key: cord-324660-w81jgw7p authors: guharoy, roy title: medication shortages: a matter of national security—time for action date: 2020-08-01 journal: mayo clin proc doi: 10.1016/j.mayocp.2020.06.025 sha: doc_id: 324660 cord_uid: w81jgw7p nan to the editor: as noted by choo and rajkumar 1 in the june 2020 issue of mayo clinic proceedings, the covid-19 (coronavirus disease 19) pandemic has exposed extreme vulnerabilities in our nation's drug supply chain. the fragility of the drug supply chain was not created overnight and has been brewing for over a decade. frequent generic drug shortages and quality deficiencies are compromising standard of care, producing waste, and increasing costs. for example, antibiotic shortages contribute to resistance, when clinicians are forced to use broad-spectrum agents. today, 80% of active product ingredient (api) manufacturers are located overseas, 2 with the majority being obtained from india and china. india, a large manufacturer of finished products, obtains 70% of apis from china. 3 china has a virtual monopoly on the apis required to make critical drugs such as antibiotics, antihypertensives, and many others. although the united states remains a global leader in drug discovery, we have almost completely transitioned manufacturing abilities to overseas because of lower production and labor costs. the united states' overreliance on importing apis from overseas has created a devastating impact on our public health with a potential for catastrophic events in the event of a war, trade conflict, or pandemic such as covid-19 and impacting our national security. as expected, the united states is waiting in line with every other country for essential drugs during the current pandemic. although there are no easy or fast solutions to this problem, we must act now. in addition to choo and rajkumar's recommendations, the following steps may be considered with the ultimate goal of domestic manufacturing of most of the essential lifesaving drugs to protect our patients from harm. d designate the pharmaceutical industry as a high-priority infrastructure critical to national security (like the aviation and energy sectors) to allow the federal government to coordinate efforts during shortages or national crises. d develop an essential national security drug supply list that includes medications for which a supply interruption could cause an immediate risk to public health. d create a national agency to monitor, plan, and identify potential manufacturers in the event of a shortage. d manufacture products in multiple locations to protect the supply chain in the event of a natural disaster or other threats. d strengthen federal oversight of manufacturers to ensure the highest product integrity and require manufacturers to provide transparency related to source of apis and quality issues. d develop a partnership between the private and public sectors acting as a united cohort to uncover incentives to drive actions to ensure domestic production of essential drugs. d require manufacturers to report to the us food and drug administration (fda) immediately on discovery of an interruption, disclosing the reason and the expected time to resolution. d create a national database for tracking of essential drug supplies and use predictive analytics to identify surge, production problems, and future shortages. editor's note: when publishing a letter that comments on an article published previously in mayo clinic proceedings, it is the journal's policy to invite the author(s) of the referenced article to publish a response. drs choo and rajkumar were fully supportive of the letter by guharoy and did not feel any response from them was necessary. to the editor: we read the recent commentary medication shortages during the covid-19 crisis by drs choo and rajkumar with great interest. 1 as supply chain management leaders at mayo clinic, we appreciate the attention these authors draw towards the issue of drug shortages and drug costs. one of the interesting observations we have made from the supply chain perspective while navigating the coronavirus disease 2019 (covid-19) pandemic is that the impacts on drug cost from covid-19 have been minimal in the retail segment and are more significant in the hospital sector. this phenomenon is a result of costly inpatient care for covid-19 and there are currently no effective commercially available drug therapies that are being routinely used in the ambulatory setting. 2 due to the high cost of covid-19 inpatient care within health care, we project that the cost containment recommendations of medicare price negotiations and controls of deductibles/rebates suggested by drs choo and kumar will have minimal impact on drug costs at this time (there could be a benefit if new therapeutic agents emerge in the future or if brand name drugs are used for covid-19 patients). one potentially highly impactful and easy to implement public policy solution we call attention to is the need to remedy unintended effects of the drug efficacy study implementation and unapproved drugs initiative programs. these programs were implemented to provide review of drugs that have been available for decades and that had not completed formal food and drug administration review. because of these programs and abuses by manufacturers, dramatic escalation of cost and expense for certain older drugs that were once generic continue to occur. 3, 4 the most egregious example in the hospital sector over the past decade is the dramatic rise in the cost of vasopressin, a drug that has been around for over 80 years and that is now among the top 25 drugs expenditures in hospitals as of 2019 and has patent protection until 2032. 5 because of the high use of vasopressin in critically ill covid-19 patients and the greater than 6000% price increase that has occurred after completing the unapproved drugs initiative process, vasopressin will likely become a top 10 drug expense within the hospital sector by the end of 2020. inflation for vasopressin since undergoing approval through the unapproved drugs initiative has been and continues to be dramatic. as result of covid-19, the manufacturer parr pharmaceuticals will experience further massive windfall profits and inflict billions of dollars of unreasonable costs for managing critically ill patients over the next decade. policy adjustments that address unintended consequences of the drug efficacy study implementation and unapproved drugs initiative programs could prevent further economic harm related to vasopressin pricing and avoid similar abuses in the future. medication shortages during the covid-19 crisis: what we must do treatment considerations for covid-19: a critical review of the evidence (or lack thereof) the fda unapproved drugs initiative: an observational study of the consequences for drug prices and shortages in the united states estimating the impact of food and drug administration's unapproved drug initiative on drug prices and sales national trends in prescription drug expenditures and projections for 2020 mayo clinic proceedings key: cord-328559-2qvxw896 authors: lesaint, kathy t.; snyder, hannah r. title: impact of social distancing on individuals who use drugs: considerations for emergency department providers date: 2020-08-18 journal: west j emerg med doi: 10.5811/westjem.2020.7.47896 sha: doc_id: 328559 cord_uid: 2qvxw896 the isolation that comes from social distancing during the covid-19 pandemic can be particularly detrimental to the united states’ population of people who use drugs. people with substance use disorders may be at risk for return to use, exacerbation of existing mental health disorders, and risky drug practices. in this commentary, we review the risk to people who use drugs and how emergency department providers can best support these individuals during the unprecedented time of social distancing. the isolation that comes from social distancing during the covid-19 pandemic can be particularly detrimental to the united states' population of people who use drugs. people with substance use disorders may be at risk for return to use, exacerbation of existing mental health disorders, and risky drug practices. in this commentary, we review the risk to people who use drugs and how emergency department providers can best support these individuals during the unprecedented time of social distancing. [west j emerg med. 2020;21(5)1102-1104.] approximately one third of pwud seeking treatment for substance use disorders are unhoused or live in congregate settings including residential treatment facilities, shelters, and single-room occupancy hotels. 3 in these settings, following the cdc guidance on social distancing may be difficult or impossible. this issue has led to covid-19 clusters in some homeless shelters and has led several communities to seek alternative housing in hotels for people experiencing homelessness. 4, 5 those pwud who have the ability to practice social distancing may face an increased risk of drug-related harms. coping with isolation and health threats may lead to increased stress and anxiety in a vulnerable population already stricken with trauma and mental health issues. social isolation can act as a trigger and is strongly correlative with mood and substance use disorders. 6 these factors can exacerbate existing substance use as patients self-treat psychiatric symptoms or lead people with a history of substance use disorder to return to use. for those who are actively using drugs, practicing harm reduction can be difficult in the setting of covid-19. traditional guidance is for pwud to use with another person so that if they overdose, 911 can be called and naloxone can be used, but by following social distancing pwud are unable to do this. as borders close and supply chains are disrupted, impact of social distancing on individuals who use drugs pwud may seek out drugs from places other than their usual, trusted sources and thereby be at greater risk of exposure to an adulterated or contaminated supply. in addition, many needle and syringe exchange programs changed their models in response to the covid-19 pandemic, either closing down completely or being unable to provide their typical services and programs (eg, referral to treatment programs, harm reduction education, naloxone distribution and education, etc). such changes place pwud at greater risk for unsafe practices and increased risk of communicable infectious diseases, skin and soft tissue infections, and drug overdose and death. furthermore, maintaining access to treatment and recovery services during a time of social distancing mandates is difficult. throughout the country, support groups have been cancelled, treatment programs are limiting new patients, and inpatient treatment centers have limited visits. [6] [7] [8] opioid treatment programs, in which most patients rely on daily dispensing of medications to treat opioid use disorder, may have reduced access as well. such changes make it harder for patients to newly access treatment and present challenges for those who are already in treatment. without ease of access to places of recovery and medication-assisted treatment, patients are at risk of serious medical and psychological complications. fortunately, the federal government has recently made several changes to increase access to life-saving addiction treatment. the centers of medicare & medicaid services has loosened regulations and is compensating for telemedicine services, the drug enforcement agency now supports telephone and audiovisual buprenorphine prescribing, and the office of civil rights at the department of health and human services approved usage of popular apps to provide telehealth without risk of penalties for noncompliance with hipaa. [9] [10] [11] in addition, opioid treatment programs are providing longer durations of take-home doses of medications for treatment of opioid use disorder. 12 it is likely that emergency departments (ed) across the us will see an increase in the number of pwud experiencing withdrawal, experiencing overdose, or seeking treatment for their substance use disorder. preliminary data from the ed at san francisco's only public hospital revealed a near twofold increase in the number of patients presenting with the chief complaint of "drug overdose" in march 2020 (67 patients/month; 1.2% of all ed encounters) when compared to averaged data from the prior six months (38 patients/month; 0.6% of all ed encounters). in addition, more than 35 states have reported increases in cases of opioid-related overdose and mortality. 13 therefore, in this unprecedented time of social distancing, emergency providers are placed in an additional frontline role of delivering patient-centered care for a highly at-risk population of pwud. emergency clinicians should provide compassionate, evidence-based care to pwud. establishing rapport and motivational interviewing can be difficult in a time of enhanced precautions and extra personal protective equipment. however, continuing to take the time to speak in a non-stigmatizing way is vital in the therapeutic process and is the start to effective treatment for pwud. 14 in recent years, the practice of ed initiation of buprenorphine has rapidly become the standard of care. 15 we encourage emergency clinicians to offer buprenorphine to any patients presenting with opioid use disorder. 16 data 2000 waivers are not required to administer buprenorphine in the ed. first doses of buprenorphine can be rapidly administered in the ed, and patients should be linked to ongoing treatment. in addition, while it is not the usual practice of the emergency clinician to provide long-term medication prescriptions, in this unique time we encourage providers with data 2000 waivers to offer longer durations of buprenorphine prescriptions (up to 28 days) to appropriate patients. during the covid-19 pandemic, it is more essential than ever that emergency clinicians provide this service and while doing so, receive institutional support that is much needed to overcome barriers to buprenorphine administration. individual institutions and departmental leadership can best support their clinicians by providing adequate training and resources regarding buprenorphine use, as well as assisting providers in coordination of outpatient linkage to care. 17 on march 19, 2020, the substance abuse and mental health services administration provided additional guidance for managing the treatment of alcohol or benzodiazepine withdrawal in acute settings. 18 providing buprenorphine to treat patients with opioid use disorder and medication treatment for alcohol withdrawal is particularly essential for those patients who are diagnosed with covid and entering quarantine. adequately treated withdrawal and compassionate care will support them in staying for the duration of their quarantine period. as much as possible, emergency care providers must continue to offer harm reduction strategies to pwud. strategies of harm reduction include supporting drug use hygiene (eg, giving education on safe consumption, distributing pipes or syringes), providing overdose prevention supplies (eg, take-home or prescriptions of naloxone, fentanyl test strips), and encouraging patients to not use drugs in isolation (eg, video-chatting with a buddy, contacting support at www.neverusealone.com). involving an ed social worker or substance use navigator who is familiar with local outpatient resources and/or changes to the outpatient landscape during this time can help facilitate linkage to care. finally, continuing to address other social determinants of health (eg, housing insecurity, psychiatric illnesses) is paramount to providing safe discharge to the community. the isolation that comes from social distancing during the covid-19 pandemic can be particularly detrimental to the volume 21, no. 5: september 2020 impact of social distancing on individuals who use drugs lesaint et al. population of people who use drugs. people with substance use disorders may be at risk for return to use, exacerbation of existing mental health disorders, and risky drug practices. in this time, emergency care providers have a vital role in supporting this vulnerable population of people who use drugs by establishing rapport, encouraging best practices in harm reduction, providing medication treatment, and connecting patients to outpatient resources. individual characteristics of the literally homeless, marginally housed, and impoverished in a us substance abuse treatment-seeking sample assessment of sars-cov-2 infection prevalence in homeless shelters -four us cities coronavirus forces san francisco to put homeless into hotels the association between social isolation and dsm-iv mood, anxiety, and substance use disorders: wave 2 of the national epidemiologic survey on alcohol and related conditions people in addiction treatment are losing crucial support during coronavirus pandemic opioid addiction is "a disease of isolation medicare telemedicine health care provider fact sheet dea-068 letter notification of enforcement discretion for telehealth remote communications during the covid-19 nationwide public health emergency issue brief: reports of increases in opioid-related overdose and other concerns during covid pandemic what is the impact of mental health-related stigma on help-seeking? a systematic review of quantitative and qualitative studies management of opioid use disorder in the emergency department: a white paper prepared for the american academy of emergency medicine initiating buprenorphine treatment in the emergency department emergency department clinicians' attitudes toward opioid use disorder and emergency department-initiated buprenorphine treatment: a mixed-methods study considerations for crisis centers and clinicians in managing the treatment of alcohol or benzodiazepine withdrawal during the covid-19 epidemic key: cord-006479-iaocovf2 authors: schreiber, j. title: medikamenteninduzierte parenchymatöse lungenerkrankungen date: 2009-08-01 journal: pneumologe (berl) doi: 10.1007/s10405-008-0294-9 sha: doc_id: 6479 cord_uid: iaocovf2 drug-induced alveolitis/pneumonitis and lung fibrosis are comparatively frequent manifestations of drug-induced damage to the respiratory system. these side effects rarely have pathognomonic features. therefore, they are relevant differential diagnoses of naturally occurring pulmonary diseases. side effects of drug therapy may mimic much of the clinical-radiological-pathological pattern of interstitial lung diseases; however, precise figures on the frequency of medicamentous induction of interstitial lung disorders are lacking. the diagnostics are based mainly on verifying a compatible disease pattern, excluding differential diagnoses, and assessing the temporal relationship and the consequences of drug abstention. reexposure is rarely indicated. strict elimination of the responsible drugs is the most important therapeutic measure. additional drug therapy, mostly with glucocorticosteroids, may be indicated. this article summarizes the spectrum of drug-induced disorders of the lung parenchyma. medikamenteninduzierte erkrankungen können sich in allen kompartimenten der atmungsorgane manifestieren. in diesem beitrag wird eine übersicht über medikamentös induzierte erkrankungen des lungenparenchyms, aber auch reaktionsmuster wie das nichtkardiogene lungenödem, die diffuse alveoläre hämorrhagie, das medikamenteninduzierte ards ("acute respiratory distress syndrome") und eosinophile lungenparenchymerkrankungen gegeben. überschneidungen zwischen diesen reaktionsmustern sind möglich. so können beispielsweise charakteristika eines diffusen alveolarschadens vor dem hintergrund eines nsip-musters ("non-specific interstitial pneumonia") auftreten. interstitielle lungenerkrankungen -alveolitiden und lungen-fibrosen -sind die häufigste form von arzneimittelnebenwirkungen am lungenparenchym. meist ist die lunge isoliert betroffen. eine gleichzeitig auftretende hepatotoxizität wurde z. b. für amiodaron oder nitrofurantoin beschrieben. dagegen sind medikamentös induzierte systemische krankheitsbilder mit pulmonaler beteiligung selten. es gibt medikamente, die im falle von nebenwirkungen ein uniformes reaktionsmuster an den atmungsorganen induzieren, einzelne medikamente können jedoch auch in abhängigkeit von der individuellen prädisposition verschiedenartige krankheitsbilder hervorrufen. andererseits können identische schädigungsmuster des lungenparenchyms durch strukturell und pharmakologisch unterschiedliche medikamente verursacht werden. für eine kaum noch überschaubare vielzahl von pharmakologisch und strukturell verschiedenartigen medikamenten wurden nebenwirkungen am lungenparenchym beschrieben. die am häufigsten ursächlichen medikamente bzw. medikamentengruppen sind zytostatika (bleomycin, busulfan, chlorambuzil, gemcitabin, nitrosoharnstoffe wie carmustin und lomustin, u.v.a.), amiodaron, antibiotika und biologische medikamente (wachstumsfaktoren, interferone, zytokine, antikörper wie rituximab, trastuzumab). die exzellente datenbank pneumotox-online [13] enthält aktuell über 350 medika-mente, für die bronchopulmonale nebenwirkungen beschrieben wurden. die relativen häufigkeiten verändern sich mit den sich ändernden modalitäten der pharmakotherapie. so ist beispielsweise die früher häufige nitrofurantoinlunge heute selten geworden, eine früher ebenfalls häufige goldlunge als folge einer therapie einer rheumatoiden arthritis mit goldpräparaten dürfte heute nicht mehr auftreten. für neuere substanzen, wie tyrosinkinaseinhibitoren (gefitinib, erlotinib), rapamycinderivate (sirolimus, everolimus, temserolimus), imatinib, interferone und anti-tnfα-antagonisten (eternacept, infliximab, adalimumab) wurden pneumotoxische nebenwirkungen nachgewiesen. die pathomechanismen der medikamenteninduzierten lungenerkrankungen sind vielfältig und je nach medikament und reaktionsmuster unterschiedlich, oft auch nicht im detail geklärt. sie reichen von einer direkten toxizität des medikaments oder seiner metaboliten über hypererge reaktionen bis hin zur induktion von autoimmunen oder allergischen reaktionen [14] . die lunge ist ein stoffwechselaktives organ mit einer breiten enzymausstattung. die gesamtkonzentration der enzyme der cytochrom-p450-superfamilie beträgt in der lunge etwa 10% der konzentration in der leber. auf zellulärer basis ist die konzentration dieser enzyme in den pulmonalen clara-zellen und den typ-ii-pneumozyten höher als in hepatoin abhängigkeit von den ergebnissen dieser diagnostik wird empfohlen, die wahrscheinlichkeit des kausalzusammenhangs einzuteilen in [22] : f bewiesen ("causative"), f wahrscheinlich ("probable"), f möglich ("possible"). eine schädigung des lungenparenchyms durch medikamente manifestiert sich meist, jedoch nicht immer in form einer alveolitis oder lungenfibrose und kann durch eine vielzahl von arzneimitteln induziert werden (. infobox 2, . infobox 3, [2, 4, 17] akute, subakute und chronische verläufe sind möglich. f bleomycin f busulfan f mitomycin f carmustin u. a. zytostatika f amiodaron f nitrofurantoin f amphotericin b f sulfasalazin f hydrochlorothiazid f goldsalze f bromocriptin f interstitielle lungenerkrankung · hämorrhagie · allergische reaktion · toxizität · medikamentenkarenz druginduceddisordersofthelungparenchyma abstract drug-induced alveolitis/pneumonitis and lung fibrosis are comparatively frequent manifestations of drug-induced damage to the respiratory system. these side effects rarely have pathognomonic features. therefore, they are relevant differential diagnoses of naturally occurring pulmonary diseases. side effects of drug therapy may mimic much of the clinical-radiological-pathological pattern of interstitial lung diseases; however, precise figures on the frequency of medicamentous induction of interstitial lung disorders are lacking. the diagnostics are based mainly on verifying a compatible disease pat-tern, excluding differential diagnoses, and assessing the temporal relationship and the consequences of drug abstention. reexposure is rarely indicated. strict elimination of the responsible drugs is the most important therapeutic measure. additional drug therapy, mostly with glucocorticosteroids, may be indicated. this article summarizes the spectrum of drug-induced disorders of the lung parenchyma. interstitial lung disease · hemorrhage · allergic reaction · toxicity · drug cessation bei begründetem verdacht ist eine medikamentenkarenz und in abhängigkeit vom schweregrad der reaktion eine therapie mit glukokortikosteroiden indiziert. eine granulomatöse entzündung ist nicht typisch für eine medikamentös induzierte schädigung des lungenparenchyms. einige medikamente können jedoch mehr oder weniger gut abgrenzbare pulmonale granulome induzieren: methotrexat, bleomycin, phenylbutazon, phenytoin, sirolimus, eternacept und leflunomid. die induktion einer sarkoidose kann die therapie mit interferon-α und -β komplizieren. ein diffuser alveolarschaden (dad) manifestiert sich klinisch oft als akutes lungenversagen ("acute respiratory distress syndrome", ards). das histomorpho-abb. 1 [11] . im folgenden werden einige medikamenten-und substanzgruppen wegen ihres besonderen nebenwirkungsspektrums oder ihres breiten einsatzes im detail dargestellt. eine antiarrhythmische therapie mit amiodaron wird relativ häufig durch pulmonale nebenwirkungen kompliziert. dieses krankheitsbild ist heutzutage seltener geworden, weil das medikament niedriger dosiert wird als früher. die häufigkeit einer apt ist dosisabhängig und beträgt 0,1-0,6% bei einer dosis von 200 mg/tag, wie sie in deutschland meist üblich ist, von 6-16% bei einer dosierung bis 600 mg/tag und reicht bis zu 50% bei tagesdosen von 1200 mg. ein risikofaktor ist eine hohe initialdosis. weitere triggerfaktoren sind thoraxchirurgische eingriffe, eine sauerstofftherapie und vermutlich auch infektionen. eine seltene, mit einer erheblichen letalität behaftete komplikation einer amiodarontherapie ist das akute lungenversa gen (ards), das nahezu ausschließlich nach thoraxchirurgischen eingriffen, einschließlich minimal-invasiver eingriffe auftritt [5, 15] . für zahlreiche zytostatika sind nebenwirkungen an den atmungsorganen bekannt. auch die neueren chemotherapeutika und immunsuppressiven medi-kamente (fludarabin, gemcitabin, gefitinib, imatinib, irinotecan, rituximab, trastuzumab und taxane) wurden pneumotoxische nebenwirkungen beschrieben. durch den vermehrten einsatz von biologischen substanzen (wachstumsfaktoren, zytokine, antikörper) sind hinsichtlich der pulmonalen toxizität zusätzliche probleme entstanden. die pulmonale toxizität von zytostatika wird in eine früh, während der therapie einsetzende ("early onset") form (. abb. 5) und eine monate bis jahre nach der therapie einsetzende ("late onset") form unterschieden. die früh einsetzende form manifestiert sich meist als alveolitis, toxisches lungenödem, ards, diffuse alveoläre hämorrhagie (dah) oder bronchiolitis obliterans, die spät einsetzende form meist als lungenfibrose. risikofaktoren für toxische nebenwirkungen von zytostatika an den lungen sind die kumulative medikamentendosis, eine kombinationstherapie mit anderen zytostatika, insbesondere eine second-line-oder third-line-therapie, eine zusätzliche behandlung mit hämatopoetischen wachstumsfaktoren, ein höheres alter der patienten (>70 jahre), eine simultane oder sequentielle strahlentherapie, eine sauerstofftherapie (f i o 2 >0,5) und thoraxchirurgische eingriffe. patienten mit vorbestehenden lungenparenchymerkrankungen. abb. 5 drug-induced eosinophilic lung disease druginduced and iatrogenic infiltrative lung disease drug-induced respiratory disease in patients with hematological diseases interstitial lung disease induced by drugs and radiation amiodarone pulmonary toxicity methotrexate pulmonary toxicity druginduced lung disease: high-resolution ct and histological findings bronchoalveolar lavage in drug-induced lung disease pulmonary toxicity from novel antineoplastic agents drug-induced lung disease: high-resolution ct findings drug induces bronchiolitis obliterans organizing pneumonia pathologic characteristics of drug-induced lung disease pneumotox online. the drug-induced lung diseases understanding the mechanisms of drug-associated interstitial lung disease pulmonary toxicity of cardiac drugs drug-induced pulmonary edema and acute respiratory distress syndrome infiltrative lung disease due to non-toxic agents pulmonary toxicity of chemotherapy imaging features of drug-induced lung diseases drug-induced pulmonary damage pulmonary adverse events of anti-tumor necrosis factor alpha antibody therapy a method for estimating the probability of adverse drug reactions drug-induces lupus drug-related pulmonary problems in patients with rheumatoid arthritis drug-induced diffuse alveolar hemorrhage syndromes and vasculitis drug-induced eosinophilic pneumonia: high-resolution ct findings in 14 patients bei der häufig notwendigen polychemotherapie kann es bei einer toxischen lungenschädigung unmöglich sein, eine einzelne substanz als ursache zu benennen. diese situation wird durch den terminus "chemotherapy lung" (chemotherapielunge) widergespiegelt (. abb. 1; [3, 18] ). in den letzten jahren haben sich die möglichkeiten der therapie onkologischer erkrankungen durch den einsatz von sog. "small molecules", wie thyrosinkinase (tk)-inhibitoren oder proteasomeninhibitoren, erweitert. auch für diese substanzen wurden schwere, teilweise letal verlaufende pulmonale nebenwirkungen beschrieben. so kann die therapie mit tk-inhibitoren wie gefitinib durch fibrosierende alveolitiden, die applikation von proteasomeninhibitoren (bortezomib) durch schwere alveoläre hämorrhagien kompliziert werden (. abb. 2; [9] ). mtx wird neben seinem einsatz in der onkologie in niedriger dosis zur behandlung von rheumatischen und entzündlichen erkrankungen eingesetzt. pulmonale nebenwirkungen sind auch bei niedrig dosierter mtx-therapie möglich und können zu jedem zeitpunkt der therapie auftreten. risikofaktoren sind ein höheres patientenalter, ein begleitender diabetes mellitus, pleuropulmonale manifestation einer rheumatoiden arthritis, eine vorangegangene therapie mit dmard ("disease modifying anti-rheumatic drugs") und eine hypalbuminämie. eine kombinationstherapie mit tnf-antagonisten kann die mtx-toxizität triggern.diagnostische kriterien einer mtx-alveolitis sind ein subakuter beginn innerhalb weniger tage mit husten, dyspnoe, fieber (>38°c), beidseitigen pulmonalen infiltraten, leukozytose über 15 g/l bei negativen blut-, sputum und bal-kulturen, eine restriktive ventilationsstörung mit dlco-und p a o 2 -abfall. in der bal ist eine lymphozytose (cd4+ oder cd8+) und im lungenparenchym sind histologisch eine alveolitis, hyperplasie der typ-ii-pneumozyten und granulomatöse entzündung sowie eine geringe, nicht obligate gewebseosinophilie nachweisbar. die wichtigste differenzialdiagnosen sind infektionen, einschließlich opportunistischer erreger (pneumocystis jirovecii, cytomegalie-virus, cryptococcus spp., herpesviren, nocardia spp.), die unter einer therapie mit mtx beschrieben wurden.die mtx-induzierte pulmonale toxizität kann einen perakuten verlauf zeigen und sich als diffuser alveolarschaden oder als diffuse alveoläre hämorrhagie manifestieren.die therapie besteht in einer medikamentenkarenz und der applikation von glukokortikosteroiden. eine reexposition ist kontraindiziert [6, 21, 24] . eine potenzielle nebenwirkung an den atmungsorganen ist eine alveolitis, die sich histologisch als nsip manifestiert. auch können eosinophile infiltrate und pleuraergüsse auftreten. als nebenwirkung dieser medikamente wurde ein "acute druginduced chest syndrome" beschrieben, das wechselnde, subpleurale infiltrate mit starken, atemabhängigen pleuritischen schmerzen und dyspnoe umfasst, die nach karenz rückläufig sind und nach reexposition erneut auftreten. es ist eine abgrenzung von rezidivierenden lungenembolien erforderlich [15] . die häufigsten und bekanntesten nebenwirkungen der ace-hemmer sind unproduktiver husten und ein potenziell vital bedrohliches glottis-oder larynxödem. weiterhin können diese substanzen eosinophile infiltrate oder eine subakute interstitielle pneumonie induzieren [15] . in den letzten jahren wird nitrofurantoin als preisgünstiges medikament wieder vermehrt in der therapie von harnwegs-abb. 6 9 röntgenuntersuchung der thoraxorgane einer 19-jährigen patientin mit einer alveolitis infolge einer nitrofurantointherapie (nitrofurantoinlunge): gering ausgeprägte interstitielle zeichnungsvermehrung. es lag eine schwere einschränkung der diffusionskapazität vor. die bal zeigte eine massive erhöhung der gesamtzellzahl mit vermehrung der lymphozyten und der eosinophilen granulozyten key: cord-315702-pn8247j2 authors: sahakijpijarn, sawittree; moon, chaeho; koleng, john j.; christensen, dale j.; williams, robert o. title: development of remdesivir as a dry powder for inhalation by thin film freezing date: 2020-09-22 journal: biorxiv doi: 10.1101/2020.07.26.222109 sha: doc_id: 315702 cord_uid: pn8247j2 remdesivir exhibits in vitro activity against sars-cov-2 and was granted approval for emergency use. to maximize delivery to the lungs, we formulated remdesivir as a dry powder for inhalation using thin film freezing (tff). tff produces brittle matrix nanostructured aggregates that are sheared into respirable low-density microparticles upon aerosolization from a passive dry powder inhaler. in vitro aerodynamic testing demonstrated that drug loading and excipient type affected the aerosol performance of remdesivir. remdesivir combined with optimal excipients exhibited desirable aerosol performance (up to 93.0% fpf; 0.82μm mmad). remdesivir was amorphous after the tff process, which benefitted drug dissolution in simulated lung fluid. tff remdesivir formulations are stable after one-month storage at 25 °c/60%rh. in vivo pharmacokinetic evaluation showed that tff-remdesivir-leucine was poorly absorbed into systemic circulation while tff-remdesivir-captisol® demonstrated increased systemic uptake compared to leucine. remdesivir was hydrolyzed to the nucleoside analog gs-441524 in lung, and levels of gs-441524 were greater in lung with the leucine formulation compared to captisol®. in conclusion, tff technology produces high potency remdesivir dry powder formulations for inhalation suitable to treat patients with covid-19 on an outpatient basis and earlier in the disease course where effective antiviral therapy can reduce related morbidity and mortality. the coronavirus disease 2019 (covid-19) is an ongoing worldwide pandemic. as of september 2020, laboratory-confirmed cases have been reported in 213 countries and territories with 29 more than 30 million reported cases and close to 1 million reported deaths [1] . although this disease 4 of 39 antiviral activity in the lungs, and limit the potential for systemic side effects [18] . in addition, the cost 89 of the drug can be reduced, and the supplies of the drug can be maximized, thus treating more 90 patients due to less dose required by inhalation as compared to injectable forms. the treatment cost 91 can also be decreased when administered by inhalation, since patients may not need to visit hospitals 92 as is required to administer the iv injectable dose. therefore, more affordable and early stage 93 treatment can be provided to patients with inhaled remdesivir. nebulization of the current iv formulation in a diluted form is a potential method of pulmonary 95 administration; however, the drug is prone to degrade by hydrolysis in aqueous solution to form the 96 nucleoside monophosphate, which has difficulty penetrating cell membranes, thereby minimizing the 97 antiviral activity in the lung cells [19] . another concern is the use of sbecd as an excipient in although several techniques have been used to prepare inhalable powders, including 116 mechanical milling and spray drying, the advantages of thin film freezing (tff) over other techniques 5 of 39 rely on the ability to produce aerosolizable particles composed of brittle matrix, nanostructured 118 aggregates. these are high surface area powders that are ideally suited for dry powder inhalation. tff employs ultra-rapid freezing (on the order of 100-1,000 k/sec) such that precipitation (either as 120 a crystalline nanoaggregate or amorphous solid dispersion) and particle growth of the dissolved 121 solute can be prevented [25] . subsequently, nanostructured aggregates are formed as a low-density 122 brittle matrix powder [26] , which is efficiently sheared into respirable low-density microparticles by a the ef was calculated as the total amount of remdesivir emitted from the device as a percentage of the pan with a t-zero hermetic lid were crimped, and a hole was drilled in the lid before placing the the dispersion was adjusted to 10 ml by adding 1m hbss). the dispersion was frozen at -20 c for intratracheal administration was carried out using the dry powder insufflator (dp-4m model, penn-century inc., philadelphia, pa) connected to the air pump (ap-1 model, penn-century inc., philadelphia, pa the aerodynamic particle size distribution of tff remdesivir formulations was evaluated 374 using a plastiape® rs00 high resistance dpi and ngi apparatus. figure 4 and 1h-nmr was performed to identify interactions between remdesivir and excipients. figure 5b 417 demonstrates an expansion of 1h-nmr spectra for selected tff remdesivir powder formulations and 418 remdesivir unprocessed powder. while the peak at 6.03 ppm is sharp and does not show any 419 differences from the presented samples, the peaks at 5.37 and 6.33 ppm of f9 exhibited broader 420 peak. also, these peaks were slightly shifted to downfield. figure 5c shows the rs00 high resistance monodose dpi is a capsule-based dpi device that is available for 515 commercial product development, and it functions to disperse the powder based on impaction force. a previous study confirmed that this impact-based dpi can disperse low-density brittle matrix powders 517 made by tff process into respirable particles better than a shear-based dpi (e.g., handihaler®) [36] . another study also evaluated the performance of different models of the monodose dpi (rs01 and 519 rs00) on the aerosol performance of brittle matrix powders containing voriconazole nanoaggregates 520 prepared by tff [37] . it was shown that the rs00 device exhibited better powder shearing and 521 deaggregation through smaller holes of the capsule created by the piercing system of the rs00 522 device [37]. therefore, the rs00 high resistance plastiape® dpi was selected for this study. we found that excipient type and drug loading affect the aerosol performance of tff 524 remdesivir powder compositions. overall, the aerosol performance of tff remdesivir powders 525 increased as the drug loading was increased, a highly desirable feature. this trend is obvious for the 526 captisol®-, lactose-, and mannitol-based formulations when the drug loading was increased from 20% 527 to 50%. furthermore, high potency tff remdesivir powder without excipients (f14 and f15) also 528 exhibited high fpf and small mmad, which indicates remdesivir itself has a good dispersing ability 529 without the need of a dispersing excipient when prepared using the tff process. this shows that the 530 tff technology can be used to minimize the need of excipient(s) in the formulation, thus maximizing 531 the amount of remdesivir being delivered to the lungs by dry powder inhalation. the aerosol performance of the leucine-based formulations did not significantly change when 533 the drug loading was increased from 20% to 80%, and these formulations exhibited superior aerosol 534 performance compared to the other excipient-based formulations studied in this paper. this is likely one potential concern related to the amorphous drug is physical instability due to its high 561 energy state. according to criteria described by wyttenbach in addition to the physical stability, remdesivir, as a prodrug, is prone to degrade by hydrolysis 579 in aqueous solution. since an organic/water co-solvent system is required to dissolve the drug and 580 excipients in the tff process, chemical stability is another concern during preparation. nmr spectra 581 demonstrated that remdesivir did not chemically degrade as a result of the tff process. even though 582 remdesivir was exposed to binary co-solvent systems consisting of water during the process, the 583 entire tff process used to produce remdesivir dry powder inhalation formulations did not induce 584 chemical degradation of the parent prodrug. furthermore, remdesivir was chemically stable by hplc (data not shown) and nmr after one-month storage at 25c/60%rh. since remdesivir is a poorly water-soluble drug, its dissolution may be a critical factor of drug 589 release in the lung fluid, especially in high drug load formulations. undissolved particles can be 590 cleared by mucociliary clearance or macrophage uptake, causing lower drug concentration, lung 591 irritation, and inflammatory response [46] . therefore, a dissolution test was evaluated in this study. the dissolution profile demonstrated that physical form of drug appears to have a significant effect generally, even though leucine is a hydrophobic amino acid, it is a water-soluble excipient that has 627 higher solubility than poorly water-soluble drugs like remdesivir. therefore, the interactions between 628 drug and leucine at the molecular level can increase the dissolution rate of poorly water-soluble drug 629 [53, 54] , like that observed in our study . significantly higher plasma levels of gs-441524 than remdesivir were observed in our rat 631 pharmacokinetic study. the half-life of remdesivir is reportedly much shorter than that of gs-441524. while half-life of gs-441524 is approximately 24.5 hours, for remdesivir it is only about 1 hour in 633 humans following multiple once-daily iv administrations [3] . in rats, the half-life of remdesivir in 634 plasma is reported to be less than 0.9 minute, which is much shorter than that in humans, due to we have demonstrated that low density, highly porous brittle matrix particles of remdesivir covid-19 dashboard by the center for systems science and engineering (csse) at johns a review of coronavirus disease-2019 (covid-19) summary on compassionate use: remdesivir gilead arguments 701 in favour of remdesivir for treating sars-cov-2 infections current knowledge about the antivirals remdesivir (gs-5734) and gs-704 441524 as therapeutic options for coronaviruses therapeutic efficacy of the small molecule gs-5734 against ebola virus in rhesus 714 monkeys the antiviral compound 716 remdesivir potently inhibits rna-dependent rna polymerase from middle east respiratory syndrome 717 coronavirus clinical benefit of remdesivir in rhesus 720 macaques infected with sars-cov-2 gs-5734 and its parent nucleoside analog inhibit filo-, pneumo-724 , and paramyxoviruses coronavirus susceptibility to the antiviral remdesivir mediated by the viral polymerase and the proofreading exoribonuclease compassionate use of remdesivir for patients with severe remdesivir in covid-19 mild/moderate 2019-ncov remdesivir rct -full text view -clinicaltrials severe 2019-ncov remdesivir rct -full text view -clinicaltrials sulfobutylether-beta-cyclodextrin physicochemical characterization, molecular docking, and in vitro dissolution of glimepiride-744 the use of captisol (sbe7-beta-cd) in oral solubility-enabling 746 formulations: comparison to hpbetacd and the solubility-permeability interplay pulmonary drug delivery. part i: physiological factors affecting 749 therapeutic effectiveness of aerosolized medications remdesivir for treatment of covid-19: combination of pulmonary and iv 752 administration may offer aditional benefit inactive ingredient search for approved drug products. u.s. food and drug administration characterization and pharmacokinetic analysis of aerosolized 757 aqueous voriconazole solution dose tolerability of chronically inhaled voriconazole solution in rodents dry powder 762 insufflation of crystalline and amorphous voriconazole formulations produced by thin film freezing to 763 mice a guide to aerosol delivery devices 765 for respiratory therapists use of thin film freezing 767 to enable drug delivery: a review effect of processing parameters on the 770 physicochemical and aerodynamic properties of respirable brittle matrix powders respirable low-density 773 microparticles formed in situ from aerosolized brittle matrices in vitro and in vivo 775 performance of dry powder inhalation formulations: comparison of particles prepared by thin film 776 freezing and micronization small airway absorption and microdosimetry of inhaled 778 corticosteroid particles after deposition novel ultra-rapid freezing particle engineering process for enhancement of 781 dissolution rates of poorly water-soluble drugs physicochemical characterization of d-mannitol polymorphs: the challenging surface 784 energy determination by inverse gas chromatography in the infinite dilution region agglomerated novel spray-787 dried lactose-leucine tailored as a carrier to enhance the aerosolization performance of salbutamol 788 sulfate from dpi formulations formulation strategy and use of excipients in pulmonary drug delivery. int 790 j pharm (d) of the securities exchange 792 act of 1934 for the fiscal year ended december 31, 2019 793 form 10-k savara inc: united states securities and exchange commission a study of aerovanc for the treatment of mrsa infection in cf patients using thin 797 film freezing to minimize excipients in inhalable tacrolimus dry powder formulations processing design space is critical for 800 voriconazole nanoaggregates for dry powder inhalation produced by thin film freezing direct evidence on reduced 803 adhesion of salbutamol sulphate particles due to l-leucine coating correlations between surface composition and 807 aerosolization of jet-milled dry powder inhaler formulations with pharmaceutical lubricants viscosity measurements of methanol-water 810 and acetonitrile-water mixtures at pressures up to 3500 bar using a novel capillary time-of-flight 811 viscometer density, dynamic viscosity, and derived properties of binary 813 mixtures of 1,4 dioxane with water at t=298.15 k effect of process variables on morphology and 815 aerodynamic properties of voriconazole formulations produced by thin film freezing glass-forming ability of compounds in marketed amorphous drug 818 products glass forming ability on the physical stability of supersaturated amorphous solid dispersions myth or truth: the 823 glass forming ability class iii drugs will always form single-phase homogenous amorphous solid 824 dispersion formulations interpretation and prediction of inhaled drug particle accumulation in the 826 lung and its associated toxicity nebulization 828 of nanoparticulate amorphous or crystalline tacrolimus--single-dose pharmacokinetics study in mice in vitro and in vivo evaluation of porous lactose/mannitol 831 carriers for solubility enhancement of poorly water-soluble drugs the role of functional excipients 834 in solid oral dosage forms to overcome poor drug dissolution and bioavailability nmr methods to characterize protein-ligand 837 interactions hydrogen bonding and chemical reactivity nmr techniques to study hydrogen bonding 841 in aqueous solution. monatshefte fur chemie chemical properties, aerosolization and dissolution of co-spray dried azithromycin particles with l-844 amino acids as co-amorphous 846 stabilizers for poorly water soluble drugs improved aqueous solubility of crystalline 850 astaxanthin (3,3'-dihydroxy-beta, beta-carotene-4,4'-dione) by captisol (sulfobutyl ether beta-851 cyclodextrin) what do we know about remdesivir drug interactions? pulmonary 855 dissolution of poorly soluble compounds studied in an ex vivo rat lung model remdesivir inhibits sars-cov-2 in human lung cells and chimeric sars-cov expressing the 862 sars-cov-2 rna polymerase in mice advantages of the parent nucleoside gs-441524 over remdesivir for 864 covid-19 treatment key: cord-332271-slouuryl authors: baker, jeremy d.; uhrich, rikki l.; kraemer, gerald c.; love, jason e.; kraemer, brian c. title: a drug repurposing screen identifies hepatitis c antivirals as inhibitors of the sars-cov-2 main protease date: 2020-08-27 journal: biorxiv doi: 10.1101/2020.07.10.197889 sha: doc_id: 332271 cord_uid: slouuryl the sars coronavirus type 2 (sars-cov-2) emerged in late 2019 as a zoonotic virus highly transmissible between humans that has caused the covid-19 pandemic 1,2. this pandemic has the potential to disrupt healthcare globally and has already caused high levels of mortality, especially amongst the elderly. the overall case fatality rate for covid-19 is estimated to be ∼2.3% overall 3 and 32.3% in hospitalized patients age 70-79 years 4. therapeutic options for treating the underlying viremia in covid-19 are presently limited by a lack of effective sars-cov-2 antiviral drugs, although steroidal anti-inflammatory treatment can be helpful. a variety of potential antiviral targets for sars-cov-2 have been considered including the spike protein and replicase. based upon previous successful antiviral drug development for hiv-1 and hepatitis c, the sars-cov-2 main protease (mpro) appears an attractive target for drug development. here we show the existing pharmacopeia contains many drugs with potential for therapeutic repurposing as selective and potent inhibitors of sars-cov-2 mpro. we screened a collection of ∼6,070 drugs with a previous history of use in humans for compounds that inhibit the activity of mpro in vitro. in our primary screen we found ∼50 compounds with activity against mpro (overall hit rate <0.75%). subsequent dose validation studies demonstrated 8 dose responsive hits with an ic50 ≤ 50 μm. hits from our screen are enriched with hepatitis c ns3/4a protease targeting drugs including boceprevir (ic50=0.95 μm), ciluprevir (20.77μm). narlaprevir (ic50=1.10μm), and telaprevir (15.25μm). these results demonstrate that some existing approved drugs can inhibit sars-cov-2 mpro and that screen saturation of all approved drugs is both feasible and warranted. taken together this work suggests previous large-scale commercial drug development initiatives targeting hepatitis c ns3/4a viral protease should be revisited because some previous lead compounds may be more potent against sars-cov-2 mpro than boceprevir and suitable for rapid repurposing. limited by a lack of effective sars-cov-2 antiviral drugs, although steroidal anti-inflammatory treatment 23 can be helpful. a variety of potential antiviral targets for sars-cov-2 have been considered including 24 the spike protein and replicase. based upon previous successful antiviral drug development for hiv-1 and 25 hepatitis c, the sars-cov-2 main protease (mpro) appears an attractive target for drug development. 26 here we show the existing pharmacopeia contains many drugs with potential for therapeutic repurposing 27 as selective and potent inhibitors of sars-cov-2 mpro. we screened a collection of ~6,070 drugs with a 28 previous history of use in humans for compounds that inhibit the activity of mpro in vitro. in our primary 29 screen we found ~50 compounds with activity against mpro (overall hit rate <0.75%). subsequent dose 30 validation studies demonstrated 8 dose responsive hits with an ic50 < 50 m. hits from our screen are 31 enriched with hepatitis c ns3/4a protease targeting drugs including boceprevir (ic50=0.95 m), 32 ciluprevir (20.77m). narlaprevir (ic50=1.10m), and telaprevir (15.25m). these results demonstrate 33 that some existing approved drugs can inhibit sars-cov-2 mpro and that screen saturation of all approved 34 drugs is both feasible and warranted. taken together this work suggests previous large-scale commercial 35 drug development initiatives targeting hepatitis c ns3/4a viral protease should be revisited because some 36 previous lead compounds may be more potent against sars-cov-2 mpro than boceprevir and suitable for 37 rapid repurposing. 38 the sars virus and sars-cov-2, the cause of the covid-19 pandemic, are zoonotic coronaviruses 44 found in bats that can infect humans. initial symptoms of sars-cov-2 infection include fever, myalgia, 45 cough, and headache. infection usually resolves without active medical intervention, but for a subset of 46 cases infection can progress to viral pneumonia and a variety of complications including acute lung 47 targetable activities for covid-19, the coronavirus mpro seems a likely choice for rapid drug 66 to accelerate drug development we employed a drug repurposing strategy, an approach of utilizing 68 previously approved drugs for new indications 12,13 . previous work suggests libraries enriched with known 69 bioactive drug-like compounds provide the best opportunity for finding new lead compounds 14,15 . thus 70 we attempted the selective optimization of side activities (sosa) approach 16 as a rapid and cost effective 71 means to identify candidate hits while minimizing the number of compounds screened. the sosa 72 approach proceeds by two steps. first a limited set of carefully chosen, structurally diverse, well-73 characterized drug molecules are screened; as approved drugs, their bioavailability, toxicity and efficacy 74 in human therapy has already been demonstrated 16, 17 . to screen as much of the available approved drug 75 space as possible in an easily accessible format we chose to screen the broad institute drug repurposing 76 library (6070 compounds, see table s1 ) 18 . this represents about half of the approximately 14,000 77 approved or experimental drugs known to human clinical medicine 19 . there are significant cost and time 78 advantages realized by drug repurposing as it can accelerate the preclinical phase of development and 79 streamline clinical trials to focus on efficacy rather than safety. 80 repositioning existing approved drugs with the capacity to inhibit covid-19 virus replication and 81 infection would be of profound utility and immediately impact health care in the current pandemic. there 82 are no drugs in clinical use specifically targeting coronavirus replication. the major advantage of the 83 approach taken here is that by screening drugs with a history of previous clinical use, we will be focusing 84 on compounds with known properties in terms of pharmacokinetics (pk), pharmacodynamics (pd) and 85 toxicity. thus, the broad repurposing library we screened consists of compounds suitable for rapid 86 translation to human efficacy trials. 87 we began assay development by selecting potentially suitable synthetic mpro substrates and compared 90 catalyzed hydrolysis curves between 5 fluorescently labeled substrates (ac-abu-tle-leu-gln-afc 20 , 91 dabcyl-vklq-edans, ac-vklq-afc, dabcyl-tsavlqsgfrkm-edans 21 , and mca-92 22 . we chose to use the recently published ac-abu-tle-leu-gln-afc 93 (abu=2-aminobutyrate, tle=tbutylglycine) synthetic non-canonical amino-acid containing peptide as 94 mpro more readily cleaves this preferred sequence as compared to the native vklq sequence 20 (fig 1a) . 95 substrates dabcyl-tsavlqsgfrkm-edans and mca-avlqsgfr-k(dnp)-k-nh2 had 96 drastically lower rates of mpro catalyzed hydrolysis and were not considered further in our assay 97 development ( fig 1a) . to determine concentration ratios between mpro and substrate, we next preformed 98 a two-dimensional titration and chose 625nm mpro and 8µm substrate for a balance of relatively modest 99 mpro protein requirement and a robust fluorescence intensity ( fig 2b) . before screening the broad library, 100 we piloted our assay conditions against the nih clinical collections library (~650 compounds) and 101 calculated our z'-factor for each plate at 0.780 and 0.784 (fig 1c and d) . z'-factor is a score of suitability 102 of assays for high-throughput screening and is derived from the equation z ' -factor = 1 − 3( + ) | − | , where 103 σ = standard deviation, µ=mean, p=positive controls, and n=negative controls. a score greater than 0.5 104 indicates a screenable assay. although no promising compounds were identified from this smaller library, 105 it demonstrated that our assay was sufficiently robust for screening the much larger broad repurposing 106 library. 107 window was considered at z-score ≤ -2 and was calculated as the z-score of δrfu at 10 minutes 118 corresponding to the linear portion of the curve. x-axis indicates arbitrary compound number arranged by 119 increasing z-score. (d) z'-factor for the two nih clinical collection 384-well plates. pink circles indicate 120 negative control (dmso) and black circles represent positive controls (no protein). z'factor calculated at 121 0.780 and 0.784 for plates 1 and 22 respectively. y axis represents change in rfu over 10 minutes. 122 123 the concept of drug repurposing is to utilize existing therapeutic drugs to treat a new disease indication. 125 this approach is particularly relevant for covid-19 because of the potential for an accelerated clinical 126 impact as compared to de novo drug development. a systematic approach to facilitate drug repurposing 127 has recently been described ( 18 , http:// www.broadinstitute.org/repurposing) and has made a large collection 128 of drugs with previous history of use in humans available for high throughput screening. we acquired this at 384-well density using the optimized kinetic mpro assay described in fig 1. our overall repurposing 131 strategy is described in fig 2a. we conducted a single point screen at 50 m compound concentration and 132 observed ~50 compounds with activity against sars-cov-2 mpro for an overall hit rate <0.75%. these 133 compounds were screened in parallel against the natural amino acid substrate (ac-vklq-afc) as well as 134 a kinetically preferred substrate (ac-abu-tle-leu-gln-afc) ( fig 2b) . individual compounds are shown 135 in table 1 . virtually. any hit from the broad library (z-score ≤ -2) was validated for dose-responsiveness. all suitable 140 compounds passing this filter with satisfactory curve fitting and potency were ordered as powder and re-141 validated. future efforts will test for selectivity and in orthogonal assays for suitability. although outside 142 the scope of this report, determination of viral anti-replicative properties as well as toxic profile at required 143 dosage will be determined. the goal of this paradigm is to find suitable candidates for development both 144 as tools for probing underlying mechanisms of sars-cov-2 as well as for translational potential. (b) 145 screen of the broad repurposing library. library was screened at a concentration of 50µm against both 146 ac-vklq-afc (black) and ac-abu-tle-leu-gln-afc (purple). hit window was considered for 147 compounds falling below z-score ≤ -2 against both substrates and consisted of 50 compounds. compounds 148 ordered by average z-score. 149 150 we validated the hits from the primary screen by conducting a 10-point dose-response analysis with a drug 159 concentration range from 150 m down to 7.6 nm (3-fold dilution series). from this dose-response analysis, repurposing library. using this approach, we derived a docking score for each compound (see table s1 181 for broad repurposing library with docking scores). we observe a poor correlation (pearson r=0.02864) 182 between mpro docking score and z-score in the protease inhibition assay (fig 4a) . furthermore, top hits 183 from the screen also exhibit a weak correlation (pearson r=-0.1503) between compound potency and 184 docking score (fig 4b) . is to complete a survey of approved drugs to identify therapies that can block covid-19 viral replication 222 by inhibiting the main viral protease. the advantage of this approach is that any approved drug identified 223 can be advanced rapidly to clinical trials without extensive multi-year preclinical development efforts. this 224 is also particularly germane given the limitations of animal models of covid-19 infection and 225 a diverse variety of initial hits were identified in our high throughput screen of the broad library. 227 of these, the most potent hits are all known protease inhibitors and there is strong representation from 228 protease inhibitors developed to inhibit hcv protease ns3/4a (boceprevir, ciluprevir, narlaprevir, and 229 telaprevir). clearly as approved or well-developed clinical candidates, these drugs exhibit 230 pharmacological and pharmacodynamic properties well suited to repurposing as a covid-19 antiviral 231 therapy. boceprevir and narlaprevir appear the most potent against mpro and may be suitable for 232 repurposing. (625nm final concentration in reaction buffer detailed above) was added with a multiflo fx liquid 301 dispenser using a 5µl cassette. compounds were incubated with mpro for 10 minutes at rt after which 10ul of substrate (8um final concentration of either ac-vklq-afc or ac-abu-tle-leu-gln-afc) was 303 dispensed into the plate and read using a cytation 5 multi-mode reader immediately at 380/20 nm excitation 304 and 500/20 nm emission wavelengths every 5 minutes for 30 minutes. data was analyzed using biotek 305 gen5 software, microsoft excel, and graphpad prism 8. 306 307 hit compounds were ordered from the broad institute pre-plated in 384-well format (greiner 781209) as 309 10-point serial dilutions (3-fold) at 300nl per well. mpro (80nm final concentration) and substrate (ac-310 abu-tle-leu-gln-afc at 32µm final concentration) were dispensed in the same manner described above. graphs were generated using graphpad prism 8. ic50 calculations were performed using graphpad prism 323 the novel coronavirus originating in wuhan china: challenges for global health governance epidemiologic and clinical characteristics of novel coronavirus infections 349 involving 13 patients outside wuhan cov-2 and coronavirus disease 2019: what we know so far mortality in older patients with covid-19 clinical conditions of coronavirus disease (covid-19) pneumonia: a multicenter 357 sars and mers: recent 359 insights into emerging coronaviruses viral and cellular proteins involved in coronavirus replication crystal structure of sars-cov-2 main protease provides a basis for design 364 of improved alpha-ketoamide inhibitors structure of m(pro) from covid-19 virus and discovery of its inhibitors atazanavir: a novel hiv-1 protease inhibitor. expert opinion on 368 investigational drugs 11 simeprevir for the treatment of chronic hepatitis c. expert 370 opinion on pharmacotherapy 14 drug repositioning: identifying and developing new uses for 372 existing drugs a small-molecule screen in c. elegans yields a new calcium channel 376 antagonist an antidepressant that extends lifespan in adult 378 caenorhabditis elegans selective optimization of side activities: the sosa approach selective optimization of side activities: another way for drug discovery the drug repurposing hub: a next-generation drug library and 385 information resource drug bank: open data drug & drug target database profiling of substrate specificity of sars-cov 3cl structure-based design of antiviral drug candidates targeting the sars-cov-392 2 main protease challenges in modern drug 394 discovery: a case study of boceprevir, an hcv protease inhibitor for the treatment of 395 hepatitis c virus infection the discovery and development of boceprevir discovery of narlaprevir (sch 900518): a potent sustained virologic response after therapy with the hcv protease 402 inhibitor narlaprevir in combination with peginterferon and ribavirin is durable through 403 long-term follow-up rapid decline of viral rna in hepatitis c patients treated with vx-405 950: a phase ib, placebo-controlled, randomized study combination therapy with telaprevir and pegylated interferon suppresses both 408 wild-type and resistant hepatitis c virus accurate and reliable prediction of relative ligand binding potency in 411 prospective drug discovery by way of a modern free-energy calculation protocol and force 412 field prospective evaluation of free energy calculations for the prioritization of 414 recent progress in the discovery of inhibitors 419 targeting coronavirus proteases recent developments on coronavirus main protease/3c 422 like protease inhibitors. recent patents on anti-infective drug discovery role of lopinavir/ritonavir in the treatment of sars: initial virological 425 and clinical findings prediction of the sars-cov-2 (2019-ncov) 3c-427 like protease (3cl (pro)) structure: virtual screening reveals velpatasvir, ledipasvir, and 428 other drug repurposing candidates glecaprevir and maraviroc are high-affinity inhibitors of sars-cov-2 431 main protease: possible implication in covid-19 therapy boceprevir for untreated chronic hcv genotype 1 infection antiviral activity of narlaprevir combined with ritonavir and pegylated 436 interferon in chronic hepatitis c patients preclinical characterization of the antiviral activity of sch 900518 439 (narlaprevir), a novel mechanism-based inhibitor of hepatitis c virus ns3 protease broad spectrum antiviral remdesivir inhibits human endemic and 445 zoonotic deltacoronaviruses with a highly divergent rna dependent rna polymerase remdesivir and chloroquine effectively inhibit the recently emerged novel 448 coronavirus (2019-ncov) in vitro glide: a new approach for rapid, accurate docking and scoring method and assessment of docking accuracy glide: a new approach for rapid, accurate docking and scoring. 2. 454 enrichment factors in database screening key: cord-325019-hznnoxw6 authors: benavides-cordoba, vicente title: drug repositioning for covid-19 date: 2020-06-30 journal: colombia medica doi: 10.25100/cm.v51i2.4279 sha: doc_id: 325019 cord_uid: hznnoxw6 drug repositioning is a strategy that identifies new uses of approved drugs to treat conditions different from their original purpose. with the advance of covid-19 and the pandemic declaration; it has become the closest alternative to reduce the advance of the virus. antimalarial, antiviral drugs, antibiotics, glucocorticoids, monoclonal antibodies, among others, are being studied; their findings, although preliminary, could establish a starting point in the search for a solution. in this review, we present a selection of drugs, of different classes and with potential activity against covid-19, whose trials are ongoing; and as proofs of concept, double blind, add-on event-driven, would allow proposing research that generates results in less time and preserving quality criteria for drug development and approval by regulatory agencies. the new disease caused by the coronavirus (covid19) was reported in the city of wuhan, hubei province in china, and has spread rapidly around the world. infected patients have been reported in 210 countries. this disease was declared as pandemic by the world health organization on march 12th (who) 1 . sars-cov-2 is a positive single-stranded rna beta-coronavirus. like sars and mers, the genome encodes non-structural proteins such as chymotrypsin type 3 protease, papain-like protease, helicase, and rna-dependent rna polymerase; and structural proteins such as spike glycoprotein and accessory proteins 2 . so far, there are no vaccines that had been approved. however, just a few weeks after the first reports of the disease, several laboratories began investigating for a vaccine that immunizes against this virus, and approximately 37 research laboratories and academic centres are currently doing so 3 . vaccine development already has a starting point from the knowledge gained from the sars-cov and mers epidemics and the selection of antigens based on them. however, it would take several months for a vaccine to have a consistent safety profile across populations and to mimic the immune response 4 . another option would be to develop new molecules that allow treating the disease according to its stage; however, this process could be even slower. furthermore, de novo drug development takes place in an environment where preclinical research findings may not be replicated 5 . likewise, when researching new molecules in humans, it is necessary to ask several questions that could improve the designs, and avoid some failures, such as, for example, did the drug hit the target?, did the medication change the target?, what was the dose response?, and what are the characteristics of the study patients?. to answer these questions, you need financial resources and time, which in many occasions must be abundant 6 . according to the advances in technology and knowledge of human disease, the transfer of these benefits in advance has great expectations, and moreover, the challenges of the pharmaceutical industry are great and exhausting 7 . the costs and time required for the development of a medicine have made working with the industry less attractive to researchers 8 , which is accentuated by the global economic crisis secondary to the pandemic. due to this, the strategy that could offer results in less time, with better levels of safety and at a lower cost is known as "drug repurposing". this strategy consists of identifying new uses of approved drugs different from the original therapeutic indication. 9 . this strategy differs from "off label" use in that it requires research and development to gain regulatory agency approval 10 . it has several advantages; first, the risk of toxicity failure is low because the drug is safe enough and has been tested in preclinical and early human studies. second, the time is reduced since preclinical and safety studies have already been carried out, and third, the necessary resources are less 11 . these advantages can generate a quick return on investment (300 million dollars in repositioning against 2-3 trillion dollars in the study of a new molecule) and in case of failure there is less loss 12 . about 3422 medicines that have been described in human clinical trials are in the marketing phase around the world, thus, the possibility of selection is wide 13 . three actors have been identified in the field of repurposing: the academy, the research institutes and, of course, the pharmaceutical industry, each with its own characteristics. in academia and research institutes, there is less need for economic or commercial success, but they depend on securing resources from the state or other funder. furthermore, the pharmaceutical industry has the complete platform to do the trials, but they are not always motivated because many countries do not recognize second-use patents 14 . among the diseases in which researchers are using repositioning are cancer (thalidomide, metformin, chlorpromazine, digoxin, doxycycline) [15] [16] [17] , neurodegenerative diseases such as parkinson's (ambroxol, amantadine) 18 , viral and infectious diseases (azithromycin, mycophenolic acid) 19, 20 , asthma and allergies (ruxolitinib, imatinib, metformin) 21 , neuropathic pain (gabapentin, amitriptyline) 22 , kidney disease (levosimendan, allopurinol) 23 and cardiovascular-pulmonary disease (tadalafil, fasudil) [24] [25] [26] . the best examples of drug repurposing are in the cardiovascular system, from the use of aspirin as a platelet antiplatelet 27 to the approval of sildenafil, a drug previously used for erectile dysfunction that is now the first-line treatment in pulmonary hypertension. 28, 29 . since the first reports of coronavirus's infections began to be known in late 2019 in china, studies have been started with drugs approved for other diseases. to date, there are 908 studies registered at www.clinicaltrials.gov, of which 560 are intervention studies that include clinical trials of repositioning in covid-19, mostly from china. 30 . chloroquine, which was initially approved for the treatment of malaria 31 , and which has been studied in approximately 400 diseases (with the first trial being carried out in 1946) 32 , was evaluated for the treatment of sars-cov infection in 2003 33 and now in the sars-cov-2 pandemic 34 . hydroxychloroquine, a chloroquine analog, is a medicine widely used in the treatment of systemic autoimmune diseases 35 , being currently the most studied drug for treating covid-19. hydroxychloroquine is metabolized in the liver and is eliminated via the kidneys after 30 to 50 days. it is a 4-aminoquinolone with immunosuppressive, anti-autophagic and antimalarial properties. although its mechanism of action is unknown, it can suppress immune function by interfering with antigen processing and presentation 36, 37 . it is a medicine with a higher risk / benefit than chloroquine and allows higher doses to be used. in covid 19, 133 clinical trials are registered, taking different degrees of severity, ranging from prophylactic use in the general population and in health workers 38 to patients with severe acute respiratory syndrome (sars). it is believed that, as happened with sars-cov, it could reduce the viral load of patients in pre and post infection stages, in addition to reducing the expression of cd154 in t cells 39 . the results obtained so far are controversial, since on the one hand it has been reported that treatment with hydroxychloroquine did not generate additional effects to standard treatment and instead increased the risk of ventilatory support 40 , and on the other, french researchers documented that the addition of azithromycin to hydroxychloroquine treatment can generate synergistic effects by improving the elimination of the virus. it is necessary to clarify that the previously described are preliminary studies and that they require large sample sizes to generate a definitive conclusion 41 . this mixture is being studied for treating patients with and without complications (table 1) . antivirals are other group of drugs being tested to combat the pandemic. in wuhan, more than 85% of patients received medications such as oseltamivir, remdesivir, ganciclovir, lopinavir/ritonavir and ribavirin 42,43 . these antivirals have been combined with systemic corticosteroids and inhalation of interferon in the treatment of patients with severe complications 44 . satisfactory results were achieved using remdesivir, obtaining clinical improvement in 68% of patients with sars, with a significant reduction in mortality, days of hospitalization and days of mechanical ventilation. this study was developed with patients from the united states, japan, italy, austria, france, germany, the netherlands, spain and canada 45 , however, just as it happens with hydroxychloroquine, its effectiveness should be contrasted with more clinical trials and in more patients. immunotherapy has shown effectiveness in the treatment of infectious diseases; thus, the use of monoclonal antibodies constitutes a new stage in their prevention, due to its versatility and specificity. 46, 47 . therapy with antibodies that bind to the angiotensin 2-converting enzyme 48, 49 . currently there are 15 trials registered in clinical trials that are testing this hypothesis, using monoclonal antibodies, which are being performed only in complicated patients, none in stable patients or in prophylaxis. famotidine, a histamine h2 receptor antagonist; have shown effects on inmune system (50) it is currently being studied and results obtained in patients in china can generate positive expectations, currently in the united states, they are in the recruitment phase; the reduction of the mortality and its low probability of adverse effects generates an attractiveness for researchers (51, 52) . glucocorticoids (methylprednisolone and dexamethasone) as monotherapy with discrete results 53 , or accompanying other medications such as thalidomide 54 ; antiinflammatories such as colchicine 55 , or drugs that do not yet have a clear mechanism of action such as pirfenidone, are being studied to be repositioned in covid-19. china and the united states lead most of the trials, however, countries such as italy, spain, the united kingdom, canada, and denmark 56 also participate in the search for a medicine that could change the course of a crisis that can only be compared to the world wars of the early twentieth century. with all the limitations, repositioning tests are an attractive strategy, providing the possibility of combinations that seek synergism 57 . the search for these treatments is an obligation acquired by science and public health. there are controversies about the maximum and minimum recommendations and the essential requirements to conduct a good clinical trial of drug repositioning. the infrastructure, the preparation of products, materials, protocols, forms of reporting, databases, statistics, monitoring and reports, as well as laboratory evaluations are often insufficient 58 and their availability is reserved, a situation that is accentuated with the pandemic 59 , therefore, the maximum recommendations should be flexible when approving studies. the covid-19 clinical research coalition initiative establishes flexible guidelines that allow research to be carried out. this initiative shows that the research agenda should not be controlled, but facilitated, for which 4 objectives are proposed: first, to facilitate rapid reviews by ethics committees and regulatory agencies; second, to facilitate permits for the importation of medicines and materials, as was done with the ebola vaccine trials; third, to ensure simple data collection strategies sufficient to strengthen efficacy analyses; and fourth, to provide a reference framework for governments to share the results obtained before publishing in scientific journals 60 . compliance with these objectives will allow studies to be carried out in shorter times and with enough resources to ensure quality. thus, the food and drug administration (fda) in the united states 61 , and the invima in colombia, approved the use of hydroxychloroquine in hospitalized patients via fast track. to move forward and generate fast and reliable results, it might be considered doing a proof of concept, double blind, add-on event-driven. in add-on studies, one group receives the standard treatment, while the other group receive the drug to be tested in addition to the standard treatment. using these studies, the comparison of relative or absolute efficacy could be obtained in short periods of time 62 . the fda recognizes add-on designs in cancer, behavioural disorders, hiv, and heart failure studies 63 . in this methodology processes are developed over time and results are produced that then turn into events that ultimately lead to additional results as the narrative unfolds. 64 . unlike most diseases, there are currently no proven treatments to treat covid-19. therefore, there are 183 registered studies that use placebo as a comparator of the drug to be repurposed [65] [66] [67] . the ethics committees are expected to be willing to meet the needs that the ethical conflict the placebo group generates, with enough updating to control the ethical aspects without preventing the execution of the projects. probably there will be problems, one of them would be the entry of participants linked to the health system who could "sabotage" the study, taking drug repositioning for covid -19 the drug without belonging to the experimental group or trying another drug at the same time in the hope of avoiding a contagion or treating the illness. the dissemination of these findings should be responsible, avoiding anecdotal evidence 68 . differences in plasma concentrations of medicines from person to person could generate more adverse reactions, and therefore, rapid clinical trials but with high scientific quality should be carried out 38 . while the vaccine arrives, the repositioning of medicines will continue to be the first research strategy against this crisis that has changed the rhythm of life of humanity. covid-19) -events as they happen therapeutic options for the 2019 novel coronavirus (2019-ncov) immune responses in covid-19 and potential vaccines: lessons learned from sars and mers epidemic challenges in early clinical development of adjuvanted vaccines organs-on-chips at the frontiers of drug discovery why drugs fail in clinical trials in pulmonary arterial hypertension, and strategies to succeed in the future an analysis of the attrition of drug candidates from four major pharmaceutical companies drug repurposing: progress, challenges and recommendations drug repositioning: identifying and developing new uses for existing drugs from off-label to repurposed drug in nononcological rare diseases: definition and state of the art in selected eu countries overcoming the legal and regulatory barriers to drug repurposing can you teach old drugs new tricks? the drug repurposing hub: a nextgeneration drug library and information resource drug repositioning for covid-19 drug repurposing from the perspective of pharmaceutical companies drug repurposing in cancer drug repurposing in anticancer reagent development repurposing vitamin d as an anticancer drug drug repurposing in parkinson's disease drug repurposing for viral infectious diseases: how far are we? recent drug-repurposing-driven advances in the discovery of novel antibiotics drug repurposing to treat asthma and allergic disorders: progress and prospects drug repurposing for the development of novel analgesics drug repurposing in kidney disease repurposing treatments to enhance innate immunity. can statins improve neutrophil functions and clinical outcomes in copd? pleiotropic mechanisms of action of perhexiline in heart failure targeting phosphodiesterase 5 as a therapeutic 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therapeutic potentials for treatment of immune-related diseases delivering benefits at speed through real-world repurposing of off-patent drugs: the covid-19 pandemic as a case in point new york clinical trial quietly tests heartburn remedy against coronavirus. science; 2020 effectiveness of glucocorticoid therapy in patients with severe novel coronavirus pneumonia: protocol of a randomized controlled trial thalidomide combined with low-dose glucocorticoid in the treatment of covid-19 pneumonia the greek study in the effects of colchicine in covid-19 complications prevention (grecco-19 study): rationale and study design race to find covid-19 treatments accelerates clinical trials on drug repositioning of covid-19 access to pathology and laboratory medicine services: a crucial gap covid-19: what science advisers must do now global coalition to accelerate covid-19 clinical research in resource-limited settings fact sheet for health care providers emergency use authorization (eua) of hydroxychloroquine sulfate supplied from the strategic national stockpile for treatment of covid-19 in certain hospitalized patients statistical approaches to analysis of small clinical trials event-driven research transplantation of ace2 -mesenchymal stem cells improves the outcome of patients with covid-19 pneumonia drug repositioning for covid-19 hydroxychloroquine versus placebo in covid-19 patients at risk for severe disease university hospital, angers evaluation of the efficacy and safety of sarilumab in hospitalized patients with covid-19 scientists identify 69 drugs to test against the coronavirus key: cord-333381-wz70o9tt authors: liu, shao; luo, ping; tang, mimi; hu, qin; polidoro, joseph p.; sun, shusen; gong, zhicheng title: providing pharmacy services during the coronavirus pandemic date: 2020-03-28 journal: int j clin pharm doi: 10.1007/s11096-020-01017-0 sha: doc_id: 333381 cord_uid: wz70o9tt the coronavirus disease 19 (covid-19) is quickly spreading across china and globally. pharmacy services are an important pillar in public health to prevent and contain the covid-19 pandemic. chinese pharmacists have acted swiftly in the public health response in china, such as drafting professional service guidance to pharmacists and pharmacies, establishing emergency drug formularies, monitoring and resolving drug shortages, establishing remote pharmacy services to prevent human-to-human infections, providing event-driven pharmaceutical care, educating the public on infection prevention and disease management, and participating in clinical trials and drug evaluation. this commentary reviews the unique needs of pharmacy services in the covid-19 pandemic, and shares our experiences with the international pharmacy community in the response to these needs. an outbreak of coronavirus disease 2019 (covid-19) caused by the novel severe acute respiratory syndrome coronavirus (sars-cov-2) began in wuhan, hubei province, china in december 2019 [1] . the genetic characteristics of sars-cov-2 have proven to be significantly different from human sars cov and middle eastern respiratory syndrome (mers) cov [2] . common signs of sars-cov-2 infection include respiratory symptoms, fever, cough, shortness of breath, and breathing difficulties. in more severe cases, infection can cause pneumonia, severe acute respiratory syndrome, organ failure and even death [1] . the virus is highly infectious, spreading rapidly via human-to-human transmission. as of march 12, 2020, there were 80,981 confirmed cases in china (3173 deaths) and 44,067 cases in 117 countries/territories/areas outside china (1440 deaths) [3] . currently there are no approved antiviral therapies for covid-19. the world health organization (who) has now declared the coronavirus a global pandemic. when responding to the covid-19 pandemic, medical services are under great pressure. an effective coordinated pharmacy support system and event-driven pharmaceutical care activities are needed. mobile cabin hospitals, the "square cabin hospitals" have been built in wuhan, china (the epidemic epicenter in china) to treat patients with mild symptoms of the virus. pharmacists are actively engaging shao liu and ping luo contributed equally, should be considered co-first authors. in the public health operation in china since the outbreak, either at their home hospitals and community pharmacies or at the square cabin hospitals in wuhan. the chinese pharmacy profession has gained valuable experiences through providing essential support to the public health operation. in this commentary, we share our experiences of providing pharmacy services combating coronavirus in china to disseminate what we have learned to the international pharmacy society. the timely supply of preventive and treatment medications, and the provision of event-driven pharmaceutical care are critical to support and enhance public health emergency operations during the coronavirus pandemic. specifically, pharmacy needs to work with other healthcare organizations, professionals, and government agencies to address the following seven service needs: (1) drafting professional service guidances to pharmacists and pharmacies, (2) establishing emergency drug formularies based on treatment guidelines, (3) coordinating with drug companies and distributors to ensure adequate supply, storage and transport of identified formulary drugs, (4) providing event-driven pharmaceutical care, (5) establishing remote pharmacy services to reduce the incidence of human-to-human infections, (6) educating the public with a focus on infection prevention and disease management, and (7) involving in clinical trial research to screen, evaluate and develop antiviral medications in line with national and international guidelines [4] . additionally, pharmacists must learn how to protect themselves from getting infected as well. in the next section, we share the pharmacy's responses in meeting the needs of pharmacy services in china during the epidemic. to outline the roles that pharmacists in community, hospital and other diverse healthcare settings can play in preventing the spread of covid-19 and supporting the efficient management of infection by healthcare systems, the chinese pharmaceutical association (cpa) published a separate expert consensus, the "coronavirus sars-cov-2 infection: expert consensus on hospital pharmaceutical work guidance and prevention and control strategies", and the "coronavirus sars-cov-2 infection: expert consensus on work guidance and prevention and control strategies for retail pharmacies" [5, 6] . based on these two consensus documents, the "coronavirus 2019-ncov outbreak: information and interim guidelines for pharmacists and the pharmacy workforce" international guidelines have been drafted by the international pharmaceutical federation (fip) with the participation of the cpa. the document gives reliable information on 2019-ncov and covers preventive measures (from how to wear a mask to effective disinfection), what equipment to stock, advice that pharmacists can give, and appropriate laboratory testing. the document is downloadable in the six official united nations languages on the fip website [7] . the department of pharmacy at xiangya hospital, central south university, proposed to develop a "pharmacy emergency support guarantee system" within a public health response operation, a novel initiative in chinese public health (fig. 1 ). the pharmacy system aims to establish mechanisms to address drug shortages through surveillance, early warnings, drug emergency supply and distribution, monitoring the safe use of medications, and event-driven pharmaceutical care during the coronavirus epidemic [4] . concurrently, the xiangya hospital pharmacy department also published a reference book "pharmacy service guarantee support for the prevention and control of the new coronavirus pneumonia". the book provides pharmacists with evidence-based information and standardized operation protocols during the prevention and control of the epidemic. there is currently no specific vaccine and no effective antiviral therapy against sars-cov-2. the china national health commission (cnhc) has released the "diagnosis and treatment guidelines for the new coronavirus infected pneumonia" (the cnhc guidelines), currently in its sixth update [8] . the cnhc guidelines suggest the use of antiviral drugs (α-interferon, lopinavir/ritonavir, ribavirin, chloroquine, umifenovir) and traditional chinese medicines (tcms) for treatment. although these therapies may not be recommended by the who, their treatment roles are based on past experiences during the sars outbreak in china in 2003 with the consideration of lack of drug therapies to treat the coronavirus. the cnhc guidelines recommend eight tcm injections for severe and critical cases. for severe cases, xiyanping, xuebijing, reduning, tanreqing and xingnaojing injections are recommended. for critical cases, three additional tcm injections can be considered, shenfu, shengmai and shenmai. to assist clinicians in better understanding and prescribing these drugs, pharmacists applied evidence-based medication use evaluation approaches to collect and summarize drug information with these recommended drugs. the hunan pharmaceutical association and the chinese hospital association pharmaceutical committee each separately compiled the "drug information for the diagnosis and treatment of new coronavirus pneumonia" and the "drug formulary in square cabin hospitals". during the coronavirus pandemic, both prescription (including resuscitation drugs) and over-the-counter (otc) medication shortages may occur. drugs may also be in short supply due to production disruptions for various reasons. pharmacists and pharmacies must conduct active surveillance and establish early warning mechanisms to address drug shortages in a timely manner. the american society of health-system pharmacists (ashp) guidelines on managing drug product shortages and a published provincial drug shortage surveillance and early warning platform in hunan, china, can be referenced and adapted to create local, regional and national platforms to manage prescription drug shortages during a pandemic [9, 10] . figure 2 shows the proposed prescription drug shortage surveillance and early warning mechanism. community pharmacies and pharmacists should pay equal attention to potential shortages of otc drugs. this is especially important due to an increase in the public buying otcs to treat the symptoms of the illness (fever, cough and shortness of breath) from the advice of healthcare professionals and public agencies. event-driven pharmaceutical care is provided to covid-19 patients in china during the epidemic. the event-driven pharmaceutical care goes beyond routine activities (medication review, prescribing support and patient counseling). three characteristics of the event-driven pharmaceutical care are (1) ensuring the appropriate use of off-label drugs: many drugs recommended in the cnhc guidelines are used offlabel. pharmacists conduct literature evaluations and publish guidances for the off-label use of these drugs. adverse drug reactions of some of these drugs are similar to the symptoms of the coronavirus disease (such as fatigue, fever, and flu-like symptoms with α-interferon). it is necessary for pharmacists to assist in evaluating the efficacy and safety of these drugs and to monitor adverse drug reactions. the pathological anatomy of the first patient with a covid-19 related death fig. 1 pharmacy emergency support guarantee system within a public health response showed liver damage [11] , which was either drug-induced or caused by the sars-cov-2. pharmacists are reminded to monitor drugs that may cause liver damage and to adjust drug dosing based on the patient's liver function, (2) ensuring the rational use of tcms: the cnhc guidelines recommend the use of tcms for the coronavirus treatment. preliminary evidence shows that integrating tcms and western medicines for covid-19 can improve the clinical cure rate and reduce the rate of disease progression from common infection type to severe type [12] . however, it is worth noting that the current research of tcms is based on clinical observations and is mostly used for patients with mild symptoms. pharmacists with specialized training in tcm are confronted with preparing tcm formulations, providing drug information to physicians, and tcm pharmaceutical care for patients. pharmacists should warn physicians about any interactions between tcms and western medicines when these drugs are prescribed. for example, the combination of hanshi yufei decoction and antipyretic analgesics can cause excessive sweating and even dehydration. some proprietary tcms contain western medicine ingredients, such as pipa lu, a strong antitussive, contains 0.15 mg of morphine per milliliter. serotonin syndrome may occur when pipa lu is administered with monoamine oxidase inhibitors such as linezolid, and (3) providing online real-time clinical support to frontline physicians and pharmacists working at the epidemic epi-center: wechat ® (the largest social communication mobile platform in china) groups are established by pharmacy experts and pharmacists in china to provide clinical support for front-line pharmacists in hubei, the epi-center of the coronavirus outbreak. these chat groups create accessible drug use platforms by engaging in pharmacotherapy consultation through information and resource sharing in real-time. in order to effectively reduce overcrowding and block the spread of the virus through person-to-person transmission during the coronavirus epidemic, medical institutions across china have launched remote pharmacy services such as online drug prescribing, drug consultation, and drug delivery services. for example, the pharmacy department of xiangya hospital, central south university, created an online remote pharmacy service via wechat ® . pharmacists provide patients with free medication consultation and education, allowing patients to purchase medications online and arrange for home drug delivery. the implementation of these remote pharmacy services provides out-of-hospital pharmaceutical care access and helps to reduce the risk of cross-infection during unnecessary hospital visits. the positive effects of these remote services on patient care during the epidemic is helpful for pharmacy to further establish its professional role in china. during an epidemic, false information and rumors can generate serious negative effects when the public cannot access timely, authoritative, and scientific information regarding the epidemic [13] . for example, after the media in china reported that shuanghuanglian, a tcm that contains extracts from the dried fruit of forsythiae fructus, inhibits sars-cov-2 in vitro, it sparked panic buying of this medication online and offline. the mass of people assembling to purchase this oral solution increased the risk of human-to-human disease transmission. similarly, after the media reported that chloroquine phosphate can inhibit sars-cov-2 in vitro, there were reports of a female patient who was not infected with sars-cov-2 but self-medicated with hydroxychloroquine sulfate tablets (1.8 g, 24 h) . the patient subsequently developed mental disorders and cardiac arrhythmias requiring hospitalization in an intensive care unit. these incidences demonstrate that it is necessary for pharmacists and pharmacy associations to engage in public education to disseminate reliable authoritative information to the public and guide the public's rational thinking and behavior during the coronavirus epidemic. to this end, the chinese pharmacists association and the chinese pharmacological society released the "expert consensus guidance on the rational drug administration and home drug therapy during an epidemic" [14] . a large number of popular science articles on coronavirus infection prevention and treatment and on home medication use during an epidemic have been written by pharmacists and published over the internet with the hope of decreasing drug-related problems. the need to provide education to particular population subgroups (homeless, prisoners, etc.) should be addressed. it is important to note that the impact of these public education activities depends on the public trust of pharmacists and pharmacy as a profession. currently, more than 80 clinical trials have been registered in the chinese clinical registry to test for a coronavirus treatment. during the first week of february, china launched two placebo-controlled trials of remdesivir, slated to include 760 people with covid-19. the studies should be completed by the end of april, 2020. a few trials have started to test chloroquine, an antimalarial drug that killed off the sars-cov-2 in cell cultures. researchers are studying whether steroids diminish inflammation in people with severe covid-19, or cause harm. another 300-person controlled trial is aimed to test whether serum antibodies from covid-19 survivors could rapidly help someone newly infected with the sars-cov-2 virus. fifteen trials listed in china's registry expect to enroll a total of more than 2,000 people in studies on a variety of tcms, including the largest trial assessing shuanghuanglian with 400 participants [15] . pharmacists are actively cooperating with research sponsors in the management of clinical trials including the proper supply, use, storage and disposal of experimental drugs in compliance with relevant clinical trial regulations. pharmacists are also actively conducting pharmaceutical evaluations on the efficacy and safety of related trial drugs. in summary, during the coronavirus epidemic in china, the chinese pharmacy profession has acted swiftly and forcefully with the above seven responses. the impact of these measures needs to be further evaluated, especially the several responses that rely on the public trust of pharmacy as a profession in china. the epidemic of covid-19 is quickly evolving, and the prevention and treatment pose great challenges to pharmacy services. although chinese pharmacists have made significant contributions to the public health operation in fighting the epidemic, the epidemic exposes a series of threats that we should face directly. the first is that the number of frontline pharmacists is inadequate. for example, there are nearly 1000 beds in a square cabin hospital, equipped with nearly 200 drugs, including antiviral drugs, rescue drugs, and drugs used in the respiratory, digestive and cardiovascular systems. however, only three to five pharmacists are stationed at each square cabin hospital. pharmacists are undertaking dual responsibilities in the process of drug supply and management, and pharmaceutical care. it is not possible for a pharmacist to be able to provide quality, essential pharmacy services with these heavy workloads. second, the lack of pharmacist consultations can lead to an overutilization and inappropriate use of antibacterial medications. some doctors routinely prescribe covid-19 patients antibiotics such as quinolones or cephalosporins in the absence of a diagnosed bacterial infection. this prescribing behavior increases the risk of microbial resistance and adverse reactions. third, most research manuscripts related to the coronavirus pharmacy services were written in chinese and published in chinese journals, thus they cannot easily be shared with the international pharmacy community. fourth, although many drugs are being studied in clinical trials, the design and quality of these clinical trials should be properly monitored. many trials contain levels of bias such as small sample size and lack of control, randomization, and objective outcome evaluation criteria. as a result, these clinical trials are wasting valuable resources, and will be unable to provide high-quality evidence of treatment efficacy and safety. in response, the china state council issued the "notice on standardizing medical institutions to conduct clinical research on new coronavirus pneumonia drug therapy" [16] . the notice aimed to screen more effective drugs through standardized, scientific, orderly, and efficient clinical drug research. the first point is to further clarify the conditions for conducting research. for example, the drugs used for clinical research should be a marketed drug that has been validated by in vitro and animal experiments. the second point is to further standardize the research process with regards to ethical review and record-keeping, and hospitals should perform quality control and risk management throughout the process. the third point is to speed up the application in an orderly manner. for example, the scientific research group recommends experimental drugs to the joint prevention and control medical treatment group, and the medical treatment group decides whether to expand the scope of their use or include them in the treatment plan. two final reflections: professional guidances should be established not only to pharmacists and pharmacies but also to the general population and to particular population subgroups (e.g. homeless, prisoners, etc.). the role of the community pharmacists in preventing the spread of covid-19 virus should be strengthened. community pharmacists are charged with key responsibilities including informing, advising, and educating the community; maintaining a stable supply of pharmaceuticals and personal hygiene products; and screening suspected cases and making appropriate referrals as necessary [17] . in summary, chinese pharmacists and pharmacy associations have responded forcefully to the covid-19 epidemic. the experiences and lessons learned in china not only allow the chinese pharmacy profession to improve pharmacy operations, but also provide insight to the international pharmacy community to plan and operate pharmacy services to combat current and future epidemics. recent insights into 2019-ncov: a brief but comprehensive review a novel coronavirus from patients with pneumonia in china who coronavirus disease 2019 (covid-19) situation report-52 pharmaceutical emergency guarantee difficulties and countermeasures for the prevention and control of outbreak of novel coronavirus pneumonia (ncp) the chinese pharmaceutical association. the coronavirus sars-cov-2 infection: expert consensus on hospital pharmaceutical work guidance and prevention and control strategies the chinese pharmaceutical association. the coronavirus sars-cov-2 infection: expert consensus on work guidance and prevention and control strategies for retail pharmacies international pharmaceutical federation (fip) diagnosis and treatment guidelines for the new coronavirus infected pneumonia ashp guidelines on managing drug product shortages combating drug shortages in china: surveillance warning and practice standardization pathological findings of covid-19 associated with acute respiratory distress syndrome thinking on clinical rational use of tcm injection in the treatment of novel coronavirus pneumonia (covid-19) covid-19: fighting panic with information. lancet expert consensus guidance on the rational drug administration and home drug therapy during an epidemic slew of trials launch to test coronavirus treatments in china notice on standardizing medical institutions to conduct clinical research on new coronavirus pneumonia drug therapy community pharmacist in public health emergencies: quick to action against the coronavirus 2019-ncov outbreak acknowledgements authors would like to thank emily m. ciamaricone and jessica a. breitweg, doctor of pharmacy candidates at western new england university college of pharmacy and health sciences, for proof-reading this manuscript.funding none. the authors declare that they have no conflict of interest. key: cord-334881-x9nxxled authors: di lorenzo, giuseppe; di trolio, rossella; kozlakidis, zisis; busto, giuseppina; ingenito, concetta; buonerba, luciana; ferrara, claudia; libroia, annamaria; ragone, gianluca; ioio, concetta dello; savastano, beatrice; polverino, mario; de falco, ferdinando; iaccarino, simona; leo, emilio title: covid 19 therapies and anti-cancer drugs: a systematic review of recent literature date: 2020-05-21 journal: crit rev oncol hematol doi: 10.1016/j.critrevonc.2020.102991 sha: doc_id: 334881 cord_uid: x9nxxled background: it is reasonable to think that cancer patients undergoing chemotherapy, targeted therapy or immunotherapy could have a more aggressive course if positive for coronavirus disease cov-2 (covid19). methods: we conducted a literature review on https://www.ncbi.nlm.nih.gov/pubmed/, https://scholar.google.com, www.arxiv.org, www.biorxiv.org, of all articles published using the keywords covid-19 therapy or treatment and cancer until may 2, 2020. a total of 205 articles were identified and 53 were included in this review. results: we describe the ongoing covid-19 therapies that should be known by oncologists and highlight the potential interactions with antineoplastic drugs, commonly used in clinical practice. the main drug interactions were found with tocilizumab, ruxolitinib and colchicine. conclusions. the literature provides an inconclusive picture on potential preferred treatments for covid-19 and their interactions with antineoplastic agents. future clinical trials are needed to better understand the interactions between different drugs in the context of covid-19 pandemic. in our recent history there have been three epidemics related to coronavirus infections: the sars-cov (severe acute respiratory syndrome), 2002-03; the mers-cov (middle-east-respiratory-syndrome), 2012; and currently the sars-cov-2, (2019-2020) (1) . until may 2, 2020, there were approximately 209000 confirmed cases, with 28 000 deaths due to coronavirus disease cov-2 (covid19) in italy, according to the italian civil protection bulletin (2). according to the world health organization (who) as of may 2 2020 due to covid-19, in spain there were 215000 confirmed cases and 25000 deaths; in the united states, 1 milion confirmed cases and 57000 deaths; france has 128000 confirmed cases with 24000 deaths while united kingdom has 177000 cases and 27000 deaths (3). from the available scientific literature it is evident that about 19.4% of the deaths with the coranavirus had an oncological pathology as comorbidity (4, 5) . thus, during this covid-19 crisis, cancer patients are regarded as a highly vulnerable group. it was found that within 14 days, anti-cancer treatments were significantly associated with occurrence of severe clinical events in j o u r n a l p r e -p r o o f covid-19 infection (6) . the cancer population subjected to chemotherapy and/or radiotherapy is more exposed to infections in general and, therefore, also to that from coronavirus primarily due to the effect of the cytotoxic action on the hematopoietic and immune systems with a reduction in the number of neutrophils, the first bulwark of infections, and decreased immune capacity (4) . although there is no data yet on the risks of contracting coronavirus infection or on the clinical course of the infection during immunotherapy and/or immunosuppressive treatment with chemotherapy. it is reasonable to think, by analogy of what happens in the case of seasonal flu, due to the presence of immunosuppression, that in treated cancer patients, there may be a greater number of complications and the clinical course to be more serious (1) . therefore there remains an urgent need to answer whether covid-19-positive cancer patients will have worse outcomes, such as death, from the coronavirus-induced pneumonia for example, and whether cancer patients should receive anti-cancer treatments. additionally, oncologists are required to know the toxic effects of the drugs used in the experimental therapy of covid-19 and the possible interactions of these drugs with the commonly used antineoplastic drugs. the systematic review followed the prisma guidelines (figure 1) (7) . two investigators (el and rdt) independently conducted literature search using as combined keywords covid-19 therapy or treatment and cancer on https://www.ncbi.nlm.nih.gov/pubmed/, www.arxiv.org (8), www.biorxiv.org (9) and https://scholar.google.com (10) . the database search was run of all the published articles from database inception until may 2, 2020. in pubmed the following strategy was used: (covid-19 or novel coronavirus-infected pneumonia or 2019 novel coronavirus or 2019-ncov or sars-cov-2 therapy or treatment) and cancer. the strategy was then adapted for the other databases, including website of italian medicines agency (aifa) for ongoing trials ( https://www.aifa.gov.it/emergenza-covid-19 ) (11). all studies reporting information on both covid-19 therapy/treatment and cancer were included. 205 articles were identified and reviewed independently by two authors (el and rdt) and 53 articles were considered relevant to the scope of the current review, as described in figure 1 (6, . any inconsistencies were resolved by consensus with a third author (gdl). all health outcomes were included, due to the anticipated scarcity of data. the lists of the drugs being tested and their side-effects are listed in table 1 . they are presented below in more detail. considering the etiological therapy of sars-cov-2, antiviral agents, already on the market and in use for other viral pathologies, in monotherapy or in combination are currently being tested. it has a mechanism of action related to the selective inhibition of the viral polymerase-rnadependent rna and is used as a backup drug when other therapies do not work (42) . commonly used for the treatment of hepatitis c and for inflammatory lung diseases, such as bronchiolitis, this antiviral drug is always used in combination with other medicines, such as interferon alfa and peginterferon alfa and can be used both in the treatment of adult patients and in the treatment of pediatric patients (49). it is an antiviral drug in the class of nucleotide analogues. it was developed as a treatment for ebola virus disease and marburg virus infections. it has also been shown to have antiviral activity against rna viruses such as human respiratory syncytial virus and coronaviruses, including viruses that cause the mers and sars (42) . on 29 april, the director of the us national institute of allergy and infectious diseases (niaid), announced the results of a study in which patients taking remdesivir recovered in 11 days compared with 15 days for those on a placebo. the shortened recovery time was so significant that investigators decided to stop the trial (50). this news contradicts previous mixed results on the drug. gilead sciences announced that in a non-randomized trial, more than half of participants with severe covid-19 had recovered from their disease within two weeks of receiving treatment. another smaller trial in china announced that it had found no benefits from remdesivir when compared with a placebo. the niaid did not release informations on safety data (50). lopinavir and ritonavir is indicated, in combination with other antiretroviral medicines, for the treatment of adults, and children over the age of 2 years with human immunodeficiency virus (hiv-1) infection (42) . lopinavir-ritonavir in association with ribavirin is being evaluated. it is a drug that counteracts the over-reaction of the immune system, at the origin of some of the most serious complications of covid-19 and which in these days seems to offer hope to patients with coronavirus-induced pneumonia. in addition to rheumatoid arthritis therapy, the medicine is also used to treat cytokine release syndrome, a side effect of car-t anticancer therapy which consists of a massive release of inflammatory molecules in response to the immune cells used in the treatment (51). it is an anti-interferon gamma. this drug keeps children with hemophagocytic lymphohistiocytosis (hlh) alive, awaiting transplantation. the administration of emapalumab is able to "turn off" the abnormal and excessive inflammatory response in patients with hlh, neutralizing the effects deriving from the excessive production of interferon-gamma (52). sarilumab is an interleukin-6 (il-6) receptor antagonist indicated for the treatment of adult patients with moderately to severely active rheumatoid arthritis who have had an inadequate response or intolerance to one or more disease-modifying antirheumatic drugs (dmards) (53). it is a member of the drug class selective immunosuppressants and is used to treat hemolytic uremic syndrome, myasthenia gravis, neuromyelitis optica and paroxysmal nocturnal hemoglobinuria (54). it inhibits the activity of interleukin-1 (il-1), and has already been approved for the treatment of siltuximab like tocilizumab, binds to interleukin-6 and is indicated for the treatment of adult patients with castleman disease (56) . the sisco study (siltuximab in serious covid-19) is configured as an observational study conducted both on hospitalized patients and those already in intensive care (65). table 2 shows italian medicines agency (aifa) approved experimental studies in covid-19 therapy (66-76). the main currently ongoing studies are: 1) tocivid-19, multicenter study on the efficacy and tolerability of tocilizumab in the treatment of patients with covid-19 pneumonia; 2) sobi study, immuno-101, a randomized, open, 3 parallel, multicenter, phase 2/3 groups, that evaluates the efficacy and safety of intravenous doses of emapalumab, antiinterferon gamma monoclonal antibody (anti-ifnγ), and anakinra, interleukin receptor antagonist-1 (il-1), compared to standard therapy; 3) sarilumab covid-19 study: a randomized, double-blind, placebo-controlled phase 2/3 study evaluating the efficacy and safety of intravenous administration of sarilumab, an interleukin receptor antagonist-6 (il-6). other potential therapeutic agents. the required urgency for the identification of potential treatments has necessitated the further investigation of a wide-range of potential therapeutic agents. the ones identified in this review are listed below in some detail. ruxolitinib is an inhibitor of the signal transmission pathway mediated by janus kinase (jak), with anti-inflammatory effects related to the inhibition of the release of cytokines. normally ruxolitinib is used in the hematology field and is indicated for the treatment of splenomegaly or disease-related symptoms in adult patients with primary myelofibrosis. it is also approved for the treatment of adult patients with polycythemia vera who are resistant or intolerant to hydroxyurea (59) . a compassionate use of ruxolitinib has also been approved by aifa in covid-19 patients with respiratory failure who do not require invasive assisted ventilation. baricitinib is another jak inhibitor indicated for the treatment of active rheumatoid arthritis (59) . aifa has licensed a randomized phase 2 trial to evaluate the efficacy, safety and tolerability of j o u r n a l p r e -p r o o f baricitinib in addition to the usual treatment in patients with pneumonia in covid-19 (barcivid study) (74). a new line of research comes from diabetologists. according to a study, in addition to the main entrance door of virus, the angiotensin-converting enzyme 2 (ace2) receptor, the dpp4 receptor must be evaluated. the dipeptidyl peptidase 4 (dpp4) receptor is present on all human cell types (bronchi and hearth) and is the same on which many medicines for diabetes work (60) . colchicine is a molecule, capable of interfering with the inflammatory immune response observed in subjects with covid-19. colchicine is a drug that has been used for a long time and is effective for the treatment of acute attack of gouty arthritis. specifically, it manages to reduce the release of cytokines, molecules that, like il-6, are responsible for the inflammatory (48, 51). a study has recently started in italy (75). a reduction of up to 20% in mortality among covid-19 patients with a marked increase in an indicator of the presence of blood clots, was achieve due to the use of an old drug, heparin (61). this was reported by a study according to which the use of heparin in covid-19 patients could have anticoagulant effects, as well as anti-inflammatory and potentially even antiviral ones. it has been shown that new coronavirus infections are associated with a high mortality in the presence of high value of d-dimer, a particularly important marker for coagulopathy (61) . however, it will be necessary to study in depth at what dosage the drug could have such potential antiviral properties. a recent study has been approved by aifa with enoxeparin (inhixacovid) (76). table 3 table 4 shows interferences with tocilizumab, ruxolitinib and colchicine. tocilizumab increases immunosuppressive action and inhibits fluouracil-resistance (22) ; it interferes with pharmacodynamic activity and the therapeutic efficacy of durvalumab, nivolumab, atezolizumab (22, 27, 28) . moreover it is important to emphasize that tocilizumab decreases the concentration of several medications as a cytochrome p450 (cyp), isoenzyme cyp3a4 inducer (16) (17) (18) (19) (20) (21) (22) 64) . therefore if drugs in lung cancer are used, such as ceritinib, crizotinib, brigatinib, gefitinib, docetaxel, a reduction in the anticancer drug may become noticeable, as well as paying attention in the case of concomitant use of tyrosine kinase inhibitors. anakinra and ruxolitinib could interfere with checkpoint inhibitors (cpi) in terms of antagonisms or synergy but this is not yet entirely clear (22, 28, 55) . several drugs, such as cyp3a4 inhibitors, increase concentration of colchicine and attention should be paid when the latter is used with cisplatin or vinca alkaloids (48). furthermore, one should not forget a concomitant use of antidiabetic drugs with antineoplastics that require cortisone (63) or cytostatic drugs that reduce the value of platelets with the concomitant use of heparin (61) . based on the increased risk of disease aggression of covid-19 in patients with cancer it is important to describe which anti covid-19 drugs could be administered and which not in cancer patients. the current review attempts to provide a first systematic glance at this issue. there are certain emergent points of attention that have already been described. specifically, particular attention to the potential cardiotoxicity of chloroquine with anthracyclines is necessary. hydroxychloroquine is an antimalarial that has become a mainstay in the management of systemic lupus erythematosus and rheumatoid arthritis. similar to chloroquine in structure, hydroxychloroquine is used more frequently because it confers lower toxicity. cardiotoxicity manifests as restrictive or dilated cardiomyopathy or with conduction system abnormalities such as atrioventricular and bundle-branch block (43) . recently, some doubts it is important also to note that some chemotherapeutic agents or hormonal therapies such as abiraterone require concomitant steroids that are immunosuppressive agents and could weaken anticitokines drugs such as tocilizumab (63) . however in some cases, the use of steroids could be reduced without interfering with the efficacy and toxicity profile. tocilizumab decreases concentrations of many anticancer drugs due to interference with cyp (64). deserving to underline that today many patients carry out cpi, currently used in daily practice for the treatment of solid tumors. cpi, activating t-lymphocytes, increase the risk of autoimmune disease such as pneumoniae (46). few case-reports have described significant reduction in il-6 and cpi immunorelated toxicity after tocilizumab administration (47). to date the interaction between cpi and anti covid-19 agents is not well-described. consideration could be given to either extending the timing of the doses or delaying pretreated patients. thirdly the data are based on retrospective findings, while the results of prospective cohorts are being awaited and expected to shed more light. moreover considering the rapid evolution of information related to the pandemic we conducted a search on 2 arxiv and biorxiv databases indentifying 50 articles of interest; these are preliminary reports that have not been peer-reviewed. among the 50 articles only 2 were considered as relevant (40, 41) and subsequently 1 has been published in peer-reviewed journal (40) , testifying to the current urgent need of relevant, well-designed studies. the literature so far available provides an inconclusive picture on potential preferred treatments for covid-19 and their interactions with antineoplastic agents. in order to continue treating cancer patients likely to be infected with covid-19, we believe that 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guo, ming; zhang, han; tao, wei title: insights from nanotechnology in covid-19 treatment date: 2020-11-04 journal: nano today doi: 10.1016/j.nantod.2020.101019 sha: doc_id: 308994 cord_uid: 4nljzm8a in just a few months, sars-cov-2 and the disease it causes, covid-19, created a worldwide pandemic. virologists, biologists, pharmacists, materials scientists, and clinicians are collaborating to develop efficient treatment strategies. overall, in addition to the use of clinical equipment to assist patient rehabilitation, antiviral drugs and vaccines are the areas of greatest focus. given the physical size of sars-cov-2 and the vaccine delivery platforms currently in clinical trials, the relevance of nanotechnology is clear, and previous antiviral research using nanomaterials also supports this connection. herein we briefly summarize current representative strategies regarding nanomaterials in antiviral research. we focus specifically on sars-cov-2 and the detailed role that nanotechnology can play in addressing this pandemic, including i) using fda-approved nanomaterials for drug/vaccine delivery, including further exploration of the inhalation pathway; ii) introducing promising nanomaterials currently in clinical trials for drug/vaccine delivery; iii) designing novel biocompatible nanomaterials to combat the virus via interfering in its life cycle; and iv) promoting the utilization of nanomaterials in pneumonia treatment. the covid-19 pandemic is not a unique case in the history of viruses but one representative of the new century, which is sobering news for humans. at this time of writing, over 40,000,000 patients have been infected sars-cov-2, with over 1,100,000 deaths, according to the world health organization (who). [1] with an in-depth understanding of the sars-cov-2, including knowing its gene sequence, [2] analyzing the structure of key viral proteins by cryogenic electron microscopy (cryo-em), [3, 4] undertaking pathway analysis of its variation [5] and transmission, [6] as well as exploring the origin of the virus, [7] potential antiviral drugs and vaccines should advance rapidly. however, the ever-increasing pandemic, in terms of numbers of people and geographic areas, rapid transmission, repeated infections , and genomic variation in sars-cov-2 [5] , presents difficult obstacles to the development of antiviral drugs and vaccines, although they can also be seen as stimulating challenges for researchers. generally, current trials relevant to covid-19 encompass antiviral drugs, drugs to modulate the immune response, neutralizing antibodies, and vaccines. based on the life cycle of sars-cov-2 and its structure, antiviral drugs work through inhibiting rna polymerase (remdesivir, [8] favipiravir with tocilizumab [9] ), inhibiting viral protease (ivermectin, [10] lopinavir/ritonavir, [11] ), blocking membrane fusion (leronlimab, [12] rhace2, [13] hydroxychloroquine [14] and arbidol hydrochloride [15] ), and broad-spectrum antiviral effects (eidd-2801 [16] ). however, vaccines are probably a stronger weapon in this war. examples currently include the bnt162 mrna from biontech. inc., [17] mrna-1273 from moderna. inc., [18] ino-4800 from inovio. inc., [19] , and chadox1 ncov-19 [20] from the university of oxford. despite the differences in working principles, the success of any vaccine in terms of stability and efficacy depends on the delivery platform: mrna-1273 needs lipid particles, ino-4800 requires the cellectra® portable device, and chadox1 ncov-19 requires its non-replicating adenovirus vector. among vaccine delivery platforms, lipid particles and non-replicating adenovirus vectors have similar nano size, attracting the attention of nanotechnologists. not only that, but the latest clinical results on antiviral drugs such as remdesivir [21] and hydroxychloroquine [22] are not very satisfactory, while the results of mrna vaccine trials are much more exciting; phase 2/3 clinical trial data on bnt162 mrna and phase 3 clinical trial data on mrna-1273 has proven the safety and efficacy of these agents. [17, 18] some other drugs also being utilized to mitigate sars-cov-2-induced lung injury include dexamethasone, [23] ruxolitinib, [24] fostamatinib, [25] and nebulized heparin [26] . scientists have also proposed the use of dexamethasone nano-formulations in the treatment of covid-19 via targeting hyper-activated immune cells through inhalation or intravenous injection. [27] not only the above technologies, but also neutralizing antibodies like bgb-dxp592 [28] , ly3819252 [29] , regn10933/regn10987 monoclonal antibodies [30] and antibody fragments (inosars) [31] etc. were developed for covid-19 treatment and vaccination. the antibody fragments called nanobodies (for their nano-scale size) are yet another connection to nanotechnology. as the clinical trial results of the first wave of covid drugs have yet to be been announced, now would be an appropriate time to push forward on other technologies, including nanotechnology. [32] [33] [34] we recently shared our views on tackling covid-19 from a materials science perspective. [35] in the current opinion we specifically highlight the potential role of nanotechnology in treatments for covid-19. although nanotechnology has been introduced into antiviral research before, its prospects for success with sars-cov-2 are better than one might imagine, considering the following factors: 1) sars-cov-2 and nanomaterials are similar in size, setting the stage for direct contact/"combat"; 2) sars-cov-2 (60-140 nm) [36] is also near in size to most current fda-approved nanomaterials; 3) nanomaterials can decrease the side effects of current antiviral drugs; 4) nanomaterials can co-deliver multiple drugs; 5) nanomaterials can enhance the stability of mrna vaccines; and 6) nanotechnology facilitates controlled/targeted drug j o u r n a l p r e -p r o o f release. in this perspective, we focus on the most promising antiviral research involving nanotechnology and offer relevant paths forward in the current "war" against sars-cov-2 and future threats posed by other infectious viruses . decades of rapid development have witnessed the widespread application of nanotechnology in the biomedical field. [37, 38] although it is not being widely applied in current antiviral research, its potential is unquestionable. to summarize, the advantages of nanotechnology in antiviral research include the following: 1) promotes the delivery of water-insoluble drugs; [39] 2) enhances the circulation time of drugs in vivo; [40] 3) achieves co-delivery of drugs; [40] 4) improves drug utilization efficiency and reduce side effects through targeting antibody modification; [41] 5) protects dna and mrna vaccines, overcoming bottlenecks for in vivo applications; [42] and 6) the physicochemical properties of nanomaterials can also be employed directly against viruses. [43] in this section, we will focus on the aspects of nanotechnology that have the greatest potential for clinical transformation or that have already been applied in the clinic, including in the delivery of antiviral drugs and vaccines, and the design of nanomaterials directly effective against viruses. the fda-approved nanomaterials liposomes [44] and polylactic-co-glycolic acid (plga) [45] are already in mature use in the delivery of drugs (and not only antiviral drugs). as described before, fda-approved nanomaterials offer unique advantages for antiviral drug delivery, and potential nanomaterial candidates are still emerging. for example, to guarantee high loading efficiency, biocompatible porous metal-organic-framework nanomaterials were utilized as nanocarriers to deliver drugs including retrovirals to treat acquired immune deficiency syndrome (aids), [46] releasing the drugs gradually. through chemical bioconjugation, lipid-coated plga nanomaterials first target t helper cells, which express the cd4 + (cluster of differentiation 4) protein on their surface. [47] subsequent nanomaterials were designed to release encapsulated latency-reversing agents (lras) sustainably, ensuring synergistic effects against human immunodeficiency virus type 1 (hiv-1). in addition, nanoparticles were engineered to offer the controlled release of anti-hiv drugs when triggered by external energy. owing to the magnetoelectricity capability of these nanoparticles, the bond between anti-hiv drugs and the nanoparticles can be broken as required with the application of a uniform magnetic field, releasing the drugs in a controlled manner. [48] three antiretroviral drugs were also chemically conjugated to human vault nanoparticles , which are intracellular ribonucleoprotein particle complexes that can be easily engulfed by immune-related cells, ensuring the targeted delivery of antiretroviral drugs against hiv type 1 (fig. 1a) . [49] moving into the era of "universal" influenza vaccines, pulmonary surfactant (ps)-biomimetic liposomes were designed for heterosubtypic immunity potentiation regulated by cytotoxic t lymphocytes that express the cd8 + protein. [50] moreover, j o u r n a l p r e -p r o o f the ps assisted in the delivery of liposomes to alveolar epithelial cells and achieved further immune activation, which ensured good treatment results in vivo. to improve immunogenicity and prevent the humoral immunity of dna vaccines, dual-functional fullerene nanomaterials with an hiv virus-like morphology were fabricated to deliver the vaccine to efficiently stimulate immune response. [51] since the rna interference (rnai) strategy was proposed, a number of sirna-or mrna-based vaccines have been carefully designed. combining them with nanomaterials improves the stability of rna to the levels necessary for in vivo applications. for instance, adjuvant-free dendrimer nanomaterials were created for mrna vaccine delivery; only one dose was necessary to sustain immunity and combat not only h1n1 influenza but also ebola virus (fig. 1b) . [52] in response to the lethal zika virus, mrna vaccines were mentioned in many research projects and some clinical trials. as an example, scientists first embedded the mrna vaccines designed to protect against the zika virus into lipidnanomaterials, and then evaluated the immune response in vivo. [53] the exciting results drew global attention. coincidentally, the positive results of recent clinical trials by moderna. inc. using an anti-zika mrna vaccine encapsulated in lipid-nanomaterials [54] provide strong encouragement for the advancement of mrna vaccines against sars-cov-2. recent data from pfizer inc. and biontech se has confirmed improvements in the safety and dosedependent efficiency of bnt162b2 mrna vaccines, supporting their potential for ongoing phase 2/3 large-scale evaluation. [17, 55] the mrna-1273 vaccine against sars-cov-2 is in phase 3 clinical trials to determine its safety and efficiency for covid-19 prevention up to 2 years after the second dose. [18] in other work, the endogenous untranslated regions (utrs) of mrnas were further engineered to enhance the generation of sars-cov-2 antigens. in addition, using tt3 nanoparticles for the delivery of mrna vaccine improved performance over fda-approved lipid nanoparticles. [56] besides these vaccine examples, nanotechnology also shows potential in developing adjuvants for vaccines that promote antibody expression. as traditional aluminum hydroxide (alum) adjuvants , presenting as plate-like microgels with a positive charge, are likely to attach to the membrane rather than be internalized by the dendritic cells, an oil/water interphase of particulate alum via pickering emulsion (rather than a surfactant-stabilized emulsion) was generated, which not only absorbed plenty of antigens but also promoted the uptake of loaded antigens by dendritic cells, improving the immune response induced by vaccines while maintaining safety. [57] in addition to serving as a delivery platform for antiviral drugs or vaccines, carefully designed nanomaterials themselves can also directly fight viruses. [58, 59] first, understanding the virus replication cycle is central to a suitable antiviral j o u r n a l p r e -p r o o f strategy. although we may eventually come to understand viral life cycles differently, the current model includes attachment, entry, biosynthesis, assembly of new viruses , and release; viral inhibition is possible within each of those steps. in this area, the exciting potential of nanomaterials has just begun to be tapped. the advent of dna origami technology has also enriched the original nanomaterial library, while its application in antiviral research is still in its early stages. by designing the dna nanoarchitecture to have a specific star shape, the activity of the dengue virus can be inhibited through spatial pattern interaction. [60] specifically, the nanoarchitecture was modified with ed3-targeting aptamers for recognizing ed3 clusters on the viral surface. moreover, using heparan sulfate proteoglycan (hspg), gold nanomaterials were employed as broad-spectrum viral inhibitors. unlike previous hspg substances, newly synthesized mercaptoundecane sulfonic (mus) acid-containing ligands are capable of binding viral attachment ligands even after dilution, producing forces that deform viruses. [61] also, hspg was incorporated into nanogels with various degrees of flexibility to help prevent virus entry. [62] furthermore, mus acid-modified cyclodextrins have also been the subject of broad-spectrum antiviral research, [63] as the modified mus acid can mimic hspg to generate a virucidal reaction. in addition to the above nanomaterials, mercaptobenzoic acid-modified gold nanomaterials were also used for hiv inhibition via the multivalent binding approach. [64] based on the same antiviral strategy, new types of giant globular glycofullerenes were designed against artificial ebola virus infection. [65] another candidate using nanostructured glycan architecture with suitable space between ligands , composed of multivalent 6′-sialyllactose-polyamidoamine (6sl-pamam) conjugates, was designed for influenza a virus infection inhibition. [66] most recently, bacteriophage capsids carrying ligands that tightly bind the influenza virus were also introduced to prevent its entry through a defined multivalent strategy. [67] similarly, the glycodendrinanoparticles assembled by high-valency glycodendrimeric components were generated to mimic pathogens and block viral infection (fig. 1c) . [68] the good polyvalency effects on the nanoparticles ' surface area suggest a universal strategy to inhibit viral infection. via cell membrane technology, [69] zika virus host cells' membrane-derived vesicles were added to the surface of gelatin nanomaterials. [70] these "nanodecoys" capture the zika virus from intended targeting sites and silence viral infection . more recently, plasma membranes derived from human lung epithelial type ii cells or human macrophage cell membrane-derived nanosponges were utilized to mimic the host cell surface and capture the sars-cov-2 for neutralization (fig. 1d) . the maturity of antiviral research has always depended on time, effort, and following the right direction. based on our j o u r n a l p r e -p r o o f deepening understanding of sars-cov-2 acquired just over the last few months, we have witnessed the continuous emergence of clinical trials against sars-cov-2. predictably, some are exciting while others are unsatisfactory. throughout this process, nanotechnology has consistently demonstrated its potential, and we can look forward to its bright future (fig. 2) . even with the similarities between sars-cov-2 and other viruses and our accumulated understanding of antiviral mechanisms, the existing drugs used to treat covid-19 currently have unsatisfactory efficiency, as well as side effects. we anticipate that fda-approved nanomaterials including liposomes, plga nanoparticles , etc. can be used to encapsulate antiviral drugs to achieve long-term circulation, sustained release, and co-delivery of multiple drugs for better treatment efficiency. modified with antibodies that target the proteins in sars-cov-2, nanomaterials can simultaneously enhance drug utilization while reducing side effects, thus ensuring better treatment outcomes. the cryo-em structure of potential drugs and the mechanism of their interaction with the life cycle of the virus (e.g. their channels into the rna polymerase that the sars-cov-2 needs for replication) can be visualized with å resolution for better understanding to improve drug design. [72] drug combinations can be further tes ted and co-delivered by nanomaterials. besides, it is well-known that in patients with severe covid-19, the hypoxia caused by pneumonia [73] suppresses the delivery efficiency of antiviral drugs. perhaps nanomaterials will soon be used to co-deliver angiogenesis factors (or other drugs to help relieve hypoxia) and antiviral drugs to generate better outcomes. the inhalation of antiviral drug-loaded nanomaterials is another promising direction. for the delivery of vaccines, current fda-approved nanomaterials can also be modified with targeting antibodies or bionic molecules such as ps for superior immune activation. when deciding whether to introduce potential new candidates for drug and vaccine delivery, it is wise to investigate the nanomaterials currently employed in clinical trials. [74] since the discovery of exosomes, their potential has been demonstrated in the field of biomedicine. exosomes with nano -size can be derived from cells, have unparalleled biocompatibility, and also carry out some of the same functions as cells. [75] one promising direction would be to apply exosomes to the delivery of antiviral drugs or vaccines. with features similar to exosomes, nanomaterials mimicking host cell membranes, bacterial membranes, and inactivated viral envelopes may become the next candidate delivery platform. in addition, self-assembly proteins and peptide-based nanomaterials are also promising delivery candidates. based on the life cycle of sars-cov-2, and inspired by previous research, we put forward the following possibilities: i) j o u r n a l p r e -p r o o f modified dna or rna origami nanostructures could be designed to inhibit attachment on host cells ; ii) hspg-mimicking nanomaterials or nanomaterials modified with the multivalent ligands could be utilized for inhibition of the infusion process; iii) external zn-based biocompatible nanomaterials may inhibit rna polymerase through zinc ion release; [76] iv) membrane-targeting photosensitizers/nanomaterials may induce lipid oxidation to prohibit viral fusion via 1 o2 generation; [77] and v) viral membrane-targeting photothermal nanomaterials (such as gold) may also destroy virus via local hyperthermia, [78] as heat has been employed for virus inactivation for many years. in addition, nanomaterials with the antiviral capabilities mentioned above could also be embedded in personal protective equipment (ppe), yielding antiviral ppe. for instance, we could combine existing eco-friendly and mass-production methods [79] to synthesize nanofibrous materials with the above antiviral capabilities as components of ppe. [80] introducing nanomaterials to relieve pneumonia symptoms addressing pneumonia, the main symptom of covid-19 infection, urgently requires the incorporation of nanotechnology. from using nanomaterials to deliver anti-inflammatory drugs, introducing antioxidant nanomaterials, providing inhalation methods, fabricating platelet-derived nanomaterials that are actively targeted to inflammatory sites, and offering the capability for controlled drug release, to utilizing oxygen-generation nanomaterials, such strategies may not only provide timely solutions but also inspire future explorations. for example, platelet-derived nanomaterials can be introduced to encapsulate [5-(p-fluorophenyl)-2-ureido]thiophene-3-carboxamide (tpca-1) to target the pneumonia site and calm cytokine storm. [81] moreover, antioxidant nanomaterials such as cerium dioxide nanoparticles can also be utilized to eliminate reactive oxygen species (ros) in the inflammatory site. [82] other technologies could also be combined with nanotechnology to facilitate and promote its application in covid-19 treatments. for example, artificial intelligence, which has been explored for covid-19 diagnosis [83] and the identification of drugs that could be repurposed to treat covid-19, [84] should also be considered to help isolate (or find) suitable drugs/vaccines-loaded nanomaterials, therapeutic nanomaterials , and nanomaterials that could provide pneumonia relief. with the deepening of our understanding of sars-cov-2 and related research advancements, we hope and believe that nanotechnology can offer timelier and more effective approaches to dealing with sars-cov-2, not to mention other emerging viruses in the future. snapgene fda fda during the ph.d. study, he was focusing on the development of various nanomaterials with energy conversion properties and their corresponding biomedical applications including cancer theranostics and bacterial killing. currently, dr. tang is a postdoctoral fellow at brigham and women's hospital nature nano ambassador with 5 stem degrees/strong background in sustainable naturederived/inspired/mimetic materials for biomed/sensing/catalysis/energy/environment applications, with more than 80 high-impact journal publications in now she is a ph where he holds class '54 career development professorship. before joining mit, ming obtained his ph.d. in applied physics at harvard university, and b.s. in engineering mechanics at tsinghua university. his group works on developing tools to probe and understand how mechanics and biology impact each other in a multicellular system and how these properties coordinate in space and time to together sculpt the evolution of multicellular physiological and pathological processes j o u r n a l p r e -p r o o f discussed the content, and made some edits before submission. all authors contributed to the discussion and writing of this manuscript. the authors declare no conflict of interest. key: cord-309871-y17puao2 authors: scherrmann, jm. title: intracellular abcb1 as a possible mechanism to explain the synergistic effect of hydroxychloroquine-azithromycin combination in covid-19 therapy date: 2020-06-12 journal: aaps j doi: 10.1208/s12248-020-00465-w sha: doc_id: 309871 cord_uid: y17puao2 the co-administration of hydroxychloroquine with azithromycin is proposed in covid-19 therapy. we hypothesize a new mechanism supporting the synergistic interaction between these drugs. azithromycin is a substrate of abcb1 (p-glycoprotein) which is localized in endosomes and lysosomes with a polarized substrate transport from the cell cytosol into the vesicle interior. sars-cov-2 and drugs meet in these acidic organelles and both basic drugs, which are potent lysosomotropic compounds, will become protonated and trapped within these vesicles. consequently, their intra-vesicular concentrations can attain low micromolar effective cytotoxic concentrations on sars-cov-2 while concomitantly increase the intra-vesicular ph up to around neutrality. this last effect inhibits lysosomal enzyme activities responsible in virus entry and replication cycle. based on these considerations, we hypothesize that abcb1 could be a possible enhancer by confining azithromycin more extensively than expected when the trapping is solely dependent on the passive diffusion. this additional mechanism may therefore explain the synergistic effect when azithromycin is added to hydroxychloroquine, leading to apparently more rapid virus clearance and better clinical benefit, when compared to monotherapy with hydroxychloroquine alone. the co-administration of the antimalarial chloroquine or the anti-rheumatic hydroxychloroquine with the antibacterial azithromycin is presently proposed as a therapy amidst the covid-19 pandemic (1). these aminoquinoline drugs and azithromycin are being repurposed for their clinical use in covid-19, and they should be evaluated according to current practices of drug clinical trials for this indication. although this process is normally time-consuming, population, media, and political pressures have propelled the use of this combined therapy on an emergency basis, thus opening controversial pro and con debates. moreover, most of the different aminoquinoline clinical trials over the world are not comparable as they differ in terms of mono or bi-therapy choice, dosage regimen, and optimal time of administration versus the disease time course and severity. several chinese clinical trials have been based on the sole chloroquine or hydroxychloroquine administration and their clinical efficacies remain uncertain (2) (3) (4) . additionally, most of these methodological protocols suffer from major concerns in term of trial design quality such as inappropriateness in randomization, patient population size, and other limiting factors (5, 6) . the purpose of this commentary is to discuss the possible rationale for co-administering the antibiotic azithromycin with hydroxychloroquine, recognizing that azithromycin is not being used for its antibacterial activity but for its additive or synergistic effect on the antiviral action of the aminoquinolines (7) . moreover, several in vitro and in vivo studies support additional antiviral properties of azithromycin although the drug is not approved for the treatment of viral infections (8) . here, we provide comments and hypotheses to develop a rationale for this drug combination based upon sub-cellular pharmacokinetic and pharmacodynamic arguments. two recent works have detailed the targets and cellular pathways supporting the antiviral activity of chloroquine and hydroxychloroquine (4, 9) . in fact, the attempt to combine chloroquine and azithromycin started with the observation of resistance of plasmodium falciparum to chloroquine. gingras and jensen were the first in 1992 to demonstrate in vitro that the association of azithromycin to chloroquine reversed the resistance of chloroquine-resistant strains of p. falciparum (10) . subsequent in vivo and clinical studies have validated this dual administration in malaria chemotherapy (11, 12) . an inverted association was also found effective to kill intracellular bacteria, such as staphylococcus aureus when chloroquine was used to synergize the effect of the antibiotic azithromycin (13) . moreover, this drug combination was also extended to virus diseases with many clinical studies but most of them were moderately conclusive (14, 15) . nevertheless, for each recent and new virus infections, the chloroquineazithromycin combination strategy reappears as a possible miraculous solution such as in ebola, sars and mers, hiv diseases, and now with sars-cov-2 in covid-19 (16) (17) (18) (19) . in this last indication, hydroxychloroquine, mostly used for treating severe rheumatic diseases, is preferred to chloroquine as more effective in vitro and clinically safer than chloroquine (20) . moreover, a recent physiologically based pharmacokinetic (pbpk) model, combining in vitro data with published drug pharmacokinetics, was interestingly developed to predict the optimal dosage regimen of hydroxychloroquine in covid-19 (21) . another recent mechanistic pk modeling study including efficacy with historical data on viral replication and the cardiotoxicity risk of qtc interval prolongation attempted to predict the highest hydroxychloroquine doses which are needed to achieve both safety and cure within 7 days (22) . why could this couple of antimalarial and antibiotic drugs be efficient for such a broad number of infectious diseases caused by so various pathogens such as parasites and intracellular bacteria or viruses? that is the fundamental question. besides their anti-infectious properties, the aminoquinoline compounds are immunomodulators that could counteract the cytokine storm observed in the severe form of covid-19 (4, 9, 16) . also, they are known to stop virus replication as in most of the clinical trials with both aminoquinolines; the virus load is considered as a critical biomarker endpoint (16) . this direct effect on virus replication seems to be dependent on the fact that these drugs and viruses share common sub-cellular organelles trafficking routes involving either the trans-golgi secretory pathway or the endosomal/lysosomal endocytotic pathway. on the one hand, the virus uses endosome formation as a cellular entry mechanism. thus, following the binding of the cov-2 spike protein to the angiotensin-converting enzyme 2 (ace2) virus-receptor, sars-cov-2 travels inside the vesicular network including endosomes and lysosomes. on the other hand, several processes occur within the organellar lumen, like the glycosylation of cov-2 proteins during their biogenesis and assembly as well as the action of several endosomal proteases able to cleave cov-2 spike proteins for virus entry (4, 9, 16, 20) . therefore, all these life-virus steps are dependent on the remarkable intra-organelle acidic conditions, with ph around 4-5. a vacuolar-type proton adenosine triphosphatase membrane (v-atpase), pumping protons towards the vesicle interior, contributes to maintain this optimal ph medium for nearly 60 different hydrolytic lysosomal enzymes, such as some acid proteases which are implicated in the virus replication cycle (23) (fig. 1) . in fact, viruses and drugs together meet in this common biophase of these sub-cellular organelles during their respective time-dependent distribution. these drugs share similar pharmacokinetic profiles with extensive tissue distributions characterized by elevated volumes of distribution, moderate plasma protein binding, and high intracellular distribution with tropism for lysosome-rich organs, such as liver and lung. they also exhibit low total body clearances which contribute to long body exposure (24) (25) (26) . more interestingly, chloroquine, hydroxychloroquine, and azithromycin have also been described as potent lysosomotropic compounds as they are diprotic weak bases with pka at 8.38-10.18, 8.27-9.67, and 8.74-9.45, respectively (4, 9, 27) . these physicochemical criteria associated with elevated log p, ranged from 3.6 to 4.6, meet those defining a subgroup of lysosomotropic amines, known as cationic amphiphilic drugs (28) . thus, they will become protonated and trapped within the endosomal vesicles under these acidic conditions and their backward diffusion into the cytosol was hindered (29, 30) . consequently, their intravesicular concentrations can reach hundredfold that of the cytosolic concentrations and attain or even surpass the low micromolar effective concentrations that are able to inhibit sars-cov-2 virus cycle (8, 19, 21) . concomitantly, the drug-induced lysosomotropic effect is completed by buffering the intravesicular acidity with ph increasing up to around neutrality. this last effect on the luminal ph is the most critical on virus development by decreasing several lysosomal enzyme activities responsible for either glycosylation of both ace2 receptor and cov-2 proteins or cleavage of cov-2 spike proteins. presently, this intracellular trapping mechanism is largely reported for sustaining the additive or synergistic effect on various pathogens following this drug co-administration (4, 9, 11) . nevertheless, i believe that a supplementary mechanistic explanation may be missing in the literature for supporting the additive or synergistic interaction when these drugs are combined. the first reason is that azithromycin has been shown, both in vitro and in vivo, to be a substrate of abcb1 (p-glycoprotein) (31) (32) (33) (34) (35) (36) . abcb1, a member of the atpbinding cassette (abc) transporter superfamily, is mainly known as being expressed on the cellular plasma membrane in various tissues and can limit the cellular uptake of a large number of drug substrates like azithromycin (37) . a second reason is linked to the abcb1 localization in intracellular compartments, such as the endoplasmic reticulum and golgi (site of abcb1 synthesis), the endosomes for abcb1 trafficking and recycling, and lysosomes for its degradation (38, 39) . finally, the abcb1 substrate transport direction on endosome and lysosome membranes is a very critical property. the polarized transport direction occurs from the cell cytosol, where the neutral ph allows the atp catalytic cycle of abcb1, into the interior of the vesicle. this transport direction is the opposite from that mediated at the plasma membrane surface (fig. 1) . based on these overall information, we might hypothesize that abcb1 could play a possible role for the additive or most likely, the synergistic effect of azithromycin on hydroxychloroquine. at this stage, the question on how the abcb1-dependent synergy might occur is still open. based on known pharmacological modulations mediated by abcb1, we could imagine two possible scenarios. the first one is related to the inverted influx transport of abcb1, meaning that the azithromycin molecules, in addition to their passive diffusional uptake, are actively captured and trapped inside the vesicles, even if the vesicular intraluminal ph increases and the percentage of protonic drug molecules decreases enabling the backward diffusion of neutral species to the cytosol (fig. 1) . therefore, this could represent an explanation for the synergistic effect when azithromycin is added to hydroxychloroquine or chloroquine. at all these intracellular stages, abcb1 can be a possible enhancer by confining the substrate azithromycin more extensively as expected when the trapping mechanism is solely limited to the protonated-diffusion explanation. this first hypothesis could be supported by results obtained from a clinical study where increasing amounts of azithromycin (from 500 mg to 2 g) combined with a fixed dose of 600 mg chloroquine showed a clear dose-response relationship with the maximum clearance rates of p. falciparum observed with the highest dose of azithromycin (11) . moreover, in vitro experiments using vero e6 cells infected with sars-cov-2 virus have also reported concentration and time-dependent effects of hydroxychloroquine on the virus cytotoxic ec50 values, which decreased with longer incubation times (20, 21) . this suggests that time is required for drug accumulation or/ and drug cytotoxicity kinetics. these observations could be supported by the long-lasting abcb1-mediated exposure effect of azithromycin. this azithromycin trapping effect induced by abcb1 could also be extended to the aminoquinoline compounds to the extent that they could interact with abcb1. this could most likely occur with chloroquine which was classified in several vesicular and cellular in vitro models as a moderate inhibitor and a nons u b s t r a t e o f a b c b 1 ( 4 0 -4 3 ) . u n f o r t u n a t e l y, hydroxychloroquine has been demonstrated neither as a substrate nor as inhibitor of abcb1 with the usual in vitro models. nevertheless, this aminoquinoline has been reported in human pharmacokinetics to interact with digoxin and nelfinavir, two known abcb1 substrates, by moderately increasing their oral bioavailability (44, 45) . thus, all these data suggest that hydroxychloroquine and chloroquine could have a moderate inhibition effect on the azithromycin abcb1-mediated intravesicular influx. they also point to the need to further investigate the inhibitor/substrate status of hydroxychloroquine towards abcb1. additionally, it is noteworthy that the antibiotic and fluoroquinolone ciprofloxacin which is also both a lysosomotropic compound with pka 8.7 and substrate of abcb1 behaves like azithromycin to synergize the anti-infectious effect of chloroquine (27) . this last observation appears to demonstrate that the lysosomotropic drug property is certainly a key factor in the synergistic effect of this drug combination. the second scenario could be similar to the well known reversal of multidrug resistance, the mdr effect, observed with anticancer drugs such as doxorubicin or daunomycin which are also actively trapped inside lysosomes under abcb1 active influx. the administration of abcb1 inhibitors, like valspodar or elacridar, tends to displace the anthracyclines from the lysosomal lumen into the cytosol making doxorubicin available for its nucleus targets (46) . the translation of this mdr reversal to azithromycin might suggest its ability to inhibit abcb1, and therefore to increase aminoquinoline cytosolic concentrations which could be active for other biological targets and cellular pathways impacting the virus development (4, 9, 16) . therefore, this second scenario seems unlikely as hydroxychloroquine and chloroquine are not substrates of abcb1. the diagram shows how the unionized drugs can readily diffuse across lysosomal membranes. due to the acidic environment of the lysosome, the equilibrium between charged and uncharged drug species shifts in favor of the ionized species, thus limiting their backward diffusion into the cytosol. as a substrate of abcb1, the active uptake of azithromycin contributes to the enhancement of this trapping effect and to the neutralization of the acidic ph. this last effect contributes to a cascade of antiinflammatory and antiviral activities nevertheless, this drug release from the vesicle lumen to the cytosol could proceed from the deleterious effects of these cationic amphiphilic drugs on lysosomal viability. as a result of their over-accumulation in the endolysosomal lumen which could be exacerbated by the azithromycin effect on abcb1, they could permeabilize the lysosomal membranes to protons, cl − and water causing enlargement of the lysosomes and phospholipidosis (47) . interestingly, azithromycin, chloroquine, and hydroxychloroquine have been all reported as responsible of these types of endolysosomal damages which can affect vesicular trafficking by inhibiting the surface expression of receptors, the fusion to autophagosomes, and lipid metabolism which indirectly contributes to the inhibition of the cytokine production. all these impairments could contribute to the panel of cytotoxic mechanisms affecting the sars-cov-2 replication cycle as well as the risks of organtoxicity like cardiomyopathy following this drug combination (29, 48, 49) . they also highlight a critical need for optimal dosing of both drugs using pbpk and pkpd modelings to achieve both safety and efficacy (21, 22) . to sum up, the intracellular abcb1 could represent a potent target for enhancing the antiviral and antiinflammatory activities of the aminoquinolines when lysosomotropic abcb1 substrates like azithromycin or ciprofloxacin are combined. this could explain why the association strategy leads to apparent rapid virus clearance and better clinical benefit vs. aminoquinoline use alone (1). moreover, these observations justify the bi-therapy administration in the early stage of the disease or for prophylactic use, i.e., when the virus distributes within the disease target cells, such as the pulmonary epithelial cells. experimental assessments of this hypothetical abcb1 role could be easily investigated using both in vitro cellular models currently used with sars-cov-2 and widely developed for abcb1 transport (19, 20, 46, 50) . moreover, the reported co-localization of abcb1 with other abcs on the lysosomal membranes, such as abcg2, abcc1, and abcc2 could also expand this experimental field of investigation as to their possible involvement in the activity of these lysosomotropic drugs (51) . by taking into consideration this possible role of abcb1 in the synergistic combination of these two drugs, the question of the modulation of abcb1 transport could be raised for preventing risks of a lysosomotropic effect decrease on virus dynamics and of interindividual variability in the clinical use of this drug combination and with possible additional drug co-therapy. these risks should be considered at both the intracellular level and at the drug disposition level where abcb1 has been extensively reported as mediating drug-drug interactions (ddi) (52) . first, the intracellular ddi risk can be anticipated from previous studies showing that lysosomal abcb1 can be a ddi target (46, 53) . in addition to the previous mdr reversal example, abcb1mediated lysosomal competition between two weak bases has been elegantly shown in a study using positron emission tomography imaging where the radiotracer [ 11 c] ndesmethyl-loperamide was displaced from lysosomes by tariquidar and other abcb1 competitors like cyclosporine or verapamil (54) . finally, current pharmacokinetic considerations indicate that these drugs are characterized by a low safety margin and by cardiotoxicity risks (55, 56) . therefore, risks of inter and intra-individual variabilities have to be considered. presently, no systemic pharmacokinetic interactions have been observed between chloroquine and azithromycin (24) . azithromycin is known for interindividual variabilities in drug response and among ethnic groups and could be a ddi perpetrator candidate. azithromycin is not metabolized by cytochromes p450 and not an inducer/inhibitor of these hepatic enzymes. the dominant azithromycin excretion pathway occurs at the biliary and intestinal levels via abcb1 and abcc2 (mrp2) active transport which could represent ddi targets (36) . however, a few and insignificant clinical ddis have been observed between azithromycin and co-prescribed drugs (24) . lastly, the most intriguing interpopulation variability could result from the azithromycin sensitivity to abcb1 genetic polymorphism. two clinical studies have described that heterozygous and mutant abcb1 genes in chinese han and pakistani subjects have decreased rate and extent of azithromycin absorption when compared to the wild-type subjects (34, 35) . this suggests that the abcb1-dependent effectiveness of azithromycin at the intracellular level could be variable according to the patient abcb1 genetic status. in conclusion, we hypothesize that the intracellular abcb1 may serve as a possible new target for improving the effects of the aminoquinolines when co-administered with a lysosomotropic drug, such as azithromycin or ciprofloxacin in covid-19 chemotherapy. in vitro experiments could readily confirm or contradict this hypothesis. the proposed hypothesis might stimulate further investigations and experimental validation for the clinical relevance of this possible treatment. moreover, this case example highlights that molecular and cellular pharmacokinetics should be considered in the future for the understanding of drug interaction at the intracellular level. postscript. while this manuscript was under review, a paper describing similar lysosomal accumulation of the two drugs via ion-trapping mechanism was published (57) . the author is very grateful to dr. fanchon bourasset and to mrs. marie-christine scherrmann for editing help. conflict of interest the author declares 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parameters of clarithromycin and azithromycin: why they matter in the treatment of respiratory tract infections chloroquine and hydroxychloroquine are associated with reduced cardiovascular risk: a systematic review and meta-analysis. drug des dev ther excessive lysosomal ion-trapping of hydroxychloroquine and azithromycin publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations key: cord-353524-3w970ycx authors: dömling, alexander; gao, li title: chemistry and biology of sars-cov-2 date: 2020-05-22 journal: chem doi: 10.1016/j.chempr.2020.04.023 sha: doc_id: 353524 cord_uid: 3w970ycx sars-cov-2 (previously 2019-ncov or wuhan coronavirus) caused an unprecedented fast-spreading worldwide pandemic. although currently with a rather low mortality rate, the virus spread rapidly over the world using the modern world’s traffic highways. the coronavirus (cov) family members were responsible for several deadly outbreaks and epidemics during the last decade. not only governments but also the scientific community reacted promptly to the outbreak, and information is shared quickly. for example, the genetic fingerprint was shared, and the 3d structure of key proteins was rapidly solved, which can be used for the discovery of potential treatments. an overview is given on the current knowledge of the spread, disease course, and molecular biology of sars-cov-2. we discuss potential treatment developments in the context of recent outbreaks, drug repurposing, and development timelines. sars-cov-2 (previously 2019-ncov or wuhan coronavirus) caused an unprecedented fast-spreading worldwide pandemic. although currently with a rather low mortality rate, the virus spread rapidly over the world using the modern world's traffic highways. the coronavirus (cov) family members were responsible for several deadly outbreaks and epidemics during the last decade. not only governments but also the scientific community reacted promptly to the outbreak, and information is shared quickly. for example, the genetic fingerprint was shared, and the 3d structure of key proteins was rapidly solved, which can be used for the discovery of potential treatments. an overview is given on the current knowledge of the spread, disease course, and molecular biology of sars-cov-2. we discuss potential treatment developments in the context of recent outbreaks, drug repurposing, and development timelines. in december 2019, an outbreak of pneumonia of an unknown cause was reported in wuhan, in hubei province, china. it was speculated that the first patient caught the infection from a seafood market that also traded wild animals. the causing agent was quickly identified as a novel coronavirus (cov) . the cov responsible for the outbreak is now called sars-cov-2. the respiratory illness caused by sars-cov-2 is called covid-19. the symptoms of the sars-cov-2 infection range from asymptomatic to mild to severe to death. 1 it soon became clear that person-to-person transmission was also occurring, as was the case with the previous human cov. in an unprecedented documented speed, the sars-cov-2 travels around the globe, and as of april 27 th led to >3.0 million infections and 200,000 fatalities. based on the previous experience with the sars-cov outbreak at the beginning of this century, very stringent measures were taken by the chinese government, and several multimillioninhabitant cities were isolated and put under quarantine in order to slow the pandemic spread. different hosts of the sars-cov-2 are proposed, including snails, bats, and pangolins. 2 covs are a large family of zoonotic viruses and their outbreaks are common to humans, although major outbreaks have been experienced in animals, especially in cattle. under the electron microscope, they exhibit formations that are reminiscent of the solar corona. the common cold is often caused by human covs. they are single-stranded enveloped positive rna viruses and stand out because of their rather large genome. as with viruses in general, the structure is rather simple. sars-cov-2 is generally less pathogenic than sars-cov, much less pathogenic than the middle east respiratory syndrome mers-cov, but more pathogenic than practically harmless hcov-oc43, hcov-hku1, hcov-229e, and hcov-nl63. the reported case-fatality rate of covid-19 is %3% and is thus rather low as compared with sars (30% , table 1 ). however, the transmission rate (tr) (number of newly infected people per infected person) of 2.5 to 3 is high and accounts for the danger of the current pandemic. for comparison, the tr of the yearly common cold is less than 1.4. challenges and opportunities: the sars-cov-2 pandemic has changed our world in just half a year: a large number of people have died from the virusinduced pneumonia covid-19, and the global economy is at an unprecedented low with unknown near-and long-term consequences. the coronavirus pandemic needs a two-pronged approach: a short-term solution to find a drug to treat the massive number of seriously ill patients, and long-term development of preventive and curative drugs for future corona outbreaks. de novo discovery of any therapeutic takes years to move from idea/ q5 pre-clinic to market release and is not a short-term solution for the current sars-cov-2 pandemic. drug repurposing is perhaps the only short-term solution, and vaccination is a middle-term solution. advice guidelines for diagnosis and treatment of sars-cov-2 infected pneumonia have been shared rapidly. 3 what are the issues and chances for a rapid approval of a new medicine to treat covid-19? in principle, there are several potential strategies to pharmacologically fight covid-19: vaccines, monoclonal antibodies, oligonucleotide-based therapies, peptides, interferon therapies, small-molecule drugs, or natural medicines (e.g., traditional chinese medicine [tcm]). the timelines for de novo development of a small-molecule drug are historically >6-7 years, and in the best case less than 2 years. vaccines can be developed much faster, but rapid development in the range of 1-2 years is very challenging. antibodies to support the body's immune system are also a strategy to combat viral diseases. again, the typical development timelines are several years. therefore, is there a hope for a q11 rapid drug to come to the market? a strategy that is promising in the current situation is drug repurposing. drug repurposing aims to discover novel indication areas for already approved drugs. 4 the overwhelming advantage of drug repurposing is the potential for much faster approval because of the already extensive knowledge of the drug's behavior in humans. an expert opinion on the potential for repurposing existing antiviral agents to treat covid-19, some of which are already clinically evaluated, was recently given. 5 here, we discuss molecular targets of the sars-cov-2, some of the known small molecules, and the potential for repurposing existing drugs. despite the rather large size of the rna virus genome of $30,000 bases, the sars-cov-2 genome encodes for few proteins (figure 1 ): the structural spike (s) protein, nucleocapsid (n) protein, membrane (m) protein, and the envelope (e) protein, which are needed to produce a structurally complete viral particle. additionally, the sars-cov-2 genome encodes 16-17 non-structural proteins (ns1 to ns17), such as 3-chymotrypsin-like protease (3clpro q13 ), papain-like protease (plpro), helicase, and rna-dependent rna polymerase (rdrp). both the virus-encoded proteases q14 are involved in the processing of the two viral polyproteins in a coordinated manner, and thus comprise important drug targets. the structure, function, and inhibition of cov 3clpro (also called mpro) has been recently comprehensively reviewed. 6 the 3clpro is a cysteine protease that cleaves and processes the viral polyproteins. sars-cov-2 and sars-cov share 96% sequence identity in their 3clpro. on the basis of the rapidly published virus sequence data, a homology model was created. moreover, an x-ray structure of the c3lpro covalently bound to a peptidomimetic acrylester (1) is now available ( figure 2 , pdb id 6lu7). 8 because of the high sequence similarity of different cov 3clpros, a lot of previously described inhibitors can be considered to be of great use in the current sars-cov-2. a majority of inhibitors of the 3clpro are covalent in nature, binding to the activesite cysteine (scheme 1). different electrophilic warheads are known, including a-halocarbonyl, acrylamides, sulfonyl chlorides, aldehydes (2), 9 isatines (3), 10 or a-ketoheteraromates (4). 6 many of the molecules are rather large and are based on extensive amide chemistry, mimicking part of the peptide substrate of the protease. moreover, their selectivity toward other potential targets in the human body has not been established. interestingly, some compounds binding to the active site of the 3clpro-although using a noncovalent mechanism-have been established . a high-throughput screening (hts) identified 3,3-dihydropyrazolidine (5), which displayed 1,3,5-triaryl substitution patterns, as sars-cov 3clpro inhibitors. 11 nitroanilides (6), derived from the drug niclosamide were also found to inhibit 3clpro. 12 a-aminoacylamides were identified by an hts, and a strong stereochemical effect was noted. the simple one-pot accessible scaffold by an ugi-four component condensation was the key to rapidly generate structure activity relationship (sar) for the putative p2-p1 and p1 subgroups. an optimized version ml188 (7) was designated as the probe status ( figure 3) . a p3 truncated version of 8 allowing for significant molecular weight (mw) reduction without diminishing potency was developed as a second probe ml300 (9) with potent enzyme inhibition and cellular activity. these compounds comprise rare examples of a noncovalent sars-cov 3clpro inhibitor of moderate mw with good enzyme and antiviral inhibitory activity. however, these molecules suffer from extensive metabolism and rapid clearance. nonetheless, they are a promising starting point for further drug development. even if such compounds cannot be rapidly developed to cope with the current situation, their development is highly warranted to be prepared for likely future cov outbreaks. it is noteworthy that different computational approaches, including machine learning, have been published to propose approved drugs potentially binding to 3clpro (drug repurposing). 13, 14 one such approach virtually screened commercial medicines in the drugbank database for binding into the active site of mpro. 15 ten different commercial medicines were proposed that might form hydrogen bonds to key residues within the binding pocket of sars-cov-2 3clpro, which might have higher mutation tolerance than lopinavir or ritonavir. flavonoids (10) (11) (12) (13) (14) are plant-derived natural products with diverse reported biological activities, and they have been shown to be also able to inhibit the 3clpro (figure 4) . 16, 17 the broad-spectrum and established use of plant-based medicines to combat infectious diseases in tcm is the basis of several currently ongoing clinical trials in china. one of the largest among them assesses shuanghuanglian, a chinese herbal medicine that contains extracts from the dried fruit lianqiao (forsythiae fructus), which is purported to have been used for treating infections for more than 2,000 years. several approved hiv protease inhibitors (15, 16, and 18) were previously repurposed for the treatment of sars (scheme 2). [18] [19] [20] they were hypothesized to inhibit the sars-cov 3clpro: hiv protease is a asp protease and differs considerably from the cys protease 3clpro, but it also shares some common elements, such as a tetrahedral transition state and receptor pockets to recognize the amino acid side chains of the substrates. given that sars-cov-2 and sars-cov share very high identical sequence in their 3clpro, these hiv protease inhibitors are currently again repurposed for the treatment of covid-19 (chinese clinical trial registry: chictr2000029539). [21] [22] [23] plpro the coronaviral plpro is another attractive antiviral drug target because it is essential for cov replication. the structure, function, and inhibition of the sars-cov plpro has been extensively reviewed. 24 although the primary function of plpro and 3clpro is to process the viral polyprotein in a coordinated manner, plpro has the additional function of stripping ubiquitin and isg15 from host-cell proteins to help cov to evade the host innate immune responses. therefore, it was recently argued that targeting plpro with antiviral drugs might have an advantage in not only inhibiting viral replication but also inhibiting the dysregulation of signaling cascades in infected cells that might lead to cell death in surrounding, uninfected cells. 24 different compounds forming a covalent bond to the active-site cys112 have been described, including epoxyketones, a-halo-ketones, alkynes, aldehydes, trifluoromethyl ketones, a,b-unsaturated ketone, activated esters, or vinyl sulfones. disulfiram (19) , an approved drug for the treatment of chronic alcohol dependence, has a great potential for drug repurposing because it has been shown to inhibit plpro of mers-cov and sars-cov. 25 the antimetabolites 6-mercaptopurine (20) and 6-thioguanine (21) are additional drugs inhibiting plpro. potent naphthyl methylamine q17 hits (22) which have been structurally characterized and have been subsequently optimized toward better metabolic stability were identified from an hts campaign, 27 . (23) 28 the naphthyl methylamines work through a noncovalent mechanism and show a rather drug-like appearance ( figure 5 ). the envelope-anchored s protein mediates cov entry into host cells by first binding to a host receptor and then fusing viral and host membranes. the sars-cov-2 s protein was solved by cryoelectron microscopy and just released; 29 knowing the å -resolution structure of the sars-cov-2 spike will allow for additional protein engineering efforts that could improve antigenicity and protein expression for vaccine development. moreover, the å -resolution detail will enable the design and screening of small molecules with fusion-inhibiting potential. it is the affinity between the viral receptor-binding domain (rbd) and the host receptor in the initial viral attachment step that primarily determines which host is susceptible to sars-cov infection. the sars-cov-2 entry through receptor binding was elucidated independently by several groups. 30, 31 on the basis of the rich knowledge about sars-cov and the sequence homology, it was suggested that sars-cov-2 uses angiotensin-converting enzyme 2 (ace2) as its receptor ( figure 6 ). it uses the sars-cov receptor ace2 and the cellular protease tmprss2 for entry into target cells. 30, 31 the interplay of the ace receptor in cardiovascular diseases (with the well-known drug class of ace inhibitors) and as the docking point for sars-cov-2 cellular infection is a current point of intense debate and research. 32 it was found that several critical residues in sars-cov-2 rbm (particularly gln493) provide favorable interactions with human ace2, consistent with sars-cov-2's capacity for human cell infection. on the basis of the extensive modeling of the virus-human receptor interactions, it was also predicted that a single n501t mutation might significantly enhance the binding affinity between sars-cov-2 rbd and human ace2 and thus potentially lead to much more virulent bodies. 30, 31 the emergency and evolution of novel mutations at the 501 position in sars-cov-2-infected and covid-19 patients have to be closely monitored. 33 mutations in the s protein are the ones causing the zoonosis, and as a result, not all of them will lead to their binding to ace2. therefore, drugs targeting the s protein-ace2 interaction might not apply to some of the future covs. on the other hand, the spike-shaped protein on the surface of the viruses causing sars, mers, and covid-19 provides a tantalizing target for antibodies or other compounds, which could prevent covs from invading human cells. 35 the virus' s protein seems to emerge as the consensus target antigen. the rdrp enzyme allows the viral genome to be transcribed into new rna copies by using the host cell's machinery. rdrp inhibitors are emerging as a new strategy to fight viral infections. 35 the chemistry and biology of rdrp have been extensively reviewed. 36 rna polymerase inhibitors are promising agents to fight covid-19. 5 rdrp proteins of sars-cov-2 and sars-cov share 96% sequence identity. favipiravir (24) is an approved rna polymerase inhibitor for the treatment of the influenza pandemic. it has been shown not only to be active in influenza but also active against other rna viruses (figure 7) . 34 favipiravir is a prodrug , which is metabolized in cells into the active purine nucleotide that mimics favipiravir-ribofuranosyl-5-triphosphate that inhibits the rna replication and thus the viral progression. 37 interestingly, it does not inhibit host dna and rna synthesis and inosine 5 0 -monophosphate dehydrogenase (impdh) activity. favipiravir reportedly demonstrated efficacy with minor side effects in an ongoing 70-patient clinical trial in shenzhen, guangdong province. 5 the drug's generic version received approval by the health authorities in china. 38 the broad-spectrum antiviral drug remdesivir together with chloroquine effectively inhibit the recently emerged novel cov (sars-cov-2) in vitro. 39, 40 remdesivir (25) reduced sars-cov-2 infection of monkey kidney cells with an ec 50 of 0.77 mm. the compound is in late-stage clinical development and has been recently described to inhibit multiple rna viruses on a cellular level, including ebola and sars. the presumed mode of action of the adenosine analog prodrug remdesivir is pre-mature rna synthesis termination by incorporation into nascent viral rna chains. 41 galidesivir (26) is another antiviral drug under clinical development with potential in covid-19 treatment (figure 7 ). it is an adenosine analog and is currently developed for ebola virus disease and marburg virus disease. it also shows broadspectrum antiviral activity against rna virus families including covs. 42 multiple other rdrp inhibitors are described in the literature, for example, broadspectrum antiviral 6 0 -bis fluorinated aristeromycin analog (27). 43 chloroquine (28) is an existing anti-malaria medicine also used to treat several other diseases. it blocked virus infection with an ec 50 of 1.13 mm. 39, 40 its mode of action is unclear. however, chloroquine inhibits endosomal acidification and thus could stop the release of viral dna into the cytoplasm. it is under assessment in more than 100 patients at over ten hospitals in beijing and guangdong province. plans for an additional study in hunan province are underway. the role of the other sars-cov-2 n proteins as drug-discovery targets is less clear. for the assembly of the replication/ q20 transcription complexes, there is a vast interaction network described between the non-structural proteins. similarly, viral particle assembly requires orchestrated interaction between n, s, m, and e proteins. all these interactions can be potential targets, but the structural information is currently minimal. resolution of the protein and complex structures will provide new unique drug targets. for example, the crystal structure of sars-cov-2 n protein rna-binding domain was just published and will give structural insight as a potential drug target. 44 it is rapidly detected by antibodies in serum, plasma, and peripheral blood, and might therefore serve to develop specific diagnostics. using methods of machine learning-enabled scientific literature analysis, the biotech company benevolentai q21 proposed the ap2-associated protein kinase 1 (aak1) as a host target to fight sars-cov-2. aak1 is the key enzyme of receptor-mediated endocytosis, which is the major mechanism of most viruses to enter their host cells. thus, they predict the approved (for rheumatoid arthritis) kinase inhibitor baricitinib 29 to reduce the ability of the virus to infect lung cells (figure 8 ). 45 the recent emergence of the wuhan cov (sars-cov-2) has put the world on alert. the rapid worldwide spread and the high human-to-human transmissibility, combined with the inability to contain the pandemic, is causing an increasing death toll and also considerable paralysis of the world economy (table 2 q22 ). the covid-19 could decrease and disappear or could be established worldwide in the human population and reoccur seasonally in future mutations through zoonosis from one of the animal reservoirs. however, it is very likely that in the upcoming years, we will see more outbreaks from cov and other viruses. the basic, translational, and public health research communities have to prepare for this much better. the outbreak has emphasized the urgent need for renewed efforts to develop broad-spectrum antiviral agents to combat covs. on the positive side, much new information of the virus biology and the spread was immediately shared, whereas, on the negative side, many past opportunities to develop antivirals against covs were not taken, despite a large number of promising approaches and compounds. 46 the past decade has shown that cov outbreaks are regularly reoccurring with more or less health effect on human and livestock. it remains to be hoped that the current pandemic will slow down and end as predicted in summer. furthermore, it turns out that containment measures are not effective to avoid more severe spread. it remains to be seen whether efficient and long-lasting immunity will develop in the infected population with regard to future outbreaks and whether pharmacological measures can be rapidly developed to be able to treat severely sick people. a.d. and l.g. wrote the manuscript. severe acute respiratory syndrome coronavirus 2 (sars-cov-2) and coronavirus disease-2019 (covid-19): the epidemic and the challenges viral metagenomics revealed sendai virus and coronavirus infection of malayan pangolins (manis javanica) a rapid advice guideline for the diagnosis and treatment of 2019 novel coronavirus (2019-ncov) infected pneumonia (standard version) drug repurposing: progress, challenges and recommendations therapeutic options for the 2019 novel coronavirus (2019-ncov) an overview of severe acute respiratory syndromecoronavirus (sars-cov) 3cl protease inhibitors: peptidomimetics and small molecule chemotherapy homology models of wuhan coronavirus 3clpro protease structure of m pro from covid-19 virus and discovery of its inhibitors synthesis, crystal structure, structureàactivity relationships, and antiviral activity of a potent sars coronavirus 3cl protease inhibitor synthesis and evaluation of isatin derivatives as effective sars coronavirus 3cl protease inhibitors synthesis and evaluation of pyrazolone compounds as sars-coronavirus 3c-like protease inhibitors discovery of potent anilide inhibitors against the severe acute respiratory syndrome 3cl protease potential broad spectrum inhibitors of the coronavirus 3clpro: a virtual screening and structure-based drug design study gliptin repurposing for covid-19 potential inhibitors for 2019-ncov coronavirus m protease from clinically approved medicines characteristics of flavonoids as potent mers-cov 3c-like protease inhibitors inhibition of sars-cov 3cl protease by flavonoids role of lopinavir/ritonavir in the treatment 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and biological evaluation of a series of potent and highly selective inhibitors of human coronavirus papain-like proteases cryo-em structure of the 2019-ncov spike in the prefusion conformation the novel coronavirus 2019 (2019-ncov) uses the sars-coronavirus receptor ace2 and the cellular protease tmprss2 for entry into target cells receptor recognition by the novel coronavirus from wuhan: an analysis based on decade-long structural studies of sars coronavirus covid-19 and the cardiovascular system we shouldn't worry when a virus mutates during disease outbreaks a pan-coronavirus fusion inhibitor targeting the hr1 domain of human coronavirus spike nucleosides for the treatment of respiratory rna virus infections insights into rna-dependent rna polymerase inhibitors as antiinfluenza virus agents t-705 (favipiravir) and related compounds: novel broad-spectrum inhibitors of rna viral infections potential coronavirus drug approved for marketing. china daily remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro insights from nanomedicine into chloroquine efficacy against covid-19 therapeutic efficacy of the small molecule gs-5734 against ebola virus in rhesus monkeys galidesivir limits rift valley fever virus infection and disease in syrian golden hamsters design, synthesis, and anti-rna virus activity of 6 0 -fluorinated-aristeromycin analogues crystal structure of sars-cov-2 nucleocapsid protein rna binding domain reveals potential unique drug targeting sites baricitinib as potential treatment for 2019-ncov acute respiratory disease coronaviruses -drug discovery and therapeutic options key: cord-304617-5ozf18lg authors: al-khafaji, khattab; al-duhaidahawil, dunya; taskin tok, tugba title: using integrated computational approaches to identify safe and rapid treatment for sars-cov-2 date: 2020-05-15 journal: j biomol struct dyn doi: 10.1080/07391102.2020.1764392 sha: doc_id: 304617 cord_uid: 5ozf18lg sars-cov-2 is a new generation of coronavirus, which was first determined in wuhan, china, in december 2019. so far, however, there no effective treatment has been found to stop this new generation of coronavirus but discovering of the crystal structure of sars-cov-2 main protease (sars-cov-2 mpro) may facilitate searching for new therapies for sars-cov-2. the aim was to assess the effectiveness of available fda approved drugs which can construct a covalent bond with cys145 inside binding site sars-cov-2 main protease by using covalent docking screening. we conducted the covdock module mmgbsa module in the schrodinger suite 2020-1, to examine the covalent bonding utilizing. besides, we submitted the top three drugs to molecular dynamics simulations via gromacs 2018.1. the covalent docking showed that saquinavir, ritonavir, remdesivir, delavirdine, cefuroxime axetil, oseltamivir and prevacid have the highest binding energies mmgbsa of –72.17, −72.02, −65.19, −57.65, −54.25, −51.8, and −51.14 kcal/mol, respectively. the 50 ns molecular dynamics simulation was conducted for saquinavir, ritonavir and remdesivir to evaluate the stability of these drugs inside the binding pocket of sars-cov-2 main protease. the current study provides a powerful in silico results, means for rapid screening of drugs as anti-protease medications and recommend that the above-mentioned drugs can be used in the treatment of sars-cov-2 in combined or sole therapy. communicated by ramaswamy h. sarma sars-cov-2 also called 'severe acute respiratory syndrome coronavirus 2' abbreviated sars-cov-2 was recognized to be the causative of atypical pneumonia (joshi, 2020; pant et al., 2020) outbreak in wuhan, china (hasan, 2020; s. a. khan et al., 2020) . the virus belongs to the family known as 'coronaviruses' because of the crown-like appearance of spikes glycoproteins on the envelope under an electron microscope . world health organization (who) recently announced that the virus transforms from epidemic to pandemic, which requires urgent intervention to prevent the growing spread of the virus across the globe (chan et al., 2020) . the total confirmed cases 2,347,884 with 738,923 cases in the united state of america (usa) alone and the total death of 161,138 (as of april 19), with mortality estimated within 2% and about 3.4%, according to estimates of approved cases and death worldwide (n. . the most familiar is a virus that arose from the rhinolophus bat which is > 96% homologous with the modern sars-cov-2 virus and it is just 79% homologous with the initial sars-cov (fisher & heymann, 2020) . the fast-growing number of infected cases globally urged the world health organization to announce a state of global health emergency to correlate scientific and medical disciplines to develop rapidly an effective treatment for patients, (morse et al., 2020; sarma et al., 2020) elderly patients and people with severe underlying health diseases like heart diseases, lung illness, and diabetic patients, for instance, appear to be at greater risk of revealing severe sars-cov-2 requires immediate intervention rather than waiting virus vaccine which may require 1 year to be available (enayatkhani, 2020) . while drug repurposing could be a short-term and fast resolution to handle sars-cov-2 patients (elfiky, 2020 ; r. j. kumar et al., 2019) , repurposing existing drugs can offer a good choice to overcome the virus and offer better risk-versus trade-off as compared with discovering new drug and can help overcome time waiting for new therapy rather than use the available resources (elmezayen, 2020; muralidharan, 2020) one successful repurposing drug story includes duloxetine which originally developed for depression and fda approved as the first-inclass choice for stress urinary incontinence (sweeney & chancellor, 2005) , duloxetine initially created as antidepressant also is now passed to phase iii clinical trials as a first-in-class treatment for premature ejaculation (mcmahon, 2012) and thalidomide, which had a tragic start as an over-the-counter sedative for morning sickness in pregnancy is now being applied to manage leprosy and multiple myeloma (hideshima & anderson, 2002) . as a result of, a newly issued x-ray crystal of sars-cov-2 main protein (mpro), we planning to use computational approaches (cameron et al., 2013) to contribute to find an effective treatment for sars-cov-2.thereby, computational analyses speed up these approaches since they allow to handle millions of data simultaneously (gupta et al., 2020) . molecular docking includes a set of computational methods and algorithms that aimed to identify novel relationships between chemical ligands and targets through using the modelling of their direct physical interaction (aanouz, 2020; ekins et al., 2007) . in present study, we attend to evaluate some of approved drugs to be as covalent binders, irreversible interactions, which can provide a powerful strategy to fight against epidemic viruses. and molecular dynamics simulations can give a more detail for the image which got from molecular covalent docking. the crystal structure of fda-available covalent drugs which available in table 1 were selected based on the review of kumalo et al. (2015) and some of the antiviral drugs that can form a covalent bond to the target protein. and we aim also here to redirect them for other indications specially to see their possibility to fight against sars-cov-2. thence, we searched about the chosen drugs in pubchem (https://pubchem.ncbi.nlm.nih.gov/) to identify the possibility of the selected drugs to be as covalent binders toward sars-cov-2 mpro. where, pubchem provides detailed information about the selected drugs rather than other repositories, especially, the property of drug to form covalent bond. before starting covalent docking, we downloaded the selected drugs one by one and optimize them by using the ligprep (lim et al., 2020) based on the opls_2005 force field and generated possible state employing epik in the schrodinger 2020 (elfiky 2020; s. a. khan et al.,2020) . in the next step, the structure of sars-cov-2 mpro (6lu7) was downloaded from protein data bank (http://www.rcsb.org/pdb) (jin et al. , 2020) . the protease structure was optimized by adding hydrogens, removing water molecules and optimizing charge using the protein preparation wizard module (kumalo et al., 2015) in schrodinger suite 2020-1. the covalent docking protocol was preferred since the cysteine 145 residue which is available in the binding site of sars-cov-2 mpro considered as a vital residue that can form a covalent bond with the drug if it can interact covalently. the different mechanisms for the cys145-fda drug were mentioned in table 1 based on the nature of the drug so that the reactive functional group on the ligand and receptor residue are identified and the bond is formed between the correct atoms. these covalently docked complexes were created using covdock in schrodinger suite 2020-1. finally, we selected the lowest the mmgbsa value for each drug as a propriate conformation of the drug inside the binding pocket. the chosen drugs binding energies were calculated using prime mm-gbsa modules (vijayakumar et al., 2014) in the schr€ odinger (2020). the best poses of selected drugs-sars-cov-2 mpro-were chosen to obtain the binding free energy calculation. prime mmgbsa is a method that combines optimized potential for liquid simulations-all atoms (oplsaa) force field, molecular mechanics energies (emm), an sgb solvation model for polar solvation (gsgb), and a non-polar solvation term (gnp) composed of the non-polar solvent accessible surface area and van der waals interactions. the total binding free energy: molecular dynamics simulations are a decision-making process for inspections of protein-drug complexes' stabilities (al-khafaji & taskin tok, 2020b) . it is used to clarify the dynamic behavior at an atomic level of biological systems, which is hard to handle in labs (shukla et al., 2019) . in the current study, we conducted molecular dynamics simulations for the top three drugs based on mmgbsa values. the got protein-drug complex structures from covalent docking were submitted to md simulations (saquinavir, ritonavir, and remdesivir with sars-cov-2 mpro). we hired gromacs 2018.1 to run 50 ns md simulations (abraham et al., 2015) . charmm 27 force field for all atoms were chosen to run md simulation (bjelkmar et al., 2010) . we used swiss param to produce the topologies of drugs (zoete et al., 2011) . all protein-drug systems were solvated with three-point transferable intermolecular potential (tip3p) and their charges were neutralized via adding na or cl ions. in the following step, the protein-drugs systems were energetically minimized through the steepest descent algorithm at a tolerance value of 1000 kj/mol.nm. then the equilibration with position restraint on the protein molecules for 0.1 ns using nvt and npt ensembles were done. electrostatic interactions were evaluated by particle mesh ewald summation (darden et al., 1993) . we performed the molecular dynamics simulation with no restraint on the protein molecules or ligand to determine the stability in the final step (time step of 0.015 ns). rmsd, rmsf, rg, and number of hydrogen bonds were chosen to analyze md trajectories by using gromacs utilities. the principal component analysis (pca) approach was employed to calculate eigenvectors and eigenvalues and their projection along with the first two principal components (al-khafaji & taskin tok, 2020a). this approach is based on the protocol of gromacs 2018.1 (abraham et al., 2015) . it is used to simplify the effect of drugs on the dynamic motion of the targeted protein where it extracts the dynamic motions in simulations that are required for their biological function (amadei et al., 1993) . we got the principal component analysis from the md trajectories. a series of eigenvectors and eigenvalues were generated by diagonalizing the matrix. we chose trajectories of the protein backbone of the complexes to get 2 d-projection of motion of trajectory. to assess the possibility of selected fda drugs to work as treatment of sars-cov-2, the covalent docking was utilized to screen the selected library and rank them according to their binding affinities. the calculated binding free energies of some available drugs using docking score, glide gscore, and ensemble-average mm/gbsa are shown in table 1 . to validate our covalent docking results, the correlation between mmgbsa and docking score was constructed ( figure 1 ). the binding energy mmgbsa-docking score correlation shows a good correlation (r 2 ¼ 0.6299). based on this correlation, we chose the top three ranked-mmgbsa and docking score values of fda drugs for dissection their binding modes inside the binding site. covalent docking showed that saquinavir, ritonavir, remdesivir, delavirdine, cefuroxime axetil, oseltamivir, and prevacid have à72.17, à72.02, à65.19, à57.65, à54.25, à51.8, and à51.14, respectively. where all the topeight fda drugs show a higher affinity to form a covalent, irreversible bond with cys145 of sars-cov-2 mpro. here we investigated the role of molecular weight upon the affinity of selected drugs to bind covalently to cys145, whereas 57% of selected drugs which have molecular weight over than 600 g/ mol ( figure 2 ). and have higher free binding energy mmgbsa than à50 kcal/mol. while the ratio of selected drugs decreased to be 16% of drugs which can form covalent bonding with over than à50 kcal/mol. surprisingly, none of the selected drugs which have a molecular weight below than 300 g/mol can form a good affinity of binding energy. this indicates that higher molecular weight covalent warheads can form stable and efficient binding energy. what stands out in the table 1 is saquinavir has the highest binding affinity (lowest binding energy mmgbsa of 72.17 kcal/mol). therefore, the deep examination of saquinavir is needed. figure 3 shows that saquinavir not only formed covalent bond of 1.81 å with cys145 but also formed five hydrogen bonds inside the pocket of sars-cov-2 mpro. in the second rank ritonavir as presented in table 1 has à72.02 kcal/mol. this high affinity resulted from covalent bond between ritonavir and cys145 of 1.82 å (figure 4 ) through nucleophilic addition to double bond reaction besides it interacted within binding site by forming three hydrogen bonds. despite remdesivir formed covalent bond with cys145 of 1.82 å and three hydrogen bonds ( figure 5 ) and this is similar to ritonavir, but the mmgbsa value is lower than that of ritonavir this may due to nature of reaction which in remdesivir nucleophilic addition to triple bond. the effect of drug-protein interactions upon dynamics of biological system is a fundamental in drug discovery thereby we used rmsd to investigate the influence of saquinavir, ritonavir, and remdesivir upon the stability of sars-cov-2 mpro. we utilized gromacs to execute the md simulations of 50 ns for three drug-protein systems besides of apo protein. rmsd fluctuations for both apo and hollo forms were measured and presented. the rmsd was calculated to assess the overall dynamics, stability, and convergence of the various systems and the results are presented in figure 6 (a). figure 6 (a) shows there is a significant decrease in the rmsd value when sars-cov-2 main protease whether it bound to saquinavir, ritonavir, or remedisivir. further analysis revealed that the rmsd average of apo sars-cov-2 main protease was 0.294 nm but when it bound to saquinavir, ritonavir, and remedisivir the rmsd averages were.01865, 0.2130, and 0.2053 nm, respectively. another significant aspect of md simulation is the flexibility of protein's backbone which can be assessed through measuring rmsf value. the results of the comparative analysis between these drugs and their effects upon sars-cov-2 main protease are illustrated in figure 6 (b). closer scrutiny of figure 6 (b) exhibits the binding of saquinavir diminished the fluctuations of the protein's backbone. and behavior is also can be seen from figure 6 (b) where the binding of both ritonavir and remedisivir led to reducing the flexibility of the protein. the radius of gyration (rg) is a definition of system's density, and substantially influences the folding rate and stability of proteins. rg was employed to assess the compactness of all complexes. in this work, rg values are in agreement with rmsf values where there are no significant differences between apo form and hollo forms as presented in figure 6 (c). this reveals that protein remained stable and compact all through the 50 ns time. the number of intermolecular hydrogen bonds is a vital aspect to give an impression about the stability of drug and protein. also, the number of hydrogen bonds is relevant to the binding scores of molecular docking process. we calculated the hydrogen bonds over time to validate the stable interactions between top three drugs and their corresponding target. as seen in the figure 6 (d) the ritonavir has highest order of hydrogen bonding (the average ¼3.35), while saquinavir has an average of 1.68. the essential dynamic method is a tool to explore the dynamical behavior in the space of sars-cov-2 main protease combined with saquinavir, ritonavir, and remedisivir. basically, the comparison of the drug-bound sars-cov-2 mpro and drug-unbound was made as reference. in order to further understand the configurational space, we selected the first two principal components (pc1, pc2) to analyze their projection of trajectories during the simulations of ligand free and ligand bound sars-cov-2 mpro of the phase space (shown in figure 7) . during the four system simulations, the results clearly show that the unbound ligand protein covered a wider region of phase space, while all three drug-protein system occupied a smaller region of phase space. especially, saquinavir reduced the essential dynamics to lowest degree of functional motions as compared with another drugs. moreover, the pca results suggest that the drug-bound sars-cov-2 mpro is more stable than ligandunbound sars-cov-2 mpro form of sars-cov-2 mpro. in short, the pca results are also in agreement with the rmsd and rmsf results, which enhance the validity of the performed analysis. sars-cov-2 causes major pandemic health issue since its spread across the world and can infect humans mainly respiratory system causing severe pneumonia with no vaccine and drug treatment available. prior study that have referred to the significance of molecular docking to determine effective treatment in short time (wu, et al., 2020) . in reviewing the literature, we took the advantage of possibility of fda available drugs that can be as a covalent warhead to inhibit the sars-cov-2 mpro with cys145. an initial objective of the project was to identify effective and applicable treatment. the present study focused on the main protease (mpro), especially pdb id (6lu7) as a potential target for several marketed drugs as possible therapeutic option to combat the virus to see the capability of these drugs to bind with the cysteine 145 residue which is available in the binding site of sars-cov-2 main protease. the mpro in sars-cov-2 is necessary for the proteolytic maturation of the virus targeting this protein to limit the expansion of infection by hindering the cleavage of the viral polyprotein. the most interesting finding was that the both saquinavir and ritonavir have the same affinity (binding energy mmgbsa % à72 kcal/mol) to block binding site of sars-cov-2 with irreversible interactions. this study supports evidence from previous observations that lopinavir/ritonavir can inhibit sars-cov-2 (lim et al., 2020) . another important outcome was that the remdesivir comes in second rank with binding affinity (mmgbsa ¼ à65 kcal/mol ). whereas previous research has established that remdesivir can inhibit sars-cov-2 m proenzyme through docking results. another significant finding, delavirdine computationally showed the ability to form irreversible covalent bond of à57.65 kcal/mol mmgbsa binding energy. moreover, indinavir and cefuroxime axetil exhibited the possibility to halt the pocket of sars-cov-2 mpro by forming stable interaction through covalent bonding and hydrogen bonding (mmgbsa binding energies % à54 kcal/ mol). furthermore, oseltamivir and prevacid exhibited same affinity to bind with sars-cov-2 protease through one covalent bond and one hydrogen bond (% à51 kcal/mol), which is a good explanation for the activity of oseltamivir (peeri et al., 2020) . in this study, results obtained show the binding affinity of drugs to an active site depends on several factors mainly the ability of a compound to form a covalent bond with amino acid residues of the mpro (cys145) and length of a covalent bond, the number of h-bonds that can form with a pocket of the active site and type of nucleophilic addition of unsaturated bonds. in this concept, the structural features in saquinavir and ritonavir like free amine group (-nh2), hydroxyl groups (-oh), carbonyl groups (c¼o) in addition to ether group play key structural feature to form h-bond. results show the promising activities for antiretroviral drugs saquinavir that used for hiv/aids more than ritonavir and remdesivir followed by lopinavir as the best drugs to bind covalently toward sars-cov-2 mpro with lowest energy of binding. as discussed above, saquinavir, ritonavir, remdesivir, delavirdine, cefuroxime axetil, oseltamivir, and prevacid showed the ability to block the binding site of sars-cov-2 mpro by forming covalent bond and stabilized with hydrogen bonding. these outcomes are contrary to that of kandeel and al-nazawi (2020), they found that ribavirin, telbivudine, vitamin b12, and nicotinamide can be can form non-bonding interactions. whilst our results showed that, saquinavir, ritonavir, and remdesivir can form irreversible interactions, which are considered an effective way for viral infections. in the present work, comparative molecular dynamics simulations were conducted to evaluate the effects of saquinavir, ritonavir, and remdesivir on the conformational and dynamical demeanor in either apo or hollo forms to understand the inhibitory possibility at atomic level. an initial mission of the project was to identify rapid, effective, safe, and available for large proportions of people, so we run covalent docking and mmgbsa to sift the possibility of these drug to form irreversible interactions. therefore, we had chosen these drugs because they carry covalent warheads that can bind covalently to the target. but the docking results are not adequate, so we run md simulations examine how much these drugs are able to form stable interactions with targeted protein. one interesting finding is the rmsd of protein backbone in apo status has higher average value, whereas the binding with top three drugs diminished these rmsd average. another important finding was that the rmsf of protein's backbone be less flexible when it compared to apo form of sars-cov-2 main protease. it is somewhat surprising that the binding of three drugs have not noted in rg values. it is not yet clear whether the top three drugs can show an evidence to inhibit the targeted protein, thereby we lean on the principal component analysis to analyze the md trajectories to judge without dispute. the most obvious finding to emerge from 2d pca analysis is that the binding of under investigated drugs caused stately impact on essential dynamics of protein by reducing its essential dynamics to its least possible motions. these results seem to be consistent with rmsd results. a possible explanation for this might be that binding of the drugs make the binding site much narrower due to hydrogen bindings this makes the 3d structure of targeted protein more rigid so it will lose its biological functions. it is possible, therefore, that using these available drugs in two ways: either alone or in combined way. these findings suggest the possible use of nominated drugs against sars-cov-2 in short time as approved by covalent docking screening. also, the present results are significant in at least directing the clinicians to use these safe drugs to stop development of corona virus and second giving hope that available drugs that can be efficient treatment. coronavirus today emphasizes as a potential threat to all people worldwide. although extensive researches have been directed to stop sars-cov-2, but till now there is no medication. meanwhile, the spreading with complicated crisis requires immediate therapy to overcome the spread and minimize mortality of sars-cov-2. the aim of the present study was to discover effective treatment through repurposing some of available fda-approved drugs against sars-cov-2 mpro. where, they can provide covalent warheads in virtual screening. the most prominent finding to emerge from this study is that the affinity of covalent binder toward sars-cov-2 mpro is ranked: saquinavir > ritonavir > remdesivir > delavirdine > cefuroxime axetil > oseltamivir ¼ prevacid. one of the more noteworthy findings in this study is that md simulation analysis that saquinavir, ritonavir, and remdesivir can form stable interaction inside the binding site of sars-cov-2 mpro. also, they restricted the essential motions of protein. overall, the results of screening toward mpret encourage for further clinical evaluations. they can be easy to reach and exploit as persuasive treatments for sars-cov-2. moroccan medicinal plants as inhibitors of covid-19: computational investigations gromacs: high performance molecular simulations through multi-level parallelism from laptops to supercomputers amygdalin as multi-target anticancer drug against targets of cell division cycle: double docking and molecular dynamics simulation understanding the mechanism of amygdalin's multifunctional anti-cancer action using computational approach essential dynamics of proteins implementation of the charmm force field in gromacs: analysis of protein stability effects from correction maps, virtual interaction 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n-protein (n terminal domain) identification of novel small molecules against gsk3b for alzheimer's disease using chemoinformatics approach treatment of stress urinary incontinence with duloxetine hydrochloride identification of natural inhibitors against angiotensin i converting enzyme for cardiac safety using induced fit docking and mm-gbsa studies analysis of therapeutic targets for sars-cov-2 and discovery of potential drugs by computational methods swissparam: a fast force field generation tool for small organic molecules authors thankful for staff membered of gaziantep university institute of health sciences, department of bioinformatics and computational biology. the authors declare no conflict of interest. key: cord-354006-j1y42oxu authors: ozdemir, vural; williams-jones, bryn; glatt, stephen j; tsuang, ming t; lohr, james b; reist, christopher title: shifting emphasis from pharmacogenomics to theragnostics date: 2006 journal: nat biotechnol doi: 10.1038/nbt0806-942 sha: doc_id: 354006 cord_uid: j1y42oxu what will be the role of theragnostic patents in upstream and downstream biomarker research? what will be the role of theragnostic patents in upstream and downstream biomarker research? p harmacogenomics aims to identify the genetic basis of variability in drug efficacy and safety, and ultimately develop diagnostics that can individualize pharmacotherapy. theragnostics, a term denoting the fusion of therapeutics and diagnostics, is receiving increasing attention as pharmacogenomics moves to applications at point of patient care. in contrast to pharmacogenomics, theragnostic tests focus not on a singular marker set, such as genetic polymorphisms, but rather on the integration of information from a diverse set of biomarkers (e.g., genomic, proteomic, metabolomic). although it remains to be seen whether theragnostics reflects a form of hyperbole in biomarker research, it is grounded in both established (e.g., genomics) and exploratory (e.g., metabolomics) technologies that can offer, respectively, mechanistic and heuristic insights for therapeutics ( fig. 1) . recent social science analyses suggest that in some cases, bio-hype can be an integral component or driver for the establishment of biotechnologies, particularly in the early stages of development of a new concept or idea [1] [2] [3] [4] [5] . the synthesis of both types of technologies (established and exploratory) will likely have a differential impact on the regulation and economic promise of pharmaceuticals developed under the overarching theme of theragnostics. moreover, we suggest that advances in this field may shape, in potentially unexpected ways, the pursuit of theragnostic patents depending on whether the research is conducted in an upstream drug discovery-oriented context or towards downstream point-of-care applications 6, 7 . as biomarker applications move towards point-of-care to individualize drug therapy, a number of qualitatively different concerns arise relating to gene patents and ethical and therapeutic policy aspects of theragnostic testing 4, 8, 9 . for example, a fear is that theragnostic tests could be adopted without regard for the particular research context in which they are being applied, or be understood as a homogeneous category, a ubiquitous set of biotechnologies with similar implications for therapeutic policy 6, [9] [10] [11] . in effect, this may result in a predicament where the patents on biomarkers are conceptualized in a one-size-fits-all manner (as in drug prescriptions) thereby precluding the equitable implementation of emerging biomarker technologies and informed critique of their societal implications. additionally, the effects of theragnostic patents on 'knowledge commons'-that is, a space (usually in universities) where knowledge is shared without undue restriction-have not been adequately evaluated 11-13 . in the present analyses, we 'unpack' and contrast the motivations at play that are driving the pursuit for theragnostic patents and its bioethical corollaries in: (1) fundamental upstream basic research oriented to the discovery of genes for human diseases; and (2) downstream clinical applications at point-of-care as theragnostic tests to stratify patient populations for individualization of pharmacotherapy. we emphasize the need for integration, as well as the risk for excessive compartmentalization, of various biomarker technologies, and evaluate the subtle distinctions between dna-and protein-based theragnostic tests. the search for genetic determinants of common complex human diseases reflects one of the pivotal upstream applications of pharmacogenomics. as dna samples are being increasingly archived in pharmaceutical clinical trials, a sizable proportion of research resources are devoted to identifying the genes causally related to human diseases 4 . for many rare congenital monogenic human diseases (e.g., duchenne muscular dystrophy), pre-or postnatal cytogenetic analysis of chromosomes or conventional clinical chemistry tests have existed for several decades. more recently, highthroughput genomic technologies spun off from the human genome project (hgp) and the decreasing cost of genotyping have made possible the adoption of molecular genetic tests that can pinpoint the precise etiology or predisposition for a few adult-onset human diseases such as huntington disease, certain familial forms of breast cancer, and alzheimer disease 14 . while genetic tests hold the promise of a more rational clinical forecast and management of disease risk in the future, they are also raising concerns about the provision of public healthcare services (reduced access) and the impact of market forces on the products of research (commercialization of technologies) and academic freedom. some of these concerns have crystallized around the issue of commercial genetic testing for disease risk, as exemplified by the case of testing for hereditary breast cancer (brca testing) 15 . in the mid-1990s, two genes (brca1 & brca2) that greatly increase the risk for hereditary breast cancer were identified and sequenced. the brca genes were given broad patent protection in the us (and subsequently internationally in canada, europe, australia, etc.), and granted to the biopharmaceutical company myriad genetics (salt lake city, ut), which had been involved in much of the initial research. this strong intellectual property protection has allowed myriad to effectively control the brca testing market in the us; the commercial bracanalysis test is available only from myriad or their licensees. most recently, myriad has licensed their test to san franciscobased dnadirect, in order to provide services direct to consumers 16 . basic research into the function of the brca genes or resulting proteins would be permissible without infringing on myriad's patent rights, although there is still contention about what precisely constitutes basic research exclusions 17 . myriad has, for example, signed agreements with the us national institutes of health and national cancer institute to provide sequencing at cost (us $1,200) for research purposes 18 . however, research that results in a commercial or clinical service, defined by myriad as any research in which a fee is charged for testing or in which results are provided to patients, would infringe on their patents. notably, technology assessment research by third parties, for example to evaluate test performance metrics such as sensitivity, specificity, or positive predictive value, is particularly jeopardized. moreover, research aimed at comparing the bracanalysis test against other testing methodologies would prove difficult, as the clinical nature of such a trial would constitute an infringement on myriad's patents. hence, the brca patents give myriad the ability to constrain research-oriented applications of brca patents and particularly head-to-head comparisons of which genotyping methodology or test product is most informative for clinical management of the susceptibility to breast cancer. in part due to myriad's broad patent rights and the attendant concerns to ensure patients' access to affordable genetic testing for breast cancer risk, the european brca patents have been constrained or not enforced in recent years 15, 19 . in some sense the myriad case may be thought of as an extreme scenario, and one from which industry and governments have learned. one specific consequence is that the initial enthusiasm for granting such broadly defined upstream patents on any and all forms of biological material has waned due to concerns for public good and scientific progress. more generally, there is a growing awareness that patents on genes and other biological materials can have an unfavorable effect on downstream genetics research and knowledge commons 13, 20 . thus, without an adequate conceptual framework on patents relating to theragnostic technologies, upstream patents on potential drug target genes or genetic methodologies for molecular definitions of human diseases (as in familial breast cancer) may lead to a monopoly on theragnostic tests. this may also dissuade some research laboratories from investigating otherwise potentially promising lines of inquiry for technology transfer towards downstream theragnostic products in the clinic 20 . the myriad patent case remains relevant since, in part, the current trends at the us patent and trademark office (uspto), and in patent offices in other countries, to grant more narrowly defined patents on biological materials were driven by this case 21 . according to some commentators, "no other event has had as big an impact on the human gene patent debate…and the case [myriad] has thus become a 'harbinger' of the policy challenges created by gene patents" 21 . more recent examples also support the idea that upstream theragnostic patents can limit translational applied clinical research. for instance, the sars-associated coronavirus genome patents were filed by the us centers for disease control (cdc) and the british columbia cancer agency (bcca) [22] [23] [24] , officially to ensure continued public access to the viral genome and pre-empt other entities from exerting restrictive or controlling rights. notably, it is suggested that this type of patent is symptomatic of what is wrong with the [gene patent] system, when pre-emptive patents have to be filed to protect science and the public good 22, 23 . a more worrying example is illustrated by the australian company genetic technologies' patents on the non-coding regions of the human genome. formerly conceived to be 'junk dna' , the biological role of non-genic segments of the genome is receiving increasing attention, and their patenting may significantly constrain the free design of primers for pcr analysis of coding regions of the genome 25, 26 . a common thread in these two recent examples, however, is that broad theragnostic patents, particularly those granted on dna and other biological materials, may serve as tollbooths that impede downstream research or discourage competition and innovation due to the broad exclusive rights granted to an individual scientist, institution or company (e.g., as in the case of myriad). this 'anticommons' effect of upstream theragnostic patents is now increasingly being recognized. patents with a broad scope may actually enclose the 'knowledge-commons' and inhibit technology transfer and development at a societal or macro level (i.e., as a contrast from the viewpoint of an individual investigator), such that the promises of new diagnostics and therapeutics are not realized 6, 11, 13 . pharmacogenomic-guided drug development represents a fundamental conceptual departure from conventional 'one-size-fits-all' clinical trifigure 1 hierarchy of biomarkers and their integration into theragnostic tests, from gene sequence (upstream or static marker) to downstream (dynamic) markers on gene and protein expression or cellular metabolites. a theragnostic profile is depicted as a synthesis of various biomarker tests that characterize an individual patient and her/his drug treatment outcome. the theragnostic profile may be heuristic in nature when only a singular biomarker is associated with treatment outcomes while more mechanistic insights can be achieved when biomarkers from different levels of the biological hierarchy corroborate and complement each other. 27 . this is a favorable advance for rational therapeutics and optimal patient care but it also engenders varying degrees of trepidation among pharmaceutical companies and financial investors about proactive implementation in the clinic: pharmacogenomics may inevitably result in smaller economic markets for drugs introduced with an attendant genetic test predictive of drug efficacy or toxicity 4,6,9 . the pharma companies fervently respond that only drugs with large-scale markets allow recovery of the r&d costs for new medications 8, 9 , which can range from $400-800 million according to different estimates 28 . while r&d costs per se are not necessarily prohibitive to pursue targeted therapies, the pharmaceutical industry will still need to find mechanisms to maintain their growth rates in such niche markets defined by theragnostic tests. the ways in which upstream and downstream theragnostic patents are sought may play a decisive role in the development of focused therapeutic interventions in smaller markets that can benefit public good and industry growth equally. as a contrast to arguments of market fragmentation, pharmacogenomics and related theragnostic technologies may enhance therapeutic differentiation and market penetration of new medicines [29] [30] [31] . many of the currently marketed drugs, however, fall under the 'metoo' designation with comparable efficacy and safety profiles differing only in terms of slight changes in their chemical structures or pharmacophore composition 32 . hence, in diseases or therapeutic areas characterized by me-too drugs, the diagnostic companies without a pharmaceutical pipeline may be more inclined to develop theragnostic tests that can impact more than one drug by virtue of being in the same therapeutic or chemical class. conversely, in the case of large drug manufacturers, a theragnostic test for a me-too drug may be equally predictive of treatment outcomes for most if not all drugs within the same me-too category, redistributing the financial gains on the theragnostic test from an individual pharma company holding the theragnostic patent to multiple firms who manufacture similar me-too drugs. consider, for example, a patient with major depression receiving the result of a theragnostic test on the serotonin transporter gene in relation to antidepressant response to paroxetine, a selective serotonin reuptake inhibitor (ssri). in this case, the patient has the freedom afterwards to choose from among a host of comparable ssri drugs without necessarily having to commit to paroxetine co-developed with the hypothetical theragnostic test. therefore, the pursuit of theragnostic patents can also be shaped by the type of industry setting (e.g., diagnostic sector versus large pharma) as well as the type of pharmaceutical (e.g., me-too drugs) associated with theragnostic tests. regardless of the 'true' cost of drug development or the varied perceptions of the impact of pharmacogenomics or theragnostic tests on the economic promise of pharmaceuticals, the fact is that the blockbuster model of drug development with large-scale markets is increasingly less viable 8, 33 . when new technologies such as pharmacogenomics and theragnostics enter the market, they can become 'paradigm-disruptive' forces that significantly undermine the traditional broadly defined market model of drug development and commercialization. diverse and divergent diagnostic tests, multiple actors (e.g., biotech diagnostic companies, small and large pharma companies) seeking to create and protect their intellectual property, and changing social and political contexts (global demands for patent reform and licensing of drugs in the developing world) create an unstable environment for drug manufacturers. despite the often very public proclamations about an interest in integrating pharmacogenomic research into drug development strategies, prospective stratification of patients using genetic tests in advanced stages of drug development with a view to proactive incorporation of pharmacogenomic data into drug labels is still rare 33, 34 . this illustrates that there is a great uncertainty about how pharmacogenomic and theragnostic tests ought to be developed as functional commercial products. it is noteworthy that multiplicity of diagnostic patents anticipated by the introduction of theragnostic technologies may also result in an 'anticommons effect' since most pharmacotherapeutic outcomes are polygenic or multifactorial in nature. if each segment of this expanding sphere of patentable biological elements along the biological dogma is held by different individuals, academic researchers or commercial firms, scientific advances in theragnostics can again be stifled, as in the case of broadly defined upstream gene patents. this is further supported by at least two seemingly divergent but complementary lines of evidence. first, the uspto and patent offices in other countries increasingly favor narrowly defined gene patents, in part as a response to the myriad case. secondly, theragnostics is now introducing the need to characterize (and motivations to patent) downstream gene products such as mrna, proteins or cellular metabolites to individualize drug therapy. because time-dependent changes in gene expression or encoded proteins cannot always be accurately inferred from the upstream gene sequence, it is conceivable that there will be many more narrowly defined patents granted in the near future along the biological dogma from gene sequence to proteins and metabolites. coupled with trends in patent offices in favor of narrowly defined gene patents, there will likely be a fragmentation of the diagnostic sector, as in the case of the blockbuster drugs and the niche therapies guided by theragnostic tests. many of today's most common diseases (including most forms of cancer, heart disease and psychiatric disorders) are known to arise not exclusively from either genes or environmental factors, but through a combination of the two (along with a significant amount of incalculable stochastic factors). moreover, certain environmental exposures may only evoke illness when experienced during a critical period and in concert with a high-risk genetic background. therefore, theragnostic tests predicated on genetic information alone would have a low a priori likelihood of capturing all of the predictable variance in a particular response outcome. ideally, genetic tests could be fashioned to capture the entire heritable portion of a response variable (distributed across one or many genetic polymorphisms). in this context, genetic polymorphisms impart a constant or 'static' state of responsiveness that can be assayed once in each individual and presumed not to change over the course of the lifespan (barring de novo somatic mutations). the residual non-heritable portion of a given response phenotype must then be assayed by other means. to the extent that environmental (i.e., non-heritable) exposure influences response phenotypes by impinging on biological systems, this additional proportion of variance can be assayed through more 'dynamic' biomarker platforms, such as transcriptomics, proteomics, and metabolomics, each of which may be influenced by both genetic and environmental factors (fig. 1) . thus, through a combination of static genetic and other dynamic biological '-omic' technologies (i.e., theragnostics), the potential to identify a more comprehensive set of predictors is maximized. there are certain unique aspects of pharmacogenomic (and theragnostic) tests that differ from genetic testing for disease susceptibility. for all the parallels between genetic tests for disease risk and drug response, the latter are applied in reference to a drug that will be administered to patients in the immediate foreseeable future, while genetic testing for disease susceptibility usually predicts a risk in the distant future, often several years or decades away. this 'temporal dissociation' between the genetic test and the future disease occurrence may permit the estimation of the attendant cumulative disease risk with use of genetic data only; there is also a functional disconnect because the disease susceptibility test provides information which is rarely accompanied by effective treatment options. in contrast to genetic testing for disease risk, pharmacogenomic tests are envisioned as being both temporally and functionally proximal. the purpose of a pharmacogenomic test is not to provide risk information as such, but to aid in the individualized prescription of a particular drug. further, most drug effects are elicited within a matter of minutes, hours or days which may require a more precise estimation of the present or acute state of the pathophysiological pathway whose function is inferred through a genetic test. hence, because the only barrier between the patient and drug safety or efficacy may be reliance on the accuracy of a pharmacogenomic test, clinicians need to know both the genetic variants in patients' dna as well as the corresponding proteins encoded by the same genes. this is essential because (1) proteins are responsible for the eventual functional or clinical significance of genes and, (2) there may be marked differences or fluctuations in protein function (than what is predicted solely by gene structure) due to environmental factors or physiological feedback mechanisms that may influence posttranscriptional/posttranslational modification of gene products and proteins. further, an accurate prediction of drug effects may require a two-step complementary strategy involving, for example, both genetic and proteomic tests for the same gene and its protein product. this may create unprecedented challenges for patents and their legal defense. for instance, what are the implications of a biotechnology company attempting to develop a metabolomics-based, non-genetic 'dynamic phenotyping biomarker' for a gene patented hitherto for a static genotyping test to predict drug response or toxicity? there are presently no definitive answers to such emerging novel intellectual property issues associated with theragnostic tests. since its first appearance in the research literature in september 1997 (refs. 2,35) , the term 'pharmacogenomics' has been hailed as a revolutionary enabling technology that can deliver highly customized drug therapies in the short term. now, nearly a decade after its introduction, the more realistic expectation is that pharmacogenomics will complement efforts for rational individualization of drug therapy in conjunction with existing therapeutic monitoring tools and other novel biotech-nologies (e.g., proteomics and metabolomics). there is increasing support for the view that the human genome is highly dynamic and that gene expression, as well as the regulation of gene function, is subject to poorly understood plasticity. to achieve the much hoped for provision of personalized medicines, the role of environmental and social factors on both drug response and the human genome (and its expressed products, mrna and proteins) requires detailed consideration. there is also growing recognition that the search for genetic biomarkers of outcomes associated with therapeutic interventions may carry the risk for compartmentalization among biomarkers through excessive reliance on a singular biotechnology. it is against this background that theragnostics is slowly emerging as a new concept to synthesize information from various biotechnologies directed at different levels of the biological dogma ranging from dna (genomics), mrna (transcriptomics), proteins (proteomics) or cellular metabolites (metabolomics). unlike mainstream genetic tests for disease susceptibility, the commercialization of theragnostic tests is inextricably linked with the deployment of patented pharmaceuticals. we suggest that theragnostic patents, particularly in the case of downstream applications at point-of-care, can be at variance with the traditional blockbuster model of drug development which stipulates the development of drugs for the entire population even though this approach yields modest therapeutic response and suboptimal drug safety 8,10,33 . hence, a very different and unprecedented story is evolving for theragnostic patents at point-of-care: the traditional tight 'coupling' between patents and their subsequent commercialization may not always occur in clinical trials designed for the registration of new therapeutic candidates under the blockbuster model 6 . experts in biotechnology patent law have thus slowly begun to point to this potential 'uncoupling' between the discovery of biomarkers on treatment outcomes and the necessary technology transfer to develop theragnostic products in the clinic. instead, the downstream theragnostic patents on biomarker discoveries may remain primarily as in-house discoveries within the pharmaceutical industry to benefit future drug discovery efforts but without the accompanying translational clinical research for their development as a diagnostic kit for prediction of treatment response, failure or drug toxicity 6, 9 . this uncoupling of biomarker discovery and necessary technology transfer towards their clinical application poses a threat to theragnostic product development. it is thus con-ceivable that academic research initiatives for biomarker discovery that consider both drug efficacy and broader functional treatment outcomes 29, 36 will play a critical role in the development of theragnostic-guided personalized medicine. in contrast to downstream patents on biomarkers associated with drug efficacy and safety, upstream patents in drug discovery and the identification of novel drug targets may be particularly welcomed by the pharmaceutical industry. this raises concerns over such patents becoming tollbooths that can increase costs for theragnostic tests in the clinic and slow or block downstream applied research. these nuanced contextual differences in applications of theragnostic patents in upstream research or at point-of-patient-care can shape the motivations at play, the strategies behind the patenting of genes, and the subsequent commercialization into theragnostic tests that may (or may not) become available to patients and consumers. the theoretical and practical framework on patents needs to incorporate implications of theragnostics on both upstream and downstream biomarker research while ensuring technology transfer by more than one stakeholder, to prevent future market monopoly and excessive premium pricing of theragnostic tests 15 . as the pharmaceutical industry transitions from the blockbuster model towards targeted therapies with market shares that resemble orphan drugs, there is a parallel need to offer incentives to stakeholders who pursue theragnostic-guided drug development. the discipline of science and technology studies (sts) is already focused on the complex issues at the intersection of emerging biotechnologies, genetic research, bioethics, market forces and the pharmaceutical industry 2,7,37 . unfortunately, the expertise in the sts research community does not always find its way into the mainstream medical research literature 38, 39 . such collaboration among geneticists, ethicists, applied pharmacologists and social scientists is essential for the equitable implementation of commercial theragnostic testing in the clinic, but also to prevent the risk of bioethics being used as a 'rubber stamp' that can 'deal with the issues' prior to the development of anticipated theragnostic-guided customized therapies. as witnessed during the initial planning and implementation stages of the hgp, we suggest that adequate attention and research resources should be made available to resolve these and similar policy and patent issues associated with theragnostic testing at the point-of-care. additionally, these efforts should parallel the development of much needed prospective clinical investigations, designed primarily for the purpose of biomarker discovery, which can importantly contribute to development of targeted therapeutic interventions in the near future. we thus believe there is reason for guarded optimism that theragnostics may allow the synthesis of different types of biomarker data, dna, protein or metabolomicbased, to achieve individualized therapeutics in medicine. the politics of personalised medicine-pharmacogenetics in the clinic ethics and law of intellectual property: current problems in politics world health organization resource on patentability of the sars virus genome we have never been modern science in action: how to follow scientists and engineers through society all authors contributed to the ideas, critique and synthesis of the data discussed in the present review, as well as the specific considerations involving the role of gene patents on theragnostic tests and nuanced distinctions among different types of biomarkers. nature biotechnology volume 24 number 8 august 2006 key: cord-311730-189vax2m authors: becker, richard c. title: covid-19 treatment update: follow the scientific evidence date: 2020-04-27 journal: j thromb thrombolysis doi: 10.1007/s11239-020-02120-9 sha: doc_id: 311730 cord_uid: 189vax2m nan there is not an fda-approved treatment for covid-19 at this time; however, high-level effort and investigations remain and are in progress, respectively. taking a sars-cov-2 specific approach to drug development is logical and was recently summarized by kupferschmidt et al. [3] ( on march 28, 2020 the united states food and drug administration (fda issued) an emergency use authorization (eua) permitting chloroquine phosphate (medical grade) and hydroxychloroquine sulfate to be added to the strategic national stockpile (sns) (fig. 2) . the sns exists under the authority of the united states department of health and human services (hhs) and accepted 30 million doses of hydroxychloroquine sulfate donated by sandoz™, the novartis™ generics and biosimilars division, and one million doses of chloroquine phosphate donated by bayer pharmaceuticals™ for potential use in treating patients who were hospitalized with covid-19 or for use in clinical trials. in addition to the sns donations, these companies and potentially others could offer additional doses (www. fda.gov). there was an expectation that companies would increase production for the commercial market as well to avoid shortages for patients with autoimmune disease who rely on hydroxychloroquine sulfate (plaquenil®) for routine treatment [4] . the coordinated use of chloroquine phosphate and hydroxychloroquine sulfate is governed by the hhs office of the assistant secretary of preparedness and response (aspr). in turn, apsr's biomedical advanced research and development authority (barda) works collaboratively with the national institutes of health (nih) and fda to assure safety and the drugs appropriate use to include well-designed clinical trials (fig. 3) . the eua grants permission to barda allowing chloroquine phosphate and hydroxychloroquine sulfate to be distributed and prescribed by physicians to hospitalized teen and adult patients with covid-19, when deemed appropriate, if a clinical trial is either not available or feasible. the eua mandates that fact sheets summarizing important information about the drugs and their administration are made availability to patients and prescribers, including potential risk and drug interactions. drug shipments to individual states is overseen by the federal emergency management agency (fema) who works closely with the department of state and department of homeland security to secure donated shipments. what is chloroquine, how does it work and why might it be effective in the treatment of covid-19? chloroquine was discovered in the early 1930′s by hans andersag, a scientists working for bayer ag™ on compounds with anti-malarial properties. it is a 4-aminoquinoline compound taken by mouth and has a long track record of mass administration for the prevention of malaria to include plasmodium vivax, plasmodium ovale and plasmodium malariae. it is typically not used for plasmodium falciparum given well-documented resistance [5] . chloroquine is absorbed rapidly and has a wide volume of distribution and undergoes hepatic metabolism giving rise to its primary metabolite desethylchloroquine. approximately, 50% of the drug is excreted unchanged in the urine. chloroquine accumulates within lysosomes where it alters cellular ph and is stored in a protonated form. the antiviral effect is believed to be from chloroquine's ability to increase endosomal and lysosomal ph thereby attenuating the ability of the virus to release its genetic material into the cell and replicate. the drug also inhibits important post-translational steps in newly formed proteins, acts as a zinc ionophore that increases intracellular zinc concentration and inhibits rnadependent polymerases, decreases endosomal release of iron required for the replication of dna and inhibits glycosylation of envelope glycoproteins (reviewed in savarino [6] ). there has been interest in the potential antithrombotic effects of chloroquine. while the contribution to its overall benefit may be modest and largely unknown in patients with covid-19, chloroquine reduces neutrophil extracellular trap (net) formation, platelet aggregation and circulating tissue factor in mice [7] . chloroquine has been shown to differentially modulate coronary arterial vasodilation in diabetic mice [8] . in humans, it decreases nitric oxide production in coronary artery endothelial cells. the potential clinical impact in fig. 1 targeted approach to drug development for sars-cov-2. the lines of attack against sars-cov-2, numbered 1-6, include inhibition of: (1) fusion; (2) translation; (3) proteolysis; (4) translation and rna replication; (5) packaging and; (6) virion release. from kupferschmidt and cohen [3] . with permission patients with coronary artery disease is unknown. chloroquine has been shown in animal models to inhibit autophagy with a resulting improvement in diastolic performance in diabetic mice [9] . the potential mechanism(s) cardiovascular effects, including vasodilation, hypotension, decreased myocardial performance and arrhythmias have been reported following chloroquine administration at high doses (reviewed in ben-zvi [10] ). the potential cardiotoxic effects of chloroquine have been summarized by several groups. blignaut and colleagues investigated several specific functional effects, including ex vivo myocardial performance and glucose uptake, mitochondrial function and in vivo heart function [11] . control or obese male wister rats were used in the experiments and exposed to varying concentrations of chloroquine. doses that achieved a concentration of 10um or higher decreased heart function. ex vivo exposure did not affect mitochondrial function, but chronic exposure decreased cardiac output. the centers for disease control and prevention (cdc) posted a warning on their website about non-medicinal chloroquine phosphate products and their potential risks to humans after ingestion, including death (www.cdc.com). it is also important to be mindful of and attentive to the potential risk of medicinal chloroquine and hydroxychloroquine (to be discussed) when taken in doses higher that recommended. cardiac arrhythmias, including torsades de pointe ventricular tachycardia stemming from q-tc prolongation and often, but not always concomitant hypokalemia can occur (figs. 4 and 5). additional electrocardiographic effects include bundle branch block and atrioventricular (av) block. non-cardiovascular adverse effects that have been reported range from nausea, vomiting and diarrhea to thrombocytopenia, aplastic anemia, shock, seizures, coma and death. there are in vitro data for chloroquine and sars-cov replication [12] . kayaerts et al. tested its antiviral potential against sars-cov-induced cytopathicity in vero e6 cell culture. the ic50 of chloroquine for antiviral activity (8.8 ± 1.2 μm) was significantly lower than its cytostatic activity; cc50 (261.3 ± 14.5 μm) and approximated the plasma concentrations commonly achieved during treatment of malaria. the same group [13] investigated whether chloroquine, provided either transplacentally or via maternal milk could prevent electrocardiographic qtc interval prolongation. the qt interval represents the period of ventricular depolarization (qrs interval) and repolarization (st interval). it is corrected for the heart rate and referred to as the qtc interval. prolongation of repolarization is caused by an increase of inward current through sodium or calcium channels or a decrease in outward current through potassium channels. the normal value in adults is 470 ms in men and 480 ms in women. the normal qtc interval is shorter in children. a sudden prolongation of qtc interval (greater than 20-30% above baseline) or an absolute value > 500 ms increases the risk for ventricular tachycardia that can be life-threatening. other intervals, including the pr (atrial depolarization and conduction leading up to ventricular depolarization) are shown hcov-oc43-induced death in newborn mice. the highest survival rate (98.6%) occurred when mother mice received 15 mg of chloroquine per kg of body weight daily. wang and colleagues [14] tested the in vitro antiviral activity of chloroquine in vero e6 cells infected with ncov-2019betacov/wuhan/wiv04/2019 at a multiplicity of infection (moi) of 0.05. chloroquine (ec 50 = 1.13 μm; cc 50 > 100 μm, si > 88.50) blocked virus infection at lowmicromolar concentrations at both entry, and at post-entry stages. huang and colleagues [15] conducted a small pilot study in patients with covid-19. a total of 22 patients were divided into two groups: one (n = 10) treated with chloroquine (500 mg, oral administration, twice daily) and another (n = 12) with lopinavir/ritonavir (400/100 mg, oral administration, twice daily) for 10 days and monitored for a total of 14 days. chloroquine treated patients were more likely to turn negative for viral rna. in fact, by day 13, all the chloroquine-treated patients became negative for viral rna test. in the lopinavir/ritonavir treated patients, 11 out of 12 turned negative by day 14. improvement in pulmonary ct scans occurred at twice the rate in chloroquine-treated patients compared to those receiving lopinavar/ritonavir and duration of hospitalization was shorter in the former group as well. serious adverse events were not reported in either treatment group. hydroxychloroquine was developed and subsequently approved for the treatment of malaria in 1955 (reviewed in al-bari; [16] ). like chloroquine, but with a better safety profile, particularly with prolonged use, it is included on the world health organization's list of essential medications with indications for administration that have expanded over the years to include autoimmune diseases such as rheumatoid arthritis, sjogren's syndrome, systemic lupus erythematosus and post-lyme's disease arthritis (reviewed in plantone; [17] ). hydroxychloroquine exhibits anti-inflammatory, immunomodulating, anti-infective, antithrombotic, and metabolic effects. hydroxychloroquine is absorbed rapidly after oral administration, metabolized by hepatic p450 enzymes and cleared by the kidneys. as a result of its lipophilic properties and relatively high ph, hydroxychloroquine enters cell readily and torsades de pointes or "twisting of the points or peaks" ventricular tachycardia occurs in the setting of a prolonged qtc interval that is either inherited or acquired or both. some individuals with familial long qtc syndrome (lqts) are not aware of their condition and symptoms may not occur until a medication with qtc-prolonging capabilities is administered. the ventricular rate is fast and almost always causes low blood pressure and hemodynamic compromise. it is a cause of sudden cardiac death accumulates within lysosomes. there is a resulting increase in ph from 4 to 6 that attenuates glycosylation and release of antigenic proteins, interference of lysosomal acidification, decreased macrophage cytokine production to include interleukins and tumor necrosis factor (tnf)-α, antagonist effects on prostaglandins, binding and stabilizing of nucleic acids, inhibition of t and b-cell signaling, inhibition of matrix metalloproteinases [18] [19] [20] , chemotaxis, superoxide production and phagocytosis of neutrophils, a reduction in toll-like receptor signaling and attenuated activation of dendritic cells. hydroxychloroquine has also been shown to bind cell surface sialic acid and gangliosides with high affinity, thereby impairing sars-cov-2 spike protein recognition and binding to host cell angiotensin converting enzyme (ace)-2 receptors [21] . hydroxychloroquine's blockade of tnf-α has been associated with a reduction of atherosclerotic cardiovascular disease-associated events among patients with autoimmune rheumatologic disease [22] (age adjusted rate ratio 0.46, 95% ci 0.25 -0.85). interleukin (il)-1 inhibition has also been shown to reduce cardiovascular events (reviewed in ali and becker [23, 24] ) and reduced synthesis of mmp-9 may lessen atherosclerotic plaque disruption. hydroxychloroquine's ability to lower cholesterol and hemoglobin aic in diabetes may not contribute to benefit with short courses of treatment [25] . however, if ongoing studies show that it offers protection against sars-cov-2 infection, then longer courses of drug administration may be recommended. the platelet inhibiting properties of hydroxychloroquine, either alone or in combination with aspirin [26] may be attractive with either short or more prolonged courses of treatment [27] . chatre et al. [28] performed a systematic review of cardiac complications attributable to hydroxychloroquine (and chloroquine). there were a total of 127 patients from individual case reports and case series. the median duration of treatment was 7 years, with a range from 3 days to 35 years. the cumulative doses were 1000 g or more. the most comment adverse cardiovascular effect was av conduction abnormalities (85% of patients). reduced ventricular performance was observed as was heart failure with the former recovering in nearly half of patients after drug withdrawal. it is important to acknowledge that may of the patients included in the systematic review were being treated for autoimmune disease. the adverse effects associated with taking hydroxychloroquine are similar to those observed with chloroquine and include nausea, vomiting, diarrhea, av conduction defects, a prolonged qtc interval with torsades de pointe ventricular tachycardia, hypokalemia, hypotension and circulatory collapse. the hemodynamic complications are much more likely to occur with excessively large doses; however, qtc prolongation can be seen with standard recommended doses even in the absence of concomitant electrolyte abnormalities (low potassium, magnesium or calcium). drug-drug interactions must be considered in patients taking hydroxychloroquine and include digoxin (increased levels), insulin and oral hypoglycemic agents (heighted responses and hypoglycemia), antiepileptic drugs, methotrexate, cyclosporine and drugs that prolong the qtc. the antiviral properties of hydroxychloroquine have been summarized and provide a foundation for additional formative discussion. yao and colleagues [29] determined the pharmacological activity of hydroxychloroquine employing sars-cov-2 infected vero cells. pharmacokinetic models were constructed by integrating vitro data. hydroxychloroquine concentrations in lung fluid were simulated. hydroxychloroquine (ec50 = 0.72 μm) was found to be more potent than chloroquine (ec50 = 5.47 μm). based on modeling, a loading dose of 400 mg twice daily of hydroxychloroquine sulfate given orally, followed by a maintenance dose of 200 mg given twice daily for 4 days may be recommended for sars-cov-2 infection. the in vitro cytotoxicity of hydroxychloroquine was determined in veroe6 cells and showed that the 50% cytotoxic concentration (cc 50 ) value for hcq was 249.50 μm [30] . there are patient demographics and characteristics that are associated with a higher likelihood of developing drugrelated qtc prolongation (table 1) . all clinicians and prescribing health providers should be familiar with each. the number of drugs that can prolong the qtc is substantial (− 220 known) and typically divided into those with a known risk of qtc prolongation or torsades de pointes ventricular tachycardia, possible risk and conditional risk (i.e. if administered with another qtc prolonging drug; in the setting of hypokalemia or in patients with predisposing conditions such as familial long qt syndrome). (crediblemeds.org) [32] in the context of current treatment for covid-19, including empiric regimens being employed by clinicians as they await the results of clinical trials, azithromycin's effect on qtc must be recognized and included in the equation. the fda issued a warning on may 17, 2012 on the risk of potentially fatal heart rhythm abnormalities associated with the drug. employing a large claims database of over 12 million patients with greater than 23 million azithromycin prescriptions, patel and colleagues [33] identified nearly 25% of patients were receiving another drug with qtc producing effects. the presence of pre-existing cardiac conditions was ~ 8.0%. neither concomitant qtc prolonging drugs nor cardiac conditions differed after as compared with before the fda warning. the clinical community to include emergency room physicians, nurse practitioners, physician assistants and pharmacists, as well as others employing a tele-health platform must adopt a well-informed and consistent approach to safely prescribe drugs with qtc prolonging or proarrhythmic potential [34] . a management algorithm must include a comprehensive understanding of drug pharmacology, risk-benefit relationships and a track record of safety. in addition, there must be a thorough evaluation of patient history focusing on conditions known to be associated with arrhythmias, as well as a detailed family history of cardiomyopathy, arrhythmias, sudden cardiac death and internal cardioverter-defibrillator (icd) insertion (see table 1 ). last, dose adjustments, monitoring of electrolytes and serial electrocardiograms should be included in the management plan when indicated. consensus recommendations from the internal council for harmonization of technical requirements of pharmaceuticals for human use (ich) should be followed (www.ich.org). vandael et al. [35] developed a risk score for qtc prolongation following treatment with a drug known to have this potential effect. in a majority of patients (25 of 26), the risq-path score was ≥ 10 ( table 2) . the score had a sensitivity of 92.6% (95% ci 78.4-99.8%) and a negative predictive value of 98% (95% ci 88.2-99.9%). the brazilian study of chloroquine underscores the importance of cardiovascular safety when using or studying antimalarial drugs [36] . the study included 81 hospitalized covid-19 confirmed patients of whom approximately half received 450 mg chloroquine twice daily for five days and the remainder received 600 mg twice daily for 10 days. the clorocovid-19 study was performed on a background of treatment with azithromycin and ceftriaxone. arrhythmias were observed within three days of study initiation and by six days 11 patients had died. there was a greater likelihood of having a qtc interval > 500 ms (25%) in patients receiving high-dose chloroquine. accordingly, this arm of the study was terminated. while more detailed information is needed, high-dose chloroquine may not be safe in the treatment of covid-19. the safety of lower doses must be established in covid-19. it is vital to educate the lay community about the potential risks associated with non-medicinal chloroquine products. similarly, patients with covid-19 for whom a clinician believes that either chloroquine or hydroxychloroquine is indicated must receive information, preferably in the form of a fact sheet that clearly summarized the dose, duration of treatment, potential risks, side-effects and drug-drug interactions. the number of clinical trials in covid-19 patients, either planned or ongoing is increasing on a daily basis. the reader is referred to clinicaltrial.gov for regular updates. the world health organization (who) working with the global research collaborative for infectious disease preparedness (glopid-r) established a covid-19 research roadmap (www.glopi d-r.org) in january 2020. the design is tailored for a global research response that embraces cross-border collaborations and partnerships across professional disciplines worldwide. a major focus of glopid-r is data sharing based on filling knowledge gaps, establishing research priorities and accelerating the generation of scientific information required to address the covid-19 pandemic. an initial evaluation by the who called for priority to embark upon global research built on common platforms for standardized processes, protocols and tools. it also emphasized several knowledge gaps about sars-cov-2 to include compartments of replication, the prognostic importance of viral load, immune-biomarkers, genotype-phenotype relationships, genotype drifts that might impact diagnostic assays and technical limitations for serologic assay development (simple immunofluorescence assay [ifa], differential ifa, enzyme linked immunoabsorbance assay [elisa] and neutralization assays). the group exhibited substantial foresight and raised questions about the development of point-of-care testing, the identification of prognostic markers and digital solutions for field laboratory needs. they also emphasized the importance of ethical considerations as being crucial to governance, transparency, accountability, equity and trust. last, the group underscored the importance of establishing a framework for social science research, global social science researchers and understanding social and behavioral dynamics during the covid-19 pandemic ( table 3) . the medical and scientific community's collective response to the covid-19 pandemic is predicated on obtaining the best available evidence from prevention, treatment and overall management. the evidence will come from well-designed and conducted clinical trials. it is particularly important in the context of current events to employ a framework that can be applied and adapted to environments and conditions, maintain operational rigor and interpret the results according to the data. while all investigators strive to answer complex questions about covid-19 and make major contributions, reporting and publishing negative trials are equally, and not infrequently, more important than positive trials. the r & d blueprint working group has advocated for the use of "core protocols" when designing clinical trials during public health emergencies like covid-19 [37, 38] . in addition to providing a strong research platform in the midst of highly dynamic settings encountered during public health emergencies, core or master protocols, inclusion of independent monitoring committees, "pause or stopping" rules, publication metric requirements and clear ground rules for public messaging are needed [38] . among the many attractive features of core protocols, their inherent design is collaborative in nature, engaging investigators and stakeholders early in the public health emergency to determine the most important research question(s), optimal study design, ethic and regulatory needs, funding sources, country health authority and governmental integration, communications, data security, oversight and clinical operations. an ability to conduct high quality research that is valuable and worthy of serious consideration by the scientific community requires a research quality framework (rqf). while experienced investigators have been using rqf's for many years, a reminder of its vital role and component parts is fitting given the covid-19 pandemic and desire for study results to emerge as rapidly as possible. the key processes, metrics and tenets of a rqf are as follows: • data provenance (internal and external reproducible of the findings) • quantitative expertise (applied under proper standards to the design, conduct analysis and presentation of the results) • governance and oversight • special review of potential conflicts of interests • comprehensive vetting, implementation and assessment of research practices based on instrumental, research network or organizational standards • transparency of processes. 1. mobilize research on rapid point of care diagnostics for use at the community level-this is critical to be able to quickly identify sick people, treat them and better estimate how widely the virus has spread 2. immediately assess available data to learn what standard of care approaches from china and elsewhere are the most effective-there is an imperative to optimize standard of care given to patients at different stages of the disease and take advantages of all available technological innovations to improve survival and recovery 3. evaluate as fast as possible the effect of adjunctive and supportive therapies-the global research community need to understand what other adjunctive treatments than currently being used are at our disposal that may help with the standard of care provided to patients, including the quick evaluation of interventions such as steroids and high flow oxygen 4. optimize use of protective equipment and other infection prevention and control measures in health care and community settings-it is critical to protect health care workers and the community from transmission and create a safe working environment 5. review all evidence available to identify animal host(s), to prevent continued spill over and to better understand the virus transmissibility in different contexts over time, the severity of disease and who is more susceptible to infection-understanding transmission dynamics would help us appreciate the full spectrum of the disease, in terms of at risk groups, and conditions that make the disease more severe as well as the effectiveness of certain public health interventions 6. accelerate the evaluation of investigational therapeutics and vaccines by using "master protocols"-rapidly developing master protocols for clinical trials will accelerate the potential to assess what works and what does not, improve collaboration and comparison across different studies, streamline ethics review and optimize the evaluation of new investigational drugs, vaccines and diagnostics 7. maintain a high degree of communication and interaction among funders so that critical research is implemented-funders reiterated their current financial commitments to tackling this outbreak and agreed that the priorities agreed at the forum would help to coordinate existing investments and inform mobilization of additional resources in the coming days, weeks and months 8. broadly and rapidly share virus materials, clinical samples and data for immediate public health purposes-it was agreed that virus materials, clinical samples and associated data should be rapidly shared for immediate public health purposes and that fair and equitable access to any medical products or innovations that are developed using the materials must be part of such sharing the covid-19 pandemic has touched everyone on earth in many ways. its scope and impact on health, well-being, economic stability and daily life is tragic, heart-breaking and quite personal. despite an honest and natural human response to a clear threat, this is not a time for reactions; this is not a time for assumptions; this is not a time for desperate measures; this is not a time for guessing what might be a safe and effective treatment. this is a time for facts, measured steps, thoughtful responses and collaborations without borders. this is without question a time to follow the scientific evidence. escaping pandora's box-another novel coronavirus characteristics of and important lessons from the coronavirus disease 2019 (covid-19) outbreak in china: summary of a report of 72314 cases from the chinese center for disease control and prevention race to find covid-19 treatments accelerates potential of chloroquine and hydroxychloroquine to treat covid-19 causes fears of shortages among people with systemic lupus erythematosus antimalarial drug resistance in africa: strategies for monitoring and deterrence effects of chloroquine on viral infections: an old drug against today's diseases chloroquine reduces hypercoagulability in pancreatic cancer through inhibition of neutrophil extracellular traps chloroquine differentially modulates coronary vasodilation in control and diabetic mice chloroquine improves left ventricle diastolic function in streptozotocin-induced diabetic mice hydroxychloroquine: from malaria to autoimmunity revisiting the cardiotoxic effect of chloroquine in vitro inhibition of severe acute respiratory syndrome coronavirus by chloroquine antiviral activity of chloroquine against human coronavirus oc43 infection in newborn mice remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro treating covid-19 with chloroquine chloroquine analogues in drug discovery: new directions of uses, mechanisms of actions and toxic manifestations from malaria to multifarious diseases current and future use of chloroquine and hydroxychloroquine in infectious, immune, neoplastic, and neurological diseases: a mini-review fluorescence probe measurement of the intralysosomal ph in living cells and the perturbation of ph by various agents selective regulation of cytokine secretion by hydroxychloroquine: inhibition of interleukin 1 alpha (il-1-alpha) and il-6 in human monocytes and t cells hydroxychloroquine inhibits calcium signals in t cells: a new mechanism to explain its immunomodulatory properties structural and molecular modeling studies reveal a new mechanism of action of chloroquine and hydroxychloroquine against sars-cov-2 infection treatment with tumor necrosis factor blockers is associated with a lower incidence of first cardiovascular events in patients with rheumatoid arthritis inflammation and coronary artery disease: from pathophysiology to canakinumab anti-inflammatory thrombosis outcomes study (cantos) metalloproteinases promote plaque rupture and myocardial infarction: a persuasive concept waiting for clinical translation cholesterol-lowering effect of hydroxychloroquine in patients with rheumatic disease: reversal of deleterious effects of steroids on lipids hydroxychloroquine's efficacy as an antiplatelet agent study in healthy volunteers: a proof of concept study the protective effect of antimalarial drugs on thrombovascular events in systemic lupus erythematosus cardiac complications attributed to chloroquine and hydroxychloroquine: a systematic review of the literature in vitro antiviral activity and projection of optimized dosing design of hydroxychloroquine for the treatment of severe acute respiratory syndrome coronavirus 2 (sars-cov-2) hydroxychloroquine, a less toxic derivative of chloroquine, is effective in inhibiting sars-cov-2 infection in vitro hydroxychloroquine and azithromycin as a treatment of covid-19: results of an openlabel non-randomized clinical trial credible-meds.org: what does it offer? impact of the fda warning for azithromycin and risk for qt prolongation on utilization at an academic medical center how to prescribe drugs with an identified proarrhythmic liability development of a risk score for qtc-prolongation: the risq-path study chloroquine diphosphate in two different dosages as adjunctive therapy of hospitalized patients with severe respiratory syndrome in the context of coronavirus (sars-cov-2) infection: preliminary safety results of a randomized, double-blinded who r&d blueprint: a global coordination mechanism for r&d preparedness master protocols to study multiple therapies, multiple diseases, or both key: cord-316029-z708c3ex authors: brunsdon, priya; saluja, bhawana; sahajwalla, chandrahas title: clinical pharmacology considerations for developing small‐molecule treatments for covid‐19 date: 2020-07-12 journal: j clin pharmacol doi: 10.1002/jcph.1697 sha: doc_id: 316029 cord_uid: z708c3ex numerous drugs are being investigated for the treatment of covid‐19, including antivirals and therapies targeting complications related to covid‐19. the clinical presentation of covid‐19 varies from mild fever, cough, and dyspnea in the early stages of disease to severe complications such as acute respiratory distress syndrome, systemic hyperinflammation, and sepsis. a thorough understanding of the disease pathogenesis and the disease complications is essential to developing effective therapies to treat this potentially life‐threatening disease. this review offers key clinical pharmacology considerations involved in the development of small molecules for the treatment of covid‐19. they are based on the major observed disease complications that impact drug absorption, distribution, metabolism, and elimination. we also address considerations regarding potential drug interactions, alternative routes and methods of administration, and dosing in patients on hemodialysis. the respiratory disease (covid-19) that was first reported in wuhan, china, in december 2019 is caused by severe acute respiratory syndrome coronavirus (sars-cov-2). 1 , which was declared a pandemic by the world health organization in march 2020, has been characterized by a rapid spread and profound impact to public health worldwide. 2 as of june 18, 2020, more than 8 242 999 reported cases and 445 535 deaths globally were attributed to the covid-19 outbreak. 3 mild cases of the disease may present only with cough, fever, myalgia, and malaise. gastrointestinal symptoms include nausea, diarrhea, and anorexia. abnormal symptoms such as total loss of taste and smell also have been reported. 4 in severe cases of covid-19, complications can include sepsis and septic shock, multiorgan failure, and acute kidney injury. in addition, observational studies detailing neurological symptoms of the disease, along with reports of large-vessel stroke in young patients indicate that the disease manifests throughout the body. 5, 6 infection with sars-cov-2 begins with viral binding to airway epithelial cells that express angiotensinconverting enzyme 2 (ace2). 7 one proposed mechanism for antiviral drugs involves blocking viral binding to ace2, thereby blocking viral entry into host cells. following viral infection, a local immune response is triggered, which can be beneficial to clearing the infection. however, the response can become dysregulated, resulting in cytokine release syndrome (or "cytokine storm"), which is an overproduction of proinflammatory cytokines such as interleukin (il)-6, il-10, and tumor necrosis factor. numerous biologics and small molecules with immunomodulatory effects have been proposed as investigational therapies targeting the inflammatory response or cytokine storm. therapies for other complications associated with covid-19, such as thrombosis, also have been proposed. at the time of writing, no specific treatment for covid-19 had been approved by the u.s. food and drug administration (fda), and most drugs sought for evaluation of efficacy are being repurposed from other clinical indications. this review will offer key clinical pharmacology considerations for developing small molecules for the treatment of covid-19 based on the major disease complications that impact drug absorption, distribution, metabolism, and elimination (adme). we also will address special scenarios such as changing the method of drug administration because of intubation/ventilation and hemodialysis. each stage of covid-19 presents unique clinical pharmacology considerations for developing covid-19 therapeutics. the major symptoms and clinical progression of covid-19 can be described within the framework of a proposed staging scheme by siddiqi et al. 8 the first stage of early infection occurs imme-diately after inoculation and is characterized by mild, nonspecific symptoms such as fever and cough. at this stage, patients normally are treated on an outpatient basis with supportive care. antiviral therapy may be most useful at this stage to diminish the escalation of viral replication. no specific antivirals have been approved for covid-19; however, remdesivir received an emergency use authorization (eua) by the fda for the treatment of covid-19 in adults and children who are hospitalized with severe disease. 9 oral formulations of chloroquine phosphate and hydroxychloroquine sulfate also received an eua for the treatment of covid-19 on march 28, 2020, which was later revoked on june 15, 2020, because of new information indicating the drugs may not be effective in treating covid-19. 10 as the viral load in the body increases, pulmonary symptoms worsen, and viral pneumonia develops. stage 2, or moderate disease severity, can be identified by an increase in pulmonary inflammation and usually results in hospitalization. although most people with covid-19 experience mild or uncomplicated illness, approximately 15% of patients develop severe disease, and 5% require admission to an intensive care unit. 11 in the later parts of this stage, development of hypoxia can result in the need for mechanical ventilation. patients who develop severe cases of covid-19 can develop respiratory infections associated with acute lung injury and acute respiratory distress syndrome (ards). management of ards can require supplemental oxygen, mechanical ventilation, and endotracheal intubation. stage 3, the most severe form of covid-19, is marked by systemic hyperinflammation and often the elevation of inflammatory cytokines. possible complications include cytokine storm, septic shock, acute kidney injury, and multiorgan failure. of major concern is sepsis, defined as "life-threatening organ dysfunction caused by a dysregulated host response to infection." 12 in 1 study, septic shock, which is distinguished by persistent hypotension, elevated serum lactate levels, and increased mortality, was a complication in about 6% of severely ill covid-19 patients. 11 both sepsis and septic shock result in a complex set of physiological changes that can impact the adme of drugs. most repurposed investigational drugs that target complications associated with the severe stages of disease, such as hyperinflammation, have not previously been evaluated in patient populations that routinely are septic or critically ill. the remainder of this review will cover the physiological changes and clinical pharmacology considerations for selection of dosing in severe covid-19 patients and will address special dosing situations. critically ill covid-19 patients may have altered rates and/or extents of drug absorption through the gastrointestinal (gi) tract because of hypoperfusion, delayed gastric emptying, and use of vasopressors. in patients with sepsis or septic shock, blood is shunted away from peripheral tissues toward vital organs in response to pronounced systemic hypotension. 13 poor blood flow to the gut combined with delayed gastric emptying can slow or allow for incomplete absorption of oral drugs. delayed absorption consequently can slow a drug's expected onset of action. vasopressors are routinely initiated in septic shock patients with hypotension that is unresponsive to fluid resuscitation. in a study of 393 consecutive covid-19 patients admitted to new york hospitals, 33% of all patients (and 95% of subjects who required mechanical ventilation) received vasopressor support. 14 vasopressors, such as norepinephrine, increase vasoconstriction to produce an increase in mean arterial pressure and improve perfusion to organs. several studies report improved splanchnic blood flow following vasopres-sor therapy. 15 whether these changes in splanchnic blood flow will translate to meaningful increases in oral drug absorption, however, is not entirely clear in light of conflicting results from previous studies. drugs administered intramuscularly or subcutaneously also can produce unpredictable alterations in absorption because of a combination of decreased perfusion of the muscle tissue and possible vasopressor therapy. 16 the potential for decreased or delayed absorption and variability associated with vasopressor therapy should be considered during the drug development process, especially with drugs for which the time to onset of action is of critical importance. the possibility of intravenous administration should be examined to reduce the variability associated with altered absorption of oral, intramuscular, and subcutaneous drugs. the safety margin and expected exposure following conversion to the intravenous route also should be considered when selecting doses for intravenous bolus or infusion. intravenous fluid resuscitation is a first-line therapy for the treatment of sepsis-induced hypoperfusion. infused fluids can increase the volume of distribution for water-soluble drugs, such as beta-lactams and aminoglycosides, leading to unexpectedly lower serum drug concentrations. for example, beta-lactam antibiotics administered in patients with increased volumes of distribution may not achieve therapeutic plasma concentrations, and consequently, risk treatment failure. 17 in a pharmacokinetic study of critically-ill patients during and after fluid resuscitation therapy while receiving treatment with gentamicin, the apparent volume of distribution was 48% greater during initial fluid resuscitation therapy, therefore necessitating higher doses of gentamicin. 18 therapeutic drug monitoring has been employed with antibacterial agents to address complications posed by increased volumes of distribution, although that approach likely is not feasible in studies with investigational drugs. for water-soluble investigational therapies that are intended for administration in the severely ill covid-19 population, thought should be given to targeting serum drug concentrations and the drug's exposure-response profile when determining if increased doses would be beneficial for patients receiving intravenous fluids. hypoperfusion of tissues in septic patients can decrease the efficacy of hydrophilic medications at the site of action. under septic conditions, reduced perfusion of peripheral tissues can be caused by an array of hemodynamic changes. 19 reduced perfusion and therefore delivery of the drug via the blood, can impede the ability of water-soluble medications to reach the desired site of action. in such cases, systemic drug concentrations may not be indicative of the drug concentration at the site of action. higher systemic plasma concentrations of hydrophilic medications should be considered to achieve target concentrations in the targeted tissues. hyperinflammatory and septic conditions can increase or decrease acute-phase plasma protein levels, impacting drug binding, volumes of distribution, and free drug fractions. albumin and a1-acid-glycoprotein (aag) are 2 major drug-binding plasma proteins. levels of negative acute-phase proteins such as albumin decrease in conditions of inflammation, possibly leading to initial increases in free drug plasma fractions for drugs extensively bound to albumin. 15 positive acutephase proteins such as aag and c-reactive protein increase during situations of infection or inflammation. hundreds of drugs, including propranolol, imatinib, and vinblastine, have been identified as binding to aag. 20 increase in production of these proteins will similarly increase drug binding and decrease free drug fractions. these changes in protein levels were observed in a retrospective analysis of 99 covid-19 patients in wuhan, china, where 98% of admitted patients had decreased albumin levels and 86% had increased c-reactive protein levels. 21 the clinical impact of these potential changes in free drug fractions on investigational therapies that are highly proteinbound is an important consideration when empirically selecting doses for critically ill covid-19 patients. septic conditions and the development of organ dysfunction in covid-19 patients can affect the metabolic capacity of the liver, leading to alterations in drug exposure. drugs that are inactivated through metabolism can have prolonged exposure because of lowered enzymatic capacity of the liver and decreased hepatic blood flow in septic conditions. 16 prodrugs that are metabolized by cytochrome p450 enzymes to active metabolites may conversely experience slowed or incomplete conversion, lessening the therapeutic exposure. the hepatic expression and activity of cytochrome p450 enzymes is decreased in situations of acute inflammation, possibly because of their direct downregulation mediated by proinflammatory cytokines. 22 in addition, decreased hepatic blood flow reduces the clearance of drugs with high hepatic extraction ratios. use of vasopressors to increase mean arterial pressure in sepsis further potentiates the decrease in hepatic blood flow. 13 in addition, because in most cases only unbound drug is capable of being metabolized, the changes in protein binding described previously can also alter the free drug concentration. renal filtration is the primary route of excretion for many drugs. these drugs carry a risk of accumulation in patients with renal impairment and often require dose reductions. drug exposure of investigational covid-19 therapies should be estimated in subjects with renal impairment based on available data to inform dosing in this population. in a survey of labels for drugs approved between 2016 and 2018, dosing information for patients with severe renal impairment or kidney failure was only available for about 50% of the drugs. 23 if a change in exposure is unknown because of lack of clinical data and cannot reliably be estimated based on the drug's elimination pathway, subjects with renal impairment may be restricted from enrollment in studies based on the severity of impairment. they may even be excluded if higher or prolonged drug concentrations pose significant safety concerns. excluding these subjects from studies, however, only addresses those with prior known renal impairment on enrollment and not those who develop impairment as part of the covid-19 disease course. in a study of 5449 covid-19 patients in new york, 37% developed acute kidney injury (aki). increased age and comorbidities such as diabetes mellitus and hypertension were determined to be predictors of aki. 24 proposed mechanisms for the development of aki in covid-19 patients include cytokine damage and intrarenal inflammation, renal hypoperfusion, fluid expansion leading to renal vein congestion, and direct cytopathic effects of the virus on kidney cells. 25, 26 sufficient monitoring plans for assessing renal function throughout the treatment period of a clinical trial are needed to detect the development of aki and implement any required dose adjustments or dose discontinuation based on the drug's toxicity profile. the standard therapies indicated for patients with aki, namely, continuous renal replacement therapy (crrt) and intermittent hemodialysis, can pose obstacles for the administration of investigational therapies. in an observational study from china, 5% of severe covid-19 patients required the use of crrt. 11 hemodialysis removes waste, toxins, and drugs from the bloodstream by diffusion through a dialyzer membrane. drugs with low molecular weight, low volume of distribution, and high solubility carry more risk of being cleared by hemodialysis. one possible dosing strategy for these drugs is to administer the dose following the end of hemodialysis. drugs with higher molecular weight diffuse more slowly and in the case of therapeutic proteins are too large to pass through the dialyzer membrane. these drugs may be dosed irrespective of dialysis because drug exposure would not be impacted by a dialysis session. furthermore, only unbound drug fractions are capable of being dialyzed; therefore, drugs with low protein binding will undergo greater clearance from dialysis. 27 the impact of hemodialysis on drug exposure is assessed infrequently during the drug development process, and clinical data for dosing during hemodialysis is unlikely to exist prior to the initiation of studies in covid-19 patients. 28 however, if an investigational therapy is at risk of clearance from hemodialysis based on its physiochemical properties and drug binding, timing of drug administration and hemodialysis needs to be spaced appropriately. if hemodialysis must resume following drug administration, the time required for absorption and distribution of the drug to the site of action and the expected time course of pharmacologic effects must be weighed. drugs under investigation for the treatment of covid-19 will need to be administered on top of the standard of care at study sites. for hospitalized covid-19 patients, this may include antivirals, antibacterial agents, acid-reducing agents (as indicated for stress ulcer prophylaxis), deep vein thrombosis prophylaxis, and other supportive care agents such as vasopressors or sedatives. other investigational therapies such as remdesivir also may be included in the standard of care. in addition, medications for preexisting comorbidities also may require continued dosing in the hospital setting. pharmacokinetic (pk) drug interactions could impact the efficacy either of the standard of care or of the investigational drug. for example, routine use of proton pump inhibitors in intubated patients, as indicated for stress ulcer prophylaxis, increases gastric ph and can reduce the solubility of drugs that require an acidic environment for absorption. in addition to pharmacokinetic interactions, potential pharmacodynamic (pd) interactions need to be assessed. pharmacodynamic interactions can cause additive or opposing physiological effects to occur. for instance, azithromycin is a qt-prolonging drug that has been previously studied for treatment of covid-19. the possibility for additive qt prolongation with investigational drugs requires assessment through adequate electrocardiogram-monitoring plans. other types of pd interactions can include competition or agonism at the target receptors through competitive and noncompetitive inhibition or allosteric modulation. additional possibilities include synergistic or antagonistic effects related to the second-messenger systems or downstream effects. a rapidly changing clinical landscape for the treatment of covid-19 means that drug interaction potential needs to be assessed using the most up-to-date standards of care. however, background medications or standards of care that include other investigational therapies may create difficulty when interpreting efficacy data, so their concomitant use should be carefully considered. most drugs proposed for the treatment of covid-19 are administered through the oral or intravenous route. given the sites of viral proliferation, however, delivery of antiviral drugs via inhalation may provide increased efficacy while reducing systemic risks. 29 in an analysis of 9 covid-19 patients with mild symptoms, high concentrations of sars-cov-2 rna were detected in the upper respiratory tract and lungs, as measured by pharyngeal swabs and sputum samples. live virus was isolated from the pharyngeal swabs, signifying active viral replication in the upper respiratory tract during the first week following the onset of symptoms. the virus was not detected at any time in blood or urine, and live virus was not detected in stool. 30 drug delivery via inhalation, especially early in the disease course, could therefore confer the benefit of targeted antiviral activity at the site of viral replication, namely, the upper respiratory tract, while reducing systemic exposure. investigational antivirals such as remdesivir may potentially benefit patients in inhaled dosage forms. remdesivir is currently administered via intravenous infusion, restricting its use to hospitalized patients. other constraints for remdesivir based on renal impairment are detailed in the eua. an inhaled formulation of remdesivir could expand its availability to patients who have less severe symptoms, are early in the disease course, or are otherwise ineligible for treatment with intravenous remdesivir. 31 lower systemic exposure after drug inhalation may also eliminate the need to exclude patients with renal impairment. commonly used inhalation devices include metereddose inhalers, dry powder inhalers, and nebulizers. in covid-19 patients, drug delivery by metered-dose inhalers or dry powder inhalers could be negatively affected by pulmonary symptoms that limit the force of inhalation, improper patient technique, and an inability to coordinate breaths with actuation. 32 for these reasons, nebulizers may be the most practical choice for drug delivery via inhalation in covid-19 patients, as it only requires tidal breathing without coordinated inhalation. in studies of chronic obstructive pulmonary disease patients, nebulizers were found to have similar efficacy to metered-dose and dry powder inhalers when properly used. 33 drawbacks of treatment of nebulizers include high intersubject variability, which may be because of differences in breathing pattern or nebulizer device type. 34 in addition, nebulizers can increase the risk of sars-cov-2 transmission to study investigators and staff through the generation of aerosols during exhalation. 35 developers of inhaled formulations that are intended to reach the site of action should consider the drug's individual characteristics, such as particle size. in addition, considerations in determining an appropriate inhalation device could include patients' ability to use proper inhalation technique, to effectively inhale given their progression of pulmonary symptoms, and the added risk to health care providers. progression of covid-19 can result in respiratory deterioration, leading to ventilator use. from a study of 1099 covid-19 patients, 39% of patients with severe disease required mechanical ventilation. 11 mechanical ventilation and endotracheal intubation often prevent drug administration through the typical oral route. enteral feeding tubes such as nasogastric (ng) tubes must be employed for oral medications if another method or route of drug administration is not available. crushing or dissolving of solid oral dosage forms can result in issues with safety/toxicity or efficacy. increased drug absorption can put the patient at risk for toxicity-related adverse events. a common medication error involves improper crushing or dissolving of modified-release formulations, leading to dose dumping. decreased first-pass metabolism can occur when feeding tubes bypass a portion of the gastrointestinal tract and terminate in the jejunum. in this case, drugs with high first-pass metabolism, such as opioids and beta-blockers, would have increased bioavailability. 36 decreased drug absorption, resulting in decreased efficacy, also may occur when modifying an oral drug for administration via feeding tube. enteric coatings of tablets protect the drug substance from breakdown by stomach acids, allow for absorption in the small intestine, and/or prevent gastric irritation. crushing or dissolving these tablets for tube administration removes the protective coating, likely reducing its systemic absorption and increasing the potential for gastric adverse events. in addition, enteral feeding solutions increase the gastric ph, which can reduce the absorption of drugs with ph-dependent solubility. 13 small-bore feeding tubes are prone to obstruction or clogging by powdered tablets or capsules and also can result in decreased drug absorption. adsorption or adherence of the drug to the feeding tube also can reduce the administered dose. 37 flushing feeding tube lines before and after drug administration may prevent clogging, but study protocols need to provide detailed instructions on volume and timing to ensure consistency in administration. 38 feeding tubes can terminate in the stomach, duodenum, or jejunum. their placement in the jejunum can decrease overall absorption time in the gi tract or impact the absorption of drugs that require an acidic gastric environment. 39 investigational study protocols for covid-19 oral therapies should assess alternative routes or methods of administration if medications cannot be taken by mouth. if administration via feeding tube is proposed, detailed instructions to ensure consistent drug administration should be established. dosing plans need to be based on the physiochemical properties of the drug (eg, solubility), site of absorption, and formulation. severe cases of covid-19 are associated with numerous complications and physiological changes that have the potential to alter investigational drug adme. when investigating new therapies to treat covid-19, these alterations need to be evaluated carefully to determine initial dosing in covid-19 patients, as well as the need for dose modifications or drug discontinuation. the average time from covid-19 symptom onset to death is estimated to be 18 days. 40 most therapeutic agents are proposed for investigation in moderate to severe covid-19 patients, leaving a limited window of time to determine appropriate dosing based on the most impactful physiological alterations in a patient. assessing potential drug interactions in covid-19 patients is an especially arduous task, given rapidly evolving therapeutic knowledge and treatments. concomitant administration of other investigational therapies may create difficulty in interpreting efficacy data; therefore, permitted and prohibited background therapies should be selected carefully based on potential pk and pd interactions with the investigational drug. existing population pharmacokinetic models can be used to simulate exposure of new doses and/or regimens and support initial dosing. however, many drugs proposed for evaluation in covid-19 patients are being repurposed from indications in which the patient population is not critically ill. some information can be extrapolated from other patient populations for empiric dosing, but blood sample collection for analysis of pk and pd end points in covid-19 patients is critical to characterizing the drug exposure in that population and optimizing dosing in future studies. a joint statement from major pharmacologic societies also describes this need to measure drug concentrations to develop pk models in covid-19 patients as part of a core clinical pharmacology principle guiding development of covid-19 treatments. 41 numerous drugs have been proposed to treat covid-19, addressing both complications and direct antiviral activity. the many clinical pharmacology considerations discussed in this review, such as alterations in absorption and distribution, relate to initial dose selection in the covid-19 population. other issues, such as the development of aki or ng tube administration of drugs, need to be specified in proposed protocols for investigational drugs. the fda's office of clinical pharmacology has frequently commented on certain protocol areas that need to be addressed, such as the lack of a dosing plan for hemodialysis. although by no means all-encompassing, following are samples of our common advice regarding investigational protocols: • "the development of acute kidney injury requiring hemodialysis has been reported as a possible complication during the disease progression of covid-19. address how the dose and regimen will be modified in the event that patients require hemodialysis (eg, dosing after hemodialysis, treatment discontinuation)." • "conditions permitting, you should collect blood samples for pk assessment in the proposed study in order to characterize pk in the covid-19 population and better inform dose selection in future studies." • "detailed dosing instructions for the scenario that patients develop the need for intubation should be included in the protocol." • "all likely concomitant medications or medications administered as part of the standard of care should be assessed for drug interaction potential with the investigational drug. dose adjustments or appropriate monitoring plans should be based on the known drug interaction potential and toxicity profile of the drug." the totality of evidence should be considered for inclusion of patients with compromised organ impairment and other comorbidities. hospitalization, criticalillness, and mortality are higher in patients with various comorbidities. most notably, diabetes, obesity, older age, and hypertension are the risk factors most strongly associated with covid-19 hospitalization. 42 exclusion of these subjects from clinical trials may delay availability of drugs to vulnerable populations. reports from new york city and chicago also show that black and latino covid-19 patients have death rates that are 2 to 3 times higher than white patients. 43, 44 current fda recommendations propose including subjects with high-risk comorbidities, older adults, and racial and ethnic minorities in clinical trials. 45 existing clinical and nonclinical adme data along with the safety profile of the drug should be leveraged to select populations for inclusion. a suitable approach for inclusion of subjects with organ impairment or other risk factors must be determined on a case-by-case basis. one possible method is to include these patients in a stepwise manner with appropriate stopping criteria for adverse events or toxicity. early collection of pk/pd data in these patients could then inform dosing in more severe patients. the nature and severity of anticipated safety events, whether they are monitorable, and whether dose reductions are possible also need to be weighed in the decision-making process. covid-19 has proven to be a unique drug development scenario because the rapid spread of severe illness has resulted in an urgent compression of the drug development timeline. clinical pharmacologists now have an added responsibility to make rapid, informed decisions, often based only on preliminary or incomplete knowledge of the drug and pathophysiology. however, this scenario also creates an opportunity for the clinical pharmacology community to positively influence the strategic, expedited development of drugs that are vital to combating a public health crisis. the species severe acute respiratory syndrome-related coronavirus: classifying 2019-ncov and naming it sars-cov-2 who-director-general-s-opening-remarks-at-the-mediabriefing-on-covid mild or moderate covid-19 neurologic manifestations of hospitalized patients with coronavirus disease 2019 in wuhan, china large-vessel stroke as a presenting feature of covid-19 in the young the trinity of covid-19: immunity, inflammation and intervention covid-19 illness in native and immunosuppressed states: a clinical-therapeutic staging proposal emergency use authorization (eua) for remdesivir. silver spring, md: u.s. food and drug administration letter revoking eua for chloroquine phosphate and hydroxychloroquine sulfate. silver spring, md: u.s. food and drug administration 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circulation following nebulization practical strategies for a safe and effective delivery of aerosolized medications to patients with covid-19 a guide to drug therapy in patients with enteral feeding tubes: dosage form selection and administration methods therapeutic concerns when oral medications are administered nasogastrically clogged feeding tubes: a clinician's thorn medication administration through enteral feeding tubes estimates of the severity of coronavirus disease 2019: a model-based analysis a call for the appropriate application of clinical pharmacological principles in the search for safe and efficacious covid-19 (sars-cov-2) treatments factors associated with hospital admission and critical illness among 5279 people with coronavirus disease rates of cases, hospitalizations and deaths by race/ethnicity group covid-19: developing drugs and biological products for treatment or prevention guidance for industry. silver spring, md: u.s. food and drug administration the authors thank joanne berger, fda library, and karen valentine, fda center for devices and radiological health, for manuscript editing assistance. the authors have declared no conflicts of interest for this article. key: cord-009763-44fexcpt authors: reddy, mynampati akshitha; pradhan, bikash kumar; qureshi, dilshad; pal, sumit kumar; pal, kunal title: internet-of-things-enabled dual-channel iontophoretic drug delivery system for elderly patient medication management date: 2020-03-01 journal: j med device doi: 10.1115/1.4045933 sha: doc_id: 9763 cord_uid: 44fexcpt wireless controllers have found its application in the supervision of the patients in the hospitals. it is not only a valid issue for the developing countries but also for the developed countries. for this reason, scientists are working on the advancement of medical devices that are capable of decreasing the workload of health caregivers. in this study, the development of an iontophoretic drug delivery device that could be controlled using a mobile is described. for the purpose, hardware and a software module were developed. the hardware module consisted of a two-channel voltage-controlled constant current sources that were used for driving the iontophoretic device. a mobile app was developed to control the two-channel iontophoretic device and to monitor the loose lead of the active and the passive patches. in the case of detection of the loose lead, the specific iontophoretic channel was stopped. further, the audio-visual indicator was developed for the detection of the detachment of the patches (loose lead). the device was tested in vitro by performing the drug release study using drug-loaded emulsion gels that were formulated. medication management for elderly patients is a critical component in the efficacy of the treatment modality. the process is complicated when a number of medicines are given, and the elderly patients have to manage the task of remembering the doses, which is quite taxing. this is further complicated if the patient is suffering from physical, visual, or cognitive impairments. furthermore, it has been observed that even the elderly patients are advised oral drug delivery systems, which they have to swallow. unfortunately, many of the patients (especially having age >70 years) suffer from dysphagia and face a tremendous obstacle in taking the medication. regular use of the injectables in these patients is also not feasible. due to the aforesaid reasons, the help of caregivers has been proposed. nevertheless, this is associated with a high recurring cost. many researchers have proposed to deliver drugs by applying the drug formulations over the skin surface [1] . the iontophoretic drug delivery system is one such method that has gained much importance in the last few decades. the main advantage of iontophoretic drug delivery is its ability to deliver drugs within the deeper layer of the skin tissue and/or systemic circulation in a noninvasive manner [2] . with the advent of technological advancements, it is quite feasible to develop electronically-controlled drug delivery systems, including iontophoretic drug delivery systems, at a cheap price. the use of the internet for manipulating various machines, devices, and objects is known as the internet-of-things (iot). due to the significant advancements made in the field of internet technology, iot has been able to revolutionize the current day technology system. in recent times, the term medical-iot has been gaining importance. medical-iot is a field of study that involves controlling medical devices from a remote location using the internet technology. the application of iot technology in medicine can significantly improve the quality and efficiency of the healthcare service, especially for elderly patients, patients with chronic conditions, and for the people who need continuous monitoring [3] . this technology has also been explored for iontophoretic drug delivery applications. this type of device can help in monitoring and delivering the drug from a remote location (like office and car) by the relatives. sayeed et al. developed an iotbased responsive drug delivery system that can inject the drug into the epileptogenic zone on seizure detection [4] . in another study, junginger et al. have designed a chip-controlled iontophoretic system that can deliver apomorphine to the patients suffering from parkinson's disease [5] . in the proposed method, the amount of the drug delivered could be controlled by controlling the current density. conformal contact between the device and the skin must exist to increase the device efficacy [6] . any loss in the connection between the skin and the patch(es) results in the underdosing of the drugs to the patients and can cause morbidity. however, to the best of our knowledge, no arrangement was made by any existing literature to detect the loss of connection between the skin and the patches. another critical issue found in every drug delivery system was its ability to deliver only one drug at a time. the report says elderly people are the largest per capita consumer of drugs and are prescribed a higher number of medications [7] . in such patients, polypharmacy (multiple drug use) is mainly related to chronic diseases like cardiovascular diseases, diabetes, and memory-related diseases (e.g., dementia and alzheimer's disease). polypharmacy is also found in low-income countries where disease like tuberculosis is among the most common chronic illness [7] . hence, a single-channel system may not be sufficient, and the requirement of a multichannel iontophoretic drug delivery system becomes essential. taking the cue from the above discussion, a smartphone-based remote-controlled iontophoretic drug delivery device has been developed in this study. provisions have been made in the device to deliver multiple drugs. the program of the device can be regulated to tailor the duration of the drug delivery, and hence, the amount of the drug to be delivered into a patient as per the choice of the programmer. further, an in-built program to detect and alert the healthcare professionals or relatives on the detachment of the drug delivery patch(es) from the site of the application is also proposed. materials. esp12e nodemcu module (espressif systems, china), arduino due (arduino, italy), arduino mega adk (arduino, italy), resistances (10 kx, 1 kx, and 82 kx), capacitors (1 lf, 10 lf, and 100 lf), diode, light emitting diodes (leds) (green, orange), 9 v batteries (mercury-cadmium type), and groundnut oil (farm naturelle, india) were bought from the local market. an operational amplifier (ua741cn), ic lm 7805, and ic lm 7809 voltage regulator were purchased from texas instrumentation. the free version of the eagle printed circuit board (pcb) design software (autodesk, san rafael, ca) was used for designing the pcb of the developed circuit. sorbitan development of the signal generator. in this study, a programmable signal generator was developed [8] . for the purpose, the arduino due microcontroller board was used. a look-up table (two-dimensional array) was used to generate a sinusoidal signal (appendix). the signal was generated using 60 points from the two-dimensional array. the sample index point was incremented until the 60 points within a fixed time of 1 ms. this resulted in the generation of a sinusoidal signal having a frequency of 1 khz and a peak-to-peak amplitude of 2.32 v. the signal generator was programmed to generate 2 independent analog signals, which were presented at the dac0 and dac1 terminals of the microcontroller board. the signal generator was programmed to generate signals for a period of 2 h. designing of the iontophoretic device. the circuit for the iontophoretic drug delivery system was developed as per the previously reported literature [9] . some modifications were made in the circuits to suit our needs. the sinusoidal signal generator, which was developed using the arduino due, was used as the voltage signal generator. the output of the signal generator was processed using a passive high-pass filter (f c ¼ 15 hz). the output signal from the high-pass filter was then used as the input for the operational amplifier (op-amp) based voltage buffer circuit. the output of the buffer was later converted into a current signal using a voltage-to-current converter. the arrangements were made so that the generated current was then injected through the fig. 3 flow chart of the working principle for a loose-lead monitoring system iontophoresis cell. an led-based visual indicator circuit was also incorporated to indicate the working status of the device. all the op-amp were powered using a 69 v battery-powered power supply (see fig. s1 available in the supplemental materials on the asme digital collection). the circuit diagram of the developed iontophoretic circuit has been shown in fig. 1 . testing of the iontophoretic circuit. the characteristic of the high-pass filter was tested using a variable function generator. the function generator was manually controlled to generate a sinusoidal signal of 2.28 vpp signal. the frequency of the signal was varied from 1 hz to 10 khz. subsequently, the frequency versus amplitude response was plotted. further, the testing of the iontophoresis circuit was carried out by analyzing the signal at different stages of the circuit. designing of the loose-lead monitoring system. the signal at the output of the voltage-to-current converter was used as the input for the buffer amplifier being powered with 69 v power supply. the output of the buffer amplifier was then served as the input to the inverting terminal of an op-amp based comparator circuit. the noninverting terminal of the comparator was supplied with a þ2.5 v dc voltage. the output of the comparator was then digitized. the digitized values were then passed through a moving average [10] having a window of 12 points. the average values were compared with a constant value of 160. a value of more than 160 was considered as good connectivity between the patches and the human body. on the contrary, a value of less than 160 was considered improper connectivity between the patches and the human body. in case any loose-lead was detected, a high output was generated and sent to the designed website through the wifi module. the circuit diagram of the developed loose-lead monitoring system has been shown in fig. 2 . the processed flowchart of the loose-lead monitoring system has been shown in fig. 3 . pcb designing of the iontophoretic device with loose-lead monitoring. eagle pcb design software was used for the designing of the pcb for the developed circuit of the iontophoretic device with loose-lead monitoring capability (see fig. s2 available in the supplemental materials on the asme digital collection). a layout of the circuit of the device was made (see fig. s3 available in the supplemental materials on the asme digital collection). the layout was then printed on a glossy paper using a laserjet printer. the printed layout, consisting of the carbon particles, was then transferred to copper-clad laminates. the copper-clad laminates with the transferred carbon were then kept for etching in ferric chloride (fecl 3 ) solution for removing the exposed copper area. necessary holes were made at the designated places. subsequently, the components were placed at the specified slots and then soldered. the connectivity of the tracks was tested using a multimeter. finally, the working of the developed circuit was tested using a 1 khz sinusoidal signal (2.28 vpp), and the output was monitored in a dso (digital storage oscilloscope). with the iontophoretic device. a webpage was designed using html protocol [11] to communicate with the iontophoretic device. the webpage was hosted using a hypertext transfer protocol (http)based web server, which was created by programming an esp12e nodemcu module (using arduino ide) in station mode. the webpage consisted of two sets of control buttons for switching "on" and switching "off" of each of the signal generators. once the switches were switched on, they were expected to trigger the signal generators that would continue for 2 h. provisions were also made to switch off either or both of the signal generators before 2 h in case of any need. further, two virtual leds were incorporated to indicate the status of the connections of the drug reservoir(s) to the human body. finally, a mobile app was designed using mit app inventor for this webpage. integration of the mobile app and the hardware. the integration of the mobile app and the iontophoretic drug delivery system was achieved by interfacing the iontophoretic drug delivery system with the capability to monitor the loose-lead monitoring and the mobile app. the same was achieved by hosting the webpage of the mobile app (containing the control buttons for the fig. 4 flow diagram of the functioning of the loose-lead monitoring system signal generators, developed using mit app inventor) using the webserver of the esp-12e wifi module [12] and establishing the communication between them using http communication protocol [11] . the schematic representation of the proposed drug delivery system has been provided in fig. 4 . the proposed flowchart of the integrated device has been given in fig. 5 . drug release study. a drug release study was conducted using the developed iontophoretic drug delivery system. for the purpose, two emulsion gel formulations were made ( table 1 ). the formulations were prepared by the hot emulsification method. in gist, groundnut oil, emulsifier (sorbitan monopalmitate (smp)), and water were mixed in different proportions. smp was dissolved in groundnut oil (60 c, 500 rpm). to this hot solution, water (60 c) was added dropwise and subsequently homogenized for 30 min at 500 rpm. the model hydrophilic drug (metronidazole, 0.2 g) was mixed to the homogeneous mixture. the hot emulsion was then cooled down to room temperature in order to induce gelation [13] . the developed drug-loaded emulsion gels were used to perform the drug release study using the designed iontophoretic circuit. both the iontophoretic channels were switched on using the mobile app. the study was conducted for 2 h (as was set in the iontophoretic device). channel-1 reservoir of the iontophoretic device consisted of smp1-m, while the smp2-m was loaded in the channel-2 reservoir. samples were withdrawn at regular intervals and tested for the amount of the released drug. similarly, another set of drug release experiment was carried out using the same setup without activating the iontophoresis device. the tests were conducted in triplicates. the schematic diagram of the setup is provided in fig. 6 . development of the signal generator. arduino due board houses an atmel sam3x8e arm cortex-m3 microcontroller. the board has an in-built two-channel digital-to-analog converter (dac). the microcontroller was programmed so that the arduino due board could synthesize sinusoidal signals independently from either or both the dac channels. the synthesized sinusoidal signal has been shown in figs. s4(a) and s4(b) that are available in the supplemental materials on the asme digital collection. a visual inspection of the signal suggested the presence of a dc offset (1.80 v, 1.77 v) in the generated signals. the peak-to-peak amplitude was found to be 2.32 vpp and 2.28 v. the signals were designing and testing of the iontophoretic device. the analysis of the synthesized signals suggested the presence of an offset voltage of 1.78 v. so, to eliminate the same, a passive high-pass filter having a cut-off frequency of 15 hz was employed. the gain response of the filter was determined (fig. 7(a) ). it was found that the gain at 1 khz frequency was 0 db. this suggested that the designed filter would not affect the nature of the 1 khz signal. however, it would be capable of eliminating the dc component from the synthesized signal. hence, the designed filter was used to process the synthesized signals. the output of the high-pass filter has been given in fig. 7(b) . it could be seen here that the processed signal did not have any offset. further, there was no alteration in the peak-to-peak amplitude of the processed signals as compared to the synthesized signal. the processed signals were then presented to a buffer amplifier. a buffer amplifier provides a gain of 1. hence, there is no magnification of the signal component (fig. 7(c) ). in our study, we also found that the input signal from the high-pass filter and the output of the buffer amplifier were the same. further, the buffer amplifier imparts an electrical impedance transformation while connecting two circuits. this helps to prevent the signal source from being affected by the load of the sink circuit. the output of the buffer amplifier was then given to the voltage-controlled constant current source that was operating in the inverting amplifier mode. the input resistance (82 kx) of the constant current source governs the current injected into the human body through the patches. this resulted in the generation of a sinusoidal current having a peak-to-peak current amplitude of 0.28 la (ipp). hence, the positive and negative peak currents were 0.141 la (ip). the current was then injected into the iontophoresis cells, which were used as a simulated human body. since the system was operating in the inverting amplifier mode, there was a 180 deg phase shift of the voltage signal across the iontophoresis cells (fig. 7(d) ). designing of the loose-lead monitoring system. continuous monitoring of the impedance between the active and the passive patches was employed for the loose-lead monitoring. the passive patch was virtually grounded as it was connected with the inverting terminal of the constant current source, while the noninverting terminal was directly grounded to the ground of the electrical circuit. hence, the current is injected into the iontophoresis cell through the active patch. accordingly, the voltage measured at the active patch against the ground would be directly proportional to the impedance across the active and the passive patches. this means, when the patches are properly connected with the iontophoresis cell, we will get a voltage value that is proportional to the total impedance of the active patch, passive patch, and the iontophoresis cell. since the input signal to the iontophoresis cell is sinusoidal, the output would also be sinusoidal (fig. 8(a) ). however, if either of the patches or any one of the patches gets disconnected, the circuit becomes an open circuit, and the impedance would be infinite. here, we would get a square signal. the positive peak would go to positive saturation, while the negative peak would go to the negative saturation ( fig. 8(b) ). subsequently, the output of the iontophoresis cell is given to the buffer amplifier. the output signal was then used as the input to the inverting terminal of a voltage comparator circuit that was being operated using a 65 v power supply. a constant dc voltage of 2.5 v was used for the comparison, which was connected to the noninverting terminal of the comparator. the comparator was operated using 65 v power supply so as to prevent damage to the microcontroller board due to the input of the voltage that was higher than þ5 v. the microcontroller board rejects the negative voltage as it functions in the range of 0 v and 5 v. the output of the comparator during the open and the close cases has been given in figs. 8(c) and 8(d) . during the open case, a square wave of 4.00 vpp was obtained. on the contrary, during the close case, a dc voltage of 4.49 v was obtained. these signals were then pcb designing of the iontophoretic device with loose-lead monitoring. the layout of the circuit made during the developmental stage ( fig. 9(a) ) was designed using the eagle pcb design software. the layout was printed on a glossy paper ( fig. 9(b) ), which was then transferred over the copper-clad laminates ( fig. 9(c) ). the excess copper was removed from the laminates ( fig. 9(d) ), drilled, and the components were placed and consequently soldered. the components were placed as per the requirements and then soldering was performed. the developed pcb board has been shown in fig. 9 (e). two numbers of pcbs were fabricated for implementing the dual-channel device. the connectivity of the tracks was then tested using the multimeter. finally, the testing of the circuit was performed using a 1 khz sinusoidal signal. the output of the signal at each step was observed in a dso (digital oscilloscope) and compared with the observations made during the development stage (see fig. s5 available in the supplemental materials on the asme digital collection). the observations made during the developmental stage and after the pcb fabrication were found to be similar. this suggested that the designed pcbs were working fine. then, the pcbs were integrated with the microcontroller boards. the complete system has been shown in fig. 10 . development of mobile app for communicating with the iontophoretic device. a mobile app was developed. when the app is opened, it shows the control system for channel-1 and channel-2 ( fig. 11(a) ). as the iontophoresis device is put on, the app showed two activated virtual green leds with a note "electrode connected" (fig. 11(b) ). the loose-lead was artificially generated by intentionally detaching any or both of the patches from the iontophoresis cell. during this case, the green virtual led changed color to red. further, the note electrode connected was changed to "loose-lead detected." (fig. 11(c) ). fig. 7 testing of the iontophoretic device. (a) gain response of the designed high pass filter, (b) voltage signal at the output of the high pass filters (same phase of the input and the output signals), (c) voltage signal at the output of the buffer amplifier (same phase of the input and the output signals), and (d) differential voltage signal across active electrode-formulation-diffusion media-electrode arrangement (180 deg phase-difference among the input and the output signals) (note: the upper waveform represents output from the signal generator; the lower waveform represents the output at various stages of the circuit). fig. 8 testing of the loose-lead monitoring system. (a) differential voltage signal across active electrode-formulationdiffusion media-electrode arrangement when the electrodes were properly connected, (b) differential voltage signal across active electrode-formulation-diffusion media-electrode arrangement when one of the electrodes was displaced, (c) output of the comparator circuit when the electrodes were properly connected, (d) output of the comparator circuit when one of the electrodes was displaced, (e) the serial monitor reading when the electrodes were properly connected, and (f) the serial monitor reading when one of the electrodes was displaced (note: the upper waveform represents the output from the signal generator; the lower waveform represents the output at various stages of the circuit). drug release study. the drug release study was performed using the prepared emulgels. the emulgels contained metronidazole as the model drug. the drug release studies were conducted in both passive and active modes. in the passive mode, the iontophoretic device was not put on. while doing the drug release study in the active mode, the iontophoretic device was put on using the developed mobile app. the release of the drug was monitored using a uv-vis spectrophotometer at a different time interval. the test was carried out for 2 h. the cumulative drug release (cpdr) profiles were determined (figs. 12(a) and 12(b) ) [14] . it was observed that the release of the drug was higher during iontophoresis as compared to the passive study. it is important to note that there was not much difference between the release profiles. this can be accounted for the use of the dialysis membrane, which does not exert sufficient hindrance to the drug transport as that of the skin tissue. the release profiles were modeled using the korsmeyer-peppas model (eq. (1); figs. 12(c) and 12(d)) [15] . it was found that the diffusion of the drug was higher in both the samples when the active experiment was carried out (table 2) . further, the diffusion exponent value "n" was <0.45 during the active experiment using smp1-m. this suggested that fickian diffusion played an essential role during the said experiment. in all other experiments, n value was >0.45. this is suggestive of non-fickian diffusion of the drug molecules during the experiment where m represents the solute fraction released, t is the sampling time, k is constant representing rate of drug release from the polymeric matrix, and n is the diffusion coefficient. iontophoresis is a noninvasive method of drug transport that is used to transfer drug molecules into the tissues or systemic circulation by the application of an electric field [16] . yan et al. [17] , in their study, have compared the constant current and alternating current iontophoretic drug delivery and suggested that a constant ac current iontophoresis can provide fluxes that are comparable to the 0.2 ma of constant current dc. in another study, it has been reported that the modulated ac current of a duration of 2 h at a frequency of 1 khz was found to be comparable to a dc current of 1 h [18] . hence, for increased efficiency and simple design circuitry, fig. 9 pcb designing and testing of the iontophoretic device with loose-lead monitoring: (a) breadboard design of the prototype iontophoretic drug delivery-cum-loose-lead monitoring system, (b) the layout of the pcb printed on to the glossy paper, (c) carbon transfer of the pcb layout to the copper-clad laminate, (d) pcb layout after etching and washing of the copper-clad laminate, and (e) the designed pcb board for the iontophoretic drug delivery-cum-loose-lead monitoring system a sinusoidal current was used for developing this drug delivery system. the biological tissues, such as skin tissues, act as a capacitor due to their ability to store electrons. the skin contact impedance represents the total electrical opposition of the iontophoretic circuit to the passage of the current through it [19] . in the proposed system, this impedance was used as a measure to design a looselead monitoring system. in the case of detachment of the patch(es), the skin contact impedance will become infinite, and the voltage pattern across the patches (active and the passive) changes. this change in the voltage pattern was used for recognizing the loose-lead. subsequently, this information was sent to the user via the app and stops the waveform generation for the specific channel. noncompliance with medication is a major problem in old age, and the factors associated with these conditions are visual and cognitive dysfunction, forgetfulness, increased physical disability with increased age, complicated drug regime, multimorbidity, and its associated high rate of medications, [20, 21] . more than 30 million people are suffering from dementia worldwide [22] . it has been reported that over three out of four alzheimer's patients need help in managing their daily medication. again, it is not possible for the members of the patient's family to continuously monitor them. a survey conducted by the national alliance of caregiving, 2004 showed that approximately 15% of the caregivers leave the patients alone at least for 1 h and monitor them only from a distance [23, 24] . the current study uses an iot-based drug delivery system that can be controlled using a mobile application. prior reports inferred 81.5% of the people aged above 85, 65% of the people aged between 65 and 74 years, and 50% of people under the age of 65 experience morbidity [25] , and are prescribed, a higher number of medications. the proposed system can be operated in a dual-channel mode, i.e., two different types of therapeutic agents can be delivered to the patient's body simultaneously or individually one after another according to the user's requirement. this can fulfill the need for multiple drug usage or polypharmacy. in the current study, a dual-channel iontophoretic drug delivery system has been proposed. a programmable dual-channel sinusoidal signal generator was designed to provide alternating current signals for the proposed drug delivery system. the alternating current signal was meant for carrying out the iontophoresis-based drug delivery through the skin surface. an android app was designed, and an esp12e nodemcu was used to enable wireless control of the drug delivery device. the drug delivery device can deliver single or multiple drugs simultaneously for the desired time duration. it is also capable of detecting the loose attachment of the drug patches with the human skin surface and generates a visual alert on detecting the loose contact. the components of the proposed device, namely, the signal generator, the iontophoretic setup, the loose-lead monitoring system, and the android app based wireless control system, were tested for their proper functionality. finally, an in vitro drug release study (both in active and passive modes) was performed, which suggested non-fickian diffusion of the drug molecules and a relatively higher drug release was observed during the iontophoretic drug delivery as compared to the passive drug delivery. the current system is a prototype device for a dual-channel iontophoretic drug delivery system. however, before practical implementation, the miniaturization of the device is essential using different advanced device development techniques, such as microfabrication, nanofabrication, and mems-based technologies. this would allow us to develop a wearable system. we have conducted the in vitro drug release study of the proposed system. there is a need to conduct in vivo studies, including animal and human tests, to validate the functioning of the proposed device. the number of drug delivery channels can also be increased so as to avoid the complications of polypharmacy. an alarm system can also be integrated in the future that can give a gentle reminder regarding the time and dosage of medication, thereby, improving the patient-medication compliance. polypharmacy in elderly patients iontophoretic delivery of drugs: fundamentals, developments and biomedical applications development of the elderly healthcare monitoring system with iot an iot-based drug delivery system for refractory epilepsy iontophoretic delivery of apomorphine: from in-vitro modelling to the parkinson patient device-assisted transdermal drug delivery drug identification and interaction checker based on iot to minimize adverse drug reactions and improve drug compliance designing of a variable frequency standalone impedance analyzer for in vitro biological applications development of a wireless controlled iontophoretic drug delivery system variance of errors and elimination of outliers in the least squares analysis of impedance spectra the proportional integral derivative control system on the mini conveyor with message queuing telemetry transport protocol based on the internet of things groundnut oil based emulsion gels for passive and iontophoretic delivery of therapeutics effect of sorbitan monostearate concentration on the thermal, mechanical and drug release properties of oleogels effect of span 60 on the microstructure, crystallization kinetics, and mechanical properties of stearic acid oleogels: an in-depth analysis recent progress in ocular drug delivery for posterior segment disease: emphasis on transscleral iontophoresis evaluation of constant current alternating current iontophoresis for transdermal drug delivery effect of modulated alternating and direct current iontophoresis on transdermal delivery of lidocaine hydrochloride electrical characteristics of the skin: the impedance of the surface sheath and deep tissues elderly patients' problems with medication compliance with prescribed medication by elderly patients family caregivers of people with dementia the role of human factors in home health care: workshop summary public health for an aging society methods to reduce prescribing errors in elderly patients with multimorbidity the authors would like to thank dr. sumit chakravarty, assistant professor of electrical engineering at kennesaw state university, u.s., for his support, guidance, and checking of the paper. look up table for sine wave generation using arduino due microcontroller board. f 0x7ff, 0x86a, 0x93f, 0x9a9, 0xadd, 0xba1, 0xbff, 0xcb2, 0xdf1, 0xe77, 0xeb4, 0xf1f, 0xf9a, 0xfb9, 0xfe5, 0xfff, 0xfe5, 0xfb9, 0xf9a, 0xf1f, 0xeb4, 0xe77, 0xdf1, 0xcb2, 0xbff, 0xba1, 0xadd, 0x9a9, 0x93f, 0x86a, 0x7ff, 0x729, 0x6bf, 0x5ed, 0x586, 0x45d, 0x3a4, 0x34c, 0x257, 0x187, 0x112, 0xdf, 0x87, 0x2c, 0x2, 0x0, 0x2, 0x2c, 0x87, 0xdf, 0x112, 0x187, 0x257, 0x34c, 0x3a4, 0x45d, 0x586, 0x5ed, 0x6bf, 0x729, g key: cord-345059-t6hojshj authors: bayoumy, a. b.; de boer, n. k. h.; ansari, a. r.; crouwel, f.; mulder, c. j. j. title: unrealized potential of drug repositioning in europe during covid-19 and beyond: a physcian’s perspective date: 2020-07-17 journal: j pharm policy pract doi: 10.1186/s40545-020-00249-9 sha: doc_id: 345059 cord_uid: t6hojshj drug repositioning is the scientific strategy of investigating existing drugs for additional clinical indications. the advantages of drug repositioning are that it benefits patients and that it adds new indications to existing drugs for lower costs compared to de novo drug development. clinical research groups recognizing efficacy of these “old” drugs for a new indications often face an uphill struggle due to a lack of funding and support because of poor structural and regulatory support for clinical drug development. the current framework for drug repositioning allows “venture capital” companies to abuse loopholes in the legislation to gain long-term market authorization among with excessive high pricing. a new regulatory framework is needed to prevent abuse of the legislation and promote clinical investigator-driven drug repositioning. the covid-19 pandemic has boosted funding and regulatory support for drug repositioning. the lessons learned from the covid-19 pandemic should be implemented in a new clear blueprint for drug repositioning. this blueprint should guide clinicians through legislation for drug repositioning in the eu. this review summarizes the routes for registration and discusses the current state of drug repositioning in europe. drug discovery marked important events in the history of medicine. the discovery of anesthesia made it possible to perform complicated operations, and the discovery of penicillin by fleming has led to a breakthrough in modern medicine [1] . in spite of the common interest of the whole society, today, drug development is almost exclusively pharma led. the reason for this includes prohibitory costs on the journey from drug development, data authorities need for registration, and results of preclinical tests and clinical trials. the resulting near monopolization of this entire process by pharma means that it is almost impossible to find the regulatory expertise to comply with the legal requirements for marketing authorization. this classical drug development is now such a costly enterprise which is difficult for noncommercial organizations such as university research institutes or academic hospitals to perform. unlike drug development, drug repositioning is the scientific strategy of investigating existing drugs for new therapeutic purposes [2] . because the drugs' toxicity and pharmacokinetic properties are already understood the route to authorization via drug repositioning can be less costly than de novo drug development. on top of the advantage of cost savings, the clinical safety profile of the drug can be based on "real-world" clinical data and on the post-marketing pharmacovigilance reporting. the costs for authorization may therefore be reduced significantly and may provide clinicians a wide-array of new treatment modalities for their patients. however, successful drug repositioning also depends on additional factors including clinical resemblance of the disease (e.g., antiinflammatory drug for auto-immune disease), patient demographics, and other features of therapy (e.g., dosage and combination with other drugs). if these conditions are different, it can increase the costs of drug repositioning because of the need of additional data. clinical research groups recognizing the efficacy of these old and often off patent generic drugs need funding and regulatory support for patient benefit through the process of clinical drug development. however, pharmaceutical firms are not obliged and often not inclined to facilitate or support non-commercial efforts for drug repositioning. therefore, unlocking the potential of drug repositioning is lost due to lack of support for these clinical groups. our review summarizes the routes for registration and discusses the current state of drug repositioning in europe. first, it is important to understand how the procedures for drug registration work in europe. the main legal basis for drug applications for drug repositioning in the european union (eu) can be found in the directive 2001/83/ec. market access of medicinal products (any substance or combination of substances presented as having properties for treating or preventing disease in human beings) in the eu is regulated through legislation by setting standards for safety, quality, and efficacy. the main objective of the pharmaceutical legislation in the eu is to protect uncontrolled movement of medicinal products and to safeguard public health. a marketing authorization is required for all medicinal products before entering the eu market. during the marketing authorization procedure, the regulatory authority assesses the data provided by the applicant, in which the product satisfies these criteria of quality, safety, and efficacy. the application process for drug repositioning in the eu is based on three different procedures for submitting a marketing authorization application (maa) in the eu: 1. the centralized procedure (cp) 2. the decentralized procedure (dcp) 3. the mutual recognition procedure (mrp) the summary of the three application procedures can be found in table 1 . the european medicines agency (ema) is responsible for execution of the centralized procedure, which allows to put a product on the market in all 27 eu member states and in norway, iceland, and liechtenstein. submission to one maa thus leads to one assessment process and one authorization that allows access of the market of the entire eea (european economic area). the centralized procedure is mandatory for certain products as mentioned in the regulation 726/2004: 1. high technology medicinal products, particularly those resulting from biotechnological processes. 2. orphan medicinal products, these are products registered for orphan diseases. an orphan disease is defined as any disease affecting fewer than 5 people in 10,000. furthermore, the centralized procedure is also mandatory for any medicinal product for human use containing an entirely new active substance, i.e., one that has not yet been authorized in the eu. in the decentralized procedure, applicants can apply for simultaneous authorization of a drug in more than one if an applicant company already has applied for, or obtained market authorization in another eu member state, the national and decentralized procedures are not available. for this instance, the mutual-recognition procedure is required. the rms can apply for this authorization to be recognized in a chosen concerned member states (cms). this process allows member states to rely on each other's scientific assessments and could lead to authorization in the cms. however, this route cannot be used for drug repositioning because the drug has not yet been authorized for the new indication. applicants for a new active substance need to submit the latest safety and efficacy data, while companies, organizations, or individuals producing known active substance are allowed to submit "dossiers" that contain previous data. this can be done without the need for a new clinical trial by referring to previous or other "dossiers." the two important pathways for drug repositioning are the complete dossier pathway and the well-established use pathway. the complete dossier pathway, which can be found in article 8(3) of directive 2001/83/ec, can be considered the standard application pathway. it is composed of general administrative information, complete (non)-clinical data based on the applicants' tests and studies, and/or bibliographic literature substituting/supporting certain tests or studies. the well-established use application pathway, which is provided in article 10a of directive 2001/83/ec, can be used for drugs that have been used for at least 10 years in the eu, with recognized efficacy and an acceptable safety level. the applicant is not required to provide the (non)-clinical data in the dossier but may use existing literature. in addition, applicant's own data may be used to prove similarity of the applicant's product to the product used in the literature. a generic medicine has the same active ingredients as the authorized reference medicine; it may only be produced after expiry of the data exclusivity period. when a manufacturer aims to develop a generic drug but it differs in dosage strength, indication, or pharmaceutical form, then it must follow the hybrid application pathway. the authorization of these hybrid drugs may refer to the results of the authorized reference medicine but may also provide new data from clinical studies. the legal basis of the hybrid application can be found in article 10(3) of directive 2001/83/ec. the european legislation provides the holders of a marketing authorization with regulatory protection in the form of data exclusivity and market protection. data exclusivity is the period of time during which a generic (or hybrid or biosimilar) application cannot cross-refer to the data in support of marketing authorization for the reference medicinal product (i.e., generic, hybrid, and biosimilar). such applications will be refused by regulatory authorities during period of data exclusivity. market protection refers to the period of time during which generic, hybrid, or biosimilar cannot be placed on the market, even if the medicinal product has already received marketing authorization before. the european medicines agency (ema) follows the 8 + 2 (+ 1) exclusivity formula, in which the first 8 years are data exclusivity, followed by 2 years of market protection. there are also provisions available that could extend market protection and data exclusivity: the algorithm for drug repositioning pathways can be found in fig. 1 . although history has many successful examples of drug repositioning, there is the important cautionary example of thalidomide, which as an anti-emetic in pregnancy, caused congenital malformations. the thalidomide disaster resulted in approximately 2000 deaths and serious birth defects in over 10,000 children leading to its withdrawal in 1961 [3] . as a consequence, stricter regulations were initiated, and all new drugs had to be properly "authorized" before being placed on the market. in 1964, thalidomide was prescribed as sedative in a patient who also had erythema nodosum leprosum (enl). in this patient, the enl skin eruption disappeared within 48 h [4] and led to positive clinical studies for this new indication. thalidomide was reintroduced for this complication of leprosy and supported by the world health organization [5] . by 1989, there were additional benefits of thalidomide discovered for several hiv complications such as oral ulceration, wasting syndrome, and kaposi's sarcoma [6] . due to the continued interests in thalidomide, the drug remained available for controlled clinical trials and compassionate use treatments. in 1998, the food and drug administration (fda) approved thalidomide for the treatment of enl, which contributed to the availability of the drug for other diseases [7] . in 1994, anti-angiogenic properties were first described using a rabbit cornea model of fgfinduced neovascularization [8] . these anti-angiogenic properties were later confirmed in other studies [9, 10] . the discovery of the anti-angiogenic properties has boosted interested in thalidomide as an anti-cancer therapy. plasma cell myeloma is associated with high serum vegf concentrations and increased bone marrow microvascular density [11] . several clinical studies were performed to assess the clinical effectiveness of thalidomide in plasma cell myeloma [12, 13] . thalidomide, in combination with dexamethasone, was approved as orphan drug treatment for plasma cell myeloma in may 2006. thalidomide can be seen to have found multiple useful indications in the past six decades and was designated as orphan drug then approved through the centralized procedure [14] . a more recent example is thioguanine, which was originally developed and licensed for the treatment of leukemia in the 1950s [15] . in the following decades, it has been investigated for a wide-range of inflammatory diseases such as psoriasis and systemic lupus erythematosus [16] . in 2001, thioguanine was found to be a promising rescue therapy for patients with inflammatory bowel disease (ibd) who failed mercaptopurine or azathioprine treatment [17] . in the netherlands, thioguanine has been conditionally registered as rescue therapy for ibd after failure of conventional thiopurines since 2016. however, authorizing this drug was complicated mainly because a blueprint for authorizing an off-patent drug for a new indication was lacking. there was also little interest from the pharmaceutical industry to invest in authorizing thioguanine due to an unattractive costrecovery (only 1 year of market exclusivity when licensed). thioguanine was approved through the well-established use pathway in the netherlands [18] . in clinical practice, there are many examples of off-label drug use [19] , especially in the field of oncology or for special populations (e.g., pediatric patients and geriatric patients) [20] . off-label use can be defined as any intentional use of an authorized product not covered by the terms of its marketing authorization and therewith not in accordance with the smpc. whereas market approval of medicinal products is the subject to eu legislation and falls under the responsibility of the national competent authorities or, in case of a centralized procedure, the european commission (ec), eu legislation does not regulate the use of medicinal products in daily clinical practice. off-label prescription can offer important advantages for the individual patients: it provides new treatment options, especially when approved treatment options have failed. furthermore, it also gives patients and clinicians earlier access to drugs and the adoption of new practices based on newly obtained evidence. however, a major disadvantage of off-label uses the generally low level of evidence regarding safety and efficacy. it was found that of all off-label drugs only approximately 20% is supported by strong evidence [21] . other limitations of off-label use are the increased responsibility [20, 22] (e.g., legal claims, risk-benefit analysis of evidence, and implicit informed consent) put on the prescribers and pharmacists, issues with reimbursement (i.e., special application or no reimbursement), as well as undermining of the drug authorization system of prior approval before marketing. there is a need for labelling these off-label drugs for the sake of patient safety. as these drugs are not formally licensed for the indication, there is no safety surveillance for the drug on that indication. lack of reimbursement for off-label drugs for new treatment indications vary from country to country in europe. often, off-label use of drugs is not reimbursed. however in daily clinical practice, especially for cancer and hiv drugs, in contrast to auto-immune diseases, reimbursement of these off-label drugs is possible due to strong media and political support. in major markets such as europe and the usa, a clinician should preferably prescribe a drug by reference to the generic name. however, due to strong pharmaceutical marketing, physicians usually refer to brand names. the prescription will be filled by a pharmacist without knowledge about its medical indication. the drug will then be reimbursed at a fixed level regardless of whether a branded or generic version is dispensed. thus, most reimbursement systems nearly always provide a financial incentive to the pharmacist to dispense, when available, a (cheaper) generic drug. this is also called the preference policy, which is mandatory in some major markets such as germany [23] . for pharmaceutical companies, there are so far limited attractive financial incentives for drug repositioning. legislation only allows for 1 year extra market protection if a new indication is added in the first 8 years after a marketing authorization has been granted, and the new indication must have significant clinical benefit over existing therapies. however, off-label prescription will continue to occur without good incentives for the drug repositioning of "older" drugs, especially in off-patent products for which drug repositioning will not likely result in return for on investment. in recent years, drug development has shifted from blockbuster to "niche buster" due to improved incentives for orphan drugs [24] . the regulation particularly designed for these orphan drugs is the orphan regulation 141/2000ec. to receive an orphan drug designation, the drug must meet three criteria: 1. the drug must be intended for the treatment, prevention, or diagnosis of a disease that is lifethreatening or chronically debilitating; 2. the prevalence of the condition in the eu must not be more than 5 in 10,000, or it must be unlikely that marketing of the drug would generate sufficient returns to justify the investment needed for its development; 3. no satisfactory method of treatment, prevention, or diagnosis of the condition concerned can be authorized, or, if such a method exists, the drug must possess a significant benefit to those affected by the condition. the orphan regulation declares that a drug that has been labeled as an orphan drug by the committee for medicinal products for human use receives market exclusivity for a period of 10 years. also, there is an opportunity for a 2-year extension if a pediatric investigation plan is included. one medicinal product may have more than one orphan disease designation. the orphan drug designation can be allocated to products approved through either the 8.3, 10.3, or 10(a) pathway. all orphan drugs must follow the centralized procedure (ec regulation no 726/2004) [25] . orphan drugs can also be conditionally approved; in this case, market exclusivity is granted only for the duration of 1 year. the price of (orphan) drugs is based on market-behavior, and therefore, the prices will reach to what the market is willing to pay for the drug [26] . due to the relatively low amount of patients with an orphan disease, the price of orphan drugs is generally high [26] [27] [28] . in 2015, seven out of the top 10 best-selling drugs in the world had an orphan indication in the usa [29] . considering that in certain chronic orphan diseases like cystic fibrosis, patients could use these expensive drugs for many decades. the total costs per patient could therefore become as high as several millions of euros. an example of such a high priced drug is eculizumab, a drug that treats paroxysmal nocturnal hemoglobinuria, which can cost up to $500,000 per patient per year [30] . recently, the public debate was excited by a price increase of a drug called mexiletine. this drug was originally developed 40 years ago for the treatment of arrhythmias. however, it was recently granted marketing authorization for 10 years after it was designated as orphan drug for non-dystrophic myotonia [31] . the price of mexiletine used to be €4.000 per patient per year but was increased to €80.000 per patient per year. the estimated costs for drug repositioning of mexiletine are clearly disproportional to the new price. this example shows that drug repositioning in orphan disease can result in disproportional and undesirable high prices. the primary incentives for drug development in orphan disease were not intended to serve drug repositioning and lead to overpricing of drugs. thus, the legislation is not fitted for drug repositioning and should be adapted. pharmaceutical compounding is the production of a medicinal product adapted to a specific need of a patient. although authorized medicinal products are preferred, pharmacists can compound suitable medicinal products when the adequate commercial form or dosage is not available. however, the directive 2001/83/ec states in article 6 (1) that no medicinal product may be placed on the market of a member state unless a marketing authorization has been issued by the competent authorities of that member state or of the european commission (ec). in article 40 (1) of the directive, it was established that manufacturing of the medicinal products is subject to the holding of license issued by the member states. furthermore, the directive states in article 77 (1) that the wholesale distribution and storage are covered by an authorization granted by the member state according with this directive. the exceptions to the above mentioned regulations can be found in article (3) of directive 2001/83/ec and shall not apply to: 1. magistral formula: any medicinal product prepared in a pharmacy in accordance with a medical prescription for an individual patient [32] . 2. officinal formula: any medicinal product which is prepared in a pharmacy in accordance with the prescriptions of a pharmacopoeia and which is intended to be supplied directly to the patients served by the pharmacy in question [32] . these exceptions can only be applied when they are all in compliance with the requirements. in this case, then the marketing authorization, manufacturing, and wholesale licenses, as mentioned in the directive, are not compulsory. the first requirement is that the medicinal product needs to be prepared in a pharmacy. second, it needs to be prepared according to the clinician's prescription. lastly, the prescription must be made for an individual patient. in case the directive does not require a marketing authorization for the medicinal product, eu member states are allowed to establish national regulations for pharmacy preparations. thus, the directive allows exceptions such as pharmaceutical compounding of drugs for which an alternative medicinal product with a marketing authorization is available on the market [33] . pharmaceutical compounding; the case of chenodeoxycholic acid more than 40 years ago, originally developed and registered for treatment of gallstones, chenodeoxycholic acid (cdca) was found to be also effective treatment for cerebrotendinous xanthomatosis (ctx) [34, 35] . from 1976 until 2008, cdca was available on the dutch market for the treatment of gallstones under the brand name chenofalk® which price was €0.28 per capsule. chenofalk® has been used as off-label treatment for ctx since 1999, which costed at that time €308 per patient per treatment year. after cdca was developed as xenbilox® by sigma-tau, this company acquired the rights for chenofalk® and later of chenix®, a belgian firm. by creating this monopoly position, sigma-tau gradually increased the price to around €29 per capsule. in 2015, cdca was removed from the dutch market for the treatment of gallstones [36, 37] . subsequently, sigma-tau adopted a new name, leadiant, and registered cdca as an orphan drug for the treatment of ctx in 2017. the registration was based on two retrospective cohort studies [38] . subsequently, the price of cdca was increased to approximately €150.000 per patient per year on the dutch market, a price increase of 500 times (see table 2 ) [39, 40] . so, the company exploited the orphan drugs regulation (eu regulation 141/2000) to raise the price and gain 10 years of market exclusivity [39] . this regulation for orphan drugs is meant to stimulate drug development for orphan diseases that would otherwise have no economic incentives to develop drugs for. however, cdca was already being used for ctx for many years, and the estimated costs for preparing the registration file did not justify the steep raise in the price of ca. in april 2018, the amsterdam umc took the initiative to start magistral preparation of cdca for its patient using raw materials imported from china. the costs were roughly €20.000 per patient per year, a fraction of the price of the drug sold by the pharmaceutical company [36] . because of the high price [41] of the raw material, this magistral preparation is still 100 times higher than the original price of chenofalk®. the spread of the novel coronavirus, sars-cov 2, has caused a worldwide pandemic of the coronavirus disease 2019 . since the start of the pandemic, drug repositioning research has been booming [42] . it has been found that the coronavirus has more than 60 druggable proteins that can be targeted by currently or previously approved drugs [43] . it is no doubt that drug repositioning will play an important role in the current covid-19 pandemic [44] . the fda has allowed the emergency use authorization for the unapproved product, remdesivir, for the treatment of severe hospitalized covid-19 patients. beigel et al. [45] reported superiority of remdesivir over placebo in shortening time to recovery in hospitalized patients. however, one chinese study showed no clinical benefits of remdesivir [44] . remdesivir was originally developed for hepatitis c and tested for the ebola and marburg viruses. it did not show to effective in any of these viral diseases [46, 47] . so, by definition, the case of remdesivir is not drug repositioning but shows that an earlier developed drug can be repurposed for a new indication. more approved drugs have been identified to be potential candidates for drug repositioning for covid-19 [48] , and dozens of randomized clinical trials are currently conducted [49, 50] . a list of examples of these drugs can be found in table 3 . however, it is not clear yet whether these drugs with repositioning potential will be successful candidates for repositioning. the ema has already announced that it will provide regulatory support to stimulate drug repositioning for covid-19 [52] . it is necessary to provide such support to accelerate drug development for covid-19; however, it should be a standard procedure to provide regulatory support to researchers that conduct drug repositioning for any other disease because otherwise unrealized potential of many future drugs is lost. drug repositioning has the potential to offer benefits and new treatment options to patients. however, its potential has not been fully realized yet due to lack of incentives in the drug repositioning process. therefore, patients might not have access to a beneficial repositioned drug or only through off-label prescriptions with its potential safety concerns and lack of availability for individual patients all over the world. in some cases of drug repositioning, pharmaceutical companies abused loopholes in the regulations to benefit from long-term regulatory exclusivity. this came hand-in-hand with extreme high pricing of repositioned drugs without the justifiable investments. the high pricing became subject of public debate, and for a well-balanced discussion, it is necessary that key players (e.g., policymakers, researchers) have insights into drug repositioning. the current lack of adequate national and european legislation causes therapeutic chances to be missed, not only in europe, but also for the rest of the world. to improve the drug repositioning process, cooperation between the pharmaceutical industry and clinical researchers is necessary for the efficient generation of data to determine the risks and benefits to register a new indication. for clinical researchers, it can be difficult to gain access to historical (non)-clinical data of the generic drugs; therefore, support of the original manufacturer is urged. in some instances, it would even require the researcher to repeat costly experiments or clinical studies again. furthermore, clinicians should also collaborate together (e.g., by centers of expertise) to obtain adequate datasets for drug repositioning. this would ensure that these clinicians can operate more independently. clinical research groups may also have limited experience conducting trials to ensure that they meet regulatory requirements. this limited regulatory awareness and interest can hinder drug repositioning and can result in regulatory failures. well-balanced regulatory support from national market authority agencies or the ema is urgently needed for clinical research groups that intend to repurpose older drugs for new indications. these clinical research groups usually have extensive "real world" datasets that are valuable for regulatory authorities. the ema and national regulatory authorities have shown to be dedicated to support (e.g., free rapid scientific advice and rapid compliance check) drug repositioning for covid-19. the same level of support should be given to clinical research groups who intent drug repositioning. there needs to be a formal blueprint to bring this data into the regulatory process with an identified marketing authorization holder. the covid-19 pandemic has boosted worldwide drug repositioning initiatives. rapid public and private funding became available for clinical groups to perform drug repositioning, and global data sharing initiatives were founded [53] . the covid-19 pandemic has shown that it is possible to establish initiatives that stimulate drug repositioning and improve benefits for patients. the lessons learned from the covid-19 pandemic should be implemented in a new standard blueprint for drug repositioning for all diseases. drug repositioning has the potential to reregister older drugs for novel indications for the benefits of patients. it may provide new treatment opportunities for lower costs compared to de novo drug development. the current framework for drug repositioning allows "venture capital" companies to abuse loopholes in the legislation to gain long-term market authorization among with excessive high pricing. a new regulatory framework is needed to prevent abuse of the legislation and promote clinical investigator-driven drug repositioning. the covid-19 pandemic has boosted funding and regulatory support for drug repositioning. the lessons learned from the covid-19 pandemic should be implemented in a new standard blueprint for drug repositioning. the role of serendipity in drug discovery drug rediscovery to prevent offlabel prescription reduces health care costs: the case of tioguanine in the netherlands thalidomide regains respectability as new benefits are discovered thalidomide in the treatment of lepra reactions who co-ordinated short-term double-blind trial with thalidomide in the treatment of acute lepra reactions in male lepromatous patients effects of thalidomide on hiv-associated wasting syndrome: a randomized, doubleblind, placebo-controlled clinical trial the rise, fall and subsequent triumph of thalidomide: lessons learned in drug development thalidomide is an inhibitor of angiogenesis effects of thalidomide and related metabolites in a mouse corneal model of neovascularization identification of a primary target of thalidomide teratogenicity expression of vegf and its receptors by myeloma cells phase ii study of thalidomide plus dexamethasone induction followed by tandem melphalan-based autotransplantation and thalidomide-plus-prednisone maintenance for untreated multiple myeloma: a southwest oncology group trial (s0204) thalidomide alone or with dexamethasone for previously untreated multiple myeloma the continuous rediscovery and the benefit-risk ratio of thioguanine, a comprehensive review an open-label pilot study using thioguanine as a therapeutic alternative in crohn's disease patients resistant to 6-mercaptopurine therapy finding hidden treasures in old drugs: the challenges and importance of licensing generics. drug discovery today off-label prescriptions of drugs used for the treatment of crohn's disease or ulcerative colitis off-label prescribing: a call for heightened professional and government oversight drug, patient, and physician characteristics associated with off-label prescribing in primary care ten common questions (and their answers) about off-label drug use overcoming the legal and regulatory barriers to drug repurposing the evolving drug development landscape: from blockbusters to niche busters in the orphan drug space the european union policy in the field of rare diseases. advances in experimental medicine and biology outrageous prices of orphan drugs: a call for collaboration orphan drugs for rare diseases: is it time to revisit their special market access status? the lancet. the balancing act of orphan drug pricing the orphan drug act: restoring the mission to rare diseases estimating the clinical cost of drug development for orphan versus nonorphan drugs radboud umc concerned about drug accessbility for patients with rare neuromuscular disease compounded medication for patients with rare diseases legislation on the preparation of medicinal products in european pharmacies and the council of europe resolution chenodeoxycholic acid therapy for gallstones: effectiveness, toxicity and influence on bile acid metabolism long-term treatment of cerebrotendinous xanthomatosis with chenodeoxycholic acid if a medicine is too expensive, should a hospital make its own? intramuscular glucocorticoid injection versus placebo injection in hip osteoarthritis: a 12-week blinded randomised controlled trial the safety and effectiveness of chenodeoxycholic acid treatment in patients with cerebrotendinous xanthomatosis: two retrospective cohort studies dutch hospital makes own drug for rare condition after manufacturer hikes price to euro170 000 gvs-advies chenodeoxycholzuur (chenodeoxycholic acid leadiant®) bij de behandeling van cerebrotendineuze xanthomatose (ctx) perception, price and preference: consumption and protection of wild animals used in traditional medicine drug repositioning is an alternative for the treatment of coronavirus covid-19 a sars-cov-2 protein interaction map reveals targets for drug repurposing coronavirus puts drug repurposing on the fast track remdesivir for the treatment of covid-19 -preliminary report united states food & drug administration -remdesivir eua letter of authorization current pharmacological treatments for covid-19: what's next? identification of fda approved drugs targeting covid-19 virus by structure-based drug repositioning clinical trials on drug repositioning for covid-19 treatment ongoing clinical trials for the management of the covid-19 pandemic drug repurposing against covid-19: focus on anticancer agents european medicines agency -eu actions to support availability of medicines during covid-19 pandemic -update #4 european commission -coronavirus: commission launches data sharing platform for researchers springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations not applicable amsterdam, the netherlands. 2 authors' contributions abb, nkhb, fc, and cjjm conceptualized, wrote, and reviewed the manuscript. ara reviewed the manuscript. all authors read and approved the final manuscript. no funding was acquired for the preparation of this manuscript. no data was used to write this manuscript.competing interests ab bayoumy declares that he has no competing interests. nkhb de boer has served as a speaker for abbvie and msd and as a consultant and principal investigator for teva pharma bv and takeda. he has received unrestricted research grants from dr. falk, teva pharma bv, and takeda. f crouwel declares that she has no competing interests. ar ansari declares that he has no competing interests. cjj mulder has served as consultant for hlw pharma bv and teva pharma bv.author details 1 faculty of medicine, amsterdam umc, university of amsterdam, key: cord-324166-6ydn2bvy authors: kumar, neeraj; awasthi, amardeep; kumari, anchala; sood, damini; jain, pallavi; singh, taru; sharma, neera; grover, abhinav; chandra, ramesh title: antitussive noscapine and antiviral drug conjugates as arsenal against covid-19: a comprehensive chemoinformatics analysis date: 2020-08-20 journal: journal of biomolecular structure & dynamics doi: 10.1080/07391102.2020.1808072 sha: doc_id: 324166 cord_uid: 6ydn2bvy coronavirus pandemic has caused a vast number of deaths worldwide. thus creating an urgent need to develop effective counteragents against novel coronavirus disease (covid-19). many antiviral drugs have been repurposed for treatment but implicated minimal recovery, which further advanced the need for clearer insights and innovation to derive effective therapeutics. strategically, noscapine, an approved antitussive drug with positive effects on lung linings may show favorable outcomes synergistically with antiviral drugs in trials. hence, we have theoretically examined the combinatorial drug therapy by culminating the existing experimental results with in silico analyses. we employed the antitussive noscapine in conjugation with antiviral drugs (chloroquine, umifenovir, hydroxychloroquine, favlplravir and galidesivir). we found that noscapine-hydroxychloroquine (nos-hcq) conjugate has strong binding affinity for the main protease (mpro) of sars-cov-2, which performs key biological function in virus infection and progression. nos-hcq was analyzed through molecular dynamics simulation. the md simulation for 100 ns affirmed the stable binding of conjugation unprecedentedly through rmsd and radius of gyration plots along with critical reaction coordinate binding free energy profile. also, dynamical residue cross-correlation map with principal component analysis depicted the stable binding of nos-hcq conjugate to mpro domains with optimal secondary structure statistics of complex dynamics. also, we reveal the drugs with stable binding to major domains of mpro can significantly improve the work profile of reaction coordinates, drug accession and inhibitory regulation of mpro. the designed combinatorial therapy paves way for further prioritized in vitro and in vivo investigations for drug with robust binding against mpro of sars-cov-2. the recent outbreak of the novel severe acute respiratory syndrome coronavirus-2 (sars-cov-2) is unprecedented. the world health organization (who) has given the guidelines that the current pandemic might go long, and the virus may become endemic in our society. as per the statistics of who, seven million people (as of 8 th june 2020) have already been infected with coronavirus disease-2019 and expected to increase exponentially in some of the regions (who, 2020) . the coronavirus is a single-stranded rna virus that typically affects the vertebrates and causes lethal effects (fung & liu, 2019) . the transmission of the sars-cov-2 virus between different host species is generally through respiratory droplets, in aerosol form, and fomites . due to the genetic proximity of this novel betacoronavirus, it is similar to the previous outbreaks of severe acute respiratory syndrome coronavirus (sars-cov) and middle east respiratory syndrome coronavirus (mers-cov) (zhu et al., 2020) . the diverse spike protein of sars-cov-2 makes it more lethal than previous sars and mers family viruses. among the various routes for its treatment/ prevention by the genetic code information of coronavirus, reported by the chinese research group in march 2020 (ren et al., 2020) provided an early opportunity for scientists across the globe to develop the vaccine for the covid-19 disease at earliest. however, it is too early to assume success for the covid-19 vaccine because the development of vaccination is tricky; it may take time to manufacture an effective and safe vaccine on a large scale. alternatively, to the current situation, drug repurposing seems to be an effective drug discovery strategy by utilizing the existing drugs and natural plant products for the treatment of the sars-cov-2 outbreak. drug repurposing strategy can potentially shorten the time and as well as reduce the cost compared to develop novel drug discovery and their clinical trials (cheng, 2019; cheng et al., 2016 cheng et al., , 2017 , . overall, the world research community is repurposing known fda approved drugs and improving them by conjugation or synthesizing potential analogs. remdesivir (beigel et al., 2020) , hydroxychloroquine (colson et al., 2020) , chloroquine , favipiravir (t-705) (coomes & haghbayan, 2020) , and galidesivir (bcx4430) (li & de clercq, 2020) are some of the most successful repurposed small molecule drugs which has shown broad-spectrum activity against coronavirus. these repurposed drugs had initially shown good results; however, there were some major limitations as well, likewise potency, effectiveness, specificity to viral targets, and in some cases, side effects due to non-specificity, etc. interestingly, combination therapy of approved drugs suggested for being an effective strategy to treat corona infection. recently, hydroxychloroquine (hcq), a well-known drug for malaria, has been repurposed, which brought attention to potentially helping patients to recover from covid-19. also, it has been used in the combination therapy and reaches to the trials such as; hydroxychloroquine with mivermectin (patr ı & fabbrocini, 2020), hydroxychloroquine with azithromycin (magagnoli et al., 2020) , hydroxychloroquine with nitazoxanide (amawi et al., 2020) , etc. however, these have not shown expected outcomes and associated with issues like high mortality rates and increased frequency of irregular heartbeat. as per who reports, these hcq based combination therapies took major setbacks after not performing significantly in clinical trials. hence in present work, we propose a drug conjugate of noscapine along with major antiviral drugs in repurposing trials (chloroquine, hydroxychloroquine, umifenovir, favlplravir, and galidesivir) . noscapine is an approved antitussive drug for the treatment of cough through simulating the lung linings. it is known to inhibit bradykinin enhanced cough response (ebrahimi et al., 2003) . we are aware of the fact that the primary target for sars-cov is the lungs, and noscapine has been widely used to inhibit bradykinin, eventually inhibiting inflammation and lung damage (ebrahimi, 2020) . hence it makes it sense to conjugate noscapine with antiviral drugs, which can decrease the severe symptoms due to the lung damage; this can overcome the setbacks of previous combinations therapies, including hcq conjugations, by attenuating the high mortality rates due to covid-19. noscapine is known to obtain from the naturally occurring opium poppy (papaver sominiferum) medicinal plant, and it is characteristically a non-toxic phthalide-isoquinoline alkaloid (aneja et al., 2006) . we aimed to design the combinatorial therapy against the main protease (mpro or 3clpro) enzyme, a key regulator of the life cycle of the coronavirus. mpro is essential for the replication of the virus as it processes the polyproteins that are translated from the viral rna to yield functional viral proteins (chen et al., 2020) . this makes the mpro enzyme a potential drug target to combat coronaviruses. this fact has led to some of the research groups to develop a potential inhibitor to the protease (mengist et al., 2020; zhang et al., 2020) , . these inhibitors prevent the replication of the virus after entering into the host cells. mpro protease inhibitors are reported to modify the polypeptides essential for sars-cov-2 infection and progression in the host. also, our group has recently reported the potent interaction of noscapine analogs and subsequent inhibition of the mpro protease of the sars-cov-2 (kumar, kumari, et al., 2020) . with detailed literature, we designed and analyzed the noscapine conjugates with antiviral drugs (chloroquine, hydroxychloroquine, favipiravir, and galidesivir that are currently being clinically tested (table 1 ). the molecular binding affinity of conjugates to inhibit the mpro has been evaluated using high throughput computational assays. the molecular dynamics studies have been widely used in modern drug discovery and development. computer-aided drug design has been employed to annotate the molecular binding mechanism of drugs to their specific targets (singh et al., 2019; , . in many studies, advanced molecular docking approach has been harnessed to screen an extensive library, define the binding affinity of drugs and to elucidate the involved molecular interactions in the complexation of the ligand with receptor protein chaudhary et al., 2020) , . molecular dynamics (md) analysis helps to insight into the binding mechanism of the drugs through the root-mean-square deviation (rmsd), radius of gyration binding energy calculations, and relevant calculations (kumar, sood, sharma, et al., 2020; kumar, sood, tomar et al., 2020; singh et al., 2016; ., . with employing these advanced computational approaches, deigned noscapine conjugations with antiviral drugs were examined to derive the highly efficient combination against the mpro of sars-cov-2 for further validation with experimental lab assays. 2.1. drug target main protease (mpro) of sars-cov-2 retrieval and structural assessments the main protease regulatory enzyme of sars-cov-2 has been reported to play an essential role in coronavirus infection and progression in the host (xue et al., 2008) . to design the drug therapy against mpro, a three-dimensional crystal structure of mpro was retrieved from the protein data bank (pdb id 6lu7 we have designed the noscapine based antiviral cognates with antiviral drugs in trials (chloroquine, umifenovir, hydroxychloroquine, favlplravir, and galidesivir) . noscapine is reported possess the appeased effects on lung and respiratory infection with its antitussive properties (kim et al., 2019) . noscapine conjugates were drawn using the chemdraw software and assessed for their compatibility and deformation. the molecular interaction analyses of all conjugates were performed with the mpro to illustrate their binding affinity. to perform the docking calculations, the target mpro was prepared and optimized by the whatif server (vriend, 1990) . mpro was confined to add missing hydrogen atom, amino acid chain, any other unwanted chain and removing the water molecules. similarly, ligand files of noscapine-antiviral conjugates were prepared and optimized for any missing atom and chain. the molecular docking was performed using the hex 8.0 fast fourier algorithm-based module (macindoe et al., 2010) . by incorporating the binding sites, grid box in all axes to mpro was formed and ligand files were inserted to the server. the receptor grid was set to 0.6 å for x, y, and z coordinates of mpro structure. the translational step, twist range of 360 and protein flip ranges were set as per the molecular docking manual. moreover, to strengthen our results, we redocked the high-rank noscapine conjugate with another molecular docking tool with the swissdock server. swissdock works on the basis of the eadock dss algorithm with curated scripts of receptors and ligands (grosdidier et al., 2011) . from the obtained various docked conformation of mpro-conjugates, the model with the lowest energy was analyzed for the binding mechanism by protein-ligand profiles (laskowski & swindells, 2011; salentin et al., 2015) , . the model with the lowest docked energy score in all drug conjugates was selected for molecular dynamics simulation analysis. to mechanistic insights into the binding of the conjugate (nos-hcq), the molecular dynamics simulation analysis was performed. md simulations were implemented through gromacs v5.0 under the force field gromos96 54a7 having water model spc216 along with the time step of 1 fs for 100 ns . we investigated the atomic motions, conformational changes, structural stability, and binding energy contributing to the binding of the ligand to the target molecule. in an explicit water solvent, internal atomic motion simulation was initiated. the binding complex of nos-hcq conjugate was solvated in the octahedron system and stretched to 10 å in all directions. the complex operation was minimized through four steps, and all atoms were fixed. in the minimization process 2000 steepest descent steps were executed, and all atoms were relaxed at 300 k with one atmospheric pressure in boundary states. npt ensembles, along with periodic boundary conditions, were utilized to carry out md simulations. a cut-off of about 12 å was used in order to manage the vander waals forces. the particle mesh ewald model having a cut-off of 14 å was further utilized to calculate the electrostatic interactions. the obtained trajectory for 100 ns md simulation run was analyzed for root mean square deviation (rmsd), root mean square fluctuations (rmsf), hydrogen bond analyses, solvent accessible surface area analysis (sasa) and radius of gyration (rg) plot analysis (grant et al., 2006) . also, the native contacts, along with the principal component analysis (pca), cross-correlation map analyses were performed throughout the simulation run (mcgibbon et al., 2015) . moreover, the binding energy calculation lead conjugate with mpro was investigated through the reaction coordinates analysis. it determined the ligand compatibility with threshold energy and the progression of ligand for stabilized binding with the target receptor. a total of 1000 frames of interactions complex trajectory was analyzed for binding energy computation. the equation employed for the calculation is dgcomplex, dgreceptor, dgligand represents the binding energy of complex, binding energy receptor, binding energy of ligand. 3.1. sars cov-2 mpro enzyme as a potential target sars coronavirus is an enveloped positive-stranded rna virus, which majorly affects the respiratory system and enteric system (graham et al., 2013) . sars-cov-2 infection and progression in the host are regulated by multiple structural proteins. among various structural proteins, the main protease enzyme of coronavirus is reported to play significant roles in viral replication through proteolytic machinery and involved in transcription, translation, and amplification of viral proteins (paules et al., 2020) . mpro enzyme is of size 306 amino acids and possesses high similarity with protease enzyme from different human and animal by sequence analysis. the protein annotation results depicted mpro has various roles in coronavirus viz; a nucleic acid-binding domain of sars coronavirus, polyprotein cleavage domain, coronavirus endopeptidase, corona nsp16, nsp7 and nsp9 replication implication regulatory roles, reported through pfam annotation database. moreover, 3 d structural analysis of mpro by the cath server showed it consisted of beta-barrel and alpha domain (figure 1 ). the secondary structural analysis by the dssp server showed it comprised of 24% alpha-helices (10 helices, 75 residues) and 27% beta-barrel sheets (19 strands). these significant analyses along with the literature survey, suggested the mpro enzyme as a potential target to design the covid-19 therapeutic drugs. moreover, prior to molecular binding analyses the 3 d structure of the mpro enzyme was assessed for structural conformations and physicochemical by ramachandran plot and saves server. the ramachandran plot analyses depicted 90.6% residues are in the favorable region, and 9.1% residues and 0.4% residues are in the outlier region of the plot. the local quality assessment showed good structural quality factors with high homology (0.1 to 0.7 å) with the native structures in database of 160,954 known protein structures. with noscapine significant roles in lung linings and dilation and coronavirus movements into the lung cells evokes the cytokine storm and leads to neutrophilic infiltration and other implication (martin & ernst, 2003) . hence, it was essential to investigate the effectiveness of antitussive noscapine in conjugation with antiviral drugs against mpro. we chose and designed the noscapine conjugation with potential antiviral drugs (chloroquine, umifenovir, hydroxychloroquine, favlplravir and galidesivir) using the chemdraw and simultaneously assessed their applicability and conformations. for molecular docking, both receptor mpro and ligand files of noscapine conjugates were prepared for molecular docking using the whatif prepdock module and ligprep server. for performing the molecular docking, binding site of mpro enzyme-n3 inhibitor crystal structure, recently submitted to the protein data bank, was analyzed for binding sites and insights into the molecular mechanism of inhibition by drugs . similar binding sites were employed for performing the molecular docking of the noscapine conjugations with the target mpro of coronavirus using the hex 8.0 and swissdock servers. the molecular docking was performed using hex 8.0, which works based on a fast fourier transform by spf shape-density correlations, and results were recalculated with electrostatic association additionally. first, we have performed the molecular docking analysis of drug alones which depicted the high binding score for hydroxychloroquine with à301.08 kj/mol, among all drugs. further we assessed their drug likeliness properties of all drugs, none of them violated lipinski rule of five except galidesivir which has six hydrogen donor groups (table 2) . taking these results altogether, we performed the docking for all conjugates. interestingly, obtained results showed the strong binding of noscapine conjugates with mpro of coronavirus. the nos-hcq conjugate depicted the most substantial binding with an energy score of à410.09 kj/mol, among all conjugates. besides, to assess the effectivity of noscapine (singlet state) against the mpro, it was also docked using the same grid, which showed the binding score of à292.42 kj/mol, larger than the known molecule n3 molecule bound to mpro with binding score of à260.78 kj/mol. it can be seen from the molecular binding analyses that hydroxychloroquine depicted the high binding score in drug alone analyses, whose binding efficiency was enhanced by conjugation of noscapine by about double with a docking score of à410.09 kj/mol to mpro (table 3) . moreover, lead conjugation of nos-hcq does not found to follow the drug likeliness lipinski rule of five for high molecular weight and hydrogen bond acceptor groups with combinations of two drugs. in addition, to strengthen our results, we redocked the all conjugates with mpro using the swissdock module. the outcomes affirmed the highest efficacy of nos-hcq conjugate with binding dg energy score of à10.01 kcal/mol and combined full fitness score of à1025.72 kcal/mol, among all noscapine conjugates (figure 2 ). with these significant results, it can be attributed that nos-hcq conjugate has a high potential to bind the target mpro enzyme and further can be used as effective therapeutics for sars-cov-2. the detailed characterization of contacts of noscapine conjugates is vital to recognize the interaction pattern of ligands for stringent binding to target mpro. the protein-ligand profiler was employed to determine the non-covalent contacts of complex systems. the mpro structural domain analysis by the cath server showed it forms majorly three ligand-binding domains and one additional domain. the globular structure analysis by chimera modeling application suggested the plausibly first domain from ser1-pro96, second binding remained confined to domain-2 and domain-3 ( figure 4 ). from these contact analyses of all conjugates, it can be attributed that nos-hcq conjugate has high affinity and wide molecular contacts for major domains of mpro, among all conjugates. moreover, it was further studied through molecular dynamics to get insight into inhibitory patterns and efficacy to combat the mpro enzyme of coronavirus. the binding affinity of the nos-hcq conjugate was investigated by the molecular dynamics simulation analyses for 100 ns. the stable binding of nos-hcq along with protein dynamics in the target mpro was assessed through the gromos96 54a7 force field with water model spc216 consisting time step of 1 fs. the obtained trajectory was solvated in the octahedron box in an explicit water state to provide sustainable conformations. the system minimization was done for 2000 steps by the steepest descent program and further 300 steps by conjugated gradient method through inserted force fields. the root means square deviation (rmsd), root means square fluctuation (rmsf), and radius of gyration (rg) were computed for the resulting trajectory to assess the stable binding of lead combination (nos-hcq) with mpro of coronavirus. moreover, to compare and determine the boosting power and synergetic contribution, md simulation was also performed for the singlet state of mpro. the steep rmsd variation can be considered an implication of a malleable and instinctive protein. the rmsd (average backbone range of complex system) for the frames of native contacts with target mpro depicted the stable binding of lead nos-hcq conjugate to mpro with fluctuation in the range of 0.2-0.55 nm and for mpro singlet state fluctuation in the range of 0.15-0.81 nm ( figure 5) . interestingly, rmsd of the complex system was more stabilized than the native form of target receptor mpro. moreover, the secondary structure analysis showed the compelling flexibility in terminal residues and other loops of beta linker segments of the mpro (residues 189-2998) to about 0.21 nm and mpro-conjugate (residues 130-140 and 189-299) to about 0.1-0.2 nm. also, we found the residues 130 to 299 have comparatively lesser discrepancies in rmsf statistics, which are corresponding to the interacting segment of the mpro-conjugate complex after md simulation. interestingly, the binding region for lead conjugation before md simulation was also within the residues 137 to 298, which remains the same after simulation, suggesting a strong binding of nos-hcq towards the mpro and provides stability to the mpro-conjugate. after that, the obtained trajectory was computed to evaluate the radius of gyration of the mpro and compared with the noscapine singly. the lead combination with the mpro protein showed the rg fluctuation in the range of 2.12-2.26 nm and for mpro in range of 2.14-2.33 nm and demonstrated the stable and robust binding of nos-hcq with mpro ( figure 5) . furthermore, similar outcomes were obtained by sasa computation, which represented the solvent-accessible protein surface, and various orientations through the folding and proceeding to alterations in buried and exposed regions of the surface area of the protein complex. similar observations were determined through sasa analysis representing the solvent defined protein surface and its orientation through folding, making the alterations in the exposed and remains same as before till 100 ns ( figure 5 ). here, mpro-noshcq solvation profile shows a convincing sasa value suggesting a stable structure and sturdy binding. also, the secondary structure analysis of complex trajectory and native mpro trajectory was performed by employing the dssp tool of gromacs. the cluster analyses of both depicted the conformational changes before and after the simulation run. mpro-noshcq and mpro were consisted of mainly conserved b-sheets along with loops of b linker segments and other random coil regions infused with the various bend, a-helices, turn and b bridges. the observations of both plot analyses showed the mpro rationale unfolded and implemented surface with b-sheets to bind stably with lead conjugation nos-hcq. binding energy landscape mm/pb (gb) surface area (sa) calculations were performed to estimate the lead conjugation binding affinities to mpro protein. the system was found to be the most favorable in terms of the sum of various binding energy computations. mm/gbsa free binding energy calculations were executed with two fifty frames dynamically equilibrated for the stabilized trajectory of the mpro-noshcq complex system between 75 ns to 80 ns. the electrostatic energy distribution in molecular mechanics was obtained through the high vander waal energy (vdw) à203.87 ± 15.81 kj/mol, electrostatic energy à1077.91 ± 171.34 kj/mol and total binding energy of à1281.78 ± 179.25 kj/mol, which are considered as most significant contributor in the binding of ligand (nos-hcq conjugation) to the target protein. the polar solvation energy (pbsol) was calculated to be à8915.14 ± 210.92 kj/ mol, which added a vital contribution to the stable binding of the ligand to target protein. further, the stability and flexibility of the binding of nos-hcq with mpro were strengthening with the stabilized run of trajectory with set nvt parameters. the average temperature for both native mpro and in conjugation was close to 300 kelvin; average pressure was found to be close to 1.4 bars and an average density of 993.5 kg/m3 ( figure 6 ). these outcomes through 100 ns md simulation suggested the stable binding of lead combination with significant contribution of binding energy to the target mpro of the coronavirus. also, the energy work profile of ligand binding and mpro protein dynamics was investigated by smd trajectory based on jarzynski relationships in molecular dynamics simulation. the reaction coordinate work profile demonstrated the contribution of binding energies in potential interaction. the calculated work profile for ligand binding through the reaction coordinates stated the stabilized coupling with energy contribution reached a free energy profile of 100 kcal/mol at an rc value of 33 å and sustained throughout binding with the less flexible atomic motions. in the early stages, it reached to the maximum value and stabilized at 100 kcal/mol with hydrogen bonds and reached to work profile of 130 kcal/mol at rc 70 å in later stages. the atomic energy profiles for mpro-nos-hcq reaction coordinates showed an average radius of 1.88 å, with overall priority of conjugated reaction progression about 91.84%. along with the binding energy calculations, hydrogen bond consistency and dynamic contribution of bound nos-hcq revealed the involvement of a high number of hydrogen bonds throughout the simulation run for both native mpro and complex system ( figure 6 ). mpro formed an average of 550 hydrogen bonds with the lead combination during the simulation and played an essential role in the selectivity of intermolecular interactions. these outcomes through the md simulation signified for the stable binding of nos-hcq conjugation in correlation with molecular docking results. the principal component analysis (pca) was performed to insight into the binding clusters variances analyses of the complex system. the binding cluster frames were categorized into two coordinate clusters in black and red color. pca calculations of the atomic backbone of the complex system were computed by three conformations pc1, pc2, and pc3 by normal mode molecular dynamics. obtained results showed that the pca cluster possesses the highest variability of 30.2% by binding of lead combination to mpro in terms of internal motions of trajectory. after that, pc2 statistics depicted the minimal variability with 14.43%, and consequently, pc3 calculations 9.64% and suggested the stabilized binding with eigen scores and minimal atomic motions variability of nos-hcq in complexation with mpro (figure 7) . both the conformations in two groups in different pca analyses were superimposed and aligned, as shown in figure 7d . the pca trajectory analyses showed a conformational change in clusters from the first blue cluster to white cluster progressively to red color cluster, similarly recovered from first cluster (black color) to second cluster (red color) through simple clustering in pc subspace (figure 8) . furthermore, the dynamical residue cross-correlation map (dccm) analysis was performed, which depicted the pairwise correlation of atomic coordinates of nos-hcq to the mpro through the magnitude of pairwise cross-correlation coefficient. the map showed the correlation residues (>0.8) of the complex system in blue color, and anti-correlated residues (<-0.4) depicted in red color. the highly pairwise correlated residues (light blue color) of complex trajectory in the map showed the stable binding of ligand file nos-hcq. the outcomes were also found in correlation with optimal secondary structures of complex protein dynamics during the md simulation run. the binding ability of nos-hcq towards the mpro and its essence for coronavirus for replication and regulation suggests the potency of nos-hcq and possible role in covid-19 clinical drug development. with the computational rationalization of lead conjugate nos-hcq against the mpro, we propose the plausible scheme of chemical synthesis. the drug conjugates of noscapine 1 and selected re-purposed small molecules drugs depict the feasible tentative synthetic methodology (scheme 1). earlier in 2006, our research group developed a series of microtubule-interfering halogenated noscapine analogs that perturb mitosis in cancer cells followed by cell death. iodo-nos 2 was one of the crucial analogs of halogenated noscapine. 9-iodo-nos was synthesized by the iodination of noscapine 1 using pyridine-iodine chloride in acetonitrile solvent with a 75% yield (aneja et al., 2006) . the target compound 5 can be achieved by the application of a well-known stille metal cross-coupling reaction. compound 3, organostannanes, which can act as a precursor for the stille cross-coupling reaction, can be achieved via radical pathways in the presence of snme 3 , dipea (base) and mecn (solvent) (chen et al., 2016) . the presence of the chloro group at hydroxychloroquine 4 facile stille coupling reaction to take place at ease. the pd(pph 3 ) 4 catalytic system with copper(i) iodide and cesium fluoride in dmf is most effective for coupling iodides. copper(i) iodide and cesium fluoride combination facile the synthesis of sterically hindered systems such as 5 (figure 9 ). we report the efficient combinatorial therapy by conjugating the noscapine (antitussive drug) with potential hydroxychloroquine (nos-hcq) against the sars-cov-2, through the computational assays with insights into the experimental results. the conjugate nos-hcq showed the most definite binding affinity towards the mpro, among the various noscapine based conjugates with (chloroquine, umifenovir, favlplravir, and galidesivir). noscapine (natural source opium poppy) is deemed to form the conjugation with antiviral drugs in trials against sars-cov-2. the molecular docking assays depicted that by conjugation binding affinity score almost doubled with nos-hcq than with noscapine in the singlet state. the binding mechanism analyses of all conjugations illustrated that the lead conjugation (nos-hcq) has strong binding to three major domains of mpro. moreover, md simulation analyses of the trajectory (mpro-nos-hcq) for 100 ns in explicit solvent depicted the stable binding of nos-hcq conjugate to mpro with minimal conformational variations in rmsd and rg plots. we reveal the drug binding with three major domains of mpro has high reaction coordinate completion efficacy (energy work profiles) with a significant contribution of immense binding energies and meticulous atomic level stabilization. the dccp and pca analyses confirmed the pivotal interactions and stabilize the binding of lead conjugation with mpro. besides rationalizing the combinatorial drug therapy, our study provides the fundamental plausible route of chemical synthesis of nos-hcq conjugate. this work paves the way for boosting the current medications into the effective combinational strategy to bind target mpro strongly, which can enhance the inhibitory action of drugs and contributes to fighting against the pandemic covid-19 with saving time, cost with minimal time screening in the current emergency. further, the warranted lead drug conjugation needs to be validated experimentally in laboratories and clinical trials. the authors declare no competing financial interest. covid-19 pandemic: an overview of epidemiology, parthenogenesis, diagnostics and potential vaccines and therapeutics synthesis of microtubule-interfering halogenated noscapine analogs that perturb mitosis in cancer cells followed by cell death remdesivir for the treatment of covid-19-preliminary report 4-bromo-4'-chloro pyrazoline analog of curcumin augmented anticancer activity against human cervical cancer, hela cells: in silicoguided analysis, synthesis, and in vitro cytotoxicity synthesis of aryl trimethylstannanes from aryl halides: an efficient photochemical method emerging coronaviruses: genome structure, replication, and pathogenesis in silico oncology drug repositioning and polypharmacology individualized networkbased drug repositioning infrastructure for precision oncology in the panomics era drug repurposing: new treatments for zika virus infection? chloroquine and hydroxychloroquine as available weapons to fight covid-19 favipiravir, an antiviral for covid-19 noscapine, a possible drug candidate for attenuation of cytokine release associated with sars-cov-2. drug development research interaction of noscapine with the bradykinin mediation of the cough response human coronavirus: host-pathogen interaction breakthrough: chloroquine phosphate has shown apparent efficacy in treatment of covid-19 associated pneumonia in clinical studies a decade after sars: strategies for controlling emerging coronaviruses bio3d: an r package for the comparative analysis of protein structures swissdock, a proteinsmall molecule docking web service based on eadock dss structure of mpro from covid19 virus and discovery of its inhibitors natural bis-benzylisoquinoline alkaloids-tetrandrine, fangchinoline, and cepharanthine, inhibit human coronavirus oc43 infection of mrc-5 human lung cells understanding the binding affinity of noscapine with protease of covid-19 using md simulation at different temperature multiepitope subunit vaccine to evoke immune response against acute encephalitis antimicrobial peptide designing and optimization employing large-scale flexibility analysis of protein-peptide fragments preclinical evaluation and molecular docking of 1, 3-benzodioxole propargyl ether derivatives as novel inhibitor for combating the histone deacetylase enzyme in cancer ligplot þ : multiple ligand-protein interaction diagrams for drug discovery procheck: a program to check the stereochemical quality of protein structures therapeutic options for the 2019 novel coronavirus (2019-ncov) research and development on therapeutic agents and vaccines for covid-19 and related human coronavirus diseases hexserver: an fft-based protein docking server powered by graphics processors outcomes of hydroxychloroquine usage in united states veterans hospitalized with covid-19 antiviral agents from plants and herbs: a systematic review mdtraj: a modern open library for the analysis of molecular dynamics trajectories designing of improved drugs for covid-19: crystal structure of sars-cov-2 main protease m pro stereochemical quality of protein structure coordinates hydroxychloroquine and ivermectin: a synergistic combination for covid-19 chemoprophylaxis and treatment? coronavirus infections-more than just the common cold identification of a novel coronavirus causing severe pneumonia in human: a descriptive study plip: fully automated protein-ligand interaction profiler designing of a novel indoline scaffold based antibacterial compound and pharmacological evaluation using chemoinformatics approach a novel peptide thrombopoietin mimetic designing and optimization using computational approach mechanistic interaction study of bromo-noscapine with bovine serum albumin employing spectroscopic and chemoinformatics approaches antibacterial and pharmacological evaluation of fluoroquinolones: a chemoinformatics approach what if: a molecular modeling and drug design program structures of two coronavirus main proteases: implications for substrate binding and antiviral drug design larmd: integration of bioinformatic resources to profile ligand-driven protein dynamics with a case on the activation of estrogen receptor crystal structure of sars-cov-2 main protease provides a basis for design of improved a-ketoamide inhibitors network-based drug repurposing for novel coronavirus 2019-ncov/ sars-cov-2 a novel coronavirus from patients with pneumonia in china £-nk and aa contributed equally. n.k, a.a., d.s., r.c., and n.s. designed the studies. n.k., d.s., and a.a, a.k., carried out the in silico experiments. n.k, a.a., a.g., and d.s. wrote the manuscript. no potential conflict of interest was reported by the authors. key: cord-318048-6nvi63rq authors: arshad, usman; pertinez, henry; box, helen; tatham, lee; rajoli, rajith kr; curley, paul; neary, megan; sharp, joanne; liptrott, neill j; valentijn, anthony; david, christopher; rannard, steve p; o’neill, paul m; aljayyoussi, ghaith; pennington, shaun; ward, stephen a; hill, andrew; back, david j; khoo, saye h; bray, patrick g; biagini, giancarlo a; owen, andrew title: prioritisation of anti‐sars‐cov‐2 drug repurposing opportunities based on plasma and target site concentrations derived from their established human pharmacokinetics date: 2020-05-21 journal: clin pharmacol ther doi: 10.1002/cpt.1909 sha: doc_id: 318048 cord_uid: 6nvi63rq there is a rapidly expanding literature on the in vitro antiviral activity of drugs that may be repurposed for therapy or chemoprophylaxis against sars‐cov‐2. however, this has not been accompanied by a comprehensive evaluation of the target plasma and lung concentrations of these drugs following approved dosing in humans. accordingly, ec(90) values recalculated from in vitro anti‐sars‐cov‐2 activity data was expressed as a ratio to the achievable maximum plasma concentrations (cmax) at an approved dose in humans (cmax/ec(90) ratio). only 14 of the 56 analysed drugs achieved a cmax/ec(90) ratio above 1. a more in‐depth assessment demonstrated that only nitazoxanide, nelfinavir, tipranavir (ritonavir‐boosted) and sulfadoxine achieved plasma concentrations above their reported anti‐sars‐cov‐2 activity across their entire approved dosing interval. an unbound lung to plasma tissue partition coefficient (k(p)u(lung)) was also simulated to derive a lung cmax/ec(50) as a better indicator of potential human efficacy. hydroxychloroquine, chloroquine, mefloquine, atazanavir (ritonavir‐boosted), tipranavir (ritonavir‐boosted), ivermectin, azithromycin and lopinavir (ritonavir‐boosted) were all predicted to achieve lung concentrations over 10‐fold higher than their reported ec(50). nitazoxanide and sulfadoxine also exceeded their reported ec(50) by 7.8‐ and 1.5‐fold in lung, respectively. this analysis may be used to select potential candidates for further clinical testing, while deprioritising compounds unlikely to attain target concentrations for antiviral activity. future studies should focus on ec(90) values and discuss findings in the context of achievable exposures in humans, especially within target compartments such as the lung, in order to maximise the potential for success of proposed human clinical trials. coronavirus 2019 (covid-19) is a respiratory disease caused by severe acute respiratory syndrome coronavirus 2 (sars-cov-2) infection. fever, a persistent cough and respiratory symptoms are common, with some patients reporting vomiting, nausea, abdominal pains and diarrhoea (1) . to date, no specific treatment is available, and this has resulted in significant morbidity and mortality globally. according to the international clinical trials registry platform search portal, 927 clinical trials for covid-19 have been registered (2) . this rapidly expanding pandemic warrants the urgent development of strategies, particularly to protect people at high risk of infection. repurposing currently available drugs that have been utilised clinically with a known safety profile, is the quickest way to address this serious unmet clinical need. antiviral drugs are urgently required for treatment of patients with mild/moderate disease to prevent the worsening of symptoms and reduce the burden upon healthcare systems. however, a different approach is likely to be needed for patients that are already in a critical state, due to the immune dysregulation which is so apparent in severe cases (3) . previous investigations have shown that the entry by sars-cov-2 occurs via the angiotensin converting enzyme 2 (ace2) receptor (4). a study on normal lung tissue showed that 83% of ace2-expressing cells were alveolar epithelial type ii cells (5), highlighting the lungs as the primary target organ that facilitate viral invasion and replication. furthermore, the ace2 receptor is also highly expressed in gastrointestinal epithelial cells, with sars-cov-2 rna observed to be present in stool specimens of patients during infection (1, 6) . a recent retrospective analysis of 85 patients with laboratory-confirmed covid-19 also indicated that sars-cov-2 infects human kidney tubules and induces acute tubular damage in some patients (7). furthermore, 2-11% of patients with covid-19 exhibit liver comorbidities (8). of note is an observation of sars and middle east respiratory syndrome (mers) having a tropism to the gastrointestinal tract (9) and causing liver impairment in addition to respiratory disease. the genomic similarity between sars-cov-2 and sars-cov (79.6% sequence identity) would imply that the current virus would act in a similar manner and be present within the body systemically (10-12). therefore, treatment options that provide therapeutic concentrations of drug(s) within the systemic circulation and other affected organs are likely to be required. in the absence of a vaccine, antiviral drugs could also be deployed as chemoprophylaxis to protect against infection and would present an essential tool for protecting healthcare staff and other key workers, as well as household contacts of those already infected. for chemoprevention drugs will need to penetrate into the multiple sites where sars-cov-2 infection occurs, and do so in sufficient concentrations to inhibit viral replication (13). this may include the mucous membranes present in the nasal cavity and throat, the this article is protected by copyright. all rights reserved ocular surface, tears and the upper respiratory tract/lungs (14, 15). however, therapeutic concentrations may not be needed in the systemic circulation for chemoprophylaxis, but this is yet to be determined. although difficult and scarcely studied, work in animals has shown that the size of the inoculum of other respiratory viruses such as influenza is associated with the severity of the resultant disease (16, 17). reports with sars-cov-2 indicate that higher viral loads are indicative of poorer prognosis and correlate with the severity of symptoms, with viral load in severe cases reported to be 60 times higher than that of mild cases (18, 19) . in light of this, even if a chemoprophylactic drug reduced inoculum size without completely blocking transmission, major benefits for morbidity and mortality may still be achievable. many ongoing global research efforts are focussed on screening the activity of existing compounds in vitro in order to identify candidates to repurpose for sars-cov-2. however, current data have not yet been systematically analysed in the context of the plasma and target site exposures that are achievable after administration of the approved doses to humans. the purpose of this work was to evaluate the existing in vitro anti-sars-cov-2 data to determine and prioritise drugs capable of reaching antiviral concentrations within the blood plasma. accepted physiologically based pharmacokinetic (pbpk) equation were also used to predict the expected concentration in lung (20-22), in order to assess the potential of these drugs for therapy in this key disease site and the potential for chemoprevention. to identify compounds and their relevant potency and pharmacokinetic data, we performed a literature search on pubmed, google scholar, biorxiv, medrxiv, and chemrxiv. the following search terms were used for in vitro activity data -(covid-19 or sars-cov-2) and (ec50 or ic50 or antiviral). for pharmacokinetic data (cmax or pharmacokinetics) was used along with the drug name for drugs with reported anti-sars-cov-2 activity (up to 13 th april 2020). further clinical pharmacokinetic data were obtained from the food and drug administration (fda), the european medicines agency (ema) and through publications available online. inhaled medications were excluded from all analyses because the purpose was to assess systemically administered medicines. an indication of the degree to which candidate drugs are expected to accumulate in lung (a presumed site of primary efficacy and for prevention of sars-cov-2 infection) was provided by calculation of unbound accepted article lung to plasma tissue partition coefficient (k p u lung ) according to the methodology of rodgers and rowland (20-22). equations therein were implemented in the r programming environment (version 3.6.3) and are replicated in the supplementary methods. briefly, the physicochemical properties of the drug (pka, log p, classification as acid/base/neutral) and in vitro drug binding information (fraction unbound in plasma, blood to plasma ratio), in combination with tissue-specific data (lipid content, volumes of intra/extracellular water etc.) were used to predict tissue k p u values. measured log p and pka values were used where available but substituted with calculated values where necessary and all parameter values used for the calculations for each drug, and their references/sources, are provided in supplementary table 1 . k p u lung values were converted to k p_lung by multiplying by fraction unbound in plasma to allow estimation of lung exposure from in vivo measurements of plasma cmax concentration. a similar analysis was conducted to assess the tissue distribution into other tissues. in the absence of observed tissue distribution data, the rodgers and rowland method is an accepted means to provide initial estimates of tissue partitioning for pbpk modelling. however, there are known limits on accuracy with predicted k p u by the rodgers and rowland method generally reported to be within 2-3 fold of observed tissue k p u values (20-22). this was confirmed for a limited number of drugs within the current dataset for which measure k p values for lung were available from animal studies in the literature (see data analysis below). since in the majority of papers only an ec 50 value was available, concentration-response data were digitised using the web plot digitizer® software. graphs were then replotted in sigmaplot 14.0 (systat software, inc.) and curves were fitted to confirm ec 50 values and determine ec 90 values. a cmax/ec 50 and cmax/ec 90 ratio was then calculated for each drug for which previous evidence of clinical use in humans and availability of human pharmacokinetic data were available. lung and other tissue k p u values were used in combination with reported cmax values to derive an estimate of lung exposure at cmax for each drug. for a subset of molecules, the absence of available physicochemical or plasma protein binding parameters prohibited derivation of a k p u estimate. for the remaining drugs, a lung (or other tissue) cmax/ec 50 and lung cmax/ec 90 was calculated. published plasma concentration-time data for the most promising candidates were then digitised (where available) and replotted to visually represent human pharmacokinetics relative to the calculated ec 50 and ec 90 data. equivalence between values for the predicted lung k p and those observed in vivo was undertaken for drugs with available animal lung and plasma concentration data. for this analysis, animal lung concentration data were available for anidulafungin (rat), bazedoxifene (rat), chloroquine (three albino rat studies), favipiravir (monkey), hydroxychloroquine (two albino rat studies), nitazoxanide (mouse), tamoxifen (rat), accepted article cyclosporine (rat), ritonavir (rat), azithromycin (mouse), dolutegravir (mouse), gilteritinib (albino rat), and lopinavir (rat) (23-32). agreement between the predicted and measured k p was assessed by simple linear regression and by constructing bland-altman plots, the limits of agreement (mean ± 2 standard deviation) were included in these plots as previously described (33). we identified 14 key studies that detailed the antiviral activity of 71 compounds ( nitazoxanide. however, it should be noted that for amodiaquine, atazanavir, chloroquine, hydroxychloroquine, lopinavir, mefloquine, nelfinavir, remdesivir and toremifene, more than one ec 50 value had been reported across the available literature and these were not always in agreement ( figure 1a ). moreover, this variability in reported ec 50 values sometimes resulted in cmax/ec 50 ratios giving a different estimation of the likely value of the molecule. meaning that for the same drug, the cmax/ec 50 ratio could be above or below 1 ( figure 1b) table 1 . this article is protected by copyright. all rights reserved simulated exposure relative to reported anti-sars-cov-2 activity in lung and other tissues lung k p u was simulated for all molecules for which the necessary physicochemical properties and in vitro drug binding information were available. regression and bland-altman plots were first used to assess the agreement between predicted lung k p and that observed in previously published animal studies for drugs with available prior data. good agreement was observed across the available drugs with the exception of choloroquine. an r 2 = 0.86 was observed in linear regression when chloroquine was excluded, but decreased to r 2 = 0.22 when included (supplementary figure 2a) . similarly, good agreement between measured and predicted kp was observed by bland-altman analysis for all data points with the exception of one chloroquine measurement (supplementary figure 2b ). k p u lung was then used along with fraction unbound in plasma (fu) and plasma cmax values to calculate a predicted cmax/ec 50 ( figure 4 ) and cmax/ec 90 in lung (data not shown). tissue cmax/ec 50 ratios are also shown for other tissues in figure 5 . for 4 drugs, ebselen, merimepodib, niclosamide and remdesivir, the fraction unbound data were unavailable. for 6 other drugs, benztropine, indinavir, loperamide, nelfinavir, saquinavir and toremifene, the blood to plasma ratios were unavailable. for a further 4 drugs, camostat, emetine, fluspirilene and umifenovir, both fraction unbound and blood to plasma ratios were unavailable. therefore, these drugs were excluded from the analysis. a total of 18 drugs with available data were predicted to give concentrations in lung above at least one of their reported ec 50 against sars-cov-2 ( figure 4 ) and 8 of these were predicted to exceed their ec 50 by more than 10-fold. the rank order of lung cmax/ec 90 ratio was chloroquine > atazanavir (ritonavir boosted) > tipranavir (ritonavir boosted) > hydroxychloroquine > mefloquine > ivermectin > lopinavir (ritonavir boosted) > azithromycin > nitazoxanide > ritonavir > gilteritinib > amodiaquine > imatinib > oxprenolol (data excluded due to this analysis only being possible for 33 of the 56 drugs). this article is protected by copyright. all rights reserved the systematic development of mechanism-based inhibitors for key targets involved in viral replication or pathogenesis is likely to result in highly effective and safe medicines in the coming years. however, the repurposing of already approved medicines in antiviral treatment or chemoprevention strategies is undoubtedly the fastest way to bring forward therapeutic options against the urgent unmet need posed by sars-cov-2. a range of different drugs and drug classes have been demonstrated to display varying degrees of antiviral activity against sars-cov-2 in vitro, and many of these drugs are already licenced for use in humans for a range of indications. however, currently the data emerging from global screening efforts are not being routinely benchmarked and prioritised against achievable concentrations after administration of doses proven to have acceptable safety profiles in humans. the current analysis indicates that only 12 drugs with reported antiviral activity are likely to achieve plasma exposures above that required for antiviral activity for at least some of their dosing interval. notably, neither chloroquine, hydroxychloroquine nor lopinavir/ritonavir exhibited a sustained plasma concentration above their reported sars-cov-2 ec 90 across their reported dosing interval. ultimately, the implications of this for therapy will depend upon whether systemic suppression is a prerequisite for a reduction in morbidity or mortality, but this does raise some concern for ongoing trials with these drugs (chloroquine: nct04323527; nct04333628, hydroxychloroquine: nct04316377; nct04333225; nct04307693 and lopinavir/ritonavir: nct04331834; nct04255017; nct04315948). however, the predicted lung accumulation rather than plasma exposure may provide some therapy advantage and/or give more reassurance for ongoing chemoprevention trials. this article is protected by copyright. all rights reserved plasma pharmacokinetic exposure above their lowest reported ec 50 and derived ec 90 (where available) for the duration of their approved dose and dosing interval. nitazoxanide is an antiprotozoal drug that has previously been demonstrated to display broad antiviral activity against human and animal coronaviruses (51) as well as various strains of influenza (52, 53). importantly, nitazoxanide is rapidly metabolised to tizoxanide in humans and this active metabolite is being investigated against sars-cov-2 (nct04341493 and nct04343248). tizoxanide has been reported to exhibit similar activities to nitazoxanide for other viruses as well as other pathogens (54-56). the mechanism of antiviral action is not fully understood for nitazoxanide, but it has been reported to affect viral genome synthesis, prevent viral entry and interfere with the n-glycosylation and maturation of the influenza hemagglutinin (57-60). notably, the sars-cov-2 spike protein is also highly n-glycosylated (61). this drug has also been shown to elicit an innate immune response that potentiates the production of type 1 interferons (57, 62) and a phase 2b/3 clinical trial demonstrated a reduction in symptoms and viral shedding in patients with uncomplicated influenza (53). the safety of nitazoxanide is well understood, but it has not been fully investigated during renal or hepatic impairment. the antiviral activity of nitazoxanide for sars-cov-2 requires further study but the existing data for this drug are encouraging. niclosamide is another antiprotozoal drug that exhibits broad antiviral activity due to its ability to perturb the phdependent membrane fusion required for virus entry (63), but it was reported to have no impact upon the attachment and entry of sars-cov-2 (64). for mers-cov, niclosamide was observed to inhibit skp2 activity impairing viral replication (65). niclosamide has been reported to be well tolerated and does not influence vital organ functions (66). however, it has low aqueous solubility and poor oral bioavailability (67) and, despite a higher reported sars-cov-2 potency (39) than nitazoxanide (38), the cmax/ec 90 ratio was slightly lower. there is a paucity of published pharmacokinetic data for niclosamide and this prohibited a thorough investigation of exposures in relation to activity over its entire dosing interval. both nitazoxanide and niclosamide have also been reported to be potent antagonists of tmem16a, calciumactivated chloride channels that modulate bronchodilation (68). tipranavir and nelfinavir are hiv protease inhibitors (69) and both drugs ranked highly in terms of their cmax/ec 90 ratio. moreover, a more in-depth analysis demonstrated that the concentrations across the dosing interval for both these drugs remained above the calculated ec 90 values at approved doses and schedules. unlike nelfinavir, tipranavir has to be co-administered with a low dose of ritonavir to boost its pharmacokinetics via cyp3a4 inhibition (70). since ritonavir itself has been reported to exert anti-sars-cov-2 activity, this could be advantageous, but would need to be balanced against the much higher risk of drug-drug interactions that could negatively impact patient management. the implications of drug this article is protected by copyright. all rights reserved interactions have already been raised for this reason with lopinavir/ritonavir use for covid-19 (71) and are likely to be exacerbated with the higher ritonavir dose needed for tipranavir. moreover, tipranavir has a black box warning from the fda for fatal and nonfatal intracranial haemorrhage as well as severe hepatotoxicity (72-74). the major route of metabolic clearance for nelfinavir is via cyp2c19 and this pathway generates the m8 metabolite that retains activity against the hiv protease (75). no data are available for inhibition of sars-cov-2 replication by the m8 metabolite but if active, this could provide an advantage for nelfinavir over tipranavir for covid-19. conversely, while the analysis of pharmacokinetics relative to potency of these molecules against sars-cov-2 is encouraging, it should be noted that the reported in vitro activity for hiv (69, 76) is far higher than that against sars-cov-2 and both drugs are highly protein bound (77, 78). given that tipranavir and nelfinavir are associated with long-term toxicities (69, 79-81), there will be concern over giving even short-term exposure for covid-19. sulfadoxine is another antimalarial drug that is usually administered in combination with pyrimethamine as a folic acid antagonist combination (82). sulfadoxine inhibits the activity of dihydropteroate synthase within the malaria parasite, but its mechanism of action for sars-cov-2 is unclear. it should also be noted that the authors can find no data describing antiviral activity of this drug against other viruses. also, the concentrations used in the in vitro activity used in this analysis (37) were not high enough to reach or calculate an ec 90 value. therefore, like other molecules described in this manuscript, in vitro anti-sars-cov-2 activity should be repeated. notwithstanding, sulfadoxine plasma concentrations far above the reported ec 50 are maintained in patients receiving a single 1500 mg dose (with 75 mg pyrimethamine) for over 40 days (83). compared to some other reported molecules, sulfadoxine is not expected to have as high an accumulation in the lungs, but concentrations higher than its ec 50 are estimated from the analysis of its lung k p u. therefore, if the reported antiviral activity is confirmed, this drug may offer opportunities for therapy and/or chemoprophylaxis. indomethacin is a nonsteroidal anti-inflammatory drug that is indicated for rheumatoid arthritis, ankylosing spondylitis, osteoarthritis, acute painful shoulder or acute gouty arthritis. the recommended dose for acute gouty arthritis is 50 mg three times a day and the pharmacokinetic exposure for this is shown in figure 3 relative to the reported ec 50 . indomethacin mechanism of action for sars-cov-2 remains elusive, but it was shown to inhibit translation of the vesicular stomatitis virus by activating protein kinase r leading to the phosphorylation of eukaryotic initiation factor-2 α-subunit (84). this abrogated viral protein translation, leading to a dramatic inhibition of viral replication and infectious viral particle production. the reported in vitro antiviral activity data for indomethacin were insufficient to calculate an ec 90 and this activity requires confirmation in other studies (40). furthermore, the drug has a accepted article black box warning for serious cardiovascular and gastrointestinal events from fda so its use should be managed with caution (85). considering that most of the impact of severe disease occurs in the lung and that this tissue may be a key site for transmission, the potential of candidate drugs to accumulate in lung tissue was considered. the lung k p predictions were validated across 13 drugs for which previously reported animal plasma and lung concentrations were available, and showed good agreement for all agents other than chloroquine. the poor fit for chloroquine does highlight that the predictions may not be accurate for all of the drugs listed and this should be considered in interpretation. notwithstanding, the analysis of predicted lung cmax/ec 50 ratio revealed more candidates expected to exceed the concentrations needed for antiviral activity in this tissue. hydroxychloroquine, chloroquine, mefloquine, atazanavir (ritonavir boosted), tipranavir (ritonavir boosted), ivermectin and lopinavir were all predicted to achieve lung concentrations over 10-fold higher than their reported ec 50 . all of these drugs were also predicted to exceed their ec 90 in lung by at least 3.4-fold (data not shown). the lung prediction was not possible for nelfinavir because insufficient data were available to calculate k p u lung , but nitazoxanide and sulfadoxine were also predicted to exceed their reported ec 50 by 7.8-and 1.5-fold in lung, respectively. nitazoxanide was predicted to exceed its ec 90 by 3.6-fold in lung but an ec 90 was not calculable from the available data for sulfadoxine. predictions for cmax/ec 50 ratio were also made for other tissues, and were generally in agreement with observations in the lung with some important exceptions. gliteritinib, amodiaquine, imatinib, indomethacin, oxprenolol, and sulfadoxine were predicted to be subtherapeutic in brain and bone, with indomethacin and sulfadoxine being predicted to be subtherapeutic across most of the tissues in which cmax was estimated. during inflammation or injury, changes to the vascular microenvironment could have a profound effect on the ability of these drugs to accumulate in lung cells. due to the recruitment of neutrophils and leaky endothelial cells (86), the lung inflammatory microenvironment is characterised by increased body temperature, excessive enzymatic activity and, most importantly, by a low interstitial ph (87). in the case of chloroquine and hydroxychloroquine, these diprotic weak bases are exquisitely dependent on a ph gradient to drive lysosomal uptake as a mechanism of lung accumulation. it has been demonstrated that cellular chloroquine uptake is diminished 100-fold for every ph unit of external acidification (88). this situation is likely to deteriorate further on mechanical ventilation, which also induces acidification of the lung tissue, independently of inflammation (89, 90). therefore, the benefits of lung accumulation for many of these drugs may be lost during treatment of severe sars-cov-2 infection. conversely, mefloquine is monoprotic and more lipophilic than chloroquine, which may make it much less reliant on this article is protected by copyright. all rights reserved the ph gradient to drive cellular accumulation in lung. it is likely that the charged form of the drug is sufficiently lipophilic to allow movement across biological membranes along a concentration gradient (91). only two studies have described mefloquine uptake into cells, one study suggested that mefloquine uptake is not energy dependent and the other suggested that mefloquine uptake is mediated by secondary active transport, rather than passive proton trapping (92, 93). mefloquine is known to cause severe psychiatric side effects in some patients and so use of this drug should be managed with care (94). therefore, mefloquine may offer opportunities for treatment during severe disease that are not available with other drugs currently being tested for covid-19 therapy. if the high lung exposures are proven empirically for the drugs on this list, then some may also prove to be valuable for chemoprevention strategies. this study represents the first holistic view of drugs with reported activity against sars-cov-2 in the context of their achievable pharmacokinetic exposure in humans. while the analysis does provide a basis to rationally selected candidates for further analysis, there are some important limitations. firstly, cmax was the only pharmacokinetic parameter that was universally available for all of the candidate drugs, but cmin values are generally accepted as a better marker of efficacy since they represent the lowest plasma concentration over the dosing interval. however, cmax was only used to assess whether plasma concentration would exceed those required at any point in the dosing interval, and this was followed by a more in-depth analysis of the most promising candidates. table 2 ) and in several cases varied between the same molecule assessed in different studies ( figure 1) . also, some of the studied drugs (e.g. nitazoxanide and amodiaquine) are rapidly metabolised such that the major species systemically is a metabolite that has not been investigated for anti-sars-cov-2 activity. no mitigation strategy was possible for these limitations and the data should be this article is protected by copyright. all rights reserved interpreted in the context that the quality of the available data may profoundly impact the conclusions. in vitro activity should be confirmed for the promising candidates and/or relevant metabolites. fourthly, plasma protein binding can be an important factor in determining whether sufficient free drug concentrations are available to exert antiviral activity (95) and insufficient data were available across the dataset to determine protein binding-adjusted ec 90 values. this is important because for highly protein bound drugs the antiviral activity in plasma may be lower than reported in vitro activity because protein concentrations used in culture media are lower than those in plasma. fifthly, robust pharmacokinetic data were not available for all the molecules and subtle differences have been reported in the pharmacokinetics in different studies. where possible, this analysis utilised the pharmacokinetics described at the highest doses approved for other indications and checked them to ensure that profound differences were not evident between different studies. however, in some cases, higher doses and/or more frequent dosing has been investigated for some of the drugs mentioned so higher exposures may be available for some drugs with off-label dosing. sixthly, the digitised pharmacokinetic plots presented in this manuscript represent the mean or median profiles depending on what was presented in the original manuscripts. many of the drugs presented are known to exhibit high inter-individual variability that is not captured within the presented analysis and it is possible that even for promising candidates, a significant proportion of patients may have sub-therapeutic concentrations despite population mean/median being higher than the cmax. advanced pharmacokinetics modelling approaches will be needed to unpick the exposure-response relationship and these studies are currently underway by the authors. seventhly, the presented predictions for lung accumulation may offer a basis for ranking molecules for expected accumulation in that organ, but ultimate effectiveness of a chemoprophylactic approach will likely depend upon penetration into other critical matrices in the upper airways, for which there are currently no robustly validated methods of prediction. also, while a generally accepted method for assessing kpu was employed, the predictions were only validated for a subset of drugs for which previous animal lung accumulation data were available. in addition, the kpu method assumes all the processes are passive and perfusion limited, and the complexity of pulmonary tissue pharmacokinetics is not captured in this analysis. the lungs include different structures including airways, bronchioles and alveoli with different blood flow perfusion and more detailed modelling validated through animal experiments will be required to capture this complexity. finally, this analysis assumes that drugs need to be active within the systemic compartment in order to have efficacy against sars-cov-2. since current evidence suggests that the virus is widely disseminated this article is protected by copyright. all rights reserved throughout the body this is a logical assumption. however, ultimate efficacy of any drug can only be demonstrated with robust clinical trial designs. the current analysis reveals that many putative agents are never likely to achieve target concentrations necessary to adequately suppress sars-cov-2 under normal dosing conditions. it is critical that candidate this article is protected by copyright. all rights reserved what is the current knowledge on the topic? what question did this study address? the manuscript describes a comprehensive analysis of literature reported anti-sars-cov-2 activity for approved medicines in the context of their known pharmacokinetic exposure. a combination of physiochemical and pharmacological parameters was used to predict the accumulation of these drugs within lung tissues using a widely accepted modelling approach. plasma and lung pharmacokinetic parameters were then used to rank the reported molecules according to whether they would provide therapeutic or chemopreventative exposures with the plasma or lung tissue. of the identified molecules with reported anti-sars-cov-2 activity, the overwhelming majority are not expected to reach active concentrations within the key target compartments. however, a number of candidates were identified that are expected to exceed the concentrations necessary to provide viral suppression at doses approved for use in humans. the manuscript identifies key drug repurposing opportunities and dramatically highlights the importance of considering pharmacokinetic exposure when interpreting the emerging candidacy of drugs for covid-19 treatment and prevention. infect dis, doi: 10.1093/cid/ciaa248 (2020). ec 50 in terms of the cmax/ec 50 ratio is also provided (b). amodiaquine and toremifene were estimated to exhibit sub-therapeutic pharmacokinetics irrespective of which ec 50 value was used. similarly, nelfinavir was estimated to have cmax value higher than its ec 50 irrespective of which ec 50 was used in the analysis. for the other drugs, interpretation was highly dependent upon which reported ec 50 was utilised and this underscores the caution that should be taken in interpreting the available data. (103), chloroquine 1500 mg administered over 3 days (104), mefloquine 1200 mg over 3 days (105) , anidulafungin 100 mg qd (106) . robust pharmacokinetic data were unavailable for niclosamide 500 mg, ritonavir 600 mg and merimepodib 300 mg in order to conduct this digitised interrogation of these molecules. a bar chart displaying the simulated lung cmax/ec 50 . drugs with a ratio below 1 were deemed not to provide lung concentrations at their approved doses to exert sufficient pulmonary antiviral activity for treatment or prevention strategies. those drugs with a ratio above 1 (shown in orange) were estimated to provide lung concentrations sufficient to exert at least some antiviral activity at their this article is protected by copyright. all rights reserved approved dose. drugs shown in green were predicted to exceed lung concentrations over their ec 50 by more than 10-fold. a heatmap displaying the simulated tissue cmax/ec 50 values for all drugs with available data. those drugs with a ratio above 1 (shown in orange) were estimated to provide tissue concentrations sufficient to exert at least some antiviral activity at their approved dose. drugs shown in green were predicted to exceed tissue concentrations over their ec 50 by more than 10-fold. figure s1 table s1 table s2 supplemental figure legends supplemental methods this article is protected by copyright. all rights reserved covid-19: gastrointestinal manifestations and potential fecal-oral transmission world health organisation. covid-19 trials -international clinical trials registry platform (ictrp) dysregulation of immune response in patients with covid-19 in effect of rifampin on steady-state pharmacokinetics of atazanavir with ritonavir in healthy volunteers concentration-effect relationship of hydroxychloroquine in patients with rheumatoid arthritis--a prospective, dose ranging study pharmacokinetics and pharmacodynamics of eltrombopag in healthy japanese males. rinsho yakuri clinical pharmacology and biopharmaceutics review of kaletra oral solution (nda#021251) the pharmacokinetics of chloroquine in healthy thai subjects and patients with plasmodium vivax malaria new fixed-dose artesunate-mefloquine formulation against multidrug-resistant plasmodium falciparum in adults: a comparative phase iib safety and pharmacokinetic study with standard-dose nonfixed artesunate plus mefloquine pharmacokinetics of anidulafungin in critically ill patients with candidemia/invasive candidiasis atazanavir sulphate statpearls (treasure island (fl) hydroxychloroquine: from malaria to autoimmunity pharmacokinetic overview of indomethacin and sustained-release indomethacin kaletra (lopinavir/ritonavir) artesunate/mefloquine treatment of multi-drug resistant falciparum malaria a randomized, double-blind, placebo-controlled dose-escalation trial of merimepodib (vx-497) and interferon-alpha in previously untreated patients with chronic hepatitis c viracept) approved: fourth protease inhibitor available niclosamide: beyond an antihelminthic drug ritonavir (norvir) severe cutaneous reactions among american travelers using pyrimethamine-sulfadoxine (fansidar) for malaria prophylaxis tipranavir: a review of its use in the management of hiv infection accepted article the authors thank nathan morin from alberta health services for being proactive in making them aware of previously published data for indomethacin. the authors also thank articulate science for publication support. this article is protected by copyright. all rights reserved this article is protected by copyright. all rights reserved (43) bukreyeva, n., mantlo, e.k., sattler, r.a., huang, c., paessler, s. & zeldis, j. this article is protected by copyright. all rights reserved this article is protected by copyright. all rights reserved key: cord-304506-6el2ryl8 authors: watkins, laura c.; degrado, william f.; voth, gregory a. title: influenza a m2 inhibitor binding understood through mechanisms of excess proton stabilization and channel dynamics date: 2020-09-16 journal: j am chem soc doi: 10.1021/jacs.0c06419 sha: doc_id: 304506 cord_uid: 6el2ryl8 [image: see text] prevalent resistance to inhibitors that target the influenza a m2 proton channel has necessitated a continued drug design effort, supported by a sustained study of the mechanism of channel function and inhibition. recent high-resolution x-ray crystal structures present the first opportunity to see how the adamantyl amine class of inhibitors bind to m2 and disrupt and interact with the channel’s water network, providing insight into the critical properties that enable their effective inhibition in wild-type m2. in this work, we examine the hypothesis that these drugs act primarily as mechanism-based inhibitors by comparing hydrated excess proton stabilization during proton transport in m2 with the interactions revealed in the crystal structures, using the multiscale reactive molecular dynamics (ms-rmd) methodology. ms-rmd, unlike classical molecular dynamics, models the hydrated proton (hydronium-like cation) as a dynamic excess charge defect and allows bonds to break and form, capturing the intricate interactions between the hydrated excess proton, protein atoms, and water. through this, we show that the ammonium group of the inhibitors is effectively positioned to take advantage of the channel’s natural ability to stabilize an excess protonic charge and act as a hydronium mimic. additionally, we show that the channel is especially stable in the drug binding region, highlighting the importance of this property for binding the adamantane group. finally, we characterize an additional hinge point near val27, which dynamically responds to charge and inhibitor binding. altogether, this work further illuminates a dynamic understanding of the mechanism of drug inhibition in m2, grounded in the fundamental properties that enable the channel to transport and stabilize excess protons, with critical implications for future drug design efforts. proton transport (pt) across cellular membranes is a critical component of many biomolecular systems, necessary, for example, to maintain ph gradients, 1,2 to drive atp synthesis, 3 and to facilitate the co-or antitransport of other small molecules. 4−6 because of their essential role in such systems, channels and transporters with pt functionality are often targets for drug design to inhibit or control pt: in the case of viruses and bacteria, to slow or prevent infection, but there are myriad other disease applications. 7−9 drug design is notoriously challenging, as both thermodynamic and kinetic factors must be considered but are difficult to predict and control, and its success depends on high quality structures, an understanding of structural dynamics, and a knowledge of the protein's function and its mechanism. thus, beyond elucidating mechanisms of pt in order to understand how a specific channel or transporter works, studying the detailed interactions that facilitate pt can provide valuable insights to help guide drug design efforts. the influenza virus kills up to 650 000 people each year, 10 and the impact of the recent global coronavirus pandemic 11 emphasizes how critical it is to maintain our focus on understanding and treating viral infections. the influenza a virus matrix 2 (m2) proton channel is a homotetrameric protein responsible for the acidification of the viral interior, a critical step in the influenza infection process. 12−14 it is the target of two of the three currently available oral antivirals, amantadine and rimantadine. 15, 16 while these are effective at blocking pt in wild-type m2, drug-resistant mutants have become the predominant strains, the majority of which contain an s31n mutation. 17, 18 this widespread resistance requires a continued drug design effort 19 informed by a deeper understanding of the pt and drug inhibition mechanisms. additionally, m2 is considered an archetype for the viroporin family, a class of viral channels considered ideal drug targets. 20 the sars-cov-2 virus responsible for the covid-19 pandemic contains two viroporins: protein e and 3. 21−23 thus, viroporins are a critical class of proteins to study as potential therapeutic targets. m2 is located in the viral capsid and is acid-activated: as the ph of the endosome encapsulating the virus is lowered, the m2 channel becomes activated and facilitates unidirectional proton flow to the viral interior, allowing the virus to escape the endosome and infect the cell. the key residue that controls activation is his37, 24−26 which can bind one additional proton and take on a +1 charge. one histidine from each helix forms the his37 tetrad, which can collectively hold a +0 to +4 excess charge, dependent on ph. the channel becomes activated and the c-terminal portion opens (adopting the inward open conformation) upon reaching the +3 state, and pt occurs as the channel cycles through a transporter-like mechanism. 27−34 amantadine and rimantadine belong to the adamantyl amine class of inhibitors, binding in the upper-middle portion of the channel. these drugs were the predecessors of many related adamantane-based compounds featuring a relatively rigid, apolar group and an attached charged group. 35−42 recently, thomaston et al. published several high-resolution x-ray crystal structures of m2 with amantadine, rimantadine, and a novel spiro-adamantyl amine bound. 43 these structures provided the first opportunity to see the specific interactions that facilitate stable inhibitor binding and the disruption of the hydrogen bonded water network otherwise present. along with an earlier qualitative md simulation study that guided the design of the spiro-adamantyl amine inhibitors, 44 the crystallographic analysis provided potential insights into the mechanism of inhibition, suggesting that the backbone carbonyls of pore-lining residues act as "physiochemical chameleons", able to engage in both hydrophobic and hydrophilic interactions, and that the drug is tilted off the channel's axis and interacts with waters in the ala30 layer. taken together, it is hypothesized that amantadine acts as a mechanism-based inhibitor, with the ammonium group functioning as a hydronium mimic. computational studies to date have primarily focused on the means of entry into the channel and location of binding, 45−50 but have not deduced specific interactions between the drug, channel, and channel water involved in binding as they relate specifically to similar interactions seen in the pt mechanism. proton transport is an inherently quantum mechanical process, as the hydrated proton structure (hydronium-like) exists in a complex hydrogen bonded network that rearranges dynamically as bonds break and form according to the grotthuss shuttling mechanism. 51−53 thus, classical molecular dynamics (md) with fixed bonding topology cannot be used to study pt; moreover, ab initio methods are not efficient enough to reach the many nanosecond time scales necessary to obtain sufficient sampling in biomolecular systems that may have important degrees of freedom several orders of magnitude slower than proton shuttling. multiscale reactive molecular dynamics (ms-rmd) 54−57 (and multistate empirical valence bond, ms-evb, before it) was developed to efficiently and accurately capture the solvation and delocalization of an excess proton in water, such that the quantum-chemical nature of the hydrated proton can be studied in the context of membrane proteins over the long time scales needed for accurate simulation of such systems. ms-rmd has been successfully applied in several protein systems to predict and explain mechanisms of pt. 33,34,58−65 in previous work, 33, 34 quantum mechanics/molecular mechanics (qm/mm) and ms-rmd were used to calculate potentials of mean force (pmfs; i.e., free energy profiles) of pt through the m2 channel in the +0 to +3 states, providing critical insight into the ph-dependent activation behavior and the role of the his37 tetrad in pt. most recently, we further analyzed the ms-rmd simulations to explore the detailed interactions between the hydrated excess proton and the channel and found that the proton dynamically, as a function of its position, alters several properties of the protein and pore waters, including the hydrogen bonding network and the protein structure. 65 this latter work illustrates how ms-rmd can be used successfully to investigate explicit, dynamic interactions between a hydrated proton and its immediate environment, as well as its indirect effects on other parts of the system. here, we employ an approach similar to that in this previous work to focus specifically on properties related to drug binding and how the position of the bound drug relates to the overall pt mechanism. through this analysis, we examine the hypothesis that the adamantyl amine drugs act as mechanism-based inhibitorsby identifying stabilizing interactions between the excess proton and the channel, we show how the drug may similarly be stabilized in support of this hypothesis. additionally, by examining conformational fluctuations, we show that the drug binding pocket is an especially stable and symmetrical portion of the channel, conducive to binding a roughly spherical drug, and we reveal an additional minor hinge point toward the top of the channel which may be a relevant feature for future drug design efforts. simulations for calculating properties as the proton moves through the top of the channel were run as follows. starting structures were taken from previous simulations, which were initiated from a crystal structure of the transmembrane portion of the m2 channel (this construct is referred to as m2tm) resolved at room temperature and high ph (pdb: 4qkl 66 ) embedded in a 1-palmitoyl-2-oleoyl-snglycero-3-phosphocholine (popc) bilayer solvated with water. m2tm is the minimum construct necessary to retain proton conduction similar to full-length m2, 67 and it has been shown that the presence of amphipathic helices, included in the full-length m2 protein, do not significantly influence the pt mechanism. 34 the water and excess proton in the system were modeled using the ms-rmd method, which allows bonds to break and form by taking a linear combination of different bonding topology states at each time step. the ms-evb version 3.2 parameters 68 were used to describe the hydrated excess proton. we refer the reader to previous work for a full description of the method. 54−57 the excess proton center of excess charge (cec) is defined as 69 where 1 r i coc is the center of charge of the ith diabatic ms-rmd state and c i 2 is the amplitude of that state. the sum is over all n states. the interactions in the remainder of the system were defined by the charmm36 force field. simulations were run in the nvt ensemble at 308.0 k using lammps 70 (http://lammps.sandia.gov) with the ms-rmd package. the collective variable (cv) defined for umbrella sampling (us) is the z-coordinate of the vector between the excess proton cec and the center of mass of the four gly34 α-carbons, as in our previous work, such that the cv has negative values at the top (n-terminal end) of the protein and progresses to positive values at the bottom (c-terminal end). simulations were run with the excess proton at every 0.5 å along the cv coordinate between −18.0 and 1.0, generating 39 windows. to ensure that the proton remained in the channel, a cylindrical restraint was added at 8 å with a force constant of 10 kcal/mol·å 2 using the open-source, communitydeveloped plumed library. 71, 72 after a 250 ps ms-rmd equilibration, the replica exchange umbrella sampling 73 technique was used to facilitate convergence. production simulations were run for ∼2−4 ns with frames saved every 1 ps. for calculating hydrogen bond residence times, longer independent trajectories were run with the cec restrained in five different journal of the american chemical society pubs.acs.org/jacs article positions using us as described above. each trajectory was run for 1.75−2 ps with frames saved every 10 fs. simulation frames were binned by excess proton cec value for subsequent analyses, which were performed in python 74 using the scipy, 75 numpy, 76 and pandas 77 libraries. for hydrogen bond analysis, values were averaged over the four helices. hydrogen bonds were defined by the following criteria: the donor−acceptor distance must be less than 3.5 å and the donor−hydrogen−acceptor angle must be greater than 150°. several hydrogen bond definitions were tested and did not affect the conclusions (not shown). for calculating residence times, a hydrogen bond was considered in place as long as the particular water molecule remained the closest water to the protein atom and the hydrogen bond criteria were met. images of molecular structures were rendered in visual molecular dynamics (vmd), 78 while other figures were generated using matplotlib. 79 if the adamantyl amine drugs are acting as mechanism-based inhibitors as hypothesized, we would expect to see specific aspects of the pt mechanism taken advantage of or replicated by the drug upon drug binding. to test this, we performed ms-rmd simulations of m2 in the +0 his37 charge state with an explicit excess proton to evaluate the hydrogen bonding networks, pore shape, and protein fluctuations throughout pt that relate to drug binding. by focusing on pt in the +0 state, we are studying the process of proton entry and diffusion to his37 in the first key step of channel activation, paralleling inhibitor entry into the channel. we additionally expect this to be a prevalent charge state in drug-bound structures due to the lowered his37 pk a 's. 80 replica exchange umbrella sampling was used to obtain sufficient sampling of proton positions throughout the top portion of the channel, with windows from cec z = −18.0 to 1.0 å where the coordinate origin is defined as the center of mass of the gly34 α-carbons. the channel is aligned along the z-axis for all subsequent analyses. to understand how properties of pt may provide insight into drug binding, we primarily examine variations dependent on proton position. we compared the values of each property when the proton is at the drugs' ammonium group positions versus other parts of the channel to determine if the drugs could be taking advantage of the channel's natural ability to stabilize a proton. this idea is highlighted in figure 1 , which shows both the drug-bound crystal structure and a snapshot of a hydrated excess proton in the channel from our simulations. we refer to the drugs' ammonium nitrogen position along the z-axis in the crystal structure as ammn z . this value is −1.7 and −1.5 å for the inward closed amantadine and rimantadine bound structures, respectively (averaged over the two tetramers in each crystal structure). flexible hydrogen bonds stabilize the excess proton near ammn z . it has been shown in our previous work that hydrogen bonds within the channel, including those between water and protein atoms, help facilitate proton transport by altering their direction and frequency of interaction as the proton moves through the channel. here, we focus specifically on water interactions that may help account for excess charge stabilization near ammn z . in figure 2 , we calculate the occupancy of three different hydrogen bonds between protein atoms and water as a function of the excess proton position in the channel. while the ala30 hydrogen bond occupancy is constant as the excess proton enters and moves through the top of the channel, as it approaches the ala30 carbonyls, the occupancy decreases ∼20%. this dip indicates the ala30 hydrogen bonded waters can flexibly reduce their interaction with the protein as a result of an excess charge in their vicinity. additionally, this dip is centered at −2.5 å, near ammn z . at this point, the role of the waters near ala30 carbonyls in hydrating the proton is maximized. in a previously published pmf of the +0 his37 charge state, 34 there is notably a local minimum near this point, further indicating that an excess charge is relatively stable here. this supports the hypothesis that amantadine and rimantadine are mechanism-based inhibitors and take advantage of the channel's natural ability to stabilize a hydrated excess proton in order to stabilize the drug's ammonium group. the hydrogen bond occupancy of waters with the gly34 carbonyls increases once the excess proton passes through the val27 gate and remains fairly consistent across proton positions thereafter, exhibiting little dependence on the hydrated proton position once it is in the channel. the ser31 side chain water occupancies are shown for comparison, which do not show a noticeable trend based on proton position. thus, this change in interactions is not a universal effect throughout the channel, but the ala30 waters seem to be uniquely flexible in this manner. these differences are consistent with drug design studies: while compounds such as spiro-adamantyl amine have been able to displace the water in the ala30 layer, no designed inhibitors have displaced the water around gly34. to further understand how the dynamics of the hydrogen bond network may show how these drugs benefit from the channel's inherent excess-charge stabilization used in proton transport, we examined the average residence times of hydrogen bonds between water and several important protein atoms. to do this, independent trajectories were run for five different excess proton positions, including two trajectories with the proton completely outside the channel (cec z = −24.0, 24.0 å) and three when the proton is near ammn z . these results are shown in figure 3 . the ala30 water residence times slightly increase when the excess proton is near ammn z , the ser31 water residence times do not show any significant difference between the proton outside the channel and at ammn z , and those of gly34 waters decrease at ammn z . the waters hydrogen bonded to his37 imidazole nitrogens show the greatest change in residence times and are shown to highlight the ability of this method to describe such differences. with the above results for ala30, this may indicate that several waters remain tightly hydrogen bonded to the ala30 backbone carbonyls, while one or more are bonded less frequently. while the gly34 hydrogen bonds do not form less frequently (as indicated in figure 2 ) with an excess charge in this region, they do exhibit greater dynamics and flexibility. this change indicates an increase in water dynamics when the excess proton is near, which could help stabilize and solvate the excess charge in the ala30 water layer. taken together, these results further support the hypothesis that amantadine and rimantadine act as mechanism-based inhibitors: the channel acts as a scaffold to facilitate pt by harboring flexible protein−water interactions that can adapt and respond to a positive excess charge, with the specific ability to stabilize an excess proton near ammn z . drug tilt positions ammonium group in highest cec density. one prominent characteristic of the amantadine and rimantadine bound structures is the drug's tilt within the pore. this tilted conformation is also seen in solid-state nmr studies. 81 given the drug's threefold symmetry in a fourfold symmetric channel, the ammonium group cannot form hydrogen bonds with all four waters hydrogen bonded to ala30, leading in part to this tilt. based on our previous work examining the proton's path through the channel, we used a similar analysis to examine the density of cec positions when the excess proton is near the ammonium position in drugbound structures. figure 4a shows the difference in cec density when the proton is near ammn z compared with the average over all proton positions through the top portion of the channel. this two-dimensional histogram of cec positions in the xy-plane is calculated for cec z = −1.7 ± 0.2 å, minus the average over all normalized histograms for cec z positions [−18.0, 1.0] å binned every 0.2 å. interestingly, in this portion of the channel the excess proton prefers to be near the edge of the pore, unlike the predominant preference for the center of the pore throughout the rest of the channel, as indicated by the positive values around the edge and negative values in the center. figure 4b shows the radial density of the cec in this same region of the channel. possible positions of amantadine's ammonium group nitrogens were calculated based on the drug's position and tilt in the crystal structure, and their radii are included as dashed lines (these positions were also used to generate the image in figure 1 ). these hydrogens can extend to a radius of ∼1.5 å in this static crystal structure, which means that the slightly off-centered ammonium group directly positions one to two of its hydrogens in the region of the cec's highest density. the cec's propensity for the edge of the pore indicates that the drug's tilt in the channel may not only be a necessary component of its binding, but also a thermodynamic advantage. this tilt further allows the drug to the analysis of hydrogen bonding changes and proton densities indicates how the ammonium group is a functional addition to the adamantane scaffold, as the charged group is positioned in a region where the channel is especially adept to stabilize an excess charge. this stabilization relies on flexible water structures and hydrogen bond interactions that can undergo minor changes to accommodate the proton, suggesting that the adamantyl amine inhibitors are acting as hydronium mimics: they take advantage of these inherent features to help solvate the charged ammonium group. the identification of other regions of the channel with increased ability to stabilize an excess charge, such as areas of increased proton density or significantly flexible water interactions, could help provide new targets for drugs to act as hydronium mimics. pore shape and stability near ser31 are ideal for adamantane binding. another hypothesis about the adamantyl amine class of inhibitors is that adamantane is effectively spherical and can freely rotate within the channel, but has no rotatable bonds, which minimizes the entropy lost upon binding. this rapid rotation can be seen on the nmr time scale 81 and is consistent with the recent thomaston et al. crystallographic studies, in which the motion was indirectly inferred. nevertheless, its significance depends on the dynamic nature of the channel: if the protein exhibits great structural fluctuations in the region where the drug binds, then drug binding may induce changes that greatly decrease the entropy and this hypothesis would not fully explain the drugs' efficacy. to better understand how the channel's natural dynamics may lend itself to favorable drug binding, we examined the pore shape throughout our trajectories. as an estimate of the asymmetry of the channel, we calculated the eccentricity, which is essentially a measure of how "circular" a given oval is. the eccentricity is defined as where a and b are the semimajor and semiminor axes, respectively, which we approximate by the distance between αcarbons on opposing helices. a schematic of this is shown in si these results are shown in figure 5 . eccentricity maximum, minimum, and root-mean-square-deviation (rmsd) values are calculated in si table 1 . the pore-lining residues in the bottom half of the channel, gly34, his37, and trp41, all show a greater degree of asymmetry and a wider range of eccentricity values, dependent on the excess proton position, than the porelining residues in the top part of the channel. interestingly, the proton entry at cec z = −17 å has a pronounced effect on the channel near trp41, greater than that when the proton nears the center of the channel. ser31, however, has overall the smallest average eccentricity and the lowest minimum value than the other pore-lining residues during pt in this portion of the channel. additionally, ser31 and val27 have smaller proton position dependent changes in eccentricity than the pore-lining residues in the bottom half of the channel. this result indicates that the ser31 region is the most symmetrical and stable in the channel. while analyzing the α-carbon distances and eccentricity, we also examined the correlation between these α-carbon distances on opposing helices, shown in figure 6 , to gain further insight into protein motion and conformational fluctuations on the nanosecond time scale. these motions captured here are equilibrium fluctuations in the +0, inward closed state, not necessarily motions driving the transition between inward open and inward closed . the calculated correlations indicate that the channel's equilibrium structural fluctuations are dominated by alternating inward−outward motions of opposing helices. at each pore-lining residue, the distances are negatively correlated: that is, when helices a and c move farther apart, helices b and d move closer together, and vice versa. gly34 is known to be the hinge point whose kinking controls the large structural change between inward-open and inward-closed conformations, which may falsely lead to the conclusion that the conformational fluctuations at equilibrium above and below gly34 are decorrelated, with a stable core centered at gly34. interestingly, however, the motions at gly34 are strongly and similarly correlated with the motions at both ser31 and his37. this correlation indicates that, in this fixed charge state, the gly34 kink is relatively rigid. instead, there is a noticeable lack of correlation between val27 and the other pore-lining residues, suggesting that there is a secondary, minor "hinge" between val27 and ser31 that decorrelates the inward−outward motions between the helices above and below this point. this natural hinge observed near val27 furthers our understanding of val27 acting as a secondary gate that opens to allow proton and water entry into the channel. 82, 83 in our simulations, this valve can readily hydrate, particularly in the presence of a nearby excess proton. moreover, it is frequently closed, which may make passage of a hydrated sodium or chloride ion more difficult. this aspect of the val27 gate and its relevance for pt and proton selectivity is likely an important feature of the m2 channel and could be further explored in future work. given that the adamantane group of the drug is centered in the ser31 tetrad plane, we hypothesize that these facets of the channel's dynamics are critical for fully explaining the drugs' favorable binding. because of the more circular shape of the pore at the ser31 tetrad, the spherical adamantane group can fit snugly under the hydrophobic val27 cleft and block pt. additionally, the relative stability of the pore in the region of drug binding helps explain why drug binding is thermodynamically favorable. because the channel exhibits smaller structural fluctuations here than in other regions of the channel, the adamantane-based drugs are able to bind with minimal loss of entropy as the channel does not need to lose flexibility to create a stable drug-binding interface. this has important implications for designing drugs that use scaffolds different from the adamantane group 39,84−89 or that interact with drugresistant mutants such as s31n. while drug binding to more flexible regions of the channel is possible, only modest changes in potency are often observed despite large changes in the size of the drugs. this is likely because of the need to counter the greater loss of entropy resultant from structural changes and reduced fluctuations. one limitation of this study, however, is the homogeneous popc bilayer, which is commonly used in experiments and is standard in computational studies but does not capture the complexity of the viral membrane and may influence channel dynamics. 90 thus, these features need to be examined in the more complex membrane to fully understand their physiological relevance. altogether, we have shown how the adamantyl amine inhibitors of m2 are suited to exploit various inherent features of the m2 channel that naturally facilitate proton transport, further supporting the claim that they function as mechanismbased inhibitors. the flexible hydrogen bond interactions, measured in both hydrogen bond occupancy and residence times, indicate how the channel is suited to stabilizing an excess charge near ammn z . thus, the ammonium group of these inhibitors can act as a hydronium mimic by binding in this region. we also analyzed the pore shape throughout the channel by calculating the eccentricity of the pore based on αcarbon distances. the results from these calculations indicate that the drug binding pocket is an especially stable and figure 6 . pearson correlation coefficients of the distances between αcarbons on opposing helices, for all pore-lining residues, when excess proton cec z = −18.0 å. each row and column correspond to a specific residue and distance, as labeled, where "a−c" is the distance between the α-carbons of helices 1 and 3 and "b−d" is that of helices 2 and 4. only those values with a p-value of <0.05 are shown; any other values are set to 0.0. journal of the american chemical society pubs.acs.org/jacs article symmetrical portion of the channel, conducive to binding a roughly spherical drug. finally, by examining the correlations between these distances, we found an additional minor hinge point toward the top of the channel which may be a relevant feature for future drug design efforts. understanding these features as they relate to drug binding gives further insight into the specific interactions that stabilize the adamantyl amine inhibitors in wild-type m2, and these results suggests that this approach could be used to aid future drug-design efforts to methodically create new inhibitors for s31n mutants. with the recent publication of high resolution influenza b m2 (bm2) structures, 91 it is possible to conduct similar studies to elucidate the detailed pt mechanism in bm2 to guide drug design in this functionally similar protein. this work also shows how similar analyses to understand the details of explicit proton transport mechanisms (not those inferred by water structures alone) could be used in other systems and extended to ion transporters such as the sars-cov-2 viroporins, to help inform mechanism-based inhibitor design. elucidating the inherent features of drug-targetable proton transporters, such as flexible water and hydrogen bonding interactions, preferred proton positions, dynamic pore shapes, and structural fluctuations, can help guide the design of drug scaffolds and added substituents. the ms-rmd simulation methodology utilized in this work has made these studies possible both for m2 and for other important 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open influenza b m2 proton channel reveal the conduction mechanism key: cord-299911-v95pf3eg authors: el-ghiaty, mahmoud a.; shoieb, sherif m.; el-kadi, ayman o.s. title: cytochrome p450-mediated drug interactions in covid-19 patients: current findings and possible mechanisms date: 2020-06-26 journal: med hypotheses doi: 10.1016/j.mehy.2020.110033 sha: doc_id: 299911 cord_uid: v95pf3eg at the end of 2019, the entire world has witnessed the birth of a new member of coronavirus family in wuhan, china. ever since, the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) has swiftly invaded every corner on the planet. by the end of april 2020, almost 3.5 million cases have been reported worldwide, with a death toll of about 250000 deaths. it is currently well-recognized that patient’s immune response plays a pivotal role in the pathogenesis of coronavirus disease 2019 (covid-19). this inflammatory element was evidenced by its elevated mediators that, in severe cases, reach their peak in a cytokine storm. together with the reported markers of liver injury, such hyperinflammatory state may trigger significant derangements in hepatic cytochrome p450 metabolic machinery, and subsequent modulation of drug clearance that may result in unexpected therapeutic/toxic response. we hypothesize that covid-19 patients are potentially vulnerable to a significant disease-drug interaction, and therefore, suitable dosing guidelines with therapeutic drug monitoring should be implemented to assure optimal clinical outcomes. coronavirus disease 2019 (covid-19) is an infectious disease that was first reported as pneumonia of ambiguous etiology in a cluster of patients in the chinese city of wuhan by the end of december 2019 [1] . the causative organism was identified several days later as a novel coronavirus (2019-ncov). later, its name was changed to severe acute respiratory syndrome coronavirus 2 (sars-cov-2) as it was found to be genetically related to the coronavirus responsible for the sars outbreak of 2003 [2] . the infection broke out of china to spread to every continent around the world and was declared as an emerging pandemic by who in march 2020 [3] . full-length genome sequences have revealed that sars-cov-2 is 96% identical to a bat coronavirus, thus providing a clue about its original reservoir host [4] . human-to-human transmission of sars-cov-2 is evident and, as a respiratory infectious disease, covid-19 primarily spreads with close contact through respiratory droplets and secretions. controlling the disease is based mainly on directing the public towards reducing the transmission [5] . the disease is contagious, but people are reacting differently upon exposure to the virus. the virus may get eliminated by immune system and the infection can pass unnoticed. however, after an asymptomatic incubation period of up to 14 days, infected persons may develop mild flu-like symptoms, including fever, dry cough, fatigue, and shortness of breath [6] . other reported manifestations include upper respiratory symptoms as sneezing, runny nose and sore throat, in addition to gastrointestinal symptoms as nausea, vomiting and diarrhea [7] . anosmia or ageusia have been also reported as characteristic signs of infection [8] . while most cases develop mild symptoms, some may progress rapidly to a more sever stage that necessitates admission to an intensive care unit and probably mechanical ventilation [9] . the complications of this critical stage include severe 4 pneumonia, acute respiratory distress syndrome (ards), respiratory failure, multiple organ failure, and ultimately death [10] . in the absence of a proven therapy for covid-19, scientists are currently endeavoring to find an effective drug capable of eradicating this infection. several agents are currently under extensive laboratory and clinical investigations. some of these agents are investigational new drugs while the others are repurposed drugs which are already approved for other ailments [11] . when it comes to medications, pharmacokinetics should be strongly considered especially when dealing with such critical illnesses. drug metabolism is a highly important aspect of its pharmacokinetics that may significantly influence its clearance and, eventually, its efficacy and/or toxicity. cytochromes p450 (cyps) are a superfamily of heme-containing monooxygenase enzymes that have been identified in all kingdoms of life [12] . they represent the major enzyme family involved in the oxidative biotransformation of most drugs and other lipophilic xenobiotics [13] . in mammals, these enzymes are found primarily in microsomes of the liver, the dominant metabolizing organ, in addition to other extrahepatic tissues [14] . in humans, there are 57 functional members in cyps families, most of which have specific endogenous functions including the metabolism of arachidonic acid, cholesterol, bile-acids, steroid hormones, vitamin d, and others [15] . the biotransformation of the majority of hepatically cleared drugs and other foreign chemicals involves members belonging to the cyp1, cyp2, and cyp3 families. pathways involving cyp3a4/5, cyp2c9, cyp2c19 and cyp2d6 are the most common, and responsible for about 80% of the phase i oxidation system reactions [16, 17] . through their profound contribution to xenobiotic biotransformation, cyps can significantly modulate the overall body exposure to a drug. the metabolic activity of the cyps may result in decreasing efficacy and/or toxicity of a drug by enhancing the 5 clearance of its active form. for another drug, such metabolic activity may lead to increased efficacy or toxicity by activating its inert prodrug or generating toxic metabolites, respectively. understanding cyps activity in relation to the target drug is crucial in predicting its behavior inside the body and the consequences of its exposure [18] . we hypothesize a pharmacokinetic disease-drug interaction in which hepatic cyps metabolizing capacity, and eventually drug response, is altered in covid-19 patients. based on the conclusions drawn from the currently rapidly evolving knowledge about covid-19, our hypothesis is built on the potential modulation of cyps activity by the inflammatory environment provoked by sars-cov-2 infection, as well as the pathologic involvement of the liver which harbors the majority of the drug metabolizing enzymes (dmes). patient characteristics are also believed to increase the likelihood of the incidence of such interaction. systemic inflammation and immune response represent a substantial element in many acute and chronic diseases which is strongly implicated in altering drug pharmacokinetics through, mainly, modulating the expression and activity of dmes. as a main contributor to the metabolic biotransformation of most drugs, cyps are widely involved in such disease-drug interactions [19] . regulation of cyps has been linked to inflammation in several disease states such as infectious diseases (including viral infections), cancer, type 1 diabetes, rheumatoid arthritis, and inflammatory bowel 6 disease, in addition to age-related disorders such as normal aging, metabolic disorders, and neurodegenerative diseases [20] . alterations in hepatic cyps expression and activity are caused by the mediators produced during the inflammation process which are mainly cytokines [21] . cytokines are a broad category of small cell signaling proteins responsible for keeping homeostasis of the immune system and its components. the immune response is driven by a complex interplay between pro-and anti-inflammatory signals mediated by different cytokines [22] . it has been reported that different cyps are regulated differently, that is, multiple cytokines may participate in regulating single enzymes, while a subset of enzymes can be regulated by individual cytokines. this fact about specificity of regulation is highly important when considering drug interactions because drug pharmacokinetics will ultimately vary depending on disease type and its released cytokines, as well as the administered drug and its involved metabolizing enzymes [23, 24] . since the 1990s, cytokine-induced changes in hepatic cyps activity have been described using hepatocyte cultures from different mammals including rats [25], rabbits [26], pigs [27] , and humans [28, 29] . a strong evidence has been also provided through in vivo studies in mice [30] , rats [31] , and humans [32] . some studies have also demonstrated the suppression of extrahepatic cyps by inflammatory mediators [33] [34] [35] [36] . interleukin 1 (il-1) [37] [38] [39] , interleukin 6 (il-6), tumor necrosis factor-α (tnf-α), and interferon gamma (ifn-γ) [40] [41] [42] are the most prominent proinflammatory cytokines that have exhibited suppression of cyps expression and activity, in addition to other cytokines such as interleukin 2 (il-2) [43, 44] and interleukin 10 (il-10) [45] . theophylline is metabolized by several cyps isoforms (including cyp1a1, cyp1a2, and cyp3a) yielding different metabolites. serum treatment resulted in reducing the formation of all theophylline metabolites as well as the amount of total cyps, indicating a significant down-regulation of these metabolizing enzymes [46] . in a later study using the same experimental model, the down-regulatory effect was mainly attributed to il-6, interleukin 1β (il-1β), and ifn-γ [42] . cyps down-regulation was also proven to be subsequent to the reduction of their activity. additionally, the inflammatory mediators in human serum provoked varying degrees of suppression to different cyps with the cyp3a being more vulnerable than cyp1a to such effect [47] . for decades, il-6 has been recognized as the major inflammatory element that provokes a significant repressive effect on the expression and activity of different cyps. human recombinant interleukin 6 (rhil-6) has shown concentration-dependent blocking of phenobarbital-mediated induction of cyp2b1/2 mrna and activity in rat hepatocytes [48] . in fischer 344 rats, rhil-6 resulted in reducing different cyps activities with variable degrees [49] . the mrna levels of cyp1a1, cyp1a2, and cyp3a3 were markedly suppressed in three human hepatoma cell lines (hepg2, hepg2f, and hep3f3) because of rhil-6 treatment [50] . acute-phase inflammatory reaction provoked by turpentine or purified bacterial lipopolysaccharide (lps) administration to male rats resulted in significant suppression of hepatic cyp2c11 [51] , an effect that was later confirmed to be transcriptional, involving cyp2c11 promoter sequences, using rhil-6 treatment [52, 53] . il-6-knockout (il-6 -/-) mouse was adopted in several studies as a model to assess the extent of il-6 contribution to the suppression of different cyp isoenzymes during inflammatory response generated by various stimuli. in turpentine-induced inflammation, the inhibitory effect observed in wild-type (wt) mice on cyp1a2, cyp2a5, and cyp3a11 mrnas was revoked in il-6-deficient mice [54] . induction of immune response by bacillus calmette-guérin (bcg) has led to down-regulation of transcriptional expression of both cyp3a11 and cyp2c29, but only cyp3a11 in il-1α/β-knockout mice and tnf-α-knockout mice, respectively. however, tuberculosis vaccine had non-significant effect on these enzymes in il-6-knockout mice [55] . in a disease model, citrobacter rodentium infection was used to elicit inflammatory response in il-6 -/mice, where cyp3a11 mrna suppression seen in wt mice was abolished [56] . the mentioned studies have shown that the role of il-6 is usually critical and can't be played by another cytokine or mediator, however, sometimes il-6 -/mice may react similarly as wt mice, i.e. show down-regulation too, for certain cyps in certain inflammation models. this can be explained by the functional redundancy existing among the released cytokines which, sometimes, may replace il-6 [54] [55] [56] . interestingly, sometimes the suppression of cyps may happen only in il-6 -/mice, but not wt mice, thus indicating that il-6 may have an opposing signal with inductive effect [56, 57] . several studies have evaluated the impact of il-6 triggered by malignancies. in an interesting study by charles et al, the hepatic levels of both human cyp3a4 as well as its murine orthologue cyp3a11 were simultaneously assessed in a tumor-derived inflammation model using transgenic mice loaded with genetic constructs containing the upstream regulatory elements of the human cyp3a4 gene linked to the lacz reporter gene. the tumor generated a systemic inflammatory response with high levels 9 of circulating il-6 resulting in down-regulation of cyp3a11 orthologue at mrna, protein, and activity levels as well as cyp3a4 transgene product which was assessed through measuring β-galactosidase enzyme activity [58, 59] . different tumor types have also demonstrated a significant suppressive effect on hepatic cyp3a11 with an accompanying increase in il-6, and such effect was progressively promoted by tumor growth [60] . the pivotal role of il-6 in cancer-mediated repression of hepatic cyp3a has been further demonstrated by attenuation of such effect via anti-il-6 monoclonal antibody treatment [61] , or interleukin-6 receptor blocking [62] . anti-il-6 antibody intervention was also tested in il-6-treated primary human hepatocytes. the inhibitory effect of il-6 affected cyp1a1, cyp1a2, cyp2b6, and cyp3a4; and it was also capable of overriding cyp1a2 and cyp3a4 induction mediated by omeprazole and rifampicin, respectively. anti-il-6 antibody partially abrogated enzyme activity suppression [63] . the basis of cytokine-induced down-regulation of cyps activity is not fully elucidated; however, the associated decrease in their respective mrnas strongly suggests a transcriptional mechanism involving a number of transcriptional factors [64, 65] . nuclear factor kappa b (nf-κb), a pivotal regulatory transcription factor in the inflammatory and immune response, has been shown to regulate gene expression of many hepatic cyp enzymes in humans, rats, and mice [66, 67] . the aryl hydrocarbon receptor (ahr) is a gene battery that regulates a group of dmes including cyp1a1, cyp1a2, and cyp1b1. both nf-κb and ahr have a mutual inhibitory effect thus repressing each other's functions [68, 69] . for instance, pyrrolidine dithiocarbamate (pdtc), an inhibitor of nf-κb signal, has demonstrated partial blocking of the inflammatory reduction in cyp1a2 activity [70, 71] . the reported inhibitory effect of nf-κb activators on the pregnane x receptor (pxr) and its target genes (most notably of which is cyp3a4) on one hand, and enhanced pxr activity by inhibiting nf-κb on the other hand, indicates how inflammatory stimuli can manipulate hepatic cyps expression [72] [73] [74] . activation of nf-κb results in repressing glucocorticoid receptor (gr), thus down-regulating constitutive androstane receptor (car) expression and its associated genes such as cyp2b, cyp2c, and cyp3a [75] . other studies have shown that nf-κb can interfere with cyps expression, such as cyp2c11 and cyp2e1, by binding directly to their respective genes [38, 76] . 1.2. immunopathological aspects of covid-19: the immune system plays a crucial role in resolving covid-19 infection, but it also can go out of control and contribute to its progression. after invading the alveolar cells, the host body starts mounting an immune response during the incubation period and the mild stage to exterminate the virus and hamper disease progression to the severe stage. however, if body defenses are impaired, the suboptimal antiviral immune reaction will allow viral proliferation resulting in lung damage and dissemination to other angiotensin-converting enzyme 2 (ace2)-expressing cells such as enterocytes [77] [78] [79] . the initial containment of the infection by innate immune response generates a strong local inflammatory reaction with a myriad of inflammatory cytokines. upon failure of this attempt, the highly specific adaptive immune cells are summoned, by systemically disseminated cytokines, to augment the immune response and clear the increasing viral load [80] . if coordinated recruitment of innate and adaptive immunity fails to effectively control the pathogen, more immune cells will get activated, with subsequent release of more cytokines, in a positive feedback loop of pathogenic inflammation. this state of systemic inflammation is called cytokine storm syndrome (css) and it has been reported in severe cases as an important cause of ards and multiple organ failure [81] . at this point, the immune system is doing more harm than good to the body and 11 becoming a major cause of lung damage and subsequent mortality, thus suppressing such hyperinflammation is strongly recommended together with symptomatic treatment [82, 83] . it is noteworthy that the immune system starts its response upon viral exposure and continues to reinforce it till, in most cases, it effectively diminishes viral burden. premature halting of immune response may delay virus clearance and perpetuate the infection, therefore the use of immunosuppressants should be the last resort and only for severe cases with profound inflammatory lung injury [84] . it has been reported that a wide range of proinflammatory cytokines are elevated in peripheral blood of covid-19 patients such as interferon gamma (ifn-γ), tumor necrosis factor-α (tnf-α), granulocyte-macrophage colony stimulating factor (gm-csf), macrophage colony-stimulating factor (mcsf), and interleukins il-1, il-6, and il-12; and many more [7, 85] . interfering with these inflammatory mediators can modulate the amplified immune response that ends up with lung damage. interleukin-6 is one of the important targets for anti-cytokine therapy as it is believed to be a key player in the process and its elevation is associated with poor prognosis [86] [87] [88] . tocilizumab is a monoclonal antibody against the interleukin-6 receptor (il-6r) approved for the treatment of rheumatoid arthritis. it has been reported that a single dose of tocilizumab significantly improved the clinical outcomes in covid-19 patients [89, 90] . sarilumab is another il-6r antagonist which is also approved for treating rheumatoid arthritis and is currently assessed for its efficacy against covid-19 [11]. different organs, such as lung, kidney, and intestine, contribute to drug biotransformation in the body; however, the liver is generally regarded as the major metabolizing organ responsible for drug clearance [91] . through several enzyme systems, the most prominent of which is cyps, the liver can drive numerous metabolic reactions. acute as well as chronic insults to the liver will eventually hamper its metabolic machinery resulting ultimately in inefficient drug clearance [92, 93] . regardless of the cause, it is believed that the severity of liver disease is correlated to the extent of metabolism alteration [94, 95] . lungs represent the hot spot for the pathogenesis of covid-19, however, potential involvement of other organs, such as the liver, has been also reported [96, 97] . the hepatic involvement can be tied to the incidence of other extrapulmonary, or more specifically gastrointestinal, manifestations [98, 99] , and it has been reported in covid-19 patient with or without underlying liver disease [100] . reported findings of hepatic dysfunction in covid-19 cases include elevated aminotransferases [101] and bilirubin [102] , hypoalbuminemia [6] , in addition to microvesicular steatosis with mild lobular activity [77] . it is worth mentioning that hepatic impairment has been also associated with severe acute respiratory syndrome coronavirus (sars-cov) [103] , which is highly homologous to sars-cov-2 [104] , as well as middle east respiratory syndrome coronavirus (mers-cov) [105] . the exact mechanism behind liver function deterioration is not fully understood, however, it has been proposed that sars-cov-2 causes direct liver injury. viral hepato-tropism can be attributed to the relatively high expression of its cellular entry gate, i.e. ace2, in cholangiocytes, rather than hepatocytes, rendering them vulnerable to viral attack [106, 107] . this assumption is supported by the increase in circulating levels of serum gamma-glutamyl transferase (ggt) in covid-19 patients [108] . hepatic abnormalities can be also a secondary effect induced after initiating disease management by consumption of hepatotoxic antipyretic agents (e.g. acetaminophen), antiviral medications (e.g. oseltamivir and lopinavir), antibiotics, and steroids [109, 13 110] . despite the absence of viral antigens in the liver, the overwhelming systemic inflammatory reaction elicited by sars-cov-2 can be also a major cause of multiple organ dysfunction including liver damage as seen in other respiratory viral infections [111] [112] [113] . 3. drug outcome alteration in a vulnerable patient population: cyps have been implicated in mediating clinically relevant drug interactions in several disease states [114] . such metabolic interactions have been regarded as a major reason behind revising and updating safety profiles of pharmaceutical products [115] . diseasedrug interactions are commonly observed in inflammatory conditions with drugs whose clearance is predominantly cyps-mediated [116] . examples of such conditions include rheumatoid arthritis [117] , hepatitis [118] , crohn's disease [119] , acquired immunodeficiency syndrome (aids) [120] , influenza [121] , congestive heart failure [122] , and cancer [123] . as a central inflammatory regulator, agents interfering with il-6 actions have led to regaining the inhibited cyps activity, thus normalizing drug disposition pattern. blocking il-6 receptor by the monoclonal antibodies; tocilizumab [124] and sarilumab [125] in rheumatoid arthritis patients co-administering simvastatin has reversed cyp3a4 activity suppression as demonstrated by a clinically significant decrease in simvastatin exposure. halting il-6 signaling by direct binding with the monoclonal antibody sirukumab has also proven effective in rheumatoid arthritis patients who received a cyps probe cocktail consisting of midazolam (cyp3a), omeprazole (cyp2c19), and warfarin (cyp2c9). area under the plasma concentration-time curve (auc) for probe substrates was reduced after sirukumab administration indicating that the activity of their respective metabolizing enzymes was recovered [126] . as an 14 attempt to predict the risk of such interactions, physiologically based pharmacokinetic (pbpk) models were developed to assess the impact of anti-il-6 agents on the metabolism of concomitant medications [127] [128] [129] . the immune response, with il-6 in the core of its network of mediators, is a hallmark of covid-19 pathogenesis. based on the aforementioned examples, it is strongly postulated that cyps metabolic activity will be inevitably altered, mostly downregulated, during the course of sars-cov-2 infection in a similar manner, resulting in a clearance-related pharmacokinetic interaction with the administered drugs. additionally, liver involvement in covid-19 may further complicate the picture. in may 2020, the investigational antiviral agent, remdesivir, has received u.s. food and drug administration (fda) emergency use authorization for the treatment of covid-19. according to its manufacturer, remdesivir undergoes extensive metabolism by cyps especially cyp3a4 [130] . moreover, other potential candidates for treating covid-19 such as chloroquine [131] and colchicine [132] are also hepatically metabolized, so understanding the nature of such interaction is highly essential as it can influence the therapeutic/toxic response of patients to the agents intended for managing the disease [133, 134] . full attention should be paid when anti-cytokine therapy comes into play. in this case, partial or complete regain of normal metabolic status can be achieved as a result of the immunomodulatory effect. in case of co-administration of multiple drugs, the risk of drug interactions increases, however, a more complex disease-drug-drug interaction is expected in covid-19. sars-cov-2 infection has resulted in high rates of hospitalization and intensive care unit (icu) admission [135, 136] . this can be regarded as a major clinical concern especially when considering that critically ill patients are more predisposed to drug interactions, and that cyps are involved in the metabolism of commonly prescribed 15 drugs in the icus [137] . moreover, demographic analysis of covid-19 patients has revealed that older people with comorbidities are the most affected group [98, 138] who also represent the potential candidates for advancing to severe stages and inevitable icu admission [85] . medical comorbidities in elderly patients warrant concomitant drug therapies, thus rendering them the most 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drug-drug and drug-disease interactions in older people an update on the clinical consequences of polypharmacy in older adults: a narrative review key: cord-337738-2qck1j1w authors: martin, jennifer h.; clark, julian; head, richard title: buying time: drug repurposing to treat the host in covid‐19h date: 2020-06-23 journal: pharmacol res perspect doi: 10.1002/prp2.620 sha: doc_id: 337738 cord_uid: 2qck1j1w in 2016 fedson stated …. “for almost two decades, leading scientists and health officials have warned that we must prepare for a potentially devastating global pandemic of an infectious disease. initial concern was focused on …h5n1…. more recently…a devastating outbreak of ebola virus..(and) several other emerging viruses are believed to seriously threaten global health and global security. to prepare, scientists have been urged to discover new vaccines and treatments for these emerging viruses. at the same time, political leaders have been urged by global health experts to invest millions in a “top down” restructuring of the global health system. this article takes a different view. it focuses on an alternative approach to the scientific discovery of treatments for individual patients, reviews the mechanisms of action and clinical experience with specific drugs that might be useful, and considers whether or not recent lessons regarding this “bottom up” approach to treatment have been learned”. now with a new virus and pandemic upon us, fedson's 2016 comments appear chilling, are cause for reflection on what we have learnt and importantly offer focus on an immediate opportunity in the area of treating the host (fedson ds, ann transl med, 2016;4:421). has driven huge morbidity and mortality globally, destroying much of the social and economic fabric of societies. the immediate application of evidence-based research and its strategic timing (distinct from evidence-based medicine) is essential to enhance patient survival. for this to occur, a strategy must correctly be aligned with unmet need and this is where an international research strategy can build on success. 1 currently there is discussion on two key issues in this covid pandemic; first, physical isolation, testing (current), and barrier isolation, which is fundamental; second, vaccine and/or antiviral development (possible long-term future). in physical isolation and impact, some countries appear to be doing very well. likewise, there is outstanding global research capability and scientists in epidemiology, modeling, immunology, antiviral development, and diagnostics. within the urgency of a pandemic we are still not achieving treatments with actual efficacy data for prevention, treatment or cure. realistically, a vaccine may never be developed as planned, or potentially take in 2016 fedson stated …. "for almost two decades, leading scientists and health officials have warned that we must prepare for a potentially devastating global pandemic of an infectious disease. initial concern was focused on …h5n1…. more recently…a devastating outbreak of ebola virus..(and) several other emerging viruses are believed to seriously threaten global health and global security. to prepare, scientists have been urged to discover new vaccines and treatments for these emerging viruses. at the same time, political leaders have been urged by global health experts to invest millions in a "top down" restructuring of the global health system. this article takes a different view. it focuses on an alternative approach to the scientific discovery of treatments for individual patients, reviews the mechanisms of action and clinical experience with specific drugs that might be useful, and considers whether or not recent lessons regarding this "bottom up" approach to treatment have been learned". covid19, drug repurposing, global collaboration, host response, renin-angiotensin 2 of 3 | commentary a further 1-5 years to complete necessary studies, and finalise the regulatory pharmaceutics dossier, but even then, time is still needed to find funding to manufacture, upscale, and develop supply lines to roll it out globally. 2 these future hopes are happening against a backdrop of the extremely urgent need to have effective treatments on the wards here and now. we also need an approach to provide a therapeutic insurance with the inevitable easing of social isolation in the absence of vaccines and antivirals. finally, in seeking effective antivirals one of the barriers to a rational drugs design program for humans is the disconnect between the time and resources required to conduct well-controlled preclinical and clinical studies and those of biomedical researchers dealing with a global healthcare crisis in real time. the arguments for buying time by utilizing the principles of treating the host are compelling. in the first instance, we would suggest the world needs to have a much more effective approach to using well-tested drugs and their dosing schedules that can block a dysregulated innate immune response at clinically tolerated doses. an approach based on treating the host built on sound physiology and pathophysiology, together with thorough administrative data input and accepted principles of drug repurposing based upon pharmacology and clinical pharmacology is needed. it follows that the immediate unmet need and opportunity sits between these two domains of social isolation and antiviral/vaccine development. it involves pharmacological-based approaches to treating the host (not necessarily the virus) in an acute setting. treating the host in a viral pandemic context has been highlighted at least 5 years ago. 1, 3 a "treating the host" approach has the potential to enable infected people to survive an acute pulmonary/vascular inflammatory dysregulation with a decreased call on high end health resource. this approach is increasingly recognized as being important to patient care. a critical aspect of covid-19 is the constellation of inflammatory processes that become grossly distorted, particularly in the lung, that can be life threatening. the unmet need and opportunity involve the identification of pharmaceuticals to dampen the inflammatory storm in infected individuals with a view to lessen the acute need for intubation and ventilation. it is this need that is displayed vividly in some infected societies across the globe. the key is therefore not to get overly distracted by the virus, rather the acknowledgment of collateral immediate immune exuberance that is the mortality and health care resourcing problem. and knowing that cytokine storms are quick and overwhelming, we must also focus on therapeutic repurposing for immune modulation. repurposing itself is a broad discipline; for covid, drug repurposing to treat the host is the focus of this commentary; in distinction, repurposing to identify a novel antiviral effect requires a much longer time frame which will reach fruition outside of this pandemic. drug repurposing to treat the host includes re-reviews of previously repurposed drugs in sars or other treatments for adult respiratory distress syndrome, for example. in this context, the details of repurposing and its limitations in the current era been comprehensively discussed recently. 4 in order to convert to reality, the opportunity of repurposing drugs to treat the host, we suggest an urgent international drug repurposing clinical research program, governed from a central site, and which in the time of covid-19 is based on treating the host. the features of such a program would be: • an international approach to rapidly identify drugs that treat the host in a pandemic to permit time for vaccine and antiviral development. • an international approach to coordinating the repurposing of existing drugs in a pandemic based on the principles of treating the host and repurposing existing drugs for new indications. • focusing on treating the host, utilizing existing pharmacology and physiology knowledge and observational administrative data, as is in several countries currently but is unlinked to other data and other countries, 5 and needs to be at scale. • a fast-moving program driven by a sense of urgency with the ability to disseminate information to minimize unwanted duplication. overall then we would thus urge attention be given immediately to coordinated clinical evaluation of existing pharmaceuticals in an international repurposing program targeted toward managing the host, via antagonizing the innate immune pathway or inhibition of the ras at appropriate dose and timing, in this pandemic. 12 such a program can provide adequate time for the development of vaccines, serum-based approaches or antiviral drugs, and separately will provide a therapeutic insurance with the inevitable easing of social isolation. there are no conflicts of interest to declare. treating the host response to emerging virus diseases: lessons learned from sepsis, pneumonia, influenza and ebola clinician-initiated research on treating the host response to pandemic influenza drug repurposing in the era of covid -a market failure needing leadership and government investment a sars-cov-2 protein interaction map reveals targets for drug repurposing renin-angiotensin system inhibitors improve the clinical outcomes of covid-19 patients with hypertension treatment with ace-inhibitors is associated with less severe disease with sars-covid-19 infection in a multi-site uk acute hospital trust association of inpatient use of angiotensin converting enzyme inhibitors and angiotensin ii receptor blockers with mortality among patients with hypertension hospitalized with covid-19 a call for the appropriate application of clinical pharmacological principles in the search for safe and efficacious covid-19 (sars-cov-2) treatments rapid repurposing of drugs for covid-19 buying time: drug repurposing to treat the host in covid-19h key: cord-329881-9vnz5zzg authors: garcia, sònia title: pandemics and traditional plant-based remedies. a historical-botanical review in the era of covid19 date: 2020-08-28 journal: front plant sci doi: 10.3389/fpls.2020.571042 sha: doc_id: 329881 cord_uid: 9vnz5zzg pandemics are as old as humanity and since ancient times we have turned to plants to find solutions to health-related problems. traditional medicines based mostly on plants are still the only therapeutic possibility in many developing countries, but even in the richest ones, herbal formulation currently receives increased attention. plants are natural laboratories whose complex secondary metabolism produces a wealth of chemical compounds, leading to drug discovery – 25% of widespread use drugs are indeed of plant origin. their therapeutic potential is even bigger: although many plant-based compounds show inhibitory effects against a myriad of pathogens, few reach the stage of clinical trials. their mechanism of action is often unknown, yet traditional plant-based remedies have the advantage of a long-term experience in their use, usually of hundreds to thousands of years, and thus a precious experience on their safety and effects. here i am providing a non-systematic historical-botanical review of some of the most devastating pandemics that humanity has faced, with a focus on plant therapeutic uses. i will revisit the middle ages black death, in which a plant-based lotion (the four thieves vinegar) showed some effectiveness; the smallpox, a viral disease that lead to the discovery of vaccination but for which the native americans had a plant ally, an interesting carnivorous plant species; tuberculosis and the use of garlic; the spanish flu and the widespread recommendation of eating onions, among other plant-based treatments; and malaria, whose first effective treatment, quinine, came from the bark of a peruvian tree, properties already known by the quechua people. synthetic analogues of quinine such as chloroquine or hydroxychloroquine are now being revisited for the treatment of covid19 symptoms, as they are artemisinin and derivatives, other plant-based compounds effective against malaria. finally, i will give some hints on another facet of plants to aid us in the prevention of infectious diseases: the production of biotechnological plant-based vaccines. altogether, my aim is to stress the significant role of plants in global health (past, present and future) and the need of enhancing and protecting the botanical knowledge, from systematics to conservation, from ecology to ethnobotany. pandemics have shaped the history of mankind, and plants were usually the first available therapeutic choice. there is evidence of herbal preparations by egyptians around 1500 bc, later improved by greeks and romans, and widely documented in official drug books known as pharmacopoeias. still in our days, traditional medicines based mostly on plants are the only therapeutic possibility for many people in developing countries (akerele, 1993) . but, also in the first world, with wide access to the most modern drugs, the use of plant-based traditional medicine is experiencing a revival, as it is seen as safer and healthier than synthetic drugs. indeed, one advantage of traditional remedies over modern drugs is that their effects and margin of safety have been known for long. there is also a renewed scientific interest on plant-derived drug discovery, according to the current increasing publication trend on the topic (atanasov et al., 2015) . the rich secondary metabolism that characterises plants make them a source of compounds that may have a yet unknown therapeutic potential, only limited by the availability of resources to perform clinical trials. it is claimed that natural products (mostly from plant origin) will be the most important source of new drugs in the future (atanasov et al., 2015) . a recent editorial (nature plants, 2020) highlighted the need of funding and understanding botanical knowledge in the context of the current, and possibly future, pandemics. it is urgent to develop therapeutic tools to protect from high risk of infection (mitjà and clotet, 2020) and plant-based remedies with proven safety profiles could be one of the faster solutions. here i present a non-systematic review with a historical-botanical perspective on some of the most important pandemics that humanity has faced, and in some cases is still facing, and how certain plants or plantbased remedies have been used, and may continue being used, to treat these diseases, possibly including covid19. the black death or black plague took place in the middle ages (1347) (1348) (1349) (1350) (1351) in eurasia, and still is the deadliest pandemic ever, with an estimated loss of 200 million of human lives wiping out 30 to 50% of european population in roughly four years (deleo and hinnebusch, 2005) . although this is the most know outbreak of the bacterium yersinia pestis, the much earlier -and longer-plague of justinian (from 541 to 750 ad) was also caused by the same pathogen (harbeck et al., 2013) , killing about 25-50 million people during two centuries. there have been other less spectacular, but still important plague outbreaks, arriving to the most recent ones in madagascar during the present decade. originated in china, the plague was usually spread by trade boats, whose rats carried fleas with the bacterium, which was transmitted to humans directly by the bite of the flea, and then between humans by contact or aerosol inhalation. there are several forms of the disease, the most common being the bubonic plague, which provokes the inflammation of the lymph nodes (buboes) as its most recognizable sign; a second form is the pneumonic plague which affects the respiratory system and is more deadly; the third form, the septicaemic plague, is the least common but has a mortality ca. 100% (byrne, 2004) . the antibiotic treatment, starting in early xxth century, reduced the death rate to about 1%-5% which previously was between 40%-60%; however, little is known on the remedies used before antibiotics were a reality and the major plague outbreaks occurred much earlier. in the middle ages, some preventive measures included, among others, carrying sweet smelling herbs to clear "the evil air" (which was believed to carry the pathogen) around the person (jones, 2000) , garlic for cleaning kidneys and liver, and lavender or chamomile teas to calm the stomach bile (khaytin, 2019) . a remedy named "the four thieves vinegar" was very popular: it consisted in several herbs, such as angelica (angelica archangelica), camphor (cinnamomum camphora), cloves (syzygium aromaticum), garlic (allium sativum), marjoram (origanum majorana), meadowsweet (filipendula ulmaria), wormwood (artemisia absinthium), and sage (salvia officinalis), brewed in vinegar (gattefosse, 1937) . before going out, people should apply it on hands and face for avoiding to contract the plague. some of these plants are well known flea repellents, so this may be one of the reasons for its efficacy. other herbs such as meadowsweet might have been included to release pain (as it contains salicylic acid, a precursor of aspirin) and to mask odours, a very helpful property considering that decomposing bodies were usually encounteredthe legend states that the name of the remedy might refer to thieves using it to rob the plague dead or sick (lucas, 1969) . another treatment coming from ancient greeks also gained popularity: the king mithridates antidote (totelin, 2004) , an extract of about fifty plants in a mixture with opium (papaver somniferum) paste, which if any, at least eased the pain or promoted a peaceful death. other prescriptions included lavender or rosewater baths, probably due to their antimicrobial and buboes healing properties. willow bark (another source of salicylates) was also given as a painkiller (khaytin, 2019) . a curious "prophylactic" plant-based remedy was recommended by the napolitan doctor angelerio during a plague outbreak in alguero in the xvi century (1582-1583) ( figure 1 ): "any person going out from home must carry a cane (note: probably from the species arundo donax) six spans long, and as long as the cane is, one must not approach other people" (bianucci et al., 2013) . the origin of smallpox, a viral infectious disease caused by variola virus (two variants: v. major and v. minor) is unknown, but it dates back at least to the ancient egypt (third century bc), since some mummies showed smallpox-like eruption, the characteristic macules of the disease. as with the plague and other pandemics, the disease has occurred in several outbreaks around the world, the most recent in the late 60s. this virus has killed between 300 and 500 million people during the 20 th century (koplow, 2003) until the global eradication campaign by the world health organisation (who) in 1967. smallpox was the first infectious disease to have been eradicated (1980), the (only) second one being rinderpest, a viral illness of cattle. the smallpox vaccine (the first ever) was based on edward jenner's demonstration, by the end of the xviii th century, that inoculation with cowpox (a variant of the smallpox virus infecting cows) protected against the disease. actually, jenner's contribution popularized the practice of vaccination, a word coined by himself coming from the latin word vaccinus (i.e., or/from the cow) for the prevention of several other infectious diseases. however, before vaccination was discovered, how did people deal with the illness? particularly interesting was the approach of the native americans, which were deeply affected by the disease. by the end of xix th century several surgeons and practitioners related to the us army, as well as the prestigious botanist charles f. millspaugh (1892) , described the use of poultices and infusions from the indigenous medical flora based on the plant sarracenia purpurea (family sarraceniaceae) to be effective for treating smallpox, in a likely case of medical appropriation of the indigenous therapeutic knowledge (lawrence-mackey, 2019). known by native americans (mi'kmaq people) as mqo'oqewi'k, also named purple pitcher plant, it belongs to a genus of carnivorous species that use modified pitcher-shaped leaves to trap insects. possibly, the spotted appearance of the plant (figure 2 ), resembling one of the main clinical signs of the disease (clarke, 1996) , inspired its use to the indigenous people. this may be another example of the doctrine of signatures, an ancient concept by which god somehow indicated to men what plants would be useful for, by certain signs (coles, 1657) , a pseudoscience which has caused more harm than good in general, although exceptions appear. compelling descriptions of their effectiveness were recorded, such as ''the greatest remedy known for the dreadful scourge'' or "'it seemed to arrest the development of the pustules, killing, as it were, the virus from within" (clarke, 1996) . the advent of vaccination put forward the botanical remedy, but the antiviral properties of sarracenia purpurea have been later demonstrated in vitro (arndt et al., 2012) . the authors showed that the plant extract was not only active against smallpox, but also against other poxviruses, papovirus sv-40 and various herpes viruses, including papillomavirus and epstein-barr virus-associated carcinomas, usually by inhibiting the virus replication at the level of early transcription (moore and langland, 2018) . another global and persistent pandemic is tuberculosis, caused by mycobacterium tuberculosis. together with smallpox, it is one of the oldest known diseases, since molecular data and archaeological evidence support that it coexisted with humans from the neolithic (gutierrez et al., 2005; nicklisch et al., 2012) . relevant figures in the history of medicine such as hippocrates or avicenna identified the disease, which involved coughing blood and fever and which was often lethal. actually, avicenna detected the infectious nature of the illness and based on tuberculosis, was probably the first to come up with the idea of quarantine to stop the spread of infectious diseases (shephard, 2015) . tuberculosis infected 10 million people only in 2019, of which 1.5 million died (unaids, 2020). it is found in every country, being the first infectious cause of death worldwide. from the hiv/aids outbreak, the combination of both is usually fatal where tuberculosis is endemic (mainly developing countries), as the immune weakening caused by hiv facilitates the onset of tuberculosis. this disease is indeed the final cause of death of many hiv infected people; paradoxically, while many could live now with aids they are dying from tuberculosis. the main reason is that the bacterium has developed resistance to most antibiotics, which usually have to be taken during long and tedious treatments. this is why researchers have turned to the search of effective alternatives also among medicinal plants, as some of them have already demonstrated anti-tuberculosis activity. besides, an effective plant-based treatment would be more affordable in poor countries which are those more affected by the disease. among the plants that are being investigated, garlic (allium sativum, family alliaceae), a former remedy already used to treat the plague (see above) stands out for its renowned properties, although it still far from being an alternative. the benefits of garlic (of which there are about 300 varieties) are well-known already from the ayurvedic and unani medicine systems (raghunandana et al., 1946) as well as from the chinese traditional medicine, but also ancient greeks, romans and even egyptians used it to treat illnesses. it has been used as a food and folk medicine for centuries by many cultures. garlic has a variety of pharmacological virtues, including antimicrobial, anticancer, antioxidant (dini et al., 2011) , fungicidal and as a cure for heart diseases, among others (majewski, 2014) . the antitubercular and other antimicrobial activities of garlic, however, have been demonstrated in vitro but still, seldom in vivo. although garlic has more than 2000 biologically active compounds, allicin is the most relevant, albeit highly unstable; therefore, depending on the preparation of the garlic-based remedy the efficacy may not be as high as expected (majewski, 2014) . the wide antimicrobial and even antifungal spectrum of allicin is explained by its inhibitory effects on sulfhydryl metabolic enzymes. by interacting with these enzymes, allicin induces thiol stress in bacteria, which, among others, inhibits the growth of the microorganisms (müller et al., 2016) . malaria, caused by protozoan species of the plasmodium group, is an infectious disease coming from the bite of a mosquito, usually an infected anopheles sp. female. the current name of the illness was given by the italians around xix th century, as a contraction of the words "mal aria" (i.e., bad air) from the belief that the disease was transmitted by the "miasma" coming from marshes (macip, 2020) . the most typical symptom is fever, together with nausea and vomiting, tiredness, headache, occasionally yellow skin and in severe cases it can lead to seizures, coma and death. it is another ancient disease, spanning from the neolithic to our days, and currently found in all intertropical continents. recent studies detected the parasite in african monkeys, probably being the source of the disease, although it is still debated how it spread worldwide (molina-cruz and barillas-mury, 2014) . it is known that malaria arrived to europe by the first century ad, probably coming from the african rainforests and travelling by the nile to the mediterranean, where it spread to the middle east and from there to greece, italyhistorians hypothesize on the triggering role of malaria in the fall of the roman empire -and the rest of europe, even as far as england and denmark (karlen, 1996) . between the xvi th -xix th centuries the disease crossed the atlantic ocean probably on slave ships to reach the american continent (yalcindag et al., 2012) . it was suffered by presidents of north america such as g. washington or a. lincoln and it raged specially with native americans, taking thousands of their lives. the centers for disease control and prevention, the leading national public health institute of the united states, was founded because of malaria in 1946. in the last century, probably 150-300 million people have died from the disease, accounting for 2%-5% of deaths (carter and mendis, 2002) . at present malaria is mostworrying in sub-saharan africa, accounting for ca. 90% of current cases, although there is also a resurge in southern asia (arrow, 2004) . the most well-known and one of the most effective historical treatments against malaria is quinine, an alkaloid extracted from the bark of the cinchona tree (cinchona officinalis) belonging to family rubiaceae, the same of coffee. it is original from peru (where it is the national tree, although currently it is considered an endangered species) and the quechua traditionally used the ground bark of these trees to stop shivering because of cold, not for malaria treatment per se. most likely, spanish jesuits missionaries brought cinchona to europe for the first time, having observed how the quechuas used it to threat shivering, by the end of xvi th century -a second case of medical appropriation in this story. the tree was named (by c. linnaeus) after the spanish countess of chinchon, who was treated with its bark in peru back in the early xvi th -linneaus misspelled the name of the countess, omitting the first "h" in the name (meshnick, 1998) . it is also said that the countess may have introduced the curative bark to europe when she returned to spain, but it is currently considered that this a legend rather than what actually happened (haggis, 1941) . quinine is effective on the "cessation of febrile paroxysms" (stephens et al., 1917) , one of the main symptoms of malaria, and which has given its popular name to the species (fever tree). malaria outbreaks, however, continued to appear during centuries with no alternative to quinine. during world war i the german army was strongly affected by the parasite in the troops of east africa, as the allies controlled java, the main worldwide quinine producer. in an interesting historical moment that impelled science, the german government commissioned a search for a substitute to quinine, determined not to suffer again from its shortage. in 1934 chloroquine, a synthetic compound similar to quinine was synthesized at the bayer laboratories. much later (1955) another very similar derivative, hydroxychloroquine, was produced in the us. both chloroquine and hydroxychloroquine are used to prevent and treat malaria, being some of the antimalarial drugs of choice in areas where the disease is not resistant to them (a recurrent problem in this disease); they were preferred over quinine because of much less severe adverse effects, although at present there are many other even safer alternative drugs for the treatment of malaria. in recent years, these antimalarials have shown several immunomodulatory effects and they currently treat, mostly, diseases such as lupus erythematosus or rheumatoid arthritis. as with tuberculosis, the parasite tended to develop resistance to these treatments sooner or later, and researchers were urged to look for alternatives. a very popular one was found in the plant artemisia annua (sweet wormwood, from family asteraceae) (figure 3 ) a remedy known in chinese traditional medicine as qing-hao for more than 2000 years (klayman, 1985) . chinese herbalists had been using it for treating haemorrhoids, chills, and fevers (trigg and kondrachine, 1998) . the species, as other members of genus artemisia such as absinthe or tarragon, is aromatic and bitter. one of the compounds responsible for its bitterness, a sesquiterpene lactone extracted from the glandular trichomes named artemisinin, is the active compound against malaria. the discovery of artemisinin is also very remarkable from the historical point of view. in 1967, during the chinese cultural revolution under mao zedong's mandate, the secret "project 523" was a plant screening research program to find an alternative treatment for malaria, which was ravaging vietnamese army during vietnam war. in 1972, dr. youyou tu a researcher of that program, isolated artemisinin, "rediscovering" the ancient remedy qing-hao. the drug started to be used in 1979, a relatively short-period to establish a new medicine in the market, but it was also based on thousands of years of experience by the chinese traditional practitioners. nowadays artemisinin and its synthetic derivatives are one of the main defences against drug-resistant malaria in the asiatic southeast. however, who recommends it in combined therapy with other drugs, in part to avoid the development of resistance and in part to counteract the short half-life of artemisinin in plasma, leading to the artemisinin combination therapies (acts) which include companion drugs such as some cloroquine derivatives (e.g., mefloquine). in 2015 tu was awarded the nobel prize for the discovery of artemisinin, which represents an important contribution of china to the global health, as well as the first and awaited nobel prize in the sciences for china. it is considered the most significant milestone of tropical medicine of the last century, contributing to a better health and saving tens of thousands of lives every year in tropical developing countries of south asia, south america and africa. in the spring of 1918 started one of the deadliest pandemics in recent history, caused by one aggressive strain of the h1n1 influenza virus (the same virus that caused the 2009 swine flu pandemic). it was popularly known as the spanish flu because in the context of world war i censorship minimized the effects of the pandemic to keep people's morale in the countries involved in the conflict, while in the neutral spain newspapers were free to report its effects, giving the impression that this country had been particularly devastated by the disease. during 15 months, until summer 1919, there were three waves of the pandemic, being the second the worst. a fourth, much fainter wave, took place in the spring of 1920 and after this one, the virus disappeared as it had arrived. it infected about half a billion people (ca. 1/3 of the world's population) and killed about 50 million (with some estimates as high as 100 million); for a reference world war i estimates range from 15 to 22 million deaths. the origin of the virus is unclear but it is thought that it started as a zoonosis from birds to humans which later was transmitted from humans to swine. the symptoms were an amplified version of those of normal flu, but typically deaths were caused by complications derived from a secondary pneumonia. contrary to other h1n1 flu strains, this one was unusually lethal among young people, and almost one century later its high-virulence is only partly understood (tumpey et al., 2005) . since at that time there was neither vaccine, nor antibiotics to treat secondary pneumonia, the main prophylactic options were, as with the covid19 pandemic, to avoid contact through lockdown and quarantines, to increase personal hygiene and to use disinfectants widely. also, people turned to folk remedies and some recommendations got popular, such as the widespread advice "eat more onions!" (figure 4) (arnold, 2018) . as with garlic, onion (allium cepa) has certain compounds (particularly a polyphenol named quercetin) which have demonstrated antiviral properties (lee et al., 2012; sharma, 2019) but still more research and clinical trials are needed. besides, in the usa a group of doctors known as "the eclectics" got positive results by treating the flu symptoms with plant remedies, together with other measures that included exercise. they reported a fatality rate ca. 0.6% for their patients while the average in that pandemic was ca. 3% (abascal, 2006) . by selecting the herbs to match the symptoms, they used a wide variety of species. the most remarkable among them, and that have later proved therapeutic, were: gelsemium sempervirens (known as yellow yasmine, with antipyretic properties), eupatorium perfoliatum (boneset, already known by native americans to treat cold-related symptoms), actea racemosa (black cohosh, also used by native americans as a painkiller, probably due to the content in salicylic acids of its roots) and asclepias tuberosa (pleurisy root, used to treat respiratory problems and with expectorating properties) (abascal, 2006) . however, despite their long history of use, again there is little applied research on these plants. currently, flu is partly under control by the release of annual vaccination campaigns with newly synthesized vaccines that collect most of the virus' seasonal variability. in the latter most important flu pandemic (2009) besides the vaccine, oseltamivir (tamiflu ® ) a drug derived from the species ilicium verum (star anise, from family schisandraceae) was also crucial to treat most severe cases, although the production of this compound is limited by the low productivity of the tree, and synthetic derivatives are being developed (macip, 2020) . finding adequate treatments for flu is still and urgent task as the fear of a pandemic similar to the one in 1918 is a still a sword of damocles in the concerns of most epidemiologists. from the 1980s, the science of "molecular farming" gives another potential role to plants on the prevention of infectious diseases, involving plants or plant cell cultures to produce recombinant proteins (rybicki, 2014) . the first steps of this approach were the "manufacturing" of the human growth hormone, monoclonal antibodies or human serum albumin in transgenic tobacco or sunflower plants ( barta et al., 1986; hiatt et al., 1989; sijmons et al., 1990) . other recombinant proteins more recently produced in plants -shifted from bacterial, mammalian or fungal cell to plants and plant cell cultures-and commercialized, include human type collagen i manufactured in tobacco, bovine trypsin in maize or human lysozyme and lactoferrin in rice (yang et al., 2003; hennegan et al., 2005; shoseyov et al., 2014; takeyama et al., 2015) . as with the mentioned proteins, the vaccine production would follow similar steps: isolation of a specific antigen protein, the one that triggers an immune response from the virus; the gene(s) encoding that protein is transferred to bacteria and these bacteria are used to infect plants, so the plant will in turn produce the antigen proteinthe vaccine. plants would provide a flexible, cheap and easily scalable method to manufacture vaccines. they would also be safer than traditional vaccines, because of the absence of pathogens of animal origin. plant-based vaccines for humans are not yet in the market, although some candidates have entered clinical trials (rosales-mendoza et al., 2020) . it is likely, however, that they will start being approved in the mid-term, at least in the cases of ebola or rabies, or in a longer term for seasonal influenza (rybicki, 2014) . the outbreak of covid19 caused by the coronavirus sars-cov-2, originated in china (province of wuhan) in december 2019 and has caused 7,238,484 infections and 409,644 deaths worldwide (updated 9 th june 2020). even earlier than the pandemic status was declared by who (11 th march 2020) researchers across the world engaged in hundreds of clinical trials, in an unprecedented quest for a cure to the disease, vaccine, drug or both. given the long time-frames that usually imply finding a good candidate, many research groups have turned to repurpose other drugs. the reasons are that the effects (including adverse or side effects) of these drugs are well known and have been used in broad population groups with different ages and idiosyncrasies, so the security margin is increased, allowing to save precious time in long trials. in this regard, antimalarials are potential candidates (schlagenhauf et al., 2020) and both chloroquine but particularly hydroxychloroquine (as explained above, synthetic derivatives of quinine, the antimalarial alkaloid coming from the bark of the fever tree) are being studied to fight covid19, although it is perhaps too soon to draw conclusions on their efficacy. several studies have reported their utility for some patients and some national guidelines have recommended both drugs for treatment of covid19 (see colson et al., 2020 and singh et al., 2020) despite there has been certain controversy. the who halted studies on these drugs by the end of may 2020 prompted by an observational study reporting that hydroxychloroquine produced a higher mortality rate in hospitalised patients, but the study was soon retracted on the basis of questionable veracity of data and analysis (mehra et al., 2020) and trials on the drug have been resumed shortly after. the effectiveness of hydroxycloroquine taken at initial stages of the disease was recently tested in a multicentre randomised controlled trial based on previous experiences of post exposure prophylaxis (pep) drugs to prevent infections (mitjà and clotet, 2020) , but no benefit was observed beyond the usual care . other plant-based antimalarials, artemisinin and derivatives, are also being tested against sars-cov-2, again not without controversy. in many african countries, an elixir based on artemisia annua extract, "covid-organics" is being distributed as a cure against covid19. however, there is little scientific evidence of the effectiveness of such elixir and its extended consumption can have associated problems, the most important the development of resistance to the drug by the malaria parasites in a continent particularly sensitive to the disease. nevertheless, there is evidence that the extract of artemisia annua has antiviral properties, being active against sars-cov-1 (li et al., 2005) , herpes simplex (karamoddini et al., 2011) , hepatitis a (seo et al., 2017) , hepatitis b, bovine viral diarrhoea, and epstein-barr (haq et al., 2020) . this has stimulated the research of the potential use of artemisinin and derivatives (such as artesunate) to treat covid19, which is now being conducted by several biotech companies (e.g., mateon therapeutics, artemilife) as well as by public research institutions (e.g., the liverpool school of tropical medicine, the max planck institute of colloids and interfaces). traditional chinese medicine has also had a say in the cure of covid19: the national administration of traditional chinese medicine (natcm) organized a study in late january 2020 to identify potential treatments, and the lung cleansing and detoxifying decoction (lcdd) was widely used and studied through clinical trials; its apparently high effectiveness made that the natcm officially recommended lcdd as a treatment for covid 19 (weng, 2020) . among the lcdd 21 ingredients, there were species such as ephedra sinica (well known as decongestant and bronchodilator through the active compound ephedrine), atractylodes macrocephala (showing antiviral activity against influenza viruses in experimental assays) or scutellaria baicalensis (containing anti-inflammatory flavonoids), and the combination of these effects and others from the remaining ingredients likely counteracts covid19 by their synergistic activities. however, as weng (2020) points out, it is difficult to transfer the success of the lcdd treatment to other countries, both because the cultural acceptance of tcm is not present outsides china, and due to the lack of knowledge on the precise chemical composition and mechanism of action, which are required in modern therapy. once the first vaccine for covid19 is finally developed (with estimates ranging from september 2020 to several years) another plant may also play an important role in order to produce it in large amounts: nicotiana benthamiana, a close relative to tobacco. this species is the focus of the eu project newcotiana, coordinated by researcher dr. diego orzaéz at the csic, the leading public research body in spain. in this project, genome editing practises (e.g., crispr) will be used to transform the plant in a biofactory for the large-scale production of the vaccine once it is available. moreover, one company may be currently developing a covid19 vaccine based on the expression of a sars-cov-2 protein in tobacco -kentuchy bioprocessing, a biotechnological branch of british american tobacco (capell et al., 2020) . as rosales-mendoza et al. (2020) stated in a recent review, the production of a plant-based vaccine in the context of the current pandemic would have the advantages of low cost, fast and escalable production, easy administration, and safety. beyond plant-based vaccines, molecular farming through plants, usually by transient expression of target proteins, can also be deployed to produce diagnostic reagents, as well as antibodies and antiviral proteins for therapeutic use. the italian biotechnology company diamante is generating antigens, to use in elisa tests (serological), based on a sars-cov-2 protein also in tobacco plants (capell et al., 2020) . another eu consortium, pharma-factory is also developing plant-based platforms to produce medical, veterinary and diagnostic products, for dealing with covid19 and also other diseases. i hope that the reader finds this review useful to call for the important role that plants have played and still play in human health. as schlagenhauf et al. (2020) commented, plant-based remedies are, more than an "alternative medicine", the organisms to which we owe some of the most useful therapeutic tools. still in the era of wide implementation of (synthetic) drug treatments, we turn to plants in many cases when resistances appear, as shown. paradoxically, there is a human tendency to ignore plants, a form of cognitive bias known as "plant blindness" (allen, 2003 ) that should be opposed, perhaps by enhancing and implementing more widely the botanical education. in this context, it is also essential not only to maintain but to increase societal funding into basic sciences such as botany, as well as to foster collaboration between scientists from different disciplines, whose interaction may open new therapeutic possibilities. finally, i would like that this review serves as a little recognition to the usually ignored ethnobotanical traditional knowledge of many indigenous peoples across the world of which the so-called western culture has in most occasions, illegitimately appropriated. the author confirms being the sole contributor of this work and has approved it for publication. i am thankful to roi rodriguez (institut botànic de barcelona) who kindly revised this paper and contributed interesting observations, as well as to the reviewer. herbs and influenza: how herbs used in the 1918 flu pandemic can be effective in the next nature's medicinal bounty: don't throw it away plant blindness in vitro characterization of a nineteenth-century therapy for smallpox pandemic 1918: the story of the deadliest influenza in history the locus of decisions about aids/hiv, malaria treatment: what does welfare economics say? a question discovery and resupply of pharmacologically active plantderived natural products: a review the expression of a nopaline synthase -human growth hormone chimaeric gene in transformed tobacco and sunflower callus tissue quinto tiberio angelerio and new measures for controlling plague in 16th-century 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trials mithradates' antidote-a pharmacological ghost commentary: malaria control in the 1990s characterization of the reconstructed 1918 spanish influenza pandemic virus tuberculosis-good progress, but not enough plant solutions for the covid-19 pandemic and beyond: historical reflections and future perspectives multiple independent introductions of plasmodium falciparum in south america expression and localization of human lysozyme in the endosperm of transgenic rice key: cord-314827-yqr7110e authors: attia, yasmeen m.; ewida, heba; ahmed, mahmoud salama title: successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma date: 2020-09-04 journal: drug repurposing in cancer therapy doi: 10.1016/b978-0-12-819668-7.00008-7 sha: doc_id: 314827 cord_uid: yqr7110e this chapter offers comprehensive overview for successful stories for drug repurposing/repositioning for affiliated molecular targets related to the progression of hepatocellular carcinoma (hcc). there are detailed sections about the etiology, pathogenesis, current therapeutic regimen, and affiliated molecular targets contributing to hcc. drug repositioning has been an emerging successful tool for the drug discovery process within the last decade to repurpose new clinical indications for already existing drugs with established safety and pharmacokinetics profiles. in this chapter, we focused on correlating the adopted strategies for drug repositioning targeting molecular targets affiliated with hcc along with different drugs preidentified for other clinical indication. hepatocellular carcinoma (hcc) is a major health problem with devastating consequences associated with treatment failure. it has an estimated global incidence of more than 850,000 new cases annually [1] . hcc is currently the second leading cause of cancer-related death worldwide and accounts for 90% of cases with primary liver cancer [2] . several risk factors contribute to hcc development such as liver cirrhosis, viral hepatitis including hepatitis b virus (hbv) and hepatitis c virus (hcv) infections, fatty liver, and alcohol abuse. smoking and the fungal carcinogen, aflatoxin b1, are also well-known contributors to hcc [3] . recent advances in hbv vaccination and antiviral therapeutics have remarkably contributed to a decrease in incidence. however, nonalcoholic fatty liver disease (nafld) and its progressive form, nonalcoholic steatohepatitis (nash), at its current pace of growing prevalence approaching epidemic proportions is projecting as the most common underlying etiology of hcc, presented in almost 60% of cases, which made nafld-associated hcc an emerging indication for liver transplantation [4e6] . additionally, hcc has a notable gender predilection where incidence in men is threefold that in women [1, 7] . over the past decade, substantial progress has been achieved in understanding how hcc develops and progresses in an attempt to improve treatment options [8] . hcc is a very heterogeneous disease in terms of both phenotype and genotype. this heterogeneity could be attributed, in part, to the divergent nature of the contributing factors, the complexity of the liver microenvironment, and the stage at which hcc turns to be clinically evident/detectable. malignant transformations in liver cells are driven by several factors such as chronic injury or inflammation due to oxidative stress that may lead to genetic and epigenetic modification. these modifications consequently lead to disrupted cellular signaling pathways leading to an overexpression in several growth factors and their receptors. this inevitably results in cell resistance to apoptotic signals, stimulation of angiogenesis, and uncontrollable proliferation besides the acquisition of a metastatic phenotype [9, 10] . since hcc almost exclusively develops in patients with chronic liver diseases, injury of liver cells can promote the progression to hcc over a long period of time [11] driven by a number of cytokines and inflammatory mediators along with aberrant activity of several signaling pathways, as shown in fig. 8 .1 (will be discussed later). hcc mostly exhibits resistance to conventional chemotherapy. besides, patients with hcc are usually intolerant to treatment due to an underlying hepatic dysfunction. 8 . successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma however, almost half of hcc patients still receive chemotherapy at some point during the course of the disease [12, 13] . chemotherapeutic intervention mainly relies on the multitargeted tyrosine kinase, sorafenib, that acts by effectively blocking the ras/raf/mapk pathway impeding cancer cell ability to circumvent apoptotic signals and induce angiogenesis, proliferation, and invasion. sorafenib was found to extend the median survival in advanced hcc patients for up to 3 months with manageable adverse effects; however, it lacks predictive biomarkers to reflect on responsiveness [14] . sorafenib remained the only approved systemic treatment for hcc between 2007 and 2016. yet, promising outcomes were reported in randomized phase iii trials using other multiple kinase inhibitors such as lenvatinib [15] , regorafenib [16] , cabozantinib [17] , and ramucirumab [18, 19] , where regorafenib has received fda approval in the second-line setting. moreover, nivolumab, a monoclonal immunotherapy-based antibody targeting the immune checkpoint programmed cell death protein 1, showed also positive response rates and mean overall survival durations in a phase ieii trials performed on patients who were formerly treated with sorafenib [20] for which it has been successfully granted an accelerated fda approval. on the other hand, and c viruses (hbv and hcv), genetic and epigenetic alterations, dysbiosis and leaky gut, role of innate immunity through toll-like receptors-4 (tlr4) and kupffer cells (kcs), metabolic syndrome and its hepatic manifestation (nonalcoholic fatty liver disease), and adaptive immune cells (cd4þ and cd8þ t cells) whose role is still quite debatable. also, dendritic cells (dcs) and natural killer t cells (nk t cells) bridge innate with adaptive immune systems. several other kinase inhibitors such as sunitinib and erlotinib failed to show comparable improved survival rates especially in unrespectable hcc patients [21] . sorafenib efficacy over other proposed interventions is most likely attributed to its ability to target several molecules and pathways in tumor cells as well as the microenvironment. also, the heterogeneous nature of hcc may limit the efficacy of other targeted therapeutic approaches possessing higher selectivity [22] . hcc is undoubtedly a resistant type of cancer making treatment more challenging. despite the fact that systemic therapy enhanced survival rates in hcc patients, therapeutic outcomes are still incremental and inadequate, especially if compared to other types of cancer. sorafenib was the first fda-approved drug for treatment of patients with advanced hcc for its ability to increase the median overall survival. however, with the use of the newly developed and approved multiple kinase inhibitors, the median overall survival still remains almost 1 year. moreover, de novo resistance developing to sorafenib has been recently heavily reported impeding its beneficial clinical applications [23e26]. resistance to sorafenib involves a cross talk between several pathways such as janus kinase/signal transducer and activator of transcription 3 (stat3), phosphatidylinositol-3-kinase (pi3k)/akt/mammalian target of rapamycin (mtor), and hypoxiainducible pathways beside others [27] . providing new treatment options for hcc, therefore, still remains an unmet medical need. accordingly, further insights into the molecular targets affiliated with the pathophysiology of hcc will be dissected in the following section. to date, we still have very few identified "druggable" drivers for hcc. however, most of the preclinical and clinical attempts to identify pharmacological interventions, whether new or repositioned ones, focused on signaling pathways implicated in disease progression. hence, investigating effect on oncogenic drivers for the identification of new molecular targeted therapies in hcc needs to be revisited. in order to provide pharmacological interventions for hcc, the main drivers and pathways involved have to be identified first. as it is the case with solid tumors, a simultaneous alteration in at least three signaling pathways and five to eight driver genes should take place for hcc to develop [28] . the main drivers and pathways contributing to hcc development and progression will be discussed in the following section in more details. these include, but not limited to, ras/ raf/mapk, pi3k/akt/mtor, wnt/b-catenin, hedgehog (hh), and il-6/stat3 pathways. moreover, the role of the following key players will be explored: tumor necrosis factor-alpha (tnf-a), nuclear factor kappa-b (nf-kb), c-jun n-terminal kinase (jnk), gut microbiome, and toll-like receptors and also adaptive immunity. all these molecular targets and signaling pathways represent potential candidates for targeting hcc, as shown in fig. 8 .2. among the most extensively investigated pathways implicated in hcc development and progression is the ras/raf/mapk pathway. cell surface receptor tyrosine kinases such as insulin-like growth factor (igf) receptor, endothelial and vascular epidermal growth factor receptor (egfr), c-met, and platelet-derived growth factor receptor send signals that are transmitted to the nucleus via this pathway to control cell survival, growth, and differentiation. upregulation of the ras/raf/mapk pathway in liver cells induces cell growth augmenting antiapoptotic signals leading ultimately to hcc [29] . aberrant upstream igf and egfr signaling, suppression of raf kinase inhibitor protein, 8 . successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma and hbv-and hcv-related proteins induction are among the mechanisms by which the ras/ raf/mapk pathway can be activated toward hcc development [30] . mounting evidence over the past years suggested the aberrant upregulation of pi3k/ akt/mtor pathway in hcc where mtor phosphorylation and a subsequent upregulation of its downstream effector, p70s6k, were reported in almost 50% of hcc patients [31] . likewise, almost 40% of patients encountered an activated mtor [32] . aberrant pi3k/akt/ mtor pathway was also correlated with poor prognosis, especially in advanced-stage hcc [33] . the underlying mechanism by which pi3k/akt/mtor pathway is activated in hcc is not yet fully deciphered, yet overly expressed upstream igf, c-met, or egfr is likely [34e36]. hepatitis viral infections are also capable of activating pi3k/akt/mtor pathway in liver [37] , where hcv infection was found to increase neuroblastoma (n)-ras expression in hcc, which turns on the pi3k/akt/mtor pathway [38] . loss of pten, a tumor suppressor gene, by mutations was also evident in hcc patients [39] , contributing to akt activation. apart from pten, mutations in pi3k catalytic subunits were also reported [40] . based on the previously presented sound evidence from previous studies, different agents that target the main key players of this pathway such as pi3k, akt, or mtor are being tested on hcc animal models and others currently enrolled in clinical trials [41, 42] . the wnt pathway comprises a canonical or b-cateninedependent pathway as well as a noncanonical or b-catenineindependent one. the classic or canonical pathway consists of the wnt protein and wnt protein ligand, also known as frizzled protein, besides other proteins such as b-catenin and glycogen synthase kinase 3 [12, 43] . aberrant activation of wnt/b-catenin pathway was found to support tumor growth. when the upstream wnt protein complexes with its ligand, b-catenin builds up in cells and gets transferred to the nucleus where it dimerizes with lef/tcf, a downstream transcription factor that regulates the transcription of other genes such as cyclin d [44] . abnormal upregulation of wnt/b-catenin pathway was linked to hcc development and cancer stem cell maintenance. aberrant b-catenin was detected in almost 90% of liver cancers [12] . hh signaling pathway is among the most important pathways implicated in hcc. it consists of hh ligand, ptch and smo (two transmembrane receptors), and glib nuclear transcription factor along with downstream genes. once activated, hh ligands bind to ptch receptors blocking ptch inhibitory effect on smo. smo then moves to the cytoplasm activating gli, to induce specific genes upregulation, thereby controlling growth and division. the hh pathway is rarely activated in normal liver cells; however, in hcc, it is abnormally active [45, 46] . in hcc, the inhibition of the gli2 gene can also cause bcl-2 and c-myc downregulation, while increasing the expression of p27, turning off the cell cycle, and thus impeding tumor growth [47] . tnf-a is a pivotal protumorigenic cytokine as it is capable of stimulating both nf-kb and jnk signaling pathways [48, 49] . it is currently widely believed that inflammation is the fuel that feeds the genetic aberration sparks that inaugurate the tumorigenic process. moreover, the wide spectrum of chronic injury etiologies in the liver can sufficiently act as both initiators and promoters of hcc. in this last decade, several inflammatory mediators were identified and their roles were extensively elucidated in the pathogenesis of chronic liver disease [50] . most of these inflammatory mediators act as activators or targets for nf-kb [51, 52] . nf-kb is considered a key transcriptional factor for almost all chronic liver diseases such as viral hepatitis, alcoholic liver disease, and nash [53e57]. it also finely tunes crucial functions in liver cells such as kupffer cells (kcs; hepatic resident macrophages) and hepatic stellate cells (hscs). inhibition of nf-kberelated signaling cascades, however, may lead to liver fibrosis and tumorigenesis and that is why nf-kb is considered very essential in maintaining homeostasis and wound-healing processes in the liver [58] . accordingly, nf-kb is thought of as a twoedged sword since inhibition may be sometimes beneficial; however, it may also influence other essential processes pertaining to liver homeostasis. regarding jnk, two isoforms are expressed in liver cells, namely, jnk1 and jnk2, where the former being linked to carcinogenesis. jnk1 protumorigenic potential is defined by its ability to induce the proliferative potential of hcc [28] . it also regulates the proliferation of hcc cells via downregulation of p21 and upregulation.of c-myc [59] . moreover, apoptosis induced by caspase-8 was found to activate jnk and hence 8. successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma promote proliferation of liver cells [60] . these findings propose that hepatocyte apoptosis is what triggers jnk activation. although, the role of jnk in hcc is controversial, jnk1 and 2 knockout attenuated hcc in an animal model of den, exhibited p21 upregulation, and decreased c-myc [61] . overall, tnfa, nf-kb, and jnk pathways can either have prosurvival or proapoptotic potentials augmenting hcc proliferation and growth. thus, treatment approaches involving nf-kb and jnk inhibition should act moderately to avoid a complete shutdown in hepatocytes leading to liver injury and subsequent hcc. il-6/stat3 pathway il-6, as a mediator of stat3 activation, is an essential driver of liver cell proliferation, which may consequently lead to hcc [62] . moreover, overactive stat3 coinciding with high levels of il-6 was found in patients with hcc [63] . likewise, stat3 upregulation had promoted den-induced hcc experimentally [64] . il-6 autocrine production is essential for malignant transformations in hcc, which once develops, il-6 paracrine production from kcs start initiating growth and proliferation of hcc cells [65] . activation of stat3 may also take place via il-22, produced by th17 cells, that is overly expressed in hcc patients. similar to il-6, il-22 also plays a role in promoting den-induced hcc in mice via stat3 pathway [66] . besides il-6 and il-22, il-17 can also activate stat3. this action, however, is il-6dependent [67] collectively, these findings propose a role for il-6/stat3 pathway in promoting hepatic carcinogenesis suggesting it as a potential therapeutic target for treatment of hcc. overwhelming evidence from the past few decades have underlined the role of dysbiosis in the development of chronic liver disease and hcc. moreover, the role of activating the innate immune systemerelated receptors in general and toll-like receptors (tlrs) in particular, in hcc development, and progression was also explored [68] . due to its anatomical location, the liver is considered the first organ exposed to gut-derived microbial products translocated through the portal vein that in turn leads to tlr activation in the liver [68] . tlr-4 is expressed in different liver cells such as kcs, hscs, and hepatocytes. it was previously reported that activation of tlr-4 on liver cells by bacterial lipopolysaccharides, a gramnegative cell wall component, leads to subsequent fibrotic and carcinogenic events [69] . the immune surveillance hypothesis suggests that the immune system may protect against nascent tumors by destroying malignant cells early on, before they develop into detectable tumors. the t-cell antitumor role is facilitated through immune surveillance by cd4þ and cd8þ t cells. interestingly, an animal model of nash-associated hcc was found to cause a depletion of cd4þ t cells impairing immune surveillance [70] . other studies, however, reported a protumorigenic potential of cd8þ t, natural killer t cells, and t-helper (th) 17 cells in an animal model of choline-deficient high fat diet [71] . yet still debatable, these findings suggest a role for adaptive immunity in hcc development and progression. thus, targeting it in the appropriate context may offer a chemopreventive strategy for hcc patients. drug discovery process involves multidisciplinary integrating experiences starting with in silico computational modeling to design scaffolds of interest based on the affiliated therapeutic molecular targets to different clinical diseases. typically, this is followed by synthetic methodologies optimization to assemble final ligands ready for biological evaluation [72] . preclinical biological evaluations involving in vitro and in vivo assessments create significant portion for getting the potential ligands to be considered as potential drug candidates or active pharmaceutical ingredients; however, there are different discovery stories that failed to make it into the market due to intellectual property, efficacy, safety, toxicity, biopharmaceutical compatibility, cost/benefit feasibility, regulatory affairs, etc. the whole discovery process typically takes 10e15 years to get a drug into the market at a cost close to 1 billion us dollars. in the last decade (2009e19), drug repurposing/repositioning approach has been an emerging drug discovery tool to overcome the associated challenges faced by the pharmaceutical industry. conceptually, the whole druge receptor binding theory focuses on two approaches, whether key-lock theory or induced-fit theory [73] , where most of the pharmaceutical ingredients exhibit on-target effects targeting receptors/proteins of interest in a drug positioning fashion, as shown in fig. 8.3 . therefore, existing drugs might show potential binding interactions along with other molecular targets, where drug repositioning shows off-target effects to pronounce newly alternative therapeutic applications. drug repositioning offered excellent opportunity to offer more pharmaceutical candidates to the market with established postmarketing surveillance safety data, toxicity, and pharmacokinetics profile [74] . this approach was adopted by the industrial, funding, and academic bodies to evaluate assets on the shelves by having a trilateral funding mechanism integrating universities along with pharmaceutical industry through national institute of health to support preclinical/clinical investigations for already existing drugs/assets with established efficacy and safety for novel clinical applications. most recently, the outbreak of the new strain of covid-19 virus has prompted the researchers to adopt the repurposing strategy to offer rapid therapeutic regimens targeting polymerase, protease, or spike protein. epositioning approach, where already existing molecule is repurposed for alternative molecular target (off-target mechanism) whether structurally or biochemically to reveal alternative therapeutic application. 8 . successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma the biological system is complicated enough to repurpose different pharmaceutical drugs for various clinical indications blindly based on off-targets screening, adverse effects reporting, serendipity, or clinical trials. in this section, there is a general chronological highlight for the drug development strategies development, as shown in fig. 8.4 . the whole arise of the drug repositioning integration started with blinded serendipityebased repositioning stories, such as sildenafil, minoxidil, and everolimus [75, 76] . consequently, the strategic progress led to disease networkebased repositioning where certain diseases share same histological, pathological, pharmacological, or biochemical phenotypes; this certainly could be potential opportunity for testing the already established drugs for identified diseases to be evaluated for other different diseases having the same histopathological/biochemical features. the advancement of biological sciences made a huge transition from -ology era to -omics era; consequently, this showed huge impact on the transformation of the drug repositioning strategy; where the integration of proteomics, metabolomics, transcriptomics, and genomics heavily participated in the evolution of the drug repositioning. ultimately, this gave the opportunity for the high-throughput screeningebased repositioning to evolve; where the phenotypic assessment using cell lines, fluorescence assays, or enzyme kinetics and the genomic/proteomic-based assays by analyzing multigenomics profiling, mrna, and protein sequencing offered molecular signature for different molecular targets [77] . this strategy helped potential drugs, such as metformin, digoxin, and statins to be repurposed for different types of cancer. the integration of computational tools has the adequate share for the advancement and validation of the drug repositioning strategy to evolve in silico computational screeningebased repositioning [72] . this strategy helped the repositioning of nonsteroidal antiinflammatory drugs and proton-pump inhibitors for different types of cancer [78, 79] . the main in silico screening involves different tactics: (1) molecular structure similarity assessment using jaccard index or tanimoto coefficient calculations. (2) molecular docking to validate the drugereceptor(s) interactions with respect to binding mode/energy with respect to enthalpy and entropy. (3) dealing with huge consortium of data on the molecular and structural levels applying artificial intelligence network to create algorithm connecting the structural input along with molecular output. the association of omics-based repositioning coupled with computational-based repositioning led to the appearance of systems biologye based repositioning, for instance, digoxin was repurposed for medulloblastoma [76] . in this chapter, the authors will focus on drug repositioning stories to target hcc, showing the affiliated molecular targets identifying the repurposing strategy, as shown in table 8 .1. the complexity of hcc leads to multiple mutations or malfunction of different receptors, proteins, and molecular targets. pimozide is an antipsychotic agent that showed potential inhibitory in vitro effect against cell proliferation of hcc cell lines via induction of apoptosis at g0/g1 phase. in addition, pimozide exhibited inhibitory profile for hcc stem-like cells, particularly the cd133positive cells side population. pimozide was found to target stat3 expression via luciferase assay activity along with downregulation of the transcription levels of downstream oncogenes for stat3 signaling. the antitumor activity for pimozide was further validated in vivo in nude mice [80] . valproic acid (vpa), a potent and specific histone deacetylase (hdac) inhibitor, is widely used antiepileptic drug. hdac has been recognized for its significant role as identified target with known molecular signature in the progression of different types of cancer. the mono-and adjuvant therapeutic in vitro effects of vpa and doxorubicin (dox) managed to identify specific, efficient, and antiproliferative profiles of vpa and dox combination against hepg2 cell line in a synergistic manner. molecular levels of caspase-3 and poly (adp-ribose) polymerase (parp) activation validated the synergism caused by vpa and dox to induce apoptosis. dual treatment of vpa and dox increased the levels of reactive oxygen species (ros) [81] . the antitumor activity of niclosamide and its ethanolamine salt (nen) were discovered by computational identification of drugs that can increase the mrna expression of downregulated genes in hcc and reduce the mrna expression of the upregulated ones. this was followed by in vitro evaluation to show the antiproliferative activity of niclosamide and nen in various hcc cell lines and primary human hepatocytes. this was further validated by in vivo evaluation against two mouse models 8. successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma (genetically induced liver tumors and patientderived xenografts [pdxs]) for hcc to show significant reduction in the tumor growth after oral administration of nen compared to niclosamide. the dual administration of nen and sorafenib also showed significant improvement to reduce the progression of pdx compared to either sole drug treatment. in hepg2 cell lines and pdx models, administration of niclosamide or nen showed unique molecular signature in terms of gene expression compared to hcc molecular signature. administration of nen to pdx model reduced expression of proteins in the wnt/b-catenin, stat3, akt/mtor egfr/ras/raf signaling pathways, and disruptive interactions along with heat shock protein 90 [82] . amiodarone, a class iii antiarrhythmic agent and a potent mtor inhibitor, was found to suppress liver tumor formation through induction of autophagy activity in the rat orthotropic model and in the mouse xenograft model. furthermore, a big data analysis of 32,625 caseecontrol provided by taiwan's national health insurance program revealed that long-term regular amiodarone usage significantly decreases the risk of hcc. amiodarone, as a repurposed drug, has antitumor potential to suppress liver tumor formation and prevent hcc incidence through induction of the autophagy activity [83] . lanatoside c lanatoside c is an antiarrhythmic agent, naturally occurring compound extracted from digitalis lanata. integration of systems biology repositioning approach showed the potential of lanatoside c to tackle hcc at the in vitro and in vivo levels with significant reduction in tumor growth. the molecular mechanistic investigation revealed the ability of lanatoside c to trigger mitochondrial membrane potential (mmp) loss, followed by activation of apoptotic markers to induce cell death. inhibition of thr505 phosphorylation for protein kinase delta (pkcd) reversed lanatoside ceinduced mmp loss and apoptosis validating the molecular mechanism for lanatoside c, where akt/mtor pathway is involved via modulation of pkcd activation [84] . statins are hmg-coa reductase inhibitors, to intervene with the cholesterol synthesis via inhibiting mevalonate pathways targeting different cardiovascular system complications. statins were identified as potential drugs tackling various types of cancer, including breast cancer, prostate, head, and hcc using highthroughput activityebased screens of disease phenotypes and in silico data-driven algorithms. simvastatin induced cell cycle arrest at g0/g1 phase accompanied by series of molecular changes via promoting amp-activated protein kinase (ampk), leading to induction of p21 and p27 accumulation. using the transcriptomics, simvastatin showed significant reduction in the skp2 expression, resulting in p27 accumulation by preventing proteasomal degradation, mediated by stat3 inhibition. in addition, simvastatin significantly decreased tumor growth in hepg2 xenograft mice [85] . guanabenz acetate, an antihypertensive drug, was screened as a potential candidate for hcc via a phenotypic screening assay by in vitro antiproliferative activity against hcc cell lines using high-throughput screeningebased repositioning approach. guanabenz acetate reduced hcc cell viability via inhibition of growth and induction of dna damage, leading to increased phosphorylation of eukaryotic initiation factor 2a, increased activation of transcription factor 4, and induction of apoptosis [86] . fenofibrate is known for its lipid lowering capability; however, it has shown huge potential to target various types of cancer recently. fenofibrate showed significant reduction in the viability of human hepg2 cells via necrosis, but not apoptosis. the mechanistic investigation for the fenofibrate revealed an increase in the levels of ros and a decrease in glutathione (gsh, an important cellular antioxidant) accompanied with impairment for the mitochondrial function in hepg2 cell lines. in other studies, fenofibrate showed cell cycle arrest for huh-7 cell lines at g2/m phase through downregulation of cyclins group with upregulation of p27. fenofibrate also activated endogenous peroxisome proliferator-activated receptor (ppar)a in huh7, hepg2, and li7 cell lines, but the antiproliferative activity induced by fenofibrate was not affected by the ppara inhibitor gw6471 or the knockdown of the expression of ppara by sirna. moreover, fenofibrate suppressed akt phosphorylation and increased the expression of c-terminal modulator protein, which binds specifically to akt [87, 88] . metformin is the drug of choice toward treatment of type ii diabetes. the in vitro antiproliferative activity for metformin showed multiple 8. successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma phenotypic events starting with induction of cell cycle arrest at g0/g12 phase accompanied with significant reduction in cell growth with elevated levels of klf6/p21 protein content in hepg-2 cell line. metformin played a unique role via modulating the microenvironment of tumors by reducing cellular lipid accumulation and promoting ampk activity. metformin downregulated the expression of igf i and ii [89] . canagliflozin, a sodiumeglucose cotransporter 2 inhibitor (sglt2-i), is known as an antidiabetic agent. canagliflozin was selected for the phenotypic screening based on the given fact of high expression levels of sglt2 in hcc cell lines. initially, the antiproliferative ability of canagliflozin against hcc cell lines was assessed to show inhibitory profile in a dosedependent manner along with induction of apoptosis at g2/m phase with elevated levels of caspase-3 and inhibition of erk. this suggested that canagliflozin can inhibit glycolytic metabolism including glucose uptake, lactate, and intracellular atp production. this was validated by in vivo screening for tumor growth assay after oral administration of canagliflozin (10 mg/kg/day) to show significant reduction in the tumor size and attenuated intratumor vascularization in hepg2-derived xenograft tumors in balb/c nude mice [90] . linagliptin is known as antidiabetic class targeting dipeptidyl peptidase-4, where the scaffold of 3,7 dihydro-1h-purine-2,6-dione functional group was an attractive scaffold to be structurally repositioned in a trial to target hcc by modulation of adenosine 3 receptors (adora3) via in silico molecular modeling simulations coupled with in vitro analysis. linagliptin and its degradation product showed antiproliferative activity against hepg-2 and huh-7 cell lines inducing cell cycle arrest at g2/m phase with elevated levels of apoptotic marker, caspase-3. this was validated by monitoring the expression levels of adora3 [91] . atovaquone, an fda-approved drug for pneumocystis pneumonia, significantly inhibited hepatoma cell proliferation via s phase cell cycle arrest and induced both extrinsic and intrinsic apoptotic pathways associated with upregulation of p53 and p21. molecular investigations demonstrated that atovaquone inhibits hepatoma cell proliferation by inducing double-stranded dna breaks, leading to sustained activation of ataxia telangiectasia mutated and its downstream molecules such as cell cycle checkpoint kinase-2 and h2ax. in addition, atovaquone also induced apoptosis, inhibited both cell proliferation and angiogenesis in vivo, and prolonged the survival time of tumor-bearing mice, without any obvious side [92] . ketoconazole is a broad-spectrum antifungal agent, exhibiting antiproliferative activity against hcc cell lines by worsening mitophagy in vitro and in vivo. ketoconazole-induced suppression of prostaglandin-endoperoxide synthase 2 led to pink1-prknemediated mitophagy, resulting in mitochondrial dysfunction and induction of apoptosis [93] . obeticholic acid (oca) was granted accelerated approval from the fda in 2016 for the treatment of primary biliary cholangitis. oca is a synthetically modified bile acid agonist for the nuclear farnesoid x receptor (fxr). a cross talk between il-6/stat3 pathway and the hepatic fxr in hcc was previously reported [94] . in this study, activating fxr using oca interfered with hcc cell growth by downregulating il-6/stat3 pathway in vitro. these effects were hampered in the presence of an fxr antagonist. drug repositioning has become a significant emerging shortcut approach to deliver chemical entities into the pharmaceutical market cutting cost with an eye on the established toxicity profile, pharmacokinetics behavior, and postmarketing safety surveillance. however, repurposing novel clinical indications for already existing molecules should not grab our attention from investing in assembly of novel chemical entities to different molecular targets for different pathological conditions. conceptually, the repositioning approach should be good platform for novel scaffold repurposing to synthesize novel ligands and pharmacophores. in this chapter, we have outlined the repositioning as an excellent opportunity to bypass the toxicity issues, where the fda-approved drugs show clinical safety profiles including cardiac, hepatic, and metabolic safety profiles. the authors tried to cover the serious repurposing trials in that field, where most of the repositioned drugs for hcc were revealed via phenotypic screening or systems biology without rational approaches with respect to structural or ligand-based drug design. however, the literature is full of random repositioning studies without solid understanding for fundamental basics for in vitro/in vivo biological assessment coupled with in silico molecular modeling simulations with no revealing for molecular target validation. the authors believe that despite the huge efforts for drug repositioning targeting hcc, amiodarone can be considered as a potential therapeutic drug for hcc due to its repositioning strategy counting on disease network, where data analysis of 32,625 caseecontrol provided by taiwan's nhi program revealed that long-term regular amiodarone usage significantly decreases the risk of hcc. technically, the integration of artificial intelligence to get business solutions, servers, and healthcare platforms, such as watson developed by ibm, can create potential opportunity for drug repositioning to offer robust methodology driving more drugs to clinical trials for novel therapeutic applications. global cancer statistics global and country underestimation of hepatocellular carcinoma (hcc) in 2012 and its implications nonalcoholic steatohepatitis is the most rapidly growing indication for liver transplantation in patients with hepatocellular carcinoma in the hepatocellular carcinoma in non-alcoholic fatty liver disease: an emerging menace population-based risk factors and resource utilization for hcc: us perspective impact of sex on the survival of patients with hepatocellular carcinoma: a surveillance, epidemiology, and end results analysis genetic landscape and biomarkers of hepatocellular carcinoma novel advancements in the management of hepatocellular carcinoma in 2008 environmental factors and risk for hepatocellular carcinoma immune pathogenesis of hepatocellular carcinoma management of hepatocellular carcinoma: an update hepatocellular carcinoma successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma molecular therapies and precision medicine for hepatocellular carcinoma lenvatinib versus sorafenib in first-line treatment of patients with unresectable hepatocellular carcinoma: a randomised phase 3 non-inferiority trial regorafenib for patients with hepatocellular carcinoma who progressed on sorafenib treatment (resorce): a randomised, double-blind, placebocontrolled, phase 3 trial cabozantinib in patients with advanced and progressing hepatocellular carcinoma reach-2: a randomized, double-blind, placebo-controlled phase 3 study of ramucirumab versus placebo as second-line treatment in patients with advanced hepatocellular carcinoma (hcc) and elevated baseline alpha-fetoprotein (afp) following first-line sorafenib ramucirumab after sorafenib in patients with advanced hepatocellular carcinoma and increased a-fetoprotein concentrations (reach-2): a randomised, double-blind, placebo-controlled, phase 3 trial nivolumab in patients with advanced hepatocellular carcinoma (checkmate 040): an open-label, non-comparative, phase 1/2 dose escalation and expansion trial hepatocellular carcinoma: reasons for phase iii failure and novel perspectives on trial design advances in targeted therapies for hepatocellular carcinoma in the genomic era sorafenib resistance in hepatocarcinoma: role of hypoxia-inducible factors dnmt3b/oct4 expression confers sorafenib resistance and poor prognosis of hepatocellular carcinoma through il-6/stat3 regulation treatment with a new benzimidazole derivative bearing a pyrrolidine side chain overcomes sorafenib resistance in hepatocellular carcinoma non-coding rnas: emerging regulators of sorafenib resistance in hepatocellular carcinoma new knowledge of the mechanisms of sorafenib resistance in liver cancer loss of hepatic nf-kb activity enhances chemical hepatocarcinogenesis through sustained c-jun n-terminal kinase 1 activation molecular therapies in hepatocellular carcinoma: what can we target? synergistic inhibition of hcc and liver cancer stem cell proliferation by targeting ras/raf/mapk and wnt/b-catenin pathways mtor and p70 s6 kinase expression in primary liver neoplasms mammalian target of rapamycin pathway activity in hepatocellular carcinomas of patients undergoing liver transplantation the mtor pathway is associated with the poor prognosis of human hepatocellular carcinoma u-pa and c-met mrna expression is co-ordinately enhanced while hepatocyte growth factor mrna is down-regulated in human hepatocellular carcinoma hepatocyte growth factor, transforming growth factor a, and their receptors as combined markers of prognosis in hepatocellular carcinoma igf activation in a molecular subclass of hepatocellular carcinoma and pre-clinical efficacy of igf-1r blockage the hepatitis b virus-x protein activates a phosphatidylinositol 3-kinase-dependent survival signaling cascade activation of the n-ras-pi3k-akt-mtor pathway by hepatitis c virus: control of cell survival and viral replication associations of components of pten/ akt/mtor pathway with cancer stem cell markers and prognostic value of these biomarkers in hepatocellular carcinoma functional role of sgk3 in pi3k/ pten driven liver tumor development microrna-1914, which is regulated by lncrna duxap10, inhibits cell proliferation by targeting the gpr39-mediated pi3k/akt/mtor pathway in hcc capsaicin and sorafenib combination treatment exerts synergistic anti-hepatocellular carcinoma activity by suppressing egfr and pi3k/akt/mtor signaling activation of beta-catenin during hepatocarcinogenesis in transgenic mouse models: relationship to phenotype and tumor grade wnt/b-catenin signaling in liver health and disease hedgehog signaling blockade delays hepatocarcinogenesis induced by hepatitis b virus x protein hedgehog signaling pathway regulates autophagy in human hepatocellular carcinoma cells selective down-regulation of gliomaassociated oncogene 2 inhibits the proliferation of hepatocellular carcinoma cells the immunology of hepatocellular carcinoma review-article inflammation, immunity and cancer: coming of age inflammation and liver cancer: molecular mechanisms and therapeutic targets nf-kappab, an evolutionarily conserved mediator of immune and inflammatory responses missing pieces in the nf-kappab puzzle not interferon, but interleukin-6 controls early gene expression in hepatitis b virus infection nuclear factor-kb in the liver of patients with chronic hepatitis c: decreased rela expression is associated with enhanced fibrosis progression the role of inflammation in cholestasis: clinical and basic aspects signalling pathways in alcoholinduced liver inflammation lipid metabolism and liver inflammation ii tak1 suppresses a nemodependent but nf-kb-independent pathway to liver cancer proliferation of human hcc cells and chemically induced mouse liver cancers requires jnk1-dependent p21 downregulation rip3 inhibits inflammatory hepatocarcinogenesis but promotes cholestasis by controlling caspase-8-and jnk-dependent compensatory cell proliferation the role of jnk in the development of hepatocellular carcinoma il-6, through p-stat3 rather than p-stat1, activates hepatocarcinogenesis and affects survival of hepatocellular carcinoma patients: a cohort study noncell-autonomous activation of il-6/stat3 signaling mediates fgf19-driven hepatocarcinogenesis hepatocyte ikkb/nf-kb inhibits tumor promotion and progression by preventing oxidative stress-driven stat3 activation xidentification of liver cancer progenitors whose malignant progression depends on autocrine il-6 signaling interleukin-22 promotes human hepatocellular carcinoma by activation of stat3 il-17 activates the il-6/stat3 signal pathway in the proliferation of hepatitis b virusrelated hepatocellular carcinoma toll-like receptors in alcoholic liver disease, non-alcoholic steatohepatitis and carcinogenesis promotion of hepatocellular carcinoma by the intestinal microbiota and tlr4 nafld causes selective cd4þ t lymphocyte loss and promotes hepatocarcinogenesis successful stories of drug repurposing for cancer therapy in hepatocellular carcinoma metabolic inflammation-associated il-17a causes non-alcoholic steatohepatitis and hepatocellular carcinoma the assessment of efficient representation of drug features using deep learning for drug repositioning protein flexibility and ligand recognition: challenges for molecular modeling computational drug repositioning. a lateral approach to traditional drug discovery? exploring the potential of minoxidil tretinoin liposomal based hydrogel for topical delivery in the treatment of androgenic alopecia agingrelated repositioned drugs, donepezil and sildenafil citrate, increase apoptosis of anti-mitotic drug-resistant kbv20c cells through different molecular mechanisms screening-based approach to discover effective platinum-based chemotherapies for cancers with poor prognosis proton pump inhibitors can reverse the yap mediated paclitaxel resistance in epithelial ovarian cancer a journey of celecoxib from pain to cancer the neuroleptic drug pimozide inhibits stem-like cell maintenance and tumorigenicity in hepatocellular carcinoma valproic acid induces endocytosismediated doxorubicin internalization and shows synergistic cytotoxic effects in hepatocellular carcinoma cells computational discovery of niclosamide ethanolamine, a repurposed drug candidate that reduces growth of hepatocellular carcinoma cells in vitro and in mice by inhibiting cell division cycle 37 signaling the prophylactic effect of amiodarone on hcc occurrence lanatoside c, a cardiac glycoside, acts through protein kinase cd to cause apoptosis of human hepatocellular carcinoma cells simvastatin-induced cell cycle arrest through inhibition of stat3/skp2 axis and activation of ampk to promote p27 and p21 accumulation in hepatocellular carcinoma cells guanabenz acetate induces endoplasmic reticulum stress-related cell death in hepatocellular carcinoma cells cytotoxic effect of peroxisome proliferator fenofibrate on human hepg2 hepatoma cell line and relevant mechanisms fenofibrate suppresses growth of the human hepatocellular carcinoma cell via ppara-independent mechanisms metformin counteracts hcc progression and metastasis enhancing klf6/p21 expression and downregulating the igf axis sodium glucose cotransporter 2 inhibitor canagliflozin attenuates liver cancer cell growth and angiogenic activity by inhibiting glucose uptake structural re-positioning, in silico molecular modelling, oxidative degradation, and biological screening of linagliptin as adenosine 3 receptor (adora3) modulators targeting hepatocellular carcinoma anti-malarial atovaquone exhibits anti-tumor effects by inducing dna damage in hepatocellular carcinoma a novel role for ketoconazole in hepatocellular carcinoma treatment: linking ptgs2 to mitophagy machinery the fxr agonist, obeticholic acid, suppresses hcc proliferation & metastasis: role of il-6/stat3 signalling pathway key: cord-309025-jo0rqy3y authors: maurya, priyanka; singh, samipta; saraf, shubhini a. title: inhalable hybrid nanocarriers for respiratory disorders date: 2020-09-18 journal: targeting chronic inflammatory lung diseases using advanced drug delivery systems doi: 10.1016/b978-0-12-820658-4.00013-3 sha: doc_id: 309025 cord_uid: jo0rqy3y rapid advancements in the field of drug delivery lead to increased use of inhalable formulations as they are cost effective, noninvasive, and targeted and have less systemic side effects and above all better patient compliance. development of inhalable hybrid systems has offered manifold advantages to this area of drug delivery. inclusion of polymer and lipid, inorganic and organic substances, and metallic nanoparticles all of them aim to achieve codelivery of drugs which are incompatible in single phase systems. the recent progress in nanotechnology has gained momentum toward delivery of sirna and mirna and vaccines to the targeted site. the present work is an attempt to compile all the hybrid and inhalable systems to give readers an overview toward this delivery system as much more work is needed in this field to achieve better resolution of inflammatory disorders. pulmonary route offers various outstanding features when studied in comparison with the oral and parenteral routes. it offers a highly vascularized area with a thin blood-alveolar barrier. the route also possesses increased selectivity, reduced systemic side effects, and low administered dose [1] . inhalation drug delivery has long been used in the treatment of tuberculosis, asthma, bronchitis, cystic fibrosis (cf), chronic obstructive pulmonary disease (copd) [2] , and systemic diseases like osteoporosis, pain, and diabetes. it is particularly useful in drugs with low bioavailability and in reducing the dose with reference to oral administration. it offers a noninvasive route for drug delivery increasing patient acceptability. one of the major challenges in oral systems is achieving delivery to the site desired and avoiding its side effects. inhalable delivery overcomes these challenges by achieving site specific delivery and overcoming side effects such as decline in lung and kidney functions due to prolonged exposure subsequent to oral therapy. the inhalable formulations are delivered as a solution, suspension, or dry powder [3] . nanoparticles (np) possess promising targeting ability and have high cell uptake characteristics when administered through vascular routes. nanoparticles show rapid clearance as they are coughed out after pulmonary administration. to overcome this problem, they are incorporated in large microparticles. microparticles with appropriate aerodynamic characters (1-5 μm) allow drug delivery to lung tumors [4] . the different anatomical barriers to successful pulmonary delivery are as follows: (i) the mucus layer/surfactant layer (~ 5-10 μm thick) poses a barrier to the deposited drug. it has to be quickly dissolved into this mucus layer before enzymatic degradation of the drug or else there would be rapid mucociliary clearance; hence, permeation enhancers must act rapidly to improve the bioavailability of the active ingredient. (ii) the epithelial layer consists of pseudo-stratified columnar cells interconnected via tight junctions. most of the molecules are absorbed through transcellular diffusion (small lipophilic molecules partition between the membranes via concentration gradient), and polar molecules follow paracellular diffusion, but the tight junction poses a barrier to the absorption of drug molecules. (iii) capillary endothelium is of importance to systemically targeted drugs but does not favor locally acting drugs [5, 6] . the different barriers to pulmonary delivery are listed in fig. 1 . lungs achieve slow clearance of nanoparticles. the np escape mucociliary and phagocytic inactivation. they achieve controlled release. the major hurdles in delivery through nanoparticle are poor particle size distribution, instability, and notso-good loading efficiency. hybrid nanoparticles are comparatively new class of nanoparticles with the beneficial effects of both lipids and polymers. hybrid nanoparticles possess good loading efficacy, structural integrity, cell targeting properties, and better cellular affinity. it is also beneficial in drug delivery of both hydrophilic and hydrophobic drugs [7] . pulmonary administration of nanoparticles also reduces the drug dose to about 5% of the initial dose [8] . drug release from these hybrid systems is affected by the thickness of the lipid layer in the case of polymeric cores and lipidic shell-type hybrid systems. as the thickness of the lipid layer decreases, the size is reduced, but the release increases as the water permeation is increased and the dissolution, in turn, increases for hydrophilic drugs. when hybrid systems are formulated with a polymeric shell and lipid core, the clearance from the lung decreases as the polymeric shell protects the core from macrophage uptake, thereby increasing their residence time [9] . particles inhaled through inhalation devices are deposited in the airways through sedimentation under gravity, brownian diffusion, and inertial impaction. large particles more than 5 μm deposit in the throat and upper respiratory tract due to high mass and inertia and are eliminated through spitting or swallowing. particles between 1 and 5 μm travel up to the lower airways by gravitational sedimentation. particles smaller than 1 μm are deposited in the alveoli by brownian motion but are mostly eliminated as they do not get sufficient time to adhere leading to exhalation [3] . inhalable micro-and nanocarriers deliver the drug or active ingredient to the lung epithelium and basal layers for quicker onset of action. np that is below 300 nm is delivered directly to the basal epithelium and avoids phagocytosis. endocytosis of np occurs between a range of 50-500 nm. dry nebulized nanoparticles have low deposition values. to achieve better results, they can be nebulized by dispersing them in normal saline. nowadays, apart from delivering drugs, research is undergoing to deliver mirna and antisense oligonucleotides that work by inhibiting protein expression of various inflammatory conditions. inflammatory lung disorders can be described as copd, cf, and asthma. bronchial epithelium, the first in line of defense as presented by the airway, secretes il-8 in response to toll-like receptor-4 activation. as these proinflammatory cytokines are released, they start neutrophil infiltration at the site of release and all of proteases and oxidants start damaging the epithelium and begin losing in tissue function and start tissue transformation. mir-17 downregulates the secretion of il-8 secreted in response to lipopolysaccharide by more than 40% [9] [10] [11] . vencken et al. designed and prepared hybrid nanoparticles for targeting bronchial epithelial cells loading them with mir-17 to downregulate proinflammatory chemokine il-8. mirna delivery through nanoparticles which opens up various avenues for disease targeting [9] . it has been reported that mirna are involved in various pulmonary disorders such as copd, asthma, and lung cancer [11] . targets for mirna involved in lung diseases are il-6, il-10, il-12a, il-13, ifnb1, tlr4, tgf-β pathway, phosphoinositide 3-kinase (pi3k)/akt pathway, and glycogen synthase kinase 3 beta (gsk3b). the mirna involved are mir-21, mir-25, mir-26a, mir-106a, mir-126, mir-127, mir-133a, mir-145, mir-146a, mir-192, mir-199a, mir-221, and mir-485 [10] . mirna possess a low molecular weight and small size that enable them to be efficiently given as drugs. the mirna targeting is done by two mechanisms, by direct downregulation using mirna antagonists or by using mirna sponges to sequester misexpressed mirna. the second approach is used in mirna targeting [10] . the various challenges and approaches to overcome mirna targeting are given in fig. 2 . antigen-presenting cells are commonly called dendritic cells that are of immense importance in immune response related to its regulation and initiation. the dendritic cells (dc) continuously sample the inhaled air for antigens and present them to the specific t cells in the regional lymph nodes. thereby, they activate the t cells and present them the processed peptides. they also activate memory t-cell responses in the lungs. they are quite sensitive to environmental factors such as allergens, pollutants, microbes, and tissue damage products [12] . the mirna is nowadays utilized as biomarker. dc hold popularity as antitumor agents. dc possess antitumor effects 1. mirna mimics and antagonists are degraded in the blood circulation. 1. optimize the particle size, surface charge and chemical modification of the mirnas or delivering them locally. challenges and approaches to overcome mirna targeting. that are affected by trivial dc count, low antigen presentation efficacy, and reduced ability of dc to migrate into the tumor mass. apart from improving the antigenpresenting efficacy of dc, blocking the signal between dc and tumor cells is also beneficial in developing antitumor therapy. wand et al. reported that to support tumor growth, lung cancers restrict functional dcs from that region. dc-derived exosomes are efficiently used in immunotherapy in nonsmall cell lung cancer [13] . when a np utilizes the multifunctionality given to it by way of different materials of construction, it becomes hybrid. depending upon the properties required for a system, a suitable selection can be made. hybrid nanoparticles of the core-shell type in the nanorange are composed of the polymeric layer and a lipidic layer. hybrid nanoparticles were prepared to reduce the limitations of lipidic and polymeric systems. these are solid submicron particles composed of the lipid and the polymer containing various bioactives such as proteins, genes, targeting ligands, and drugs, which can be encapsulated, covalently attached, and entrapped. hybrid nanoparticles are used to overcome the biobarriers limiting oral drug absorption, that is, acid hydrolysis, ph differences, enzymatic degradation, mucosal barriers, and variable transit time. lipids provide an endless opportunity as an excipient enabling formulation of solid lipid nanoparticle, self-emulsifying systems, nanoemulsions, nanostructured lipid carriers, and liposomes. lipidic systems can be used efficiently in formulating poorly water-soluble drugs as they provide a lipophilic microenvironment for enhancing drug solubilization and preventing p-glycoprotein (p-gp) efflux, and avoid the first-pass metabolism, reduces hepatic metabolism by promoting lymphatic drug transport and lipidic systems, and protect encapsulated drugs from digestive enzymes in git. inclusion of a polymeric nanocarrier can be utilized to deliver compounds not easily delivered via lipidic systems. polymeric systems are more stable in gi transit and provide the versatility of a natural, synthetic, or semisynthetic alternative. an advance in polymer sciences enables superior control over the properties and architecture of these carriers facilitating controlled delivery although issues regarding their inadequate encapsulation and burst release still pop up from time to time [14] . hybrid nanoparticles of core-shell type can be classified as. lipid-core/polymer-shell (lc-ps) systems include a lipid core (cholesterol, dppc, dspe-peg2000) enclosed by one or multiple polymeric coats (peg, chitosan, polyacrylic acid, and polyallylamine). the core holds the active ingredient, while the coating stabilizes the lipid core to overcome biological obstacles. significant work has been done on linking nanocarriers such as liposomes, sln or nlc with chitosan, and peg like multifunctional polymers [3] [4] [5] [6] . incubation method is the preferred method for preparing chitosan-coated lipid nanoparticles, that is, uncoated lipid nanoparticles are prepared first, and then the prepared nanoparticles are incubated in an aqueous chitosan solution. the chitosan self-assembles at the interface of oil and water (o/w) through electrostatic interactions during incubation. alternatively, glutaraldehyde can be utilized as the crosslinking agent for stabilization. chitosan-coated systems are beneficial in terms of efficiently loading hydrophobic drugs in nanocolloidal systems. the chitosan coated formulation due to its positive charge possessed better uptake and targeting ability [15] . garcia et al. developed chitosan-coated lipidic nanoparticles of tripalmitin and lecithin and isolated them using ultracentrifugation. the negatively charged nanoparticles possessed a positive charge after being coated by chitosan. the chitosan-coated np remained unaltered in simulated gastric and intestinal media and proved that it is suitable for oral use [16] . pegylated nanoparticles possess a longer circulation half-life because they escape capture and phagocytosis by various organs. pegylated lipid nanoparticles are prepared by adding peg esters in the lipid phase. thin-film hydration method is frequently used in its preparation. dipalmitoyl phosphatidylcholine (dppc), distearoyl phosphatidylethanolamine-polyethylene glycol 2000 (dspe-peg2000), and cholesterol are the lipids of choice for pegylated lipid nanoparticles. pegylated sln are prepared by emulsification and can be purified by ultracentrifugation. a blend of peg-stearic acid and tripalmitin is solubilized in an organic solvent, followed by sonication, in an aqueous surfactant solution. the organic solvent gets evaporated during stirring, and the final peg-sln is collected and purified by ultracentrifugation [17] . pegylated nlc (peg-nlc) can also be prepared by substituting tripalmitin with liquid medium-chain triglyceride (miglyol 812) [16, 18] . polyelectrolyte-stabilized liposomes or layerosomes are prepared by a multiple coatings of polyelectrolyte (positive and negative charged), utilizing the layer-by-layer approach. the coatings so applied on the liposomal surface preserve the original structure and protect it from the physiological damage. layering helps in incorporating various materials in the system and in its overall stabilization through ionic interactions [19] . the liposomal core consisting of cholesterol and phospholipid core achieve a positive charge on inclusion of stearyl amine. anionic polymers, namely, polyacrylic acid (paa) are then made use of in coating liposomes followed by another coat of polyallylamine hydrochloride (pah) cationic polymer. transmission electron microscopy is used to characterize layerosomes. layerosomes range from 200 to 500 nm, and it depends on the size of crude or uncoated liposomes and the mass ratio amidst polymer and lipids [20] . in the polymer-core/lipid-shell systems, polymer core is delimited by unit coat or several coats of lipid. the hydrophobic nature of the shell inhibits water infiltration toward the core. core-shell system modifies polymer degradation, prevents drug movement, and sustains drug release, as the polymer provides structural integrity to the shell. the drug may be captured within the core or simultaneously in core and in the adjacent lipid layer, depending upon the nature of drug(s) [21] [22] [23] [24] [25] . lipidic carriers are reported in the literature to augment the oral administration of biomacromolecules to the systemic circulation via intestinal lymphatic system, thereby evading degradation by first-pass metabolism. enclosing hydrophilic drugs in the lipid system promotes transport via the lymphatic system. a hybrid nanoparticle is utilized for various purposes. the use of cationic polymer increases the loading efficiency of drug (heparin) in the lipid carrier, and chitosan is recognized to improve the passage of heparin across the intestinal membrane through tight junctions. chitosan when used as a constituent of the hybrid system increases the entrapment efficiency of lipid nanoparticle [26] . the hydrophilic peg shell improves the steadiness of np in physiological environment and minimizes the mucin adhesive interfaces [7, [27] [28] [29] ]. polymerized liposomes (pl) possess features similar to liposomes, wherein the covalent bonds link the phospholipid bilayers. pl are classically created from lipids, which can be polymerized by the thin-film hydration method. polymerization is used to stabilize the lipid bilayer [30, 31] . o'brein et al., in 1985, prepared polymerized liposomes from reactive lipids containing diacetylene, methacryloyl, and dieneoyl groups. complete polymerization was not observed in diacetylene and methacryloyl lipids while moderate decrease in permeability of water-soluble compound (glucose) was observed in methacryloyl groups. dienoyl lipids can be efficiently polymerized, and maximal reduction in membrane permeability is achieved as assessed by glucose permeation [30] . a lipidic nanocarrier composed of solid-state medium enhances the formulation stability and facilitates various desirable biopharmaceutical functions. nano-inmicro-type silica-lipid hybrid microparticles have been reported in the literature. foreseeable and precise lipid digestion can be achieved by altering the internal nanostructures including surface area and porosity. lately, spray drying and incubation methods have been used in plga-lipid hybrid (plh) systems. they are prepared from miglyol and plga np. chitosan-zein nano-in-micro-type formulations have also been reported for gene delivery [32] . hybrid nanoparticles have been used to overcome the bio barriers limiting oral drug absorption, that is, acid and enzymatic degradation, ph differences, mucosal barricades, and variable transit time. lipids provide an endless opportunity as an excipient enabling formulation of sln, self-emulsifying systems, nanoemulsions, nlc, and liposomes. lipidic systems can be used efficiently in formulation of hydrophobic drugs as they provide a lipophilic micro-environment for enhancing drug solubilization, averting p-glycoprotein (p-gp) efflux and dodging the first-pass metabolism as well as reducing hepatic metabolism by promoting lymphatic drug transport. lipidic systems also protect encapsulated drugs from the degradative effect of the digestive enzymes in git. inclusion of a polymeric nanocarrier can be used to deliver compounds not delivered via lipidic systems. compared with their lipidic counterparts, polymeric systems are more stable in gi transit and provide the versatility of a natural, synthetic, or semisynthetic alternative. developments in polymer sciences enable good control over the properties and architecture of these carriers, facilitating controlled delivery. however, issues regarding their adequate encapsulation and burst release still surface from time to time [33] . the preparation of hybrid nanoparticles falls under two broad categories: the twostep method and the single-step method. this involves independent preparation of core and shell components, which may then be combined by either direct hydration, extrusion, or sonication. positively charged lipid vesicles and negatively charged polymeric nanoparticles fuse by electrostatic magnetisms. dry lipid films are hydrated by polymeric dispersions or the dispersions can be added to preformed lipid vesicles, followed by vortexing and subsequent heating to arrange lipids onto the particle surface. the formulation is finally centrifuged to remove nonadsorbed lipids, micelles, or free polymeric nanoparticles, as the case may be [34, 35] . this method involves synchronizing nanoprecipitation with self-assembly, simultaneously. modifications to this single-step method have also been reported, which include modified solvent extraction/evaporation or nanoprecipitation method respectively [36] . firstly the polymer and drug are dissolved in a water-immiscible solvent (chloroform, ethyl acetate, dichloromethane, etc.) followed by mixing lipid in aqueous phase by sonication. rotary evaporator can be utilized for removal of organic solvents. the product is further centrifuged followed by controlled washing. the product is dried by a suitable method like lyophilization to obtain a free-flowing dry powder [7, 18, 37] . a water-miscible organic solvent (acetone and acetonitrile) is used to solubilize the polymer and hydrophobic drugs. dropwise addition of organic solution to aqueous dispersion of lipid or peg-lipid conjugate is carried out. the blend is then vortexed and sonicated to achieve nanosized particles [14, 38] . pulmonary drug delivery is mainly aimed at passive targeting of tumor sites via enhanced permeation and retention (epr) effect rather than active targeting via overexpressed receptors. particles in the range of 100-150 nm are internalized better than microparticles of size 3-5 μm. therefore size uniformity is a major concern in passive targeting as it plays an important role in deep lung deposition and internalization of the delivery system [39] . pulmonary delivery of drugs via active targeting is achieved by the coupling of the drug to carrier molecules through a bioreceptive bond. extensive studies are however required to establish the efficacy of these targeting strategies. the size and shape of the np formulation plays a significant part in pulmonary drug targeting. the anatomy of the airways and ventilation parameters also determine the drug delivery and its time of residence in the respiratory tract [40] . very small particles are exhaled, and very large particles are removed by mucociliary machineries. therefore there is a size range that determines the extent to which a formulation may reach the desired site of action. drug delivery to deep lung tissues is dependent on size [41, 42] . respirable particles between 1 and 5 μm are suitable for achieving significant drug concentrations. small size and hydrophilic molecules are passively taken up by epithelial cells, and insoluble vectors are taken up by macrophages and cleared. alveolar macrophages do not recognize particles less than 70 nm on the surface of the lungs and allow them access to pulmonary interstitium and further to the capillary blood flow [3, 39] . calcium carbonate microparticles prepared from vaterite polymorph possess suitable properties for drug delivery such as uniform size, and narrow size distribution, and spherical geometry as assessed by bet, sem, and tem in various studies. alginate, when used in conjunction with calcium carbonate, reduces its toxicity and aids in the formation of a biocompatible formulation. these hybrid microstructures are capable of further modification through changes in polymer content and microsurface changes in porosity. these microsystems possess good drug loading capability. islan et al. prepared spherical microparticles in the range of 3-5 μm, which is ideal for pulmonary delivery. as evidenced from the in vivo data, the microparticles reached 7.4 times the concentration of pure drug solution in the lung at a dose of 0.7 mg and at 1.4 mg, the lung levels were 2.8 times higher than pure drug [42] . hybrid systems can be efficiently used to incorporate nuclease that helps in the breakdown of dna chains, which are products of cell lysis and lead to mucus accumulation. the reduction in viscoelasticity imparted by nuclease improves the antimicrobial efficacy of drugs [43] . hybrid nanoparticles containing lipids have been prepared in various studies for their diagnostic and colloidal stabilization properties. localized laser heat generation can be utilized efficiently as absorption of light leads to the oscillation of surface electrons and generation of heat. this simple mechanism can be used in hybrid systems that are effectively made with the purpose of releasing the drug with respect to change in temperature. hybrid nanoparticles releasing the drug in response to external stimuli were successfully prepared by ahmady et al. various formulations were prepared to contain gold, silver, and iron oxide in the hybrid formulation containing thermosensitive liposomes. the presence of metals in the formulation makes it stimulus responsive. the controlled drug release from the formulation continued for 60 min at mild heating conditions while maintaining good drug retention. the authors also provide support to the use of these np in the theranostic application [44] . it has been reported that mirna are involved in gene regulation in eukaryotes, and they are a group of small noncoding rnas. they can target multiple sites and multiple genes within a signaling network. they also function as regulators, in the advancement and expansion of lung diseases. variations in their number in blood, inflammatory cells and tissues act as disease modifiers and drivers. they act as biomarker tools as well, for the detection of diseases. in some diseases, mirna act as disease drivers, but in the majority, they only maintain signaling pathway and gene expression. knockout models for mirna do not exist or are not published [11] . proinflammatory chemokines such as interleukin (il)-8 are secreted by human bronchial epithelial cells to retort lipopolysaccharide as a stimulant. to study its effect on the treatment of respiratory disorders, modulation of mirnas was studied by sebastian et al. they studied the role of mirna-17 in secretion of il-8. nebulized hybrid particles containing mir-17down regulated lps-induced il-8 secretion by 40% in epithelial cells. hybrid nanocarriers containing dotap-plga are efficient carriers for mirna delivery for inflammatory conditions [9] . the mirna delivery to cancer cells via aptamer-functionalized hybrid nanoparticles for lung cancer was successfully achieved by perepelyuk et al. to efficiently carry mirna-29b to muc1-expressing cancer cells, bioconjugate system was prepared. a549 cells showed significant downregulation of oncoproteins dnmt3b and mcl1, and this further led to apoptosis and better antiproliferative effect [45] . novel calcium phosphate-polymer hybrid nanoparticle systems were reported by zhou et al. hydrophilic mirna and hydrophobic drugs were encapsulated in this system by coprecipitation in water-in-oil emulsion followed by coating with anionic lipid. the system delivered both the drug and mirna to the target site and inhibited the proliferative effect of mir221/222 and enhanced the therapeutic effect of paclitaxel [46] . dendritic cell targeting is nowadays being used in monovalent and polyvalent vaccine delivery. the current approaches use bifunctional fusion protein (truncated core streptavidin fused to anti-dec-205-single chain antibody) in conjunction with biotinylated plga nanoparticles (containing antigen) as the delivery system is biodegradable and can be used without adjuvants also. it also dodges a postformulation modification that has a detrimental effect on the antigen. the process involved is also quite simple as it requires a simple mixing of the two components (targeting ligand with nanoparticles). it utilizes the dec-205 as the target moiety. in vitro studies showed a twofold increase in receptor-mediated uptake when compared with nontargeted nanoparticles [47] . migdal et al., prepared hybrid nanoparticles containing para amino benzoic acid, and titanium dioxide internalized in dendritic cells was found to be noncytotoxic. cellular uptake occurs through macro pinocytosis. np were not present in the nucleus as seen through confocal microscopy. the np remained in contact with cytoplasmic vesicles and cellular membrane without colocalizing with clathrin-coated vesicles. the nanoparticles are nonimmunogenic and do not induce oxidative stress [48] . raghuvanshi et al. targeted plasmid dna, through loaded biotinylated nanoparticles containing chitosan for immunization against sars-cov as antigen. the nanoparticles were prepared by the coacervation process and evaluated for nuclease digestion and plasmid dna loading. the formulation being noninvasive is efficiently delivered via receptor mediation through the nasal route. the dendrimer targeting ability toward dec-205 is imparted by the bifunctional fusion protein. intranasal administration enhanced igg and nasal iga antibodies. intramuscular route was also evaluated for delivery of vaccines, which revealed its superiority for igg response over the intranasal route [49] . inhalable hybrid nanocarriers have varied applications in drug delivery for respiratory disorders. the inhalable nanocarriers that are below 300 nm are rapidly deposited to the basal epithelial cells and provide for site-specific delivery and avoid phagocytosis. hybrid microcarriers (1-5 μm) allow for passive targeting to lungs. hybrid nanocarriers can effectively deliver mirna for treatment of inflammatory lung conditions and in lung cancer [9, 45] . dendritic cell targeting (in inflammation) can be achieved by a preparing a hybrid between targeting ligand and plga np. cystic fibrosis can be targeted by silica-coated silver np containing antibiotic. colloidal hybrid systems can be used for imaging, diagnostics, and drug delivery. hybrid nanocarriers are mostly useful in treating lung cancers [50] . hybrid nanoparticles are nowadays used in various fields of pharmacotherapy and theranostics, tumor being the front-runner followed by gene delivery [51] , peptide [52, 53] , protein [54] , vaccines [55] , diagnostics [56] [57] [58] [59] , and materials science [60] [61] [62] [63] . the different applications of hybrid formulations are listed in table 1 . a hybrid nanoparticle with a suitable target offers a novel approach for a rational design for effective therapeutic drug delivery. in inflammatory disorders, oral delivery of drugs leads to poor patient compliance and more of dose dumping. the route that is mostly preferred for inflammatory conditions is the pulmonary route as it offers the advantage of immediate delivery of the drug to the site and a lesser systemic side effect. the only concern in pulmonary delivery is that the drug once delivered cannot be reversed. hybrid nanoformulations are nowadays preferred due to the flexibility in formulation procedures and the advantage of codrug delivery. this system also reduces the concern for interaction in terms of codelivery as both the drugs are present in their respective phases. the added benefits now are advances in drug delivery with novel systems that aim to deliver si rna, mirna, vaccines, and antivirals. these normally require sophisticated carriers that deliver these agents directly to the target site, preventing the degradation of gene/vaccine. the hybrid carriers can be suitably modulated to keep all these properties intact. as with core-shell systems, the formulator can efficiently select the core and shell material to either actively target the formulation or avoid the res uptake mechanism and aim to amplify the circulation time of the nanoformulation so that it keeps releasing the drug at a predetermined rate without being taken up by the immune system. as discussed in the previous sections, these systems efficiently target and treat various therapeutic indications including tumors, colorectal disorders, alzheimer's disease, psoriasis, lung disorders, and atherosclerosis. they are now also used in diagnostics and theranostics for the effective delivery of contrast agents and fluorescent dyes. the future scope for this formulation should aim at delivering the therapeutics to tubercle nodules and chronic inflammatory disorders, which occur as a result of antibiotic resistance developed due to misuse/overuse of antibiotics. the pulmonary route and the complications offered in the way can be very easily modulated by the hybrid systems to overcome and heal the damaged tissue in affected areas, without being concerned about the excessive dose and related side effects. recent advances in controlled pulmonary drug delivery pulmonary drug delivery systems for tuberculosis treatment a review on recent technologies for the manufacture of pulmonary drugs development of an inhalable, stimuli-responsive particulate system for delivery to deep lung tissue strategies to enhance drug absorption via nasal and pulmonary routes delivering drugs to the lungs: the history of repurposing in the treatment of respiratory diseases pulmonary delivery of antitubercular drugs using spray-dried lipid-polymer hybrid nanoparticles a comparison between spray drying and spray freeze drying for dry powder inhaler formulation of drug-loaded lipid-polymer hybrid nanoparticles nebulised lipid-polymer hybrid nanoparticles for the delivery of a therapeutic anti-inflammatory microrna to bronchial epithelial cells micrornas as therapeutics for future drug delivery systems in treatment of lung diseases the role of micrornas in chronic respiratory disease: recent insights dendritic cells in human lung disease: recent advances impaired dendritic cell functions in lung cancer: a review of recent advances and future perspectives coreshell-type lipid-polymer hybrid nanoparticles as a drug delivery platform development and evaluation of artesunate-loaded chitosan-coated lipid nanocapsule as a potential drug delivery system against breast cancer new surface-modified lipid nanoparticles as delivery vehicles for salmon calcitonin studies on peg-modified slns loading vinorelbine bitartrate (i): preparation and evaluation in vitro rgd modified and pegylated lipid nanoparticles loaded with puerarin: formulation, characterization and protective effects on acute myocardial ischemia model polyelectrolyte stabilized multilayered liposomes for oral delivery of paclitaxel lipid nanoformulations for oral delivery of bioactives: an overview dual-ligand modified polymerlipid hybrid nanoparticles for docetaxel targeting delivery to her2/neu overexpressed human breast cancer cells evaluation of a polymer-lipid-polymer system utilising hybrid nanoparticles of dapsone as a novel antiacne agent folate-modified lipidpolymer hybrid nanoparticles for targeted paclitaxel delivery synthesis and characterization of hybrid polymer/lipid expansile nanoparticles: imparting surface functionality for targeting and stability quick synthesis of lipid-polymer hybrid nanoparticles with low polydispersity using a single-step sonication method development and characterization of polymer lipid hybrid nanoparticles for oral delivery of lmwh peg-detachable lipid-polymer hybrid nanoparticle for delivery of chemotherapy drugs to cancer cells hybrid poly(lactic-co-glycolic acid) nanoparticles: design and delivery prospectives plga/liposome hybrid nanoparticles for short-chain ceramide delivery preparation and characterization of polymerized liposomes phosphoinositide-containing polymerized liposomes: stable membrane-mimetic vesicles for protein-lipid binding analysis chitosan-zein nano-in-microparticles capable of mediating in vivo transgene expression following oral delivery polymer-lipid hybrid systems: merging the benefits of polymeric and lipid-based nanocarriers to improve oral drug delivery design of lipid-polymer hybrid nanoparticles for therapy of bph: part i. formulation optimization using a design of experiment approach oxaliplatin immuno hybrid nanoparticles for active targeting: an approach for enhanced apoptotic activity and drug delivery to colorectal tumors one-step synthesis of hybrid nanocrystals with rational tuning of the morphology dry powder pulmonary delivery of cationic pga-co-pdl nanoparticles with surface adsorbed model protein lipomer of doxorubicin hydrochloride for enhanced oral bioavailability inhalable particulate drug delivery systems for lung cancer therapy: nanoparticles, microparticles, nanocomposites and nanoaggregates role of size of drug delivery carriers for pulmonary and intravenous administration with emphasis on cancer therapeutics and lung-targeted drug delivery preparation, optimization, and in vitro simulated inhalation delivery of carvedilol nanoparticles loaded on a coarse carrier intended for pulmonary administration hybrid inhalable microparticles for dual controlled release of levofloxacin and dnase: physicochemical characterization and in vivo targeted delivery to the lungs fabrication of inhaled hybrid silver/ciprofloxacin nanoparticles with synergetic effect against pseudomonas aeruginosa engineering thermosensitive liposome-nanoparticle hybrids loaded with doxorubicin for heat-triggered drug release aptamer-hybrid nanoparticle bioconjugate efficiently delivers mirna-29b to non-small-cell lung cancer cells and inhibits growth by downregulating essential oncoproteins calcium phosphate-polymer hybrid nanoparticles for enhanced triple negative breast cancer treatment via co-delivery of paclitaxel and mir-221/222 inhibitors a simple approach for enhanced immune response using engineered dendritic cell targeted nanoparticles internalisation of hybrid titanium dioxide/para-amino benzoic acid nanoparticles in human dendritic cells did not induce toxicity and changes in their functions dendritic cell targeted chitosan nanoparticles for nasal dna immunization against sars cov nucleocapsid protein fabrication of liposomal doxorubicin exhibiting ultrasensitivity against phospholipase a2 for efficient pulmonary drug delivery to lung cancers stable and efficient transfection of sirna for mutated kras silencing using novel hybrid nanoparticles hybrid protein-synthetic polymer nanoparticles for drug delivery arginine-glycine-aspartic acidmodified lipid-polymer hybrid nanoparticles for docetaxel delivery in glioblastoma multiforme lipid-polymer hybrid nanoparticles as a new generation therapeutic delivery platform: a review polymer-peptide hybrids as a highly immunogenic single-dose nanovaccine engineered hybrid nanoparticles for on-demand diagnostics and therapeutics amphiphilic dna block copolymers: nucleic acid-polymer hybrid materials for diagnostics and biomedicine hybrid fe3o4-poly(acrylic acid) nanogels for theranostic cancer treatment synthesis of magnetic nanoparticles and magnetic fluids for biomedical applications towards the development of a novel bioinspired functional material: synthesis and characterization of hybrid tio2/dhica-melanin nanoparticles design of antimicrobial membrane based on polymer colloids/multiwall carbon nanotubes hybrid material with silver nanoparticles immobilizing gold nanoparticles in mesoporous silica covered reduced graphene oxide: a hybrid material for cancer cell detection through hydrogen peroxide sensing hybrid films from blends of chitosan and egg phosphatidylcholine for localized delivery of paclitaxel aptamerfunctionalized hybrid nanoparticle for the treatment of breast cancer hydrophobic superparamagnetic fept nanoparticles in hydrophilic poly(n-vinylcaprolactam) microgels: a new multifunctional hybrid system rna nanoparticles harboring annexin a2 aptamer can target ovarian cancer for tumor-specific doxorubicin delivery rgd conjugated liposome-hollow silica hybrid nanovehicles for targeted and controlled delivery of arsenic trioxide against hepatic carcinoma nipam-co-mps)-grafted multimodal porous silica nanoparticles as reverse thermoresponsive drug delivery system effects of nanoparticles with hydrotropic nicotinamide on tacrolimus: permeability through psoriatic skin and antipsoriatic and antiproliferative activities surfactant protein b (sp-b) enhances the cellular sirna delivery of proteolipid coated nanogels for inhalation therapy in situ hybrid nano drug delivery system (ihn-dds) of antiretroviral drug for simultaneous targeting to multiple viral reservoirs: an in vivo proof of concept targeted delivery of glucocorticoids to macrophages in a mouse model of multiple sclerosis using inorganic-organic hybrid nanoparticles ultra-small lipid-dendrimer hybrid nanoparticles as a promising strategy for antibiotic delivery: in vitro and in silico studies hybrid lipid/ polymer nanoparticles for pulmonary delivery of sirna: development and fate upon in vitro deposition on the human epithelial airway barrier local anesthetic effects of bupivacaine loaded lipid-polymer hybrid nanoparticles: in vitro and in vivo evaluation co-delivery of pemetrexed and mir-21 antisense oligonucleotide by lipid-polymer hybrid nanoparticles and effects on glioblastoma cells development and in vitro evaluation of core-shell type lipid-polymer hybrid nanoparticles for the delivery of erlotinib in non-small cell lung cancer construction and comparison of different nanocarriers for codelivery of cisplatin and curcumin: a synergistic combination nanotherapy for cervical cancer influence of cationic lipid concentration on properties of lipid-polymer hybrid nanospheres for gene delivery core-shell lipid polymer nanoparticles for combined chemo and gene therapy of childhood head and neck cancers engineering of a hybrid polymer-lipid nanocarrier for the nasal delivery of tenofovir disoproxil fumarate: physicochemical, molecular, microstructural, and stability evaluation lipid polymer-based hybrid nanoparticles as a novel delivery system for methotrexate to treat ovarian cancer targeted nanomedicine for prostate cancer therapy: docetaxel and curcumin co-encapsulated lipid-polymer hybrid nanoparticles for the enhanced anti-tumor activity in vitro and in vivo codelivery of doxorubicin and triptolide with reduction-sensitive lipid-polymer hybrid nanoparticles for in vitro and in vivo synergistic cancer treatment a nanoparticle-based nicotine vaccine and the influence of particle size on its immunogenicity and efficacy lysozyme-loaded lipid-polymer hybrid nanoparticles: preparation, characterization and colloidal stability evaluation molecularly targeted co-delivery of a histone deacetylase inhibitor and paclitaxel by lipid-protein hybrid nanoparticles for synergistic combinational chemotherapy a smart ph-responsive nano-carrier as a drug delivery system: a hybrid system comprised of mesoporous nanosilica mcm-41 (as a nano-container) & a ph-sensitive polymer (as smart reversible gatekeepers): preparation, characterization and in vitro release studies of an anti-cancer drug paliperidone-loaded nanolipomer system for sustained delivery and enhanced intestinal permeation: superiority to polymeric and solid lipid nanoparticles multifunctional organic-inorganic hybrid nanoparticles and nanosheets based on chitosan derivative and layered double hydroxide: cellular uptake mechanism and application for topical ocular drug delivery screening of lipid carriers and characterization of drug-polymer-lipid interactions for the rational design of polymer-lipid hybrid nanoparticles (pln) polymer-lipid hybrid nanoparticles synchronize pharmacokinetics of co-encapsulated doxorubicin-mitomycin c and enable their spatiotemporal co-delivery and local bioavailability in breast tumor a new polymer-lipid hybrid nanoparticle system increases cytotoxicity of doxorubicin against multidrug-resistant human breast cancer cells simultaneous delivery of doxorubicin and gg918 (elacridar) by new polymer-lipid hybrid nanoparticles (pln) for enhanced treatment of multidrug-resistant breast cancer in vivo evaluation of a new polymer-lipid hybrid nanoparticle (pln) formulation of doxorubicin in a murine solid tumor model lipid-polymer nanoparticles for folate-receptor targeting delivery of doxorubicin polymer-lipid hybrid theranostic nanoparticles co-delivering ultrasmall superparamagnetic iron oxide and paclitaxel for targeted magnetic resonance imaging and therapy in atherosclerotic plaque lecithmer: preparation, characterization, and pharmacokinetic/pharmacodynamic evaluation a novel polymer-lipid hybrid nanoparticle for efficient nonviral gene delivery synthesis of polymer-lipid nanoparticles by microfluidic focusing for sirna delivery development of novel self-assembled es-plga hybrid nanoparticles for improving oral absorption of doxorubicin hydrochloride by p-gp inhibition: in vitro and in vivo evaluation mechanically tuned nanocomposite coating on titanium metal with integrated properties of biofilm inhibition, cell proliferation, and sustained drug delivery key: cord-326922-bajpr5a2 authors: watson, c. james; whitledge, james d.; siani, alicia m.; burns, michele m. title: pharmaceutical compounding: a history, regulatory overview, and systematic review of compounding errors date: 2020-11-02 journal: j med toxicol doi: 10.1007/s13181-020-00814-3 sha: doc_id: 326922 cord_uid: bajpr5a2 introduction: medications are compounded when a formulation of a medication is needed but not commercially available. regulatory oversight of compounding is piecemeal and compounding errors have resulted in patient harm. we review compounding in the united states (us), including a history of compounding, a critique of current regulatory oversight, and a systematic review of compounding errors recorded in the literature. methods: we gathered reports of compounding errors occurring in the us from 1990 to 2020 from pubmed, embase, several relevant conference abstracts, and the us food and drug administration “drug alerts and statements” repository. we categorized reports into errors of “contamination,” suprapotency,” and “subpotency.” errors were also subdivided by whether they resulted in morbidity and mortality. we reported demographic, medication, and outcome data where available. results: we screened 2155 reports and identified 63 errors. twenty-one of 63 were errors of concentration, harming 36 patients. twenty-seven of 63 were contamination errors, harming 1119 patients. fifteen errors did not result in any identified harm. discussion: compounding errors are attributed to contamination or concentration. concentration errors predominantly result from compounding a prescription for a single patient, and disproportionately affect children. contamination errors largely occur during bulk distribution of compounded medications for parenteral use, and affect more patients. the burden falls on the government, pharmacy industry, and medical providers to reduce the risk of patient harm caused by compounding errors. conclusion: in the us, drug compounding is important in ensuring access to vital medications, but has the potential to cause patient harm without adequate safeguards. in the modern-day united states (us), medications are by-inlarge manufactured in commercial facilities, and this production is regulated and overseen by the us food and drug administration (fda). historically, however, medications were mixed-or compounded-by independent pharmacists for use by individual patients. while traditional compounding is becoming less prevalent, it still occurs in instances where a particular patient may require a formulation of a medication that is not otherwise available. furthermore, a new form of large-scale compounding has become commonplace, whereby pharmacies produce bulk volumes of medications which are not available commercially, and broadly distribute them to healthcare practices and individual patients. compounding does not traditionally fall under the purview of fda oversight, instead being regulated by individual states' boards of pharmacy. this approach has resulted in a patchwork and oftentimes underfunded regulatory framework, which has subsequently harmed patients [1] [2] [3] [4] . morbidity and mortality frequently result either from a compounded medication that is contaminated with bacteria, fungi, or another medication during production, or from an error whereby the concentration of the drug dispensed is not as intended, which can lead to inadvertent over-or underdosing. patient harm caused by compounded medications has been the focus of media, medical, and legislative attention in recent years, especially following a multistate, multi-fatality outbreak of fungal meningitis caused by contaminated steroid injections compounded at a pharmacy in framingham, ma [2, 3, 5, 6] . this article seeks to provide a comprehensive review of the state of outpatient compounding in the us. compounding performed by hospital pharmacies for inpatient use is beyond the scope of this paper. much has been written on compounding pharmaceuticals; this paper is an effort to succinctly address the history, purpose, and regulatory framework in a unified location, as well as to perform a systematic review of all us compounding errors over the past 30 years. to our knowledge, no systematic review of both contamination and non-contamination errors has to this point been undertaken. we will first explore the definition and modern role of compounding. then, we will briefly discuss the modern us history of compounding, with a particular focus on factors influencing the current state of compounding. next, we will examine compounding through a legislative and regulatory lens, to better decipher how governmental oversight-or a lack thereof-may contribute to errors in compounding resulting in patient harm. understanding the interventions being made on a federal level can help improve the safety of compounding. finally, we have performed a systematic review of documented compounding errors and categorized those errors by type and patient outcome. whereby, we elucidate just how and with what frequency patients are harmed by compounding errors, with the ultimate aim of identifying potential strategies for reducing these adverse events. compounding is defined by the fda as the combination, mixing, or alteration of drug ingredients to create medications tailored to individual patient needs [7] . the united states pharmacopeia (usp), which sets quality standards for drugs, describes compounding as "the preparation, mixing, assembling, altering, packaging, and labeling of a drug … in accordance with a licensed practitioner's prescription …" [8] put simply, it is the creation of a medication that is not commercially available. in the us, compounding is performed in both the inpatient hospital setting and in outpatient pharmacies, with a trend in recent decades towards larger scale outpatient production [9] . as will be discussed later in this paper, compounding may now occur in newly defined "outsourcing facilities," which are designed to compound in bulk; some examples of these facilities include quva pharma and leiters [10] . there are many indications for compounding. some patients may not tolerate pills and require a compounded liquid drug formulation; examples include young children taking antibiotics, feeding tube-dependent patients, or patients with dysphagia from neurologic compromise such as a stroke [11, 12] . patients may be allergic to binding agents, dyes, diluents, or other inactive ingredients in commercially available formulations. dietary restrictions, such as a ketogenic diet in pediatric epilepsy patients, may necessitate compounding of sugar-free medications [13] . refractory neuropathic pain may benefit from compounded analgesic topical creams containing multiple medications not commercially available in combination; examples include ketamine, baclofen, gabapentin, amitriptyline, bupivacaine, and clonidine [14] . painful oral lesions can be treated with "magic mouthwash" and dyspepsia can be treated with a "gastrointestinal (gi) cocktail"; these are terms that actually encompass a range of compounded preparations [15] . total parenteral nutrition (tpn) is needed for patients unable to take in sufficient oral nutrition, and numerous chemotherapy regimens must be compounded for cancer treatment [16, 17] . healthcare providers may need compounded medications to perform specialized procedures such as intraarticular or intravitreal injections. in some instances, commercial preparations may be available but expensive, and a compounded equivalent is more affordable [18] . drug shortages, a longstanding healthcare problem exacerbated by crises such as the covid-19 pandemic and the devastation of puerto rico by hurricane maria, may be addressed by compounding as well [19, 20] . the fda has responded to significant shortages during the covid-19 pandemic by temporarily relaxing restrictions on compounding of commercially available drugs [21, 22] . when a compounded medication is prescribed or administered, patient safety depends on adherence to current good manufacturing practices (cgmp), which are outlined in chapter 795 of the usp for non-sterile preparations and chapter 797 for sterile preparations. appropriateness of the prescription indication, safety, and dosing should be assessed by the pharmacist. ingredient quantities must be meticulously calculated, and the source quality of those ingredients assured. compounding facilities and equipment must be clean and monitored continuously. staff must routinely practice and be assessed for competency in proper hygienic measures. sterile preparations, by definition, require a higher level of care to prevent contamination than do non-sterile preparations, including differences in staff training and personal protective equipment (ppe), environment and air quality monitoring, and disinfection. compounded sterile preparations are further subdivided into low-, medium-, and high-risk depending upon the quantity of ingredients, number of manipulations required during compounding, and whether nonsterile ingredients requiring subsequent sterilization are incorporated. multiple medications must not be simultaneously compounded in the same workspace. the compounding process must be reproducible such that medication quality is consistent throughout many production cycles. finally, prescriptions must be correctly labeled and patients instructed in appropriate use [8, [23] [24] [25] . failure to adhere to these standards has the potential to result in patient harm through multiple mechanisms including medication suprapotency, subpotency, contamination, and consumer misuse. throughout pre-industrial history, pharmacists played the critical role of admixing various materials to produce a finished therapeutic substance. this role was, in essence, one of compounding [26, 27] . however, the industrial revolution and the resultant mass production of pharmaceuticalscoupled with the increasing presence of synthetic proprietary medications-led to a change in pharmacists' primary role. instead of compounding, community pharmacists in the early 1900s turned their focus to the dispensing of previously manufactured medications as well as to general retail, including operating the soda fountains which came into vogue with the prohibition of alcoholic beverages. in fact, by the 1930s, fewer than 1% of pharmacies in the us made a majority of their income from pharmaceutical sales [27] . the decline in community pharmacy compounding was precipitous through the mid-1900s. in the 1930s, 75% of prescriptions required some sort of in-pharmacy compounding. that number fell to 25% by the 1950s, less than 5% by 1960, and to 1% by 1970 [28] . interestingly, there was a concurrent increase in the need for hospital pharmacy compounding during the same period; largely due to the advent of chemotherapy, tpn, and cardiac surgery which necessitated the administration of complex cardioplegic regimens. by the 1980s, these advanced therapeutics began to spill into the outpatient setting, generating a novel home infusion industry for treatments such as tpn, antibiotics, and chemotherapeutics [29] . as a result, the 1990s and 2000s yielded further diversification within the compounding industry as pharmacies began to compound in bulk. this development was brought about by expanding home infusion programs, the more frequent outsourcing of hospital compounding to the outpatient setting, and the rise of hormone replacement therapy. large volume compounding blurs the line between traditional compounding which has state-based regulatory oversight, and the mass manufacture of pharmaceuticals which falls under wellestablished federal fda regulations [29] [30] [31] . the inspiration for this article is a well-documented history of medication errors attributable to pharmaceutical compounding, for which a lack of regulatory oversight persists as a common thread [3, 29, 32, 33] . the most lethal and infamous of these cases occurred in 2012, when an outbreak of fungal meningitis occurred amongst patients who had received epidural spinal injections. the outbreak affected 753 patients across 20 states, killing 64 [5, 6, 34, 35] . ultimately, the outbreak was linked to a compounding pharmacy, the new england compounding center (necc, located in framingham, ma). amongst other pharmaceuticals, necc produced injectable sterile methylprednisolone acetate for epidural injections, which it then distributed nationally. following the outbreak (hereafter "framingham"), the fda determined that the pharmacy had disregarded basic sanitary standards and had not taken corrective measures despite internal knowledge of potential contamination [2, 5, 6, [34] [35] [36] . as with many compounding pharmacies, necc operated in a historically murky regulatory space, producing medications in bulk as would a commercial pharmaceutical manufacturer, while only being subjected to reduced state oversight given to compounding pharmacies. in fact, in the years preceding the outbreak, the fda had thrice investigated necc and found sterility violations, but they were unable to enforce any interventions or penalties due to the fda's contested regulatory jurisdiction [4] . both preceding and following framingham, efforts have been made at the federal level to improve oversight of compounding; these are reviewed in depth later in this article. currently, there is incomplete tracking of compounded pharmaceuticals in the us, though they are estimated to comprise 1-3% of all prescriptions [30, 31, 37, 38] . ultimately, compounding is highly prevalent, and so clinicians must be familiar with the risks associated with compounded medications as they care for patients who may be suffering from a related adverse event. prior to framingham, modern compounding pharmacies evolved within a regulatory framework that lacked distinct federal or state oversight roles. in 1938, the federal food, drug, and cosmetic act (fdca) authorized fda oversight of pharmaceutical manufacturing [39] . however, because compounders traditionally produced drugs in response to individual prescriptions and on a much smaller scale than conventional drug manufacturers, pharmaceutical compounding developed and remained under the regulatory purview of individual state boards of pharmacy [32, 40] . towards the end of the twentieth century, pharmacies began bulk compounding in response to (1) the home infusion industry and (2) hospitals' financial interest in outsourcing compounding from their inpatient pharmacies to the outpatient setting [29] . concerned that bulk compounders were self-classifying as pharmacies to avoid the rigorous federal oversight required of drug manufacturers under the fdca, congress passed the 1997 food and drug administration modernization act (fdama) [40] . fdama addressed the changing nature of compounding pharmacies by creating a "safe harbor" exempting pharmacies from the more stringent fdca regulations so long as compounders refrained from advertising their product and abided by requirements designed to increase drug safety [40, 41] . despite congress's attempt to strengthen oversight of compounding pharmacies, litigation challenging fdama tempered the fda's authority to regulate compounders. in 2002, a narrowly divided us supreme court ruled in thompson v. western states medical center that the fdama advertising prohibition was unconstitutional on first amendment free speech grounds [42] . the ensuing regulatory confusion is well described in the literature, and the details are beyond the scope of this review [3, 28, 29, 31, 32, 40] . for reference, a summary of the relevant legislation and litigation is provided in fig. 1 . decades of regulatory uncertainty culminated in the 2012 framingham incident, which revived congressional efforts to address pharmaceutical compounding industry safety concerns. in response to framingham, congress passed and president barack obama signed into law the bipartisan-supported compounding quality act (cqa) as part of a broader legislative package (the 2013 drug quality and security act) [43] . the cqa delineated state and federal oversight authority by defining two distinct categories of compounding pharmacies. the first category is traditional compounding pharmacies, or "503a" pharmacies [44] . 503a pharmacies under the cqa may compound only in response to individual prescriptions. importantly, 503a pharmacies may not compound bulk medications either in anticipation of receiving prescriptions or with plans to distribute broadly to healthcare facilities [31, 45] . in exchange for complying with these limitations, 503a pharmacies largely avoid the more burdensome regulations required of drug manufacturers under the fdca, including adhering to cgmp [31, 37, [46] [47] [48] . accordingly, state boards of pharmacy continue to serve as the primary regulators of 503a pharmacies [45] . the cqa created a second category of compounding pharmacy, called an "outsourcing facility." [49] unlike 503a pharmacies, outsourcing facilities voluntarily opt-in to this category by paying the fda a user fee (approximately $18,298 in fy2020) [50] , and comply with stringent cgmp standards as well as reporting requirements [38, 46] . because they submit to more robust fda oversight, outsourcing facilities are permitted to compound in bulk in advance of receiving a prescription, and may distribute their products across state lines [31, 51] . though the fda enjoys primary regulatory authority over outsourcing facilities, states are not precluded from imposing additional requirements [51] . should a compounding pharmacy fail to comply with the 503a criteria or voluntarily register as an outsourcing facility, it is subject to the full breadth of regulations required of drug manufacturers under the fdca [37] . the distinctions between 503a pharmacies and outsourcing facilities are illustrated in fig. 2 . following enactment of the cqa, states have taken numerous steps to further develop their respective oversight structures under the new framework. a majority of states have strengthened regulations empowering state boards of pharmacy to hold 503a pharmacies accountable to higher safety practices, such as requiring conformation with recognized sterile compounding guidelines. however, state oversight of 503a pharmacies continues to vary, with fewer than half of all states reporting annual inspections of 503a pharmacies in 2018 [52] . the fda has similarly adjusted its enforcement priorities [53, 54] . for example, the cqa permits a 503a pharmacy to distribute no more than 5% of its total prescriptions out of state . the goal of this provision is to avoid another national outbreak by reducing the likelihood that contaminated drugs cross state lines. if a given state enters into a mou with the fda, 503a pharmacies in that state may distribute a higher percentage of prescriptions (now up to 50%) across state lines in exchange for that state's board of pharmacy agreeing to identify, investigate, and report associated adverse events [ 45] . importantly, the mou standardizes procedures for state boards of pharmacy to report concerns to the fda and other states; however, the agreement also grants states significant discretion in how states conduct investigations [54] . in short, states that participate in the mou, rather than the fda, will undertake primary responsibility for detecting poor quality or dangerous compounded medications distributed by 503a pharmacies from their state. the fda also announced an effort to entice more compounding pharmacies to register as outsourcing facilities by embracing a risk-based approach [45] . since enactment of the cqa, far fewer pharmacies have registered as outsourcing facilities than the fda had expected. in fact, the fda anticipated 50 pharmacies to register per year, but only 78 total were registered as of may 2020 (even fewer than the 91 registered in 2016) [38, 51, 56] . to attract compounding pharmacies-some of which have cited cost of compliance with cgmp as a prohibitively expensive barrier to registering as an outsourcing facility-the fda plans to reduce cgmp requirements for compounding pharmacies it deems as "lower risk." [45] though the fda published draft guidance in 2018 describing how the agency may tailor cgmp requirements for outsourcing facilities, the fda has yet to issue final guidance on this matter [53, 57] . critics warn that fda and state efforts to implement the cqa regulatory scheme excludes compounding pharmacies from the decision-making process and may limit patients' access to compounded medications. for example, the preserving patient access to compounded medications act (h.r. 1959) introduced in the us house of representatives attempts to address complaints expressed by compounders [58] . the proposed legislation seeks to ensure that compounders and other interested parties have an opportunity to comment on (and influence) fda compounding regulations. furthermore, the proposed legislation would explicitly allow physicians who engage in in-office sterile compounding, or who otherwise maintain a supply of compounded medications for "office use," to avoid complying (where state law permits) with outsourcing facility regulations [58] . meanwhile, the sterility practices of some compounding pharmacies continue to raise alarm: between 2013 and 2018, the fda issued more than 180 warning letters to compounding pharmacies, resulting in approximately 140 recalls. as acknowledged by the agency, the fda's transition to a risk-based approach may assist the agency in more efficiently targeting its limited resources, but it could also increase the likelihood of compounders engaging in unsafe practices that elude regulators [45] . in sum, the cqa and subsequent state and fda actions have somewhat clarified oversight roles after framingham, largely by defining separate 503a pharmacies and outsourcing facilities. seven years after its enactment, however, uncertainty regarding the relative strength and consistency of said regulatory framework remains. we performed a systematic review of compounding errors, including both errors that resulted in patient harm and those that did not, as reported in the academic literature. we searched the national center for biotechnology information (pubmed; u.s. national library of medicine: bethesda, m a r y l a n d ) a n d e m b a s e ( e l s e v i e r : amsterdam, the netherlands) using the following search criteria: "'compounding and pharmacy' and 'error,' 'overdos*,' 'toxicol*,' 'infect*,' 'death,' 'outbreak,' 'injur*,' or 'case report.'" this search was limited to january 1990 through march 2020. additionally, we reviewed abstracts for years 1990-2019 for the following conferences using keyword searches for "compound" and "compounding": american college of medical toxicology (acmt) annual scientific meeting, north american congress of clinical toxicology (nacct), american college of emergency physicians (acep) scientific assembly, society for academic emergency medicine (saem) annual meeting, american academy of pediatrics (aap) national conference & exhibition, and the pediatric academic societies (pas) meeting. we also reviewed the fda's online "drug alerts and statements" repository for alerts regarding compounding pharmacies' failures in sterility and potency standards. authors cjw and jdw screened reports by title and, when necessary for clarification, by abstract. under manual review, articles were excluded if they were obviously irrelevant, consisted of research comparing samples of compounded and commercial pharmaceuticals, were in a non-english language, regarded medications compounded outside of the us, were redundant with another included report, represented misuse of properly compounded medications, regarded veterinary patients, were compounded by an inpatient hospital pharmacy (including chemotherapeutics and parenteral nutrition), were published prior to 1990, or if the report lacked sufficient information to provide substantive value. redundant reports of the same error were included for analysis only once, but efforts were made to reference all identified reporting sources. for included reports, cjw and jdw extracted information including date, type of error, cause of error, number of patients affected, age of patients affected, and clinical course of patients affected. incomplete data was acknowledged and by-inlarge was not grounds for exclusion from the study. we categorized errors under the conceptual framework described by sarah sellers, pharmd, mph, former board member for the fda's advisory committee on pharmacy compounding, in testimony to the us senate committee on health, education, labor, and pensions, namely, that "suprapotency," "subpotency," and "contamination" are the primary risks associated with pharmaceutical compounding [59] . we further broke down "contamination" into subgroups of "microbiologic contamination" for cases of bacterial, viral, or fungal contamination and "toxic contamination" for noninfectious contaminants. when available, we documented patient age and outcome, route of administration, and medication-in-question, so as to better characterize the types of medications, errors, and patients most associated with adverse events. we referenced and applied the principles for authoring review articles delineated within the journal of medical toxicology when feasible and appropriate during the review process [60] . our search terms identified 1058 potential articles in pubmed and 721 potential articles in embase. the review of conference abstracts yielded additional potential cases as follows: [61, 62] . in total, a total of 2155 articles, statements, and reports were identified and underwent our manual review (performed by cjw and jdw). after the application of our exclusion criteria, a total of 63 errors were included. these 63 errors are documented as harming 1155 patients. when broken down by type, contamination accounted for 27 errors adversely affecting 1119 patients (appendix table 3 ) and errors in concentration accounted for 21 events adversely affecting 36 patients (appendix table 4 ). there were 15 reports of identified compounding errors which potentially exposed innumerable patients but did not end up causing any known harm; these were predominantly errors of contamination (appendix table 5 ). the number of patients exposed to potential harm cannot be calculated based on the available data, but reaches at least the several thousands (framingham alone exposed 13,534 patients with 753 documented instances of patient harm). table 1 is a summary of the 27 included contamination errors. with 1119 patients over 27 errors, the median number of patients affected per error is 8. the mean number of patients affected per error is 41; however, by excluding framingham, that number is 14. with 81 deaths over 27 errors, the mean number of fatalities per error is 3; however, excluding framingham drops that number to less than 1 (0.65). the median number of deaths per error is 0. five out of the 27 contamination errors were from intraarticular (including epidural) steroids, and eight of 27 were from medications injected intravitreally. a total of 25 of the 27 errors were from medications administered parenterally, in healthcare settings. three of 27 were from toxic contamination rather than microbiologic contamination. interestingly, six of 27 errors with documented adverse outcomes occurred following the cqa. table 2 is a summary of the 21 included sub-and supratherapeutic errors. one report describes a subtherapeutic error affecting 9 pediatric patients who were on posttransplant immunosuppression with tacrolimus. the remaining 20 reports involved errors of supratherapeutic drug concentrations; they affected a total of 27 patients, of which 14 (52%) were pediatric. of the 36 total patients affected by concentration errors, 23 (64%) were pediatric and 3 (8%) were over the age of 65 years. three patients died, all of whom received supratherapeutic intravenous colchicine at an alternative medicine infusion clinic for chronic back pain [91] . appended to this article are appendix tables 3, 4 , 5, which respectively catalog all contamination errors causing patient harm, all sub-and suprapotency errors causing patient harm, and all potential compounding errors identified and rectified before patient harm occurred. of the 15 potential errors identified before patient harm occurred, 13 came after the enactment of the cqa. in this study, we separated compounding errors into the categories of contamination, suprapotency, and subpotency. we found that medications with contamination errors are frequently (1) bulkproduced and distributed, (2) used parenterally, and (3) administered by physicians. because of their parenteral administration, medications contaminated with otherwise benign environmental flora are able to disseminate throughout the body and cause the devastating outcomes documented here. furthermore, because contamination errors are often associated with larger-even multistate-distribution networks, the reach of their impact is large. framingham was the archetypal contamination error. it woke much of the medical and lay communities to the potential dangers of compounding. it inspired the federal government to enact the cqa in 2013 and create an entirely new form of compounding facility-the outsourcing facility-to attempt to regulate the subsection of pharmacies who were bulk-compounding medications not available (or not available cheaply) through commercial channels, and who exported [45] certainly, contamination has persisted despite the cqa and the fda's efforts to oversee outsourcing facilities. given this ongoing concern, the medical community must bear some of the responsibility for reducing the number of medications manufactured in substandard environments. it should be the expected standard for healthcare practices to purchase exclusively from compounding pharmacies strictly adherent to cgmp standards and formally approved as outsourcing facilities by the fda. leading expert outterson referenced the potential for this approach in 2014 [46] , and it is unclear how purchasers have responded. while these policies may be more expensive; the physical, ethical, and even financial [92] consequences of purchasing compounded medications from organizations not sufficiently invested in safety are clearly documented here. subpotency and suprapotency can be considered as the single category of errors of concentration, as the sources and scope of concentration errors are largely similar. our findings demonstrate that subpotency is largely not a reportable issue, but that does not mean it is not a danger. as an example, beyond the cited series of subtherapeutic tacrolimus concentrations [93] , another case series (excluded for location outside the us) identifies dozens of patients who received subtherapeutic chemotherapy treatments [94] . these subtherapeutic errors are difficult to capture. identification must be done during routine serum testing, as occurred with the tacrolimus series; or on the supply side, as occurred with the chemotherapy series. when considering subtherapeutic and supratherapeutic errors together as errors of concentration, we found a somewhat different pattern than that which we identified amongst errors of contamination. the concentration errors we were able to identify, with a few notable exceptions [95, 96] , were caused by traditional compounding pharmacies. these pharmacies, labeled as 503a pharmacies under the cqa, are limited in their scope to producing compounded medications only after an individual prescription is in-hand. per the cqa, 503a pharmacies are still solely regulated by state boards of pharmacy, meaning that oversight is patchwork across the us. many concentration errors are of orders of magnitude, suggesting that simple mathematical and measurement mistakes are to blame. in addition to hoping that states will implement greater oversight of these 503a pharmacies, we call on the pharmacy industry to emphasize and standardize compounding training amongst its students and even consider a mandatory credential before allowing a pharmacist or pharmacy technician to compound a medication [26, [97] [98] [99] . it is worth noting that 4-aminopyridine and liothyronine are fairly uncommon medications, however they accounted for a large number of compounding concentration errors. there is nothing particularly special about these medications which make them prone to concentration errors, except for the fact that they are not readily commercially available, and so they must be compounded. the prescribers of these medications need to carefully consider the benefits and risks of prescribing a treatment which requires compounding; especially when the risks are so great (status epilepticus with 4-aminopyridine and thyrotoxicosis with liothyronine). liothyronine, in particular, has had its clinical utility recently questioned. for example, the national health service (uk) has recently called on general practitioners to stop prescribing liothyronine without specialist consultation, as most patients benefit equally from commercially prepared levothyroxine [100]. given the risks of inadvertent overdose due to compounding errors, providers must consider commercially available alternatives whenever able. in fact, it has been questioned w h e t h e r p r o v i d e r s w h o k n o w i n g l y p r e s c r i b e a compounded medication despite commercially available alternatives might be legally liable for any harm resulting from compounding errors [101] . at the very least, it is incumbent on prescribers as well as pharmacists to educate their patients on the risks of taking a compounded medication-both from errors in concentration and contamination-and to instruct them on when to present to a healthcare provider. additionally, practitioners must be aware of their patients' medication lists, and consider a possible compounding error as a cause of medical illness. notably, we found that the majority of concentration errors were made in pediatric and geriatric patients, vulnerable populations who are already at increased risk of providers failing to diagnose toxicity from prescription medications. in 2020 and beyond, we anticipate the demand for compounding to only increase. the number of novel therapeutics continues to rise rapidly, as do their approved routes of administration. the anti-angiogenesis medication bevacizumab is a classic example; it is commercially manufactured but is frequently compounded into smaller aliquots for intravitreal administration. as we have seen, this process has unfortunately resulted in multiple outbreaks of endophthalmitis [72] [73] [74] [75] [76] . furthermore, regional and global disasters have recently resulted in significant pharmaceutical supply chain issues. examples of this phenomenon include hurricane maria's impact on puerto rican manufacturers in 2017 and the covid-19 pandemic [120] [121] [122] [123] . these disruptions place increased demand on alternative means of supply, including via pharmaceutical compounding. in fact, the covid-19 pandemic and its associated drug shortages has already resulted in the loosening of fda restrictions, including allowing outsourcing facilities to compound copies of commercially available drugs for hospital use [21] . our study has its limitations. while we made every effort to capture published cases of compounding errors, it is possible that our search criteria missed some cases that would have impacted our analyses. while we also strove to review less-traditional sources, including conference abstracts and fda alerts, we are not free of publication bias and are at risk for having excluded compounding errors not associated with adverse events, or with very small numbers of patients affected. similarly, it must be noted that compounding errors can only be identified following adverse events, laboratory screening, or industry or governmental report. even once identified, we were dependent on the publication of the error in order to capture it here. as such, we are likely underreporting the frequency with which compounding errors occur. compounding is more relevant than ever. appreciating that the need for compounding is unlikely to diminish in the near future, we can only re-emphasize the critical nature of our recommendations for the federal and state governments to fully fund the oversight of outsourcing facilities, for healthcare practices to refuse medications compounded without strict adherence to cgmp and fda regulations, for pharmacy schools to expand compounding training and certification, and for physicians to think critically about the risks of prescribing medications that are not commercially produced. conversely, we must remain aware that compounding pharmacies frequently provide an essential service and poorly calibrated regulations may contribute to issues of access. ultimately, medical providers must remain vigilant, especially when caring for members of vulnerable 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presentation of iatrogenic phenytoin toxicity in a newborn fda alerts patients and health care providers not to use budesonide solution from the compounding shop. united states food and drug administration fda alerts health care professionals not to use sterile drugs from downing labs (aka nuvision pharmacy) fda announces medistat rx's nationwide voluntary recall of sterile drug products. united states food and drug administration fda alerts health care professionals not to use sterile drug products from qualgen. united states food and drug administration united states food and drug administration fda alerts health care professionals and patients not to use sterile drug products from vital rx, dba atlantic pharmacy and compounding. united states food and drug administration fda alerts health care professionals to voluntary nationwide recall of all sterile products from coastal meds. united states food and drug administration fda announces ranier's rx laboratory's voluntary recall of all sterile compounded drugs. united states food and drug administration fda alerts health care professionals and patients not to use sterile drug products from pharm d solutions. u.s. food & drug administration fda alerts health care professionals and patients not to use drug products intended to be sterile from promise pharmacy. united states food and drug administration fda alerts patients and healthcare professionals to infusion options' voluntary recall due to quality issues. united states food and drug administration dba amex pharmacy, voluntary recall of all sterile compounded drugs. united states food and drug administration publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations key: cord-323940-ubazgvov authors: cafiero, concetta; re, agnese; micera, alessandra; palmirotta, raffaele; monaco, delio; romano, francesca; fabrizio, claudia; di francia, raffaele; cacciamani, andrea; surico, pier luigi; d’amato, gerardo; pisconti, salvatore title: pharmacogenomics and pharmacogenetics: in silico prediction of drug effects in treatments for novel coronavirus sars-cov2 disease date: 2020-10-13 journal: pharmgenomics pers med doi: 10.2147/pgpm.s270069 sha: doc_id: 323940 cord_uid: ubazgvov the latest developments in precision medicine allow the modulation of therapeutic approaches in different pathologies on the basis of the specific molecular characterization of the patient. this review of the literature coupled with in silico analysis was to provide a selected screening of interactions between single-nucleotide polymorphisms (snps) and drugs (repurposed, investigational, and biological agents) showing efficacy and toxicityin counteracting covid-19 infection. in silico analysis of genetic variants related to each drug was performed on such databases as pharmgkb, ensembl genome browser, www.drugs.com, and snpedia, with an extensive literature review of papers (to may 10, 2020) on covid-19 treatments using medline, embase, international pharmaceutical abstracts, pharmgkb, and google scholar. the clinical relevance of snps, known as both drug targets and markers, considering genetic variations with known drug responses, and the therapeutic consequences are discussed. in the context of clinical treatment of covid-19, including infection prevention, control measures, and supportive care, this review highlights the importance of a personalized approach in the final selection of therapy, which is probably essential in the management of the covid-19 pandemic. covid-19, an emergency all over the world, is caused by severe acute respiratory syndrome coronavirus 2 (sars-cov2), a positive-sense rna virus with higher mutation rates than dna viruses. 1, 2 laboratory tests on respiratory tract specimens (swab/saliva/tears pcr and serological tests) and computed tomography (ct; for chest or other tissue) should stage as soon as possible the presence of disease and its evolution/progression. 3, 4 sars-cov2 binds principally to the cell-membrane ace2 receptor through the viral structural spike (s) protein, although other "virus doors" have been suggested (integrins and toll-like receptors) 5 (figure 1) . at the intracellular level, the virus activates cellular processes to produce viral proteins that replicate the virus's genetic material, providing potential targets for drug therapy. 1, 5, 6 covid-19 features, diagnostic route, and early, mild, and severe covid-19 symptoms are summarized in figure 1 . virus entry and multiple signaling pathways (ca 2+ release, csrc, fak, mapk, and pi3k) occur upon spike2-rgd-integrin interaction. 7 a "cytokine storm" is locally released (il1β, il6, il8, tnfα, mip1α, and vegf), as first observed in patients showing fatal complications. 5 this specific panel was used to screen patients requiring prompt intervention to avoid acute respiratory distress syndrome (ards). 6 in a recent study, candidate drug targets for nonstructural proteins (3-chymotrypsin-like protease, papain-like protease, rnadependent rna polymerase), viral access, and related immuno regulatory pathways have been prospected for evaluation. 6, 8, 9 a wide range of pulmonary manifestations can be observed, varying from mild respiratory symptoms (cough or sore throat) to severe pneumonia, up to a sudden development of respiratory failure. 10 silent hypoxemia is a peculiar aspect frequent in frail and elderly patients that usually precedes the onset of an overt acute and severe respiratory syndrome. 11, 12 chest ct imaging is strongly recommended for an early diagnosis of novel coronavirus pneumonia. 13, 14 ct findings, including patterns associated with less frequent signs, eg, lobular, bronchial, pleural, and subpleural involvement, as well as pleural lymphadenopathy and pericardial effusion, have been described. 15 sars-cov2 initially causes airspace exudates, interstitial edema, hyaline membranes, and inflammatory infiltrates in the alveoli. 16 other than the deleterious lung effects, systemic sars-cov2 has a significant impact on the hematopoietic system and tissue homeostasis. 17 initially, lymphopenia showed interesting prognostic value, for both neutrophil:lymphocyte and platelet:lymphocyte ratios in severe sars-cov2 cases. lymphocyte parameters (count dynamics), some inflammatory indices (ldh, crp, and il6), and some recent circulating biomarkers (high serum procalcitonin and ferritin) have been suggested for identifying cases with poor prognosis (prompt intervention and improved outcomes). as observed, blood hypercoagulability, high d-dimer levels (particularly associated with disease worsening), protraction of both prothrombin (pt) time, activated partial thromboplastin time (aptt), and disseminated intravascular coagulation overview of covid-19 infection: sars-cov2-host interaction and tissue manifestation. schematic representation of sars-cov2 virus interacting with mucosa epithelia (framed) and gradual sprouting to gut, kidney, brain, and lung tissue. "virus doors" reportedwere ace2, integrin, tlr3, or tmprss2. overall symptoms are listed. briefly, most common covid-19 symptoms occur at the upper respiratory tract, together with asthenia and general malaise. early, less common clinical features include gastrointestinal symptoms (nausea, anorexia, diarrhea), anosmia and dysgeusia. severe cases encompass pneumonia or bronchopneumonia, severe acute respiratory syndrome, renal failure, up to death. the lower respiratory tract participation and complications are more frequent in people aged over 50 with pre-existing chronic diseases of cardiovascular and/or respiratory system, as well as some autoimmune diseases (diabetes). cardiac involvement represents another potentially life-threatening complication, caused by direct viral damage, hypoxic injury, microvascular dysfunction and disclosing with diverse clinical pictures (arrhythmias, myocarditis, and heart failure). finally, virus can reach central nervous system causing central (acute cerebrovascular diseases, impairment of consciousness) and peripheral complications. the evolution of infection from early detection severe complications and death (shaded arrow). as reported, molecular and serological, as well as imaging tests, are useful depending on disease evolution: real-time pcr applied to nasopharyngeal swabs, venous blood as well as conjunctival swabs can track disease ongoing, while early-released igm and late-released igg might assess for immune response, in line with cytokine storm panel (il6, tnfα, ifnγ, and il10) typifying tissue/organ complications. require constant surveillance to allow prompt intervention. in addition to upper-airway contact, conjunctivitis may be an ocular manifestation of sars-cov2 infection, if quickly detected. 18 in december 2019, a chinese ophthalmologist reported an unusual viral conjunctivitis. to date, several internet articles and scientific reports have documented the potential use of eye swabs as a tool to screen virus infection, although contrasting data are available, most probably related to progression of infection and virus detection. 19 in january 2020, a worldwide expert in infectious diseases referred to conjunctivitis during an inspection of wuhan and tested positive for sars-cov2, but quickly recovered from infection. this led to the idea of "eye infection" as a possible alternative route of sars-cov2 transmission, alternative to the respiratory one. 20 ocular secretion might represent a reservoir of virus at the early stages of contagious. 18 when pinkeye occurs as a sign of conjunctivitis, a differential diagnosis can be of great utility to screen symptomatic and even presymptomatic individuals. 21 recently, pharmacogenomics (the effects of a single genetic marker) and pharmacogenetics (the collective influence of variability across the genome to modulate an individual's drug response) have received great attention for their abilities to provide a new way to select drugs for personalized therapy (optimal dosing for maximizing drug efficacy or minimizing the risk of toxicity). 22, 23 through drug therapy, pharmacogenetics might influence both pharmacokinetics and pharmacodynamics with respect to dosing, formulation sensitivity, and adverse drug reactions (adrs), as well as drug-hypersensitivity reactions (allergic, pseudoallergic, and exaggerated pharmacological reactions to medications), determining an enhanced immunologic reaction or inflammatory response (side effects). 24 genetic assessment can predict the occurrence of drug-related toxic effects. single-nucleotide polymorphisms (snps) are the most common type of polymorphism found in the human genome, and represent the main reason for 90% of all types of genetic variations among individuals. an example of an adr is the hypersensitivity reaction occurring in snp carriers of the hla-b*5701 allele who receive the antiviral abacavir for treatment of hiv. 25, 26 covid-19 therapy is wide-ranging and multiple, and risk factors for adrs can occur. therefore, optimal doses, duration of treatment, side effects. and long-term outcomes are critical aspects of covid-19 therapy. 27 cov-mediated inflammation may be counteracted by anti-inflammatory cytokines, including il1 family members, il6, and tnfα. 28 since no specific drug/therapy for covid-19 treatment has been us food and drug administration (fda)-approved, an array of drugs approved for other diseases and under investigation (including off-label and biological drugs) have been included in clinical trials. 29, 30 as observed, the metabolic pathways of these drugs included various polymorphic cytochrome p450 enzymes, strongly suggesting genotyping for the cyp2d6*2, cyp2d6*3, cyp2d6*4, and cyp2d6*10 alleles. 31, 32 as an example, no predictability in the metabolic function of the cyp3a5*3 allele can result in alternative mrna splicing with a trunked protein, due to the formation of an untimely stop codon. moreover, haplotype cyp3a5*3 has been related to a reduced clearance of both ritonavir and lopinavir (substrates) ( table 1) . of interest is the association between polymorphisms inabcc and therapy efficacy, as the drug transporters are one of the primary mechanisms related to subtherapeutic antiretroviral-drug concentrations. 33 prominent research has highlighted the relationship between the abcb1 polymorphism (3435 c>t) and hepatotoxicity risk after antiviral treatments, and few additional studies were found regarding other nucleoside analogues. 33 more recently, the presence of grade 3-4 hyperbilirubinemia is directly proportional to the homozygosity, heterozygosity, and wild-type genotyping for the ugt1a1*28 allele in patients who receive ritonavir and lopinavir. 34 therefore, the attempt of this literature review coupled with in silico analysis was to provide a selected screening of drugs showing efficacy and toxicity effects useful for counteracting covid-19 infection. an extensive literature review of papers published until may 10, 2020 was performed based on a standard procedure (medline, embase, international pharmaceutical abstracts, pharmgkb. and google scholar). 35 search terms were "covid-19", "novel coronavirus", "sars-cov2", "pharmacogenetics", "treatment/s", "adverse side effects", "therapy", "lung", "ocular", "pulmonary infection", "drugs", "drug response", "virus", "candidate drugs", "potential inhibitors", "protease inhibitors", "personalized medicine", "individual therapy", "pneumonia", "ace", "heparin", "vasculitis", "conjunctivitis", "rhinitis", "hematological complication" and "main metabolic routes", either alone or in combination. from this manually performed analysis, drugs reported in at least two studies or in a clinical trial were included. ongoing clinical trials and the index of studies of covid-19 were identified using the search term "coronavirus infection" on clinicaltrials.gov and the chinese clinical trial registry (http://www/chictr.org/enindex.aspx). in silico analysis of genetic variants related to each drug was performed on dedicated databases, such as pharmgkb (table 2) , ensembl genome browser, www.drugs.com, and snpedia. the allelic frequency of each variant average in all populations was based on data from the 1000 genomes project phase 3. we considered snps related to both efficacy and toxicity response with allele frequencies ≥5%, as already described in previous studies. 36, 37 the quality of each study was assured, and resulting information included study design, baseline characteristics of disease, treatment regimens, and allelic frequencies of the genetic variant. drugs in use as routine therapy or in clinical trials for covid-19 include steroids and antiviral and biological humanized neutralizing antibodies against some proinflammatory cytokines, such as il1, il6, ifn, and tnfα, in addition to supportive measures and symptomatic treatment, according to the severity of the disease. 38 data analysis on registered clinical trials of covid-19 in the table 2 overview of pharmgkb • pharmgkb is one of the foremost worldwide resources for pgx knowledge, and the organization has been adapting and refocusing its mission along with the current revolution in genomic medicine. annotates drug labels containing pharmacogenetic information approved by the us food and drug administration, european medicines agency swiss agency for therapeutic products, pharmaceuticals and medical devices agency (japan) and health canada. attempts to interpret the level of action implied in each label with the "pgx level". • pharmgkb website provides a diverse array of pgx information, from annotations of the primary literature to guidelines for adjusting drug treatment based on genetic information. • pharmgkb online pharmacogenomics knowledge resource maintains a list of very important pharmacogene summaries (www. pharmgkb.org/view/vips.jsp), which (until march 2020) describes 22,919 allelic variant annotation in which allelic variation has been shown to significantly influence drug metabolism, drug transport, drug-target response, expression of genes encoding drug-metabolizing enzymes, or risk of adverse drug reactions. us is available at https://clinicaltrials.gov. nowadays, a great number of agents have been evaluated for potential use in covid-19 management, and only a fewhave been included within international and/or local protocols. 38 according to the us national institutes of health, no pharmacological agent has earned approval for safe and effective use yet, mainly because of the lack of evidence in favor or against these agents (https://covid19treatmentgui delines.nih.gov). one important aspect of a therapeutic approach consists in the choice of the right drugs throughout the natural history of disease. indeed, a three-phase pathogenetic model has been proposed, with different clinical and laboratory features, each requiring a specific treatment based on the changing role over time,of direct viral damage and host inflammatory response in the disease course. this model describes an early stage (stage i), coinciding with incubation and/or mild flulike symptoms, during which antiviral drugs might reach high effectiveness, a moderate stage (stage ii) characterized by pulmonary involvement without iia or with iib hypoxia, which may benefit from the use of antivirals and anti-inflammatory therapy (including steroids), and lastly a severe stage (stage iii), in which a dysregulated, systemic hyperinflammatory response takes place, thus requiring the administration of immunomodulating agents, several of which are currently under investigation, and in some cases already in use within management protocols. 37 gene variants associated with pharmacological responses to drugs are reported in a dedicated database -pharmgkb (https://www.pharmgkb.org) -allowing the identification of relationships between genetic variations (eg, snps, indels, repeats, haplotypes) and individual drug responsiveness. 40, 41 herein, in silico pharmacogenetic analysis shows the potential clinical efficacy and/or toxicity of the major drugs selected for covid-19 treatment. the main drugs proposed for covid-19 treatments and reference sequence (rs) related to adrs and efficacy are shown in table 1 . genes and related snps (rs) associated with drug effects and their study annotation are summarized in table 3 . major clinical information regarding "variant drug" responsiveness (clinical annotations) is highlighted. bloodstream fluidity requires a tidy balance among factors favoring flow of blood and thrombosis. any modification in this physiological balance triggers pathological conditions: deficit of coagulation factors favor bleeding, while genetic mutations of coagulation factors can determine a thrombotic risk framework characterized by differences in genetic variants of coagulation (table 4 ). all drugs used as therapeutic options and their study annotation based on pharmacogenetic data are discussed. chloroquine (cq) and hydroxychloroquine (hcq) cq is used for chemoprophylaxis of malaria and amebiasis, while hcq is used to treat autoimmune disease. 8 the mechanism of action includes the blocking of viral entry through the inhibition of glycosylation of host receptors, proteolytic processing, and endosomal acidification. 65 effects of immunomodulation on cytokine production and inhibition of autophagy/lysosomal activity have been also reported. [65] [66] [67] several randomized controlled trials (rcts) are currently investigating cq and hcq in covid-19 treatment (https:// clinicaltrials.gov). based on current data, both drugs are recommended for treatment of unhospitalized covid-19 patients, and the effects of cardiotoxicity in immunosuppressed subjects or patients with kidney or liver problems are known. recommendations for oral administration in covid-19 treatment are 500 mg twice a day and 400 mg twice a day, followed by 200 mg twice a day for cq and hcq, respectively. 68 blood monitoring is required, as hemolytic anemia might occur, particularly when the drug is delivered in association with other drugs that cause hemolysis. 69 it should not to be underestimated the extent to which both drugs may cause hemolysis in glucose-6phosphate dehydrogenase (g6pd)-deficient individuals. of note, about 39% of covid-19 patients suffering from lupus have failed to respond or were even intolerant to hcq. 70 moreover, long-term cq-hcq treatment induces retinal toxicity, and particularly when hcq-related retinopathy is diagnosed, the retinal damage endures, even after cessation of therapy. 71 high doses or prolonged administration of hcq, even at recommended doses, may increase the risk of ocular toxicity (paracentral scotomas, color-vision changes, corneal/ciliary body/conjunctival as well as retinal abnormalities), and visual disturbances (retinal and macular toxicity). 72 this would imply that accurate eye screening for confirming sars-cov2 presence in early conjunctivitis or monitoring ocular structure during covid-19 therapy is recommended to counteract early or even prevent eventual signs of ocular drug toxicity, including the retinopathy. 73 the oral combination of these two agents (fda-approved and currently authorised as anti-hiv medicine) demonstrate activity against other novel coronaviruses. 74, 75 several rcts examining lopinavir/ritonavir in covid-19 are in progress. 76 recommendations for administration in covid-19 treatment is 400 mg/100 mg twice daily for up to 14 days. 77 adverse effects of lopinavir/ritonavir include several gastrointestinal complains, such as nausea, vomiting, and diarrhea, and hepatotoxicity, pancreatitis, and cardiac conduction abnormalities. 78 these adverse effects are increased in 20%-30% of covid-19 patients with elevated transaminases. 79 previous studies have shown that these adrs with lopinavir-ritonavir combination are related to several polymorphisms present in the genes ugt1a1, ugt1a7, apoe, and apoc3 (table 1) . this antiviral drug (guanine analogue) inhibits viral rnadependent rna polymerase. ribavirin activity against covid-19 disease is limited and requires high doses or combination therapy to be effective in humans. no evidence exists for inhaled ribavirin for covid-19 treatment -no benefit over enteral or intravenous administration 79 though several studies have demonstrated possible harm due to adverse effects (hematologic and liver toxicity). 80 ribavirin causes severe dose-dependent hematologic toxicity. 81 the inconclusive efficacy and toxicity results suggest that ribavirin has limited value in treatment of covid-19. case-control pharmacogenetic association studies indicate different polymorphisms in the itpa, vdr, and slc28a2 genes that are related to toxicity and adverse effects, while an increased pharmacological response is associated when some variants of the vdr, slc29a1, ifnl3, and micb-oasl genes are present. it must be noted that numerous studies have undertaken pharmacogenetic evaluations on populations undergoing ribavirin therapy combined with peg-ifnα. 82 this is an antiviral agent that exerts a mechanism of action targeting the s protein-ace2 interaction, inhibiting membrane fusion of the viral envelope. 83 the recommendation for umifenovir oral dose (200 mg every 8 hours, 7-14 days) for influenza treatment was studied for covid-19 therapy (nct04260594). in covid-19 patients treated with umifenovir, adverse effects include allergic-reaction gastrointestinal upset and elevated transaminases, although there are no studies that describe an association of these episodes with genetic variants. 27, 83 miscellaneous agents ifnα and -β have been studied for novel covs. 84 several studies reported clinical outcomes in combination with ribavirin and/or lopinavir/ritonavir. 85 adverse effects have been described in almost every organ, clearly dosedependent. 84, 85 several toxic mechanisms for ifnα/β have 42 each variant report show the reference snp (refsnp) cluster id numbers (rs#), a code by which each snp can be queried from the dbsnp website (https://www.ncbi.nlm.nih.gov/ snp) and through which further information is available (such as functional analysis, population-specific allele frequencies, validation information, or clinical significance). 43 furthermore, for each variant, a summary of pharmgkb clinical annotations with respective identification codes (phenotype for any given genotype) is reported. using the access codes for dbsnp and pharmgkb, it is thus possible to find more information for the sequence variants and the respective variant-drug responsiveness associations. finally, the last columnshows the most significant bibliographic reference concerning the association between the genetic variant reported and individual drug responsiveness. pharmacogenomics and personalized medicine 2020:13 submit your manuscript | www.dovepress.com dovepress been investigated in recent years. much remains still to be elucidated, although most side effects disappear on dose reduction or interruption of treatment. previous genomewide association studies on the response to ifnβ in neurological degenerative diseases suggest an increase in therapeutic response with the presence of several snps in the genes cd58, znf697, and fhit. in parallel, adrs have been observed with the presence of variants of the gapvd1 and irf6 genes. as of now, the use of interferons to treat covid-19 disease is controversial. 86 although an antihelminthic agent, nitazoxanide has shown antiviral activity with a favorable safety profile. 87, 88 camostat mesylate prevents novel cov-cell entry through inhibition of the host surface transmembrane protease/serine (tmprss2), as observed by in vitro studies. 89 neither drug has pharmacogenetic studies regarding efficacy or toxicity effects associated with genetic variants. this macrolide antibiotic is used extensively in patients with viral infections to prevent severe respiratory tract infections. azithromycin-hcq combination shows a synergistic effect on covid-19 disease in vitro at concentrations comparable with that observed in human lung, 90 and has been found useful in combination with remdesivir, lopinavir/ritonavir and ifnβ. to date, the interaction between this macrolide and genetic factors is unknown. however, due to the potential risk of prolonged qt interval, remarkably increased by the mutual interaction between these two agents, their concomitant use is not recommended by several guidelines, unless within the setting of controlled trials (https://covid19treatmentguidelines.nih.gov). this anticoagulant is used to reduce thromboembolic events in patients with covid-19 infection. as known, the sars-cov2 pandemic is characterized by the development of ards that results from acute inflammation within the alveolar space and prevention of normal gas exchange. indeed, huge deposits of fibrin in the lung parenchyma and air spaces have been reported. the raising of proinflammatory cytokines within the lung leads to recruitment of leukocytes, increasing the local inflammatory response, and since the coagulation route contributes to reducing pathogen invasion by improving compartmentalization, this anticoagulant treatment has potential risk in those covid-19 patients with no significant coagulopathy. the drug enoxaparin can be started as soon as the day of covid-19 diagnosis and continued over 14 days, after baseline assessment and monitoring of pt, aptt, complete blood-cell count, and creatinine levels. clinical aggravation causing worsening and death in covid-19 inpatients appears to be thrombotic. therefore, special attention should be devoted to both risks and benefits of using heparin in covid-19 patients. prescreening is essential to highlight genetic predisposition related to thrombophilia, as these subjects with thrombophilic mutations (based on the degree found) are at greater risk of thrombotic complications. remdesivir this is an rna-polymerase inhibitor (gs-5734), a retroviral drug belonging to the class of nucleotide analogues, and a monophosphate prodrug that was discovered during a screening study of antimicrobials with antiviral activity, showing promise against the ebola virus. 91, 92 recently approved by the fda for the treatment of patients with covid-19, remdesivir is recommended as a single 200 mg dose, followed by 100 mg daily infusion. 93 besides the drug's clinical use in the treatment of ebola, several clinical trials are ongoing to evaluate the antiviral activity of remdesivir in patients with covid-19 (nct04292899, nct04292730, nct04257656, nct04252664, and nct04280705). 91 no pharmacogenetic indications are present, allowing modulation of dosage for therapy. due to its toxicity, remdesivir is not currently fda-approved, and must be obtained via compassionate use, expanded access, or enrollment in a clinical trial. favipiravir ribofuranosyl-5′-triphosphate is a retroviral drug acting as an inhibitor of viral replication (rna-polymerase inhibitor t705). this agent demonstrates broad activity against ebola infection and other rna viruses. 94 favipiravir is recommended at a dose of 2,400-3,000 mg every 12 hours (two doses) followed by maintenance doses of 1,200-1,800 mg every 12 hours. favipiravir is overall well tolerated, although a mild adverse-event profile for higher-dose regimens has been observed. [95] [96] [97] the high doses used result in hyperuricemia, diarrhea, elevated transaminases, and reduction in neutrophil count, but nothing is known about any pharmacogenetic correlations. favipiravir presents efficacy in the treatment of covid-19 disease, but to date limited clinical experience has reported support for its use. no pharmacogenetic indications are present, allowing modulation of dosage for therapy using this drug. these drugs are well-known protease inhibitors used for the treatment of aids, with good efficacy and safety profiles. while atazanavir is combined with other antiretrovirals, darunavir is used in a fixed-dose combination with cobicistat, a new pharmacokinetic enhancer. with respect to the other protease inhibitors, atazanavir is less likely to cause lipodystrophy and is preferentially used in combination with other antiviral agents (ritonavir), providing antiviral potency equivalent to lopinavir, although concomitant use of ritonavir decreases the efficacy of atazanavir. valid pharmacogenetic correlations of the efficacy of these antivirals can be deduced from studies carried out on hiv patients in which the efficacy of polymorphisms in the ugt1a1, cyp3a4, cyp3a5, and slco3a1 genes has been demonstrated. in contrast, cases of toxicity and adrs are related to sequence variants in the ugt1a1, ugt1a7, ugt1a3, apoe, and apoc3 genes. [44] [45] [46] [47] [48] 51, 55, 56, 98 in some settings, darunavir-cobicistat may be used in the presence of tolerability or availability of the lopinavir-ritonavir combination (https://covid19 treatmentguidelines.nih.gov). concerning the metabolism of azatavir, the variants cyp3a5*1, cyp3a5*3, cyp3a5*6, cyp3a5*7 in cyp3a5 (rs776746) have been reported. briefly, individuals carrying one or two copies of the *1 allele may metabolize atazanavir more rapidly than individuals with one or more copies of the *3, *6, or *7 alleles. 98 anticytokine or immunomodulatory agents (tocilizumab, sarilumab, and bevacizumab) monoclonal antibodies directed against key inflammatory cytokines represent another potential class of adjunctive anti-covid-19 therapies. 99,100 il6 is a key driver of this dysregulated inflammation. 100 the use of monoclonal antibodies against il6 shows a dampening of this process and improves clinical outcomes. tocilizumab, a monoclonal antibody il6-receptor antagonist, is used in severe covid-19 cases with success. adult doses are 400 mg or corticosteroids are used to reduce lung inflammatory responses that in many cases evolve into acute lung injury and ards. at present, the effects of corticosteroids in patients affected by covid-19 have been poorly described, so our considerations are based on observations in other viral pneumonia types, such as sars and mers. 102 these previous studies do not indicate any association between corticosteroid use and increased survival, but slower viral clearance in the respiratory and blood tracts, hyperglycemia (high blood sugar), vascular necrosis, and psychotic episodes. 103 as stated, sars-cov2 has the ability to introduce and infect the host cell using the ace2 receptor. 5 this has alarmed several researchers, who hypothesized how ace inhibitors and angiotensin-receptor blockers could interfere negatively or positively with the viral infection process. 89, 105 since ace inhibitors upregulate ace2 receptors, possible worsening of disease under ace inhibitor therapy has been hypothesized. by contrary, angiotensin-receptor blockers could theoretically prevent the entry of the virus at the cellular level. 106 some rcts specific for captopril used alone or in combination in patients with covid-19 with severe pneumonia are currently under investigation in order to understand ards (nct04355429, https://clinicaltrials.gov). since ace inhibitors are among the most frequently used drugs in medical practice, consequent knowledge on related pharmacogenetic aspects is now widely known. the polymorphisms that modulate the activity of these drugs in ace, ace2, and agtr1 genes have been widely studied and described in several recent studies. the covid-19 pandemic is due to the novel pathogenic coronavirus sars-cov2, which emerged in china and spread quickly worldwide. 1,2 therapeutic options for covid-19 are wide-ranging, and some drugs have gained emergency-use authorization from the fda and/or european medicines agency. at present, patients are treated with symptomatic therapy and vital support in severe cases. several international efforts are aimed at the investigation and development of antiviral agents, other immunotherapies, and vaccine strategies. pharmacogenomics might be a promising tool in the development of more appropriate therapies (including drug management) and the prevention of fatal-complication onset due to adrs. 27 pharmacogenomics can predict from the beginning the effect of a specific drug formulation in terms of efficacy/ toxicity with respect to individual genetic background and minimize exposure to drugs potentially less/ineffective other than toxic (precision medicine). 22, 23 as known, drug formulations can elicit different cell/tissue responses depending on individual genetic background. this is possible because each subject can have variations in nucleotide sequences belonging to genes encoding for enzymes involved in the activity of the drug that has been considered for therapy. [22] [23] [24] this aspect appears of great importance in patients having several comorbidities or simply "fragile" old patients. as there is no specific cure for covid-19, we reviewed all the therapies (drugs) actually in use to counteract sars-cov2 effects and the related adverse effects to certain drugs (antiviral, antimalarial, and several biological humanized agents able to reduce the levels of some cytokines belonging to the cytokine storm), as reported by rcts. [29] [30] [31] [32] [33] [34] [38] [39] [40] [41] response to these drugs was extremely complex, and numerous cases of toxicities and antiretroviral drug resistance (viral mutations) have been reported. 38 a possible explanation of this variability might be the presence of factors that modify pharmacokinetics/pharmacodynamics and the activity of the virus itself (viral pharmacodynamics). 40 in addition, viral pharmacodynamics and mutagenesis are still unclear with regard to covid-19 drug resistance. 38 genetic factors might account at least in part for the unpredictability of therapy among covid-19 patients. 38 merely, a significant number of snps in genes encoding proteins implicated in the transport and metabolization of drugs may be responsible for the wide variability in drug pharmacokinetics and toxicity. 32 consistently, this review, coupled with a wide in silico analysis on the relevance of identification of snps involved in drug metabolism, provides a list of specific drug-associated snps associated with efficacy (green) or toxicity (red), useful in predicting individual response to therapy in covid-19 patients. this would imply the possibility of checking variants in biological samples collected and evaluated before the beginning of therapy with the aim of predicting the outcome of a single or combined covid-19 therapy. to our knowledge, although a considerable number of adr episodes in covid-19 patients have to date been described in the literature, there has been no pharmacogenetic study attempting to correlate the clinical outcomes of drug treatment with gene variants. 27 the identification of gene variants is only the first step in a complex process prior to applicability into clinical practice. in fact, the clinical application of pharmacogenetic analysis requires previous studies confirming its validity and usefulness. to support this, essential measures applied to genetic tests are required: analytical and clinical validity and clinical utility. while analytical validity defines test accuracy, sensitivity, and specificity, guaranteeing that a "positive" or "negative" result corresponds with the real presence or absence of the sequence variant investigated, clinical validity represents the ability to identify the clinical phenotype of interest, evaluating clinical sensitivity and specificity, and positive or negative predictive values, or in other cases, the association measured as a risk or odds ratio. 107, 108 of note, clinical utility is related to the evidence that genetic testing can provide useful information for the diagnostic process, better measures for clinical outcomes, and odds ratios for patient-management decision-making (precision medicine). 107, 108 as such, a pharmacogenetic testpotentially useful for patient treatment -must improve clinical outcomes. evidence on the clinical utility of a pharmacogenetic assay is obtained by experimental studies, preferably rcts. a valid method to evaluate clinical utility is the use of prospective trials on randomized subjects undergoing genetic testing or not to compare the same treatment between the two groups. similarly, prospective trials on genetically stratified groups are also mandatory to comparing treatment outcomes between different groups. 108, 109 in other cases, clinical utility is determined by a "chain of indirect evidence" linking the results of a genetic test to intermediate data that are associated with improved clinical outcomes. 108, 110 however, pharmacogenetic research remains an expanding field, and to date there is no unanimous consensus on the best appropriate study designs to uniquely evaluate drug-response variability related to genetic variations. 109 finally, several national drug agencies are carefully evaluating risk:benefit ratios in individual cases, carefully considering the concomitant pathologies (long qt syndrome, major arrhythmias, liver or kidney failure, electrolyte disorders), pharmacological associations (in particular for drugs that increase the qt), and above all the clinical anamnesis and identification with genetic diagnosis of favism (g6pd deficiency). in our opinion, this is the first study to suggest the application of personalized medicine tools during the treatment of sars-cov2 infection. all identified snps, including allelic efficacy/toxicity, selected from an accurate in silico analysis have been identified for the most promising and repurposed drugs, and the investigational and adjunctive experimental drugs have been reported in both tables and figures. particularly, in figure 2 we graphically represent the frequency of snp alleles related to an efficacy response (green bars) or toxicity (red bars), useful in predicting individual response to therapy with the main therapies used for covid-19 patients. in this study, tocilizumab showed varying efficacy, while inside the antiviral group a divergent response was observed. therefore, to understand from the beginning specific susceptibility (efficacy/toxicity) to a drug, as displayed by the presence of specific functional clusters in the genetic background of the patient under treatment, might assist the specialist toward a more "specific" selection of therapeutic agent. this would result in a more appropriate therapeutic response, with fewer adrs. as reported in other therapies, this individualized approach dovepress appears of great utility, and particularly for the covid-19 pandemic could improve the choice of more efficient therapy. the screening is less invasive for the patient, as it is possible by venous blood or buccal-cell swab using realtime pcr analysis. any attempt to find more suitable tests, identify asymptomatic/presymptomatic and/or confirm symptomatic subjects, and therapeutic agents/strategies to sustain therapeutic decisions in covid-19-affected patients appears mandatory. herein, we performed a wide in silico study of genetic variants associated with the main drugs in use for covid-19 therapy, providing a list of genetic variants of efficacy/toxicity. this study highlights the clinical utility of a pharmacogenetic tool in planning personalized treatments that are likely to become essential in the pharmacological management of covid-19 patients. journal to which the article has been submitted, and agree to be accountable for all aspects of the work. the authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest and report no conflicts of interest for this work. pharmacogenomics and personalized medicine is an international, peer-reviewed, open access journal characterizing the influence of genotype on pharmacology leading to the development of personalized treatment programs and individualized drug selection for improved safety, efficacy and sustainability. this journal is indexed on the american chemical society's chemical abstracts service (cas). the 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evaluation of genomic applications in practice and prevention (egapp) initiative: methods of the egapp working group board on the health of select populations; committee on the evidence base for genetic testing. an evidence framework for genetic testing a critical appraisal of pharmacogenetic inference clinical utility of genetic and genomic services: context matters am and ac thank the italian ministry of health and fondazione roma (italy). cc, ar, am, rp, and sp conceived the study and participated in its design and coordination. cc, ar, am, and rp contributed to data collection and analysis. all authors made a significant contribution to the work reported, whether in its conception, study design, execution, acquisition of data, analysis and interpretation, or all these areas, took part in drafting, revising, or critically reviewing the article, gave final approval to the version to be published, have agreed on the key: cord-343620-64i1balq authors: darvishi, behrad; manoochehri, saeed; kamalinia, golnaz; samadi, nasrin; amini, mohsen; mostafavi, seyyed hossein; maghazei, shahab; atyabi, fatemeh; dinarvand, rassoul title: preparation and antibacterial activity evaluation of 18-β-glycyrrhetinic acid loaded plga nanoparticles date: 2015 journal: iran j pharm res doi: nan sha: doc_id: 343620 cord_uid: 64i1balq the aim of the present study was to formulate poly (lactide-co-glycolide) (plga) nanoparticles loaded with 18-β-glycyrrhetinic acid (gla) with appropriate physicochemical properties and antimicrobial activity. gla loaded plga nanoparticles were prepared with different drug to polymer ratios, acetone contents and sonication times and the antibacterial activity of the developed nanoparticles was examined against different gram-negative and gram-positive bacteria. the antibacterial effect was studied using serial dilution technique to determine the minimum inhibitory concentration of nanoparticles. results demonstrated that physicochemical properties of nanoparticles were affected by the above mentioned parameters where nanoscale size particles ranging from 175 to 212 nm were achieved. the highest encapsulation efficiency (53.2 ± 2.4%) was obtained when the ratio of drug to polymer was 1:4. zeta potential of the developed nanoparticles was fairly negative (-11±1.5). in-vitro release profile of nanoparticles showed two phases: an initial phase of burst release for 10 h followed by a slow release pattern up to the end. the antimicrobial results revealed that the nanoparticles were more effective than pure gla against p. aeuroginosa, s. aureus and s. epidermidis. this improvement in antibacterial activity of gla loaded nanoparticles when compared to pure gla may be related to higher nanoparticles penetration into infected cells and a higher amount of gla delivery in its site of action. herein, it was shown that gla loaded plga nanoparticles displayed appropriate physicochemical properties as well as an improved antimicrobial effect. discovery and development of methods for targeted delivery of antibiotics to infected cells and the foci of bacterial infections has received a great deal of attention during the recent years. this is especially important regarding the fact that intracellular infections are difficult to eradicate (1) and infected cells and tissues are considered as microorganisms reservoirs, which may release them from time to time resulting in the recurrence of various systemic infections (2). various colloidal systems such as niosomes, ethambutol encapsulated plga nps where used orally against mycobacterium tuberculosis and results showed enhanced bioavailability and improved pharmacodynamics when compared to the related free drug counterparts (13) . parenteral administration of plga nps loaded phosphorothioate antisense oligonucleotide nanoparticles for hiv treatment was also found to be successful and protected oligonucleotides from degradation (13). antimicrobial agents delivery to bacteria by nps may be based on two different approaches. in the first approach, nanoparticles are fused with the bacterial cell wall or membrane and the carried antimicrobial agent is subsequently released across the cell wall or cell membrane. in the second approach, nanoparticles are bound to cell wall and serve as a drug depot which continuously releases the anti-microbial drug molecules. the released anti-microbial agent will diffuse into the interior compartments of the bacteria (13). 18-β-glycyrrhetinic acid (gla) is a pentacyclictriterpenoid derivative of betaamyrin which is present in highly pure extracts of rhizomes of glycyrrhiza glabra. glycyrrhetinic acid has a range of pharmacological properties including calmative, anti-inflammatory and antiallergic effects as well as antitumor properties. moreover antibacterial and antifungal activities have been reported for this naturally occurring substance. it is shown that gla can hinder dna replication and may result in an inhibition in microbial toxins and enzymes production (14) . it has been demonstrated that high acute exposure to gla would cause brief systemic changes, including an increased level of potassium excretion along with an enhanced sodium and water retention. furthermore, following the administration of gla, various side effects such as weight gain, alkalosis, renin-angiotensinaldosterone system suppression, hypertension and muscular paralysis may occur. by physical encapsulation of the drug molecules inside the nanoparticulate systems, pharmacokinetics and therapeutic index of drugs significantly improve. furthermore, a lower in-vivo toxicity is achieved due to reduced accumulation of gla in kidney and liver (15). to our best knowledge, there are currently liposomes, microemulsions and micro and nanoparticles are amongst the most important drug delivery systems which are utilized for the preparation of such targeted carriers (3, 4). for instance lutwyche et al. achieved a higher intracellular antibiotic delivery by gentamicin encapsulation in a liposomal drug delivery system and an increased therapeutic activity against intracellular pathogens was achieved (5). to efficiently eradicate pathogens, an antibiotic should be able to be systemically transported in a form that can be endocytosed by phagocytes and the antimicrobial agent should be released inside the cells (6). in this respect, nanoparticles have a great value as they are rapidly picked up by mononuclear phagocytic cells when administered intravenously. mononuclear phagocytic cells are kept responsible for providing a sanctuary and shelter for the intracellular bacteria (7). therefore antibiotic encapsulation inside the nanoparticles has been suggested as a potential strategy for the management of various intracellular infections (8). polymeric nanoparticles (nps) have several advantages which make them distinctive among various nanoparticulate systems. these advantages include their structural stability, narrow size distribution and the possibility of their functionalization for targeted drug delivery (9). various polymers may be utilized for polymeric nps preparation, among which plga or poly (lactic-co-glycolic acid) has a special place. plga has received fda approval as a biocompatible and also biodegradable polymer and is commonly used in pharmaceutical industry and research as a desirable drug carrier (10, 11). an advantage of plga copolymers is that their degradation rate varies from months to years. there have been several reports of antimicrobial agents loaded plga nps in the literature indicating their improved pharmacological and pharmacokinetic behavior when compared to their untreated counterparts (10). plga nps may also have the potential to be utilized for oral and parenteral administrations. for instance oral administration of plga loaded curcumin nps increased drug bioavailability at different levels (12). in another study, rifampicin, isoniazid, pyrazinamide, and no studies available on the formulation of gla containing polymeric nanoparticles with the intention of enhancing gla antibacterial activity. the aim of the present study was to develop a plga based nanocarrier system for gla to enhance the antibacterial effects of gla and to minimize its side effects. the developed nanoparticles have the potential to target infected tissues and phagocytic cells and exert their antibacterial effect on various microorganisms. staphylococcus aureus (s. aureus), staphylococcus epidermidis (s. epidermidis) and pseudomonas aeruginosa (p. aeruginosa) were chosen as model bacteria for evaluating the effect of the developed nanoparticles on microbial organisms as they are considered as the most significant bacteria involved in various infectious diseases in human being and are internalized in phagocytic cells (16) (17) (18) (19) (20) . s. aureus is a widespread pathogen which is considered to be responsible for food poisoning and nosocomial infections (21). s. epidermidis is another pathogen which is involved in extraneous devices and implants related infections due to its particular capability of growing biofilms on polymer surfaces (22). p. aeruginosa is a gram negative bacterium which is another common cause of nosocomial infections, where only a limited number of antibacterial agents show an acceptable defense against this organism (23). the antimicrobial activity of the nanoparticles was further compared with pure gla against different gram-negative and grampositive bacteria. preparation of gla loaded plga nanoparticles plga nps were fabricated using a sonication/ solvent evaporation method (9). in the first step, pva (0.5% w/w) was dissolved in deionized water forming the aqueous phase and different ratios of gla to plga were dissolved in acetone at room temperature (25 °c) to prepare organic phase (oil phase). the prepared oil phase was added drop wise to the aqueous phase while sonicating using an ultrasonic probe (misonix, farmingdale, ny, usa) equipped with a microtip (power: 11 watt). the entire system was located in an ice bath to avoid any loss of oil phase as a result of organic solvent evaporation during sonication. the above mixture was subsequently magnetically stirred overnight at room temperature where acetone was removed under constant stirring condition. finally the solution was centrifuged three times (sigma 3k30, osterode, germany) at 21000 rpm for 30 min in order to remove any extra pva and was then lyophilized (christ alpha 1-4, osterode, germany). the final dry powder was used for physicochemical and antibacterial investigations. for measuring the size, polydispersity index and zeta potential of nanoparticles, lyophilized nanoparticles were dissolved in deionized water and were assessed by photon correlation spectroscopy (pcs) using a zeta sizer nano zs (malvern instruments, worcestershire, uk) at 25 °c. all the experiments were accomplished in triplicate and mean±sd was reported. surface morphology and shape of nanoparticles were investigated by scanning electron microscopy (sem, philips xl 30, philips, the netherlands). a small amount of freeze dried powder of nps was fixed on a double-sided tape attached to a metallic sample stand, and was gold coated before sem (9). encapsulation efficiency 5 mg lyophilized nps were dispersed in 1 ml acetonitrile and were shaken for 30 seconds and were further sonicated for approximately 5 min. 2 ml methanol was then added to the mixture in order to precipitate the polymer. the sample was then centrifuged at 21000 rpm for 20 min and the free gla containing supernatant was separated for further analysis. drug quantity in the supernatant was determined by a uv spectrophotometry method. drug loading was calculated as the gla content in nps divided by the total weight of nps. the encapsulation efficiency was obtained by calculating the ratio of gla amount incorporated inside the nps to the gla amount which was used for nps preparation (9). each experiment was repeated three times. differential scanning calorimetry (dsc) was performed for plga, gla, their physical mixture and gla loaded plga nanoparticles with a mettler dsc 823 unit (mettler toledo, greifensee, switzerland) and a julabo thermocryostate model ft100y (julabo labor technik, seelbach, germany) with indium used for instrument calibration. 2 mg of samples were placed into dsc aluminum pans and sealed. pure water with the same amount was used as the reference. sample scanning was performed with a temperature range of 30 to 400 °c and with a rate of 5 °c min -1 under a 8 kpa nitrogen atmosphere (n=3) (9). drug release evaluation was performed according to a previously published method for piroxicam nanoparticles (24) with some modifications. 5 mg of lyophilized gla loaded plga nps was dispersed in 10 ml phosphate buffer saline (pbs, ph=7.4) and placed in a dialysis tube (cut-off: 12 kda), and was floated in a flask containing 50 ml phosphate buffered saline (pbs) medium. the entire system was located at 37 °c in a beaker (250 rpm). after a predetermined period, the old medium was fully removed and fresh medium was replaced each time. 5 ml of the old medium was analyzed by uv spectrophotometry for its gla content. the release profile of free gla was also evaluated by a dialysis bag under the same conditions. minimum inhibitory concentration (mic) or the lowest concentration of gla which is able to inhibit microorganisms outgrowth was determined for gla loaded nps using broth micro dilution method. gla nps suspensions with equivalent concentration of gla based on their encapsulation efficiency were used against s. aureus, s. epidermidis and p. aeroginosa. furthermore drug free nps were utilized to see if the carrier or other formulation components exert any antibacterial activity which may interfere with the results. it is noteworthy that positive and negative control groups were also considered in this mic determination study, where positive control groups did not contain any anti-microbial agent and negative control groups were not inoculated with any bacteria. briefly, the lyophilized bacteria were first suspended in sterile water for injection and were then cultured in luria bertuni agar mediums (scharlau, spain) and were incubated for 24 h at 37 °c. a single colony from the plates was then transferred into 4 ml fluid of luria bertuni agar medium and was incubated at 37 °c and 200 rpm in a shaking incubator for an overnight period. in the next step centrifugation at 3000 rpm for 15 min at 4 °c was used for cellular harvesting. the supernatant was finally removed and the cellular sediment was washed two times with ringer solution and was dispersed in the same medium in a concentration range of about 10 5 to 10 6 cfu/ml to be exploited for broth dilution method (25). for each sample and each bacterial strain, eight tubes were employed and autoclaved at 121 °c for 15 min. the samples were then serially diluted in the tubes and 1 ml of inoculums of tested bacterium (final concentration of 10 5 -10 6 cfu/ml) was introduced into the tubes. after 24 h of incubation at 37 °c, the tubes were evaluated according to their bacterial growth related turbidity and mic was determined as the minimum gla concentration without any visible bacterial growth (6). preparation and characterization of gla loaded nanoparticles gla loaded nps were prepared by sonication/ solvent evaporation method. encapsulation efficiency, drug loading, size, polydispersity index and zeta potential of gla loaded nps are reported in table1. according to table 1 , nps size was in the range of 175 to 212 nm and the prepared nanoparticles were highly uniform and monodispersed (figures 1a and 1b) . by increasing the drug to polymer ratio from 1:1 to 1:4, size was increased from 184 to 212 nm. this result may be related to an increase in viscous forces of droplets which resists against droplets break down by sonication especially in higher polymer concentrations. these resisting forces stand against the shear forces in the oil phase and determine the final size and particle size distribution in nanoparticles (26). furthermore, table 1 shows that by increasing the amount of polymer, higher encapsulation efficiencies were achieved. maximum encapsulation efficiency was attained when the amount of drug to polymer ratio was 1:4. as it is observed higher polymer concentration is related to a higher encapsulation efficiency which may be explained in two different ways. first, it can be proposed that when the polymer concentration is high, the polymer molecules may precipitate on the surface of the dispersed phase droplets. as a result drug molecules diffusion through the two phases boundary is restricted and a higher encapsulation efficiency is achieved (27). alternatively, it may be proposed that a higher polymer concentration can increase the viscosity of the system and make a barrier toward the free diffusion of drug molecules through the boundary phase of polymeric droplets (28). table 1 also shows the influence of the acetone content on the size of nps. the ratio between continuous and dispersed phases may have an effect on the stability and size of nanoparticles. as shown in table 1 by increasing the ratio of the oil phase, the size of nanoparticles is slightly decreased and their encapsulation efficiency and drug loading is slightly increased. it has been suggested that by increasing the ratio of aqueous phase, the external surface energy of oil droplets, will be dispersed in a higher volume and results in a lower droplet breakage and subsequently the particle size will be increased. it should be mentioned that gla is poorly soluble in water and has a higher affinity for the oil phase in an oil in water emulsion which will lead to a higher entrapment efficiency and drug loading with increasing the oil phase ratio (9). another factor which was evaluated for its effects on the size of nanoparticles was sonication time which was between 1 and 20 min. the results shown in table 1 suggest that an increase in the sonication time would result in a reduction in the size of nanoparticles. when a higher sonication time (10 min) is utilized, the high energy results in a rapid dispersion of oil droplets with a smaller size and a monomodal profile of distribution. the emulsification step is one of the most vital steps in the nanoparticles formation process. inappropriate phase dispersion will result in the formation of larger particles with a wider particle size distribution. the nps size is dependent on the size of droplets which are formed during the emulsification process. as a result by reducing the size of emulsion droplets, smaller nanoparticles can be achieved. nanoparticles stabilization phase is a very significant step in the process of emulsification. protection of nanodroplets is usually achieved by surfactant molecules utilization. surfactant molecules prevent the occurrence of coalescence in nanodroplets and produce nanoparticles with a smaller particle size. herein, a 0.5% concentration of pva was used to stabilize the formed nanoparticles and develop some sort of coverage between the phases interface in oil in water emulsion. other than size, zeta potential is another major characteristic of nanoparticles which may have impacts on both nanoparticles stability and cellular adhesion. zeta potential was also measured in plga nps and as shown in table 1 , the values of negative zeta potential on the nanoparticles were reduced as the polymer concentration decreased from 1:4 to 1:1 drug to polymer ratio. this reduced negative charge may be attributed to the higher amount of unentrapped drug molecules with lower polymer concentrations and their shielding effect on the carboxylic moieties of plga molecules on the particle surface (29). it has been shown that the extent of phagocytosis is increased with an increase in nps zeta potential where the minimum phagocytosis is related to the instance in which zeta potential is approximately zero (30). on the other hand, due to the negative surface charge of endothelial cells and their repulsive forces toward the negatively charged nps, the half life of these nps may increase in blood systemic circulation keeping the nps more available to the phagocytic cells (31). scanning electron microscopy sem micrograph of gla loaded nps showed that nps are roughly spherical and have smooth surfaces (figure 2 ). all formulations appeared to be monodispersed and homogenous irrespective of their compositions. the nps size obtained by photon correlation spectroscopy were larger than those observed by sem which may be related to hydrodynamic diameter of swollen and inflated polymeric nps in water (32). differential scanning calorimetry dsc was used to investigate the thermal behavior of formulations. figure 3 shows that pure plga exhibits an endothermic peak at 60 °c which can be related to its relaxation peak following the glass transition phase. due to the amorphous nature of plga, no melting point was observed in plga thermograms. the pure gla demonstrated a sharp peak at 300 °c which can be related to its melting point. the dsc thermograms of the physical mixture of gla and plga showed peaks which were the result of plain superposition of each of the two substances dsc thermograms. the enthalpy reduction for the physical mixture of drug and polymer can be explained by the presence of smaller amount of drug molecules in the mixture in comparison with pure drug. the dsc curve of gla containing nps did not show the endothermic peak of gla which suggests that the drug is incorporated into the nanoparticles in a disordered and amorphous shape. any severe alteration in the thermal behavior of either the polymer or the drug may be related to drug polymer interaction (33). in the current study no formation of any new peak and no shifting of any peak in the dsc thermogram was observed. the release profiles of pure gla and gla loaded nps with different drug to polymer ratios are shown in figure 4 . t 30% is the time needed for dissolving 30% of drug and is inversely related to the dissolution rate. t 30% was 2 h and 9 h for nps with 1:1 and 1:3 drug to polymer ratios, respectively. figure 4 also demonstrates that gla release from nps was slower and more sustained than that of pure gla. drug release rate from various drug delivery systems is usually controlled by dissolution and/or diffusion (34). in this study the presence of water insoluble polymer in nps matrix composition may interfere with the drug release from nps where it can reduce the amount of water penetration in nps and subsequently affect drug dissolution and diffusion. plga microparticles drug release is usually composed of two phases of initial burst release followed by a slower release phase. this burst release is of special importance as it affects microparticles toxicity and their therapeutic efficacy. the burst release is generally defined as the total amount of released drug from the particulate system through the first 24 h. this total amount of drug release is normally about 10 to 80% of the total drug loading in such particles (35, 36) . in the present study, the release profiles of gla from np formulations followed a two phase pattern: in the first phase, an initial burst release occurs which takes about 4 h and is followed by the second slow release phase. the release curves demonstrated that the initial burst release level is dependent on the amount of plga polymer in nps samples. the results showed that during the first 10 h, an initial burst release led to an early release of 100%, 55% and 29% of drug from pure gla, gla loaded nps with 1:1 drug to polymer ratio and gla loaded nps with 1:3 drug to polymer ratio, respectively. the burst release of gla may be related to the drug molecules that are poorly entrapped in the polymer matrix. it is noteworthy that similar observations were reported by other researchers working on paclitaxel and azithromycin plga nps (37). the mic of gla loaded plga nps as well as free gla was reported for s. aureus, s. epidermidis and p. aeruginosa ( figure 5 ). drug free plga nanoparticles displayed no antibacterial effect which suggests that nps components and ingredients did not have any considerable antibacterial activity. the mic of gla loaded nps was approximately 2 times lower for s. aureus, 3 times lower for s. epidermidis, and 4 times lower for p. aeroginosa compared to free gla solution regardless of drug to polymer ratio. this indicates that the effective dose of this antibiotic can be reduced through the administration of gla loaded plga nps against the above mentioned bacteria which will subsequently result in lower side effects. consequently, in-vitro antimicrobial activity of gla loaded plga nps was better than the free drug. it is noteworthy that an enhanced antimicrobial activity with antibiotics loaded plga nps has been previously reported (6). this better antibacterial activity may be attributed to the improved penetration of nps from biological membranes and its better access to the bacteria internalized within the phagocytes. it has been revealed that phagocytic cells can endocytose nps and can release the drug inside these cells (6). the gla loaded nps could be useful in drug targeting to phagocytic cells and can improve the treatment and management of intracellular infections compared to free antibiotics. other kinds of nps have been successfully evaluated for carious other routes of administration including ocular (38) and oral (39), and the formulated gla loaded plga nps may have the potential to be used for these routes of administration as well. gla loaded plga nanoparticles were successfully prepared with an appropriate size and zeta potential. the antimicrobial activity evaluation showed that nps were more effective than pure gla against s. aureus, s. epidermidis and p. aeroginosa. it can be proposed that the clinical activity of gla can be enhanced if a gla nanoparticle formulation is used and this allows for a more efficient therapy compared to the conventional formulation of free antibiotics present in the market. inhibitory concentration (mic) of free 18-β-glycyrrhetinic acid (gla) and gla loaded poly (lactide-co-glycolide) (plga) nanoparticles with different drug to polymer ratios in three different bacterial strain. encapsulated in ph-sensitive liposomes development of azithromycin-plga nanoparticles: physicochemical characterization and antibacterial effect against salmonella typhi treatment of experimental salmonellosis in mice with ampicillin-bound nanoparticles plga-based nanoparticles: an overview of biomedical applications surface modification of plga nanoparticles via human serum albumin conjugation for controlled delivery of docetaxel plga-and pla-based polymeric nanoparticles for antimicrobial drug delivery anticancer activity of nanoparticles based on plga and its copolymer: in-vitro evaluation formulation, characterization and evaluation of curcumin-loaded plga nanospheres for cancer therapy development of nanoparticles for antimicrobial drug delivery antibacterial effect of glycyrrhetinic acid on 55 hospital strains of staphylococcus aureus and 32 actinobacillus actinomycetemcomitans glycyrrhizin, an active component of liquorice roots, and replication of sars-associated coronavirus response to staphylococcus aureus requires cd36-mediated phagocytosis triggered by the coohterminal cytoplasmic domain phagocytosis and intracellular killing of staphylococcus aureus by normal mouse peritoneal macrophages tnf-α reduces the level of staphylococcus epidermidis internalization by bovine endothelial cells nonopsonic phagocytosis of pseudomonas aeruginosa by macrophages and polymorphonuclear leukocytes requires the presence of the bacterial flagellum antibacterial activities of essential oils from eight greek aromatic plants against clinical isolates of staphylococcus aureus upregulation of icaa, atle and aap genes by linezolid but not vancomycin in staphylococcus epidermidis rp62a biofilms emergence of antibiotic-resistant pseudomonas aeruginosa: comparison of risks associated with different antipseudomonal agents inhibition of endotoxin-induced uveitis by methylprednisolone acetate nanosuspension in rabbits improved drug loading and antibacterial activity of minocycline-loaded plga nanoparticles prepared by solid/oil/water ion pairing method protein-loaded poly (dl-lactide-co-glycolide) microparticles for oral administration: formulation, structural and release characteristics solvent selection in the preparation of poly (dl-lactide) microspheres prepared by the solvent evaporation method paclitaxel-loaded plga nanoparticles surface modified with transferrin and pluronic® p85, an in vitro cell line and in vivo biodistribution studies on rat model targeting to macrophages: role of physicochemical properties of particulate carriers-liposomes and microspheres-on the phagocytosis by macrophages this work was financially supported by a grant from tehran university of medical sciences. (2002) key: cord-299424-qy3lccjq authors: mubagwa, kanigula title: chloroquine cardiac effects and toxicity.a short update. date: 2020-06-19 journal: int j antimicrob agents doi: 10.1016/j.ijantimicag.2020.106057 sha: doc_id: 299424 cord_uid: qy3lccjq there is currently an increased interest in using the antimalarials chloroquine and hydroxychloroquine for the treatment of other diseases, including cancer and viral infections such as covid-19. however, risks of cardiotoxic effects tend to limit their use. the effects of these drugs on the electrical and mechanical activities of the heart, as well as on the remodeling of the cardiac tissue are presented, and the underlying molecular and cellular mechanisms discussed. the drugs can have proarrhythmic as well as antiarrhythmic actions, resulting from their inhibition of ion channels, including voltage-dependent na(+) and ca(2+) channels, background and voltage-dependent k(+) channels, and pacemaker channels. the drugs also exert a vagolytic effect, due at least in part to a muscarinic receptor antagonist action. they also interfere with the normal autophagy flux, an effect which could aggravate ischemia/reperfusion injury or post-infarct remodeling. most of the toxic effects occur at high concentrations, following prolonged drug administration or in the context of drug associations. -the antimalarials chloroquine and hydroxychloroquine have been proposed for antiviral therapy, including for covid-19. -their use is limited for fear of cardiotoxic effects. -the mechanisms underlying cardiac chloroquine effects include direct actions on ion channels and receptors, while others involve an inhibition of autophagy. -despite the effects on many ion channels, the drugs are not associated with prominent qt prolongation or life-threatening arrhythmias when used for a short duration and at low concentrations. -side effects are usually associated with long-term treatments or with very large doses. -the drugs are relatively safe, but care should be taken to avoid association with other drugs with known toxic effects on the myocardium. chloroquine (and its related drug hydroxychloroquine), introduced more than 80 years ago and used traditionally to treat malaria or chronic inflammatory diseases, has re-emerged as possible therapeutic agent in viral diseases including covid-19 [1] . renewed interest in this drug is not novel, as there have also been assessments of its potential effects as anti-cancer [2, 3] , anti-arrhythmic [4] or pulmonary vasodilator [5] agent. whenever considering to (re)use a drug, one should weigh the benefits against the risks (mainly the side effects) associated with the drug use. the usefulness of chloroquine/hydroxychloroquine in the treatment of covid-19 is still being currently debated [6, 7] . whereas on the one hand there is little doubt that chloroquine and hydroxychloroquine can display antiviral action in vitro [1, [8] [9] [10] and in vivo [11] , on the other hand controversy exists on whether this effect is of use in covid-19 patients. clinical studies are under way to answer the question concerning an anti-covid-19 protective action in humans [12] . while waiting for a clear answer to this issue, it is necessary to reflect on risks of using the drug. the effects of chloroquine/hydroxychloroquine, especially those related to the immunomodulatory action have been reviewed very recently [13] . among side effects of chloroquine/hydroxychloroquine, those involving the heart are frequently invoked as being life-threatening, and cardiotoxicity is a major concern for many other antimalarial drugs [14, 15] . cardiotoxic effects have been presented as arguments against recent trials to repurpose these drugs for the treatment of covid-19 [16] . in the present note, we describe the major known cardiac effects of the drugs, with the aim to determine which effects can be expected to occur at usual therapeutic concentrations and account for observed beneficial or side effects. in the presentation we do not make a distinction between the effects of chloroquine versus those of hydroxychloroquine, the underlying assumption being that, despite potential pharmacokinetic and potency differences, their pharmacological actions are essentially identical. we suggest 1) that major side effects occur at high concentrations (e.g. following poisoning), after long-term treatment or in the context of drug associations, and 2) that common effects after short-term treatment with low clinical doses are generally well tolerated. we also comment on the cellular or molecular mechanisms underlying the effects. chloroquine/hydroxychloroquine can be administered via parenteral or oral routes. acute toxic effects were recorded more frequently when the drugs were given via the parenteral (especially the intravenous) route [17] . drug absorption is practically complete even when administered via the oral route, but the concentration profile reaches lower peak levels post enteral than post parenteral administration [18] . the drugs accumulate into cells, due to ion trapping in more acidic environments, especially in lysosomes [19, 20] , where the concentration can be many orders of magnitude higher than in the blood. the biological half-life is as long as 30-60 days [21, 22] . hence there is possibility for progressive drug accumulation on repeated administration even of small doses, and the drug effects also develop following different time scales: from seconds or minutes, to hours or days, and to many months or years. there are many case reports of rapidly developing cardiovascular effects following intoxication by chloroquine/ hydroxychloroquine, ranging from bradycardia and hypotension to eventual cardiac arrest [23] . as mentioned, fear or real risks of cardiotoxicity has limited the use of these drugs. cardiotoxic effects associated with chloroquine/hydroxychloroquine use in clinical conditions have been recently reviewed [14, 24] . here we summarize major effects detected under either clinical or experimental conditions, and have grouped them into 1) purely functional (electrophysiological and mechanical) effects, and 2) those associated with structural changes. electrophysiological and mechanical effects effects on the cardiac rhythm and on the conduction and duration of the electrical activity electrocardiographic (ecg) changes associated with chloroquine/hydroxychloroquine treatment have been reported as proarrhythmic in some studies, or as antiarrhythmic in others. rhythm and electrophysiological effects of chloroquine/hydroxychloroquine include bradycardia as well as tachycardia, flattening of the t wave, prolongation of the qt interval, and various forms of conduction blocks. for example, sinus dysfunction with bradycardia [25] and atrioventricular (av) or intraventricular conduction abnormalities [26] were noted to be frequent in rheumatoid arthritis and lupus erythematosus patients treated with chloroquine/hydroxychloroquine. in a review of case reports till 2017, conduction disturbances were the most prevalent among all side effects [24] . however, although arrhythmias in such patients have been traditionally attributed to the drugs, a role of the underlying diseases (as direct cause or as favoring factor) cannot be excluded. indeed, in one study, ventricular conduction blocks observed in chloroquine/hydroxychloroquinetreated patients had a prevalence that was not different from the one in those not receiving these drugs [27] . given the role played by the duration of ventricular depolarization (measured as qt interval on the ecg) in arrhythmogenesis, it has been of interest to examine whether chloroquine/hydroxychloroquine increase the qt duration. qt prolongations have been noted under clinical conditions with high chloroquine concentrations (25 mg base.kg -1 .day -1 ; [28] ) or in experimental conditions using parenteral administration [29] . the qt prolongation is dominated by the effect on the qrs duration, and marginal dose-dependent prolongation is seen on the j-t interval [30] , which measures more accurately the duration of depolarization. in most studies no or only marginal qt prolongation is induced by clinical doses (< 15 mg.kg -1 .day -1 ) of chloroquine/hydroxychloroquine, especially using the oral route [14, 15] , suggesting that chloroquine/hydroxychloroquine are in this respect safer than other quinoline-based antimalarial drugs (e.g. halofantrine [31] ). clinically, low 7 chloroquine doses (2-4 mg.kg -1 .day -1 ) were associated with significant qt prolongation when given over many months [32] , suggesting a role of drug accumulation or of myocardial remodeling. in contrast to the pro-arrhythmic actions of chloroquine/ hydroxychloroquine, an antiarrhythmic action, known since the middle of the past century [33, 34] , can be further demonstrated from experimental animal data [35] and from clinical data of patients treated for chronic inflammation [4] . recently, it could be shown that chloroquine (200-600 mg.day -1 ) can cause conversion to sinus rhythm in a patient with established atrial fibrillation [36] . such an antiarrhythmic action is not unexpected given the drug action on voltage-dependent na + channels (see below). it should be noted that the "janus-faced" (pro-and anti-) arrhythmic action is also known for classic antiarrhythmics [37] . the effect of chloroquine/ hydroxychloroquine on cardiac contraction remains unclear. early studies in amphibian hearts suggested that chloroquine exerts a positive inotropic effect, attributed to an indirect action due to the activation of brain sympathetic centers [38] . similarly, a transient positive inotropic action was obtained in guinea-pig atria [39] . it was suppressed by pretreatment with reserpine or propranolol, indicating that it was due to a release of catecholamines, which then acted on cardiomyocyte beta-adrenergic receptors [39] . most subsequent studies in mammalian hearts either failed to show any inotropic action or demonstrated a negative action. no change of cardiac mechanical function assessed using echocardiography was observed in rats injected with 50 mg.kg -1 .day -1 chloroquine for 2 weeks [40] . in contrast, negative inotropism was evident in atrial muscles, but only at concentrations above 10 µm [39, 41] . similarly, in guinea-pig cardiac muscle chloroquine decreased the contraction at 10-100 µm in isolated atria [42] . in rat isolated left ventricular papillary muscles, chloroquine (100 µm) was found either to have no effect [41] or to decrease contractile force and the rates of shortening and relaxation [43] . in langendorff-perfused guinea-pig ventricles chloroquine decreased the contraction at concentrations above 1 µm [42] , but this apparently higher potency in ventricular muscle could be an artifact due to a time-dependent rundown of the contraction in this 8 preparation. in rat isolated perfused hearts, systolic function was decreased with chloroquine concentrations > 10 µm and was completely suppressed at 100 µm [44] . this negative inotropic action was associated with a decrease in heart rate. unless heart rate is controlled it is difficult to accurately determine the inotropic effect since part of the decrease in contraction may be related to a positive force-frequency relation prevailing in the preparation. in addition, at high chloroquine concentrations loss of excitability and suppressed conduction (due to chloroquine effects on the upstroke of the action potential) might account for an apparent loss of contraction. thus, negative inotropic of chloroquine/hydroxychloroquine is typically obtained at high drug concentrations, above those reached by usual therapeutic regimens. the mechanism underlying the reduction of contraction could be related to the inhibition of i ca-l discussed below. it has been noted that the effects of chloroquine (0.04 mg. ml -1 , i.e. about 125 µm) to reduce contractility in turtle hearts is similar to those of quinine, and that for both drugs, the effect is reversed by raising the external ca 2+ concentration [45] . this points to a role of decreased excitability and/or of decreased ca 2+ influx, and makes less likely an effect on myofilament ca 2+ sensitivity. however, in guinea-pig hearts [42] , increasing external ca 2+ was not able to fully reverse the chloroquine-induced contraction decrease. contractions obtained while inactivating na + channels with high external k + were as sensitive to chloroquine as those recorded in normal conditions, whereas post-rest potentiation of contraction was not affected by the drug. these data point to a role of diminished ca 2+ influx in the negative inotropism of chloroquine. cardiovascular shock is common following chloroquine poisoning [46] , but it is not clear whether the condition is mainly due to vascular or to cardiogenic mechanisms. since cardiogenic mechanisms can be primarily arrhythmic and not necessarily primarily inotropic, the contribution of decreased inotropy is unclear. it is of note that, beside studies of the mechanical dysfunction related to chloroquine/hydroxychloroquine cardiomyopathy, there are no studies that report on eventual acute inotropic effects in human patients or volunteers. a dose-dependent decrease of systolic pressure can also be demonstrated in experimental animals intoxicated with intravenous chloroquine [41] . the hemodynamic failure was associated with decrease of maximum rates of pressure development or 9 relaxation, bradycardia and qrs widening. this suggests the participation of an important non-vascular, cardiac component. chronic treatment (usually over many months or years) with chloroquine/ hydroxychloroquine can result in cardiomyopathy [47] , characterized by wall thickening and microscopic structural changes. cardiomyopathy seems to occur more with chloroquine than with hydroxychloroquine, and involves at the microscopic level an enlargement and vacuolization of cardiac myocytes, with deposition of myeloid and curvilinear bodies. the cardiomyopathy is accompanied by functional changes, including av or bundle-branch conduction block [48] as well as mechanical dysfunction, with diffusive hypokinesia and decreased ejection fraction [26] . chloroquine cardiomyopathy can develop in the absence of skeletal myopathy or of retinal toxicity, although similar cellular mechanisms might be involved. in the context of short-term treatment, these effects are not expected. other structural changes occurring in the myocardium are not primarily due to chloroquine/hydroxychloroquine but are modified by these drugs. myocardial remodeling involves structural and functional changes triggered by many stress factors, including physiological conditions such as physical exercise, pregnancy or fetal body growth, as well as pathological conditions such as ischemia/reperfusion (infarction), pressure or volume overload, inflammation, metabolic factors (e.g., hyperglycemia and hyperlipidemia), reactive oxygen radicals [49] . physiological remodeling is adaptive and lead to hypertrophy to increase function in athletes, pregnant women and growing fetus. in contrast, remodeling following pathological triggers is usually maladaptive, as it evolves with time towards heart failure and increased propensity to arrhythmias. characteristic structural changes during pathological remodeling include increase in cardiomyocyte size (causing hypertrophy or dilatation) and ultramicroscopic structure (e.g. loss of t-tubules; [50] ), modifications of the extracellular matrix, proliferation of myofibroblasts with development of fibrosis. after myocardial infarction, concomitantly with the development of fibrosis and formation of a scar in the infarcted zone there are changes in the infarct border and in the remote non-infarcted myocardium. with time the heart undergoes chamber dilatation. functional changes in remodeled myocardium include modifications in the electrical properties (called electrical remodeling), as a result of altered expression of ion channels (e.g., kir k + channels, l-type ca 2+ channels, connexins, ryanodine receptors, etc.), transporters (e.g., na + -ca 2+ -and exchangers, sarcoplasmic reticulum atpases, etc.) and other proteins, which impact on the action potential and its conduction within the cardiac tissue, on the excitation-contraction coupling, and on the contractile properties. electrical remodeling is responsible for the increased propensity to arrhythmias. many weeks following myocardial infarction, there is progressive deterioration of myocardial function with increased left ventricular end-diastolic volume, diastolic dysfunction and decreased systolic function. many processes and cell types are implicated in the remodeling process [49, 51] . inflammation, with the associated release of mediators, cytokines and chemokines by inflammatory cells, play an important role in the remodeling process, and an experimental model of inflammation-induced remodeling, resulting in dilated cardiomyopathy, is obtained in mice overexpressing tumor necrosis factor, tnf [52] . the effect of chloroquine on remodeling does not necessarily involve a direct action on cardiomyocytes, and may involve primary effects on other cardiac cells such as fibroblasts. during post-infarct remodeling cardiac fibroblasts are activated and converted to myofibroblasts, which display a higher proliferative and secretory capacity. in the fibroblasts chloroquine significantly reduced the expression of proteins such alpha smooth muscle actinin (α-sma) and fibronectin. in myofibroblasts chloroquine reduced cell migration and contractility [53] . chloroquine/hydroxychloroquine may also affect the electrical remodeling. as far as ion channel remodeling is concerned, reduced amplitude and slightly modified kinetics of voltage-dependent sodium current were evident in epicardial cells of the infarct border zone, and these changes were supposed to play a role in decreased conduction underlying reentrant arrhythmias [54] . chloroquine (100 µm), in addition to displaying its inhibitory action on the sodium current, was shown to completely suppress the camp-dependent kinase (pka)-mediated restauration of the ion current in the cells from the infarct border zone [55] . remodeling in infarcted hearts can be reduced by calorie restriction or pharmacologic agents such as resveratrol or rapamycin, which probably act by promoting autophagy [56] . chloroquine suppressed the anti-remodeling effects of food restriction and of resveratrol. this was shown in mice that developed ventricular dilation and dysfunction a few days/weeks after induction of myocardial infarction by left coronary artery ligation. restriction by 20-60% of the food intake, started 1 week after infarction and maintained for 2 weeks, was accompanied by an improvement of the cardiac chamber size and of most contractile parameters [57] . in addition the increase in cell size was also attenuated. treatment with chloroquine (10 mg/kg -1 .day -1 , given by continuous subcutaneous injection) for 2 weeks reversed the improvement afforded by food restriction. like the effect of food restriction, a two-week treatment with resveratrol significantly attenuated the ventricular dilation and improved cardiac function in mice that underwent left coronary artery ligation. this protective effect was absent in mice treated with chloroquine (10 mg.kg -1 .day -1 ) simultaneously with resveratrol [58] . as discussed below, these effects of chloroquine are apparently due to a suppression of observed increases in autophagy by food restriction or drugs in the cells. while chloroquine appears to have deleterious effect in the remodeling induced by primary cardiac lesions, the drug may have a protective action on remodeling of the right heart associated with pulmonary arterial hypertension. rats in which this condition was induced (by monocrotaline) and which were intraperitoneally injected with either chloroquine (20 or 50 mg.kg -1 .day -1 ) or hydroxychloroquine (50 mg.kg -1 .day -1 ) for 3 weeks displayed less right ventricular hypertrophy and improved function due to a decrease of pulmonary vascular resistance. in this case the remodeling in the pulmonary vasculature was suppressed by chloroquine/hydroxychloroquine [59] . exploring the cellular and molecular mechanisms of chloroquine/hydroxychloroquine effects allows to understand possible synergy or antagonism with other drugs administered simultaneously or the interaction with changes already induced by pathological conditions. inactivation of voltage-dependent na + channels: local anesthetic effect chloroquine is structurally close to quinine and quinidine, which act on voltage-dependent na + (na v ) channels: they favor an inactivated state of the channels, therefore making them less available for opening upon depolarization (excitation). chloroquine exerts similar "local anesthetic" effects [60] . given the involvement of na v channels in the genesis and transmission of the electrical impulse in nerves, chloroquine can suppress pain sensation as do classic local anesthetics, but the drug is not used for this effect because of its anticoagulant effect. na v channels are present in other excitable cells, including cardiac atrial contracting cells and all ventricular cell types, where they are responsible for the upstroke (phase 0) of the action potential. chloroquine decreases all indices of na v channel contribution to the cardiac action potential: the maximal rate of depolarization during phase 0 and the action potential amplitude [61] , both of which determine the rate of conduction within the tissue. side effects concerning intraventricular conduction (qrs prolongation, bundle branch block) observed with the drugs [24, 30] are likely explained on this basis. a persisting, late na + current is among determinants of the action potential duration and favors arrhythmogenesis [62] . it contributes to intracellular na + overload and the subsequent na + -ca 2+ exchange-mediated ca 2+ overload during ischemia. suppression of this current by chloroquine [63] may counterbalance the effect of blocking k + currents on the qt duration, and partly account for antiarrhythmic and anti-ischemic protective actions. decrease of the l-type ca 2+ current chloroquine/hydroxychloroquine inhibit l-type ca 2+ channels, since they decrease the amplitude of i ca-l in sino-atrial (sa) [64] and in working myocardial cells [61] . the effect in sa cells likely contributes to the slowing of the pacemaker activity. similar effects are expected in av nodal cells and can explain av conduction block. given the role of i ca-l in cardiac excitation-contraction coupling, negative inotropic action of the drugs [42, 43] might also be explained on this basis, although most studies report a lack of significant inotropic effect at clinically useful concentrations. cardiac automatic activity is due to the presence of a spontaneous depolarization of nodal and conduction cells during the diastolic time. many processes contribute to this diastolic depolarization [65, 66] , among them the opening of hyperpolarization-activated channels [67] [68] [69] . these channels are called "funny channels" and the corresponding current "funny current, i f ", because of the apparently strange behavior in comparison with other channels, which usually open upon depolarization. i f amplitude (measured during hyperpolarizing steps under voltage-clamp) was decreased by hydroxychloroquine [64] . there was no change in voltage-dependent activation, suggesting that the drug acts on the channel conductance, but the underlying molecular mechanism is unknown. this inhibitory action on i f was translated into a decrease of the rate of diastolic depolarization and of the beating rate of sa isolated cells or of atrial multicellular preparations [42, 64] . based on its effect to decrease i f , hydroxychloroquine was proposed as a relatively safe bradycardic agent [64] , and bradycardia was obtained with intravenous injections in anesthetized animals, without negative inotropic or hemodynamic action. therefore, the bradycardic effect was proposed to be of potential value in decreasing oxygen demand, of benefit in conditions such as angina. it should be noted that bradycardia occurred within a few (typically 5) minutes using hydroxychloroquine in anesthetized animals, while tachycardia is observed for hours after a single dose of chloroquine in awake human volunteers (see below). it is likely that in humans the fast developing rate-slowing action on pacemaker tissue is followed and opposed by a slowly developing effect due to an interaction with the autonomic nervous system (see below). chloroquine also acts on various k + channels [61, [70] [71] [72] [73] [74] [75] . chloroquine blocks kir2.1 inward-rectifier channels, largely responsible for the background conductance and i k1 current [61, 75] that set the resting potential but also contribute to the repolarization and the duration of the action potential. the underlying mechanism involves an accession of chloroquine from the intracellular side and its binding near the intracellular mouth of the pore [74] . there appears to be a dual action of chloroquine on kir2.1 channels. in contrast to the acute decrease of channel conductance, an increase in the plasmalemmal expression of the channel protein has been reported in hek cells used as expression system [76] . this effect developed over hours and was related to the inhibition of the lysosomal degradation of the channels. to our knowledge no study has tested this effect in cardiomyocytes, but such an increase in channel expression could have a corrective action against the decrease due to block, and partly contribute to limit qt prolongation. chloroquine/hydroxychloroquine also block the g-protein-activated inward rectifier k + (girk) channel present in cardiac supraventricular (atrial contracting and nodal) cells. the channel is also present in ventricular cells of some species but practically absent in human ventricular contracting cells. it is activated following acetylcholine (ach, the neurotransmitter of the parasympathetic system) binding on m 2 muscarinic receptors, or adenosine binding on a 1 receptors, hence the names i k-ach or i k-ado for the corresponding ion currents. the blocking action of chloroquine is also observed in hek cells expressing kir3.1 and kir3.4 channels, which contribute subunits forming girk channels [36, 77] . the underlying mechanism is similar to that of kir2.1 (i k1 ) channels described above: it involves the binding from the intracellular side to a site within the internal mouth of the channel. the ic 50 of chloroquine for both channels was 1 µm, a concentration similar to the plasma concentrations following oral doses of about 10 mg.kg -1 . the blocking effect on i k1 , i k-ach or both should result in a lengthening of the action potential duration. as mentioned earlier no or only marginal qt prolongation is induced by low doses of chloroquine/hydroxychloroquine given via the oral route [14, 15] . given that action potential shortening is associated with arrhythmogenesis, the action potential lengthening effect of chloroquine may be antiarrhythmic under pathological conditions which markedly shorten the action potential duration. such an antiarrhythmic effect is mostly obvious in case of short qt syndrome due to mutations of kir2.1 channels [78] , but it was also shown to occur in sheep hearts with sustained atrial fibrillation induced by chronic pacing [77] . under the latter condition i k-ach is spontaneously activated in the absence of agonist binding on g-protein coupled receptors. chloroquine decreased the dominant fibrillation frequency and finally induced a conversion to sinus rhythm [77] , an effect that was associated with the prolongation of the atrial action potential and could be reproduced by a toxin (tertiapin) known to suppress i k-ach . chloroquine/hydroxychloroquine also act on atp-sensitive k + channels. these channels monitor the cell metabolism and open following a decrease of intracellular atp and an increase of adp, as occur in conditions such as ischemia. in the heart the channels are formed by a pore unit made of kir6.1 and a sulfonylurea-binding regulatory unit, sur2a. chloroquine blocks the atp-sensitive current (i k-atp ) activated pharmacologically (by pinacidil) in ventricular cardiomyocytes [79] and the corresponding channels units expressed in hek cells [71] . the suppression involved two mechanisms: a pore block by chloroquine entering from the intracellular side and occluding ion movement within the channel, and an inhibition, given the amphiphilic character of chloroquine, of the channelactivating interaction between kir6.1 and the membrane phospholipid phosphatidyl-inositol bisphosphate (pip 2 ). i k-atp inhibition in cardiac myocytes occurred at micromolar concentrations (ic 50 : 0.5 µm), indicating that chloroquine at therapeutic doses could also act on the heart through mechanisms involving atp-sensitive channels, e.g. to antagonize fibrillation following action potential shortening and inhomogeneity during ischemia. in sa node cells, purkinje fibers and ventricular myocytes, hydroxychloroquine was shown to decrease the amplitude of the rapid delayed rectifier i kr by 35 % [61] . the drug did not affect the slow component i ks . the effect on i kr is consistent with the inhibition of herg channels in expression systems (ic 50 : 2.5-8.4 m) and could contribute to qt prolongation, especially at high concentrations [80, 81] . channels carrying the transient outward current, i to , and other channels a transient outward current, i to , underlies phase-1 early repolarization in cardiac cells. it is a mixed current, made of a ca 2+ -independent but voltage-dependent k + component, and a ca 2+ -activated clcomponent [82, 83] . chloroquine does not seem to have potent effect on i to [61] . inhibitory effects occurred only at very high concentrations (k d : 520 µm) [84] ), which are not reached under therapeutic conditions. the effect on other (chloride-selective and non-selective sarcolemmal, sarcoplasmic reticulum, and mitochondrial) cardiac channels have not, to our knowledge, been investigated. in contrast to the slowing of the heart rate by chloroquine observed under experimental conditions as expected from the suppression of i f and i ca-l [64] , the drug increases heart rate during more than 4 hours after a single per os dose of 3.75-10 mg.kg -1 in healthy human volunteers [85] . this latter effect may be attributed to a dual effect on the autonomic nervous system. on the one hand there might be an activation of heart accelerating mechanisms resulting from a stimulation of the sympathetic system [38] , but such a mechanism has not been demonstrated in humans. on the other hand there is inactivation of heart decelerating mechanisms resulting from an inhibition of the parasympathetic (or vagal) system. this latter effect has been more thoroughly investigated by the author. the heart rate increase was associated with a decrease of cardiovascular reflexes used as indices of the vagal influence on the heart. one of the most readily assessable parameters of the autonomic nervous control of the heart is the beat-to-beat variation of the heart cycle. chloroquine caused a narrowing of the average dispersion between heart cycle durations. other reflexes, such as the cardiac cycle increase during a valsalva maneuver or post deep inspiration, were also decreased, indicating that chloroquine exerts a vagolytic action on the heart. this effect is dose-dependent and its underlying mechanism seems to involve, at least in part, a direct atropine-like, antagonist action of chloroquine on muscarinic receptors. chloroquine antagonized the negative chronotropic effect of muscarinic receptor activation under experimental conditions using animal isolated hearts [86] . chloroquine is known to bind on muscarinic receptors (k d : 6-15 µm [87] ). its binding on cardiac muscarinic receptors could be demonstrated by its displacement of saturation binding curves of a radioactive label of these receptors [86] . however, this interaction with receptors occurred at rather higher concentrations than those interfering with the negative chronotropic effect of muscarinic agonists. thus, despite the demonstrated interaction of chloroquine with muscarinic receptors, the mechanism of chloroquine effect on the heart rate appears to be complex. as discussed above, effects on channels, including a block of i k1 and i k-ach , which contribute to the regulation of the heart rate, could play a role and partly account for the increase of heart rate caused by chloroquine. besides the effects described above, which basically occur at the surface membrane, chloroquine also targets intracellular processes, mainly (but not exclusively) those involving the intracellular processing of proteins by autophagy. autophagy is an important homeostatic mechanism, which is responsible for the clearance of damaged intracellular protein complexes and organelles [88, 89] , including in the heart. it plays an important role in the response to stress and in disease conditions such as ischemia/reperfusion [90, 91] , hypertrophy [92] , heart failure [93, 94] , etc. drug-induced changes in autophagy may also underlie therapeutic or toxic effects. macro-autophagy involves the fusion of autophagosomes with lysosomes, to constitute autolysosomes, where cargo brought by the phagosomes is digested. chloroquine, which accumulates into lysosomes by ion trapping [19, 20] and causes alkalization of the intralysosomal ph, inhibits the fusion between autophagosomes and lysosomes and the basic macro-autophagy flux [95] . hearts pre-treated with chloroquine (10 mg.kg -1 .day -1 , a dose within clinical range) for days show a decreased autophagy flux, with accumulation of autophagosomes. another type of autophagy, which involves chaperone-mediated transport of abnormal proteins into lysosomes, also appears to be inhibited by chloroquine [40] . given the importance of ischemic diseases in cardiac pathology, it is of interest that ischemia/reperfusion is reported to modify autophagy, and that chloroquine has a potential to modulate the changes occurring under these conditions. an excessive decrease or increase of autophagy beyond its basal level may be expected to have harmful consequences. autophagy is upregulated during myocardial ischemia and reperfusion [89] . whereas during the ischemia phase activation is adenosine monophosphate-activated kinase (ampk)-dependent, adaptive and protective, during reperfusion it is ampkindependent, excessive and it enhances myocardial death. protection during ischemia is likely due to the ability of autophagy to deliver metabolites and to clear damaged organelles such as mitochondria (mitophagy). excessive autophagy and cell death during reperfusion are attributed to the formation of reactive oxygen radicals. autophagy inhibition by chloroquine could limit the adaptive increase during ischemia and aggravate the condition. this is the case in isolated rats submitted to episodes of intermittent hypoxia for many weeks. in this experimental model set to mimic the condition of sleep apnea, inhibition of autophagy with chloroquine was associated with a development of myocardial dysfunction, while no dysfunction was present with intermittent hypoxia alone [96] , suggesting that autophagy provided cardiac adaptive mechanisms to hypoxia. in contrast, attenuation of the excessive increase of autophagy during reperfusion could a priori be expected to confer protection. however, reperfusion by itself, despite upregulating autophagy, is associated with decreased clearance of autophagosomes [97] . further suppression of autophagosome clearance by chloroquine can therefore aggravate this process. increased cell death caused by chloroquine during ischemia/reperfusion has been linked to a decrease of oxygen radical buffering action of mitochondria [40] . chloroquine could be expected to be protective in other conditions that enhance autophagy flux, such as cardiac hypertrophy. the drug reversed the myocardial wall thickening caused by pressure overload in rats that underwent ascending aorta banding. it also appears to confer protection against ischemia/reperfusion in diabetic cardiomyopathy [98, 99] . modification of autophagy is at least in part responsible for the effect of chloroquine/hydroxychloroquine on the cardiac remodeling induced by stress conditions such as myocardial ischemia/reperfusion. autophagy is decreased during post-infarction remodeling in rabbit heart [100] . in the days following myocardial infarction in rats there was maintained cell death by controlled necrosis (necroptosis), including in the noninfarcted border zone. autophagy flux was increased during the first day but, despite maintained increase in autophagosome formation, with time autophagy flux was decreased at the level of autophagolysosome processing and there was an associated increase in heart dysfunction [101] . the impaired autophagy appeared to be responsible for the necroptosis since the latter could be attenuated by genetic overexpression of beclin, an initiator of autophagy. in this model, chloroquine caused an aggravation of the structural and functional deterioration. as already mentioned, because of reduced autophagy during myocardial remodeling, various strategies, including food restriction and pharmacological agents, can be used to stimulate autophagy. a similar protection can also be demonstrated by targeting autophagy in fibroblasts using micro-rna [102] . the cellular signaling involved in some of these strategies may be complex. for example, the effect of food restriction and resveratrol may implicate an increased ampk activity, and a downregulation of the mtor signaling [58] . chloroquine seem to suppress the protective effect of these strategies by 20 modifying the effects of these signaling pathways on autophagy. it is not known whether there are additional inhibitory effects at more proximal steps. the scope of effects due a modulation of autophagy may be larger than heretofore known. it is plausible that the inhibition of autophagy affects the expression of many proteins (e.g. of kir2.1 channels mentioned earlier) and impact on function. chloroquine has been reported to enhance the loss of t-tubules observed in cultured ventricular cardiomyocytes from failing human and from healthy adult rat hearts cultured in the absence of glucocorticoids [103] . chloroquine, by inhibiting lysosome function in cultured mouse neonatal cardiomyocytes, was shown to cause an accumulation of phospholamban [104] , a negative regulator of the sarco-endoplasmic reticulum ca 2+ atpase (serca; responsible for storing ca 2+ needed for contraction in the lumen of the sarcoplasmic reticulum). it is not known to which extent this effect occurs in adult cardiomyocytes and impacts on contractility. reports of neurotoxic effects of chloroquine include the development of extrapyramidal symptoms (rolling of the eyeballs, involuntary movements, trismus) following a few hoursdays of treatment with low doses in children [105] as well as in adults. these effects were reversible within 8-48 hours after stopping the treatment. behavior disturbances have also been described [106] [107] [108] . whether they can be related to actions on ion channels and receptors, or to rapid consequences of the interference with autophagy is not clear. retinotoxicity, a noted frequent side effect of treatment with chloroquine/ hydroxychloroquine [109] , and skeletal muscle myopathy, which is less frequent [110] [111] [112] [113] , are largely results of changes in autophagy. administration of chloroquine can cause a degeneration of skeletal muscle cells resulting in myopathy. chloroquine myopathy can be reproduced experimentally by high doses (50 mg.kg -1 .day -1 ) of the drug over at least 3 weeks. the degenerated muscle fibers contain numerous autophagic vacuoles [111] , into which various proteins accumulate [112, 113] . as mentioned earlier, a similar accumulation can occur in cardiomyocytes and is responsible for cardiotoxicity following long-term treatment [112, 113] . such effects are unlikely to complicate treatments limited to a few days and involving low to moderate doses (≤ 10 mg.kg -1 .day -1 ). chloroquine poisoning is known to induce hypokalemia [114] . the degree of hypokalemia is largest the higher the dose ingested and the blood concentration. hypokalemia in patients is systematic at chloroquine concentrations of 10 µm and above, but in a few cases it could be obtained at much lower concentrations [114] . the condition can develop within two hours or less following large doses and its underlying mechanism is not very clear but increased renal loss has been excluded. it has been proposed to involve reduced cellular k + efflux due to channel block by chloroquine (described above). however, in the absence of an increased k + influx pathway, suppression of outflux is not a satisfactory explanation for the cellular uptake of k + that causes hypokalemia. since the cellular membrane potential of resting or active cells is positive to the k + equilibrium (nernst) potential, only outward k + movements can occur via channels. one should therefore explore the role of a non-channel influx pathway to account for the increased transport of k + into the cell. the effect of chloroquine on the na + -k + pump is unclear. chloroquine has been shown to inhibit the na + -k + atpase in vitro [115] , but a transient stimulation could be obtained in vivo at low concentration [116] . it is conceivable that the hypokalemia is triggered by conditions such as stress and exercise that stimulate the na + -k + atpase by enhancing the sympathetic tone, as is the case in hypokalemic periodic paralysis [117] or by an eventual increase of insulin secretion. in addition, the vagolytic action of chloroquine (described above) could remove the known "accentuated antagonism" exerted by the parasympathetic system towards the sympathetic system. increased na + -k + pump activity could then result from increased -adrenergic 22 receptor activation [118, 119] . this or other possible mechanisms have not been examined, and the main basis for the hypokalemia thus remains unclear. low extracellular k + concentration, largely because of the decrease in conductance of inward rectifier channels and of the corresponding outward currents, is associated with a lengthening of cardiomyocyte action potential duration and of the qt interval, and is arrhythmogenic. indeed, ventricular tachyarrhythmias were the immediate cause of death in about a third of patients admitted for chloroquine poisoning [114] . one should be careful when attributing any clinically observed qt lengthening to a direct effect of chloroquine, without excluding the eventual contribution of concurrent hypokalemia. the possible efficacy of chloroquine/hydroxychloroquine in the treatment of various diseases, including viral infections such as covid-19 [1, 8, 10, 11] but also cancer [2, 3] , has received increasing interest. beside the drug efficacy in patients, the issue concerning the safety is also important. evidently, if the side effects were to be such marked that they put the life of treated patients in danger, then, as long as beneficial effects have been confirmed, the drug use could be restricted to only very severe cases, when there is no other choice than to try everything that can potentially save the patients. such use can only be done with close monitoring of the patient. in contrast, if side effects are mild and tolerable, such that they do not jeopardize the patient's life, then one can or should consider using the drug for its proven or potential benefit. the side effects of chloroquine/hydroxychloroquine on the heart are mainly of two types: those involving changes in electrical conduction, heart rate and rhythm [14, 24, 27, 31, 80, 120, 121] , and those involving structural changes associated with cardiomyopathy [47, 48] or myocardial remodeling. conduction and rhythm disturbances can be seen under acute conditions before any structural change, but they can also be favored by the cardiomyopathy [48] . on a time frame, the rhythm changes are acute and reversible upon drug withdrawal, whereas cardiomyopathy is induced after treatment for months and is largely irreversible. all effects are also dose-dependent, and cardiomyopathy [111] and 23 interference with remodeling can be experimentally induced over shorter periods (weeks) with high doses. the mechanisms underlying the conduction and rhythm changes mainly involve inhibitory actions on various ion channels. block of na + channels (local anesthetic action) is likely responsible for observed bundle branch and intraventricular block [24, 27, 48] . block of k + channels will tend to lengthen the action potential duration, whereas the inhibition of na + and ca 2+ channels with have opposite effects. that the drugs given alone at low or moderate concentrations and for a short duration produce only limited prolongation of the qt interval is likely due to this balanced contribution of opposite effects [30] . heart rate changes also result from a balance between a bradycardic action of i f and i ca-l inhibition [61, 64] and a tachycardic effect of i k1 and i k-ach inhibition [61, 74, 75] , in addition to the suppression of the vagal tone on the heart [85, 86] . the resultant action of chloroquine can be pro-or antiarrhythmic, depending on the underlying condition [4, 14, 33, 34, 36, 72, 80] . the mechanism underlying chloroquine cardiomyopathy involves an inhibition of autophagy [40, 95, 122] . even in the absence of cardiomyopathic changes, such an inhibition can aggravate cell damage under ischemia-reperfusion, which by itself causes a change in the autophagic flux and recruits additional cell death mechanisms [88] [89] [90] [91] [92] 97] . the trend to favor myocardial death may be opposed by protective mechanisms due to an inhibition of intracellular na + and ca 2+ load and of arrhythmias resulting from the effects on ion channels or due to inhibition of apoptosis [123] . it should be underlined that all cardiac effects of chloroquine/hydroxychloroquine could not be covered in this brief review. for example, metabolic effects due to phospholipase a 2 inhibition have been proposed to mediate an anti-ischemic action of chloroquine [124] . in addition, other effects may not yet be known, and the consequences of autophagy inhibition on the expression of various proteins could be more complex. finally the effect of the drugs and their mechanisms may depend on coexisting non cardiac (e.g. electrolyte) changes or cardiac diseases (e.g. the presence of myocarditis). the side effects of chloroquine/hydroxychloroquine are generally mild, but they can be exacerbated by drug associations. many macrolide antibiotics can cause a qt prolongation when used in isolation 24 [120] . if co-administered with chloroquine/hydroxychloroquine, the effects on the qt interval might add and become marked, even if the effect of every drug taken separately was mild. use of high doses and association with other potential qt-prolonging drugs are likely the cause of the marked qt prolongation and occurrence of arrhythmias that have recently led to interrupt clinical trials testing the benefit of chloroquine in the treatment of covid-19 [16] . even when apparently moderate mean doses are reported to have been used in large registries of patient groups, there will be large variations among different patient groups and a significant number of them might have been exposed to high drug doses. in any case, drug associations and the role of complicating conditions such as hypokalemia that are themselves drug dose-dependent, should also be analyzed before concluding on the direct cardiotoxic effect of chloroquine/hydroxychloroquine. the antimalarial drugs chloroquine and hydroxychloroquine have been proposed for antiviral therapy, including for covid-19. the drugs are relatively safe when used at low or moderate doses, with blood concentrations ≤ 1 µm. at such doses they can display beneficial, e.g. antiarrhythmic, actions, and despite the many effects on k + channels, they do not seem to be associated with prominent qt prolongation acute life-threatening cardiac effects, including ventricular tachyarrhythmias, are obtained with high doses. given the long half-life of the drug, other side effects are usually associated with long-term treatments. the mechanisms underlying 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regulation of the beta-stimulation of the na + -k + pump current in guinea-pig ventricular myocytes by a camp-dependent pka pathway effects of alpha-adrenergic stimulation on intracellular sodium activity and automaticity in canine purkinje fibers antimicrobials and qt prolongation hydroxychloroquine cardiotoxicity in systemic lupus erythematosus: a report of 2 cases and review of the literature chloroquine-induced autophagic vacuole accumulation and cell death in glioma cells is p53 independent hydroxychloroquine protects against cardiac ischaemia/reperfusion injury in vivo via enhancement of erk1/2 phosphorylation effect of chloroquine in experimental myocardial ischaemia ethical approval: not required. key: cord-330380-wnbyy1gk authors: liu, tingting; lu, dong; zhang, hao; zheng, mingyue; yang, huaiyu; xu, yechun; luo, cheng; zhu, weiliang; yu, kunqian; jiang, hualiang title: applying high-performance computing in drug discovery and molecular simulation date: 2016-01-11 journal: natl sci rev doi: 10.1093/nsr/nww003 sha: doc_id: 330380 cord_uid: wnbyy1gk in recent decades, high-performance computing (hpc) technologies and supercomputers in china have significantly advanced, resulting in remarkable achievements. computational drug discovery and design, which is based on hpc and combines pharmaceutical chemistry and computational biology, has become a critical approach in drug research and development and is financially supported by the chinese government. this approach has yielded a series of new algorithms in drug design, as well as new software and databases. this review mainly focuses on the application of hpc to the fields of drug discovery and molecular simulation at the chinese academy of sciences, including virtual drug screening, molecular dynamics simulation, and protein folding. in addition, the potential future application of hpc in precision medicine is briefly discussed. according to moore's law [1] , the transistor count of central processing units (cpus) increases 1-fold every 18-24 months. the performance of supercomputers has developed even more rapidly, and high-performance computing (hpc) has become a strategic technology worldwide [2] . china has made remarkable achievements in the development of supercomputers, under the support of the chinese government, to which the tianhe series of supercomputers have recently made significant contributions. milky way-1 was designed by the national university of defense technology (nudt) in 1983; its appearance made china the third country to design such supercomputers. in 1994, dawning-1 was developed by the institute of computing technology of the chinese academy of sciences (cas), which accelerated the independent development of chinese supercomputers. in november 2015, tianhe-2, developed by the nudt, has retained its position as the world's fastest supercomputer at the international supercomputing conference in austin, america. according to the 46th edition of the twice-yearly top500 list of the world's most powerful supercomputers, it has kept the first-place position for six consecutive times since its appearance. the national hpc environment (nhpce) has played an important role in the development of hpc applications in china. the supercomputing center of the chinese academy of sciences (sc-cas), one of china's earliest established supercomputing centres, is the main node and operating centre of the china national grid (cngrid) service environment and supercomputing environment of cas (scgrid). currently, sccas, equipped with the supercomputer era with 2.3 pflops capacity, offers excellent supercomputing services for users in china. other supercomputing centres, such as in shanghai, shenzhen, tianjin, and guangzhou, have been supported by 863 national programmes since the 10th five-year plan. these supercomputer centres have more than 1000 users from all over the country, who are not only from basic review research fields such as mathematics, physics, chemistry, astronomy, mechanics, biology, medicine, and earth sciences, but are also from important industrial sectors including automotive, aviation, aerospace, nuclear power, steel, shipbuilding, civil engineering, and cartoon rendering. with the improvement of high-performance technologies, hpc and supercomputers are being applied to an increasing number of emerging fields including deep learning, big data mining, computational finance, and precision medicine, with the expectation that it will accelerate innovation. computational drug discovery and design (cddd), also known as computer-assisted drug design, has undergone significant improvements since the 1970s. with the rapid development of molecular and structural biology, the 3d structures and functions of biological macromolecules have been determined. meanwhile, the application of computational methods to drug discovery and molecular simulation has increased together with the rapid advancement of computer science, powerful functions of graphic workstations, and high-performance computers. quantum mechanics, molecular mechanics, molecular dynamics (md), and combinations of these methods have been widely used in drug development. traditionally, marketing a new drug in the pharmaceutical industry is a difficult process that often costs more than one billion us dollars and takes approximately 10 years. a series of cddd approaches based on the 3d structures of biological macromolecules (e.g. proteins and nucleic acids), such as the highthroughput virtual screening method, have greatly improved the efficiency of drug discovery. according to a united states government report, because of the application of cddd, drug development costs are reduced by around 130 million us dollars and research time is shortened by a year [3] . cddd based on hpc is a combination of pharmaceutical chemistry, computational chemistry, and biology using supercomputers, and has become a critical technology in drug research and development. many cddd techniques, such as drug virtual screening, md simulations, and molecular modelling, can be accelerated by recent technologies including grid computing, cloud computing, and accelerating hardware such as graphics processing units [4] . grid computing, which is generally composed of several geographically distributed supercomputers, can handle massive computationally intensive tasks [4, 5] , and is widely used in highthroughput virtual drug screening, thereby reducing time and cost. the drug discovery grid, a project supported by cngrid, can support massive virtual drug screening tasks [6] . in recent decades, computational drug discovery and molecular simulation in china have significantly advanced. researchers have developed many new drug design algorithms, as well as drug design software and databases with independent intellectual property, thereby ending a situation of complete dependence on foreign commercial software. currently, the cddd field receives consistent financial support from the chinese government [7] . in addition, more than 90 universities and research institutions all over the country have established departments for computational drug discovery. the shanghai institute of materia medica (simm) at cas has developed and compiled a series of drug design algorithms and programs, some of which possess thousands of registered users that are currently implanted on supercomputers and are widely used worldwide. for example, the molecular docking software groupdock, developed by simm, has completed parallelization on domestic supercomputers, which has reached hundreds of thousands of cpu cores, allowing virtual screening of large-scale databases in a short time. besides, the development of groupdock is based on the ucsf dock. it mainly deals with the massive docking tasks and optimization of parallelization on china-made hpc systems such as shenwei. it otherwise performs nearly the same as ucsf dock. the software has become a drug research and development platform based on nhpce, which promotes innovational drug discovery and development. with the help of chinese supercomputers, simm has achieved many things. simm/cas has established the advanced platforms of innovative drug research and development ( fig. 1) . during the implementation of china's 11th and 12th five-year plans, biomedical information and diverse key technology platforms were preliminarily constructed and perfected. these platforms included drug design and screening, preclinical pharmacodynamics of novel drugs, and pharmacokinetics and drug safety evaluations. in addition, computational genomics, computational proteomics, computational regulation networks, and computational drug design are playing an increasing number of important roles in the preclinical stages of the drug development pipeline. most such computation is computationally intensive and requires the support of hpc supercomputers. by applying hpc, these technology platforms are able to produce biomedical big data that include massive amounts of pharmacological, pharmacokinetic, and pharmacogenomic information with increasing speed. understanding how to better utilize these data (e.g. huge amounts of public information including patents) and improving our understanding of the complex biological processes underlying drug action and the efficiency of drug discovery are important issues to address for the future of drug development. currently, simulation and 3d structure prediction of protein folding, as well as active compound discovery against targets from current compound libraries, have become important directions for drug discovery. the simulation accuracy and enrichment rate of virtual drug screening, to a large extent, depend on computational performance. a supercomputer on the exascale is required for a microsecond simulation of a system containing millions of atoms. innovative drug-related computational genomics, proteomics, network interaction, and drug design technologies demand mass hpc resources. these critical technologies rely on the development of the next generation of exascale high-performance computers. it is exascale computing that will be in urgent demand for personalized drug development in the next 5-10 years. this review mainly focuses on the application of hpc to the field of drug discovery and molecular simulation at cas in recent years, including several cases involving virtual screening (molecular docking), md simulation, and protein folding. potential prospects for the application of hpc to precision medicine are briefly discussed. in most cases, the goal of drug discovery is to search for potent inhibitors against a target, using high-throughput screening or virtual screening. the former approach is more reliable, but is expensive and time consuming, whereas the latter is a trade-off between cost and accuracy via the technology of high-performance computers. thus, highthroughput screening is widely used against wellestablished targets, mainly in the laboratories of pharmaceutical companies, whereas virtual screening is primarily applied against new or unconfirmed targets, mainly in the laboratories of academic institutions, to discover potent inhibitors and to explore the mechanism of these unconfirmed targets. within a typical workflow of virtual screening, as shown in fig. 2 , a compound database including hundreds of thousands or even millions of small molecule entries is first screened against the designated target protein, via the method of molecular docking. usually, molecular docking takes a few seconds to minutes on modern cpus considering only the flexibility of small molecules and keeping the protein rigid. thus, virtual screening against a target consumes a great amount of computational resources that only supercomputers can provide. next, thousands of compounds with the best docking scores are kept for structural clustering. within the clustered compound list, about 100 candidate compounds are finally selected for subsequent validation. the criteria for manual selection are drug-like properties and binding modes generated by molecular docking. to validate the potency of these candidate compounds, various methods are employed, including enzymatic activity assays, enzymatic binding assays, enzymatic selectivity assays, structureactivity relationship studies, and cell assays. recent review successful applications of virtual screening in our lab are briefly introduced below. protein arginine methyltransferases (prmts) are important for chromatin remodelling, signal transduction, and rna metabolism. various diseases, such as cancers and cardiovascular disorders, are associated with the aberrant activity of prmts. through the combination of virtual screening and radioactive methylation assays, several hits were identified as inhibitors with micromolar potency against prmt1. among these hits, two compounds showed even higher potency than the well-known prmt inhibitor ami-1. they achieved inhibition by directly targeting substrate h4 rather than prmt1. one of these two compounds also significantly inhibited the proliferation of castrate-resistant prostate cancer cells [8] . the dna methyltransferases (dnmts) found in mammals are dnmt1, dnmt3a, and dnmt3b, which are attractive targets in cancer chemotherapy. the first dnmt to be characterized, dnmt1, is responsible for maintaining the dna methylation pattern of the genome. most of the existing dnmt inhibitors are nucleoside analogues that can cause toxic side effects. through a combination of docking-based screening and biochemical assays, a novel non-nucleoside dnmt1 inhibitor named dc 05 was identified, which inhibits dnmt1 at low micromolar concentrations and has remarkable selectivity against other similar methyltransferases. after similarity-based searching, analogues dc 501 and dc 517 showed even higher potency than dc 05. all three compounds significantly inhibited the proliferation of two cancer cell lines [9] . polycomb repressive complex 2 (prc2) modulates the structure of chromatin and transcriptional repression by trimethylating lysine 27 of histone h3 (h3k27me3), which is necessary for the proteinprotein interaction between the catalytic subunits ezh2 and eed. aberrant prc2 activity has been broadly implicated in cancer initiation and progression, making it a promising target for cancer therapy. through a combination of docking-based virtual screening and biochemical assays, an fdaapproved drug, astemizole, was identified as an inhibitor against the ezh2-eed interaction of prc2. this work highlighted the therapeutic promise of treating prc2-driven human cancers via targeted disruption of the ezh2-eed complex [10] . methicillin-resistant staphylococcus aureus (mrsa) is the principal cause of hospital-acquired infection, which manifests as an infection at the site of surgery, bacteraemia, and sepsis. frequently, prophylaxis of mrsa infection with antibiotics fails or leads to nosocomial diseases such as clostridium difficile infection, due to drug resistance. sortase a is a transpeptidase that anchors surface proteins in the envelope of s. aureus, and mutant sortases are unable to cause bacteraemia or sepsis in mice. through virtual screening and structural optimization, a series of inhibitors were identified that blocked the activity of sortase in vitro and in vivo. these inhibitors protected mice against lethal s. aureus bacteraemia without affecting staphylococcal growth in vitro. thus, these sortase inhibitors may act as an anti-infection therapy to protect high-risk patients from hospital-acquired s. aureus infection, without incurring the side effects of antibiotics [11] . as a rich source of compounds for drug discovery [12] , natural products, especially traditional chinese medicines (tcm), have been attracting attention in recent years. various in silico methods have been applied in tcm studies to identify potential natural ligands for targets [13] . as an example, the case of molecular docking discovered that sieboldigenin can bind to the pocket of soybean lipoxygenase (slox) with an ic 50 of 38 μm [14] . artemisia annua (qinghao) was discovered as an inhibitor of sars-covm pro (coronavirus main proteinase) by the combination of molecular docking and fingerprint studies [15] . besides, several natural product databases based on tcm are available for virtual-screening campaigns, such as universal natural product database, chinese natural product database and ismart [12] . as the central technology of computer-aided drug design, molecular docking is not only applied in virtual screening for drug discovery, but also aids with target identification. over the past few years, simm has participated in research into target identification with international colleagues using this technology. the pleiotropic lipid mediator sphingosine-1phosphate (s1p) can act independently of its membrane receptors through an intracellular mechanism. sphingosine kinase 2 (sphk2), one of the isoenzymes that produce s1p, is associated with histone h3 and regulates histone acetylation via s1p, which specifically binds to the histone deacetylases hdac1 and hdac2 to inhibit their enzymatic activity [16] . on the other side, fty720 (fingolimod), an fda-approved drug for the treatment of multiple sclerosis, has beneficial effects in the central nervous system that are independent of its effects on immune cell trafficking, although the mechanism is not currently well understood. fty720 is phosphorylated by sphk2 in the nucleus, after which it binds and inhibits hdacs, enhancing specific histone acetylation. having identified the possible binding mode of fty720 within the pocket of hdac via molecular docking, as shown in fig. 3 , it was concluded that fty720 may be a useful adjuvant therapy to facilitate the extinction of aversive memories by targeting hdacs [17] . irf1 is essential for the il-1-induced expression of the chemokines cxcl10 and ccl5, which recruit mononuclear cells to the sites of sterile inflammation. once produced, irf1 acquires lys63 (k63)-linked polyubiquitination mediated by the inhibitor of apoptosis ciap2, which is enhanced by the bioactive lipid s1p. in response to the stimulation of il-1, ciap2 and the sphingosine kinase sphk1 (which are responsible for the production of s1p) form a complex with irf1, leading to its activation. after confirmation that s1p directly binds to ciap2, molecular docking was used to explore the binding mode of s1p with ciap2 [18] . tumour necrosis factor (tnf) receptorassociated factor 2 (traf2) is a key component in the nf-κb signalling cascade triggered by tnf-α. traf2 binds to sphk1, which is one of the isoenzymes that produce s1p, a prosurvival mediator in cells. sphk1 and the production of s1p are necessary for lysine-63-linked polyubiquitination of rip1 and nf-κb activation. with the molecular docking of s1p into the pocket of traf2, this work highlighted the important role of sphk1 and its product s1p in tnf-α signalling and the canonical nf-κb pathway in inflammatory, anti-apoptotic, and immune processes [19] . drug targets are commonly associated with a desirable therapeutic effect or an unwanted adverse effect [20] . the identification of potential ligand-protein interactions is helpful for predicting therapeutic benefits or the side effects of drug-like molecules. target prediction and identification is of high significance to drug discovery and research. however, it is a laborious and time-consuming task if undertaken by experimental approaches alone. thus, there is an urgent need to develop efficient computational methods that can detect the targets of chemical compounds. recently, li et al. [21] developed a reverse ligand-protein docking programme, tarfisdock, to search for potential ligand-protein interactions through the screening of the potential drug target database. the identification of the enzyme peptide deformylase (the target of natural product n-trans-caffeoyltyramine) in helicobacter is regarded as a successful application of tarfisdock [13] . liu et al. proposed a reverse pharmacophore mapping strategy, via which a web server called pharmmapper was established to predict potential drug targets [22] . with the exponential growth of bioactivity data, it has become increasingly difficult to handle the large-scale interaction data of small molecules and their targets via traditional computational strategies. thus, target prediction can be considered a big data problem. liu et al. [23] developed a ligandbased target fishing method based on 2d fingerprint similarity rankings with data fusion, which is suitable for large-scale drug target prediction because of its simple algorithm and fast calculation speed. a ligand-target reference library was established that could be updated over time with the increasing availability of bioactivity data. this library currently contains 533 drug targets and 179 807 active ligands, of which each target has its own ligand set. based on the large reference library, the similarity fusion scores between a query molecule and each ligand set were calculated as the corresponding target scores of this molecule, using the tanimoto coefficient [24] of ecfp4 fingerprints [25] . finally, the top targets ranked by fusion scores were considered as the potential targets of the query. a 10-fold cross validation was adopted to evaluate the performance of the similarity fusion schemes or knn fusion. similarity ensemble approach (sea) [26] , a statisticsbased chemoinformatics approach, was also tested in parallel with our fusion schemes for comparison. it was demonstrated that knn fusion performed better than sea on a reference set and that 3nn outperformed the most. the target prediction accuracy of the 3nn fusion strategy would be improved with the increasing size of the reference set, which shows that the strategy could be applied to better deal with the problem of big data on active ligands. on the two external test sets compiled from drugbank and in order to further verify the effectiveness of the approach on practical cases, target prediction was made for nine drugs withdrawn from the market because of herg toxicity [27] using the 3nn fusion scheme. in this test, herg was identified in the top 20 target lists of 7 of 9 drugs, and for terfenadine, sparfloxacin, and droperidol, their interactions with herg were ranked in first place. furthermore, the therapeutic targets of nine drugs were all in the top 20. these results demonstrate that the 3nn fusion scheme performs well on the prediction of both therapeutic targets and off-targets. to make this method more convenient, a userfriendly web server was developed, called tarpred [28] , for the prediction of therapeutic benefits and side effects of query molecules. tarpred is freely accessible at http://www.dddc.ac.cn/tarpred. for chemicals queried by users, tarpred accepts both graphical and smiles format input. after the calculation, which takes only 10-15 minutes, the top 30 interacting targets ranked by 3nn score were listed. tarpred also provides detailed information, such as bindingdb and drugbank names, gene ids and predicted diseases. the disease information associated with targets was extracted from the comparative toxicogenomics database and integrated into the web application. the information provided by tarpred is useful for understanding the functional mechanisms and safety profiles of bioactive ligands. entecavir and salvianolic acid b were selected as case studies to validate the effectiveness of tarpred, and the results produced successfully predicted their targets. as a quick and low-cost method, computer-aided target identification plays an important role in the prediction of new therapeutic targets and potential toxicity for biologically active compounds, which has drawn an increasing amount of attention in recent years. the in silico tool tarpred is useful and meaningful for target prediction in several cases. moreover, it can be applied as a prefilter for drug development and could provide some crucial guidance to drug repurposing. several online web services for target prediction in china are summarized in table 1 . several of these web services are supported by hpc servers, which can make the computation time to reduce radically. in addition, on the platform of the tianhe-2 supercomputer, simm has performed a number of calculations regarding drug repositioning (old drugs for new uses) using large-scale virtual screening. early warning and response to newly emerging infectious diseases before they become pandemic, which is an important part of the national emergency response system, requires the support of hpc. the period of a week to a month after the emergence of a new infectious disease is the most critical time, during which there is usually an absence of effective drugs and vaccines. however, the development of new vaccines takes at least 3 to 6 months, and the traditional process of developing new drugs requires 8-10 years. fortunately, drug discovery based on hpc systems can reduce these time periods and boost social confidence in the handling of epidemic situations. for example, in a situation where only small molecule flexibility is considered alongside lower calculation precision, and by employing all the computational resources of tianhe-2, virtual screening of almost all known compounds on the world can be finished within 1 day. if protein flexibility is review liu et al. 55 considered with higher calculation precision, the current computational power should be elevated by one or two orders of magnitude. that is, exascale calculation can meet the demand. in the research and development of drugs against major malignant infectious diseases, drug virtual screening becomes more useful due to time limitations and the fact that related experiments cannot be carried out directly. therefore, upon the sudden outbreak of a new pandemic, the discovery of effective drugs against new diseases from a list of current drugs by applying high-performance computers is an efficacious way of responding to new infectious diseases. we have successfully fought against the sars [31] [32] [33] [34] [35] [36] and influenza viruses [37] [38] [39] [40] [41] [42] [43] [44] by employing cddd approaches and hpc. during the discovery of anti-sars agents, an in silico virtual screening approach was applied to against the small molecules database. as a result, several compounds were discovered as potential drug leads, which offered positive measures against sars [31, 36, 45] . cddd approaches also played an important role in the development of the famous drug tamiflu, which is now used against the avian influenza viruses. in the design of drugs against avian influenza viruses, virtual screening was performed by using multiple compound libraries (acd, cnpd, specs) with more than 900 000 compounds, predicting more than 100 potential neuraminidase inhibitors. computer-aided structural modification and drug synthesis was performed, and nearly 280 analogues of oseltamivir and zanamivir were designed and synthesised. a total of 12 neuraminidase inhibitors of avian influenza were discovered with enzyme activity similar to that of zanamivir and effective in vivo. these 12 inhibitors possess independent intellectual property rights, 2 of which have satisfactory activity. several further lead compounds with innovative structures, independent intellectual property rights, and activities similar to zanamivir (which can act against the virus at a viral level) have been acquired. furthermore, drug candidates for preclinical studies have been determined. therefore, it is evident that virtual screening based on hpc systems can remarkably improved the efficiency of drug discovery and drug compound optimisation. recently, the virtual screening platform md3dockxb [46] was developed by the combination of nudt, simm, and the national supercomputer center in guangzhou. it is a many integrated core enabled version of d3dockxb [46, 47] . the authors accelerated the lamarckian genetic algorithm deeply, and achieved 12× to 18× sppdup. based on such platform, simm carried out a virtual screening project on the ebola virus on tianhe-2. using all of tianhe-2's resources, a virtual screening task with more than 42 000 000 small chemicals can be completed within 1 day. the combination of hpc and high-efficiency platforms that enabled our country has the ability to deal with the super-high-throughput screening tasks of handling the acute infectious diseases. with constant improvements in both computer power and algorithm design, md simulation has become a powerful research tool for drug discovery over the last few decades. md simulation calculates the time-dependent behaviour of a molecular system and examines the dynamics of atomic-level phenomena that cannot be observed directly. by exploiting the full power of current hpc platforms on a given scientific problem through effective utilisation of all available resources (cpus, memory, and in many cases, input/output (i/o)), md simulation exerts an ever growing role in the life sciences and drug discovery. in the following section, we will discuss our application of md simulation with the help of three case studies. just as a single photograph of a runner tells little about her stride, the static models produced by nmr and x-ray crystallography provide limited information. meanwhile, md simulation can deliver an ensemble of conformations, which promote understanding of the dynamic processes underlying receptor activation [48, 49] . through 2 μs md simulations on the apo glucagon receptor (gcgr) and glucagon-bound gcgr performed using gromacs4.6.1 package [50] , we recently discovered that full-length gcgr, a potential drug target for type 2 diabetes [51] , has two conformations: an open conformation stabilized by the peptide glucagon and a closed conformation in apo-gcgr, in which the extracellular domain (ecd) forms extensive contacts with the seven transmembrane (7tm) domain (fig. 4a) . the two conformations are very different from the full-length gcgr-glucagon model constructed using crystal structures [52] (fig. 4a) . this was the first report of the putative closed state of gcgr at the atomic level, consistent with hydrogen/deuterium exchange (hdx) results and validated by disulphide cross-linking studies. gcgr belongs to the secretinlike (class b1) family of g-protein-coupled receptors (gpcrs) [53] in humans, which are activated by endogenous hormonal peptides and play causal roles in many diseases, ranging from diabetes and osteoporosis to anxiety. as there are several conserved structural features and ligand interaction hotspots in secretin-like class b gpcrs, the relative movements and interaction dynamics of the ecd and 7tm domain of full-length gcgr provide useful information to guide the design of new experiments to investigate class b gpcr structure-function relationships. in addition, the protein motions offered by md simulation provide essential information for the identification of druggable allosteric sites that are not visible in static structures. previous studies have shown that the voltage-sensor domain (vsd) of shaker and kv1.2-2.1 chimaeric channels, which are members of voltage-gated potassium (kv) channels, is occluded [54] [55] [56] [57] [58] , as shown in our simulation on the kv1.2 that there were internal and external water crevices (fig. 4b) . however, in the simulation of the kcnq2 channel, another member of kv channels and an anti-epilepsy target, a cavity filled with water molecules appeared in the vsd (fig. 4b) . as the volume of this space is ∼170å 3 , we guessed that a potential-binding pocket was located in the kcnq2 vsd. based on the docking model of ztz240 (a kcnq2 activator reported previously [59] ) to the kcnq2 homology model, one md simulation on the ztz240/kcnq2 complex was conducted by using gromacs 4.5.4 package [50] , which provided a structural binding model for ztz240. further mutagenesis and electrophysiological studies validated this activator-binding pocket in the vsd of kcnq2 [60] (fig. 4b) . subsequent structure-based virtual screening targeting the identified pocket discovered nine activators with five new chemotypes, two of which exhibited significant anti-epilepsy activity [60] (fig. 4b) . these results demonstrate the capability of the kcnq2 vsd to accommodate small chemical ligands. the new functionality of the gating charge pathway offers new insights into the therapeutically relevant kcnq2 channel. biomacromolecules sharing high-sequence identity, as well as similar structures, play distinct roles in pathology. beside subtle differences in themselves, the environment they belong to and their interactions with their surroundings, such as small molecules, contribute to their different functions. because md simulation enables us to investigate atomic interactions at a very detailed level, it can be successfully applied to identify and predict the differential regulation of highly homologous receptors. as an example, we will first show its successful application to predict interactions of phosphatidylinositol-4,5-bisphosphate (pip 2 ) with the kcnq2 channel. pip 2 is a phospholipid component that is enriched at the plasma membrane, and a substrate for a number of important signalling proteins including the kv channels [61] [62] [63] [64] . though pip 2 alters the physiological function and pharmacological selectivity of kcnq channels [65] [66] [67] , the effects and interactions of pip 2 on kcnq channels are not well understood. to predict the interactions of pip 2 with the kcnq2 channel, 200 ns allatom md simulations on both the open and closed conformations of the kcnq2 channel were performed using gromacs 4.6.1 package [50, 68] . liu et al. 57 simulations with two different force fields yielded similar pip 2 interactions: pip 2 preferentially interacted with k230 in the s4-s5 linker of the openstate kcnq2 channel, whereas it contacted k160 and other positive residues in the s2-s3 loop of the closed state (fig. 4c) . these interactions were different from the pip 2 -shaker and pip 2 -kv1.2 interactions [69] . consistently, the effects of pip 2 on kcnq2 were also different relative to the shaker and kv1.2 channels. the results indicate the diversity of pip 2 effects on kv channels. the mechanism we proposed for the action of pip 2 on the kcnq2 channel is consistent with the reported subtype sensitivity of pip 2 to kv channels [70, 71] and indicates that pip 2 may exert specific effects on kcnq1 channels [68] . thus, md simulation is an effective method with which to analyse protein-lipid interaction. md simulation has also been successfully applied to identify cholesterol binding for a variety of gpcrs [72] [73] [74] [75] . of interest are the two major β-adrenergic receptor subtypes β1ar and β2ar, which share 76% sequence identity and are highly similar in structure but have distinct and sometimes opposing effects in both cardiovascular physiology and the pathogenesis of heart failure [76, 77] . because β1ar and β2ar are subtypes specifically compartmentalized on cholesterolenriched caveolae or lipid rafts, two 8 μs md simulations of β1ar and β2ar embedded in a 2:1 1palmitoyl-2-oleoyl phosphatidylcholine-cholesterol mixture membrane were performed using the gro-macs 4.5.3 package [50] to compare the potential cholesterol-binding sites for β1ar and β2ar. big differences were observed in the cholesterol interaction sites between β1ar and β2ar, which are relevant to cholesterol-mediated dimerisation and the allosteric regulation of receptor activity [78] . our md simulations provide valuable clues regarding cholesterol binding to β1ar and β2ar and shed light on general determinants of cholesterol binding to gpcrs. thanks to the efficient computational resources of the national supercomputing center in jinan, the national supercomputing center in tianjin (tianhe-1a) and the tianhe research and development team of the nudt (tianhe-2), the abovementioned studies have been accomplished. because the biological systems studied using all-atom md simulations can be very large, comprising millions of atoms, the calculations required are often too complex and computationally intensive for even the best supercomputers. it is clear that there is room for improvement. steady growth in hpc has made md simulation spans wider spatial and temporal ranges and resolutions, which are likely to play an increas-ingly important role in the development of novel pharmacological therapeutics. large-scale conformational changes of proteins are not only related to the biological functions of the proteins, but are also associated with the binding of ligands or drugs. md simulation has emerged as a practical approach for exploring protein dynamics but is still unequal as a generally applicable strategy to explore large-scale protein conformational transitions. considering the structure of the new generation supercomputer, we developed a new approach, called numd, to deal with largescale protein conformational movement, which is a combination of normal mode analysis and umbrella sampling md simulation. this new approach can produce thousands of the protein conformations along the conformational transition pathway, and each conformation can be simulated simultaneously with thousands of cpus. therefore, compared with other widely used md approaches including namd, gromacs, and amber, the new code is specifically suitable for hpc to delineate atomically detailed conformational transition pathways and the associated free energy landscapes. its application on three well-known protein systems (adenylate kinase (adk), calmodulin (cam), and p38α kinase) in the absence and presence of their respective ligands revealed that the predicted conformational transition pathway and thermodynamic observables were in good agreement with experimentally and computationally determined ones (fig. 5) . thus, this simple approach offers a generally applicable strategy by using hpc for probe intrinsic or ligand-induced largescale protein conformational transitions and the associated free energy landscape [79, 80] . protein folding is the physical process by which a polypeptide folds into its 3d structure, from a random coil to its characteristic protein functional shape or conformation. the correctly folded protein structure or conformation is essential to the protein's biological function. a failure to fold into the native structure may produce inactive proteins, but misfolded proteins may also have modified or toxic functionality. for example, aggregated proteins are associated with illnesses such as alzheimer's disease (ad) and parkinson's disease. md simulation is a good tool for the study of protein folding and dynamics in silico. ad is a progressive, irreversible review figure 5 . schematic representations of numd application on three well-known protein systems (adenylate kinase (adk), calmodulin (cam), and p38 kinase). the 'apo' represents the ligand-free conformation, 'complex' means ligand-bound state. the order parameter d rmsd is defined as the difference in rmsd values of each structure from the reference starting and final states [80] . neurological disorder and the most frequent cause of senile dementia. two pathologically characterized hallmarks of ad are the appearance of extracellular senile plaques and intracellular neurofibrillary tangles [81, 82] . the major constituents of the plaques are amyloid β-peptides (aβ) of 39-43 amino acids, which are produced by the sequential action of βand γ -secretases on the amyloid precursor protein [83] . aβ40 and aβ42 are the two most abundant aβ isoforms, with the only difference found at their c-termini, where the latter has two more hydrophobic residues. it has been demonstrated that aβ42 is more neurotoxic than aβ40, and that an increased aβ42/aβ40 concentration ratio correlates with the onset of ad [84, 85] . extensive experimental and theoretical studies exploring the structures of monomeric as well as aggregated aβ have revealed remarkable molecularlevel insights, including a key point at which the structural feature associated with different morphologies of aβ are distinct [86] [87] [88] [89] . this implies that the peptides are able to adopt a diverse set of conformations in which the anti-parallel or parallel β-sheet is often the key structural element. there is a dire need for structural studies of aβ monomers and aggregates at the atomic level, to answer crucial questions such as when and how the β-sheet structure is formed and why aβ42 aggregates more rapidly and severely than aβ40. in view of the high propensity for self-assembly, md simulations, complementary to the standard tools of structural biology such as nmr and x-ray diffraction, appear to be a useful tool with which to obtain atomic level insights into the structures as well as the conformational changes of aβ, a prerequisite to the development of more specific drugs with optimal affinities for aβ monomers or toxic oligomers. we performed multiple parallel md simulations with a total of 850 ns on both the wild-type peptide and its mutant [90] . in aqueous solution, an αhelix to β-sheet conformational transition of aβ40 was observed and a completed unfolding process of the peptide from helix to coil was traced by our md simulations. structures with few short β-sheets and helices were identified as intermediate states in the unfolding pathway of aβ40 (fig. 6) . four tandem glycines (g25, g29, g33, and g37) at the cterminal of aβ40 were found to account for the short β-sheet formation. further mutation of these glycines to alanines almost abolished the β-sheet formation and increased the content of the helix component instead (fig. 6) . in the lipid bilayer of dipalmitoyl phosphatidylcholine, the major secondary structure of aβ40 is helical; however, the peptide tends to exit from the hydrophobic region and lie down on the surface of the bilayer. overall, these results provide an annotation of conformational transition in relation to the dynamic process of aβ exiting from the membrane and entering into aqueous solution. it is beneficial to understand the underlying molecular mechanism of aβ aggregation and design compounds that can inhibit the formation of oligomers as well as amyloid fibrils (fig. 6) . the α-helix/β-sheet intermediate structure revealed by our simulations has a core domain constituted by the segment of residues 24-37, of which four residues (gly25, gly29, gly33, and gly37) are essential to β-sheet formation. chemical compounds that lock the structure of aβ into the αhelix/β-sheet intermediate state could possibly inhibit aβ fibrillation. targeting this intermediate structure, a virtual screening based on molecular docking was performed with the goal of discovering small molecule inhibitors that interrupt the formation of the pleated β-sheet structures involved in amyloid fibrils via binding to the intermediate structure [91] . one of the docked compounds, dc-ab1, was shown to effectively inhibit the aggregation and fibrillation of aβ by thioflavin t fluorescence assay, atomic force microscopy, and polyacrylamide gel electrophoresis analysis. meanwhile, cd spectroscopy measurement revealed that the βsheet component of aβ increased in the presence of dc-ab1, suggesting that the binding of dc-ab1 to aβ stabilized the β-sheet structure of the peptide. taken together, our study not only demonstrated that the α-helix/β-sheet intermediate structures revealed by the aforementioned simulations could be used as a binding target for inhibitor design, but also provided new insights into the molecular events involved in the conformational transition of aβ peptides in fibrillogenesis. subsequent structure optimization of dc-ab1 was performed and nine compounds with higher potency were obtained [92] . in particular, one of the nine new compounds not only suppressed the aggregation of aβ but also dissolved the preformed fibrils in vitro. cellular assays revealed that it has no toxicity to neuronal cells. moreover, it can effectively inhibit aβ42-induced neurotoxicity and increase cell viability. therefore, based upon the intermediate structure of aβ revealed by md simulations, virtual screening together with further structure optimization has resulted in a lead compound for the development of a drug against ad. characterizing the conformation dynamics of monomeric aβ40 and aβ42 is a prerequisite to comprehending the aβ self-assembly pathway and the differences between the two peptides. in a recent study, we set out to investigate the conformation dynamics of aβ40 and aβ42 by exploring the impact of intramolecular interactions on conformation dynamics using equilibrium md simulations [93] . our 40 μs-scale simulations revealed heterogeneous conformation ensembles of aβ40 and aβ42 that encompassed ∼35% β-strand and ∼60% unstructured coils. two conformational states were identified in both isoforms: a collapsed state (cs) that resembles the structural motif of face-to-face hydrophobic clustering in amyloid fibrils, and an extended state (es) that carries the structural feature of anti-parallel βsheets observed in amyloid oligomers. this observation is in line with previous nmr studies. in aβ40, the c-terminus remains unstructured and rarely interacts with other parts, therefore, the hydrophobic clustering is loosely structured and the peptide assumes an es with high probability. in contrast, the c-terminus of aβ42 adopts a β-strand structure that strongly interacts with segments e3-r5 and v18-a21. the active associations of this extra β-strand lead to a more compact hydrophobic collapse and prevent the isoform from forming the es. based on our structural characterization, we propose that the aggregation begins in the cs, and that the propensity of the various isoforms to self-associate into a particular form is encoded in their equilibrium conformational states. as our simulation results demonstrate that the probability of aβ42 staying in cs is significantly higher than that of aβ40, the enhanced aggregation propensity of the former could result from the consequent lowered energy barrier for nucleate formation. besides, a greater resemblance to fibril structure is observed in the cs of aβ42, including increased occupancy of the β-strand at v18-a21 and i31-m35 and compact hydrophobic collapse. these structural advantages could also contribute to the effectiveness of nucleation. precision medicine is also known as 'p4 medicine' [94] , which refers to predictive, personalized, preventive, and participatory medicine. owing to the rapid pace of human genome research and highthroughput technologies, personalized medicine is expected to become a new paradigm of future healthcare [95] . personalized medicine will be likely to affect society in many aspects [96] . radical changes to medical practice and the pharmaceutical industry will be involved. currently, personalized medicine is leading the third wave of drug discovery. the united states introduced a 'precision medicine initiative' in early 2015, in order to promote the development of personalized medicine, hoping to lead a new era of medication and healthcare. the rapid development of supercomputers will play a significant role in the development of 'precision medicine', and will greatly strengthen the computation and data analysis ability of genomics. under the vigorous promotion of highperformance computers, precision medicine based on genomics and personalized drug research and discovery should greatly improve therapeutic effects, by employing personalized accurate treatment of 'the remedy to the case'. the discovery and validation of functional genes and targets in the early stages of drug research and development lead discovery and optimization, and the platform of drug virtual screening and design must be based on hpc infrastructure. with rapid improvement of the computing technologies, the expense of genome sequencing has been dropping [97] . besides, more and more information technology (it) has been applying to biomedicine, which makes patients achieve more health information. the process of personalized drug development requires the integration of medical data, as well as biological information, from diverse omics levels including dna, rna, proteins, networks, cells, metabolites, and tissues. more than just the integration of biomedical information, it also involves the regulation networks of multiple genes and targets. in other words, computational genomics, computational proteomics, computational regulation networks, and computational drug design play crucial and indispensable roles in the process of personalized medicine discovery. however, significant computation resources are required for the process. hpc infrastructure will play an increasingly important role in dealing with such tasks. big data in biomedicine, which refers to the increasing availability and explosive growth of medi-cal data and biological information, provides an opportunity for future biomedical research and personalized medicine studies [97] . it also requires a new generation of hpc architectures and diverse technologies, data mining systems including omics information, inscription data, clinical data, and even financial data. in conclusion, in the age of precision medicine and big data, opportunities and challenges exist together. hpc systems are increasingly essential components, which can compute, analyse, and integrate raw data efficiently, because of the large size of most biomedical data. in order to make personalized medicine more efficient and accurate, the tools and algorithms for integrating and analysing biomedical data need to be developed and improved [98] . cramming more components onto integrated circuits molecular dynamics-based virtual screening: accelerating the drug discovery process by highperformance computing new drug development: science, business, regulatory, and intellectual property issues cited as hampering drug development efforts the cloud and other new computational methods to improve molecular modelling the emerging role of cloud computing in molecular modelling ddgrid: a grid with massive drug virtual-screening support computational methods for drug design and discovery: focus on china pharmacophore-based virtual screening and biological evaluation of small molecule inhibitors for protein arginine methylation identifying novel selective non-nucleoside dna methyltransferase 1 inhibitors through docking-based virtual screening astemizole arrests the proliferation of cancer cells by disrupting the ezh2-eed interaction of polycomb repressive complex 2 enabling the 'host jump': structural determinants of receptor-binding specificity in influenza a viruses the re-emergence of natural products for drug discovery in the genomics era in-silico studies in chinese herbal medicines' research: evaluation of in-silico methodologies and phytochemical data sources, and a review of research to date anti-inflammatory activities of sieboldogenin from smilax china linn.: experimental and computational studies virtual screening for finding natural inhibitor against cathepsin-l for sars therapy regulation of histone acetylation in the nucleus by sphingosine-1-phosphate active, phosphorylated fingolimod inhibits histone deacetylases and facilitates fear extinction memory k63-linked polyubiquitination of transcription factor irf1 is essential for il-1-induced production of chemokines cxcl10 and ccl5 sphingosine-1-phosphate is a missing cofactor for the e3 ubiquitin ligase traf2 drug repositioning for personalized medicine tarfisdock: a web server for identifying drug targets with docking approach pharmmapper server: a web server for potential drug target identification using pharmacophore mapping approach silico target fishing: addressing a "big data" problem by ligand-based similarity rankings with data fusion on the properties of bit string-based measures of chemical similarity extended-connectivity fingerprints relating protein pharmacology by ligand chemistry drug therapy: drug-induced prolongation of the qt interval tarpred: a web application for predicting therapeutic and side effect targets of chemical compounds drar-cpi: a server for identifying drug repositioning potential and adverse drug reactions via the chemical-protein interactome idrug: a web-accessible and interactive drug discovery and design platform a 3d model of sars cov 3cl proteinase and its inhibitors design by virtual screening putative hapn receptor binding sites in sars cov spike protein nucleocapsid protein of sars coronavirus tightly binds to human cyclophilin a in vitro biochemical and thermodynamic characterization of nucleocapsid protein of sars severe acute respiratory syndrome coronavirus 3c-like proteinase n terminus is indispensable for proteolytic activity but not for enzyme dimerization. biochemical and thermodynamic investigation in conjunction with molecular dynamics simulations techniques used for the discovery of therapeutic compounds: the case of sars neuraminidase pharmacophore model derived from diverse classes of inhibitors qsar analyses on avian influenza virus neuraminidase inhibitors using comfa, comsia, and hqsar why are oseltamivir and zanamivir effective against the newly emerged influenza a virus (a/h1n1)? recent advances in neuraminidase inhibitor development as anti-influenza drugs synthesis of c-4-modified zanamivir analogs as neuraminidase inhibitors and their anti-aiv activities structure-based design and synthesis of c-1-and c-4-modified analogs of zanamivir as neuraminidase inhibitors computational assay of h7n9 influenza neuraminidase reveals r292k mutation reduces drug binding affinity induced opening of influenza virus neuraminidase n2 150-loop suggests an important role in inhibitor binding binding interaction of quercetin-3-betagalactoside and its synthetic derivatives with sars-cov 3cl(pro): structureactivity relationship studies reveal salient pharmacophore features md3dockxb: a deep parallel optimized software for molecular docking with intel xeon phi coprocessors a quantum mechanics-based halogen bonding scoring function for protein-ligand interactions target flexibility: an emerging consideration in drug discovery and design exploring the role of receptor flexibility in structure-based drug discovery gromacs 4: algorithms for highly efficient, load-balanced, and scalable molecular simulation targeting the glucagon receptor family for diabetes and obesity therapy structure of the human glucagon class b g-protein-coupled receptor structural diversity of g protein-coupled receptors and significance for drug discovery mechanism of voltage gating in potassium channels histidine scanning mutagenesis of basic residues of the s4 segment of the shaker k+ channel a proton pore in a potassium channel voltage sensor reveals a focused electric field transmembrane movement of the shaker k+ channel s4 the orientation and molecular movement of a k(+) channel voltage-sensing domain isoform-specific prolongation of kv7 (kcnq) potassium channel opening mediated by new molecular determinants for drugchannel interactions the gating charge pathway of an epilepsyassociated potassium channel accommodates chemical ligands crystal structure of the mammalian girk2 k+ channel and gating regulation by g proteins, pip2, and sodium structural basis of pip2 activation of the classical inward rectifier k+ channel kir2.2 pip2 is a necessary cofactor for ion channel function: how and why? regulation of ion transport proteins by membrane phosphoinositides impaired kcnq1-kcne1 and phosphatidylinositol-4,5-bisphosphate interaction underlies the long qt syndrome channelopathies linked to plasma membrane phosphoinositides phosphatidylinositol 4,5-bisphosphate alters pharmacological selectivity for epilepsy-causing kcnq potassium channels dynamic pip2 interactions with voltage sensor elements contribute to kcnq2 channel gating pip2 controls voltagesensor movement and pore opening of kv channels through the s4-s5 linker molecular analysis of pip2 regulation of herg and ikr pip(2) activates kcnq channels, and its hydrolysis underlies receptor-mediated inhibition of m currents identification of cholesterol binding sites in the serotonin1a receptor predictions for cholesterol interaction sites on the a2a adenosine receptor structural and dynamic effects of cholesterol at preferred sites of interaction with rhodopsin identified from microsecond length molecular dynamics simulations a role for direct interactions in the modulation of rhodopsin by omega-3 polyunsaturated lipids opposing effects of beta(1)-and beta(2)-adrenergic receptors on cardiac myocyte apoptosis : role of a pertussis toxin-sensitive g protein subtype-specific beta-adrenoceptor signaling pathways in the heart and their potential clinical implications cholesterol-beta1 ar interaction versus cholesterol-beta2 ar interaction mapping central alpha-helix linker mediated conformational transition pathway of calmodulin via simple computational approach exploring transition pathway and free-energy profile of large-scale protein conformational change by combining normal mode analysis and umbrella sampling molecular dynamics alzheimer's disease: the amyloid cascade hypothesis the amyloid hypothesis of alzheimer's disease: progress and problems on the road to therapeutics a portrait of alzheimer secretases-new features and familiar faces an increased percentage of long amyloid beta protein secreted by familial amyloid beta protein precursor (beta app717) mutants visualization of a beta 42(43) and a beta 40 in senile plaques with end-specific a beta monoclonals: evidence that an initially deposited species is a beta 42(43) amyloid beta protein and alzheimer's disease: when computer simulations complement experimental studies recent progress in understanding alzheimer's beta-amyloid structures solid-state nmr studies of amyloid fibril structure polymorphism in alzheimer abeta amyloid organization reflects conformational selection in a rugged energy landscape conformational transition of amyloid betapeptide inhibitor discovery targeting the intermediate structure of beta-amyloid peptide on the conformational transition pathway: implications in the aggregation mechanism of beta-amyloid peptide structural optimization and biological evaluation of substituted bisphenol a derivatives as betaamyloid peptide aggregation inhibitors varied probability of staying collapsed/extended at the conformational equilibrium of monomeric abeta40 and abeta42 predictive, personalized, preventive, participatory (p4) cancer medicine promise of personalized omics to precision medicine personalized medicine: revolutionizing drug discovery and patient care big data in biomedicine applications of high performance computing in bioinformatics, computational biology and computational chemistry we thank the sccas, the shanghai supercomputer center, the national supercomputer center in tianjin, and the national supercomputer center in guangzhou for supporting our virtual screening and dynamic simulation projects. key: cord-301026-spgidqh3 authors: das, shaoli; camphausen, kevin; shankavaram, uma title: in silico drug repurposing to combat covid-19 based on pharmacogenomics of patient transcriptomic data date: 2020-06-30 journal: res sq doi: 10.21203/rs.3.rs-39128/v1 sha: doc_id: 301026 cord_uid: spgidqh3 the ongoing global pandemic of coronavirus disease 2019 (covid-19) continues to affect a growing number of populations in different parts of the world. in the current situation, drug repurposing is a viable strategy to combat covid-19. the drugs targeting the host receptors that interact with sars-cov-2 are possible candidates. however, assessment of their effectiveness in covid-19 patients is necessary before prioritizing them for further study. we attempted to shortlist the candidate drugs using an in-silico approach. first, we analysed two published transcriptomic data sets of covid-19and sars-infected patients compared to healthy individuals to find the key pathways altered after infection. then, using publicly available drug perturbational data sets in human cell lines from the broad institute connectivity map (cmap), we assessed the effects of the approved drugs on the altered pathways. we also used the available pharmacogenomic data sets from the genomics of drug sensitivity in cancer (gdsc) portal to assess the effects of the altered pathways on resistance or sensitivity to the drugs in human cell lines. our analysis identified many candidate drugs, some of which are already being investigated for treatment of covid-19 and can serve as a basis for prioritizing additional viable candidate drugs for covid-19. in december 2019, outbreak of a new virus causing severe respiratory disease was reported in wuhan, china. the disease was attributed to infection by a novel member of the coronavirus family, named sars-cov-2 1 . in contrast with the two other highly pathogenic coronaviruses, sars-cov (outbreak in 2002) and mers-cov (outbreak in 2012), the novel virus sars-cov-2 had a lower fatality rate, but it could spread from person to person more e ciently 2 . the outbreak spread worldwide 3 , and by march 2020, the world health organization declared the disease, by then named coronavirus disease 2019 (covid-19), a global pandemic. covid-19 is currently a leading public health concern in countries worldwide as the hospitalization rate and death toll increase daily (https://www.who.int/emergencies/diseases/novel-coronavirus-2019). apart from mitigation efforts, there is an urgent need for effective treatments for patients showing severe symptoms. after chinese researchers published the rst sequence of sars-cov-2 in january 4 , many groups worldwide began working to develop an effective vaccine. some of the candidates are undergoing clinical trials, among them two promising candidates from oxford university and moderna, inc., that are entering phase ii 5 . however, clinical approval of the vaccines will take some time; consequently, the best solution in the interim is to look for drugs that have already been approved for humans and that may be repurposed for covid-19 treatment. the u.s. food and drug administration recently approved remdesivir, an antiviral drug targeting the viral rna-dependent rna polymerase, for covid-19 treatment after a clinical trial run by the national institute of allergy and infectious diseases found it to reduce the time to recovery in treated patients compared to the control group 6 . however, the drug did not show signi cant improvement in patient survival. thus, there is still a persistent need to search for alternative candidate drugs that can be used as single or as combination therapy to bene t patients with severe illness. researchers are also exploring targeting of the host receptors of sars-cov-2 as another potential solution. inhibitors of the two main receptors for sars-cov-2/sars-cov-1 entry in human cells, ace2 and tmprss2, are being tested as potential treatment options 7 . other host interactors have been curated from previously published literature in a recent study 8 , and a list of 332 high-con dence interactions between sars-cov-2 and human proteins was recently published by gordon et al., who used a nity puri cation mass spectrometry on a human cell line expressing the viral proteins 9 . we collected the drugs targeting these sars-cov-2/sars-cov-1-interacting proteins from drugbank 10 and the drug gene interaction database (dgidb) 11 and assessed their effect in covid-19-and sarsinfected patients in silico using published patient transcriptomic data and drug perturbational data sets. by combining recently published covid-19-infected patient transcriptomic data 12 and previous sarsinfected patient transcriptomic data 13 , we found key pathways that are altered in infected patients compared to healthy individuals. the common altered pathways were related to androgen biosynthesis, steroid biosynthesis, gluconeogenesis, regulation of mitosis, the proteasome, and in ammatory pathways. next, using the available drug perturbational data sets from the broad institute connectivity map (cmap project 14 , we assessed how the candidate drugs targeting sars-cov-2-interacting proteins affect the pathways that are altered after covid-19 or sars infection in a time-dependent manner. using another available pharmacogenomic data resource, genomics of drug sensitivity in cancer (gdsc) 15 , we assessed whether the altered pathways affect sensitivity or resistance to our candidate drugs in human cell lines. finally, we present a list of potential drugs for covid-19 treatment that affect the covid-19altered pathways and incur less resistance in the presence of alteration in the pathways. figure 1 summarizes our approach. to get an understanding of the transcriptomic alterations in covid-19-infected patients, we analysed a published rna sequencing (rna-seq) data set of peripheral blood mononuclear cells (pbmc) of three covid-19 patients from china compared to three healthy individuals 12 . as there were not enough patient transcriptomic data available for covid-19-infected people, we searched the literature for transcriptomic data sets of sars-infected patients. we included a microarray-based transcriptomic data set of pbmcs of 40 sars-infected and 10 heathy individuals from a paper published in 2007 13 . for both of these transcriptomic data sets, we performed single-sample gene set enrichment analysis (ssgsea) for a set of curated pathways collected from the broad institute molecular signatures database (msigdb) and a set of immune function pathways collected from published resources [16] [17] [18] . while checking the differential enrichment of immune functions between covid-19 vs. healthy as well as sars vs. healthy patients, we found that the macrophages, monocytes, dendritic cells (momadc), b cells, pathogen defence, and interferon signalling were the common immune functions with high enrichment in both covid-19-and sars-infected patients compared to healthy patients ( figure 2 ). on the other hand, among other pathways, androgen biosynthesis, steroid biosynthesis, potassium channel, proteasomes, glycolysis, gluconeogenesis, tryptophan metabolism, and p53-dependent dna damage response were the common functions that were highly enriched in both covid-19-and sars-infected patients compared to healthy patients ( figure 3 ). some of the common pathways with less enrichment in the covid-19-and sarsinfected patients are nk-cell-and t-cell-mediated responses (figure 2c, 3c) . assessing the effect of potential drug candidates on the pathways altered in covid-19 and sars infection in an attempt at nding already approved drugs that could be repurposed for covid-19 treatment, we explored the list of all human proteins interacting with sars-cov-2 that were collected from the a nity capture mass-spectrometry study by gordon et al. 9 and the list of sars-cov-1-interacting proteins curated from previous literature 8 . we collected the list of drugs targeting these host proteins from drugbank and dgidb databases 10, 11 . additionally, we procured the list of drugs currently in trial for covid-19 treatment from literature (https://www.excelra.com/covid-19-drug-repurposingdatabase/data). the resulting list comprised 289 potential drugs for covid-19. using the drug perturbational data sets from cmap 14 , we found the drugs that affected the gene expression of these targets (differences in gene expression at 24 hours vs. 6 hours of drug treatment). we mapped 221 drugs to the drug perturbational data set from cmap. the network in figure 4a shows the drugs and sars-cov targets, which get signi cantly downregulated at 24 hours compared to six hours of the respective drug treatments (76 drugs) along with the drugs in clinical trial for covid-19 treatment (figure 4a , supplementary dataset 1 shows the list of drugs and their targets). many of these drugs have been already reported as potential treatments for covid-19 and/or sars (table 1) , including sirolimus, apicidin, mercaptopurine, midostaurin, camostat, metformin, fedratinib, ribavirin, entacapone, azacitidine, and chloroquine. next, we sought to check if the drugs are effective in the context of transcriptomic changes in covid-19 or sars patients after infection. we checked the effect of these drugs on the perturbation of the pathways upregulated or downregulated after sars and covid-19 infection ( figure 4b ). in cmap, gene expression is pro led in cell lines treated with drugs at different dose/time points, and we see how drugs change the expression of a given set of genes. to get a pathway-based estimation instead of individual genes, we calculated ssgsea scores for the differentially enriched pathways in covid-19 or sars infection for all drug-treated cell lines at different dose/time points. then the ssgsea scores of a pathway were compared between two time points (24 hours vs. 6 hours) in cells treated with a certain drug using student's t-test. among all drugs targeting sars-cov-2-interacting proteins, 60 drugs altered the covid-19/sars differentially enriched pathways in a time-dependent manner. in figure 4b upregulate the pathways that get downregulated after covid-19/sars infection (red cells on the right panel), and 4) downregulate the pathways that get downregulated after covid-19/sars infection (blue cells on the right panel). among these drugs, vorinostat, panobinostat, tacrolimus, lovastatin, midostaurin, daunorubicin, cytarabine, digitoxin, digoxin, mercaptopurine, bortezomib, azacitidine, and clorafarabine can suppress the pathways that were upregulated due to covid-19/sars infection (p-value < 0.05, t-test with alternative hypothesis = less), while they can also boost the pathways that were downregulated due to covid-19/sars infection (p-value < 0.05, t-test with alternative hypothesis = greater). as examples, figure 4c considering the time needed for developing a functional vaccine, the feasible way to ght the covid-19 pandemic is repurposing drugs already approved for clinical use. we tried to address this issue by identifying drugs that target potential host proteins interacting with sars-cov-2 and predicting their effect on the patient transcriptomic signatures of covid-19-and/or sars-infected patients. we analyzed covid-19-and sars-infected patients' and healthy individuals' transcriptomic data sets 12, 13 to identify the pathways commonly altered due to infection with these viruses. thereafter, combining the potential human interactome of sars-cov-2 from a recently published study 9 and sars-cov-1-interacting proteins curated in another publication 8 with drug target databases 10, 11 , drug perturbational data sets 14 , and drug sensitivity screening data sets 15 , we propose a map of the drugs that can be effective in covid-19 treatment. our proposed framework for assessing drug e cacy is based on two approaches: 1) whether the drugs can regulate the pathways that get altered due to covid-19/sars infection and 2) whether the sensitivity or resistance to the drugs depends on the alteration of these pathways. we acknowledge that there are some limitations to our study. first, we found only one publicly available data set for transcriptomic signatures of covid-19-infected patients, and that study only included three patients and three healthy individuals 12 . since it would be di cult to draw meaningful conclusions on the patient transcriptomic changes from so few patient samples, we included a previously published data set of sars-infected patient transcriptomes consisting of 40 sars-infected patients and 10 healthy individuals 13 . we reasoned that the viruses sars-cov-1 (causing sars) and sars-cov-2 (causing covid-19) share many similarities, and the symptoms of the infected patients are also similar, though sars infection causes more severe symptoms and a higher fatality rate 19 . another limitation of our study is the availability of drug perturbational and drug sensitivity screening data in human cell lines. many of the drugs targeting the potential sars-cov-2-or sars-cov-1-interacting proteins did not have drug perturbational data available in human cell lines from cmap, and only a few drugs have the drug sensitivity screening data available from gdsc, which is limited to drugs commonly used in cancer treatment. without the available drug perturbational data, we could not assess the effects of antiviral drugs like remdesivir, favipiravir, and oseltamivir in the human transcriptome and were limited to drugs targeting the potential human receptors of the viruses. our analysis of covid-19-and sars-infected patient transcriptomic signatures identi ed the common pathways upregulated or downregulated after infection with these viruses. among the common pathways, androgen biosynthesis, steroid biosynthesis, proteasome, tryptophan metabolism, and mitotic cell cycle-related pathways were upregulated due to infection, while tcr, interleukin 2, tgf-beta receptor signaling, and beta-cell development pathways were downregulated. among the immune pathways, momadc, b cells, and interferon responses were elevated in patients with covid-19 and sars infection, while t-cell and nk cell functions were downregulated. many of these pathways have been previously implicated in viral infections. androgens have already been linked to the severity of covid-19 as possible mechanisms driving disease outcomes 20 . steroid, proteasome, and tryptophan metabolisms are linked to viral infections and subsequent host immune response [21] [22] [23] . moreover, monocyte and macrophage activation has been linked to the hyperin ammatory phenotypes in sars-cov-2 infection that have adverse clinical outcomes 24 . by analysing the drug perturbational data sets from cmap, we identi ed drugs that can upregulate or downregulate the pathways that get altered due to covid-19/sars infection. as at this point, it's unclear which pathways will be clinically bene cial for covid-19 treatment when inhibited or elevated. we provided the full map of all drugs that 1) downregulate the pathways that get upregulated due to covid-19/sars infection, 2) upregulate the pathways that get upregulated due to covid-19/sars infection, 3) upregulate the pathways that get downregulated due to covid-19/sars infection, and 4) downregulate the pathways that get downregulated due to covid-19/sars infection. some drugs that could downregulate the androgen biosynthesis pathway (upregulated due to covid-19/sars infection), which is linked to severe outcomes, are ponatinib, amlexanox, lenalidomide, menadione, and decitabine. the drugs vorinostat, panobinostat, tacrolimus, lovastatin, midostaurin, daunorubicin, cytarabine, digitoxin, digoxin, mercaptopurine, bortezomib, azacitidine, and clofarabine could downregulate the mitotic cell cycle-related pathways and proteasome activity. the mitotic cell-cycle arrest and uniquitin-proteasome pathway systems play an important role in viral replication for coronaviruses 22, 25 . drugs that could downregulate the momadc cell pathway potentially linked to severe symptoms in covid-19 patients 24 are menadione, decitabine, amlexanox, mercaptopurine, nicotinamide, and pevonedistat. the drugs that could upregulate the ctl or interleukin 2 pathways, which are important for antiviral immune responses, are: icosapent, lovastatin, azacitidine, decitabine, vorinostat, entinostat, digoxin, ponatinib, apicidin, daunorubicin, and metformin. many of these drugs have been recently reported as possible treatment options for covid-19, including ponatinib, mercaptopurine, azacitidine, apicidin, daunorubicin, and metformin 9 . considering that host transcriptomic features can affect the sensitivity or resistance to drugs 15 , we checked whether the pathways that get altered after covid-19/sars infection can reduce the resistance to the drugs under consideration using gdsc cell-line drug sensitivity screening data. we were limited to drugs approved for cancer treatment that have been screened in human cancer cell lines, so we could not test all potential drugs for covid-19. however, among the drugs we tested, we found that there was reduced drug resistance (increased sensitivity) related to the pathway alteration signature due to covid-19/sars infection with the drugs navitoclax, bortezomib, fedratinib, lenalidomide, cytarabine, temsirolimus, paclitaxel, docetaxel, vorinostat, belinostat, entinostat, dacinostat, and vinblastine. among these drugs, fedratinib is a potential treatment option for covid-19 26 . fedratinib is a semi-selective janus kinase inhibitor with anti-in ammatory properties that can be bene cial for treatment of severe covid-19 patients with hyperin ammatory symptoms that may lead to lung damage and death. among the other cancer drugs, the histone deacetylase inhibitors vorinostat, belinostat, entinostat, and dacinostat have anti-in ammatory properties, and the drug lenalidomide has immunomodulatory properties that may have treatment bene ts in covid-19 patients with severe symptoms, possibly when treated with antiviral agents. the chemotherapeutic drugs paclitaxel, docetaxel, and cytarabine may also have potential antiviral properties 27, 28 ; however, their suitability for treating virus infection is not well established, and therefore, these drugs should be carefully examined before being considered as treatment options. our computational study provides an assessment of the potential effects of possible repurposable drugs targeting sars-cov-2-and sars-cov-1-interacting proteins in the context of transcriptomic signatures of covid-19-or sars-infected patients. because we have limited understanding of the virus pathogenesis and the safety of targeting speci c pathways for treatment of this disease, we have included a complete map of the drug-pathway relationships that can be important in the context of covid-19 infection and treatment. due to the urgency of identifying effective drugs for treatment of covid-19 patients, many groups have been working on repurposing existing drugs that can be used for this disease 8 . our study may be the rst that links potentially repurposable drugs to the pathway signatures of infected patients. the drugs we presented in this study as potentially repurposable for covid-19 treatment should be clinically tested for e cacy before use. the rna-seq transcriptomic data of the pbmcs from three covid-19 infected patients and three healthy individuals were obtained from the study by xiong et al. 12 . the microarray transcriptomic data of the pbmcs from 40 sars-infected and 10 healthy patients were obtained from the study by cameron et al. 13 . the rna-seq data from the covid-19 patients and healthy controls was normalized to fractions per kilobase per million (fpkm). the microarray data from sars patients and healthy controls was normalized with locally weighted scatterplot smoothing (lowess). transcriptomic data from both covid-19 and sars studies were log2-transformed before further processing. the list of human proteins interacting with sars-cov-2 was collected from the study by gordon et al. 9 . in addition, the human proteins interacting with sars-cov are collected from the article by zhou et al. 8 . the drugs targeting the sars-cov-2-interacting proteins were collected from drugbank and dgidb 10, 11 . the drug perturbational data set containing dose-and time-dependent transcriptomic pro les upon drug treatments in human cell lines was collected from cmap 14 . the drug-screening data measuring ic50 upon drug treatments in human cell lines and cell-line transcriptomic pro les are collected from gdsc 15 . the general pathway gene sets were obtained from the c2 collection of msigdb 29 . we curated immunologic signatures speci c to immune functions from four published resources: the lm22 immune in ltration signature 16 , the lm7 immune in ltration signature 17 , the imsig signature of solid tumor immune in ltration 18 , and the nanostring immune signature panel (https://www.nanostring.com). the combined 3,129 curated gene sets and 61 immune gene sets were used for a single-sample gene-set enrichment analysis on the rna-seq and microarray transcriptomic tumor data sets for covid-19-and sars-infected patient transcriptomes as well as for cell-line transcriptomic data for the cmap drug perturbational studies and gdsc data sets. r-package gene-set variation analysis was used 30 . differential enrichments of pathways between covid-19-and sars-infected patients vs. healthy controls were calculated with limma r package using ssgsea scores. the pathways with adjusted p-value < 0.05 are identi ed as differentially enriched. a one-sided student's t-test was used for calculating the p-value of differences in pathway ssgsea scores between time-dependent drug treatment responses (from cmap) at 24 hours vs. 6 hours. for pathways that are differentially regulated due to covid-19/sars infection, we checked whether a drug can signi cantly downregulate the pathway at 24 hours compared to 6 hours of transfection in human cell lines from cmap by performing t-tests on the pathway ssgsea scores between these two time points using an alternative hypothesis equal to less. similarly, to check whether a drug can signi cantly upregulate the pathway at 24 hours compared to 6 hours of transfection, we performed t-tests on the pathway ssgsea scores between these two time points using an alternative hypothesis equal to greater. the pathway-dependent drug sensitivity/resistance for each pathway and drug combination from gdsc is calculated using the following approach. first, ssgsea scores for the pathways are calculated for the gdsc cell lines. then, the cell lines are strati ed into two sets based on the ssgsea scores of the pathways. for upregulated pathways, cell lines with pathway ssgsea z-score > 2 have high pathway enrichment, and for downregulated pathways, cell lines with pathway ssgsea z-score < -2 have low pathway enrichment. the difference between drug ic50 in gdsc cell lines with high ssgsea scores (zscore > 2) for covid-19/sars upregulated pathways and all other gdsc cell lines was calculated using a one-sided t-test with an alternative hypothesis equal to greater. the difference between drug ic50 in gdsc cell lines with low ssgsea scores (z-score < -2) for covid-19/sars downregulated pathways and all other gdsc cell lines was calculated using a one-sided t-test with an alternative hypothesis equal to less. targets interacting with sars-cov-2 literature/clinical trial evidence sirolimus psma2,acsl3,scarb1,plod2,pola1,xpo1 ,comt,bcl2l2,ikbkb,chek2, graphical description of our approach to systematically assess candidate drugs that can be re-purposed for covid-19 (or sars) treatment, based on the transcriptomic changes of infected patients. we combined recently published covid-19-infected patient transcriptomic data and previous sars-infected patient transcriptomic data, to nd key pathway alterations in infected patients. on the other hand, we collected the drugs targeting these sars-cov-2/sars-cov-1-interacting proteins from drugbank and dgidb to assess their effect in covid-19-and sars-infected patients, in-silico. next, using the available drug perturbational data sets from the broad institute cmap project, we assessed how the candidate drugs targeting sars-cov-2-interacting proteins affect the pathways that are altered after covid-19 or sars infection in a time-dependent manner. using another available pharmacogenomic data resource, genomics of drug sensitivity in cancer (gdsc), we assessed whether the altered pathways affect sensitivity or resistance to our candidate drugs in human cell lines. finally, we present a list of potential drugs for covid-19 treatment that affect the covid-19-altered pathways and incur less resistance in the presence of alteration in the pathways. where the pathway has low enrichment (scaled ssgsea < -2) vs. other cells. this is a list of supplementary les associated with this preprint. click to download. supplementarydataset2.xlsx supplementarydataset3.xlsx a new coronavirus associated with human respiratory disease in china responding to covid-19 -a once-in-a-century pandemic? a novel coronavirus outbreak of global health concern genomic characterization of the 2019 novel human-pathogenic coronavirus isolated from a patient with atypical pneumonia after visiting wuhan developing covid-19 vaccines at pandemic speed compassionate use of remdesivir for patients with severe covid-19 sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor network-based drug repurposing for novel coronavirus 2019-ncov/sars-cov-2 a sars-cov-2 protein interaction map reveals targets for drug repurposing drugbank 5.0: a major update to the drugbank database dgidb 3.0: a redesign and expansion of the drug-gene interaction database transcriptomic characteristics of bronchoalveolar lavage uid and peripheral blood mononuclear cells in covid-19 patients interferon-mediated immunopathological events are associated with atypical innate and adaptive immune responses in patients with severe acute respiratory syndrome the connectivity map: using gene-expression signatures to connect small molecules, genes, and disease genomics of drug sensitivity in cancer (gdsc): a resource for therapeutic biomarker discovery in cancer cells robust enumeration of cell subsets from tissue expression pro les assessment of tumor-in ltrating tcrvgamma9vdelta2 gammadelta lymphocyte abundance by deconvolution of human cancers microarrays immune cell gene signatures for pro ling the microenvironment of solid tumors from sars to covid-19: a previously unknown sars-related coronavirus (sars-cov-2) of pandemic potential infecting humans -call for a one health approach androgen hazards with covid-19 steroid hormone synthesis by vaccinia virus suppresses the in ammatory response to infection the ubiquitin-proteasome system plays an important role during various stages of the coronavirus infection cycle activation of the tryptophan/serotonin pathway is associated with severity and predicts outcomes in pneumonia: results of a long-term cohort study pathological in ammation in patients with covid-19: a key role for monocytes and macrophages cell cycle perturbations induced by infection with the coronavirus infectious bronchitis virus and their effect on virus replication th17 responses in cytokine storm of covid-19: an emerging target of jak2 inhibitor fedratinib anti-hiv, antitumor and immunomodulatory activities of paclitaxel from fermentation broth using molecular imprinting technique antiviral activity of cytarabine in herpesvirus-infected rats gene set enrichment analysis: a knowledge-based approach for interpreting genome-wide expression pro les gsva: gene set variation analysis for microarray and rna-seq data tables table 1. literature evidence of drugs that can be repurposed to target sars-cov-2-interacting proteins all analysis data generated during this study are included in this published article as supplementary datasets. key: cord-303555-mwu72q7w authors: dent, paul title: cell signaling and translational developmental therapeutics date: 2020-10-06 journal: reference module in chemistry, molecular sciences and chemical engineering doi: 10.1016/b978-0-12-820472-6.00002-5 sha: doc_id: 303555 cord_uid: mwu72q7w the relationships between drug pharmacodynamics and subsequent changes in cellular signaling processes are complex. many in vitro cell signaling studies often use drug concentrations above physiologically safe drug levels achievable in a patient's plasma. drug companies develop agents to inhibit or modify the activities of specific target enzymes, often without a full consideration that their compounds have additional unknown targets. these two negative sequelae, when published together, become impediments against successful developmental therapeutics and translation because this data distorts our understanding of signaling mechanisms and reduces the probability of successfully translating drug-based concepts from the bench to the bedside. this article will discuss cellular signaling in isolation and as it relates to extant single and combined therapeutic drug interventions. this will lead to a hypothetical series standardized sequential approaches describing a rigorous concept to drug development and clinical translation. the field of cell signaling and signal transduction dates back to the late 19th century. in 1895, epinephrine (adrenaline) was discovered. 1 by the 1920s, insulin and glucagon had been discovered. 2, 3 collectively, these discoveries paved the way for researchers to explore how these hormones acted to regulate glucose metabolism in the liver and skeletal muscle. the laboratory of dr. carl cori played a seminal role in partially unravelling how glycogen could be broken down by glycogen phosphorylase. 4 he, his wife gerty and bernardo houssay received the 1947 nobel prize in physiology or medicine for their work. although the cori laboratory had discovered and described glycogen phosphorylase, it was not until 1959 that leloir discovered the enzyme that made glycogen, glycogen synthase. 5 during the 1950s, fischer, krebs and sutherland not only discovered and characterized the kinase which a dedicated to professor sir philip cohen on the occasion of his 75th birthday. comprehensive pharmacology https://doi.org/10.1016/b978-0-12-820472-6.00002-5 regulated glycogen phosphorylase, phosphorylase kinase, but defined for the first time that the phosphorylation of proteins could regulate enzyme activity. [6] [7] [8] [9] 2 further development of signal transduction up until the late 1950s, however, no-one had been able to elucidate how insulin signaled to make a cell store glucose as glycogen nor how epinephrine and glucagon activated phosphorylase kinase/glycogen phosphorylase to break down glycogen. sutherland and colleagues during their investigations into glycogen phosphorylase discovered a heat-stable factor in liver sections whose levels were regulated by epinephrine and glucagon: cyclic amp, the first second messenger. [10] [11] [12] subsequently, fischer and krebs isolated the kinase regulated by camp, protein kinase a (pka). 13 for these discoveries, sutherland, as well as fischer and krebs, received the nobel prize. sutherland, fischer, and krebs during their studies also discovered an enzyme activity which could remove phosphate from glycogen synthase, i.e. a protein phosphatase. a postdoctoral researcher from the laboratory of fischer in the late 1960s, philip cohen, focused their independent career upon characterizing the many protein phosphatases in cells and above all understanding how phosphatases regulated glycogen metabolism, naming the ser/thr protein phosphatases. 14 over the 20 or so years after the discovery of pka, multiple additional small molecule second messengers were discovered including: calcium ions, diacyl glycerol and ip3; and nitric oxide and cyclic gmp (cgmp). [15] [16] [17] [18] signaling by cgmp in the eye was shown to be essential for the perception of light and cgmp as well as with nitric oxide in the regulation of smooth muscle contractility resulted in the nobel prize being awarded to murad in 1998. 18, 19 during the 1970s and 1980s work by lefkowitz, gilman and johnson led to the discovery of serpentine plasma membrane receptors for hormones, e.g. the beta-adrenergic receptor for epinephrine, as well as receptor-associated large gtp binding protein complexes on the inner leaflet of the plasma membrane which transduced receptor signals to intracellular effectors such as: (1) adenylyl cyclase leading to the generation of camp; (2) activation of phospholipases leading to the generation of diacyl glycerol and inositol 1,4,5-trisphosphate (ip3), with ip3 triggering the release of calcium ions into the cytosol. [20] [21] [22] [23] [24] [25] [26] [27] [28] [29] [30] diacyl glycerol and calcium ion then activated multiple protein kinase c (pkc) isoforms. this resulted in the award of additional nobel prizes. serpentine g-protein coupled receptor (gpcr) signaling can be down-regulated by proteins called arrestins. [31] [32] [33] arrestin proteins prevent both the ga gbg proteins interacting with the gpcr and cause the gpcr to be internalized. internalization can result either in receptor degradation or recycling back to the plasma membrane. thus, by the mid-to late-1980s a large body of literature existed which argued that signal transduction pathways consisted of a receptor linked to a large gtp-binding protein which in turn regulated an enzyme that generated "second messengers;" the second messengers would then diffuse throughout the cytosol activating cellular processes, predominantly for metabolism. in parallel to the study of serpentine receptors, other investigators were focused on the relatively few proteins who became phosphorylated on tyrosine. studies in this field were focused on the insulin receptor (metabolism) and the epidermal growth factor receptor (egfr, erbb1) (growth, cancer). [34] [35] [36] [37] insulin caused the insulin receptor to become tyrosine phosphorylated, and a substrate for the receptor, insulin receptor substrate 1 (irs1), was discovered. 38 for many years prior to the 1990s, diagrams of insulin receptor signaling would include the receptor and irs1, together with downstream insulin targets such as glycogen synthase. in-between the receptor and synthase was drawn a "black box" as the pathway by which insulin regulated glycogen synthase appeared to be intractable to investigation. 39 studies by the laboratory of larner and villar-palasi argued that insulin caused the generation of a "mediator" second messenger which was an inositol phospholipid, that regulated glycogen synthase. [40] [41] [42] although at the time this concept was not widely supported, subsequent studies over the following 10 years demonstrated that insulin activated phosphatidyl inositol 3-kinase whose product, phosphatidylinositol (3,4,5)-trisphosphate (pi(3,4,5)p3), caused activation of the membrane-associated kinase, phosphoinositide-dependent kinase-1 (pdk1). [43] [44] [45] [46] [47] pdk1 was shown to phosphorylate akt t308 causing enzyme activation, and akt to phosphorylate and inactivate glycogen synthase kinase 3 (gsk3). 48 reduced gsk3 activity results in reduced glycogen synthase phosphorylation, leading to activation of synthase activity. one additional component within this process was activation of protein phosphatases to facilitate the dephosphorylation and activation of glycogen synthase. 49 thus, after 60 years of research, by the mid-1990s, the regulation of glycogen metabolism by epinephrine and insulin had largely been elucidated. for the egfr and other subsequently discovered membrane associated tyrosine kinases, e.g. the non-receptor scr family and the fibroblast growth factor receptor (fgfr) family, understanding how these enzymes signaled into the cell again initially rested on studies using traditional biochemical methods. [50] [51] [52] [53] in the mid-1980s, a postdoctoral researcher in the laboratory of dr. ora rosen, thomas sturgill, was given a project in which he was to identify a 42 kilo dalton protein whose tyrosine phosphorylation was increased after exposing cells to insulin. 54 as an independent investigator sturgill continued his studies into the enzyme he called map2-kinase, microtubule associate protein 2 (map2) being the substrate used to measure its kinase activity. 55 it was subsequently renamed to be "mitogen activated protein kinase" (mapk) after it was discovered to not only be regulated by many growth factors, but also that it was an intermediary kinase in the regulation of another insulin-activated kinase p90 ribosomal s6 kinase (p90rsk). 56 this enzyme should not be confused with p70 s6 kinase with is a component of the pi3k pathway. 43, 44 by the end of the 1980s, it had been determined that there was another mapk isoform (p44) and that these kinases were regulated by tyrosine/threonine joint phosphorylation. 57, 58 at that time, kinases were considered to be specific for either serine/threonine or for tyrosine. the discovery of mek1 and mek2 (mitogen/extracellular regulated kinase), kinases that phosphorylated the mapks on both tyrosine and threonine was considered biochemically novel. [59] [60] [61] [62] from work in yeast (cerevisiae, pombe), however, was in parallel demonstrating that they also expressed mapk-like and mek-like enzymes, and that their mek-like enzymes phosphorylated the mapk-like enzymes on tyrosine and threonine. [63] [64] [65] the mammalian mapk/renamed erk1/2 (extracellular regulated kinase) pathway in yeasts regulates the yeast response to pheromones. 66 this understanding facilitated the further characterization of mek1 and mek2. the next question in the development of the "mapk pathway" was to define the kinase(s) upstream of mek1/2. based on data from yeasts, this kinase should have been similar to the mammalian map3k, known as mekk1 (mitogen/extracellular regulated kinase kinase). 67 however, in 1992, two groups linked c-raf-1 and its truncated oncogenic variant v-raf as the kinase activity which enhanced mek1/2 phosphorylation and activity; there are no yeast homologues of the raf family proteins. 68, 69 of note, prior to those studies it was believed that raf-1 was downstream of erk1/2. 70 the function of mekk1 subsequently, and with its family members, was linked in mammalian cells to the regulation of the c-jun nh2-terminal kinase (jnk1/2) and p38 mapk pathways. [71] [72] [73] [74] [75] [76] contemporaneously with these studies, researchers were determining how receptor tyrosine kinases regulated ras family small gtp binding proteins, and other groups determining how ras proteins signaled downstream off the plasma membrane and into the cytosol. [77] [78] [79] [80] [81] it was demonstrated that the proteins grb2 (growth factor receptor-bound protein 2) and sos (son of sevenless homolog 1) linked receptor tyrosine phosphorylation to the exchange of gtp for gdp in ras proteins. within months of these discoveries being published, it was shown that gtp-bound ras would associate with the nh2-terminal domain of raf-1. 82-85 gdp-bound ras proteins did not associate with raf-1. thus, within the period between 1986 and 1994, the first of the "map kinase pathways" had been delineated. because of extant data from yeasts, other parallel mammalian map kinase pathways were rapidly discovered and delineated. for example, as mentioned previously, the p38 mapk pathway in mammalian cells is a stress-induced signaling pathway and was the equivalent of the hog osmo-sensing pathway in yeasts. 86 the jnk pathway has similarities to several yeast and mammalian mapks, but only a 60% best-fit to erk1 and erk2. it was discovered as a uv-activated kinase that bound to the nh2-terminus of the transcription factor c-jun. 87 a parallel mapk pathway, the erk5 "big map kinase pathway" was discovered and inhibitors of mek1/2 also inhibit mek5, demonstrating the close functional alignment of both pathways. 88 hence, by the mid-1990s the basic structures of multiple map kinase as well as the pi3k pathway were in place. broadly, over the past 25 years, signaling by erk1/2 and erk5 were most often linked to tumor cell growth whereas signaling by p38 mapk and jnk were linked to cell death. [88] [89] [90] however, coordinated erk/jnk signaling strongly promoted growth and under prolonged high activity erk1/2 signaling would cause growth arrest via the induction of cyclin dependent kinase inhibitor proteins or tumor cell death. [91] [92] [93] these were also reflected at the level of receptor tyrosine kinases, comparing different ligands for the same receptor with different on-/off-rates, e.g. egf and tgfa, as well as associated with ligand concentration. high ligand levels permanently downregulate the receptor, and ligands such as egf that remain with the receptor in endosomes cycle the receptor for degradation. [94] [95] [96] [97] signaling by p38 mapk regulated chaperone functions but also could cause cell cycle arrest and dna damage repair. 98, 99 what also became readily apparent was that activation of the same pathway to the same extent in different tumor cells could result in different changes in tumor cell biology, with some cells exhibiting growth/growth arrest and other cells becoming moribund either through apoptosis, necrosis or autophagy. [91] [92] [93] some of these behaviors could in part be explained due to the differential expression of driving oncogenes such as mutation of p53, ras proteins, receptor tyrosine kinases or the lipid phosphatase: phosphatase and tensin homologue on chromosome ten (pten). 100-103 the cellular process of autophagy was discovered in the 1960s. 104, 105 the primary purpose of the process is to recycle cellular components into their elemental building blocks during times of metabolic stress, permitting the cell to survive. materials are first encapsulated in a double membrane, called an autophagosome. [106] [107] [108] autophagosomes fuse with lysosomes, the interior acidifies, and they become autolysosomes where materials are digested, ready for recycling. the regulation of autophagy and with it the sensing of nutrient and atp energy levels within a cell are regulated by mammalian target of rapamycin (mtor) and the ampdependent protein kinase (ampk), respectively. [109] [110] [111] [112] [113] the regulation of mtor is complex as it integrates upstream signaling from akt in the pi3k pathway, together with other signals that sense amino acid, lipid and carbohydrate levels. there are two complexes of proteins which associate with mtor, with the kinase being termed mtorc1 or mtorc2 based on the members of the protein complex. [114] [115] [116] the ampk senses amp levels, which are high when the cell is depleted of atp; high amp levels cause allosteric activation of the ampk, and activated ampk then acts to phosphorylate and inactivate mtor. [117] [118] [119] the ampk is itself regulated by phosphorylation, with the most notable regulators being liver kinase b1 (lkb1) and ataxia-telangiectasia mutated (atm). [120] [121] [122] [123] [124] [125] lkb1 is often mutated in tumor cells, leading to dysregulation of energy sensing and autophagy regulation. in the nucleus atm senses dna damage and cytosolic atm senses the levels of reactive oxygen species; atm at both cellular locations phosphorylates and activates the ampk. the key regulatory target for both mtor and the ampk is the kinase unc-51 like autophagy activating kinase (ulk1/2). 126-129 ulk1 is a classic example of a protein whose function is regulated by multi-site phosphorylation. phosphorylation of ulk1 at specific sites by mtor inactivates the kinase. phosphorylation of ulk1 at different specific sites by the ampk activates the kinase. [128] [129] [130] the primary substrate of ulk1 is the gate-keeper protein for autophagosome formation, atg13. phosphorylation of atg13 leads to the formation of multi-protein complexes which act to form a double membrane around the cellular materials that will be digested. autophagic flux occurs where a fully-formed autophagosome fuses with an endosome/lysosome to form an autolysosome. 131, 132 autolysosomes acidify their interior, activating a variety of proteases and other enzymes required to break down the vesicle's contents. many tumor cells exquisitely rely on autophagy to survive, which explains why drugs such as chloroquine, which prevent autophagosome lysosome fusion, have been trialed as cancer therapeutics. 133, 134 alternatively, as tumor cells utilize autophagy for survival, drugs which profoundly stimulate autophagosome formation and autophagic flux cause the over-digestion of cellular proteins and cause the cytosolic release from the autolysosome of active proteases, which collectively leads to a multi-factorial form of tumor cell death. 135 5 using our understanding of autophagy and cell signaling to therapeutically kill tumor cells in all scientific studies, experiments should be performed from an agnostic standpoint. that is, follow the data wherever it may lead, regardless of prior opinions or perceptions. twenty years ago, in collaboration with dr. paul fisher, we began to investigate the molecular mechanisms by which the cytokine il-24 acted to kill tumor cells. [136] [137] [138] at that time, the mechanisms by which tumor cells died were not particularly sophisticated, with death receptor signaling via caspases 8/10 (the extrinsic apoptosis pathway) and mitochondrial dysfunction via caspase 9 (the intrinsic apoptosis pathway) being the two pathways then considered most important in the causation of tumor cell death. because we had observed the cytokine was inactivating mtor, studies were performed to define if "autophagy" played any role in the cytokine's biology. molecular knock down of key autophagy regulatory proteins, atg5 or beclin1, profoundly suppressed il-24 lethality. our studies with autophagy and il-24 resulted in other laboratory projects exploring the role of autophagy in their biology and killing mechanisms. for example, in hepatoma cells, the combination of the multi-kinase inhibitor sorafenib with the histone deacetylase (hdac) inhibitor vorinostat killed cells by activating the death receptor cd95, and in hepatoma cells, knock down of atg5 or beclin1 enhanced drug combination lethality, i.e. autophagy was acting as a protective cellular response. 139 however, in pancreatic cancer cells, knock down of atg5 or beclin1 significantly reduced the ability of this drug combination to kill, i.e. autophagy played a role in the killing process. 140 subsequent studies in the laboratory over the past decade have almost invariably discovered that autophagosome formation was playing an essential role in the tumor cell killing process. one consideration when discussing the role of autophagy in causing cell death is whether the autophagic process caused killing directly, or indirectly by causing, e.g. mitochondrial dysfunction, followed by release of cytochrome c and apoptosis inducing factor (aif) into the cytosol. aif moves to the nucleus to cause dna fragmentation in a fashion similar to necrosis. 141 cytochrome c binds to apoptotic protease activating factor 1 (apaf-1) which together with atp causes the cleavage of pro-caspase 9. activated caspase 9 cleaves and activates caspase 3, which moves to the nucleus to cause apoptotic dna fragmentation, with dna fragments encapsulated in membranes. alongside the apoptotic processes, cathepsin proteases released from autolysosomes can cleave and activate the pro-apoptotic protein bid that is upstream of mitochondria, and which will lead to mitochondrial dysfunction and death. 142 however, it is possible that release of activated proteases by themselves into the cytoplasm can also cause death, without involvement of the mitochondria. we will now illustrate in more detail the role of autophagy in the development of anti-cancer therapeutics and in the development of anti-viral therapeutics. the multi-kinase inhibitor drugs sorafenib and pazopanib are approved for the treatment of liver/kidney cancers and soft tissue sarcoma, respectively. 143, 144 for both drugs, we demonstrated that they synergized with hdac inhibitors to kill liver, kidney, pancreatic and sarcoma tumor cells. [145] [146] [147] [148] contemporaneously with these studies, we were also studying the celecoxib derivative developmental drug, osu-03012. originally osu-03012 was proposed to inhibit pdk1 within the pi3k/akt pathway. 135, 142 osu-03012 has an order of magnitude anti-cancer efficacy than the parent compound. the key, arguably single, mechanism by which we found osu-03012 acted to kill tumor cells was by causing the generation of autophagosomes followed by autophagic flux and the cytotoxic actions of autolysosome localized proteases such as cathepsin b. ultimately, we determined that osu-03012 was an inhibitor of chaperone proteins, in particular grp78. 145 grp78 is an endoplasmic reticulum (er) localized chaperone that plays an essential role in regulating er stress signaling during times of protein overload and protein denaturation. 149 as we compared the chemical structures of osu-03012, pazopanib and sorafenib we realized that had many similarities. compared to osu-03012 which had ic50 values of inhibiting the atpase activities of hsp90 and hsp70 in the 200 and 300 nm range, respectively, the chaperone inhibitory activities of sorafenib were found to be similar, and the inhibitory activity of pazopanib significantly stronger with ic50 values of 50 and 100 nm, respectively. [150] [151] [152] [153] [154] thus, drugs that had been developed and marketed as "multi-kinase inhibitors" for many years also had multiple unknown chaperone targets. hence, just because a drug company states on their packaging that a drug inhibits enzymes a, b and c to cause a therapeutic effect, does not mean that the drug also inhibits unknown enzymes y and z. furthermore, it is probable that without inhibition of y and z, the inhibition of a, b and c together will only have a modest therapeutic effect. in the case of osu-03012, despite a phase i trial in cancer patients (nct00978523), further studies with drug took an unexpected turn away from cancer therapeutics, and towards infectious disease and the development of the drug as an anti-viral agent. 150, 152 all human pathogenic viruses require cells express functional grp78. 155, 156 in a virus-dependent manner, different viruses also recruit other additional chaperone proteins to facilitate their replication and life cycle. 152,153 osu-03012 is not a highaffinity inhibitor of a single chaperone or chaperone family, unlike many chaperone inhibitors developed for use in the cancer therapeutics field. 157, 158 however, because the drug inhibits multiple hsp90 family and hsp70 family chaperones within its clinically relevant safe concentration range, osu-03012 could potentially become a broad spectrum anti-viral drug. osu-03012 prevented the reproduction of viruses including mumps, influenza, measles, coxsackie virus b4, junã­n, rubella, west nile, yellow fever, hiv (wild type and protease resistant), and ebola, effects that were replicated by molecular knock down of multiple chaperone proteins, alone or in combination. 152 very recently we discovered, to some extent not surprisingly, that osu-03012 could also prevent synthesis of the sars-cov-2 spike protein. in three separate animal model systems, rabbit hemorrhagic fever virus, zika and dengue osu-03012 prolonged animal survival and significantly reduced the negative sequelae of virus infection. [159] [160] [161] subsequent studies using the fda approved cancer therapeutic drugs sorafenib and pazopanib also demonstrated that these fda approved drugs also have potent anti-viral properties. 154 thus, a project which began as development of an anticancer drug became a project developing broad spectrum anti-viral drugs. the role of an activating point mutant in the egf receptor was first demonstrated in non-small cell lung cancer (nsclc). [162] [163] [164] [165] subsequently, as patient tumors carrying the activated egfr were treated for prolonged periods with egfr inhibitors such as gefitinib, it became evident that drug resistance, when it eventually evolved, was mediated by the evolution of a second point mutation in the egfr. 163, [166] [167] [168] second and third generation egfr inhibitory drugs such as afatinib and osimertinib potently inhibit double mutant egfr and are in first-line clinical use. [169] [170] [171] at the time of these discoveries we had several research projects determining whether we could combine afatinib with other agents to kill nsclc cells. [172] [173] [174] as part of this work, we generated afatinib-resistant h1975 nsclc cells by treating tumors in mice until the tumor completely regressed and then had begun to regrow. h1975 cells already express a double mutant egfr, so we were expecting to discover novel evolutionary survival signals. initial characterization of the resistant cells demonstrated they had permanently up-regulated signaling by the receptors c-kit, c-met and erbb3 to survive during exposure to afatinib. additional characterization studies then delivered unexpected data; whilst afatinib-resistant h1975 cells were resistant to the irreversible erbb receptor inhibitor afatinib, they were not resistant to the irreversible erbb inhibitor neratinib. 175 furthermore, the ability of neratinib as a single agent or when combined with other drugs, including afatinib, was enhanced in the afatinib-resistant cells. 176 ostensibly, both drugs should mechanistically "do" exactly the same thing to a tumor cell. thus, by implication, in addition to erbb family receptors, neratinib had to have additional "targets" to cause killing in the resistant cells. two molecular modeling manuscripts had stated neratinib, in addition to inhibiting erbb family tyrosine kinases could also inhibit map4k and map3k serine/threonine kinases. 177, 178 in parallel to the studies described above, from our loading control data, we observed that neratinib but not afatinib, could rapidly reduce the protein expression of erbb family receptors in a wide variety of tumor cell types. 175, 179, 180 we also included negative controls in our studies; c-met and c-kit. to our surprise, neratinib also reduced c-met and c-kit levels, albeit in a delayed fashion. to down-regulate the egfr required a ubiquitination step whereas to down-regulate c-met did not. growth factor receptors localize in large quaternary structures in the plasma membrane and we hypothesized that if neratinib was reducing the levels of the egfr, c-met and c-kit, could it also reduce the levels of an important signal transducer on the inner leaflet of the plasma membrane: ras. in pancreatic cancer cells neratinib not only caused internalization and degradation of the egfr, it also caused the degradation of the key oncogenic driver in this disease, mutant k-ras. subsequently, in melanoma cells expressing a mutant n-ras, similar findings with neratinib were obtained. 179, 180 the convergence of the afatinib-resistance studies and the ras down-regulation studies was a project to define the roles of map4k and map3k enzymes in the biological actions of neratinib. 181 from the modeling studies, two potential neratinib targets were mst3 and mst4. this caught our interest because the dose-limiting sequela for neratinib is diarrhea, and mst3 and mst4 play important roles in regulating the integrity of the epithelial brush boarder in the gut. 182,183 because we did not know what effects would be observed, we agnostically examined the activities of multiple map4k enzymes, as well as associated chaperone/docking proteins following neratinib exposure. as map4k/map3k enzymes are expressed in carcinoma cells which express high levels of erbb family receptors as well as in blood cancer cells that express none or very low levels of that receptor family, we performed studies in both tumor cell types. regardless of erbb family receptor expression, neratinib reduced the expression of ras proteins and reduced tumor cell viability. 176 neratinib reduced the phosphorylation of mst1/2, mst3 and mst4 in carcinoma and blood cancer cells; this would a priori predict that phosphorylation of their downstream substrates such as lats1/2 or the cytoskeletal protein ezrin, would be reduced. 176, 181 as was a priori expected, the phosphorylation of ezrin was reduced. however, the phosphorylation of lats1/2 was enhanced, as were the downstream substrates of these enzymes, the co-transcription factors yap and taz. yap and taz are hippo pathway effectors and when phosphorylated leave the nucleus which is followed by degradation in the cytoplasm. 184, 185 as yap and taz cooperate with mutant k-ras to drive pancreatic cancer growth and metastasis, our data suggest that neratinib could be a useful drug to employ in the treatment of this disease. 186, 187 this data also suggests that inhibition of the mst "map4k" kinases probably caused a compensatory activation of another "map4k" kinase(s) which phosphorylated lats1/2. thus, the key take-home messages from this section are that without a full appreciation and understanding of all potential targets of a particular drug, its mechanisms of action cannot be properly understood. because neratinib inhibits map4k/map3k enzymes besides erbb family receptors and particularly her2/erbb2, very few pre-clinical studies were performed in cells that did not over-express her2/erbb2 and none in cells that express mutant ras proteins or in blood cancer cells. these findings emphasize that in developmental drug and therapeutics studies, a broad agnostic approach is essential so as not to miss potential unknown off targets. this is diametrically different to almost all cell biology research projects where intense focus on a particular pathway, or even a component of a pathway is a standard approach. similarly, studying the mechanisms of cell killing by a drug by their nature have to be conceptually broad because very frequently drug-induced killing is not "pure" with only one pathway to tumor cell death being engaged. the drug-induced killing mechanism, for example, could include death receptor signaling, mitochondrial dysfunction and autophagosome formation, all interacting in a contemporaneous fashion. again, this approach is diametrically different to almost all basic science cell biology research projects. developing a compound into a putative drug and eventually into an agent that can be tested in humans is a long process that generally costs in the region of $200-300 million dollars. to some extent, the high cost of all prescription drugs to the consumer is influenced by this math. the screening of millions of compounds may result in the discovery of a new agent with anti-cancer, antiviral or anti-bacterial properties. alternatively, compounds are screened against a specific target until molecules are defined that potently act to inhibit the target's biological activity. optimization of these compounds, either by computer aided design, or by traditional organic chemistry methods, results, hopefully, in a series of compounds all with a low nanomolar ic50 inhibitory activity. drug development companies will then determine which of the drugs has the greatest apparent bioactivity in a range of tumor cell lines, alongside determination of in-animal stability and bioactivity against tumors. these studies collectively will deliver one or two compounds that are considered worthy of further investigation and development. it is at this point where drug companies will often seek outside academic collaborators to assist in their drug development studies. the first thing the independent academic collaborator needs to know is what was the highest safe dose of the compounds used in prior mouse studies? and, ideally, if pharmacodynamic and pharmacokinetic studies were performed, what was the safest peak plasma concentration of the compound, termed the c max and often listed as ng/ml (which requires conversion into a molar value). thus, if the highest safe dose of a compound is 10 mg per kg of animal, with a plasma c max of 1 mm, then all preliminary in vitro cell-based investigative studies must use the compound at concentrations well below 1 mm. to further understand the biology of the compound, preliminary in vitro dose-response studies against tumor cells are most often performed on a log-scale, e.g. 1, 3, 10, 30, 100 and 300 nm. the first question the academic investigator should ask is, in their hands, does the dose-response effect on tumor cell growth/viability correspond to the claimed inhibitory ic50 of the compound against its purified specific target? i.e. if the protein target has an ic50 inhibition of 1 nm and an ic50 for growth inhibition and cell killing of 300 nm, it suggests the compound may be binding tightly to the serum in the culture media, resulting in a very low concentration of free "active" drug. on the other hand, if the target inhibition ic50 is 100 nm but the ic50 for growth arrest/killing is 3 nm, the data implies the compound may have additional unknown higher affinity targets in addition to its primary target which all collectively contribute to the biological efficacy of the agent. in this article we have discussed the fda approved drugs sorafenib and neratinib. sorafenib was originally developed to inhibit raf-1 and b-raf. prior to the discovery that raf-1 phosphorylated mek1/2, it was noted that the catalytic site of the raf-1 serine/ threonine kinase most closely resembled the active sites of src family non-receptor tyrosine kinases. 188 hence, it was no surprise that within a few years sorafenib was also shown to also inhibit class iii receptor tyrosine kinases, and investigators now considered the biology of drug to be as an "anti-angiogenic" agent rather than per se an inhibitor of raf-1. 189, 190 finally, sorafenib was shown to be an inhibitor within its physiological range of hsp90 and hsp70 chaperone proteins. 152, 154 similarly, neratinib was developed solely with the intention of inhibiting the receptor tyrosine kinase her2 (erbb2) as a putative therapeutic for her2 + breast cancer. 191 yet, within several years of neratinib entering the clinic, two groups demonstrated it could inhibit map4k and map3k serine/threonine kinases with low nanomolar ic50 values. 177, 178 so, if the compound under investigation is considered by a drug company to be a "specific" inhibitor of a particular protein kinase, regardless as to whether the agent is also fda approved, the in vitro studies the academic investigator should perform are an agnostic wide-ranging series of assessments, over a clinically-relevant drug dose-response range and over a time course. these studies will define, in your own hands, the changes in phosphorylation of the proposed target but also of multiple other cellular signaling pathways. this involves studying components of each specific pathway, e.g. the regulatory phosphorylation and total expression of erbb1, erbb2, erbb3, erbb4, raf-1, b-raf, mek1/2 and erk1/2, as well as of downstream nuclear transcription factors whose functions are controlled by each pathway, such as camp response element-binding protein (creb). such wide-ranging data-intense screening studies are difficult to perform using traditional sds page and western blotting approaches, and more advanced methods such as dot-blots or staining fixed cells in situ and measuring the intensity fluorescent staining, using validated antibodies, which permit a high-throughput approach, are required. an old phrase in science is: "the data is what it is." thus, if signaling from the primary target in one signaling pathway is only partially inhibited by the drug under examination, but signaling through an unrelated pathway is almost abolished, one would therefore tentatively conclude that the compound has an unknown target in a different signaling pathway. or, if at a low concentration of the drug no inhibition of the primary target is observed, but that this occurs alongside changes in the activities of other pathways, an effect which is also associated with significant levels of growth arrest and tumor cell death, one would conclude that the biological primary target is not the key functional target which regulates tumor cell biology. these examples for drug actions are binary, and in reality, the differential effects upon signaling and tumor cell biology of any drug are more subtle and nuanced. a different set of concepts come into play when rationally combining fda approved drugs to develop a novel anti-cancer therapeutic approach. first, the safe c max values for both agents in patients should be determined alongside their plasma half-lives, c min at 24 h values and serum binding properties. the c max/c min values alongside the drug's half-life should inform the researcher that, for example during a 24 h in vitro time course assay, a drug concentration considerably less than the c max but above the c min should be used to approximate for a physiologic treatment concentration. many clinically relevant drugs are stated to be 99% protein bound in 100% serum; most in vitro studies are performed using 10% (v/v) fetal calf serum. what is self-evident, however from extant data, is that for a drug such as sorafenib, with a safe c max of 13 mm and a stated 99% plasma protein binding, is that a free sorafenib concentration of 130 nm in vitro has a very modest impact on altering tumor cell biology, i.e. the partitioning on-off rate for drug association with plasma proteins and with tumor tissue must also be taken into consideration when deciding the most in vitro physiologic drug concentration. 192 thus, taking all of these parameters into account, studies in the author's laboratory, in vitro with cells in 10% (v/v) serum, and in an attempt to remain within the physiologic range, do not use sorafenib above 2 mm. an additional consideration for drug combination studies is to determine from the literature the doselimiting toxicities of each drug. regardless of excellent laboratory-based data, if the two drugs being combined both have doselimiting toxicities (dlts) in the same tissue, e.g. the gastrointestinal tract (gi), the likelihood that both agents can be safely and successfully combined in a patient is considerably reduced. studies to define hormonal signaling and intracellular signal transduction are almost 100 years old. although much essential biological information was gleaned from work performed in the 1920s to the late 1980s, it was only with the widespread use of more modern molecular biology approaches combined alongside classic biochemical approaches that the signal transduction landscape of the last 25 years evolved. today, essentially all of the building blocks of all signal transduction pathways are known. what is still under investigation are the complex protein-protein interactions which define nuanced signaling during growth, development, and various pathologies. small molecule therapeutic interventions have been and are being developed using ever more sophisticated technologies, of which some have shown considerable clinical utility. however, many of the newly developed "specific" targeted drugs have had little to no testing to fully define off-target effectors of their biology. it is very probable that this on-target/off-target issue for all drugs will never be fully resolved. hence, the step-wise approaches described in this article will still be required to fully understand the use and 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activation of skeletal muscle phosphorylase b kinase by ca the control of phosphorylase kinase phosphatase by "second site phosphorylation"; a new form of enzyme regulation elevation of guanosine 3',5'-cyclic phosphate in rat heart after perfusion with acetylcholine calcium regulation of phosphatidyl inositol turnover in macrophage activation by formyl peptides regulation of platelet cytosolic free calcium by cyclic nucleotides and protein kinase c agonist-induced endothelium-dependent relaxation in rat thoracic aorta may be mediated through cgmp purification and properties of the light-activated cyclic nucleotide phosphodiesterase of rod outer segments properties of the nerve growth factor receptor. relationship between receptor structure and affinity receptor and g betagamma isoform-specific interactions with g protein-coupled receptor kinases regulation of adenosine 3',5'-cyclic monophosphate metabolism in cultured neuroblastoma cells purification from sf9 cells and characterization of recombinant gq alpha and g11 alpha. activation of purified phospholipase c isozymes by g alpha subunits protein kinase c inhibits epidermal growth factor-dependent tyrosine phosphorylation of phospholipase c gamma and activation of phosphoinositide hydrolysis identification of the glucagon receptor in rat liver membranes by photoaffinity crosslinking two types of protein kinase c with different functions in cultured rabbit aortic smooth muscle cells an agonist-specific effect of guanine nucleotides on binding to the beta-adrenergic receptor epitope-tagged gq alpha subunits: expression of gtpase-deficient alpha subunits persistently stimulates phosphatidylinositol-specific phospholipase c but not mitogen-activated protein kinase activity regulated by the m1 muscarinic acetylcholine receptor relationship between the beta-adrenergic receptor and adenylate cyclase receptor-tyrosine-kinase-and g beta gamma-mediated map kinase activation by a common signalling pathway beta-arrestin: a protein that regulates beta-adrenergic receptor function manifold roles of b-arrestins in gpcr signaling elucidated with sirna and crispr/cas9 the role of beta-arrestins in the termination and transduction of g-protein-coupled receptor signals insulin-stimulated tyrosine phosphorylation of the insulin receptor in detergent extracts of human placental membranes. comparison to epidermal growth factor-stimulated phosphorylation epidermal growth factor induces rapid tyrosine phosphorylation of proteins in a431 human tumor cells insulin stimulates tyrosine phosphorylation of the insulin receptor in a cell-free system identification of phosphotyrosine as a product of epidermal growth factor-activated protein kinase in a-431 cell membranes phosphorylation of exogenous substrates by the insulin receptor-associated protein kinase insulin-signaling mechanisms. lessons from the old testament of glycogen metabolism and the new testament of molecular biology d-chiro-inositol glycans in insulin 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ischemia/reperfusion induction of cyclooxygenase-2 by the activated mekk1 ! sek1/mkk4 ! p38 mitogen-activated protein kinase pathway activation of the ikappab alpha kinase complex by mekk1, a kinase of the jnk pathway identification of c-jun nh2-terminal protein kinase (jnk)-activating kinase 2 as an activator of jnk but not p38 the tao of mekk wiring diagrams of mapk regulation by mekk1, 2, and 3 association of sos ras exchange protein with grb2 is implicated in tyrosine kinase signal transduction and transformation bar-sagi, d. grb2 mediates the egf-dependent activation of guanine nucleotide exchange on ras guanine-nucleotide-releasing factor hsos1 binds to grb2 and links receptor tyrosine kinases to ras signalling the sh2 and sh3 domain-containing protein grb2 links receptor tyrosine kinases to ras signaling association of the shc and grb2/sem5 sh2-containing proteins is implicated in activation of the ras pathway by tyrosine kinases activation of (his)6-raf-1 in vitro by partially purified plasma membranes from v-ras-transformed and serum-stimulated fibroblasts regulation of raf-1 and raf-1 mutants by ras-dependent and ras-independent mechanisms in vitro complexes of ras.gtp with raf-1 and mitogen-activated protein kinase kinase association of mek1 with p21ras the mek kinases mekk4/ssk2p facilitate complexity in the stress signaling responses of diverse systems upstream regulators of the c-jun amino-terminal kinases? isolation of mek5 and differential expression of alternatively spliced forms the role of c-jun n-terminal kinase (jnk) in apoptosis induced by ultraviolet c and gamma radiation. duration of jnk activation may determine cell death and proliferation opposing effects of erk and jnk-p38 map kinases on apoptosis the ras/rac1/cdc42/sek/jnk/c-jun cascade is a key pathway by which agonists stimulate dna synthesis in primary cultures of rat hepatocytes prolonged activation of the mitogen-activated protein kinase pathway promotes dna synthesis in primary hepatocytes from p21cip-1/waf1-null mice, but not in hepatocytes from p16ink4a-null mice bile acid regulation of c/ ebpbeta, creb, and c-jun function, via the extracellular signal-regulated kinase and c-jun nh2-terminal kinase pathways, modulates the apoptotic response of hepatocytes ligand-mediated internalization, recycling, and downregulation of the epidermal growth factor receptor in vivo the endocytosis of epidermal growth factor in a431 cells: a ph of microenvironment and the dynamics of receptor complex dissociation recycling of epidermal growth factor-receptor complexes in a431 cells the role of tyrosine kinase activity in endocytosis, compartmentation, and down-regulation of the epidermal growth factor receptor stress signaling and the shaping of the mammary tissue in development and cancer the role of p38 mapk pathway in p53 compromised state and telomere mediated dna damage response a systematic review of p53 regulation of oxidative stress in skeletal muscle activated forms of h-ras and k-ras differentially regulate membrane association of pi3k, pdk-1, and akt and the effect of therapeutic kinase inhibitors on cell survival role of pi3k/akt pathway in cancer: the framework of malignant behavior egfrviii: an oncogene with ambiguous role functions of lysosomes autophagy wins the 2016 nobel prize in physiology or medicine: breakthroughs in baker's yeast fuel advances in biomedical research aminopeptidase i of saccharomyces cerevisiae is localized to the vacuole independent of the secretory pathway autophagy in yeast demonstrated with proteinase-deficient mutants and conditions for its induction isolation and characterization of autophagy-defective mutants of saccharomyces cerevisiae so many roads: the multifaceted regulation of autophagy induction mtor at the nexus of nutrition, growth, ageing and disease two key autophagy-related molecules and their roles in myocardial ischemia/reperfusion injury ampk: regulation of metabolic dynamics in the context of autophagy diverse signaling mechanisms of mtor complexes: mtorc1 and mtorc2 in forming a formidable relationship mtor as a central hub of nutrient signalling and cell growth distinct roles of mtor targets s6k1 and s6k2 in breast cancer allosteric regulation of amp-activated protein kinase by adenylate nucleotides and small-molecule drugs ampk and tor: the yin and yang of cellular nutrient sensing and growth control lkb1/ampk pathway and drug response in cancer: a therapeutic perspective controlling the master-upstream regulation of the tumor suppressor lkb1 multifaceted roles of atm in autophagy: from nonselective autophagy to selective autophagy role of the lkb1/ampk pathway in tumor invasion and metastasis of cancer cells dna-dependent protein kinase regulates lysosomal amp-dependent protein kinase activation and autophagy reactive nitrogen species regulate autophagy through atm-ampk-tsc2-mediated suppression of mtorc1 a review of ulk1-mediated autophagy in drug resistance of cancer recruitment and activation of the ulk1/atg1 kinase complex in selective autophagy canonical and noncanonical functions of ulk/atg1 the mammalian ulk1 complex and autophagy initiation phosphorylation of ulk1 by ampk is essential for mouse embryonic stem cell self-renewal and pluripotency guidelines for the use and interpretation of assays for monitoring autophagy evolution of tools and methods for monitoring autophagic flux in mammalian cells metastatic cells are preferentially vulnerable to lysosomal inhibition regulation of apoptosis by autophagy to enhance cancer therapy osu-03012 promotes caspase-independent but perk-, cathepsin b-, bid-, and aif-dependent killing of transformed cells mda-7/il-24-induced cell killing in malignant renal carcinoma cells occurs by a ceramide/cd95/perk-dependent mechanism caspase-, cathepsin-, and perk-dependent regulation of mda-7/il-24-induced cell killing in primary human glioma cells regulation of gst-mda-7 toxicity in human glioblastoma cells by erbb1, erk1/2, pi3k, and jnk1-3 pathway signaling vorinostat and sorafenib increase er stress, autophagy and apoptosis via ceramide-dependent cd95 and perk activation vorinostat and sorafenib increase cd95 activation in gastrointestinal tumor cells through a ca(2 +)-de novo ceramide-pp2a-reactive oxygen species-dependent signaling pathway apoptosis-inducing factor (aif) in physiology and disease: the tale of a repented natural born killer osu-03012 stimulates pkr-like endoplasmic reticulum-dependent increases in 70-kda heat shock protein expression, attenuating its lethal actions in transformed cells sorafenib: delivering a targeted drug to the right targets therapeutic developments osu-03012 suppresses grp78/bip expression that causes perk-dependent increases in tumor cell killing the role of cell signaling in the crosstalk between autophagy and apoptosis in the regulation of tumor cell survival in response to sorafenib and neratinib not the comfy chair! cancer drugs that act against multiple active sites signaling alterations caused by drugs and autophagy role of the unfolded protein response, grp78 and grp94 in organ homeostasis bip/hspa5/dna k is a universal therapeutic target for human disease osu-03012 and viagra treatment inhibits the activity of multiple chaperone proteins and disrupts the blood-brain barrier: implications for anti-cancer therapies multi-kinase inhibitors can associate with heat shock proteins through their nh 2 -termini by which they suppress chaperone function ar-12 inhibits multiple chaperones concomitant with stimulating autophagosome formation collectively preventing virus replication grp78/dna k is a target for nexavar/stivarga/votrient in the treatment of human malignancies, viral infections and bacterial diseases endoplasmic reticulum stress, and interferon responses master regulator of the unfolded protein response and crucial factor in flavivirus biology he, a. blockade of hsp70 by ver-155008 synergistically enhances bortezomib-induced cytotoxicity in multiple myeloma discovery of novel heat shock protein (hsp90) inhibitors based on luminespib with potent antitumor activity the celecoxib derivative kinase inhibitor ar-12 (osu-03012) inhibits zika virus via down-regulation of the pi3k/akt pathway and protects zika virus-infected a129 mice: a host-targeting treatment strategy ar-12 suppresses dengue virus replication by down-regulation of pi3k/akt and grp78 exploring the in vitro potential of celecoxib derivative ar-12 as an effective antiviral compound against four dengue virus serotypes egfr mutation and resistance of non-small-cell lung cancer to gefitinib irreversible inhibitors of the egf receptor may circumvent acquired resistance to gefitinib activating mutations in the epidermal growth factor receptor underlying responsiveness of non-small-cell lung cancer to gefitinib gefitinib-sensitizing egfr mutations in lung cancer activate anti-apoptotic pathways egf receptor mutations in lung cancer: from humans to mice and maybe back to humans presence of epidermal growth factor receptor gene t790m mutation as a minor clone in non-small cell lung cancer epidermal growth factor receptor mutations in patients with non-small cell lung cancer third-generation epidermal growth factor receptor tyrosine kinase inhibitors for the treatment of non-small cell lung cancer afatinib in locally advanced/metastatic nsclc harboring common egfr mutations, after chemotherapy: a phase iv study. lung cancer manag observational study of sequential afatinib and osimertinib in egfr mutation-positive nsclc: patients treated with a 40-mg starting dose of afatinib multi-kinase inhibitors interact with sildenafil and erbb1/2/4 inhibitors to kill tumor cells in vitro and in vivo the afatinib resistance of in vivo generated h1975 lung cancer cell clones is mediated by src/erbb3/c-kit/c-met compensatory survival signaling rationally repurposing ruxolitinib (jakafi ( w )) as a solid tumor therapeutic hdac inhibitors enhance neratinib activity and when combined enhance the actions of an anti-pd-1 immunomodulatory antibody in vivo neratinib inhibits hippo/yap signaling, reduces mutant k-ras expression, and kills pancreatic and blood cancer cells comprehensive analysis of kinase inhibitor selectivity the target landscape of clinical kinase drugs exposure permanently reduces erbb1 and ras expression in 4t1 mammary tumors and enhances m1 macrophage infiltration the levels of mutant k-ras and mutant n-ras are rapidly reduced in a beclin1/atg5-dependent fashion by the irreversible erbb1/2/4 inhibitor neratinib neratinib degrades mst4 via autophagy that reduces membrane stiffness and is essential for the inactivation of pi3k, erk1/2, and yap/taz signaling risk of gastrointestinal complications in breast cancer patients treated with neratinib: a meta-analysis targeting neratinib-induced diarrhea with budesonide and colesevelam in a rat model yap/taz functions and their regulation at a glance yap/taz: drivers of tumor growth, metastasis, and resistance to therapy yap1 activation enables bypass of oncogenic kras addiction in pancreatic cancer downstream of mutant kras, the transcription regulator yap is essential for neoplastic progression to pancreatic ductal adenocarcinoma primary structure of v-raf: relatedness to the src family of oncogenes safety and pharmacokinetics of the dual action raf kinase and vascular endothelial growth factor receptor inhibitor, bay 43-9006, in patients with advanced, refractory solid tumors results of phase i pharmacokinetic and pharmacodynamic studies of the raf kinase inhibitor bay 43-9006 in patients with solid tumors neratinib: an oral, irreversible dual egfr/her2 inhibitor for breast and non-small cell lung cancer bay 43-9006: early clinical data in patients with advanced solid malignancies key: cord-313268-j51zyodw authors: zeng, xiangxiang; song, xiang; ma, tengfei; pan, xiaoqin; zhou, yadi; hou, yuan; zhang, zheng; li, kenli; karypis, george; cheng, feixiong title: repurpose open data to discover therapeutics for covid-19 using deep learning date: 2020-07-12 journal: j proteome res doi: 10.1021/acs.jproteome.0c00316 sha: doc_id: 313268 cord_uid: j51zyodw [image: see text] there have been more than 2.2 million confirmed cases and over 120 000 deaths from the human coronavirus disease 2019 (covid-19) pandemic, caused by the novel severe acute respiratory syndrome coronavirus (sars-cov-2), in the united states alone. however, there is currently a lack of proven effective medications against covid-19. drug repurposing offers a promising route for the development of prevention and treatment strategies for covid-19. this study reports an integrative, network-based deep-learning methodology to identify repurposable drugs for covid-19 (termed cov-kge). specifically, we built a comprehensive knowledge graph that includes 15 million edges across 39 types of relationships connecting drugs, diseases, proteins/genes, pathways, and expression from a large scientific corpus of 24 million pubmed publications. using amazon’s aws computing resources and a network-based, deep-learning framework, we identified 41 repurposable drugs (including dexamethasone, indomethacin, niclosamide, and toremifene) whose therapeutic associations with covid-19 were validated by transcriptomic and proteomics data in sars-cov-2-infected human cells and data from ongoing clinical trials. whereas this study by no means recommends specific drugs, it demonstrates a powerful deep-learning methodology to prioritize existing drugs for further investigation, which holds the potential to accelerate therapeutic development for covid-19. as of june 22, 2020, in the united states alone, more than 2.2 million cases and over 120 000 deaths from coronavirus disease 2019 (covid19) , the disease caused by the virus sars-cov-2, have been confirmed. 1 however, there are currently no proven effective antiviral medications against covid-19. 2 there is an urgent need for the development of effective treatment strategies for covid19 . it was estimated that in 2015, pharmaceutical companies spent $2.6 billion for the development of an fda-approved new chemical entity drugs using traditional de novo drug discovery. 3 drug repurposing, a drug-discovery strategy using existing drugs, offers a promising route for the development of prevention and treatment strategies for covid-19. 4 in a randomized, controlled, open-label trial, 5 lopinavir and ritonavir combination therapy did not show a clinical benefit compared with standard care for hospitalized adult patients with severe covid-19, limiting the traditional antiviral treatment for covid-19. sars-cov-2 replication and infection depend on the host cellular factors (including angiotensin-converting enzyme 2 (ace2)) for entry into cells. 6 the systematic identification of virus−host protein− protein interactions (ppis) offers an effective way toward the elucidation of the mechanisms of viral infection; furthermore, targeting the cellular virus−host interactome offers a promising strategy for the development of effective drug repurposing for covid-19, as demonstrated in previous studies. 7 −9 we recently demonstrated that network-based methodologies leveraging the relationship between drug targets and diseases can serve as a useful tool for the efficient screening of potentially new indications of fda-approved drugs with wellestablished pharmacokinetic/pharmacodynamic, safety, and tolerability profiles. 10−12 deep learning has also recently demonstrated its better performance than classic machine learning methods to assist drug repurposing, 13 −16 yet without foreknowledge of the complex networks connecting drugs, targets, sars-cov-2, and diseases, the development of affordable approaches for the effective treatment of covid-19 is challenging. prior knowledge of networks from the large scientific corpus of publications offers a deep biological perspective for capturing the relationships between drugs, genes, and diseases (including covid19 ), yet extracting connections from a large-scale repository of structured medical information is challenging. in this study, we present the state-of-the-art knowledge-graph-based, deep-learning methodologies for the rapid discovery of drug candidates to treat covid-19 from 24 million pubmed publications ( figure 1 ). via systematic validation using transcriptomics and proteomics data generated from sars-cov-2-infected human cells and the ongoing clinical trial data, we successfully identified 41 drug candidates that can be further tested in large-scale randomized control trials for the potential treatment of covid-19. specifically, a comprehensive knowledge graph that contains 15 million edges across 39 types of relationships connecting drugs, diseases, genes, pathways, expressions, and others by incorporating data from 24 million pubmed publications and drugbank (table s2) . subsequently, a deeplearning approach (rotate in dgl-ke) was used to prioritize high-confidence candidate drugs for covid-19 under amazon supercomputing resources (cf. methods and materials). finally, all cov-kge predicted drug candidates were future-validated by three gene expression data sets in sars-cov-1-infected human cells and one proteomics data set in sars-cov-2 infected human cells. tables s1 and s2 ). in this kg, we represent the coronaviruses (covs) by assembling multiple types of known covs, including sars-cov-1 and mers-cov, as described in our recent study. 9 we next utilized dgl-ke's knowledge graph embedding (kge) model, rotate, 20 to learn representations of the entities (e.g., drugs and targets) and relationships (e.g., inhibition relation between drugs and targets) in an informative, lowdimensional vector space. in this space, each relationship type (e.g., antagonists or agonists) is defined as a rotation from the source entity (e.g., hydroxychloroquine) to the target entity (e.g., toll-like receptor 7/9 (tlr7/9)). in this study, we constructed a comprehensive kg from global network of biomedical relationships (gnbr) 18 and drugbank. 19 first, from gnbr, we included in the kg relations corresponding to drug−gene interactions, gene−gene interactions, drug−disease associations, and gene−disease associations. second, from the drugbank database, 19 we selected the drugs whose molecular mass is >230 da and also exist in gnbr, resulting in 3481 fda-approved and clinically investigational drugs. for these drugs, we included in the kg relationships corresponding to the drug−drug interactions and the drug side-effects, drug anatomical therapeutic chemical (atc) codes, drug mechanisms of action, drug pharmacodynamics, and drug-toxicity associations. third, we included the experimentally discovered cov−gene relationships from our recent work in the kg. 9 fourth, we treated the covid-19 context by assembling known genes/ proteins associated with covs (including sars-cov and mers-cov) as a comprehensive node of covs and rewired the connections (edges) from genes and drugs. the resulting kg contains four types of entities (drug, gene, disease, and drug side information), 39 types of relationships (table s1) , 145 179 nodes, and 15 018 067 edges (table s2) . models for computing kges learn vectors for each of the entities and each of the relation types so that they satisfy certain properties. in our work, we learned these vectors using the rotate model. 20 given an edge in the kg represented by the triplet (head entity, relation type, and tail entity), rotate defines each relation type as a rotation from the head entity to the tail entity in the complex vector space. specifically, if h and t are the vectors corresponding to the head and tail entities, respectively, and r is the vector corresponding to the relation type, then rotate tries to minimize the distance where ⊗ denotes the hadamard (element-wise) product. to minimize the distance between the head and the tail entities of the existing triplets (positive examples) and maximize the distance among the nonexisting triplets (negative examples), we use the loss function where σ is sigmoid function, γ is a margin hyperparameter with γ > 0, (h i , r, t i ) is a negative triplet, and p(h i , r, t i ) is the probability of occurrence of the corresponding negative sample. dgl-ke 17 is a high-performance, easy-to-use, and scalable package for learning large-scale kges with a set of popular models including transe, distmult, complex, and rotate. it includes various optimizations that accelerate training on kgs with millions of nodes and billions of edges using multiprocessing, multi-gpu (graphics processor unit), and distributed parallelism. dgl-ke is able to compute the rotatebased embeddings of our kg in ∼40 mins on an ec2 instance with 8 gpus under amazon's aws computing resources. we divide the triplets (e.g., a relationship among drug, treatment, and disease) into a training set, validation set, and test set in a 7:1:2 manner. we selected the embedding dimensionality of dim = 200 for nodes and relations. the rotate is trained for 16 000 epochs with a batch size 1024 and 0.1 as the learning rate. we choose γ = 12 as the margin of the optimization function. gene set enrichment analysis was performed to further validate the predicted drug candidates from cov-kge. the goal of the gene set enrichment analysis was to identify drugs that can reverse the cellular changes (transcriptome or proteome levels) that result from virus infection. four differential expression data sets were collected, including two transcriptome data sets from sars-cov patients' peripheral blood 21 (gse1739) and calu-3 cells 22 (gse33267), one transcriptome data set of calu-3 cells infected by mers-cov 23 (gse122876), and one proteome data set of human caco-2 cells infected with sars-cov-2. 24 these four data sets were used as the gene signatures for the viral infections. for the drugs, we retrieved the connectivity map (cmap) database 25 journal of proteome research pubs.acs.org/jpr article where j = 1, 2, ..., s are the genes from the cov signature data set sorted in ascending order using the gene profiles of the drug being computed. v(j) denotes the rank of j, where 1 ≤ v(j) ≤ r, with r being the total number of genes (12 849) from the cmap database. next, es up/down is set to a up/down if a up/down > b up/down and is set to −b up/down if b up/down > a up/down . permutation tests are repeated 100 times to quantify the significance of the es score. in each repeat, the same number of up-and down-expressed genes as the cov signature data set was randomly generated. es > 0 and p < 0.05 are considered significantly enriched. the number of significantly enriched data sets is used as the final result for a certain drug. we introduced the area under the receiver operating characteristic (roc) curve (auroc) and several evaluation metrics for evaluating the performance of drug−target interaction prediction. the auroc 27 is the global prediction performance. the roc curve is obtained by calculating the true-positive rate (tpr) and the false-positive rate (fpr) via varying cutoffs. ■ results after mapping drugs, covs, and the treatment relationships to a complex vector space using rotate, the top 100 most relevant drugs were selected as candidates for covs in the treatment relation space ( figure s1 ). using the ongoing covid-19 trial data (https://covid19-trials.com/) as a validation set, cov-kge has a larger auroc (auroc = 0.85, figure 2 ) for identifying repurposable drugs for covid-19. we next employ t-sne (t-distributed stochastic neighbor embedding algorithm 28 ) to further investigate the lowdimensional node representation learned by cov-kge. specifically, we projected drugs grouped by the first level of the anatomical therapeutic chemical (atc) classification systems code onto a 2d space. figure 3a indicates that cov-kge is able to distinguish 14 types of drugs grouped by atc codes, which is consistent with a high auroc value of 0.85 ( figure 2) . we further validated the top candidate drugs using an enrichment analysis of drug−gene signatures and sars-covinduced transcriptomics and proteomics data in human cell lines (cf. methods and materials). specifically, we analyzed three transcriptomic data sets in sars-cov-1-infected human cell lines and one proteomics data set in sars-cov-2-infected human cell lines. in total, we obtained 41 repositioned drug candidates (table 1) using subject-matter expertise based on a combination of factors: (i) the strength of the cov-kge predicted score, (ii) the availability of clinical evidence from ongoing covid-19 trials, and (iii) the availability and strength of enrichment analyses from sars-cov-1/2-affected human cell lines. among the 41 candidate drugs, 9 drugs are or have been under clinical trials for covid-19, including thalidomide, methylprednisolone, ribavirin, umifenovir, tetrandrine, suramin, dexamethasone, lopinavir, and azithromycin ( figure 3a and table 1 ). we excluded chloroquine and hydroxychloroquine from our ongoing clinical trial list based on recently controversial reports. 29, 30 discovery of drug candidates for covid-19 using cov-kge we next turned to highlight three types of predicted drugs for covid-19, including anti-inflammatory agents (dexamethasone, indomethacin, and melatonin), selective estrogen receptor modulators (serms), and antiparasitics ( figure 3) . anti-inflammatory agents. given the well-described lung pathophysiological characteristics and immune responses (cytokine storms) of severe covid-19 patients, drugs that dampen the immune responses may offer effective treatment approaches for covid-19. 31, 32 as shown in figure 3a , we computationally identified multiple anti-inflammatory agents for covid-19, including dexamethasone, indomethacin, and melatonin. indomethacin, an approved cyclooxygenase (cox) inhibitor, has been widely used for its potent anti-inflammatory and analgesic properties. 33 indomethacin has been reported to have antiviral properties, including sars-cov-1 33 and sars-cov-2. 34 importantly, a preliminary in vivo observation showed that oral indomethacin (1 mg/kg body weight daily) reduced the recovery time of sars-cov-2-infected dogs. 34 melatonin plays a key role in the regulation of the human circadian rhythm that alters the translation of thousands of genes, including melatonin-mediated anti-inflammatory and immune-related effects for covid-19. melatonin has various antiviral activities by suppressing multiple inflammatory pathways 35,36 (i.e., il6 and il-1β); these inflammatory effects are directly relevant given the well-described lung pathophysiological characteristics of severe covid-19 patients. melatonin's mechanism of action may also help to explain the epidemiologic observation that children, who have naturally high melatonin levels, are relatively resistant to covid-19 disease manifestations, whereas older individuals, who have decreasing melatonin levels with age, are a very highrisk population. 37 in addition, exogenous melatonin administration may be of particular benefit to older patients given the aging-related reduction of endogenous melatonin levels and the vulnerability of older individuals to the lethality of sars-cov-2. 37 dexamethasone is a u.s. fda-approved glucocorticoid receptor (gr) agonist for a variety of inflammatory and autoimmune conditions, including rheumatoid arthritis, severe allergies, asthma, chronic obstructive lung disease, and others. 38 glucocorticoid medications have been used in patients with mers-cov and sars-cov-1 infections. 39 as shown in figure 3a , dexamethasone is the fourth predicted drug among 41 candidates. the randomized evaluation of covid-19 therapy (recovery, clinicaltrials.gov identifier: nct04381936) trial showed that dexamethasone reduced mortality by one-third in patients requiring ventilation and by one-fifth in individuals requiring oxygen, 40 yet dexamethasone did not reduce death in covid-19 patients not receiving respiratory support. 40 selective estrogen receptor modulators. an overexpression of the estrogen receptor has played a crucial role in inhibiting viral replication and infection. 41 several serms, including clomifene, bazedoxifene, and toremifene, are identified as promising candidate drugs for covid-19 ( figure 3a and table 1 ). toremifene, the first generation of the nonsteroidal serm, was reported to block various viral infections at low micromolar concentration, including ebola virus, 42, 43 mres-cov, 44 sars-cov-1, 45 and sars-cov-2 46 ( figure 3b ). toremifene prevents fusion between the viral and endosomal membranes by interacting with and destabilizing the virus glycoprotein and eventually blocking replications of the ebola virus. 42 the underlying antiviral mechanisms of sars-cov-1 and sars-cov-2 for toremifene remain unclear and are currently being investigated. toremifene has been approved for the treatment of advanced breast cancer 47 and has also been studied in men with prostate cancer (∼1500 subjects) with reasonable tolerability. 48 toremifene is 99% bound to plasma protein with good bioavailability and typically orally administered at a dosage of 60 mg. 49 in summary, toremifene is a promising candidate drug with ideal pharmacokinetics properties to be directly tested in covid-19 clinical trials. antiparasitics. despite the lack of strong clinical evidence, hydroxychloroquine and chloroquine phosphate, two approved antimalarial drugs, were authorized by the u.s. fda for the treatment of covid-19 patients using emergency use authorizations (euas). 2 in this study, we identified that both hydroxychloroquine and chloroquine are among the predicted candidates for covid-19 ( figure 3a and table 1 ). between the two, hydroxychloroquine's in vitro antiviral activity against sars-cov-2 is stronger than that of chloroquine (hydroxychloroquine: 50% effective concentration (ec 50 ) = 6.14 μm, whereas for chloroquine: ec 50 = 23.90 μm). 50 hydroxychloroquine and chloroquine are known to increase the ph of endosomes, which inhibits membrane fusion, a required mechanism for viral entry (including sars-cov-2) into the cell. 19 although chloroquine and hydroxychloroquine are relatively well tolerated, several adverse effects 29 as june 20, 2020, the national institutes of health halted the clinical trial of hydroxychloroquine owing to the lack of clinical benefits. 30 thus further niclosamide, an fda-approved drug for the treatment of tapeworm infestation, was recently identified to have a stronger inhibitory activity on sars-cov-2 at the submicromolar level (ic 50 = 0.28 μm). gassen et al. showed that niclosamide inhibited skp2 activity by enhancing autophagy and reducing mers-cov replication as well. 54 altogether, niclosamide may be another drug candidate for covid-19, which is warranted to be investigated experimentally and further tested in randomized controlled trials. given the up-regulation of systemic inflammationin some cases, culminating to a cytokine storm observed in severe covid-19 patients 31 combination therapy with an agent targeting inflammation (melatonin, dexamethasone, or indomethacin) and with direct antiviral effects (toremifene and niclosamide) has the potential to lead to successful treatments ( figure 4) . because of the aging-related reduction of endogenous melatonin levels and the vulnerability of older individuals to the lethality of sars-cov-2, 37 combining exogenous melatonin administration and antiviral agents (such as toremifene or niclosamide) may be of particular benefit to older patients with covid-19. yet all computationally predicted drug candidates (table 1 ) and proposed drug combinations (figure 4 ) must be validated experimentally and be tested in randomized controlled trials. several combination antiviral and anti-inflammatory treatment trials (remdesivir plus baricitinib) are underway for patients with covid-19 (clinicaltrials.gov identifier: nct04373044), indicating the proof-of-concept of this combination therapy for covid-19. as covid-19 patients flood hospitals worldwide, physicians are trying to search for effective antiviral therapies to save lives. multiple covid-19 vaccine trials are underway, yet it might not be physically possible to make enough vaccines for everyone in a short period of time. furthermore, sars-cov-2 replicates poorly in multiple animals, including dogs, pigs, chickens, and ducks, which limits preclinical animal studies. 55 to fight the emerging covid-19 pandemic, we introduced an integrative, network-based, deep-learning methodology to discover candidate drugs for covid-19, named cov-kge. via cov-kge, we built a comprehensive kg that includes 15 million edges across 39 types of relationships connecting drugs, diseases, proteins/genes, pathways, and expressions from a large scientific corpus of 24 million pubmed publications. using the ongoing covid-19 trial data as a validation set, we demonstrated that cov-kge had high performance in identifying repurposable drugs for covid-19, indicated by the larger auroc (auroc = 0.85). using amazon's aws computing resources, we identified 41 high-confidence repurposed drug candidates (including dexamethasone, indomethacin, niclosamide, and toremifene) for covid-19, which were validated by an enrichment analysis of gene expression and proteomics data in sars-cov-2 infected human cells. altogether, this study offers a powerful, integrated deep-learning methodology for the rapid identification of repurposable drugs for the potential treatment of covid-19. we acknowledge several potential limitations in the current study. potential data noises generated from different experimental approaches in large-scale publications may influence the performance of the current cov-kge models. the original data of gnbr contain the confidence values of the relations between entities. however, we ignored the weights so that we could directly apply the rotate algorithm because we tried to obtain the prediction result in a cheap computing-cost way. in our future work, we will take these confidence values into account and try to design a knowledgegraph-embedding algorithm that can be used for a kg with weighted relationships. the lack of dose-dependent profiles and the biological perturbation of sars-cov-2 virus−host interactions may generate a coupled interplay between adverse and therapeutic effects. the integration of pharmacokinetics data from animal models and clinical trials into our cov-kge methodology could establish the causal mechanism and patient evidence through which predicted drugs would have high clinical benefits for covid-19 patients without obvious adverse effects in a specific dosage. in summary, we presented cov-kge, a powerful, integrated ai methodology that can be used to quickly identify drugs that can be repurposed for the potential treatment of covid-19. our approach can minimize the translational gap between preclinical testing results and clinical outcomes, which is a significant problem in the rapid development of efficient treatment strategies for the covid-19 pandemic. from a translational perspective, if broadly applied, the network tools developed here could help develop effective treatment strategies for other emerging infectious diseases and other emerging complex diseases as well. however, all predicted drugs not used in clinical trials must be tested in randomized clinical trials before being used in covid-19 patients. table 1 . details of the five categories of relationships in our kg. supplementary table 2 . statistics of nodes (entity) and edges (relation) in our kg (pdf) an interactive web-based dashboard to track covid-19 in real time pharmacologic treatments for coronavirus disease 2019 (covid-19): a review the $2.6 billion pill-methodologic and policy considerations coronavirus puts drug repurposing on the fast track sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor systems biology-based investigation of cellular antiviral drug targets identified by gene-trap insertional mutagenesis network-based drug repurposing for novel coronavirus 2019-ncov/ sars-cov-2 network-based approach to prediction and population-based validation of in silico drug repurposing a genome-wide positioning systems network algorithm for in silico drug repurposing c.; et al. a deep learning approach to antibiotic discovery deepdr: a network-based deep learning approach to in silico drug repositioning predicting drug− protein interaction using quasi-visual question answering system target identification among known drugs by deep learning from heterogeneous networks deep graph library: towards efficient and scalable deep learning on graphs a global network of biomedical relationships derived from text knowledge graph embedding by relational rotation in complex space expression profile of immune response genes in patients with severe acute respiratory syndrome cell host response to infection with novel human coronavirus emc predicts potential antivirals and important differences with sars coronavirus srebp-dependent lipidomic reprogramming as a broad-spectrum antiviral target proteomics of sars-cov-2-infected host cells reveals therapy targets the connectivity map: using gene-expression signatures to connect small molecules, genes, and disease discovery and preclinical validation of drug indications using compendia of public gene expression data visualizing data using t-sne covid-19) update: fda revokes emergency use authorization for chloroquine and hydroxychloroquine halts clinical trial of hydroxychloroquine clinical and immunologic features in severe and moderate coronavirus disease sars-cov-2 infects t lymphocytes through its spike protein-mediated membrane fusion indomethacin has a potent antiviral activity against sars coronavirus as adjuvant treatment for coronavirus disease 2019 pneumonia patients requiring hospitalization (mac-19 pro): a case series beneficial actions of melatonin in the management of viral infections: a new use for this ″molecular handyman″? corticosteroids: mechanisms of action in health and disease impact of corticosteroid therapy on outcomes of persons with sars-cov-2, sars-cov, or mers-cov infection: a systematic review and meta-analysis dexamethasone in hospitalized patients with covid-19 -preliminary report a structure-informed atlas of human-virus interactions toremifene interacts with and destabilizes the ebola virus glycoprotein mers-cov pathogenesis and antiviral efficacy of licensed drugs in human monocyte-derived antigen-presenting cells repurposing of clinically developed drugs for treatment of middle east respiratory syndrome coronavirus infection infection and rapid transmission of sars-cov-2 in ferrets toremifene, a new antiestrogenic compound, for treatment of advanced breast cancer. phase ii study prostate cancer and prostatic intraepithelial neoplasia: true, true, and unrelated? effect of toremifene on clinical chemistry, hematology and hormone levels at different doses in healthy postmenopausal volunteers: phase i study hydroxychloroquine, a less toxic derivative of chloroquine, is effective in inhibiting sars-cov-2 infection in vitro efficacy of hydroxychloroquine in patients with covid-19: results of a randomized clinical trial the qt interval in patients with sars-cov-2 infection treated with hydroxychloroquine/azithromycin fatal toxicity of chloroquine or hydroxychloroquine with metformin in mice susceptibility of ferrets, cats, dogs, and other domesticated animals to sars-coronavirus 2 key: cord-317971-kuwargnp authors: opatz, till; senn‐bilfinger, joerg; richert, clemens title: thoughts on what chemists can contribute to fighting sars‐cov‐2 – a short note on hand sanitizers, drug candidates and outreach date: 2020-05-08 journal: angew chem int ed engl doi: 10.1002/anie.202004721 sha: doc_id: 317971 cord_uid: kuwargnp the sars‐cov‐2 outbreak causing the respiratory disease covid‐19 has left many chemists in academia without an obvious option to contribute to fighting the pandemic. some of our recent experiences indicate that there are ways to overcome this dilemma. a three‐pronged approach is proposed. thei nterruption of infection chains through appropriate hand sanitization was pioneered in 1847 by the hungarian physician semmelweis ignµcf ülçp (ignaz philipp semmelweis) and became what is probably the first example of evidence-based medicine. [4] isolation or quarantine,s ocial distancing and physical barriers like masks,a re additional measures to slow the transmission of respiratory viruses. other measures,l ike prophylactic coating of airways with polymers,a re under development. [5] frequent handwashing proved effective against the spread of the first severe acute respiratory syndrome pandemic in 2002/2003 [6] and of the middle east respiratory syndrome (mers) in 2007. [7] however,t his hygienic measure is not easy to implement for individuals with frequent customer or patient contact or travelers.h and sanitizer solutions or gels are recommended as an alternative in these cases.a mong the most popular sanitizers are alcoholic hand rub solutions. while non-enveloped viruses like norovirus or rhinoviruses have al ow sensitivity towards alcoholic denaturing agents,members of the (enveloped) coronaviridae family are highly sensitive towards ethanol or isopropanol (2-propanol) . chlorhexidine gluconate and sodium hypochlorite were found to be surprisingly inefficient. [8] repeated use of alcohols dries out the skin, and small quantities of the alcohols may be absorbed, but they are effective. [9] the literature on the inactivation of previously known coronaviruses by surface disinfection procedures suggested 62-71 % ethanol to be effective against sars-cov-2 within 1min. [10] experimental work by several laboratories on the virus itself then showed that it is even less stable toward denaturation by alcoholic solutions. [11] exposure to concentrations of just 30 % of either ethanol or isopropanol for 30 seconds fully suppressed viral infectivity.likewise,the virucidal activity of the hand rub solutions known as who formulation 1, with 85 % ethanol, and who formulation 2, with 75 %i sopropanol, against sars-cov-2 was found to be excellent, with full inactivation of the coronavirus at 40 %or30%concentration, respectively.w hile the alcohol component is the main virucide,0 .125 % v/v h 2 o 2 is added to kill bacterial spores that may be present in the raw materials or the container.the addition of 1.45 % v/v glycerol as ah umectant improves the dermatological properties and thus the acceptance of the product. [12] fors urface disinfection, the same formulation may be used, with no additives required, and surgical hand preparation may be achieved by three applications for aduration of 3-5 min. unfortunately,c ommercial sanitizer solutions containing either alcohol can be difficult to obtain in the current health crisis.w ea re unaware of data for other countries,b ut data published by the german federal statistical office (destatis) show the severity of the problem. during the week of march 2-8, 2020, sales of disinfectants were 7.5-fold higher than usual, and in the subsequent weeks,they dropped to half the normal sales,a st he products were largely sold out. [13] by comparison, the increase in sales of soap reached ap eak of 3.4-fold of the average and that of toilet paper just 2.1-fold of the sales averaged over the preceding six months. ethanol is produced on al arge scale on our planet. the u.s. renewable fuels association reported that 85 million metric tons were produced in 2018 worldwide. [14] thee uropean renewable ethanol association (epure)stated that the production of the european union in the same year was 4.6 million metric tons,while an additional 0.5 million tons were imported. [15] besides minor usage by the chemical industry and food and beverages production (9 %e ach), the lions share (82 %) of the production was used as af uel additive. against the backdrop of reduced individual mobility during the crisis in most countries,i ta ppears likely that enough (bio)ethanol should currently be available for the health sector. several factors appeared to contribute to the supply problems.a sm entioned above,o ne factor was hoarding by consumers who bought unreasonable quantities of sanitizers while they were still available,q uickly depleting what pharmacies and drug stores had in stock. furthermore,t he supply chain was partially disrupted. while truckloads of ethanol were available in europe,t he logistics of getting trucks to sites that can fill 200 ld rums became more challenging due to closed or tightly controlled borders. drums of this size then had to be transported to facilities that can either produce sanitizers or fill the smaller containers commonly used by pharmacists.f urthermore,t he containers used in medical practices,a sw ell as the dispensers used by physicians,health care workers,and consumers,became ever more difficult to obtain, prompting unconventional measures, such as refills. on march 4, the bundesanstalt füra rbeitsschutz und arbeitsmedizin (baua), [16] the relevant regulatory body in germany,issued adecree that allowed pharmacies to produce hand sanitizer solutions locally.t he decree and its update of march 6c onfirmed that aqueous solutions of ethanol do not require regulatory approval to be produced for sale as biocidical agents.t he first decree also explicitly mentioned aqueous 2-propanol (70 %) and who formulation 2a s biocidal agents for hand hygiene. unfortunately,medical grade alcohol as astarting material for the local production of disinfectant solutions,including hand rub formulations,was largely sold out in germany in the second week of march. theu sual suppliers of pharmacists typically gave delivery times of several weeks at the peak of the supply crunch. this left technical grade ethanol or isopropanol of unknown purity as the only available starting material for the preparation of hand rub formulations. without analysis,t his source was considered problematic by many.s olving the analytical problem is where organic chemists in academia were able to contribute. theb auad ecree mentions ap urity of 99 %( w/w)o r 99.22 %( v/v)f or isopropanol to be in accordance with eu law.t he who guideline states that analysis should be made when an analysis certificate is not available to verify the alcohol concentration and to adjust the volume used to obtain the final recommended concentration. what local pharmacists use for quality control and what the who guideline mentions is an alcoholmeter that measures the density of the liquid, but does not provide information on its chemical composition. gas chromatography is mentioned in the who guideline for higher level quality control,b ut this option is largely unavailable to pharmacists in the field. we and others then analyzed technical grade isopropanol and ethanol by 1 hn mr spectroscopy.a1% solution of either alcohol in cdcl 3 gave well-resolved spectra with excellent signal-to-noise ratio,s howing minimal levels of impurities.for isopropanol, acetone was detected as the most prominent trace impurity by spiking with authentic material. due to its low toxicity and its traditional use in nail polish remover,t his impurity was considered unproblematic for hand rubs,a nd the purity of our technical grade isopropanol was declared sufficient for producing hand sanitizer locally together with ac ollaborating pharmacist. as ac onsequence, substantial supplies of the alcohol could be freed up for local production quickly.a so fm id april, over 2m etric tons of who formulation 2have been delivered to physicians in the state of baden-württemberg. another area where chemists may contribute is the development of antiviral drugs.s mall molecule drugs have been game changers in the fight against other viruses.among them are azt (zdv, zidovudin, retrovir), [17] an ucleoside reverse transcriptase inhibitor and the first compound approved to treat aids.a nother break-through antiviral drug is sofosbuvir (1,trade name sovaldi)shown in figure 1 , [18] an inhibitor of the rna-dependent rnap olymerase of hepatitis cvirus (hcv) that is able to cure patients of the vicious disease caused by this virus.l ike sars-cov-2, hcv is an enveloped, single-stranded, positive-sense rnavirus. while sars-cov-2 is commonly described as a" novel" virus,genetically,itisclosely related to the sars coronavirus (sars-cov or sars-cov-1). [1] ther na-dependent rna polymerase (rdrp) is 96 %h omologous for the two viruses. this polymerase is ap rime target for antiviral therapy,a s human cells do not contain such an enzyme that copies rna sequences into rna. tw oo ther drug targets are the main proteinase (3cl pro )a nd the spike protein of the viral envelope,w ith am uch lower level of sequence identity.a review of this and the avenues it offers for drug intervention can be found in arecent paper by liu and colleagues. [19] in this context, it is worth mentioning that opportunities for therapy were identified for sars-cov-1 more than 15 years ago. [20] [21] [22] another betacoronavirus that is related to sars-cov-2 is the virus causing mers.again, this virus has been studied in detail, and options for therapeutic intervention have been identified. [23, 24] successful rnap olymerase inhibitors,s uch as sofosbuvir, [18] work by incorporating modified nucleosides into the viral genome that halt viral replication. this approach has been very successful in the treatment of hepatitis c, which can be cured within ashort treatment period. thedrug sofosbuvir is ap hosphoramidate prodrug or protide,atype of compound pioneered by chris mcguigan. [25] it is metabolized in the liver in several steps into its active triphosphate form, which is recognized and incorporated as an analog of uridine-5'-triphosphate by the hepatitis-c virus polymerase.o ne of the frontrunner drug candidates for the treatment of covid-19, remdesivir (2), is as imilar prodrug construct. it is a cnucleoside mimic of adenosine monophosphate [26] in protide phenyl phosphoramidate form. remdesivir was developed by gilead sciences to combat ebola and related filoviruses,b ut did not have sufficient activity against these targets.in2017, it was shown in vitro and in animals that it can inhibit mers-cov and sars-cov-1 replication. [27] in the replication processes,remdesivir, in its triphosphate form, competes with its natural counterpart, adenosine-triphosphate (atp), inducing rnac hain termination. based on the high sequence similarity between sars-cov-1 and the causal agent of the covid-19 pandemic, homology modeling was used to predict the 3d structures of the rdrp and other important viral proteins of the latter.out of the more than 20 viral proteins encoded in the sars-cov-2 genome,p roteases 3cl pro ,m entioned above, and pl pro represent potential targets for antiviral drugs.t he 3-chymotrypsin-like protease (3cl pro )ofsars-cov-2 differs in only 12 out its 306 amino acid residues from its ortholog in sars-cov-1. its structure was quickly predicted in silico and this was used for the virtual docking of ac ollection of 7173 commercial drugs in the search for candidates for drug repurposing. [28] among the top-scoring candidates,f or which the highest binding affinities were predicted, were the two antivirals velpatasvir and ledipasvir. both compounds are fda-approved inhibitors of the ns5a protein of the hepatitis cv irus,b ut so far, the predicted action against the sars-cov-2 3cl pro has not been confirmed experimentally.a similar approach on the same enzyme was employed by another team, and led to different candidate structures, [29] while ateam from china and saudi arabia chose to identify phytochemicals as potential inhibitors in similar fashion using in silico methods. [30] while modeling is fast, it does not produce an ew drug, and experimental work is needed to validate those predictions.arecent crystal structure of 3cl pro ,a lso referred to as m pro ,c omplexed with an aketoamide inhibitor shows how quickly encouraging results can be obtained experimentally. [31] ac rystal structure of the rdrp of sars-cov-2 has also been published in the last few days. [32] one of the most detailed theoretical studies thus far used homology modeling on 19 different sars-cov-proteins and on the human ace2 receptor protein, the putative molecular entry vehicle for the virus into human cells,f or virtual drug screening. [33] fore ach viral protein and for the ace2 receptor,s everal drugs or natural products were identified as potential binders.n otably,r emdesivir was also found to bind to the rdrp enzyme of sars-cov-2 in silico.e xperimentally,activity against sars-cov-2 was also demonstrated in vitro. [34] in the same experimental study,a ntiviral activity was found for the antimalarial drug chloroquine, which is unlikely to act on either rdrp or proteases. chloroquine and hydroxychloroquine [35] act on several targets and can have severe side effects.t heir anti-inflammatory effect may reduce the level of pro-inflammatory cytokine il-6, mobilized by the immune system of covid-19 patients in order to kill infected cells before too many copies of the virus are made.s ometimes this defense mechanism overreacts, resulting in al ife-threatening condition. [36] both remdesivir and chloroquine,are currently among the compounds undergoing clinical trials with covid-19 patients. thes ynthesis of compounds like remdesivir is far from trivial, though, not least because the amino acid ester and aryloxy group make the phosphorus of the phosphoramidate astereogenic center.synthesizing chiral phosphoramidates of this level of complexity is as ynthetic challenge, [37] and so is the synthesis of other drug candidates for treating the virus that will be identified by homology modeling and targetbased virtual ligand screening or conventional medicinal chemistry approaches.developing efficient syntheses for such compounds and making them available to laboratories that test them is as econd opportunity for chemists who wish to contribute to fighting sars-cov-2. there is at hird opportunity for chemists in the current crisis:r eaching out to others through our scientific societies. when av irus spreads and employees stay home,r unning an efficient operation becomes difficult. as soon as an employee gets infected and obtains apositive test result, entire divisions may be shut down to prevent the spreading of the virus. colleagues in quarantine must be provided with food and other supplies,a nd homeschooling ties up significant resourangewandte chemie viewpoint ces.a saconsequence,m any members of our societies are experiencing unprecedented levels of stress or are too overwhelmed by emails and calls to remain fully operational. this problem affects the supply chain from drivers to executives, but it is not limited to logistics and production. it also affects authorities.t he apparent suicide of dr. thomas schäfer,the minister of finance of the german state of hesse,i satragic example of what can happen to those put under ever increasing pressure in the current pandemic.t rying to spread useful information through governmental channels can thus add to the stress level of administrators. we feel that the network our scientific societies,s uch as the german chemical society (gdch), offer can and should be used to reach out to each other.social media can be very useful, but are also the source of unfiltered anger and accusations.emails to aselect group of colleagues,such as the members of the liebig-vereinigung, the organic division of the gdch, well maintained and checked by the officers of the society,can be away to disseminate information that does not suffer from said disadvantages.a nother option is posting useful information on the newly installed corona webpage of the gdch. [38] chemists have contributed very significantly already,n ot least by synthesizing the necessary amounts of primers and dntp'sfor test kits,but there are countless challenges that lie ahead. broader testing for viral infections, [39] as well as serological testing to confirm immunity,atask that proved difficult, even for the relatively confined mers outbreak, [40, 41] is just one of them. improving the social acceptance of face masks in some western countries, [42] and producing such masks in sufficient quantities,i sanother. whether it is instructions for producing buffers required for test kits,o rs imple face masks for protection against infectious droplets,u seful information can be shared. the same is true for funding opportunities or legal issues that affect society members.chemists are resourceful people,and scientific societies are exceptionally experienced in sorting through information submitted to their journals.h ere lies athird opportunity for chemists to contribute. when we almost ran out of isopropanol for our hand sanitizer solutions,anon-public email call led to acompany in the area offering larger quantities of the solvent. the company was willing to offer it well below its current inflated market price,and our university was willing to support us with logistics and the free use of facilities.atthe end of abusy day, one of the clinical pharmacologists who helped with the local production of who formulation 2l ooked at our less than attractive facility and said:"there is still an important role for good old chemistry in our society." progress in molecular and environmental bioengineering renewable fuels association proc.natl. acad. sci -x. manuscript received:m arch 31 key: cord-328705-024y5k72 authors: rahman, md. mahbubur; saha, titon; islam, kazi jahidul; suman, rasel hosen; biswas, sourav; rahat, emon uddin; hossen, md. rubel; islam, rajib; hossain, md nayeem; mamun, abdulla al; khan, maksud; ali, md ackas; halim, mohammad a. title: virtual screening, molecular dynamics and structure–activity relationship studies to identify potent approved drugs for covid-19 treatment date: 2020-07-21 journal: journal of biomolecular structure & dynamics doi: 10.1080/07391102.2020.1794974 sha: doc_id: 328705 cord_uid: 024y5k72 computer-aided drug screening by molecular docking, molecular dynamics (md) and structural–activity relationship (sar) can offer an efficient approach to identify promising drug repurposing candidates for covid-19 treatment. in this study, computational screening is performed by molecular docking of 1615 food and drug administration (fda) approved drugs against the main protease (mpro) of sars-cov-2. several promising approved drugs, including simeprevir, ergotamine, bromocriptine and tadalafil, stand out as the best candidates based on their binding energy, fitting score and noncovalent interactions at the binding sites of the receptor. all selected drugs interact with the key active site residues, including his41 and cys145. various noncovalent interactions including hydrogen bonding, hydrophobic interactions, pi–sulfur and pi–pi interactions appear to be dominant in drug–mpro complexes. md simulations are applied for the most promising drugs. structural stability and compactness are observed for the drug–mpro complexes. the protein shows low flexibility in both apo and holo form during md simulations. the mm/pbsa binding free energies are also measured for the selected drugs. for pattern recognition, structural similarity and binding energy prediction, multiple linear regression (mlr) models are used for the quantitative structural–activity relationship. the binding energy predicted by mlr model shows an 82% accuracy with the binding energy determined by molecular docking. our details results can facilitate rational drug design targeting the sars-cov-2 main protease. communicated by ramaswamy h. sarma a novel coronavirus was identified in wuhan, china in december 2019 spreading an infectious pneumonia-like disease . the international committee on taxonomy of viruses (ictv) named the novel coronavirus (2019-ncov) as sars-cov-2 (gorbalenya et al., 2020) . the world health organization (who) officially named the disease caused by sars-cov-2 as coronavirus disease (covid-19) on 11 february 2020. on the basis of 'alarming levels of spread and severity, and by the alarming levels of inaction', on 11 march 2020, the director-general of who characterized the covid-19 situation as a pandemic (bedford et al., 2020) . to date, the total numbers of reported cases have reached over 5 million and the number of death is more than 300 thousand (worldometer, 2020) . earlier, epidemics of severe acute respiratory syndrome coronavirus (sars-cov) in guangdong, china in 2003 and middle east respiratory syndrome coronavirus (mers-cov) in 2012 have shown a high fatality rate (hilgenfeld & peiris, 2013; ton et al., 2020) . sars-cov-2 was found to be an enveloped positive-sense, single-strained rna virus belonging to the genus betacoronavirus (beta-cov) (chan et al., 2020; lu et al., 2020) . phylogenetic analysis showed that sars-cov-2 is closely related to (with 88% identity) two bat-derived severe acute respiratory syndrome (sars)-like coronaviruses, bat-sl-covzc45 and bat-sl-covzxc21, collected in 2018 in zhoushan, eastern china, but are more distant from sars-cov (about 79%) and mers-cov (about 50%) (lu et al., 2020) . covs have the largest known rna virus genomes, ranging from 27 to 34 kb (sexton et al., 2016) . inside the host cell, coronavirus genomes are translated into two groups of proteins; structural proteins, such as spike (s), envelope (e), matrix (m) and nucleocapsid (n) and nonstructural proteins, such as 3c-like protease (3cl-pro, nsp5), rna dependent rna polymerase (rdrp, nsp12) (elfiky, 2020) . coronavirus genome replication and transcription takes place at cytoplasmic membranes and involves a coordinated process of both continuous and discontinuous rna synthesis that is mediated by the viral replicate (sola et al., 2015) . the main protease (mpro) of sars-cov-2 plays an important role in cutting down polyproteins into functional pieces (chen et al., 2020; shaghaghi, 2020) . thus, the main protease plays a vital role in viral replication. the main protease (also known as 3c-like protease) can be an attractive drug target to inhibit coronavirus. inhibiting the activity of the main protease could block the replication of the virus inside infected cells. the crystallized structure of the main protease (mpro) or chymotrypsin-like protease (3cl-pro) of sars-cov-2 was identified and repositioned at the rcsb protein data bank (pdb) (jin et al., 2020) . the crystallized structure (pdb id: 6lu7) contains two chains, a and b, which form a homodimer. chain a was used for macromolecule preparation. the protein chain is composed of 306 residues. his41 and cys145 form an uncharged catalytic dyad (paasche et al., 2014) . the active site of the protease is activated by a protonation reaction in the catalytic site (paasche et al., 2014) . inhibiting the activity of the catalytic dyad will ultimately help to inhibit the activity of the main protease. currently, no effective drugs targeting sars-cov-2 are available. drug repurposing, a strategy to identify new uses of approved drugs, could shorten the time and reduce the cost for identifying effective drugs against covid-19 . we have selected 1615 fda approved drugs from the zinc database (irwin & shoichet, 2005) . the focus of this study is to identify the binding affinities and molecular interactions of these drugs against the main protease using computational and statistical tools. molecular docking, molecular dynamics (md), principal components analysis (pca) and quantitative structure-activity relationships (qsar) were executed to evaluate the performance of the drugs. the structures of 1615 fda approved drugs are obtained from the zinc database. the database was then checked for redundant molecules. the three-dimensional crystal structure of sars-cov-2 main protease (mpro,3cl pro ) was collected from the rcsb protein data bank (pdb) database (pdb-id:6lu7, resolution ¼ 2.16 å, method: x-ray diffraction, organism: bat-sars like coronavirus) . the crystal structure of mpro was prepared according to previously published methods for molecular docking . potential active site residues were specified by their vicinity to the ligand, n3 (sekhar, 2020) . pyrx virtual screening tools incorporated with autodock vina was used for virtual screening (dallakyan & olson, 2015) . structural optimization of the drugs was carried out with universal force field (uff) using the steepest descent optimization algorithm, a total of 2000 minimization steps (ahmed et al., 2020) . these drugs were converted to autodock ligand (pdbqt format) for docking. the grid center points were set to x ¼ à11.5693, y ¼ 14.9663, z ¼ 67.9041 and box dimensions (angstrom) x ¼ 34.6857, y ¼ 45.2264, z ¼ 42.8980. grid box center points and dimensions were set to target the substrate binding-binding pocket of the protein (chen et al., 2006) . the binding affinities of the drugs were measured in kcal/mol unit and sorted according to the higher negative values, which imply the best binding affinities (de sousa et al., 2020) . based on calculated binding affinities, the 31 top-ranked potential drugs were chosen for further analysis. the top-ranked drugs were then optimized by gaussian 09 software using semi-empirical pm6 method (frisch, 2009 ). these optimized drug structures are then docked again using autodock vina software and gold (jones et al., 1997) docking programs. the molecular interactions of the drugs as predicted by docking simulation were analyzed in biovia discovery studio visualizer (studio, 2015) . the md simulations for the main protease were conducted (6lu7) in apo-form (protein without ligand) and in holo-form (protein-drug complex) to assess any probable conformational changes to and interactions with their structures over the 100 nanoseconds (ns). amber14 force field (dickson et al., 2014) was used on yasara dynamics (krieger et al., 2013) for the simulation. water molecules were added and the system was neutralized by the addition of nacl salt of 0.9% concentration at a temperature of 310 k (krieger et al., 2006) . the particle-mesh ewald method was used for calculating long-range electrostatic interactions. a periodic boundary condition was utilized to carry out the simulation. in all cases, the cell size was larger than the protein by 20 å. the temperature of the simulation was controlled by the berendsen thermostat. the initial energy minimization process of each simulation was performed by the simulated annealing method, using the steepest gradient approach (5000 cycles). normal simulation speed (1.25 fs time step) was maintained during all the simulations (krieger & vriend, 2015) . a snapshot was saved in every 100 ps during simulations. after completion of 100 ns md simulation for all systems, the results were analyzed in yasara. during the analysis of the simulations, time, energy, bond distances, bond angles, dihedral angles, solvent-accessible surface area (sasa), molecular surface area (molsa), coulombic and van der waals interactions, root mean square fluctuation (rmsf) and root mean square deviation (rmsd) values for backbone, alpha carbon and heavy atoms were recorded. for more accuracy, the 100 ns md simulation was conducted twice for every complex and the average result was used for analysis. for binding free energy calculations, molecular mechanics/ poisson-boltzmann surface area (mm/pbsa) method was used in yasara dynamics software (baker et al., 2001; chirag et al., 2020; massova & kollman, 2000) . the amber14 force field was used during the binding free energy calculation. the default macro file was modified for the calculation. the following equation was used for the binding free energy calculation: here, dg mm is the molecular mechanics interaction (sum of electrostatic and van der waals interaction), dg pb and dg sa correspond to polar and nonpolar solvation energyies, respectively. tds is the entropic contribution. due to the high computational time, the entropy contribution was not considered. the final 50 ns data of md simulation was used for binding free energy calculations. principal component analysis (pca) is applied to identify similarities and dissimilarities among the collected energy profiles of md trajectory data (martens & naes, 1998) . the important components of a pca model are highlighted in the following equation: expresses a product of two new matrices, i.e. t k , p k , t k is the matrix of scores that shows how samples relate to each other, p k is the matrix of loadings, which carries information about how the variables relate to each other, k represents the number of factors involved in the model and e is the matrix of residuals. the selected four drug-main protease complexes may have dissimilarities with the apo-mpro during md simulation regarding the energy profile. these dissimilarities can be identified using the pca algorithm (islam et al., 2019 . all calculations were carried out on r platform employing inhouse developed codes and plots were produced using the package ggplot2 (kassambara, 2016) . data were preprocessed employing autoscale function before applying the pca algorithm (martens & naes, 1998) . the last 40 ns data of the md trajectory was utilized for pca. structure-activity relationship (sar) is a method for establishing computational or mathematical models that aim to detect a statistically significant correlation between structure and function employing chemometric technique (verma et al., 2010) . 31 initially selected drugs are explored in this study. topological polar surface area (tpsa, å 2 ), molecular weight (mw, gmol à1 ), xlogp3-aa, hydrogen bond donor (hbd), hydrogen bond acceptor (hba), number of the rotatable bonds (rotb), number of h, c, o, cl, f atoms, single bonds (sb) count, number of double bonds (db) and number of benzene rings of the drug candidates were studied as variables. along with calculated binding energies, these variables were applied to correlate with the sar by multiple linear regression (mlr) ( the structure of 1615 fda approved drugs is considered for virtual screening using autodock vina. considering à5.1 kcal/ mol as a cutoff value, the binding affinities of the drugs are distributed between à5.1 to à6.0, à6.1 to à7.0, à7.1 to à8.0, à8.1 to à9.0 and à9.1 to à10.4 kcal/mol (figure 1 ). most drugs are found to have binding affinities between à6.1 to à7.0 kcal/mol. the top 31 candidates are selected for further analysis according to their binding affinities. the binding affinity of two already reported drugs remdesivir and lopinavir were observed à7.5 and à7.4 kcal/mol, respectively. after optimizing by pm6 level of theory, the selected drugs are screened again in autodock vina. gold suit was also employed to understand the binding fitness using the chemplp fitness score. here, a higher fitness score suggests better docking interaction between protein and ligand. along with 5 previously suggested fda approved drugs (contini, 2020) , the binding affinities and gold fitting scores of 31 drugs are summarized in table 1 . according to best binding affinities, simeprevir, ergotamine, bromocriptine and tadalafil are selected for further analysis (figure 2 ). remdesivir and lopinavir are also considered as control drugs for md simulations. noncovalent interactions of the selected drugs which are detected by autodock vina reveals that all of them interact with either both catalytic residues (his41 and cys145) or at least one of them, as shown in figure 3 . simeprevir, ergotamine, bromocriptine and tadalafil form a number of hydrogen bonds and hydrophobic interactions with the protein (noncovalent interactions detected by gold are reported in (table s2 , supporting information). among them, most of the interactions with the active site residues are categorized as hydrophobic (table 2) . both simeprevir and ergotamine form a hydrogen bond with at least one of the catalytic residues. simeprevir is observed to show three hydrophobic interactions with pro168, two with leu50 and one with each of the thr190 and ala191. ergotamine exhibits one pi-alkyl and one pi-pi t-shaped hydrophobic interaction with met165 and his41, respectively. among all the protein-drug complexes, bromocriptine demonstrates the most noncovalent interactions with the main protease. it shows two hydrophobic interactions with his41, two with leu27, three with met165 and one with each of the met49, cys145 and gln189 residues. tadalafil exhibits hydrophobic interactions with both catalytic residues. both ergotamine and tadalafil show one pi-sulfur interaction with met165 and met49 residues, respectively. md simulation for all complexes of the main protease (6lu7) with the top four selected drugs and apo-form is performed for 100 ns. rmsd of alpha carbon atoms, rmsf of all amino acid residues, solvent accessible surface area, radius of gyration and the number of hydrogen bonds of all the drug-protein complexes and apo-mpro are investigated. the rmsd of simeprevir-mpro and ergotamine-mpro are stabilized after 20 ns of simulation, with an average value of 1.81 ± 0.30 å and 1.90 ± 0.32 å, respectively (table 3 ). figure 4a reveals that bromocriptine-mpro follows a similar trend in md trajectory like apo-mpro. tadalafil-mpro complex shows fluctuation until 30 ns, while it reaches a peak of 3.01 å at 26.8 ns. it exhibits structural stability after 30 ns of md simulation. these drug-mpro complexes exhibit better stability in the rmsd trajectory than the control drugs. unstable nature is observed for the rmsd of remdesivir-mpro after 70 ns of md simulation, while the lopinavir-mpro complex followed the similar trend like the bromocriptine-mpro complex. figure 4b displays root-mean-square fluctuation as a function of the residue number of the apo-mpro and drug-mpro complexes. this is explored to understand how the binding of drug molecules changes the behavior of the amino acid residues of the protein. a low rmsf is observed for the apo-mpro which suggests low flexibility of protein even without a ligand. it also shows flexibility at ser46 to asn53, tyr154, val303, thr304, phe305 and gln306. the residues arg188 to asp197 show high flexibility in tadalafil-mpro complex. rmsf of simeprevir-mpro, ergotamine-mpro, bromocriptine-mpro, remdesivir-mpro and lopinavir-mpro complexes are almost similar in most areas. the radius of gyration (r g ) is the root mean square distance of various atoms of a protein from the axis of rotation, and it illustrates structural compactness. a greater change in r g value may occur due to the folding or conformational changes of protein structure, while a lower degree of fluctuation over the simulation period indicates rigidity and higher compactness of a structure. according to the observed r g value, the apo-mpro and simeprevir-mpro complex showed almost similar structural compactness over the phase of the 100 ns simulation. the apo-mpro complex experienced a fluctuation in r g value during 80-90 ns. ergotamine showed structural compactness all over the simulation time with an average of 22.32 ± 0.11 å. bromocriptine-mpro followed a similar trend like the remdesivir-mpro complex after 45 ns. a loose packing is observed for tadalafil-mpro during 60 ns to 90 ns. except for this time frame, tadalafil-mpro and lopinavir-mpro followed a similar trend in md trajectory. based on the overall r g , the average values are 22.35 ± 0.14 å, 22.39 ± 0.14 å, 22.20 ± 0.13 å, 22.57 ± 0.24 å, 22.22 ± 0.12 å and 22.42 ± 0.11 å for apo-mpro, simeprevir-mpro, bromocriptine-mpro, tadalafil-mpro, remdesivir-mpro and lopinavir-mpro complexes, respectively. to anticipate the solvent accessibility of all complexes, the solvent-accessible surface area (sasa) of apo-mpro and complexes are calculated (figure 4(c) ). binding of a drug to the protein may impact its structural properties, thus, sasa may also change. a higher sasa value suggests the expansion of protein structure. a low fluctuation of sasa value is expected during the simulation. all the examined complexes exhibit a similar trend until 40 ns of md trajectory. simeprevir-mpro and ergotamine-mpro showed lower sasa value than the control drug-mpro complexes. the overall average sasa value suggests lopinavir could induce protein expansion, and thus, increase the solvent accessible surface of the protein (table 3) . since intermolecular hydrogen bonds between protein-drug complexes have a significant contribution to the conformational stability of the complex, the total number of hydrogen bonds is calculated (figure 4(e) ). the average number of hydrogen bonds observed in apo-mpro is 510.2 ± 11.80. the bromocriptine-mpro complex has the most hydrogen bonds over the 100 ns simulation time (table 3) . binding free energy calculations for each complex were conducted by employing the mm/pbsa method. the simeprevir-mpro shows the highest average binding free energy of à77.44 ± 2.43 kcal/mol. all our selected drug-mpro complexes demonstrate better binding free energy than the remdesivir-mpro complex (figure 4(f) ). the binding free energy of the remdesivir-mpro complex persisted as positive most of the time, which indicates loose binding between the drug and the protein. the binding free energy of ergotamine-mpro, bromocriptine-mpro, tadalafil-mpro and lopinavir-mpro complexes remained negative most of the time, which also indicates good binding ( figure s2 , supporting information). the average binding free energy was observed à26.33 ± 0.39, à33.69 ± 0.11, à14.46 ± 0.63, à0.31 ± 0.06 and à27.89 ± 0.35 kcal/mol for ergotamine, bromocriptine, tadalafil, remdesivir and lopinavir, respectively. the snapshots of mpro-drug complexes are visualized at different time intervals to explore the drugs pose during md simulation. all our selected drugs stayed at the binding pocket of the protein over the phase of 100 ns md simulation ( figure 5) . additionally, all drugs interact with at least one of the catalytic residues during most of the time of md simulation (table s4 , supporting information). pca is applied to observe the structural properties and energy profiles of apo-mpro and the selected four drug-mpro complexes. a single pca model consisting of five training sets (mpro and four drug-mpro complexes) was constructed for analysis. the first two pcs explained 91.74% of the total variance, where pc1 contributed 75.07% and pc2 contributed 16.67% of the variance. it is observed from the scores plot (figure 6(a) ) that the apo-mpro (violet) and simeprevir-mpro complex (cyan) overlap with each other, thus, indicating similarity in energy and structural profile. moreover, ergotamine-mpro (green) and tadalafil-mpro (orange-red) shifted slightly toward the right in the pc1 (figure 6 (b)) revealed that the variables are separated in the pc1 direction, which explains different cluster formation in the pc1 direction. therefore, it is evident from the pca scoring plot that simeprevir has the best binding stability with mpro, while ergotamine and tadalafil also demonstrate almost similar behavior in md simulation. sar has been used for decades by researchers as a cheaper way to develop relationships between physiochemical properties of chemicals and their bioactivities (santos-filho et al., 2009; verma et al., 2010) . it is a widely used tool in bioinformatics, drug discovery for clinical research, pharmaceutical industry, petrochemical and agrochemical sectors for modeling and predictive pattern analysis (alam & khan, 2017; fakayode et al., 2014; funar-timofei et al., 2017) . for further analysis, mlr has been employed. for instance, tpsa (å 2 ), molecular weight, xlogp3, h-bond donor count, h-bond acceptor count of the drugs are the most significant variables on qsar contributors to the mlr model (table s3 , supporting information). the drugs with similar functional groups are found to stay side by side on the score plot (figure 7) . for example, drugs (d2, d3 and d5) containing indole ring, amide group and alcohol group are clustered together on the fourth quadrant of the score plot. on the other hand, drugs (d23, d7, d16, d13, d22 and d24) with diazole ring attached to the benzene ring are clustered on the second and third quadrants. the grouping on the score plot was highly significant. the mlr model is generated and employed to predict the binding energy obtained from molecular docking. additionally, a test set is utilized for the validation of drug candidates. the observed results of validation reveal similarity in the binding energies (table 4 ). the ability of the mlr model to accurately anticipate the binding energy of the validated drugs is evaluated by the root-mean-square-relative percent-error (rms%re). the result obtained from mlr is 82% accurate while comparing to the binding energy. yet, findings from this analysis can help researchers predict the drug performances against the main protease considering the binding energy, chemical behavior and pharmacological efficacy of upcoming drug candidates. in this study, several computational and statistical tools such as molecular docking, md simulation, sar and pca are used to detect the best existing drugs against the main protease of sars-cov-2. among the 1615 studied drugs, simeprevir, ergotamine, bromocriptine and tadalafil are found to have the highest binding affinity. as these drugs are already certified for human use, they do not require long-term clinical trials. these drugs show a significant number of noncovalent interactions including hydrogen bond, hydrophobic interaction and electrostatic interaction with the binding site residues of mpro. all the selected drugs interact either with both (his41 and cys145) or at least one of the catalytic residues. furthermore, md simulations exhibit that simeprevir, ergotamine and bromocriptine drugs with mpro protein preserve the structural stability over the simulation period. additionally, the mm/pbsa free energy profiles of these drugs suggest strong binding with the receptor. sar pattern recognition reveals that drugs containing an indole ring, amide group and alcohol group are clustered together in the fourth quadrant and drugs containing an azole ring attached to benzene ring are assembled together in the second and third quadrant of the scoring plot. the predicted binding affinity values from mlr shows 82% accuracy compared to values obtained from molecular docking. it can be concluded that the selected drugs are promising and can be used to design effective drugs against the sars-cov-2. no potential conflict of interest was reported by the authors. xlstat-software, 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cys-his dyad of the sars-cov main protease the receptor-dependent qsar paradigm: an overview of the current state of the art virtual screening based prediction of potential drugs for covid-19 homology-based identification of a mutation in the coronavirus rna-dependent rna polymerase that confers resistance to multiple mutagens molecular docking study of novel covid-19 protease with low risk terpenoides compounds of plants continuous and discontinuous rna synthesis in coronaviruses dassault systemes biovia, discovery studio modelling environment rapid identification of potential inhibitors of sars-cov-2 main protease by deep docking of 1.3 billion compounds 3d-qsar in drug design-a review coronavirus cases crystal structure of sars-cov-2 main protease provides a basis for design of improved a-ketoamide inhibitors network-based drug repurposing for novel coronavirus 2019-ncov/ sars-cov-2 we are grateful to our donors (http://grc-bd.org/donate/) who supported the building of the computational platform in bangladesh. the authors acknowledge the world academy of science (twas) for purchasing the high-performance computer for the md simulations. key: cord-325315-m3do6t1j authors: rossi, carlo maria; beretta, flavio niccolò; traverso, grazia; mancarella, sandro; zenoni, davide title: a case report of toxic epidermal necrolysis (ten) in a patient with covid-19 treated with hydroxychloroquine: are these two partners in crime? date: 2020-10-06 journal: clin mol allergy doi: 10.1186/s12948-020-00133-6 sha: doc_id: 325315 cord_uid: m3do6t1j background: stevens-johnson syndrome/toxic epidermal necrolysis (sjs/ten) is the most serious cutaneous adverse reaction (scar) often with a fatal outcome. coronavirus disease (covid-19) is caused by severe acute respiratory syndrome–coronavirus—2 (sars-cov2) and is an emergent pandemic for which no cure exist at the moment. several drugs have been tried often with scant clinical evidence and safety. case presentation: here we report the case of 78-years-old woman with cardiometabolic syndrome and covid-19. a multidrug regimen including others hydroxychloroquine, antibiotics, dexamethasone and paracetamol, low-molecular-weight-heparin and potassium canrenoate was started. after almost 3 weeks, the patient started to display a violaceous rash initially involving the flexural folds atypical targetoid lesions and showing a very fast extension, blister formation and skin detachments of approximately 70% of the total body surface area and mucous membranes involvement consistent with toxic epidermal necrolysis (ten). the alden algorithm was calculated inserting all drugs given to the patient in the 28 days preceding the onset of the skin manifestations. the highest score retrieved was for hydroxychloroquine. other less suspicious drugs were piperacillin/tazobactam, ceftriaxone and levofloxacin. conclusions: to our knowledge, this is the first case of ten in a patient suffering from covid-19 probably associated with hydroxychloroquine. given the activation of the immune system syndrome induced by the virus and the widespread off-label use of this drug, we suggest a careful monitoring of skin and mucous membranes in all covid-19 positive patients treated with hydroxychloroquine in order to early detect early signs of toxicities. toxic epidermal necrolysis (ten) is a rare serious cutaneous adverse reaction (scar). it displays an acute onset and is characterized by erythematous or violaceous patches, atypical targetoid lesions, bullae, erosions and skin detachment. it differs from stevens-johnson syndrome (sjs) only in the percentage of skin involvement, which in ten is greater than 30% of the body surface [1] . etiopathogenetically, it results from the combination of drug and host genetic factors (such as drug metabolism and t cell clonotypes) resulting in a delayed-type hypersensitivity reaction, where drug or drug-peptide complexes are recognized by t cell receptors [2] . clinical and molecular allergy *correspondence: flavioniccolo.beretta@gmail.com 2 scuola di specializzazione in farmacia ospedaliera, università degli studi di milano, via l. mangiagalli 25, 20133 milan, mi, italy full list of author information is available at the end of the article coronavirus disease (covid-19) is caused by severe acute respiratory syndrome-coronavirus-2 (sars-cov-2) and can be potentially fatal disease [3] . the most common symptoms at onset of covid-19 illness are fever, cough, and fatigue, followed by dyspnea and diarrhea [4] . lymphopenia, elevation of creatinine kinase (ck), lactate dehydrogenase (ldh) are also frequently observed. the lung involvement is frequently that of an interstitial pneumonia, covid-19 later shows an over exuberant inflammatory response with a no correlation between viral load and the worsening of symptoms [5] . at the moment there is no effective cure for covid-19, several drugs often in combination have been used, often with scant clinical evidence or conflicting results, with the aim of targeting the virus replication and/or the inflammatory process, such as anti-retrovirals, macrolides, hydroxychloroquine and monoclonal antibodies targeted on inflammatory cytokines [6] [7] [8] [9] . there is limited data establishing their safety profile during sars-cov-2 infection. here we report the case of 78-year old woman with several comorbidities (hypertension, obesity, unstable angina, type 2 diabetes) admitted to our hospital for respiratory insufficiency with fever requiring non-invasive ventilation and a diagnosis of covid-19 lung infection with bacterial superinfection was formulated given the radiological evidence of a bilateral interstitial pneumonia, the positivity of nasopharyngeal swab for sars-cov-2 and (fig. 1) . lymphopenia (0.55 10 3 /µl [1.00-4.00]), elevation of ck (252 u/l ) and ldh (407 u/l ) were also observed. a multidrug regimen with hydroxychloroquine 200 mg twice a day, sodium enoxaparin and dexamethasone were started. besides, an antibiotic treatment with ceftriaxone for 1 day, followed by piperacillin/tazobactam for 4 days was given. the patient was initially treated in a sub-intensive care unit and after the favorable clinical evolution was transferred to our general medicine division, 18 days after the admission. at the arrival in our unit, the patient started to display a violaceous erythematous rash mainly involving the flexural folds. the patient was still taking hydroxychloroquine, along with levofloxacin (started the day before); other drugs were reported in table 1 . the rash presented in the course of 3 days a rapid extension with the involvement of the whole trunk and buttocks, reaching approximately 70% of the total body surface area, with the appearance of atypical targetoid lesions and the formation of blisters, with subsequent skin detachment (figs. 2, 3 and 4). nikolsky's sign was present. a severe desquamation of the buccal and nasal mucosa was also observed. the patient referred severe skin pain requiring morphine. blood tests did not show eosinophilia or alterations of liver and renal function tests. a clinical diagnosis of toxic epidermal necrolysis (ten) also confirmed by the dermatologist was formulated. methylprednisone 1 mg/kg, as an intravenous bolus regiment was administred along with intravenous immunoglobulin (ivig) 1 mg/kg for 3 days. then oral prednisone 1 mg/kg daily was given and subsequently tapered in 1 month. to identify the culprit drug, the alden algorithm was calculated (table 1) [10] (additional file 1). the highest score retrieved was for hydroxychloroquine, with a possible correlation (+4 score). other less suspicious drugs were piperacillin/tazobactam, ceftriaxone the patient was cared for by the wound care service of the hospital with topical therapy, a marked improvement in the skin conditions was observed progressively over a period of 6 weeks, until the complete resolution (figs. 2 and 3) . paracetamol, pantoprazole, enoxaparin were tolerated after the reaction, ruling out their correlation with the skin reaction. due to the covid-19 epidemic, no skin biopsies were technically feasible for logistical problems. however, the clinical manifestations were highly compelling for sjs/ ten. other differential diagnosis included drug-reaction with eosinophilia and systemic symptoms (dress), which was excluded given the absence of eosinophilia and internal organ involvement, staphylococcal scalded skin syndrome (ssss), which is a pediatric form, and bullous dermatoses that were ruled out in our case given the minor mucous involvement and intense skin inflammation. sjs/ten is the most severe scar being associated with a high mortality rate [1] . it is a delayed reaction occurring after 4-28 days from drug exposure, therefore it is of paramount importance to acquire precise retrospective pharmacological information for a long period of time preceding the onset of skin manifestations. sts/ten has an approximate incidence of 1 or 2 cases/1,000,000 annually. it results from the clonal expansion of cd8 + cytotoxic t lymphocytes (ctls) and natural killer cell (nk),which are major histo-compatibility complex (mhc)-restricted and induce epidermal apoptosis [1, 11, 12] . recently, it has been shown that low molecular weight drugs can directly bind the t cell receptor (tcr) of t cells or the human leukocyte antigen (hla) of antigen-presenting cells [13] [14] [15] [16] . usually implicated drugs are allopurinol, anticonvulsant drugs nonsteroidal anti-inflammatory drugs (nsaids), antibiotics such as cephalosporins, aminopenicillins and rarely macrolides, as shown in the euroscar study, together with the react project and the regis-car project [17] [18] [19] [20] [21] . the alden algorithm represents the gold standard tool in sjs/ten to identify the culprit drug and to discriminate it from the "innocent" drugs which can be safely administered. it gives to each drug taken by patient a score, ranging from −12 to +10, which corresponds to the probability of having caused the reaction, ranging from very unlikely to very probable [10] . besides, from a recent analysis a significant statistic for agreement (kappa 0.571) was found between alden score for related-drugs (alden ≥ 4) and lymphocyte transformation test (ltt) results performed after recovery [22] . according to the alden algorithm results, the most likely implicated drug in our case is hydroxychloroquine. hydroxychloroquine is an 4-aminoquinoline with a low molecular weight (333,9 da) [23] [24] [25] [26] . it has been used for decades to treat rheumatologic conditions (with a dose of 6 mg/kg) with a general good safety, even though in last years cases of skin reactions, also severe, have increasingly been reported [27] . we searched the eudravigilance database and found 30 cases of tens related to the use of hydroxychloroquine [28] . hydroxychloroquine is being profusely used to treat sars-cov-2 infection with an unconventionally high dosage (from 200 mg twice a day to 200 mg three times a day, which is independent of body weight sometimes with a loading dose, due to its high volume of distribution). interestingly, some new severe skin manifestation to hydroxychloroquine have also been reported during the treatment of sars-cov-2 positive patient [29] [30] [31] . in this instance, it is not to be discounted that a rare side effect, such as ten, occurring with a not commonly associated drug, hydroxychloroquine, could have been favored by the particular immune stimulation induced by the virus sars-cov-2 [3] . sjs/ten, and scar more generally, have been classically demonstrated to be associated with viral replication [11, [32] [33] [34] . to our knowledge, this is the first case of ten in a covid-19 positive patient. another salient aspect of the case is the favorable evolution of the patient given that this type of scar is typically associated with a bad prognosis [35] [36] [37] , even more so because the patient displayed all the negative typical prognostic factors also for covid-19 [38] [39] [40] [41] , indeed the calculation of the severity-of-illness score for toxic epidermal necrolysis (scorten) in our patient led to an estimated mortality rate of 58.3% (ci 36,6 -77,59) ( table 2 ) [42, 43] . it is possible that the prompt diagnosis of ten, the suspension of all the suspected drugs (in particularly hydroxychloroquine) and the administration of steroid and ivig, both targeting the inflammatory syndrome initially triggered by the virus, may have had contributed to a better prognosis, [1, 5] . further studies are needed to assess the safety profile of hydroxychloroquine in patients with covid-19. to our knowledge, this is the first case of ten associated with hydroxychloroquine in patient suffering from covid-19. given the widespread off-label use of this drug, the high degree of immune activation induced by the virus and the recent increase of hydroxychloroquine-related scars, we believe that it is necessary to adequately monitor the skin in all covid-19 positive patients treated with hydroxychloroquine in order to early detect early signs of toxicities. more risk factors result in a higher score and a higher mortality rate (%) as follows: toxic epidermal necrolysis and stevens-johnson syndrome cytotoxic proteins and therapeutic targets in severe cutaneous adverse reactions the epidemeology and pathogensis of coronavirus (covid-19) outbreak clinical features of patients infected with 2019 novel coronavirus in wuhan covid-19: combining antiviral and anti-inflammatory treatments sars cov-2: recent reports on antiviral therapies based on lopinavir/ritonavir, darunavir/umifenovir, hydroxychloroquine, remdesivir, favipiravir and other drugs for the treatment of the new coronavirus in vitro antiviral activity and projection of optimized dosing design of hydroxychloroquine for the treatment of severe acute respiratory syndrome coronavirus 2(sars-cov-2) a trial of 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springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations not applicable. 1 authors' contributions cmr and fnb collected data. cmr and fnb wrote the draft paper and analyzed the data. cmr, gt and sm followed clinical course of the patient. dz revised the draft paper. all authors read and approved the final manuscript. the authors declare that they have not received any funding. not applicable. not applicable. informed consent to clinical data collection and publication was obtained from the patient. the authors declare that they have no competing interests. key: cord-354180-6esn3t2b authors: tyndall, mark title: safer opioid distribution in response to the covid-19 pandemic date: 2020-07-27 journal: int j drug policy doi: 10.1016/j.drugpo.2020.102880 sha: doc_id: 354180 cord_uid: 6esn3t2b covid-19 has turned the world upside down in a very short period of time. the impact of covid-19 will disproportionately effect people who are least able to protect themselves and this will include people who use drugs. the arrival of the covid-19 pandemic comes at time when north america is in the midst of a protracted overdose epidemic caused by a toxic illegal drug supply. overdose deaths are likely to rise when people are isolated, social support programs are cut back, and the illicit drug supply is further compromised. safer opioid distribution in response to a toxic street drug supply is a pragmatic and effective way to reduce overdose deaths. covid-19 makes such an approach even more urgent and compelling. covid-19 has turned the world upside down in a very short period of time. without effective treatments or a vaccine, the primary approach to limiting the transmission of covid-19 has been to reduce person-to-person contact. this has resulted in many communities locking downpeople staying at home, businesses shutting down, schools closing, and social gatherings cancelled. modelling suggests that this has been an effective strategy with regards to reducing covid-19 transmission (kent, 2020) , although the unintended social and economic consequences are massive and are still playing out (undp, 2020; van lancker & parolin, 2020) . like other natural disasters the people who suffer the most are those who are least able to protect themselves. covid-19 has shown that pre-existing health and social inequality create huge vulnerabilities in certain communities (abedi et al., 2020; dorn, cooney & sabin, 2020) . this has played out directly with high death rates from covid-19 infection, as well as indirectly through the interventions set up to control the spread. one group who are especially at risk are people who use drugs (pwud). the impact of covid-19 is expected to be severe in communities where illegal drug use is common due to the convergence of multiple factors (volkow, 2020) . the actual environment that many people live in is not conducive to physical distancing. scenes of tented encampments, emergency shelters, and people sleeping on the streets is one of the greatest challenges facing cities across north america. the need to address the homeless crisis has received a lot of media attention during the covid-19 response (fuller t, 2020; picard, 2020) . some see this as an opportunity to deal with two crises at once by opening up unoccupied hotel rooms (osman l, 2020) . the use of drugs among those who are unhoused is high, as chronic alcohol and drug use is tightly intertwined with homelessness (doran et al., 2018) . the emergency use of shelters is also problematic as crowding within a closed indoor space is set-up for covid-19 transmission and is not a substitute for housing (tobolowsky et al., 2020) . even if emergency housing can be found and mitigation strategies to reduce covid-19 transmission are put in place, the need to access an illegal drug supply makes staying in place extremely unlikely (bodkin et al., 2020) . it is not reasonable to expect that people who are dependent on drugs will stay in isolation (jenkins et al, 2020) the drugs that they need are from illegal sources and the ways that people generate money to purchase drugs are generally not home based. even for people on opioid agonist therapy (oat), restrictive rules with regards to prescriptions and daily observed pick-ups makes physical distancing extremely challenging. revising these restrictive regulations around oat in response to covid-19 must be a priority (brico, 2020) the prison system is also ill-equipped to deal with covid-19 and many people who use drugs are in and out of the criminal justice system (akiyama & spaulding & rich, 2020) . this sets up a continuous loop of new infections from those leaving prison who introduce covid-19 into the community and those entering prison, who bring it back into the prison facilities. there have already been serious outbreaks of covid-19 infection in correctional institutions like rikers island jail complex in new york, and this is likely to continue (bryant, 2020) . in addition to a range of prison mitigation strategies, some inmates have been discharged in order to reduce their chances of contracting the infection, but often with little attention to where they will go following discharge (wurcel et al., 2020; bbc, 2020) . while discharge from prison may help to reduce covid-19 transmission, it should be recognized that this can be a hazardous event for people who have been forced to reduce or stop their opioid consumption. a waning tolerance to opioids means that the first exposure to street drugs can be deadly and it is critical that proper discharge planning and supports are in place (bukten et al.,2017) many people who use drugs rely on public services for medical care, harm reduction supplies, street outreach, and food distribution. all of these critical supports have been disrupted by covid-19 with either reduction in services or complete shutdowns (khatri & perrone, 2020) . this includes restrictions to hospital emergency departments where many pwud receive their primary medical care (dunlop et al., 2020) . in fact, the messaging around overdose prevention is entirely opposite to what has been recommended in order to reduce covid-19 exposure. for years we have been warning people about the risk of using drugs alone and now we are asking people to self-isolate and avoid unnecessary contact. unless there are options to reduce the risk of overdosing when using alonesuch as access to a safer drug supplythis will result in more deaths. in efforts to reduce contact, many supportive housing programs have restricted guests, and this again increases the likelihood that people will be using alone (st. denis, 2020) . another often overlooked impact of the covid-19 pandemic is that the entire illegal drug market is disrupted and more unpredictable. a report by the canadian community epidemiology network on drug use highlights a number of converging issues that have made the illegal drug supply so unstable including disruption of the precursor supply chains, shut down of overseas synthesis facilities and disruption of drug shipping routes due to border closures (ccendu, 2020) . this creates further uncertainties in supply and the quality of the drugs being sold on the street deteriorates (smith, 2020) . these factors precipitated by covid-19 will all combine to make the ongoing overdose epidemic even worse (becker & fiellin, 2020) . there is no exact day or month or even year when the overdose epidemic started in north america. drug overdose has always been a risk for people who relied on an unregulated street market for their drugs. however, beginning around 2012 the opioid drug market shifted in many communities. what had a been a mixture of diverted pharmaceutical medications and imported heroin was replaced by fentanyl and other synthetic opioids (scholl, seth, kariisa et al., 2018) . the shift was gradual and uneven at first but by 2017 most street-based opioids in major cities across north america contained fentanyl or similar synthetic opioids (colon-berezin, nolan, blachman-forshay & paone, 2019). between 2016 and 2017 the drug enforcement association reported a 5-fold increase in synthetic fentanyl seizures (zibbell, 2019) . this shift to fentanyl and fentanyl analogues has proven to be deadly. the potency of these drugs is extremely high and there is very little room for error when mixing and producing them. people with long histories of opioid use have taken these very potent drugs and overdosed. in the canadian province of british columbia, where data is readily available, the number of illicit drug toxicity deaths went from 270 in 2012 to 1546 in 2018. of note, in 2019 the number of deaths went down to 979 but monthly rates from 2020 show increasing trends returning. over 80% of the toxicology reports show that fentanyl is responsible for the deaths (b.c. coroner service, 2020). in 2018, the centers for disease control attributed over 33,000 overdose deaths to synthetic opioids (cdc, 2020). the deeply entrenched stigma and indifference shown towards people who overdose is a major political and societal failing (drug policy alliance, 2014). deaths of this scale due to anything else would have demanded a response. the reasoning goes that there is really no justification or mechanism to regulate these drugs because they are illegal. so instead of viewing the overdose epidemic as a protracted mass poisoning event, it is viewed as a collection of self-inflicted harms or unintentional suicides. based on this rationale, people should know that these drugs can be lethal and it is their fault for using them. this victim blaming goes against everything that we know about addiction, trauma, and the structural barriers that perpetuate the epidemic. while the response to the overdose crisis has been entirely inadequate, harm reduction interventions have played an important role in reducing overdose deaths. harm reduction programs act as critical first steps to connecting with health and social services and provide a lifeline to treatment and other supports . in british columbia it was estimated through a modeling exercise, that the combined impact of naloxone, supervised injection sites and new starts on opioid agonist therapy (oat) reduced overdose deaths by over 50% from april 2016 through to december 2017 (irvine et al., 2019) . it is unfortunate that many jurisdictions across north america are still embroiled in debates that should have been settled long ago around the role of harm reduction and the merits of methadone programs, safe needle distribution, and supervised injection sites (nadelmann & lasalle, 2017) . despite the important role that harm reduction programs play, the overdose epidemic has brought to light the limitations of existing interventions. while supervised injection sites and communitycentred naloxone programs can save lives through intervening in overdoses once they occur, these interventions are not able to reduce the chances of overdosing in the first place nor do they reduce the harms, violence and interaction with policing that is associated with acquiring the drugs (cooper, 2015) . the idea that people who are dependent on illegal drugs should be given access to a safer, regulated supply is both controversial and long overdue (tyndall, 2018) . it has become obvious to those who are most impacted by the overdose crisis that nothing short of providing access to safer opioid drugs will reduce overdoses (fischer & pang & tyndall, 2019) . in fact, we have always known that people who acquire drugs through an illegal street market put themselves at great risk. from the international drug cartels to the street-based dealer, the motive to sell these drugs is profit driven and the well-being of the customers along with the quality and content of the drugs are secondary. this drive for profit has led to a tragic but predictable place where prohibition has filled the streets with fentanylcheap, concentrated, and highly addictive (beletsky & davis, 2020) . fentanyl is the predictable outcome of opioid prohibition and the main victims are the people who are dying of overdoses. from a purely pragmatic perspective it only makes sense to offer people a regulated and safer drug source. if drugs were regulated and accessible, then much of the violence and harms associated with drug acquisition through criminal sources would be eliminated. people would not be forced into desperate situations. from the person who collects discarded bottles, to those involved in low level drug dealing, to those involved in sex work, providing a regulated supply of drugs would reduce these activities and their risk. it would also greatly reduce the cost to the health care system and to the criminal justice system who are responsible for enforcing drug laws. on a global scale, the united nations office on drugs and crime (unodc) estimates that the cost of enforcing current drug laws is in excess of $100 billion per year (unodc, 2012). even more incredible than the cost to society is just how ineffective enforcement is in relation to reducing the trafficking and uptake of illegal drugs. even re-distributing 10 percent of the resources from law enforcement to health and harm reduction, as called for by harm reduction international, could have a dramatic impact on the health and safety of pwud (hri, 2020). a safer opioid supply is an especially difficult concept to promote when drugs are illegal and so much media attention has been given to the role of prescription opioids in the current overdose epidemic (griesler et al., 2019) . there are in fact a long list of barriers that will make providing a safe drug supply difficult. while it is clear that the majority of overdoses are now due to fentanyl and other synthetic opioids, there is still a reluctance to prescribe pharmaceutical opioids because of the potential for overdose. there are also concerns around diversion of the prescribed medications as this could contribute to more people becoming dependent. like many harm reduction programs, opposition will come from those who feel that all our efforts and resources should be put towards addiction treatment rather than harm reduction. there is also the cost of medications themselves and some will feel that it is not the responsibility of the taxpayer to pay for a safer opioid supply. finally, the regulations around controlled drugs and substances are complex and any regulatory changes must pass through a large number of organizations and bureaucratic bodies including multiple levels of government, colleges of physicians, colleges of pharmacists, and law enforcement associations. navigating through this bureaucracy can be a slow and arduous process. prior to covid-19, the call to provide a safer opioid supply was gaining momentum. the theme of the canadian national day of action on the overdose crisis on april 16, 2019 was "safe supply" (capud, 2019). in a document produced by the canadian association of people who use drugs (capud) the concept of a safe supply is described including what a safe supply means, how it can be dispensed, and models of successful programs. it also makes clear that a safe supply does not include methadone, buprenorphine/suboxone and slow release morphine as they are not intended to provide the mind/body altering properties that people are looking for. the question remained however around how to do this. how to provide a regulated supply of pharmaceutical-grade opioids that is accessible, scalable and will attract people who are most at risk of overdose ? the most recognized and researched form of a safe opioid supply is heroin assisted treatment (hat) designed for chronic heroin dependent individuals. this is an evidenced-based response to people who have tried and failed other forms of addiction treatment (ferri, davoli & perucci, 2011) . one of the larger clinical trials was conducted in vancouver and montreal and found that compared to standard methadone maintenance treatment, the provision of heroin was associated with better retention in care, reduced illicit drug use and less illegal activities (oviedo-joekes, et al., 2009) . a subsequent study in vancouver found that injectable hydromorphone produced similar positive outcomes when compared directly to heroin maintenance (oviedo-joekes, et al., 2016) . these clinical trials have resulted in the formation of a permanent clinic site to administer these protocols. despite the positive outcomes, these programs have not been scaled up due to the costs of the facilities, the drugs, the security, the need for a highly skilled staff and political will. it is also designed specifically for people who have been refractory to other forms of treatment. in response to covid-19 there has been renewed interest around providing a safer drug supply to people who are required to isolate (bach, robinson, sutherland & brar, 2020) . the bc centre for substance use released a set of prescription guidelines designed to support physicians who were willing to provide pharmaceutical-grade opioids to those who were diagnosed with covid-19 or who were at risk of exposure (bccsu, 2020). these guidelines included hydromorphone tablets or long-acting morphine (m-eslon) capsules for opioid dependency, dextroamphetamine or methylphenidate for stimulant dependency and nicotine patches for nicotine dependency. the unique aspect of the safe supply guidelines is that the drugs can be consumed unwitnessed and that the length of the prescription is up to the prescribing physician. while an extremely important step in opening up the possibility of a safe supply, the uptake has been slow. one of the main barriers is the lack of physicians willing to prescribe and ultimately take on the responsibility and liability for the medications. physicians are reluctant to act as the gate keepers for a public health response to the overdose crisis (woo, 2020) . it may indeed be necessary to establish a regulated dispensing program that does not require individual physician prescribing, but rather a public health model whereby eligible participants are given direct access to a regulated supply of opioids. the participants could still be closely monitored but the goal would be to provide an alternative to the toxic street drug supply rather than embedding the program in a physician-led primary care model. this harm reduction approach would greatly reduce the risk of overdose, help break the cycle of poverty and despair, and increase the opportunity to engage in health care and social services. one way to provide a low-barrier, scalable, distribution model for a safer drug supply is through a technology that can dispense and monitor the medications. the mysafe machine is a biometric storage locker where people can pick-up their prescribed medications. this technology has been piloted in vancouver, canada since december 2019 (turvill, 2020) . mysafe is an 800-pound secure metal case, much like a large atm, where medications can be dispensed using a nontouch biometric scanner. the biometrics reads the vein pattern of the palm and can only be used by the machine to identify the participant. unlike fingerprints, for example, the biometrics is not linkable to any other identification systems and could not be used for surveillance. the main advantage of the biometrics, beyond security, is that it avoids the use of cards and pin numbers that may be lost, forgotten or shared. it can be placed in a variety of locations including supervised injection sites, supportive housing buildings, pharmacies, or at a stand-alone location. once enrolled in the program, the machine can deliver the prescribed medication in under 30 seconds and every transaction is tracked in real time. the mysafe machine is equipped with a video screen that can display messages to the participants and future modifications will include full telemedicine capabilities. initial observations with mysafe has identified a number of important advantages when providing a safer opioid supply. firstly, the machine is entirely non-judgemental and provides people some autonomy when picking up their medications. this can be a big advantage over clinic-based or pharmacy-based programs where participants must follow more rigid protocols. participants can still receive assistance and referrals, but this can happen through their own initiative. secondly, pick-ups can happen over a 24-hour period and this provides maximum flexibility. clinic and pharmacy-based programs often require participants to attend during specified times. thirdly, the machine can be programmed to dispense medications on an individual schedule from multiple times per day to daily or even weekly. some people who are using opioids may benefit from dispensing smaller quantities at each pick-up to be successful. fourthly, there is real-time tracking for every transaction on a secure web-based dashboard that can be accessed by pharmacists and physicians. this essentially eliminates medication recording errors, tracks inventory and can send alerts if participants do not pick up doses. this is not used punitively but can add a level of safety if normal patterns of pick-ups are interrupted and some follow-up is required. the data collected on the machine is encrypted and kept on a secure server and follows security protocols that govern all medically sensitive information. fifthly, the machine requires minimal staffing other than registering participants and loading the medications, so that it is cost-effective compared with programs that require person-to-person dispensing. sixthly, the machine can dispense whatever medication is required. for the pilot program, hydromorphone tablets were used as they were legal, available, cheap and acceptable to a majority of opioid users. however, other formulations of opioids or even stimulant drugs could be dispensed as part of a safe supply program (fleming et al. 2020) . and finally, in an environment where physical distancing is required as an infection control measure during covid-19, the machine allows quick pick-ups that avoids any line-ups and does not require any person-to-person contact. the covid-19 pandemic will have a major impact on the overdose crisis. not only will covid-19 contribute to even higher rates of drug overdoses, it will erode some of the progress that has been made to reduce overdose deaths. drugs that were toxic have become more toxic, harm reduction interventions have been stalled, treatment programs have been reduced, many critical social services have contracted, and isolation has increased. overall, the lives of pwud have become even more precarious. at the root of this response is stigma and indifference supported by global drug policies that are ineffective in curbing drug use and extremely destructive for people who use drugs (csete et al., 2016; coyne & hall, 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advocacy accomplishments. health promotion practice covid-19 outbreak among three affiliated homeless service sites opioid vending machine opens in vancouver. the guardian an emergency response to the opioid overdose crisis in canada: a regulated opioid distribution program socio-economic impact of covid-19 covid-19, school closures, and child poverty: a social crisis in the making collision of the covid-19 and addiction epidemics .'s move to safe supply has a bumpy roll-out clinical infectious diseases : an official publication of the infectious diseases society of america, ciaa346 association of law enforcement seizures of heroin, fentanyl, and carfentanil with opioid overdose deaths in ohio key: cord-321230-b5a1z14w authors: samji, hasina; yu, amanda; wong, stanley; wilton, james; binka, mawuena; alvarez, maria; bartlett, sofia; pearce, margo; adu, prince; jeong, dahn; clementi, emilia; butt, zahid; buxton, jane; gilbert, mark; krajden, mel; janjua, naveed z. title: drug-related deaths in a population-level cohort of people living with and without hepatitis c virus in british columbia, canada date: 2020-10-19 journal: int j drug policy doi: 10.1016/j.drugpo.2020.102989 sha: doc_id: 321230 cord_uid: b5a1z14w background: the majority of new hcv infections in canada occur in people who inject drugs. thus, while curative direct antiviral agents (daas) herald a promising new era in hepatitis c virus (hcv) treatment, improving the lives and wellbeing of people living with hcv (plhcv) must be considered in the context of reducing overdose-related harms and with a syndemic lens. we measure drug-related deaths (drds) among hcv-negative people and plhcv in british columbia (bc), canada, and the impact of potent contaminants like fentanyl on deaths. methods: we identified drds among plhcv and hcv-negative individuals from 2010 to 2018 in the bc hepatitis testers cohort, a population-based dataset of ~1.7 million british columbians comprising comprehensive administrative and clinical data. we estimated annual standardized liverand drug-related mortality rates per 100,000 person-years (py) and described the contribution of specific drugs, including fentanyl and its analogues, implicated in drds over time. results: drds constituted 20.1% of deaths among plhcv and 4.7% of deaths among hcv-negative individuals; a 4.3-fold (95% confidence interval: 4.0-4.5) difference. drug-related mortality overtook liver-related mortality for plhcv in 2015 and hcv-negative individuals in 2016 and rose from 241.7 to 436.5 per 100,000 py from 2010 to 2018 amongplhcv and from 20.0 to 57.1 per 100,000 py for hcv-negative individuals over the same period. the proportion of deaths attributable to drugs among plhcv and hcv-negative individuals increased from 15.1% to 26.1% and 3.1% to 8.0%, in 2010 and 2018, respectively. the proportion of drds attributed solely to synthetic opioids such as fentanyl averaged across both groups increased from 2.1% in 2010 to 69.6% in 2017. conclusion: steep drug-related mortality increases among plhcv and hcv-negative individuals over the last decade highlight the urgent need to address overdose-related drivers and harms in these populations using an integrated care approach. the advent of direct acting antiviral (daa) short-course, well-tolerated therapy has dramatically altered the hepatitis c virus (hcv) treatment landscape. response rates over 95% are leading to dramatic reductions in liver-related mortality as well as new global targets to eliminate hcv as a public health threat by 2030 (n. world health organization, 2019) . however, increasing injecting drug use and the epidemic of drug overdose-related deaths in north america threaten to arrest or even reverse the progress heralded by the daa era among people who use drugs with hcv and the morbidity, mortality and well-being of all people who use drugs, regardless of hcv status. in canada, new hcv infections occur mainly among people who inject drugs (pwid) (n. z. . moreover, syndemic conditions of co-occurring mental illness, hiv co-infection and higher material deprivation are more common among people living with hcv (plhcv) compared to hcv-negative individuals (mckee et al., 2018) , prompting a need to examine data by hcv status. in british columbia (bc), an estimated 1.2 to 1.5% of the population injects drugs and more than 65% of those will have a lifetime exposure to hcv (jacka et al., 2020; public health agency of canada, 2014) . increasing rates of injecting drug use have been observed in canada and the us since 2010, likely exacerbated by policies to reduce prescription opioid overprescribing, diversion and misuse (powell et al., 2019) . other policies (e.g. prescription drug monitoring programs, more stringent guidelines) have also been implicated . a national us study observed a 76% increase in drug treatment admissions (from 13% to 22%) due to injecting drug use between 2004 and 2014; these increases were particularly pronounced among individuals 20 to 39 years of age (zibbell et al., 2018) . acute hcv infections subsequently tripled in the us between 2011 and 2015 (centers for disease control and prevention, 2017; gonzalez & trotter, 2018; zibbell et al., 2018) , representing a reversal in progress towards reducing rates of acute hcv in the us, which declined by almost 50% between 2001 and 2010. similarly, hcv incidence in bc decreased between 2001 and 2012 and then began rising thereafter (li y et al., 2019) . in both canada and the us, these "dual epidemics" of injecting drug use and hcv transmission have the potential to derail years of sustained progress in reversing the hcv epidemic, as pwid are at high risk of drug overdose-related mortality. while the rate of drug-related deaths (drds) in canada has nearly doubled from 5.8 deaths per 100,000 population in 2015 to 11.5 deaths per 100,000 population in 2017, the situation in bc is particularly concerning with 60% of canadian drds recorded in that province (statistics canada, 2019a) . in 2018, more than 1,500 people died of a drug overdose in bc -approximately 4.5 times the number of deaths due to motor vehicle accidents within the province (bc coroners service, 2020a). the proportion of drds in which synthetic opioids such as fentanyl and its analogs have been detected increased more than six fold between 2012 and 2015, prompting the bc provincial health officer to declare a state of emergency under the public health act in april, 2016 for the first time (bc gov news, 2016) . national and provincial gains in life expectancy have also been halted and reversed for the first time in four decades due to the overdose epidemic; men in bc were the most affected, losing 0.28 years between 2016 (statistics canada, 2019b ye et al., 2018) . as noted above, plhcv have a higher proportion of injecting drug use in canada and plhcv who inject drugs also have higher proportion of co-occurring mental illness, hiv co-infection, hbv co-infection and material and social deprivation (mckee et al., 2018) . it is hypothesized that as plhcv have higher drug use and are more marginalized, drds will be higher among them. however, there is no data assessing if the rate of drds is higher among plhcv compared to hcv-negative individuals. we use a population-based database of all individuals tested for hcv in bc to compare rates and trends over time in drd and liverrelated deaths (lrds) and identify whether there are differences in drds among plhcv and hcv-negative individuals. we also quantify the impact of fentanyl on drds in our study population over the last decade. the bc hepatitis testers cohort (bc-htc) includes more than 1.7 million individuals tested for hcv or hiv at the bc centre for disease control public health laboratory and all confirmed cases of hbv, hcv, hiv, and active tb reported by the public health system in bc from 1990 to 2015. individuals in bc are generally tested due to hcv risk, investigation of liver disease, routine screening in pregnancy and if they are undergoing procedures such as renal dialysis, and those tested during the mid-1990s as part of blood system lookbacks . these data were integrated with data on prescription drug dispensations, physician diagnostic and billing data, hospitalization records, emergency department visits, cancers, and deaths and are described in more detail in supplemental table s1 . additional information about the bc-htc, including methodology, data linkages, and population characteristics by hcv status has been published previously (n. z. mckee et al., 2018) . the dynamic, retrospective cohort was formed under a public health mandate of the bc centre for disease control. all residents in bc are registered in the publicly funded insurance plan that acts as a single payer system and covers services provided by fee-for-service practitioners, allowing for comprehensive population-level monitoring. eligible individuals for this study had at least one hcv test (i.e., anti-hcv or hcv rna) performed or were a reported hcv case from april 1992 to december 2015. characterization of drd was restricted to 2010 onwards to highlight the surge of drds among people with hcv over the last decade. drds were identified using bc vital statistics agency (bcvsa) death registry, which includes all deaths registered in the province of bc, underlying and/or contributing cause of death mortality data, and categorized using the international classification of diseases, tenth revision (icd-10) codes (supplemental table s2 ). any deaths not deemed "natural" (a death primarily resulting from a disease or progressive fatigue of the bodily systems) are investigated by the bc coroners service (bccs). the finalization of the medical certificates of death can take anywhere from several months to several years from date of death. bcvsa processes information received from the bccs on the finalized medical certificate of death and applies these icd-10 codes using an internationally standardized coding software provided by statistics canada. a broad definition specifying both acute and chronic poisonings was adapted from consensus recommendations for national and state poisoning surveillance developed by the safe states alliance (the safe states alliance, 2012) and which has also been used by the us centres for disease control and prevention. in addition, icd-10 multiple-cause codes provide information on the types of drugs or drug classes involved in the death ("t-codes"); of these, heroin (t40.1); natural/semisynthetic opioids (t40.2); methadone (t40.3); synthetic opioids other than methadone (including fentanyl and fentanyl analogues) (t40.4); cocaine (t40.5); other and unspecified narcotics (40.6); and psychostimulants with abuse potential (t43.6) were used. deaths involving methadone (t40.3) and natural/ semisynthetic opioids such as hydrocodone and oxycodone (t40.2) are grouped together as prescription opioid deaths (jalal et al., 2018; jones et al., 2018) , a category which includes opioids prescribed to the deceased person or prescribed to someone else (diverted). in 2016, in response to the drd public health emergency, supplementary codes to identify deaths where fentanyl ("z7221") or carfetanil ("z7222") were specifically implicated in finalized death investigations were added to the "lifestyle / environmental" field in bcvsa mortality data files; thus, we also included these codes in our categorization of "synthetic opioids other than methadone." drug-related t-codes are attached to a parent "external cause" icd code that signals the circumstances or intent under which the substance was used (accidental, intentional / suicide, homicide, undetermined intent or adverse reaction in therapeutic use) and is assigned during drds investigations. bccs investigations include toxicology results, scene evidence and death investigation information (such as existing prescription information). these investigations also help determine drug origin; for instance, whether a drug is pharmaceutically-derived (including prescribed to the deceased or diverted), non-pharmaceutical, or undetermined (e.g. fentanyl identified through toxicology but without prescription or evidence suggesting non-pharmaceutical fentanyl use) (onatrio agency for health protection and promotion (public health ontario) 2017). similarly, illicit fentanyl is differentiated from prescribed fentanyl through investigation of evidence of prescription/patch versussuggestion of a non-pharmaceutical origin (e.g., other illicit substances detected on toxicology or drug paraphernalia on the scene). heroin (6-monoacetyl morphine), which is rapidly metabolized into morphine and therefore may be underestimated, also relies on investigation to finalize classification (onatrio agency for health protection and promotion (public health ontario) 2017). most deaths involved more than one type of drug; thus, categories are not mutually exclusive. lastly, if an underlying cause of death code was recorded as icd-10 r99 (other ill-defined and unspecified causes, usually assigned when cause of death is still under investigation), and manner of death was listed as "pending," "accident," or "undetermined," we re-categorized the death as drug-related if the death met the following criteria: attributable to a person aged 20 to 64 years who also injects drugs (defined as any drug-related diagnoses, use of injection drugs, record of opioid agonist therapy dispensation or injection related infection using physician diagnostic and billing data, hospitalizations, prescription data, vital statistics and emergency room data), based on validation studies in the us and in the bc-htc (centers for disease control and prevention, 2004; to mitigate the impact of missing data on the analysis. as the majority of r99 codes are resolved within a few years as the bccs completes investigations of sudden deaths prior to death categorization, we excluded deaths occurring after december 31 st , 2018 to reduce the impact of open investigations and the need to impute missing data by re-categorizing deaths. while we were able include many drds with r99 codes in the analysis through application of our algorithm described above, it was not possible to assign t-codes to these deaths as these codes are only assigned in concluded investigations bc coroners service, 2020) . as such, analyses involving t-codes were limited to data collected on or before december 31 st , 2017. we used deidentified linked databases to identify other important variables for analyses. lrds included deaths due to decompensated liver disease, liver cancer, hcv, other types of viral hepatitis, and alcoholic or non-alcoholic liver disease. we assessed baseline participant characteristics such as age, sex and material and social deprivation (québec index of material and social deprivation) (pampalon et al., 2012) . we also evaluated concurrent conditions including hiv and hbv co-infection, major mental illness (hospitalization or at least two visits to a psychiatrist for disorders including schizophrenia, bipolar, major depressive and personality), and psychosis diagnosis as well as access to opioid agonist therapy (oat) and hcv treatment. diagnostic codes and variable definitions are presented in more detail in supplemental table s3 . we compared plhcv and hcv-negative individuals who died of drds, estimated annual age and sex-adjusted drug-related mortality rates per 100,000 person-years (py) for these groups and examined trends over time by sex. rates are age and sex-standardized to the 1991 canadian population. py were calculated from either first hcv negative or first hcv positive date, censored at death or hcv sero-conversion. secondly, we compared demographic and risk factor characteristics of people who died of liver-vs. drug-related causes and estimated annual age and sex-adjusted liver-and drug-related mortality rates per 100,000 py for these groups. lastly, we described the contribution or "co-involvement" of specific drugs, including fentanyl and its analogues, implicated in drds overall and stratified by hcv status over time. for instance, for deaths involving heroin, we identify what proportion also included fentanyl involvement each year using the t-codes described above assigned through coroner's investigation of each drug-related death. as more than one drug can contribute to a drd, categories representing specific drug involvement in a drd are not mutually exclusive. for descriptive analyses comparing groups, we used wilcoxon's rank sum test for continuous variables and the chi 2 test for categorical data. sas version 9.4 was used for all analyses. the study was approved by the university of british columbia clinical research ethics board (h14-01649). there were 1,355,952 people who were hcv tested or reported as an hcv case in the cohort as of december 31, 2015, of whom 71,715 (5.3%) were plhcv and 1,284,237 (94.7%) were hcv-negative individuals. a total of 85,899 deaths were recorded from 2000 to 2018 of which 11.7% were among plhcv. drds constituted 20.1% (2,018/ 10,024) of deaths among plhcv and 4.7% (3,598 /75,875) of deaths among hcv-negative individuals; a 4.3-fold (95% confidence interval [ci]: 4.0-4.5) difference. the majority of drds among plhcv occurred among those with a history of injecting drug use (95.4%). similarly, a majority of hcvnegative individuals individuals dying of a drd had a history of injection drug use (85.6%) (tables 1 and 2) . the population of plhcv dying of drds was also older (born prior to 1965: 52.0% vs. 27.9%), more likely to have co-infections such as hiv (13.6% vs. 1.6%), and hbv (10.5% vs. 1.1%), to have a record of oat (54.9% vs. 26.0%), and be more materially (most deprived quintile: 36.8% vs. 27.9%) and socially (most deprived quintile: 55.9% vs. 39.2%) deprived compared to the hcv-negative individuals ( table 2) . more than half of plhcv and hcv-negative groups had a major mental illness diagnosis and more than 20% in each group reported a diagnosis of psychosis. annual drug-related standardized mortality rates among plhcv and hcv-negative individuals by sex are presented in figure 1 . drugrelated mortality was 1.3 (95% ci: 1.2-1.3) to 1.5 (95% ci: 1.5-1.6) times higher in men compared to women living with hcv and from 1.8 (95% ci: 1.5-2.3) to 3.3 (95% ci: 3.2-3.5) times higher among hcv negative men compared to women. increases over time were observed for all groups, with rates among men without hcv increasing the most dramatically, from 27.1 per 100,000 py in 2010 to 96.0 per 100,000 py in 2018; a 3.5-fold increase (95% ci: 3.1-4.1). increases over the same time period were also observed for men living with hcv (283.4 to 490.0 per 100,000 py; 1.7 fold increase [95% ci: 1.7-1.8]) and women without hcv (14.8 to 29.0 per 100,000 py; 2.0-fold increase [95% ci: 1.6-2.4]) and women living with hcv (184.4 to 372.2 per 100,000 py; 2.0-fold increase [95% ci: 1.9-2.1]). the proportion of deaths attributable to drugs among plhcv increased from 15.1% (135/896) in 2010 to 26.1% (322/1274) in 2018. similarly, the proportion of deaths attributable to drugs among hcvnegative individuals more than doubled from 2010 to 2018, increasing from 3.1% (202/6540) to 8.0% (748/9361). annual liver-and drug-related standardized mortality rates among plhcv and hcv-negative individuals and overall deaths are presented in figure 2 . drug-related mortality rate rose from 241.7 per 100,000 py in 2010 to 436.5 per 100,000 py (irr: 1.8; 95% ci: 1.7-1.9) in 2018 for plhcv and from 20.0 to 57.1 per 100,000 py (irr: 2.9; 95% ci: 2.4-3.4) for hcv-negative individuals with the majority of the increase after 2014. from 2010 to 2018, liver-related mortality rates among plhcv almost halved from 313.7 to 183.2 per 100,000 py (irr: 1.7; 95% ci: 1.6-1.8); similarly, liver-related mortality rates among hcv-negative individuals decreased from 42.7 to 22.6 per 100,000 py (irr: 1.9; 95% ci: 1.6-2.2) over the same period. drug-related mortality overtook liver-related mortality for plhcv in 2015 and hcv-negative individuals in 2016. from 2010 to 2017, drds increased from 337 to 1,184, totaling 4,546 over that period. 73.7% (3,352/4,546) of drds had an assigned t-code specifying at least one drug, and 61.3% of these had more than one drug recorded. since 2010, the proportion of drds attributed solely to synthetic opioids such as fentanyl has increased in our cohort from 2.1% in 2010 to 69.6% in 2017 (figure 3) . in 2017, synthetic opioids were co-involved in 93.3% of all opioid-related deaths, 68.9% of prescription opioid deaths, 88.5% of heroin-related deaths, 79.1% of cocaine-related deaths, and 85.8% of deaths involving psychostimulants. results stratified by hcv status are included in supplemental table s4 . we examined drds in a population-based cohort of hcv testers in bc. we found that drds were higher among plhcv compared to hcvnegative individuals. drug-related causes have overtaken liver-related causes of death among plhcv, accounting for more than a quarter of deaths in this population in 2018, with similar trends observed among hcv-negative individuals. drug-related mortality has increased among men and women living with and without hcv since 2014; the steepness of the curves for each group has increased every year, indicating a worsening problem, with absolute rates several fold higher for plhcv compared to hcv-negative individuals. our data suggest that synthetic opioids such as fentanyl are ubiquitous in the drug supply, contributing to more than three quarters of deaths involving opioids in 2017. while injecting drug use was pervasive among both plhcv and hcv-negative individuals dying of drug-related causes in bc, we found differences in group characteristics. plhcv were older, had a higher proportion of co-occurring hiv, hbv infections and social and material deprivation and may therefore represent pwid with a longer duration of drug use. the median age of drd in our study among hcv-negative individuals was 37 years (vs. 49 years among plhcv); similarly, provincial data on overdose deaths illustrates that people between the ages of 30 and 39 years had the highest rate of illicit drug overdose deaths (57.4 per 100,000 person years) in 2018 (bc coroners service, 2020a). these younger hcv-negative individuals could represent pwid with shorter duration of drug use who are dying before they have a chance to access drug-related treatment services or to acquire a blood-borne pathogen. another explanation is that practices protecting people from acquiring blood-borne pathogens such as using drugs through non-injecting pathways do not protect against fentanyl exposure. more than half of overdose deaths in bc were not injecting-related in 2018 (bc coroners service, 2018). these data underscore the need to prevent initiation of injecting drug use, to promote reversal to non-injecting use, and to minimize exposure to fentanyl to reduce drds (des jarlais et al., 2018) . indeed, increasing rates of injecting drug use, acute hcv infection, and overdose deaths signal a crisis for public health in north america and elsewhere. recent outbreaks of hiv following changing drug use h. samji, et al. international journal of drug policy 86 (2020) 102989 practices and trends have been observed among pwid in both rural and urban settings. a rapid increase in new cases of hiv infection among pwid in indiana (peters et al., 2016) led the us centers for disease control to identify regions at high risk of hiv transmission due to the opioid epidemic (van handel et al., 2016) ; subsequent hiv outbreaks in washington, massachusetts and ontario among pwid have also been described (alpren et al., 2020; ball et al., 2019; golden et al., 2019) . structural inequalities such as poor economic prospects, unaddressed trauma, stigma, and unequal access to healthcare are driving this syndemic and must be addressed to reduce drug-related harms (parker et al., 2019) . overdose deaths and sequalae from drug use such as infectious disease acquisition are preventable; developing a comprehensive suite of services, such as integrating hiv pre-exposure prophylaxis services for pwid at risk of acquiring hiv as well as infectious disease treatment (antiretroviral treatment for hiv and daa therapy for hcv) and medication-assisted treatment for opioid use disorder (singer, 2020) should be explored in these contexts. our results indicate that potent synthetic opioids such as fentanyl have increasingly contaminated the illicit drug supply in bc, with the proportion of deaths with co-involvement of synthetic opioids increasing sharply across all drug categories including cocaine and stimulant-related deaths since 2015. substantiating these findings are drug testing results in bc, which found that 80% of drugs tested positive for fentanyl, including 84% of heroin samples, and 65% of nonopiate drugs such as crystal meth, ecstasy/mdma, and cocaine (vancouver coast health, 2017) . the strong association between the number of fentanyl-positive samples seized by canadian law enforcement agencies and overdose deaths in bc (karamouzian et al., 2020) also supports fentanyl's direct impact on mortality rates. while there was a decrease in overdose deaths in bc in 2019, the number of deaths and non-fatal overdoses remain at epidemic levels. moreover, the covid-19 pandemic era appears to have precipitated a striking spike in deaths, with june 2020 recording the highest number of illicit drug toxicity deaths observed in bc to date (bc coroners service, 2020b). there is thus renewed urgency to develop and implement strategies to reduce overdose deaths in bc and elsewhere. novel proximal level interventions such as take-home drug checking test strips may be explored to reduce the impact of the toxic drug supply on pwid. existing harm reduction interventions such as supervised consumption sites and take-home naloxone kits are operational in bc and have averted an estimated 3000 deaths over a 20-month period during which 2,177 deaths were observed (irvine et al., 2019) but can be expanded and implemented elsewhere. furthermore, distal interventions should address the underlying motives propelling the syndemic of mental health, blood-borne infections, and injecting drug use and other "diseases of despair" such as suicide and problematic alcohol use including unaddressed antecedent physical and psychological trauma, economic disadvantage, social isolation, and hopelessness (dasgupta et al., 2018) to create a durable impact on drug-related mortality. for instance, using "life projects" approaches that de-stigmatize and humanize pwid engaging in hcv treatment as well as culturally-safe, healing-centered approaches that acknowledge histories of trauma (e. williams et al., 2019; pearce et al., 2019) are paramount for addressing barriers to care and treatment and promoting long term wellness beyond hcv or drug treatment. notably, we found that more than half of plhcv and hcv-negative individuals were diagnosed with a major mental illness and more than a fifth of each group with psychosis. severe and persistent mental illness has been associated with an increased risk of acquiring sexually transmitted and blood-borne infections (stbbis); a recent meta-analysis observed an hcv prevalence of 17.4% among individuals with severe and persistent mental illness compared to 1% of those in the general population (hughes et al., 2016) . this increased risk is primarily due to co-morbid substance use, though a national u.s. study of veterans found a 50% increased odds of having an hcv diagnosis among veterans with severe and persistent mental illness even after controlling for substance use (himelhoch et al., 2009 ). as such, strategies to improve screening for individuals with severe and persistent mental illness for hcv, drug use and other stbbis and providing risk reduction counseling in this population are warranted. there are several limitations to consider in our study. recent deaths of undetermined intent (icd-10 code r99) pending a coroner's investigation, with manner of death reported "pending," "accident," or "undetermined," and classified as drds in our study based on age and pwid criteria may be misclassified, possibly leading to an over-estimation of drd, though age restriction and history of idu decreases figure 3 . synthetic opioid co-involvement in drug-related deaths among individuals in the bc hepatitis testers cohort, 2010-2017^(n=4546)^categories are not mutually exclusive; many deaths involve multiple drugs *proportion of total drug-related deaths with synthetic opioid co-involvement likelihood of misclassification. an estimated 1.2% (1004/85,899) of all deaths in 2018 were assigned an icd-10 r99 code. however, not including any of these deaths as drug-related would certainly under-estimate drds; we chose to be inclusive. similarly, using administrative data to identify pwid, while a useful strategy for large population-level datasets, may also lead to misclassification. another important consideration is that there may be temporal trends in the classification of deaths whereby investigation practices and therefore classification of deaths differed; for instance, as the overdose epidemic grew, it is possible that more deaths were investigated as drug-related. next, although our inclusion criteria specify that everyone is tested for hcv on entry, drds among undiagnosed hcv seroconverters who do not have a positive test will be misclassified. lastly, we see a decline in drug related mortality among men living with hcv in 2018 which preceded a decline in overall drds in bc surveillance data (bc coroners service, 2020a) in 2019. this decline in men living with hcv may be real, related to improvements in healthcare and hcv treatment access, or could be a data artifact which may become clear as additional data become available. in summary, fentanyl has significantly impacted mortality rates among pwid with and without hcv; widespread interventions to reduce harms and address the toxic drug supply are urgently needed. for plhcv, drds represent a failure of engagement in care and a missed opportunity to deliver highly effective daa treatment and resulting quality of life improvements. thus, integration of overdose prevention and hcv services is necessary to improve survivability as well as quality of life of these populations and to realize the benefit of curative hcv therapy. this work was supported by the bc centre for disease control and the canadian institutes of health research (grant numbers nhc-142832, pjt-156066, phe-141773). all inferences, opinions, and conclusions drawn in this publication are those of the authors, and do not reflect the opinions or policies of the data steward(s). mk has received research grant funding via his institution from roche molecular systems, boehringer ingelheim, merck, siemens healthcare diagnostics and hologic inc. srb has received speakers' honoraria and participated in a medical advisory board program with gilead sciences (personal payments given as unrestricted donation to bccdc foundation). all other co-authors have no potential conflict of interest to declare. opioid use fueling hiv transmission in an urban setting: an outbreak of hiv infection among people who inject drugs-massachusetts sharing of injection drug preparation equipment is associated with hiv infection: a cross-sectional study illicit drug overdose deaths in b illicit drug toxicity deaths in bc illicit drug toxicity deaths in bc excerpts from: issues to consider when analyzing icd-10 coded data on drug poisoning (overdose) deaths a surveillance data for viral hepatitis opioid crisis: no easy fix to its social and economic determinants hepatitis c virus prevalence and estimated incidence among new injectors during the opioid epidemic 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protection and promotion (public health ontario); office of the chief coroner; ontario forensic pathology service; ontario drug policy research network an area-based material and social deprivation index for public health in québec and canada facing opioids in the shadow of the hiv epidemic another thing to live for": supporting hcv treatment and cure among indigenous people impacted by substance use in canadian cities hiv infection linked to injection use of oxymorphone in indiana a transitioning epidemic: how the opioid crisis is driving the rise in hepatitis c provincial health officer declares public health emergency |bc gov news i-track: enhanced surveillance of hiv, hepatitis c, and associated risk behaviours among people who inject drugs in canada -phase the daily -causes of death b). the daily -changes in life expectancy by selected causes of death consensus recommendations for national and state poisoning surveillance county-level vulnerability assessment for rapid dissemination of hiv or hcv infections among persons who inject drugs, united states fentanyl checking expanding to overdose prevention sites global health sector strategy on viral hepatitis impact of drug overdose-related deaths on life expectancy at birth in british columbia. health promotion and chronic disease prevention in canada increases in acute hepatitis c virus infection related to a growing opioid epidemic and associated injection drug use, united states we thank the british columbia centre for disease control (bccdc), bccdc provincial health lab, provincial health services authority, bc ministry of health, bc cancer and their respective program staff involved in data access, procurement and data management for their assistance. we also appreciate the thorough review of the paper by rosemary armour at the bc vital statistics agency and tej sidhu from the bc coroner's service. supplementary material associated with this article can be found, in the online version, at doi:10.1016/j.drugpo.2020.102989. key: cord-321657-2s1npse5 authors: du, sean quan; yuan, weiming title: mathematical modeling of interaction between innate and adaptive immune responses in covid‐19 and implications for viral pathogenesis date: 2020-05-13 journal: j med virol doi: 10.1002/jmv.25866 sha: doc_id: 321657 cord_uid: 2s1npse5 we have applied mathematical modeling to investigate the infections of the ongoing coronavirus disease‐2019 (covid‐19) pandemic caused by sars‐cov‐2 virus. we first validated our model using the well‐studied influenza viruses and then compared the pathogenesis processes between the two viruses. the interaction between host innate and adaptive immune responses was found to be a potential cause for the higher severity and mortality in covid‐19 patients. specifically, the timing mismatch between the two immune responses has a major impact on disease progression. the adaptive immune response of the covid‐19 patients is more likely to come before the peak of viral load, while the opposite is true for influenza patients. this difference in timing causes delayed depletion of vulnerable epithelial cells in the lungs in covid‐19 patients while enhancing viral clearance in influenza patients. stronger adaptive immunity in covid‐19 patients can potentially lead to longer recovery time and more severe secondary complications. based on our analysis, delaying the onset of adaptive immune responses during the early phase of infections may be a potential treatment option for high‐risk covid‐19 patients. suppressing the adaptive immune response temporarily and avoiding its interference with the innate immune response may allow the innate immunity to more efficiently clear the virus. vere illness tend to have severe pneumonia, sometimes acute respiratory distress, which could lead to multiple organ failures and death. the hospital stay can be weeks for such patients. [1] [2] [3] [4] there is no proven cure or antiviral drugs available yet. the influenza virus typically binds to the sialic acid receptors on the surface of epithelial cells in the upper respiratory tracks and the upper divisions of bronchi. 5 in very severe, and often fatal cases of influenza, the infection will spread to the lower lungs. 6, 7 similarly, the sars-cov-2 virus binds to the angiotensin-converting enzyme 2 (ace2) receptors on the surface epithelial cells. 8 these cells with ace2 expression are hence vulnerable to virus attack and are called target cells in mathematical models. the density of the target cells has been found to vary significantly in different regions of the respiratory tracks, with the highest in the lungs, followed by the nose, and lastly, the trachea/bronchi tissues. [9] [10] [11] as such pneumonia is relatively common among covid-19 patients. the incubation time for influenza is typically 48 hours or less. 12 the eclipse phase is reported to be around 6 hours, with viral load peaks around 2 to 3 days postinfection (dpi). 5 the infection typically resolves in 3 to 5 days. in typical influenza patients, the adaptive immune responses (airs) including pathogen-specific antibodies (abs) and cd8 + cytotoxic t lymphocytes (ctl) are first observed around 5 dpi, peaking around 7 dpi. 13 the mean incubation period for covid-19 patients is estimated to be 6 days, with a range distribution of 13 days. 14, 15 the median time from symptoms to discharge from the hospital was about 22 days, whereas the median time to death was 18 days. 4 in this paper, we used mathematical modeling to investigate the dynamics of the viral infection/replication inside a human host, in particular, the influenza and the sars-cov-2 virus, as well as the interactions of target cells with the innate and airs. our model suggests that most of the differences between the two types of infections can potentially be attributed to the timing mismatch between the two immune responses. more specifically, influenza is a very acute infection; all vulnerable cells are completely depleted and viruses are more or less cleared by the innate immune response, before the adaptive immune response (air), which has a transient nature, reaches a significant level. the arrival of air may seem futile but it helps to completely clear the remaining viruses. on the other hand, the peak level of the air of the covid-19 patients is more likely to come before the number of infected cells reaches its peak, due to the slower disease progression outlined above. as such the air helps to eliminate more viruses in the rapid growth phase and slow down the infection and depletion of vulnerable epithelial cells in the lungs of covid-19 patients. a strong air, in this case, may be bad for the patients, as the disease progression is extended longer while a weaker air can be beneficial for the patients due to the rapid depletion of the target cells. one recent observation puzzling for many is the apparent resurgence of the disease for some "cured" patients. based on our theory and modeling, this phenomenon can be explained by that of a strong interaction of innate and airs in a host, which can sometimes create double peaks in viral load, separated by weeks. in the second part of our study, we applied our modeling to the current bedside treatment regimen. antiviral drugs and immunosuppressive drugs have been evaluated as potential treatments for high-risk patients. we proposed an immune-suppressing treatment based on the leanings of our modeling study, which is to apply immunosuppressive drugs during the early phase of infection to reduce the airs to a level low enough not to interfere with the innate immune response. once the vulnerable cells are depleted, the drug should be removed to let the air run its course to clear the remaining virus. this new approach can potentially lead to fast and complete recovery. this counter-intuitive approach aims to mimic the excellent job human immune systems have done with the influenza infection. further studies on immune responses of covid-19 patients and validation of our core assumptions and theory are needed before this can be applied in real patients' situations. mathematical models have been developed to understand the dynamics of viral infections. [16] [17] [18] [19] [20] most of them fall into the category of the target cell-limited model with some variations. the simplest version includes three species: uninfected susceptible target cells (t), which in our case is the surface epithelial cells with ace2 receptors, located at the respiratory tracks including lungs, nasal and trachea/ bronchial tissues, infected virus-producing cells (i), and the virus particles (v). they can be described by the following set of differential equations: the ability of a virus to grow the infection or to be cleared is determined by the basic reproductive ratio r: where r represents the number of infected cells newly generated by one infected cell. with r> 1 the infection grows, while with r< 1 infected cells decrease and the virus is cleared out. 21 here it is important to note that t is a variable. when the target cells are depleted, t goes down, and so does r. this is a very simple yet critically important concept for understanding the virus clearance. complete depletion of the target cells, namely = t 0, leads to = r 0, hence achieving the best virus clearing ability. r 0 is the native (2). in their experiment, the authors found that the viral load peaked at 2 to 3 dpi. the level of + cd8 cells and igm data shows a very narrow peak at about 8 days dpi, while the level of igg antibody shows a relatively broad peak lasting well over 50 days. we seek to mimic these temporal profiles, using δ ( ′) t e as an example: , . with such a profile, we can choose the peak position ′ t c , and the rising and falling width w r and w f in our simulation to see the effects of these parameters on the viral infection dynamics. our main assumption is that the air is a short term effect, which assumes that the virus is successfully cleared timely and the patient survived. as such, it is not our goal to develop a detailed model for airs, but rather to understand the necessary conditions that are needed for a successful outcome for the patients. other components like iga, cd4 + t cells, and a number of other components of the air could also play important roles here. 13 to analyze the effect of antiviral drugs that either block infection ϵ k and/or production of viral particles ϵ p , the target cell-limited model is modified as follows: refers to a drug that is 100% effective. with the action of the drug, the reproduction number r is revised as follows: finally, we want to add another component to describe the effect of a drug that suppresses the innate immune response, for reasons that will be discussed in the section of treatments by immunosuppressive drugs. equations (1), (2), and (3) are changed to the following: c describes no effect of immunesuppressing drugs while δ ϵ = , 1 c refers to complete suppression. mathematical models of influenza infections have been studied extensively, 5,22-25 our interest is to use it as a starting point before we embark on more challenging work on sars-cov-2 infections. we have carefully evaluated the parameter values tabulated by beauchemin et al 5 and decided to use the values shown in table 3 . the choice of the parameters is based on cross-checking multiple sources, and testing many simulation runs with variations of parameters to ensure that the output agrees with what is known about influenza infections. it is not our intent to fit the model to any specific set of data, but rather to be able to reproduce the general features of the influenza infections. the result is shown at figure 1 . with these parameters, the infected cell count peaks at 2.45 dpi; viral load peaks at 2.98 dpi, and and the r 0 is about 47. γτ , which describes an exponential growth rate (shown in appendix) is 2.34. as we should expect, the target cells are depleted shortly following the peak of the infected cells, after which the virus count decays exponentially. the situation with regard to the decay portion is more complicated, and the consideration of the air is warranted if one is to understand it beyond 6 dpi. table 4 shows the parameters for the three components we considered in equations (2). these values are chosen so that the temporal profiles resemble what was presented by miao et al 25 the choice of the peak time is based on beauchemin et al 5 we should clarify that the temporal profiles are not completely the same as in reference, 25 as some other literature has shown broader profiles. 5 we have done sensitivity analysis by doing multiple simulations, and find that as long as the width is not too narrow, the results are not sensitive to the width or shape of the peak. on the other hand, the location of the peak time is very important for the complete clearing of the virus. the result is shown in figure 2 . in figure 2 , we included the same graph for virus count without the air, as shown in figure as long as the native r 0 is greater than 1, this pattern is the universal behavior of the equations (1), namely, a rapid exponential rise followed by an exponential decay, then eventually reaching an equilibrium at a low level of infection. changing parameters in table 3 will change the time scale, the peak/trough levels and locations of virus count etc., but the general pattern is the same. when the air is included, the virus clears out much faster. by day 15, the virus is completely gone. mathematically virus and infected cells count never actually go to zero. however, we know that the infected cell count has to be an integer. therefore when this number is below 1, one can safely consider it game-over for the virus. in our modeling, we set this cutoff to be 0.2 infected cell to be conservative. the temporal profile of the three components of the air are also shown in figure 2 so that the readers can see their peak positions as compared to the actual virus counts over time. after the air becomes active, the decay of virus count becomes much faster. we also tried to vary the parameters around what is listed in due to the lack of experimental data, the discussions below are based on our best assumptions and observations. when shifting gears from the influenza virus to the novel corona virus, the most important difference we noticed is the difference in the pace of infection progression. multiple reports suggested that the viral counts of sars-cov-2 do not reach a peak until 2 to 3 weeks postinoculation. [2] [3] [4] here we will make a bold assumption that, if without the air, the peak time is around 8 to 14 days, if not more. as most of the severe cases result in pneumonia and the lungs are significantly larger than the nose, t 0 is estimated to be higher by a factor of 10 4 . table 5 lists the only two parameters that are changed from tables 3 and 4, together with the three dependent variables as outputs from the model. here we aimed to have a peak time for infected cells at around 12 dpi if considering the effect of innate immune response only. together with a 10 4 times increase of t 0 , these constraints essentially limited our choice for the only other variable to a very narrow range. the result is shown in figure 3 . as we can see in figure 3 , the curve of virus count for an innate immune response only (no air) is similar to that of influenza infecour initial choice of air activity of 0.3 is purely artificial at this point, so we want to explore the effect of different levels of air activity. the result is shown in figure 4 . as we can see, with the air activity level of 0.2-0.4, the virus count reaches a high level, and then the growth is slowed with the activation of the air at around 8 dpi. after the effect of the air wanes, the virus count continues its ascent, reaching its peak at a later date. at a higher air activity level, we start to see an apparent drop in virus count after the onset of air, reaching a trough then rising to its peak at a much later day. overall, an increase in the air activity tends to increase the duration of viral activity extensively in this case. this is because early activation of the air helps to reduce infection and depletion of target cells before it reaches a peak level, which saves a large number of uninfected target cells for later infection. when the effect of the air wanes, the virus takes control again when the effective r rises above 1. whether the virus count grows or drops during the peak air activity is dependent on how strong the air effect is, and whether the effective reproductive ratio r at the time is greater or less in figure 4 with the air activity level greater or equal to 0.8 offers a ready explanation for some perplexing clinical observations that some patients can appear to be recovered, but have the virus level resurges at a later time. what's even more interesting is when we shift the day that the air activity peaks, as shown in figure 5 . to show the air effect on viral replication in a more pronounced fashion, we fix the air activity level at 0.5, and vary the day of its peak with additional simulations, we have found that if the air peak is after the viral peak, a higher level of air activity always helps to clear the virus faster. contrarily, if the air peaks before the viral peak, higher air activity can increase the duration of viral activity. we also found that if the air level is low enough, for example below 0.1, its effect becomes negligible and the virus replication and clearing process is in essence, our modeling aims to explore potential means to manage the covid-19 infections so that it can be similar to influenza infections. when the virus can be quickly and completely cleared, the air should be transient, similar to the influenza infections. our modeling then establishes that one of the requirements is that the peak of air needs to come after the peak of infected cells, or equivalently, the peak of viral load. this can be viewed as a necessary condition for fast and complete clearing of virus. to achieve rapid clearing of the virus, it is also desirable to have the target cells more or less completely depleted. in reality, when the virus cannot be cleared timely, it is likely that the air will also be extended longer, so the conclusions from our modeling related to the later stage development may need to be modified. when searching for a cure for covid-19 patients, an effective antiviral drug is highly anticipated, so we decided to model the effect of the antiviral drug on the corona virus infection. we started our base case with a peak of the air at 8 dpi, and air activity level of 0.3, as shown before. from equations (3), the expression for r is revised as follows: here r 0 is the native reproductive ratio; t t 0 is the percentage of the target cells that are not depleted. the first two brackets show the effect of the antiviral drugs on the reproductive ratio r, which shows that the drug has an equivalent effect regardless of whether it is acting on k or p. next, we tried to simulate the effect of an antiviral f i g u r e 5 effect of adaptive immuneresponse (air) peak day on viral dynamics: data shows the viral load over time when the day of air peak is changed from 6 to 14 days drug with 50% efficacy on k, namely, ϵ = 0.5 k , taken for 15 days consecutively. taking this drug for a longer time does not necessarily make it more beneficial in this particular scenario. as a comparison, the base scenario is also included with a native r 0 of 7.03, and air activity of 0.3 peaking at 8 dpi. the base scenario is shown as a blue line in figure 6 . when the drug is applied, the effective r is reduced to 3.52, according to the formula above, not considering the effect of target cell depletion. similar to the air effects shown in figure 5 , figure 6 shows that additional drug-induced antiviral activity has a pronounced effect on the duration of viral activity within the host for the three scenarios when the antiviral drug is started on 5 dpi, 10 dpi, or 15 dpi. during the 15 days when the antiviral drug is effective, the virus growth rate is reduced. after the drug is removed, the virus either resumes its growth or remains at a plateau. in all three scenarios, the duration of virus activity is extended substantially, which can lead to detrimental consequences for the patients. on the other hand, if the drug is started 18 or 23 dpi, after the peak of infected cells, the effect of the antiviral drug is to speed up the virus clearing, which is beneficial for the patient. in figure 6 , the depletion of target cells is also shown for the scenario of the drug started at 18 dpi. as we can see, the depletion is not complete (12% target cells remain), which explains why the decay is slow even with the additional drug activity. the situation is very different if the antiviral drug efficacy is raised to 90%, namely, ϵ = 0.9 k . when the drug is applied, the effective r becomes 0.7, which leads to virus clearance. we ran the same set of scenarios as above and the results are shown in figure 7 . the blue line again shows the base scenario with no drug applied. if the drug is applied early, as shown for the scenario with a start date of 5 dpi, the infection can be stopped completely before it makes any real progress. when the drug is started at 10 or 15 dpi, double peaks of viral count are observed. the reason is that when the drug is stopped, r jumps back to 7, so that virus resumes its rapid growth until the target cells are depleted, causing a second peak in virus count. therefore if the drug is stopped before the virus is cleared out completely, the infection will resurge. this is similar to what we have seen in figure 4 with the transient antiviral activity of strong air, except the peaktrough-peak curve is smoother there. when the drug is applied after the viral peak is reached, it has a small but positive effect of faster recovery, similar to the scenario shown in figure 6 . the level of target cell depletion is also shown for the scenario of the drug started at 15 dpi. at the first peak of viral load, less than 30% of the target cells are depleted by the infection. this is why a second exponential growth starts after the drug is removed. to avoid this kind of unwanted effect, the antiviral drug needs to be maintained until the virus is completely cleared. in the appendix, we showed the relationship between the duration the drug needs to be administered, and the time the drug is started. the simple rule of thumb is that the later the drug is started, the longer it is required to be applied to ensure complete clearing of the virus. it is interesting to note that γ-immunoglobulin has been widely used to treat covid-19 patients in china. in a way, injection of γ-immunoglobulin can be modeled similarly as antiviral drugs f i g u r e 6 effect of antiviral drug on viral dynamics: the drug is assumed to be 50% effective on k, and applied to a host with r 0 of 7.03 for 15 days consecutively with various starting dates; viral counts to the left with exponential scale; target cell ∕ t t 0 is shown for the scenario of the drug applied at 18 dpi, to the right with linear scale du and yuan | 9 (assuming that it is able to deliver some antiviral function). it will be interesting to know if some researchers have compiled data to correlate the efficacy of this treatment with the timing of the injections. our theory predicts that if the γ-immunoglobulin is used early on, it will most likely delay the depletion of target cells so the duration of the disease will be extended for the patients, hence with poor prognosis. on the other hand, if it is applied after the peak of infected cells, it should be helpful to some extent. in summary, for an antiviral drug to be useful, the drug needs to be effective enough so that the effective reproductive ratio r falls below 1 (see equation (5) for the factors affecting r). under such a condition, it is desirable to apply it early on and must be maintained until the viral load is completely cleared (in the appendix we provide an estimate for the duration of the regimen). when a drug cannot meet this criterion, applying it before the target cells are fully depleted is typically not beneficial to the patient, and likely will make things worse for the patients. this should have some significant implications for drug companies when they design the clinical trials. at this point, as we do not know much about the potential level of the air, r 0 , and the efficacy of the antiviral drug, it is difficult to identify a risk-free way of applying the antiviral drug. a prudent approach is to measure the viral loads frequently post-drug administration. if the viral load does not drop rapidly shortly after, it may indicate that the effective r is not below 1, and the drug should be stopped. if the drug is known to be effective but not effective enough to cause r to go below 1, it might still be useful to apply it after a large percentage of the target cells have been depleted. as a safety measure, it may be desirable to continue the regimen for a few more days after the viral load drops below the detection limit to ensure complete clearance. currently, there is already a class of drugs called immunosuppressive drugs (drugs to suppress airs). a large body of research has been done on the effects of the drugs on different parts of immune response. 27, 28 the goal of investigating immunosuppressive drugs is to explore their possible applications in covid-19 disease management. immunosuppressants such as corticosteroids have been applied to sars and covid-19 patients, with positive results. 29, 30 from the previous discussions, we propose a potential treatment plan by applying immunosuppressive drugs as soon as an infection is detected in the lungs, and remove the drug as soon as the target cells are fully depleted. this approach is simple and only requires the immunosuppressive drugs to be able to reduce the air activity to a level low enough not to interfere with the innate immunity. from the discussions around figure 4 , this approach should clear out the virus quickly if the air activity level is below 0.1. if the drug effect is not removed quickly, and the air does not rise after the drug is removed, the patients may not be able to completely clear the residue level of the virus. we projected that a short regimen of antiviral drugs 3 to 5 days after the peak of virus counts may help to completely clear the remaining low level of virus load. the purpose of the antiviral drug f i g u r e 7 effect of antiviral drug on viral dynamics: the drug is assumed to be 90% effective on k, and is applied for 15 days consecutively with various starting dates; viral counts to the left with exponential scale; target cell ∕ t t 0 is for drug started on 15 dpi only, shown with linear scale to the right regimen is to mimic the effect of the air in patients with influenza infections. if the drug effect can be removed immediately after the peak infection, so that the air level increases after the drug is removed, we then have a situation that the air peaks after the target cells are depleted. the discussions around figure 5 established that with this scenario, the virus can always be cleared completely, regardless of the level of the air. with this approach, the novel coronavirus infections are essentially reduced to influenza-like infections in adults, except with slower disease progression. one possible concern with our proposed approach is that the immunosuppressive drugs may inevitably have some limited side effects on the innate immune response, in addition to the intended effect on the air. this is considered by equations (4), which gives us the following (see appendix): to address this possible concern, we did some simulations with the following: the immunosuppressive drug is assumed to have either a 50% or 90% effect on ϵ δ , the drug with 50% effect on ϵ δ is applied from 1 dpi up to 12 dpi, while the second drug is applied from 1 dpi up to 10 dpi. the choice to apply the drug from 1 dpi is merely to simplify our simulation, and may not be necessary, as our main goal is to suppress the air. the air peak day is assumed to be the same as the base scenario at 8 dpi, and the air activity level is reduced to 0.1. the same base scenario without drug is also shown as the blue line in figure 8 . with both scenarios, we observed a big reduction of the duration of viral activity. not only the date of viral peak is moved from 16 to 11 dpi, but the decay from the peak is also much faster. this rapid decay is beneficial for the patients as well, and it's due to the complete depletion of the target cells. the overall virus replication curve with the immunosuppressive drug resembles closely the curve for adult influenza infections (shown in figure 2 ) except with a longer time scale. when compared to the base scenario with air (the blue line in figure 8 ), we find that the maximum viral load is increased by a factor of 3.6-4.7. however, if we compare it to the base scenario of innate response alone without air, the maximum viral load varies by less than 15%. in summary, we think that the benefit of shortening the disease duration outweighs the cost of increased viral load for a short period. we see multiple potential advantages of this novel approach. there are a number of well-studied, fda-approved drug f i g u r e 8 effect of immunosuppressive drug on viral dynamics: the drug is assumed to be 50 or 90% effective so ϵ δ = 0.5 or 0.9; drug is applied from 1 dpi until 10 or 12 dpi (with the end day shown on legend); viral counts shown to the left with exponential scale; target cell ∕ t t 0 is shown for 10 dpi for both 50% and 90% drugs, with linear scale to the right du and yuan | 11 candidates to choose from. animal models can help to define the range for the main parameters quickly. finally, as long as the drug is applied for enough days so that the suppression of the air is beyond the peak of virus load, this approach always resulted in a quick clearance of the virus. removing the drug in time should enable the air to be fully stimulated, so the patient most likely can have antibody-based immunity for the virus in the near future, as in the case of patients recovered from influenza infections. in our discussion so far, we have assumed that the drug effect is immediate, namely, the drug effect shows up immediately after its application and the effect goes away immediately after the drug is removed. this is clearly not realistic, so one of the key considerations when selecting the right immunosuppressive drugs is its pharmacokinetics; a drug with short elimination and absorption half time is more desirable, considering the time-sensitive nature of the effect. in a recent study by wang et al, 29 the authors reviewed the effect of a low-dose and short-term application of corticosteroid to covid-19 patients at an early stage, and found some clear benefits of for the patients as compared to the patients without the treatment, including the shortening the disease course. this is consistent with our findings. in their study, the drug corticosteroid was applied for 11 days or more, which according to our theory, might be a little too long for optimal results, considering its half time of 12 to 36 days. previous studies have investigated the rna expression of ace2 in 72 human tissues. 9 two more recent studies have shown that the percentage of epithelial cells with ace2 receptors in bronchial is much lower than in turbinate and lung tissues (0.2% vs 2-3%). 10, 11 considering the difference in surface area between the lungs and the nasal cavity, [31] [32] [33] we arrived at a rough estimate of 10 4 as the ratio of target cells in these two organs. a quick simulation using the much lower t 0 suggests that the peak of infected cells is changed from 12 to 8 dpi in the nose with the innate immune response alone. if infection is localized at the nasal cavity only, it is then much more likely for the peak of the air to come after the peak of infected cells. in this case, most likely the infection will resolve itself just like influenza infections, except the disease may take a few more days. this may explain why a lot of people do not develop severe symptoms or remain asymptomatic if the infection is localized in the nasal area without reaching and propagating in the lungs. if our analysis can be verified clinically, methods and techniques (for example antiviral nasal sprays) to enhance trachea/ bronchial tubes as a barrier to stop the spread of the virus from upper respiratory tracks to the lungs can be effective in reducing the percentage of patients with pneumonia. another important parameter we have not discussed is the cell regeneration rate, τ d , of the epithelial cells. in table 3 , we have listed it as 2.9 × 10 −4 , which corresponds to 10 −3 day −1 for d. this is based on a study by rawlins and hogan 34 on the half-life of epithelial cells in the mouse lung. this parameter, if it is higher, will make the depletion of the target cells more difficult. this is because as the target cells are depleted, new target cells are generated. the higher the regeneration rate, the more new target cells are available for viruses to infect and stay alive. our simulation results remain essentially the same if this parameter is lower or increased by no more than a factor of 20. beyond that, depletion of the target cells becomes substantially more difficult to achieve. thereby, clearing the virus also becomes harder to accomplish. could this be the reason for the observed higher severity rate among older patients? we reason that this is not likely, as the cell regeneration rate should be higher for younger patients, while older people are known to have more difficulty repairing lung damage. 35 in this article, we have applied the target cell-limited model to study the novel corona virus infections mostly in human lungs. through comparison between sars-cov-2 and influenza viruses, and by analyzing the interactions among various players (target cells, innate and airs, and different types of drugs), we propose that the main reason for the higher probability of severe symptoms, prolonged hospital stays, and even fatal outcomes for covid-19 patients 2,3 may be that the peak of infected cells and virus counts often comes after the peak of the air in these patients. this mismatch of timing and the resulted interference with innate immunity by adaptive immunity, leads to incomplete depletion of the target cells, thus providing uninfected target cells for continued infection. prolonged infection can induce overactive immune responses, secondary complications, and sometimes fatal outcomes. we also discussed the prospects of antiviral drugs and immunosuppressive drugs in combating covid-19 infections. our proposal to apply immunosuppressive drugs at an early stage to reduce the interference from adaptive immunity so that the innate immunity and the depletion of target cells can together achieve fast elimination of the virus seems to be unconventional. however, it is particularly interesting to note that, as we were working on our mathematical modeling, the recent study by wang et al 29 demonstrated that an early stage low-dose and short-term application of corticosteroid treatment in patients with severe covid-19 pneumonia was beneficial and essentially 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the functional receptor for sars coronavirus. a first step in understanding sars pathogenesis single-cell rna expression profiling of ace2, the putative receptor of wuhan 2019-ncov single-cell rna expression profiling of ace2, the putative receptor of wuhan 2019-ncov principles and practice of clinical virology defense mechanisms against influenza virus infection in the respiratory tract mucosa incubation period of 2019 novel coronavirus (2019-ncov) infections among travellers from wuhan, china early transmission dynamics in wuhan, china, of novel coronavirus-infected pneumonia mathematical analysis of viral replication dynamics and antiviral treatment strategies: from basic models to age-based multi-scale modeling population dynamics of immune responses to persistent viruses viral dynamics in hepatitis b virus infection virus dynamics and drug therapy mathematical models of hiv pathogenesis and treatment virus dynamics: mathematical principles of immunology and virology influenza and the challenge for immunology cell-mediated protection in influenza infection pathogenesis of emerging avian influenza viruses in mammals and the host innate immune response quantifying the early immune response and adaptive immune response kinetics in mice infected with influenza a virus hepatitis c viral dynamics in vivo and the antiviral efficacy of interferon-alpha therapy effects of antirejection drugs on innate immune cells after kidney transplantation immunobiology: the immune system in health and disease early, low-dose and short-term application of corticosteroid treatment in patients with severe covid-10 pneumonia: single-center experience from wuhan, china. medrxiv description and clinical treatment of an early outbreak of severe acute respiratory syndrome (sars) in guangzhou, pr china histology a text & atlas anatomical and histological factors affecting intranasal drug and vaccine delivery ciliated epithelial cell lifespan in the mouse trachea and lung regeneration of the aging lung: a mini-review the authors would like to express their appreciation for professor yong-zhong qian for some productive discussions. weiming yuan is supported by the nih grant (r21 ai 149365) and partially supported by nih grant p30ca014089 to the university of southern california norris comprehensive cancer center from the national cancer center. the authors declare that there are no conflict of interests. http://orcid.org/0000-0002-4780-7157 solving the above equation, we find the following:the time it takes for the infected cells to reach the peak, t r , is as follows, assuming complete depletion of the target cells: notice that here we used i max and i min , because to clear virus completely we need to get to a level lower than the initial level of infected cells. immediately we can see that when = r 0, we have the lowest t c , which means the fastest clearing of virus. if we assume that, the above result can be further simplified: key: cord-321379-7bpl5n3j authors: singh, sweta; florez, hector title: coronavirus disease 2019 drug discovery through molecular docking date: 2020-06-03 journal: f1000res doi: 10.12688/f1000research.24218.1 sha: doc_id: 321379 cord_uid: 7bpl5n3j background: the dawn of the year 2020 witnessed the spread of the highly infectious and communicable disease coronavirus disease 2019 (covid-19) globally since it was first reported in 2019. severe acute respiratory syndrome coronavirus-2 is the main causative agent. in total, 3,096,626 cases and 217,896 deaths owing to covid-19 were reported by 30th april, 2020 by the world health organization. this means infection and deaths show an exponential growth globally. in order to tackle this pandemic, it is necessary to find possible easily accessible therapeutic agents till an effective vaccine is developed. methods: in this study, we present the results of molecular docking processes through high throughput virtual screening to analyze drugs recommended for the treatment of covid-19. results: atovaquone, fexofenadine acetate (allegra), ethamidindole, baicalin, glycyrrhetic acid, justicidin d, euphol, and curine are few of the lead molecules found after docking 129 known antivirals, antimalarial, antiparasitic drugs and 992 natural products. conclusions: these molecules could act as an effective inhibitory drug against covid-19. coronavirus disease 2019 (covid-19) is caused by the severe acute respiratory syndrome coronavirus-2 (sars-cov-2), that is responsible for respiratory illness and probably many more is yet to be discovered. this novel virus was first identified on 30 th december, 2019, with its first infection case infecting a human, which was reported in wuhan city located in hubei, china 1 . coronaviruses are mainly zoonotic, and are present amongst birds and mammals, causing respiratory, neurological, hepatic and enteric diseases 2 as well as comprises of enveloped rna. the world health organization (who) declared this disease as a pandemic on 11th march, 2020 and sars-cov-2 as the deadliest virus till date on earth claiming 217,896 deaths till 30 th april, 2020 3 . then, it is necessary for the rapid development and approval of a vaccine, which is not yet available 4 . nevertheless, chang et al., 5 have suggested that some drugs against same type of viruses approved by the us food and drug administration (fda) might offer promising results. hydroxychloroquine is one such drug that is used worldwide whereas remdesivir and ivermectin have been reported to work against covid-19 in silico by others. the transmission of this coronavirus occurs due to the binding of the cov spike protein to the angiotensin converting enzyme 2 (ace2) receptor present on the cell surface of the human host. the ace2 receptor is present in the respiratory organs, kidneys, gastrointestinal tract (at high levels in the esophagus, colon, and small intestine, but low in the stomach), and testes. virulence of this novel virus is due to the presence of main protease responsible for virus replication along with many major functions 6 . therefore, we have employed the main protease structure 6m03 as the target protein to identify the best inhibitory drugs in silico for our study. sars-cov-2 (negatively stained) when observed under the electron micrograph was found to be spherical in shape with some pleiomorphic characteristic. the epithelial sections of human airway when observed, viruses were found in membrane bound vesicles in cytoplasm along with inclusion bodies. the virions appear similar to solar corona due to 9-to 12-nm distinctive spikes and the virions are 60 to 140 nm in diameter. thus, it was established due to these morphological characteristics that this virus belongs to the coronaviridae family along with its genome having more than 85% identity with a bat sars-like cov (bat-sl-covzc45, mg772933.1) genome as previously assessed via genome sequencing 6 . sars-cov-2 initially infects lower airways, binds to ace2 receptor on cells activating immune cells, thus, inducing the secretion of inflammatory cytokines and chemokines in human pulmonary system 4 . most covid-19 patients exhibit flu-like symptoms within a span of two weeks from the exposure to the virus whereas there have been a majority rise in the asymptomatic covid-19 patients. in this work, we have performed high throughput virtual screening since it is the fastest approach in finding the probable drug against the target. high-throughput virtual screening (htvs) of two databases was carried out via pyrx (python prescription) software, which uses dock, vina and autodock as the docking tool. autodock itself uses mgltools comprising of computer aided drug discovery (cadd) pipeline for high throughput virtual screening of large databases for probable hits as target drugs. htvs enables docking of multiple ligands on a single protein. pyrx is a freely available htvs software. docking results are based on the identification of pose visually and quantitatively using a scoring algorithm. docking calculates the free binding energy (∆g) between the ligands and the protein. the free binding energy, thus calculated, is fundamental to the formation of complex systems in biochemistry and molecular biology. lower free binding energy corresponds to a more favorable ligand binding affinity between a receptor and a ligand 7 . molecular docking is a bioinformatics method that allows predicting the orientation of a molecule, when it is bounded to another molecule 8,9 . there are two main approaches for molecular docking. the first approach describes the protein and the ligand as complementary surfaces 10 . the second approach simulates the docking process calculating the ligand protein interaction based on the free binding energy ∆g 11 . selection of database and the covid-19 main protease structure in this study, we have docked the x-ray crystal structure of main covid protease protein (pdb id: 6m03, resolution: 2 å) with 129 molecules obtained from drugbank and 992 molecules from the zinc natural product database. the list of 129 molecules are provided along with the link for zinc natural database in the extended data 12 . these 129 molecules chosen were either antimalarial, antiparasitic, antibiotics, or antivirals, since hydroxychloroquine, remdesivir and ivermectin are antimalarial, antiviral and antiparasitic drugs, respectively. the zinc natural product database was chosen since most of the drugs are natural derivatives used against various diseases at present and it is a freely available database. similarity search could not be undertaken since there is no known drug to function 100% against this novel disease at time of publication. docking requires processing of the macromolecules and the ligands 13, 14 . water molecules were removed, polar hydrogen bonds were inserted into the crystal structure of 6m03 and it was converted to pdbqt format using autodock version 4. the energy of all ligands were minimized and they were converted into pdbqt files using open babel version 2.2.3 in pyrx version 0.8 15 . the grid box was determined as center the coordinates x:12.2632, y:12.3998, and z:5.4737, while as dimension the coordinates x:29.9242, y:64.1097, and z:48.1126. the docking was done using vina version 2.0 in pyrx. after the run, the out files stored in the user folder where the path run was specified in the edit preference. these output files were stored in pdbqt files, each having nine poses. the autodock application file was launched which then showed the empty dashboard along with "file" on the left hand corner of the page. the out file models were loaded using the "read molecule" application from the selected out file folder. different poses were analyzed in the autodock tool. the pose with the lowest binding energy in kcal/mol was selected for further analysis. the docked molecules were then further converted into pdb format in pymol and their interaction was studied using the software discovery studio version 4.1. the interaction can also be studied with pymol but a better quality picture is obtained via discovery studio. three known drugs (hydroxychloroquine, remdesivir and ivermectin) were first docked against the virus main protease to check their binding energy. the interaction of these three drugs with the covid-19 main protease could later be utilised for getting the hits. docking results for reference molecules the free binding energy for drugs known to act against covid-19, which are hydroxychloroquine, remdesivir, and ivermectin, were found to be -5.5 kcal/mol, -6.3 kcal/mol, and -8.7 kcal/mol respectively as indicated in table 1 , which describes: a) pubchem compound id (cid), which is the compound identifier in the pubchem database from where the 3d mol files of 129 molecules were downloaded; b) common drug name; and c) the free binding energy obtained after docking. these drugs are known to improve the condition to some extent and yet their functions against covid-19 are under study [16] [17] [18] [19] . therefore, we used these three molecules as our reference drugs. the interaction of these drugs with the virus main protease can be seen in the figure 1 . we could observe the interaction of these reference molecules as hydroxychloroquine forms a hydrogen bond with tyr237 residue of the 6m03 main protease with a distance of 2.10 å. it also interacts with leu272 and leu287. remdisivir forms six hydrogen bonds with lys137, thr199, and tyr239 along with interacting with leu272, leu287, tyr237, and asn238 residues of the 6m03 main protease. ivermectin interacts with leu272, tyr239, leu286, leu287, gly275, asn277, and met276 residues of the 6m03 main protease. docking results for 129 additional molecules keeping the free binding energy of our reference molecules in mind, we shortlisted 77 molecules from the database of 129 molecules with a cut of -6 kcal/mol free binding energy. eprinomectin, artefenomel, doramectin, betulinic acid, atovaquone, and tetrandrine showed the lowest binding energies, at -9 kcal/mol, -8.7 kcal/mol, -8.4 kcal/mol, -8.4 kcal/mol, -8.2 kcal/mol and -8 kcal/mol, respectively. table 2 presents the details of the best performing 18 of the 77 molecules along with their cid. these molecules have been considered due to the lowest free binding energy between the ligand and protein. furthermore, their interactions with the virus main protease 6m03 was studied. artefenomel interacts with pro108, val202, ile249, pro293, and phe294 residues of the 6m03 main protease. eprinomectin forms a hydrogen bond (2.26 å) with lys5 residue of the 6m03 main protease and also interacts with leu286, leu287, and asn277. tetrandrine forms a hydrogen bond with arg131 and also interacts with leu272, leu286 and leu287. betulinic acid forms a hydrogen bond with arg137 with 2.66 å distance and also interacts with leu272, leu286, leu287, tyr237, and tyr239. doramectin forms three hydrogen bonds with thr199, lys5, and gly138 as well as interacts with leu286 and asp289. atovoquone forms a hydrogen bond with the thr199 residue of the 6m03 main protease with a distance of 2.48 å and also interacts with lys137, leu272, leu286, leu287, and tyr239. these interactions can be observed in figure 2 . full results are available in the extended data 12 . docking results for natural molecules a total of 34 molecules of natural origin were chosen from the datasets of 992 molecules with a cut off -8.9 kcal/mol. table 3 presents the details of the best 20 molecules along with their common name and zinc id sorted by ascending order of the free binding energy of the top 20 molecules from natural products database. the interaction of various molecules with the 6m03 main protease was studied. allegra forms three hydrogen bonds with thr111, asn151, and asp153 as well as interacts with arg298, val305, and phe305 residues of 6m03 main protease. baicalin forms four hydrogen bonds with thr111, thr292, ile152, and arg298 along with interacting with asp153, asn151, and val303 residues of the main protease 6m03. curine forms three hydrogen bonds with arg131, thr199, and leu287 along with having interactions with asp289, leu286, and tyr237 residues of 6m03 main protease. etamidindole forms two hydrogen bonds with thr111 and asp295, it also interacts with phe8, phe294, arg295, arg298, and pro252 residues of main protease 6m03. glycyrrhetic acid forms a hydrogen bond with lys137(2.24 å) as well as interacts with tyr237, tyr239, leu272, leu286, and leu287 residues of the main protease 6m03. euphol interacts with phe8, val297, arg298, and val303 residues of the main protease. the interaction of few of the 20 molecules with the protein can be seen in figure 3 . full results are available in the extended data 12 . htvs is one of the best methods for identifying molecules acting against drug targets in a very short time period, when compared to traditional drug identification strategies. remdesivir was detected as covid-19 inhibitory drug via virtual screening method 6 . therefore, keeping the present scenario in our mind, we undertook this study to provide individuals with covid-19 with drugs already available. surprisingly, we have found good hits from the databases with medicinal properties. artefenomel is known to treat malaria and other parasitic diseases. betulinic acid is under trial for the treatment of dysplastic nevus syndrome. atovaquone is an approved drug for the treatment of pneumocystis carinii pneumonia and malaria. tetrandrine is in the experimental stage for anticancer, antimalarial, antiparasitic category. eprinomectin and doramectin are veterinary antiparasitic drugs. many of the natural compounds identified have medicinal properties. taraxerone has allelopathic and antifungal effect 20 , morusin has anti-oxidant and anticancer properties 21 , ra vii compound is an antitumor agent 22 , and neoruscogenin is used against chronic venous disorders 23 . justicidin d exhibits anti-inflammatory properties 24 , licoricidin is an antimetastatic molecule 25 whereas euphol is used against asthma and cancer along with syphilis, and rheumatism 26 . schisandrene has anti-oxidant activity 27 , curine is reported as a vasodilator 27 , angoluvarin has antimicrobial activity 28 , baicalin is used to treat cardiovascular diseases, inflammation and hypertension 29 . glycyrrhetic acid shows anti-inflammatory, anti-ulcer, hepatoprotective, anti-allergic, anti-tumor, antioxidant and anti-diabetic activity 30 . isomitraphylline has an antioxidant properties 31 , bikaverin and rutarensin has anti-tumour activities 32,33 . jolkinol b has anticancer properties 34 and ethamidindole exhibits antihistamine properties 35 . fexofenadine acetate, commonly known as allegra, is an antihistamine pharmaceutical drug presently used in the treatment of allergy symptoms such as urticaria and hay fever 36 . when we compared our two datasets, we found that majority of the molecules showed lesser free binding energy as compared to the reference molecules as in table 1 , table 2, and table 3 . surprisingly, we obtained good hits from our natural database which is good news since after observing their interaction and biotherapeutic functions, we might have achieved our covid-19 inhibitory drugs. one such drug from natural database is fexofenadine acetate (allegra) which is presently in use as anti-allergic medicine. we also have hits from 129 drugs but there is one, atovaquone, which is presently used against pneumonia and malaria and also a very good candidate for covid-19 treatment. the best therapeutic drugs inferred from our studies are atovaquone, fexofenadine acetate (allegra), justicidin d, baicalin, glycyrrhetic acid and ethamidindole based on their docking score, interaction studies and their present applications for probable covid-19 treatment. the rest of the molecules could also be used as covid-19 inhibitory drugs after further evaluation. when we compared our data with reference molecules score of currently in use drug against covid-19, we found that atovaquone showed better binding energy than hydroxychloroquine and remdesivir. it is one of the best drug candidate for covid-19 treatment since it is already in use for treating pneumocystis carinii pneumonia and malaria. fexofenadine acetate is another good target drug for covid-19 treatment since it is naturally derived and presently used for its anti-histamine properties. ethamidindole could possibly act as covid-19 inhibitor since it is reported as anti-histamine and this novel virus activates cytokine secretion in human body. part from these, anti-inflammatory natural molecules such as justicidin d, baicalin, and glycyrrhetic acid could work against covid-19 since sars-cov-2 virus induces inflammation. the rest of the top 20 molecules could also be considered since they all have some medicinal properties as explained above. this project contains the following extended data: • drugs repurposing list (pdf). (pubchem cid of each ligand along with the minimized energy of each molecule and binding affinity results) original> the transmission of this coronavirus occurs due to the binding of the cov spike protein to the angiotensin converting enzyme 2 (ace2) receptor present on the cell surface of the human host. suggestion>the transmission of this coronavirus occurs due to the binding of the cov spike protein to the angiotensin-converting enzyme 2 (ace2) receptor present on the human host's cell surface. i suggest the authors to focus in the evidences showed by chang we know that paragraph 2: et al. vaccines are not available for covid yet but your aim is to identify drugs for treatment. potential move this paragraph below " paragraph 3: the world health organization (who) declared this disease as a pandemic on 11th march, 2020 and sars-cov-2 as the deadliest virus till date on earth claiming 217,896 deaths till 30th april, 2020". please remove this paragraph because is not discussed in the corresponding section. i recommend the authors to rewrite this paragraph. authors performed an approach for paragraph 5: searching drugs candidates based on databases. please, focus in the main objective of the work. in my opinion authors could highlight the importance of bioinformatic tools (docking as the first approach) using available databases. i suggest to rewrite this paragraph because most of it content correspond to the methodology section. in my opinion authors should be more clear with the methodology. you could cite a work in the introduction section where docking was the better strategy for drugs candidates search. in this section, you should explain your criteria of protein selection, provide a list and finally, the docking process. i suggest to reorganize this section as: "molecule selection and processing (or edition)" and "molecular docking". in my opinion it is not necessary to split this information. for a better understanding, i strongly recommend to use a general graphical scheme explaining the selection, the macromolecules edition, and the pipe used for the docking analysis. i suggest to focus only in the docking results against different ligands (from databases, natural etc). some sentences correspond to the discussion section. it is not clear if you work with information from databases or with clinical samples. please, rewrite this sentence. the paragraph underline (2nd) is disconnected from this section, please review. in my opinion the third paragraph of this section is not necessary. authors could write in a sentence all this information and cite. i also suggest to discuss better your results and make a contrast with the available bibliography; authors repeated in this section the results. i understand that your contribution is relevant but from other authors repeated in this section the results. i understand that your contribution is relevant but from other perspective: bioinformatic tools for a quick detection of potential antivirals or drugs, using as an example the covid. several papers cited in the introduction section are not discussed. i suggest the integration of this section with the discussion. authors proposed several treatments, inferred from htvs, however, you should be careful with your statements. i recommend to discuss and compare the variables or data as indicators for potential treatments. the manuscript is written with understandable english, though some english revision is necessary. in my opinion, after several major revisions and reorganization of the text, the study will be acceptable for indexing on f1000research. if applicable, is the statistical analysis and its interpretation appropriate? i cannot comment. a qualified statistician is required. are all the source data underlying the results available to ensure full reproducibility? yes no competing interests were disclosed. reviewer expertise: evolutionary biology, genomics i confirm that i have read this submission and believe that i have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however i have significant reservations, as outlined above. evolution of the novel coronavirus from the ongoing wuhan outbreak and modeling of its spike protein for risk of human transmission molecular docking covid-19 bioinformatics methods to discover antivirals against zika virus bioinformatics study of mutations of resistance to antivirals in the ns5a gen of hcv. international information institute (tokyo) virtual screening for potential inhibitors of ctx-m-15 protein of klebsiella pneumoniae hydroxychloroquine prophylaxis for covid-19 contacts in india peptide-like and small-molecule inhibitors against covid-19. . 2020. 1-10 | j biomol struct dyn pubmed abstract publisher full text is the work clearly and accurately presented and does it cite the current literature? partly is the study design appropriate and is the work technically sound? yes are sufficient details of methods and analysis provided to allow replication by others? yes if applicable fceqyn, conicet-unam, posadas, argentina i think that all the data is a quite good contribution, but in my opinion, text should be deeply modified to be more attractive to the readers and to point more directly their main objective the authors would like to thank members of the research group iti for their valuable feedback.i might suggest the authors remark the differences between their approach and the one presented by: suyash pant, peptide-like and small-molecule inhibitors against covid-19it could be included in the discussion. 3. 1. version 1 14 july 2020 reviewer report https://doi.org/10.5256/f1000research.26715.r67037 © 2020 ghosh p. this is an open access peer review report distributed under the terms of the creative commons , which permits unrestricted use, distribution, and reproduction in any medium, provided the original attribution license work is properly cited. laboratory of bioinformatics and protein engineering, international institute of molecular and cell biology in warsaw, warsaw, 02-109, polandthe manuscript by singh and florez presents the discovery of drugs against covid19 using molecular docking methods. the authors must discuss in further detail as to how this work compares with other published reports of drugs targeted against sars-cov-2.the authors should cite references for the results mentioned in the introduction section of the manuscript.how was the -6 kcal/mol free binding energy cut-off selected? as i understand this is not the lowest, the highest or the average of the reference molecule binding energies. then what is the basis for the selection of this cut-off value?the authors have discussed the docking results for the reference and the test molecules independently, but have not provided a comprehensive comparison of the observations. in my opinion, such a comparison is necessary for assessing the effectivity of the new drugs as compared to the existing drugs. the authors have also not discussed the importance of the residues tyr237, leu272, leu287 etc. are these known to be critical residues in the functioning of the main protease? the statistics on the number of cases and deaths need to be updated before the indexing.the authors should be more careful about the technicalities mentioned in the paper. for example, "6m03" has been mentioned loosely in the introduction section without pointing to the fact that it is a pdb structure; the htvs abbreviation has not been introduced in the manuscript before the first instance of its use. the paper requires english editing by a professional and/or a native english speaker. are all the source data underlying the results available to ensure full reproducibility? yes no competing interests were disclosed. competing interests: the paper is of interest under the current cov2 pandemic. simulation of the strength of the bonds between molecules can identify inhibitors without human subjects' need to test. this paper did not focus on finding new compounds but in examining those present in existing medicine. this approach expedites the process of finding a cure, and the suggestions done are well-founded. overall, the materials and methods section is exhaustive and asserts reproducibility. there are some wordy paragraphs with redundancies. please take a look at the following one and the replacement that i suggest.original> the transmission of this coronavirus occurs due to the binding of the cov spike protein to the the benefits of publishing with f1000research:your article is published within days, with no editorial bias you can publish traditional articles, null/negative results, case reports, data notes and morethe peer review process is transparent and collaborative your article is indexed in pubmed after passing peer review dedicated customer support at every stage for pre-submission enquiries, contact research@f1000.com key: cord-321267-ihd30qi0 authors: daughton, christian g. title: natural experiment concept to accelerate the re-purposing of existing therapeutics for covid-19 date: 2020-05-15 journal: glob epidemiol doi: 10.1016/j.gloepi.2020.100026 sha: doc_id: 321267 cord_uid: ihd30qi0 one of the many questions with respect to controlling the novel coronavirus pandemic is whether existing drugs can be re-purposed (re-positioned) for the prevention or treatment of covid-19 or for any future epidemic. the usefulness of existing approaches for re-purposing range from computational modeling to clinical trials. these are often time-consuming, resource intensive, and prone to failure. proposed here is a new but simple concept that would capitalize on the opportunity presented by the on-going natural experiment involving the collection of data from epidemiological surveillance screening and diagnostic testing for clinical treatment. the objective would be to also collect for each covid-19 case the patient's prior usage of existing therapeutic drugs. these drug usage data would be collected for several major test groups those who test positive for active sars-cov-2 infection (using molecular methods) and those who test negative for current infection but also test positive for past infection (using serologic antibody tests). patients from each of these groups would also be categorized with respect to where they resided on the spectrum of morbidities (from no or mild symptomology to severe). by comparing the distribution of normalized usage data for each drug within each group, drugs that are more associated with particular test groups could be revealed as having potential prophylactic, therapeutic, or contraindicated effects with respect to disease progression. these drugs could then be selected as candidates for further evaluation in fighting covid-19. also summarized are some of the numerous attributes, advantages, and limitations of the proposed concept, all pointing to the need for further discussion and evaluation. drug treatments for covid-19 are urgently needed. discovery and development of new molecular entities (us fda 2020a) ultimately requires long and costly clinical trials to gain regulatory approval. the shortest route to potential treatments is the repurposing (repositioning) of existing approved drugs (both legend and otc) for pre-and post-exposure prophylaxis to sars-cov-2 or for treatment of covid-19. the concept presented here is intended to rapidly reveal if any existing drugs have therapeutic potential (or those that could be contraindicated) in treating covid-19. drug "repurposing" in this article refers to the use of existing approved drugs for the treatment of a never-considered therapeutic indication -in this case, covid-19. just considering unique small-molecule drug entities, the universe of those already approved in the us -for multitudes of different medical conditions -might number several thousand (kinch et al. 2014) ; the numbers of biologics and biosimilars expand this universe considerably (kinch 2015) . 10 april 2020 (revised 11 may) draft for global epidemiology christian g. daughton drug repurposing has proved to be a successful enterprise over the years (baker 2018; pizzorno et al. 2019; shameer et al. 2017) . it is often guided by virtual screening methods such as computational approaches and bioinformatics to reveal possible druggable pathways (e.g., see: smith and smith 2020; pizzorno 2019) or even by traditional literature-mining and synthesis (e.g., cahill et al. 2020) . but even these approaches often end up selecting potential drug candidates that eventually prove ineffective in subsequent clinical trials. and these approaches are seldom used for predicting drugs that would be contraindicated -in this case, those that could adversely interact with covid-19 or with co-administered drugs. computational approaches are also unable to easily identify multiple drugs that might be effective as combination therapies. proposed here is a simple, straightforward approach to possibly accelerate the identification of existing drugs for potential repurposing and to quickly identify candidates more likely to succeed in phase 3-4 clinical trials. these candidates should also have better safety profiles than by trialing candidates selected by other means, especially by avoiding the selection of drugs that adversely interact with other drugs. at the same time, it could also potentially reveal drug combinations that provide enhanced clinical outcomes. a method that could rapidly narrow the initial selection of potential candidates (including combinations) for repurposing with covid-19 (and also avoiding contraindications) could greatly streamline the conventional approaches for repurposing. it could reduce the probability of candidate drugs failing trials and thereby reduce the wasting of time and resources. an additional important point is that data mined by this approach during an epidemic could also have the potential to short-circuit imprudent decisions to investigate whether drugs rumored to be effective treatments actually have any potential. during the covid-19 epidemic, one of the best examples was hydroxychloroquine and chloroquine. rumors of effectiveness caused shortages for their approved critical therapeutic uses as anti-malarials and anti-rheumatics (yazdany and kim 2020) . this proposed approach would capitalize on a unique opportunity presented by a "natural experiment" inherent in the ongoing clinical treatment and epidemiological examination of the covid-19 epidemic. this approach would also be applicable to any future epidemic, including the possible seasonal resurgence in covid-19. opportunities for natural experiments present themselves without active human intervention. natural experiments can reside in an event where different subpopulations are suspected of experiencing a spectrum of exposures, ranging from none to extensive. the archetype example is the historic 1854 london cholera outbreak, where dr. john snow was able to identify the route of transmission and propose the solution for ending the epidemic. the proposed approach would identify all drugs used by each of two groups of patient cases defined by whether they test positive or negative for exposure to sars-cov-2 and/or test positive or negative for active disease. each potential drug candidate could be revealed by whether its per capita usage rate for test each group is significantly higher or lower than the usage rates for the other groups. usage rates that have significant associations with a particular j o u r n a l p r e -p r o o f page 3 of 16 10 april 2020 (revised 11 may) draft for global epidemiology christian g. daughton group may have either increased or reduced potential for providing protection or ameliorating adverse therapeutic outcomes in treating covid-19. below is an outline of this proposed approach, termed "natural experiment for repurposing drugs for covid-19 therapy" -or "nerd" as shorthand. nerd would essentially serve as a continually ongoing, multivariate retrospective observational study. nerd would attempt to guide the repurposing of currently used drugs for pre-and postprophylaxis or therapeutic treatment of covid-19. nerd would examine the prior and current drug usage among several combinations of covid-19 case groups, primarily: (1) those known to have been exposed or infected but successfully cleared the virus and (2) those who required extensive medical interventions or died. an excess prevalence of usage of specific drugs within one group versus another group may reveal those drugs having increased potential to be therapeutic or contraindicated (meriting avoidance in prevention or therapy). important to emphasize is that nerd might prove useful not just for revealing potential therapeutics, but also reveal those drugs that might be contraindicated or actually potentiate the progression of adverse covid-19 outcomes. many different scenarios can be hypothesized for how drug usage might be associated with covid-19 clinical outcomes. consider the two bookend case outcomes for covid-19: (1) the vast majority that resolve with little to no morbidity and (2) the minority that become acutely serious. the most general hypothesis is that there are drugs (or combinations of drugs) that have protective effects and perhaps others that have adverse effects. to explain the lower incidence of serious covid-19 outcomes compared with favorable outcomes, perhaps it is the drugs with the lowest overall clinical usage rates that could explain at least a portion of the serious outcomes -especially among clinical cases having no apparent underlying risk factors. it is likely that widespread covid-19 testing among the general asymptomatic population will reveal that its infected subpopulation is even larger than currently believed for the subpopulation that progresses to serious outcomes. this would point even further to the possibility that perhaps it is the seldom-used drugs that play a role in serious outcomes. a major obstacle to successfully implementing nerd also needs to be stressed. initially, the only type of therapeutic drug usage data that would be straightforward to collect would be for drugs used in long-term maintenance therapies (both small-molecule and biologics); vaccines and hormonal agents should also be included. therapy would needed to have begun several weeks before exposure but exposure dates would almost always have to be inferred. in contrast, drugs used in short-term therapy could be problematic to collect at first because many additional details would be needed: daily dose, duration of therapy, and time-frame of therapy. many patients may be unable to supply this level of detail. moreover, the fact that the short-term therapy might overlap with different intervals of the disease progression would make interpretation of collected data much more challenging. (1) as covid-19 epidemiological surveillance screening and diagnostic testing proceeds, a national database would be continually populated with drug usage data collected from each case among three different combinations of sub-groups based upon whether they tested positive or negative for active sars-cov-2 infection or tested positive for past sars-cov-2 infection (see table 1 ). patients would provide a list of all drugs they have used over a time period that safely encompasses the earliest possible date at which they could have been exposed to sars-cov-2 (for example, 2 months prior). data for all types of drugs would be collected: legend, otc, and recreational/illicit drugs -both small-molecule drugs and biologics, as well as vaccines. drug metadata to collect would include the route of administration, especially inhalation via the nose or mouth, as these might have a greater chance for adversely affecting the pulmonary system. it might seem that drugs of obvious interest during data collection might be immunosuppressants or antivirals, especially those to be effective against enveloped viruses. but many other drug classes might also be important. a major advantage of nerd would be that the screening process is not guided by known or postulated pathways of exposure, infection, or disease progression, as nerd would essentially test all drugs for which usage data is collected. the importance of avoiding cognitive bias is shown by the evolving knowledge of sars-cov-2 infection, where a major route of infection is believed to be pulmonary (via angiotensin converting enzyme 2 -ace2 -receptors), leading to severe respiratory inflammation. but ace2 receptors not only populate alveolar epithelial cells, but also endothelial cells, which means that various organs and blood vessels are vulnerable to inflammatory damage and clotting (phend 2020) . the collected data would be entered into a computer app that transmits to a central, national relational database pre-populated with generic and trade drug names cross-referenced to their respective unique molecular entities. this would speed data entry, ensure consistent spelling, and account for multiple drug names that correspond to the same molecular entity. note that it can be very challenging to compile a comprehensive list of unique molecular entities just for smallmolecule drugs (kinch et al. 2014) . biologics and biosimilars would present their own challenges (e.g., see: dabrowska 2019). (2) for each of the three test groups, the collective percent-usage rate of each drug (d x ur) would be continually updated in real-time. percentages could also be calculated for sub-groups, determined by the spectrum of severity of clinical status or outcomes -ranging, for example, from asymptomatic, mild, moderate, severe, critical, and death. note that the population-wide incidence of "asymptomatic" covid-19 cases (where no symptoms are noted over the entire course of the disease) has yet to be determined (e.g., see: lippi et al. 2020) ; also note that "asymptomatic" is used in this presentation to encompass those who have never been infected as well as those with undetectable subclinical infections. but asymptomatic cases often progress to being pre-symptomatic, where symptoms become evident days after testing positive. this distinction, however, does not matter for nerd, as all of j o u r n a l p r e -p r o o f page 5 of 16 10 april 2020 (revised 11 may) draft for global epidemiology christian g. daughton these cases can be considered positive for infection. so the term "asymptomatic" will be used here. (3) the d x ur for each group (and subgroups) would then be statistically compared with each other; alternative comparisons might be with the known rates of general population use of each legend drug, or the estimated population-wide use of each non-legend drug. (4) potential drug candidates would be revealed by whether d x ur distributions are significantly skewed within the major case test groups (see "options" in table 1 ). normalized usage rates that have significant associations with a particular group may have potential for enhancing protection or therapeutic outcomes or, alternatively, the potential for increasing the risk for developing overt signs of infection or exacerbating clinical outcomes. the database would have to be coded to account for patients who receive multiple tests. because of the natural heightened rate of mutation with rna viruses, it would be prove important to constantly re-screen the same universe of existing drugs for therapeutic efficacy. this would occur automatically as the database is updated in real time. (5) interpretation of nerd data and defining the covid-19 test groups of most use to nerd. there are currently two general categories of tests for covid-19: tests that indicate active infection and tests that primarily indicate past infection that has resolved. the former currently relies on rt-pcr or antigen testing, and the latter relies on serum testing for antibodies to sars-cov-2; conceivable future tests would be those predicting vulnerability to disease progression. these two groups provide complementary information for clinical, epidemiological, and public health purposes. for nerd, however, the drug usage data collected from these two approaches would yield insights for the screening of drugs with a higher probability of success in repurposing. a very limited number of possible combinations exist for how case groups can be defined for use in nerd. these groups are determined by the results for each clinical case and the type of testing used: (1) positive or negative for active infection, (2) positive or negative for past infection (i.e., past infections that resolved via immune response with display of little symptomology), and (3) where the case resides on a morbidity spectrum ranging from asymptomatic, to mild signs and symptoms, to severe complications, to death (refer to table 1 ). while there are two overarching test groups with respect to all suspected cases (positive and negative), there are three major types of tests: molecular nucleic acid (e.g., rt-pcr), antigen, and serologic antibody (isotypes igm and/or especially igg) (see: find 2020; sheridan 2020; nas 2020a). rt-pcr is the current gold standard for revealing whether an active infection is underway, as it reveals viable, replicating virus; less costly nucleic acid tests with higher throughput are emerging (broughton et al. 2020; suo et al. 2020 in contrast, antibody tests (in asymptomatic and mild cases) can indicate a graduated spectrum of possibilities, including whether an infection had been cleared sometime in the past or that an active infection is currently being resolved (assuming that more serious morbidities do not develop). important to recognize, however, is that nerd cannot be fully implemented until reliable (low rates of false-negative and false-positive), accurate, standardized, and inexpensive antibody testing becomes widely available in order to perform random serological surveys. not until 1 april 2020 was the first emergency use authorization (eua) for a covid-19 serological test (for use in clinical laboratories) issued by the us fda (https://www.fda.gov/media/136622/download); unknown is when any serological test will receive full approval in the us, where validation for specificity and sensitivity are critical. antibody testing would also have to assume that pre-immunity was not possible (e.g., from exposure to other coronaviruses). there are many unknowns and problems surrounding serologic tests for covid-19 (gronvall et al. 2020; nas 2020b) . a positive test using rt-pcr or antigen testing would yield a relatively definitive indication for an active infection (especially with the presence of key signs or symptoms). in contrast, a negative test for active disease (without any other complementary test) would not be useful for nerd. this is because negative-test cases would aggregate two primary subgroups: (i) those who have never been exposed to sars-cov-2 and (ii) those who were infected but who resolved the infection via a successful immune response (being asymptomatic or experiencing only mild infection). both of these subgroups can be disaggregated only by igm/igg antibody testing (option #1 or #3); the course of the disease can transition from infection-positive to infection-negative after testing immune-positive. it is only this second negative-test subgroup (i.e., positive serum antibody test) that would be useful to nerd. antibody tests provide additional opportunity for interpretation in nerd, as they would represent a portion of the population that was most successful in recovering from self-limited asymptomatic or mild infection. but antibody testing could also prove problematic for interpretation because the patient would need to know when they had probably become infected. if this is not known, then the patient may not know what drug usage they had experienced over the time period encompasses pre-exposure and infection. in table 1 , the group "negative test for past infection" (absence of any immune response), whether used alone (option #4) or even if it were used in concert with a test of active infection (option #2), would not provide any useful information for nerd. note, however that there are two additional sub-groups among the negative test group, which creates two more groups: (iii) those who are infected but their virus titers are too low to yet detect (these could become positive with subsequent testing), and (iv) those with an active infection but the test yielded a false negative (because of sampling errors or test problems). these two groups would serve as confounders for interpreting negative-test data. could point to: (i) potential contraindications and warn of those drugs to avoid for covid-19 treatment, (ii) potential for increasing the risk of developing more serious infection or exacerbating clinical outcomes, and (iii) drugs that might also make exposed individuals more susceptible to developing serious disease (thereby allowing for more vigilance in avoiding exposure). a positive correlation with severe, critical, or especially fatal outcomes could point to negative interactions of a drug with the disease, and thereby inform recommendations to avoid taking the drug during an epidemic (possible examples being the use of il-6 inhibitors and steroids; see: kalil 2020) . conversely, also for the positive-test group, a lower d x ur for a particular drug among severe and critical cases (or higher d x ur among negative cases) could also indicate a protective or prophylactic effect of the drug. while the usefulness of positive cases for nerd is straightforward (indicating drugs to possibly avoid), the predictive power of nerd would be maximized by actively seeking out and testing asymptomatic cases from the general population that never displayed signs and symptoms and therefore would have otherwise possibly escaped diagnostic testing. it is these very cases (along with a subgroup of the clinical diagnostic negatives (see option #1 or #3 in table 1 ) that could most likely reveal potential therapeutic drug candidates. indeed, widespread epidemiologic surveillance screening of the general population for asymptomatic covid-19 has been done in very few countries -iceland being one example (iceland, minister of health 2020). a major limitation is inherent with nerd with its reliance on the binary choice of infected cases versus uninfected. the limitation results from oversimplifying the actual process of transmission, which is undoubtedly a function of the magnitude of the delivered dose of viral particles. this exposure "intensity" likely results in a continuum of severity of symptoms, rate of disease progression, and modulation of disease outcomes. but this important aspect of covid-19 is ignored in the concept of nerd developed here simply because there is no current way to easily determine exposure intensity. it is important to recognize that it is within the actual complexities of the disease, such as exposure intensity, that nerd attempts to reveal drugs that impact the disease. so any apparent indication that a drug might correlate with positive or negative disease outcomes might instead simply be a confounding reflection of the type of exposure and not the drug itself. additional attributes, advantages, and limitations of the nerd concept are compiled in table 2 . worth noting is that additional opportunities with the natural experiment presented by the covid-19 epidemic (as well as any future epidemic) include epidemiologic surveys regarding not just common risk factors such as smoking, but also occupational exposures and real-world inadvertent human exposures to known environmental hazards (e.g., volatile algal toxins and pulmonary toxicants such as atmospheric particulate matter and synthetic chemicals, asbestos, silica, and beryllium). in particular, the possibility exists for discovering whether such non-drug exposures increase the susceptibility or vulnerability to more serious covid-19 outcomes. this might be especially germane to explaining cases of serious covid-19 disease among healthy younger adults and reported gender and racial disparities. this would entail a more ambitious data collection effort involving collaboration with industrial and environmental toxicologists to extend the utility beyond drug usage by broadening the exposome and incorporating known occupational and environmental hazards. finally, another unique possibility may exist for verifying the findings of nerd. the relatively new monitoring approach called wastewater-based epidemiology (wbe) has been in use for identifying drugs that are collectively consumed across entire communities. one of the primary applications of wbe has been the monitoring of sewage for drugs (or their metabolites) and back-calculating per capita consumption (sims and kasprzyk-hordern 2020) . wbe has also been used for monitoring the presence of pathogens such as viruses (to provide early warnings for emerging outbreaks) and more recently proposed for gauging community-wide overall health (daughton 2018; choi 2018) or for gauging community-wide status and trends of infection (daughton 2020) . wbe could therefore possibly be used to complement and verify the findings of nerd. for example, drugs found by nerd to be predominantly associated with asymptomatic or mild cases of covid-19 could be targeted for wbe monitoring in communities suspected as having low infection rates; note that the overall rates of community infection could also be gauged by wbe (e.g., see: medema et al 2020; wu et al. 2020) . conversely, drugs found to be predominantly associated with severe or critical cases of covid-19 could be targeted for wbe monitoring in communities suspected as having high infection rates. likewise, wbe could be used to quickly assess which communities may have high infection rates, and then target these communities for testing of asymptomatic individuals. surveillance testing and diagnostic testing are critical tools for timely detection, control, and mitigation of any disease epidemic. testing during epidemics provides rare opportunities to capitalize on natural experiments for expanding what is known about exposure, transmission, disease progression, and therapeutic treatment. presented here is a concept for a potential natural experiment that could reveal existing drugs (or multi-drug combinations) that may have higher probabilities of success in their re-purposing (re-positioning) for disease prevention or clinical therapy -or conversely those drugs whose use should be avoided during infection. this concept (natural experiment for re-purposing of drugs -nerd) would require considerable additional discussion and examination before reaching any decision to develop pilot studies to assess its potential viability or usefulness. if successful, however, the concept could prove invaluable in fighting future epidemics involving novel pathogens or mutated strains of prior pathogens for which past immunity or previously effective therapies are no longer effective. the author declares no conflict of interest. the work had no affiliation with any public or private agency. the concept and ideas presented did not originate from any prior published works. could reveal potential contraindications and warn of those drugs to avoid during or for covid-19 treatment. any knowledge of the pathogen itself or disease progression would not be needed because nerd would rely solely on real-time, real-world evidence for selecting drug candidates. because of this natural process of drug selection, any selected drug candidates for repurposing would have a higher probability of success in phase 3-4 clinical trials or for compassionate use. as testing of a population expands, the test population size could be orders of magnitude larger than possible in any clinical trial. the predictive power of nerd would increase as the incidence of testing covers an increasingly larger percentage of the randomly selected general population. the approach naturally incorporates its own inherent natural control group as a result of the diagnostic testing -namely, the negative-test group with positive antibody test. a major advantage might be the ability to reveal combinations of drugs that could possess synergistic therapeutic potential. potential combination drug treatments are extremely difficult to predict with virtual screening approaches. association with the positive-test group might indicate a drug that makes covid-19-exposed individuals more susceptible to developing serious morbidities. this would allow for more vigilance against pathogen exposure if the drug is medically necessary or in cessation of the drug if possible. unproven off-label drug therapies that could cause harm (such as during compassionate use) could be potentially avoided; some known examples include the use of il-6 inhibitors and steroids for end-stage covid-19 (e.g., see: kalil 2020) . furthermore, by revealing combinations of drugs that significantly correlate with the positive-test group, further harmful experimental therapies could be avoided. one of the major obstacles to implementing nerd would be the practical difficulties in collecting the needed drug usage information from each patient during or after covid-19 testing. collecting drug usage information has long been the initial step in the conduct of "medication reconciliation" reviews between the physician and patient during normal visits. the collection step has been problematic (psnet 2019). one possible means of addressing this weakness would be public service announcements urging everyone to maintain a list of all medications used in the preceding months during epidemics. as with many epidemics, a major problem is inaccurate case counts and under-reporting (weinberger et al. 2020) . with overwhelmed health care systems, an unknown but possibly very large percentage of positive cases will go undetected. many will die from unknown causes (because of unavailable testing) and many cases will be endured solely at home, with only mild symptoms. very valuable data are therefore lost simply because of incomplete medical records and lack of widespread testing (kliff and bosman 2020). many mild cases can be missed when they are advised to avoid testing when testing is in short supply. in the absence of widespread randomized testing of the asymptomatic population, drug usage data from a large percentage of the population belonging to test option #1 would never be acquired. this reduces the predictive value of nerd for potentially beneficial drugs. nerd as presented here makes a liberal assumption that the total population has full access to rx and otc drugs. this is overly simplistic for populations under-served by healthcare. for some pathogens, specific sub-groups of the population can be more susceptible or less susceptible to serious complications or higher death rates, often because of added risk factors. this means that those drugs having higher usage rates among those vulnerable groups could bias the results for negative-and positive-test groups unless the drug usage data collected from patients were also coded for the known risk factors. nerd would not be suitable for screening of those drugs where efficacy is determined by the timing of administration. examples for covid-19 are drugs used for reducing lung inflammation and damage, such as those required to fight cytokine storm (e.g., geraci and hawill 2020) . this is especially true if premature timing could worsen clinical outcomes. this could confound nerd's usefulness for these types of drugs. the collection of usage data on biologics and biosimilars, which continue to be a rapidly growing class of therapeutics, could prove difficult, if not just for the fact that the naming conventions are complex (jordan 2019 for drugs associated with the positive-test group, they might simply be serving as proxies for co-morbidities that make patients more vulnerable to covid-19. a very important factor that nerd would not be able to address is whether a drug might have an impact on increasing or decreasing the overall level or rate of virus shedding, which is a key parameter in inter-individual transmission. because the more limited classes of drugs used in pediatric populations, it would probably be more representative to normalize group drug-usage rates against pediatric and non-pediatric populations. as the ranked, overall nation-wide usage rate for each drug trends downward, the confidence intervals for distinguishing significant differences between the tested groups will increase accordingly, simply because there would be less collected drug usage data. so it would become increasingly more difficult to detect associations for drugs with less market penetration. all types of diagnostic tests have a range of rates for false-negatives and false-positives. this could be a major contributor of error in the confidence of any nerd conclusions regarding drug usage rates. among the active infection test group, a very small portion of the negative-test group may actually comprise newly infected cases (covert virus) whose viral titers are insufficient to meet the minimum sensitivity for a positive test (resulting in a false-negative test); re-testing these cases days later can yield a positive test. crispr-cas12-based detection of sars-cov-2 wastewater-based epidemiology biomarkers: past, present and future biologics and biosimilars: background and key issues monitoring wastewater for assessing community health: sewage chemical-information mining (scim) the international imperative to rapidly and inexpensively monitor communitywide covid-19 infection status and trends a bibliometric review of drug repurposing scientists to stop covid-19 diagnostics resource centre. foundation for innovative new diagnostics. geneva switzerland 2020 candidate drug, dupilumab, to mitigate covid-19 patients with severe acute respiratory syndrome by mitigating cytokine storm developing a national strategy for serology (antibody testing) in the united states. the johns hopkins center for health security large scale testing of general population in iceland underway biologics and biosimilars need distinguishable names. stat news treating covid-19-off-label drug use, compassionate use, and randomized clinical trials during pandemics an overview of fda-approved new molecular entities an overview of fda-approved biologics medicines official counts understate the u.s. coronavirus death toll coronavirus disease 2019 (covid-19): the portrait of a perfect storm presence of sars-coronavirus-2 in sewage rapid expert consultation on sars-cov-2 laboratory testing for the covid-19 expert consultation on sars-cov-2 viral shedding and antibody response for the covid-19 pandemic covid-19: abnormal clotting common in more severe disease drug repurposing approaches for the treatment of influenza viral infection: reviving old drugs to fight against a long-lived enemy agency for healthcare research and quality (ahrq) patient safety network systematic analyses of drugs and disease indications in repurpose db reveal pharmacological, biological and epidemiological factors influencing drug repositioning fast, portable tests come online to curb coronavirus pandemic future perspectives of wastewater-based epidemiology: monitoring infectious disease spread and resistance to the community level repurposing therapeutics for covid-19: supercomputer-based docking to the sars-cov-2 viral spike protein and viral spike protein-human ace2 interface ddpcr: a more sensitive and accurate tool for sars-cov-2 detection in low viral load specimens covid-19) update: fda continues to accelerate development of novel therapies for covid-19 covid-19) update: fda authorizes first antigen test to help in the rapid detection of the virus that causes covid-19 in patients. us food & drug administration, 2020b estimating the early death toll of covid-19 in the united states sars-cov-2 titers in wastewater are higher than expected from clinically confirmed cases. medrxiv use of hydroxychloroquine and chloroquine during the covid-19 pandemic: what every clinician should know. annals of internal medicine this work was unfunded. key: cord-325473-hrdanbn1 authors: ghahremanpour, mohammad m.; tirado-rives, julian; deshmukh, maya; ippolito, joseph a.; zhang, chun-hui; de vaca, israel cabeza; liosi, maria-elena; anderson, karen s.; jorgensen, william l. title: identification of 14 known drugs as inhibitors of the main protease of sars-cov-2 date: 2020-08-28 journal: biorxiv doi: 10.1101/2020.08.28.271957 sha: doc_id: 325473 cord_uid: hrdanbn1 a consensus virtual screening protocol has been applied to ca. 2000 approved drugs to seek inhibitors of the main protease (mpro) of sars-cov-2, the virus responsible for covid-19. 42 drugs emerged as top candidates, and after visual analyses of the predicted structures of their complexes with mpro, 17 were chosen for evaluation in a kinetic assay for mpro inhibition. remarkably 14 of the compounds at 100-μm concentration were found to reduce the enzymatic activity and 5 provided ic50 values below 40 μm: manidipine (4.8 μm), boceprevir (5.4 μm), lercanidipine (16.2 μm), bedaquiline (18.7 μm), and efonidipine (38.5 μm). structural analyses reveal a common cloverleaf pattern for the binding of the active compounds to the p1, p1’, and p2 pockets of mpro. further study of the most active compounds in the context of covid-19 therapy is warranted, while all of the active compounds may provide a foundation for lead optimization to deliver valuable chemotherapeutics to combat the pandemic. sars-cov-2, the cause of the covid-19 pandemic, 1 is a coronavirus (cov) from the coronaviridae family. its rna genome is ~82% identical to that of sars-cov, 2 which was responsible for the severe acute respiratory syndrome (sars) pandemic in 2003. 3 sars-cov-2 encodes two cysteine proteases: the chymotrypsin-like cysteine or main protease, known as 3cl pro or m pro , and the papain-like cysteine protease, pl pro . they catalyze the proteolysis of polyproteins translated from the viral genome into non-structural proteins essential for packaging the nascent virion and viral repication. 4 therefore, inhibiting the activity of these proteases would impede the replication of the virus. m pro processes the polyprotein 1ab at multiple cleavage sites. it hydrolyzes the gln-ser peptide bond in the leu-gln-ser-ala-gly recognition sequence. this cleavage site in the substrate is distinct from the peptide sequence recognized by other human cysteine proteases known to date. 5 thus, m pro is viewed as a promising target for anti sars-cov-2 drug design; it has been the focus of several studies since the pandemic has emerged. 2, [4] [5] [6] [7] an x-ray crystal structure of m pro reveals that it forms a homodimer with a 2fold crystallographic symmetry axis. 2, 5 each protomer, with a length of 306 residues, is made of three domains (i-iii). domains ii and i fold into a six-stranded β-barrel that harbors the active site. 2, 4, 5 domain iii forms a cluster of five antiparallel αhelices that regulates the dimerization of the protease. a flexible loop connects domain ii to domain iii. the m pro active site contains a cys-his catalytic dyad and canonical binding pockets that are denoted p1, p1, p2, p3, and p4. 2 the amino acid sequence of the active site is highly conserved among coronaviruses. 8 the catalytic dyad residues are his 41 and cys 145 and the residues playing key roles in the binding (figure 1 ). these residues have been found to interact with the ligands co-crystallized with m pro in different studies. 2, 4, 5 crystallographic data also suggested that ser 1 of one protomer interacts with phe 140 and glu 166 of the other as the result of dimerization. 2, 4 these interactions stabilize the p1 binding pocket, thereby, dimerization of the main protease is likely for its catalytic activity. 2, 4 drug repurposing is an important strategy for immediate response to the covid-19 pandemic. 9 in this approach, the main goal of computational and experimental studies has been to find existing drugs that might be effective against sars-cov-2. for instance, a molecular docking study suggested remdesivir as a potential therapeutic that could be used against sars-cov-2, 10 which was supported experimentally by an ec50 value of 23 μm in an infected-cell assay. 11 however, a clinical trial showed no statistically significant clinical benefits of remdesivir on adult patients hospitalized for severe covid-19. 12 nonetheless, patients who were administered remdesivir in the same trial showed a faster time to clinical improvement in comparison to the placebo-control group. 12 in another clinical trial, only patients on mechanical ventilation benefitted from remdesivir. 13 an ec50 value of 27 μm was also reported for lopinavir 11 , suggesting it may have beneficial activity against sars-cov-2. however, neither lopinavir nor the lopinavir/ritonavir combination has thus far shown any significant benefits against covid-19 in clinical trials. chloroquine, hydroxychloroquine, and favipiravir have also been explored for repurposing against covid-19; however, clinical studies with them have been controversial. [14] [15] [16] [17] these studies reflect the urgent need for systematic drug discovery efforts for therapies effective against sars-cov-2. thus, we decided to pursue discovery of small-molecule inhibitors of m pro . the aim of this initial work was two-fold: to identify known drugs that may show some activity, but also to identify structurally promising, synthetically-accessible substructures suitable for subsequent lead optimization. our expectation was that existing drugs may show activity but not at the low-nanomolar levels that are typical of effective therapies. this report provides results for the first goal. the work began by designing and executing a consensus molecular docking protocol to virtual screen were predicted using the propka3 20 and the h++ severs. 21, 22 accordingly, lysines and arginines were positively charged, aspartic and glutamic acids were negatively charged, and all histidines were neutral. all histidines were built with the proton on nε except for his80, which was protonated at nδ. the resulting m pro structure has a net charge of -4 e. extensive visual inspection was carried out using ucsf chimera. 23 consensus molecular docking. most docking programs apply methods to generate an initial set of conformations, and tautomeric and protonation states for each ligand. this is followed by application of search algorithms and scoring functions to generate and score the poses of the ligand in the binding site of a protein. scoring functions have been trained to reproduce a finite set of experimental ligand-binding affinities that are generally a mix of activity data converted to a free-energy scale. therefore, the accuracy of the scores is dependent on multiple factors including the compounds that were part of the training set. to mitigate the biases, we performed four independent runs of protein-ligand docking with a library of ca. 2000 approved, oral drugs using glide, autodock vina, and two protocols with autodock 4.2. the results were compiled and further consideration focused on those compounds that ranked among the top 10% percent in at least 3 out of the 4 runs. glide. schrödinger's protein prep wizard utility was used for preparing the protein. a 20-å grid was then generated and centered on the co-crystallized ligand, which was subsequently removed. the drug library members were neutralized and/or ionized via schrödinger's ligprep. 24 the epik program 25 was used for estimating the pka values of each compound. plausible tautomers and stereoisomers within the ph range of 7 ± 1 were generated for each compound using the opls3 force field. 26 these conditions resulted in a total of 16000 structures, which were then docked into m pro using schrödinger's standard-precision (sp) glide. 27, 28 autodock. the autodocktools (adt) software 29 was used for creating pdbqt files from sdf and pdb files of compounds and the protein, respectively. non-polar hydrogen atoms were removed and gasteiger-marsili charges were assigned for both the protein and the ligands using adt. the autogrid 4. simulations. 31 the protonated m pro dimer, with a net charge of -8 e, was represented by the opls-aa/m force field. 32 tip4p water was used as the solvent. 33 sodium counterions were added to neutralize the net charge of each system. the selected ligand candidates were represented by the opls/cm1a force field, 34 as assigned by the boss software 35 (version 4.9) and the ligpargen python code. 36 the parameters were converted to gromacs format using ligpargen. 36 for neutral ligands, the cm1a partial atomic charges were scaled by a factor of 1.14. 34 each m pro -ligand complex was put at the center of a triclinic simulation box with 10-å padding. an energy minimization was then performed until the steepest descent algorithm converged to a maximum force smaller than 2.4 kcal mol -1 å -1 . a cutoff radius of 12 å was used to explicitly calculate non-bonded interactions. long-range electrostatic interactions were treated using the particle mesh ewald (pme) algorithm. 37 the pme was used with an interpolation order of 4, a fourier spacing of 1.2 å, and a relative tolerance of 10 -6 . the van der waals forces were smoothly switched to zero between 10 and 12 å. analytical corrections to the long-range effect of dispersion interactions were applied to both energy and pressure. all covalent bonds to hydrogen atoms were constrained at their equilibrium lengths using the lincs algorithm 38 with the order of 12 in the expansion of the constraint-coupling matrix. each system was subsequently simulated for 1 ns in the canonical ensemble (nvt) in order for the solvent to relax and the temperature of the system to equilibrate. initial velocities were sampled from a maxwell-boltzmann distribution at 310 k. the v-rescale thermostat with a stochastic term 39 was used for keeping the temperature at 310 k. the stochastic term ensured that the sampled ensemble was canonical. 39 the coupling constant of the thermostat was set to 2.0 ps. table 1 , and the structures of some of the ones that turned out to be most interesting are shown in figure 2 . the primary indications include bacterial and viral infections, hypertension, psychosis, inflammation, and cancer. their mechanisms of action are also broad ranging from kinase and protease inhibitors to dopamine receptors agonists/antagonists, and calcium channel blockers. it is not surprising that peptidic protease inhibitors are well-represented in view of the peptide substrate and prior discovery of peptidic inhibitors for m pro and its sars-cov relative. 7, 42, 43 in almost all cases the predicted poses for the 42 compounds from the different docking programs agreed well. the poses from glide were then subjected to extensive visual scrutiny to check for unsatisfied hydrogen-bonding sites, electrostatic mismatches, and unlikely conformation of the ligand. about half of the compounds were ruled out for further study due to the occurrence of such liabilities and the presence of multiple ester groups (e.g., methoserpidine and nicomol) or overall size and complexity (e.g., bromocriptine and benzquercin). a repeated motif was apparent with high-scoring ligands having a cloverleaf pattern with occupancy of the p1, p1', and p2 pockets, as illustrated in figure 3 for the complex of azelastine. other common elements are an edge-to-face aryl-aryl interaction with his41 and placement of a positively-charged group in the p1 pocket in proximity to glu166, e.g., the methylazepanium group of azelastine, the protonated trialkylamino group of bedaquiline, and protonated piperazine of periciazine. however, glu166 forms a saltbridge with the terminal ammonium group ser1b (figure 1 ). the electrostatic balance seems unclear in this region, so our final selections included a mix of neutral and positively-charged groups for the p1 site. the analysis of the high-scoring 42 compounds also considered structural variety and potential synthesis of analogs. in the end, we settled on 17 compounds, which are highlighted in table 1 , for purchase and assaying. sixteen were commercially available, mostly from sigma-aldrich. the seventeenth, cinnoxicam, was not available, but it was readily prepared in a one-step synthesis from the commercially-available ester components. it may be noted that three calcium channel blockers, efonidipine, lercanidipine, and manidipine were purchased ( figure 2 ). this was not done owing to the characteristic dihydropyridine substructure, since this end of the molecule protrudes out of the p1' site in the docked poses. it was for the variety in the left-sides of the molecules in figure 2 , which form the cloverleaf that binds in the p1, p1', and p2 pockets, as illustrated in figure 4 for manidipine. the steric fit in this region appears good, though the only potential hydrogen bond is between the nitro group and the catalytic cys145. remarkably, fourteen of the drugs at 100 μm decreased m pro activity (100 nm), as shown in figure 5 and table 2 . five drugs decreased m pro activity to below 40%. the top five hits from the kinetic assay were manidipine, boceprevir, efonidipine, lercanidipine, and bedaquiline. dose-response curves were obtained to determine ic50 values, when possible, as shown in figure 6 for the five most potent inhibitors, with the raw data as a function of time and concentration given in figure s1 . the computed structures for the complexes of boceprevir and bedaquiline are illustrated in figure 7 . for boceprevir, the dimethylcyclopropyl subunit is predicted to μm. further study of these compounds in the context of covid-19 therapy is warranted, while all of the active compounds reported here may provide a foundation for lead optimization to deliver valuable chemotherapeutics to combat the pandemic. the supporting information is available free of charge on the acs publications website. an excel file with the names and docking scores for the full drug library, a the authors have no competing interests. gratitude is expressed for support to the u. s. national institutes of health (gm32136) and to the yale university school of medicine for a corect pilot grant. the m pro plasmid was kindly provided by the hilgenfeld lab. 5 a new coronavirus associated with human respiratory disease in china structure of mpro from sars-cov-2 and discovery of its inhibitors identification of a novel coronavirus in patients with severe acute respiratory syndrome structural basis for the inhibition of sars-cov-2 main protease by antineoplastic drug carmofur crystal structure of sars-cov-2 main protease provides a basis for design of improved α-ketoamide inhibitors prediction of novel inhibitors of the main protease (m-pro) of sars-cov-2 through consensus docking and drug reposition gc-376, and calpain inhibitors ii, xii inhibit sars-cov-2 viral replication by targeting the viral main protease learning from the past: possible urgent prevention and treatment options for severe acute respiratory infections caused by 2019-ncov drug repurposing: progress, challenges and recommendations repurposing against covid-19 lopinavir, emetine, and homoharringtonine inhibit sars-cov-2 replication in vitro favipiravir and other drugs for the treatment of the new coronavirus chloroquine and hydroxychloroquine in the treatment of covid-19 with or without diabetes: a systematic search and a narrative review with a special reference to india and other developing countries in vitro antiviral activity and projection of optimized dosing design of hydroxychloroquine for the treatment of severe acute respiratory syndrome coronavirus 2 (sars-cov-2) observational study of hydroxychloroquine in hospitalized patients with covid-19 pandda analysis of covid-19 main protease against the dsi-poised fragment library asparagine and glutamine: using hydrogen atom contacts in the choice of side-chain amide orientation propka3: consistent treatment of internal and surface residues in empirical p k a predictions h++: a server for estimating pkas and adding missing hydrogens to macromolecules h++ 3.0: automating pk prediction and the preparation of biomolecular structures for atomistic molecular modeling and simulations a visualization system for exploratory research and analysis towards the comprehensive, rapid, and accurate prediction of the favorable tautomeric states of drug-like molecules in aqueous solution epik: a software program for pka prediction and protonation state generation for drug-like molecules opls3: a force field providing broad coverage of drug-like small molecules and proteins a new approach for rapid, accurate docking and scoring. 1. method and assessment of docking accuracy glide: a new approach for rapid, accurate docking and scoring. 2. enrichment factors in database screening autodock4 and autodocktools4: automated docking with selective receptor flexibility autodock vina: improving the speed and accuracy of docking with a new scoring function, efficient optimization, and multithreading 5: a high-throughput and highly parallel open source molecular simulation toolkit improved peptide and protein torsional energetics with the opls-aa force field comparison of simple potential functions for simulating liquid water potential energy functions for atomic-level simulations of water and organic and biomolecular systems molecular modeling of organic and biomolecular systems using boss and mcpro ligpargen web server: an automatic opls-aa parameter generator for organic ligands a smooth particle mesh ewald method lincs: a linear constraint solver for molecular simulations canonical sampling through velocity rescaling molecular dynamics with coupling to an external bath polymorphic transitions in single crystals: a new molecular dynamics method structure-based design of antiviral drug candidates targeting the sars-cov-2 main protease an overview of severe acute respiratory syndrome -coronavirus (sars-cov) 3cl protease inhibitors: peptidomimetics and small molecule chemotherapy calcium channel blockers: a possible potential therapeutic strategy for the treatment of alzheimer's dementia patients with sars-cov-2 infection targeting the sars-cov-2 main protease to repurpose drugs for single-molecule pulling simulations can discern active from inactive inhibitors investigating drug-target association and dissociation mechanisms using metadynamics-based algorithms estimation of drug-target residence times by τ-random accelerated molecular dynamics simulations dynamic undocking and the quasi-bound state as tools for drug discovery key: cord-001072-pjv3wy80 authors: hong, xiaoyun; wei, liangming; wu, fei; wu, zaozhan; chen, lizhu; liu, zhenguo; yuan, weien title: dissolving and biodegradable microneedle technologies for transdermal sustained delivery of drug and vaccine date: 2013-09-04 journal: drug des devel ther doi: 10.2147/dddt.s44401 sha: doc_id: 1072 cord_uid: pjv3wy80 microneedles were first conceptualized for drug delivery many decades ago, overcoming the shortages and preserving the advantages of hypodermic needle and conventional transdermal drug-delivery systems to some extent. dissolving and biodegradable microneedle technologies have been used for transdermal sustained deliveries of different drugs and vaccines. this review describes microneedle geometry and the representative dissolving and biodegradable microneedle delivery methods via the skin, followed by the fabricating methods. finally, this review puts forward some perspectives that require further investigation. hypodermic needles are used for most biotherapeutic and vaccine injections, 1 providing a low-cost, rapid, and direct way to deliver almost any type of molecule into the body. however, hypodermic needles are utilized primarily in the clinic or at home by patients who have received special training, and safe needle disposal 2 and other issues such as transportation are problems. 3 conventional transdermal drug delivery offers many important advantages, such as accessibility, safety, painless drug administration, potential for self-administration, and avoidance of enzymatic degradation in the gastrointestinal tract or liver, but shows low bioavailability and poor permeability of drugs because of the physical barrier of the stratum corneum. 4, 5 for parenteral controlled-release formulations, in situ-forming implants are also attractive alternatives to preformed implants and microparticles, avoiding the use of large needles or microsurgery and with relatively low cost of manufacture. such a system stays in a solid state before administration and becomes a hydrogel in situ after injection into the body. however, key issues remain to be solved, including variability of the implant shape and structure, avoidance of burst release during implant formation, and toxicity issues, thus these are far from practical use. 6 recently, peng et al combined nanoparticle and thermosensitive hydrogel technologies in an appropriate manner, which would be a promising system for longer sustained and controlled drug delivery. 7 however, compared to microneedle technologies, the promising system might have lower patient compliance and transportation convenience. deadman et al reported more recently that an in situ-forming drug depot, eligard, was approved by the us food and drug administration. upon administration, the water-miscible organic solvent dissipates into the surrounding tissue, which leads to polymer precipitation into a depot at the site of injection, entrapping the drug. the obvious disadvantages are the fact that an submit your manuscript | www.dovepress.com hong et al organic solvent is administered (which can lead to toxicity) and the variable shape and size of the implant formed in vivo, which leads to variable rates of drug release. 8 microneedle technologies, which were first conceptualized for drug delivery many decades ago, overcome the shortages and preserve the advantages of hypodermic needles and conventional transdermal drug-delivery systems to some extent. they are also superior to in situ-forming implants and in situ-forming drug depot in some fields. microneedles are needle-like structures with diameters in the size order of microns and lengths up to 900 µm. 9 these structures are used to pierce the upper layer of the skin to enhance transdermal drug delivery by enabling the transport of a host of molecules that cannot be delivered across the skin by passive diffusion alone. 10 there is no size limit for delivery of macromolecules through these microchannels, as the size of these microchannels is in microns and the maximum dimension of typical macromolecules administered into the body are in nanometers, 11 thus microneedles can be used to deliver such macromolecules as insulin, growth hormones, immunobiologicals, proteins, and peptides. 12 microneedle technologies can be divided into several categories: solid microneedles for skin pretreatment to increase skin permeability, microneedles coated with drugs, polymer microneedles that encapsulate drugs and fully or partially dissolve in the skin, and hollow microneedles for drug infusion into the skin. 13, 14 microneedles are mostly applied for the transdermal delivery of drugs and vaccines that may require long exposure, among which the dissolving and biodegradable microneedle technologies are most commonly seen. compared to bolus delivery, the sustained delivery of drug and vaccine is more complicated and is a trend in microneedle technology, thus this article reviews this body of work. the stratum corneum is 15-20 µm thick and is indispensable as a barrier. the viable epidermis is located below the stratum corneum, and has a thickness of 130-180 µm. below the epidermis lies the dermis, which is about 2,000 µm thick and contains nerves, blood vessels, nociceptors, lymph vessels, hair follicles, and sweat glands ( figure 1 ). 15 the epidermal or epithelial layer is a covering carried in the superficial dermis or superficial lamina in the superficial plexus. in the case of skin as a model, the plexus is the intradermal plexus. there are some lymphatic vessels in that layer. in the deep dermal layer or deep lamina, the deep plexus is carried. in the case of skin, this is the subdermal plexus. in that layer, there are most of the lymphatic vessels, and the collagen content of that layer is much greater than in the superficial layer. 16 microneedle technologies for sustained drug delivery has long been recognized as a highly immune reactive tissue containing an abundance of antigen-presenting cells and immunocompetent cells, especially within the epidermal and dermal skin layers. 17, 18 skin microanatomy largely determines the geometry of microneedles. yana et al proved that microneedle arrays with longer needles (.600 µm) were more effective in creating pathways across skin and enhancing drug flux, and microneedle arrays with lower needle densities (,2,000 needles/cm 2 ) were more effective in enhancing drug flux if the microneedles had sufficient length (.600 µm). 19 noh et al 20 measured skin irritation using microneedles of 500 µm depth, and concluded that there was little difference in the decrease of redness after microneedle application based on application time, but redness was generally maintained until 30 minutes and rapidly decreased between 30 minutes and 2 hours. gomaa et al 21 found that when 600 µm-long microneedles were applied to the dermal side of skin, the transepidermal water-loss measurements remained at baseline levels. this is explainable by the fact that typically only 10%-30% of the needle length actually penetrates tissue. 22 gomaa et al 21 also found that increasing microneedle density introduced complex effects. firstly, more skin channels may have been created, and these inhibited the long-term, tissue contraction-mediated partial recovery of the barrier. however, there was also some evidence that at high microneedle densities, individual needles may no longer effectively breach the barrier due to a "bed of nails" effect. leaving the array embedded in the skin seemed to diminish the magnitude of the initial postinsertion drop in barrier function. furthermore, lee et al 23 concluded that pyramidal microneedles were stronger than conical ones, probably due to their larger cross-sectional area at the same base width/diameter. dissolving microneedles, mostly using different kinds of sugars as the matrix (figure 2 ), usually release drugs or vaccines quickly in vivo, 24 eg, ito et al 25 reported that insulin released from microneedles very quickly, and almost all of the formulated insulin was released within 1 hour when dextrin was used as matrix. nevertheless, sustained release of drugs or vaccines is also required under some circumstances. lee et al 23 prepared microneedles with model drug encapsulated not within the microneedle tips but only in the backing layer, which served as a controlled-release reservoir that delivered molecules by a combination of swelling the backing with interstitial fluid drawn out of the skin and molecule diffusion into the skin via channels formed by dissolved microneedles. they revealed that sulforhodamine release from carboxymethyl cellulose microneedle patches exhibited an initial lag time of a few hours, followed by steady release for approximately 1 day. similar behavior was seen for microneedle patches made of amylopectin, but with slower kinetics. in this case, lag time was longer and release took place over a few days. polymeric dissolving microneedles designed by donnelly et al have been produced from gantrez an-139, and delivered 83% of the encapsulated theophylline into porcine skin within 24 hours. 26 kumar et al 27 characterized and used maltose microneedles to microporate full-thickness pig-ear skin to evaluate drug delivery of model small (calcein) and large (human growth hormone) molecules. it was found that modulated transdermal delivery of small as well as large molecules is possible upon microporation of the skin in combination with iontophoresis (itp). the modulated itp protocol resulted in peaks in flux with application of current and gradual decrease with termination of current, and current density and time could be used appropriately to program a desired drug-delivery profile. garland et al 28 studied the potential for itp to be combined with polymeric microneedle devices that remain in contact with the skin during the course of drug delivery procedure for the first time. furthermore, it has been shown that the application of an electric current enables the permeation of macromolecules from the entire microneedle-array matrix, and not just that which was contained within the microneedles alone. thus the application of an electric current significantly increased the extent of macromolecular delivery from the poly(methyl vinyl ether maleic anhydride) microneedle array, which is also promising for the sustained delivery of drugs and vaccines. wu et al 29 reported a similar finding, wherein the transdermal permeation of high-molecular-weight compounds through microneedle-induced channels could be increased through the combination of itp. ito et al reported sustained-release self-dissolving micropiles (sdmps), in which porous silicon dioxide and porous calcium silicate were used as nanoporous microparticles to adsorb insulin, and the microparticleadsorbed insulin was molded to sdmps using chondroitin sulfate as a base. they concluded that long-acting sdmp preparation would be possible by means of porous silicate adsorbent-held insulin. 30 biodegradable microneedles, mostly using different kinds of biodegradable polymers, including polylactic acid, chitosan, polyglycolic acid, or poly(lactide-co-glycolide) (plga) to form the matrix, degrade in the skin after application, whereby the release of incorporated drugs can be sustained for months by choosing the proper polymer. a previous study demonstrated the possibility of these biodegradable microneedles as a patient-friendly substitute for conventional sustained-delivery methods. 31 however, these microneedles must be inserted and remain in the skin for several days to utilize the degradation property of biodegradable polymer effectively. kim et al 32 demonstrated that microneedle separation into the skin was mediated by hydrogel swelling in response to contact with body fluid after the needles were inserted into the skin. the hydrogel particles absorbed water quickly, resulting in the cracking of the microneedles due to the difference in volume expansion between the needle-matrix polymer and the hydrogel particles. the swollen particles caused the microneedles to totally break down, leaving the microneedle tips in the porcine cadaver skin in vitro and in the hairless mouse skin in vivo (figure 3 ). chu et al 33 introduced separable arrowhead microneedles that featured micron-size sharp tips mounted on blunt shafts. upon insertion in the skin, the sharp-tipped polymer arrowheads encapsulating drug separate from their metal shafts and remain embedded in the skin for subsequent dissolution and drug release. the blunt metal shafts can then be discarded. due to rapid separation of the arrowhead tips from the shafts within seconds, administration using arrowhead microneedles can be carried out rapidly, while drug-release kinetics can be independently controlled, based on separable arrowhead formulation (figure 4 ). park et al 31 developed arrays of microneedles that were fabricated out of plga using a mold-based technique to encapsulate model drugs -calcein and bovine serum albumin -either as a single encapsulation within the needle matrix or as a double encapsulation, by first encapsulating the drug within carboxymethyl cellulose or poly-l-lactide microparticles and then encapsulating drug-loaded microparticles within needles. in vitro release of calcein and bovine serum albumin from three different encapsulation formulations was measured over time, and was shown to be controlled by the encapsulation method to achieve release kinetics ranging from hours to months. tsioris et al 34 reported on a fabrication method to produce silk biopolymer microstructures with microneedle technologies for sustained drug delivery the high aspect ratios required to manufacture microneedle systems. room temperature and aqueous-based micromolding allow for the bulk loading of these microneedle structures with temperature-sensitive drugs such as peptides, antibiotics, and vaccines, or any temperature-labile therapeutic. controlled release of a model drug is achieved by adjusting the postprocessing conditions of the microneedle structures, mainly by controlling the silk protein secondary structure. ausiello et al 35 released a method for extended and controlled delivery of parathyroid hormone to a patient in need, involving implanting a medical device into the patient, the medical device comprising a substrate, a plurality of reservoirs in the substrate, and a release system contained in each of the reservoirs, wherein the release system comprised parathyroid hormone, and controllably releasing a pharmaceutically effective amount of the parathyroid hormone from the reservoirs. microneedle delivery of nucleic acids, in particular plasmid dna (pdna), to the skin represents a potential new approach for the clinical management of genetic skin diseases and cutaneous cancers, and for intracutaneous genetic immunization. dna vaccines have many potential benefits, but have failed to generate robust immune responses in humans. 36 demuth et al 37 reported an approach for rapid implantation of vaccine-loaded polymer films carrying dna, immune-stimulatory rna, and biodegradable polycations using microneedles coated with releasable polyelectrolyte multilayers that promoted local transfection and controlled the persistence of dna and adjuvants in the skin from days to weeks, with kinetics determined by the film composition. these "multilayer tattoo" dna vaccines induced immune responses against a model hiv antigen comparable to electroporation in mice, enhanced memory t-cell generation, and elicited 140-fold higher gene expression in nonhuman primate skin than intradermal dna injection, indicating the potential of this strategy for enhancing dna vaccination ( figure 5 ). marc pearton et al 38 proved that the pdna-coated microneedles facilitated reporter-gene expression in viable human skin, whilst the efficiency of gene expression from coated microneedles will depend upon suitable dna loading, efficient and reproducible skin puncture, and rapid in situ dissolution of the plasmid at the site of delivery. fabrication of microneedles usually follows the steps of molding, preparation of microneedle matrix, casting, removal, and drying. 39 the concrete methods are determined by the desired property of the microneedles. however, harsh fabrication methods (ie, using high temperature or organic solvent) may damage temperature-sensitive drugs, particularly peptides and proteins, so this review mainly focuses on mild fabrication methods. vacuum and centrifugation are often applied in casting the microneedle matrix into the molds. whilst a polydimethylsiloxane micromold can be created with precise morphological fidelity to master microneedle structures, sugar solutions did not completely fill the micromold invaginations, due to the high surface tension of the solution. martin et al 40 revealed a simple and novel low-temperature vacuum-deposition micromolding methodology for biodegradable sugar-glass microneedle fabrication. in the original vacuum-oven method, vacuum pressure could not be applied before the sugar solution was placed on the mold surface. subsequently, when the droplet of sugar solution was applied, air was entrapped within the micromold invaginations. an optimized method was developed whereby a vacuum was produced within an enclosed chamber before the sugar solution was applied to the mold surface. demuth et al 41 developed microneedle-fabrication methods featuring drug-loaded plga microparticles or solid plga tips. plga microparticles were applied to the surface of the mold in an aqueous suspension and compacted into the mold cavities through centrifugation. excess hong et al microparticles were then removed, and the microparticleloaded mold was allowed to dry. then, a concentrated aqueous solution of poly(acrylic acid) was added to the mold surface and infiltrated into the packed plga particle bed via centrifugation. after being dried under vacuum, a solid plga-poly(acrylic acid) microparticle matrix was obtained. if the microparticle-loaded polydimethylsiloxane molds were dried and incubated under vacuum to fuse the embedded plga particles, solidified plga tips were obtained. demuth et al 37 demonstrated a new approach for dna vaccination via multilayer "tattooing," using microneedles employing a ph-responsive release layer to implant biodegradable vaccine-loaded polymer films rapidly into the skin. mefti et al released a patent concerning the administration of drugs with microneedles. more specifically, it concerned microneedles comprising a part that dissolves by hydrolysis once they have penetrated the skin. 42 it can also be concluded that enhancing methods such as itp, as well as with different drug carriers (eg, microand nanoparticles) will be applied to the fabrication of microneedles. 43 microneedles effectively circumvent the skin barrier to offer this route as a potential alternative to oral and parenteral delivery of therapeutics, 44 and relatively large doses can be administered due to bulk loading of dissolvable or biodegradable systems. however, there are still several problems that remain to be solved. for example, the barrier function of the skin changes from one site to another on the same person, from person to person, and with age. 45 it is important to ensure that patients obtain the same and required dose during each microneedle administration, since the difference in individual skin and the penetration depth of microneedles relate to the stress upon the skin, thus an applicator may be required in order to obtain a reproducible penetration depth. besides, the sustained release of drugs or vaccines is more complicated than bolus release, and the kinetics should be further investigated and ensured. it is also necessary to investigate whether dissolved or degraded matrices have side effects if microneedles are used frequently. although these materials are commonly seen excipients in drugs, the accumulation levels and their influences should be noted for prudential reasons. in addition, in some microneedle-fabrication cases, the polymer-melting temperatures were above 135°c and vacuum necessary for processing, and these conditions could be detrimental to various temperature-sensitive drugs, particularly peptides and proteins. polymer microneedles for controlled-release delivery are also constrained by needle mechanical properties when the main matrix is plga or carboxymethyl cellulose. park et al found that microneedles with 2% drug loading retained sufficient mechanical strength, but needles with 10% loading did not. although the maximum dose constrains applications, controlled-release delivery of up to 1 mg has a number of candidate drugs on the market, with more likely to be approved in the future. 31 dna vaccines have been intensively studied because of potential advantages, such as ease of good-manufacturingpractice production, lack of antivector immunity, and the capability to promote both cellular and humoral immune responses. 46, 47 since the discovery 48 that genetically engineered dna can be delivered in vaccine form and elicit an immune response, there has been much progress in understanding the basic biology of this platform. 49, 50 a large amount of data has been generated in preclinical model systems, 51, 52 and more sustained cellular responses and more consistent antibody responses are being observed in the clinic. 53, 54 microneedle application is promising in promoting local transfection and controlling the persistence of dna and adjuvants in the skin from days to weeks to function as an optimal strategy for safe, reproducible, and pain-free dna vaccination. for therapeutic proteins, preservation of protein structure during manufacture, storage, and use is considered even more important than for vaccines, and unwanted immunogenicity can lead to total loss of the therapeutic effect of a protein by neutralizing antibodies, and may even lead to depletion of endogenous proteins or breaking the immune tolerance to self-antigens. for dissolving microneedles, future studies will partially focus upon the incorporation of other bioactivity-enhancing methods including itp components into polymeric microneedle devices and investigation of their potential for efficient, electrically controlled pulsatile delivery of macromolecules from drug-loaded dissolving polymeric microneedle arrays. 29, 35 altogether, dissolving and biodegradable microneedle technologies have a bright future for transdermal sustained delivery of drug and vaccine, and require further studies. 55 pain following controlled cutaneous insertion of needles with different diameters intradermal injections: traditional bevel up versus bevel down needle-free vaccine delivery micro-scale devices for transdermal drug delivery transdermal drug delivery in situ forming implants -an attractive formulation principle for parenteral depot formulations injectable and biodegradable thermosensitive hydrogels loaded with phbhhx nanoparticles for the sustained and controlled release of insulin an investigation into the influence of drug lipophilicity on the in vivo absorption profiles from subcutaneous microspheres and in situ forming depots optical coherence tomography is a valuable tool in the study of the effects 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length, density, insertion time and multiple applications on human skin barrier function: assessments by transepidermal water loss mechanism of fluid infusion during microneedle insertion and retraction dissolving microneedles for transdermal drug delivery laser-engineered dissolving microneedle arrays for transdermal macromolecular drug delivery feasibility of microneedles for percutaneous absorption of insulin design, optimization and characterisation of polymeric microneedle arrays prepared by a novel laser-based micromoulding technique modulated iontophoretic delivery of small and large molecules through microchannels dissolving polymeric microneedle arrays for electrically assisted transdermal drug delivery enhancement of skin permeation of high molecular compounds by a combination of microneedle pretreatment and iontophoresis sustained-release self-dissolving micropiles for percutaneous absorption of insulin in mice polymer microneedles for controlled-release drug delivery hydrogel swelling as a trigger to release biodegradable polymer microneedles in skin separable arrowhead microneedles fabrication of silk microneedles for controlled-release drug delivery method and device for the controlled delivery of parathyroid hormone. united states patent us cutaneous vaccination using microneedles coated with hepatitis c dna vaccine polymer multilayer tattooing for enhanced dna vaccination microneedle delivery of plasmid dna to living human skin: formulation coating, skin insertion and gene expression drug delivery using microneedles low temperature fabrication of biodegradable sugar glass microneedles for transdermal drug delivery applications composite dissolving microneedles for coordinated control of antigen and adjuvant delivery kinetics in transcutaneous vaccination soluble microneedle. world intellectual property organization patent wo/2011/076537 microneedles as transdermal delivery systems: combination with other enhancing strategies drug design, development and therapy 952 poly vinyl alcohol re-usable masters for microneedle replication transdermal drug delivery system: a review enhancement of dna vaccine potency by linkage of antigen gene to an hsp70 gene a dna vaccine induces sars coronavirus neutralization and protective immunity in mice genetic immunization is a simple method for eliciting an immune response gene-based vaccines: recent technical and clinical advances studies of a prophylactic hiv-1 vaccine candidate based on modified vaccinia virus ankara (mva) with and without dna priming: effects of dosage and route on safety and immunogenicity electroporation as a "prime/boost" strategy for naked dna vaccination against a tumor antigen vaxfectin-formulated influenza dna vaccines encoding np and m2 viral proteins protect mice against lethal viral challenge dna vaccines: ready for prime time? needle-free epidermal powder immunization iontophoresis-driven penetration of nanovesicles through microneedle-induced skin microchannels for enhancing transdermal delivery of insulin the study was supported by the projects of national science foundation of china (81373366, 81071025 and 81171203), and projects of the shanghai committee of science and technology, people's republic of china (11nm0503300, 11410708900, and submit your manuscript here: http://www.dovepress.com/drug-design-development-and-therapy-journal drug design, development and therapy is an international, peerreviewed open-access journal that spans the spectrum of drug design and development through to clinical applications. clinical outcomes, patient safety, and programs for the development and effective, safe, and sustained use of medicines are a feature of the journal, which has also been accepted for indexing on pubmed central. the manuscript management system is completely online and includes a very quick and fair peer-review system, which is all easy to use. visit http://www.dovepress.com/testimonials.php to read real quotes from published authors. key: cord-322915-zrjx31ev authors: demain, arnold l; sanchez, sergio title: microbial drug discovery: 80 years of progress date: 2009-01-09 journal: j antibiot (tokyo) doi: 10.1038/ja.2008.16 sha: doc_id: 322915 cord_uid: zrjx31ev microbes have made a phenomenal contribution to the health and well-being of people throughout the world. in addition to producing many primary metabolites, such as amino acids, vitamins and nucleotides, they are capable of making secondary metabolites, which constitute half of the pharmaceuticals on the market today and provide agriculture with many essential products. this review centers on these beneficial secondary metabolites, the discovery of which goes back 80 years to the time when penicillin was discovered by alexander fleming. back in 1928, alexander fleming 1 began the microbial drug era when he discovered in a petri dish seeded with staphylococcus aureus that a compound produced by a mold killed the bacteria. the mold, identified as penicillium notatum, produced an active agent that was named penicillin. later, penicillin was isolated as a yellow powder and used as a potent antibacterial compound during world war ii. by using fleming's method, other naturally occurring substances, such as chloramphenicol and streptomycin, were isolated. naturally occurring antibiotics are produced by fermentation, an old technique that can be traced back almost 8000 years, initially for beverages and food production. beer is one of the world's oldest beverages, produced from barley by fermentation, possibly dating back to the sixth millennium bc and recorded in the written history of ancient egypt and mesopotamia. another old fermentation, used to initiate the koji process, was that of rice by aspergillus oryzae. during the past 4000 years, penicillium roqueforti has been utilized for cheese production, and for the past 3000 years soy sauce in asia and bread in egypt has represented examples of traditional fermentations. 2 natural products with industrial applications can be produced from primary or secondary metabolism of living organisms (plants, animals or microorganisms). owing to technical improvements in screening programs, and separation and isolation techniques, the number of natural compounds discovered exceeds 1 million. 3 among them, 50-60% are produced by plants (alkaloids, flavonoids, terpenoids, steroids, carbohydrates, etc.) and 5% have a microbial origin. of all the reported natural products, approximately 20-25% show biological activity, and of these approximately 10% have been obtained from microbes. furthermore, from the 22 500 biologically active compounds that have been obtained so far from microbes, 45% are produced by actinomycetes, 38% by fungi and 17% by unicellular bacteria. 3 the increasing role of microorganisms in the production of antibiotics and other drugs for treatment of serious diseases has been dramatic. however, the development of resistance in microbes and tumor cells has become a major problem and requires much research effort to combat it. drugs of natural origin have been classified as (i) original natural products, (ii) products derived or chemically synthesized from natural products or (iii) synthetic products based on natural product structures. evidence of the importance of natural products in the discovery of leads for the development of drugs for the treatment of human diseases is provided by the fact that close to half of the best selling pharmaceuticals in 1991 were either natural products or their derivatives. 4 in this regard, of the 25 top-selling drugs reported in 1997, 42% were natural products or their derivatives and of these, 67% were antibiotics. today, the structures of around 140 000 secondary metabolites have been elucidated. it is important to understand that many chemically synthesized drugs owe their origin to natural sources. applications of chemically synthesized natural metabolites include the use of a natural product derived from plant salicyclic acid derivatives present in white willow, wintergreen and meadowsweet to relieve pain and suffering. concoctions of these plants were administered by hippocrates back in the year 500 bc, and even earlier in egypt and babylonia, for fever, pain and childbirth. synthetic salicylates were produced initially by bayer in 1874, and later in 1897, arthur eichengrun at bayer discovered that an acetyl derivative (aspirin), reduced acidity, bad taste and stomach irritation. these plant-based systems continue to play an essential role in health care, and it has been estimated by the world health organization (who) that approximately 80% of the world's inhabitants rely mainly on traditional medicines for their primary health care. 5 other synthesized compounds originating from natural products include a nonapeptide, designated teprotide, which was isolated from the venom of the brazilian pit viper bothrops jararaca. 6 this led to the design and synthesis of angiotensin-converting enzyme (ace) inhibitors such as captopril, which was the first marketed, orally active ace inhibitor. 7 enalapril, another ace inhibitor used in the treatment of cardiovascular disease, was approved for marketing by the food and drug administration (fda) in 1985. 6 the alkaloid quinine, the active constituent of the 'fever tree' cinchona succirubra, has been known for centuries by south american indians to control malaria. during the twentieth century, massive programs to synthesize quinoline derivatives, based on the quinine prototype, were carried out. the first of the new quinolones to be used clinically as an antibacterial agent was nalidixic acid, which emerged as part of a large chemical synthesis program developed at the sterling winthrop research institute. 8, 9 the program was begun when 7-chloro-1,4-dihydro-1-ethyl-4-oxoquinolone-3-carboxylic acid was obtained as a side product during purification of chloroquine and found to have antibacterial activity. the best compound found in the program was nalidixic acid, which had remarkable activity against gram-negative bacteria and was shown to be an inhibitor of dna gyrase. its discovery led to a whole series of synthetic quinolone and fluoroquinolone antibiotics (pefloxacin, norfloxacin, ciprofloxacin, levofloxacin, ofloxacin, lomefloxacin, sparfloxacin, etc.), which have been very successful in medicine and have achieved major commercial success (table 1) . it is important to appreciate that all quinolones, though synthetic, are based on the structure of the natural plant product quinine. secondary metabolites have exerted a major impact on the control of infectious diseases and other medical conditions, and the development of pharmaceutical industry. their use has contributed to an increase in the average life expectancy in the usa, which increased from 47 years in 1900 to 74 years (in men) and 80 years (in women) in 2000. 11 probably, the most important use of secondary metabolites has been as anti-infective drugs. in 2000, the market for such antiinfectives was us$55 billion (table 1 ) and in 2007 it was us$66 billion. table 1 shows that, among the anti-infective drugs, antivirals represent more than 20% of the market. two antivirals that are chemically synthesized today were originally isolated from marine organisms. they are acyclovir (active against the herpes virus by inhibition and inactivation of dna polymerase) and cytarabine (active against non-hodgkin's lymphoma). both compounds are nucleoside analog drugs, originally isolated from sponges. 12 other antiviral applications of natural compounds are related to human immunodeficiency virus (hiv) treatment. in the pathogenesis of this disease, hiv-1, similar to other retroviruses, depends on its stable integration into the host genome to facilitate efficient replication of the viral rna and maintenance of the infected state. therefore, de novo viral dna synthesized during reverse transcription is immediately integrated into the host cell dna (through the integration step), allowing for further transcription of viral rna. in the late phase of hiv viral replication, the large precursor polyprotein (gag-pol precursor, pr 160) must be appropriately cleaved by a viral protease. the cleavage of the gag precursor protein of hiv is critical for the maturation and infectivity of the viral particle. without the appropriate cleavage of the precursor polyproteins, non-infectious viral particles are generally produced. to confront this problem, a tremendous effort has been made at the us national cancer institute (nci), in search of natural metabolites capable of inhibiting hiv reverse transcriptase and hiv protease. chemically synthesized derivatives of these compounds are the main agents now used against hiv. furthermore, reports have been published on natural product inhibitors of hiv integrase obtained from among the marine ascidian alkaloids; that is, the lamellarins (produced by the mollusk lamellaria sp.), and from terrestrial plants (baccharis genistelloides and achyrocline satureioides). the most consistent anti-hiv activity was observed with extracts prepared from several baccharis species. 13 in addition, nci has been evaluating the hiv-1 inhibitory activity of pepstatin a, a small pentapeptide produced by several streptomyces species. it contains a unique hydroxyamino acid, statine, that sterically blocks the active site of hiv-1 protease. 14, 15 reasons for developing new antibiotics new antibiotics that are active against resistant bacteria are required. bacteria have lived on the earth for several billion years. during this time, they encountered in nature a wide range of naturally occurring antibiotics. to survive, bacteria developed antibiotic resistance mechanisms. therefore, it is not surprising that they have become resistant to most of the natural antimicrobial agents that have been developed over the past 50 years. 16 this resistance increasingly limits the effectiveness of current antimicrobial drugs. the problem is not just antibiotic resistance but also multidrug resistance. in 2004, more than 70% of pathogenic bacteria were estimated to be resistant to at least one of the currently available antibiotics. 17 the so-called 'superbugs' (organisms that are resistant to most of the clinically used antibiotics) are emerging at a rapid rate. s. aureus, which is resistant to methicillin, is responsible for many cases of infections each year. the incidence of multidrug-resistant pathogenic bacteria is increasing. the infectious disease society of america (idsa) reported in 2004 that in us hospitals alone, around 2 million people acquire bacterial infections each year (http://www.idsociety.org/content.aspx?id¼4682). s. aureus is responsible for half of the hospital-associated infections and takes the lives of approximately 100 000 patients each year in the usa alone. 18 the bacteria produce a biofilm in which they are encased and protected from the environment. biofilms can grow on wounds, scar tissues and medical implants or devices, such as joint prostheses, spinal instrumentations, catheters, vascular prosthetic grafts and heart valves. more than 70% of the bacterial species producing such biofilms are likely to be resistant to at least one of the drugs commonly used in anti-infectious therapy. 14 called 'nosocomial bacteria.' more than 60% of sepsis cases in hospitals are caused by gram-negative bacteria. 14 among them, pseudomonas aeruginosa accounts for almost 80% of these opportunistic infections. they represent a serious problem in patients hospitalized with cancer, cystic fibrosis and burns, causing death in 50% of cases. other infections caused by pseudomonas species include endocarditis, pneumonia and infections of the urinary tract, central nervous system, wounds, eyes, ears, skin and musculoskeletal system. this bacterium is another example of a natural multidrug-resistant microorganism. although many strains are susceptible to gentamicin, tobramycin and amikacin, resistant forms have also developed. these multidrug-resistant bacteria make hospitals ''dangerous places to be, especially if you are sick, but even if not.'' 19 although we are seeing a steady increase in resistance in almost every pathogen to most of the current antibiotics over time, not all the antibacterial agents show the same rate of resistance development. for example, antimicrobials such as rifampicin, which targets single enzymes, are most susceptible to the development of resistance, whereas agents that inactivate several targets irreversibly generate resistance more slowly. in addition to the antibiotic-resistance problem, new families of anti-infective compounds are needed to enter the marketplace at regular intervals to tackle the new diseases caused by evolving pathogens. at least 30 new diseases emerged in the 1980s and 1990s and they are growing in incidence. emerging infectious organisms often encounter hosts with no prior exposure to them and thus represent a novel challenge to the host's immune system. several viruses responsible for human epidemics have made a transition from animal host to humans and are now transmitted from human to human. hiv, responsible for the acquired immunodeficiency syndrome (aids) epidemic, is one example. although it has not been proven, it is suspected that severe acute respiratory syndrome (sars), caused by the sars coronavirus, also evolved from a different species. 20 in the early 1990s, after decades of decline, the incidence of tuberculosis began to increase. the epidemic took place owing to inadequate treatment regimens, a diminished public health system and the onset of the hiv/aids epidemic. the who has predicted that between 2000 and 2020, nearly 1 billion people will become infected with mycobacterium tuberculosis and that this disease will cost the lives of 35 million people. sexually transmitted diseases have also increased during these decades, especially in young people (aged 15-24 years). the human papillomavirus, chlamydia, genital herpes, gonorrhea and hiv/aids are examples. hiv/aids has infected more than 40 million people in the world. together with other diseases such as tuberculosis and malaria, hiv/aids accounts for over 300 million illnesses and more than 5 million deaths each year. additional evolving pathogens include the (i) ebola virus, which causes the viral hemorrhagic fever syndrome with a resultant mortality rate of 88%; (ii) the bacterium legionella pneumophila, a ubiquitous aquatic organism that lives in warm environments, which causes legionnaire's disease, a pulmonary infection; (iii) the hantavirus, which can infect humans with two serious illnesses: hemorrhagic fever with renal syndrome and hantavirus pulmonary syndrome; (iv) at least three species of bacteria from the genus borrelia, which cause lyme disease, an emerging infection. in this case, the infection is acquired from the bite of ticks belonging to several species of the genus ixodes. borrelia burgdorferi is the predominant cause of lyme disease in the us, whereas borrelia afzelii and borrelia garinii are implicated in most european cases. the disease presentation varies widely, and may include a rash and flu-like symptoms in its initial stage, followed by musculoskeletal, arthritic, neurologic, psychiatric and cardiac manifestations. in the majority of cases, symptoms can be eliminated with antibiotics, especially if the treatment begins early in the course of illness. however, late or inadequate treatment can lead to 'late-stage' lyme disease that can be disabling and difficult to treat. 21 (v) other evolving pathogens include the escherichia coli 0157:h7 (enterohemorrhagic e. coli), a strain that causes colitis and bloody diarrhea by producing a toxin called shiga toxin, which damages the intestines. it is estimated that this bacterium causes infection in more than 70 000 patients a year in the usa. another example is (vi) cryptosporidium, an obligate intracellular parasite commonly found in lakes and rivers. cryptosporidium parvum is one of the common species affecting the digestive and respiratory organs. intestinal cryptosporidiosis is characterized by severe watery diarrhea. pulmonary and tracheal cryptosporidiosis in humans is associated with coughing and is frequently a low-grade fever. people with severely weakened immune systems are likely to have more severe and more persistent symptoms than healthy individuals. in the developing world, nearly 90% of the infectious disease deaths are caused by six diseases or disease processes: acute respiratory infections, diarrhea, tuberculosis, hiv, measles and malaria. in both the developing and developed nations, the leading cause of death by a wide margin is acute respiratory disease. in the developing world, acute respiratory infections are attributed primarily to seven bacteria: bordetella pertussis, streptococcus pneumoniae, haemophilus influenzae, staphylococcus aureus, mycoplasma pneumoniae, chlamydophila pneumoniae and chlamydia trachomatis. in addition, the major viral causes of respiratory infections include respiratory syncytial virus, human parainfluenza viruses 1 and 3, influenza viruses a and b, as well as some adenoviruses. these diseases are highly destructive in economic and social as well as in human terms and cause approximately 17 million deaths per year, and innumerable serious illnesses besides affecting the economic growth, development and prosperity of human societies. 22 morse 23 identified six general factors in the emergence of infectious diseases: ecological changes, human demographics and behavior, international travel, technology and industry, microbial adaptation and change, and breakdown in public health measures. 24 one additional reason for developing new antibiotics is related to their own toxicity. as with other therapeutic agents, the use of antibiotics may also cause side effects in patients. these include mild reactions such as upset stomach, vomiting and diarrhea (cephalosporins, macrolides, penicillins and tetracyclines), rash and other mild and severe allergic reactions (cephalosporins and penicillins), sensitivity to sunlight (tetracyclines), nervousness, tremors and seizures (quinolones). some side effects are more severe and, depending on the antibiotic, may disrupt the hearing function (aminoglycosides), kidneys (aminoglycosides and polypeptides) or liver (rifampin). during recent decades, we have seen an increasing number of reports on the progressive development of bacterial resistance to almost all available antimicrobial agents. in the 1970s, the major problem was the multidrug resistance of gram-negative bacteria, but later in the 1980s the gram-positive bacteria became important, including methicillin-resistant staphylococci, penicillin-resistant pneumococci and vancomycin-resistant enterococci. 25 in the past, the solution to the problem has depended primarily on the development of novel antimicrobial agents. however, the number of new classes of antimicrobial agents being developed has decreased dramatically in recent years. the advent of resistant gram-positive bacteria has been noticed by the pharmaceutical, biotechnology and academic communities. some of these groups are making concerted efforts to find novel antimicrobial agents to meet this need. a new glycopeptide antibiotic, teicoplanin, was developed against infections with resistant gram-positive bacteria, especially bacteria resistant to the glycopeptide vancomycin. in another instance, the approach involved the redesign of a mixture of two compounds, called streptogramin, into a new mixture, called pristinamycin, to allow administration of the drug parenterally and in higher doses than the earlier oral preparation. 26 the two components of streptogramin, quinupristin and dalfopristin, were chemically modified to allow intravenous administration. the new combination, pristinamycin, was approved by the fda for use against infections caused by vancomycin-resistant enterococcus faecium. additional moves against resistant microorganisms are the glycylcyclines developed to treat tetracycline-resistant bacteria. these modified tetracyclines show potent activity against a broad spectrum of gram-positive and gram-negative bacteria, including strains that carry the two major tetracycline-resistance determinants, involving efflux and ribosomal protection. two of the glycylcyline derivatives, dmg-mino and dmg-dmdot, have been tested against a large number of clinical pathogens isolated from various sources. the spectrum of activity of these compounds includes organisms with resistance to antibiotics other than tetracyclines; for example, methicillin-resistant staphylococci, penicillin-resistant s. pneumoniae and vancomycin-resistant enterococci. 27 tigecycline was approved by the fda in 2005 as an injectable antibiotic. 28 among the novel class of antimicrobial agents used in treating resistance to gram-positive infections, we can also mention the cyclic lipopeptide antibiotic daptomycin produced by streptomyces roseosporus. this compound was approved in 2003 by the fda for skin infections resulting from complications following surgery, diabetic foot ulcers and burns. it represents the first new natural antibiotic approved in many years. its mode of action is distinct from any other approved antibiotic: it rapidly kills gram-positive bacteria by disrupting multiple aspects of bacterial membrane function (by binding irreversibly to the bacterial cell membrane, causing membrane depolarization, destroying the ion concentration gradient and provoking the efflux of k + ). it acts against most clinically relevant gram-positive bacteria (staphylococcus aureus, streptococcus pyogenes, streptococcus agalactiae, streptococcus dysgalactiae subsp. equisimilis and enterococcus faecalis), and retains in vitro potency against isolates resistant to methicillin, vancomycin and linezolid. traditionally, these infections were treated with penicillin and cephalosporins, but resistance to these agents became widespread. [29] [30] [31] [32] daptomycin seems to have a favorable side effect profile, and it might be used to treat patients who cannot tolerate other antibiotics. telithromycin, a macrolide antibiotic, is the first orally active compound of a new family of antibacterials named the ketolides. it shows potent activity against pathogens implicated in communityacquired respiratory tract infections, irrespective of their b-lactam, macrolide or fluoroquinolone susceptibility. some of the microorganisms susceptible to this antibiotic are pneumococci, h. influenzae and moraxella catarrhalis, including b-lactamase-positive strains. in addition, telithromycin has a very low potential for selection of resistant isolates or induction of cross-resistance found with other macrolides. 33 clavulanic acid, first detected in streptomyces clavuligerus, contains a bicyclic b-lactam ring fused to an oxazolidine ring with an oxygen in place of a sulfur, a b-hydroxyethylidene substituent at c-2 and no acylamino group at c-6. it was first described in 1976 and shown to be a potent inhibitor of the b-lactamases produced by staphylococci and plasmid-mediated b-lactamases of e. coli, klebsiella, proteus, shigella, pseudomonas and haemophilus. although it is a broad-spectrum antibiotic, clavulanic acid possesses only very low antibacterial activity. therefore, the molecule has been combined, as a b-lactamase inhibitor, with a variety of broad-spectrum semisynthetic penicillins. for example, when administered with amoxicillin, it is used for the treatment of infections caused by b-lactamase-producing pathogenic bacteria. 34 it has world sales of over us$1 billion, and in 1995 it was the second largest selling antibacterial drug. clavulanic acid can also be combined with ticarcillin, which is a penicillin effective against organisms such as e. coli, proteus, salmonella, haemophilus, pseudomonas and s. aureus. it is normally used in hospitals for treating severe infections affecting blood or internal organs, bones and joints, upper or lower airways or skin and soft tissue. the combination extends ticarcillin antimicrobial activity by inhibiting the action of the b-lactamases produced by certain bacteria. mycosis is a condition in which fungi pass the resistance barriers of the human or animal body and establish infections. these organisms are harmless most of the time, but sometimes they can cause fungal infections. in most cases, these infections are not life threatening. however, when they are deeply invasive and disseminated, they lead to more serious infections, particularly in critically ill patients, elderly people and those who have conditions that affect the immune system (by disease or through the use of immunosuppressive agents). in addition, the use of antineoplastic and broad-spectrum antibiotics, prosthetic devices and grafts, and more aggressive surgery has increased invasive fungal infections. patients with burns, neutropenia, pancreatitis or after organ transplantation (40% of liver transplants, 15-35% of heart transplants and 5% of kidney transplants) are also predisposed to fungal infection. 35 approximately 40% of death from nosocomial infections are caused by fungi, and 80% of these are caused by candida and aspergillus, although cryptococcus spp., fusarium spp., scedosporium spp., penicillium spp. and zygomycetes are increasingly involved. 36 pulmonary aspergillosis is the main factor involved in the death of recipients of bone marrow transplants, and pneumocystis carinii is the leading cause of death in aids patients from europe and north america. 37 the rising incidence of invasive fungal infections and the emergence of broader fungal resistance have led to the need for novel antifungal agents. amphotericin b is the first-line therapy for systemic infection because of its broad spectrum and fungicidal activity. however, considerable side effects limit its clinical utility. echinocandins are large lipopeptide molecules that inhibit the synthesis of 1,3-b-dglucan, a key component of the fungal cell wall. three echinocandins (caspofungin, micafungin and anidulafungin) have reached the market. caspofungin is also known as pneumocandin or mk-0991. this compound was the first cell-wall-active antifungal approved as a new injectable antifungal; this was in 2000. 38 it irreversibly inhibits 1,3-b-d-glucan synthase, preventing the formation of glucan polymers and disrupting the integrity of fungal cell walls. 39 it is more active and less toxic than amphotericin b and shows a broad spectrum of activity against candida (including fluconozole resistance), aspergillus, histoplasma and p. carinii, the major cause of hiv death. micafungin is licensed for clinical use in asian countries and in the us. this compound exhibits extremely potent antifungal activity against clinically important fungi, including aspergillus and azole-resistant strains of candida. in animal studies, micafungin is as efficacious as amphotericin b with respect to improvement of survival rate. it is characterized by a linear pharmacokinetic profile and substantially fewer toxic effects. anidulafungin is currently licensed in the us. 40 although several new antifungal drugs have been developed in the past 6 years, some patients remain resistant to treatments. the main reasons for this include intrinsic or acquired antifungal resistance, organ dysfunction preventing the use of some agents and drug interactions. in addition, some drugs penetrate poorly into sanctuary sites, including the eye and urine, and others are associated with considerable adverse events. however, there has been some progress. posaconazole is a new member of the triazole class of antifungals. it has shown clinical efficacy in the treatment of oropharyngeal candidiasis and has potential as a salvage therapy for invasive aspergillosis, zygomycosis, cryptococcal meningitis and a variety of other fungal infections. it is available as an oral suspension and has a favorable toxicity profile. the wide spectrum of posaconazole activity in in vitro studies, animal models and preliminary clinical studies suggests that it represents an important addition to the antifungal armamentarium. 41 in addition to the screening programs for antibacterial activity, the pharmaceutical industry has extended these programs to other disease areas. 42, 43 microorganisms are a prolific source of structurally diverse bioactive metabolites and have yielded some of the most important products of the pharmaceutical industry. microbial secondary metabolites are now being used for applications other than antibacterial, antifungal and antiviral infections. for example, immunosuppressants have revolutionized medicine by facilitating organ transplantation. 44 other applications include antitumor drugs, enzyme inhibitors, gastrointestinal motor stimulator agents, hypocholesterolemic drugs, ruminant growth stimulants, insecticides, herbicides, coccidiostats, antiparasitics vs coccidia, helminths and other pharmacological activities. further applications are possible in various areas of pharmacology and agriculture, developments catalyzed by the use of simple enzyme assays for screening before testing in intact animals or in the field. in the year 2000, approximately 10 million new cases of cancer were diagnosed in the world, resulting in 6 million cancer-related deaths. the tumor types with the highest incidence were lung (12.3%), breast (10.4%) and colorectal (9.4%). 45 microbial metabolites are among the most important of the cancer chemotherapeutic agents. they started to appear around 1940 with the discovery of actinomycin and since then many compounds with anticancer properties have been isolated from natural sources. more than 60% of the current compounds with antineoplasic activity were originally isolated as natural products or are their derivatives. among the approved products deserving special attention are actinomycin d, anthracyclines (daunorubicin, doxorubicin, epirubicin, pirirubicin and valrubicin), bleomycin, mitosanes (mitomycin c), anthracenones (mithramycin, streptozotocin and pentostatin), enediynes (calcheamycin), taxol and epothilones. actinomycin d is the oldest microbial metabolite used in cancer therapy. its relative, actinomycin a, was the first antibiotic isolated from actinomycetes. the latter was obtained from actinomyces antibioticus (now streptomyces antibioticus) by waksman and woodruff. 46 as it binds dna at the transcription initiation complex, it prevents elongation by rna polymerase. this property, however, confers some human toxicity and it has been used primarily as an investigative tool in the development of molecular biology. despite the toxicity, however, it has served well against wilms tumor in children. the anthracyclines are some of the most effective antitumor compounds developed, and are effective against more types of cancer than any other class of chemotherapy agents. 47 they are used to treat a wide range of cancers, including leukemias, lymphomas, and breast, uterine, ovarian and lung cancers. anthracyclines act by intercalating dna strands, which result in a complex formation that inhibits the synthesis of dna and rna. it also triggers dna cleavage by topoisomerase ii, resulting in mechanisms that lead to cell death. in their cytotoxic effects, the binding to cell membranes and plasma proteins plays an important role. their main adverse effects are heart damage (cardiotoxicity), which considerably limits their usefulness, and vomiting. the first anthracycline discovered was daunorubicin (daunomycin) in 1966, which is produced naturally by streptomyces peucetius. doxorubicin (adriamycin) was developed in 1967. another anthracycline is epirubicin. this compound, approved by the fda in 1999, is favored over doxorubicin in some chemotherapy regimens as it appears to cause fewer side effects. epirubicin has a different spatial orientation of the hydroxyl group at the 4¢ carbon of the sugar, which may account for its faster elimination and reduced toxicity. epirubicin is primarily used against breast and ovarian cancer, gastric cancer, lung cancer and lymphomas. valrubicin is a semisynthetic analog of doxorubicin approved as a chemotherapeutic drug in 1999 and used to treat bladder cancer. bleomycin is a non-ribosomal glycopeptide microbial metabolite produced as a family of structurally related compounds by the bacterium streptomyces verticillus. first reported by umezawa et al. 48 in 1966, bleomycin obtained fda approval in 1973. when used as an anticancer agent (inducing dna strand breaks), the chemotherapeutic forms are primarily bleomycins a2 and b2. mitosanes are composed of several mitomycins that are formed during the cultivation of streptomyces caespitosus. although the mitosanes are excellent antitumor agents, they have limited utility owing to their toxicity. mitomycin c was approved by the fda in 1974, showing activity against several types of cancer (lung, breast, bladder, anal, colorectal, head and neck), including melanomas and gastric or pancreatic neoplasms. 49 recently, mitomycin dimers have been explored as potential alternatives for lowering toxicity and increasing efficiency. 50 mithramycin (plicamycin) is an antitumor aromatic polyketide produced by streptomyces argillaceous that shows antibacterial and antitumor activity. 51 it is one of the older chemotherapy drugs used in the treatment of testicular cancer, disseminated neoplasms and hypercalcemia. it binds to g-c-rich dna sequences, inhibiting the binding of transcription factors such as sp1, which is believed to affect neuronal survival/death pathways. it may also indirectly regulate gene transcription by altering histone methylation. with repeated use, organotoxicity (kidney, liver and hematopoietic system) can become a problem. streptozotocin is a microbial metabolite with antitumor properties, produced by streptomyces achromogenes. chemically, it is a glucosamine-nitroso-urea compound. as with other alkylating agents in the nitroso-urea class, it is toxic to cells by causing damage to dna, although other mechanisms may also contribute. the compound is selectively toxic to the b-cells of the pancreatic islets. it is similar enough to glucose to be transported into the cell by the glucose transport protein of these cells, but it is not recognized by the other glucose transporters. as b-cells have relatively high levels of glucose permease, the relative streptozotocin toxicity for these b-cells can be explained. 52 in 1982, fda granted approval for streptozotocin as a treatment for pancreatic islet cell cancer. pentostatin (deoxycoformycin) is an anticancer chemotherapeutic drug produced by s. antibioticus. it is classified as a purine analog, which mimics the nucleoside adenosine and thus tightly binds and inhibits adenosine deaminase (k i of 2.5â10 à12 m). it interferes with the cell's ability to process dna. 53 pentostatin is commonly used to treat hairy cell leukemia, acute lymphocytic leukemia, prolymphocytic leukemia (b-and t-cell origin), t-cell leukemia and lymphoma. however, it can cause kidney, liver, lung and neurological toxicity. 54 the fda granted approval for pentostatin in 1993. calicheamicins are highly potent antitumor microbial metabolites of the enediyne family produced by micromonospora echinospora. their antitumor activity is apparently due to the cleavage of double-stranded dna. 55 they are highly toxic, but it was possible to introduce one such compound into the clinic by attaching it to an antibody that delivered it to certain cancer types selectively. this ingenious idea of the wyeth laboratories avoided the side effects of calicheamicin. in this regard, gemtuzumab is effective against acute myelogenous leukemia (aml). calicheamicin is bound to a monoclonal antibody against a transmembrane receptor (cd33) expressed on cells of monocytic/myeloid lineage. cd33 is expressed in most leukemic blast cells, but in normal hematopoietic cells the intensity diminishes with maturation. it was approved by the fda for use in patients over the age of 60 years with relapsed aml who are not considered candidates for standard chemotherapy. 56 a successful non-actinomycete molecule is taxol (paclitaxel), which was first isolated from the pacific yew tree, taxus brevifolia, but is also produced by the endophytic fungi taxomyces andreanae and nodulisporium sylviforme. 57 this compound inhibits rapidly dividing mammalian cancer cells by promoting tubulin polymerization and interfering with normal microtubule breakdown during cell division. the drug also inhibits several fungi (pythium, phytophthora and aphanomyces) by the same mechanism. in 1992, taxol was approved for refractory ovarian cancer, and today it is used against breast and advanced forms of kaposi's sarcoma. 58 a new formulation is available in which paclitaxel is bound to albumin. taxol sales amounted to us$1.6 billion in 2006 for bristol myers-squibb, representing 10% of the company's pharmaceutical sales and its third largest selling product. currently, taxol production uses plant cell fermentation technology. the epothilones (a name derived from its molecular features: epoxide, thiazole and ketone) are macrolides originally isolated from the broth of the soil myxobacterium sorangium cellulosum as weak agents against rust fungi. 59 they were identified as microtubulestabilizing drugs, acting in a similar manner to taxol. 60,61 however, they are generally 5-25 times more potent than taxol in inhibiting cell growth in cultures. five analogs are now undergoing investigation as candidate anticancer drugs, and their preclinical studies have indicated a broad spectrum of antitumor activity, including taxol-resistant tumor cells. with the best currently available therapies, the median survival time for patients with metastatic breast cancer is only 2-3 years, and many patients develop resistance to taxanes or other chemotherapy drugs. one epothilone, ixabepilone, was approved in october 2007 by the fda for use in the treatment of aggressive metastatic or locally advanced breast cancer no longer responding to currently available chemotherapies. 62 in tumor cells, p-glycoprotein reduces intracellular antitumor drug concentrations, thereby limiting access of chemotherapeutic substrates to the site of action. the epothilones are attractive because they are active against p-glycoprotein-producing tumors and have good solubility. 62 epothilone b is a 16-membered polyketide macrolactone with a methylthiazole group connected to the macrocycle by an olefinic bond. testicular cancer is the most common cancer diagnosis in men between the ages of 15 and 35 years, with approximately 8000 cases detected in the united states annually. 63 the majority (95%) of testicular neoplasms are germ cell tumors, which are relatively uncommon carcinomas, accounting for only 1% of all male malignancies. remarkable progress has been made in the medical treatment of advanced testicular cancer, with a substantial increase in cure rates from approximately 5% in the early 1970s to almost 90% today. 64, 65 this cure rate is the highest of any solid tumor, and improved survival is primarily due to effective chemotherapy. a major advance in chemotherapy for testicular germ cell tumors was the introduction of cisplatin in the mid-1970s. two chemotherapy regimens are effective for patients with a good testicular germ cell tumor prognosis: four cycles of etoposide and cisplatin or three cycles of bleomycin, etoposide and cisplatin. 66 of the latter three agents, bleomycin and etoposide are natural products. enzyme inhibitors have received increasing attention as useful tools, not only for the study of enzyme structures and reaction mechanisms but also for potential utilization in medicine and agriculture. several enzyme inhibitors with various industrial uses have been isolated from microbes. 67 the most important are (1) clavulanic acid, the inhibitor of b-lactamases discussed above in the section 'moves against antibiotic resistance development in bacteria,' and the statins, hypocholesterolemic drugs presented below in the section 'hypocholesterolemic drugs.' some of the common targets for other inhibitors are glucosidases, amylases, lipases, proteases and xanthine oxidase (xo). acarbose is a pseudotetrasaccharide made by actinoplanes sp. se50. it contains an aminocyclitol moiety, valienamine, which inhibits intestinal a-glucosidase and sucrase. this results in a decrease in starch breakdown in the intestine, which is useful in combating diabetes in humans. 68 amylase inhibitors are useful for the control of carbohydratedependent diseases, such as diabetes, obesity and hyperlipemia. 69, 70 amylase inhibitors are also known as starch blockers because they contain substances that prevent dietary starches from being absorbed by the body. the inhibitors may also be useful for weight loss, as some versions of amylase inhibitors do show potential for reducing carbohydrate absorption in humans. 71, 72 the use of amylase inhibitors for the treatment of rumen acidosis has also been reported. 73 examples of microbial a-amylase inhibitors are paim, obtained from culture filtrates of streptomyces corchorushii, 74 and tai-a, tai-b, oligosaccharide compounds from streptomyces calvus tm-521. 75 lipstatin is a pancreatic lipase inhibitor produced by streptomyces toxytricini that is used to combat obesity and diabetes. it interferes with the gastrointestinal absorption of fat. 76 the commercial product is tetrahydrolipstatin, which is also known as orlistat. in the pathogenic processes of some diseases, such as emphysema, arthritis, pancreatitis, cancer and aids, protease inhibitors are potentially powerful tools for inactivating target proteases. examples of microbial products include antipain, produced by streptomyces yokosukaensis, leupeptin from streptomyces roseochromogenes and chymostatin from streptomyces hygroscopicus. 70 leupeptin is produced by more than 17 species of actinomycetes. 67 xo catalyzes the oxidation of hypoxanthine to uric acid through xanthine. an excessive accumulation of uric acid in the blood, called hyperuricemia, causes gout. 77 the inhibitors of xo decrease the uric acid levels, which result in an antihyperuricemic effect. a potent inhibitor of xo, hydroxyakalone, was purified from the fermentation broth of agrobacterium aurantiacum sp. nov., a marine bacterial strain. 78 fungal products are also used as enzyme inhibitors against cancer, diabetes, poisonings, alzheimer's disease, etc. the enzymes inhibited include acetylcholinesterase, protein kinase, tyrosine kinase, glycosidases and others. 79 immunosuppresants suppressor cells are critical in the regulation of the normal immune response. an individual's immune system is capable of distinguishing between native and foreign antigens and of mounting a response only against the latter. a major role has been established for suppressor t lymphocytes in this phenomenon. suppressor cells also play a role in regulating the magnitude and duration of the specific antibody response to an antigenic challenge. suppression of the immune response either by drugs or by radiation, to prevent the rejection of grafts or transplants or to control autoimmune diseases, is called immunosuppression. a number of microbial compounds capable of suppressing the immune response have been discovered. cyclosporin a was originally introduced as a narrow-spectrum antifungal peptide produced by the mold, tolypocladium nivenum (originally classified as trichoderma polysporum and later as tolypocladium inflatum), by aerobic fermentation. cyclosporins are a family of neutral, highly lipophilic, cyclic undecapeptides containing some unusual amino acids, synthesized by a non-ribosomal peptide synthetase, cyclosporin synthetase. discovery of the immunosuppressive activity led to its use in heart, liver and kidney transplants and to the overwhelming success of the organ transplant field. 80 cyclosporin was approved for use in 1983. it is thought to bind to the cytosolic protein cyclophilin (immunophilin) of immunocompetent lymphocytes, especially t lymphocytes. this complex of cyclosporin and cyclophilin inhibits calcineurin, which under normal circumstances is responsible for activating the transcription of interleukin-2. it also inhibits lymphokine production and interleukin release and therefore leads to a reduced function of effector t cells. sales of cyclosporin a have reached us$1.5 billion per year. other important transplant agents include sirolimus (rapamycin) and tacrolimus (fk506), which are produced by actinomycetes. rapamycin is especially useful in kidney transplants as it lacks the nephrotoxicity seen with cyclosporin a and tacrolimus. it is a macrolide, first discovered in 1975 as a product of s. hygroscopicus, and was initially proposed as an antifungal agent. however, this was abandoned when it was discovered that it had potent immunosuppressive and antiproliferative properties. this compound binds to the immunophilin fk506-binding protein (fkbp12), and this binary complex interacts with the rapamycin-binding domain and inactivates a serine-threonine kinase termed the mammalian target of rapamycin. the latter is known to control proteins that regulate mrna translation initiation and g1 progression. 81 the antiproliferative effect of rapamycin has also been used in conjunction with coronary stents to prevent restenosis, which usually occurs after the treatment of coronary artery disease by balloon angioplasty. rapamycin also shows promise in treating tuberous sclerosis complex (tsc), a congenital disorder that leaves sufferers prone to benign tumor growth in the brain, heart, kidneys, skin and other organs. in a study of rapamycin as a treatment for tsc, university of california, los angeles (ucla) researchers observed a major improvement in mice regarding retardation related to autism. 82 as rapamycin has poor aqueous solubility, some of its analogs, rad001 (everolimus), cci-799 (tensirolimus) and ap23573 (ariad), have been developed with improved pharmaceutical properties. everolimus is currently used as an immunosuppressant to prevent the rejection of organ transplants. although it does not have fda approval in the usa, it is approved for use in europe and australia, and phase iii trials are being conducted in the us. everolimus may have a role in heart transplantation as it has been shown to reduce chronic allograft vasculopathy in such transplants. 83 everolimus is also used in drug-eluting coronary stents as an immunosuppressant to prevent rejection. cci-779 is a rapamycin ester that can be converted to rapamycin in vivo. rad001 is a rapamycin analog currently being investigated in phase ii trials for recurrent endometrial cancer as a single agent, and in phase i/ii trials for the treatment of glioblastoma in combination with the inhibitor of certain epidermal growth factor receptor and vascular endothelial growth factor receptor family members. 84 ap23573 is a novel non-prodrug rapamycin analog with a nonlinear pharmacokinetic behavior that has demonstrated antiproliferative activity against several human tumor cell lines in vitro and against experimental tumors in vivo. 85 this agent is currently under evaluation in phase i-ii trials, including patients with different tumors. two additional small-molecule rapamycin analogs, ap23841 and ap23675, are currently in preclinical development for the treatment of bone metastases and primary bone cancer. 86 tacrolimus (fk506) was discovered in 1987 in japan. 87 it is produced by streptomyces tsukubaensis. however, its use was almost abandoned because of dose-associated toxicity. dr thomas starzl (university of pittsburgh) rescued it by using lower doses, realizing that it was approximately 100 times more active as an immunosuppressive than cyclosporin a. 88 it was introduced in japan in 1993, and in 1994 it was approved by the fda for use as an immunosuppressant in liver transplantation. furthermore, its use has been extended to include bone marrow, cornea, heart, intestines, kidney, lung, pancreas, trachea, small bowel, skin and limb transplants, and for the prevention of graft-vs-host disease. topically, it is also used against atopic dermatitis, a widespread skin disease. in the laboratory, tacrolimus inhibits the mixed lymphocyte reaction, the formation of interleukin-2 by t lymphocytes, and the formation of other soluble mediators, including interleukin-3 and interferon g. recently, it has been reported that tacrolimus inhibits tumor growth factor-b-induced signaling and collagen synthesis in human lung fibroblastic cells. this factor plays a pivotal role in tissue fibrosis, including pulmonary fibrosis. therefore, tacrolimus may be useful for the treatment of pulmonary fibrosis, although its use in the acute inflammatory phase may exacerbate lung injury. 89 hypocholesterolemic drugs atherosclerosis is generally viewed as a chronic, progressive disease characterized by the continuous accumulation of atheromatous plaque within the arterial wall. the past two decades have witnessed the introduction of a variety of anti-atherosclerotic therapies. the statins form a class of hypolipidemic drugs used to lower cholesterol by inhibiting the enzyme hmg-coa reductase, the rate-limiting enzyme of the mevalonate pathway of cholesterol biosynthesis. inhibition of this enzyme in the liver stimulates low-density lipoprotein (ldl) receptors, resulting in an increased clearance of ldl from the bloodstream and a decrease in blood cholesterol levels. through their cholesterol-lowering effect, they reduce the risk of cardiovascular disease, prevent stroke and reduce the development of peripheral vascular disease. 90 in addition, they are anti-thrombotic and antiinflammatory. currently there are a number of statins in clinical use. the entire group of statins reached an annual market of nearly us$30 billion before it became a generic pharmaceutical. the first member of the group (compactin; mevastatin) was isolated as an antibiotic product of penicillium brevicompactum and later from penicillium citrinum. although not of commercial importance, compactin's derivatives achieved overwhelming medical and commercial success. an ethylated form, known as lovastatin (monacolin k; mevinolin), was isolated in the 1970s in the broths of monascus ruber and aspergillus terreus. 91 lovastatin, the first commercially marketed statin, was approved by the fda in 1987. a semisynthetic derivative of lovastatin is simvastatin, a major hypocholesterolemic drug, selling for us$7 billion per year before becoming generic. another statin, pravastatin (us$3.6 billion per year), is made through different biotransformation processes from compactin by streptomyces carbophilus 92 and actinomadura sp. 93 other genera involved in the production of statins are doratomyces, eupenicillium, gymnoascus, hypomyces, paecilomyces, phoma, trichoderma and pleurotus. 94 a synthetic compound, modeled from the structure of the natural statins, is atorvastin, which has been the leading drug of the entire pharmaceutical industry in terms of market share (approximately us$14 billion per year) for many years. an insecticide is a pesticide used against insects in all developmental forms. they include ovicides and larvicides used against the eggs and larvae of insects, respectively. insecticides are used in agriculture, medicine, industry and households. the use of insecticides is believed to be one of the major factors behind the increase in agricultural productivity in the twentieth century. synthetic insecticides pose some hazards, whereas natural insecticides offer adequate levels of pest control and pose fewer hazards. microbially produced insecticides are especially valuable because their toxicity to non-target animals and humans is extremely low. compared with other commonly used insecticides, they are safe for both the pesticide users and consumers of treated crops. the action of microbial insecticides is often specific to a single group or species of insects, and this specificity means that most microbial insecticides do not naturally affect beneficial insects (including predators or parasites of pests) in treated areas. the spinosyns (a83543 group) are a group of natural products produced by saccharopolyspora spinosa that were discovered in 1989. the researchers isolated spinosyn a and d, as well as 21 minor analogs. they are active on a wide variety of insect pests, especially lepidopterans and dipterans, but do not have antibiotic activity. 95 the compounds attack the nervous system of insects by targeting two key neurotransmitter receptors, with no cross-resistance to other known insecticides. the spinosyns are a family of macrolides with 21 carbon atoms, containing four connected rings of carbon atoms at their core to which two deoxysugars (forosamine and 2,3,4, tri-o-methylrhamnose, which are required for bioactivity) are attached. novel spinosyns have been prepared by biotransformation, using a genetically engineered strain of saccharopolyspora erythraea. 96 a mixture of spinosyn a (85%) and d (15%) (spinosad) is being produced through fermentation and was introduced to the market in 1997 for the control of chewing insects on a variety of crops. spinosyn formulations were recently approved for use on organic crops and for animal health applications. recently, a new naturally occurring series of insect-active compounds was discovered from a novel soil isolate, saccharopolyspora pogona nrrl30141. 97 the culture produced a unique family of over 30 new spinosyns. they have a butenyl substitution at the 21 position on the spinosyn lactone and are named butenyl-spinosyns or pogonins. herbicides are chemicals marketed to inhibit or interrupt normal plant growth and development. they are widely used in agriculture, industry and urban areas for weed management. approximately 30 000 kinds of weeds are widely distributed in the world; yield losses caused by 1800 kinds of weeds are approximately 9.7% of total crop production every year. 98 herbicides provide cost-effective weed control with a minimum of labor. most are used on crops planted in large acreages, such as soy, cotton, corn and canola. 99 there are numerous classes of herbicides with different modes of action, as well as different potentials for adverse effects on health and the environment. over the past century, chemical herbicides, used to control various weeds, may have caused many serious side effects, such as injured crops, threat to the applicator and others exposed to the chemicals, herbicide-resistant weed populations, reduction of soil and water quality, herbicide residues and detrimental effects on non-target organisms. 100 for example, alachlor and atrazine were reported to cause cancer in animal tests. with increasing global environmental consciousness, bioherbicides, which are highly effective for weed control and environmentally friendly as well, are very attractive both for research and for application. microbial herbicides can be divided into microbial preparations (microorganisms that control weeds) and microbially derived herbicides. the first microbial herbicide was independently discovered in germany and japan. in 1972, the zähner group in germany isolated phosphinothricin tripeptide, a peptide antibiotic consisting of two molecules of l-alanine and one molecule of the unusual amino acid l-phosphinothricin; that is, n(4[hydroxyl(methyl)phosphinoyl]homoalanyl)alanylalanine. they isolated it from streptomyces viridochromogenes as a broad-spectrum antibacterial including activity against botrytis cinerea. 101 in japan, it was discovered at the meiji seiki laboratories in 1973 from s. hygroscopicus and named bialaphos. 102 the bioactive l-phosphinothricin is a structural analog of glutamic acid, acting as a competitive inhibitor of glutamine synthetase, and has bactericidal (gram-positive and gram-negative bacteria), fungicidal (b. cinerea) and herbicidal properties. 103 glufosinate (dl-phosphinothricin) (without ala-ala) was developed as a herbicide. therefore, the agent acts as a herbicide with or without ala-ala. bialaphos has no influence on microorganisms in the soil and is easily degraded in the environment, having a half-life of only 2 h. this low level of environmental impact is of great interest to environmentalists. in 2006, the global animal health market was valued at us$16 billion, of which 29% was derived from parasiticides. parasites are organisms that inhabit the body and benefit from a prolonged, close association with the host. antiparasitics are compounds that inhibit the growth or reproduction of a parasite; some antiparasitics directly kill parasites. in general, parasites are much smaller than their hosts, show a high degree of specialization for their mode of life and reproduce more quickly and in greater numbers than their hosts. classic examples of parasitism include the interactions between vertebrate hosts and such diverse animals as tapeworms, flukes, plasmodium species and fleas. parasitic infections can cause potentially serious health problems and even kill the host. parasites mainly enter the body through the mouth, usually through ingestion of tainted food or drink. this is a very common problem in tropical areas, but is not limited to those regions. there are 3200 varieties of parasites in four major categories: protozoa, trematoda, cestoda and nematoda. the major groups include protozoans (organisms having only one cell) and parasitic worms (helminths). each of these can infect the digestive tract, and sometimes two or more can cause infection at the same time. the who reported that approximately 25% of the world's population is infected with roundworms. in addition, a major agricultural problem has been the infection of farm animals by worms. the predominant type of antiparasitic screening effort over the years was the testing of synthetic compounds against nematodes, and some commercial products did result. certain antibiotics were also shown to possess antihelmintic activity against nematodes or cestodes, but these failed to compete with the synthetic compounds. although merck had earlier developed a commercially useful synthetic product, thiabendazole, they had enough foresight to examine microbial broths for antihelmintic activity, and found a non-toxic fermentation broth that killed the intestinal nematode nematosporoides dubius in mice. the streptomyces avermitilis culture, isolated by ō mura and coworkers at the kitasato institute in japan, 104 produced a family of secondary metabolites (eight compounds) with both antihelmintic and insecticidal activities. these compounds, named 'avermectins,' are pentacyclic, 16-membered macrocyclic lactones, that harbor a disaccharide of the methylated sugar, oleandrose, with exceptional activity against parasites, especially nemathelminthes (nematodes) and arthropod parasites (10 times higher than any known synthetic antihelmintic agent). surprisingly, avermectins lack activity against bacteria and fungi, do not inhibit protein synthesis and are not ionophores. instead, they interfere with neurotransmission in many invertebrates, causing paralysis and death by neuromuscular attacks. 105 the annual market for avermectins surpasses us$1 billion. they are used against both nematode and arthropod parasites in sheep, cattle, dogs, horses and swine. a semisynthetic derivative, 22,23-dihydroavermectin b1 ('ivermectin') is 1000 times more active than thiabendazole and is a commercial veterinary product. the efficacy of ivermectin has made it a promising candidate for the control of human onchocerciasis and human strongyloidiasis. 106 another avermectin, called doramectin (or cyclohexyl avermectin b1), produced by 'mutational biosynthesis' was commercialized for use by food animals. 107 a semisynthetic monosaccharide derivative of doramectin called selamectin is the most recently commercialized avermectin, and is active against heartworms (dirofilaria immitis) and fleas in companion animals. although the macrocyclic backbone of each of these molecules (ivermectin, doramectin and selamectin) is identical, there are different substitutions at pharmacologically relevant sites such as c-5, c-13, c-22,23 and c-25. 108 the avermectins are closely related to the milbemycins, a group of non-glycosidated macrolides produced by s. hygroscopicus subsp. aureolacrimosus. 109 these compounds possess activity against worms and insects. coccidiostats are used for the prevention of coccidiosis in both extensively and intensively reared poultry. coccidiosis is the name given to a common intestinal disease caused by the invading protozoan parasites of the genus eimeria that affects several different animal species (cattle, dogs, cats, poultry, etc.). the major damage is caused by the rapid multiplication of the parasite in the intestinal wall and the subsequent rupture of the cells of the intestinal lining, leading to high mortality and severe loss of productivity. coccidia are obligate intracellular parasites that show host specificity; only cattle coccidia will cause disease in cattle; other species-specific coccidia will not. for many years, synthetic compounds were used to combat coccidiosis in poultry; however, resistance developed rapidly. a solution came on the scene with the discovery of the narrow-spectrum polyether antibiotic monensin, which had extreme potency against the coccidian. 110 made by streptomyces cinnamonensis, monensin led the way for additional microbial ionophoric antibiotics, such as lasalocid, narasin and salinomycin. all are produced by various streptomyces species. they form complexes with the polar cations k + , na + , ca 2+ and mg 2+ , severely affecting the osmotic balance in the parasitic cells and thus causing their death. 111 the widespread use of anticoccidials has revolutionized the poultry industry by reducing the mortality and production losses caused by coccidiosis. of great interest was another extremely valuable application of monensin; that is, growth promotion in ruminants. synthetic chemicals had been tested for years to inhibit wasteful methane production by cattle and sheep and increase fatty acid formation (especially propionate) to improve feed efficiency; however, they failed. the solution was monensin, which became a major success as a ruminant growth enhancer. 110 for more than 40 years, certain antibiotics have been used in foodanimal production to enhance feed utilization and weight gain. 112 from a production standpoint, feed antibiotics have been consistently shown to improve animal weight gain and feed efficiency, especially in younger animals. these responses are probably derived from an inhibitory effect on the normal microbiota, which can lead to reduced intestinal inflammation and improved nutrient utilization. 113 pigs in the usa are exposed to a great variety of antibiotics. these include b-lactam antibiotics (including penicillins), lincosamides and macrolides (including erythromycin and tetracyclines). all these groups have members that are used to treat infections in humans. in addition, bacitracin, flavophospholipol, pleuromutilins, quinoxalines and virginiamycin are utilized as growth stimulants. flavophospholipol and virginiamycin are also used as growth promoters in poultry. as described above, cattle are also exposed to ionophores such as monensin to promote growth. the animal health institute of america 114 has estimated that without the use of growth-promoting antibiotics, the usa would require an additional 452 million chickens, 23 million more cattle and 12 million more pigs to reach the levels of production attained by the current practices. considering that animal health research and the development of new anti-infective product discovery have decreased, the discovery of new antibiotics has decreased over the past 15 years, with few new drug approvals. 115 therefore, it will be incumbent on veterinary practitioners to use the existing products in a responsible manner to ensure their longevity. it remains to be seen what effects the dearth of new antibiotics for veterinary medicine will have on the future practice of veterinary medicine, production agriculture, food safety and public health. 116 since the 1999 eu decision to prohibit antibiotic use for foodanimal growth promotion, four antibiotic growth promoters have been banned, including the macrolide drugs tylosin and spiramycin. 117 although macrolides are no longer formally used as 'growth promoters,' their use under veterinary prescription has risen from 23 tons in 1998 to 55 tons in 2001, which suggests that more of them are being used now than before the prohibition. it is well known that the most effective route for feeding is via the gastrointestinal tract. many critically ill patients who accept early feeding improve their health. in some post-operative patients, gastric stasis and excessive volumes in the stomach increase the risk of aspiration and subsequent pneumonia. on account of the importance of achieving early and adequate nutritional intake, it is common practice in many intensive care units to use drugs to improve gastrointestinal motility. erythromycin is a macrolide antibiotic with a broad spectrum of activity. it is well recognized that when prescribed, either intravenously or orally, it causes side effects, such as diarrhea, nausea and vomiting. these side effects are, in part, due to the action of erythromycin at motilin receptors in the gut. this makes this antibiotic very attractive to be used in ill patients with gastrointestinal motility problems. there have been some developments on erythromycin analogs that lack antibiotic action but retain action at motilin receptors. these have been named 'motilides.' 118, 119 recently, an orally active erythromycinderived motilin receptor agonist (mitemcinal) has been tested in patients with idiopathic and diabetic gastroparesis. in both cases, an improvement of gastroparetic symptoms was observed. 120 the 80-year contribution of microorganisms to medicine and agriculture has been overwhelming. however, antibiotic resistance in microbes has created a dangerous situation and the need for new antibiotics is clear. unfortunately, most of the large pharmaceutical companies have abandoned the search for new antimicrobial compounds. owing to the economics, they have concluded that drugs directed against chronic diseases offer a better revenue stream than do antimicrobial agents, as for the latter the length of treatment is short and government restriction is likely. some small pharmaceutical and biotechnology companies are developing antibiotics, but most depend on venture capital rather than sales income, and with the present regulations, they face huge barriers to enter the market. these barriers were raised with the best intentions of ensuring public safety, but will have the opposite effect if they terminate antibiotic development while resistance continues to increase. 121 however, there are some bright possibilities. one of the most promising is the utilization of uncultivated microorganisms. considering that 99% of the bacteria and 95% of the fungi have not been cultivated in the laboratory, putting efforts into finding means to grow such microorganisms are proceeding and succeeding. 122 furthermore, researchers are now extracting bacterial dna from soil and marine habitats, cloning large fragments into, for example, bacterial artificial chromosomes, expressing in a host bacterium and screening the library for new antibiotics. this metagenomic effort is allowing access to a vast untapped reservoir of genetic and metabolic diversity, 123, 124 which could result in the discovery of new and useful natural products. 125 in addition to these two relatively new techniques, the chemical and biological modification of old antibiotics could still supply new and powerful drugs. these comments also apply to non-antibiotics such as antitumor agents and other microbial products. bioactive microbial metabolites. a personal view natural products in drug discovery and development natural products and design: interrelated approaches in drug discovery design of angiotensin converting enzyme inhibitors antibiotics: where did we go wrong? natural and synthetic substances related to human health the future of cephalosporins business infectious history oceans: medicine chests of the future? inhibitors of hiv-1 replication that inhibit hiv integrase medicinals for the millennia. the historical record natural products based anti-hiv drug discovery and development facilitated by the nci developmental therapeutics program the end of an era? where have all the antibiotic patents gone? barriers on the road to new antibiotics cycling may be bad for your health the microbial rosetta stone database: a compilation of global and emerging infectious microorganisms and bioterrorist threat agents sherris medical microbiology 4th edn health of nations: combating infectious diseases the public health threat of emerging viral disease the future challenges facing the development of new antimicrobial drugs jr problems with antimicrobial resistance in gram-positive cocci recent progress in the field of antibacterial pristinamycins recent developments in tetracycline antibiotics case studies in current drug development: 'glycylcyclines' development of daptomycin for gram-positive infections lipopeptides, focusing on daptomycin, for the treatment of gram-positive infections daptomycin-a novel antibiotic against gram-positive pathogens overcoming antimicrobial resistance: profile of a new ketolide antibacterial, telithromycin biosynthesis and molecular genetics of clavulanic acid invasive aspergillosis in organ transplant recipients: new issues in epidemiologic characteristics, diagnosis, and management invasive fungal infections: a review of epidemiology and management options antifungal resistance trends towards the year 2000. implications for therapy and new approaches caspofungin acetate: an antifungal agent antifungals targeted to cell wall: focus on b-1,3-glucan synthase role of micafungin in the antifungal armamentarium posaconazole: a new broad-spectrum antifungal agent signal-transduction cascades as targets for therapeutic intervention by natural products thiolactomycin and related analogues as novel anti-mycobacterial agents targeting kasa and kasb condensing enzymes in mycobacterium tuberculosis the combinatorial chemistry of nature anticancer drug discovery and development throughout the world actinomyces antibioticus, a new soil organism antagonistic to pathogenic and non-pathogenic bacteria anthracyclines: molecular advances and pharmacologic developments in antitumor activity and cardiotoxicity new antibiotics, bleomycin a and b the fam (5-fluorouracil, adriamycin, mitomycin c) and smf (streptozotocin, mitomycin c, 5-fluorouracil) chemotherapy regimens mitomycin dimers: polyfunctional cross-linkers of dna identification of two genes from streptomyces argillaceus encoding glycosyltransferases involved in transfer of a disaccharide during biosynthesis of the antitumor drug mithramycin glut2 in pancreatic islets: crucial target molecule in diabetes induced with multiple low doses of streptozotocin in mice improved production of pentostatin and identification of fermentation cometabolites pentostatin in t-non-hodgkin's lymphomas: efficacy and effect on cd26+ t lymphocytes cleavage behavior of calicheamicin gamma 1 and calicheamicin t approval summary: gemtuzumab ozogamicin in relapsed acute myeloid leukemia study on the preparation and regeneration of protoplast from taxol-producing fungus nodulisporium sylviforme natural products as sources of new drugs over the last 25 years epothilons a and b: antifungal and cytotoxic compounds from sorangium cellulosum (myxobacteria): production, physico-chemical and biological properties epothilones, a new class of microtubulestabilizing agents with a taxol-like mechanism of action activities of the microtubule-stabilizing agents epothilones a and b with purified tubulin and in cells resistant to paclitaxel (taxol) epothilones: mechanism of action and biologic activity curing metastatic testicular cancer medical treatment of advanced testicular cancer refining the optimal chemotherapy regimen for good-risk metastatic nonseminomatous germ-cell tumors: a randomized trial of the genito-urinary group of the french federation of cancer centers (getug t93bp) enzyme inhibitors of microbial origin chemistry and biochemistry of microbial a-glucosidase inhibitors gastrointestinal and metabolic effects of amylase inhibition in diabetics enzyme inhibitors of marine microbial origin with pharmaceutical importance effect of an a-amylase inhibitor on body weight reduction in obese women effect of a purified amylase inhibitor on carbohydrate metabolism after a mixed meal in healthy humans treatment of rumen acidosis with alpha-amylase inhibitors european patent inhibitory properties of an a-amylase inhibitor, paim, from streptomyces corchorushii novel amylase inhibitors united states patent lipstatin, an inhibitor of pancreatic lipase, produced by streptomyces toxytricini progress towards the discovery of xanthine oxidase inhibitors agar plate method, a new assay for chitinase inhibitors using a chitin-degrading bacterium fungal enzyme inhibitors as pharmaceuticals, toxins and scourge of pcr history of the discovery of cyclosporin and of its early pharmacological development rapamycin, an mtor inhibitor, disrupts triglyceride metabolism in guinea pigs reversal of learning deficits in a tsc2 +/à mouse model of tuberous sclerosis everolimus for the prevention of allograft rejection and vasculopathy in cardiac-transplant recipients targeting mtor signaling for cancer therapy therapeutic targets: mtor and related pathways targeted mtor in human gynecologic cancers fk-506, a novel immunosuppressant isolated from a streptomyces. 1. fermentation, isolation, and physico-chemical and biological characteristics correlation of rejection episodes with fk 506 dosage, fk 506 level and steroid following primary orthotopic liver transplant use of tacrolimus, a potent antifibrotic agent, in bleomycin-induced lung fibrosis statins, high-density lipoprotein cholesterol, and regression of coronary atherosclerosis mevinolin, a highly potent competitive inhibitor of hydroxylmethylglutaryl-coenzyme a reductase and a cholesterol-lowering agent a two-component-type cytochrome p-450 monooxygenase system in a prokaryote that catalyzes hydroxylation of ml-236b to pravastatin, a tissue-selective inhibitor of 3-hydroxy-3-methylglutaryl coenzyme a reductase a new hydroxylase system in actinomadura sp. cells converting compactin to pravastatin production and purification of statins from pleurotus ostreatus (basidiomycetes) strains evaluation and development of spinosyns to control ectoparasites on cattle and sheep engineered biosynthesis of novel spinosyns bearing altered deoxyhexose substituents butenyl-spinosyns, a natural example of genetic engineering of antibiotic biosynthetic genes research progress on microbial herbicides weed control for the preservation of biological diversity control of problem vegetation: a key to ecosystem management metabolic products of microorganisms. 98. phosphinothricin and phosphinothricyl-alanyl-analine studies on a new antibiotic, sf-1293. i. isolation and physicochemical and biological characterization of sf-1293 substances biosynthetic gene cluster of the herbicide phosphinothricin tripeptide from streptomyces viridochromogenes tu494 avermectins, antiparasitic lactones produced by streptomyces avermitilis isolated from a soil in japan avr-15 encodes a chloride channel subunit that mediates inhibitory glutamatergic neurotransmission and ivermectin sensitivity in caenorhabditis elegans efficacy of ivermectin against strongyloides stercoralis in humans doramectin-a potent novel endectocide comparison of ivermectin, doramectin, selamectin, and eleven intermediates in a nematode larval development assay a new family of macrolide antibiotics. structure determination of milbemycins d polyether antibiotics: versatile carboxylic acid ionophores produced by streptomyces the determination of 5 anticoccidial drugs (nicarbazin, lasalocid, monensin, salinomycin and narasin) in animal livers and eggs by liquid chromatography linked with tandem mass spectrometry (lc-ms-ms) the role of enteric antibiotics in livestock production (national association for crop production and animal health antibiotics as growth promotants: mode of action antibiotic resistance back in the news antibiotic development pipeline runs dry the future of anti-infective products in animal health the european ban on growth-promoting antibiotics and emerging consequences for human and animal health bioactive metabolites of em574 and em523, erythromycin derivatives having strong gastrointestinal motor stimulating activity erythromycin as a gastrointestinal prokinetic agent clinical trial: effect of mitemcinal (a motilin agonist) on gastric emptying in patients with gastroparesis-a randomized, multicentre, placebocontrolled study the need for new antibiotics isolating 'uncultivable' microorganisms in pure culture in a simulated natural environment fulfilling the promise of biotechnology new antibiotics from bacterial natural products we thank beatriz ruiz and marco a ortiz for their assistance during the development of this review. key: cord-329318-eo8auo1f authors: gusarov, sergey; stoyanov, stanislav r. title: cosmo-rs-based descriptors for the machine learning-enabled screening of nucleotide analogue drugs against sars-cov-2 date: 2020-10-26 journal: j phys chem lett doi: 10.1021/acs.jpclett.0c02836 sha: doc_id: 329318 cord_uid: eo8auo1f [image: see text] chemical similarity-based approaches employed to repurpose or develop new treatments for emerging diseases, such as covid-19, correlates molecular structure-based descriptors of drugs with those of a physiological counterpart or clinical phenotype. we propose novel descriptors based on a cosmo-rs (short for conductor-like screening model for real solvents) σ-profiles for enhanced drug screening enabled by machine learning (ml). the descriptors’ performance is hereby illustrated for nucleotide analogue drugs that inhibit the ribonucleic acid-dependent ribonucleic acid polymerase, key to viral transcription and genome replication. the cosmo-rs-based descriptors account for both chemical reactivity and structure, and are more effective for ml-based screening than fingerprints based on molecular structure and simple physical/chemical properties. the descriptors are evaluated using principal component analysis, an unsupervised ml technique. our results correlate with the active monophosphate forms of the leading drug remdesivir and the prospective drug eidd-2801 with nucleotides, followed by other promising drugs, and are superior to those from molecular structure-based descriptors and molecular docking. the cosmo-rs-based descriptors could help accelerate drug discovery for the treatment of emerging diseases. o n march 11, 2020, the world health organization declared the disease covid-19, caused by the new virus severe acute respiratory syndrome coronavirus 2 (sars-cov-2), as a pandemic. 1 sars-cov-2 is a positive, nonsegmented, single-stranded ribonucleic acid (rna) β-coronavirus that belongs to the large family of human coronaviruses, along with sars-cov-1 and middle east respiratory syndrome coronavirus (mers-cov). 2, 3 to date, a vaccine and effective therapies for the prevention or treatment of covid-19 are not available. 4 the research community has vigorously launched or planned numerous covid-19 research projects and clinical trials. 5 considering the limited knowledge of the sars-cov-2 infection process, researchers are currently developing treatments based on the knowledge of other sars viruses. 6 the covid-19 drug discovery effort is to a large extent focused on the inhibition of the angiotensin converting enzyme ii (ace2), assisting in viral entry, and rna-dependent rna polymerase (rdrp), catalyzing viral transcription. 7−9 currently, the leading anti-sars-cov-2 drug remdesivir and highly promising eidd-2801 with active forms designed to inhibit the rdrp-catalyzed rna replication by mimicking nucleotides are under intensive clinical studies. 10, 11 drug development faces multifold challenges, such as extended time to bring new drugs to the market, high attrition rates, and changing regulatory requirements. 12, 13 the repurposing of market-available or investigational drugs for the treatment of new or rare diseases is increasingly becoming attractive, because it reduces the risk, cost, and timeline for drug development. 13, 14 computational data-driven approaches for drug screening are particularly useful for the identification of drug candidates. the initial identification step is typically followed by a mechanistic assessment in preclinical models and ultimately by clinical trials. 13 among the computational approaches, signature matching and molecular docking are based on chemical structure analysis, while genome association, pathway mapping, and retrospective clinical analysis involve genome data and electronic health records screening. 15 chemical and structural similarity-based methods rely on the hypothesis that structural similarity implies correlation at the therapeutic effect or drug-target level. 16 molecular docking and chemical similarity-based strategies have been employed to study the pharmacological activity and screen antiviral drugs against key enzymes of sars-cov-2. 17−19 however, in some cases, computational screening methods are not in full agreement with in vitro, preclinical, and clinical studies, 20 and even the clinical studies of remdesivir have different conclusions. 10, 21 due to the global urgency and large number of possible drugs, more accurate and enhanced computational methods are needed. one of the potentially promising ways to improve predictability is through the use of artificial intelligence (ai) and machine learning (ml). increasingly popular in drug development, ml techniques allow the automation of multidimensional data analysis, 22 and have shown great promise for new drug development and repositioning. 12, 23, 24 based on a training set, ml approaches enable the screening of efficient drug candidates without having a deep knowledge of the underlying processes. the key to the efficiency of ml methods is the use of representative descriptors or molecular fingerprints to translate the molecular system to a machine-understandable language. a number of molecular descriptors have been developed and implemented into the leading software packages, such as biovia discovery studio 2020 and schrodinger suite, which provide good results for drug screening. 25, 26 the majority of these descriptors are based on the molecular structure, such as the number of rings, hydrogen bond donors and acceptors, induced charges, etc. it is worth noting that such descriptors are important but not sufficient for the chemical similarity analysis of ligands and its extension to ml, as these yield mixed results regarding the ability to enhance the accuracy of ensembleaveraged quantity prediction. 27 typically, small drug molecules interact with a protein active site localized on a small surface area in the presence of a complex environment. to capture the full picture of interactions, the ideal drug screening descriptors should combine both structural and chemical thermodynamicsbased features. methods based on ml have successfully been employed to replace the computationally expensive docking and binding energy calculations. 28, 29 in order to better represent the ligand and its interaction with the active site of a protein, the list of descriptors should be kept short, and strong correlations among them should be avoided to maintain low degeneracy. in addition, some descriptors might be chosen to avoid overlap dependence from the local structure of the binding site. in many cases, ml techniques can identify internal correlations among variables and reduce the number of descriptors. one such technique is the principal component analysis (pca), a nonparametric statistical ml technique, which is a very important hypothesis-generating tool for approaching drug discovery by a systemic perspective. 30 the contributions of hydrophobic and aromatic character, and molecular shape to the chemical similarity of small molecule drugs have been analyzed using pca to establish correlations of drug structures with transcriptional responses. 31 the pca approach has been employed to reduce the dimensions of molecular descriptors and construct a chemical space to choose descriptors which are presumed best for the particular effect. 32, 33 the molecular property distributions of drug-like, non-drug-like, and natural compounds from traditional chinese medicines are analyzed by pca. 34 the translation of molecular properties into a format suitable for ml requires an appropriate combination of structural and chemical data. however, while the geometrical properties are well represented by molecular fingerprints, the characterization of chemical reactivity is a more challenging task. typically, the number of hydrogen bond donors or acceptors, functional groups, heats of formation, polarizabilities, etc. are used to represent the ligand's ability to interact with a protein's active site. however, in many cases, the chemical reactivity information is incomplete and/or overlaps with the molecular structure, making it insufficient to thoroughly represent the interaction. 27 as a possible alternative to the predictive methods based on the group contribution approach, the conductor-like screening model for real solvents (cosmo-rs) type models, originally developed by dr. a. klamt, 35 has attracted substantial interest in the recent years. for the first time, the efficiency of cosmo-rs σ-profiles for the detection of new bioisosteric drug candidates has been studied by thormann and klamt. 36 our idea is to further combine the ability of σ-profiles to represent the chemical potentials of different compounds in almost arbitrary phases with the strength of ml in order to enhance σ-profiles' drug screening and design capabilities. the cosmo-rs is a fast and efficient tool for molecular similarity screening and the study of physicochemical and physiological properties originating from solvation thermodynamics and computational quantum mechanics. 37 these methods rely on solvent-accessible surfaces with induced charges screening the electrostatic potential produced by nuclear charges and electronic density. the resulting surfaces are specific to each molecule and projected further to the onedimensional (1d) function called the σ-profile, which represents the probability distribution of a molecular surface segment having a specific charge density. 35 the cosmo-rs σ-profiles capture in a 1d format the entire set of chemical properties calculated from quantum chemistry, including hydrogen bond donor and acceptor, and hydrophobic (lipophilic) interactions. 38 the σ-profiles have been employed to calculate phase diagrams, azeotropes, and the solubility of drugs and pesticides in water. 38 the calculation of drug absorption, distribution, metabolism, and excretion properties has been demonstrated for high-throughput screening by using the molecular fragmentbased approach cosmof rag. 37 despite this potential, cosmo-rs σ-profiles have rarely been employed for drug similarity screening, and not at all for sars-cov-2 inhibitor screening to date. in this study, we propose a novel set of drug screening descriptors based on cosmo-rs σ-profiles, augmented by dipole moment and induced charge of the phosphorus atom, to evaluate the chemical similarity of the drugs with nucleotides, as rna replication transcription initiation activators. the cosmo-rs-based descriptors are more suitable for ml because these effectively account for the chemistry, as expressed by chemical thermodynamics and interaction preferences, and are not strongly correlated. these advantages are highlighted in comparison with standard molecular structure-based descriptors. we illustrate the proposed approach, using a series of 18 active compounds of market-available drugs built to mimic the chemical structures of adenosine, guanosine, uridine, and cytidine monophosphates (amp, gmp, ump, and cmp) that bind to messenger rna (mrna), when catalyzed in the central region of rdrp. the drug series includes the pyrimidine and purine nucleoside monophosphate analogues in the form that inhibits mrna replication from pubchem.ncbi.nlm.nih.gov and recent publications (supporting information table s1 ). the 64 most stable conformations of these drugs and nucleotides are determined using biovia discovery studio 2020. 25 the geometries of these conformations, generated using the discovery studio 2020 visualizer, are optimized using becke's three-parameter hybrid functional with the local term of lee, yang, and parr (b3lyp), 39 and double-numerical basis set with polarization functions on h atoms (dnp) 40 in dmol 3 . the cosmo-rs calculations, 35 ,41 parametrized to optimally the journal of physical chemistry letters pubs.acs.org/jpcl letter reproduce thermodynamic properties, 42 are conducted by using dmol 3 , as implemented in biovia discovery studio 2020. 25 to identify the most important hydrogen bond donor and acceptor regions in the σ-profile, the geometry optimization of remdesivir monophosphate interacting with rdrp (pdb id: 7bv2) is conducted using quantum mechanics/molecular mechanics (qm/mm), as implemented in dmol 3 in biovia discovery studio 2020. the b3lyp/dnp 39,40 approach and charmm36 force field with momany-rone charges 43 are applied for the qm (f86101, ala688, u20, u10, a11) and mm system (remaining), respectively. the qm/mm interactions are treated using electronic embedding with dispersed boundary charges. the molecular docking analysis is conducted using the site-features docking algorithm libdock 44 implemented in biovia discovery studio 2020. in figure 1a , we present the qm/mm optimized model system of the leading drug remdesivir in its monophosphate form integrated into the primer strand mrna interacting with rdrp (protein data bank entry 7bv2). 7 the hydrogen bonding network with the target u10 is shown in dashed green lines pointing up from the remdesivir monophosphate molecule and with the pattern u20 pointing down from the remdesivir monophosphate molecule. the remdesivir monophosphate-rdrp interactions also include attractive van der waals, π− cation, π−π stacking, π−alkyl, and covalent as well as repulsive electrostatic interactions with rdrp functional groups, as shown in figure 1b the journal of physical chemistry letters pubs.acs.org/jpcl letter atom is selected as a precursor of the chemical activity of the phosphate group toward covalent bonding to mrna. the performance of the descriptor set i, made up of eight descriptors, is compared to descriptor set ii, made up of all ten drug screening descriptors (nine for molecular structure and one for hydrophobicity, listed in table 2 ) implemented in biovia discovery studio 2020. to select the most important combinations of descriptors for the series of 22 nucleotides and active compounds of nucleotide drug analogues, we employed the pca implemented in matlab 45 to the descriptor sets i and ii, without any preprocessing. the pca linear combination coefficients listed in the table 2 give the loadings of each of the four principal components (pc). of these, the most important pc1−pc3 for each descriptor set are presented in the score plot in figure 2 . from the score plot (figure 2a) , it is clear that the reference group of conformers (marked by green color) represented by amp and the active monophosphate forms of the drugs remdesivir and eidd-2801 known to exhibit some level of efficiency in the inhibition of sars-cov-2 mrna replication 10,11 form a cluster within the calculated pca. the similar but sparser distribution could be seen for descriptor set ii (figure 2b ). this shows that the similarity of these compounds is clear and could be captured with both sets. however, on a closer look, one can see that for descriptors set ii the conformers for each component are closer together than for the proposed new descriptor set i. this could be explained by the structural effects and degeneracy of descriptor set ii, as the molecular weight, number of hydrogen bonds, number of donors and acceptors, number of rotatable bonds, number of rings, and number of aromatic rings (listed in table 2 ) are (nearly) identical for different conformers of the same compound. another important feature of the proposed descriptor set i is that the other drugs, idx-184 and mizobirine in monophosphate forms (colored in yellow, figure 2a) , which have been identified to potentially inhibit the sars-cov-2 mrna replication, 46, 47 are better correlated with the reference conformers than those of descriptor set ii (figure 1b) . in a yield reduction assay, mizoribine has inhibited the replication of sars-cov-1 more strongly than ribavirin, reducing the virus titers to one-tenth or less. 46 the anti-hepatitis c virus replication inhibitor drug irx-184 has shown promising results as sars-cov-2 rdrp inhibitor based on molecular docking that is yet to be confirmed experimentally. 47 moreover, the extent of correlation among the conformers of the same drug is enhanced when descriptor set i is used (figure 2a) . the monophosphate forms of the drugs ribavirin, penciclovir, and acyclovir, shown in blue squares, are also anticipated to have some rdrp replication inhibition activity. the herpesvirus rna and deoxyribonucleic acid (dna) replication inhibitors ribavirin and penciclovir have been shown to reduce the sars-cov-2 viral infection against a clinical isolate in vitro at high concentrations. 20 acyclovir treatment has been associated with significantly extending the life and improving the circulatory and pulmonary function in patients with ventilator-associated pneumonia and high levels of herpesvirus replication, 48 making it promising for the treatment of covid-19 symptoms. currently, proven drug efficiency results are scarce, making further descriptor set evaluation challenging. this analysis could be extended in the future when more results become available in the literature. the pc loadings listed in table 2 represent the normalized coefficients of linear combinations for transformation properties represented by descriptors to the new pcs. the pc loadings also indicate the weight of the descriptors, while the pc latency indicates its strength or order of importance of pca components. for descriptor set i, the cosmo-rs solvation energy and σ-profile projections w1 and w4 have the largest weights in pc1 (with the highest latency), followed by the dipole moment, accessible surface, and phosphorus atom charge. the largest weights in pc2 are calculated for the σ-profile projections w2 and w3, and the phosphorus atom charge. in pc3, the largest weights are for σ-profile projection w2 and the solvent accessible surface. for descriptor set ii, the molecular polar surface area and fractional polar surface area as well as the number of hydrogen bond donors and acceptors and hydrophobicity are the most important for pc1, based on the weights. in pc2, the molecular surface area and number of aromatic rings have the largest weights. the large weights of the molecular surface area, hydrogen bonding, and hydrophobicity descriptors of set ii effectively justify the use of the more advanced descriptors of the proposed cosmo-rs-based set i. the polar surface area descriptors of set ii have close physical meaning to the cosmo-rs σ-profiles, as both describe the "polarization" of the molecular surface. however, the advantage of the proposed descriptors is that the cosmo-rs σ-profiles are based on more accurate dft calculations, while polar surface area descriptors are calculated from molecular mechanics force fields and cannot fully account for the correlation of atoms within a molecule. this advantage is particularly important to separate the different conformers that are treated as distinct molecules with calculated atomic charges and cosmo-rs σthe journal of physical chemistry letters pubs.acs.org/jpcl letter profiles rather than with the same set of force field parameters using descriptor set ii. the superior performance of proposed descriptor set i exhibited by the previously noted enhanced clustering and correlation with the reference conformers is attributed to the statistical thermodynamics the cosmo-rs chemical potential accounts for. this effectively highlights the importance of the cosmo-rs σ-profiles that are calculated by integration over the molecular surface, account for hydrogen bonding and hydrophobic interactions, and are parametrized to reproduce chemical thermodynamic properties. 42 in order to enhance comparison and compensate for the lack of clinical trial results, we also perform libdock analysis for the 22 pyrimidine and purine nucleotides and analogue drugs. the site-features docking algorithm libdock performs as well as docking programs based on genetic/growing and monte carlo driven algorithms. 49 of course, a good docking score does not necessarily mean that the ligand is a good inhibitor, but only a good candidate for potential drug selection. in figure 3 , we (table 2) . (green squares, remdesivir; green diamonds, eidd-2801; green circles, amp; yellow squares, gmp; yello triangles, idx-184; yello circles, mizobirine; blue squares, ribavirin, penciclovir, acyclovir; red circles, remaining drugs and nucleotides.) figure 3a ) dock around an active site of rdrp and have high libdock scores (figure 3b ). the results also show some agreement with the pca plot ( figure 2) . penciclovir, ribavirin, and the nucleotide gmp have the highest libdock scores, followed by acyclovir and the nucleotide cmp. among these, only the nucleotide gmp is correlated well with the reference conformers including amp, based on the pca in figure 2a , but the libdock score of amp is low. the drugs ribavirin, penciclovir, and acyclovir, anticipated to have some inhibition activity based on the libdock score, are weakly correlated with the reference conformers group, based on the pca (figure 2a) . clearly, the difference between pca and docking results could be attributed to the chemical thermodynamics properties accounted for by descriptor set i. the ml results include additional information not only about complex processes but also about the interactions in the real system. a novel set of descriptors based on cosmo-rs σ-profiles and chemical thermodynamics is proposed and evaluated using pca for the initial screening of a series of nucleotides and nucleotide-analog rdrp replication inhibitor drugs to help accelerate the discovery of covid-19 treatments. the proposed descriptor set that accounts for chemical thermodynamics in addition to molecular structure and features descriptors with low degeneracy is evaluated with respect to a commonly used descriptor set based on molecular structure alone and a molecular docking algorithm. the pca results show that the novel σ-profile-based descriptor set i clearly correlates the leading covid-19 drugs remdesivir and eidd-2801 in monophosphate forms and highlights weaker correlations with drugs that have been reported to exhibit anti-sars-cov-2 activity. the comparison shows that the proposed descriptor set is superior to both the commonly used descriptor set ii and molecular docking scores. the presented approach for conducting drug screening by using cosmo-rs-based descriptors and ml can be further augmented by taking into account (pre)clinical trial result-based descriptors. in addition, the proposed set of descriptors can be further enhanced based on the target, and combinations of antiviral drugs can be evaluated and optimized to continue improving covid-19 treatments. timeline -covid-19 origin and evolution of pathogenic coronaviruses the origin, transmission and clinical therapies on coronavirus disease 2019 (covid-19) outbreak − an update on the status global coalition to accelerate covid-19 clinical research in resource-limited settings while we wait for a vaccine against sars-cov-2, why not think about available drugs? structural basis for inhibition of the rna-dependent rna polymerase from sars-cov-2 by remdesivir a pneumonia outbreak associated with a new coronavirus of probable bat origin treatment options for covid-19: the reality and challenges remdesivir for the treatment of covid-19  preliminary report ridgeback begins enrolment for phase 2 covid-19 trial of eidd-2801 an analysis of the attrition of drug candidates from four major pharmaceutical companies drug repurposing: progress, challenges and recommendations overcoming the legal and regulatory barriers to drug repurposing computational drug repositioning: from data to therapeutics thalidomide-induced teratogenesis: history and mechanisms sars-cov-2 rna dependent rna polymerase (rdrp): a molecular docking study. life sci. 2020, 253, 117592. (18) bouachrine, m. molecular docking analysis of n-substituted oseltamivir derivatives with the sars-cov-2 main protease evaluating the potential of different inhibitors on rna-dependent rna polymerase of severe acute respiratory syndrome coronavirus 2: a molecular modeling approach remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro remdesivir in adults with severe covid-19: a randomised, double-blind, placebo-controlled, multicentre trial delahaye-duriez, a. machine learning applications in drug development drug repositioning: a machine-learning approach through data integration concepts of artificial intelligence for computer-assisted drug discovery 26) canvas, ver. 1.2; schrodinger l development of fukui function based descriptors for a machine learning study of co2 reduction predicting commercially available antiviral drugs that may act on the novel coronavirus (sars-cov-2) through a drug-target interaction deep learning model the application of principal component analysis to drug discovery and biomedical data. drug discovery today comparing structural and transcriptional drug networks reveals signatures of drug activity and toxicity in transcriptional responses aicd: an integrated antiinfammatory compounds database for drug discovery structure−activity relationship for fda approved drugs as inhibitors of the human sodium taurocholate cotransporting polypeptide (ntcp) drug-likeness analysis of traditional chinese medicines: 1. property distributions of drug-like compounds, non-drug-like compounds and natural compounds from traditional chinese medicines conductor-like screening model for real solvents: a new approach to the quantitative calculation of solvation phenomena bioisosteric similarity based on cosmo-rs σ profiles cosmof rag: a novel tool for high-throughput adme property prediction and similarity screening based on quantum chemistry prediction of aqueous solubility of drugs and pesticides with cosmo-rs density-functional thermochemistry. iii. the role of exact exchange an all-electron numerical method for solving the local density functional for polyatomic molecules cosmo: a new approach to dielectric screening in solvents with explicit expressions for the screening energy and its gradient refinement and parametrization of cosmo-rs validation of the general purpose quanta ®3.2/charmm® force field high throughput docking for library design and library prioritization kurane, i. inhibitory effect of mizoribine and ribavirin on the replication of severe acute respiratory syndrome (sars)-associated coronavirus anti-hcv, nucleotide inhibitors, repurposing against covid-19 impact of acyclovir use on survival of patients with ventilator-associated pneumonia and high load herpes simplex virus replication validation studies of the site-directed docking program libdock the authors declare no competing financial interest. key: cord-321741-aq76s37x authors: andersen, petter i.; ianevski, aleksandr; lysvand, hilde; vitkauskiene, astra; oksenych, valentyn; bjørås, magnar; telling, kaidi; lutsar, irja; dumpis, uga; irie, yasuhiko; tenson, tanel; kantele, anu; kainov, denis e. title: discovery and development of safe-in-man broad-spectrum antiviral agents date: 2020-04-30 journal: international journal of infectious diseases doi: 10.1016/j.ijid.2020.02.018 sha: doc_id: 321741 cord_uid: aq76s37x abstract viral diseases are one of the leading causes of morbidity and mortality in the world. virus-specific vaccines and antiviral drugs are the most powerful tools to combat viral diseases. however, broad-spectrum antiviral agents (bsaas, i.e. compounds targeting viruses belonging to two or more viral families) could provide additional protection of the general population from emerging and re-emerging viral diseases, reinforcing the arsenal of available antiviral options. here, we review discovery and development of bsaas and summarize the information on 120 safe-in-man agents in a freely accessible database (https://drugvirus.info/). future and ongoing pre-clinical and clinical studies will increase the number of bsaas, expand the spectrum of their indications, and identify drug combinations for treatment of emerging and re-emerging viral infections as well as co-infections. viruses are one of the major causes of morbidity and mortality in the world (dalys and collaborators, 2018; disease et al., 2018; howard and fletcher, 2012; who, 2015) . antiviral drugs and vaccines are used to fight viral infections in human (de clercq and li, 2016; marston et al., 2014) . previously, there has been a focus on "one drug, one virus" dogma, which relied on targeting virusspecific factors. a counterpoint to this is the "one drug, multiple viruses" paradigm, which came with the discovery of broadspectrum antiviral agents (bsaas), small-molecules that inhibit a wide range of human viruses (bekerman and einav, 2015; de clercq and montgomery, 1983; debing et al., 2015; ianevski et al., 2019; rada and dragun, 1977; sidwell et al., 1972) . this paradigm was based on the observation that different viruses utilize similar pathways and host factors to replicate inside a cell (bosl et al., 2019) . although the concept of bsaas has been around for almost 50 years, the field received a new impetus with recent outbreaks of ebola, zika, dengue, influenza and other viral infections, the discovery of novel host-directed agents, as well as development of drug repositioning methodology. drug repurposing, also called repositioning, redirecting, reprofiling, is a strategy for generating additional value from an existing drug by targeting disease other than that for which it was originally intended (nishimura and hara, 2018; pushpakom et al., 2019) . this has significant advantages over new drug discovery since chemical synthesis steps, manufacturing processes, reliable safety, and pharmacokinetic properties in pre-clinical (animal model) and early clinical developmental phases (phase 0, i and iia) are already available (figure 1) . therefore, repositioning of launched or even failed drugs to viral diseases provides unique translational opportunities, including a substantially higher probability of success to market as compared with developing new virus-specific drugs and vaccines, and a significantly reduced cost and timeline to clinical availability pizzorno et al., 2019; zheng et al., 2018) . here, we detail the steps of bsaa repurposing, from discovery of novel antiviral activities in cell culture to post-market studies. moreover, we summarized currently available information on bsaas in freely available database, focusing on those antivirals, which have been already tested in human as antivirals, antibacterials, antiprotozoals, anthelmintics, etc. finally, we discuss future perspectives of using safe-in-man bsaas for treatment of emerging and re-emerging viral infections as well as viral and bacterial co-infections. discovery of novel bsaa activities in immortalized cell cultures and co-cultures the discovery of novel activities of bsaas starts with exposing cells to the candidate antiviral agent at different concentrations and infecting the cells with a virus or mock. immortalized cancerous cell cultures and co-cultures, which express appropriate viral receptors, are most commonly used in this first step. the halfmaximal cytotoxic concentrations (cc 50 ) for a compound are calculated based on their dose-response curves obtained on mockinfected cells. the half-maximal effective concentrations (ec 50 ) are calculated based on the analysis of curves obtained on infected cells. statistical analyses can help to determine if the differences between cc 50 and ec 50 are significant, given the inherent variability of the experiment (meneghini and hamasaki, 1967) . a relative effectiveness of a drug is defined as selectivity index (si = cc 50 /ec 50 ). cell viability assays and cell death assays are commonly used to assess the cytotoxicity and efficacy of bsaas ( figure 2a ). cell viability assays include mtt, mts, resazurin or similar assays, mitochondrial membrane potential-dependent dyes-based assays, esterase cleaved dye-based assays, atp-adp assays, and assays that measure glycolytic flux and oxygen consumption. other cell death assays include ldh enzyme leakage assays, membrane impermeable dye-based assays, and apoptosis assays, such as annexin v, tunel, and caspase assays (shen et al., 2019) . for example, the cell titer glo (ctg) assay quantifies atp, an indicator of metabolically active living cells, whereas cell tox green assay uses fluorescent asymmetric cyanine dye that stains the dna of dead cells (bosl et al., 2019; bulanova et al., 2017; ianevski et al., 2018; muller et al., 2014) . viral strains or cell lines expressing reporter proteins are also used to assess the efficacy of bsaas in infected cells. for example, tzm-bl cells expressing firefly luciferase under control of hiv-1 ltr promoter allowed quantitation of bsaa action on hiv-1 infection (tat-protein expression by integrated hiv-1 provirus) using firefly luciferase assay (sarzotti-kelsoe et al., 2014; xing et al., 2016) . rfp-expressing rvfv, nanoluc-expressing chikv and rrv, as well as gfp-expressing fluav, hcv and hmpv also allowed identification of novel activities of several bsaas (andersen et al., 2019b; bosl et al., 2019; de graaf et al., 2007; habjan et al., 2008; ianevski et al., 2018; jupille et al., 2011; kittel et al., 2004; lee et al., 2017; utt et al., 2016) . in addition, qpcr/rt-qpcr, rna/dna sequencing, rna/dna hybridization, immuno-and plaque assays as well as crispr-cas9 systems could be used for detection of inhibitory effects of bsaas (boonham et al., 2014; fischer et al., 2017; konig et al., 2019; laamiri et al., 2018; landry, 1990; perez et al., 2013; sashital, 2018; zhou et al., 2018) . interestingly, crispr-cas9, sirna and shrna approaches were used for identification of bsaa targets (deans et al., 2016; puschnik et al., 2017) . novel anti-hsv-2 and anti-ev1 activities of emetine were discovered recently using ctg/plaque assays in human nonmalignant rpe cells. moreover, novel antiviral activities of the drug were identified using rfp-expressing rvfv, and gfp-expressing hmpv or fluav strains in rpe cells (andersen et al., 2019a) . given that emetine also inhibits zikv, ebov, rabv, cmv, hcov-oc43 and hiv-1 infections (chaves valadao et al., 2015; macgibeny et al., 2018; mukhopadhyay et al., 2016; shen et al., 2019; yang et al., 2018) , and that it is an fda-approved anti-protozoal drug, it may represent a promising safe-in-man bsaa candidate. immortalized cell cultures/co-cultures and reporter viral strains represent excellent model systems for the discovery of novel activities of safe-in-man bsaas. however, these genetically modified systems have certain limitations (attenuated or incomplete virus replication cycle, accumulation of mutations during repeated cell and virus passaging, defective innate immune responses and viral counter-responses, etc.) (carter and shieh, 2015) . thereby, novel antiviral activities of bsaas should be further validated in primary human cells using different viral strains (including wild-type viruses), different viral loads, different times of compound addition, different endpoint measurements and compound concentration range. primary cell cultures give more accurate images of drug responses (alves et al., 2018; denisova et al., 2012; koban et al., 2018; postnikova et al., 2018) . they have a low population doubling level and therefore more closely recapitulate the physiological conditions observed in vivo. primary cells are cells isolated directly from tissues or blood using enzymatic or mechanical methods. the cells are characterized by their high degrees of specialization, are often fully differentiated and thus require defined culture conditions (serum-free media) in order to preserve their original phenotype. peripheral blood mononuclear (pbmc), placental, amniotic and fetal primary cultures as well as vaginal/cervical epithelial and male germ cells have been used intensively to validate bsaa activity (barrows et al., 2016; denisova et al., 2012; fink et al., 2018; rausch et al., 2017; robinson et al., 2018) . although primary cell cultures are relevant systems for validation of bsaas, there are technical difficulties limiting their use, such as ethical issues, purity of population of primary cells, and limited shelf life of the cells. in addition, age, race, sex and other genetic and epigenetic factors of donor cells should be considered to determine common biological effect across a significant number of donors thereby avoiding minor variants (lee et al., 2014; zhang et al., 2013) . the obstacles associated with use of human primary cell cultures can be bypassed using human embryonic stem cells (escs) and human induced pluripotent stem cells (ipscs). escs are isolated from surplus human embryos, whereas ipscs are obtained by reprogramming somatic cells. these cells proliferate extensively and retain multi-lineage activity, which allows them to generate virtually any cell type of the body. the escs-and ipsc-derived cells have been used successfully to investigate the efficacy of several bsaas against hbv, zikv, chikv and hsv-1 infections (table s1 ) (ferreira et al., 2019; iwasawa et al., 2019; lanko et al., 2017; simonin et al., 2019; xia et al., 2017; zhou et al., 2017) . ipscs, escs and primary tissue cells can be used to generate complex cultures termed organoids. organoids are miniature and simplified version of organs. establishing human airway, gut, skin, cerebral, liver, kidney, breast, retina and brain organoids allowed researchers to study toxicity and efficacy of several safe-in-man bsaas against coronaviruses, influenza, enteroviruses, rotaviruses and flaviviruses sacramento et al., 2017; watanabe et al., 2017; xu et al., 2016; yin et al., 2015; yin et al., 2018; yin et al., 2016; zhou et al., 2017) . however, ipscs, escs and ipscs/escsderived organoids have the same disadvantages as human primary cells (genetic differences, line-to-line and organoid batch-to-batch variability). on the other hand, these models allow researchers to predict the behavior of viruses in vivo and, therefore, to reduce animal use and in cases where animal models are unavailable to initiate clinical trials. for example, novel anti-zikv activities of enoxacin, amodiaquine and niclosamide were discovered recently using human neural progenitor cells, human pluripotent stem cell-derived cortical neural progenitor cells, and human induced neural stem cells, respectively (cairns et al., 2018; xu et al., 2019; zhou et al., 2017) . enoxacin is an oral broad-spectrum fluoroquinolone antibiotic, which also possesses anti-hcv and anti-hiv-1 activities in immortalized cell cultures (kashiwase et al., 1999; young et al., 2010) . amodiaquine is an anti-malaria drug, which also possesses antiviral activities against denv, hcv, rrv, sinv, wnv, efv, ebov, lasv, rabv, vzv, and hsv-1 in immortalized cell cultures (boonyasuppayakorn et al., 2014; hulseberg et al., 2019; mazzon et al., 2019) . niclosamide is an orally bioavailable anthelmintic drug which inhibits the broadest range of viruses in vitro and, in if the drug is repositioned from another disease (i.e. its safety profile in man is available) it could bypass the pk and safety studies in man. some cases, in vivo (cairns et al., 2018; fang et al., 2013; huang et al., 2017; hulseberg et al., 2019; jurgeit et al., 2012; kao et al., 2018; mazzon et al., 2019; stachulski et al., 2011; wang et al., 2016; wu et al., 2004) . these safe-in-man bsaas represent promising drug candidates. in vitro and ex vivo models do not fully reflect the complexity and physiology of living organisms. therefore, several in vivo models have been developed to test novel antiviral activities of bsaas. these include immunocompetent and genetically or chemically immunocompromised mice, guinea pigs, hamsters, ferrets, pigs, macaques and other animals ( figure 2b ) (alves et al., 2018; haese et al., 2016; louz et al., 2013; morrison and diamond, 2017; taylor, 2017; thangavel and bouvier, 2014) . pk/pd studies determine drug absorption, dosage and half-life of bsaas. toxicological studies determine if the drugs have any adverse effects on the tissues and organs of the animals and define the dosage of adverse effects (alabaster and in vivo pharmacology training group, 2002; parasuraman, 2011; rizk et al., 2017) . studying the efficacy of bsaas is generally done by treating the animal with the drug or vehicle and infecting it with a virus of interest. endpoints are usually body weight/ mortality (depending on the virus), histopathology, virus titers in organs, presence of clinical signs and development of immunity (oh and hurt, 2016; smee and barnard, 2013) . although animal models can give the initial characterization of bsaa, it is important to keep in mind that they differ significantly from humans, with respect to symptoms, disease manifestation, susceptibility, immune responses, pathogenesis, and pharmacokinetics (barré-sinoussi and montagutelli, 2015; shanks et al., 2009) . often animals require higher concentration of an experimental antiviral as compared to effective in vitro concentrations. moreover, it is relatively difficult to achieve micromolar ec50 in vivo. for example, aminoglycoside antibiotics, kasugamycin and neomycin were successfully tested against zikv, fluav, and hsv-2 infections in mice (gopinath et al., 2018) . polyether antibiotic salinomycin also showed anti-fluav effect in mice (jang et al., 2018) . in addition, investigational anticancer agent, flavopiridol, was effective against fluav in mice . these findings support further development of these and other bsaas. clinical trials are the most critical and time-consuming step of a drug candidates' journey to being approved ( figure 2c ). however, safe-in-man bsaas make this journey relatively short, because they have been already at phase 0, i and, sometime, at iia of clinical trials as antibacterial, antiprotozoal, anticancer, etc. agent; i.e. they have been administered at sub-therapeutic doses to healthy volunteers to ensure the drugs are not harmful to the participants. thus, safe-in-man bsaas enter phase ii and iii, which assess the efficacy, effectiveness, safety and side effects of the drugs in clinic. it is important, however, to differentiate acute and chronic viral infections when repurposing bsaas, given that drug concentrations and duration of the treatment could be different, and therefore, drug safety issues should be considered. for phase ii, patients with the viral disease in question are invited to join the study, where they are administered the bsaas at the ideal therapeutic doses. phase iii is the longest of the phases, and includes multiple levels of securities to the studies, such as the use of placebos and double-blinded studies, to ensure the data is as unbiased as possible. upon completing phase iii, depending on its performance and efficacy, bsaas may end either being approved or dropped. the u.s food and drug administration (fda) estimates that only 25-30% bsaa candidates that enter phase iii are approved for use in the public (u.s food and drug administration, 2018). after approval and marketing of the drug, phase iv may be initiated to follow up on the use of the drug in public, to surveil for rare effects (u.s food and drug administration, 2018; umscheid et al., 2011) . forty-eight safe-in-man bsaas undergo clinical studies as antivirals. there are currently 21 compounds in phase i, 34 agents in phase ii and 11 compounds in phase iii clinical trials. for example, nitazoxanide, remdesivir and brincidofovir are under clinical investigations against different viral infections (nct03336619, nct00302640, nct03605862, nct03719586, nct01276756, nct03905655, nct01529073, nct03395405, nct03216967, nct01431326, nct02087306, nct01769170). twenty-one bsaas were approved by fda, ema or other agencies. these bsaas altogether target 15 viruses. for example, favipiravir, also known as t-705, was approved against fluav in japan; cidofovir is an injectable antiviral medication used as a treatment for cmv retinitis in people with aids; ribavirin, also known as tribavirin, is used for treatment of rsv and hcv infections; pleconaril is used against viruses in the picornaviridae family, including enterovirus and rhinovirus; and valacyclovir is used against cmv, ebv, hbv, hsv-1, hsv-2 and vzv infections. twenty bsaas are undergoing surveillance studies (phase iv). azithromycin, chloroquine, cyclosporine, ezetimibe, mycophenolic acid, nitazoxanide and rapamycin progressed to phase iv studies without approvals from national or international authorities (nct01779570, nct02058173, nct02564471, nct00821587, nct03360682, nct02328963, nct02768545, nct01624948, nct01770483, nct02683291, nct01624948, nct01469884, nct03901001, nct01412515, nct02990312). we have developed a database for safe-in-man bsaas, which is available at https://drugvirus.info/ (figure 3) . the drug annotations were obtained from pubchem, drugbank, drugcentral, pubmed and clinicaltrials.gov databases (table s1 ) ursu et al., 2019; wishart et al., 2018) . the information on virus families was exported from virus pathogen database and analysis resource (table s2 ) (pickett et al., 2012) . the database summarizes activities and developmental status of bsaas. we decided to set no limits for ec50, si and statistical significance because the studies were not harmonized (different cell lines, assays, end-point measurements, time of compound addition, etc.). the database allows interactive exploration of virus-bsaa interactions. it also includes information on bsa targets. a feedback form is available on the website. the database will be updated upon request or as soon as a new safe-in-man bsaa emerges or novel activity for an existing bsaa is reported. altogether, the database contains 120 approved, investigational and experimental safe-in-man bsaas, which inhibit 86 human viruses, belonging to 25 viral families. the bsaas inhibit viral or host factors and block viral replication, reduce the viral burden to a level at which host immune responses can deal with it or facilitate apoptosis of infected cells (table s1 ). analysis of bsaa targets and structures (figure 4 ) revealed that the most abundant are nucleotide and nucleoside analogues which inhibit viral rna and dna polymerases. imatinib, erlotinib, gefitinib, and dasatinib, which inhibit tyrosine kinases, are the most abundant hostdirected bsaas. most of the host targets (except bcl-xl protein) are essential for viral replication but redundant for the cell, which is critical for reducing putative toxicities associated with blocking cellular pathways. the limited diversity of the targets and scaffolds could slow down the development of bsaa concept. emerging bsaas, such as 5,6-dimethoxyindan-1-one, saliphenylhalamide, and gs-5734 (denisova et al., 2012; kuivanen et al., 2017; muller et al., 2011; muller et al., 2014; patil et al., 2017; sheahan et al., 2017) , whose safety profiles in humans are not yet available, are not included in the database. however, they could serve as valuable antivirals in the future, pending the results of further pre-clinical and clinical investigations. sars-cov-2 is a novel strain of coronaviruses which is associated with a cluster of cases of pneumonia in china (zhou et al., 2020) . coronaviruses (cov) are a broad family of virusesthat includes sars-cov, mers-cov, hcov-229e, hcov-oc43, hcov-nl63 and hcov-hku1 strains. hcov-229e, hcov-oc43, hcov-nl63 and hcov-hku1 strains are usually associated with mild, self-limiting upper respiratory tract infections, such as the common cold. by contrast, people infected with mers-cov, sasrs-cov or sars-cov-2 could develop severe respiratory illness, and many of the infected have died. no vaccines and drugs are available for prevention, prophylaxis and treatment of coronavirus infections in humans (eurosurveillance editorial, 2020) . however, safe-in-man bsaas could be effective against sars-cov-2 and other coronaviruses ( figure 5 ). for example, teicoplanin, oritavancin, dalbavancin, monensin and emetine could be repurposed for treatment of covid-19. teicoplanin, ritavancin, dalbavancin and monensin are approved antibiotics, whereas emetine is an anti-protozoal drug. these drugs have been shown to inhibit several corona-as well as some other viral infections . moreover, chloroquine and remdesivir were shown to effectively inhibit sars-cov-2 infection in vitro. in addition, clinical investigations into the effectiveness of lopinavir, ritonavir, remdesivir, hydroxychloroquine and arbidol against covid-19 have started recently (nct04252664; nct0425487; nct04255017; nct04261517, nct04260594). bsaas could be combined with other antiviral agents to obtain synergistic or additive effects against certain viruses zheng et al., 2018) . several combination therapies which include bsaas (such as abacavir/dolutegravir/lamivudine (triumeq), darunavir/cobicistat/emtricitabine/tenofovir (symtuza), lopinavir/ritonavir (kaletra), ledipasvir/sofosbuvir and sofosbuvir/velpatasvir) became a standard for the treatment of hiv or hcv infections. several synergistic drug combinations, such as obatoclax/saliphenylhalamide and gemcitabine/pimodivir, could enter clinical studies and become effective treatment of zikv and fluav infections (fu et al., 2016; kuivanen et al., 2017) . by contrast to individual drugs, combinations of 2-3 bsaas could be used to target an even broader range of viruses (foucquier and guedj, 2015; zheng et al., 2018) . such combinations could serve as front line therapeutics against poorly characterized emerging viruses or re-emerging drug-resistant viral strains. for example, a cocktail of nitazoxanide, favipiravir, and niclosamide could be developed for the treatment of viruses belonging to 11 families. fifty bsaas possess not only antiviral but also antibacterial activity (figure 4 ; table s1 ) (schor and einav, 2018) . moreover, 13 of the 50 agents are approved as antibiotics (2 withdrawn). these agents with dual activity could be used for treatment of viral and bacterial co-infections or for the protection of patients from the secondary infections. for example, azithromycin could be used against fluav and chlamydophila pneumoniae, haemophilus influenzae, mycoplasma pneumoniae or streptococcus pneumoniae infections (nct01779570) (mandell et al., 2007) . in addition, bsaas showed activity against a wide range of other medically important human pathogens, including fungi, protozoa and parasites (table s1 ) (montoya and krysan, 2018) , pointing out that some pathogens utilize common mechanisms to infect hosts. moreover, structure-activity relationship analysis of bsaas suggests that some agents, such as doxycycline, artesunate, omeprazole, nitazoxanide, suramin, azithromycin, minocycline and chloroquine, could have novel antibacterial, antiprotozoal, antifungal or anthelmintic activities (figure 4 ). if confirmed, this could lead to development of broad-spectrum anti-infective drugs. bsaas could also serve as treatment of other co-morbidities, therefore, simplifying the therapy and lowering its cost (table s1 ). for example, the concomitant actions of ezetimibe and statins could be beneficial for treatment of both hypertension and several viral infections in patients with these co-morbidities (nct00908011, nct00099684, nct00843661, nct03490097, nct00994773, nct00441493). here we reviewed a process of bsaa development and summarized information on 120 safe-in-man agents in freely available database. we hope that further pre-clinical and clinical studies on bsaas will be harmonized, and data collection will be standardized. furthermore, the follow-up studies as well as the results of on-going, finalized or terminated clinical trials will be made publicly available to allow prioritization and translation of emerging and existing bsaas into clinical practice. this would allow bsaas to play a pivotal role in the battle against emerging and re-emerging viral diseases. discovery of novel as well as repositioning existing safe-in-man bsaas may shorten time and resources needed for development of virus-specific drugs and vaccines. in the future, bsaas will have a global impact by decreasing morbidity and mortality from viral and other diseases, maximizing the number of healthy life years, improving the quality of life of infected patients and decreasing the costs of patient care. the authors declare no conflict of interest. this study was supported by the european regional development fund, the mobilitas pluss project mobtt39 (to d.k.). approval was not required. we thank katarzyna kolasa for illustrations. this manuscript has been released as a pre-print (doi: https://10.20944/pre-prints201910.0144.v46). we thank the european regional development fund, the mobilitas pluss project mobtt39. figure 5 . safe-in-man broad-spectrum antiviral agents and coronaviruses they inhibit. a snapshot is taken from https://drugvirus.info/ website. different shadings indicate different development status of bsaas. grey shading indicates that the antiviral activity has not been either studied or reported. the fall and rise of in vivo pharmacology research models and tools for the identification of antivirals and therapeutics against zika virus infection novel antiviral activities of obatoclax, emetine, niclosamide, brequinar, and homoharringtonine novel antiviral activities of obatoclax, emetine, niclosamide, brequinar, and homoharringtonine animal models are essential to biological research: issues and perspectives a screen of fda-approved drugs for inhibitors of zika 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many drugs showed potential for covid-19 therapy. however, genetic factors which can lead to different drug efficiency and toxicity among populations are still undisclosed in covid-19 therapy. methods: we selected 67 potential drugs for covid-19 therapy (dcts) from clinical guideline and clinical trials databases. 313 pharmaco-genes related to these therapeutic drugs were included. variation information in 125,748 exomes were collected for racial differences analyses. the expression level of pharmaco-genes in single cell resolution was evaluated from single-cell rna sequencing (scrna-seq) data of 17 healthy adults. results: pharmacogenes, including cyp3a4, abcb1, slco1b1, alb, cyp3a5, were involved in the process of more than multi dcts. 224 potential drug-drug interactions (ddi) of dcts were predicted, while 112 of them have been reported. racial discrepancy of common nonsynonymous mutations was found in pharmacogenes including: vdr, itpa, g6pd, cyp3a4 and abcb1 which related to dcts including ribavirin, -interferon, chloroquine and lopinavir. moreover, ace2, the target of 2019-ncov, was only found in parts of lung cells, which makes drugs like chloroquine that prevent virus binding to ace2 more specific than other targeted drugs such as camostat mesylate. conclusions: at least 17 drugs for covid-19 therapy with predictable pharmacogenes should be carefully utilized in risk races which are consisted of more risk allele carriers. at least 29 drugs with potential of ddis are reported to be affected by other ddis, they should be replaced by similar drugs without interaction if it is possible. drugs which specifically targeted to infected cells with ace2 such as chloroquine are preferred in covid-19 therapy. in the end of last year, wuhan (the capital city of hubei province in china) reported a new unknown viral pneumonia [1] . subsequent next generation sequencing identified that it was caused by a novel coronavirus which named as 2019 novel coronavirus (2019-ncov) [2] . clinical characteristics reporting in china revealed that most patients are mild and moderate [3, 4] . however, severe cases progress rapidly to acute respiratory distress syndrome (ards), shock, multiple organ failure and even death. the national health commission of china released at least seven versions of guideline of diagnosis and treatment of pneumonitis caused by covid-19 [5] . oxygen therapy, mechanical ventilation and drug therapy are recommended as major treatments, so that several drugs may be utilized simultaneously in such conditions. it is noteworthy that the individual difference of drug treatment is mentioned for a special in the guideline. this promotes the importance of personalized therapy for covid-19 patients. of life-threatening severe hemolysis after taking chloroquine [8] . as one of the most common human enzyme defects, genetic variants affecting g6pd activity show remarkably individual and ethnical differences [9] . thus, it should be widely informed that chloroquine needs precision medicine. in addition to chloroquine, a number of other drugs are also used in the covid-19 therapy. with the rapid spread of this disease in the worldwide, these drugs will be used in patients with different ethnic backgrounds. however, the genetic variants potentially affect their effects and safety are not still available. their distributions in different populations in the world are also not indicated. this may constitute an obstacle for successful treatment and control of this disease. pharmacogenetics (pgx) investigates the affection of genetic variants on drug effects and safety. in the current study, we provide a pgx landscape of drugs with potential to be used in the covid-19 treatment. candidate choices from different drugs based on pharmacogenetic analyses were provided. drugs and their clinical trial information for covid-19 treatment were col lected from guideline of diagnosis and treatment of pneumonitis caused by c ovid-19 (version 7.0) (http://www.nhc.gov.cn/yzygj/s7653p/202003/46c9294a7dfe 4cef80dc7f5912eb1989.shtml), clinical trails (https://clinicaltrials.gov) and chine se clinical trail registry (http://www.chictr.org.cn). the pharmacogenes related elines. genetic variation data on each of the genes were retrieved from gnom ad database (http://gnomad.broadinstitute.org/, version: 2.1.1). finally, single-cel l rna sequencing (sc-rna seq) data from two organs (liver (gse115469, n=5) and lung (gse130148, n=4)) of 9 healthy adults was download from geo da tabase (https://www.ncbi.nlm.nih.gov/gds). the raw count matrix (unique molecular identifier counts per gene per cell) was processed by seurat v3 [12] . firstly, low-quality data was filtered out as following: (1) cells expressed less than 10 genes; (2) genes expressed in less than two percent of cells. secondly, we calculated log 2 (count-per-million + 1) expression, and followed by normalization and standardization. thirdly, the cells were clustered. in detail, the highly variable genes were identified and cells were then clustered through embedding them into a graph structure in principal component analysis space. the parameter resolution was set as 0.5 to identify only major cell types. the clustered cells were then projected onto a two-dimensional space and visualized. finally, the differentially expressed genes on each cluster were identified. they were used to annotate and merge the cell clusters according to curated known cell markers (http://biocc.hrbmu.edu.cn/cellmarker/index.jsp). all genetic variations were annotated by allele frequency, location and function in different populations using annovar (version: 2019oct24) (table s1 ). in the current study, populations were divided into eight categories: african, latino, east asian, south asian, finnish, non-finnish european, ashkenazi jewish and other. based on the location and functions, all mutations were divided into 12 categories: frameshift, non-frameshift, synonymous single nucleotide polymorphism (snp), all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . nonsynonymous snp, stop-gain, untranslated regions, intronic and others (including splicing, upstream of a gene, downstream of a gene, stop-loss and ncrna_exonic mutations). functional nonsynonymous mutations were predicted by provean (http://provean.jcvi.org/). the drug-gene network was constructed by cytoscape software (version:3.7.1) [10] . in the current study, a total of 67 drugs were collected in our study, including agents being used clinically, undergoing clinical trials, only confirmed in vitro experiments or simply with the therapeutic potential. they could be classified into nine categories according to their functions: viral toxicity (38.8%) and their sensitizers (3.0%), inhibiting virus invasion (6.0%), improving lung function (4.5%), maintaining tissue and organ function balance (25.4%), anti-hypoxic (4.5%), anti-septic shock (7.5%), anti-secondary infection (6.0%) and others (4.5%) ( figure 1a ). among them, antiviral drugs were mostly important and account for 47.8% in all drugs (including virus invasion inhibitors, viral toxicity and their sensitizers). as of march 18, 2020, a total of 125 clinical trials have been conducted to study the safety and efficacy of antiviral drugs. and most of these clinical trials are all ongoing and have not been completed. there are six clinical trials involving remdesivir, the earliest closed one involving 308 participants will be completed on april 27, 2020 (nct04252664). as many as 16 clinical trials related to chloroquine, and two clinical trials for mild and common patients and severe patients will be completed on april 30, 2020 (chictr2000029898, chictr2000029899), each clinical trial includes a total of 100 participants. as for hydroxychloroquine, two of the nine clinical trials have ended on february 29, 2020 (chictr2000029559, chictr2000029740), and the results have not yet been available. in addition, the clinical trials of lopinavir (18) and ritonavir (23) will both be completed as early as march 25, 2020. information of other categories of drugs can be found in figure s1 . genetic variation is one of the most powerful biomarkers to guide personalized therapy. thus, it is important to systematically identify pharmacogenes which could affect response and toxicity of these 67 drugs. a drug-gene network which demonstrating the connection of each drug and pharmacogene was constructed ( figure 2a ). after excluding drugs without pharmacogene data, a total of 44 drugs and 313 genes were connected. based on the nodes in this network, we could easily find genes shared by multiple drugs. they could be the mediator of drug-drug interactions (ddis) ( figure 2b ). in addition, their genetic variations could potentially affect response and toxicity author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . another information obtained from this network was that there were actionable pgx biomarkers for three drugs based on cpic or dpwg guidelines. they were g6pd and chloroquine hemolysis toxicity, vitamin d receptor (vdr) and ribavirin efficacy, inosine triphosphatase (itpa) and ribavirin/α-interferon anemia risk, angiotensin i converting enzyme (ace) and captopril response. we recommend that these genes should be preemptively tested before drug treatment. we next investigated the allelic frequency, location and function of genetic mutations for all pharmacogenes in different populations. a total number of 295,897 variations in these 313 genes were found in 125,748 subjects from gnomad databases. although the mutations distributed in all gene regions, the most common mutation types were intronic, non-synonymous and synonymous mutations ( figure 3a ). it should be noteworthy that 32.8% of the mutations were non-synonymous, which is the major types of functional pgx variants. they could be the explanation of individual and ethnic difference for covid-19 drug treatment. to learn the distribution of mutations in pharmacogenes in more detail. the fractions of different mutation types were provided for each gene. they were summarized based on the gene functions in figure s2 . the frequencies of these variations were indicated in figure 3b , they showed similar distributions. however, there were remarkably differences for the total number of mutations. then, we explored the allelic frequencies of all mutations. as indicated in figure 3b , 98.52% of the mutations were rare genetic variants with minor allele frequency (maf) lower than 1%. this result emphasized again the importance of pharmacogenomic scale test before treatment. we further analyzed mutations with different maf stratified by populations. except african population, there was no all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . significant difference of maf distribution between the remained seven races ( figure 3c ). the african individuals were higher genetically variable for these pharmacogenes, since they showed more percentages of common mutations (maf>1%). this result indicated that they had higher requirement for pgx test. taken together, these results indicated that covid-19 pharmacogenes were highly genetically variable, especially for african population. thus, personalized drug treatment and pgx test is needed for different patients. in addition, these mutations distributed in all gene regions and most of them were rare variations ( figure 3d ). therefore, sequencing technologies is recommended for the preemptive test. to provide clinical guide for covid-19 treatment, we analyzed the actionable and key pgx biomarkers in detail. there are four paired actionable pharmacogenes and drugs: vdr and ribavirin, itpa and ribavirin/α-interferon, g6pd and chloroquine, ace and captopril. ribavirin is a classic antivirus drug which has been involved in the guideline for 2019-ncov therapy as well. vdr polymorphism is associated with its efficacy ( figure 4a ). there is only a common non-synonymous polymorphism m1t (rs2228570) that could hamper the vdr activity and the m1t carriers showed lower efficacy. the frequency of this mutation is over 0.5 in all populations ( figure 4a ), which means more than half patients will be resistant to this drug. -interferon is usually utilized in combination with antivirus drugs such as ribavirin in covid-19 treatment. itpa polymorphism was reported to be associated with the anemia risk in ribavirin/α-interferon treatment ( figure 4b ). the functional mutation p32t (rs1127354) reduced the activity of the enzyme encoded by itpa. the p32t carriers showed lower anemia risk. another common non-synonymous all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . polymorphism e93g (rs34982958) is also found in itpa ( figure 4b ), while its effect has not been revealed. the p32t was more identified in asians (both of east asians and south asians, figure 4b ). therefore, asians may have a higher anemia risk in ribavirin/α-interferon treatment. chloroquine has been utilized for 2019-ncov therapy as guideline referred. g6pd polymorphisms has been reported to be associated with hemolysis risk ( figure 4c ). there are two important variants v98m (rs1050828) and n156d (rs1050828), which could decrease the function of g6pd. the v98m and n156d carriers showed higher hemolysis risk for chloroquine treatment. in addition to these two mutations, we further identified three other common non-synonymous polymorphisms in all populations. among them, the mutation s218f (rs5030868) was also reported to decrease the activity of g6pd, which indicated that this mutation could increase the hemolysis risk as well. what's more, both v98m and n156d were more common in the african population ( figure 4c ), suggesting that chloroquine is not recommended in african patients. lopinavir and ritonavir are used together to reduce their metabolism in liver through inhibiting the activity of cyp3a4, a very important enzyme which could metabolize about half of dcts. the cyp3a4 polymorphism l292p (rs28371759, cyp*18b) was linked with increased cyp3a4 activity, thus facilitate the metabolism of drugs like lopinavir. l292p carriers may need to increase the dosage of these drugs compared with wild type patients ( figure 4d ). another common non-synonymous polymorphism r162q in cyp3a4 was still not be reported with cyp3a4 phenotype now ( figure 4d ). l292p was more in east asians ( figure 4d ), indicated that east asians may metabolize lopinavir and ritonavir more rapidly. as we mentioned above, abcb1 can pumping out many drugs across the all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . cellular membrane thus alleviate the efficacy. in our drug list, drugs like lopinavir can be transported out of cells by abcb1, and its efficacy can be reduced ( figure 4e ). we found there are 10 common non-synonymous polymorphisms in abcb1 ( figure 4e ). among them, s893t, s893a (rs2032582), n21d (rs9282564) and s400n (rs2229109) were reported as deleterious mutations, which can increase the drug concentration through decreasing the efflux of abcb1. s893a carriers were found in all populations with high frequency, which is up to 90% in africans. s893t carriers were almost east asians, while n21d carriers were europeans ( figure 4e ). these patients may be more response to these drugs transported by abcb1. in addition, ace inhibitors (acei) can be used to improve the lung function in covid-19 treatment. it was widely reported that ace polymorphisms could affect acei therapeutic response ( figure 4f ). the most important variant was i/d (rs1799752) polymorphism, which was a low frequency indel mutation causing low enzyme expression. the d allele carriers showed better response for acei treatment. in addition to this mutation, we further identified 10 common non-synonymous polymorphisms in all populations ( figure 4f ). although there is no related report about these variations, g2v (rs558593002), a154t (rs13306087), y244c (rs3730025), r324w (rs35141294) and r561w (rs4314) were predicted to be loss-of-function mutations by provean. thus, we speculated that patients harboring these single nucleotide polymorphisms (snps) were poor responders of this drug. based on their mafs in different populations, rs1799752 were more identified in the east asian population ( figure 4f ). thus, we concluded that east asian patients could be more resistance to this drug. in summary, african patients could be more hazardous to chloroquine, asian patients have a higher risk of anemia in ribavirin/α-interferon treatment and are more all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. recently, sc-rna seq technology was rapidly developed. it is capable to specifically profile cell populations at the single-cell resolution. thus, it transformed many fields of genomic research. here, we tried to explore the utility of sc-rna seq on personalized covid-19 treatment. we collected healthy adults sc-rna seq data from 4 lung and 5 liver tissues. lung is the major 2019-ncov attacking organ. thus, we analyzed the expression of virus or drug target genes in different lung cells ( figure 5a ). based on the current findings, ace2 and transmembrane serine protease 2 (tmprss2) were the two major targets of both virus and some drugs. as indicated in figure 5b , tmprss2 was almost expressed in all kinds of cells. in our enrolled drugs, camostat mesylate act as a trypsin like protease inhibitor and could be potentially used to anti-virus by inhibiting tmprss2 activity. due to the ubiquitous expression of its target, camostat mesylate could also cause potential toxicity when exerting therapeutic effect. on the other hand, ace2 was mainly expressed in type i pneumocyte, type ii pneumocyte, foxn4 + , club and mast cells. chloroquine phosphate can change the ace2 structure, or inhibit the binding of coronavirus s protein with ace2. based on these data, chloroquine was more effectively targeting drugs with less side effects ( figure 5c ). sc-rna seq data in lung tissue suggested that ace2 targeting drugs (chloroquine) were superior for covid-19 treatment than tmprss2 targeting drugs (camostat mesylate). most drugs can be metabolized in the liver. we next analyzed the expression of all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . https://doi.org/10.1101/2020.03.23.20041350 doi: medrxiv preprint drug metabolic enzymes in different liver cells ( figure 6a ). cyp1a2, cyp2e1, cyp2c8, cyp2c9, cyp2b6, cyp2d6, cyp3a4 and cyp3a5 were the major cyp450 enzymes responsible for 67 drugs metabolism. their expression was investigated ( figure 6b, 6d) . in addition to hepatocytes, it was unexpected to found that some enzymes were also found to be highly expressed in immune cells. based on the expression distribution, we categorized all enzymes into two groups: (1) figure 6c ). therefore, leflunomide may be not recommended while other immunosuppressive drugs are available. all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . since there are many candidate drugs for covid-19 therapy, it is important to make a better choice for each patient. can be found in table 2 . as a large part of drugs are metabolized by cyp450 in liver, the activity of cyp450 family may impact many drugs metabolization rate. due to the activity difference exists among populations, the genotypes of important alleles in cyp450 family should be detected after diagnosis, then treatment strategies for these drugs can be suggested in these patients. meanwhile, ddi should also be considered as many drugs may be utilized together during covid-19 treatment as mentioned above. for instance, drugs like lopinavir and ritonavir can inhibit the activity of cyp3a4, thus the drugs dosage should be adjusted when combined with drugs metabolized by cyp3a4. drugs that were metabolized by cyp450 family in covid-19 therapy were listed in table 3 . in addition, when chloroquine is utilized, drugs like losartan which can increase the concentration of chloroquine may be replaced by valsartan. validated ddis between drugs for covid-19 treatment are given in table 3. all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . https://doi.org/10.1101/2020.03. 23.20041350 doi: medrxiv preprint finally, based on current researches, 2019-ncov can only infect cells with ace2. as indicated above, ace2 is not expressed in all cells, while tmprss2 can be found in large part of cells. so that drugs like camostat mesylate is not recommended compared to ace2 specific inhibitors due to the side effect caused by tmprss2 in uninfected cells. this study firstly focused pharmacogenetics and provided clinical suggestions for precision medicine in covid-19 treatment systematically. 44 dcts were showed to associated with at least one gene. and drug-gene network highlighted multi drug related genes in covid-19 treatment. meanwhile, inter-racial variances in drug efficacy were found related to nonsynonymous mutations among different races, which indicated that racial special strategy for covid-19 therapy should be considered during the outbreak of covid-19 worldwide. since nonsynonymous mutations and gene expression levels can both affect the dcts efficacy and toxicity as mentioned above, optimized therapy strategies are needed to benefit these affected patients all over the world. in this study, we give three suggestions for dcts as follows. firstly, drugs in cpic guideline including ribavirin, α -interferon, chloroquine and captopril should be utilized with genetic detections as guided. in this situation, adequate gene detection kits should be prepared in africa for covid-19 therapy, as related genetic variation frequency is higher in afrs than other countries. secondly, drug such as chloroquine whose efficacy and toxicity can be determined by nonsynonymous mutations, may be preferred in special population with lower frequency of risk alleles such as finnish and non-finnish european. otherwise, alternative drug for chloroquine can be used in high risk populations. thirdly, for drugs that can inhibit the activity of cyp450, ddi should be prevented in covid-19 all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . treatment (table 1) . when inhibitors of cyp450 were utilized, the dosage of these drugs should be adjudged carefully to avoid overdosage. although precision medicine should be considered in covid-19 treatment, there are still many challenges to face. the first challenge is that pharmacogenes of many drugs for covid-19 are still not clear, due to that many newly developed drugs are still under clinical trials, their pharmacogenes can hardly be fully identified currently. a potential solution is to predict candidate pharmacogenes according to the chemical structure of a new drug by the artificial intelligence and machine learning algorithm [21, 22] . then related molecular biological studies can be conducted to validate these candidate pharmacogenes rapidly. then the period of pharmacogenes identification can be shorted. the second challenge is that some serious nonsynonymous mutations can be hardly identified in current pharmacogenetics studies, due to the frequencies of many nonsynonymous mutations are lower than 1%. that's why the nonsynonymous mutations we presented above are common variants. if there are only a few patients carried a serious nonsynonymous mutation, related study can hardly be conducted to identify this mutation because of the limited sample size. however, as we indicated in figure 3 , most of nonsynonymous mutations are rare variations. therefore, a reliable way to predict potential pharmacogenetic variation is also important to improve the efficacy or avoid serious toxicity [23] . the third challenge is that a suitable strategy for precision medicine in covid-19 treatment is still lack. a well-designed gene detection panel is important to fully characterized the patients' genotypes which relate to the drug effects [24] . then the best treatment regimen can be utilized for this patient, and both of the efficacy and the safety can be guaranteed. in our study, feasible suggestions were given, and it still can be much improved with the development of some pharmacogenetic studies in the future. last but not least, the expression level of all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . pharmacogenes in patients can hardly be detected in single cell resolution during covid-19 treatment, although the expression level of these genes can be associated with drug efficacy or toxicity. a potential solution is to build a systematic pharmacogenes expression map in single cell level among different populations in different age stages [25] . this map would be helpful for personalized medicine in the future. this work was supported by the national natural science foundation of china the authors declare no conflict of interest. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . https://doi.org/10.1101/2020.03. 23.20041350 doi: medrxiv preprint author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . the color of the column is as same as the color of the drug, which indicated the category of the drug. all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . all rights reserved. no reuse allowed without permission. author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which was not peer-reviewed) is the . a novel coronavirus from patients with pneumonia in china genomic characterisation and epidemiology of 2019 novel coronavirus: implications for virus origins and receptor binding epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in wuhan, china: a descriptive study clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in wuhan guidelines for the diagnosis and treatment of novel coronavirus (2019-ncov) infection by the national health commission (trial version 5 building evidence and measuring clinical outcomes for genomic medicine the shift to personalised and population medicine the haemolytic effect of various regimens of of the world health organization association of g6pd with lower comprehensive integration of single-cell data therapeutic options for the 2019 novel coronavirus (2019-ncov host genetic variants in the pathogenesis of hepatitis c demonstrating the pharmacogenetic effects of angiotensin-converting enzyme inhibitors on long-term prognosis of diastolic heart failure cyp3a4-mediated lopinavir bioactivation and its inhibition by ritonavir discovery and preclinical validation of drug indications using compendia of public gene expression data computational and analytical challenges in single-cell transcriptomics human immunodeficiency virus protease inhibitor ritonavir inhibits cholesterol efflux from human macrophage-derived foam cells structure analysis of the receptor binding of 2019-ncov admetsar 2.0: web-service for prediction and optimization of chemical admet properties applications of machine learning in drug discovery and development deep learning sequence-based ab initio prediction of variant effects on expression and disease risk complexity of genome sequencing key: cord-303865-vd3qr32o authors: gianturco, stephanie l.; yoon, sejeong; yuen, melissa v.; mattingly, ashlee n. title: outsourcing facilities and their place in the u.s. drug supply chain date: 2020-08-28 journal: j am pharm assoc (2003) doi: 10.1016/j.japh.2020.07.021 sha: doc_id: 303865 cord_uid: vd3qr32o objective: the purpose of this commentary is to describe the ideal role of 503b outsourcing facilities in the u.s. drug supply chain. we also address the challenges that 503b outsourcing facilities are facing that limit their utilization and offer possible solutions. summary: section 503b outsourcing facilities are emerging contributors in compounding owing to their ability to compound large quantities of medication without requiring patient-specific prescriptions. as such, they play a valuable role in the u.s. drug supply chain. the use of outsourcing facilities to compound ready-to-use drug products is gaining traction in hospitals and other health care systems. outsourcing facilities help hospitals that are facing time and cost constraints owing to the evolving regulatory landscape around compounding. although outsourcing facilities are assets to the drug supply chain, there are several challenges to their use. the lack of a finalized 503b bulks list has led to outsourcing facilities being overly cautious in compounding products using bulk drug substances. in addition, the time between food and drug administration (fda) inspections is undefined, and a lack of follow-up information regarding concerns identified during an inspection may result in uncertainties about the current state of the outsourcing facility. conclusions: health care providers, outsourcing facilities, and fda need to work together to ensure that patients are provided the drugs they need in a safe and effective way. the u.s. drug supply chain includes a variety of participants who ensure that the drug reaches the patient, while maintaining safety and efficacy. although it is preferable for providers to use food and drug administration (fda)eapproved, commercially available drug products, there are times when drug products need to be compounded to meet a patient-specific need. in 2012, a meningitis outbreak linked to compounded steroid injections led to the passage of the drug quality and security act, which established 2 distinct types of pharmaceutical compounders for human patients: 503a and 503b. 1 compounding under section 503a is performed by a physician or a pharmacist in a state-licensed pharmacy or federal facility, pursuant to a patient-specific prescription. limited quantities may be compounded in anticipation of a prescription if the facility has an established relationship with the patient or the prescriber. 2 outsourcing facilities, established under section 503b, may register with fda, and compounding is supervised by a pharmacist. outsourcing facilities are not required to receive a patient-specific prescription before compounding and therefore are able to compound drug products in larger quantities than 503a facilities. 3 as a requirement, all drug products must be compounded following current good manufacturing practices, must be reported to fda every 6 months, and a portion of these must be sterile preparations. 1 any drug product that an outsourcing facility intends to compound from a bulk drug substance (or a pure active pharmaceutical ingredient) must be on the 503b bulks list that fda is currently developing; a list of substances for which there is a demonstrated clinical need. while the list is being developed, bulk drug substances were divided into 3 categories. 4 fda does not intend to take action against outsourcing facilities that compound drug products using bulk drug substances in category 1, in which information supports their clinical use or need, and fda was unable to identify significant safety risks. 4 however, outsourcing facilities cannot compound drug products using substances listed in category 2 (which have significant safety risks identified) and category 3 (which were not nominated with sufficient supporting information). 4 drug products compounded under sections 503a and 503b cannot be identical to commercially available products, appear on the list of drug products that have been withdrawn or removed from the market for reasons of safety or efficacy, or appear on the list of drug products that present demonstrable difficulties for compounding. 5-7 a commercially available drug product can be compounded if it is on the drug shortage list published by fda. 7, 8 how outsourcing facilities can take part in the u.s. drug supply chain outsourcing facilities can provide hospitals and independent practices with ready-to-use sterile drug products because they can compound drug products on a larger scale and are not limited by the requirement of a patient-specific prescription. as some commercial products require preparation into unitdosed forms for hospital use, this can be especially useful for hospitals that do not have their own in-house sterile compounding pharmacy. in a january 2014 letter, fda encouraged hospitals to purchase compounded sterile drug products from fda-registered outsourcing facilities because these facilities are under increased federal oversight. 9 the use of outsourcing facilities has gained traction, on the basis of a recent report from the office of inspector general, which surveyed a stratified random sample of 601 medicare-participating hospitals. of the 564 hospitals that responded, 89% exclusively obtained nonpatient specific compounded drug products from fdaregistered outsourcing facilities, 9% obtained some drug products from outsourcing facilities, and 2% exclusively obtained drug products from unregistered compounders. 10 another role of outsourcing facilities is to ensure continued availability of drug products and to provide a bridge in the event of manufacturer discontinuation or other scenarios in which there is a shortage of a commercial drug products. 3, 5 in the event of a commercial manufacturer electing to withdraw a drug product from the market for reasons not relating to safety or efficacy, a provider may use an outsourcing facility to obtain the withdrawn drug products. the same holds true for drug shortage events; outsourcing facilities can bridge the gap until the commercial product becomes accessible again or until the provider can find another therapy that works for the patient. finally, outsourcing facilities can provide stock for provider to use for in-office procedures in specialties such as dentistry, ophthalmology, and podiatry. having drug products readily available in their office is more efficient for some providers than the process of using a 503a compounding pharmacy, in which the patient must take the prescription to the pharmacy, have it compounded, and then bring it back to the prescriber before it can be used. by keeping the drug product stocked in their offices, providers have control of the storage conditions, assuring the providers of drug product quality and safety, which is especially important when using sterile drug products. the ideal role of outsourcing facilities in the u.s. drug supply chain we believe the ideal role for outsourcing facilities is to produce ready-to-use sterile drug products for hospitals. for some hospitals, implementing best practices guidelines such as united states pharmacopeia (usp) <797> standards can be time-consuming and costly, as addressed in the 2019 public comments for the recent revision of the usp <797>. 11 commenters on the usp revision felt that identifying microorganisms when the sampling level exceeds a certain threshold, changing filters during batch processing, and compounding record requirements would be burdensome. 11 hospitals can avoid these requirements if products are supplied by outsourcing facilities. another benefit of using outsourcing facilities for hospital supply is that they can provide aseptic drug products with longer beyond-use dates, which can help decrease waste, turnover, and cost for hospital pharmacies. 11 in these scenarios, outsourcing facilities may end up a permanent part of the hospital's drug supply chain. outsourcing facilities can also be temporary suppliers for hospitals that require a longer implementation time to adhere to regulatory standards. in the summary of public comments received for the revised usp <797>, there was a concern of not key points background: the drug quality and security act was passed in 2013, leading to the establishment of 2 distinct types of pharmaceutical compounders, 503a and 503b. compounding under section 503a is performed by a physician or a pharmacist in a licensed facility, pursuant to a patient-specific prescription. compounding under section 503b is performed by outsourcing facilities and supervised by a pharmacist; a patient-specific prescription is not required for 503b compounding. we believe that the ideal role for outsourcing facilities is to produce ready-to-use sterile drug products for hospitals. challenges that limit the use of outsourcing facilities in the u.s. drug supply chain include a lack of a finalized 503b bulks list, inconsistences in the inspection process, and lack of transparency in compliance status. when selecting outsourcing facilities, buyers should thoroughly research the facility before selecting it for their compounded drug needs. having enough time to implement changes, with several commenters requesting at least 18-24 months. 11 there were also commenters who expressed concerns about remediation plans that involved closing the pharmacy, which would lead to the hospital not being able to continue compounding. 11 although this revised chapter is on hold, there may still be delays in implementing future revisions. during states of emergency, hospitals in need of sterile drug products that are in high demand could consider using outsourcing facilities. for the coronavirus disease pandemic, fda has implemented a temporary policy for compounding facilities that allows them to take a more active role in compounding certain drug products for hospitalized patients. 12, 13 challenges and potential solutions to participation in the u.s. drug supply chain despite the opportunities that outsourcing facilities have in the u.s. drug supply chain, there are multiple challenges that currently limit their use. although the 503b bulks list is in development, outsourcing facilities can compound using category 1 nominated substances. however, there is no guarantee that these substances will be included on the final list, so resources invested in compounding them may be wasted. because the 503b bulks list is not finalized, outsourcing facilities remain concerned about using nominated drug substances still under review, especially because no nominated drug substance has been added to the list thus far. [14] [15] [16] in a recent comment to fda, the outsourcing facilities association (ofa), the trade organization that represents outsourcing facilities, detailed their concerns about how the 503b bulks list is being developed. they suggested additional questions fda should consider when making decisions for the 503b bulks list and recommended consistent updates to the interim list and more transparency of the review process. 14 similar challenges with using outsourcing facilities to provide compounded drug products were identified in a recent report from the pew charitable trusts. 17 another challenge to the use of outsourcing facilities is inconsistencies in the inspection process. after an initial inspection, outsourcing facilities are inspected on a risk-based schedule. there is no specific time interval in which subsequent inspections take place, which can lead to a facility being left uninspected for a prolonged period of time. in ofa's 2019 comment to fda, the organization expressed concerns about the "pace at which inspections are classified and closed, [creating] an inconsistent enforcement environment." 14 they noted that at some facilities, inspections remain open for years, with some of these facilities operating under a warning letter or other actions. 14 ofa called for a clear distinction between outsourcing facilities that are compliant and those that are not. 14 at the end of an inspection, the facility may be issued an fda form 483, which describes the investigator's concerns for conditions that the facility may be violating. 18 the fda form 483 is publicly available on the fda's website along with information on the dates of initial and most recent registration, the last fda inspection, and whether any fda action was taken on the basis of the inspection. 19 however, the publicly available information does not mention whether the observed conditions have been resolved. moreover, the form may not provide a complete picture of the facility because it "does not include observations of questionable or unknown significance at the time of the inspection." 18 these observations can include anything from lack of written procedures for production and process controls to deficiencies in aseptic processing areas, quality control units, and employee training. therefore, the observed objectionable conditions are important for potential buyers because they could affect product quality. for outsourcing facilities to be part of the u.s. supply chain, they need to proactively respond to the concerns outlined in fda form 483 in a transparent and publicly accessible manner. this may include resolving the problems quickly and posting a notice about their action on their website so potential buyers can verify facility status. in addition, fda should provide the current compliance status of facilities on their website, along with a definitive time frame in which actions will next be taken by them. this will allow health professionals to know the status of an outsourcing facility before selecting one for use. when selecting an outsourcing facility for compounded drugs, buyers should first check the fda's list of registered outsourcing facilities, which is available on the fda website. most hospitals look at fda registration and the facility's history of federal enforcement actions, including product seizures or injunctions, when choosing an outsourcing facility. 10 buyers should also review the outsourcing facility's inspection history and most recent results from fda and the state board of pharmacy. the fda website also has a list of products that outsourcing facilities have reported making in the past year. for more information about what products are available, buyers should review the outsourcing facility's website or reach out to the contact person provided on the fda's list of registered facilities. buyers can also use the american society of health system pharmacists contractor assessment tool to evaluate a facility's compliance with usp <797>. 20 although it may be logistically challenging, buyers should try to visit potential outsourcing facilities themselves whenever possible to assess if they meet their needs. 20 buyers can also speak to other buyers who have previously ordered from the facility to have a better understanding of the environment and their compounding capabilities. outsourcing facilities can play an important role, especially for hospital supply of ready-to-use sterile drug products. however, health care providers should recognize that drug products from outsourcing facilities are not held to the same regulatory standards as commercially available drug products and thoroughly research a facility before deciding to use it for their compounded drug needs. fda and outsourcing facilities should consider being more transparent about compliance status. fda could also provide more frequent updates about the substance list and the outsourcing facilities' status on the fda webpage. health care providers, outsourcing facilities, and fda need to work together to ensure that patients are provided the drugs they need in a safe and effective way. silver spring, md: food & drug administration, center for drug evaluation and research, office of compliance/oudlc evaluation of bulk drug substances nominated for use in compounding under section 503b of the federal food, drug and cosmetic act: guidance for industry. silver spring, md: food and drug administration, center for drug evaluation and research interim policy on compounding using bulk drug substances under section 503b of the federal food, drug and cosmetic act: guidance for industry. silver spring, md: food and drug administration, center for drug evaluation and research, office of compliance/oudlc drug products withdrawn or removed from the market for reasons of safety or effectiveness, 21 cfr, x216 drug products that present demonstrable difficulties for compounding under the federal food, drug, and cosmetic act; establishment of a public docket compounded drug products that are essentially copies of approved drug products under section 503b of the federal food, drug, and cosmetic act compounded drug products that are essentially copies of a commercially available drug product under section 503a of the federal food, drug, and cosmetic act: guidance for industry silver spring, md: u.s. department of health and human services, food & drug administration most hospitals obtain compounded drugs from outsourcing facilities, which must meet fda quality standards pharmaceutical compoundingsterile preparations temporary policy for compounding of certain drugs for hospitalized patients by outsourcing facilities during the covid-19 public health emergency: guidance for industry. silver spring, md: food and drug administration, center for drug evaluation and research temporary policy for compounding of certain drugs for hospitalized patients by pharmacy compounders not registered as outsourcing facilities during the covid-19 public health emergency (revised) fda-2019-n-3077: agency information collection activities; submission for office of management and budget review; comment request; obtaining information to understand challenges and opportunities encountered by compounding outsourcing facilities list of bulk drug substances for which there is a clinical need under section 503b of the federal food, drug, and cosmetic act list of bulk drug substances for which there is a clinical need under section 503b of the federal food, drug and cosmetic act market for compounded drugs needs greater transparency and regulatory certainty. philadelphia, pa: the pew charitable trusts fda form 483 frequently asked questions. u.s. food and drug administration registered outsourcing facilities. u.s. food and drug administration ashp guidelines on outsourcing sterile compounding services key: cord-336554-n8n5ii5k authors: singh, thakur uttam; parida, subhashree; lingaraju, madhu cholenahalli; kesavan, manickam; kumar, dinesh; singh, raj kumar title: drug repurposing approach to fight covid-19 date: 2020-09-05 journal: pharmacol rep doi: 10.1007/s43440-020-00155-6 sha: doc_id: 336554 cord_uid: n8n5ii5k currently, there are no treatment options available for the deadly contagious disease, coronavirus disease 2019 (covid-19). drug repurposing is a process of identifying new uses for approved or investigational drugs and it is considered as a very effective strategy for drug discovery as it involves less time and cost to find a therapeutic agent in comparison to the de novo drug discovery process. the present review will focus on the repurposing efficacy of the currently used drugs against covid-19 and their mechanisms of action, pharmacokinetics, dosing, safety, and their future perspective. relevant articles with experimental studies conducted in-silico, in-vitro, in-vivo, clinical trials in humans, case reports, and news archives were selected for the review. number of drugs such as remdesivir, favipiravir, ribavirin, lopinavir, ritonavir, darunavir, arbidol, chloroquine, hydroxychloroquine, tocilizumab and interferons have shown inhibitory effects against the sars-cov2 in-vitro as well as in clinical conditions. these drugs either act through virus-related targets such as rna genome, polypeptide packing and uptake pathways or target host-related pathways involving angiotensin-converting enzyme-2 (ace2) receptors and inflammatory pathways. using the basic knowledge of viral pathogenesis and pharmacodynamics of drugs as well as using computational tools, many drugs are currently in pipeline to be repurposed. in the current scenario, repositioning of the drugs could be considered the new avenue for the treatment of covid-19. drug repurposing is the process to identify the new indications for existing drugs and considered as an efficient and economical approach [1] . it is also known as repositioning, re-profiling, re-tasking and rescue of drugs [2] . it has been considered that 75% of known drugs could be repositioned for various diseases [1] . outbreaks of novel emerging infections such as coronavirus disease 2019 (covid19) have unique challenges in front of the health professionals to select appropriate therapeutics/pharmacological treatments in the clinical setup with very little time available for the new drug discovery [3] . further, development of a vaccine for any disease including covid-19 takes time and even if the process is put on accelerated mode it would take 18-20 months to introduce it as ready-to-use product. currently, no specific treatment is available against the new virus severe acute respiratory syndrome coronavirus 2 (sars-cov2). hence, the search for effective therapeutic agents to tackle covid-19 is vital and urgent. the discovery and licensed use of a drug come with a long-gestation period. the cost of the new drug development process amounts to more than a billion dollars extending for a period of 10-15 years [4] with the success rate of only 2.01% [5] . this creates a lag in the productivity of pharmaceutical research to develop a new drug which results in a persistent gap between therapeutic needs and available treatments [6] . considering the time and cost required for coming up with new therapies, probing the existing antiviral and other drugs against sars-cov2 is cost-effective. in recent times, repurposing of available drugs for the management of several disease conditions is increasingly becoming a popular strategy as it uses de-risked compounds with known preclinical, pharmacokinetic, pharmacodynamic profiles which can directly enter phase iii or iv clinical trial making the drug development process potentially a low-cost and relatively rapid [7] . therefore, reassessing the efficacy of licensed and experimental drugs has become go to choice of world health organization (who) and other health agencies to treat emerging health problems. drug repurposing follows mainly two concepts. one is that a single drug interacts with multiple targets, which paves the way for searching new target sites of action for the known compound [8, 9] . the other concept is that targets associated with a disease are often relevant to a number of biological processes of pathogenesis [6, 10] which paves the way for designation of a new indication for the known target. notionally, a drug that acts on these common elements can, in principle, be useful for several disorders. broadly, there are three kinds of approaches which are widely used in drug repositioning: computational approaches, biological experimental approaches, and mixed approaches. data such as gene expression, drug-target interactions, protein networks, electronic health records, clinical trial reports, and drug adverse event reports has become accessible in standardized forms. the repository of knowledge and omics data available in pharmaceutical research leads to the rise of some computational methods which are novel and exciting in the field of drug repositioning. these computational methods are capable to make a high-level integration of all the knowledge and data and help in understanding the new signaling pathways and generate novel insights into drug mechanisms, side effects, and interactions which further speed up drug discovery. a recent study presented integrative network-based systems pharmacology, methodology which quantifies the interplay between the coronavirus-human cell interactome and drug targets in the human protein-protein interaction network which help in rapid identification of repurposable drugs against sars-cov2. a study using this kind of approach was able to identify 30 potential repurposable drugs against covid-19 [11, 12] . the sars-cov2 mainly spreads through the respiratory tract [13] and affects alveolar cells. unlike, middle east respiratory syndrome coronavirus (mers-cov) which employs dipeptidyl peptidase 4 (dpp4) [14] , sars-cov and sars-cov2 adopt angiotensin-converting enzyme 2 (ace2) as receptor for entering the cell. attachment, fusion and entry of the virus are aided by spike protein which makes it an interesting target for the development of antibodies, entry inhibitors and vaccines [15] . anti-viral agents including ritonavir, lopinavir, ribavirin, interferons have been used against sars-cov and mers-cov clinically, however, clinical data is still limited [16] . currently, with the lack of effective agents against sars-cov2 as well as public-health emergency, who has identified some therapies which doctors and researchers believe are the most promising, such as a combination of two hiv drugs (lopinavir and ritonavir), anti-malarial drugs (chloroquine and hydroxychloroquine), and an experimental antiviral compound remdesivir. further, many available drugs with the intention of repurposing against covid-19 have been subjected to clinical trials [17] ( table 1) . however, the search for other agents cannot pause while waiting for the results because the demand for new effective agents is huge. human population of the twenty-first century is suffering a large-scale epidemic of highly pathogenic coronaviruses such as severe acute respiratory syndrome coronavirus (sars-cov) in 2002-03 [18] , middle east respiratory syndrome coronavirus (mers-cov) in 2012 [19] and severe acute respiratory syndrome coronavirus 2 (sars-cov2) in 2019-20. coronaviruses are pleomorphic, enveloped, positive sense, 27-32 kb large rna viruses with typical crown-shape glycoprotein spikes (peplomers) that cause respiratory and enteric diseases in humans and other animals [20] . very high recombination rates lead to constant transcription errors and rna-dependent rna polymerase (rdrp) jumps in coronaviruses [21] give them a chance to develop into diverse zoonotic pathogens such as sars-cov2. sars-cov2 is a positive-sense single-stranded rna virus classified as a strain of the species sars-cov, (genus beta-coronavirus; subgenus sarbecoronavirus; subfamily orthocoronavirinae; family coronaviridae) which earlier in 2002-03 caused an outbreak of sars in guangdong, china [22] . overall genome sequence of sars-cov2 showed 79.5% similarity with sars-cov and interestingly, 96.2% similarity with bat coronavirus ratg13, suggesting its origin from a bat virus [23, 24] . though not certain, yet it is suspected that the introduction of this new coronavirus to humans might have been facilitated by an intermediate host, the pangolins [25] . as per who report, a case of pneumonia of unknown causative pathology from wuhan city of china was first time reported to the who country office on 31 december 2019. the outbreak of the coronavirus-associated acute respiratory disease throughout the world was named as covid-19 and it was classified as 2019-ncov (sars-cov2) [26] . the classification and naming of the virus were done by the coronaviridae study group of the international committee on taxonomy of viruses. novel coronavirus genome sequencing by china was publicly available on the global in the current scenario of lacking efficient and specific treatments for sars-cov2 infections and the urgent need to restrain the pandemic, drug re-tasking appears to be the most suitable tool to find out the best therapeutic option for covid-19 [27] . the mechanisms of infection by the sars-cov2 are not clear yet, however, it is genetically similar to sars-cov and other coronaviruses [28] . hence the common mode of pathogenicity is being explored for targets of treatment. the therapeutic targets depending on the common mode of pathogenicity can be classified as virus-related targets and host-related targets. replication of sars-cov2 depends directly on the key enzyme rdrp. it is interesting to note that potential drug targets protease and polymerase for sars-cov2 and sars-cov are highly conserved with 96% and 97% overall identity. therefore, blockers developed against the sars may act as good therapeutic candidates to bind protease or polymerase sites against sars-cov2 (gisaid, 2020) ( fig. 1 ). on the basis of current knowledge about the use of remdesivir in sars-cov2 infection, remdesivir is considered as the potential drug candidate for repurposing against the covid-19. remdesivir (gs-5734) is a nucleoside analog originally developed against ebola viruses by gilead sciences inc, a usa based biopharmaceutical company ( table 2) . though the drug failed to show effect against ebola, the preliminary results from in-vitro and in-vivo preclinical studies as well as case reports indicate its efficacy against sars-cov2. recently, in vero e6 cells, remdesivir has been shown to block the viral infection at low concentration (ec 50 = 0.77 μm) with high selectivity index (si > 129.87). the ec 90 value (1.76 µm) was also low enough to be achieved in non-human primate models [29] . it also efficiently inhibited sars-cov2 infection in human liver cancer huh-7 cells [23] . in rhesus macaques, the drug showed therapeutic and prophylactic efficacy against both sars and mers coronaviruses, indicating its potential against diverse coronaviruses including sars-cov2 [30] . similarly, in a ces1c-knockout mouse model of sars-cov infection, remdesivir in both prophylactic and therapeutic use significantly reduced lung viral titers, though the survival and lung pathology were not improved [31] . treatment with intravenous remdesivir on day 7 of hospital admission, clearly improved the clinical condition from the next day in a 35-year-old covid-19 patient in washington, usa [32] . in italy, remdesivir has been used (200 mg every 12 h as a loading dose followed 100 mg every 12 h for 10 days thorough intravenous route) with other supportive therapy in the clinical management of covid-19 patients presented with a range of modified early warning score (mews) from less than 3 to more than 4 [33] . in a recent report, clinical improvement in 36 of 53 patients (68%) of severe covid-19 patients has been observed with the compassionate-use of remdesivir in a cohort study [34] . according to another study remdesivir was superior over the placebo in shortening the time to recovery in adult patients hospitalized with covid-19. in the trial that was conducted at 60 sites and 13 subsites in different parts of the world, mortality rate was 7.1% with remdesivir and 11.9% with placebo by 14 days in 1059 patients in which 538 were in remdesivir group and 521 were in the placebo group [35] . another trial, however, suggests differently, that remdesivir has no such statistically significant clinical benefits, although, patients who were administered with remdesivir showed a faster clinical improvement in numerical terms, with symptom duration of 10 days or less in a study of 237 patients in which 158 patients received remdesivir and 79 (one withdrew) were on placebo in a randomised, double-blind, placebocontrolled, multicentre trial at ten hospitals in hubei, china [36] . another clinical trial done with remdesivir in severe covid-19 patients without mechanical ventilation support indicated no significant difference between 5-day and 10-day course of remdesivir therapy, however, by day 14, a clinical improvement was noticed in 64% of patients in the 5-day group and in 54% in the 10-day group at 2 points or more on the ordinal scale out of 7-point ordinal scale [37] . being a nucleotide (adenosine) analog, remdesivir gets incorporated into the replicating genome of the virus after being converted into its triphosphate form. the triphosphate forms compete with adenosine triphosphate (atp) to act as a substrate of rdrp and have been found to cause significantly efficient incorporation as compared to atp. remdesivir adds three more nucleotides before terminating the growing rna chain [38] . the extra three nucleotides may protect the inhibitor from removal by the viral 3′-5′ exonuclease activity [39] , contributing to the lack of acquiring resistance. the pharmacokinetics, metabolism and distribution of remdesivir have been studied in non-human primates, previously. in rhesus monkeys, 10 mg/kg dose yields a half life (t 1/2 ) of 0.39 h with fast systemic elimination. the active metabolite of remdesivir, 1′-cyano-substituted adenine c-nucleoside ribose analogue (nuc) then appears which produces antiviral activity [40] . however, the drug is parenterally administered through intravenous route and is not expected to be given to mildly infected patients, though potent action is expected in mild infection. it is under clinical trial in china and usa against covid-19 by 15th of april, 2020 (nct04252664 and nct04257656). however, seven clinical trials are underway on remdesivir to evaluate its efficacy on sars-cov2 infection (https ://www.gilea d.com/purpo se/advan cing-globa l-healt h/covid -19/remde sivir -clini cal-trial s). the results of nct04257656 clinical trial showed that intravenous remdesivir was adequately tolerated by covid-19 patients [36] . in the third trial (nct04292899) with the severely infected covid-19 patients, with the use of remdesivir, common adverse effects were observed such as nausea, acute respiratory failure, increased alanine aminotransferase (alt) and constipation [37] . in all these studies ramdesivir was administered intravenously as 200 mg sid on day 1 and followed by 100 mg sid for the subsequent period. virus enters the cell by fusion of the viral spike proteins with cellular ace2 receptor, followed by ace2 downregulation. angiotensin receptor blockers (arbs), angiotensin-converting enzyme inhibitors (aceis) and statins increase ace2 expression, hence may have efficacy in this condition. 3. fusion is followed by endocytosis of the virus, where low endosomal ph helps in lysis of the viral structural proteins. disruption of this acidic environment by diprotic bases like chloroquine and hydroxychloroquine may produce an antiviral effect. 4, 5. release of nucleic acid (na) into the cytoplasm and translation of the viral proteins using host ribosomes, 6. proteolysis by viral main protease enzyme makes functional proteins e.g. rna dependent rna polymerase (rdrp). thus, inhibition of the main protease enzyme by inhibitors like lopinavir, ritonavir and darunavir, may have efficacy against the virus. 7. rdrp is essential for replication and transcription of the virus. rdrp inhibitors, remdesivir, favipiravir, ribavirin and arbidol may be effective against coronaviruses. 7, 8. subsequent translation and proteolysis into structural proteins followed by packaging makes intact virions, which get exocytosed (9) from the cell as per the information obtained from the chinese news channel by dong and co-workers, this drug got an approval against the sars-cov2 infected patients in china on 15th february, 2020 since it had drastically attenuated the illness of the sars-cov2 infected patients [41] . favipiravir (6-fluoro-3-hydroxy-2-pyrazinecarboxamide, t-705 also table 2 chemical structure of pharmacological agents reviewed marketed as avigan) was developed by a japanese firm, toyama chemical co., ltd. and has been approved in japan for influenza since 2014 ( table 2 ). the drug effectively inhibits the enzyme rdrp. in vero e6 cells this drug showed an ec 50 of 61.88 µm and selectivity index of more than 6.46 against sars-cov2 [29] . though this concentration against sars-cov2 is very high, the drug may be tested in an animal model based on its performance against ebola virus. remarkably this drug had shown 100% efficacy against ebola in a mice model although it had a very high ec 50 in vero cells [42] . randomized trials are being conducted for this drug in combination with other drugs against coronaviruses (favipiravir + interferon-α, chictr2000029600, favipiravir + baloxavir, chictr2000029544). favipiravir is a nucleoside precursor which inhibits the broad range of influenza virus strains, however, it shows antiviral activity through its ntp form (converted into an active phosphoribosylated form, t-705 rtp) via direct inhibition of the rdrp activity of influenza a virus polymerase and it has also shown lethal mutations within the viral genome [43] . nevertheless, the exact mode of action, precise molecular mechanism and its interaction between the nucleotide and the viral polymerase could be investigated in the sars-cov2 infection. favipiravir exerts its antiviral action in a dose-dependent manner [44] . its oral bioavailability is close to 100% and has a short half life of 2-5.5 h [45, 46] . in humans, the plasma protein binding of favipiravir is 54%. favipiravir undergoes metabolism in the liver mainly by aldehyde oxidase (ao) and partially by xanthine oxidase (xo) and the inactive oxidative metabolite (t-705 m1) is excreted by kidneys. a study reported that in pichindé arenavirus infection the kinetics of absorption, elimination and time to maximum drug concentration is altered. the t-705 m1 levels were higher in the infected animals [47] . further, favipiravir concentration may be increased by drugs those undergo metabolism through ao such as raloxifene, tamoxifen, estradiol, cimetidine, felodipine, amlodipine, verapamil, propafenone, amitriptyline, zaleplon, citalopram, sulindac and famciclovir. concomitant administration of acetaminophen and favipiravir showed increased area under curve (auc) of former drug possibly due to inhibition of the sulfate transferase by the latter drug [46] . the drug did not show any toxicity at the oral dose of 500 mg/kg/day for 10 days in guinea pigs [48] . this can be converted to 108 mg/kg of human equivalent dose [49] which is far greater than the dose prescribed for covid-19 on first day i.e. 53 mg/kg/day (1600 mg bid on the first day) (https ://www.clini caltr ialsa rena.com/comme nt/influ enza-favip iravi r-covid -19/). however, use of this drug may be approved with the availability of more number of clinical results. ribavirin, a broad-spectrum antiviral drug, is a guanosine analog approved for treating hepatitis c virus in combination, and respiratory syncytial virus as monotherapy. effect of this drug has been assessed in patients with sars [50] and mers [51] (table 2) . against sars-cov2, it has very high ec 50 of 109.50 μm and selectivity index more than 3.65 in vero cells. ribavirin in its monophosphate form inhibits host inosine monophosphate dehydrogenase (impdh) enzyme that controls intracellular guanosine triphosphate (gtp) pools [52] . exhaustion of intracellular gtp pool indirectly inhibits viral rdrp enzyme. it also interferes with mrna capping. ribavirin at a dose rate of 500 mg 2-3 times/day in combination with other drugs such as lopinavir/ritonavir or interferon (ifn)-α through intravenous route for not more than 10 days made the sars-cov2 infected patients more resistant to respiratory distress syndrome as well as death [41] . the oral bioavailability of ribavirin is 52%, which is due to modest first-pass metabolism in liver [53] . estimated halflife is 3.7 h [54] . ribavirin-induced hemolytic anemia is a most commonly reported adverse effect and frequently it requires dose reduction [55] . further, close monitoring of renal impairment in terms of creatinine clearance during therapy is required. old age, decreased renal function, low body weight and female gender are other risk factors to be considered during ribavirin therapy [56, 57] . animal studies have shown teratogenic potential of ribavirin. therefore, exposure during pregnancy should be avoided. other less common yet pertinent adverse effects are bronchospasm and pulmonary edema on inhalation [43, 57] . neutropenia, thrombocytopenia, skin rashes, anorexia and depression are some minor adverse effects of ribavirin that need to be monitored in the sensitive patients [58] . in a recent clinical trial with combinations of ribavirin + interferon-alpha, lopinavir/ritonavir + interferon-alpha and ribavirin + lopinavir/ritonavir + interferon-alpha in patients with mild to moderate covid-19 showed that ribavirin plus lopinavir/ritonavir combination showed a significant increase in gastrointestinal adverse effects [59] . the viral rnas get translated into polypeptide chains which get cleaved into functional proteins before packing into virions. the viral main proteases are responsible for the cleavage of these polypeptide chains [60] . sars-cov2 protease has 96% overall similarity with sars-cov [61] . protease inhibitors used in hiv-1 therapy are shown to be effective against sars-cov [62] . in-silico and in-vitro approaches have been used to validate the inhibition of sars-cov2 protease by hiv-1 protease inhibitors [63, 64] . numerous protease inhibitors are approved by fda for use in hiv therapy. the agents available from this class include saquinavir, amprenavir, indinavir, nelfinavir, ritonavir, and lopinavir. few of them are being considered against sars-cov2 (fig. 1 ). this drug combination is available under brand name kaletra and was developed by abbott laboratories, usa. this drug was approved by fda in the year 2000 as an anti-retroviral for the treatment of hiv patients. lopinavir is rapidly degraded in the human body by the host proteases, hence is given with ritonavir (another protease inhibitor) at a lower dose, which helps lopinavir remain active for a longer time by inhibiting the metabolizing enzyme cytochrome p450 [65] (table 2) . coronavirus main proteases are cysteine proteases whereas hiv main proteases are aspartic proteases. nonspecific protease inhibition by protease inhibitors used in hiv therapy has been found effective against sars-cov. lopinavir has comparable binding energies against the sars-cov2 and hiv-1 proteases [66] . in sars-cov2 patients treated with lopinavir-ritonavir, a significant virus clearance has been achieved [67, 68] . a 47-year old patient, who failed to respond to methylprednisolone and interferon therapy, got quick improvement with additional lopinavir and ritonavir tablets therapy [69] . in 36 paediatric patients between the age of 0-16 years with confirmed covid-19 from three hospitals in zhejiang, china, use of lopinavir-ritonavir (syrup twice a day) along with interferon α to 14 patients (6 patients needed oxygen inhalation but not sure whether it included lopinavir-ritonavir group) showed a mean of hospital stay time of 14 days and all were cured [70] . based on these initial successful reports, sars-cov2 main protease has been docked for 1. 3 billion protease inhibitor compounds [71] . also, lopinavir-ritonavir has been included in solidarity trial (nct04330690). however, in a recent clinical trial with 199 severely ill patients with confirmed sars-cov2 infections, lopinavirritonavir treatment did not improve the time to clinical improvement and mortality rate beyond standard care and further, some patients also showed adverse drug effects such as gastrointestinal disturbances [72] . in a study on four covid-19 patients treated with western (lopinavir 400 mg/ ritonavir in a ratio of 400 mg to 100 mg for q12 h through oral route), arbidol (0.2 g, three times in a day through oral route), and chinese traditional medicine shufeng jiedu capsule (sfjdc, 2.08 g, three times in a day through oral route) combination for 6-15 days, it has been observed that out of the two mild and two severe sars-cov2-infected pneumonic patients, three patients showed significant improvement in pneumonia associated symptoms and the remaining patient with severe pneumonia has also shown signs of improvement till the date of reporting [73] . most hiv protease inhibitors show poor bioavailability. they are extensively metabolized by microsomal cyp3a4 enzymes. other agents that induce or inhibit these metabolizing enzymes influence their effectiveness. side effects associated with the use of protease inhibitors include diarrhea, vomiting, diabetes, hypertriglyceridemia, and hypercholesterolemia. it also could cause severe hepatic damage [74] . therefore, a lot of clinical and experimental study regarding the use of lopinavir-ritonavir is required to reach a conclusive statement. the most common adverse effect of ritonavir/lopinavir is diarrhea and gastrointestinal disturbance. elevated liver enzymes, dyslipidemia, asthenia, headache and skin rashes are some minor side effects [75] [76] [77] . ritonavir/lopinavir coadministration causes mild hepatotoxicity (elevated alanine aminotransferase, alt) [78] . however, sole use of ritonavir at a higher dose (600 mg/bid) may increase the risk of severe hepatotoxicity [79] . a rarely observed adverse effect with ritonavir is retinal pigment epitheliopathy. the risk factors for the retinopathy are high dose and hepatic impairment [80] . darunavir is a second-generation non-peptide protease inhibitor effective against hiv-1. it has a distinct chemical structure that enhances binding affinity and reduces dissociation rate, making it more potent than the other protease inhibitors [81] (table 2 ). using computational drug design methods, darunavir was identified as one of the promising hits for inhibition of chymotrypsin-like protease of sars-cov2 [82] . results of a structural analysis showed no binding of darunavir to sars-cov2 protease (https ://www.eacso ciety .org/home/covid -19-and-hiv.html). anyhow, recently in shanghai, in-silico and an enzyme activity test based drug screening revealed 30 agents with potential antiviral activity against sars-cov2 including darunavir (https ://www. simm.ac.cn/xwzx/kydt/20200 1/t2020 0125_54944 17.html). interestingly, therapeutic doses of darunavir are reported to be too low to cause cytotoxic effects, affording a wide margin of safety [81] . in an in-vitro study, darunavir at 300 micromolar concentration was found to inhibit sars-cov2 virus replication by 280 times in comparison to the untreated group (https ://www.sd.china news.com/2/2020/0205/70145 .html). further, darunavir has been used (600 mg tablet every 12 h) along with other anti-viral drugs and supportive therapy in the clinical management of covid-19 patients presented with a range of mews from less than 3 to more than 4 in italy [33] . darunavir is rapidly absorbed after oral administration and has a terminal elimination half-life of 15 h. approximately 95% of the drug is plasma protein bound and metabolized exclusively by cyp3a4. therefore, co-administration of small doses of ritonavir (cyp3a4 inhibitor) increases the bioavailability of darunavir. combination therapy with other cyp3a4 inhibitors (e.g. statins) with darunavir/ritonavir requires caution or is even contraindicated [83, 84] . a recent study correlated the daurnavir use with increased risk of myocardial infarction in hiv patients and concludes that cardiovascular disease (cvd) risk increases with darunavir exposure. therefore, it may be used cautiously in patients with underlying cardiac diseases [85] . before, regular use of this drug, more pharmacological profile may further be investigated during the use in covid-19 patients. the pattern recognition receptors in immune cells recognize the viral pathogen-associated molecular pattern (pamps) to stimulate antiviral interferon responses in the host [86] . the secreted interferons activate hundreds of interferon-stimulated genes which encode proteins with profound effects against the virus (fig. 1) . the interferons (ifns) are antiviral molecules classified into type i (ifnα, ifnβ, ifnω, and ifnτ) and type ii (ifnγ). ifnα plays a critical role in innate immunity against viral infection which prompts its use in the treatment of many clinical viral infections. the recombinant ifnα is interferon alfacon-1. the pegylated types are pegylated ifnα-2a and pegylated ifnα-2b [87] . pegylated interferon alfa-2b acts to target b cells through host interferon receptor, ifnar1 signalling and enhances immune response against viral infections [88] . recombinant human ifnα-2b has been shown to possess wide antiviral spectrum, low toxicity and high therapeutic index in vitro. quantitative reverse transcriptasepolymerase chain reaction (rt-pcr) results revealed antiviral effect of recombinant human ifnα-2b on respiratory viruses such as influenza b virus, parainfluenza virus, respiratory syncytial virus and coronavirus which was stronger in comparison to the effect of ribavirin [89] . in another study, ifnα-2b administered by nasal spray reduced positive rates of immunoglobulin m (igm) antibody against all four respiratory viruses (parainfluenza virus, influenza b, adenovirus and respiratory syncytial virus) possibly suggesting the lower virus titre due to ifnα-2b [90] . in the rhesus macaque, ifnα-2b with ribavirin showed very good effect against beta-coronavirus emerged in saudi [91] , however, was unsatisfactory in humans [92] . in china, intranasal ifnα (5 × 10 6 u) twice a day in combination with ribavirin is one of the guidelines for the treatment of covid-19 patients [41, 93] . it was further showed that the infection rate of sars-cov2 was decreased by ifnα-2b sprays [94] . ifnα-2b has demonstrated potent anti-viral activities against respiratory viruses and may serve for the prevention and treatment of sars-cov2 as well. nevertheless, thorough evaluation in appropriately designed randomized trials is recommended before forging on. peg-ifnα-2b is a linear 12 kda molecule and susceptible to hydrolysis. it is absorbed quickly and distributed widely. after administration peg-ifnα-2b gets hydrolysed and the free ifnα-2b circulates in the body. most of the free ifnα-2b excreted solely through kidneys. therefore, it requires dose adjustment in patients with renal impairment. further, the clearance of peg-ifnα-2b decreases after repeated dosing. therefore, it is administered according to body weight. conversely, the peg-ifnα -2a is a 40 kda branched chain molecule which is absorbed more slowly and has poor tissue distribution. peg-ifnα -2a has long half-life. therefore, it is used at a fixed dose of 180 μg per week for the treatment of hepatitis c virus infection. peg-ifnα-2a is metabolized by both the kidneys and liver, therefore this drug does not require a major dose modification [95] . number of adverse events was recorded with peg-ifnα therapy. dizziness, headache, depression, fatigue, insomnia, alopecia, myalgia, arthralgia, pyrexia, anorexia are the most common constitutional symptoms observed with peg-ifnα-2a and peg-ifnα-2b therapy in various other diseases. hematologic adverse events such as leucopoenia, thrombocytopenia and myelosuppression, thyroid disease, lung disease and retinopathy are the other adverse events recorded in the patients receiving peg-ifnα-2a/ peg-ifnα-2b [96] [97] [98] . dose limiting, mild injection site reactions/inflammations were observed commonly in peg-ifnα -2b therapy [96] . most of the adverse events are well tolerated and become less severe during the progression of therapy. the neuropsychiatric adverse effects were observed in patients undergoing interferon-α therapy and may require timely medical interventions [99] . in the case of severe events, discontinuation and dose reduction will help to overcome these adverse events [96] . lopinavir-ritonavir along with interferon beta is undergoing clinical trial (miracle) against mers in saudi arabia wherein a total of 76 patients have enrolled till jan 2020 [100] . interferons are the antiviral weapons of the body and coronaviruses are known to reduce the host antiviral immunity by suppressing the production of interferons. so, replacement therapy with interferons or interferon inducers has the potential to reduce the viral load in the body. they augment the host response to the viral infection. lopinavir-ritonavir-interferon-β1b treatment improved the clinical findings and lowered the lung viral load in mers-affected common marmosets [101] . results of a recent clinical trial (nct04276688) on covid-19 patients showed the safety and efficacy of this combination. adverse events like selflimited nausea and diarrhoea were recorded in this study. however, there was no significant difference in the adverse effects between the combination group and ritonovir/lopinavir alone (control group) [102] . the coronaviruses enter the cell by two ways, (1) endocytosis, virus is taken up into the cell along with the endosomes, (2) fusion of the viral spike protein with the cell surface receptor ace2 [103] , the latter being the predominant pathway of virus entry [104] . blockade of entry pathways may be effective targets for treatment (fig. 1 ). chloroquine, primarily known for its anti-plasmodium actions, has antiviral activity as well. this drug originally derived from cinchona plant is now largely a synthetic drug (4-amino quinoline) discovered by bayer laboratories. chloroquine and its analogs are potent inhibitors of most coronaviruses [105] (table 2) . chloroquine and hydroxychloroquine are weak diprotic bases. these drugs take a similar pathway like the virus and concentrate in the endosomes increasing the ph of the endosomal fluid. the acidic ph of the endosomes is necessary for the optimal activity of viral enzymes responsible for proteolysis and post-translational modification of nascent proteins. disruption of acidic ph thus blocks the replication and lifecycle of the virus [106] . in addition, the drug is known to interfere with the glycosylation of the host receptor for the virus, ace2. faulty terminal glycosylation may affect the binding and subsequent entry of the virus into host cells [107] . cell culture studies in african green monkey vero e6 cells indicate significantly higher potency for chloroquine compared to hydroxychloroquine [108] . chloroquine has ec 90 value of 6.90 μm against the sars-cov2 in vero e6 cells, which can be clinically achievable after administration of 500 mg as shown in rheumatoid arthritis patients [109] . a safe dosage of 6-6.5 mg/kg per day of hydroxychloroquine could yield serum levels of 1.4-1.5 μm in humans [110] . it is speculated that with a safe dosage, hydroxychloroquine could achieve concentration in the above tissues to inhibit sars-cov2 infection. hydroxychloroquine phosphate (400 mg tablet every 12 h as a loading dose followed 200 mg tablet every 12 h for 10 days) or chloroquine phosphate (250 mg of two tablet every 12 h for 10 days) along with other anti-viral drugs and supportive therapy have been used in the clinical management of covid-19 patients presented with a range of mews from less than 3 to more than 4 in italy [33] . chloroquine and hydroxychloroquine have been considered for solidarity trial (nct04330690). hydroxychloroquine has shown side effects such as prolonged qt interval and heart failure, though controversy exists. recently, who stopped hydroxychloroquine arm of the solidarity trial to find an effective covid-19 treatment. this recommendation was developed on the basis of data obtained from solidarity trial (including the french discovery trial data and uk's recovery trial data). these trials showed that hydroxychloroquine did not result in the reduction of mortality of covid-19 patients who were hospitalized when compared with standard care (briefed on 17 june 2020 by who). use of chloroquine for sars-cov2 asks for a high dose but an overdose of chloroquine has been reported to cause poisoning and death [111] . in comparison, hydroxychloroquine is safer with 40% less toxicity in animals [112] . oral absorption of chloroquine and hydroxychloroquine in humans is efficient. both the drugs distribute similarly in different tissues with high concentrations in the liver, kidney, lungs and spleen [113] . chloroquine is two to three times as toxic in animals as hydroxychloroquine [112] . the acute toxicity of chloroquine causes death due to cardiac and respiratory arrest [111] . adverse effects of chloroquine/hydroxychloroquine therapy at the therapeutic doses include retinopathy, myopathy, electrocardiographic changes, bleaching of hair, pruritus, headaches, dizziness and gastrointestinal upset [114] [115] [116] . hydroxychloroquine retinal toxicity in the patients is far more common in patients taking this drug for greater than 5 years with the overall prevalence of 7.5% [117] . a study showed even with the recommended therapeutic dose of hydroxychloroquine produced bilateral maculopathy and it was attributed to the differential susceptibility of the retinal epithelium to hydroxychloroquine [118] . hydroxychloroquine and chloroquine are orally well absorbed and show 70-80% oral bioavailability. chloroquine is 60% bound to plasma proteins and distributed extensively. following administration, chloroquine is rapidly dealkylated to pharmacologically active desethylchloroquine and bisdesethylchloroquine. metabolism of hydroxychloroquine is similar to chloroquine except for a third metabolite desethylhydroxychloroquine which is also produced during metabolism. both hydroxychloroquine and chloroquine have prolonged half-lives, between 40 and 50 days, and low blood clearance by kidneys and liver. for both chloroquine and hydroxychloroquine, approximately 40-60% is excreted as an unchanged or metabolized drug through the kidneys, 8-25% is excreted in an unchanged or changed form in the feces, 5% is sloughed off through the skin, and 25-45% is stored long term in lean body tissues [119] [120] [121] [122] . hydroxychloroquine should be cautiously used in patients with known hepatic or renal dysfunction. the co-administered drugs with hydroxychloroquine excreted via liver/ kidney may interact with hydroxychloroquine and modulates its pharmacokinetics and toxicity. hydroxychloroquine has been reported to cause severe hypoglycaemia when coadministered with oral hypoglycaemic drugs. there have been few reports of mild to severe hepatic failure in patients with hydroxychloroquine treatment [117] . racial difference in toxicity has also been reported wherein the incidence of pericentral maculopathy was common in asian (50%) than caucasian (2%) patients [123] . further, the use of chloroquine and hydroxychloroquine may be warranted in prophylaxis strategy as well as in covid-19 patients with more number of clinical trials. arbidol, an indole-derivative, also known as umifenovir is a potent broad-spectrum antiviral agent. this drug has shown activity against a wide range of enveloped and nonenveloped viruses [124] (table 2) . it is effective against numerous pathogenic respiratory viruses and relatively very safe for use [125, 126] . arbidol is an approved therapeutic agent against influenza in russia and china [127] . arbidol and arbidol mesylate were reported to act directly on viral replication of sars-cov at an early stage in vitro [128, 129] . the anti-viral mechanism of arbidol against influenza a and b involves viral fusion inhibition by hindering the hemagglutinin fusion machinery with the membrane, thus blocks virus entry into the cell [127] . arbidol is one of the drugs in clinical trial phase 4 for pharmaceutical interventions of covid-19 and treatment of covid-19 patients with arbidol leads to a reduction in the mortality rate and increase in the recovery rate [130, 131] . arbidol treatment coupled with lopinavir/ritonavir reckoned to retard the development of pulmonary lesions concurrently reducing the respiratory and gastrointestinal covid-19 viral load thus lowering the transmission [132] . encouragingly, seasonal prophylaxis with arbidol reduced influenza morbidity in patients with asthma and copd during epidemic [133] . four cases with mild to severe sars-cov2 pulmonary symptoms were subjected to antiviral therapy consisting of arbidol, lopinavir/ritonavir, and shufeng jiedu (traditional chinese medicine) along with supportive care. following medication, three patients showed a notable reduction in pneumonia-related manifestations and two of them were discharged after testing negative for sars-cov2 [73] . in covid-19 patients, reduction in fever and cough; improvement in chest computed tomography (ct) and clinical status among the arbidol, lopinavir/ritonavir and control group remained statistically indifferent. however, arbidol was better tolerated by patients whereas test subjects administered with lopinavir/ritonavir experienced adverse events during the follow-up period [134] . the half-life of arbidol is between 17 and 21 h and 40% of the total drug excreted unchanged in feces. arbdiol conjugation with glucuronide and sulfonation is evident. the major phase i enzyme involved in its metabolism was cyp3a4, therefore, a possible interaction with cyp3a4 inducers/ inhibitors may happen [135] . the drug has oral lethal dose (ld50s) of 340-400 mg/kg in mice, and > 3000 mg/kg in rats and guinea pigs. intravenous ld50s are 109 mg/kg in mice and 140 mg/kg in rats. in long term animal studies, it showed no adverse effects with 10-50 times of human dose and no developmental toxicities were observed [127] . it has been noticed that sars-cov2 binds the ace2 receptors similar to the sars coronavirus [23] . covid-19 is associated with the acute respiratory distress syndrome (ards) and higher activity of ace2 leads to attenuation in ards [136, 137] . ace2 expression is downregulated in covid-19 patients [138] . it is a general observation throughout the world that aged persons affected with covid-19 suffer from high mortality. association between covid-19 infection and the process of chronological aging has been understood with the presence of two host receptors cd26 and ace2 which are associated with senescence. the major pathway of virus entry into the host in case of sars-cov and sars-cov2 is through the target cell ace2. spike proteins of the virus attach to the cell surface ace2 expressed in epithelial cells of the oral mucosa, lungs, intestine, blood vessels and kidney. angiotensin receptor blockers (arbs) which inhibit the action of ace, an isoform of ace2, are known to increase the expression of ace2 [139] (fig. 1; table 2 ). the patients with diabetes and cardiovascular diseases regularly take ace inhibitors and arbs. hence, they remain under continuous risk of sars-cov2 infection. however, experimental studies with ards indicate a higher level of ace2 reduces the severity of the disease [137] . increased ace2/ace ratio may improve the host response to viral infection by correcting the endothelial dysfunction common to most viral infections [140] . experimental and clinical studies are needed urgently on this aspect for repurposing of commonly used arbs or ace inhibitors (aceis). arbs are well-tolerated drugs with minimal side effects in the population. however, a lot of patients from south america, central america and spain, had stopped or intended to interrupt their treatments with anti-hypertensive drugs like aceis such as enalapril or arbs such as losartan fearing the risk of sars-cov2 infection [141] . however, another school of thought provided alternative suggestions about the use of renin-angiotensin-aldosterone system (raas) inhibitors. they suggested that though ace2 expression may be enhanced with the use of raas inhibitors, sudden withdrawal of these drugs may be responsible for higher risk in patients of covid-19 already affected with cardiovascular illnesses. therefore, the use of raas inhibitors should continue in patients with covid-19 under continuous observation [138, 142] . out of 42 covid-19 patients taking antihypertensive drugs, 17 patients who were treated with aceis/arbs showed less mortality in comparison to patients taking drugs other than aceis/arbs in shenzhen third people's hospital, china [143] . aceis and arbs may improve the clinical condition of the covid-19 patients in a clinical setting by maintaining a low level of il-6 level in peripheral blood and through increment in a cluster of differentiation cd3 and cd8 t cell counts in peripheral blood and decreased the peak viral load [143] . contrary to the previous report, another retrospective study from the union hospital of wuhan, china done on 112 patients suggested that acei/arbs medication has no difference in the critical group and general group and further, did not show any effect on the morbidity and mortality of covid-19 patients associated with cardiovascular diseases [144] . it is reported that ace inhibits the formation of ang ii in the presence of aceis; therefore, these prevent the negative effects induced due to at1r as well as positive effects derived from the ang ii binding with at2r and further, its transformation into ang-(1-7) [145] . therefore, it could be assumed that the use of aceis leads to the protective effects in the lung in covid-19 patients. angiotensin receptor blockers are the most commonly used drugs for hypertension and related cardiac problems. in general, aceis and arbs have few interactions with ritonavir [146, 147] . generally, arbs are well tolerated and the frequency of adverse reactions is less than 2%. there are no specific considerations for use in patients with hepatic and renal impairment [148] . arbs are structurally related to losartan (except eprosartan) but the individual members exhibit diverse pharmacokinetic properties. their bioavailabilities vary from 13-60% and half-lives are between 2 and 24 h. they are highly plasma protein bound (90-100%) and mostly metabolized and eliminated by the liver and, therefore, can be safely used in mild to moderate renal failure without any dose adjustment. however, losartan should be started with a lower dose in hepatic impairment and telmisartan should be avoided in case of renal impairment and congestive heart failure/digoxin therapy [149, 150] . statins, the lipid-lowering drugs, have shown pleiotropic activity through anti-inflammatory and immunomodulatory properties to prevent acute lung injury in different experimental and clinical conditions; therefore, it may be used as re-tasking drug for the covid-19 patients [151] (table 2) . statins are commonly taken for a lifetime to prevent coronary artery diseases. studies have reported that these drugs increase the ace2 expression [152] . ace2 cleaves ang ii, a peptide which promotes endothelial dysfunction and cardiovascular diseases, and produces ang-(1-7) which counters the effects of ang ii [153] . stimulation of ace2/angiotensin-(1-7)/mas and angiopoietin/tie-2 signaling axes help restoring viral infection-induced endothelial dysfunction and maintain the homeostasis of the patients [154] . ace2 activity has shown to be up-regulated with the use of arbs and atorvastatin [152, 155] (fig. 1) . statins being immunomodulatory have been hypothesized to work against mers coronaviruses [156] . however, in animal models of sars and mers infections, reduced expression of the adapters, tirdomain-containing adapter-inducing interferon-β (trif) or myeloid differentiation primary response protein (myd) 88 causes severe respiratory disease leading to death. hence, the use of statins, which can further suppress myd88 signaling, may exacerbate the disease condition [157] . fungus derived statins (lovastatin, pravastatin and simvastatin) have elimination half-lives of 1-3 h and other synthetic compounds have elimination half-lives ranging from 1 h for fluvastatin to 19 h for rosuvastatin. bioavailability of statins varies from 5-80% and 6-30% of the absorbed statins. majority of satins are metabolized by the liver and the biliary excretion is the predominant route of excretion. pravastaitn and rosuvastatin are excreted mostly unchanged by liver and kidneys. all statins are extensively bound to plasma proteins (> 90%) with the exception to pravastatin which is only 50% bound to plasma proteins [158] . myopathy and rhabdomyolysis are the most frequent adverse effect of statins. other common adverse effects include hepatotoxicity, peripheral neuropathy, cardiac toxicity, cognitive dysfunction, cataracts, diabetes mellitus and autoimmune necrotizing myopathy [159, 160] . most of the statins are cyp3a4 substrates and the inhibitors of this enzyme may increase blood levels of statins and therefore associated with adverse effects [161] . statins have potential interactions with the protease inhibitor drugs and they are contraindicated in combination therapy [162] . usfda warns using atorvastatin, lovastain, rosuvsatin, pravstatin, simvastatin with antiviral protease inhibitor drugs (for list please see https ://www.fda.gov/drugs /drug-safet y-and-avail abili ty/fda-drug-safet y-commu nicat ion-inter actio ns-betwe en-certa in-hiv-or-hepat itis-c-drugs -and-chole stero l#dose). in this case dose reduction and therapeutic drug monitoring will reduce the occurrence of adverse effects. tocilizumab is a drug used against rheumatoid arthritis as well as cytokine release syndrome/systemic inflammatory response syndrome. this drug was introduced in japan in the year 2008 and subsequently in the european union (trade name roactemra) in the year 2009. later in the year 2010, it was used in the usa (actemra) and this drug is an antihuman monoclonal antibody of the immunoglobulin g1k subclass [163] . this drug does not act on the virus but it acts to reduce the cytokine response of the host. tocilizumab is a recombinant humanized monoclonal antibody which is responsible to bind the human il-6 receptor and inhibiting its signal transduction pathway [164] (fig. 1) . a 60-year old man of wuhan, china developed symptoms of chest tightness without fever and cough on 1st february 2020 and confirmed to be the first case of covid-19 with multiple myeloma. the case was successfully treated with humanized anti-il-6 receptor antibody, tocilizumab. the patient was administered 8 mg/kg tocilizumab through iv route for one time from day 9 to day 12 upon hospital admission and a decrease in il-6 level was recorded, however, a rebound phenomenon of il-6 level was observed, may be due to the recovery of the normal t cells and the patient was cured on day 19. the patient, however, had also received other therapies like 200 mg dose of umifenovir (arbidol) tablets orally for three times daily as antiviral treatment and 400 mg of moxifloxacin iv daily for three days [165] . however, in another 56 years old covid-19 patient of end-stage renal disease (esrd) in the usa treated with tocilizumab, hydroxychloroquine and broad spectrum antibiotics, the patient remained in critical condition throughout the study period [166] . a 57 years old woman from switzerland suffering from systemic sclerosis (ssc) was on tocilizumab treatment for arthritis and ssc-associated interstitial lung disease (ssc-ild) @ 8 mg/kg body weight every 4 weeks intravenously. on the basis of observation it has been reported that tocilizumab treatment given for chronic autoimmune diseases may prevent the development of severe covid-19 [167] . a case of 42 years old patient with a respiratory failure linked to covid-19 from france showed a rapid favourable outcome after two infusions of the tocilizumab at a dose rate of 8 mg/kg through intravenous route along with other therapy like lopinavir-ritonavir [168] . tocilizumab treatment in 15 of the 20 patients showed improvement in terms of oxygen intake, lung lesion opacity (in 19 patients), lymphocytes in peripheral blood (10 patients), c-reactive protein (16 patients) and further, all patients were discharged on average 15.1 d after giving tocilizumab in a study conducted in china between 5 and 14 february 2020 [169] . a study on 100 covid-19 patients with severe pneumonia treated with tocilizumab and other supportive therapy from 9-20 march 2020 in italy, the respiratory condition was improved or stabilized in 77 patients in 10 days. 61 of these 77 patients had shown clearing of diffuse bilateral opacities on chest x-ray and 15 were discharged from the hospital; however, respiratory condition of 23 patients was worse during the treatment and 20 died out of 23 patients [170] . in another clinical study, tocilizumab administration showed a reduction in serum il-6 level in 10 patients out of 15 patients, however, it could not decrease il-6 level in four patients. still, observations suggest that tocilizumab is a good treatment option in patients who have a risk of cytokine storms [171] . however, it is difficult to reach on a conclusion regarding the use of tocilizumab in covid-19 patients with the limited number of clinical sample size. the absolute bioavailability of tocilizumab following subcutaneous administration was estimated to be 79.5% [172] . tocilizumab is eliminated from the body in a concentrationdependent manner. therefore, its half-life is directly proportional to its serum concentration. at higher serum concentration, it shows linear elimination and has the terminal half-life of 21.5 days (https ://www.acces sdata .fda.gov/drugs atfda _docs/label /2019/12527 6s127 ,12547 2s040 lbl.pdf). the notable adverse effect of tocilizumab is liver toxicity. steatosis, steatohepatitis and focal hepatocellular necrosis were seen in this drug-induced hepatotoxicity. other common adverse reactions observed were skin and soft tissue infections, dyslipidemia, transient neutropenia, headache, nausea and flu-like symptoms. therefore, a full assessment for liver injury and dose adjustment is required in patients administered with tocilizumab [173, 174] . tocilizumab also showed good efficacy in long term dosing for rheumatoid arthritis with similar adverse reactions and few malignancies also were reported [175] . in a recent study, it has been demonstrated that an antiprotozoal agent nitazoxanide has shown antiviral activity against a number of viruses which include human and animal coronaviruses. it is used orally and chemically, this drug is nitrothiazoly-salicylamide, a broad-spectrum anthelmintic and antiviral prodrug which is metabolized to an active compound tizoxanide [176, 177] (table 2 ). it had shown inhibitory potential against sars-cov2 at a low-concentration with 50% effective concentration of 2.12 μm in vero e6 cells. it has been observed that antiviral activity of this compound may be due to interference with host-regulated pathways which are involved in viral replication rather than virus-specific pathways [178, 179] . nafamostat is an anticoagulant in nature and further, its activity was also evaluated in the vero e6 cells infected with sars-cov2. this drug is a synthetic serine protease inhibitor and inhibited the sars-cov2 at 50% effective concentration of 22.50 μm in vero e6 cells. further, it is speculated that it may act through the inhibition of membrane fusion by reducing the release of cathepsin b. as this agent has previously shown potential against the mers-cov through prevention of membrane fusion, it could also be recommended for further in-vivo evaluation against covid-19 [29] (fig. 2 ; table 2 ). ivermectin is a broad-spectrum anti-parasitic agent and has also shown efficacy against some viral infections. this drug is basically a macrolide endectocide macrocyclic lactone derived from streptomyces avermitilis with anthelmintic activity (table 2) . recently, this drug has been investigated against sars-cov2 in in-vitro cell culture system in australia. it reduced the viral rna of sars-cov2 at two hours post infection in vero-hslam cells with the addition of single dose and its reduction intensity was approximately 5000-fold. this study hypothesized that ivermectin may act through inhibition of importin (imp) α/β1-mediated nuclear import of viral proteins similar to other rna viruses, however; further investigation is required to understand the precise mechanism of action in sars-cov2 [180] . it is also important to conduct the trials in in-vivo animal models and further, the pre-clinical trials in human beings are also required with fast pace if in-vivo models results have potential to mitigate the covid-19 infection (fig. 2) . cepharanthine, a naturally occurring plant alkaloid, is an anti-inflammatory and anti-neoplastic and is approved for leukopenia treatment (table 2 ). cepharanthine showed the most potent inhibition of gx_p2v infection and decreased the viral rna yield in the pangolin coronavirus gx_p2v workable model, therefore, this therapeutic agent may also be a potential candidate for repurposing against covid-19 [181] . further, it has been speculated that this drug may target host cell pathways [181] . a gold-containing triethyl phosphine coated drug, auranofin, is used as therapy for the arthritis and approved from fda for this treatment (table 2) . previously, this drug has shown effects against viral, bacterial and parasitic infections. recently, auranofin has shown inhibitory effect against viral rna in huh7 cells infected with sarscov2 fig. 2 overview of the drugs with potential for repurposing against covid-19. the drugs being considered for primary therapy of covid either acts on targets of the virus or on the targets of the host as well as a reduction in proinflammatory cytokines in an in-vitro study [182] . endoplasmic reticulum (er) stress and unfolded protein response (upr) activation are responsible for the viral replication and pathogenesis in coronavirus infection [182, 183] and high levels of upr activation has been recorded in the cells which have higher expression of sars-cov spike protein [182, 184, 185] . therefore, it is speculated that auranofin may act through the inhibition of redox enzymes such as thioredoxin reductase and induction of er stress, however, its confirmatory investigation is required [182, 186] . janus kinase inhibitors have anti-inflammatory and antiviral effects and may have a purported advantage over other immunomodulatory strategies in covid-19 [187] . jak1/2 inhibitor ruxolitinib, baricitinib, jak 1/3 inhibitor tofacitinib and pan-jak inhibitor td-0903 are presently under different phases of clinical trial and being investigated for covid-19 treatment (https ://www.pharm aceut ical-techn ology .com/comme nt/incyt e-eli-lilly -jak-inhib itor-covid -19/). a phase-i clinical study showed improvement in covid-19 inflammation score with clinical improvement by ruxolitinib. however, it has toxicity on the liver and hematopoietic system. but in this study with the short term dosage, it did not show any major adverse events [188] . baricitinib is presently under phase-iii clinical trial (https ://www.clini caltr ialsa rena.com/news/lilly -baric itini b-covid -19-trial /). initial studies showed the drug baricitinib corrected the immune dysregulation and improved clinical disease outcome with no serious adverse events [189, 190] . all the above drugs are under different phases of clinical trials and none have been approved for the treatment of covid-19. dexamethasone is a corticosteroid and it has been used in some clinical trials. the preliminary results of recovery trial conducted in 2104 patients showed dexamethasone @ 6 mg once daily for up to 10 days showed improvement in recovery with 22.9% mortality in the dexamethasone group compared to the 25.7% mortality in the usual care group [191] . however, few concerns have been raised on recov-ery trial outcome in choosing the correct steroid and dose. in another study, methylprednisolone reduced the mortality rates in covid-19 patients with ards. further, the effect of dexamethasone in geriatric patients and effects on viral load are not mentioned in the recovery trial [192] . theoharides and conti have also suggested restricting the use of dexamethasone during the initial phase of disease in severely ill patients for shorter period. using this drug in recovery phase may lead to reduced viral clearance and nosocomial infections [193] . as it suppresses immunity and it may aggravate some latent infections whose occurrence is of no importance to the developed countries. therefore, region-specific study is required before incorporating into covid-19 therapy [194] . a chemotherapeutic fluoroquinolone antibiotic, prulifloxacin, with broad-spectrum activity, and some anti-hiv drugs such as tegobuvir, (a novel non-nucleoside inhibitor of human coronavirus rna replication), nelfinavir (a protease inhibitor which inhibits the cleavage of the polyprotein gag-pol) and bictegravir (hiv-1 integrase inhibitor) have protein binding sites of the proteases which have been shown using the high throughput screening as molecular docking with bioinformatics analysis and would be considered the potential candidates for re-tasking against covid-19 in future [195] and in-vitro and in-vivo animal models may provide a lead against this disease. according to another recent molecular docking study based on rdrp modelling and multiple sequence alignment (msa) showed a binding capacity to rdrp against sars-cov2 by various antiviral agents such as sofosbuvir (fda approved against hepatitis c virus), ribavirin, remdesivir and idx-184; (under clinical trial against hepatitis c virus) [196] . elbasvir, an antiviral drug, (approved for the treatment of hepatitis c) has shown predicted multiple binding sites at rdrp, papain-like proteinase and helicase of sars-cov2 using the docking simulations and computational modelling [197] (fig. 2 ; table 2 ). in a recent review, it has been stated that azithromycin, quercetin, rapamycin and doxycycline may have senolytic activity and azithromycin and doxycycline are used to inhibit viral replication and il-6 production, therefore, these therapeutic agents may be potential re-tasking agents against covid-19 in future with proof of sufficient invitro and in-vivo studies [198] (fig. 2 ; table 2 ). peptide (ek1), tdf, 3tc (rna synthesis inhibitors), shufeng jiedu and lianhuaqingwen capsules (chinese traditional medicine) are screened using standard bioassays, chemical screening and genome and biophysical understanding of the targeted virus for being the potential drug candidates against sars-cov2 infection as described in a recent review. however, the efficacy and safety of these drugs for sars-cov2 still need to be further confirmed by clinical experiments [93] (fig. 2) . covid-19 is a pandemic and has no treatment till date including vaccine and drugs. however, there are number of available drugs with approval of fda for treatment of other diseases which could be used on the basis of the trial against covid-19 and considered as the repurposed drugs. these are antivirals, antimalarials, aceis, arbs, statins and monoclonal antibodies. it has been noticed that remdesivir, favipiravir, ribavirin, lopinavir-ritonavir combination, arbidol, tocilizumab have shown benefits in various clinical studies done on the basis of compassionate use to save the life of covid-19 patients; therefore, in future, these drugs could be the potential drug therapy against this deadly disease. however, the use of chloroquine and hydroxychloroquine has shown the controversial results in the different trials, therefore, who also stopped their solidarity trials recently. in future, chloroquine and hydroxychloroquine require a large number of research studies to reach a conclusion for its use in covid-19 patients. further, aceis and arbs could be the potential supportive therapy against this infection. some drugs are in the early phase of investigation like ivermectin and auranofin to be used against the covid-19 and these agents could be potential therapeutic agents in future. molecular docking would be the central technique to identify the probable therapeutic agents against covid-19 patients and the screened agents, thereby, could be verified for their effectiveness in in-vitro and in-vivo studies. identification of amitriptyline hcl, flavin adenine dinucleotide, azacitidine and calcitriol as repurposing drugs for influenza a h5n1 virus-induced lung injury. plos pathog drug repositioning for rare diseases: knowledge-based success stories repurposing of clinically developed drugs for treatment of middle east respiratory 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against sars-cov-2 main protease: computational molecular modelling approach in silico studies on therapeutic agents for covid-19: drug repurposing approach repurposing ivermectin to inhibit the activity of sars cov2 helicase: possible implications for covid 19 therapeutics tentolouris n. in vitro data of current therapies for sars-cov-2 treatment with hydroxychloroquine vs hydroxychloroquine + nitazoxanide in covid-19 patients with risk factors for poor prognosis: a structured summary of a study protocol for a randomised controlled trial publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations key: cord-348245-pf5mlzrw authors: moura-neto, josé a.; misael, ana maria; da silva, dirceu reis; d’avila, ronaldo; andreoli, maria claudia cruz; kraychete, angiolina; bastos, kleyton; do nascimento, marcelo mazza title: position statement from the brazilian society of nephrology regarding chloroquine and hydroxychloroquine drug dose adjustment according to renal function date: 2020-08-26 journal: j bras nefrol doi: 10.1590/2175-8239-jbn-2020-s113 sha: doc_id: 348245 cord_uid: pf5mlzrw chloroquine and hydroxychloroquine have shown promising preliminary results and have been discussed as therapeutic options for patients with covid-19. despite the lack of robust evidence demonstrating the benefits and justifying the use of one of these drugs, the final decision is the responsibility of the attending physician and should be individualized and shared, whenever possible. this position statement recommends dosage adjustment for these drugs in the context of renal impairment. em razão de resultados preliminares promissores, a hidroxicloroquina e a cloroquina têm sido discutidas como opção terapêutica para pacientes com covid-19. apesar da ausência de estudos robustos que evidenciem o benefício e justifiquem o uso de uma dessas drogas, a decisão final compete ao médico assistente, devendo ser individualizada e, sempre que possível, compartilhada. a presente nota pretende orientar o ajuste posológico dessas drogas no contexto da disfunção renal. cloroquina; hidroxicloroquina; antimaláricos; posologia; cálculos da dosagem de medicamento; insuficiência renal. chloroquine and hydroxychloroquine have shown promising preliminary results and have been discussed as therapeutic options for patients with covid-19. despite the lack of robust evidence demonstrating the benefits and justifying the use of one of these drugs, the final decision is the responsibility of the attending physician and should be individualized and shared, whenever possible. this position statement recommends dosage adjustment for these drugs in the context of renal impairment. keywords: chloroquine; hydroxychloroquine; antimalarials; posology; drug dosage calculation; renal failure. on the first day of april 2020, informative note nº 6/2020-daf/sctie/ms was published, establishing that the brazilian ministry of health (ms) would make the medications available for use, in confirmed cases and at medical criteria, chloroquine and hydroxychloroquine as adjunctive therapy in the treatment of severe forms in hospitalized patients, without other supportive measures being neglected in their favor 1 . on april 6, the ms published "guidelines for the diagnosis and treatment of covid-19", in which it also instructed on the use of chloroquine and hydroxychloroquine as adjuvant therapy in severe forms of the disease, in confirmed cases and upon medical discretion 2 . on april 23, the federal board of medicine (cfm) published its note no. 04/2020, which establishes criteria and conditions for the prescription of chloroquine and hydroxychloroquine for patients with a confirmed diagnosis of covid-19 3 . the cfm, in its understanding, concluded that there is no solid evidence that these drugs have a confirmed effect on the prevention and treatment of this disease. however, considering the exceptional nature of the situation, and during the declared period of the covid-19 pandemic, cfm considered it possible to prescribe these drugs in three specific situations: 1. the use of chloroquine or hydroxychloroquine in patients with mild symptoms, in the onset of the clinical picture, after other viruses (such as influenza, h1n1, dengue) and a confirmed diagnosis of covid-19 can be considered. 2. patients with important symptoms, but still without the need for intensive care, with or without a recommendation for hospitalization. 3. patients in critical condition receiving intensive care, including mechanical ventilation. in these situations, the principle that must, mandatorily, guide the treatment of the patient is that of the physician's autonomy, as well as upholding the doctorpatient relationship, "this being the closest possible, with the objective of offering the best treatment currently available to the patient". in all contexts, the prescription of drugs will be the responsibility of the attending physician, in a decision shared with the patient 3 . the brazilian society of nephrology understands that there is no solid evidence that these drugs have a confirmed effect on the prevention and treatment of covid-19. if the doctor chooses to use one of these drugs in the population with chronic kidney disease, especially in dialysis patients, he/she must consider its long half-life (up to 40-50 days). both are not excreted by dialysis and have renal excretion of around 40-50%, with 50% protein binding [4] [5] [6] [7] . therefore, chloroquine and hydroxychloroquine should be used with extreme caution in patients with chronic or acute renal dysfunction, especially due to the arrhythmogenic potential of the drug. while the manufacturer and some sources do not advise on dose adjustment for renal function, other recommendations suggest a 50% dose reduction in patients with glomerular filtration rate <10 ml/min/1.72m 2 on hemodialysis, hemodiafiltration, peritoneal dialysis or under conservative treatment 6, 8 . given the above and the associated risks, the brazilian society of nephrology advises its associate doctors to prescribe one of these drugs according to the recommendations established by cfm and ms, which recommend a 50% reduction in the recommended dose of chloroquine and hydroxychloroquine in patients with glomerular filtration rate <10 ml/min/1.72 m 2 , in dialysis or conservative treatment. the doctor should also note that, regardless of the modality of renal replacement therapy, no additional dose of the drug is required after dialysis. secretaria de ciência, tecnologia, inovação e insumos estratégicos em saúde secretaria de ciência, tecnologia, inovação e insumos estratégicos em saúde. diretrizes para o diagnóstico e tratamento da covid-19 tratamento de pacientes portadores de covid-19 com cloroquina e hidroxicloroquina therapy and pharmacological properties of hydroxychloroquine and chloroquine in treatment of systemic lupus erythematosus, rheumatoid arthritis and related diseases gestione dei farmaci antireumatici nell'insufficienza renale drug prescribing in real failure: dosing guidelines for adults and children chloroquine for sars-cov-2: implications of its unique pharmacokinetic and safety properties the renal drug handbook. the ultimate prescribing guide for renal practitioners key: cord-297010-imciixde authors: babayeva, mariana; loewy, zvi title: repurposing drugs for covid-19: pharmacokinetics and pharmacogenomics of chloroquine and hydroxychloroquine date: 2020-10-23 journal: pharmgenomics pers med doi: 10.2147/pgpm.s275964 sha: doc_id: 297010 cord_uid: imciixde background: a new coronavirus sars-cov-2 has been identified as the etiological agent of the severe acute respiratory syndrome, covid-19, the source and cause of the 2019–20 coronavirus pandemic. hydroxychloroquine and chloroquine have gathered extraordinary attention as therapeutic candidates against sars-cov-2 infections. while there is growing scientific data on the therapeutic effect, there is also concern for toxicity of the medications. the therapy of covid-19 by hydroxychloroquine and chloroquine is off-label. studies to analyze the personalized effect and safety are lacking. methods: a review of the literature was performed using medline/pubmed/embase database. a variety of keywords were employed in keyword/title/abstract searches. the electronic search was followed by extensive hand searching using reference lists from the identified articles. results: a total of 126 results were obtained after screening all sources. mechanisms underlying variability in drug concentrations and therapeutic response with chloroquine and hydroxychloroquine in mediating beneficial and adverse effects of chloroquine and hydroxychloroquine were reviewed and analyzed. pharmacogenomic studies from various disease states were evaluated to elucidate the role of genetic variation in drug response and toxicity. conclusion: knowledge of the pharmacokinetics and pharmacogenomics of chloroquine and hydroxychloroquine is necessary for effective and safe dosing and to avoid treatment failure and severe complications. sars-cov-2 is a new coronavirus type that has not been previously identified in humans. little is known about the highly infectious virus or how to combat it. the current strategy considers two broad categories of therapies: antivirals, which may target the coronavirus directly, and host modifiers and immune-based medications, which may influence the immune response to the virus. currently, all the therapeutic agents are repurposed medications. for approximately 6000 identified medical conditions, only 500 have approved therapies; a critical need currently exists for the availability of drug therapies. [1] [2] [3] drug repurposing helps to minimize the deficiency and delivers a candidate at a shorter development time and a lesser cost. 4 a key advantage of repurposed drugs is that safety has been established and only efficacy of the new indication needs to be assessed. 5 many of the wellknown repurposed drugs, including sildenafil, minoxidil and aspirin emerged by chance from "unorganized" drug discovery processes. 6 several diverse disease states have common transcriptional inflammatory and metabolic pathways, suggesting that drugs designed for treatment of one disease can potentially be used to treat other diseases. 7 drug repurposing is being applied to finding a therapeutic approach for the covid-19 pandemic. thirty-one potential broad-spectrum antiviral agents (bsaas) were recently identified as having potential for treating sars-cov-2/covid-19. 8 several existing bsaas have been initiated into clinical trials ( table 1) . two of the drugs listed in table 1 , hydroxychloroquine and chloroquine, have been proposed as treatments for covid19 . chloroquine (aralen ® ) and hydroxychloroquine (plaquenil ® ) are 4-aminoquinoline medications used to treat several disease states. chloroquine (cq) was first developed for the treatment of malaria. 9 hydroxychloroquine (hcq) is β-hydroxylated analogue of cq. 10 both medications have been successfully used to treat extraintestinal amebiasis, several infectious (hiv, q fever, zika virus, fungal infections) and rheumatological (systemic lupus erythematosus, antiphospholipid syndrome, rheumatoid arthritis, sjögren's syndrome) diseases. [11] [12] [13] in the therapy of malaria, the agents inhibit the action of heme polymerase, which causes the buildup of toxic heme in plasmodium species. 14, 15 the antiviral activity is not fully understood. the drugs accumulate in human organelles, raise the endosomal ph and prevent viral activity. [16] [17] [18] the elevated ph inhibits nucleic acid replication, glycosylation of viral proteins, viral fusion and entry into the cell, viral assembly and release. 19 postmarketing cases of life-threatening and even fatal events have been reported for chloroquine and hydroxychloroquine. an overdose of cq can cause acute poisoning and death. 20 hcq was demonstrated to be 40% less toxic than chloroquine, although prolonged and overdose administration can still cause poisoning. 21, 22 patients may present with atrioventricular block, pulmonary hypertension, sick sinus syndrome or with cardiac complications. the most life-threatening adverse reaction is qtc prolongation with subsequent risk of ventricular arrhythmias. 23 concomitant qtc-prolonging medications may increase the severity of the complication even more. 24 the mechanism of qtc prolongation by chloroquine and hydroxychloroquine is unknown, largely depending on the cardio-vascular health of the patients. [25] [26] [27] another complication of the two medications is retinopathy (chloroquine retinopathy), which can result in irreversible impairment of the retina. 28, 29 high concentrations of the drugs in the retina, due to binding to retinal melanin, result in the damage of the tissue. 30 hydroxychloroquine may also produce a severe cutaneous adverse effect such as a generalized pustular figurate erythema (gpfe). 126 high concentrations of the medications in the skin and very slow cutaneous elimination (longer than 6 months) may result in this severe cutaneous reaction. 59, 87 the most common adverse effects of the drugs are nausea, vomiting, diarrhea. 31 other complications include hypoglycemia in diabetics, hemolytic anemia in g6pd deficiency patients, tinnitus and headache. 32, 33 chloroquine and hydroxychloroquine for covid-19 therapy chloroquine and hydroxychloroquine have shown the ability to inhibit replication of multiple coronaviruses in vitro, [34] [35] [36] including sars-cov-2 in concentration-dependent manner. 17, 19, 22, 37, 38 the anti-sars-cov-2 activity of hcq seems to be less potent compared to cq. the ec 50 for cq (2.71 μm) was significantly lower than that of hcq (4.51μm). 22 in contrast, hydroxychloroquine was found more potent than chloroquine against sars-cov2 when given post-infection and prophylactically. 19 clinical evidence of the effectiveness of hcq or cq for the treatment of covid-19 is limited. some small clinical trials have shown therapeutic benefits of the drugs, while others have shown the opposite. in recent clinical trials, over 100 people with covid-19 have been treated with pharmacogenomics and personalized medicine 2020:13 532 chloroquine. these patients had less severe disease and a shorter illness duration compared to those who did not receive chloroquine. 39 another open-label non-randomized clinical trial with 36 covid-19 patients demonstrated that hydroxychloroquine treatment resulted in viral load reduction/disappearance in the patients. the effect was reinforced by azithromycin. 40 contrasting results were reported in a small study with 11 hospitalized patients; no difference in clinical outcomes was observed between patients treated with hcq and azithromycin and patients on standard care. 41 in a randomized trial with 62 hospitalized patients, patients on hcq had a more substantial proportion of clinical improvement of pneumonia (80% vs 55%) than patients with standard care. 42 in another clinical trial with 368 covidpatients, an increased overall mortality was observed in the patients treated with hydroxychloroquine. 43 more clinical trials are going on. the fda has issued an emergency use authorization for cq and hcq to treat covid-2019 infection, allowing the unapproved use of these medications in light of a public health emergency. 32, 33 on april 24, the fda issued warning against hcq or cq unless the therapy is closely supervised by a healthcare professional. 44 the caution was initiated after the agency received reports of serious adverse effects in covid-19 patients. these findings do not apply to the use or evaluation of hydroxychloroquine in pre-or post-exposure prophylaxis in patients exposed to covid-19. these results bring forward the need for large controlled clinical trials to provide guidance on safe and effective dosing of cq/hcq for covid-19 therapy. furthermore, response to drugs is subject to interindividual variability. patients treated with the same dose of the same drug, may exhibit lack of efficacy, or adverse reactions. the variability, at least in part, is attributed to genetic polymorphisms. knowledge of pharmacogenomic (pgx) of the drugs is necessary to estimate effective and safe dosing and to avoid/minimize adverse reactions. no pgx studies have been conducted to investigate the interpatient variability of cq and hcq in covid-19 patients. the purpose of the study was to highlight the importance of large, randomized, controlled clinical trials and pharmacogenomic studies to assess the optimal dosing of cq and hcq in diverse populations as a treatment for covid-19. a review of the literature was performed using medline/ pubmed/embase database resources for english language papers from 1947 up to july 2020 to identify appropriate articles that addressed the objectives of this review. a variety of keywords were employed in keyword/title/abstract searches that included: chloroquine, cq, hydroxychloroquine, hcq, pharmacokinetics, pharmacogenomics, covid-19, sars-cov-2. we obtained 126 appropriate results after screening all sources; relevant and nonrelevant. the publications were reviewed independently by two investigators. the investigators extracted the data and inspected each reference identified by the search. in cases where the same studies were reported in more than one publication, the study's results were accounted for only once. limits to the search strategy were english language articles and human studies. the electronic search was followed by extensive hand searching using reference lists from the identified articles. the search method was used to strengthen existing concepts and to identify study designs for upcoming research studies. this paper presents the current knowledge on chloroquine (cq) and hydroxychloroquine (hcq) pharmacokinetics (pk) with a focus on stereoselectivity of their disposition. both drugs are racemic mixtures, consisting of equal amounts of r(-) and s(+)-enantiomers. 45 the pharmacokinetics of these two 4-aminoquinolines are similar and regulate dosing of the drugs. cq is available as chloroquine phosphate, aralen ® . each 500-mg tablet of chloroquine phosphate contains 300 mg of chloroquine. hcq is available as hydroxychloroquine sulfate, plaquenil ® . each 200-mg tablet of hydroxychloroquine sulfate contains 155 mg of hydroxychloroquine. doses of both agents are based on ideal body weight (ibw). chloroquine doses are 3.5-4.0 mg/kg/day and produce plasma levels of 6 to 9 × 10 −7 m/l. doses of hydroxychloroquine are 6.0-6.5 mg/kg/day and produce plasma concentrations of 1.4 to 1.5 × 10 −6 m/l. 46 an initial adult dose of chloroquine phosphate for malaria therapy is 1 g followed by 500 mg given at 6-8 hours, 24, and 48 hours. lupus erythematosus and rheumatoid arthritis chloroquine phosphate dosage is 250 mg daily with dose reduction after remission. 9 initial adult dose of hydroxychloroquine sulfate is 800 mg followed by 400 mg given at 6-8 hours, 24, and pharmacogenomics and personalized medicine 2020:13 submit your manuscript | www.dovepress.com dovepress 533 48 hours. lupus erythematosus and rheumatoid arthritis initial treatment is 400-600 mg of hydroxychloroquine sulfate daily for several weeks or months. 10 pediatric dosage of chloroquine and hydroxychloroquine is based on body weight. an initial pediatric dose of chloroquine phosphate for treatment of malaria is 16.7 mg/kg followed by 8.3 mg/kg given at 6, 24, and 48 hours after initial dose. maximum total dose is 2.5 g. 9 initial pediatric dose of hydroxychloroquine sulfate for treatment of malaria is 12.9 mg/kg followed by 6.4 mg/ kg given at 6, 24, and 48 hours after the first dose. maximum total dose is 2 g. 10 cq and hcq have been used for prophylaxis and treatment of malaria in pregnant women without evidence of adverse effects on the fetus. dosing for treatment and prophylaxis of uncomplicated malaria is the same in pregnant and nonpregnant adults. due to pregnancy-induced physiologic changes, some pharmacokinetic properties of the drugs may be altered, suggesting dose adjustments may be needed. but data are not sufficient to determine an appropriate dosing during pregnancy. 9, 10 small amounts of chloroquine and hydroxychloroquine excrete into breast milk. the amounts of the drugs are not sufficient to harm the infant nor to protect the child from malaria. weekly cq/hcq of 500/400 mg may be given until breastfeeding is completed. 9, 10 no information is available on the effect of chloroquine and hydroxychloroquine in geriatric patients. but because cq and hcq are mostly excreted in the urine, elderly patients with age-related kidney problems may require caution and a dose adjustment for the patients. the dose adjustment should be based on the kidney function. the optimal dosing of hcq and cq for treatment of covid-19 is unknown. most of the published clinical studies had hcq dosage of 400 mg/5 days or 800 mg on the first day and 400 mg for the next 4 days. the latest regimen was supported by pharmacokinetic modelling, where an oral hcq sulfate loading dose of 400 mg twice daily, followed by a maintenance dose of 200 mg twice daily for 4 days was able to achieve treatment efficacy and a good safety profile. 19 this regimen reached three times the potency of cq phosphate given 500 mg twice daily for 5 days. 19 however, more reliable information is required before it can be widely used to treat covid-19. oral absorption of chloroquine and hydroxychloroquine in humans is efficient. both drugs have oral bioavailability of 0.7-0.8. 47,48 although 2-3-fold difference in the absorbed fraction of oral doses was reported. 49, 50 maximum blood concentrations (cmax) for the oral doses showed significant differences between subjects (range 135-422 ng/ml), but not within subjects. 51, 52 oral bioavailability of chloroquine is 52-114%. cq oral tablets have slightly greater bioavailability than oral solutions, 67-114% vs 52-102%, respectively. 16 hydroxychloroquine has oral bioavailability of 67-74%. 47, 53 antacids may decrease the bioavailability of both drugs. 54 oral chloroquine reaches cmax faster than hydroxychloroquine. time to reach the maximum level (tmax) for cq was estimated at 30 minutes, 16,55-57 while tmax for hcq was estimated 3.74 hours. 47, 58 absorption of the r and s enantiomers was not significantly different. 47 distribution cq and hcq have multicompartment disposition in humans with wide distribution to the body tissues. 48 highest concentrations were found in the melanin-containing cells, the retina and the skin. high levels were observed in the liver, spleen, kidney, and lung. 59 in the blood, concentrations in erythrocytes were up to 5 times higher than in plasma. 60 reported volumes of distribution were 44,000 l and 65,000 l for hcq and cq, respectively. 16, 57, [61] [62] [63] plasma protein binding of the drugs ranges between 50% and 60%. 47, 64 cq and hcq are mostly bound to two plasma proteins, albumins and α-1-acid glycoproteins. binding of both compounds to plasma proteins is stereoselective. chloroquine is approximately 60% bound to plasma proteins. 16, 65 extend of s(+)-chloroquine plasma protein binding is greater than binding of r(-)-chloroquine (67% vs 35%). 66 binding of hydroxychloroquine to plasma proteins is around 50%, which is less than chloroquine binding. the s-hydroxychloroquine is 64% bound to plasma proteins, while the r-hydroxychloroquine is only 37% protein bound. 47 following separate administration of the individual enantiomers of both drugs, r(-)-isomers reach higher and more sustained plasma and ocular concentrations than s(+)-forms. 16, 67, 68 metabolism chloroquine and hydroxychloroquine have long half-lives and low blood clearance. cq is rapidly n-desethylated into two major metabolites: desethylchloroquine (40%) and bisdesethylchloroquine (10%). 69, 70 desethylchloroquine is the pharmacologically active metabolite and further metabolizes to bidesethylchloroquine. cq is metabolized primarily by cyp2c8 and cyp3a4 mediating 80% of the total submit your manuscript | www.dovepress.com pharmacogenomics and personalized medicine 2020:13 metabolism of the drug. other enzymes, cyp3a5 and cyp2d6 break down chloroquine to a lesser extent. 69, [71] [72] [73] metabolism of cq is stereoselective. after administration of the individual enantiomers, the concentration of (r)-chloroquine was 1.3-fold higher compared to concentrations of (s)-chloroquine in plasma and 1.8-fold higher in the blood in patients with rheumatoid arthritis. 74 blood concentrations of the active metabolite s(+)desethylchloroquine exceeded those of the r(-)forms. 67, 75, 76 hcq has similar to chloroquine biotransformation but breaks down into more metabolites. hcq is n-dealkylated by cyp3a4 to the two active metabolites desethylhydroxychloroquine, desethylchloroquine and an inactive metabolite bidesethylchloroquine. other cytochrome p450 enzymes (cyp2c8, 2d6, and 3a5) are involved in the metabolism to a lesser extent. 64, 77 biotransformation of hcq is also stereoselective. several studies have reported faster hepatic metabolism of s(+)-enantiomers compared to metabolism of r(-)-enantiomers. 67, 76, [78] [79] [80] the blood and plasma concentrations of r-hydroxychloroquine exceeded those of the s-hydroxychloroquine with the mean r/s ratio of 2.2 in the blood and 1.6 in the plasma. 81 the mean blood concentration ratio r/s for desethylhydroxychloroquine was 0.45 and for desethylchloroquine was 0.56, indicating stereoselective metabolism of the compound. 81 similar doses of the two drugs produced 11-fold variations in the blood concentrations in patients with rheumatoid arthritis 47, 63, 82, 83 and in healthy volunteers, 52, 64 suggesting different extend of metabolism among individuals. moreover, chloroquine and hydroxychloroquine are involved in several metabolic drug-drug interactions (ddis). a cyp3a4 inhibitor, cimetidine increased serum concentrations of cq by 48%. 84 another cyp3a4 inhibitor, ketoconazole reduced the formation of active metabolite desethylchloroquine. 71, 85 excretion urinary excretion is the main route of elimination for chloroquine and hydroxychloroquine. the 50% of a chloroquine dose is recovered in the urine as unchanged drug, with 10% of the dose recovered in the urine as its active metabolite desethylchloroquine. 16 the 19% of a cq dose is recovered in feces. 86 small amounts (5%) of the drug eliminate through the skin and up to 45% stored in lean tissues. 46 elimination from the skin is very slow. cq remains in the skin longer than 6 months, a time when the drug is no longer detectable in the plasma. 87 chloroquine and active metabolite desethylchloroquine have elimination half-lives of 20 to 60 days and may be detected in urine months after a single dose. 16 chloroquine has a total clearance of 0.35-1l/h/kg. 16 renal clearance accounts for half of the total systemic clearance and increases by acidification of the urine. 87 the renal excretion accounts for 40-50% of hcq elimination, where only 16-21% is excreted as unchanged drug. 47 the 24-25% of absorbed dose is excreted in the feces, which is greater than cq feces excretion. 46 the elimination through the skin and long-term storage in lean tissues is identical to those of chloroquine, 5% and 45%, respectively. 21, 46, 88 the total clearance of hydroxychloroquine is 96 ml/min. 47 iv hydroxychloroquine has a halflife of 40 days (22.4 days in blood, and 123.5 days in plasma). 89 the elimination half-life of both drugs is significantly longer in patients with chronic renal disease. 16, 57 in anuretic patients, the plasma levels were 70% and 25-30% higher for cq and hcq, respectively, compared to concentrations in subjects with normal kidney function. 53 enantioselective renal elimination of the medications has been demonstrated in patients. 66 ,74 (s)-hydroxychloroquine had a mean renal clearance approximately twice that of (r)hydroxychloroquine. in addition, the mean renal clearance of active (s)-metabolites was also higher than that of (r)metabolites. 81 the main mechanism of renal elimination of the medications is tubular secretion as renal excretion 7-fold exceeds the glomerular filtration rate. 57, 90 the tubular secretion is an active process mediated by membrane proteins. it was reported that chloroquine is a substrate and potent competitive inhibitor of multidrug and toxin extrusion protein 1 (mate1). 91, 92 as substrates and/or inhibitors of active transport and metabolism, cq and hcq may be involved in several drug-drug interactions. [93] [94] [95] [96] [97] [98] response to drugs is subject to inter-individual variability. 40-70% of individuals that receive a drug, exhibit lack of efficacy, or adverse drug reactions. up to 30% of the variability is attributed to genetic polymorphisms. 99 cytochrome p450 enzymes are major determinants of drug response. they are responsible for approximately 80% of phase i drug metabolism, and 70% of drug clearance. 100 the human cyp supergene family includes 57 genes, 12 of pharmacogenomics and personalized medicine 2020:13 submit your manuscript | www.dovepress.com dovepress 535 which are responsible for more than 75% of all drug oxidation reactions. 100 the cyp genes are highly polymorphic composed of large numbers of single-nucleotide polymorphisms (snps) and copy number variations. the most studied are genes of cyp2d6, 2c9, 2c8, 3a4, and 3a5 enzymes. [101] [102] [103] [104] [105] [106] [107] [108] [109] [110] however, drug pharmacokinetics also depend on the renal excretion of the medications. mate1, encoded by slc47a1 gene, has been identified as a major efflux transporter involved in the renal excretion of many drugs including chloroquine. 91, [111] [112] [113] [114] [115] pharmacogenomics informing chloroquine malaria pharmacotherapy individual variation in drug response is a critical challenge in effective drug pharmacotherapy. both the nature of the drug, as well as the dose of the drug, are subjected to vary on an individual basis. genetic polymorphisms in metabolizing enzymes influence the pharmacokinetics and drug response. 116 plasmodium vivax is the major cause of malaria disease outside africa. the world health organization (who) recommends chloroquine as a component of the treatment protocol for uncomplicated p. vivax malaria. 117 chloroquine is metabolized by the cyp450 isozymes 2c8, 3a4, 3a5 and 2d6. the cyp2c genes are located in a cluster on chromosome 10q24, organized as cent-cyp2c18-cyp2c19-cyp2c9-cyp2c8-tel. 118 the cyp2c8 gene is approximately 30 kb in size and includes nine exons. 119 cyp2c8 is the most divergent with respect to its protein sequence. interindividual variability in chloroquine efficacy was previously reported in africa and asia and attributed to: p. vivax resistance to chloroquine, noncompliance, suboptimum dose and drug-drug interactions. 120 in a study reported in 2016, assessment of genetic polymorphisms in chloroquine metabolizing enzymes was identified as a need. 121 to that end, the investigators focused on a cohort consisting of 164 p. vivax malaria patients followed during malaria treatment from 2007 to 2009. the study reported for the first time the influence of the cyp2c8 gene on gametocyte clearance rate with patients undergoing chloroquine/primaquine malaria treatment. from baseline until the first day of treatment, wild-type cyp2c8 homozygous individuals achieved greater reduction in gametocytes as compared to individuals without this genotype. the results suggested that cyp2c8, cyp2c9 and cyp23a5 genetic variants influenced chloroquine malaria treatment. discoid lupus erythematosus is the most common form of cutaneous lupus. 122 patients diagnosed with systemic lupus erythematosus and rheumatoid arthritis show a positive correlation between whole blood hydroxychloroquine levels and clinical response. 62 hcq is metabolized to n-desethylhydroxychloroquine in the liver. 123 the reaction is mediated by cyp3a4, cyp2c8, cyp2d6 and cyp3a5 isoforms. 71, 123 in a study reported by lee et al, 194 systemic lupus erythematosus patients were genotyped for 4 snps in cyp3a4*18b, cyp2d6*10, cyp3a5*3. 124 the association of the respective genotypes with blood hydroxychloroquine and n-desethyl hydroxychloroquine was the focus of the investigation. the cyp2d6*10 allelic variants were found to be significantly associated with the n-desethylhydroxychloroquine/hydroxychloroquine ratio. the study demonstrated that this ratio is related to cyp2d6 polymorphisms in systemic lupus erythematosus patients treated with hydroxychloroquine. a multicenter observational and pharmacogenetic study with 200 discoid lupus erythematosus patients treated with hcq was reported by wahie et al. 125 thirty-nine percent of the patients failed to respond to hydroxychloroquine, or developed toxicity. the study showed a trend for cyp2c8 variants to be associated with better response. the pk and pd characteristics of chloroquine and hydroxychloroquine need to be evaluated in order to provide safe and effective covid-19 therapy. the pharmacokinetics of chloroquine and hydroxychloroquine are similar. oral absorption of the drugs is comparable with bioavailability values of 0.7-0.8. 47, 48 but the two medications have significant variations in bioavailability between individuals. 49, 50 genetic polymorphism of cyp enzymes involved in the presystemic metabolism can explain at least in part the individual differences in the oral absorption of the drugs and may reflect the variations in blood and tissue concentrations of the drugs in covid-19 patients. both cq and hcq have wide distribution to the body tissues. plasma protein binding of the drugs varies between 50% and 60%. 47, 64 cq and hcq are known to be enantioselective in their dispositions. both medications have similar stereoselective patterns of protein binding. s (+)-isomers are more bound to plasma proteins than r(-)isomers, suggesting that free plasma concentrations are higher for r(-)-forms. 45 such differences in the plasma submit your manuscript | www.dovepress.com pharmacogenomics and personalized medicine 2020:13 protein binding can be responsible in part for the variations in therapeutic response and toxicity of the isomers in covid-19 patients treated with cq or hcq, as only free drug can interact with receptors and produce therapeutic and/or side effects. chloroquine and hydroxychloroquine have long halflives. the long half-life can be attributed to extensive tissue uptake rather than decreased elimination. chloroquine is n-desethylated into two major metabolites largely by cyp3a4 and cyp2c8, while hydroxychloroquine metabolizes into three metabolites primarily by cyp3a4. 69, 70 metabolism of both drugs is stereoselective. the higher blood and plasma concentrations of (r)-forms confirm the stereoselective metabolism of the medications, where s-enantiomers metabolize faster than r-enantiomers. 74, 81 as a result, s(+)-isomers have shorter half-life than r(-)isomers. similar doses of both medications produce large (11-fold) variations in the blood concentrations in patients with rheumatoid arthritis and in healthy volunteers. 47, 64, 82, 83 comparable differences in drug levels may be expected in covid-19 patients. the variability can be explained by the stereoselective metabolism as well as genetic polymorphism of the p-450 enzymes involved in the biotransformation of the medications. individual variation in drug response is a critical challenge in effective drug pharmacotherapy. up to 70% of individuals that receive a drug, exhibit lack of efficacy or adverse drug reactions, at least partially, due to genetic polymorphisms. 99 gene polymorphisms influence metabolism as well as active transport. cyp2d6 the most extensively studied cyp gene metabolizes approximately 25% of all drugs. genetic polymorphisms resulting in increased cyp2d6 metabolic capabilities have been linked to decreased treatment response with tricyclic antidepressants, increased occurrences of respiratory depression and opioid toxicity. 101, 102 cyp2c9 deficiency is related to bleeding complications with warfarin and other anticoagulants treatment. fifty percent of interindividual variability in dose requirements is observed in concert with age, body surface area and polymorphisms in vkorc1. 103 cyp2c8 is involved in the metabolism of many medications including non-steroidal anti-inflammatory drugs, thiazolidinediones, chemotherapy agents, chloroquine and hydroxychloroquine. cyp2c8 genotyping should be considered as a viable option in africans and europeans in which 19.2% and 17.2% of cyp2c8 alleles, respectively, exhibit reduced functionality. 104 the cyp3a subfamily is the most abundant of the p-450 enzymes. cyp3a4 and cyp3a5 metabolize more than half of the marketed drugs. 105, 106 the most common variant of cyp3a4 enzyme, cyp3a4*1b has been associated with reduced cyp3a4 activity. 107 the cyp3a4*1b allelic frequency varies among different ethnic groups, ranging from 0% in chinese to 67% in african americans. [108] [109] [110] is polymorphically expressed in 10-20% in caucasians, 33% in japanese and 55% in african americans. 109 the primary variant is cyp3a5*3, which has been associated with low cyp3a5 protein expression and reduced metabolic activity. the cyp3a5*3 allele frequency varies from approximately 50% in african americans to 90% in caucasians. 109 other allelic variants have been reported for both cyp3a4 and cyp3a5. however, the variants occur at relatively low allelic frequencies and their functional significance has not been verified and validated. determination of cyp3a, cyp2c8 and cyp2d6 polymorphism and, therefore, activity is important to establish safe and efficient dosing of chloroquine and hydroxychloroquine for treatment of covid-19 patients. a recent study reported for the first time the influence of the cyp2c8 gene on clearance in patients with chloroquine/primaquine therapy. 121 wild-type cyp2c8 homozygous individuals achieved greater reduction in gametocytes as compared to individuals without this genotype. 121 another study demonstrated cyp2d6 polymorphisms in systemic lupus erythematosus patients treated with hydroxychloroquine. cyp2d6*10 allelic variants were found to be significantly associated with altered metabolism of hcq. 124 a study with 200 lupus erythematosus patients treated with hydroxychloroquine demonstrated 39% of the patients failed to respond to the therapy or developed toxicity. 125 similar trend was observed in a recent clinical trial with covid-patients treated with hydroxychloroquine. 43 additionally, the study with 200 lupus erythematosus patients showed a trend for cyp2c8 variants to be associated with better response. 125 overall, the results suggest that cyp2c8, cyp2d6 and cyp3a genetic polymorphisms may influence chloroquine and hydroxychloroquine pharmacokinetics and covid-19 patients treated with the same dose of cq or hcq may exhibit lack of efficacy or adverse reactions. the variability in therapeutic response may require dose adjustment of cq/ hcq in treatment of covid-19 patients. urinary excretion is the primary route of elimination for chloroquine and hydroxychloroquine. the 50% of a cq dose is recovered in the urine as unchanged drug, while only 16-21% of an hcq dose is renally excreted as pharmacogenomics and personalized medicine 2020:13 submit your manuscript | www.dovepress.com dovepress unchanged drug. 16, 47 however, a greater fraction of absorbed hcq dose excretes in the feces compared to the fraction of cq dose. the elimination half-lives of both medications are significantly longer in patients with chronic renal disease. 16, 57 this finding recommends that the two drugs should be used with caution in patients with renal impairment, as kidney dysfunction may lead to greater drug retention and higher risk of adverse effects. renal elimination of both compounds is stereoselective, (s)-isomers have a mean renal clearance approximately twice that of (r)-isomers. 81 the main mechanism of renal elimination of the medications is tubular secretion. 57, 90 however, the molecular mechanisms of the renal tubular secretion remain mostly unidentified. it was reported that chloroquine is a substrate and potent inhibitor of the mate1 transporter. 91 given the similarity in structure between cq and hcq, it is possible to propose that hcq is also a substrate for mate1. mate1 is a proton-substrate antiporter expressed in the kidney and liver that facilitates the export of organic cations, such as metformin, paraquat, and oxaliplatin into urine and bile. 92 genetic polymorphisms of mate1 may alter the pharmacokinetics and pharmacodynamics of the medications, as drug transporters are key determinants of elimination of the drugs. mate1, encoded by the slc47a1 gene, has been identified as a major efflux transporter involved in the renal excretion of chloroquine. 91 functional snp of mate1 (rs2289669 g>a) was associated with increased glucose-lowering activity of metformin through slowing renal excretion of the anti-diabetic drug. 111, 112 the allele frequency ranges from 10.4% in african americans to 49% in mexican americans. 113 other snps may also alter transport activity of mate1 and lead to changed elimination of the corresponding drugs. 114, 115 genetic polymorphisms of mate1 can affect renal elimination of cq and hcq and, therefore, may require dose adjustment based on pharmacogenomic profiles of covid-19 patients. indeed, the active transporters and cyp enzyme polymorphisms may explain the variations in blood concentrations, therapeutic responses and severity of adverse effects of chloroquine and hydroxychloroquine. despite the evidence of the influence of genetic polymorphisms on the pharmacokinetics of chloroquine and hydroxychloroquine, no large pharmacogenomics studies have been conducted to provide guidance on the use, dosing, and duration of the therapy in covid-19 patients. additionally, chloroquine and hydroxychloroquine are involved in several ddis. cimetidine and ketoconazole, cyp3a4 inhibitors increased serum concentrations of cq. 71, 84 predictably, cimetidine and ketoconazole may also increase hcq blood concentrations by inhibition metabolism of the drug. co-administration of cq and hcq with moderate and strong cyp3a4 (boceprevir, cobicistat, azole anti-fungal agents, macrolide antibiotics, etc.), cyp2c8 (gemfibrozil, clopidogrel, deferasirox, teriflunomide) and mate1 inhibitors may result in increased plasma concentrations, longer half-life, exaggerated therapeutic effect and the toxicity of chloroquine and hydroxychloroquine. 85 significant drug interactions with chloroquine and hydroxychloroquine that should be avoided or require additional monitoring include digoxin, antiepileptics, antacids, cyclosporine, amiodarone, azithromycin, moxifloxacin, insulin and other antidiabetic agents, tamoxifen, and praziquantel. 32, 33 with the currently known or potential ddis, the use of chloroquine and hydroxychloroquine with other drug therapy requires consideration for patient safety in covid-19 patients. limited pharmacogenomic studies have been performed investigating the inter-patient variability of chloroquine and hydroxychloroquine in both malaria and lupus patient populations. moreover, data to support the use of hydroxychloroquine and chloroquine for covid-19 are limited and inconclusive. the off-label use of chloroquine and hydroxychloroquine to treat covid-19 must be used with caution given the toxicities: cardiac, retinal and cutaneous severe adverse effects. well-designed randomized trials incorporating pharmacogenomics need to be performed in a timely manner to achieve safe and effective dosing and to reduce severity of adverse effects. cq, chloroquine; ddi, drug-drug interaction; ec 50 , 50% maximal effective concentration; fda, food and drug administration; hcq, hydroxychloroquine; ibw, ideal body weight; mate1, multidrug and toxin extrusion protein 1; pgx, pharmacogenomics; pk, pharmacokinetics; snp, single nucleotide polymorphism. the authors report no conflicts of interest in this work. omim gene map statistics diagnosing the decline in pharmaceutical r&d efficiency can you teach old drugs new tricks? challenges and opportunities with drug repurposing: finding strategies to find alternative uses of therapeutics drug repositioning: current approaches and their implications in the precision medicine era a transcriptional signature and common gene networks link cancer with lipid metabolism and diverse human diseases discovery and development of safe-in-man broad spectrum antiviral agents aralen phosphate. the american society of health-system pharmacists the american society of health-system pharmacists fda-approved drug, prevents zika virus infection and its associated congenital microcephaly in mice repurposing of the anti-malaria drug chloroquine for zika virus treatment and prophylaxis current and future use of chloroquine and hydroxychloroquine in 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international, peer-reviewed, open access journal characterizing the influence of genotype on pharmacology leading to the development of personalized treatment programs and individualized drug selection for improved safety, efficacy and sustainability. this journal is indexed on the american chemical society's chemical abstracts service (cas). the manuscript management system is completely online and includes a very quick and fair peer-review system key: cord-334170-85x5vmyi authors: masoudi-sobhanzadeh, yosef; masoudi-nejad, ali title: synthetic repurposing of drugs against hypertension: a datamining method based on association rules and a novel discrete algorithm date: 2020-07-16 journal: bmc bioinformatics doi: 10.1186/s12859-020-03644-w sha: doc_id: 334170 cord_uid: 85x5vmyi background: drug repurposing aims to detect the new therapeutic benefits of the existing drugs and reduce the spent time and cost of the drug development projects. the synthetic repurposing of drugs may prove to be more useful than the single repurposing in terms of reducing toxicity and enhancing efficacy. however, the researchers have not given it serious consideration. to address the issue, a novel datamining method is introduced and applied to repositioning of drugs for hypertension (ht) which is a serious medical condition and needs some improved treatment plans to help treat it. results: a novel two-step data mining method, which is based on the if-then association rules as well as a novel discrete optimization algorithm, was introduced and applied to the synthetic repurposing of drugs for ht. the required data were also extracted from drugbank, kegg, and drugr+ databases. the findings indicated that based on the different statistical criteria, the proposed method outperformed the other state-of-the-art approaches. in contrast to the previously proposed methods which had failed to discover a list on some datasets, our method could find a combination list for all of them. conclusion: since the proposed synthetic method uses medications in small dosages, it might revive some failed drug development projects and put forward a suitable plan for treating different diseases such as covid-19 and ht. it is also worth noting that applying efficient computational methods helps to produce better results. hypertension (ht) is a long-term medical condition, in which blood circulates anomalously through the vessels. in terms of the nature of ht, the patients are divided into two groups, which are as follows [1] : i) the primary ht: some genetic factors as well as unhealthy lifestyles such as having a salty diet, smoking, drinking alcohol, stresses and strains, overweight etc. [2] all have an important role in inducing ht. more than 90% of the hypertensive patients who are mostly adults, are placed in this category. ii) the secondary ht: some medical conditions such as the chronic kidney illnesses might also give rise to ht [3] . less than 10% of the patients, whose ht may be reduced through treating the main condition [4] , are placed in this group. according to the world health organization, about 1.3 billion people around the world, which is a remarkable number, suffer from ht [5] . most of these patients who are from the low and middle-paid countries [6] , need some proper therapeutic plans such as drug repurposing methods which could yield the desired effect [7] . drug repurposing or drug repositioning process, which may be the best option to treat diseases, brings about some big advantages as follows: first, it may make the finding treatment plan against ht a cost-effective and time-saving process. second, it might be useful in treating both the orphan and rare ht diseases such as covid-19, considering the fact that drug companies cannot afford to develop new molecular entities or cannot develop a suitable medication in a reasonable time order. third, it might prove that the existing drugs have many hidden medical benefits in treating ht, in view of the fact that such advantages have not been detected before. beside taking advantage of drug repurposing, the synthetic repurposing of drugs, in which instead of recommending a specific drug, a combination of two or more medicines is prescribed, might yield various advantages as follows: i) it might lessen the medicines' toxicity through applying them in small doses [8] , which in turn can lead to reviving the previous drug development projects which have failed due to facing some biological problems such as bioavailability or large amounts of toxicity. ii) it may increase the effectualness of drugs and yield some better treatment methods. in contrast to a single therapy, a proper combination of drugs can produce much better synergic effect and have more control over the disease. however, the drug-drug adverse reactions are considered to be the main challenge in front of the researchers [9] . iii) it may pave the way for developing a new research branch of drug repurposing and expanding the drug usages in a wide range of diseases [10] , which in turn can help pharmaceutical companies or pharmacologists determine the doses of drugs and address their technical issues. iv) the results obtained from the synthetic repurposing of drugs may also be applied to a combination therapy, in which a drug can increase the effectualness of one particular drug when combined with it [11] . there is a marked difference between the synthetic treatment and combination therapy concepts. the first one is based on a synthesis of different drugs instead of a given medication, whereas the second one combines one or more medications with a given drug [12] . in other words, in the synthetic repurposing method, a combination of two drugs (a and b) is used instead of a given drug (c), whereas in the combination therapy, a combination of a given drug (c) and another drug (e) is being used. the present study aims to introduce the synthetic repurposing of drugs as a useful approach to treat various diseases such as ht. for this purpose, a novel datamining method, which is based on our proposed algorithm and the association rules, is presented. the approach employed to conducting the research, consists of two main parts as follows: first, the if-then association rules are applied to a large volume of data to extract information about the drug-target interactions, the drug-drug adverse reactions, and the drug-diseases data. second, the discrete version of the proposed discrete algorithm (trader) [13] is introduced and used to discover the synthetic lists which might be useful in controlling ht. in the present study, the related works on the repurposing of drugs are examined and categorized from a computational perspective, which are listed as follows: i) the machine learning-based researches: in these researches, the existing data are examined to discover the relationship between inputs and outputs [14] . overall, until recently, three types of machine learning methods, including supervised, semi-supervised, and unsupervised have been applied to the scope of drug discovery processes [15] . it has been also shown that some modified and improved versions of the present approaches such as deep neural networks could yield better predictive models [16] , and overfitting and insufficient amounts of data have been the main challenges in front of the researchers who have been engaged in generating an appropriate predictive model [17] [18] [19] . ii) the theory-based researches: normally, researchers formulate the relationship among the biological entities based on the numerical and experimental experiences [20, 21] . for this purpose, they have proposed many mathematical equations to calculate the drugs' structural similarities [22, 23] and based on the similarity score, they have examined the role of the analogous drugs in treating diseases [24] . the fact that the drugs with similar structures (scores) might be replaced with one another, is of the utmost importance. however, it has been reported that the theorybased methods are not applicable to the most projects and to qualify, they need to meet some other criteria [25] . iii) the graph and network theory-based researches: these studies employ a graph or a network to show the communication among the biological components [26] . for this purpose, first the graph algorithms are applied to the generated network [27, 28] , and then the hidden relations are detected [29] . although these techniques are confronted with minimal validity challenges and can produce significant results, they are not applicable to the most drug repurposing cases because the biological elements act according to the hypergraph concepts [30, 31] . iv) the text mining-based researches: in these studies, different algorithms are applied to delve into a massive volume of raw data and gather the desired ones [32] . the prevalent drug repositioning strategies which are employed to apply this approach, are as follows: k-means, knn, the association rules, and optimization algorithms [33, 34] . for best results, it is essential to organize the data effectively and apply the state-of-the-art algorithms. our proposed method, which employs both the association rules (if-then) [35] and the novel discrete algorithm (trader), fits into this category of the related works. v) the ensemble method-based researches: in such research projects, various techniques are combined in several different ways [36] to generate an efficient tool for predicting and discovering the hidden benefits of the drugs [37] . for example, some researchers have mixed different aspects of the computational methods to obtain a suitable predictive model [38] [39] [40] . however, from the biological perspective, it has been shown that the simple techniques are sometimes better than the complex ones [41] , and the ensemble methods' overfitting possibilities might be more than the other approaches'. the newly proposed method for the synthetic repurposing of drugs was implemented in the matlab programming language and then compared with the four state-of-theart algorithms, including the discrete symbiotic optimization search (dsos) [42] , the forest optimization algorithm (foa) [43] , the world competitive contests algorithm (wcc) [44] , and the cuckoo optimization (cuk) algorithm [45] . afterwards, the above-mentioned state-of-the-art algorithms were applied to the generated datasets which have been presented in table 1 . next, some candidate medicines were selected from medications which have been suggested for use in controlling ht by the different proposed treatment methods. in the datasets, there exist three pieces of information about every drug, which are as follows: i) the total number of a drug's targets, including the main targets and the side effects, ii) the total number of a drug's targets which are effective in controlling hypertension, and (iii) the total number of the drugs which have a target in common with one of the main targets of the specified drug. for instance, in the case of nicardipine which interacts with 15 targets, only 4 targets play a key role in treating hypertension, and the remaining 11 targets are regarded as just some side effects. there are also 40 drugs which have at least an interaction with the main targets of nicardipine. the present study aims to substitute a specified drug such as nicardipine with an optimal subset of drugs which help control hypertension. the results obtained from applying the algorithms to the datasets have been divided into two categories, which are as follows: i) in the first class of evaluations, the performance of the algorithms was examined in terms of convergence, stability, and some statistical criteria such as the p-value, the standard deviation (std). the stochastic operations of the optimization algorithms generate various results in their different runs. for this reason, each algorithm was individually executed 50 times, and then the generated data were analyzed. each algorithm was executed under similar circumstances and invoked the same number of the score functions. figure 1 represents the convergence of the algorithms on the generated datasets. the horizontal and vertical axes show the iteration number and the best-obtained score, respectively. when the size of the problem or the candidate drugs is small, most of the algorithms can choose the tnt the total number of targets, tnmt the total number of main targets, tnc the total number of candidates fig. 2 the stability behavior of the algorithms on the generated dataset. the stability of the algorithms on the a trandolapril, b atenolol, c carteolol, d nicardipine, e felodipine, f nifedipine, g nisoldipine, h doxazosin, and i prazosin datasets. trader is remarkably more stable than the others and delivers better results on the datasets except for trandolapril and nicardipine. moreover, trader's performance is better than the others' because the performance of the other algorithms lowers through increasing the total number of candidate drugs best possible subset of medicines to cure ht. however, both their performance and their convergence are reduced when the total number of the candidate drugs rises, which in turn can lead to their failure to acquire the best answer to the synthetic repurposing of drugs. for instance, although the foa algorithm has acquired the best solution to the trandolapril dataset, it does not produce the best synthetic medicines on the remaining datasets and therefore falls into the local optima solutions. the principles of the meta-heuristic algorithms are approximately the same. for instance, these algorithms generate some random potential answers to a problem and, then, try to improve them based on some random operations [46] . therefore, they must be executed at least 30 times, and their performance should be evaluated based on the produced data [47] . an algorithm which can yield very similar results in disparate runs, is more stable than the others and consequently, its generated outcomes should be better than the others'. figure 2 demonstrates the algorithms' stability on the created datasets in 50 distinct executions. in fig. 2 , the horizontal and vertical axes present the number of runs and the bestobtained score values, respectively. since all of the algorithms produce the best possible results on trandolapril in all of their executions, the generated results overlap. the stability of each algorithm will differ from that of the other ones as the number of the candidate drugs increases. overall, trader, wcc, dsos, foa, and cuk, respectively are the best algorithms in terms of the stability power. table 2 , which shows the algorithms' performance on the generated datasets in 50 distinct executions, has been provided to examine the functionality of the algorithms accurately. for different executions, this table presents the following information: (i) the worst results of the algorithms, (ii) the best results of the algorithms, (iii) the average value of the results, (iv) the p-value which indicates how much the algorithms' results is produced by chance, (v) the standard deviation (std) of the results, and (vi) the confidence interval (ci) which indicates a range in which the outcomes of the algorithms are expected to be obtained. due to falling into the local optima solutions, the value of std is higher than the other algorithms' value on some datasets. for instance, the dsos algorithm does not show stable behavior in finding a potential answer to the problem as the size of the problem increases. every algorithm's performance on the trandolapril dataset is the same as the other algorithms'. also, the best results obtained from applying both trader and the wcc algorithm on the atenolol and nicardipine datasets are alike. the wcc algorithm's best-obtained score on the felodipine dataset is better than the other algorithms'. in the case of the newly introduced algorithm (trader), its best-acquired outcomes are very similar to the wcc algorithm's on the felodipine dataset. compared to the other algorithms, trader has better performance on the remaining datasets. table 3 summarizes the data presented in table 2 and makes a comprehensive comparison among the algorithms. this table shows that compared to the other methods, the newly proposed method is the most suitable option for the synthetic repositioning of drugs. to make a comparison among the algorithms, their performance was examined based on the wilcoxon statistical test [48] . for the purpose of this comparison, the results of the proposed algorithm (trader) which were regarded as the test base, were compared with the other algorithms' outcomes ( table 4) . as mentioned earlier, the p-value in table 2 shows what amount of the results of the algorithms is produced randomly, but the p-value in table 4 demonstrates whether the proposed algorithm's performance is the same as or more efficient than the others' performance. for the purpose of comparing the proposed algorithm with an algorithm, named a, we considered the following hypotheses: h 0 : the performance of the proposed algorithm is the same as the performance of a. h 1 : the performance of the proposed algorithm is more efficient than the performance of a. if the p-value is less than 0.05, h 0 will be rejected and h 1 will be accepted. otherwise, h 0 will be accepted, and h 1 will be rejected. ii) in the second part of the results, the outcomes of the algorithm are discussed from the drug synthetic repurposing aspect. for the selected drugs against ht, table 5 demonstrates a list of drugs which may be replaced with a given drug. trandolapril which is used for treating the minor ht, is a molecule which blocks the angiotensin-converting enzyme's activity (ace) [49] . this medication can interact with table 5 the synthetic repurposing of drugs for the ht ace whose involvement in regulating the rate of fluids in the body makes it capable of controlling ht. as shown in table 5 , all of the algorithms have proposed a drug with a few side effects, which may be replaced with trandolapril. atenolol, which is used to cure the abnormal rhythm of heartbeats, is a beta-blocker. like trandolapril, it interacts with ace [50]. once again, all of the algorithms have suggested a drug which can be replaced with atenolol, as in trandolapril's case. however, the proposed drugs have a number of side effects and may produce some undesired effects on the body. trader, wcc, and dsos managed to find some substitutes without side effects and therefore are better than foa and cuk. since carteolol acts against the beta-2 adrenergic receptor and agonists the beta-1 adrenergic receptor [51] it can reduce the blood pressure; for this reason, it is regarded as a candidate for treating ht. all of the algorithms propose a list of drugs, but both their lists and their costs differ. compared to the other algorithms, both trader and wcc algorithm have produced a proper result based on the score function. nicardipine, which is a calcium channel blocker, controls the blood pressure [52] . cuk and foa could not propose some candidate drugs which can be replaced with nicardipine. while trader yielded two lists which can be replaced with nicardipine, wcc and dsos proposed just a synthetic list instead of nicardipine. based on the score function, all of the lists have an identical value and may be a suitable option for treating ht. felodipine is capable of controlling the blood pressure by blocking the calcium channels, so it can be a proper option for curing both the mild and minor ht [53] . to treat ht, instead of proposing felodipine, algorithms have acquired a list of medications which include pinaverium. trader's suggested list has the best score value compared to the lists proposed by the other ones. nifedipine and nisoldipine slow down the penetration of calcium into the heart cells and vessel walls [54] . as a result, heart can pump blood around the body and widen the blood vessels efficiently. all of the algorithms except trader have failed to discover candidates which can be used instead of nifedipine and nisoldipine. in this case, trader puts forward one or two possible lists. doxazosin blocks the alpha-1a, alpha-1b, and alpha-1d adrenergic receptors and smooths the growth of muscle cells [55] . in contrast to cuk and foa which did not manage to detect any drug substitutes for doxazosin, trader, wcc, and dsos succeeded in discovering a single-member list. based on the score value, trader, wcc, and dsos, respectively can be ranked among the most functional algorithms. prazosin works against the alpha-1a, alpha-1b, and alpha-1d adrenergic receptors. in a comparison made among the results obtained from different algorithms, it is shown that to control ht, trader has substituted three different lists for prazosin, whereas the other algorithms have replaced prazosin with just a two-member list. moreover, from the score value viewpoint, trader's proposed lists are more suitable than those suggested by the other algorithms. based on the obtained results, it can be concluded that trader (the newly introduced algorithm) is more efficient than the other state-of-the-art algorithms and proposes some better synthetic drug lists to treat ht. in addition, the results of the newly proposed drug lists by trader have been presented in detail in table 6 and demonstrate how similar the suggested drugs are. to discover the hidden applications of the existing drugs, a drug repositioning method, which is based on the newly introduced discrete optimization algorithm (trader) and if-then association rules, was proposed. the proposed method may reduce the toxicity of drugs and enhance their effectualness in curing diseases. to investigate the applicability of the suggested method, it was applied to the nine hypertension-related datasets, and the results were analyzed and examined from two perspectives. from the first viewpoint, it was shown that the state-of-the-art algorithms yield better outcomes than the others. the average score value and the confidence interval of the proposed algorithm (trader) were â�� 7.79 and [â�� 9.05-6.52], respectively, which were remarkably better than those obtained from the other algorithms. besides, while the proposed algorithm could detect some candidate lists for all of the datasets, the others failed to do so. for example, the other algorithms except for trader failed to explore for the potential drugs which can be replaced with nifedipine and nisoldipine. from the second viewpoint, the application of the suggested drugs was examined in treating hypertension. a detailed examination of the data yielded some important results as follows: first, the proposed method succeeded in suggesting some proper substitutes for the selected drugs, which may be more useful than the current therapeutic methods in treating ht. for example, the proposed approach managed to replace atenolol with esmolol which belongs to a family of beta-blocker drugs and does not have any side effects [56] . as mentioned before, atenolol can interact with two targets [57] , one of which is responsible for ht, and the next one is a side effect. the small doses of the above-mentioned drugs may combine with their substitutes and produce the desired effect. for instance, in databases, it has been reported that a combination of trandolapril and cilazapril might prove more useful in controlling ht [58] . second, the proposed approach can introduce the novel applications of some drugs. for example, pinaverium which is a first-line option for curing bowl dysfunctionality, operates as an inhibitor and antagonist of the voltage-dependent calcium channel protein [59] . moreover, more than 60 countries are exploiting pinaverium to treat gastrointestinal disorders. however, it still has not won approval from fda. pinaverium's application in controlling ht may be based on the kind of method employed in this research. therefore, the introduced approach might especially revitalize the projects which have already failed due to the various undesired biological effects of drugs [60] . besides, this method might be a suitable therapeutic plan for treating orphans or diseases because developing an efficient drug is both costly and time-consuming and therefore not affordable for drug companies [61] . another introduced medication for managing ht is dapiprazole which is an alpha-blocker agent. dapiprazol helps to reduce the size of the pupils of the eyes in patients who suffer from mydriasis [62] . although different studies have reported many undesired side effects of dapiprazole and some other drugs such as pinaverium [63] , the proposed approach aims to employ these drugs in an appropriate manner. to this end, such medications are used in small doses to decrease their undesired effects, [64] . furthermore, a proper combination of drugs might produce a synergistic effect on treating ht [65] . a few studies have investigated the synergic effects of drugs and for this purpose, have examined some drug-drug adverse reactions. however, most of them have not been specified, yet. the machine learning approaches can help predict the drug-drug adverse reactions and introduce the most reliable synthetic candidates. a novel discrete algorithm, named trader, was introduced for the synthetic repurposing of drugs. this method can resume most of the failed drug discovery projects and might be the most suitable option for treating the orphan and rare diseases. the proposed approach takes account of the various aspects of the synthetic repositioning of medications, including the drugs' mechanism of action on targets, the drug-drug adverse reactions, and the total number of side effects. based on the obtained results, it can be concluded that the-state-of-the-art algorithms yield better results and show more suitable performance in comparison to the others. furthermore, the literature findings validate the functionality of the proposed method and suggest several synthetic repurposing lists to reduce hypertension. a two-step datamining method was proposed to discover drugs that might be useful in treating ht. in the first step, based on the if-then rules, it was determined which drugs may inhibit or prevent the targets inducing ht. in the second step, an optimal subset of the candidate drugs whose combinations may be helpful to treat ht, was selected by the proposed discrete optimization algorithm (trader). figure 3 presents the framework of the proposed method. the first part of the proposed approach includes a number of steps which are as follows: i) obtaining the data: data on the drugs and their different targets were extracted from drugr+ (version 2019.11) [66] , which is a relational database and integrates drugbank (version 5.0) [67] and kegg (version september 1, 2019) [68] databases. drugr+ database provides an online tool that takes a drug and suggests some potential drugs which can be substituted for the first one [69] . meanwhile, drugr+ has an advanced search section in which users can state their sql queries and download the results immediately. in selecting the datasets, the size of the data and the various treatment properties of drugs have been considered. ii) constituting the drug-disease (d-di) matrix: based on the downloaded data, a binary matrix, named ddi, and incorporated drugs-diseases relationships, was formed using eq. (1). where i and j indicate a drug and a disease, respectively. the total number of drugs and diseases are 13,251 and 3318, respectively. fig. 3 the framework of the proposed method. in the first step, the desired data are obtained from drugr+ database. next, drug-disease (d-di), drug-target (d-t), and drug-drug-adverse reaction (d-d ar) matrices are formed. drugs which can affect the ht inducing targets, are acquired based on the if-then rules. in the second step, the proposed optimization algorithm (trader) is used to select a combination of drugs for the repurposing of medications for ht iii) constituting the drug-target (d-t) matrix: this matrix shows whether a drug affects a target or not. the extracted data show that there are four classes of drugtarget effects, including (a) agonizing, (b) antagonizing, (c) inhibiting, and (d) inducing. the targets whose total numbers were 4893, consisted of both proteins and enzymes. the dt matrix was formed using eq. (2) . v) mining: during every stage of the process, we employed the dt and ddi matrices to extract some information which were used as the input of the discrete optimization algorithm (trader). in the first part of the proposed method, different targets of blood pressure along with their effects (inhibiting, inducing, agonizing, and antagonizing) are determined and placed in a set named ht_targets. equation (4) presents the mentioned set as follow: where n, t i , and r i are the total number of the obtained targets, the i th target, and the effect which leads to high blood pressure, respectively. furthermore, another set, named drugs, was created for drugs that directly interact with the ht_targets collection and exert exactly the same impact on the targets. for instance, both the angiotensin ii and candesartan drugs interact with the type-1 angiotensin ii receptor. however, angiotensin ii affects the mentioned target as an agonist whereas candesartan affects it as an antagonist. therefore, angiotensin ii is ignored because its function is not exactly the same as candesartan's. in this study, the interaction between a drug such as d and a target such as t (protein (p) and an enzyme (e)) is presented by "â��". the effect of d on t and the cause of hypertension due to t are shown by f(d,t) and f(ht,t), respectively. next, the following rules are applied to all of the existing drugs, and the candidate drugs are added to the drugs set. a) if d t && f(d,t) = f(ht,t) then d may be useful for controlling ht b) if e p && f(e,p) = f(ht,p) then the drug, which interacts with e, may be useful for controlling ht c) if p e && f(e,p) = f(ht,e) then the drug, which interacts with p, may be useful for controlling ht d) if p 1 p 2 && f(p 1 ,p 2 ) = f(ht,p 2 ) then the drug, which interacts with p 1 , may be useful for controlling ht e) if e 1 e 2 && f(e 1 ,e 2 ) = f(ht,e 2 ) then the drug, which interacts with e 1 , may be useful for controlling ht. in the second part of the proposed method, the discrete optimization algorithm (trader) was applied to select the optimal subsets of the obtained drugs which may reduce the pressure of blood. for this purpose, a number of steps were followed: i) creating the first population of the candidate solutions (css): trader begins with randomly created potential answers, which are presented by an array shown in eq. (5). cs â¼ v 1 ; v 2 ; â�¦; v m ; g; score â½ ã° 5ã� where v i , m, g, and score are the i th variable, the total number of variables, the group, and the score or fitness of the cs. every variable shows a drug whose value is set 1 or 0 for the selected and unselected drugs, respectively. ii) calculating the score of the css: the css which are answers to the mentioned problem, differ widely in terms of how much they are worthy of consideration. in this study, the score is calculated using eq. (6). where m, v i , se, and at represent the length of a cs, the value of the i th variable (0 or 1), the total number of side effects related to the i th drug, and the total number of the covered targets which are correspondent with ht, respectively. iii) grouping css: the total number of the groups and the total number of the traders are the same concepts, and they show a group. at the beginning of the algorithm, the total number of the members in the groups is the same, and in the next iterations, they are updated using eq. (7). where tm i , c, and t present the total number of the members in the i th group, the total number of css, and the total number of the traders or groups, respectively. m is a constant value (2) and guarantees that none of the groups will be eliminated during the iterations of the algorithm in each stage. the property of the i th trader is calculated using eq. (8) . where m and score show the total number of css in the i th group and the score of the related cs, respectively. in other words, the property of a group is equivalent to the sum of its css' scores. iv) changing the css: there are three operators who change both the master and the slave css. as shown in eqs. (9, 10, and 11), these operators, named retailing, distributing, and importing-exporting, try to improve the css. when the retailing operator is employed, the minimum number of changes will be applied to a slave-cs. the distributing operator obtains some values from the best cs of the group (the master-cs) and then, assigns them to the other css of the group (slave_cs). while both the distributing and retailing operators change the slave-css, the importing-exporting operator brings about changes in the master-css. the changes can be accepted in all of the operators, provided that they improve the value of a cs's score. where j and m are the importer and exporter css, respectively. also, the values of k and r can be measured using eq. (9) . an instance of the mentioned operators has been illustrated in fig. 4 . p2629t cell subset imbalance in hypertension is not associated with angiotensin ii levels in patients with primary and secondary hypertension hypertension in high school students: genetic and environmental factors: the hygef study acute and chronic kidney disease, hypertension, and cardiovascular disease: report of a scientific workshop organized by the national kidney foundation can treatments for hypertension be repurposed for the treatment of dementia? comparative safety of drugs targeting the nitric oxide pathway in pulmonary hypertension: a mixed approach combining a meta-analysis of clinical trials and a disproportionality analysis from the world health organization pharmacovigilance database improving hypertension outcome measurement in low-and middle-income countries new drug repurposing opportunities for hypertension uncovered by the convergence of genomics with kidney transcriptomics and epigenomics 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the ocular tear film ph attenuation of hypertensive response with esmolol and labetalol in low doses in orotracheal intubation: a comparative study synergistic interaction between a pde5 inhibitor (sildenafil) and a new adenosine a2a receptor agonist (lassbio-1359) improves pulmonary hypertension in rats drugr+: a comprehensive relational database for drug repurposing, combination therapy, and replacement therapy drugbank: a knowledgebase for drugs, drug actions and drug targets kyoto encyclopedia of genes and genomes drug databases and their contributions to drug repurposing predicting inhibitory and activatory drug targets by chemically and genetically perturbed transcriptome signatures publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations the authors would like to appreciate iranian national science founding (insf) for their supports. calculating drug-drug similarity score equation (12) was employed to calculate the similarity score between drugs [70] :where d i , d j , n, c i,r , and c j,r are the i th drug, the j th drug, the total number of the chemical components, the total number of the r th chemical component in i th , and the total number of the r th chemical component in the j th chemical component, respectively. w r , which is calculated by eq. (13) , is the weight of the r th chemical component.where d r shows the data frequency of the r th chemical component. the changes can be accepted, provided that the new score is better than the previous one. in contrast, the changes will be ignored, if the previous values are retrieved from the memory authors' contributions yms: conceptualization, implementation, formal analysis, investigation, writing, editing, and revising the manuscript. am: conceptualization, supervision, project administration, writing, editing, and revising the manuscript. all authors have read and approved the manuscript. not applicable. all the source codes are available in the following link: https://github.com/lbbsoft/trader. in addition, data are accessible using our developed database drugr+ (http://drugr.ir/). not applicable. not applicable.competing interests not applicable.received: 21 april 2020 accepted: 6 july 2020 key: cord-347579-aqgauumt authors: csete, joanne title: united states drug courts and opioid agonist therapy: missing the target of overdose reduction date: 2020-06-09 journal: nan doi: 10.1016/j.fsiml.2020.100024 sha: doc_id: 347579 cord_uid: aqgauumt • the united states (us) has witnessed dramatic increases in opioid-overdose mortality since 1999. the need for ready access to scientifically sound treatment for opioid use disorder (oud) is urgent, but gold-standard agonist therapy is often inaccessible. • drug courts should help to reduce barriers to oud therapy by offering court-supervised treatment as an alternative to criminal prosecution for certain categories of drug offenses. • many drug courts, however, reject including the opioid agonist methadone and partial agonist buprenorphine as treatment options, often because these medicines are seen as “another form of addiction”. • many us drug courts have steered participants to extended-release naltrexone (xr-ntx), an opioid antagonist, sometimes offering only xr-ntx and no agonist therapies. xr-ntx is very expensive in the us market and also requires a period of abstinence before it can be initiated. • drug courts overall have had limited success in improving access to oud treatment and other health and social services needed to achieve significant reduction in overdose death. • the united states (us) has witnessed dramatic increases in opioid-overdose mortality since 1999. the need for ready access to scientifically sound treatment for opioid use disorder (oud) is urgent, but gold-standard agonist therapy is often inaccessible. • drug courts should help to reduce barriers to oud therapy by offering court-supervised treatment as an alternative to criminal prosecution for certain categories of drug offenses. • many drug courts, however, reject including the opioid agonist methadone and partial agonist buprenorphine as treatment options, often because these medicines are seen as "another form of addiction". • many us drug courts have steered participants to extended-release naltrexone (xr-ntx), an opioid antagonist, sometimes offering only xr-ntx and no agonist therapies. xr-ntx is very expensive in the us market and also requires a period of abstinence before it can be initiated. • drug courts overall have had limited success in improving access to oud treatment and other health and social services needed to achieve significant reduction in overdose death. the united states witnessed a six-fold increase in overdose deaths linked to opioids from 1999 to 2017 (scholl, seth, kariisa, wilson & baldwin, 2019) . from 1999 to 2018 inclusive, there were over 768,000 overdose deaths (all drugs) in the us (national institute on drug abuse, 2020). in 2017 and 2018, almost 70% of overdose deaths were linked to opioids of some kind, with fentanyl more and more present in us drug markets since 2015 (ibid.). in 2017, drug-related mortality per capita in the us was about 10 times that of the european union (european monitoring centre for drugs and drug addiction, 2019). drugand alcohol-related deaths and suicides, characterized collectively by case and deaton (2020) as "deaths of despair", increased so markedly since 1999 that the decades-long upward trend of life expectancy in the us was interrupted. covid-19 has also obviously upset historical mortality trends in the us, but drug overdoses quietly claimed lives over a longer period and often in parts of the country not in the media spotlight. the lamentable story of how the us came to this level of drug-related mortality has been well told elsewhere (mcgreal, 2018; beletsky, 2019; president's commission on combating drug addiction, 2017) . at this writing, litigation continues against opioid manufacturers and distributors accused of having distorted science to persuade physicians that opioids prescribed for chronic pain would not be addictive if used properly (leung, macdonald, dhalla & juurlink, 2017) . government regulation to limit this deceptive marketing was largely not to be found. extraordinary profits were made by unscrupulous "pill mills" often run by persons with no medical training, where people could get lengthy opioid prescriptions without even having to see a doctor (mcgreal, 2018) . when these operations were finally shut down, it was often without any measures to ensure that those living with opioid dependence would have access to treatment. it is not surprising that many of these persons found their only recourse in unregulated street drugs with high overdose risk. in the face of such a crisis, it might be supposed that policy-makers would do everything possible to reduce overdose risk, including improving access to the several authorized forms of proven treatment for opioid use disorder (oud). this strategy indeed was among those recommended by a federal commission on the overdose problem, which highlighted the need particularly to remove policy and health insurance barriers to treatment services (president's commission on combating drug addiction, 2017). but, as of 2018, it was estimated that only about 20% of people with oud in the us received any treatment for that condition in the previous 12 months (substance abuse and mental health services administration, 2019). methadone maintenance, used to treat oud in the us since the 1960s, remains out of reach to many who might benefit from it due to historical entrenchment of an array of barriers (mcelrath, 2018) . methadone is extremely heavily regulated in the us and administered almost exclusively in stigmatizing stand-alone opioid treatment programs (otp) where people are required to queue daily to be observed swallowing their medicine. take-home doses are relatively rare and mobile programs practically nonexistent, though that may be changing in a limited way because of covid-19 (substance abuse and mental health services administration, 2020). in addition, many of the parts of the us most heavily affected by overdose mortality have few otps as local residents have often objected to having these services "in our backyard". buprenorphine, especially combined with naloxone, is in theory more available as take-home doses from the doctor's office, but there are too few physicians who choose to prescribe it, and it is often not covered by the health insurance that is available to people with oud (mcelrath, 2018; breen & fiellin, 2018) . thus, people in much of the us who seek agonist therapies that are the gold standard for treatment of opioid use disorders encounter very high thresholds at the door. the period of dramatic increase in overdose mortality in the us coincides with a period of equally dramatic expansion of an important institution on the drug scene -specialized drug treatment courts (hereinafter "drug courts"). drug courts are meant to offer some persons accused of drug offenses an alternative to criminal prosecution (and incarceration) in the form of an extended period of courtsupervised treatment for drug use disorders. the first us drug courts appeared in the late 1980s. by 1997 there were 230 drug courts, by 2005 there were 1756, and as of january 2020 there were over 3000 drug courts in the country, present in all 50 states (franco, 2010 ; us department of justice, 2020). the non-partisan congressional research service noted that the rapid expansion of drug courts may be seen as a "movement" in that it happened largely in the absence of empirical evidence of the effectiveness of the courts (franco, 2010) . drug courts were intended as a response to high rates of federal and state-level incarceration, including for non-violent drug offenses, especially in the 1990s and early 2000s with the passage of laws imposing "mandatory minimum" prison sentences for a wide range of drug infractions (ibid.). the idea was to select as drug court participants persons accused of non-violent offenses where it was judged that drug dependence was an underlying factor in the offense, though the selection criteria of the courts vary considerably. the federal department of justice notes that in contrast to the adversarial "defense vs. prosecution" approach in regular us courts, drug court proceedings are meant to be managed by a nonadversarial team of "judges, prosecutors, defense attorneys, community corrections officers, social workers and treatment service professionals" (us department of justice, 2020). drug court participants agree to abide by the rules of the court, which normally include frequent drug testing by urinalysis and sanctions for failure to adhere to treatment (us department of justice, 1997). in most us drug courts, participants are required to plead guilty to the charges before them as a condition of drug court participation. the guilty plea may be removed from their records if they complete the drug court program, but it also may work against them if they fail to "graduate" from drug court (franco, 2010) . drug courts are not uniform in their policies or practices. judges and their management staff have a great deal of discretion, including about the types of drug treatment on offer. the federal department of justice (doj) in collaboration with the national association of drug court professionals (nadcp), an ngo, has established some standards for the functioning of the courts, but they are voluntary as the federal government has no direct authority over county and municipal courts (us department of justice, 1997). among the "key components" set out by the doj are that the courts "provide access to a continuum of alcohol, drug, and other related treatment and rehabilitation services" (ibid.). there is no way to know whether there is a true "continuum" of services offered in the drug courts across the country at a given moment. the congressional research service estimated in 2010 that drug courts required from 8 to 16 months (average about 1 year) of court supervision with greatly varying options of in-patient and out-patient treatments on offer (franco, 2010) . drug courts in theory should be exactly what is needed to help reduce barriers to treatment and thus to reduce overdose risk. among other things, diversion from prison in the us means diversion from a setting where evidence-based treatment of oud is unlikely. unfortunately, in the midst of an overdose crisis, many drug courts systematically reject the gold standard of agonist therapy with methadone or buprenorphine as an option for court-supervised treatment. a 2013 national survey of drug courts found that although virtually all of the courts reported having participants with opioid use disorders, only 47% offered agonist therapy as an option for court-supervised treatment (matusow, dickman, rich, fong, dumont, hardin et al., 2013) . of the judges and drug court managers surveyed, 52% said, with respect to methadone, that it was not allowed simply as a policy of the court. the lack of knowledge of the science of agonist therapy among respondents to this survey was striking. for example, in spite of decades of evidence from all over the world that well-supervised methadone maintenance reduces relapses, 56% of the respondents said that it does not reduce relapses or they were not sure it would do so (ibid.). only 23% of respondents could state with certainty that methadone maintenance therapy should not interfere with the ability to drive a car. but perhaps more telling were the attitudes reflecting moral judgments about people with oud. only 22% of respondents disagreed with the statement that methadone "rewards criminals for being drug users". attitudes about buprenorphine were slightly less judgmental but still reflected a poor understanding of the clinical importance of this therapy. there has not been a more recent nationwide survey of the drug courts on this subject, but there have been numerous ngo and media reports of persistent refusals of many drug courts to offer agonist therapy. an investigation in three states by the ngo physicians for human rights (2017) found that in addition to shortages of methadone and buprenorphine providers in some jurisdictions, the rejection of agonist therapy in some courts reflected the judge's attitude that people should not be dependent on these medications -that they should "start clean and stay clean" in their court-supervised therapy. this study also found, as others have (csete & catania, 2013) , that drug court judges often approved treatment plans that did not accord with recommendations of health professionals. in pennsylvania, the policy of the drug court serving one of the largest cities, pittsburgh, is that the court is meant to help people "live as sober and clean a lifestyle as they can," which means no methadone (melamed & purcell, 2019) . the rejection by drug court judges and administrators of agonist therapies has a long history, dotted with tragic human stories. in 2000, a drug court judge in california ordered a participant, bradley moore, to stop methadone abruptly, saying that anyone who wanted to stop being a drug addict should "choose not to be addicted to methadone" (hora, 2005) . two months later, mr. moore died from a heroin overdose. the case led to an amendment of the state penal code, specifying that people receiving methadone from a licensed otp could not be excluded from drug court only on those grounds (ibid.). at the 2003 annual conference of the nadcp, a large majority of those in attendance registered their agreement to the statement "taking methadone is trading one addiction for another" (ibid.). arbitrary rejections of gold-standard treatment by the drug courts have not escaped the notice of the federal drug authorities. the federal substance abuse and mental health services administration (samsha) announced in 2015 that federal grants for drug courts would no longer be available to courts that deny participation to eligible persons because of their use of medication-assisted treatment for oud where that treatment is authorized by a physician (samhsa, 2015) . for a sense of the resources behind this policy, it may be noted that in fiscal year 2017, an estimated us $100 million was granted by the federal government to drug courts (sacco, 2018) . the samhsa order was a step forward for agonist therapy availability in the drug courts, but many drug courts receive significant state, county and municipal funding and are thus not reliant on federal support. since 2015, however, several states have passed laws meant to ban arbitrary or blanket exclusion of people in agonist therapy from drug court participation [physicians for human rights, 2017; kitchenman, 2015) . another barrier to opioid agonist therapy in many drug courts has been the pushing aside of methadone and buprenorphine in favor of the opioid antagonist naltrexone and especially the injectable extendedrelease naltrexone (xr-ntx) marketed under the brand name vivitrol®. since it is not an opioid and has no euphoric effect, xr-ntx appeals to drug court personnel who see methadone as "just another addiction". alkermes, the us-based firm that manufactures vivitrol, has successfully pursued the unusual strategy of marketing this product directly to drug court judges and managers, bypassing medical professionals (macgillis, 2017) . thanks partly to having found a receptive market in drug courts, the value of alkermes' stock went from $2.5 billion in 2012 to over $9 billion in 2017 (ibid.). many people can benefit from an antagonist such as xr-ntx, which should be part of the "continuum" of treatment that drug courts are meant to offer. but it should not be offered at the expense of proven agonist therapies. and there are other concerns for those steered to xr-ntx by drug courts, including cost. the price tag of $1000 per monthly injection of vivitrol is many times the cost of agonist therapy. in addition, xr-ntx requires a period of complete opioid abstinence before treatment can be initiated, which one set of experts called a significant limitation to the clinical utility of the treatment (jarvis, holtyn, subramaniam, tompkins, oga, bigelow et al., 2018) . peer-reviewed studies have moreover generally reported poor adherence -on average about half of patients dropping off the treatment in the first six months (ibid.). compared to agonist therapies, the evidence base for xr-ntx is quite thin. alkermes was widely criticized for seeking regulatory approval of vivitrol based on one study conducted in the russian federation, where comparisons with agonist treatments were not possible since they are illegal, and for not following patients for overdose risk in that study, given that overdoses after detoxification with other forms of naltrexone have been well documented (wolfe, carrieri, dasgupta, wodak, newman & bruce, 2011) . later work has suggested elevated overdose risk associated with xr-ntx and the need for more research on this point (binswanger & glanz, 2018) . the warm reception that vivitrol has had among drug courts underscores the prejudice against agonist therapy harbored by some drug court personnel and the inclination of some to ignore science in favor of moral judgments. one pro-xr-ntx drug court judge expressed his delight at having been approached by the alkermes salesperson, noting, "i'm certainly not going to do a medication-assisted program with drugs that get people high" (harper, 2017) . the investigative media outlet propublica reported that in hundreds of drug courts across the country, vivitrol is the only medication on offer and even some where those who refuse to take it are excluded from drug court (macgillis, 2017) . thanks to aggressive marketing and lobbying by alkermes, some states have written vivitrol into their drug court statutes or regulations, creating "vivitrol courts" (wolfe, 2017) . as noted by daniel wolfe of the open society foundations, these decisions show ideological rather than science-based decision-making: "anyone who says there is one answer to addiction treatment and one medicine is probably not motivated by the evidence" (macgillis, 2017) . in contrast to the national survey results noted above in which 78% of drug court personnel believed that methadone "rewards" people for drug use or were not sure whether it does so, in a more recent study in the state of indiana only 7% of drug court personnel believed that xr-ntx could be seen as a reward for drug use (andraka-christou, nguyen, bradford, & simon, 2020) . even if an evidence-based continuum of therapies for opioid use disorder were offered by drug courts, there is good reason to question whether these courts could usefully address the overdose crisis. another example of drug courts' rejection of scientifically sound approaches is the practice of many courts to punish drug relapse with jail time. a 2013 meta-analysis found that courts included in the study reduced the number of times people were incarcerated compared to controls but did not significantly reduce overall time in custody, largely because of jail time imposed as a punishment for "failing" treatment (sevigny, fuleihan & ferdik, 2013) . given that people are required to plead guilty, being returned to the regular adversarial criminal justice system after failing drug court may mean that they receive a harsher sentence than if they never had been in drug court (melamed & purcell, 2019) . drug courts are criticized on many other grounds as well. in some jurisdictions it is not clear that everyone in drug court is actually in need of treatment, or at least not in need of the treatments on offer. treatment providers in new york told physicians for human rights (2017) that people brought into drug court because of cannabis offenses would be placed into extended residential treatment that they did not need, taking up rare treatment beds. in the state of delaware, an investigation using urinalysis in addition to self-reports found that about one third of the 300 drug court participants in the study were not drug-dependent and not in need of treatment (dematteo, marlowe, festinger & arabia, 2009 ). drug courts have often been accused of selecting participants to favor those most likely to succeed in treatment or those most able to pay for the lengthy therapy (sevigny, pollack & reuter, 2013; tyler, 2017) . drug court premises typically display dramatic stories of individuals whose lives are transformed for the better through court-supervised drug treatment, complete with striking "before and after" photographs. some people plainly benefit from the discipline or structure of treatment provided through the courts, and some courts provide a reasonable range of proven treatment options. in united nations meetings, the us points to its drug courts as proof that the country is treating drug dependence primarily as a public health problem rather than as a crime (csete & wolfe, 2017) . but the public health benefit of these courts is questionable, especially with regard to the urgent need in the country for access to scientifically sound treatment for opioid use disorders. the drug policy alliance, a prominent ngo in the us drug policy reform scene, concludes that drug courts make the criminal justice system more punitive, not less: "drug courts have adopted the disease model of addiction but continue to penalize relapse with incarceration…." (drug policy alliance, 2011). advocates have decried drug courts as a "softer form of criminalization" at a time when it is imperative to find ways to deal with drug dependence through the health and social sectors (tyler, 2017) . expansion of drug courts may simply "widen the net" of the criminal justice system and not facilitate access to health and social services. what has occurred in the drug courts mirrors what occurred in the larger society to make the us an outlier among nations in drug-related mortality. that is, one sees in the drug courts the results of aggressive and scientifically unsound marketing of a profitable product, as well as failure of regulatory and health authorities to ensure that proven treatments are made available to all who need them and are overseen by persons with medical credentials. it is unlikely that the us will make significant inroads in reducing overdose mortality without finding more truly public health-based measures to get people with drug use disorders out of the criminal legal system and rather on a path to the health and social support they may need. the author has no competing interests to declare. assessing the impact of drug courts on provider-directed marketing efforts by manufactures of medications for the treatment of opioid use disorder america's favorite antidote: drug-induced homicide in the age of the overdose crisis potential risk window for opioid overdose related to treatment with extended-release injectable naltrexone buprenorphine supply, access and quality: where we have come and the path forward deaths of despair and the future of capitalism methadone treatment providers' views of drug court policy and practice: a case study of new york state seeing through the public health smoke-screen in drug policy outcome trajectories in drug court: do all participants have drug problems? drug courts are not the answer: toward a health-centered approach to drug use drug-related deaths and mortality in europe drug courts: background, effectiveness, and policy issues for congress to grow market share, a drug maker pitches its product to judges trading one drug for another? extended-release injectable naltrexone for opioid use disorder: a systematic review letting drug court participants use methadone reflects changing approach a 1980 letter on the risk of opioid addiction the last shot. propublica medication assisted treatment in us drug courts: results from a nationwide survey of availability, barriers and attitudes medication-assisted treatment for opioid addiction in the united states: critique and commentary. substance use and misuse american overdose: the opioid tragedy in three acts the probation trap. philadelphia inquirer number of national drug overdose deaths involving select prescription and illicit drugs (excel document) president's commission on combating drug addiction and the opioid crisis federal support for drug courts: in brief drug and opioid-involved overdose deaths -united states do drug courts reduce the use of incarceration? a meta-analysis can drug courts help to reduce prison and jail populations? grants to expand substance abuse treatment capacity in adult and family drug courts key substance use and mental health indicators in the united states: results from the 2018 national survey on drug use and health (hhs publication no. pep19-5068, nsduh series h-54) covid-19 and opioid treatment programs criminal justice reformers are hooked on drug courts; they should kick the habit. the hill drug courts (fact sheet) defining drug courts: the key components concerns about injectable naltrexone for opioid dependence vivitrol offers the fantasy of being drug-free, but that's the not most important thing in tackling addiction • the united states (us) has witnessed dramatic increases in opioid-overdose mortality since 1999.the need for ready access to scientifically sound treatment for opioid use disorder (oud) is urgent, but gold-standard agonist therapy is often inaccessible.• drug courts should help to reduce barriers to oud therapy by offering court-supervised treatment as an alternative to criminal prosecution for certain categories of drug offenses.• many drug courts, however, reject including the opioid agonist methadone and partial agonist buprenorphine as treatment options, often because these medicines are seen as "another form of addiction". • many us drug courts have steered participants to extended-release naltrexone (xr-ntx), an opioid antagonist, sometimes offering only xr-ntx and no agonist therapies. xr-ntx is very expensive in the us market and also requires a period of abstinence before it can be initiated.• drug courts overall have had limited success in improving access to oud treatment and other health and social services needed to achieve significant reduction in overdose death. key: cord-263840-1t4ykc01 authors: altay, ozlem; mohammadi, elyas; lam, simon; turkez, hasan; boren, jan; nielsen, jens; uhlen, mathias; mardinoglu, adil title: current status of covid-19 therapies and drug repositioning applications date: 2020-06-20 journal: iscience doi: 10.1016/j.isci.2020.101303 sha: doc_id: 263840 cord_uid: 1t4ykc01 summary the rapid and global spread of a new human coronavirus (sars-cov-2) has produced an immediate urgency to discover promising targets for treatment of covid-19. drug repositioning is an attractive approach that can facilitate the drug discovery process by repurposing existing pharmaceuticals to treat illnesses other than their primary indications. here, we review current information concerning the global health issue of covid-19 including promising approved drugs and ongoing clinical trials for prospective treatment options. in addition, we describe computational approaches to be used in drug repurposing and highlight examples of in-silico studies of drug development efforts against sars-cov-2. over the past few centuries, outbreaks caused by bacteria like yersinia pestis and vibrio cholerae (the 29 causative agents of plague and cholera, respectively(cohn and kutalek, 2016; pechous et al., 2016) and 30 also by viral infectious agents such as influenza viruses, ebolaviruses, sars-cov-1, mers-cov, the 31 zika virus, and lately, sars-cov-2, have undermined public trust in the ability for modern science to 32 predict and prevent global pandemic threats. accordingly, studying historical epidemics can help us 33 identify patterns of viral outbreaks and design a plan to prepare for next pandemic. provide a better picture of statistics related to asymptomatic infections for epidemiologic analysis. 59 the phylogeny, virology, and epidemiology of sars-cov-2 is being studied extensively. at the genome 60 level, sars-cov-2 has 79·5% homology to sars covcov-2 and other coronaviruses, and its relative ease of sample acquisition and study, it has been widely 75 accepted that drug repositioning is a promising approach to make available an effective, safety-assured 76 treatment in a timely manner. in this review, we summarize diagnosis approaches, risk groups, available 77 treatment options, and drug repositioning studies related to covid-19. 78 prior to efficient treatment, precise diagnosis and classification of patients based on disease severity and 80 their probable vulnerability to covid-19 is crucial. diagnosis has several steps that can be prioritized 81 based on the provision of facilities during an outbreak. generally, evaluation of symptoms and particular 82 laboratory features that are associated with worse cases come first. considering antihypertensive medications, there are advocates for both use and cessation of consumption. 108 it is still unclear whether the high mortality rate of patients with hypertension comorbidity is due to the 109 pathology of disorder or the treatment used to cure it such as angiotensin-converting enzyme inhibitors 110 (aceis) and angiotensin receptor blockers (arbs). ace2 has been shown to be a co-receptor for viral 111 entry and pathogenesis of sars-cov. (li et al., 2003) there is considerable evidence which shows the 112 escalated expression level of ace2 in the heart, brain, and even in urine after treatment with arbs; 113 however, there is limited evidence showing changes in serum or pulmonary ace2 levels. (patel and 114 verma, 2020; zhang et al., 2020c) in addition, serological, radiological, and histo-morphological 115 similarities of covid-19-associated acute respiratory distress syndrome (ards) and connective tissue 116 disease (ctd-ild) propose the postulation of triggering or simulating a form of organ-specific 117 autoimmunity in predisposed patients. also, some patients showed high titer antiphospholipid antibodies, 118 including anticardiolipin antibodies and anti-β2 glycoprotein antibodies. (zhang et al., 2020d) the 119 immunosuppressive therapy in identified patients with autoantibodies may prevent the development of 120 respiratory failure. 121 with regard to treatment, immunological and pharmaceutical investigations are still ongoing. no specific 124 therapies for covid-19 is approved by u.s. food and drug administration (fda) so far but many 125 previously approved drugs, as an efficient approach to drug discovery named drug repurposing, is being 126 tested on covid-19. at the time of writing, 1137 interventional studies have been registered in 127 clinicaltrials.gov (https://clinicaltrials.gov/) related to covid-19 and this number is increasing 128 progressively (table s1 ). in particular, the ongoing clinical trials sponsored by who named solidarity 129 will compare different treatment options, namely remdesivir; lopinavir/ritonavir dual treatment; 130 lopinavir/ritonavir dual treatment with interferon beta 1-alpha; and chloroquine or hydroxychloroquine 131 (paused temporarily due to the concerns raised about the safety of the drug) against standard of care. as 132 of may 10 th, 2020, more than 100 countries have been confirmed to contribute in this investigation. 133 the interventional drugs in clinical trials can be classified based on their nature and complementary 134 effect. in this regard, antivirals, antiparasitic drugs, immunosuppressors, immunomodulators, some well-135 known drugs, and nutritional drugs, in addition to combination therapies are considered on ongoing 136 studies for treatment, supportive care or prevention. one can barely see the same mechanism of action 137 inside and outside each group (table 1 ) but many drugs are discovered for a specific disease and 138 repurposed later for another disorder. figure 2 illustrates a general path which is being traversed by 139 clinicians these days although, the results may not be desirable in some cases due to the emergent nature 140 of sars-cov-2. in-silico drug repurposing methodologies have accelerated the studies in drug discovery through the use 250 of data mining approaches, bioinformatics techniques, and predictive models for determining the efficacy 251 and safety of the drugs. however, there is still a long way to reach the high success rates with repurposed 252 drugs (e.g. repurposed candidates succeeded 9-67% -depending on the similarity between indicated and 253 repurposed therapeutic areas -and the novel molecular entity success rate is ~ 10% and reduce the possibility of hypothesis risk will be essential to increase the success rate of repurposed 266 drugs in the product development process. a computation-based methodology, namely viral-track, applied to bronchoalveolar lavage samples from 303 severe and mild covid-19 patients unveils a remarkable impact of the virus on the immune system of 304 severe patients compared to mild cases, including replacement of the tissue resident alveolar macrophages 305 with recruited inflammatory monocytes, neutrophils, and macrophages and an altered cd8+ t cell 306 cytotoxic response.(bost et al., 2020) further efforts on large-scale datasets will lead to reveal many 307 mechanistic aspects of viral infections yet to be resolved and will help to develop more efficient therapy 308 strategies. 309 due to urgent need, we posit that drug repurposing is the leading method for drug discovery against 311 covid-19, whether through wet lab techniques and/or system biology approaches. available clinical 312 trials at both clinicaltrials.gov (https://clinicaltrials.gov/) and who solidarity includes the investigation 313 of previously approved drugs for different indications. taking into account that in the past two decades 314 three coronaviruses emerged from animal reservoirs (the virus family which used to cause mild to 315 moderate upper-respiratory tract illnesses) and each one of them was cause of global concern, a common 316 treatment may prevent coronavirus to become another lethal annual re-occurrent threat on top of seasonal 317 influenza. data for this review were identified by searches of pubmed, google scholar, and references from 329 relevant articles using the search terms "sars-cov-2", "covid-19", "drug repurposing", "antiviral 330 therapy", "clinical trials", "covid-19 therapy", and "pandemi". only articles published in english were 331 included. 332 this work was supported by knut and alice wallenberg foundation. the funders had no role in study 334 design, data collection, data analysis, interpretation or writing of the report. mortalities. in some outbreaks, the exact duration is not precisely determined (nd) because the outbreak 546 died out and recurred multiple times in the same region and era. 547 aggravating factors, laboratory-based tests, and candidate treatments. 549 reinfection could not occur in sars-cov-2 infected rhesus macaques. biorxiv remdesivir for the treatment of covid-19 -preliminary 346 report broad-spectrum agents for 348 flaviviral infections: dengue, zika and beyond clinical features of patients infected with 2019 novel coronavirus in wuhan a second, non-canonical rna-dependent rna polymerase in 394 sars coronavirus structure of mpro from covid-19 virus and discovery of its inhibitors potent human neutralizing antibodies elicited by sars-cov-2 infection. biorxiv host-directed therapies 401 for bacterial and viral infections predicting new molecular targets for known drugs assessing activity and middle east respiratory syndrome coronavirus papain-like and 3c-like proteases using luciferase-407 based biosensors docking and scoring in virtual screening 409 for drug discovery: methods and applications tocilizumab for the treatment of chimeric antigen 411 receptor t cell-induced cytokine release syndrome a crucial role of angiotensin converting enzyme 2 (ace2) in sars coronavirus-induced lung 414 injury drug repurposing: a better approach for 416 infectious disease drug discovery? angiotensin-converting enzyme 2 is a functional receptor 419 for the sars coronavirus bats are natural reservoirs of sars-like coronaviruses cancer patients in sars-cov-2 infection: a nationwide analysis in china the reproductive number of covid-19 426 is higher compared to sars coronavirus genomic characterisation and epidemiology of 2019 novel coronavirus: implications for virus origins and 429 receptor binding ongoing clinical trials for the management of the covid-19 431 pandemic inhibition of sars-cov-2 infections in engineered 434 human tissues using clinical-grade soluble human ace2 human coronavirus emc does not require the sars-coronavirus 437 receptor and maintains broad replicative capability in mammalian cell lines renovation as innovation: is repurposing 439 the future of drug discovery research? case-fatality rate and characteristics of patients dying in 441 relation to covid-19 in italy drug repurposing from an academic perspective. drug 444 discov today ther strateg covid-19 and angiotensin-converting enzyme inhibitors and 446 angiotensin receptor blockers: what is the evidence? jama pneumonic plague: the darker 448 side of yersinia pestis drug repurposing approaches for 450 the treatment of influenza viral infection: reviving old drugs to fight against a long-lived enemy protocol for traumadornase: a prospective, randomized, 454 multicentre, double-blinded, placebo-controlled clinical trial of aerosolized dornase alfa to reduce the 455 incidence of moderate-to-severe hypoxaemia in ventilated trauma patients drug repurposing: progress, challenges and recommendations a noncovalent class of papain-like protease/deubiquitinase 461 inhibitors blocks sars virus replication transmission of 2019-ncov infection from an asymptomatic 465 contact in germany pharmacologic treatments for covid-19): a review use of genome-wide association studies for drug repositioning critically ill patients with covid-19 with convalescent plasma a 474 review of the 1918 herald pandemic wave: importance for contemporary pandemic response strategies covid-19 drug therapy-potential options covid-19: combining antiviral and anti-inflammatory treatments. the lancet infectious diseases detection of novel coronavirus by rt-pcr in stool specimen from asymptomatic child, china. 482 emerging infectious diseases 26 on the origin and continuing evolution of sars-cov-2 mechanism of inhibition of ebola virus 486 rna-dependent rna polymerase by remdesivir systems biology based drug repositioning for development of cancer therapy discovery of therapeutic agents for prostate cancer using genome-scale metabolic modeling and drug 492 repositioning remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-495 ncov) in vitro unique epidemiological and clinical features of the 497 emerging 2019 novel coronavirus pneumonia (covid 19) implicate special control measures remdesivir in adults with severe covid-19: a randomised, double-blind, placebo-controlled, multicentre 501 trial bacille calmette-guérin (bcg) vaccination and covid-19: scientific brief evolving status of the 2019 novel coronavirus infection: proposal 505 of conventional serologic assays for disease diagnosis and infection monitoring identification of small-molecule inhibitors of zika virus infection and 509 induced neural cell death via a drug repurposing screen single-cell metagenomics: challenges and applications structures of two coronavirus main proteases: implications for substrate binding and antiviral drug 514 design a familial cluster of infection associated with 516 the 2019 novel coronavirus indicating potential person-to-person transmission during the incubation 517 period multiscale modelling of 519 drug mechanism and safety crystal structure of sars-cov-2 main protease provides a basis for design of improved α-522 ketoamide inhibitors the use of anti-inflammatory drugs in the treatment of people with severe coronavirus disease 525 2019 (covid-19): the experience of clinical immunologists from china coagulopathy and antiphospholipid antibodies in patients with covid-19 clinical course and risk factors for mortality of adult inpatients with covid-19 in wuhan, china: a 531 retrospective cohort study. the lancet a pneumonia outbreak associated with a new coronavirus of probable bat origin a novel coronavirus from patients with pneumonia in china sars-cov-2 viral load in upper respiratory specimens of infected patients jakafi ® , jakavi ® jak inhibition rheumatoid arthritis plague outbreaks era key: cord-268283-eja8fkwv authors: iftikhar, hafsa; ali, hafiza nayyer; farooq, sadia; naveed, hammad; shahzad-ul-hussan, syed title: identification of potential inhibitors of three key enzymes of sars-cov2 using computational approach date: 2020-06-09 journal: comput biol med doi: 10.1016/j.compbiomed.2020.103848 sha: doc_id: 268283 cord_uid: eja8fkwv the recent outbreak of coronavirus disease-19 (covid-19) continues to drastically affect healthcare throughout the world. to date, no approved treatment regimen or vaccine is available to effectively attenuate or prevent the infection. therefore, collective and multidisciplinary efforts are needed to identify new therapeutics or to explore effectiveness of existing drugs and drug-like small molecules against sars-cov-2 for lead identification and repurposing prospects. this study addresses the identification of small molecules that specifically bind to any of the three essential proteins (rdrp, 3cl-protease and helicase) of sars-cov-2. by applying computational approaches we screened a library of 4574 compounds also containing fda-approved drugs against these viral proteins. shortlisted hits from initial screening were subjected to iterative docking with the respective proteins. ranking score on the basis of binding energy, clustering score, shape complementarity and functional significance of the binding pocket was applied to identify the binding compounds. finally, to minimize chances of false positives, we performed docking of the identified molecules with 100 irrelevant proteins of diverse classes thereby ruling out the non-specific binding. three fda-approved drugs showed binding to 3cl-protease either at the catalytic pocket or at an allosteric site related to functionally important dimer formation. a drug-like molecule showed binding to rdrp in its catalytic pocket blocking the key catalytic residues. two other drug-like molecules showed specific interactions with helicase at a key domain involved in catalysis. this study provides lead drugs or drug-like molecules for further in vitro and clinical investigation for drug repurposing and new drug development prospects. covid-19 after its emergence in china, continues to spread across the globe leading to global health emergencies and accounting for devastating economic and social impacts [1, 2] . as of april 9, 2020, over 1.7 million people have been confirmed with covid-19 leading to over 111,000 deaths since the emergence of the infection [3] . to date, no specific treatment regimen is available against covid-19. however, previously approved antiviral drug remdesivir and an antimalarial drug chloroquine have shown promising effects, at least in reducing the duration of symptoms of covid-19 in limited clinical studies [4, 5] . sars-cov-2 that causes this disease belongs to the family coronaviridae and genus coronavirus [6] . angiotensin-converting enzyme 2 (ace2) that is expressed on the cellular surfaces of different organs including lungs has been identified as the primary receptor of the virus in addition to the role of another host protease enzyme, transmembrane serine protease 2 (tmprss2) in viral entry [7] [8] [9] . the viral genome consists of 30,000 base pairs that encode different structural and non-structural proteins. the structural proteins include the membrane protein, spike, envelope and nucleocapsid. non-structural proteins include nsp1-nsp16. nsp3 (papain-like protease), nsp5 (3-chymotrypsin-like protease "3-cl-protease"), nsp12 (rna-dependent rna polymerase), nsp13 (helicase), nsp14 (n7-methyltransferase) and nsp16 (2 0 -o-methyl transferase) are important viral enzymes while nsp7-nsp10 are regulatory proteins. the sars-cov-2 orf1a and orf1ab genes encode polyprotein 1a (pp1a) and polyprotein 1 ab (pp1ab), respectively. these polyproteins are further processed by protease enzymes to produce different functional proteins. in this regard, 3cl-protease cleaves the polyprotein at 10 different specific positions thereby producing individual functional proteins [10] . sars-cov-2 is a positive sense rna virus that requires rnatemplated rna synthesis. rna-dependent rna polymerase (rdrp) catalyzes the synthesis of new viral rna and plays a crucial role in the sars-cov-2 replication cycle [11] . similarly, sars-cov-2 helicase (nsp13) is also crucial for the viral replication and proliferation as it catalyzes the unwinding of duplex rna and dna into single strand nucleic acid chain during replication [12] . considering an urgent need of containing the pandemic, repurposing of previously approved drugs to use against sars-cov-2 is the first choice in the fight against this virus, as such drugs are not required to pass through most of the steps of an extensive drug testing process. in this regard, several recent studies have been conducted using computational methods to screen libraries of approved drugs or drug-like molecules to identify potential inhibitors of different viral proteins, particularly, rdrp and 3cl-protease [13] [14] [15] [16] [17] . moreover, high throughput in vitro screening of fda approved drug libraries followed by in vivo validation has also been applied on limited hits [18, 19] . many of the reported virtual screening based studies have targeted the fda approved drugs and/or dug-like compound libraries. since a vast range of compound libraries exist therefore, multiple efforts to screen diverse compound libraries are important to explore a large chemical landscape to identify potential inhibitors or the lead structures to design inhibitors of sars-cov-2. here, we applied a computer aided drug discovery approach by targeting three important enzymes (rdrp, 3cl-protease and helicase) of sars-cov-2 and identified three fda-approved drugs and three other drug-like molecules as potential therapeutics. structures of sars-cov-2 rdrp and helicase were modeled on the basis of amino acid sequence homology using swismodel as crystal structure of these proteins are yet to be solved [20] . the genome sequence of sars-cov2 (ncbi reference sequence: nc_045512.2) was used to model the structures of rdrp and helicase [21] . the model accuracy and its stereochemical quality was assessed using the procheck analysis tools, which predicts the quality of modeled structure on the basis of distribution of backbone phi/psi angles with reference to the ramachandran plot [22] . recently published crystal structure of sars-cov-2 3cl-protease (pdb id, 6lu7) was used for screening and docking simulations [23] . first, a library of 4512 compounds also containing several fda approved drugs was screened through mtiopen screen automated virtual screening platform using the integrated vina autodock program against all three proteins [24] . hits from virtual screening were shortlisted on the basis of binding energy based vina empirical scoring function using à 8 kcal mol à 1 as the threshold [25] . in this regard, 46, [50] and 35 compounds were shortlisted against 3cl-protease, rdrp and helicase, respectively and were downloaded from the zinc database [26] . in parallel, 62 fda approved antiviral drugs with random targets were selected and their structure files were obtained from drugbank in the sdf file format [27] . format of these compounds were converted from smiles into pdb using an online tool (online smiles translator, nci) [28] . the autodock tools 1.5.6 program was used to prepare ligand and protein structures for further docking [29] . in ligand preparation, gasteiger charges were computed, nonpolar hydrogen atoms were merged, torsion angles for all rotatable bonds were set as flexible and the file was saved in the pdbq format. similarly, protein files were prepared using automated functions of the autodock tools that added all hydrogen atoms, computed gasteiger charges, merged non-polar hydrogen atoms and created pdbqt files. each of the shortlisted compounds was subjected to iterative docking with the respective protein using the autodock4.2.6 program [29] . docking was performed by lamarckian genetic algorithm (lga) method using 270,000 generations and by applying at least 100 iterations. pre-calculation of grid parameters for each protein was performed by using the autogrid program. during docking, the size of grids was kept at maximum covering the whole surface of the protein to allow the ligand to bind in an unbiased binding pocket. the docking results were analyzed on the basis of a combination of binding energy, clustering score, shape complementarity, functional significance of the binding pocket and favorable interactions including h bonds and hydrophobic interactions. we used integrated clustering tool of the autodock4.2.6 program to cluster different docked structures of a ligand on the basis of root mean square deviation (rmsd) of 1 å. the binding energy of every docked structure was predicted by the autodock program. thirty percent population of the docked structures in a cluster with à 7.5 kcal mol à 1 binding energy was used as a cutoff for the first ranking of iterative docking using the autodock tools program. a cluster containing the highest number of docked structures was then selected. to further illuminate h bonds and hydrophobic interactions the ligplot þ program was used [30] . the binding pockets with known functional significance on the basis of previously reported experimental data were considered. shape complementarity was superficially accessed by visual analysis of the docked structures. to further rule out non-specificity, 100 protein families were selected randomly from pfam to check for the specificity of the drug with a particular target. the details of the representative proteins from each family are given in table s1 . eight drugs or organic molecules (table 2) , which showed binding to any of the three target proteins of sars-cov-2, were subjected to docking simulation with all the 100 proteins by using the autodock4.2.6 program. pre-calculation of grid parameters for each protein was performed by using the autogrid program. to rule out non-specific binding, docking was performed by lamarckian genetic algorithm (lga) method. the significance measure (probability of obtaining a better binding score by chance) for a drug was calculated by comparing the binding scores obtained for specific target (three sars-cov2 proteins) with the binding scores for 100 structures belonging to random protein families. recently published x-ray structure of 3cl-protease (pdb id: 6lu7) was used for virtual screening [23] . a library consisting of 4574 compounds also including fda approved drugs was screened and after table 1 predicted binding scores of grazoprevir with different hcv ns3/4a x-ray structures. predicted binding score with grazoprevir à 7.3 à 7.26 à 8.05 à 6.54 à 7.48 applying first ranking with predicted binding energy cutoff of à 8.0 kcal mol à 1 , 46 compounds were shortlisted. detailed iterative docking and subsequent analysis resulted in the identification of three sars-cov-2 3cl-protease binding compounds as potential inhibitors. rimantadine is an anti-flu fda-approved drug with generic name as flumadine. the known target of rimantadine is the m-protein of influenza-a virus [31] . we observed that rimantadine bound to sars-cov-2 3cl-protease at its substrate-binding site blocking about half of the binding pocket. two highly conserved amino acid residues his-41 and cys-145 are the main catalytic residues of 3cl-protease of corona viruses, however, many residues around these catalytic residues also play key role in the binding of peptide substrate and its subsequent catalysis. for example, his-163 and phe-140 stabilize the position of glutamine present at the p1 position (gln-p1) of the peptide substrate by developing two h bonds between the nς2 atom of his-163 and main carbonyl oxygen of phe-140 with the oς1 and nς2 atoms of gln-p1, respectively [32] . in our docked structure of rimantadine, the adamantyl ring of the drug perfectly fits in the sub-pocket of the substrate binding site occupying the space between his-163 and ph-140 of the protease and stabilized by hydrophobic and van der waals interactions (fig. 1a) . in the previously reported structure of his-41 mutant of sars-cov 3cl-protease in complex with its peptide substrate, carbonyl oxygen of gln-p1 of the substrate occupies position in the oxyanion hole formed by the amide groups of gly-143 and cys-145 [32] . in the docked structure the nitrogen atom of amino group of rimantadine occupies the position close to the oxyanion hole and is stabilized by four potential h bonds with backbone nitrogen of cys-145, carbonyl oxygen of leu-141 and backbone nitrogen and side chain oxygen of ser-144 (fig. 1b) , thereby blocking the critical residues of the protease required for catalysis. another drug, bagrosin was observed to bind at a potential allosteric site of the protease. bagrosin is an anti-epileptic drug that belongs to a class of hydantoin derivatives (anticonvulsant compounds). it works by blocking the voltage-gated sodium channels of neurons and causes inhibition of calcium flux across neuronal membranes thereby stabilizing neurons. compared to other hydantoin derivatives, bagrosin has been reported to be safer in clinical trials [33, 34] . sars-cov 3cl-protease has been reported to form a homodimer resulting in better catalytic efficiency as compared to its monomeric form [35, 36] . the recently reported x-ray structure of sars-cov2 3cl-protease is very similar to that of sars-cov forming a dimer. the dimer formation is primarily mediated by several hydrophobic interactions between domain-3 of each monomer ( fig. 2a ) [37] . we observed that bagrosin bound in a hydrophobic pocket in domain-3 of the protease and can potentially interfere with the dimer formation. in the docked structure, the phenanthryl ring of the compound perfectly fits in a hydrophobic pocket while the polar hydantoin ring is stabilized with two h bonds with backbone nitrogen and oxygen of lys-5 ( fig. 2b and c) . another fda approved drug, grazoprevir was also found to bind at the allosteric site of sars-cov-2 protease and can potentially interfere with the dimer formation of the protease ( fig. 2d and c) . grazoprevir is known as hepatitis c protease (ns3/4a) inhibitor and is used to treat hepatitis c in combination therapy [38] . several x-ray structures of the complexes of grazoprevir and hepatitis c virus (hcv) ns3/4a have been reported [39, 40] . in addition to performing docking of grazoprevir with sars-cov2 3cl-protease, we also performed its docking with (hcv) ns3/4a and reproduced the binding interactions reported in different x-ray structures. predicted binding score obtained through docking simulations of grazoprevir with different ns3/4a variants is given in table 1 . the binding score of grazoprevir with sars-cov2 3cl-protease was predicted to be à 10.1, suggesting the potential stronger binding as compared to binding with hcv ns3/4a. rdrp has been considered as an important target for the discovery of direct acting antiviral therapeutics against positive sense rna viruses. in this study, we used homology modeling to model the structure of sarstable 2 identifying the specificity of the drug-target interactions using a significance score based on binding potential to random targets. all of its side chain parameters were within the accepted limit of structure quality (fig. s1 and tables s2 and s3). preliminary virtual screening and subsequent analysis resulted in the identification of 30 compounds potentially binding to the protein. these compounds were subjected to iteratively docking by selecting complete surface of the protein to map the binding. final analysis resulted in the identification of one compound, casopitant, tentative generic name rezonic. casopitant is a neurokinin-1 receptor antagonist and is under development to manage chemotherapy induced nausea [41] . two aspartate residues, asp-760, and asp-761 are the main catalytic residues of rdrp. these two residues are highly conserved in all corona viruses [14] . casopitant bound at the catalytic site of the rdrp enzyme (fig. 3a) . the binding is stabilized by several favorable interactions including three h bonds between carbonyl oxygen of the acetyl piperazine ring and backbone nitrogen of ala-762, and between the fluorine atoms of trifluoromethyl-phenyl moiety and the side chain nitrogen atoms of arg-553 and arg-836. the ligand perfectly fits in the catalytic cavity completely covering the two catalytic aspartate residues (fig. 3a and b ). sars-cov-2 helicase is considered an important target for therapeutic intervention due its sequence conservation among all corona viruses [42] . a typical cov helicase consists of a zinc-binding domain, which is separated by stalk from the main catalytic domains 1a and 2a. it incorporates distinct dna and atp binding sites. in addition to these two important binding sites, the β19-β20 loop encompassing residues 331-357 plays a crucial role in nucleic acid unwinding [41] . we homology modeled the structure of sars-cov-2 helicase using the swiss-model online tools for virtual screening. the sars-cov-2 helicase sequence showed 99.8% sequence identity with helicase of sars-cov (pdb id, 6jyt) that was used as a template in homology modeling. according to the ramachandran plot analysis, 99% of the residues were in the allowed region with over 80% in the most favorable region, validating the quality of the modeled structure ( fig. s1 and tables s4 and s5). we identified that meclonazepam, a drug-like molecule with reported sedative, anxiolytic and anti-parasitic effects [43] , bound to the viral helicase. according to the docking results, meclonazepam binds to helicase at a pocket primarily formed by the β19-β20 loop and the binding is stabilized by several h bonds and hydrophobic interactions (fig. 4a and b) . another drug-like molecule, oxiphenisatin was found to bind sars-cov2 helicase also in a binding pocket primarily formed by the β19-β20 loop. the binding was stabilized by several favorable interactions including five h bonds and hydrophobic interactions involving primarily the residues from the β19-β20 loop (fig. 5 a and b) . in order to minimize chances of false positive results in the docking simulations, we calculated a significance measure for the binding scores of prominent drug-protein pairs. the significance measure is calculated by comparing the binding scores obtained for potential targets of a drug with the binding scores of 100 structures belonging to random protein families with the respective drug and counting the number of times out of 100 that we see better docking value when docking the respective drug with the random protein families [44] . the significance measure enabled us to identify more promiscuous compounds where even the targets with most favorable docking score have an unfavorable significance measure (meaning that the drug is sticky and is interacting with many proteins with high probability). we set the cutoff value of the significance measure at 0.3 also to include slightly less specific compounds taking into account the identification of leads to develop more specific potential drugs. drug-protein pairs with significance measure less than 0.3 were considered as specific (those with measure less than 0.1 are highly specific) as compared to the other pairs tested ( table 2 ). the two docked structures with binding score higher than à 0.6 showed the significance measure higher than 0.3 indicating non-specific binding of these ligands. over the last decade, computer aided drug discovery has emerged as a fundamental tool in drug discovery and design process [45] [46] [47] [48] . identification of compounds that bind and inhibit normal function of proteins involved in viral replication has been the most successful strategy in direct acting antiviral drug discovery [49] [50] [51] [52] . in this study, we used a virtual screening based strategy to identify already approved drugs or drug-like molecules that can bind to any of the three key viral enzymes, 3cl-protease, rdrp and helicase, and potentially inhibit the function of these enzymes. virtual screening of over 4500 drugs and subsequent docking simulation resulted in the identification of three 3cl-protease binding drugs, one rdrp binding molecule and two helicase binding molecules. one of the identified 3cl-protease binding drugs, rimantadine, showed binding at the catalytic site blocking the critical catalytic residues and half of the catalytic pocket. the two other compounds bound in a pocket present in domain iii of the protease and can potentially interfere with the formation of dimerit is well established that cov 3cl-proteases are catalytically active primarily in dimeric form [53] . one rdrp binding compound, casopitant was identified which perfectly fits in the catalytic cavity of the enzyme and completely blocks the two critical catalytic residues, asp-260 and asp-261. casopitant is not an approved drug but it is in the process of development towards its approval. we identified two helicase-binding molecules, meclonazepam and oxiphenisatin both of these molecules bind at a pocket primarily formed by the β19-β20 loop of the enzyme. this loop has been reported to play a crucial role in the catalytic activity, nucleic acid unwinding, of the helicase enzyme [42] . three of the identified compounds are already approved drugs that potentiate for their repurposing towards sars-cov-2 after in vitro and in vivo validation. moreover, all of these compounds represent leads for chemical modifications to develop new potential therapeutics. for instance, rimantadine binds to 3cl-protease and fits in half of the substratebinding pocket of the enzyme. this drug also shows non-specific binding to other proteins as determined from its specificity score (0.26) after performing its docking simulation with 100 irrelevant proteins. its nonspecific binding could be attributed to its smaller size as several side effects of this drug have also been reported [54] . nevertheless, this docked structure provides necessary information for potential chemical modifications to incorporate chemical groups to fill the space of the binding pocket potentially leading to enhance the binding affinity and specificity. in specificity score measurement, we set the cutoff value of the significance measure at 0.3 considering two aspects. firstly, to identify leads for chemical modification to synthesize more specific inhibitors and secondly, not to reject a ligand with good docking score even with moderate potential off target effects as in many cases a drug with several adverse effects is also acceptable when the question of life saving arises. for example, rimantadine is an fda approved drug to use against flu despite its several side effects. recently, several studies have been conducted using computational methods to identify already approved drugs as potential inhibitors of sars-cov-2. elfiky et al. reported the binding of four approved antiviral drugs to rdrp of sars-cov-2, including currently under clinical trial drug remdesivir [14] . rdrp is a highly significant drug target due to its conservation across positive sense rna viruses. however, this study was highly focused on nucleotide inhibitors and only eight already known drugs were screened against sars-cov-2 rdrp using a less vigorous docking program autodockvina. wang et al. recently conducted a study to screen a library consisting of diverse approved drugs against the sars-cov-2 3cl-protease and identified binding of several antiviral drugs, an anticancer drug, carfilzomib and an antibiotic, streptomycin [17] . this study is computationally vigorous as it also includes molecular dynamics simulation to approximate binding free energy. however, docking simulations using the autodock program provides quite a reliable approximation for further in vitro and in vivo testing as elfiky et al. utilized only the less vigorous program of autodock (autodock vina) to identify potential inhibitors and one of their identified drugs is currently in clinical trials, suggesting the reliability of docking. in our studies we performed computational screening by targeting three important enzymes of sars-cov-2 including rdrp, 3cl-protease and helicase, to identify not only the already approved drugs for repurposing but also the drug candidates or lead structures that can be chemically modified to develop potential drugs. moreover, we incorporated an additional aspect of specificity score obtained by performing docking simulation of every identified compound with 100 irrelevant proteins. a similar study was recently reported by mirza et al. incorporating screening of drug candidates against three key enzymes of sars-cov-2 and reported several potential inhibitors of these enzymes [13] . however, they performed docking by selecting a very specific area around the predicted catalytic sites of the protease and rdrp, and the atp binding site of helicase ignoring allosteric sites. these enzymes also incorporate allosteric sites that can be targeted for potential drug discovery. for example, 3cl-protease is known to be catalytically active in its dimeric form and any inhibitor of dimerization could be of high significance. similarly, helicase incorporates several distinct sites including dna and atp binding sites, the zinc-binding domain and the β19-β20 loop involved in nucleic acid unwinding process. in our studies, during docking, the whole surface of the protein was selected to allow the ligand to bind in an unbiased binding pocket and results were analyzed considering the known functional significance of the binding pocket that resulted in the identification of potential allosteric inhibitors of these enzymes as well. moreover, several other studies have also been reported contributing to the efforts in identifying approved drugs for repurposing or drug candidates or leads to develop drugs against sars-cov-2. overall, this computer-aided study represents a contribution to the efforts against sars-cov-2 and provides information about potentially repurposable drugs and drug-like molecules or lead structures that can be chemically modified to develop into potential drug candidates for further in vitro and clinical investigation. the authors 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co-infection: a systematic review and network meta-analysis potential targets for therapeutic intervention and structure based vaccine design against zika virus an overview of severe acute respiratory syndrome-coronavirus (sars-cov) 3cl protease inhibitors amantadine and rimantadine for influenza a in children and the elderly this study was supported by an internal funding from lahore university of management sciences. one of the authors, hafsa iftikhar was supported by the higher education commission of pakistan in the form of phd stipend. supplementary data to this article can be found online at https://doi. org/10.1016/j.compbiomed.2020.103848. key: cord-317993-012hx4kc authors: movia, dania; prina-mello, adriele title: preclinical development of orally inhaled drugs (oids)—are animal models predictive or shall we move towards in vitro non-animal models? date: 2020-07-24 journal: animals (basel) doi: 10.3390/ani10081259 sha: doc_id: 317993 cord_uid: 012hx4kc simple summary: this commentary focuses on the methods currently available to test the efficacy and safety of new orally inhaled drugs for the treatment of uncurable respiratory diseases, such as chronic obstructive pulmonary disease (copd), cystic fibrosis or lung cancer, prior to entering human experimentation. the key question that the authors try to address in this manuscript is whether there is value in using and refining current animal models for this pre-clinical testing, or whether these should be relinquished in favor of new, more human-relevant non-animal methods. abstract: respiratory diseases constitute a huge burden in our society, and the global respiratory drug market currently grows at an annual rate between 4% and 6%. inhalation is the preferred administration method for treating respiratory diseases, as it: (i) delivers the drug directly at the site of action, resulting in a rapid onset; (ii) is painless, thus improving patients’ compliance; and (iii) avoids first-pass metabolism reducing systemic side effects. inhalation occurs through the mouth, with the drug generally exerting its therapeutic action in the lungs. in the most recent years, orally inhaled drugs (oids) have found application also in the treatment of systemic diseases. oids development, however, currently suffers of an overall attrition rate of around 70%, meaning that seven out of 10 new drug candidates fail to reach the clinic. our commentary focuses on the reasons behind the poor oids translation into clinical products for the treatment of respiratory and systemic diseases, with particular emphasis on the parameters affecting the predictive value of animal preclinical tests. we then review the current advances in overcoming the limitation of animal animal-based studies through the development and adoption of in vitro, cell-based new approach methodologies (nams). respiratory diseases constitute a huge burden in our society. it has been calculated that, worldwide, around 235 million people are living with asthma [1], 251 million with chronic obstructive pulmonary disease (copd) [2] , and more than 70,000 people with cystic fibrosis [3] . furthermore, 3 million people are affected by idiopathic pulmonary fibrosis (ipf) [4] , and 10 million people contract tuberculosis (tb) annually [5] . in addition to this, lung cancer continues to be the leading cause of cancer death worldwide, accounting for 1.8 million deaths in 2018 [6] ; whereas, pneumonia still constitutes the inhalation is the preferred administration method for treating respiratory diseases [13] , as: (i) it delivers the drug directly at the site of action, resulting in a rapid therapeutic onset with considerably lower drug doses, (ii) it is painless and minimally invasive thus improving patients' compliance, and (iii) it avoids first-pass metabolism, providing optimal pharmacokinetic conditions for drug absorption and reducing systemic side effects [14] [15] [16] . it should be noted here, inhalation differs from intranasal administration for the drug portal-of-entry (poe) and targeted site of action. intranasal drugs are sprayed into the nostrils, producing a local effect in the nasal mucosa; whereas, inhalation occurs through the mouth, with the oids, also referred to as orally inhaled drug products (oips), having their efficacy in the lungs. notably, attempts have been made to develop oids that exert their therapeutic action outside the lung, for the treatment of systemic diseases [17] . the latter include, for example, migraine headaches, treated with aerosols of ergotamine or hydroxyergotamine, and type 1/type 2 diabetes, for which inhaled insulin products have been developed (e.g., exubera-withdrawn in 2008 due to poor revenue-and afrezza-the uptake of which has also been impacted by socio-economic issues). oid therapeutic categories currently approved for the clinical treatment of respiratory diseases include drugs for the treatment of asthma and copd, such as β2 adrenergic agonists (e.g., albuterol, formoterol) and muscarinic antagonists (e.g., ipratropium, tiotropium) inducing bronchodilation, or glucocorticosteroids (e.g., fluticasone and budesonide) reducing inflammation. oids for the treatment of cystic fibrosis are also available for clinical use, with most of them falling into the therapeutic categories of mucolytics (e.g., saline and acetyl choline), aiming at thinning the mucus for facilitating its clearance from the patient's lungs. alternatively, leukocyte dnase, reducing inflammation, and antimicrobial agents (e.g., tobramycin), treating the bacterial infection characteristic of this disease, are also administered as oids. various devices can be used to administer oids to patients, including dry-powder inhalers (dpis), pressurized metered-dose inhalers (pmdis) and nebulizers. these devices have been extensively discussed in several recent works [18] [19] [20] [21] [22] [23] [24] [25] . briefly, dpis deliver powder particles carrying the drug; pmdis and nebulizers generate liquid droplets containing the drug. to be effective, an inhalation device must be easy to use and forgiving of poor patient's compliance, while providing reproducible effective dosing. thus, a through characterization of the performance of the inhalation device is required at regulatory level, when developing an oid. such characterization is based on in vitro, ex vivo and in vivo (on human volunteers) tests, as extensively described in the scientific literature [26] [27] [28] [29] [30] [31] [32] [33] animal models are not used in the characterization of the efficiency and reproducibility of inhalation delivery devices. this is due to the fact that, dpis and pmdis are breath-actuated and therefore not compatible with animal exposure; whereas for nebulizers modifications are needed in line with the animal model adopted. thus, our manuscript, which focuses on the potential reduction and replacement of animals studies in oid development, does not discuss the impact of inhalers' performance on the effectiveness of inhalation therapies [34] , a current challenge discussed in detail elsewhere [35] [36] [37] [38] [39] [40] [41] [42] [43] [44] . despite the major advantages over i.v. administration of drugs, inhalation therapy encounters several obstacles in achieving an effective therapeutic dose for the successful treatment of respiratory and/or systemic diseases. below, we describe the journey of an oid once administered and the human-specific features that, in the authors' opinion, strongly impact on the current low translation rate of oids, as these are poorly replicated in the current preclinical models. when an oid is administered to a patient, its liquid or powder aerosol enters the human respiratory system via the oropharynx. oid deposition in the oropharynx is invariably wasteful, reducing the oid dose reaching the lungs. this indeed constitutes the first feature to keep into account for developing an effective inhalation therapy [45] . rodent models cannot reproduce this feature, as they are obliged nose-breathers. however, other animal models (e.g., dogs) can be used to overcome the limitations posed by rodents. also, oid deposition in the oropharynx must be minimized in clinics to avoid severe side-effects in the patients. side-effects can be due to both local and systemic toxicity, as oids accumulating in the mouth and throat enter the body through swallowing. achieving an optimal oid deposition pattern in the patients' lung is the second feature to keep into account for an effective inhalation therapy [46] . to reach its site of action and/or absorption, the oid needs to pass through the so-called extrathoracic (or et) region of the larynx, enter the tracheobronchial region and reach the small and/or peripheral (alveoli) airways. drug absorption and translocation into the blood flow can in fact occur from all parts of the lung, but it occurs more readily in the alveoli [47] , where there is a large surface area and a relatively thin layer of epithelial and endothelial cells separating the inhaled drug from the blood flow. the oid journey within the complex, branched structure of the human lung is influenced by two main parameters of the particles/droplets carrying the drug [48] : (i) velocity [49] ; and (ii) aerodynamic size distribution (the so-called apsd) [13] . both parameters strongly impact on the drug deposition pattern and, subsequently, on the effectiveness of the inhalation therapy. velocity is defined by the delivery system employed in the oid administration. generally, high velocity results in increased deposition in the oropharynx and tracheobronchial regions; whereas, low velocity generates a peripheral deposition pattern [13] . it goes without saying that oids cannot reach those part of the respiratory tract where velocity is null, i.e., those parts of the lung that are not ventilated. this is particularly relevant to consider when developing oids against respiratory diseases [50] , which are characterized by the partial or full obstruction of the respiratory tract (e.g., asthma, copd, cystic fibrosis and lung cancer). combination of drugs where bronchodilators or mucolytics are used in a synergistic manner with other drug therapies, can be used to modulate oid velocity and increase the efficacy of the inhalation therapy. in parallel, the deposition mechanism of the aerosol particle/droplets in the bronchial tree changes depending on their apsd [13] . droplets/particles with large aerodynamic size deposit by impaction or interception mechanisms in the oropharynx or just beyond the trachea bifurcation. the smaller droplets/particles deposit in the smaller airways by sedimentation, subject to gravity. among those, the droplets/particles with aerodynamic size below 3 µm further move to the alveoli by diffusion or brownian motion. it should be noted here, droplets/particles deposition follows stokes' law [45] . the consequence is that, since most of the droplets/particles are near spherical, their aerodynamic size can be small despite being geometrically large. this happens when particles/droplets have low density, which is determined by the composition of the oid formulation. oid deposition pattern is currently evaluated in in vitro, cell-free experiments, achieving good predictive value [51] . once the oid deposits on the airways, removal mechanisms, such as mucociliary clearance in the conducting airways and macrophage clearance in the alveolar space, can be responsible for the drug elimination and/or degradation [52] , thus hindering the local efficacy and/or the systemic absorption of the oid. mucociliary clearance is the upward movement of mucus driven by beating cilia towards the pharynx, where mucus is subsequently swallowed and pass into the gastrointestinal tract [53] . in macrophage clearance, the oid is phagocytosed by alveolar macrophages and cleared by transport to the lung-draining lymph nodes [54, 55] . compared with mucociliary clearance, macrophage clearance is far slower [56] and, therefore, its action is typically assumed to be negligible for oids, unless the drug is known to be degraded by alveolar macrophages [57] . absorptive drug clearance is yet another clearance mechanism by which an oid is cleared from the lung through the blood circulation, a mechanism that is heavily dependent on perfusion. perfusion levels, however, vary between the different lung regions. in the alveoli, perfusion levels are the highest and drugs have a very short half-life; by contrast, in the tracheobronchial region, the perfusion rate is lower, thus offering a longer drug bioavailability [58] . removal mechanisms constitute the third feature to keep into account for developing an effective inhalation therapy. as described in detail in section 2.1.1, this feature is species-specific [59] and, therefore, human-specific removal mechanisms are not replicated by animal models. notably, human-specific removal mechanisms can be reproduced by in vitro, cell-based nams [60] [61] [62] [63] , as discussed in detail in section 2.2. to exert local or systemic efficacy, oid dissolution and absorption are indeed necessary [64] . the thickness and constitution of the pulmonary lining fluid, which can be modified by lung diseased states [65] , influence oid dissolution and, subsequently, absorption [66] , constituting the fourth feature to keep into account for developing an effective inhalation therapy. while the mucus layer (produced by goblet cells in the bronchial region) acts as a physical barrier, surfactants produced by alveolar cells in the peripheral airways reduce surface tension and facilitate drug dissolution [13] . noteworthy, oid dissolution rates strongly depend on disease-specific airway characteristics (e.g., copd is characterized by a thick mucus, hindering oid efficacy), which are not replicated by conventional preclinical models. noteworthy, in vitro, cell-based nams have the potential to reproduce the disease-specific composition of pulmonary lining fluid [67] . finally, the multicellular composition of the lung is the fifth feature to keep into account for developing an effective inhalation therapy, by playing an important role in defining oid delivery efficiency. for example, mast cells have protective functions against inhaled drugs; dendritic cells, together with macrophages, are the first line of defense of the lung immune system, sampling for and removing constantly any exogenous material such as drugs. clara cells are involved in oid metabolism. interestingly, the human lung has relatively low metabolic activity as compared to the gastro-intestinal tract or the liver [68, 69] . this constitutes a distinct advantage for inhalation therapy over oral drug administration. however, protease activity is generally increased in lung diseases as a result of chronic inflammation (e.g., enhanced activity of cytochrome p450 in patients affected by lung cancer [70, 71] or copd [72] ); this can indeed reduce the biopersistence and bioavailability of some oids (e.g., insulin [73] ). protection against metabolic activity has been achieved in inhalation therapy by drug encapsulation into carriers (e.g., liposomes [74] [75] [76] [77] [78] ). animal models and humans differ in the metabolism and distribution/types of cell populations lining the airways. for example, it has been shown that the average number of cells per alveolus for rats versus humans is: 21 vs. 1,481 for endothelial cells, 13 vs. 106 for interstitial cells, 6 vs. 67 for epithelial type ii cells, 4 vs. 40 for epithelial type i cells, and 1.4 vs. 12 for alveolar macrophages [79] . this has important clinical implications during the oid development. notably, the human-specific composition and metabolism of the lung can indeed be replicated more closely by adopting in vitro, cell-based nams, as described in the following sections. based on the multiple mechanisms and processes described above, it is evident that oid development is not an easy task. overall, a sound understanding of the features involved in the oid journey is necessary to use the most predictive preclinical models to overcome the complex, intrinsic challenges associated with inhalation therapy. interestingly, such challenges have certainly not hindered the interest of the pharmaceutical industry in inhalation therapy. based on a search carried out by the authors in july 2020, 2542 inhalation clinical trials for new, combination, and existing products, encompassing 666 drug interventions, 1111 different conditions and 115 rare diseases, have been logged on clinicaltrials.gov in the last four years (search terms: interventional studies; inhalation; start date from 01/01/2016 to 31/12/2020). to put this into context, a total of 97,744 interventional studies, comprising 2867 drug interventions, have been registered on clinicaltrials.gov in the same time period. consequently, inhalation clinical trials make for the 2.6% of the total number of interventional studies registered in the time period under consideration (2016-2020), and 23.2% of the total drug interventions examined. it is important to observe that more than half of these inhalation studies are for systemic conditions, thus demonstrating an interest that expands beyond the domain of respiratory diseases. preclinical studies of new oid candidates generally start from compound profiling in high-throughput in vitro studies [80] . compounds with promising efficacy results progress to in vivo studies. three preclinical animal-based studies are currently required by regulatory authorities before approving the request of clinical study for a novel oid. these are: (i) the range finding study, (ii) the repeat dose study, and (iii) the carcinogenicity study. other specialized studies can be necessary, such as safety pharmacology studies, reproductive studies, and neonatal/juvenile studies for pediatric oids. animal-based inhalation studies are carried out mainly in rats, mice or rabbits by exposure in restraint tubes [81] . dogs and primates can also be used for testing oids in more realistic settings, via facemasks or helmets [82] . although high-throughput cell-based assays can provide insightful information at the early stages of preclinical development, the cell models used fall short in recapitulating the complex interactions between different cell types and tissues/organs occurring in human. conventional in vitro models are in fact formed by one cell type grown as a flat, two-dimensional culture; thus, they are a simplistic representation of the human lung tissue [83] . furthermore, many in vitro assays use transformed cell lines that exhibit gene and protein expression that strongly differ from their primary counterpart [83] . on the other hand, various uncertainties characterize the animal-based preclinical studies currently required for regulatory purposes. the first level of uncertainty is associated with the type of devices used to administer the oid to the animal. while clinical nebulizers can be used in the preclinical environment (upon small modifications), dpis and pmdis cannot be employed to expose animal models at the preclinical screening level, as these devices are breath actuated. to overcome this issue, specialized equipment is used to expose the animal to an aerosol in a restrained environment. aerosol of powders is achieved via, for example, rotating brush generators or wright dust feed. an algorithm-based extrapolation [84] is then applied to define dose ranges to be used in clinical trials. the delivered dose is calculated as the amount of oid per unit of body weight that is presented to the animal. due to the two parameters (velocity and aerodynamic size distribution) affecting oid deposition patterns in the lungs, as discussed in the section above, and to the species of the animal model used, the deposited dose is only a fraction of the delivered dose. the fda assumes 100% deposition in humans, 10% in rats and 25% in dogs or non-human primates, irrespective of any information that has been produced by the submitting company [85] . this indeed generates uncertainties when calculating clinical overages. the second level of uncertainty in in vivo studies is posed by the animal model itself [86] . for example, rodents are obligate nose breathers; this strongly influences how inhaled compounds deposit in the respiratory tract. this and other interspecies differences have been extensively discussed by the authors in a recent perspective [59] . preclinical studies during oid development requires a clear understanding of such interspecies differences and their impact on the screening outcomes in terms of oid efficacy, toxicity and recovery from adverse effects. although not required at regulatory level, disease animal models are also used in preclinical research, particularly in the oncological field, as proof of concept for demonstrating oid efficacy. the authors have performed a literature search on pubmed using the searching terms "(inhaled drug) and (in vivo) and (efficacy)". the search results showed that, in the last five years, 116 articles used disease animal models to test the efficacy of oids. however, animal use as disease models needs to be viewed cautiously. in animal models, disease features are reproduced by applying exogeneous stimuli (e.g., allergens, irritant gas exposures, cigarette smoke, etc.) [87] . this modelling process is however incomplete, as the use of single stimuli does not mimic the disease etiology and chronicity observed in patients. the next section of this commentary focuses on this specific aspect, complementing the authors' previous publication [59] and further discussing if and how new approach methodologies (nams) could become useful in the attempt to overcome the limitations of current animal models and increase oid translation rate. for completeness, it should be mentioned here that the abbreviation "nams" is often used in toxicology to refer broadly to any non-animal technology, methodology, approach, or combination thereof that can be used to provide information on chemical hazard and risk assessment. examples of nams include non-mammalian model systems, (e.g., caenorhabditis elegans [88] [89] [90] , drosophila melanogaster [91] [92] [93] , zebrafish [94] [95] [96] and dictyostelium [97] ) and computational (in silico) approaches [98] , which indeed offer opportunities for mimicking human respiratory diseases in a predictive manner. however, the scope of the nams considered in our commentary includes only in vitro, non-animal cell models for the testing of oids. based on the most recent advances in tissue-engineering technologies, in vitro cell-based nams for screening the efficacy of oids can be classified in three main categories [99] : (i) tissue-mimetic lung cultures grown at the air-liquid interface (ali); (ii) lung organoids; and (iii) lung-on-chip. ali cultures mimic one of the main properties of the lung epithelium, i.e., the direct contact with the gas phase (air). this provides a tissue-mimetic environment that makes it possible for airway epithelial cells to proliferate and differentiate in vitro into a pseudostratified, ciliated epithelium that produces mucus. thus, ali cultures provide an excellent method for testing oid dissolution and absorption, while enabling testing of the drug in its aerosol form. whitcutt et al., were among the first research groups to report mucociliary differentiation in ali cultures [100] . today, ali cultures are known to be particularly useful in understanding the mechanisms of respiratory diseases, including the cell-cell and cell-extracellular matrix interactions during airways remodeling [101] [102] [103] . also, they can replicate some of the key features that need to be kept into account when developing an inhalation therapy, namely (i) the constitution and thickness of the pulmonary lining fluid [67] and (ii) mucociliary clearance [60] [61] [62] . for example, ali cultures have been used to model the effects of smoke exposure on epithelial cells [104] and the authors have created a complex, diseased ali culture model capable of reproducing the chemoresistance mechanisms observed in patients affected by non-small-cell lung cancer [105, 106] . also, culturing human airway epithelial cells isolated from patients, makes it possible to conduct patient-specific research and drug-screening, for example in cystic fibrosis, asthma and copd [107] [108] [109] [110] . with the aim of further increasing the predictive value of this in vitro nam, ali co-cultures have also been developed. in ali co-cultures, the lung cell populations are mixed or partially separated, depending on the experimental set-up. in general, the immune cells are cultured in direct contact with the epithelial cells; whereas, fibroblasts and endothelial cells are separated from the epithelial cells by the transwell permeable membrane. cell separation is due to the relative difference in the culturing conditions of the various cell types and the consequent need to separate them. this constitutes one of the main limitations of ali models, as separated cells cannot establish physical (cell-to-cell) interactions as per in vivo conditions. this indeed affects the detected responses during oid preclinical testing. the second type of in vitro, cell-based nams currently available for oid testing are lung organoids. these are grown from human induced pluripotent stem cells (ipscs) cultured within a natural or synthetic extracellular matrix to form three-dimensional (3d), hollow cell spheroids of basal, ciliated and secretory cells [111] . through differentiation and self-organization of the ipscs, an in vitro culture with lung tissue-specific morphogenetic and histological properties is formed [112] . to date, several organoids representative of the various human lung regions [39] and assessing a variety of pulmonary diseases [39, 113, 114] have been developed. in the context of oid preclinical testing, lung organoids can be used for modeling respiratory diseases and, therefore, as a platform for screening the efficacy of inhalation therapies [115, 116] . indeed, technical limitations are inherent with the use of lung organoids. lungs are in fact subjected to mechanical deformation during breathing cycles, a deformation that is currently hard to model in organoids. furthermore, there is still a lack of established in vitro lung organoids with a functional representation of the vasculature network. most importantly, lung organoids lack an important feature for oid testing, i.e., the direct contact of epithelial cells with the air. as mentioned above, lung organoids are spherical cultures. they present an interiorized lumen, with epithelial cells facing inwards rather than outwards; this makes drug administration extremely difficult and reduces the application of organoids in the screening of oid absorption. microfluidic technologies allow to add further complexity and functionality to the in vitro ali models described above. the so-called "lung-on-chip" is a microfluidic-based in vitro system in which lung epithelial cells are grown on one side of a membrane, and stromal cells on the other surface. liquid and air are circulated through the system to mimic air and blood flow in the lung. the applications of lung-on-chip range from basic research to drug discovery [117] , where the oid can be introduced in the air flow as per in vivo conditions. probably the most famous example of this in vitro, cell-based nam is the breathing lung-on-chip developed by huh and co-workers at the wyss institute of harvard university (usa), capable of reproducing both the physiological and pathological responses of the human lung, a rudimentary circulatory system and the mechanical stress associated with breathing [118] [119] [120] . the immediate application of lung-on-chip has been for toxicity testing [121, 122] ; more recently, this model has been exploited for improving understanding of the complex lung disease processes and their responses to therapeutics [123] [124] [125] , with applications extending even to the most recent need of a fast drug discovery for covid-19 treatment [126] . lung-on-chip systems allow, in fact, the in vitro creation of highly tissue-mimetic lung disease models [127, 128] , thus allowing, for example, to model the human response and the effects of existing and novel therapeutics when the lung is infected by the influenza virus or by viral pseudoparticles expressing spike protein of sars-cov-2, the virus responsible for covid-19 development [126] . the clear advantage of lung-on-chip systems over ali cultures or lung organoids is the possibility of mimicking the pulmonary mechanical stretch during in-and exhalation, while replicating the air-blood barrier for studying oid absorption. furthermore, lung-on-chip models allow evaluating the impact of the mucociliary clearance mechanism overcoming the lack of directionality in cilia beating function characteristic of fully-differentiated in vitro ali models [63] . nevertheless, the lung-on-chip models share some of the limitations of ali cultures, i.e., the impairment of physical crosstalk among different cell types. in fact, even in the most recent and advanced developments in "tumor-on-a-chip" cell culture technology, successfully used to create in vitro human orthotopic models of non-small-cell lung cancer [129] , the lung cancer cells (cultured under ali conditions) are physically separated from the lung endothelial cells by a porous, permeable membrane [130] . it is noteworthy to mention that, in the respiratory disease field, two additional categories of in vitro, cell-based nams exists, although these have not been used for oid testing to date. the first category is constituted by explant or ex vivo cultures, namely isolated perfused lungs and precision cut lung slices. these are better representations of the in vivo situation than any of the previous three nam types mentioned above. the use of ex vivo cultures in oid testing is however hindered by the hurdles associated with their manipulation, and by donor-specific differences that make the oid screening outcomes often not significant or difficult to interpret [131] . the second category includes the engineered, reconstructed lung organs [132] . these are formed from several cell types co-cultured within scaffolds that aim at replicating the composition and architecture of the human lung acellular stroma [133] . mechanical or biochemical stimuli can be added to tailor the properties of the scaffold and increase the similarity to the lung stroma in vivo. the first engineered lung organ was built from a decellularized lung matrix used as scaffold [134] . more recently, 3d bioprinting techniques have been used to produce the lung organs in vitro. for 3d bioprinting, cells are combined with bioactive hydrogels composed of synthetic (e.g., polyethylene glycol, pluronic) or natural (collagen, chitosan, fibrin, gelatin, matrigel, alginate) polymers [135] . the use of reconstructed lung organs in oid preclinical screening is currently hampered by the low throughput of these methods. to summarize, in this commentary we have presented an overview of the in vitro, cell-based nam systems that, to date, have been successfully employed to fill the technological gap that is believed to hindering the effective oid translation from the lab bench to the clinic. in the past, oid failure at clinical trial stage was mainly due to poor pharmacokinetics and bioavailability. today, these are rarely a cause of failure, as the pharmaceutical industry greatly invested in the development and application of much more accurate prediction and modelling approaches. lack of efficacy is now the most common cause of oid attrition [11] ; this appears to be associated to the fact that preclinical animal models are poorly representative of human respiratory diseases [136] . improved in vitro non-animal methods could provide a more human-relevant predictive value so that compounds would fail earlier in their course of development [137] . furthermore, we have provided a brief overview of those in vitro, cell-based nams that, in the future, we believe they could be adapted towards oid testing. although in vitro, cell-based nams still have limitations, the advantages associated with their use is evident and future efforts should aim at validating these systems for regulatory acceptance [59] . in the development of oids, we should therefore invest in moving away from animal studies. in the last decades, significant funding and precious time have been spent on developing animal models, despite the known species differences that make the results obtained from such models often unreliable when translated to humans. as dr. francois busquet and colleagues from the center for alternatives to animal testing-europe state for covid-19, human-relevant approaches offer crucial advantages of speed and "much more robust and exacting data than any animal experiment could deliver" [138] . in this instance, we believe it is important to highlight that directive 2010/63/eu on the protection of animals used for scientific purposes aims non only at reducing but at the "full replacement of procedures on live animals for scientific and educational purposes, as soon as it is scientifically possible to do so" [139] . consistently with this aim, in 2016 the netherlands has been the first eu member state to present a roadmap for phasing out animal testing in the safety research on chemical substances, food ingredients, pesticides and medicines (including veterinary medicines) [140] . the recent advances in tissue engineering, microfluidic and organ-on-chip technologies are providing researchers with tools for the development of human-relevant, in vitro nams. thus, it is 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decision to publish the results. key: cord-317435-4yuw7jo3 authors: zhou, yadi; hou, yuan; shen, jiayu; huang, yin; martin, william; cheng, feixiong title: network-based drug repurposing for novel coronavirus 2019-ncov/sars-cov-2 date: 2020-03-16 journal: cell discov doi: 10.1038/s41421-020-0153-3 sha: doc_id: 317435 cord_uid: 4yuw7jo3 human coronaviruses (hcovs), including severe acute respiratory syndrome coronavirus (sars-cov) and 2019 novel coronavirus (2019-ncov, also known as sars-cov-2), lead global epidemics with high morbidity and mortality. however, there are currently no effective drugs targeting 2019-ncov/sars-cov-2. drug repurposing, representing as an effective drug discovery strategy from existing drugs, could shorten the time and reduce the cost compared to de novo drug discovery. in this study, we present an integrative, antiviral drug repurposing methodology implementing a systems pharmacology-based network medicine platform, quantifying the interplay between the hcov–host interactome and drug targets in the human protein–protein interaction network. phylogenetic analyses of 15 hcov whole genomes reveal that 2019-ncov/sars-cov-2 shares the highest nucleotide sequence identity with sars-cov (79.7%). specifically, the envelope and nucleocapsid proteins of 2019-ncov/sars-cov-2 are two evolutionarily conserved regions, having the sequence identities of 96% and 89.6%, respectively, compared to sars-cov. using network proximity analyses of drug targets and hcov–host interactions in the human interactome, we prioritize 16 potential anti-hcov repurposable drugs (e.g., melatonin, mercaptopurine, and sirolimus) that are further validated by enrichment analyses of drug-gene signatures and hcov-induced transcriptomics data in human cell lines. we further identify three potential drug combinations (e.g., sirolimus plus dactinomycin, mercaptopurine plus melatonin, and toremifene plus emodin) captured by the “complementary exposure” pattern: the targets of the drugs both hit the hcov–host subnetwork, but target separate neighborhoods in the human interactome network. in summary, this study offers powerful network-based methodologies for rapid identification of candidate repurposable drugs and potential drug combinations targeting 2019-ncov/sars-cov-2. coronaviruses (covs) typically affect the respiratory tract of mammals, including humans, and lead to mild to severe respiratory tract infections 1 . in the past two decades, two highly pathogenic human covs (hcovs), including severe acute respiratory syndrome coronavirus (sars-cov) and middle east respiratory syndrome coronavirus (mers-cov), emerging from animal reservoirs, have led to global epidemics with high morbidity and mortality 2 . for example, 8098 individuals were infected and 774 died in the sars-cov pandemic, which cost the global economy with an estimated $30 to $100 billion 3, 4 . according to the world health organization (who), as of november 2019, mers-cov has had a total of 2494 diagnosed cases causing 858 deaths, the majority in saudi arabia 2 . in december 2019, the third pathogenic hcov, named 2019 novel coronavirus (2019-ncov/sars-cov-2), as the cause of coronavirus disease 2019 (abbreviated as covid19) 5 , was found in wuhan, china. as of 24 february 2020, there have been over 79,000 cases with over 2600 deaths for the 2019-ncov/sars-cov-2 outbreak worldwide; furthermore, human-to-human transmission has occurred among close contacts 6 . however, there are currently no effective medications against 2019-ncov/sars-cov-2. several national and international research groups are working on the development of vaccines to prevent and treat the 2019-ncov/sars-cov-2, but effective vaccines are not available yet. there is an urgent need for the development of effective prevention and treatment strategies for 2019-ncov/sars-cov-2 outbreak. although investment in biomedical and pharmaceutical research and development has increased significantly over the past two decades, the annual number of new treatments approved by the u.s. food and drug administration (fda) has remained relatively constant and limited 7 . a recent study estimated that pharmaceutical companies spent $2.6 billion in 2015, up from $802 million in 2003, in the development of an fda-approved new chemical entity drug 8 . drug repurposing, represented as an effective drug discovery strategy from existing drugs, could significantly shorten the time and reduce the cost compared to de novo drug discovery and randomized clinical trials [9] [10] [11] . however, experimental approaches for drug repurposing is costly and time-consuming 12 . computational approaches offer novel testable hypotheses for systematic drug repositioning [9] [10] [11] 13, 14 . however, traditional structure-based methods are limited when threedimensional (3d) structures of proteins are unavailable, which, unfortunately, is the case for the majority of human and viral targets. in addition, targeting single virus proteins often has high risk of drug resistance by the rapid evolution of virus genomes 1 . viruses (including hcov) require host cellular factors for successful replication during infection 1 . systematic identification of virus-host protein-protein interactions (ppis) offers an effective way toward elucidating the mechanisms of viral infection 15, 16 . subsequently, targeting cellular antiviral targets, such as virus-host interactome, may offer a novel strategy for the development of effective treatments for viral infections 1 , including sars-cov 17 , mers-cov 17 , ebola virus 18 , and zika virus 14, [19] [20] [21] . we recently presented an integrated antiviral drug discovery pipeline that incorporated gene-trap insertional mutagenesis, known functional drug-gene network, and bioinformatics analyses 14 . this methodology allows to identify several candidate repurposable drugs for ebola virus 11, 14 . our work over the last decade has demonstrated how network strategies can, for example, be used to identify effective repurposable drugs 13, [22] [23] [24] [25] [26] [27] and drug combinations 28 for multiple human diseases. for example, network-based drug-disease proximity sheds light on the relationship between drugs (e.g., drug targets) and disease modules (molecular determinants in disease pathobiology modules within the ppis), and can serve as a useful tool for efficient screening of potentially new indications for approved drugs, as well as drug combinations, as demonstrated in our recent studies 13, 23, 27, 28 . in this study, we present an integrative antiviral drug repurposing methodology, which combines a systems pharmacology-based network medicine platform that quantifies the interplay between the virus-host interactome and drug targets in the human ppi network. the basis for these experiments rests on the notions that (i) the proteins that functionally associate with viral infection (including hcov) are localized in the corresponding subnetwork within the comprehensive human ppi network and (ii) proteins that serve as drug targets for a specific disease may also be suitable drug targets for potential antiviral infection owing to common ppis and functional pathways elucidated by the human interactome ( fig. 1) . we follow this analysis with bioinformatics validation of drug-induced gene signatures and hcovinduced transcriptomics in human cell lines to inspect the postulated mechanism-of-action in a specific hcov for which we propose repurposing (fig. 1 ). to date, seven pathogenic hcovs (fig. 2a, b) have been found: 1, 29 (i) 2019-ncov/sars-cov-2, sars-cov, mers-cov, hcov-oc43, and hcov-hku1 are β genera, and (ii) hcov-nl63 and hcov-229e are α genera. we performed the phylogenetic analyses using the wholegenome sequence data from 15 hcovs to inspect the evolutionary relationship of 2019-ncov/sars-cov-2 with other hcovs. we found that the whole genomes of 2019-ncov/sars-cov-2 had~99.99% nucleotide sequence identity across three diagnosed patients (supplementary table s1 ). the 2019-ncov/sars-cov-2 shares the highest nucleotide sequence identity (79.7%) with sars-cov among the six other known pathogenic hcovs, revealing conserved evolutionary relationship between 2019-ncov/sars-cov-2 and sars-cov (fig. 2a) . hcovs have five major protein regions for virus structure assembly and viral replications 29 , including replicase complex (orf1ab), spike (s), envelope (e), membrane (m), and nucleocapsid (n) proteins (fig. 2b) . the orf1ab gene encodes the non-structural proteins (nsp) of viral rna synthesis complex through proteolytic processing 30 . the nsp12 is a viral rna-dependent rna polymerase, together with co-factors nsp7 and nsp8 possessing high polymerase activity. from the protein 3d structure view of sars-cov nsp12, it contains a larger n-terminal extension (which binds to nsp7 and nsp8) and polymerase domain (fig. 2c) . the spike is a transmembrane glycoprotein that plays a pivotal role in mediating viral infection through binding the host receptor 31, 32 . figure 2d shows the 3d structure of the spike protein bound with the host receptor angiotensin converting enznyme2 (ace2) in sars-cov (pdb id: 6ack). a recent study showed that 2019-ncov/sars-cov-2 is able to utilize ace2 as an entry receptor in ace2-expressing cells 33 , suggesting potential drug targets for therapeutic development. furthermore, cryo-em structure of the spike and biophysical assays reveal that the 2019-ncov/sars-cov-2 spike binds ace2 with higher affinity than sars-cov 34 . in addition, the nucleocapsid is also an important subunit for packaging the viral genome through protein oligomerization 35 , and the single nucleocapsid structure is shown in fig. 2e . protein sequence alignment analyses indicated that the 2019-ncov/sars-cov-2 was most evolutionarily conserved with sars-cov (supplementary table s2 ). specifically, the envelope and nucleocapsid proteins of 2019-ncov/sars-cov-2 are two evolutionarily conserved regions, with sequence identities of 96% and 89.6%, respectively, compared to sars-cov (supplementary table s2 ). however, the spike protein exhibited the lowest sequence conservation (sequence identity of 77%) between 2019-ncov/sars-cov-2 and sars-cov. meanwhile, the spike protein of 2019-ncov/sars-cov-2 only has 31.9% sequence identity compared to mers-cov. fig. 1 overall workflow of this study. our network-based methodology combines a systems pharmacology-based network medicine platform that quantifies the interplay between the virus-host interactome and drug targets in the human ppi network. a human coronavirus (hcov)-associated host proteins were collected from literatures and pooled to generate a pan-hcov protein subnetwork. b network proximity between drug targets and hcov-associated proteins was calculated to screen for candidate repurposable drugs for hcovs under the human protein interactome model. c, d gene set enrichment analysis was utilized to validate the network-based prediction. e top candidates were further prioritized for drug combinations using network-based method captured by the "complementary exposure" pattern: the targets of the drugs both hit the hcov-host subnetwork, but target separate neighborhoods in the human interactome network. f overall hypothesis of the network-based methodology: (i) the proteins that functionally associate with hcovs are localized in the corresponding subnetwork within the comprehensive human interactome network; and (ii) proteins that serve as drug targets for a specific disease may also be suitable drug targets for potential antiviral infection owing to common protein-protein interactions elucidated by the human interactome. to depict the hcov-host interactome network, we assembled the cov-associated host proteins from four known hcovs (sars-cov, mers-cov, hcov-229e, and hcov-nl63), one mouse mhv, and one avian ibv (n protein) (supplementary table s3 ). in total, we obtained 119 host proteins associated with covs with various experimental evidence. specifically, these host proteins are either the direct targets of hcov proteins or are involved in crucial pathways of hcov infection. the hcov-host interactome network is shown in fig. 3a . we identified several hub proteins including jun, xpo1, npm1, and hnrnpa1, with the highest number of connections within the 119 proteins. kegg pathway enrichment analysis revealed multiple significant biological pathways (adjusted p value < 0.05), including measles, rna transport, nf-kappa b signaling, epstein-barr virus infection, and influenza (fig. 3b ). gene ontology (go) biological process enrichment analysis further confirmed multiple viral infection-related processes (adjusted p value < 0.001), including viral life cycle, modulation by virus of host morphology or physiology, viral process, positive regulation of viral life cycle, transport of virus, and virion attachment to host cell (fig. 3c ). we then mapped the known drug-target network (see materials and methods) into the hcov-host interactome to search for druggable, cellular targets. we found that 47 human proteins (39%, blue nodes in fig. 3a) can be targeted by at least one approved drug or experimental drug under clinical trials. for example, gsk3b, dpp4, smad3, parp1, and ikbkb are the most targetable proteins. the high druggability of hcov-host interactome motivates us to develop a drug repurposing strategy by specifically targeting cellular proteins associated with hcovs for potential treatment of 2019-ncov/sars-cov-2. the basis for the proposed network-based drug repurposing methodologies rests on the notions that the proteins that associate with and functionally govern viral infection are localized in the corresponding subnetwork ( fig. 1a) within the comprehensive human interactome network. for a drug with multiple targets to be effective against an hcov, its target proteins should be within or in the immediate vicinity of the corresponding subnetwork in the human protein-protein interactome ( fig. 1 ), as we demonstrated in multiple diseases 13, 22, 23, 28 using this network-based strategy. we used a state-of-theart network proximity measure to quantify the relationship between hcov-specific subnetwork (fig. 3a) and drug targets in the human interactome. we constructed a drug-target network by assembling target information for more than 2000 fda-approved or experimental drugs (see materials and methods). to improve the quality and completeness of the human protein interactome network, we integrated ppis with five types of experimental data: (1) binary ppis from 3d protein structures; (2) binary ppis from unbiased high-throughput yeast-two-hybrid assays; (3) experimentally identified kinase-substrate interactions; (4) signaling networks derived from experimental data; and (5) literature-derived ppis with various experimental evidence (see materials and methods). we used a z-score (z) measure and permutation test to reduce the study bias in network proximity analyses (including hub nodes in the human interactome network by literature-derived ppi data bias) as described in our recent studies 13, 28 . in total, we computationally identified 135 drugs that were associated (z < −1.5 and p < 0.05, permutation test) with the hcov-host interactome (fig. 4a , supplementary tables s4 and 5 ). to validate bias of the pooled cellular proteins from six covs, we further calculated the network proximities of all the drugs for four covs with a large number of know host proteins, including sars-cov, mers-cov, ibv, and mhv, separately. we found that the z-scores showed consistency among the pooled 119 hcov-associated proteins and other four individual covs (fig. 4b) . the pearson correlation coefficients of the proximities of all the drugs for the pooled hcov are 0.926 vs. sars-cov (p < 0.001, t distribution), 0.503 vs. mers-cov (p < 0.001), 0.694 vs. ibv (p < 0.001), and 0.829 vs. mhv (p < 0.001). these network proximity analyses offer putative repurposable candidates for potential prevention and treatment of hcovs. to further validate the 135 repurposable drugs against hcovs, we first performed gene set enrichment analysis (gsea) using transcriptome data of mers-cov and sars-cov infected host cells (see methods). these transcriptome data were used as gene signatures for hcovs. additionally, we downloaded the gene expression data of drug-treated human cell lines from the connectivity map (cmap) database 36 to obtain drug-gene signatures. we calculated a gsea score (see methods) for each drug and used this score as an indication of bioinformatics validation of the 135 drugs. specifically, an enrichment score (es) was calculated for each hcov data set, and es > 0 and p < 0.05 (permutation test) was used as cut-off for a significant association of gene signatures between a drug and a specific hcov data set. the gsea score, ranging from 0 to 3, is the number of data sets that met these criteria for a specific drug. mesalazine (an fig. 4 a discovered drug-hcov network. a a subnetwork highlighting network-predicted drug-hcov associations connecting 135 drugs and hcovs. from the 2938 drugs evaluated, 135 ones achieved significant proximities between drug targets and the hcov-associated proteins in the human interactome network. drugs are colored by their first-level of the anatomical therapeutic chemical (atc) classification system code. b a heatmap highlighting network proximity values for sars-cov, mers-cov, ibv, and mhv, respectively. color key denotes network proximity (z-score) between drug targets and the hcov-associated proteins in the human interactome network. p value was computed by permutation test. approved drug for inflammatory bowel disease), sirolimus (an approved immunosuppressive drug), and equilin (an approved agonist of the estrogen receptor for menopausal symptoms) achieved the highest gsea scores of 3, followed by paroxetine and melatonin with gsea scores of 2. we next selected 16 high-confidence repurposable drugs ( fig. 5a and table 1 ) against hcovs using subject matter expertise based on a combination of factors: (i) strength of the network-predicted associations (a smaller network proximity score in supplementary table s4 ); (ii) validation by gsea analyses; (iii) literature-reported antiviral evidence, and (iv) fewer clinically reported side effects. specifically, we showcased several selected repurposable drugs with literature-reported antiviral evidence as below. an overexpression of estrogen receptor has been shown to play a crucial role in inhibiting viral replication 37 . selective estrogen receptor modulators (serms) have been reported to play a broader role in inhibiting viral replication through the non-classical pathways associated with estrogen receptor 37 . serms interfere at the post viral entry step and affect the triggering of fusion, as the serms' antiviral activity still can be observed in the absence of detectable estrogen receptor expression 18 . toremifene (z = -3.23, fig. 5a ), the first generation of nonsteroidal serm, exhibits potential effects in blocking various viral infections, including mers-cov, sars-cov, and ebola virus in established cell lines 17, 38 . compared to the classical esr1-related antiviral pathway, toremifene prevents fusion between the viral and endosomal membrane by interacting with and destabilizing the virus membrane glycoprotein, and eventually inhibiting viral replication 39 . as shown in fig. 5b , toremifene potentially affects several key host proteins associated with hcov, such as rpl19, hnrnpa1, npm1, eif3i, eif3f, and eif3e 40, 41 . equilin (z = -2.52 and gsea score = 3), an estrogenic steroid produced by horses, also has been proven to have moderate activity in inhibiting the entry of zaire ebola virus glycoprotein and human immunodeficiency virus (zebov-gp/hiv) 18 . altogether, network-predicted serms (such as toremifene and equilin) offer candidate repurposable drugs for 2019-ncov/sars-cov-2. angiotensin receptor blockers (arbs) have been reported to associate with viral infection, including hcovs [42] [43] [44] . irbesartan (z = -5.98), a typical arb, was approved by the fda for treatment of hypertension and diabetic nephropathy. here, network proximity analysis shows a significant association between irbesartan's targets and hcov-associated host proteins in the human interactome. as shown in fig. 5c , irbesartan targets slc10a1, encoding the sodium/bile acid cotransporter (ntcp) protein that has been identified as a functional pres1-specific receptor for the hepatitis b virus (hbv) and the hepatitis delta virus (hdv). irbesartan can inhibit ntcp, thus inhibiting viral entry 45, 46 . slc10a1 interacts with c11orf74, a potential transcriptional repressor that interacts with nsp-10 of sars-cov 47 . there are several other arbs (such as eletriptan, frovatriptan, and zolmitriptan) in which their targets are potentially associated with hcov-associated host proteins in the human interactome. previous studies have confirmed the mammalian target of rapamycin complex 1 (mtorc1) as the key factor in regulating various viruses' replications, including andes orthohantavirus and coronavirus 48, 49 . sirolimus (z = -2.35 and gsea score = 3), an inhibitor of mammalian target of rapamycin (mtor), was reported to effectively block viral protein expression and virion release effectively 50 . indeed, the latest study revealed the clinical application: sirolimus reduced mers-cov infection by over 60% 51 . moreover, sirolimus usage in managing patients with severe h1n1 pneumonia and acute respiratory failure can improve those patients' prognosis significantly 50 . mercaptopurine (z = -2.44 and gsea score = 1), an antineoplastic agent with immunosuppressant property, has been used to treat cancer since the 1950s and expanded its application to several autoimmune diseases, including rheumatoid arthritis, systemic lupus erythematosus, and crohn's disease 52 . (see figure on previous page) fig. 5 a discovered drug-protein-hcov network for 16 candidate repurposable drugs. a network-predicted evidence and gene set enrichment analysis (gsea) scores for 16 potential repurposable drugs for hcovs. the overall connectivity of the top drug candidates to the hcovassociated proteins was examined. most of these drugs indirectly target hcov-associated proteins via the human protein-protein interaction networks. all the drug-target-hcov-associated protein connections were examined, and those proteins with at least five connections are shown. the box heights for the proteins indicate the number of connections. gsea scores for eight drugs were not available (na) due to the lack of transcriptome profiles for the drugs. b-e inferred mechanism-of-action networks for four selected drugs: b toremifene (first-generation nonsteroidalselective estrogen receptor modulator), c irbesartan (an angiotensin receptor blocker), d mercaptopurine (an antimetabolite antineoplastic agent with immunosuppressant properties), and e melatonin (a biogenic amine for treating circadian rhythm sleep disorders). 53, 54 . mechanistically, mercaptopurine potentially target several host proteins in hcovs, such as jun, pabpc1, npm1, and ncl 40, 55 (fig. 5d) . inflammatory pathways play essential roles in viral infections 56, 57 . as a biogenic amine, melatonin (n-acetyl-5-methoxytryptamine) (z = -1.72 and gsea score = 2) plays a key role in various biological processes, and offers a potential strategy in the management of viral infections 58, 59 . viral infections are often associated with immune-inflammatory injury, in which the level of oxidative stress increases significantly and leaves negative effects on the function of multiple organs 60 . the antioxidant effect of melatonin makes it a putative candidate drug to relieve patients' clinical symptoms in antiviral treatment, even though melatonin cannot eradicate or even curb the viral replication or transcription 61, 62 . in addition, the application of melatonin may prolong patients' survival time, which may provide a chance for patients' immune systems to recover and eventually eradicate the virus. as shown in fig. 5e , melatonin indirectly targets several hcov cellular targets, including ace2, bcl2l1, jun, and ikbkb. eplerenone (z = -1.59), an aldosterone receptor antagonist, is reported to have a similar anti-inflammatory effect as melatonin. by inhibiting mast-cell-derived proteinases and suppressing fibrosis, eplerenone can improve survival of mice infected with encephalomyocarditis virus 63 . in summary, our network proximity analyses offer multiple candidate repurposable drugs that target diverse cellular pathways for potential prevention and treatment of 2019-ncov/sars-cov-2. however, further preclinical experiments 64 and clinical trials are required to verify the clinical benefits of these network-predicted candidates before clinical use. drug combinations, offering increased therapeutic efficacy and reduced toxicity, play an important role in treating various viral infections 65 . however, our ability to identify and validate effective combinations is limited by a combinatorial explosion, driven by both the large number of drug pairs and dosage combinations. in our recent study, we proposed a novel network-based methodology to identify clinically efficacious drug combinations 28 . relying on approved drug combinations for hypertension and cancer, we found that a drug combination was therapeutically effective only if it was captured by the "complementary exposure" pattern: the targets of the drugs both hit the disease module, but target separate neighborhoods (fig. 6a) . here we sought to identify drug combinations that may provide a synergistic effect in potentially treating 2019-ncov/sars-cov-2 with welldefined mechanism-of-action by network analysis. for the 16 potential repurposable drugs (fig. 5a, table 1 ), we showcased three network-predicted candidate drug combinations for 2019-ncov/sars-cov-2. all predicted possible combinations can be found in supplementary table s6 . sirolimus, an inhibitor of mtor with both antifungal and antineoplastic properties, has demonstrated to improve outcomes in patients with severe h1n1 pneumonia and acute respiratory failure 50 . the mtor signaling plays an essential role for mers-cov infection 66 . dactinomycin, also known actinomycin d, is an approved rna synthesis inhibitor for treatment of various cancer types. an early study showed that dactinomycin (1 μg/ml) inhibited the growth of feline enteric cov 67 . as shown in fig. 6b , our network analysis shows that sirolimus and dactinomycin synergistically target hcov-associated host protein subnetwork by "complementary exposure" pattern, offering potential combination regimens for treatment of hcov. specifically, sirolimus and dactinomycin may inhibit both mtor signaling and rna synthesis pathway (including dna topoisomerase 2-alpha (top2a) and dna topoisomerase 2-beta (top2b)) in hcov-infected cells (fig. 6b) . toremifene is among the approved first-generation nonsteroidal serms for the treatment of metastatic breast cancer 68 . serms (including toremifene) inhibited ebola virus infection 18 by interacting with and destabilizing the ebola virus glycoprotein 39 . in vitro assays have demonstrated that toremifene inhibited growth of mers-cov 17,69 and sara-cov 38 (table 1) . emodin, an anthraquinone derivative extracted from the roots of rheum tanguticum, has been reported to have various anti-virus effects. specifically, emdoin inhibited sars-cov-associated 3a protein 70 , and blocked an interaction between the sars-cov spike protein and ace2 (ref. 71 ). altogether, network analyses and published experimental data suggested that combining toremifene and emdoin offered a potential therapeutic approach for 2019-ncov/ sars-cov-2 (fig. 6c) . as shown in fig. 5a , targets of both mercaptopurine and melatonin showed strong network proximity with hcovassociated host proteins in the human interactome network. recent in vitro and in vivo studies identified mercaptopurine as a selective inhibitor of both sars-cov and mers-cov by targeting papain-like protease 53, 54 . melatonin was reported in potential antiviral infection via its anti-inflammatory and antioxidant effects [58] [59] [60] [61] [62] . melatonin indirectly regulates ace2 expression, a key entry receptor involved in viral infection of hcovs, including 2019-ncov/sars-cov-2 (ref. 33 ). specifically, melatonin was reported to inhibit calmodulin and calmodulin interacts with ace2 by inhibiting shedding of its ectodomain, a key infectious process of sars-cov 72, 73 . jun, also known as c-jun, is a key host protein involving in hcov infectious bronchitis virus 74 . as shown in fig. 6d , mercaptopurine and melatonin may synergistically block c-jun signaling by targeting multiple cellular targets. in summary, combination of mercaptopurine and melatonin may offer a potential combination therapy for 2019-ncov/sars-cov-2 by synergistically targeting papainlike protease, ace2, c-jun signaling, and antiinflammatory pathways (fig. 6d) . however, further experimental observations on ace2 pathways by melatonin in 2019-ncov/sars-cov-2 are highly warranted. in this study, we presented a network-based methodology for systematic identification of putative repurposable drugs and drug combinations for potential treatment of 2019-ncov/sars-cov-2. integration of drug-target networks, hcov-host interactions, hcovinduced transcriptome in human cell lines, and human protein-protein interactome network are essential for such identification. based on comprehensive evaluation, we prioritized 16 candidate repurposable drugs (fig. 5 ) and 3 potential drug combinations (fig. 6) for targeting 2019-ncov/sars-cov-2. however, although the majority of predictions have been validated by various literature data (table 1) , all network-predicted repurposable drugs and drug combinations must be validated in various 2019-ncov/sars-cov-2 experimental assays 64 and randomized clinical trials before being used in patients. we acknowledge several limitations in the current study. although 2019-ncov/sars-cov-2 shared high nucleotide sequence identity with other hcovs (fig. 2) , our predictions are not 2019-ncov/sars-cov-2 specific by lack of the known host proteins on 2019-ncov/sars-cov-2. we used a low binding affinity value of 10 μm as a threshold to define a physical drug-target interaction. however, a stronger binding affinity threshold (e.g., 1 μm) may be a more suitable cut-off in drug discovery, although it will generate a smaller drug-target network. although sizeable efforts were made for assembling large scale, experimentally reported drug-target networks from publicly available databases, the network data may be incomplete and some drug-target interactions may be functional associations, instead of physical bindings. for example, silvestrol, a natural product from the flavagline, was found to have antiviral activity against ebola 75 and coronaviruses 76 . after adding its target, an rna helicase enzyme eif4a 76 , silvestrol was predicted to be significantly associated with hcovs (z = -1.24, p = 0.041) by network proximity analysis. to increase coverage of drug-target networks, we may use computational approaches to systematically predict the drug-target interactions further 25, 26 . in addition, the collected virus-host interactions are far from completeness and the quality can be influenced by multiple factors, including different experimental assays and human cell line models. we may computationally predict a new virus-host interactome for 2019-ncov/sars-cov-2 using sequence-based and structure-based approaches 77 . drug targets representing nodes within cellular networks are often intrinsically coupled with both therapeutic and adverse profiles 78 , as drugs can inhibit or activate protein functions (including antagonists vs. agonists). the current systems pharmacology model cannot separate therapeutic (antiviral) effects from those predictions due to lack of detailed pharmacological effects of drug targets and unknown functional consequences of virus-host interactions. comprehensive identification of the virus-host interactome for 2019-ncov/sars-cov-2, with specific biological effects using functional genomics assays 79, 80 , will significantly improve the accuracy of the proposed network-based methodologies further. owing to a lack of the complete drug-target information (such as the molecular "promiscuity" of drugs), the dose-response and dose-toxicity effects for both (see figure on previous page) fig. 6 network-based rational design of drug combinations for 2019-ncov/sars-cov-2. a the possible exposure mode of the hcovassociated protein module to the pairwise drug combinations. an effective drug combination will be captured by the "complementary exposure" pattern: the targets of the drugs both hit the hcov-host subnetwork, but target separate neighborhoods in the human interactome network. z ca and z cb denote the network proximity (z-score) between targets (drugs a and b) and a specific hcov. s ab denotes separation score (see materials and methods) of targets between drug a and drug b. b-d inferred mechanism-of-action networks for three selected pairwise drug combinations: b sirolimus (a potent immunosuppressant with both antifungal and antineoplastic properties) plus dactinomycin (an rna synthesis inhibitor for treatment of various tumors), c toremifene (first-generation nonsteroidal-selective estrogen receptor modulator) plus emodin (an experimental drug for the treatment of polycystic kidney), and d melatonin (a biogenic amine for treating circadian rhythm sleep disorders) plus mercaptopurine (an antimetabolite antineoplastic agent with immunosuppressant properties). repurposable drugs and drug combinations cannot be identified in the current network models. for example, mesalazine, an approved drug for inflammatory bowel disease, is a top network-predicted repurposable drug associated with hcovs (fig. 5a ). yet, several clinical studies showed the potential pulmonary toxicities (including pneumonia) associated with mesalazine usage 81, 82 . integration of lung-specific gene expression 23 of 2019-ncov/sars-cov-2 host proteins and physiologically based pharmacokinetic modeling 83 may reduce side effects of repurposable drugs or drug combinations. preclinical studies are warranted to evaluate in vivo efficiency and side effects before clinical trials. furthermore, we only limited to predict pairwise drug combinations based on our previous network-based framework 28 . however, we expect that our methodology remain to be a useful network-based tool for prediction of combining multiple drugs toward exploring network relationships of multiple drugs' targets with the hcov-host subnetwork in the human interactome. finally, we aimed to systematically identify repurposable drugs by specifically targeting ncov host proteins only. thus, our current network models cannot predict repurposable drugs from the existing anti-virus drugs that target virus proteins only. thus, combination of the existing anti-virus drugs (such as remdesivir 64 ) with the network-predicted repurposable drugs (fig. 5 ) or drug combinations (fig. 6 ) may improve coverage of current network-based methodologies by utilizing multi-layer network framework 16 . in conclusion, this study offers a powerful, integrative network-based systems pharmacology methodology for rapid identification of repurposable drugs and drug combinations for the potential treatment of 2019-ncov/ sars-cov-2. our approach can minimize the translational gap between preclinical testing results and clinical outcomes, which is a significant problem in the rapid development of efficient treatment strategies for the emerging 2019-ncov/sars-cov-2 outbreak. from a translational perspective, if broadly applied, the network tools developed here could help develop effective treatment strategies for other emerging viral infections and other human complex diseases as well. in total, we collected dna sequences and protein sequences for 15 hcovs, including three most recent 2019-ncov/sars-cov-2 genomes, from the ncbi genbank database (28 january 2020, supplementary table s1 ). whole-genome alignment and protein sequence identity calculation were performed by multiple sequence alignment in embl-ebi database (https:// www.ebi.ac.uk/) with default parameters. the neighbor joining (nj) tree was computed from the pairwise phylogenetic distance matrix using mega x 84 with 1000 bootstrap replicates. the protein alignment and phylogenetic tree of hcovs were constructed by mega x 84 . we collected hcov-host protein interactions from various literatures based on our sizeable efforts. the hcov-associated host proteins of several hcovs, including sars-cov, mers-cov, ibv, mhv, hcov-229e, and hcov-nl63 were pooled. these proteins were either the direct targets of hcov proteins or were involved in critical pathways of hcov infection identified by multiple experimental sources, including highthroughput yeast-two-hybrid (y2h) systems, viral protein pull-down assay, in vitro co-immunoprecipitation and rna knock down experiment. in total, the virus-host interaction network included 6 hcovs with 119 host proteins (supplementary table s3 ). next, we performed kyoto encyclopedia of genes and genomes (kegg) and gene ontology (go) enrichment analyses to evaluate the biological relevance and functional pathways of the hcov-associated proteins. all functional analyses were performed using enrichr 85 . here, we collected drug-target interaction information from the drugbank database (v4.3) 86 , therapeutic target database (ttd) 87 , pharmgkb database, chembl (v20) 88 , bindingdb 89 , and iuphar/bps guide to pharmacology 90 . the chemical structure of each drug with smiles format was extracted from drug-bank 86 . here, drug-target interactions meeting the following three criteria were used: (i) binding affinities, including k i , k d , ic 50 , or ec 50 each ≤10 μm; (ii) the target was marked as "reviewed" in the uniprot database 91 ; and (iii) the human target was represented by a unique uni-prot accession number. the details for building the experimentally validated drug-target network are provided in our recent studies 13, 23, 28 . to build a comprehensive list of human ppis, we assembled data from a total of 18 bioinformatics and systems biology databases with five types of experimental evidence: (i) binary ppis tested by high-throughput yeasttwo-hybrid (y2h) systems; (ii) binary, physical ppis from protein 3d structures; (iii) kinase-substrate interactions by literature-derived low-throughput or high-throughput experiments; (iv) signaling network by literature-derived low-throughput experiments; and (v) literature-curated ppis identified by affinity purification followed by mass spectrometry (ap-ms), y2h, or by literature-derived low-throughput experiments. all inferred data, including evolutionary analysis, gene expression data, and metabolic associations, were excluded. the genes were mapped to their entrez id based on the ncbi database 92 as well as their official gene symbols based on genecards (https:// www.genecards.org/). in total, the resulting human protein-protein interactome used in this study includes 351,444 unique ppis (edges or links) connecting 17,706 proteins (nodes), representing a 50% increase in the number of the ppis we have used previously. detailed descriptions for building the human protein-protein interactome are provided in our previous studies 13, 23, 28, 93 . we posit that the human ppis provide an unbiased, rational roadmap for repurposing drugs for potential treatment of hcovs in which they were not originally approved. given c, the set of host genes associated with a specific hcov, and t, the set of drug targets, we computed the network proximity of c with the target set t of each drug using the "closest" method: where d(c, t) is the shortest distance between gene c and t in the human protein interactome. the network proximity was converted to z-score based on permutation tests: where d r and σ r were the mean and standard deviation of the permutation test repeated 1000 times, each time with two randomly selected gene lists with similar degree distributions to those of c and t. the corresponding p value was calculated based on the permutation test results. z-score < −1.5 and p < 0.05 were considered significantly proximal drug-hcov associations. all networks were visualized using gephi 0.9.2 (https://gephi.org/). for this network-based approach for drug combinations to be effective, we need to establish if the topological relationship between two drug-target modules reflects biological and pharmacological relationships, while also quantifying their network-based relationship between drug targets and hcov-associated host proteins (drug-drug-hcov combinations). to identify potential drug combinations, we combined the top lists of drugs. then, "separation" measure s ab was calculated for each pair of drugs a and b using the following method: where d á h i was calculated based on the "closest" method. our key methodology is that a drug combination is therapeutically effective only if it follows a specific relationship to the disease module, as captured by complementary exposure patterns in targets' modules of both drugs without overlapping toxic mechanisms 28 . we performed the gene set enrichment analysis as an additional prioritization method. we first collected three differential gene expression data sets of hosts infected by hcovs from the ncbi gene expression omnibus (geo). among them, two transcriptome data sets were sars-cov-infected samples from patient's peripheral blood 94 (gse1739) and calu-3 cells 95 (gse33267), respectively. one transcriptome data set was mers-cov-infected calu-3 cells 96 (gse122876). adjusted p value less than 0.01 was defined as differentially expressed genes. these data sets were used as hcov-host signatures to evaluate the treatment effects of drugs. differential gene expression in cells treated with various drugs were retrieved from the connectivity map (cmap) database 36 , and were used as gene profiles for the drugs. for each drug that was in both the cmap data set and our drug-target network, we calculated an enrichment score (es) for each hcov signature data set based on previously described methods 97 where j = 1, 2, …, s were the genes of hcov signature data set sorted in ascending order by their rank in the gene profiles of the drug being evaluated. the rank of gene j is denoted by v(j), where 1 ≤ v(j) ≤ r, with r being the number of genes (12,849) from the drug profile. then, es up/down was set to a up/down if a up/down > b up/down , and was set to −b 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targets and their ligands uniprot: the universal protein knowledgebase database resources of the national center for biotechnology information conformational dynamics and allosteric regulation landscapes of germline pten mutations associated with autism compared to those associated with cancer expression profile of immune response genes in patients with severe acute respiratory syndrome cell host response to infection with novel human coronavirus emc predicts potential antivirals and important differences with sars coronavirus srebp-dependent lipidomic reprogramming as a broadspectrum antiviral target discovery and preclinical validation of drug indications using compendia of public gene expression data this work was supported by the national heart, lung, and blood institute of the national institutes of health (nih) under award number k99 hl138272 and r00 hl138272 to f.c. the content of this publication does not necessarily reflect the views of the cleveland clinic. key: cord-322885-ob5euspo authors: durdagi, serdar; dag, cagdas; dogan, berna; yigin, merve; avsar, timucin; buyukdag, cengizhan; erol, ismail; ertem, betul; calis, seyma; yildirim, gunseli; orhan, muge d.; guven, omur; aksoydan, busecan; destan, ebru; sahin, kader; besler, sabri o.; oktay, lalehan; shafiei, alaleh; tolu, ilayda; ayan, esra; yuksel, busra; peksen, ayse b.; gocenler, oktay; yucel, ali d.; can, ozgur; ozabrahamyan, serena; olkan, alpsu; erdemoglu, ece; aksit, fulya; tanisali, gokhan; yefanov, oleksandr m.; barty, anton; tolstikova, alexandra; ketawala, gihan k.; botha, sabine; dao, e. han; hayes, brandon; liang, mengning; seaberg, matthew h.; hunter, mark s.; batyuk, alex; mariani, valerio; su, zhen; poitevin, frederic; yoon, chun hong; kupitz, christopher; sierra, raymond g.; snell, edward; demirci, hasan title: near-physiological-temperature serial femtosecond x-ray crystallography reveals novel conformations of sars-cov-2 main protease active site for improved drug repurposing date: 2020-09-09 journal: biorxiv doi: 10.1101/2020.09.09.287987 sha: doc_id: 322885 cord_uid: ob5euspo the covid19 pandemic has resulted in 25+ million reported infections and nearly 850.000 deaths. research to identify effective therapies for covid19 includes: i) designing a vaccine as future protection; ii) structure-based drug design; and iii) identifying existing drugs to repurpose them as effective and immediate treatments. to assist in drug repurposing and design, we determined two apo structures of severe acute respiratory syndrome coronavirus-2 main protease at ambienttemperature by serial femtosecond x-ray crystallography. we employed detailed molecular simulations of selected known main protease inhibitors with the structures and compared binding modes and energies. the combined structural biology and molecular modeling studies not only reveal the dynamics of small molecules targeting main protease but will also provide invaluable opportunities for drug repurposing and structure-based drug design studies against sars-cov-2. one sentence summary radiation-damage-free high-resolution sars-cov-2 main protease sfx structures obtained at near-physiological-temperature offer invaluable information for immediate drug-repurposing studies for the treatment of covid19. in late 2019, after the first patient was diagnosed with pneumonia of unknown etiology reported to the world health organization (who) from china, millions of cases followed in a short span of four months (who). on 11th of march, 2020; who declared covid19 outbreak as a pandemic, which originated from severe acute respiratory syndrome corona virus-2 (sars-cov-2) infection. sars-cov-2 has a high spread rate (rₒ) value, deeming the pandemic difficult to control (petersen et al., 2020) . moreover, the absence of a vaccine to provide immunity and the lack of effective treatments to control the infection in high comorbidity groups make this pandemic a major threat to global health (ahn et al., 2020) . the first human coronavirus to cause a variety of human diseases, such as common cold, gastroenteritis, and respiratory tract diseases was identified in the 1960s (tyrrell et al., 1965) . in 2002, a deadly version of coronavirus responsible for sars-cov was identified in china (heymann et al., 2004) . sars-cov-2, the most recent member of the coronavirus family to be encountered, is a close relative of sars-cov and causes many systemic diseases (andersen et al., 2020; dutta and sengupta., 2020; braun et al., 2020) . covid19 patients exhibit (i) high c-reactive protein (crp) and pro-inflammatory cytokine levels; (ii) macrophage and monocyte infiltration to the lung tissue; (iii) atrophy of spleen and lymph nodes which weakens the immune system; (iv) lymphopenia; and (v) vasculitis . release of a large amount of cytokines results in acute respiratory distress syndrome (ards) aggravation and widespread tissue injury leading to multi-organ failure and death. therefore, mortality in many severe cases of covid19 patients has been linked to the presence of the cytokine storm evoked by the virus (ragab et al., 2020) . the sars-cov-2 genome encodes structural proteins including surface/spike glycoprotein (s), envelope (e), membrane (m), and nucleocapsid (n) proteins; and the main reading frames named orf1a and orf1b that contain 16 non-structural proteins (nsp) (gordon et al., 2020; chen, liu & guo., 2020) . among these, orf1a/b encodes papain-like protease (plpro), main protease (mpro), a chymotrypsin-like cysteine protease, along with polyproteins named polyprotein1a (pp1a) and polyprotein1b (pp1b) (astel et al.,2005) . encoded polyproteins are then proteolyzed to nsps by precise mpro and plpro cleavages of the internal scissile bonds. nsps are vital for viral replication, such as rna-dependent rna polymerase (rdrp) and nsp13, which are used for the expression of structural proteins of the virus thiel et al., 2003; ullrich & nitsche., 2020; ziebuhr et al., 2000) . sars-cov-2 mpro has no homologous human protease that recognizes the same cleavage site (pillaiyar et al., 2016) . therefore, drugs that target its active site are predicted to be less toxic and harmful to humans (l. . high sequence conservation of mpro provides minimized mutation-caused drug resistance . given its essential role in the viral life cycle, the sars-cov-2 mpro presents a major drug target requiring a detailed structural study. drug repurposing is a rapid method of identifying potential therapies that could be effective against covid19 compared to continuous investigative efforts (e.g identification of new drugs and development of preventive vaccine therapies). the well-studied properties of food and drug administration (fda) approved drugs means such molecules are better understood compared to their counterparts designed de novo. a putative drug candidate identified by drug-repurposing studies could make use of existing pharmaceutical supply chains for formulation and distribution, an advantage over developing new therapies pushpakom et al., 2018; jarada et al., 2020) . in typical drug repurposing studies, approved drug libraries are screened against the active site or an allosteric site of target protein structures obtained by methods that have limitations in revealing the enzyme structure, such as cryogenic temperature or radiation damage and investigations that only involve screening of drugs currently on the market (zhou et al., 2020; choudhary et al., 2020; beck et al., 2020; wang, 2020) . current structural biology-oriented studies that display a repurposing approach to sars-cov-2 research focused on target-driven drug design, virtual screening or a wide spectrum of inhibitor recommendations (rathnayake et al., 2020; chauhan and kalra, 2020; muralidharan et al., 2020; khan et al., 2020; kumar et al., 2020; joshi et al., 2020) . it is critical to interfere with the ongoing pandemic, instead of time and resource-consuming drug design studies, drug repurposing studies with the existing drugs are crucial in short terms should be a priority. the main purpose of our study is to reveal the conformational dynamics of mpro, which plays a central role in the viral life-cycle of sars-cov-2. linac coherent light source (lcls) with its ultrafast and ultrabright pulses enables outrunning secondary radiation damage. the updated highthroughput macromolecular femtosecond crystallography (mfx) instrument of lcls that is equipped with the new autoranging epix10k detector that provides a dynamic range of eleven thousand 8kev photons in fixed low gain mode to collect secondary radiation-damage-free structural data from mpro microcrystals remotely at ambient-temperature (sierra et al., 2019; blaj et al., 2019; . here we present two sfx structures of sars-cov-2 mpro which provide structural dynamics information of its active site and their deep in silico analysis. our results emphasize the importance of structure-based drug design and drug repurposing by using the xfel structures. we obtained more relevant results of flexible areas over two different structures. radiation-damage-free sfx method which enables obtaining the novel high-resolution ambient-temperature structures of the binding pocket of mpro provides an unprecedented opportunity for identification of highly effective inhibitors for drug repurposing by using a hybrid approach that combines structural and in silico methods. besides, structure-based drug design studies will be more accurate based on these novel atomic details on the enzyme's active site. conformations of the drug-binding pocket. we determined two radiation-damage-free sfx crystal structures of sars-cov-2 mpro in two crystal forms at 1.9 å and 2.1 å resolutions with the following pdb ids: 7cwb and 7cwc, respectively (fig. 1a, b) (supplementary table 1&2 the diffraction data collected remotely at the mfx instrument of the lcls at slac national laboratory, menlo park, ca (sierra et al., analysis for sfx studies at lcls). we used an mpro structure determined at ambient-temperature using a rotating anode home x-ray source (pdb id: 6wqf; as our initial molecular replacement search model for structure determination. two high-resolution sfx structures obtained in different space groups were superposed with an overall rmsd of 1.0 å (fig. s1). they reveal novel active site residue conformations and dynamics at atomic level, revealing several differences compared to the prior ambient-temperature structure of sars-cov-2 mpro that was obtained at a home x-ray source (fig. 1a, b ). mpro has a unique n-terminal sequence that affects enzyme's catalytic activity (chang, 2010; l. zhang et al., 2020) . besides the native monoclinic form of mpro at 1.9 å (fig. 1a , pdb id: 7cwb) we also determined the structure of the mpro with additional 4 extra n-terminal amino acids (generated by thrombin specific n-terminal cleavage) at 2.1 å resolution (fig. 1b , pdb id: 7cwc). the structure obtained from this modified version of mpro reveals how the minor changes introduced at the n-terminus affects both the three-dimensional structure of the mpro and promotes the formation of a new orthorhombic crystal form. biologically relevant dimeric structure of native monomeric mpro can be generated by adding the symmetry-related chain b ( fig. 1a) . each protomer of sars-cov-2 mpro is formed by three major domains s2 ). domain i starts from the n-terminal of protein and includes anti-parallel beta-sheet structure. this beta-sheet forms a beta-barrel fold which ends at residue 100. the domain ii of mpro resides between residues 101 through 180 and mostly consists of anti-parallel beta-sheets. the third domain of the mpro is located between residues 181 through 306 and consists of mostly alpha helices and has a more . previous biochemical studies of mpro suggested there is a competition for dimerization surface between domains i and iii. in the absence of domain i, mpro undergoes a new type of dimerization through the domain iii (zhong et al., 2008) . during our purifications, we repeatedly observed a combination of monomeric and dimeric forms of mpro on the size exclusion chromatography steps which may be caused by this dynamic compositional and conformational equilibrium. the two sars-cov-2 mpro sfx crystal structures reveal a non-flexible core active site and the catalytic amino acid cys145 fig. s3 . temperature factor analysis revealed that the active site is surrounded by mobile regions (fig. s3 ). the presence of these mobile regions was observed in both sfx crystal structures, suggesting an intrinsic plasticity rather than an artifactual finding that could have arisen based on the crystal lattice contacts ( fig. s3 ; indicated with red circles). further, this plasticity suggests that molecules that interact via non-covalent bonds to the mpro binding pocket would do so weakly. our investigation of pdb structures with available electron densities identified that the majority of the mpro inhibitors formed covalent bonds with the active site residue cys145. additionally, few non-covalent inhibitors were identified and exhibited weak electron densities (fig. we compared our radiation-damage-free ambient-temperature sfx structure (pdb id: 7cwb) with ambient-temperature x-ray structure (pdb id: 6wqf). structures were similar with an rmsd value of 0.404 å (fig. 2a) . however, we observed significant conformational differences especially in the side chains of thr24, ser46, glu47, leu50, asn142, cys145, met165, and gln189 residues (fig. 2b & fig. s5 ). the calculated bias-free composite omit map that covers the active region has been shown ( fig. 3b & fig. s6 ). this structure offers previously unobserved new insights on the active site of mpro in addition to 6wqf structure which is important for the future in silico modeling studies. all three domains contribute to the formation of the active site of the protein. the intersection part of the domain i residue his41, domain ii residues cys145 and his164 interact via a coordinated water molecule with asp187 located at the n-terminal loop region of domain iii to form the active site, that is an important drug target area (fig. 2c & fig. s7 ). the n-terminal loop of domain iii is suggested to be involved in enzyme activity (ma et al., 2020) . the distance between cys145 s and his41 nε2 is 3.7 å, very similar to the ambient-temperature structure (6wqf) . oδ1-oδ2 atoms of asp187 and nh2-nε atoms of arg40 contribute to a salt bridge between these two residues and stabilize the positions of each other. the w5 water molecule (indicated with a red sphere at the figure) in the active site plays crucial roles for catalysis. w5 forms triple h-bonds with his41, his164, and asp187 side chains with the distances of 2.8 å, 2.9 å, and 2.8 å, respectively (fig. 2c & fig. s7 ). when compared to the room temperature structure of mpro (6wqf) our structure displays additional active site residue dynamics while it has an overall high similarity (fig. 2d) . canonical chymotrypsin-like proteases contain a catalytic triad composed of ser(cys)-his-asp(glu) in their catalytic region, however, sars-cov-2 mpro possesses a cys145 and his41 catalytic dyad which distinguishes the sars-cov-2 mpro from canonical chymotrypsin-like enzymes (gorbalenya & snijder., 1996; . during the catalysis, the thiol group of cys145 is deprotonated by the imidazole of his41 and the resulting anionic sulfur nucleophilically attacks the carbonyl carbon of the substrate. after this initial attack, an n-terminal peptide product is released by abstracting the proton from the his41, resulting in the his41 to become deprotonated again and a thioester is formed as a result. in the final step, the thioester is hydrolyzed which results in a release of a carboxylic acid and the free enzyme; therefore, restoring the catalytic dyad (pillaiyar et al., 2016; ullrich & nitsche., 2020) . catalytic residue conformations of sfx structures are consistent with 6wqf and support the proposed mpro catalytic mechanism (fig. 2c, d) . the crystal contact of the symmetry-related molecule with the n-terminal region of the mpro is essential for the formation of the crystal lattice in the c121 space group (7cwb) (fig. 3a& fig. s8 ). & s12 for 7cwb and 7cwc, respectively) to determine the flexible regions. in simulations for both 7cwb and 7cwc, the protomers exhibit non-identical behavior as also observed by others in apo form of mpro (suarez and diaz., 2020; amamuddy et al., 2020) though as expected, higher rmsf values were observed for the loop regions of protomers. additionally, the protomers of 7cwc display higher fluctuations compared to 7cwb around the loops covering the active site (such as loops containing residues 44-52 and 185-190) which could affect the accessibility of the active site by inhibitor compounds. on the drug-binding pocket dynamics. the trajectory frames obtained from md simulations were used to perform pca to determine the variations of conformers of protein structures, i.e. to observe the slowest motions during md simulations. as pca and pca-based methods are useful to reveal intrinsically accessible movements such as domain motions (bahar et al., 2010) , we have performed pca for backbone atoms of dimeric units for the structures belonging to different space groups. we focused on the first three pcs, that show around 40% of the total variance in md trajectories to determine the regions of protein structures that display the highest variation (fig. s13 & s14 for 7cwb and 7cwc, respectively). the first three pcs were projected onto the protein structures to determine the contributions of each residue to specified pcs which displays the motions of specific regions with blue regions with higher thickness representing to more mobile structural parts of the protein along the specified pcs. it can be seen that both in c121 and p212121 space group structures, again protomers a and b display asymmetric behavior and domain movements along all considered pcs ( fig. 4a-c for 7cwb and fig. 4d -f for 7cwc) which was also observed in residue dynamics for the same domain between alternate chains (amamuddy et al., 2020) . when the motions displayed by two dimeric forms are compared to each other 7cwb (supplementary movies m1-3 for 7cwb and m4-m6 for 7cwc), we observe that domain iii is more mobile in 7cwb (the crystals in the c121 space group) compared to 7cwb (the crystals in the p212121 space group). however, the loop region containing residues 45-53 around the catalytic site is more mobile for both protomers in 7cwc while it is only mobile for the chain b of 7cwb. interestingly, protomer a of 7cwc is more mobile compared to protomer a of 7cwb which could reflect the differences in dimeric interface due to the additional 4 n-terminal amino acids and missing interactions with chain b n-terminus residues in the dimer interface. however, the loop regions surrounding the binding pockets with residues 166-172 and 185-195 display higher flexibility in chain a of 7cwb while its mobility is somewhat restricted in 7cwc. we have also performed cross correlation analysis of residues along the pc space to understand the correlation between motions especially for different domains. the correlation between the motions along the first three pcs were plotted as dynamical cross correlation maps displayed in in which motions of some residues are along the same directions, others are in opposite directions within both protomers a and b of 7cwb while domain ii has limited mobility as being more buried than other domains (suarez and diaz., 2020) except for the β-strand segment of residues 166-172 of protomer a. surprisingly, this segment also has some mobility albeit limited in protomer b of 7cwc instead of protomer a (supplementary movies m4, fig. 4h ). glu166 of this segment is actually an important residue that plays a role in stabilizing the substrate binding site s1 by interacting with ser1 of the alternate protomer along with phe140 (ghahremanpour et al., 2020; and we observed that along pc1, for protomer a of 7cwb and protomer b of 7cwc, the motions of these residues are correlated. this could have implications about information transfer from one protomer to the other though other mpro structures of sars-cov-2 needs to be studied in atomistic details. in addition, we observe that correlations between domains of protomers a and b for 7cwb and 7cwc are dissimilar. for instance, domains i of 7cwb have defined anti-correlated motions as can be seen from the purple areas in . space groups of these structures are c121, p212121, p21212 and i121 respectively. the completeness of the structures was also evaluated, 6wqf, and 6y2e crystallized in full-length sequence (1-306), however, 6w63 only lacks gln306 at both c-terminal ends of its chains. among compared structures, 7c2y, which has the same space group as 7cwc has, and lacks 24 amino acids (chain a, 1-3, 141-142, 281-283, and 298; chain b, 1-2, 45-50, 139-142, and 277-279) . in our structures 7cwb has a full-length sequence, however, 7cwc lacks its last 6 amino acid residues from c-terminal in chain a, and starts with phe3 (lacks ser1 and gly2), and ends at ser301, lacks the last 5 residues. when six structures (6w63, 6y2e, 6wqf, 7c2y, 7cwb, and 7cwc) were compared based on hydrogen bonding interactions at the dimerization interfaces, more similarities were observed for the latter three (7c2y, 7cwb, and 7cwc). the only difference between our structures and the other four is the hydrogen bond between ser139 (chain a) and gln299 (chain b) (fig. s15). although this hydrogen bond is not observed in other structures, the corresponding residues are close to each other, however they are not within hydrogen bonding distance we also monitored all interface interactions throughout the md simulations and compared 7cwb and 7cwc. interestingly, the hydrogen bond between ser139 (chain a) and gln299 (chain b) was lost and the interaction was turned into a van der waals interaction in 7cwb, and conserved as by 64% of the simulation time. in 7cwc structure, ser139 (chain a) was not in the vicinity of gln299 (chain b) (fig. s17). more interestingly, the same interaction but this time between gln299 (chain a) and ser139 (chain b), that is present at the 7cwb crystal structure, was only observed 16% of the simulation time ( fig. s18 ). in the 7cwc crystal structure, there was no hydrogen bonding interaction between gln299 (chain a) and ser139 (chain b). however during simulation, this bond was formed and retained in 65% of the simulation time (fig. s18). when static structures were compared based on hydrogen bond formation analysis, 7c2y, 7cwb, and 7cwc clustered together, having the same hydrogen bonding network at the dimerization interface. the explanation for the hydrogen bond differences observed at the interface is the lack of amino acids at the n-terminal and c-terminal ends of the 7c2y and 7cwc structures, compared to the 7cwb. simulation trajectories of 7cwb and 7cwc were compared based on hydrogen bond occupancies. the major differences were lys137 (chain a) and arg4 (chain b), asn142 (chain a) and ser301(chain b), and arg298 (chain a) and tyr118 (chain b). the first interaction was not observed in 7cwc, however the latter two interactions were not presented in 7cwb. lys137 (chain a) and arg4 (chain b) was conserved 82% of the simulation time; asn142 (chain a) and ser301 (chain b); and arg298 (chain a) and tyr118 (chain b) retained 67% and 72% of the obtained trajectory frames, respectively (figs. s18 and s19). we also observed that during md simulations, in the case of 7cwc, gln299 (chain a) and phe140 (chain b) come closer to each other, and this van der waals contact was conserved 64% of the simulation time and not observed in the case of 7cwb (fig. s19). mpro. we used three well-known sars-cov-2 mpro inhibitors (i.e., ebselen, tideglusib, and carmofur) at the investigation of ligand-target interactions. these compounds were docked to the 7cwb and 7cwc structures and all-atom md simulations were performed for the top-docking poses. these three compounds were also docked to structures with the following pdb ids: 6w63 and 6y2e, for comparison. md simulations were performed using the same md protocol. results showed that especially for apo form dimer targets, ebselen and carmofur are quite flexible at the binding pocket throughout the simulations and in most of the cases, they do not form a stable complex structure ( fig. s20 ). tideglusib has a more stable structure at the binding pocket of mpro, however, its binding modes are different (fig. 5) . in the following section, details of md simulations results of tideglusib at the binding site of the mpro will be discussed. comparison of binding pocket volumes of 7cwc and 6ye2 shows that latter has a bigger average binding pocket volume. average binding pocket volumes were 174 and 142 å3, for the tideglusib bound 6ye2 and 7cwc structures, respectively. corresponding solvent accessible surface area (sasa) values throughout the md simulations also support this result. the sasa, which is the surface area of a molecule accessible by a water molecule, of 7cwc is smaller than 6y2e ( fig. s21 ). tideglusib. tideglusib initially docked to the binding pockets of 6y2e and 7cwc structures using induced-fit docking (ifd) approach. top-docking poses of these compounds were then used in allatom md simulations using the same md protocols. while tideglusib was structurally very stable at the binding pocket of the 7cwc during the simulations, it was not so stable at the 6y2e the binding site (fig. 5a ). representative trajectory frames (i.e., the frame that has the lowest rmsd to the average structures) were used in the comparison of binding modes (fig. 5b) . results showed that while the binding mode of tideglusib forms hydrogen bonds and pi-pi stacking interactions with glu166, gln189, and his172, respectively at the 7cwc; its corresponding binding mode at the 6y2e only forms van der waals type interactions with hydrophobic moieties. a timeline protein-ligand contacts were visualized throughout the simulations (fig. 5c ). results showed that thr25, leu27, met49, glu166, and gln189 form stable interactions with the ligand. 2d ligand atom interactions with protein residues are also represented (fig. 5d ). interactions that occur more than 15% of the simulation time are shown. however, corresponding interactions of the ligand at the 6y2e were not stable ( fig. s22 ). forms of mpro, we applied ifd protocol to predict the binding mode of tideglusib at the binding pocket of 6wqf and 7cwb. carbonyl oxygens of the thiadiazolidine ring of the tideglusib formed hydrogen bonds between asn142, gly143, and glu166 from their backbone atoms. the naphthalene ring of the ligand formed a pi-pi stacking interaction with the his41 in the 7cwb structure. a similar binding mode of tideglusib was observed when 6wqf was used. however, in this binding mode, his41 and gly143 are found to be important. a backbone hydrogen bond was observed between one of the carbonyl oxygen of the thiadiazolidine ring and gly143. his41 formed two pi-pi interactions between the benzyl and the naphthalene rings of the tideglusib (fig. s23a, b) . these two binding modes predicted by ifd were used in 200 ns classical all-atom md simulations. each mpro-tideglusib system is evaluated based on rmsd changes from the average structure and we obtained representative structures from corresponding trajectories. in the representative structure of 7cwb-tideglusib complex, we observed van der waals interactions between surrounding residues, thr25, his41, cys44, thr45, ser46, met49, asn142, cys145, his163, his164, met165, glu166, and gln189. in the representative structure of 6wqf-tideglusib complex, in addition to the similar van der waals sfx utilizes micro-focused, ultrabright and ultrafast x-ray pulses to probe small crystals in a serial fashion. structural information is obtained from individual snapshots; capturing bragg diffraction of single crystals in random orientations (martin-garcia et al., 2016) . the main advantages of sfx over its counterparts are the capability of working with micron to nanometer sized crystals which does not necessitate the lengthy and laborious optimization steps and enables working with multiple crystal forms and space groups. it enables obtaining high resolution structures at physiologically meaningful temperature and confirms the dynamic regions of the active site without secondary radiation damage. sfx offers great potential and provides much needed critical information for future high-throughput structural drug screening and computational modeling studies with sensitivity to dynamics, insensitivity to potential radiation-induced structural artifacts resulting in production of detailed structural information. sars-cov-2 mpro catalyzes the precise cleavage events responsible for activation of viral replication and structural protein expression . it has been the focus of several structural and biochemical studies, many of which have been performed at cryogenic temperatures, aiming to provide better understanding of the active site dynamics and reveal an inhibitor that affects the enzyme based on structural information. two crystal forms of mpro, native and modified, were determined at ambient-temperature with resolutions of 1.9 å and 2.1 å respectively. the two forms produced are optimal for co-crystallization and soaking respectively. co-crystallization experiments provide efficient interaction in the binding pocket as both drug and protein are stabilized before the formation of crystals. due to the close crystal lattice contacts, co-crystallization seems to be the preferred method for the native form of mpro (c121). the n-terminal of mpro which plays a critical role in crystal packing. elimination of the h-bonding network produced orthorhombic crystals in the p212121 space group yielding a wider binding pocket, increasing the probability of capturing an expanded number of protein-drug complexes by soaking. an added advantage of two different crystal forms was the elimination of the artifacts introduced by specific lattice packing restraints of each crystal form in the dynamics analysis. the high-resolution mpro sfx structures presented here in two different crystal forms collectively revealed the intrinsic plasticity and dynamics around the enzyme's active site. due to the anionic nature of cys145, it seems challenging to design molecules that interact with the active site only through non-covalent bonds as it has a very flexible environment. these findings provide a structural basis for and is consistent with studies claiming that the majority of inhibitors form covalent bonds with the active site of mpro , mainly through cys145 (figs. especially, unlike some studies, ebselen does not form a stable complex structure (sies et al., 2020; menendez et al., 2020; zmudzinski et al., 2020; węglarz-tomczak et al., 2020) . in addition to the importance of cys145 residue in our two different structures, a coordinated w5 molecule, regulating the catalytic reaction via triple hydrogen-bonding interactions with the his164, and the asp187 that stabilizing the positive charge of his41 residue . this active site residue conformations of sfx structures are consistent with previous ambienttemperature structure (6wqf) (fig. 2c, d) . gln189 contributes to the stability of the ligands , along with asn142 and ser46, are the active site residues forming the flank of the cavity (fig. 6) . in a recent study, asn142 and gln189 have been indicated to interact with 11a and 11b inhibitors that have proven in vitro effectiveness . along with these amino acids, thr24, which makes van der waals interaction with the n3 inhibitor, and ser46 which undergoes conformational changes in the presence of this inhibitor (pdb id: 6lu7, and leu50 binding to n3, gave different side-chain conformations with sfx, according to 6wqf structure (fig. 2b ). there were differences in the crystallization conditions between the sfx and 6wqf studies, the former making use of charge effects and the latter molecular crowding. the sfx study is also secondary radiation damage-free, eliminating potential artifacts to examine crucial amino acids at the atomic level, especially in terms of catalytic and inhibitor binding sites (figs. s5-s7). these two highresolution sfx structures in different space groups reveal new active site residue conformations and intra-and inter-domain network and their dynamics at the atomic level, which helps us to better understand any related structural allosteric transitions of mpro structure interacting with the inhibitors (fig. 5 & figs. s23-25) . therefore, considering the importance of the required sensitivity in drug design or the use of natural compounds studies, these active site residue conformations reveal the critical importance of our study more clearly. there are many in silico docking studies performed based on cryogenic mpro protein structures of sars-cov-2 ton et al., 2020; pillaiyar et al., 2020; durdagi et al., 2020) . although potent antiviral drug candidates are identified and a vaccine research is still ongoing, they have not yielded a desirable final treatment/cure yet. in pursuit of effective drugs against covid19, the key role of mpro in viral replication of sars-cov-2, highly conserved structure, and the low toxicity of the antiviral molecules targeting this protein due to the absence of homolog of this protease in humans made mpro the target of our study. having access to the alternative ambienttemperature structures of mpro and observed conformational changes on active site residues will be a significant boon for the development of therapeutics and provide better understanding on ligand and inhibitor binding. at this point, our work has two original aspects. firstly, we used a comprehensive platform, sfx, which helps to deeply understand the complexity of sars-cov-2 to gain access to the high-resolution and radiation damage-free structure and the structural dynamics of the target protein mpro at an unprecedented level at near-physiological-temperatures. secondly, we determined two high-resolution sfx structures of sars-cov-2 mpro in two different space groups due to the new high-throughput data collection setup offered by the mfx instrument of the lcls-ii. drug repurposing has been the preferred area of research in the insufficiency of time and resources in emergency cases such as a novel pandemic. the most important advantage of the repurposing research is the bypass of several lengthy early stages in drug development. also, knowing the beneficial and detrimental effects of targeted drugs, along with well-established precautions will help with time limitations. this procedure has emerged as a fundamental and very strategic approach not only for prospective cohort design but also for many types of clinical trials, particularly crosssectional studies because as the molecules considered in repurposing studies passed through several stages, have well-defined profiles, they would not require prolonged pre-clinical studies, and hence they are important candidates to consider in case of disease emergencies or outbreaks (su et al., 2017; cavalla et al., 2013; choo et al., 2019; aguila et al., 2020) . therefore, enormous contribution to clinical studies, repurposing is a rapid step towards the conclusion of not only randomized controlled trials but also critical structural biology investigations (bumb et al., 2015; pihan et al., 2012; choudhary et al., 2020) . considering all this, adopting the drug repurposing approach and using known inhibitors ebselen, tideglusib, and carmofur to carry out mpro-based in silico molecular docking, md simulations and post-md analyses make our combined study more specific. a grave issue with drug research is the variability of the target proteins as the mutations and modifications may render the found drugs ineffective (dinesh et al., 2020) . for this reason, it is only sensible to work on a protein, whose biochemical properties are conserved over time and among different strains. evolutionarily, viruses try to hide by mimicking the proteins involved in the functioning of the host organism. cytomegalovirus (hcmv) can mimic a common host protein to hijack normal cell growth machinery or human immunodeficiency virus (hiv) can mimic a high percentage of human t cell receptors (bernstein, 2017; robertson, 2003) . sars-cov-2 virus contains the plpro enzyme, which is highly similar to the deubiquitinating enzymes (usp7, usp14) in human metabolism (ratia et al., 2014) . that's why targeting this enzyme carries a high risk. in addition, spike protein, one of the other targeted proteins, also has a high mutation rate . also, spike protein includes a similar restriction site with epithelial channel protein (anand p et al., 2020) . besides that, inhibitors which target spike protein may act only for preventive aims (i.e., before the virus infection), if the virus already infected the host cell, targeting this region may not be useful. there is no mpro homolog in the human genome, targeting this protease is therefore safer and harmless to humans with reduced cross reactivity and side effects making it an ideal candidate for drug therapy. contributions of residues to the first three pcs for a-c) 7cwb and d-f) 7cwc with chain a displayed on the right and chain b on the left side. the aligned trajectory frames were generated to interpolate between the most dissimilar structures in the distribution along specified pcs. color scale from red to blue represents low to high displacements along specified pcs with broadening of the tubes depict the trajectory movements. the cα atoms of catalytic residues his41 and cys145 are displayed as spheres with cyan and lime colors, respectively. g-h) dynamic cross correlation matrix generated from the motions observed in pc space with values ranging from -1 (complete anticorrelation) to +1 (complete correlation) g) for 7cwb and h) for 7cwc. the boundary between chain a and b is denoted by dashed lines. bacterial vector by using ndei and bamhi restriction cleavage sites at 5' and 3' ends respectively. nterminal canonical sars-cov-2 mpro autocleavage cut site is indicated by green and purple which generates the native n-terminus. c-terminus has the prescision tm restriction site shown in red which is used to generate the native c-terminus after ni-nta hexa-histidine affinity purification chromatography. in-frame hexa-histidine tag and stop codon is shown in blue color. standard chromatography purification methods were applied to both constructs with slight modifications as described below. soluble mpro proteins were purified by first dissolving the bacterial cells in the lysis buffer containing 50 mm tris ph 7.5, 300 mm nacl, 5% v/v glycerol supplemented with 0.01% triton x-100 followed by sonication (branson w250 sonifier, usa). after sonication step, cell lysate was centrifuged by using the beckman optima™ l-80 xp ultracentrifuge at 40000 rpm for 30 minutes at 4°c by using ti45 rotor (beckman, usa). after ultracentrifugation the pellet which contains membranes and insoluble debris was discarded and clear supernatant applied to nickel affinity chromatography by using a ni-nta agarose resin (qiagen, usa). to purify the mpro protein, first the chromatography column was equilibrated by flowing 3 column volume of the loading buffer containing 20 mm tris-hac ph 7.5, 5 mm imidazole, 150 mm nacl. after equilibration, the supernatant containing the overexpressed mpro protein was loaded into the ni-nta agarose column at 2 ml/minute flow rate. unbound proteins were removed by washing with 5 column volumes of the loading buffer to clear the non-specific binding. after washing, hexa-histidine tagged mpro proteins were eluted from the column with the elution buffer containing 20 mm tris-hac ph 7.5, 150 mm nacl, 250 mm imidazole in 35 ml of total volume. after elution, purified protein was placed in a 3 kda cut off dialysis membrane and dialyzed against the buffer containing 20 mm tris-hac ph 7.5, 150 mm nacl overnight to get rid of the excess imidazole. after the dialysis step we applied 1:100 stoichiometric molar ratio 3c protease (prescission protease, genscript, usa) to cleave the c for initial crystallization screening, we employed sitting-drop microbatch under oil screening method by using 72 well terasaki crystallization plates (greiner-bio, germany). purified mpro protein at 25 mg/ml mixed with 1:1 volumetric ratio with ~3500 commercially available sparse matrix crystallization screening conditions. the sitting drop solutions were then covered with 20 μl of 100% paraffin oil (tekkim kimya, turkey). all the crystallization experiments were performed at ambienttemperature. for our native construct-1 we were able to obtain multiple hit conditions and among them the best crystals were obtained at pact premier tm crystallization screen 1 condition #39 from molecular dimensions, uk. the best crystallization condition has contained 100 mm mmt buffer ph 6.0 and 25 % w/v peg 1500 [mmt buffer; dl-malic acid, 4-morpholine ethane sulfonicacid (mes) monohydrate, 2-amino-2-(hydroxymethyl)-1,3-propanediol (tris)-hcl]. for the modified construct only one crystallization condition yield the macrocrystals. after multiple optimization of the seeding protocol by using crystals obtained by microbatch under oil, we scaled up the batch crystallization volume to total of 14 ml for native construct-1 and total volume of 50 ml for modified construct-2. microcrystals 1-5 × 5-10 × 10-20 μm 3 in size were passed through 100 micron plastic mesh filters (millipore, usa) in the same mother liquor composition to eliminate the large single crystals and other impurities before the data collection. crystal concentration was approximated to be 10 10 -10 11 particles per ml based on light microscopy. due to covid19 travel restrictions none of the initial crystals or the batched crystalline slurry were able to be pretested for their diffraction quality before the scheduled xfel beamtime. 1.9 ml total volume of crystal slurry was transferred to 2 ml screw top cryovial (wuxi nest biotechnology, china cat#607001). to absorb the mechanical shocks during transport from istanbul to menlo park, ca these vials were wrapped loosely by kimwipes (kimberly-clark, usa) and placed in 20 ml screw top glass vials and tightly closed to provide insulation during transport via air. the vials were wrapped with excess amounts of cotton (ipek, turkey) and placed in a ziploc tm bag (sc johnson, usa) to provide both added layer of insulation and mechanical shock absorption. the ziploc tm bags were placed in a styrofoam box that was padded with ~1 kg of cotton to provide more insulation and mechanical shock absorption during the transport. the styrofoam box was sealed and wrapped with an additional layer of 1 cm thick loose cotton layer and duck taped all around to further insulate the delicate mpro crystals during ambient-temperature transport. all these packing materials and techniques provided us with crystals diffracting to 1.9 å -2.1 å resolution as described below. the 1.6 ml sample reservoir was loaded with mpro crystal slurry in their unaltered mother liquor as described above. we used standard microfluidic electrokinetic sample holder (mesh) (sierra et al., 2012; sierra et al., 2016) injector for our sample injection. the sample capillary was a 200 μm id × 360 μm od × 1.0 m long fused silica capillary. the applied voltage on the sample liquid was typically 2500-3000 v, and the counter electrode was grounded. the sample ran typically between 2.5 and 8 μl/min. the sfx experiments with native mpro microcrystals were carried out at the lcls beamtime id: mfx17318 at the slac national accelerator laboratory (menlo park, ca). the lcls x-ray beam with a vertically polarized pulse with duration of 30 fs was focused using compound refractive beryllium lenses to a beam size of ~6 × 6 μm full width at half maximum (fwhm) at a pulse energy of 0.8 mj, a photon energy of 9.8 kev (1.25 å) and a repetition rate of 120 hz. om monitor and psocake (damiani et al., 2016 , thayer et al., 2017 were used to monitor crystal hit rates, analyze the gain switching modes and determine the initial diffraction geometry of the new epix10k2m detector . a total of 1,163,413 detector frames were collected in 2h47m7s continuously with the new from native (construct-1) mpro microcrystals. a total of 686,808 detector frames were collected in 1h36m20s continuously with the new epix10k2m pixel array detector from modified (construct-2) mpro microcrystals. the total beamtime needed for native (construct-1) and modified (construct-2) datasets were 2h59m17s and 1h50m59s respectively, which shows the efficiency of the mfx beamline installed with the new epix10k 2m detector and robust injector system, as due to lack of blockages no dead time was accumulated. individual diffraction pattern hits were defined as frames containing more than 30 bragg peaks with a minimum signal-tonoise ratio larger than 4.5, which were a total of 208,839 and 214,355 images for native and modified respectively. the detector distance was set to 118 mm, with an achievable resolution of 2.1 å at the edge of the detector (1.64 å in the corner). an example diffraction pattern is shown in fig. s27 . the diffraction patterns were collected at the mfx instrument at the lcls using the epix10k2m detector . the raw data images were subjected to detector corrections with cheetah (barty et al., 2014) , as well as for hit finding based on bragg reflections. the hitfinding parameters for all datasets classifying a hit were as follows (using peakfinder8): a minimum pixel count of 2 above an adc-threshold of 500 with a minimum signal to noise ratio of 7 was considered a peak, and an image containing at least 20 peaks was classified as a crystal hit. the crystal hits were then indexed using the software package crystfel version 9.0 (white et al., 2020) using the peaks found by cheetah. indexing was attempted using the indexing algorithms from xgandalf (gevorkov et al., 2019) , dirax (duisenberg et al., 1992) , mosflm (powell et al., 2013) and xds (kabsch et al., 2010) , in this order. after an approximate cell was found, the data was indexed using cell axis tolerances of 5 å and angle tolerances of 5º (--tolerance option in crystfel). the integration radii were set to 2, 3, 5 and the "multi" option was switched on to enable indexing of multiple crystal lattices in a single image. the indexed reflections were subsequently integrated and merged using partialator ) applying the unity model over 3 iterations and the max-adu set to 7500. the complete reflection intensity list from crystfel was then scaled and cut using the truncate program from the ccp4 suite (winn et al., 2011) prior to further processing. for the native mpro protein crystals the final set of indexed patterns, containing 168,655 frames (80.7% indexing rate), was merged into a final dataset (overall cc* = 0.999; 1.8 å cutoff) for further analysis (c121, unit cell: a = 114.0 å, b = 53.5 å, c = 45.0 å; α = 90°, β = 102°, γ = 90°). the final resolution cutoff was estimated to be 1.9 å using a combination of cc* (karplus & diederichs, 2012) and other refinement parameters. the final dataset had overall rsplit = 6.31%, and cc* = 0.865 in the highest resolution shell. for the n-terminally modified mpro protein crystals the final set of indexed patterns, containing 157,976 frames (73.6% indexing rate), was merged into a final dataset (overall cc* = 0.999; 2.1 å cutoff) for further analysis (p212121, unit cell: a = 69.2 å, b = 104.3 å, c = 105.6 å; α = β = γ = 90°). the final resolution cutoff was estimated to be 2.1 å using a combination of cc* and other refinement parameters. the final dataset had overall rsplit = 5.91%, and cc* = 0.678 in the highest resolution shell. we determined two ambient-temperature mpro structures by using two crystal forms in space group c121 and p212121 structures using the automated molecular replacement program phaser (mccoy et al., 2007) implemented in phenix (adams et al., 2010) with the previously published ambienttemperature structure as a search model (pdb id: 6wqf) . this choice of starting search model minimized experimental temperature variations between the two structures. coordinates of the 6wqf were used for initial rigid body refinement with the phenix software package. after simulated-annealing refinement, individual coordinates and tls parameters were refined. we also performed composite omit map refinement implemented in phenix to identify potential positions of altered side chains and water molecules were checked in program coot (emsley & cowtan, 2004) , and positions with strong difference density were retained. water molecules located outside of significant electron density were manually removed. the ramachandran statistics for native monoclinic mpro structure (pdb id: 7cwb) (most favored / additionally allowed / disallowed) are 96.7 / 3.0 / 0.3 % respectively. ramachandran statistics for orthorhombic mpro structure (pdb id: 7cwc) (most favored / additionally allowed / disallowed) are 96.5 / 2.4 / 0.1 % respectively. the structure refinement statistics are summarized in supplementary table s1. structure alignments were performed using the alignment algorithm of pymol (www.schrodinger.com/pymol) with the default 2σ rejection criterion and five iterative alignment cycles. all x-ray crystal structure figures were generated with pymol. the two ambient-temperature mpro in space group c121 and p212121 were examined to generate ellipsoid structures based on b-factor with pymol and these two structures were compared with the mpro structures at 100 k (pdb id: 6xkh) to provide better understanding on the flexibility of atoms, side chains and domains. the all ellipsoid structures were colored with rainbow selection on pymol. we have used different crystal structures of mpro available in literature as well as the obtained crystal structures in this study (pdb ids: 7cwb and 7cwc) as target structures for molecular docking and md simulations. the biologically-relevant dimeric form of 7cwb is generated by application of a symmetry operator. as the crystal structures in this study were obtained at ambient-temperature, for comparison another ambient-temperature structure of mpro (pdb id: 6wqf) in apo form was also selected as target structure. another apo form structure of mpro (pdb id: 6y2e) in dimeric form was also chosen for comparison. additionally, mpro structure bound to a non-covalent inhibitor (pdb id: 6w63) in both monomeric and dimeric forms was utilized as target structure. for ligands, we have considered three compounds that have shown promising inhibitory activity based on the highthroughput screening of over 10,000 compounds by jin et al., namely; ebselen (ic50 = 0.67 ± 0.09 μm), tideglusib (ic50 = 1.55 ± 0.30 μm) and carmofur (ic50 = 1.82 ± 0.06 μm) . all the target structures considered in this study were firstly prepared using protein preparation module of maestro modeling program in which missing atoms were added, water molecules not in the vicinity of co-crystallized ligands were removed and bond orders were assigned (madhavi sastry et al., 2013) . the protonation states of amino acids at physiological ph were adjusted using propka (bas et al., 2008) to optimize the hydrogen binding and charge interactions. as a final step of preparation, a restrained minimization was performed with opls3e force field parameters (harder et al., 2016) . the structures of three compounds were taken from pubchem; ebselen (pubchem id, 3194), tideglusib (pubchem id: 11313622) and carmofur (pubchem id: 2577). the compounds also needed preparation hence, ligprep module (schrödinger release 2018-4, 2018) of maestro modeling program was employed with opls3e force field parameters (harder et al., 2016) . the ionization states of the molecules were predicted by epik module (shelley et al., 2007) at physiological ph of 7.4. the prepared target protein and ligand structures were used for molecular docking studies. we have employed a grid-based docking method, induced fit docking (ifd) protocol of maestro (sherman et al., 2006a,b) which uses glide halgren et al., 2004; friesner et al., 2006) and prime (jacobson et al., 2004) the selected docking poses at each considered target structure of mpro with the three compounds were subjected to md studies. the apo form structures obtained in this study were also subjected to md simulations. for comparison reasons, md simulations were also performed for the holo form structure (pdb id: 6w63) with its co-crystallized ligand, x77. the target protein-ligand complexes were placed in simulation boxes with orthorhombic shape in which box sizes were calculated based on buffer distance of 10.0 å along all three dimensions and solvated with explicit water molecules of spc (berendsen et al., 1987) model. the simulation systems were neutralized by the addition of counter ions (na+ or cl− depending on the charge of the systems) and 0.15 m nacl solution was added to adjust concentration of the solvent systems. all atom md simulations package desmond (bowers et al., 2006) was employed. proceeding the production md simulations, the systems were equilibrated using relaxation protocols of desmond package in which a series of minimizations and short md simulations which are performed with small time-steps at lower temperature and restrains on the nonhydrogen solute atoms in the initial stages and slowly time-steps are increased as well as simulation temperature and restrains on solute atoms are released. the production simulations were performed under constant pressure and temperature conditions, i.e. npt ensemble. temperature was set as 310 k while being controlled by nose-hoover thermostat (nosé, 1984; hoover, 1985) . the pressure was set as atmospheric pressure of 1.01325 bar with isotropic pressure coupling and controlled by martyna-tobias-klein barostat (martyna et al., 1994) . smooth particle mesh ewald method (essmann et al., 1995) was utilized to calculate long range electrostatic interactions with periodic boundary conditions (pbc). for short range electrostatics and lennard-jones interactions, the cut-off distance was set as 9.0 å. the multi-step integrator respa was employed in which the time steps were varied for interaction types as followed in fs for: bonded, 2.0; near 2.0 and far 6.0. principal components analysis (pca), a statistical data processing method, were performed to reduce the large-dimensional data by extracting large amplitude motions onto collective sets. a covariance matrix were generated from md trajectory data for backbone atoms of protein structures as follow here, i and j represent the backbone atom number, i.e. residue numbers of proteins while n is the number of backbone atoms considered in analysis. the cartesian coordinates of atoms are denoted by and for ith and jth atom, respectively with and representing the time-averaged values over md simulations. by diagonalization of covariance matrix, a collection of eigenvectors and corresponding eigenvalues were obtained. the eigenvectors of the diagonalized matrix are referred as principal components (pcs) and constitute a linear basis set that matches the distribution of observed structures. the corresponding eigenvalues of the diagonalized matrix display the variance of the distribution along each pcs. in this study, we have utilized the bio3d package (grant et al., 2006; yao et al., 2013) , a platform independent r package to perform pca for considered simulation systems. the trajectories obtained from independent md simulations were concatenated and frames were aligned with respect to the initial (reference) frame before pca. the correlation of atomic displacements is evaluated by cross-correlation analysis to appreciate the coupling of motions. the magnitudes of all pairwise cross-correlation coefficients were investigated to assess the extent of atomic displacement correlations for each simulation system in principal component space. the normalized covariance matrix of atomic fluctuations was calculated as where and are the displacements of residues i and j, i.e., mean square atomic fluctuations. the values of varies between -1 to 1 with representing completely correlated motions (same period and same phase), representing completely anticorrelated motions (same period and opposite phase) while 0 value indicates motions are uncorrelated. (ichiye et al., 1991; mccammon et al., 1988) . bio3d package (grant et al., 2006; yao et al., 2013) in r environment was employed to generate atom-wise crosscorrelations of motions observed in pcs 1 to 3 and dynamical cross-correlation map, or dccm were generated and displayed as a graphical representation of cross-correlation coefficients. interface analysis of crystal structures and md trajectories were carried out with the getcontacts python scripts (https://getcontacts.github.io/). two different approaches were followed, in the first one only hydrogen bonds at the dimerization interface were taken into account, and in the second approach all possible interactions, namely; salt bridges, pi-cation, pi-pi stacking, t-stacking, van der waals (vdw), and hydrogen bonds were calculated. if the distance between the acceptor and the donor atoms is <3.5 å and the angle <70 ° hydrogen bond is defined between atom groups. salt bridges were defined between atoms of negatively charged [asp (od1, od2) and glu (oe1, oe2)] and positively charged [lys (nz) and arg (nh1, nh2)], where distances were <4.0 å. t-stacking, pi-cation, and pi-stacking distance criteria were 5.0, 6.0, and 7.0 å, respectively. hydrophobic and vdw interactions were calculated based on atom r (radii), if the distance between atoms is less than the sum of r of atom a, r of atom b, and 0.5 å. one frame and trajectory-based calculations were performed. one frame calculations were applied for the crystal structures, and 1 means the corresponding residues are in contact, and 0 means no interaction. however, in trajectory-based calculations, we used all available 2000 frames from our md trajectories. for the interaction frequencies, we applied a 0.6 threshold to only take into account the contacts that are occurred at least 60% of the simulations. fig. s1 . superposition of two crystal forms. native mpro in space group c121 colored in darksalmon and its symmetry mate in green. modified mpro in space group p212121 is colored in palecyan and light blue. two crystal structures align with an overall rmsd of 1.00 å. domain i is colored in light blue, domain ii is colored in pale cyan and domain iii is colored in dark salmon. active site formed by residues from all three subdomains such as critical cys145 is shown as spheres, his41, his164 and asp187 shown in sticks. red sphere labeled as w5 represents the water molecule in the binding pocket. s14 . projection of md trajectory frames onto subspaces defined by the first three largest pcs as well as distribution of variance observed for eigenvalues for 7cwc. instantaneous conformations (i.e. trajectory frames) colored from blue to red in order of trajectory time (200 ns). the black triangle represents the initial crystal structure conformation projected onto specified pcs. domain i residues depicted in light blue, domain ii and domain iii depicted in pale cyan and dark salmon, respectively. blue color shows hydrogen bonding, lines with red ones lack 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reveals the spread history and emergence of rbd mutant with lower ace2 binding affinity in silico prediction of potential inhibitors for the main protease of sars-cov-2 using molecular docking and dynamics simulation based drug-repurposing cheetah: software for high-throughput reduction and analysis of serial femtosecond x-ray diffraction data phaser crystallographic software very fast prediction and rationalization of pka values for protein-ligand complexes linac coherent light source data analysis using psana structural plasticity of sars-cov-2 3cl mpro active site cavity revealed by room temperature x-ray crystallography opls3: a force field providing broad coverage of drug-like small molecules and proteins constant pressure molecular dynamics algorithms protein and ligand preparation: parameters, protocols, and influence on virtual screening enrichments the missing term in effective pair potentials autoindexing diffraction images with imosflm dynamics of proteins and nucleic acids epik: a software program for pka prediction and protonation state generation for drug-like molecules bio3d: an r package for the comparative analysis of protein structures indexing in single-crystal diffractometry with an obstinate list of reflections data systems for the linac coherent light source proceedings of the 2006 acm/ieee conference on supercomputing overview of the ccp4 suite and current developments a hierarchical approach to all-atom protein loop prediction linking crystallographic model and data quality phenix: a comprehensive python-based system for macromolecular structure solution coot: model-building tools for molecular graphics glide: a new approach for rapid, accurate docking and scoring. 1. method and assessment of docking accuracy extra precision glide: docking and scoring incorporating a model of hydrophobic enclosure for protein-ligand complexes concentric-flow electrokinetic injector enables serial crystallography of ribosome and photosystem ii nanoflow electrospinning serial femtosecond crystallography a unified formulation of the constant temperature molecular dynamics methods glide: a new approach for rapid, accurate docking and scoring. 2. enrichment factors in database screening processing serial crystallography data with crystfel: a step-by-step guide crystfel: a software suite for snapshot serial crystallography recent developments in crystfel collective motions in proteins: a covariance analysis of atomic fluctuations in molecular dynamics and normal mode simulations the epix10k 2-megapixel hard x-ray detector at a smooth particle mesh ewald method onda: online data analysis and feedback for serial x-ray imaging canonical dynamics: equilibrium phase-space distributions domain-opening and dynamic coupling in the α-subunit of heterotrimeric g proteins structure of mpro from sars-cov-2 and discovery of its inhibitors hd acknowledges support from national science foundation (nsf) science and technology centers grant nsf-1231306 (biology with x-ray lasers, bioxfel) and the scientific and technological research council of turkey (tubitak) grant (118c270). hd would like to thank michelle young, ritu khurana, lori anne love and tracy chou for their invaluable support and discussions. use of key: cord-256852-lrz17bdx authors: nayyar, gaurvika m. l.; attaran, amir; clark, john p.; culzoni, m. julia; fernandez, facundo m.; herrington, james e.; kendall, megan; newton, paul n.; breman, joel g. title: responding to the pandemic of falsified medicines date: 2015-06-03 journal: am j trop med hyg doi: 10.4269/ajtmh.14-0393 sha: doc_id: 256852 cord_uid: lrz17bdx over the past decade, the number of countries reporting falsified (fake, spurious/falsely labeled/counterfeit) medicines and the types and quantities of fraudulent drugs being distributed have increased greatly. the obstacles in combating falsified pharmaceuticals include 1) lack of consensus on definitions, 2) paucity of reliable and scalable technology to detect fakes before they reach patients, 3) poor global and national leadership and accountability systems for combating this scourge, and 4) deficient manufacturing and regulatory challenges, especially in china and india where fake products often originate. the major needs to improve the quality of the world's medicines fall into three main areas: 1) research to develop and compare accurate and affordable tools to identify high-quality drugs at all levels of distribution; 2) an international convention and national legislation to facilitate production and utilization of high-quality drugs and protect all countries from the criminal and the negligent who make, distribute, and sell life-threatening products; and 3) a highly qualified, well-supported international science and public health organization that will establish standards, drug-quality surveillance, and training programs like the u.s. food and drug administration. such leadership would give authoritative guidance for countries in cooperation with national medical regulatory agencies, pharmaceutical companies, and international agencies, all of which have an urgent interest and investment in ensuring that patients throughout the world have access to good quality medicines. the organization would also advocate strongly for including targets for achieving good quality medicines in the united nations millennium development goals and sustainable development goals. malaria is a devastating illness, particularly to young children and pregnant women in tropical countries. a recent review reported that the active pharmaceutical ingredient (api) was absent in over one-third of close to 4,000 antimalarial drug samples tested from pharmacies in seven southeast asian and 21 sub-saharan african countries 1 ; over 40% of the alleged artemisinin-containing drugs were falsified, outright fakes. a wide variety of falsified brand name and generic medicines and even falsified raw ingredients for several essential pharmaceuticals have been found in rich and poor countries. [2] [3] [4] [5] [6] [7] such drugs are often used for acutely ill patients, many of whom would die or suffer prolonged illness without proper treatment. in addition to patients' loss of confidence in the health-care delivery system, microbial resistance to the drug may develop and spread if medicines contain subtherapeutic doses or no api. the increasing global scientific and public awareness and epidemic proportions of the spreading problem are reflected in the number of articles on "fake drugs" cited in pubmed: 27 until recently, there were a paucity of reports from pharmaceutical companies on the type and quantity of drugs that were fraudulently compounded or transferred by criminals. data are emerging from the pharmaceutical security institute (psi), a not-for-profit membership organization of pharmaceutical security directors, indicating that a large number of companies, products, and countries are targeted. 8 for instance, since 2008, pfizer pharmaceuticals (pfizer global security, new york, ny) has identified a rapidly increasing number of falsified products, countries reporting falsified drugs, and breaches of the legitimate supply chain national entry points (table 1) ; the increases have been from 40% to over 100%. of pfizer products, those for erectile dysfunction are most frequently falsified 9 ; other such products target patients with alzheimer's disease, cancer, high cholesterol, hypertension, malaria, and anxiety disorder. facilities where fake drugs were made or compounded were discovered with moldy walls, dirty equipment, and infested with rodents and insects ( figure 1 ). falsifiers have created products that are visually indistinguishable from the genuine product, clearly demonstrating criminal intent to deceive. this increasingly recognized problem on virtually all continents is a pandemic defined as "an epidemic occurring over a very wide area, crossing international boundaries, and usually affecting a large number of people." 10 definitions despite increasing awareness of the fraudulent drug epidemic, efforts to quantify and stop this peril have been stymied by multiple obstacles, not the least of which is agreement on definitions. 4, 11, 12 poor quality drugs include substandard/ spurious/falsely labeled/falsified/counterfeit (ssffc) medical products. 4 falsified (also commonly called fake or counterfeit products are intentionally and fraudulently produced and contain no api, the incorrect dose of the api, or the incorrect api. substandard medicines are caused by unintentional or negligent errors of manufacturing or by degradation after manufacturing resulting in insufficient api, poor dissolution properties, or degradation products. the nomenclature used by the world health organization (who), the world trade organization, the united nations (u.n.) office on drugs and crime, interpol, and others can be confusing; hence, we are using terms agreed upon by who. 4 there are also properly manufactured medicines that are unlawful for reasons apart from their quality. these can be unregistered with company branded or generic medicines that, for reasons of theft or accidental or intentional diversion, do not have the legally required marketing authorization of the country's regulators to be imported or sold there, and medicines that infringe the trademark of a legal product. relatively little is known about medicines that have expired and are repackaged with a new date; these topics along with diverted products are beyond the realm of this article. this article focuses mainly on medical and public health considerations of falsified medicines that are particularly widespread in low-and middle-income countries. [13] [14] [15] although there are increasing reports of detection of a variety of fake drugs from around the world, paradoxically, there are virtually no reports from middle-or high-income countries quantifying the state of poor quality medicines, only anecdotal case citations. governments have been hampered by a confusing array of expensive detection technologies. few functional national regulatory authorities exist in low-income nations that lack trained staff and suitably equipped laboratories to test drug quality centrally or in peripheral pharmacies or markets. 13, 14 furthermore, the variability or absence of national and international criminal statutes, lack of an international agreement against trafficking of poor quality medicines, and inadequate punishments for convicted offenders reflect the weak legal framework for confronting drug fraud. one of the biggest obstacles in provision of quality-assured pharmaceuticals is the lack of effective manufacturing, regulatory, and quality processing in india and china. in 2013, 10 global public health agencies including providers, foundations, and research institutions contributed to developing an advocacy campaign to address falsified medicines, particularly in china. this campaign called fight the fakes is a step toward raising awareness about the problem, but legal action has to follow along with more public and political awareness. 15 the u.s. institute of medicine (iom) has published a report "countering the problem of falsified and substandard drugs." 16 the iom recommendations to "stem the global trade" in such products are laudable in advising that the u.s. food and drug administration (fda), the national institute of standards and technology, and other u.s. and international pharmaceutical and financing agencies be more actively involved in setting standards and financing improvements; yet this report falls far short of making a strong call for standardized, agreed-upon quality assessment technologies; an international law convention; and a more activist, internationally recognized lead organization, all three of which are essential for stopping the many health threats of fake drugs. global leadership to date has devolved in parts to the who, the u.n. office on drugs and crime, and interpol, each with diverse missions, responsibilities, limited authorities, and their own collaborations, funding networks, cultures, and languages. 17 no organization is leading assertively. of the three areas listed, an international convention and improved national regulations are likely to have the most enduring value in concert with effective leadership and other innovations. the focus of all actions tied to drug quality must be on public and individual health, and strengthening national capacities to improve the health of their citizens. detection methods and technology. a major hindrance to understanding the types, names, extent, and amount of poor quality drugs nationally and globally has been 1) the lack of agreed-upon field survey approaches 18 and 2) available lowcost tools to detect and classify bad drugs quickly at points of entry into countries, at public and private pharmacies, and in health units. in 2014, the who published draft guidelines for surveys of medicine quality that are currently being revised. 19 two or more levels of drug quality tests exist: 1) methods useable in the field that are quick, inexpensive, and easy to use and teach; these methods are targeted mainly to examine packaging and detect drug contents and 2) technologies requiring a laboratory equipped for exhaustive chemical analysis. these approaches are summarized in table 2 , deriving from the iom report 16 and a recent analysis by green and others 20 from the centers for disease control and prevention reference laboratory. within each method there are numerous tools and prototypes being used and new ones tested. current technologies for field use rely on visual packaging inspection, lot number reporting via mobile phones, thin-layer chromatography, colorimetric tests, and simplified spectroscopic methods. gas and liquid chromatography and mass spectrometry are some of the more advanced and complex techniques for investigating drug quality in central laboratories. qualitative or semiquantitative tests for an api are not substitutes for proper manufacturing control, dissolution studies, pharmacokinetics equivalence, and supply chain integrity. a very promising recent development has been the u.s. pharmacopeia promoting the quality of medicines (pqm) program in several african, asian, and latin american countries using the "minilab" (global pharma health fund e.v., giessen, germany). [21] [22] [23] this training program supported by the u.s. agency for international development (usaid) and the president's malaria initiative (pmi) has trained several hundred persons in rapid chemical analysis of drugs taken from public and private pharmacy stocks. 23 a major reference training center has recently been opened in accra, ghana, with usaid and u.s. pharmacopeia support as a referral testing and regional training center. important also is the development of the counterfeit detection (cd)-3 (us food and drug administration, forensic chemistry center, cincinnati, oh), a promising handheld electronic device for peripheral use that detects fake packaging at point of sale with images and videos of the suspect samples. 24, 25 the fda, skoll foundation, and other partners are supporting expansion of testing and use of this device. we recommend that a precertification of essential diagnostics, drugs, and vaccines should be required for specific regional and global control, elimination, and eradication programs and campaigns. more information is needed to confirm that precertification of products is occurring for the pmi and the global fund to fight aids, tuberculosis and malaria, and products purchased by u.n. international children's emergency fund (unicef) and who. essential drugs designated by who should also be targeted for special vigilance by quality assurance mechanisms. no independent agency has inventoried and performed comparative quality assessments of these packaging and drug-testing devices and made recommendations to countries for their use. objective comparisons are needed of the diversity of field methods in terms of accuracy, reliability, costs of equipment and supplies, level of training needed, ease of use, spare part availability, and maintenance requirements. simplified standard survey protocols and methods for sampling drugs at country entry points (seaports, airports, and roads); at major pharmacy depots; in health units (public and private hospitals and clinics); and at more peripheral distribution sites (district and village pharmacies and individual vendors) are also needed. 19 low-cost, portable detection tools would empower pharmaceutical inspectors in numerous countries that have oversight of the medicine supply. results would be available promptly rather than delayed when samples are sent to national or international laboratories as occurs now; lamentably, intervals of several years have occurred from the time specimens were collected to the time the results were available to those needing to take action. 1 ideally, central reference laboratories vetted by who, fda, or another agency would back up spot checks and random sampling of pharmaceuticals at the periphery. good quality medicines by law. falsified medicines are ultimately a problem that impacts public health. the solution needs to reflect various incentives, either via financial gain, avoidance of punishment or both. a multi-sectorial effort is essential for taking into account how this illegal market is interwoven with world trade agreements, business models, and associated legal ramifications. globalization has enlarged the international trade in medicines. for example, india exports over us$15.5 billion in pharmaceuticals, which are among their most important exports. 26 as of 2011, 40% of drugs and 80% of apis for drugs in the united states are imported from foreign countries. 27 an international law convention against substandard and falsified medicines would address both regulatory and criminal international governance challenges simultaneously through technical, legal, and financial mechanisms. how would the convention work and what national benefits would it bring? a convention would provide four legal underpinnings that do not exist, that together would advance patient safety and access to quality medicines. 12 first, a convention would define the various sorts of wrongful medicines accurately and thereby avoid misunderstandings caused by today's problematic or vague terminology (e.g., where countries seized good quality generic medicines as "counterfeit"). second, a convention would promote the requirement that signatory countries enact national laws to designate wrongful actssuch as the intentional manufacture, trafficking, or selling of falsified medicines-as criminal offences, with attendant obligations to alert health-care workers and to prosecute or extradite the offenders to justice promptly. third, a convention would provide the legal and institutional framework for participating countries to agree, implement, and evolve convergent standards of medicine regulation, so as to reduce poor quality medicines in international trade. fourth, and for lower income countries particularly, a convention would contain mechanisms for financial and technical assistance, and, to join local and regional networks. these actions would help build national and regional medicine regulatory authorities (mras) to a point where patients' access to quality medicines is protected. some have said that establishing recommended codes of practice that are nonbinding (soft law) are better than international norms and regulations that are binding (hard law). 28 we disagree with soft law in regard to controlling the current fake-drug pandemic. there are precedents for using international law in this way. a 1929 treaty that internationally criminalizes counterfeit banknotes provides an analogy for falsified medicines. in the health field, there are treaties specifically addressing the illicit traffic of certain narcotic drugs and treaties to prevent harm-particularly, the framework convention on tobacco control and its associated protocols to stanch illicit trade. that convention has brought over us$250 million new funding to global tobacco-control efforts, demonstrating that international law need not compete for resources, but can increase them. 29 the u.n. office on drugs and crime has been developing "draft model legislative provisions on fraudulent medical products" for several years but there has been no agreement on final text; the focus appears to be on criminal and judicial issues. challenges ahead. information is accruing that large quantities of falsified drugs are being manufactured in asian countries. china and india are two of the largest producers of good quality drugs and vaccines, many of which are purchased or funded by the usaid; unicef; global fund to fight aids, tuberculosis and malaria; who; and other organizations, charities, and national agencies for global disease control and eradication programs. however, according to the world customs organization, in 2006, 54% and 21% of unlawful drugs of all sorts confiscated worldwide were manufactured in india and china, respectively. 30 the circuitous travel itineraries of fake medicines have been traced across continents, such that the unsuspecting recipient countries assume a bona fide origin. a particularly heinous example is that of multiples instances of the production, marketing, and international travel of falsified bevacizumab (avastin ), a cancer medicine; the fake drug closely matched the appearance of the real medicine, but tests indicated salt, starch, and various cleaning solvents instead of the active ingredient with resulting endophthalmitis. 31 the internet has opened up an unregulated opportunity for criminals to promote and sell fake drugs to unsuspecting vulnerable populations, often the aged and others seeking convenience and low cost. a recent survey of over 10,000 online pharmacies found that 96% operated outside legal regulations and a large percentage closed operations within 3 years of operation. 32, 33 the fda and other organizations participate with interpol in annual international actions (operation pangea) to shutdown illegal pharmacy websites selling potentially counterfeit and illegal medical products. more than 18,000 such illegal websites were closed during one week in 2012 with seizure of us$10.5 million of pharmaceuticals worldwide. 34 leadership, collaboration, and national strengthening. arguably, the major obstacle to solving the problem of poor quality medicines has been the lack of a clearly identified lead organization with a plan of action developed in concert with countries, pharmaceutical companies (multinational corporations and innovator/biotechnology enterprises), and national and international agencies-and a sense of urgency to implement the plan with resources and partners-including pharmaceutical companies in low-income countries. who has estimated that 30% of countries have inadequate medicines regulation authorities (mras) or none at all. moreover, who has found that 90% of african mras lack the capacity to undertake medicine regulatory functions and therefore cannot guarantee the quality, efficacy, and safety of medicines, 35, 36 the new partnership for africa's development has found that there is either limited or declining government funding for mras in the east african community partner states. 37 many have looked to who for this leadership, given its successful implementation of the public health treaty on tobacco control. however, some argue that the u.n. system, including the who, is poorly suited to be in a leadership role because of sparse technical expertise in products, manufacturing, and quality systems. u.n. agencies are beholden to member states and cannot regulate or enforce anything easily, especially, in india and china. in this regard, who could serve the role of a partner rather than a leader. the recently revitalized rapid alert program at who has begun to "track and trace" poor quality drugs as reported voluntarily by member countries. 38 rapid alert notices are published periodically by who indicating the fake drug type, lot number, quantity of product, and place detected. strong action by countries can stem the tide as shown in rwanda 39 and cambodia, 40 although unique situations and major multi-sectorial engagements exist in these countries. one solution is creation of regional harmonization networks, addressing some elements of drug registration tied to regional economic communities; the african medicines registration harmonization initiative is one example of such a network. the u.n. office on drugs and crime (unodc) has also made recent attempts at facilitating international cooperation against falsified medicines. one proposal has been a trilateral coalition of the unodc, who, and interpol. 17 still, active and transparent support from the fda, drug companies, individual countries, and other partners will be needed; the fda may be the most qualified as a leadership organization based on their technical expertise and global influence. mechanisms for training technical staff, regulating products, improving manufacturing practices, and stopping criminal production are needed to assure a good supply of medicines. given that the problem of substandard and falsified medicines should be approached primarily from a public health and equity perspective, it is important that the negotiations on the way forward be led by the ministries of health along with the ministers of finance and trade, while respecting legitimate intellectual property rights. could and should who be the lead organization in curbing the spreading epidemic of falsified pharmaceuticals? who's ability to take more assertive action is strengthened by the revised international health regulations. who's director general can convene emergency committees in response to public health emergencies as has been done recently for the influenza a (h1n1) pandemic in 2009, the middle east respiratory syndrome (mers-cov) in 2013, the polio crises in 2014, and the ebola epidemic in 2014-2015. illicit drug trafficking is an emergency. the drug quality and security act, signed into law by president obama in 2013, outlines steps to build an electronic system to identify and trace certain prescription drugs in the united states. the results of this system are awaited. finally, the millennium development goals (mdgs), under revision, should include measurable objectives for good quality drugs. this will encourage national establishment of baseline status and achievable targets, particularly for essential drugs. establishment of mdg targets and sustainable development goals (sdgs) will help greatly to solve the poor quality drug epidemic by application of available technology and good pharmaceutical vigilance and governance. 41 one incentive that would transform the current system is applying a "universal quality standard" to drug products. for example, if india allows a substandard manufacturer to sell products in africa, the fda could ban import of products from india. although difficult to develop and implement, a combination of incentives and penalties driven at the political and economic levels is needed. the major urgent needs to improve the quality of the world's medicines fall into three main areas: 1) research to develop and compare the most accurate and affordable tools to identify high-quality drugs at point of sale and deployment of the best methods; 2) an international convention and national legislation to facilitate production and use of high-quality drugs and protect all countries from the criminal and the negligent who make, distribute, and sell life-threatening products; 3) designation of a highly qualified, well-supported international organization, possibly the fda or who, that will establish standards, training programs, drug quality surveillance, and authoritative guidance for countries in cooperation with national medical regulatory agencies, pharmaceutical companies, and international agencies, all of which have an urgent interest and investment in ensuring that patients throughout the world have access to good quality medicines. the organization would also advocate strongly for including targets for achieving good quality medicines in the mdgs and sdgs including certification of pharmaceutical products entering countries that request such services, and participate in global disease control and elimination programs. poorquality antimalarial drugs in southeast asia and sub-saharan africa substandard and counterfeit medicines: a systematic review of the literature the global counterfeit drug trade: patient safety and public health risks substandard/spurious/ falsely-labeled/falsified/counterfeit medical products analysis of counterfeit cialis tablets using raman microscopy and multivariate curve resolution confirmed glyburide poisoning from ingestion of "street valium characterization and identification of suspected counterfeit miltefosine capsules empirical analysis of counterfeit drug penetration in global legitimate medicine supply chains: a descriptive assessment internetordered viagra (slidenafil citrate) is rarely genuine a dictionary of epidemiology new definition for "substandard medicines how to achieve international action on falsified and substandard medicines impact of poorquality medicines in the 'developing' world united states pharmacopeia ten global health organizations united in a worldwide campaign to protect patients from fakes countering the problem of falsified and substandard drugs improving global health governance to combat counterfeit drugs: a proposal for a unodc-who-interpol trilateral mechanism guidelines for field surveys of the quality of medicines: a proposal recommendations on the content of a survey protocol for surveys of the quality of medicines integration of novel low-cost colorometric and visual fluorescent techniques for rapid identification of falsified artemether-lumefantrine and other drugs in resource poor areas survey of the quality of selected antimalarial medicines circulating in madagascar, senegal, and uganda the global pandemic of falsified medicines: laboratory and field innovations policies and perspectives evaluation of a new handheld instrument for the detection of counterfeit artesunate by visual florescence comparison fda facts: fda's counterfeit detection device cd-3 india aims to clock usd 15.5 bn pharma exports fy13 import of human drugs and human drug components global health and the law follow the money: how the billions of dollars that flow from smokers in poor nations to companies in rich nations greatly exceed funding for global tobacco control and what might be done about it counterfeiting, a global spread, a global threat counterfeit bevacizumab and endophthalmitis progress report for state and federal regulators medicines counterfeiting is a complex problem: a review of key challenges across the supply chain fda takes action against thousands of illegal internet pharmacies. food and drug administration news release effective medicines regulation: ensuring safety, efficacy and quality availability of drug regulatory and quality assurance elements in member states of the who african region the african medicines regulatory harmonization initiative: rationale and benefits international medical products anti-counterfeiting taskforce (impact) combating substandard and falsified medicines: a view from rwanda quality of antimalarials at the epicenter of antimalarial drug resistance: results from an overt and mystery client survey in cambodia why the mdgs need good governance in pharmaceutical systems to promote global health this is an open-access article distributed under the terms of the creative commons attribution license, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. key: cord-262442-kjgpriow authors: scalia, santo; haghi, mehra; losi, vanessa; trotta, valentina; young, paul m.; traini, daniela title: quercetin solid lipid microparticles: a flavonoid for inhalation lung delivery date: 2013-05-13 journal: eur j pharm sci doi: 10.1016/j.ejps.2013.03.009 sha: doc_id: 262442 cord_uid: kjgpriow purpose: the aim of the present work was to develop solid lipid microparticles (slms), as dry powders containing quercetin for direct administration to the lung. methods: quercetin microparticles were prepared by o/w emulsification via a phase inversion technique, using tristearin as the lipid component and phosphatidylcholine as an emulsifier. the quercetin slms were characterised for morphology, drug loading (15.5% ± 0.6, which corresponded to an encapsulation efficiency of 71.4%), particle size distribution, response to humidity, crystallinity, thermal behaviour and in vitro respirable fraction. furthermore, the toxicity and the in vitro transport of the slms on an air liquid interface model of the calu-3 cell line were also investigated using a modified twin-stage impinger apparatus. results: results showed that quercetin slms could be formulated as dry powder suitable for inhalation drug delivery (20.5 ± 3.3% fine particle fraction ⩽4.46 μm) that was absorbed, via a linear kinetic model across the calu-3 monolayer (22.32 ± 1.51% over 4 h). in addition, quercetin slms were shown to be non-toxic at the concentrations investigated. interestingly, no apical to basolateral transport of the micronised quercetin was observed over the period of study. conclusions: these observations suggest quercetin diffusion was enhanced by the presence of the lipid/emulsifying excipients in the slms; however further studies are necessary to elucidate the exact mechanisms. quercetin is a flavonoid, a natural substance with a phenolic structure. flavonoids can be divided into various classes on the basis of their molecula r structure with quercetin belonging to the flavone class, which has a planar structure due to the double bond in the central ring of the 2-phenylchr omen-4-one (2-phenyl-1-benzopyran-4-one) backbone. this flavonoid group can be found in abundance in onions, apples, broccoli, and berries (nijveldt et al., 2001; formica and regelson , 1995 ) . quercetin pharmacokine tics and bioavailability in humans has previousl y been studied graefe et al., 2001 ). an important effect of quercetin is its ability to scavenge for oxygen-der ived free radicals (heijnen et al., 2001 ) , given its antioxidant properties at low concentrations (robaszkiew icz et al., 2007 ) . furthermor e, in vitro and in vivo experiments have also shown that flavonoids possess potential anti-inflammatory, anti-allergic , antiviral, anti-carcinogeni c and anti-asthma tic propertie s (pettinari et al., 2006; wu et al., 2004; li et al., 2001; davis et al., 2008; gang et al., 2012; . specifically, for the lungs, cell culture studies have shown that quercetin can reduce infectivity of target cells and replication against a wide variety of respiratory viruses, including herpes simplex virus and adenovirus (chiang et al., 2003 ) , coronavirus (debiaggi et al., 1990 ) , parainfluenza and respiratory syncytial virus (kaul et al., 1985 ) , rhinovirus (dimova et al., 2003 ) , and severe acute respirato ry syndrome (chen et al., 2006 ) . furthermor e, there is evidence that quercetin plays a critical role in the amelioration of the pathogenic process of asthma in a murine model (mice) (park et al., 2009 ) , due to the alteration of specific cytokine production (th1/th2) and transcriptor factors (t-bet and gata-3) gene expression in ova-induced asthma model mice, suggesting quercetin could be used as a new therapeutic approach to allergic airway diseases. more recently, when given orally to guinea pigs, quercetin has been found to reduce hyper-reacti vity of airways, one of the main attributes of allergic asthma (joskova et al., 2011) ; causing significant broncodilation . furthermore, a report suggests that flavonoids such as quercetin and luteolin could stimulate cl à secretion by activating an entry step of cl à across the basolater al membrane through na + /k + /2cl à co-transpor ter; contributing to maintenanc e and/or production of airway surface liquid by regulatin g cl à secretion in airway epithelial cells (asano et al., 2009 ) , very important in chronic obstructi ve pulmonary disease. quercetin is sparingly soluble in water and has poor bioavailability. as a result, the clinical applicati on of the drug is greatly restricted. previous studies have tried to resolve this issue by producing nanocrystals with enhanced dissolution (kakran et al., 2012; li et al., 2009 ). an alternative approach would be to incorporate the drug into a lipid matrix (li et al., 2009 ) . the production of solid lipid micropartic les (slms) has been previously studied as a respiratory drug delivery vehicle for both poorly water-soluble drugs, such as budesonide ) and for more water-solub le drugs, such as salbutamol (scalia et al., 2012 ) . there are many advantages in using slms (jaspart et al., 2005 ) , with the most significant being the ability to control release after deposition. furthermore, slms should be well tolerated in vivo since they are made of physiolog ical compounds . of course, the toxicity of the surfactants and other excipients, used for their manufacture, needs to be considered. while solid lipid nanoparticl es are currently attracting a lot of attention in the research communi ty, solid lipid micropatrtic les have been rather unexploited, especially for inhalation drug delivery scalia et al., 2012; jaspart et al., 2005 ) , where particles should have an optimum aerodynamic diameter between 1 and 6 lm (patton, 1999 ) . mezzena et al. (2009) and scalia et al. (2012) used this concept to deliver budesonide and salbutamol, two anti-asthma drugs, respectively, using glycerol behenate as the solid lipid component. in other studies, dellamary et al. (2004) , used dipalmitoyl phosphatidylch oline, a biocompatible lipid and component of normal lung surfactant, to modulate immunoglo bulin release while sanna et al. (2004) applied the same concept for the formulat ion of slms to be used as carrier for lung delivery, using compritol 888 as lipophilic component and poloxamer as emulsifying agent. the aim of this study was to investigate the potential use of solid lipid micropartic les containing quercetin delivered as a dry powder for inhalation. the physicochemi cal characteristics of this formulation was investigated together with aerosol performanc e, in vitro cell toxicity and transport studies, using a calu-3 adenocarcinoma cell line grown using an air-interface model. micronised quercetin hydrate (referred to as quercetin hereafter) and tristearin were supplied by sigma aldrich (steinheim, germany). phosphatidylchol ine was supplied by cargill (hamburg, germany). ammonium acetate was supplied by ajax finechem pty ltd. (sydney, australia). acetic acid was purchased from analar vwr international (poole, england) and edta di-sodium salt was supplied by aps finechem (sydney, australia). the calu-3 cell line (htb-55) was purchased from the american type cell culture collection (attc, rockville, usa). dulbecco's modified eagle's medium, fetal bovine serum, hanks balanced salt solution, phosphate buffer saline, hepes, trypsin-edta solution (2.5 g/l trypsin, 0.5 g/l edta), l-glutamine solution (200 mm), nonessential amino acids solution and cellytic m cell lysis (50 mm tris-hcl, ph 8, 150 mm nacl, 1% np-40, 0.5% sodium deoxycholat e, 0.1% sds) were supplied by invitrogen (sydney, australia). transwel l cell culture supports (0.33 cm 2 polyester, 0.4 lm pore size) were obtained from corning costar (lowell, ma, usa). all solvents were analytica l grade and were obtained from sigma (sydney, australia). water was purified by milli-q reverse osmosis (molsheim, france). for the development of slms loaded with quercetin, melt o/w emulsification techniqu e was employed, since it circumvents the use of organic solvents jaspart et al., 2005) . this approach is environmentall y friendly, but also eliminates the potential for residual solvent in the final dosage form. quercetin (1 g) was dissolved into a melted (70-75°c) lipid phase (3.6 g tristearin) and the phase inversion was obtained adding hot (70-75°c) milliq water (50 ml), containing 0.7 g of phosphat idylcholine as surfactant. the mixture was maintained at 75°c and was subjected to high-shear mixing (21,500 rpm for 2 min, using a t-25 ultra-turrax; ika-wer k, staufen, germany). addition ally, the o/w emulsion was sonicated at a constant duty cycle (22 khz) for 2 min, using a probe (microson xl2000 ultrasonic cell disruptor, misonix, farmingd ale, ny) at a power input of 80 w. the emulsion was quickly cooled to a room temperature , using an ice bath and the formed micropartic les recovered by freeze-drying at à50°c (hetosicc, heto lab equipment, saint-julie, canada). the amount of quercetin entrapped in the slms was determined by heating (75°c for 2 min) and sonication (10 min) of the micropar ticles (20-25 mg) in ethanol in sealed glass vials. the obtained sample was diluted to volume (50 ml) with methano l, filtered and assayed by high performanc e liquid chromatograp hy (hplc). physical and chemical characterisati on 2.2.2.1. particle size analysis. the particle size distribution of the slms was analysed using laser diffraction (malvern mastersizer 2000, malvern instruments ltd., uk). samples of powder (ca. 10 mg) were dispersed using the scirocco dry dispersion unit (malvern, uk) with a feed pressure of 4 bar and feed rate of 50%. samples were analysed in triplicate, with an obscurati on value between 0.3% and 10% and a reference refractive index of 1.553. 2.2.2.2. scanning electron microscopy. the morphology of slms particles was studied using a field emission scanning electron microscope (zeiss ultra plus, carl zeiss pty ltd., sydney, australia ). the samples were sputter coated with gold to a thickness of 15 nm, under an argon atmosph ere prior to analysis. samples were dispersed onto carbon sticky tabs and images were taken at random locations . 2.2.2.3. differential scanning calorimetry. the thermal response of quercetin raw material and slm powders were studied using differential scanning calorimetry (dsc 823e; mettler-tol edo, schwerzenbach, switzerland ). samples (3-5 mg) were crimp-sealed in dsc sample pans and exposed to a 10°c min à1 temperature ramp between 40 and 400°c. exothermal and endothermi c peak temperature s, onset temperat ure and heat of enthalpy (dh) for each peak were determined using stare software v.9.0x (mettler toledo, greifensee, switzerla nd). 2.2.2.4. x-ray powder diffraction. the x-ray powder diffraction (xrpd) pattern for the slms was analysed using a d5000 x-ray powder diffractome ter (siemens, munich, germany). measurements were conducte d at 25°c, using cu ka radiation at 30 ma and 40 kv, with angular increment of 0.04 °s à1 . 2.2.2.5. dynamic vapour sorption. dynamic vapour sorption (dvs) was used to investiga te the relative moisture sorption and stability of the quercetin raw material and slms, with respect to humidity. samples (ca. 15 mg) were added to glass sample pans, which were placed in the sample chamber of a dvs (dvs-1, surface measurement systems ltd., london, uk). each sample was dried at 0% rh before being exposed to 10% rh increments for two 0-90% rh cycles (25°c). equilibrium moisture content at each humidity step was determined by a dm/dt of 0.0005% min à1 . chemical analysis of quercetin was performed by high-performance liquid chromatograp hy (hplc) using a shimadzu prominence uflc system equipped with an spd-20 a uv-vis detector, lc-20at solvent delivery unit, sil-20a ht autosampler (shimadzu corporation , japan) and novapak c18 column (5 lm, 150 â 3.9 mm, waters, ireland). the hplc settings were as follow: detection wavelength 370 nm, flow rate 0.4 ml min à1 , injection volume 100 ll, and retention time of 4.5 min. the mobile phase was a mixture of acetate buffer and acetonitrile (55: 45, v/v) and 1 mm edta. standard linearity was obtained between 0.2 and 20 lg ml à1 . the aerosolisation of quercetin slms were analysed using an aerolizer ò dry powder inhalation (dpi) device (novartis, surrey, uk) and a next generation impactor (ngi) (copley scientific, nottingham, uk) according to the method specified for dry powder inhalers in the pharmacopoei a (british pharmacop oeia, 2012 ). briefly, prior to testing, all eight ngi collection cups were coated with silicon oil to eliminate particle bounce. 10 mg ± 0.1 mg of quercetin slms were weighed and filled in size 3 gelatine capsules (capsugel, sydney, australia ) and placed in the aerolizer ò . a mouthpiece adaptor fitted into a united states pharmacopei a (usp) throat was used to connect the aerolizer ò to the ngi. the particles were aerolised at 60 l min à1 for 4 s. the device containing the capsule, throat and the stages were then washed separately with methano l and the samples were analysed using hplc. the mass balance was calculated as the recovery from the stage deposition, capsule and device. in addition, the fine particle dose (fpd) (drug recovered from stages 3 to filter) (64.46 lm) and the fine particle fraction (fpf) (fpd/total dose â 100) were calculated . the toxicity of quercetin slms was assessed by measuring the viability of calu-3 cells in a liquid covered culture, following 3 days drug exposure to increasing drug concentratio ns, as previousl y described (haghi et al., 2010 ) . briefly, 5 â 10 4 cells were seeded per well in a volume of 100 ll into a 96 well plate. cells were incubated overnight at 37°c in 5% co 2 atmosphere . after 24 h, 100 ll of increasing in addition, measureme nt of the transepithe lial electrical resistance (teer) was performed using evom voltohmm eter (world precision instrument, usa) connected to stx-2 chopstick electrodes. 10 measure ments were taken per well after the experiment to confirm the maintenance of barrier integrity over 4 h of experiment. subtracting the resistance of a cell-free insert and correcting the value for the surface area of the transwell calculated the resistance. 2.2.6. in vitro drug diffusion/transp ort studies using air interface calu-3 cell culture the transport of quercetin from the slms was studied using a calu-3 lung epithelial model. the culture condition s for the calu-3 cell air interface model were as previously described (haghi et al., 2010 ) . briefly, calu-3 cells were grown and subcultur ed in dulbecco's modified eagle's medium (f-12 containing 10% (v/v) fetal calf serum, 1% (v/v) non essential amino acid solution and 1% (v/v) l-glutamine solution). cells were then seeded on transwel l polyester inserts at a density of 5 â 10 5 cells cm à2 . after 24 h, medium was removed from the apical chamber and the basolater al medium replaced every alternate day with fresh medium to establish an air-interf ace model over 12-14 days. prior to transport studies the viability and integrity of the cell monolayer with respect to quercetin slms was evaluated. a modified in vitro aerosol testing apparatus (twin stage impinger tsi, radleys, essex, uk) that allows the attachment of a transwell containing calu-3 epithelial cells was used to study the mechanis m of drug deposition, dissolution and diffusion/transp ort (haghi et al., 2010 (haghi et al., , 2012 . before the drug transport studies, the tsi flow rate was set to 60 l min à1 using a rotary vein pump and a calibrated flow meter. the quercetin slm sample was weighed (1 mg ± 0.05 mg) into a size 3 gelatine capsules, which was then insert into an aerolizer ò device and the pump activated for 4 s to disperse the powder. the tsi was then disassembled and the transwel l removed. after deposition of the powder, the transwell was placed into a 24 well plate containing 300 ll modified buffer (hbss supplem ented with hepes (1% v/v), and ethanol 97% (1% v/ v) at ph 7.4) to measure the quercetin transport. at 30 min time points the transwells were moved to new well containing fresh modified buffer. after 4 h the surface of the monolayer was washed with transport buffer to account for the drug remaining on cell surface and the cells were lysed with cell lytic solution to allow the measure ment of the drug in the cells. the lysates were centrifuged at 10,000 rpm for 10 min at 4°c. the supernatant was collected and diluted to an appropriate volume. all the samples were analysed by hplc. the initial amount deposited on the cell layer was calculated from the sum of the drug passed through the cell monolay er, the mass retained on the monolay er at the end of the experime nt and the mass of drug inside the cells. experime nts were randomised for dose and repeated three times. data was subjected to statistical analysis (spss 17.0), using an-ova one-way analysis to examine for significant differenc e. significant differences between formulations were analysed using multiple comparisons (tukeys post hoc test) and p values of <0.05 were considered to be significant. for the preparation of the slms, tristearin and hydrogenated phosphatidy lcholine were selected respectively as lipidic material and surfactant, based on a previous study on the developmen t of quercetin-lo aded lipid micropartic les for dermal application ). in addition, phosphatidy lcholine is a physiological compatible emulsifier (phosphatidylcholine is the major component of lung endogenous surfactant). the quercetin content of the slms was 15.5% w/v ± 0.6, which corresponded to an encapsulation efficiency of 71.4% (encapsulation efficiency is based on the recovered amount of quercetin in the microparticles as a function of the theoretical amount present in the powder when taking into account the excipients content) . the particle size distribut ion of the as supplied micronised quercetin and quercetin slms are shown in fig. 1 with analysis of the data indicating median volume diameters (d 0.5 ) of 2.28 ± 0.03 lm and 2.90 ± 0.30 lm, respectively. further analysis suggested 90% of the slms had a diameter 611.08 ± 1.09 lm. scanning electron microscop y images of the slms and as-supplied quercetin are shown in fig. 2a and b, respectivel y. in general the slms particles had a spherical morphology and a size in line with particle size analysis, while raw quercetin was columnar in shape and larger than 10 lm. it is important to note that particle size data is represented as volume distribution and makes a series of assumptions (i.e. uniform spheres), while sem is a 'morphological' techniqu e. this is reflected by the differences observed in particle size when compared with sem images, where particles appear to have an elongated or plate-like morphology. particle size distribution for the slms was of an appropriate size for respiratory delivery (patton, 1999 ) and similar to that measured using laser diffraction. the thermal response of the slm components; tristearin, phosphatidylchol ine and quercetin, as well as the prepared slms are displayed in fig. 3 . tristearin is a commercial monoacid triglyceride. generally, triglycerides exhibit three different polymorphic forms characterised by particular chain packing and thermal stability: alpha (a), beta-prime (b 0 ), and beta (b) (hernqvist, 1990 ) . in this specific experiment, tristearin presented an endotherm corresponding to the melting of the b phase at 63.75 °c, similar to previous literature (lutton, 1945 ) . phosphati dylcholine is a surface-active molecule. its transition temperat ure from crystalline to mesomo rphic (liquid crystalline) was visible at around 84.22 °c, in agreement with previously reported values (rutven and mcelhaney, 2011 ) . the dsc thermogram of quercetin raw material exhibited an endothermi c peak at 321 °c, typical of melting, in line with literature data (borghetti et al., 2009 ) . another smaller endothermic peak is visible at around 137 °c related to a decompo sition process with water loss (da costa et al., 2002 ) . the dsc thermogram of the prepared slms showed a noticeable reduction in the melting point in comparis on with quercetin raw material, followed by an endothermi c response. these results are supported by various previous studies conducted on the phospholipid complexes of some phytoconsti tuents such as silybin, puerarin curcumin, naringenin and gallic acid (maiti et al., 2007; semalty et al., 2010 ) . it is hypothes ised that the main exothermic event is due to the melting of the primary excipient, tristearin and the simultaneou s dissolution of the drug and phospholipid in the melt. the significance of the dsc data is that the quercetin appears incorporate d into the matrix; an essential requiremen t with respect to stability and release profile modification. the diffractogra m of raw quercetin and quercetin slms measured using xrpd is shown in fig. 4 . the xrpd pattern of the starting material indicated a highly crystalline structure, as evident from the sharp peaks observed at 14, 16, and 27 of 2h values. this was in good agreement with a previous study of quercetin (sri et al., 2007 ) . in comparison, the slms had no characteristic peaks of a crystalline structure suggesting the particles to be amorphous. the incorporati on of the drug into the lipid matrix is likely to enhance stability of the drug and control release after deposition. this is reflected in the dvs and in vitro experiments presented in sections 3.1.5 and 3.4 , respectievely . dry powder inhalers are inherentl y susceptible to moisture sorption and thus elevated relative humidity (rh). to further study the slms, the powders were exposed to two 0-90% rh cycles using a dvs. time vs. mass plots as a function of humidity are shown in fig. 5a while the moisture sorption isotherm for the first humidity ramp (cycle 1) is shown in fig. 5b . in general, all of the formulat ion components were reversible in terms of moisture sorption/des orption suggesting no irreversible polymorphic change or crystalisation phenomena . the moisture sorption was highest for phosphat idylcholine (14.5% at 90% rh) compare d with 0.8% and 0.1% for quercetin and tristearin, respectively. the moisture sorption of the slms was 3.3% at 90% rh. the reduction in moisture sorption for the slms in comparison to the phosphatidy lcholine (which equates for $13% of the slm particle mass) is most likely due to the contributing effects of the drug and tristearin (which make up the majority of the particle) and the presence of phosphatidylchol ine on the surface of the particles (contributing to the high humidity sorption of slms). the aerosolisation performanc e of quercetin slms was studied using the ngi and the data is presented in fig. 6 . analysis of the stage deposition data, capsule and device recovery indicated that 96.87% ± 1.51% of the loaded dose was recovered across all stages (indicating good mass balance). in addition, the fine particle dose (fpd) and fine particle fraction (fpf) were calculated to be 316.2 ± 52.3 lg and 20.5 ± 3.3%. the fpd and fpf represented the dose and percentage drug concentratio ns with an aerodynamic diameter less than 4.46 lm, suitable for inhalatio n delivery. the dose response cytotoxicity profile of quercetin slms on calu-3 cells was established and is shown in fig. 7 . calu-3 cell cultures were exposed to a range of slms concentratio ns (from a minimum of 0.15 nm to a maximum of 200,000 nm) over a 72 h treatment period. cells viability was calculated with reference to the untreated cells, where average absorbance was normalised to 100% viability. the viability assay demonst rated that calu-3 cells could tolerate a wide range of quercetin concentrations . the ic50 value could not be determined across the concentratio n range and thus, the slms should be considered non-toxic for calu-3 cells. teer of the calu-3 monolayer was measured after 240 min of exposure to quercetin, quercetin slms, tristearin and phosphat idylcholine. this was performed to determine if any of the components in the formulation could change the integrity of the epithelial cells. it was found that there was no significant difference (p > 0.05) between the control cells and cells treated with quercetin (550 ± 40 x cm 2 ), quercetin slms (550 ± 30 x cm 2 ), tristearin (580 ± 30 x cm 2 ), phosphatidy lcholine (600 ± 55 x cm 2 ) or co-depositio n of tristearin and phosphatidylch oline (560 ± 23 x cm 2 ). although to the authors' knowledge, no previous viability studies have used calu-3 epithelial cells, flavonoids are ubiquitous in the human diet, are highly bioavailable, and have been extensive ly studied with regard to their pharmacology and toxicology (rossand and kasum, 2002 ) . furthermor e, multiple laboratory clinical trials point to an excellent safety profile of quercetin, including studies using systemic, oral, and intravenous administrat ion (hard et al., 2007 ) . consequentl y in this study it could safely be assumed that quercetin slms are not toxic for the concentr ations studied. 3.4. in vitro drug diffusion/tra nsport studies using an air interface calu-3 cell culture the percentage of drug transported through the calu-3 cell grown on the transwel l in the aic configuration and attached to the modified tsi apparatu s is shown in fig. 8 . drug concentr ations were measured and expresse d in terms of percent total recovery througho ut the experiments and data was plotted as mean cumulative percentage (±standard deviation ) of drug transport over 4 h. data analysis demonstrat es a linear kinetic profile, with a maximum of 22.32 ± 1.51% drug transported after 4 h from slm formulation. importan tly, quercetin was not detectable in the basal chamber 4 h after deposition of the micronised quercetin micro particles . such observations suggest that the rate-limiting step in uptake of quercetin slms was linked to the solubility, presumably due to the amorphous nature of quercetin trapped within the solid lipid matrix, since the flux is independen t of quercetin concentration remaining on the cell monolayer. after deposition of slms on the calu-3 cells grown in the aic model, the concentratio n of quercetin transported into the basal fig. 6 . quercetin slms aerosol deposition by next generation impaction. s1-s8 represents ngi stages cut off diameters: s1 > 8.06; s2 > 4.46; s3 > 2.82; s4 > 1.66; s5 > 0.94; s6 > 0.55; s7 > 0.34; s8 > 0.34 lm, respectively. compartme nt at set time points was measured and the cumulati ve mass and percentage transport calculated. fig. 9 depicts the percentage of drug transported, remaining on the cells and trapped within the cells, from the single quercetin and quercetin slms. after 240 min 45.26 ± 7.23% of quercetin slms and >86.79 ± 1.96% of quercetin alone was still found to be on the cells surface, while 31.25 ± 7.40% and 13.20 ± 1.96% (from slm formulation and quercetin alone, respectively ) was found 'trapped' inside the cells. only 22.32 ± 1.51% of drug from the slm formulation was transported across the calu-3 and was found in the basal compartment. no quercetin raw material was transported to the basal compartme nt. phosphatidylchol ine has previously been shown to have skin penetration enhancing characterist ics in other studies (saija et al., 1998 ) . specifically, a previous study has also shown that didecanoyl-l-alpha-p hosphatidylchol ine enhances the nasal absorption of insulin, in an in vitro rabbit nasal mucosa model, by facilitating a paracellul ar passage through a reversible opening of tight junctions (carstens et al., 1993 ) . here we studied the deposition and transport of both quercetin slm and micronis ed quercetin, alone. the quantities deposited were different between the slm (0.4 lg) and micronised material (2.8 lg) since we attempted to achieve equivalent deposited masses of powder at the epithelia (i.e. including the lipid components ). in addition, the higher mass of micronised sample was additionally tested to study if micronised material would be transported at all. only quercetin from slm produced any epithelial transport across the cell line (although some internalizat ion of quercetin was observed for the micronized samples). the enhancement effect achieved by the lipid micropartic les could be traced to a more effective delivery of quercetin to the cells due to increased contact surface between the encapsul ated substance and the cells. in addition, since the lipid microparticles enable slow release of quercetin at the cell surface over time, the extent of decompo sition/oxidativ e degradation is reduced compared to the free drug, which is immediately available. lipid carrier with incorporated drugs has been demonstrat ed to increase the absorption and circulation in the body versus standalone compound s (maeda, 2001 ) . for nontoxic enhancer s that have proven successful in in vivo studies, additional mechanis ms to paracellular enhancement have been suggested (gizurarson and bechgaard, 1991 ) . for instance, increased cell membrane permeability caused by enhancer incorporation into the luminal cell membrane has been suggested (muranishi, 1990 ) , but how this could induce drug transcellular absorption is unclear. although this study indicates that the absorption of quercetin is enhanced by the presence of phosphat idylcholine or tristearin, the real mechanism is still unclear. it is possible that the phospholipid may be incorporated into the luminal cell membrane, and this may constitute the primary step in the mechanism by which phosphatidylcholine affects tight junction permeability. furthermore, changes in the lipid environm ent of the cell membrane may affect the basic transport properties of the calu-3 epithelium. additional studies are needed to evaluate this possibility. this study has investigated the formulation and aerosol delivery to the lung of solid lipid quercetin microparticles as a potential active pharmaceuti cal ingredient for asthma therapy. we have demonstrat ed slm particle technology can be used to deliver this naturally derived flavonoid for the treatment of range of respira-tory diseases. the effect of the absorption enhancing non-toxic excipients in increasing the permeabilit y of quercetin has also been highlight ed; making this approach significant, since the raw micronis ed quercetin was not transported across epithelia. to the authors knowled ge no previous studies have investigated quercetin transport mechanis m using calu-3 cell epithelial monolayer. this is an important aspect of the study since the lung epithelia will be the first barrier after deposition in the airways. further studies are necessary to elucidate the exact mechanism. due to the natural physiologica l composition of the quercetin and its components in the final slms, this system has the potential to be used as a 'bio-comp atible' delivery system to modulate the release of inhaled dry powder formulat ions. quercetin stimulates na+/k+/2cl à cotransport via ptk-dependent mechanisms in human airway epithelium quercetin/betacyclodextrin solid complexes prepared in aqueous solution followed by spraydrying or by physical mixture transport of insulin across rabbit nasal mucosa in vitro induced by didecanoyl-l-alphaphosphatidylcholine binding interaction of quercetin-3-beta-galactoside and its synthetic derivatives with sars-cov 3cl(pro): structure-activity relationship studies reveal salient pharmacophore features in vitro antiviral activities of caesalpinia pulcherrima and its related flavonoids thermal characterization of the quercetin and rutin flavonoids quercetin reduces susceptibility to influenza infection following stressful exercise effects of propolis flavonoids on virus infectivity and replication rational design of solid aerosols for immunoglobulin 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delivery preparation and characterization of quercetin and rutin cyclodextrin inclusion complexes glossogyne tenuifolia acts to inhibit inflammatory mediator production in a macrophage cell line by downregulating lps-induced nf-kappa b key: cord-257144-3q0un5rl authors: giri, allan; das, ankita; sarkar, ajoy k.; giri, ashok k. title: mutagenic, genotoxic and immunomodulatory effects of hydroxychloroquine and chloroquine: a review to evaluate its potential to use as a prophylactic drug against covid-19 date: 2020-09-02 journal: genes environ doi: 10.1186/s41021-020-00164-0 sha: doc_id: 257144 cord_uid: 3q0un5rl hydroxychloroquine (hcq) and chloroquine (cq) are two anti-malarial drugs that are now being extensively used by front-line healthcare workers and other common people as a prophylactic drug against the corona virus disease − 19 (covid-19) in india and as well as in many parts of the world. while only a few in vitro studies have pointed to some efficacy of these drugs as a prophylactic against covid-19, to date, there are no clinical studies that have established any clinical efficacy of these drugs as a prophylactic. these drugs are commonly used for the treatment of rheumatoid arthritis (ra) and systemic lupus erythematosus (sle) because of its immunomodulatory effects. previously, we have evaluated the genetic toxicology of different drugs and chemicals including antimalarial drug cq both in vitro and in vivo. thus, we recognize the need to critically review the mutagenic, genotoxic, and immunomodulatory effects of these drugs, to find out whether it is safe to use as a prophylactic drug against covid-19. existing literature suggests that cq can induce mutagenic and genotoxic effects in multiple test systems and both the drugs have immunomodulatory effects. there was no data available to evaluate the mutagenicity and genotoxicity for hcq. however, during metabolism about 60% of both the drugs remain unchanged and about 40% of the drugs are metabolized into two metabolites, desethylchloroquine and bisdesethylchloroquine by the action of the cytochrome p450 (cyp) enzymes in the liver. both hcq and cq are immunomodulatory drugs and have the potential to suppress normal immune system activation. in this review, we have elucidated the mechanism of immunomodulation by both hcq and cq and highlighted the mutagenic and genotoxic effects from the available literature. this article is written with the sole objective that the reader will be able to recognize the adverse effects of these drugs when consumed by healthy individuals as a prophylactic. current literature indicates that healthy individuals should refrain from the use of these drugs until further investigation. the novel severe acute respiratory syndrome corona virus 2 (covid19) pandemic has now become a nightmare throughout the world. this pandemic has caused serious health crisis not only among the poor nations but also across the world's advanced countries. researches all across the globe are trying to find an effective drug that would show promising results to prevent or to treat and control the covid-19. recently, scientists have pointed out that the novel covid-19 was transmissible in aerosol [1] . thus, it puts the healthcare workers at risk who works in close proximity with covid-19 patients. this demanded the need for a prophylactic drug against covid-19 amongst healthcare workers. hydroxychloroquine (hcq) and chloroquine (cq) are two antimalarial drugs that remain the universally accepted drugs for the treatment of rheumatoid arthritis and systemic lupus erythematosus [2] [3] [4] [5] . these two drugs have shown some results in inhibiting the novel covid-19 in vitro [6, 7] . a recent study demonstrated that certain cell types when treated with hcq or cq and then exposed to the novel covid-19 strain, presented antiviral activity and that hcq was more potent than cq [8] . on the other hand, another in vitro study found out that cq was potent than hcq at all four different multiplicities of infection to act as antiviral when exposed to covid-19 post-incubation with these drugs [7] . additionally, cq was able to act as anti-viral both pre and post-infection against the covid-19 in vitro [6] . these findings may have led to the proposal and optimistic use of hcq and cq as prophylactics. yet historically, we have seen that in vitro studies don't always translate in vivo or human subjects. for instance, despite the strong evidence of cq as a prophylactic against influenza a and b in vitro, cq was not effective to prevent either influenza a or b in the human subjects [9] . rather, dizziness, nausea, and diarrhea were more common in the cq group compared to the control (placebo) group. another study showed that ebola virus replication was successfully inhibited in vitro by cq, however, it failed in guinea pig models in vivo [10] . yet another study showed cq enhanced chikungunya virus replication in vivo when in fact cq had been shown to have an effective inhibitory effect in vitro [11] . thus, to date, with the lack of any controlled clinical trials, the clinical effectiveness of these drugs as prophylactics against covid-19 in vivo remains unanswered. like any other drugs, these drugs also comes with certain risks. so, we mustn't overlook the toxicological risks while making a rational decision of using these drugs as prophylactics. previously, we have extensively reviewed and evaluated the genetic toxicology of antimalarial, analgesics, antipyretic drugs including cq [12] [13] [14] . cq and hcq are both water-soluble drugs that are absorbed rapidly in the gut and have a long elimination half-life in the plasma of 900 and 1300 h respectively [15] . multiple authors, including us, have reported in vitro and in vivo evidence of cq-induced genotoxicity in the mammalian system. these drugs also possess immunomodulatory roles that have the potential to suppress the activation of the immune system in healthy individuals [16] [17] [18] . considering the current situation, there is an urgent need for clinical studies to evaluate the clinical efficacy of hcq and cq as a prophylactic drug against covid-19. we have not included the long-term side effects of these drugs since it is unlikely that prophylactic use of these drugs would be for a long time. here in this review, we mainly aim to critically review and discuss the mutagenic, genotoxic, and immunomodulatory aspects of hcq and cq using the available literature. mutagenic and genotoxic effect table 1 summarizes the mutagenic, genotoxic and carcinogenic effects of cq in multiple test systems. it is interesting to note that there is almost no report on the mutagenic and genotoxic effects of hcq both in vitro and in vivo. however, both hcq and cq have a very similar, flat aromatic core structure with a basic side chain. the only difference is the presence of an additional hydroxyl (−oh) group in hcq. during metabolism, about 60% of both the drugs remain unchanged and about 40% of both the drugs are metabolized into two common metabolites desethylchloroquine and bisdesethylchloroquine by the action of the cytochrome p450 (cyp) enzymes in the liver [46] . despite cq being recognized as more toxic than hcq, the tissue and plasma distribution of these two drugs were reported to be nearly identical when administered in equivalent dosage in humans [46] . figure 1 shows the comparison of structures and metabolism of hcq and cq as described by schrezenmeier and dorner [47] . hcq produces two first-stage metabolites instead of one. one being desthylhyoxychloroquine and the other desthylchloroquine. desthylchloroquine is also the firststage metabolite product of chloroquine. both the firststage metabolites are further metabolized to a common product, bisdesthylchloroquine [47] . while many authors have reported cq to induce mutagenic effects in bacterial systems [20-22, 24, 27-30, 32] , few authors had found weak or no mutagenic associations in certain bacterial strains [14, 23, 25, 28, [31] [32] [33] . positive mutagenic effects (either weak positive or positive) reported by several authors showed that cq is capable of inducing mutation in the salmonella strains ta97, ta97a, ta153 and ta1538, which are used to detects the frameshift mutations. during the mutagenicity assay, most studies did not find any significant differences in the revertant numbers either with or without metabolic activation [21, [28] [29] [30] . cq also can interact with dna and produce an intercalated complex that may induced frameshift mutation by shifting the reading frame [48, 49] . this also indicates it's dna damage and inhibition of dna repair potentials reported by several authors [19, 34, 38, 39, 45] . cq is further reported to induce sex-linked recessive lethal mutation in drosophila melanogaster [26] . these results indicate the mutagenic potentials of cq in bacterial systems. in a broad genotoxic review on several antimalarial drugs, cumulative pieces of evidence pointed out that cq is also a genotoxic drug [50] . our study on cq has demonstrated genotoxic effect as measured by chromosomal aberrations (ca), sister chromatid exchange (sce), and micronuclei (mn) formations in vivo in mice [14] . these results are in agreement with several other authors who have reported cq to be a genotoxic drug in both in vitro and in vivo systems [35-37, 40, 43] . cq has also been reported to induce oxidative stress in animal models [51] . for instance, when cq administered intraperitoneally in rats, it induced dna breaks in the kidney within 1 to 2 weeks and in the liver within 2 to 3 weeks [45] . chromosomal aberrations (ca) have also been long considered to be a predictor for cancer. rossner et al., [52] reported a strong association between increased frequencies of ca in cells and an increased risk for cancer using a cohort of 11,834 subjects. ca along with other genotoxic effects like sce and mn as reported here, suggests that long-term use of cq can induce significant chromosomal damages which may lead to an increased risk of cancer in humans. cq is not considered carcinogenic due to inadequate evidence pointing to carcinogenicity in humans. yet, a well-controlled study by el-mofty et al., [44] in egyptian toad showed that separately cq and primaquine can induced tumor formation in 14 and 19% of the toads respectively. they further showed that cq and primaquine when used together the incidence of tumor rose to 23.5% [44] . this type of co-tumorigenic effect of cq was also observed in another study by reyes et al., [42] where cq promoted the carcinogenic effect of a drug called ethynitrosourea on ependymal cells of rodents in vivo. the only report of cq induced aplasis and leukemia was observed in a patient treated with long term cq therapy [41] . brambilla and martelli, [53] showed that n-nitroso compounds, which are capable of inducing genotoxic effects and tumor formation in animal models, can be formed in the gastric environment when cq is used with nitrite drugs. so, the genotoxiccarcinogenic effect may be induced when nitrite drugs are taken along with amine drugs like cq and hcq. results presented in the table 1 indicate that cq is mutagenic and genotoxic drug in both bacterial systems, and in vitro and in vivo on mammalian systems. table 2 summarizes the available reports on the immunomodulatory aspects of hcq and cq in multiple test systems. both hcq and cq has been reported to inhibit the activation of the immune system in many ways. lysosomotropic drugs (like hcq and cq) can accumulate inside lysosomes and being basic they can increase the ph inside the lysosomes and prevent its normal functions [63, 64] . these drugs can also cause lysosomal membrane destabilization and thus the release of lysosomal contents and enzymes inside the cells [63] . lysosomes have an essential role in the exogenous (lysosomal) pathways of antigen presentation and therefore proper lysosome functions are essential for mhc class ii antigen processing and presentation. the intervention of hcq and cq in the exogenous pathway of antigen presentation has been presented in fig. 2 [64] . autophagy is an implied concept in immunity development. besides the degradation and recycling of endogenous substrates, the process of autophagy is a key mechanism used by cells to tackle intracellular pathogens [65] . hcq and cq both can potentially inhibit the normal autophagy processes. autophagosomes require fusion with the lysosomes to start the process of degradation. the increased ph of lysosomes, due to hcq and cq intervention, inhibits the maturation of the autolysosome. the inhibition of autophagy has been further linked to the induction of apoptosis of memory t-cells, which is the basis of the mechanism of immunomodulation by these drugs in several autoimmune diseases [59, 66] . mechanism of the inhibition of autophagy by hcq and cq which triggers apoptosis has been presented in fig. 3 [59] . hcq can further block endosomal activation of nadph oxidase (nox2) that normally generates the reactive oxygen species and involved in the proinflammatory response of the immune system [60] . with a decreased activity of nadph oxidase, cells can phagocyte pathogens but can't degrade them inside the phagocytic vesicle. hcq can also function as an immunosuppressant by blocking steps in the t-cell activation pathway. hcq has been shown to inhibit transcription factor nfat (nuclear factor of activated t-cells) upon t-cell activation in vivo and block expression of co-stimulatory ligand cd154 i.e. cd 40 l, which initiates t-cell dependent bcell proliferation and antibody formation [17] . the probable mechanism of the interference in the t-cell activation by hcq has been presented in fig. 4 [17, 18] . hcq intervention can further down-regulate the cd69 marker in healthy controls by inhibiting calcium mobilization and dephosphorylation of nfat [18] . cd69 functions as a costimulatory molecule for t-cell activation and proliferation. the same study showed that b-cell antigen receptor calcium signaling was also reduced by hcq intervention [18] . patients on antimalarial drugs like hcq and cq have lower levels of il-6, soluble cd8, and il-2 receptors which is beneficial for those suffering from autoimmune diseases like sle and ra [55] . studies have shown that cq, at doses that are expected in the serum of treated patients, was able to interfere with mitogenic-response of monocytes and this diminished mitogenic response was determined to be irreversible [54] . furthermore, cq inhibited the generation of immunoglobulin-secreting cells by preventing the capacity of monocytes to secrete factors like il-1 [54] . normal secretion of tnf-α, il-1b, and il-6 by monocytes or macrophages was also inhibited by cq [57] . hcq and cq can potentially inhibit toll-like receptor (tlr) signaling of tlr7 and tlr9 in antigen presenting cells (apcs) including dendritic cells, macrophages and b-cells. normally, upon activation of by nucleic acids, endolysosomal tlr7 and tlr9 are cleaved which in turn activates myd88 and triggers an innate immune response in the downstream cascade. this proteolytic cleavage is inhibited by the changes in the endosomal ph as a result of hcq and cq interference [58] . the mechanism of the inhibition of endosomal tlr 7 and tlr9 by hcq and cq has been presented in fig. 5 [58] . hcq and cq have further been shown to directly bind to nucleic acid, inhibiting tlr-nucleic acid interaction and preventing tlr9 activation [4] , and cq has been shown to inhibit rna-mediated tlr7 activation [56] . hcq treatment in vivo caused a significant reduction of the production of inf-α and tnf-α by the plasmacytoid dendritic cells by suppressing the activation of tlr7 and tlr9 [5] . innate tlr signaling leads to the production of cytokines such as il-6, tnf-α, and il-1 that eventually triggers the adaptive immune response. at clinical concentration, hcq can efficiently block tlr9 ligation and have an inhibitory effect on classswitched memory b-cells [61] . fig. 2 intervention of hcq and cq in the exogenous pathway of antigen presentation: exogenous antigens that are taken up either by endocytosis or phagocytosis requires fusion with lysosomes for the process of degradation. finally, the degraded antigen fragments are loaded onto the mhc class ii molecules for antigen presentation. lysosomotropic drugs like hcq and cq accumulate inside the lysosome and these drugs potentially increase the ph inside and disrupt lysosomal functions the cgas-sting is another pathway that is involved in the type i interferon response of innate immunity. cyclic gmp-amp synthase (cgas) is a nucleotidyltransferase that is activated to cgamp (2′,5′ -cyclic gmp-amp dinucleotide) when dsdna, usually from a viral or bacterial origin, binds to it. cgmap then activates an endoplasmic reticulum membrane-associated protein known as the sting (stimulator of interferon genes). activation of sting leads to the activation of the transcription factor irf3 and nf-kb, which then can migrate to the nucleus to activate the type i ifns and cytokines [67] . evidence suggests one-way hcq and cq can achieve the immunomodulatory effect is because of its ability to suppress the activation of this pathway by inhibiting ligand binding [62] . the mechanism of the inhibition of cgas-sting pathway by hcq and cq has been presented in fig. 6 [62] . given all the above mechanisms, it is now clear that these drugs can effectively modulate cellular signaling. sometimes, this can be helpful but only when used by patients infected with covid-19. for instance, covid-19 patients have usually higher levels of inflammatory cytokines which ultimately result in collateral damage to the host tissues. the use of hcq and cq has been reported to reduce the overproduction of il-1b, il-6, and granulocyte-colony stimulating factor (gm-csf). the reduction in endosomal acidification as a result of hcq and cq accumulation is believed to halt or reduce the disruption of viral particles and thus the release of infectious nucleic acid. the ace2 receptors of the lungs are required for sars-cov2 entry into the host cells. glycosylation of ace2 receptors is required for the translocation of ace2 receptors to the cell membrane. hcq has fig. 3 inhibition of autophagy by hcq and cq triggers apoptosis: autophagy is often utilized by cells as a survival mechanism to prevent apoptosis. normal autophagy process includes the fusion of autophagosomes with the lysosome, followed by the degradation and recycling of the internal components like damaged organelles. accumulation of hcq and cq increases the ph inside the lysosomes and prevents the normal autophagy process. this prevention of autophagy triggers apoptosis in memory t-cells and this is one of the fundamental mechanisms of immunomodulation by hcq and cq. also, not shown in the diagram, inhibition of autophagy can also reduce antigen presentation via mhc class ii molecules fig. 4 hcq interference in the t-cell activation pathway and transcription of cd 154: when t-cell receptor (tcr) is stimulated by antigen via mhc, a series of events leads to the activation of the phospholipase c, which then generates inositol triphosphate (ip3). ip3 induces the release of calcium from the endoplasmic reticulum (er). calcium acts as a secondary messenger to activate calcium-release-activated calcium channel (crac) for a steady influx of extracellular calcium. intracellular calcium binds to calmodulin and activates the phosphatase calcineurin (not shown in the diagram). calcineurin dephosphorylates and activates transcription factor nfatc2. nfatc2 migrates the nucleus and triggers the transcription of nfatc1. nfatc1 mrna is exported outside the nucleus where de novo synthesis of transcription factor nfatc1 occurs. nfatc1 then migrates back into the nucleus to triggers the transcription of cd 154. hcq can potentially interfere with intracellular calcium signaling and prevent dephosphorylation and activation of the transcription factor nfat. this is one of the mechanisms by which hcq interfere in t-cell activation and cd 154 transcription also been shown to reduce this glycosylation step [68] . these studies have together motivated healthcare workers to use these drugs as a prophylactic, postexposure prophylactic, and as a curative drug. unfortunately, these results were only successful in vitro. as we will discuss later, large clinical trials have found no evidence of the benefit of using these drugs. it is important to remember the metabolism of these drugs in vivo. both hcq and cq are metabolized in the liver by an enzyme known as cytochrome p450 (cyp) and the gene expression of this enzyme varies between different individuals as a result of the difference in nucleotide polymorphisms [69] . furthermore, these polymorphisms have been associated with the formation of unstable enzymes and thus a decreased in its activity [70] . some ethnicities have a complete absence of certain functional cyp enzymes like the cyp 2d6, which is one of the important cyp enzymes that is actively involved in the metabolism of these drugs [69] . an individual's p450 polymorphisms should be taken into account when considering to prescribe hcq since there is a clear association between different polymorphisms in cyp 2d6 and the blood concentration of hcq in sle patients [69] . these polymorphisms have also been linked to the toxic accumulation of these drugs in the blood of the patients treated with hcq and cq [71] . to date, there is still no evidence that points to any benefit of using these drugs against the covid-19 as a prophylactic. moreover, the potentials of these drugs as fig. 5 endosomal tlr 7 and 9 inhibition by hcq and cq: mammalian toll-like receptors (tlr) 7 and 9 initiate immune response when it encounters microbial nucleic acids (only shown here is a viral particle). the ectodomain of tlr 7 and 9 are cleaved in the endolysosome (not shown) which then recruits myd88, followed by the activation of irak, traf6, and nf-kb. nf-kb then migrates to the nucleus and triggers the transcription of inflammatory cytokines. both hcq and cq can increase the ph of the endolysosome and interfere with the tlr 9 and tlr 7 cleavage and processing. furthermore, hcq and cq can directly bind to the microbial nucleic acids and prevent tlr-ligand interaction a post-exposure prophylactic or curative drug has also been called into question. recently, the food and drug administration (fda) of the united states (us) has revoked their emergency use authorization (eua) for emergency use of these drugs [72] , and the world health organization (who) [73] , along with national institute of health (nih) [74] in the us had also stopped conducting further clinical studies because of sufficient evidence that these drugs provided no benefit. initially, a few in vitro evidence and small studies suggested that these medications might be helpful, however, large scale studies have found no such significance. the first clinical evidence of a positive result stems from a small study in china where 100 subjects treated with cq were found to have a superior benefit over the control group suffering from covid-19 pneumonia [75] . another small study in france with only 26 subjects, who received hcq, showed a significant reduction in the viral load compared to the control group [76] . the time to clinical recovery was also shown to be reduced in those under hcq treatment in a small randomized trial of just 62 covid-19 patients [77] . clearly, the small sample size was a major drawback in these studies. however, larger clinical randomized controlled trial has now been conducted and results have provided us with a different outcome. for instance, a recent study in brazil fig. 6 cgas-sting pathway inhibition by hcq and cq: dna sensor cgas (cyclic gmp-amp synthase) can recognize dna of viral/bacterial origin and synthesize a dinucleotide molecule, cgamp (2′, 5′-cyclic gmp-amp dinucleotide). newly synthesized cgamp can activate an endoplasmic reticulum (er)-associated protein sting (stimulator of interferon genes). sting potentially activates the transcription factors irf3 and nf-kb, which can then migrate to the nucleus and lead to the transcription of type i ifns and cytokines. although hcq/cq doesn't directly bind to the active site of cgas, these molecules can occupy the minor grooves of dna molecule and prevent association with cgas with 504 confirmed covid-19 patients, hcq treatment had no significant benefit over no treatment group [78] . furthermore, chloroquine at high doses (600 mg, twice daily) for 10 consecutive days was associated with higher lethality and is now not recommended for critically ill patients [79] . a large randomized clinical study investigating the post-exposure prophylactic role of hcq found that a higher dose of hcq did not prevent infection when treatment was initiated within 4 days after exposure [80] . another study showed us that in 368 covid-19 patients those taking hcq only or hcq plus azithromycin had a death rate of 27.8 and 22.1% respectively when compared to 11.4% in the no-treatment group [81] . most pathogenic microorganisms that infect humans are tackled satisfactorily by the innate and adaptive immune system of our body. healthy humans have an extraordinary capability to fight off infections caused by pathogenic microorganisms. the activation of innate immunity initiates the first line of defense until the more specific adaptive immunity develops. existing literature suggests that hcq and cq can potentially interfere with both innate and adaptive immune responses in multiple ways. here in this review, we have highlighted the known pathways where hcq and cq can intervene to achieve its immunomodulatory effects and also provided systematic diagrams for a better understanding of the affected pathways. furthermore, cq has been recognized to induce genomic instability by inducing mutagenic, genotoxic, and dna damages both in vivo and in vitro systems. most authors, including us, found weak to moderately strong mutagenic effects in different salmonella strains routinely used for mutagenicity screening of drugs and chemicals. moreover, almost all authors who worked on genotoxicity assays have reported positive genotoxic effects of cq in multiple test systems. this indicates that cq is a mutagenic and genotoxic drug. however, with a lack of sufficient studies on the genetic toxicology of hcq both in vitro and in vivo, the mutagenic and genotoxic effects of hcq remains inconclusive. current evidence cumulatively demonstrates that both hcq and cq are not effective against the covid-19 infection either as post-exposure prophylaxis or as a curative drug. no studies on the prophylactic role of these drugs have been evaluated to date. the world is going through tremendous turmoil because of the covid-19 pandemic. thus, we do recognize the importance of optimism and the implementation of any advancement in science during this emergency. thus, the use of these drugs post-infection might be useful, but this discussion is beyond the scope of this review. here, we are mainly concerned with the use of these drugs by healthy individuals as a prophylactic without any evidence. so, without any clinical or in vivo evidence, current literature suggests that healthy individuals should refrain from the use of these drugs as prophylactics until further investigation. aerosol and surface stability of sars-cov-2 as compared with sars-cov-1 hydroxychloroquine-induced toxic myopathy causing respiratory failure hydroxychloroquine cardiotoxicity presenting as a rapidly evolving biventricular cardiomyopathy: key diagnostic features and literature review mechanism of endosomal tlr inhibition by antimalarial drugs and imidazoquinolines hydroxychloroquine is associated with impaired 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mutagenic and genotoxic effects of three antimalarial drugs, chloroquine, primaquine and amodiaquine challenges and cares to promote rational use of chloroquine and hydroxychloroquie in the management of corona virus disease 2019 (covid-19) pandemic: a timely review modulating lysosomal function through lysosome membrane permeabilization or autophagy suppression restores sensitivity to cisplatin in refractory nonsmall-cell lung cancer cells hydroxychloroquine inhibits cd154 expression in cd4+ t lymphocytes of systemic lupus erythematosus through nfat, but not stat5, signaling hydroxychloroquine inhibits calcium signals in t cells: a new mechanism to explain its immunomodulatory properties inhibition by chloroquine of uv repair in e. coli b mutagenicity evaluation of the two antimalarial agents chloroquine and mefloquine, using a bacterial fluctuation test feasibility of testing dna repair inhibitors for mutagenicity by a simple method mutagenicity of antiamebic and anthelmintic drugs in the salmonella typhimurium microsomal test system mutagenicity examination of several non-steroidal anti-inflammatory drugs in bacterial systems the role of chloroquine supplementation in liquid holding recovery and ultraviolet lethality of escherichia coli strains the comparative responses of salmonella typhimurium ta1537 and ta97a to a range of reference mutagens and novel compounds testing of chloroquine and quinacnne for mutagenicity in drosophila melanogaster comparison of the ames assay and the induction of sister chromatid exchanges: results with ten pharmaceuticals and five selected agents aspects of chloroquine mutagenicity frameshift mutagenesis by chloroquine in escherichia coli and salmonella typhimurium cortinas de nava c. influence of the uvr repair system on the mutagenicity of antiparasitic drugs genetic toxicology testing of the antimalarial drugs chloroquine and a new analog, aq-13 study of the evaluation of mutagenic effects of antimalarial drug chloroquine in 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hypercholesterolemia and cytokines in sle immune stimulation mediated by autoantigen binding sites within small nuclear rnas involves toll-like receptors 7 and 8 chloroquine inhibits production of tnf-alpha, il-beta and il-6 from lipopolysaccharide-stimulated human monocytes/macrophages by different modes the ectodomain of toll-like receptor 9 is cleaved to generate a functional receptor hydroxychloroquine preferentially induces apoptosis of cd45ro+ effector t cells by inhibiting autophagy: a possible mechanism for therapeutic modulation of t cells hydroxychloroquine inhibits proinflammatory signalling pathways by targeting endosomal nadph oxidase hydroxychloroquine efficiently suppresses inflammatory responses of human class-switched memory b cells via toll-like receptor 9 inhibition cutting edge: antimalarial drugs inhibit ifn-b production through blockade of cyclic gmp-amp synthase-dna interaction modulating lysosomal function through lysosome membrane permeabilization or autophagy suppression restores sensitivity to cisplatin in refractory nonsmall-cell lung cancer cells mechanism of action of hydroxychloroquine as an antirheumatic drug autophagy in immunity and inflammation inhibition of macroautophagy triggers apoptosis dna sensing by the cgas-sting pathway in health and disease smooth or risky revisit of an old malaria drug for covid-19? genetic polymorphism in cytochrome p450 2d6 (cyp2d6): population distribution of cyp2d6 activity association of polymorphisms of cytochrome p450 2d6 with blood hydroxychloroquine levels in patients with systemic lupus erythematosus guimarães l sp. and hutz m h. the effect of snps in cyp450 in chloroquine/ primaquine plasmodium vivax malaria treatment food & drug administration. letter revoking eua for chloroquine phosphate and hydroxychloroquine sulfate q&a: hydroxychloroquine and covid-19 national institutes of health. nih halts clinical trial of hydroxychloroquine. study shows treatment does no harm, but provides no benefit breakthrough: chloroquine phosphate has shown apparent efficacy in treatment of covid-19 associated pneumonia in clinical studies hydroxychloroquine and azithromycin as a treatment of covid-19: results of an open-label non-randomized clinical trial efficacy of hydroxychloroquine in patients with covid-19: results of a randomized clinical trial hydroxychloroquine with or without azithromycin in mild-to-moderate covid-19 effect of high vs lowdoses of chloroquine diphosphate as adjunctive therapy for patients hospitalized with severe acute respiratory syndrome coronavirus 2 (sars-cov-2) infection a randomized clinical trial a randomized trial of hydroxychloroquine as postexposure prophylaxis for covid-19 outcomes of hydroxychloroquine usage in united states veterans hospitalized with covid-19 springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations the authors are grateful to the indian national science academy to provide the insa-senior scientist position to akg. authors are also grateful to the u.s. federal government for providing financial support to ag for graduate studies in kansas city university of medicine and biosciences and to the council of scientific and industrial research, new delhi for providing csir-net (jrf) to ad. our deep gratitude also to dr. pritha bhattacharjee, department of environmental sciences, university of calcutta for allowing her student ms. ankita das to work in this review and also for her valuable suggestions. all the figures in this review have been created with biorender.com there is no funding for this work.availability of data and materials not applicable.ethics approval and consent to participate not applicable. not applicabe. the authors declares that he have no competing interests. key: cord-316792-89f8g0m8 authors: herzig, volker; cristofori-armstrong, ben; israel, mathilde r.; nixon, samantha a.; vetter, irina; king, glenn f. title: animal toxins — nature’s evolutionary-refined toolkit for basic research and drug discovery date: 2020-06-12 journal: biochem pharmacol doi: 10.1016/j.bcp.2020.114096 sha: doc_id: 316792 cord_uid: 89f8g0m8 venomous animals have evolved toxins that interfere with specific components of their victim’s core physiological systems, thereby causing biological dysfunction that aids in prey capture, defense against predators, or other roles such as intraspecific competition. many animal lineages evolved venom systems independently, highlighting the success of this strategy. over the course of evolution, toxins with exceptional specificity and high potency for their intended molecular targets have prevailed, making venoms an invaluable and almost inexhaustible source of bioactive molecules, some of which have found use as pharmacological tools, human therapeutics, and bioinsecticides. current biomedically-focused research on venoms is directed towards their use in delineating the physiological role of toxin molecular targets such as ion channels and receptors, studying or treating human diseases, targeting vectors of human diseases, and treating microbial and parasitic infections. we provide examples of each of these areas of venom research, highlighting the potential that venom molecules hold for basic research and drug development. venomous animals have taken advantage of the inherent biological complexity of their victims by developing toxins that target one or all of the nervous, musculoskeletal, or cardiovascular systems in order to facilitate prey capture or defense against predators. for example, many predatory venoms contain neurotoxins that disrupt neuromuscular transmission in order to rapidly paralyse envenomated prey [1] . due to the inherent specificity and potency of most venom molecules, venoms have become an invaluable source of modulators to study a wide range of molecular targets, especially ligand-activated [2] [3] [4] and voltage-gated ion channels [5] [6] [7] . while research on many potential drug targets is hampered by the lack of selective modulators, our increasing knowledge of venom pharmacology is beginning to shed light on some of these poorly studied targets (e.g. [8] ). here we provide examples of how venom compounds have been used to study diverse molecular targets and aid our understanding of their role in human disease. we use knowledge gained from approved venom-derived drugs [9, 10] to illustrate how basic research can lead all the way from venom to a human therapeutic. finally, we touch on other potential uses of toxins for human health, such as targeting vectors of human diseases, and development of antimicrobial and antiparasitic drugs (fig. 1 ). during the course of evolution, venom has evolved independently at least 100 times across eight different phyla [11] . it has been estimated that there are more than 220,000 venomous species on the planet, representing ~15% of extant animal biodiversity [12] , spanning invertebrates such as annelids, arthropods, cnidarians, molluscs, nematodes, sea urchins, star fish, and vertebrates such as snakes, lizards, fish, shrews, and platypus [1, [12] [13] [14] . chemically, venoms are complex mixtures of salts, small molecules, peptides, and proteins [15, 16] , with an estimated 20 million compounds in spider venoms alone [17] . most of these compounds are toxins, which are defined as substances that cause dose-dependent pathophysiological injury to a living organism, thereby reducing their viability [18] . the high metabolic cost of venom production [19] has ensured that over the course of evolution only the most potent toxins have prevailed. venoms can therefore be considered natural libraries of highly optimised bioactive compounds [20, 21] . given the vastly different phyletic origins of venomous species and the even greater diversity of their target organisms, it is expected that venom toxins modulate an extremely diverse range of molecular targets (fig. 2) . the dominant components of most venoms are small peptides. the high potency, selectivity and biological stability of many venom-derived peptides has made them particularly attractive from a drug discovery perspective. there are already two fda-approved venom-derived peptides in clinical use -ziconotide, an analgesic drug from the venom of a marine cone snail [22] , and exenatide, an anti-diabetic drug from a venomous lizard [23] -plus numerous others in clinical trials [24, 25] or preclinical development [9, 10] . the larger size of peptides compared to small molecules provides a larger binding surface with their molecular target, typically yielding higher potency and greater target specificity, thereby minimising unwanted side-effects. however, the larger size and polar nature of peptides translates into poor oral bioavailability. other disadvantages of peptides can be poor membrane permeability and low metabolic stability [26] , although these disadvantages can often be overcome by chemical modification [27] [28] [29] . in addition, progress in the chemical synthesis [30] [31] [32] and recombinant production [33, 34] of complex peptides has facilitated cost-effective venom-peptide manufacture. venomous animals have evolved peptide toxins with a huge diversity of molecular frameworks, most of them with tertiary structures stabilised by disulfide bonds [35] . the most well-known of these disulfide-rich frameworks is the ubiquitous inhibitor cystine knot (ick) or knottin motif [36, 37] , which is defined as an antiparallel -sheet stabilised by a cystine knot [38] . a major advantage of ick peptides for drug development is their resistance to proteases, high temperature, and harsh chemicals, which has been attributed to their knotted structure [39] [40] [41] . however, despite our extensive knowledge about a limited number of disulfide frameworks present in animal venoms, there are many families of disulfide-rich venom peptides that remain completely unexplored (e.g. [42] [43] [44] [45] ). further research on these novel disulfide-rich frameworks is therefore required to unleash any potential they might hold for drug development. recent advances in proteomics and transcriptomics have now made it possible to rapidly elucidate the venom proteome of even miniature venomous animals [46] . while these developments have greatly accelerated our understanding of the structure, function and evolution of venom proteins, they have led to a general neglect of non-proteinaceous venom molecules. a wide variety of small molecules have been found in venoms including salts, amino acids, hormones, nucleosides, neurotransmitters, and polyamines [47] [48] [49] . in addition to playing important roles in envenomation [47] , some of these molecules are valuable pharmacological tools; for example, the polyamine toxins found in spider and wasp venoms are potent modulators of glutamate and nicotinic acetylcholine receptors [50, 51] . early toxinological research focused on study of venoms that adversely affect humans, with the aim of understanding their mechanism of action. the molecular targets of these venoms were typically delineated using low-throughput approaches such as in vivo and ex vivo tissue studies, manual patch-clamp recording, or biochemical approaches such as radioligand binding studies [52] . these bioassays can be highly informative because they provide information on integrated tissue or cellular responses that can be used to provide target information [52] . however, they require a priori knowledge about well-defined receptor populations and signalling pathways in target tissues, as well as the availability of selective agonists or antagonists. in addition to providing fundamental insights into the molecular targets and mode of action of venoms and toxins, these traditional approaches yielded key insights into mammalian physiology, as exemplified below. however, these approaches neglected toxins that are of no consequence to human health, those that are present in low abundance in venom, and toxins that act on novel targets that are not represented in conventional bioassays. these neglected toxins may nonetheless offer fundamental insights into human disease, and some may even have therapeutic benefit. accordingly, high-throughput screening approaches have been developed over the past decade to exploit the exceptional biodiversity of animal toxins for drug discovery. since many venoms and toxins exert these biological effects through actions on cell membranes, receptors and ion channels, high-throughput techniques assessing changes in cellular signalling have proven particularly insightful. these include electrophysiological techniques [53] , fluorescent imaging of na + , ca 2+ , k + or clflux [54, 55] , enzyme-linked immunosorbent assays (elisas), as well as assays based on detection of bioluminescence, fluorescence polarisation, fluorescence-resonance energy transfer (fret), bioluminescence resonance energy transfer (bret), and scintillation proximity [56] . invariably, these assays are designed to determine pharmacological activity at specific targets of interest, although each technique has limitations with regard to assay flexibility, throughput, amount of toxin required, and specificity (for a review see [52] ). thus, the choice of assay will depend on whether the intention is to identify the biological target of venom components that exert effects on biological processes either at the level of the cell or organism, or whether the screen is aimed at discovery of novel bioactivity at specific molecular targets or processes of interest. it has been known since the early 1960s that the specific and virtually irreversible blocking action of -bungarotoxin, a venom peptide from the banded krait bungarus multicinctus, at the vertebrate neuromuscular junction is due to functional antagonism of the depolarising effects of acetylcholine [57] . however, the identity of the presumed target of -bungarotoxin, the cholinergic receptor protein, was unclear until a single toxin-bound membrane protein was isolated from electric tissues of the marbled electric ray torpedo marmorata [58] and the electric eel electrophorus electricus [59] . it is now known that acetylcholine receptors (achrs) can be classified into muscarinic (machr) and nicotinic (nachr) subtypes, with the latter subtype being the target of bungarotoxin and numerous other venom peptides. machrs are metabotropic receptors whereas nachrs are pentameric ligand-gated ion channels. the profound impact of -neurotoxins on various biological processes highlighted the importance of nachrs in both physiology and pathology. early medical applications included the surgical use of tubocurarine, a plant-derived toxin that potently inhibits muscle nachrs and is famous for its use as a paralysing agent in poison arrows employed by south american indians [60] . the use of as a tubocurarine as a muscle relaxant allowed patients undergoing surgery to be paralysed without using dangerously high doses of general anaesthetics [61] . more recently, nachrs have gained attention as putative therapeutic targets for a range of human disorders. for example, a number of nachr subtypes are thought to play key roles in chronic pain and inflammation [62] , and several α-conotoxins with good selectivity for these subtypes are being developed as drug leads [63, 64] . the high affinity interaction of α-neurotoxins with nachrs also provided key insights into the structure and mode of action of these receptors [65] , and they remain important pharmacological tools due to their exquisite selectivity for specific achr subtypes. for example, fluorescent derivatives of α-bungarotoxin are excellent probes for identifying α7 nachrs [66] , while subtypeselective α-conotoxins from the venom of marine cone snails can distinguish between nachr subtypes containing common subunits [67, 68] . since ablation of nachr subunits using gene editing approaches would lead to complete loss of all nachr isoforms containing the deleted subunit, α-neurotoxins remain invaluable tools for dissecting the physiological roles of specific nachr subtypes and their contribution to human disease. in addition to being a valuable source of molecules that modulate known drug targets, venoms can also be used to discover new therapeutic targets. for example, the centre of excellence for new target discovery in brazil, which is co-funded by glaxosmithkline, is focused on using venoms to identify and validate new drug targets. one therapeutic area in which venom peptides have been successfully used to identify new drug targets is chronic pain [8, 69] . although the primary role of venom for most animals that possess a venom system is predation, most venomous animals also use venom for defense. some animals, such as bees, caterpillars, stonefish, and stingrays, use venom exclusively for this purpose. in contrast to the diverse mechanisms by which predatory venoms debilitate prey, defensive venoms are largely algogenic, that is they are designed to cause intense pain (as most people that have been stung by a bee or wasp can testify). unlike death, pain induces a lasting memory that can be conveyed to conspecific predators. since pronociceptive venom toxins have evolved to target vertebrate sensory neurons they have the potential to uncover new components of mammalian pain signalling pathways and to serve as pharmacological tools for studying these components [69, 70] . from a screen of venoms that activate mouse sensory neurons, osteen et al. recently isolated two homologous peptides (hm1a and hm1b) from venom of the african tarantula heteroscodra maculata that activated only a subset of sensory neurons [8] . the effect of these peptides was blocked by tetrodotoxin (ttx), a non-selective inhibitor of voltage-gated sodium (na v ) channels. this ultimately led to the discovery that these peptides are highly potent and selective agonists of na v 1.1 channels [8] , which were not previously thought to be involved in pain signalling. na v 1.1 was shown to regulate the excitability of a nerve fibres that transmit mechanical pain signals to the spinal cord, thereby highlighting this ion channel for the first time as a potential analgesic target [8] . moreover, na v 1.1 was shown to be present in sensory neurons that innervate the gut, and its expression was upregulated in a mouse model of irritable bowel syndrome (ibs) [8] . this suggests that compounds that specifically inhibit na v 1.1 might be useful for treatment of ibsrelated gut pain, and indeed na v 1.1 inhibitors were recently shown to reduce mechanical hypersensitivity in several models of chronic visceral pain [71] . an unexpected consequence of the discovery of hm1a and hm1b was their application to dravet syndrome (ds) epilepsy [72, 73] , which is caused by heterozygous loss-of-function mutations in the gene encoding na v 1.1. ds is a pharmacoresistant epileptic encephalopathy characterised by childhood-onset polymorphic seizures, cognitive impairment, psychomotor regression, autistic traits, and increased risk of sudden death [72, 73] . in the central nervous system, na v 1.1 is found in the axon initial segments of gabaergic inhibitory interneurons, and consequently epileptic seizures in ds are thought to result from the reduced inhibitory activity of these neurons [72] . remarkably, in a mouse model of ds, intracerebroventricular infusion of hm1a restored the function of inhibitory interneurons and led to almost complete abolition of seizures within 3 days, which rescued the mice from premature death [72] . in a similar approach to that described above, a screen of snake venoms on somatosensory neurons revealed robust activation of trigeminal ganglia by texas coral snake venom [74] . this activity could only be reproduced when two toxin components were combined to form the high affinity heteromeric mittx complex. subsequent patch-clamp studies revealed the target of mittx to be acid-sensing ion channels (asics). asics are unusual homo-or heterotrimeric channels that are activated by protons and expressed throughout the nervous system [75, 76] . although mittx promotes activation of several asic subtypes, it is ~100-fold more potent at the splice-isoforms asic1a and asic1b compared with other subtypes. texas coral snake envenomation causes intense pain in humans, and indeed mittx elicited robust nocifensive behaviour when injected into the hindpaw of mice. this response was absent in pan-asic1 knockout mice, but present in an asic3 knockout, revealing the contribution of asic1 in peripheral pain sensation. a subsequent study further delineated the specific roles of asic1a and asic1b in different pain pathways using mambalgin toxins isolated from black mamba venom [77] . mambalgins were found to block asics expressed in the central (asic1a, asic1a/2a, and asic1a/2b) and peripheral (asic1b and asic1a/1b) nervous system. intrathecal and intracerebroventricular injection of mambalgins in mice produced potent analgesia that was naloxone resistant and dependent on the presence of asic1a, suggesting an opioid independent mode of action proposed to be via central inhibition of asic1a/2a channels. strikingly, peripheral intraplantar injection of mambalgins in mice produced analgesic effects in wild-type and asic1a knockout mice. this demonstrated for the first time that asic1b-containing channels in rodent nociceptors, as opposed to the splice isoform asic1a, are important for peripheral analgesia. more recent work using an asic1b knockout animal confirmed the role of this subtype in peripheral pain sensing [78] . in this model, peripheral injection of mambalgin had no effect on acid-induced hyperalgesia in asic1b knockout mice. thus, the combined use of genetic techniques and venom toxins (mittx and mambalgins) enabled dissection of the roles of asic1 splice isoforms in pain signalling. in addition to venom peptides, non-peptidic marine toxins have proven to be invaluable tools for elucidating diverse pain pathways. ciguatoxins (ctx) are temperature-stable polyethers produced by various species of gambierdiscus, a benthic dinoflagellate [79] . the consumption of fish with high levels of ciguatoxins present in their flesh and viscera, a result of bioaccumulation, causes ciguatera fish poisoning [80] . these effects are due the action of ctx on ion channels including na v channels [80] . the most potent congener p-ctx-1 has been used to pharmacologically probe neuropathic pain (fig. 3 ). ciguatera is characterised by both gastrointestinal and neurological symptoms including paresthesia, pruritus and cold allodynia, and it can even lead to death in severe cases [81] . the pathognomonic cold allodynia observed in ciguatera patients is also reported in a broad range of clinical indications including in chemotherapy patients, complex regional pain syndrome, and fibromyalgia [82] [83] [84] . defined by sensitivity to innocuous cooling temperatures, cold allodynia is a poorly understood phenomenon. subcutaneous injection of p-ctx-1 into the rodent hindpaw causes robust and concentration-dependent cold allodynia [85] , and therefore it is uniquely positioned to elucidate the molecular basis of cold allodynia. the large family of thermosensitive transient receptor potential (trp) channels plays a critical role in temperature sensation [86] . interestingly, trpm8, the canonical cold sensing channel that is sensitive to menthol, is not associated with p-ctx-1-induced cold allodynia, as trpm8 null mice administered p-ctx-1 display robust pain behaviours in response to innocuous cooling [85] . rather, the combined findings from ex vivo skin-saphenous nerve recordings, in vivo studies and in vitro assays highlighted a role for trpa1 in p-ctx-1-induced cold allodynia [85] . however, trpa1 is not directly activated by p-ctx-1. both ttx-sensitive and ttx-resistant na v channels were responsible for the altered neuronal excitability, which drives a trpa1-dependent change in cold sensing [85] . although the precise role of different trp channel isoforms in cold sensing remains contentious, the use of this marine toxin has proved valuable in delineating these complex mechanisms. p-ctx-1 was also utilised to assess a range of analgesic treatments for cold allodynia. using a suite of selective pharmacological agents including venom-derived peptides (such as analgesic conotoxins; recently reviewed in [87] ), p-ctx-1-induced cold allodynia was found to be dependent on na v 1.6 and na v 1.8 [88] . oxaliplatin-induced cold allodynia was completely blocked by -conotoxin giiia, a na v 1.6 inhibitor from cone snail venom [89] , although intraplantar administration of cn2, a na v 1.6-selective agonist from scorpion venom [90] , elicited spontaneous pain and mechanical allodynia but did not enhance cold sensitivity. the mechanisms underlying neuronal cold sensitivity were further delineated using a class of presynaptic neurotoxins produced by mamba snakes (dendroaspis sp.) (fig. 3) . specifically, in trigeminal neurons, application of αdendrotoxin-k, a blocker of kv1.1 channels, elicited a reversible, concentration-dependent shift in the cold threshold [91] . subtype-selective na v channel toxins have confirmed a crucial role for both na v 1.6 and na v 1.7 in pain signalling (fig. 3) . the na v 1.6 subtype is highly expressed in the central and peripheral nervous system, in particular at the nodes of ranvier [92] . due to the expression of na v 1.6 on motor neurons, na v 1.6 null mice are not viable beyond post-natal day 14 (p14) [93] . this greatly impeded the study of na v 1.6 in peripheral sensory neurons, where its role in excitability was less well defined. the subtype-selective scorpion toxin cn2 was therefore used to probe the role of this channel in nociception. cn2 causes na v 1.6 to open at hyperpolarised (more negative) potentials, and it enhances resurgent currents in large diameter sensory neurons in vitro and increases excitability of medium-diameter a fibres ex vivo [90, 94] . therefore, it follows that in vivo nocifensive behaviours elicited by cn2 administration are primarily mediated by medium-diameter rather than smaller sensory neurons. critically, this demonstrates how toxins can be used to pharmacologically isolate a target of interest (in this case na v 1.6) in the presence of highly similar homologs of the target (na v 1.1, na v 1.7, na v 1.8 and na v 1.9). the toxin od1, isolated from venom of the iranian yellow scorpion odonthobuthus doriae, potently enhances the activity of na v 1.7 by inducing a hyperpolarising shift in the voltagedependence of activation, inhibiting channel fast inactivation, and increasing peak current [95] . injection of od1 into the footpad of mice elicits pain behaviours including licking, lifting and flinching of the injected paw that can be reversed by local or systemic treatment with selective na v 1.7 inhibitors. thus, the analgesic efficacy of na v 1.7 inhibitors can be rapidly profiled in vivo using od1-induced pain behaviour, demonstrating that even toxins with no therapeutic potential can be effective tools for understanding the complexities of peripheral pain sensing [70] (fig. 3 ). snakes are the most well-studied venomous animal, and hundreds of snake-venom proteins have been isolated over several decades. these venom components have improved our understanding of venom toxicity, significantly advanced our the knowledge of hemostatic disease mechanisms, and led to the development of diagnostic agents and life-saving drugs [96] [97] [98] . due to the immense amount of research on snake venoms, we focus here on just a few examples where studies of snake venom have advanced our understanding of hemostasis and associated diseases. studies into the lethal effects of envenomation by the burrowing asp atractaspis engaddensis led to the discovery of a novel peptide named sarafotoxin (sftx). sftx is a potent vasoconstrictor of coronary blood vessels that can induce cardiac arrest [99] [100] [101] . several sftx isoforms were soon isolated from other stiletto snakes [102, 103] , and it was subsequently discovered that the sftxs are in fact orthologs of mammalian vasoconstrictor peptides known as endothelins (ets) [104] . however, a major difference between these peptides is that a protease cleavage site involved in et inactivation is not present in the sftxs [105, 106] , making them more stable in vivo. this allowed the sftxs to be used as molecular tools to study vasoconstriction and expanded the available pharmacological toolbox beyond the ets. the sftxs and ets have both been used to characterise et receptors and downstream signalling pathways [107, 108] . von willebrand factor (vwf) is important for platelet adhesion, and its deficiency in humans leads to a common blood coagulation disorder known as von willebrand disease (vwd). botrocetin is a heterodimeric protein found in venom of the south american pit viper bothrops jararaca and it functions as a platelet-aggregating protein. it was initially named venom coagglutinin [109] as it leads to agglutination and aggregation of platelets by forming a complex with vwf and enhancing its affinity for the platelet receptor glycoprotein ib (gpib). this effect makes botrocetin an excellent diagnostic tool to assay for vwf binding to gpib in diseases such as vwd, or thrombopathies such as bernard-souler disease [110, 111] . botrocetin has also been used as a tool to study the vwf-platelet interaction and its role in disease [112, 113] . unlike other vwf binding proteins such as the antibiotic ristocetin, botrocetin-induced platelet agglutination activity is independent of the vwf multimer size. this is advantageous as it facilitates quantitation of vwf and allows assessment of vwd severity. the combination of botrocetin and ristocetin has allowed identification of missense mutations that cause of type b vwd [114] . a fortuitous observation using viper venom to study neurite outgrowth in healthy and tumorous cells led to the nobel prize in 1986. in studies of the regulation of cell growth, a fraction from mouse sarcoma extracts was shown to induce nerve cell growth in chick embryos [115] . this fraction was termed nerve growth factor (ngf) [116] , and it was shown to be composed of both nucleic acid and protein. snake venom from the cottonmouth viper agkistrodon piscivorus was known to contain phosphodiesterase activity, and thus it was proposed that this venom could degrade the nucleic acid component (which was thought to be a contaminant) and reveal the active ingredient. surprisingly, minute amounts of crude snake venom strongly promoted nerve growth, approximately 3000-6000 times more potently than the ngf-containing sarcoma fraction [117] . comparison of the sarcoma extract and venom contents ultimately led to isolation and characterisation of the proteinaceous ngf. ngf has since been found in several snake venoms from the viperidae, crotalidae, and elapidae families and it has been used widely to study cell growth regulation [118, 119] . the use of snake venom in this case not only led to a serendipitous finding with widespread importance to basic science, but ngf has also been important for elucidating the etiology of diseases such as developmental/growth deformations, tumours, and delayed wound healing. cobra venom factor (cvf) from the venom of cobra (naja sp.) snakes has the intriguing property of disrupting activation of the complement component of the innate immune system. the complement system is comprised of a set of interacting proteins, and it can be activated in three different ways for it to play a role in pathogen clearance. the alternative pathway of activation involves spontaneous hydrolysis of complement factor c3 to c3b, which allows the plasma protein complement factors b and d to bind to c3b and transform it to c3-convertase on the external surface of an invading pathogen membrane. subsequent recruitment of additional components of the complement pathway system leads to assembly of the membrane attack complex, which forms pores in the target cell membrane and that kill or damage the pathogen [120, 121] . cvf is a structural and functional analogue of the human complement factor c3, and it acts in a similar manner to human factors c3b and c3c to activate and deplete the complement cascade [122, 123] . these properties of cvf have made it possible to independently study the role of complement in host defense, immune responses, and pathogenesis of disease. cvf was in fact pivotal to the discovery of complement factor b itself, which facilitated further characterisation of this complex pathway [120, [124] [125] [126] [127] . cvf is not only an immensely useful research tool, but it has recently been used as an immunosuppressant in tissue and organ transplants and cancer therapies [128, 129] , and cvf derivatives are being designed to activate the complement system in disease states where it has been depleted [130, 131] . stroke is the second leading cause of death worldwide [132] , yet therapeutic options are limited to dissolution of blood clots with tissue plasminogen activator (tpa). unfortunately, due to the risk of inducing an intracranial haemorrhage, tpa is used in <5% of stroke patients [133] , and consequently there is an unmet need for compounds that can protect the brain from stroke-induced injury. clinical trials of numerous agents, especially glutamate receptor antagonists, have failed to provide effective neuroprotection in stroke patients, which has spurred interest in better understanding the etiology of ischemia-induced brain injury [133] . spider-venom peptides have been crucial for uncovering the key role of asics in stroke-induced brain damage, and validating these channels as a target for neuroprotective drugs [134] [135] [136] [137] . during ischemic conditions the brain switches from oxidative metabolism of glucose, its primary fuel, to anaerobic glycolysis, which results in lactic acidosis. the brain extracellular ph can fall from ~7.3 to as low as 6.0 in the ischemic core [134, 138, 139] , which is sufficiently acidic to robustly activate proton-gated asics. the asic1a isoform is the dominant subtype in rodent and human brain [140, 141] and it primarily conducts sodium ions, although it is the only asic subtype that is also permeable to calcium (p na /p ca ~15) [75] . it has been proposed that asic1a activation contributes to toxic intracellular calcium overload during stroke via both direct calcium permeability and downstream activation of voltage-gated calcium (ca v ) channels and nmda receptor-gated channels via asic-induced membrane depolarisation [75] . however, the primary mechanism by which asic1a activation leads to neuronal cell death appears to be recruitment and activation of ripk1 [142, 143] , a master regulator of necroptosis. although several small molecules and endogenous ligands of asic1a have been discovered to date, their lack of potency and selectivity limits their use as pharmacological tools for dissecting the role of asics in disease. the first potent and moderately selective asic1a ligand discovered is pctx1, a 40-residue peptide from venom of the trinidad chevron tarantula psalmopoeus cambridgei [144] . pctx1 inhibits homomeric asic1a (ic 50 ~1 nm), asic1a/2b heteromers (ic 50 ~3 nm), and asic1a/2a (35-85% inhibition at 50 nm) channels, and potentiates proton-evoked asic1b currents by over 3-fold control (ec 50 ~25 nm) [144] [145] [146] [147] [148] . the key role of asic1a in stroke-induced brain damage was first highlighted in a seminal 2004 study which showed that genetic ablation of the asic1a-encoding gene reduced brain infarct size by ~60% in a mouse model of ischemic stroke [134] . however, since genetic ablation can give rise to compensatory upregulation of related channels with unknown consequences [149, 150] , these researchers also used "pctx1 venom" (i.e., crude p. cambridgei venom) as a pharmacological tool to validate the genetic studies. they showed that "pctx1 venom" administered 30 min before and after stroke onset reduced infarct size by the same magnitude as genetic ablation of asic1a [134] . however, spider venoms are complex molecular cocktails that modulate an array of ion channels, and the venom of p. cambridgei is no exception. pctx1 constitutes only ~0.4% of total p. cambridgei venom [136] , and other components in this venom are known to target trpv1 and voltage-gated potassium (k v ) channels [151, 152] . this left open the question of whether the observed neuroprotective effects were induced by pctx1, other components in the venom, or a combination of both. to address this question a more recent study used pure recombinant pctx1 to confirm the involvement of asic1a in stroke [136] . structure-activity relationship (sar) studies of pctx1 [153, 154] facilitated design of a weakly active pctx1 mutant, which was not neuroprotective in the same rodent stroke model, thereby strengthening the evidence that asic1a inhibition reduces stroke-induced brain damage. hadronyche infensa proved to be highly neuroprotective in a focal model of ischemic stroke, even when administered 8 h after the stroke onset [137] . in comparison to pctx1, hi1a is a slightly more potent inhibitor of asic1a (ic 50 0.5 nm) and it is more selective, with >2000-fold higher potency for asic1a than homomeric asic1b, asic2a, and asic3 channels. hi1a inhibition of asic1a is much less reversible than pctx1 [137] , and these venom peptides have a different mechanism of action [137, 155] . the different properties of pctx1 and hi1a broaden the pharmacological toolkit for studying asic1a and asic1a-related pathologies. together these two venom peptides have provided striking pharmacological evidence that asic1a is involved in ischemic injuries of not just the brain, but also the heart [156] and kidney [157] . the evolution of drug resistance across bacteria, fungi and parasites has created an unmet need for novel anti-infectives. the 2019 united nations report on antimicrobial resistance estimated that >700,000 people die annually due to drug-resistant infections [158] . while most focus has been on human antibiotic resistance, control of parasitic nematodes in both livestock [159, 160] and companion animals [161, 162] is also seriously threatened by resistance. despite the clear need for new anti-infectives, there is a diminishing pipeline of anti-infective drug candidates in both the human and veterinary spaces [163] [164] [165] , which has created interest in venoms as a potential source of novel anti-infectives. antimicrobial peptides (amps) are found in many animal venoms, and hundreds of examples have been reported with varying activity against fungi and both gram-positive and gram-negative bacteria [166] [167] [168] [169] [170] [171] . venom-derived amps (vamps) are typically small, linear peptides that are rich in cationic residues (lys, his and arg), which facilitates their interaction with anionic membranes [166, 172] . they are often unstructured in aqueous solution but form ordered -helices upon interaction with lipid membranes [172, 173] . many vamps exhibit broad-spectrum cytolytic effects. this can be a double-edged sword for antimicrobial development as it often confers desirable broad-spectrum activity against a wide range of bacterial and fungal pathogens but also cytotoxicity against host cells. for example, the ponericin peptides isolated from the amazonian stinging ant neoponera goeldii have broadspectrum activity against bacteria and fungi, but they are potently hemolytic [174] . likewise, cupiennin 1a from venom of the wandering spider cupiennius salei exhibits non-specific cytolytic activity against bacteria, insects, protozoan parasites, and human cells [175] . mammalian cytotoxicity is typically assessed by screens against red blood cells or mammalian cell lines, but an often overlooked property of cytolytic vamps is that they can also cause pain. for example, venom-peptide ∆-myrtoxin-mp1a from the australian ant myrmecia pilosula has submicromolar activity against bacterial pathogens but it causes mechanical allodynia when injected into mice [176] . melittin, the primary component of honeybee venom, is potently antimicrobial but it induces pain through direct and indirect activation of sensory neurons [177] . hence, future research on vamps should place greater emphasis on screening across a broad range of cell lines and phenotypic readouts, particularly for cytolytic peptides. a small number of vamps show some degree of inherent taxonomic selectivity. for example, bicarinalin from the ant tetramorium bicarinatum is highly active against bacterial and fungal pathogens (minimal inhibitory concentration (mic) of 0.7-25 µm, which is comparable to commercial anti-infectives), with at least 10-fold selectivity over human lymphocytes [178] . it also has similar potency to commercial antibiotics against clinical isolates of the helicobacter pylori, a pathogen that causes stomach ulcers [179] . however, most vamps will require further engineering of their selectivity in order for them to be therapeutically useful [166] , and several strategies have been employed successfully for this purpose. for example, shorter analogues of the scorpion-venom peptides hadrurin and vejovine were engineered with 100-fold improvement in selectivity for escherichia coli over red blood cells [180] . modification of the hydrophobicity and net charge of the wasp-venom peptide mastoparan through selective amino acid substitutions [181] and n-terminal acylation [182] increased its affinity for negatively-charged bacterial membranes and decreased its cytotoxicity towards mammalian cells. although most vamps have not progressed beyond basic in vitro studies, some have proven effective in in vivo infection models. zy4 is a 17-residue cyclised derivative of cathelicidin-bf from venom of the snake bungarus fasciatus with improved potency, selectivity and stability over the parent toxin [183] . in vitro, zy4 kills multidrug-resistant isolates of the human pathogens pseudomonas aeruginosa and acinetobacter baumannii at lower concentrations than commercial antibiotics, and it reduces bacterial load and inflammation in the lungs of mice in a p. aeruginosa infection model, with no reported side-effects [183] . lyetxi-b, an n-terminal acetylated derivative of lyetxi from venom of the wolf spider lycosa erythrognatha, has improved potency and selectivity against e. coli and also reduces both bacteraemia and inflammation in a mouse model of septic arthritis when administered intraarticularly [184] . route of administration is a key issue that must be considered for therapeutic deployment of vamps; traditionally, peptides have poor oral bioavailability [185] , and hence alternative methods of vamp administration such as topical application should be considered. the effectiveness of this approach was demonstrated for kn2-7, a derivative of the peptide bmkn2 from venom of the scorpion mesobuthus martensii, which protected the skin of mice in a staphylococcus aureus in vivo infection model [186] . topical administration can also circumvent or alleviate off-target effects that are evident when the vamp is present systemically. finally, it might be possible to achieve additive or synergistic effects by combining vamps with existing antibiotics by utilising the pore-forming activity of the vamp to enhance antibiotic delivery. for example, garcia et al. found an additive effect when pathogen-specific antibiotics were combined with vamps isolated from the venom of arachnids [187] . viruses continue to pose an enormous threat to global health, as exemplified by the current global pandemic caused by sars-cov-2 [188] . despite intensive intervention efforts, an estimated 770,000 people continue to die annually from human immunodeficiency virus acquired immunodeficiency syndrome (hiv-aids) [189] . many serious viral diseases such as severe acute respiratory syndrome (sars), middle eastern respiratory syndrome (mers), dengue, zika, and ebola lack vaccines or efficacious therapeutic treatments, highlighting the need for novel antivirals. most reported venom toxins with antiviral activity are vamps with broad-spectrum activity; examples include melittin, snake venom pla 2 and l-amino oxidases, and mastoparan derivatives [190, 191] . thus, a key challenge will be engineering these compounds to have selectivity for either the viral particles or the process by which they infect host cells. mastoparan-7, derived from wasp-venom mastoparan, has broad-spectrum activity against lipid-enveloped viruses (including influenza and flaviviruses) through direct insertion and disruption of the envelope, but it remains highly cytotoxic to host cells in vitro [192] . peptides with activity on specific viral protein targets rather than lipids may provide better selectivity. lactarcin-1 from the central asian spider lachesana tarabaevi inhibits replication of dengue virus-2 (ic 50 ~7 µm) by virtue of its ability to inhibit the viral protease ns2b-ns3, but it has low selectivity over mammalian cells [193] . the antibacterial activity of mucroporin, a vamp from the scorpion lychas mucronatus, was improved through histidine and arginine substitutions to create the analog mucroporin-m1 with increased net charge. mucroporin-m1 has improved activity against both gram-positive and gram-negative bacteria [194] , and these modifications also conferred micromolar antiviral activity in vitro (ec 50 1-7 µm) against measles virus and pseudovirus models of the highly pathogenic sars-cov and avian influenza h5n1 viruses [195] . a key limitation of current research on venom-derived antiviral toxins is that few studies have progressed to in vivo testing. one example found that pre-treating vesicular stomatitis virus, a serious pathogen of cattle, with mastoparan-7 significantly improved clinical outcomes in a mouse challenge model through presumed inactivation of viral particles [192] . however, this needs to be confirmed in a more clinically relevant challenge model of viral infection followed by toxin administration to probe efficacy. overall, further research is required to ascertain the potential of venom-derived peptides as viable antiviral drugs. parasites remain one of the most serious threats to human and veterinary medicine, with current treatment options limited by drug resistance, side-effects and limited efficacy [196] . this has stimulated interest in venoms as a source of novel antiparasitic compounds (for a review see [197] ). most such studies have focused on protozoan parasites, which are responsible for a range of human diseases. the most problematic parasitic disease is malaria, which is caused by plasmodium parasites; despite intensive intervention efforts, malaria kills an estimated 435,000 people each year and control is threatened by drug resistance [198] . a further 20 million people worldwide are infected by parasitic protozoans of the genera leishmania and trypanosoma, with approximately 3 million new infections per year [199] . most antiparasitic compounds isolated from animal venoms are small cationic vamps, which again raises the issue of taxonomic selectivity. the vamps mastoparan [200] and melittin [199] inhibit development of trypanosoma cruzi (the causative agent of chagas disease), but selectivity over host cells is low. however, bicarinalin potently inhibits growth of leishmania infantum (mic 1.5 µm), the causative agent of infantile visceral leishmaniasis, with good selectivity over human lymphocytes [178] . remarkably, crotamine, a peptide from venom of the south american rattlesnake crotalus durissus terrificus, crosses infected red blood cell membranes to lyse the plasmodium parasitophorous vacuole, thereby killing the parasite [201] . this may present an opportunity for combination therapy with commercial antimalarials, facilitating drug transport to the parasite. further examples of venom components active against protozoan parasites include trimorphin, a pla 2 from venom of the north american rear-fanged snake trimorphodon biscutatus lambda that inhibits growth of leishmania major [202] , and crovirin, a cysteine-rich secretory protein (crisp) from the rattlesnake crotalus viridis viridis that is active against protozoan parasites at concentrations that are not toxic to host cells [199] . the protozoan toxoplasma gondii, which causes the key zoonotic disease toxoplasmosis, is susceptible to a venom peptide from the marine cone snail conus californicus [203] , while a c-type lectin and a pla 2 from b. pauloensis snake venom impair toxoplasma adhesion and replication [204, 205] . the greatest burden of disability-adjusted life years in the neglected tropical diseases comes from helminth infections, including roundworms (nematoda) and flatworms (platyhelminthes) [189] . these worms cause important parasitic diseases in humans, including onchocerciasis, lymphatic filariasis, and schistosomiasis. about 200 million people worldwide suffer from schistosomiasis, and it is considered the second most socioeconomically devastating parasitic disease after malaria [206] . the burden of parasitic disease is also a key concern in animal health and production, with the worldwide cost of controlling livestock parasites amounting to tens of billions of dollars [207] . despite this clear need for novel anthelmintics, it is an underexplored area of venom research with very few reports of anthelmintic venom toxins. crotamine [208] and ε-latroinsectotoxin from venom of the black widow spider latrodectus mactans tedecimgutattatus [209] both impair growth of the non-parasitic nematode caenorhabditis elegans, but anthelmintic activity has not been reported against parasitic species. more recently, the spider-venom peptide hi1a was shown to inhibit larval development of the barber's pole worm haemonchus contortus, a parasite of sheep production [210] . gomesin, a peptide found in the venom [211] and hemocytes [212] of spiders, has broad-spectrum activity against bacteria, fungi, parasites and tumor cells [213, 214] , and a cyclized version was recently shown to have improved stability and activity against plasmodium in vitro [215] . to our knowledge, no venom-derived antiparasitics have yet been demonstrated to have in vivo efficacy. as for antibacterials, antifungals and antivirals, most venom-derived antiparasitics will likely require engineering to enhance their selectivity over host cells. an alternative strategy to developing venom compounds as anti-parasitic drugs is to instead impair plasmodium development and transmission via transgenic mosquitoes engineered to express the anti-parasitic compound in the mosquito midgut, as recently demonstrated with scorpion-venom peptides [216] . as most research on venom compounds with antibacterial, antiparasitic, or antifungal activity has been performed in the last decade, we expect that more toxins with such activities will be discovered in the near future. most work to date has focussed on human pathogens, but there is a clear need for novel veterinary anti-infectives which could be further explored in future. due to the commonly found cytolytic nature of these peptides, a key challenge across all of these diseases will be engineering analogs with selectivity for the targeted pathogen. arthropods, and in particular hematophagous (blood-sucking) species, are vectors for a wide-range of organisms that can cause human disease [217] . the most pernicious vectors are undoubtedly mosquitoes, which transmit protozoans (e.g. plasmodium species that cause malaria), parasitic nematodes (e.g. brugia species that cause filariasis), parasitic platyhelminths (e.g. trematodes that cause schistosomiases), and viruses (e.g. flaviviruses that cause yellow fever, west nile fever, and dengue) [17, 217, 218] . other important hematophagous disease vectors include triatomine bugs which transmit trypanosomes that cause chagas disease, fleas which transmit the bacterium yersinia pestis that causes bubonic plague, and ticks which transmit a wide variety of viral, bacterial and protozoan pathogens [17, 217] . rather than directly targeting disease-causing organisms, venom toxins could be used instead to target the vectors of these diseases. insects are the dominant vectors of human diseases, and chemical insecticides are the primary means of controlling these insect pests [17, 218] . unfortunately, all chemical insecticides target one of only a handful of molecular targets, and consequently their indiscriminate use has led to widespread resistance [17] . thus, new insecticides with novel modes of action are much sought after. spiders are professional insect killers, and they are the most speciose venomous animal, and consequently their venoms have been intensively studied as a potential source of novel bioinsecticides [17, [217] [218] [219] [220] [221] . as a result, many insecticidal toxins have been isolated from spider venoms, including peptides, proteins and polyamines, but they mostly lack the necessary taxonomic selectivity to be useful as insecticides. an ideal insecticide should be inactive on humans and other vertebrates, as well as beneficial insects such as pollinators and natural predators of the targeted insect pest [221] . this narrow target-organism profile makes insecticide development particularly difficult. however, spidervenom peptides have been isolated with desirable taxonomic selectivity. for example, by carefully counter-screening insect toxins from the venom of australian funnel-web spiders in vertebrate assays, a number of insect-selective neurotoxins were isolated [218] . one of these peptide toxins (gs-/-hexatoxin-hv1a), which has complex polymodal pharmacology, has been developed commercially as a bioinsecticide by vestaron corporation; this peptide is active against a broad range of insect pests but is inactive against bees and vertebrates [221] . in order to target anopheline mosquitoes that transmit malaria, a gene encoding gs-/-hexatoxin-hv1a was engineered into the entomopathogenic fungus metarhizium pingshaense [222] , and this weaponised entomopathogen proved highly successful in controlling malaria vectors in a field trial in burkina faso [223] . an advantage of this approach is that the range of susceptible species is determined by the entomopathogen rather than the venom peptide, thereby allowing deployment of insecticidal venom toxins that would otherwise lack the desired taxonomic selectivity [221, 224] . some insecticidal venom peptides have exceptional taxonomic selectivity. for example, -diguetoxin-dc1a (dc1a), a 56-residue knottin from venom of the desert bush spider diguetia canities [225] , and -theraphotoxin-ae1a, a 39-residue knottin from venom of african tarantula augacephalus ezendami [226] , have potent insecticidal effects on german cockroaches (blattella germanica), without significantly affecting american cockroaches (periplaneta americana). both knottins target insect na v channels, and mutational analyses revealed that the susceptibility of insects to these toxins is determined by small sequence differences in their proposed binding site on the extracellular surface of the domain ii voltage sensor (vsd ii ) [226, 227] . a high-resolution structure of dc1a bound to a cockroach nav channel was recently determined using cryoelectron microscopy [228] , and it not only confirmed that vsd ii is the binding site for dc1a but revealed that the toxin's inactivity against vertebrates [225] can be explained by sequence variations in the vsd ii region of each of the human na v channels. the dc1a-na v channel structure allows predictions to be made about which insects will be susceptible to dc1a based on their na v channel vsd ii sequences, and it should allow use of structure-guided protein engineering to develop toxin analogs with improved potency and/or altered taxonomic selectivity. in addition to highlighting how venom compounds can be used to elucidate disease mechanisms and uncover new drug targets, we want to provide examples of venom compounds that have progressed all the way from basic research to marketed drugs. there are currently six venomderived drugs approved by the fda, plus a snake-venom-derived serine protease (batroxobin; marketed as defibrase®) that is approved for clinical use outside of the usa [9, 10] . two further venom-derived drugs -dalazatide for treatment of autoimmune diseases [24] and tozuleristide for intraoperative imaging of brain tumours [25] -are currently undergoing clinical trials. the examples below demonstrate the potential for developing venom compounds into drugs [229] but, like any class of therapeutics, there are many challenges and the success rate is low [61] . the first venom-derived drug was captopril, an angiotensin-converting enzyme (ace) inhibitor that is used to treat hypertension. the observation that patients envenomated by the lethal brazilian viper bothrops jararaca suffered from hypotension and severe intestinal contractions led to the discovery that the venom inhibits ace [230] [231] [232] . inhibition of ace lowers blood pressure by preventing conversion of angiotensin i to the vasoconstrictive hormone angiotensin ii, and by decreasing degradation of the vasodilatory peptide bradykinin. researchers at squibb isolated six ace inhibitory peptides from b. jararaca venom, one of which (teprotide, 9 residues) was both potent and stable in vivo [230] . detailed sar studies of teprotide ultimately led to a smaller, orally active peptidomimetic known as captopril (d-2-methyl-3-mercaptopropanoyl-l-proline) [230, 232] . captopril was approved by the fda for treatment of hypertension in 1981, and by the mid 1990s it had become a blockbuster drug, reaching peak annual sales of more than usd $1.6 billion [233] . another example of a reptile peptide that was developed into a human drug is exendin-4, a 39residue peptide isolated from venom of the gila monster heloderma suspectum. in striking contrast to captopril, the marketed drug (exenatide) is identical to the peptide found in the lizard's venom. exenatide mirrors the effects of human hormone glucagon-like peptide-1 (glp-1), an incretin that stimulates glucose-dependent insulin secretion, suppresses glucagon secretion, slows gastric emptying, and promotes satiety [234] , but it is much more stable in vivo than human glp-1 with a plasma half-life of 2.4 h [9] . byetta®, a formulation of exenatide that requires twice daily subcutaneous injections, was approved by the fda in 2005 for control of type 2 diabetes, and it achieved worldwide sales of usd $800 million in fiscal year 2009 [9] . in order to improve patient acceptance and compliance, a new formulation was developed in which the peptide is embedded in biodegradable polymeric microspheres that extends the duration of exenatide release to such an extent that therapeutic levels can be maintained with weekly injections [235] . this new formulation (bydureon®) was approved by the fda in 2012, and annual sales have remained steady at usd $500-600 million despite the introduction of competing incretin mimetics. another drug that is an exact copy of a venom peptide is ziconotide, a synthetic version of ωconotoxin mviia, a 25-residue knottin peptide found in venom of the marine cone snail conus magus. ziconotide is used to selectively inhibit ca v 2.2 channels in the spinal cord, thereby preventing the propagation of pain signals from the spinal cord to processing centres in the brain [236] . it was approved by the fda in 2004 for treating patients with chronic pain. ziconotide is administered by intrathecal infusion, which limits its use to patients with intractable chronic pain that have failed on frontline analgesic drugs such as morphine. while ziconotide set a landmark as the first venom-derived drug with a neuronal target, its limited market acceptance due to its mode of administration and neuropsychiatric side-effects [237] has caused venom researchers to focus attention on analgesic targets in peripheral nociceptors rather than central neurons, as outlined in section 4.2. the integration of advanced venom proteomics with next-generation sequencing of venom-gland transcriptomes has made it possible to rapidly determine, at only moderate cost, the complete venom proteome of even miniature venomous animals [46] . as a result, novel venom peptides and proteins, often with unique three-dimensional folds, are being discovered at an unprecedented rate. the coupling of these omics workflows with high-throughput screening technologies [56, 238] is allowing the pharmacology of these compounds to be explored with unprecedented efficiency, often leading to the discovery of toxins with novel pharmacology [8, 74, 77, 239, 240] . all of these advances have combined to create tremendous interest in venoms as a potential source of drugs and bioinsecticides [12, 229] . while there have been some notable successes -there are seven venom-derived drugs in clinical use and several in phase 2/3 clinical trials -the triumphs are scarcer than many predicted. no novel venom-derived drug has been approved by the fda since 2005 [9, 10] , and only one venomderived compound has been commercialised as a bioinsecticide [221] . the reasons for this are manifold. drug development is inherently difficult and the overall success rate is low [61] ; venomderived drug candidates are no different than any other class of therapeutic in this respect, although the overall approval rate for venom-derived drugs entering clinical trials is higher than other classes of therapeutics. most venom researchers are not trained in the nuances of drug development, and this has led to over-hyped claims about the therapeutic potential of venom compounds, often in the absence of in vivo data. we encourage collaboration between venom researchers and those with experience in drug development so that, at a minimum, in vivo efficacy and toxicity can be assessed in validated disease models, using clinically viable routes of administration, before making claims about therapeutic potential. renewed interest from pharmaceutical companies in venoms as source of drug leads and pharmacological tools [241] [242] [243] [244] will help to drive these collaborations. notwithstanding these caveats, there is little doubt that the field of venoms-based drug discovery has rapidly matured over the past decade and is now producing drug leads at an unprecedented rate. advances in cryoelectron microscopy have facilitated determination of the three-dimensional structure of venom compounds bound to large membrane receptors [228, 243, [245] [246] [247] [248] , and this should facilitate the rational design of drug candidates with improved potency and selectivity for their cognate molecular target. we predict that these advances this will lead to significant impact in some disease areas. for example, ion channels are now the third most common human drug target after kinases and g-protein-coupled receptors [249] ; venoms are unquestionably the best natural source of potent ion channel modulators and venom-derived ion channel modulators have already attracted significant interest from pharmaceutical companies [24, [241] [242] [243] [244] . the authors declare that they have no conflicts of interest. figure 1 : fields of application in basic research and human health to which venom compounds have been applied. venom compounds have the potential to be used as pharmacological tools, therapeutics, insecticides, or for targeting vectors of human disease or disease-inducing organisms. botrocetin bound von willebrand factor (vwf) and platelet glycoprotein ib (gpib) (1u0n) [250] ; cobra venom factor (cvf) bound complement factor b (3hrz) [251] ; captopril bound angiotensin converting enzyme (ace) (1uzf) [252] ; triflin bound small serum protein 2 (ssp2) (6imf) [253] ; mittx-α and -β bound acid sensing ion channel 1 (asic1) (4ntw) [254] . (b) cone snail toxin complexes: α-conotoxin imi bound acetylcholine binding protein (achbp) (2byp) [255] ; μconotoxin kiiia bound voltage-gated sodium channel (na v )1.2/auxiliary β2 subunit (6j8e) [256] . (c) spider toxin complexes: pctx1 bound asic1 (4fz0) [257] ; dc1a and tetrodotoxin (ttx) bound na v pas (6a95) [228] ; dktx and resiniferatoxin (rtx) bound transient receptor potential cation channel subfamily v member 1 (trpv1) (5irx) [258] ; protx-ii bound na v 1.7 voltage sensor domain ii/na v ab chimera (6n4i) [243] . (d) gila monster toxin exendin-4 bound glucagon-like peptide 1 receptor (glp-1r) (3c5t) [259] . (e) scorpion toxin complexes: charybdotoxin (ctx) bound voltage-gated potassium channel (k v ) 1.2-2.1 paddle chimera (4jta) [260] ; α-mammal toxin aah2 bound human-cockroach hybrid na v channel (6nt4) [246] . structures are shown as a cartoon representation and from two angles (90 o rotation). toxin components are shown in purple and with a transparent surface representation where possible 35 (note: ttx and rtx are shown as red sticks). where applicable for the target structure, protein subunits or domains are colored differently. structures are not to scale. toxins providing insight into the pathophysiological role of specific ion channels in sensory neurons. subtype-selective na v channel activators, including δ-trtx-hm1a and the scorpion toxins cn2 and od1, have highlighted modality-specific nociceptive roles for na v 1.1, na v 1.6 and na v 1.7, respectively, in sensory neurons. activation of na v 1.7 by the scorpion toxin od1 leads to spontaneous action potential firing in myelinated a-fibres and unmyelinated cfibres, while activation of na v 1.1 leads to symptoms of mechanical allodynia and increased mechanical sensitivity. cn2, a selective na v 1.6 activator, elicits pain behaviour and mechanical allodynia after local administration consistent with effects on myelinated a-fibres. similarly, cold pain induced by ciguatoxin is elicited by selective activation of unmyelinated peripheral sensory neurons expressing the cold-sensitive trpa1 and na v 1.8 channels, while α-dendrotoxin revealed a crucial role for k v 1.1 in setting the activation threshold of cold-sensitive c-fibre neurons. the toxicogenomic multiverse: convergent recruitment of proteins into animal venoms venom toxins in the exploration of molecular, physiological and pathophysiological functions of acid-sensing ion channels conotoxins targeting nicotinic acetylcholine receptors: an overview nicotinic acetylcholine receptor inhibitors derived from snake and snail venoms calcium channel 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serenella; radfar, seyed ramin; razaghi, emran mohammad title: covid-19 and substance use disorders: recommendations to a comprehensive healthcare response. an international society of addiction medicine practice and policy interest group position paper date: 2020-04-12 journal: basic clin neurosci doi: 10.32598/bcn.11.covid19.1 sha: doc_id: 283287 cord_uid: 073r80s7 coronavirus disease 2019 (covid-19) is escalating all over the world and has higher morbidities and mortalities in certain vulnerable populations. people who use drugs (pwud) are a marginalized and stigmatized group with weaker immunity responses, vulnerability to stress, poor health conditions, high-risk behaviors, and lower access to health care services. these conditions put them at a higher risk of covid-19 infection and its complications. in this paper, an international group of experts on addiction medicine, infectious diseases, and disaster psychiatry explore the possible raised concerns in this issue and provide recommendations to manage the comorbidity of covid-19 and substance use disorder (sud). oronavirus disease 2019 (covid-19) is a new member of the coronavirus family that infect humans . it first emerged in the wuhan region of china in november 2019 (lai shih, ko, tang, & hsueh, 2020) . by march 2020, the world health organization (who) assessed the global situation of covid-19 as a pandemic. patients with cardiovascular diseases, chronic respiratory diseases, people aged 60 or older, and males have a higher risk of mortality than the rest of the population huang et al., 2020; wang et al., 2020) . frequently reported clinical symptoms at the onset of the disease include pyrexia (83%-98%), cough (46%-82%), myalgia or fatigue (11%-44%), and shortness of breath (31%) huang et al., 2020; wang et al., 2020) . sore throat and, less commonly, sputum production, headache, hemoptysis, and diarrhea have also been reported (chan et al., 2020) . in more severe cases, covid-19 can cause pneumonia, severe and acute respiratory syndrome, and sometimes (1%-3% of all infected cases) death (world health organization, 2020b) . currently, the medications used for severe cases of covid-19 include chloroquine phosphate (gao, tian, & yang, 2020) , hydroxychloroquine sulfate (javadi et al., 2006) , lopinavir/ritonavir (li & de clercq, 2020; lim et al., 2020) , oseltamivir (li & de clercq, 2020; vetter, eckerle, & kaiser, 2020) , and ribavirin (li & de clercq, 2020) . but none have been approved by regulatory authorities for use against covid-19. the most common strategies, as advised by who, include preventative measures such as quarantine and limitations of movement in infected areas (hellewell et al., 2020; wu, leung, & leung, 2020) , interruption of human-to-human transmission, early identification and isolation, providing appropriate care for patients, identifying and reducing transmission from the animal source, and minimizing the social and economic impact through the new coronavirus created a complex situation for all sections of the communities around the world. health care providers are in the frontline of intervening to stop the spread of covid-19. meantime people who use drugs (pwud) are at increased risk during this pandemic since they are a stigmatized and marginalized populations. health service providers who are providing different needs for pwud in treatment and/or harm reduction settings should always keep themselves safe with using standard ppe based on the who recommendations. additionally pwuds live in crowded locations and so screening and early identification of covid-19 patients are important to break the cycle of transmission. it is recommended that protocols for opioid substitution therapy modify with complete adherence to patients' safety regarding both opioid drug risks and covid-19 infections. it is important to have in mind that different stages of ost needs different approaches. pwuds are more vulnerable to stress and other mental health problems. this makes psychological interventions such as cognitive-behavioral therapy and other modalities very important to have for pwuds during these difficult and challenging times to assist and sustain treatment. medical conditions such as respiratory illness, renal insufficiency, chronic pain and cardiovascular disorders are also important medical conditions that should be addressed appropriately among pwuds with covid-19. health service providers in both fields of addiction treatment and covid-19 treatment and prevention systems should be aware regarding special situations arising in the overlap of drug use and covid-19 illness. march, april 2020, vol 11, num 2 [covid-19] farhoudian, a., et al. (2020) . covid-19 and substance use disorders. bcn, 11 (2), 133-150. multispectral partnerships (world health organization, 2020a). bai and colleagues mentioned some covid-19 transmission from asymptomatic patients as a challenge for preventive activities (bai et al., 2020) . in most countries, people who use drugs (pwud) are stigmatized and marginalized population with lower access to healthcare. they suffer from poorer health, weaker immune function, chronic infections, various issues with respiratory, cardiovascular, and metabolic systems, as well as a range of psychiatric comorbidities (ahern, stuber, & galea, 2007; stuber, galea, ahern, blaney, & fuller, 2003) . pwud are a marginalized group who experience high rates of morbidities, three to five times higher compared to the general population (o'connell, 2004) . cheung et al. estimated that the risk of death among young pwud homeless women in toronto is 5 to 30 times higher than their housed counterparts (bohnert & ilgen, 2019; fernandez-quintana et al., 2019) . substance use imposes different health problems, which may complicate superimposed infection with co-vid-19. for instance, chronic high alcohol consumption significantly increases the risk of acute respiratory distress syndrome (mccarthy et al., 2020) . during the 2009 h1n1 epidemic, a history of opium inhalation had been identified as a risk factor for admission to an intensive care unit (icu) with confirmed h1n1 (tabarsi et al., 2011) . additionally, it is essential to understand how pwud differently perceive danger and risk-taking behaviors during an epidemic, making them more risk averse (manfredi & d'onofrio, 2013; rhodes, 1997) . pwud have a higher rate of smoking and different studies estimated the current smoking rate of more than 70% among them (duan et al., 2017; sutherland et al., 2016; weinberger, gbedemah, & goodwin, 2017) . several studies found smoking a significant risk factor for middle east respiratory syndrome (mers) transdmission (alraddadi et al., 2016; nam, park, ki, yeon, kim, & kim, 2017; sherbini iskandrani, kharaba, khalid, abduljawad, & hamdan, 2017) . a literature review did not reveal even one article focusing on substance use disorder (sud) and covid-19. therefore, a group of international experts on addiction medicine, infectious diseases, and disaster management teamed up to explore the comorbidity of covid-19 infection with substance use disorder and identify the necessary recommendations for health service providers and policymakers in this situation. although the majority of covid-19 infections are mild, the number of severe cases in a pandemic has the potential to overwhelm any healthcare system. consequently, health authorities may be required to repurpose health services and facilities away from pwud. when such an incident occurs, a business continuity protocol will cover several contingency measures so that organizations supporting pwud will continue to provide their essential services. a response to both covid-19 and drug use involves government, different sectors of the community and health authorities (who director-general's opening remarks at the media briefing on covid-19 on march 5, 2020) to implement evidence-based prevention programs as well as engaging different stakeholders for policy coordination (volkow, poznyak, saxena, gerra, & unodc-who informal international scientific network, 2017) . generally, drug use prohibition and criminalization approaches result in higher stigmatization and discrimination against pwud (boyd & macpherson, vancouver area network of drug users, 2018; santos da silveira, andrade de tostes, wan, ronzani, & corrigan, 2018) . this approach puts pwud at a higher risk of viral transmission. governments, health authorities, and other relevant stakeholders should identify the provision of services for pwud as essential services to support a comprehensive and proactive response to the challenges that covid19 places on this population, especially when they are under treatment (ekhtiari et al., 2019). pwud have poor access to health services due to stigma and discrimination (ahern, stuber, & galea, 2007; salamat, hegarty, & patton, 2019) . they are among the pervasive hard-to-reach populations. for example, studies show that drug use is one of the significant barriers to taking the influenza vaccine (bryant et al., 2006; kong, chu, & giles, 2020) . many homeless pwud communities live in crowded groups in shelters and or shooting galleries with no or minimal air conditioning facilities. additionally, poor hygiene, risky behaviors such as sharing drug-using paraphernalia and intoxication put pwud at higher risk of covid-19 infection. one of the other risk factors for pwud and people who inject drugs (pwid) is their weaker immune system due to a range of factors. these factors include long-term/high-dose administration of opioid drugs (liang, liu, chen, ji, & li, 2016; sacerdote, franchi, gerra, leccese, panerai, & somaini, 2008) , malnutrition (haber, demirkol, lange, & murnion, 2009; vila et al., 2019) , homelessness (haber et al., 2009) , and longterm alcohol and methamphetamine use (nelson, zhang, bagby, happel, & raasch, 2008; roy et al., 2011) . despite lacking evidence for introducing hiv as a risk factor for covid-19 (british hiv association, 2020), there are some concerns regarding the access to treatment services for people living with hiv/aids (plwha) and their adherence to antiretroviral therapy (dadkha, mohammadi, & mozafari, 2008) . this situation could finally increase the rate of mortality among plwha. on the other hand, respiratory infections among pwud are common and, in many cases, do not present with recognized symptoms of these diseases (dimassi & rushton, 2009; bradley drummond et al., 2011; gordon & lowy, 2005) . tuberculosis is another respiratory infection that is more common among pwud (perlman, salomon, perkins, yancovitz, paone, & jarlais, 1995) even in high-income countries heuvelings et al., 2017) . care providers are at the front line of any outbreak response. they are not only at the risk of infection but are also prone to burnout and psychological distress. in a study conducted on frontline staff involved in the severe acute respiratory syndrome (sars) epidemic, it was found that they had high levels of burnout, psychological distress, and posttraumatic stress (maunder et al., 2006) . this situation is compounded with evidence that counselors and therapists for pwud are well-known as having a higher rate of burnout (vilardaga et al., 2011) during usual practice. staff working in harm reduction settings, where most of the health service providers are peer groups, should be adequately supported. this support should prevent cross-viral exposure, psychological distress (hashemian et al., 2015; lancee, maunder, & goldbloom, 2008) , psychiatric disorders (tang, pan, yuan, & zha, 2017; , discrimination (gilchrist et al., 2011) , and physical and psychological violence (world health organization, 2020b). concerns regarding infection and the above mentioned stressful events may affect their effectiveness in an outbreak (abolfotouh, alqarni, al-ghamdi, salam, al-assiri, & balkh, 2017) . all staff should have access to personal protection equipment (ppe). they should perform hand hygiene frequently, use alcohol-based hand rub/gels if their hands are not visibly soiled or with soap and water when they are visibly soiled. they must keep at least one meter distance from affected individuals, wear a medical mask when in the same room with an affected individual, and dispose of the material immediately after use. they should clean their hands immediately after contact with respiratory secretions, cover the nose and mouth with a flexed elbow or disposable tissue when coughing and sneezing, and refrain from touching eyes, nose, or mouth with potentially contaminated hands (world health organization, 2020b). also, they must avoid close contact with anyone that has fever or cough (world health organization, 2020b) and finally improve airflow in living space by opening windows as much as possible (world health organization, 2020b). self-isolation of individual staff is paramount if there are signs of an infection (heymann & shindo, 2020; world health organization, 2020a) . pwud staff still need to retain their crucial role at a distance either through digital technology or phone and continue their pwud management and treatment plan, such as the provision of daily ost medication (tschakovsky, 2009 ). there is no convincing evidence that the paraphernalia and devices for drug use are the primary sources of virus transmissions in the latest epidemics of coronaviruses (alagaili, briese, amor, mohammed, & lipkin, 2019) . however, as the main source of viral transmission has been defined to occur through the droplets, it makes sense to advise pwud populations to avoid sharing cigarettes, pipes , water pipes and hookahs, and so on (knishkowy & amitai, 2005; munckhof, konstantinos, wamsley, mortlock, & gilpi, 2003) . one should continue providing clean needle and syringes and 'take-home' naloxone (thn) when appropriate. infected patients are most virulent during the prodromal period. in the case of being mobile and carrying on usual activities, they play an essential part in spreading the infection to the other parts of the community (heymann & shindo, 2020). in such conditions, it is imperative to have an effective mechanism for the active and rapid detection of signs and symptoms and patient's isolation (hellewell et al., 2020; shamaei et al., 2009) . during the h1n1 pandemic in 2009, one of the risk factors for death or admission at intensive care units was a delay in diagnosis (tabarsi et al., 2011) . early detection in pwud can be difficult as covid-19 symptoms could be confused with a withdrawal syndrome (dimassi & rushton, 2009; bradley drummond et al., 2011; gordon & lowy, 2005) . it is highly recommended that a mechanism be implemented for the frequent screen-ing of covid-19 in pwud within harm reduction and treatment settings (salamat, hegarty, & patton, 2019; van olphen, eliason, freudenberg, & barnes, 2009 ). any pandemic affects illicit drug distribution networks (rahimi movaghar, farhoudian, rad goodarzi, sharifi, yunesian, & mohammadi, 2006) . sometimes this situation persuades pwud to seek treatment services for help, but usually, they switch to a more hazardous consumption. the iranian covid pandemic generated the highest incidence of mortality secondary to methanol toxicity (at least 44 dead from drinking toxic alcohol in iran after coronavirus cure rumor, 2020; tainted alcohol claims more lives than coronavirus in khuzestan province, iran, 2020). however, opioid substitution therapy (ost) provision of controlled medication has become the main focus of the continuity plans around pwud to make sure that such provision is not interrupted during the covid-19 lockdown strategies (being imposed by several governments). any close personal contact may be harmful and risky for covid-19 transmission. methadone syrup and buprenorphine tablets or film are often provided to pwud after bringing out their blister packs. despite no evidence, this action might increase the chance of viral transmission by exposing both staff and pwud. it is recommended that dispensing clinics be trained to handle the process of tablet delivery with minimum hand contact. take-home doses of medications can be provided for more extended periods in situations of quarantine, selfisolation, or lockdown and health service disruptions. the maximum time for take-home doses of drugs is recommended when the dose and social situation are stable. treatment seeking individuals should be adequately informed about the changes in the practice, and they should receive appropriate support in case of uncertainty and concerns. however, decisions should be taken on a case by case basis. in summary, individuals under buprenorphine maintenance treatment (bmt) can receive accelerated take-home doses after two weeks of initiation. in particular, the people can receive this protocol who are at least on 60 mg methadone or 8 mg daily buprenorphine and have no signs of withdrawal symptoms, do not experience craving (mokri, ekhtiari, edalati, & ganjgahi, 2008) , are abstinent based on self-reporting, and provide negative toxicological tests. this condition should be reviewed every 14 days if the individuals provided with take-home doses are not showing the stability mentioned above. buprenorphine take-home doses are probably safer than methadone take-home doses. if the person is in isolation and unable to pick up their medication personally, it can be delivered to their homes, or they can authorize someone else to collect the medication. opioid substitution therapy (ost) is among a category of treatment modalities that is normally considered to need regular and frequent supervision of patients, especially early in treatment. it is recommended that a more flexible ost program needs to be taken into account during the covid pandemic . given the safety profile of buprenorphine, it would seem to be the preferred substitution treatment for individuals who want to initiate treatments. it is faster and safer (maremmani & gerra, 2010) to reach an effective maintenance dose of buprenorphine compared to methadone, in fact it can be done on the first day of treatment. some of the medications under consideration for the treatment of covid-19 can significantly inhibit and/or stimulate methadone metabolism, puting patients at the risk of withdrawal or toxicity (lüthi, huttner, speck, & muelle, 2007; winton & twilla, 2013) . methadone specifically in high doses may prolong qt interval and cause fatal arrhythmias (krantz, lewkowiez, hays, woodroffe, robertson, & mehle, 2002) . possible cardiomyopathy in infected patients may increase the chance of torsade's de pointes arrhythmia (lüthi et al., 2007) and, particularly if combined with chloroquine which also prolongs the qt interval. withdrawal symptoms from buprenorphine are milder than that of methadone in case of interruption to the supply of medication, at least in the short term. where available, the long acting (monthly) subcutaneous injections are an alternative to providing take home doses. even transdermal buprenorphine should be considered where no other alternatives exist. multiple patches can be given simultaneously if necessary to achieve a therapeutic dose for opioid dependence treatment. additionally, benzodiazepine prescription for myalgia or stressful circumstances due to covid-19 may also increase the risk of toxicity during methadone mainte-nance treatment (mmt). during the pandemic period, it is more likely that individuals with drug use disorders or those who are in treatment seek out benzodiazepines or other tranquillizers (dorn, yzermans, & van der zee, 2007; fassaert et al., 2007) . benzodiazepines misuse may mask signs and symptoms of covid-19 infection and could escalate respiratory distress. patients are at a higher risk of methadone overdose in the initial stabilization period of methadone prescription (cornish, macleod, strang, vickerman, & hickman, 2010; degenhardt, randall, hall, law, butler, & burns, 2009) . for mmt patients, the authors do not recommend relaxing the methadone dose protocol at this phase of treatment however they do suggest avoiding unnecessary visits and rigor, on a case by case basis. if accelerated induction is necessary, an additional dose of 30-40 mg can be followed by a further dose if someone has been observed 2 hours after their initial methadone dose. if they are still experiencing withdrawal at this time, they can safely be given a further dose. for buprenorphine, individuals can be rapidly inducted to optimal maintenance doses (16-24 mg daily). clinicians should consider increasing the dose if the individuals are still experiencing daily cravings, ongoing opioid use, or opioid withdrawal. however, clinicians should be sensitized in the differentiation between withdrawal syndromes, including myalgia, insomnia, sweating, fatigue, and nausea with signs and symptoms of viral covid-19 infection. pupil size is the best guide to distinguish opioid withdrawal from the symptoms of covid-19 as this infection does not affect pupil size. it should be possible to see pupil size even with video consultations. although the prescription period of anti-viral treatment is usually less than two weeks and the induction of hepatic metabolic enzymes takes more than the regular time for antiretroviral therapy (art) prescription, the clinicians should be careful about the changes of methadone level in these patients during and more specifically after termination or discharge of the treatment for co-vid-19. change from split doses to multiple daily doses is a strategy in patients who receive antiviral therapy. as a result of the induction of methadone metabolism, some patients may need a mild increase in their previous methadone dosage after a few days of initiating antiviral treatment. for buprenorphine, double doses can be given every other day for people who are not considered safe to receive take-home doses. in exceptional situations, some patients on mmt or bmt fulfill the criteria for completion of their ost. termination is a stressful process (berger & smith, 1978) and needs close supervision and constant consultation. besides, the emotional distress associated with opioid withdrawal may increase the risk of suicidal ideation. termination of mmt and bmt increases the stress, so more attendance at treatment centers are needed, and it is not recommended during the covid-19 epidemic. some people who use opioids may wish to cease their opioid use during the outbreak, either due to reduced availability of opioids or the difficulty accessing treatment services. the most straightforward approach to detoxification, if available, would be single high dose buprenorphine. doses ranging from 32 to 96 mg have been used for this purpose (ahmadi, jahromi, ghahremani, & london, 2018) . alternative approaches include clonidine or a combination of symptomatic medications (world health organization, 2009). individuals with moderate to severe signs of cov-id-19 infection need medications consisting of a cocktail of art, antimicrobials, and analgesics. these medications may interfere with urine or saliva test results. for instance, quinolones (e.g. moxifloxacin, lomefloxacin, norfloxacin, ofloxacin, ciprofloxacin), rifampin, tolmetin (a non-steroidal anti-inflammatory drug) may yield a false-positive result in opiates urine drug screening (reisfield, goldberger, & bertholf, 2009 ). chloroquine demic, the clinicians should assess the benefits of the urinary or saliva testing at this critical circumstance, especially as this will potentially increase unnecessary risks due to close contacts. in this pandemic, it seems that information is spreading more extensively and rapidly in comparison to the sars outbreak in 2003. however, this condition may result in a worsening of public fear, panic, and distress. social isolation may also make individuals susceptible to more psychological distress. consequent economic depression after a pandemic also causes uncertainty and threats to future welfare (strong, 1990) . the unpredictable future is exacerbated by myths and misinformation that are often driven by fake news and public misunderstanding (bao, sun, meng, shi, & lu, 2020) . some patients will experience grief over the loss of loved ones. the relationship between adverse life events and brain stress systems have a prominent role in addiction disease (koob, 2008 (koob, , 2009 (koob, , 2013 . pwud are much more vulnerable to stress and crisis followed by lapse and relapse to ex-drug users (goeders, 2003; koob et al., 2014; milidvojevic & sinha, 2018; somaini et al., 2012) . as a result of stressful events and disasters, mental health problems emerge or exacerbate (farhoudian, hajebi, bahramnejad, & katz, 2013; farhoudian, rahimi movaghar, rad goodarzi, younesian, & mohammad, 2006) . in such circumstances, healthy individuals may start drug use (farhoudian et al., 2006; somaini et al., 2012) , and several patients may relapse into their previous drug use and start their high-risk behaviors (brandon, vidrine, & litvin, 2007; farhoudian et al., 2006; rahimi movaghar, et al., 2006) . anxiety, worry, depression, irritability, and anger in pwud should be considered as a prodromal sign of lapse or relapse into a new episode of drug use. psychosocial interventions are a vital element in the treatment of pwud, especially in people using stimulants and having mental problems (de crescenzo et al., 2018) . in this period, internet-based psychotherapy is highly recommended as a replacement. internet consultation, including phone calls, video chat, and short messages, have great potential to make psychological assessment and treatment more cost-effective. computer-assisted therapy appears to be as effective as a face-toface treatment for treating anxiety disorders and depression (taylor & luce, 2003) . although it requires some equipment and knowledge, it offers a good alternative for more isolated locations, which is relevant in this pandemic. negative emotional states, including fear, anxiety, and boredom, as well as social withdrawal and or isolation, are the main emotions that patients will experience during the covid-19 pandemic. cbt has been recognized as one of the most beneficial interventions for pwud (lee & rawson, 2008) . stress reduction as a technique of cbt, either alone or in combination with pharmacotherapies, may prove beneficial in increasing quality of life and reducing cravings and promoting abstinence in clients seeking treatment for sud (goeders, 2003) . clinicians should help their patients to identify, manage, and reduce their negative emotional states associated with relapse and apply techniques of behavioral activation compatible with specific circumstances of each patient. coping skills training and crisis intervention are the most common types of cbt interventions to be recommended. matrix model is a multi-element package of therapeutic strategies to produce an integrated outpatient treatment experience (rawson & mccann, 2005; rawson et al., 1995) . treatment is delivered in an intensive outpatient program primarily in structured group sessions targeting the necessary skills. it is recommended that the meetings could be held individually instead of group format, hoping to lessen the risk of covid-19 infection. the recommended parts based on the manual (services among iranian people living with hiv and aids: a qualitative study, 2019) for the period of covid19 pandemic include: 1. rp17: taking care of yourself; 2. rp18: emotional triggers; 3. rp20: recognizing stress; 4. rp22: reducing stress; 5. rp24: acceptance; 6. rp29: coping with feelings and depression; 7. rp elective c: recreational activities. incentive-based treatment approaches (i.e. contingency management [cm] ) are effective interventions in reducing addictive behaviors in pwud (ainscough, mcneill, strang, calder, & brose, 2017; benishek et al., 2014; lee & rawson, 2008; messina, farabee, & rawson, 2003; rawson et al., 2006) . evidence also supports the cm beneficial effect on the treatment of these individuals targeting infectious disease control (herrmann , matusiewicz, stitzer, higgins, sigmon, & heil, 2017) . to take advantage of cm in the prevention of cov-id-19, the desired behaviors (e.g. washing hands every hour, cleaning hands, etc.) and their scores or prizes (e.g. take-home doses) should be clearly defined and inserted into the list, just like other desired behaviors (e.g. negative urine test). perceived social support from relatives and friends is a major predictor for retention in treatment for pwud shirinbayan, rafiey, vejdani roshan, narenjiha, & farhoudian, 2010) and the main factor of psychological resilience to disaster (radfar, nematollahi, & arasteh, 2016; rodriguez-llanes, vos, & guha-sapir, 2013) . considering the importance of family support, clinicians are advised to engage family and care providers more than ever during the pandemic. attracting other sources of social support such as guaranteed wages and an increase in social security payments will help the individual to pass this period with a better outcome. opioids such as methadone are respiratory depressants, and tolerance develops very slowly and incompletely. when patients under mmt acquire covid-19, they should be more closely monitored for both worsening respiratory functions and methadone toxicity. abrupt cessation of methadone must be avoided because anxiety and agitation due to withdrawal syndrome may induce or worsen cardiorespiratory complications (friedman, kamel, perez, & hamada, 2003; kienbaum, thurauf, michel, scherbaum, gastpar, & peters,, 1998) . the prevalence of kidney impairment in hospitalized covid-19 patients is high, and renal insufficiency increases the risk for in-hospital deaths (cheng et al., 2020) . studies indicate that heroin users, especially pwid, suffer from nephropathy (cunningham, brentjens, zielezny, andres, & venuto, 1980; do sameiro faria, sampaio, faria, & carvalho, 2003; may, helderman, eigenbrodt, & silva, 1986) . other studies confirm that individuals using amphetamine (ginsberg, ertzman, & schmidt-nowara, 1970; rifkin, 1977) , cocaine (merigian & roberts, 1987; norris et al., 2001; sharff, 1984) , alcohol (de marchi, cecchin, basile, bertotti, nardini, & bartoli, 1993; perneger, whelton, puddey, & klag, 1999) , and potent cannabis (abodunde, nakda, nweke, & veera, 2012; gudsoorkar & perez jr, 2015) are more likely to suffer from renal failure. it might be logically concluded that people with a history of drug consumption are more prone to contract renal insufficiency when they are infected to covid-19; however, there is not any revealing evidence so far. evidence suggests that renal insufficiency does not affect the metabolism of methadone in mmt patients (murtagh, chai, donohoe, edmonds, & higginson, 2007) . despite this issue, patients in acute renal failure due to covid-19 should be monitored for signs of methadone toxicity because of other reasons for renal insufficiency. heart diseases increase the risk factors of death due to covid-19 to 6% in affected individuals with hypertension, 7.3% in diabetics, and 10.5% in patients with other cardiovascular diseases (murtagh et al., 2007) . individuals with a history of alcohol or drug use are more likely to have cardiac pathology. excessive alcohol consumption (fabrizio & regan, 1994; mirijello et al., 2017) , amphetamine (giv, 2017; o'neill et al., 2004) , heroin (routsi et al., 2007) , and cocaine (barton duell, 1987) are all associated with the increased risk of cardiac pathology. contracting covid-19 sometimes can result in moderate to severe pain including myalgia, sore throat, and headache that requires pain management. it is recommended that acute pain in pwid with covid-19 is managed in consultation with pain or addiction specialists. people who use opioids regularly will require additional opioids for the management of pain (athanasos, smith, white, somogyi, bochner, & ling, 2006; doverty et al., 2001) . buprenorphine as a high-affinity partial agonist of mu-receptors has an analgesic effect in divided doses, but stops effecting other opioid analgesics and hinders acute pain management in case of necessity (harrington & zaydfudim, 2010) . in this case, buprenorphine can be ceased and opioid analgesics used or buprenorphine can be continued and non-opioid medications such as clonidine, pregabalin/gabapentin and ketamine can be used (goel et al., 2019) . health services will need to rapidly adapt to the cov-id-19 situation. they will need to establish a mechanism of making decisions quickly and under stress, to identifying the essential services to be continued, to develop new mechanisms of patient flow (including screening, batching and referral), to redistribute staff from non-essential roles, and maintaining the continuity of essential supplies (communications, 2020) . to reduce the risk of transmission, it is generally recommended that nonessential services close, or make their services available by telephone or on-line. when face-to-face services are required, some modifications may need to be made to the service system, for the identification of cases, the protection of staff, the reduction of transmission, and to ensure the continuity of essential services (interim guidline for healthcare facilities, 2020). when health services remain open in a pandemic, they should first invite all visitors to wash their hands before they touch anything. then they should screen all new visitors with whatever sars-cov-2 screening mechanism is appropriate for the local conditions. this may include a combination of temperature (where possible measured with a non-touch thermometer), clinical symptoms (cough, shortness of breath, sore throat), and epidemiological criteria (recent travel, contact with cases, health care worker). where, possible, patients meeting the testing criteria should be tested on-site and then directed to isolate themselves awaiting the results. for testing and any subsequent clinical interaction, staff should wear personal protective equipment (ppe) to protect themselves from transmission. if the client is coughing, it is preferable they should also wear a surgical mask (world health organization, 2020c). transmission is through to be mostly via droplet spread when people who are infected sneeze, cough or talk. staff and patients should wash their hands frequently and be careful what they touch. surfaces should be cleaned after they have potentially contaminated. depending on the availability of ppe and the risk in the local community, it may be appropriate for staff to wear masks and gloves, or even gowns and eye protection. patients with symptoms should wear a mask to prevent transmission through cough and sneezing. patients can be divided into three risk groups, those with confirmed sars-cov-2 virus, patients who meet criteria for testing awaiting test results, and other patients with differing levels of ppe depending on the availability of ppe. preferably, patients with different risk levels should be treated in different parts of the health service. staff and patients should keep a distance from each other (world health organization, 2020c). in addition to providing ost, services should take the opportunity to encourage cessation of smoking by prescription of nrt, and by the distribution of naloxone and overdose resuscitation. in preparation of staff members being sick or isolated awaiting test results, each staff member involved in ost treatment should have at least one other staff member who can continue their role if they are sick. where possible, staff may separate into different teams who have even less contact, so that if one person is sick then the risk of all needing to isolate themselves is reduced (guide on business continuity planning for covid-19, 7 february, 2020). pwud are a marginalized hard-to-reach population living in crowded groups with lower access to healthcare. they usually suffer from poorer health, weaker immune function, chronic infections, as well as various issues with physical and psychiatric comorbidities. consequently, they have a higher risk of contracting co-vid-19 and its transmission and casualties. we believe that substance use and covid-19 have a complicated relationship with each other. in summary, we suggest the following items: health authorities should develop and apply specific strategies for pwud for early covid-19 identification and patient isolation, interrupting transmission, providing appropriate care, attending medical issues, and minimizing negative social impact. health authorities are responsible for providing adequate healthcare for pwuds. they may be required to repurpose and reorient health services through a business continuity team. this team implements evidence-based programs and makes decisions on how the organizations will continue to provide their services. also, they make sure that all ost patients have adequate access to their opioid drugs. treatment sectors should provide essential requirements, as well as software and programs tailored to their own clients' needs. staff may also teach the patients the hygiene rules, self-monitoring for signs of illness, and rapid reporting of the disease in case of occurrence. a mechanism for frequently screening for signs and symptoms of infection should be established. internet and mobile-based social media communications should be considered as the first-line approaches for education and appropriate interventions. opioid users face increased challenges; some concerns are about their take-home doses and repetitive visits that make it impossible for them to stay at home. this pandemic could be considered as an extraordinary circumstance; the clinicians should facilitate ost protocol for clinically stable patients and cancel all group-based interventions or therapies. healthcare workers in substance use treatment facilities are also facing a higher risk of infection, burnout, distress, psychiatric disorders, discrimination, and violence. the essential right for each service provider, no matter a peer group or professional service provider, is to be safe and secure, in both physical and mental health aspects. misinformation, social isolation, ensuing economic depression, and possible grief reactions may result in exacerbation of public fear, panic, and distress that can be followed by lapse and relapse in ex-drug users. stress reduction, crisis interventions, coping skills training, motivational interviewing, and tailored and modified relapse prevention interventions, modification in contingency-based management for rewarding virus transmission preventive behaviours, attracting family support, managing patients' vocational problems are the main helpful psychosocial interventions. in this period, internet-based psychotherapy and phone counseling are highly recommended. there are many medical considerations regarding pwud that other physicians in charge of the management of co-vid-19 treatment should keep in their minds. clinicians should be careful in the differentiation between withdrawal signs and symptoms and those of covid-19 infection. pwud may have different clinical manifestations due to various etiologies. healthcare providers should consider different possible manifestations and, more importantly, avoid any type of medical stigma or discrimination against pwud. pwud regularly self-medicate their physical and mental problems with drugs, which may mask critical covid-19 symptoms. a number of drug-drug interactions between substance of use, addiction treatment medications, and covid-19 medications must be considered in terms of toxicity, withdrawal, and exacerbation of fatal side effects. there is also a possible overlap of pathological laboratory results of the cbc and liver enzymes in pwud and people with covid-19 infection. histories of renal failure, cardiovascular and metabolic diseases are more likely to emerge in pwud that put them at higher risk of morbidity and mortality after contracting covid-19 pain management in pwud, specifically opioid users and patients under ost, has some complexity, which calls for the involvement of joint expertise. the study has been conducted with no funds from external sources. original idea, wrote initial topics and headlines, and the first draft: ali farhoudian and seyed ramin radfar; participated in the literature review, writing, editing, and revision of the report and reached consensus on the conclusion: all authors. the authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest. we are immensely grateful to dr. richard rawson, professor at integrated substance abuse programs, university of california, los angeles, and dr. richard schottenfeld, senior research scientist at yale school of medicine, for their comments during the process of writing the manuscript. the views expressed are those of the author (s) and not necessarily dr. richard rawson and or dr. richard schottenfeld. authors also respectfully dedicate the article to the souls of all healthcare providers who lost their precious lives in the fight against covid-19. cannabinoid hyperemesis syndrome presenting with recurrent acute renal failure an assessment of the level of concern among hospital-based health-care workers regarding mers outbreaks in saudi arabia stigma, discrimination and the health of illicit drug users. drug and 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of 72314 cases from the chinese center for disease control and prevention pathological findings of covid-19 associated with acute respiratory distress syndrome. the lancet respiratory medicine cocaine use disorder is associated with changes in th1/th2/th17 cytokines and lymphocytes subsets a novel coronavirus from patients with pneumonia in china covid-19 in wuhan: immediate psychological impact on 5062 health workers. medrxiv coronavirus disease 2019 (covid-19): a perspective from china key: cord-258128-qtmjgrml authors: mirjalili, mahtabalsadat; shafiekhani, mojtaba; vazin, afsaneh title: coronavirus disease 2019 (covid-19) and transplantation: pharmacotherapeutic management of immunosuppression regimen date: 2020-07-03 journal: ther clin risk manag doi: 10.2147/tcrm.s256246 sha: doc_id: 258128 cord_uid: qtmjgrml the 2019 novel coronavirus disease (covid-19) was first detected in wuhan, hubei province, china, in late 2019. since then, covid-19 has spread to more than 200 countries in the world, and a global pandemic has been declared by the world health organization (who). at present, no vaccines or therapeutic regimens with proven efficacy are available for the management of covid-19. hydroxychloroquine/chloroquine, lopinavir/ritonavir, ribavirin, interferons, umifenovir, remdesivir, and interleukin antagonists, such as tocilizumab, have been recommended as potential treatment options in covid-19. transplant patients receiving immunosuppressant medications are at the highest risk of severe illness from covid-19. at the same time, with regard to receiving polypharmacy and immunosuppressants, treatment options should be chosen with more attention in this population. considering drug–drug interactions and adverse effects of medications used for the treatment of covid-19, such as qt prolongation, the dose reduction of some immunosuppressants or avoidance is recommended in transplant recipients with covid-19. thus, this narrative review describes clinically important considerations about the treatment of covid-19 and immunosuppressive regimens regarding modifications, side effects, and interactions in adult kidney or liver allograft recipients. severe acute respiratory syndrome coronavirus 2 (sars-cov-2) is a novel virus which was first detected in humans in late december 2019 1 its emergence was first reported in wuhan, hubei province, china, followed by a large outbreak in that country. 1, 2 by january 2020, a global public health emergency had been announced by the world health organization (who) and two months later, in march, the who declared the coronavirus outbreak a global pandemic. by may 28, 2020, a total number of 5,593,631 cases and 353,334 confirmed deaths caused by had been reported by the who. since then, covid-19 has continued to spread, and cases are currently reported in 203 countries. 3 transplant patients receiving immunosuppressive therapy are at the highest risk of severe illness from covid-19. the prevalence of human coronavirus (hcov) was 8.8% in immunocompetent vs 4.5% in immunocompromised patients. 4 in another study evaluating 540 bronchoalveolar lavage (bal) samples from patients in a 20-month period, more than half of the patients diagnosed with hcov were solid organ recipients. 5 studies have also been published in spain and italy, as active centers in solid organ transplantation in europe, evaluating transplanted patients with covid-19. 6, 7 so, a balance is needed between optimal and safe immunosuppression regimens to maintain graft function and the management of covid-19. two of the most important challenges ahead are modifying immunosuppressive regimens and the management of drug interactions, as well as adverse events of treatment options for covid-19 in transplant patients. considering the novelty of covid-19 and the lack of valid randomized clinical trials regarding its treatment, particularly the management of transplant patients, this study aims to review the published articles and interim guidelines in this regard. because of the limited experience on covid-19 in transplant recipients, the following points are based on studies conducted so far on this disease and also previous articles regarding severe acute respiratory syndrome coronavirus (sars-cov-1) and middle east respiratory syndrome-related coronavirus (mers-cov). on the other hand, more attention should be paid to therapeutic interventions for these patients, particularly in the icu setting and ensuring safe medication use. 8 thus, this review describes clinical important considerations about the treatment of covid19 and immunosuppressive regimens, regarding modifications, side effects, and interactions in adult kidney or liver allograft recipients. table 1 shows a summary of medications which are used or suggested for the management of covid-19 patients, according to recent studies. in stable patients who can be treated as outpatients, monotherapy with chloroquine/hydroxychloroquine (with doses mentioned in table 1 ) or combination therapy with oseltamivir in high-risk areas for h1n1 outbreaks is suggested. based on interim guidelines from china and belgium, in patients with unstable respiratory conditions (respiratory rate >30 breaths/min, pao 2 <93%, or extensive pulmonary infiltration) who need to be admitted to hospital because of sars, chloroquine/hydroxychloroquine in combination with lopinavir/ritonavir after the discontinuation of chloroquine/hydroxychloroquine, with or without ribavirin, or using remdesivir and interleukin (il) antagonists, such as tocilizumab, is suggested. 9,10 however, some guidelines may advise against these suggestions. the data regarding modification of the immunosuppressive regimen in transplant patients with covid-19 are limited; thus, we have to utilize the recommendations provided in transplant guidelines by scientific communities related to transplantation. for instance, the guideline provided by massachusetts general hospital has suggested that in non-critically ill kidney and liver transplant recipients, cyclosporine and tacrolimus doses should be reduced by 50% and their plasma concentrations should remain within 25-50 ng/ml and 3-5 ng/ml, respectively. also, it has been recommended that antimetabolites, such as mycophenolate mofetil or mycophenolatesodium (myfortic and cellcept) and azathioprine, should be stopped. at the same time, this guideline has recommended stopping all immunosuppressants in critically ill patients and administering prednisolone, but the dose has not been mentioned.11 meanwhile, the american association for the study of liver diseases (aasld) has announced that there is no need to discontinue or decrease the dose of immunosuppressants in non-critically ill patients. 12 in one case report regarding the successful treatment of a kidney transplant recipient with pneumonia caused by sars-cov-2 in china, all the immunosuppressants were stopped and the patient received 5 g intravenous immunoglobulin (ivig) on the first day and then 10 g/day for the next 11 days, with 40 mg/day methylprednisolone for 12 days and 5 million units/day interferon as atomization inhalation. 13 however, using corticosteroids in the management of patients with acute respiratory distress syndrome (ards) or those affected with covid-19 is controversial. 14 the who advises against the use of corticosteroids for the management of severe acute respiratory infection when sars-cov-2 is suspected, unless indicated for another reason, such as an asthma attack or reversible septic shock. 15, 16 inhibition of the immune response, reduction in pathogen clearance and an increase in viral shedding have been observed following the use of corticosteroids. 17, 18 considering that adverse clinical outcomes and increased mortality and morbidity following the administration of corticosteroids in patients with respiratory infections caused by respiratory syncytial virus (rsv), influenza, sars-cov-1, or mers-cov may be due to an increased risk of secondary bacterial infections, their use for the prevention of disease progression or its treatment remains under discussion. 19 in this regard, more precautions should be taken in transplant patients, because these agents are the main components of immunosuppression and their abrupt discontinuation may lead to an increased risk of acute rejection or flares in some liver transplant situations, such as autoimmune hepatitis. so, the aasld suggests avoiding high doses of corticosteroids in these patients, and whenever the dose reduction is unavoidable, a minimum dose of 10 mg/day prednisone should be considered to avoid adrenal insufficiency. 12 considering the pulmonary adverse effects of mammalian target of rapamycin (mtor) inhibitors (ie, sirolimus and everolimus), including drug-induced pneumonitis and interstitial lung disease, 20 it is reasonable to stop mtor inhibitors and substitute them with calcineurin inhibitors (cnis). 20 so far, no specific regimen has been suggested for acute rejection episodes in liver and kidney transplant patients suffering from covid-19, but considering the positive role of ivig in the management of patients with covid-19 in some experiences, administering ivig as part of the treatment of antibody-mediated acute rejection in kidney transplant patients may be useful. 21, 22 as mentioned earlier in this section, the decrease in immunosuppression in transplant recipients leads to an increase in rejection risk. thus, modification of the immunosuppression regimen should be rational and individualized. another important issue to be considered is that sars-cov-2 can present as renal or hepatic impairment and it is necessary to differentiate these clinical manifestations from rejection episodes in liver or kidney recipients. according to the affinity between sars-cov-2 and angiotensin-converting enzyme-2 (ace-2) receptors, which are enriched in the lung, liver, and biliary systems, an increase in liver enzymes, such as aspartate transaminase (ast), alanine transaminase (alt),alkaline phosphatase (alp), and gamma-glutamyl transferase (ggt), was seen in patients affected with covid-19. 23, 25 the incidence of elevated liver enzymes in these patients ranges from 14% to 53%. 26 features of renal impairment, such as massive albuminuria, hematuria, and elevation in blood urea nitrogen or serum creatinine, are also present in these patients, with an incidence ranging between 14.1% and 44%. 27 therapeutic options for the management of liver or kidney injury following covid-19 include limiting the use of hepatotoxic medications such as acetaminophen for fever management. using compounds such as glycyrrhizic acid, owing to its steroid-like characteristics, could reduce hepatocyte inflammation to some extent. 28 also, one stud suggested using ursodeoxycholic acid and s-adenosylmethionine for the improvement of cholestatic liver injury caused by covid-19. 29 the suggested drug regimens for the treatment of covid-19 have several drug-drug interactions and adverse drug reactions regarding immunosuppressive medications, which are mentioned in table 2 . these points are discussed in more detail below. chloroquine phosphate or hydroxychloroquine, which has antimalarial characteristics, is one of the drugs used for the management of covid-19 owing to its inhibitory effect on viral replication and its appropriate lung permeability. 30, 31 the suggested dose for chloroquine and hydroxychloroquine is 500 mg twice daily for 10 days and 400 mg daily for 10-14 days, respectively. 30 if hydroxychloroquine is used in combination with lopinavir/ritonavir, a loading dose of 200 mg twice daily should be administered on the first day, then hydroxychloroquine should be discontinued and lopinavir/ritonavir initiated. an increase in liver enzymes, particularly when used concurrently with hepatotoxic drugs, gastrointestinal upset, and hemolytic anemia in patients with glucose-6-phosphate dehydrogenase (g6p) deficiency are important adverse effects of this drug. 32 this drug can cause qt prolongation, too. so, prior to initiating this medication, the risk factors for qt prolongation, including hypomagnesemia, hypokalemia, and cardiomyopathy, should be evaluated and eliminated if possible. 33 this adverse effect can also occur when chloroquine or hydroxychloroquine is used in combination with lopinavir/ritonavir, another drug used for the management of covid-19, or some other qtc-prolonging medications, including antipsychotics (eg, pimozide) or cardiac medications (eg, digoxin). occasional headaches, dizziness, loss of appetite, and maculopathy (in long-term use) are other adverse effects of this drug. 34 regarding the interactions between these drugs and immunosuppressants, it should be mentioned that chloroquine and hydroxychloroquine, as well as cnis and mtor inhibitors, can cause qt prolongation. furthermore, everolimus is a cyp3a4 inhibitor and can theoretically increase hydroxychloroquine and chloroquine concentration, and potentiates the qt-prolonging effect of these drugs. cyclosporine concentration is also affected by hydroxychloroquine and chloroquine by inhibiting their metabolism through the inhibition of cyp3a4. therefore, the cyclosporine level should be monitored periodically and the dose may be decreased if necessary. 35, 36 removal of the drug by hemodialysis is negligible. it is suggested that 50% of the usual dose should be administered in patients with a glomerular filtration rate (gfr) <10 ml/min, but 100% of the usual dose is recommended for patients on continuous renal replacement therapy (crrt). 37, 38 lopinavir/ritonavir another drug of interest in the management of covid-19 is lopinavir/ritonavir. lopinavir is a protease inhibitor (pi) which has been used for years in the treatment of human immunodeficiency virus (hiv). ritonavir increases the plasma half-life of lopinavir due to its inhibition of cyp450 enzymes. 39 some previous studies have shown positive results in using this drug against sars and mers. 122, 123 thus, this drug has drawn medical attention for the management of covid-19. 40 although some studies have reported positive effects of this drug on covid-19, 21,41 a recently published article questioned its efficacy. 42 based on limited studies, using lopinavir as monotherapy or in combination with umifenovir (arbidol®), ribavirin, or interferon could help in the management of patients with covid-19; 21 however, a clinical trial did not demonstrate any superiority of lopinavir monotherapy over standard care supportive therapy. 42 therefore, further evaluations are required regarding its efficacy and safety. so far, few studies have been conducted regarding the use of this drug in liver and kidney transplant patients, but if it is administered to this population, its adverse effects and interactions with immunosuppressants and other medications used in transplant patients, such as fluoroquinolones for the treatment of gram-negative infections, should be considered. although gastrointestinal upset, including nausea and vomiting, is the most important adverse effect of this drug, 39 qt prolongation in combination with other medications used in the covid-19 treatment regimen is also an issue of concern. thus, it should be prescribed cautiously in patients with significant risk factors, such as previous second-and third-degree heart block. 43 a rise in liver enzymes, particularly in decompensated cirrhosis, and pancreatitis have also been reported with its use in hiv patients. 39 ritonavir is an inhibitor of cyp3a4 and to a lesser extent cyp2d6, as well as an inhibitor of intestinal glycoprotein p. 44 the majority of immunosuppressants are metabolized by cyp450 isoenzymes and eliminated via glycoprotein p. for instance, tacrolimus and cyclosporine are metabolized by this system, while mycophenolic acid is metabolized by uridine diphosphate glucuronosyltransferase (ugt) and has fewer interactions with antiretroviral therapy. 44, 46 several studies have reported a significant increase in the plasma concentration of tacrolimus (8-20fold) when used with pis. 45, 46 therefore, based on the available evidence on hiv-positive kidney and liver recipients, who received tacrolimus and lopinavir concurrently, the recommended dose of tacrolimus is 0.5 mg every 5-7 days and its plasma concentration should be maintained between 6 and 8 ng/ml. 44, 47 if daily administration of tacrolimus is preferred, the dose of 0.03-0.08 mg daily or a reduction to one-twentieth to one-fiftieth of baseline daily dose is recommended. 12, 46 another cni, cyclosporine, has less severe drug interactions with pis than tacrolimus, but an increase in its plasma concentration, particularly when used with hydroxychloroquine, is of great importance. thus, based on studies conducted on hiv-positive kidney and liver recipients who received cyclosporine and lopinavir/ritonavir concurrently, the cyclosporine dose should be reduced to one-fifth of the total daily dose to achieve 100-200 ng/ml as the target plasma concentration (eg, 25 mg every 1-2 days), and daily plasma concentration measurement is also recommended. 15, 48 as mentioned earlier (see "immunosuppressive medications", above), temporary discontinuation of mtor inhibitors in transplant patients with covid-19 at the discretion of the transplant team is recommended. however, if they are continued, the drug interaction with pis should be noted, and a 50-90% reduction in dose of sirolimus and discontinuation of everolimus should be considered in concurrent use with pis. 49, 51 ribavirin ribavirin is a nucleotide/nucleoside analogue which is effective against a wide range of dna and rna viruses. 52 the oral dosage form in combination with interferon is used in the treatment of chronic hepatitis c and the inhalation form is administered in the treatment of rsv. 53 it is considered as a promising agent in the management of covid-19 because of effective clinical experience with this agent in mers. 54, 55 if this drug is administered in transplant patients with covid-19, the risk of drug interactions and adverse effects should be noted. hemolytic anemia 1-2 weeks after the initiation of ribavirin, particularly in combination with interferons, is of great importance. patients with cardiovascular comorbidity need more attention regarding this adverse effect. 52 the concurrent use of ribavirin with bone marrow suppressant drugs, such as antimetabolites, cotrimoxazole, ganciclovir, and valganciclovir, which may be used in transplant patients, causes thrombocytopenia and pancytopenia. 56 considering renal elimination of ribavirin, its use is not recommended in patients with a gfr <50 ml/min because the risk of hemolytic anemia increases. 57 remdesivir, which is an adenosine analogue and rna polymerase inhibitor, acts as an antiviral agent and has been successful in the treatment of mers-cov and ebola in clinical and animal models. 58, 60 thus, this drug has been mentioned in some studies as one of the treatment options for covid-19 and its efficacy in covid-19 is under investigation in clinical trials. 61, 124 currently, nine clinical trials are being conducted regarding the safety and efficacy of remdesivir in patients with covid-19. 62 at this time, there is no widespread access to this drug and its use is limited to clinical trials, emergency treatment, and compassionate use requests, but its manufacturer, gilead (foster city), is trying to expand its access programs during the covid-19 outbreak. 28, 63 the suggested dose is 200 mg stat and then 100 mg daily for 9 days. 64 considering the limited studies on remdesivir, sufficient data regarding its side effects, drug interactions, and safety are not available and we should wait for further studies. no drug interactions are expected between remdesivir and immunosuppressants used in transplantation settings. however, considering the lack of knowledge regarding the safety of remdesivir coadministration with immunosuppressants, it is suggested that their blood concentrations should be closely monitored. 15 the aasld has warned about its hepatotoxic effects in transplanted patients. 12 umifenovir is another potential option for covid-19 treatment. it is a broad-spectrum antiviral agent used in the treatment and prevention of influenza and it has in vitro activity against sars-cov-2. 65 studies published after the emergence of sars-cov-2 indicate that it has positive effects on covid-19, in combination with other therapeutic options. the suggested dose in one study is 200 mg every 12 hours for 10 days. 66 in a case report regarding two kidney transplant patients with covid-19 who were treated successfully, umifenovir was one of the therapeutic options. 67 umifenovir is metabolized by the liver, particularly cyp3a4, so it should be used with caution in patients with liver failure. 68 its protein binding is high; thus, it should be used cautiously in patients receiving other medications with high protein binding. 69 so far, no data are available regarding its effects when used concurrently with immunosuppressants. ifn type i, such as ifn-α and ifn-β, and ifn type ii, such as inf-γ, are considered important components of the host immune response to viral infections. 70 interferons have been used in the treatment of hepatitis c virus (hcv) in combination with ribavirin, owing to their positive effect on viral replication and immunomodulatory properties. 71 after the emergence of sars-cov-1 in 2003 and mers-cov in 2013, studies regarding the effects of ifns in their treatment have been conducted. 72, 74 currently, ifns are being studied for the treatment of covid-19. ifns have been used as nebulization or subcutaneous injections in these studies. 75, 76 although it is too early to make judgments about the efficacy of ifns in the management of covid-19, the following points should be considered in kidney or liver transplant recipients with covid-19 for whom infs are initiated. long-term use of ifns may cause bone marrow suppression, so it is recommended not to use these agents in severe neutropenia or thrombocytopenia. 77 moreover, their use can lead to hepatotoxicity. there are several reports of hepatoencephalopathy, jaundice, and acute liver failure in patients receiving ifn for the treatment of hcv. 78 at the same time, acute and chronic rejection, plasma cell hepatitis, and consequently graft failure have been reported in liver transplant recipients using pegylated interferon. 79, 81 also, acute humoral rejection in kidney transplant recipients with hcv treated with ifn has been reported. 82 therefore, ifns are not recommended in kidney and liver transplant recipients because of the risk of rejection. a hyperinflammatory syndrome, which presents with fulminant and fatal hypercytokinemia, is mentioned as covid-19 pathogenesis in the majority of studies conducted in this regard. 83 some studies have mentioned positive effects of il-1 inhibitor (anakinra) and il-6 antagonist (tocilizumab) in covid-19, and clinical trials are being conducted to evaluate the efficacy of these agents in the management of this disease. 84, 85 thus, we should wait for the results of these studies. studies on the safety of tocilizumab in transplantation have so far been restricted to steroid-refractory acute graft-versus-host disease (gvhd), 86, 125 and studies regarding the safety of this agent in kidney and liver transplantation are limited. although studies on the efficacy and safety of tocilizumab in transplantation are scarce, some case reports have indicated that the use of monotherapy or combination therapy with tocilizumab improved the status of transplant recipients with covid-19. 85, 87 it is worth mentioning that some aspects of tocilizumab administration, such as time of initiation (early vs late phase), route of administration (subcutaneous vs intravenous), and dose, are not clear yet, and we have to wait for the results of clinical trials. 88 we found case reports mentioning liver damage and fulminant liver failure due to hepatitis b reactivation following tocilizumab therapy. 89, 91 however, there are some studies reporting successful treatment by tocilizumab of chronic antibody-mediated rejection in kidney transplant patients. 86, 126 considering the specific adverse effects of tocilizumab, including upper respiratory tract infections, cardiovascular complications, and hepatic failure, 92 it seems that until an official announcement of the results of ongoing studies, its use in transplant patients with covid-19 is debatable. sometimes, medications other than antivirals are used for symptomatic therapy or supportive care in covid-19 patients. for the management of fever, myalgia, or headache caused by covid-19 or by medication such as hydroxychloroquine, acetaminophen (paracetamol) is recommended as the first line agent, but acetaminopheninduced hepatotoxicity should be noted and the dose should be no more than 2 g/day. 12 regarding the use of non-steroidal anti-inflammatory drugs (nsaids) in covid-19 patients, no conclusive evidence is available. the mechanism of action of nsaids includes inhibition of cyclooxygenase (cox)1/cox2. these enzymes are responsible for the production of prostaglandins (pgs), such as pge 2 /pgd 2 and pgi 2 , which can promote and restrain inflammation. 93 it is reported in one study that inflammation worsens following nsaid administration in covid-19 patients, particularly those receiving ibuprofen. 94 in one study, ibuprofen induced overexpression of ace2 in diabetic rats. 95 this effect can theoretically worsen the inflammatory course in patients suffering from covid-19. 96 however, some studies have concluded that owing to the anti-influenza properties of naproxen, 97, 98 it may be effective in covid-19 patients. 99 also, considering the antiviral activity of indomethacin on coronavirus replication in vitro, it may be effective in covid-19 patients. 100 it is too early to make judgments about the effects of nsaids in the management of covid-19 patients, and particularly transplant recipients, and we should wait for the results of ongoing studies, 101 but the following points should be considered in the management of covid-19 in kidney and liver transplant recipients. administration of nsaids in kidney transplant patients increases the risk of acute kidney injury (aki) owing to their mechanism of action (inhibition of pg synthesis) and decrease in renal blood flow. 102 the risk of aki increases with the concurrent use of cnis as the basis of immunosuppression in kidney transplant recipients. 103 also, concern exists regarding nsaid administration in liver transplant patients, particularly due to diclofenac liver injury. 104 thus, caution should be applied when administering nsaids in transplant recipients. another complication in patients with covid-19 is nausea and vomiting (n/v). serotonin antagonists (5-ht 3 receptor antagonists), dopamine antagonists, nk1 antagonists, and antihistamines are common drugs used for the management of n/v. 105 considering polypharmacy in patients with covid-19, special attention should be given to drug interactions between antiemetics and other administered medications when treating n/v in this population. for instance, the risk of qt prolongation is high in concurrent use of lopinavir/ritonavir, hydroxychloroquine, and serotonin antagonists, such as ondansetron and granisetron, or nk antagonists, such as aprepitant, and it is better to avoid their concurrent use. 106 furthermore, serotonin syndrome is predictable in concurrent use of serotonin antagonists with some common medications in critically ill patients, such as linezolid and fentanyl. 107,108 therefore, considering the safety of antiemetics, it is recommended to use antihistamines, such as diphenhydramine or dimenhydrinate, in patients with covid-19. also, it is advised to administer medications such as lopinavir/ritonavir after meals, and to insert an interval of at least 1 hour between these agents and emetogenic drugs, such as oseltamivir. dry cough is the main complaint of patients with covid-19. dextromethorphan, guaifenesin, codeine, and levocloperastine are safe in majority of patients and do not have any potential drug-drug interactions. 109, 110 however, the risk of serotonin syndrome with high-dose administration or prolonged use of dextromethorphan or other agents that increase serotonin should be noted. 111 in transplant patients with cardiovascular diseases and covid-19, it is necessary to continue cardiovascular medications. based on animal laboratory studies, ace2 receptors in the lung are binding sites for sars-cov-2. at first, the hypothesis was considered that taking ace inhibitors (aceis) or angiotensin ii receptor blockers (arbs) can worsen the pulmonary function of patients with covid19, 112 but further studies demonstrated that aceis or arbs can be considered as potential therapeutic options for the management of patients with covid-19. 113, 127, 128 therefore, cardiovascular disease societies recommend that patients taking aceis or arbs continue receiving their treatment and avoid the abrupt discontinuation of these drugs due to adverse effects on the course of covid-19 disease. 113 statins are another prescribed class of medications discussed in patients with covid-19. considering their antiinflammatory properties, positive clinical experience with statins in the improvement of ards in patients with ebola and mers, and their effect in upregulation of the activity of the ace2 pathway, some reports have recommended their use in patients with covid-19. 114, 116 however, some studies do not recommend the initiation or routine use of statins in patients with covid-19 owing to the paradoxical effects of statins for improving lung function in patients with viral infections and their potential side effects. the american college of cardiology recommends statin therapy only for patients with cardiovascular adverse effects caused by covid-19 or patients with clinical atherosclerotic cardiovascular disease (ascvd) or diabetes, or those at high risk of ascvd. 117, 129, 130 we should wait for further studies regarding the prescription of statins in kidney and liver transplant patients with covid-19. also, the side effects of statins, such as a rise in liver enzymes, myalgia, or, in more severe cases, rhabdomyolysis, should be considered. considering drug interactions between immunosuppressants and statins, it seems that tacrolimus is a safer option than cyclosporine in concurrent use of atorvastatin. 118, 119 it is worth mentioning that most statins are metabolized via cyt p450 isoenzymes, particularly 3a4, as well as p-glycoproteins. the coadministration of pis, such as lopinavir and darunavir, and their pharmacokinetic enhancers, such as ritonavir and cobicistat, with statins leads to increased statin levels and their adverse effects. simvastatin or lovastatin should not be administered concomitantly with ritonavir/cobicistat-boosted pis. the maximum recommended daily dose of atorvastatin and simvastatin is 20 and 10 mg, respectively, when coadministered with ritonavir/cobicistat-boosted pis. 120 mirjalili et al the maintenance of the transplanted graft and its proper function is of great importance in patients with covid-19. with regard to receiving immunosuppressants and polypharmacy, treatment options should be chosen with prudence in these patients. it is suggested that mtor inhibitors be stopped throughout the course of covid-19 and substituted with cnis. also, close therapeutic drug monitoring of immunosuppressants should be conducted in this population. considering drug-drug interactions and adverse effects of medications used for the treatment of covid-19, such as qt prolongation, the dose reduction of some immunosuppressants or avoidance of their administration should be considered in transplant recipients with covid-19. qt prolongation should be considered when using hydroxychloroquine or lopinavir/ritonavir in combination with other qtc-prolonging drugs, such as antipsychotics and cardiac medications. we should wait for further clinical trials and multicenter studies to evaluate the safety and efficacy of treatment options for covid-19 in transplant patients. the authors report no conflicts of interest in this work. successful containment of covid-19: the who-report on the covid-19 outbreak in china clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in wuhan, china who. coronavirus disease (covid-2019) situation reports the challenge of respiratory virus infections in hematopoietic cell transplant recipients a prospective hospital-based study of the clinical impact of non-severe acute respiratory syndrome (non-sars)-related human coronavirus infection 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infection taking acei/arb renin-angiotensin system inhibitors improve the clinical outcomes of covid-19 patients with hypertension statin potency and the risk of hospitalization for community-acquired pneumonia risk of pneumonia in patients taking statins: population-based nested case-control study therapeutics and clinical risk management is an international, peerreviewed journal of clinical therapeutics and risk management, focusing on concise rapid reporting of clinical studies in all therapeutic areas, outcomes, safety, and programs for the effective, safe, and sustained use of medicines key: cord-199630-2lmwnfda authors: ray, sumanta; lall, snehalika; mukhopadhyay, anirban; bandyopadhyay, sanghamitra; schonhuth, alexander title: predicting potential drug targets and repurposable drugs for covid-19 via a deep generative model for graphs date: 2020-07-05 journal: nan doi: nan sha: doc_id: 199630 cord_uid: 2lmwnfda coronavirus disease 2019 (covid-19) has been creating a worldwide pandemic situation. repurposing drugs, already shown to be free of harmful side effects, for the treatment of covid-19 patients is an important option in launching novel therapeutic strategies. therefore, reliable molecule interaction data are a crucial basis, where drug-/protein-protein interaction networks establish invaluable, year-long carefully curated data resources. however, these resources have not yet been systematically exploited using high-performance artificial intelligence approaches. here, we combine three networks, two of which are year-long curated, and one of which, on sars-cov-2-human host-virus protein interactions, was published only most recently (30th of april 2020), raising a novel network that puts drugs, human and virus proteins into mutual context. we apply variational graph autoencoders (vgaes), representing most advanced deep learning based methodology for the analysis of data that are subject to network constraints. reliable simulations confirm that we operate at utmost accuracy in terms of predicting missing links. we then predict hitherto unknown links between drugs and human proteins against which virus proteins preferably bind. the corresponding therapeutic agents present splendid starting points for exploring novel host-directed therapy (hdt) options. the pandemic of covid-19 (coronavirus disease-2019) has affected more than 6 million people. so far, it has caused about 0.4 million deaths in over 200 countries worldwide (https://coronavirus.jhu.edu/map.html), with numbers still increasing rapidly. covid-19 is an acute respiratory disease caused by a highly virulent and contagious novel coronavirus strain, sars-cov-2, which is an enveloped, single-stranded rna virus 1 . sensing the urgency, researchers have been relentlessly searching for possible therapeutic strategies in the last few weeks, so as to control the rapid spread. in their quest, drug repurposing establishes one of the most relevant options, where drugs that have been approved (at least preclinically) for fighting other diseases, are screened for their possible alternative use against the disease of interest, which is covid-19 here. because they were shown to lack severe side effects before, risks in the immediate application of repurposed drugs are limited. in comparison with de novo drug design, repurposing drugs offers various advantages. most importantly, the reduced time frame in development suits the urgency of the situation in general. furthermore, most recent, and most advanced artificial intelligence (ai) approaches have boosted drug repurposing in terms of throughput and accuracy enormously. finally, it is important to understand that the 3d structures of the majority of viral proteins have remained largely unknown, which raises the puts up the obstacles for direct approaches to work even higher. the foundation of ai based drug repurposing are molecule interaction data, optimally reflecting how drugs, viral and host proteins get into contact with each other. during the life cycle of a virus, the viral proteins interact with various human proteins in the infected cells. through these interactions, the virus hijacks the host cell machinery for replication, thereby affecting the normal function of the proteins it interacts with. to develop suitable therapeutic strategies and design antiviral drugs, a comprehensive understanding of the interactions between viral and human proteins is essential 2 . when watching out for drugs that can be repurposed to fight the virus, one has to realize that targeting single virus proteins easily leads to the viruses escaping the (rather simpleminded) attack by raising resistance-inducing mutations. therefore, host-(1) we link existing high-quality, long-term curated and refined, large scale drug/protein -protein interaction data with (2) molecular interaction data on sars-cov-2 itself, raised only a handful of weeks ago, (3) exploit the resulting overarching network using most advanced, ai boosted techniques (4) for repurposing drugs in the fight against sars-cov-2 (5) in the frame of hdt based strategies. as for (3)-(5), we will highlight interactions between sars-cov-2-host protein and human proteins important for the virus to persist using most advanced deep learning techniques that cater to exploiting network data. we are convinced that many of the fairly broad spectrum of drugs we raise will be amenable to developing successful hdt's against covid-19. in the following, we will first describe the workflow of our analysis pipeline and the basic ideas that support it. we proceed by carrying out a simulation study that proves that our pipeline accurately predicts missing links in the encompassing drug -human protein -sars-cov-2-protein network that we raise and analyze. namely we demonstrate that our (high-performance, ai supported) prediction pipeline accurately re-establishes links that had been explicitly removed before. this provides sound evidence that the interactions that we predict in the full network most likely reflect true interactions between molecular interfaces. subsequently, we continue with the core experiments. we predict links to be missing in the full (without artificially having removed links), encompassing drug -human protein -sars-cov-2-protein network, raised by combining links from year-long curated resources on the one hand and most recently published covid-19 resources on the other hand. as per our simulation study, a large fraction, if not the vast majority of the predictions establish true, hence actionable interactions between drugs on the one hand and sars-cov-2 associated human proteins (hence of use in hdt) on the other hand. a b c d figure 1 . overall workflow of the proposed method: the three networks sars-cov-2-host ppi, human ppi, and drug-target network (panel-a) are mapped by their common interactors to form an integrated representation (panel-b). the neighborhood sampling strategy node2vec converts the network into fixed-size low dimensional representations that perverse the properties of the nodes belonging to the three major components of the integrated network (panel-c). the resulting feature matrix (f) from the node embeddings and adjacency matrix (a) from the integrated network are used to train a vgae model, which is then used for prediction (panel-d). for the purposes of high-confidence validation, we carry out a literature study on the overall 92 drugs we put forward. for this, we inspect the postulated mechanism-of-action of the drugs in the frame of several diseases, including sars-cov and mers-cov driven diseases in particular. see figure 1 for the workflow of our analysis pipeline and the basic ideas that support it. we will describe all important steps in the paragraphs of this subsection. this reduces the training time compared to the general graph autoencoder model. we tested the model performance for a different number of sampled nodes, keeping track of the area under the roc curve (auc), average precision (ap) score, and model training time in the frame of a train-validation-test split at proportions 8:1:1. table 1 shows the performance of the model for sampled sugraph sizes n s = 7000, 5000, 3000, 2500 and 1000. for 5000 sampled nodes, the model's performance is sufficiently good enough concerning its training time and validation-auc and -ap score. the average test roc-auc and ap score of the model for n s =5000 are 88.53 ± 0.03 and 84.44 ± 0.04. to know the efficacy of the model in discovering the existing edges between only cov-host and drug nodes, we train the model (with n s =5000) on an incomplete version of the graph where the links between cov-host and drugs have been removed. we further compute the feature matrix f based on the incomplete graph, and use it. the test set consists of all the previously removed edges. the model performance is no doubt better for discovering those edges between cov-host and drug nodes (roc-auc: 93.56 ± 0.01 ap: 90.88 ± 0.02 for 100 runs). the fastgae model is learned with the feature matrix (f) and adjacency matrix (a). the node feature matrix (f) is obtained from a using the node2vec neighborhood sampling strategy. the model performance is evaluated with and without using f as feature matrix. figure 2 shows the average performance of the model on validation sets with and without f as input for the different number of sampling nodes. we calculate average auc, and ap scores for 50 complete runs of the model. from figure 2 , it is evident that including f as feature matrix enhances the model's performance markedly. we use the node2vec framework to learn low dimensional embeddings of each node in the compiled network. it uses the skipgram algorithm of the word2vec model to learn the embeddings, which eventually groups nodes with a similar 'role' or having a similar 'connection pattern' within the graph. similar 'role' ensures that nodes within the sets/groups are structurally similar/equivalent than the other nodes outside the groups. two nodes are said to be structurally equivalent if they have identical connection patterns to the rest of the network 20 . to explore this, we have analyzed the embedding results in two steps. first, we explore structurally equivalent nodes to identify 'roles' and similar connection patterns to the rest of the networks, and later use lovain clustering to examine the same within the groups/clusters. the most_similar function of the node2vec inspects the structurally equivalent nodes within the network. we find out all the cov-host nodes which are most similar to the drug nodes. while it is expected to observe nodes of the same types within the neighborhood of a particular node, in some cases, we found some drugs are neighbors of cov-host proteins with high probability (pobs > 0.65). sars-cov-2 3cl protease 21 . some other drugs such as 'clenbuterol' and 'fenbendazole', the probable neighbor of ppp1cb and eef1a respectively, are used as bronchodilators in asthma. to explore the closely connected groups, we have constructed a neighborhood graph using the k-th nearest neighbor algorithm from the node embeddings and apply louvain clustering ( figure 3 -panel-c). although there is a clear separation between host proteins (including cov-host) cluster and drug cluster, some of the louvain clusters contain both types of nodes. for example, louvain cluster-16 and -17 contain four and two drugs along with the other cov-host proteins, respectively. figure 3 panel-d represents a network consisting of these six drugs and their most similar cov-host nodes. for drug-cov-host interaction prediction, we exploit variational graph autoencoder (vgae), an unsupervised graph neural network model, first introduced in 18 to leverage the concept of variational autoencoder in graph-structured data. to make learning faster, we utilized the fastgae model to take advantage of the fast decoding phase. we have used two data matrices in the fastgae model for learning: one is the adjacency matrix, which represents the interaction information over all the nodes, and the other one is the feature matrix representing the low-dimensional embeddings of all the nodes in the network. we create a test set of 'non-edges' by removing all existing links between drugs and cov-host proteins from all possible combinations (332 cov-host × 1302 drugs) of edges. the model is trained on the whole network with the adjacency matrix a and feature matrix f. the trained model is then applied to the test 'non-edges' to know the most probable links. we identified a total of 692 most probable links with 92 drugs and 78 cov-host proteins with a probability threshold of 0.8. the predicted cov-host proteins are involved in different crucial pathways of viral infection (table 4). the p-values for pathway and go enrichment are calculated by using the hypergeometric test with 0.05 fdr corrections. figure 4 , panel-a shows the heatmap of probability scores between predicted drugs and cov-host proteins. to get more details of the predicted bipartite graph, we figure 4 . drug-cov-host predicted interaction: panel-a shows heatmap of probability scores between 92 drugs and 78 cov-host proteins. the four predicted bipartite modules are annotated as b1, b2, b3 and b4 within the heatmap. the drugs are colored based on their clinical phase (red-launched, preclinical-blue, phase2/phase3-green and phase-1/ phase-2-black ). panel-b, c, d and e represents networks corresponding to b1, b2, b3 and b4 modules.the drugs are annotated using the disease area found in cmap database 22 a b c d e figure 5 . predicted interactions for probability threshold: 0.9. panel-a shows the interaction graph between drugs and cov-host. drugs are annotated with their usage. panel-b, c, d and e represents quasi-bicliques for one, two, three and more than three drugs molecules respectively. use a weighted bipartite clustering algorithm proposed by j. beckett 23 . this results in 4 bipartite modules (panel-a figure 4): b1 (11 drugs, 28 cov-host), b2 (4 drugs, 41 cov-host), b3 (71 rugs and 4 cov-host), and b4 ( 6 drugs and 5 cov-host). the other panels of the figure show the network diagram of four bipartite modules. b1 contains 11 drugs, including some antibiotics (anisomycin, midecamycin), and anti-cancer drugs (doxorubicin, camptothecin). b3 also has some antibiotics such as puromycin, demeclocycline, dirithromycin, geldanamycin, and chlortetracycline, among them, the first three are widely used for bronchitis, pneumonia, and respiratory tract infections 24 . some other drugs such as lobeline and ambroxol included in the b3 module have a variety of therapeutic uses, including respiratory disorders and bronchitis. the high confidence predicted interactions (with threshold 0.9) is shown in figure 5 panel-a. to highlight some repurposable drug combination and their predicted cov-host target, we perform a weighted clustering (clusterone) 25 on this network and found some quasy-bicluques (shown in panel-b-e) we matched our predicted drugs with the drug list recently published by zhou et al. 13 and found six common drugs: mesalazine, vinblastine, menadione, medrysone, fulvestrant, and apigenin. among them, apigenin has a known effect in the antiviral activity together with quercetin, rutin, and other flavonoids 26 . mesalazine is also proven to be extremely effective in the treatment of other viral diseases like influenza a/h5n1 virus. 27 . baclofen, a benzodiazepine receptor (gabaa-receptor) agonist, has a potential role in antiviral associated treatment 28 . antiinflammatory antecedents fisetin is also tested for antiviral activity, such as for inhibition of dengue (denv) virus infection 29 . it down-regulates the production of proinflammatory cytokines induced by a denv infection. both of the drugs are listed in the high confidence interaction set with the three cov-hosts: tapt1 (interacted with sars-cov-2 protein: orf9c), slc30a6 (interacted with sars-cov-2 protein: orf9c), and trim59 (interacted with sars-cov-2 protein: orf3a) ( figure 5 -panel-c). topoisomerase inhibitors play an active role as antiviral agents by inhibiting the viral dna replication 30, 31 . some topoisomerase inhibitors such as camptothecin, daunorubicin, doxorubicin, irinotecan and mitoxantrone are predicted to interact with several cov-host proteins. it has been demonstrated that the anticancer drug camptothecin (cpt) and its derivative irinotecan have a potential role in antiviral activity 32, 33 . it inhibits host cell enzyme topoisomerase-i which is required for the initiation as well as completion of viral functions in host cell 34 . daunorubicin (dnr) has also been demonstrated as an inhibitor of hiv-1 virus replication in human host cells 35 . the conventional anticancer antibiotic doxorubicin was identified as a selective inhibitor of in vitro dengue and yellow fever virus replication 36 . it is also reported that doxorubicin coupling with monoclonal antibody can create an immunoconjugate that can eliminate hiv-1 infection in mice cell 37 . mitoxantrone shows antiviral activity against the human herpes simplex virus (hsv1) by reducing the transcription of viral genes in many human cells that are essential for dna synthesis 38 . histone deacetylases inhibitors (hdaci) are generally used as latency-reversing agents for purging hiv-1 from the latent reservoir like cd4 memory cell 39 . our predicted drug list (table 3 ) contains two hdaci: scriptaid and vorinostat. vorinostrate can be used to achieve latency reversal in the hiv-1 virus safely and repeatedly 40 . asymptomatic patients infected with sars-cov-2 are of significant concern as they are more vulnerable to infect large number of people than symptomatic patients. moreover, in most cases (99 percentile), patients develop symptoms after an average of 5-14 days, which is longer than the incubation period of sars, mers, or other viruses 41 . to this end, hdaci may serve as good candidates for recognizing and clearing the cells in which sars-cov-2 latency has been reversed. heat shock protein 90 (hsp) is described as a crucial host factor in the life cycle of several viruses that includes an entry in the cell, nuclear import, transcription, and replication 42, 43 . hsp90 is also shown to be an essential factor for sars-cov-2 envelop (e) protein 44 . in 45 , hsp90 is described as a promising target for antiviral drugs. the list of predicted drugs contains three hsp inhibitors: tanespimycin, geldanamycin, and its derivative alvespimycin. the first two have a substantial effect in inhibiting the replication of herpes simplex virus and human enterovirus 71 (ev71), respectively. recently in 46 , geldanamycin and its derivatives are proposed to be an effective drug in the treatment of covid-19. inhibiting dna synthesis during viral replication is one of the critical steps in disrupting the viral infection. the list of predicted drugs contains six such small molecules/drugs, viz., niclosamide, azacitidine, anisomycin, novobiocin, primaquine, menadione, and metronidazole. dna synthesis inhibitor niclosamide has a great potential to treat a variety of viral infections, including sars-cov, mers-cov, and hcv virus 47 and has recently been described as a potential candidate to fight the 9/19 sars-cov-2 virus 47 . novobiocin, an aminocoumarin antibiotic, is also used in the treatment of zika virus (zikv) infections due to its protease inhibitory activity. in 2005, chloroquine (cq) had been demonstrated as an effective drug against the spread of severe acute respiratory syndrome (sars) coronavirus (sars-cov). recently hydroxychloroquine (hcq) sulfate, a derivative of cq, has been evaluated to efficiently inhibit sars-cov-2 infection in vitro 48 . therefore, another anti-malarial aminoquinolin drug primaquine may also contribute to the attenuation of the inflammatory response of covid-19 patients. primaquine is also established to be effective in the treatment of pneumocystis pneumonia (pcp) 49 . cardiac glycosides have been shown to play a crucial role in antiviral drugs. these drugs target cell host proteins, which help reduce the resistance to antiviral treatments. the antiviral effects of cardiac glycosides have been described by inhibiting the pump function of na, k-atpase. this makes them essential drugs against human viral infections. the predicted list of drugs contains three cardiac glycosides atpase inhibitors: digoxin, digitoxigenin, and ouabain. these drugs have been reported to be effective against different viruses such as herpes simplex, influenza, chikungunya, coronavirus, and respiratory syncytial virus 50 . mg132, proteasomal inhibitor is established to be a strong inhibitor of sars-cov replication in early steps of the viral life cycle 51 . mg132 inhibits the cysteine protease m-calpain, which results in a pronounced inhibition of sars-cov-2 replication in the host cell. in 52 , resveratrol has been demonstrated to be a significant inhibitor mers-cov infection. resveratrol treatment decreases the expression of nucleocapsid (n) protein of mers-cov, which is essential for viral replication. as mg132 and resveratrol play a vital role in inhibiting the replication of other coronaviruses sars-cov and mers-cov, so they may be potential candidates for the prevention and treatment of sars-cov-2. another drug captopril is known as angiotensin ii receptor blockers (arb), which directly inhibits the production of angiotensin ii. in 53 , angiotensin-converting enzyme 2 (ace2) is demonstrated as the binding site for sars-cov-2. so angiotensin ii receptor blockers (arb) may be good candidates to use in the tentative treatment for sars-cov-2 infections 54 . in summary, our proposed method predicts several drug targets and multiple repurposable drugs that have prominent literature evidence of uses as antiviral drugs, especially for two other coronavirus species sars-cov and mers-cov. some drugs are also directly associated with the treatment of sars-cov-2 identified by recent literature. however, further clinical trials and several preclinical experiments are required to validate the clinical benefits of these potential drugs and drug targets. in this work, we have successfully generated a list of high-confidence candidate drugs that can be repurposed to counteract sars-cov-2 infections. the novelties have been to integrate most recently published sars-cov-2 protein interaction data on the one hand, and to use most recent, most advanced ai (deep learning) based high-performance prediction machinery on the other hand, as the two major points. in experiments, we have validated that our prediction pipeline operates at utmost accuracy, confirming the quality of the predictions we have raised. the recent publication (april 30, 2020) of two novel sars-cov-2-human protein interaction resources 15, 16 has unlocked enormous possibilities in studying virulence and pathogenicity of sars-cov-2, and the driving mechanisms behind it. only now, various experimental and computational approaches in the design of drugs against covid-19 have become conceivable, and only now such approaches can be exploited truly systematically, at both sufficiently high throughput and accuracy. here, to the best of our knowledge, we have done this for the first time. we have integrated the new sars-cov-2 protein interaction data with well established, long-term curated human protein and drug interaction data. these data capture hundreds of thousands approved interfaces between encompassing sets of molecules, either reflecting drugs or human proteins. as a result, we have obtained a comprehensive drug-human-virus interaction network that reflects the latest state of the art in terms of our knowledge about how sars-cov-2 and interacts with human proteins and repurposable drugs. for exploiting the new network-already establishing a new resource in its own right-we have opted for most recent and advanced deep learning based technology. a generic reason for this choice is the surge in advances and the resulting boost in operative prediction performance of related methods over the last 3-4 years. a particular reason is to make use of most advanced graph neural network based techniques, namely variational graph autoencoders as a deep generative model of utmost accuracy, the practical implementation of which 19 was presented only a few months ago (just like the relevant network data). note that only this recent implementation enables to process networks of sizes in the range of common molecular interaction data. in essence, graph neural networks "learn" the structure of links in networks, and infer rules that underlie the interplay of links. based on the knowledge gained, they enable to predict links and output the corresponding links together with probabilities for them to indeed be missing. simulation experiments, reflecting scenarios where links known to exist in our network were re-established by prediction upon their removal, pointed out that our pipeline does indeed predict missing links at utmost accuracy. encouraged by these simulations, we proceeded by performing the core experiments, and predicted links to be missing without prior removal of links in our encompassing network. these core experiments revealed 692 high confidence interactions relating to 92 drugs. in our experiments, we focused on predicting links between drugs and human proteins that in turn are known to interact with sars-cov-2 proteins (sars-cov-2 associated host proteins). we have decidedly put the focus not on drug -sars-cov-2-protein interactions, which would have reflected more direct therapy strategies against the virus. instead, we have focused on predicting drugs that serve the purposes of host-directed therapy (hdt) options, because hdt strategies have proven to be more sustainable with respect to mutations by which the virus escapes a response to the therapy applied. note that hdt strategies particularly cater to drug repurposing attempts, because repurposed drugs have already proven to lack severe side effects, because they are either already in use, or have successfully passed the preclinical trial stages. we further systematically categorized the 92 repurposable drugs into 70 categories based on their domains of application and molecular mechanism. according to this, we identified and highlighted several drugs that target host proteins that the virus needs to enter (and subsequently hijack) human cells. one such example is captopril, which directly inhibits the production of angiotensin-converting enzyme-2 (ace-2), in turn already known to be a crucial host factor for sars-cov-2. further, we identified primaquine, as an antimalaria drug used to prevent the malaria and also pneumocystis pneumonia (pcp) relapses, because it interacts with the tim complex timm29 and alg11. moreover, we have highlighted drugs that act as dna replication inhibitor (niclosamide, anisomycin), glucocorticoid receptor agonists (medrysone), atpase inhibitors (digitoxigenin, digoxin), topoisomerase inhibitors (camptothecin, irinotecan), and proteosomal inhibitors (mg-132). note that some drugs are known to have rather severe side effects from their original use (doxorubicin, vinblastine), but the disrupting effects of their short-term usage in severe covid-19 infections may mean sufficient compensation. in summary, we have compiled a list of drugs, which when repurposed are of great potential in the fight against the covid-19 pandemic, where therapy options are urgently needed. our list of predicted drugs suggests both options that had been identified and thoroughly discussed before and new opportunities that had not been pointed out earlier. the latter class of drugs may offer valuable chances for pursuing new therapy strategies against covid-19. we have utilized three categories of interaction datasets: human protein-protein interactome data, sars-cov-2-host protein interaction data, and drug-host interaction data. we have taken sars-cov-2-host interaction information from two recent studies by gordon et al and dick et al 15, 16 . in 15 , 332 high confidence interactions between sars-cov-2 and human proteins are predicted using using affinity-purification mass spectrometry (ap-ms). in 16 , 261 high confidence interactions are identified using sequence-based ppi predictors (pipe4 & sprint). the drug-target interaction information has been collected from five databases, viz., drugbank database (v4.3) 57 , chembl 58 database, therapeutic target database (ttd) 59 , pharmgkb database, and iuphar/bps guide to pharmacology 60 . total number of drugs and drug-host interactions used in this study are 1309 and 1788407, respectively. we have built a comprehensive list of human ppis from two datasets: (1) ccsb human interactome database consisting of 7,000 genes, and 13944 high-quality binary interactions 61-63 , (2) the human protein reference database 56 which consists of 8920 proteins and 53184 ppis. the summary of all the datasets is provided in table 2 . cmap database 22 is used to annotate the drugs with their usage different disease areas. we have utilized node2vec 17 , an algorithmic framework for learning continuous feature representations for nodes in networks. it maps the nodes to a low-dimensional feature space that maximizes the likelihood of preserving network neighborhoods. the principle of feature learning framework in a graph can be described as follows: let g = (v, e) be a given graph, where v represents a set of nodes, and e represents the set of edges. the feature representation of nodes (|v |) is given by a mapping function: f : v → r d , where d specify the feature dimension. the f may also be represented as a node feature matrix of dimension of |v | × d. for each node, v ∈ v , nn s (v) ⊂ v defines a network neighborhood of node v which is generated using a neighbourhood sampling strategy s. the sampling strategy can be described as an interpolation between breadth-first search and depth-first search technique 17 . the objective function can be described as: this maximizes the likelihood of observing a network neighborhood nn s (v) for a node v given on its feature representation f . now the probability of observing a neighborhood node n i ∈ nn s (v) given the feature representation of the source node v is given as : where, n i is the i th neighbor of node v in neighborhood set nn s (v). the conditional likelihood of each source (v) and neighborhood node (n i ∈ nn s (v )) pair is represented as softmax of dot product of their features f (v) and f (n i ) as follows: variational graph autoencoder (vgae) is a framework for unsupervised learning on graph-structured data 64 . this model uses latent variables and is effective in learning interpretable latent representations for undirected graphs. the graph autoencoder consists of two stacked models: 1) encoder and 2) decoder. first, an encoder based on graph convolution networks (gcn) 18 maps the nodes into a low-dimensional embedding space. subsequently, a decoder attempts to reconstruct the original graph structure from the encoder representations. both models are jointly trained to optimize the quality of the reconstruction from the embedding space, in an unsupervised way. the functions of these two model can be described as follows: encoder: it uses graph convolution network (gcn) on adjacency matrix a and the feature representation matrix f. encoder generates a d -dimensional latent variable z i for each node i ∈ v , with |v | = n, that corresponds to each embedding node, with d ≤ n. the inference model of the encoder is given below: where, r(z i |a, f) corresponds to normal distribution, n ( z i µ i , σ 2 i ), µ i and σ i are the gaussian mean and variance parameters. the actual embedding vectors z i are samples drawn from these distributions. decoder: it is a generative model that decodes the latent variables z i to reconstruct the matrix a using inner products with sigmoid activation from embedding vector, (z). where, a is the decoded adjacency matrix. the objective function of the variational graph autoencoder (vgae) can be written as: the objective function c v gae maximizes the likelihood of decoding the adjacency matrix w.r.t graph autoencoder weights using stochastic gradient decent. here, d kl (.||.) represents kullback-leibler divergence 65 and p(z) is the prior distribution of latent variable. drug-sars-cov-2 link prediction 1. adjacency matrix preparation in this work, we consider an undirected graph g = (v, e) with |v | = n nodes and |e| = m edges. we denote a as the binary adjacency matrix of g. here v consists of sars-cov-2 proteins, cov-host proteins, drug-target proteins and drugs. the matrix (a) contains a total of n = 16444 nodes given as: where, n nc is the number of sars-cov-2 proteins. n dt is the number of drug targets, whereas n nt and n d represent the number of cov-host and drugs nodes, respectively. total number of edges is given by: where, e 1 represents interactions between sars-cov-2 and human host proteins, e 2 is the number of interactions among human proteins, and e 3 represents the number of interactions between drugs and human host proteins. the neighborhood sampling strategy is used here to prepare a feature representation of all nodes. a flexible biased random walk procedure is employed to explore the neighborhood of each node. a random walk in a graph g can be described as the probability: where, π(v, x) is the transition probability between nodes v and x, where (v, x) ∈ e and a i is the i th node in the walk of length l. the transition probability is given by π(v, x) = c pq (t, x) * w vx , where t is the previous node of v n the walk, w vx is the static edge weights and p, q are the two parameters which guides the walk. the coefficient c pq (t, x) is given by where, distance(t, x) represents the shortest path distance between nodes t and node x. the process of feature matrix f n×d generation is governed by the node2vec algorithm. it starts from every nodes and simulates r random walks of fixed length l. in every step of walk transition probability π(v, x) govern the sampling. the generated walk of each iteration is included to a walk-list. finally, the stochastic gradient descent is applied to optimize the list of walks and result is returned. 3. link prediction: scalable and fast variational graph autoencoder (fastvgae) 19 is utilized in our proposed work to reduce the computational time of vgae in large network. the adjacency matrix a and the feature matrix f are given into the encoder of fastvgae. the encoder uses graph convolution neural network (gcn) on the entire graph to create the latent representation (z). the encoder works on full adjacency matrix a. after encoding, sampling is done and decoder works on the sampled sub graph. the mechanism of decoder of fastvgae is slightly different from traditional vgae. it regenerate the adjacency matrix a based on a subsample of graph nodes, v s . it uses a graph node sampling technique to randomly sample the reconstructed nodes at each iteration. each node is assigned with a probability p i and the selection of noes is based on the high score of p i . the probability p i is given by the following equation: where, f (i) is the degree of node i, and α is the sharpening parameter. we take α = 2 in our study. the node selection process is repeated until |v s | = n s , where n s is the number of sampling nodes. the decoder reconstructs the smaller matrix, a s of dimension n s × n s instead of decoding the main adjacency matrix a. the decoder function follows the following equation: a s (i, j) = sigmoid(z t i .z j ), ∀(i, j) ∈ v s ×v s . at each training iteration different subgraph (g s ) is drawn using the sampling method. after the model is trained the drug-cov-host links are predicted using the following equation: where a i j represents the possible links between all combination of sars-cov-2 nodes and drug nodes. for each combination of nodes the model gives probability based on the logistic sigmoid function. a new coronavirus associated with human respiratory disease in china host-pathogen systems biology host-directed therapies for bacterial and viral infections network-based drug repositioning: approaches, resources, and research directions new horizons for antiviral drug discovery from virus-host protein interaction networks drug target prediction and repositioning using an integrated network-based approach mapping protein interactions between dengue virus and its human and insect hosts a review of in silico approaches for analysis and prediction of hiv-1-human protein-protein interactions network-based study reveals potential infection pathways of hepatitis-c leading to various diseases prediction of the ebola virus infection related human genes using protein-protein interaction 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shedding new light on drug metabolism chembl: a large-scale bioactivity database for drug discovery therapeutic target database update 2016: enriched resource for bench to clinical drug target and targeted pathway information the iuphar/bps guide to pharmacology: an expert-driven knowledgebase of drug targets and their ligands towards a proteome-scale map of the human protein-protein interaction network a proteome-scale map of the human interactome network a reference map of the human binary protein interactome stochastic backpropagation and approximate inference in deep generative models on information and sufficiency. the annals mathematical statistics key: cord-260215-gsnjlhjd authors: dhanani, jayesh; fraser, john f.; chan, hak-kim; rello, jordi; cohen, jeremy; roberts, jason a. title: fundamentals of aerosol therapy in critical care date: 2016-10-07 journal: crit care doi: 10.1186/s13054-016-1448-5 sha: doc_id: 260215 cord_uid: gsnjlhjd drug dosing in critically ill patients is challenging due to the altered drug pharmacokinetics–pharmacodynamics associated with systemic therapies. for many drug therapies, there is potential to use the respiratory system as an alternative route for drug delivery. aerosol drug delivery can provide many advantages over conventional therapy. given that respiratory diseases are the commonest causes of critical illness, use of aerosol therapy to provide high local drug concentrations with minimal systemic side effects makes this route an attractive option. to date, limited evidence has restricted its wider application. the efficacy of aerosol drug therapy depends on drug-related factors (particle size, molecular weight), device factors, patient-related factors (airway anatomy, inhalation patterns) and mechanical ventilation-related factors (humidification, airway). this review identifies the relevant factors which require attention for optimization of aerosol drug delivery that can achieve better drug concentrations at the target sites and potentially improve clinical outcomes. the main goal of aerosolization is to achieve high drug concentrations in lung tissue. aerosol therapy has been used as part of the treatment for a variety of respiratory diseases [1] . indeed, there is also significant interest in the utilization of the respiratory system as a portal for systemic therapy [2] of conditions that are not purely respiratory in nature. factors such as a large surface area, thin air-blood barrier and vascular epithelium coupled with low first-pass metabolism and enzymatic activity could achieve high bioavailability for aerosolized drug therapy [3] . the possibility of achieving very high local drug concentrations at the therapeutic site for respiratory pathology, rapid onset of action and lower systemic side effects [4] has thus led to a renewed interest in the field of aerosolized drug therapy in intensive care. datura administration in india, tobacco in ancient south america and smoking pipes from north american indians are some of the early uses of airways as a route for systemic drug delivery [5, 6] . vaporized opium was used as a treatment for cough. anticholinergic properties of inhaled herbal preparations were used to treat asthma and inhaled epinephrine was first used around 1910 [7] . aerosolized therapy is used for many therapies now including bronchodilators and corticosteroids, with a particular interest in antibiotic administration reemerging recently. although there are references to the use of inhaled penicillin as early as 1946 [5] , the first randomized controlled trial of inhaled antibiotics was first reported in cystic fibrosis (cf) patients in 1981. in critical care, endotracheal antibiotic administration was first reported in the 1970s [8] , when klastersky et al. reported that endotracheal polymyxins were effective for prevention of ventilator-associated pneumonia in tracheostomized patients [9] [10] [11] . following these and other studies it was noted that there were adverse effects such as bronchospasm and poor tolerance [9] as well as concerns regarding emergence of drug resistance associated with prolonged (>3 weeks) endotracheal administration and pharyngeal aerosolization [12] . this led to a reduction in the use of inhaled antibiotics. even so, some investigators continued to prescribe intratracheal antibiotics in the critically ill patient, often successfully, especially in drug-resistant pneumonias [13, 14] . antibiotic instillation practices were used in some early studies, but this practice was largely abandoned in the 1980s. subsequent use of bench models enabled an improved understanding of the aerosolization factors such as optimal ventilator parameters, device position in the circuit and effects of humidity to enable optimal therapy [15] [16] [17] . this work was then supplemented with antibiotic studies in experimental pneumonia that demonstrated higher lung tissue concentrations of antibiotics [18] . the later development of 'new generation' devices such as the ultrasonic nebulizer and the vibrating mesh nebulizer (vmn) encouraged further study and application of aerosol therapy in critical care because of the ability of these devices to consistently generate desired aerosol particle sizes which are considered optimal for deep lung penetration [17, 19, 20] . previously, the formulation of drugs used for aerosolization was the reconstituted form of compounds developed for parenteral administration. these were poorly tolerated by patients due to hyperosmolarity and added preservatives (i.e. phenols), which induced bronchial irritation and bronchospasm, leading to abandonment of this route of therapy. these formulation issues were particularly problematic for antibiotics until the 1990s, when aerosolized tobramycin was evaluated in patients with cf chronically infected with increasingly resistant pseudomonas aeruginosa [21, 22] . a number of highquality studies using preservative-free and iso-osmolar formulations of tobramycin showed improvements in lung function, a decreased exacerbation rate and reductions in sputum bacterial load [21] [22] [23] . these results have encouraged further developments in the application of aerosolized antibiotics in non-cf patient populations such as critical care. in the critically ill patient, certain anatomicophysiological changes can significantly affect the pharmacokinetics (pk)-pharmacodynamics (pd) characteristics, thus causing dosing difficulties [24] . mechanically ventilated patients pose a challenge for the effective delivery of aerosolized drugs [25] . these various factors need to be considered and optimized to achieve desired therapeutic outcomes with aerosolized drug therapy [25] . the research interest in aerosol drug therapy in critically ill patients is not yet reflected in the bench-to-bedside transfer of knowledge. one report mentions that up to 95 % of intensivists are routinely prescribing aerosol medications [26] . this report also highlighted the lack of application of scientific principles during therapy and indicated the need for education and research in the bench-tobedside transfer of knowledge [26] . in another study, every fourth critically ill patient and every fifth ventilated patient received aerosol therapy [27] . a recent international survey performed in europe, asia, australasia and north america showed that although 45 % of icus practice antibiotic nebulization, very few actually follow the recommendations [28] . given the commonness of use of aerosolization in critical care, yet the uncertainty over the optimal approach for administration, this article aims to discuss the essential concepts related to aerosolized drug therapy in critical care. an aerosol is defined as a suspension of liquid or solid in a gaseous medium [29] . for successful aerosolization, consideration of the aerosol system is required. the aerosol system includes the drug, the aerosol device, the disease (i.e. the target site) and the patient's respiratory system, with the ventilator being an additional factor in mechanically ventilated patients. the aim of the aerosol system is to produce aerosols with characteristics suitable for drug delivery to the lungs. drug deposition, absorption, metabolism and elimination are essential determinants of the pharmacokinetic profile resulting from the aerosol system. key expressions used to evaluate the aerosol system performance include [30] the following: emitted dose (ed)-the amount of drug exiting the delivery device. fine particle fraction (fpf)-the mass of particles below a cut-off diameter [31] . the overall efficiency of the aerosol system is a composite of the ed, the dose delivered to the lung (fpf as a surrogate marker) and lung bioavailability. the ed and fpf are normally determined in vitro and are governed by particulate properties and device design. the bioavailability of the drug is influenced by patient factors such as airway and lung anatomy, drug permeability across membranes, metabolism of the drug and phagocytic clearance in the lung [32] as well as fpf. the efficacy of the aerosolized drug depends on the dose deposited at the target site of action as well as its distribution in the lungs [33] . deposition in the airways can occur by inertial impaction, gravitational sedimentation or diffusion (brownian motion) (fig. 1) . because of the turbulence and high air velocity associated with aerosolization, an inertial impaction method is predominant in the first 10 branchings of the airway [34] . this proximal region is the target for aerosol therapy for diseases such as copd, asthma and ventilatorassociated tracheobronchitis. in the distal five to six airway generations, however, sedimentation predominates due to lower air velocity [34] . at the alveolar level, minimal air velocity means no effect of impaction will occur and a combination of sedimentation and diffusion will influence drug deposition [34] . most aerosolized particles for therapeutic purposes are in the range of 2-5 μm and diffusion is the predominant mechanism for lung deposition. the optimal technique for aerosolization is important to achieve distal airway and alveolar deposition. factors affecting aerosolized drug delivery in the critically ill patient drug concentrations in lung tissue are affected by the aerosolized dose administered, patient factors, device factors and the formulation of the drug. mechanical ventilation (mv) introduces additional elements such as the circuit and the ventilator and associated factors. for the purposes of describing the factors affecting aerosol therapy, critically ill patients could be classified into two groups: ventilated patients and non-ventilated patients [35] [36] [37] [38] . figure 2 shows the factors conducive for effective aerosol drug delivery in the critically ill mechanically ventilated and non-mechanically ventilated patient groups. airflow and tidal volume influence the effect of airway anatomy on aerosol deposition. patients suffering from airway obstruction such as asthma or copd have impaired mucociliary clearances and mucous retention [39] . for drugs with poor trans-mucous permeability (e.g. aerosolized aminoglycosides) this could mean reduced drug delivery and hence impaired efficacy, although this is yet to be confirmed in clinical studies [40] . chronic inflammation may result in airway remodelling, which changes the dynamics of airflow [33, 35] , and impaired mucociliary clearance, thus reducing the pulmonary drug deposition [33, 41] . these changes lead to a proximal shift in the airway deposition pattern of the aerosols [42] . significance-abnormal airways and impaired mucociliary clearance serve as a barrier to effective aerosolized drug therapy when the target site is the lung parenchyma. the airflow is not homogeneous throughout the lungs even in health. the result in an upright patient is that the apical portions of the lungs receive lung deposition of the order of a 2:1 higher ratio compared with the basal regions [43] . this difference is significantly reduced in the supine position [44] . moreover, most lung diseases are regional which adds to the heterogeneity to regional airflow, an important determinant of aerosol deposition [45] . for example, it has been shown that there is lower deposition in areas of poor air flow (i.e. atelectatic lungs) [46] . in the area of antibiotics, there is a large body of work with experimental pneumonia models which have demonstrated that lung tissue concentrations of nebulized amikacin, using a ultrasonic nebulizer, was significantly higher than the concentrations resulting from administration via the intravenous route [47, 48] . indeed, even though deposition of nebulized drug decreased with more severe pneumonia, it still resulted in higher lung tissue concentration than that achieved from intravenous administration. figure 3 illustrates this phenomenon. the same group also demonstrated that nebulized amikacin resulted in greater bactericidal activity leading to greater sterility rates compared with the intravenous route [49] . when compared with continuous intravenous [19, 20, 25, 29, 31, 38, 45, 51, 81, 82, 91, 93, 130] . niv non-invasive ventilation, hme heat and moisture exchanger, pmdi pressurized metered dose inhaler, aad adaptive aerosol device, vmn vibrating mesh nebulizer, dpi dry powder inhaler, peep positive end-expiratory pressure fig. 3 effects of regional lung aeration and pneumonia on drug concentration in lungs. a relationship of lung aeration (%) to pulmonary concentration of amikacin (μg/g) for different routes of administration. b relationship of route of drug administration to pulmonary concentration of amikacin (μg/g) for different severities of pneumonia. pulmonary concentrations derived from homogenized lung tissue specimens measured by an immunoenzymatic method. figure derived from elman et al. [47] infusion of ceftazidime, frequent nebulization achieved higher lung tissue concentrations with better bactericidal effects in an experimental model of pseudomonas pneumonia [50] . significance-differences in regional lung aeration may explain some of the variability in therapeutic outcomes amongst different lung diseases. in a critically ill, spontaneously breathing patient, air flow is likely to be turbulent leading to impaction in the proximal airway. for drugs dependent on lung deposition for their effect, this results in a decreased pharmacological effect. in contrast, laminar flow patterns are considered to enable optimal lung deposition [51] . in the critically ill patient, certain mv settings (e.g. square wave airflow pattern) enable generation of laminar airflow to improve drug deposition in the lungs. on the other hand, lower flows may reduce the ed when dry powder inhalers (dpis) are used [52] . using pressurized metered dose inhalers (pmdis) with valved holding chambers (vhcs) or spacers could mitigate this effect. significance-whilst a laminar flow pattern would be beneficial for aerosolized drug delivery, mechanistic data need to be confirmed using clinical trials. diseases such as pneumonia and other inflammatory lung diseases result in deficiencies of lung surfactant both in content and/or effect [53, 54] . drugs with high solubility will probably have a uniform dispersion compared with insoluble drugs. inferentially the soluble drugs are likely to have longer and more effective lung residence times, thus improving drug potency [55] . surfactant deficiency is associated with atelectasis, which in turn impairs drug deposition [42] . studies on surfactant replacement therapy in acute lung injury and ards, however, have failed to demonstrate benefit and may even be deemed harmful [56, 57] . aerosolized surfactant therapy has been studied as a mucokinetic agent in specific conditions [58] . its application for this purpose in critically ill patients needs further study. significance-uncertain benefits requiring further studies to demonstrate effects of surfactant. a major fraction of the aerosolized drug is entrapped in the mucous in the conducting airways. factors such as particle size, solubility, lipophilicity and charge govern the ability of the drug to penetrate this mucous barrier. for example, steroids and antimicrobial agents are seen to have reduced trans-mucous transport [39, 40] . atelectasis is a common occurrence in the majority of critically ill patients. this may have adverse effects on drug deposition and may result in heterogeneous distribution in the lung [59] . significance-both, mucous and atelectasis serve as a barrier to effective aerosolized drug therapy. a detailed discussion on the effect of device-related factors has been reviewed elsewhere [20, 60] . appropriate particle sizes are important to enable adequate concentrations at the target site. particle size also determines the mechanism of deposition in the respiratory system [31] . particles that distribute deep in the smaller airways (<5 μm) are reported to have up to 70 % deposition efficiency [33, 61] . smaller particles (1-3 μm) are considered to have the optimal droplet size for efficient deposition in the alveolar airspaces, for systemic delivery [62] . in this regard, the efficiency of the aerosol device can be defined to be the ability to generate the aerosol in the desired particle size range. pmdis with spacers or vhcs have demonstrated superior deposition efficacy over nebulizers in various studies [63] [64] [65] , although the vhcs cannot be used for mechanical ventilators due to their inability to trigger/ activate the device. dpis have no propellant, are inherently breath-synchronized/activated and produce little variation in particle size. these features may make dpis the preferred delivery device. in critically ill patients, however, poor respiratory reserve and diminished patient efforts are barriers to achieving the desired respiratory pattern for effective use of dpis. the dpis also vary widely in their efficacy [66] and their use in mechanically ventilated patients is not typically possible with a standard set up [67] . thus, dpis are presently used in stable and unventilated patient groups. both pmdis and dpis are limited by the formulations available to be delivered by these devices. nebulizers are different devices that are used to transform liquid formulations and suspensions into an aerosol form. these devices can be used to deliver larger volumes of a drug as an aerosol either intermittently or continuously, for prophylaxis or treatment purposes. depending on their mechanism of operation, there are three types of nebulizers: jet, ultrasonic and smns. jet nebulizers are the cheapest and simplest, albeit being inefficient in drug delivery [68] . their drawbacks are noise, poor dosing control and the requirement for changes in the ventilator settings such as airflow and tidal volume; although improvements have been made in the form of reservoirs and new baffles that ensure more optimal particle sizes. breath-enhanced versions of the jet nebulizers could increase fpf, improve drug delivery and reduce drug loss. there are limited studies evaluating the efficiency of these newer jet nebulizers and data are certainly lacking in critical care settings [69] . newer ventilators have in-built nebulization systems which improve the efficiency by synchronizing nebulization with the respiratory cycle. ultrasonic nebulizers are infrequently used and also have limitations [19, 70] . they are expensive, large in size, increase concentration of the drug during nebulization and can cause thermal inactivation of the nebulized drug. mesh nebulizers are the result of improvement in nebulizer technologies. although more efficient and with significant advantages, there is a dearth of human studies using mesh nebulizers. despite major improvements in the technology there is a need to reduce the cost of these devices. table 1 compares and contrasts the principles, advantages and disadvantages of different nebulizers. significance-where possible, pmdis with spacers should be used. dpi use is likely to be limited in critical care. for nebulizers, the device should be selected according to the formulation used and the desired site of deposition and effect. the rate and extent of absorption of the aerosolized substances is dependent on the molecular weight, ph, electrical charge, solubility and stability. macromolecules < 40 kda are observed to be better absorbed (in minutes) in the bloodstream following inhalation in the airways (e.g. insulin, molecular weight (mw) 5.7 kda) [71] . however, macromolecules > 40 kda are absorbed slowly over hours (e.g. albumin, mw 68 kda) [72] . molecules with mw > 30 kda may need an absorption enhancer for absorption in the alveoli [73] . significance-depending on the desired site of action, appropriate drug formulations should be used alongside delivery devices that would generate a suitable particle size. a combination of helium and oxygen (heliox) reduces gas density and increases aerosol deposition, particularly in the peripheral lung [74] . with pmdis, heliox has been reported to increase aerosolized drug delivery during mv [75] . however, with jet nebulizers heliox also increases the nebulization time, requiring higher gas flows to compensate for the low-density gas [76] . in an experimental study, there was no increase in lung deposition of nebulized ceftazidime in bronchopneumonic lungs compared with healthy lungs [77] . significance-further investigations and large-scale trials are needed to evaluate the effect of heliox in critical illness. because of a variety of proposed mechanisms, patient sputum is thought to cause aminoglycoside inactivation resulting in 'sputum antagonism' [78] . significance-uncertain, therefore the effect of sputum antagonism requires further in-vivo investigation. current data from cf patients support use of inhaled aminoglycosides [79, 80] . aerosol therapy is routinely used in mechanically ventilated patients, both invasive and non-invasive, and is inherently challenging due to the interplay of a variety of factors [25] . however, not all nebulization techniques are comparable. the patient position, formulation, temperature, endotracheal tube size, presence of airway obstruction or ventilatory asynchrony, flow pattern, respiratory rate, dose and frequency applied or position of the nebulizer in the circuit are important factors that influence delivery to the lung. the higher the turbulence, the lower the drug deposition in the distal airways. optimal settings of nebulization are not tolerated by many patients (such as those with severe hypoxemia, associated with ards or pneumonia) and require the addition of deep sedation and relaxation, which prolongs the duration of mv. disposition in unilateral pneumonia might be imbalanced. currently, nebulizers and pmdis, with and without spacers, are two types of devices available for use in mechanically ventilated patients. depending on the site of action, devices producing an appropriate particle size should be used [81] . nebulizers take a considerably longer time to deliver a standard dose as compared with other devices. there is also a variation in efficiency between nebulizer types and between nebulizers in different batches [20] . this effect is accentuated when coupled with the effects of different ventilator modes and lung mechanics [82] . inadequate cleaning and disinfection of the nebulizer increases the risk of nosocomial pneumonia [83] . compared with jet nebulizers, vmns could increase the drug delivery by 2-4-fold [19] , although as discussed previously the nebulizer choice is dependent on the formulation and the desired delivery site. pmdis are easy to administer, require less staff time, provide reliable dosing and have minimal risk of bacterial contamination when compared with nebulizers. when used with a collapsible spacer in the circuit, the circuit does not need to be disconnected [25] . pmdis are also more cost-effective than nebulizers [84] . although only bronchodilators and anti-inflammatory agents are available for this device, it is seen that using pmdis significantly reduces overall costs of care and could be equally effective in the treatment of inflammatory airways disease such as asthma and copd [20, [84] [85] [86] [87] [88] . in-vitro studies have shown improved aerosol delivery with large spacers compared with that with small spacers for pmdis and vmns [89] . published recommendations for the correct methods of their use are available [25] . others have shown modest improvement in the aerosol delivery [90] . significance-pmdis are possibly more effective than nebulizers. vmns appear superior to other nebulizer types although the choice should be dependent on the drug formulation properties and the desired deposition site. at this time, there is insufficient evidence to support the use of either delivery method over the other [91] . the use of spacers with pmdis needs further clinical trial to test the efficacy. in-vitro studies [92] using adult ventilators have shown that, when using vibrating mesh and ultrasonic nebulizers as well as the pmdi, a position 15 cm from the y-piece in the inspiratory limb of the circuit yields the highest drug delivery. in a constant flow pattern of ventilation, the vmn connected to the endotracheal tube could be as effective [93] . however, jet nebulizers seem to perform better when positioned closer to the ventilator, possibly due to the effect of the continuous gas flow 'charging' the circuit, which functions as an aerosol reservoir [92] . for non-invasive ventilation (niv), using the vmns position after the exhalation port is more efficient for drug delivery compared with that before the exhalation port [94] . significance-the best position for the aerosol generator may be 15 cm from the y-piece in the inspiratory limb. invivo studies are required to make definitive conclusions. although the endotracheal tubes and tracheostomy tubes present certain similarities, the tracheostomy tube is shorter and more curved than an endotracheal tube. in patients who are not mechanically ventilated, a tpiece interface between the tracheostomy tube and the nebulizer has been demonstrated to be more effective than a tracheostomy mask [95, 96] .preferably, the inner cannula should be removed before nebulization particularly for the smaller sized tubes [97] because smaller diameter airways lead to an increase in the resistance to airflow, resulting in increased drug deposition in the artificial airways and tracheobronchial region [98, 99] . significance-for aerosolized drug delivery, larger size artificial airways are better. in mechanically ventilated patients, a temperature of 34-41°c (average 37°c) and relative humidity of 95-100 % are required to prevent heat loss [100] . humidification also prevents drying of secretions, mucous plugging and consequently atelectasis. there are two major methods of humidification-active and passive. active methods include a heated humidifier (hh) and passive methods include a heat and moisture exchanger (hme). humidification is thought to have a significant effect on aerosol drug delivery. because of the hygroscopic effects of humidification, there may be a 2-3-fold growth in particle size as they pass through airways. this increase in size may reduce peripheral lung drug deposition and hence pharmacological efficacy [101] . compared with humidified conditions, drug delivery can be doubled in non-humidified conditions [92] . it is recommended that hh should be ceased for the duration of therapy. of interest, in an in-vitro non-mechanically ventilated model, using the excipient enhanced growth (eeg) of sub-micrometre particles, one group has demonstrated increased aerosol deposition in the airways and lungs [102, 103] . further investigations of this method are required to harness its effect in mv. the hme is a physical barrier and should not be placed between the delivery device and the patient. the particulate air filter in the expiratory limb, used to protect the ventilator and the flow meter, could get saturated resulting in airflow obstruction. it is recommended that the filter should be changed after every nebulization treatment [18, 26, 28] . significance-using hme or a particulate air filter with nebulization could result in air flow obstruction. awareness and routine changing of air filters after each nebulization should be performed. ventilator breath characteristics have an important effect on the efficacy of aerosol delivery. slower inspiratory flows, long inspiratory times [104] and tidal volumes > 500 ml (using a pmdi) [105] correlate well with improved aerosol delivery. higher bias flow is seen to reduce the delivery efficacy of nebulizers [19] . decelerating flow pattern is considered inferior to constant flow pattern for drug delivery [93] . the effect of ventilation mode is negligible for pmdis [16] . the delivery efficiency in patients on niv is seen to be comparatively less [106] . however, it must be remembered that specific techniques of ventilation may in themselves produce a greater benefit than the relative detriment of drug delivery (e.g. in niv and asthma). hence, in acute asthma, niv plus nebulization is more effective than nebulization alone [107] . a prescribed ventilatory pattern may not be practical in the critically ill patient. the most effective combination of tidal volume, flow and other ventilator parameters for aerosol delivery can be calibrated to the drug and delivery device using in-vitro models [108] . significance-tidal volumes > 500 ml may enhance aerosolized drug delivery. niv results in effective therapy despite reduced drug delivery in conditions like asthma. ventilator settings optimal for nebulization, however, could lead to patient-ventilator dyssynchrony in severely hypoxemic patients (e.g. due to severe pneumonia)-thus requiring deep sedation, which may increase the duration of mv. positive end-expiratory pressure (peep) is a commonly used ventilator setting as part of the lung protective ventilatory strategy in severe lung diseases [109] . peep has significant effects on regional ventilation and perfusion [110] and hence could influence the pk of an aerosolized drug. in an animal model using radiotracers, peep was found to enhance aerosol clearance. this could be due to the stretching of the alveolar epithelium and enhancing the distribution of aerosol into the bloodstream [111] . significance-peep is potentially beneficial, although further data are needed to quantify the effect on aerosolized drug delivery. the choice of one antimicrobial against another should consider efficacy data, costs, local antimicrobial resistance patterns and drug availability. aminoglycosides require tissue concentrations >10-fold higher than the mic to be maximally effective. because airway inflammation could increase systemic absorption and the molecular weight is low, serum aminoglycoside concentrations should be monitored to avoid systemic toxicity. beta-lactams are rapidly cleared from airways, requiring frequent administration. colistin is administered in its anionic (methanesulfonated) form-colistimethate. despite high doses (up to 1 million units of colistimethate every 8 hours (80 mg of colistimethate, equivalent to 33 mg of colistin base)) as administered in colonized patients with bronchiectasis, lung epithelial lining fluid concentrations are not above 4 mg/l after 8 hours (upper threshold of eucast mic breakpoint for pseudomonas) or even above 2 mg/l after 8 hours in many patients (eucast mic breakpoint for klebsiella sp. and acinetobacter baumannii). therefore, high doses (5 million units every 8 hours) should be considered in pneumonia. despite delivery of drugs via the inhaled route, significant extrapulmonary drug losses may mean that the actual amount of drug delivered might be less than 60 % of the ed into the trachea and even less will reach the alveolar space [112] . this factor should be taken into account when calculating dosing regimens. a number of animal studies have been useful to better understand the mechanistic principles of aerosol therapy. guillon et al. [113] showed effective teicoplanin nebulization during mv with good pk properties compared with the intravenous route. others successfully nebulized ceftazidime to achieve high local concentrations [77, 114] . further studies are required to quantify the exact dosing amount and schedule using pk studies. doses should be different in patients with colonization, tracheobronchitis or pneumonia. increasing doses (e.g. 5 million units of colistin) require longer periods of nebulization (~1 hour) which is not well tolerated by patients suffering from ards. significance-the inhaled drug dose is likely to be significantly higher than expected due to concerns about drug losses. further pk-pd studies are required to guide inhaled drug dosing. most of the drug losses occur in the exhalation phase of ventilation. to minimize this loss, the actuation of the inhaler or nebulizer could be matched with inspiration [17] . however, the use of the spacer-pmdi combination negates the effect of lack of breath synchronization [105] . the effect of breath synchronization on aerosol deposition is unproven. using radiolabelled aerosols, dubus et al. [115] showed that there is no significant increase in aerosol deposition in neonatal ventilation with breath synchronization. further investigations are thus needed to evaluate the effects of breath synchronization on aerosol deposition. in any event, devices which introduce synchronization of drug delivery facilitate tolerance. significance-breath actuation of the drug delivery devices has the potential to improve drug delivery. however, trial-based data are required to establish efficacy in aerosolized drug deposition. high-flow nasal oxygen therapy is becoming a widely prevalent therapy in intensive care [116] . a number of factors influence the nebulization therapy in patients using high flow, which was studied recently in an invitro model [117] : 1. position of the nebulizer-a position distant from the humidifier (closer to the patient) improved delivery of the drug upstream. 2. nebulizer type-vmns demonstrated improved delivery as compared with jet nebulizers, although the nebulizer choice is dependent on the formulation and desired site of action. 3. airflow-the delivery of respirable mass is lower with higher airflow and improves at a lower airflow. 4. patient efforts-converse to the effect of airflow with a high-flow oxygen system, in situations mimicking respiratory distress (i.e. increased patient inspiratory airflow) the delivery was in fact better. an open mouth, on the contrary, had no significant difference to closed mouth with respect to drug delivery. significance-limited data suggest better drug delivery using vmns at a lower airflow even in patients with respiratory distress. further in-vivo studies need to be performed using high-flow oxygen therapy devices. contemporary applications of aerosol therapy in critical care: focus on antibiotics table 2 summarizes the common applications of aerosol therapy in critical care. aerosolized bronchodilators and corticosteroids have been effectively utilized in critical care. aerosolized antibiotics are quickly gaining more data to support their position in the critical care armamentarium. with improvements in drug formulation and delivery devices, more is now known about the optimal conditions required for effective aerosolized therapy as summarized in fig. 2 . despite these developments there are concerns that best evidence for administration is not being applied, particularly for aerosolized antibiotic therapy [118, 119] . clinical and experimental study data for aminoglycosides and colistin are perhaps most numerous for antibiotics in critical care [28] . aminoglycosides are concentrationdependent antibiotics whereby the bactericidal effect is best described by the c max /mic ratio. studies have shown that intravenous aminoglycosides penetrate poorly into the epithelial lining fluid [48, 120] . in an escherichia coli inoculation pneumonia model, aerosolized amikacin was seen to achieve significant lung concentrations [48] . figure 4 is an illustration of this phenomenon. on the other hand, with repeated administration, there was no accumulation effect and hence no toxicity concerns with aerosolized amikacin [46] . in experimental studies, the serum concentration of amikacin was higher when aerosolized amikacin was used in a pneumonia model [48] compared with that of healthy lungs [46] . moreover, a combination of intravenous and aerosolized aminoglycosides has not been shown to increase cure rates compared with that of aerosolized antibiotic alone. thus, for the treatment of ventilator-associated pneumonia, aerosol therapy alone may be adequate without the need for intravenous therapy, decreasing the risk of systemic toxicity [121] . colistin, also a concentration-dependent antibiotic, is another antibiotic used widely in aerosolized form. colistin aerosolization is not approved by the fda and is not licensed for human use in china. like aminoglycosides, colistin has poor lung penetration when given intravenously. experimental studies have shown that a rapid and high bactericidal effect can be achieved with aerosolized colistin [112] . figure 5 illustrates this phenomenon. as demonstrated by lu et al. [112] , with low serum concentrations resulting from aerosolized colistin in an inoculation pneumonia model, the risk of toxicity is minimal. in a prospective observational study, lu et al. [121] demonstrated similar clinical cure for patients with vap where susceptible p. aeruginosa or a. baumannii were treated with only intravenous colistin and mdr strains were treated with nebulized colistin. combined intravenous aminoglycoside and aerosolized colistin has not been shown to be superior to aerosolized colistin alone although implemented worldwide. the benefit from the use of aerosolized colistin instead of systemic colistin is to avoid nephrotoxicity, and this was further confirmed in one randomized clinical trial [122] . observational cohort studies report less adverse events than randomized clinical trials. indeed, there is potential to cause systemic toxicity (e.g. nephrotoxicity by aminoglycosides) or local toxicity in the form of airway irritation, cough and often bronchospasm [123] , worsening hypoxemia (and secondary arrhythmias) as well as pulmonary injury when using aerosol therapies [124] . ventilator malfunction and obstruction of expiratory filters have been reported and contraindicate the use of drugs with lipid components or lactose sugar in the formulation (such as zanamivir or lipid-based amphotericin formulations), and careful monitoring of the potential increase of airway pressure and oxygen saturation is required to anticipate severe adverse events [125] . modification of ventilator parameters for appropriate jet nebulizer use (table 3) is not tolerated by some patients, increasing the work of breathing and ventilator dyssynchrony (requiring additional sedation). poor tolerance may preclude the use of aerosolized antibiotics in patients with pao 2 /fio 2 < 200 mmhg or high peep requirements. initial concerns regarding drug resistance as a result of intratracheal or nebulized use of antibiotics (polymyxin b) have been investigated and do not appear to be supported, with aerosolized antibiotics using newer devices no more likely than intravenous therapy to confer bacterial resistance [126] . this was probably linked to previousgeneration nebulizers and the technique of administration (instillation, pharyngeal aerosolization, etc.). however, this finding must be interpreted reservedly because no longterm follow-up has been performed. tolerance of aerosolization is different when drugs are nebulized for different durations of time. as a consequence, this might limit use of aerosolization in patients with ards or severe hypoxemia, such as severe pneumonia (in contrast to ventilator-associated tracheobronchitis), who often have poor tolerance. when high doses of colistin are nebulized, the infusion volume may represent an hour of nebulization and many patients require added sedatives or relaxation (with potential increased risk of myopathy or hypotension). this requirement would be associated with a prolonged mv period and extra length of stay [125] . further clinical trials should therefore use pre-defined outcome parameters (rather than surrogates), control by hypoxemia and careful recording of adverse events. environmental contaminations resulting from aerosolization of drugs in an open circuit system pose a small but significant risk to the caregivers. using expiratory filters with valves in the aerosol delivery devices could minimize this. this occupational risk exposure should be assessed and interventions to mitigate the risks should be implemented [127] . when using aerosolized antibiotics, it is recommended to change the filter after every therapy. optimizing the aforementioned factors could lead to effective drug delivery. however, it is important to realize that aerosolization of medications does not automatically lead to beneficial drug effects and may in fact be harmful, as shown in some studies [128, 129] . aerosol therapy provides effective drug delivery in the critically ill patient. careful consideration of the various elements that affect pharmacological effect of aerosolized therapies is essential to derive optimal therapeutic benefit. effective drug delivery alone does not ensure successful aerosol drug therapy. it is crucial that the drug in its aerosolized form should have efficacy in the specific disease condition to derive clinical benefit. good quality data and clinical experience support use of bronchodilators such as salbutamol, anti-infectives such as tobramycin, aztreonam and colistin, and antiinflammatory agents such as budesonide. although with application of principles it is possible to provide aerosol drug delivery, the effectiveness of the therapy in disease conditions is yet to be proven. this is because there is a scarcity of high-quality trial-based data in this area to quantify how effective these agents are in the critically ill patient. given the challenges of effective treatment of the critically ill patient, it is necessary to optimize as many factors as possible for effective drug delivery. hence, it is important that guidelines for aerosol therapy are developed. it is envisaged that as the technologies become mature through rigorous evaluation, a diverse range of aerosol therapies with unique advantages (i.e. controlled release/sustained release or direct targeting) and or for specific indications may be possible. table 3 optimization of ventilator parameters required for aerosolization of antibiotics modified from lu et al. [121] • nebulizer placement-in the inspiratory limb 10 cm proximal to y-piece • expired aerosolized particles collected in a filter hme heat and moisture exchanger, rr respiratory rate, i:e inspiratory: expiratory ratio, vt tidal volume fig. 5 comparison of lung concentration (measured by hplc) and bacterial burden of colistin between aerosolized and intravenous administration. samples taken 1 hour after the third aerosol in the aerosol group and the fourth infusion in the intravenous group and 49 hours after the bacterial inoculation. diagram derived from data of lu et al. 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surfactant (calfactant) in pediatric acute lung injury: a randomized controlled trial resolution of severe ischemia-reperfusion injury post-lung transplantation after administration of endobronchial surfactant authors' contributions jd conceptualized the article, collected data, drafted, revised and submitted the manuscript. jff participated in the initial design and edited the manuscript. h-kc helped in the final editing of the manuscript. jr helped in the final editing of the manuscript. jc helped with design of figures and tables and in the final editing of the manuscript. jar participated in the design, drafting, editing and submission of the manuscript. all authors read and approved the final manuscript.competing interests jr has received funding for consulting from bayer. none of the other authors have any competing interests, of a financial or non-financial nature.author details 1 key: cord-214795-8jweuq50 authors: mongia, aanchal; jain, stuti; chouzenoux, emilie; majumda, angshul title: deepvir -graphical deep matrix factorization for"in silico"antiviral repositioning: application to covid-19 date: 2020-09-22 journal: nan doi: nan sha: doc_id: 214795 cord_uid: 8jweuq50 this work formulates antiviral repositioning as a matrix completion problem where the antiviral drugs are along the rows and the viruses along the columns. the input matrix is partially filled, with ones in positions where the antiviral has been known to be effective against a virus. the curated metadata for antivirals (chemical structure and pathways) and viruses (genomic structure and symptoms) is encoded into our matrix completion framework as graph laplacian regularization. we then frame the resulting multiple graph regularized matrix completion problem as deep matrix factorization. this is solved by using a novel optimization method called hypalm (hybrid proximal alternating linearized minimization). results on our curated rna drug virus association (dva) dataset shows that the proposed approach excels over state-of-the-art graph regularized matrix completion techniques. when applied to"in silico"prediction of antivirals for covid-19, our approach returns antivirals that are either used for treating patients or are under for trials for the same. the problem of matrix completion has been deployed in numerous applications of computer science and bioinformatics. one can mention, for instance, recommender systems [13] , wireless sensor networks [12] and mimo channel estimation [73] . matrix completion also forms the foundation of many biological interaction problems including gene expression imputation [34] , drug-target interaction prediction [24, 16, 85] , mirna disease association [11, 40] and gene disease association [54] . as seen in the aforementioned studies, matrix completion is turning out to one of the most promising approaches for modelling biological interactions. matrix completion for in silico drug re-positioning is an established topic [24, 84] . in such context, the matrix rows relates to drugs while the columns correspond to the diseases. the information about a drug being effective for a disease is encoded with a one into the matrix and zero, otherwise. the matrix is only partially filled since information about all drug disease associations are not known. matrix completion amounts to filling the missing entries by relying and interpolating over the available knowledge. our recent work [52] introduced a dataset of antiviral drug virus association (dva). it shows how the matrix completion framework can be used to computationally predict the drugs that could be effective against sars-cov-2 (severe acute respiratory syndrome coronavirus 2), the virus responsible for the ongoing pandemic, covid-19 (corona virus disease-2019). in the aforesaid dataset, we manually curated drug-virus associations from drugbank.ca. we collected all the anti-viral drugs proved to be effective against viruses infecting humans along with the similarity information between the viruses (genomic structure-based similarity) and drugs (chemical structurebased similarity). the dataset contains both dna and rna viruses known to infect human beings. state-of-the-art off-the-shelf matrix completion techniques were then employed to solve the association prediction problem. it was found that graph regularised techniques, including similarities based on genomic structure of viruses and chemical structure of antiviral drugs, performed better than the non-regularised competitors. the most successful techniques were graph regularized versions of matrix completion [51] , binary matrix completion [48] and (shallow) matrix factorization [25] . in this present work, we propose to solve the problem of drug-virus association prediction via graph regularized deep matrix factorization. we propose a novel theoretically sounded algorithm for this task. moreover, since our final goal is to repurpose drugs for covid-19, an rna virus, we have pruned our dva dataset to consists only rna viruses. dna viruses are not meaningful in this context [55] , hence we will not be considering them in this work. furthermore, in addition to the graph based on chemical structure similarity of drugs [52] , one more similarity graph has been built on the mode of action of the drugs. similarly, an additional similarity graph on viruses is built, based on the human symptoms caused by the virus' infection. the current work uses the symptom based similarities along with the genomic similarities used in the prior work [52] . a prior study on graph regularised deep matrix factorization [49] was based on the alternating direction method of multipliers (admm) approach [76] . a major issue with admm is that the convergence guarantees are rather mild in such challenging non convex scenario. furthermore, admm method requires the resolution of costly inner steps as well as the introduction of several intermediary variables that may be detrimental to the practical efficiency of the method. owing to the aforesaid reasons, we propose a novel resolution scheme called hypalm (hybrid proximal alternating linearized minimization), relying on the recent techniques developed in [14, 7, 1] . to summarize the main contributions of our proposed work are as follows: • an original graph structure introducing (i) symptoms based viral similarity in the virus-virus graph, (ii) mechanism-of-action based drug similarity in the drug-drug graph, leading to the so-called multi graph regularized deep matrix factorization (grdmf) model; we call the approch grdmf throughout this paper. • a novel optimization method, named hypalm, for addressing the resulting matrix factorization problem with sounded convergence guarantees on its iterates. in this subsection, we study the choice of technique to solve the grdmf problem (10) . in the past work [50, 49] , the proposed formulation has been solved using admm (alternating direction method of multipliers) [8, 37] . we introduce here a novel resolution strategy named hypalm. in contrast with admm, the iterates of hypalm are guaranteed to converge to a stationnary point of the non-convex problem. the hypalm algorithm steps are depicted in the methods section of the paper. we randomly drop 10 % of association values in the drug-virus association matrix and report the auc (area under the roc curve) and aupr (area under the precision recall curve) on the test entries (averaged over 10 runs of cross validation) after solving 2-layer and 3-layer grdmf problem with admm (first two columns) and hypalm (last two columns). as can be seen, hypalm solution gives much better prediction results, for both 2 and 3 layers, and both evaluation metrics . hence, owing to the better performance and the assessed convergence guarantees, we propose to retain hypalm in the remaining of the paper for our simulations with the grdmf model. we compare the performance of our method with other recent graph regularized matrix completion techniques such has graph regularized matrix completion (grmc) [51] , graph regularized binary matrix completion (grbmc) [52] and graph regularized techniques like graph regularized matrix factorization (grmf) [25] . the authors of [52] show that grmf and grbmc perform well in predicting drug-virus association and hence estimating drugs for sars-cov-2. we evaluate the performance of 2-layers and 3-layers graph regularized deep matrix factorization model (grdmf) with the similarities provided by the method from [52] and by the newly proposed models grdmf-2l and grdmf-3l. to quantitatively measure and compare the performance of the proposed and other benchmark algorithms, we carry out 10-fold cross validation on the drug-virus association dataset in 3 settings and observe the standard metrics such as mean auc and aupr. the first setting (cv1) corresponds to randomly hiding 10 % association entries as the test set in the association matrix, while the other two settings cv2 and cv3 correspond to randomly hiding 10 % viruses and drugs in the data as test set respectively. such a validation technique is a standard to evaluate the accuracy in association/interaction prediction problems [16, 74] . as can be observed from table 2 , both version of our algorithm (grdmf-2l and grdmf-3l) perform much better than the state-of-the-art in terms of aupr and gives comparable results in terms of auc. this metric is more important than auc because it penalizes more highly ranked false positives so that only highly ranked drug-virus pairs in prediction would be recommended for biological or chemical tests. it can be seen that the prediction results do not improve much in the 3-layers version. hence, we use the 2-layers grdmf for further experiments, as it presents lower complexity. let us analyse deeper the results in table 2 . the dataset contains more drugs (86) than viruses (23) . in cv1 settings, when entries are randomly omitted, without skipping drugs and viruses our method performs the best. there is enough data and hence our method does not overfit. the results improve from one (grmf) to two and three layers. in the cv2 setting, when viruses are omitted, the size of the dataset reduces. the proposed deeper method overfits and hence performs poorly compared to shallower techniques. cv3 also reduces the size of the dataset by omitting drugs, but since the number of drugs are significantly larger than the number of viruses, the effect is not pronounced on our proposed algorithm and we see an improved prediction. we then measure the precision and recall at top k (pre@k and rec@k, k = 3, k = 5 and 7) drug recommendations for viruses while implementing leave-one-out-cross validation (loocv) by hiding (i.e., leaving out) the association profile of every virus. performing loocv tells us how well is the algorithm doing in terms for predicting drugs for current known viruses. this is the most realistic setting, where all the drugs and all the viruses (barring the test virus) are considered. one can see that our algorithm gives comparable precision values and exhibits the best recall at all values of k. this appears as the most realistic case since, on average, there are 4 to 5 drugs for each virus. table 3 : precision@k and recall@k for association prediction for k=5 and 10 with multiple similarities used for drugs and viruses. the values for the grdmf model parameters µ, k 1 , k 2 , k 3 and for the hypalm parameters α, ϑ have been set by performing cross-validation on the training set (see supplementary material for the list of retained values). moreover, we set the number of iterations k = 10 in hypalm, which appears sufficient to reach stability of the iterates. the time taken by the proposed approach is comparable to the state-of-the art techniques and has been reported in table 4 . all experiments have been performed on a system with intel(r) core(tm) i7 x64-based processor and 8 gb ram. we also illustrate in figure 1 the practical convergence profile of our algorithm hypalm, on an example. table 4 : execution times (in seconds) for association prediction for all techniques. in order to quantitatively assess the necessity/importance of each of the similarity models at use, we conducted an ablation study where we used various combinations of similarity (graph regularizations) matrices within the model to predict 10 % of the test association matrix, which were randomly hided as test set (cross validation setting cv1). the results have been reported in table 5 . here, s1 d corresponds to chemical structure based similarity for drugs and s2 d corresponds to the similarity based on mechanism of action of drugs. similarly, s1 v corresponds to the genomic structure based similarity and s2 v corresponds to symptomatic similarity between the viruses. let us make a few observations from this study. firstly, taking into account the new similarities gives the best prediction results. secondly, when we use the chemical structure based drug similarity (s1 d ) and vary the viral similarities from s1 v to s2 v (columns 1 and 2), we observe that symptomatic similarity (s2 v ) yields better results than genomic similarity (s1 v ) and hence contributes more towards the prediction task. similar behavior appears when using the genomic similarity (s1 v ) for viruses and varying the kind of drug similarity used (columns 1 and 4 of table 5 ). in other words, our results assess that the new similarities contribute more towards the drug recommendation and greatly improve the prediction results when taken into account in combination with the previous ones. lastly, we notice that simply replacing the older similarities with the new ones (column 3 of table 5 ) improves the results. hence, this ablation study establishes the benefits of the new similarity models that we introduced. in this subsection, we predict top-10 drugs using the best performing solution grdmf-2l and the baseline algorithms for the novel coronavirus (sars-cov-2). we display the results in table 6 laninamivir taribavirin simeprevir taribavirin 10 dolutegravir chloroquine taribavirin paritaprevir as c table 6 : top-10 ranked recommendations/drugs predicted for sars-cov-2 by the dva computational methods. as can be observed, table 6 reports the drug recommendations for the novel corona virus (ncov/sars-cov-2) using the proposed algorithm and other baselines. the results from our proposed algorithm are sensible. ribavarin is an fda approved antiviral being considered as a treatment for covid19 either by itself [35] or as a part of combination [30] . remdesivir is a promising candidate for treating covid19 having shown efficacy against sars-cov-1. the antiviral has been approved for emergency use by the us fda [20, 60] ; it has been approved by the drug controller general of india (dgci) to treat mild to moderate covid-19 patients 1 1 . the science behind the mechanism of remdesivir's action for inhibiting covid19 has been thoroughly studied [82] . [80] showed that umifenovir (brand name arbidol) is effective as a prophyalactic against covid19 infection. it has also found to be effective in the treatment of covid affected subjects [75, 75, 72, 79] . dgci has approved it for phase 3 trials in india 2 . favipiravir, a russian drug for influenza, has also been undergoing trials in japan; it has been sent to 40+ countries for covid19 trials 3 . [63] explains the scientific reason behind the prospective success of this antiviral. baloxavir marboxil has undergone trial in china for treating sars-cov2 4 . interferon alfa-2a in combination with umifenovir have been found to be effective against covid19 infected pneumonia [79] . in silico docking studies shows the potential of baloxavir marboxil [59] ; [42] suggests that this antiviral can be effective if administered within 24 hours of the onset of infection. several in silico docking studies have shown dolutegravir may be effective in treating covid19 infection [4, 39] . trials for chloroquine and alternately hydroxychloroquine was once suspended by who based on a controversial article, but they were resumed within a few days of suspension 5 . this antimalarial drug has been found to be effective against corona in multiple studies [19] ; the scientific reason behind the efficacy of this drug against covid19 has been explained in [28] . geldanamycin and laninamivir, predicted by our algorithm has not been considered for treating covid19 patients. the benchmark techniques grmc, grbmc and grmf have three drugs common to ours -ribavarin, remdesivir and umifenovir. these three techniques also predict an anti-hepatitis c drug -sofosbuvir; this drug was known to be effective against the coronavirus family [22] ; it's mechanism of action against covid19 has also been studied [21] . evidence from clinical studies have corroborated the same [31] . grmc and grbmc also predicts chloroquine (as do we); but grmf is unable to predict it. note that the results shown in table 6 are ranked. the ranking is important, since it gives us a faith in the efficacy of the drugs. our method predicts 6 drugs under trial among the top 7. the benchmarks only recommend 3 drugs in correct order. in fact, had we looked at the top 5 recommendations, only our algorithm would have recommended all of them correctly. the benchmark algorithms predict three common drugs -telaprevir [62] , boceprevir [26] and simeprevir [44, 70] . these drugs have the potential to be considered for covid19 clinical trials. all the three benchmarks predict the antibody palivizumab; there is no evidence in medical literature to support its usage for treating covid19 patients or using it as a prophylactic. they also predict taribavirin, which is similar to ribavirin, and is used for treating hepatitis-c; it has not been considered for clinical trials for sars-cov2. grmf predicts a unique drug -paritaprevir. an in silico docking study [62] showed that it has the potential for treating covid19 much like telaprevir, boceprevir and simeprevir. the summary of the findings are in the following only our proposed algorithm predicts 6 drugs that are under trial (remdesivir, ribavarin, umifenovir, chloroquine, favipiravir and interferon alfa-2a). two of the benchmarks predict 5 drugs that are under trial (remdesivir, ribavarin, umifenovir, sofosbuvir and chloroquine); one of them (grmf) misses out on chloroquine. it is encouraging to observe that all the techniques (proposed and benchmarks) are predicting common drugs -remdesivir, ribavarin, umifenovir. ai researchers all across the world are contributing towards fighting covid19. this is our humble contribution towards the same goal [45, 29] . in this paper, we have proposed a novel optimization approach to solve the drug-virus association prediction problem. the contribution of this work is two-fold. biologically, we have extended the phenomena of solving drug-virus association prediction for drug re-positioning using multiple similarities (graphs) and introduced new similarity measures for both drugs (based on mechanism of action) and viruses (based on symptoms). technically, the proposed novel technique brings together the benefits of deep learning (using deep matrix factorization) and multiple graph learning (by regularization with multiple graphs). the algorithmic solution to the problem, relying on the novel hypalm approach, does not require the setting of any extra hyper-parameter and has sounded convergence guarantees. we have made the software publicly available at https://github.com/aanchalmongia/deepvir. a significant amount of research has been done in formulating drug re-positioning as a machine learning task. various approaches such as network diffusion, supervised classification, neighborhood based prediction, clustering and matrix completion have been used in the past to address the said problem. of these matrix completion techniques have turned out to be the most promising approach [24] . various biological applications which model the problem of drug-re-positioning using matrix completion include: • drug target interaction prediction: the problem is to predict interaction score between a drug and target protein in a matrix assumed to have partial interaction data with drugs on rows and proteins on columns [43, 25, 47, 74, 51, 85]. • drug disease association prediction: one predicts the probability that a certain drug will interact with a disease or not in a partially filled drug-disease association matrix. [84, 46, 81, 48] . • drug-drug interaction prediction: the drug-drug relationship is detected through a symmetrical drugdrug matrix/network [83] . this helps predict drugs similar to the ones known to be effective against a pathogen/disease. attempts have also been made to propose a machine learning approach for predicting drug-likeness of a molecule to distinguish potential drugs from small molecules that lack drug-like features [5] . in addition to drug re-positioning, other biological interaction problems have also be modeled as matrix completion with the common goal of discovering or improving treatment of human diseases, for example we can cite: • gene disease association prediction: disease and gene features are used to learn genes for diseases as a gene-disease association prediction [54, 78, 36] . this assists deciphering genetic basis of human diseases and better understanding of gene functions, interactions, and pathways. • protein-protein interaction prediction: interactions are estimated in a protein-protein network [77, 38] . kshirsagar et al. [38] deploy a matrix completion variant to model interactions between host (human here) proteins and pathogen (viruses causing infectious diseases here) proteins. this helps identifying the interaction between viral proteins and the human proteins, enabling deeper understanding of infectious diseases (which may involve biologically similar pathogens). motivated by such works, the problem of drug virus association prediction was considered in [52] . although solvable by any computational approach, the authors propose to tackle it using matrix completion motivated by the success of matrix completion in the above-mentioned applications. among all the methodologies compared in [52] , graph regularized matrix factorization based technique (grmf) provided the best results for the validation setting where drugs are predicted for novel viruses. this impels us to come up with an improved algorithm built upon grmf and leverage the benefit of deep learning and various kinds of metadata associated with drugs/viruses into the current method to aid drug re-positioning for viruses (including sars-cov-2). the goal of matrix completion is to recover all the entries of a matrix given a subset of known entries. assume that y is a masked / undersampled version of the complete matrix x. then, the problem can be expressed as: here, m denotes the mask which is element-wise multiplied to x and has ones at positions where the values are known and zeros elsewhere. in general, the problem is under-determined with infinitely many solutions. however, when the sought matrix x is of low-rank, several efficient resolution methods exist. the simplest of them is the matrix factorization approach [15, 25] . although known to work empirically, a theoretical understanding of factorization based completion is relatively recent [68] . in this approach to matrix completion, x is factored into a product of two low-rank matrices u and v . formally, this is expressed as: the factor matrices (u and v ) are obtained by minimizing the following objective function: with · f the frobenius norm. the setting of the size of the latent factors u and v allow to impose rank constraints on their product. motivated by the success of deep learning in numerous fields [64, 67, 61, 53] , the shallow (two factor) models have been extended to deeper versions. the general factorization problem when the matrix is completely observed have been proposed in [41, 71] . the solution to matrix completion via deep factorization has been proposed very recently, in [53] . this can be formally expressed as follows, in the 2-layers case: hereagain, the size of the latent factors u 1 , u 2 and v control the rank of the resulting product. one can extent to deeper layer formulations (3-layers and 4-layers) by factorizing x into 4 and 5 matrices respectively. the first factor matrix u 1 (of size m × k 1 ) contains the representation of the row elements while the last factor matrix v (of size k 2 × n) is associated to its column representations in the latent space. the values for k 1 and k 2 here represent the number of latent factors, and are typically set using cross-validation. matrix factorization yields non-convex optimization problems which may be difficult to solve. a more direct approach to low rank matrix completion is to directly estimate matrix x under low-rank constraints. since the minimization of the rank leads to np hard problems, one usually replaces it by its convex proxy, the nuclear norm [9, 10] , defined as the sum of singular values. the problem formulation is then given as follows: in regular matrix completion, the entries in the unknown matrix are assumed to be real-valued. in communications and signal processing, this is actually never the case as those values are almost always quantized. this led to the quantized matrix completion problem [23, 6] . one extreme case is binary matrix completion [17] where the matrix entries are represented by only one bit. binary matrix completion is particularly appropriate for modeling biological interactions, so unsurprisingly studies in the past have used it for microbe disease association [65] . in all the aforesaid approaches, there was no scope for incorporating associated metadata, to constrain the completion problem and reduce the indeterminacy. in problems of biological imputations, there are often several sources of associated metadata. for example, in drug target interaction, one can compute the simcomp score between the drugs based on their chemical structure as a drug-drug similarity measure [27] . similarly, similarities between target protein can be found a priori by computing the smith-waterman score between the amino acid sequences of the target proteins [66] . studies have shown that the incorporation of associated metadata can improve the prediction results considerably [18] . there can be several approaches to model the associated metadata, in the framework of matrix completion. one of the most promising approaches is to model the associations as graphs. this led to weighted graph regularised matrix factorization [25] . the formulation was expressed as: hereabove, µ ≥ 0 is the parameter penalizing the graph regularization terms, and tr(·) denotes the trace of a matrix. furthermore, the cost function in (10) incorporates laplacian weight matrices l r and l c imposing prior correlation between row entities and column entities, respectively. those matrices are obtained from known similarity factors s r and s c , according to d r and d c are diagonal degree matrices for the corresponding similarity matrices s r or s c , that is, their i-th diagonal entry equals d ii r = j s ij r and d ii c = j s ij c . we recently proposed a deep formulation for (10) in [50] which amounts to solving: graph regularised version of nuclear norm minimization was also proposed in [33] and was employed for drug target interactions [74] . the formulation is given by: all the aforementioned graph regularised techniques have been compared in our prior work [52] in the context of drug-virus association prediction. in this work, we assume the unknown matrix x to be a complete drug-virus association matrix, with drugs along the rows (m drugs) and viruses along the columns (n viruses). it is a binary matrix with each entry x ij either equal to zero, representing no proven association between the corresponding drug and virus or to one, denoting that the i th drug is known to be effective against the j th virus. we set y as the observed matrix, corresponding to a sampled version from x. the information of the known association positions is encoded in the masking binary operator m . in our proposed technique, multi-graph regularization is incorporated in the deep matrix factorization formulation with the aim to incorporate the metadata associated with the drugs and viruses in the form of similarity information as shown below: hereabove, with n d and n v the number of available similarity matrices (s ℓ d ) ℓ and (s ℓ v ) ℓ , for row entities (i.e. drugs) and column entities (i.e., viruses). the sizes of matrices u 1 , u 2 and v are m × k 1 , k 1 × k 2 and k 2 × n respectively, where k 1 ≥ 1 and k 2 ≥ 1 are the numbers of latent factors assumed to be involved. note that our formulation relies on the observation that computing the laplacians associated to the sums n d ℓ=1 s ℓ d and nv ℓ=1 s ℓ v is actually equals to the sum of all the individual laplacians involved [51] , given by (11) . in our previous work on drug-virus association prediction [52] , we only consider one kind of similarity for drugs (based on the chemical structure of the drugs) and viruses (based on the genomic sequence of the viruses), so that n d and n v were equal to one. in this work, we propose to integrate a second type of similarities for drugs and for viruses by taking into account the mechanism of action of drugs and symptoms of viruses, so that n d = n v = 2. the sought drug-virus association matrix x to be recovered is assumed to be a positive entry matrix with a low-rank structure as similar drugs are known to affect biological systems (target pathways) in a similar fashion by having a similar mechanism of action [32] , which motivates its formulation as the product of rectangular matrices, x = u 1 u 2 v and the addition of the positivity constraint on it. we deploy the sparsification method to process the similarity matrices (as done in [51, 25] ) using p-nearest neighbor graph which is obtained by taking into account only the similarity values which correspond to the nearest neighbors for each drug/virus. p here is set by performing cross-validation on the training set. the minimization problem (10) is non-convex. the multi-linear structure of the involved operators motivates us for using the alternating minimization algorithm from [14] . this algorithm has been shown to be very powerful, in several applications such as seismic signal recovery [58] , phase retrieval [56] and hyperspectral imaging [57] . it can be seen as an alternating majorization-minimization (mm) technique [69] , including the powerful proximity operator [3] which allows to stabilize and speed up the convergence. in order to apply this method, one needs to introduce explicitly the variable x in the problem formulation, as follows: with the advantage is to remove the complicated nonlinear constraint u 1 u 2 v ≥ 0 while not deteriorating the solution (for ϑ > 0 sufficiently large). function f is then the sum of convex terms involving only a single parameter, and a quadratic, thus differentiable, non convex coupling term weighted by ϑ. we are thus in the framework depicted in [14] (see also [7] for a particular case with two variables), so that we can apply the block coordinate variable metric forward-backward to solve problem (12) . this amounts to updating the four variables x, u 1 , u 2 and v sequentially, combining gradient (possibly with preconditioning) and proximal updates (see [3] for more details about the proximity operator). as emphasized in [1] , the two first quadratic terms can actually be processed either through proximal or gradient descent updates, without altering the convergence of the method. this nice flexibility allows us to propose the following alternating hybrid scheme, that we called hypalm for the resolution of (12): • (update of x) here, we perform a gradient step over the first quadratic term of (12), followed by a proximal step over the remaining terms: hereabove, ς > 0 is a parameter of the algorithm, and α is a stepsize that must be chosen within the interval ]0, 2[ to secure the convergence of the method. the maximum operation in (16) is taken entrywise, so it is equivalent to a simple cropping of the negative values. • (update of u 1 ) we solve the following minimization problem, equivalent to evaluate the proximity operator of f restricted to the variable u 1 , at the previous version of u 1 denoted u 1 : by taking the gradient of the above expression with respect to u 1 equals to zero, we obtain: with i the identity matrix. system (19) takes the form of a sylvester equation for which efficient solvers are available. • (update of u 2 ) similarly to the latter update, we compute: with u 2 the previous version of u 2 . this leads to the resolution of the sylvester equation: • (update of v ) hereagain, we solve the minimization problem: with v the previous version of v . this leads to solving the sylvester equation: iterating over the above four steps, with the simplified setting ς = 1, leads to algorithm 1, where we denote sylv{a, b, c} the solution of the sylvester equation ax + xb = c. the convergence of the iterates to a stationary point of problem (12) is guaranteed as a consequence of the theoretical analysis in [14, 1] . it should be noted that the solution for deeper layers (3-layers, 4-layers, etc) of hypalm method for the grdmf problem can easily be obtained in a similar fashion to the 2-layers framework shown above. v (k−1) (u (k−1) 2 v (k−1) ) ⊤ , ϑx (k) (u (k−1) 2 v (k−1) ) ⊤ + u (k−1) 1 } 8: 9: u (k) 2 = sylv{((u (k) 1 ) ⊤ u (k) 1 ) −1 , ϑv (k−1) (v (k−1) ) ⊤ , ((u (k) 1 ) ⊤ u (k) 1 ) −1 u (k−1) 2 + ϑ((u (k) 1 ) ⊤ u (k) 1 ) −1 (u (k) 1 ) ⊤ x (k) (v (k−1) ) ⊤ } in this subsection, we describe in detail how each of the new similarities between drugs and viruses is obtained. for drugs, we relied on the chemical structure-based simcomp scores [27] to represent drug-drug similarity as in [52] . we also integrate an additional type of similarity by finding cosine similarities between one hot encoded representation of drug class based on mechanism of action of the drug. similarly, we used the genomic structurebased d2 * distance based on onf (oligonucleotide frequency) measure [2] as similarities between the viruses. to obtain the second similarity measure, we calculate the cosine similarity between one hot encoded representations of symptomatic profiles of viruses i.e. symptoms caused by 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for predicting human microbe-disease associations via binary matrix completion identification of common molecular subsequences deep learning for nlp (without magic) guaranteed matrix completion via non-convex factorization majorization-minimization algorithms in signal processing, communications, and machine learning an integrated drug repurposing strategy for the rapid identification of potential sars-cov-2 viral inhibitors a deep matrix factorization method for learning attribute representations arbidol: a potential antiviral drug for the treatment of sars-cov-2 by blocking the trimerization of viral spike glycoprotein? massive mimo channel estimation for millimeter wave systems via matrix completion drug-target interaction prediction via dual laplacian graph regularized matrix completion the anti-influenza virus drug, arbidol is an efficient inhibitor of sars-cov-2 in vitro global convergence of admm in nonconvex nonsmooth optimization low-rank matrix completion for inference of protein-protein interaction networks network-based global inference of human disease genes arbidol/ifn-α2b therapy for patients with corona virus disease 2019: a retrospective multicenter cohort study. microbes and infection effectiveness of arbidol for covid-19 prevention in health professionals drug repositioning based on bounded nuclear norm regularization structural basis for inhibition of the rna-dependent rna polymerase from sars-cov-2 by remdesivir manifold regularized matrix factorization for drug-drug interaction prediction predicting drugdisease associations by using similarity constrained matrix factorization predicting drug-protein interaction using quasi-visual question answering system key: cord-303089-fbxtj8ij authors: boccaletti, valeria; cortelazzi, chiara; fantini, carolina; tognetti, elena; fabrizi, giuseppe; pagliarello, calogero; di nuzzo, sergio title: acute generalized exanthematous pustulosis following paracetamol ingestion in a child date: 2015-05-24 journal: pediatr allergy immunol doi: 10.1111/pai.12386 sha: doc_id: 303089 cord_uid: fbxtj8ij nan to the editor, acute generalized exanthematous pustolosis (agep) is a rare, sometimes life-threatening, cutaneous reaction more frequent in adults than in children (1) caused by drugs in more than 90% of cases (2) . a 5-yr-old philippino boy was admitted to primary children's medical center with malaise, temperature of 39°c and a 2-day history of pustular eruption. his mother reported that 4 days prior he had been suffering from a sore throat and fever and was given two doses of an over-the-counter (otc) product (originating from the philippines) containing paracetamol (acetaminophen). clinical examination revealed oropharingeal erythema, red strawberry tongue, cheilitis, and a severe itchy erythema of the trunk that extended to the arms and legs, covered with hundreds of white micropustules. inguinal folds were spared, as the abdominal one. somewhere small islands of intact skin were seen intermingled with affected skin (fig. 1a) . the patient was hospitalized in the pediatric clinic, and paracetamol was discontinued. after 24 h, his condition worsened and the micropustules coalesced with the pustulation spreading to involve previously unaffected skin (fig. 1b) . fever reached 40°c. the boy was given ampicillin-sulbactam 150 mg/kg, and a bland emollient lotion was used on the body surface. on the third day, fever subsided and general conditions started to improve (fig. 1c) . the skin completely healed by desquamation in 10 days. laboratory investigations showed leukocytosis (14 9 10 9 /l) with striking neutrophilia (up to 9.9 9 10 9 /l) and elevated crp (94.3 mg/l). tests for influenza a and b virus, metapneumovirus, coronavirus, adenovirus, bocavirus, rsv, mycoplasma pneumonia, cmv, ebv, group a streptococcus pyogenes, and toxoplasma gondii were all negative. only group a streptococci on throat swab was found positive. due to the rapid healing, no skin biopsy was carried out. a diagnosis of acute generalized exanthematous pustolosis (agep) was carried out (score 7 referring to the agep validation score of the european severe cutaneous adverse reactions study group, indicating high probable diagnosis of agep) (3). we feel we can rule out group a streptococci as the origin of the rash because of the prompt resolution of the eruption after discontinuation of paracetamol that characterized every other drug-induced agep. three months later, the patient was submitted to patch tests containing paracetamol 1-10% (with readings extended at 96 and 120 h) not using the commercialized form provided by the patient which was no more available at the moment of the test. they failed to reveal sensitization. no relapses at 9 and 18 months follow-up. paracetamol, one of the most used drugs in europe and in the united states, is widely used in both prescription and otc products to reduce pain and fever. the fda adverse events reporting system database, during the fourth quarter of 2012, recorded several possible adverse events for this drug, so all products containing paracetamol appeared on the watch list (http://www.fda.gov/drugs/drugsafety/ucm363041.htm). the reports concerned cases of severe skin reactions (stevens-johnson syndrome, toxic epidermal necrolysis, agep). agep is caused by drugs in at least 90% of cases (2); the drugs concerned more often are antibiotics (macrolides, quinolones, pristinamycin, aminopenicillins, antibacterial sulfonamides), antimycotics (terbinafine, ketoconazole), calcium channel blockers (diltiazem), analgesics, antipyretics (paracetamol), and antimalarials (hydroxychloroquine) (4). contact sensitivity has been reported in some cases (5) , and the role of infectious agents coxsackievirus b4, cmv, parvovirus b19, chlamydia, and escherichia coli has been suggested in some reports especially in children (2) . other times, it can be attributed to factors such as food, essential oils, food supplement, and chemicals for professional use (6) . the diagnosis is substantially clinical, supported by laboratory examination and skin biopsy. agep is supposed to represent a delayed hypersensitivity reaction in which patch tests with the suspected culprit drug may be of value. tests can be positive in up to 58% of the patients as reported in recent series (7) . a broad range of cutaneous diseases causes pustular reactions such as bacterial folliculitis, subcorneal pustular dermatosis (sneddon-wilkinson disease), immunoglobulin a pemphigus, toxic epidermal necrolysis (ten), and drug reaction with eosinophilia and systemic symptoms (dress) (8), but agep is a separate entity and must be distinguished especially from generalized pustular psoriasis (von zumbusch type): abrupt onset, rapid course, and spontaneous healing as the culprit drug is stopped together with non-recurrence and absence of personal and family history of psoriasis may help. kardaun et al. (9) have also proposed a spectrum of differential histopathologic features. considering the usual benign and self-limited course, greater awareness of agep as a clinical entity in pediatric patients is needed to improve prompt clinical recognition and avoid useless invasive examinations such as skin biopsy and unnecessary systemic treatment: the association of pustules, hyperpyrexia, and leukocytosis can be misunderstood as acute infective disease, but a pustule not always means bacterial infection. awareness to rare but potentially serious cutaneous adverse reactions to paracetamol is needed. acute generalized exanthematous pustulosis in children acute generalised exanthematous pustulosis acute generalized exanthematous pustulosis (agep) -a clinical reaction pattern acute generalized exanthematous pustulosis mercury-induced acute generalized exanthematous pustulosis misdiagnosed as a drug-related case cutaneous adverse drug reactions" are not always drug-induced a multicenter study to determine the value and safety of drug patch tests for three main classes of severe cutaneous adverse drug reactions acute generalized exanthematous pustulosis induced by paroxetine in an adolescent girl the histopathological spectrum of acute generalized exanthematous pustulosis (agep) and its differentiation from generalized pustular psoriasis key: cord-232446-vvb2ffhv authors: mongia, aanchal; saha, sanjay kr.; chouzenoux, emilie; majumdar, angshul title: a computational approach to aid clinicians in selecting anti-viral drugs for covid-19 trials date: 2020-07-03 journal: nan doi: nan sha: doc_id: 232446 cord_uid: vvb2ffhv covid-19 has fast-paced drug re-positioning for its treatment. this work builds computational models for the same. the aim is to assist clinicians with a tool for selecting prospective antiviral treatments. since the virus is known to mutate fast, the tool is likely to help clinicians in selecting the right set of antivirals for the mutated isolate. the main contribution of this work is a manually curated database publicly shared, comprising of existing associations between viruses and their corresponding antivirals. the database gathers similarity information using the chemical structure of drugs and the genomic structure of viruses. along with this database, we make available a set of state-of-the-art computational drug re-positioning tools based on matrix completion. the tools are first analysed on a standard set of experimental protocols for drug target interactions. the best performing ones are applied for the task of re-positioning antivirals for covid-19. these tools select six drugs out of which four are currently under various stages of trial, namely remdesivir (as a cure), ribavarin (in combination with others for cure), umifenovir (as a prophylactic and cure) and sofosbuvir (as a cure). another unanimous prediction is tenofovir alafenamide, which is a novel tenofovir prodrug developed in order to improve renal safety when compared to the counterpart tenofovir disoproxil. both are under trail, the former as a cure and the latter as a prophylactic. these results establish that the computational methods are in sync with the state-of-practice. we also demonstrate how the selected drugs change as the sars-cov-2 mutates over time, suggesting the importance of such a tool in drug prediction. the dataset and software is available publicly at https://github.com/aanchalmongia/dva and the prediction tool with a user-friendly interface is available at http://dva.salsa.iiitd.edu.in. there has been an exponential rise in the total active cases and deaths due to covid-19 (corona virus disease-2019) since the first case in wuhan, china in december, 2019 [4] . the disease results in severe acute respiratory syndrome coronavirus 2 (sars-cov-2), which is known to be highly transmittable and has spread across more than 100 countries. this pandemic has wreaked havoc on people's social life, the global economy, and most importantly the health of the human race. the death numbers are frightening, confirming about 467k deaths worldwide till mid-june, 2020 [4] . as medical professionals are striving to save lives, research scientists specialized in drug development, are racing against time to develop a vaccine against sars-cov-2 [24] . the investigation involved for developing a vaccine (or even a new drug) is time consuming, requiring several phases of extensive trials. experts believe that it is highly unlikely that a vaccine will be ready before a year or more. in such circumstances the best bet may be to re-position existing drugs for treating covid-19. this is a well known approach where existing drugs (which have already been approved for release in the market) are investigated for new disease/s [6] . drug re-positioning is usually cost effective and fast (compared to developing a new drug / vaccine) since its effects are well studied. one classic example for drug re-positioning is chlorocyclizine , which was initially developed as an anti-allergic but later found to act against the hepatitis c virus [27] . another example is imatinib mesylate (sold under the trade name gleevec), it was originally used as a treatment for leukemia but later was found to be effective against genes associated with gastrointestinal-stromal tumors [36, 22] . given the relatively large drug-virus association space, manual investigation in wet-labs is not a scalable strategy. putting all the anti-virals in trials for treating corona is not very feasible either; especially because time is of essence. in such a scenario, computational approaches can help; they can be used to prune down the search space for the drugs to be investigated [19] . practically, such approaches could also assist the clinicians to come up with treatments for rapidly mutating viruses by pruning the anti-viral drug space (see discussion section). specifically, a computational approach which takes into account the genomic structure of the latest viral isolate or its similarity with the previously occuring strains of viruses would be helpful in deciding the treatment. with this objective, we have manually curated a comprehensive database called dva (drug virus association), having the approved (antiviral) drug-virus associations in the literature along with the similarity measures associated with drugs (chemical structure similarity) and viruses (genome sequence similarity). to the best of our knowledge there is no existing database for drug virus association. the dva database we propose in this work lies the foundation for further computational studies on this topic. there can be various methodologies to predict drug virus association. the prediction problem can be approached via feature-based classification models, neighborhood models, matrix completion models, network diffusion models etc. a recent empirical study on well established drug-target interaction databases exhibit the best prediction performance by matrix completion models [19] . in computer science, matrix completion is used routinely in recommendation systems. the general problem of drug-disease association can actually be thought of as a recommendation system, where drugs are being recommended for treating a disease. given the success of matrix completion techniques in drug target interaction, we deploy state-of-the-art matrix completion techniques on our curated dva database. we perform a thorough comparative analysis of those for predicting assessed drug-disease associations. then, we apply the methodology for pruning the search space of potential candidates for covid-19 trial drugs. finally, we show how the tool helps in selecting drugs as the virus mutates. our objective is to make our solution user friendly for clinicians and scientists. in pursuit of this goal, we have made the solution (dataset and algorithms) available as a webserver. the webserver can be used in two ways. first, given the genome of the virus, the webserver can predict (and rank) the probable antivirals. second, given a drug and a virus, it can output a normalized score depicting how effective the drug will be against the virus. we assess the performance of different matrix completion techniques in this section. the techniques have been described in the methods section. six matrix completion methods were used, which can be categorized into three families provided below. • basic frameworks (mf: matrix factorization [41] and mc: matrix completion or nuclear norm minimization [41] ) • deep frameworks (dmf: deep matrix factorization) [38] , • graph regularized frameworks (grmf: graph regularized matrix factorization [20] , grmc: graph regularized matrix completion [39] , grbmc: graph regularized binary matrix completion [37] ) matrix factorization (mf) is the traditional matrix completion method which factorizes the data matrix into two latent factor matrices (tall and short) and the algorithm recovers these factor matrices to recover the original matrix. since this problem is non-convex, it may not converge to a global minimum of the cost function. nuclear-norm minimization based matrix completion (mc) was proposed as a (mathematically) better alternative; it directly recovers the matrix by penalising its nuclear norm (convex surrogate of rank). deep matrix factorization (dmf) generalises mf to more than two factors. none of the techniques mentioned so far can take advantage of genomic structure of the viruses or chemical structure of the drugs. the said pieces of information can be incorporated into the graph regularized matrix completion techniques (grmf, grmc, grbmc). these techniques have been explained in detail in the methods section. the typical anti-viral drug discovery process involves genomic and biophysical understanding of the virus. it aims to target the enzymes or peptides involved in the viral replication cycle and takes years for successful clinical validation. other approaches involve screening all the broad-spectrum anti-viral drugs or chemical libraries comprising large numbers of existing compounds/databases (having information on transcriptional signatures in different cell lines) to be further evaluated by standard anti-viral assays [57] . in view to assist acceleration of this process (by pruning down the search space), we create and share a publicly available dva database, along with a number of matrix completion techniques (mentioned above) for drug-virus association prediction. the originality of the proposed work lies in the formalization of the drug-virus association prediction as a matrix completion problem, without the need for any anti-viral assays. such a computational approach requires the chemical structure of the drugs and, in case of graph-regularized matrix completion techniques, the genome of the viruses, or existing associations otherwise. figure 1 depicts the schematic flow of the proposed work involving data curation and implementation overview. in this sub-section, we carry out extensive experimental protocol to illustrate and compare the ability of the different methods to retrieve the drug-disease associations available in our curated dataset. the protocol dictates three variants of 10-fold cross-validation setting (cv). in the first setting cv1 (cross validation 1), 10 % of the associations selected at random are left out as testing set. this allows to assess each algorithm's ability to predict associations between existing drugs and viruses. to evaluate an algorithm for its ability to predict association for novel drugs and viruses i.e. those which have no association information, we use two other (more stringent) cv settings. in cv2 and cv3, 10 % of the complete virus and drug entities selected at random are left out as test set respectively. the standard metrics for evaluation are the auc (area under the receiver operating characteristic curve) and aupr (area under the precision-recall curve). auc is more common in machine learning literature, it assumes that the classes are evenly balanced. problems in drug-disease association have highly imbalanced classes, in such a scenario the aupr is a more appropriate metric for evaluation [9, 20] . table 1 shows how each of the 6 tested algorithms performs in retrieving the associations. a clear observation from the experiments is that the graph regularized-based matrix completion algorithms that incorporate the similarity information associated with the drugs and viruses, perform fairly well giving an auc greater or equal than 0.83 in cv1. the best performing algorithm (grbmc) exhibits an auc and aupr of 0.88 and 0.54 respectively. predicting the associations for novel drugs and viruses also have a reasonable performance with the best auc/aupr of 0.81/0.44 and 0.73/0.31 by grbmc and grmf. it can be noted that the standard matrix completion methods, which do not take into account the metadata, fail to learn from the association data giving a near-random performance as far as the prediction on novel viruses is concerned, depicting how very important the similarity information is. dva database and its associated computational tools can also be used on new drugs without any previously known virus association information. for evaluating this ability, we identified in our database all the drugs which are known to interact with only one virus (drugs associated with a single virus only) and hide that association to the methods. this allows us to assess the performance of the algorithms in predicting viruses associated with the new drugs in the database. we hide the only virus corresponding to each of the 76 drugs (with only a single virus associated with it) and run matrix completion to predict candidate viruses for these drugs. the drugs for which the test virus associated with it is the top-ranked virus predicted by the algorithm would have the maximum precision value (mpv) of 1. the number and percentage of drugs with a maximum precision value of 1 are reported in table 2 . nearly 34 % (26/76) of single association drugs with a maximum precision of 1 were predicted using grmf. other graph regularized frameworks show comparable performance in terms of predicting drugs with mpv of 1. in this experiment, we add the sars-cov-2 sample in our database by providing its onf based d2* similarity [5] in the virus similarity matrix. we then apply the matrix completion algorithms to predict the associations and rank prediction scores corresponding to sars-cov-2 to predict the top 10 recommended drugs. table 3 : top-10 drugs predicted for sars-cov-2 by the dva computational methods. as can be seen from the results of section 2.2 (table 1) , mc, mf and dmf often yield considerably worse results than their graph regularized counterparts (grmf, grmc and grbmc). such poor performance of non-graph regularized versions of matrix completion methods could be explained as they do not incorporate any knowledge about the genomic structure of the viruses and the chemical structure of the drugs. since the three graph-based methods perform reasonably well in the prediction task, we consider these techniques for the drug prediction on the novel coronavirus. the top-10 drugs they predicted have been reported in table 3 (ranked by their predicted scores). drugs highlighted with blue text are unanimously predicted drugs by the three considered matrix completion techniques and those in red text are predicted by two methods. we also highlighted with yellow cells the drugs which are under trial/investigation as a potential cure/prophylactic against covid-19. it can be seen that the three techniques have consistently and unanimously selected six drugs, namely remdesivir, ribavarin, sofosbuvir, taribavirin, tenofovir alafenamide and vidarabine. umifenovir has been recommended by two (grmf and grbmc) out of three techniques. amongst these recommendations, remdesivir [7] , ribavarin [29, 56] , sofosbuvir [46] and umifenovir [53] are under clinical trials. taribavirin is similar to ribavirin but it is not approved by the fda. tenofovir alafemanide (an antiretroviral for hiv-1) is on undergoing trial [18] . grmf has additionally selected ibuprofen which is expected to be investigated in uk [2, 35] . the fact that three techniques unanimously select the aforementioned drugs make us confident about these recommendation results. in the previous sub-section, we have established that the results from our models are mostly in sync with clinical practice. in this sub-section, we will demonstrate how our proposed approach can be of help to clinicians. all the results generated so far have been generated using the reference sequence of the sars-cov-2 strain (collected in december, 2019 in wuhan). the novel coronavirus is rapidly mutating [12] . in such a scenario, it is necessary to select drugs that are effective against the mutated strain. while mutating, the virus isolates may develop resistance to previous drugs used for its treatment. our model may be of help to clinicians in this respect. before proposing a treatment regime (trial, for e.g.) for covid-19 treatment, the practitioner may use our approach to check the drugs selected for the particular isolate of novel coronavirus. in table 4 , we have experimented with three isolates of the novel coronavirus (collected over an interval of 2 months), in addition to the reference sequence (collected in december 2019). those three isolates have been collected in february (from usa), april (from australia) and june (from india). one can note from the table 4 that the selected drugs change with mutations. baloxavir marboxil was not selected even once for the reference sequence from december 2019, but has been selected by two methods for the february isolate. a recent pre-print [34] reports the results of this antiviral on covid-19 patients. the drug ibuprofen, was selected by one of the methods for the december reference sequence, it was not selected for the february isolate, then it was selected by two methods for the april isolate and selected by all three for the june isolate. it may be worthy to note that lipid ibuprofen is being considered in a trial in uk from starting june, 2020 [2] . similarly, pleconaril has been selected for by all three methods for the most recent (june) isolate, it was selected by only one of the techniques for the reference sequence (december) and was not selected for the february or june sequences. pleconaril, although developed for treating enterovirus and rhinovirus, is not fda approved. rilpivirine and etravirine are two antiretrovirals developed for treating hiv positive subjects. both of them have been predicted by all three methods in the latest isolate, but not in the previous isolates or in the reference sequence. to the best of our knowledge, this antiretroviral is not under study for covid-19 trials. note that vidarabine, which was getting predicted for the reference sequence (albeit wrongly) has not been predicted from the later ones. based on this discussion, we can see that how the mutations in genomic structure results in different predictions of drugs. since the novel coronavirus is mutating, it may be judicious to account for the structure of the latest isolate while deciding the treatments to be put in trial. in such a case, our model may be of help to clinicians. we recorded the time taken by each of the matrix completion algorithms for a single run (table 5) , on a single core machine with a clock speed of 2.8 ghz, 64 gb ram (intel(r) xeon(r) cpu e5-1603 v3 processor). all the methods have relatively low computational requirements. matrix factorization methods are faster than the nuclear norm minimization based techniques, with a difference of few seconds. such difference may not be practically significant, given the nature of our problem as an improved anti-viral prediction in pandemic is much more crucial than the running time in the order of seconds. we have collected a comprehensive dataset comprising of all the anti-viral drugs which act against viruses known to infect humans, along with the similarity information associated with the drugs and the viruses (see methods section). on this database, we deploy state-of-the-art drug target interaction techniques based on matrix completion. the drug-virus associations and the similarity information are assembled as three matrices: drug-virus association matrix (y ), drug similarity matrix (s d ) and virus similarity matrix (s v ). several matrix completion methods have then been implemented and compared. the matrix completion methods which are not designed to incorporate the similarity information take association matrix as input (assuming it to be a partially filled matrix from which the full low-rank association matrix would be recovered) along with the masking operator which stores information on the position of train and test indices. on the other hand, the graph regularized frameworks utilize similarity information and give an improved prediction performance in the cross-validation evaluation (best auc=0.88, aupr=0.52). the graph regularized matrix completion methods are not only capable of predicting associations between existing drugs and viruses but can also take into account novel viruses and drugs for which no association information is known (as can be seen in the latter two cross-validation settings). the similarity information for such novel drugs/viruses (s v and s v ) can be added to the metadata using the chemical structure and sequence information of the drug and virus respectively. the validity of the proposed pipeline is illustrated by the fact that 4 out of the 6 drugs unanimously predicted in top-10 prediction by the graph regularized methods are already under trial for treating sars-cov-2. from the prediction provided by graph regularized methods, we observe a consensus over the recommendation of six drugs, namely remdesivir, ribavarin, sofosbuvir, taribavirin, tenofovir alafenamide and vidarabine (7th common drug being umifenovir recommended by 2 models). note that umifenovir and remdesivir are investigational as per fda, umifenovir is approved in russia and china and remdesivir has obtained approval for emergency use by fda. researchers working on ribavarin trials argue that since it is an established drug with ready availability and established supply chains, it is worth to investigate its potency against covid-19. in a study published in april, 2020, remdesivir was found to shorten the recovery time (median recovery time of 11 days, 31 % faster recovery time than patients who received placebo) in adults with covid-19 infection in clinical trials involving 1063 hospitalized patients in united states [7] . it has received emergency use authorization (eua) by the us food and drug administration (fda) for patients hospitalized with severe disease [21] . umifenovir (arbidol) is also being investigated as a potential prophylactic agent for the prevention of covid-19 [53] . ribavirin [29, 56] , in combination with other antiviral drugs has recently been studied for the effectiveness and safety of different antiviral regimens (combination therapies) for the treatment of covid-19. sofosbuvir is used specifically for hepatitis c infection. currently it is under trial for treating covid-19 patients. this is because, superposition of the hepatitis c virus polymerase bound to sofosbuvir, with the sars-cov polymerase shows that the residues that bind to the drug are present in the latter [46] . the clinical trial of tenofovir disoproxil as a prophylactic, is based on recent albeit sparse literature that shows that rna synthesis nucleos(t)ide analogue inhibitors, acting as viral rna chain terminators, like tenofovir disoproxil, abacavir or lamivudine, amongst others, could have an effect against sars-cov-2 [3] . our algorithm selects tenofovir alafenamide, which is less harmful to the kidneys than tenofovir disoproxil. tenofovir alafenamide is known to have large antiviral efficacy at ten times lesser dose than tenofovir disoproxil. it is also under investigation as a combination therapy (emtricitabine/tenofovir-alafenamide and lopinavir/ritonavir) to treat covid-19 patients [18] . in this sub-section, our objective is to establish that the drugs selected by our algorithms for sars-cov-2 are clinically sensible predictions, in the sense that they are known to be effective against a significant number of the covid-19 symptoms. the table 3 shows that out of the top ten selections, six are common across all the three techniques and another (umifenovir) have been predicted by two out of three. although vidarabine has been selected by all three models, it is an antiviral effective against dna viruses. since the novel coronavirus is an rna virus this antiviral is not supposed to work. we have discussed the rest of the six antivirals in supplementary section 1. the descriptions have been primarily taken from drugbank.ca. furthermore, significance of such computational models for predicting anti-viral therapeutics would correlate with the rate at which a virus mutates. rna viruses (like hiv, flu virus) are known to mutate at a much faster rate than the dna viruses [47] , helping them to evade the human immune system and develop drug resistance. sars-cov-2 is no exception and has been mutating over the past few months [42] . clinically keeping up with the evolving viruses and drug resistance could be a major challenge for development of an anti-viral treatment [30] . hence, artificial intelligence, and in particular the presented matrix completion techniques, could help the clinicians to prune down the drug space for viral strains which have been mutating rapidly and avoid unnecessary testing on drugs for the new viral strain/s. computational techniques have the inherent advantage of learning from the data (which can be huge) and scale to a large number of drugs and viruses and hence be of immense importance to the clinicians by narrowing down the search space for the clinical trials to be carried out. we would like to emphasize that the proposed dva database and methods are not particular to the novel coronavirus. such computational approaches have the general capability to help for identification of drugs which might be effective against a broad spectrum of viruses [28] , or the viruses which can be targeted by multiple drugs (since many drugs could target specific elements of viral replication) [48] . we believe that the proposed work will pave the way for more scientific ideas for anti-viral drug re-positioning and assist clinicians in the process. the proposed dva dataset aims at being exhaustive. it compiles various existing sources, housing together all the anti-viral drugs proved clinically to be effective against viruses infecting humans. we believe such resource would be highly useful for analysing and proposing anti-virals not only for the novel coronaviruses but other viruses too. along with that, it may also be used to computationally identify viruses that a newly discovered drug may target. the associated metadata (information about the drugs and viruses) may also help clinicians in manual analysis and having a deeper insight. all the associations corresponding to anti-viral drugs clinically shown to act against human host viruses have been assembled from standard drugbank database [55] (https://www.drugbank.ca/categories/dbcat000066). to ensure that the database is fully comprehensive, other literature works [45, 17, 50, 13, 23, 16, 49, 54, 31] and resources such as vipr [43] were also scanned for any additional drug-viral associations. vipr or niaid virus pathogen database and analysis resource (http://www.viprbrc.org/) is a repository of data and analysis tools for virology research [43] capturing various types of information derived from comparative genomics analysis and visualization tools. it has antiviral drug information (for 21 viral species) derived imported from drugbank (https://www.drugbank.ca/) [55] . the drug-virus indications have been stored (see supplementary data section) and processed in a matrix form of size m × n (m being no of drugs in the database and n being the number of viruses) to be used as input for any of the 6 matrix completion algorithms we made available in our repository. the drugbank identifier (drugbank id) of the anti-viral drugs involved is considered as the unique key for the drugs, obtained from drugbank vocabulary (https://www.drugbank.ca/releases/latest#open-data). along with the viral association information, we also store the target pathway and mechanism of action of each drug for quick reference in any further investigation. apart from this, each drug is mapped to its corresponding kegg identifier (kegg id) from the kegg compound/kegg drug database (https://www.genome.jp/kegg/drug/, https: //www.genome.jp/kegg/compound/) of the kegg (kyoto encyclopedia of genes and genomes) [32] . the kegg ids were taken from the linking file provided at https://www.drugbank.ca/releases/latest#external-links [55] or manually added in the case of drugs missing in the linking file. each virus is identified by an acronym assigned to it (in case of no acronym, full virus name is used). the viral family, genome type, transmission route and incubation period is also available in the virus metadata file along with the accession number of the complete genomic sequence of the viruses fetched from ncbi (national center for biotechnology information) viral genome browser https://www.ncbi.nlm.nih.gov/genomes/genomesgroup.cgi [1]). to integrate the similarity information to the drug-virus associations, we have computed similarities between the drugs based on their chemical structures and between the viruses using their complete genomic sequences. • drug similarity: all the drugbank ids were mapped to kegg ids of the corresponding drug/compound in the kegg database [32] . the chemical structure similarity was measured between the drugs by computing the simcomp score [26] based on the maximum common substructures between the chemical structure of the compounds using the kegg api page at genomenet (https://www.genome.jp/tools/gn_tools_api. html). the drugs for which the simcomp score was less than the set cutoff (0.001) and the drugs with no kegg ids available were assigned a similarity score of 1 to themselves and 0 to other drugs in the dataset. • virus similarity: the d2 * distance based on onf (oligonucleotide frequency) measure between the dna sequences was shown to be the best amongst various other onf metrics with several k-mers length in host prediction accuracy at the genus level [5] . hence, we compute d2* dissimilarity/distance (at k=6) between the viral genome sequences obtained from ncbi [1]. the reference sequences of viruses were saved in fasta format to be used by the distance computation software (https://github.com/jessieren/virhostmatcher) proposed by [5] . the d2 * distance was subtracted from 1 to obtain the similarity measure. for the viruses with segmented structure (influenza a virus, influenza b virus, influenza c virus, lassa mammarenavirus), the coding sequence in the nucleotide sequence of each genomic segment (taken in decreasing order of length was taken) was combined to form the complete viral sequence. in this subsection, we describe each of the matrix completion algorithms used (www.github.com/aanchalmongia/ dva), along with their mathematical formulations and resolution strategies. let x m×n be the complete drug-virus association matrix (with m drugs and n viruses) with binary entries (1 denoting that the drug is known to act against the virus and 0 denoting no association). here x is the matrix to be recovered from its sampled (partially known) entries in y . let m denote the masking operator (elementwise multiplied to x) having 1's at positions where associations are known and 0 otherwise. then, the matrix completion problem can be formulated as searching for x satisfying: under specific constraints. in particular, it is typically assumed that similar drugs act in a similar manner, hence x to be recovered (from y and m ) is of low-rank. the most straightforward technique of solving low-rank matrix completion is matrix factorization, where the data matrix x m×n is decomposed into two latent factor matrices u m×k and v k×n , where k denotes the number of latent (hidden) factors deciding if a drug is associated with a virus or not. x is recovered by solving for u and v in the following minimization problem: min the above problem is solved in an alternating manner, by first decoupling the mask using a majorization-minimization technique [51, 14] and then using alternating least squares method [25] to obtain u and v . the complete algorithm is described in [41] . an extension of matrix factorization has been proposed motivated by the success of deep dictionary learning [52] , where the data matrix x is decomposed into multiple factor matrices (analog to multiple layers) to capture more complex hidden features in the data. the formulation of the minimization problem in the case of 2-layer matrix factorization is given below: the above problem is solve alternatively. the minimization with respect to variables u 1 and v , is done in a similar way to that of matrix factorization, while the update on u 2 can be obtained as shown in [40] . another variant of matrix factorization has been proposed to incorporate metadata associated with the row and column entities (drug and virus similarities in this case) [20] . here, the drug and virus entities form the nodes of two separate graphs and the similarity between them is assumed to be the weights between the nodes. regularization is imposed by adding graph laplacian penalties to the cost function of matrix factorization as shown below: where µ 1 > 0 and µ 2 > 0 are coefficients penalizing the graph regularization laplacian terms and tr denotes the trace of the matrix. l d = d d − s d and l v = d v − s v are the graph laplacians [15] for s d (row/drug similarity matrix) and s v (column/virus similarity matrix), respectively, and d ii d = σ j s ij d and d ii v = σ j s ij v are the associated degree matrices. a resolution technique for the above formulation has been shown in [20] . matrix factorization based approach leads to a non-convex minimization problem and hence rarely benefits from global convergence guarantees. to limit the space of minimizers, it may be useful to impose a low-rank constraint on the solution x. since rank minimization is still an np-hard problem, it was proposed to relax the above constraint to its closest convex surrogate by making use of the nuclear norm penalty [11, 10] . the formulation for the resulting nuclear norm minimization problem (referred to as matrix completion by the authors) is: the above problem can be solved alternatively, by invoking majorization-minimization arguments [51] to deal with the mask operator m and by applying thresholding operations on the singular values to process the nuclear norm term [41] . just like matrix factorization, nuclear norm minimization based matrix completion can also be graph regularized by incorporating graph laplacian penalties to take metadata/similarity information into account. the formulation for the minimization problem is given by: the above formulation can either be solved using admm (alternating direction method of multipliers) [8, 33] as was done in [39] (referred as grmc here) or by explicitly taking care of the constraint that the recovered values should be in the range [0, 1]. if the latter range constraint is taken into account, we obtain then a new variant called graph regularized binary matrix completion. the minimization with respect to x can be solved by making use of the ppxa (parallel proximal algorithm) [44] . such approach allows to decouple the constraints by introducing proxy variables and then solving each subproblem in a parallel fashion as shown in [37] (referred as grbmc here). the stepsize, regularization parameters and latent factor dimensions, for the above techniques have been tuned using cross-validation on training set (after hiding 10 % of the data) in each of the three cross-validation settings (see section 2.2). the parameters obtained after extensive cross-validation on the setting cv2 (randomly hiding the virus entities) have been further used in predicting drugs for sars-cov-2 and the corresponding isolates (see sections 2.4 and 2.5). similarly, the parameters selected for the setting cv3 (randomly hiding drug entities) have been used to evaluate the performance of the approaches in section 2.3. a computational approach to aid clinicians in selecting anti-viral drugs for covid-19 trials 1 description of drugs predicted by computational models • remdesivir (fda emergency use, investigational) -remdesivir was originally investigated as a treatment for ebola virus, but has potential to treat a variety of rna viruses. its activity against the coronavirus (cov) family of viruses, such as sars-cov and mers-cov, was shown in 2017, and it is also being investigated as a potential treatment for covid-19. • ribavirin (approved) -broad-spectrum activity against several rna and dna viruses. it is primarily indicated for use in treating hepatitis c and viral hemorrhagic fevers. it is reported that ribavirin might be only effective in early stages of viral hemorrhagic fevers including lasser fever, crimean-congo hemorrhagic fever, venezuelan hemorrhagic fever, and hantavirus infection. currently ribavirin is being used in combination with interferon beta-1b, lopinavir-ritonavir in a trial for treating covid-19. • umifenovir (investigational) -umifenovir is used for the treatment and prophylaxis of influenza and other respiratory infections. umifenovir's ability to exert antiviral effects through multiple pathways has resulted in considerable investigation into its use for a variety of enveloped and non-enveloped rna and dna viruses, including flavivirus / hemorrhagic fever, zika virus, lassa virus, ebola virus, chikungunya virus, hantaan virus, and coxsackie virus a and b. umifenovir is currently being investigated as a potential treatment and prophylactic agent for covid-19. • sofosbuvir-sofosbuvir is a direct acting antiviral medication used as part of combination therapy to treat chronic hepatitis c. currently it is undergoing clinical trial for treating covid-19. • taribavirin (similar to ribavirin) -the prodrug taribavirin is under development for the treatment of patients with chronic hepatitis c. taribavirin is metabolized by the liver and converted into its active metabolite, ribavirin. this pathway reduces exposure to red blood cells (rbcs) and increases exposure to the liver, the site of hcv replication. • tenofovir alafenamide -tenofovir alafenamide is a novel tenofovir prodrug developed in order to improve renal safety when compared to the counterpart tenofovir disoproxil. tenofovir alafenamide is indicated to treat chronic hepatitis b, treat hiv-1 and prevent hiv-1 infections. currently tenofovir disoproxil is undergoing trial as a prophylactic against covid-19 on healthcare workers. the study is supposed to be completed in july. • hemorrhagic fever symptoms (mayoclininc, clevelandclinic) -fever, fatigue, dizziness, body ache, headache, rashes, bleeding from the eyes, ears or mouth, difficulty breathing, internal bleeding, organ failure. drugs: ribavarin, umifenovir sars-cov symptoms (cdc, who) -fever, dry cough, sore throat, shortness of breath, headache, body ache, loss of appetite, malaise, night sweats, chills, confusion, rash and diarrhea. drugs: remdesivir mers-cov symptoms (cdc, who) -fever, chills, headache, body ache, malaise, shortness of breath, diarrhea, dry cough, sore throat, body ache and hypoxia. influenza virus (cdc) -fever, body ache, chills, sweats, headache, dry cough, fatigue, nasal congestion and sore throat. zika virus (cdc) -mild fever, rash, body ache, headache, red eyes and malaise. the web server (http://dva.salsa.iiitd.edu.in) has two tabs in the menu. the 'home' page provides reference to our work and the main functionalities of the web server. the 'about' page consists of a brief description of the dataset and the algorithms used. home -the 'home' page briefly discusses what this web server is about. it also includes reference to our pre-print. in the sub-section 'functionalities', there are two parts. the first one pertains to the prediction of drugs, given the genomic structure of the virus. the second takes in two inputs, a drug and a virus, and it returns a normalized score depicting the overall efficacy of the drug against the virus, as predicted by our computational model. figure 3 shows the 'home' page of the server. figures 4,5,6 ,7 show how to use the web server to run an algorithm for the prediction of top-5 drugs for a virus already existing in the database (sample query 1: figures 4 and 5) or for a novel virus by uploading its genomic sequence in ".fasta" file format (sample query 2: figures 6 and 7) . figures 8 and 9 depict the usage of the software to predict the association score (normalized) between a drug and a virus predicted by the chosen algorithm (sample query 3: figures 8 and 9 ). about -this page contains of a brief description about how the dataset has been curated. it also gives short descriptions of the different algorithms used. the reference papers of the algorithms are also provided for interested new trial starts in uk to see if ibuprofen can help prevent severe breathing problems in covid-19 patients randomized clinical trial for the prevention of sars-cov-2 infection (covid-19) in healthcare personnel (epicos) coronavirus update (live)-worldometer alignment-free oligonucleotide frequency dissimilarity measure improves prediction of hosts from metagenomically-derived viral sequences drug repositioning: identifying and developing new uses for existing drugs remdesivir for the treatment of covid-19-preliminary report distributed optimization and statistical learning via the alternating direction method of multipliers. foundations and trends in machine learning handling class imbalance in customer churn prediction exact matrix completion via convex optimization the power of convex relaxation: near-optimal matrix completion an overview of mutations occurring within the coronavirus-2 genome: mutations data reporting on sars-cov-2. available at ssrn 3632241 effectiveness of chloroquine and inflammatory cytokine response in patients with early persistent musculoskeletal pain and arthritis following chikungunya virus infection a majorize-minimize subspace approach for l2-l0 image regularization spectral graph theory. cbms regional conference series in mathematics heat shock protein 90 positively regulates chikungunya virus replication by stabilizing viral non-structural protein nsp2 during infection approved antiviral drugs over the past 50 years advance of promising targets and agents against 2019-ncov in china computational prediction of drug-target interactions using chemogenomic approaches: an empirical survey drug-target interaction prediction with graph regularized matrix factorization fact sheet for health care providers: emergency use authorization (eua) of remdesivir (gs-5734 tm ) drug discovery: playing dirty chikungunya virus: in vitro response to combination therapy with ribavirin and interferon alfa 2a coronavirus puts drug repurposing on the fast track matrix completion and low-rank svd via fast alternating least squares simcomp/subcomp: chemical structure search servers for network analyses repurposing of the antihistamine chlorcyclizine and related compounds for treatment of hepatitis c virus infection prospects for treatment of viral hemorrhagic fevers with ribavirin, a broad-spectrum antiviral drug triple combination of interferon beta-1b, lopinavir-ritonavir, and ribavirin in the treatment of patients admitted to hospital with covid-19: an open-label, randomised, phase 2 trial drug resistance in influenza a virus: the epidemiology and management structural basis for the inhibition of covid-19 virus main protease by carmofur, an antineoplastic drug. biorxiv from genomics to chemical genomics: new developments in kegg playing with duality: an overview of recent primal-dual approaches for solving large-scale optimization problems clinical outcomes and plasma concentrations of baloxavir marboxil and favipiravir in covid-19 patients: an exploratory randomized no current evidence supporting risk of using ibuprofen in patients with covid-19 imatinib binding and ckit inhibition is abrogated by the ckit kinase domain i missense mutation val654ala computational prediction of drug-disease association based on graph-regularized one bit matrix completion. biorxiv deep matrix completion on graphs: application in drug target interaction prediction drug-target interaction prediction using multi graph regularized nuclear norm minimization deepmc: deep matrix completion for imputation of single-cell rna-seq data mcimpute: matrix completion based imputation for single cell rna-seq data emerging sars-cov-2 mutation hot spots include a novel rna-dependent-rna polymerase variant vipr: an open bioinformatics database and analysis resource for virology research parallel proximal algorithm for image restoration using hybrid regularization antiviral drugs for viruses other than human immunodeficiency virus sofosbuvir as a potential alternative to treat the sars-cov-2 epidemic viral mutation rates anti-hepatitis c virus drugs in development repurposing of the anti-malaria drug chloroquine for zika virus treatment and prophylaxis long-acting neuraminidase inhibitor laninamivir octanoate (cs-8958) versus oseltamivir as treatment for children with influenza virus infection majorization-minimization algorithms in signal processing, communications, and machine learning deep dictionary learning clinical characteristics and therapeutic procedure for four cases with 2019 novel coronavirus pneumonia receiving combined chinese and western medicine treatment potential benefits of ibuprofen in the treatment of viral respiratory infections drugbank: a comprehensive resource for in silico drug discovery and exploration comparative effectiveness and safety of ribavirin plus interferon-alpha, lopinavir/ritonavir plus interferon-alpha, and ribavirin plus lopinavir/ritonavir plus interferon-alpha in patients with mild to moderate novel coronavirus disease 2019: study protocol drugs: umifenovir, ribavarin ebola virus (cdc, webmd) -fever, body ache, headache, abdominal pain, rash, loss of appetite, fatigue, diarrhea, vomiting, unexplained hemorrhaging, bleeding or bruising. drugs: remdesivir, umifenovir chikungunya virus (cdc) -fever, body ache, headache, joint swelling and rash. drugs: umifenovir hantavirus (cdc) -fatigue, fever, body ache, headache, dizziness, chill, nausea, vomiting, diarrhea, abdominal pain, blurred vision, inflamed or red eyes, shortness of breath, rash, low blood pressure. drugs: umifenovir, ribavarin coxsackie virus a (webmd) -sore throat, blisters in mouth, and small tender lesions on the palms of their hands and bottom of their feet, inflammation of the spinal cord and brain. drugs: umifenovir coxsackie virus b (webmd) -fever, spasms of the abdominal and chest muscles, inflammation of the spinal cord and brain. drugs: umifenovir non-polio enterovirus (cdc) -fever, runny nose, sneezing, cough, skin rash, mouth blisters, body muscle aches. drugs: pleconaril rhinovirus (mayoclinic) -runny nose drugs: tenofovir alafenamide hiv-1 (acute phase) -fever, chills, rash, night sweats, body ache, sore throat, fatigue, swollen lymph nodes, mouth ulcers. drugs: tenofovir alafenamide figure 3: home page of the web-server readers. in the side menu, we also provide some important links key: cord-332038-icyut3xa authors: pillaiyar, thanigaimalai; meenakshisundaram, sangeetha; manickam, manoj; sankaranarayanan, murugesan title: a medicinal chemistry perspective of drug repositioning: recent advances and challenges in drug discovery date: 2020-04-02 journal: eur j med chem doi: 10.1016/j.ejmech.2020.112275 sha: doc_id: 332038 cord_uid: icyut3xa drug repurposing is a strategy consisting of finding new indications for already known marketed drugs used in various clinical settings or highly characterized compounds despite they can be failed drugs. recently, it emerges as an alternative approach for the rapid identification and development of new pharmaceuticals for various rare and complex diseases for which lack the effective drug treatments. the success rate of drugs repurposing approach accounts for approximately 30% of new fda approved drugs and vaccines in recent years. this review focuses on the status of drugs repurposing approach for various diseases including skin diseases, infective, inflammatory, cancer, and neurodegenerative diseases. efforts have been made to provide structural features and mode of actions of drugs. sir james whyte black, winner of the 1988 nobel prize in medicine [1] it is reported that the food and drug administration (fda) has approved agents against about 400 human proteins [2] , 90% of which comes under the classification of enzymes, transporters, g protein-coupled receptors (gpcrs), cluster of differentiation (cd) markers, voltage-gated ion channels, and nuclear receptors. it is a fact that the typical de novo drug discovery program takes 10 to 15 years [3, 4] from the identification of lead molecule to market the drug and the probability of success rate is less than 10% [5] . over five years, the number of new drugs approved by fda has been around 40 per year, although billions of us dollars spent by various pharma industries on the research and development [6] [7] [8] . the success rate is less than 6% of new drug discovery and development, which is far away from addressing an unmet clinical need for disease treatments. because, the effective therapeutics for complex diseases like alzheimer's disease (ad), parkinson's disease (pd), cardiovascular diseases, and neglected diseases are still lacking. this outcome strongly suggests that new strategies, approaches, and technologies are needed to accelerate drug discovery to advance the success rate of drug development. drug repurposing is a strategy consisting of finding new indications for already known marketed drugs used in various clinical settings or highly characterized compounds despite they can be failed drugs [9] . it is a drug discovery program, which is faster and safer to develop medications against diseases/disorders for which no potential treatment is available. in recent years, the success rate of drug repurposing approach accounts for approximately 30% of the newly fda approved drugs, and vaccines. this is one of the main reasons for pharmaceutical companies to show their interest in drug repurposing approach. this approach does not require the initial six to 10 years typically needed for the development of new drugs. additionally, many phases of de novo drug discovery and development can be by-passed, melanin protects human skin from the radiation, continuing irradiation can result in the risk of skin damage and malignant melanoma, a cancer of melanocytes. besides, the abnormal production of melanin leads to a serious of dermatological disorders including melasma [13] [14] [15] [16] , freckles, age spots, and post-inflammatory melanoderma. [15, 17] . melanogenesis, a process of synthesis of melanin, is a complex enzymatic and biochemical catalyzed reactions, in which tyrosinase plays a rate-limiting step: hydroxylation of l-tyrosine to l-3,4-dihydroxyphenylalanine (l-dopa) followed by the oxidation of l-dopa to ldopaquinone, which serves as a substrate for the production of melanin [18] . therefore, targeting tyrosinase has been recognized as a potential approach for controlling the abnormal production of melanin. tyrosinase is also an important target in the food industry as inhibition of tyrosinase can prevent the enzymatic browning of fruits and vegetables. besides, it essential for wound healing process and immune responses in many plants, sponges and some invertebrates. abnormal activities of tyrosinase have been linked to neurodegenerative disorders including parkinson's [19] and huntington's diseases [20] [21] [22] [23] [24] . thiourea and analogs. tyrosinase inhibitors can be broadly classified into two categories: (a) polyphenols, which are mostly natural products such as arbutin, hydroquinone and kojic acids, and b) thiourea and its derivatives. since the 1940's, phenylthiourea (ptu, 1) has been well known as a tyrosinase inhibitor [25, 26] . many research groups including ours have extensively studied the structure-activity relationships for ptu as tyrosinase inhibitors [27, 28] . choi et al. screened the fda approved drug library that has closed structural similarity to ptu (see figure 1 ) [29] . for example, ethionamide (2), a second-line antituberculosis drug used for the treatment of multi-drug resistant tuberculosis, shares a chemical similarity that led to the discovery of a new mushroom tyrosinase inhibitor with an ic 50 value of 4.0 µm. other commercially available analogs of 2 including, prothionamide (3), thioisonicotinamide (4), pyridine-3-carbothiomide (5), pyridine-2-carbothiomide (6) , and thiobenzamide (7) were identified as potent tyrosinase inhibitors. in particular, compound 7 had a strong inhibitory activity than other molecules, which suggests that the pyridine ring in compound 2 can be replaced by other aromatic moieties, including a benzene ring. however, the poor inhibitory activity of isoniazid (8), a first-line antituberculosis drug, suggests that carbothiomide group was crucial for tyrosinase inhibitory activity. moreover, comparing the inhibitory activities of drugs 2 and 3 implies that the additional aliphatic tail was not required for inhibiting the tyrosinase. inhibitory kinetic studies suggest that drug 2, and its analogs 3-7 were reversible and non-competitive. in cellular assay, drugs 6 and 7 markedly decreased the melanin content in b16 cells to the values of 44% and 37%, respectively, without inducing any cytotoxicity up to 50 µm concentration. further studies suggest that the drug 7 had strong inhibition of mammalian tyrosinase. however, the inhibition exhibited by drug 2, and its analogs were weaker than those obtained by ptu observed in enzyme, and melanin content assays. the same research group continued to search for molecules that are in clinical usage, and contain thiourea moiety [30] . as a result, they could retrieve some thiourea containing drugs such as thioacetazone (9) , ambazone (10) , methimazole (11) , carbimazole (12) , thiouracil (13) , methylthiouracil (14) , and propylthiouracil (15) . thioacetazone (9) (also called as thiacetazone) is an anti-tuberculosis drug [31] . ambazone (10) is an oral antiseptic drug used in europe [32] . the other five molecules (11) (12) (13) (14) (15) are antithyroid drugs [33] . these drugs, except 12, exhibited remarkable inhibitory activities against mushroom tyrosinase (see ic 50 values of each in figure 1 ), although they were comparatively weaker than 1 (1 µm) . kinetics studies of tyrosinase inhibition assigned these thiourea-containing drugs as non-competitive inhibitors. in cellular assay, using b16 cells, drug 10 among other thioureas, significantly decreased the melanin content by 20% without inducing any cytotoxicity up to 20 µm. further, enzymatic studies with cell extracts of b16f10 cells confirmed that thioureacontaining drugs affected the function of mammalian tyrosinase. in an extended study, the same group repositioned thiopurine drugs 16-19 as tyrosinase inhibitors [34] . thioguanine (16) , a drug used for the treatment of leukemia, is one of the essential medicines required for a basic health system, recommended by the world health organization (who). it inhibited tyrosinase activity with a k i value of 52 µm. in addition to that, two other thiopurine drugs such as mercaptopurine (17) and azathioprine (18) were discovered as tyrosinase inhibitors, and among them, drug 17 showed stronger k i value (k i 52 µm) than the drug 16. azathioprine (18) exhibited a poor tyrosinase inhibition. these results suggest that the sulfur atom possibly plays an important role in the interaction of tyrosinase. interestingly, thioinosine (19) , a metabolic product of mercaptopurine through the attachment of sugar moiety exhibited an excellent tyrosinase inhibitory activity with a k i value of 8.0 µm. further, kinetics studies classified the drugs 16, 17, and 19 as competitive inhibitors. in the cellular assay, these drugs inhibited the melanin content without cytotoxicity up to 50 µm. in particular, drug 16 at 50-µm concentration, remarkably reduced the melanin content by 57%, without any apparent cytotoxicity. the thiopurine drugs were docked into four different crystal structures complexed with inhibitors tropolone, kojic acid, hydroquinone and ptu ( figure 2 ) [35] [36] [37] . in the molecular it also predicted that the intramolecular hydrophilic contacts with the residue of e-256 disappeared in mercaptopurine ( figure 2c ), whereas thioguanine ( figure 2b ) and thioinosine possess the contacts within 3.8 å. thioinosine (19) are represented. this figure was adopted from the publication of choi, j. et al [28] . drugs repositioning for cancer therapy. as cancer is one of the leading cause of death worldwide [38] , pharmaceutical companies invest billions of dollars in developing new anticancer drugs. the drug discovery and development process for the cancer treatment takes an average of 13 years at a cost of approximately $ 1.8 billion [39] . however, only 5% of the drugs that enter clinical trials are approved. this prolonged duration for the drug development and enormous cost of the (pre)clinical trials for their approval emphasizes the need for a drug repurposing approach (see figure 3 for drugs repurposing in cancer therapy). aspirin (20) , also known as acetylsalicylic acid, is one of the non-steroidal anti-inflammatory drugs (nsaids), which has been widely used as an analgesic and an antipyretic to prevent the heart attack and stroke. for the first time, gasic and co-workers reported the possible role of aspirin in cancer therapy. they discovered that the antiplatelet activity of 20 in tumor-bearing mice was associated with a 50 % reduction in lung metastasis [40] . a recent study also indicated that the daily intake of the drug 20 (75 mg) produced a significant beneficial effect against gastrointestinal, esophageal, pancreatic, brain, prostate, and lung cancer [41] . the mode of action aspirin is reported to modulate numerous molecules, which are associated with the tumorigenesis process [42] . preclinical studies revealed that the anticancer activity of drug 20 has been attributed by its inhibition of cyclooxygenase (cox) enzymes that promotes carcinogenesis through the synthesis of prostaglandins (pg), including pge2 [43] . besides, drug 20 was reported to inhibit the activation of transcription factor nf-κb, which is critical to regulating the expression of genes involved in apoptosis [44] . in a study reported by li ling et al. compound 20 not only inhibited proliferations and promoted apoptosis of cancer cells, but also delayed and overcame acquired resistance to targeted therapy. the underlying mechanism could be attributed to enhanced cancer stemness and activated nf-kb signaling in acquired resistant tumors were suppressed by aspirin and rendered resistant tumors more sensitive to aspirin than parental, sensitive cells in terms of proliferation, apoptosis and cancer stemness. on the contrary, aspirin has no effects on normal lung and mammary epithelial cell proliferation at concentrations used on lung and breast cancer cells. hence, aspirin could be a potential candidate for combination therapy for lung and breast cancers [45] . other studies suggest that the anticancer property of aspirin (20) has been linked to the phosphatidylinositol-3-kinase (pi3k) pathway, and ras-raf-mek-erk signaling cascade. while numerous studies suggest the potent anticancer activities of drug 20, the overall benefit is limited as it is associated with serious side effects including the gastrointestinal and renal toxicities. therefore, there is no clear recommendation to take 20 for population-wide use. on the other hand, as a primary cancer prevention tool, many reports revealed using 20 would have a greater benefit in the population at age 40-85. thus, u.s. preventive services task force recommendation statement (uspstf), recommended for daily intake of 20 for patients above 40 years with increased risk of cardiovascular disease and colorectal cancer. celecoxib (21) belongs to the family of nsaid, which has been used to treat pain and inflammation associated with rheumatoid arthritis (ra) and osteoarthritis (oa) [46] . in 1999, the fda approved celecoxib, which is a highly selective reversible inhibitor of cox-2, a well-known inflammatory cancer target. because of its cox-2 inhibitory activity, the antitumor activities of drug 21 have been extensively studied and shown to have chemopreventive activities against various cancer types. other than cox-2, celecoxib targets glycogen synthase kinase (gsk) 3β, β-catenin, nf-κb, akt8 virus oncogene cellular homolog (akt), and b cell lymphoma (bcl)-2 families [47] . in people with familial adenomatous polyposis (fap), a daily dosage of drug 21 (400 mg) significantly reduced the risk of colorectal adenomas. fda approved this compound to reduce colon and rectal polyps in people with familial adenomatous polyposis [48] . however, it was associated with some drawbacks including gastrointestinal, renal, and cardiotoxic effects. ibuprofen (22) is an nsaid, which has been primarily used to treat fever, pain, and inflammation. at the molecular level, ibuprofen inhibits cox, which converts arachidonic acid to prostaglandin. however, it is not selective towards any isoform of cox. the drug was marketed for the treatment of rheumatoid arthritis in the united kingdom (1969) , and in the united states (1971) as well. the anticancer activity of drug 22 has been investigated in various cancer cell types. ibuprofen has been shown to inhibit the growth of prostate cancer cells [49] . in adenocarcinoma gastric cells, drug 22 showed antitumor effects, which have been mediated by the anti-angiogenesis, induction of apoptosis, and reduction of cell proliferation [50] . the administration of drug 22 induces apoptosis in metastatic melanoma cell lines [51] . ibuprofen also reported to increases the chemosensitivity of cisplatin by decreasing the levels of heat shock protein 70s (hsp70s) in lung cancer cells. hsp70s are an important part of the cell's machinery for protein folding, and their function was associated with resistance to apoptosis [52] . therefore, by blocking hsp70s, ibuprofen increased the apoptosis by increasing the sensitivity of cisplatin. thalidomide (23) is an immunomodulatory drug, which was originally developed as a sedative-hypnotic for the treatment of nausea during pregnancy. however, it was withdrawn due to its teratogenic effects. the drug was demonstrated whether it could be used for treating patients with refractory myeloma, because of its anti-angiogenic activity. after successful clinical evaluations, fda approved the drug 23 for treating multiple myeloma. additionally, molecule 23 also showed efficacy against several malignancies, including acute myeloid leukemia [53] , myelodysplasia [54] , and myelodysplastic syndrome [55] . mechanistically, thalidomide binds to cereblon, which forms an e3 ubiquitin ligase complex, resulting in the rapid ubiquitination and proteasomal degradation of transcription factors, ikaros and aiolos [56] . these two transcription factors are transcriptional regulators of b and t cell development [57] . metformin (24) is an orally available first-line drug and has been widely used for the treatment of type 2 diabetes. the molecular mechanism of metformin involves the activation of adenosine monophosphate (amp)-induced protein kinase (ampk), a key enzyme regulating cellular metabolism. rapamycin (mtor), a gene that is involved in the survival of cancer cells is negatively regulated by ampk. metformin is also able to reduce the signals of mtor by inhibiting rag-mediated activation of mtor [58] . in general, diabetic patients have an increased risk of several cancer types; especially diabetic women have a 20% risk of developing breast cancer. several studies suggested the anticancer property of drug 24. the drug 24 at the dose of 250-500 mg/day has been shown to reduce the risk of cancer as well as its daily dose reduces the incidence of gastrological cancer in patients with diabetes [59, 60] . several reviews and meta-analysis suggests that taking drug 24 was associated with reduced risk of all cancer mortality in patients with diabetes [61] . in a recent meta-analysis of several anti-diabetic drugs, it was found that the patients using drug 24 had an overall reduced risk of cancer and decreased mortality rate by 14 and 30%, respectively. whereas, the use of insulin was associated with an increased risk of cancer and mortality. the recent phase 3 clinical trial studies using the occurrence of colorectal adenomas as a biomarker for cancer as a primary endpoint at 1 year after intervention revealed that metformin reduced both occurrence and number of adenomas/polyps in the patients at low dosage level. methotrexate (25) is a competitive inhibitor of dihydrofolate reductase (dhfr); a critical enzyme that involved in the synthesis of dna, rna, thymidylates, and proteins. the hydrofolate inhibitory activity of drug 25 was responsible for its anti-leukemia activity. besides, drug 25 was effective against a wide range of malignancies including breast, head and neck, leukemia, lymphoma, lung, osteosarcoma, bladder, and trophoblastic neoplasms [62] . fda approved this compound in 1988 for the treatment of osteosarcoma, breast cancer, acute lymphoblastic leukemia, and hodgkin lymphoma. several reports suggest that the antitumor activity of methotrexate is also due to its ability to target inflammatory pathways. for instance, methotrexate was reported to suppress the nf-κb through the release of adenosine in cancer cells [63] . rapamycin (26) , also known as sirolimus, which was originally developed as an anti-fungal agent. however, drug 26 was withdrawn due to its potent immunosuppressant and antitumor activities. mechanistically, the drug inhibits t cells and b cells by decreasing their sensitivity to il-2 through inhibition of mtor, which is highly upregulated in many tumor cells [64] . in the year 1999, fda, approved rapamycin for the prevention of allograft rejection. after that, this drug has been investigated for its anticancer properties. in recent studies, drug 26 was reported to reduce the colony formation of leukemia progenitor cells in patients with acute myeloid leukemia [64] . in addition to that, drug 26 also showed efficacious in patients with imatinib-resistant chronic myelogenous leukemia through the suppression of vascular endothelial growth factor (vegf) mrna levels in leukemia cells with mild side effects [65] . diclofenac (27) is an acetic acid derivative of nsaid class, which has been used to treat pain and inflammatory diseases such as gout. its mode of action was believed to suppress the [73] . in the phase ii clinical trial, it has been investigated in combination with calcitriol for recurrent prostate cancer. the results showed that the combination was well tolerated. statin family of drugs are lipid-lowering agents that inhibit the rate-limiting 3-hydroxy-3methylglutaryl-coenzyme a (hmg-coa) reductase in the cholesterol biosynthesis pathway. statins are commonly prescribed to reduce cholesterol synthesis in patients with a high risk of cardiovascular disease. in addition to that, statins inhibit the mevalonate pathway that provides mevalonate, farnesyl, and geranyl pyrophosphate. these molecules are important for the cell cycle progression and cell proliferation, and therefore statins represent promising candidates in cancer therapeutics. in chronic myeloid leukemia cells, simvastatin (29) [74] . and other natural statins including mevastatin (30) , lovastatin (31) , and pravastatin (32) displayed tnf-induced apoptosis through the downregulation of nf-κb mediated antiapoptotic gene products [75] . the anti-cancer activity of statins was also investigated in animal studies, in which statins were effective in reducing the incidence and growth of tumors [76] . several observational studies and meta-analysis supports the positive correlation of using statins with their chemopreventive effect in humans. meta-analyses revealed that the use of statins reduced the risk of patients with gastric cancer [77] . as well as esophageal [78] , and hepatocarcinoma cancer types [79] . in a case-control study, drug 29 with a dosage of 40 mg/day for 2-5 years significantly reduced the incidence of colorectal cancer [80] . depakine (33) or valproic acid (vpa) is a short-chain free fatty acid mainly used to treat epilepsy, bipolar disorders, and migraine. its anticonvulsant activity has been attributed to the blockade of voltage-gated sodium channels and increased levels of gamma-aminobutyric acid (gaba) in the brain. anti-cancer activity of drug 33 was first established in leukemia cells, in which the drug 33 was shown to inhibit histone deacetylase (hdac) [81] . depakine has also been found to suppress the production of cytokine and to modulate inflammatory signaling cascade. in human leukemia and human glioma cells, drug 33 was able to suppress the production of il-6 and tnf-α [82] . in prostate cancer cells, drug 33 suppressed the il-6 through inhibition of nf-κb activity [83] . some of the clinical trials of drug 33 have advanced to phase ii for sarcomas, thyroid cancers, acute myelogenous leukemia, b cell lymphoma, breast cancer, melanoma, non-small, and small-cell lung cancers, prostate cancer, recurrent glioblastoma, and relapsed/refractory leukemia (www.clinicaltrials.gov.) recently, abdullah et al [84] has shown that pitavastatin (34) antagonizing the prc2 catalytic activity [86] . treatment for acute myeloid leukemia (aml) has not significantly changed in the last decades and new therapeutic approaches are needed to achieve prolonged survival rates [87] . bromocriptine (38) is an ergoline derivative and dopamine agonist that is used in the treatment of parkinson's disease, acromegaly, hyperprolactinemia and galactorrhoea, and recently repositioned for diabetes mellitus [88, 89] . repurposing strategy handled by lara-castillo, maría carmen, et al has shown bromocriptine as a potent anti-leukemia drug that mainly targets leukemia stem cells [90] . [95] [96] [97] . typically, the drug-discovery program to develop new potent anti-viral agents and to obtain approval for clinical use takes more than 10 years. until now, no effective vaccines or drugs are approved treat these infections, although many are in (pre)clinical development. hence, the drugs that have been used for the treatment of other diseases or disorders that may inhibit the replication of coronaviruses (covs) might be useful in an attempt to save the life of several affected patients. in a search of potential anti-viral agents against mers-cov, de wilde et al identified four drugs such as chloroquine (39) , chlorpromazine (40) , loperamide (41) , and lopinavir (42) from the screening of fda approved drugs library ( figure 4 ) [98] . they all were able to inhibit the replication of mers-cov in the low micromolar range. in addition to that, all four drugs inhibited sars-cov as well as human coronavirus (hcov)-229e, which suggests that they could be used for broad-spectral anti-viral activity. as a mode of action, compounds [109] . this yielded a series of hit compounds, primarily categorized as, anticancer (41, 42) , antipsychotics (43) , antidepressent (44) and antipsychotic (45) pathways. interestingly, co-treatment of the drug 46 with gemcitabine, a deoxycytidine analog that is commonly used for the treatment of cancers [110, 111] , showed a synergistic anti-viral effect with a minimal cytotoxic effect. this supports the hypothesis of using them in a combination therapy to treat cov diseases. dengue fever is a life-threatening disease caused by four antigenically distinct dengue virus serotypes. it became a global burden, which causes approximately 390 million infections each year, of which around 10,000 to 20,000 people die. even though a vaccine against dengue is available, its long-term protective action against each of the serotypes of dengue virus remains yet to be determined. besides, currently, no clinically approved antiviral therapy is available to combat this virus. among the many approaches applied to identify novel drugs for dengue fever, drug repurposing gained much attention to the scientific community. several antiviral, antimalarial, antidiabetic, antihistamine, anticancer, antipsychotic, antiparasite, and anticholesteremic drugs have been repurposed to combat dengue virus infection. a recent publication by botta et al. discussed each class of drugs and its repositioning in detail [112] . to identify novel and potent drug candidates, approved drugs such as lovastatin (31), chloroquine (39) , prednisolone (51), balapiravir (52) , and celgosivir (53) were investigated for the proof-off concept clinical trials for dengue viral infection ( figure 5 ). although the results showed that they were safe in patients with acute dengue, drugs failed to meet prior-defined trial endpoints [112] [113] [114] [115] [116] . besides, two clinical trials conducted in thailand and singapore involving ivermectin (54) and ketotifen (55), the preliminary result was quite promising as phase 2 study of the drug 54 suggested a reduction in serum ns1 levels and body temperature [117] . recently, malakar et al. screened various classes of fda approved drugs including aminolevulinic acid (56) , azelaic acid (57), mitoxantrone hydrochloride (58), quinine sulfate (59) and tested their ability to inhibit dengue virus (denv) replication [118, 119] . figure 5 . representative example of drugs repurposed for dengue infections. aminolevulinic acid (56), an endogenous non-proteinogenic amino acid, and azelaic acid (57) are used to treat skin diseases [120, 121] , while mitoxantrone hydrochloride (58) , an anthracenedione antineoplastic agent used for the treatment of leukemia [122] . quinine sulfate (59) is a natural compound extracted from cinchona bark, which is commercially available in 324-mg tablets under the brand name qualaquin. it has been widely used to treat chloroquine-resistant plasmodium falciparum [123] . its ability to reduce the viral replication was also demonstrated against herpes simplex virus (hsv) [124] , and influenza virus [125] . among these four drugs investigated, the drug 59 was found to be very effective in inhibiting the replication of denv by about 80% compared to untreated controls, while the others showed only moderate reduction of about 50%. it was very impressive that drug 59 was able to reduce virus replication of all four serotypes of denv in three different cell lines of human origin. at the molecular level, it inhibited denv replication by reducing viral protein and rna synthesis in a dose-dependent manner. moreover, drug 59 enhanced the expression of genes related to innate immune response. these findings suggest that the efficacy of drug 59 for stimulating antiviral genes, which led to reduce denv replication. from another set of prescribed drug candidates (63-70) were tested against blood-stage p. falciparum cultures ( figure 6 ) and liver-stage p. berghei [129, 130] . they all showed promising antimalarial activity with ic 50 values ranged from 2.8 µm to 1.7 nm. drugs raloxifene hydrochloride (63) salirasib (72, figure 6 ) is a promising cancer drug candidate inhibits isoprenylcysteine carboxyl methyltransferase (icmt), a validated target for cancer drug development. recently, salirasib and its analogs with 1,2,3-triazole were repuposed for their pontential antimalarial activity [133] . in general, triazole derivartives are known to have potent antimalarial activity [134] . compound were investigated the in vitro toxicity to p. falciparum in the asexual stages and in vero cells. an antiplasmodial activity assay was performed using a simple, highsensitivity methodology based on nanoluciferase (nluc)-transfected p. falciparum parasites. the results showed that some of the analogs were active at low micromolar concentration, alzheimer's is the most common type of dementia. it affects around 5% of people over the age of 65, 20% over the age of 80, and more than a third of those over the age of 90 [136] . in the year 2015, there were approximately 29.8 million people worldwide with ad of which dementia resulted in about 1.9 million deaths. it is estimated that there will be more than 115 million people with dementia worldwide by 2050. therefore, ad represents a major and rising public health concern, and there is an urgent need to develop more therapies that are effective. ad refers to a devastating condition leading to progressive cognitive decline, functional impairment, and loss of independence. accumulation of amyloid-β peptide (aβ)-enriched neuritic plaques, and neurofibrillary tangles, synaptic, and neuronal dysfunction, as well as loss in combination with the associated neurochemical changes in the brain, are the crucial pathological event for ad [137] . recent work suggests that higher levels of total tau may potentiate the toxic effects of aβ [138] . other factors such as inflammatory processes and mitochondrial function are also likely to have an important role [139] . three acetylcholinesterase inhibitors including donepezil (76), rivastigmine (77) and are cost-effective [140] . for example, acetylcholinesterase inhibitors improve cognition to above pre-treatment performance for ~6-12 months. the availability of these drugs has substantially advanced the treatment of patients with ad, but there is a persistent need to build on our increasing understanding of disease pathogenesis to develop more effective symptomatic treatments and disease-modifying therapies. drugs. the md simulation results exposed that these five drugs (risperidone, domperidone, verapamil, tamsulosin and cinitapride) showed better profiles with respect to their rmsd, rmsf, sasa and rg evaluations graphs and steady stable behavior in all docking complexes. in-vitro ache inhibition assay of the above best-screened drugs were performed by spectrophotometric method using acetylthiocholine iodide as substrate. the enzyme inhibition and kinetic mechanism of these drugs showed that cinitapride (79) has good therapeutic potential with respect to standard and other drugs. it is well known that, cintapride (79) is a gastroprokinetic agent and antiulcer agent of the benzamide class [142] . it is an agonist of 5-ht 1 and 5-ht 4 receptors and as an antagonist of the 5-ht 2 receptors [143] . based on aforementioned results, it is justified that cinitapride has better repositioning profile which may be used in the treatment of ad after clinical assessment. efforts to develop more effective therapies have so far been unsuccessful with several highprofile clinical trial fails to demonstrate the benefit. the reasons for this are probably multifactorial. the majority of putative disease-modifying therapies that have been evaluated have targeted amyloid pathology. this lack of breadth in treatment approaches has been criticized, and some commentators have argued that a more sophisticated knowledge of disease pathways is needed before we can develop more effective candidate therapies. for example, phase ii trial of tarenflurbil (80, figure 7 ) only provided a suggestion of benefit in a posthoc subgroup analysis [144, 145] ; the putative mechanism of action via γ-secretase modulation and its related impact on amyloid pathology was never confirmed in patients with ad. subsequent phase iii trial had negative outcomes. although, the results of a phase ii trial of dimebon (81) were much more favorable than of analog 80 (figure 7 ). it seems that the significant benefit seen in the treatment group was driven by a larger-than-expected deterioration in the group receiving placebo treatment, and the mechanism of action was not well characterized. in the central nervous system (cns), angiotensin ii mediates key processes including, the release of inflammatory mediators, vasoconstriction, mitochondrial dysfunction, and inhibition of acetylcholine release at central synapses. all of which are proposed to be relevant to ad and are potential targets for therapeutic intervention [146, 147] . based on this background, it has been proposed that angiotensin receptor blockers (arbs) may confer symptomatic benefits on cognition. a large-scale screen of 55 antihypertensive drugs by want et al. [148] , identified the arb valsartan (82, figure 7 ) as the only compound that was able to reduce aβ accumulation in cultured neurons and inhibit aβ aggregation in vitro. the same group was demonstrated that the reduced plaque burden as well as the improved learning and memory in cognitive tests (including the morris water maze task) following 5 months of treatment with valsartan in 6month-old tg2576 transgenic mice. as a result, the greatest benefits were seen at a dose of 40 mg/ kg/day, which is equivalent to 1.5 times the maximum recommended dose for treating patients with hypertension. using another arb, olmesartan (83, figure 7 ) by takeda et al. [149] , demonstrated that daily treatment of young app23 mice for one month improved cerebral blood flow without affecting aβ1-40 and aβ1-42 levels. in the aβ1-40-injected mouse model, in which aβ fragments are injected intracranially to generate deficits, pre-treatment with telmisartan (84, figure 7 ) increased cerebral blood flow and inhibited the plaque deposition [150] . however, the physiological relevance of this model is unclear. perhaps, the most striking preclinical evidence comes from a study in which losartan (85, figure 7 ) was administered intranasally to app/psen1 mice, at a dose much lower than that mediating hypotensive effects; drug 80 led to a 3.7-fold reduction in aβ plaques compared to vehicle-treated mice but also reduced the levels of pro-inflammatory mediators and increased the levels of anti-inflammatory mediator il-10 in the serum of these animals [151, 152] . overall, there was significant reduction in the incidence of dementia in patients taking arbs compared to those taking the comparator cardiovascular drugs (hazard ratio: 0.76; 95% confidence interval: 0.69-0.84) and those taking angiotensin-converting enzyme (ace) inhibitor lisinopril (hazard ratio: 0.81; 95% confidence interval: 0.73-0.90). although the evidence for the potential of arbs in ad is conflicting, and difficult to interpret, in our view, there is a sufficient indication of potential benefit to merit further in vivo work to clarify the relative importance of different mechanisms, the optimal dose, and the optimal agent, which could lead to proof-of-concept study in patients with ad. the best evidence from in vitro and in vivo studies points to either drug 85 or 84 as a preferred arb, with some animal studies also highlighting drug 83 as a potential candidate. however, there is an unfortunate disconnect between in vivo and clinical studies, as no formal studies to provide direct clinical evidence have so far been conducted on any of the most promising candidates. calcium channel blockers (ccbs) of the dihydropyridine class are widely used to treat hypertension and angina through their vasodilatory activity on smooth muscle vasculature. most of the drugs in this class have good blood-brain barrier penetration and induces cerebral vasodilatation, increased cerebral blood flow in animals and humans [153] . in vitro studies have revealed that certain ccbs reduce aβ production, oligomerization, and accumulation, rescue aβ-induced neurotoxicity, and improve cell survival in the presence of aβ [154] [155] [156] . ccbs have also been shown to reduce glutamate-induced cell death and levels of intracellular calcium [157] . the ability of ccbs to prevent aβ1-40 and aβ1-42 production was investigated in chinese hamster ovary cells (cho) by paris et al. and iwasaki et al. in that study, amlodipine (86) and nilvadipine (87) (figure 7) were identified as the only agents that inhibited aβ production [158] . however, the concentrations studied were several-fold higher than can be achieved therapeutically. isradipine (88, figure 7 ) was shown to have a neuroprotective effect against aβ-induced apoptosis in neuroblastoma mg65 cell lines. a protective effect in a drosophila melanogaster model of aβ-induced neurotoxicity and it's brain-penetrant in the 3xtg-ad mouse model of ad was also reported [156, 159] . the differential effects of ccbs indicate that their potential benefits in ad are probably independent of their anti-hypertensive activity and may be specific to individual drugs within this class. dihydropyridines seem to be more effective than compounds with different chemical structures (such as verapamil or diltiazem), with evidence from preclinical studies that highlighted nilvadipine (87) as the best therapeutic candidate. there was some clinical evidence regarding the potential benefit of the ccb nimodipine (89, figure 7 ) in patients with clinically significant dementia. the evidence has been summarized in a cochrane review 51 of 15 nimodipine trials in more than 3,000 patients with dementia. the review reported that the treatment showed efficacy in improving cognition, but not activities of daily living, at doses of 90 mg/day [160] . however, the evidence was limited by small size and duration (mostly 12 weeks) of trials as well as the lack of operational diagnostic criteria for ad or vascular dementia. tetracycline antibiotics are widely used to treat bacterial infections and are well tolerated in older people, but most of the treatment data pertain to short-term periods of exposure. studies related to ad have predominantly focused on minocycline (90, figure 7) because it is the most lipophilic tetracycline, with greater blood-brain barrier penetration than other agents in this class. concerning preclinical studies, the drug 90 has been shown to reduce aβ1-42 aggregation, and promote disassembly of pre-formed fibrils in vitro studies.186 various groups have independently shown that drug 90 reduces the levels of proinflammatory mediators and microglial activation in a range of mouse models of ad [161] [162] [163] [164] [165] . besides, two of the three studies using transgenic mouse models of ad for 28 days or more of treatment have shown a significant decrease in cerebral aβ accumulation and improvements in behavioral outcomes as well [165] . one of these studies used 8-month-old 3xtg-ad mice and reported reductions in cortical amyloid levels following 4 months of minocycline treatment, but no changes in tau pathology was observed. 190 the third study reported that no benefit concerning amyloid accumulation or behavior over a treatment period of 12 months.194 an additional study in a rat model of diabetes demonstrated a reduction in aβ1-40 and aβ1-42 levels and associated improvements in behavioral outcomes over 8 weeks of treatment [165] . doxycycline (91) is a second generation antibiotic of the tetracycline class that are promising drugs tested in many clinical trials for a number of different pathologies. compound 91 is endowed with antiamyloidogenic properties and better crosses the blood-brain barrier, but its efficacy has never been tested in ad mice. balducci, claudia, et al. showed that 15-to 16month-old app/ps1de9 (app/ps1) ad mice receiving 96 under different treatment regimens recovered their memory without plaque reduction. an acute 96 treatment was, also, sufficient to improve app/ps1 mouse memory, suggesting an action against soluble abos. this was confirmed in an abo-induced mouse model, where the abo-mediated memory impairment was abolished by a its pretreatment. although abos induce memory impairment through glial activation, assessing the anti-inflammatory action of 96, we found that in both the abotreated and app/ps1 mice, the memory recovery was associated with a lower neuroinflammation. our data promote 96 as a hopeful repositioned drug counteracting crucial neuropathological ad targets [166] . drugs that activate retinoic acid receptors (rars) are used to treat several skin-related conditions such as acne and psoriasis. retinoic acid is also vital for normal nerve function and repair. there is genomic and epidemiological evidence suggest that impaired retinoic acid signaling may contribute to the etiology of ad [167] . chronic deprivation of retinoic acid in rats leads to deposition of aβ in the vasculature [168] and dysregulation of amyloid processing in the cortex [169] . it has been shown that treatment with retinoid x receptor (rxr) agonist bexarotene (92, figure 7) , which is approved for the treatment of cutaneous t cell lymphoma, leads to pathological and behavioral improvements in transgenic mouse models of ad. acute treatment with drug 92 (lasting less than 14 days) caused a rapid reduction (25%) in aβ1-40 and aβ1-42 levels and aβ plaque burden in both young and old mice [170] . chronic 90-day treatment resulted in a sustained reduction (30%) insoluble aβ levels. mechanistically, drug 93 resulted in the upregulation of components of the high-density lipoprotein (hdl) pathway such as apolipoprotein e (apoe), which promotes the proteolytic degradation of aβ [171] . further, potential mechanism of action of retinoids may include the upregulation of enzymes involved in amyloid clearance such as insulin-degrading enzyme [172] and components of the apoe pathway [170] . retinoids may also induce potentially beneficial changes related to insulin signaling and increased neurogenesis and promote neuronal differentiation of progenitor cells [173, 174] . retinoids also act as antioxidants (by regulating sod and inhibiting glutathione depletion to reduce mitochondrial damage) as well as anti-inflammatory agents (by reducing the production of il-6) in vitro. both of these activities have potential importance in ad pathology [175, 176] . therefore, there was a strong mechanistic rationale for the potential benefit of retinoid therapies beyond amyloid modulation, but there is a need to further clarify the impact of treatment on these pathways through in vivo studies. overall, studies in the literature indicate that retinoids have strong potential mechanistic plausibility as therapies for ad owing to their effects on app processing, aβ clearance, insulin signaling, and neurogenesis. out of the approved drugs, data for bexarotene have provided proof of concept as potential candidate for the treatment of alzheimer's disease as noted above, whereas acitretin (93, figure 7) , which is known to penetrate tissues including brain may also be a promising candidate for ad [177] . it is a long-term degenerative disorder of the cns, which mainly affects the motor system. as of 2015, pd affected 6.2 million individuals, of which 117400 people died. it usually occurs people over the age of 60, of whom about one percent are affected. in addition to the classic motor symptoms caused by the death of dopaminergic neurons, parkinson's disease encompasses a wide range of nonmotor symptoms. although novel disease-modifying medications that slow or stop parkinson's disease progression are being developed, drug repurposing, which is the use of existing drugs that have passed numerous toxicity and clinical safety tests for new indications, can be used to identify treatment compounds. this strategy has revealed that tetracyclines (96) are promising candidates for the treatment of parkinson's disease [178] . tetracyclines, which are neuroprotective, inhibit proinflammatory molecule production, matrix metalloproteinase activity, mitochondrial dysfunction, protein misfolding/aggregation, and microglial activation. two commonly used semisynthetic second-generation tetracycline derivatives, minocycline (90) and doxycycline (91) , exhibit effective neuroprotective activity in experimental models of neurodegenerative/ neuropsychiatric diseases and no substantial toxicity. moreover, novel synthetic tetracyclines with different biological properties due to chemical tuning are now available. in this review, we discuss the multiple effects and clinical properties of tetracyclines and their potential use in parkinson's disease treatment. in addition, we examine the hypothesis that the anti-inflammatory activities of tetracyclines regulate inflammasome signaling. based on their excellent safety profiles in humans from their use for over 50 years as antibiotics, we propose the repurposing of tetracyclines, a multitarget antibiotic, to treat parkinson's disease. isradipine (88) is an l-type calcium channel blocker of the dihydropyridine class, which has been widely used for the treatment of high blood pressure to reduce the risk of heart attack and stroke. this drug 88 came into medical use in the year 1989. epidemiological data support that calcium channel blockers may have the potential to reduce the risk of developing pd. among dihydropyridines, drug 88 has attracted very much as it inhibits the subtype cav1 ca2+ channels cav1.2 and cav1.3, which are most likely mediate the risk in pd. moreover, the good brain bioavailability of drug 88 has made it the most promising candidate for repurposing [178, 179] . studies have shown that drug 88 dose repentantly protect the dopaminergic neurons from 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine mptp) and 6hydroxydopamine (6-ohda)-induced toxicity by reverting dopaminergic neurons to a latent juvenile pacemaking mechanism independent of calcium [180, 181] . an open-label, doseescalation study assessing safety (steady-pd) of drug 88 controlled release 5-20 mg/day in patients with early pd suggested that the acceptable tolerability at doses of ≤ 10 mg per day; however at higher doses caused leg edema and dizziness [182] . isradipine (88) with 10 mg being the highest dosage was again confirmed in another steady-pd-ii, a randomized, double-blinded trial, which was undertaken in 99 subjects with early pd not requiring dopaminergic therapy [183] . results suggest that the most common adverse effect was peripheral edema, which occurred in 34% of patients receiving drug 88 (10 mg). placebocontrolled phase iii clinical study to assess the efficacy of drug 88 ( inosine (94, figure 7) is a purine nucleoside, which has been used as a dietary supplement by athletes for improving aerobic performance. it has been shown to have neuroprotective roles by elevating the level of serum urate, a natural antioxidant and peroxynitrite scavenging property with potential benefits to patients with multiple sclerosis. many studies suggest that individuals with increased levels of urate in serum have a reduced risk of developing pd, as well as in patients with pd are associated with a reduced rate of disease progression. moreover, in toxin-based models of pd, increased urate levels have conferred protection against dopaminergic cell death stimulated by mptp, 6-ohda, and rotenone. akt-gsk-3b signaling and nuclear factor (erythroid-derived-2)-like 2 (nrf2) were thought to involve in these effects. therefore, given the data supporting a neuroprotective role of urate, inosine has been repurposed in the pathogenesis of pd. the ability to raise urate level of drug 88 in serum was demonstrated in sure-pd, a randomized, double blind, placebo-controlled in 75 patients with early pd not yet requiring any medication. the results showed that inosine raised the mild urate level (6.1-7.0 mg/dl) or moderate urate elevation (7.1-8.0 mg/dl) after 25 months and well-tolerated with favorable progression rate in updrs score, which amounted to ~1 point per year on the total updrs scale. on the other hand, the elevated level of urate in serum have the risk of hypertension, coronary heart disease, and stroke over the long term. these side effects are potentially limiting its utility in older patients with pd. however, in patients of asian origin with pd, inosine elevated urate levels (6.1-7.0 mg/dl) without side effects after 1 year of treatment was reported. the multicenter sure-pd3 trial, which involves a large number of patients (240 patients), is currently underway intending to elevate the urate level to 7.1-8.0 mg/dl. the result of the study will be expected in the year 2020. simvastatin (29), since statins are also known to modulate various biological processes relevant to the pathogenesis of pd [185, 186] . simvastatin has been repurposed for treating this disease. pretreatment with simvastatin preserved dopaminergic cells and motor behavior in rodents treated with 6-hydroxydopamine (6-ohda), promoting antioxidant protein expression or via modulation of nmda receptor and pro-inflammatory cytokine expression [187/189] . similarly, in 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine (mptp) models, pretreatment with simvastatin suppressed activation of nf-κb, protected dopaminergic neurons, and improved the motor function [190, 191] . although, stains, in general, have given encouraging preclinical studies, epidemiological data regarding the association between usage of statins and the risk of pd are unclear. moreover, the modest protective effect of statins that disappeared when adjusted for cholesterol level [192] . however, due to the promising biochemical and pharmacological properties of simvastatin, it is currently being examined with 235 patients having moderate-stage pd in phase ii double-blind, randomized, controlled, multicenter trial. nilotinib (95, figure 7) is a selective c-abl tyrosine kinase inhibitor approved for the treatment of imatinib-resistant chronic myelogenous leukemia (cml). accumulating evidence suggests that c-abl activation has been linked in the pathogenesis of pd and other synucleinopathies. activated (phosphorylated) c-abl has been found in a high level in postmortem studies of patients with pd [193, 194] . it was also reported that activation of c-abl in mice induces neurodegeneration in the hippocampal and striatal brain areas [195] . continuous work has demonstrated that c-abl phosphorylation occurs as a result of mitochondrial dysfunction, and oxidative stress [196] , which can promote the accumulation of α-synuclein in through effects on autophagy mechanisms [195] and can further promote phosphorylation of parkin, causing inhibition of its ubiquitin e3 ligase activity, inducing mitochondrial dysfunction and dopaminergic neuronal death [194] . all the above evidences propose that c-abl may be a promising therapeutic target in the management of pd. the cns penetration of nilotinib over other abl inhibitors has favored it to fetch more data in pd related studies. indeed, in preclinical models of pd, drug 92 has been shown to cross the blood-brain barrier and reduces c-abl activity, ameliorating autophagic clearance of α-synuclein in transgenic and lentiviral gene-transfer models [195] . more importantly, these effects were seen at doses far lower (1-10 mg/kg/day) than those used to treat cml, which is considered as the key characteristics for potential drug repurposing. furthermore, nilotinib prevented dopaminergic cell loss and motor impairments induced by mptp in mice, which were associated with inhibition of parkin phosphorylation and reduced accumulation of parkin substrate paris, thus hinting at another potential mechanism of action [197, 198] . based on these preclinical data, a small, open-label proof-of-concept study was recently conducted to evaluate the safety and tolerability of nilotinib in 12 patients with pd dementia or dementia with lewy bodies followed-up for 24 weeks, followed by a final assessment 12 weeks later [199] . the necessary lowest choice of dose for the clinical study was taken as 150-300 mg. the authors reported that nilotinib was well tolerated, though one patient receiving 300 mg was diagnosed with myocardial infarction, and two had transient qtc prolongations. there was also evidence of cns penetration with nilotinib csf plasma ratio of 12 and 15% with 300 and 150 mg, respectively. due to numerous methodological limitations, these findings should be interpreted with caution [200] . due to unwanted off-target nonselective tyrosine kinase inhibition; side effects of nilotinib at doses used to treat cml include cardiac conduction abnormalities. therefore, claims of tolerability should be interpreted with caution. indeed, the effects on efficacy was also highly impossible to be concluded. besides, it was also reported in the csf, none of the markers used were validated as biomarkers in pd; they can also vary greatly between patients and track poorly with disease stage and progression. this situation again raises questions about the optimum dose of nilotinib, its brain penetrance, assessments of cardiovascular effects in patients. parkinson's disease (pd) is a neurodegenerative disorder for which a greater prevalence and incidence is described in men. this suggests a protective effect of sex hormones in the brain. intellectual property related issues hinder the commercialization of repositioned molecule. in conclusion, repurposing of drugs has the potential to find and improve treatments for various diseases. the drugs listed above are only a few of plenty drugs that can be repurposed in various therapies. the drugs discussed in the perspective are summarized in table 1 and compared to the previous uses of each drug with the repurposed use. the opportunities for drug repurposing are diverse, but a lot still has to be done for its exploration. drug repurposing or drug repositioning offers a new strategy to academic centers, research council programs, and not-for-profit organizations, as well as pharmaceutical and biotechnology companies for drug development. the main advantage of drug repurposing is the established safety of the known candidate compounds when compared to that of the development of novel therapeutic compounds. the time and cost required to advance a candidate into clinical trials can be substantially reduced because in vitro and in vivo screening, chemical optimization, toxicity studies, bulk manufacturing, and formulation development have already been completed in many cases, and can, therefore, be bypassed. moreover, these drugs have been on the market for many years, and consequently, the side effects are already known, and safety is therefore very high. for medicinal chemists, the repurposing of drugs on cancer is a rewarding job for the global healthcare system and possibly a step forward for people to get cheaper and safer medicines rather than afford for cancer therapy. however, time and minimum investment have to be spent to conduct further studies to improve the safety and success of the repurposed drugs. drug repurposing also offers the possibility to develop multi-target drugs that can interact with more than one pathway/protein at the same time. for complex diseases such as (neuro) inflammatory and degenerative disorders, the development of multi-target drugs will be an emerging area for the treatment having multiple advantages such as i) synergistic effect ii) reduced drug-resistance iii) better compliance iv) simplified pharmacokinetic and pharmacodynamic profile and a reduced risk of drug-drug interactions. on the other hand, the limitations of drug repurposing should also be considered. they involve a) technical challenges and legal requirements such as intellectual property rights which could hamper the whole process and are often hard to overcome b) serious problem on the development of resistant germs on account of consuming a drug for a variety of diseases c) owing to target selectivity, it is difficult to identify a drug that can cure or treat two different diseases on its own. nevertheless, drug repurposing is only a part of the solution for the sinking numbers of new diseases and its treatment. however, it is quite hard to replace the common way of identifying new drug candidates. in furuter, this approach could be improved in many differents ways: integrating data about repositioning drugs which are available in many public platforms, such as pubchem), the 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the hope from the hype repurposing sex steroids and related drugs as potential treatment for parkinson's disease drug repurposing: a promising tool to accelerate the drug discovery process the drug repurposing landscape from 2012 to 2017: evolution, challenges, and possible solutions • repositioning is a promising approach for the rapid identification and development of new pharmaceuticals for rare and complex diseases key: cord-034406-i1hbx3pz authors: matthews, abigail a.; ee, pui lai rachel; ge, ruowen title: developing inhaled protein therapeutics for lung diseases date: 2020-10-30 journal: mol biomed doi: 10.1186/s43556-020-00014-z sha: doc_id: 34406 cord_uid: i1hbx3pz biologic therapeutics such as protein/polypeptide drugs are conventionally administered systemically via intravenous injection for the treatment of diseases including lung diseases, although this approach leads to low target site accumulation and the potential risk for systemic side effects. in comparison, topical delivery of protein drugs to the lung via inhalation is deemed to be a more effective approach for lung diseases, as proteins would directly reach the target in the lung while exhibiting poor diffusion into the systemic circulation, leading to higher lung drug retention and efficacy while minimising toxicity to other organs. this review examines the important considerations and challenges in designing an inhaled protein therapeutics for local lung delivery: the choice of inhalation device, structural changes affecting drug deposition in diseased lungs, clearance mechanisms affecting an inhaled protein drug’s lung accumulation, protein stability, and immunogenicity. possible approaches to overcoming these issues will also be discussed. biological drugs are revolutionising the treatment and management of many serious illnesses including cancer, autoimmune disorders, and rare genetic diseases, with about a third of all new drug approvals by the food and drug administration (fda) consisting of biological drugs [1] . however, over the past decades, the development of inhaled therapeutics for the treatment of respiratory diseases has largely been focused on small molecules (corticosteroids, β2 agonists, and muscarinic antagonists), with only one inhaled protein biologic drug pulmozyme® being approved by the fda to date [2] . in the treatment of lung diseases via inhalation therapy, biological drugs such as proteins/polypeptides offer many advantages over small molecule drugs. proteins delivered via the pulmonary route could accumulate in the lungs while having a poor ability to traverse the airblood barrier due to their large molecular weight. this would result in higher target site accumulation (airway epithelial cells, alveolar macrophages, neutrophils etc) and minimise systemic toxicity, as compared to small molecule drugs that would pass easily into the systemic circulation after reaching the lungs [2] [3] [4] . in addition, protein therapeutics display higher potencies (picomolar to femtomolar range) than small molecules (nanomolar range), as well as highly specific receptor binding to reduce off-target effects [5] . notably, although peptide drugs (< 5 kda or < 40-50 amino acids in length) share some of the characteristics with protein/polypeptide drugs such as both are composed of amino acids linked via peptide bond and both having high target specificity, most of peptide drugs are much smaller in sizes, conferring them with some distinct differences including less enzyme stability, higher tissue penetration ability etc. in addition, many peptide drugs harbour chemical modifications in the form of peptidomimetics and/or cyclization, and some have direct cell membrane penetrating ability. these peptide drugs are not covered in this review. protein therapeutics are conventionally administered via the systemic route, although this has proven to be an inefficient approach for drug delivery to the lung, not mentioning the additional danger of exposing the rest of the body vulnerable to toxicity [4, 6] . for instance, monoclonal antibodies (mabs) are found at higher levels (500-10,000 times more) in serum than in bronchoalveolar lavage (bal) fluid following intravenous administration, a trend that has been demonstrated in all species [4] . by the same token, protein therapeutics delivered via the airways also pass poorly from the lungs into the systemic circulation. for example, only low amounts of anti-vegf-a g6-31 mab (5.1%) and cetuximab (11%), an anti-egfr mab, were present in the serum after aerosol delivery in mouse models of lung cancer [7, 8] . this means that high concentrations of the protein drug can be attained in the lung via pulmonary delivery, suggesting that lower doses of inhaled protein can have an equivalent or even superior therapeutic effect for lung diseases when compared to the higher doses that would be needed from systemic administration [9] . indeed, it was reported that the nebulised effective dose of avidinox-anchored biotinylated cetuximab was 1/25, 000 of the intravenous effective dose in a mouse model of advanced metastatic lung cancer [10] . although higher pulmonary levels of protein therapeutics can be achieved through inhalation compared to systemic administration, this could be offset by the short residence time of proteins in the lung compared to plasma. proteins and antibodies are mostly cleared from the lungs within 24 h, while plasma half-lives of full-length antibodies following intravenous injection can reach 3 weeks and more [11] . nevertheless, there are strategies that can be employed to increase the local residence time of protein therapeutics in the lungs, and these will be discussed in detail later on in this review. besides improving pharmacokinetic and toxicity profiles of protein therapeutics, the inhalation route is non-invasive and allows for self-administration, which could improve patient compliance [4, 5, 12] . in 1993, pulmozyme® (dornase alfa/deoxyribonuclease i), was introduced for the treatment of cystic fibrosis [9] . it has been almost three decades since then, and no other inhaled protein therapeutics for topical treatment of a lung disease has reached the market, despite the aforementioned advantages that inhaled proteins possess. presently, and to the best of our knowledge, ten inhaled protein therapeutics are being assessed in clinical trials for the treatment of a range of lung diseases including asthma, cystic fibrosis, lung cancer, copd and covid-19 (table 1) [13] [14] [15] [16] [17] [18] . there are also protein therapeutics such as mabs that are in the preclinical stages [19, 20] . in order to drive more of these therapies into clinical development and eventually to the market, it is crucial to take into account the challenges unique to the development of these agents into potential treatments so that they may be utilised successfully for pulmonary delivery. in this review, we will discuss the challenges in developing an inhaled protein therapeutic for lung diseases, as well as approaches that could help to circumvent these issues. the focus of this review is on the pulmonary delivery of protein drugs for local action in the lung, however, examples of inhaled proteins for systemic action will be mentioned wherever relevant. challenges and considerations in the development of protein therapeutics for local lung delivery choice and limitations of drug delivery device there are mainly three classes of inhalation devices namely dry powder inhalers (dpis), nebulisers, and metered dose inhalers (mdis). dpis deliver drug as a solid aerosol, and powder formulations possess inherent stability and shelf life benefits [4, 21] . however, the temperature and shear stress during the manufacturing processes needed to produce powders (e.g. freeze drying, spray drying) could lead to protein degradation [21] . dpis have been used for the marketed inhalable insulin formulations exubera® (approved in 2006, but was discontinued after 1 year due to large device size, high pricing, and safety concerns) and afrezza® (still commercially available) [22] . moreover, dpis have shown promising results in studies assessing their use for inhaled protein formulations. for example, weers et al. (2019) showed that dry powder formulations of csj117 (antithymic stromal lymphopoietin (tslp) mab fragment) could achieve a total lung dose (tld) of about 95% of the delivered dose (dd) with the use of particle engineering techniques such as via the introduction of surface corrugation through the addition of trileucine [23] . nebulisers (jet, ultrasonic, and mesh) generate aerosol droplets from a liquid solution of the drug [4] . the first and only inhaled protein formulation approved for pulmonary delivery to date, pulmozyme®, is administered via jet nebuliser. nebulised formulations are less expensive to produce and test, because the manufacturing process for these formulations does not include extra drying steps. nevertheless, prolonged storage of proteins in liquid solutions can lead to protein instability through degradation pathways (i.e. deamidation and hydrolysis), temperature and ph changes, and aggregation (through agitation of the aqueous carrier) [21] . furthermore, across all nebuliser types, the process of nebulisation exposes the protein to physical stresses such as shearing forces and heat, as well as the large air-liquid interface (ali) that could alter protein conformation and/or structure through denaturation, chemical modifications (oxidation, deamidation), and aggregation [4, 15] . device-specific limitations such as the shear forces generated by jet nebulisers, and the temperature increases that occur in ultrasonic nebulisers, can also lead to protein degradation. jet and ultrasonic nebulisers actually recycle 99% of the primary aerosol, and a molecule would typically be subjected to 10-15 cycles of nebulisation before leaving the nebuliser as a secondary aerosol [24] . this subjects the molecules to high shear stress in these devices, resulting in the denaturation of proteins, with the extent of protein denaturation and degradation varies depending on the characteristics of the individual protein [25] . for example, for jet nebulizer delivery of ldh and urease, there is a log-linear degradation with a fraction of protein degraded with every recirculation [26, 27] . in contrast, igg and g-csf has a rapid initial decline in native proteins in the first 5-10 min [26, 28] . for ultrasonic nebulizers, heating resulting from ultrasonic radiation in addition to aerosol recirculation generated various protein denaturation and degradation in different proteins [25] . for example, the degradation of ldh with ultrasonic nebulizer presented a sigmoidal progression instead, indicating different denaturation process and factors involved from jet nebulizers [29] . by comparison, vibrating mesh nebulisers employ single-pass technology, ensuring that there is no recirculation of droplets into the reservoir; they do not alter solution temperature, and produce less shear forces inside the drug reservoir during nebulisation, making them more suitable for the delivery of protein therapeutics [24] [25] [26] [27] [28] [29] [30] [31] . in fact, several studies have reported that jet and ultrasonic nebulisers produce lower levels of activity, lower amounts of protein monomers (because of partial degradation), and more aggregates (with or without excipients). on the other hand, mesh nebulisers appear to maintain protein integrity to a greater extent than other nebulisers [32] . safe aerosolisation with mesh nebulisers has already been demonstrated in several studies of labile drugs including proteins and mabs [33] [34] [35] [36] [37] [38] . the detailed designs and comparisons of various types of nebulizers have been reviewed previously and we will not elaborate further here [25, [30] [31] [32] 39] . recently, nanoengineered particles using metal-phenolic networks (mpns) with highly defined physical properties have been used to encapsulate both small molecule and macromolecules including proteins for pulmonary delivery via nebulisation. intratracheal nebulization delivery of fitc-labelled bovine serum albumin (bsa, 65 kda) in mice demonstrated that these capsules are biocompatible and biodegradable, showing > 85% of the capsules in the lung after 20 h, while only < 4% remaining after 30 days without causing obvious lung inflammation or toxicity. although still in early stage of development, these mpn particles may revolutionize the nebulization delivery of protein drugs and provide a more protected environment for effective pulmonary delivery [40] . moreover, new generation nebulisers are being developed such as surface acoustic wave (saw) nebulisers and the more recent hydra (hybrid resonant acoustics) nebulisers that provide new platforms for inhaled drug delivery. saw use surface waves to generate aerosols which can preserve macromolecule integrity that has been shown to be efficient in aerosolising proteins [41] . hydra uses a hybrid combination of surface and bulk sound waves to generate the aerosol droplets, and can overcome the low nebulisation rate of saw nebulisers and conventional nebulisers, while also avoiding the potential damage to proteins due to high shear (jet nebulisation) or cavitation (ultrasonic nebulisation). the first human lung deposition study using a prototype hydra nebuliser has been reported recently, indicating successful lung deposition of a radiolabelled small molecule [42] . it is probable that hydra nebulisers may be developed for pulmonary protein drug delivery. mdis deliver drug through an aerosol burst, and allow for the controlled delivery of specific amounts of drug to the lungs [21, 22] . however, as with nebulisers, the use of aqueous solutions is not ideal for protein storage [22] . there are also concerns that the hydrofluoroalkane (hfa) propellants used in mdis could denature proteins [21, 43] . despite this concern, there are examples of studies showing that proteins can remain stable in hfa-containing mdi formulations. quinn et al. (1999) utilised raman spectroscopy to analyse the secondary conformations of lysozyme in the hfa propellants tetrafluoroethane (hfa 134a) and heptafluoropropane (hfa 227), demonstrating that structural integrity of lysozyme was preserved in both hfas, and that there is potential for proteins to be developed as mdi formulations without compromising their conformational stability [44] . moreover, liao et al. (2005) demonstrated that spray-dried lysozyme and catalase that were stabilised with excipients (sugars and/or 80% polyvinyl alcohol) and then stored in hfa 134a at room temperature for 6 months showed retention of biological activity [45] . when choosing an inhalation device, it is important to be cognisant of the fact that not all devices in the same category are equivalent. for instance, although it is generally accepted that there is minimal heating of the drug reservoir in vibrating mesh nebulisers, and that heating occurs to a lesser degree than in ultrasonic nebulisers, considerable temperature increases have been reported in some brands of vibrating mesh nebulisers (pari eflow®, akita 2 apixneb®, and aeroneb go), with temperatures of up to 40°c being reached towards the end of nebulisation [24] . therefore, it is essential to choose the inhalation device carefully, bearing in mind that the best device type is the one that confers the most stability to the protein drug formulation. soft mist inhaler (smi), which also generate aerosols from liquid, is the newest type of inhaler which does not use any propellent. as only one medicine respimat uses smi, its suitability for protein drug delivery is not clear. another factor to consider is the aerodynamic diameter of aerosol particles, which is critical to control where the particles will be deposited in the respiratory track after inhalation. to be therapeutically effective, the drug containing particles need to be deposited into the correct location within the respiratory track. for example, for therapeutics for copd, drugs need to be delivered to the deep lung (the alveolar space) for which it requires the aerodynamic diameter of the particles to be between 1 and 5 μm. larger size particles will generally be deposited in the oropharyngeal region and be ingested, while small particles < 1 μm may be exhaled during the next breathing cycle. thus, suitable aerosol particle sizes need to be selected for precise drug delivery into the lung to enhance drug efficacy while simultaneously reducing harmful side effects [5] . the respiratory tract comprises of a series of branching airways, which can be categorised into two parts: the conducting zone and the respiratory zone. the conducting zone consists of the trachea, bronchi, bronchioles, and terminal bronchioles. the airway wall in the conducting zone is too thick for diffusion and this region does not contain alveoli. as such, no gas exchange takes place here, and the purposes of the conducting zone include transmitting air to the respiratory zone, as well as to warm, moisture and cleaning the inspired air. the respiratory zone consists of respiratory bronchioles, alveolar ducts, and alveolar sacs, and facilitates gas exchange between the air and the bloodstream. alveoli can occasionally be found in the walls of the respiratory bronchioles, and are abundant in the alveolar ducts and alveolar sacs [45, 46] . given the branched structure of the lungs, it is not only important to achieve high deposition rates, but also to obtain an appropriate deposition pattern for the respiratory disease in question i.e. the protein therapeutic would not only need to reach the lung, but would also need to reach the correct target site within the lung. for instance, a therapeutic for asthma would have to reach the large airway, as asthma mainly affects the bronchi, while a drug for emphysema in copd would need to go deeper and reach the small airways of the lung because emphysema affects the alveolar region [47] . the amount and pattern of lung deposition is not only affected by the device and the characteristics of the inhaled drug (particle size and physicochemical properties of the formulation), but also by factors that are influenced by the specific disease state, including breathing patterns, lung geometry (i.e. airway diameter, number of alveoli) and structure, and nasal, oral, and pharyngeal anatomy [45] . these factors need to be considered, and if possible, alterations to the drug formulation can be made to address these issues. for example, in certain lung pathologies (for instance cystic fibrosis, copd, and chronic sinusitis), the airway mucus becomes thicker. it has been reported that the thickness of the mucus layer ranges from 2 to 30 μm in normal lungs to more than 260 μm in cystic fibrosis and other obstructive airway diseases [48] . this presents a physical barrier that the protein drug would need to penetrate to reach its target site in the lung and exert its effects. the addition of anti-adhesive molecules (e.g. polyethylene glycol, peg) in the formulation may help to promote the translocation of the protein drug through the thickened mucus, although it should be noted that the adhesive properties of peg depend on peg molecular weight (mw) [12] . while high mw pegs display mucoadhesive properties, low mw pegs are able to prevent mucoadhesion, with pegs of mw up to 40 kda able to provide effective mucus penetration [49] [50] [51] . notably, as macromolecules, proteins have a relatively poor ability to penetrate the epithelial layer to reach the deep parenchyma lung. however, depending on the molecular weight and aerosol characteristics, a portion of the proteins would be able to reach the abluminal side of the epithelium or the air-blood interface in the thin alveolar wall, triggering local or even systemic immune signalling that may provide beneficial therapeutic effect in some cases [15] . a good lung deposition pattern would be worthless if the protein therapeutic cannot withstand the lung's clearance mechanisms. inhaled proteins would be subjected to clearance by three mechanisms. the first clearance mechanism is mucociliary clearance (mcc), which is the coordinated beating of cilia lining the nasal cavity, trachea, and bronchi, in order to move the mucus towards the larynx/pharynx, thereby pushing dust, microorganisms, and insoluble particles that are trapped in the mucus out of the lungs and into the upper airways to eventually be swallowed [46] . the surface lining of the airways in normal lungs consists of an aqueous layer adjacent to the epithelium and a surfactant containing film layer at the air-liquid interface. the peri-ciliary aqueous layer has a relatively low viscosity, while the surfactant film layer is more viscous. the surfactant film plays an important role in the displacement of airway particles towards the epithelium where they will be immersed and retained. the extent of particle immersion depends on the surface tension of the film. the lower the surface tension, the greater the immersion of particles into the aqueous layer adjacent to the epithelium [52, 53] . it is possible that some protein monomers could quickly reach the stagnant aqueous layer and not be subjected to mcc. on the other hand, some protein monomers would become aggregated during the inhalation delivery process and the aggregates may stay with the surfactant film layer at the air-liquid interface for some time for mcc to take effect. anti-adhesive formulations (achieved by using lower mw pegs for example) could be used to circumvent mcc clearance of inhaled therapeutics, thus increasing their lung accumulation. the mucus-penetrating ability of such pegs has already been demonstrated in multiple studies [12, [54] [55] [56] [57] [58] [59] [60] [61] . the second clearance mechanism is macrophage uptake, which is the primary clearance mechanism in the alveoli. proteins are taken up by alveolar macrophages in the deep lung via pinocytosis, and the uptake of particles is size dependent [5, 12, 62] . large proteins (≥ 40 kda) would have more time to be engulfed by alveolar macrophages by virtue of their slower transport and absorption across the alveolo-capillary barrier, while small proteins and peptides (≤ 25 kda) are absorbed rapidly from the airspaces and thus, may not be impacted by alveolar macrophage uptake as much. in essence, pinocytosis by alveolar macrophages could become significant for macromolecules with mw > 40 kda [62] . the use of excipients can help to reduce clearance of large proteins by alveolar macrophages. for example, koussoroplis et al. (2014) showed that pegylation conferred increased residence time to antibody fragments anti-il-17a f (ab ′)2 and anti-il-13 fab′ (unconjugated f (ab′)2 was 98 kda and unconjugated fab′ was 47 kda), and that the effect was due to mucoadhesion as well as evasion of alveolar macrophage uptake [11] . protein pegylation may potentially also alter its deposition pattern in the respiratory track, due to changes in molecular weight, hydrophilicity etc. however, systemic analyses of the effect of pegylation on protein deposition pattern in the respiratory track are still needed in order to know if a consistent deposition pattern and behaviour can be reached based on how pegylation is achieved. the third clearance mechanism is absorption into the systemic circulation. after deposition in the alveolar region, aerosol drug particles may dissolve in pulmonary epithelial lining fluid if the drug is water-soluble, and become available for systemic absorption and clearance [46] . for the purpose of topical lung treatment, the goal would be to minimise systemic absorption, which is greatly influenced by protein mw. the bioavailability of a protein after absorption from the lung decreases as protein mw increases. small peptides are absorbed rapidly from the lungs with 20-50% of the bioavailability for subcutaneous injection [63] . proteins with mw of 6-50 kda exhibit moderate absorption, with bioavailability ranging from 10 to 40%, although it should be noted that pulmonary absorption studies in animals may lead to an overestimation of bioavailability. for example, systemic bioavailability after aerosol administration in animals for growth hormone (gh) and interferon α (ifnα) was 45% and 70% respectively, compared to only 3-10% in humans [63, 64] . large mw antibodies (~150 kda) are not significantly absorbed across the lung, and bioavailability is negligible (<< 10%) unless an active transport system is included [63] . apart from high protein mw, the presence of obstructive lung diseases (e.g. asthma, copd, cystic fibrosis) can also reduce systemic absorption and bioavailability of proteins and other drugs [46] . for example, henry et al. (2003) reported that healthy subjects had significantly higher area under the curve (auc) and mean maximum concentration (c max ) after insulin inhalation than asthma patients, indicating that less insulin was absorbed into the systemic circulation in asthma patients [65] . in addition, diderichsen et al. (2013) reported that the c max of an inhaled long acting β 2 agonist (pf-00610355) was found to be reduced by 31% and 52% for copd and asthma patients respectively, compared to healthy volunteers [66] . additional possibility for the lower systemic absorption of drugs in lung disease patients could be due to altered drug deposition pattern in the diseased lung, for which further studies are needed. regardless the underlying mechanisms, effective local lung retention of protein drugs may not be a major issue for the successful inhalation treatment of obstructive lung diseases, since the protein can be relatively well retained in the lungs. inhaled protein therapeutics may undergo various degradation mechanisms during production, processing and/or storage. these degradation pathways may be physical (denaturation and non-covalent aggregation) or chemical (mainly covalent aggregation, deamidation, oxidation and/or glycation). denaturation is the result of physical stresses including low/high temperatures, high salt concentrations, organic solvents, and air/water or ice/water interfaces. removal of the stressor may be spontaneously reversible (for some single domain proteins), but is usually irreversible for most of the larger multi-domain proteins [67] . surface-induced aggregation is one of the common mechanisms of non-covalent aggregation, and one example of when it occurs is during the process of nebulisation [15, 67] . as most proteins are amphiphilic and surface active, they have a tendency towards adsorption at the ali. upon adsorption, conformation changes may occur, exposing hydrophobic residues to the interface to avoid contact with water, thus leading to aggregation and unfolding, which are the main factors contributing to protein instability [67, 68] . chemical degradation of proteins (deamidation, oxidation, glycation) may also cause aggregation (either covalent or non-covalent) [67] . aggregation has been extensively studied but chemical modifications have not, despite having implications on biological activity and immunogenicity [4, 15] . aggregation can result from both physical and chemical pathways; therefore, it is useful to also evaluate chemical changes in inhaled proteins. most studies assessing stability of inhaled protein formulations focus on formation of aggregates, while studies that also examine chemical changes are few and far between. one study did, however, consider chemical changes when evaluating the technical feasibility of delivering dornase alfa using perforated vibrating membrane devices for nebulisation. in this study, besides detecting protein aggregates, stability was also evaluated by measuring the percent deamidation of dornase alfa at asn 74 (the main chemical change for the protein), which was shown to be inversely proportional to dornase alfa potency [35] . another study looked at methionine 59 oxidation [met(o)] of nebulised insulin-like growth factor-1 (igf-i), and how that correlated with aggregate formation and bioactivity. highly aggregated samples displayed a complete loss of bioactivity, while samples with complete oxidation but minimal aggregation showed partial retention of bioactivity. limited met(o) formation and no aggregation was observed following delivery with air-jet or vibrating mesh nebulisers [36] . bandi et al. (2019) conducted a study to compare the effects of deamidation and oxidation on interferon alpha-2a (ifna2a), as deamidation of asparagine and glutamine residues, and oxidation of methionine residues are two of the most common chemical alterations that occur in pharmaceutical proteins that could compromise their efficacy and safety [68] . these findings revealed that deamidation destabilised ifna2a and enhanced its tendency to aggregate under stressful conditions, and reduced its function to a greater extent than oxidation. this is the first study that quantitatively compared the effects between deamidation and oxidation of a therapeutic protein [68] . it would be a good strategy to conduct such studies early on in the development of therapeutic protein candidates in order to identify the chemical modifications that a particular protein would be susceptible to, and to test out various excipients that could resolve specific stability issues. the protein therapeutic also needs to remain stable after reaching the lung, which can be challenging due to the high numbers of serine proteases and aminopeptidases present in the lung mucosa [69] [70] [71] [72] . these proteases could degrade protein drugs even before they reach their target sites within the lung. the use of appropriate excipients in the formulation such as peg, could help to enhance protein resistance to proteolysis by these lung proteases. for example, zhang et al. (2014) evaluated the stability of fibronectin (fn) preferentially pegylated at lysine residues using different mw pegs [2 kda (peg2), 5 kda (peg5) or 10 kda (peg10)] against the protease α-chymotrypsin. they showed that pegylation protected fn from proteolysis and that peg mw positively correlated with proteolytic stability (i.e. after 30 min of proteolysis, 4%, 34%, 43% and 65% of the starting amounts of native fn, fn-peg2, fn-peg5 and fn-peg10 respectively were remaining) [73] . one must also be aware of the possibility of protein aggregates forming in the lungs. lasagna-reeves et al. [74] demonstrated that mice exposed to inhaled insulin (exubera®) in a chamber twice daily for 1 week developed amyloid aggregates of insulin in both the proximal and distal airways, as well as the lung parenchyma (epithelium and muscle layer of the bronchi, bronchioles, and in the alveolar lining cells). the formation of insulin aggregates coincided with a significant decrease in respiratory flow rates, and also with caspase-9 activation. previous studies investigating the link between changes in pulmonary function and inhaled insulin use focused on formation of anti-insulin antibodies, or pulmonary inflammation and subsequent airway remodelling, but none of the published works before this looked at insulin aggregation in the lungs as a contributor to pulmonary dysfunction after inhaled insulin use [74] . indeed, exu-bera® was reported to cause cough, dyspnea, increased sputum and epistaxis [75] . this example highlights the possibility of inhaled proteins forming aggregates in the lungs, and thus the need for toxicity testing and safety studies examining this possibility to be done early on in the development of an inhaled protein candidate, during preclinical studies. in addition, proteins and other macromolecules have the potential to induce immunogenicity, with the production of anti-drug antibodies (adas) as the main immune response [5] . the development of adas in patients can alter pharmacokinetics, drastically reduce efficacy, and can also lead to severe adverse events or even lethal consequences [76] . immunogenicity is also linked to protein stability, as the presence of aggregates can render the protein immunogenic. as aggregates are typically composed of denatured molecules, they would exhibit no or decreased activity, but at the same time, aggregates are usually immunogenic leading to adas with important clinical implications [4] . aggregates are believed to be recognised and processed via non-specific uptake by antigen presenting cells and specific uptake by b cells. they may unmask neo−/cryptic/repetitive epitopes, and these differences may influence the mechanism by which they activate the immune system [76] . currently, only a few excipients have been approved by the fda for inhalation due to a dearth of toxicological studies for inhaled excipients [15, 67] . there is also very limited number of excipients that are approved by fda for biologics, rendering formulators limited choices to improve protein formulations when excipients are searched on the fda's inactive ingredient database guidance. furthermore, very few novel excipients have been investigated for biologic products; most are cyclodextrin-based excipients [77] . as such, there is a need for more extensive toxicity testing to identify novel excipients for pulmonary delivery. for excipients already known to increase protein stability, a trial and error approach needs to be taken in determining their suitability for a particular protein formulation, as an excipient may work for one protein but not for another for various reasons including sequence differences [15] . excipients that are commonly used in liquid formulations (nebulisers and mdis) include buffering or ph adjusting agents, and surfactants, and those that are commonly used in dry powder formulations (dpis) include sugars, polyols, and amino acids [67, 78] . buffering or ph adjusting agents such as sodium chloride, sodium citrate, hydrochloric acid, sodium hydroxide, and citric acid, are added to maintain the ph of the formulation. it is important to choose the right buffering agent at an appropriate concentration, as most proteins in solution only remain stable within a narrow ph range. different buffer systems and concentrations can also affect the aggregation pattern of proteins [67] . kim et al. [79] analysed the stability of a fusion protein, etanercept (marketed enbrel®), with changing ph and buffer concentrations. increasing the ph of etanercept from ph 6.6 to 8.6 resulted in a decrease in protein size and increase in aggregation. under high buffer concentrations (30 mm tris buffer), changes in protein size was reduced and irreversible aggregation was not observed, while in lower buffer concentrations (10 mm tris buffer), larger aggregates (~1 μm) were observed across the ph range [79] . surfactants (polysorbates, sorbitan esters, oleic acid, and soy lecithin) are frequently used to prevent aggregate formation, and they work by displacing protein molecules from the ali [46, 62] . polysorbates are the most commonly used surfactants, and are already being used to preclude aggregation in formulations of intravenously administered antibodies [34] . polysorbate 80 has been reported to lead to stabilisation in various inhaled protein formulations including those for granulocyte-colony stimulating factor (g-csf), lactate dehydrogenase (ldh), tissue plasminogen activator (t-pa) and aviscumine (recombinant mistletoe lectin) [68] . the ability of polysorbates and other surfactants to stabilise a protein and hinder aggregate formation is contingent on the protein-to-surfactant ratio. respaud et al. [34] examined the effects of various antibody and surfactant (polysorbate 20) concentrations to optimise the protein-to-surfactant ratio for a nebulised antibody formulation. the authors determined that high concentrations of either surfactant or protein could minimise the formation of medium and large-sized aggregates, without significantly affecting the volume mean diameter (vmd) of the aerosol cloud, ensuring suitability for inhalation. therefore, including surfactants and raising protein concentration to enhance the stability of inhaled protein formulations is a viable strategy, although it should be noted that this approach needs to be evaluated and optimised for each drug and device pairing being developed into an inhaled protein formulation [34] . sugars (sucrose, trehalose, raffinose and lactose) and polyols (mannitol) stabilise proteins through the preferential hydration of proteins via steric repulsion of sugar/ polyol molecules from the native protein [4, 68] . lactose is often used as a drug carrier in dpis, however, it may not be suitable for proteins because it is a reducing sugar, and it could interact with amino groups in proteins (maillard reaction) [67] . on the other hand, non-reducing sugars such as sucrose, trehalose and raffinose would not undergo the maillard reaction with proteins, and thus could be used as alternatives to lactose [81] . sellers et al. [82] demonstrated that sucrose could help to improve the stability of a dry powder formulation of ldh. supercritical fluid (scf) drying of ldh without excipients lead to irreversible loss of activity (only 15% recovered after rehydration). inclusion of 10% (w/w) sucrose during dehydration lead to an increase in activity recovered (to~60%), and there was almost complete retention of activity when polysorbate 20 was added in addition to sucrose [82] . trehalose and raffinose are currently not approved for any administration routes, but have been evaluated in experimental studies with promising results. for instance, ógáin et al. [81] incorporated lysozyme into nanoporous microparticles of trehalose and raffinose. lysozyme showed good retention of specific activity after storage for 12 weeks at either 4°c (98.2 ± 7.1% for lysozyme:trehalose and 99.1 ± 7.1% for lyzosyme:raffinose) or 25°c (92.5 ± 7.1% for lysozyme:trehalose and 90.8 ± 7.1% for lyzosyme:raffinose) [81] . mannitol was used as an excipient in the formulation of exubera® (table 2 ) [80] . small amino acids (histidine, arginine, alanine, glycine, lysine, isoleucine) are also used as stabilisers, and they work by the "water substitution mechanism" in which the amino acids hydrogen bond with the protein during drying to preserve the native protein structure in the dried state [4, 83] . ajmera and scherlieβ [84] screened different amino acids and their combinations for their ability to stabilize catalase during spray drying. when various ratios of arginine, glycine and histidine were mixed with catalase, some formulations were able to maintain close to 100% catalase activity [84] . despite encouraging results in studies such as this one, there is a lack of data on the local toxicity of the various amino acids following inhalation, which could limit their use. however, as they are endogenous substances, they may not present major safety issues for local lung delivery [67, 85] . the polyol, peg, could be used for both liquid and powder formulations of inhaled proteins. small mw pegs (< 10 kda) are often used as excipients in oral, intravenous and nasal formulations. larger pegs (up to 40 kda) may be used in pegylated biopharmaceuticals, and safety testing for these formulations are done during development on a case-by-case basis [86] . pegylation is a commonly used method to enhance solubility and stability, as well as to decrease immunogenicity of bioactive drugs including but not limited to proteins, peptides, antibody fragments, and enzymes, and is achieved by the covalent or noncovalent conjugation of peg to the biomolecule [87, 88] . pegylation can also help to reduce clearance and increase lung accumulation and residence time of inhaled protein therapeutics. for instance, conjugation of a peg chain to two antibody fragments (anti-il-17a f (ab′)2 and anti-il-13 fab′) increased their levels in mouse lungs following intranasal administration. fortyeight hours post-administration, levels of unconjugated antibody fragments in the lungs had dropped to 10% and 14% of the original deposited dose of f (ab′)2 and fab′ respectively, while this value was 40% for both pegylated fragments [11] . furthermore, conjugation of a peg chain to an anti-il-17a fab' antibody fragment increased pulmonary retention in all three species tested (mice, rats, and rabbits) following intratracheal administration. unconjugated fragments were cleared from the lungs within 24 h while large amounts of pegylated fragments still remained for up to 48 h [89] . the two biggest challenges in developing particle systems for pulmonary drug delivery are to maintain colloidal stability during aerosolisation and to achieve high delivery efficacy. encapsulation of proteins in carriers could provide multiple benefits such as protection from enzymatic degradation and specific targeting to the site of action through targeting ligands [5] . furthermore, carriers may also be used to provide sustained drug release, accumulating in the lungs and releasing therapeutic levels of the protein drug over extended periods of time. this would enhance efficacy while averting peaks in local drug concentrations that could cause pulmonary toxicity [90] . proteins, including insulin, calcitonin, and igg, have already been loaded into various carriers such as microparticles, liposomes, and solid lipid nanoparticles [90, 91] . indeed, afrezza® uses techno-sphere® technology, in which fumaryl diketopiperazine (fdkp), an excipient added into the formulation, selfassembles into microspheres, entrapping the insulin. upon reaching the alveolar zone of the lung, the tech-nosphere® particles rapidly dissolve in the ph-neutral environment and release the insulin for systemic absorption [75] . although this approach has not been extensively explored for topical lung delivery of proteins, and more work needs to be done on the use of carriers for the purpose of systemic delivery of proteins through the lungs, some promising results have been reported that support further development of this approach. tawfeek et al. [92] encapsulated a model mucinolytic enzyme, αchymotrypsin (which is very sensitive to unfolding and formulation conditions), in a novel biodegradable pegco-polyester microparticle carrier. the encapsulated αchymotrypsin exhibited retention of enzymatic activity and the results indicated suitability of the carrier for potential use in the delivery of macromolecules as dpi formulations for the treatment of lung diseases [92] . in another study by osman et al. [93] , various surface modifications were made to dnase i loaded microparticles using different excipients in order to provide higher lung deposition, enzyme stability and biological activity. surface modifying the microparticles with polyglutamic acid (pga) or dextran was found to provide high inhalation indices (emitted fraction (ef), respirable particle fraction (rp), and effective inhalation index (ei)) and increased mucolytic activity in cystic fibrosis sputum. this could be explained by the resulting surfaces of the particles after modification with pga (rough dented surfaces) or dextran (dimpled surfaces). compared to spherical particles with similar physical properties, corrugated particles have surface asperities that could reduce the true contact area between particles, decreasing powder cohesiveness and enhancing aerosol performance [93] . advancements in drug-loaded capsules for pulmonary delivery have been made in both inhalable dry powder or liquid drug formulations [94] [95] [96] . for dry powder drug particles, precise control of the particle size has been reported using the particle replication in nonwetting templates (print) technology [97, 98] . for control of aerodynamic particle size in liquid aerosols such as in nebulized liquid formulation, the recently reported mpns have presented promising possibilities. mpnbased drug-loaded capsules with highly defined physical properties can be generated for both macromolecular protein drugs and small molecule chemical drugs [54] . these new developments may transform inhalation drug delivery in the near future. one drawback with the use of carriers is their rapid uptake by alveolar macrophages [99, 100] . phagocytosis of carriers by alveolar macrophages can result in fast clearance and reduced residence time, limiting the therapeutic efficacy of the carrier-associated drug. this would be an issue for the treatment of chronic lung diseases such as asthma and copd, where the goal of using a carrier system would be to achieve controlled and continuous drug release over an extended period of time. however, various formulation design strategies may be employed to reduce the uptake of particulate carriers by alveolar macrophages including modulation of particle size, shape, surface charge and surface coating [101] . studies on the use of various polymer coatings demonstrate reduced alveolar macrophage uptake of coated carriers. for example, jones et al. [102] showed that respirable microspheres coated with dipalmitoyl phosphatidylcholine (dppc; a major component of lung surfactant) were able to significantly reduce phagocytic uptake by nr8383 in cultured alveolar macrophages compared to uncoated microspheres. the uptake of dppc coated microspheres was found to be only 24.1 ± 7.86%, 31.9 ± 3.74% or 36.6 ± 3.66%, of the uptake of uncoated microspheres for ratios of 5, 10 or excess microspheres per nr8383 cell respectively [102] . furthermore, shen et al. [103] demonstrated that surface coating of hydrogel nano-and microparticles with peg showed significantly reduced uptake by alveolar macrophages both in vitro (in mh-s cells) and in vivo (in mice) compared to unpegylated particles of the respective size. at 24 h post-dose, the fold difference between pegylated and unpegylated 80 × 320 nm, 1.5 μm, and 6 μm particles in bronchioalveolar lavage fluid (balf), was 1.5, 3.4 and 3.7 respectively [103] . on the other hand, drug-loaded particles may be advantageous for anti-tuberculosis drugs as efficient uptake of drugs into alveolar macrophages could potentially enhance the drug's efficacy to kill the parasitic mycobacterium tuberculosis that hide inside the cells [104] . if the usage of a carrier is to be included in the protein formulation, it should be noted that the formulation (i.e. combination of protein and carrier) would need to be optimised together with the choice of device, as the chosen carrier may not work well with all inhalation device types. for instance, liposomes may be delivered to the lungs either by dry powder inhalation or nebulisation of a liposome suspension. however, nebulised solutions of liposomes may cause instability as nebulisation has been reported to disrupt liposomal structure, leading to the release of loaded drug. these issues can be avoided with the use of dry powders of liposomes instead [90] . hence, although this review has presented a general overview for the various aspects of protein formulation design (such as choice of device, excipients), it is important to test out the formulation and device together to determine which combination works best. this review analyses the various obstacles that an inhaled protein drug would need to overcome in order to reach the lungs and exert its therapeutic effects. these obstacles include the physical and chemical stresses experienced by the protein during production/storage/ aerosolisation, the need to overcome mucociliary clearance and physical barriers arising from disease conditions in order to reach target sites within the lung, and the need to remain stable in spite of the presence of abundant proteases, and to evade clearance by alveolar macrophages after reaching the lungs (fig. 1) . all of these threats to the integrity of the protein need to be carefully considered, so that pre-emptive measures can be taken while designing the protein formulation to ensure its therapeutic efficacy. nevertheless, although the information provided here may serve as general considerations in developing pulmonary protein therapeutics, empirical testing of the formulation together with the device should still be performed to determine the best combination for a particular protein. several key areas will require further investigation in order to support the development of more successful inhaled protein therapies, and maintaining the stability of the inhaled protein is of paramount importance. firstly, more studies could look at other instability issues beyond protein aggregation. in depth studies on the specific chemical modifications that a protein would be susceptible to, such as the one conducted by bandi et al. (2019) , could be carried out on therapeutic protein candidates so that they may be developed into stable and effective treatments [68] . moreover, the scarcity of fdaapproved excipients for inhaled therapeutics further limits drug developers, and expanding this list through increased toxicological testing of new excipients would provide more options for formulation design. finally, innovative approaches such as the use of novel carrier systems should be employed for the purpose of topical lung delivery, as carrier systems could greatly enhance the stability and pharmacokinetic profile of proteins. these approaches would greatly benefit the field of pulmonary drug delivery, and will ultimately allow more inhaled protein therapeutics to reach the clinic. funding support for this work is provided by the grant moe2017-t2-2-122 awarded to ruowen ge from singapore ministry of education, republic of singapore. capturing the benefits of competition for patients current approaches to the discovery of novel inhaled medicines inhaled protein/peptide-based therapies for respiratory disease nebulization as a delivery method for mabs in respiratory diseases carriers for the targeted delivery of aerosolized macromolecules for pulmonary pathologies inhalation of immuno-therapeutics/ −prophylactics to fight respiratory tract infections: an appropriate drug at the right place! front immunol vegf neutralizing aerosol therapy in primary pulmonary adenocarcinoma with kras activating-mutations the airways, a novel route for delivering monoclonal antibodies to treat lung tumors inhaled therapy in respiratory disease: the complex interplay of pulmonary kinetic processes efficacy of aerosol therapy of lung cancer correlates with egfr paralysis induced by avidinox-anchored biotinylated cetuximab pegylation of antibody fragments greatly increases their local residence time following delivery to the respiratory tract repurposing of gamma interferon via inhalation delivery 2 phase ii clinical trial results of alidornase alfa for the treatment of cystic fibrosis protalix biotherapeutics announces phase ii clinical trial results for alidornase alfa in cystic fibrosis presented at the 40th european cystic fibrosis society conference. protalix biotherapeutics designing inhaled protein therapeutics for topical lung delivery: what are the next steps? 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publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations key: cord-315918-12rbbe8c authors: mukherjee, pulok k. title: antiviral evaluation of herbal drugs date: 2019-06-21 journal: quality control and evaluation of herbal drugs doi: 10.1016/b978-0-12-813374-3.00016-8 sha: doc_id: 315918 cord_uid: 12rbbe8c the viral infection and resistance to the existing antiviral drugs are alarming, which is a serious public health concern. medicinal plants are valuable resources for treatment of viral infections and can be used for the management of infections like herpes simplex virus (hsv), human immunodeficiency virus (hiv), influenza, etc. the antiviral screening of plant extracts should be highly selective, specific, and sensitive for bioactivity guided isolation of the active compounds from the plant extracts. the antiviral screening system should be validated for accuracy, reproducibility, simplicity, and cost effectiveness. this chapter highlights on various aspects for screening and evaluation of antiviral natural components including factors affecting antiviral in vivo studies, host cells, organisms, and culture media followed by different virus-specific assays for antiviral screening of natural products. although vaccines have been very successful in controlling many viral diseases, some diseases are likely to be controlled only by antiviral chemotherapy. the concept of antiviral drugs has only been accepted slowly, partly because of the toxicity of many of the earlier antiviral agents. in contrast to the development of antibiotics, attempts to develop antiviral drugs have indeed met a variety of problems. being strictly dependent on cellular metabolic processes, viruses possess only limited intrinsic enzyme systems and building blocks that may serve as specific targets for a drug. moreover, contrary to a bacteriostatic compound, an effective antiviral drug should not only display considerable specificity in its antiviral action, but should also irreversibly block viral synthesis in order to stop cell suicide due to the viral infection and restore normal cell synthesis (vanden berghe et al., 1986) . in addition to this inhibition, the antiviral agent must have a broad spectrum of activity, favorable pharmacodynamic properties, and not be immunosuppressive. in the ideal situation, the antiviral drug checks the infection while the immune system prepares to destroy the last virus particles (munro et al., 1987) . this point is critical for those immune-compromised by illness (aids, cancer) or drug therapy (transplants, cancer). a frequent cause of death in these instances is from viral infections, so that adjuvant antiviral chemotherapy is vital in these circumstances (shannon and schabel, 1980) . many viral infectious diseases still cause high mortality. although antiviral chemotherapy has shown outstanding progress, antiviral agents are still required. the emergence of drug-resistant viruses during treatment raises a potential problem for effective therapy. furthermore, new viral pathogens may be discovered. biologically active substances of plant origin have long been known as viral inhibitors. these antiviral compounds may be extracted from sources, such as higher plants, which have, for various reasons, been explored considerably less than the traditional ones. the first clinically useful antiviral drug was methylisatin-thiosemicarbazone (methisazone), which was active against pox viruses, especially smallpox virus. methisazone (25 mg/kg) was found to inhibit variola virus in mice and was later used successfully to treat cases of eczema vaccinatum and to treat and prevent smallpox. kaufman et al. (1962) , an ophthalmologist, successfully treated a herpes eye infection with an antineoplastic drug, idoxuridine. at the same time, a group of chemists at the du pont chemical company in the united states investigated the antiviral activity of a molecule called amantadine. it was active against influenza virus type a. in rapid succession, further nucleoside analogs, cytosine arabinoside, trifluorothymidine, and adenine arabinoside, were found to inhibit herpes virus. in the 1970s, the antiherpes activity of a new compound, 9-(2-hydroxyethoxymethyl) guanine (acyclovir), was detected by j. bauer at the wellcome research labs. within a decade, the same group was to discover azidothymidine (zidovudine), the first effective inhibitor of the newly emerged hiv. the alkaloid from the australian horse chestnut (castanospermine australe), isolated in the 1980s, was also found to be active against hiv. a research program to detect and isolate antiviral compounds from higher plants is best carried out by a multidisciplinary team, consisting of at least a pharmacognosist and a virologist. the antiviral screening system should meet all requirements of any good assay, including validity, lack of ambiguity, accuracy, reproducibility, simplicity, and reasonable cost. moreover, because we are dealing with plant extracts, the antiviral screen should be highly selective, specific, and sensitive; it is advisable to discriminate a true antiviral activity from a viricidal one at this stage. because most of the aforementioned requirements are better met by in vitro testing, we not only prefer in vitro screening of the plant extracts, but also the use of the same bioassay to guide the isolation of the antivirally active compounds from the plant extracts. the antiviral activity of the pure compounds then has to be confirmed in a later stage by in vivo assays (leven et al., 1982; vanden berghe et al., 1986) . one of the possible strategies for finding new antiinfective drugs may involve the search for compounds with chemotherapeutic activities supplementary to, and structures widely different from, those in current use. these compounds could be extracted from sources that have, for various reasons, been explored considerably less than the traditional microorganisms, including, among others, higher plants (mitscher and rao, 1984) . considering the enormous number and the amazing structural diversity of the currently available antimicrobially and antivirally active plant constituents, one might hope that promising systemic and/or locally acting antiinfective agents might be discovered in the plant kingdom (vanden berghe et al., 1986; vlientinck et al., 1988) . the increase of drug-resistant viruses in treatment raises an important issue for effective treatment. moreover, new viral pathogens might be found. along these lines, there is a strong requirement for promptly accessible antiviral medications at moderate costs with minimal side effects. henceforth, traditional medicines ought to be investigated as novel antiviral agents, as many of these ancient medicaments, containing different plant metabolites, have potent antiviral activities (chattopadhyay and khan, 2008) . the design of new antiviral drugs potentially focuses on the structural dynamics and replication cycles of the various infections causing viruses. a suitable example is the invention of acyclovir, which hinders certain proteins of herpes infections responsible for the triggering of disease. ethnomedicines are a vast repository of structural diversities and extensive bioactivities that can serve as a huge source of potential antiviral drugs. a significant number of medicinal plants from ayurveda and the traditional chinese system of medicine serve as potential remedies to decrease the severity of illness caused by viruses (chattopadhyay et al., 2009; khan et al., 2005; jadhav et al., 2012) . research on the antiviral potentials of plants was first started in 1952, and 12 out of 288 plants were found to be effective against influenza (chattopadhyay and naik, 2007) . numerous screening studies have been conducted in the last few years to determine the antiviral efficacy of medicinal plants using in vitro and in vivo assays. a few out of a 100 british colombian medicinal plants showed antiviral efficacy against respiratory syncytial virus (rsv), corona virus, influenza virus, and herpes simplex virus (hsv) (mccutcheon et al., 1995) , while the marine algae spirulina showed antimutagenic, immunomodulatory, and antiviral activities (chamorro et al., 1996) . interestingly, cyanovirin n, an 11-kda protein of blue green algae, inactivates hiv-1 by binding with its glycoprotein120 (clercq , while sulfated polysaccharides of seaweeds and algae showed anti-hiv and anti-hsv activities (schaeffer and krylov, 2000) . the plant kingdom is highly diverse and ranges from unicellular microscopic plants to long lived, huge trees. to screen each and every plant or their individual parts for the identification of antiviral components is a huge task. several examples of plants having antiviral properties and newly identified active compounds from them are reported in various journals. one of the examples that can be cited here is cyanovirin n (cv-n), an 11-kda protein isolated from the cyanobacterium nostoc ellipsosporum, which exhibits the property of inhibiting hiv-1 infection and also possesses broad-spectrum activity. the phytochemical, podophyllotoxin, isolated from the aqueous extract of podophyllum peltatum l., inhibited hsv type 1 (hsv-1) (bedows and hatfield, 1982) . the acetone extract of another plant, phyllanthus urinaria, also suppressed hsv-2 and hsv-1 (yang et al., 2007) . bessong et al. (2006) reported a comparison of various plants and their individual parts (stem, leaves, roots, and so forth.) in repressing viral reverse transcriptase (rt) and integrase, the two basic enzymes in hiv disease. after comparing all the extracts and fractions of the various plants, it was found that the n-butanol fraction of bridelia micrantha (hochst) exhibited the highest anti-rt activity. it has also been reported that the aqueous extract from the roots of carissa edulis (forssk.) vahl, a plant grown in kenya, displayed noteworthy activity against hsv for both wild type and resistant strains (tolo et al., 2006) . polyphenol-rich extract from the medicinal plant geranium sanguineum l. has been reported to show a strong antiinfluenza virus activity, as well as antioxidant and radical scavenging capacities (sokmen et al., 2005) hepatitis a, b, c, d, and e viruses are the leading causes for the prevalence of viral hepatitis and liver inflammation. despite the fact that presentation to any of these infections prompts intense disease, in any case, types b, c, and d are unique in causing chronic infection. plants belonging to the genus phyllanthus of the euphorbiaceae family were extensively used as a traditional remedy against these infections. clinical investigations were additionally intended to look at the inhibitory effects of different species of phyllanthus, that is, p. amarus (l.), p. niruri (l.), and p. urinaria (l.) (wang et al., 1995) . the screening of 56 different chinese medicinal herbs led to the identification of two potent plant extracts against duck hepatitis b virus, namely, ardisia chinensis and pithecellobium clypearia . similarly, this also led to the identification of oenanthe javanica (blume) dc flavones (ojf). they acted as a strong inhibitor of hbsag and hbeag secretion (involved in viral pathogenesis) in 2.2.15 cells and also reduced dhbv-dna levels in the hbv-infected duck model (wang et al., 2005) . because of the strong prevalence of hcv infection in poor countries, screening for the identification of anti-hcv potentials from medicinal plants are still ongoing. according to hussein et al. (2000) various plant extracts, such as methanol extracts acacia nilotica l. willd ex delile, boswellia carterii, embelia schimperi, quercus infectoria, trachyspermum ammi l., and aqueous extracts of piper cubeba l., q. infectoria, and syzygium aromaticum l., were found to possess significant inhibitory activity against hsv. combination therapy for treating diseases is an age-old practice of traditional medicine in which several plants are mixed together to develop an effective formulation for a particular disease. such combination therapies have also been tried for the inhibition of viral hepatitis. as an example, a chinese herbal medicine, prepared by liquid fermentation broth of ganoderma lucidum supplemented with an aqueous extract of radix sophorae flavescentis, was potent against hepatitis b virus activity in vitro and in vivo. viral infections are a matter of great concern for this planet. plants having broad-spectrum activity against many viruses could be evaluated for isolation and identification of molecules for treating viral infections. as an example, glycyrrhizin, a bioactive component of licorice (glycyrrhiza uralensis fisch), and lycorine, isolated from lycoris radiata l., showed strong anti-sars-cov activity, and was initially used for treating other indications (li et al., 2005a, b) . a variety of herbal preparations have shown potentials for inhibiting viruses that cause serious infections among humans, such as measles viruses (olila et al., 2002) , human rotaviruses (hrv) (husson et al., 1994; takahashi et al., 2001) , respiratory syncytial virus (rsv), human rhinoviruses (glatthaar-saalmuller et al., 2001) , the coxsackie group of viruses (evstropov et al., 2004; su et al., 2006) , neurotropic sindbis virus (nsv) (paredes et al., 2001) , and various strains of polio virus (andrighetti-frohner et al., 2005; melo et al., 2008) . one such illustration is the atomic investigation of the heated water concentrates of stevia rebaudiana l., which blocked a section of different irresistible serotypes of hrv into permissive cells by an anionic polysaccharide having a molecular weight of 9800 with uronic acid as a noteworthy sugar constituent (takahashi et al., 2001) . thus, an alkaloid concentrate of haemanthus albiflos globules repressed rna amalgamation of hrv spread in ma-104 cells (husson et al., 1994) . in contrast to the many publications on antibacterial and antifungal screening of plant extracts that have appeared in the last decades, far fewer antiviral screening studies of plant extracts have been reported. this is due chiefly to the complexity of the different techniques involved in such research, which consequently requires the know-how and dedication of a multidisciplinary team. nevertheless, many antiviral agents have been isolated from natural sources and partly or completely characterized. from these studies, several substances have emerged as true antivirals having a good chemotherapeutic index based on the viability of infected cells and on in vivo tests. thus, different 3-methoxy flavones and synthetic derivatives have shown to be promising leads for the development of antirhinovirus drugs (van hoof et al., 1984; vlientinck et al., 1988) , whereas the spanonin, glycyrrhizic acid, was found to be highly active in vitro against herpes simplex (pompei et al., 1979) , varizella-zoster (baba and shijeta, 1987) , and human immunodeficiency viruses (ito et al., 1987) . whether these compounds have any clinical potential, that is, in the therapy of the corresponding viral diseases, remains to be determined. there, in vivo bioavailability and other pharmacokinetic parameters are subjects of future study. because of the problems of drug resistance stated earlier and of side effects, the pharmaceutical industry is looking forward toward natural products (mainly medicinal plant extracts) as a source of possible antiviral agents. approximately 2500 medicinal plant species have been recorded globally to treat a myriad of inflictions and diseases. polyphenols, alkaloids, flavonoids, saponins, quinones, terpenes, proanthocyanidins, lignins, tannins, polysaccharides, steroids, thiosulfonates, and coumarins are prominent bioactive phytochemicals that have been observed to combat viral infections, as they are harmless to the systems of the human body. some selected anthraquinones and anthraquinone derivatives are noted for their dammarane saponins, ginsenoside rb1 (grb1), and chikusetsusaponin (chi-iii) have been found to possess antiviral activity against hsv-i using an in vitro plaque elimination assay. chi-iii prevented plaque formation at half the concentration of grb1 (fukushima et al., 1995 (hudson and towers, 1995) . the inhibitory effect of ferulic acid and isoferulic acid on murine interleukin-8 production in response to influenza virus infections in vitro has been reported (hirabayashi et al., 1995) and the effect of isoferulic acid was found to be greater than that of ferulic acid. hayashi et al. (1995) found a direct inhibitory activity of the steam distillate prepared from fresh plants of houttuynia cordata (saururaceae) against hsv-1, influenza virus, and hiv-1, without showing cytotoxicity, but not against poliovirus and coxsackie virus. montanha et al. (1995a) evaluated the action of a series of 19 aporphine alkaloids against hsv-1 in cell cultures. on the basis of viral titer reduction, six alkaloids were found to be active. ellagitannins isolated from phyllanthus myrtifolius and p. urinaria (euphorbiaceae) showed activity against epstein-barr virus dna polymerase. flavonoidal constituents, such as biflavonoids and robustaflavones, exhibited strong inhibitory effects against influenza a and b viruses. the antiviral potential of the flavonoids of chamaesyce thymifolia has been reported; they showed high cytotoxicity on hep-2 cells and moderate inhibitory activity against hsv-1 and bovine viral diarrhea virus (amaral et al., 1999) . sotanaphun et al. (1999) isolated sclerocarpic acid from the stem bark of glyptopetalum sclerocarpum, which exhibited antiviral activity against herpes simplex virus types 1 and 2. rhamnan sulfate, a natural sulfated polysaccharide isolated from monostroma latissimum, showed potent inhibitory effects on the virus replication of hsv-1, hcmv, and hiv-1 in vitro . matsuse et al. (1999) tested aqueous and methanolic extracts of 39 panamanian medicinal plants for anti-hiv effects. seven of these were found to be moderate inhibitors of hiv-protease enzyme. serkedjieva and ivancheva (1999) investigated the inhibitory effect of five extracts from the bulgarian medicinal plant g. sanguineum on herpes simplex virus types 1 and 2. yoosook et al. (1999) evaluated the anti-hsv-2 activities of barleria lupulina and clinacanthus nutans. the results suggested a therapeutic potential against hsv-2 for b. lupulina, but not for c. nutans. the antiviral activities of various water and methanol soluble substances isolated from g. lucidum against hsv types 1 and 2, influenza a virus, and vesicular stomatitis virus were studied using cytopathic effect inhibition assay and plaque reduction assay (eo et al., 1999) . kudi and myint (1999) investigated the antiviral activity of medicinal plant extracts against poliovirus, astrovirus, hsv, and parvovirus. most of the extracts showed activity against more than one virus at a dose rate of between 100 and 400 î¼g/100 î¼l (eo et al., 1999) . bourne et al. (1999) assessed 19 plant products in vitro by plaque reduction assay to determine their activity against a commonly transmitted pathogen, herpes simplex virus type 2. docherty et al. (1999) found that resveratrol, a phytoalexin, inhibited hsv-1 and hsv-2 replication in a dose-dependent reversible manner. anani et al. (2000) prepared methanol extracts from 19 medicinal plants of togo and analyzed them for antiviral and antibiotic activities. ten of the 19 showed significant antiviral activity against one or another of the test viruses (herpes simplex, sindbis, and poliovirus). hudson et al. (2000a, b) evaluated ethanolic extracts of 11 plants, endemic to madagascar, in order to determine the potential of malagasy plants as sources of antiviral activities. nine of the extracts had significant activity against hsv, whereas only four were active against the sindbis virus. a bioactive flavonoid, "baicalein," isolated from the chinese medicinal plant scutellaria baicalensis georgi showed antiviral properties using the high-speed countercurrent chromatography (hsccc) technique (li and chen, 2005) . many other substances, including flavonoids, phenolics, tannins, triterpenes, and alkaloids, interfere with host cell replication at their antivirally active concentrations or only exhibit extracellular viricidal activities. some of these viricides, including flavonoids and tannins present in foodstuffs, might be important, because they can inhibit virus replication of picorna-, rota-, and arena viruses in the gastrointestinal tract of humans and animals. artemisia capillaris was found to possess an active 6,7-dimethylesculetine having potent cytotoxic potential. in the fruits of schisandra chinensis (schizandraceae) used in oriental medicine, 22 lignans were identified, some of which, such as wuweizisu c and gomisine n, are very active. the same method threw light on the mechanism of the antihepatotoxic action of such well-known compounds as glycyrrhizin and its intestinal metabolites, which are protective against the first stages preceding hepatic lesions. other tests of this type are used to track down active substances. from taxus baccata, potier's group isolated new analogs of taxol, a terpenic compound displaying very good antileukemic and antitumor activities. taxol promotes the polymerization of tubulin into microtubules and inhibits their depolymerization. the choice among various fractions obtained by extraction was guided by the antitubulin activity in an in vitro test. many substances that are present in only trace quantities and are difficult to purify have been studied chemically; for example, the demonstration of xylose-bearing derivatives is new in this series of compounds. regarding structure activity relationships, in vitro cytotoxicity tests have shown that the activity is mainly related to the presence of a complex ester function in the compound. a list of plant extracts and their phytoconstituents that have antiviral potentials are listed in table 16 .1. in recent years, a lot of development has taken place regarding the identification of antiviral molecules from plant sources and the molecular mechanistic approach. compounds, such as spiroketalenol ether derivatives isolated from rhizome extract of tanacetum vulgare, have been reported to block virus entry and also arrest the synthesis of hsv-1 gc and hsv-2 gg glycoproteins (fernandes et al., 2012) . samarangenin b from the roots of limonium sinense exhibited inhibition of hsv-1î± gene expression (kuo et al., 2002) , whereas oxyresveratrol from artocarpus lakoocha plant was found to inhibit the early and late phases of viral replication of hsv-1 and hsv-2, respectively (chuanasa et al., 2008) . also, pterocarnin a compound isolated from pterocarya stenoptera inhibited hsv-2 from binding and penetrating to the host cells (cos et al., 2003) . the structures of some of the potential phytoconstituents having significant antiviral activity are depicted in fig. 16 .1. many of the antiviral drugs now known have been discovered by random search in the laboratory. most labs use a biological test system in which new molecules are added to tissue culture cells at a range of concentrations (e.g., 100-1000 î¼g/ ml); the drug-treated cells (and untreated cells as control) are then infected with a known multiplicity of infective virus particles. thousands of compounds can inhibit viral replication in a cell culture. in general, the more complex the regulatory mechanisms of a virus, the easier it is to find molecules that inhibit it. a broad estimate of the ratios of the activity of antiviral compounds in a cell culture, animal models, and humans is 1000:10:1. during the evaluation of antiviral agents, many test conditions, such as the cell culture system, virus strain, virus challenge dose, virus input multiplicity of infection, and time of harvesting, can affect or even alter the test results. to test the inhibitory activity of a new antiviral agent, it is first necessary to select the host cell system(s) in which the virus replication can be measured. viruses vary considerably in their ability to replicate in cultured cells. many viruses can cause cpe while some of them can form plaques. others can produce some specialized functions, such as hemagglutination, hemadsorption, or cell transformation. virus replication in cell cultures can also be detected by the presence of viral products, namely, viral dna, rna, or polypeptides. the antiviral tests selected may be based on: (a) inhibition of the virus-induced cytopathic effect (cpe) in which the 50% effective dose (ed 50 ) of the antiviral agent is expressed as the concentration that inhibits cpe in half of the quadruplicate cultures. (b) plaque reduction assay in which the dose of the drug required to reduce the plaque number by 50%, that is, ed 50 is calculated. (c) virus yield reduction assay in which the drug concentration required to reduce 90% (1 log 10 reduction), or 99% (2 log 10 reduction) of the virus yield as compared with the virus control (infected cultures without drug) are determined from the dose-response curves and are expressed as ed 90 or ed 99 of the antiviral agent. (d) assay systems based on the measurement of specialized functions and viral products; a number of viruses do not produce plaques nor do they cause cpe readily, but they may be quantified by certain specialized functions based on their unique properties, for example, hemagglutination and hemadsorption tests used to study the antiviral activity against myxoviruses and elisa, used to determine the extent of virus replication and, thus, obtain a measure of the inhibitory effect of various antiviral agents on virus replication, etc. (hu and hsiung, 1989 ). colorimetric assays quantify cell viability through enzyme-mediated biochemical reactions owing to ingress of certain dyes inside living cells. mosmann, borenfreund, and puerner first advocated the application of tetrazolium (mtt) and neutral red (nr) assay, respectively, to quantitate cell viability and the cytotoxicity to cells in vitro. parida et al. (1999) compared the efficacy of two colorimetric assays (mtt and neutral red) to determine viral infectivity in microculture virus titration employing polio virus type-3 and dengue virus type-4. mtt assay, also known as tetrazolium assay, has been exploited extensively to reveal the protective efficacy of therapeutic agents and plant extracts against cancer, hiv-1, hsv, polio virus type 3, den-4 virus, and to the determination of neutralizing antibody levels to hiv and respiratory syncytial virus. mtt assay using microculture virus titration (mcvt) was applied for the determination of infectivity titers of influenza viruses and was found to be compatible with the well-established procedure of egg infectivity assay. unlike mtt, neutral red dye uptake assay has not been substantially exploited in virologic research. nr dye assay was earlier performed for the study of the antiviral efficacy of basil leaves extract against polio virus type 3. mtt, a tetrazolium salt, is a yellow-colored dye [3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide] which gets cleared by mitochondrial succinate dehydrogenase enzyme into a blue-colored formazan in active cells. this product does not form crystals when it interacts with isopropyl alcohol and thus can be accurately measured. there is no need to harvest the viable cells, wherein the cell viability can be directly measured by a spectrophotometer (parida et al., 1999) . the assay procedure has been discussed in section 16.6.7. a colorimetric assay based on the cleavage of the tetrazolium salt wst-1 has been developed for human cytomegalovirus (hcmv) antiviral susceptibility testing and adapted to a microtiter plate format. bedard et al. (1999) developed a colorimetric assay based on the cleavage of the tetrazolium salt wst-1 for human cytomegalovirus antiviral susceptibility testing. the response of different cell cultures to a given antiviral agent, including the drug metabolism and toxicity, among other factors, may vary greatly. to perform antiviral testing against a particular virus infection, it is necessary to obtain a suitable host cell system for that virus infection. the same antiviral agent may behave very differently in different cell culture systems, although the same virus strain is used. (ii) virus strain and passage history the variability of sensitivity to a given antiviral agent has been noted among different strains of hsv and cmv. drugresistant strains have emerged to some antiviral agents, especially in the herpes virus group. the passage history of a virus strain may also affect its sensitivity to some antiviral agents. moi can influence substantially the evaluation of antiviral activity by the plaque reduction method or the virus yield reduction assay. high moi will decrease the sensitivity of the virus to an antiviral agent. this may also contribute to the disparity among antiviral evaluation results, even when the virus moi is kept constant (hu and hsiung, 1989) . ( the activities of several known antiviral phytochemicals are profoundly affected by the presence of serum components. for example, the terthiophene, î±-terthienyl (î±-t) was inhibited in a concentration-dependent manner by serum. in the case of the carboxylic acid derivative of î±-t, the compound appeared to have no antiviral activity at all in the presence of serum, yet in its absence this compound was as effective as î±-t. in contrast, the complex anthraquinone hypericin required a small amount of serum for maximal antiviral activity. the reactions were also strongly affected by the order of incubation of the components: virus, compound, serum, and light (hudson and towers, 1995) . the viruses to be selected for initial evaluation of plant extracts are obviously of major importance. they must be chosen to represent the different groups of viruses according to their morphology and various multiplication mechanisms and a range of virus diseases for which chemical control would be useful. besides the need for control, also the prevalence of the viral diseases and the resulting projection of the market potential, which are determined by the antigenic abundance of the causative viruses and the problems this represents for vaccine control, are important selection criteria (grunert, 1979) . in vitro methods are therefore more appropriate, because they allow simultaneous screening of a battery of viruses. in vivo screening of extracts against a broad array of viruses, in contrast, is not only very expensive but also extremely laborious. in vitro antiviral bioassays utilize thinly confluent monolayers of tissue culture cells with sufficient susceptibility to the infecting viruses that a visibly cytopathogenic effect (cpe) occurs, for example, rounding up. shrinking or detaching of cells from the monolayer can be produced and readily observed microscopically. a monolayer of cells consists of animal or human cells, such as chick embryo, rabbit, or green monkey kidney cells (vero cells), or human skin fibroblasts and carcinoma cells (hela cells), grown in a culture medium. such continuous cell lines used in virology are mostly "transformed" cells that can be maintained for an indefinite number of generations. the host cells require an appropriate tissue culture medium in which they can survive for at least 1 week without having to renew the medium. renewal of the medium causes changes in intra-and extracellular products and alters the virus concentration. the medium must have a stable ph during the whole incubation time and may contain only a small amount of serum, because blood products tend to absorb many compounds. mostly, a defined synthetic medium, supplemented by some type of serum (such as fetal bovine, calf, or horse), a buffer on sometimes bacterial and fungal inhibitory antibiotics, is used. according to experience, vero cells, which allow the growth of many human viruses with visible cpe, grown in the medium described by hronovosky et al. (1975) , and slightly modified by lowering the pyruvate concentration, are most suitable for antiviral screening of plant extracts (van den berghe et al., 1978) . many combinations of test viruses are possible, but a battery of six viruses seems to be quite acceptable. virus types and strains may vary in sensitivity, but have to be selected as a function of their ability to multiply in the same tissue culture when cell culture models are used as screening systems. in this way, an objective comparison of antiviral activities is possible, whereas toxicity tests are minimized. moreover, virus multiplication must cause a visible cpe within a reasonable period of time, preferably within a week after infection. which are expressed as the number of infectious units per volume. an infectious unit is defined as the smallest amount of virus capable of producing a reaction after virus inoculation and can be carried out by two generally applied methods, namely, the plaque test (pt) and the 50% endpoint titration technique (eptt). in the plaque test, monolayers of cells grown in plastic or glass petri dishes are inoculated with dilutions of a viral suspension. after adsorption of infectious virus particles to the host cell, the monolayers are overlaid with an agarosecontaining medium so that the newly formed virus particles are localized by the solid agar over layer. these newly formed infectious particles spread from the initially infected cell to the adjacent cells and develop well-circumscribed foci of cellular degeneration. these areas of dead cells are called "plaques" and are visualized by staining the cell monolayer with a vital dye, such as neutral red. the plaques may also be detected microscopically by determining the multinucleated cells (e.g., measles) or by immunofluorescence. the concentrations of viral suspensions measured by counting the plaques are expressed as plaque-forming units per ml (pfu ml â��1 ). in the endpoint titration technique, the concentration of infectivity is measured by determining the highest dilution of the suspension, which produces cpe in 50% of the cell cultures inoculated. this dilution is called the 50% tissue culture dose endpoint (tcd 50 ). dilutions are therefore made in a maintenance medium and a certain volume of each of them (0.05-0.1 ml) is added to four or more tube cultures. the proportion of positive cultures is registered for each dilution and the precise dilution at which 50% of the inoculated tube cultures are infected is calculated. at this dilution, the inoculum contains, on average, one tcd 50 or one tissue culture (infectious) dose for 50% of the tissue culture tubes. the influence of a plant extract on virus multiplication can be determined as a viricidal or an antiviral activity. the viricidal activity is measured by titration of the residual infectious virus after incubation of the plant extract with a virus suspension of at least 10 6 tcd 50 ml â��1 . on the other hand, the antiviral activity is determined by comparing the virus titers of infected cells, which have been cultured with a maintenance medium containing plant extracts or test substances and a maintenance medium without test material (colegate and molyneux, 1993) . in contrast with antibacterial screening, no solvents, other than physiological buffer solutions, should ideally be used in the in vitro antiviral screening of plant extracts because the samples have to be added to tissue culture cells. it has been observed that many nonpolar plant extracts, prepared and evaporated, are reasonably soluble in dimethyl sulfoxide (dmso), especially if little or no water is present in the sample and the dissolving sample is heated on a water bath. viricidal and antiviral determinations may then be carried out on test solutions containing not more than 10% and 1% dmso, respectively. therefore, dissolved samples of nonpolar plant extracts in dmso are added dropwise to the maintenance medium in a ratio of 1:10 or 1:100 under stirring. as already mentioned, the maintenance medium may contain antibiotics, such as penicillin g (20 î¼g ml â��1 ), neomycin (1 î¼g ml â��1 ), and amphotericin b (1 î¼g ml â��1 ), in order to avoid sterilization of the test solutions. any contamination by bacteria or fungi would indeed ruin the in vitro antiviral bioassay (colegate and molyneux, 1993) . there are various methods for validation of antiviral activity. the major techniques have been highlighted in the preceding sections and in fig. 16.2. most currently used antiseptics and disinfectants kill pathogenic bacteria and fungi at 25â°c within 5 min when present in a concentration of about 0.5% (3-log titer reduction). because it has been noticed that most of these preparations fail to kill all pathogenic viruses under these circumstances, a method has been developed for testing the in vitro viricidal effect of plant extracts, as will be described in the following section. thoroughly mix the preincubated (25â°c) plant extracts, dissolved in a physiological buffer, or their twofold dilutions (e.g., 1/2 to 1/16), with the same volume of a preincubated (25â°c) virus suspension of, for example, 10 6 pfu ml â��1 or tcd 50 ml â��1 in physiological buffer. incubate the mixture at 25â°c for 5 min. stop the incubation by the addition of a 10fold volume of ice-cold maintenance medium and filter the mixture immediately through a 0.22 î¼m filter to eliminate all possible precipitate. then, filter the ice-cold filtrate through a 0.01 î¼m filter to concentrate residual virus on the filter and separate the virus from possibly cytotoxic plant components, which pass the filter. remove the residual virus from the filter with maintenance medium, supplement with 5% serum (1 ml), sonicate in an ice-bath for 30 s, and titrate in 10-fold dilutions at 37â°c by plaque formation or in microtiter plates according to the eptt. carry out a virus control in a physiological buffer containing no plant extract simultaneously. an essential step of this methodology is the separation of all cytotoxic plant components from the residual virus, which has to be measured at 37â°c. cytotoxic substances have a greater influence on the activity of an extracellular virus at 37â°c than at 25â°c. this step, however, can be omitted when the plant extracts to be tested are not toxic to the host cells under the conditions of the evaluation procedure (colegate and molyneux, 1993) . the eptt technique is performed on preemptied confluent monolayers of vero or other cells, grown in the holes of microtiter plates, which are infected with serial 10-fold dilutions of a virus suspension (100 î¼l). starting with monolayers containing 10 4 cells per hole and a virus suspension of, for example, 10 7 tcid 50 ml â��1 or pfu ml â��1 , infect the first monolayers of cells with a multiplicity of infection (moi). the antiviral activity is expressed as the virus titer reduction at the maximal nontoxic dose (mntd) of the test substance, that is, the highest concentration (î¼g ml â��1 ) that does not affect the monolayers under the antiviral test condition. viral titer reduction factors, that is, the ratio of the viral titer reduction in the absence (virus control) and presence of the mntd of the test sample of 1 ã� 10 3 to 1 ã� 10 4 indicate a pronounced antiviral activity and are suitable as selection criteria for further investigation of plant extracts (colegate and molyneux, 1993) . the eptt is more suitable for testing complex samples, such as plant extracts, for many reasons. (i) first, the concentration of many compounds in the extract remains constant, and consequently the proportion of toxic versus active compounds does not change. (ii) second, the exact duration of the antiviral action can be determined by using the eptt, because the action starts from the moment the extract is added to the cells. (iii) third, the eptt using serial diluted extracts deals with a dynamic process, because the cells are subsequently infected with different moi. (iv) this system allows the correlation of all possible moi values in the same microtiter plate with decreasing amounts of plant extracts, so that the noncytotoxic concentration of plant extracts can be determined. at the same time, a correlation between extract toxicity and antiviral activity according to the corresponding moi can be determined in the same microtiter plate. (v) it can be stated as a general rule that the detected antiviral activity should be stable in at least two subsequent dilutions of nontoxic concentration of the extract; otherwise the activity is directly correlated with the toxicity of the extract or is only viricidal. moreover, a true antiviral product has to protect the cells, which have been infected with low virus dilutions (starting from 0.1 pfu per cell onward). (vi) finally, it should be stressed that all possible steps of virus manipulation are to be completed before the plant extracts are added. this means that an antiviral product tcd 50 ml â��1 ), under nontoxic conditions, must act on virus replication steps after uncoating. when the cells are completely protected only in the lower moi (0.1 tcd 50 ml â��1 ), replication processes before uncoating may be involved. an important aspect of the inhibition of viral cytopathic effect (cpe) is the determination of tcid 50 (50% tissue culture infective dose). after harvesting, dilute the virus stock 10-fold. add 0.1 ml of each dilution in 10 wells each of a 96-well microtiter plate. add 0.1 ml of cell suspension of 10,000 cells/well, incubate at 37â°c with 5% co 2 atmosphere, and observe for vial cpe on alternate days. take a final reading on the fifth day and calculate tcid 50 as per the method of reed and muench (1938) , from which tcid 50 can be further calculated from the log value. an antiviral drug will inhibit the cpe of a virus. therefore, for detecting an antiviral agent, the amount of inhibition of cpe of a virus can be observed microscopically (kenny et al., 1985) . for this purpose, trypsinise the monolayer and allow to seed in 96-well microtiter plates. after a 24-h incubation, wash the monolayer in each well and add different test drug dilutions and incubate. after 24 h, wash the cell culture and inoculate with 0.1 ml of 10 tcid 50 , 50 tcid 50 , and 100 tcid 50 of the virus suspensions in different wells. incubate them for 1 h at 37â°c in an incubator for the adsorption of the virus onto the cells. after incubation, remove excess virus suspension by washing with rpmi. add 0.1 ml of selected concentration of the test compound and keep both virus and cell control wells with 0.1 ml of rpmi containing 2% sheep serum. observe the plates under a microscope every 24 h until the virus control shows 100% cpe and tabulate the results (hu and hsiung, 1989) . trypsinize the cell monolayer, allow to seed in a 96-well microtiter plate and incubate for 24 h at 37â°c with 5% co 2 atmosphere. remove the medium, wash the cell monolayer with rpmi without serum, and add 0.1 ml of different virus suspensions in different wells containing the cell layer and incubate for 1 h for virus adsorption; wash off the excess virus suspension after adsorption. to each well, add the selected concentration of the test drug diluted in rpmi containing 2% sheep serum. to the virus control and cell control, rpmi is added (2% serum) and incubated for 24 h. freeze the plates at â��70â°c and thaw at room temperature a couple of times to liberate the associated virus. determine the virus titer by the end point dilution method and express as tcid 50 (cinatl et al., 1997) . trypsinize the monolayer culture and allow to seed in a 96-well microtiter plate. after a 24-h incubation, wash the monolayer in each well and add different test drug dilutions and incubate. after 24 h, wash the cell culture and inoculate with 0.1 ml of 10 tcid 50 , 50 tcid 50 , and 100 tcid 50 of the virus suspensions in different wells. incubate for 1 h at 37â°c in a co 2 incubator for adsorption of the virus onto the cell. after incubation, remove excess virus suspension by washing with rpmi without serum. add 0.1 ml of the selected concentrations of the test compound and keep both the virus and cell control wells with 0.1 ml of rpmi containing 2% sheep serum. incubate the plates at 37â°c for 72 h. after 72 h, discard the old media from the cell cultures and add 50 î¼l of 2 mg/ml of mtt (3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide) to each well and incubate for 3 h. after 3 h of incubation, discard the mtt and add 100 î¼l of isopropyl alcohol to each culture and set aside for 10 min. record the absorbance using an elisa plate reader at 540 nm. in this experiment, the effect of the test drug on mitochondrial synthesis due to viral infection is studied. the "plaque" is a confined region of contaminated cells formed by multiplying virus particles. the plaques are revealed either as regions of dead/decimated cells recognized by cell stains or as zones of polluted cells by immunostaining. the blended cell monolayer is infected with a log10 dilution of viral plaque-forming unit (pfu) in the absence or presence of the test drug and permitted to adsorb (1 h at 37â°c in 5% co 2 ); afterward, the cells should be washed twice with prewarmed tcid cpe at dilution next above cpe at dilution nex 50 50 50 % % % t t above cpe at dilution next below 50 50 % % % ⧠⩠ⷠminimum essential medium (mem). the overlaid drug dilutions are arranged in the overlay medium on the contaminated culture, without the test drug. then, 45 ml of carboxy methyl cellulose is added to 9 ml of the medium; the plates are incubated for 3-5 days, then settled with 10% formalin or 4% formaldehyde for 30 min. the cells are stained with methylene blue (1 ml/well) or 1% gem violet (w/v), washed, and dried to check the plaques (dark areas) by low-power amplification of a binocular microscope. the antiviral impact should be measured as the percentage inhibition of plaque formation: the concentration of the test drug required to exert 50% of virus inhibition (ic 50 or ec 50 ), as compared with the infection control, is evaluated from the graphical plot as dose-response curves by regression analysis . viruses, for example, influenza, can agglutinate rbcs due to surface ha proteins, which can be analyzed visually by blending viral dilutions with rbc. this can be utilized to inspect the inhibitory impact of any medication on ha. the 10-overlay serially diluted (1-1000x) test drug is used alongside the diluted viral stocks (1:4 to 1:128). this dilution (50 ml/well) is added to drug-containing wells. it should be preincubated for 45 min and mixed with rbc (1/20 in pbs) sample solution. here, up to a specific dilution, the viral particles possibly lose their capacity to agglutinate rbcs, which shows a linkage of the drug with the viral ha. known quantities of virus (moi 5-10) are used for infecting both untreated or drug-treated cells and allowed to adsorb for 45-60 min. the unabsorbed virus particles are washed and fresh media is added to incubate for 24-36 h. then, cells are washed with pbs, fixed with paraformaldehyde (3%-4%), and permeabilized with acetone or triton x-100. the cells are again washed and blocked with 1% bovine serum albumin (bsa) in pbs for 30 min. then, the cells are incubated with mouse or rabbit antibody against a specific viral protein for 1-4 h at 37â°c. after that, the cells are subjected to repeated washing and incubated with a fluorescent-tagged secondary antibody for 1 h and washed again. after washing, the cells are visualized under a fluorescent microscope and compared with the fluorescence of untreated and drug-treated cells. on the other hand, for quantitation, the cells are trypsinized after treatment and fixed with 4% paraformaldehyde. the cells are then washed, permeabilized, and labeled with a fluorescent-tagged antibody, followed by propidium iodide (pi: 50 mg/ml in pbs). the cells are then counted in a fluorescent-activated cell counter to quantitate the fluorescence percentage. known quantities of virus (moi 5-10) are used for infecting both untreated and drug-treated cells, adsorbed for 1 h, washed, and incubated (2-4 days) for evaluation of the inhibition of the virus-induced cytopathic effect (cpe). the virus stock is centrifuged after freeze thawing and diluted for elisa. each well of a plate coated with a virus-specific antibody is mixed with 100 ml of controls or test drug and incubated at room temperature (1 h) with horseradish peroxidase conjugate, alkaline phosphatase, or b-d-galactosidase-labeled virus-specific antibody. the wells are washed five times and the substrate (100 ml) is added and incubated in the dark for 10 min. the reaction is stopped by adding 5% h 2 so 4 solution and the absorbance is read at 450 nm. the 96-well plates are seeded with a quadruplicate cell monolayer having a log 10 dilution of the test drug followed by infection with the virus. after 16-20 h of incubation at 37â°c, the monolayers are fixed with 0.05% glutaraldehyde and examined for virus-specific protein(s) on the cell surface. the elisa should be performed with a monoclonal antibody to the specific protein of the corresponding virus and protein and the od (optical density) is measured at 450 nm. the concentration is calculated by 50% reduction in od values (ec 50 ) from extrapolating graphical plots followed by the determination of si (ratio of cc 50 :ec 50 ) in which the results are expressed as a percentage of virusinfected cells (virus control) . the test drug and the virus (10 4 pfu/ml) are mixed to incubate for 1 h at 37â°c. then, immediately dilute the virus-drug mixture to 100-fold (final inoculums 50 pfu/well) with media containing 2% fbs to get a subtherapeutic concentration of mean number of plaques in control mean number of plaques in sample m ean number of plaque in control the test drug. following that, mix the monolayer, with the virus inoculums seeded using a 12-well plate. alternately, add the virus-test drug mix diluted to 100-fold, with no incubation period, with the respective cells for infection. allow to adsorb for 1 h at 37â°c, discard the diluted inoculums, and wash the cells with pbs. pour an overlay medium (with 2% fbs), and incubate at 37â°c for 72 h, followed by plaque reduction assay. count the viral plaque numbers obtained from infections set in the presence of the test drug and compare it with the control. viral attachment to the cell surface is carried out at 4â°c, as it permits binding, but stops viral entry, by elisa. briefly, incubate susceptible cells (2 ã� 10 4 cells/well) in 96-well plates and allow growth overnight. the cell monolayers are cooled at 4â°c. the cells are infected with the virus (moi 5) using heparin in presence of the test drug for 3 h at 4â°c as a control. after washing the wells with ice-cold pbs, fix with prechilled 4% paraformaldehyde in pbs for 1 h on ice, blocked with 5% bsa at 4â°c. the samples are incubated at 37â°c for 1 h with a primary antibody in pbst pbs with 0.05% tween 20 along with 5% bsa. the wells are washed twice with pbst, 5% bsa, and again only with pbst twice, at 5-min intervals on a shaker. this is mixed with secondary antibody in pbst with 5% bsa and incubated at 37â°c for 1 h. the reaction is developed with a 3,3â�²,5,5â�²-tetramethyl-benzidine two component microwell peroxidase substrate for 20 min; the reaction is stopped with 1 m phosphoric acid. the absorbance is measured at 450 nm, and the values are expressed as the fold change of absorbance relative to the mock infection control (lin et al., 2011) . the cell monolayers are cooled and grown in 12-well plates at 4â°c for 1 h. subsequently, infect the prechilled cells with hsv-1 (100 pfu/well) and incubate for 3 h at 4â°c to allow for viral adsorption. incubate the infected cell monolayers in the presence of test drug or heparin (100 mg/ml) for an additional 20 min at 37â°c to facilitate hsv-1 penetration. the extracellular virus is inactivated by citrate buffer (ph 3.0) for 1 min, and the cells are washed with pbs followed by overlay with dmem containing 2% fbs. after 48 h of incubation at 37â°c, the viral plaques are stained and counted (lin et al., 2011) . add the plated cells (0.8 ã� 10 5 cells/well for a 12-well plate) grown overnight at 30% confluence (300 ml) with virus dilution and deae dextran at a final concentration of 20 mg/ml. after adsorption (2 h at 37â°c in co 2 incubator), place the plates in a rocker to prevent the cells from drying and add fresh medium (1-2 ml) containing the test drug to each well and incubate for 40-48 h in 5% co 2 at 37â°c for subconfluent growth. after removing the media, add fixing solution (1-2 ml) to each well and incubate for 5 min at room temperature (î²-galactosidase activity decreases dramatically if the fixing solution is left for >10 min). then, discard the fixing solution, wash the cells twice with pbs, stain, and incubate at 37â°c for 50 min. finally, stain the plates to count the number of blue syncytia and express the titration values as the number of stained cells multiplied by the viral dilution . this assay is applicable for hiv-1, simian immunodeficiency virus (siv), and simian-hiv and is carried out in tzm-bl cells as it reveal the reduction in tat-induced luciferase (luc) reporter gene expression after a single round of virus infection. place the tzm-bl cells (4 ã� 10 4 /well) in a 24-well plate and incubate overnight. in a separate vial, mix the hiv-1nl4.3 (moi 0.05) virion with the test drug or vehicle for 1 h at 37â°c, then add to tzm-bl cells and incubate for 4 h. wash the cells (with cold pbs), and add fresh media with the test drug to culture for 48 h, using untreated hiv-1-infected cells (negative) and azidothymidine (azt)-treated cells (positive) as controls. wash the cells twice with pbs, lyse with 1x lysis buffer, and add the supernatant with the substrate, which should then be analyzed for luciferase activity in an optiplate using a fluorimeter. the results are expressed as percentage inhibition: and the percent inhibition is calculated by subtracting the above value from 100 (wan et al., 2012) . luminescence in the experimental group test drug or azt lu / m minescence of infected cells without the drug u100 (b) cem-green fluorescent protein (gpt) cell-based assay cem-gfp is a stable t-cell line-containing a plasmid encoding gfp and is suitable for hiv-1nl4.3 (moi 0.05) culture. for postinfection, incubate the cells (2.0 ã� 10 5 /well) with the test drug up to 8 days, using azt and solvents (used to prepare the test drug) as control(s). lyse the virus-infected cells with 1x promega cell lysis buffer (150 ml), and transfer to a culture plate to read the absorbance at 485 nm (excitation) and 520 nm (emission) by a fluorimeter. the results can be expressed as percentage inhibition: with the he percent inhibition calculated by subtracting the above value from 100 . place hep ad38 cell suspension (6 ã� 10 5 viable cells/ml of hep ad38 seeding medium) in a 96-well microtiter plate, and incubate at 37â°c for 3 days. discard the medium and wash the cell monolayers with warm (37â°c) dpbs. to the proper wells, add 100 î¼l of hepad38 assay medium that contains either test or control compounds at the desired concentrations. also include wells with hep ad38 assay medium alone as "virus only" controls. incubate at 37â°c for 3 days. on day 3, wash the cells once with warm dpbs and add fresh medium containing the appropriate compound to the wells. after 24 h, transfer the supernatants to v-bottomed 96-well plates and remove cellular debris by centrifugation (15 min, 2500 rpm at 4â°c). transfer 90 î¼l of the clarified supernatants to new v-bottomed plates and store at â��70â°c for quantification of hbv dna. thaw the supernatants that were collected and add 90 î¼l of 2x denaturation solution to each well and mix. incubate at 37â°c for 20 min. cut the nylon membrane to size and prepare it for blotting by wetting it first with distilled water and then 20x hybridization buffer, ssc (saline sodium-citrate). dot-blot the denatured supernatants on to the nylon membrane as directed by the manufacturer. wash the blot with 200 î¼l of neutralization solution followed by 200 î¼l of 20x ssc. remove the blot, rinse it briefly in 2x ssc, and then crosslink the dna to the nylon filter by uv irradiation. prehybridize the blot at 42â°c for 1 h in 20 î¼l of hybridization solution. prepare a 32p-labeled probe by random priming using a portion of the hbv genome as a template. purify the probe through a clontech chroma spin column. denature the probe by boiling for 5 min and add it immediately to the hybridization solution. hybridize the nylon filter overnight at 42â°c. wash the nylon filters twice with 50 ml of 2x ssc, 0.1% sds (sodium dodecyl sulfate) at room temperature for 20 min and twice with 50 ml of 0.2x ssc, 0.1% sds at 65â°c for 20 min. expose the nylon filters to a molecular imager screen for 4 h and scan on a phosphor imager to obtain the data. to determine the percent inhibition of hbv replication, subtract the background value (counts of radiation detected from the nylon filter itself) from all control and experimental values. divide the average values of the experimental wells (cells treated with test compounds) by the average value for the "virus only" control (cells not treated with compound or tetracycline during the experiment) and multiply this number by 100 (king and ladner, 2000) . the above mentioned in vitro studies are listed in table 16 .2. drug development programs include preclinical screening of immense quantities of chemicals for specific and nonspecific cytotoxicity against numerous sorts of cells, which is imperative to show the potential therapeutic target and safety evaluation. the screening of plant extracts or pure compounds for investigating their antiviral properties can be more significant with cytotoxicity measures (meyer et al., 1982) . it is essential for an investigational item to establish the antiviral activity at concentrations that can be accomplished in vivo without inducing toxicity to cells. moreover, in a cell culture display, antiviral activity of an investigational item can be the aftereffect of host cell death after exposure to the item. cytotoxicity tests utilize a series of increasing concentrations of the antiviral product to determine what concentration results in the death of 50% of the host cells. this value is referred to as the median cellular cytotoxicity concentration (cc50 or ctc50 or ccic50). the relative effectiveness of the investigational product in inhibiting viral replication compared with inducing cell death is defined as the therapeutic or selectivity index (cc50 value/ec 50 value). it is desirable to have a high therapeutic index giving maximum antiviral activity with minimal cell toxicity. according to us fda guidelines, it is recommended to determine cc50 values in both stationary and dividing cells from multiple relevant human cell types and tissues to establish the potential for cell cycle, species, or tissue-specific toxicities. studies determining cytotoxicity and therapeutic indexes should be conducted before the initiation of phase 1 clinical studies. there are a number of advantages for in vitro testing using cell cultures, which include gfp fluorescence in the experimental group fluorescence in / i infected cells without the test drug ã�100 analysis of species specificity, feasibility of using only small amounts of test substances, and facility to do mechanistic studies (guidance for industry, 2006). after confirming the cytotoxic concentration, the drug concentrations are selected for antiviral studies based on the percentage viability of cells and are used to study the antiviral activity by cpe inhibition assay, virus yield assay, followed by mtt assay. any compound that is cytotoxic to cells inhibits the cell proliferation and kills the cells. trypan blue is a dye that is capable of penetrating dead cells; therefore, the dead cells take up the blue stain whereas the viable cells do not. this method gives an exact number of dead and viable cells (strober, 2001) . protein content is widely used for estimating total cellular material and can be used in growth experiments. the colorimetric method of estimating protein is more sensitive. the cell pellets are treated with 11% cold trichloroacetic acid to remove amino acid pools and dissolved in alkaline cupric sulfate and folin ciocalteau phenolic reagent. folin's reagent and cupric sulfate together react with amino acid to give a blue color and this color intensity is proportional to the protein concentration, which can be measured colorimetrically (maya et al., 1995) . to proceed with the same technique, the cells from the wells were trypsinized using 100 î¼l trypsin and transferred into eppendorf tubes and centrifuged at 5000 rpm for 10 min to obtain pellets. the cell pellets are dissolved in naoh and diluted , tzm-bl cell-based assay (hiv), cem-green fluorescent protein cell-based assay (hiv), hep ad38 assay (hbv), immunofluorescence assay, enzyme-linked immunosorbent assay (elisa) â�¢ reduction or inhibition of virus-specific polypeptides synthesis in infected cell cultures, e.g., viral nucleic acids, determination of the uptake of radioactive isotope labeled precursors or viral genome copy numbers other assays for validation of antiviral activity â�¢ virus inactivation assay, virus adsorption assay, virus attachment, and penetration assay to 0.1 n. the test drug is to be added to 200 î¼l of protein sample, mixed, and left for 10 min. to this, 100 î¼l of test reagent is added with constant mixing and left for 40 min in incubator. the absorbance was read at 655 nm using an elisa reader (bio-rad). the color development was correlated with the cell number as follows: the cytotoxic concentration found by dye exclusion techniques gives superficial data. the selected concentrations from a trypan blue dye exclusion study are used further for estimating proteins. mtt (3-(4,5-dimethylthiazol-2yl)-2,5 diphenyl tetrazolium bromide) in live cells enters the cells and enzyme succinate dehydrogenase present in mitochondria reduces it to formazan blue product. the color intensity is directly proportional to the number of live cells. to perform this process, the plates were seeded with hep-2 cells at 10,000 cells/well. they are incubated for 24 h. after 24 h, the medium is discarded and drug concentrations were added and incubated for 72 h. then, 50 î¼l of 2 mg/ml of mtt is to be added and incubated for 3 h and then 100 î¼l of isopropyl alcohol is added and absorbance is read at 540 nm in an elisa plate reader (bio-rad). the results are tabulated and percentage growth inhibition is calculated using the following formula: the concentrations of the test drug used in the previous experiments can be further confirmed by studying the mitochondrial synthesis by mtt assay. the formazan blue color formation is directly proportional to the number of viable cells and therefore the absorbance is to be read at 540 nm. in this test, brine shrimp (artemia salina) eggs are hatched in artificial sea water (38 g/l of sea salt). the brine shrimp test (bst) bioassay experiment is performed according to the procedure described by meyer et al. (1982) . generally, samples of the test drugs for the experiment are prepared in methanol solution, which acts as control vehicle. after 48 h of incubation, 10 brine shrimps are transferred to each sample vial using a pasteur pipette and artificial sea water is added to make 5 ml. sample vials are previously prepared by dissolving specific concentrations of test drugs with different dilutions. the solvent is then evaporated overnight. survivors are counted after 24 h and the lc 50 values, with 95% confidence intervals are determined using probit analysis, as described by finney (1971) . control vials are prepared using methanol only. three replicates are prepared for each concentration of the test drugs. control disks are prepared using only methanol. replicates are prepared for each dose level. to begin the bioassay, brine shrimp eggs are hatched in a shallow rectangular dish (22 ã� 32 cm 2 ) under the same conditions described in the literature except that natural instead of artificial seawater is used. ten shrimps are selected and transferred into each sample vial by means of a 23-cm disposable pasteur pipette and the final volume in each vial is adjusted to 5 ml using natural seawater. a drop of dry yeast suspension (3 mg in 5 ml seawater) is added as food to each vial. the vials are maintained under illumination. survivors are counted with the aid of a stereomicroscope, after 6, 24, and 48 h, and the deaths at each dose level and control are determined. no deaths are usually observed to occur in the control after 48 h. the brine shrimp test (bst) represents a rapid, inexpensive, and simple bioassay for testing plant extract lethality, which, in most cases, correlates reasonably well with cytotoxic properties (mclaughlin, 1991) . following the procedure of meyer et al. (1982) , the lethality of the test drugs/plant extracts to brine shrimp is determined. the lethal concentrations of test drugs/plant extract resulting in 50% mortality of the brine shrimp (lc 50 ) and 95% confidence intervals are determined from the 24 and 48-h counts and the dose-response data are transformed into a straight line by means of a trend line fit linear regression analysis; the lc 50 is derived from the best-fit line obtained. caffeine (lc 50 = 306 î¼g/ml) (meyer et al., 1982) is used as a positive control and methanol (500 î¼l) as a solvent and a negative control in the bioassay experiments. the current scenario of viral diseases is lethal and there is an upsurge in new viral diseases and resistance to existing viral infections worldwide. the currently accessible antivirals, however effective, are exorbitant and past the reach of a majority of individuals. along these lines, the advancement of safe, effective, and low-cost antiviral medications, for example, rt inhibitors, is among the top priorities, as many viral infections are not yet treatable and have high death rates. for the past few years, substantial work has been carried out regarding the effectiveness of medicinal plants on hiv infection (premanathan et al., 1999; calabrese et al., 2000; asres et al., 2001) and an increasing popularity of over-the-counter plant products containing orthodox drugs has been observed. the main focus is to lower the adverse effects associated with viral infections and an inclination toward synergistic interactions of multiple molecules present in plant extracts. be that as it may, because mostly pharmacological mechanisms of the combinations are not studied, antagonistic impacts or remedial disappointments have been seen (chan et al., 2000) . a prerequisite that should be considered significant for medicinal plants is to identify and standardize the method of extract preparation, the suitable season for collecting plant material, and the details of its administration (chattopadhyay et al., 2006) . as a lot of plant extracts and subsequent formulations have shown significant outcomes, it seems to be rational to endorse the idea of the study of medicinal plants as a quest to find potential antivirals. antiviral investigation on the flavonoids of chamaesyce thymifolia investigation of medicinal plants of togo for antiviral and antimicrobial activities in vitro virucidal activity of selected anthraquinones and anthraquinone derivatives antiviral evaluation of plants from brazilian atlantic tropical forest antiviral activity against human immunodeficiency virus type 1 (hiv-1) and type 2 (hiv-2) of ethnobotanically selected ethiopian medicinal plants suppression of hepatitis c virus by the flavonoid quercetin is mediated by inhibition of ns3 protease activity anti-herpes virus activities of bioactive fraction and isolated pure constituent of mallotus peltatus: an ethnomedicine from andaman islands the mannose-specific plant lectins from cymbidium hybrid and epipactis helleborine and the (n-acetylglucosamine) n -specific plant lactin from urtica dioica are potent and selective inhibitors of human immunodeficiency virus and cytomegalovirus replication in vitro 1-cinnamoyl-3,11-dihydroxymeliacarpin is a natural bioactive compound with antiviral and nuclear factor-kappa b modulating properties a high throughput colorimetric cell proliferation assay for the identification of human cytomegalovirus inhibitors an investigation of the antiviral activity of podophyllum peltatum in vitro anti-hiv-1 activities of kaempferol and kaempferol-7-o-glucoside isolated from securigera securidaca further screening of venda medicinal plants for activity against hiv type 1 reverse transcriptase and integrase the natural compound silvestrolis a potent inhibitor of ebola virus replication plant products as topical microbicide candidates: assessment of in vitro and in vivo activity against herpes simplex virus type 2 a phase i trial of 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evaluation of anti-hsv-2 activities of barleria lupulina and clinacanthus nutans novel antiviral activity of baicalein against dengue virus a dihydro-pyrido-indole potently inhibits hsv-1 infection by interfering the viral immediate early transcriptional events comparative inhibitory effects of suramin and other selected compounds on the infectivity and replication of human t-cell lymphotropic virus (htlv-iii)/lymphadenopathy-associated virus (lav) discovery of cyanovirin-n, a novel human immunodeficiency virus-inactivating protein that binds viral surface envelope glycoprotein gp120: potential applications to microbicide development emerging anti-hiv drugs agar diffusion method for detection and bioassay of antiviral antibiotics anti-herpes virus activity of aporphine alkaloids antiviral potentials of medicinal plants evaluation of anti-infective potential of a tribal folklore odina wodier roxb against some selected microbes and herpes simplex virus associated with skin infection sensitive and rapid assay on mt-4 cells for the detection of antiviral compounds against the aids virus a rapid and simple colorimetric test for the study of anti-hiv agents plant-derived leading compounds for chemotherapy of human immunodeficiency virus (hiv) infection resistance of human immunodeficiency virus type 1 to the high-mannose binding agents cyanovirin n and concanavalin a key: cord-302018-3rlya16w authors: castells, mariana c. title: drug allergy labeling and delabeling in the coronavirus disease 2019 era: what is important and what do we need to know date: 2020-05-22 journal: ann allergy asthma immunol doi: 10.1016/j.anai.2020.04.012 sha: doc_id: 302018 cord_uid: 3rlya16w nan drug allergy labeling and delabeling in the coronavirus disease 2019 era what is important and what do we need to know at the time of this writing, april 7, 2020, more than 1.2 million people worldwide are infected and more than 68,000 have died because of coronavirus disease 2019 (covid-19) induced by the novel severe acute respiratory syndrome coronavirus 2 infection, and this figure will surely multiply in the next few weeks according to dr anthony fauci, head of the national institute of allergy and infectious diseases. severe acute respiratory syndrome coronavirus 2 uses angiotensin-converting enzyme-2 (ace-2) (a type i transmembrane metallocarboxypeptidase) as its preferred entry receptor. the expression of ace-2 is high in alveolar and epithelial tissues in the lungs and the gastrointestinal tract. drugs which affect the expression of ace-2 (such as ace inhibitors and angiotensin receptor blockers) are being investigated as possible risk factors for the severity of coronavirus disease 2019. 1 nonsteroidal antiinflammatory drugs are being similarly investigated. 2 clinical trials with azithromycin and hydroxychloroquine, 3 antiretroviral drugs, 4 and antieinterleukin-6 5 are ongoing in an attempt to improve disease outcomes before a vaccine can be available. this provides a glimpse of the complexities of this disease and reveals the importance of identifying candidate drugs for clinical trials that may save lives. it follows in importance to identify patients with allergy who are at risk, if treated, and who may need desensitization. understanding the mechanisms of drug allergy 6 is key, given that the classification of drug hypersensitivity continues to expand. 7 cytokine stormelike reactions with elevated interleukin-6 can be seen in patients treated with chemotherapy and monoclonal antibodies 8 and are now part of a broader definition of anaphylaxis, allowing for better management and treatment options. the timing of this issue of the annals is highly relevant given that it is dedicated to broadening our understanding of the scope of drug allergy in the general population. various tools can be used in personalized medicine to confirm or refute specific drug allergy status through delabeling. these standardized diagnostic interventions can allow both children and adults to safely take the drug for which they had been previously labeled as allergic, thereby resulting in the removal of this label. the topics covered in this issue provide the necessary and updated knowledge for all allergists involved in labeling and delabeling procedures, aiming to broaden drug choices and treatment options for patients in this unknown world of covid-19 pandemic and other disease states. our first question is: who is labeled as drug allergic in the general population and what can be done to uncover true drug allergy? a review by macy 9 provides data on a large cohort of more than 2 million members of kaiser health care, with 20% reported to have a drug allergy and more than 13% having antibiotic allergy. in this drug allergy cohort, twice as many patients are females. age of more than 50 years and increased body mass index were found to be associated with drug allergy. the review also discusses whether drug allergy and hypersensitivity are due to increased use, given that countries with lower rates of antibiotic use have a lower prevalence of antibiotic allergy. inappropriate use of antibiotics is still high in the setting of dental procedures. target populations for receiving a drug allergy label include the following: (1) children with approximately 70,000 visits to the emergency department reported annually for adverse drug events with penicillins, cephalosporins, and sulfamethoxazole-trimethoprim as the most frequent medications; and (2) hospitalized patients with cancer, of whom 23% have a label of antibiotic allergy. what are the tools for the labeling or delabeling of a drug allergy? for individuals with penicillin-associated anaphylaxis, penicillin skin testing with penicilloyl-polylysine before oral amoxicillin 250 mg oral challenge (if skin test negative) is the avenue proposed by the author; however, with the lack of minor determinants, sensitization is not addressed. for patients with a history of benign cutaneous reactions, 1 single oral dose of amoxicillin is recommended. what are the benefits and dangers of a drug allergy label? in a review by solenki, 10 the author reviewed self-reported penicillin allergy, which accounts for at least 10% of the population, and observed that, among these individuals claiming to be allergic to penicillin, more than 90% are not truly allergic and can tolerate penicillin. these discrepancies were reviewed, which included initial mislabeling at the time of the clinical event, such as associated symptoms of viral infections, including urticaria and gastrointestinal adverse effects of antibiotics. many drug allergies are not long-lived and the natural resolution of penicillin allergy was reviewed. the author validated current diagnostic tools for the diagnosis of penicillin, cephalosporins, and other antibiotics allergies. multicentered clinical trials are needed to validate skin testing predictive values and to assess the value of new tools, such as specific immunoglobulin e and basophil activation test. how to detect children with true penicillin allergy? vyles et al 11 provide a review that describes that most allergies in pediatric patients are self-reported and often clinically inconsistent with true allergy. the rate of parent-reported adverse drug reactions ranges from 6% to 10%, and most of these so-called allergic reactions are attributed to beta-lactam antibiotic derivatives, anti-inflammatory drugs, and other antibiotics. nonimmediate rashes occurring after several days of treatment are the most frequently reported symptoms. although skin testing, followed by oral challenge, is the safest way to identify true immunoglobulin emediated allergy in children with high-risk allergy symptoms, risk stratification and direct oral challenge of low-risk patients is becoming a standard. of interest are 2 studies, which reported that both parents and physicians were reluctant to utilize penicillin class antibiotics after the penicillin allergy label was removed because of fear of an allergic reaction. the authors concluded that current and future efforts should focus on preventing penicillin allergy labels that can carry over into adulthood, providing education and decision support in the electronic medical record, and testing low-risk drug administration strategies in low-risk patients. integrating penicillin allergy management into stewardship efforts with the government and third-party payer incentives should be the long-term goal for penicillin allergy delabeling at the population level. what is the current understanding of drug hypersensitivity and allergic reactions? jakubovic et al 12 provide a broad and updated review of the current knowledge by reviewing the classical model of drug hypersensitivity reactions and comparing this with the current and more customized classification based on phenotypes, endotypes, and biomarker profiles. this approach allows for the classification of reactions to chemotherapy drugs, monoclonal antibodies, and new small molecules. complementing the gell and coombs classification drug allergy phenotypes allows for the description of classical and atypical clinical symptoms, such as cytokine stormelike manifestations in the context of drug exposure, timing, and severity. the endotypes look at the mechanisms, and also the molecular and cellular targets, whereas biomarkers are used as diagnostic tools. biomarkers such as skin testing, tryptase, and basophil activation test provide the signature for the different endotypes. as more mechanisms of drug allergy are uncovered and new biomarkers become available, they can be incorporated into this flexible classification, guiding clinicians toward an optimal approach for patient labeling or delabeling, treatment, and management. what is the evidence for, and how can recommendations be made for labeling and delabeling? are there models for these recommendations? shaker et al, 13 on behalf of the joint task force for allergy practice parameters (jtfpp), provided a review of the recommendations for anaphylaxis treatment. the authors introduced grading of recommendations assessment, development, and evaluation (grade), a new method of evidence appraisal and translation, which has emerged as a leading approach to anaphylaxis guidelines development. grade creates explicit processes for evaluating the broad evidence based on a specific, structured, and answerable clinical question. randomized controlled trials begin the evaluation process as high certainty, whereas observational studies begin as low certainty. evidence may be downgraded depending on the following considerations: (1) the risk of bias, (2) imprecision, (3) inconsistency, (4) indirectness, and (5) publication bias. through this methodology, evidence and certainty are clearly and simply described as "very low," "low," "moderate," or "high." the jtfpp has been producing grade guidelines since 2017, and the 2020 jtfpp anaphylaxis grade is focused on the practice of anaphylaxis prevention through identification and mitigation of risk factors for biphasic anaphylaxis and evaluation of the use of supplemental glucocorticoid and/or antihistamine premedication for immunotherapy, radiocontrast media and chemotherapy. in contrast to grade, good practice statements include the administration of epinephrine as first-line treatment for uniphasic and/or biphasic anaphylaxis. a good practice statement may be used when there is a high certainty that a recommendation will be more beneficial than harmful, though there is little direct evidence. grade is prescriptive, explicit, and transparent and requires expert judgment and consensus of guideline groups as evidence is evaluated and translated into recommendations. what is the practical approach to drug allergy labeling and delabeling? louisias and wickner 14 provided a review on the playground and available tools for drug allergy delabeling. the authors indicated that large-scale drug allergy delabeling is influenced by multiple factors, such as changing cultural moors, easily adapted tools to delabel, and electronic health record (ehr) crosstalk. current functionalities of ehrs' drug allergy sections are often at odds with providing reliable, updated, expert, safe, and affordable care. they reported that up to 35% of patients had at least 1 drug allergy listed in their ehr, and many had up to 20; nobody removed duplicates or delabel drugs with nonallergic symptoms. the authors indicated the need to uncover the integral components of drug allergy delabeling programs that can be tailored and disseminated, incentivized by insurance companies and hospitals, and standardized nationally. one study estimated penicillin allergy delabeling programs could have cost savings of $192,223 per year in tertiary care center pediatric emergency departments, thus underscoring the economic incentives of delabeling. allergists need to challenge every drug allergy label and to recognize drug allergy and hypersensitivity symptoms using the new framework of phenotypes and endotypes supported by biomarkers. providing risk stratification is key to safe delabeling procedures and to help provide management options including desensitization to patients who are truly allergic. minimizing inappropriate use, recording accurate intolerances, delabeling whenever possible, and adhering to essential elements of effective stewardship will solve the antibiotic allergy epidemic. renin-angiotensin-aldosterone system inhibitors in patients with covid-19 coronavirus disease 2019 (covid-19): epidemiology, virology, clinical features, diagnosis, and prevention hydroxychloroquine and azithromycin as a treatment of covid-19: results of an open-label non-randomized clinical trial nih clinical trial of remdesivir to treat covid-19 begins: study enrolling hospitalized adults with covid-19 in nebraska tocilizumab in covid-19 pneumonia (tocivid-19) penicillin allergy diagnosis and management of anaphylaxis in precision medicine hypersensitivity reactions to therapeutic monoclonal antibodies: phenotypes and endotypes addressing the epidemic of antibiotic "allergy" over-diagnosis doctor, i am allergic to penicillin children with reported penicillin allergy: public health impact and safety of delabeling drug hypersensitivity in the fast lane: what clinicians should know about phenotypes, endotypes, and biomarker making the grade in anaphylaxis management: toward recommendations integrating values, preferences, context, and shared decision making drug allergy delabeling in the clinical setting: an all-handson-deck opportunity division of rheumatology, immunology, and allergybrigham and women's hospital boston, massachusetts mcastells@bwh.harvard.edu key: cord-302312-1pm17l5d authors: quinteros, daniela a.; bermúdez, josé m.; ravetti, soledad; cid, alicia; allemandi, daniel a.; palma, santiago d. title: therapeutic use of monoclonal antibodies: general aspects and challenges for drug delivery date: 2017-03-31 journal: nanostructures for drug delivery doi: 10.1016/b978-0-323-46143-6.00025-7 sha: doc_id: 302312 cord_uid: 1pm17l5d monoclonal antibodies are routinely used in several fields but the great challenge has been their use as therapeutic agents for the treatment of diseases, such as breast cancer, leukemia, asthma, macular degeneration, arthritis, crohn’s disease, and transplants, among others. monoclonal antibodies are protein molecules made in the laboratory from hybridoma cells by recombinant dna technology. important advances have been made over the past decade to improve some critical points, such as safety and efficacy of the first generation of therapeutic antibodies. this type of molecules presents a significant challenge from the pharmaceutical point of view due to their characteristics, such as molecular size, stability, and solubility. in this chapter we have attempted to identify the major issues associated with therapeutic approaches, formulating drawbacks and delivering antibody drugs, particularly focused on the challenges and opportunities that these present for the future. mabs are indispensable not only to health, but also to prevent food poisoning, and are used to investigate environmental pollution. however, despite their widespread distribution and significance, most people have never heard of mabs or how they have both transformed healthcare and spawned an entire new industry. produced in the laboratory, mabs are derived from the billions of tiny antibodies made every day by our immune systems to combat substances, known as antigens, which are regarded as foreign or potentially dangerous. millions of different types of antibodies can be found in the blood of humans and other mammals. made by white blood cells known as b lymphocytes, each antibody is highly specific-that is, it has the ability to bind to only one particular antigen, which may be derived from bacteria, viruses, fungi, parasites, pollen, or nonliving substances, such as toxins, chemicals, drugs, or foreign particles considered alien to the body. once antibodies have marked their antigen, they and other types of cells produced by the immune system can attack it. the field of genetically engineered therapeutic mabs has relied on many inventions during decades of research, but two key discoveries in the mid-1970s stand out as seminal events that laid the groundwork for this field to exist as we know it today. although mabs were first described in 1975 (kohler and milstein, 1975) , only when the original rodents forms were replaced by their human equivalents did their potential as therapeutic agents began to be properly appreciated (lonberg, 2005; winter et al., 1994) . the reasons for this are complex, but related to a combination of perceptions including patentability, immunogenicity, effector function, and a wish to avoid undesirable side effects. the increasing scientific interest on mabs can be clearly seen in fig. 25 .1, which shows the rising number of published articles using the keyword monoclonal antibodies in different databases (pubmed and scopus). athough fewer published articles, the number of publications is constant over the years to science direct and wiley. 1 general introduction mabs are used not only as drugs for treating various diseases, but are also used as powerful tools for a wide range of medical applications. they are routinely used in hospitals for blood type and tissue, a vital process to ensure safe blood transfusion and organ transplantation. in other cases, they are employed as research probes to determine the pathological pathway and the cause of diseases, such as cancer, autoimmune diseases, and neurological disorders. on the diagnostic front, monoclonal antibodies are intrinsic components of test kits for the detection of ovulation, pregnancy, or menopause. they are also used for analyzing body fluids for medical diagnosis, and to determine whether there has been a heart attack. unlike polyclonal antibodies, mabs are identical antibodies because they are produced by one type of immune cell. using current hybridoma (mouse/human hybrid cells) technology originally developed by georges kohler, cesar milstein, and neils jerne, mabs can be produced to bind tightly to virtually any material or antigen, which is defined as a substance that prompts the generation of antibodies that specifically bind to it. antigens typically consist of proteins or polysaccharides. epitopes, also known as antigenic determinants, are the part of the antigens through which actual binding to antibodies occurs. the mabs technology allowed scientists to produce huge quantities of pure antibodies aimed at specific selected targets, leading to the design of new diagnostic tests and therapeutics. by injecting a payload of mabs into the bloodstream, the antibodies were headed straight to their disease target. today, the growth and profitability of mabs are outstripping those of earlier types of biotechnology drugs and more traditional pharmaceutical ones. indeed, their expansion is among the fastest in the global pharmaceutical world. in part, this reflects the sector's embrace of mabs as an answer to dwindling drugs in the pipeline and reduced revenue streams in the face of the expiration of key patents and the growth of generic medicines. drugs based on mabs technology have names ending in "mab." the first drug that received food and drug administration (fda) approval was rituxan (rituximab) (fig. 25. 2) for the treatment of non-hodgkin's lymphoma, in 1998. it was developed by idec, and it has since merged with biogen. rituximab is a mab against the protein cd20, which is primarily found on the surface of immune system b cells. rituximab destroys b cells and is therefore used to treat diseases that are characterized by excessive numbers of b cells, overactive b cells, or dysfunctional b cells. this includes many lymphomas, leukemias, transplant rejection, and autoimmune disorders. idec teamed up with genentech to get fda approval and to comarket rituxan. in parallel, genentech developed herceptin (trastuzumab) for the treatment of breast cancer associated with the her2/neu receptor. herceptin was approved by the fda in 1998 and is the first important example of personalized medicine requiring a diagnostic test to ensure efficacy, since only patients who express the her2 gene in their breast cancer tissue have a chance to benefit from treatment with this mab. today, six therapeutic mabs are among the 10 best-selling drugs in the world. in 2013 it was estimated that the global sales of the 10 more successful mabs were worth more than $58.1 billion. among these, adalimumab (humira) is used for the treatment of rheumatoid arthritis and other autoimmune diseases and was at the top of the selling drug list across the world in 2012, reaching an annual income of $9.3 million. thus, mab sales are expected to be higher than those for lipitor, used for cholesterol reduction, which has been the largest prescribed drug historically (king, 2013) . since the 1970s, the methodologies available for generating mabs have dramatically evolved from the hybridoma technology used to produce murine mabs (kohler and milstein, 1975) to sophisticated recombinant engineering technologies (brüggemann et al., 1989a,b; steinitz et al., 1977) appropriate to design specific mabs of choice, thus producing humanized, chimeric, and completely (fully) human mabs (fig. 25 .3) (brüggemann et al., 1989a,b; jones et al., 1986; lonberg, 2005; riechmann et al., 1998) . these novel methods have had major consequences in the development of clinically applicable mabs against disease targets. the immunogenicity and safety of mabs, a substantial limitation of antibodies produced by the hybridoma technology, could be overcome, and mabs against any antigen specificity and with desirable physicochemical properties could be developed. high-scale production of mabs at the industrial level could further be achieved. this has sparked a race for the development of antibody-mediated therapeutics in the clinic with the investment of large amounts of money from the biopharmaceutical sector toward that end, which is already paying off. the major success of human mabs in immune and inflammatory conditions, such as rheumatoid arthritis (ra), crohn's disease, ulcerative colitis, spondyloarthropathies, juvenile arthritis, psoriasis, psoriatic arthritis, and others (andreakos et al., 2002) , marks merely the beginning of a rapidly evolving field with more than 150 diverse mabs currently being evaluated in clinical trials or being candidates for approval by the fda in the usa. scaling up mabs production for therapeutics posed several challenges. the major issue was how to produce high quantities of drugs at a reasonable cost. most cell lines in the 1980s yielded only half a gram of mabs per liter, so production was time consuming and expensive. the ideal was to develop figure 25.2 monoclonal antibody rituximab 3 antibody-drug conjugates a hybrid cell line that could produce between 5 and 10 g of mabs per liter. this demanded several steps, and even more, each requiring skill and patience. first was the creation of a hybrid cell, after which a clone secreting mabs in high concentrations had to be selected. then a culture medium had to be developed to encourage the optimal growth of the hybridoma. scaling up such media was not easy in terms of quality control because they contained fifty or more ingredients, and it was important to determine how many nutrients to add. hybridomas stop secreting mabs, for example, if given too much glucose. antibody-drug conjugates (adcs) are mabs bearing cytotoxic drugs covalently bound via a chemical linker and can be defined as prodrugs. prodrugs are inactive or less active derivatives of drug molecules and undergo enzymatic or chemical transformation to regenerate the active forms. adcs are designed to be superior to either antibody therapeutics or chemotherapy alone by overcoming their limitations while preserving the merits from both. the antibody connected to the cytotoxic warhead (drug) via a linker serves as targeted delivery system to the tumor expressing the antigen/target recognized by the antibody. ideally, in blood, after systemic administration, this prodrug is nontoxic. upon binding of the antibody to the targeted tumor antigen and internalization of the complex into the cancer cell, the drug is then released in its active form and in sufficient quantity to kill the cell. on top of the careful choice of a target/antigen expressed in specific tumor indication, it requires finding the best combination between the antibody, the linker, and the drug, which, besides its own characteristics and constraints, are linked and impact each other (bander, 2013) . the combination of nanoparticles and antibodies can offer versatility together with specificity ( fig. 25.4) , allowing a huge potential market. the target/antigen is the starting point to build an adc. it first determines which tumor indication will be targeted by the adc and potentially impacts the choice of the conjugated drug. in addition, the target will also drive the criteria that will be defined for the selection of the targeted patient population within the tumor indication. mabs are typically susceptible to noncovalent aggregation upon storage. aggregation is driven by the minimization of free energy achieved when antibodies come into close contact-for instance, at relatively hydrophobic sites on the molecules. dimerization may be thought of as the first step in aggregation, and sometimes the process proceeds no further. dimers maybe reversible (moore et al., 1999) or not, but growth can lead to larger and larger oligomers and even potentially insoluble particulates, as time progresses (wang et al., 2006) . because adcs are decorated with one or more small molecule drug moieties, they have a different set of biophysical properties compared with the unconjugated antibody, leading to new or altered intermolecular interactions. an antibody that exhibits acceptable figure 25.4 conjugation of nanoparticles to antibodies and their advantages 3 antibody-drug conjugates aggregation behavior in its unconjugated form may have different physical behavior in its conjugated form, either because of changes in surface properties, such as hydrophobicity due to drug attachment or because the drugs have altered the higher-order structure of the antibody such that new modes of antibody-antibody interactions are possible. these factors could contribute to a substantially different propensity for aggregation. this effect is most readily observed in a formulation screen designed to test both conjugated and unconjugated forms in parallel and subjected to the same assays. such a study does not automatically reveal the exact cause of the effect, only that it is related to the conjugated form or conjugation process. the degree to which the molecule has been physically altered by conjugation may be assessed by techniques such as differential scanning calorimetry (dsc) (wakankar et al., 2010) , with physical perturbations manifested as changes (likely decreases) in the onset of melting or melting temperature, tm, of the conjugated mab as compared to the unconjugated antibody. this decrease in thermodynamic stability may translate to a decreased colloidal stability of the conjugate compared to an unconjugated antibody. part of adc chemical stability is inherited from the unconjugated antibody. for instance, if the unconjugated antibody is susceptible to deamidation or isomerization with known ph dependence, this degradation mode is also likely to be present in the adc. these types of degradations may impact the product potency, especially if the affected residues are found in the complementarity-determining region. much has been learned through years of experience with unconjugated antibodies about the susceptibility of various amino acid residues to chemical degradations, allowing substantial insights to be gained from examination of the protein primary sequence alone, coupled to available information about local solvent exposure and flexibility (kosky et al., 2009; robinson and robinson, 2001) . it may be expected that most chemical modifications to the primary sequence of the unconjugated antibody will also occur in the adc form. fragmentation is another possible chemical degradation pathway for adcs, driven by the breakage of covalent bonds between chains or within the peptide backbone. the altered physical state of the molecule following addition of the small molecule drug may result in some differences in the susceptibility of the adc to fragmentation, but the fundamental susceptibility of the adc to fragmentation is likely derived mostly from the mab. a common unconjugated antibody degradation mode involves breaking the heavy chain peptide near the hinge region, leading to free fab and fab + fc products (cordoba et al., 2005) . this is still a feasible degradation pathway for adcs as well. comparison of fragmentation rates between conjugated and unconjugated antibodies can reveal whether the adc form has different stability toward fragmentation. the covalent bonds linking drugs to antibodies may be broken by a variety of mechanisms over the shelf life of the product and under stressed storage conditions. formulation development of adcs aims to ensure that stable, high-quality products are dosed to patients. though this goal is common to all pharmaceutical formulations, adcs present a unique set of physicochemical properties that can impact safety, quality, and efficacy as compared to traditional therapeutic proteins. although there is a body of literature that outlines which product attributes affect the safety, quality, and efficacy for conventional, unconjugated mabs (goetze et al., 2010) , an understanding of attributes important to adcs is only now emerging. the choice of formulation has the potential to affect all categories of adcs quality attributes. because conjugation of an adc requires an unconjugated antibody as an intermediate, the formulation development process for a conjugate necessarily involves formulating a mab at some stage, likely as an intermediate for manufacturing of the final adc form. the formulation optimization for the antibody portion of the adc follows a similar course to that of an unconjugated antibody and, therefore, can leverage the biotechnology industry's considerable experience developing this class of molecule. many examples of successful commercial antibody formulations, both liquid and lyophilized, have been reported (wang et al., 2006) . however, the complexity of the formulation-development process potentially increases when quality attributes of the small molecule drug and those of the conjugated form are taken into account. the antibody-conjugated nanoparticles can be used principally in two biomedical applications: diagnosis and therapy. in therapy, the development of targeted drug delivery represents, together with tissue repair, the main applications of antibody-conjugated nanoparticles. in diagnosis, the applications can be divided into those using in vivo and those using in vitro experimentation and include contrast agents for magnetic resonance imaging (mri), sensing, cell sorting, bioseparation, enzyme immobilization, immunoassays, transfection (gene delivery), and purification. today, one of the most interesting challenges posed by drug-delivery systems is the development of smart vectors, which are required to be safe, easily administered, and economic, and which allow simultaneous diagnosis and treatment. moreover, it is intended that the delivery is precisely controlled in term of dose and site of action to reduce adverse side effects. in this regard, there are many important site-selective drugs, such as highly toxic antitumor molecules, that must reach targeted cells or tissues without being released before. nanoscience and nanotechnology have found their way into the fields of biotechnology and medicine. nanoscience is the study of structures and materials on an atomic and molecular scale, in a level that ranges usually below 100 nm. nanoparticles by themselves offer specific physicochemical properties that they do not exhibit in bulk form, where materials show constant physical properties regardless of size. antibodies are nanosize biological products that are part of the specific immune system. in addition to their own properties as pathogens or toxin neutralizers, as well as in the recruitment of immune elements (complement, improving phagocytosis, cytotoxicity antibody dependent by natural killer cells, etc.), they could carry several elements (toxins, drugs, fluorochroms, or even nanoparticles, etc.) and be used in several diagnostic procedures, or even in therapy to destroy a specific target. the conjugation of antibodies to nanoparticles can generate a product that combines the properties of both. since the properties of materials differ significantly between atomic or subatomic level and larger scales, nanomaterials have attracted the attention of researchers for pharmaceutical application, especially in the area of drug delivery. this technology overcomes some of the drawbacks of large-size materials, such as poor bioavailability, in vivo stability, solubility, intestinal absorption, sustained and targeted delivery to site of action, and generalized side effects, among others. in this regard, nanostructures have been reported to protect drugs from the degradation in the gastrointestinal tract, and even more, to provide means of bypassing the liver, preventing the first pass metabolism. this technology also has the ability to target delivery of drugs to various areas of the body, and enables the delivery of drugs that are poorly water-soluble. moreover, nanotechnology improves drugs bioavailability and allows them to remain circulating in the blood for a long time, controlling their release. nanostructures can also be able to penetrate tissues and be easily taken up by cells, allowing for efficient delivery of drugs to target sites of action. nanostructures were reported to be taken up by the cells at rates 15-250 times greater than microparticles. nanotechnology improves performance and acceptability of dosage forms and even may enhance the performance of drugs that fail in clinical trial phases. nanotechnology will definitely revolutionize the science of drug delivery and help overcome the major challenges of conventional drugs used for the treatment and management of chronic diseases such as, cancer, asthma, hypertension, hiv, and diabetes. in this context, nanomedicine can be defined as the medical application of nanotechnology and involves research, and diagnostic and therapeutic applications related with nanotechnology. nanotechnology has been applied in medicine to develop strategies to manage, treat, or even cure virtually every type of human disease. mabs are not only successful drugs but also powerful tools for a wide range of medical applications. in this regard, over the last 10 years several nanotechnological platforms for medical applications have converged upon a specialization toward diagnosis, therapy or even both, as in the case of magnetic nanoparticles. the study of nanoscience and the optimization of technologies, such as adcs and nanocarriers have driven the design of methodologies that are tailored to address specific diseases and medical anomalies. adcs, for example, represent excellent nanoscale-based drug delivery vehicles and thus tend to be focused on delivery to certain drugs, as in the treatment of cancer. the conjugation of different moieties to the nanoparticles widens their application fields and provides them with new or enhanced properties. a range of biomoieties can be conjugated to the nanoparticles including low molecular weight ligands (folic acid, thiamine, dimercaptosuccinic acid), peptides (rgd, lhrd, antigenic peptides, internalization peptides), proteins (bsa, transferrin, antibodies, lectins, cytokines, fibrinogen, thrombin), polysaccharides (hyaluronic acid, chitosan, dextran, oligosaccharides, heparin), polyunsaturated fatty acids (palmitic acid, phospholipids), dna, and plasmids. nanotemplates provide unique access to extremely high-throughput capabilities for rapidly defining the presence of a biomarker and thus lend themselves as excellent platforms for diagnostics applications. rapid progress is being made to drive these advances in nanomedicine, especially in the area of cancer treatment. although still in its infancy when compared to other medical technologies, nanomedicine is undoubtedly here to stay and will have an enormous impact on the future health and well-being of man. nanocarriers are nanometer-sized materials that have the capacity to deliver therapeutic agents at the disease site (arias, 2011; schroeder et al., 2012) . they are designed to possess unique physicochemical properties, aiming to improve the pharmacokinetic and biodistribution of a drug molecule (li and huang, 2008) and to deliver a significant amount of drug molecules. examples of some therapeutic nanocarriers are lipid-based particles (al-jamal and kostarelos, 2011), micelles (kedar et al., 2010) , nanoparticles (shi et al., 2010) , dendrimers (svenson, 2009) , and polymersomes (levine et al., 2008) . some of these have been proposed for the treatment of various diseases including cancer (dhar et al., 2011) , coronary artery diseases (chan et al., 2011) , and rheumatoid arthritis (thomas et al., 2011) . in the particular case of cancer, the unique anatomy-that is, the leakiness of the tumoral vasculatures-concedes a passive transport of the nanocarriers by enhanced permeability and retention (epr) effect (maeda et al., 2003) . however, the porosity of the tumor blood vessels may vary with the tumor type (bae, 2009) . even with a successful delivery by the epr effect, the nanocarriers must be able to internalize into the cancer cells (gradishar et al., 2005) . a new paradigm in drug delivery embroils a combination of active and passive targeting. targeting ligands, such as antibodies (mamot et al., 2005) , peptides (srinivasan et al., 2009) , small molecules (kukowska-latallo et al., 2005) , or aptamers (farokhzad et al., 2006) can be attached onto the surface of a nanocarrier. the carriers recognize and bind to the cell-surface receptors and are subsequently taken by the cells via receptor-mediated endocytosis for releasing the therapeutic payloads (shi et al., 2011) . the binding affinity of targeted nanocarriers can also be increased several orders of magnitude by the multivalent effect . among all the targeting ligands, antibodies are well known for their high binding affinity, specificity, and availability for a number of disease biomarkers (manjappa et al., 2011 ). an antibody can be simply absorbed on the surface of a nanocarrier via hydrophobic and/or electrostatic interaction (sokolov et al., 2003) . however, using this approach, the absorbed antibody may orient randomly on the surface and result in losing the binding affinity. furthermore, the antibody may exchange with other endogenous protein in vivo (nobs et al., 2004) . therefore, antibodies are generally preferred to attach to the nanocarriers covalently (arruebo et al., 2009 ). an antibody consists of a number of functional groups that provides many options for bioconjugation (manjappa et al., 2011) . bioconjugation can take place by means of adsorption (at the isoelectrical point of the antibody via electrostatic interaction), by direct covalent linkage between the surface of the nanoparticle and the antibody, or by using adapter molecules. the use of adapter molecules generally involves streptavidin and biotin for the formation of the complex. biotin-labeled polyclonal goat anti-escherichia coli antibodies have been attached to streptavidin-coated magnetic nanoparticles, and used for the separation and selective quantification of escherichia coli o157:h7 in ground beef in the presence of other bacteria (varshney et al., 2005) . mabs are capable of specifically recognizing and binding to many molecules, mainly those of protein nature. this capability have been widely used in the field of diagnosis for the detection of hormones, vitamins, cytokines, allergens, numerous tumor markers, and a wide range of markers associated with many diseases, including microbial infections. for these properties, the mabs are the substances most commonly used in the field of clinical diagnosis and in identifying markers and therapeutic targets. besides applications in disease diagnosis and in drug discovery, therapeutic applications include mabs, such as vehicles or carriers of other drugs. current major therapeutic applications of mabs include cancer, chronic inflammatory disease, and infection, and they constitute the largest and fastest growing sector of the biological pharmaceutical industry. in addition to offering a host of new drugs to fight disease, mabs have provided the means to monitor a patient's response to therapy and helped lead the way in personalized medicine. mabs are now marketed not only for cancer and autoimmune disorders, but also for a range of other diseases, including allergic conditions, such as asthma, age-related macular degeneration (an eye disorder), multiple sclerosis (a neurological disorder), and osteoporosis (brittle bones). they are also being investigated for central nervous system disorders, such as alzheimer's disease (a degenerative brain disease), metabolic diseases such as diabetes, and the prevention of migraines. mabs used for therapeutic purposes may bind to a variety of antigens present on the surface of tumor and cancer cells. they may also be utilized to deliver a number of different types of payloads to destroy the targeted cells in question including radioactive ligands, cytokines, toxins, liposomes containing drugs, and specific killer cell types. these immunoconjugates, which are defined as antibodies linked to a second molecule, such as a toxin, radioisotope, or label may act at the cell surface as killing agents or be internalized to release payloads intracellularly. despite their high sensitivity and reproducibility, conventional diagnostic methods for a microbial infection require cumbersome sample preparation and long readout times (kaittanis et al., 2009) . unique electrical, magnetic, luminescent, and catalytic properties of nanomaterials enable fast, sensitive, and cost-effective diagnosis, as well as rapid determination of the susceptibility and resistance of antibacterial drugs (bruchez et al., 1998; edgar et al., 2006) . antibody-conjugated nanoparticles amplify the signals for bioanalysis and enumeration of highly pathogenic bacteria, such as e. coli o157:h7, resulting in highly selective, convenient, and rapid detection of single bacterium within 20 min (look et al., 2010) . the rapid and sensitive determination of pathogenic bacteria is extremely important in biotechnology and medical diagnosis. current methods either lack ultrasensitivity or take a long time for analysis. the use of magnetic nanoparticles also could be a very sensitive and rapid strategy to detect microbial infection. magnetic nanoparticles, in particular superparamagnetic iron oxide nanoparticles (spion) with appropriate surface chemistry have been widely used experimentally for numerous in vivo applications, such as magnetic resonance imaging contrast enhancement, tissue repair, immunoassay, detoxification of biological fluids, hyperthermia, drug delivery, in cell separation, and so forth (neuberger et al., 2005) . dextrancoated supermagnetic iron oxide nanoparticles were clustered by con-a treatment, or equipped with con a-conjugated nanosensors (zhao et al., 2004) . supermagnetic iron oxide nanoprobes greatly assisted the identification of mycobacterium avium spp. paratuberculosis, as well as the quick quantification of these bacteria in milk and blood with high sensitivity (basu et al., 2004) . a quick method for detecting infections in the urinary tract has also been developed using gold nano-wire arrays in conjunction with a linker arm attached to specific e. coli antibodies (de la escosura-muñiz and merkoçi, 2011). li and huang (2008) have shown that nanoparticles with specific raman spectroscopic fingerprints can distinguish antibiotic resistant bacteria, by detecting single-nucleotide polymorphisms in microarray-based systems . a bioassay based on bioconjugated nanoparticle was developed by zhao et al. (2004) for in situ pathogen quantification. the detection is carried out by a high fluorescent signal provided by the nanoparticle, which is easily attached to an antibody or other biorecognition molecule. these conjugated nanoparticles can be used in the specific identification of a wide range of bacteria, such as e. coli o157:h7, through antibody antigen interaction. these nanoparticles were able to assess the microbial metabolic activity and determine antimicrobial susceptibility in blood, by rapidly quantifying polysaccharides. the broad absorption spectra of quantum dots (qds) can be exploited to simultaneously excite qds emitting different colors using a single wavelength (cao et al., 2002) . these characters suggest that qds are a promising modality for the analysis of complex samples for histology, pathology and cytology, and can facilitate double or even triple immunostaining of bacterial cells (kaittanis et al., 2008) . studies have demonstrated that the use of nanotechnology feasibility of achieving fast and reliable pharmaceutical assays for microbial infections in opaque media (e.g., whole blood and milk), without any sample preparations (alper et al., 2004; tully et al., 2006) . the ability to track the distribution and differentiation of progenitor and stem cells by high resolution in vivo imaging techniques would have significant clinical and research implications. lewin et al. (2000) developed a cell labeling approach using short hiv-tat peptides to derivatize superparamagnetic nanoparticles. these particles were efficiently internalized into hematopoietic and neural progenitor cells in quantities up to 10-30 pg of superparamagnetic iron per cell. iron incorporation did not affect cell viability, differentiation, or proliferation of cd34 + cells. following intravenous injection into immunodeficient mice, 4% of magnetically cd34 + cells homed to bone marrow per gram of tissue, and single cells could be detected by magnetic resonance imaging in tissue samples. in addition, magnetically labeled cells that had homed to bone marrow could be recovered by magnetic separation columns. localization and retrieval of cell populations in vivo enable detailed analysis of specific stem cell and organ interactions critical for advancing the therapeutic use of stem cells (lewin et al., 2000) . nanomaterials with fluorescent properties or nanoparticles labeled/encapsulated with fluorescent dyes have also been applied for microbial detection. using antibody-conjugated silica nanoparticles, these materials can be used as a superior signaling element, to detect cells, proteins and bacteria in an immunoassay (grifantini et al., 2002; tan et al., 2004) . ultrasensitive methods for bioassays have been developed using fluorescent bioconjugated silica nanoparticles (santra et al., 2001; zhao et al., 2004) . thousands of fluorescent dye molecules are encapsulated in a protective silica matrix, resulting in a nanoparticle with an amplified and reproducible signal for fluorescence-based bioanalysis. whereas in conventional immunoassays only one or a few dye molecules are linked to an antibody molecule and then used to signal an antibody-antigen interaction event, the bioconjugated nanoparticles, which are attached to the antibody molecule, are enabled to carry many dye molecules inside, allowing a significant amplification of the analytical signal. furthermore, bacteria present many surface antigens available for antibody recognition, and, therefore, a greatly amplified signal can be achieved since thousands of nanoparticles can attach to each bacterium. these bioconjugated nanoparticles allow the detection of a bacterium cell per given sample just in 20 min with a spectrofluorometer. santra and coworkers used covalent method to attach surface-modified, rubpy-doped silica nanoparticles to mouse antihuman cd10 antibody. this complex was then incubated with mononuclear lymphoid target cells. after washing away the unbound nanoparticles, target leukemia cells could be clearly detected. in comparison to control group, results of this experiment have shown that this technique was very effective to detect leukemia cells selectively (santra et al., 2001) . tan and coworkers developed an assay tool for in situ detection of single bacterium cells in less than 20 min and developed multicolored fret (fluorescence resonance energy transfer) silica nanoparticles by coencapsulating three tandem dyes that emit unique colors upon excitation with a single wavelength . among therapeutic applications of antibody-conjugated nanoparticles, the use of gold nanoparticles was tested in killing staphyloccocus aureus (zharov et al., 2006) . the bacteria were killed by light-adsorbing gold nanoparticles conjugated to antiprotein a antibodies, using laser irradiation at 532 nm. protein a was chosen because it interacts specifically with the fc fragment of the antibody. according to the authors, killing efficiency depends on the local overheating effects accompanied by bubble-formation phenomena. direct irradiation of bacteria with the laser did not damage the bacteria, because of low absorption by natural endogenous cytochromes. the diagnosis of cancer at early stages of growth is a critical factor for obtaining optimal results in therapy and for improving the chances of survival. several imaging techniques collaborate with physicians in the diagnosis, including magnetic resonance imaging (mri), positron emission tomography (pet), computed tomography (ct), ultrasound, radiography, photoacoustic imaging, fluoroscopy, and so forth. in some of these techniques, antibodyconjugated nanoparticles may offer increased selectivity and sensitivity. fluorescent semiconductor nanocrystal qds are a novel class of multifunctional inorganic fluorophores that are promising in biological imaging, including immunofluorescence imaging (wu, 2003) , and are useful for labeling molecules (lidke et al., 2004; wu, 2003) and cells in various materials (gao et al., 2004; jaiswal et al., 2003; kim, 2004) , even clinical human samples (tholouli et al., 2006) . the first generation of adcs presented limitations in relation to the linker instability because the early linkers were either too stable, resulting in low potency and reduced efficacy, or too unstable, resulting in poor targeting and high systemic toxicity. furthermore, cytotoxics without sufficient potency, inefficient internalization, limited expression of the target antigen and immunogenicity of mabs (alley et al., 2009; chari, 2008) . second-generation adcs were designed to deliver potent anticancer agents to tumors in a targeted manner to limit systemic exposure. the success of targeted adcs depends on antibody selection, potency of the cytotoxin and the method selected to link the antibody to the cytotoxin. nanotechnology is a disruptive technology that drives a new generation of cancer preventive diagnosis, and therapeutic products, resulting in dramatically improved cancer outcomes. nanotechnology in the field of cancer has the potential to improve the monitoring of therapeutic efficacy, provide novel methods for the detection and profiling of cancers at early stages, and allow surgeons to delineate tumor margins and sentinel lymph nodes. nanomaterials have unique features that are attractive and can be applied to biosensing. the development of various nanomaterials and nanotechnology has enabled detection of cancer biomarkers with great precision and sensitivity that could not be achieved before. many studies are being conducted on developing sensing mechanisms that will push down the detection limit as far down as possible (anajwala et al., 2010) . ligand-free nano-formulations generally possess passive targeting property with little tissue specificity. to address these limitations, research has been continued to advance active or specific targeting to enhance the efficacy of anticancer therapeutic agents, as well as to reduce the toxicity to nontargeted healthy tissues. nanoparticles containing the chemotherapeutic agents are specifically designed to target the cancerous cells either by ligand receptor interaction or antibody-antigen recognition. highly specific mabs are used to strengthen the immune response and to intensify the immune system's antitumor capacity. moreover, mabs are highly specific when attached to nanoparticles to aid in targeted delivery of various antitumor cytotoxic agents or function themselves as effective therapeutic agents (sutradhar and amin, 2014) . there are different ways of destroying cancer cells with mabs: directly by inducing apoptosis, blocking growth factor receptors or inducing the formation of antiidiotype, and indirectly by activating complement-mediated cellular cytotoxicity and antibody dependent cell-mediated cytotoxicity . the paramagnetic properties of iron-oxide nanoparticles have been harnessed for therapeutic and imaging applications (mccarthy et al., 2007) . chen et al. (2006) have reported that dextran-coated iron-oxide nanoparticles conjugated to radiolabeled (iodine isotope 131,131i) anti-vegf mab significantly increased imaging resolution, as well as destruction of liver cancer in mice (chen et al., 2006) . srinivasan, lakshmikuttyamma, and shoyele (srinivasan et al., 2013) studied selective targeting of mabs to oncoproteins in cancer cells while avoiding their accumulation in normal cells. results of fluorescence microscopy, tem, and flow cytometry revealed that bevacizumab nanoparticles were internalized by a549 cells 3 times more than by mrc-5 cells. macropinocytosis and energy-dependent pathways were elucidated to be involved in their uptake by a549 cells. this study presents the first evidence that uncoated mab nanoparticles can be selectively delivered to cancer cells while avoiding normal cells. mabs have been also employed as an effective active targeted therapy since these antibodies can specifically recognize the over-expressed her2 positive tumor cells and internalize through receptor mediated endocytosis. to treat her2 positive breast cancer, anti-her2 humanized mabs are commonly used, although advances can be made in targeted cellular localization via conjugation strategy through a nano-particulate system focusing on surface modified ligand/receptor-mediated nano-therapy to target the tumor cell at the molecular level. various nanoparticle systems, such as liposomes, micelles, and dendrimers, have been studied not only in vitro but also in vivo, concluding that the presence of receptor targeting antibody on the nanocarriers demonstrated a higher toxicity than the nano-carriers without an antibody after time dependent incubation (hamidreza montazeri et al., 2008; matsumura, 2008; yokoyama, 2005) . antibodies against cell surface biomarkers are the commonly used ligands for the development of targeted nanoparticles. although mouse mabs have been used for making targeted nanoparticles, strong cross-species immune responses limit their potential for future clinical translation. currently only a few types of humanized mabs, such as her-2 antibody (herceptin), are available for the production of targeted nanoparticles (slamon and pegram, 2001) . alternatively, high affinity recombinant antibody fragments have been developed as targeting ligands (yang et al., 2015) . for example, a human single chain antibody against the epidermal growth factor receptor (scfvegfr) that is highly expressed in the majority of epithelial tumors was conjugated to different types of nanoparticles. specificity of tumor imaging and targeted therapeutic effects of these nanoparticles have been demonstrated in several animal tumor models (yang et al., 2015) . the major advantages of using natural ligands for tumor targeting are their high binding affinity, specificity, and, most importantly, low immunogenicity. owen et al. (2013) reported higher antibody-conjugated lysosomal p (la-co-tmcc)-g-peg-furan micellar concentration in her2 positive cell lines with significant cellular distribution resulting in two-to threefold increase in lysosomal accumulation compared to using the antibody alone (owen et al., 2013) . in addition, nobs et al. (2004) reported that thiol functionalized anti-her2 mab can be conjugated with the maleimide containing liposomes. internalization of these antibody coupled immunoliposomes by her2 positive breast cancer cell line (sk-br-3) was observed with enhanced effects compared to the control liposomes (nobs et al., 2004) . many authors observed that the use of lisposomes was more effective in vitro than in vivo. to prove targeted drug-loaded liposome as an effective and safe treatment option for her2 positive breast cancer, more in vivo studies need to be conducted. when used, anti-her2 mab conjugated with dendrimers resulted in the effective delivery to target the overexpressed her2 receptors of tumor cells in animal models. more recently, miyano et al. (2010) developed biocompatible sixth generation (g6) anionic lysine (amino acid) dendrimer, on which the surface was modified with glutamate and, thereafter the glutamate modified g6 lysine dendrimer was coupled with trastuzumab mab and a fluorescent label. following this, the whole conjugated formulation was evaluated in both her2 positive and negative cell lines to assess the targeting efficiency and cellular internalization compared to the free antibody application. the results of this study revealed high binding affinity with low cytotoxicity; and cellular internalization or lysosomal trafficking in her2 positive cells with a dose-dependent profile compared to the her2 negative cells (miyano et al., 2010) . in subsequent studies by chen et al. (2008) and gao et al. (2009) , a model protein toxin (pe38kdel) was used to develop anti-her2 antibody functionalized pe38kdel loaded plga nanoparticles utilizing a two phase carbodiimide process. modified encapsulated nanoparticles showed higher in vitro cytotoxicity and more protective antitumor activity compared to the controls in her2 overexpressing cells and tumor-bearing mice, respectively. in addition, they reported well tolerability for maximum tolerated dose, as well as reduced systemic toxicity when modified nanoparticles were administered to mice model compared to control (chen et al., 2008; gao et al., 2009) . nanotechnology has promoted greater opportunities for higher specific drug delivery with minimum side effects. bio-conjugation strategies of therapeutic agents loaded nanoparticles with mabs have exhibited a targeted drug delivery approach both in vitro and in vivo. mabs can act as highly specific probes when they are attached to nanoparticles to aid in targeted delivery of various antitumor cytotoxic agents (sutradhar and amin, 2014) . the combination therapy of nanopartilces of mabs and other chemotherapeutic agents, such as doxorubicin, 5-fluorouracil, paclitaxel, docetaxel, campothecin, and topotecan, could bring about synergistic tumor growth inhibition. some nanoparticulate systems combining antibody with these chemotherapeutic agents are listed in table 25 .1. neovascularization is a major cause of visual loss in a number of ophthalmic diseases. it consists of new blood vessel growth from preexisting vascular structures. this process occurs in pathologies of the anterior and posterior segments of the eye, such as corneal neovascularization, age-related macular degeneration (amd), diabetic macular edema, viral retinitis, proliferative vitreoretinopathy, posterior uveitis, retinal vascular occlusions, choroid neovascularization (cnv), and diabetic retinopathy, to name a few. anti-vegf agents have demonstrated efficacy in reducing neovascularization in both animal models and clinical trials. specifically, anti-vegf antibodies have shown initial therapeutic success. bevacizumab is a full-length, humanized murine mab that recognizes all isoforms of vegf. bevacizumab was initially approved by the u.s. food and drug administration (fda) to treat metastatic colon cancer, but it has also shown efficacy in the treatment of various neovascular ocular diseases and is used off-label to treat neovascular age-related macular degeneration. topical delivery is a relatively easy and a less risky method of drug administration. however, delivery to the posterior segment via this route is considered inefficient and unsuccessful, since less than 5% of the topically applied dose enters the eye and an even smaller fraction of it (0.001%) is expected to reach the posterior segment. intravitreal administration involves the direct administration of drug solution/suspension into vitreous humor via pars plana using a 30-g needle. in contrast to the topical roth et al. (2007) and systemic routes, intravitreal injection makes high concentrations of drug locally available to the internal eye tissue, including the choroid and the retina. similarly, the intravitreal administration of macugen (pegaptanib sodium; pfizer) and lucentis (ranibizumab; genentech/novartis), vascular endothelial growth factor (vegf) inhibitors, is highly successful for the control of amd. however, agents with molecular weight less than 500 da when applied intravitreally tend to be drained off from the site of application with a half-life of less than 3 days, indicating a need for repetitive injections. anyway, the period requiring a repeat dose may extend from a few days to several months for macromolecular antibodies. for example, three is the mean number of injections of bevacizumab (avastin; roche) required to be administered per year for the treatment of amd. on the other hand, the recommended dosing frequency of ranibizumab (lucentis) is once a month (0.5 mg; 50 µl) for at least 9 months (rosenfeld et al., 2006) , whereas pegaptanib sodium (macugen) needs to be injected intravitreally at 6-week intervals for 1 year (kitagawa and yuzawa, 2013) . nevertheless, repetitive intravitreal injections, even if spaced widely, are invariably associated with complications, such as vitreous hemorrhage, retinal detachment, cataract, and endophthalmitis. the rate of endophthalmitis and retinal detachment being observed with intravitreal injection is 0.2 and 0.05%, respectively (edelhauser et al., 2010) . moreover, patient compliance is lower with such regimens because of the painful and invasive procedures requiring hospitalization and specially trained physician for administration, in addition to the high cost of the medicine per se (kaur and kakkar, 2014) . biodegradable polymeric nanoparticles offer properties that make them suitable candidates to overcome these administration issues. in this regard, abrishami et al. (2009) studied encapsulated bevacizumab into liposomesand and found that the intravitreal injection of liposomes was well tolerated through 42 days in rabbits. the clearance of this drug in vitreous from liposomal formulations was slower than the soluble form. the concentration level of bevacizumab after intravitreal injection suggested that intravitreal injection of drug by these carriers provide sufficient concentration of therapeutic drug for 6 weeks for diabetic neovascularization and probably for other neovascular eye diseases (abrishami et al., 2009) . other authors developed nanoparticles of plga loaded with bevacizumab and stabilized whit albumin. they found that the vitreous concentration of bevacizumab was sustained for about 8 weeks at values greater than 500 ng ml −1 and that the nanoparticles presented a drug vitreous medium retention time (mrt) 3.3 times higher than the control. in addition, it was confirmed the nanoparticles persistence in ocular tissues for 56 days (varshochian et al., 2013 (varshochian et al., , 2015 . recently lu et al. (2014) studied the effects of intravitreal injection of bevacizumab-chitosan nanoparticles on pathological morphology of retina and the expression of vascular endothelial growth factor (vegf) protein and vegf mrna in the retina of diabetic rats. the results have offered a new approach for inhibiting angiogenesis of diabetic retinopathy and indicated that the intravitreal injection of bevacizumab inhibited vegf expression in retina. in addition, bevacizumab-chitosan nanoparticles presented a longer period of action (zhou et al., 2015) . chronic respiratory diseases (crd) are chronic diseases of the airways and other structures of the lung. among the most common, asthma, chronic obstructive pulmonary disease (copd), and respiratory allergies can be mentioned. the airway inflammation in these diseases cannot always be controlled with conventional therapies. the critical role of the combination therapy of an inhaled corticosteroid (ics) and a long-acting β-adrenoceptor agonist (laba) in the treatment of patients also suffering from severe asthma and chronic obstructive pulmonary disease (copd) explains why there is a strong interest within the pharmaceutical industry in developing new pharmaceutical alternatives. biological therapies represented in particular by mabs against selective targets, could improve the outcome of these diseases. many current publications have shown the important role of nanomedicine in the treatment of respiratory diseases (card et al., 2008; mansour et al., 2009; smola et al., 2008) . systems releasing nanoparticles have several possibilities to improve treatment of upper respiratory tract since they can protect drugs from degradation by enzymes present in the epithelial lining fluid, the particle size may permit circumvent pass macrophages, and crossing the endothelium will allow systemic treatment of nanoparticles and pulmonary drug intravenously administration. identifying asthma phenotypes has given impetus to the search for biomarkers to help classify patients, pointing to new therapies and predicting different pathological mechanisms of disease progression with strong benefits for affected patients . an ideal biomarker is easy to detect and measure, noninvasive, and inexpensive, and it can be used to identify phenotypes either for clinical response or treatment, assessing changes in disease activity, or confirming a diagnosis. copd is currently the fourth leading cause of death in the world, and if current trends continue, it is likely to rank as the third leading cause of death by 2030 (world health organization, 2008) . both cytokines and chemokines play a fundamental role in the organization of copd, so the use of mabs in the treatment options is very valuable to provide more targeted therapies (li et al., 2002; yamagata and ichinose, 2006) . numerous antibodies directed to cytokines, chemokines, growth factors, and their receptors are considered for the treatment of copd and some have already been studied in clinical trials in patients with copd. the macrophage imaging using mri, together with the use of magnetic nanoparticles of iron oxide, has recently emerged as a promising noninvasive technique for preclinical and clinical studies of inflammatory diseases. however, limited research on inflammation and passage of macrophages in the lung, using imaging technology has been performed due to difficulties in imaging the body (i.e., the signal loss due to the pulsations and heart breathing, low proton density, and susceptibility artifacts). novel perspectives for imaging, diagnosis, and treatment of respiratory diseases, such as copd can appear due to technical improvements and the development of techniques of magnetic resonance pulse sequence detection. studies reported the possibility of noninvasive monitoring of subsets of macrophages in an inflammatory model using high resolution mri after intravenous administration. the possibility of noninvasive monitoring of subsets of macrophages was reported in an inflammatory model using high resolution mri after intravenous administration. furthermore, other studies have proven that polarization and proliferation was not affected using iron oxide nanoparticles with ex vivo labeled subpopulation of macrophages. the coupling of a specific antibody with the iron oxide nanoparticles directed to a particular subpopulation of macrophages may provide a promising strategy for early diagnosis and improved various inflammatory diseases noninvasively using mri. al faraj et al. (2014) evaluated the in vivo effect of intrapulmonary administration of spion on the profiles of alveolar macrophage polarization in a model of copd and developed a protocol mri noninvasive to specifically target and monitor a subpopulation of macrophages using specific antibodyconjugated spion. an interesting approach was performed to target a subpopulation of macrophages in the lung of a copd animal model using biocompatible antibody-conjugated iron oxide nanoparticles. this conjugation allowed noninvasive tracking using a free-breathing mri protocol. antibodies to il-8 abgenix improved dyspnea but not lung function. this limited clinical benefit is attributed to suboptimal dosing into the airways because of intravenous administration (mahler et al., 2004) . therefore, the use of nanoparticles may allow administration by inhalation for local concentrations and avoiding side effects. so far, clinical trials with anti-tnfalpha antibody infliximab have been carried out, but no effects in patients with copd were observed (dentener et al., 2008; rennard et al., 2007; van der vaart et al., 2005) . therefore, the release of cetuximab (currently undergoing clinical trials for cancer therapy) could be a valuable option for the treatment of copd. molecularly targeted nanoparticles were chosen as the best strategy for imaging inflammation to make progress in health care (mccarthy and weissleder, 2008; weissleder, 2006) . magnetic nanoparticle's versatility makes them well suited for applications to enable early detection and prevention, and so improving diagnosis, treatment, and follow-up of diseases (oghabian and farahbakhsh, 2010) . al faraj et al. (2014) developed an assay to quantify the antibodies cd86 or cd206 conjugated to spion, which involves the reduction of cu 2+ to cu + by proteins and the appearance of a purple-blue copper-protein complex in alkaline medium. some significant trends that appear to be developing include bispecific antibodies, adcs, and companion diagnostics, which should help to identify the most appropriate patient populations for treatment. even though the health benefits of mab therapeutics are proven, controversies will continue about their economic viability because of their expensive price. high prices, however, are generally associated with early innovative treatments, and mabs are not the only drugs to have staggering prices. the cost of cancer treatments, for example, has more than doubled in the past two decades, leading to an outcry by many european and american cancer specialists. another reason why mabs are so expensive is the fact that many of them are still protected by patents. a drug's patent life is 20 years from the date of filing, in order to help developers recover some of the research and development costs involved in getting a drug to market. some of the patent life is in fact reduced because some of that time, an average of 8 years, is taken up by clinical trials and regulatory approval (siddiqui and rajkumar, 2012) . the slow progress of mab therapeutics for infectious diseases can be attributed in part to the large arsenal of other antiinfective drugs, such as vaccines and antibiotics. because they are specific to a single pathogen, mab drugs are also commercially less attractive than traditional drugs because they cover a narrower spectrum of patients. in addition, mabs need to be administered by intravenous or subcutaneous injection, unlike other antiinfectives that can be taken orally, so they are unsuitable for patients in developing countries who have limited access to healthcare. mabs are also more effective at preventing infection rather than treating established ones, and unlike vaccines provide only short-term prophylaxis. and finally, the high development and manufacturing costs associated with mabs and the poor record in winning approval for treating infectious diseases with mabs lessen their commercial appeal (reichert, 2006) . more promising are recent developments to enhance the potency and efficacy of mabs, so as to make it possible to prescribe lower doses and potentially reduce costs. a number of approaches have been adopted to augment the efficacy of mabs. one of the most encouraging is the use of genetic engineering to remove glycosylation sites from the variable domain of the antibody. this enhances the effector function of mabs, such as antibody-dependent cell-mediated cytotoxicity (adcc), which activates the patient's innate immune cells to kill a target cell like cancer. although the new generation of mabs may greatly improve the treatment of cancer and autoimmune disorders, which are well-established disease targets for mab therapeutics, it remains to be seen whether mab therapeutics will be effective in other areas. nowhere is this question more urgent than in the case of infectious diseases. the fact that mab therapeutics is pathogen-specific could hinder its use for treating mixed infections. one solution might lie in the use of a cocktail of mabs to target the diverse range of antigens that viruses carry. such a strategy would effectively mimic the natural immune response: once infected, the body tends to develop several antibodies in response to the antigens presented by a virus, each of which attaches to one of the different antigens. it is this diversity of antibodies that helps the immune system in fighting the invader. the use of a cocktail of mabs is already being investigated for the treatment for rabies recent advances in mab engineering have opened up new opportunities for serum therapy. importantly, mabs offer the means to prepare standardized agents, which, when combined in a cocktail, can yield a product that is more precise and more potent than traditional serum therapy. to date, the development of antiinfective mab products has attracted little commercial investment. in part this is because infectious diseases are short-lived and therefore have a limited market. this is in contrast to chronic conditions like cancer and autoimmune diseases, which require regular treatment and therefore have greater profit potential. nonetheless, the pharmaceutical climate is changing, fueled by concern over the rise in new pathogens (such as west nile and corona viruses); the reemergence of old pathogens (like tuberculosis), increasing antibiotic resistance among microorganisms; and the rise of superbugs like mrsa, as well as the growing epidemic of patients who are immunocompromised as a result of hiv infection, organ transplantation, chronic degenerative diseases, and improvements in cancer care. likewise, mabs have been used to investigate and treat cancer, providing powerful tools for identifying and targeting different antigens on tumors. although these applications did not quickly translate into successful mab therapeutics for cancer, in more recent years mabs therapeutics have offered alternatives to drugs with a broad spectrum and high toxicity. this has transformed the care of cancer patients, who no longer face the prospect of losing hair and other serious side effects associated with other cytotoxic drugs. the advantage of mabs is that they can be given as maintenance therapies. this is reshaping our perceptions of some cancers from what was once seen as inevitably fatal to a chronic condition. mabs have also enabled the prescription of specific therapeutics for particular tumor antigens in individual patients. this allows a greater degree of personalization in the management of cancer than in the past. indeed, mabs are expected to be an increasingly important component in personalized cancer therapies. in a world of antibiotic-resistant 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patients with advanced or recurrent nonsquamous non-small-cell lung cancer further reading formulation and delivery issues for monoclonal antibody therapeutics sterically stabilized anti-her2 immunoliposomes: design and targeting to human breast cancer cells in vitro anti-her2 immunoliposomes: enhanced efficacy attributable to targeted delivery key: cord-255895-6at9gelt authors: han, namshik; hwang, woochang; tzelepis, konstantinos; schmerer, patrick; yankova, eliza; macmahon, méabh; lei, winnie; katritsis, nicholas m; liu, anika; schuldt, alison; harris, rebecca; chapman, kathryn; mccaughan, frank; weber, friedemann; kouzarides, tony title: identification of sars-cov-2 induced pathways reveal drug repurposing strategies date: 2020-08-25 journal: biorxiv doi: 10.1101/2020.08.24.265496 sha: doc_id: 255895 cord_uid: 6at9gelt the global outbreak of sars-cov-2 necessitates the rapid development of new therapies against covid-19 infection. here, we present the identification of 200 approved drugs, appropriate for repurposing against covid-19. we constructed a sars-cov-2-induced protein (sip) network, based on disease signatures defined by covid-19 multi-omic datasets(bojkova et al., 2020; gordon et al., 2020), and cross-examined these pathways against approved drugs. this analysis identified 200 drugs predicted to target sars-cov-2-induced pathways, 40 of which are already in covid-19 clinical trials(clinicaltrials.gov, 2020) testifying to the validity of the approach. using artificial neural network analysis we classified these 200 drugs into 9 distinct pathways, within two overarching mechanisms of action (moas): viral replication (130) and immune response (70). a subset of drugs implicated in viral replication were tested in cellular assays and two (proguanil and sulfasalazine) were shown to inhibit replication. this unbiased and validated analysis opens new avenues for the rapid repurposing of approved drugs into clinical trials. to date, the majority of small molecule and antibody approaches for treating sars-cov-2 related pathology are rightly rooted in repurposing and are focused on several key virus or host targets, or on pathways as points for therapeutic intervention and treatment. this has been underpinned by the unprecedented pace of scientific research to uncover the molecular bases of virus structure, and the mechanisms by which it gains access to cells before replication and release of new virus particles. the emergence of global proteomics datasets is now propelling our understanding of these mechanisms through which the virus interacts with host cell proteins, determining the directly interacting proteins (dip) (gordon et al., 2020) and differentially expressed proteins (dep) . such interactome outputs, to understand the disease mechanism of covid-19, we investigated which biological processes sip sub-networks are implicated in, for 29 sars-cov-2 proteins (4 structural proteins, 16 non-structural proteins and 9 accessory factors of the virus genome). we analysed several parameters: (1) the subcellular localization of the proteins; (2) the differences between the 6h and 24h timepoints (figures 2b and 2c) ; and (3) the biological processes that the proteins act in. we found significantly stronger relevance of rna metabolism at 24h. we observe that the viral proteins n (nucleocapsid), nsp 8 (non-structural protein 8), orf 8 (open reading frame 8) and orf 10 of sars-cov-2 interact with ribosomal proteins in the hidden layer of our sip network, indicating that they may have a possible influence on rna metabolism. the n and nsp 8 proteins are known to drive viral replication (gordon et al., 2020) . more interestingly, orf8 and 10 are the only two proteins of sars-cov-2 that are distinct from other coronaviruses (tang et al., 2020) . we observed that orf8 was enriched in the endoplasmic reticulum (er) ( figure 2c ), which may be significant as the er is the intracellular niche for viral replication and assembly (romero-brey and bartenschlager, 2016) . there were 54 key proteins in the hidden layer that did not have strong enrichment in known biological pathways ('other') and that actively interacted with 'virus replication' proteins at 24h. further study on the unknown proteins found individual links to rna binding (atp5a1, mrto4 and nhp2l1), host-virus interaction (ace2, cxcr4, derl1, gnb2l1, hspd1, kdr, krt18, sirt1 and tmprss2), histones (h2afz, hist2h3ps2 and wdtc1), viral mrna translation (mrps7) and er-associated responses (atf4, cftr, derl1 and ins). we next confirmed statistically that virus-related pathways are enriched in the top enriched go-terms as well as rna-and er-related processes ( figure 2d ). the differences between two time points were also confirmed. in summary, our pattern analysis in the sip sub-networks revealed biological pathway changes during the course of infection, with prominent increases in proteins involved in virus replication by 24h. an in silico drug simulation on the key pathway of sip network identifies drug candidates to identify drugs targeting the key pathways, we conducted a network-based in-silico drug efficacy simulation (guney et al., 2016) on the key pathways of sip network at 6h and 24h after infection. we collected 1,917 approved drugs from publicly available databases (chembl (mendez et al., 2019) and drugbank (wishart et al., 2018) ). this virtual screening identified 200 drugs (table s2 ) that are predicted to target the key pathways of sip network, of which 99 (49.5%) were specific to the 6h timepoint, 14 (7%) were specific to the 24h timepoint and 87 (43.5%) were common to both timepoints. we then checked the anatomical therapeutic chemical (atc) code (available for 180 drugs only) to determine the therapeutic areas for which specific drugs have been developed. the top clinical areas against which these approved drugs are used for were cancer, sex hormone signalling, diabetes, immune system, bacterial disease and inflammatory/rheumatic disease ( figure s4 ). interestingly, 35% of the 200 drugs have been tested in phase 2 or 3 clinical trials for infectious diseases, and half of these were hiv trials; further drugs have been tested in trials for inflammatory (16%) and respiratory (10%) disease. among the 200 identified drugs, 40 (20%) are now in covid-19 clinical trials (clinicaltrials.gov, 2020) (table s3) . to determine the significance of this finding, we asked what the likelihood would be of this number of drugs being identified as hits by chance and found that, by comparison, only 249 of 1,917 drugs were in the covid-19 clinical trials (clinicaltrials.gov, 2020) . a hypergeometric test returned a p-value of 3.59e-03, demonstrating the reliability and validity of our computational approaches. 30 further drugs that we identified have also been reported as being potential candidates against covid-19 (courtney j. mycroft-west, dunhao su , yong li , scott e. guimond, timothy r. rudd and elli, gavin miller, quentin m. nunes, patricia procter, antonella bisio, nicholas r. forsyth, jeremy e. turnbull, marco guerrini, david g. fernig, edwin a. yates, 2020; criado et al., 2020; kuleshov et al., 2020; kumar, arun; c.s, sharanya; j, abhithaj; miribrahim sajid, javeria tariq, sheharbano awais, zehranaseem, samirashabbir balouch, 2020; shin et al., 2020) . thus, drug efficacy simulation has revealed 70 drugs in total that are either in covid-19 clinical trials or being considered as potential drug candidates in pre-clinical studies, supporting the strength of our approach. in addition, we have discovered 130 additional drugs that could provide novel opportunities for repurposing as covid-19 therapeutics. the full list of 200 approved drugs along with their safety profile and moa are shown in table s2 . to investigate the mechanism of action (moa) for the 200 drugs in the context of covid-19, we used self-organizing map (som), a type of artificial neural network, to analyse the relationship between the 200 drugs and the 148 key pathways (termed drug-pathway association). after the unsupervised training of som, the distance between the adjacent neurons (pathways) was calculated and presented in different coloured hexagons, which illustrates the probability density distribution of data vectors (drug-pathway association score) (vesanto and alhoniemi, 2000) ( figures 3a and s5 ). based on the distance, we applied the davies-bouldin (db) index to separate the key pathways into 9 clusters ( figure 3b ). these clusters of pathways and drugs identified two moa categories: (1) virus replication (vr) and (2) immune response (ir) ( figure 3c ). the som also mapped 200 drugs into each neuron (the number of drugs per neuron is shown in figure 3d and drug names are shown in figure 3e ). notably, 30 out of the 40 drugs that are in covid-19 clinical trials (clinicaltrials.gov, 2020) were in the vr moa category while only 10 drugs were in the ir ( figure 3d ). finally, we identified mechanistic roles and connections for the 200 drugs and their target proteins, and mapping the drugs into 9 pathway clusters ( figure 3e ). a more extensive analysis of information about each drug is given in table s2 . we next sought to identify the precise proteins, within the sip network, targeted by each of the 200 drugs. we found that of the 1,573 proteins targeted by the 200 drugs, most (66%) are targeted by a single drug ( figure s6a ). however, there are 30 proteins (0.19%) that are targeted by 8 or more drugs ( figure s6a ). to establish whether there is a pathway relationship between these 30 proteins, we interrogated their molecular function. figure s6b shows that the most enriched categories of function for these proteins were heme, microsome, oxidoreductase and monooxygenase, all of which are related to nicotinamide adenine dinucleotide phosphate (nadp) and nitric oxide (no) synthesis. as no is important for viral synthesis (and because nadp affects no production), this could provide a potential mechanism by which these drugs might alter viral infection (kwiecien et al., 2014; lind et al., 2017; wang et al., 2006) . based on these findings we decided to validate in cellular assays, five drugs (ademetionine, alogliptin, flucytosine, proguanil and sulfasalazine) with good safety profiles which are functioning within this pathway. to assess whether these five drugs are able to reduce sars-cov-2 infection, we performed an initial screening using the vero e6 cell line, where we observed that 2 of the 5 drugs, proguanil and sulfasalazine, showed significant antiviral effects without any noticeable cellular toxicity at the indicated doses ( figures 4a and s7a ). we then focused on these two drugs, expanding our validation using 2 different cellular models (vero e6 and calu-3). treatment of vero e6 and calu-3 cells with proguanil and sulfasalazine illustrated strong anti-sars-cov-2 effects (represented by reductions of the envelope and nucleocapsid gene rnas) in a dose dependent manner, mirroring the results of the initial screen (figures 4b-e, s7b-e). importantly, no significant effect on cellular viability was observed at any tested dose ( figures s7f-h) . the effective concentration of sulfasalazine is comparable to maximal plasma concentrations achieved routinely in patients with rheumatoid arthritis or inflammatory bowel disease(iarc working group on the evaluation of carcinogenic risk to humans, 2016). to further investigate the anti-sars-cov-2 impact of these two drugs, we examined the status of recently discovered intracellular pathways directly associated with sars-cov-2 infection and cytokine production . indeed, treatment with either proguanil or sulfasalazine significantly reduced the phosphorylation of mapkapk2 (p-mk2, t334) ( figure 4f ), an important component of the p38/mitogen-activated protein kinase (mapk) signalling pathway, which has been shown to be activated via sars-cov-2 infection and stimulate cytokine response . importantly, treatment of calu-3 and vero e6 cell lines with proguanil and sulfasalazine led to a significant downregulation of the mrna of key cytokines (figures 4g-j and s8), which are dictated by the p38/mapk signalling pathway and shown to become elevated during sars-cov-2 infection and replication (cxcl3, ifnb1 and tnf-a). hence, the above results solidify the promising anti-sars-cov-2 effects of the two drugs, both at the viral as well as the molecular level. to understand why sulfasalazine and proguanil are effective against sars-cov-2 infection, but others functioning in the same pathway were not ( figure 4a ), we looked more closely at the targets of each drug. figure 5 shows that sars-cov-2 orf8 binds to gammaglutamyl hydrolase (ggh) and regulates the synthesis of no, which is necessary for viral synthesis. an additional auxiliary pathway, mediating the synthesis of nadp, can also affect no production, although indirectly. sulfasalazine and proguanil impinge on both of these pathways: sulfasalazine targets the nfkb inhibitors nfkbia and ikbkb as well as cyp450 enzymes, whereas proguanil targets dhfr and cyp450 enzymes plus interacting partners. in this way these two drugs might more effectively target no production and thus disrupt viral replication. by contrast, the three drugs that were not effective against sars-cov-2 infection (flucytosine, alogliptin and ademetionine) only affect one of the two pathways. this analysis thereby highlights the possibility that targeting no production through multiple pathways may be the reason for the efficacy of sulfasalazine and proguanil in reducing viral replication. here we have used a series of computational approaches, including bespoke methods for data integration, network analysis, computer simulation and machine learning, to identify novel sars-cov-2 induced pathways that could be targeted therapeutically by repurposing existing and approved drugs ( figure s9 ). although network analysis is increasingly being used for analysis of genetic datasets to uncover disease signatures (barabási et al., 2011) , a few key aspects of our approach were essential in uncovering these new targets, including agnostic construction of the sip network and application of novel algorithms (previously used in other industries including social media). in addition, the use of artificial neural networks to understand systematically the mechanism of action for the drugs was vital to this investigation. our analysis identifies 200 approved drugs, along with their moa, that may effective against covid-19 (table s2 ). we are confident that these drugs have a potential for repurposing for covid-19, since 40 out of the 200 drugs have already entered clinical trials, testifying to the predictive power of our approach. an important part of our analysis is the use of already approved drugs. this allows for the rapid advancement of the most promising of the 160 drugs which are not already in clinical trials. we identify two drugs, sulfasalazine and proguanil, that can reduce sars-cov-2 viral replication in cellular assays, raising the exciting possibility of their potential use in prophylaxis or treatment against covid-19. both of these drugs function through the no pathway and have the potential to target more than one pathway necessary for no production. safety is a particularly important consideration, since such drugs will be prescribed to any covid-19 positive-case individuals who may have a broader range of underlying medical conditions and may not be hospitalised at the time of taking the drug. sulfasalazine and proguanil have the potential to be used prophylactically or therapeutically. both drugs are well established and well tolerated drugs (nakato et al., 2007; nikfar et al., 2009) . sulfasalazine is already in use as an anti-inflammatory drug against autoimmune disorders. given this drug has anti-viral activity (figure 4) , this raises the possibility that sulfasalazine may act as an anti-viral and also an anti-inflammatory, if used against covid-19. proguanil is in used against malaria in combination with atovaquone. it has an excellent safety profile and is well tolerated when used as a prophylactic and in treatment. a complementary study to ours, that uses large-scale compound screening in cultured cells, has recently uncovered 100 molecules which have a partial effect on viral infectivity, 21 of which show a dose dependent reduction of viral replication (riva et al., 2020) . this list of drugs does not overlap with ours, with only two of our 200 approved drugs being present in this list. neither sulfasalazine nor proguanil are amongst them. the main reason for this apparent disparity is that only 10% of the 100 compounds tested by riva et al. are approved, whereas 100% of our 200 drugs are approved. this highlights the major difference in the two studies: our in-silico studies identify potential anti-viral drugs that are already approved and therefore at an advanced stage of repurposing, whereas riva et al. have identified compounds validated in african green monkey cells, most of which are either in pre-clinical or phase 1-3 clinical trials. our study has shed unanticipated new light on covid-19 disease mechanisms and has generated promising drug repurposing opportunities for prophylaxis and treatment. our data-driven unsupervised approach and biological validation has uncovered 160 approved drugs not currently in clinical trials, which can be investigated immediately for repurposing and two drugs that show promise as anti-viral drugs. we expect this resource of potential drugs will facilitate and accelerate the development of therapeutics against covid-19. (a) the schematic depicts our strategy of constructing a sars-cov-2-induced protein (sip) hidden network through data integration and network construction of directly-interacting proteins (dips) and differentially expressed proteins (deps), followed by identification of drugs that target key pathways in this network (b) the sars-cov-2 orf8 sub-network shows the extent of the hidden layer that is revealed through the network analysis (c) percentage of shortest paths between the dip and dep that are via 0-3 proteins at 6h versus 24h. computer programming scripts that were used in this study are available from https://github.com/wchwang/covid19. 332 high-confidence sars-cov-2-human ppis (gordon et al., 2020) were used as dip. lc-ms/ms data at 6 hours, 24 hours after sars-cov-2 infection and no infection as a control were analysed to identify differentially expressed proteins (dep) (|log2fc| > 1.5, fdr-bh padj-value < 0.05). sip network was constructed of all shortest paths between dip and dep in a human proteinprotein interaction network from string database (szklarczyk et al., 2019) . only interactions with a confidence score of greater more than medium (0.4) were used. all shortest paths between dip and dep were found using the python package networkx (hagberg et al., 2008) . networks were visualized using gephi 0.9.2 (bastian et al., 2009) (figure s1 ) . multiple network centrality algorithms were deployed to identify key proteins in sip networks. eigenvector centrality was used to identify the most influential proteins in the network. degree centrality was used to identify the hub proteins in the network. betweenness centrality was used to identify the bottleneck proteins in the network. random walk with restart was used to identify proteins which are influenced by sars-cov-2. the algorithms were implemented in the python package networkx (hagberg et al., 2008) . permutation tests were performed 1,000 times to identify significant proteins for each of the network centrality algorithms. for each permutation test, a random network that has the same degree distribution as the sip network was generated. if a protein has less than permutation p-value 0.01 for each of the network centrality algorithms, we considered it a key protein. key proteins of sip network were tested for enrichment of jensen disease (pletscher-frankild et al., 2015) and gene ontology (go biological process) terms. enrichment analyses were performed using enrichr (kuleshov et al., 2016) . key networks were built using interactions between the key proteins of the sip network at 6 hours and 24 hours after infection. when visualising the key networks, subcellular localization of key proteins and enriched pathways of hidden layer proteins was added (figures 2b and 2c) . subcellular localization information for key proteins was found using compartment database (binder et al., 2014) . among the available datasets in the compartment database, 'knowledge channel' data with a confidence score of greater than four was used. to identify enriched functions of the hidden layer proteins, the hidden layer proteins were tested for enrichment of reactome pathway terms. most hidden layer proteins belonged to the pathways "metabolism of rna", "cell cycle" and "immune system" so we retained only these pathways for key network visualisation. the key networks visualization was carried out using circos (krzywinski et al., 2009) . approved drugs were collected from chembl (mendez et al., 2019) and drugbank (wishart et al., 2018) . drug-target interaction information was collected from drugbank(v 5.1) (wishart et al., 2018) , stitch(confidence score > 0.9) (szklarczyk et al., 2016) and cheng, et al(cheng et al., 2019) . network-based in-silico drug efficacy simulation was conducted for key proteins from the sip network at 6-hour and 24-hour. given k, the set of key proteins from sip networks, and t, the set of drug targets, the network proximity(equation (1)) of k with the target set of t of each approved drug where d(k, t) the shortest path length between nodes k ∈ k and t ∈ t in the human ppis (cheng et al., 2019) was executed. to assess the significance of the distance between a key protein of sip network and a drug ! ( , ), the distance was converted to z-score based on permutation tests by using the permutation tests were repeated 1000 times, each time with two randomly selected gene lists with similar degree distributions to those of k and t. the corresponding p-value was calculated based on the permutation test results. drug to sars-cov-2 associations with a zscore of less than −2 were considered significantly proximal (cheng et al., 2019) . biological pathways were collated for the 200 drugs we identified by in-silico drug efficacy simulation. to do this, proteins targeted by the 200 drugs in sip network were tested for enrichment of reactome pathway terms using g:profiler (raudvere et al., 2019) . since reacome pathway hierarchy contains main overarching parent pathways and more specific child pathways nested within these, in cases where child pathways were among enriched pathways, the parent pathway term was removed from the enriched pathways list. finally, 148 reactome pathways for 200 drugs were identified. based on these identifications, a matrix containing 200 drugs and 148 reactome pathways was generated for drug-pathway association. this matrix was constructed using the f1 score (f1=2(precision x recall)/(precision + recall) from the pathway enrichment analysis. self-organizing map (som) (kohonen, 1990 ) was used to analyse moa of the 200 drugs. the data used in training was the f1 score matrix for drug-pathway associations (148 pathways by 200 drugs). after the som training, davies-bouldin index (dbi) (davies and bouldin, 1979) was calculated based on the u-matrix to determine the best patterning among partitions ( figure 3a ). k-means algorithm were then used in order to find the 9 pathway clusters ( figure 3b ). the som component maps of 148 pathways were analysed based on the clustering result and mapped into two moa categories based on the biological functions ( figure s5 ). the som model also labelled each neurons with the 200 drugs ( figures 3d and 3e ). the som toolbox package (vatanen et al., 2015) for matlab was used for this analysis. the frequency of drug-protein targeting was counted. permutation tests were then performed 100 times to identify the significance threshold for the frequency of drug-protein targeting ( figure s6a ). for each permutation test, the 200 drugs among all the drugs which we used for the in silico drug efficacy simulation were randomly selected. then, the number of drugs targeting the same protein was calculated for all of the randomly selected 200 drugs. the proteins frequently targeted in the sip network than randomised network were then tested for enrichment of uniprot keywords ( figure s6b ). infection experiments were performed under biosafety level 3 conditions. sars-cov-2 (strain münchen-1.2/2020/984) isolate was propagated in vero e6 cells in dmem supplemented with 2% fbs. for infection experiments in vero e6 and calu-3 cells, sars-cov-2 (strain münchen-1.2/2020/984) at moi=0.01 pfu/cell for 24 hours. all work involving live sars-cov-2 was performed in the bsl-3 facility of the institute for virology, university of giessen (germany), and was approved according to the german act of genetic engineering by the local authority. vero e6 and calu-3 cells were seeded using 8x10 4 cells in 24-well plates. the following day cells were treated for 3 hour prior to infection with the indicated doses of ademethionine (30μm, selleckchem), alogliptin (10μm, selleckchem), flucytosine (300μm, selleckchem), proguanil (5nm-500μm, selleckchem), sulfasalazine (5nm-500μm, selleckchem), ifn-a (1000 u/ml), dmso (sigma) or mock and infected with sars-cov-2 at moi of 0.01 in serumfree dmem at 37°c for 24 hours before rna or protein lysis. infection experiments were performed under biosafety level 3 conditions. quantitative rt-pcr analysis rna was isolated using the rneasy mini (qiagen). sars-cov-2 replication (e-gene and ngene rna) and gene expression of the cytokines cxcl3, ifnb1 and tnf-a was quantified by rt-qpcr. for cdna synthesis, rna was reverse-transcribed with the superscript vilo cdna synthesis kit (invitrogen, 11755-050) . the levels of specific rnas were measured using the abi 7900 real-time pcr machine and the powerup™ sybr™ green master mix (applied biosystems, 100029284) according to the manufacturer's instructions. δct values were determined relative to the gapdh and δδct values were normalized to infected dmso treated samples. error bars indicate the standard deviation of the mean from three independent biological replicates. all primer sequences are listed in table 1 below. cytotoxicity was performed in vero e6 and calu-3 cells using neutral red (abcam, ab234039) and mtt assay (roche) respectively, according to the manufacturer's instructions. cytotoxicity was performed in vero e6 and calu-3 cells with the indicated compound dilutions and concurrent with viral replication assays. all assays were performed in biologically independent triplicates. western blot analysis 8x10 4 vero e6 cells either mock-infected or infected and treated with dmso or proguanil (50μm) or sulfasalazine (200μm) for 24 hours, were resuspended and lysed in whole cell 1xsds sample buffer (4xsds sample buffer: 143 mm tris-hcl, ph = 6.8, 28.6% glycerol, 5.7% sds, 4.3 mm bromophenol blue), supplemented with 2ml 2-mercaptoethanol, protease inhibitors (sigma), and phosphatase inhibitors (sigma) and boiled for 5 min at 95°c. 10-20 μg of protein was separated on sds-page gels, and blotted onto polyvinylidene difluoride membranes (millipore). western blot experiments were performed using the following antibodies: gapdh (abcam, ab9484), phospho-mapkapk-2 (thr334, cell signalling, 3007), goat anti-rabbit (abcam, ab6721) and anti-mouse-hrp (cell signalling, 7076s). statistical analyses performed were specified in figure legends. differences were considered significant for p-values < 0.05. network medicine: a network-based approach to human disease gephi: an open source software for exploring and manipulating networks compartments: unification and visualization of protein subcellular localization evidence proteomics of sars-cov-2-infected host cells reveals therapy targets the global phosphorylation landscape of sars-cov-2 infection network-based prediction of drug combinations anti-inflammatory mechanism of galangin in lipopolysaccharide-stimulated microglia: critical role of ppar-γ signaling pathway sars-cov-2 clinical trials nadph-generating dehydrogenases: their role in the mechanism of protection against nitro-oxidative stress induced by adverse environmental conditions. front glycosaminoglycans induce conformational change in the sars-. biorxiv lessons from dermatology about inflammatory responses in covid-19 a cluster separation measure a sars-cov-2 protein interaction map reveals targets for drug repurposing clinical characteristics of coronavirus disease 2019 in china network-based in silico drug efficacy screening extrapulmonary manifestations of covid-19 exploring network structure, dynamics, and function using networkx hostile takeovers: viral appropriation of the nf-κb pathway some drugs and herbal products the self-organizing map circos: an information aesthetic for comparative genomics the covid-19 gene and drug set library. ssrn electron enrichr: a comprehensive gene set enrichment analysis web server 2016 update drug repurposing to identify therapeutics against covid 19 with sars-cov-2 spike glycoprotein and main protease as targets: an in silico study lipid peroxidation, reactive oxygen species and antioxidative factors in the pathogenesis of gastric mucosal lesions and mechanism of protection against oxidative stress -induced gastric injury inducible nitric oxide synthase: good or bad? chembl: towards direct deposition of bioassay data sars-cov-2: cytokine storm and therapy a systematic review and meta-analysis of the effectiveness and safety of atovaquone -proguanil (malarone) for chemoprophylaxis against malaria a meta-analysis of the efficacy of sulfasalazine in comparison with 5-aminosalicylates in the induction of improvement and maintenance of remission in patients with ulcerative colitis diseases: text mining and data integration of disease-gene associations g:profiler: a web server for functional enrichment analysis and conversions of gene lists (2019 update) discovery of sars-cov-2 antiviral drugs through large-scale compound repurposing endoplasmic reticulum: the favorite intracellular niche for viral replication and assembly papain-like protease regulates sars-cov-2 viral spread and innate immunity stitch 5: augmenting proteinchemical interaction networks with tissue and affinity data string v11: protein-protein association networks with increased coverage, supporting functional discovery in genome-wide experimental datasets on the origin and continuing evolution of sars-cov-2 selforganization and missing values in som and gtm clustering of the self−organizing map nitric oxide regulates endocytosis by s-nitrosylation of dynamin nitric oxide and redox mechanisms in the immune response drugbank 5.0: a major update to the drugbank database sulfasalazine or proguanil-treated vero e6 cells at indicated concentrations for three hours prior to infection with sars-cov-2 for 24 hours. (g-j) rt-qpcr analysis of the indicated mrnas from calu-3 cells pre-treated with proguanil or sulfasalazine at indicated concentrations for three hours prior to infection with sars-cov-2 for 24 hours. statistical test: student's t test key: cord-203191-7ftg6bfx authors: guo, kai; wang, zhihan; gao, pan; pu, qinqin; wu, min; huang, canhua; hur, junguk title: identification of repurposal drugs and adverse drug reactions for various courses of coronavirus disease 2019 (covid-19) based on single-cell rna sequencing data date: 2020-05-16 journal: nan doi: nan sha: doc_id: 203191 cord_uid: 7ftg6bfx with more than 3.8 million people infected coronavirus disease 2019 (covid-19), caused by novel severe acute respiratory syndrome coronavirus 2 (sars-cov-2), poses a critical threat to human health. there is no proven vaccine or specific drug to date, which highlights the urgent need for rapid development of therapeutics for covid-19. to identify potentially repurposable drugs, we employed a systematic approach to mine candidates from u.s. fda approved drugs and pre-clinical small-molecule compounds by integrating the gene expression perturbation data by chemicals from the library of integrated network-based cellular signatures (lincs) project with publically available single-cell rna sequencing dataset from mild and severe covid-19 patients. we identified 281 fda approved drugs that have the potential to be effective against sars-cov-2 infection, 10 of which are currently undergoing clinical trials to evaluate their efficacy against covid-19. in conclusion, we have identified a list of repurposable anti-sarscov-2 drugs using a systems biology approach. coronavirus disease 2019 (covid-19) is a highly contagious respiratory disease resulting from a life-threatening novel coronavirus, severe acute respiratory syndrome coronavirus 2 (sars-cov-2). it has spread rapidly throughout the globe, causing 3.8 million infections and 260 thousand of deaths by early may 2020 [1, 2] . sars-cov-2 is an enveloped rna virus that belongs to the genus betacoronavirus of the family coronaviridae, which includes well-known severe acute respiratory syndrome coronavirus (sars-cov) as well as middle east respiratory syndrome coronavirus (mers-cov) [3] . the advancement in the management of these coronaviruses and other viruses like influenza virus h1n1 and ebola infections have provided insight into treating covid-19. more than 300 active clinical trials for covid-19 are being performed [4, 5] . chloroquine [6, 7] and its hydroxyl analogue hydroxychloroquine [8] , lopinavir/ritonavir [9] [10] [11] , and remdesivir [7, 12] , developed for treating malaria, human immunodeficiency virus (hiv) and ebola virus, respectively, have provided some benefits to treat covid-19 and are being tested in ongoing trials. although covid-19 is less fatal than the sars and mers, older patients with comorbidities tend to experience more severe symptoms, making them more vulnerable. the majority of sars-cov-2 infected patients displayed mild symptoms and generally have a good prognosis, classified as mild covid-19 [9, 13] . however, a large proportion of patients, especially among older men with underlying chronic diseases, have rapidly progressed to severe covid-19 and suffered from respiratory distress requiring emergent medical interventions [14] . unfortunately, there is no evidence from randomized clinical trials supporting vaccines or efficient treatment for covid-19 [4, 5] . additionally, recent studies have shown the important roles of host immune responses in protection and the pathogenesis of respiratory viral infections, for instance, sars-cov, mers-cov, and influenza a viruses [15, 16] . liao et al. [17] reported that increased immune cell recruitment in covid-19 patients suggested a crucial role of cd8 + t cells in successful viral control, and proposed support therapeutic strategies that target the myeloid cell compartment to treat covid-19-associated inflammation. however, little is known about drug screens of disease-relevant cell types. drug repurposing is an essential and universal strategy in the development of new drugs [18] . it may facilitate the discovery of new mechanisms of action for existing drugs, which is less time-consuming and cost-effective let alone the existing pharmaceutical supply chains for formulation and distribution [19, 20] . considering that an rna virus exhibits a considerable degree of sequence variation, drugs targeting host factors may cause less mutational resistance with more effective and broad anti-virus spectrum potential. hence, there is an urgent need to identify potential therapeutics with new strategies for emerging infectious diseases, and repurposing clinically assessed drugs represents one of the most practicable strategies for the rapid identification of treatments to combat covid-19. in this study, we analyzed a publicly available single-cell rna sequencing (scrna-seq) dataset of bronchoalveolar lavage fluid (balf) collected from mild and severe cases as well as bulk rna-seq of balf in covid-19 patients from different experiments ( figure 1 ). data mining was performed by using the library of integrated network-based cellular signatures (lincs) [21] , a drug perturbation database, to identify potential therapies for covid-19 disease. a total of 281 candidates of different courses of covid-19 independent of cell subtypes were identified, 10 of which were in clinical trials of covid-19, including lopinavir/ritonavir [22] , dexamethasone, niclosamide, lenalidomide, hydrocortisone, metformin, atorvastatin, sildenafil, and verapamil. subsequently, we utilized the side effect prediction based on l1000 (sep-l1000) project to predict adverse drug reactions (adrs) and constructed drug-adr association [23, 24] . our findings may aid in the rapid preclinical and clinical evaluation of these therapeutics and can provide an important drug discovery pipeline to accelerate and facilitate the development of potential treatments for covid-19. the gene-barcode matrix files of all 6 donors containing 3 mild cases and 3 severe cases (lung balf) and 3 healthy control (lung tissues) were downloaded from the ncbi gene expression omnibus database (accession id: gse145926) [17] . all expression matrices were loaded in r statistical analysis platform using seurat v3 [25] and keeping cells with gene number between 200 and 6000, unique molecular identifier (umi) count above 1000 and mitochondrial gene percentage below 0.1. a total of 43,914 cells collected from three healthy subjects, three mild covid-19 patients, and three severe covid-19 patients, were used for the analyses. we also collected a list of differentially expressed genes (degs) in sars-cov-2-infected lung balf using a bulk rna-seq analysis to compare against the single-cell-based data. this deg list was obtained from the chinese national genomics data center (https://bigd.big.ac.cn/; accession id: cra002390) [26] . the lognormalize method in seurat was used for normalizing filtered gene-barcode matrix. principal component analysis (pca) was done by using the top 2,000 most variable genes. then uniform manifold approximation and projection (umap) was performed on the top 50 principal components for visualizing the cells, and graph-based clustering was performed on the pcareduced data with seurat v3 [27] . mast in seurat v3 was used to perform differential analysis. degs were identified by comparing each cluster between all of the three groups. genes with average log2fc > 0.25 and adjusted p-value < 0.05 were deemed as degs. degs were first sorted by the log2fc values and then the upregulated and downregulated genes were chosen to identify drugs and compounds against the lincs database using the connectivity map linked user environment (clue) platform [21] . the drug connectivity score (cs) with a negative value smaller than -90 was used to determine candidate drugs and compounds. covid-19 database from the international clinical trials registry platform (ictrp) (https://www.who.int/ictrp/en/, updated on may 5 th , 2020) was searched for clinical trials information associated with these drugs. both on-label and off-label adverse drug reactions (adrs) of the candidate drugs were collected from the sep-l1000 database (https://maayanlab.net/sep-l1000/). the sep-l1000 data include on-label adrs of fda-approved drugs collected from sider [28] and off-label adrs from the pharmgkb database [29] based on the post-marketing adr reports in the fda adverse event report system (faers). our study highlighted the identification of different therapeutic effects in the varied disease course. with the high variability of the cellular compartments underlying disease progression, our drug repurposing profiles from major cell subtypes included t, b, and nk cells, macrophages, and epithelial cells. a total of 9 scrna-seq balf samples, including 3 healthy cases, 3 mild cases, and 3 severe cases, were collected from publicly available scrna-seq data (supplemental table s1 ). after quality filtering, approximately 250,000 gene expression values from 44,000 cells were collected. the clustering analysis identified six major clusters of macrophage, nk figure s1 ), which was determined based on the unique signature genes cd68 (macrophage cell), il7r and cd4 (cd4+ t cell), cd8a (cd8+ t cell), ms4a1 (b cells), tppp3 (epithelial cells), respectively (supplemental figure s2 ). we then compared these six major clusters across the healthy, mild, and severe covid-19 cases and identified differentially expressed genes between any of the two courses (supplemental tables s2-s4 ). connecting to the lincs database of small-molecule perturbations on gene expression, we identified candidate drugs and compounds that can reverse these upregulated and downregulated genes via the clue platform. the closer the cs is to -100, a score indicating a complete reversal, the higher chance identification of drug-adverse effect associations with upregulated or downregulated degs, in other words, drugs may show a better response to reverse expression of degs upregulated or downregulated in major cell subtypes in the balf. there were a total of 281 candidates selected out by clue with cs lower than -90 based on degs among all three comparisons between two courses (supplementary table s5 ). to enable prioritization of known drugs for preclinical and clinical evaluation for the therapy efficiency of sars-cov-2, a summary of the most among major cell subtypes during the patients' disease course and the publicly disclosed clinical trial phases are annotated in tables 1-3. supplementary table s5 provides the complete list of potential anti-coronavirus agents from the current analysis, focusing on the fda approved drugs and experimental agents that have been already tested in clinical trials. to select candidates for mild cases, drugs and compounds were ranked according to their css (supplementary table s6 ), 133 candidate drugs were identified compared to controls (mild vs healthy group), and 53 of them involved in more than one cell subtype ( (table 1) , including hiv protease inhibitors lopinavir/ritonavir [22] combination (phase 4), glucocorticoid receptor agonist dexamethasone (phase 3/4) [30] , dna replication inhibitor niclosamide (phase 2/3) and antineoplastic lenalidomide (phase 4). the tubulin inhibitor flubendazole, widely used in treating intestinal parasites, is a potent inducer of autophagy initiation and can decrease infection of dendritic cells with the hiv [31] . azacytidine could partially reverse the aberrant dna methylation, a phase i clinical trial in combination with chemotherapy has been conducted to assess its therapeutic effects in children with leukemia, and in combination with apr-246 for myelodysplastic syndrome is in phase 3 clinical trial [32] . the bcl inhibitor abt-737 exhibits potential pro-apoptotic and antineoplastic activities [33, 34] . lopinavir is widely used for the treatment of hiv, formulated in combination with ritonavir that can increase the half-life of lopinavir [9] [10] [11] . repurposing analysis in severe covid-19 patients 60 potent drugs were also selected in severe cases compared to controls (severe vs healthy group) according to their average cs between the replicates, and 25 of them involved in more than one cell subtype ( figure 2b , supplementary tables s8 & s9) . as listed in table 2 protein synthesis inhibitor brefeldin-a has used inhibit entry of some viruses, like human papillomavirus and polyomavirus [35] , and egress of others, such as herpesviruses and paramyxoviruses [36] . indirubin, an active ingredient of traditional chinese medicine (tcm) "danggui longui wan", has potent activity against myelocytic leukemia [37] and therapeutic potential on iav-infection [38] . a total of 111 candidate drugs were identified in severe cases compared to mild ones (severe vs mild group), 39 of them involved in more than one cell subtype ( figure 2c , supplementary tables s10 & s11). as listed in table 3 , nine drugs (those for which drugs selected out in three separate cell types or more), including fostamatinib (syk inhibitor), ver-155008 (hsp inhibitor), ku-0063794 (mtor inhibitor), pik-90 (pi3k inhibitor), linsitinib (igf-1 inhibitor), tak-715 (p38 mapk inhibitor), y-27632 (rho-associated kinase inhibitor), az-628 (raf inhibitor) and lestaurtinib (flt3 inhibitor). in this group, except lopinavir, we also following listed 4 drugs in clinical trials for the treatment of covid-19 in table 3 syk inhibitor fostamatinib produced clinically-meaningful responses for adult persistent and chronic immune thrombocytopenia in two parallel, phase 3 randomized trials [39] . hsp inhibitor ver-155008 regulates kaposi's sarcoma-associated herpesvirus lytic replication and highlights the potential to be a novel antiviral agent [40] . flt3 inhibitor lestaurtinib obtained orphan drug approval from the fda for acute myeloid leukemia [41] and in a phase ii trial of advanced multiple myeloma and phase i trials of prostate cancer. as shown in figures 3a & 3b and supplemental table s5 , lopinavir was the only one identified in all three comparisons, and interestingly, ritonavir was common in two analyses. there were 23 additional common drugs, such as sb-216763, abt-737, jte-907, brefeldin-a, pkcbetainhibitor, indirubin, gw-441756, flubendazole, tyrphostin-ag-1478, memantine, calyculin, kinetin-riboside, ascorbyl-palmitate, on-01910, mirin, verrucarin-a, emetine, tpca-1, rhokinase-inhibitor-iii[rockout], pd-158780 and nvp-auy922. for example, the glycogen synthase kinase inhibitor sb-216763 acts as neuroprotectant [42] and prevents cardiac ischemia [43] . jte-907 is a cannabinoid receptor inverse agonist producing anti-inflammatory effects [44] . to further demonstrate the usefulness of this strategy, we have accomplished the identification of therapeutic drugs by transcriptional changes in balf of covid-19 patients with a bulk rna-seq data [26] . ten efficient candidates were identified using the same analysis pipeline, two of which, including glycogen synthase kinase inhibitor sb-216763 and ppar receptor antagonist gw-6471, were also included in the single-cell-based candidate lists (supplemental table s12 ). further investigations are necessary to characterize the adrs which are a central consideration during drug development [45] . therefore, we conducted a computational approach using the sep-l1000 database to predictive relationships between drugs and the emergence of adrs (supplemental tables s13 s14). figure 4 shows a heatmap of the top 50 drug-adr association for on-label ( figure 4a ) and off-label ( figure 4b ) adrs. these findings highlighted drug-adr associations and may lead to inform clinical decisions regarding treatments for covid-19. covid-19 has spread rapidly, and no proven vaccine or drug has yet been identified to treat it. generally speaking, there are several ways to control or prevent emerging coronavirus disease, including antivirals, small-molecule drugs, biologics, and vaccines [4, 5] . due to the lack of effective therapeutic agents and long development cycles of vaccines, it is, therefore, reasonable to consider repurposing existing drugs and compounds for covid-19. drug repurposing is a potentially important strategy for the discovery of existing medicines to tackle covid-19 [18] . gordon et al. [46] identified 332 high-confidence sars-cov-2human protein-protein interactions for drug repurposing. an additional study [47] tested the antiviral activity of 20 fda approved drugs against sars-cov-2 that previously shown to inhibit sars-cov and mers-cov. another research team [48] conducted a high-throughput analysis of the reframe library to identify 30 candidates existing drugs that prevent the covid-19 virus from replicating in mammalian cells. in a study [49] based on public data of patients with pulmonary fibrosis and the database lincs, several drugs were identified on covd-19 targets ace2. host immune responses are particularly important in the protection and pathogenesis of the respiratory viral infections like sars-cov, mers-cov, and influenza a viruses [15, 16] . liao et al. [17] observed that t and nk cells accumulated, epithelial cells decreased in covid-19 patients compared to controls, meanwhile, macrophages dysregulated and the cell compartments differed in mild and severe disease courses, more t and nk cells decreased in severe cases but cd8 + t cells increased in mild cases. however, drug screening of disease-relevant cell types is still unclear. here, we analyzed publicly available data of covid-19 patients and performed data mining by using the lincs l1000 database to identify potential therapies for covid-19 disease and sep-l1000 database to predict side effects. our approach is different from previous methods for drug repurposing for coronavirus, since it does not merely rapidly identify likely effective therapeutic agents in preventing or treating covid-19, but tries to filter out specific medications during the patients' disease courses. furthermore, the data and transcriptome are derived from human samples from real patients, two independent sets of experiments. lastly, we explore the underlying risk factors associated with some side effects of the candidates. overall, our data will guide the future development of therapies for the different durations of covid-19 and other viral respiratory infections. this study has several limitations to note. first, the public scrna-seq data had a small number of clinical samples (n=9) without available patient information, which makes comparisons between studies difficult. with the fast pace and expected large number of published literature using other patient samples, our candidate lists may need to be revised. second, our findings may not apply to children because all the sequencing data were from adults. future work on large-scale data mining would help us in better identification of antiviral drugs. the pandemic of covid-19 represents the greatest global public health crisis in this generation. so far, no proven vaccines and therapies have been identified. based on the study, we thoroughly investigated potential candidates for the treatment in covid-19 progression and predicted some possible adverse effects. the findings can guide additional repurposing studies, tailored for different stages of disease progression. the authors declare that they have no competing interests. jh, ch, mw and kg designed the project, collected data, performed analysis, and prepared figures. kg and zw collected data, prepared figures, and wrote the manuscript. pg performed analysis and prepared tables. qp revised the manuscript. the work was partially supported by the national institutes of health (p20gm113123) pilot grant to j.h. all the codes and data are available at https://github.com/guokai8/covid19/ table 1 . a list of potential drugs for treating covid-19 based on lincs database and degs between mild and healthy samples in b, cd4 + t, cd8 + t, epithelial, nk cells, and macrophage. connectivity scores were calculated from the clue platform. asterisk (*) represents the clinical trial for its efficacy in covid-19 disease. (+) indicates drugs meeting the sc < -90 criteria, while (-) indicates drugs not meeting the criterion. table 3 . a list of potential drugs for treating covid-19 based on lincs database and degs between severe and mild samples in b, cd4 + t, cd8 + t, epithelial, nk cells, and macrophage. connectivity scores were calculated from the clue platform. asterisk (*) represents the clinical trial for its efficacy in covid-19 disease. (+) indicates drugs meeting the sc < -90 criteria, while (-) indicates drugs not meeting the criterion. input publicly available scrna-seq data and transcriptomic data of balf in covid-19 patients against the lincs database by using the clue platform. candidates are selected which can world health organization. coronavirus disease (covid-19) outbreak a novel coronavirus from patients with pneumonia in china genomic characterisation and epidemiology of 2019 novel coronavirus: implications for virus origins and receptor binding pharmacologic treatments for coronavirus disease 2019 (covid-19): a review therapeutic options for the 2019 novel coronavirus (2019-ncov) breakthrough: chloroquine phosphate has shown apparent efficacy in treatment of covid-19 associated pneumonia in clinical studies remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro in vitro antiviral activity and projection of optimized dosing design of hydroxychloroquine 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distress syndrome: a multicentre, randomised controlled trial pharmaceutical screen identifies novel target processes for activation of autophagy with a broad translational potential a phase 1 study of azacitidine combined with chemotherapy in childhood leukemia: a report from the tacl consortium an inhibitor of bcl-2 family proteins induces regression of solid tumours the bh3 mimetic abt-737 targets selective bcl-2 proteins and efficiently induces apoptosis via bak/bax if mcl-1 is neutralized human papillomavirus type 16 infection of human keratinocytes requires clathrin and caveolin-1 and is brefeldin a sensitive antiviral activity of brefeldin a and verrucarin a molecular mechanisms of indirubin and its derivatives: novel anticancer molecules with their origin in traditional chinese phytomedicine anti-inflammatory effects of indirubin derivatives on influenza a virus-infected human pulmonary microvascular endothelial cells fostamatinib for the treatment of adult persistent and 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rna sequencing data key: cord-291180-xurmzmwj authors: lin, xiaoqian; li, xiu; lin, xubo title: a review on applications of computational methods in drug screening and design date: 2020-03-18 journal: molecules doi: 10.3390/molecules25061375 sha: doc_id: 291180 cord_uid: xurmzmwj drug development is one of the most significant processes in the pharmaceutical industry. various computational methods have dramatically reduced the time and cost of drug discovery. in this review, we firstly discussed roles of multiscale biomolecular simulations in identifying drug binding sites on the target macromolecule and elucidating drug action mechanisms. then, virtual screening methods (e.g., molecular docking, pharmacophore modeling, and qsar) as well as structureand ligand-based classical/de novo drug design were introduced and discussed. last, we explored the development of machine learning methods and their applications in aforementioned computational methods to speed up the drug discovery process. also, several application examples of combining various methods was discussed. a combination of different methods to jointly solve the tough problem at different scales and dimensions will be an inevitable trend in drug screening and design. with the rapid development of both computer hardware, software, and algorithms, drug screening and design have benefited much from various computational methods which greatly reduce the time and cost of drug development. in general, bioinformatics can help reveal the key genes from a massive amount of genomic data [1, 2] and thus provide possible target proteins for drug screening and design. as a supplement to experiments, protein structure prediction methods can provide protein structures with reasonable precision [3] . biomolecular simulations with multiscale models allow for investigations of both structural and thermodynamic features of target proteins on different levels [4] , which are useful for identifying drug binding sites and elucidating drug action mechanisms. virtual screening then searches chemical libraries to provide possible drug candidates based on drug binding sites on target proteins [5] [6] [7] . with greatly reduced amount of possible drug candidates, in-vitro cell experiments can further evaluate the efficacy of these molecules. in addition to virtual screening, de novo drug design methods [8] , which generate synthesizable small molecules with high binding affinity, provide another type of computer-aided drug design direction. artificial intelligence, e.g., machine learning and deep learning, is playing more and more important roles in the aforementioned computational methods and thus drug development [9] [10] [11] . in this review, we will focus on developments of the last four computational methods as well as their applications in drug screening and design. predicted by the transition state theory. hence, they used isomorphism between probabilities obtained from the mc process and probability factors obtained from transition state theory [36] , and converted the mc process to a time-dependent simulation with additional simplified modifications [37] . the design, discovery, and development of drugs are complex processes involving many different fields of knowledge and are considered a time-consuming and laborious inter-disciplinary work [38] [39] [40] [41] . different drug design methods and virtual screening will be very useful to design and find rational drug molecules based on the target macromolecule that interacts with the drug and thus speed up the whole drug discovery process. here, we will discuss structure-based drug design, ligand-based drug design, and virtual screening. structure-based drug design must be performed with available structural models of the target proteins, which are provided by x-ray diffraction, nuclear magnetic resonance (nmr) or molecular simulation (homologous protein modeling, etc.) [42] [43] [44] [45] [46] . keeping in mind the complexity of cancers which show diverse phenotypes and multiple etiologies, a one-size-fits-all drug design strategy for the development of cancer chemotherapeutics does not yield successful results. lately, arjmand et al. [47] adopted a series of methods, such as the combination of x-ray crystal structures and molecular docking, to design, synthesize, and characterize novel chromone based-copper(ii) antitumor inhibitors. in general, after obtaining the structure of the receptor macromolecule by x-crystal single-crystal diffraction technique or multi-dimensional nmr, molecular modeling software can be used to analyze the physicochemical properties of drug binding sites on the receptor, especially including electrostatic field, hydrophobic field, hydrogen bond, and key residues. then, the small molecule database is searched, or the drug design technique is used to identify the suitable molecules whose molecular shapes match the binding sites of the receptor and binding affinity is high. then, these molecules are synthesized and their biological activities will be tested for further drug development. in short, structure-based drug design plays an extremely important role in drug design. unlike structure-based drug design, ligand-based drug design doesn't search small molecule libraries. instead, it relies on knowledge of known molecules binding to the target macromolecule of interest. using these known molecules, a pharmacophore model that defines the minimum necessary structural characteristics a molecule must possess in order to bind to the target can be derived [48, 49] . then, this model can be further used to design new molecular entities that interact with the target. on the other hand, ligand-based drug design can also use quantitative structure-activity relationships (qsar) [50, 51] in which a correlation between calculated properties of molecules and their experimentally determined biological activity is derived, to predict the activity of new analogs. both the pharmacophore model and qsar model will be discussed in detail in the following sessions. in recent years, the rapid development of computational resources and small molecule databases have led to major breakthroughs in the development of lead compounds. as the number of new drug targets increases exponentially, computational methods are increasingly being used to accelerate the drug discovery process. this has led to the increased use of computer-assisted drug design and chemical bioinformatics techniques such as high-throughput docking, homology search and pharmacophore search in databases for virtual screening (vs) technology [51] . virtual screening is an important part of computer-aided drug design methods. it may be the cheapest way to identify potential lead compounds, and many successful cases have proven successful using this technology. the primary technique for identifying new lead compounds in drug discovery is to physically screen large chemical libraries for biological targets. in experiments, high-throughput screening identifies active molecules by performing separate biochemical analysis of more than one million compounds. however, this technology involves significant costs and time. therefore, a cheaper and more efficient calculation method came into being, namely, virtual high-throughput screening. the method has been widely used in the early development of new drug. the main purpose is to determine the novel active small molecule structure from the large compound libraries. it is consistent with the purpose of high-throughput screening. the difference is that virtual screening can save a lot of experimental costs by significantly reducing the number of compounds for the measurement of the pharmacological activity, while high-throughput screening needs to perform experiments with all compounds in the database. here, we will discuss common methods of virtual screening. molecular docking, which predicts interaction patterns between proteins and small molecules as wel as proteins and proteins, to evaluate the binding between two molecules [52] , is widely used in the field of drug screening and design. the theoretical basis is that the process of ligand and receptor recognition relies on spatial shape matching and energy matching, which is the theory of "inducing fit". determining the correct binding conformation of small molecule ligands and protein receptors in the formation of complex structures is the basis for drug design and studying its action mechanism. molecular docking can be roughly divided into rigid docking, semi-flexible docking and flexible docking. in rigid docking, the structure of molecules does not change. the calculation method is relatively simple, and mainly studies the degree of conformation matching, so it is more suitable for studying macromolecular systems, such as protein-protein, protein-nucleic acid systems. in semi-flexible docking, the conformation of molecules can be varied within a certain range, so it is more suitable to deal with the interaction between proteins and small molecules [53] . in general, the structure of small molecules can be freely changed, while macromolecules remain rigid or retain some of the rotatable amino acid residues to ensure computational efficiency. in flexible docking, the simulated system conformation is free to change, thus consuming more computing resources while improving accuracy. what's more, the establishment of binding sites in molecular docking methods is very important. for the first time, collins [54] successfully determined the binding sites on the surface of proteins using a multi-scale algorithm and performed flexible docking of molecules, which greatly promoted the development of molecular docking. a pharmacophore is an abstract description of molecular features necessary for molecular recognition of a ligand by a biological macromolecule, which explains how structurally diverse ligands can bind to a common receptor site. when a drug molecule interacts with a target macromolecule, it produces a geometrically and energetically matched active conformation with the target. medicinal chemists found that different chemical groups in drug molecules have different effects on activity, and changes to some groups have a great influence on the interaction between drugs and targets, while others have little effect [55] . moreover, it was found that molecules with the same activity tend to have some of the same characteristics. therefore, in 1909, ehrlich proposed the concept of pharmacophores, which referred to the molecular framework of atoms with active essential characteristics [56] . in 1977, gund further clarified the concept of pharmacophores as a group of molecules that recognize receptors and form structural features of molecular biological activity [57] . there are two main methods for the identification of pharmacophores. on one hand, if the target structure is available, the possible pharmacophore structure can be inferred by analyzing the action mode of receptor and drug molecule. on the other hand, when the structure of the target is unknown or the action mechanism is still unclear, a series of compounds will be studied for pharmacophores, and information on some groups that play a key role in the activity of compound will be summarized by means of conformational analysis and molecular folding [58] . active compound that is suitable for constructing the model will be selected in the pharmacophore recognition process. then, conformation analysis is used to find the binding conformation of molecule, and to determine the pharmacophore [59] . in recent years, with the development of compound databases and computer technology, the virtual screening of databases using the pharmacophore model has been widely used, and has become one of the important means to discover lead compounds. qsar is a quantitative study of the interactions between small organic molecules and biological macromolecules. it contains a correlation between calculated properties of molecules (e.g., absorption, distribution, metabolism of small organic molecules in living organisms) and their experimentally determined biological activity [51] . in the case of unknown receptor structure, the qsar method is the most accurate and effective method for drug design. drug discovery often involves the use of qsar to identify chemical structures that could have good inhibitory effects on specific targets and have low toxicity (non-specific activity). with the further development of structure-activity relationship theory and statistical methods, in the 1980s, 3d structural information was introduced into the qsar method, namely 3d-qsar. since 1990s, with the improvement of computing power and the accurate determination of 3d structure of many biomacromolecules, structure-based drug design has gradually replaced the dominant position of quantitative structure-activity relationship in the field of drug design, but qsar with the advantages of small amount of calculation and good predictive ability [60] still plays an important role in pharmaceutical researches. based on 3d structural characteristics of ligands and targets, 3d-qsar explores the 3d conception of bioactive molecules, accurately reflects the energy changes and patterns of interactions between bioactive molecules and receptors, and reveals the drug-receiving mechanism of body interactions. the physicochemical parameters and 3d structural parameters of a series of drugs are fitted to the quantitative relationship. then, the structures of new compounds are predicted and optimized. in short, 3d-qsar is actually a research method combining qsar with computational chemistry and molecular graphics. it is a powerful tool for studying the interactions between drugs and target macromolecules, speculating the image of simulated targets, establishing the relationship of drug structure activity, and designing drugs. computer-based de novo design methods of drug-like molecules are mainly for generating small molecule compounds with ideal physicochemical and pharmacological properties. in the past decades, fragment-based drug discovery had appeared as a novel concept that has proved a good prospect for improving lead optimization, in order to decrease the clinical attrition rates in drug design. it is an approach that uses small molecular fragments to deduce the biomolecular targets [61] . fragment-based de novo design has obtained the long-term clinical success [62] . despite the fact that modern drug discovery has made some successes in offering effective drugs, drug design has been affected by several factors, such as the tremendous chemical space for exploring drug molecules [63] . further, as a large number of data increase in biological, chemical, and clinical medicine, it is obvious that the drug design should be solved with multiscale optimization methods, and concentrate on the data beyond molecular levels [64] . thus, it is essential to discuss the function of multiscale models in drug discovery, and how they have predicted multiple biological properties in different biological targets. accordingly, we discuss the combined application of both the concept of fragment-based on de novo design and multiscale modeling. the fragment-based de novo design method starts with small building blocks. the initial molecular building blocks with desired properties are either elaborated upon (growing), directly connected (joining), or connected by a linker (linking). this process can be iterated until one or more molecules with the desired properties are obtained. there are two methods, namely structure-based and ligand-based methods [65] . structure-based de novo design method searches novel ligands by using the 3d structural information of the protein target, which are usually constructed directly in the target protein binding site and evaluated by calculating the interaction energy of the target protein with ligands. nevertheless, in de novo ligand design method, the molecule structure of protein target is unknown, and the new molecule is suggested based structure analogous to the known ligand molecule. nowadays, proteochemometrics has emerged as a relatively new discipline for drug discovery. in this filed, qsar analysis is a powerful tool for the efficient virtual screening, which shows physicochemical properties of various compounds. compared to the classical qsar, the qm calculations use reactivity descriptors in ligand-based qsars, which provides an implicit model and calculate an exact enthalpy contributions of protein-ligand interactions. however, for the ab initio fragment, molecular orbital calculation in the structure-based qsars, which obtains an explicit model and a clear enthalpy, changes the binding energy in different additional conditions. moreover, it also calculates the free energy contribution of ligand-target complexes formation in structure-based and ligand-based qsar models. using a large number of ligand-target complexes to discuss the change of their binding affinity, more accurate optimization steps can be conducted based on good prediction and interpretation models [66] . the key of any qsar model is how to accurately describe the molecule, and qm approaches provides a better understanding to the molecular and structural characteristics of ligands and drugs, so as to solve the problems existed in drug discovery. the qsar models of different scales are built according to the different computational precision, multiscale-qsar research object mainly refers to the structure description of the training set, and involves small molecules and macromolecules [67, 68] . in micro-, meso-and macroscopic scales, different molecular approaches will be used. qm approaches are often used to perform precise calculations at microscales, such as atom-based qsar. molecular force field focuses on mesoscopic-scale simulation, such as fragment-based qsar. and coarse-grained study mainly performed in the macroscopic scales, such as macromolecule-based qsar and cell-based qsar. moreover, multi-scale can also be reflected by different dimensions used in different qsar models. comfa is a technique of 3d fragment-based qsar, which can complete skeleton transition and r-groups substitution, providing different structures for new drug design. besides, derived from proteochemometrics (pcm) [69] , the 2.5d kinochemometrics (kcm) approach using 3d descriptor for protein kinases and 2d fingerprints for ligands can greatly increase the efficiency as well as the precision compared the traditional 3d qsar methods [70] . the multiscale qsar provides effective predictions for drug design, which integrates qsar more systematically and applies all existing qsar methods effectively. multiscale de novo drug design is a novel concept that combines qsar models, qm calculations [71] and fragment-based drug discovery (fbdd) [72] . here, the importance of explicit molecular descriptors is shown in a model from a molecular structural point of view through qm calculations. with the assembly of reasonable molecular fragments, the objective of drug design method is to produce a certain novel molecule that display highest biological activity, absorption, metabolism, elimination (adme) and lowest toxicity properties at different environments, which belong to the application range of qsar models. the multiscale de novo drug design methods can efficiently handle a large amount of biochemical/clinical data and obtain the chemical characteristics in order to improve the properties of the drug molecule. it is considered to be a more effective and safer method to discover new therapeutic agents. in the process of drug discovery, machine intelligence methods have mostly been used in the above-mentioned computational methods over the past few decades [73] . with the booming era of "big" data, machine learning methods have developed into deep learning approaches, which are a more efficient way for drug designers to deal with important biological properties from large amount of compound databases. here, we introduce applications of machine learning methods in qsar analysis as well as the recent advances in deep learning methods. decision trees (dts) are a simple, interpretable and predictive machine learning method. ordinarily, there are two fundamental steps, that is, selecting properties and pruning for the decision trees building. the selected properties are considered as internal nodes, the branch representing the test result on the molecule, and the leaf node as a classification label. in order to avoid the complexity of the decision tree, the pruning program is used to prune the established tree. the dt is a typical classification algorithm, which is widely used in the prediction and auxiliary diagnosis of the disease, such as management decision-making, the classification mode for creating the metabolic disorder, and data mining of diabetes etc. [74] . abdul et al. [75] developed a task-based chemical toxicity prediction framework, and used a decision tree to obtain an optimum number of features from a collection of thousands of them, which effectively help chemists perform prescreening of toxic compounds effectively. the artificial neural network (ann) achieves problem-solving by mimicking brain function. just as the brain applies information obtained from past experience to solve new problems, a neural network can construct a system of "neurons" that reaches new decisions, classifications, and prediction based on previous experiences. the processing element is similar to a neuron, and a massive processing element is organized by the layers. they include three types: input, hidden, and output layers. ann benefits from high self-organization, robustness, and fault tolerance, and has been widely applied in prognosis evaluation and early prevention of diseases. lorenzo et al. [76] used the interpretable ann to predict biophysical properties of therapeutic monoclonal antibodies, include melting temperature, aggregation onset temperature and interaction parameters as a function of ph and salt concentration from the amino acid composition. artificial neural networks had their first heyday in molecular informatics and drug discovery approximately two decades ago. currently, we are witnessing renewed interest in adapting advanced neural network architectures for pharmaceutical research by borrowing ideas from the deep learning field. compared with some other fields in life sciences, their applications in drug discovery is still limited. the support vector machine (svm) is one of the most promising machine learning methods that can use molecular descriptors to construct a predictive qsar models and deal with high-dimensional datasets. ann and multiple linear regression analysis were used to construct linear and nonlinear models, which were then compared with the results gained by svm. for linear models, the svm approaches use space mapping points to separate different classification for maximizing the range between different categories of points [77] . further, for the nonlinear models, svms use nucleus mapping to transform into a high-dimension space for linear classification. at present, the svm approach has been widely used in modeling at different scales for drug discovery [78] . the k nearest neighbor (knn) is one of the simplest and most intuitive algorithms among all machine learning methods, and is usually jointly used with other selection algorithms in the feature space. further, it is used for classification and regression based on example learning. normally, molecules are classified by votes of its closest neighbors, resulting in the most common class that molecules are distributed to its closest neighbors. here, the value of k is the number of closest neighbors. based on ligand-based virtual screening, knn can be viewed as a prolongation form chemical similarity searching to supervised learning, and the top search results predicted the best bioactivities. weber et al. [79] tried two machine learning algorithms of classification (knn and rf) to analyze genotype-phenotype datasets of hiv protease and reverse transcriptase (rt). as a result, both algorithms had high accuracies for predicting the drug resistance for protease and rt inhibitors. the random forest (rf) is an ensemble learning approach involving the building of multiple dts based on the training examples. similar to knn algorithms, it is also used to for classification and to predict regression [80] . compared to dts, it is impossible that rf over-fits the data, and the rf has been used for bioactivity data classification [81] , toxicity modeling [82] , and drug target prediction [83] , etc. wang et al. [84] used the rf approach to model the binding affinity of protein-ligand on 170 hiv-1 proteases complexes, 110 trypsin complexes, and 126 carbonic anhydrase complexes, which demonstrated that individual representation and model construction for each protein family is a more reasonable way in predicting the affinity of one particular protein family. currently, the multiscale models can predict toxicity, activity, and adme properties of different proteins and microbial targets by integrating different genomes and proteomics. cheminformatics has played an important role in rationalize drug discovery. the qsar model has become the main auxiliary tool which can achieve virtual screening of various pharmacological characteristics. although the qsar model has been widely used in the search and design of new drug, classical qsar models can only predict the activity and toxicity of one biomolecule against one certain target. however, the multi-target qsar (mt-qsar) can be used to carry out rational drug design at multiple targets, which provides a better way to understand various pharmacological characteristic molecules including antibacterial activity and toxicity. furthermore, uniform multitasking models based on quantitative structure biological effect relationship (mtk-qsber) have been used in a lot of researches. these models were built by ann and the topological indices, which can predict the biological activity and toxicity correctly and classify the compounds in experimental conditions. meanwhile, these models used perturbation models to form structural-activity relationships between the site of infection and the drug, such as the ptml model [85] and the chembl model [86] , which has been applied in infectious diseases [71] , immunology [85] , and cancer [87] widely. currently, the mtk-qsber model has been able to carry out the in-silico design and virtual screening of an antibacterial drug efficiently, and these antibacterial drugs have good biosafety. these methods have provided a powerful tool for in silico screening reasonable drugs. the deep learning network is a concept closely related to ann, which are learning of the concept of layering. in other words, it is a multiple learning approaches ranging from low to high levels. just when the molecular descriptors are not selected, the deep learning method will automatically select representations from original data and high-dimensional data [88] . therefore, it allows deep learning to be applied to the model building of drug discovery [89] . the convolutional neural networks (cnn) are most commonly used, which have made great progresses in the computer vision community [90] , and been applied in the drug design fields including de novo drug molecule identification, protein engineering and gene expression analysis. with the rapid development of deep learning concepts such as cnn, the molecular modeler's tool box has been equipped with potentially game-changing methods. judging from the success of recent pioneering studies, we are convinced that modern deep learning architecture will be useful for the coming age of big data analysis in pharmaceutical research, toxicity prediction, genome mining and chemogenomic applications, to name only some of the immediate areas of application. kiminori et al. [91] developed a fundamental technology that can predict the resistance of free cancer cells to fluorinated pyrimidine anticancer drugs by deep learning from the morphological image data taken from images. cai et al. [92] developed a deep learning approach, termed deep human ether-a-go-go-related gene (herg), for the prediction of herg blockers of small molecules in drug discovery and post-marketing surveillance. the group found that deepherg models built by a multitask deep neural network (dnn) algorithm outperformed those built by single-task dnn, svm and rf. now, the drug development technologies usually include artificial intelligence-based (ai-based) techniques. most ai applications only concentrate on limited tasks. moreover, current ai can only direct patients' specific problems, it cannot make subjective inferences like doctors with the overall physical context of a patient. as a subfield of ai, ml can be successfully used for training in the quality of examples. however, this process is very time-consuming and costly. the development of ml techniques and the application of existing algorithms to process massive amounts of digital data resulted in higher requirements for computer hardware, which also increases the clinical cost. dl, which is also a subset of ml, and can process big data and create patterns by layers of neurons. however, it is difficult to understand how each decision is obtained by algorithm. ml methods have achieved great successes in the field of chemoinformatics to design and discover new drugs. an important innovation is the combination of ml methods and big data analysis to predict more extensive biological features. it is vital to discover more secure and efficient drugs by integrating structural, genetic information and pharmacological data from the scale of molecular to organism [93] . in addition, dl approaches have proven to be a promising way for efficiently learning from a large variety of datasets for modern novel drug discovery. multiscale modeling of the drugs in an excitable system is critical because experiments on a single system scale cannot reveal the underlying effects of multiple drug interactions. a computationally based approach to predict the emergency effects of drugs on excitatory rhythms may form an interactive technology-driven process for the drug and disease screening industry, research and development academia, and patient-oriented medical clinic. there are potentially far-reaching implications because millions of people affected by arrhythmia each year will benefit from improved risk stratification of drug-based interventions. much progress has been made in developing multiscale computational modeling and simulation approaches for predicting effects of cardiac ion channel blocking drugs. structural modeling of ion channel interactions with drugs is a critical approach for current and future drug discovery efforts. modeling of drug receptor sites within an ion channel structure can be useful to identify key drug-channel interaction sites. drug interactions with cardiac ion channels have been modeled at the atomic scale in simulated docking and md simulations, as well as at the level of channel function to simulate drug effects on channel behavior [32, [94] [95] [96] [97] [98] [99] [100] . structural modeling of drug-channel interactions at the atomic scale may ultimately allow for the design of novel high-affinity and subtype selective drugs for specific targeting of receptors for cardiac and neurological disorders. the world health organization (who) stated that cancer remains one of the most dangerous diseases today. considering that cancer is a multifactorial disease, there is increasing interest in multi-target compounds that can target multiple intracellular pathways. however, the study of large data sets for the analysis of anticancer compounds is difficult, with a large amount of data and high data complexity. for example, the chembl database [101] compiles big datasets of very heterogeneous preclinical assays. bediaga et al. [87] have reported a ptml-lda model of the chembl dataset for the preclinical determination of anticancer compounds. ptml is a model that combines perturbation theory (pt) ideas and ml methods to solve similar problems. they compared this model with other ptml models which was reported by speck-planche et al. [72, [102] [103] [104] and then concluded that this is the only one that can predict activity against multiple cancers. speck-planche et al. also derived a multi-task (mtk) chemical information model combining broto moreau autocorrelation with ann from a dataset containing 1933 peptide cases. this model is used to virtually design and screen peptides with potential anti-cancer activity against different cancer cell lines and low cytotoxicity to a variety of healthy mammalian cells, and the model shows greater than 92% in both training and prediction (test)accuracy. in addition, due to the inherent complexity of tumors, it is necessary to analyze their growth at different scales. it includes many phenomena that occur at various spatial scales from tissue to molecular length. the complexity of cancer development is manifested in at least three scales that can be distinguished and described by mathematical models, namely microscale, mesoscale, and macroscale. wang et al. conducted a number of studies on how to use multiscale models for the identification and combination therapy of drug targets [105] [106] [107] [108] [109] [110] [111] . this method is based on quantification of relationship between intracellular epidermal growth factor receptor (egfr) signaling kinetics, lung cancer extracellular epidermal growth factor (egf) stimulation and multicellular growth. the multiscale modeling of tumors combined with systemic pharmacology will contribute to the development of practical smart drugs. it will produce a comprehensive system-level approach to determine the dynamics and effects of existing and new drugs in preclinical trials, model organisms and individual patients. in addition, mathematical and computational studies will provide a better way to understand many factors that influence the effects of drugs, thus helping to uncover better ways to therapeutically interfere with disease. multiscale models can be also used to identify pathophysiological processes to allow disease staging. in many cases, like cancer, treatments vary depending on the stage of disease. the model can help determine prognosis, which is an important clinical determination that can help determine the right type of medication to be administered or discovered. several models focus on the neuronal network levels, including cutsuridis and moustafa for alzheimer's disease [112] , and lytton for epilepsy [113] . ann is a class of ml techniques that can be used for clinical analysis of big data including that related to drug testing, which is critical for drug discovery. in addition, anastasio [114] introduced process algebra, a computer technology widely used to analyze complex computing systems, used here to calculate neurology. sirci et al. [115] described how network (map) theory is used to identify similarities and differences between different pharmacological agents. in this type of study, each drug is a node, and the edges between drugs represent chemical and transcription-based interactions that characterize the drug. in addition, ferreira da costa et al. [116] report the first ptml (pt + ml) study of a large number of chembl datasets for preclinical determinations of compounds for dopamine pathway proteins. molecular docking or ml models can be used to solve a specific protein, but these models cannot explain the large and complex large data sets of preclinical assays reported in public databases. pt models, on the other hand, allow us to predict the properties of a query compound or molecular system in an experimental analysis with multiple boundary conditions based on previously known reference cases. in their work, the best ptml model found in the training and external validation series has an accuracy of 70-91%. hansch's model is a classic method for solving quantitative structural binding relationships (qsbr) in pharmacology and medicinal chemistry. abeijon et al. [117] developed a new pt-qsbr hansch model based on pt and qsbr methods for a large number of drugs reported in chembl, focusing on a protein expressed in the hippocampus of the brain of alzheimer's disease (ad) patients. now, by decomposing how risks and causes are combined in complex systems to produce disease, and how to prevent or improve these diseases through multi-stage, multi-target, multi-drug techniques, multiscale modeling is gradually being grasped. from aids, hepatitis c, influenza, and other disease-related viruses to the current 2019-ncov, we have been working hard to develop antiviral drugs targeting them. however, the unique structure and proliferation of the virus pose a natural challenge for drug development. viruses do not have their own cellular structure and metabolic system, and must replicate and proliferate in host cells. therefore, it is difficult to find compounds that target only viral targets without affecting the normal function of host cells. at present, the main way that some antiviral drugs work is to inhibit viral replication. however, many of the tools used for virus replication come from human cells, such as ribosomes, and the corresponding antiviral drugs will also bring great side effects to the human body. therefore, the discovery of drugs requires the introduction of a multi-scale model to screen out drugs that can inhibit viral replication while reducing the damage to the human body. so far, retroviral infections, such as hiv, are incurable diseases. chembl manages big data capabilities through complex datasets, which make the information difficult to analyze because these datasets describe numerous features for predicting new drugs for retroviral infections. without proper model, it is impossible to make full use of these features. hence, vã¡squez-domã­nguez et al. [118] proposed a ptml model for the chembl dataset, which can be efficiently used for preclinical experimental analysis of antiretroviral compounds. the pt operator is based on a multi-conditional moving average, which combines different functions and simplifies the management of all data. the ptml model they proposed was the first to consider multiple features combined with preclinical experimental antiretroviral tests. in order to simultaneously explore antibacterial activity against gram-negative pathogens and in vitro safety related to absorption, distribution, metabolism, elimination, and toxicity (admet), the speck-planchee et al. [119] further proposed the first mtk-qsber model. the accuracy of this model in both the training and prediction (test) sets is higher than 97%. they also have developed a chemoinformatic model for simultaneous prediction of anti-cocci activities and in vitro safety [71] . the best model displayed accuracies around 93% in both training and prediction (test) sets. additionally, focusing on exploring anti-hepatitis c virus (hcv), the accuracy shown in the training and prediction (test) sets is higher than 95% using this model [120] . cytotoxicity is one of the main concerns in the early development of peptide-based drugs. kleandrova et al. [121] introduce the first multi-task processing (mtk) computational model focused on predicting both antibacterial activity and peptide cytotoxicity. gonzalez-diaz et al. [122] developed a model called lnn-alma to generate complex networks of the aids prevalence with respect to the preclinical activity of anti-hiv drugs. multiscale models are also imperfect and have their limitations. models are expressions and simplifications of real life. no model can represent everything that can happen in the system. all models contain specific assumptions, and models vary widely in their comprehensiveness, quality, and utility. in other words, each model can only solve limited problems. hence, we need to integrate different computational models and data in order to make full use of these models. computational methods have come to play significant roles in drug screening and design. multiscale biomolecular simulations can help identify the drug binding sites on the target macromolecules and elucidate the drug action mechanisms. virtual screening can efficiently search massive chemical databases for lead compounds. de novo drug design provides alternative powerful way to design drug molecules from scratch using building blocks summarized and abstracted in previous successful drug discovery. ml is revolutionizing most computational methods in drug screening and design, which may greatly improve the efficiency and precision for the big data era. as we frequently emphasize, different models or efficient algorithms (e.g., dimensionality reduction) need to be integrated properly to achieve the comprehensive study of biological processes at multiple scales as well as accurate and effective drug screening and design. the integrated computational methods will accelerate drug development and help identify effective therapies with novel action mechanisms that can ultimately be applied to a variety of complex biological systems. the authors declare no conflict of interest. prediction of drug-target interaction networks from the integration of chemical and genomic spaces properties and identification of human protein drug targets critical assessment of 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disease processes using process algebra computational drug networks: a computational approach to elucidate drug mode of action and to facilitate drug repositioning for neurodegenerative diseases gonzã¡lez-dã­az, h. perturbation theory/machine learning model of chembl data for dopamine targets: docking, synthesis, and assay of new l-prolyl-l-leucyl-glycinamide peptidomimetics multi-target mining of alzheimer disease proteome with hansch's qsbr-perturbation theory and experimental-theoretic study of new thiophene isosters of rasagiline multioutput perturbation-theory machine learning (ptml) model of chembl data for antiretroviral compounds de novo computational design of compounds virtually displaying potent antibacterial activity and desirable in vitro admet profiles speeding up early drug discovery in antiviral research: a fragment-based in silico approach for the design of virtual anti-hepatitis c leads enabling the discovery and virtual screening of potent and safe antimicrobial peptides. simultaneous prediction of antibacterial activity and cytotoxicity ann multiscale model of anti-hiv drugs activity vs. aids prevalence in the us at county level based on information indices of molecular graphs and social networks key: cord-298033-kzdp9edn authors: domingo, esteban title: quasispecies dynamics in disease prevention and control date: 2019-11-08 journal: virus as populations doi: 10.1016/b978-0-12-816331-3.00008-8 sha: doc_id: 298033 cord_uid: kzdp9edn medical interventions to prevent and treat viral disease constitute evolutionary forces that may modify the genetic composition of viral populations that replicate in an infected host and influence the genomic composition of those viruses that are transmitted and progress at the epidemiological level. given the adaptive potential of viruses in general and the rna viruses in particular, the selection of viral mutants that display some degree of resistance to inhibitors or vaccines is a tangible challenge. mutant selection may jeopardize control of the viral disease. strategies intended to minimize vaccination and treatment failures are proposed and justified based on fundamental features of viral dynamics explained in the preceding chapters. the recommended use of complex, multiepitopic vaccines, and combination therapies as early as possible after initiation of infection falls under the general concept that complexity cannot be combated with simplicity. it also follows that sociopolitical action to interrupt virus replication and spread as soon as possible is as important as scientifically sound treatment designs to control viral disease on a global scale. medical interventions have dramatically increased over the last century, and in the case of infectious diseases, the discovery and development of antibiotics and antiviral agents have represented a very powerful external selective constraint imposed upon replicating microbes. hundreds of antiviral agents have been developed since the second half of the 20th century, and viruses can generally find evolutionary pathways to continue replication in their presence. the same is true of antibiotics and replication of bacteria. the belief that bacterial diseases were on their way toward extinction was quite widespread in the middle of the 20th century. sir m. burnet wrote in his 1966 textbook: "and since bacterial infections are, with unimportant exceptions, amenable to treatment with one or other of the new drugs, our real problems are likely to be concerned with virus diseases" (burnet, 1966) . in 1932, a prominent spanish medical doctor, g. marañ on, declared: "in the year 2000 cancer will be a historical disease. infections will be almost entirely absent as a cause of mortality." (on a personal note, when i joined the university of california, irvine in 1969, to work as postdoctoral student with r.c. warner, i attended some biology courses in which the teachers expressed to students that infectious diseases would disappear in a few decades as a consequence of the use of antibiotics and antiviral agents). predictions in science tend to fail. the optimistic view was not unanimous. a. fleming, the discoverer of penicillin, recognized the adaptive capacity of bacteria and suggested virus as populations https://doi.org/10.1016/b978-0-12-816331-3.00008-8 that bacteria would inevitably find ways of resisting the damage to them caused by antimicrobial drugs [quoted from the document "new antimicrobial drugs" from the european academies science advisory council, november 2014 (www.easac.eu); see also chapter 10]. furthermore, there was early evidence of selection of mycobacterium tuberculosis mutants resistant to streptomycin (mitchison, 1950) . antibiotic resistance in bacteria has similarities and differences with antiviral resistance in viruses, and they are compared in chapter 10. we are now very aware that one of the major problems in antiviral therapy is the nearly systematic selection of drug-resistant virus mutants, which is often associated with treatment failure. other external influences, such as vaccination or immunotherapy, particularly using monoclonal antibodies, can also evoke the selection of viral subpopulations capable of replicating in the presence of those components inherent to an immune response. thus, selective constraints intended to limit rna virus replication meet with the broad and dynamic repertoire of variants ingrained in quasispecies dynamics. two space-time levels of the effects of drugs or vaccines are distinguished in coming sections: (i) short-term consequences for the individual in the form of treatment or vaccination failure and (ii) long-term consequences at the population level in the field, or vaccine-driven evolution of the antigenic properties of viruses. there are other medical interventions that may alter virus survival. individuals who are immunocompromised as a consequence of treatment after organ transplantation or those subjected to anticancer chemotherapy become particularly vulnerable to viral infections. enhanced viral replication can favor pathological manifestations in the affected individual as well as the spread of a large number of viruses into the environment, with consequences for the emergence and reemergence of viral disease (section 7.7 in chapter 7). viral diseases are an important burden for human health and agriculture (bloom and lambert, 2003) . virus evolution, through the basic mechanisms exposed in previous chapters, can influence the two major strategies to combat viral infections: prevention by vaccination and treatment by antiviral inhibitors. for the design of new antiviral vaccines, a critical issue is the diversity displayed in the field by the virus to be controlled. the natural evolution of the virus may result in the circulation of one major antigenic type or the cocirculation of multiple antigenic forms. the vaccine composition (independently of the type of vaccine; see section 8.3.1) must match the antigenic composition of the virus to be controlled. hepatitis a virus (hav) circulates as a single serotype, while foot-and-mouth disease virus (fmdv) circulates as seven serotypes and diverse subtypes, and the antigenic types are unevenly distributed in different geographical locations. a monovalent vaccine made of the prevailing antigenic type of hav should be sufficient to confer protection, while a multivalent vaccine composed of several types or subtypes is required to confer protection against fmdv, and the antigenic composition of the vaccine should match the circulating viruses in each geographical region. this is why antifmd vaccines of different compositions are used in different world areas at a given time, and vaccine composition must be periodically updated to maintain its efficacy. thus, one effect of virus evolution relevant to vaccine design derives from the necessity to prepare a vaccine that mirrors the antigenic composition of the virus to be controlled. in the case of live-attenuated antiviral vaccines, the evolution of the vaccine virus while it replicates in the vaccinee is a risk factor to produce virulent derivatives. the invasion of a susceptible host by a virus and the ensuing viral replication can be regarded as a step-wise process during which the virus must adapt to a series of selective pressures presented by the host, notably the immune response. the outcome can be either viral clearance (elimination of the infection) or virus survival and progression toward an acute or a persistent infection. administration of antiviral agents is an additional selective constraint that limits viral replication. evolutionary mechanisms may either succeed in the selection of mutants resistant to the antiviral agent that will permit the infection to continue or fail in sustaining the infection, resulting in the clearing of the virus from the organism. treatment planning, one of the aims of the new antiviral pharmacological interventions, based on information of viral genomic sequences present in each infected patient, has parallels with vaccine composition design. for vaccines, the information comes from the analyses of antigenic composition of circulating viruses, and for antiviral agents, the information comes from the mutant spectrum composition of the virus to be controlled in the infected patient. world-wide vaccination campaigns made possible the eradication of human smallpox [with the official declaration by the world health organization (who) in 1980] and animal rinderpest [with the official declaration by the world organization for animal health, office international des epizooties (oie) in 2011]. the number of new cases has decreased as a result of vaccination programs against several viral diseases, including measles or hepatitis b (bloom and lambert, 2003) , and substantial progress has been made toward the eradication of poliomyelitis (chumakov and kew, 2010; himman, 2017) . only the deliberate decision not to vaccinate (for religious reasons or misinformation campaigns) or lack of vaccine accessibility (for socioeconomic circumstances) jeopardizes vaccine efficacy. these facts demonstrate that at least some viral diseases can be controlled on a global basis by vaccination, an unprecedented achievement of human and animal health. despite the huge economic investment, however, there are important viral diseases such as acquired immunodeficiency syndrome (aids), hepatitis c, or viral hemorrhagic fevers for which no effective vaccines are available. for some diseases such as human influenza or animal fmd, vaccines are accessible, but they require periodic updating to approximate the antigenic composition of the vaccine to that of the circulating virus (section 8.2). in the case of influenza virus (iv), a major change in antigenic composition can occur through antigenic shift, in which the virus acquires new hemagglutinin and neuraminidase genes by genome segment reassortment (section 7.4 in chapter 7), with the first evidence obtained by g. laver as early as 1971 (for the early history of influenza, its causative virus, and vaccine designs, see beveridge, 1977; kilbourne, 1987) . antigenic variation of viruses, whatever the mechanism might be, can affect vaccine efficacy and in some cases, the extreme rapid intra and interhost evolution of a virus may render an effective vaccine unfeasible at least with the current tools of vaccinology. cd8 þ t cell responses may act soon after infection and promote the selection of escape mutants (bull et al., 2015) . the difficulties for the control of virus disease derived from the adaptive potential of viruses (domingo, 1989; domingo and holland, 1992; bailey et al., 2004; hamelaar et al., 2019) require the judicious application of existing tools and innovative approaches that are still in their infancy. a first basic requisite for the preparation of a vaccine against a viral agent is the understanding 8.3 antiviral vaccines and the adaptive potential of viruses of the immune response evoked by the virus when it infects the organism to be protected (activation of b and t lymphocytes for antibody production, cellular responses, and generation of memory cells) and correlates of protection (bloom and lambert, 2003; van regenmortel, 2012; hagan et al., 2015; cunningham et al., 2016; rolland, 2019) . despite social pressure to rapidly obtain a vaccine, for each virus-host system, well-designed experiments are necessary to try to establish the determinants of protection, which is not a simple issue. the discussions in coming paragraphs are focused on the relevance of virus evolution in vaccine efficacy, irrespective of the type of protection afforded by the vaccine. what we term "protection" may mean the total absence of replication of the infecting virus (termed "sterilizing" immunity) or absence of disease manifestations despite infection and virus replication. as a general initial statement, which is widely accepted by vaccinologists, a vaccine is likely to be effective when it evokes an immune response that is similar to the response elicited by the authentic viral pathogen when it produces disease successfully overcome by the infected organism (evans and kaslow, 1997; bloom and lambert, 2003) . we refer to this as the basic principle of vaccinology. when infection by an antigenically constant virus produces lifelong immunity (i.e., measles virus infection), a vaccine is likely to evoke longlasting protection. in contrast, if a patient cured of a virus can be reinfected by the same (or a closely related) virus (i.e., hepatitis c virus infection) a vaccinedat least one prepared by standard methodologydis unlikely to evoke protection. some points to be considered in the design of antiviral vaccines are listed in box 8.1. they are intended to minimize the selection of vaccineescape mutants and favor the success of vaccination campaigns. some of the recommendations deserve further comment. first, a basic knowledge of virus evolutionary dynamics and how it affects virus antigenic stability (or lack of) is essential. the fact that a methodology is available (i.e., vectors that can express large amounts of based on domingo and holland (1992) . 8 . quasispecies dynamics in disease prevention and control antigens displaying good immunogenicity) does not guarantee vaccine efficacy, and even less if correlates of protection are not understood. the order of efficacy of different vaccine designs proposed in box 8.1 is justified both by the basic principle of vaccinology and by the mechanisms of selection of antibody (ab)-and cytotoxic tcell (ctl)-escape mutants by viruses. single amino acid substitutions at b-and t-cell epitopes in viral proteins are often sufficient to elude neutralization by the corresponding cognatespecific antibody or to escape recognition by a clonal ctl population. for many viruses, the frequency of monoclonal antibody-escape mutants has been measured in 10 à4 to 10 à6 , even in clonal populations obtained under controlled laboratory conditions and that have undergone a limited number of replication rounds (section 7.4.2 in chapter 7). generation of immune-escape variants can result in lack of vaccine efficacy, contribute to viral persistence (pircher et al., 1990; weidt et al., 1995; ciurea et al., 2000 ciurea et al., , 2001 richman et al., 2003; pawlotsky, 2006) , and provoke vaccination-induced virus evolution (section 8.3.2). in human immunodeficiency virus type 1 (hiv-1), antibody-escape variants are incessantly being produced in vivo to the point that virus replication continues despite the antibody response (richman et al., 2003; bailey et al., 2004) . the frequency of selection of mutants that can escape a number (n) of components in which we could hypothetically separate a global immune response is far lower than the frequency of escape to a single (a, b, c, etc.) of the i components of the response. making a simple mathematical abstraction that is applicable also to antiviral-escape mutants (section 8.4), the frequency of mutants that escape n components of an immune response is the product of frequencies of escape to each individual component [10 àa â 10 àb â 10 àc â . . this is an oversimplification because it is not realistic to dissect the selective impact of a complex immune response into discrete components. a virus generally includes multiple antigenic sites and each of them is often composed of several overlapping or nonoverlapping epitopes; in addition, a virus has several t-cell epitopes in different structural and nonstructural proteins, and each epitope displays a different degree of relative dominance. however, the above abstraction reflects the advantage of stimulating the host immune system with a sufficiently broad array of b-and t-cell epitopes to prevent selection of vaccineescape mutants due to a high genetic and phenotypic barrier (compare with the barrier to drug resistance described in section 8.4.2). therefore, selection of vaccine-escape viral mutants is more likely with synthetic peptidic vaccines, than with whole virus-attenuated or inactivated vaccines because the latter present a broad epitope repertoire to the immune system. selection of escape-mutants by peptidic vaccines that evoked partial protection of cattle was documented with fmdv (taboga et al., 1997; tami et al., 2003) . the arguments in favor of multiepitopic presentation are also endorsed by a notorious scarcity of licensed peptidic vaccines for viral diseases despite horrendous economic investments (orders of magnitude greater than investments in quasispecies research!). use of a complex, multiepitopic vaccine, however, need not prevent long-term selection of antigenic virus variants as a result of vaccine usage, an important still largely underexplored topic discussed in section 8.3.2. experimental evolution with fmdv has opened the way to a new generation of antiviral vaccines that share features of attenuated and inactivated vaccines. this new design is based on the conversion of the monopartite fmdv genome into a segmented genome version that dominated the population after extensive high moi passages (section 2.12 in chapter 2 and section 6.6 in chapter 6). for the segmented virus version to be able to produce progeny, the two genome classes (which are encapsidated into separate particles) must reach the same cell. therefore, administration of the segmented virus preparation should lead to an 8.3 antiviral vaccines and the adaptive potential of viruses immune response akin to that evoked by inactivated viral particles, followed by a self-limiting infection. the vaccine was tested successfully in mice and swine, the authentic host of the parental virus (rodriguez-calvo et al., 2010) . potential concerns with this type of vaccine are that the standard (monopartite) genome can be reconstructed by recombination in the early stages of replication in the animal. a safety level is included in that particular fmd vaccine because of multiple mutations that accumulated during the transition toward genome segmentation, which deviated the genome sequence from the one present in the original swine isolate . exploration of evolutionary mechanisms that result in altered forms of viruses may open new possibilities for vaccine design. new prospects for attenuated vaccines have been opened with the engineering of viruses with suboptimal replication fidelity or deoptimized codon or codon pair usage (coleman et al., 2008; vignuzzi et al., 2008; cheng et al., 2015) . altered polymerase copying fidelity often leads to virus attenuation (gnadig et al., 2012; graham et al., 2012; korbouk et al., 2014; rozen-gagnon et al., 2014; van slyke et al., 2015) . a critical issue with live-attenuated vaccines based on deviation from the standard mutation rate is the stability of the attenuation trait. not only true revertants or other site revertants of the polymerase may arise and displace the vaccine virus, but other viral proteins may affect nucleotide incorporation (smith et al., 2013 stapleford et al., 2015; agudo et al., 2016 ). when a virus circulates in a population where vaccinated and unvaccinated host individuals coexist, and the vaccine does not induce sterilizing immunity, viruses with an altered antigenic profile might be selected. the larger the overall effective population size of the circulating virus, and the longer the virus is allowed to replicate in such a scenario, the higher the probability of incorporation of compensatory mutations that yield high-fitness antigenic variants. these events in the case of vaccines used in veterinary medicine are particularly significant because they may alter the cell tropism and host range of viruses, thus increasing the possibilities of their zoonotic transmission into humans (schat and baranowski, 2007) . evidence of vaccination-induced dna and rna virus evolution is increasing, and it has been documented with bovine respiratory syncytial virus, bovine herpesvirus-1, marek's disease virus, porcine circovirus 2, and classical swine fever virus, among others [ (valarcher et al., 2000; muylkens et al., 2006; ji et al., 2014; kekarainen et al., 2014; constans et al., 2015; yoo et al., 2018) ; reviews in gandon et al., 2003; schat and baranowski, 2007) ]. the timing of dominance of ctl-escape mutants of the simian immunodeficiency virus (siv) was influenced by vaccination, and the process could be analyzed by penetration into the mutant spectra of the relevant viral populations (loh et al., 2008) . for human viruses, evidence of vaccineescape mutants has been obtained for hepatitis a and b viruses. vaccination-associated escape mutants of hav with substitutions around the immunodominant site of the virus were identified in a cohort of hiv-1, hav doubly infected individuals (perez-sautu et al., 2011) . the study suggested that an incomplete vaccination schedule, combined with the hiv-1-produced immunosuppression might have contributed to high-hav loads, thus facilitating the generation and dominance of antigenic variants. in taiwan, the prevalence of mutants at a major antigenic determinant of the surface antigen of hepatitis b virus (hbv) tripled in 1 decade, and it has been suggested that this increase of prevalence might be due to the ample vaccination coverage in the region (hsu et al., 1999) . other studies also suggest the circulation of hbv mutants 8. quasispecies dynamics in disease prevention and control associated with vaccine escape and diagnosis failures (di lello et al., 2019) . vaccines can rarely afford protection to all vaccinated individuals due to many factors that include variations in vaccine receptivity factors due to polymorphisms in genes involved in the adaptive immune response, immunosuppression of the vaccine recipient, the insufficient time between vaccination and exposure to the viral pathogen, and antigenic differences between the vaccine strain and circulating viruses. in addition, for massive vaccinations in veterinary medicine, damage to the vaccine (during transport, storage, etc.) and improper administration are additional problems. vaccination may occasionally promote the selection not only of antigenic variants but also host cell tropism, host range, or virulent variants (swayne and kapczynski, 2008; kirkwood, 2010; read et al., 2015; rolland, 2019) . it is not known to what extent the widespread use of vaccination can contribute to antigenic variation relative to other factors (persistence of antibodies from previous infections, genetic drift due to genetic bottlenecks, etc.). however, our current understanding of virus dynamics should encourage investigations on the genetic and antigenic modifications of breakthrough viruses that arise from vaccinated individuals as compared with changes in viruses from unvaccinated host populations. reversion of live-attenuated vaccine viruses into virulent forms is a cause of disease derived from the evolutionary potential of viruses. in the case of attenuated sabin poliovirus vaccine, the rate of vaccine-associated poliomyelitis among those vaccinated for the first time was one per 500,000 to 750,000 vaccinees, and the rate of those receiving the second vaccine dose was about one in 12 million (reviewed in rowlands and minor, 2010) . attenuated antifmd vaccines were used in some countries during the second half of the 20th century, but a reversion to virulence forced the halting of the vaccination programs. vaccine-escape mutants may arise due to ineffective vaccines, and concomitant factors, such as immunosuppression. the escape mutants may remain confined to the unsuccessfully vaccinated host or may spread to other susceptible individuals, and attain different degrees of epidemiological relevance. escape mutants may be direct mutants of the infecting virus or may originate by recombination between the infecting virus and other coinfecting related viruses, as observed with poliovirus and bovine herpesvirus-1 [kew et al., 2002; thiry et al., 2006 ; among other studies]. reiteration of vaccine selection and fitness increase processes over many generations of vaccinees (be it humans or animals) may result in accelerated virus evolution. since systematic use of vaccines for humans and animals in intensive production units is relatively recent in terms of evolutionary time (less than 100 years, and in some cases even only a few decades), it is still premature to evaluate whether vaccination is a significant factor in promoting long-term virus evolution. the first description of virus resistant to an antiviral inhibitor was by j. barrera-oro, h.j. eggers, i. tamm, and colleagues working with enteroviruses and guanidine hydrochloride and 2-(alpha-hydroxybenzyl)-benzimidazole as inhibitors (eggers and tamm, 1961; melnick et al., 1961) . these early results that suggested that antiviral-resistant mutants could be readily selected have been amply confirmed with many viruses and inhibitors in cell culture and in vivo. indeed, the selection of viral mutants resistant to antiviral agents is an extremely frequent occurrence that has been known for decades, although it became widely recognized in the course of development and clinical use of antiretroviral agents to treat hiv-1 infections and aids. the description of drug-escape mutants has been based on three main groups of observations: • detection of antiviral-resistant mutants in patients during treatment. when a reverse genetics system is available, the suspected mutation should be introduced in an infectious clone and resistance ascertained and quantified in cell culture or in vitro enzyme assays. • selection of resistant mutants in cell culture, by subjecting the viruses to passages in the presence of inhibitors. the viral population size is an important variable in this type of experiment (section 8.4.1). • calculation of the frequency of resistant mutants by plating a virus in the absence and presence of the antiviral agent similar to the assays to calculate the frequency of monoclonal antibody (mab)-resistant mutants (described in chapter 7, section 7.4.2). in the three groups of observations, the frequency at which a specific escape mutant is found depends on a number of barriers to resistance (section 8.4.2). traditionally, the fact that a drug can select virus-resistant mutants is regarded as a proof of the selectivity of the drug, as opposed to unspecific or toxic effects on the host cell that indirectly impair virus replication (herrmann and herrmann, 1977; golan and tashjian, 2011) . selection of viral mutants resistant to antiviral inhibitors is a major problem for the control of viral disease for two main reasons: (i) because it often results in virus breakthrough (increase of viral load) resulting in treatment failure and (ii) because resistant virus variants may become epidemiologically relevant, with the consequent decrease of inhibitor efficacy at the population level (domingo and holland, 1992; huang et al., 2019) . increasing numbers of antiviral agents have been developed based on the three-dimensional structure of viral proteins and their complexes with natural and synthetic ligands, in efforts that have engaged academic institutions and pharmaceutical companies. others have been incorporated as a result of drug repositioning, that is, the discovery of antiviral activity of compounds licensed for other medical purposes, often with the help of computational tools (ab ghani et al., 2019) . antiviral agents may target viral or cellular proteins involved in any step of the virus life cycle. they may interact with virions and inhibit an early step of infection, such as the attachment to the host cell, penetration into the cell, or uncoating to liberate the genetic material of the virus inside the cell. other agents interfere with the synthesis of viral nucleic acids or viral protein processing, particle assembly, or virus release from cells. selection of resistant mutants has been described for virtually any chemical type of antiviral agent directed to any step of the infectious cycle of dna or rna viruses, including important pathogens, such as herpesviruses, picornaviruses, iv, hbv, and hepatitis c virus (hcv). several reviews and articles have covered the theoretical basis of drug resistance, and consequences for treatment management [as examples see (domingo et al., 2001b) and previous versions in progress in drug research (richman, 1994 (richman, , 1996 ribeiro and bonhoeffer, 2000; domingo et al., 2001a domingo et al., , 2012 menendez-arias, 2013; perales, 2018; mokaya et al., 2018; nitta et al., 2019; pawlotsky, 2019) , and the articles in the current opinion of virology volume edited by l. menendez-arias and d. richman (menendez-arias and richman, 2014) ]. therefore, the general mechanisms that confer adaptability to viruses are very effective in finding drug-escape pathways through molecular mechanisms that are summarized in section 8.5. considering the implications of quasispecies dynamics explained in previous chapters, the 8 . quasispecies dynamics in disease prevention and control following statement will be obvious to the reader: "if a single mutation is able to confer resistance to an antiviral agent, and the mutation does not cause a significant selective disadvantage to the virus (fitness decrease) in the considered environment, a drug-resistant virus mutant will be present in most, if not all, virus populations" (domingo, 1989) . if a virus replicates in such a way that a population size of 10 4 can never be achieved in a single population, it is extremely unlikely that any drug-resistance mutation (or any mutation associated with a phenotypic change) that is generated at a frequency of 10 à4 or lower will be propagated from that viral population (perales et al., 2011) . selection of escape mutants depends on the replicative load, and the concentration of inhibitor attained at the sites of virus replication. consider different cell or tissue compartments in which an antiviral inhibitor reaches different concentrations (exerts different intensity of selection) ( fig. 8.1 ). in each compartment, there are multiple replication complexes. a mutation conferring resistance to the inhibitor will occur at the same rate in each of them, assuming that the mutation rate is independent of the presence of the inhibitor. however, after its occurrence, the proportion of viral rnas harboring the mutation will decrease depending on the inhibitor concentration. the time at which the effect of the inhibitor will be manifested depends on the inhibitor target. in the example of fig. 8 .1 we assume that the concentration of inhibitorresistant mutants will decrease in the replication complexes, reaching resistant mutant frequencies of 10 à3 , 10 à4 , and 10 à5 in compartments 1, 2, and 3, respectively. the frequency of inhibitor-resistant mutants in the entire cell, tissue, or organism at that time will be given by the weighted average of mutation frequencies at the individual compartments. in the case of a virus-producing viremia, assuming no bottleneck effects or differential selection for other figure 8 .1 frequency of a drug-resistant mutant in different compartments (subcellular site, cell, tissue, or organ) of the same organism. three compartments labeled 1, 2, and three are drawn. replication complexes are depicted as ellipses and replicating genomes as lines. a replicative unit is defined here as a set of replication complexes. the inhibitor-resistant mutant is represented by a red circle in a genome. compartments 1, 2, and 3 reach increasing concentration of the inhibitor, rendering inhibitor-resistant mutant frequencies of 10 à3 , 10 à4 , and 10 à5 , respectively. see text for the difference between occurrence and presence of the resistant mutant, and implications of compartmentalization. 8.4 resistance to antiviral inhibitors traits, the frequency of resistant mutants calculated for the virus in blood should reflect the average frequency in all compartments that supply virus to blood. low inhibitor concentration in a compartment will favor the selection of the resistant mutant that can either be archived as an adaptive reservoir or penetrate other compartments, depending on the sequence of events of virus spread. if two or more independent mutations can confer resistance to an inhibitor, the probability of occurrence of an inhibitor-resistant mutant is equal to the sum of probabilities of occurrence of each mutation. for multiple mutations, the probability will be the sum of probabilities of the different mutations, a frequent case in viruses since they often display several evolutionary pathways to drug resistance. the probability of finding a viral genome resistant to two or more inhibitors directed to different targets is given by the product of probabilities of resistance to each of the individual inhibitors. the basic probability considerations regarding the frequency of occurrence of inhibitor-resistant viral mutants are summarized in box 8.2. when two or more mutations occur in the same genome, they may be subjected to epistatic effects, meaning either increase (positive epistasis) or decrease (negative epistasis) of viral fitness (see section 2.3 of chapter 2 for the concept of epistasis). the diversity of chemical structures of the antiviral compounds that can select for escape mutants is illustrated in figs. 8.2 and 8.3 with the formulae of some antiviral agents in current or historical use. they include relatively simple organic molecules, nucleoside analogs, and complex heterocyclic compounds with a variety of residues (ch 3 -, c═ o, nh, nh 2 , f, and cl) that may contribute to interactions with viral proteins or alter the electronic structure of neighbor bonds thus modifying the interaction behavior of some atoms. for all of them, resistant viral mutants have been identified, despite barriers imposed upon the virus to reach a drug-resistance phenotype. • if there are two or more different mutations that produce the same inhibitor-resistance phenotype, and once one of the mutations is present additional mutations are no longer necessary to produce the phenotype, the probability of achieving the phenotypic change is equal to the sum of probabilities of finding each mutation individually. • if two or more independent mutations must happen to produce resistance to an inhibitor, the probability of occurrence of the necessary mutations is equal to the product of probabilities of occurrence of each mutation individually. • if a virus is inhibited by an inhibitor combination, and the mutations that confer resistance to each inhibitor are independent (no cross-resistance is involved), the probability of a combination-resistant mutant to arise is equal to the product of probabilities of resistance to the individual mutations. these probability calculations are applicable to other mutation-dependent virus variations. the impediments for a virus to attain resistance to an inhibitor are divided into genetic, phenotypic, and mutant swarm (population) barriers to resistance (box 8.3). the genetic barrier to resistance to a specific inhibitor is not a universal value for a virus group, since it may be affected by genetic differences among natural viral isolates. the diversification of hcv into genotypes 1a and 1b influenced the genetic barrier to resistance to the ns3/4a protease inhibitor telaprevir [formula (20) in fig. 8 .3]. one of the amino acid substitutions that confer resistance to telaprevir is r155k in ns3. in genotype 1a, the triplet encoding r155 is aga; therefore, a single nucleotide transition g / a can yield the triplet aaa, which encodes k. in genotype 2b, the triplet encoding r-155 is cga; therefore, two nucleotide changes (transversion c / a and transition g / a) are required to reach aaa, the triplet encoding k. reaching the alternative aag codon for k would require the same or a larger number of mutations (see section 4.3.1 in chapter 4 for another example of how the synonymous codon usage can influence an 7) rimantadine, (a-methyl-1-adamantane methylamine). (8) oseltamivir (trade name tamiflu), ethyl (3r, 4r, 5s)-5-amino-4-acetamido-3-(pentan-3-yloxy)-cyclohex-1-ene-1-carboxylate. (9) zanamivir (trade name relenza), (2r, 3r, 4s)-4-guanidino-3-(prop-1-en-2-ylamino)-2-((1r, 2r)-1,2,3-trihydroxypropyl)-3,4-dihydro-2h-pyran-6-carboxylic acid. 8.4 resistance to antiviral inhibitors figure 8.3 some inhibitors of human immunodeficiency virus type 1 (antiretroviral agents) and hepatitis c virus. the inhibitors are (10) zidovudine (azt), 1-[(2r, 4s, 5s)-4-azido-5(hydroxymethyl)oxolan-2-yl]-5-methylpyrimidine-2,4-dione. (11) zalcitabine (ddc), 4-amino-1-((2r, 5s)-5-(hydroxymethyl)tetrahydrofuran-2-yl)pyrimidin-2(1h)-one. (12) 2r,3r ,4r,5r)-5-(2,4-dioxopyrimidin-1-yl)-4-fluoro-3-hydroxy-4methyl-tetrahydrofuran-2-yl]methoxy-phenoxy-phosphoryl]amino]propanoate. additional drugs currently used in antiviral therapy can be found in the references quoted in the text and in chapter 9. 8 . quasispecies dynamics in disease prevention and control evolutionary outcome). the requirement of transitions versus transversions to reach the resistant phenotype will affect the genetic barrier to resistance. most viral polymerases tend to produce transition mutations more readily than transversions presumably because in the course of rna elongation it is easier to misincorporate a purine by another purine than by a pyrimidine, and the same for pyrimidine misincorporations (chapter 2). mutation preference is one of several factors that determine the frequency of drug-escape mutants. thus, evolution may diversify viruses to display different genetic barriers to the same drugs. since in many cases, several independent mutations may confer resistance to the same drug to complicate matters even more, it also has to be considered that the genetic barrier to one inhibitor may be affected by the presence of other inhibitors (beerenwinkel et al., 2005) . the phenotypic barrier to drug resistance is equivalent to the fitness cost inflicted upon the virus by the mutations and corresponding amino acid substitution(s) required for resistance [fitness cost is treated in chapter 4 (section 4.6) and in chapter 7 (section 7.4.2) in connection with the frequency of monoclonal antibody-or cytotoxic t-cell-escape mutants in viral populations]. when a drug-resistance mutation inflicts a high fitness cost, a likely result is a reversion of the mutation when the virus replicates in the absence of the drug. an alternative outcome is that compensatory mutations are introduced in the genome so that viral fitness increases while maintaining the inhibitor-resistance mutation. the two outcomes are not mutually exclusive and may contribute to the multiple, transient selection pathways observed by the application of deep sequencing to monitor the response of a viral population to specific selective force (tsibris et al., 2009; fischer et al., 2010; cale et al., 2011; kortenhoeven et al., 2015) (see section 6.3 in chapter 6). a high fitness cost may prevent or delay the selection of escape mutants. sofosbuvir [formula (21) in fig. 8 .3] is a very effective ns5b (viral polymerase) inhibitor of hcv. amino acid substitution s282t in ns5b has been associated with sofosbuvir resistance, and the substitution has been detected in patients and in some natural isolates of hcv. in one of several clinical studies on sofosbuvir efficacy, the mutant spectrum composition of hcv genotype 2b in an infected patient treated with the drug was followed by deep sequencing of the virus at baseline (prior to initiation of treatment), in the course of treatment, and posttreatment. the frequency of s282t was 0.05% at baseline, indicating preexistence of resistance mutations despite no exposure of the virus to the drug (section 8.6). two days after initiation of sofosbuvir treatment, the level of s282t decreased to 0.03%, and viral breakthrough was detected 4 weeks later when 99.8% of the viral population included s282t. during the posttreatment period, genomes with the wild-type s282 amino acid regained dominance that was attributed to the true reversion of mutant genomes rather than the outgrowth of baseline wild-type genomes (hedskog et al., 2015) . this result suggests a high phenotypic barrier for sofosbuvir, and that hcv has mechanisms to overcome the barrier. the complexities of virus-host interactions render the elucidation of the pathways exploited by a virus to overcome the phenotypic barrier to a drug a highly empirical endeavor. the hope is that a combination of inhibitors that display a high barrier to resistance may impede escape and drive the virus to extinction (chapter 9). the mutant swarm barrier to resistance is a consequence of the interfering interactions that operate within quasispecies, and that are described in chapter 3 (section 3.8). it is a particular case of interference that can delay or impede the increase of frequency of a resistance mutation (crowder and kirkegaard, 2005; kirkegaard et al., 2016) . the possible contribution of mutant swarms to facilitate or prevent the dominance of drug-resistant mutants in infected patients is still largely unexplored. it is difficult to anticipate how the three types of barrier listed in box 8.3 may result in a level of drug resistance for a particular virus, in a particular host individual, in a specific target organ, at a given time. additional influences are drug pharmacokinetics, drug penetration into different cells, tissues, and organs where the virus replicates (see fig. 8 .1), and prior history of virus replication in the infected host. it is not surprising that the study of drug resistance in viruses remains fundamentally descriptive. when independent amino acid substitutions can lead to resistance to the same drug, alternative evolutionary pathways may be followed depending on trna abundances, mutational preferences, and relative nucleotide substrate concentrations at the virus replication sites. if resistance requires two or more amino acid substitutions, the genetic barrier will be correspondingly increased (section 8.4.1 and box 8.2). quantification of barriers to resistance in experiments in cell culture requires a prior characterization of the drug to be tested when acting on the cell culture-adapted virus as it infects a specific cell line. the two basic parameters to be determined are the toxicity of the drug for the host cell, and its capacity to inhibit the production of infectious virus. toxicity is quantified by the concentration of drug that kills a given percentage (generally 50%, but sometimes another value) of cells under the conditions used in the infection. it is expressed as the cytotoxic concentration 50 (cc 50 ), as depicted in fig. 8 .4. toxicity may depend on the cell concentration, the extent of confluence in a cell monolayer, and the metabolic state of the cell (resting vs. actively dividing). the capacity of inhibition is quantified by the concentration of inhibitor that reduces the infectious progeny production by a given percentage (generally 50%, but sometimes another value) under the defined conditions of the infection, including a multiplicity of infection (moi). it is expressed as the inhibitory concentration 50 (ic 50 ), as depicted in fig. 8 .4. the therapeutic index (ti) is given by the quotient cc 50 /ic 50 , and although generally used for in vivo experiments of drug efficacy testing, it can also be applied to cell culture measurements. the three parameters, cc 50 , ic 50, and ti, are not universal for a virus and a drug since they may be influenced by the composition of the viral population and environmental factors, as repeatedly expressed for other features of viruses in the present book. as a guide, ti values of 100 or more suggest the excellent performance of an antiviral agent; values higher than ten are acceptable, but values lower than ten predict limited efficacy. the quantitative effects of a drug may vary when analyzing a single round of infection versus multiple rounds in serial passages, or when comparing in vivo versus cell culture experiments. cc 50 and ic 50 values serve as a guide to decide the range of the drug concentration to be used in serial passage experiments to evaluate the possible selection of inhibitor-resistant mutants and to estimate the genetic barrier. the possibility to overcome a genetic barrier depends on the virus population size. for viruses that replicate in cell culture, it is possible to estimate the minimal viral population size needed to select a drug-resistant mutant which is generally positively correlated with the genetic barrier ( fig. 8.5 ). in the hypothetical example of the figure, a viral population is composed of inhibitor-sensitive viruses (blue spheres), and a low level of inhibitor-resistant viruses (red spheres). the proportion of inhibitorresistant viruses is given by the mutational pressure (e.g., at a frequency of 10 à4 , which is increased in the picture for clarity). passage of a small amount of virus (e.g., 10 2 infectious virus in the small circle at the upper part of the figure) will exclude the mutant virus (red spheres) that will be maintained at the basal level dictated by mutational pressure in the course of passages (limited to two in the figure for simplicity). selection of escape mutants is precluded by the limited population size at each transfer. in contrast, if the population size used for the successive infections is sufficiently large (>10 4 , larger circles at the bottom that surround both sensitive and resistant viruses), the resistant mutant can become figure 8.4 schematic representation of two experiments to determine the concentration of an inhibitor needed to kill 50% of cells in culture (cc 50 value, left) and the concentration of inhibitor that reduces the viral production to 50% (ic 50 value, right). the therapeutic index is the quotient between cc 50 and ic 50 (box at the bottom). similar tests can be performed with tissue explants or animals, under controlled environmental conditions. see text for pharmacological implications. 8.4 resistance to antiviral inhibitors gradually dominant and can be isolated for further studies. to give another example, a single amino acid replacement that requires two mutations (the change from cag to aug to attain substitution q151m in hiv-1 reverse transcriptase, associated with resistance to multiple antiretroviral nucleosides) will occur at a lower frequency than replacements that require a single mutation. if each of the two mutations reaches a frequency of 2 â 10 à4 , the expected frequency of the drug-resistant genomes (ignoring fitness effects) will be (2 â 10 à4 ) â (2 â 10 à4 ) ¼ 4 â 10 à8 . thus, at least 4 â 10 8 viral genomes must undergo one round of copying (or a lower number of genomes a proportionally higher number of rounds of copying) to approach a good probability to obtain a drug-resistant genome in that viral population. population size limitation of a drug selection event is a specific example of how random events may intervene in the process of positive selection (compare with section 3.2 and fig. 3 .2 in chapter 3; in that figure, the random event that excludes the positively selected population is conceptually equivalent to the insufficient population size depicted in the upper infection series of fig. 8 .5). when two or more mutations are needed to confer the resistance phenotype, drug resistance will be less likely not only due to the lower probability of generating the two required mutations but also because of the increased chances of two mutations in the same genome entailing a fitness cost. a virus that requires three or more mutations to overcome a selective constraint may occur at a frequency in the range of 10 à 12 or lower which will often be insufficient for the mutant to be present in the mutant spectrum of the infected host ( fig. 8.6 ). failure to select for a drug-resistant mutant in cell culture does not necessarily mean that the resistant mutant is not present in the population. it may mean that due to a high genetic barrier, the selection experiment was designed to infect with an insufficient amount of virus. similar and even more accentuated problems are encountered in selection experiments in vivo, since not only the phenotypic barrier or fitness cost inflicted by a drug-resistance mutation (box 8.3) is often estimated empirically from the frequency of the relevant substitution in patients treated with the drug or in cell culture assays. an adequate procedure to quantify the phenotypic barrier to resistance is to determine the fitness of the virus expressing the protein with the wild-type amino acid (the one that confers drug sensitivity) relative to the virus expressing the protein with the substituted amino acid that confers resistance; fitness is measured in the absence and presence of the drug (double assay). this is an extension of the determination of fitness vectors described in section 5.1.1 of chapter 5, as depicted in fig. 8.7 ; the assays are best performed in cell culture, although the use of explants or in vivo assays is also feasible. two parameters can be calculated: the fitness cost inflicted by the amino acid substitution associated with resistance, in the absence of the drug (reflected in a fitness value f à drug 1 relative to the wild type), and the selective advantage conferred by the substitution in the presence of the drug (reflected in a fitness value f þ drug > 1 relative to the wild type). the lower the value of f à drug , the higher the fitness cost. we define the selective strength of the resistance mutation as f þ drug /f à drug . for example, if we put arbitrary numbers (unrelated to values shown in ordinate) to the fitness values in the first graph of fig. 8 .7, figure 8.6 decreased frequency and fitness of mutant genomes resistant to one, two, or three inhibitors. the genome frequency level decreases by several orders of magnitude when resistance to one inhibitor (red asterisk in the upper mutant spectrum), or two inhibitors (red and green asterisks in the middle-mutant spectrum), or three inhibitors (red, green, and blue asterisk in the bottom mutant spectrum) must occur in the same genome (left part of the figure and numerical values at the center). increased number of mutations generally implies fitness decrease (right part of the figure) . see text for implications. 8.4 resistance to antiviral inhibitors f þ drug ¼ 1.4 and f à drug ¼ 0.8, we obtain a selective strength of 1.7. for the vectors in the second graph, if f þ drug ¼ 3.6 and f à drug ¼ 0.1, the selective strength is 36. high selective strength means an important selective advantage conferred by the amino acid substitution for virus replication in the presence of the drug despite a high fitness cost inflicted by the substitution (compare with section 4.2 in chapter 4 for the trade-off and "no free lunch" concepts). if the substitution does not entail any fitness cost (f à drug ¼ 1), the fitness value in the presence of the drug equals the selective strength. selective strength can be calculated for a mutation or group of mutations that confer resistance to a drug used at a given concentration in a defined environment [example in (de la higuera et al., 2017) ]. the limitations of fitness measurements (environment dependence, etc.) described in section 5.1.2 of chapter 5 apply here. since viral genomic sequences may vary in the course of fitness assays, a limited number of passages and triplicate parallel assays are recommended. if a substitution entails a high fitness cost, direct reversion of the substitution or incorporation of compensatory mutations may occur. nucleotide sequence monitoring in the course of the assay should reinforce the conclusions. most drug-resistance mutations inflict a fitness cost upon the virus and yet very rarely drug resistance represents an unsurmountable barrier to maintain viral infectivity. several possibilities can account for the pertinacious occurrence and selection of drug-resistant, viable viral mutants. one possibility, supported by some experimental and clinical observations, is that a drug-resistant phenotype may be achieved through a number of alternative genetic modifications. even if a specific amino acid substitutiondthat would serve as the most direct and effective determinant of drug resistancedwere highly detrimental or lethal for the virus, alternative mutations can often be found that lead to a similar resistance phenotype, or at least a sufficient resistance to permit virus replication and exploration of sequence space to find compensatory mutations. the connectivity among points of sequence space and the fact that several space positions map into the same (or similar) drug-resistance phenotype contribute to the extended occurrence of drug resistance. this phenotypic redundancy applies to both standard nonmutagenic inhibitors and to mutagenic inhibitors. the cascade of mutations that confer resistance of picornaviruses to the mutagenic purine analog ribavirin illustrates how alternative amino acid substitutions in the viral polymerase (some being genuine resistance mutations and others acting as compensatory substitutions to maintain polymerase function) can lead to the ribavirin-resistance phenotype (discussed in chapter 9). a speculative interpretation of the systematic occurrence of drug-resistant viral mutants is that the majority of the chemicals used in antiviral therapy (figs. 8.2 and 8.3) have a structure which may be related to natural compounds that viruses and their ancestral replicative machineries encountered in their continuous struggle to survive. in this view, drug resistance would have been gradually built as a consequence of coevolution (section 4.5 of chapter 4) between virus replicative and gene expression machineries and the "space" of chemical compounds that interacted with them. mechanisms of drug resistance might have had their roots in molecular events repeatedly experienced as viruses evolved in an interactive manner with protocellular and cellular metabolites in our biosphere. discrimination in favor of small molecule substrates compatible with a flow of genome replication and gene expression and avoidance of perturbing intruders that could alter catalytic activities should have been positively selected. unfortunately, this is a possibility we will never be able to test. whatever the reasons behind, the unfortunate reality is that drug resistance is an extremely frequent event that complicates enormously the control of the viral disease. multiple drug evasion mechanisms have been identified or proposed for rna and dna viruses, and they can operate depending on basic replicative parameters in connection with drug levels and their variation with time. delayed lysis of bacteriophage vx174 that reduced the replication rounds in the presence of 5-fluorouracil (fu) produced resistance to this analog (pereira-g omez and sanju an, 2014). in this line, synchronization of a virus life cycle so that replication occurs when drug levels are minimal has been proposed as a potential resistance mechanism (neagu et al., 2018) . virus plasticity favors modification of life cycle parameters for virus survival in the presence of drugs, provided time for the relevant selection events is allowed once the treatment has been implemented. the great majority of inhibitor-resistance mechanisms involve amino acid substitutions in viral proteins that directly or indirectly diminish the binding of the drug to the viral target. the following major mechanisms have been documented: • substitutions in the protein targeted by the drug that decreases the affinity of the protein for the drug. mutations that modify nucleotide selectivity in viral polymerases belong to this group. substitutions may affect the neighborhood of the polymerase catalytic site, other polymerase domains, or even nonstructural proteins that interact with the polymerase. • if the inhibitor acts on a viral protein that itself has some other viral protein or genomic structure as a target, amino acid substitutions, or mutations that affect that target may also contribute to resistance. correlated mutations 8.5 molecular mechanisms of antiviral resistance in the first and second target may also yield the resistance phenotype. this is the case of some protease inhibitor-resistance mutations in hiv-1. • in the case of viral polymerases, some mutations permit the excision of a chainterminating nucleotide at the 3 0 -end of the primer. it is achieved through phosphorolysis mediated by a pyrophosphate donor, probably atp. resistance to nucleoside/nucleotide reverse transcriptase (rt) inhibitors (nrtis) is achieved by one of at least two mechanisms: (i) discrimination against the incorporation of the triphosphate form of the nrti and (ii) excision of the chain-terminating nucleotide once incorporated at the 3 0 -end of the growing dna chain. this occurs with thymidine analog resistance mutation (or tams) that are typically selected under treatment with azt or d4t [formulae (10) and (13) in fig. 8.3 ]. groups of amino acid substitutions may yield a multidrugresistance phenotype. a well-studied example in hiv-1 is the q151m complex in the reverse transcriptase, which includes substitutions a62v, v75i, f77l, f116y, and q151m. the phenotype consists of the limitation of incorporation of several nucleotide analogs. these and other mutants are characterized by a decrease in the catalytic rate constant (k pol ) of incorporation of the analog or analogs relative to standard nucleotides (see section 2.6 in chapter 2 for the basic kinetic parameters for polymerase activity). the combination of enzymological and structural studies has provided a molecular interpretation of the mechanism of inhibition of hiv-1 by nrtis (reviews in men endez-arias, 2013; men endez-arias and alvarez, 2014; clutter et al., 2016; g€ unthard et al., 2019) ; for a predictive model that includes nucleotide levels, see von kleist et al. (2012) . nonnucleoside rt inhibitors (nnrtis) bind to an rt pocket 10å away (a considerable distance) from the catalytic site composed of residues of the p66 and p51 subunits of the enzyme. the hydrophobic nature of nnrtis is illustrated in fig. 8.3 with the structures of nevirapine, efavirenz, and delavirdine [formulae (15), (16), and (17), respectively]. several mechanisms have been proposed to explain their inhibitory activity, including alteration of the catalytic amino acids ymdd at the rt active site, distortion of the nucleotidebinding site, or modification of the position of the primer that receives the incoming nucleotides (men endez-arias, 2013). amino acid substitutions that confer resistance to nnrtis block the access of the inhibitors to their binding sites or alter the conformation and volume of the binding pocket. the essential viral proteases are a target for the development of specific antiviral inhibitors. examples are saquinavir and ritonavir for the hiv-1 [formulae (18) and (19), respectively, in fig. 8.3 ]. multiple resistance mutations have been described for protease inhibitors. they can affect the substrate-binding site or neighbor positions, often accompanied of compensatory substitutions at distant positions including sites of the target viral protein [e.g., the gag cleavage sites in hiv-1 (fun et al., 2012; flynn et al., 2015) ]. some hiv-1 protease inhibitor combinations display a high genetic barrier to resistance but, significantly for the capacity of viruses to explore sequence space, resistant mutants with 20e30 amino acid substitutions in the proteasecoding region have been isolated (rhee et al., 2010) . the reviews by men endez-arias (2013) and men endez-arias and alvarez (2014) provide excellent and detailed accounts of mechanisms of resistance of hiv-1 and hiv-2 to inhibitors that include virus entry and integrase inhibitors, in addition to the rt and protease inhibitor briefly described here. 8 . quasispecies dynamics in disease prevention and control because of the distance effects that can be exerted among amino acids on the structure of proteins, substitutions that confer resistance to inhibitors of viral enzymes may lie far from the catalytic site. the effect of drug-resistance mutations on the general catalytic efficiency of a viral enzyme is one of the determinants of the functional barrier to resistance, since it may diminish replicative fitness. when an enzyme activity assay in vitro is available, the effects of specific drug-resistance amino acid substitutions on enzyme activity can be tested, although the observed alteration may not be the only influence on the fitness modification of the corresponding mutant virus. the reason is that most viral proteins (including viral enzymes) are multifunctional, and an enzyme activity assay may not capture the range of influences exerted by the enzyme. regarding direct-acting antiviral (daa) agents for hcv, the inhibitors that target the hcv polymerase (ns5b) generally display a higher functional barrier to resistance than the protease inhibitors and manifest a broader genotype coverage. fitness decreases entail reductions in viral load and, consequently, lower probability of viral breakthrough (treatment failure). nucleotide analogs that bind to conserved residues at or near the active site of the viral polymerase tend to show subtypeindependent antiviral activity. because amino acid substitutions at or near the active site of viral enzymes are likely to inflict a fitness cost, such substitutions may not preexist in treatment-naive patients (margeridon-thermet and shafer, 2010; sarrazin and zeuzem, 2010) . interestingly, in the case of hiv-1, mutations conferring resistance to rt inhibitors inflict a lower fitness cost than mutations that confer resistance to protease inhibitors (reviewed in martinez-picado and martinez, 2008) . thus, enzymes that perform similar functions for different viruses may have evolved to display different tolerance to amino acid substitutions. it is not possible to generalize which types of resistance mutations will display high or low functional barriers. there is a broad range of frequencies of antibody-and drug-escape mutants in viral populations, although values of 10 à4 to 10 à6 mutants per infectious unit are frequent for many rna and dna viruses (see table 7 .2 in chapter 7 for antibody-escape mutants). a few estimates for drug-escape mutants are listed in table 8 .1; several observations and characterization of escape mutants have not been accompanied by frequency measurements. a point worth emphasizing is that quantification of viruses harboring biologically relevant mutations has been possible because an adequate biological assay is available. an antiviral agent or a neutralizing antibody measures the proportion of infectious viral particles that differ from the majority of the population in the relevant resistance trait. there is no reason to suspect that the viral amino acid residues (that are the target of an inhibitor or an antibody) that are substituted to confer the resistance phenotype are more prone to accept variations than many other amino acids in viral proteins. if we had additional selective agents to probe other viral sites, we expect a similar range of variant amino acids than using inhibitors or antibodies. this quite straightforward prediction is another way to state that there is general agreement in the mutation rates and frequencies for viruses being in the range of 10 à3 to 10 à5 substitutions per nucleotide (s/nt), calculated using a variety of biochemical and genetic methods (chapter 2). a quite general observation is that in antibody neutralization experiments, a fraction of the virus population remains infectious despite the 8.5 molecular mechanisms of antiviral resistance addition of high antibody concentrations. although the resistance mechanism is unclear, a possibility is that the heterogeneous viral population includes a small proportion of antigenic variants with decreased affinity for antibodies. incomplete neutralization with the nonsigmoidal slope in the neutralization curves has been characterized for broadly neutralizing antibodies directed to hiv-1 (mccoy et al., 2015) . this general observation is an added complication to preventive designs that consider administration of neutralizing antibodies either as vaccine additives or in combination with antiviral inhibitors (section 9.2 in chapter 9). the calculated frequencies of antibody-or drug-resistant mutants in viral populations may be lower than the rate at which they originate by mutation due to the fitness cost of the mutation (section 8.4.4) . the argument is parallel to that used to justify why mutation rates and frequencies differ due to the fitness effects of mutations (chapter 2). another prediction derived from the above considerations is that mutations conferring resistance to antiviral agents are expected to be detected in viral populations never exposed to the relevant drugs. all forms of genetic variation of viruses can contribute to dominance and spread of drugresistant mutants, including the combined effect of mutation, recombination, and genome segment reassortment (richman, 1996; neher and leitner, 2010; rogers et al., 2015) . the basal level of mutational pressure may be sufficient to provide a detectable proportion of escape mutants without the need for selection by the selective agent. this is an important aspect of antiviral therapy that is addressed next. the first demonstration that the baseline mutation level in viral quasispecies can include a detectable level of mutations that confer resistance to inhibitors in the absence of selection by the inhibitors, was obtained by d.d. ho, i. n ajera, c. l opez-galíndez, and their colleagues working with hiv-1 (mohri et al., 1993; n ajera et al., 1994 , 1995 . one of the studies examined the pol gene of 60 hiv-1 genomes obtained directly from lymphocytes of infected patients. mutation frequencies for independent viral isolates were in eggers and tamm (1965) amantadine and rimantadine iv 1 â 10 à3 to 4 â 10 à4 measurements in cell culture appleyard (1977) , lubeck et al. (1978) rimantadine a iv 27% percentage of children treated with rimantadine that shed resistant iv belshe et al. (1988) disoxaril a hrv14 1 â 10 à3 to 4 â 10 à4 low-level resistance in cell culture heinz et al. (1989) 4 â 10 à5 high-level resistance in cell culture guanidine d pv 1.8 â 10 à5 to 4 â 10 à8 measurements in cell culture pincus and wimmer (1986) a the formula of these drugs is included in figure 8 .2 with the following number in parenthesis: amantadine (6); rimantadine (7); disoxaril (2) the range of 1.6.10 à2 to 3.4.10 à2 s/nt, while for mutant spectrum components of individual isolates the values were 3.6.10 à3 to 1.1.10 à2 s/nt. in the virus from these patients, mutation frequencies at the codons for amino acids involved in antiretroviral resistance were very similar to the average mutation frequency for the entire pol gene. consistently with the mutation frequency values, several mutations that led to amino acid substitutions that conferred resistance to reverse transcriptase inhibitors were identified in patients not subjected to therapy. at the time of the study, the number of antiretroviral agents was still limited, and a considerable number of patients were not treated. the authors gave convincing epidemiological arguments that the background of mutations related to antiretroviral resistance was a consequence of high mutation rates and quasispecies dynamics, and not due to the transmission of resistant virus from individuals that had been subjected to therapy (primary resistance) (n ajera et al., 1995) . the presence of inhibitor-resistance mutations in viral populations never exposed to the corresponding inhibitor has been confirmed for hiv-1 and for several other viruses, including hcv, and it is supported by the calculated mutant frequencies in viral quasispecies (havlir et al., 1996; lech et al., 1996; ribeiro et al., 1998; ribeiro and bonhoeffer, 2000; cubero et al., 2008; johnson et al., 2008; toni et al., 2009; tsibris et al., 2009; peres-da-silva et al., 2017) . ample support has also come from deep sequencing analyses of mutant spectra, opening a point of debate on the basal frequency of inhibitor-resistance mutations that constitutes an indication to avoid the use of the corresponding inhibitors in therapy. at least in the case of hcv (and probably applicable to other viruses), there is no basis to suggest that the presence of a drug resistance mutation below a certain level in a patient will not have relevance for treatment failure when the inhibitor is administered. the understanding of quasispecies dynamics cautions against such reductionist arguments as evidenced by clinical cases (perales et al., 2018) . the data underline the relevance of mutant spectra as phenotypic reservoirs to confront selective constraints before constraints are in operation. for treatments, including a drug that has already been administered to a patient in the past, the influence of quasispecies memory should also be considered (section 5.5.1 in chapter 5). mutant spectra can be viewed as an anticipatory reservoir of phenotypes. in addition to the presence of drug resistance mutations in viral populations due to mutant frequency levels, the transmission of drug-resistant mutants from treated to na € ive patients may contribute to epidemiological relevance of resistance mutations. such primary resistance has been amply documented with hiv-1, and it appears to increase in the case of hcv (franco et al., 2014; echeverría et al., 2016; huang et al., 2019) . higher levels of resistance mutations as a function of time in untreated patients is an indication that the mutations are not due to basal mutant frequencies but to the epidemiological expansion of virus mutants that originated in treated patients. from the clinical data available, the rate of expansion of virus harboring resistance mutations may vary depending on transmission and epidemiological features of each pathogen, but it seems unavoidable in the face of extended treatments for genetically variable pathogenic viruses. we confront a situation with parallels with antibiotic resistance in bacteria (chapter 10). the major mechanism of drug resistance in viruses is based on amino acid substitutions that render the drug ineffective through the several molecular mechanisms summarized in section 8.5. application of the cell culture system of hcv replication in human hepatoma cells (lindenbach et al., 2005; wakita et al., 2005; zhong et al., 2005) to examine the effects of 8.7 fitness or a fitness-associated trait as a multidrug-resistance mechanism long-term evolution has indicated that viral fitness can be an additional mechanism of drug resistance. the evidence was obtained when addressing the important issue of hcv resistance to interferon-alpha (ifn-a). ifn-a and ribavirin were the two components of the standard of care treatment against hcv infections until the advent of new therapies based on daa agents in 2014. natural hcv isolates differ in ifn-a sensitivity, and the molecular basis of the difference is largely unknown. the study in cell culture consisted in subjecting a clonal population of hcv (termed hcvp0, prepared by electroporation of hepatoma cells with rna encoding the viral genome, transcribed from a plasmid) to 100 serial passages (of the type described in section 6.1 of chapter 6) in the absence or presence of increasing concentrations of ifn-a added to the culture medium. several mutations scattered throughout the hcv genome were associated with ifn-a resistance (perales et al., 2013) . the selection of multiple alternative mutations is most likely influenced by the fact that ifn-a evokes a multicomponent antiviral response, which is not focused toward a single viral protein (perales et al., 2014) . unexpectedly, even the control hcv populations (those passaged 100 times in the absence of ifn-a) displayed a partial (but statistically significant) resistance to ifn-a that could not be attributed to endogenous ifn production by the hepatoma cells (perales et al., 2013) . in view of this intriguing result, the initial hcvp0 population and the hcv population passaged 45 and 100 times in the absence of ifn-a (termed hcvp45 and hcvp100, respectively) were tested for their resistance to other inhibitors of hcv replication: the protease inhibitor telaprevir [formula (20) in fig. 8 .3], the ns5a inhibitor daclatasvir, the cellular protein cyclophilin a inhibitor cyclosporin a, the mutagenic purine nucleoside ribavirin, and the high barrier inhibitor sofosbuvir [formula (21) in fig. 8.3 ]. hcvp45 and hcvp100 displayed significantly increased resistance to all inhibitors tested, as compared with the parental population hcvp0 gallego et al., 2016) (fig. 8.8) . passage of hcv entailed a 2-to 3-fold increase of viral fitness and a broadening of the mutant spectrum that might have increased the frequency of mutations associated with drug resistance, thus explaining the behavior of the multiply passaged hcv populations. the search for the resistant mutations was easier for telaprevir, daclatasvir, and cyclosporin a than for the other drugs because amino acid substitutions in the target protein had been previously identified as responsible for drug resistance. (in the case of cyclosporin a resistance, substitutions map in ns5a and ns5b, because the drug binds to cyclophilin a, which in turn interacts with ns5a). analysis of the mutant spectra of hcvp45 and hcvp100 by molecular cloning and sanger sequencing and by deep sequencing failed to identify specific drugresistance mutations. since it could not be excluded that the broadening of the mutant spectrum might have increased the frequency of resistance mutations still to be characterized, two additional tests were performed. one was to determine the kinetics of viral production over a 1000-fold range of moi in the absence and presence of telaprevir. both the unpassaged and multiply passaged hcv displayed parallel kinetics at the different mois, which excludes that drug resistance was due to the presence of resistance mutations in minority components of the mutant spectrum ( fig. 8.8 ). to further substantiate the findings, biological clones obtained by end-point dilution of the corresponding hcvp0 and hcvp100 populations were tested regarding drug resistance. a biological clone should have eliminated the minority genomes that harbored drug-resistance mutations since biological cloning is the most severe form of bottleneck event (sections 6.2 and 6.5 in chapter 6). the biological clones did not display any decrease in drug resistance as compared 8. quasispecies dynamics in disease prevention and control moreno, e., gallego, i., pineiro, d., et al., 2014 . increased replicative fitness can lead to decreased drug sensitivity of hepatitis c virus. j. virol. 88, 12098e12111, with permission from the american society for microbiology, washington dc, usa. 8.7 fitness or a fitness-associated trait as a multidrug-resistance mechanism with their corresponding parental, uncloned populations . the above observations have established viral fitness as a multidrug-resistance determinant in hcv that may also apply to other viruses. one possible molecular mechanism may consist of competition between replicative complexes and inhibitory molecules inside the infected cells. this model implies that fitness increase is reflected either in more replicating molecules per each replicative unit or in an increase in the number of replicative units per cell, without any influence on the number of inhibitor molecules that reach the replication sites. exploration of this competition model and alternative models and the extension to other viral-host systems are important challenges in the field of antiviral research. to sum up, mutant spectra and quasispecies dynamics can mediate antiviral resistance by at least two mechanisms: (i) by increases in the proportion of resistance mutations in the mutant spectra and (ii) by a fitness increase promoted by continued viral replication in the same environment. both mechanisms may act conjointly during viral infections in vivo. some studies with hcv have documented drugresistance phenotypes in infected patients, in the absence of specific drug-resistance mutations (sullivan et al., 2013; svarovskaia et al., 2014; sato et al., 2015; stross et al., 2016; di maio et al., 2017; dietz et al., 2018) . in fact, prolonged chronic hcv infections represent an adequate scenario for fitness increase due to extended rounds of infections in the same host liver. as a consequence, chronic infections may be prone to display fitness-associated multidrug-resistance phenotypes in the absence of drug-resistance mutations. the multiple mechanisms of drug resistance related to quasispecies dynamics justify even further the need for new antiviral strategies, as presented in chapter 9. high viral loads are predictors of disease progression. for hiv-1 and other lentiviruses, efficient early control of virus replication by the host immune response is generally associated with limited disease severity. the viral load that follows after the initial immune response to hiv-1 is referred to as the "viral set point." in the absence of early therapy, low set points in hiv-1 are generally attributed to a strong cellular immune response, likely influenced by additional host and viral factors. [this and other aspects of hiv-1 replication and pathogenesis have been reviewed in excellent monographs by levy (2007 levy ( , 2015 ]. a low set point predicts an asymptomatic outcome, and this is generally the case for viruses that establish persistent rather than acute infections. high viral fitness during the early stages of viral replication can promote disease manifestations. this was suggested by the progression toward the disease of a cohort of individuals that were infected during blood transfusion with an hiv-1 containing a large deletion in nef, an adaptor protein that mediates replication and pathogenesis (reviewed in arien and verhasselt, 2008) . after more than 15 years, some of the infected individuals showed clinical signs, probably as a result of the accumulation of mutations in the hiv-1 genome that compensated for the lack of nef. more generally, fitness-decreasing (but not lethal) genetic lesions in a viral genome may be compensated by additional genomic mutations that become increasingly dominant in the course of further viral replication. the kinetics of fitness gain will depend on the nature of the lesion and the functional implications of the altered protein or genomic regulatory region (chapter 5). fitness, replicative capacity, and viral load are directly interconnected parameters, and they 8. quasispecies dynamics in disease prevention and control affect disease progression (domingo et al., 2012) ( fig. 8.9 ). fitness gain will be more effective with a high load of actively replicating virus in the infected organism. elevated replicative capacity and fitness sustain high viral loads. the reason for this basic feature of viral population dynamics is that given a basal mutation rate, a large number of replicating genomes entails a correspondingly higher probability that a required mutation for fitness gain can be produced. the events involved are a specific case of search for adaptive mutations in terms of exploration of sequence space, as discussed in section 3.7 of chapter 3. while active viral replication, high load, and high fitness favor progression of the infection and disease manifestations, the fourth parameter included in the large arrow of fig. 8 .9, mutant spectrum diversity, has an optimal range. too low or too high intrapopulation diversity is detrimental to virus adaptability. insufficient diversity limits adaptability to complex environments (pfeiffer and kirkegaard, 2005; vignuzzi et al., 2006) , while excess diversity may lead the virus to cross an extinction threshold, and this is the basis of lethal mutagenesis as an antiviral therapy (chapter 9). an additional implication of the parameters shown in fig. 8 .9 for antiviral interventions is that fitness decrease is recognized as an alternative to inhibition of viral replication to control viral infections[ (clementi, 2008; clementi and lazzarin, 2010) ; reviewed in (domingo et al. 2012) ]. thus, key features of quasispecies dynamics have a direct implication on the management of viral infections. external interventions that have been applied or have been envisaged to limit or suppress virus infection include not only vaccination and administration of antiviral agents as described in previous sections, but also passive immunotherapy, antisense rnas, or oligonucleotides with various chemical modifications, interfering rnas, ribozymes, or their combinations. biotechnological developments have favored the design of chemically defined vaccines (consisting of expressed immunogenic proteins, synthetic peptides, or peptide arrays), without the need to handle or administer live virus. one of the most na € ive manifestations of trust in biotechnology in the middle of the 20th century was the belief that a catalog of plasmids encoding the antigenic proteins of the circulating types of pathogenic viruses would suffice to prepare the required vaccine as needed. concerning influenza vaccines, w.i. beveridge wrote the following: "the first objective would be to capture the full range of influenza a subtypes. their antigens would be studied by specialists at central laboratories and made available for the preparation of particular vaccines if and when required. it might be feasible to stockpile some vaccine against all the principal hemagglutinin antigens to be used in a figure 8.9 a schematic representation of interconnected parameters of viral replication that often relate to disease progression. an understanding of quasispecies dynamics has made it evident that the aim of antiviral therapy need be not only to directly diminish the viral load but also to affect other parameters that can then reduce the viral load. see text for justification and references and chapter 9 for new antiviral strategies that follow the concept expressed in this figure. 8.9 limitations of simplified reagents and small molecules as antiviral agents fire brigade type of action as soon as an incipient pandemic is spotted" (beveridge, 1977) . naivety is also perceived in current designs of universal vaccines based on conserved antigens, considering the different escape mechanisms that operate in viruses to elude neutralization by antibodies (chai et al., 2016) . it is remarkable how our present understanding of viral populations renders obsolete the views expressed in the w.i. beveridge book, and in other writings at the boom of implementation of dna recombinant techniques. yet, attempts to produce vaccines against highly variable viruses, based on antigenic structures or some viral isolates, are ongoing (christiansen et al., 2018) . a critical issue is if the host immune response against a vaccine engineered with "universal" (conserved) antigenic motifs will be sufficient to prevent disease upon infection by other forms of the same pathogen (freeman and cox, 2016) . from our current knowledge of viral population dynamics, it seems unlikely but time will tell, since efforts toward the manufacturing of universal antiviral vaccines are under way. with a conceptual similarity to vaccines, in medical practice, monotherapy with an antiviral agent was traditionally preferred over drug mixtures. (the change of paradigm was largely a consequence of the aids epidemic, and it was publicly expressed by the pioneer hepatologist s. sherlock in a summary address of an international symposium on viral hepatitis held in madrid in 1998). the change of perspective is clear. some antiviral strategies, such as antisense nucleic acids or virus-directed ribozymes, were intensely investigated decades ago. it is unlikely that when used in isolation, they can be converted into useful antiviral therapies because resistant mutants are likely to be selected. yet, they could be part of combinations with other antiviral inhibitors to provide a larger antiviral barrier (chapter 9). a similar fate is likely for interfering rnas (boden et al., 2003; gitlin et al., 2005; herrera-carrillo and berkhout, 2015; mcdonagh et al., 2015) . to a large extent, the failures of defined chemical entities (oligonucleotides, ribozymes, small molecule inhibitors, etc.) to control virus replication and spread are a consequence of their targeting a very defined viral genomic sequence combined with the adaptability of viral populations. combination of such multiple elements have been envisaged and tested, but off-target effects and the adaptive potential of viruses are likely to limit their efficacy. unfortunately, biotechnological developments that have been so positive for many research areas and practical applications tend to simplify the types of agents to prevent disease or inhibit virus replication, ignoring the inherent complexity of the object to be controlled. success is unlikely when "complexity" is combated with "simplicity." an increased understanding of viral population dynamics over the last decades has changed the picture dramatically by providing an interpretation of "virus escape" as a general and largely unavoidable phenomenon. such awareness has pushed the development of new antiviral designs, which are fundamentally centered in two strategies: a combination of multiple, independently acting elements or fitness decrease through excess mutations (chapter 9). a pronouncement by p. ehrlich at the international congress of medicine held in london in 1913, reflected old traditions on how to treat microbial infections ["here, therefore, the old therapeutic motto is applicable: frapper fort et frapper vitte" and "therefore, it is in my opinion necessary to allow the therapeutic treatment to come into action as early as possible, ..."; sentences taken from (ehrlich, 1913) , with emphases as in the original text]. this pronouncement fits our current understanding of viral populations. following ehrlich, the full implications of quasispecies-mediated adaptation of viruses for 8. quasispecies dynamics in disease prevention and control antiviral therapy were expressed by d.d. ho in an influential article entitled "time to hit hiv, early and hard" (ho, 1995) . the article title captures what is needed to prevent adaptation of a virus in the infected host. any opportunity to replicate is exploited by the virus to increase its fitness and to become less vulnerable to internal (intrahost) or external interventions such as antiviral therapy. treatment interruptions during chronic infections, such as "drug holidays" that in the case of hiv-1-infected patients were justified to alleviate side effects associated with administration of antiretroviral agents, provided an opportunity for the virus to gain fitness. in principle, given our current understanding of viral quasispecies dynamics, the proposal of p. ehrlich and d.d. ho is applicable to other viral pathogens. one argument that tones down the strength of the "hit early and hit hard" proposal is that some infected patients may not progress to disease, but maintain an asymptomatic lifelong persistent infection. this is the case with elite controllers in the case of hiv-1 infection, and individuals infected with hcv who will not progress toward liver disease. in cases in which such nonprogression can be anticipated by viral and host parameters, it may be justified to exclude some patients from aggressive interventions (suthar and harries, 2015; casado et al., 2018) . as a general rule, however, the potential benefits of early treatment are obvious not only to avoid disease on an individual basis, but also to diminish the chances of virus transmission (reviewed in suthar and harries, 2015; see also sections 7.1 and 7.7 in chapter 7 regarding the relevance of viral population numbers in transmission). restricting the number of treated patients for economic reasons will result in more expensive public health interventions when infected individuals develop the disease. box 8.4 includes recommendations for the use of antiviral agents and recapitulates concepts explained in this and preceding sections. despite the emphasis on evolutionary aspects, prevention and treatment of viral disease have many other angles some of which were box 8.4 • avoid monotherapy. ideally, use two or more antiviral agents which do not share a mechanism of action ( fig. 8.6 ). • treat as soon as possible after virus diagnosis, to avoid virus adaptability associated with high virus population size and to minimize transmission of inhibitor-resistant mutants. • individual patients should be treated only during the time at which the drug proves effective. when viral load rebounds, treatment should be discontinued. • use deep sequencing methodology to determine mutant spectrum composition for an adequate choice of inhibitors. the aim is to design personalized treatments that consider the probability of drug combination efficacy with minimal side effects. • consider temporary shelving of effective drugs when resistant mutants acquire epidemiological relevance. considered in chapter 7 in connection with factors of disease emergence (smolinski et al., 2003) . three of them should be mentioned here because they are as important as the adequate treatment designs described in this chapter: (i) adequacy of public health measures, (ii) public information about virus sources and means of contagion and (iii) need of global political action. information to the public should aim at limiting the spread of disease that is, undertaking personal and collective actions to reduce the r 0 value for a given virus (chapter 7, section 7.2). as an illustration of this key point, there was a quite extensive information campaign on hiv-1 and aids in developed countries during the early decades of hiv-1 spread, while the information about other potentially threatening viruses such as ebola or the severe acute or the middle east respiratory syndrome (sars and mers, respectively) coronaviruses was more limited. the need of a global response to limit the extension of disease episodes at the sites where they are initiated has been recognized for a long time, but it became obvious with the 2014e15 west african ebola epidemic (see siedner et al., 2015) . there is a need for international organizations and governments of developed countries to provide the health-care workforce to assist low-and middle-income countries to control viral episodes at an early stage. "help early, help effectively" is the recognized need at a global scale, which is the parallel to "hit early, hit hard" for the treatment of infected patients. global early action and adequate information can be as important as an adequate treatment design to control viral disease. it can restrict viral replication rounds and consequent adaptability. information is thought to have been critical for the control of ebola epidemic in nigeria (siedner et al., 2015) . however, information must also be planned to reach the target population in a convincing manner, as learned from the poliovirus vaccination and eradication campaign (renne, 2010) . the uncertainties regarding whether an initial, limited episode of viral disease will expand or die out do not help in decision making. however, the best choice in the case of emerging and reemerging infections is to act assuming the worst scenario. medical interventions represent a totally new set of selective constraints that viruses are facing only since decades ago, an infinitesimal time of their existence as biological entities. however, the evolutionary mechanisms available to viruses have successfully coped with many selective pressures, notably the effect of vaccination when a broad immune response is not evoked, or treatment with antiviral agents. a common way to proceed is to test a new vaccine with an animal host, be it the authentic host or an animal model, and obtain full protection when the animal is challenged with a virus that matches the antigenic composition of the vaccine. following the initial excitement, very often the vaccine displays only partial protection when tested in the natural environment. somewhat parallel arguments can be made about clinical trials for antiviral agents, usually performed initially with selected groups of patients. clinicians have coined the term "reallife" treatment studies when patients are not selected for optimal results (often pushed by commercial and political interests). this chapter has emphasized how the complexity of viral populations is a serious (often underestimated) difficulty to prevent and treat viral disease. examination of the molecular mechanisms exploited by viruses to survive despite antiviral interventions suggests two major lines of action: first, more judicious use of existing tools that should consider the complexity of viral populations and their dynamics; complexity 8. quasispecies dynamics in disease prevention and control cannot be combated with simplicity. second, the need to design new antiviral strategies, a topic addressed in chapter 9. several interconnected parameters determine the probability of success of an antiviral intervention. most of them follow from the general concepts of darwinian evolution explained in preceding chapters. it is important, however, to quantify as much as possible the evolutionary events that determine therapy success or failure. for this reason, the importance of viral population size, basic probability calculations of developing resistance, and the selective strength of mutations, have been explained with numerical examples. hopefully, these simple quantifications will permit a higher awareness of when and why treatment may succeed or fail. we live in a very unequal society. the chapter closes with the recognition that there are many social economic issues that are as important as scientific planning to combat the pathogenic viruses around us (see summary box). • medical interventions represent a new class of selective constraints acting on viral populations. • viral evolution affects antiviral preventive and treatment strategies in two different ways: (i) through the molecular mechanisms of short-term response in treated individuals that select escape mutants, and (ii) through the epidemiological impact of viruses that have acquired escape mutations. • ineffective vaccines can contribute to the selection of antigenic viral variants. • selection of viral mutants resistant 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nucleoside analogs: cellular-and kinetic parameters of efficacy, susceptibility and resistance selection production of infectious hepatitis c virus in tissue culture from a cloned viral genome emergence of virus escape mutants after immunization with epitope vaccine genetic evolution of classical swine fever virus under immune environments conditioned by genotype 1-based modified live virus vaccine robust hepatitis c virus infection in vitro key: cord-104493-yqf7tyo4 authors: keshmiri neghab, hoda; azadeh, seyedeh sara; soheilifar, mohammad hasan; dashtestani, fariba title: nanoformulation-based antiviral combination therapy for treatment of covid-19 date: 2020 journal: avicenna j med biotechnol doi: nan sha: doc_id: 104493 cord_uid: yqf7tyo4 nan in december 2019, a novel coronavirus disease (covid-19) was detected in wuhan, china, which was accompanied by symptoms of fever, dry cough, weakness of immune system with reduction of the white blood cells. afterwards, coronavirus has speared and affected many countries in worldwide 1, 2 . coronaviruses are subgroup of enveloped, singlestranded, positive-sense rna genome, phylogenetically associated with acute respiratory syndrome coronavirus (sars-cov-2) and middle east respiratory syndrome coronavirus (mers-cov) which are closely related to lung disease leading to acute respiratory distress syndrome (ards) 3 . it has been shown that coronavirus spike protein (s protein) is a transmembrane glycoprotein responsible for cell entry into the target cells. it binds to the host cell receptors, angiotensin converting enzyme 2 (ace-2), inducing conformational rearrangement that drives membrane fusion 4 . since the primary goal of antiviral therapy is blocking virus entry, inhibition of ace-2 as a main entry key into cells for coronavirus is the most promising therapeutic approach 4 . although ace-2 is widely distributed in the human body, and can affect a variety of organs and cells including the lung, heart, kidney, and small intestine, but promising and effective potential of ace-2 in blocking viral entry, inhibiting inflammation and reducing the damage of target organs cannot be ignored even after some adverse effects 4 . dx600 is a novel, specific and potent peptide inhibitor of ace2 that can be used in antiviral treatment for covid-19 5 . in addition to ace-2 blocking strategy, preventing virus replication by inhibition of host inosine monophosphate dehydrogenase (impdh) enzyme as a crucial goal of antiviral therapy for virus infection could be a potential strategy in the battle against coronavirus. ribavirin is analogue of purine nucleoside that can inhibit the impdh enzyme to prevent replication of the genetic material (rna and dna) of viruses 6 . it has been revealed that taking ribavirin by both intravenous and oral administration at different doses is the effective way for prevention and treatment of sars 7 . but taking medication at high doses leads to adverse effects such as nausea, exacerbation of bronchospasm and dose-dependent anemia; even it may affect the embryo and cause a genetic mutation 7 . it has been reported that combination antiretroviral therapy (cart) promotes the effectiveness of the treatment and decreases the risk of drug resistance 8 . hence, administration of ribavirin and dx600 which are two antiviral agents would be more effective. moreover, nanomedicine with its rapid growth combines the nanotechnology with the biomedical and pharmaceutical sciences 9 . the small particle size of nanoparticles (nps) creates dispersity in the stable nanostructure and enables easy entrance into cells; thereby, drug cost is reduced and the therapeutic efficacy will improve. moreover, the dose of drug to be administered can be reduced and concurrently the unwanted side effects are minimized. so, by including nanoparticles (nps) in drug formulations, the efficacy, safety, and dose of administered drug would be improved. the formidable barriers for gastrointestinal tract, skin and cell have limited the therapeutic effects of antiviral drugs. for example, functionalized single-walled carbon nanotubes were used as a nanodrug carrier for ribavirin for the treatment of viral diseases in fish. the results show that ribavirin intake was increased by nanocarrier and therapeutic dosage was significantly reduced 10 . several researches have been conducted about antiviral drug delivery nanosystems and their transport across specific barriers at cellular and intracellular level 11 . furthermore, improving the antiretroviral agents' delivery could overcome some probable limitations of current cart 12 . thus, co-encapsulation of ribavirin and dx600 in nps would afford a novel means of drug delivery to sars-cov-2 in tissues. the studies in mice and in human cell lines revealed that dx600 is a potent ace2 inhibitor specific for only human ace2 13 . hence, by using dx600 in nano-formulation, the targeted drug delivery would be obtained. polylactic-co-glycolic acid (plga) and polyethylene glycol (peg) copolymer is a developed system with many advantages; it is biodegradable, biocompatible, easily synthesized by self-assembling into nanometric micelles, and it favors a time-dependent release manner, reduces blood clearance of nanocarriers and increases blood circulation time 14 . consequently, co-encapsulation of ribavirin and dx-600 in plga-peg provides access to all good qualities of antiviral drugs and nanocarriers in one drug. schematic representation of using nanotechnology systems for delivery of antiretroviral drugs has been shown in figure 1 . in the end, it is hypothesized that the use of plga-peg copolymer to deliver two or more antiretroviral drugs to suppress viral entry and viral replication by dx600 and ribavirin, respectively can be a promising tool in treatment of coronavirus. moreover, plga-peg copolymer has the potential to be applied as a nanocarrier agent for codelivery of any antiviral drugs to target tissue and consequently promotes the cart in living organisms. clinical features of patients infected with 2019 novel coronavirus in wuhan, china a new coronavirus associated with human respiratory disease in china the novel coronavirus: a bird's eye view angiotensin-converting enzyme 2 (ace2) as a sars-cov-2 receptor: molecular mechanisms and potential therapeutic target novel peptides inhibitors of angiotensin converting enzyme 2 ribavirin in the treatment of sars: a new trick for an old drug? a crucial role of angiotensin converting enzyme 2 (ace2) in sars coronavirus-induced lung injury recent developments of nanotherapeutics for targeted and long-acting, combination hiv chemotherapy a genosensor for detection of htlv-i based on photoluminescence quenching of fluorescent carbon dots in presence of iron magnetic nanoparticle-capped carbon nanotubebased nanocarrier loaded with ribavirin against grass carp reovirus nanomaterials designed for antiviral drug delivery transport across biological barriers progress in nanomedicine: approved and investigational nanodrugs lazartigues e. species-specific inhibitor sensitivity of angiotensin-converting enzyme 2 (ace2) and its implication for ace2 activity assays biodegradable plgab-peg polymeric nanoparticles: synthesis, properties, and nanomedical applications as drug delivery system 3. department of medical laser key: cord-263803-0n41gylj authors: villoutreix, bruno o.; beaune, philippe h.; tamouza, ryad; krishnamoorthy, rajogapal; leboyer, marion title: prevention of covid-19 by drug repurposing: rationale from drugs prescribed for mental disorders date: 2020-06-25 journal: drug discov today doi: 10.1016/j.drudis.2020.06.022 sha: doc_id: 263803 cord_uid: 0n41gylj nan at present, no treatments or vaccines are available to treat or prevent the coronavirus sars-cov-2 infection. as drug development is time-consuming and costly, there is an urgent need to find a rationale for repurposing clinically approved compounds that could rapidly enter clinical trials. to guide the selection of molecules for the prevention of sars-cov-2 infection, we believe that there is great potential in exploring drugs prescribed for mental disorders. indeed, these past few weeks, an intriguing relationship appeared between sars-cov-2 infection and psychiatric disorders. patients with mental disorders were intuitively thought to be at increased risk of becoming infected: non-compliance to protective measures, delayed access to health services due to social discrimination, confined conditions in psychiatric units favoring dissemination of infections, and a high prevalence of high risk co-morbidities (diabetes, cardiovascular disorders, obesity). alarmed by these high risk situations, psychiatric departments in france created specialized covid-19 units dedicated to psychiatric patients. very much to our surprise, these units remained nearly empty during the lock-down period since only a small proportion of psychiatric patients were found to have covid-19, suggesting that these patients, under treatment surveillance, may be at reduced risk of sars-cov-2 infection. this raised a compelling question: do the pharmacological treatment of these patients play a role in the observed protective effect? in order to rationalize our observations, we first identified the most commonly used drugs for in and out-patients (i.e., consumption of all the drugs in the psychiatric department of henri mondor hospital, creteil, france from 2019 to april 2020). we ended up with a list of 18 drugs (table 1) . we then mined the literature to find information about possible, at least in vitro, antiviral activity of these 18 compounds. we also compared these 18 drugs with published molecules known to have in vitro antiviral activities [1, 2] using various chemoinformatics strategies (e.g., computation of molecular descriptors and compounds clustering carried out on j o u r n a l p r e -p r o o f about 300 molecules with in vitro antiviral activities on various viruses including sars-cov-2). the reasoning here is that if a molecule x belonging to our list of 18 most commonly prescribed drugs is not documented to have in vitro antiviral activity but can be chemically grouped (e.g., presence of identical substructures) with a molecule with known in vitro antiviral activity, it is highly likely that molecule x will also have antiviral activity (i.e., the so-called similarity principle in medicinal chemistry). among the 18 most commonly prescribed psychotropic drugs, ten have documented in vitro antiviral activities, while four of the eight remaining compounds were found structurally very similar to compounds with known in vitro antiviral activity (table 1) using various clustering approaches. for example, no publications about antiviral activity were found for alimemazine and cyamemazine but these molecules are very similar to promethazine which acts on ebola and mers [3]) and chlorpromazine which acts on mers and sars [4] . we also observed that 14 of the 18 most prescribed psychotropic drugs are cationic amphiphilic drugs (cads) which are known to perturb intracellular trafficking (table 1 ). cads are characterized by hydrophobic-aromatic ring systems and a side chain that carries one (or more) ionizable amine functional group. to define the cad nature of our 18 compounds, we computed pka and log p values as reported earlier [5] with the chemaxon chemistry toolkit (https://chemaxon.com/). further, cads often induce phospholipidosis (drug-induced phospholipidosis or pld) in vitro [6] and hundreds of drugs have already been tested in vitro or the property can be predicted in silico [7] . the four molecules that are not cads or plp inducers are lithium (not an organic molecule), diazepam, lorazepam and valproate. in addition, nicotine which is largely prescribed to psychiatric patients to help them quit smoking, could be considered as a partial cad and is predicted to be a pld. this compound may not modulate intracellular trafficking but could act via binding to specific receptors such as the acetylcholine receptor (nachr) and possibly regulate the angiotensin converting enzyme 2 (ace2) receptor [8] . drugs against sars-cov-2 could operate at different stages of the virus lifecycle. yet, to protect the population, acting on the virus entry phases through drug repurposing represent an attractive solution. different strategies can be envisioned, from specific inhibition of some proteases and receptors, to mechanisms such as endocytosis. overall, our analysis suggests that the most commonly prescribed psychotropic drugs, including some antihistamine agents used as anxiolytics, possess in vitro antiviral activity ( table 1 ). the vast majority of these drugs are cad and/or pld compounds. if we take the example of the highly debated anti-malarial chloroquine and hydroxychloroquine that have in vitro antiviral activity, these compounds are also cad and pld compounds (they display two ionizable amine groups while most often, psychotropic drugs contain only one ionizable amine group). these two anti-malarial drugs are lysosomotropic agent that accumulates in acidic organelles such as endosomes and lysosomes and neutralizes their ph thereby inhibiting the activity of some proteases such as cathepsins required for effective viral infection (nb: they also have other functions as most medicinal drugs). another example is chlorpromazine, related to the commonly prescribed alimemazine or cyamemazine (table 1) . chlorpromazine is a cad and pld agent and is known to inhibit cell-cell fusion and disrupt clathrin-mediated endocytosis [9] . in addition, several of the above mentioned commonly used psychotropic drugs may also act by interacting with some specific receptors. for instance, a number of psychoactive drugs (antipsychotics, antidepressants, anticonvulsants) and psychostimulants, all belonging to a variety of structural, pharmacological and therapeutic classes, can bind to sigma-1 receptors, and induce numerous molecular events [10] . in summary, we propose that some of the drugs commonly prescribed to psychiatric patients could protect them from sars-cov-2 infection via the modulation of the endo-lysosomal pathway, membrane fusion and yet to be characterized interactions with specific receptors (e.g., nachr, ace2 and sigma receptors, fig. 1 ). based upon the above analysis, we suggest that one of these cad molecules or a combination could be used as preventive treatment against sars-cov-2 infection, especially drugs with reduced adverse effects (e.g., low dosage nicotine patch associated with an antihistamine agent). further studies are currently ongoing in our groups to identify and test the above mentioned molecules in vitro and in clinical settings. this very simplified cartoon highlights sars-cov-2 cell entry. angiotensin-converting enzyme 2 receptor (ace2), acetylcholine receptor (nachr), transmembrane surface serine protease (tmprss2). some graphical elements were taken from the free medical art collection distributed by the servier laboratory. j o u r n a l p r e -p r o o f antiviral activity of cationic amphiphilic drugs deja vu: stimulating open drug discovery for sars-cov-2 a screen of approved drugs and molecular probes identifies therapeutics with anti-ebola virus activity repurposing of clinically developed drugs for treatment of middle east respiratory syndrome coronavirus infection identification of drugs inducing phospholipidosis by novel in vitro data emerging mechanisms of drug-induced phospholipidosis how does the quality of phospholipidosis data influence the predictivity of structural alerts? 2020) a nicotinic hypothesis for covid-19 with preventive and therapeutic implications clathrin-dependent entry of severe acute respiratory syndrome coronavirus into target cells expressing ace2 with the cytoplasmic tail deleted the molecular function of sigma receptors: past, present, and future we thank inserm and the foundation fondamental for supports. key: cord-274307-kl0uvrbw authors: bordet, régis title: is the drug a scientific, social or political object? date: 2020-05-23 journal: therapie doi: 10.1016/j.therap.2020.05.012 sha: doc_id: 274307 cord_uid: kl0uvrbw nan randomized controlled trials are based on two principles: comparison and comparability. these two principles allow dispensing first with the natural evolution of the disease, particularly in infectious diseases, and second the placebo effect, which can now be corroborated by brain imaging studies. without respect for these two principles, it is impossible to establish the role of the drug in the clinical effects observed when testing a new pharmacological approach. paradoxically, the methodological rigour inherent to controlled trials and the role of the pharmaceutical industry in promoting these trials have ended up bringing discredit to this approach, which is, however, the best method for establishing the proven effect of a drug, in part of the population. the craze that has arisen for the distribution of hydroxychloroquine, based on a very preliminary study and the analysis of a cohort without a comparator group, was, from this point of view, very emblematic of the fact that belief can quickly replace scientific demonstration. this is not new and already exists for alternative therapeutic methods that refuse to fall under the caudine forks (so named in reference to the battle at the end of which the romans had to submit to the samnites) of clinical trial methodology. this attitude has, however, taken an emotional and claiming side in the context of the anxiety and fear generated by the covid-19 pandemic and its lethal risk. empiricism seems to be trying to take again a top position over the rational approach, which some consider too dogmatic, especially in critical situations. is it necessary, because it is urgent, to abandon all the scientific principles of clinical trials that have previously led to undeniable therapeutic progress? undoubtedly not, which does not mean that the experimental design of the trials should not be adapted, in an approach reminiscent of charles peirce and william james theorising pragmatism as a third way transcending the empiricism/rationalism opposition. for more than thirty years, french medical pharmacologists and therapists have been contributing to an international movement of methodological diversification through a think tank (called "ateliers de giens") bringing together the academic, industrial and institutional worlds. pragmatic trials, adaptive trials using the bayesian approach, studies with external comparators, trials on small samples, taking into account secondary assessment criteria and the use of biomarkers are all methodological innovations that aim to make the framework of controlled trials more flexible in order to speed up or improve the evaluation of drugs, without abandoning the major and basic principle of comparison [1, 2] . the media outburst against methodology rightly clashes with the convictions of the vast majority of health professionals, who have perhaps not sufficiently integrated the fact that drugs, which they consider above all as a scientific object that is their prerogative, have also become an issue that the social body has taken up. it is above all through the drug risk and its often-mediatized affairs that society has integrated drugs as a social fact [3] . the so-called "mediator" affair has had a major impact on populations, in this case the french one, with the realization that drugs can be also dangerous, even in the long term. the front pages of newspapers and magazines devoted to medicines and their risks have been booming, like the questions addressed to the regional pharmacovigilance centres. the development of social networks has had an amplifying effect on the emergence of medicines as a social issue, by bringing it out of the circle of health professionals, previously considered as the only "knowers". some years ago, several episodes of reporting adverse drug reactions linked to changes in thyroid hormone formulation have emerged as a viral relay on social networks. social demand may lead regulatory agencies to re-evaluate positions that were initially scientifically based, or to speed up market entry. recently, the film "120 beats per minute" recalled the interactions, sometimes violent, between patient associations, pharmaceutical industry and regulatory agencies in order to bypass the usual marketing rules, in view of the mortality caused by hiv. this is reminiscent of what we are experiencing today with molecules reputed to be potentially effective against sars-cov-2, recalling what we have previously seen with other products, such as baclofen in alcohol use disorders. while society may request answers from public authorities and healthcare professionals regarding the risks/benefits balance of drugs, social facts may also influence the medical use or diversion of medicines, or even investment in their development. the cult of thinness, advocated year-round in all magazines, was undoubtedly the main factor that triggered the misuse of the mediator, replacing dexfenfluramine, which, a few years earlier, had been withdrawn from the market because of its valvular risk. our modern societies, based on the over-emphasis on performance, generate a diversion of drugs, particularly psychotropic ones, for the purpose of cognitive doping. however, anxiety induced by loss of social bearings or by suffering at work linked to the search for profitability at all costs explains the over-consumption of psychotropic tranquillizers or antidepressants. the social context may therefore explain the emergence of a pattern of use or an increase in the prescribing or consumption of a particular drug, which then escapes rational, evidence-based use, necessitating regulatory measures to control prescribing or dispensing. the current health crisis has highlighted the immediate link between the announcement of preliminary or hypothetical results on the efficacy of a particular drug against coronavirus and its dispensing, and often consumption, outside of any regulatory framework. taking into account the social dimension of the drug reveals, however, a contradiction in the demand of the social body, which has been amplified during the health crisis. on the one hand, there is an expectation for information that has been scientifically validated by health professionals. in the space of one month, the pharmacovid site [4] set up on 21 march was consulted nearly 300,000 times, with many questions asked by the current health crisis may be leading to a turning point, with drugs becoming a political football. it is first of all an object in the international political games, because it is clear that states have lost their sovereignty over the production of medicines, which, like other manufactured products, has become one of the goods of globalized capitalism. the current crisis, however, has made us aware that drugs are above all a common good, since they affect one of the essential elements for humanity, namely health. if tomorrow a vaccine or treatment against coronavirus is found, will we witness a war between states to control supply, as happened with masks? will the world balance between states be altered? will the ability to control drug policy in all its aspects (innovation, rapid assessment, production) become a diplomatic weapon or even a propaganda tool for external or internal propaganda? because drugs have also become a domestic political issue, as we have seen with chloroquine and hydroxychloroquine, with partisan confrontations or positions taken without scientific basis by a head of state announcing his belief in the interest of chloroquine, in a country that was the first to create a regulatory agency. the balance between political power and regulatory agencies may be shifting, as shown by the announcement by the president of the united states of america, in person, of the authorisation of an antiviral by the fda, developed by an american company, even though the results of clinical trials are still contradictory. it is the same with a nationalist attitude for the priority delivery of vaccine. will drug policy tomorrow become a subject of electoral debate, on a par with fiscal or educational policy, and an argument for economic nationalism? how can we reconcile this irruption in the public or political debate and the maintenance of a sufficient level of expertise to avoid falling into the populism we know in other fields, with its share of false or truncated information? the participants of giens xxxv round table clinical research. from single-arm studies to externally controlled studies. methodological considerations and guidelines quelle utilisation et quelle hiérarchisation pour les critères de jugement secondaires social pharmacology: a new topic in clinical pharmacology pharmacovid plateform: questions and answers for the public about drugs in the context of the covid-19 key: cord-270516-9ol1209i authors: singh, bhupinder; lohan, shikha; sandhu, premjeet s.; jain, atul; mehta, surinder kumar title: functionalized carbon nanotubes and their promising applications in therapeutics and diagnostics date: 2016-04-15 journal: nanobiomaterials in medical imaging doi: 10.1016/b978-0-323-41736-5.00015-7 sha: doc_id: 270516 cord_uid: 9ol1209i carbon nanotubes (cnts) have attracted much attention from researchers worldwide in recent years due to their high aspect ratio, high surface area, and excellent material properties, such as electrical and thermal conductivities and mechanical strength. these rolled-up seamless cylinders of graphene sheets possess nanosized hollow-tube-shaped structures. the cnts can be single-walled, double-walled or multi-walled, depending upon the number of graphene layers from which a single nanotube is composed. the cnts, favoring encapsulation of drug molecules or by possible attachment of theranostic agents on the nanotube walls, have enabled their use in controlled drug delivery, and in targeting of drug molecules to specific sites such as the lymphatic system, brain, ocular system, and cancerous tissue. this chapter provides an overview of various types of cnts, methods utilized for their commercial production, and the functionalization approaches employed in drug-delivery applications. in addition, the chapter also endeavors to provide a thoughtful insight into the toxicity and regulatory concerns that need to be addressed before the cnts can be launched in the market. cnts can be broadly classified into two types based on their wall structure, that is, swcnts and mwcnts (foldvari and bagonluri, 2008) . in swcnts, a single graphene sheet is folded to form a cylindrical closed structure, whereas in case of mwcnts, around 3à5 sheets of single-walled nanotubes are rolled upon each other to form a multilayered structure. in addition, the swcnts may further be categorized based on the differences in the arrangements of their carbon atoms. the armchair arrangement is typically characterized by the chairs perpendicular to the tube axis, whereas a v-shape perpendicular to the tube axis is characteristic of the zigzag arrangement. the unique electrical, conductive properties and metallic characteristics are primarily determined by their degree of chirality. this forms the basis of designing a variety of nanoelectronic and diagnostic instruments (tessonnier and su, 2011) . beside structural differences, the cnts also differ from each other dimensionally. a coaxial structure, containing two concentric graphene cylinders with higher thermal and chemical stability than single-walled nanotubes has been explored recently. these are termed double-walled cnts. apart from this, several variants in cnt shapes have been seen including carbon nanohorns (cnhs), nanobuds, and nanotorus, which have enormous applications in drug delivery due to the suitability of their characteristic modified structure. figure 15 .1 diagrammatically depicts the various types of cnts employed in drug delivery. further, cnts are also classified depending upon their methods of preparation, structural modifications, and solubility properties, such as functionalized cnts, cnts dispersed in solvent, surfactant-coated cnts, and conjugated cnts, which may include drugs, monoclonal antibodies, ligands, etc. heating carbon black and graphites in a controlled flame environment has been successfully utilized for the preparation of cnts for the last two decades (iijima, 1991) . however, nanotubes synthesized by this method are irregular in size, shape, mechanical strength, quality, and purity owing to their uncontrollable natural environment. of late, a number of artificially developed methods have been extensively utilized for their synthesis, including catalytic chemical vapor deposition (cvd), electric arc discharge, and laser ablation (awasthi et al., 2005) as depicted in figures 15.2à15.4 respectively, and table 15 .1. additionally, several newer techniques, plasma-enhanced cvd, thermal cvd, laser-assisted cvd, high-pressure cvd, cobalt-molybdenum catalytic (comocat) process, and high-pressure carbon monoxide (hipco) disproportionation process have been developed for high-quality cnt production (beg et al., 2011) . different methods of preparation produce cnts with different physical and mechanical properties. the types of methods usually differ from one another in terms of the type of cnts produced, solubility, mechanical properties, quality, purity, and yield. modification of cnts by introduction of a drug molecule or ligand onto the walls and/or sides of cnts is referred to as cnt functionalization (lay et al., 2011) . this functionalization may be utilized for their enhanced biocompatibility, enhanced encapsulation tendency, and multimodal drug delivery and imaging electric arc discharge method for the production of cnts. laser ablation technique for the preparation of cnts. (liu et al., 2009) . several studies on the fate of nanotubes in the body have suggested that the functionalized cnts loaded with drug molecules could easily pass into the cells and further into the cell nucleus, thus attaining targeted drug delivery both at cellular and nuclear levels (mehra et al., 2015) . functionalization can be of two types: noncovalent (or adsorption) or covalent. many small, as well as large, drug molecules can be adsorbed noncovalently onto the surfaces of cnts. in this manner, cnts act as nanoreservoirs to adsorb the drug molecules by hostàguest interaction. forces that govern such adsorption are the hydrophobic and πàπ stacking interactions between the chains of the adsorbed molecules and the surfaces of cnts. in the case of lipophilic drug moieties, the hydrophobic forces are the main driving forces for the loading of such drugs into or onto cnts. the presence of charge on the nanotube surface due to chemical treatment can enable the adsorption of the charged molecules through ionic interactions (liu et al., 2010; chen et al., 2002) . noncovalent functionalization of cnts is particularly attractive as it offers the possibility of attaching chemical modifications without affecting the electronic network of the tubes. such functionalization can be achieved simply by exposing the cnts to vapors containing functionalization species that noncovalently bond to the nanotube surface. using this functionalization process, surfactants, polymers, and biomolecules like dna, sirna, proteins, and peptides can be successfully loaded onto the surfaces of cnts (figure 15 .5). covalent functionalization gives the more secure conjunction of drugs or functional groups (balasubramanian and burghard, 2005) . in order to achieve such functionalization, cnts can be oxidized using strong acids, resulting in the reduction of their length while generating carboxylic groups, thus increasing their dispersibility in aqueous solutions. alternatively, addition reactions of hydrophilic groups to the cnts external walls and tips can also make them soluble in water. to achieve such a type of functionalization with therapeutic molecules like methotrexate, chemical reactions like 1,3-cycloaddition can be employed. complete control over such chemo-or region-selective additions, however, is somewhat tricky to achieve, as it involves particular groups such as cyclic compounds, halogens, arynes, or carbenes. moreover, such reactions often require extreme conditions for covalent bonding. further, characterization of such functionalized nanotubes to determine the precise functionalization location and mode of addition are also very difficult. it may broadly be classified as end-defect functionalization or side-wall functionalization. end-defect functionalization involves oxidation at the "end" tips, whereas covalent binding of surfactants, proteins, and peptides on the surface of cnts is referred to as side-wall functionalization. figure 15 .5 schematically represents the types of functionalization possible on the cnt surface. cnts used in pharmaceutical applications need to be characterized extensively to determine their fundamental properties. the characteristic properties include diametric size, shape, purity, solubility, electromechanical properties, and thermal conductivity (foldvari and bagonluri, 2008) . quite a few techniques are being employed for characterizing these nanotubes, each with its pros and cons. the preliminary investigation of the morphology and impurities present in the cnt structure are presented by the use of scanning electron microscopy. transmission electron microscopy gives elucidation of the structural arrangement of cnt drug composites and provides qualitative information on size, shape, and structure of cnts. atomic force microscopy provides a three-dimensional (3d) surface profile desirable for determining the surface topology of cnts. other commonly employed techniques include thermogravimetric analysis, infrared spectroscopy, nuclear magnetic resonance (nmr), raman spectroscopy, h 1 -nmr, and dynamic light scattering. lately, functionalized cnts have been exploited for the delivery of biomolecules and drugs to desired sites. their ability to readily cross the plasma membrane for the transport of cargo molecules renders them as interesting nanovehicles. to achieve a desired response cellular internalization needs to be extensively studied. scientists across the globe have proposed different pathways for its cellular internalization. this internalization by the cell also depends on the physical properties, surface charge, and chemical functionalization of these cnts. the other parameters influencing its interactions include degree of dispersion and formation of supramolecular complexes (lacerda et al., 2006) . two most commonly understood mechanisms are described below. referred to as insertion, passive diffusion, or nanoneedle mechanism, this process is quite instantaneous and cnts diffuse across the lipid bilayer in a noninvasive manner. the uniqueness of cnts in terms of high aspect ratio, cylindrical shape, and elongated form favors translocation across the barriers. the two-step process involves accommodation of the cnts on the lipidic bilayer followed by transmembrane configuration (lopez et al., 2004) . well-individualized mwcnts have been shown to cross cell membranes by means of an energy-dependent process employing the use of atp. some scientists have also reported that cnts of approximately 100 nm are able to fit into caveolae and clathrin vesicles, while larger-sized cnts are taken up by means of the macro-pinocytosis pathway (mu et al., 2009) . figure 15 .6 clearly demonstrates the receptor-mediated endocytosis mechanism for surface-engineered cnts. the receptor-mediated endocytosis mechanism for surface-engineered cnts. cnts have recently emerged as efficient carriers in the arena of drug delivery. table 15 .2 provides a bird's eye view on the applications of cnts in the delivery of various therapeutic agents against diseases like cancer, and genetic and infectious disorders. an explicit account of diverse drug-delivery applications of cnts is enumerated below. the unique capability of cnts and their functional counterparts to penetrate into cells makes them interesting vehicles for the delivery of small-molecule drugs. in addition to their ability to carry one or more therapeutic agents, their recognition capacity, optical imaging signals, and targeted delivery have also been exploited for the successful development of these delivery systems. both hydrophilic and hydrophobic molecules can be bound to cnt by means of amide/ester linkages. in addition, various polymers are also grafted to their surface. researchers have also reported that pegylated mwcnts may be exploited as an efficient drug carrier to overcome multidrug resistance (mdr). these mwcnts can target and specifically accumulate in mdr tumor cells. besides, these mdr cells cannot remove intracellular mwcnts thereby effecting more efficient drug delivery. functionalized nanotubes have been employed on a large scale for targeted delivery of nucleic acids, proteins, antibodies, drugs, and other therapeutic agents to their respective sites of action. the use of cnts for targeted delivery is primarily accepted in treating various malignant disorders, which include choriocarcinoma, carcinoma of the cervix, breast cancer, prostate cancer, brain gliomas, and testicular tumors (thakare et al., 2010) . as drug-loaded functionalized cnts encounter problems in the release of their drug contents, these have been encapsulated in novel membrane microcapsules made up of an alginateàpoly-l-lysine-alginate membrane (degim et al., 2010) . excellent drug-release profile and enhanced safety and effectiveness, owing to protection from the external harsh environment, have been exploited for their use in targeted delivery. in addition, functionalization of chitosan on their surface enhances cell attachment to the sidewalls of the nanotubes, resulting in the desired targeted release to the cells, and improved drug absorption. such systems have significant potential for the delivery of drugs, peptides, and nucleic acids. antibody-mediated drug delivery, despite being a popular drug-delivery technique, suffers from a major hiccup of antibody specificity on binding with drug molecules. nanotubes, in this regard, are at a specific advantage as these do not alter this antibody specificity and can deliver the drug at the targeted site (prakash and kulamarva, 2007) . monoclonal antibody-functionalized swcnts have been employed for tumor targeting and for diagnostic imaging. an important prerequisite is the compatibility of the cnts with the targeting antibodies as well as nanotubes. also, the antigenicity of antibodies must remain unaltered after their attachment to the nanotubes and subsequently to their desired site of action. in addition, this approach can be employed for the delivery of both hydrophilic and lipophilic drugs. one of the functionalization techniques, that is, pegylation, has recently gained immense importance owing to its enhanced biocompatibility, solubility, and reduced toxicity (bottini et al., 2011) . in addition, monoclonal antibodies on swcnts functionalized with peg have the distinct ability to target the cd20 cell surface receptor on b-cells selectively. this antibody-mediated approach has thus been proved to be an ideal alternative in targeting drug molecules to cancer cells. lymphatic targeting is essential to protect the body against a range of infectious diseases and malignant disorders. in addition, it helps in targeting drug molecules to the reticuloendothelial system. over the past several years, various approaches have been attempted for lymphatic targeting of the drug molecules, for example, controlled-release and magnetic microspheres. these systems, however, cause capillary blockade and chemoembolism owing to their large size. researchers have now shown that lymphatic targeting of drugs with the use of magnetic nanotubes is better accepted and employed for lymphatic targeting. because of their chemical and mechanical stability, incorporation, and controlled drug release, these cnts can be chemically modified to achieve the desired targeting effect. in addition, yang et al. (2008) indicated that the size specificity allows for effective uptake into the lymphatics. cnts, functionalized with folic acid in conjugation with magnetic nanoparticles, have shown better targeting ability to cancer cells in the lymph nodes. in addition, these mwcnts can be retained at the target site by means of an externally placed magnetic field. brain targeting of drug molecules is hampered by the impermeable bloodàbrain barrier, which restricts the entry of substances so as to maintain the internal milieu of the brain. in addition, the presence of enzymes in the brain degrades the few neuropharmaceutical agents that manage to cross the impermeable barrier. conventional drug-delivery systems for that matter, fail to deliver drugs effectively into the brain. of late, cnts have been exploited for the brain targeting of drug molecules, primarily because of their inherent ability to cross the impermeable barrier (yang et al., 2010) . in this regard, mwcnts are quite effective in delivering these agents to the inner environment of brain microglial cells. recently, au/cnt hybrid nanomaterials have been exploited for detection of dopamine and ascorbic acid owing to the biocompatibility of aunps and unique electronic properties and ease of surface modification of cnts (vinoth et al., 2015) . additionally, magnetic properties bestowed by these nanotubes have been exploited for treating neurodegenerative disorders. in combination with nerve growth factors, these cnts also enable cells to differentiate into neurons and, thus, provide effective management for neurodegenerative disorders. the potential of cnts has also been used for ocular drug delivery. these help in specific and local targeting of drug molecules to the retinal site. examples of drugs which have been delivered for ocular delivery of drugs include antibiotics, anticholinergics, mydriatics, etc. (sinha and yeow, 2005) . however, limited research work has been carried out in this area so far, thus calling for further exploration of cnt applications in ocular delivery. the rampant spread of cancer in society has posed a great challenge for scientists across the globe. the biggest challenge, therefore, is to treat malignant cells without their "spillover" to neighboring cells. conventional chemotherapy has the disadvantage of nonspecificity and in more than 99% of cases normal cells are destroyed along with the cancerous tissues. cnts, in this regard, have been investigated for in vivo distribution and highly effective tumor targeting for cancer therapy in mice. investigations are being done on the biodistribution of radio-labeled swcnts in mice by in vivo positron emission tomography, ex vivo biodistribution, and raman spectroscopy. it has been found that swcnts that are functionalized with phospholipids bearing polyethylene glycol (peg) are surprisingly stable in vivo. cnts loaded with chemotherapeutic agents have been shown to achieve relatively higher uptake by cancerous tissue without affecting collateral tissues. consequently, nanotubes may also be beneficial in dosage reduction by localizing dose distribution at the tumor site. this can further be fortified by functionalizing the drug-containing cnts with an antibody molecule and targeting it to the antigen of cancer cells. recently, cnts have been reported to exhibit their own cancer-curing properties as well when exposed to an infrared light source (zhou et al., 2009) . such heated tubes, especially mwcnts, when placed at a tumor site, specifically destroy malignant cells and seem to act as a tumoricidal agent. attachment of cnts to folic acid, a tumor marker, has also been used for programmed cell death. this process of cancer treatment is generally referred to as photothermal therapy. similarly, mwcnts doped with nitrogen gas have been found to induce thermal ablation causing apoptosis (i.e., programmed death) of cancer cells upon irradiation with an infrared beam (torti et al., 2007) . it can thus be concluded that the antitumor activity of cnts might be due to heat transduction, which leads to less cellular cytotoxicity (figure 15.7) . literature reports also suggest increased tumoricidal activity of mwcnts when functionalized with dna and sirna. swcntàsirna complexes have been demonstrated to have effective and prolonged suppression of tumor growth in comparison to earlier available tools for sirna delivery. it has been observed that functionalized swcnts are an effective solution in reducing the progression of human myelogenous leukemia. apart from the delivery of pharmaceuticals and/or nucleic acids to malignant cells, recent investigations have proved their importance in radiotherapy for cancer treatment by increasing the rate of oxygen uptake to malignant cells, thereby making the therapy more efficacious. apart from the cnts, cnhs are under investigation for exploring their application in chemotherapy. watersoluble cnhs have also been screened for the delivery of anticancer agents with some promising results (murakami et al., 2006) . the application of cnts as reinforcing agents has been mainly attributed to their excellent and unique electrical and mechanical properties (erik and tsu-wei, 2002) . cnts may be the best tissue engineering candidate among numerous other materials of natural or synthetic origin for tissue scaffolds. in addition, they are less dense, highly flexible, and have a very high young's modulus representing good stiffness. these properties are utilized to make lighter scaffolds with very high strength (iijima et al., 1996) . it has also been shown by various researchers that the material surfacefree energies also play an important role in influencing cell adhesion, leading to greater tissue regeneration. surface functionalization of these cnts further imparts to them biocompatibility and biodegradability, ideal for their use in the body. controlled delivery of drugs and genetic material such as dna, genes, and/or antibodies has challenged pharmaceutical scientists for years. of late, cnts have attracted much attention due to their ability to deliver drug molecules to a specific site in a controlled manner (luo et al., 2011) . studies carried out by yang et al. (2009) on amine-functionalized mesoporous silica nanotubes (nh 2 -msnts), with additional functionalization by cds quantum dots (qds), have been found shown to deliver anti-inflammatory drugs in a controlled manner. furthermore, carboxyl functionalized mwcnts (mwcnt-cooh) along with nanohybrid hydrogels have also been employed as controlled drug-delivery vehicles. such systems show low micropore densities and large mesh sizes with an increase in mwcnt-cooh content. the ph responsiveness conferred by the unique combination upon contact with water produces controlled drug-release profiles. recently, "smart bio-nanotubes," a new generation of nanomaterials, have been developed. these trilayered structures are able to regulate the rate of drug release by tailoring the thicknesses of protein lipid and protein coats. highly efficient electrophoretic and iontophoretic pumping has been accomplished through functionalized cnt membrane due to the high charge density, dramatically quick flow of drugs through the cnt cores, and small pore dimensions (degim et al., 2010) . cnt membranes are usually integrated with the drug molecule to obtain a switchable transdermal delivery device. these highly energy-efficient programmable devices offer minimal skin irritation without any skin barrier disruption. utilizing this concept, mwcnts for transdermal delivery of nicotine have been fabricated through the cvd approach. improper absorption, antigen-induced hypersensitivity, anaphylactic reactions, and hypersensitivity due to vaccine adjuvant are some of the serious drawbacks associated with vaccine delivery. among the new approaches suggested for delivery of vaccines, cnts have also been tried for vaccine delivery, where these help in improving vaccine action due to their adjuvant action (bianco et al., 2005) . in addition, cnts, when conjugated with antigenic peptides, can act as a new system for safe and effective delivery of synthetic vaccines. gene delivery or gene therapy is an approach in which a defective gene, which is the cause of some chronic hereditary disease, is corrected by introducing a dna molecule into the cell nucleus. cnts have been quite widely exploited for improving gene delivery owing to their capability of replacement of damaged/ missing genes, and transportation of dna into cells (bianco, 2004) . attempts have been made for treating gene defects by transporting grafted genes with the help of nanotubes (pan et al., 2009 ). ammonium-functionalized cnts have been demonstrated to enhance gene therapy in comparison with dna alone . research has also indicated that sirna and swcnt complex can be easily taken up by splenic immune-recognizing cells such as cd11c1 cells, cd11b1 cells, and gr-11 cd11b1 cells to induce the immune response for the particular gene. it has also been observed that when single-stranded dna is bound to swcnts, dna probes are protected from enzymatic cleavage and interference from nucleic-acid-binding proteins. studies have shown that an swcnt-modified dna probe can target a specific mrna inside living cells, thus causing increased self-delivery capability and intracellular biostability, compared with free dna probes. in contrast to the traditional methods available for gene delivery, cnts provide distinct advantages like enhanced capability to penetrate into the cells owing to their needle-like shape, hydrophobic surface, and their electrical properties. in addition, their capacity to achieve controlled release, influence on transitions of dna/sirna, and ability to monitor the therapeutic effects provides this conjugate with great potential for applications in the field of genetic engineering (cheung et al., 2010) . infectious diseases, such as tuberculosis, leishmaniasis, severe acute respiratory syndrome, and flu (swine, bird, and avian), have always been a critical public health issue with global concerns. these infectious agents show a high level of resistance against numerous antivirus and antibacterial drugs. recently, functionalized cnts have shown promising outcomes in the treatment of these diseases owing to their ability to easily conjugate drugs like amphotericin b (vinoth et al., 2015) , dapsone, etc. (mehra et al., 2015) . conjugation of amb to these f-cnts has been shown to have reduced toxicity and enhanced antimycotic efficiency. in addition, their targeted deliveries to macrophage cells have also been indicated by researchers. furthermore, cnts themselves might possess antimicrobial activity as bacteria, such as escherichia coli may be absorbed onto the surface of the cnts. the cnt might induce oxidation of the intercellular oxidant glutathione, resulting in increased oxidative stress on the bacterial cells and thus eventual cell death. the potential role of cnts as antioxidants is still an emerging area of research. cnts, and in particular carboxylated swcnts, have been reported as antioxidants in nature and may possess useful biomedical applications in preventing chronic ailments, aging, and in food preservation as well. such potential calls for more investigations of different forms of cnts to develop their precious effect as free radical scavengers. antitumor immunotherapy consists of stimulating the patient's immune system to act against malignant tumor cells. studies have shown that cnts can be effectively used as carriers for a cancer vaccine or a therapeutic antibody as a drug. biosensors in the field of diagnostics have made an enormous impact on basic scientific research and healthcare. these detect chemical, physical or biological quantity and transduce it in the form of a signal. fast electron transfer rate, wide potential window, flexible surface chemistry, and good biocompatibility of cnts give them excellent property for their use in biosensors. for example, cnts have been effectively coupled with glucose-oxidase biosensors for blood sugar control in diabetic patients. various mechanisms and properties of cnts have been utilized in construction of these molecular machineries. figure 15 .8 elucidates different sensing mechanisms of cnt-based biosensors. lately, research has revealed that cnts can also generate qds, or may behave like qds. basically, these are semiconductor nanocrystals with nanosize range. they are diode substances capable of emitting light of various colors. due to their light-emitting property, they have potential applications in imaging various body parts (lim et al., 2003) . cnts are capable of mimicking these lightemitting nanoparticles. cisplatin and epidermal growth factors (egfs) have been attached to swcnts, specifically to target squamous cell cancer (bhirde et al., 2009) . also, swcnt-qdàegf bioconjugates have been shown to possess better cell internalization properties compared to plain cnts. sensing mechanism of cnt-based biosensors. in comparison to bulk materials, nanotubes have unique properties including an exponentially high aspect ratio that leads to toxicity. reduction of size consequently makes the nanomaterial surface more reactive on itself (i.e., aggregation) and its surrounding environment (i.e., biological components). accumulation of nanosized material may also cause increased uptake into tissues, thus influencing the critical biological function of cells. besides, metal traces available in nanotubes are also another causative agent for toxicity (beg et al., 2011) . exposure to cnts causes multifunctional defects in various body organs and organ systems. early systemic exposure of mwcnts causes temporary organ injury, particularly to lungs and heart, attributable largely to their delayed clearance from the body due to strong agglomeration. persistent accumulation of agglomerated mwcnts in the lungs initiates inflammatory events (takagi et al., 2008) . similarly, swcnts have been found to affect the cns due to a high degree of accumulation in the spinal cord or dorsal root ganglia. furthermore, swcnts significantly decrease the dna content when the cells were exposed to disperse swcnt bundles due to their accumulation in the nuclear material. also, exposure to swcnts has resulted in ultrastructural and morphological changes in cultured skin cells (yacobi et al., 2007) . comparative evaluation of toxicity studies has revealed that mwcnts are more toxic as compared to swcnts, and induce massive loss of cell viability through programmed cell death. this toxicity of mwcnts is primarily due to oxidative stress, cellular toxicity due to formation of free radicals, accumulation of peroxidative products, antioxidant depletion, and loss of cell viability as depicted in figure 15 .9. cnts also exhibit primary genotoxicity due to the direct interaction of particles with cells, or secondary genotoxicity due to the generation of an excess of ros. mwcnts have genotoxicity effects due to dna damage through ros, leading to increased mutation frequencies (sargent et al., 2010) . recently, researchers have warranted the elucidation of an alternative, nonoxidative stress-mediated pathway of cellular damage. physical interference of cnt with cellular and extracellular constituents is also one of the potentially relevant mechanisms of damage. this physical interference may cause alterations of vital cellular processes, leading to various degrees of cellular injury, and in some cases even to cell death. despite the aforementioned literature reports, the present knowledge of cnt toxicity is inadequate and contradictory, thus still requiring more extensive toxicity, safety, and efficacy studies on animal models including humans. also, effects of cnt aggregation, size, length, functionalization, metal impurities, and polymers on safety require more extensive research. functionalization of swcnts and mwcnts and its effects on aggregation and consequently genotoxicity also need to be evaluated (uo et al., 2011) . the biodistribution of cnts is not significantly influenced by the route of administration. researchers have shown that these cnts distribute quickly throughout the whole body, with preferential organs being the stomach, kidneys, and bone. approximately 94% of cnts are shown to excrete into the urine and 6% in the feces. recently, analyses of urine samples by workers have revealed that both swcnt and mwcnt are excreted as intact nanotubes. the preferred sites of accumulation were found to be the stomach, kidneys, or bones, but no tissue damage or distress was reported. functionalizations of these swcnts have also been shown to prolong the swcnt blood circulation, reduced uptake in the reticuloendothelial system, and complete clearance from major organs (shvedova et al., 2009 ). awareness of nanotechnology has dramatically risen in recent years among lawmakers, regulators, and environmental activists. accordingly, the question of whether, and how well, to regulate nanotechnology is not new. to date, increasing interest in the field of development and nanotechnology applications of nanomaterials has had an impact on development of strict regulatory norms in their production and use in animals as well as in humans. as per the reports of the us environmental protection agency (arepalli, 2004) , cnts require major regulatory concern over toxicity as well as environmental safety (lewinski, 2005) . france is in the process of publishing a series of technical guidance documents related to nanotechnologies including cnts as fr1, fr2, and fr3. similarly, the uk government has committed toward ehs research, primarily with new studies on safety issues of specific nanomaterials, in particular nanosilver and cnts with the unites states as uk2, uk3, uk4, and oecd1. of late, the national environmental policy act (nepa) of united states has issued certain regulations for cnts and other nanomaterials. the primary considerations for regulating these nanomaterials include product quality assessment (i.e., quality control and manufacturing) and product safety assessment (i.e., biodistribution, clearance, metabolism, and toxicity). cnts have been proposed and explored as multipurpose innovative carriers for drug delivery and diagnostic applications. as a consequence, in a very short time span, cnts have drawn the attention of nanotechnologists, from industry as well as academia. in the last two decades, remarkable work has been carried out on the use of cnts for biomedical applications. functionalization of cnts has further opened new perspectives in the application of cnts in drug delivery. attachment of organic moiety to nanosized tubes has facilitated their use for diagnostic as well as targeting purposes, especially in cancer therapy and infectious disease treatment. however, despite their promising role in nanomedicine, cnts still require extensive research investigations to guarantee their safety profile in drug delivery. toxicity studies, therefore, are critical to establish the full in vivo potential of cnts for drug delivery before their real application and marketing. physiological, physicochemical, and molecular processes need to be considered for understanding of clinical and preclinical toxicity of cnts. regardless of knowledge gained in recent years on nanotoxicology; scientists have not yet been able to precisely forecast the behavior and biokinetics of cnts. furthermore, before the pharmaceutical commercialization of cnts, strict regulations are mandatory taking into their ambit the environmental, health and safety issues. however, as alarmingly high numbers of reports are piling up, it can be rationally anticipated that cnts have a golden future in drug delivery. multiwalled carbon nanotube-doxorubicin supramolecular complexes for cancer therapeutics laser ablation process for single-walled carbon nanotube production synthesis of carbon nanotubes growth, structure, and properties of graphite whiskers advancement in carbon nanotubes: basics, biomedical applications and toxicity cobalt-catalysed growth of 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combining carbon nanotubes with anticancer agent: preparation and antitumor activity nanoparticle effects on rat alveolar epithelial cell monolayer barrier properties magnetic lymphatic targeting drug delivery system using carbon nanotubes fluorescent mesoporous silica nanotubes incorporating cds quantum dots for controlled release of ibuprofen pharmacological and toxicological target organelles and safe use of single-walled carbon nanotubes as drug carriers in treating alzheimer disease targeted delivery and controlled release of doxorubicin to cancer cells using modified single wall carbon nanotubes cancer photothermal therapy in the near-infrared region by using single-walled carbon nanotubes key: cord-331633-ix5un6c9 authors: teixeira, maria c.; carbone, claudia; sousa, maria c.; espina, marta; garcia, maria l.; sanchez-lopez, elena; souto, eliana b. title: nanomedicines for the delivery of antimicrobial peptides (amps) date: 2020-03-20 journal: nanomaterials (basel) doi: 10.3390/nano10030560 sha: doc_id: 331633 cord_uid: ix5un6c9 microbial infections are still among the major public health concerns since several yeasts and fungi, and other pathogenic microorganisms, are responsible for continuous growth of infections and drug resistance against bacteria. antimicrobial resistance rate is fostering the need to develop new strategies against drug-resistant superbugs. antimicrobial peptides (amps) are small peptide-based molecules of 5–100 amino acids in length, with potent and broad-spectrum antimicrobial properties. they are part of the innate immune system, which can represent a minimal risk of resistance development. these characteristics contribute to the description of these molecules as promising new molecules in the development of new antimicrobial drugs. however, efforts in developing new medicines have not resulted in any decrease of drug resistance yet. thus, a technological approach on improving existing drugs is gaining special interest. nanomedicine provides easy access to innovative carriers, which ultimately enable the design and development of targeted delivery systems of the most efficient drugs with increased efficacy and reduced toxicity. based on performance, successful experiments, and considerable market prospects, nanotechnology will undoubtedly lead a breakthrough in biomedical field also for infectious diseases, as there are several nanotechnological approaches that exhibit important roles in restoring antibiotic activity against resistant bacteria. the discovery of new antimicrobial molecules in the early 1920s was a landmark in the field of pharmacology allowing the reduction of morbidity and mortality from infectious diseases, which were among the main causes of death worldwide [1] . however, the widespread and indiscriminate use of nanomaterials 2020, 10, 560 3 of 23 burrer et al. have used several strains of murine coronavirus in cell culture and in vivo in mouse models for the assessment of the antiviral properties of peptide-conjugated antisense phosphorodiamidate morpholino oligomers (p-pmos) [8] . the authors have reported the targeting effect of p-pmos against various target sites in the viral genome in cell culture and protected mice against virus-induced tissue damage. ykeda et al. have used an antimicrobial peptide isolated from the skin of xenopus tropicalis (pxt-5), and its modified peptide (modify-pxt-5) to produce self-assembled discoidal nanoparticles composed of amphiphilic alpha-helical scaffold proteins or peptides organised in a lipid bilayer [9] . both the peptides pxt-5, having hydrophobic and hydrophilic faces, behaved like general surfactants and can be used as carriers. bacteriocins, while very active at low concentrations, usually have low in vivo stability, being susceptible to degradation by proteolytic enzymes [4] . another major limitation on the use of these peptides is the difficulty encountered in their large-scale production, compromising altogether their clinical application. an approach to overcome their limited stability in vivo is their loading into nanoparticles. nanomedicine is currently a well-established approach intimately related to the design and development of nanomaterials with unique therapeutic and diagnostic properties [10] . nanotechnologies have also shown great potential in almost every aspect of the management of microbial infection with more than ten nanoparticles (nps)-based products marketed for bacterial diagnosis, antibiotic delivery and medical devices in 2014. with unique physicochemical characteristics, nanomaterials are sensitive and selective in the detection of bacterial signalling and may also exbibit intrinsic antimicrobial properties. furthermore, nanomaterials can be used for antimicrobial drug delivery, and the incorporation of antimicrobial nanomaterials in medical devices and implants can prevent microbial adhesion and infection [11, 12] . all these facts are instrumental against antimicrobial resistance by compromising bacterial mechanisms of resistance [13] . focusing on nanomaterials-based drug delivery systems, these offer an improved strategy to increase the therapeutic index, by decreasing the dosage and frequency of administration. besides, nanomaterials promote intracellular drug delivery, mitigating the development of drug-resistant bacteria and also allowing targeted organ accumulation by functionalized surface modifications, thus limiting systemic side effects and immunosuppression [2] . despite these promising outcomes, the main challenge of establishing clinical use is related to the evaluation of interactions of nano-antibiotics with cells, tissues and organs achieving information about their possible toxic effects, together with the production on a large scale [1, 14, 15] . several types of nanomaterials have shown potential in the pharmaceutical field. they have also been studied as potential drug carriers with applications in the delivery of amps, promising antimicrobial molecules which, due to their nature and physicochemical characteristics, have limited bioavailability. the aim of this work is to revise the state-of-the-art on the approach that combines the advantages of the design of new drug delivery systems for the improvement of antimicrobial bioavailability, taking into account the recent developments in nanomaterials for antimicrobial peptide delivery. amps are small natural oligopeptides that have recently showed a potential activity against antibiotics resistance mechanisms, due to their ability in lysing bacterial membranes, thus providing broad-spectrum effects, targeting microorganisms from viruses to parasites. the main interesting property of amps is their ability to selectively disrupt bacterial membranes without affecting mammalian cells, thus being safe. in addition, amps are referred to in the literature as host-defence peptides with anti-inflammatory and anticancer activities, because they are synthesized molecules that take action on the defence mechanisms against biological threats of the living organism of origin [16] . the discovery of amps dates back to the first half of the 20th century when in 1939, dubos extracted an antimicrobial agent from a soil bacillus strain, proven to be effective in mice pneumococci infection. this extract was then fractioned allowing the identification of gramicidin. despite some systemic toxicity, gramicidin has shown to be effective in the topical treatment of wounds and ulcers. the first animal-originated amp to be reported is defensin, isolated from rabbit leukocytes in 1956 [17] . nowadays, more than 2000 amps have been described and current molecular developments can be consulted in a series of databases available on the web (table 2) , including natural identified molecules, as well as peptidomimetic molecules and analogues that are pharmacologically designed thanks to the use of bioinformatics [18] . current food and drug administration (fda)-approved amps with well-established use include bacitracin, colistin and polymyxin b (although only for topical administration) [2] . despite the lack of consensus on the influence of peptide sequence in biologic activity of amps, some common characteristics seem to be important and fairly related to their antimicrobial property. the main one is primarily charge, with 90% of amps being cationic, and secondly, hydrophobicity or amphipathicity, influencing solubility profiles and consequently bioavailability [19] . associated with structural characteristics, these are also the main physicochemical properties that should also be taken into account in the design of new synthetic amps [17] . compared to conventional antibiotics, amps demonstrate significant advantages such as potency and board spectrum of activity, as well as an additional activity to modulate the immune system responses and low resistance rates. they also show some limitations that impair their safe therapeutic use, such as sensitivity to proteolysis, influencing stability and undefined toxicological data for systemic use [20] . in addition, their cationic and amphiphilic nature lead to high binding to serum proteins after parenteral administration, with consequent rapid elimination from bloodstream circulation and accumulation in the reticuloendothelial system, thus resulting in toxic effects and reduced activity [21] . to overcome these limitations, some strategies have been developed, maximizing the proven therapeutic potential of amps. there are numerous methods for obtaining amp delivery systems. amps could be immobilized onto a variety of materials or onto a variety of surfaces and still retain their antibacterial activity. also, amps can be targeted through loading them in nanoparticulate systems with selective delivery capacities, including polymers, liposomes, hydrogels, nanospheres, nano-capsules and carbon nanotubes [19] . as practical examples on of these of strategies, the studies of mishra et al. were focused on the development of an amp-coated surface, specifically immobilizing lassioglossin-iii onto silicone-based catheters and its activity against urinary tract infections [22] . at the same time, water et al. developed the possibility of encapsulating plectasin, a cationic amp, into polymeric nps and evaluated their efficacy on s. aureus strains [23] . bacteria show resistance to antibiotics drugs through a variety of mechanisms. moreover, the development of even new mechanisms of resistance has resulted in the simultaneous development of resistance to several antibiotic classes creating very dangerous multidrug-resistant (mdr) bacterial strains [24, 25] . however, when bacteria are drug-resistant it does not mean that they stop responding to an antibiotic, but that occurs only at higher concentrations [26, 27] . of greater concern are cases of acquired resistance, where initially susceptible populations of bacteria become resistant to an antibacterial agent, in particular antibiotics, and proliferate and spread under the selective pressure of use of that drug. one approach to address this challenge is to design analogues of drugs [28, 29] that are already in clinical use and that have activity against resistant organisms. however, bacteria are constantly succeeding to develop a resistant mechanism to new antibiotic drugs as well as to their analogues [30, 31] . nanotechnology offers opportunities to re-explore the biological properties of already known antimicrobial compounds such as antibiotics by manipulating their size to modify their effect. the combination of amps with nanomaterials is not new. out of the available 71,102 papers indexed in the web of science, a total of 70,948 combining amps with nanoparticles or nanomaterials have been published over the last 20 years in a range of disciplines ( figure 1 ). nanomaterials 2020, 10, x for peer review 5 of 23 5 water et al. developed the possibility of encapsulating plectasin, a cationic amp, into polymeric nps and evaluated their efficacy on s. aureus strains [23] . bacteria show resistance to antibiotics drugs through a variety of mechanisms. moreover, the development of even new mechanisms of resistance has resulted in the simultaneous development of resistance to several antibiotic classes creating very dangerous multidrug-resistant (mdr) bacterial strains [24, 25] . however, when bacteria are drug-resistant it does not mean that they stop responding to an antibiotic, but that occurs only at higher concentrations [26, 27] . of greater concern are cases of acquired resistance, where initially susceptible populations of bacteria become resistant to an antibacterial agent, in particular antibiotics, and proliferate and spread under the selective pressure of use of that drug. one approach to address this challenge is to design analogues of drugs [28, 29] that are already in clinical use and that have activity against resistant organisms. however, bacteria are constantly succeeding to develop a resistant mechanism to new antibiotic drugs as well as to their analogues [30, 31] . nanotechnology offers opportunities to re-explore the biological properties of already known antimicrobial compounds such as antibiotics by manipulating their size to modify their effect. the combination of amps with nanomaterials is not new. out of the available 71,102 papers indexed in the web of science, a total of 70,948 combining amps with nanoparticles or nanomaterials have been published over the last 20 years in a range of disciplines ( figure 1 ). evidence collected in the review work of huh and kwon [1] , pelgrift and friedman [3] , brooks and brooks [2] , diab et al. [32] and shimanovich and gedanken [33] clarifies microbial drug resistance mechanisms and how nanotechnology may be considered a tool against this issue. development of drug resistance occurs in (at least) three steps: (i) acquisition by microbes of resistance genes; (ii) expression of those resistance genes; (iii) selection for microbes expressing those resistance genes. first, bacteria acquire resistance to single and multiple drugs through horizontal gene transfer by transformation, conjugation and transduction [34] . bacteria can also acquire resistance genes by spontaneous mutation of existing genes [35] . mdr is acquired when a bacterial cell already containing one type of drug resistance gene acquires another type of drug resistance gene [34, 36] . second, in response to exposure to an antimicrobial drug, microbes express the resistance gene [36] . third, resistance becomes widespread when there is selection for microbes that express resistance genes against the antimicrobial drug. this selective pressure in favour of resistance occurs whenever evidence collected in the review work of huh and kwon [1] , pelgrift and friedman [3] , brooks and brooks [2] , diab et al. [32] and shimanovich and gedanken [33] clarifies microbial drug resistance mechanisms and how nanotechnology may be considered a tool against this issue. development of drug resistance occurs in (at least) three steps: (i) acquisition by microbes of resistance genes; (ii) expression of those resistance genes; (iii) selection for microbes expressing those resistance genes. first, bacteria acquire resistance to single and multiple drugs through horizontal gene transfer by transformation, conjugation and transduction [34] . bacteria can also acquire resistance genes by spontaneous mutation of existing genes [35] . mdr is acquired when a bacterial cell already containing one type of drug resistance gene acquires another type of drug resistance gene [34, 36] . second, in response to exposure to an antimicrobial drug, microbes express the resistance gene [36] . third, resistance becomes widespread when there is selection for microbes that express resistance genes against the antimicrobial drug. this selective pressure in favour of resistance occurs whenever microbes are exposed to the drug but not eradicated (either by the microbicidal effects of the drug itself or by microbiostatic effects of the drug nanomaterials 2020, 10, 560 6 of 23 followed by killing by the host's immune system) [34] . a schematic representation of some specific mechanisms of antimicrobial drug resistance is shown in figure 2 . nanomaterials 2020, 10, x for peer review 6 of 23 6 microbes are exposed to the drug but not eradicated (either by the microbicidal effects of the drug itself or by microbiostatic effects of the drug followed by killing by the host's immune system) [34] . a schematic representation of some specific mechanisms of antimicrobial drug resistance is shown in figure 2 . nanomaterials ( figure 3 ), which either show antimicrobial activity by themselves or elevate the effectiveness and safety of antibiotics administration [10, 13] , are called "nano-antibiotics" and their capability of controlling infections in vitro and in vivo has been explored and demonstrated. unlike many antimicrobial agents currently being used in the clinic, antimicrobial nps may not pose direct and acute adverse effects, although potential toxicity upon long-term exposure is questionable. most importantly, antimicrobial nps tackle multiple biological pathways found in broad species of microbes and many concurrent mutations would have to occur to develop resistance against nps' antimicrobial activities. preparation of antimicrobial nps could be cost-effective, compared to antibiotics synthesis, furthermore they are stable enough for long-term storage with a prolonged shelf-life [37] . in addition, some nps can withstand harsh conditions, such as high-temperature sterilization, under which conventional antibiotics are inactivated. antibiotics delivery using nanomaterials offer multiple advantages: i) controllable and relatively uniform distribution in the target tissue; ii) improved solubility; iii) sustained and controlled release; iv) improved patientcompliance; v) minimized side effects; and vi) enhanced cellular internalization [16, 37] . nanomaterials ( figure 3 ), which either show antimicrobial activity by themselves or elevate the effectiveness and safety of antibiotics administration [10, 13] , are called "nano-antibiotics" and their capability of controlling infections in vitro and in vivo has been explored and demonstrated. unlike many antimicrobial agents currently being used in the clinic, antimicrobial nps may not pose direct and acute adverse effects, although potential toxicity upon long-term exposure is questionable. most importantly, antimicrobial nps tackle multiple biological pathways found in broad species of microbes and many concurrent mutations would have to occur to develop resistance against nps' antimicrobial activities. preparation of antimicrobial nps could be cost-effective, compared to antibiotics synthesis, furthermore they are stable enough for long-term storage with a prolonged shelf-life [37] . in addition, some nps can withstand harsh conditions, such as high-temperature sterilization, under which conventional antibiotics are inactivated. antibiotics delivery using nanomaterials offer multiple advantages: (i) controllable and relatively uniform distribution in the target tissue; (ii) improved solubility; (iii) sustained and controlled release; (iv) improved patient-compliance; (v) minimized side effects; and (vi) enhanced cellular internalization [16, 37] . nanomaterials 2020, 10, x for peer review 6 of 23 6 microbes are exposed to the drug but not eradicated (either by the microbicidal effects of the drug itself or by microbiostatic effects of the drug followed by killing by the host's immune system) [34] . a schematic representation of some specific mechanisms of antimicrobial drug resistance is shown in figure 2 . nanomaterials ( figure 3 ), which either show antimicrobial activity by themselves or elevate the effectiveness and safety of antibiotics administration [10, 13] , are called "nano-antibiotics" and their capability of controlling infections in vitro and in vivo has been explored and demonstrated. unlike many antimicrobial agents currently being used in the clinic, antimicrobial nps may not pose direct and acute adverse effects, although potential toxicity upon long-term exposure is questionable. most importantly, antimicrobial nps tackle multiple biological pathways found in broad species of microbes and many concurrent mutations would have to occur to develop resistance against nps' antimicrobial activities. preparation of antimicrobial nps could be cost-effective, compared to antibiotics synthesis, furthermore they are stable enough for long-term storage with a prolonged shelf-life [37] . in addition, some nps can withstand harsh conditions, such as high-temperature sterilization, under which conventional antibiotics are inactivated. antibiotics delivery using nanomaterials offer multiple advantages: i) controllable and relatively uniform distribution in the target tissue; ii) improved solubility; iii) sustained and controlled release; iv) improved patientcompliance; v) minimized side effects; and vi) enhanced cellular internalization [16, 37] . current advances in the use of inorganic nanoparticles for amp delivery involve essentially the development of silver nanoparticles (agnps) and gold nanoparticles (aunps), as well as silicon derivates nano-systems [38] . the studies revised in this work are summarized in table 3 . the development of polymeric nanoparticles for amp delivery may offer an excellent technological strategy to improve drug bioavailability and safety, avoiding drug chemical and enzymatic degradation, preventing aggregation, enhancing controlled release. chitosan (cs) nps (csnps) are particularly interesting as the broad spectrum of antibacterial activity of cs is well known and documented, offering the possibility of synergistic effects with antimicrobial molecules. moreover, due to its biocompatibility properties, cs nanostructures have been extensively studied for drug delivery, and that is no different for amp delivery. in recent years, an increasing number of papers reporting on a new generation of antimicrobial metallic nps has been published [38] . consequently, many of the information on the application of nanotechnology in the infectious disease field regards the use of silver (ag) and gold (au) nps [11, 12, 49] . recently, derivatives of other metals have been studied for antimicrobial applications, and the antibacterial effects of zero-valent bismuth nps and uncoated au, nickel (ni) and silicon (si) nps were reported [50, 51] . despite the demonstrated intrinsic antimicrobial properties, dispersed metallic nps tend to aggregate and separate in solution, resulting in a decrease in their antimicrobial efficiency. with the aim of improving antibacterial properties, functionalization of nps has been attempted with surfactants, polymers or antibiotics resulting in more stable, less aggregated nps suspension and innovative, synergistic antibacterial agents. for instance, silver nps stabilized by polymers(polyvinylpyrrolidone) and surfactants (sds and tween 80) exhibit enhanced antibacterial activities [52] . nps can also act as drug-carriers able to pass through cell membranes [53, 54] . widely used antibiotics such as ciprofloxacin may benefit from the association with nps, and conjugation may result in an antibacterial effect also against micro-organisms resistant to the same molecule in the naturally occurring form [55] . when the antimicrobial agents are covalently linked to or contained within, nps, a higher drug concentration is attained in the area of interest, resulting in better efficacy at comparable doses and in slower release over time that may be exploited for preventing bacterial colonization [56, 57] . moreover, specific biological sites can be attacked after modification of nps with target molecules [58, 59] . as the nps themselves may have antibacterial properties, the combination of nps and loaded drugs exert a synergistic action [60] . current advances in the use of inorganic nanostructures for amp delivery involve essentially the development of ag and aunps, as well as silicon derivate nano-systems. the studies revised in this work are summarized in table 3 . research on gold nps is increasing thanks to their many advantages, such as their ease of synthesis and conjugation to biomolecules, their capability to maintain their own structure when in circulation and their improved effectiveness against bacteria, thus demonstrating their high potential in the field of nanomedicine. even if at the beginning, the research in this field was focused on the possibility to exploit gold nps in combination to laser radiation, thus significantly reducing bacteria viability due to cell lysis and mechanical disruption [61] . currently, two recent studies have been reported exploring the use of au nanostructures for amp delivery. photoluminescent au nanodots (aunds) were prepared by chen et al. [39] . these aunds were functionalized with hybridized ligands, an antimicrobial peptide (surfactin; sft), and 1-dodecanethiol (dt), on aunps. ultrasmall sft/dt-au nds (size ≈ 2.5 nm) were achieved and exhibited highly efficient antimicrobial activity. the photoluminescence properties and stability as well as the antimicrobial activity of sft/dt-au nds were also studied, and it was shown that these characteristics are highly dependent on the density of sft on au nds. relative to sft, sft/dt-aunds exhibited greater antimicrobial activity, not only to non-multidrug-resistant bacteria but also to the multidrug-resistant bacteria. the minimal inhibitory concentration values of sft/dt-aunds were much lower (>80-fold) than that of sft. the authors considered that the antimicrobial activity of sft/dt-aunds was mainly achieved by the synergistic effect of sft and dt-aunds on the disruption of the bacterial membrane. in vitro cytotoxicity and hemolysis, analyses were also performed and had revealed superior biocompatibility of sft/dt-aunds than that of sft. moreover, in vivo methicillin-resistant s. aureus infected wound healing studies in rats showed faster healing, better epithelialization. this study suggested that the sft/dt-aunds system may be a promising antimicrobial candidate for preclinical applications in treating wounds and skin infections [39] . rai et al. also reported a one-step methodology to generate amp-conjugated (aunps) [40] . the amp-conjugated aunps prepared showed controlled size (14 nm) and low polydispersity and allowed the inclusion of high concentration of amps. further, these systems demonstrated higher antimicrobial activity and stability in serum and in the presence of non-physiological concentrations of proteolytic enzymes than soluble amp, as well as low cytotoxicity against human cells [40] . interestingly, akrami et al. showed the possibility to exploit gold nps as a novel anticancer platform [41] . results of this research confirm the improvement of cell internalization of gold nps, with higher cytotoxicity and cellular uptake for smaller nps compared to larger nanospheres and nanorods, suggesting that anticancer effects of the selected peptides were modulated by the size and shape of the gold nanoparticles [41] . geilich et al. developed novel delivery systems by combining silver nps and ampicillin so to achieve a synergistic dose-dependent effect on bacterial cells [42] . the obtained polymersomes were safe on human fibroblasts and more effective in inhibiting bacterial cells with a silver-to-ampicillin ratio of one to 0.64, respectively. recent advances in amp delivery by ag nanostructures, pazos et al. [43] reported on supramolecular assemblies of novel peptide amphiphiles (pas) containing aldehyde functionality in order to reduce ag ions and subsequently nucleate ag metal nps in water. this proposed system spontaneously generates monodisperse ag particles at regular distances along the length of the filamentous organic assemblies. the metal−organic hybrid structures exhibited antimicrobial activity and significantly less toxicity toward eukaryotic cells. metallized organic nanofibers of the type described offer the possibility to create other structures. for instance, hydrogels, that can be potentially applied in wound dressing development [43] . also addressing the wound infection problem, salouti et al. investigated the synergistic antibacterial effect of plant peptide mbp-1 and agnps on infected wounds caused by s. aureus [44] . the mic and mbc of mbp-1 and agnps both on their own and in combination form were determined against s. aureus via macrodilution and microdilution methods. the mic and mbc of mbp-1 were found to be 0.6 and 0.7 mg/ml, respectively. mic and mbc of agnps were determined to be 6.25 and 12.5 mg/l, respectively. mic and mbc of the agnps and mbp-1 combination were found to be 3.125 mg/ml, 0.5 mg/l; and 6.25 mg/ml, 0.6 mg/l, respectively. the synergistic antibacterial effect of ag nps and mbp-1 was investigated on infected wounds caused by s. aureus in a mouse model, and the infected wound healed properly after the combined use of mbp-1 and agnps [44] . it is worth to note recent findings by chaudhari et al. concerning the conjugation of silver-coated carbon nanotubes with the antimicrobial peptide tp359. herein, authors underline the occurrence of an additive effect of silver-coated nanotubes and tp359 regarding antibacterial activity. the innovative nano-system was found to be safe to murine macrophages and hep2 cells at the mic concentrations [45] . as delivery systems for amps, silicon and silicon derivates nanostructures have also been investigated recently. membrane interactions are critical for the successful use of mesoporous sinps. in order to elucidate these, braun et al. have studied the effects of np charge and porosity on amp loading and release, as well as consequences of this for membrane interactions and antimicrobial effects [46] . anionic mesoporous sinps were found to incorporate considerable amounts of the camp ll-37, whereas loading was found to be much lower for non-porous or positively charged sinps. the results also demonstrated that due to preferential pore localization, anionic mesoporous particles, but not the other particles, protects ll-37 from degradation by infection-related proteases. for anionic sinps, membrane disruption is mediated almost exclusively by peptide release. in contrast, non-porous sinps built up a resilient ll-37 surface coating due to their higher negative surface charge, and display largely particle-mediated membrane interactions and antimicrobial effects. for positively charged mesoporous sinps, ll-37 incorporation promoted the membrane binding and disruption displayed by the particles in the absence of peptide, but also caused toxicity against human erythrocytes. thus, the use of mesoporous sinps as amp delivery systems requires consideration of membrane interactions and selectivity of both free peptide and the peptide-loaded nps [46] . the properties of amps adsorbed on inorganic or organic surfaces are of interest for their potential applications in intracellular drug delivery. in the work of syryamina et al., continuous-wave (cw) electron paramagnetic resonance (epr) and pulsed electron-electron double resonance (peldor) techniques were applied to study the adsorption of the amps trichogin ga iv and ampullosporin a on monodisperse colloidal silica nanospheres (sins) of 20 nm diameter [47] . the results obtained by cw epr supported the view that the adsorbed peptides form close-packed clusters. peldor data show that both trichogin and ampullosporin adsorbed on the silica surface possess a more disordered conformation as compared to that in solution. for ampullosporin, disordering is much more pronounced than for trichogin. after desorption, the peptides restored their conformations; upon adsorption, the peptides in some cases may lose partly their biradical character [47] . these results may be of interest as the antimicrobial activity is often related to peptide conformation. nano-clays or layered silicates are an interesting nanostructure that has been used for remediation of environmental contaminants, delivery of drugs and various active molecules, and to enhance polymer mechanical and barrier properties in packaging films. they typically present a stacked arrangement of silicate layers with a nanometric thickness [62] . meira et al. studied three different nano-clays (bentonite, octadecylamine-modified montmorillonite, and halloysite) as potential carriers for the amps nisin and pediocin, known bacteriocins, the first referred above as having application as a food preservative. higher adsorption at room temperature of nisin and pediocin was obtained on bentonite. the antimicrobial activity of the resultant bacteriocin-nano-clay systems was analysed using skimmed milk agar as food simulant, and the largest inhibition zones were observed against gram-positive bacteria for halloysite samples. bacteriocins were intercalated into the interlayer space of montmorillonites as deduced from the increase of the basal spacing measured by x-ray diffraction (xrd) assay. these results indicate that nano-clays, especially halloysite, are suitable nano-carriers for nisin and pediocin adsorption, and the results may be considered interesting for the food industry [48] . different biodegradable polymeric nano-systems have been explored as carriers for antimicrobial agents that exhibit a high bactericidal activity. the efficacy of this strategy is well proven, highlighting polymeric nano-systems can effectively improve the cellular penetration, intracellular retention and specific subcellular distribution of antimicrobial agents, and even evade intracellular inactivation of antimicrobial agents [63] . controlled drug release using biocompatible and biodegradable polymers further emerged in the 1980s [64] . after the first polymer-based delivery of macromolecules using poly[ethylene vinyl acetate] polymer was demonstrated in 1976 [65, 66] . antimicrobial drug delivery using polymeric nps offers several advantages: (i) structural stability in biological fluids and under harsh and various conditions for preparation; (ii) precisely tuneable properties, such as size, zeta-potentials, and drug release profiles, by manipulating polymer lengths, surfactants, and organic solvents used for np preparation [67] , and (iii) facile and versatile surface functionalization for conjugating drugs and targeting ligands [68] . concerning antimicrobial nanoparticulate delivery systems, two major types of polymers have been explored: linear polymers (e.g., polyalkyl acrylates and polymethyl methacrylate) and amphiphilic block copolymers. the majority of polymeric nps prepared with linear polymers are nano-capsules or solid nanospheres [69] . in polymeric nano-capsules, a polymeric membrane that controls the release rate surrounds the drugs that are solubilized in aqueous or oily solvents. in solid nanospheres, drugs are homogeneously distributed in the polymeric matrices of variable porosities [70, 71] . amphiphilic block copolymers form self-assemble micellar nps with the drug being encapsulated in the hydrophobic core and surrounded by a hydrophilic shield. this shied allows the core to be protected from degradation [72] . several biodegradable polymers, including poly(lactic acid) (pla), poly(glycolic acid) (pga), poly(lactide-co-glycolide) (plga), poly(caprolactone) (pcl), and poly(cyanoacrylate) (pca), have been used as the hydrophobic core of the amphiphilic copolymers, whereas peg has been the most commonly used hydrophilic segment [67, [73] [74] [75] [76] . targeting ligands can also be conjugated on the termini of peg for targeted and selective delivery [77, 78] . polymeric nps have been explored to deliver various antimicrobial agents and greatly enhanced therapeutic efficacy in treating many types of infectious diseases has been reported. for instance, encapsulated ampicillin in polymeric nps was effective for s. typhimurium infection treatment [79] and intracellular l. monocytogenes infection in mouse peritoneal macrophages [80] . the use of polymeric nps can overcome the limited oral administration of unstable or inadequately absorbed drugs, [81] and, in addition, pegylation of nps, can increase drug half-life in serum, and improve mucoadhesive capabilities by reducing phagocytosis [82] thus, among nanoparticle platforms, polymer nps may be the most suitable system that can be used for antimicrobial drug delivery. biodegradable polymers and bioorganic polymers are also promising materials in the delivery of peptide-based drugs due to their compatibility, degradation behaviour, and nontoxic nature of administration [83] . the development of polymeric therapeutic nanostructures for amp delivery may offer an excellent technological strategy to improve drug bioavailability and safety. cs-based nps (csnps) are particularly interesting as the broad spectrum of antibacterial activity of cs is well known and documented, offering the possibility of synergistic effects with antimicrobial molecules. moreover, due to its biocompatibility properties, cs nanostructures have been extensively studied for drug delivery, and that is no different for amp delivery. in fact, the majority of the studies performed so far involves cs nanostructures and was already revised in previous work [84] from which we reproduce table 4 . research has been covering, the technological development of new carrier systems and their full characterization, and the evaluation of their efficacy as drug delivery improvers. in addition to cs-based nanostructures, recent studies on other polymeric nanostructures for amp delivery have been developed (table 5 ). cs-based nanoparticles vancomycin cs particles were prepared by ionic gelation and freeze-drying or spray-drying as recovery methods. antibacterial activity against s. aureus. cerchiara et al. [86] cs-based nanoparticles lysozyme as model development of a nanoparticle model with commercially available cs loaded with lysozyme as antimicrobial protein drug model. piras et al. [87] cs and poly-gammaglutamic acid composites ll-37 the results indicated that both ll-37 and no were co-loaded successfully in micro particles, and the composite particles could sustain ll-37 and no release at physiological ph, in vitro. cryptdin-2 preparation of cs tripolyphosphate (cs-tpp) nps by ionotropic gelation. the formulation was then characterized on the basis of particle size, zeta potential and polydispersity, and antimicrobial in vivo assays against salmonella enterica were performed. cs-based nanoparticles temporin b cs-nps were prepared based on the ionotropic gelation between cs and sodium tripolyphosphate. the nano-carrier evidenced a sustained antibacterial action against various strains of s. epidermidis. nanogel composites -prepation of agnps embedded in a biocompatible nanogel comprising degradable, natural polymers. in this study, hybrid nanogels were prepared with varying polymer content and their potential by determining their antibacterial properties against e. coliand s. aureus strains. coll ferrer et al. [90] glycol-cs nanogels -study of the biocompatibility of a glycol cs nanogel by evaluation of effects on metabolic activity, cell cycles blood compatibility. overall, the results demonstrated the safety of the use of the gc nanogel as drug delivery system. nanofibers and films cs thin films hlf1-11 immobilization performed onto cs thin films as a model for an implant coating due to its reported osteogenic and antibacterial properties. cs thin films were produced by spin-coating on au surfaces. activity against methicillin-resistant s. aureus (mrsa). nanofibers defensin-1, dermaseptin ll-37 magainin 1 alternate deposition of polycation (cs) and polyanion over cotton gauzes. antimicrobial assays were performed with two strains: s. aureus and k. pneumonia. food packaging systems study of the efficiency as antimicrobial carriers of hydroxypropyl methylcellulose [93] , chitosan (cs), sodium caseinate (sc) and polylactic acid [93] films, in the release rates of fluorescently labeled nisin z, evaluating their potential as food packaging polymers. imran et al. [93] nanomaterials 2020, 10, 560 14 of 23 plla-l35-pllain situ gel ap-57 potential application of amps in wound healing, by developing a biodegradable poly (l-lactic acid)-pluronic l35-poly (l-lactic acid) (plla-l35-plla) in situ gel-forming system li et al. [97] food preservation systems nisin study of a safe suitable antimicrobial system to be used in food industry. influence of pectin degree of acetylation on np properties. krivorotova et al. [98] chitosan/pga nanoparticles nisin influence of chitosan coating on colloidal stability, loading capacity and encapsulation efficiency wu et al. [99] d'angelo et al. designed and developed a system of nano-embedded microparticles (nem) for sustained delivery of cationic amps (camps) [94] in the lung, studying its effect on p. aeruginosa, a known lung infection pathogen. to this purpose, plga nps containing a model camp, colistin (col), were produced by the emulsion/solvent diffusion technique, and then spray-dried in different carriers (lactose or mannitol), thus producing nem. the most promising nem formulations were selected from bulk and flow properties, distribution of nps in the carrier and aerosolization performance upon delivery through a breath-actuated dry powder inhaler. col-loaded nem were found to kill p. aeruginosa biofilms and to display a prolonged efficacy compared to the free col. [94] . another camp, plectasin, was encapsulated into plga nps using the double emulsion solvent evaporation method, in the work of water et al. [23] the plectasin-loaded nps displayed a high encapsulation efficiency (71-90%) and mediated release of the peptide over 24 h. the antimicrobial efficacy was investigated using bronchial epithelial calu-3 cell monolayers infected with s. aureus, and encapsulated plectasin displayed improved efficacy as compared to non-encapsulated plectasin. the author also assessed the subcellular localization of the prepared nps in different relevant cell lines: calu-3 epithelial cells, thp-1 macrophages and a549 epithelial cells. here the results have shown good patterns of penetration on calu-3 epithelial cell lines, as well as in thp-1 macrophages [23] . hydrogels and nanogels are an important class of biomaterials that have been widely utilized for a variety of biomedical/medical applications. the biological performance of these systems, particularly those used as wound dressing; can be complemented with antimicrobial activity capable of preventing colonization of the wound site by opportunistic bacterial pathogens [90, 100, 101] . these types of structures have also been studied recently for amp delivery. continuing their study of the antimicrobial activity of multi-domain camps (md-camps) in solution, jiang et al. investigated the same effect of self-assembled 3-d hydrogels supramolecular nanostructures and its rheological properties [95] . among the studied md-camps solutions, the bactericidal activity of peptide hydrogels was found to be improved. the improved antimicrobial activity of the self-assembled peptide hydrogels was found to be related to the combined effect of supramolecular surface chemistry and storage modulus of the bulk materials, rather than the ability of individual peptides/peptide assemblies to penetrate bacterial cell membrane as observed in solution. thus, the structure-property-activity relationship developed through this study may provide important knowledge for designing biocompatible peptide hydrogels with built-in antimicrobial activity for various biomedical applications [95] . the water et al. group also designed novel nanogel-based novicidin delivery system. the peptide novicidin was self-assembled with a nano-ctenyl succinic anhydride-modified analogue of hyaluronic acid, and this formulation was optimized using a microfluidics-based quality-by-design approach. the encapsulation efficiency of novicidin (15-71%) and the zeta potential (−24 to −57 mv) of the nanogels could be tailored by changing the preparation process parameters, with a maximum peptide loading of 36 ± 4%. the nanogels exhibited good colloidal stability under different ionic strength conditions and allowed complete release of the peptide over 14 days. furthermore, self-assembly of novicidin with hyaluronic acid into nanogels significantly improved the safety profile at least five-fold and six-fold when tested in huvecs and nih 3t3 cells, respectively, while showing no loss of antimicrobial activity against e. coli and s. aureus [96] . li et al. explored the potential application of amps in wound healing, by developing a biodegradable poly(l-lactic acid)-pluronic l35-poly(l-lactic acid) (plla-l35-plla) in situ gel-forming system [97] . an injectable formulation composed of human amps 57 (ap-57) loaded nps, and thermosensitive hydrogel was prepared. ap-57 peptides were enclosed with biocompatible nps (ap-57-nps) with high drug loading and encapsulation efficiency. ap-57-nps were further encapsulated in a thermosensitive hydrogel (ap-57-nps-h) to facilitate its application in cutaneous wound repair. as a result, ap-57-nps-h released ap-57 in an extended period and exhibited quite low cytotoxicity and high anti-oxidant activity in vitro. the in vivo wound healing assay using a full-thickness dermal defect model of sd rats indicated that ap-57-nps-h could significantly promote wound healing. at day 14 after an operation, the treated group showed nearly complete wound closure of 96, 78 ± 3, 12% [97] . other studies of nisin nanoencapsulation were performed, with the purpose of protection to ensure the stability of this amp during food processing and storage period. nisin-loaded pectin nps (nlp-nps) were prepared and analysed by krivirotova et al. by a simple complexation method [98] . three types of pectin biopolymer were tested and it was found that the methoxylation degree of pectin influenced nisin loading efficiency and particle size. for the complex formation, both electrostatic and hydrophobic interactions were important. nlp-nps exhibited antimicrobial activity that was dependent on the type of biopolymer. overall, the results indicated that nlp-nps might be a suitable antimicrobial system to be used in the food industry [98] . nisin nanoencapsulation in self-assembly chitosan-and poly-glutamic acid, was recently reported by wu et al. [99] . herein, the authors showed that the use of a coating layer of chitosan improved colloidal stability, loading capacity and encapsulation efficiency. furthermore, chitosan layer composite nanoparticles were more effective compared to uncoated nps and nisin in inhibiting the growth of escherichia coli and listeria monocytogenes. solid lipid nanoparticles (sln) and nanostructured lipid carriers (nlc) stand for nanoparticles composed of lipid materials that melt at temperatures above 40 • c [102] . their main purpose is to modify the release profile of the payload attributed to their solid core. while sln are composed of solid lipids only, nlc matrix is a blend of solid and liquid lipids (which also melts above the body temperature) to improve the solubility of lipophilic compounds. both sln and nlc are biodegradable and non-toxic [103] [104] [105] , and their versatility of is also attributed to their capacity to load a range of chemically different bioactives, including peptides and proteins [106] [107] [108] [109] , and be modified on their surface [110, 111] . fumakia et al. have developed sln for the simultaneous delivery of an endogenous host defence peptide (ll37) with antimicrobial activity and an elastase inhibitor serpin a1 (a1) for the treatment of wound infections [112] . the authors reported that sln could modify the release profile of simultaneous delivery of both bioactives, accelerate wound healing in bj fibroblast cells and keratinocytes and promote antibacterial activity against staphylococcus aureus and escherichia coli in comparison to ll37 or a1 alone. ll37 loaded into nlc have also been proposed by garcia-orue for the topical treatment of chronic wounds [113] . ll37-loaded nlc did not affect cell viability tested against human foreskin fibroblasts while the in vitro bioactivity assay showed that the peptide remained active after the loading into lipid nanoparticles as the system reversed the macrophages activation as happened with the ll37 in solution. ll37-loaded nlc were also active against escherichia coli. the in vivo testing in mice also demonstrated the systems' capacity to improve healing by promoting wound closure, reepithelization grade and restoration of the inflammatory process. lewies et al. demonstrated that biodegradable nlcs enhance the antibacterial activity of antimicrobial peptides [114] . the authors have studied the effect of nisin z when loaded into nanostructured lipid carriers on staphylococcus aureus, staphylococcus epidermidis and escherichia coli. nisin z exhibited additive interactions with numerous conventional antibiotics, in particular, with novobiocin. the presence of edta improved the antimicrobial activity of free nisin z towards escherichia coli significantly. nisin z-loaded nlcs were effective against gram-positive species at physiological ph, also showing an increased efficacy when adding edta. nisin z-loaded nlcs were shown potential to enhance the antibacterial activity of nisin z towards gram-positive bacteria commonly found in skin infections. other types of nanomaterials, such as dendrimers and carbon nanodots, have also been successfully proposed for the delivery of amps. due to their ease of synthesis and low manufacturing costs, antimicrobial polymers including dendrimers have been exploited to mimic the antibacterial mechanism host defence peptides, by compromising bacterial cell membranes [115] . gide et al. developed nanomaterials-lipidated amphiphilic dendrimers which displayed potent and selective antimicrobial activity against both gram-positive and gram-negative bacteria, including multidrug-resistant strains [115] . these dendrimers are also shown to inhibit bacterial biofilms effectively. carbon nanodots or carbon quantum dots were originally discovered due to their bright fluorescence emissions as those found in conventional semiconductor quantum dots, and can also be used for drug delivery [116] . carbon dots modified with vancomycin were proposed for the treatment of gram-positive bacterial infections [117] . zhong et al. synthesized surface-modified carbon dots with vancomycin and successfully tested them against bacillus subtilis, listeria monocytogenes, salmonella, pseudomonas aeruginosa and escherichia coli. the modified carbon dots showed affinity to the tested gram-positive bacteria owing to the ligand-receptor interactions between vancomycin and the cell walls. pramanik et al. synthesis red/blue fluorescent carbon dot-attached magnetic nanoparticles for selective separation and identification of superbugs from infected blood samples [118] . the nanoparticles were capable of isolating methicillin-resistant staphylococcus aureus (mrsa) and salmonella dt104 superbug from whole blood samples, followed by accurate identification via multicolor fluorescence imaging. the authors also described the design of antimicrobial peptide-conjugated multicolor fluorescent magneto-carbon dots for separation, identification and disinfection of multidrug resistance superbugs from infected blood. amps are antimicrobial compounds recognized as among the most promising drug candidates against infections. they exhibit distinct mechanisms of action and may show additional biological activities, e.g., as signalling molecules and biomarkers, and even as tumoricidal agents. amps, however, show low stability and bioavailability. the formulation of amps into nanomaterials seems to offer a very appealing and effective manner to improve these limitations, and several systems have been designed and studied for this purpose (e.g., inorganic, polymeric and lipid nanoparticles, carbon dots and dendrimers). however, concerns on how to regulate the distribution of nanomaterials in the body or specific organs are also raised. nano-drugs are foreign substances to the body and may produce inflammation. therefore, safety data for long-term therapy or repeated dosage are needed to circumvent the potential risk. biodegradable nanomaterials have been proposed to reduce the risk of toxicological events both in vitro and in vivo. to date, few studies have investigated the toxicological and environmental effects of direct and indirect exposure to nanomaterials, and no clear guidelines exist to quantify these effects. therefore, there is an urgent need for developing guidelines, which can assure the safe use of nanomaterials. moreover, more powerful ex vivo models or animal models are needed to assess the safety issues and to comply with government regulations. how to extend the shelf life of nanodrugs is also a problem due to their agglomeration also being a problem. the production methods for nanostructures should also be improved, and scalable studies for industrial production are also of great importance in order to promote cost effectiveness of these new formulations. the cost and production of nanomaterials on a large scale is one of the hurdles in effective implementation of these products. hence, the scientific community should also pay attention to developing affordable methodologies so that nanotechnology can reach patients. in conclusion, it seems that, although the promising research results in this area are rising, it is also urgent to start directing efforts in making these new drug formulations a reality as therapeutic agents. nanoantibiotics": a new paradigm for treating infectious diseases using nanomaterials in the antibiotics resistant era therapeutic strategies to combat antibiotic resistance nanotechnology as a therapeutic tool to combat microbial resistance potent antimicrobial peptides and the fight against multi drug resistant species: resistance is futile? antibiotics antimicrobial peptides: diversity, mechanism of action and strategies to improve the activity and nanosystems as vehicles for the delivery of antimicrobial peptides (amps) antiviral effects of antisense morpholino oligomers in murine coronavirus infection models lipid nanodisc formation using pxt-5 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combination on healing of infected wound due to staphylococcus aureus a novel covalent approach to bio-conjugate silver coated single walled carbon nanotubes with antimicrobial peptide membrane interactions of mesoporous silica nanoparticles as carriers of antimicrobial peptides peptides on the surface: spin-label epr and peldor study of adsorption of the antimicrobial peptides trichogin ga iv and ampullosporin a on the silica nanoparticles adsorption of nisin and pediocin on nanoclays design and characterization of chitosan/zeolite composite films-effect of zeolite type and zeolite dose on the film properties zerovalent bismuth nanoparticles inhibit streptococcus mutans growth and formation of biofilm photogeneration of reactive oxygen species on uncoated silver, gold, nickel, and silicon nanoparticles and their antibacterial effects aggregation kinetics of citrate and polyvinylpyrrolidone coated silver nanoparticles in monovalent and divalent electrolyte solutions 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antimicrobial agents biodegradable polymeric nanoparticles as drug delivery devices polymers for the sustained release of proteins and other macromolecules controlled release of microquantities of macromolecules development of nanoparticles for antimicrobial drug delivery nanotechnology applied to the treatment of malaria new old challenges in tuberculosis: potentially effective nanotechnologies in drug delivery poly(alkylcyanoacrylates) as biodegradable materials for biomedical applications drug delivery approaches to overcome bacterial resistance to beta-lactam antibiotics opsonization, biodistribution, and pharmacokinetics of polymeric nanoparticles innovative hybrid vs polymeric nanocapsules: the influence of the cationic lipid coating on the "4s eco-friendly aqueous core surface-modified nanocapsules polymeric nanoparticles augment the ocular hypotensive effect of melatonin in rabbits revisiting the role of sucrose in plga-peg nanocarrier for potential intranasal delivery formulation of functionalized plga-peg nanoparticles for in vivo targeted drug delivery presenting vancomycin on nanoparticles to enhance antimicrobial activities improved oral therapeutic potential of nanoencapsulated cryptdin formulation against salmonella infection effect of nanoparticle-bound ampicillin on the survival of listeria-monocytogenes in mouse peritoneal-macrophages preparation, characterization and in vitro antimicrobial activity of ampicillin-loaded polyethylcyanoacrylate nanoparticles amoxicillin-loaded polyethylcyanoacrylate nanoparticles: influence of peg coating on the particle size, drug release rate and phagocytic uptake chitosan and its derivatives for drug delivery perspective chapter 8-delivery of antimicrobials by chitosan-composed therapeutic nanostructures a2-ficai hollow chitosan/alginate nanocapsules for bioactive compound delivery chitosan based micro-and nanoparticles for colon-targeted delivery of vancomycin prepared by alternative processing methods preparation, physical-chemical and biological characterization of chitosan nanoparticles loaded with lysozyme chitosan microparticles ionically cross-linked with poly(gamma-glutamic acid) as antimicrobial peptides and nitric oxide delivery systems chitosan nanoparticles loaded with the antimicrobial peptide temporin b exert a long-term antibacterial activity in vitro against clinical isolates of staphylococcus epidermidis designing nanogel carriers for antibacterial applications biocompatibility of a self-assembled glycol chitosan nanogel incorporation of antimicrobial peptides on functionalized cotton gauzes for medical applications controlled release of nisin from hpmc, sodium caseinate, poly-lactic acid and chitosan for active packaging applications overcoming barriers in pseudomonas aeruginosa lung infections: engineered nanoparticles for local delivery of a cationic antimicrobial peptide self-assembly of cationic multidomain peptide hydrogels: supramolecular nanostructure and rheological properties dictate antimicrobial activity hyaluronic acid-based nano gels produced by microfluidics-facilitated self-assembly improves the safety profile of the cationic host defense peptide novicidin in situ gel-forming ap-57 peptide delivery system for cutaneous wound healing nisin-loaded pectin nanoparticles for food preservation. food hydrocoll formation, characterization and release kinetics of chitosan/gamma-pga encapsulated nisin nanoparticles the chemistry and engineering of polymeric hydrogel adhesives for wound closure: a tutorial antimicrobial polymeric hydrogels chapter 6-solid lipid nanoparticle formulations pharmacokinetic and biopharmaceutical aspects in drug delivery preclinical safety of solid lipid nanoparticles and nanostructured lipid carriers: current evidence from in vitro and in vivo evaluation comet assay reveals no genotoxicity risk of cationic solid lipid nanoparticles nanotoxicology applied to solid lipid nanoparticles and nanostructured lipid carriers-a systematic review of in vitro data lipid nanoparticles (sln ® , nlc ® ) for cutaneous drug delivery:structure, protection and skin effects solid lipid nanoparticles as a drug delivery system for peptides and proteins oral bioavailability of cyclosporine: solid lipid nanoparticles (sln) versus drug nanocrystals cyclosporine-loaded solid lipid nanoparticles (sln): drug-lipid physicochemical interactions and characterization of drug incorporation perillaldehyde 1,2-epoxide loaded sln-tailored mab: production, physicochemical characterization and in vitro cytotoxicity profile in mcf-7 cell lines surface-tailored anti-her2/neu-solid lipid nanoparticles for site-specific targeting mcf-7 and bt-474 breast cancer cells nanoparticles encapsulated with ll37 and serpin a1 promotes wound healing and synergistically enhances antibacterial activity ll37 loaded nanostructured lipid carriers (nlc): a new strategy for the topical treatment of chronic wounds interactions of the antimicrobial peptide nisin z with conventional antibiotics and the use of nanostructured lipid carriers to enhance antimicrobial activity nano-sized lipidated dendrimers as potent and broad-spectrum antibacterial agents employing carbon dots modified with vancomycin for assaying gram-positive bacteria like staphylococcus aureus magnetic multifunctional carbon dots for selective separation, identification, and eradication of drug-resistant superbugs this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license key: cord-261170-arnwk287 authors: gallimore, w. title: chapter 18 marine metabolites oceans of opportunity date: 2017-12-31 journal: pharmacognosy doi: 10.1016/b978-0-12-802104-0.00018-4 sha: doc_id: 261170 cord_uid: arnwk287 abstract the marine environment provides an array of compounds often with unique molecular architectures boasting an equally wide array of bioactivities including anticancer, antiinflammatory, and antimicrobial activity. typically without the benefit of folklore therapeutic knowledge, marine organisms are collected, extracted, and fractionated to afford compounds that undergo evaluation with in vivo and in vitro assays en route to clinical applications. the pharmaceutical industry has benefited from research into marine metabolites with the development of marine-derived drugs including cytarabine, vidarabine, and ziconotide along with the more recently developed formulation carragelose, an antiviral spray. cosmetic applications incorporating marine extracts include abyssine and refirmar. research with macroinvertebrates, macroalgae, and microorganisms continue in the hope that drugs of the future will be culled from the oceans of the world. while obtaining a consistent and adequate supply of the bioactive compounds remains a challenge to be overcome, synthetic methods are being employed along with the application of biotechnological techniques to ensure that the drugs, when developed, will be in sufficient quantities for distribution to those who are in need. to gain an understanding of the importance of marine natural products chemistry in drug development g to be able to map the process involved in drug development from marine natural products g to gain an appreciation of the range of biological activities associated with compounds isolated from micro-and macroorganisms g to identify the marine-derived drugs which are undergoing clinical evaluation over 75% of the earth's surface is covered by vast expanses of ocean. its inhabitants are diverse with 15 of the 34 phyla occurring exclusively in the oceans with only one phylum (onychophora) being reported as present on land only [1] . the marine environment provides an array of structurally unique and diverse constituents produced by an equally diverse consortium of marine organisms living on our coral reefs and in benthic communities. the marine organisms are highly variable in species, color, and morphology and belong to several phyla including porifera (sponges), ascidiacea (sea squirts), and octacorallia (soft corals). the metabolites of marine origin emanate from a variety of parts of the plants and animals and are thought to be produced as a form of chemical communication, defense, or to ward off potential predators [2à12] (figs. 18.1à18.3). the potential for a range of applications including anticancer, antibacterial, antiviral, antiinflammatory, antimalarial, antituberculosis activity, as well as pharmacological and industrial applications. the classes of compounds manufactured by marine organisms include alkaloids, terpenoids, shikimates, peptides, and polyketides [2à15] . temperature, salinity, ph, and dissolved oxygen concentrations in the water, thereby providing useful information to facilitate environmental studies [20, 21] . caution should always be exercised in the collection of marine species. gloves should be worn in the collection and subsequent handling of specimens. scuba divers should be clad in wet suits to protect against the possible deleterious effects of chemicals being exuded into the water by the organisms being collected. the personal unfortunate experience (author's) of hours of severe discomfort and rashes as a result of collecting the sponge neofibularia nolitangere from a reef in discovery bay, jamaica, provides clear evidence regarding the level of respect which should be accorded to figure 18 .5 student snorkeling to collect marine specimens. marine organisms whose chemistry is yet to be investigated. records are made of the depth, habitat, global positioning system coordinates (latitude and longitude), color, morphology, and associated organisms. an appropriate coding system should be employed to distinguish specimens. where possible, the specimens are photographed in situ as well as by the dockside (figs. 18.7 and 18.8) . a voucher specimen of each organism is usually preserved in 70% aqueous ethanol for the purpose of taxonomic identification. ascidians are usually preserved in seawater containing menthol crystals with more long-term storage in 10% formalin solution [22] . it should be noted that the recollection of organisms has proved to be a challenge in some instances. an ascidian species, e.g., found to be thriving on the mangrove in the summer of one year could all but disappear from the ecological landscape 6 or 12 months later, while a healthy bed of algae may be short-lived if there are dynamic factors involved in their growth. for example, the occasional nutrient runoff or groundwater seepage event could provide the ideal environment for the growth of selected algal species. environmental factors are key in the marine landscape and often provide a source of frustration to the specimen collector. prior to extraction of the collected organism, the specimens may be frozen, air-dried, freeze-dried, or could be retained in the fresh state. the majority of the marine organisms are extracted fresh or frozen while the remaining specimens are lyophilized or dried in air before extraction [22] . in some instances, dried algal species are ground to a powder prior to extraction as described by sansom and coworkers who isolated an antiproliferative bis-prenylated quinone from the alga perithalia capillaris [23] . the extraction of marine organisms may be carried out using a range of organic solvents including hexanes, dichloromethane, acetone, ethyl acetate, as well as more polar solvents such as ethanol and methanol. in many instances, a mixture of polar and medium polarity or nonpolar solvents is utilized in the extraction protocol. for example, the extraction of the madagascar sponge monanchora dianchora was achieved in ch 3 cl:meoh (1:1) to yield two polycyclic guanidine alkaloids [24] . extractions are usually exhaustively performed over several days with at least three aliquots of the solvent being used. the solvent is then removed in vacuo by rotary evaporation. solvent partitioning is another strategy employed in the extraction of the organisms. this involves single one-step or two-step partitioning systems usually involving an aqueous phase portioned with a solvent immiscible with that phase. the kupchan and modified kupchan procedures are often employed in natural products as was described in the isolation of a diterpene from an axinella species [25] . in this procedure, the concentration of the aqueous layer is progressively adjusted to afford three or four different fractions. complex partitioning procedures are also employed, albeit rarely so. simple partitioning has been most commonly employed with kupchan schemes being utilized with less frequency [22] . chromatographic methods of separation include gravity column chromatography, flash column chromatography, and vacuum liquid column chromatography utilizing silica gel as the packing material. with silica gel, the components of the marine extract are separated on the basis of polarity of the compounds. as the polarity of the eluting solvent increases compounds of increasing polarity are eluted from the column with hydrocarbons, e.g., eluting before alcohols. the elution of the components of a column is monitored by using thin layer chromatography (tlc) plates which are spotted to show the sequence of elution of the compounds (figs. 18.9 and 18.10). bonded reverse phase silica is employed in instances where the constituents of the marine extract include polar metabolites. bonded phases include ods (c 18 ), c 8 , cyano, and diol columns. separation of constituents may also be effected using gel permeation chromatography which effects separation of constituents on the basis of the size of the compounds. in this regard, sephadex lh-20 is commonly utilized in marine natural products isolation work [26] . resins such as biobeads, amberlite, xad-2, and xad-4 are also utilized in separating components of relatively high polarity. the use of xad-2 in the separation of antiviral trisulfated triterpene glycosides from the sea cucumber staurocucumis liouvillei is one such example in marine natural products isolation work [27] . the use of hplc employing a reversed phase stationary phase system is commonplace in marine natural products isolation work with c 18 and c 8 semipreparative and preparative columns being used. mplc and recycling hplc techniques are related techniques for purification of a range of metabolites including alkaloids, peptides, and terpenoids. tandem systems such as liquid chromatography-mass spectrometry systems are also employed to assist with dereplication efforts. unusual ms peaks in the profile suggest that novel components are present in the fraction or extract being evaluated. those fractions with unusual constituents may then become the focus of the research efforts. solidphase extraction methods are also employed in separating compounds. the structural identification of compounds isolated from the range of marine sources is facilitated by the use of spectroscopic techniques such as 1d and 2d nuclear magnetic resonance (nmr) spectroscopy and infrared (ir) spectroscopy. x-ray crystallographic techniques are also important in aiding in the determination of the stereochemistry of the compound. the identification of nanogram quantities of a novel compound is becoming increasingly more facile with the use of the cryoprobe, capillary probe, and mans probe [15] . in vitro activities of marine metabolites have been investigated for a diverse range of cell systems including antiinflammatory, antimicrobial, and anticancer activities. crude extracts, fractions from crude extracts, as well as pure compounds are typically evaluated for biological activity. the in vitro biological evaluation of the isolated compound may be performed using cell lines from human subjects or animals. brine shrimp, fish, and sea urchin are among the organisms employed in the evaluation of compounds or extracts for ecological and therapeutic importance (figs. 18.11 and 18.12) . a summary of the biological activity of some of the organisms discussed in this section is presented in preclinical trials are an essential component of the process of evaluation of the therapeutic potential of a compound. these trials often include animal models such as rats, dogs and monkeys. the major sources of biologically relevant compounds have been found to be from sponges, coelenterates, algae, echinoderms, ascidians, molluscs and microorganisms [14] . macroinvertebrates include sponges, ascidians, and soft coral. it has been found that the vast majority (75%) of novel compounds obtained from the marine environment have been sourced from the porifera and coelenterata (cnidaria) phyla [15] . scheme 18.1 shows representative structures of compounds isolated from macroinvertebrates. macroinvertebrates include: 1. sponges 2. ascidians 3. soft coral sponges (porifera) are sedentary, filter feeding metazoans which utilize a single layer of flagellated cells (choanocytes) to pump water current through their bodies in a unidirectional manner. there are over 5000 species of sponges accounting for much of the epifaunal biomass. extracted fresh or freeze-dried, sponge extracts are an important source of biologically active compounds. these isolates exhibit an impressive array of biological activities, some of which are described here. one sponge which has gained a place in history due to the promising biological activity being displayed is halichondria okadai, the producer of halichondrin b, which underwent evaluation as an anticancer agent. okadaic acid, also from h. okadai, exhibited inhibitory activity against phosphatase-1 and phosphatase-2a [28] (fig. 18 .13). agelaspin, an antitumor glycosphingolipid obtained from the marine sponge agelas mauritianus, demonstrated antitumor activity in vivo against murine b16 melanoma. this compound was also found to stimulate the immune system. a derivative of agelaspin, krn-7000, underwent clinical investigations for cancer immunotherapy [28] . more recently, the extracts of another agelas sp., a. nakamurai, contained the compound agelasine d which exhibited high antibacterial activity [29] . the deep water sponge discodermia dissoluta produced discodermolide, a polyhydroxylated lactone which exhibited anticancer activity, as well as immunosuppressive activity. it was found to stabilize microtubules in a manner similar to the drug taxol and underwent evaluation for use in tumors resistant to taxol [30, 31] . dysidea arenaria was found to contain arenastatin a which showed potent activity against kb cell lines (ic 50 5 5 pg/ml) [32] . girolline is a substituted imidazole isolated from the sponge pseudaxinyssa cantharella which functions by inhibiting the termination step in eukaryotic protein synthesis. having entered phase 1 clinical trials, it was withdrawn due to its adverse hypertensive effects seen in treated patients [28] . mycalamides a and b are protein synthesis inhibitors isolated from the new zealand sponge mycale sp. in vivo activity against a59 coronavirus was observed in mice when treated with a 2% mycalamide mixture at a dosage of 0.2 μg/kg daily with 100% survival over a two-week period. pure mycalamide a inhibited the herpes simplex virus 1 and polio virus type 1 at a concentration of 0.005 μg/disk. mycalamide b was found to exhibit more potent antiviral activity and cytotoxicity than mycalamide a [28] . the baculiferins i, j, l, and m from the marine sponge iotrochota baculifera have been found to inhibit human immunodeficiency virus-1 (hiv-1) with ic 50 values between 0.2 and 7.0 μm [33] . jasplakinolide, the first example of a cyclodepsipeptide isolated from a sponge, is a 19-membered macrocyclic depsipeptide from the jaspis sp. exhibiting in vitro antimicrobial activity at a minimum inhibitory concentration of melinacidins and gencidin antibacterial marinospora sp. lynamicins a-e antibacterial 25 μg/ml against candida albicans. with a topical administration of 2% jasplakinolide solution, an effect similar to that of miconazole nitrate was achieved in vivo [28] . discorhabdin r is a novel pyrroloiminoquinone isolated from the southern australian sponge negombata sp. and antarctic latruncula sp. which was found to display antibacterial activity against both gram-positive (staphylococcus aureus and micrococcus luteus) and gram-negative bacteria (serratia marcescens and escherichia coli), respectively [34] . antibacterial activity against a strain of the bacterial parasite plasmodium falciparum was reportedly identified in monanchora arbuscula with the active agents being the batzellidine alkaloids (ic 50 5 0.2à0.9 μm) [35] . an important isolate from a spongia sp. is the polyhydroxylated steroid, agosterol a, which functions by reversing multidrug resistance caused by the overexpression of two kinds of membrane glycoprotein in cancer cells [36] . from the phylum cnidaria the genera sinularia and briareum have proven to be prolific sources of novel compounds. cembranoids, 5,8-epidoxysteroids, sinulaflexiolides, and africanenes have been isolated from sinularia species [1] (fig. 18.14) . examples of other species of soft corals include the taiwanese soft coral cespitularia taeniata which was extracted with ethanol to yield a group of verticillene diterpenoids including cespitulactam k. the compounds were evaluated against human epidermal carcinoma and murine l1210 leukemia cell lines. cespitulactam k exhibited activity against the cancer cell lines (3.7à5.1 μg/ml) and also showed marked antimicrobial activity against m. luteus and cryptococcus neoformans [37] . the methanol extract of the octocoral muricea austera showed in vitro activity against chloroquine-resistant p. falciparum and was found to contain a range of different classes of compounds including tyramine derivatives, steroidal pregnane glycosides, and sesquiterpenoids [38] . cytotoxic dolabellane diterpenes were isolated from the formosan soft coral clavularia inflata var luzoniana and bioactivity against p388 cell lines with ed 50 values between 0.5 and 3.6 μg/ml was observed [39] . tunicates, sea squirts, or ascidians belong to the subphylum of tunicata (urochordata). they are so named because of their cellulose-containing protective tunic surrounding the organism. tunicates attach to a substratum, usually a marine solid surface such as a mangrove root, rocks, jetties, or even algal species (fig. 18.15 ). much like sponges and soft corals, ascidians have also been found to be a good source of bioactive agents. didemnin b, isolated from the tunicate trididemnum solidum, is one such bioactive compound, showing remarkable antiviral and cytotoxic activity. didemnin b demonstrated activity against p388 and l1210 murine leukemia cell lines. it was advanced into preclinical and clinical trials 1 and 2, but had to be withdrawn due to its harsh toxicity [30] . aplidine, formally known as dehydrodidemnin, an isolate from the mediterranean tunicate aplidium albicans, is one such bioactive compound. being structurally related to didemnin b, aplidine was found to be up to 10 3 more active and less toxic than didemnin b. it entered into phase 1 clinical trials in 1999 under investigation for the treatment of solid tumors and non-hodgkin's lymphoma. broad spectrum activity was displayed in vitro and in vivo against leukemia, melanoma, breast, ovarian, colon, and lung (nonsmall cell) cancer. having advanced to phase 2 clinical trials, aplidine affects protein synthesis through gtp-dependent inhibition of elongation factor 1-α [30] . the extract of the palauan ascidian didemnum guttatum afforded the sulfonated serinolipid cyclodidemniserinol trisulfate which exhibits an antiviral effect by inhibiting hiv-1 integrase, an attractive target for antiretroviral chemotherapy [30] . macroalgae belong to three main phyla: rhodophyta (red algae), chlorophyta (green algae), and phaeophyta (brown algae). biological activities identified in extracts and metabolites of algal origin include anticancer, antiobesity, neuroprotective, and antioxidant activity and scheme 18.2 shows chemical structures of representative bioactive compounds isolated from the macroalgae. a wide range of algal species are utilized in fresh or dried forms as food particularly in asian countries where folklore traditions govern their industrial and medicinal usage [40] . macroalgae are the source of agar, carrageenan, and alginate, which are all of importance in the food industry. the range of compounds isolated from algal sources has been variable. representative examples of bioactive constituents from macroalgae are mentioned below. cytotoxic activity has been identified in 8α,11-dihydroxypachydictyol a, a diterpenoid compound from a dictyota sp. collected on bangsaen beach in thailand. antimalarial activity was also found in the diterpene isolated from this extract when the compound was tested with malarial parasites [41] . stypolactone, an isolate from the brown alga stypopodium zonale, was found to exhibit weak cytotoxic activity in vitro when evaluated with a-549 and h-116 cell lines [42] . zonaquinone acetate, obtained from jamaican populations of s. zonale, displayed in vitro activity against breast and colon cancer cell lines [43] . specimens of taonia atomaria produced atomarianones a and b which were reportedly found to be cytotoxic against nsclc-n6 and a-549 cell lines [44] (fig. 18.16) . crude extracts of algal species have been found to exhibit a range of biological activities. for example, aqueous extracts of gracilaria corticata and sargassum oligocystum exhibit bioactivity against cancerous human leukemia cells [45, 46] while a methanol extract of plocamium telfairiae was observed to display bioactivity against ht-29 colon cancer cells [47] . antiinflammatory activity was found in the green alga from which 2-(2,4 0 -dibromophenoxy)-4,6-dibromoanisol was isolated. this activity was identified using a snake toxin-induced mouse limb model [48] . also exhibiting antiinflammatory activity is a mixture of phytosterols obtained from dunaliella tertiolecta. when administered in a sheep model of inflammation-induced cytokine production, an inhibitory effect was observed [49] . polyphenolic extracts from the red alga laurencia undulatea displayed antiinflammatory activity in vivo. these extracts served to inhibit asthmatic reactions in mice sensitized and challenged with ovalbumin which was used to induce murine allergic reactions in test subjects [50] . antiinflamatory agents floridoside and d-isofloridoside from the south korean alga l. undulatea were found to inhibit free radical oxidative stress at ic 50 values between 22 and 43 μm [51] . biologically active compounds have been isolated from the brown seaweed dictyota cervicornis from which was obtained sulfated polysaccharides with powerful anticoagulant activity [52] . antioxidant activity, evaluated using the dpph method, was reported in phenolic isolates of halimeda monile when liver injury was induced in a rat model. the phenolic fraction was administered over a 20-day period and led to protective effects against chemicals harmful to the liver [53] . with ic 50 values between 0.5 and 2.9 μm, potent antimalarial activity against the human malarial parasite p. falciparum was identified in new macrolides bromophycolides j, m, n, o, p, and q from the red algae callophycus serratus [54] collected in fiji. the marine alga halimeda tuna was studied by koehn and coworkers, leading to the isolation of halitunal, a diterpene displaying in vitro antiviral activity against murine coronavirus a59 [55] . ecologically important roles are played by some compounds from alga sources. for example, halimedatrial, a diterpene isolated from halimeda lamouroux, exhibited toxicity toward reef fishes and appeared to be a feeding deterrent. antimicrobial activity was also reported from this compound [56] . almost 20% of all bioactive marine compounds currently being studied are obtained from marine microorganisms [15] . these microbes are found in swabs from the surfaces of marine plants and animals, suspended in the water from geothermal vents and deep water environments, or on sediment surfaces. they thrive in a variety of environments including locales characterized by high pressures of up to 600 atmospheres, high temperatures, and high salinities. efforts at culturing some of the microorganisms have met with varying degrees of success. the ability to propagate these microorganisms in an economically feasible way will be of great significance as potent bioactive metabolites are discovered [57] (figs. 18.17à18.19 ). marine microorganisms are found 1. on the surface of marine plants and animals 2. suspended in water 3. on sediment surfaces historically, terrestrial microbes have been a potent source of pharmaceutical agents with the seminal discovery of penicillin. the discovery of new antibacterial agents is a serious priority because of the development of potent resistance to current antibiotics on the market. marine bacteria produce a wide variety of secondary metabolites for the purpose of defending themselves against other microbes. scheme 18.3 shows structures of representative compounds from microorganisms associated with marine specimens. marine bacteria which produce compounds of biological significance include pseudoalteromonas species which was found to produce 3,3 0 , 5,5 0 -tetrabromo-2,2 0 -diphenyl diol, an inhibitor of methicillin-resistant s. aureus. the class of 4-methoxypyrrole-containing compounds, the tambjamines, isolated from p. tunicata, was found to be active antifungal, immunosuppressive, and antimicrobial agents. biologically active compounds from marine bacteria also include streptomyces species from sediment and fish gut from which anticancer (e.g., halichomycin and δ-indomycinone) and antibacterial agents (e.g., phenazines) have been obtained [58à60]. vibrio species obtained from sponge specimens have produced phenolic and trisindole compounds with antibacterial activity [61, 62] . a micromonospora sp. obtained from a soft coral produced thiocoraline, a compound exhibiting anticancer activity [63] . marine fungi have also been known to produce compounds with a range of bioactivities including antiviral, antifungal, enzyme inhibition, and anticancer and antibacterial activities. the isolation and cultivation of fungi from the marine environment is of critical importance for propagation of the microbes from which biologically relevant compounds may be obtained. protocols have been established for this work [64] . fungal species which have produced antibacterial compounds include corallospora pulchella isolated from sand. this species produced melinacidins and gencidin [65] . anticancer activity has been reported from metabolites of aspergillus sp. (including the aspergillamides and fumiquinazolines) and penicillium sp. sourced from a marine alga which was found to contain pentostatins and communesins among other compounds [66, 67] . antiviral activity, attributable to the presence of halovirs, was identified in a scytalidium sp. collected from a seagrass species. potent antiviral activity against h. simplex virus (type 1) was observed and may be acting by binding directly to the virus [68] . actinomycetes have been the source of a wide range of antimicrobial agents, the most common of which include tetracycline and streptomycin. other bioactive compounds originating from actinomycetes include antitumor and antimicrobial agents. a marinospora sp. produced a group of bisindole pyrroles, lynamicins aàe, which exhibited biological activity against gram-positive and gram-negative species. importantly, activity was also shown against drug-resistant pathogens including methicillin-resistant s. aureus [69] . anticancer activity against lung, colon, and breast cancer cell lines was exhibited by isolates from the fermentation of a streptomyces sp. (mbg-04-17-069). tartrolon d was found to be the bioactive agent [70] . microalgae are found in seven phyla. these include chlorophyta, phaeophyta, rhodophyta, crystophyta, cryptophyta, eugelophyta, and pyrrhophyta. the blue-green algae, cyanophyta, are cyanobacteria which have been found to share characteristics with eukaryotic algae. these microalgae produce compounds with a high degree of structural diversity and species, such as lyngbya majuscula, have produced a vast array of biologically active compounds [71] . curacin a, e.g., isolated by gerwick and coworkers in 1994 [72] , was found to function by disturbing microtubule assembly, thereby functioning as a lead compound in chemotherapy. microcystis aeruginosa is the source of potent protein phosphatase-1 and phosphatase-2a inhibitors identified in microcystins [73] . other microalgal species under examination include dinoflagellates which produce an array of bioactive toxins including saxitoxin and maitotoxin which function by blocking or activating sodium/calcium channels. challenges exist with respect to the culturing of these organisms due to relatively low proliferation rates and the large quantities of culture required to obtain small amounts of bioactive compounds. diatoms, microscopic unicellular colonial algae, grow at a faster rate and are amenable to culturing but few bioactive metabolites have been identified from these microalgae [28] . some marine compounds sourced from microbes are of clinical significance, undergoing evaluation as potential pharmaceutical agents. the marine-derived drug pipeline, almost nonexistent in decades gone by, now has a range of candidates at various stages of development as shown in table 18 drugs in phase three clinical trials include tetrodotoxin, a guanidinium alkaloid under the trademark name tectin obtained from the pufferfish [34] . affecting the sodium channels, this drug is being investigated for the treatment of chronic pains (scheme 18.5). a depsipeptide from a tunicate, plitidepsin, is being tested by pharmamar in the treatment of a variety of cancers, namely leukemia, multiple myeloma, and lymphoma. another drug under evaluation by pharmamar for cytotoxic activity is zalypsis (pm00104) sourced from a mollusc which targets the dna-binding capacity of diseased uterine, lymphoma, cervical, and endometrial cancer cells. the alkaloid-derived compound pm01183 is another drug candidate from pharmamar being evaluated for its efficacy against a range of cancers including ovarian, breast, lung, acute leukemia, and endometrial cancer [74, 75] . bryostatin i, from the bryozoan bugula neritina has been involved in a battery of clinical trials being investigated for its potency against cancer. it is currently under phase i evaluation as a treatment for alzheimer's [74] . in the early years, the challenge associated with the supply of the drug was underscored by the fact that, in order to obtain 18 g of a cgmp quality bryostatin i, 13 tonnes of b. neritina had to be collected in californian waters [13, 76] . the gene cluster of the uncultivated microbial symbiont of b. neritina, candidatus endobugula sertula has been successfully identified, thereby opening the potential for the supply of the compounds [77] . kahalalide f, a cyclic depsipeptide, was found in the mollusc elysia rufescens as well as the green algae bryopsis sp. on which it feeds. this compound is currently in phase i/ii trials as a treatment against prostate cancer [74] (fig. 18.20) . dmxba [(3-(2,4-dimethylxybenzylidene)]-anabaseine is a derivative of anabeseine, an alkaloid found in marine worms. found to improve cognition in animal models, dmxba and other related compounds have demonstrated neuroprotective activity in both in vitro and in vivo screens. thought to have an effect on macrophage 7 receptors, antiinflamatory activity was also observed in animal models. phase i evaluation of healthy males and schizophrenics have shown that dmxba has led to marked improvements in cognitive function [74] . there are several marine compounds sourced from microbes which are of clinical significance. clinical trials are being conducted on plinabulin (npi-2358), a vascular disrupting agent obtained from a marine fungal extract with potential for activity against multidrug resistant tumor cells. marizomib (salinosporamide a, npi-0052), an isolate from a marine bacterium salinospora tropica, is a novel proteasome inhibitor which is currently under investigation for its efficacy against solid tumor models. the compound exhibits low cytotoxicity to normal cells and has significant potential for oral and intravenous administration [74] . the ultimate goal of many marine natural products and synthetic chemists is that the isolated or synthesized molecule possesses therapeutic applications. there are several food and drug association (fda)-approved drugs of marine origin obtained from sponges, a fish, a cone snail, a mollusc, and cyanobacterium species, while yondelis (trabectidin) obtained from the ascidian ecteinascidia turbinata, has been approved in the european union. the antitumor effects of aqueous ethanol extracts of e. turbinata were observed from 1969. in vitro trials had been carried out on a 60 human cancer cell panel by the company developing the drug, pharmamar, and the national cancer institute. aquaculture of the ascidian proved to be the initial strategy used to obtain sufficient quantities for evaluation of the efficacy of the compound. semisynthetic procedures involving the fermentation of pseudomonas florescens are now currently employed in the pharmaceutical preparation of the drug which is sold in over 80 countries, including south korea and russia, under the trade name yondelis. yondelis is also used in patients with relapsed platinum-sensitive ovarian cancer. this drug is currently under evaluation in phase ii for breast, prostate, lung, and pediatric cancers. the sponge tethya crypta (cryptotethia crypta) was the original source from which the drug cytarabine was developed. cytarabine is a synthetic analogue of the nucleoside which was originally isolated from the sponge. sold under the trade name cytosar-u, this cytotoxic agent inhibits deoxyribonucleic acid (dna) polymerase and dna synthesis. acute lymphocytic leukemia, non-hodgkin's lymphoma, and acute myelocytic leukemia are among the conditions being treated by this drug approved by the fda in 1969 [74] . produced by fermentation of streptomyces griseus, cytarabine has limited bioavailability but improvements in the delivery system have been made [78] . a slow-release liposomal form of cytarabine (depo cyle) has been approved in the united states and europe for the prolonged administration/exposure in cerebrospinal fluid. a related drug, vidarabine (vira-a), was developed from spongouridine and found use as an antiviral treatment for epithelial and superficial keratitis caused by the h. simplex virus types 1 and 2. viral dna polymerase and dna synthesis of herpes are inhibited by this drug which was discontinued over 10 years ago. this drug is still in use in europe for ophthalmological challenges. prialt (ziconotide) was obtained from a peptide ω-conotoxin mviia isolated from the cone snail conus magus. with a unique mode of action, this drug acts by reversibly blocking n-type calcium channels in some specific nerves in superficial layers of the spinal cord. this drug is used for the management of severe and chronic pains in patients suffering from cancer and acquired immunodeficiency syndrome who are unable to use or are unresponsive to other drugs such as morphine. ziconotide had to be synthesized using solid-phase peptide synthesis due to the insufficient quantities supplied by the cone snail, c. magus [79] . the blockage of the spinal cord induced by this drug prevents the release of neurotransmitters responsible for pain from specific neurons. related conus peptides are undergoing evaluation in human clinical trials [80] . brentuximab vedotin (sgn-35) is being marketed under the trade name adcetris by seattle genetics and has gained repute for the treatment of hodgkin and systemic anaplastic large cell lymphoma [81] . this drug is an analogue of dolastatin 10, a compound isolated from the sea hare dolobella auricularia, which was later found to be produced by diet-associated cyanobacteria symploca hydnoides and l. majuscula. preliminary phase i and ii clinical trials of dolastatin 10 and a related analogue were largely unsuccessful. antibody-drug conjugates function by selectively delivering the drug to the cancer cell by linking the dolastatin 10, e.g., to an antibody that targets a cell membrane protein on the surface of hodgkin's lymphoma cells. this technology has proven to be a seminal development. omega-3 fatty acids from fish oils are being marketed under the trade name lovaza by glaxosmithkline. used in the treatment of hypotriglyceridemia, the drug controls ethyl esters of eicosapentaenoic acid and docosahexaenoic acid and functions by lowering triglyceride levels. [81] . eribulin mesylate (e 7389), with the trade name halaven was formulated from the macrolide halichondrin b sourced from the sponge h. okadai. studies related to the anticancer activity of simpler analogues of halichondrin b showed that the efficiency is retained leading to the development of eribulin mesylate which is more water soluble than the parent macrolide. now approved for use, potent and irreversible inhibition in cancer cells medicated by this drug resulted in the death of the cells by apoptosis. in the absence of tubulin, cell growth grinds to a halt. related compounds are currently being evaluated in phase ii trials [81] . one of the more recent formulations on the market is carragelose, an antiviral nasal spray which functions by creating a physical antiviral barrier in the nasal cavity. the company marinomed biotechnologie gmbh, utilized iotacarrageenan, sulfated polysaccharides found in the rhodophyceae seaweed as well as other seaweeds. the product is effective against the early symptoms of the common cold [81] . it should be noted that, in addition to the pharmaceutical applications of marine-sourced therapies, a range of cosmetic applications also exist and are thriving industries. the foray into cosmetic applications was led by estee lauder with the antiaging skin care remedy resilience which contains an extract from the caribbean sea whip pseudopterogorgia elisabethae. the active antiinflammatory and analgesic agents are the pseudopterosins, tricyclic diterpene glycosides, which have been found to inhibit pla2 and 5-lipoxygenase. derivatives of the pseudopterosins underwent phase i and ii trials to examine wound healing efficiency but the lipophilic and insoluble nature of the compounds have served to limit its potential as an effective drug. compounds from this group of tricyclic diterpene glycosides also underwent preclinical evaluation as antiinflammatory drugs [81] . abyssine is marketed as a product used to soothe and reduce irritation in skin sensitive to ultraviolet b light as well as chemical and mechanical attack. it consists of an extract from an alteromonas species and contains a high molecular weight polymer with two different oligosaccharides (exopolysaccharide), while seacode represents another exopolysaccharide which occurs as a mixture of extracellular glycoproteins and other glucidic exopolymers produced by fermentation of a pseudoalteromonas sp. this product has been found to improve skin roughness after up to four weeks of administration. refirmar, a recent product to be introduced, was obtained from an intracellular extract from a fermentation of a new pseudoalteromonas sp. isolated from a deep (2300 m) hydrothermal vent in portugal's exclusive economic zone, extraction of the cultured biomass afforded a mixture of macromolecules which inhibit muscle contraction. the hydrating and antiaging potential of the product has been evaluated in vivo and in topically applied formulations [81] . the area of marine natural products chemistry has clearly developed leaps and bounds as evidenced by the relatively large number of marine-derived drugs undergoing evaluation as potential therapeutic agents. buoyed by the potential for the development of natural products from the sea, research work continues to advance with the discovery of new bioactive compounds and new applications for previously isolated molecules [2à15]. the supply issue, however, remains one of critical importance as it relates to the development of drugs from a marine organism. for example, (1) spongistatin 1 has been reported to be highly cytotoxic. it has been deemed to be the most active of all natural and synthetic compounds investigated by the national institute of cancer (usa). three tonnes of the sponge yielded 0.8 mg of the compound. another collection and processing of 400 kg of the sponge afforded 10 mg of the compound. this isolation work facilitated structure elucidation work. the ic 50 value for this compound was evaluated at 10 26 m in colon cancer cells and 10 212 m for breast cancer cell lines [82] . synthetic approaches to the compound have been presented by research groups including petit and coworkers [83, 84] . total synthesis of biologically active marine compounds is often fraught with its attendant challenges due to the length of multistep synthetic procedures and the general complexity of the structural motifs which must take into account stereochemical considerations. propagation through mariculture and aquaculture are also being studied to determine the viability of using these approaches to deal with the challenges associated with procuring sufficient quantities for clinical trials and subsequent formulation into drugs [85] . the timeline from discovering the drug, leading to the entry into the market typically spans a 20-to 30-year period during which time the capital injection is considerable, often necessitating support from the large pharmaceutical entities which are sometimes hesitant about making investments which may not yield significant financial rewards [86] . the caribbean region, being an important source of marine species with which much research work has been carried out, is not likely to become the recipient of the potential benefits to be derived from the development unless more research work in this area is undertaken in the region with support from the appropriate collaborators. in the future, it is expected that new strategies will be employed to ensure the supply of large quantities of the target compounds. these include optimization or fermentation techniques for propagation of microbes, including mixed fermentation methods. biotechnological approaches are likely to include whole genome sequencing, genome mining, genetic engineering, chemoenzymatic synthesis, and in vitro enzymatic synthesis in the hope that new therapeutic drugs will come from our seas [87] . 1. if you were required to evaluate an extract for its potential as a drug, what approach would you adopt? 2. silica gel chromatography is essential for the purification of organic compounds. identify three methods of chromatography. 3. design a form which could be used to document information when collecting a specimen. trends in the discovery of new marine natural products from invertebrates over the last two decades à where and what are we bioprospecting? marine natural products: metabolites of marine algae and herbivorous marine molluscs marine natural products: metabolites of marine invertebrates marine natural products marine natural products marine natural products marine natural products marine natural products marine natural products marine natural products marine natural products marine natural products drugs and cosmetics from the sea marine natural products and their potential applications as anti-infective agents biogeography of sponge chemical ecology: comparisons of tropical and temperate defenses temperature and spatiotemporal variability of salicylihalamide a in the sponge haliclona sp sources of secondary metabolite variation in dysidea avara (porifera: demospongiae): the importance of having good neighbors chemical mediation of interactions among marine organisms marine advanced technology education-marinetech.org. date accessed a survey of deep-water coral and sponge habitats along the west coast of the us using a remotely operated vehicle. noaa technical memorandum nos nccos 138 isolation of marine natural products an antiproliferative bis-prenylated quinone from the new zealand brown alga perithalia capillaris ptilomycalin d, a polycyclic guanidine alkaloid from the marine sponge monanchora dianchora a new cycloamphilectene metabolite from the vanuatu sponge axinella sp bastadin 20 and bastadin o-sulfate esters from ianthella basta: novel modulators of the ry 1 r fkbp12 receptor complex two new cytotoxic and virucidal trisulfated triterpene glycosides from the antarctic sea cucumber staurocucumis liouvillei drugs from the sea from anti-fouling to biofilm inhibition: new cytotoxic secondary metabolites from two indonesian agelas sponges marine natural products and related compounds in clinical and advanced pre-clinical trials discodermolide, a new bioactive polyhydroxylated lactone from discodermia dissolute arenastatin a, a potent cytotoxic depsipeptide from the okinawan marine sponge dysidea arenaria baculiferins aào, o-sulfated pyrrole alkaloids with anti-hiv-1 activity, from the chinese marine sponge iotrochota baculifera marine pharmocolgy in 2000: marine compounds with antibacterial, anticoagulant, antifungal, anti-inflammatory, antimalarial, antiplatelet, antitubercolosis, and antiviral activities; affecting the cardiovascular, immune, and nervous systems and other miscellaneous mechanisms of action bioactive guanidine alkaloids from two caribbean marine sponges agosterol a, a novel polyhydroxylated sterol acetate reversing multidrug resistance from a marine sponge of spongia sp nitrogen-containing verticillene diterpenoids from the taiwanese soft coral cespitularia taeniata antiplasmodial metabolites isolated from the marine octocoral muricea austera cytotoxic constituents from the formosan soft coral clavularia inflata var. luzoniana a guide to the common edible and medicinal sea plants of the pacific islands novel diterpenes with cytotoxic, anti-malarial and anti-tuberculosis activities from a brown alga dictyota sp an interesting diterpenoid from the brown alga stypopodium zonale antiproliferative activity and absolute configuration of zonaquinone acetate from the jamaican alga stypopodium zonale atomarianones a and b: two cytotoxic meroditerpenes from the brown alga taonia atomaria in vitro antitumor activity of gracilaria corticata (a red alga) against jurkat and molt-4 human cancer cell lines anticancer activity of sargassum oligocystum water extract against human cancer cell lines methanolic extracts of plocamium telfairiae induce cytotoxicity and caspase-dependent apoptosis in ht-29 human colon carcinoma cells biological importance of marine algae a mixture of phytosterols from dunaliella tertiolecta affects proliferation of peripheral blood mononuclear cells and cytokine production in sheep anti-asthmatic effect of marine red alga (laurencia undulata) polyphenolic extracts in a murine model of asthma inhibitors of oxidation and matrix metalloproteinases, floridoside, and d-isofloridoside from marine red alga laurencia undulata biological activities of sulfated polysaccharides from tropical seaweeds free phenolic acids from the seaweed halimeda monile with antioxidant effect protecting against liver injury antimalarial bromophycolides jàq from the fijian red alga callophycus serratus halitunal, an unusual diterpene aldehyde from the marine alga halimeda tuna isolation of halimedatrial: chemical defense adaptation in the calcareous reef-building alga halimeda screening for new metabolites from marine microorganisms δ-indomycinone: a new member of pluramycin class of antibiotics isolated from marine streptomyces sp rare phenazine l-quinovose esters from a marine actinomycete a novel antimicrobial substance from a strain of the bacterium vibrio sp marine natural products. 34. trisindoline, a new antibiotic indole trimer, produced by a bacterium of vibrio sp. separated from the marine sponge hyrtios altum thiocoraline, a new dipsipeptide with antitumor activity produced by a marine micromonospora. 1. taxonomy, fermentation, isolation, and biological activities methods for isolation of marine-derived endophytic fungi and their bioactive secondary products corollospora pulchella, a marine fungus producing antibiotics, melinachidins iii, iv and gancidin w new cytotoxic sequiterpenoid nitrobenzoyl esters from a marine isolate of the fungus aspergillus halovirs a-e, new antiviral agents from a marine-derived fungus of the genus scytalidium lynamicins a-e, chlorinated bisindole pyrrole antibiotics from a novel marine actinomycete tartrolon d, a cytotoxic macrodiolide from the marine-derived actinomycete streptomyces sp. mdg-04-17-069 continuing studies on the cyanobacterium lyngbya sp.: isolation and structure determination of 15-norlyngbyapeptin a and lyngbyabellin d structure of curacin a, a novel antimitotic, antiproliferative, and brine shrimp toxic natural products from the marine cyanobacterium lyngbya majuscula structure and biosynthesis of toxins from blue-green algae (cyanobacteria) the odyssey of marine pharmaceuticals: a current pipeline perspective the bryostatins identification of the putative bryostatin polyketide synthase gene cluster from "candidatus endobugula sertula", the uncultivated microbial symbiont of the marine bryozoan bugula neritina development of cytarabine prodrugs and delivery systems for leukemia treatment industrial natural product chemistry for drug discovery and development conus peptides: biodiversity-based discovery and exogenomics marketed marine natural products in the pharmaceutical and cosmeceutical industries: tips for success marine natural products: a way to new drugs towards a more step-economical and scalable synthesis of spongistatin 1 to facilitate cancer drug development efforts antineoplastic agents. 257 isolation and structure of spongistatin 1 aquaculture of three phyla of marine invertebrates to yield bioactive metabolites: process development and economics mariculture trials with mediterranean sponge species. the exploitation of an old natural resource with sustainable and novel methods marine natural products: a new wave of drugs? key: cord-258614-7unadw41 authors: ogidigo, joyce oloaigbe; iwuchukwu, emmanuel a.; ibeji, collins u.; okpalefe, okiemute; soliman, mahmoud e. s. title: natural phyto, compounds as possible noncovalent inhibitors against sars-cov2 protease: computational approach date: 2020-10-25 journal: journal of biomolecular structure & dynamics doi: 10.1080/07391102.2020.1837681 sha: doc_id: 258614 cord_uid: 7unadw41 at present, there is no cure or vaccine for the devastating new highly infectious severe acute respiratory syndrome coronavirus 2 (sars-cov-2) that has affected people globally. herein, we identified potent phytocompounds from two antiviral plants momordica charantia l. and azadirachta indica used locally for the treatment of viral and parasitic infections. structure-based virtual screening and molecular dynamics (md) simulation have been employed to study their inhibitory potential against the main protease (m(pro)) sars-cov-2. a total of 86 compounds from m. charantia l. and a. indica were identified. the top six phytocompounds; momordicine, deacetylnimninene, margolonone, momordiciode f2, nimbandiol, 17-hydroxyazadiradione were examined and when compared with three fda reference drugs (remdesivir, hydroxychloroquine and ribavirin). the top six ranked compounds and fda drugs were then subjected to md simulation and pharmacokinetic studies. these phytocompounds showed strong and stable interactions with the active site amino acid residues of sars-cov-2 mpro similar to the reference compound. results obtained from this study showed that momordicine and momordiciode f2 exhibited good inhibition potential (best mmgba-binding energies; −41.1 and −43.4 kcal/mol) against the m(pro) of sars-cov-2 when compared with fda reference anti-viral drugs (ribavirin, remdesivir and hydroxychloroquine). per-residue analysis, root mean square deviation and solvent-accessible surface area revealed that compounds interacted with key amino acid residues at the active site of the enzyme and showed good system stability. the results obtained in this study show that these phytocompounds could emerge as promising therapeutic inhibitors for the m(pro) of sars-cov-2. however, urgent trials should be conducted to validate this outcome. communicated by ramaswamy h. sarma severe acute respiratory syndrome coronavirus 2 (sars-cov-2) is a novel strain of the coronavirus which is considered a global public health emergency (who, 2020; read et al., 2020) . it was first discovered in december 2019 in the city of wuhan, hubei province, china, and has since spread across the globe affecting over 36 million people with over 1.1 million deaths as of 10 october 2020. in humans, sars-cov-2 is believed to cause mild respiratory infections, such as those observed in the common cold to severe pulmonary disease with an extreme case of death (khan et al., 2020; lu et al., 2020) . studies suggest that the sars-cov-2 can be transmitted through infected droplet (respiratory secretions) and close person-to-person contact (khan et al., 2020) where it binds to the primary target cells such as enterocytes and pneumocytes, coronaviruses, respectively (wu et al., 2020) . coronaviruses main protease (m pro ) also known as 3-chymotrypsin-like protease (3cl pro ) is an important protein that is required for proteolytic maturation of the coronavirus (wu, et al.) . the main protease is considered the "achilles hill" of coronaviruses (fehr & perlman, 2015) inhibiting the activity of this enzyme could block viral replication. moreover, the m pro is highly conserved across coronaviruses thus, the main proteases are considered an attractive target for the development of effective antiviral drugs in structure-based drug design for the treatment of sars-cov-2 and other coronaviruses (garc ıa-fern andez et al., 2016; krishnan & anirudhan, 2002; zhang et al., 2020) . currently, there is no known cure or vaccine for the covid-19. a rapid search is on-going for the development of vaccines and new antiviral drugs for the effective treatment of the highly transmissible sars-cov-2. many researchers are attempting to find new inhibitors for the sars-cov-2 main protease m pro both from synthetic and naturally active compounds (elfiky, 2020; khan, et al., 2020) . several drugs have been repurposed and used as a frontline therapy for sars-cov-2 and relief of symptoms for patients infected with covid 19, and these drugs include hydroxychloroquine antimalaria and anti-hiv drugs. on the 1 may 2020, the fda reference drug an emergency use authorization of remdesivir for the treatment of hospitalized patients with covid-19 (fda, 2020 ). yet the clinical safety and efficacy against covid-19 remain to be fully established. several crystal structures of sars-cov-2 3c-like proteinase have been solved and made are available on protein databank. however, only one complex structure of sars-cov-2 3c-like proteinase (pdb: 6w63) was bound to a broad spectrum noncovalent covalent inhibitor (x77) in data bank (https://www. rcsb.org). it has been observed that most of the current research effort focus on finding potential sars-cov-2 mpro covalent inhibitors while the possibilities to identify non-covalent inhibitors remain less investigated. for that reason, we decided to screen new natural phytocompounds against the 6w63 crystal structure to find potential non-covalent pharmacophores against sars-cov-2 3c-like protease. previous studies have shown that covalent and non-covalent inhibitors have been designed and discovered to inhibit 3c proteinases and therefore to treat related diseases. these inhibitors can be used as guidance to design drugs for sars-cov-2 (zhavoronkov et al. 2020 ). active compounds have been obtained by covalent bonding with the cysteine at the catalytic site. however, side effects and toxicity can often be caused by covalent bonding ( zhavoronkov et al. 2020) . thus, prevents their use for clinic therapy. hence, for sars-cov-2 treatment, it is more attractive to design and discover noncovalent inhibitors. virtual screen by molecular docking of chemical databases is one of the most powerful approaches to discover non-covalent inhibitors. we report herein the screening of potential phyto non-covalent inhibitors against sars-cov-2 3c-like proteinase. medicinal plants provide an excellent source for antiviral drugs due to fewer side-effects, low cost, bioavailability and easy availability along with less potential to cause resistance (mukherjee et al., 2007) . hence, the utilization of herbal drugs in viral infections is an important future therapeutic strategy. medicinal plants contain numerous phytochemicals responsible to exhibit the antiviral effect. two commonly used anti-viral herbs: momordica charantia l. (cucurbitaceae) and azadirachta indica a. juss. (meliaceae) are potent medicinal plants used in traditional medicine in nigeria and tropical countries for the treatment of many ailments including inflammatory, anti-diabetic, parasitic and viral infections. traditionally, these plants have been reported to exhibit potent antiviral activities by inhibiting several viruses including herpes simplex virus, hepatitis b virus, smallpox virus and human immunodeficiency virus (liu et al., 2009; mohammad et al., 2016; pongthanapisith et al., 2013) . considering the wide potent antiviral activity of these plants, it is, however, possible that potent non-inhibitors could emerge from these plants against sars-cov-2 main protease m pro . in this study, virtual screening of potent medicinal bioactive compounds from plants of m. charantia l. and a. indica as potential inhibitors against sars-cov-2 main protease m pro was carried out. based on the docking scores, six compounds we ranked and preceded for molecular dynamics (md) simulations and pharmacokinetic studies. three-dimensional x-ray crystallographic structure of sars-cov-2 m pro was downloaded from the rcsb protein data bank (pdb). the sars-cov m pro bound to a noncovalent inhibitor with pdb id: 6w63 (resolution 2.1 å) (zhavoronkov et al., 2020) was used for this study. before the virtual screening, the protein structures were prepared using the 'protein preparation wizard' workflow in the schrodinger suite. this involved the addition of hydrogen atoms to the protein, assignment of bond orders, and deletion of unnecessary water molecules. the key water molecules interacting with the active site residues of the enzyme were retained. sidechains were added, disulphide bonds were formed, missing atoms were added, and the partial charges were assigned. energy minimization was done using opls_2005 (optimized potentials for liquid simulations) force field. as the downloaded protein was co-crystallized with x77(n-(4a non-covalent inhibitor, the ligand-binding site was used to define the active site of the protein. receptor grid generation workflow was used to define a grid (box) around the ligand, to keep all the functional residues in the grid (sastry et al., 2013) . the residue used for preparations is cys145. structural preparation 2-dimensional structures of 86 compounds from m. charantia and a indica were identified and retrieved from the pubmed literature as test ligand molecules, two antiviral drugs and 1 anti-malarial drug were retrieved from pubchem database as a reference. ligprep, pre-processing of the ligands was done, which includes the formation of tautomers and ionization states at ph 7.0 ± 2.0 using epik, hydrogen atoms were added, charged groups were neutralized and geometry of the ligands was optimized. virtual screening of compounds was performed in three stages involving a high throughput virtual screening (htvs), standard precision (sp) and extra precision (xp) using the using glide tool (grid-based ligand docking with energetics) algorithm implemented in schrodinger (friesner et al., 2006) . stage one and two, htvs and sp employ the self-scoring function, whereas xp reduces the intermediate conformations and thoroughness of the torsional refinement and sampling. a total of 86 compounds and three reference fda drugs was docked against each target protein with the co-ligands x77 and a-ketoamide was used as a positive control. next, top scorers were set forth for sp docking, and the output of sp docking was put forward in xp docking with positive control. all the results were analysed in xp visualizer. compounds with the highest binding energies against sars-cov-2 m pro was selected for further md and in silico pharmacokinetic studies. the six top screened phyto-ligands (of the 86 compounds) with high binding energy, three fda reference drugs and the apo-enzyme (apo) of the target was subjected to md simulation. the graphical processing unit (gpu) version of amber 18 software package was used to perform the molecular dynamic (md) simulations of all the systems. optimization of the systems was carried out using antechamber (wang et al., 2001) and leap module of amber 18 to ensure all the appropriate parameters were available for md simulations. the protein parameters were assigned using ff14sb (perez et al., 2015) version of the amber force field. the leap module of amber 18 was applied for adding the missing hydrogen atoms and counter ion to neutralize the systems. the systems were suspended with an orthorhombic water box of tip3p (jorgensen et al., 1983) to restrain the protein within 10 å of the box edge. long-range electrostatics were treated with the particle-mesh ewald method (kholmurodov et al., 2000) implemented in amber 18 with direct space and a 12 a van der waals cut-off while periodic boundary conditions were adopted. before the commencement of md, initial and final minimization, gradual heating and the equilibration steps were performed. the final md production was performed as previously reported (emmanuel et al., 2019b; ibeji, 2020) . the cpptraj and ptraj modules (roe & cheatham, 2013) of the amber18 suite was used to carry out post-analysis such as radius of gyration, root mean square deviation (rmsd), root mean square fluctuation (rmsf) and solventaccessible surface area (sasa). structural visualization and plots were done using ucsf chimera software package molecular modelling tool and origin data analysis software version 6 (seifert, 2014) (http://www.originlab.com). mm/gbsa a key tool used in predicting macromolecular stability and protein-ligand binding affinity (genheden & ryde, 2015; zhou & madura, 2004; zhou et al., 2009) were applied. it gives an idea of the binding mechanism which equally includes the contribution of enthalpy, entropy to the molecular recognition and ligand-protein association (genheden & ryde, 2015) . the binding free energy was averaged over 1000 snapshots which were extracted from the 100 ns trajectory as described by the set of equation. where e gas is the gas-phase energy; e int is the internal energy; e ele stands for the coulomb and e vdw are the van der waals energies. e gas is obtained from the ff14sb force field terms. the solvation free energy, g sol , is split into polar and non-polar solvation state of contribution. here the polar solvation, g gb, contribution is calculated by solving the gb equation while the non-polar solvation contribution, g sa is estimated from the sasa calculated with the water probe radius of 1.4 å. t and s are the temperatures and the solute entropy, respectively. to examine the individual amino acid contribution to the total binding free energy between the natural products and main protease, the per-residue free energy decomposition analysis was computed at the atomic level using the mm/gbsa method in amber 18. a comparative evaluation of the pharmacological properties of the natural phytocompounds and fda reference drugs was performed. this was done by predicting their individual pharmacokinetic (admet) properties with online and offline tools. the bioactivity of the various compounds was estimated using selected and offline tools. the prediction tools employed include molsoft program (http://molsoft.com/ mprop/), molinspiration cheminformatics (husain et al., 2016) , protox webserver (banerjee et al., 2018) and the osiris datawarrior property explorer (l opez-l opez et al., sander et al., 2015) . more than one prediction tools were used for precise validation and reproducibility of comparative analysis. the pharmacokinetic (admet) properties of the studied compounds were evaluated using molsoft online program, this is to investigate if they adhered to lipinski's rule of five (ro5). an additional step was equally taken to validate the obtained pharmacokinetic properties by employing data warrior property explorer (sander et al., 2015) , this program helps to predict ligand efficiency (le) (abad-zapatero, 2007; hopkins et al., 2014) , lipophilic ligand efficiency (lle) and lipophilicity-correlated ligand efficiency (lelp) (hopkins et al., 2014; johnson et al., 2018) . toxicity of compounds reveals their safety state for consumption. thus, in silico prediction of oral toxicity gives a faster route of obtaining information about doses that could be toxic in animals. in the present study, we screened 86 compounds from m. charantia l. and a. indica as potential inhibitors against sars-cov-2 m pro (pdb id: 6w63) using structure-based drug design. this approach is based on computationally fitting compounds into the active site of the target protein, followed by a ranking of these compounds based on their low binding energies and interaction with the residues of the binding pocket. the docking scores of the compounds were when compared with a standard m pro inhibitor, a-ketoamide 13b and x77. the a-ketoamide 13b is a broad-spectrum inhibitor with an ic 50 value of 0.67 ± 0.18 lm against purified recombinant sars-cov-2 m pro . a comprehensive list of the 86 docked phytocompounds can be found in the supplementary file (supplementary material table s1 ). thus, among the 86 phytocompounds and 3 antiviral drugs screened (supplementary material table s1 ), 6 phyto ligands exhibited appreciable binding energies against the sars-cov-2 m pro and strong interactions within the binding pocket. the top six hit phyto-compounds were momordicine, deacetylnimninene, margolonone, momordiciode f2, nimbandiol, 17-hydroxyazadiradione with binding energies of 6.6, 6.1,à5.5, à5.2, à4.8 and à4.0 kcal/mol, respectively. also, the fda reference anti-viral drug remdesivir and ribavirin showed binding energies of à8.4 and à6.2 kcal/mol, respectively (table 1 ). in comparison, standard m pro inhibitor; a-ketoamide 13b and x77 displayed binding energies of à8.5 and à9.1 kcal/mol, respectively. the results show that all the lead compounds were tightly bound into the substrate-binding pocket, through a good number of hydrogen bonds as well as hydrophobic interactions ( figure s1 ). the glide 2d interaction suit was used to reveal the interacting residue information. in particular, the best phyto ligand "momordicine" (m. charantia) was seen to interact with the target enzyme with a binding energy of à6.6 kcal/mol. momordicine formed five hydrophobic interactions with leu 27, met 49, cys145, met165, leu167, pro168 and established two hydrogen bonds with glu 166 and asn 142 ( figure s1 (a)). the second lead phytocompound i.e. deacetylnimninene (a. indica) showed two hydrogen bonds with residues cys 44 and glu 166 and eight hydrophobic interactions with cys 44, met 49, pro 52, tyr 54, cys145, met 165, leu 167 and pro 168 ( figure s1 (b)). furthermore, it was observed that the fda antiviral drug; remdesivir exhibited the highest binding affinity among all tested compounds with a binding affinity of à8.4 kcal/mol (table 1) . this displayed three hydrogen bond interactions with cys145, gln166 and thr 190 residues and eight hydrophobic interaction with key residues (cys 44, met 49, tyr 54, pro 52, phe 140, leu141, cys145, met 165, leu 167, pro 168, val 186, ala 191) ( figure s1 (g)). notably, the top lead phyto ligand and redemsivir were able to establish hydrogen bond and hydrophobic interactions with residues crucial for the inhibition of sars-cov-2 replication similar to phyto ligands and the standard m pro inhibitor, alpha-ketoamide and x77 ( figure s1 (h,j)). the sars-cov-2m pro substrate-binding site mainly consists of a cysteine-histidine dyad (his41 and cys145) which controls the catalytic activity of sars cov-2 m pro . also, our share similar binding interaction patterns with a previous study on virtual screening of novel non-covalent inhibitors against sars-cov m pro (liu et al., 2005) . inhibition by these compounds reflects the possible inhibitory tendencies against the covid-19. sars-cov-2 m pro with other papain-like proteases is important for processing the polyproteins into various non-structural proteins by cleaving at specific sites that are translated from the viral rna. several key amino acids in the active site of m pro enzyme have been documented to be leu, gln, ser, ala, gly along with the cys-his dyad which marks the cleavage site. based on the results obtained we further subjected the 6 phyto ligands and the antiviral drugs remdesivir and ribavirin to md simulation to establish the mode of interaction with mpro protease. previous reports have suggested main protease (m pro , 3clpro) as a very attractive target for coronaviruses due to the crucial role it plays in processing the translated polyproteins of the viral rna . to verify the dynamics of the protein-ligand complex a 100 ns md simulation was run, to reveal the conformational trends which occurred in the protein's backbone to the initial conformations. from figure 1 , all the studied systems showed a favourable stability state during the 100 ns of the md simulation after converging at around 8 ns. from the average rmsd of all the systems in table 2 , the apo-enzyme exhibited almost the lowest average rmsd when compared with the ligand-bound systems. however, exceptions exist in the case of hydroxychloroquine with almost a close mean rmsd (1.711 å) value to that of the apo (1.713 å) and deacetylnimbinene with lower rmsd of 1.667 å. the average rmsd observed in all the systems revealed a tractable structural trend in the natural products and the reported fda reference drugs. the slightly lower average rmsd of the apo corroborate with the reported structural behaviour of proteases (munsamy et al., 2018) . the observed collective marginal structural deviation could be an indication of the characteristic mechanistic inhibitory mode of mpro. previous reports suggested that proteases exhibit consistent open/close and twisting dynamic motion mechanisms at the flap, flexible domain and hinge regions which promotes ligand binding (munsamy et al., 2018) . it is therefore suspected that this reported structural motion is transmitted to the entire protein structure which resulted in a higher conformational deviation of the complexed systems relative to the apo. hence the observed higher structural deviation of the ligandbound systems relative to the apo is an indication of inactivity of the viral mpro due to ligand binding. although high rmsd is an indication of atomic deviation, which suggest structural instability, based on the reported structural/conformational behaviour of proteases, the high rmsd of the bound systems relative to the apo does not suggest structural instability but rather a functional display in line with the reported structural behaviour of proteases. this indicates viral mechanism of viral protein inactivity. from the plots, momordicine stabilized immediately after attending convergence and maintained this stabilized trajectory till the end of the simulation whereas margolonone fluctuated from 50-85 ns within an rmsd between 2.5 and 3.5 å and eventually reassumed stability till the end of the simulation whereas the rmsd of the other systems remained below 3 å. however, the lower average rmsd value of deacetylnimbinene and hydroxychloroquine when compared with the apo and observed little conformational changes in momordicine and margolonone were not of much different and does not indicate that ligand binding causes serious conformational changes. the structural dynamics of the ligands to the mpro at the active site was further investigated by tracking the ligand confirmation and/or orientations during the md simulation. the ligand rmsd indicate the stability of the ligands concerning the protein and its active site residues. as it is anticipated that binding pocket architecture could influence the mobility, orientation and interaction of drug molecule with protein residues. from figure 1 (a1-c1) remdesivir exhibited serious orientational/positional deviation to the other ligands examined, however, all the natural products exhibited lower conformational deviation relative to the reference drugs with ribavirin maintaining a very similar conformational trajectory with all the natural products. the plot revealed that momordicine fluctuated from 35 to 72 ns before stabilizing again. on the other hand, momordicoide f2 elicited higher structural deviation to the starting conformation while exhibiting higher structural deviation relative to the other natural products and the reference drugs except for remdesivir. a large conformational change was exhibited by remdesivir at the beginning of the simulation before attaining and maintaining stability; this initial wide conformational change of remdesivir could be a result of the orientational adjustment to properly fit into the binding pocket. to further gain insight into the conformational trends which resulted to the high conformation deviation of remdesivir in the ligand rmsd plot, a visual analysis/representation of the average conformational orientation of all the ligand at the active site of mpro was done. as shown in figure 2 , remdesivir (blue) drifted towards the edge of the pocket and does not have contact with virtually all the ligands in the pocket except ribavirin. however, a look at the pocket, revealed that the rest of the ligands have a common contact point(s). the nature of motion exhibited by these ligands could have a relationship with the most favourable optimal orientation needed for most suitable interaction with active site residues. at the long run remdesivir has the highest average rmsd followed by momordicoide f2 and finally hydroxychloroquine this is an indication of close conformational/orientational behaviour of the natural product with that of the reference drugs as both ligand types did not have much difference in conformational trend. this minor difference in the mean rmsd values of all the simulated systems indicates that the binding of the ligand does not severely perturb the global structure of the protease. to gain insight into the nature and feature of the fluctuations displayed by the backbone atoms of the proteins, the c-a rmsf was investigated. rmsf plots reveal the precise conformational transition within the residues that make up the proteins secondary structure during md simulation. it further shows the nature of residual fluctuation and motion to ligand binding and unbinding. a higher value of rmsf indicates an increase in flexibility while a lower value correlates with a decline in flexibility. figure 3 (a-c) shows that the residues in all the systems maintained a relatively similar pattern but varied levels of fluctuations. as indicated in table 2 , all the systems had a near approximate value of average rmsf with deacetylnimbinene, momordicine and nimbandiol exhibiting the lowest residual fluctuation. however, regions of interest can be noticed in the plots, these are areas where the residues exhibited peak fluctuations. the nature/degree of residual drift from their mean positions in these interesting regions has been indicated with 3d images in the plots in figure 3 for clarity. these are residues in the active site the play crucial role in system stabilization. they are residues that are actively involved in protein-ligand interactions(ibeji, 2020; olotu et al., 2019). these residues with residue numbers 25-27, 39-54, 139-145, 163-173, 185-194 exhibited wider and unusual fluctuations relative to others. to gain further insight into the degree and distinctiveness of these fluctuations in these regions, we performed an active site analysis of the rmsf of these residues and the results are presented in figure 3 (a 1 -c 1 ). a close look at the average active site rmsf, table 2 indicates that the phytocompounds have similar average active site rmsf values to those of the reference drugs. it was also observed that higher active site rmsf of the entire ligand systems when compared with apo corroborates with initially mentioned open/close and twisting mechanism of ligand inactivation of the viral protease. however, nimbandiol and momordicine had a very low average active site rmsf, this could be due to nonoptimal orientation for maximum interaction with the active site residues. remdesivir equally exhibited lower mean active site rmsf, though not too far from that of the apo. this lower mobility in the active site rmsf of these compounds could be suggestive of the need for ligand optimization. this further broadened the understanding of the mobility of the crucial residues in the active site which is the location of the flap and hinge regions. rog measures the degree of compactness of the backbone carbon atoms of a protein and accounts for the level of mobility of a protein structure which is an indication of stability in the protein backbone structure. the conformational shift/alteration initially suggested to be the mechanism of activity of proteases in the rmsd plots is validated by the results obtained in the rog plot. rog gives an idea of type/ nature structural deviation exhibited by the rmsd plot. the average rog values from the plot in figure 4 revealed that the apo has an rog value that is slightly the lowest (21.931 å) relative to the other systems. this low rog value which suggests the reduction in mobility validates the mechanism of ligand binding at the active site of protease and the entire proteases. as the previous report has suggested the ligand-binding mechanism to be via open/close and twisting motion which induces a high level of conformational deviation in protein 3d structure. elevated average rog indicates a decrease in compact structural packing which suggests increased mobility (emmanuel et al., 2019a) and a stable state favourable for ligand binding to proteases. the nature of the trajectories exhibited by the rog plot of the ligand-bound relative to the apo is suggestive of the mechanism of ligand inactivation of proteases. hence, inhibiting the activity of this enzyme will inhibit viral replication and transcription. figure 4 (d) shows a superimposed 3 d images of the mpro starting structure, that of 17-hydroxyazadiradione complex with the highest mean rog value (22.36575 å) and that of the apo at the end of the simulation. the image reveals a comparative minor level of the structural deviation which could be suggestive of the level of compact packing of the protein. residual mobility which induces side-chain re-orientation was further studied by examining the intermittent burial and exposure of the hydrophobic and hydrophilic residues during the time duration of the md simulation. protein folding and unfolding could correlate with the re-orientation of the side chains from the hydrophilic phase to the hydrophobic phase. hence structural transformation of the surface residues towards the hydrophobic core could be indicative of protein unfolding whereas the inward transition of these surface residues suggests protein folding. this parameter was employed to examine protein activity and inactivity as indicated in figure 5 . previous reports have revealed that high sasa values connote decrease in the exposure of the buried hydrophobic residues which indicates the reduction in systems stability while expulsion of the buried hydrophobic residues from the hydrophobic core indicates an increase in system stability figure 1 (b 1 ) and (c) figure 1 (c 1 ). (emmanuel et al., 2019a) . from average sasa values in table 1 which were obtained in figure 5 , it can be observed that all the natural products have slightly lower average sasa values to the apo except for 17-hydroxyazadiranone with slightly higher average sasa values than the apo. two of the reference drugs; remdesivir and hydroxychloroquine individually produced the highest respective average sasa values relative to the natural products except for 17-hydroxyazadiranone thus indicating that the natural products were more stable than the drugs. therefore, this lower sasa values in the natural products systems relative to the apo and the two reference drugs systems are indicative of an increase in hydrophobicity induced by ligand binding. the results obtained here corroborate with the observations made from the rmsd, rmsf and rog plots. this structural unfolding due to the exposure of the hydrophobic residues as observed from the lower average sasa values correlates with the initially mentioned open/close and twisting mechanism of the protein activity and inactivity. conformation transition from the folded state to the unfolded state could indicate the inhibitory mechanism of ligand-bound protease. figure 4 (d) is a 3d representation of an mdc-bound mpro (with almost lowest average sasa value); showing the solvent assessable surface (sas). it reveals that the sas (hydrophilic) occupy the smaller area around the ligand at the active site than the non-sas (hydrophobic). this trend at the active site is believed to be pass on to the entire protein residue. previous studies have suggested that inhibition of the activity of proteases equally inhibit the viral replication and transcription and henceforth viral survival and disease progression (ibeji, 2020; olotu et al., 2019) . this gives an idea of the interaction that is likely to be harnessed to design novel and more potent anti-viral inhibitors that will block further viral protein replication. we went further to investigate the energetic inhibitory potency of the selected natural product in comparison with reference drugs. mm/ gbsa has recently grown as a very popular computational tool for estimation of the binding propensity of chemical compounds to protein. the results obtained in table 3 revealed thermodynamic interaction of ligands to protein and hence suggests the capacity of the ligand to block the replication and transcription of the viral protein which indirectly indicate the inhibitory prowess of the compound. our finding as indicated in table 3 shows that all the selected reference drugs and the natural product have favourable binding free energy, efficient enough for good binding interaction. as outlined in the table, the three fda reference drugs gave binding free energy (dg bind ) that are close to the values obtained for most of the natural products except for momordicine and momordiciode f2 with very high binding à41.363 and à43.413 kcal/mol, respectively. this higher binding energy exhibited by these two compounds could be due to the similarity in their structural features. and this large binding energy of these two compounds is suggestive of the need for further studies to identify the unique moieties which are responsible for high energetic interaction that produced this high-affinity binding. some literature has highlighted crucial residues that play a vital role in the binding interaction of compounds with mpro with inhibitors, some examples are the catalytic residues his41 and cys145 . the decomposition of the total energy into electrostatic and van der waals (figures 6-8) has equally enabled us to obtain vital information about more residues that contributed to the energetic interaction and stabilization of the studied compounds to the main protease. the estimation was essential to identify crucial active site residues and their respective energy contributions towards favourable inhibitory activities of various compounds and stabilization of the protein. from the plot of the per-residue energy contribution prominent residues with most outstanding total energy (with a threshold from 0.5 kcal/mol) drawn from van der waals, electrostatic, polar solvation and non-polar solvation are indicated in table 4 with their corresponding energy values. the consistent reoccurrence of some residues in addition to the earlier mentioned catalytic residue his41 and cys145 is suggestive of the crucial role they play in the inhibitory activity of different compounds to mpro proteases; this will equally provide insight into the design of compounds that distinctively target these important residues. the dominance of electrostatic and van der waals in the total energy outcome cannot equally be overemphasized as the plot also depict the level of the contribution of the individual residues to these energy types. to further unveil the interaction dynamics in protein-ligand complexes, we proceeded to visually analyse the nature and/or type of interactions that produced the strong high-affinity binding in the various systems. different bond types indicated in the right of figures 6-8 were noticed between the active site residues of mpro and various ligands due to diverse constituent functional groups in the ligands that interacted concurrently. this enabled us to identify crucial residues that played an active role in the binding interaction between the ligands and the protein. from the visual analysis, the dominant interactions include conventional hydrogen bonds, carbon bonds, charge-charge, pi-alky, pi-sulphur, pi-pi t-shaped and pi-pi stacked bonds. from the residue interactions, it can be observed that a "consistent" conventional hydrogen bond, carbon bond and pi-alkyl interactions were common in all the systems apart from 17-hydroxyazadiradione which did not interact with mpro via conventional hydrogen bond. visual inspection in figure 6 (a) revealed that a conventional (nh-o) hydrogen bond occurred between ala191 of mpro and oxygen atom of deacetylnimbinene. in another case (figure 6(b) ), a conventional (nh-o) hydrogen bond was again observed between gln192 of mpro and oxygen atom of momordicine whereas an oxygen and sulphur atoms in met49 of mpro equally established another conventional (oh-o) hydrogen bond with an oh group in momordicine. in figure 6 (c), nimbandiol equally had two conventional (nh-o, oh-o) hydrogen bond; nh group in met49 interacted with an oxygen atom in nimbandiol, while the oh group in nimbandiol interacted with an oxygen atom in cys44. in figure 7 (a), only one conventional (nh-o) existed between oxygen atom of margolonone and nh group of main proteases. in figure 7(b) , two different oh groups in momordicoide f2 maintained conventional (oh-o) hydrogen bonds with one oxygen atom in glu166 and cys44. among the reference drugs (figure 8 ), hydroxychloroquine has two conventional (nh-o) hydrogen bonds; one from the nh group in gln192 interacting with the oxygen atom on hydroxychloroquine while another nh group from hydroxychloroquine interacted with an oxygen atom in met49 (figure 8(a) ). ribavirin and remdesivir have three conventional hydrogen bonds each; this is suggestive of a stronger high-affinity binding. in ribavirin (figure 8(b) ), three conventional (nh-o) hydrogen bonds occurred between this compound and main protease; nh from asn142 and glu166 interacted with different oxygen atoms in ribavirin, while nh in ribavirin interacted with an oxygen atom in the main protease. finally, in figure 8 (c), nh-o and nh-n conventional interactions were observed between remdesivir and main protease. here nh from gly143 and ser144 interacted with different oxygen atoms in remdesivir while another nh group in remdesivir interacted with an oxygen atom in glu166. visual observation indicates that conventional hydrogen bond did not occur in 17-hydroxyazadiradione, but trends from the occurrence of this strong high affinity short distant bonding interactions suggest that it is required for the stabilization of the protein-ligand complexes. hence further structural optimization is needed to improve the binding dynamics of 17-hydroxyazadiradione to mpro active site. the types of reoccurring bonding interaction are indicative of variations in ligand positioning and proximity to active site residues of the proteins. table 4 gives a brief description of the residues that played an active role in the binding interaction of this compounds to mpro and will pave way for the design of novel inhibitors that will specifically target this enzyme. from the table, met165 consistently interacted with all the inhibitors and could be very vital residue for the design of novel inhibitors the pharmacological profiles of the natural products were when compared with the minimum and maximum acceptable range and those of reference drugs by predicting their pharmacokinetic (admet) properties as indicated in tables 5 and 6 . it is worth mentioning that the ld 50 as a parameter is very vital in dictating variable toxicities of compounds that are taken via oral routes (lipinski, 2004) . hence elevated ld 50 depicts an increase in toxicity whereas a decline in ld 50 correlated with a decrease in toxicity(b). we performed the toxicity class and labelling study with protox webserver; it uses the globally harmonized system for characterizing the toxicity class and labelling of chemicals (banerjee et al., 2018) . as estimated and indicated in table 5 . ribavirin an fda reference drug has the highest ld 50 which could be suggestive of high oral toxicity. however, ribavirin is reported with good bioactivity, bioavailability and no reported case of toxicity. the observation made from ribavirin is indicative of the promising attributes of the studied compounds as possessing the good quality to pass toxicity test. the estimation of cytotoxicity of the compounds with protox revealed a hepatotoxicity and cytotoxicity values similar and close to those of the reference drugs thus revealing their respective safety state at consumption. this hepatotoxicity and cytotoxicity values corroborates with the findings in ld 50 . a good drug candidate is expected to have an mw threshold ˂500 da (g/mol) based on lipinski's ro5 (lipinski, 2004; lipinski et al., 1997; omran & rauch, 2014; veber et al., 2002) . several studies have revealed a link between the molecular weight (mw) of drugs and its toxicity, wherein the note: the residues were colour-coded such that the once that were not absent in more than five systems were coloured. the colour coding is such that residues that were absent in five systems have five of the id uncoloured, while the once that were absent in four had four of its id uncoloured, the same happened for three and so on. the once that were absent in more than five systems were not coloured. the catalytic residue (cys145) was equally double coloured to reveal where it occurred. the second catalytic residue (his41) occurred consistently. higher the mw of a drug, the higher the toxicity whereas compounds with lower mw produces reduced toxicity (chapman et al., 2013) . therefore lower molecular weight is better (omran & rauch, 2014) because high mw in drugs decreases the concentration of the compounds at the intestinal epithelium surface and thus diminish. from table 6 , all the compounds obeyed lipinski's ro5 of mw threshold ˂500 da (g/mol), but, surprisingly, momordicoside f2 had a mw more than 500 da and remdesivir which is an already approved drug that has no reported case of toxicity equally had an mw more than 500 da. this could be suggesting a need for optimization the log p gives an idea of the hydrophobicity of chemical entities, it is universally defined as the negative of the logarithm of the partition coefficient between n-octanol and water (c octanol /c water ) (chapman et al., 2013) . hence an increase in log p is an indication of a decline in aqueous solubility, which results in a reduction in absorption. previous reports have revealed the chemical entities with log p range of à0.4 to 5.6 tend to exhibit a high level of absorption while values greater than 5.6 and quite lower than à0.4 possess low hydrophilicity, poor permeability and absorption (llorach-pares et al., 2017; remko, 2009; remko et al., 2011) . as presented in table 6 , all the natural products and the approved drugs exhibited an acceptable level of solubility which will enhance absorption and distribution. although momordicine has a value that is slightly higher than the acceptable threshold (sander et al., 2015) , the value is within the range that is suggested to tend towards being well absorbed. this indicates that these studied compounds did not violate lipinski's rule of 6 (log p < 5). we took another step to use log s parameter to further evaluate the aqueous solubility of the studied compounds. the estimation is very crucial because it determines the oral bioavailability of drugs in line with membrane permeability (bennion et al., 2017) . studies available on about 95% of existing drugs has revealed the acceptable threshold for log s to be between 0 to à6. a look at table 6 , section on log s indicates that all the studied compounds were within the suggested acceptable range for log s, this finding goes further corroborate the deductions made from the evaluation of log p. an important observation to be noted is the value of log p and log s of momordicine. though it is said to be within the range of chemical entities that are with the range described to tend to exhibit a high level of absorption. however, it is slightly above the acceptable range for log p and very close to the limit for the acceptable range for log s. this is there suggestive of the need for structural optimization to be done on this compound. the topological polar surface area (tpsa) parameter totals the polar atoms at the surface which are primarily oxygen and nitrogen in addition to the hydrogen atoms that are attached to them. this parameter predicts cell permeation ability of chemical compounds; it is therefore put that the lower the tpsa value the better (ertl et al., 2000; prasanna & doerksen, 2009 ). the metrics describes the size and volume of compounds which is an indication of physiological transport across the tight junction of the lipid bilayer membrane. these lipid bilayer membrane transport routes include the git and the blood-brain barrier (shityakov et al., 2013) . therefore, the increase in tpsa is suggested to diminish the transportation capability of drugs which in turn affect their biological activities (daga et al., 2018) . the table revealed that all the selected natural products adhered to the acceptable threshold tpsa value of 140å 2 . one is left to wonder why two of the approved drugs ribavirin and remdesivir with tpsa values of 143.73 and 203.57, respectively, had values quite above that of the threshold and are still able to permeate cells and give reasonable efficacy. we suspect that there could have been other structural modification which was implemented in this compound; however, this observation is outside the scope of this present study. the results that we have obtained however suggests that the studied compounds possessed better physiological transport qualities than the approved drugs. hydrogen bonding is connected with constituent oxygen and nitrogen moieties and largely related with tpsa which is an indirect indication of polarity and the capacity of hydrogen bonding (di & kerns, 2006; prasanna & doerksen, 2009 ). the descriptors for hydrogen bonding are several hydrogen bond donors (hbd) and acceptors (hba) present in a molecule. these parameters have been extensively employed in the evaluation of druglikeness of compounds. lipinski's ro5 states that for a drug to be orally active, it must have an hbd count of 5 and hba of 10 (doak et al., 2014) . as predicted from the table, all the natural products and the approved drugs pass the test for oral bioactivity, however, remdesivir with hbd of 12 once again left an impression for structural optimization. the drug-likeness of the compounds under investigation was further assessed using le, lle and lelp. these metrics have previously been employed to optimize ligands and equally identify ligands with improved binding efficiency for physiological targets (abad-zapatero, 2007; hopkins et al., 2014; johnson et al., 2018) . the suggested acceptable range for potential drug candidate for each of the parameters are le > $0.3 kcal/mol/heavy atom, lle > $5 while optimal drug lelp value ranges between à10 and 10 (abadzapatero, 2007; hopkins et al., 2014; johnson et al., 2018) . most of the compounds were within the indicated range for some of the investigated parameters, however, a few exceptions exist which is suggestive of further structural optimization. as indicated, deacetylnimbinene fell short of all the studied parameters, this a clear indication of a need for critical structural optimization. on an additional note, nimbandiol has an le value that is close to the acceptable >$0.3, but the lle and lelp values are somehow out of the required range thus suggesting the need for structural improvement. momordicoside and remdesivir exhibited le value that is slightly lower than the acceptable range. in the case of lle and lelp, only ribavirin had lle and lelp values within the suggested range. but of least importance is lack of metrics for momordicine coupled with the shortcomings on some of the required qualities, this, therefore, raises a need for additional structural optimization to be carried to improve the drug-likeness properties of these compounds. coronaviruses main protease (m pro ) is an essential protein critically required for proteolytic maturation of the coronavirus. in this study, 86 compounds and 3 fda drugs were screened from m. charantia l. and azadirachta indica for possible therapy against sars-cov-2 mpro using structure-based drug design and md approach. analysis from the root mean square fluctuations revealed that the higher active site rmsf of the phytocompounds when compared with apo m pro corroborates with the reported open/close and twisting mechanism of ligand inactivation of the viral protease. furthermore, two of the phyto ligands momordicine and momordiciode f2, gave binding free energy that is higher when compared with fda drugs (ribavirin, remdesivir and hydroxychloroquine). analysis of the per-residue additional showed that studied compounds interact with these key amino acid residues in the active site of the main protease, suggesting that these phytocompounds could emerge as ideal candidate's inhibitors against sars-cov-2 m pro and another virus protease. pharmacokinetics suggests that the phytocompounds possessed better physiological transport qualities when compared with the reference drugs. our results present urgent attention since there are no drugs obtainable against 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package for molecular mechanical calculations a new coronavirus associated with human respiratory disease in china crystal structure of sars-cov-2 main protease provides a basis for design of improved a-ketoamide inhibitors potential non-covalent sars-cov-2 3c-like protease inhibitors designed using generative deep learning approaches and reviewed by human medicinal chemist in virtual reality a pneumonia outbreak associated with a new coronavirus of probable bat origin relative free energy of binding and binding mode calculations of hiv-1 rt inhibitors based on dock-mm-pb/gs computational analysis of the cathepsin b inhibitors activities through lr-mmpbsa binding affinity calculation based on docked complex acknowledgements c.u.i. and e.a.i. are thankful to chpc (http://www.chpc.ac.za) for operational and infrastructural support. no potential conflict of interest was reported by the authors. key: cord-252166-qah877pk authors: ekins, s; mestres, j; testa, b title: in silico pharmacology for drug discovery: applications to targets and beyond date: 2007-09-01 journal: british journal of pharmacology doi: 10.1038/sj.bjp.0707306 sha: doc_id: 252166 cord_uid: qah877pk computational (in silico) methods have been developed and widely applied to pharmacology hypothesis development and testing. these in silico methods include databases, quantitative structure-activity relationships, similarity searching, pharmacophores, homology models and other molecular modeling, machine learning, data mining, network analysis tools and data analysis tools that use a computer. such methods have seen frequent use in the discovery and optimization of novel molecules with affinity to a target, the clarification of absorption, distribution, metabolism, excretion and toxicity properties as well as physicochemical characterization. the first part of this review discussed the methods that have been used for virtual ligand and target-based screening and profiling to predict biological activity. the aim of this second part of the review is to illustrate some of the varied applications of in silico methods for pharmacology in terms of the targets addressed. we will also discuss some of the advantages and disadvantages of in silico methods with respect to in vitro and in vivo methods for pharmacology research. our conclusion is that the in silico pharmacology paradigm is ongoing and presents a rich array of opportunities that will assist in expediating the discovery of new targets, and ultimately lead to compounds with predicted biological activity for these novel targets. the first part of this review (ekins et al., 2007) has briefly described the history and development of a field that can be globally referred to as in silico pharmacology. this included the development of methods and databases, quantitative structure-activity relationships (qsars), similarity searching, pharmacophores, homology models and other molecular modelling, machine learning, data mining, network analysis and data analysis tools that all use a computer. we have also previously introduced how some of these methods can be used for virtual ligand-and target-based screening and virtual affinity profiling. in this second part of the review, we will greatly expand on the applications of these methods to many different target proteins and complex properties, and discuss the pharmacological space covered by some of these in silico efforts. in the process, we will detail the success of in silico methods at identifying new pharmacologically active molecules for many targets and highlight the resulting enrichment factors when screening active druglike databases. we will finally discuss some of the advantages and disadvantages of in silico methods with respect to in vitro and in vivo methods for pharmacology research. the applicability of computational approaches to ligand and target space in which a lead molecule against one gene family member is used for another similar target (termed chemogenomics) (morphy et al., 2004; sharom et al., 2004) , will be discussed thoroughly in an upcoming review in this journal from didier rognan (personal communication) and will be only briefly addressed here. however, there have been several attempts to establish relationships between molecular structure and broad biological activity and effects that should be considered (see also section 2.3.1 in ekins et al. (2007) ) (kauvar et al., 1995 (kauvar et al., , 1998b kauvar and laborde, 1998a) . for example, the work of fliri et al. (2005b) presented the biological spectra for a cross-section of the proteome. using hierarchical clustering of the spectra similarity enabled a relationship between structure and bioactivity to be constructed. this work was extended to identify agonist and antagonist profiles at various receptors, correctly classifying similar functional activity in the absence of drug target information (fliri et al., 2005c) . interestingly, using ic 50 data as affinity fingerprints did not identify functional activity similarities between molecules as this approach was suggested to introduce a pharmacophoric bias (fliri et al., 2005c) . a similar probabilistic approach has also been applied by the same authors to link adverse effects for drugs (obtained from the drug labelling information) with biological spectra. for instance, clustering molecules by side effect profile showed that similar molecules had overlapping profiles, in the same way that they had similar biological spectra, linking preclinical with clinical effects (fliri et al., 2005a) . this work offers the intriguing possibility of predicting a biospectra profile, possible functional activity and a side effect profile for a new molecule based on similarity alone. however, confidence in this approach would be greatly enhanced by further prospective testing with a large test set of drug-like molecules not used to generate the underlying signature database. a second group also from pfizer presented a global mapping of pharmacological space and in particular focused on a polypharmacology network of molecules with activity against multiple proteins (paolini et al., 2006) . they have additionally generated bayesian binary models (for molecules active at o10 mm or inactive) for 698 targets using over 200 000 molecules with biological data (from their in-house collection and the literature), suggesting that they would be useful for predicting primary pharmacology. assessment of 617 approved oral drugs in two-dimensional (2d) molecular property space (molecular weight versus clogp) showed that many of them had clogp 45 and mw 4500. in spite of this, their associated targets were potentially druggable but had yet to realize their potential (paolini et al., 2006) . perhaps this work needs to be combined with that of fliri and others for its true potential to be realized, to enable simultaneous understanding and prediction of target, proteomic, functional activity and side effects. a recent analysis using 48 molecular 2d descriptors followed by principal component (pca) of over 12 000 anticancer molecules representing cancer medicinal chemistry space, showed that they populated a different space broader than hit-like space and orally available drug-like space. this would indicate that in order to find molecules for anticancer targets in commercially available databases, different rules are required other than those widely used for drug-likeness, as they may unfortunately filter out possible clinical candidates (lloyd et al., 2006) . methods to predict the potential biological targets for molecules from just chemical structure have been attempted by using different approaches to those already described above. for example, one study used probabilistic neural networks with 24 atom-type descriptors to classify 799 molecules from the mdl drug data reports (mddr) database with activity against one of the seven targets (g protein-coupled receptors (gpcrs), kinases, enzymes, nuclear hormone receptors and zinc peptidases) with excellent training, testing and prediction statistics (niwa, 2004) . twenty-one targets related to depression were selected and molecules from the mddr database were used to create support vector machine (svm) classification models from atom-type descriptors (lepp et al., 2006) . these models had satisfactory predictions and recall values between 45 and 90%, the molecules recovered being on average of low molecular weight (o300) and some were active against more than one model. it was suggested that general svm filters would be useful for virtual screening owing to their speed. others have used similarity searching of the mddr database against small numbers of reference inhibitors for several different targets and were able to show variable enrichment factors that were greater than random (hert et al., 2004) . the structure-based alternative to understanding small molecule-protein interactions is to flexibly dock molecules into multiple proteins. a representative of this inverse docking approach is invdock, which was recently applied for identifying potential adverse reactions using a database of 147 proteins related to toxicities (dart). this method has been recently demonstrated with 11 marketed anti-hiv drugs resulting in reasonable accuracy against the dna polymerase beta and dna topoisomerase i (ji et al., 2006) . the public availability of data on drugs and drug-like molecules may make the analyses described above possible for scientists outside the private sector. for example, chemical repositories such as drugbank (http://redpoll. pharmacy.ualberta.ca/drugbank/) (wishart et al., 2006) , pubchem (http://pubchem.ncbi.nlm.nih.gov/), kidb (http:// kidb.bioc.cwru.edu/) (roth et al., 2004; strachan et al., 2006) and others consist of a wealth of target and small molecule data that can be mined and used for computational pharmacology approaches. although much of the in silico pharmacology research to date has been focused on human targets, many of these databases contain data from other species that would also be useful for understanding species differences and promoting discovery of molecules for animal healthcare as well as assisting in understanding the significance of toxicological findings for chemicals released into the environment. to exhaustively describe all of the proteins that have been computationally modelled under the auspices of in silico pharmacology would be impossible in the confines of this review. therefore, we will briefly overview the types of proteins that have been modelled and the methods used (see below and table 1 ). in addition, we will focus on and describe particular pharmacological applications with regard to virtual screening where novel ligands have been identified. the reader is highly encouraged to study an extensive review of success stories in computer-aided design, which covers a large number of proteins that have been targets for all manner of in silico methods (kubinyi, 2006) , as well as other reviews that have dealt with the successes of individual methods (fujita, 1997; kurogi and guner, 2001a; guner et al., 2004) . as described previously, computational approaches for drug discovery and development may have more impact if integrated (swaan and ekins, 2005) and we have previously attempted to show that computational methods have been broadly applied to virtually all important proteins in absorption, distribution, metabolism, excretion and toxicity (adme/tox) (ekins and swaan, 2004b) . the qaim of this paper is to provide an up-to-date review of all proteins and protein families addressed through current state-of-the-art in silico pharmacology methods. drug target examples. enzymes: the ubiquitin regulatory pathway, in which ubiquitin is conjugated and deconjugated with substrate proteins, represents a source of many potential targets for modulation of cancer and other diseases santo et al. (2005) abbreviations: ampa, a-amino-3-hydroxy-5-methyl-4-isoxazole propionate; cox, cyclooxygenase; cyp, cytochrome p450; hiv-1, human immunodeficiency virus; lox, 5 lipoxygenase. in silico pharmacology for drug discovery s ekins et al (wong et al., 2003) . the recent crystal structure of a mammalian de-ubiquitinating enzyme hausp, which specifically de-ubiquitinates the ubiquitinated p53 protein, may also assist in drug development despite the peptidic nature of its substrate (hu et al., 2002) . novel non-peptidic inhibitors of the protease ubiquitin isopeptidase, which not only de-ubiquitinates p53 but other general ubiquitinated proteins as well, were discovered recently using a simple pharmacophore-based search of the national cancer institute (nci) database (mullally et al., 2001; mullally and fitzpatrick, 2002) . these inhibitors had ic 50 values in the low micromolar range and caused cell death independent of the tumour suppressor p53, which is mutated in greater than 50% of all cancers (hence, p53 inhibition per se may not represent an optimal target for modulation). the ubiquitin isopeptidase inhibitors shikoccin, dibenzylideneacetone, curcumin and the more recently described punaglandins from coral indicate that a sterically accessible a,b-unsaturated ketone is essential for bioactivity (verbitski et al., 2004) . all these molecules represent valuable leads for further chemical optimization. aromatase (cytochrome p450 (cyp)19) is a validated target for breast cancer. a ligand-based pharmacophore was generated with three non-steroidal inhibitors. this model could recognize known inhibitors from an in-house library and was further refined by the addition of molecular shape. the model was further used to search the nci database and molecules were scored with a quantitative catalyst hypo-refine (accelrys inc., san diego, ca, usa) model generated with 16 molecules. the hits were also filtered with other pharmacophores for toxicity-related proteins, before testing. two out of the three compounds were ultimately found to be micromolar inhibitors (schuster et al., 2006) . a structure-based catalyst pharmacophore was developed for acetylcholine esterase, which was subsequently used to search a natural product database. the strategy identified scopoletin and scopolin as hits and were later shown to have moderate in vivo activity (rollinger et al., 2004) . the same database was also screened against cyclooxygenase (cox)-1 and cox-2 structure-based pharmacophores, leading to the identification of known cox inhibitors. these represent examples where a combination of ethnopharmacological and computational approaches may aid drug discovery (rollinger et al., 2005) . a combined ligand-based and structure-based approach was taken to gaining structural insights into the human 5-lipoxygenase (lox). a catalyst qualitative hiphop model was created with 16 different molecules that resulted in a five-feature pharmacophore. a homology model of the enzyme was based on two soybean lox enzymes and one rabbit lox enzyme. molecular docking was then used to update and refine the pharmacophore to a four-feature model that could also be visualized in the homology model of 5-lox. as a result of these models, amino-acid residues in the binding site were suggested as targets for site-directed mutagenesis while virtual screening with the pharmacophore had suggested compounds with a phenylthiourea or pyrimidine-5-carboxylate group for testing (charlier et al., 2006) . homology models for the human 12-lox and 15-lox have also been used with the flexible ligand docking programme glide (schrödinger inc.) to perform virtual screening of 50 000 compounds. out of 20 compounds tested, 8 had inhibitory activity and several were in the low micromolar range (kenyon et al., 2006) . more than 30 years of research on renin have not been enough to deliver a marketed drug that inhibits this enzyme. in spite of this, renin remains an attractive yet elusive target for hypertension (fisher and hollenberg, 2001; stanton, 2003) . in this respect, application of structure-based design leads to the identification of new non-peptidic inhibitors of human renin. these molecules include aliskiren (rahuel et al., 2000; torres et al., 2003) , piperidines, including ro-0661168 oefner et al., 1999; vieira et al., 1999) , and related 3,4-disubstituted piperidines (marki et al., 2001) . interestingly, these piperidines bind to and stabilize a different conformer of the protein termed 'open renin' (bursavich and rich, 2002) , whereas aliskiren binds to 'closed renin'. since these latter structure-based design efforts, there have been remarkably very few published attempts at computer-aided design of novel renin inhibitors. a single early qsar was derived for a series of chainmodified peptide analogues of angiotensinogen. the activity of these molecules was found to correlate with kier's firstorder molecular connectivity index descriptor and molecular weight but not with lipophilicity as measured by logp (khadikar et al., 2005) . another computational method for renin drug discovery used the de novo design software growmol, which could apparently regenerate 3,4-disubstituted piperidines in 1% of the grown structures (bursavich and rich, 2002 ). an attempt to use a catalyst pharmacophore to discover new renin inhibitors was described in the early 1990s (van drie, 1993) . several novel molecules from the pomona database (an early three-dimensional (3d) molecule database) were found that mapped to a renin pharmacophore but apparently were not tested in vitro. more recently, a ligandfit docking study with a crystal structure of the 'open renin' form was able to detect 10 known inhibitors seeded in a library of 1000 compounds within the top 8.4% when using a consensus scoring function. four examples of high-scoring compounds that were not tested as inhibitors fulfilled the pharmacophore derived from the x-ray data, consisting of four hydrophobes, a hydrogen bond donor or positive ionizable feature as well as excluded volumes (krovat and langer, 2004) . another study has used similarity searching of the mddr database (for over 100 000 compounds) using 10 renin inhibitors and was able to produce enrichment factors that were 17-fold greater than random (hert et al., 2004) . genetic algorithms have also been used for class discrimination between renin inhibitors and noninhibitors in a subset of the mddr using a small number of interpretable descriptors. among them, amide bond count, molecular weight and hydrogen bond donor counts were found to be much higher in renin inhibitors (ganguly et al., 2006) . the recent publications on novel renin inhibitors represent a considerable amount of new information that could be used for further qsar model development and database searching efforts in order to derive novel starting scaffolds for optimization. cathepsin d is an aspartic protease found mainly in lysosomes, which may have a role in b-amyloid precursor protein release and hence may well be a target for in silico pharmacology for drug discovery s ekins et al alzheimer's disease. cathepsin d may also be elevated in breast cancer and ovarian cancer hence a means to modulate this activity could be beneficial in these diseases. there has been a brief overview of cathepsin d in a comprehensive review of protease inhibitors (leung et al., 2000) . a combination of a structure-based design algorithm and combinatorial chemistry has been successfully applied to finding novel molecules for cathepsin d in the nanomolar range (kick et al., 1997) . structures based on pepstatin (a 3.8 pm inhibitor (baldwin et al., 1993) ) yielded a 6-7% hit rate. these molecules were tested in vitro using hippocampal slices and were shown to block the formation of hyperphosphorylated tau fragments (bi et al., 2000) . there have been relatively few computational studies to date on cathepsin d and other related aspartic proteases such as renin and b-secretase. one study has used molecular dynamics and free energy analyses (mm-pbsa) of cathepsin d inhibitor interactions to suggest new substitutions that may improve binding (huo et al., 2002) . a genetic algorithmbased de novo design tool, adapt has also been used to rediscover active cathepsin d molecules, by placing key fragments in the correct positions (pegg et al., 2001) . computational models may aid in the selection of novel ligands for protease inhibition that are non-peptidic and selective. using the structural features of eight published inhibitors for cathepsin d (huo et al., 2002) , a five-feature pharmacophore was derived consisting of three hydrophobes and two hydrogen bond acceptors (r ¼ 0.98). this pharmacophore was used to search a molecule database and selected 10 molecules out of 11 441 present. in contrast, a similarity search at the 95% level using chemfinder (cambridgesoft, cambridge, ma, usa) suggested 16 different molecules. all of these were selected for testing in vitro. the pharmacophore produced four hits (40% hit rate) and the similarity search generated five hits (31% hit rate), where at least one replicate showed greater than 40% inhibition (ekins et al., 2004a) . in silico evaluation of the adme properties for all active compounds estimated that the molecules would be well absorbed, although some were predicted to have solubility and cyp2d6 inhibition problems. pharmacophore-and structure-based approaches have been used to optimize an acyl urea hit for human glycogen phosphorylase. a catalyst hypogen five-feature pharmacophore was developed and used to guide further analogue synthesis. these compounds showed a good correlation with prediction (r ¼ 0.71). an x-ray structure for one molecule was used to confirm the predicted binding conformation. ultimately, a comparative molecular field analysis (comfa) model was generated with all molecules synthesized and was found to be complementary to the x-ray structure. the outcome of this study was a molecule with good cellular activity that could inhibit blood glucose levels in vivo in rat (klabunde et al., 2005) . the human sirtuin type 2, a target for controlling aging and some cancers, deacetylates a-tubulin and has been crystallized at high resolution. this structure has been used for docking the maybridge database and returned a small hit list from which 15 compounds were tested and 5 showed activity at the micromolar level (tervo et al., 2004) . catechol o-methyltransferase is a target for parkinson's disease and there is currently a crystal structure of the enzyme that has been used to generate a homology model of the human enzyme. this model was used to dock with flexx software several catechins from tea and understand the structure-activity relationship (sar) for these molecules and their metabolites, which had been tested in vitro. ultimately, the combination of in vitro and computational work indicated that the galloyl group on catechins, the distance between lys 144 on the enzyme, and the reacting catecholic hydroxy group were important for inhibition . kinases: the kinases represent an attractive family of over 500 targets for the pharmaceutical industry, with several drugs approved recently. kinase space has been mapped using selectivity data for small molecules to create a chemogenomic dendrogram for 43 kinases that showed the highly homologous kinases to be inhibited similarly by small molecules (vieth et al., 2004) . virtual screening methods have been applied quite widely for kinases to date (fischer, 2004) . the structure-based design method has produced new potent inhibitors of cdk1 starting from the highly similar apo cdk2 and the positioning of olomoucine. a few aminoacid residues were mutated to conform to the cdk1 sequence. macromodel was used to energy minimize molecules in the atp pocket and visual inspection suggested points for molecular modification on the ligand. very quickly, design efforts guided ligand optimization to improve activity from 4.5 mm to 25 nm (furet et al., 2000) . a more recent cdk1/cyclin b homology model was also used to manually dock ligands, which enabled progression from alsterpaullone with an ic 50 of 35 nm to a derivative with an ic 50 of 0.23 nm (kunick et al., 2005) . a structure-based in silico screening method was pursued for the syk c-terminal sh2 domain using dock to find low molecular weight fragments for each binding site with millimolar binding affinity. the fragments were then linked to result in molecules in the 38-350 mm range, which is a starting point for further lead optimization (niimi et al., 2001) . a pseudoreceptor model was built with a set of 27 epidermal growth factor receptor (egfr) tyrosine kinase inhibitors with the flexible atom receptor model method. the top 15 models created had high r 2 and q 2 and were also validated with a six-molecule test set. the pseudoreceptor was also in accord with a crystal structure of cdk2 (peng et al., 2003) . virtual screening using dock with the crystal structure of the lck sh2 domain was used to screen two million commercially available molecules. extensive filtering was required to result in a manageable hit list using molecular weight and diversity. out of 196 compounds tested in vitro, 34 were inhibitory at 100 mm, while 2 had activities of 10 and 40 mm. fluorescence titrations of some of these compounds suggested the k d values were in the low micromolar range (huang et al., 2004) . the same group also took a similar approach to discover inhibitors of erk2 by screening 800 000 compounds computationally and testing in vitro 80 of them (hancock et al., 2005) . five of these molecules inhibited cell in silico pharmacology for drug discovery s ekins et al proliferation and two were shown by fluorescence titration to bind erk2 with k d values, which were in the low micromolar range. in both cases, docking of the active molecules suggested orientations for verification by x-ray crystallography (hancock et al., 2005) . the ligand scout method was used with bcr-abl tyrosine kinase to find sti-571 (imatinib, gleevec) in a single and multiple conformation database (wolber and langer, 2005) . a structurally related three-substituted benzamidine derivative of sti-571 was suggested by structure-based design and when manually docked into the binding site and energy minimized, it was shown to form favourable interactions with a hydrophobic pocket. ck2 and pkd are part of the cop9 signalosome and can control stability of p53 and c-jun, which are important for tumour development. curcumin, besides being an inhibitor of ubiquitin isopeptidase (mullally et al., 2001; mullally and fitzpatrick, 2002) and activator protein-1 (tsuchida et al., 2006) , also inhibits ck2 and pkd. using curcumin and emodin as reference structures against which a database of over a million molecules was screened by means of 2d and 3d similarity searches retrieved 35 molecules. among them, seven possessed inhibitory activity. for example, piceatannol was more potent than curcumin against both ck2 and pkd, with ic 50 values of 2.5 and 0.5 mm, respectively (fullbeck et al., 2005) . obviously, these examples suggest there has been some success in finding active molecules for kinases, but interestingly in few of these studies is selectivity toward other kinases accounted for. ultimately, for therapeutic success activity toward several kinases (but selectivity toward others) may be required. drug-metabolizing enzymes and transporters: mathematical models describing quantitative structure-metabolism relationships were pioneered by hansch et al. (1968) using small sets of similar molecules and a few molecular descriptors. later, lewis and co-workers provided many qsar and homology models for the individual human cyps (lewis, 2000) . as more sophisticated computational modelling tools became available, we have seen a growth in the number of available models (de groot and ekins, 2002b; de graaf et al., 2005; de groot, 2006) and the size of the data sets they encompass. some more recent methods are also incorporating water molecules into the binding sites when docking molecules into these enzymes and these may be important as hydrogen bond mediators with the binding site amino acids (lill et al., 2006) . docking methods can also be useful for suggesting novel metabolites for drugs. a recent example used a homology model of cyp2d6 and docked metoclopramide as well as 19 other drugs to show a good correlation between ic 50 and docking score r 2 ¼ 0.61 . a novel aromatic n-hydroxy metabolite was suggested as the major metabolite and confirmed in vitro. now that several crystal structures of the mammalian cyps are available, they have been found to compare quite favourably to the prior computational models (rowland et al., 2006) . however, for some enzymes like cyp3a4, where there is both ligand and protein promiscuity, there may be difficulty in making reliable predictions with some computational approaches such as docking with the available crystal structures (ekroos and sjogren, 2006) . hence, multiple pharmacophores or models may be necessary for this and other enzymes (ekins et al., 1999a, b) , as it has been indicated by others more recently (mao et al., 2006) . the udp-glucuronosyltransferases are a class of versatile enzymes involved in the elimination of drugs by catalysing the conjugation of glucuronic acid to substrates bearing a suitable functional group, so called phase ii enzymes. there have been numerous qsar and pharmacophore models that have been generated with relatively small data sets for rat and human enzymes. the pharmacophores for the human ugt1a1, ugt1a4 and ugt1a9 all have in common two hydrophobes and a glucuronidation feature, while ugt1a9 has an additional hydrogen bond acceptor feature sorich et al., 2004) . sulfotransferases, a second class of conjugating enzymes, have been crystallized (dajani et al., 1999; gamage et al., 2003) and a qsar method has also been used to predict substrate affinity to sult1a3 (dajani et al., 1999) . to the best of our knowledge, computational models for other isozymes have not been developed. in general, conjugating enzymes have generally been infrequently targeted for in silico models. perhaps because of a paucity of in vitro data and limited diversity of molecules tested, they have been less widely applied in industry. the computational modelling of drug transporters has been thoroughly reviewed by numerous groups (zhang et al., 2002a, b; chang and swaan, 2005) and will not be addressed here in detail. various transporter models have also been applied to database searching to discover substrates and inhibitors pleban et al., 2005; chang et al., 2006b) and increase the efficiency of in vitro screening (chang et al., 2006a) or enrichment over random screening. a pharmacophore model of the na þ /d-glucose co-transporter found in renal proximal tubules was derived indirectly using phlorizin analogues with the disco programme to superpose molecules. this enabled an estimate of the size of the binding site to be obtained. in contrast to more recent studies with transporter pharmacophores, this model was not tested or used for database searching (wielert-badt et al., 2000) . receptors: there are more than 20 different families of receptors that are present in the plasma membrane, altogether representing over 1000 proteins of the receptorome (strachan et al., 2006) . receptors have been widely used as drug targets and they have a wide array of potential ligands. however, it should be noted that to date we have only characterized and found agonists and antagonists for a small percentage of the receptorome. the a-amino-3-hydroxy-5-methyl-4-isoxazole propionate receptor is central to many central nervous system (cns) pathologies and ligands have been synthesized as anticonvulsants and neuroprotectants. there is currently no 3d structure information and therefore a four-point catalyst hiphop pharmacophore was developed with 14 antagonists. this was then used to search the maybridge database and select eight compounds for testing of which six of these were found to be active in vivo as anticonvulsants (barreca et al., 2003) . serotonin plays a role in many physiological systems, from the cns to the intestinal wall. along with its many receptors, it has a major developmental function regulating cardiovascular morphogenesis. the 5-ht 2 receptor family are g protein-coupled 7-transmembrane spanning receptors with 5-ht 2b expressed in cardiovascular, gut, brain tissues, as well as human carcinoid tumors (nebigil et al., 2000) . in recent years, this receptor has been implicated in the valvular heart disease defects caused by the now banned 'fen-phen' treatment of patients. the primary metabolite, norfenfluramine, potently stimulates 5-ht 2b (fitzgerald et al., 2000; rothman et al., 2000) . computational modelling of this receptor has been limited to date. a traditional qsar study used a small number of tetrahydro-b-carboline derivatives as antagonists of the rat 5-ht 2b contractile receptor in the rat stomach fundus (singh and kumar, 2001) . a 3d-qsar with grid-golpe using 38 (aminoalkyl)benzo and heterocycloalkanones as antagonists of the human receptor resulted in very poor model statistics, possibly owing to the limited range of activity measured and the fact that the data corresponded to a functional response that is likely more complex (brea et al., 2002) . neither of these models was validated with external predictions. on the basis of bacteriorhodopsin and rhodopsin, homology models for the mouse and human 5-ht 2b receptor have been combined with site-directed mutagenesis. the bacteriorhodopsin structure provided more reliable models, which confirmed an aromatic box hypothesis for ligand interaction along transmembrane domains 3, 6, 7 with serotonin (manivet et al., 2002) . a more recent 5-ht 2b homology model based on the rhodopsin-based model of the rat 5-ht 2a was used to determine the sites of interaction for norfenfluramine following molecular dynamics simulations. site-directed mutagenesis showed that val 2.53 was implicated in highaffinity binding through van der waals interactions and the ligand methyl groups (setola et al., 2005) . there is certainly an opportunity to develop further qsar models for this receptor in order to rapidly screen libraries of molecules to identify undesirable potent inhibitors. the serotonin 5-ht 1a receptor has been frequently modelled. for example, a conformational study of four ligands defined a pharmacophore of the antagonist site using sybyl (hibert et al., 1988) . the model resulting from such an active analogue approach was used in molecule design and predicted molecule stereospecificity. more recently, a series of over 700 homology models were iteratively created based on the crystal structure of the bovine rhodopsin that were in turn tuned by flexx docking of known ligands. the final model was used in a virtual screening simulation that was enriched with inhibitors, compared with random selection and from this the authors suggested its utility for a real virtual screen (nowak et al., 2006) . a homology model of the 5-ht 1a receptor has also been used with dock to screen a library of 10 000 compounds seeded with 34 5-ht 1a ligands. ninety percent of these active compounds were ranked in the top 1000 compounds (becker et al., 2006) , representing a significant enrichment. the same model was used to screen a library of 40 000 vendor compounds and select 78 for testing, of which 16 had activities below 5 mm, one possessing 1 nm affinity. structure-based in silico optimization was then performed to improve selectivity with other gpcrs and optimize the pharmacokinetic (pk) profile. however, as this proceeded, the molecules were found to have affinity for the human ether a-go-go-related gene (herg), and this was subsequently computationally assessed using a homology model that pointed to adjusting the hydrophobicity. the resulting clinical candidate had good target and antitarget selectivity and backup compounds were selected in the same way (becker et al., 2006) . another early computer-aided pharmacophore generated with sybyl using a set of selective and non-selective analogues was used to design agonists for 5-ht 1d as antimigraine agents with selectivity against 5-ht 2a (linked to undesirable changes in blood pressure) (glen et al., 1995) . a range of typical and atypical antipsychotics bind to the 5-ht 6 receptor. based on the structure of bovine rhodopsin, homology models of the human and rodent 5-ht 6 receptors were constructed and used to dock ligands that were known to exhibit species differences in binding (hirst et al., 2003) . following sequence alignment, amino-acid residues were identified for mutation and the rationalization of these mutations and their effects on ligand binding were obtained from the docking studies. the models generated were in good agreement with the in vitro data and could be used for further molecule design. this study was a good example where computational, molecular biology and traditional pharmacology methods were combined (hirst et al., 2003) . the na þ , k þ -atpase is a receptor for cardiotonic steroids, which in turn inhibit the atpase and cation transport and have ionotropic actions. although the effects of digitalis have been known for hundreds of years, a molecular understanding has remained absent until recently. a homology model was generated with the serca1a crystal structure and tested with nine cardiac glycosides (keenan et al., 2005) . the model was also mutated to mimic the rat receptor and showed how oubain would orient differently in these models, perhaps explaining the species difference in affinity. these models also suggested amino acids that could be experimentally mutated to validate the hypothesis for the binding site identification, although this has yet to be tested. the dopamine receptors have been implicated in parkinson's disease and schizophrenia. unfortunately, no crystal structure is currently available and thus the search for new antagonists has used qsar models. a set of 48 compounds was used with four different qsar methods (comfa, simulated annealing-partial least square (pls), k-nearest neighbours (knn) and svm), and training as well as testing statistics were generated. svm and knn models were also used to mine compound databases of over 750 000 molecules that resulted in 54 consensus hits. five of these hits were known to bind the receptor and were not in the training set, while other suggested hits did not contain the catechol group normally seen in most dopamine inhibitors (oloff et al., 2005) . the a1a receptor is a target for controlling vascular tone and therefore useful for antihypertensive agents. a novel approach for ligand-based screening called multiple feature tree (mtree) describes the training set molecules as a feature tree descriptor derived from a topological molecular graph that is then aligned in a pairwise fashion (hessler et al., 2005) . a set of six antagonists was used to derive a model with this method and was compared with a catalyst pharmacophore model. both approaches identified a central positive ionizable feature flanked by hydrophobic regions at either end. these two methods were compared for their ability to rank a database of over 47 000 molecules. within the top 1% of the database, mtree had an enrichment factor that was over twice that obtained with catalyst (hessler et al., 2005) . nuclear receptors: nuclear receptors constitute a family of ligand-activated transcription factors of paramount importance for the pharmaceutical industry since many of its members are often considered as double-edged swords (shi, 2006) . on the one hand, because of their important regulatory role in a variety of biological processes, mutations in nuclear receptors are associated with many common human diseases such as cancer, diabetes and osteoporosis and thus, they are also considered highly relevant therapeutic targets. on the other hand, nuclear receptors act also as regulators of some the cyp enzymes responsible for the metabolism of pharmaceutically relevant molecules, as well as transporters that can mediate drug efflux, and thus they are also regarded as potential therapeutic antitargets (off-targets). examples of the use of target-based virtual screening to identify novel small molecule modulators of nuclear receptors have been recently reported. using the available structure of the oestrogen receptor subtype a (era) in its antagonist conformation, a homology model of the retinoic acid receptor a (rara) was constructed (schapira et al., 2000) . using this homology model, virtual screening of a compound library lead to the identification of two novel rara antagonists in the micromolar range. the same approach was later applied to discover 14 novel and diverse micromolar antagonists of the thyroid hormone receptor (schapira et al., 2000) . by means of a procedure designed particularly to select compounds fitting onto the lxxll peptide-binding surface of the oestrogen receptor, novel era antagonists were identified (shao et al., 2004) . since poor displacement of 17b-estradiol was observed in the er-ligand competition assay, these compounds may represent new classes of era antagonists, with the potential to provide an alternative to current anti-oestrogen therapies. the discovery of three low micromolar hits for erb displaying over 100-fold binding selectivity with respect to era was also recently reported using database screening (zhao and brinton, 2005) . a final example reports the identification and optimization of a novel family of peroxisome proliferator-activated receptors-g partial agonists based upon pyrazol-4-ylbenzenesulfonamide after employing structure-based virtual screening, with good selectivity profile against the other subtypes of the same nuclear receptor group . ion channels: therapeutically important channels include voltage-gated ion channels for potassium, sodium and calcium that are present in the outer membrane of many different cells such as those responsible for the electrical excitability and signalling in nerve and muscle cells (terlau and stuhmer, 1998) . these represent validated therapeutic targets for anaesthesia, cns and cardiovascular diseases (kang et al., 2001) . a recent review has discussed the various qsar methods such as pharmacophores, comfa, svm, 2d-qsar, genetic programming, self organizing maps and recursive partitioning that have been applied to most ion channels (aronov et al., 2006) in the absence of crystal structures. to date l-type calcium channels and herg appear to have been the most extensively studied channels in this regard. in contrast, there are far fewer examples of computational models for the sodium channel. these three classes of ion channels have been studied as they represent either therapeutic targets or antitargets to be avoided. for example, one of many models for the herg potassium channel has compared three different methods with the same set of molecules for training and a test set. recursive partitioning, sammon maps and kohonen maps were used with atom path lengths . the average classification quality was high for both training and test selections. the sammon mapping technique outperformed the kohonen maps in classification of compounds from the external test set. the quantitative predictions for recursive partitioning could be filtered using a tanimoto similarity to remove molecules that were markedly different to the training set (willett, 2003) . the path length descriptors can also be used to visualize the similarity of the molecules in the whole training set (figure 1a ). in addition, a subset of molecules can also be compared, with those highlighted in blue representing close neighbours and those in red being more distant (figure 1b) . transcription factors: a cyclic decapeptide with activity against the ap-1 transcription factor was used to derive a 3d pharmacophore to which low energy conformations of non-peptidic compounds were compared. new 1-thia-4azaspiro [4, 5] decane and benzophenone derivatives with activity in binding and cell-based assays were discovered as ap-1 inhibitors in a lead hopping approach (tsuchida et al., 2006) . antibacterials: twenty deoxythymidine monophosphate analogues were used along with docking to generate a pharmacophore for mycobacterium tuberculosis thymidine monophosphosphate kinase inhibitors with the catalyst software. a final model was used to screen a large database spiked with known inhibitors. the model was suggested to have an enrichment factor of 17, which is highly significant. in addition, the model was used to rapidly screen half a million compounds in an effort to discover new inhibitors (gopalakrishnan et al., 2005) . antivirals: neuroamidase is a major surface protein in influenza virus. a structure-based approach was used to generate catalyst pharmacophores and these in turn were used for a database search and aided the discovery of known inhibitors. the hit lists were also very selective (steindl and langer, 2004) . human rhinovirus 3c protease is an antirhinitis target. a structure-based pharmacophore was developed initially around ag 7088 but this proved too restrictive. a second pharmacophore was developed from seven peptidic inhibitors using the catalyst hiphop method. this hypothesis was useful in searching the world drug index database to retrieve in silico pharmacology for drug discovery s ekins et al compounds with known antiviral activity and several novel compounds were selected from other databases with good fits to the pharmacophore, indicative that they would be worth testing although these ultimate testing validation data were not presented (steindl et al., 2005a) . human rhinovirus coat protein is another target for antirhinitis. a combined pharmacophore, docking approach and pca-based clustering was used. a pharmacophore was generated from the structure and shape of a known inhibitor and tested for its ability to find known inhibitors in a database. ultimately, after screening the maybridge database, 10 compounds were suggested that were then docked and scored. six compounds were tested and found to inhibit viral growth. however, the majority of them were found to be cytotoxic or had poor solubility (steindl et al., 2005b) . the ligand scout approach was tested on the rhinovirus serotype 16 and was able to find known inhibitors in the pdb (wolber and langer, 2005) . the sars coronavirus 3c-like proteinase has been addressed as a potential drug design target. a homology model was built and chemical databases were docked into it. a pharmacophore model and drug-like rules were used to narrow the hit list. forty compounds were tested and three were found with micromolar activity, the best being calmidazolium at 61 mm (liu et al., 2005) , perhaps a starting point for further optimization. a pharmacophore has also been developed to predict the hepatitis c virus rna-dependent rna polymerase inhibition of diketo acid derivatives. a catalyst hypogen model was figure 1 (a) a distance matrix plot of the 99 molecule herg training set showing in general that the molecules are globally dissimilar as the plot is primarily red . (b) a distance matrix plot of a subset of the training set to show molecules similar to astemizole. blue represents close molecules and red represents distant molecules based on the chemtree pathlength descriptors (see colour scale). in silico pharmacology for drug discovery s ekins et al derived with 40 molecules with activities over three log orders to result in a five-feature pharmacophore model. this was in turn tested with 19 compounds from the same data set as well as nine diketo acid derivatives, for which the predicted and experimental data were in good agreement (di santo et al., 2005) . other therapeutic targets: the integrin vla-4 (a4b1) is a target for autoimmune and inflammatory diseases such as asthma and rheumatoid arthritis. the search for antagonists has included using a catalyst pharmacophore derived from the x-ray crystal structure of a peptidic inhibitor (singh et al., 2002b) . this was used to search a virtual database of compounds that could be made with reagents from the available chemicals directory. twelve compounds were then selected and synthesized, with resulting activities in the range between 1.3 nm and 20 mm. hence, a peptide was used to derive non-peptide inhibitors that were active in vivo. a second study by the same group used comfa with a set of 29 antagonists with activity from 1 to 662 nm to generate a model with good internal validation statistics that was subsequently used to indicate favourable regions for molecule substituent changes (singh et al., 2002a) . it is unclear whether the comfa model was also successful for design of further molecules. it is possible to use approved drugs as a starting point for drug discovery for other diseases. for example, the list of world health organization essential drugs has been searched to try to find leads for prion diseases using 2d tanimoto similarity or 3d searching with known inhibitors. this work to date has suggested compounds, yet they appear not to have been tested, so the approach has not been completely validated (lorenzen et al., 2005) . protein-protein interactions are key components of cellular signalling cascades, the selective interruption of which would represent a sought after therapeutic mechanism to modulate various diseases (tesmer, 2006) . however, such pharmacological targets have been difficult for in silico methods to derive small molecule inhibitors owing to generally quite shallow binding sites. the g-protein gbg complex can regulate a number of signalling proteins via protein-protein interactions. the search for small molecules to interfere with the gbg-protein-protein interaction has been targeted using flexx docking and consensus scoring of 1990 molecules from the nci diversity set database (bonacci et al., 2006) . after testing 85 compounds as inhibitors of the gb 1 g 2 -sirk peptide, nine compounds were identified with ic 50 values from 100 nm to 60 mm. further substructure searching was used to identify similar compounds to one of the most potent inhibitors to build a sar. these efforts may eventually lead to more potent lead compounds. up to this point, we have generally considered in silico pharmacology models that essentially relate to a single target protein and either the discovery of molecules as agonists, antagonists or with other biological activity after database searching and in vitro testing or following searching of databases seeded with molecules of known activity for the target. however, there are many complex properties that have been modelled in silico and these will be briefly discussed here. it should also be pointed out that while several physicochemical properties such as clogp and water solubility have been extensively studied, the training sets for these models are in the 1000s or tens of thousands of molecules, while other complex properties have generally used much smaller training sets in the range of hundreds of molecules. for example, a measure of molecule clearance would be indicative of elimination half-life that would naturally be of value for selecting candidates. the intrinsic clearance has therefore been used as a measure of the enzyme activity toward a compound and this may involve multiple enzymes. some of the earliest models for this property includes a comfa model of the cyp-mediated metabolism of chlorinated volatile organic compounds, likely representative of cyp2e1 (waller et al., 1996) . a more generic set of molecules with clearance data derived from human hepatocytes has been used to predict human in vivo clearance using multiple linear regression, pca, pls, neural networks with leave-oneout cross-validation (schneider et al., 1999) . microsomal and hepatocyte clearance data sets have also been used separately to generate catalyst pharmacophores, which were then tested by predicting the opposing data set. this method assumes there are some pharmacophore features intrinsic to the molecules that dictate intrinsic clearance (ekins and obach, 2000) . a second complex property is the volume of distribution that is a function of the extent of drug partitioning into tissue versus plasma and there have been several attempts at modelling this property (lombardo et al., 2002 (lombardo et al., , 2004 . this property, along with the plasma half-life, determines the appropriate dose of a drug. for example, 253 diverse drugs from the literature were used with eight molecular descriptors with sammon and kohonen mapping methods. these models appeared to classify correctly 80% of the compounds (balakin et al., 2005) . recently, a set of 384 drugs with literature volume of distribution at steady-state data was used with a mixture discriminant analysis-random forest method and 31 molecular descriptors to generate a predictive model. this model was tested with 23 molecules, resulting in a geometric mean fold error of 1.78, which was comparable to the values for other predictions for this property from animal, in vitro, or other methods (lombardo et al., 2006) . a third property, the plasma half-life determined by numerous adme properties has also been modelled with sammon and kohonen maps using data for 458 drugs from the literature and four molecular descriptors. like the previously described volume of distribution models, these models appeared to classify correctly 80% of the compounds (balakin et al., 2005) . a fourth complex property is renal clearance, which assumes the excretion of the unchanged drug that takes place only by this route, hence this represents a method of monitoring the proportion of drug metabolized. in one set of published qsar models, 130 molecules were used with 62 volsurf or 37 molconn-z descriptors. the models were tested with 20 molecules and one using soft independent modelling of class analogies and molconn-z descriptors obtained 85% correct classification between the two classes (0-20 and 20-100%) (doddareddy et al., 2006) . a fifth example of a complex property is the proteinligand interaction and appropriate scoring functions for which several methods have been developed such as force fields, empirical and knowledge-based approaches (see also ekins et al., 2007) . these are important in computational structure-based design methods for assessing virtual candidate molecules to select those that are likely to bind a protein with highest affinity (shimada, 2006) . recently, a kernel partial least squares (k-plss) qsar approach has been used along with a genetic algorithm feature selection method for the distance-dependent atom pair descriptors from the 61 or 105 small molecule training sets with binding affinity data and the proteins they bind to. bootstrapping, scrambling the data and external test sets were used to test the models (deng et al., 2004) . in essence, such k-pls qsar models across many proteins perhaps isolate the key molecular descriptors that relate to the highest affinity interactions. it will be interesting to see whether such models can continue to be generated with the much larger binding affinity data sets that are now available. a final example of a complex property is the v max of an enzyme that has been modelled on a few occasions (hirashima et al., 1997; mager et al., 1982; ghafourian and rashidi, 2001; sipila and taskinen, 2004) . this value will depend on the properties of the compound in question and will be influenced by the steric properties of the active site as well as the ease of expulsion of the leaving group from the active site. balakin et al. (2004) , have recently used neural network methods to model the v max data for n-dealkylation mediated by cyp2d6 and cyp3a4, using whole molecules, centroid of the reaction and leaving group-related descriptors. these models were also used to predict small sets of molecules not included in training. ultimately, many other reactions and the evaluation of other enzymes will be necessary. similarly, larger test sets are required for all the above complex property models to provide further confidence in the models in terms of their utility and applicability. uses of in silico pharmacology we propose a general schema for in silico pharmacology, which is shown in figure 2 . this demonstrates some of the key roles of the computational technologies that can assist pharmacology. these roles include finding new antagonists or agonists for a target using an array of methods either in the absence or presence of a structure for the target. computational methods may also aid in understanding the underlying biology using network/pathways based on annotated data (signalling cascades), determining the connectivity of drug as a network with targets to understand selectivity, integration with other models for pk/pd (pharmacodynamic) and ultimately the emergence of systems in silico pharmacology. obviously, we have taken more of a pharmaceutical bias in this review but we would argue these methods are equally amenable and should be considered to discover new chemical probes for the academic pharmacologist as opposed to lead molecules for optimization to become drugs. some of the advantages of in silico pharmacology and in silico methods in general are the reduction in the number of molecules made and tested through database searching to find inhibitors or substrates, increased speed of experiments through reliable prediction of most pharmaceutical properties from molecule structure alone and ultimately reductions in animal and reagent use. we must however consider the multiple optimization of numerous predicted properties, possibly either weighting in silico pharmacology models by importance (or confidence in the model and or data), as well as data set size and diversity. similarly, we should consider the disadvantages of in silico pharmacology methods as protein flexibility, molecule conformation and promiscuity all hinder accurate predictions. for example, even with the recent availability of crystal structures for several mammalian drug-metabolizing enzymes, there is still considerable difficulty in reliable metabolism predictions. our focus thus far has been on the creation of many in silico pharmacology models for human properties, yet as pharmacology uses animals for much in vivo testing and subcellular preparations from several species for in vitro experiments, we need models from other species both to understand differences as well as enable better scaling between them. a widely discussed disadvantage of in silico methods is the applicability of the model, which will now be discussed further. defining in silico model applicability domain some of the in silico pharmacology methods that can be used have similar limitations to models used in other areas, such as those for predicting physicochemical and adme/tox properties. for example, models may be generated with a narrow homologous series of pharmacologically relevant molecules (local model) or a structurally diverse range of molecules (global model). these two approaches have their pros and cons, respectively. the applicability domain of the local model may be much narrower than for the global model such that changing to a new chemical series will result in prediction failure. however, global models may also fail if the predicted molecule falls far enough away from representative molecules in the training set. these limitations are particularly specific to qsar models. from many of the in silico pharmacology model examples described above, the qsar models are generally local in nature and this will limit lead hopping to new structural series, whereas global models may be more useful for this feature. several papers have described the applicability domain of models and methods in considerable detail (dimitrov et al., 2005; tetko et al., 2006) to calculate this property. molecular similarity to training set compounds may be a reliable measure for prediction quality (sheridan et al., 2004) as demonstrated for a herg model . to our knowledge, there has not been a specific analysis of the applicability domain specifically for in silico pharmacology models (other than for those examples described above) to the same degree as there has been for physicochemical properties like solubility and logp. the applicability domain of pharmacophore models have not been addressed either as the focus has primarily been on statistical qsar methods. as we shift toward hybrid or meta-computational methods (that integrate several modelling approaches and algorithms) for predicting from molecular structure the possible physicochemical and pharmacological properties, then these could be used to provide prediction confidence by consensus. the docking methods with homology models for certain proteins of pharmacological interest could be used alongside qsar or pharmacophore models if these are also available. there have been numerous occasions in the study of drug-metabolizing enzymes were qsar and homology models have been combined or used to validate each other (de groot et al., 2002a; de graaf et al., 2005; de groot, 2006) . drug metabolism is a good example as several simultaneous outcomes (for example, metabolites) often occur, a condition not normally found in other pharmacological assays where a single set of conditions yields a single outcome. it is here that the classification into specific ('local') and comprehensive ('global') methods finds its clearest use (see figure 3) , with local methods being applicable to simple biological systems such as a single enzyme or a single enzymatic activity (testa and krämer, 2006) . the production of regioselective metabolites (for example, hydroxylation to a phenol and an alcohol) is usually predictable from such methods, but that of different routes (for example, oxidation versus glucuronidation) is not. this is where global algorithms (that is, applicable to versatile biological systems) are most useful in their potential capacity to encompass all or most metabolic reactions and offer predictions, which are much closer to the in vivo situation. it is readily apparent that in a minority of papers we have found that computational approaches have resulted in predicted lead compounds for testing without the authors providing further experimental verification of biological activity (krovat and langer, 2004; langer et al., 2004; steindl and langer, 2004; gopalakrishnan et al., 2005; lorenzen et al., 2005; steindl et al., 2005a; amin and welsh, 2006) . this is an interesting observation as for many years computational studies were generally performed after synthesis of molecules, and essentially provided illustrative pictures and explanation of the data. now it appears we are seeing a shift in the other direction as predictions are published for pharmacological activity without apparently requiring in vitro or in vivo experimental verification, as long as the models themselves are validated in some manner. as the models may only have a limited prediction domain so perhaps in future we will see some discussion of the predicted molecules and their distance from the training set or some other measure of how far the predictions can be extended. many of the molecules identified by virtual screening techniques have not been tested in vitro to ensure that they are not false positives that may actually be involved in molecule aggregation. these types of molecules have been termed so-called 'promiscuous inhibitors', occurring as micromolar inhibitors of several proteins mcgovern and shoichet, 2003; seidler et al., 2003) . a preliminary computational model was developed to help identify these potential promiscuous inhibitors (seidler et al., 2003) . from reviewing the literature, we suggest it would be worth researchers either implementing filters for 'promiscuous inhibitors' or performing rigorous experimental verification of their predicted bioactive molecules to rule out this possibility. . it would certainly be very useful to know the existence of difficult targets for modelling with different methods, as this apparently is a process of trial and error for each investigator currently. in summary, in this and the accompanying review (ekins et al., 2007) , we have presented our interpretation of in silico pharmacology and described how the field has developed so far and is used for: discovery of molecules that bind to many different targets and display bioactivity, prediction of complex properties and the understanding of the underlying metabolic and network interactions. while we have not explicitly discussed pk/pd, whole organ, cell or disease simulations in this review, we recognize they too are an important component of the computer-aided drug design approach (noble and colatsky, 2000; gomeni et al., 2001; kansal, 2004) and may be more widely integrated with other in silico pharmacology methods described previously . the brief history of in silico pharmacology has taken perhaps a rather predictable route with computational models applied to many of the most important biological targets where they have the capacity to be used to search large databases and quickly suggest molecules for testing. many of the examples we have presented have demonstrated significant enrichments over random selection of molecules and so far these have been the most plentiful types of metrics that are routinely used to validate in silico models. the future of in silico pharmacology may be somewhat difficult to predict. while we are seeing a closer interaction between computational and in vitro approaches to date, will we see a similar relationship with in vivo studies in the future? more broadly, will in silico pharmacology ever be able to replace entirely experimental approaches in vitro and even in vivo, as some animal rights activists want us to believe? the answer here can only be a clear and resounding 'no' (at least in the near future), for two irrefutable reasons. first, biological entities are nonlinear systems showing 'chaotic behaviour'. as such, there is no relation between the magnitude of the input and the magnitude of the output, with even the most minuscule differences between initial conditions rapidly translating into major differences in the output. and second, no computer programme, however 'complex and systemslike', will ever be able to fully model the complexity of biological systems. indeed, and in the formulation of the mathematician gregory chaitin, biological systems are algorithmically incompressible, meaning that they cannot be modelled fully by an algorithm shorter than themselves. in the meantime, in silico pharmacology will likely become more complex requiring some degree of integration of models, as we are seeing in the combined metabolism modelling approaches (figure 3) . ultimately, to have a much broader impact, the in silico tools will need to become a part of every pharmacologist's tool kit and this will require training in modelling and informatics, alongside the in vivo, in vitro and molecular skills. this should provide a realistic appreciation of what the different in silico methods can and cannot be expected to do with regard to the pharmacologists aim of discovering new therapeutics. in silico pharmacology for drug discovery s ekins et al a preliminary in silico lead series of 2-phthalimidinoglutaric acid analogues designed as mmp-3 inhibitors applications of qsar methods to ion channels. in: ekins s (ed) computational toxicology: risk assessment for pharmaceutical and environmental chemicals quantitative structure-metabolism relationship modeling of the metabolic n-dealkylation rates comprehensive computational assessment of adme properties using mapping techniques crystal structures of native and inhibited forms of human cathepsin d: implications for lysosomal targeting and drug design pharmacophore modeling as an efficient tool in the discovery of novel noncompetitive ampa receptor antagonists an integrated in silico 3d model-driven discovery of a novel, potent, and selective amidosulfonamide 5-ht1a agonist (prx-00023) for the treatment of anxiety and depression novel cathepsin d inhibitors block the formation of hyperphosphorylated tau fragments in hippocampus differential targeting of gbetagamma-subunit signaling with small molecules new serotonin 5-ht(2a), 5-ht(2b), and 5-ht(2c) receptor antagonists: synthesis, pharmacology, 3d-qsar, and molecular modeling of (aminoalkyl)benzo and heterocycloalkanones designing non-peptide peptidomimetics in the 21st century: inhibitors targeting conformational ensembles developing a dynamic pharmacophore model for hiv-1 integrase rapid identification of p-glycoprotein substrates and inhibitors pharmacophorebased discovery of ligands for drug transporters computational approaches to modeling drug transporters structural insights into human 5-lipoxygenase inhibition: combined ligand-based and target-based approach inhibition of human liver catechol-o-methyltransferase by tea catechins and their metabolites: structure-activity relationship and molecular-modeling studies x-ray crystal structure of human dopamine sulfotransferase, sult1a3 cytochrome p450 in silico: an integrative modeling approach designing better drugs: predicting cytochrome p450 metabolism development of a combined protein and pharmacophore model for cytochrome p450 2c9 pharmacophore modeling of cytochromes p450 generation of predictive pharmacophore models for ccr5 antagonists: study with piperidine-and piperazine-based compounds as a new class of hiv-1 entry inhibitors predicting proteinligand binding affinities using novel geometrical descriptors and machine-learning methods simple but highly effective three-dimensional chemical-feature-based pharmacophore model for diketo acid derivatives as hepatitis c virus rna-dependent rna polymerase inhibitors a stepwise approach for defining the applicability domain of sar and qsar models in silico renal clearance model using classical volsurf approach molecular docking and highthroughput screening for novel inhibitors of protein tyrosine phosphatase-1b insights for human ether-a-go-go-related gene potassium channel inhibition using recursive partitioning, kohonen and sammon mapping techniques applying computational and in vitro approaches to lead selection three and four dimensional-quantitative structure activity relationship analyses of cyp3a4 inhibitors three dimensional quantitative structure activity relationship (3d-qsar) analysis of cyp3a4 substrates in silico 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molecular structure and biological response identification of nonpeptidic urotensin ii receptor antagonists by virtual screening based on a pharmacophore model derived from structure-activity relationships and nuclear magnetic resonance studies on urotensin ii recent success stories leading to commercializable bioactive compounds with the aid of traditional qsar procedures novel curcumin-and emodin-related compounds identified by in silico 2d/3d conformer screening induce apoptosis in tumor cells structure-based design of potent cdk1 inhibitors derived from olomoucine structure of a human carcinogenconverting enzyme, sult1a1 introducing the consensus modeling concept in genetic algorithms: application to interpretable discriminant analysis quantitative study of the structural requirements of phthalazine/quinazoline derivatives for interaction with human liver aldehyde oxidase computer-aided design and synthesis of 5-substituted tryptamines and their pharmacology at the 5-ht1d receptor: 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predictive tool for drug design: development of potent, selective, and stereospecific ligands for the 5-ht1a receptor quantitative structure-activity studies of octopaminergic 2-(arylimino)thiazolidines and oxazolidines against the nervous system of periplaneta americana l differences in the central nervous system distribution and pharmacology of the mouse 5-hydroxytryptamine-6 receptor compared with rat and human receptors investigated by radioligand binding, site-directed mutagenesis, and molecular modeling crystal structure of a ubp-family deubiquitinating enzyme in isolation and in complex with ubiquitin aldehyde identification of non-phosphate-containing small molecular weight inhibitors of the tyrosine kinase p56 lck sh2 domain via in silico screening against the py þ 3 binding site molecular dynamics and free energy analyses of cathepsin d-inhibitor interactions: insight into structure-based ligand design in silico search of putative adverse drug reaction related proteins as a potential tool for facilitating drug adverse effect prediction identification of novel farnesyl protein transferase inhibitors using three-dimensional searching methods interactions of a series of fluoroquinolone antibacterial drugs with the human cardiac k þ channel herg modeling approaches to type 2 diabetes predicting ligand binding to proteins by affinity fingerprinting the diversity challenge in combinatorial chemistry protein affinity map of chemical space elucidation of the na þ , k þ -atpase digitalis binding site novel human lipoxygenase inhibitors discovered using virtual screening with homology models qsar studies on 1,2-dithiole-3-thiones: modeling of lipophilicity, quinone reductase specific activity, and production of growth hormone structure-based design and combinatorial chemistry yield low nanomolar inhibitors of cathepsin d acyl ureas as human liver glycogen phosphorylase inhibitors for the treatment of type 2 diabetes development of novel edg3 antagonists using a 3d database search and their structure-activity relationships impact of scoring functions on enrichment in docking-based virtual screening: an application study on renin inhibitors computer applications in pharmaceutical research and development structure-aided optimization of kinase inhibitors derived from alsterpaullone pharmacophore modeling and threedimensional database searching for drug design using catalyst discovery of novel mesangial cell proliferation three-dimensional database searching method lead identification for modulators of multidrug resistance based on in silico screening with a pharmacophoric feature model screening for new antidepressant leads of multiple activities by support vector machines protease inhibitors: current status and future prospects on the recognition of mammalian microsomal cytochrome p450 substrates and their characteristics prediction of small-molecule binding to cytochrome p450 3a4: flexible docking combined with multidimensional qsar virtual screening of novel noncovalent inhibitors for sars-cov 3c-like proteinase oncology exploration: chartering cancer medicinal chemistry space a hybrid mixture discriminant analysis-random forest computational model for the prediction of volume of distribution of drugs in human prediction of human volume of distribution values for neutral and basic drugs. 2. extended data set and leave-class-out statistics prediction of volume of distribution values in humans for neutral and basic drugs using physicochemical measurements and plasma protein binding in silico screening of drug databases for tse inhibitors structure-based drug design of a novel family of ppargamma partial agonists: virtual screening, x-ray crystallography, and in vitro/in vivo biological activities judging models in qsar-and lfe-like studies if there are no replications: correlation of dipeptidyl peptidase iv hydrolytic activities of l-alanyl-l-alanine phenylamides the serotonin binding site of human and murine 5-ht2b receptors: molecular modeling and site-directed mutagenesis qsar modeling of in vitro inhibition of cytochrome p450 3a4 piperidine renin inhibitors: from leads to drugs a common mechanism underlying promiscuous inhibitors from virtual and high-throughput screening kinase inhibitors: not just for kinases anymore from magic bullets to designed multiple ligands pharmacophore model for novel inhibitors of ubiquitin isopeptidases that induce p53-independent cell death cyclopentenone prostaglandins of the j series inhibit the ubiquitin isopeptidase activity of the proteasome pathway serotonin 2b receptor is required for heart development hiv-1 integrase pharmacophore: discovery of inhibitors through three-dimensional database searching design and synthesis of non-peptidic inhibitors for the syk c-terminal sh2 domain based on structure-based in-silico screening prediction of biological targets using probabilistic neural networks and atom-type descriptors a return to rational drug discovery: computer-based models of cells, organs and systems in drug target identification homology modeling of the serotonin 5-ht1a receptor using automated docking of bioactive compounds with defined geometry computational tools for the analysis and visualization of multiple protein-ligand complexes renin inhibition by substituted piperidines: a novel paradigm for the inhibition of monomeric aspartic proteinases? application of validated qsar models of d1 dopaminergic antagonists for database mining global mapping of pharmacological space a genetic algorithm for structure-based de novo design 3d-qsar and receptor modeling of tyrosine kinase inhibitors with flexible atom receptor model (flarm) targeting drug-efflux pumps -a pharmacoinformatic approach structure-based drug design: the discovery of novel nonpeptide orally active inhibitors of human renin discovering cox-inhibiting constituents of morus root bark: activity-guided versus computer-aided methods acetylcholinesterase inhibitory activity of scopolin and scopoletin discovered by virtual screening of natural products screening the receptorome to discover the molecular targets for plant-derived psychoactive compounds: a novel approach for cns drug discovery evidence for possible involvement of 5-ht(2b) receptors in the cardiac valvulopathy associated with fenfluramine and other serotonergic medications crystal structure of human cytochrome p450 2d6 rational discovery of novel nuclear hormone receptor antagonists combining in vitro and in vivo pharmacokinetic data for prediction of hepatic drug clearance in humans by artificial neural networks and multivariate statistical techniques pharmacophore modeling and in silico screening for new p450 19 (aromatase) inhibitors in silico pharmacology for drug discovery s ekins et al identification and prediction of promiscuous aggregating inhibitors among known drugs molecular determinants for the interaction of the valvulopathic anorexigen norfenfluramine with the 5-ht2b 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crash-testing molecules structure and function of voltage-gated ion channels an in silico approach to discovering novel inhibitors of human sirtuin type 2 hitting the hot spots of cell signaling cascades the biochemistry of drug metabolism -an introduction. part 1: principles and overview can we estimate the accuracy of adme-tox predictions? solution structure of cnerg1 (ergtoxin), a herg specific scorpion toxin discovery of nonpeptidic small-molecule ap-1 inhibitors: lead hopping based on a three-dimensional pharmacophore model protein-structure-based drug discovery of renin inhibitors punaglandins, chlorinated prostaglandins, function as potent michael receptors to inhibit ubiquitin isopeptidase activity substituted piperidines-highly potent renin inhibitors due to induced fit adaption of the active site kinomics-structural biology and chemogenomics of kinase inhibitors and targets modeling the cytochrome p450-mediated metabolism of chlorinated volatile organic compounds the discovery of novel, structurally diverse protein kinase c agonists through computer 3d-database pharmacophore search. molecular modeling studies probing the conformation of the sugar transport inhibitor phlorizin by 2d-nmr, molecular dynamics studies, and pharmacophore analysis similarity-based approaches to virtual screening drugbank: a comprehensive resource for in silico drug discovery and exploration ligandscout: 3-d pharmacophores derived from protein-bound ligands and their use as virtual screening filters drug discovery in the ubiquitin regulatory pathway in silico prediction of drug binding to cyp2d6: identification of a new metabolite of metoclopramide structural biology and function of solute transporters: implications for identifying and designing substrates modeling of active transport systems structure-based virtual screening for plant-based erbeta-selective ligands as potential preventative therapy against age-related neurodegenerative diseases acknowledgements se gratefully acknowledges dr cheng chang and dr peter w swaan (university of maryland), dr konstantin v balakin (chemical diversity inc.) for in silico pharmacology collaborations over the past several years and dr hugo kubinyi for his insightful efforts in tabulating the successful applications of in silico approaches, which was inspirational. gold-enhelix inc. graciously provided chemtree. se kindly acknowledges dr maggie az hupcey for her support. jm acknowledges the research funding provided by the spanish ministerio de educació n y ciencia (project reference bio2005-04171) and the instituto de salud carlos iii. owing to limited space, it was not possible to cite all in silico pharmacology-related papers, our sincere apologies to those omitted. the authors state no conflict of interest. key: cord-130351-w9mij6c6 authors: mamidala, estari; davella, rakesh; gurrapu, swapna; shivakrishna, pujala title: in silico identification of clinically approved medicines against the main protease of sars-cov-2, causative agent of covid-19 date: 2020-04-25 journal: nan doi: nan sha: doc_id: 130351 cord_uid: w9mij6c6 the covid-19 pandemic triggered by sars-cov-2 is a worldwide health disaster. main protease is an attractive drug target among coronaviruses, due to its vital role in processing the polyproteins that are translated from the viral rna. there is presently no exact drug or treatment for this diseases caused by sars-cov-2. in the present study, we report the potential inhibitory activity of some fda approved drugs against sars-cov-2 main protease by molecular docking study to investigate their binding affinity in protease active site. docking studies revealed that drug oseltamivir (anti-h1n1 drug), rifampin (anti-tb drug), maraviroc, etravirine, indinavir, rilpivirine (anti-hiv drugs) and atovaquone, quinidine, halofantrine, amodiaquine, tetracylcine, azithromycin, hydroxycholoroquine (anti-malarial drugs) among others binds in the active site of the protease with similar or higher affinity. however, the in-silico abilities of the drug molecules tested in this study, further needs to be validated by carrying out in vitro and in vivo studies. moreover, this study spreads the potential use of current drugs to be considered and used to comprise the fast expanding sars-cov-2 infection. a new occurred human coronavirus is informed in december 2019 in wuhan, china. 1,2 afterward, the covid-19 underway spreading across the world, putting the whole world on high attentive. 3 the world health organization (who) surveillance draft in january 2020 stated that, any traveller to wuhan, hubei province in china, two weeks earlier the onset of the signs, is supposed to be a covid-19 case. 4, 5 on april 21 st , 2020, a total of 2,31,4621 confirmed infections were reported worldwide, with 1,57,847 deaths with a increasing mortality rate of >4.3%. 5 the world health organization (who) strategy to comprise the distribution includes the decrease of human-to-human dispersal by preventing the interaction between individuals, accordingly avoiding transmission extension events and interactive critical risk evidence to all populations. 5 in india, the first case of the covid-19 was reported in kerala on 30 january 2020. as of 21 april, 2020, there are 14,255 cases and 559 deaths as reported by the ministry of health and family welfare, government of india. 6 covid-19 is a member of betacoronaviruses similar to the severe acute respiratory syndrome human coronavirus (sars hcov) and the also the middle-east respiratory syndrome human coronavirus (mers hcov). 7 main protease (mpro) is the one of the greatest-characterized drug targets among coronaviruses. 8 beside with the papain-like protease(s), this main protease enzyme is vital for processing the polyproteins that are translated from the viral rna. 8 this crucial function of main protease in virus duplication makes this enzyme a capable target for the expansion of inhibitors and possible treatment remedy for infection of novel coronavirus. to date, no precise therapeutic medicine or vaccine has been accepted for the management of human coronavirus. some clinical trials, it has been described that anti-hiv drugs and chloroquine phosphate, an anti-malarial drug, has a assured therapeutic effect on the covid-19. 9 in specific, chloroquine phosphate is suggested to treat covid-19 related pneumonia in larger inhabitants in the future. subsequently, other clinical trials suggested that hydroxychloroquine supplementary with azithromycin is very operative in the management of the covid-19. 10 this encouraged us to accomplish a systematic study on some clinically approved medicines using molecular docking and reinvestigate their biological efficacies and pharmacological properties. however, there is no organized study on the inhibition of the coronavirus by clinically approved drugs to the best of our knowledge. hence, the present study was aimed to molecular docking studies of clinically approved drugs against the main protease of sars-cov-2. for molecular docking, auto-dock 4.2 software was used. 11 the free energy (dg) binding of sars-cov-2 viral protease with the selected fda approved drugs was created by means of this molecular docking package. docking is a computational simulation method of a ligand binding to a receptor or enzyme and expects the favored orientation of binding of one molecule to the second to form a steady complex. to predict the attraction and activity of binding of the minor molecule to their enzyme targets by using scoring functions docking is used. therefore, docking shows significant role in the rational design of medicines. the sensitivity of docking calculations concerning the geometry of the involvement ligand displays that even minor changes in the ligand structure can lead to big changes in the geometries and scores of the subsequent docked poses. anti-viral and anti-malarial medications were recognized as potential coronavirus inhibitors from diverse literature evaluations. total 47 fda approved drugs were selected for molecular docking with main covid-19 protease. among the 47 approved drugs, 2 drugs are anti-h1n1 drugs, 4 are anti-tb drugs, 24 are anti-hiv-1 drugs and 17 are anti-malarial drugs are selected from pubchem database. the three-dimensional structure files of the selected fda approved drugs were downloaded in sdf format from the pubchem were used for molecular docking. molecular 2d structures of selected fda approved drugs are shown in table 1 . zanamivir (anti-h1n1) isoniazid (anti-tb) meanwhile this protease has its crystal structure in a state that signifies the pharmacological target for the progress of new medicines to treatment diverse infectious diseases. the preparation of the target enzyme 6lu7 with the auto-dock tools software intricate addition of all h2 atoms to the enzyme, which is a step essential for accurate calculation of fractional atomic charges. the ligand and all water molecules were detached to make the structure for docking. gasteiger charges are considered for each atom of the protein in autodock 4.2 instead of kollman charges, which were used in the earlier versions of this package. for ligand conformational incisive, we take the 'lamarckian-genetic algorithm (lga)', which is a mixture of a genetic algorithm and a native search algorithm. this algorithm initially builds a population of entities, being a diverse casual conformation of the docked enzyme. each distinct protein is then mutated to attain a slightly diverse translation and alternation and the local search algorithm then achieves energy minimizations on a userspecified amount of the population of individuals. the entities with the low subsequent energy are moved to the succeeding generation and the procedure is then repetitive. this algorithm is called lamarckian while every novel group of entities is allowable to receive the local search variations of their parents. to get many docked structures, auto-dock was run numerous times, and used to examine the expected docking energy. rapid energy assessment was attained by pre-calculating nuclear affinity capacities for every atom in the compound molecule. the binding sites of the target enzyme for these molecules in the autogrid process were designated on the patterns of founded ligand-binding pockets. 13 auto-dock tools deliver various approaches to examine the outcomes of docking-simulations such as, structural resemblance, and other limitations like inter-molecular energy, visualizing the binding site and its energy and inhibition constant. the energy of interaction of every atom in the ligand was met. for each ligand, 10 best postures were made and scored using auto-dock 4.2 scoring purposes. 14 computational approaches for drug discovery and development are proven to be effective and time efficient, as they are not based on difficult laborious works. the protein-ligand docking elucidates the mechanism of inhibition along with the specificity and efficiency of that ligand as an inhibitor. the association of drug candidate (ligand) to its target receptor is a fundamental binding reaction and the aim of the computer-aided drug discovery is to find small molecules having strong inhibitory or activating action against the biological targets. the strength of inhibition or activation is elucidated through binding affinity. 15 oseltamivir and zanamivir, two fda approved drugs docked with sars-cov-2 main protease and obtained binding energy is −7.39 kcal/mol and -3.88 kcal/mol respectively (table-2 figure 2 ). the results identified that oseltamivir is potential inhibitor of the sars-cov-2 main protease. earlier one study has reported that oseltamivir is a prodrug of oseltamivir carboxylate, a potent and selective inhibitor of the neuraminidase glycoprotein essential for replication of influenza a and b viruses. 16 binding energy (kcal/mol) interaction of residues forming h2 bonds isoniazid, rifampin, ethambutol and pyrazinamide are clinically approved drugs were docked with binding energy -4.83, -9.41, -5.02 and -4.05 kcal/mol respectively against sars-cov-2 protease ( twenty-four fda approved anti-hiv drugs were docked with sars-cov-2 protease. among the twenty four drugs, four drugs maraviroc, etravirine, indinavir and rilpivirine were showed more potential inhibitors of sars-cov-2 main protease with binding affinity -10.67, -10.33, -10.00 and -9.66 kcal/mol respectively ( (figure 4) . a joint research team of the shanghai institute of materia medica and shanghai tech university performed drug screening in silicon and an enzyme activity test, and they reported 30 anti-hiv agents with potential antiviral activity against sars-cov-2 on january 25, 2020. 17 covid-19 protease (6lu7) with anti-hiv drugs, maraviroc (a), etravirine (b) , indinavir (c) and rilpivirine (d). (c) indinavir seventeen clinically approved anti-malarial drugs were docked with sars-cov-2 protease. out of seventeen, seven drugs were showed more potential inhibitors of sars-cov-2 main protease. figure 5 ). as these residues play an important role during protein-ligand interaction, they may serve as a biomarker during the drug discovery process. 18 this study focused on identification of potential inhibitors against sars-cov-2 from corona virus to control the viral replication. outcomes from the in silico molecular docking study maintained the great inhibitory efficacy of the one anti-h1n1 drug (oseltamivir), one anti-tb drug (rifampin), four anti-hiv drugs (maraviroc, etravirine, indinavir, rilpivirine) and seven anti-malarial drugs (atovaquone, quinidine, halofantrine, amodiaquine, tetracylcine, azithromycin, hydroxycholoroquine) since they could launch h2 bonds with different amino acid residues that caused in an inhibition of sars-cov-2 protease activity with higher binding affinity ranging from (-10.67 to -8.3 kcal/mol). thus, the projected binding interactions of the dynamic molecules with the protease by the docking study evidently established their inhibitory strength towards catalytic response of the protease. this study provides the support of the repurposed drugs, which may be helpful for the treatment of novel coronavirus disease and can serve as potential drug candidates to curb the ongoing and ever enlarging covid-19 pandemic. since all the drugs used in this study are of known pharmacokinetics standards and approved by fda for human use they do not need to undergo specific long term clinical trials and therefore can fasten up the process of the therapeutics development. coronavirus fits to a set of viruses which can contaminate vertebrate animals and human. it has slaughtered thousands of individuals around the world with growth in mortality rate each single day. digestive, central nervous system, liver, respiratory systems of humans and animlas hampered by this virus infection. 19 our study was focused on the fda approved drugs against the main protease in coronavirus, as a possible beneficial target for the management of coronavirus. 6lu7 (pdb id) is the major protease in covid-19 that has been relocated and structured in pdb newly and is available to everybody in the world (figure 1 ). for the proteolytic maturation of virus, the protease is precise significant. protease has been studied as a possible target to avoid the extent of contamination by inhibiting viral polyprotein cleavage via blocking active sites of the protein. with this new finding of protease assembly in covid-19, has providing an enormous chance to recognize possible drug candidates for the management of coronavirus. 20 in this study, we have applied a computational approach of fda approved drugs in order to find a specific therapeutic possible agent against covid-19. we have selected 47 fda approved antiviral, anti-h1n1, anti-tb and anti-viral drugs and retrived directly from the pubchem (national library of medicine). molecular docking was accomplished with the 47 drugs against covid-19 structure. molecular docking is a computational technique which aims to find non-covalent binding among protein (receptor) and a ligand/inhibitor (small molecule). for recognized binding site, the docking expects the method of interaction among a target protein and a ligand. binding energy proposes the attraction of an exact ligand and asset by which a ligand interacts with and binds to the pocket of a target protein. a drug with a lesser binding energy (δg) is chosen as a probable drug candidate. in order to recognize the effect of active antiviral drugs on covid-19, 47 fda approved antiviral compounds were selected and performed molecular docking against covid-19. docking results of sars-cov-2 protease with selected 47 drugs out of the selected 13 showed best docking score and were found to be best molecules at the target site of the protein. the present study concludes that, thirteen clinically approved drugs are identified as potent inhibitors against sars-cov-2 protease activity. these outcome afford a strong foundation for the use of these drugs are for corona management. moreover, the dynamic ligands inhibited the catalytic response of protease by blocking the residues of amino acids intricate in the processing and strand transmission reactions. the interactions by the structural model at the protease active site can afford a valuable guide for additional strategies for structurebased medicines and development of new operative inhibitors of sars-cov-2 protease. therefore, the effect of these inhibitors can be further revealed through in vitro and in vivo analysis in the termination of intracellular replication of corona virus, prior to the use as drugs in humans. clinical features of patients infected with 2019 novel coronavirus in wuhan, china. the lancet genomic characterization of the 2019 novel humanpathogenic coronavirus isolated from a patient with atypical pneumonia after visiting wuhan. emerging microbes & infections a familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. the lancet epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in wuhan, china: a descriptive study. the lancet covid-19) situation report -91 government of india. covid-19 cases from sars to mers: crystallographic studies on coronaviral proteases enable antiviral drug design. the febs journal targeting zoonotic viruses: structure-based inhibition of the 3c-like protease from bat coronavirus hku4-the likely reservoir host to the human coronavirus that causes middle east respiratory syndrome (mers). bioorganic & medicinal chemistry hydroxychloroquine and chloroquine for treatment of sars-cov-2 (covid-19). inopen forum infectious diseases chloroquine and hydroxychloroquine as available weapons to fight covid-19 docking assisted design of novel 4-adamantanyl-2-thiazolylimino-5-arylidene-4-thiazolidinones as potent nsaids virtual screening for hiv protease inhibitors: a comparison of autodock 4 and vina critical assessment of the automated autodock as a new docking tool for virtual screening design of new cognition enhancers: from computer prediction to synthesis and biological evaluation influenza virus neuraminidase inhibitors. the lancet a joint research team of the shanghai institute of materia medica and shanghai tech university discover a group of old and traditional chinese medicines that may be efficacious in treating the novel form of pneumonia computational characterization of structural and functional roles of dreb1a, dreb1b and dreb1c in enhancing cold tolerance in rice plant potential inhibitor of covid-19 main protease (mpro) from several medicinal plant compounds by molecular docking study in-silico approaches to detect inhibitors of the human severe acute respiratory syndrome coronavirus envelope protein ion channel uk-427,857), a potent, orally bioavailable, and selective small-molecule inhibitor of chemokine receptor ccr5 with broad-spectrum anti-human immunodeficiency virus type 1 activity maraviroc versus efavirenz, both in combination with zidovudine-lamivudine, for the treatment of antiretroviral-naive subjects with ccr5-tropic hiv-1 infection. the journal of infectious diseases maraviroc for previously treated patients with r5 hiv-1 infection all the authors are gratefully acknowledge to department of zoology, kakatiya university, warangal, telangana, india for providing bioinformatics lab to carry out this study. no funding to declare. conflict of interest declared none. key: cord-261311-j6bmgmhz authors: parreiras martins, maria auxiliadora; fonseca de medeiros, amanda; dias carneiro de almeida, claudmeire; moreira reis, adriano max title: preparedness of pharmacists to respond to the emergency of the covid-19 pandemic in brazil: a comprehensive overview date: 2020-07-31 journal: drugs ther perspect doi: 10.1007/s40267-020-00761-7 sha: doc_id: 261311 cord_uid: j6bmgmhz the outbreak of covid-19 in lowand middle-income countries is worrisome due to the social inequalities in these countries, their limited health budgets and the significant burden of other acute and chronic diseases. the leap in the number of cases in brazil has imposed a huge strain on the healthcare system. we sought to provide a comprehensive overview of the challenges encountered by pharmacy services in responding to the covid-19 pandemic emergency in brazil and discuss the role of clinical pharmacists in this context. pharmaceutical services play a key role in the emergency response to the pandemic. the pharmacy workforce has been actively working to manage drug shortages, redesign workflow, and review drug formularies/protocols to improve safety for patients and healthcare professionals (hcps). covid-19 patients may present high risk in the use of medications and clinical pharmacists can contribute substantially as part of a multidisciplinary team to improve outcomes in drug therapy in severe and critical illness. the participation of pharmacists as members of antimicrobial stewardship programs should be enhanced to ensure appropriate and safe use of antibiotics in this context. hcps should be encouraged to seek improvements in the performance of pharmaceutical services and innovative practices to respond to the pandemic. further studies are needed to generate knowledge on covid-19 to improve patient care in vulnerable populations. coronavirus disease 2019 (covid19) is an emerging infectious disease first described in wuhan, china, in december 2019, caused by the novel severe acute respiratory syndrome coronavirus (sars-cov-2) [1] . the outbreak of covid-19 spread rapidly worldwide, being declared a pandemic on 11 mar 2020 by the world health organization (who). human-to-human transmission occurs via droplets or contaminated hands or surfaces [1] . various levels of classic public health strategies, such as social distancing, isolation, quarantine, and community containment, have been applied across countries to reduce the dissemination of the disease [2] . by july 2020, sars-cov-2 had infected >14 million people in 216 countries, creating an enormous burden on healthcare systems and the economy [3] . it reached the southern hemisphere later than the other continents and the progress of its transmission in the winter 'flu' season is unclear. the infection spread in low-and middle-income countries (lmics) is worrisome due to their inability to respond rapidly to a pandemic situation in a scenario of social inequalities, limited health budgets, and the significant burden of other acute and chronic diseases [4, 5] . the clinical spectrum of covid-19 is heterogeneous, encompassing asymptomatic disease, mild upper respiratory tract infection, and severe viral pneumonia that may progress to critical illness and death [6, 7] . common signs of the disease include fever, myalgia, cough, and dyspnea [8] . around 20% of confirmed covid-19 cases develop severe or critical illness [6] , representing the subgroup of patients who are challenging frontline healthcare professionals (hcps) in hospitals. prognosis is poor for older adults [9] and in the presence of comorbidities, such as cardiovascular diseases [8, 10] . knowledge regarding covid-19 is being acquired at the bedside during the accelerated race to find efficacious drug treatments and vaccines. worldwide, clinical trials have been designed to investigate the efficacy and safety of old and new drug candidates as treatments for covid-19, but no guidelines have been established thus far [11] . in the context of assistance to covid-19 patients, pharmacy services need to consider adjustments in drug supply, workflow, and pharmaceutical care. we sought to provide a comprehensive overview of the challenges encountered by pharmacy services to respond to the covid-19 pandemic emergency and to describe its role in the brazilian context. the first case of covid-19 in brazil was officially confirmed on 25 feb 2020, and the infection has spread rapidly, infecting 2,012,151 individuals by 18 july 2020, with 76,688 deaths [3] . brazil is in second place with regard to the number of cases and deaths, being declared by the who as the new epicenter of the coronavirus outbreak. due to the low testing capacity, testing of severe cases has been prioritized and the total number of cases is still underestimated. according to the brazilian ministry of health, the number of hospitalizations to manage acute respiratory distress syndrome (ards) was >600% higher in 2020 than the same period in 2019 [12, 13] . the transmission of the virus is not yet controlled and brazil has been reported to have the highest rate of transmission (r0 of 2.81) among 48 analyzed countries [14] . it is hypothesized that covid-19 was imported by wealthy brazilians who travelled abroad and then transmitted locally to poor communities, who mostly live in precarious conditions [15, 16] . social isolation and containment measures, as well as hygiene recommendations, are almost impossible to follow in these environments. healthcare in brazil is provided by public and private health systems. the first suspected and confirmed cases of covid-19 were referred to private services, but later poor people began to seek assistance in the public system. brazil is a large south american country with 26 states with diverse social, cultural, and economic backgrounds. hospital beds are unequally distributed across the country and most beds in intensive care units (icus) are concentrated in the southeast region. people requiring ventilation support may outnumber the available ventilators and icu beds [5] . in this context, covid-19 remains unequally spread in a country with a political scenario of uncertainties [17] , involving instability in the ministry of health and polarization in the political and ideological fields. to provide assistance of quality in the middle of a crisis is extremely challenging, especially if we consider the particularities of our population. prior to the emergence of covid-19, brazil had undergone a transition in epidemiological age, related to decreasing mortality and increasing life expectancy [18] , with a projected increase in the population aged >60 years of almost threefold by 2050 [19] . the burden of chronic conditions, including diabetes mellitus, cardiovascular diseases (e.g., ischemic heart disease and stroke), cancer, and obesity is growing. additionally, the public healthcare system still needs to cope with chronic infectious diseases, including hiv/aids, tuberculosis, syphilis, and malaria, and also endemic and emerging vector-borne arboviruses, such as yellow fever, dengue, zika, and chikungunya [18] . in late march 2020, scheduled elective healthcare procedures and appointments started being gradually cancelled within brazilian states to prevent virus transmission. strategies have been implemented to reorganize the available beds to assist covid-19 patients and other emergency clinical and surgical patients, and increase the number of beds by building temporary field hospitals where necessary. healthcare settings have restructured workflow, adapting protocols to address new requirements of biosafety and providing training to staff. despite the lack of conclusive scientific evidence, protocols are being rapidly updated to improve safety for patients and hcps. pharmaceutical services have been encouraged to be actively involved in various steps of these processes. the early experience of pharmaceutical services during the outbreak of covid-19 in china highlighted the indispensable work of community [20, 21] and hospital [22] pharmacists in the emergency response to the pandemic [23] . the international pharmaceutical federation (fip) released the "coronavirus 2019-ncov outbreak: information and interim guidelines for pharmacists and the pharmacy workforce", drafted with the participation of the chinese pharmaceutical association (cpa), to provide reliable information on the management of pharmacy operations [24] . the pharmacy emergency preparedness and response (pepr) recommendations were published to guide pharmacy endeavors towards full integration within public health and in recognition of pharmacists' skills, roles, and contributions as integral members of multidisciplinary healthcare teams [25] . these references can be used to create regional guidance for pharmacists and adapted to local demands and resources. the brazilian society of hospital pharmacy released recommendations for pharmacists working in different scenarios to fight against the pandemic [26] . an economic disruption without precedent has occurred together with a dramatic increase in the consumption of health products worldwide. global drug shortages were triggered by inadequate quantities of raw materials, procurement and manufacturing issues, and drug discontinuations [27] . in brazil, drug shortages also involved importation difficulties, exorbitant costs, compulsory advance payments, and noncompliance with agreed quantities and delivery deadlines. the supply of essential drugs has been jeopardized, including sedatives (fentanyl and midazolam) and neuromuscular agents (suxamethonium, atracurium). commitment of pharmacists is required to manage drug shortages and minimize the impact on patient outcomes [23, 25, 27, 28] . the brazilian population has been impacted by a flurry of fake news. the fear of catching covid-19 and free access to drugstores have caused a rush to buy medicines for selftreatment. data presented by the federal board of pharmacy revealed a substantial increase in drug sales involving ascorbic acid (180.0%), acetaminophen (77.4%) and hydroxychloroquine sulfate (67.9%) from january to march 2020 relative to the same period in 2019 [29] . the off-label use of chloroquine/hydroxychloroquine for preventing or treating covid-19 imposes safety issues and requires the implementation of prescription monitoring strategies [30] . panic buying of alcohol-based formulations, face shields, n95 respirators and other personal protective equipment (ppe) has also occurred, leading to shortages in hospitals and other healthcare facilities. the supply has been partially restored after government interventions and the recommendation to the public to wear fabric face masks. population health interventions and the support of pharmacists for the rational use of drugs was shown to be of utter importance in this scenario. the brazilian branch of the institute for safe medication practices (ismp-brasil; https ://www.ismp-brasi l.org/ site/) has provided important contributions for this approach. another concern is the effect of covid-19 on increasing morbimortality of patients with chronic diseases, given their compromised access to healthcare and diagnostic tests. delays in assessment may worsen the prognosis of chronic diseases. kretchy et al. [31] discussed the challenges of managing chronic diseases and promoting medication adherence in lmics. community pharmacists were identified as front-line personnel to promote healthy lifestyle adjustments, refill prescriptions, provide counseling on the management of chronic diseases, and minimize unsafe self-medication habits with over-the-counter medicines. pharmacists working through telehealth services could enhance outcomes in drug therapy and mitigate strategies to reduce the risks of covid-19 contagion, such as triaging people with flu-like symptoms and improving workflow for physical distancing and self-protection [25, 32, 33] . strategies to support the public and hcps to cope with stress, anxiety, and poor sleep quality during the pandemic have been reported worldwide [25, 33, 34] , and remote services have gradually started to operate with this aim in brazil. however, the number of people with access to remote assistance is still limited. pharmaceutical services have been adjusting to respond to the covid-19 outbreak at the level of public and private institutions, with attempts to meet the needs of patient care in each brazilian region, according to the available financial and human resources. hcps and students have been recruited by the ministry of health through the program "brasil conta comigo" ('brazil counts on me') as volunteers to face the pandemic. basheti et al. [35] investigated the pharmacists' and pharmacy students' awareness of their role during this emergent situation in jordan and the source of their information on covid-19. in brazil, the education and training of pharmacy professionals and students are under intense discussion in universities and healthcare settings. live broadcasts, remote trainings and recorded courses using the internet and other media are being used as important means of education. pharmacists have been working on laboratory testing for covid-19, administration of pharmacy supplies and replenishment, and also patient care, replicating experiences in other countries [20, 23, 33, 36] . attributes of pharmaceutical services in the community and hospital settings in brazil are summarized in fig. 1 . in community pharmacies, actions are focused on patients, comprising provision of information on covid-19, promotion of the safe use of medicines, and guidance on medication adherence in acute and chronic diseases. in hospital pharmacies, beyond interactions with patients, pharmacists develop integrated actions with multidisciplinary teams in different fields of expertise, such as emergency and intensive care. hospital pharmacists, in partnership with infection control committees, have produced remarkable results in the internal review of work processes, including rotation of working hours, home offices, distancing between workers, intensification of environmental control measures and self-protection of workers, new guidance on the use of sanitizers, and training on good practices for self-care at home, on the move, and at work. hospital pharmacies seek to optimize clinical, humanistic, and economical outcomes in drug therapy by performing medical history and drug therapy reviews, patient follow-up, and medication reconciliation to ensure safe transition of care, as well as participating in antimicrobial stewardship programs (asps). pharmacists in community and hospital settings should enhance medication safety strategies and precautions in special populations with the aim of reducing avoidable harm related to medications. the development and refinement of pharmacists' role in the community and hospital settings is heterogeneous across regions. however, establishing robust organization of pharmacy services with clear planning of structure, processes, and outcomes' assessment [25] could contribute to ensuring the quality of the response to the pandemic. reimbursement issues need to be addressed and advanced in brazil. the pharmacy workforce need to understand the nature of covid-19, how it is transmitted, and how to prevent its spread [24] . clinical pharmacists should constantly seek updated knowledge on covid-19 to improve the monitoring of effectiveness and safety of drug therapy, and to promote productive interaction within the multidisciplinary team [25] . however, at the time of writing, high-quality evidence to support pharmacologic treatments for covid-19 is still lacking [37] . whilst waiting the results of ongoing clinical trials, experimental treatments are being used worldwide. various protocols have been proposed by different committees and institutions in brazil. on 18 may, a consensus of the brazilian association of intensive medicine, brazilian society of infectology and brazilian society of pneumology and tisiology was published as a reference for the pharmacological treatment of covid-19 [38] . off-label drugs currently used in brazil include hydroxychloroquine (chloroquine) solely or in combination with azithromycin, lopinavir/ritonavir/oseltamivir, tocilizumab, glucocorticoids and parenteral anticoagulation. due to conflicting scientific evidence, hcps should reach a consensus, with decisions on drug therapy being individualized, based on disease stage, risk/benefit assessment, and pharmacoeconomic aspects. pharmacovigilance is needed to monitor the safety of experimental treatments and provide up-to-date guidance to hcps. for instance, increasing numbers of patients with ards are receiving empirical treatment with oseltamivir due to limitations of covid-19 testing, which may increase the risk of drug toxicity. in brazil, the national health surveillance agency (agãªncia nacional de vigilã¢ncia sanitã¡ria; anvisa) is responsible for evaluating adverse drugs events (ade) notifications made through the vigimed â® system. clinical pharmacists play a key role in the identification and reporting of these ade, especially in the critically ill. individuals with severe or critical covid-19 should be considered high-risk patients with regard to the use of potentially beneficial therapies and should be closely monitored by clinical pharmacists. liver and kidney injuries in covid-19 may alter the pharmacokinetics of drugs currently prescribed to treat the disease. lopinavir/ritonavir/ oseltamivir, hydroxychloroquine and chloroquine are metabolized in the liver and most of their metabolites depend on renal excretion. therefore, injury to the liver and kidneys can hinder metabolism, excretion, and the achievement of desirable serum concentrations, increasing the risk of drug toxicity [39] . pre-existent liver and kidney diseases, impairment of these organs in older adults, and the presence of comorbidities can elevate the risk of clinical complications in covid-19 [10, [39] [40] [41] . other parameters to monitor effectiveness and safety of drug therapy should be included in clinical pharmacy protocols. thromboprophylaxis in covid-19 using non-fractionated heparin or low-molecular-weight heparins has been used to control the hypercoagulability state in hospitalized patients [42, 43] , with multiple pharmacological mechanisms previously described [44, 45] . risk-benefit assessments of anticoagulation therapy should consider individual contraindications, stratification of bleeding risk, and dosage adjustments in patients with renal impairment and obesity [46] . the use of proarrhythmic medications should also be closely monitored. patients receiving hydroxychloroquine or chloroquine â± azithromycin should be frequently monitored for cardiac toxicity by checking their corrected qt (qtc) interval and for the use of other medications with a risk of qtc interval prolongation or torsade de pointes [47] . additionally, the empiric use of antibiotics for suspected secondary bacterial infections needs to be optimized on initiation and rigorously de-escalated [48, 49] . hospitals should not lose sight of the long-term threat of antimicrobial resistance, if their current structures and asps are disrupted during the pandemic [50] . hence, the participation of clinical pharmacists with advanced infection disease training as members of asps is fundamental in ensuring appropriate and safe use of antibiotics and improvements in the quality of care. however, the involvement of asps in the covid-19 response is still incipient despite being recommended by experts in this field [51] . the use of medications should take into account special populations, including pregnant [52] , pediatric [53] , breastfeeding [54] , and cancer patients [55] . the desirable attributes of clinical pharmacists to provide care for hospitalized covid-19 patients in brazil are summarized in table 1 . due to the lack of definitive protocols, the management of covid-19 has been primarily supportive [49] . the fasthug-maidens mnemonic (table 1) is a standardized structured approach for pharmacists to identify drug-related problems in icus [56] . several authors have described potential markers of critical illness, staging, or disease recovery in covid-19 (e.g., d-dimer, lactate dehydrogenase, interleukin-6) [8, 10, 43, [57] [58] [59] [60] . the course of an intense inflammatory process leads to alterations in many review of patients' medical history provision of real-time assessment and evidence-based (when possible) advice on drug therapy support on safe use of medications brought from home medication reconciliation at different levels of transition of care simplification of drug administration schedule to reduce the exposure of nurses to covid-19 patients monitoring of potential drug-drug, drug-food interactions and adverse drug reactions adjustments in dosing regimens according to liver and kidney functions prevention of medication errors optimization of drug therapy and electrolytes to minimize the risk of prolonged corrected qt intervals and torsade de pointes support on lung-protective ventilation and neuromuscular blocking agents to facilitate ventilator synchrony provision of conservative fluid strategies and monitoring of vasopressors use monitoring of empirical antibiotics for suspected bacterial co-infection with rigorous de-escalation employment of fasthug-maidens mnemonic to identify drug-related problems in intensive care units support on drug information to patients and multidisciplinary teams, following biosafety protocols considerations on special situations (pediatrics, older adults, people with chronic diseases, allergies) research and continuing education precise documentation of pharmaceutical interventions laboratory tests in patients with acute or severe/critical illness. specific guidance on the use of laboratory tests to predict critical illness in covid-19 is under investigation [61] . thus, to date, laboratory tests need critical interpretation and hcps should make consensual decisions based on patients' clinical condition. laboratory tests with potential utility to monitor covid-19 in hospitals are listed in table 2 . in brazil, the use of these tests is heterogeneous in healthcare settings, and may be limited due to cost issues, delayed release of results, and the lack of equipment or partnerships between institutions. there are many unanswered questions regarding covid-19. thrombotic risk varies according to race and ethnicity [62] ; however, the impact of the heterogeneous ancestral contributions from african, caucasian, and indigenous genomes in the brazilian populations [5] are not yet clear. regarding the use of medications, the protective effect of chronic use of oral anticoagulants and the clinical impact of ace inhibitors and arbs commonly prescribed to treat hypertension on the risks of covid-19 are currently unclear [40, 49] . furthermore, the association between the complications of severe covid-19 and chagas disease and rheumatic heart diseases, conditions that are still prevalent in brazil [63] , is not established. we also do not know if the determinants of severity in brazil will be similar to those observed in the usa [61] , china, and europe [58, 60] , given other factors such as social inequality and endemic diseases. future studies in brazil should investigate clinical presentation, according to the features of inflammatory response, treatment outcomes, and the factors associated with critical illness. â�¢ pharmacists play a key role in the management of covid-19 in brazil by providing health interventions and specialized support to improve outcomes, especially in populations with underlying diseases and social inequalities. â�¢ pharmaceutical expertise has been relevant in managing drug shortages, redesigning workflow, and educating pharmacists in brazil. â�¢ pharmacists can contribute to multidisciplinary teams, including antimicrobial stewardship programs, to improve outcomes of drug therapy in severe and critically ill patients. â�¢ further studies are needed to improve covid-19 knowledge and patient care in low-and middle-income countries. world health organization. novel coronavirus-china. geneva: world health organization isolation, quarantine, social distancing and community containment: pivotal role for old-style public health measures in the novel coronavirus (2019-ncov) outbreak world health organization. coronavirus disease (covid-19) managing covid-19 in lowand middle-income countries covid-19 in brazil the epidemiological characteristics of an outbreak of 2019 novel coronavirus diseases (covid-19) presumed asymptomatic carrier transmission of covid-19 clinical course and risk factors for mortality of adult inpatients with covid-19 in wuhan, china: a retrospective cohort study estimates of the severity of coronavirus disease 2019: a model-based analysis clinical course and outcomes of critically ill patients with sars-cov-2 pneumonia in wuhan, china: a single-centered, retrospective, observational study race to find covid-19 treatments accelerates ministry of health of brazil, health surveillance department [ministã©rio da saãºde do brasil, secretaria de vigilã¢ncia sanitã¡ria deep impact of covid-19 in the healthcare of latin america: the case of brazil coronavirus contagion rate in brazil is 2.8, the highest among 48 countries, points out imperial college routes for covid-19 importation in brazil covid-19 is deadlier for black brazilians, a legacy of structural racism that dates back to slavery so what burden of disease in brazil, 1990-2016: a systematic subnational analysis for the global burden of disease study united nations department of economic and social affairs recommendations and guidance for providing pharmaceutical care services during covid-19 pandemic: a china perspective community pharmacist in public health emergencies: quick to action against the coronavirus 2019-ncov outbreak hospital pharmacists' pharmaceutical care for hospitalized patients with covid-19: recommendations and guidance from clinical experience coronavirus sars-cov-2/covid-19 pandemic: information and interim guidelines for pharmacists and the pharmacy workforce pharmacy emergency preparedness and response (pepr): a proposed framework for expanding pharmacy professionals' roles and contributions to emergency preparedness and response during the covid-19 pandemic and beyond contingency plan in various pharmaceutical scenarios of the covid-19 pandemic global drug shortages due to covid-19: impact on patient care and mitigation strategies drug shortage: a public health problem federal board of pharmacy -brazil [conselho federal de farmã¡cia-brasil] survey shows how covid-19's fear impacted medicine sales chloroquine and hydroxychloroquine for the prevention or treatment of novel coronavirus disease (covid-19) in africa: caution for inappropriate off-label use in healthcare settings medication management and adherence during the covid-19 pandemic: perspectives and experiences from low-and middle-income countries necessity of pharmacistdriven non-prescription telehealth consult services in the era of covid-19 fighting against covid-19: innovative strategies for clinical pharmacists clinical characteristics and drug therapies in patients with the common-type coronavirus disease 2019 in hunan, china pharmacists' readiness to deal with the coronavirus pandemic: assessing awareness and perception of roles providing pharmacy services at cabin hospitals at the coronavirus epicenter in china pharmacologic treatments for coronavirus disease 2019 (covid-19): a review guidelines for the pharmacological treatment of covid-19. the task force/consensus guideline of the brazilian association of intensive care, the brazilian society of infectious diseases and the brazilian society of pulmonology and tisiology. rev bras ter intensiva liver and kidney injuries in covid-19 and their effects on drug therapy; a letter to editor covid-19 and older adults: what we know new understanding of the damage of sars-cov-2 infection outside the respiratory system anticoagulant treatment is associated with decreased mortality in severe coronavirus disease 2019 patients with coagulopathy a proposal for staging covid-19 coagulopathy heparin: effects upon the glycocalyx and endothelial cells the versatile heparin in covid-19 stratifying therapeutic enoxaparin dose in morbidly obese patients by bmi class: a retrospective cohort study guidance on minimizing risk of drug-induced ventricular arrhythmia during treatment of covid-19: a statement from the canadian heart rhythm society antibiotic use in the intensive care unit: optimization and de-escalation covid-19: the uninvited guest in the intensive care unit (icu) implications for pharmacotherapy covid-19 and the potential long-term impact on antimicrobial resistance involving antimicrobial stewardship programs in covid-19 response efforts: all hands on deck coronavirus disease 2019 (covid-19) and pregnancy: what obstetricians need to know hyperinflammatory shock in children during covid-19 pandemic breastfeeding and respiratory antivirals: coronavirus and influenza covid-19 and cancer: a comprehensive review a standardized, structured approach to identifying drug-related problems in the intensive care unit: fasthug-maidens abnormal coagulation parameters are associated with poor prognosis in patients with novel coronavirus pneumonia prediction models for diagnosis and prognosis of covid-19 infection: systematic review and critical appraisal the laboratory tests and host immunity of covid-19 patients with different severity of illness development and validation of a clinical risk score to predict the occurrence of critical illness in hospitalized patients with covid-19 factors associated with hospital admission and critical illness among 5279 people with coronavirus disease covid19 coagulopathy in caucasian patients atrial fibrillation: prevalence in a large database of primary care patients in brazil acknowledgements this study was partially supported by the univerkey: cord-299225-exbdg3x9 authors: guarnieri, michael; brayton, cory; tyler, betty m. title: a long-term study of a lipid-buprenorphine implant in rats date: 2018-07-09 journal: j vet med doi: 10.1155/2018/2616152 sha: doc_id: 299225 cord_uid: exbdg3x9 animal models to study opiates are of growing interest. we have examined the short-term safety of buprenorphine implants in fischer f344/ntac rats treated with excess doses of a cholesterol-triglyceride suspension of buprenorphine. a single injection of 0.65 mg/kg afforded clinically significant blood levels of analgesia for 3 days. chemistry, hematology, coagulation, and urinalysis values with 2to 10-fold excess doses of the drug-lipid suspension were within normal limits. histopathology findings were unremarkable. the skin and underlying tissue surrounding the drug injection were unremarkable. here we report the results of a long-term follow-up study of female rats injected with 0.65 and 1.3 mg/kg. the 14-month evaluation showed no abnormal findings that could be attributed to the drug or lipid suspension. these results confirm the safety of cholesterol-triglyceride carrier systems for subcutaneous drug delivery in laboratory animals and suggest that this model may be used to study long-term effects of opiate therapy. models of long-acting drug therapy in laboratory animals have been managed by adding drugs to the feed or water supplies. [1, 2] the utility of this strategy decreases when the food or water mixture may be released inadvertently to the environment or the drug is highly regulated, such as controlled substance. alternative approaches have focused on longacting drug implants made by combining a drug with biodegradable implants composed of lipids or polymers [3] . polymers have been studied as dug carriers for neurooncology [4] . side effects generally have been modest and localized when the polymer is implanted into neural tissue [5] . less is known about biodegradable polymers for subcutaneous (sc) delivery of chemotherapy. moderate to severe inflammatory reactions have been reported for sc implants of polymer-opiate constructs [6] [7] [8] [9] [10] [11] . fewer adverse events have been reported with lipid drug carriers [12] . kent described an implantable cholesterol matrix that delivered large molecules such as insulin and growth hormone [13] . grant and coworkers demonstrated that a phospholipid-morphine liposome had prolonged activity and greater safety in mice than the free drug [14] . lipid-based carrier strategies have been refined for the delivery of several opiates [15] . pontani and misra described a cholesterol-triglyceride matrix for the long-term delivery of drugs to treat chronic pain and opiate addiction [16] . cholesterol-triglyceride vehicles appeared to provide a promising carrier to examine the delivery of antibiotics, antiinflammatory drugs, and analgesics for pain management in animals. yet, solid cholesterol-based implants can be sequestered by interstitial tissues and create drug-containing depots with uncertain release kinetics [17] . subsequent studies have demonstrated that cholesterol suspensions provide consistent release kinetics with little evidence of tissue sequestration effects [18] . we examined the safety of cholesterol-triglyceride suspensions of buprenorphine in mice and rats using us food and drug administration (fda) target animal safety (tas) drug-development protocols. histopathology examinations were performed on mice and rats treated with up to tenfold excess of the intended dose of drug and control animals following 4-and 12-day drug trials [19] [20] [21] . the examinations, including studies of the sc area of drug implantation, were unremarkable. there were no significant differences between the drug-treated and control animals. to examine the longterm safety of the lipid suspension, we dosed groups of female rats with the intended dose (0.65 mg/kg), 1.3 mg/kg of drug, and control, drug-free matrix. the rats were maintained for 14 months and euthanized to provide long-term clinical pathology data. as shown in the following report, there were no significant differences between the weights, laboratory chemistry, hematology, and necroscopy reports in drug-treated and control rats. studies were approved by a johns hopkins university institutional animal care and use committee (iacuc). the iacuc protocol complies with the national research council's guide for the care and use of laboratory animals and fulfills the requirements of the association for the assessment and accreditation of laboratory animal care, international program. fischer f344 (f344/ntac) rats, 6-8-week-old, female, 120-130 g, were obtained from taconic farms (hudson ny) and housed in an environmentally controlled room which maintained the temperatures of 68 to 79 ∘ f. monthly health surveillance was conducted by a soiled-bedding sentinel system. sentinel rats were negative for pneumonia virus of mice, reovirus, sendai virus, lymphocytic choriomeningitis virus, rat coronavirus, sialodacryoadenitis virus, rat parvovirus, kilham rat virus, toolan h1 parvovirus, rat theilovirus, cilia-associated respiratory bacillus, pneumocystis carinii, mycoplasma pulmonis, and pinworms throughout the study. the facility maintained a relative humidity of 30 to 70% with a 12-hour light/12-hour dark cycle from 6 am to 6 pm. animals were group housed (up to 3 per cage) during the quarantine and acclimation period based on group/sex designation. the animals were quarantined and acclimated for six days prior to dosing. no disease-related signs were noted during the quarantine/acclimation period. prior to being placed on test, a clinical veterinarian approved the animals for study use. all animals appeared normal prior to dosing. after the drug injection, rats were housed 1 per cage for 7 days to prevent redosing by coprophagy. on day 8, rats were housed 2 per cage. housing consisted of soft fiber contact bedding (carefresh natural bedding; ferndale wa) ad libitum access to harlan teklad certified global rodent diet 2016c (harlan teklad, indianapolis in) and ad libitum access to drinking water (baltimore city water system, baltimore md) in disposable water bottles. the animals were provided ad libitum access to harlan teklad certified global rodent diet 2016c (harlan teklad, indianapolis in). rats were provided enrichment devices of polycarbonate red tubes (bio services, uden, nl). their static microisolator cages were changed weekly. design. the label dose of 0.65 mg/kg of buprenorphine, which provides 2-3 days of clinically significant blood levels of drug, was established in bioequivalence trials and efficacy studies using male and female rats [21] . the 12 female rats in this study were divided into groups of 4 rats provided 0.0, 0.65, and 1.3 mg/kg buprenorphine. cage side evaluations were conducted twice daily in the morning and afternoons for two weeks by a veterinarian who was blind to the dose group. rats were evaluated at weekly intervals by staff veterinary services thereafter. rats were scheduled for harvesting and clinical pathology studies at 1 year and actual 14 months. anomalies or abnormalities discovered during necroscopy were further examined by histopathology. the hypothesis was that rats treated with the highest dose would have tissue changes near the injection site not found in the control group. to limit stress associated with constraining conscious animals for sc injections, rats were anesthetized with an intraperitoneal (ip) solution of ketamine, 80 mg/kg, and xylazine, 8 mg/kg, in a saline solution containing 14.25% ethyl alcohol. each rat was injected with the designated dose of test article or buprenorphine-free control suspension before they recovered from anesthesia. the dose was administered sc on the mid-dorsal area about 1 cm rostral to the surgical incision using a 21 gauge needle (bd, franklin nj) attached to a 1 ml bd tuberculin syringe. following dose administration, animals were transferred to a clean cage on a heating pad until recovered. once the animal regained consciousness and demonstrated normal movement, and with the absence of signs of distress, it was returned to its home cage. posttreatment distress was not observed. pathology. at the 14 months' time point, euthanasia was administered by co 2 inhalation and blood collection by and exsanguination cardiocentesis, followed by a thoracotomy. hematology examination (cbc) included red blood cell (rbc) count, hemoglobin, hematocrit, mean corpuscular volume, mean corpuscular hemoglobin, mean corpuscular hemoglobin concentration, platelet count, white blood cell (wbc) count, differential blood cell count, and blood smear. serum chemistry tests included glucose, urea nitrogen, creatinine, total protein, albumin, globulin (as calculation), total cholesterol, alanine aminotransferase, alkaline phosphatase, aspartate aminotransferase, calcium, sodium, potassium, chloride, and phosphate. necropsy was then performed for each animal. tissues for histopathology were immersion fixed in individually labeled containers containing 10% neutral-buffered formalin. the transfer was performed and documented by the histology lab. containers were labeled with study number, date, group number, and animal number. organ weights included adrenals, brain, heart, kidneys, liver, ovaries, spleen, and uterus with cervix. histopathology was assessed on any gross lesions, dorsal skin surrounding the injection site as previously described, and esophagus, heart, kidneys, liver, lung, lymph nodes, and spleen. statistical analyses (mean, standard deviations, n) were conducted for organ weight and clinical pathology data comparing treated groups to the control group. because of the lack of variation in the data (see the results) further analyses including one-way analysis of variance (anova) and dunnett's t-test (1955, 1964) were not used. all rats survived to the scheduled termination date. signs of excessive grooming and self-gnawing were noted in one rat in the 1.3 mg/kg dose group at days 1-2 posttreatment. the observer noted the findings as a comment on the animal's chart. there was no evidence of an open wound. since day 3, there were no remarkable changes in animal behavior. the outcome weight of the three groups was similar: 265±23 g, 255±30 g, and 257±19 g for the rats in the 0.0, 0.65, and 1.3 mg/kg dose groups, respectively. there was no significant difference in organ weights of liver, spleen, heart, kidneys (both), brain, adrenal glands (both), uterus + cervix, and ovaries (both). there was no significant difference in the hematology values between the three groups. average group differences were noted between the two clinical chemistry values. blood urea nitrogen (bun) values were 16.50 ± 1.29, 15.50 ± 1.00, and 13.25 ±0.96 mg/dl for the control, 0.65 and 1.3 mg/kg groups, respectively. alkaline phosphatase (alp) values were 177.75 ± 34.45, 146.00 ± 22.70, and 109.00 ±21.52 (u/l), respectively. on gross examination, 2 rats in the vehicle control group and 1 in the 1.3 mg/kg had mild dorsal neck/interscapular skin excoriations or mild crusting. injection sites could not be distinguished from surrounding skin in other rats. on microscopic examination one rat in the control group and one rat in the 0.65 mg/kg dose group had mild ulceration and chronic dermatitis involving the dorsal neck/interscapular skin, but mild-moderate hemorrhage and serosuppurative crust that were consistent with more recent injury, possibly related to conspecific trauma such as aggressive neck grooming by cage mates. other findings included one rat in the control group: cystic uterine (endometrial) polyp less than 4mm diameter, and one rat in the 0.65 mg/kg dose group: ovarian cyst ∼1cm diameter. mild cardiac changes (inflammation, degeneration, and fibrosis), mild nephropathy with pigment in tubule epithelium, mild lung inflammatory changes, and micromineralization of lung vasculature were observed in all groups. pigmented macrophages in lymph nodes and spleen were observed in all rats. one rat in the 0.65 mg/kg group had an ovarian cyst and one in the vehicle control group had a uterine polyp. pigment at various sites was consistent with hemosiderin, hematoidin, and or ceroid/lipofuscin. no unique microscopic lesions were associated with the test article. the objective of this study was to evaluate the long-term safety of a lipid suspension of buprenorphine for delivery of an opiate analgesic in female f344 rats. female rats were chosen for a long-term trial because female rats may have increased susceptibility to opiates [22] , although sex differences have not been fully determined. the results confirmed that lipid-based delivery system caused no significant adverse effects in a f344 rat model. one rat illustrated signs of nausea at days 1-2, signs that have been observed previously [23] . the incidence of nausea in this model appears similar to the observed incidence of nausea in human patients treated with opioid analgesia [24] . there were no remarkable differences in hematology parameters between control and drug-treated rats. clinical chemistry values for serum bun and alk in the rats given 1.3 mg/kg dose were decreased compared to control values and in rats given the intended dose of 0.65 mg/kg. the clinical significance of these differences remains uncertain. weight loss has been cited as a deterrent to the use of postsurgical buprenorphine analgesia, and it has been linked to significant morbidity secondary to gastrointestinal blockage associated with hardwood bedding [25, 26] . a number of reports between 2000 and 2010 described weight loss in rats treated with buprenorphine without reference to the bedding used in the experiment [27, 28] , or they report using hardwood bedding without reference to previous reports associating hardwood bedding with pica [27] . previous studies have demonstrated that the risk of pica-related gastric distress can be controlled by the appropriate choice of bedding [29] . there were no significant differences between the organ weights or appearances of the drug-treated rats. body weights also were similar. the studies reported here confirm this observation. the results of this study are compromised by the failure to include male rats and use of higher doses of drug. it did not include a saline-control group to establish the safety of the lipid suspension. there do not appear to be clinically significant treatmentrelated effects following a subcutaneous injection of an extended release lipid suspension of buprenorphine at 0.65 and 1.3 mg/kg dose. although several clinical pathology findings exceeded normal limits, there were no correlated changes or findings in body weights, clinical observations, organ weights, or microscopic evaluation of tissues. the data used to support the findings of this study are available from the corresponding author upon request. michael guarnieri owns a significant financial interest in animalgesic labs. voluntary ingestion of nut paste for administration of buprenorphine in rats and mice oral self-administration of buprenorphine in the diet for analgesia in mice new developments in long-acting injectable nanoformulations local delivery of rapamycin: a toxicity and efficacy study in an experimental malignant glioma model in rats 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pharmacokinetics of ammonium sulfate gradient loaded liposome-encapsulated oxymorphone and hydromorphone in healthy dogs a long-acting buprenorphine delivery system subcutaneous implants for long-acting drug therapy in laboratory animals may generate unintended drug reservoirs thermal latency studies in opiate-treated mice subcutaneous implants of buprenorphine-cholesterol-triglyceride powder in mice safety studies of post-surgical buprenorphine therapy for mice subcutaneous implants of a cholesterol-triglyceride-buprenorphine suspension in rats sex differences in opioid antinociception unanticipated adverse events associated with an extended-release buprenorphine toxicity study in fischer 344 rats opioid-induced emesis among hospitalized nonsurgical patients: effects on pain and quality of life pica behavior associated with buprenorphine administration in the rat pica behavior associated with buprenorphine administration in the rat adverse effects on growth rates in rats caused by buprenorphine administration correlation between body weight changes and postoperative pain in rats treated with meloxicam or buprenorphine influence of buprenorphine analgesia on post-operative recovery in two strains of rats funding for this research was supplied by the maryland biotechnology center biotechnology development awards, maryland industrial partnerships (mips), and by animalgesic labs. key: cord-264779-71s7e18i authors: neumann, natalie r.; chai, peter r.; wood, david m.; greller, howard a.; mycyk, mark b. title: medical toxicology and covid-19: our role in a pandemic date: 2020-04-30 journal: j med toxicol doi: 10.1007/s13181-020-00778-4 sha: doc_id: 264779 cord_uid: 71s7e18i nan medical toxicology and infectious disease are not specialties traditionally associated with one another. pandemics, however, have a way of disrupting convention, and in this era of modern medicine, our specialty has much to offer. when a major medical crisis occurs for which there is no known cure, several phenomena may ensue. the public, fearful and increasingly connected to and influenced by social media, the internet, and television, may experiment with self-medication. institutional bodies, desperate to advance care, may abandon the conventional mechanisms that ensure medication safety in order to facilitate the rapid approval and dissemination of novel pharmacotherapy. when these developments are considered within the context of our specialty, our role becomes clear. as medical toxicologists we serve as a fund of knowledge for our healthcare colleagues and the public: we provide physicians with information regarding antidotal therapy, drug-drug interactions, and novel therapeutics. we advise the public on an individual and community level through poison control centers and public outreach. as a specialty, we have the knowledge base and the position with respect to our peers and our society to monitor, prevent, and manage the toxicities born of a pandemic. accepting that medical toxicology has a role to play in an outbreak, we must also acknowledge that pandemics are not new; the covid-19 epidemic is unlikely to be the last humankind will ever face. therefore, the intent of this piece is to frame the role of our field in responding to pandemics not just today, but in the years to come. the first and most obvious function of a medical toxicologist in a pandemic is to recognize and manage the acute and chronic toxicities associated with therapy. in the case of the sars-cov-2 coronavirus outbreak, extensive attention has been paid, appropriately, to chloroquine and hydroxychloroquine toxicity [1, 2] . poisoning from agents with antiviral activity is a high priority, and as such, jmt features a well-timed review by chary et al. on the adverse effects of nucleotide analogues, protease inhibitors, and monoclonal antibodies as prescribed for covid-19 [3] . given that our understanding of the epidemic evolves on a daily, even hourly basis, some of the information presented may require recurrent reassessment. nevertheless, it serves as a helpful preliminary guide for clinicians. treatment-associated toxicity, it should also be noted, encompasses not only medically sanctioned therapies, but also those interventions the general population unearths and applies from less reputable sources. examples of potentially fatal home-brewed regimens used to treat coronavirus have included drinking bleach (sodium hypochlorite), insufflating cocaine, and consuming bootlegged alcohol adulterated with methanol [4] [5] [6] . providing expertise with respect to the supervising editor: trevonne thompson, md * natalie r. neumann natalie.neumann@cuanschutz.edu treatment of toxicities born of the use and misuse of approved and alternative therapies is a service our field can readily provide to an otherwise overburdened medical system. determining which of these poisoned patients may remain at home will not only reduce ed visits and hospital admissions but also limit microbial transmission. mastery in medical toxicology is predicated on an understanding of pharmacokinetics and pharmacodynamics. here again, our specialty has a service to offer other medical fields. anticipating and mitigating the adverse interactions which occur between those medications a patient takes routinely, and those he or she is prescribed to treat an infection, may spare hospital resources, physician confusion, and patient lives [7] . hydroxychloroquine, for example, is a known cytochrome p450 inhibitor that has been demonstrated to increase the serum concentration of medications which may be fatal in overdose [8] . remdesivir belongs to the nucleotide analog class of medications typically associated with mitochondrial inhibition. the idea of a mitochondrial poison being prescribed to thousands of patients within days could reasonably make a practitioner nervous. concern is diminished, however, once one understands the range and timeframe of toxicity, and the fact that mitochondrial rna polymerase inhibitors do not act synergistically with other mitochondrial toxins [9] [10] [11] . understanding when and when not to be concerned about drug-drug interactions may help mitigate diagnostic uncertainty and prevent hazardous polypharmacy. relatedly, there is a role for toxicologists as a voice of caution with respect to novel therapeutic administration when information on toxicokinetics and drug safety is lacking. the non-randomized, non-blinded application of anti-malarial medications to thousands of severely ill patients with multiple comorbidities may be reasonably questioned. similarly, the decision to administer on a large scale an antiviral agent that is undergoing fda approval at an unprecedented pace is worthy of dialog [12] . by discussing with colleagues what level and kind of information is necessary to conclude that a drug is safe in any given patient population, we may reduce reflexive and potentially dangerous prescribing patterns. participating in the design and implementation of clinical trials involving these agents may also provide opportunities to minimize risks to individuals under study and to obtain the safety data we need to protect the broader patient population. medical toxicologists are also capable of addressing the question of what infection itself does to drugs. the impact of medications on patient outcomes and viral infectivity is debated frequently and is yet another a discussion to which medical toxicology can contribute. a classic example is the ongoing debate surrounding ace2 receptor density and the use of non-steroidal anti-inflammatory drugs and angiotensinconverting enzyme inhibitors in the setting of coronavirus infection [13] [14] [15] . less commonly explored, however, is the impact a virus or bacteria may have on drug metabolism. covid-19, for example, is associated with hepatic derangements including transaminitis and microvesicular steatosis [16] [17] [18] [19] . these findings have raised concerns that dosing regimens should be altered in the setting of infection [16] . but hepatic injury does not necessarily correlate to abnormal pharmacokinetics, and in this case, as with others, the mechanism of injury may not interfere at all with drug metabolism [20] . interpreting the nature of end-organ dysfunction as it pertains to therapeutic drug administration and overdose is well within the wheelhouse of medical toxicology and represents both a service our field may provide and a potential research frontier. it should also be recognized that by optimizing our standard practices we may improve outcomes and reduce strain on the healthcare system. antidote stocking, a challenge at the best of times, may become more difficult as a pandemic escalates [21] [22] [23] . ensuring adequate access to antidotal therapy, ideally prior to an epidemic's peak, may save lives and spare hospital resources. recommendations for antidote stocking are available in an expert consensus document by dart et al. from 2017 [24] . similar guidance is available in the united kingdom through the national poisons information service and royal college of emergency medicine [25] . consideration may also be given to unconventional treatment regimens that allow appropriate patients to be treated at home and avoid hospital admission (e.g., oral fomepizole for toxic alcohol exposure, oral n-acetylcysteine after acetaminophen ingestion, etc.). lastly, poison centers, historically considered an underutilized source for reporting adverse drug reactions, may be more mindful of tracking and reporting toxicity from novel therapies [26] . indeed, individual toxicologists can do the same and encourage their colleagues to use medwatch, the fda's medication safety reporting system, or the uk's mhpra yellow card reporting system [27] [28] [29] . a final contribution our field can make is to monitor and potentially reduce the number of overdoses that might occur as a pandemic progresses. colleagues in europe have noted a precipitous drop in the number of ingestions reported since the institution of national and regional lockdowns. they are concerned that even though suicide rates may have decreased temporarily, if social isolation persists for months, citizens' mental health may deteriorate, leading to a rapid uptick in overdoses just as beds become scarce. patients with substance use disorders, already at higher risk of suicide and overdose, may be disproportionately affected, especially if they are unable to access opioid agonist therapy during quarantine [30] [31] [32] . transitioning to innovative models of continued care, be they telehealth visits or extended prescriptions for buprenorphine, may improve patient outcomes and reduce hospital strain. identifying other at-risk populations and encouraging all providers to intervene early may save lives, generate constructive research, and inspire novel paradigms of care. surmounting a crisis requires the engagement of all parties. while medical toxicology may not be traditionally associated with viral pandemics, our field nevertheless has a part to play. chary et al's up-to-date review is a must-read for front-line caregivers, policy makers, and even patients [3] . it reminds us of what is known and what is speculated, and it represents but one way in which we can help. optimizing the treatment of poisoned patients, minimizing potentially dangerous polypharmacy, clarifying situations of diagnostic uncertainty, and limiting strains on hospital resources are all skills that we bring to the table. these acts may not inspire celebrity, but they are positive actions that can quietly improve outcomes in a highly pressurized, exceptional setting. funding information peter r chai is funded by nih k23da044874; investigator-initiated research grants from gilead sciences, philips biosensing and e-ink corporation; and the hans and mavis lopater psychosocial foundation. medical experts explain the use and potential adverse effects of chloroquine and hydroxychloroquine for covid-19 man fatally poisons himself while self-medicating for coronavirus, doctor says. the new york times covid-19: therapeutics and their toxicities blue ridge poison center warning people not to drink bleach: cbs19 news iran reports leap in death toll bbc news adverse drug reactions as cause of admission to hospital: prospective analysis of 18 820 patients influence of hydroxychloroquine on the bioavailability of oral metoprolol gs-5734 and its parent nucleoside analog inhibit filo-, pneumo-, and paramyxoviruses mitochondrial toxicity of antiviral drugs mechanism of inhibition of ebola virus rna-dependent rna polymerase by remdesivir gilead sciences statement on request to rescind remdesivir orphan drug designation are patients with hypertension and diabetes mellitus at increased risk for covid-19 infection? the lancet respiratory medicine fda advises patients on use of nonsteroidal anti-inflammatory drugs (nsaids) for covid-19 a crucial role of angiotensin converting enzyme 2 (ace2) in sars coronavirusinduced lung injury liver injury in covid-19: management and challenges clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in wuhan, china pathological findings of covid-19 associated with acute respiratory distress syndrome epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in wuhan, china: a descriptive study covid-19 and the liver: little cause for concern insufficient stocking of poisoning antidotes in hospital pharmacies availability of antidotes at acute care hospitals in ontario national audit of antidote stocking in acute hospitals in the uk expert consensus guidelines for stocking of antidotes in hospitals that provide emergency care royal college of emergency medicine and national poisons information service reporting of adverse drug reactions by poison control centres in the us medwatch: the fda safety information and adverse event reporting program the importance of physicians identifying and reporting adverse drug events yellow card risk factors for adolescent suicide and suicidal behavior: mental and substance abuse disorders, family environmental factors, and life stress suicide and substance abuse understanding links among opioid use, overdose, and suicide publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations conflict of interest none. key: cord-004501-guiy89x8 authors: cojocaru, florina-daniela; botezat, doru; gardikiotis, ioannis; uritu, cristina-mariana; dodi, gianina; trandafir, laura; rezus, ciprian; rezus, elena; tamba, bogdan-ionel; mihai, cosmin-teodor title: nanomaterials designed for antiviral drug delivery transport across biological barriers date: 2020-02-18 journal: pharmaceutics doi: 10.3390/pharmaceutics12020171 sha: doc_id: 4501 cord_uid: guiy89x8 viral infections are a major global health problem, representing a significant cause of mortality with an unfavorable continuously amplified socio-economic impact. the increased drug resistance and constant viral replication have been the trigger for important studies regarding the use of nanotechnology in antiviral therapies. nanomaterials offer unique physico-chemical properties that have linked benefits for drug delivery as ideal tools for viral treatment. currently, different types of nanomaterials namely nanoparticles, liposomes, nanospheres, nanogels, nanosuspensions and nanoemulsions were studied either in vitro or in vivo for drug delivery of antiviral agents with prospects to be translated in clinical practice. this review highlights the drug delivery nanosystems incorporating the major antiviral classes and their transport across specific barriers at cellular and intracellular level. important reflections on nanomedicines currently approved or undergoing investigations for the treatment of viral infections are also discussed. finally, the authors present an overview on the requirements for the design of antiviral nanotherapeutics. today, we are living through a so-called fourth great transitional period, after the other three waves of epidemiological transitions, namely early agrarian-based settlements, early eurasian civilizations and european expansionism (more details can be found in mcmichael's description [1] ). the current configuration and variety of infectious diseases closely followed the combined evolutions in demography, environment, technology, social change and behaviours. medicine itself has created new opportunities for microbes either through blood transfusions, organ transplants, the use of hypodermic syringes or the excessive use of antibiotics thus contributing to the induction of iatrogenic effects in some treatments for infections such as hepatitis c, hiv and others [1] . in recent decades, old concerns have been reactivated at both the official and the general public levels regarding infectious diseases as a threat to public health. mcmichael [1] analyzed the reflection of this issue in social media and noticed the "emergence and resurgence" of infectious diseases (determined by environmental, sociological and economic changes) and a so-called "public anxiety" set on this topic. despite their widespread and increasing transmission, there is still a poor understanding of global economic impact of viral diseases, which makes difficult to evaluate the societal costs and the cost-effectiveness of preventive efforts. the issue of estimating a general impact of viral infections involves several aspects that hinder this approach, namely: the variety of viral infections, the incidence of associated co-morbidities, social and psychological issues having economic repercussions (hidden costs), the variety of treatments (only direct-acting antiviral (daa) and vaccinations can be used in the evaluation) and the presence of negative externalities [2] , meaning that the disease consequences are not limited to their patients infected or potentially but also to the related families who may experience social distress as well. also, human mobility and long-distance trade have increased; ever-larger cities, often girded with slums, have become highways for microbial traffic; poverty perpetuates vulnerability to infectious disease; and sexual practices, drug injecting, intensified food production and much modern medical technology all create new "audience" for microbial opportunism, and new management issues for public health decision makers [1] . for all these reasons, a global assessment of socio-economic impact seems practically impossible or, if contrary, it could not meet all the criteria to be relevant. rather, the impact can be split by relevant categories of viral infections, were the literature is more precise but even so, there remain some inconsistencies regarding the unification of the methodologies from the various studies that will ensure the comparability of the data. figure 1 presents statistical facts related to the most "burden-generator" viral infection diseases [3] [4] [5] [6] [7] . pharmaceutics 2020, 12, x for peer review 2 of 34 in recent decades, old concerns have been reactivated at both the official and the general public levels regarding infectious diseases as a threat to public health. mcmichael [1] analyzed the reflection of this issue in social media and noticed the "emergence and resurgence" of infectious diseases (determined by environmental, sociological and economic changes) and a so-called "public anxiety" set on this topic. despite their widespread and increasing transmission, there is still a poor understanding of global economic impact of viral diseases, which makes difficult to evaluate the societal costs and the cost-effectiveness of preventive efforts. the issue of estimating a general impact of viral infections involves several aspects that hinder this approach, namely: the variety of viral infections, the incidence of associated co-morbidities, social and psychological issues having economic repercussions (hidden costs), the variety of treatments (only direct-acting antiviral (daa) and vaccinations can be used in the evaluation) and the presence of negative externalities [2] , meaning that the disease consequences are not limited to their patients infected or potentially but also to the related families who may experience social distress as well. also, human mobility and long-distance trade have increased; ever-larger cities, often girded with slums, have become highways for microbial traffic; poverty perpetuates vulnerability to infectious disease; and sexual practices, drug injecting, intensified food production and much modern medical technology all create new "audience" for microbial opportunism, and new management issues for public health decision makers [1] . for all these reasons, a global assessment of socio-economic impact seems practically impossible or, if contrary, it could not meet all the criteria to be relevant. rather, the impact can be split by relevant categories of viral infections, were the literature is more precise but even so, there remain some inconsistencies regarding the unification of the methodologies from the various studies that will ensure the comparability of the data. figure 1 presents statistical facts related to the most "burden-generator" viral infection diseases [3] [4] [5] [6] [7] . hiv/aids, considered as one of the major burdens of disease globally, became a chronic disease after the introduction of multiple antiretroviral therapy (art), and therefore it needs to provide longhiv/aids, considered as one of the major burdens of disease globally, became a chronic disease after the introduction of multiple antiretroviral therapy (art), and therefore it needs to provide long-term care and support for the ill person, demanding a higher level of treatment costs for the hiv-affected households. consequently, hiv/aids causes depletion of savings and productive assets, and increases the indebtedness of the hiv-affected households [8, 9] . moreover, the higher health care expenditure of the households reduces investment for nutritional food for the family members, investment for farming or business, and the children education. death during the working age of the patient is a major factor in the economic impact of hiv/aids. the household level impact of hiv/aids includes direct costs, including medical and non-medical costs, and productivity costs such as loss of labour time, as a result of the morbidity of hiv positive household members, as well as time spent by others caring for them [10] . this evidence suggests that hiv/aids places significant economic pressure on households trying to pay for health care costs, and trying to make up for lost income. the difficulty in accurately quantifying and explaining the morbidity and mortality related to viral hepatitis stems from the fact that hepatitis deaths are caused by five distinct viruses (hepatitis a-e) with different routes of transmission, or from the fact that death occurs decades after infection, and that when people die with hepatitis-related liver cancer and cirrhosis, these deaths are not always linked to the underlying infection. although antiviral therapy appears to be expensive (for example, average cost for a treated hcv case ranges from $26,500 to $94,500 [11] ), is considered to be also cost effective when compared with other well-accepted medical interventions [12] due to sustained viral response to therapy, the cost savings and quality-of-life improvement and prolongation of life expectancy from the prevention of hcv complications. in the era of new daas, the statement "provide treatment to hcv-patients" generates savings compared to not provide it. low and middle-income countries may consider hcv-treatment as a cost-saving intervention for the health system, not only in a long-term horizon, but in 5-10 years [5] . economic impact of no treatment is higher than treatment costs itself. but still, the enthusiasm for daa therapies, however, has been tempered by two major concerns: the price, still very high, of these medications, and, the challenges patients and clinicians face with respect to drug access in many countries. hsv and herpes zoster (varicella-zosterian virus-vzv reactivation) are some of the most common infections in humans, with no effective treatment available at this time. the impact on the health degree varies from a very small impairment to severe, disabling forms, in most cases limiting methods are applied to local infection and reducing side effects (pain, manifestations dermis etc.). also, specific psychological issues are related with this disease, such as negative feelings correlated to the condition following diagnosis, in particular if they have acquired the genital form of the disease. feelings can include depression, fear of rejection, feelings of isolation, fear of being found out, and self-destructive feelings [6] . as mentioned above, all the available reports present crude estimates rather than precise measures of the economic costs of the illness, because most of the costs are calculated directly on interventions or on medical budgetary chapters, without taking into account the societal losses. moreover, different approaches are discrepant (can be explained, at least in part, with the influence of compliance to treatment and possible under sampling of subpopulations in the data set) [7] . also, limitations must be placed on the ability to generalize the results beyond the sample. moreover, not only the cost matters. the costs of an intervention have to be compared with the results of interventions because the effectiveness of treatments and the efficiency can produce societal gains that must be offset by losses [13] . the usual most accurate methodology to estimate a burden (associated with a disease) is the so-called "cost-of-illness" [10] , and measures all the costs of a particular disease, including the direct, indirect, and intangible dimensions. it is widely accepted that estimating the total social cost of a disease is useful in establishing policy decisions [14] . but there are also other methods as the cross-sectional surveys of samples of primary and secondary care physicians, analyzing health care resource utilization or approaches based on the analysis of a large administrative data sets, such as values of spending or drugs consuming lists [15] . other approaches are used to estimate the number of patients seeking medical treatment, the average medical expenditures (as health inputs employed per unit multiplied by number of units) and estimated national costs. these comprehensive studies can often be advantageous in allocating total national expenditures among the major diagnostic categories [16] . however, regardless of the method, such analyzes are not possible otherwise than inside countries (where the impact determined by cultural and social aspects can vary substantially). but even in the absence of global data of this nature, we still can extract from the information presented the relevant issue for the topic of this paper: the current arrangements in the management of viral infections (treatments, prevention and limitations of spread) are costly and less effective, unaffordable in some cases and burdensome for medical systems. for example, according to the current analysis of globe newswire reports and data [17], the global antiviral drugs market was valued at $49.87 billion in 2018 and is expected to reach $71.48 billion by year 2026. sales of antivirals increased by approximately 20% each two years. moreover, thanks to better diagnostics, innovative drugs and new therapeutics, the market is likely to witness even further future growth. however, the list of viral diseases for which antiviral therapies are available is still relatively short [18] . there are several factors that hinder the development of antiviral drugs: • dependence of viruses replication on host cell biosynthetic machinery [19] , that leads to a limited number of virus-specific metabolic functions can be targeted by antiviral drugs without any damage to the host; • the viruses' functions are specific to each virus, preventing the development of a broad-spectrum antivirals fighting against different viruses that cause similar symptoms. antivirals developed for some viruses (as hsv and hiv) can treat the acute illness, but do not cure the latent infection. this leads to recurrent or chronic diseases that require treatment for longer periods of time [18] . all these limitations prompted the need for a paradigm shift. the great challenge of antiviral therapies is to move on to developing new drug formulas. this involves changing the physico-chemical and bio-pharmaceutical properties of antiviral molecules using new scientific strategies during the preparation or in dosage configuration. viruses are sub-microscopic intracellular parasitic particles of genetic material contained in a protein coat, totally dependent by host for cell replication, showing both living and non-living characteristics [20] . living characteristics of the viruses are represented by the high rate of multiplication (only in living host cells) and by the ability to mutate. the non-living characteristics for viruses consist in acellularity (lack of cytoplasm and organelles), the replication only by using host cell's metabolic machinery and the composition with dna or rna [20] . in humans, viral infections are responsible for different diseases as briefly presented in table 1 . according to international committee on taxonomy of viruses (ictv) there are 1 phylum, 2 subphylia, six classes, 10 orders, seven suborders, 89 families, 36 subfamilies, 387 genera, 59 subgenera and 2202 species [43] . currently, viruses are classified based on their type of nucleic acid (dna, rna, single-stranded, double-stranded) and their way of replication, known as baltimore classification [44] , divided as seven baltimore classes: • i-dsdna viruses (e.g., adenoviruses, herpesviruses, poxviruses): enter to the host nucleus and are dependent by host cell polymerases to replicate viral genome. the virus may induce the cell to forcefully undergo cell division, which may lead to transformation of the cell and, ultimately, to cancer. • ii-ssdna viruses (+ strand or "sense") dna (e.g., parvoviruses), consists of viruses that have a single-stranded dna genome of the same polarity as the mrna. excepting parvoviruses, most of them have circular genomes and are replicating within nucleus. • iii-dsrna viruses (e.g., reoviruses): not dependent by host replication polymerases and their replication (monocistronic) is realized into capsid (in cytoplasm). • iv-(+)ssrna viruses (+ strand or sense) rna (e.g., picornaviruses, togaviruses): the rna can be directly accessed by ribosomes of the host to form proteins, and use a simple reproduction pathway (viruses with polycistronic mrna) or a more complex transcription pathway (for which subgenomic mrnas, ribosomal frameshifting, and proteolytic processing of polyproteins may be used). [34] [35] [36] [37] [38] gastroenteritis adenoviruses, rotaviruses, noroviruses, astroviruses, coronaviruses [39] [40] [41] sexually transmitted diseases herpes simplex type 2, human papillomavirus hiv [42] there are distinct stages of viral replication (cell entry, uncoating, transcription of viral genome, translation of viral proteins, post-translational modifications and assembly of virion components) and the classes of antiviral agents that can act at each stage, the correspondence between stage of replication and classes of selective inhibitors being described in detail in reference [45] and their pharmacological properties as it follows in the next section. according to our knowledge (based on found studies) only the antivirals summarized in figure 2 were applied in nanomedicine. the therapy of the large hsv family of double-stranded dna viruses, widely distributed among humans, includes highly selective and effective antivirals, from which only acyclovir (acv) and ganciclovir (gcv) were incorporated into nanomaterials; a complete classification of hsv antivirals pharmaceutics 2020, 12, 171 6 of 34 can be found in described in detail in references [46] [47] [48] [49] [50] . briefly, acv pharmacology can be explained as follows: • the acv selectivity is dependent by interaction with viral hsv thymidine kinase and dna polymerase, therefore the cellular uptake and first phosphorilation are facilitated by hsv thymidine kinase that presents a high affinity for acv; • then, intracellular enzymes convert monophospate to triphosphate acv and this form of acv inhibits viral dna polymerase and, to a much lesser extent, cellular dna polymerase; acv triphosphate is also integrated into viral dna and acts as a chain terminator, as it binds to viral dna polymerase and determines its irreversible inactivation by a mechanism called suicide inactivation [51] [52] [53] ; • occurrence of resistance to acv could be acquired by three mechanisms: impaired production of viral thymidine kinase (the most common), altered thymidine kinase substrate specificity (e.g., phosphorylation of thymidine but not acyclovir), or altered viral dna polymerase (rare). alterations in viral enzymes are caused by point mutations and base insertions or deletions in the corresponding genes [54] . according to our knowledge (based on found studies) only the antivirals summarized in figure 2 were applied in nanomedicine. the therapy of the large hsv family of double-stranded dna viruses, widely distributed among humans, includes highly selective and effective antivirals, from which only acyclovir (acv) and ganciclovir (gcv) were incorporated into nanomaterials; a complete classification of hsv antivirals can be found in described in detail in references [46] [47] [48] [49] [50] . briefly, acv pharmacology can be explained as follows:  the acv selectivity is dependent by interaction with viral hsv thymidine kinase and dna polymerase, therefore the cellular uptake and first phosphorilation are facilitated by hsv thymidine kinase that presents a high affinity for acv;  then, intracellular enzymes convert monophospate to triphosphate acv and this form of acv inhibits viral dna polymerase and, to a much lesser extent, cellular dna polymerase; acv triphosphate is also integrated into viral dna and acts as a chain terminator, as it binds to viral dna polymerase and determines its irreversible inactivation by a mechanism called suicide inactivation [51] [52] [53] ;  occurrence of resistance to acv could be acquired by three mechanisms: impaired production of viral thymidine kinase (the most common), altered thymidine kinase substrate specificity (e.g., phosphorylation of thymidine but not acyclovir), or altered viral dna polymerase (rare). alterations in viral enzymes are caused by point mutations and base insertions or deletions in the corresponding genes [54] . the mechanism of gcv inhibits viral dna synthesis [55] as briefly explained below:  it is monophosphorylated intracellular by viral thymidine kinase during hsv infection and by a viral phosphotransferase encoded by the ul97 gene during cmv infection, while diphosphate and gcv triphosphate forms are produced by cellular enzymes; the mechanism of gcv inhibits viral dna synthesis [55] as briefly explained below: • it is monophosphorylated intracellular by viral thymidine kinase during hsv infection and by a viral phosphotransferase encoded by the ul97 gene during cmv infection, while diphosphate and gcv triphosphate forms are produced by cellular enzymes; • cmv can become resistant to gcv by mutations in the viral phosphotransferase encoded by the ul97 gene and by mutations in viral dna polymerase [56] . the conventional treatment (prophylaxis or therapy) of an influenza virus infection, as a major public health concern worldwide, is designed to target viral proteins and could be used, either alone or in combination [57] . these include also amantadine and neuraminidase inhibitors (zanamivir and oseltamivir), that have been encapsulated into nanoparticles as specified in table 2 . potent vacuolar atpase (v-atpase) inhibitors, namely diphyllin and bafilomycin, previously shown to have broad-spectrum antiviral activity represent another possibility against influenza virus infection [58] [59] [60] . briefly, the antiviral mechanism of amantadine is based on nterference with the viral protein, m2 (an ion channel), the protein needed for the viral particle to become uncoated once it is taken inside the cell by endocytosis [61] . also, oseltamivir carboxylate mechanism implies a selective inhibition of influenza virus neuraminidase enzymes, which are glycoproteins found on the virion surface, very important for viral entry into uninfected cells, for the release of recently formed virus particles from infected cells, and for the further spread of the infectious virus in the body [62, 63] . hepatitis viruses have been the subject of intense study in the last years, with a special attention on therapy. as mentioned in the first section, hepatitis treatment depends upon the type of hepatitis, therefore different antivirals are considered and summarized in detail in references [64] [65] [66] [67] [68] [69] . currently, interferons (ifns) α, β, and γ have antiviral activity, the first two being produced by nearly all cells as response to viral infections, while the third is restricted to t-lymphocytes and nk cells. ifn-induced proteins include 2 -5 -oligoadenylate [2-5(a)] synthetase and a protein kinase, either of which can inhibit protein synthesis in the presence of double-stranded rna. the 2-5(a) synthetase produces adenylate oligomers that activate a latent cellular endoribonuclease (rnase l) to cleave both cellular and viral single-stranded rnas. antiretroviral therapy-art-refers to the treatment with hiv medicines. according to the last updated list approved by food and drug administration (fda) these drugs can be classified as can be seen in figure 2 [70, 71] . in the following paragraph the authors describe the pharmacological mechanism of the medicines for hiv treatment that were included/encapsulated/incorporated into nanomaterials. the representative nucleoside reverse transcriptase inhibitor (nrti) zidovudine (azt) is phosphorylated intracellular by kinases specific to azt 5 -triphosphate, a metabolite responsible for termination in elongation of proviral dna because it is incorporated by reverse transcriptase into nascent dna but lacks a 3 -hydroxyl group. resistance to azt is associated with mutations at reverse transcriptase codons 41, 44, 67, 70, 210, 215, and 219 [72] . also, lamivudine (lam), another nrti agent, enters cells by passive diffusion, and then is converted to the monophosphate by deoxycytidine kinase, and undergoes further phosphorylation by deoxycytidine monophosphate kinase and nucleoside diphosphate kinase to yield lamivudine 5 -triphosphate, which is the active anabolite [73] . tenofovir disoproxil is a derivative of adenosine 5 -monophosphate lacking a complete ribose ring, and it is the only nucleotide analogue currently marketed for the treatment of hiv infection, being active against hiv-1, hiv-2 and hbv. after a rapid hydrolysis, tenofovir is formed, being then phosphorylated by cellular kinases to its active metabolite, tenofovir diphosphate which is a competitive inhibitor of viral reverse transcriptases and is incorporated into hiv dna, causing chain termination [74, 75] . non-nucleoside reverse transcriptase inhibitors (nnrtis) include a variety of chemical substrates that bind to a hydrophobic pocket in the p66 subunit of the hiv-1 reverse transcriptase and induce a conformational change in the 3d structure of the enzyme that greatly reduces its activity, and thus they act as non-competitive inhibitors. unlike nucleoside and nucleotide reverse transcriptase inhibitors, these compounds do not require intracellular phosphorylation to attain activity [76] . also, the binding site for nnrtis is virus-strain-specific and the approved agents are active against hiv-1 but not hiv-2 or other retroviruses and should not be used to treat hiv-2 infection. hiv protease inhibitors (pis) are peptide-like chemicals that competitively inhibit the action of the virus aspartyl protease (a homodimer consisting of two 99-amino acid monomers). the preferred cleavage site for this enzyme is the n-terminal side of proline residues, especially between phenylalanine and proline. these drugs prevent proteolytic cleavage of hiv gag and pol precursor polypeptides that include essential structural (p17, p24, p9, and p7) and enzymatic (reverse transcriptase, protease, and integrase) components of the virus, preventing the metamorphosis of hiv virus particles into their mature infectious form [77, 78] . only sqv, indinavir, atv, rtv, nfv and lopinavir are currently employed in nanotechnology research. there are two drugs available in the entry inhibitors class: enfuvirtide-enf and maraviroc-mcv, with different mechanisms of action, both incorporated into nanoparticles as specified in table 2 . enf inhibits fusion of the viral and cell membranes mediated by gp41 and cd4 interactions, while mcv is a chemokine receptor antagonist and binds to the host cell ccr5 receptor to block binding of viral gp120. as such, mcv is the only approved antiretroviral drug that targets a host protein [79] [80] [81] . raltegravir (ral), the first approved hiv integrase inhibitor, has potent activity against both hiv-1 and hiv-2, and also retains activity against viruses that have become resistant to antiretroviral agents of other classes because of its unique mechanism of action [81] [82] [83] [84] . ral was encapsulated into a polymeric plga nano-formulation and gold nanoparticles (see table 2 ). the first line of defence [85] that any substance encounters is the biological barriers penetration into the organism. the "security" system includes physiological barriers, such as blood-brain barrier (bbb), epithelium, stratum corneum, air-blood lung barrier [86] , reproductive system barrier, etc. all of which control the extracellular and intracellular access and trafficking of foreign substances such as bacteria, viruses, fungi, and chemicals [87] but also provide selective access to "suitable candidates" such as nutrition and/or therapy molecules. it is well established that more than one mechanism may be involved in intracellular drug delivery. the mechanisms involved in nano-based intracellular drug delivery include passive diffusion of free drug, non-specific phagocytosis of the nanocarrier, nanocarrier uptake by pinocytosis, and receptor-mediated endocytosis [88] . in this section, we will discuss in particular how to overcome biological barriers such as mucus, skin, cell membrane and bbb in antiviral therapy. the gastrointestinal tract, respiratory system, the urogenital cavities, eyes and mouth, are all covered with mucosal membranes. the highly adhesive mucus acts as protective layer as well as for lubrication purposes. although large molecules cannot pass, small ones along with viruses can easily penetrate. these are also the reasons that drug delivery is so challenging. mucus contains 95% of water along with mucin fibres, lipids, salts, cholesterol and proteins. it is continuously produced but the thickness, ph and amount differ by its position. two strategies have to be followed for passing through mucus, mainly depending how fast the turnover is: fast mucosal penetration or highly adhesive particles (slow turnover) to increase the drug's residence on the targeted mucosa. mucoadhesion can be the resultant of interactions like hydrophobic, hydrogen bonding, ionic bonding or van der waals ones. other possible attractive interactions can be covalent bond formation between catechols, maleimides, thiols, and acrylates with domains of mucin glycoproteins rich in cysteine. chitosan, alginate, pectin or cellulose polymers are mostly used for achieving adhesion on mucosa. furthermore, it is known that thiolation of the mentioned polymers develops high mucoadhesive properties. mucopenetration is the second strategy found to permeate the mucus layers by two potential mechanisms: active strategy characterized by the interaction with the mucus and chemically shifting the features of the mucus or their own structures and passive strategy that uses hydrophilicity enhancers to penetrate the mucus [89] . the classical hsv therapy includes daily dosing of orally administered acv [90] that is effective in most cases, and of course problematic in other cases, for example, in long-term use of acv patients report resistance against the drug followed by renal injury [91, 92] . another issue produced by standard hsv treatment in this case for the topical form of trifluridine (tft) and ganciclovir (acv analog) gels, is denoted by low retention time on vaginal and corneal mucus followed by multiple doses up to 10 times [93] . the nanotechnology field offers a great deal of drug delivery modalities in order to overpass the biological barriers, deliver efficiently the incorporated active principle in a controlled and targeted pharmaceutics 2020, 12, 171 9 of 34 manner, reduce circulating drug levels and attenuate the renal damage. a recent review points out the nanogels based on the above-mentioned materials capabilities as an adequate example to pass through these types of biological barriers [94] . for example, the synthesized nano-drug delivery micelles based on chitosan-g-oligo (nipaam) copolymers stabilised by ionotropic crosslinking by raskin et al. [95] , gave good results for delivering antiretroviral drugs (efv) through mucosa. more studies on how acv penetrates different barriers can be found in table 2 and detailed in section 5. it is important to mention a "special barrier" namely the ocular mucus that changes completely in 5 to 8 min, making the drug absorption unfavourable. in addition, the eye is protected by blood-anterior chamber and blood-retinal barriers. in case of drug administration, a combination of penetration and adhesion of the substances is necessary. polymers like phosphotyrosine could be the solution. it was demonstrated that if intestinal alkaline phosphatase is present, polymers can manifest a zeta potential change, thus causing their immobilization after penetration. another kind of construct for combining adhesion and penetration is through thiolated systems with mucolytic enzymes, ph dependent. therefore, at acid ph, the absence of disulphide bonds formation with cysteine-rich domains in mucins does not manifest mucosal adhesion unless they are near the epithelium [94] . skin, as the largest organ of our body, protects us from microorganisms and chemicals, regulates our body temperature and maintains hydroelectrolytic balance. the two layers of the skin are the epidermis and the dermis. the first one is avascular and is composed of stratified, keratinized squamous epithelium, in four layers from bottom up: basale, spinosum, granulosum and corneum. thick skin (palms and soles) has a fifth layer (under the most superficial corneum) called lucidum. the dermis consists of two layers (reticular and the more superficial papillary) of connective tissue of elastin and collagenous fibres and has in its component blood and lymphatic vessels network, nerves, touch receptors (meissner corpuscles), adipocytes, phagocytes, hair follicles and sweat glands [96] . topical, through skin drug delivery, has a local effect, requiring less drug for the targeted outcome. transdermal therapy results in fewer side effects with no need of regular treatment but systemic distribution of the drug. both methods of treatment have a common blockage, stratum corneum. to pass through this barrier, different approaches were developed based mostly on disrupting this structure chemically with substances like surfactants, alcohols, esters, amines, terpenes, alkanes phospholipids, or mechanically by using ultrasounds, micro needling, magnetophoresis, iontophoresis, electroporation or lasers. excessive use, though, can damage the skin. analysing the literature data, we can suggest that there are different processes and mechanisms that govern the penetration of small/large molecules through skin barrier. according to schneider et al. [97] review there are two general pathways for skin absorption: through skin appendages or through the stratum corneum and the underlying layers. the lipophilic statum corneum medium determines the first mechanism of skin penetration, namely absorption of lipophilic compounds [98] . the three transport routes of substances across stratum corneum can be classified in transcellular, intercellular and trans-appendageal pathways as defined by liang et al. [98] . more examples are available but the conclusion is the same: "the full understanding of the penetration or absorption processes is still under evaluation" due to the challenges associated with delivering complex burdens through the skin barrie [99] . as specified in section 2, the current antiviral therapy for hsv infection includes topical formulations of acv that is unable permeate stratum corneum and target the virus site at the basal epidermis due to its polarity and solubility, leading to poor clinical efficacy due to delayed antiviral activity and sub-inhibitory concentrations [100] . nanotechnology strategies [97] seem to facilitate the "admission fees" due to the rationally design and innovative functionalities of the synthesized nano-platforms as presented in figure 3 . one more problem in dermal drug passing is related to inflammation skin pathology. the barrier is changed, and the drug resides much less on the targeted site because of fast penetration. the thermoresponsive drug delivery nanogels used in this purpose have encouraging results for overcoming the abovementioned problems. ph sensitive nanogels can also be utilised for controlled medicinal release. epidermis due to its polarity and solubility, leading to poor clinical efficacy due to delayed antiviral activity and sub-inhibitory concentrations [100] . nanotechnology strategies [97] seem to facilitate the "admission fees" due to the rationally design and innovative functionalities of the synthesized nanoplatforms as presented in figure 3 . one more problem in dermal drug passing is related to inflammation skin pathology. the barrier is changed, and the drug resides much less on the targeted site because of fast penetration. the thermoresponsive drug delivery nanogels used in this purpose have encouraging results for overcoming the above-mentioned problems. ph sensitive nanogels can also be utilised for controlled medicinal release. thermoresponsive nanogels can be controlled through irradiation with infrared lamp. another way of skin penetration is the hair follicle. the stratum corneum is less intact in the lower infundibulum, so the nanoparticle's (nps) passage is dependent on size and not on composition [94] . the cell membrane separates the content of a cell from the exterior surroundings. besides the standard protection around the cell, the cell membrane controls what substances go in and out. the composition is based on a bilayer of phospholipids, internally hydrophobic (tails) and externally hydrophilic (heads) with different proteins and cholesterol between them. the membrane is permeable selectively, permitting only some materials to pass through its lipid layer by active (through protein pumps or vesicles) or passive (diffusion) processes of transportation. water passes the membrane through a process called osmosis, which occurs when an imbalance of solutes appears outside and inside the cell [101] . in most of the cases, hydrophobic and small molecules can pass through diffusion. nanoscale drug delivery systems depend upon an active mechanism (endocytosis). over this process, the cell unit takes in ions, solid particles and molecules. there are studies that prove that positive charged nanogels can bind the membrane of the cell (negative charge) through electrostatic intercommunication. more than that, receptor-mediated endocytosis can provide a mechanism through which selectively attracted cell groups are targeted. in addition, hydrophobic nanoplatforms can grow the adhesion to the membrane and the amount of drug entered in the cell [94] . thermoresponsive nanogels can be controlled through irradiation with infrared lamp. another way of skin penetration is the hair follicle. the stratum corneum is less intact in the lower infundibulum, so the nanoparticle's (nps) passage is dependent on size and not on composition [94] . the cell membrane separates the content of a cell from the exterior surroundings. besides the standard protection around the cell, the cell membrane controls what substances go in and out. the composition is based on a bilayer of phospholipids, internally hydrophobic (tails) and externally hydrophilic (heads) with different proteins and cholesterol between them. the membrane is permeable selectively, permitting only some materials to pass through its lipid layer by active (through protein pumps or vesicles) or passive (diffusion) processes of transportation. water passes the membrane through a process called osmosis, which occurs when an imbalance of solutes appears outside and inside the cell [101] . in most of the cases, hydrophobic and small molecules can pass through diffusion. nanoscale drug delivery systems depend upon an active mechanism (endocytosis). over this process, the cell unit takes in ions, solid particles and molecules. there are studies that prove that positive charged nanogels can bind the membrane of the cell (negative charge) through electrostatic intercommunication. more than that, receptor-mediated endocytosis can provide a mechanism through which selectively attracted cell groups are targeted. in addition, hydrophobic nano-platforms can grow the adhesion to the membrane and the amount of drug entered in the cell [94] . the bbb is a highly selective semipermeable structure composed of five parts: the basement membrane, the astrocytes, the immune cells, the pericytes and an endothelial cell layer of capillaries. the area between basement membrane and the neurons is called virchow-robin space. in this region there is interstitial fluid in which reside microglia. all the above components are called neurovascular unit. the kinetics of this unit is crucial to the role of bbb and its states of illness. the capillaries of bbb compose a layer of squamous epithelial cells that fold to form a circular vessel. these cells are linked with strong connections for blocking entrance or exit of materials through central nervous system. protein transportation facilitates the selective flow of molecules through vessel lumens, essential biomolecules being in higher concentrations, like glucose and at the same time eliminating toxins. the bbb is a physical and metabolic "obstacle", physiologically important and active, which survey blood-brain traffic and control it, restricting the paracellular diffusion between the endothelial cells (microvessels) and the efflux pumps activity that quickly expel back into the capillary lumen a wide variety of xenobiotics. bbb integrity and function is critically influenced by what is now referred to as "the extended neurovascular unit" that incorporates not only microvascular endothelial cells and adjacent pericytes, astrocytes and neurons, but also neighbouring smooth muscle cells and microglia in the brain, and blood cells in the capillary lumen such as polymorphonuclear cells, lymphocytes and monocytes [102] . transport at the bbb level is assured by numerous transport mechanisms that provides to the brain the necessary nutrients and also protects from the toxic xenobiotics. the main transport mechanisms are represented by free diffusion of small lipophilic substances or by active transport (carrier mediated, receptor mediated and active efflux transport). active efflux transport is assured by two major types of transporters that extrude metabolic waste, xenobiotics and a large number of drugs from the brain back into the blood. the first superfamily of bbb efflux transporters is the solute carrier proteins (slc) superfamily, being represented at the level of bbb by slc22 and slco (slc21) efflux transporters. the second is the atp-binding cassette (abc) efflux transporter family represented by permeability glycoprotein (p-gp), breast cancer resistance protein (bcrp) and the multidrug resistance associated proteins (mrps) [103] [104] [105] . based on their localisation, the abc efflux transporters prevent lipophilic and amphiphilic environmental toxic compounds or drugs, including anti-inflammatory, immunosuppressive, anti-infectious, antineoplastic drugs, some antiepileptic, antidepressant and psychotropic agents, and drug conjugates by an energy-dependent, unidirectional direct transport mechanism, from entering specific substrates [106] . the bbb's efflux machinery does an excellent job of recognizing xenobiotics, but a poor job on distinguishing between toxicants and therapeutic drugs, creating an important obstacle to treatment of brain cancer, epilepsy and neuro aids [107] . the penetration of the bbb for drug delivery, although challenging, captivates the interest of numerous researchers in antiviral therapy since the mechanisms by which for example hsv-1 penetrates the cns remain unclear. the most likely routes include retrograde transport via the olfactory or trigeminal nerve fibres, occasionally leading to herpes simplex encephalitis (hse) caused by hsv-1 [108] . another studied virus that is involved in encephalitis and bbb disruption is hiv, known to cause severe neurological disorders and leading to hiv-related encephalitis [109] since bbb is impermeable to 98% of antiretroviral drugs [110] . the possible mechanism responsible for bbb disruption in hiv-1 encephalitis is considered a "trojan horse" mechanism, where hiv infects specific t-lymphocytes and circulating monocytes, then entering to cns through bbb gaps and followed by inflammatory reactions [111] , but, in the last years nanotechnology has been intensely explored and several experimental attempts have been carried out in order to enhance the bbb permeability toward antiretroviral drugs, briefly described below based on the nano-based formulation composition, since it is well known that the size and surface functionalization influence transport properties within tissues: • polymeric polybutylcyanoacrylate (pbca) nanoparticles with two incorporeated antiretroviral drugs (azt and lamivudine) showed a 8-20 and 10-18 fold increase in bbb permeation, by three possible mechanisms as presented by the authors: prolonged interaction interval between drug-loaded nanoparticles and brain-microvascular endothelial cells elevated the concentration gradient between blood and the brain, polysorbate 80 covering on the periphery of nanoparticles was able to be absorbed and degraded nanoparticles improved drug absorption [112] ; • spherical transferrin coated-pegylated albumin nanoparticles encapsulating azt prepared by ultra-emulsification method using chemical cross-linking by glutaraldehyde gained an access across the bbb through the transferrin receptor mediated endocytosis on the membrane [113] ; • transferrin-conjugated quantum rod nanoparticles conjugated with saquinavir crossed an in vitro bbb model by exploiting a receptor-mediated transport [114] ; • magnetic liposomal nanoformulations of azidothymidine 5 -triphosphate (the active form of azidothymidine) migrate across bbb in vitro, either directly or by a monocyte-mediated transport, under the influence of an external magnetic field [115] ; • novel nanodrug consisting of an iron oxide nanoparticle coated with pma amphiphilic polymer and functionalized with the antiretroviral peptide enfuvirtide crossed the bbb by a passive diffusion, probably mediated by the absorption of the amphiphilic coating on the cell membrane [116] . as briefly presented the preliminary results are more than encouraging. certainly, future investigations on the mechanisms about bbb disruption are needed along with novel, innovative, safe and efficacious therapeutic approaches. up to now we have concluded that current antiviral therapy has not yet achieved the ideal shape and efficiency and also that the complex biological barriers are major obstacles, but can we critically say that nanotechnology could be the identified solution? search engine queries on "nanotechnology" generate more than 114,000 items on specialized platforms (science direct, for example) that represents potential and challenges in different fields from biosensors and industry-related applications up to nanomedicine and biomaterials. when the search keywords are "nanotechnology as antiviral therapy" the same engine only returns 1404 results starting from 1997. it is a given fact that nanotechnology is defined as the application of materials on the nanometer scale. according to the literature data results, namomaterials designed with different shapes and morphologies display numerous advantages for use in antiviral therapy, namely: nanometric size that permits drug delivery through impermeable barriers [88] , large surface area to volume ratios for large drug payloads incorporation [117] and improved efficacy, surface modification and/or backbone functionalization versatility that facilitates cellular membranes passage [118] or enhancing stability and bioavailability [119] , virucidal activity against a series of viruses (hiv, hsv, hbv, etc.) due to biomimetic properties [120] , increased specificity, improved antiviral delivery and controlled drug release to the target [121] through engineered moieties, decrease the emergence of drug resistance, personalized therapy possibility, protection of the drugs and low adverse drug side effects mainly due to the composition. the mechanisms of nanomaterial-mediated drug delivery are determined by the chemistry, the architecture and the specific properties of each nanosystem (as presented in the schematic representation in figure 4 ). the design of new drug delivery systems for the antiviral therapy is focused on manipulating these features that are relevant in viral diseases where high drug doses are compulsory, implies high costs and the patient is depended on the administration protocol. lembo and cavalli [18] present the current status up to 2010 in the nanoparticulate delivery systems in antiviral therapy area, highlighting their perspective on the challenges that must be tackled before the nanotechnology can be translated into clinical use as safe and effective antiviral formulations. therefore, the nanoparticulate antiviral systems synthesised up to 2010 consisted mainly of micelles, polymeric nps, solid lipid nps (slns), nanostructured lipid carriers (nlcs), liposomes, nanocapsules, vesicles, dendrimers, nanogels, cyclodextrin-based systems and emulsions. tackled before the nanotechnology can be translated into clinical use as safe and effective antiviral formulations. therefore, the nanoparticulate antiviral systems synthesised up to 2010 consisted mainly of micelles, polymeric nps, solid lipid nps (slns), nanostructured lipid carriers (nlcs), liposomes, nanocapsules, vesicles, dendrimers, nanogels, cyclodextrin-based systems and emulsions. in 2016, liu and chen [122] summarized in a review paper an interesting perspective of nanotechnology use in hiv/aids vaccine development. their overview underline the potential of various nanomaterials and nano-architectures to be used as hiv vaccine carriers or adjuvants due to proven capabilities to improve delivery, permeability, stability, solubility and pharmacokinetics of traditional hiv vaccine approaches. the authors exhibit also the desired features of nano-carriers and adjuvants with high benefits-cost ratio. in 2017, milovanovic et al. [123] outlined, beside, the virus replication cycle and mechanism of actions of antiviral agents, an overview of particulate carriers for drug delivery. the review summarized several classes of the mostly considered carriers namely liposomes, micelles, microspheres, dendrimers and nps synthesized as alternative supports for antiviral therapy. table 2 highlights part of their summary and described based on virus classification in section 5. in 2019, cao and woodrow [124] reviewed the nanotechnology solutions used to eradicate hiv reservoirs and also the gene delivery and immunotherapy nanocarriers used in cancer with potential in hiv treatment. in section 4. nanocarriers for eradicating hiv reservoirs" the authors focused mainly on nanocarriers incorporating combination therapeutics developed in order to boost drug effectiveness and minimize toxicity. several examples are presented in table 2 and described in section 5. in 2016, liu and chen [122] summarized in a review paper an interesting perspective of nanotechnology use in hiv/aids vaccine development. their overview underline the potential of various nanomaterials and nano-architectures to be used as hiv vaccine carriers or adjuvants due to proven capabilities to improve delivery, permeability, stability, solubility and pharmacokinetics of traditional hiv vaccine approaches. the authors exhibit also the desired features of nano-carriers and adjuvants with high benefits-cost ratio. in 2017, milovanovic et al. [123] outlined, beside, the virus replication cycle and mechanism of actions of antiviral agents, an overview of particulate carriers for drug delivery. the review summarized several classes of the mostly considered carriers namely liposomes, micelles, microspheres, dendrimers and nps synthesized as alternative supports for antiviral therapy. table 2 highlights part of their summary and described based on virus classification in section 5. in 2019, cao and woodrow [124] reviewed the nanotechnology solutions used to eradicate hiv reservoirs and also the gene delivery and immunotherapy nanocarriers used in cancer with potential in hiv treatment. in section 4. nanocarriers for eradicating hiv reservoirs" the authors focused mainly on nanocarriers incorporating combination therapeutics developed in order to boost drug effectiveness and minimize toxicity. several examples are presented in table 2 and described in section 5. recently, arca-lafuente et al. [163] overviewed nanotechnology-based systems as reliable alternative diagnostic tools for hcv infectious disease. even if our review does not cover screening, it is important to mention that new diagnostic methods are required in order to overcome current drawbacks of hcv under-diagnosed infection as highlighted in the above-mentioned review. the nanotechnology-based tools described in the review seem to fulfil the necessary features for hcv elimination. with the aim of developing new personalized diagnostic tools, farzin et al. [164] summarized current strategies and under-development tools for early diagnosis of hiv. their review combines the use of nanomaterials such as carbon nanostructures, nanoclusters, quantum dots, metallic and metal oxide nps as advanced structures for hiv detection with possible biosensing strategies targeting to offer innovative outlooks for developing intelligent, sensitive and specific nano-objects for in situ and real-time detection of hiv. in this section the authors point out the suitability of nanomaterials (recent data) for antiviral therapy, highlighting the enhanced features pursued to overcome the identified issues as related above. donalisio et al. [155] have reported the preparation by a modified nano-emulsion method of chitosan nanospheres (ns) loaded with 8.5% acv as a topical formulation against both hsv-1 and hsv-2 herpes virus strains. the main component, chitosan, a natural polycationic polysaccharide, was selected as a material for acv release, due to its distinctive properties: hydrophilic character, in situ gelling, mucoadhesion, permeation enhancing, in addition to a low cytotoxicity, biocompatibility and bioresorbability features [165] . the obtained gel formulation based on acv-loaded ns proved an enhanced ability to penetrate porcine skin to about 55% (at 24 h) greater than the commercial cream product (10%). ic 50 values against hsv-1 and hsv-2 were also determined on vero cell cultures infected with above-mentioned strains, displaying significant reduced values of 0.012 µm and 0.100 µm, respectively, when using the ns formulation as compare to 0.156 µm and 1.608 µm for free acyclovir. this nano-technological approach attests the higher efficacy of the described formulation and with promising expectations for further preclinical and clinical experiments. yadavalli et al. [133] have explored the potential of highly porous activated carbon (hpac) particles as a model for restricting hsv-1 and hsv-2 from entering target cells. they have considered this material due to the charcoal surface-active that could provide antiviral effects through virion sequestration approach. furthermore, acv molecules adsorbed or encapsulated inside the hpac pores revealed sustained drug release acting in a synergistic manner to obtain an enhanced therapeutic effect. the hpac compound prove d a 40 to 60% reduction in hsv-1 and hsv-2 entry for concentrations as low as 1 mg/ml. the ic 50 value of hpac corresponding to hsv-1 and hsv-2 infection in prophylactic administration was found of 0.8 and 1 mg/ml, respectively, significantly lower than clinically accepted tc50 value (half maximal toxicity concentration) of hpac. following the promising outcomes from in vitro tests, further determinations of antiviral efficacy on in vivo studies using a murine model of ocular (hsv-1) and genital (hsv-2) infection were performed. as a result, the acv loaded hpac acts by capturing the virus and releasing the encapsulated drug, hindering inflammation and immune cell infiltration in targeted tissue. the strong antiviral activity of this product was assigned to the charged surface of its pores which may interact with the cell's surface, stimulating an active exchange of ions (na + , k + , ca + , cl − , and oh − ), when sustained or slow release of acv has been acquired. moreover, these particles exhibited both prophylactic and therapeutic effects against hsv-1/hsv-2 cells, unlike the free drug that did not demonstrate a prophylactically antiviral response. gold and silver nps using seaweed sargassum wightii with anti-herpetic activity biogenic gold (au) and silver (ag) nps were prepared using the seaweed sargassum wightii (sw) and investigated for their antiviral activity against hsv-1 and hsv-2 strains [166] . the nps synthesis resided in an eco-friendly method, previously described in the literature [167] , replacing the use of different reducing agents. the obtained nps, sw-au and sw-ag, were evaluated concerning both cytotoxic and antiviral effect, using mtt and cpe (cytopathic effect) assays on vero cells. the results showed that cell viability ranged from 93% to 85% when the concentration ranged between 2.5 and 25 µl per sample in sw-au, and from 97% to 84.58% for concentrations of 2.5 and 1 µl per sample in sw-ag. the antiviral assay have shown a 70% decrease of cpe on both hsv-1 and hsv-2 when vero cells were treated with 10 and 25 µl sw-au, whereas sw-ag exhibit similar reduction of cpe at a concentration of only 2.5 µl per sample. higher concentrations of sw-ag are not accepted due to an increased cytotoxic effect. the authors claimed that the obtained results are in agreement with other published research and they inferred that functionalized metallic nps act as antiviral agents by blocking the virus attachments and cell access, depending on particle size. cagno et al. [168] conducted a research study concerning broad-spectrum antiviral products, which usually mimic heparan sulfate proteoglycans (hspg), as well-preserved target of "viral attachment ligands" (vals). the antiviral effect relies on the binding mechanism of the nanoparticles to the virus surface, thus preventing virus-cell attachment. in most cases, the reversibility of these bonds is reported [169] , so that by increasing the dilution viral inhibition is lost, causing those compounds not to be considered antiviral drugs. the aforementioned authors have designed antiviral nanoparticles of virucidal effect based on long and flexible linkers simulating hspg, leading to irreversible viral deformation. of the synthesized compounds, the most notable virucidal effect was found in the aunps coated with a 2:1 mixture of decanesulfonic acid (mus) and 1-octanethiol (ot). mus allows a multivalent binding [170] as a consequence of its structure comprising a long hydrophobic chain, sulfonic acid terminated. the enhanced activity of mus:ot-nps was assigned to the new construct using mus linker that caused local distortions and then a global virus deformation, leading to irreversible loss of infectivity. the mus:ot-nps exhibited efficient virucidal effect against hsv-1 and hsv-2, human papilloma virus (hpv-16), respiratory syncytial virus (rsv), dengue and lenti virus. the in vivo testing on balb/c mice infected with rsv reveals the efficacy of mus:ot-nps treatment that prevented the pulmonary dissemination of the infection. these results are in agreement with previous published data [171] , which assessed the relationship between the surface structure of nano-objects and their ability to cross cell membranes. both in vivo and in vitro tests on cell cultures have proven the lack of toxicity of mus:ot-nps. coumestrol is an isoflavonoid-like compound having the ability to inhibit the replication of hsv-1 (both acyclovir sensitive and resistant strains) and also some strains of hsv-2 [172] . argenta et al. [173] have designed a formulation in an effort to obtain a topical product for coumestrol delivery at the level of mucosa. in this approach, the bioactive compound was entrapped by fluid or rigid phospholipid nanoemulsions (dioleylphosphocholine, dopc and distearoylphosphocholine, dspc, respectively) dispersed in a hydroxyethylcellulose gel. the effectiveness of the proposed antiviral agents was tested regarding permeation and retention ability on intact and damaged porcine esophageal mucosae and for antiherpes activity on cell culture assays using vero and gmk ah1 cell lines. the greatest performance of both coumestrol-loaded nanoemulsions ne-cou/dopc and the same product thickened with hydroxyethylcellulose, hne-cou/dopc, as compared to those based on dspc, relies largely on the physico-chemical properties of the nanoemulsion. the positively charged nanoemulsion showing highest values of ζ-potential may interact with negatively charged surface of mucosa membrane, with beneficial consequences relating to transmucosal delivery of coumestrol [174] . the length of phospholipids alkyl chain, the number of unsaturations, the lipophilic/hydrophilic balance of the active principle also contributed to the global effect, so that the fluid-state of hydrocarbon chain induced by dopc explained the interaction between the oil-water interface and mucosa, increasing coumestrol permeation and retention. the low ic 50 values proved an enhanced antiviral activity against hsv-1 and hsv-2 after coumestrol formulation using nanoemulsions based on dopc, which could be considered for advanced studies in order to be introduced in therapy. the huge socio-economic impact of hiv, as mentioned in section 1, determined a continuously increased trend of studies related with finding an almost perfect treatment. since the seven classes of antiretroviral drugs defined by fda contain a large number of active principles, plenty of studies regarding their incorporation in different types of nanosystems can be found in the literature. several examples are presented below. rtis classes, nrtis and nnrtis, include some of the drugs often used in hiv treatment plans. recently, grande et al. [175] published a complex review on rtis nanosystems for controlled drug delivery and our review complements part of the data presented in this article, emphasizing the penetration of biological barriers in vitro or in vivo by nanosystems containing rtis. azt, a high bioavailable drug, has serious side effects, the most common being bone marrow suppression, toxicity for some organs, neutropenia and anaemia. specific target drug delivery using different nanosystems is a promising solution [140] . atz has been incorporated in hybrid nps based on alginate and stearic acid-poly ethylene glycol. c6 glioma, neuro brain and hela cells have been used to study the cellular uptake and the cytotoxicity of the nps in vitro. the results proved that these nanosystems are nontoxic and have significant brain cellular uptake, suggesting that they can be used for more complex internalization in brain cells studies [176] . in another study, sol-oil chemistry has been used to prepare small nps lactoferrin loaded with azt (50-60 nm in size), stable in biological simulated fluids (gastric and intestinal). antiviral activity of nps has been analysed using supt1 cells infected with hiv-193in101 virus and the results suggested that the encapsulation of azt in lactoferrin does not influence the drug activity. the nps loaded with azt and the drug alone have been orally administrated to wistar rats of both genders, the performed assays (bone marrow micronucleus, histopathological and biochemical analysis) showing that azt loaded in nps is more efficient and less toxic, compared with the soluble form [140] . lamivudine-lam, a water-soluble drug with two main drawbacks: its half-life is only 2 h and has a deficient bioavailability, especially in paediatric patients (68%) [177] . lam has been included in nps based on poly(ε-caprolactone)-pcl [178, 179] , poly lactic-co-glycolic acid-plga [141] , chitosan and sodium alginate [180] , eudragit e100 [177] . the physico-chemical characterization of the obtained nps has shown an adequate size of the nps and a good stability. in vitro drug release tests indicate that nps can support the drug delivery for 24 h, indicating a less frequent administration [179, 180] . sneba et al. [177] have reported a more complex study, where lam-polymeric non-cytotoxic nps have been included in films for drug delivery through the buccal mucosa barrier. four mucoadhesive polymers: polyvinyl alcohol-pva, polyvinyl pyrrolidone-pvp, sodium carboxymethylcellulose-scm, hydroxypropyl methylcellulose-hpmc have been used to prepare the films. moreover, ozturk et al. [141] , obtained plga nps loaded with lam and proved that are physicochemical stable and slowly released the drug, a great property attributed to ester end-group of plga. because these nps were intended for oral administration, the authors evaluated the gastrointestinal stability of the nps in vitro, using different fluids of biological interest with ph in the range 1.2-7.4 phosphate buffer solution, intestinal fluid phosphate buffer solution, physiological serum and distilled water; the tests have been developed at 37 • c for 24 h. the results indicated that plga nps are promising intestinal targeted drug delivery system for lma, being stable in tested media. in clinical practice, lam is frequently administrated together with azt, therefore this combination of drugs is being studied for target delivery using different types of nps. sankar et al. [142] used plga, methylmethacrylate-sulfopropylmethacrylate-mma-spm, poly lactic acid-pla, and poly methyl methacrylate-pmma to prepare different types of nps by emulsion polymerization, as drug delivery nanosystems for atz (52%) and lma (58%). in vivo acute toxicity has been studied in mice; the results proving the fact that the drug doses loaded in the nps are not toxic. atz-lam plga nps seemed to be the most promising nanosystems. efavirenz-efv, one of the most used nnrtis in clinical practice, is a poorly water-soluble drug, and the incorporation in different drug delivery nanosystems being a solution for this drawback. patel et al. [156] obtained nanosuspensions-ns based on povidone polymer-polyvinylpyrrolidone (pvp) k30, poloxamers steric stabilizer (188 and 407) and an anionic electrostatic stabilizer (sodium lauryl sulphate, a steric stabilizer-sls). compared with the drug alone, an important improvement of saturation solubility has been noticed for the ns with efv. the incorneporation of efv in ns increased the absorption of the drug in rat intestine in situ, and very important the oral bioavailability in the studies on albino rabbits. lactoferin used to prepare nps loaded with atz [140] , as described above, has been used also to encapsulate efv [146] , based on the same preparation technique: sol-oil chemistry. compared with free efv, the encapsulation of the drug in nps showed a reduced toxicity to peripheral blood mononuclear cells, jurkat t cells and b16-f10 cells, an increased anti-hiv-1 activity and improved oral bioavailability and pharmacokinetic profile in studies on rats. atv. low brain permeability and antiretroviral drug resistance are two of the most important disadvantages of atv. this pis drug has been encapsulated in slns and studied as nanosystems for brain delivery using hcmec/d3 as a blood-brain barrier in vitro model, hcmec/d3 being human brain microvessel endothelial cell line. average atv had an important increase regarding the cellular uptake once delivered through average nanosystems (around 167 nm) [159] . sqv, another anti-hiv pis, has been incorporated in poly(ethylene oxide)-modified poly (ε-caprolactone) (peo-pcl) nps [143] by a solvent displacement process. human monocyte/ macrophage (mo/mac) cell line-thp-1 has been used for in vitro cellular uptake assay. the drug has been successively released intracellular and a meaningful uptake of the sqv-peo-pcl has been noticed. nfv, used in hiv-1 and hiv-2 treatment as pi, is a promising drug that can be used also for other grave medical disorders like cancer [181] . some studies have showed the ability of different types of nps loaded with nfv to activate latent hiv and to restrict viral spread in vitro. kovochich et al. [160] showed that lipid nps-lnps incorporated with bryostatin-2, a protein kinase c activator (lnp-bry), can be loaded with nfv (lnp-bry-nfv), and proved the above mentioned abilities on j-lat full length cells (10.6). tang et al. [144] have prepared nps based on poly(lactic-co-glycolic acid)-polyethylene glycol diblock copolymers and anti-cd45ro antibody conjugated with suberoylanilide hydroxamic acid (saha) and nfv and tested theirs in vitro properties on ach-2 cells. more complex studies have been performed by venkatesh et al. [145] plga nps loaded with nfv have significantly enhanced the oral bioavailability of the drug studied in vivo in new zealand rabbits, a reduced frequency of dosing being needed in this case. the literature data reports also several studies where combinations of pis drugs have been incorporated in nanosystems and pre-clinically evaluated. duan et al. [161] have included separately atv and drv in lnps, but only atv-lnps proved to form stable drug-lipid concentrations. based on these results, the authors have developed lnps containing atv and rtv and also lnps containing atv + rtv + tenofovir (tfv-an hiv nrtis), the last ones being prepared in a large volume for a preliminary primate pharmacokinetic study. after lnps subcutaneously administration, the three drugs have been detected in plasma for seven days. enf is a fusion inhibitor that is incapable to cross the cerebrospinal fluid. fiandra et al. [116] proved that by including it into a nanosystem composed from magnetic nanoparticles (mnp) synthesized by solvothermal decomposition in organic solvent followed by fluorescent labelled pma coating could solve enf drawback. in vitro model (co-colture of rbmvecs and astrocytes) and in vivo model (balb/c mice) studies proved that nanoconjugated enf could penetrate bbb. mcv, an entry inhibitor acting as a ccr5 co-receptor antagonist, has been also included in some nanosystems in order to increase its oral bioavailability. solid drug nanoparticles-sdns, containing 70 wt % mvc and 30% some polymer/surfactant excipients have been prepared using the emulsion-template freeze drying technique. monolayers of caco-2 have been used as a human gut in vitro model in order to study the absorption behaviour of mvc sdns and in vivo oral pharmacokinetics of the mvc solid drug nanoparticles (sdns) has been analysed on a rat model. both studies indicated an advanced permeability of the mcv nps (based on pva and sodium 1,4-bis(2ethylhexoxy)-1,4-dioxobutane-2-sulfonate (aot) excipients) correlated with the normal drug [148] . bowman et al. [182] proved that small organic monovalent molecules conjugated to aunps acts as fusion inhibitors in vitro, while vijayakumar et al. [183] proved that aunps alone acts as entry inhibitors. moreover, integrase inhibitor, ral, has been functionalized with a thiol group in order to link au-nps. in vitro cellular uptake has been tested on macrophages, human brain microendothelial cells and primary peripheral blood mononuclear cells, the results suggesting that ral-pmba-au-nps penetrate the cells and also can exhibit antiviral activity. in vivo studies performed by injection of ral-pmba-au-nps in female adult balb mice tail proved that the studied nps could cross the bbb [184] . nanomedicine represents a fast-revolutionizing field that faces rapidly and constantly progress assessed by the numerous nanodrugs that have entered clinical practice and also by even more being investigated in clinical trials. table 3 presents the approved antiviral nanomedicines, from which half are vaccines. [193] according to singh et al. [185] review from 2017 and also to available information on the respective websites there are still several nanomedicines under evaluation, namely: • fluquit (stp 702) from sirnaomics inc. currently under preclinical evaluation, a polymer-based nanotherapeutic that incorporates sirna and targeting the h5n1 (avian flu), h1n1 (swine flu) influenza, and newly emerging h7n9; and cervisil (stp909), a nanobased drug candidate, which incorporates sirna for the treatment of hpv16 and hpv18; • dermavir from genetic immunity, a synthetic pathogen-like nanomedicine that incorporates single plasmid dna expressing 15 hiv antigens that assemble to hiv-like particles; dermavir vaccine completed phase i/ii randomized, placebo-controlled, dose-finding, double-blinded, multicenter study to assess the safety, tolerability and immune response in hiv-1-infected adults who are currently receiving anti-hiv treatment (number nct00270205) [194] ; • doravirine (mk-1439), from merck, a novel, next generation nnrti described as solid drug nanoparticle formulation tested for hiv; currently doravirine completed the pharmacokinetic trial of the bioavailability of four mk-1439 nano formulations in healthy adults (number nct02549040) [195] ; • lipid nanoparticles of arb-001467 tkm-hbv containing three rnai therapeutics for hbv genome targeting from arbutus biopharma; in 2018 the company completed the phase 2a, single blind, randomized, placebo controlled, study evaluating the safety, anti-viral activity, and pharmacokinetics (pk) following multiple doses of intravenous arb-001467 (number nct02631096) [196] . as discussed above, nanotechnology started to be a critical player in the antiviral therapy. as mentioned by ross et al. [99] , nanotechnology frees the current therapy payloads in terms of delivery across biological complex barriers, and could resolve the low bioavailability drawback as already stated in section 3. nanomaterials impart many physical, chemical and biological advantages [18, 197] such as: (1) small particle size in order to facilitate drug delivery through biological barriers, (2) large surface area to volume ratios to ensure large drug payloads, (3) tunable surface charge to facilitate cellular entry across the negatively charged cellular membrane, (4) biomimetic properties which result in intrinsic antiviral assets, (5) ability to anchor targeting moieties to increase specificity to desired cell types, tissue or other compartments, (6) improved solubility and pharmacokinetic and/or pharmacodynamics properties translated in longer time to allow greater accumulation, controlled and sustained release, (7) enhanced efficiency gained either by drug molecules entrapment to protect them from physiologically hostile media, or by using surface conjugation to target drugs to specific tissues, (8) reduced toxicity and (9) multifunctionality by combining several beneficial features in a stable construct, designed to simultaneously stimulate the replication of latent virus and deliver an antiviral to the activated cell [198] . several limitations were also acknowledged such as: (1) degradation, for example nanoparticles are degraded in the gut following oral administration, or fail to penetrate the mucus barrier and are thus minimally absorbed [199] , (2) undesired interactions with biological molecules that leads to opsonization, uptake by macrophages and reduced plasma half-life [200] , (3) non-specifically absorption that may induce apoptosis and disrupt cell membrane and adverse immunological responses [201] , (4) large dimension for renal clearance therefore cannot be degraded within the body, and are accumulated, leading to toxicity [202] , and (5) scaling up issues and high costs. in our perspective, the "ideal" nanocarrier for efficient antiviral delivery must take into considerations several key factors namely: clinical outcome, since patients need safe, effective, targeted, available and affordable therapy, as they are our inspiration; • from the clinical perspective, the future antiviral candidates should improve the efficacy of the fused/encapsulated drug, reduce the intake frequency and time, restrict adverse side effects and reduce therapy costs; • design consideration for the nanoplatforms that will allow targeted delivery of the drugs in sustained released manner and improves efficacy, safety and patient convenience; therefore, from a chemist point of view, hybrid nanosystems can gather all the necessary features in terms of composition, shape and size by overcoming limitations of individual systems and offers greater advantages. starting with the composition, the chosen materials should be biodegradable, biocompatible, and non-toxic, for example polymers are very attractive since they offer the possibility for chemical modifications over the surface or backbone. in addition to these advantages, the second component from the hybrid architecture (in the shape of potential liposomes) should offer besides advanced barrier penetration, higher encapsulation efficiency for the intended drug, which in combination with the polymeric piece will be able to modulate the release kinetics, the stability and prolong drug release. when thinking about the shape, we have in mind targeting capabilities as impact. as we already know, the shape is linked with size and surface charge and density, therefore a complex puzzle that must be solved. the surface charge and density should be carefully chosen during the nanoplatforms design through the surface modification possibility. the ideal candidate here from our perspective is peg due to its versatility to exhibit various charges, shapes and sizes but also to enhance tolerability, reduce clearance, and lengthen circulation time. the size influences the biodistribution and the uptake rate therefore the "nominee" has to be in the submicron size range, recommended to be under 200 nm. taking into consideration the performance indicators of nanomedicine, we claim that the development a personalized nanomedicine is possible via a synergistically approach. since the development of "best" viral carriers involves a multidisciplinary team, virologists should be directly implicated in the development, offering specialized support on the following matters: identification of differentially expressed moieties virus cells for targeted delivery, elucidation of the type of desired targeted and the response from the host cells to nanodelivery platforms. therefore, multidisciplinary research-oriented efforts have to be related also to system biology by exploring machine learning for process optimization and pharmacology in order to introduce best appropriate combination of therapeutic agents. in 2018, an interdisciplinary team of virologists and biochemists, which developed low-cost and "cell-friendly" nanogels that can efficiently prevent viral infections, addressed these challenges [203] . here, the flexible, nontoxic and broad-spectrum nanogels based on dendritic polyglycerol sulfate mimic cellular surface receptors where several viral families bind. the designed nanogels can multivalently interact with viral glycoproteins, shield virus surfaces, and efficiently block infection since they act as robust inhibitors for these viruses. when thinking about the translation into the clinical practice, the nano-based future antiviral therapy must follow a specific flow-chart, starting with the optimization and scale-up practices according to the good manufacturing practice, the elaboration of suitable regulatory guidelines and finishing with the development of cost-effective and high quality formulations available worldwide. taken into consideration all these enhanced features, the road to clinical practice still has many addressed issues in order to provide effective and safe antiviral nano-formulations to patients. treating or improving treatment success rate for viral diseases are fundamental responsibilities. the established potential and boosted progress of nanotechnology in antiviral therapy development generates great expectations for new therapeutic innovative strategies for attacking or eradicating viral disorders. at present, studies explored numerous and diverse nano-platforms including nanoparticles, liposomes, micelles, with different compositions, size, with single or combined entrapped drugs that may serve as potential antiviral drug delivery transporters. these nano-based systems have exhibited versatile features to improve the identified current therapy drawback. however, the clinical use of a nano-based antiviral formulation to date based on our knowledge has turned out just a few approved or under clinical trials nanoformulations, 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intracellular delivery nanotechnology and drug delivery part 2: nanostructures for drug delivery multivalent flexible nanogels exhibit broad-spectrum antiviral activity by blocking virus entry this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license key: cord-266294-ua22udlc authors: koch, oliver; sheehy, susanne; sargent, catherine; democratis, jane; abbas, sarah; schiefermueller, jurgen; angus, brian j. title: 29 antiviral drugs date: 2010-12-31 journal: side effects of drugs annual doi: 10.1016/s0378-6080(10)32029-0 sha: doc_id: 266294 cord_uid: ua22udlc publisher summary this chapter discusses the adverse effects of antiviral drugs used against cytomegalovirus, herpesviruses, hepatitis viruses, against hiv, and against influenza viruses. the cidofovir, drug active against cytomegalovirus, has been associated with bronchiolitis obliterans. aciclovir and valaciclovir has been reported with renal insufficiency. adefovir , a drug active against hepatitis viruses, is associated with the fall in creatinine clearance in patients with lamivudine-resistant hbe antigen (hbeag)negative disease. drugs active against hiv are comprehensively reviewed as in combination, nucleoside analogue reverse transcriptase inhibitors, nucleoside analogue reverse transcriptase inhibitors, and protease inhibitors. in a randomized controlled trial of indinavir, saquinavir and lopinavir in combination with low-dose ritonavir in 656 patients, median total cholesterol increased by 0.5 mmol/l in the patients with the highest minimum drug plasma concentrations. in patients with aids-associated aids dementia complex taking optimal stable background antiretroviral therapy including either abacavir or placebo, there was significantly more nausea in those who took abacavir. respiratory cidofovir has been used to treat adenovirus pneumonia in four pediatric lung transplant recipients (1 c ). two developed bronchiolitis obliterans, one of whom underwent retransplantation with a good outcome. the other developed tracheomalacia and required continuous low-flow oxygen and positive pressure ventilation through a tracheostomy. urinary tract of six hemopoietic stem cell transplant recipients, who were given cidofovir 5 mg/kg/week for 2 weeks, then on alternate weeks for a minimum of four (range 1-7) doses, three developed adenovirus hepatitis, two had colitis and one had nephritis (2 c ). all had cd34þ selected grafts and/or graft-versus-host disease and all had a cd4 count under 100 â 10 6 /l. the patients were pre-hydrated and brian j. angus antiviral drugs and given probenecid and intravenous immunoglobulin 1-2 g/kg/week followed by 0.5 mg/kg on alternate weeks for a minimum of four doses. two patients died of infection and four responded. none required withdrawal of treatment because of adverse effects. baseline creatinine was slightly raised (167 µmol/l) in the patient with hepatitis and improved with cidofovir. most of the patients had transient increases in creatinine as the number of doses increased. cidofovir 5 mg/kg/week or 1 mg/kg on alternate days adjusted to creatinine clear ance was used to treat 11 hemopoietic stem cell transplant recipients with invasive ade noviral infection, including three with pneu monia, one with hepatitis, four with hemorrhagic colitis and three with hemor rhagic cystitis (3 c ). all had concomitant intravenous immunoglobulin, and those with colitis had in addition one or more of oral immunoglobulin, ribavirin, or donor lymphocyte infusion. they varied in their degree of immunocompromise and the pre sence of graft-versus-host disease and some had leukocyte-depleted allografts. six died. there was nephrotoxicity in two cases. in a retrospective study of 19 recipients of hemopoietic stem cell transplants, mean age 42 years, who were given a mean of 4.5 (range 3-6) weekly doses of cidofovir 1 mg/ kg without probenecid for bk virus-asso ciated hemorrhagic cystitis, 84% had graft versus-host disease and were taking corti costeroids at the time of diagnosis (4 c ). there was no significant rise in creatinine in 14; 5 had renal insufficiency, but in all cases there were other potential causes. in only 3 cases could cidofovir have played a role. in those with normal renal function, 80-100% of the cidofovir was recovered from the urine, raising the possibility of therapeutic intravesicular administration. aciclovir psychiatric hemodialysis has been successfully used to treat an aciclovir induced psychosis (5 a ). • a 70-year-old man with rectal carcinoma and end-stage renal failure on hemodialysis was given intravenous aciclovir. he developed delirium, visual and auditory hallucinations, disorientation in place and time, and impaired recent memory. he recovered fully after 3 consecutive days of hemodialysis. urinary tract reports of renal insuffi ciency associated with the use of intravenous aciclovir continue to appear (6 a ). in a retrospective review of 126 children there was no effect of dose per kilogram, age, or sex on nephrotoxicity (7 c ). the predictors of aciclovir nephrotoxicity were the concomitant use of nephrotoxic drugs and impaired glomerular filtration rate (gfr) at baseline. fetotoxicity it has been suggested that maternal use of aciclovir may be associated with necrotizing enterocolitis in the neonate (8 a ). immunologic an acute allergic reaction to valaciclovir has been described (9 a ). • a 50-year-old woman developed general malaise, diffuse pruritus, angioedema of the hands and feet, and reduced consciousness and faintness within 5 minutes of taking valaciclovir 500 mg for genital herpes. skin prick tests for aciclovir were positive. urinary tract as with aciclovir, renal insufficiency has been reported with valaciclovir (10 a ) • a 73-year-old japanese man with cardio myopathy and chronic renal disease was admitted with anuria, systemic edema, and renal dysfunction after taking valaciclovir 1 g tds 5 days for herpes zoster infection with a non-steroidal anti-inflammatory drug. he was briefly dialysis-dependent but made a full recovery. adefovir (sed-15, 35; seda-30, 344; observational studies in patients with lamivudine-resistant hbe antigen (hbeag) negative disease, adefovir 10 mg alone (n = 14) or in combination with lamivudine (n = 28) caused a fall in creatinine clearance requiring a modification in adefovir dose in two patients on combined therapy; both had underlying liver cirrhosis (11 c ). one developed reduced liver function and biopsy showed steatohepatitis. one on adefovir monotherapy developed gastric cancer. five on combined therapy with underlying cirrhosis developed hepatocellular carcinoma, but this was not statistically significant. adefovir 10 mg/day in combination with lamivudine 300 mg/day has been used in 11 patients with recurrent hepatitis b virus infec tion after liver transplant (12 c ). all patients with chronic hepatitis b pre-transplant underwent a period of preoperative treat ment and peri-operative prophylaxis with lamivudine and hepatitis b immunoglobulin with or without adefovir if lamivudine-resis tant. no patient had adverse effects necessi tating drug withdrawal, but one required a dosage adjustment because of a rise in creati nine from 106 to 150 µmol/l. three had a recurrence of hepatocellular carcinoma, two of whom died 12 and 14 months after starting adefovir therapy and one of whom continued to be positive for hepatitis b virus dna. drug-drug interactions entacavir the interaction of entacavir 1 mg/day with adefovir 10 mg/day has been studied in a fixed-sequence crossover study in 26 heal thy adults (13 c ). the results suggested that combination therapy can be safely adminis tered without the need for dosage adjust ment of either drug. there was headache in nine subjects and dysmenorrhea in two when they took entecavir alone. see 'drugs active against influenza viruses: ion channel inhibitors', below. drug-drug interactions adefovir the interaction of entacavir 1 mg/day with ade fovir 10 mg/day has been studied in a fixedsequence crossover study in 26 healthy adults (13 c ). the results suggested that com bination therapy can be safely administered without the need for dosage adjustment of either drug. there was headache in nine subjects and dysmenorrhea in two when they took entecavir alone. lamivudine (sed-15, 1989 , seda-30, 344; seda-31, 480) observational studies in 33 treatmentnaive hbeag-positive children who took lamivudine and high-dose interferon alpha 2a combination therapy, flu-like symptoms and anorexia were the commonest adverse effects (90 and 76%); weight loss, nausea, vomiting, arthralgia, and loss of hair were also noted (14 c ) . in an open study of the pharmacokinetics of lamivudine in 12 patients receiving peri toneal dialysis, eye redness (n = 2) and diar rhea (n = 2) were the commonest adverse events (15 c ). comparative studies in a double-blind, phase iii, randomized, controlled trial of lamivudine 100 mg/day (n = 687) versus tel bivudine 600 mg/day (n = 680), creatine kinase activity was raised in patients receiv ing lamivudine (3.1%) and telbivudine (7.5%) and fell spontaneously during drug treatment to grade 2 or lower in 74% of those taking lamivudine and 67% of those taking telbivudine (16 c ). grade 3 or 4 rises in transaminases during treatment were more frequent with lamivudine than with telbivudine. observational studies high-dose ribavirin during an outbreak of severe acute respira tory syndrome in toronto was associated with a high rate of adverse events: anemia (odds ratio [or] = 3.0; 99% confidence interval [ci] = 1.5, 6.1), hypomagnesemia (or = 21; 99% ci = 5.8, 73), and bradycar dia (or = 2.3; 99% ci = 1.0, 5.1) (17 c ). the risks of anemia, hypomagnesemia, and bra dycardia attributable to ribavirin were 27%, 45%, and 17% respectively. the authors concluded that the use of high-dose ribavirin is appropriate only for the treatment of infectious diseases for which ribavirin has proven clinical efficacy, or in the context of a clinical trial. they further stated that ribavirin should not be used empirically for the treatment of viral syndromes of unknown origin. skin occasional rashes in areas of drug contact and conjunctival irritation occurred when aerosolized ribavirin was used for 10 months in an infant with immunodeficiency (18 a ). musculoskeletal in a double-blind, phase iii, randomized, controlled trial of lami vudine 100 mg/day (n = 687) versus telbivu dine 600 mg/day (n = 680), raised creatine kinase activity was more common in patients who took telbivudine and it fell sponta neously during drug treatment to grade 2 or lower in 67% of those who took telbivu dine and 74% of those who took lamivu dine. myopathy (characterized by muscle pain, weakness, and moderately raised crea tine kinase activity before and during treat ment) was reported in one patient after telbivudine therapy for 11 months. when telbivudine was withdrawn, the creatine kinase activity normalized within 1 month and the symptoms resolved over 9-12 months (16 c ). cardiovascular syncope occurred in a young man after he took tenofovir, emtricitabine and nevirapine for primary human immunodeficiency virus-1 (hiv-1) infection for 6 weeks and resolved after withdrawal of the antiretroviral drugs (19 a ). metabolism the hemochromatosis gene polymorphism hfe 187c> g and possibly mitochondrial haplogroup j gave relative protection against lipoatrophy during antiretroviral drug therapy in a trial in which 96 patients were randomized to didanosine þ stavudine or zidovudine þ lamivudine, combined with efavirenz and/ or nelfinavir in aids clinical trials group (actg) 384 sub-study a5005s (20 c ). stavudine had a less favorable effect on lipid profile and caused more lipoatrophy than abacavir (38% versus 4.8%) in a ran domized, open trial, stratified by viral load and cd4 cell count, in which 237 adults with hiv infection were assigned to stavudine (n = 122) or abacavir (n = 115), both com bined with lamivudine and efavirenz (21 c ). there were dose-related increases in total cholesterol, ldl cholesterol, and triglycerides in an open study in 56 seronegative volun teers, with persistent increases 2 weeks after withdrawal (22 c ). in a randomized controlled trial of indina vir, saquinavir and lopinavir in combination with low-dose ritonavir in 656 patients, med ian total cholesterol increased by 0.5 mmol/l in the patients with the highest minimum drug plasma concentrations (23 a ). gastrointestinal in a retrospective obser vational study of highly active antiretroviral therapy (haart), 27 of 50 patients who took indinavir in combination with zidovudine and lamivudine developed nausea and were significantly more likely to stop taking the treatment than those who were taking zidovudine þ lamivudine þ tenofovir (24 c ). in a long-term follow-up study of 200 asymptomatic hiv-positive participants for 157 weeks taking a combination of indinavir, lamivudine, and zidovudine, 40 stopped treat ment because of adverse effects, of which nausea (69%), diarrhea (37%), and abdom inal pain (28%) were the most common (25 c ). the most common adverse events in 21 of 151 patients in a prospective study of once-daily saquinavir þ ritonavir and two nucleoside reverse transcriptase inhibitors (nrtis) were abdominal discomfort, diar rhea, and vomiting (26 c ). similar findings were seen by other investigators (27 a ). liver in 199 hiv/hepatitis c co-infected patients, failure to achieve a sustained viral response, nrti therapy, didanosine, and stavudine were significantly associated with worsening of hepatic fibrosis in 34 (17%) (28 c ). after multivariate analysis, didanosine (or = 3.34; 95% ci = 1.39, 7.96) and failure to have a sustained viral response (or = 9.05; 95% ci = 2.06, 40) remained significantly associated with worsening of fibrosis. in a retrospective study of 868 hiv-posi tive subjects (94% men), first-line therapy was efavirenz, lamivudine, and zidovudine; women of child-bearing potential were given nevirapine instead of efavirenz. an efavirenz-based regimen was used in 825 and 39 received a nevirapine-based regimen (29 c ) . during the first year 48 subjects took isoniazid prophylaxis and 214 received antituberculosis therapy (2 months of rifam picin, isoniazid, pyrazinamide, and etham butol followed by 4 months of rifampicin and isoniazid). of a random sample of 133 tested, 17% were hepatitis b surface anti gen (hbsag)-positive. there was grade 2 or worse hepatotoxicity in 97 subjects (11%) and 40 had a first episode of grade 3 or 4 hepatotoxicity. antituberculosis therapy (adjusted hazard ratio [hr] = 8.5; 95% ci = 2.7, 27) and hbsag (adjusted hr = 3.0; 95% ci = 1.3, 7.0) were strongly associated with hepatotoxicity. however, hepatotoxicity had little impact on symp toms, the need for hospitalization and the need for a change in antiretroviral drug regimen. the use of isoniazid preven tive therapy during antiretroviral drug therapy did not increase the risk of hepatotoxicity. three adults developed nodular regen eration of the liver while taking haart regimens containing atazanavir, fosampre navir, and indinavir (30 a ). pancreas in the large eurosida study there was no association between an increased incidence of pancreatitis and cumulative exposure to antiretroviral drugs generally, or to didanosine and stavudine in particular (31 c ). there were 43 (9 presumptive) pancreatic events in 9678 individuals during 33 742 person-years (1.27 per 1000 person-years). the incidences among those with no, 2 or less, and over 2 years of exposure to antiretroviral drugs, including stavudine and didanosine, were 1.24, 1.73, and 0.78 per 1000 person-years, respectively. in multivariate analysis, higher baseline cd4 cell counts were associated with a reduced risk of pancreatitis. urinary tract of 445 hiv-positive patients who started to take tenofovir, 51 (11%) had reduced renal function (32 c ). multivariate analysis showed a significant association between reduced renal function and concurrent use of amprenavir and di danosine, age over 50 years and lower baseline weight. there was an association between concomitant use of tenofovir and amprenavir and reduced kidney function in 441 patients (or = 3.5). acute interstitial nephritis was seen on renal biopsy in three hiv-positive patients taking amprenavir þ tenofovir; it resolved after drug withdrawal (33 a ). in a randomized controlled trial of in dinavir, saquinavir, and lopinavir in combi nation with low-dose ritonavir in 656 patients, there was no apparent dose-related association with renal adverse events (23 c ). immunologic an allergic reaction with possible cross-reactivity to didanosine and tenofovir has been reported (34 a ). • a 25-year-old woman tested positive for hiv-1 and was given a once-a-day regimen including tenofovir plus emtricitabine and efavirenz. after 10 days she developed a diffuse rash with fever and glossitis. efavirenz was withdrawn but her conditions worsened over the next 3 days, so both tenofovir and emtrici tabine were withdrawn, with dramatic resolu tion of symptoms within 24 hours. after 10 days she was given zidovudine plus didanosine and ritonavir-boosted fosamprenavir. after 1 week she again developed a diffuse rash and the treatment was withdrawn. she restarted zidovudine and didanosine 7 days later and within a few days the rash appeared again. under observation she was given zidovudine and atazanavir and after 8 days lamivudine and low-dose ritonavir. she remained well, except for mild hyperbilirubinemia, during the next 5 months. fetotoxicity there is equivocal evidence of a relation between in utero nrti exposure and mitochondrial dysfunction in hivnegative children born to hiv-infected women. in 1037 hiv-negative children, possible cases with unexplained signs of mitochondrial dysfunction according to the enquête perinatale française criteria were identified in a retrospective review (35 c ). associations between possible mitochondrial dysfunction and both overall in utero nrti exposure and the trimester of first in utero nrti exposure were estimated by exact logistic regression. cases (n = 20) were significantly more likely to be boys and to be born in earlier years than non-cases (n = 1017). there was no association between overall in utero nrti exposure and mitochondrial dysfunction. in unadjusted models there were higher odds of first in utero exposure in the third trimester to lamivudine (or = 3.76 versus unexposed; 95% ci = 1.09, 12) and to zidovudine þ lamivudine (or = 3.29 versus unexposed; 95% ci = 0.96, 10) among cases than noncases. when adjusted for year of birth, the odds of first exposure in the third trimester to lamivudine (or = 11; 95% ci = 1.9, 76) and zidovudine þ lamivudine (or = 9.8; 95% ci = 1.7, 72) were significantly higher among cases than non-cases. incomplete data precluded control of possible confounding by maternal viral load and psychoactive drug use. reports of renal toxicity with the combination of tenofovir and didanosine in children suggest that this combination should be avoided (36 a ). combination of saquinavir with darunavir þ ritonavir is currently not recommended as plasma concentrations of darunavir are increased (37 c ). buprenorphine atazanavir and atazanavir þ ritonavir both resulted in increased metabolite concentrations of buprenorphine, and dosage reduction of buprenorphine is recommended; there was no change in the concentrations of the protease inhibitors (38 c ). warfarin in two patients who were taking a non-nucleoside reverse transcriptase inhibitor (nnrti), nevirapine, or a protease inhibitor, nelfinavir or lopinavir þ ritonavir, and two nucleoside analogues, high doses of warfarin were required to maintain therapeutic inrs (39 a ). warfarin has two enantiomers, r-warfarin and s-warfarin, which are substrates of cyp3a4 (r-warfarin), cyp1a2 (r-warfarin), and cyp2c9 (s-warfarin gastrointestinal in patients with aidsassociated dementia adc taking optimal stable background antiretroviral therapy including either abacavir or placebo there was significantly more nausea in those who took abacavir (40 c ). immunologic three patients developed painful lymphadenopathy shortly after starting to take abacavir, mimicking immune reconstitution syndrome (41 a ). they also had a fever and a rash and all were hla-b*5701-positive. they recovered after withdrawal of abacavir. abacavir hypersensitivity occurred in a 36-year-old man after he switched from a twice-daily to a once-daily regimen (42 a ). in a 52-year-old woman, abacavir hyper sensitivity presented as acute fibrinous and organizing pneumonia, with dyspnea, hypoxia, and bilateral infiltrates (43 a ). susceptibility factors genetic a sequence variation in the hiv reverse transcriptase codon 245 has been associated with host hla-b*5701 in 392 hiv-infected, antiretroviral drug-naive adults, and the relation between the codon 245 variation and premature abacavir withdrawal was investigated in 982 treated individuals (44 c ). only one of 24 subjects with b*5701 harbored virus with the clade b 'wild-type' amino acid 245v, compared with 278 of 368 who did not have b*5701. the sensitivity and specificity of codon 245 substitutions for predicting hla-b*5701 were 96% and 75% respectively, and the positive and negative predictive values were 20% and 99.6% respectively. the authors argued that the reverse transcriptase codon 245 could be adopted as a simple, low-cost screening method to identify individuals who could be safely treated with abacavir when detection of hla-b*5701 is not rapidly and easily available. drug-drug interactions alcohol three patients had possible reactions to alcohol while taking abacavir (45 a ). one had a disulfiram-like reaction (nausea, facial flushing, tachycardia) repeatedly on rechallenge with alcohol. another described a feeling of being drunk after small amounts of alcohol. a third had malaise after increasing his alcohol intake. the authors suggested that abacavir might inhibit alcohol dehydrogenase. urinary tract fanconi syndrome and nephrogenic diabetes insipidus associated with didanosine have been reported (46 a ). • a 40-year-old man developed polydipsia, poly uria, fatigue, and weight loss after taking dida nosine, lamivudine and boosted atazanavir for 2 years. he had hypophosphatemia, hypouricemia, hyperchloremic metabolic acidosis with a normal anion gap, normoglycemic glycosuria, and low-molecular-weight protei nuria. the plasma antidiuretic hormone (adh) concentration was high at 4.8 pg/ml (reference range 1.4-4.4 pmol/l). the didano sine was replaced with another protease inhi bitor and the other medications remained unchanged. he improved slowly. drug-drug interactions ganciclovir it has been suggested that ganciclovir and its prodrug valganciclovir inhibit purine nucleoside phosphorylase (pnp) in a similar manner to tenofovir and increase didanosine concentrations, reducing its efficacy (47 a ). • a 68-year-old woman with hiv and cyto megalovirus enteritis was given valganciclovir, lamivudine, didanosine, and lopinavir þ ritona vir. after 3 months, her viral load fell to less than 50 copies/ml and the cd4þ cell count was 317 â 10 6 /l. over the next 9 months her viral load remained suppressed, but the cd4þ cell count fell to 83 â 10 6 /l and she had symptoms of didanosine toxicity. didanosine was replaced with abacavir, leading to complete recovery of the cd4þ cell count and resolu tion of symptoms. reduction of the dosage of didanosine or substitution with an alternative antiretro viral drug may be necessary when ganciclo vir is used. metabolism lipodystrophy tended to occur more often in 58 hiv/hepatitis c co-infected patients who had severe weight loss than in 111 other patients (26% versus 18%), and patients who had persistent weight loss over 5% for 24 weeks after the completion of anti-hepatitis c virus (hcv) therapy were more likely to be taking a stavudine-based antiretroviral therapy (48 c ). in another study patients with lipoatrophy had higher drug exposure to stavudine than controls (49 c ). this was reflected in the higher geometric concentration ratios (0.978 and 0.741 respectively) and a higher percentage of ratios over 1.0, representing a drug concen tration above the normal population curve (46% versus 23%). in addition, the duration of stavudine therapy was independently asso ciated with lipoatrophy. in a multivariate ana lysis, both duration of stavudine therapy and a concentration ratio over 1.0 independently correlated with lipoatrophy. changes in body habitus occur when sta vudine is withdrawn. in 574 hiv-positive women who stopped taking stavudine for over 2.25 years, there were significantly smaller reductions in hip and thigh circum ferences compared with the reductions that occurred at 1-2.25 years after stavudine withdrawal (50 c ). stavudine reduces insulin sensitivity and causes mitochondrial toxicity in healthy sub jects. in 16 participants without a personal or family history of diabetes who were randomized to stavudine 30-40 mg bd or placebo for 1 month, insulin sensitivity was significantly reduced by stavudine (51 c ). in addition, muscle biopsies in those who took stavudine showed significant reductions in mtdna/nuclear dna, but there were no changes in placebo-treated subjects. p mag netic resonance spectroscopy studies of mito chondrial function correlated with measures of insulin sensitivity. in 125 patients in a retrospective study, symptomatic hyperlactatemia in 114 (91%) was associated with stavudine median dura tion 13 months (52 c ). nine patients (7.2%) died; those who died had a higher mean lactate concentration (8.0 versus 5.1 mmol/l) and mean alt activity (164 versus 48 u/l) at the time of diagnosis than those who sur vived. those who died had a lower mean weight than those who survived (48 versus 59 kg). by logistic regression, mortality was associated with patients whose body weight was under 45 kg (or = 9.1; 95% ci = 1.6, 53) and whose serum lactate was over 10 mmol/l (or = 20; 95% ci = 2.6, 159). dosage regimens a meta-analysis of clinical trials conducted before and after regulatory approval of stavudine has shown that a dosage of 30 mg bd has equivalent antiviral efficacy, with some evidence of lower rates of peripheral neuropathy and lipoatrophy, to the standard dosage of 40 mg bd (53 m ). it has been suggested that this is the most appropriate dose in resourcelimited settings (54 m ). reducing the dosage of stavudine by one-half increased fat mtdna and bone density and decreased lactate concentrations in a study of 24 patients already taking a standard dose (55 c hematologic hemoglobin a2 can rise in hiv-infected patients, possibly because of therapy (56 c ). in cross-sectional and cohort studies, hemoglobin a2 was often raised in untreated patients, but a further rise during treatment was specifically attributable to zidovudine. the concentration of hemoglobin a2 may be high enough to lead to a misdiagnosis of beta-thalassemia. genotoxicity micronucleated reticulocyte frequencies have been measured as a mar ker of chromosomal damage in 16 hivinfected mother-infant pairs, of whom 13 women had taken prenatal zidovudine and 3 antiretroviral drugs without zidovudine (57 c ). all the infants received zidovudine for 6 weeks. venous blood was obtained from women at delivery and from infants at 1-3 days, 4-6 weeks, and 4-6 months of life; cord blood was collected immediately after delivery. ten cord blood samples (controls) were obtained from infants of hiv-negative women who did not receive antiretroviral therapy. there were 10-fold increases in micronucleated reticulocytes in women and infants who received zidovudine-containing antiretroviral therapy prenatally and no increases in the other women and infants. micronucleated reticulocytes in the zidovudine-exposed neonates fell over the first 6 months of life to values comparable to cord blood controls. the authors concluded that transplacental zidovudine exposure is genotoxic in humans and they recommended long-term monitoring of zidovudine-exposed infants. teratogenicity a possible association between first trimester exposure to zidovudine and an increased risk of hypospadias based on one cohort study has been reported (58 c ). among 2527 live births to 2353 women, defects were identified in 90 babies (3.56 defects per 100 live births). the rate of defects was 3.19 per 100 live births with first-trimester antiretroviral drug exposure, 3.54 per 100 live births with exposure later in pregnancy, and 4.05 of 100 live births with no antiretroviral drug use. only genital abnormalities, specifically hypospadias, were significantly increased among babies born to women with firsttrimester exposure to antiretroviral drugs (7 of 382 male live births) compared with the two other groups (2 of 892 male live births). logistic regression suggested that use of zidovudine in the first trimester was associated with hypospadias (adjusted or = 11; 95% ci = 2.1, 54). pregnancy in a pharmacokinetic study of three doses of zidovudine 300 mg 3-hourly in pregnancy in six subjects, plasma zidovudine concentrations were substantially lower than previously reported during continuous intravenous therapy (59 a ). in another study in four women who took an initial 600 mg dose followed by two 400 mg doses 3-hourly, the zidovudine auc and concentrations increased approximately in proportion to the increase in dose but varied 6-7 times (60 a ). in both cohorts, the pharmacokinetic results suggested erratic absorption. combined exposure to zidovudine plus co-trimoxazole caused a clinically signifi cant suppression of humoral immune responses to influenza immunization in 23 hiv-positive patients with cd4 counts above 350 â 10 6 /l (61 c ). ribavirin ribavirin did not inhibit the formation of zidovudine triphosphate in peripheral blood monocytes in 14 patients over 8 weeks (62 c urinary tract in a pilot, open, noncomparative add-on study, in which patients who had failed treatment with at least two thymidine-associated resistance mutations were given tenofovir 600 mg/day for 4 weeks in addition to their current failing antiretroviral regimen (n = 10), one developed de fanconi syndrome at week 2 and two developed grade one hypopho sphatemia (63 c ). in a multicenter, observational, retro spective study of 733 hiv-positive patients taking tenofovir, 85 patients (11.6%) stopped taking tenofovir because of adverse events, including nausea, vomiting, diarrhea, and headache. there was no association between any abnormal basal analytical parameter and a greater probability of stop ping treatment (64 c ). in a single-center, cross-sectional evalua tion of b 2 microglobinuria as a marker of proximal renal tubule damage in 92 hivinfected children, tenofovir was significantly associated with very high abnormal values (65 c in an evaluation of the effectiveness and adverse effects of a simplification regimen with tenofovir, lamivudine, and efavirenz in 154 haart-experienced hiv-1-infected subjects with sustained viral suppression, 9 had psychiatric adverse effects related to efavirenz, leading to drug withdrawal in most cases; the symptoms included nightmares, insomnia, nervousness, and anxiety (69 c ). metabolism actg study 5095 was a ran domized, placebo-controlled, double-blind study designed to compare three protease inhibitor-sparing antiretroviral drug regi mens (zidovudine þ lamivudine þ abacavir; zidovudine þ lamivudine þ efavirenz; zidovudine þ lamivudine þ abacavir þ efa virenz) in the initial treatment of hiv-1 infection in 1147 subjects (70 c ). there were modest rises in serum triglycerides, ldl cholesterol, and hdl cholesterol in the two efavirenz-containing arms com pared with the triple-nucleoside arm. urinary tract a renal calculus that occurred in a 47-year-old man taking efavirenz contained efavirenz metabolites (60%) and about 40% of unspecified proteins (71 a ). this was a between-the eyes adverse effect of type 1a, definitively implicating efavirenz (72 h ). breasts in cohort study from cambodia, 2 of 343 patients developed gynecomastia while taking a regimen containing efavirenz (73 c ). susceptibility factors genetic efavirenz is metabolized by cyp2b6. the pharmacokinetics of efavirenz have been studied in 71 children with a g-to-t polymorphism at position 516 of the cyp2b6 gene, which affected its oral clearance (74 c ). children with the t/t genotype had a slower oral clearance rate than those with the g/t genotype and the g/g genotype. the fastest clearance was found in children under 5 years of age with the g/g genotype. the association between efavirenz-induced psychosis and a genetic polymorphism in cyp2b6 has been reported in a child (75 a ). • a 12-year-old hiv-positive girl taking lopinavir 400 mg bd, ritonavir 100 mg bd, stavudine 30 mg bd, didanosine 250 mg/day, and efavirenz 600 mg/day developed an overt psychosis. her serum efavirenz concentration was 7-8 times higher than expected and she had a heterozygous gene polymorphism encoding for the cyp2b6 isoenzyme, which has previously been associated with reduced clearance of efavirenz. the psychotic symptoms resolved gradually after withdrawal of efavirenz. antimalarial drugs two healthy volunteers who took amodiaquine plus artesunate and efavirenz had significant asymptomatic rises in liver transaminases, which did not occur in the absence of efavirenz (76 c ). voriconazole in a randomized, placebocontrolled, two-period, multiple-dose within-group, fixed-dose sequence study of the interaction of voriconazole 200 mg bd with efavirenz 400 mg/day in healthy men, repeated doses of efavirenz substantially reduced the steady-state mean auc and c max of voriconazole by 80% and 66% respectively (77 c ). repeated therapeutic doses of voriconazole moderately increased the steady-state mean auc and c max of efavirenz by 43% and 37% respectively. when voriconazole was co-administered with efavirenz, the incidence of adverse events was similar to that with efavirenz alone. liver hepatotoxicity is a major problem with nevirapine (78 r ). the frequency of large increases in liver enzymes in patients taking efavirenz is 1-8%, whereas in patients taking nevirapine it is 4-18%. a warning about the increased risk of hepatotoxicity in antiretroviral-naive patients who start to take nevirapine-containing combination antiretroviral therapy has been issued based on cd4 cut-off values and sex. however, it is unclear whether this higher risk also applies to stable virolo gically suppressed patients. a meta-analysis of four published randomized studies in 410 patients, including virologically suppressed patients who switched to nevirapine-con taining regimens with a follow-up of at least 3 months, has shown that the risks of hepatotoxicity within the first 3 months were 2% and 4% in those with low and high cd4 counts, respectively, with a com bined or of 1.5 (95% ci = 0.4, 5) (79 m ). the risk of hepatotoxicity at any time dur ing the study was similar in the groups, with a combined hr of 0.8 (95% ci = 0.3, 2.5). the authors concluded that virologically suppressed patients who switch to nevira pine do not have a significantly higher risk of hepatotoxicity or rash when stratified by sex and cd4 cell count. the aim of a retrospective study was to determine whether these recommendations are of use in preventing adverse effects (80 c ). drug-naive patients (n = 142) who started treatment with nevirapine were divided into two groups: those with high or low cd4 counts (n = 61 and 81 respec tively). there were rashes in 4 patients in the high-cd4 group and in 12 of those in the low-cd4 group and hepatotoxicity in 3 and 5 patients respectively. the authors concluded that the advice not to use nevir apine in drug-naive patients at increased risk of toxicity on the basis of sex and cd4 cell count does not seem to be useful in preventing adverse effects. in a retrospective study, 582 patients (72% men) received 744 nevirapine-based haart regimens (81 c ). during 10% of treatments, there were grade 3 or greater increases in transaminase activities, an overall incidence rate of 5.3 cases per 100 person-years. this led to treatment with drawal in 3.9% of cases. in a retrospective study of over 1000 pregnant women taking nevirapine-contain ing regimens, 93% started or continued nevirapine during the first and second trimesters (82 ca ). concurrent chronic hepatobiliary disorders slightly increased the likelihood of hepatotoxicity. of seven patients who had liver dysfunction, six pre viously had had hepatitis c and gall blad der disease. skin widespread vitiligo after erythroderma has been attributed to nevirapine (83 a ). • a 34-year-old man developed erythroderma, a high fever and hepatitis after taking nevirapine for 1 month. there was jaundice and a confluent macular rash on the arms, legs, trunk, and face. histology showed a parakeratotic epidermis with focal spongiosis, necrotic keratinocytes and vacuolar degeneration of the basal layer, together with moderate edema and a perivascular mononuclear cell infiltrate, with some eosinophils in the upper dermis. the lesions faded on withdrawal of nevirapine and administration of oral glucocorticoids, but took around 6 months to finally subside. • a 12-year-old girl took a nevirapine containing regimen for 4 months and had recurrent episodes of fever, cough, sore throat, nausea, and vomiting 2-4 weeks apart. a chest x-ray showed mild bronchial wall thickening with left lower lobe atelectasis or a mild infiltrate. her temperature was 40°c and she had a tachycardia of 145/minute. she had a generalized maculopapular confluent blanching rash, but no target lesions or blisters, conjunctival injection, nasal congestion, a hyperemic posterior pharynx, and several bilateral non-tender cervical lymph nodes. the liver was enlarged by 4 cm but the spleen was not palpable. the white blood cell count was 9.7 â 10 9 /l, with a marked eosinophilia (31%). she was successfully treated with intravenous immunoglobulin and antiretroviral drug withdrawal. nevirapine-induced stevens-johnson syn drome has been reported as having been misdiagnosed as viral keratitis (85 a ). immunologic in a retrospective study of trough plasma concentrations of nevirapine and five oxidative metabolites in 1357 patients with rashes or liver function abnormalities during the first 6 weeks of treatment and controls matched for glucocorticoid use, cd4 cell count, sex, race, and hepatitis b/c status, 49 casecontrol pairs were studied (86 c ). women had significantly greater exposure than men to nevirapine and four of the five metabolites at week 2, but the plasma concentrations were comparable by week 4. there were no strong relationships between plasma concentrations of nevirapine or any of its five metabolites and case-defining events. the authors commented that systemic exposure to 12-hydroxynevirapine and 4-carboxynevirapine, hypothesized to be reactive intermediates for immunemediated adverse reactions, were comparable between the cases and controls and were comparable in proportion to nevirapine exposure. pregnancy in a retrospective, five-center comparison in hiv-1-infected women who took nevirapine as part of combination antiretroviral therapy during pregnancy, 15 of 235 eligible women (6.4%) developed a rash and 8 (3.4%) developed hepatotoxicity, including 4 with a co-existent rash, giving a combined incidence of 19 potential cases of nevirapine toxicity during pregnancy (8.1%) (87 c ). alternative causes of rash or hepatotoxicity were suspected in 7 cases, and only 10 mothers (5.8%) stopped taking nevirapine. of the 170 women who started taking nevirapine during pregnancy, 13 (7.6%) developed a rash and 8 (4.7%) hepatotoxicity. only 2 of 65 women (3.1%) with nevirapine exposure before pregnancy had had a rash. susceptibility factors genetic hla typing and demographic and immunological susceptibility factors for reactions to nevirapine and efavirenz have been studied in 21 hiv-positive patients with rashes (88 c ). isolated rashes were significantly associated with hla-drb101. there were no cases of liver toxicity nor any association with the percentage of cd4 cells. in 326 hiv-1-positive individuals, 309 of whom were japanese, 42% of those who had hypersensitivity reactions to nevirapine had hla-cw8, compared with only 10% of the others and 9-14% of the general japa nese population (89 c ). in the former group, four patients, including one who developed hepatotoxicity, had hla-cw*0801 and one had hla-cw*0803. among the others, three patients had hla-cw*0801. there were no significant differences in the fre quencies of other hla alleles between the two groups. drug dosage regimens nevirapine has a long half-life and could be given once a day, but the risk of rashes and concerns over liver toxicity preclude the routine use of once-daily dosing. however, tolerance to high concentrations of nevirapine can develop when doses are increased slowly during the start of therapy. it is therefore theoretically possible that the benefits of once-daily dosing could be achieved without excess toxicity by switching to once-daily nevirapine after several months of twice-daily administration (90 r ). however, in the daufin study, a twicedaily regimen of zidovudine 300 mg þ lami vudine 150 mg þ nevirapine 200 mg was compared with a once-daily regimen of lamivudine 300 mg þ tenofovir 245 mg þ nevirapine 400 mg (91 c ). the study was stopped after early virological failure was observed in 8 of 36 once-daily patients. resistance mutations accumulated during treatment, with high rates of k65r muta tions and severe nnrti resistance profiles indicative of continuing viral replication caused by suboptimal nevirapine plasma trough concentrations, possibly due to non adherence. non-b-subtype infection (sub types a and c not stated) was observed in 4 of 10 patients with virological failure. the authors suggested that once-daily dosing can be introduced after induction of viral suppression has been achieved with a twice-daily regimen. co-administration of nevirapine 200 mg/day with fluconazole 400 mg/day results in markedly increased trough plasma nevirapine concentrations compared with nevirapine alone (92 c ). in a retrospective study in 112 patients who were given nevirapine-based therapy with or without fluconazole 200 or 400 mg/day, mean nevirapine concentrations were 6.5 mg/l without fluconazole and 11.4 with fluconazole. one patient taking fluco nazole developed hepatitis. six of those who did not take fluconazole developed nevira pine-related rashes. there were no differ ences in 36-week antiviral efficacy between the two groups. liver rises in serum unconjugated bilirubin concentrations were reported in the pivotal phase iii trial. the mechanism is thought to be direct inhibition of bilirubin conjugation by competitive inhibition of udp glucuronosyltransferase. patients with polymorphisms in the ugt 1a1 gene are more likely to develop hyperbilirubinemia (100 r ). urinary tract indinavir causes nephro lithiasis and renal impairment as a result of crystallization in the urinary tract and resultant inflammation (101 a ). continuation of the drug with some improvement in renal function is possible with drug concentration monitoring. co-factors such as concomitant co-trimoxazole therapy and environmental temperature increase the risk (100 r ). using indinavir þ ritonavir at the lower doses of 400 and 100 mg bd seems to reduce these adverse effects. hematuria and flank pain each occurred in 38 patients in a study of asymptomatic hiv-infected individuals who took indina vir in a long-term follow-up study over 157 weeks (25 c ). hair and nails paronychia, alopecia, curling of straight hair, and ingrowing toenails have all been attributed to indinavir (102 r ). pregnancy in a study of 16 pregnant women taking indinavir, two women and eight infants developed hepatotoxicity and had increased concentrations of indinavir, suggesting increased intestinal/hepatic cyp3a activity during pregnancy (103 a ). metabolism of 111 pregnant women 15 taking nelfinavir developed gestational diabetes compared with none taking zidovudine monotherapy and two of 43 taking nrtis and nnrtis; the risk of gestational diabetes was increased in those with hepatitis c or who had begun haart before pregnancy (104 c ). nails paronychia has been reported in a case report occurring during nelfinavir treatment (105 a ). drug-drug interactions fluticasone cush ing's syndrome and adrenal suppression can be caused if protease inhibitors increase systemic glucocorticoid concentrations. iatrogenic cushing's syndrome has been attributed to ritonavir by an interaction with fluticasone (106 a ). • a 16-year-old girl who had taken various antiretroviral drugs eventually took stavudine, lamivudine, and ritonavir and then used inhaled fluticasone þ salmeterol for bronchiectasis. after 3 months she had excessive weight gain, increased appetite, fatigue, facial edema, marked acne, stretch marks on her limbs and abdomen, hypercholesterolemia, hypertriglyceridemia and amenorrhea. cushing's syndrome was attributed to an interaction of fluticasone with ritonavir, which was changed to efavirenz. there was a gradual improvement within 30-60 days, with reduced edema and stretch marks and return of menstruation. a similar case involved a 14-year-old girl (107 a ). observational studies in the aspire 1 study, 7 of 17 healthy volunteers who took saquinavir þ ritonavir for 3 months developed grade 3 gastrointestinal adverse effects and seven had hyperbilirubinemia (108 c ). in the aspire 2 study there was hyperbilirubinemia in 8 of 16 healthy volunteers. tipranavir is a non-peptide protease inhibitor approved for use in patients with resistant strains of hiv (109 r , 110 m , 111 r ). its pharmacokinetics, efficacy, and adverse effects in children and adolescents have been reviewed (112 r ) . it can be used in combination with ritonavir. observational studies in a 24-week multi-center, double-blind, randomized, dose-finding trial of ritonavir-boosted tipra navir in 216 patients, the most common adverse events were diarrhea, nausea, vomiting, fatigue, and headache (113 c ). hematologic tipranavir boosted with ritonavir caused an increased risk of bleed ing in 3 of 30 hiv-infected patients with hemophilia (114 c ). intracranial hemorrhage has been reported in a patient taking tipranavir (115 a ). liver tipranavir is associated with an excess of grade 3/4 rises in liver enzyme compared with other ritonavir-boosted protease inhibitors (116 r ). pancreas acute pancreatitis associated with hypertriglyceridemia has been reported in a patient taking tipranavir þ ritonavir (117 a ). • a 42-year-old man taking tenofovir 300 mg/day, trizivir (zidovudine, lamivudine, and abacavir) one tablet bd, and tipranavir 500 mg bd þ ritonavir 200 mg bd drank six standard alcoholic drinks 2 days before admission and developed marked tenderness in the epigastric region and a raised serum lipase at 113 iu/l (reference range below 65 iu/l). an abdominal computed tomography (ct) scan showed pancreatic edema with peripancreatic fluid consistent with acute pancreatitis. ultrasonography showed a mildly dilated common bile duct with no evidence of cholelithiasis and ct cholangiography showed no evidence of gall-stone pancreatitis. the presumed diagnosis was alcohol-induced pancreatitis. he was managed conservatively by withdrawal of medications, intravenous fluids, and slow resumption of oral intake. however, within 12 days he again developed severe epigastric pain. he denied further alcohol use. the serum concentration of triglycerides was 99 mmol/l, and retrospective testing of blood samples taken during the earlier illness also showed marked hypertriglyceridemia. tipranavir þ ritonavir was withdrawn, efavirenz given, and tenofovir and trizivir continued. his triglyceride concentrations fell to 10.3 mmol/l 3 weeks later and 4.8 mmol/l 12 months later without specific intervention. skin porphyria cutanea tarda has been reported after the introduction of tipranavir þ ritonavir to a backbone of tenofovir and lamivudine (118 a ). • a 59-year-old heterosexual woman switched to tipranavir-containing therapy after virological failure. after 5 days she developed a rash accompanied by nausea, vomiting, malaise, and hyperamylasemia. all antiretroviral drugs were withdrawn, she improved, and treatment was restarted. although the lesions were resolving, several blisters appeared on her hands, mainly on the fingers, along with itching and skin fragility on her arms. aciclovir was ineffective and 1 month later the itch and blisters worsened. urine concentrations of protoporphyrin and coproporphyrin were about 100 and 10 times higher than normal. drug resistance virological response rates in tipranavir-treated individuals were reduced when isolates with substitutions at amino acid positions i13, v32, m36, i47, q58, d60, v82, or i84 were present at baseline (119 c ). in addition, virological response rates to tipranavir were reduced when the number of baseline protease inhibitor mutations was five or more. individuals who took tipranavir without concomitant enfuvirtide and had five or more baseline protease inhibitor mutations began to lose antiviral response at weeks 4-8. however, individuals taking enfuvirtide with tipranavir achieved more than 1.5 log 10 reductions in viral load from baseline at 24 weeks, even if they had five or more baseline protease inhibitor mutations. virological response rates to tipranavir were reduced when the baseline phenotype for tipranavir had a greater than threefold shift in the 50% effective concentration (ec 50 ) from reference. the most common protease inhibitor mutations that were associated with virological failure were l10i/v/s, i13v, l33v/i/f, m36v/i/l v82t, v82l, and i84v. drug-drug interactions interactions with tipranavir þ ritonavir have been reviewed (120 r ). tipranavir is metabolized by cyp3a and tipranavir þ ritonavir in vitro inhibits cyp1a2, cyp2c9, cyp2c19, cyp2d6, and cyp3a and induces glucuronidase and p glycoprotein. inhibitors ritonavir-boosted tipranavir, alone and in combination with comparator protease inhibitors, has been studied in 315 hiv-infected patients (121 c psychiatric oseltamivir-induced worsening of delirium has been reported in an 83-year old man, whose symptoms resolved 2 days after withdrawal (122 a ). japanese authorities advised against using oseltamivir in adolescents aged 10-19 years after two suicides during 2007 and more than 100 reports of neuropsychiatric events identified during post-marketing sur veillance, including delirium, convulsions, and encephalitis (123 r ). however, it is not clear whether these events were due to the influenza or the drug; in phase iii trials, there were similar incidences of neurologi cal and psychiatric events in both treated and untreated patients (124 r ). of 1113 patients enrolled in a japanese neuramini dase inhibitor treatment study, 11 had neuropsychiatric symptoms, in 4 cases before the start of treatment (125 c ). the us food and drug administration (fda) and european medicines agency (ema) have advised doctors to monitor patients for abnormal behavior throughout treat ment (123 r ). gastrointestinal acute hemorrhagic colitis has been associated with oral oseltamivir in a 61-year-old man, who developed abdominal pain, diarrhea and hematochezia after taking two doses of oseltamivir (126 a ). in a systematic review of three trials of neuraminidase inhibitors for preventing and treating influenza in 1500 children, 977 of whom had laboratory-confirmed influenza, those who took oseltamivir had vomiting more often than untreated children but withdrawal was rarely required (127 m ). drug resistance resistance occurs in under 1% of healthy adults but occurs more often in children, from 5.5% up to 18% in one study, although a lower dosage regimen was used in that study. resistance is often seen among immunocompromised patients. it was reported in two of eight patients infected with h5n1 and was associated with a fatal outcome. resistance is associated with loss of fitness (128 r ). in 2008 widespread resistance emerged in h1n1 influenza, but it remains to be seen whether its circulation is sustained after the emergence of oseltamivir-sensitive swine vh1n1. susceptibility factors genetic there was no evidence of a difference in auc 1!20 of oseltamivir or its active metabolite oseltamivir carboxylate between 14 japanese subjects and 14 caucasian subjects, or between children aged 1-2 years old and adults (129 c ). systematic reviews a meta-analysis of the adverse effects of zanamivir in children showed that it was no worse than placebo (127 m comparative studies in a randomized controlled trial in patients with chronic hepatitis c treated with interferon-alfa 2a alone (n = 53), with amantadine 100 mg bd (n = 111), with ribavirin (n = 106) or with amantadine þ ribavirin (n = 108), there was a sustained virological response in 13%, 6%, 18%, and 22% respectively (130 c ). this was statistically different between interferon þ amantadine and triple therapy but not between interferon þ ribavirin and triple therapy. the spectra and frequencies of adverse effects were similar in all four treatment arms. however, six patients withdrew because of adverse effects, three of them in an arm containing amantadine. in two groups of non-responders with hcv genotype 1 chronic infection taking interferon and ribavirin, with or without amantadine 200 mg/day, viral load fell more markedly in the group taking triple therapy including amantadine, but the response rates at the end of treatment were not signifi cantly different (131 c ). although analysis of the viral ion channel p7 showed selective pressure during therapy, no specific resi dues appeared to be linked to the effect of amantadine on the virus. the authors sug gested that this implied that the antiviral effect of amantadine is non-specific and related to reduced endosomal acidification and therefore reduced transport of hepatitis c by a ph-dependent pathway. in a multicenter study of 75 non-respon ders with chronic hepatitis c randomized to interferon monotherapy (n = 26), dual ther apy with ribavirin (n = 24) and triple therapy with additional amantadine 200 mg/day (n = 25), amantadine did not increase the frequency or severity of adverse effects (132 c ). in 22 patients with chronic hepatitis c genotype 1b, with high viral loads treated with interferon-beta for 4 weeks followed by interferon-alfa 2b, ribavirin, and amantadine 150 mg/day for 22 weeks, there was a sustained virological response in 7. only one patient had to stop taking amantadine, because of the adverse effect of light-headedness (133 c ). in 15 renal transplant recipients with chronic hepatitis c, doses of ribavirin monotherapy (n = 7) or ribavirin þ amantadine (n = 8) were adjusted according to creatinine clearance (134 c ). there was no difference between treatment groups with respect to liver enzymes, hepatitis c viremia, liver his tology, or renal function. anemia, the main adverse effect, was most notable in those with a creatinine clearance below 50 ml/ minute. other adverse effects included leukopenia, mood disorders and profuse sweating. only one of those who received combination therapy were still taking aman tadine after 12 months; two completed treatment but with ribavirin alone. four of those taking monotherapy completed treat ment. neither regimen was clearly superior to no treatment, but the study was small and probably underpowered. sensory systems in a post-marketing surveillance study of patients with a new diagnosis of corneal disease and new prescriptions for amantadine over 2 years, 36 (0.27%) of 13 137 patients developed fuchs dystrophy (corneal edema) (135 c ). the relative risk of corneal edema was 1.7 (95% ci = 1.1, 2.8); in 12 patients (0.09%) the diagnosis was made in the first month. drug resistance amantadine is unreliable in the management of influenza because of the emergence of widespread resistance. this is notable in the h3n2 subtype and most h5n1 subtypes, but some seasonal h1n1 remains sensitive to amantadine (128 r treatment of adenovirus pneumonia with cidofovir in pediatric lung transplant recipients infections in t-cell-depleted allogeneic hematopoietic stem cell transplantation: high mortality in the era of cidofovir low-dose cidofo vir treatment of bk virus-associated hemor rhagic cystitis in recipients of hematopoietic stem 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[necrotizing enterocolitis in a full term infant. is acyclovir involved? immediate allergy from valacyclovir oliguric acute renal failure following oral valacyclovir therapy adding-on versus switching-to adefovir therapy in lamivudine-resistant hbeag negative chronic hepatitis b adefovir dipivoxil therapy in liver transplant recipients for recurrence of hepatitis b virus infection despite lamivudine plus hepatitis b immu noglobulin prophylaxis absence of a pharmacokinetic interaction between entecavir and adefovir lamivudine and high-dose interferon alpha 2a combination treatment in naive hbeag-positive immunoactive chronic hepatitis b in children: an east mediterra nean center's experience pharmacokinetics of lamivu dine in subjects receiving peritoneal dialysis in end-stage renal failure telbivu dine versus lamivudine in patients with chronic hepatitis b adverse events associated with high-dose ribavirin: evidence from the toronto out break of severe acute respiratory syndrome long-term therapy with aerosolized riba virin for parainfluenza 3 virus respiratory tract infection in an infant with severe com bined immunodeficiency syncope as a prob able side effect to combination antiretro viral therapy initiated during primary hiv 1 infection kallianpur araids clinical trials group 384 and a5005s study teams. hemochromatosis gene poly morphisms, mitochondrial haplogroups, and peripheral lipoatrophy during anti retroviral therapy del río labcde (aba cavir vs. d4t (stavudine) plus efavirenz) study team. less lipoatrophy and better lipid profile with abacavir as compared to stavudine: 96-week results of a randomized study antiretroviral drug levels and interactions affect lipid, lipoprotein, and glucose metabolism in hiv-1 seronegative subjects: a pharmacoki netic-pharmacodynamic analysis maxcmin1 and 2 trial groups. phar macokinetics of two randomized trials evaluating the safety and efficacy of indina vir, saquinavir and lopinavir in combination with low-dose ritonavir: the maxcmin1 and 2 trials assess ment of adverse events associated with anti retroviral regimens for postexposure prophylaxis for occupational and nonoccu pational exposures to prevent transmission of human immunodeficiency virus for the protocol 060 study groupefficacy, safety, and tolerability of long-term combination antiretroviral therapy in asymptomatic treatment-naive adults with early hiv infection clinical and pharmacokinetic data support once-daily low-dose boosted saquinavir (1,200 milli grams saquinavir with 100 milligrams ritonavir) in treatment-naive or limited protease inhibitor-experienced human immunodeficiency virus-infected patients dose reduction effective in alleviating symptoms of saquinavir toxicity french national agency for research on aids; viral hepa titis-hc02-ribavic study team. progres sion of fibrosis in hiv and hepatitis c virus-coinfected patients treated with inter feron plus ribavirin-based therapy: analysis of risk factors hepato toxicity in an african antiretroviral therapy cohort: the effect of tuberculosis and hepa titis b nodular regenerative hyperplasia of liver as a consequence of art the role of antire troviral therapy in the incidence of pancrea titis in hiv-positive individuals in the eurosida study amprenavir and di danosine are associated with declining kid ney function among patients receiving tenofovir acute interstitial nephritis of hiv-positive patients under atazanavir and tenofovir therapy in a retrospective analysis of kidney biopsies possible allergic cross-reaction to didanosine and tenofovir in an hiv-1-infected woman seage 3rd gr. in utero nucleoside reverse transcriptase inhibitor exposure and signs of possible mitochondrial dysfunc tion in hiv-uninfected children adverse events experi enced by three children taking tenofovir and didanosine in combination phar macokinetic interaction between darunavir and saquinavir in hiv-negative volunteers interaction between buprenor phine and atazanavir or atazanavir/ritona vir pos sible antiretroviral therapy-warfarin drug interaction factors in aids dementia com plex trial design: results and lessons from the abacavir trial b*5701-associated abacavir hypersensitivity on the basis of sequence variation in hiv reverse transcriptase are disulfiram-like reactions associated with abacavir-containing antiretroviral regi mens in clinical practice? fanconi syndrome and nephrogenic diabetes insipidus associated with didanosine ther apy in hiv infection: a case report and literature review cd4þ cell count decline despite hiv suppression: a prob able didanosine-valganciclovir interaction severe weight loss in hiv/hcv-coinfected patients trea ted with interferon plus ribavirin: incidence and risk factors stavudine plasma concentrations and lipoatrophy hernández-mora dine discontinuation to anthropometric mg, novoa sr, quintana fb, lahoz jg, changes among hiv-infected women complicating the abacavir hypersensitivity reaction abacavir hypersensitiv 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team efficacy and safety of tenofovir double-dose in treatment-experi enced hiv-infected patients: the teno plus study castillo muñoz a, toxicity in hiv-infected subjects: a rando-baños roldán u, artacho criado s. analisis mized, controlled study increased haemoglobin a2 percentage in hiv infection: disease or treatment? elevated frequencies of micronucleated erythrocytes in infants exposed to zidovudine in utero and postpartum to pre vent mother-to-child transmission of hiv assessment of birth defects according to maternal therapy among infants in the women and infants de las causas y factores predictivos de discon tinuacion del tratamiento con tenofovir en pacientes vih pretratados increased beta-2 microglobulinuria in human immunodeficiency virus-1-infected children and adolescents treated with tenofovir neuropsychiatric side effects of efavirenz therapy pharmacokinetics of oral zidovudine administered during labour: a preliminary study teratogenicity risk of antiretro viral therapy in pregnancy efficacy and safety of a once daily regimen with efavirenz, lami vudine, and didanosine, with and without food, as initial therapy for hiv infection: the eladi study effectiveness and safety of simplification therapy with once-daily tenofovir, lamivu dine, and efavirenz in hiv-1-infected patients with undetectable plasma viral load on haart metabolic effects of protease inhibitor-spar ing antiretroviral regimens given as initial treatment of hiv-1 infection (aids clin ical trials group study a5095) efavir enz urolithiasis anecdotes that provide definitive evidence positive outcomes of haart at 24 months in hiv-infected patients in cambodia efavirenz pharmacokinetics in hiv-1-infected chil dren are associated with cyp2b6-g516t polymorphism psychosis in a 12-year-old hiv-positive girl with an increased serum concentration of efavirenz hepatotoxicity due to a drug interaction between amodia quine plus artesunate and efavirenz pharmacokinetic interaction between voriconazole and efavirenz at steady state in healthy male subjects liver toxicity induced by non-nucleoside reverse tran scrptase inhibitors hepatotoxicity of nevirapine in virologically suppressed patients according to gender and cd4 cell counts risk of side effects associated with the use of nevirapine in treatment-naive patients, with respect to gender and cd4 cell count reasons for disconti nuation of nevirapine-containing haart: results from an unselected population of a large clinical cohort safety issues about nevirapine administration in hiv-infected pregnant women widespread viti ligo after erythroderma caused by nevira pine in a patient with aids nevira pine-associated rash with eosinophilia and systemic symptoms in a child with human immunodeficiency virus infection nevirapine induced stevens-johnson syndrome in an hiv patient case-control exploration of relationships between early rash or liver toxicity and plasma concentra tions of nevirapine and primary metabo lites safety of 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hiv-infected adolescent pharmacokinetics of saquinavir with atazanavir or low-dose ritonavir administered once daily (aspire i) or twice daily (aspire ii) in seronegative volunteers tipranavir: a new option for the treatment of drug-resistant hiv infection tipranavir: the first nonpeptidic protease inhibitor for the treatment of protease resistance tipranavir: a review of its use in the management of hiv infec tion tipra navir: a new protease inhibitor for the pediatric population efficacy and safety of three doses of tipranavir boosted with ritonavir in treatment-experienced hiv type-1 infected patients increased risk of bleeding with the use of tipranavir boosted with ritonavir in haemophilic patients intracranial haemorrhage possibly related to tipranavir in an hiv-1 patient with cryptococcal meningitis tipranavir: a new protease inhibitor for the treatment of antiretroviral-experienced hiv-infected patients acute pancreatitis caused by tipranavir/ritonavir-induced hypertriglycer 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symmonds-abrahams m. neur aminidase inhibitors for preventing and treating influenza in children antivirals for influenza similarity in pharmacokinetics of oseltami vir and oseltamivir carboxylate in japanese and caucasian subjects induction doses of interferon alpha-2a in combination with ribavirin and/ or amantadine for the treatment of chronic hepatitis c in non-responders to interferon monotherapy: a randomized trial hepatitis c virus p7 membrane protein 553 quasispecies variability in chronically infected patients treated with interferon and ribavirin, with or without amantadine a randomized trial of induction doses of interferon alone or in combination with ribavirin or ribavirin plus amantadine for treatment of nonresponder patients with chronic hepatitis c triple therapy of initial high-dose interferon with ribavirin and amantadine for patients with chronic hepatitis c combination therapy with ribavirin and amantadine in renal trans plant patients with chronic hepatitis c virus infection is not superior to ribavirin alone postmarketing sur veillance of corneal edema, fuchs dystrophy, and amantadine use in the veterans health administration key: cord-292041-a65kfw80 authors: orienti, isabella; gentilomi, giovanna angela; farruggia, giovanna title: pulmonary delivery of fenretinide: a possible adjuvant treatment in covid-19 date: 2020-05-27 journal: int j mol sci doi: 10.3390/ijms21113812 sha: doc_id: 292041 cord_uid: a65kfw80 at present, there is no vaccine or effective standard treatment for severe acute respiratory syndrome coronavirus-2 (sars-cov-2) infection (or coronavirus disease-19 (covid-19)), which frequently leads to lethal pulmonary inflammatory responses. covid-19 pathology is characterized by extreme inflammation and amplified immune response with activation of a cytokine storm. a subsequent progression to acute lung injury (ali) or acute respiratory distress syndrome (ards) can take place, which is often followed by death. the causes of these strong inflammatory responses in sars-cov-2 infection are still unknown. as uncontrolled pulmonary inflammation is likely the main cause of death in sars-cov-2 infection, anti-inflammatory therapeutic interventions are particularly important. fenretinide n-(4-hydroxyphenyl) retinamide is a bioactive molecule characterized by poly-pharmacological properties and a low toxicity profile. fenretinide is endowed with antitumor, anti-inflammatory, antiviral, and immunomodulating properties other than efficacy in obesity/diabetic pathologies. its anti-inflammatory and antiviral activities, in particular, could likely have utility in multimodal therapies for the treatment of ali/ards in covid-19 patients. moreover, fenretinide administration by pulmonary delivery systems could further increase its therapeutic value by carrying high drug concentrations to the lungs and triggering a rapid onset of activity. this is particularly important in sars-cov-2 infection, where only a narrow time window exists for therapeutic intervention. coronaviruses (covs) are rna viruses. they may infect both humans and animals, leading to lethal and contagious diseases, such as severe acute respiratory syndrome coronavirus (sars-cov) and middle east respiratory syndrome coronavirus (mers-cov). the recent severe acute respiratory syndrome coronavirus-2 (sars-cov-2) (or coronavirus disease-19 ) is characterized by high genetic homology with sars-cov and mers-cov [1] , sharing with them 79.0% and 51.8% nucleotide identity, respectively. several studies have shown that sars-cov predominantly infects airway and alveolar epithelial cells, vascular endothelial cells, and macrophages. sars-cov-2 and sars-cov use the same receptor, angiotensin-converting enzyme 2 (ace2), for infection, indicating that the same cell types are targeted and infected [2, 3] . in sars-cov-2 infection, the early onset of a rapid viral replication may cause extensive apoptosis of epithelial and endothelial cells and vascular leakage. this frequently leads to acute lung injury and lethal inflammatory responses [4] . although antiviral drugs, glucocorticoids, and mechanical ventilation have been used, there is no specific treatment for covid-19 at the moment [5] . therefore, in the absence of a standard therapeutic intervention, the urgent treatment of pulmonary inflammation to prevent acute lung injury is needed. pulmonary formulations of anti-inflammatory drugs could represent a good option in combination with systemic antiviral drugs or glucocorticoids. in pulmonary administration, the drugs are directly carried to the airway and alveolar epithelia in high concentration, providing rapid onset of the therapeutic response with prompt relief of lung occlusion and respiratory distress symptoms. nevertheless, the drugs used by pulmonary administration in covid-19 should be characterized by low toxicity to avoid injury to the airway and alveolar epithelia already damaged by the viral infection. fenretinide-(n-(4-hydroxyphenyl) retinamide)-is a semisynthetic derivative of all-trans-retinoic acid. it is endowed with many pharmacological features, including anti-inflammatory and antiviral activities, prevention of obesity and type-2 diabetes [6] , and the well-known antitumor activity on a wide range of tumors [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] . moreover, its low toxicity profile has been proved in many clinical trials, also in long term treatments [12, 17, 18] . therefore, due to its poly-pharmacology, fenretinide administration by pulmonary formulations may be expected to be protective against acute lung injury (ali)/ acute respiratory distress syndrome (ards) caused by sars-cov infection and could represent a useful tool in a multimodal therapy aimed at establishing a rapid anti-inflammatory and antiviral effect. pulmonary hyper inflammation is a common feature in covid-19 patients. when sars-cov is inhaled and infects epithelial cells in the lungs, an immune response is activated by the local dendritic cells that phagocytose the virus and circulate to the regional lymph nodes where they present antigens to t cells. activated t cells migrate to the lungs, where they mount the immune response. helper t cells secrete cytokines that regulate and assist the immune response; cytotoxic cd8 + t cells (ctls) recognize and kill the infected cells. they release pro-inflammatory cytokines, perforins, and granzymes to induce programmed cell death [19] . however, the cytokines produced by ctls can damage uninfected as well as virus-infected cells, and their massive production may cause detrimental effects, leading to acute lung injury. sars-cov-2 infection is characterized by a rapid viral replication that triggers an amplified immune response with the activation of a cytokine storm. the consequent massive inflammation and increase in vascular permeability induce an abnormal accumulation of neutrophils, macrophages, inflammatory monocytes, and lymphocytes in the lung alveoli, further increasing cytokine production [20] . in this condition, the regulation of the immune response is lost, and the cytokine storm is further activated. without therapeutic intervention, the development of ali/ards and permanent alterations in lung functions may result in dire consequences [4] (figure 1) . moreover, the circulation of cytokines to other organs can lead to multi-organ damage. 1 figure 1 . schematic representation of the progression of coronavirus disease-19 . after an incubation period, severe acute respiratory syndrome coronavirus-2 (sars-cov-2) starts a rapid replication in the lung airway and alveolar epithelial cells. this triggers an immune response with cytokine production, excessive inflammation, and further amplification of the immune response that triggers the cytokine storm. acute lung injury (ali)/ acute respiratory distress syndrome (ards) may arise with dire consequences. fenretinide is the most investigated retinoid due to a significant antitumor activity on a wide range of tumor types [7] [8] [9] [10] [11] [12] [13] [14] [15] [16] combined with a favorable toxicological profile [12, 17, 18] . besides its antitumor activity, multimodal interactions with several biological mechanisms endow fenretinide with other pharmacological properties, including anti-inflammatory activity, antiviral activity, and prevention of obesity and type-2 diabetes [6] . the anti-inflammatory activity of fenretinide has been largely proved, and its mechanism of action has been characterized in different pathological conditions. in inflamed tissues, where the macrophages are characterized by a significantly higher ratio of arachidonic acid (aa) vs. docosahexaenoic acid (dha) than in normal tissues, fenretinide induced normalization of the aa/dha ratio, thus inhibiting phosphorylation of erk1/2 and decreasing the expression of inflammatory cytokines [21] . moreover, fenretinide's ability to downregulate the production of aa and increase the levels of dha provided attenuation of inflammation in cystic fibrosis [22] , osteoporosis [23] , and in a model of spinal cord injury [24] . in a mouse model of allergic asthma, fenretinide inhibited lypopolysaccaride (lps)-induced expression of various th1 and th2 cytokines, including ccl5, ccl7, ccl11, cxcl1, cxcl2, cxcl9, cxcl10, interleukin (il)-6, tnf-α, and inos [25] . in lps-exposed mouse brain microvascular endothelial cells (bend.3 cells), fenretinide showed inhibitory effects on the release of pro-inflammatory cytokines (il-1β, mcp1, inos, and tnf-α). fenretinide may inhibit nf-κb signaling by reducing its nuclear translocation via downregulation of ikkβ and iκbα phosphorylation [26] . this hampers the secretion of inflammatory modulators that is closely associated with the activation of nf-κb signaling. in mouse monocyte/macrophage cells infected with aggregatibacter actinomycetemcomitans, fenretinide suppressed jak-stat, pi3k-akt, pkc, and downstream nf-κb signaling pathways, therefore attenuating il-1β, il-6, and pge2 proinflammatory cytokine expression [27] . fenretinide has been demonstrated to induce reactive oxygen species (ros) generation and oxidative stress in tumor cells as a part of its cytotoxic mechanism [28, 29] . in contrast, it has not increased ros in normal cells, such as fibroblasts, peripheral blood mononuclear cells [29] , and normal and activated peripheral lymphocytes [30] . therefore, its anti-inflammatory activity in non-tumor tissues is not counterbalanced by the ros-inducing activity, and no detrimental effect can be expected when fenretinide is applied to non-tumor tissues. the antiviral activity of fenretinide has been proved in different virus types. in a screening study using a library of pharmacologically active compounds (lopac) of bioactive compounds against the respiratory syncytial virus (rsv), fenretinide was identified as a specific blocker [31] . in the dengue virus (denv), fenretinide has shown high activity both in vitro and in vivo [32] . its mechanism of action includes inhibition of denv non-structural protein 5 (ns5) recognition by host nuclear import proteins importin-α/β1; upregulation of transcripts representing the protein kinase r-like endoplasmic reticulum kinase (perk) arm of the unfolded protein response (upr); phosphorylation of eukaryotic translation initiation factor 2α (eif2α) with consequent translation attenuation and induction of an antiviral state [33] . fenretinide inhibited the steady-state accumulation of viral genomic rna and reduced viremia when orally administered in a murine model of denv infection. the molecular target responsible for this antiviral activity was distinct from other known inhibitors of denv and appeared to affect other members of the flaviviridae, including the west nile, modoc, and hepatitis c viruses [34] . fenretinide inhibited the zika virus (zikv) in mammalian cell culture and reduced both viremia and brain viral burden in a murine model. this antiviral activity was correlated with a significant decrease in the abundance of zikv rna. it was found that fenretinide reduced rna synthesis without direct inhibition of the viral polymerase or chemical destabilization of membrane-associated replication complexes, rather, fenretinide acted via an indirect mechanism mediated by a host factor [35] . in both zikv and denv, fenretinide inhibited the non-structural protein 5 (ns5), which contributed to pathogenesis, by antagonism with the production of interferon-i (ifn-i) [36] . as it is well-known, ifn-i promotes an early protective host mechanism against viral infection, by driving an antiviral state in non-immune cells and activating antiviral immune responses. therefore, the reestablishment of ifn-i production by fenretinide can block the early onset of viral infection [37] . the delayed release of ifn-i is well known in sars-cov and mers-cov infections as mechanisms to hinder the body's antiviral response [38] . the viral mechanisms of ifn-i evasion are multifaceted, including sequestering and shielding rna within double-membrane vesicles, modification of viral mrna 5 -cap structures, and specific targeting of antiviral cellular pathways [39, 40] . in sars-cov and mers-cov, inf-i production is protective only at the early stages after infection; at later time points, on the contrary, when exaggerating immune response takes place, ifn-i and inflammatory cytokines become pathogenic [41] . no studies on the ability of fenretinide to block inf-i evasion in coronavirus have been reported so far, but, by analogy with flaviviridae, some fenretinide activity on the mechanisms regulating the inf-i evasion in coronavirus might be expected. fenretinide treatment has been found to inhibit hiv infection by perturbing cell membrane structure and inhibiting crucial early events in the hiv fusion process [42] . fenretinide indeed is known to modify the biosynthesis and metabolism of ceramides, therefore, changing localized membrane domain organization. cell membrane modifications might alter the trafficking of virions through the endocytic pathway, thus leading to non-productive infection [42, 43] . sars-cov-2 predominantly infects airway and alveolar epithelial cells, vascular endothelial cells, and macrophages by linking angiotensin-converting enzyme 2 (ace2) that is abundantly expressed in the human lungs. after linkage to ace2, the viral entry into the host cells is mainly mediated by endocytosis. consequently, inhibition of cell entry may be expected by treatment with fenretinide. it has been observed that the endocytic pathway of sars-cov-2 also involves autophagy with the formation of autophagosomes and autolysosomes [44] . autophagy represents an essential cellular process, decreasing virus infections. beclin1 (becn1) is one of its key regulators. mers-cov replication results in reduced becn 1 levels, with a consequent block of the fusion of autophagosomes and lysosomes [45] . thus, autophagy-inducing, becn1-increasing agents may have antiviral effects [46] . fenretinide has demonstrated autophagy-inducing ability in different cell types. in human mammary carcinoma cell line mcf-7, fenretinide triggered an autophagic cell death pathway mediated by an increase in beclin 1 expression [47] . in human pancreatic cancer cells, fenretinide induced autophagy by ros increase [48] . in gastric carcinoma hcg27, autophagy was stimulated by the accumulation of dihydroceramide induced by fenretinide [49] . another target for antiviral activity is the akt1/mtor pathway. indeed, a kinome analysis of mers-cov-infected cells has detected phosphorylation changes of several regulatory kinases, including akt1 and mtor. these changes have been correlated to autophagy [50, 51] . the pharmacological use of akt1-and mtor-pathway inhibitors has shown promise for antiviral therapy against several viruses, including mers-cov [51] . the inhibitory effect of fenretinide in akt1 and mtor pathways has been reported in tumor cells [52] and in monocytes/macrophages [27, 53] . all these findings clearly show the involvement of fenretinide in multiple pathways, controlling viral replication. therefore, even in the absence of specific studies on sars-cov-2, an indirect antiviral activity of fenretinide may be supposed through the induction of an "antiviral environment", hindering supportive steps of viral replication, both at a cellular level and in the infected tissues. fenretinide has been well-tolerated in many clinical trials aimed at evaluating its antitumor activity in pediatric and adult cancers. oral administrations of fenretinide in corn oil gelatin capsules (4000 mg/m 2 for 28 days) or in a lipid matrix (lym-x-sorb, 61 mg/kg for 7 days) have been well-tolerated at high doses and for protracted periods of time. no significant hematological alterations or dose-limiting side effects have been obtained [9, 54] in these studies. many other clinical trials with fenretinide have confirmed its tolerability [17, 55, 56] . a phase ii study reported thrombocytopenia, anemia, hepatosplenomegaly in patients with myelodysplastic syndromes orally treated with fenretinide at 300 mg/day for 4 weeks and escalated to 400 mg/day for other 8 weeks [57] . thrombocytopenia was also observed in a phase i study in some patients with hematologic malignancies after administration of fenretinide (905 mg/m 2 ) as a continuous intravenous infusion for five consecutive days [58] . in a very recent study in mice, oral fenretinide led to splenomegaly and increased the circulating leukocytes [59] . a trial aimed at evaluating the effect of fenretinide as a chemopreventive agent included 1435 patients that received a 5-year fenretinide oral treatment. endpoints considered for safety assessment indicated that fenretinide was endowed with good tolerability. indeed, the most common adverse events were diminished dark adaptation (19.0%) and dermatologic disorders (18.6%). less common events were gastrointestinal symptoms (13.0%) and disorders of the ocular surface (10.9%). these symptoms occurred during fenretinide treatment and recovered over time [12, 60] . in covid-19 patients, the rapid evolution of the disease requires prompt treatment because only a narrow time window exists for therapeutic intervention. in this regard, pulmonary drug delivery offers the advantage of carrying the bioactive molecule in direct contact with the pathological lung epithelia, thus ensuring a rapid onset of the therapeutic response. high local drug concentrations may be easily obtained by pulmonary administration with a concomitant increase of the pharmacological effect but without the side effects elicited by other administration routes. drugs administered by enteral or parenteral routes, indeed, need to reach the blood circulation to be distributed to tissues and organs and enter the pathological site. this general distribution may provide extensive side effects, particularly when high drug administration doses are required to achieve a therapeutically active concentration of the drug in the pathological site. the increased pharmacological effect provided by high drug local concentrations and the decreased toxicity due to lack of a systemic distribution may improve the overall therapeutic efficiency of the drugs administered by pulmonary route, as demonstrated in several respiratory diseases, such as asthma, cystic fibrosis, and chronic obstructive pulmonary disease [61] . the inhalation devices play a crucial role in the effectiveness of pulmonary drug administration. the most common devices are nebulizers (e.g., jet nebulizers, ultrasonic nebulizers, and vibrating mesh nebulizers), metered-dose inhalers, and dry powder inhalers [62] . the selection of the inhalation device depends on the physicochemical characteristics of the drug and its formulation. liquid formulations are administered by nebulizers and metered-dose inhalers, and solid formulations by dry powder inhalers. in each case, the inhalation device provides aerosol particles whose size can control the extent of inhaled drug accumulation and the site of drug deposition within the airways. smaller particles achieve a greater total drug accumulation in the lungs and farther distal airway penetration compared with larger particles. particles smaller than 5 µm in diameter may flow in the airstream beyond the retro-pharynx and reach the trachea. particles of 2-5 µm in diameter are deposited in the upper respiratory tract at the level of the trachea and tracheal bifurcation. particles smaller than 2 µm in diameter deposit in the lower airway and alveolar epithelia [63, 64] . then, the modulation of intrapulmonary deposition through the control of the aerosol particle size can appreciably improve the inhalation drug therapy (figure 2 ). the pulmonary administration of drugs mainly provides a local therapy but may also provide a systemic therapy when the physicochemical characteristics of the drugs can support their absorption through the alveolar epithelium at extents suitable to elicit systemic effects. indeed, the large surface area, extensive vascularization, and single-cell barrier in the alveoli make the lungs an appropriate portal for the systemic absorption of molecules, such as insulin, human growth hormone, etc. [65] . pulmonary delivery of fenretinide could be a valuable tool in covid-19 due to the possibility of obtaining a very high drug concentration in the airway and alveolar epithelia, thus triggering a rapid onset of local anti-inflammatory response. at the same time, the ability of fenretinide to induce an "antiviral environment" could further enhance its therapeutic efficacy (figure 3 ). in order to be effective, pulmonary fenretinide formulations should provide aerosol particle size smaller than 2 µm, for deposit in the lower airway and alveolar epithelia, where the infection process is amplified by the extensive vascularization. moreover, after deposition, they should trigger a rapid drug release to speed up the onset of the therapeutic activity. such formulations require fenretinide solubilization in an aqueous phase, and the adequate solubilization degree to provide high concentrations of the bioavailable drug, in the lungs, after inhalation. unfortunately, the hydrophobic character of fenretinide strongly hinders its aqueous solubilization. moreover, the possibility to use solubilizing agents, such as tensides or water-mixable co-solvents, is severely restricted, by tolerability issues, in the formulations destined to inflamed lungs. highly tolerated, aqueous fenretinide formulations have been obtained by complexation with cyclodextrins [52] or encapsulation in nanomicelles [66] . complexation with 2-hydroxypropyl beta-cyclodextrin has increased fenretinide aqueous solubility from 0.017 mg/ml (pure drug) to 2.41 mg/ml (complex). the aqueous formulation of the complexed drug, administered by the parenteral route, was well-tolerated and increased the drug bioavailability and antitumor activity in mouse models of different tumor types [52] . nanoencapsulation in phosphatidylcholine-glyceryltributyrate nanomicelles has increased fenretinide's aqueous solubilization up to 3.88 mg/ml (nanoencapsulated drug). the intravenous administration of the nanomicelles in mice bearing tumor xenografts showed enhanced drug bioavailability and antitumor activity [66] . moreover, high tolerability was demonstrated by the absence of adverse effects after repeated administrations and for protracted periods of time. therefore, the in vivo tolerability and the ability to provide high fenretinide solubilization levels suggest that complexation with cyclodextrins [52] or encapsulation in nanomicelles [66] can be valuable means for preparation of safe and efficient pulmonary fenretinide formulations. there is presently no vaccine or documented specific, standard treatment against covid-19. most of the potential drugs are being investigated for safety and efficacy in sars-cov-2 infection, but, until now, no drugs are validated to have significant efficacy in the clinical treatment of covid-19 patients in large-scale studies. current treatments are using drugs that were originally designed for other pathologies and have been repurposed for covid-19 trials. these include antiviral and immunomodulating drugs designed to boost the innate immune response or to inhibit the inflammatory processes, causing lung injury. drugs for symptomatic control are also employed. antiviral drugs act on the coronavirus by direct mechanisms, inhibiting key viral enzymes responsible for genome replication or hindering viral entry to human cells. remdesivir is the most promising, among the antiviral drugs. it exhibits broad-spectrum antiviral activity against rna viruses. in previous studies, it showed antiviral activities, both in vitro and in vivo, against different coronaviruses, including sars-cov and mers-cov [67, 68] . in a recent study, remdesivir inhibited sars-cov-2 in vivo [69] . ivermectin is an anti-parasitic agent, which has proved to exert antiviral activities toward both hiv and dengue virus [70] . recently, an in vivo study put in evidence its capability to reduce viral rna up to 5000 fold in sars-cov-2 infection [71] . lopinavir/ritonavir are protease inhibitors. they are used in combination in the treatment of patients with hiv infection. several clinical, preclinical, and in vitro studies performed on sars-cov and mers-cov proved that the lopinavir/ritonavir combination was effective against these viruses [72] [73] [74] . hydroxychloroquine is active against malaria as well as autoimmune diseases (such as rheumatoid arthritis, lupus erythematosus). it has been recently investigated as a potential broad-spectrum antiviral drug for its ability to increase the endosomal ph, which prevents virus-cell fusion [75] . hydroxychloroquine has been shown to specifically inhibit the replication of sars-cov by interfering with the glycosylation of its cellular receptor ace2 [76] . recent in vitro studies revealed its ability to effectively reduce the viral copy number of sars-cov-2 [77] . immunomodulating drugs able to stimulate innate antiviral immune responses are now repurposed for the treatment of covid-19. natural killer (nk) cells represent a highly specialized lymphoid population of the innate immune system with potent activity against virus-infected cells. migration of nk cells and macrophages to the lungs has been demonstrated to play a major role in the clearance of sars-cov [78] . indeed, the innate response itself can control sars-cov infection, without the help of ctls and antibodies, particularly in the early stages of the infection process. type i interferons are secreted by virus-infected cells and represent a host protective mechanism. recombinant interferons, used alone or in combination with other drugs, have provided a broad-spectrum antiviral activity against hcv, respiratory syncytial virus, sars-cov [79] , and mers-cov [73] . recent trials are assessing their safety and efficacy in covid-19. drugs interfering with the il-6 pathway are used to attenuate the inflammatory response in covid-19 [80] . elevated il-6 levels are predictive of poor prognosis in patients with ards [81] . the pathway of il-6 signaling occurs through il-6 receptors, which are expressed predominantly on neutrophils, monocytes, macrophages, and some lymphocytes [82] . tocilizumab and siltuximab are monoclonal antibodies against il-6. tzls-501 is an anti-il-6 receptor antibody, and sarilumab an il-6 receptor antagonist. they all are designed to inhibit the binding of interleukin-6 to its receptors, thus alleviating cytokine release syndrome. thalidomide has been repurposed for the treatment of covid-19 due to its anti-angiogenic, anti-inflammatory, and anti-fibrotic activity. its anti-inflammatory activity is mainly based on the inhibition of tnf-α production. thalidomide has shown promise in the treatment of multiple inflammatory diseases, such as lupus erythematosus and crohn disease [83] . preclinical studies proved that thalidomide was effective in treating mice infected with influenza virus h1n. it decreased the infiltration of inflammatory cells and inhibited the production of inflammatory cytokines [84] . recent studies are evaluating its efficacy in sars-cov-2 [85] . lenalidomide is a derivative of thalidomide. it is currently used in the maintenance therapy of multiple myeloma due to its immunostimulatory effect on nk cell number and function combined with an acceptable toxicity profile. lenalidomide has been proven to limit the amount of pro-inflammatory cytokines, such as tnf-α, il-12, il-1, il-6, and increased il-2 and ifnγ [86, 87] . many studies have demonstrated the lenalidomide's strong anti-angiogenic activity [88] [89] [90] [91] . with respect to thalidomide, lenalidomide is expected to provide a superior activity and decreased side effects in covid-19 treatment. glucocorticoids have been used in sars-cov and mers-cov infections to restrain lung inflammation and immune responses [92] [93] [94] . their use has provided side effects, such as secondary bacterial infections, osteoporosis, and prolonged viral clearance. glucocorticoids, such as methylprednisolone, are now under evaluation in covid-19 for effectiveness and safety [85] . pulmonary administration of fenretinide, in combination with the drugs currently used in covid-19 treatment, could represent a new, effective tool to improve the efficacy of the single drugs and produce a strengthened overall pharmacological response. fenretinide is particularly suitable to be used in combination because its poly-pharmacology may reinforce the activity of several drugs, and its high tolerability may enable large adjustments of the administered dose without toxicity concerns. the combination of fenretinide with the antiviral drugs used in covid-19 is expected to improve the treatment efficacy due to the ability of fenretinide to induce an "antiviral environment" that can behave as an adjuvant to the specific antiviral activity of the drugs. in combination with the immunomodulating drugs, fenretinide may contribute to enhance the innate immune response due to its stimulating effect on nk cells' proliferation and cytotoxicity [95, 96] . moreover, its anti-inflammatory activity, largely demonstrated in several models, may boost the attenuation of the inflammatory response induced by the immunomodulating drugs. in particular, the ability of fenretinide to decrease il-6 [25, 27] should improve the efficacy of the drugs blocking the il-6 pathway, such as tocilizumab, siltuximab, sarilumab, tzls-501. the combinations of thalidomide or lenalidomide with fenretinide are expected to be very effective due to the multiplicity of mechanisms involved in the anti-inflammatory activity of both types of drugs. particularly, the decrease of tnf-α [25, 26] and the antiangiogenic effect [97, 98] provided by fenretinide, added to the same effects provided by thalidomide and lenalidomide, should boost the anti-inflammatory response elicited by the combination. fenretinide and lenalidomide were evaluated, by intravenous administration, in a mouse model of neuroblastoma. high tolerability and antitumor activity were obtained with this combination [66] . in regard to the administration route, the drugs to combine with the pulmonary fenretinide are expected to be administered by enteral or parenteral routes, depending on the form of the formulations available on the market. however, the pulmonary administration route would be the best option because, as already reported for fenretinide, the local drug administration in the pathological site would provide a rapid onset of the therapeutic response. moreover, in addition to local therapy, systemic therapy may also be obtained if the drug absorption through the alveolar epithelium can take place at a suitable extent. the utility of fenretinide anti-inflammatory activity, associated with its high tolerability, has been repeatedly demonstrated in lung-related pathologies, such as cystic fibrosis, allergic asthma, and chronic lung infections. its antiviral activity in the zika virus, dengue virus, respiratory syncytial virus, hepatitis c virus, and hiv has been largely proved and attributed to several mechanisms of action. although there is no direct evidence of fenretinide application in covid-19, the multiple inhibition mechanisms demonstrated in the studied viruses and the involvement of fenretinide in multiple pathways controlling viral replication strongly suggest that fenretinide could provide an indirect antiviral activity towards sars-cov-2, as well as other virus types, by means of the induction of an "antiviral environment" hindering infection. therefore, both the anti-inflammatory activity and the ability to induce an "antiviral-environment" indicate 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fenretinide as an anti-angiogenic agent in neuroblastoma key: cord-017702-v46ye328 authors: ganguly, nirmal kumar; saha, gautam kumar title: pharmacogenomics and personalized medicine for infectious diseases date: 2013-06-11 journal: omics for personalized medicine doi: 10.1007/978-81-322-1184-6_27 sha: doc_id: 17702 cord_uid: v46ye328 humans have been plagued by the scourge of invasion by pathogens leading to infectious diseases from the time in memoriam and are still the cause of morbidity and mortality among millions of individuals. trying to understand the disease mechanisms and finding the remedial measures have been the quest of humankind. the susceptibility to disease of an individual in a given population is determined by ones genetic buildup. response to treatment and the disease prognosis also depends upon individual’s genetic predisposition. the environmental stress induces mutations and is leading to the emergence of ever-increasing more dreaded infectious pathogens, and now we are in the era of increasing antibiotic resistance that has thrown up a challenge to find new treatment regimes. discoveries in the science of high-throughput sequencing and array technologies have shown new hope and are bringing a revolution in human health. the information gained from sequencing of both human and pathogen genomes is a way forward in deciphering host-pathogen interactions. deciphering the pathogen virulence factors, host susceptibility genes, and the molecular programs involved in the pathogenesis of disease has paved the way for discovery of new molecular targets for drugs, diagnostic markers, and vaccines. the genomic diversity in the human population leads to differences in host responses to drugs and vaccines and is the cause of poor response to treatment as well as adverse reactions. the study of pharmacogenomics of infectious diseases is still at an early stage of development, and many intricacies of the host-pathogen interaction are yet to be understood in full measure. however, progress has been made over the decades of research in some of the important infectious diseases revealing how the host genetic polymorphisms of drug-metabolizing enzymes and transporters affect the bioavailability of the drugs which further determine the efficacy and toxicology of the drugs used for treatment. further, the field of structural biology and chemistry has intertwined to give rise to medical structural genomics leading the way to the discovery of new drug targets against infectious diseases. this chapter explores how the advent of “omics” technologies is making a beginning in bringing about a change in the prevention, diagnosis, and treatments of the infectious diseases and hence paving way for personalized medicine. over the millennia with the progression of human civilization, the condition of human health has changed considerably. the lifespan of the human has increased considerably with the advent of vaccines against several diseases which has eradicated small pox, and now we are embarking on the global campaign to eradicate poliomyelitis and have controlled the disease in most parts of the world. the treatment of infectious diseases got a boost with the discovery of penicillin by alexander fleming in the earlier part of the twentieth century. as a range of antibiotics were later discovered, infectious diseases such as meningitis, bacterial pneumonia, sepsis, and other lifethreatening bacterial infection were treatable. also the survivability of patients undergoing operative procedures and aggressive chemotherapy was feasible and their recovery high. the last 50 years of the twentieth century have been eventful with the discovery of antimicrobials that had given us the hope that we shall eradicate all infectious diseases. despite all the efforts and progress we have made in medical science, infectious disease remained a major health problem. but the golden era of the antibiotics will not be long if we go on unregulated administering and promoting rampant use of antibiotics, as is evident from the rise of antibiotic resistance (caramia and ruffi ni 2012 ) , and the new emerging diseases have posed major challenge (table 27 .1 ). in the last few decades with the advent of fi eld of genomics, there is a new hope in prevention, diagnostics, and treatment of infectious diseases. we will explore in this chapter the table highlights the organisms that are of public health importance and their year of discovery source : world health organization: newly discovered organisms of public health importance: page 6. from who regional offi ce east-asia: combating emerging infectious diseases in south east asia region (2005) how the host genetic polymorphisms of drug-metabolizing enzymes and transporters affect the bioavailability of the drugs which further determine the effi cacy and toxicology of the drugs used for treatment. further, the fi eld of structural biology and chemistry has intertwined to give rise to medical structural genomics leading the way to the discovery of new drug targets against infectious diseases. this chapter explores how the advent of "omics" technologies is making a beginning in bringing about a change in the prevention, diagnosis, and treatments of the infectious diseases and hence paving way for personalized medicine. how the advent of new technologies is bringing about a change in medical treatment of the infectious diseases. for the use of "omics" technology to be successful requires considerable information of pathogen genome as well as genome information of the host. the pathogen genomic and proteomic information helps to identify antigens that can give us information necessary for making a diagnostic tool and vaccine design. the pathogen genome on one hand gives us the information about the important genes conferring disease pathogenesis as well as drug resistance, while the genome of the host on the other hand will reveal the susceptibility genes, and the further knowledge of polymorphisms in genes of the host metabolic and immune system will lead to the new vaccine strategies, drugs targets, and also their treatment outcomes. rapid advances of biotechnological and informatics tools in the past few decades mainly in fi elds of genetics, genomics, and proteomics are leading the way in identifying treating and thus improving the health of human beings. the effective treatment in a patient can only be achieved by fi rst rapid diagnosis of the disease and also identifying its causative agent that is particularly important in the cases of infectious diseases. new insights gained by the analysis of genome and structural feature of pathogen macromolecules have brought about new hope in the treatment of the dreaded diseases. the knowledge of system biology in respect to the microbial infections is still in development, and data available is mostly for few human infections. the rapid development of new generation sequencing technologies have led to generation of new knowledge base and with more advancement of such technologies in the coming years has brought in a hope that all diseases will conquered. in the near future, we will have complete sequences of the total transcriptomes, like genome sequences a decade earlier, and proteomic technologies will attain the throughput and sensitivity of microarrays. other technologies like metabolomics, glycomics, lipidomics, and phosphoproteomics when referred to in the context of infectious diseases are still in various stages of development, but we are taking the right steps in the direction of development of such technologies (antony et al. 2012 ). the technologies of transcriptomics and functional genomics are transforming our understanding of microbial infections and helping us decipher the reason of infections susceptibility in the humans. transcriptomics have been developed and used by scientists to broaden our understanding of infectious diseases. to elucidate the hostpathogen interaction, cdna microarrays have been widely used. the studies have focused on how the pathogens effect the host cell gene expression. the wild-type virulent strains and isogenic mutants have been used to gauge the responses of the host cell. the major fi ndings of these studies have shown how the pathogen virulence factors modify host cell factor expression (roy and mocarski 2007 ) . the role of pathogen recognition receptors (prr) affecting hostpathogen interaction has been studied. these studies have shown that the host cell responses have an alarm signal (jenner and young 2005 ) . studies have also shown that gene cluster signals are responsible for generating the alarm signals that are the target of attack by the invading pathogens (hamon and cossart 2008 ) . array technologies are being used with molecular probes of host human (also animals/plants) and microbial genes to monitor and at the same time point the expression of genes from host cells and those of the pathogens to better understand the full complexity of host-pathogen interaction. functional genomics have also led to the development of tools to decipher infectious diseases by manipulating the cellular mechanisms. the technology of the rna interference (rnai) has undergone tremendous development in the last decade which has led to the large-scale reverse genetic screens in human cells and model organisms (boutros and ahringer 2008 ) . rnai technology uses double-stranded ribonucleic acid (dsrna) with having complementary sequence to the target mrna sequence and is used to silence or downregulate the gene expression of its target. long dsrna induces interferons or other unspecifi c responses in mammalian cells which is avoided by the use of small interfering dsrna (sirna) directly or small hairpin rna (shrna). rnai screening using rna probes, which induces loss of function of host genes, leads to discovery of host resistance factors (hrf). it is made possible when silencing this restrictive factors leads to invading pathogen replication enhancement and may also identify host susceptibility factors (hsf) and also identify permissive factors, that when silenced will decrease the pathogen replication. the rnai screens still have some limitations due to offtarget sirna effect (echeverri et al. 2006 ) . thus, the primary screening validation is made by using additional sirna screens. from the several rnai screenings in human and in fruit fl y cells, only 300 host factors were validated from about 10,000 and 20,000 targets identifi ed in the initial screen (agaisse et al. 2005 ; brass et al. 2008 ; konig et al. 2008 ; krishnan et al. 2008 ; zhou et al. 2008 ) . to make the system biological tools like rnai more effective in fi nding mechanisms in host-pathogen interaction and thus fi nding cure for the microbial infections, there is a need for integrations of all data obtained from the omics technologies. in addition several rounds of biological experimentations are required by using mutant pathogens, cellular rnai knockdowns, or humanized animal models using mice or primate infection model. the resulting inferences from the validated data would help us build predictive models which could lead us to the better understanding of pathogen interactions with the host. it is evident from human history of infectious diseases that not everybody in a given population is affected by an infective disease. for an infective organism to cause an infection, both the virulence of the pathogen and the host susceptibility are important. the identifi cation of genetic factors of host innate and adaptive immunity that determine the protection from pathogen is an important endeavor of scientists. animal models of infectious diseases especially mouse models have been used to fi nd the genetic factors and biochemical mechanism of disease susceptibility (marquet and schurr 2001 ) . the identifi cation of candidate genes responsible for disease susceptibility or resistance and the occurrence of genetic polymorphism in them give us the best possible biological scenario of the disease. researchers have found that in bacterial diseases, tuberculosis and leprosy seem to have similar genetic susceptibility determinants in the host as exemplifi ed from the fi nding that higher incidence of these diseases was found in the monozygotic twins than in dizygotic twins and siblings (abel et al. 1995 ; vidal et al. 1995 ) . mouse model of infections has revealed that gene encoding the natural resistance-associated macrophage protein 1 ( nramp1 ) confers natural resistance to infections caused by mycobacterium , salmonella , and leishmania . nramp1 is found in the membrane of the phagosome of the macrophages where it seems to be probably affecting the replication of the infecting intracellular bacterium (gruenheid et al. 1997 ) . the genomic analysis in humans has found a similar gene to that of mice which is also having similar pattern of expression. hence, it has been inferred that humans too carry similar susceptibility gene. there have been further studies which have shown that polymorphisms found in the nramp1 gene are related to the infectivity of leprosy and tuberculosis (abel et al. 1998 ). in one of the studies, it was found that persons who carry an nramp1 heterozygous variant will be four times more likely to be infected by tuberculosis than persons who are carrying more common variants of the nramp1 (bellamy et al. 1998 ). cell-mediated immunity plays an important role in the context of tuberculosis and is well studied. research has further gone ahead to fi nd links between tuberculosis susceptibility and polymorphism in the gene coding for receptors of interferon-γ and interleukin-12, which are cytokines belonging to t-helper cell type 1 (th 1). the absence of functional copies of either of these genes in families and of isolated patients leads to high susceptibility to m. tuberculosis infection (jouanguy et al. 1996 (jouanguy et al. , 1997 newport et al. 1996 ; altare et al. 1998 ) . the highly polymorphic human leukocyte antigen (hla) system is the name of the major histocompatibility complex (mhc) in humans. the hla class i glycoproteins are highly expressed on the surface of every nucleated human cell, and they present endogenous peptides derived from the cell to the cytotoxic t cells. hla class i glycoprotein plays a major role during the viral infection as it presents intracellular viral peptides on the surface which leads to cellmediated immune response, which further leads to the destruction of virus-infected cells. hla class ii glycoproteins which are present on the surface of antigen-presenting cells (apcs) on the other hand present 9-14 amino acids long peptides that are derived from the engulfed pathogen and displayed on the surface which then are recognized by t cell as foreign antigens, and it will elicit an immune response to the antigen. the length of antigen as well as composition are important in deciding if the antigenic peptide will bind to the antigenic peptide-binding cleft. polymorphisms occur almost solely in the peptide-binding cleft of hla class i and ii in the glycoproteins. the diversity of hla-binding region ensures that some pathogenic peptides will be preferentially presented compared to the others. thus, in a given population, the hla diversity ensures the advantage that some of the hla glycoprotein peptide-binding clefts will be able to bind and present the pathogenic antigen peptide which will lead to an immune response to any invading pathogen. this ensures the survivability of the species against an infection. thus, genomic studies have focused on the identifi cation of susceptibility genes which would lead to the better management of infectious diseases in the population. the tuberculosis susceptibility has been associated with hla class ii genetics. the association is evident from the studies that have been found between pulmonary tuberculosis and class ii hla antigens in several populations (marquet and schurr 2001 ) . as is now clear, the knowledge of the mechanism of action of the pathogen and the identifi cation of the susceptibility genes goes a long way in the management of the disease in context of a public health perspective to prevent, diagnose, identify, and target the vulnerable populations against a given infectious disease. the requirement of the genomic information of both the host and pathogen is important to fully carry out infectious disease management. the fi rst sequence map of human genome being completed in june 2000 (lander et al. 2001 ; venter et al. 2001 ) , followed by discovery of genome-wide single-nucleotide polymorphisms (sachidanandam et al. 2001 ) and further genomic sequencing of several pathogens by institutes like the j. craig venter institute ( www.jcvi.org ) gradually opened the pathway to create new treatment and disease management methods. the ultimate aim of genomic technologies to bring personalized medicine for every infectious disease scenario is still decades away, but here we will focus only on important breakthrough which has shown us the way forward in respect to infectious disease identifi cation and treatment. neisseria meningitidis is a bacterium that can cause meningitis and other forms of meningococcal disease such as meningococcemia, a lifethreaten-ing sepsis ( www.cdc.gov/meningococcal/ ). n. meningitidis is a major cause of morbidity and mortality during childhood in industrialized countries and has been responsible for epidemics in africa and in asia . neisseria meningitidis serogroup b is responsible for causing about one third of infection. the genome sequence of n. meningitidis has opened a new way for disease management (pizza et al. 2000 ; tettelin et al. 2000 ) . the vaccine that was used only contained capsular polysaccharides from the serogroups a, c, y, and w135 only. serogroup b polysaccharide contained elements that resemble human polysialic acid and hence is poorly immunogenic and might generate autoantibodies (hayrinen et al. 1995 ) . in this scenario the n. meningitidis serogroup b was sequenced, and 350 potential antigens from the serogroup b were expressed in escherichia coli to fi nd the potential vaccine candidate. the expressed proteins are injected into mice to fi nd immunogenic antigens that can developed into a vaccine. similar strategies are being used to fi nd vaccine candidates for other serotypes of neisseria species and for other pathogenic organisms. pathogen genomic information is also being used to fi nd the immunologically important peptides for cytotoxic t lymphocytes (ctls) epitopes. the response of ctls is to seek out virally infected cells by recognizing the peptides presented by human leukocyte antigen (hla) glycoproteins on the cell surface and killing the infected cells. ctl epitopes are the viral peptide that is presented by the hla and recognized by ctls. the peptides are of the length of 10 amino acids, and genome sequence is used to fi nd out and synthesize these peptides for immunogenic evaluation. amino acids are divided into segments of peptide, measuring 10 amino acids in length and overlapping the previous peptides 9 amino acids, for example, west nile virus genome translates into 3,433 amino acids which can be segmented into 3,424 peptides that are 10 amino acids in length. immunoinformatics, a fi eld of bioinformatics, is speeding up the fi nding of ctl epitopes for the scientist working in the fi eld. algorithms on computer softwares are being used to match the viral peptides with the hla glycoproteins in silico for binding based on previously known results and are being tested (de groot et al. 2001 ). informatics based algorithms help eliminate 99 % of the peptides that would not be used in the experimental screens. thus, the time and effort to screen for the ctl epitopes have been reduced drastically. ctl epitopes may be used for making subunit-based vaccines and diagnostic tests. virusspecifi c antibody found using ctl epitopes can be used in enzyme-linked immunosorbent assay. it may be even possible to use ctl epitopes to test for the antigen itself. basically as of now only four types of molecular diagnostic tests are carried out to detect infection in laboratory setup. first is by direct detection where the pathogens can be detected directly by imaging technologies of microscopy and cell culture. second method of diagnosis is by the detection of proteins produced by pathogens by the use of specifi c antibodies, like that used in enzymelinked immunosorbent assay (elisa). third method is by detection of the specifi c antibodies iga, igm, and igg against the pathogens and the changes in their titers using antibody capture assay. fourth method uses detection of nucleic acid of the pathogens and amplifying their signal using techniques like polymerase chain reaction. latest diagnostic technologies have been developed on these basic four biotechnological technologies (speers 2006 ) . pathogen genome can also be used to identify the infecting organism itself. microbial dna in the clinical specimen can be used to identify the disease-causing pathogens. human immunodeficiency virus (hiv), hepatitis virus, borrelia burgdorferi (causative agent of lyme disease), and mycobacteria are few examples of pathogens that can be identifi ed by their genomic sequences. mycobacterium tuberculosis antimicrobial resistance strain-caused infections are becoming quite common, and genomic information has deciphered few potential candidates like katg gene mutations in resistant strains (siqueira et al. 2009a , b ; marahatta et al. 2011 ) . the traditional culture test for mycobacterium which is time-consuming and less sensitive is giving way to restriction fragment length polymorphism (rflp), a specifi c technique used in dna fi ngerprinting (van soolingen 2001 ). the technology uses restriction enzymes that cut dna at the places having certain particular nucleotide sequences. the nucleotide pattern that is obtained is then compared to the previously identifi ed specifi c nucleotide pattern of the genome of the pathogen dna. dna patterns can be separated on the basis of length, and the pattern of dna fragments in the dna fi ngerprint is characteristic of particular isolate, and each particular pathogen has a unique pattern. dna fi ngerprint technology is faster and reliable than culturing of the mycobacteria, ideal for discovering new drug-resistant strains from unique genomic sequences of each mycobacterium. the technology is very useful for identification of strains during the time of outbreaks and further epidemiological studies. the knowledge of viral load in patients is also important for dosage determination in drug therapy; hence, detection of the viral pathogenic dna and rna in clinical specimens is of paramount importance. treatment of viral diseases like hiv, chronic hepatitis b, and hepatitis c often depends on the knowledge of viral load (revets et al. 1996 ) . for example, hiv viral loads are detected by enzymatic amplifi cation of the viral nucleic acid and detection of the signal from the labeled probes that hybridizes with them. the signal usually is either a color signal conjugated to the probe or a chemiluminescent probe, and the intensity of the signal corresponds to the number of copies of the nucleic acid rna. capillary electrophoresis detects hybridized probes at a very high sensitivity with detecting as low as 2,000 copies of hiv rna in milliliters of plasma (kolesar et al. 1997 ). the rampant uncontrolled use of antimicrobials has led to increased number of antibiotic bacterial strains. genomic mutations allow the certain bacterial strains to overcome the effects of antimicrobials and are able to propagate in spite of the presence of antibiotics. fluoroquinolones are drugs that act on the bacterial dna replication by binding to bacterial enzymes involved in bacterial dna replication, that is, dna gyrase and topoisomerase. the bacterial resistance to quinolone occurs due to mutation in the quinolone-binding site in the enzymes mentioned above. the mutation leads to change in the amino acid at the site of binding of fl uoroquinolones to the enzymes. if both the bacterial enzymes are mutated, then high-level resistance occurs to the quinolone drug affecting the treatment of infection as compared to when either of the enzymes is mutated (hooper 2001 ) . now genetic test is available to detect antimicrobial resistance in the infecting pathogens. the information is important because it would lead to a better treatment management of the infection. the methicillin-resistant staphylococcus aureus phenotype is detected when cultured in the presence of oxacillin after a period of 24 h. before the era of omics technology, the only means of resistance detection was by culture test which is a very time-consuming test. methicillin resistance in s . aureus is controlled by alternations of penicillin-binding protein pbp2a. gene meca controls the production of pbp2a. polymerase chain reaction test is used to detect the presence of meca in reference laboratories, while commercially developed kit can detect the same using a fl uorescein-labeled meca probe. both dna probe and pcr technology when used for analysis can detect meca -resistant gene in a given sample in less than 3 h. the rapid detection of antimicrobial resistance in pathogens helps patients in providing adequate treatment opportunities (louie et al. 2000 ) . the study of the host genome becomes important to fully understand the drug effects and as such design more effective methods of treatments. although the ultimate goal is to decipher the system biological effect, the trend of single gene effects is also very important. cytokines play a very important role in human immunity (paul and seder 1994 ) . in hepatitis c infection, interferon alpha is used to stimulate cell-mediated immunity against the viral infection and is the primary treatment. however, studies have shown that response to interferon-alpha treatment is only 50 % in some cases even when combined with other antiviral treatment (manns et al. 2001 ) . further studies have shown that if chronic hepatitis c patients have il-10 polymorphism variant, it leads to the reduction in expression of il-10 itself, and they will have fi ve times more chance of effective treatment with interferon alpha than those who do not carry the polymorphism (edwards-smith et al. 1999 ) . interleukin-10 (il-10) is a polymorphic cytokine and is a t-helper cell type ii (th2) cytokine that is associated with the induction of the production of large amount of antibodies in body's immune response. th1 cytokines which promote cell-mediated immunity inhibit th2 response and vice versa. thus, people with high-expressing il-10 genotype if infected and suffering with chronic hepatitis c infection are less likely to respond to interferon-alpha treatment. new treatment regimes have to be developed for patients suffering from chronic hepatitis c infection and carrying il-10 polymorphism associated with high cytokine expression. vaccine responses can be used as a system of gauging the state of immune system ( poland 1999a , b ) . vaccines are administered to large number of population as an integral part of public health system. vaccines are used to mimic the infective disease conditions that induce immunological memory to protect the individual against subsequent exposure to the pathogen and lead to prevention of disease. the phenomenon to gain protective immunity against a pathogen upon being vaccinated for the particular pathogen depends on individual genetic build. as studies have shown, not all healthy individuals are able to generate a protective immune response upon vaccination. it has been observed in the case of measles vaccination that only 10 % of the population was seronegative and clustered in family (poland 1999a , b ; poland et al. 1999c ). both hla i and hla ii class alleles have been responsible for the measles vaccine response, while hla-b7, hla-b51, hla-drb1*13, and hla-dqa1*01 are associated with positive measles vaccine response, and hla-b, hla-dr, and hla-dqa1 have been responsible for the vaccine being noneffective (hayney et al. 1996 (hayney et al. , 1998 poland et al. 1998 ). drugs used for targeting any pathogenic infection can only be successful if we are aware how it is affecting the host and pathogen at genomic level and hence are able to explain the host effi cacy and toxicity. we look at few important infectious diseases where pharmacogenomic research has been bringing a landscape change in the disease treatment. leishmaniasis is a very complex major tropical infection transmitted by the vector sand fl y is all right. the infection is caused by intracellular protozoan parasites of leishmania genus. there are more than 20 species of leishmania . the type of infective species, virulence factors, and host immune responses and depending on the clinical symptoms, the disease is categorized into cutaneous leishmaniasis (cl) and visceral leishmaniasis (vl). vl is also known as kala-azar; the origin of the name is from the eastern and northeastern part of the indian subcontinent where the disease is endemic. depending upon the place where one has acquired the infection, cl is further categorized into "new world" from central america and south america and "old world" if from asia, middle east, africa, or southern europe. more than 1-1.5 million cases of leishmaniasis occur worldwide (about 80 countries are affected) with major countries being the developing nations of asia, africa, and latin america ( www.who.int/topics/leishmaniasis/en/ ) . species of leishmania are several causing different clinical manifestations of the infectious disease. l . donovani produces primary cutaneous disease as well as gives rise to visceral leishmaniasis (vl) and also post-kala-azar dermal leishmaniasis (pkdl) that is manifest after the treatment of the initial visceral disease. visceral leishmaniasis main causative pathogen is the l. donovani complex with old world vl disease being caused by the species l. donovani and l. infantum, and new world disease is mainly caused by different species of l. chagasi in the cases of infection caused by l. braziliensis complex, there is always a chance that the infection dissemination to mucosal region can occur to give rise to mucocutaneous leishmaniasis (mcl) (herwaldt 1999 ) . the complex disease is manifested due to multiple factors ranging from environmental factors such as time and number of exposure with infected vector sand fl ies, species of the infecting leishmania pathogen, to host genetic factors that include immune status of both innate and adoptive immune systems that determine the clinical outcome of the disease. other reasons for leishmania disease susceptibility are malnutrition, immunodefi ciency with hiv coinfection, and young age. the protection against invading pathogenic leishmania protozoa and even the curative resolution of the disease is provided by th1 cytokine response involving cytokine interferon gamma (ifn-γ), interleukin (il)-12, and tumor necrosis factor alpha (tnf-α), whereas th2 response cytokines il-10, transforming (tgf)-β, and il-4 have been implicated in increasing susceptibility to the disease in the experimental animals (reed and scott 1993 ; sacks and noben-trauth 2002 ) . nonhealing lesions and diffused lesions in cl have been implicated to th2 response, while self-healing lesion has been associated with th1 response (melby et al. 1994 ) . however, in some situation il-4 (a th2 cytokine) has been implicated to induce il-12 production and lead to th1 cytokine response, and it has also been found in some cases that th2 response occurs independent of il-4 (alexander and bryson 2005 ; mansueto et al. 2007 ). leishmania infection is a complex infection depending on host factors as well as strain polymorphism. leishmania mexicana cysteine proteases which target il-12 that prevents th1 protective response (buxbaum et al. 2003 ) , while the leishmania analogue of activated c kinase (lack) from the leishmania major induces th2 response that leads to host parasitization (kelly et al. 2003 ) . polymorphism of l. braziliensis also affects disease outcomes (cupolillo et al. 2003 ; schriefer et al. 2004 ). pkdl is a complication arising after treatment of vl, affecting 50 % of vl patients in sudan (study carried out in united sudan) and also 5-10 % patients in india. pkdl has been found to be associated with increased levels of il-10 (zijlstra et al. 2003 ; ganguly et al. 2008 ). the major treatment regime of cl which has propensity of dissemination towards vl and mcl is with parenteral antimonials like sodium stibogluconate or meglumine antimoniate, pentamidine, and oral miltefosine (olliaro et al. 2005 ; ameen 2007 ; amato et al. 2008 ) , whereas cl with low risk of spread is treated with local and physical therapies such as intralesional antimonials, topical paromomycin, cryotherapy, and thermotherapy or by oral azoles. however, when the disease progresses to mcl, treatment is prolonged, and toxicity from such long-duration drug use is a common occurrence (marsden 1986 ; amato et al. 2008 ) . vaccine is still elusive in the case of leishmania. some trials with dna vaccines do have shown a way forward. these vaccines have shown the promise to be effective as they have been able to induce 1l-12 production, which was in response from the persistent antigen exposure from the dna vaccine (requena et al. 2004 ). in venezuela killed leishmania promastigotes along with bacillus calmette-guerin (bcg) used as immunotherapy have shown results with a high cure rate in clinical trials by inducing th1 response (convit et al. 2003 ) . l. major vaccine trial with bcg and parenteral antimony combined have been successfully used for treatment of pkdl (mansueto et al. 2007 ). the search for effective vaccine for leishmania had got a boost with knowledge from genome sequence data of several leishmania strains. more vaccine candidate genes will be evaluated in the future (stober et al. 2006 ). in the absence of an effective vaccine with recurring infection such as pkdl, dissemination infection to mucosa leads to aggravating of the disease. prolonged treatment with parenteral antimonials that give rise to high-level risk of toxicity with high morbidity and mortality from the disease is a problem of concern (convit et al. 2003 ; muse et al. 2008 (samaranayake et al. 2008 ) . l. donovani though normally associated with causing vl is shown in few places, kenya, yemen, cyprus, and the himalayan region of north india, and is the main causative pathogen of cl (mebrahtu et al. 1993 ; pratlong et al. 1995 ; sharma et al. 2005 ; antoniou et al. 2008 ) . to deduce the genetic susceptibility of the leishmania disease, experimental murine animal models along with clonal parasite line (to control environmental variable) have been used to fi nd the genes responsible for disease progression along with their human homologues of disease susceptibility (handman et al. 2005 ) . first genes that were used to deduce from such analysis in murine model were nramp 1 and the h-2 locus had been implicated in l. donovani infection (blackwell et al. 1980 ) . hla class ii antigen hla-pq3 is found to be associated with cl in venezuela (lara et al. 1991 ) and mcl in brazil caused by l. braziliensis (petzl-erler et al. 1991 ) . pcr genotyping studies in mexico on leishmania patients has found an association with hla class ii genes with cutaneous leishmaniasis (cl) (olivo-diaz et al. 2004 ) . high blood tnf has been found to be associated with mcl (castes et al. 1993 ) and acute vl (barral-netto et al. 1991a , b ) . a venezuelan study has implicated that allele 2 of tnf-β polymorphism with high risk of developing mcl caused l. braziliensis and higher frequency of allele 2 of tnf-α polymorphism was also associated with mcl (cabrera et al. 1995 ) . in brazil by using family-based disequilibrium test analysis (tdt), investigation has shown that tnf polymorphism has been linked to l. chagasi infection (karplus et al. 2002 ) . in asymptomatic patients having positive skin test, l. chagasi has been associated with tnf-1 allele of tnf-α gene, while in case of symptomatic l. chagasi vl patients, tnf-2 allele is implicated. due to parasite heterogeneity, this tnf polymorphism association has not been correlated to infection by other leishmania species such as in l. infantum vl (meddeb-garnaoui et al. 2001 ) and l. major cl (kamali-sarvestani et al. 2006 ) . variation in promoter of il-4 and ifn-γ gene polymorphism has been found to be linked to l. major cl disease susceptibility and progression respectively in an iranian study, while in a sudanese vl patient study, il-4 polymorphism has been shown to increase disease susceptibility (mohamed et al. 2003 ) . polymorphism in promoter region of il-10 gene leads to higher il-10 production which has been shown to increase the risk of having skin lesions during an infection of l. braziliensis (salhi et al. 2008 ). il-6 can diminish the high th1 proinfl ammatory response that occurs when l. braziliensis cl progresses to mcl (hatzigeorgiou et al. 1993 ; bacellar et al. 2002 ) . il-6 polymorphism plays an important role in the progression of l. braziliensis cl to mcl, and this fi nding is important since their genetic markers have high prognostic value (castellucci et al. 2006 ) . genome-wide linkage have been performed for l. donovani-infected vl patients in artinga ethnic group in sudan to help identify loci on chromosome 22q12 and is associated with disease susceptibility genes (bucheton et al. 2003a , b ) . il-2 receptor β chain (il2rb) gene is present in the highly susceptible loci on chromosome 22q12 that was identifi ed from this study. il-2 receptor has been detected in high levels during vl infection and plays a critical role in t cell genetic responses (barral-netto 1991b ) . further studies have shown il2rb polymorphism in association with l. donovani vl (bucheton et al. 2007 ) . another candidate gene found is slc11a1 (formerly nrampi) on chromosome 2q35, an innate resistance gene that regulates macrophage activation and contributes to increased vl risk in sudanese population (bucheton et al. 2003a , b ; mohamed et al. 2004 ) as well as increased susceptibility to several intracellular pathogens (blackwell et al. 2001 ) . other studies have shown that genotypes having signifi cantly high level of mannan binding lecithin occur more prominently in patients with clinical vl. an opsonin, mannanbinding protein, is known to enhance pathogen infection. polymorphism in mannan-binding gene has been shown to increase risk of developing l. chagasi vl in brazilian study population (alonso et al. 2007 ) . in pkdl there is elevated level of ifn-γ. polymorphism of ifn-γ receptor 1 from study in sudan has been implicated in pkdl (salih et al. 2007 ). the ifn receptor expression is important for the activation of macrophages via ifn-γ. drug treatments are not very effi cient in the treatment of leishmaniasis disease; more effective treatment regimes can be developed by thoroughly knowing the genetic factors that lead to disease progression. thus, unnecessary drug use and adverse reaction can be avoided. as various genetic susceptibility studies have shown, cytokine response determines the disease progression in leishmaniasis. role of il-10 in pathogenesis of leishmaniasis is known and is well established, and il-10 polymorphisms have shown to increase risk of lesions in l. braziliensis infection. in a study with l. guyanensis infected cl patients from french guiana, high level of mrna il-10 within lesions leads to poor chemotherapy response and treatment failure (bourreau et al. 2001 ) . it is hypothesized that il-10 might be regulating the response to chemotherapy by blocking the th1 response. the increased level of il-10 has been linked to the active vl (nylen and sacks 2007 ) and pkdl (saha et al. 2007 ) and also associated with persistent cl infection occurring from l. major (melby et al. 1996 ) and l. mexicana (louzir et al. 1998 ). success of vl treatment with amphotericin b and the complete elimination of il-10 are associated with one another (saha et al. 2007 ). on the other hand, mcl is associated with low il-10 receptor expression and low il-10 secretion that decrease the ability for modulation of proinfl ammatory response (faria et al. 2005 ) . progress has been made to fi nd the susceptibility genes and will provide further insight into disease pathogenesis and will lead to progress in the fi eld of diagnostic markers, drug targets, and vaccine development to control, treat, and eradicate leishmaniasis. improving the treatment of malaria by pharmacogenomics malaria is vector-borne (mosquito) disease that has been one of the top causes of mortality in the world for generations especially in tropical countries of asia and africa. even after renewed global efforts, still there is high infectivity and mortality. three billion people are at risk with 1-2 million deaths attributed to malaria each year ( www.who.int/topics/malaria/en/ ). four species of protozoan parasite are involved from genus plasmodium, i.e., p. falciparum , p. vivax , p. malariae, and p. ovale . these malaria-causing combination parasitic species occur in human population and occur in infected individuals (gurarie et al. 2006 ) . in respect to prevalence, virulence, and multidrug resistance, p. falciparum has been a major cause of mortality and morbidity. p. falciparum accounts for about 80 % cases of malaria in africa (roca-feltrer et al. 2008 ). next to it is p. vivax which causes 100-300 million cases annually (price et al. 2007 ). the most commonly used drugs are chloroquine (cq) and sulfadoxine-pyrimethamine (s-p fansidar ® ) that are becoming less effective due to the development of resistance in malaria parasite by p. falciparum, and the species has become predominant and become a threat to travelers and people alike (schlagenhauf and petersen 2008 ) . in the absence of vaccine and in addition, development of resistance even in the mosquito vector control against chemical methods using insecticides has thrown new challenges for the researchers (greenwood et al. 2008 ) (fig. 27.4a ). some of the recent developments in malarial treatment using pharmacogenomics are bringing about improvements in the effi cacy of treatment regime of malaria. current treatment regimes have recommended artemisinin combination treatments (acts) in cases of uncomplicated falciparum malaria in nonpregnant adults (lin et al. 2010 ) . the drug regime is highly effi cacious and has reduced development to resistance. in cases of uncomplicated malaria, the act is being used in 88 countries by 2009. in the coming years, a number of patients including women and children will be brought under act therapy regime as per world health organization. like the treatment of hiv and tuberculosis, combination therapy is now being used for malaria treatment too, which reduces resistance among the highly effi cacious drug the artemisinins which rapidly eliminate the parasite from blood and thus limit the number of parasites so that the other more bioavailable drugs given in combination act on the parasite. unrelated mode of action of two or more combination drugs also reduces the chances of resistance (yeung et al. 2004 ). among many other factors which contribute to drug effectiveness, malarial drug bioavailability and tolerability are depended upon the host metabolic mechanisms. the severe drug reaction to primaquine in the 1950s used in antimalarial treatment was instrumental in the discovery of glucose-6-phosphate dehydrogenase (g6pd) defi ciency in 1956; thus, importance of the use of pharmacogenetics in malarial treatment was realized (alving et al. 1956 ). the polymorphism leading to variation g6pd or even its defi ciency is a grave problem in designing the effective drugs. even now during malarial terminal prophylaxis to decrease transmission, primaquines are administered. thus, the g6pd status of patient becomes quite important (luzzatto 2010 ) . knowledge of both the host and parasitic genetics is necessary to designing drugs and dosage for effective treatment regimes. parasitic genetics helps us in deciphering the modes of resistance, and host genetics help us in giving the information about host drug bioavailability and explain adverse reaction to the drugs. g6pd polymorphisms and genetic variation in cyp2c8 can play pivotal role in point of care diagnostics, but these genetic testings will have to be incorporated into the laboratories and national health programs. the knowledge of this important genetic variations in population would ultimately reduce cost and make the treatment regime more effective and with lesser adverse reaction and ultimately reduce the suffering of the patients. the pharmacogenetic drug policy in context of malaria is slowly becoming a reality as per efforts of the who and other agencies. genetics is becoming a guide to new drug policy. amodiaquine was generally known to be tolerated in malarial treatment, but later when it was found in the caucasian population during the decades of 1980 and 1990 to be responsible to cause agranulocytosis with fatalities and also cause hepatotoxicity (hatton et al. 1986 ; raymond et al. 1989 ; phillips-howard and west 1990 ) , the drug was fi rst removed from the list of essential drugs against malaria but then had to be added back to the list as alternate drugs started showing resistance. amodiaquine induced adverse reaction in individuals was attributed to genetic make up of the individual. the genotypes of individuals harboring cyp2c8, cypia1, and cyp1b1 have been reported in studies to show immunogenic adverse reaction to amodiaquine (li et al. 2002 ; kerb et al. 2009 ). some population in africa has shown hepatotoxicity and leucopenia with only two doses given 3 weeks apart (orrell et al. 2008 ) . amodiaquine when administered to an individual with reduced cyp2c8 activity impairs the metabolism of the drug and hence leads to the cause of hepatotoxicity and agranulocytosis. other common variants of the enzymes cyp2c8*2 and cyp2c8*3 have been associated with decrease in the metabolizing activity of cyp2c8 enzyme as is evident from studies with anticancer drugs (dai et al. 2001 ) . individuals with cyp2c8*3 genotype have no cyp2c8 enzymatic activity in vitro (parikh et al. 2007 ). in a study from burkina faso, patients carrying cyp2c8*2 genotype showed common adverse effects to amodiaquine and in addition patients have also reported to experience more abdominal pain when compared to healthy individuals. the study from burkina faso and ghana could not clearly establish the relation between drug efficacy and cyp2c8 genotype (adjei et al. 2008 ) . though the inactivated gene of cyp2c8 is not very high in population, estimates have shown that cyp2c8*2 and cyp2c8*3 occur in about 2.1 % of the population in zanzibar, united republic of tanzania, which was about 30,000 patients of the total malarial patients ~100,000 (cavaco et al. 2005 ) . in ghana it was found that 1.5 % of the population has been estimated to have metabolic variants of cyp2c8. hence, due to high disease burden, the study of pharmacogenomics for drug metabolism was carried out in large patient samples from the population to get a clear correlation between genotype and effi cacy of drug treatment as well as adverse reaction. major active antimalaria metabolite of artemisinin is dihydroartemisinin (dha) (ilett et al. 2002 ) . artesunate is rapidly converted to its active metabolite catalyzed via cyp2a6 which is a major enzyme; conversion to dha also includes minor enzymes cyp2b6, cyp1a1, and cyp1a2 (li et al. 2003 ) . cyp2a6 has about 40 variant forms of which at least 13 have been implicated as slow metabolizing enzymes, and 5 have been reported to show no activity in vitro (di et al. 2009 ) . hence, lower level of cypba6 enzymes in patients will have reduced bioavailability of dha the major antimalarial metabolite and hence have lower antimalarial activity. major endemic areas of malaria like sub-saharan africa, ghana, sabah region of malaysia have been evaluated for the presence of cyp2a6 genotype. among these population of ghana has high wild-type cyp2a6 along with 80 % alleles being cyp2a6*1a (gyamfi et al. 2005 ) , whereas malaysian population has an allele cyp2a6*1a frequency of 32 % with only 8 % wild-type enzyme (yusof and gan 2009 ). other asian populations have been reported to carry several other alleles of cyp2a6 with even alleles that do not show any cyp2a6 enzyme activity at all. no activity variant of cyp2a6 is found about 11.5-20.1 % in japanese, chinese, and thai populations (gyamfi et al. 2005 ) . hence, artesunate is expected to be more effective in population of ghana. in some parts of thailand, about 10 % of patients have shown resistance to artemisinins (white 2008 ) . though it has been found by study that about 14 % frequency of cypz86 alleles have no activity in the thai population and the antibiotic resistance is indicative to be related to cyp2a6 activity and ability to convert artesunate to dha (noedl et al. 2009 ), more studies require to be done to clearly establish the relation between the genotype and resistance to artemisinin-based therapy. several mutations in gene targeted by antimalarial drug have been identifi ed which led to the resistance in vivo of act drug partners such as mefl oquine, lumefantrine, amodiaquine, and chlorproguanil (kerb et al. 2009 ; mehlotra et al. 2009 ). identifi cation of genes and mechanism is important for controlling the infection. research has yielded the information regarding the gene responsible and underlying mechanism of action resistance of some drugs against p. falciparum and p. vivax . chloroquine resistance (cqr) in p. falciparum has been linked to point mutation cq resistance transporter gene (pfcrt chromosome 7). the mutation pfcrt -k76t is a reliable marker for cqr. while cq-sensitive strain carries wild-type allele cvmnk , the variant cqr alleles are s agt vmnt (asia, south america, africa), s tct vmnt (south america), cvmnt (south america, philippines), cviet (southeast asia, africa), and cvmet (colombia). another multidrug resistance gene ( pfmdr1 chromosome 5) is a parasite transporter gene. polymorphism, point mutation, and copy number variation have been implicated in multi drug resistance. in different geographic regions, the pfmdr1 two mutant alleles have been reported, namely, 86y_184y_1034s_104n_1246d found mostly in asia and africa and 86n_184f_1034c_1042d_1246y predominantly from south america (valderramos and fidock 2006 ) . the pfcrt-76 and pfmdr1-86y mutations have been related jointly to contribute in giving rise to cqr phenotype in addition to other likely parasite genes (hayton and su 2004 ) . p . falciparum dhps enzyme ( pf-dhps , chromosome 8) has been linked to resistance to the sulfa class of antimalarial drugs, while mutations in dhfr ( pf-dhfr , chromosome 8) domain have been linked to high level of pyrimethamine resistance. combination of sulfadoxine-pyrimethamine (s-p) treatment failure has been found to be associated with pf-dhps double mutant (437g with either 540e or 581g), combined with the pf-dhfr triple mutant (108n_511_59r) (hayton and su 2004 ; hyde 2007 ) . point mutations in p. vivax ortholog of pfcrt (pcvg10) are associated with clinical cqr. pfmdr1 p. vivax ortholog that is pvmdr1 has been proven and has also been identifi ed. y97cf point mutation of pvmdr1 has been linked to cqr. pv-dhs and pv-dhr gene point mutations have been identifi ed and are suspected to link to clinical resistance in antimalarial s-p treatment (hayton and su 2004 ) . more data is required for new mutations in the parasite genes, and in addition more data is needed for therapy of other act drug partners like sulfadoxine-pyrimethamine and lumefantrine. a new rejuvenation is taking place in pharmacology and pharmacokinetics development of databases of antimalarial pharmacogenetics. worldwide antimalarial resistance network ( http://www.wwarn.org/ ) has set up a module together with high-quality pharmacological research data for optimum drug dosage in light drug resistance information and adverse event reporting. the aim to achieve global cooperation will go a long way to personalized malarial treatment as per population needs. during the last half a century (for about 50 years), the most effective treatment regimes have been the combination therapies of drugs that was because a single drug treatment was found to be in invariantly leading to resistance for the drug, leading to much more severity and complications (crofton 1994 ) . due to rampant and unregulated use of tuberculosis drugs, however, this has led to emergence of multidrug resistant tuberculosis (mdr) (fig. 27.4b ) . now the treatment course is usually for 6 months with the combination of isoniazid, rifampicin, pyrazinamide, and ethambutol for the fi rst 2 months. this has to be followed up by the next 4 months with isoniazid and rifampicin treatment. if the treatment is taken up with diligence and patient completes the whole drug course, then it has been reported that effi ciency of the treatment is very high with more than >95 % patients getting cured and relapse is in less than 5 % of patients (menzies et al. 2009 ). another advantage of multidrug treatment is that the treatment regime helps in treating different population of tubercle bacilli. for the last 20 years, knowledge from the fi eld of genetic molecular basis of drug treatment outcomes has helped us in the better management of and understanding of treatment effi ciency and of drug. the difference in drug response is found among different individuals of the population. the individual person tends to show similar type of response to tuberculosis drugs that do not change over time. thus, in light of above observations, we say that there is a huge variation in drug response among individuals due to variation in genes involved in drug metabolism, drug transporters, and drug targets compared to minimal within-subject variation as found from studies. further studies on drug response revealed that 20-95 % of variation in drug pharmacokinetics is due to genetic factors (kalow et al. 1998 ). the sequence variation in drug-metabolizing enzymes, drug transporters, or drug targets leads to the variation in drug response among individuals (evans and relling 1999 ; evans and johnson 2001 ) . some nongenetic factors such as nutrition organ function, age and other concomitant therapies, nature of disease, and drug interaction can also effect in drug response, but genetic determinant remains constant throughout the lifetime of the individual. pharmacogenomics have played an important role in deciphering therapeutic effi cacy of drug metabolism and occurrence of adverse events. though research is still being pursued to decipher the intricacies of how genetic differences play an important role in regard to clinical application of the drug however, through research we have gained information on the role of genetic polymorphism with respect to drug effi cacy for the treatment of tuberculosis. in this section we will discuss the knowledge we have gained through newer technologies in regard to different drugs being used for tuberculosis. since isoniazid has been in use for antituberculosis treatment since 1952, it is the most well studied of the lot (ellard and gammon 1976 ) . this drug has been found to be tuberculosis specifi c in its action against tubercle bacilli and has relatively minimal toxicity. now pharmacogenomics is playing a very important role in making isoniazid the fi rst-line treatment drug. acetylation of isoniazid takes place mainly in the liver and gut mucosa. for any drug ingested in the body, it is absorbed and metabolized and then its soluble by-products are released or excreted out of the body. the drugs have specifi c retention and metabolizing rates depending upon their chemical composition and the genetic polymorphisms of the metabolizing enzymes. the activation of isoniazid is catalyzed by highly polymorphic enzyme n-acetyltransferase (nat2) and leads to formation of acetyl isoniazid. this is formed by the transfer of acetyl group from the acetyl coenzyme a to acceptor amine leading to formation of an amide. acetyl isoniazid combines with several other cellular compounds to give a variety of metabolites which do not have any antituberculosis activity. the level of acetylating isoniazid that will be subjected to during metabolism in the body determines the disease outcome. the level of bioavailability of the drugs determines whether the drug would be effective for elimination of the invading pathogen or toxic to the human body. acetylation of isoniazid varies from individual to individual depending as per his or her genetic predisposition. genetics determines the amount of active nat2 enzyme that an individual expresses. the metabolism of isoniazid is catalyzed by nat2 enzyme which takes place in liver or gut mucosa. thus, the level of nat2 gene expression is controlled by the type of polymorphism in nat2 that particular individual carries. thus, for the pharmacogenomic and personal medicine in effect to succeed, the dosage for the drugs that are metabolized by nat2 should be tailor made as per the enzymatic activity depending upon the polymorphic variant (roy et al. 2008 ) . the enzymatic activity being highly variable cascorbi and roots (1999) has been studied over the years in human subjects who have been categorized as slow or rapid inactivators ( http://www. brti.co.zw ). the categorization has been based on the measure of capacity of nat2 enzyme to acetylate isoniazid to acetyl isoniazid thus inactivating it. here the rapid inactivators are those who have more concentration of active nat2 enzymes than slow inactivators. based on the new technologies, genotypic studies have led to further classifi cation depending upon enzymatic activity nat2 variant as rapid acetylators, that is, the wild type gene which codes for the completely active enzyme. rapid acetylators are highly active forms of the enzyme denoted by nat2 * 4 allele. patients harboring these alleles can tolerate conventional dosage of drug that is rapidly metabolized by nat2 enzyme. individuals who carry nat2 heterozygous alleles where only one of the allele is active/functional should be administered lower than average drug (those are nat2 metabolized) dosage to get an optimum effective drug response without adverse drug response. mutations in nat2 enzyme in human individuals designated as nat2*5a , nat2 * 5b , nat2*6a, and several others which lead to rendering the nat2 gene activity are termed as slow acetylators which can lead to diminished drug clearance and toxicity. the variation of frequency of slow acetylator gene is depended on the race, population type, and the ethnicity from one country to the next. it is found in a study that 90 % of middle eastern, 60 % in south indian population, caucasian and negroid, and 72 % of the us population harbor slow acetylator gene. in mongoloid populations like the eskimos, japanese, and the chinese, slow acetylators are found in only 10 % of study subjects. in another study carried out in a population of 18 healthy caucasian, there is variability in isoniazid clearance. while isoniazid preparation is responsible for only 2 % variation and body weight accounted for only 3 % variation in isoniazid clearance, the majority variation of 88 % in isoniazid clearance was due to nat2 genotypes (kinzig-schippers et al. 2005 ) . highactivity nat2 allele-carrying individuals have higher isoniazid clearance. other studies have shown that 4-6 times more isoniazid concentration in individual is carrying slow acetylator nat2 genotype (parkin et al. 1997 ) . a study estimating the comparison of urinary isoniazid excretion in japanese patients to normal, healthy individuals showed that persons with higher number of active nat2 alleles had higher level of isoniazid acetylation (kita et al. 2001 ) . the relation between isoniazid concentration in blood with drug effi cacy and toxicity knowledge is important. peak isoniazid concentration to minimum inhibitory concentration ratio has been proposed to serve as a means to outcome tuberculosis treatment (mitchison 1984 ) . mean early bactericidal activity of isoniazid depends on its level in the plasma which in turn depends upon the variant nat2 genotype carried by an individual. comparatively the mean bacterial activity is lower in rapid acetylators than in the slow acetylators (donald et al. 2004 ) . therapeutic failure or relapse of infection is thus attributed to the lower plasma level due to rapid metabolism of isoniazid in rapid acetylator genotypes, while on other hand high level of isoniazid in slow acetylators may lead to the high level of toxicity (weiner et al. 2003 ) . nat2 allele genotyping of tuberculosis patients prior to the treatment with isoniazid is the way forward. dosage adjustment of isoniazid could be carried out depending upon if the patient is harboring none, one, or two alleles nat2 rapid acetylators. thus, isoniazid would be more pharmaceutically viable for treatment of tuberculosis. in pulmonary tuberculosis patients with known acetylator state, the response to isoniazid treatment analysis was carried out when it is administered alone or in combination with p-aminosalicylic acid. the study compared isoniazid response between nat2 slow and fast acetylators, and the study revealed that there is association with treatment response and bacteriological negativity (selkon et al. 1961 ) . tuberculosis treatment trials used dosage regimes of daily, twice weekly (tuberculosis research centre madras, study 1970 , 1973 , or three times weekly drug regimes (ellard and gammon 1976 ) . by means of controlled clinical trials, it was observed that using once a week uptake of isoniazid showed better clinical response to treatment compared to rapid acetylators, with cure rate of 20-35 %. it was postulated that metabolic status of isoniazid may have lesser clinical signifi cance for daily isoniazid treatment regime as compared to thrice weekly or twice weekly treatments. in slow acetylator individuals, the peak concentration of isoniazid was higher than rapid acetylators, and the level of isoniazid decreased more gradually. the effectiveness of a drug in tuberculosis treatment is determined in terms of coverage and the exposure. coverage has been defi ned as the number of hours for which bacteriostatic concentration of isoniazid is (0.2 µg/ml) maintained in the blood, while exposure is defi ned as area under concentration time curve. both parameters have been found to be signifi cantly greater in slow acetylators. hence, in rapid acetylator individuals, there is a suboptimal concentration of isoniazid which leads to failure of once-weekly regime of isoniazid (sarma et al. 1975 ) . other studies using onceweekly isoniazid-rifapentine were compared with twice-weekly isoniazid-rifampicin; treatment also showed that in case of once-weekly treatment regimes, treatment outcome was poor and was associated with isoniazid acetylator status of the patients (weiner et al. 2003 ) . the clinical studies have shown that rapid acetylators having infected from combined tuberculosis and hiv infection are at a further disadvantage since it has been found that antituberculosis drug bioavailability becomes suboptimal in those individuals (gurumurthy et al. 2004 ) . tuberculosis patients having chronic renal failure are also at a risk from adverse drug reactions if they also happen to harbor slow acetylator genotypes of nat2 . studies have shown that slow acetylators have higher peak isoniazid concentration, exposure, and half-life compared to rapid acetylators and healthy subjects ( gurumurthy et al. 1992 ) . hence, in the case of pulmonary tuberculosis patient also suffering from chronic renal failure, the isoniazid dosage should be administered based on their nat2 genotypes status. in adult pulmonary patients, studies were carried out to determine correlation between isoniazid dosage and nat2 genotypic and phenotypic status. determination of isoniazid therapeutic dosage has shown that the fast acetylators need higher drug dosage to have an optimum positive treatment response. fast acetylators tuberculosis patients when administered with 6 mg/kg isoniazid had similar exposure level as 3 mg/kg isoniazid administered to slow acetylators does (donald et al. 2007 ). in a further study in a population of south african tuberculosis patients, it was found that current treatment regimes were causing suboptimal exposure of isoniazid in patients having rapid acetylator status (wilkins et al. 2011 ) . several fi eld studies have further suggested that there is a need for calibration of isoniazid dosage as per the individual tuberculosis patient's age, acetylator status, and disease process for an effective antimicrobial outcome of drug treatment (jeena et al. 2011 ) . in children affected with tuberculosis, it was shown through several studies that the exposure of isoniazid was reduced in the rapid acetylators when compared to the slow acetylators and thus likely to affect the outcome of the treatment of tuberculosis (cranswick and mulholland 2005 ; schaaf et al. 2005 ; mcilleron et al. 2009 ). though isoniazid has been found to be nontoxic during conventional regimes, two types of adverse reactions to isoniazid have been reported. the most common isoniazid toxicity reported is hepatotoxicity which affects 2-28 % of the patients (tostmann et al. 2008 ) . another isoniazid-associated adverse event is peripheral neuropathy. neuropathy usually occurs in slow acetylators due to administration of high doses of isoniazid (devadatta et al. 1960 ) . hepatotoxicity is the major adverse reaction of isoniazid, and the factors that are responsible are nat2 acetylation, oxidation by cytochrome p450s oxidation (cyp) 2ei, and detoxifi cation by glutathione s-transferase (gst) enzyme activity (roy et al. 2008 ) . accumulation of acetyl hydrazine, a toxic metabolite of isoniazid, has been implicated in peripheral neuropathy, and the condition in humans is reversible by concomitant administration of pyridoxine (zilber et al. 1963 ) . further, it has also been deduced that hepatotoxicity occurs due to hydrazine metabolites of isoniazid. rifampicin also causes induction of isoniazid metabolism and inducing isoniazid hydrolase to produce isonicotinic acid and hydrazine. the rifampicin induction is more pronounced in slow acetylators compared to rapid acetylators (sarma et al. 1986 ) . in some populations studies have established association with nat2 acetylator status and isoniazid-induced hepatotoxicity, while in other studies it has not. studies in japanese and taiwanese populations have shown that the acetylator status of nat2 increased the risk factor for hepatotoxicity by 28-fold isoniazidinduced hepatotoxicity (ohno et al. 2000 ; huang et al. 2002 ) . in another study on the korean population, the nat2 slow acetylator status has been implicated to increase isoniazidinduced hepatotoxicity by two-to eightfold, and hence the nat2 acetylator genotype could serve as predictor of hepatotoxicity (cho et al. 2007 ) . nat2*53/5b , nat2*6a/6a , 48it/t, and 590a/a diplotypes have been indicated and could be used as biomarkers for prediction of antituberculosis drug-induced toxicity (ben mahmoud et al. 2012 ) . slow acetylator nat2 alleles have been attributed to increase 3-8-fold to 28-fold higher risk in isoniazid-induced hepatotoxicity. but other studies in tuberculosis patients have not been able to fi nd any association of nat2 acetylator status and the drug-induced hepatotoxicity. case studies of caucasian origin patients with tuberculosis (leiro-fernandez et al. 2011 ) , genotyping in an indian population (roy et al. 2001 ) , and study on heterogeneous population of hispanics, africans, caucasian, south american, and asian have not reported any linkage between nat2 acetylator status and isoniazid-induced hepatotoxicity polymorphisms (vuilleumier et al. 2006 ) . cytochrome p450 2e1 is one of the enzymes of the hepatic microsomal enzyme system. cyp2e1 gene encodes a member of the cytochrome p450 superfamily of enzymes. the cytochrome p450 proteins are monooxygenases which catalyze many reactions involved in drug metabolism and synthesis of cholesterol, steroids, and other lipids. cyp2e1 is an enzyme which brings about conversion of acetyl hydrazine to hepatotoxins, such as acetyl diazone and ketene, and brings about conversion of acetylonium ion (nelson et al. 1976 ) . polymorphism in cyp2e1 has been linked with increasing the risk factor associated with isoniazid-induced liver injury (lee et al. 2010 ) . the enzyme relocates to the endoplasmic reticulum and can be induced by isoniazid or its metabolite hydrazine. in animal model studies using rat, it has been found that cy2pe1 activity is linked to blood isoniazid levels (yue et al. 2004 ). in the presence of variant genotype of cyp2e1, isoniazid could on the other hand inhibit the activity of the cytochrome p450 2e1 enzyme. enhanced cytochrome p450 2e1 activity leads to the increased production of hepatotoxins and hence causing hepatotoxicity. both nat2 and cyp2e1 polymorphisms have been shown to be associated with susceptibility of fi rst-line druginduced hepatitis. cyp2e1 polymorphisms have been related to increase in risk of antituberculosis drug-induced liver toxicity. the common *1a/*1a genotype of cyp2e1, in tuberculosis patients from taiwan, has been linked to increase in the liver damage risk by 2.5 times. presence of both slow nat2 acetylator status and the *1a/*1a genotype further increases risk of hepatotoxicity when compared to presence of either of the single polymorphism (huang et al. 2003 ) . the cyple1 *6 and *1a*6*1d haplotypes in indian pediatric patients have been shown in sep-arate study and have shown to increase the liver toxicity. further, the common *1a allele at cyp2e1 has been implicated to hepatotoxicity in various heterogeneous population comprising of asians, africans, caucasians, hispanics, and south americans (leiro-fernandez et al. 2011 ), but study done on a korean population on the other hand could not fi nd any association between cyp2e1 polymorphism and liver toxicity (huang et al. 2002 ) . the glutathione s-transferases are class of two distinct supergene families of proteins located in cytosolic and membrane-bound forms. glutathione s-transferases are a class of enzymes that are responsible for detoxifi cation of therapeutic medication, carcinogens, therapeutic medication, and toxic chemicals that are mostly electrophilic in nature. gsts are present both in eukaryotes and prokaryotes. at present, eight distinct classes of the soluble and cytoplasmic mammalian glutathione s-transferases have been identifi ed: alpha, kappa, mu, omega, pi, sigma, theta, and zeta. the cytosolic gst enzymes are encoded by at least fi ve different loci coding for gst enzymes, distantly related gene families (designated class alpha, mu, pi, sigma, and theta gst), whereas the membrane-bound enzymes, microsomal gst, and leukotriene c4 synthetase are encoded by single genes and both have arisen separately from the soluble gst (simon et al. 2000 ; strange et al. 2000 ) . glutathione s-transferase catalyzed elimination of toxic chemicals from the human body is carried out by making the toxic chemical soluble by conjugation with glutathione. in context of isoniazid-related hepatotoxicity, studies have indicated that deletions of gst mu 1 ( gstm1 ) and gst theta 1( gstt1 ) are associated with liver damage (cho et al. 2007 ; huang et al. 2007 ) . gst enzymes play an important role in removing the harmful metabolites of isoniazid from the body. the toxic metabolites generated by isoniazid metabolisms are from intracellular free radicals that are scavenged by conjugation with glutathione in reactions catalyzed by gst enzymes. now, studies in indian patients suffering from tuberculosis show that those harboring homozygous gstm1 mutations have higher risk of hepatotoxicity. it was also found in a study on taiwanese tuberculosis that patients have twice the risk of isoniazid-induced hepatotoxicity if they have homozygous gstm1 deletion. thus, it can be inferred from similar studies that identifi cation of gstm1 deletion in patients will lead to the better management of isoniazidinduced hepatotoxicity. reactive oxygen species as we have been aware is a causative agent for damage to hepatic tissue. it has been deduced that level of mitochondrial oxygen species is reduced by the action of manganese superoxide dismutase (msd). as the name suggests, msd catalyzes the dismutation of superoxide into oxygen and hydrogen peroxide and is the fi rst line of defense against reactive oxygen species. polymorphism in the msd enzyme has been found in a study in the population in taiwan, where genotypes having t > c polymorphism in codon 47 lead to variant amino acid valine in place of alanine which increases in risk associated with antituberculosis druginduced hepatotoxicity (huang et al. 2007 ) . the presence of valine at codon 47 causes the increased activity in the enzyme manganese superoxide dismutase which leads to the accumulation of the toxic byproduct hydrogen peroxide which can cause hepatotoxicity. rifampicin has been proven to show concentration-dependent activity against m. tuberculosis and is a very important fi rst-line drug against tuberculosis (ji et al. 1993 ; jayaram et al. 2003 ) . drug transporters p-glycoprotein and oatp1b transporters uptake rifampicin as a substrate and hence play an important role in distributing the drug throughout the body. the drug transporters are transcriptionally regulated by the nuclear receptors, i.e., pregnane x receptor and constitutive androstane receptor. the phenomenon variation in bioavailability of rifampicin among individuals in a population on administration of standard dosage has been subjected to investigation by the scientists. the pharmacokinetics of rifampicin depends upon the uptake of machinery of the cells in the body. it has been found that there is a relation between pharmacokinetics and polymorphisms of genes that is responsible for drug effl ux and infl ux. a study group of individuals suffering from tuberculosis who were categorize as per place of origin africans versus non-africans, it was observed that in drug transporter gene, slco1b1 463 c > a polymorphism leads to reduced rifampicin exposure and bioavailability (weiner et al. 2010 ) . the people of african origin (black subjects) that carry slco1b1 463 c > a gene polymorphisms have been associated with more pronounced reduced rifampicin exposure compared to people from other races. the study thus showed for the very fi rst time that marked interindividual variation in rifampicin exposure can be attributed to slco1b1 polymorphism. another study in south africa has also highlighted that the variant allele of slco1b1 rs 4149032 polymorphism reduced the bioavailability of rifampicin in the body of the patients when present both in the homozygous and heterozygous states (chigutsa et al. 2011 ). this fi nding has been attributed to the observation that there is about 21 % variability in drug clearance among the patients. polymorphisms in the abcb1 , pxr, and car genes have not been found to affect the pharmacokinetics of rifampicin in the patients in any signifi cant manner. researchers have further predicted by means of stimulation that increasing the dosage of rifampicin in patients carrying slco1b1 rs 4149032 would increase the plasma availability of the drug and thus would have a positive impact on the treatment outcome. however, more studies needed to be carried out to know the exact association of slco1b1 gene polymorphisms between rifampicin bioavailability to provide an effective treatment regime. as has been already mentioned, the variation in human leukocyte antigens also is known cause of disease susceptibility and the response to treatment has also in indian patients the lack of human allele hla dqai* 01201, while the presence of dqb1*0207 has been reported to be associated with antituberculosis-induced hepatotoxicity (sharma et al. 2002 ) . aminoglycosides are antibiotics which are molecules that consist of amino-modifi ed sugars, and some of the drugs of this class have been used for treatment of tuberculosis. aminoglycosides such as kanamycin, streptomycin, and amikacin have been used to treat tuberculosis. aminoglycosides have known to cause ototoxicity. ototoxicity is term used when there is damage to the ear (oto-), specifi cally the cochlea or auditory nerve and sometimes the vestibular system due to toxins. the association between aminoglycosideinduced ototoxicity and mitochondrial mutations has been found in a study in chinese family. the deafness phenotype was found to be associated with c > t 1494 12s rrna gene polymorphisms which could be induced with the administration of aminoglycosides or even get more aggravated (zhao et al. 2004 ). there is still no clear relationship of ethnicity and genetic background and response to antituberculosis treatment, and no single variant of nat2 and cyp2e1 genes is associated with signifi cant liver damage (yamada et al. 2009 ). more extensive pharmacogenomic research is still needed for realization of robust personalized medicine for tuberculosis. the antifungal medicine amphotericin b has been found to be effective and well quite toxic. further investigations revealed that the immunomodulatory role of amphotericin b also involves the induction of production of proinfl ammatory cytokine. in human cell the amphotericin-induced higher mrna expression and cytokine production have been detected in studies (rogers et al. 2000 ) . the discovery of induction of proinfl ammatory cytokine production was able to explain the infusion-related toxicity effect like nausea, fever, chills, and hypotension that are characteristics of this cytokine release. it was also able to explain the mechanism of action of amphotericin b since the proinfl ammatory cytokines are responsible for the activation of monocytes, macrophages, and promote chemotaxis that led to enhanced immune response to the infection. since the advent of the era of omics technology, the number of drugs that have been discovered have not delivered as was fi rst predicted especially in the case of infectious disease. some of the shortcoming and the remedial measures have already been discovered in the previous sections. it has been found that even with high-throughput screening of number of drug, candidates have not been successful always (payne et al. 2007 ). the fi eld of scientifi c research which has become all encompassing and interdisciplinary has added strength along the way and opened new avenues. the fi eld of biology is intertwined with structural biology and chemistry has given rise to the fi eld of medical structural genomics. the exact causes of failure of high-throughput screens have not been well defi ned. the fi eld of structure-based drug discovery has tried to overcome these limitations in the availability of chemical libraries and absence of structural information of many of the targets. the fi eld of structure-based drug discovery has its origin from the fi eld of x-ray crystallography and nuclear magnetic resonance (nmr) technology. with the availability of human genome sequences and pathogen genome sequence databases, the fi eld of structural genomics has gained importance, and hence over the past decade, more than 20 such projects have been taken up. the fi eld of structural biology has got a boost with the coming together of robotics and informatics in the biological research sphere (haquin et al. 2008 ) . for the synthesis of an effective drug, by means of medical structural genomics, the protein which drug will affect should be well defi ned experimentally in both structure and functional aspects as the potential target. the protein should not only be well characterized structurally but also should be well defi ned as essential for the survival of the pathogen. once drug and its protein target in a microorganism is identifi ed, the fi eld of medical structural genomics provides rapid mechanisms using high-throughput x-ray crystallography and nmr assay system to fi nd the ligand-bound structures. to identify such drug targets, it is very essential to know the complex host and pathogen interaction. the mode the pathogen uses to cause the infections is very diffi cult to elucidate and is a long process. the technologies of rna interference and other gene knockout techniques should be complimented with experimental chemical biology approaches as microorganisms adopt multiple mechanisms for survival. this has been emphasized for the fact examples of efforts of scientist for targeting the fatty acid biosynthesis pathways of bacteria. at fi rst drugs were found to have high bioavailability and are potent against the bacterial replication in vitro. these compounds were subjected to be tested in animals and have been found to be not effective, the reason being that the bacterium utilizes the fatty acids present in their host vertebrates (brinster et al. 2009 ). hence, this study proves that there is need for more effective screening using the services of scientist from several spectra of biology like microbiologist, biochemists along with structural biologist, and chemical biologists to fi nd effective molecules and compounds which can eliminate the pathogen under proper infective conditions (hoon et al. 2008 ) . in pharmaceutical research scenario, it might also be possible that the drug target for a cell active compound is not known and then medical structural genomics provides a number of purifi ed protein targets which can be assayed for binding interaction with bioactive compound by means of number of biophysical techniques like thermal stability (ericsson et al. 2006 ). such efforts have already been carried out in the fi eld of protozoan pathogens. the program of medical structural genomics of protozoan pathogens ( http://msgpp.org/description.shtml ) has been initiated to screen for drugs for ten protozoan diseases. the initiative has screening of thousands of potential antimalarial drugs against about 67 putative plasmodium falciparum protein targets by expressing them in bacterial expression system in the laboratory and deciphering their 3d structures. further, the com-pounds are assayed for their effectiveness in live organisms and further validated in appropriate disease model. the terms chemical validation and drugability are often used in conjunction in such cases. drugability is meant to be used how tractable a given drug target is for the development of a drug candidate, while chemical validation means that drugs have been found to be active in live organism. drugs which fulfi ll the abovementioned criteria are worth the effort, time, and resources. in the future more collaborative efforts between medical structural genomic centers and the chemical biology institutes would be possible with the availability of collection of phenotypically defi ned compound that would have proven anti-pathogen activity resulting in the synergistic target validation and hit to lead development using structure-based drug design. pharmaceutical industry has now taken fragment-based drug discovery methodology as an alternatively less expensive and at times more effective than high throughput screening. variety of methods like x-ray crystallography, nmr, surface fl uorescence polarization, plasmon resonance yield, and differential thermal denaturation have been used to obtain macromolecular structure to screen libraries of small fragment that are obtained from compounds that are building blocks of drugs and hence can be more drug like. the fragment-based drug discovery is based on the screening libraries of small molecules on the rule of three which has the molecular weight <300 da, the calculated log of octanol/water coeffi cient (clog p) < 3, and 3 ≤ rotatable bonds and hydrogen bonds (rees et al. 2004 ; congreve et al. 2008 ) . protein-protein interactions are important for all biological processes. metabolic activities in the biological system are catalyzed by proteinbased enzyme where in certain cases their activities are regulated by modulation of an equilibrium of an alternate, nonadditive, functionally distinct oligomeric assemblies (morpheeins) that have now been described as mode allostery. the oligomerization from the protein-protein interaction need not lead to gain in free energy, and it has been found that small molecules can block or disrupt any protein-protein interaction that is necessary for biological systems, for example, being in the development of potent peptidomimetic inhibitor of hsv ribonucleotide reductase with antiviral activity (liuzzi et al. 1994 ). the discoveries have opened avenues where structure-based information can be used to develop small novel antimicrobial molecules that can be made which can target protein-protein interfaces (wells and mcclendon 2007 ) . an example of this technology has been used to fi nd small-molecule species-specifi c allosteric drugs for porphobilinogen synthase (pbgs). the oligomeric equilibrium for porphobilinogen synthase (pbgs) consists of high-activity octamers, low-activity hexamers, and two dimer conformations. in silico docking analysis from a small molecule library helped in selecting suitable compounds and molecules that had more affi nity for docking pbgs allosteric site and thus were subjected to testing in vitro . in one compound whose inhibition mechanism is species specifi c, conversion of pbgs octamers to hexamers was thus identifi ed (lawrence et al. 2008 ) . the above fi ndings have led the way of targeting of oligomeric enzymes in pathogenic organism bacteria. prime example is bacterial inorganic pyrophosphatases, which function as hexamer (kankare et al. 1996 ) . on the other hand, the eukaryotic, cytosolic, and mitochondrial pyrophosphatases function as homodimers (oksanen et al. 2007 ) and hence have different interfaces than its bacterial counterparts as evident from the study of evolutionary aspects of inorganic phosphatases. in this context the strategy has been to target the oligomeric state of the bacterial inorganic pyrophosphatase enzymes to inhibit their activity rather than their conserved active site (sivula et al. 1999 ) . the technology has opened a novel pathway where more antibiotics can be developed. the amount of knowledge of protein structures being generated is enormous; the need of the hour is dissemination of the knowledge databases among scientists and academic researchers on a worldwide scale. the protein structural know-how should be in the public domain without any constrains and copyright restrictions; also in addition the databases should be available free of any monetary charge. structural genomic projects the world over have solved the structures of many proteins and have made the knowledge available for world community by submitting the structures to protein data bank {pdb; http://www.wwpdb.org/ }. worldwide protein data bank is the site whose mission is to maintain a single protein structural public database which can be accessed by the global community (berman et al. 2007 ) . there is lot of structural data of protein-ligand complexes that is in private pharmaceutical industries not in the public domain. the economic incentives of drug discovery are driving force for this secrecy, but in this process there are a lot of valuable data that are duplicated and lots of valuable resources and energy efforts. the learning process from failures and successes in pharmaceutical corporate sectors is never known to the scientifi c community, and a major loss is of most valuable time. hence, as we can see, the drug discovery resources are not being adequately utilized across the academia and industry, so there is suggestion to have open-access industry-academia partnerships as possible mechanisms to overcome the problem. a frame work is need where both fi nancial and intellectual properties of the innovators are safeguarded when there structural data are deposited in the databases like pdb. a simple proposition would delay the release date of such structural data so that protection of intellectual property is feasible. policies which can bring into the public domain structural data from the corporate world could only be possible by the concerted efforts of all stakeholders from industry, national, and international research funding agencies from all nations (edwards et al. 2009 ). apart from easier dissemination of structural information related to infectious diseases and collaboration of structural biologist with medical chemist and molecular biologist, there is need for development of automation in several technologies to bring about unprecedented growth in the new drug discovery. fragment-based drug design needs the support of high throughput technologies such that along with structural genomics, there will be more success in the determining protein-ligand structure determination. decades of experience have shown that the infectious diseases would emerge with more vigor and virulence. when the diseases are not controlled, then it would take a considerable toll of human health both in terms of mortality and morbidity. the life would be affected by emerging microbial disease-causing pathogen whatever the region, ethnicity, lifestyle, socioeconomic status, and ethnic background. hence, the threat from infectious diseases is real and the situation is overtly challenging. the great advances in the genetics, genomics, and proteomics have the potential to take up the challenge in the coming decades. it is evident that these technologies have the potential to change the fi eld of diagnostics, treatment, and discovery of drugs and vaccines. the need of the hour is to strengthen the public health programs at both the national and the international levels to strengthen research in the fi eld of omics to fully realize the potential of scientifi c technologies that would usher in the era of pharmacogenomicbased personalized medicine. complex segregation analysis of 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pharmacokinetics of isoniazid in south african tuberculosis patients genetic variations of nat2 and cyp2e1 and isoniazid hepatotoxicity in a diverse population antimalarial drug resistance, artemisinin-based combination therapy, and the contribution of modeling to elucidating policy choices cyp2e1 mediated isoniazid-induced hepatotoxicity in rats high prevalence of cyp2a6*4 and cyp2a6*9 alleles detected among a malaysian population maternally inherited aminoglycoside-induced and nonsyndromic deafness is associated with the novel c1494t mutation in the mitochondrial 12s rrna gene in a large chinese family genome-scale rnai screen for host factors required for hiv replication post-kala-azar dermal leishmaniasis the prevention and treatment of isoniazid toxicity in the therapy of pulmonary tuberculosis. 2. an assessment of the prophylactic effect of pyridoxine in low dosage key: cord-267608-0odu8lus authors: chen, daohong; qi, eric yining title: innovative highlights of clinical drug trial design date: 2020-06-03 journal: transl res doi: 10.1016/j.trsl.2020.05.007 sha: doc_id: 267608 cord_uid: 0odu8lus clinical trials serve as the gold standard to evaluate the efficacy and safety of tested drugs prior to marketing authorization. nevertheless, there have been a few challenging issues well noted in traditional clinical trials such as tedious processing duration and escalating high costs among others. to improve the efficiency of clinical studies, a spectrum of expedited clinical trial modes has been designed, and selectively implemented in contemporary drug developing landscape. herein this article presents an update on the innovated human trial designs that are corroborated through coming up with approval of notable therapeutic compounds for clinical utilization including delivery of several blockbuster products. it is intended to inspire clinical investigators and pharmaceutical development not only timely communicating with the regulatory agencies, but also insightful translating from cutting-edge scientific discoveries. the randomized clinical trials (rcts) of sequential three phases have been traditionally regarded as an official paradigm during drug development for decades. while phase i study is to define the tolerability, pharmacokinetics and adverse effects, subsequently phase ii and then iii studies are to examine the therapeutic efficacy in exploratory and confirmatory manners respectively [ 1, 2] . although rcts historically played and are still playing a decisive role in evaluating efficacy and safety of a therapeutic agent prior to the marketing authorization, the implementing practice also came up with several challenges including tedious processing duration, ever-escalating costs and lack of subgroup differentiation for maximizing clinical benefits [2, 3] . to circumvent these problems, the significant advancement in disease biology and clinical pharmacology has inspired emergence of a spectrum of innovated clinical trial designs in contemporary drug developing landscape [2, 3, 4] . overlapping with the essential principles of classic rcts, these recently emerged clinical studying models are characterized by an impressive list of additional strengths such as improved time and cost effectiveness among others [3] . based upon the progresses in bio-assays of clinical pharmacology, the usa food and drug administration (fda) made a policy change known as hatch-waxman act in 1984, which officially determined the human pharmacokinetic bio-equivalence (be) to replace traditional rcts for developing generic medications [4] . as a result, the be policy was also implemented for chemical generics by european union in 2009 [4] . consistently in 2016, chinese state council initiated a campaign requiring the quality of generic drugs be reevaluated through running clinical be studies, compared to that of original reference products [5] . in the field of innovative medicine, dramatic breakthroughs from life science have revolutionized our understanding in a number of aspects of disease biology, including therapeutic targets and diagnostic bio-markers [2,6], thus inspiring some flexible modification of traditional rcts in order to deliver novel medicine to the patients in need more efficiently [3] . accordingly in late 2016, the 21 st century cure act was passed into law by usa congress, and instructed fda to update the adaptive design guidance for investigational drugs and biological therapies [7] . to date, certain modes of these updated trial protocols have exceptionally contributed to timely translating contemporary scientific discoveries into innovative drugs that addresses unmet clinical needs [ 2, 8] . in this light, the article herein highlights an array of outstanding developments in the perspective of drug trial design, being corroborated by notable successes in the clinical settings. it has been well recognized that pharmacological effects of drugs are dependent on their targeting tissue concentration which is usually proportional to their distribution in circulation system, known as bio-availability. of note, the latter can be affected by various pharmacokinetic-associated factors including active compound, formulation, manufacture, drug-drug interaction, among others [4, 9] . in this sense, major pharmacokinetic parameters, such as area under curve (auc) and maximal concentration (cmax), are utilized as the surrogate parameters to compared efficacy and safety of a generic agent with those of the reference product in clinical be studies [9] . most drugs are thereby accepted to be therapeutically equivalent when their auc and cmax fall in the range between of 80%-125% regarding limits of 90% confidence interval [4] . while having been significantly contributing to development of most chemical generics, be is recently noted as an efficient approach that can not be completely replaced by in vitro methodology even in some high solubility and high permeability products [10] . in parallel, be study is frequently applied for comparing certain innovative agents in terms of formulation changes or fixed dose combinations; for example just being approved in 2018, consensi consists of a combination of amlodipine and celecoxib to treat concomitant hypertension and osteoarthritis [11] . realistically for evaluating a generic version of the polysaccharide drug heparin, the activities of anti-factors xa and iia instead of pharmacokinetic parameters are used to be the official standard for human be trials [12] . in consistent with the policy of fda, european medicines agency (ema) has recently accepted the be investigation in healthy human subjects for generic development of low molecular weight heparin (lmwh) without requiring rcts in thromboembolism prone patients anymore [13] . besides, utility of be study is being expanded into the field of evaluating biosimilar products such as antibodies and fusion proteins which represent much larger and more complex molecules [4] . interestingly based upon a human be investigation in healthy volunteers and non-inferiority rcts in the patients, the biosimilar version of etanercept, a medication of fusion protein neutralizing inflammatory cytokine tumor necrosis factor- (tnf), has just be approved for managing rheumatoid arthritis (ra), psoriatic arthritis, and ankylosing spondylitis [14] . contemporary pharmaceutic innovation is facing a serious realty of declined successful rates from research and development, in contrast to much more new compounds/new targets for examination in clinical investigation. in this regard to reduce a wast of the resources, fda issued a guideline of an alternative approach for first-in-human trials in 2006, which was termed exploratory investigational new drug application (eind, or phase 0) allowing a flexible amount of data needed for ind application based upon the specific circumstances of each proposed human trial [15] . tending to bridge the gap between preclinical studies and traditional clinical development, phase 0 investigation differs from phase i trial in fewer human subjects, short processing time and no tolerability test. as a result, phase 0 study can accelerate the "goor-no go" decision making prior to a formal rct, namely improving the efficiency of identifying drug-like candidates and terminating non-promising compounds [15, 16] . the strengths of phase 0 study have been validated in various aspects of drug development including intra-target micro-dosing, clinical pharmacology, vulnerable populations, among others [15] . interestingly, micro-dosing of insulin through limb artery injection was capable of achieving targeted control of local glucose level with minimal systemic exposure of the drug [17] ; it offered insights into local application of medications, in particular for those with narrow therapeutic windows, to deliver clinical efficacy precisely while remarkably diminishing the systemic toxic effects [18] . impressively, an unique role of phase 0 trial has been recently highlighted in the drug development against brain tumor. as a cell cycle-associated kinase inhibitor, azd1775 was revealed to have a strong anti-glioblastoma efficacy and poor blood-brain barrier (bbb) penetration in preclinical studies. it was through a phase 0 investigation demonstrating that the compound substantially crossed bbb and induced the expected biomarker alterations clinically, which thus made a moving-forward decision for this project [16] . besides, microdosing study appears particularly beneficial for vulnerable populations in which new drug trials are restricted, including children, liver/kidney function impaired, mutipharmacy, among others [15] . in contrast to a classical clinical trial of sequential three-phases with interval times in between for analysis to determine the next design, seamless development integrates the three phase-processing into a comprehensive clinical study without gaps [2, 3] . while reserving the core strength of traditional clinical trials in terms of defining efficacy and safety regarding tested compounds, seamless clinical study significantly improves time and cost efficiency to translate the scientific breakthroughs into innovative medicine [2] . a seamless phase i/ii design is to examine the toxicity and efficacy in one trial, during which a reasonable dosing set need to be screened out at the first stage, and then forwarded to evaluate the efficacy at the second stage [3, 19] . in a similar sense, a seamless phase ii/iii trial is performed with multiple dosing levels of the investigated drug at the exploratory stage to define the most efficacious dose based upon some surrogate end-points such as objective response rate (orr), and this dose is then continued into the confirmatory stage for further testing without a timing gap, to obtain more definitive end-points such as overall survival (os) [8, 19] . given the flexibility for modification upon interim analysis, seamless development allows to study accumulating data from the ongoing clinical trial for early assessment of toxicity, efficacy or futility, and thus to decide the terminating or continuing/expanding treatment arms accordingly for further investigation [19] . it was through a well-designed seamless clinical trial that the programmed death 1 (pd-1)-blocking antibody keytruda achieved accelerated approval by fda [2, 18] . in this scenario, a dosing-escalation study was carried out at the first stage of the trial, to evaluate safety, tolerability and possible efficacy (orr) in a spectrum of patient cohorts with advanced cancer of various types [18, 19] . based upon the interim analysis, the cohorts of melanoma and non-small cell lung cancer (nsclc) were determined to be expanded for the continuing clinical trial on treatment with keytruda at the selected dosages of 2mg/kg or 10mg/kg [20, 21] . as a result, keytruda was demonstrated to confer a therapeutic benefit for the patients with melanoma (orr: 38%~40%) and nsclc (orr: 19.4%); moreover, with the bio-marker stratification of pd-l1 + above 50%, an even better orr (45.2%) was achieved in the subset of patients with nsclc [21] . additionally, beyond successful application for oncological drug development, seamless clinical study has substantially contributed to therapeutic innovation in other medical fields [3] . of note, the efficiency of clinical developing inhaled indacaterol, a long-acting 2-agonist for treatment of chronic obstructive pulmonary disease (copd), was clearly improved through a seamless clinical trial [3, 22] . historically human disease is categorized and managed according to anatomic location of body organs and histological types of pathology, which forms a solid basis for therapeutic indications designed in conventional clinical drug development [23] . however, since the rise of targeted medicine in recent two decades, the landscape of pharmaceutical innovation has been transformed to modulate an aberrant biological pathway that can contribute to pathogenesis across a number of diseases [24] , such as a gene mutation occurred in various neoplastic disorders [25] . intriguingly, a mutational target is typically present only in a portion of the patients with each tumor type due to inter-personal heterogeneity, thus inspiring emergence of basket trials in the clinic [2, 23] . in this light, a targeted compound is simultaneously examined across numerous disease baskets, for example different cancer types, in order to determine not only whether the drug is efficacious but also what tumor types and more precisely which patient subsets are sensitive to this therapy [23, 25] . the first stage of a basket trial is to select the therapeutically sensitive disease types and patient sub-populations, with a bio-marker-based companion diagnosis if possible [19, 26] . following interim analysis, the futile tumor type baskets are terminated, and the efficacious subjects are enriched from the responsive baskets, to be thus forwarded to further clinical investigation at the second stage [23, 26] . as a selective tropomyosin receptor kinases (trk) inhibitor, larotrectinib represents the newly approved medicine targeting a wide spectrum of tumor types, reflecting a dramatic success of basket clinical study [25, 27] . aberrant trk activation drives oncogenic pathogenesis, and is expressed in more than 20 distinct tumor types. nevertheless, except a few types of rare neoplasms such as congenital fibrosarcomas, trk alterations occur in very low frequencies in common cancers of various tissue/cell lineage origins, for instance below 5% in lung adenocarcinoma [26] . based upon a basket trial design to investigate the clinical efficacy of larotrectinib, the subjects were selectively enrolled from patients with the aberrant trk activity in tumors across 16 histological types. impressively, larotrectinib was demonstrated to be well tolerated, conferring an orr of 80% and a median progression-free survival (pfs) of 9.9 months [25, 26] . as such, this novel targeted agent stands out to address the unmet clinical need of combating the rare neoplasms and numerous common tumor types with the rare genetic mutations [26, 27] . besides the validation in field of anti-cancer drug development, basket clinical has been proposed to go beyond oncology into cardiology, such as therapeutic innovation for preserved ejection fraction (hfpef) across diverse etiologies, pathobiologies, and clinical presentations [28] . to identify the best therapeutic benefit(s) of a testing drug, the flexibility of adaptive clinical trials can be implicated in indication changes based upon accumulating data or/and cutting-edge scientific discoveries [7] . depending on bio-medical contexts, such dynamic updating of clinical applications may be pre-planned or inspired by certain serendipitous observations, through shifting from a therapeutic hypothesis to an alternative one or multiple ones [2, 29] . in this sense, a study design allows to examine beyond the intend-to-treat disease, thus being re-purposed to an alternative indication according to the initial assignment upon lack of efficacy or safety issues [7] ; otherwise, a clinical trial can also be optimized to cover more therapeutic directions with the emerged evidence of certain additional efficacy [24, 30] . in the era of precision medicine, there has been a consensus that therapeutic outcomes can vary significantly among subgroups of patients with differential genetic profiles [2, 27] . accordingly taking the advantage of interim analysis based on novel biomarker approach for detecting the pathogenesis-specific molecular alteration(s), an adaptive clinical study can select the drug-sensitive sub-population from patients with initially targeted disease or an alternative indication, to continue the investigation for an optimized therapeutic efficacy [7] . as a selective 5-phosphodiesterase inhibitor, sildenafil was designed to manage angina pectoris in the initial clinical trial. disappointingly this compound appeared non-efficacious in relieving anginal pain, with a side-effect of inducing penile erection [31] . inspired by this serendipity, the clinical development was successfully re-directed to come up with a major innovative product of anti-erectile dysfunction [29, 31] . in the field of oncology, crizotinib was initially identified as a potent inhibitor of mesenchymal-epithelial transition factor (met), thus tending to treat the relevant neoplasms such as nsclc and gastrointestinal tumors [2] . whereas this compound was then revealed to suppress anaplastic lymphoma kinase (alk) as well, and impressively to exert a clear efficacy of tumor shrinkage in the nsclc with alk rearrangement during a phase i clinical study. in this regard, the therapeutic indication of crizotinib was re-focused and successfully developed through following-up clinical trials, to be a precisely targeted medication for managing a subset of lung cancer patients with alk aberrations [2, 32] . interestingly in recent years, besides serving as an exceptional type of medicine for controlling tape 2 diabetes, the clinical trials of sodium glucose cotransporter 2 (sglt2) inhibitors are being expanded or re-positioned to manage heart failure and protect renal function through blood glucose loweringdependent or/and -independent mechanisms [29, 33] . orphan drugs are developed to treat a particular spectrum of medical conditions with low morbidity, termed rare disease, resulting from genetically linked pathogenesis in most cases. of note, definition of rare disease varies among different countries depending on epidemic incidence of each illness geographically [34, 35] . to address this largely unmet clinical need and meanwhile to deal with the challenging issue of limited market size for profits, fda announced an incentive policy known as the orphan drug act (oda) in 1983, offering research & development funding, market exclusivity, among other attractive benefits [35] . since then there were similar policies coming forth from other countries, encouraging an increased interest in this regard for pharmaceuticals; orphan drugs have been representing more than 40% of innovative medications marketed through last three decades [34] . interestingly in recent years, certain orphan drugs are revealed to be overlapped with blockbuster products, which appear more notable in the field of oncology [18, 21] . in this scenario, a novel medicine can be initially approved for a rare disease, and subsequently go beyond to treat additional types of disease; vice versa a conventional drug may occasionally obtain orphan status upon expanding its therapeutic indications toward a rare medical condition [21, 34] . clinical development of orphan drugs often involves expedited trial designs described above, and may even be further simplified or alternatively designed under particular circumstances [35, 36] . for instance, the approval of orphan drug xuriden was based upon a minimal seamless trial for 6 weeks with only four patients, to treat hereditary orotic aciduria representing a rare disease of only 20 cases worldwide [37] . in addition, a viral inhibitor tecovirimat has recently been authorized to treat smallpox upon the waive of clinical efficacy study due to lack of patients with the naturally occurred disease. setting the first record in regulatory history, this innovative medication was exceptionally approved based on positive results from the preclinical efficacy studies in animal models of rabbits and monkeys, along with a phase i trial of clinical pharmacology and safety in healthy human subjects [38] . impressively, certain orphan drug-based clinical trials can also come up with a broad spectrum of efficacy covering multiple indications. as a hallmark success of targeted medicine with orphan status, to combat philadelphia chromosomepositive chronic myelogenous leukemia (cml) imatinib was launched onto the market through the accelerated approval following a phase ii trial consisting of three open-label, single-arm clinical studies [6, 39] . moreover, imatinib was subsequently evaluated in a basket clinical trial and demonstrated to be efficacious for an array of extra-therapeutic indications beyond cml, dramatically transforming this orphan drug toward being a blockbuster medication [40] . besides, an interesting basket clinical study has recently been designed to investigate a target-specific monoclonal antibody for controlling an array of complement-mediated rare disorders, including bullous pemphigoid, antibody-mediated rejection of organ transplants and and warm autoimmune hemolytic anemia [41] . clinical trial plays an indispensable role in evaluating efficacy and safety of therapeutic agents prior to marketing for human use, and has been constantly co-evolving along with the dynamic interactions between cutting-edge scientific discoveries and regulatory policy updating [2, 3] . in this light, a number of agile clinical developing modes were designed through past decades, and impressively some of them have been further corroborated upon the contemporary achievements evidenced by successfully delivering innovative medicine to the patients in a more efficient manner [7] . while human bioequivalence study is increasingly contributing to evaluation of emerging formulation and bio-similar agents besides chemical generics [4] , several adaptive trial designs have been capable of translating the scientific breakthroughs into novel therapeutic benefits with shorter processing time and lower financial costs, to address the unmet clinical needs [3, 19] . moreover with the assistance of bio-marker-based companion diagnosis, certain innovative trial designs have been streamlined to precisely confer selective therapeutic efficacy to the responding subgroups of patients with an array of serious diseases such as cancer and beyond [6, 27] . of note, to preserve the strength of clear defining efficacy and safety of tested drugs, the innovative designs of clinical study are substantially overlapped with classic trial protocols of three phases which still serve as the mainstream approach of clinical investigation [3, 7] . realistically, the medications through expedited processing appeared having a higher rate of post-approval black-box warnings than that of regularly approved drugs in terms of safety issues [42] . it has accordingly been proposed that single-armed phased ii studies to be accepted only for accelerated approval (aa) applications regarding refractory diseases. otherwise, interim analysis of ongoing phase iii trials may be able to support aa processes, with the follow-up studies required to provide further evidence for the drug's effects on human bodies [43] . whereas precision medicine-inspired trials represent an unique highlight in contemporary clinical studies to optimize the therapeutic efficacy for preferable subsets of patients with certain diseases upon enrichment strategies [3, 27] , the validated biomarkers are limited and even much less than established drug-target molecules [2, 44] . moreover, there still is a lack of the bio-markers to predict drugtriggered adverse events such as heparin-induced thrombocytopenia or immune checkpoint inhibitor-resulted hyper-progressive disease [45, 46] . hence, it takes a dialectic perspective to appreciate the high efficiency of these innovated designs, with mindful efforts on circumventing their imperfectness. replaces rcts biosimilar enoxaparin [12] biosimilar etanercept [14] phase 0 trial exploratory trial azd1775 [16] with microdosing midazolam ddi [15] seamless trial integrated trial keytruda [18, 21] without phase gaps indacaterol [22] basket trial one trial for numerous larotrectinib [27] types of disease tafamadis [28] therapeutic shifting therapeutic sildenafil [31] re-purpose indication during a trial crizotinib [2, 32] empagliflozin [33] orphan drug various expedited xuriden [37] trial designs tecovirimat [38] imatinib [6, 40] assessing the gold standard--lessons from the history of rcts cancer clinical trials: the rear-view mirror and the crystal ball adaptive designs for clinical trials chemisimilars and biosimilars: is clinical testing fit for purpose? make up a missed lesson-new policy to ensure the interchangeability of generic drugs in china targeted therapy : resistance and re-sensitization adaptive design clinical trials: a review of the literature and clinical trials.gov adaptive clinical trials: advantages and disadvantages of various adaptive design elements the new european medicines agency guideline on the investigation of bioequivalence investigating the discriminatory power of bcs-biowaiver in vitro methodology to detect bioavailability differences between immediate release products containing a class i drug consensi) for hypertension and osteoarthritis bioequivalence of a biosimilar enoxaparin sodium to clexane ® after single 100 mg subcutaneous dose: results of a randomized, double-blind, crossover study in healthy volunteers the introduction of biosimilars of low molecular weight heparins in europe: a critical review and reappraisal endorsed by the italian society for haemostasis and thrombosis (siset) and the italian society for angiology and vascular medicine (siapav) focus on biosimilar etanercept -bioequivalence and interchangeability microdosing and other phase 0 clinical trials: facilitating translation in drug development phase 0 trail of azd1775 in first-recurrence glioblastoma patients intra-target microdosing-a novel drug development approach: proof of concept, safety, and feasibility study in humans cellular immunity augmentation in mainstream oncologic therapy adaptive clinical trial designs in oncology using model-based "learn and confirm" to reveal the pharmacokinetics-pharmacodynamics relationship of pembrolizumab in the keynote-001 trial pembrolizumab keynote-001: an adaptive study leading to accelerated approval for two indications and a companion diagnostic intergrating indacaterol dose selection in a clinical study in copd using an adaptive seamless design an efficient basket trial design dual targeting autoimmunity and cancer: from biology to medicine efficacy of larotrectinib in trk fusion-positive cancers in adults and children basket trial of trk inhibitors demonstrates efficacy in trk fusion-positive cancers a next-generation trk kinase inhibitor overcomes acquired resistance to prior trk kinase inhibition in patients with trk fusion-positive solid tumors innovative clinical trial designs for precision medicine in heart failure with preserved ejection fraction the role of serendipity in drug discovery translating recent results from the cardiovascular outcomes trials into clinical practice: recommendations from the central and eastern european diabetes expert group (ceedeg) the serendipitous story of sildenafil: an unexpected oral therapy for erectile dysfunction development of crizotinib, a rationally designed tyrosine kinase inhibitor for non-small cell lung cancer sodium glucose cotransporter-2 inhibition in heart failure: potential mechanisms, clinical applications, and summary of clinical trials orphan drugs and their impact on pharmaceutical development challenges in orphan drug development and regulatory policy in china clinical research for rare disease: opportunities, challenges, and solutions fda approves ultra-orphan drug on a 4-patient trial oral tecovirimat for the treatment of smallpox gleevec for the treatment of chronic myelogenous leukemia: us. food and drug administration regulatory mechanisms, accelerated approval, and orphan drug status phase ii, open-label study evaluating the activity of imatinib in treating life-threatening malignancies known to be associated with imatinib-sensitive tyrosine kinases combined integrated protocol/basket trial design for a first-in-human trial safety related label changes for new drugs after approval in the us through expedited regulatory pathways: retrospective cohort study accelerated approval of cancer drugs: improved access to therapeutic breakthroughs or early release of unsafe and ineffective drugs? antxr1, a stem cellenriched functional biomarker, connects collagen signaling to cancer stem-like cells and metastasis in breast cancer heparin-induced thrombocytopenia hyperprogressive disease in patients with advanced non-small cell lung cancer treated with pd-1/pd-l1 inhibitors or with single-agent chemotherapy we thank our colleagues for encouragement. the authors declare no conflict of interest. key: cord-273656-xo82zyi6 authors: burry, lisa d.; barletta, jeffrey f.; b.pharm, david williamson; kanji, salmaan; maves, ryan c.; dichter, jeffrey; christian, michael d.; geiling, james; erstad, brian l. title: it takes a village… contending with drug shortages during disasters date: 2020-08-14 journal: chest doi: 10.1016/j.chest.2020.08.015 sha: doc_id: 273656 cord_uid: xo82zyi6 nan the world health organization (who) designates access to essential drugs as a critical concern due to persistent shortages and escalating costs. 1, 2 drug shortages are a function of demand and supply mismatches that can be affected by manufacturing, distribution, as well as regulatory, economic, or political considerations. prior to the 2019 coronavirus disease (covid-19) pandemic, numerous countries frequently documented such shortages, mostly with injectable drugs, to include antimicrobials, anaesthetics, cardiovascular and neurologic drugs, nutrition, electrolytes, and cancer chemotherapy. 2, 3 the covid-19 pandemic dramatically demonstrates how large and sudden surge in demand can lead to shortages when local, national, and international supply chains cannot keep pace, in particular medications with limited therapeutic alternatives for critical care. we highlight the available literature on possible causes and mitigation strategies to manage shortages of critical care drugs from the local, institutional level to the global stage in a worldwide crisis such as a pandemic. the covid-19 pandemic resulted in international shortages of multiple critical drugs. 4-8 sedatives, analgesics and paralytics needed to support critical care were particularly affected by the surge in volumes of patients requiring mechanical ventilation, combined with high dose requirements often used to manage severe hypoxemia. the result was a quick depletion of limited "just-in-time" inventories at many hospitals. this was exacerbated by the inability to access supplies to match these new demands in either local, national or international networks. [4] [5] [6] [7] [8] [9] [10] [11] [12] there are also disparity concerns at the international level, such as preferential access and hoarding by higher-income countries, and, conversely, ineffective stock management, notification systems and demand forecasting in low-and middle-income countries. 2,10-12 further complicating the issue are the absence of international surveillance and notification systems for medication demands and a lack of globally-accepted best practices for dealing with shortages. 2 supply-chain disruptions leading to medication shortages are more likely to occur when there is limited diversification in the development and distribution of required active pharmaceutical ingredients (apis). the problem is further exacerbated when the manufacturing process is arduous or lengthy, or the supply of raw materials is disrupted. for example, approximately 80% of active ingredients required for pharmaceutical compounding hail from india and china, one of which was the first country impacted by covid-19. 13 additionally, over 80% of new molecular entities (nmes) are patented with varying degrees of market exclusivity and availability by country. 14 of 220 nmes launched between 2011 to 2017 in 36 countries, the percent available by country varied from a high of 87% in the united states (us) to less than 10% in other countries. 15 there are also additional concerns with the supply of generic medications, which comprise at least 70% of the market in canada, germany, netherlands, the us and the united kingdom (uk). 16 in a study of non-prescription, generic oral forms approved by the food and drug administration (fda) since 1939, only 19% had a manufacturer approved by four or more of seven non-us j o u r n a l p r e -p r o o f regulators evaluated. 17 of the 26% of medications with no fda-approved generic, only 48% were available from at least one manufacturer approved by one of the seven non-us regulators. the international pharmaceutical federation (ipf) held a summit involving multiple stakeholders in 2013 to address the persistent issue of drug shortages. 18 the ipf recommended the compilation of publicly-available lists of known national drug shortages and the creation of national surveillance bodies to gather and share information about demand. the goal was to develop mitigation strategies for times of shortage, remove unnecessary variability in regulatory practices, and develop a global process for determining vulnerable products. a scoping review evaluated publicly available listings of drugs at risk of shortage on an international level, providing a listing by country of publicly available databases, along with frequency of updating and whether reporting was mandatory or voluntary. 3 while many countries have mandatory reporting, only seven countries required daily updating: australia, belgium, canada, czechia, latvia, portugal, sweden, and the us. two multi-country collaborations were identified that analyzed the causes of shortages and provided frameworks to ensure patient safety: the south american institute of government in health and the cost research collaboration in europe. 3, 19, 20 based on these networks' example, a larger international task force could reasonably facilitate preparation, mitigation and coordination and minimize the impact of shortages at the front lines of care. 2 the root causes of drug shortages involve every aspect of the supply chain, from manufacturing to delivery to an individual institution's case mix and preferences. 1, 2 in the us, several measures to improve reporting of production interruptions have been implemented, but regulatory bodies cannot mandate a pharmaceutical company into drug production. the fda drug shortages task force report described three major root causes. 21 the first was the lack of incentive for manufacturers to produce less-profitable drugs. many of these shortages involve older or generic drugs whose manufacturers contend with intense price competition and uncertain revenues. in an analysis of data from 2013 -2017, injectables identified in shortage were in the 33 rd percentile by cost of all marketed drugs. the decision to increase manufacturing of a less-profitable but needed drug could force production tradeoffs with more-profitable drugs. the second factor described was the expense of maintaining mature quality management systems. many drugs in shortage have been available for more than 35 years, and quality maintenance requires continual technical improvement, requiring investments that markets may not reward in the short term. a failure to comply with required production standards or good manufacturing practice (gmp) regulations, however, can result in supply interruption and consequently drug shortages. finally, logistical and regulatory challenges may make it difficult for markets to recover after supply disruptions. as drug supply chains become longer and more fragmented (with increased overseas production), the ability to increase production rapidly during a shortage is diminished. additional causes of drug shortages also require consideration. health systems typically obtain their drug products through wholesale distributors. restrictive distribution methods may limit product availability to suppliers j o u r n a l p r e -p r o o f or systems that comply with manufacturer agreements based on market approval requirements. 22 shortages can also occur when a disproportionate number of hospitals in a region use the same wholesale distributor. most institutions utilize "just-in-time" inventory practices for budgetary reasons; this inventory strategy is highly reliant on a functional supply chain, making them vulnerable to unexpected shortages during a natural disaster or pandemic. furthermore, rumors of a disruption in the supply chain can lead to hoarding, potentially preventing drugs from reaching regions where affected patients are concentrated. the impact of rumors and fears on supply chains was dramatically illustrated to the world with the "great toilet paper panic of 2020" where sales ballooned to >700% nearly overnight. 23 while individual institutions may have good intentions when ordering increased stock in anticipation of future events, the cumulative impact of such practices across an entire region or country can be enormous. next, allocations for some drugs are based on historical usage, meaning institutions are restricted to ordering only their usual allotment even if patient volumes escalate. local shortages can therefore occur with drastic increases in hospital census (e.g., a large number of ventilated patients requiring deep sedation) or when use of a medication increases for a new indication (e.g., azithromycin, hydroxychloroquine, or tocilizumab). last, in the us, distribution of remdesivir, a novel antiviral with activity against covid-19, fell under federal control for use consistent with an emergency use authorization. uncertainty about access has led to calls for transparency from multiple organizations. 24 careful assessment and forecasting of essential drugs is a vital component of an icu surge plan. 25, 26 the american college of chest physician's task force for mass critical care (tfmcc) recommends that institutions should stock necessary drugs to support icu care and be prepared to provide emergency mass critical care for up to 10 days. 27 however, the stock quantities suggested by the tfmcc now require reexamination, given the greaterthan-expected demand to manage mechanically-ventilated covid-19 patients as described in italy, the uk and the us where institutional supplies were quickly "burned" (personal communication). national stockpiles are available in some countries, but drugs are typically not available for immediate use and represent only a fraction of the essential drugs required to provide critical care (e.g., common antimicrobials) (personal communication). there are prediction models available to quantify the amount of drug required to support an icu surge, but these are largely based on assumptions pertaining to expected census (i.e., size of the surge), estimated use (i.e., percentage of patients receiving the drug), and estimates of daily dose and duration of therapy. 25, 26 several factors specific to the covid-19 pandemic illustrate the challenges with estimating drug needs and the need for real time data for predicting drug supplies. first is the variance reported in key outcomes that dictate drug usage. for example, one large case series from new york city noted a median (iqr) duration of mechanical ventilation (for survivors) of 27 (15 -32) days, while data from the seattle region reported a median of 10 (7 -12) days. 28, 29 these differences would greatly influence the amount of sedatives, analgesics and paralytics required to facilitate mechanical ventilation, especially given a very high reported daily drug consumption per patient that far exceeds the average needs for ventilated patients, leading to rapid supply depletion. next is the highly volatile state of prescribing based on less-rigorous sources of data and non-comparative trials. the explosion of information, ranging from traditional journalism to social media and hearsay, has led to drastic shifts in drug demand. for example, lopinavir-ritonavir, an older antiretroviral agent, was described as a potential therapy given its in vitro activity against sars-cov and was used widely early in the pandemic. demand for lopinavir-ritonavir promptly decreased following the publication of a single randomized trial that demonstrated no benefit to its use. 30 similarly, the perceived benefit of hydroxychloroquine has changed throughout the pandemic, with initial use largely influenced by a single small, non-randomized study. 31 as subsequent studies have failed to demonstrate benefit, the demand for hydroxychloroquine decreased. 32 another challenge with estimating drug usage during the pandemic is that doses and treatment durations for newer or off-label medications are not readily available, making it challenging to estimate needed quantities. dosing strategies for tocilizumab, an il-6 receptor antagonist, have been described including a weight-based dose of 4 -8 mg/kg or a fixed non-weight-based dose of 400 mg. no guidance is provided regarding the most appropriate weight metric to use (e.g., total, ideal, or adjusted body weight) or if there is benefit with larger doses. as such, real-time data are needed to optimize the process of estimating supply requirements. this type of drug supply planning must occur not just at the institutional level but at regional and national levels, permitting coordination of the critical care response with input from scientific advisory committees and experts. similarly, incident command systems must include pharmacy experts in operations, logistics and planning. regional and national multidisciplinary teams that proactively plan ahead for alternatives and prepare recommendations for substitution or conservation strategies before supplies are exhausted are more robust than any single-center effort. 3, 19, 20, 33, 34 regional and national dashboards that include drug quantities available can provide valuable information when drug shortages do arise and can allow drugs to be moved to where the patients are concentrated. when supplies within an institution are exhausted, borrowing is common between hospitals within the same health system, but very few countries or regions have organized methods for borrowing (personal communication). this process becomes more complex when hospitals are from different systems, especially during a pandemic when hospitals are unlikely to "return" that medication (i.e., a vial for a vial) and have to compensate monetarily. additional concerns arise when new products are obtained (e.g., the acquisition of 2% propofol in a country where 1% propofol is routinely used); there are significant patient safety efforts required to ensure compatibility with technology such as bar coding, pump programming and electronic documentation. vendor support is needed to ease the burden of making safe product changes within their systems. pharmaceutical manufacturing involves multiple contributors involved in processes that include the synthesis of apis and inactive excipients, the production of an administrable form, packaging and labelling. the manufacturing of biologic drugs involves the use of microorganisms, plants or animals, resulting in a longer and more complicated process. 1 as noted, pharmaceutical and api manufacturers are at the heart of the supply chain and play a major role both in the creation and the mitigation of drug shortages. manufacturing difficulties related to j o u r n a l p r e -p r o o f regulatory or quality issues, including product sterility, impurities, or degradation, are among the most common causes of drug shortages ( figure 1 ). 3, 22, 35, 36, 37 in addition, pharmaceutical manufacturers often depend on a limited number of api suppliers; any disruption in production of ingredients, such as due to a regulatory concern or a natural disaster, will consequently affect manufacturing. 35, 38 production interruptions and capacity concerns, such as line breakdowns, are also potential causes of shortages, especially for sterile parenteral drugs. 3, 22, [37] [38] [39] [40] these drugs demand highly specialized production lines, are expensive to produce, and are typically among the drugs needed to manage mass critical care. this results in low profit margins, and very few manufacturers are consequently interested in producing them. 41, 42 given the lack of incentives to produce these drugs and limited competition among generic drug manufacturers, the number of producers is generally low. 42 countries such as canada and the us often depend on only one or two suppliers of essential drugs, including many critical care drugs, and production interruptions rapidly cause shortages. 38 this was illustrated in 2010 with propofol, where two of three manufacturers in the us simultaneously shut down production for regulatory reasons. 40, 43 in the context of shortages, pharmaceutical manufacturers may also have to deal with internal competition, as many essential products will generally share the same production lines. 37 in the case of biological drugs such as vaccines, limited manufacturing options due to the complexity of production may also escalate shortages. as the pharmaceutical and especially api production are highly concentrated in a limited number of countries, pandemics, unplanned large-scale political events, and natural disasters have the potential to cause global shortages. capacity reduction and lockdown of pharmaceutical or api production sites because of governmentimposed restrictions or staffing shortages during a quarantine may halt production or natural disasters may disrupt the manufacturing plant itself. 44 fear of local shortages or a surge in consumption, as seen with covid-19, can push governments to impose export restrictions on exports, further preventing drugs from reaching patients. 10, 45 unforeseen increases in demand, such as for the off-label use of hydroxychloroquine, may also inflict shortages and impact the management of patients previously stabilized on indicated therapy. 38 pharmaceutical manufacturers, regulatory bodies, and professional organizations need to collaborate to assess acute and long-term needs and determine products to be prioritized in production. 34, 46 as regulatory and quality problems are often at the heart of drug shortages, continuous improvement of pharmaceutical processes is fundamental to avoid these difficulties and ensure the continuous supply of products. 24 manufacturers have shortage prevention and management plans in place, as well as internal procedures and forecasting to track and avoid shortages in normal circumstances. in the case of unforeseen shortages, pharmaceutical manufacturers should plan to increase manufacturing capacity to favor those agents needed to manage critical patient populations. 38 manufacturers can further decrease the risk of shortages using methods to increase system resiliency, such as decentralising production to multiple sites rather than one single site, investing in redundancy of critical production steps, and ensuring availability of active and inactive pharmaceutical ingredients through optimal inventory management and the development of relations with alternative producers. regulatory agencies in north america and europe have legislation in place to ensure that drug shortages are reported in a timely manner, but manufacturers j o u r n a l p r e -p r o o f must also maintain transparent real-time inventories and actively participate in the rapid notification of shortages on national registries. at the hospital pharmacy level, strategies for mitigating drug shortages involve identifying drugs at risk and anticipating their demand and supply, balancing inventory with allocations from distributors while implementing conservation and therapeutic alternative strategies. 34 shortages are sometimes predictable and anticipated (e.g., pre-planned production gaps for maintenance), allowing for increased stockpiling of medication and planning for larger allocations of alternatives. for example, the manufacturing of premixed unfractionated heparin infusion bags was deemed by the fda in 2018 to be non-compliant with gmp regulations, resulting in a drug shortage in multiple countries. 47 hospitals had time to consider other suppliers, alternative products and the possibility of local preparation. unfortunately, most drug shortages usually have little advanced warning, as seen during the covid-19 pandemic. sedatives, opioid analgesics, and paralytics have been among the most vulnerable classes of drugs in short supply in this pandemic. 48, 49 professional societies must be engaged in the process of developing and disseminating guidelines to list class alternatives and aid broad distribution, rather than individual institutions working in isolation. all potential supply chain options should be explored, including different manufacturers and distributors, requiring the formation of partnerships with regulatory bodies. 35 interchangeable products, such as therapeutic alternatives within the same class (e.g., morphine instead of fentanyl), may be readily available and can be considered at the bedside. conservation strategies may involve different routes of administration (e.g., enteral opioids instead of intravenous) or alternative drugs from other classes (e.g., midazolam instead of propofol). we illustrate an example of applying potential alternatives and conservation options for the use of analgesics, sedatives and paralytics in the setting of drug shortages in table 1 . specific recommendations for therapeutic alternatives and conservation strategies for many essential drug classes are detailed in other publications. 34, 50 opportunities to minimize drug wastage must also be considered (e.g., dose rounding, central batch drug pharmacy preparation, selection of appropriate vial sizes and concentrations). in the icu, therapeutic escalation strategies can be employed to conserve sedatives and opioid analgesics, using intermittent enteral dosing as the preferred option, followed by intermittent intravenous dosing and finally continuous infusions only when required. 34, 50 additional strategies include ensuring that the lowest effective dose is being used (e.g., by employing sedation and analgesic targets), critically evaluating how essential a medication is for each patient (e.g., agents for stress ulcer prophylaxis), drug rotation (i.e., not depleting the supply of one drug but instead rotating between drug alternatives while awaiting new shipments), and prioritization (e.g., reserving selected drugs for specific situations). while the impact of drug shortages for covid-19 may focus on critical care areas, conservation strategies may apply to other areas that require similar drugs (e.g., operating rooms, palliative care). for example, smaller vial sizes of propofol may be less vulnerable to shortages and could be reserved for procedural sedation or within the operating room, while larger vial sizes are conserved for icu patients requiring prolonged sedation. we must recognize that conservation strategies and therapeutic alternatives may not always be possible, may not represent best practices, or could involve the use of locally unfamiliar medications that may compromise patient safety. each institution should engage administrators, educators and bedside clinicians to evaluate the risks and benefits of proposed strategies in their institution. in addition to efficacy and safety, the feasibility, suitability and logistics must also be considered within the institution. any change in clinical practice will require time and resources to disseminate information and educate staff. hospitals using electronic health records with prescriber order entry may need to develop new ordering pathways and program intravenous pumps for new drugs, concentrations or bag sizes (e.g., changing from 1% to 2% propofol). during a global health crisis like the covid-19 pandemic, there are always competing interests that must be considered in addition to drug shortages. in these times, it can be expected that drug shortages will occur at the same time as disruption of other essential resources, such as staff and space, as well as the availability of personal protective equipment (ppe), intravenous pumps and supplies for medication preparation and administration. some strategies that mitigate drug shortages may negatively impact other essential resources. for example, twice or thrice daily intermittent dosing of subcutaneous unfractionated heparin for thromboembolic prophylaxis requires more frequent ppe usage to support the room entries for nurses, compared to a single daily dose of enoxaparin. consolidating medication administration times to coincide with other activities (e.g., routine assessments, obtaining laboratory samples) can further reduce room entries. when considering conservation strategies for drugs or other resources, consultation with end users is essential. we sought to highlight the issues associated with anticipating and managing shortages of essential critical care drugs from global, national, regional and institutional perspectives during a disaster. important issues associated with drug shortages have been reported in the literature in the last five years, providing us with an understanding of the root causes of these shortages and potential mitigation strategies. figure 2 summarizes take-home messages that stakeholders must consider for future steps during a global disaster. dealing with shortages of essential drugs during a global disaster teaches us "that coordination, communication and transparency should be fundamental principles in all actions between stakeholders at the regional, national and global level" 2 to mobilized from essential therapies to the front lines of patient care. • may cause tachycardia, hypertension and hypersalivation; has minimal respiratory depression effects • ketamine is a dissociative agent thus patients may not appear "sedated" • bis values will not change and may even increase with ketamine administration • may cause hallucinations on emergence (that requires coadministration of benzodiazepines) • potential for accumulation exists with prolonged administration secondary to active metabolite (with 1/3 potency of parent compound), lipophilicity, end-organ dysfunction and drug interactions • ideal or adjusted body weight is suggested for weightbased dosing remifentanil • short half-life (3 -10 minutes) requires administration via continuous infusion • does not accumulate in hepatic or renal failure • ideal body weight is suggested for weight-based dosing in obesity sufentanil • approximately 10 times as potent as fentanyl • limited data with use in the intensive care unit • drug interactions present related to cytochrome p450 system • ideal body weight is suggested for weight-based dosing in obesity abbreviations: bis =bispectral index; cpot = critical-care pain observation tool; nsaids = non-steroidal antiinflammatory agents j o u r n a l p r e -p r o o f • may cause tachycardia, hypertension and hypersalivation; has minimal respiratory depression effects • ketamine is a dissociative agent thus patients may not appear "sedated" • bis values will not change and may even increase with ketamine administration • may cause hallucinations on emergence • potential for accumulation exists with prolonged administration secondary to active metabolite (with 1/3 potency of parent compound), lipophilicity, end-organ dysfunction and drug interactions • ideal or adjusted body weight is suggested for weightbased dosing phenobarbital • potential for drug interactions related to cytochrome p450 system • may consider conversion to oral therapy (1:1 conversion) once stabilized abbreviations: rass = richmond agitation-sedation scale j o u r n a l p r e -p r o o f while cisatracurium is the agent of choice for many institutions, in the setting of drug shortages, consider reserving cisatracurium (and atracurium) for patients with endorgan dysfunction and use vecuronium or rocuronium when both kidney and liver function are preserved addressing the global shortage of, and access to, medicines and vaccines report by the director-general background medicines shortages: global approaches to addressing shortages of essential medicines in health systems medicine shortages: gaps between countries and global perspectives essential icu drug shortages for covid-19: what can frontline clinicians do? potential of chloroquine and hydroxychloroquine to treat covid-19 causes fears of shortages among people with systemic lupus erythematosus the coronavirus outbreak could disrupt the u.s. drug supply. council on foreign relations us pharmaceutical innovation in an international context new analysis shows that more medicines worldwide are available to u.s. patients. the catalyst paying for prescription drugs around the world: why is the u.s. an outlier? the commonwealth fund affordability and availability of off-patent drugs in the united states-the case for importing from abroad: observational study fip addressing global medicines shortages situation of essential medicines at risk of supply shortage with emphasis on south american countries european medicines shortages research network-addressing supply problems to patients (medicines shortages drug shortages: root causes and potential solutions ashp guidelines on managing drug product shortages emergency use authorization of remdesevir: the need for a transparent distribution process preparing your icu for disaster response. society of critical care medicine managing icu surge during the covid-19 crisis: rapid practice guidelines definitive care for the critically ill during a disaster: a framework for optimizing critical care surge capacity. from a task force for mass critical care summit meeting epidemiology, clinical course and outcomes of critically ill adults with covid-19 in new york city: a prospective cohort study lancet covid-19 in critically ill patients in the seattle region-case series a trial of lopinavir-ritonavir in adults hospitalized with severe covid-19 hydroxychloroquine and azithromycin as a treatment of covid-19: results of an open-label non-randomized clinical trial outcomes of hydroxychloroquine usage in united states veterans hospitalized with covid-19 surge capacity logistics. care of the critically ill and injured during pandemics and disasters: chest consensus statement neilipovitz d; ontario covid-19 icu drug task force. therapeutic alternatives and strategies for drug conservation in the intensive care unit during times of drug shortages: a report of the ontario covid-19 icu drug task force a toolkit for improved understanding and transparency of drug shortage response in canada the drug shortage crisis in the united states: causes, impact, and management strategies drug shortages in developed countries -reasons, therapeutic consequences, and handling medication shortages during the covid-19 crisis: what we must do economic and technological drivers of generic sterile injectable drug shortages us propofol drug shortages: a review of the problem and stakeholder analysis why are there so many drug shortages? drug shortages in the united states: are some prices too low? the reality of drug shortages--the case of the injectable agent propofol indian pharma threatened by covid-19 shutdowns in china new regulatory strategies to manage medicines shortages in europe sedation of mechanically ventilated covid-19 patients: challenges and special considerations baseline characteristics and outcomes of 1591 patients infected with sars-cov-2 admitted to icus of the lombardy region, italy recommendations for alternative analgesic and sedative agents in the setting of drug shortages key: cord-255460-r5p5helx authors: aggarwal, sadhna; verma, sumit singh; aggarwal, sumit; gupta, subash chandra title: drug repurposing for breast cancer therapy: old weapon for new battle date: 2019-09-21 journal: semin cancer biol doi: 10.1016/j.semcancer.2019.09.012 sha: doc_id: 255460 cord_uid: r5p5helx abstract despite tremendous resources being invested in prevention and treatment, breast cancer remains a leading cause of cancer deaths in women globally. the available treatment modalities are very costly and produces severe side effects. drug repurposing that relate to new uses for old drugs has emerged as a novel approach for drug development. repositioning of old, clinically approved, off patent non-cancer drugs with known targets, into newer indication is like using old weapons for new battle. the advances in genomics, proteomics and information computational biology has facilitated the process of drug repurposing. repositioning approach not only fastens the process of drug development but also offers more effective, cheaper, safer drugs with lesser/known side effects. during the last decade, drugs such as alkylating agents, anthracyclins, antimetabolite, cdk4/6 inhibitor, aromatase inhibitor, mtor inhibitor and mitotic inhibitors has been repositioned for breast cancer treatment. the repositioned drugs have been successfully used for the treatment of most aggressive triple negative breast cancer. the literature review suggest that serendipity plays a major role in the drug development. this article describes the comprehensive overview of the current scenario of drug repurposing for the breast cancer treatment. the strategies as well as several examples of repurposed drugs are provided. the challenges associated with drug repurposing are discussed. breast cancer, one of the most common cancer in women, is globally diagnosed by physical examination, breast scan and tissue biopsies. a total of 2.089 million new cases of breast cancer were identified in 2018, of which ∼627,000 cases died. this accounted for approximately 15% of all cancer deaths among women globally [1] . in 2018, the highest numbers of breast cancer cases were reported from asia (9,11,014) followed by europe (5, 22, 512) , north america (2, 62, 347) , latin america and caribbean (199,734), africa (1, 68, 690) and oceania (24, 551) [1] . although very common in women, breast cancer rarely occurs in men [2] . a vast heterogeneity in breast cancer molecular profiling has been reported [3] . based on the er/pr and her2 expression, breast cancer can be of 4 types: (i) er/pr+, her2+; (ii) er/ pr−, her2+; (iii) er/pr+, her2−; and (iv) er/pr−, her2− [4] . the most aggressive breast cancer is er/pr−, her2− (also called triple negative breast cancer, tnbc) because no receptor is present on these tumors. it is estimated that 70% of the breast cancers are hormone receptor positive (70%) and can be treated with corresponding therapies [5, 6] . in addition to hormone receptors, other biomarkers used for clinical, pathological and molecular characterization of breast cancer include ki67, p53, ca153, cea, brca1/brca2 etc. [7] . these molecular biomarkers in breast cancer are used for diagnosis, staging and grading, therapeutic intervention, prognosis as well as clinical management of recurrent and metastatic cases [8] . are given as neoadjuvant therapy and only trastuzumab is continued post-surgery [16, 17] . surgery is mostly followed by chemotherapy or radiotherapy to further destroy the remnant micrometastatic cancer cells that have escaped the breast or lymph nodes, to decrease the chances of recurrence and to increase the overall patient survival [14, 15] . the adjuvant (additional) therapies i.e. hormone or targeted therapy are provided to breast cancer patients depending on the expression of hormone receptor or target protein, respectively [9] . the er/pr + breast cancer patients are given tamoxifen and aromatase inhibitor together or alternatively after the surgical resection [18, 19] . likewise, trastuzumab (herceptin) is mostly recommended to the her2+ breast cancer patients [20] . tnbc patients are difficult to treat, with unfavorable prognosis and are generally administered with the standard chemotherapy along with the parp inhibitors or the dnatargeting platinum drug (carboplatin) [21, 22] . another strategy is based on the holistic approach of patient recovery i.e. complementary and alternative medicine. in the holistic approach, the patients are advised for several life style changes like exercise, yoga, meditation, acupuncture and/or ayurvedic treatments in addition to the standard therapies [23] . the united states fda has approved a number of drugs for the breast cancer therapy (table 1) . however, these drugs are very costly and produce numerous side effects [6, 24] . the common reported side effects in patients include fatigue, headaches, pain, numbness, dental issues, lymphedema, musculoskeletal symptoms, heart problems, blood clots, menstrual and menopausal symptoms, infertility, bone loss, and memory loss. these side effects are hard to be tolerated by the patients who are already weakened by the disease. eventually these also affect the decision for further choice of treatment and impair the quality of life. this necessitates the development of novel drugs for breast cancer therapy. we have previously reviewed the overall process involved in cancer drug development [25, 26] . the drug development for breast cancer like other cancer types is a multi-step process involving the designing, synthesis, characterization, testing for efficacy and toxicities, and approval. overall, the process is lengthy, involving huge investment of money. it is estimated that the development of a new drug usually requires 15-18 years of time and approximately 2-3 billion dollars. on the top of all this, nearly 90% of the drugs fail during the clinical trial stage due to unexpected lack of appropriate efficacy, unacceptable side effects or regulatory norms [25, 26] . therefore, the approaches to expedite the drug development process are required. one approach might be finding new uses for old clinically approved drugs (drug repositioning). the drug repositioning (aka drug repurposing, drug reprofiling, drug re-tasking, drug redesigning, drug resorting, drug reindication, indication switching, therapeutic switching) can be defined as exploring the new uses for an old clinically approved drug, with reduced risk, time and cost. drug repositioning circumvents the usual route of substantially higher rates, slow pace and side effects etc. [27] [28] [29] . it is becoming an attractive concept for pharmaceutical industries. it is estimated that the repositioning for drug development requires much lesser time (3-5 years) and money ($0.3 billion) with at least known and approved side effects; and higher probability of success [28, [30] [31] [32] [33] . repositioning of old drugs offer rapid transition from bench to bedside as already approved by fda and other regulatory norms, passed through the clinical trials and are approved for human use. these drugs have well defined pharmacodynamics, pharmacokinetics, dose, side effects, metabolic profiles and targeted molecular pathway etc [29, 34] . here, the clinical development can directly start from the phase ii trial to assess the efficacy for new indication/disease target. the successful example of drug repositioning includes sildenafil (viagra) and thalidomide. viagra was originally launched for hypertension and angina pectoris patients by pfizer (1980) . however, the patients developed penile erections as side effects in phase i clinical trial. the drug was later developed for erectile dysfunctions. in 2012, the total sale of viagra was 2.05 billion dollars [35] . similarly, the sedative thalidomide was serendipitously repurposed for erythema nodosum leprosum (enl) in 1964 and for multiple myeloma and other cancers in 1999 [36] [37] [38] [39] . recent advances in genomics, proteomics, transcriptomics and metabolomics have provided vast and deep knowledge about the molecular and metabolic alterations that occurs in cancers. the fundamentals of drug repurposing through the integration of system biology and bioinformatics depends on basic concepts i.e. activity based and in silico drug discovery [40] . activity based drug repurposing is the experimental approach where the drug candidate is evaluated for the anticancer activity directly. the drug that is structurally similar would tend to have similar target, shared biological activity and indications [41] . in the two diseases where same metabolic pathway or signaling is affected, then the drugs that target the specific pathway can be used in both of the diseases irrespective of their structural dissimilarity [26, 42] . the drug that shows strong efficiency for any off-target (side effect) in one disease can be explored further i.e. the off-target binding and effect can be used as the novel indication of that drug in some other disease [43] [44] [45] . in silico drug repurposing approach is based on the association and/or overlaps in the disease-gene-drug paradigm. the large data about drug-disease, gene expression (microarrays) or protein-protein interactions or gene-protein interactions or signaling pathway mapping, signature matching, genome-wide association studies (gwas) can be used for providing drug-disease gene association networking by the systematic integration and coordination of computation and bioinformatics, modeling (such as docking for structural modeling), experimentation, statistics, machine learning etc. [46] [47] [48] [49] . the various data resources are available that can be used for bio-informatics based exploration followed by experimental validation for any drug repurposing possibilities in any disease. the similar gene expression profile for drug phenotype in patients with different diseases as mapped by connectivity map (cmap), library integrated network based cellular signatures (lincs), expression signatures may have similar therapeutic applications [50] [51] [52] . other important public data resources that are used for network-based drug repositioning includes gene set enrichment analysis (gsea) for drug-drug similarity network [53] ; drugbank [54] , online mendelian inheritance in men (omim) [55] and geo [56] for predicting drug-disease network; kegg [57] , string [58] , biogrid [59] , happi [60] and reactome [61] for pathway and/or proteinprotein interactions; stitch drug-gene/protein database [62, 63] , ttd therapeutic target database [64] , sfinx for drug-drug interactions [65] ; and sider for drug side effects [66] . also, the recently reported 'drug repurposing from control system theory (decost)' is a comprehensive platform for drug repurposing that encompasses various limitations in the previous databases like variation in number of copies of gene of interest, mutations, lack of reference for normal range of gene expression etc. in different diseases [67] . vigorously exploited 'network-based approach' by integrating the mentioned resources for identifying potential target, pathway and drug has been reported as the most potential way for drug repositioning [68] . in the following section, we discuss the clinically approved drugs that were originally used for diseases other than breast cancer. however, these drugs are now being used or explored for breast cancer therapy. the clinically approved repositioned drugs for breast cancer are grouped based on their mode of action (table 2 ). these drugs are diverse in terms of their chemical structures (fig. 1) . abbreviations: cdk: cyclin-dependent kinase; erd: er down-regulator; lhrh: luteinizing hormone-releasing hormone; serd: selective estrogen receptor degrader; serm: selective estrogen receptor modulator; er: estrogen receptor; pr: progesterone receptor, her: human epidermal growth factor receptor. these are dna damaging agent that alkylate the guanine base thereby rendering them unable to bind to complementary strand. this leads to inhibition of dna replication and cancer cell growth. the alkylating agents affect all phases of cell cycle. cyclophosphamide is a known immuno-modulator that inhibits the suppressive regulatory t cells and enhances the effector t cells in tumor microenvironment. it shows the biphasic effect i.e. at low doses it imparts the immuno-suppressive function and at higher doses it functions as an alkylating agent leading to the death of tumour as well as the lymphoid cells [69, 70] . usually 600 mg/m² cyclophosphamide is intravenously (iv) administered to breast cancer patients in combination with other chemotherapeutics (docetaxel, paclitaxel, doxorubicin). the recommended regimens for robustly healthy breast cancer patients include 6 cycles of cyclophosphamide, methotrexate and 5-fluorouracil (cmf) or 4 cycles of adriamycin and cyclophosphamide (ac) [71, 72] . thiotepa is a derivative of n,n',n"-triethylenephosphoramide (tepa) that was launched (1953) as immunosuppressive drug for transplantation in hematological diseases [73] . subsequently, the drug was recommended for solid tumors in 1959 [74] and for breast cancer (0.3 to 0.4 mg/kg iv repeated every 1-4 weeks) in 1963 [75] . thiotepa in combination with vinblastine, adriamycin, and halotestin (vath) was effective in patients with relapse after adjuvant therapy and in metastatic breast cancer patients [76] . anthracyclins are antibiotics that intercalates between the adjacent base pairs of dna in such a manner that it forms anthracyclin-dna-topoisomeraseii ternary complex. the ternary complex disrupts the resealing activity of enzyme leading to inhibition of dna and rna synthesis in highly replicating cancer cells [77, 78] . some of the common anthracyclins are doxorubicin, daunorubicin, epirubicin and idarubicin. these are generally extracted from streptomyces bacterium. approved for medical use in 1974, doxorubicin (14-hydroxylated version of daunorubicin) [79] was originally extracted from streptomyces peucetius [80] . there was a long lapse of 20 years between first clinical usages of anthracyclins to their proven relevance in breast cancer treatment. however, once established the chemotherapeutic regimens that contained doxorubicin [usual dose: 60-75 mg/m² intravenously (iv) every 21 days] were used regularly with dose-intense and dosedense schedules. some of the regimens containing doxorubicin are ac (adriamycin, cyclophosphamide), tac (taxotere, ac) and fac (5fluorouracil, ac) [81] . unlike doxil (the pegylated form of doxorubucin), myocet is the non-pegylated liposomal version of doxorubicin that is approved for treatment of metastatic breast cancer in combination with cyclophosphamide in europe and canada [82] . antimetabolites are the chemo-drugs that interfere with the metabolic pathways in the cancer cells primarily by acting as structural analogues to important cellular metabolites. 5-flourouracil (5-fu) is a pyrimidine antimetabolite, an uracil analogue that inhibits the activity of thymidylate synthetase by converting 5-fu to fdump and futp, instead of uracil to thymidine conversion. therefore, 5-fu not only inhibits the dna synthesis in the cell but also inhibits rna synthesis due to fdutp incorporation in rna; leading to highly toxic effects on the growth of rapidly multiplying cells like cancer cells. klein and colleagues introduced 5-fu for medical use in 1962 for the treatment of self-healing, squamous cell tumors of skin i.e. keratoacanthomas (kas) [83] . 5-fu was subsequently used for other cancer types including breast cancer [84] . general drug dosage of 5-fu is 500 mg/m 2 or 600 mg/m 2 iv on day 1 and day 8 of every 28-day cycle (six cycles in total). lokich et al (1985) first introduced the infusion of 5-fu in combination with methotrexate (m) for breast cancer [85] . since then various regimes of combination therapy containing 5-fu (f) with other drugs like doxorubicin (a), cisplatin (c), cyclophosphamide (cx) and epirubicin (e) (ecf, cmf, caf) have been continuously used for treating metastatic breast cancer [86] . the other combinations such as 5-fu with paclitaxel in 1998 [87] and high dose 5-fu/paclitaxel with doxorubicin [88] were found successful for breast cancer treatment. methotrexate is a folate/folic acid antagonist that binds to the dihydrofolate reductase (dhfr) enzyme and inhibits the synthesis of building blocks of dna and rna itself. folic acid is converted to dihydrofolate by dhfr, which is then reduced to tetrahydrofolate (thdf) for further action by thymidine synthetase. methotrexate binding to dhfr decreases the synthesis of purines and pyrimidines in the cells that inhibits the cell cycle progression in s-phase. methotrexate was discovered in 1940s as a substitute to folic acid, because the cases with decreased leukemic cell count (acute lymphoblastic leukemia) due to dietary deficiency of folic acid were being presented in clinics [89, 90] . methotrexate was first shown to remit breast cancer in 1951 by jane c wright [91] . in 1960s and 1970s, methotrexate was being used as single cytotoxic agent for advanced breast cancer treatment [92] . however, gianni and bonadonna group (1976) showed the first treatment with 12 cycles of cmf combination in 400 mastectomised women with advanced cancer and positive lymph nodes and reported only 5.3% treatment failure with acceptable toxicity [93, 94] . in fact, cmf regimen was the first ever schedule for breast cancer treatment. further, cmf was found to be equally effective even at 6 cycles. immunosuppressive activity of methotrexate has been explored for its clinical use in autoimmune diseases like rheumatoid arthritis [95] . general dosage of cmf regimen is defined as 6-8 cycles of cyclophosphamide (600 mg/m 2 ); methotrexate (40 mg/m 2 ), and fluorouracil (600 mg/m 2 ) at 14-day intervals. capecitabine, a pro-drug for 5-fu, is another pyrimidine antimetabolite. the conversion of capecitabine to 5-fu requires the three systematic enzymatic reaction cascades through intestine, liver and tumour cells. the enzyme that catalyzes the last step of conversion is highly expressed in tumour cells as compared to the normal cells. therefore, the tumour selective conversion of capecitabine to 5-fu prevents the systemic exposure of body to 5-fu [96] . also, capecitabine is easier to administer and safer than 5-fu with better efficacy. the capecitabine was first used against colon cancer in 1998 [97] . capecitabine (1250 mg/m2 given orally twice daily for 14 days followed by a 7-day rest period in a 21-day cycle for 8 cycles) is generally used to treat paclitaxel or docetaxel resistant advanced and metastatic breast cancers [98] . it is used either alone or in combination with cabazitaxel [99] , vinorelbine [100] or ixabepilone [101] . gemcitabine is a pro-drug that gets tri-phosphorylated inside the cell (dfdctp) by sequential enzyme catalyzed reactions. this dfdctp masquerades as an analogue of cytidine and gets incorporated in the newly synthesized dna generating irreparable error that inhibits dna replication leading to cell death [102, 103] . gemcitabine was primarily manufactured in 1980 by larry hertel's group at eli lilly and company to be used as an anti-viral drug against enteroviruses [coxsackievirus b3 (cvb3)]. the drug was also used against cvb3, ev71, human rhinoviruses (hrvs), human immunodeficiency virus (hiv), hepatitis c virus (hcv), poliovirus, influenza virus, zikv and mers-cov [104, 105] . it was then pre-clinically tested for its anti-tumour attribute. the drug was approved by fda for pancreatic cancer in 1995 [106] and for non-small lung cancer in 1998 [107] . finally, gemcitabine was approved for metastatic breast cancer in 2004 in combination with paclitaxel [108, 109] . after anthracycline-containing adjuvant chemotherapy failure, gemcitabine (1250 mg/m² iv infusion over 30 min on days 1 and 8 of each 21-day cycle) and paclitaxel (175 mg/m² on day 1 as a 3 h infusion before gemcitabine) combination is used as the first-line of treatment against metastatic cancer. other combinations such as gemcitabine/vinorelbine (gemvin), gemcitabine/cisplatin (gemcis), gemcitabine/capecitabine (gemcap) have also shown increased response rate and overall survival in pretreated metastatic breast cancer patients [110] . palbociclib is a cdk4/6 inhibitor that halts the progression of cells from g1-to s-phase. palbociclib (125 mg, 28-day cycle with aromatase inhibitor) is used as the targeted therapy against er + /her2 − advanced and metastatic breast cancer in conjunction with hormone therapy. the open label paloma (palbociclib: ongoing trials in the management of breast cancer) clinical trials were designed recently with either aromatase inhibitor (letrozole) (paloma-1 or paloma-2 trials) [111, 112] or fulvestrant hormone therapies (paloma-3 trails) [113] . an improvement in the overall survival of metastatic breast cancer patients was reported in paloma-3 phase iii clinical trials. inhibiting cdk4/6 activity delays the resistant to hormone therapy and significantly improves the progression free survival (pfs) of patients [114, 115] . the hormonal therapy or endocrine therapy is usually given for 5-10 years. this therapy either directly targets the hormone (estrogen and/or progesterone) production or negatively regulates the functional effects in hormone sensitive breast cancer patients (er + and/or pr + ). selective estrogen receptor modules (serms) serve as anti-estrogens by binding to the hormone receptors as antagonists. the widely used serms that have been repositioned as breast cancer drugs are tamoxifen (1977), toremifene (1997) and raloxifene (2007) . tamoxifen is the oldest serm that has been in use for more than 30 years for early stage breast cancer treatments in pre-and post-menopausal women. toremifene and raloxifene are equally effective but safer alternatives of tamoxifen that are used in only post-menopausal women with advanced breast cancer [116, 117] . multiple outcomes raloxifene evaluation (more) clinical trial was an osteoporosis treatment trial in postmenopausal women, with secondary objective of evaluating the effects on breast cancer risk reduction. more lead to the designing of further clinical trials such as continuing outcomes relevant to evista® (core), raloxifene use for the heart (ruth), and study of tamoxifen and raloxifene (star) [118] . aromatase inhibitor hormone therapy is administered only in postmenopausal women to treat er + early and/or late stage breast cancer [22] . it acts on the aromatase enzyme that still produces estrogen hormone in fat tissue of post-menopausal women or women without active ovaries. thus, the aromatase inhibitor reduces the amount of estrogen in post-menopausal women with breast cancer that would otherwise feed the breast cancer cells for further growth. the aromatase inhibitors (anastrazole, exemestane and letrozole) were initially used for ovary stimulation and induction of ovulation in infertile females or polycystic ovary syndrome. aromatase inhibitors can be used as neoadjuvant or adjuvant therapy, mostly alone or in combination, which were introduced as an alternate to tamoxifen in postmenopausal patients [119] . selective estrogen receptor degrader (serd) such as fulvestrant, are pure anti-estrogens that blocks estrogen receptor and degrades the receptor without any agonist effect [120] . fulvestrant was first used in 2002 as a 'serd hormone therapy' against hr + her2 − advanced and metastatic breast cancer in post-menopausal women that were resistant to other hormone therapy [121] . it is used in combination with cdk4/6 inhibitors like palbociclib (paloma-3) and ribociclib (monaleesa-3) and anti-pi3k/akt/mtor pathway drugs such as pictilisib (fergi) and buparlisib (belle-2 and belle-3) [122] . luteinizing hormone releasing hormone (lhrh) analogs interfere with the signaling mechanism that activates the estrogen synthesis in ovaries causing temporary menopause. in 1987, goserelin was used for the assisted reproduction and prostate cancer treatment. goserelin was then approved for the treatment of pre-menopausal women with hormone sensitive breast cancers in 1989. it is used alone or in combination with other hormone therapies [123] . goserelin is currently under phase ii clinical trial as an additional drug into the standard neoadjuvant therapy for tnbc patients. the goserelin phase ii trial is expected to complete by 2023 [124] . everolimus is an mtor kinase inhibitor that inhibits the pi3k/akt/ mtor signaling pathway. everolimus was originally approved for renal cancer in 2009, as immunosuppressant during renal transplants in 2010 and for pancreatic cancer in 2011. a phase iii clinical trial 'breast cancer trial of oral everolimus-2 (bolero-2)' that included everolimus in combination with exemestane was successfully completed in 2012 leading to the approval of everolimus by us fda for the treatment of hr + , her2 − advanced metastatic cancers that are resistant to letrozole or anastrazole [125, 126] . mitotic inhibitors terminate the cell division or mitosis by disrupting the microtubule dynamics. this leads to g2/m phase cell cycle arrest or inhibition of spindle formation. some of the common examples of mitotic inhibitor include docetaxel, paclitaxel and vinblastine. while docetaxel and paclitaxel induces g2/m cell cycle arrest, vinblastine is known to inhibit spindle formation. docetaxel and paclitaxel are used as neoadjuvant or adjuvant therapy as single agent or in combination with other chemotherapeutic agents for the treatment of early, advanced and metastatic breast cancer in pre-and postmenopausal women. paclitaxel was isolated from pacific yew in 1971. it was used as drug for arterial restenosis. docetaxel and paclitaxel were initially used as therapeutics in prostate and ovarian cancer (1992) respectively. thereafter, docetaxel (75 mg/m² iv 1 h after doxorubicin and cyclophosphamide 3 weeks x 6 cycles) and paclitaxel (175 mg/m² iv over 3 h 3 weeks 4 times with doxorubicincontaining regimen) were repositioned as chemotherapy adjunct in breast cancer treatment regimen [127] [128] [129] . taxanes are now used as the part of standard chemotherapy in metastatic breast cancer. numerous combinatorial chemotherapy containing taxanes are used in routine practice for treating breast cancer by clinicians around the globe [130] . vinblastine is a naturally occurring vinca alkaloid found in white flowered periwinkle, vinca rosea. this was discovered by robert noble and charles t beer in 1958. the discovery of vinblastine is a beautiful example of serendipity in drug development. the group rather aimed to evaluate the anti-diabetic effect of extract in rats and observed pseudomonas mediated septicemia that was accompanied with the rapid wbc fall and granulocytopenia. further study in this direction showed peripheral granulocytopenia and leukopenia in vinca rosea extract treated rats. finally, they reported carcinostatic activity of vinca rosea extract/vinblastine in rats with transplantable mammary adenocarcinoma and sarcoma [131, 132] . vinblastine was approved for lymphoma in 1965. also, since 1980s, vinblastine (2-4 mg/mm 2 iv once weekly or every other week) in combination with mitomycin or mvp (mitomycin c, vinblastine and cisplatin) has been used as chemotherapy against advanced and metastatic breast cancer [133, 134] . with a drastic increase in the number of new cases, the cost of the cancer treatment is rising even at a higher speed. this is because the disease demands molecular dissection at gene and protein level to find newer strategies, appropriate targets and corresponding drugs. this requires a lot of time and the use of high-end techniques by pharmaceutical companies thereby increasing the overall financial investments and eventually the cost of the drug [135] . the antibody-based immunotherapies or cell-based cart therapy, dc vaccine, act types of drug treatment might prove promising. however, these therapies are unaffordable by most patients in developed as well as developing countries. this necessitates the development of drugs with higher efficacy, lower side effects and practically lower cost. one of the smart ways is to repurpose an old, existing and approved drug for a newer indication. the advantage of this approach is that the approved drugs have existing information about molecular targets, off-targets, modes of action, safety level and side effects. this would not only save a lot of time that is otherwise required for discovery, designing, clinical trials and approvals of a new drug but also reduce the overall cost of anticancer drug. this will cut the cost involved in preclinical development and phase i trial. further, the old drugs would be off-patent and hence cheaper than the initial costs. in this article, we discussed in detail the advantages of drug repurposing for breast cancer treatment. we provided several drugs that have been successfully repurposed for breast cancer treatment. the triple negative breast cancer (tnbc) is highly heterogeneous, aggressive and complex form of breast cancer without expression of er, pr, or her2 receptors. tnbc is untreatable with regular hormone therapy. however, the combination of chemotherapies and the drug repositioning approach has offered promising outcomes by preclinical studies. flunarizine, a n-ras inhibitor, has been approved for migraine or vertigo. flunarizine has also shown promise in tnbc mouse models by inducing autophagy [135] . a recent publication showed that the combination of metformin and hemin, used for type 2 diabetes or porphyria respectively, could inhibit the growth of breast cancer cells. bioinformatics tools revealed that the bach1 expression is significantly elevated in tnbc and the hemin sensitizes the tnbc to metforminmediated degradation of bach1 [136] . the completion of repurposing drug in oncology (redo) project has provided evidence for the new uses of 6 drugs for breast cancer. originally these were discovered for indications other than breast cancer [137] . these drugs include mebendazole (anti-helminthic), cimitedine (anti-acid), nitroglycerins (heart attack preventing), itraconazole (anti-fungal), and diclofenac (anti-inflammatory). other drugs such as l-nmma (tilarginine acetate, a nitric oxide synthase inhibitor) [138] , pro-viral integration moloney virus kinase (pim)-1 inhibitors (olaparib) [139] , l-asparginase [140] , and fenofibrate [141] are being repurposed for breast cancer. these drugs were originally used in patients with cardiogenic shock, against viral infection, leukemia, helminthic infection, and in patients with high serum cholesterol and triglycerides, respectively. implementation of network pharmacology in examining the potential of natural herbs i.e. ayurvedic formulations and traditional chinese medicines (tcm) are also clinching the attention of researchers for anticancer drug repositioning. these are based on multi-targeted synergistic drug approach instead of one target-one drug approach and thus appear to be promising for breast cancer therapy. the integration of super-computation, simulations, network pharmacology and bioinformatics can detect the target and efficacy of herbs. triphala is the mixture of at least 1500 ayurvedic formulations meant for the treatment of many diseases. the bioactive-target-pathwaycancer type networking revealed the link of triphala with 24 cancer types including breast cancer through 13 bioactive and 17 targets. this information can be explored further for either bioactive-or target-based drug repositioning and/or new drug development. however, some challenges and concerns associated with drug repurposing for breast cancer therapy require thorough consideration. the breast tumor heterogeneity, poorly defined molecular signatures, and poorly identified drug dosage provides a roadblock to the drug repurposing. moreover, the current strategies often ignore tumor grade. it is crucial to search the new therapeutic strategies for certain very stringent and hard to treat molecular subgroups of breast cancers such as basal subtype, tnbc, mbc and tumors resistant to standard treatment therapy. the molecular alterations in tnbc, mbc, and resistant tumor types should also be thoroughly investigated. aforementioned bach1 inhibition by targeting the energy generating mechanism of rapidly growing cells is indeed the novel approach against otherwise resistant-breast cancer. understanding and targeting the tumour microenvironment instead of tumor itself appears more promising in detailing the heterogeneity in breast cancer patients. the overlapping area that consists of tumour and normal cells in tumor microenvironment should be thoroughly characterized at the molecular level [142, 143] . identifying the molecular basis of super-responders and non-responders also holds valuable insight for deeper exploration [144] . another area that needs attention while strategizing drug repositioning for breast cancer is personalized medicine i.e. to extend the repositioning strategy to treat upto single patient design, as the patients under same molecular subgroup often presents further variations leading to unexpected response. structurally similar drugs may, at times, target functionally dissimilar protein hence pathway driven repurposing strategy is better for multi-targeted diseases like cancer. the orphan drugs generally have short or no patent and thus repurposing them is associated with lower cost. repurposing the off-patent drugs eventually blocks the patenting rights on repurposed drug and hence future investors [145] . inclusion and exclusion criteria for the selection of trial group for repurposed drug is very crucial as different physiological responses are anticipated in comparison to the original group. for example, the pregnant women (first trimester) with cancer are excluded for thalidomide treatment due to risk of amelia and phocomelia [146] . drug companies that expand the repositioning in similar therapeutic areas, such as reusing ovarian cancer drug as breast cancer drug, had success rate of 67% in comparison to 33% success rate when explored in different area [147] . a comprehensive, large-scale data mining and research is required before jumping on to actual repurposing procedure in order to save the time and finances because smallest of errors in computation or simulations can mislead the entire study. faultless selection of most relevant pharmacological target using most appropriate database (tcga and metabric) for data mining and accurate repurposing strategy is indispensable for the successful drug repositioning for breast cancer. repurposed drugs mainly include the phase iii clinical trial, which still is the most challenging phase due to the longest duration, huge investments and inclusion of largest number of patients as compared to the phase i and phase ii clinical trials. the repurposed drug for breast cancers usually does not work in monotherapy but as poly-pharmacology/combinations. the parp inhibitors are synthetic lethal with brac2 mutation [148] . hence, initially proving the repurposed drug efficacy as single drug agent becomes difficult. the toxicity of repurposed drug in pretreated patients or in combination therapy is unknown. for example, valproate-doxorubicin treatment caused toxicityinduced death of two patients in a group of 16 cancer patients [149] . the overall success rate of development of new drugs (6%) and repositioning of drugs does not vary much as the ultimate efficacy remains same [150] . also, the repositioned drug anyhow requires clinical re-assessment for optimizing its efficacy and cytotoxicity if the route of administration or drug dosage is different from the older indication; thereby increasing the overall cost of repositioning scheme. nonetheless, the animal model used for drug testing does not represent the exact patient phenotype and hence is less predictive of efficacy in real [151] . despite many benefits of drug repositioning, much attention is required to lower the drug dosage and toxicity without mitigating efficacy and resolve above discussed limitations for cost effective and more efficient drug development. in this article, we have comprehensively explained the current scenario of repurposed drugs for breast cancer. we have discussed in detail the need and strategies of drug repositioning in breast cancer and several classical examples of drugs that have been repositioned as breast cancer chemotherapy. the futuristic potential of non-cancer drugs that are under investigations for breast cancer as well as the challenges and bottlenecks of drug repositioning were also discussed. we thus conclude that comprehensive approach of selecting the most appropriate gene-protein-pathway-target-drug modeling via integration of system biology and bioinformatics holds the high potential of providing more efficient, safer and cost-effective chemotherapeutics for treatment of even the most stringent forms of breast cancer (metastatic and triple negative). the scientists, researchers and clinicians must continue to work together for extension of the present pharmacological databases, multi-omics and bioinformatics tools. we hope that this will lead to the development of novel drugs and eventually fighting the deadly breast cancer. none. global cancer statistics 2018: globocan estimates of incidence and mortality worldwide for 36 cancers in 185 countries male breast cancer proteomics of breast cancer for 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bevacizumab, thalidomide, docetaxel, and prednisone in patients with metastatic castration-resistant prostate cancer recent advances in drug repositioning for the discovery of new anticancer drugs drug repurposing in malignant pleural mesothelioma: a breath of fresh air? drug repurposing: far beyond new targets for old drugs drug repositioning: a machine-learning approach through data integration a survey of current trends in computational drug repositioning network-based inference methods for drug repositioning precision oncology: an overview biological databases for human research cancer systems biology: a network modeling perspective the connectivity map: using gene-expression signatures to connect small molecules, genes, and disease the connectivity map: a new tool for biomedical research identifying network of drug mode of action by gene expression profiling gene set enrichment analysis: a knowledge-based approach for interpreting genome-wide expression profiles drugbank 4.0: 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first-line and salvage therapy of metastatic breast cancer with mitomycin/vinblastine mitomycin c, vinblastine and cisplatin (mvp): an active and well-tolerated salvage regimen for advanced breast cancer induction of n-ras degradation by flunarizine-mediated autophagy effective breast cancer combination therapy targeting bach1 and mitochondrial metabolism redo_db: the repurposing drugs in oncology database nitric oxide inhibitors hit target for triple-negative breast cancer pim1 is responsible for il-6-induced breast cancer cell emt and stemness via c-myc activation asparagine bioavailability governs metastasis in a model of breast cancer anticancer properties of fenofibrate: a repurposing use pathway-based drug repositioning for breast cancer molecular subtypes rethinking cancer: current challenges and opportunities in cancer research characteristics of exceptional or super responders to cancer drugs more cuts loom for us science thalidomide: a review of approved and investigational uses renovation as innovation: is repurposing the future of drug discovery research? parp inhibitors: synthetic lethality in the clinic european lung cancer working, valproate-doxorubicin: promising therapy for progressing mesothelioma. a phase ii study can the pharmaceutical industry reduce attrition rates? drug repurposing in oncology: compounds, pathways, phenotypes and computational approaches for colorectal cancer this work was supported in part by funds from the science and engineering research board (ecr/2016/000034), and university grants commission [30-112/2015 (bsr)] to scg. ssv was supported by a fellowship from dbt new delhi (dbt/2017/bhu/786). key: cord-263312-x7f0hn7f authors: tzelepis, ilias; kapsetaki, stefania-elisavet; panayidou, stavria; apidianakis, yiorgos title: drosophila melanogaster: a first step and a stepping-stone to anti-infectives date: 2013-08-28 journal: curr opin pharmacol doi: 10.1016/j.coph.2013.08.003 sha: doc_id: 263312 cord_uid: x7f0hn7f following an expansion in the antibiotic drug discovery in the previous century, we now face a bottleneck in the production of new anti-infective drugs. traditionally, chemical libraries are screened either using in vitro culture systems or in silico to identify and chemically modify small molecules with antimicrobial properties. nevertheless, almost all compounds passing through in vitro screening fail to pass preclinical trials. drug screening in drosophila offers to fill the gap between in vitro and mammalian model host testing by eliminating compounds that are toxic or have reduced bioavailability and by identifying others that may boost innate host defence or selectively reduce microbial virulence in a whole-organism setting. such alternative screening methods in drosophila, while low-throughput, may reduce the cost and increase the success rate of preclinical trials. drosophila melanogaster: a first step and a stepping-stone to anti-infectives ilias tzelepis 1 , stefania-elisavet kapsetaki 1 , stavria panayidou 2 and yiorgos apidianakis 2 following an expansion in the antibiotic drug discovery in the previous century, we now face a bottleneck in the production of new anti-infective drugs. traditionally, chemical libraries are screened either using in vitro culture systems or in silico to identify and chemically modify small molecules with antimicrobial properties. nevertheless, almost all compounds passing through in vitro screening fail to pass preclinical trials. drug screening in drosophila offers to fill the gap between in vitro and mammalian model host testing by eliminating compounds that are toxic or have reduced bioavailability and by identifying others that may boost innate host defence or selectively reduce microbial virulence in a whole-organism setting. such alternative screening methods in drosophila, while low-throughput, may reduce the cost and increase the success rate of preclinical trials. a common countermeasure to the ever-growing antibiotic drug resistance is the production of new effective drugs. nevertheless, the rate of production of new antibiotics is steadily declining [1] . one reason for this might be the chemical screening methods that rely solely on in vitro culture systems. traditionally, drug research is moving from in vitro small molecule screens to preclinical assessment in mammalian hosts. there are two problems with this approach: first, tests in mammals are costly and can usually be restricted to a few compounds at a time, and second, in vitro assays are inappropriate to capture the complexity of an infected host [2] . live hosts are preferable because they enable drug toxicity and bioavailability assessment at the organismal level [3] and [4] . in addition, drugs that might interfere with the host microenvironment or microbial virulence per se can only be assessed upon the interaction of microbes with a host. thus, quality antiinfective drug assessment in simple model hosts might be a more effective way to identify new drug leads. in this review, we aim to examine the suitability of drosophila melanogaster as a model organism for anti-infective drug assessment due to its high degree of molecular, cellular and physiological conservation with humans, which allows the modelling of infections that recapitulate aspects of human disease [5 ,6] . in this respect, drosophila might fill the gap between in vitro screens and preclinical trials or be used directly, instead of in vitro screens. drosophila has a short life cycle of 10 days from egg to sexually mature adult as compared to the 2.5 months of mice (table 1) . large numbers of flies can be propagated quickly, since tens of females can produce hundreds of offspring within two weeks. the offspring become sexually mature very early in their adult life, enabling the life cycle to continue [2] . due to its small size of 2 mm in length thousands of flies can be contained in a space that would normally fit less than 10 mice. in addition, fly food is usually made of grocery store ingredients such as cornmeal, yeast and sucrose, thus the cost of maintenance is quite low. moreover, there are no ethical concerns or regulated protocols for its use in biomedical research. as an advantage over caenorhabditis elegans, a popular invertebrate model host, drugs can not only be mixed in the fly food but also administered by injection (table 1) . precise doses of 2-200 nl of drug solutions can customarily be injected in each fly [7] and less than 200 ml on a paper disc suffice to feed 20 flies for 24 hours [8 ] . hence, only small quantities of drugs are required during experiments; yet another reason why drug tests in flies are not expensive. in addition, drosophila can be used for toxicological studies because the relative toxicity of chemicals in flies correlates well with that in mammals [9] . finally, drosophila infection and inflammation can easily be studied in relation to aging overcoming the barrier of long experimental time [10] . this is because drosophila maximum life span ranges between 60 and 90 days, with 1 day of the fly roughly corresponding to 1 year of humans. that is, flies exhibit aging effects as early as 20 days post the onset of adulthood. drosophila has a long history as a model organism for genetics and a significant similarity with humans in terms of gene homologs. it has functional homologs for 75% of human disease related genes [11] , more than any other invertebrate model host studied today (table 1 and [12] ). its genome is fully sequenced and is one of the bestannotated among eukaryotes. thus, many technologies have been developed and techniques are easily and commonly used, such as transgenesis, rna interference (rnai) technology and gene microarrays. doublestranded rnas have been synthesized for almost all genes and the tools are commercially available for the conditional inactivation of essentially any gene of interest in vivo or in cell culture [13] . for example, drosophila cells have been used in genome-wide rnai screens to rapidly identify genes required for replication of influenza and dengue viruses [14, 15] . furthermore, there are large collections of mutants and transgenic drosophila stocks maintained at bloomington and other stock centers around the world (http://flybase.org). moreover, the drosophila genome contains fewer genes than humans, and consequently, presents less overall genetic redundancy. this allows for an easier target identification, although multiple or modified drugs might be needed in mammals to affect the multiple gene variants. finally, a variety of genetic tools and markers are available today in order to study the role of microbial pathogenicity tissue-specifically using the gal4/uas system [2] . this is an advantage over other model hosts, because expression of any drosophila gene can be controlled time and tissuespecifically (table 1) . for example, tissue-specific and temporal rnai allowed the identification of the jak/ stat signalling pathway as a regulator of the intestinal immune response and regeneration in the fruit fly [16] . in addition, intestinal damage and regeneration can be studied by flip-out clones of cells emanating from intestinal stem cells [17, 18] , as well as mitotic clones using either the b-galactosidase marker or the ''mosaic analysis with a repressible cell marker'' method [2] . drosophila physiology and the immune system -conservation and significance for mammalian research several organs and specific cells fundamental to the immune response are highly conserved between flies and mammals. this is the most significant advantage over all other invertebrate model hosts studied today (table 1) . flies have a defined brain that interacts with other organs, for example, the fat body and the intestine via cytokines and insulin peptides, respectively [19, 20] . the fat body is the equivalent of the mammalian liver, an innate immunity and a metabolic organ [19, 20] . the fly intestine bears many similarities with that of mammals in terms of cellular and molecular biology and epithelial architecture [2] . plasmatocytes are the macrophage-like cells of drosophila that detect and phagocytose microbes and secrete cytokines and antimicrobial peptides [21] . the muscle cells of the drosophila flight muscle, heart and intestine are stratified or smooth similarly to those of humans and share a role in host response to infection [2, 22] . the drosophila trachea is an air-transporting organ with similarities to the human vasculature [23] . finally, the nephrocytes and the malpighian tubules are kidney-like cells with a role in host defence [24, 25] . the drosophila epithelia that are attached to the cuticle, as well as those of the intestine and the trachea are physical barriers to pathogen invasion and the first to respond to external microbes. should microbes invade 764 anti-infectives these epithelia other local tissues, such as the drosophila flight muscle, respond to wound infection eliciting a localized host defence response orchestrated by the highly conserved jnk pathway [22] . importantly, muscle responses to wound infection appear to be conserved in mice and in humans [22, 26] . on the other hand, when bacteria enter and damage the intestine, they induce enterocyte regeneration, which serves as a defence response to protect the host [17] . numerous conserved signalling pathways are involved in intestinal regeneration upon infection, including the wnt/wg, notch, hippo, jnk, insr/inr, k-ras/ras1, jak-stat and the nf-kb pathways [27] . in case microbes pass through intestinal or other barrier epithelia, additional mechanisms of protection take place. these include phagocytosis by the plasmatocytes, which are analogous to the mammalian macrophages, and the production of antimicrobial peptides by the fat body [21] . many bacteria and fungi induce the toll and/or the immune deficiency (imd) pathways, which are the two highly conserved nf-kb pathways of the systemic drosophila immune response [27] . viral infections elicit systemic immune responses via the universally conserved rnai mechanism. the drosophila small interfering rna pathway is activated by doublestranded viral rna or dna [28] . moreover, dexd/h box helicases, cell autophagy as well as the conserved jak/stat, imd/tnf and/or the toll/tlr innate immune cascades play a crucial role in responding to viral rna in flies and mammals [6] . many human bacterial pathogens have been studied in drosophila including the gram-positive bacteria enterococcus faecalis, staphylococcus aureus, steptococcus pneumoniae, bacillus cereus and listeria monocytogenes, and the gram-negative bacteria vibrio cholerae, serratia marcescens, pseudomonas aeruginosa, salmonella typhimurium, chlamydia spp., burkholderia cepacia, yersinia pseudotuberculosis, francisella tularensis, legionella pneumophila and mycobacterium marinum [7] . of those, p. aeruginosa and m. marinum may suppress the innate immune response as part of their virulence repertoire [22, 29] . interestingly, the antibiotics rifampicin, dinitrobenzamide, amikacin and isoniazid show good bioavailability, because when fed to the flies they alleviate systemic m. marinum infection. of special note, the success of the antituberculosis drugs isoniazid and pyrazinamide against the tuberculosis model microbe m. marinum is facilitated by a boost in host cell autophagy in flies and mammals [30 ] . these data suggest that not only direct antibacterial efficacy but also innate immune induction share similarities between flies and mammals and can be exploited for pharmacological assessments in flies. intestinal p. aeruginosa induces damage and apoptosis of midgut enterocytes in drosophila, which in turn induces intestinal stem cell proliferation, a process that is however reversible upon bacteria clearance by the common food preservatives methyl paraben and propionic acid [17] . strikingly, k-ras/ras1 oncogene expressing drosophila hindgut cells induce tumors and delaminate through the basal side of the epithelium upon p. aeruginosa infection, which is an additional process that can be inhibited by eliminating infection using food preservatives [31 ,32] . furthermore, 2-aminoacetophenone, a small chemical produced by p. aeruginosa, has been shown to reduce p. aeruginosa virulence in drosophila and mice [8 ] . finally, researchers have exploited phages as anti-infectives against p. aeruginosa using drosophila. fruit flies infected with p. aeruginosa can be treated with bacteriophages mpk1, mpk6 by feeding [33, 34 ] . such findings encourage future assessment of food preservatives and natural or biological products, including bacterial metabolites and bacteriophages, as anti-infectives. apart from bacteria, human fungal pathogens can also inflict disease in flies. candida albicans, aspergillus fumigatus, aspergillus hyphae, cryptococcus neoformans, cunninghamella berthollethiae, scedosporium spp. and fusarium spp. have been studied in flies [13, 35] . of those, the zygomycete c. berthollethiae has been meticulously studied in combination with chemical modifiers of iron in drosophila. enhancers of zygomycetes virulence traditionally used in humans, such as corticosteroids, increase iron supply, and iron availability through treatment with deferoxamine dramatically increases pathogenicity by zygomycetes. accordingly, iron starvation induced by treatment with the iron chelator deferasirox significantly protects infected flies [36] . another common antifungal, voriconazole is potent against f. moniliforme and s. apiopermum infection in flies [37] . moreover, combinatorial drug assessment assays in drosophila reveal a synergism between voriconazole and terbinafine against aspergillus fumigatus, similar to that seen in mammals [38] . recently, another synergy was shown between tarcolimus and posaconazone in flies and mice against ryzopus oryzae [39 ] . because all of the aforementioned treatments were administered by feeding in flies, while infections were either superficial or systemic, many antifungal drugs appropriate for humans may have good bioavailability and efficacy in flies. [6] . the last three of those have also been studied in adult flies, thus allowing the assessment of treatments against them in a whole organism setting. pertinent to the identification of gene target against these viruses, drosophila nramp and its human homologue nramp2 have been identified as necessary for the entry of sindbis virus into the host cells [40 ] . in addition, drosophila toll-7 has been identified similar to its mammalian ortholog tlr-7 as important for host defence to infection against vesicular stomatitis virus via the induction of cell autophagy [41] . finally, west nile virus 3'untranslated region-derived rna molecule, known as subgenomic flavivirus rna, suppresses the sirnainduced and mirna-induced rnai pathways in both mammalian and insect cells [42] , indicating that rnaibased therapies might be a goal for the near future against insect-borne flaviviruses. despite the numerous advantages of d. melanogaster as a model organism for the study of anti-infectives, there are also several shortcomings. that flies are infected and maintained at a temperature of 25-298c can be a problem for the study of pathogens and virulence factors that require the mammalian body temperature, that is, 378c [13] . also, its inability to simulate human intestinal anaerobic microflora can be a disadvantage. while microaerophilic and aerotolerant bacteria might be used to infect flies, the presence of oxygen in the fly intestine prohibits fly infections with strict anaerobes, which are plentiful in the human gut [43] . nevertheless, as with any microbe that is difficult to establish an infection with, specific virulence factors can be expressed or administered to flies to study their virulence. moreover, pharmacokinetic analyses are still problematic in insects as there is not a precise method to measure the levels of administered drug tissue-specifically and insect xenobiotic metabolism might be very different from that of mammals. furthermore, as opposed to mammals, drosophila lacks an adaptive immune system and specialized immune response cells, such as dendritic cells (dc), b and t lymphocytes, which are responsible for immunological specificity and memory [44] . in addition, despite the significant conservation of the core of drosophila signalling pathways, some of them might be activated differently between flies and mammals. for example, the mammalian toll/tlr pathway that is directly activated by microbially associated molecular patterns, while the drosophila toll is activated indirectly through a cascade of proteases [45] and the mammalian tlr-7 that is localized in intracellular membranes versus the plasma membrane-localized drosophila toll-7 [41]. finally, high-throughput screening for anti-infectives has not been developed in drosophila and this is its major drawback as compared to other invertebrate hosts (table 1) . in recent years, the conventional methods used in most pharmacological studies for the discovery of new therapeutic drugs are based either on screening of small molecule libraries for the capacity to induce a specific phenotype in vitro or in silico [46, 47] . however, the efficacy of these methods is very low, because they lack the complex and dynamic host-pathogen interactions, which occur in vivo. consequently, the use of mammalian hosts in such studies is needed and seems to be very widespread and prevalent nowadays. even so, using a conventional animal model for this purpose can be time-consuming, laborious and expensive, not to mention the ethical concerns. exploiting alternative strategies, d. melanogaster is a very promising and useful host, which may cover this gap between the computational or cellular testing studies and the tests in mammals (figure 1 ). while low-throughput drug assessment in drosophila has been proven meaningful, large-scale assessments might also be possible on the basis of protocols used for the identification of molecules that modify disease progression in fragile x syndrome though a screen of 2000 compounds in fmr1-mutant flies [48] and a screen of 1280 small molecules that identified reserpine as a sleep regulator [49] . in addition, the fly can be used to assess drugs already approved for human use ( figure 1 ). indeed, the efficacy of a number of licensed anti-infective agents has been evaluated in drosophila, demonstrating a significant correlation in drug efficacy between flies and mammals. therefore, the use of drosophila for anti-infective drug discovery may be a promising auxiliary tool for preclinical research. drosophila can be used either to validate candidate drugs or in combinatorial drug assessment assays to identify synergistic drug combinations. flies have significant similarities with humans enabling a facile and cost effective assessment of anti-infective drugs during the interaction of microbes with a host. hits selected from in vitro or in silico chemical screens can be further screened in drosophila survival or microbial colonization assays to select drug candidates that will have a higher success rate in preclinical trials. in addition, natural products, for example, microbial secondary metabolites and drugs approved in humans can be tested for the fist time combinatorially in flies to identify synergistic effects between two or more chemicals. antibiotics in the clinical pipeline in 2011 drosophila melanogaster as a model for human intestinal infection and pathology recombinagenic and mutagenic activities of fluoroquinolones in drosophila melanogaster chemotherapyinduced toxicity is highly heritable in drosophila melanogaster human disease models in drosophila melanogaster and the role of the fly in therapeutic drug discovery drosophila as a genetic model for studying pathogenic human viruses drosophila melanogaster as a model host for studying pseudomonas aeruginosa infection a quorum sensing regulated small volatile molecule reduces acute virulence and promotes chronic infection phenotypes feeding or injecting a p. aeruginosa metabolite to flies and mice reduces virulence of its own species. an example of how bacterial metabolites from pathogens might help us fight infection with the same pathogens drosophila melanogaster as a model to characterize fungal volatile organic compounds intestinal barrier dysfunction links metabolic and inflammatory markers of aging to death in drosophila a systematic analysis of human disease-associated gene sequences in drosophila melanogaster gl㶠ckner g, vilcinskas a: a comprehensive transcriptome and immune-gene repertoire of the lepidopteran model host galleria mellonella new tools for the study of fungal virulence, pharmacology and immunology drosophila rnai screen identifies host genes important for influenza virus replication discovery of insect and human dengue virus host factors genome-wide rnai screen identifies genes involved in intestinal pathogenic bacterial infection synergy between bacterial infection and genetic predisposition in intestinal dysplasia cytokine/jak/stat signaling mediates regeneration and homeostasis in the drosophila midgut drosophila cytokine unpaired 2 regulates physiological homeostasis by remotely controlling insulin secretion infection-induced intestinal oxidative stress triggers organ-to-organ immunological communication in drosophila r㤠met m: drosophila phagocytosis -still many unknowns under the surface involvement of skeletal muscle gene regulatory network in susceptibility to wound infection following trauma molecular architecture of the fruit fly's airway epithelial immune system bringing together components of the fly renal system immune response and anti-microbial peptides expression in malpighian tubules of drosophila melanogaster is under developmental regulation down-regulation of glutatione s-transferase a4 (hgsta4) in the muscle of thermally injured patients is indicative of susceptibility to bacterial infection regenerative inflammation: lessons from drosophila intestinal epithelium in health and disease the dna virus invertebrate iridescent virus 6 is a target of the drosophila rnai machinery mycobacterium marinum infection in drosophila melanogaster for antimycobacterial activity assessment host cell autophagy activated by antibiotics is required for their effective antimycobacterial drug action an elegant demonstration of how two antimycobacterial drugs, apart from their direct antibiotic role, induce a conserved in flies and mammals autophagy-dependent host defence response immune response to bacteria induces dissemination of ras-activated drosophila hindgut cells bacterial clearance or pharmacological inhibition of jnk eliminates innate immune-induced enterocyte invasion ras-oncogenic drosophila hindgut but not midgut cells use an inflammation-like program to disseminate to distant sites antibacterial efficacy of phages against pseudomonas aeruginosa infections in mice and drosophila melanogaster drosophila models of anti-infective drug discovery tzelepis et al. 767 www.sciencedirect.com current opinion in pharmacology antibacterial efficacy of temperate phage-mediated inhibition of bacterial group motilities bacteriophage treatments are simple to perform in flies. their specificity and effectiveness in both flies and mice is a promising way to develop biological anti-infective therapies drosophila melanogaster as a model organism for invasive aspergillosis drosophila melanogaster as a model host to dissect the immunopathogenesis of zygomycosis virulence studies of scedosporium and fusarium species in drosophila melanogaster toll-deficient drosophila flies as a fast, high-throughput model for the study of antifungal drug efficacy against invasive aspergillosis and aspergillus virulence kontoyiannis dp: tacrolimus enhances the potency of posaconazole against rhizopus oryzae in vitro and in an experimental model of mucormycosis in vivo combinatorial drug assays reveal that antifungals may work synergistically and in a similar fashion between flies and mice natural resistance-associated macrophage protein is a cellular receptor for sindbis virus in both insect and mammalian hosts this put drosophila in an excellent position for screening for pharmacological inhibitors of sindbis virus entry into the host cells noncoding flavivirus rna displays rna interference suppressor activity in insect and mammalian cells a human gut microbial gene catalogue established by metagenomic sequencing drosophila immune priming against pseudomonas aeruginosa is short-lasting and depends on cellular and humoral immunity evolutionary relationships, but functional differences, between the drosophila and human toll-like receptor families pharmacophore selection and redesign of non-nucleotide inhibitors of anthrax edema factor screening for small molecule inhibitors of toxoplasma gondii identification of small molecules rescuing fragile x syndrome phenotypes in drosophila small-molecule screen in adult drosophila identifies vmat as a regulator of sleep funding from marie curie (gig-infectioncancer) and fontation sante (yasante2013) to ya. key: cord-277535-u283k70i authors: vaja, rakesh; rana, meenal title: drugs and the liver date: 2020-09-22 journal: nan doi: 10.1016/j.mpaic.2020.07.001 sha: doc_id: 277535 cord_uid: u283k70i the liver is a major organ with multiple functions. a number of drugs are metabolized by the liver during phase 1 and 2 reactions which include complex processes involving cytochrome p450 enzymes. genetic and acquired variability in cytochrome p450 activity may have profound effects on pharmacokinetics. additionally, drugs can also modify how the liver functions and cause dysfunction or even failure of the organ both by a direct effect on the liver or by alteration in liver blood flow. it is important to recognize the signs and symptoms of liver failure in patients and identify possible causes including drug interactions. furthermore, once a patient has been recognized to be suffering with liver dysfunction or failure drug choice and dosing regime will need to be rationalized. paracetamol overdose can have severe and life threatening consequences for patients due to its effect on liver function. it is the leading cause of acute liver failure in the uk, 1 correct and early management is crucial and will be discussed within this article. the liver receives approximately 30% of cardiac output. uniquely it receives both arterial blood from the hepatic artery and venous blood from the portal veins. the portal vein supplies 70e75% of hepatic blood flow but only 50% of oxygen supply, the remaining blood flow and oxygen supply being from the hepatic artery. anatomically the liver is divided into two lobes and further into functional lobules based around a central vein, which contains blood from the hepatic arterial and portal venous circulations. blood arriving to the liver flows into the sinusoids which are spaces lined by hepactocytes. blood then drains towards the centre of the lobule and the central vein then hepatic vein to return blood back to the heart via the inferior vena cava. it is the portal veins taking blood directly from the gut to the liver which allows for first pass metabolism, making the liver susceptible to ingested drugs as they are absorbed from the gastrointestinal tract and transported to the liver. the liver has a broad range of functions categorized in table 1 . the liver metabolises a wide range of drugs the end result being to produce water soluble compounds which can be excreted in the bile. this results from phase 1 reactions mediated by cytochrome p450 including oxidation, reduction and hydrolysis reactions. this is followed by phase 2 reactions which are conjugative. the cytochrome p450 family are a group of enzymes found mainly in the liver, which perform oxidation and reduction reactions (phase 1) using iron to enhance the water solubility of drugs to aid excretion. cyp450 enzymes are so named as they are bound to membranes within the cell and contain a haem pigment that absorbs light at a wavelength of 450nm when exposed to carbon monoxide. after reading this article you should: c understand the mechanisms of drug metabolism by the liver c have an appreciation of alterations to drug choice and dosing regimens in patients with liver disease due to their altered pharmacokinetics c know the management of a patient with paracetamol overdose there are many different isoforms of cyp450, classified according to their amino acid sequencing into families, subfamilies and individual genes. their importance can be seen in certain subgroups that lack particular genes. an example pertinent to anaesthesia is deficiency in cyp2d6 which metabolises codeine to morphine, these patients therefore find codeine ineffective. conversely there is a small subgroup of people of saudi arabian and ethiopian decent with very high expression of 2d6 who metabolize codeine into vast amounts of morphine. refer to table 2 for more details. an individual more detailed breakdown of cyp450 genes is beyond the scope of this article. some drugs can induce or inhibit cyp450 enzymes which have the sequential effect on the metabolism of other drugs, either increasing or reducing it respectively. possibly the most important example is cyp3a4 which metabolises many substrates and is induced by rifampicin, carbamazepine, phenytonin and dexamethasone. of interest to anaesthesia this will increase metabolism of opioids, benzodiazepines and local anaesthetics. another well cited example is the increased metabolism of the oral contraceptive pill and its reduction in efficacy. for a more exhaustive list of substrates, inducers and inhibitors see table 3 (see table 4 ). a number of non-cytochrome p450 dependent reactions occur in the liver eg oxidation of dopamine and alcohol and hydrolysis of amides and esters (eg lignocaine and pethidine respectively). a predominant rise in aspartate aminotransferase (ast) and alanine aminotransferase (alt) signals hepatocellular injury or death. this can be caused by drug reactions or toxicity (e.g. paracetamol), viral hepatitis, autoimmune hepatitis, alcoholic hepatitis, ischaemic hepatitis secondary to profound hypotension, and rare causes such as wilson's disease. an obstructive pattern has a rise predominantly in alkaline phosphatase (alp) and gamma-glutamyltransferase (ggt), these are canalicular enzymes and suggest cholestasis. this is caused by obstruction, either calculi or tumour (primary biliary, pancreatic or metastases), and liver disease such as primary biliary cirrhosis. pharmacological causes include antibiotics, anabolic steroids and oral contraceptives. a mixed pattern can be seen in sepsis, some drug reactions, cholangitis, congestive cardiac failure and alcoholic liver disease. halothane hepatitis can cause raised liver enzyme assays, raised bilirubin and jaundice. an isolated rise in unconjugated bilirubin may be attributed to gilbert's syndrome or haemolysis. the sars-cov-2 virus uses angiotensin-converting enzyme 2(ace-2) receptors to gain entry into cells. 3 liver particularly in the ductal region has abundance of these receptors, hence may be susceptible to sars-cov-2 3 elevated lft have been reported widely in hospitalized patients with covid-19, the range of elevation is highly variable from 14 to 58%. 4 surprisingly, the pattern of elevation mimics hepatocyte damage (ast/alt higher than bilirubin or alp) rather than cholangiocytic damage, as would have been expected given the density of ace-2 receptors is higher in the ductal system. 4 additionally low albumin has been seen and is a marker of severe disease. 5 one study reported longer hospital stay in patients with elevated lft. 6 an international registry has suggested that has many as 25% of patients with covid-19 may present with hepatic decompensation in absence of respiratory symptoms. 7 the above findings hold important implications for anaesthetists, especially in preop assessments. most drugs given in anaesthesia and intensive care are given intravenously, thus having a bioavailability of 1. however some maybe given orally or nasogastrically and absorbed enterally. the absorption will be affected by delayed gastric emptying or reduced by diarrhoea and increased gastric transit time seen in liver failure. additionally if vasopressors are used there maybe splanchnic vasoconstriction with associated reduced absorption. volume of distribution is a theoretical calculated volume within which a dose of a drug is dissolved. hepatic dysfunction can cause fluid retention and will increase the volume within which drugs are present, particularly those which usually remain in the plasma, thus increasing their volume of distribution and reducing their plasma concentration. 2 in liver disease, protein synthesis may be reduced. these proteins are important as binding sites for drugs and as such alter the amount of free drug available, volume of distribution, half life and duration of action. an important example is albumin. hypo-albuminaemia will increase the proportion of free drug which is active, therefore doses of highly protein bound drugs may need to be reduced, for example phenytoin and benzodiazepines, aspirin and warfarin. 8 another protein produced by the liver, a 1 acid glycoprotein binds basic drugs such as carbamazepine, propanolol, alprenolol and imipramine as well as steroids. bilirubin can also compete for protein binding sites, so raised levels can increase amount of free drugs, the effect however is less in vivo than in vitro. 1 problems with absorption of enterally delivered drugs have been described. once absorbed these drugs undergo the "first pass effect" by the liver before reaching the systemic circulation. in liver failure the degree of metabolism will be reduced, therefore the extraction ratio will also be reduced and more drug will reach the systemic circulation, thus increasing bioavailability. prevalence of ultrarapid metabolisers metabolism of drugs in liver disease depends on liver blood flow. this can be reduced in a cirrhotic liver as portovenous shunting in the form of varices which are created and blood is diverted directly into the systemic circulation by-passing the liver. thus first pass metabolism is reduced. drug metabolism by the liver may also be reduced by the use of vasopressors on intensive care which reduce liver blood flow due to varying degrees of splanchnic vasoconstriction. the phase 1 and 2 reactions performed by the liver are affected and metabolism and thus extraction ratios are reduced. drugs can be divided into those with high extraction ratios >0.7, for example fentanyl and morphine and low extraction ratios <0.3 such as lorazepam, diazepam and methadone. most drugs have low extraction ratios <0.3 that is they have poor permeability and are metabolized by the liver but poorly extracted, therefore clearance is limited by reduced metabolism not by blood flow. those with high extraction ratios >0.7 are highly permeable and clearance is dependent on blood flow. 9 hepatic dysfunction is not uncommon within the intensive care setting affecting 11e54% of critically ill patients depending on definitions used. 2 there is currently no tool akin to renal clearance to indicate degree of liver dysfunction. 9 therefore clinicians use liver function blood tests, international normalized ratio (inr), serum albumin and clinical scores such as the child pugh score act as a surrogate for function. more recently the model for end stage liver disease (meld score) and the meld-na have been used to more accurately predict the severity of liver dysfunction. 10, 11 although their correlation with pharmacokinetic function not well understood. due to the alterations discussed in pharmacokinetics in liver dysfunction drug choices, dosages and frequency may need to be rationalized and altered accordingly. for example the induction dose and maintenance dose, for either anaesthesia or sedation, needs to be reduced. historically inhalational agents, particularly halothane have been implicated in causing hepatitis. the risk is related to the generation of trifluroacteyl chloride (tfa) by metabolism of agents, which is implicated in toxicity 12 around 20% of administered dose of halothane is metabolized by the liver, more specifically by cytochrome p450. this is a relatively high percentage when compared to more modern inhalational agents, for example, 0.2% isoflurane, 0.02% desflurane and 3% sevoflurane. even though sevoflurane undergoes 3% metabolism it does not generate tfa and hence is not linked to immune mediated injury 13 sevoflurane metabolism produces fluoride which is not linked to hepatotoxicity. 14 inhalational agents themselves cause a dose dependent reduction in hepatic blood flow (hbf). isoflurane and sevoflurane result in relatively lower reduction in hbf at 1 mac as compared to desflurane. 15 as long as hypotension is avoided and above effects are kept in mind desflurane is probably the safest choice of inhalational agent due to its' low rate of metabolism and rapid and predictable emergence from anaesthesia. 13 there are two types of halothane hepatitis. type 1 which is mild, transient and has a relatively high incidence (25e30%). type 2 caused by oxidative metabolism of halothane in the liver leading to fever, jaundice, and dramatically elevated serum transaminases. the compounds synthesized by oxidation then bind to trifluoroacetylate proteins in the hepatic endoplasmic reticulum causing cellular dysfunction, it is thought to occur in genetically predisposed individuals. the committee on safety of medicines in 1986 recommended the avoidance of halothane in patients with a history of previous adverse reactions, those who had received halothane within 3 months unless clinically necessary, and those with a history of unexplained jaundice or pyrexia following previous halothane anaesthesia. iv anaesthetics: the induction agents have a marked effect on haemodynamics and may cause sudden precipitious fall in blood pressure. in clinical practice a standard induction dose need not be altered. however they should be titrated slowly to effect. there are no current recommendations on the use of tiva (total intravenous anaesthesia) in patients with liver disease. research is sparse and conflicting. some earlier reports suggested that inhalational anaesthesia results in smaller elevation of liver enzymes than tiva with propofol-fentanyl. 16 a more recent study however suggested slightly lower rate of elevation in lft after using tiva. 17 opiates morphine is metabolized by the liver to active metabolite morphine-6-glucoronide which has potent analgesic properties, and morphine-3-glucuronide, which has no analgesic properties but has adverse neurotoxic side effects such as confusion and respiratory depression. as both metabolites are excreted renally, they accumulate in renal failure. in liver failure morphine itself may accumulate as extraction ratio is reduced thereby enhancing further the effect of morphine. 13 therefore dose of morphine should be reduced. the same is true of fentanyl and alfentanil dose, as although there is no active metabolite they also rely on hepatic metabolism. remifentanil may be good choice as its metabolism is by plasma esterases and it has no active metabolites. a review of pain management in patients with liver disease by the american association for study of liver diseases (aalsd) in 2018 states in general most opioids have prolonged half life. their recommendations include increase the dosing intervals (6e12hr) and using immediate release preparations over extended release 18 in july 2013 the medicine and healthcare products regulatory agency (mhra) produced a drug safety update that restricted the use of codeine in children. 19 this was prompted by case reports of four children suffered serious harm following the administration of codeine in the immediate post-operative period. codeine should only be used to relieve acute moderate pain in children older than 12 years and only if it cannot be relieved by other painkillers such as paracetamol or ibuprofen alone. a significant risk of serious and life-threatening adverse reactions has been identified in children with obstructive sleep apnoea who received codeine after tonsillectomy or adenoidectomy (or both). codeine is now contraindicated in all children younger than 18 years who undergo these procedures for obstructive sleep apnoea. codeine is converted to morphine in the liver by the cyp2d6 enzyme. the extent of conversion of codeine to morphine depends on genetic variations of cyp2d6. people can be classified as: poor; intermediate; extensive; or ultra-rapid metabolisers. poor metabolisers convert very little codeine into morphine and therefore have little or no pain relief, ultra-rapid metabolisers or extensive metabolisers have an excessive amount of morphine in their blood following ingestion of codeine. ethnic origin is an important factor in genetic variability. up to 10% of caucasians are poor metabolisers whereas up to 29% of patients of african origin may be ultra-rapid metabolisers. (table 2) . this genetic variability leads to different plasma morphine concentrations in patients leading to different analgesic effects as well as side effects including respiratory depression. codeine is contraindicated in all patients of any age known to be cyp2d6 ultra-rapid metabolisers and should not be used by breastfeeding mothers because it can pass to the baby through breast milk and potentially cause harm. nsaids are contraindicated for systemic use in most liver disease patients, because of increased bioavalibilty, the high risk of precipitating gastrointestinal bleeding and renal failure. 20 pregabalin and gabapentin are not metabolized in the liver and can be considered for use. these drugs are renally excreted therefore patients with hepatorenal syndrome warrant cautious adminstration. 18, 20 gabapentin is considered as first line non opiod drug for analgesia. among the tricyclic antidepressants nortryptilline appear safer than amitriptyline and imipramine. 20 an increased dose of non-depolarising neuromuscular blockers (nmb) may be required in liver disease possibly due to altered pharmacology anaesthesia and intensive care medicine xxx:xxx protein binding and increased volume of distribution. however, those which are metabolized by the liver have a prolonged duration of action, atracurium as metabolized in the plasma has a more predictable duration of action. however, it is worth noting that in prolonged usage concentrations laudanosine from hoffmann degradation may accumulate with the potential to provoke epileptiform activity on electro encephalography (eeg). 13 this is of greater concern if the patient has concomitant renal failure or impaired blood brain barrier. the metabolism of succinylcholine may be prolonged due to reductions in pseudocholinesterase concentrations, but clinically this is of little significance. suggamadex is a unique reversal agent for amniosteriodal nmb which acts by chelating the nmb. it is not metabolized and is excreted almost exclusively unchanged by the kidneys within 24 h. data regarding use of sugammadex, in patients with liver dysfunction is limited. however as sugammadex is almost entirely excreted renally, no dose reduction is required in patients with mild to moderate liver dysfunction. in patients undergoing liver transplant sugammadex is able to reverse neuromuscular block maintained by rocuronium continuous infusion. 21 however it is important to note that the sugammadex recovery time in this population was found to be considerably longer than in other surgical settings, and should be considered in clinical practice. dexmedetomidine is a highly selective alpha-2 receptor agonist, with analgesic, anxiolytic and sedative. it is primarily metabolized in the liver and may have a prolonged half-life in patients with liver disease. dexmedetomidine has potential protective effects on the liver and intestine during hepatectomy and intraoperative use of dexmedetomidine during liver surgery is subject to ongoing research. 22 additionally patients with elevated bilirubin and bile salts secondary to jaundice may show bradycardias limiting its use. 23 paracetamol overdose paracetamol is the commonest drug taken in overdose in the uk to date, it can result in liver failure and in some cases fatal. 24 hepatocelluar necrosis can occur if as little as 7.5g of paracetamol is ingested. normal pathways of metabolism are saturated and hepatic glutathione stores are exhausted. patients are often initially asymptomatic for the first 24 h before reporting nausea, vomiting, right upper quadrant pain with progressive derangement of liver function tests (lfts) after 18 h. the mhra produced new guidelines for treatment of paracetamol overdose in 2012; the changes included an updated nomogram and a simplified treatment schedule. 25 the administration of acetylcysteine has previously been based on the rumack-matthew nomogram, which divided treatment groups into high and low risk. the dose was then calculated on a weight-based table, which increased the risk of drug error. the updated nomogram has a single treatment line (figure 1) 25 ; thereby eliminating the need for assessing whether the patient falls into the high-risk category. it also advises that in cases of staggered overdoses there should be no delay in the administration of acetylcysteine. another cause for concern was the adverse events that had been reported following the bolus dose of acetylcysteine, this has been addressed by increasing the duration over which it is infused, from 15 min to 60 min. acetylcysteine should be administered when the plasma paracetamol level is on or above a single treatment line joining points of 100mg/l at 4 h and 15mg/l at 15 h after ingestion. a baseline full blood count (fbc), urea and electrolytes (u&es), lfts and coagulation screen along with an arterial blood gas sample should also be done at the earliest opportunity. intravenous preparations of paracetamol were licensed in the uk in 2004 and it is routinely used in anaesthetic practice. however, there have been some concerns regarding the dosage and administration; especially in adults and children under 50kg, patients with pre-existing hepatic dysfunction and the elderly. children and infants weighing less than 10kg should receive the reduced dose of 7.5mg/kg not exceeding the daily dose of 30mg/ kg, whilst those >10kg can be prescribed up to 15mg/kg not exceeding the daily dose of 60mg/kg. both the mhra and the npsa have issued alerts, regarding the correct dose prescription as there have been reported cases of accidental overdose due to ml to mg conversion and the administration of 1g in adults weighing less than 50kg. the key issue is that with intravenous paracetamol plasma levels will peak immediately after administration. the traditional nomograms used to predict plasma levels after overdose refer to oral ingestion where the levels peak some hours after. indicators of severe paracetamol poisoning which is likely to require referral to a specialist liver centre include: inr of >2.0 at 24 h, >4 at 48 h or >6 at 72 hours; renal impairment (creatinine >200 micromol/l); hypoglycaemia; metabolic acidosis despite rehydration; hypotension despite resuscitation or encephalopathy. 26 the only other treatment in fulminant liver failure is transplantation. paracetamol as analgesic in chronic liver disease given the potential of paracetamol to cause liver injury, there is a common misconception that these patients should never take paracetamol. however, various studies have shown that if taken in appropriate doses, paracetamol is one of the safest analgesics for patients with cirrhosis. limiting the total daily dosage to 2e3 g/day with thrice daily dosing is generally recommended. 27 patients should be educated about over-the-counter and prescription medications that may also contain acetaminophen to avoid overdose. remdesvir: elevated liver enzymes are commonly observed in clinical trials of patients with remedevir. 28 the elevated values rarely warrant treatment discontinuation. current recommendations suggest that if the enzymes are elevated to 5 times or more above baseline, to discontinue the drug. tocilizumab: alt elevations are frequent but fulminant hepatitis is rare. the risk of re activation of hbv should be kept in mind if patient had chronic liver disease secondary to viral etiology. 28 steriods: low dose dexamethasone is probably safe in patients with chronic stable liver diease. however use of methylprednisolone in high doses may reactivate hbv and increase risk of spontaneous bacterial peritonitis (sbp) in severe cases. 28 hydoxychloroquine: data is limited but generally has not been associated with elevations in alt levels and is an extremely rare cause of drug induced liver injury. 28e31 changing patterns of causation and the use of transplantation in the united kingdom drug dosing considerations for the critically ill patient with liver disease sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor liver injury in covid-19: the current evidence hypoalbuminemia predicts the outcome of covid-19 independent of age and co-morbidity liver injury during highly pathogenic human coronavirus infections high mortality rates for sars-cov-2 infection in patients with pre-existing chronic liver disease and cirrhosis: preliminary results from an international registry differentiated effects of liver cirrohosis on albumin binding sites for diazepam, salicylic acid and warfarin anaesthesia for the patient with liver disease a model to predict poor survival in patients undergoing transjugular intrahepatic portosystemic shunts meld-na (the new meld) and peri-operative outcomes in emergency surgery buggy donal j. pharmacology of anaesthetic agents ii: inhalation anaesthetic agents anaesthesia for patients with liver disease the effects of prolonged lowflow sevoflurane anesthesia on renal and hepatic function blood supply to the liver in the human after 1 mac desflurane in comparison with isoflurane and halothane the effect of isoflurane or propofol anaesthesia on liver injury after partial hepatectomy in cirrhotic patients comparison of the postoperative liver function between total intravenous anesthesia and inhalation anesthesia in patients with preoperatively elevated liver transaminase levels: a retrospective cohort study pain management in patients with cirrhosis analgesics in patients with hepatic impairment: pharmacology and clinical implications sugammadex versus neostigmine after rocuronium continuous infusion in patients undergoing liver transplantation dexmedetomidine reduces intestinal and hepatic injury after hepatectomy with inflow occlusion under general anaesthesia: a randomized controlled trial bile acids induce arrhythmias: old metabolite office for national statistics) paracetamol overdose: an evidence based flowchart to guide management the therapeutic use of analgesics in patients with liver cirrhosis: a literature review and evidence-based recommendations care of patients with liver disease during the covid-19 pandemic: easl-escmid position paper liver injury in covid-19: management and challenges covid-19: abnormal liver function tests pharmacokinetics in disease states modifying hepatic and metabolic function key: cord-257318-jejgkcql authors: jain, k.k. title: synthetic biology and personalized medicine date: 2012-08-16 journal: med princ pract doi: 10.1159/000341794 sha: doc_id: 257318 cord_uid: jejgkcql synthetic biology, application of synthetic chemistry to biology, is a broad term that covers the engineering of biological systems with structures and functions not found in nature to process information, manipulate chemicals, produce energy, maintain cell environment and enhance human health. synthetic biology devices contribute not only to improve our understanding of disease mechanisms, but also provide novel diagnostic tools. methods based on synthetic biology enable the design of novel strategies for the treatment of cancer, immune diseases metabolic disorders and infectious diseases as well as the production of cheap drugs. the potential of synthetic genome, using an expanded genetic code that is designed for specific drug synthesis as well as delivery and activation of the drug in vivo by a pathological signal, was already pointed out during a lecture delivered at kuwait university in 2005. of two approaches to synthetic biology, top-down and bottom-up, the latter is more relevant to the development of personalized medicines as it provides more flexibility in constructing a partially synthetic cell from basic building blocks for a desired task. synthetic biology, application of synthetic chemistry to biology, is a broad term that covers the engineering of biological systems with structures and functions not found in nature to process information, manipulate chemicals, produce energy, maintain cell environment and enhance human health [1] . synthetic biology includes technologies for dna synthesis and assembly of fragments of dna for gene synthesis, sometimes referred to as synthetic genomics. craig venter, a pioneer in this area, has described synthetic biology in a video (http://www.youtube.com/ watch?v=dvbv2qnszwo). genome engineering includes approaches to construct synthetic chromosomes and goes beyond traditional genetic engineering. metabolic engineering can be used to manipulate metabolic pathways for correction of metabolic disorders and can also be applied to microorganisms to produce chemicals more efficiently than by genetic engineering. synthetic biology devices contribute not only to improve our understanding of disease mechanisms, but also provide novel diagnostic tools. methods based on synthetic biology enable the design of novel strategies for the treatment of cancer, immune diseases metabolic disorders and infectious diseases as well as the production of cheap drugs [2] . the potential of synthetic genome, using an expanded genetic code that is designed for specific drug synthesis as well as delivery and activation of the drug in vivo by a pathological signal has been reported [3] . personalized medicine simply means the prescription of specific therapeutics best suited to an individual. it is usually based on pharmacogenetics, pharmacogenomics, transcriptomics, pharmacoproteomics and pharmacometabolomic information. other individual variations in patients and environmental factors are also taken into consideration [4] . personalized medicine means improving healthcare by incorporating early detection of disease, preventive medicine, rational drug discovery and development, and monitoring of therapy. the broad scope and interrelationships of personalized medicine are shown in figure 1 . the concept of personalized medicine as systems medicine is the best way of integrating new technologies and translating them into clinical application for improving healthcare. nanobiotechnology has already helped in the development of personalized medicine [5] . biological therapies are making significant contribution to personalized medicine [6] . initially pharmacogenomics and pharmacogenetics were used to select drugs from those already available, but sequencing information now provides the opportunity to design and develop new personalized medicines as shown in figure 2 . sequencing of the genomes of various organisms has provided the basis for development of synthetic biology. the genome sequence is an organism's blueprint: the set of instructions dictating its biological traits. resequencing, using next generation technologies, means determination of variations of dna sequence in an organism where the nominal sequence is already known, and it is more relevant for synthetic biology as well as translation into diagnostics and clinical applications. the j. craig venter institute has reported the design, synthesis and assembly of the genome starting from digitized genome sequence information and its transplantation into a recipient cell to create new bacterial cells that are controlled only by the synthetic dna [7] . the researchers built up the synthetic genome of mycoplasma mycoides , a fast-growing bacterium with a 1 million-base genome, by stitching together shorter stretches of dna, each about 1,000 bases. they then transferred the completed genome into the shell of another bacterium, mycoplasma capricolum , whose own dna had been removed. the transplanted genome 'booted up' the host cell and took over its biological machinery. after 30 cell divisions, there were billions of synthetic bacteria in the laboratory dishes -all of them making exclusively the biological molecules associated with m. mycoides . the only dna in the cells is the designed synthetic dna sequence, including 'watermark' sequences and other designed gene deletions and polymorphisms, and mutations acquired during the building process. the new cells have expected phenotypic properties and are capable of continuous selfreplication. the synthetic bacteria have 14 'watermark sequences' attached to their genome -inert stretches of dna added to distinguish them from their natural counterparts. they behaved and divided in laboratory dishes like natural bacteria. to apply this method to other types of cells, researchers will have to design and synthesize the dna of choice and develop a system to boot up the genome. these two tasks will have to be accomplished in parallel for every new species. accuracy in the genetic code is important for engineering of synthetic genes. the j. craig venter institute is currently working on a project with the national institutes of health of the usa and novartis on vaccine production using this technology. synthetic genes are mostly assembled by using ssdna, and those oligonucleotides (oligos) tend to contain sequence errors. purification of the source oligos can improve the purity of the pool, but at the cost of discarding ϳ 90% of the oligos. errase, an enzyme technology, facilitates gene assembly at lower costs because it reduces input expenses through use of unpurified oligos [8] . it reduces errors in synthetic gene sequences by detecting and correcting mismatched based pairs that can be introduced during the procedure. novici biotech/life technologies are developing errase technology commercially for synthetic biology. biosensing is an important activity due to myriads of cell signaling pathways and circuits in cells. it is an important component of two-way communication between implanted engineered cells and natural cells of the body. examples of synthetic biosensing are [9] : (1) transcriptional biosensors are built by linking environment-responsive promoters to engineered gene circuits for programmed transcription. (2) translational biosensors are typically built by linking rna aptamer domains to rna regulatory domains. (3) posttranslational biosensors consist of membrane-bound protein receptors that trigger signal transduction cascades. in conventional one-way biosensing, a therapeutic substance is released from an implanted device or a genetically engineered cell in response to a programmed mechanism, e.g. release of insulin according to rise of blood glucose level. a two-way communication between the host, enabled by construction of synthetic circuits, can enable more personalized control of adjustment of therapy from implanted cells. the ability to control expression in target areas within a genome is important for synthetic biologists who are developing chemical-producing organisms for commercial applications. in transcription activator-like (tal) effector technology, two hypervariable amino acid residues in each repeat recognize 1 bp in the target dna [10] . recognition sequences of tal effectors are predictable. the tal code is similar to a navigation system for the genome, allowing pinpoint delivery of functional control elements to any specified sequence. the modular protein architecture has enabled the construction of artificial effectors with new specificities. a central challenge of synthetic biology is to enable the growth of living systems using parts that are not derived from nature, but designed and synthesized in the laboratory. as an initial step toward achieving this goal, synthetic proteins have been created that can function in escherichia coli . using a so-called binary code method that relies on strategic placement of polar and non-polar residues, a team of scientists made more than a million stably folded strings of amino acids from genetic sequences distinct from those known to occur naturally [11] . they then screened these synthetic proteins in dozens of e. coli strains missing essential genes, identifying artificial proteins that could substitute for the organism's own proteins. they are molecular machines that function quite well within a living organism even though they were designed from scratch and expressed from artificial genes. they found that 18 of the artificial proteins could rescue the growth of 4 e. coli mutant strains missing the essential enzyme-coding genes serb, glta, ilva or fes. the information encoded in these artificial genes does not come from and is not significantly related to information encoded by natural genes, and yet the end result is a living, functional microbe. the synthetic proteins are substantially less active and may function by different mechanisms than the natural proteins they replace. nonetheless, co-expression of several novel proteins rescues a strain in which multiple natural genes were deleted simultaneously. this work suggests that the construction of artificial genomes capable of sustaining cell life is feasible. synthesis of therapeutic proteins by this approach has not been explored as yet. complex synthetic biological networks that operate inside living cells in a desired manner usually have controllable genetic switches that are capable of processing therapeutic signals by sensing and responding to the environment. for biomedical applications, these engineered cells need to be sealed in order to protect them from the host immune system and enable their removal after completion of therapy. microencapsulation of cells to be transplanted is an established technology. microencapsulation of defined cells into a semi-permeable and biocompatible microcapsule shields them from the external environment but allows exchange to occur on a molecular basis. powerful combination of synthetic biology and microencapsulation has opened the door to novel and innovative cell-based biomedical applications, such as smart implantable drug delivery systems [12] . whereas traditional genetic engineering is a haphazard affair, synthetic biology imposes a sense of order to the process. knowledge of how pieces of dna can be put together can facilitate computer-aided design. tools developed for synthetic biology will enable arrangement of atoms in making a desired chemical. it could enable harnessing of vast amounts of genomic information to create microbes with new metabolic pathways, a sort of mix and match approach. whereas genetic engineering focuses on individual genes, synthetic biology strings together a series of molecular components, such as dna, rna, proteins and cells, into circuits and networks. synthetic biology is more versatile than genetic engineering for the development of biopharmaceuticals such as oral vaccines and engineered stem cells or bacteria to detect and treat tumors. synthetic biology enables better quantitative control over molecular engineering techniques with higher throughput and predictable properties. since several complex diseases are caused by disorders of human metabolism, elucidation of the underlying molecular mechanisms is important for developing an effective and personalized approach for their treatment. systems biology can facilitate the analysis of complex metabolic diseases by use of computational approaches. a systems medicine approach can utilize such data about metabolic processes to reconstruct genome-scale metabolic models for study of the function of specific enzymes and pathways in the context of the complete metabolic network. reconstruction of genome-scale models in systems medicine may contribute towards the development of personalized medicine for human metabolic disorders [13] . engineering of complex biological pathways provides efficient routes for manufacture of natural products with desirable pharmaceutical properties, e.g. artemisinin, which is a chinese herb derived from the plant artemisia annua for the treatment of malaria. this is accomplished through channeling the flux of the isoprenoid pathway to the specific genes involved in artemisinin biosynthesis [14] . biosynthesis of artemisinic acid through the synthetic biology approach has led to manufacture and commercialization of the drug at low cost for developing countries. by the same metabolic engineering approach, efficient coupling of the isoprenoid pathway also leads to the construction of an e. coli strain that produces a high titer of taxadiene, which is the first committed intermediate for biosynthesis of the anticancer drug taxol. next generation sequencing is expected to advance our understanding of the molecular basis of common diseases and pharmacophore response by improving the compilation of a reference catalog of genes, transcripts, nucleotide variants and structural variants. information gathered from these efforts can be used in synthetic biology-based drug discovery, e.g. translation of signals identified in genome-wide association studies into drug targets. next generation sequencing is also being used directly in drug discovery to identify variants associated with common traits by non-hypothesis directed sequencing of many human genomes. synthetic biology provides the following advantages over conventional techniques for drug discovery and development: (1) synthetic biology can enable the design of cells to screen drug molecules and reduce drug discovery time/expense. (2) metabolic pathways can be more precisely regulated in synthetic organisms and manipulated by molecular tools. (3) parallel to recombinant e. colibased biotechnology drug production, synthetic biology enables redesigning of cells to produce desirable molecules with higher efficacy and lower toxicity. (4) data accumulated with advances in sequencing can be used for combining synthetic biology with personalized medicine. (5) reduction of cost of biologicals, particularly therapeutic proteins. (6) potential for production of synthetic therapeutic proteins. synthetic biology has contributed to the development of personalized medicine from several approaches. the most important of these are by enabling the design and discovery of personalized therapies. the impact of synthetic biology is also discussed on various components of personalized medicine. pharmacogenetics, a term recognized in pharmacology in the pre-genomic era, is the study of influence of genetic factors on action of drugs as opposed to genetic causes of disease. genetic factors may have a major impact on the pharmacokinetics and pharmacodynamics of a particular drug and thereby influence the sensitivity to such a drug in an individual patient with a certain genotype. pharmacogenetics has a three-fold role in the pharmaceutical industry, which is relevant to the development of personalized medicines: (1) study of the drug metabolism and pharmacological effects, (2) prediction of genetically determined adverse reactions, and (3) drug discovery and development. with the synthetic biology approach, pharmacogenetic knowledge can be used to design drugs with less adverse effects and improved efficacy. pharmacogenomics implies the use of genetic sequence and genomics information of the host (normal or diseased) or of the pathogen in patient management to enable therapy decisions. pharmacogenomics, an important part of personalized medicine, can have an impact on all phases of drug development, from drug discovery to clinical trials. this also applies to a wide range of therapeutic products including bioengineered proteins, cell therapy, antisense therapy and gene therapy. synthetic biology can be used for pathway modeling to improve the understanding of the mechanisms of cellular signaling, and for discovering new therapeutic targets for the treatment of various diseases. an important goal of synthetic biology is to devise molecules that can regulate genes and networks in a programmable manner. to achieve these goals, it is necessary to chart the sequence specificity of natural and engineered dna-binding molecules [15] . synthetic gene network design and prototype therapeutic circuits will have an impact on future gene-and cell-based therapies and usher a new era of drug discovery that may enable treatment of complex diseases in a personalized manner. encyclopedic information that is available on gene function in the postgenomic era provides correlations, and systems biology is now delivering comprehensive details on the dynamics of biochemical reaction networks in living organisms. these catalogued items can be reassembled to design new biological devices and systems with novel and useful functions in a rational and systematic manner [16] . transgene control systems and networks can be used for gene therapy to treat single-gene defects by triggering inducible expression of complementary transgenes. they can also be used for genetic modification of bacteria to enable them to search and destroy cancer cells. tailored synthetic gene networks can be uploaded into cells to therapeutically target the body's endogenous networks, causing a transition from disease to healthy state [17] . synthetic mammalian circuits may be able to function as cell implants that could be programmed to sense diseaseassociated metabolites and produce an appropriately adjusted therapeutic response. transgenic cell implants containing prosthetic networks would be more effective than transplants of genetically modified cells in preventing or reversing disease development in a self-sufficient manner without repetition of treatment. a synthetic multi-enzyme glyoxylate shunt has been used to protect mice on a high-fat diet from diet-induced obesity. this shunt prevents the complete oxidation of fatty acids in plants and bacteria, but when introduced in mice, it increases fatty acid oxidation [18] . aptamers are single-stranded oligonucleotides that can bind to a given ligand with high affinity and specificity due to their particular 3d structure. aptamer-binding proteins are versatile and powerful building blocks for the construction of artificial genetic switches. an aptamer-based construct regulating the tet off system in a tetracycline-independent manner has been shown to achieve control of transgene expression [19] . tetr protein-inhibiting aptamer enables the rna-responsive control of the tetracycline-dependent transactivator (tta). by attaching the theophylline aptamer as a sensor, the inhibitory tetr aptamer and thus tta activity became dependent on the ligand of the sensor aptamer. aptamer-based control of the widely used tet system introduces a new layer of regulation to facilitate the construction of more complex gene networks. it could also be used as a safeguard for regulation of gene expression in microencapsulated cell implants. reconstruction of pathogens by dna synthesis can be used to produce diagnostic high-density antigen arrays such as those used to profile post-lyme disease syndrome [20] . synthesis and analysis of chimeric viruses have also made a substantial contribution to the understanding of viruses that were responsible for the severe acute respiratory syndrome pandemic of 2002. use of transgenic viral strains that harbor lethal synthetic circuitry may control the insect vector populations and suppress transmission of malarial parasites and dengue viruses [21] . similarly, a synthetic homing endonuclease-based gene drive system can be used to spread genetic modifications, e.g. as resistance against malaria from engineered mosquitoes to the field population. advances in sequencing are facilitating the characterization of pathways of antibiotic biosynthesis. new systematic methods for de novo biosynthetic pathway prediction are enabling the exploration of the metabolic chemical space beyond metabolic engineering. computer-assisted design of modular assembly lines in polyketide synthases and non-ribosomal peptide synthases may enable the development of tailor-made antibiotics. production of novel antibiotics may be transferred into any chosen chassis by optimizing a host factory through specific strain modifications. advances in metabolic engineering and synthetic biology provide novel strategies for engineering antimicrobial agents with desired specificities [22] . sequencing of tumors provides considerable data on mutations and structural variations, which can be used to predict individual tumor progression and response to treatment. however, prediction of the functional consequences of these mutations, e.g. phenotypes of cancer, is limited. information about the genetic makeup of cancer cells has been combined with functional genomics approaches for identification of novel targets, and exploration of rewiring of cellular pathways [23] . this is a key step toward personalized cancer diagnostics and therapy. applications of interactive gene networks include synthetic biology-based approach for future gene therapy, as well as the utilization of synthetic gene circuits as blueprints for the design of stimuli-responsive biohybrid materials. the recent progress in synthetic biology, including the rewiring of biosensing devices with the body's endogenous network as well as novel therapeutic approaches originating from interdisciplinary work, generates numerous opportunities for future biomedical applications [24] . cell therapy, where the patient's own cells are used for treatment, is one of the earlier forms of personalized medicine. different types of cells including embryonic stem cells are now being employed for therapy, and many new technologies are used to modify as well as to synthesize cells. research is progressing on the construction of minimal synthetic or semi-synthetic cells by a bottom-up approach by encapsulating different macromolecules into a lipid vesicle. in situ generation of enzymes and proteins is a prerequisite for constructing functional cells that can replicate their genetic material or respond to chemical messengers by means of surface-mediated receptors [25] . liposomes have been studied as the most likely precursors of biological cells, and complex biochemical reactions have been described inside liposomes, up to the expression of proteins. the cell membrane between the inner and outer environment of the compartment should have specific properties such as semi-permeability to enable cell-to-cell communication and molecular transport [26] . such membranes can be built from natural constituents or from synthetic polymers. synthetic cells could include essential components for a personalized therapy and would be a cheaper and more effective tool for treatment. controlling gene expression is the key to stem cell differentiation for applications such as tissue regeneration and cancer therapy. stem cells can be developed into specialized cells, e.g. cardiomyocytes, by insertion of specific sequences. a simple, non-integrating strategy has been described for induced pluripotent stem cells (ipscs) based on administration of synthetic mrna that function as mrna transcripts for the four key genes [27] . the transcripts are translated into proteins that induce pluripotency without the integration of extra genes into the genomes, which can also be used to efficiently direct the differentiation of rna-ipscs into terminally differentiated myogenic cells. this strategy for somatic cell reprogramming and directing cell fate can be applied for basic research and regenerative medicine. silenced developmental regulators of stem cells can be reactivated by a synthetic transcription factor that interacts with chromatin rather than dna [28] . potential applications of stem cells modified with synthetic biology include the following: (1) drug screening for personalized therapies. (2) engineering of stem cells, to achieve new functions not present in our body, and to introduce them back into the donor, e.g. cells involved in immune response can be programmed to recognize specific microorganisms and target them in a more efficient way than our own immune system can. (3) to maintain a population level of ␤ cells in diabetics using auto-regulated differentiation of embryonic stem cells that counter-balances the auto-immune attenuation. (4) tissue engineering with specific desirable properties. the function of synthetic microenvironments is to act as a physical substrate for stem cell attachment and migration, similar to the natural extracellular matrix. nanofabrication technologies were shown to enable the design of synthetic microenvironments that offer new ways to control stem cell fate, e.g. differentiation of mesenchymal stem cells into tissues that most closely match the mechanical properties of the polyacrylamide substrate upon which they are cultured [29] . mesenchymal stem cells cultured on medium stiffness gels differentiated into muscle cells, whereas those cultured on compliant gels differentiated into neural cells and those cultured on stiff (bone-like) gels differentiated into osteoblasts. by directing the development of stem cells into the desired cell type, synthetic microenvironments facilitate their use for personalized tissue regeneration. conventional vaccine strategies mainly focus on liveattenuated vaccines, inactivated microorganisms, and subunits thereof comprising purified components or recombinant proteins formulated with adjuvants. the development of new vaccines is limited by several drawbacks, including risks associated with the use of attenuated pathogens, along with difficulties altering vaccine target specificity. synthetic biology-based vaccines aim to overcome some of these drawbacks and enable economic and rapid chemical synthesis of dna encoding the immunogens designed in silico as well as their efficient assembly with delivery systems to obtain vectored vaccines [30] . altogether, synthetic biology can help develop improved vaccine candidates in considerably less time compared to conventional approaches. some examples are given in the following sections. a biocompatible as well as biodegradable nanoparticle has been designed by computer modeling, which self-assembles from single polypeptide chains to produce a structure with isohedral symmetry and a diameter of ϳ 16 nm [31] . these peptide nanoparticles are multifunctional with high binding affinity and specificity. they can be customized to a high functional density. this platform was used to design and produce a prototypic ma-laria vaccine that can repetitively display a tandem repeat of the b cell immunodominant repeat epitope of the circumsporozoite protein of rodent malaria parasite plasmodium berghei [32] . administered without an adjuvant, this vaccine conferred a long-lasting antibody response against b cell epitope and protected mice against malarial parasite for up to 6 months. the use of liposomes has been proposed as artificial microbes for vaccination as they can be genetically programmed to produce specific antigens at will [33] . studies in mice with such vaccines showed that antigen-expressing immunostimulatory liposomes (anexils) elicited higher specific humoral immune responses against the produced antigens than control vaccines. anexils can be used as a synthetic biology platform to construct dnabased vaccines, which combines antigen production, adjuvants and delivery in one system, offering several advantages over existing vaccine formulations. this system can be easily altered for other antigens by simply changing the dna template and carries no risk of infection by attenuated pathogens. availability of complete genome sequences, high throughput technologies and synthetic biology has enabled reverse vaccinology (rv). availability of sequence data from different specimens of the same species of a pathogen provides an opportunity to select novel vaccine candidates. thus the empiric approach to vaccine development is being replaced by vaccine design. the rv approach is one of the most powerful examples of biotechnology applied to the field of vaccinology for identifying new protein-based vaccines. rv combines the availability of genomic data, the analyzing capabilities of new bioinformatic tools and the application of high throughput expression. purification systems can be combined with serological screening assays for a coordinated screening process of the entire genomic repertoire of bacterial, viral or parasitic pathogens. the application of rv to neisseria meningitidis serogroup b represents the first success of this novel approach. this approach can be easily applied to any pathogen [34] . vaxign is the first web-based vaccine design system that predicts vaccine targets based on genome sequences using the strategy of rv. predicted features in the vaxign pipeline include protein subcellular location, transmembrane helices, adhesin probability, conservation to human and/ or mouse proteins, sequence exclusion from genome(s) of nonpathogenic strain(s) and epitope binding to mhc class i and class ii. the precomputed vaxign database contains prediction of vaccine targets for 1 70 genomes. vaxign also performs dynamic vaccine target prediction based on input sequences. vaccine candidates against e. coli were predicted using vaxign and results indicate that vaxign is an accurate and efficient vaccine design program [35] . most of the current treatments of cancer do not discriminate between cancer and normal tissues. besides individual variations, personalized therapy takes into consideration the fact that cancer varies both genetically and phenotypically among patients who may have identical type and stage of cancer. personalized therapy aims to deliver therapy to the malignant tumors while sparing normal tissues. synthetic biology provides many opportunities for design of personalized therapies for cancer. discoveries made through application of human genome sequencing have already an impact on practice of oncology and have influenced the design of clinical trials for new cancer therapies. in the future, research into cancer will expand to generate full genome sequences of various cancers, yielding complete catalogues of somatic mutations in each one. these studies will reveal essentially the full repertoire of mutated cancer genes, enabling us to determine how many and what combinations of mutated cancer genes are necessary to generate an individual cancer. sequencing is evolving from a research tool to applications for cancer diagnostics. analyses of the cancer genome as well as the transcriptome and their applications into clinical trials in order to exploit the full clinical potential of information within the cancer genome are generating new predictors of drug responsiveness and prognosis, which will enable personalized management of cancer [36] . bacteria can be synthetically engineered to target, invade and destroy cancer cells selectively, or knock down a specific, endogenous cancer-related network of genes. an example of the potential application of this approach is brain cancer (glioblastoma multiforme), which is one of the most challenging cancers, and efforts to cure it have failed in over 100 years of history of modern neurosurgery. the challenge is due to complete eradication required for cure as even a few residual cells multiply rapidly with recurrence of the tumor that kills the patient. response to conventional treatments such as surgical resection and chemotherapy varies according to the characteristics of individual tumors, but none are curative. one of the innovations is the use of genetically modified bacteria to selectively destroy the tumor without invading the surrounding normal brain [37] . genetic modification of bacteria is complicated as it requires selection of aggressive invasive species and extensive modifications, i.e. excision of harmful genes and insertion of genes for selective destruction of the tumor. synthetic bacteria may be easier to construct and designed according to the characteristics of an individual tumor and the required tasks with better prospects of cure. there are ethical concerns because of the perception that techniques of synthetic biology can be used to create life. in response to this, us president barack obama asked the presidential commission for the study of bioethical issues to review the developing field of synthetic biology and identify appropriate ethical boundaries to maximize public benefits and minimize risks. the findings of this commission were published in december 2010. 'the recommendations detailed in this report provide a publicly accountable basis for ensuring that the field of synthetic biology advances to improve human health and public welfare with processes in place to identify, assess, monitor, and mitigate risks on an ongoing basis as the field matures. risk assessment should precede field release of the products of synthetic biology. ongoing assessment and review is required in several areas to avoid unnecessary limits on science and social progress, and to ensure appropriate restrictions to protect individual safety and our shared environment. ongoing dialogue about concerns regarding the implications of synthetic biology for humans, other species, nature, and the environment should continue as synthetic biology develops from its infancy to a fully mature field of scientific inquiry and innovation' [38] . synthetic biology is a further stage in the evolution of the biotechnology industry that has been taking place for more than 40 years and has resulted in the development of commercial products. safety issues of synthetic biology are covered by existing regulations for biotechnology drugs. synthetic biology is already being used by biotechnology companies and has the potential to substantially reduce research and development time of products towards commercialization [39] . in the future, as synthetic biology products enter the market and if scientific evidence warrants it, there may be need for special regulatory oversight beyond that for biotechnology products in general. in may 2012, the us department of defense granted usd 15.6 million for synthetic biology research at several universities and institutes with the aim of speeding up bioengineering production. there are eight projects being funded through the defense advanced research projects agency under this new initiative. research conducted under the program will seek to create the basic production methods and tools that will be required to make bioengineering swifter and more accurate, and to design the blueprints for synthetic biology factories. these projects will pursue the initiative's aims of developing new tools, technologies and methods to enable the rapid development of bioengineered products, such as new materials and medicines. also in may 2012, the uk's engineering and physical sciences research council (http://www.epsrc.ac.uk) awarded a gbp 5 million (usd 7.9 million) five-year grant to a consortium of universities to develop a webbased synthetic biology information system called syn-bis that is currently in beta trials. synbis will host the software platform biocad and modeling tools, opening up the possibility of undertaking high-level software design of bioparts and devices. at the same time, the uk government plans to provide a boost to the nation's synthetic biology sector under a new initiative that will provide nearly gbp 6.5 million (usd 10.2 million) in research funding. applicants for the funding also will be expected to consider any ethical, social and regulatory implications related to the use of their technologies. funding of research in synthetic biology by government agencies in the usa and the uk is encouraging. acceptance of personalized medicine by the pharmaceutical industry and healthcare professionals is increasing. currently research on synthetic biology is being conducted at over 300 places in the usa and europe [40] . these include 70 companies (60 in the usa and 10 in europe) and 125 universities (95 in the usa and 30 in europe); the rest are research institutes and laboratories. this number has been increasing over the past few years and is expected to continue increasing. the synthetic biology research market, which was estimated to be worth usd 800 million in 2011, is estimated to grow to usd 4 billion during the next decade [41] . among new technologies, synthetic biology will contribute by the introduction of therapeutic systems based on a synthetic genome, using an expanded genetic code, and designed for specific personalized drug synthesis as well as delivery and activation by a pathological signal. improvements in the speed and cost of dna synthesis will enable scientists to design modified bacterial chromosomes that can be used in the production of pharmaceutical intermediates and healthcare products. synthetic mammalian gene network-based design of biohybrid materials will be useful for applications in personalized medicine because of its interactive functionality [42] . synthetic biology may provide the tools to devise tailored treatments for some currently incurable conditions. synthetic biology and personalized medicine will provide commercial opportunities for the biopharmaceutical industry by discovery of personalized drugs that will be cheaper to manufacture and have a shorter and less expensive development path with lower failure rate compared to traditional drugs. although there are a number of ethical issues they are being addressed. as further research is carried out, funding covers the investigation of relevant new ethical issues that may arise. synthetic biology remains a promising technology for advancing personalized medicine. engineering life through synthetic biology emerging biomedical applications of synthetic biology drug discovery and delivery in the 21st century textbook of personalized medicine the role of nanobiotechnology in the development of personalized medicine role of biological therapies in the development of personalized medicine creation of a bacterial cell controlled by a chemically synthesized genome the changing economics of dna synthesis synthetic biology: applications come of age breaking the code of dna binding specificity of tal-type iii effectors de novo designed proteins from a library of artificial sequences function in escherichia coli and enable cell growth smart medication through combination of synthetic biology and cell microencapsulation systems medicine and metabolic modelling metabolic engineering for the production of clinically important molecules: omega-3 fatty acids, artemisinin, and taxol sequence-specificity and energy landscapes of dna-binding molecules mammalian synthetic biology -from tools to therapies synthetic biology moving into the clinic resistance to dietinduced obesity in mice with synthetic glyoxylate shunt rational design of a small molecule-responsive intramer controlling transgene expression in mammalian cells anti-borrelia burgdorferi antibody profile in post-lyme disease syndrome black wc 4th: genetic elimination of dengue vector mosquitoes engineering antibiotic production and overcoming bacterial resistance screens, maps & networks: from genome sequences to personalized medicine therapeutic synthetic gene networks compartmentalized reactions as a case of softmatter biotechnology: synthesis of proteins and nucleic acids inside lipid vesicles synthetic cells and organelles: compartmentalization strategies highly efficient reprogramming to pluripotency and directed differentiation of human cells with synthetic modified mrna synthetic reversal of epigenetic silencing bioinspired materials for controlling stem cell fate synthetic biology: impact on the design of innovative vaccines structure-based design of peptides that self-assemble into regular polyhedral nanoparticles a nonadjuvanted polypeptide nanoparticle vaccine confers long-lasting protection against rodent malaria antigen-expressing immunostimulatory liposomes as a genetically programmable synthetic vaccine antigen identification starting from the genome: a 'reverse vaccinology' approach applied to menb vaxign: the first web-based vaccine design program for reverse vaccinology and applications for vaccine development genomics and the continuum of cancer care future prospects for the cure of brain cancer presidential commission for the study of bioethical issues: the ethics of synthetic biology and emerging technologies. washington, dc synthetic biology: regulating industry uses of new biotechnologies synthetic biology project: mapping the emerging synthetic biology landscape synthetic biology: technologies, markets and companies. basel synthetic mammalian gene networks as a blueprint for the design of interactive biohybrid materials key: cord-267979-k70gnrdw authors: yıldız-peköz, ayca; ehrhardt, carsten title: advances in pulmonary drug delivery date: 2020-09-23 journal: pharmaceutics doi: 10.3390/pharmaceutics12100911 sha: doc_id: 267979 cord_uid: k70gnrdw pulmonary drug delivery represents an attractive, non-invasive administration option. in addition to locally acting drugs, molecules that are intended to produce systemic effects can be delivered via the pulmonary route. several factors need to be considered in the context of delivering drugs to or via the lungs—in addition to the drug itself, its formulation into an appropriate inhalable dosage form of sufficient stability is critical. it is also essential that this formulation is paired with a suitable inhaler device, which generates an aerosol of a particle/droplet size that ensures deposition in the desired region of the respiratory tract. lastly, the patient’s (patho-) physiology and inhalation manoeuvre are of importance. this special issue brings together recent advances in the areas of inhalation device testing, aerosol formulation development, use of in vitro and in silico models in pulmonary drug deposition and drug disposition studies, and pulmonary delivery of complex drugs, such as vaccines, antibiotics and peptides, to or via the lungs. drugs have been inhaled for therapeutic and recreational purposes since ancient times. the development of modern-day inhalers, e.g., pressurised metered-dose inhalers (pmdis) and more recently, dry powder inhalers (dpis), jet and vibrating mesh nebulisers (vmns), and soft mist inhalers (smis), has given pulmonary drug delivery a momentum boost that transformed a therapeutic niche into a market predicted to hit us$41.5 billion by 2026 [1] . when delivering medicines to or via the lungs, not only the drug but also the formulation, the device and the patient need to be considered. we attempted to cover all these topics, while at the same time putting a spotlight on the up and coming areas of pulmonary drug delivery research. for this special issue, we selected 24 publications written by 131 authors hailing from 21 countries-many of whom are regular contributors to our pulmonary drug delivery workshop series (www.pulmonarydrugdelivery. org). due to the variety of subjects covered, this has become the most comprehensive special issue published by pharmaceutics to date. adorni and colleagues studied 13 different nebulisers taking into account their aerosol output, aerosol output rate, mass median aerodynamic diameter (mmad) and fine particle fraction according to the european standard en 13544-1, using sodium fluoride as a reference formulation [2] . a correlation between the aerosol quality and the nebulization rate was identified. the respirable delivered dose and respirable dose delivery rate were also determined. this study might be helpful when choosing a nebuliser depending on the drug, therapy regime and patient. pmdis account for two-thirds of sold inhalers, however, due to technological advancements and environmental concerns, dpis emerged as the preferred medical device for the treatment of a diverse range of respiratory disorders. many dpis contain powder mixtures of coarse carrier particles and micronised drug particles with aerodynamic particle diameters of 1-5 µm. it is estimated that only 10-15% of the drug reaches the deep lung while 20% of the drug is lost in the oropharyngeal sphere and 65% is not released from the carrier due to interparticulate adhesive forces. lechanteur and evrard have reviewed carrier-free particles, which are characterized by a sugar-based core encompassed by a corrugated shell layer produced by spray drying [3] . special attention is given to the relation between the morphology (characterized by a corrugated surface) and lung deposition performance. a different approach to overcoming the limitations of conventional carrier-based dry powders was followed by benke et al. [4] . they report the development of an interactive physical blend of a surface-modified carrier and spray-dried meloxicam potassium with suitable shape and size for pulmonary delivery. the nonsteroidal anti-inflammatory drug was used with the intention to provide local anti-inflammatory effects to decrease the progression of cystic fibrosis (cf) and chronic obstructive pulmonary disease (copd). in vitro and in silico studies resulted in high lung deposition, confirming that the interparticle interactions were indeed reduced in the novel formulation. rashid and co-workers, on the other hand, followed the traditional approach and formulated a lactose carrier-based dry powder formulation of glucagon for pulmonary delivery [5] . they investigated l-leucine and magnesium stearate as dispersibility enhancers and found the highest fine particle fraction (fpf) for the formulation to contain mg stearate (36%) and large carrier lactose, whereas leucine was not a suitable excipient for the pulmonary delivery of glucagon. liquid formulation of fluticasone instead of dry powders were studied by dogbe et al., in order to improve the biopharmaceutical performance of the drug [6] . the study compares liposomes and cyclodextrin (cyd) complexes in vitro and in vivo in mice. the in vitro tests showed no cytotoxic effects of either formulation. fluticasone liposomes resulted in up to 30-times higher lung concentration in comparison with free drug after intranasal administration. fluticasone hydroxypropyl-cyclodextrin complexes also showed higher lung accumulation than the free form after inhalation, however, this effect was not as pronounced as those observed with the liposomes. seven publications in this special issue cover various aspects of the inhalation of anti-infectives to treat lung infections. inhaling antibiotics allows for high target site concentrations, whilst minimising systemic exposure and toxicity. nonetheless, only a handful of antibiotics are currently marketed as nebulisable solutions or dry powders, and almost exclusively for the use in cf. future inhaled antibiotic trials should therefore focus on disease areas outside of cf, e.g., non-cf bronchiectasis, drug-resistant non-tuberculous mycobacterial infections, ventilator-associated pneumonia, post-transplant airway infections and tuberculosis (tb). therefore, an increased number of drugs as well as novel drugs must be studied as well as other formulations. banaschewski and hofmann [7] have reviewed research into completed inhaled development programs, as well as ongoing research into inhaled therapies for both non-tb mycobacterial lung disease and tb. they conclude that preclinical and clinical studies have shown that inhalation therapy, complementary to current guidance-based therapy strategies, are clinically beneficial for all types of mycobacterial infections. however, an open-minded approach should be followed to continue investigating potential additions to the antimycobacterial therapeutic arsenal. in two papers, sibum and colleagues report the formulation, characterisation and stability testing of high-dose dry powders of isoniazid with little or no excipient for the treatment of tb [8, 9] . initially, isoniazid was jet milled and spray dried with and without the excipient l-leucine. however, milling isoniazid did not yield a suitable formulation and spray drying the pure drug resulted in particles too large for pulmonary administration. when 5% l-leucine was added, respirable particles could be produced by spray drying but their storage stability was poor at higher relative humidity [8] . the stability was later improved by using trileucine instead of l-leucine. the optimal formulation contained 3% trileucine w/w and had a maximum fine particle dose of 58 mg when a nominal dose of 80 mg was dispersed from the cyclops ® dry powder inhaler [9] . in a case also using isoniazid, wyszogrodzka-gaweł et al. developed a theranostic approach to tb treatment and diagnosis that allows for imaging of the lungs by mri [10] . metal-organic framework (mof) fe-mil-101-nh 2 nanoparticles were loaded with isoniazid using factorial design of spray-drying with poly(lactide-co-glycolide) and leucine. the formulation thus obtained had mri contrast capabilities, aerodynamic properties suitable for lung delivery, modified drug release and was taken up by macrophages. rossi and co-workers, in an attempt to treat mycobacterial lung infections, studied inhalable antibiotic powders targeting alveolar macrophages [11] . their sodium hyaluronate-based formulation contained two antibiotics (i.e., rifampicin and isoniazid) and the efflux pump inhibitor, verapamil and was produced by spray drying. the sub-micron-sized particles had a high fine particle fraction, showed a sustained release profile, were not toxic towards macrophages and achieved more than 80% reduction in bacterial viability in susceptible and resistant m. tuberculosis strains in vitro. isoniazid was introduced in 1952. bedaquiline, on the other hand is a relatively novel oral anti-tb drug that was approved in the us in 2012 by fast-track accelerated approval and is on the world health organization's list of essential medicines. bedaquiline, however, has a black-box warning of increased risk of death and arrhythmias. hence, momin et al. developed inhalable bedaquiline dry powder particles with the intention of reducing the systemic side-effects [12] . bedaquiline was processed by spray drying and the resulting microparticles were stable during one-month of storage. spray-dried bedaquiline was non-toxic in respiratory epithelial cell cultures and effectively inhibited the growth of m. tuberculosis in vitro. antimicrobial peptides (amps) are being considered as alternatives to conventional antibiotics. amps do not only have direct antimicrobial activity, but also modulate the immune system and wound repair, making them of interest in cf therapy. forde and colleagues studied whether prodrugs of amps (pro-amps) can be delivered by vmn and whether modifications of pro-amp had an effect on the delivery [13] . nebulisation did not alter amps' physical characteristics and antimicrobial activity. approximately 25% of the nominal dose was delivered in a spontaneous breathing setting, with higher delivery rates observed in a mechanically-ventilated model. these results demonstrated the feasibility of amp delivery using a vmn and also that the prodrug modification is not detrimental. vaccines against bacterial diseases may directly reduce antibiotic use through reduction of disease incidence. thus, immunisation has the potential to reduce antibiotic use. vaccine delivery via mucosal surfaces is an interesting alternative to parenteral vaccination and in many cases resembles the route taken by the microorganism when entering the body. hellfritsch and scherließ in their review provide an introduction to respiratory vaccination, formulation approaches and application strategies [14] . another disease that could benefit from the advantages that inhalation therapy offers in terms of reduced systemic drug burden is lung cancer. parvathaneni et al. in their study investigated the anti-tumour effects of liposomally-encapsulated pirfenidone in vitro [15] . pirfenidone, a repurposed anti-fibrotic drug, was encapsulated in cationic liposomes. the formulation was successfully aerosolised by a jet nebuliser and showed promising anti-tumour effects in various human lung cell lines compared to free pirfenidone. particle deposition in the lungs is associated with the breathing patterns of the patient and also pathophysiological changes due to lung diseases. in their study, farkas and colleagues measured realistic inhalation profiles of mild, moderate, and severe copd patients and simulated the deposition patterns of the symbicort ® turbuhaler ® in comparison to data generated from healthy control subjects [16] . they found an association between the amount of drug deposited within the lungs and disease severity. the results from this study suggest that to receive a similar lung concentration, severe copd patients would require much higher doses than healthy individuals. tailoring the shape and size of fibre-like aerosols to achieve targeted pulmonary drug delivery with increased deposition efficiency is an interesting concept. shachar-berman et al. calculated the transport and deposition characteristics of fibres under physiological inhalation conditions in silico using computational fluid dynamics (cfd) simulations [17] . aerosol deposition was quantified as a function of the equivalent diameter (dp) and geometrical aspect ratio (ar). they found that high ar fibres in the narrow range of dp = 6-7 µm mainly deposited in the upper airways, whereas fibres in the range of dp = 4-6 µm penetrated all the way to distal lung regions. to prolong the duration of the effect in the lungs, increasing the drug's affinity to lung tissue is an important strategy for drug development. however, differences in lung structure and blood flow affect local pulmonary drug disposition. himstedt and co-workers studied regional lung distribution of four drugs (i.e., salmeterol, fluticasone propionate, linezolid and indomethacin) after intravenous administration in rats [18] . in addition, a semi-mechanistic model was employed to describe the observed tissue drug concentrations. the in silico model was able to explain the pulmonary pharmacokinetics of the two neutral and one basic model drug based on their tissue specific affinities (kp) and organ blood flow. the pulmonary pk of indomethacin, however, could not be modelled, suggesting that acidic drugs have different pulmonary pk characteristics. in their paper, salomon et al. studied the activity of carnitine transporter octn2, which is associated with asthma and other inflammatory lung diseases. they studied freshly isolated human alveolar type i (ati)-like epithelial cells in primary culture and several respiratory epithelial cell models [19] . [ 3 h]-acetyl-l-carnitine uptake and pharmacological inhibition was determined in ati-like, ncl-h441, a549 and calu-3 cells. it was concluded that octn2 is involved in the cellular uptake of acetyl-l-carnitine at the alveolar epithelium, however none of the tested cell lines are optimal surrogates for primary cells in carnitine transport studies. pulmonary drug delivery research is usually mainly concerned with administering aerosols to the lungs. the non-deposited, exhaled dose, however, can be a significant health hazard in both clinical and homecare settings. in two publications, mcgrath and colleagues used nebulised albuterol sulphate solution when they investigated fugitive aerosol emissions from two commercially available nebulisers in combination with an open or valved facemask or using a mouthpiece with and without a filter [20] and during high flow nasal cannula (hfnc, see below for more on hfnc) therapy [21] , respectively. it was shown that the mmad of the fugitively-emitted aerosols was less than 1 µm, while the initially generated aerosols were between 2 and 5 µm. a facemask combination resulted in the highest time-averaged fugitively-emitted aerosol concentrations, whereas a filter on the exhalation port of the mouthpiece yielded the lowest concentrations. in the hfnc study, fugitive aerosol emissions were influenced by the interface type, patient and supplemental gas-flow rate, with fugitive aerosol mmad decreasing with an increasing flow rate. these findings are important in developing policy and best practice for risk mitigation from fugitive emissions. 'foamy' alveolar macrophages (fam) may be indicators of drug-induced phospholipidosis. currently, orally administered amiodarone is used to induce pulmonary phospholipidosis. patel et al. in their study investigated if pulmonary delivery of amiodarone in rats could be established as a novel phospholipidosis-induced fam model in comparative inhalation toxicology [22] . a high dose of aerosolised amiodarone caused transient pulmonary inflammation, however, only oral delivery resulted in fam. high flow nasal cannula (hfnc) is widely utilized to support critically ill adults, paediatrics and neonates. through the continuous delivery of oxygen at high flow rates that meet or exceed patients' inspiratory flow, hfnc improves oxygenation, respiratory rates, patient comfort, and tolerance during therapy. as hfnc becomes more widely employed, the technique is also being considered for aerosol drug delivery. ji et al. have identified the ratio of nasal cannula gas flow to patient inspiratory flow as a primary independent predictor of inhaled dose. when the ratio was <1, the inhaled dose was higher than those with ratio > 1. the inhaled dose was also more consistent with quiet and distressed breathing with ratio < 1 [23] . in a separate study, alcoforado and co-workers observed that both flow and active heated humidity inversely impacted aerosol delivery through hfnc. nonetheless, aerosol administration across the range of commonly used flows can provide measurable levels of lung drug deposition in healthy adult subjects [24] . ji and colleagues retrospectively analysed study data on hfnc-delivery epoprostenol (iepo), utilised to improve oxygenation in mechanically ventilated patients with severe hypoxemia comorbid with pulmonary hypertension or right heart dysfunction [25] . their data suggest that iepo via hfnc can improve oxygenation in adult patients and supports the need for a larger prospective randomised control trial to further evaluate the efficacy of iepo via hfnc. in this special issue, a cross-section of current research in the field of pulmonary drug delivery is published. there is still a lot of work to be done in the areas of inhaler devices and formulation development, particularly, with regards to dry powder and colloidal systems. a severe limitation in this field of research is the small number of excipients fda/ema-approved for inhalation. topical delivery of antibiotics appears to be an area that has attracted a lot of interest in recent years and is likely to make an even bigger impact in the treatment of pulmonary infections in the future. moreover, viral lung diseases such as covid-19 are a challenge and delivering antivirals by inhalation might be an approach worth considering. in addition to infectious diseases, conditions such as lung cancer are being actively researched in the context of inhalation drug delivery. the respiratory route can also be utilised to achieve mucosal vaccination against bacterial or viral infections. furthermore, there is a tangible shift from lab-based experiments towards in silico studies, e.g., in the areas of deposition modelling and physiology-based pharmacokinetic modelling. in the foreseeable future, however, the computer-based approached will need to be based on real-life data generated in actual experiments in the lab or the clinical setting. in the context of data generation, scientists should focus on novel techniques to study the fate of inhaled drugs, in order to allow in vivo/in vitro correlations and predictions. the authors declare no conflict of interest. inhalation delivery of complex drugs-the next steps aerosolization performance of jet nebulizers and biopharmaceutical aspects influence of composition and spray-drying process parameters on carrier-free dpi properties and behaviors in the lung: a review development of an innovative, carrier-based dry powder inhalation formulation containing spray-dried meloxicam potassium to improve the in vitro and in silico aerodynamic properties excipient interactions in glucagon dry powder inhaler formulation for pulmonary delivery pharmaceutical benefits of fluticasone propionate association to delivery systems: in vitro and in vivo evaluation inhaled antibiotics for mycobacterial lung disease characterization and formulation of isoniazid for high-dose dry powder inhalation dispersibility and storage stability optimization of high dose isoniazid dry powder inhalation formulations with l-leucine or trileucine an inhalable theranostic system for local tuberculosis treatment containing an isoniazid loaded metal organic framework fe-mil-101-nh2-from raw mof to drug delivery system sodium hyaluronate nanocomposite respirable microparticles to tackle antibiotic resistance with potential application in treatment of mycobacterial pulmonary infections inhalable dry powder of bedaquiline for pulmonary tuberculosis: in vitro physicochemical characterization, antimicrobial activity and safety studies vibrating mesh nebulisation of pro-antimicrobial peptides for use in cystic fibrosis mucosal vaccination via the respiratory tract systematic development and optimization of inhalable pirfenidone liposomes for non-small cell lung cancer treatment simulation of airway deposition of an aerosol drug in copd patients in silico optimization of fiber-shaped aerosols in inhalation therapy for augmented targeting and deposition across the respiratory tract towards a quantitative mechanistic understanding of localized pulmonary tissue retention-a combined in vivo/in silico approach based on four model drugs octn2-mediated acetyl-l-carnitine transport in human pulmonary epithelial cells in vitro investigation of the quantity of exhaled aerosols released into the environment during nebulisation investigation of fugitive aerosols released into the environment during high-flow therapy comparison of oral, intranasal and aerosol administration of amiodarone in rats as a model of pulmonary phospholipidosis the ratio of nasal cannula gas flow to patient inspiratory flow on trans-nasal pulmonary aerosol delivery for adults: an in vitro study impact of gas flow and humidity on trans-nasal aerosol deposition via nasal cannula in adults: a randomized cross-over study epoprostenol delivered via high flow nasal cannula for icu subjects with severe hypoxemia comorbid with pulmonary hypertension or right heart dysfunction key: cord-285603-f4572w5m authors: ortega, joseph t.; serrano, maria luisa; jastrzebska, beata title: class a g protein-coupled receptor antagonist famotidine as a therapeutic alternative against sars-cov2: an in silico analysis date: 2020-06-24 journal: biomolecules doi: 10.3390/biom10060954 sha: doc_id: 285603 cord_uid: f4572w5m the pandemic associated with severe acute respiratory syndrome coronavirus type 2 (sars-cov2) and its disease named covid-19 challenged the scientific community to discover effective therapeutic solutions in a short period. repurposing existing drugs is one viable approach that emphasizes speed during these urgent times. famotidine, a class a g protein-coupled receptor antagonist used for the treatment of gastroesophageal reflux was recently identified in an in silico screening. additionally, a recent retrospective clinical report showed that the treatment with famotidine provided a good outcome in patients infected with sars-cov2. a clinical trial testing effectiveness of famotidine in combination with hydroxychloroquine is currently ongoing in the united states (us). in the 1990s, famotidine was described as an antiviral agent against human immunodeficiency virus (hiv). interestingly, some hiv protease inhibitors are presently being used against sars-cov2. however, it is not clear if famotidine could be effective against sars-cov2. thus, by using a computational analysis, we aimed to examine if the antiviral effect of famotidine could be related to the inhibition of proteases involved in the virus replication. our results showed that famotidine could interact within the catalytic site of the three proteases associated with sars-cov2 replication. however, weak binding affinity of famotidine to these proteases suggests that a successful famotidine therapy could likely be achieved only in combination with other antiviral drugs. finally, analysis of famotidine’s pharmacokinetic parameters indicated that its effect against sars-cov2 infection could be reached only upon intravenous administration. this work will contribute to the pharmacological knowledge of famotidine as an antiviral agent against sars-cov2. the severe acute respiratory syndrome coronavirus type 2 (sars-cov2) pandemic known as covid-19 has affected more than 6 million people worldwide as of june 2020 [1] . with an original epicenter in the wuhan city in china, reported in december 2019, the virus spread all around the world in less than four months [2] . since the outbreak began, several advances were made in the therapeutic management of sars-cov2 infection [3] . all these advances are associated with a better understanding of the viral pharmacological targets and the clinical outcomes of the applied treatments. we focused our interest on the proteases associated with the replication cycle of sars-cov2. the replication cycle of sars-cov2 involves two viral proteases, the main protease (3clpro) and papain-like protease (plpro), and one human host protease, transmembrane serine protease type-ii (tmprss2) [4] [5] [6] [7] . the viral currently available viral protease inhibitors. in addition, we analyzed the pharmacokinetic profiles of these drugs to predict their successful use as anti-sars-cov2 therapeutics. the homology structural model of human tmprss2 (np_005647.3) was built by using the tools of the swiss-model modeling server and the deepview/swiss-pdbviewer 4.01 software [21] . the best model for tmprss2 was obtained using the crystal structure of serine protease hepsin with an inhibitor bound (protein data bank (pdb) identifier (id): 5ce1) as a template. hydrogen atoms were added and partial charges were assigned for the energy refinement. the obtained model was subjected to molecular dynamic (md) simulations using namd 2.12 [22] , as described in ortega et al. [23] using the charmm force field [24] and gasteiger charges. the obtained structure represents the lowest energy frame of the md simulations. the quality of the model was validated via prosaweb [25] and procheck programs [26] . the coordinates for the sars-cov2 main protease, papain-like protease, and hiv protease were obtained from the protein data bank, pdb ids 6lu7, 6wuc, and 3lzs, respectively. the pdb files were optimized by removing co-crystallized molecules and all crystallographic water molecules before being used for further computational analysis. hydrogens were added and partial charges were assigned to all atoms. the obtained pdb files for each protein were further submitted to restrain the molecular mechanics refinement. all molecular dynamic simulations described in this study were performed with namd 2.12 [22] and vegazz 3.1.0.21 software [24, 27] as described in ortega et al. [23, 28] . for each protein, the substrate-binding site located in the catalytic site was identified by using the achilles blind docking server [29] with a respective ligand. the three-dimensional (3d) structure of each inhibitor was obtained from pubchem. molecular docking was performed with vina/vegazz 3.1.0.21 with 30 iterations for each compound. results were prioritized according to the predicted binding free energy in kcal/mol. the results collected from the docking simulation were visualized via the biovia discovery studio visualizer 17.2.0 software. a comprehensive analysis of physicochemical descriptors, parameters related to administration, distribution, metabolism, and elimination (adme), drug-like nature, and medicinal chemistry for famotidine and other protease inhibitors was carried out using swissadme tools [30] . these tools were accessed through the website at http://www.swissadme.ch. moreover, a two-dimensional (2d) representation for the chemical structures of all drugs examined in this report are shown in table 1 . table 1 . chemical structure of the compounds evaluated as protease inhibitors. chemical structure the viral and host proteases play a pivotal role in the sars-cov2 replication. the viral sars-cov2 genome codifies two proteases: the main protease (3clpro) and papain-like protease (plpro). both enzymes were studied as possible targets for antiviral drugs [9, 10] . as reported, hiv inhibitors such as lopinavir and darunavir could block the hiv main protease [14] , while antivirals such as ribavirin, naphthalene derivative, and phenylthioacetic acid derivatives block the plpro [31] . however, it is not clear whether these compounds could be used in combating the sars-cov2 infection. thus, despite testing well-known antiviral drugs, the search for new anti-sars-cov2 therapeutics is urgently required. a drug-repurposing strategy provides an opportunity to discover new effects for already existing fda-approved drugs, and it promises the shortest time to begin a clinical trial [15] . retrospective clinical studies showed that famotidine, a histamine type 2 receptor antagonist, could improve the clinical outcome in patients diagnosed with covid-19 [32] . in addition, recent computational analysis of therapeutic targets for sars-cov2 reported that famotidine could be a hit compound. [33] . thus, we hypothesized that famotidine can inhibit the proteases involved in the viral replication. to gain a deeper understanding if famotidine indeed can interact with the catalytic site of these enzymes, we performed detailed in silico analysis. the main protease, also named chymotrypsin-like protease (3clpro), of sars-cov2 shares~95% homology with 3clpro of sars-cov. structurally, these proteases are also very similar, showing only subtle differences (root median squared of 2.75, in the 306 cα atoms) [34] . moreover, both enzymes functionally belong to a cysteine protease group. the sars-cov2 main protease has a binding site with a catalytic dyad formed by his41 and cys145, and several subsites designated as s1 (his163, glu166, cys145, gly143, his172, and phe140), s2 (cys145, his41, and thr25), s3 (met165, met49, and his41), s4 (met165 and glu166), and s5 (gln189, met165, and glu166) ( figure 1a ). the main protease is responsible for the proteolysis of pre-proteins associated with the viral replication machinery such as rna-dependent rna polymerase, a helicase, and an exoribonuclease, among others. prior reports showed that anti-hiv drug lopinavir could block the activity of both sars-cov and sars-cov2 proteases [16, 35, 36] . thus, in this work, we used a priori docking with lopinavir to define the substrate-binding site in the sars-cov2 main protease [14, 37] . after determining the binding site coordinates, we analyzed the binding pattern and binding free energy of famotidine to the main sars-cov2 protease. the results obtained for famotidine were compared with two hiv protease inhibitors, lopinavir and darunavir (table 2 ). both lopinavir and darunavir showed lower binding free energy (−9.0 kcal/mol and −8.3 kcal/mol, respectively) as compared to famotidine (−6.4 kcal/mol), which is likely related to the chemical features of each inhibitor. nevertheless, each compound (famotidine, lopinavir, and darunavir) could interact with the key residues, his41 and cys145, related to the catalytic activity of the main protease ( figure 1b -d). lopinavir and darunavir were able to produce hydrogen bonds, π-π, and π-sulfur interactions, with hys41 and cys145 residues of the catalytic center and with residues of the subsites s1, s3, and s5 (met49, his54, his163, met165, pro168, arg188, gln189, and thr190) ( figure 1c ,d, respectively). famotidine adopted a distinct binding mode as compared to lopinavir and darunavir. it also produced hydrogen bonds, π-π, and π-sulfur interactions with residues of the catalytic center (hys41 and cys145), but it interacted with different residues of the subsites s1, s2, and s4 (thr24, thr25, hys41, thr45, ser46, phe140, leu141, ser144, cys145, hys163, and glu166) ( figure 1b ). the detailed interaction patterns of lopinavir, darunavir, and famotidine with the main protease are shown in the 2d diagrams in figure 1 . the papain-like protease (plpro) is also a cysteine protease. however, in contrast to the main protease, plpro possesses an asp/his/cys catalytic triad within the substrate-binding site critical for its catalytic activity ( figure 2a ; the active site is shown in blue and the catalytic triad is shown in yellow) [31] . these residues (asp286, his275, and cys111) are located within two main domains of plpro. cys111 is located within the central domain, which is mostly composed of α-helices, while his275 and asp286 are located in the c-terminal region, which is composed of a β-sheet [31] . plpro is responsible for the cleavages of the n-terminus of the polyprotein to release nsp1, nsp2, and nsp3, non-structural proteins associated with the viral replication [38] . furthermore, plpro also has other functions such as de-ubiquitination and de-isgylation (isg: interferon-stimulated gene) related to antagonizing the host's innate immunity. compounds described as inhibitors of the sars-cov plpro could potentially inhibit the activity of the sars-cov2 plpro [39] . thus, we performed the molecular docking analysis to determine the binding free energies and the binding pattern of such compounds to the sars-cov2 plpro, and we compared the results to those obtained for famotidine. firstly, using the crystal structure of plpro (pdb id: 6wuc) and castp 3.0 software, we performed topological analysis of the substrate-binding pocket of the sars-cov2 plpro [28] . this pocket exhibits a solvent-accessible area of~60 å and it involves the following residues: trp106, asn109, cys111, tyr112, leu162, gly163, arg166, met208, ser245, ala246, tyr264, gly271, his272, tyr273, thr301, and asp302. next, we performed a priori docking using a common antiviral drug ribavirin as a ligand to confirm our analysis and to define the binding site coordinates. then, we performed molecular docking of famotidine, ribavirin, and two other compounds described as the sars-cov plpro inhibitors ( figure 2b -e, respectively; table 3 ). our results indicated that all the evaluated compounds could interact in the substrate-binding site via several electrostatic interactions and hydrogen bonds. ribavirin mainly interacted with the following residues: asp164, ser245, ala246, tyr264, tyr273, thr301, and asp302 via van der waals interactions, hydrogen bonds, salt bridges, sulfur-x, and π-alkyl interactions. the binding free energy of ribavirin to the sars-cov2 plpro was −6.1 kcal/mol, while the sars-cov inhibitors showed slightly lower binding free energy (−6.4 kcal/mol). the main interactions of these inhibitors with the sars-cov2 plpro involved the following residues: leu162, asp164, pro248 tyr264, tyr273, and thr301. among the analyzed compounds, famotidine exhibited the highest binding free energy (the lowest affinity) of −5.0 kcal/mol. the main interactions between famotidine and the sars-cov2 plpro within the binding site involved the following residues: asp164, arg166, ser245, ala246, pro247, pro248, and tyr273, and they occurred mostly via hydrogen bonds. all the interactions between the sars-cov2 plpro and the inhibitors evaluated in this work are shown in the 2d diagrams in figure 2 . table 3 . binding free energies calculated for famotidine and other protease inhibitors upon docking to the sars-cov2 papain-like protease. pubmed id binding free energy (kcal/mol) biomolecules 2020, 10, 954 8 of 22 the viral replication cycle of sars-cov2 starts with an interaction between the viral spike protein and the angiotensin-converting enzyme 2 (ace2) receptor expressed on the surface of the target host [40] . then, proteolytic priming occurs in the viral spike protein, allowing the exposure of the fusion motive related to the endosome formation that allows the release of the viral rna into the host cytosol [7, 41] . the human host protease tmprss2 is involved in this processing of sars-cov2 [7] . as reported, protease inhibitors derived from benzoic acid such as nafamostat and camostat showed an antiviral effect against sars-cov2 in vitro by blocking tmprss2 protease activity [7, 42] . this protein contains an intracellular domain (residues 1 to 84), transmembrane spanning domain (residues 84-106), low-density lipoprotein receptor domain (ldlra: residues 133-147), and two extracellular domains. to date, there is no crystal structure solved for tmprss2. thus, we developed a homology model by using a crystal structure of a serine protease hepsin (pdb id: 5ce1) as a template. the homology model of tmprss2 showed two extracellular domains: the cysteine-rich domain (crd) (residues 148-242) and the serine protease domain (spd) (residues 255-489), with the presence of ser441 as a catalytic residue ( figure 3a ). the quality of our homology model was validated using the validation server, and it is depicted with the ramachandran and the prosa plots shown in figure 3b and c. the ramachandran plot denotes the phi and psi angles of each residue that are related to its structural configuration and indicates if these residues are in an energetically favorable conformation. the assessment of the ramachandran plot indicates a good overall geometry for the model, with~98% of the residues in the most favored regions. on the other hand, the prosa plot contains the z-scores of all experimentally determined protein chains in the current pdbs. in this plot, groups of structures from different sources (x-ray, nmr) are distinguished by different colors. our model has a z-score of −8.7 for the overall quality (black dot denoted with yellow circle), which is within the range of scores typically found for native proteins of similar size. thus, this model is suitable for molecular docking calculations. in our molecular docking analysis, we used antivirals nafamostat and camostat as positive controls ( figure 4c ,d, respectively). both compounds interacted within the active site of tmprss2 with the following residues: his296, leu419, asp435, ser436, cys437, trp461, gly462, gly464, and cys465 via electrostatic interactions and hydrogens bonds. the binding free energy for nafamostat was −7.4 kcal/mol and that for camostat was −6.4 kcal/mol (table 4 ). famotidine interacted with his296, asp435, gly439, ser436, ser441, and gly464 within the catalytic site mostly via hydrogen bonds ( figure 4b ). the binding free energy for famotidine (−5.8 kcal/mol) ( table 4 ) was higher than for nafamostat and camostat, indicating its lower affinity to tmprss2 as compared to two other drugs. the detailed interactions between tmprss2 and the inhibitors evaluated in this work are shown in the 2d diagrams in figure 4 . several reports published in the 1990s showed that class a gpcr antagonists, including famotidine, could block hiv replication in vitro [43, 44] . however, the exact mechanism related to famotidine inhibition was never determined, mainly due to the approval of more potent hiv inhibitors. interestingly, hiv has a protease that plays a pivotal role in virus replication by processing the viral polyprotein into mature and functional proteins [45] . the hiv protease is an aspartyl protease and, together with the reverse transcriptase and the integrase, they are the main targets for hiv therapy [46] . there are several drugs approved by the fda as hiv protease inhibitors. for example, lopinavir and darunavir are commonly used as anti-hiv therapeutics. as described earlier in this report, these two antiviral drugs could bind to the main protease of sars-cov2 [42] . we hypothesized that the earlier observed antiviral effect of famotidine against hiv could be related to its interaction with the hiv protease. in order to evaluate this hypothesis, we performed molecular docking of famotidine to the hiv protease. for this analysis, we used the crystal structure of lopinavir-bound hiv protease (pdb id: 2q5k) and of darunavir-bound hiv protease (pdb id: 4ll3) ( figure 5c ,d, respectively). our results indicated that both hiv inhibitors have lower binding free energy (higher affinity) (−10.4 kcal/mol and −10.5 kcal/mol, respectively) than famotidine (−6.4 kcal/mol) ( table 5 ). the hiv inhibitors produced more electrostatic interactions like π-π stacking and π-alkyl interactions with the active site of hiv protease than famotidine. nevertheless, famotidine via hydrogen bonds was able to interact with several residues within the active site, including gly27, which plays a critical role in the structural geometry of the active site ( figure 5b ) [47] . the binding poses and the main interactions with the hiv protease for all the examined inhibitors are shown in figure 5 . all drugs examined in this work could interact with their targets to produce an inhibitory effect. thus, pharmacodynamically, these drugs should act as inhibitors of the respective proteases in sars-cov2. however, often, the results obtained by in silico analyses and in vitro experiments cannot be reproduced in vivo, likely due to drug pharmacokinetic parameters that cannot be fully assessed in the early, experimental stage. in order to gain a deeper understanding if the pharmacokinetic parameters of the sars-cov2 protease inhibitors could be related to positive outcomes in the therapy, we analyzed the adme parameters of famotidine and compared with several known antiviral drugs such as ribavirin, lopinavir, and nafamostat, which were evaluated against sars-cov2. the adme parameters were determined by using the tools available on the swissadme server. the assessment of "drug likeness" in pharmaceutical research is associate with lipinski's "rule of five" that established guidelines for the characteristic of permeable compounds through biological membranes. swissadme used six physicochemical parameter derivatives from lipinski's "rule of five" represented as radar plots of molecule properties. the red area represents "good" property space for oral bioavailability, and the red bold line represents values of calculated properties of the analyzed molecule. when a compound satisfies the "rule of five", it has molecular properties similar to those of typical bioavailable drugs. however, there are some exceptions from the "rule of five" for certain drug classes (i.e., antibiotics, antifungals, vitamins, and cardiac glycosides). all the analyzed drugs are fda-approved and their pharmacokinetics parameters are well known. in figure 6 , we summarize the main adme parameters in the radar representations for each drug property, including lipophilicity, size, polarity, solubility, saturation, and flexibility. interestingly, only ribavirin and famotidine exhibited all the properties characteristic for orally available drugs. of note, famotidine is more polar than ribavirin. all examined compounds except lopinavir have low predicted absorption in the gastrointestinal tract. the water solubility of a drug is related to its absorption, formulation, and administration pathway. thus, we evaluated the water solubility of lopinavir, nafamostat, ribavirin, and famotidine by using three predictors. the swissadme server uses two topological methods to predict aqueous solubility, the esol (estimated solubility) model and the model adapted from ali et al. [48, 49] . the third predictor for solubility was developed by silicos-it. all predicted values are shown as decimal logarithms of the molar solubility in water (log s). the values obtained for each inhibitor are shown in table 6 . ribavirin and famotidine have higher water solubility with logs (esl) of −0.21 and −1.25, respectively than lopinavir and nafamostat (logs (esl) of −6.64 and −3.4, respectively). lopinavir showed the lowest water solubility among the four analyzed drugs. interestingly, lopinavir has a very flexible structure and larger size as compared to the other three inhibitors. on the other hand, nafamostat has a higher number of unsaturated bonds than the other analyzed drugs. both the size and the high content of unsaturated bonds are likely related to the lower solubility of lopinavir and nafamostat. all the analyzed drugs are fda-approved and their pharmacokinetics parameters are well known. in figure 6 , we summarize the main adme parameters in the radar representations for each drug property, including lipophilicity, size, polarity, solubility, saturation, and flexibility. interestingly, only ribavirin and famotidine exhibited all the properties characteristic for orally available drugs. of note, famotidine is more polar than ribavirin. all examined compounds except lopinavir have low predicted absorption in the gastrointestinal tract. figure 6 . the analysis of pharmacokinetic parameters of protease inhibitors. chemical structures and administration, distribution, metabolism, and elimination (adme) parameters for famotidine, ribavirin, lopinavir, and nafamostat, drugs that were evaluated as sars-cov2 inhibitors, are shown. figure 6 . the analysis of pharmacokinetic parameters of protease inhibitors. chemical structures and administration, distribution, metabolism, and elimination (adme) parameters for famotidine, ribavirin, lopinavir, and nafamostat, drugs that were evaluated as sars-cov2 inhibitors, are shown. the colored zone is a suitable physicochemical space for oral bioavailability obtained using the swissadme software. the compounds were scored based on the structure and whether these parameters fit into the values established for each indicator related to oral bioavailability. lipo (lipophility), size (size), polar (polarity), insolu (insolubility), insatu (instauration), and flex (flexibility). the 2d structures of each drug are shown with the specific atoms represented as follows: carbon in gray, oxygen in red, nitrogen in blue, and sulfur in yellow. in the late stage of the disease, the sars-cov2 replication occurs mainly in the lungs. thus, in order to produce a positive effect, an antiviral compound needs to reach the pulmonary tissue. high gastrointestinal absorption of a drug would be advantageous for fast tissue distribution. in fact, fda-approved drugs currently used for treatment of sars-cov2 such as chloroquine, camostat, and lopinavir have high gastrointestinal absorption. however, in the case of lopinavir, reaching the pulmonary tissue could be delayed due to its high volume of distribution, which is associated with its tight binding to plasma proteins [50] [51] [52] [53] . on the other hand, famotidine has low gastrointestinal absorption; however, due to its high polarity, it could be given intravenously. the intravenous route of drug administration increases the probability of reaching the tissue target. thus, if administered intravenously, famotidine has a better chance to be a successful anti-sars-cov2 drug in the late stage of infection than lopinavir. thus, in order to develop efficient anti-sars-cov2 therapy, the pharmacokinetic parameters associated with drug absorption, metabolism, and distribution need to be carefully taken into account. initially, sars-cov2 antiviral treatment strategies were adopted based on the prior clinical approaches used for combating the viral respiratory infections, mainly the sars-cov infection. these strategies included treatments with interferon-alpha, lopinavir/ritonavir combination, ribavirin, and chloroquine [54] [55] [56] . however, the outcomes of these treatments were not as good as expected, mainly due to low viral clearance and side effects. thus, multiple research groups currently focus on basic research approaches using in silico and in vitro screenings to quickly find new therapeutic alternatives [57, 58] . in a pandemic situation, time is crucial. thus, adopting already existing drugs for identifying new functions of these drugs, known as drug repurposing, could decrease the time and cost of developing new therapy [15] . the screening of large libraries of compounds already approved by the fda against the main targets in sars-cov2 can assure an accelerated start to clinical trials [59] . the sars-cov2 replication cycle offers several steps that could be used as molecular targets for antiviral drugs. the most evaluated are viral entry, the main protease, the papain-like protease, and the rna-depended rna polymerase [60] [61] [62] . the computational and in vitro analyses of these targets and specific antiviral drugs are ongoing and some were already reported [33] . based on the results of these studies, some clinical trials of antiviral drugs against sars-cov2 are currently in progress. in this study, by using computational analyses, we examined the therapeutic potential of famotidine as an anti-sars-cov2 drug. structurally, famotidine is a member of 1,3-thiazoles, a sulfonamide, and a member of guanidines. this histamine type 2 receptor antagonist was never tested as an antiviral agent against coronavirus. however, as reported in the 1990s, famotidine could inhibit hiv replication in vitro, but its mechanism of action was never clarified [43, 44] . recently, in silico analysis of the sars-cov2 targets and their potential new inhibitors suggested that famotidine could possibly target the sars-cov2 main protease [33] . thus, in this study, we analyzed if famotidine could also inhibit other proteases involved in the viral replication and, thus, similarly to ribavirin, act as a broad-antiviral agent. ribavirin, a purine nucleoside analogue demonstrated efficacy against variety of dna and rna viral infections [33, 63] . the overwhelming success of ribavirin is largely related to its excellent performance in synergy with standard or pegylated interferon-alpha in chronic hepatitis c virus (hcv) infection [64, 65] . our in silico analysis revealed that famotidine can interact with the sars-cov2 main protease with a binding free energy of −6.4. moreover, it could also interact with two other proteases involved in sars-cov2 replication, the viral plpro and human host tmprss2. however, the binding free energies for these proteases (−5.0 and −5.8, respectively) were higher (lower affinities) than for the main protease. nevertheless, these results indicate that famotidine could bind non-specifically to all proteases involved in virus replication with rather low binding affinity. thus, it seems that, similarly to ribavirin, the best therapeutic effect of famotidine could be achieved in combination therapy with other antiviral drugs [64, 65] . the binding affinity of famotidine to the viral and host proteases could be related to its chemical structure that lacks multiple aromatic rings as compared with other inhibitors, thus showing higher binding free energy (tables 1-4) . these aromatic rings produce electrostatic interactions such as π-π interactions and π-alkyl interactions with the residues in the catalytic site of the enzyme that stabilize the compound and decrease the binding free energy. the molecular docking score functions are used to assign a binding free energy value that could be in relation to the binding efficacy of the molecule to the active site. in this work, we refer to this efficacy as an affinity for the binding site. however, further in vitro assays are necessary to validate this data and to establish a correlation between the affinity values and experimental drug binding constants for each enzyme. nevertheless, the high binding free energy of famotidine reflects its low target specificity. thus, to enhance the potential positive outcome of famotidine therapy, it is highly likely that it has to be administered together with other antiviral drugs. the combination of famotidine and hydroxychloroquine could be a valid approach to treat sars-cov2 infection. hydroxychloroquine elevates the ph of acidic intracellular organelles, such as endosomes and lysosomes, essential for membrane fusion. thus, this drug could inhibit endosome-mediated viral entry [66, 67] . in addition, ph elevation impairs enzymes involved in protein posttranslational modifications. indeed, hydroxychloroquine could inhibit sars-cov cellular entry through changing the glycosylation pattern of ace2 receptor and spike protein [68] . thus, hydroxychloroquine is a non-specific antiviral drug that could improve the effectiveness of other antiviral drugs when administered simultaneously. multiple studies evaluating a combination of hydroxychloroquine with other antiviral drugs are ongoing (nct04370782, nct04374019, nct04373044). for example, a small open-labeled, non-randomized clinical trial from france, evaluating hydroxychloroquine, demonstrated its positive effect in combination with azithromycin [69] . however, larger randomized controlled clinical trials are needed to attain deeper knowledge about the positive effect of these drugs combination. another clinical trial evaluating hydroxychloroquine in combination with camostat recently began in germany (nct04338906). a combination of these two drugs should produce a synergistic effect by inhibiting two main mechanisms associated with the early stage of viral entry. a combination therapy of hydroxychloroquine with famotidine could possibly achieve synergy by blocking both the early infection stage with hydroxychloroquine and the late stage with famotidine. the analysis of pharmacokinetic parameters of famotidine revealed that the anti-sars-cov2 effect of this drug could likely be achieved only if famotidine is administered intravenously. famotidine exhibits low gastrointestinal absorption and it has a low volume of distribution; thus, if given orally, it would most likely not be able to reach the target respiratory pathway to produce an antiviral effect. therefore, drugs with low gastrointestinal absorption and low volume of distribution such as famotidine and nafamostat should be given via intravenous injection in the clinical setup. on the other hand, compounds such as hydroxychloroquine or ribavirin that have high gastrointestinal absorption and high volume of distribution [53] should achieve therapeutic effect upon oral administration. unexpectedly, anti-hiv drug lopinavir, despite its high gastrointestinal absorption, proved to be ineffective against sars-cov2 infection. the poor outcome of lopinavir treatment could be related to other pharmacokinetic parameters of this drug such as high metabolism and low bioavailability [17, 53] . although the volume of distribution of lopinavir upon its oral administration is reasonably small (~16.9 l) [53] , this drug tightly binds to plasma proteins (over 90%) [53] . thus, its plasma concentration of free drug is likely too low to reach the pulmonary tissue to target sars-cov2. thus, in order to develop successful effective antiviral therapy targeting sars-cov2, the pharmacokinetic parameters should be carefully taken into consideration. altogether, in this study, we showed that famotidine could be used as an antiviral agent against sars-cov2, targeting proteases involved in the virus replication, mostly the main protease, as well as the viral plpro and human host tmprss2. based on our analysis, it is unlikely that famotidine would produce a strong antiviral effect. it is rather expected that famotidine should be administered together with other antiviral drugs in order to 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coronavirus infection and spread hydroxychloroquine, a less toxic derivative of chloroquine, is effective in inhibiting sars-cov-2 infection in vitro hydroxychloroquine and azithromycin as a treatment of covid-19: results of an open-label non-randomized clinical trial key: cord-295807-68sukdb1 authors: quade, bianca n.; parker, mark d.; occhipinti, rossana title: the therapeutic importance of acid-base balance date: 2020-10-09 journal: biochem pharmacol doi: 10.1016/j.bcp.2020.114278 sha: doc_id: 295807 cord_uid: 68sukdb1 baking soda and vinegar have been used as home remedies for generations and today we are only a mouse-click away from claims that baking soda, lemon juice, and apple cider vinegar are miracles cures for everything from cancer to covid-19. despite these specious claims, the therapeutic value of controlling acid-base balance is indisputable and is the basis of food and drug administration-approved treatments for constipation, epilepsy, metabolic acidosis, and peptic ulcers. in this narrative review, we present evidence in support of the current and potential therapeutic value of countering local and systemic acid-base imbalances, several of which do in fact involve the administration of baking soda (sodium bicarbonate). furthermore, we discuss the side effects of pharmaceuticals on acid-base balance as well as the influence of acid-base status on pharmacokinetic properties of drugs. our review considers all major organs systems as well as information relevant to several clinical specialties such as anesthesiology, infectious disease, oncology, dentistry, and surgery. the normal function of nearly all physiological processes in the body depends on maintenance of appropriate acid-base balance. the value of intracellular ph and interstitial ph strongly depends on the value of arterial blood ph, which ranges between 7.35 and 7.45 under normal physiological conditions. when ph deviates from its normal range, ph-dependent enzymes and membrane transport proteins may not work properly and metabolic pathways can be negatively affected. acidemia, which is defined as arterial ph lower than 7.35, can cause a variety of disturbances including arterial vasodilation, insulin resistance, compromised immune function, and reduced neuronal excitability. alkalemia, which is defined as arterial ph greater than 7.45, can also cause many disturbances including reduced myocardial blood flow and seizures. thus, it is imperative that the value of blood ph is tightly controlled. therapies for acid-base disturbances are not new. infusion of sodium carbonate (na2co3) into cholera patients to compensate for loss of serum alkali in diarrhea was recorded in the 1830s [1] and the commercial production of sodium bicarbonate (nahco3) for use as an antacid (brioschi®) apparently dates back to the 1880s. since then, decades of research advances have led to a broad appreciation of the importance of acid-base balance in health and disease. this research is now coming to fruition in the form of inspired and effective medical advances. at the same time, some in the alternative medical community have seized on anecdotes and the results of limited trials to generate ubiquitous clickbait headlines about the miraculous properties of household acids and bases such as baking soda and, in some cases, propagate conspiracy theories about suppression of this information. in the first major section of our review (2 acid-base homeostasis) we discuss how the body controls the abundance and distribution of acids and bases in order to achieve acid base homeostasis. we describe the importance of the powerful co2/hco3buffer system, the vital functions of the lungs and kidneys in excreting excess acids and bases, the role of membrane transport proteins and carbonic anhydrases in the local redistribution of acids and bases, and the drugs that can be harnessed to control these processes. in the second major section of our review (3 systemic acid-base disturbances) we discuss the causes and consequences of generic acidbase imbalance caused by disturbances in co2 and hco3levels and how our knowledge of their etiology has informed therapeutic strategies. our third and fourth major sections (4 applications by organ system and 5 other applications by clinical specialty) bring together a wealth of information from in vitro, in vivo, and clinical studies that demonstrate the current and potential utility of acid-base-balance correcting therapies. for each organ system or clinical specialization, as appropriate, we provide the fundamental physiological aspects of normal acid-base balance, the pathological consequences of systemic and local acid-base disturbances, as well as considerations of corrective therapies based on restoring (or harnessing the agents of) acid-base balance. in our fifth and final major section (6 ph-dependent aspects of pharmaceutical therapy) we discuss how acid-base chemistry can influence drug pharmacokinetic properties and how this phenomenon can be advantageous for optimizing therapeutic interventions. our review highlights an emerging and dynamic field of research that is in the process of translating numerous basic scientific findings into clinical therapies. these findings appear to touch on nearly all aspects of health. we note a wide array of therapeutic paradigms developed around the control of acid-base balance including numerous reports of the successful application of nahco3, the so-called 'enemy of the pharmaceutical industry,' to the amelioration of disease signs in animal models and in limited clinical trials. although studies of the role of acid-base balance in health and disease have resulted in the generation of several fda-approved pharmaceuticals such as contraceptive gels and gastric-acid suppressors, systematic reviews of random trials of the clinical effectiveness of nahco3 itself tend to be circumspect in their conclusions. a note to the reader: we, the authors, are basic scientists and do not intend this review to serve as a diagnostic or therapeutic guide. in many cases, a lack of consistency among study methods and subject demographics makes it difficult to draw firm conclusions regarding outcomes. for these reasons it is also impossible to extrapolate findings of therapeutic effectiveness in animal models and limited trials into an assessment of general clinical utility. but, in as much as we are reporting potential, we have not discounted any positive outcomes. finally, we note that the scope of this narrative review is extremely broad and the literature is extensive. for this reason, we have often cited reviews instead of primary literature in order to simplify the document and provide a cue to further reading. we apologize in advance to any authors whose work we have omitted. the maintenance of blood ph in the face of a ~40-70 meq h + /day acid load imposed by diet and metabolism (net endogenous acid production: neap [2, 3] ), requires robust homeostatic mechanisms. regulation of blood ph and, by extension, the entire extracellular fluid compartment depends on the interplay between (i) the urinary system, which controls the blood bicarbonate concentration ([hco3 − ]), and (ii) the neuro-respiratory systems, which control the partial pressure of co2 (pco2, see figure 1 ). the kidneys perform the tasks of generating hco3 -, depositing it into circulation, and recycling hco3from filtered plasma back into circulation (see figure 2 ). the lungs exhale co2, with respiratory drive being controlled by chemosensitive neural circuitry [4] . a third mechanism of defense, which does not exactly regulate ph but only tends to minimize its changes, is provided by the multitude of buffer systems present in the extracellular fluid compartment. among these, the most powerful is the co2/hco3 − buffer system, the efficacy of which is conferred by the body behaving as an open system, with respect to co2, from which co2 can escape [5] . a feature of the co2/hco3 − buffer system is that the first of the two-step reactions that describe the interconversion between co2 and hco3 − (co2 +h2o ⇌ h2co3 ⇌ hco3 − + h + ) is very slow unless catalyzed by a carbonic anhydrase (ca) enzyme. thus, efficient buffering requires the presence of a ca. the henderson-hasselbalch equation [6] describes how [hco3 − ] and pco2 determine ph:   2 3 co 10 2 [hco ] ph = p + log . pco k s four of the 14 members of the monocarboxylate transporter family (mcts, slc16a1-14 [30] ) are h + -coupled lactate transporters (mct1-4). mct1 and mct4, being expressed in tumors, are of main therapeutic interest. the directionality of their transport process is determined by kinetic, thermodynamic, and situational considerations; for example the widely expressed isoform mct1 typically mediates h + /lacimport, while mct4, which is abundantly expressed in glycolytic (i.e., lactate-producing) cells such as cancer cells and astrocytes, mediates h + /lacexport [31] . members of several other solute carrier families also cotransport h + with their substrates such as the h + -coupled oligopeptide transporters of the slc15 family (e.g., peptt1 [32]) or the h + -coupled neurotransmitter transporters of the slc1 family (e.g., the excitatory amino acid transporter eaat1 [33]). the mct1 inhibitor azd3965 [34] is currently in phase i clinical trial for its effectiveness in treating cancer (clinicaltrials.gov identifier: nct01791595). there are several membrane proteins that conduct h + but share no obvious commonality in protein sequence. one group act as h + -selective channels and include the voltage-gated h +channel hv1 (hvcn1 [35] ) and the voltage-independent h + conductors slc4a11 [36] and otopetrin 1 (otop1 [37]). all permit the movement of h + down their transmembrane electrochemical gradient, but each differ in their regulation of gating. hv1 only opens when the gradient favors h + efflux, slc4a11 favors h + influx (particularly at elevated phi [38] , perhaps to defend phi), and otop1 also favors h + influx (particularly at low phe, perhaps consistent with its sensory role). in acidotic conditions, the transient receptor potential cation channel subfamily v member 1 (trpv1) can also mediate a significant, but non-canonical, acid-loading h + conductance [39] . we are unaware of any fda-approvals for inhibition of this class of proteins, with the exception of trpv1 agonists whose influence on h + conductance is untested. although there is no description of a hco3 --specific ion channel, several anion channels have significant hco3permeability. the electrochemical gradient for hco3typically favors hco3 -efflux. these channels include the cystic fibrosis transmembrane regulator (cftr [40]), the ca 2+activated cl --channel anoctamin 1 (ano1 [41]), as well gaba-and glycine-activated cl -channels (gabr and glr families [42] ). drugs such as ivacaftor (kalydeco®, increases cftr channel open probability), or cocktails that include ivacaftor and one or more of the cftr folding chaperone drugs elexacaftor/lumacaftor/tezacaftor (e.g., orkambi®, symdeko®, trikafta®) are indicated for the treatment of cystic fibrosis by the restoration of certain defective cftr channels. both ivacaftor and tezacaftor rescue the hco3permeability of the δ508-cftr mutant. in fact the rescued mutant has a greater hco3 -:clpermeability ratio than wild-type cftr, which may be therapeutically valuable. the importance of cftr-mediated hco3secretion is discussed in sections 4.3 the respiratory system, 4.8 the lower digestive system, and 4.9 the urinary system). five of the ten members of the slc4 family of proteins mediate some form of na + -coupled hco3 --transport [43]. nbce1 and nbce2 (slc4a4 and slc4a5) are electrogenic na + /2hco3cotransporters that may either act as acid-extruders or acid-loaders, depending on the electrochemical gradient. for example, nbce1 mediates hco3efflux in renal proximal tubule epithelia, but hco3influx in pancreatic duct epithelia. the remaining three are all acid extruders. nbcn1 (slc4a7) is an electroneutral na + -hco3cotransporter, while ndcbe (slc4a8) is an electroneutral na + -driven cl -/hco3exchanger. nbcn2/ncbe (slc4a10) has been described as being capable of both actions. we are unaware of any fda-approvals for inhibition of this class of proteins, nor of any drug that is specific for this class of protein. we note however that the nonsteroidal anti-inflammatory drug tenidap, which failed clinical trials for the treatment of rheumatoid arthritis due to renal and hepatic toxicity, is an effective blocker of nbce1 and nbce2 [44,45]. equation (1) and figure 4 show that, provided that pco2 remains constant, (i) a fall in extracellular [hco3 − ] causes ph to decrease whereas (ii) a rise in extracellular [hco3 − ] causes blood ph to increase. these two cases describe states of metabolic acidosis (mac) and metabolic alkalosis (malk), respectively. equation (1) also indicates that ph can return towards its normal physiological value by a decrease in extracellular pco2 (in case 'i') or an increase in extracellular pco2 (in case 'ii'). this compensatory normalization of the [hco3 -]:pco2 ratio to restore ph, describes the physiological response of the neuro-respiratory system to mac and malk. moreover, equation (1) and figure 4 show that, provided that [hco3 -] remains constant, (iii) a rise in extracellular pco2 causes blood ph to decrease whereas (iv) a decrease in extracellular pco2 causes blood ph to rise. these two cases describe states of respiratory acidosis (rac) and respiratory alkalosis (ralk), respectively. again, equation (1) indicates that ph can return towards its normal value by an increase (case 'iii') or decrease (case 'iv') in extracellular [hco3 − ], describing the compensatory physiological response of the urinary system to rac and ralk. mac, malk, rac, and ralk are usually referred to as the four classic/simple acid-base disturbances. respiratory compensations usually occur quite rapidly, within an hour of the appearance of the metabolic disorders and are fully resolved within 12 to 36 hours. in contrast, metabolic responses to respiratory disorders occur more slowly and may take up to several days to fully resolve as they require remodeling of acid-base handling mechanisms in the urinary system. the most rapid response-and the first line of defense of our body-to an acid-base disorder is given by chemical buffering which usually occurs within minutes. in the following four sub-sections we will review the causes, consequences, and therapeutic paradigms for each of the four systemic acid-base disturbances. several of these considerations are also relevant to the resolution of local acid-base disturbances and will be revisited in sections 4 and 5. for a more complete and clinical perspective on these disturbances in isolation, and in combination, we refer the reader to reference [51] . metabolic acidosis is defined as acidemia due to a primary pathological deficit in [hco3 -] rather than a physiological, compensatory lowering of [hco3 -] in response to respiratory alkalosis [52] . the body can counter acid shifts in plasma ph in the short term by increasing respiratory drive to lower co2 and, in the longer term, by increasing renal h + excretion/hco3generation. however, if these compensatory systems are defective or overwhelmed, mac will result. for example: mac can result from diet, chronic kidney disease, and diabetes (diabetic ketoacidosis) or can follow acute myocardial infarction (lactic acidosis), mutations in renal acid-base transporters (renal tubular acidosis, see section 4.9), intoxication with compounds (e.g., aspirin), and diarrhea (loss of hco3 --rich secretions) [53] [54] [55] [56] [57] . clinical manifestations vary depending on underlying cause, but generally include weakness, nausea, and flushed skin [58] . as we shall see, chronic mac has severe consequences for long-term health. in cases where mac is secondary to another disturbance such as in diabetes or diarrhea, treatment of the underlying disorder is the ultimate goal. however, for short term remediation of mac, or for situations in which the primary defect is with acid-base homeostatic mechanisms, the typical course of action is 'alkali therapy' to address mac by normalizing plasma ph. this can be achieved via two mechanisms. the following paragraph describes therapies that increase base load while the final paragraph describes therapies that lower acid load. increasing base load. the simplest paradigm is administration of hco3salts. a direct rise in plasma [hco3 -] can be achieved either intravenously or by peritoneal dialysis. an indirect rise in plasma [hco3 -] can be achieved by oral dosing; as the parietal cells of the stomach replace neutralized stomach acid, they also generate new hco3 -, which is absorbed into circulation [59] . there are however a number of caveats associated with hco3administration [60] . one caveat is that the counter anion (usually na + or k + ) may contribute to fluid retention or k + imbalance. a second caveat is that the treatment has the potential to rapidly generate co2. with oral administration this can manifest as bloating or even gastric rupture, whereas with intravenous administration, the co2, if not effectively eliminated by the lungs, can enter cells causing a paradoxical intracellular acidification. a third caveat is that ph overshoot (i.e., overcompensation that creates its own ph disturbance) is possible if the dose is not well titrated. however, in practice, manifestation of the side effects associated with nahco3 administration is not a foregone conclusion [61, 62] . alternative vehicles for intravenous alkali delivery such as na2co3 and caco3 produce less co2 per neutralized h + and impose less of an osmotic stress [63] . carbicarb is a mixture of nahco3 and na2co3 that does not cause intracellular acidification [64, 65] . citrate salts provide a gentler, indirect mean of raising hco3as citrate is converted into hco3in the liver. alternative buffers such as tham (tris-hydroxymethyl aminomethane aka tris-base aka tromethamine aka trometamol) bind h + without generating co2 and the protonated product is readily cleared by the kidneys [66] . furthermore, because a certain proportion of tham is uncharged at physiological ph, it is cell permeable and can counter intracellular acidosis. other hco3 --replacing bases include lactate and acetate [67, 68] . finally, potential side effects can be ameliorated by administering buffers at a lower dose as part of an intravenous cocktail of buffers. for example, tribonat is a mixture that includes nahco3, na2hpo4, and sodium acetate [60, 67] . an added bonus of that mixture is that the inclusion of phosphate counters the hypophosphatemia associated with mac. dietary acid load is associated with lower serum hco3 [2, 69, 70] and thus there is scope for dietary correction of mac by, for example, adherence to a very low protein [71] or otherwise "alkaline" diet [72] . ph imbalance in mac can also be redressed by increasing h + excretion. the thiazide diuretic hydrochlorothiazide increases h + secretion by the renal collecting duct and has been used as an adjunct therapy with nahco3 for mac [73] . its role as a diuretic ought also to assist with excretion of the na + load associated with nahco3 treatment. veverimer is an orally dosed h + binding polymer that is in phase iii clinical trials at the time of writing for the treatment of mac in the context of chronic kidney disease (clinicaltrials.gov identifier: nct03710291). it binds h + in the stomach for eventual excretion in the feces [59, 74, 75] . moreover, the raising of gastric ph by veverimer prompts parietal cells to deposit hco3into circulation, mimicking the alkaline tide associated with feeding. another approach to counter mac, is to increase cellular h + consumption (and/or decrease lactic acid production) by metabolic means either by pyruvate administration or by stimulating pyruvate dehydrogenase using dichloroacetate (dca) [76, 77] . malk is defined as alkalemia caused by a primary excess of hco3 -. malk may follow volume depletion or hyperaldosteronism (promotes renal h + secretion), vomiting (eliminate gastric acid, stimulating an alkaline tide), or the use of certain pharmaceuticals that mimic those responses (loop diuretics, antacids). clinical manifestations can include confusion and tetany [58] . malk can also have a genetic cause. for example, liddle syndrome is associated with hyperactivity of the epithelial na + channel enac, the action of which promotes renal h + secretion [78] . besides treatment of the underlying conditions, correction of malk has been achieved using the ca inhibitor acz, which by itself results in mac [79] , by intravenous infusion of hcl [80] , or (if malk follows loss of gastric acid) the use of h2-receptor agonists to prevent alkaline tide [81] (see section 4.7.2). rac is defined as acidemia with a plasma pco2 > 45 mmhg at rest and at sea level [82] . it usually occurs when there is a disruption in the ventilatory system that causes a mismatch between the rate of co2 removal and the rate of co2 production, with consequent accumulation of co2 into the blood (i.e., co2 retention). this disruption can be caused by (i) inability of the lungs to remove the metabolically produced co2 (i.e., reduced ventilation), (ii) defects in co2 transport from tissue to lungs and (iii) overproduction of co2. reduced ventilation can result from a depression of the respiratory center (e.g., due to sedative overdose or brain injury), airway obstruction (e.g., due to vomit aspiration or laryngospasm), neuromuscular disorders (e.g., due to guillain-barré syndrome) or restrictive defects of the chest (e.g., due to impaired functioning of the diaphragm) [83] . defects of co2 transport that lead to hypercapnia are less common and usually the result of reduced pulmonary perfusion in response, for example, to cardiac arrest or pulmonary embolism. overproduction of co2 is rarely the sole cause of rac. in fact, under normal circumstances the body responds to increases in co2 production by appropriately increasing ventilation in order to remove the excess co2 and prevent hypercapnia. situations in which the lungs are unable to match the increased co2 production can occur in patients undergoing mechanical ventilation or with reduced respiratory reserve [82] . in fact, for therapeutic reasons, individuals on mechanical ventilation are often deliberately maintained in a state of ''permissive hypercapnia'' (see section 5.2). as for metabolic disturbances, rac can be either acute or chronic. acute rac occurs when pco2 rises very rapidly and the kidneys are unable to adequately increase hco3production to compensate in such a short amount of time. thus, only a very modest renal compensation occurs. on the contrary, during the longer timespan of chronic rac (such as with chronic obstructive pulmonary disease, copd), the kidneys are able to restore the acid-base balance by increasing acid excretion and hco3production [84] . treatment is usually directed towards reversing the underlying cause and also at restoring adequate alveolar ventilation, which can be accomplished by endotracheal intubation with mechanical ventilation or positive pressure ventilation [85] . because the sum of pco2 and po2 must be constant in the alveolar gas of patients breathing room air, hypercapnia leads to hypoxemia, a condition that can have consequences far more dangerous than those caused by hypercapnia [83] . consequently, management of acute respiratory acidosis is often also directed towards ensuring adequate oxygenation. administration of o2 must be performed carefully because it may lead to increased co2 retention, especially in patients with copd [82] . correction of hypercapnia in chronic rac usually occurs slowly because rapid reduction of pco2 can lead to overshoot alkalosis due to the renal compensation that increases [hco3 -]. in the central nervous system (cns), rapid alkalinization of the cerebrospinal fluid (csf) can cause seizures and even coma [82] . the use of alkali therapy in rac is controversial and indicated only in patients with acute hypercapnia and concurrent metabolic acidosis [86] . administration of nahco3 is contraindicated because it may increase co2 production, reduce alveolar ventilation as well as cause a paradoxical acidosis in the cns. as noted above for mac, alterative alkali therapies such as carbicarb that do not generate as much co2 as nahco3 alone (see section 3.2.2) may be preferable to correct ph in rac. in patients with copd, the ca inhibitor acz is sometimes used to stimulate respiration in order to improve oxygenation, reduce co2 retention and possibly remove the need for mechanical ventilation [87] . however, because ca is ubiquitous, the inhibitory effect of acz may impact a variety of tissues and have potential negative consequences on patients with pulmonary diseases. for this reason the role of acz as a respiratory stimulant is controversial, especially in patients with severe copd with or without hypercapnia [87] . finally, co2 can be de-gassed from blood using an extracorporeal co2 removal (ecco2r) device or [88] lowered by dialysis using a dialysate that has a low [hco3 -] [89] . ralk refers to alkalemia with a plasma pco2 < 35 mmhg at rest and sea level [82] . it occurs when the ventilatory system does not work properly causing an increase in alveolar ventilation and/or reduced co2 production with consequent co2 depletion in the blood. hyperventilation can result from stimulation of the respiratory centers (e.g., due to drugs or disorders of the cns), hypoxemia or tissue hypoxia (e.g., due to high altitude), lung diseases (e.g., pneumonia). reduced co2 production can result from a decrease in the basal metabolic rate (e.g., due to hypothermia) or in physical activity (e.g., due to muscle paralysis). clinical manifestations can include rapid breathing and dizziness [58] . although usually considered not life-threatening, severe ralk can have serious consequences on the brain, lungs and the heart. treatment is usually directed towards correcting the underlying disorders. hormone replacement therapy caused ralk in a study of postmenopausal women [90] . abrupt correction of severe ralk should be avoided because of the risks of cerebral and pulmonary reperfusion injury. acz is used in the prevention and treatment of ralk associated with hyperventilation at high altitude (acute mountain sickness: ams) in part because it enhances hco3excretion in the urine, providing a compensatory lower of ph [91] . neuronal activity presents a substantial challenge to local acid-base balance. neurotransmitterfilled vesicles release h + into the synaptic cleft [92, 93] (h + themselves may be considered to be neurotransmitters [94] ) and are removed from the synaptic cleft by h + -coupled neurotransmitter transporters such as the excitatory amino acid transporter eaat1. gaba-activated anion channels in neurons and astrocytes release hco3 [95, 96] , and the ca 2+ /h + exchange activity of the plasma membrane ca 2+ -atpase (pmca) in neurons causes a rise in extracellular ph as it restores intracellular ca 2+ following an action potential [97] . the acid load that results from intensive neuronal firing can result in a drop in phi that dampens neuronal activity: a mechanism that prevents excessive firing via effects upon ph-sensitive channels such as asic1a and nmda receptors [98] [99] [100] . conversely, alkalosis is associated with an increase in neuronal activity and seizures [101] . neurons and astrocytes express numerous abts and cas to maintain ph homeostasis and their importance is highlighted by the effects of their disruption [102] . for example, genetic disruptions in ae3 or nbcn2 are associated with epilepsy [103, 104] , although the mechanism is not simply related to effects of neuronal phi on excitability as ae3 is an acidloader while nbcn2 is an acid extruder and may depend on whether the neurons in question are excitatory or inhibitory. several abts and cas are expressed in the choroid plexus epithelia where their action supports the secretion of cerebrospinal fluid (csf). genetic ablation of these transporters (e.g., nbcn2, nbce2) in rodents is linked to reductions in ventricle fluid volume [105] while pharmacological inhibition of cas results in reduction of intracranial pressure [106] . however, it is unclear whether these changes are accompanied by a fall in ph of the csf. besides its role in determining ph, hco3plays an important role in neuronal plasticity because the transmembrane gradients of cland hco3determine the reversal potential of gabaactivated channels and consequently whether gabaergic signals are depolarizing and excitatory or hyperpolarizing and inhibitory [107] . changes in these gradients are important in two ways. firstly, developmental changes in the gradient during central nervous system maturation promote the switch to inhibitory gaba signaling [108] . secondly, activity-dependent changes in the gradient contribute to the pathophysiology of epilepsy by promoting a pathological switch to excitatory gaba signaling [107] . neuronal cl − -hco3 − exchangers such as ae3 and ndcbe are likely to contribute to the status of these gradients [109] . finally, mutations in endosomal nhe6 cause intellectual disability and are associated with defective synaptic remodeling [110] . acidosis has a number of other consequences. for example in stroke, lactic acidosis is linked to ischemic damage [111] . in protein-aggregating neurodegenerative diseases, acidic ph promotes the aggregation of alzheimer's amyloid proteins [112] . a major genetic risk factor for alzheimer's disease is incidence of the apolipoprotein e allelic variant apoe4, which causes the epigenetic downregulation of nhe6 [113] . loss of nhe6 from endosomes causes aberrant acidification and defective clearance of amyloid deposits [113] . brain acid-base status also has consequences for mental health (see mental health). the role of ph in the retina is considered in a later section (see the sensory systems). the link between ph and neuronal excitability is exploited in the anticonvulsant value of inhaled 5% co2 to induce hypercapnic acidosis [114] . hypercapnia also has a neuroprotective role in stroke, by inhibiting caspase and other cytotoxic activities [115] , and during reperfusion [116] . ca inhibitors are used as adjunct therapies for epilepsy [117] and have potential application for treatment of neuropathic pain [118] , alzheimer's disease [119] , and cognitive disorders [120] . however, mac is a side effect of systemic ca inhibition [121] . lowered seizure thresholds in some strains of abt-null mice suggest that abts may be potential targets for anticonvulsant therapy. however, the need for caution is shown by the observation that, at least in the case of nbcn2-null mice, a reduced seizure-threshold does not mean reduced neuronal excitability [122] . the role of abts and cas in csf secretion hints at the potential for targeting of these proteins to lower intracranial pressure in idiopathic intracranial hypertension (iih). the use of ca inhibitors in patients with iih produces some symptom relief, but the mechanism of action is uncertain [123] . regarding therapies for neurodegenerative diseases, histone deacetylase inhibitors have shown potential to release nhe6 from its epigenetic restraints to restore amyloid protein processing in apoe4 mice [113] . another strategy that has been proposed to have potential to reverse amyloid deposition in alzheimer's disease is the raising of brain ph [112] . therapies that target the peripheral nervous system are discussed in the following section. sight. most ocular tissues express one or more abt or ca for the purpose of maintaining fluid and ph balance. perhaps the most therapeutically tractable tissue is the ciliary body that employs caii and a range of abts to secrete hco3 --containing aqueous humor into the anterior chamber [124, 125] ( figure 5 ). this fluid leaks into the corneal stroma to flush out metabolic wastes and is returned to the anterior chamber by corneal endothelial cells which express a similar array of abts including nbce1, mct1, and the h + channel slc4a11 [126, 127] . finally, the fluid is drained from the anterior chamber via the trabecular meshwork. individuals with mutations in nbce1 have band keratopathy, glaucoma, cataracts, and corneal edema linked to fluid/ph imbalance in the cornea, lens, and elsewhere [128] . abts and hco3are also important for retinal function [129] [130] [131] , as suggested by the link between nbcn1 mutation and progressive rod-cone dystrophy [132] , or retinal degeneration in mice with defective expression of nbce2 and mcts [133, 134] . hearing loss is a symptom of several systemic diseases linked to defects in abts, including pendrin (pendred syndrome [135] ), the h + /k + -atpase (distal renal tubular acidosis [136] ), and slc4a11 (harboyan syndrome [137] ). all of these abts are expressed in the inner ear where they help to maintain inner ear fluid ph and endocochlear potential [138] . although a human correlate has not yet been reported, progressive hearing loss is also a feature of nbcn2null mice [139] . disruption of the h + -channel otop1 and the anion exchanger pendrin in mice is associated with malformation of the caco3 crystals (otoconia) that are essential for maintenance of balance [140, 141] . taste. in addition to its role in the inner ear, otop1 is required for sour taste sensation [37]. pain sensation. it is generally recommended to keep the ph of injected formulation close to physiological ph to avoid injection-site pain, with the added note that the inclusion of certain buffers may increase pain (hence new citrate-free formulations of adalimubab aka humira®) [142] . low phe exacerbates sensation of pain due to its effects on trpv1 channel activation in nociceptive neurons. furthermore, activation of these channels under acidotic conditions is associated with a drop in neuronal phi that is mediated in part by a trpv1-mediated h + sight. ca inhibitors applied as eye drops have long been used to treat glaucoma by virtue of their ability to reduce the production of aqueous humor, although even their localized ophthalmic use has been documented to lead to the side-effect of systemic mac in some prone individuals [144, 145] . corneal edema that results from the expression of mutant misfolded slc4a11 may be amenable to correction by small molecule folding chaperones [146] . nhe1 blockers are cytoprotective in a rat model of diabetic cataract formation and retinopathy [147] . hypercapnia is protective against ischemia-reperfusion injury in the retina [148] , as it is elsewhere in the central nervous system (see section 4.1). nahco3 solution is useful for softening and dispersing hardened ear wax [149] . however, we are unaware of any therapies specifically targeted to restoring the acid-base chemistry necessary for correct generation of endolymph or ostoconia. on a related topic there is one side effect of ear drops that pertains to acid-base balance. the acetic acid in some ear drops used to treat outer ear infection can be ototoxic because acetic acid can move across the round window into the inner ear, resulting in a drop in endocochlear potential (perhaps by acid inhibition of the na + /k + -atpase) and endolymph and perilymph ph [150] . we are unaware of any demonstrations of the usefulness of otop1 modulation in this area, but inhibitors of proteins that mediate bitter taste sensation have been used to mask bitter tastes, suggesting potential utility of otop1 block for masking sour tastes and increasing the palatability of sour-tasting medications [151, 152] . pain sensation. adjuvant nahco3 raises the ph of an injectable lidocaine solution and lowers perception of pain associated with lidocaine injection in one study, but the mechanism of the effect is uncertain [153] . see also sections 5.2 (anesthesiology). besides the increased respiratory drive to exhale co2 in response to rac [4] and the bohr effect (see section 4.4 the circulatory system) the highest profile link between ph and respiration relates to the role of cftr. defects in cftr are devastating because the cland hco3secretion that this channel normally mediates is a fundamental part of the mechanisms that drive fluid secretion in our bodies [154] ( figure 6 ). the majority of deaths associated with cf are caused by respiratory failure [155] . in the lungs, secretions are required to provide a moist surface for gas exchange, to liquefy mucus, and to flush inhaled particles and pathogens out towards the throat (mucociliary clearance). besides the general importance of anion secretion, cftr-mediated hco3secretion plays a further role in ph homeostasis in the airway surface liquid (asl); hco3helps to unfold and hydrate mucus [156] and, by defending airway ph, has been hypothesized to promote a healthy local immune response to airway bacteria [157, 158] . hco3secretion is modulated by epithelial h + secretion mediated by a host of acid-extruding transporters [159] ( figure 6 ). airway acidification is a feature of individuals with cystic fibrosis, as well as those with asthma and tuberculosis [160] and is exacerbated by lactic acid production by airway pathogens and airway epithelia [161] . the new personalized cf therapies have focused on stimulation of defective cftr to restore fluid secretion [162] , but are targeted to individuals with specific cf genotypes and thus alternative general therapies are still required. strategies specifically focused on correcting asl ph include inhalation of nebulized bases such as nahco3 [163, 164] and tham [165] as well as block of airway h + secretion using h + /k + -atpase inhibitors [166] . all these strategies result in improvements in asl ph and some also improve mucus viscosity and/or pathogen clearance. an in vitro study suggests that mct2 blockade could also be protective of asl ph in individuals with cf [161] by reducing epithelial h + secretion. a newly described paracellular pathway for hco3secretion by cf airway epithelia might also be amenable to therapeutic modulation [167] . the new personalized cf therapies have focused on stimulation of defective cftr to restore fluid secretion [159] (e.g. lumafactor/ivacaftor, see section 2.2.7), but are targeted. heart. mac is associated with reduced cardiac contractility. this phenomenon is explained by diverse mechanistic elements such as the ph-dependence of the channels and transporters that regulate ca 2+ handling in myocytes as well as the dampening effect of acidosis on the responsiveness of the contractile apparatus to ca 2+ [168] . whether the heart rate is lowered by acidosis is harder to predict because of the complex effects of acidosis upon the sympathoadrenal system [169] . intracellular acidosis in myocardial infarction after a period of ischemia, is countered, during reperfusion, by the action of acid-extruders such as ncbts and nhes [170] . however, the accompanying na + load can be sufficient to reverse the action of the 3na + /2ca 2+ exchanger, raising [ca 2+ ]i and increasing susceptibility to ventricular arrhythmias [171, 172] . paradoxically, the loss of nbce1 function can also result in ca 2+ overload because compensatory acid-extrusion mediated by nbcn1 and nhe1 imposes double the na + load per hco3equivalent; a mechanism proposed to promote hypertrophy of cardiomyocytes in spontaneously hypertensive rats [173] . ca activity is also pro-hypertrophic [174] . on the other hand, the action of the acidloading anion exchange ae3 is considered to be protective against hypertrophy [175] . finally, nhe1 action in the mitochondria is proposed to contribute to mitochondrial damage in the diseased heart [176] . vasculature. typically, acidosis causes arterial vessels to dilate resulting in a fall in peripheral resistance, while veins may constrict [169] . it is perhaps then no surprise that numerous blood pressure traits are linked to polymorphisms in abt genes [177] . at least at the level of the vascular response of arteries, nbcs and nhes are required for normal vascular smooth muscle contractility and sensitivity to vasodilators [177] . however, blood pressure is a complex trait that is not determined by vascular response alone, so explanation of these linkages is not simple. another important aspect is that mac inhibits progression of vascular calcification [178] . the bohr effect describes the influence of ph and pco2 upon the oxygen carrying capacity of hemoglobin. in systemic capillaries, metabolically produced co2 enters the red blood cells (rbcs) where it is hydrolyzed into hco3and h + by the action of caii. the newly produced hco3is then extruded by ae1, causing a fall in rbc phi which, by the bohr effect, reduces the hb-o2 binding affinity, promoting o2 release from hb to tissue ( figure 7b ). the reverse process occurs in the pulmonary capillaries. here, as co2 leaves rbc phi rises thereby favoring o2 binding to hb ( figure 7b ). thus acidosis enhances o2 delivery into tissues, but diminishes o2 loading in the lungs [169] . this relationship between ph and gas exchange is partly sensitized by the content of the hemoglobin-regulating molecule 2,3-dpg (diphosphoglyceric acid) in rbcs, a parameter which itself is ph-dependent; 2,3-dpg levels increase with chronic acidosis promoting o2 release [179] . heart. exogenous expression of skeletal muscle caiii in mouse cardiomyocytes enhances defense of phi and preserves cardiac function during mac [180] . nahco3 is used to counter lactic acidosis in cardiac arrest and during prolonged cardiopulmonary resuscitation, but aside from its value at normalizing pre-existing mac or hyperkalemia (acidosis promotes cellular k + release), compelling data that this treatment improves outcomes are lacking [181] [182] [183] . nhe1 blockers have shown promise as cardioprotective agents in reperfusion injury [184] and likely act by targeting both plasma membrane and mitochondrial nhe1 [185, 186] . although the nhe1 blocker cariporide caused serious side-effects in clinical trials (see section 2.2.2), alternative approaches are available. for example, a microrna that lowers nhe1 expression protects cardiomyocytes from apoptosis during prolonged endoplasmic reticulum stress [187] . in addition, antibodies and drugs that block nbcs have also demonstrated cardioprotective properties in animal models of ischemia reperfusion injury [188, 189] . just as blockade of acid-extruders is cardioprotective, so too is the stimulation of the acid loader ae3. this has been achieved in cell models using the glycoside sasanqua saponin [190] , an extract from a herb used in traditional chinese medicine. we are unaware of any reports of acid-base based therapies for blood pressure that directly target the vasculature, but a discussion of diuretics for lowering blood pressure in congestive heart failure is provided in the urinary system section. some alkali-containing therapies may enhance progression of vascular calcification [191] while use of the ca blocker acz has therapeutic value in calcifying disease [178, 192] , perhaps by lowering ph. one study has cautioned the use of nahco3 in congestive heart failure because, in the face of adaptively elevated 2,3-dpg levels, a sudden rise in ph could result in a maladaptive increase in hb-o2 affinity and risk of myocardial ischemia [193] . in skeletal muscles, the build-up of lactic acid during intense exercise correlates with muscle weakness and self-limiting fatigue. however, the contribution of lactic acidosis to those symptoms may not be as direct or major as once thought [194, 195] . generalized acidosis may contribute to weakness via alterations in neuromuscular drive [196] and/or a decreased driving force for lactate efflux [197] . regardless, acidosis promotes degradation of muscle protein [198] . a high estimated dietary acid load has been associated with frailty in elderly japanese women [199] recovery from lactic acidosis is mediated by mcts, nbcs, and nhes [200] , while caiii specifically has been shown to plays a role in defense from muscle fatigue [201] . many studies suggest the utility of nahco3 for improving exercise performance. for example, induction of malk by ingestion of oral nahco3 solutions has been shown to improve exercise endurance [202] and reduce perception of effort [203] in limited trials. however, taking a broader view of the field, the results of trials that link ph and exercise performance are deemed inconclusive due to inconsistent methodology and subgroup effects [204, 205] . it has also been suggested that any competitive benefits that could be gained from nahco3 administration, from an athletic viewpoint, may be outweighed by gastrointestinal side effects such as bloating [206] . away from the arena, hco3administration or a reduced dietary acid load could have value in maintaining muscle mass in older adults [207, 208] . mineralized material is eroded by acids as is evident in the case of tooth enamel, which is subject to demineralization by dietary acids (see oral health). however acidosis also inhibits bone growth by inhibiting osteoblasts, stimulating the activity of bone-resorbing osteoclasts [209] , and influencing hormonal axes [198, 210] (see also section 4.11 about the effects of ph on the endocrine system). accordingly, serum [hco3 -] positively correlates with bone mineral density (bmd) [211] and negatively correlates with levels of serum parathyroid hormone (which promotes bone resorption) [212] . at a local level, the process of bone remodeling, as well as the hormonal mobilization of ca 2+ and pi from bone, requires that osteoclasts secrete h + onto the bone surface. these cells express intracellular caii to generate h + and hco3 -, an apical v-type h + -atpase to secrete h + onto the bone surface, and basolateral ae2 to export hco3and defend osteoclast phi from alkalosis during h + secretion ( figure 8 ). mutations in the v-type atpase and caii disable bone resorption by osteoclasts and are associated with increased bone density and osteopetrosis in humans [213, 214] . the acid-base regulating proteins of osteoclasts are amenable to pharmaceutical modulation and their blockade ought to be protective of osteoporosis. for example, ae2 may be a useful target for increasing bmd because bmd is elevated in ae2-null mice and cattle (reviewed in ref. [215] ). regarding caii, one study showed a fortuitous bone-sparing effect in post-menopausal women were chronic users of ca-inhibitors for glaucoma treatment, [216] . another study showed a paradoxical, but therapeutically valuable, bmd-lowering effect of ca inhibition in three children with sclerosing bone dysplasias. in these children, osteoclasts are already defective so the predominant effect of ca-inhibition is induction of chronic mac which promotes bone resorption [217] . the therapeutic utility of proton pump inhibitors (ppis) to treat osteoporosis is negated by their negative influence on intestinal ca 2+ absorption [218] . in fact, several studies link ppi use with fracture susceptibility and low bmd (reviewed in refs. [219, 220] ). because of these side effects, ppis are used with caution in some groups who may take them as antacid therapy [219, 220] (and see next section). the three major health-related aspects of acid-base in this system are the roles of salivary hco3in defense of enamel (which are discussed in section 5.4 oral health), gastric acid secretion, and peptic ulceration with helicobacter pylori. gastric acid is required to activate digestive enzymes, stimulate downstream secretory processes, and to kill ingested pathogens. it is secreted by parietal cells using similar transport mechanisms employed by osteoclasts (described in the previous section). thus, the secretion of acid across the apical membrane is mediated by a h + /k + -atpase and is balanced by the extrusion of hco3into the plasma via ae2 (the alkaline tide associated with feeding [59, 221] , see figure 9 ). stomach epithelia are protected from acid injury by a mucus lining. the pathogenic bacterium h.pylori is able to survive in gastric acid because it can take up urea from its environment, via a h + -gated urea channel, and convert it into nh3 to neutralize acid in its immediate environment [222] . in the vicinity of the mucus layer, this action causes h.pylori to raise mucus ph, lowering its viscoelasticity, promoting bacterial infiltration, and ultimately resulting in inflammation, ulceration [223] , and risk of gastric cancer [224] . another condition, gastroesophageal reflux disease, is caused by reflux of gastric acid into the esophagus and can cause heartburn and, in severe cases, can lead to esophageal damage. salivary hco3plays an important role in esophageal acid defense [225] [226] [227] by neutralizing gastric acid [228] . conversely, the action of nhe1 in esophageal epithelia may exacerbate the damage, perhaps by indirectly stimulating pro-apoptotic pathways [229] . acid reflux symptoms can be relieved by neutralizing gastric acid with antacids, which at their simplest are just bicarbonate or carbonate salts (e.g., tums® is calcium carbonate). however, an early antacid regimen for peptic ulcers, based on administration of milk and caco3 and still observed in the modern age in self-medicating individuals, results in adverse outcomes: the so-called 'milk-alkali syndrome' characterized by malk and hypercalcemia [230, 231] . an alternative approach to lowering gastric ph is to use ppis or h2-receptor agonists which dampen the signaling pathways that stimulate h + secretion. h2 agonists, in addition, therapeutically lower the activity of esophageal nhe1 [232] . some over-the-counter formulations combine these drugs with an antacid to lower the dose of each and minimize side effects of each such as bloating (from gastric co2 generation) and osteoporosis (from chronic inhibition of intestinal ca 2+ reabsorption, see section 4.6). orally-dosed acid-chelators such as veverimer, also raise gastric acid ph [233] but have not been tested as a therapy for heartburn. the achlorhydric phenotype of ae2-null mice suggests that ae2 blockage may have potential as a therapeutic target [234] . ppis in combination with antibiotics are used to treat h.pylori infections: it has been proposed that raising stomach ph permits faster bacterial growth, potentiating the effects of antibiotics that act on dividing bacteria [235] . inhibitors of the urease and h + -gated urea transporter of h.pylori are potential therapeutic modalities that remain in development [236] . the exocrine pancreas secretes a hco3 --rich fluid that is vital for neutralizing gastric juices passing into the duodenum. the alkaline ph of pancreatic juice holds digestive enzymes such as amylase and lipase in an inactive state until the secreted fluid is neutralized in the duodenal lumen by chyme, preventing damage to the pancreatic ducts. in cf, duodenal hyperacidity also holds pancreatic enzymes in an inactive state, but without the neutralization of chyme, they are not even active in the duodenum leading to malabsorption of nutrients such as lipids [237] . all along the intestine, hco3 --containing fluid secretions are required to promote gastric motility. the loss of this fluid in feces represents a substantial acid load. consequently, cftr mutations result in intestinal blockage [238] and secretory diarrhea can result in mac [239] . balancing secretory processes, nhe3 and slc26a3 promote fluid reabsorption ( figure 10 ). accordingly, downregulation of intestinal nhe3 by the enterotoxigenic bacteria (e.coli and c.difficile) and inactivating genetic defects in nhe3 and slc26a3 are all associated with hypersecretion and diarrhea [240] [241] [242] [243] . on the subject of gut microbiota, intestinal ph can both influence and be influenced by the composition of gut microbiome [244] . in individuals with insufficient intestine to absorb nutrients (short bowel syndrome), unabsorbed carbohydrates promote the growth of lactic acid-producing bacteria, which can lead to d-lactic acidosis [245] . finally, the absorption of many nutrients depends on the action of h + -coupled abts (e.g. the h + -coupled oligopeptide transporters of the slc15 family: [246] ), which in turn require the presence of acid extruders such as nbce1 to maintain epithelial ph during nutrient absorption. indeed, nbce1-null mice exhibit defective nutrient absorption, which contributes to their general failure to thrive [247] . the ability of small molecule inhibitors of nhe3 (tenapanor) and slc26a3 (the 4,8dimethylcoumarin drug "drainh-a250") to reduce intestinal fluid absorption makes them valuable therapies for irritable bowel syndrome with constipation and for relief of constipation in cf [248, 249] . the cftr corrector ivacaftor improves intestinal hco3secretion and nutrient absorption in individuals with cf [250] . the mode of action of the anti-constipation drug linaclotide (linzess®: a guanylate cyclase c receptor agonist) encompasses both paradigms by the cgmpmediated reduction of nhe3 [251] and activation of cftr activities [252] . nephron function. the kidneys are vital to whole body ph balance (see acid-base homeostasis). it is the kidneys that generate hco3 -, reabsorb hco3from the glomerular filtrate to prevent its loss in urine, and excrete h + in the form of nh4 + or titratable acids such as phosphate [253] ( figure 2 ). thus, it is no surprise that defects in renal transport mechanisms result in mac. these acidifying diseases can be acquired or genetic. fanconi syndrome is a degeneration of the proximal tubule, while renal tubular acidosis (rta [254] ) can result from mutations in acid-base transporters such as nbce1 (type ii proximal rta: prta), h + -atpase or ae1 (type i distal rta: drta), caii (type iii rta), or disruption of h + secretion due to hypoaldosteronism (type iv drta). chronic kidney disease (ckd) is also associated with mac [255] , and mac itself promotes progression of ckd (see below). malk is a common finding in cf patients. cf-model mice are less capable of defending against hco3loads than their wild-type counterparts, due to downregulation of the renal hco3 -secreting anion exchanger pendrin [256] and presumably loss of direct cftr-mediated hco3secretion. concurrently, acid-base status has profound influence on kidney function. the very mechanisms that allow the kidneys to increase acid excretion in response to acute increases in acid load (e.g., ammoniagenesis and the renal endocrine response to acidosis) can be maladaptive in chronic mac, leading to inflammation and fibrosis [257] . it is perhaps then not coincidental that low serum [hco3 -] is linked to a higher risk of chronic kidney disease in both adults and children [258, 259] . an additional set of renal pathologies follows the integration of acid/base and salt/water handling by the nephron. for example, states and conditions of increased sodium reabsorption by the proximal tubule (e.g., volume contraction) or collecting duct (e.g., hyperactivity of the epithelial na + channel enac in liddle's syndrome) result in malk (see metabolic alkalosis) while hyperkalemia can cause mac [260] . stone formation. urinary ph can influence stone formation which can lead to inflammation and obstructive kidney injury. a high urinary ph can cause the formation of calcium oxalate or calcium phosphate crystals, while a low urinary ph promotes uric acid crystallization [261] . urinary ph can be modified by uropathogenic bacteria. urease-expressing bacteria generate nh3, which can substantially raise urinary ph, promoting deposition of struvite and apatite crystals [262] . besides the consequences of stone formation in the urinary tract, these deposits can cause the encrustation and blockage of indwelling catheters [263] . it is interesting to recall that the pathogenic action of another bacterium, h.pylori, in the stomach also depends on urease action (see section 4.7). nephron function. many studies point to the value of correcting mac for preserving the function of the failing kidney and slowing ckd progression [264] [265] [266] . we outlined corrective strategies based around alkali therapy in section 3.2.2), but there is an additional prophylactic value in emergency settings. nahco3 infusion is protective against the kidney damage that can result from traumatic rhabdomyolysis (due to a crush injury), preventing development of mac and tempering the renal toxicity of myoglobin [267, 268] . another consideration related to therapies is that a number of drugs cause metabolic acid-base disturbances because they are nephrotoxic [269] or incidentally interfere with the kidneys ability to excrete acid [55] . for example, ca inhibitors such as acz that are used as diuretics, due to their ability to interfere with fluid reabsorption, also cause mac [270] . on the other hand, loop diuretics use can cause malk [271] . another example are penicillin antibiotics which, acting as significant non-reabsorbed anions in the collecting duct lumen, promote hypersecretion of k + and h + , resulting in hypokalemia and malk [272, 273] . finally in this section, the ability of cf kidneys to secrete excess hco3is restored by treatment with the cftr restoring drug cocktail lumacaftor/ivacaftor (orkambi®) [274] . stone formation. both citrate and low ph discourage the formation of calcium precipitates [275] . thus, ingesting lemon juice, which raises urinary citrate while lowering urinary ph, decreases the propensity to form kidney stones and catheter-blocking deposits [276] . dietary supplementation with citrate salts is also effective for this purpose because, despite resulting in a rise in urinary ph, the accompanying rise in urinary citrate increases the ph of crystal nucleation to an even higher value [277, 278] . urinary ph can also exert a meaningful influence on drug excretion as discussed later (see section 6.5). at this point in our review we have presented ample evidence that abts are necessary to sustain life, and now we will see that they are also necessary to create new life. in the male reproductive tract, h + secretion by clear cells in the tail of the epididymis is required to maintain an acidic luminal ph for storage of sperm [279] . hco3secretion along the length of epididymis is necessary to functionally activate sperm before ejaculation [280] and prevent their inactivation by the acidic vaginal environment (discussed later). indeed low levels of hco3are associated with lowered sperm motility [281] . in the female reproductive tract, endometrial epithelial cells further secrete a hco3 --rich fluid that is necessary for sperm capacitation and fertilization [282] . furthermore, the secretory phase of the uterine cycle is associated with a dramatic rise in the ph of the oviduct lumen, corresponding with a level of hco3that is sufficient to promote thinning of mucus during ovulation to promote sperm mobility [283] and to promote dispersal of the egg-surrounding corona cells to allow the sperm access for fertilization [284] . ultimately hco3is even a prerequisite for the acrosome reaction [285] , by virtue of its ability to stimulate soluble adenylyl cyclase to produce camp and initiate requisite signaling cascades [286] . finally, once fertilization has occurred, acidification of uterine fluid is a necessary prerequisite for embryo implantation [287] . numerous abts are involved in these processes; for example, loss of ae2, slc26a3, cftr, or nhe8 are all associated with infertility or reduced fertility in male mice [282, [288] [289] [290] . the acidic ph of the vagina noted earlier is caused by the metabolic activity of lactobacilli and serves to defend against sexually transmitted disease pathogens. loss of the acidity in bacterial vaginosis is associated with increased susceptibility to std infection [291] . with regard to ultimate reproductive success, maternal-fetal acid-base balance is an important determinant of perinatal outcomes [292] . for example, obstructed labor has poor outcomes due to intermittent hypoxia and lactic acidosis [293] . because vaginal acidity tends to dampen sperm motility, vaginal douching with nahco3 improves fertility [294, 295] . conversely, vaginal acidification is contraceptive and prophylactic. the spermicidal properties of lemon juice have long been appreciated [296] . phexxi™ (formerly known as acidform: [297] ), is the most recent of a series of acidic contraceptive gels. phexxi™ is a vaginally-applied gel of lactic acid, citric acid, and potassium bitartrate that is indicated by the fda to prevent pregnancy [298] . an alternate approach 'buffergel' utilizes an acidic polymer for the same purpose [291] . by lowering vaginal ph these products also confer microbicidal benefits [291] . finally, some abt-targeted drugs interfere with fertility: ca inhibitors, for example, prevent dispersal of corona cells [299] and ppis inhibit sperm motility [300] . finally, with regard to childbirth, peri-operative nahco3 infusion has been proposed as a possible measure to improve outcomes in obstructed labor [293] . many metabolic reactions that consume or generate acids and bases can, in disease, result in mac. the liver makes important contributions to acid-base balance by consuming lactate (countering lactic acidosis), generating albumin (a weak acid: hypoalbuminemia is associated with malk) and producing keto acids (contributing to diabetic ketoacidosis) [301] . furthermore, acidbase status impacts the activity of the enzymes that constitute several key metabolic pathways. for example, acidosis inhibits glycolysis [302] and lipolysis [303] but stimulates gluconeogenesis [304, 305] . the ability of disturbed acid-base balance to interfere with glycemic control is further evidenced by the following observations: (i) acidosis and alkalosis both lower glucose-stimulated insulin release from pancreatic islets [306] ; (ii) the hco3content of plasma correlates with insulin solubility [307] , (iii) acidosis is associated with decreased insulin sensitivity [308, 309] . this latter observation is due in part to the ph-sensitivity of the interaction between insulin and its receptor: a bell-shaped ph-dependence that exhibits strongest binding at ph ~8.0 [310] . in fact, insulin can also influence abt action. for example, insulin promotes renal nbce1 activity. in type 2 diabetes the resulting pathological increase in renal fluid absorption caused by nbce1 upregulation is thought to contribute to hypertension [311] . other hormones that influence acid-base balance include secretin (increases pancreatic hco3secretion in response to duodenal acidity [312] ), angiotensin ii and aldosterone (increases renal acid excretion in acidosis [84, 313] ), and parathyroid hormone (increases renal acid excretion and excretion of urinary-buffer phosphate in acidosis: [212] ). interestingly, licorice can cause malk because one of its constituent compounds (glycyrrhizic acid) indirectly causes overstimulation of the aldosterone receptor [314] . hormones whose levels are pathologically altered in acidosis include aldosterone and endothelin (increased: [315, 316] ) cortisone (increased: [317] ), and igf-1 (decreased: [318] ). metabolic reprogramming of cancer cells in the hypoxic and acidotic tumor environment is discussed further in a later section (see 5.6 oncology.) the influence and therapeutic relevance of ph upon endocrine and metabolic aspects of heart function, muscle mass, and bone growth have been discussed in earlier sections (4.4, 4.5, and 4.6). the link between dietary acid load and development of insulin sensitivity has made dietary control an appealing target for lowering the incidence of type 2 diabetes, although overwhelming evidence of efficacy is currently lacking [308] . because of the ph-dependence of insulin solubility, the dissolution time of administered insulin is slower in plasma from diabetics with dka than in otherwise normal plasma, suggesting at face value that combined insulin-bicarbonate therapy might be valuable [319] . however, such treatment in practice may be of limited value and has been linked to development of cerebral edema in children [320] . the influence of ph on drug solubility is discussed in more detail in section 6.2. ph plays a role in all aspects of the immune response. first we will enumerate the subcellular effects: (i) the cytosolic alkalinization that promotes cytoskeletal rearrangement during neutrophil spreading (the morphological change that is important for capillary adhesion and extravasation) requires nhe1 action [321] . (ii) inflammatory sites are usually acidic due to the metabolic activities of invading bacteria and neutrophils, an environment that promotes the production of proinflammatory cytokines [322] (see also section 4.3). (iii) during bacterial killing, h + efflux into the phagosome is necessary for charge compensation during the respiratory burst that produces cytotoxic superoxide anions. this action is mediated by the voltage-gated h + channel hv1 [323] . (iv) some of the generated superoxide is converted into cytotoxic hypochlorous acid (hocl) which is able to diffuse back into the neutrophil cytoplasm. thus the action of phagosomal hv1, together with the action of nhe1 in the plasma membrane, defends the neutrophil cytoplasm from acidosis which would otherwise dampen nadph oxidase activity [321, 324, 325] . secondly we can consider the effect of acid-base disturbance on the whole cell. although the ph sensitivity of individual immune cell types are well characterized in vitro (e.g., acidosis decreases leukocyte and neutrophil mobility [326] , promotes complement activation [327] , modulates expression of inflammatory mediators [326] ), there are many subtleties to these effects. for example the type of acidosis, type of cell, activation state of the cell, and effects on phagocytic activity versus migration may all influence the effect of acid-base disturbance on the immune response mediated by a given cell type [328] . thus, for example, acidosis enhances bacterial killing by neutrophils [329] and leukocytes [330] but not by macrophages [331] . although it is complicated to tease out a set of concerted mechanisms, in general, systemic acidosis is associated with compromised immune function [328, 332] . [333] . the link between ph and disturbed immune response is demonstrated by the following example. single nucleotide polymorphisms in the acid-loading protein ae2 are linked to progression of primary biliary cholangitis. a mechanism is suggested by studies of ae2-null mice in which loss of ae2 from cytotoxic t-cells causes a phi increase that promotes their proliferation, activation and survival, amplifying the autoimmune response against damaged liver cells. furthermore, type iv drta is linked to systemic lupus erythematosus, although the causal relationship is unclear [334, 335] . several paradigms have been proposed to suppress a pathological immune response. oral nahco3 dosing in rats stimulates an anti-inflammatory response; this effect could be harnessed to prevent tissue damage in autoimmune diseases such as rheumatoid arthritis [336] . one preliminary study in mice even suggests that oral nahco3 dosing could be useful to suppress peanut allergy [337] . regarding the pharmacological aspect, mct1 inhibitors act as immunosuppressors by interfering with the disposal of lactate during t-cell activation [338] . finally, the nhe1 blocker cariporide suppresses the systemic immune response to burn injury in rats, although the mechanism is unclear [339] . on the other hand, knowledge of acid-base balance can be exploited to promote an immune response. it has been suggested that blocking ae2 to promote a stronger cytotoxic t-cell response could be useful for treatment of chronic infections [333] . considerations about the role of ph in cancer immunotherapy are included in section 5.6. neuronal activity is ph dependent (see section 4.1) and there is emerging evidence that agents of acid-base balance can influence behavior and progression of neuropsychiatric disorders. inhalation of co2 (despite its general dampening action on neuronal excitability, see section 4.1.2) invokes anxiety and panic, and the influence of co2 is exacerbated in individuals with panic disorders [340] . studies in mice indicate that lowering brain ph triggers the action of the acidsensing ion channel asic1a in the regions of the brain responsible for stress, fear, and social behavior [341, 342] . the acquisition of fear-related freezing behavior in mice is enhanced by asic1a overexpression [343] and dampened by asic1a disruption [342] . in humans, decreased brain ph is also associated with schizophrenia, bipolar disorder, and autism spectrum disorder [344] . one study even suggests that a high dietary acid load correlates with incidence of emotional problems and hyperactivity in young children, but causality could not be established as could not be discounted that behavior influences dietary habits [345] . in terms of the linkage between abts and neuropsychiatric disorders, slc4a4 is a biomarker (both in terms of incidence of a specific single nucleotide polymorphism and in terms of reduced expression determined by microarray) of suicide ideation and completion, especially with bipolar disorder [346] . although the mechanistic details of the linkage are unknown, the role of nbce1 in control of brain ph is likely to be relevant. perhaps also of tangential relevance, due to its impact upon systemic acid-base balance [347] , is that estimated glomerular filtration rate in ckd, which typically correlates with ability to excrete acid, is inversely correlated to depressive symptoms and suicide ideation [348] . the anxiety response to co2 inhalation is a useful clinical test to follow the effectiveness of treatments for panic disorders [349] . the response itself can be quelled by acz [350] but, as this is just a model of panic disorder, the use of ca blockers to treat actual panic disorders is unclear. the above-mentioned studies of asic1a-null mice suggest that asic1a inhibition could be therapeutic for panic disorder. regarding the link between slc4a4 and suicide, it is unclear how modulating nbce1 activity might influence depression, although detection of the biomarker could help to identify high risk individuals and thereby inform therapeutic strategies [346] . finally, it has been suggested that antipsychotic medications could contribute to lactic acidosis and be partly responsible for decreased ph in the brains of individuals with schizophrenia [351] . as mentioned previously, plasma ph depends on adequate ventilation to exhaust co2 thus mechanical ventilation can induce respiratory acid-base disturbances. another important aspect for consideration in this section is that the bioavailability of anesthetic agents can be influenced by acid-base status. when using mechanical ventilation, two important considerations, related to acid-base balance, must be raised. the first consideration relates to low-flow anesthesia or closed-circuit rebreathing systems that return exhaled anesthetic gas mixtures. in these systems co2 must be removed from the recirculated air. for this purpose, co2 scrubbers are used to adsorb co2. the archetypal scrubber is soda lime (a mixture of naoh and ca(oh)2, which reacts with carbonic acid to form an insoluble caco3 precipitate), although a number of other technologies are available [352, 353] (see also section 3.4.2). the choice of technology can be important as many co2 scrubbers can have undesirable reactions with anesthetic gases, producing toxins such as carbon monoxide [354] . the second consideration is for individuals in which low-tidal-volume ventilation is indicated, such as those with acute respiratory distress syndrome or copd. these individuals may be deliberately under-ventilated to prevent mechanical stress on the lungs. thus, patients are maintained in a state of compensated rac called "permissive hypercapnia". under some circumstances, such as in critically ill patients, this hypercapnic state may be protective due to its anti-inflammatory influence [355] (see also the immune system). acid-base balance concerns are not limited to inhaled anesthetics. prolonged infusion with the intravenously administered anesthetic propofol can cause severe lactic acidosis [356] . the influence of ph on the pharmacokinetics of drugs in general is discussed in section 6. perioperative interventions have the potential to disturb acid-base homeostasis with negative consequences for outcome. post-operative metabolic acidosis is a well described but complex phenomenon related to issues including lactate accumulation in poorly perfused tissues and hyperchloremic acidosis due to dilution/displacement of hco3 --containing plasma by infused saline [357] [358] [359] [360] . pre-operative acidosis has also been described and has been linked to stress and fasting [357] . post-operative malk has also been described following general surgery and has been linked to the infusion of citrate-buffered plasma [361, 362] . peri-operative malk is linked to the removal of stomach acid by nasogastric suction. poor outcomes have been associated with both post-operative mac [363] and malk [361] , although this is not a universal finding [357] . on a related theme, the usefulness of stored blood for transfusion can be compromised by numerous storage lesions including low ph that follows anaerobic metabolism by stored cells [364, 365] . finally, an acidic tissue environment appears to favor natural wound healing, yet alkaline ph favors the success of skin grafts [366] . altering the chemistry of infused fluids is the obvious strategy to counter post-operative acid-base disturbances. with specific regard to post-operative mac, dichloroacetate treatment tempered the pathological rise in lactate following liver transplantation, although no effect on outcome was observed [367] . other treatments for mac are discussed in section 3.2.2. treatment for malk are discussed in section 3.3.2. finally, a study in mice suggests that raising the ph of stored blood enhances red blood survival after transfusion [368] . the ph-dependence of wound healing suggests that therapeutic maintenance of the ph of the wound or graft could aid healing [366] . hco3is a major buffer in stimulated saliva [369] , defending oral ph against acidic foods and drinks and against those acids produced from sugars by acidophilic bacteria in the oral cavity. acid defense protects enamel from erosion and oral ph is also an important determinant of a healthy oral microbiome; low salivary flow and ph generally encourage the presence of pathogenic and cariogenic bacteria (e.g., [370, 371] ). as a consequence, low salivary ph, [hco3 -], and/or buffer capacity are predictors of cavity formation [372] [373] [374] . salivary ph is lowered in many groups of individuals such as patients undergoing chemotherapy for head/neck cancer [370] , cocaine users [375] , or tobacco smokers [376] . low salivary ph is also described in individuals with diseases such as cf [377] , sjögren's syndrome [378] , and juvenile idiopathic arthritis [379] . not all studies report a major impact on dental health in these cases as compensating factors may be in play [379] . abts and cas play important roles in salivary secretion and well as in enamel formation [312, 380] . for example, defective dentition is a feature of some individuals with nbce1 mutations [381] and appears not to be a secondary consequence of acidemia [382] . salivary ph is a useful biomarker for oral health [383] and the usefulness of baking soda in oral hygiene was first suggested as long ago as 1911 [384] . nahco3 delivery either as a mouth wash [385] , mucoadhesive spray [386] or sugar-free gum [387] raises salivary ph and in some cases may lower colonization of acidophilic bacteria. in individuals undergoing chemotherapy for leukemia, use of a nahco3 mouthwash lowered susceptibility to mouth ulcers [388] . in smokers the similar treatment reduced levels of the inflammatory biomarker il-1β [376] . nahco3containing dentifrices have been shown to be effective at neutralizing plaque ph [389] , enhancing plaque removal [390] , and inhibiting formation of caries [391] . ph-stabilizing resins used in restorative dentistry have also been suggested to be useful cariostatic by releasing oh [392] . finally, reducing dietary intake of sugars is also beneficial to oral ph because it limits the acidification that can be caused by acidophilic bacteria. hence sugar-free gum is effective at raising plaque ph [393] . we have dealt with various aspects of acid-base-related medical microbiology in earlier sections (see sections on the respiratory system, the upper digestive system, the lower digestive system, the reproductive system, the immune system and oral health). in this section we will confine our considerations to viruses and parasites, using influenza and malaria as examples. . both of these mechanisms are necessary to support viral replication. in defending phi against the increased acid load, infected cells extrude h + , creating a concomitant acidification of phe at the cell surface [394] . there are multiple acid-base-related aspects to the malarial lifecycle and its pathological impact. first of all, mosquitos are attracted by co2 and co2 sensitizes them to human odors [395] . secondly, the erythrocytic phase of malaria infection requires that plasmodium invades red blood cells. one of the surface antigens that plasmodium exploits for host-cell recognition and invasion is the ae1-glycophorin a complex. consequently, ae1-null mice are immune to infection [396] as are individuals with an ae1 defect that causes the abnormal red cell morphology (south east asian ovalocytosis, sao) [397] . finally, malarial infection causes numerous metabolic disturbances, such as mac that, in part, follows the tissue hypoxia and hyperlactemia caused by blocked microvasculature. mac is a strong prognosticator of fatal outcome in infected individuals [398, 399] . influenza. m2 h + -channel blockers have potential to target influenza strains that are resistant to currently available antiviral treatments [400] . on the other hand, the use of ppis may paradoxically increase susceptibility to viral infection in the gastrointestinal tract by neutralizing the stomach acidity that typically destroys viral particles [401] . lactic acidosis in malaria can be ameliorated by dichloroacetate treatment [402] . malarial resistance in individuals with sao suggests that transfusions with sao blood may be a useful therapy for individuals infected with drug-resistant plasmodium [403] . finally, the parasite's own abts may be a target for antimalarial action [404] . the rapid proliferation of cancerous cells is associated with the warburg effect (also known as 'aerobic glycolysis'): a shift from aerobic to anaerobic metabolism even in the presence of oxygen [405, 406] . in this state, cells increase their atp production by increasing their glucose uptake with the consequence of increased lactate and h + production. because of their high metabolic rates, such cells would tend to have a much lower phi than normal cells. however, cancer cells are able to maintain near-normal phi by upregulating acid-extruding abts such as nbce1, nbcn1, nhe1, h + -atpase, and mct4 to facilitate the removal of h + , as well as extracellular cas (caix, caxii) to facilitate the removal of co2 [407] [408] [409] [410] [411] . aquaporins (aqps)-which can serve as a conduit for transmembrane movements of co2 [412] -also promote tumor growth and survival, but it is not clear that promotion of co2 removal is a major part of their pathological importance [407, 413, 414] . as shown in cancer cell-lines [415] , acidosis can also increase the drive on the tca cycle (promoting atp production for h + extrusion) and the pentose phosphate pathway (promoting nadph production to counter ros, promoting cell survival) [415] . the combined action of these processes results in a drastic reduction in local phe. these changes allow cancer cells both to outcompete neighboring non-cancer cells and to mobilize and spread to other parts of the body. metastasis and tumor survival are further enhanced by acid-dependent remodeling of the extracellular matrix [416] and suppression of anti-tumor immune responses [417] (see also the immune system). it is noteworthy that a high level of net endogenous acid production was associated with higher mortality in breast-cancer recurrence in a cohort of early stage breast cancer survivors [418] . moreover, acid-treatment of melanoma cells selects for more invasive phenotypes [419] and the extent of upregulation of various abts and cas can be an adverse prognostic factor (e.g., [420] [421] [422] ). the importance of acid-base balance in cancer has suggested that targeting tumor ph could be a valuable adjuvant therapy. the three main therapeutic modalities are (i) interfering with the ability of cancer cells to defend their phi, (ii) interfering with the ability of cancer cells to create an acidic extracellular environment, and (iii) bolstering the immune response in an acidic tumor microenvironment. interfering with phi defense. blocking the defense of phi by cancer cells can be achieved by inhibiting acid-extruding abts and/or cas [410, 423] . the value of these approaches is demonstrated in diverse studies that report anything from delayed tumor-growth in nbcn1-null mice [424] to positive clinical outcomes with adjuvant use of proton pump inhibitors [425] . however, reports from clinical trials are currently sparse. given the potential for side effects due to the physiological importance of these proteins in all organ systems, much attention has focused on inhibiting those proteins, such as caix, which are specifically upregulated in cancer cells (in response to hypoxia) and not highly expressed elsewhere [426] . another approach, the combinatorial use of blockers, allows for a lower dose of each and thus fewer undesired effects on non-tumor cells. the use of a combination of five compounds, each of which targets a different abt/ca, revealed effectiveness at reducing intracellular brain tumor acidification in mice and the consequent activation of the pro-apoptotic marker caspase-3 in tumor cells, with little negative effect on non-tumor cells [427] . interestingly, the potency of such approaches is enhanced by glucose loading, which increases the acid-load in these glycolytic tumor cells [428] . finally, as different abts/cas are upregulated in different tumor types, generic approaches are also valuable to consider. for example, a number of anticancer drugs, such as salinomycin, that are not known to specifically target abts or cas, also promote cellular acidification [423] . interfering with extracellular acidification. anecdotal evidence suggests that interfering with extracellular acidification might be achieved by dietary means [429] . indeed, oral nahco3 supplementation can raise tumor phe and inhibit metastasis in mice [430] , but the overall consequence is complex, with one recent study suggesting that such therapy may confoundingly promote tumor proliferation [431] . however, the addition of adjuvant nahco3 to a chemotherapeutic agent that was fed directly into a hepatic tumor via catherization of tumorfeeding arteries (tila-tace: targeting intra-tumoral lactic acidosis with trans-arterial chemoembolization) was associated with markedly improved outcomes [432] . in short, there is currently insufficient data to show that lowering dietary acid load improves outcomes, except by virtue of the association of such diets with general well-being [433] and the role of alkalinization in enhancing the safety of certain chemotherapeutic drugs ( [434] ). the acidic tumor microenvironment can also be exploited to promote local drug delivery as discussed in section 6.6. bolstering antitumor immune response. the acidic tumor microenvironment promotes an antiinflammatory t-cell response (see section 5.6.1), but the deletion of ae2 promotes a proinflammatory t-cell response (see section 4.12.1). therefore inhibition of t-cell ae2 could be a valuable paradigm for enhancing a cytotoxic immune response [435] . 6 ph-dependent aspects of pharmaceutical therapy in this section, we will focus on the influence of ph upon pharmacokinetic properties of drugs. we will also consider how all of these ph-related properties can be harnessed to therapeutic advantage, particularly in diseases associated with acid-base imbalance. oral drug delivery is the most common and convenient method used to administer drugs whereby they can either directly access their targets or be absorbed into circulation to reach their intended targets. thus, oral drug delivery will serve as our paradigm for discussion. however, these concepts are also relevant to other, parenteral, methods of drug delivery such as inhalation of nebulized substances and injection into subcutaneous, intramuscular, or intravenous compartments. gastrointestinal (gi) ph is one of the major determinants of oral drug bioavailability as it affects various properties including solubility and dissolution rate, stability, and absorbability. ph varies drastically along the gi tract [436] [437] [438] . starting from a value of ~1.5 in the stomach, it rises to ~6.0 in the duodenum, reaches ~7.4 in the terminal ileum, and falls again to ~6.7 in the colon [438] . an additional consideration is that these values can vary with age, presence of food, diseases, and also by the co-administration of other drugs [439] [440] [441] [442] . finally, we note that the influence of ph on bioavailability could, in ph-disturbed states, result in underdose or overdose. most drugs are weak acids and bases. the relationship between the drug ionization constant (pka) and the ph of the environment to which the drug is exposed (hereafter referred to as the environmental ph) is a critical determinant of drug solubility and dissolution rate in aqueous compartments [443] . this relationship determines the ratio of the concentration of the unionized (i.e., uncharged) form (u) to the concentration of the ionized (i.e., charged) form (i) of the drug and is described by the henderson-hasselbalch equation. now, according to equation (5), 3 . if phpka (i.e., 10 pka−ph >1) , the unionized form u (i.e., the basic neutral for b) prevails. thus, because the ionized form i is more water-soluble than the unionized form (due to better solvation between the ionized form i and the dipole of the water molecule), weakly acidic drugs have higher solubility at high ph whereas weakly basic drugs have higher solubility at low ph. this means that weakly acidic drugs tend to dissolve more easily in the intestine whereas weakly basic drugs tend to dissolve more easily in the stomach. because drug solubility is ph-dependent, the dissolution profile of the drug (i.e., the process by which a solid drug dissolves into solution) may also be ph-dependent [440, 443] . drug solubility and dissolution may be enhanced by several techniques including (i) chemical derivatization to alter drug pka, (ii) administration of the drug in ionic form (as a salt) rather than as a free acid or base, or (iii) alteration of environmental ph by the adjuvant use of acids or bases to better match the drug's pka [444] [445] [446] . in some cases, it may be desirable to lower the solubility and dissolution of parenterally-administered drugs in order to prolong their half-life. as we discuss in the next section, the influence of drug pka and environmental ph on drug ionization has important ramifications for drug absorption and distribution. besides solubility in aqueous solvent, the ionization state of a drug can influence its solubility in the lipid phase (e.g., drug pka can be modified to increase drug polarity and therefore reduce drug lipophilicity) and therefore affect its ability to permeate cell membranes [444, 447] . assuming that passive diffusion (i.e., transmembrane concentration gradient is the driving force) is the mechanism by which a drug moves across a membrane and that only uncharged ions can freely diffuse across the membrane, we can turn again to the henderson-hasselbalch equation to describe the importance of drug pka and environmental ph to drug absorption and distribution between body compartments. we note that, according to point 1) above, the henderson-hasselbalch equation predicts that weak acids tend to be absorbed in an acidic environment (e.g., in the stomach). similarly, according to point 4) above, the henderson-hasselbalch equation predicts that weak bases tend to be absorbed in a basic environment (e.g., in the small intestine). in 1957, shore and coworkers proposed the ph partition hypothesis (first described by jacobs in 1940 [448] ) to describe the influence of pka and ph upon the gastric secretion of a variety of intravenously-administered weakly acidic and basic drugs [449] . the results of their experiments could be explained with their theoretical model of drug absorption across a lipoid barrier (i.e., the gastric mucosa) that separates two compartments (i.e., the stomach lumen and the blood) with different ph and permeable only to the unionized form, which was assumed at equilibrium. they found that the extent to which a drug moves between compartments (the gi tract and blood) depends on the value of the drug pka and the environmental ph values of the two compartments such that (using equations (3) and (5) that is to say that weakly acidic drugs such as aspirin (pka=3.5) can be effectively absorbed from the stomach. in the case of a weakly basic drug. in practice, the model has several limitations because the ph partition hypothesis ignores other substantial influences upon drug absorption. for example, the assumption of equilibrium is unrealistic in such a dynamic system. furthermore, even weakly acidic drugs can be substantially absorbed in the small intestine because of the large luminal surface area that it presents [450] . finally, the ph-partition hypothesis does not consider the mechanism by which drugs can move across epithelial layers. today we know that both the transcellular and paracellular pathways play important roles in the absorption and elimination of both charged and uncharged drug forms [451] . low-specificity membrane transporter proteins that contribute to transcellular drug transport around the body include organic anion transporters (oats), organic cation transporters (octs), some mcts, and members of the abc transporter superfamily, such as the p-glycoprotein transporters (p-gp) [452] [453] [454] [455] [456] . in some cases, the transporters themselves may be ph-sensitive or coupled to the transport of acids and bases. the importance of such considerations is exemplified by lowered absorption of weakly basic drugs in individuals with an unusually high stomach ph such as those taking ppis or individuals with achlorhydria [457] . for example, the dissolution and absorption rate of the weakly basic antifungal agent ketoconazole, which is soluble only at ph lower than 3, can be enhanced by coadministration of an acidic, carbonated beverage [457] . a related example, albeit related to absorption of drugs by bacteria, is that the adjuvant use of nahco3 enhances the in vitro potency of antibiotics by interfering with the proton motive force that drives antibiotic efflux from bacteria [458] . as we will see in section 6.5, considerations of drug solubility and transepithelial movement also influence drug elimination in urine by the kidneys. when developing drugs for oral delivery it is important to account for the adverse acidic environment of the stomach, which can cause instability and rapid degradation of drugs before they reach the small intestine for absorption. this could happen because the polymers used for the tablet coating may be susceptible to ph. for this reason, carriers for oral drug delivery are tested for ph-sensitivity and endurance in acidic environment. acid-resistant polymers that only dissolve above certain ph values are sometimes used as enteric or gastro-resistant coatings [459] [460] [461] [462] . this is the case, for example, for oral delivery of insulin [463, 464] . the ph partition hypothesis provides the theoretical framework for understanding how urinary ph influences renal drug excretion; acidification of urine favors elimination of weakly basic drugs (because their absorption is reduced) whereas alkalinization of urine favors elimination of weakly acidic drugs. for example, urine acidification via administration of ammonium chloride increases elimination of the weakly basic drug amphetamine [465] , whereas urine alkalinization via intravenous administration of nahco3 enhances elimination of acidic drugs like salicylic acid (i.e., aspirin) and can be helpful in the management of drug poisoning like aspirin intoxication [465] [466] [467] . as we considered earlier, partitioning is just one aspect of drug distribution. many oats and octs [468] are expressed in nephron epithelia where their action is vital for delivering drugs from the peritubular capillaries into the nephron lumen for excretion in urine and for delivering diuretics (e.g., furosemide) to their therapeutic targets in the nephron lumen. the direct secretion of these drugs into the nephron lumen is necessary because many such drugs are substantially bound to albumin in circulation and are not effectively filtered into the nephron lumen at the glomerulus. 6.6 exploiting ph for targeted drug delivery acidity can be harnessed to target drug release to acidic environments such as the stomach or pathological acidotic microenvironments such as tumors. one example under development is a gastro-floating matrix tablet that contains adjuvant nahco3 with the drug, produces co2 upon reaction with gastric acid causing the dosage form to remain buoyant in the stomach for prolonged release [469] . another example is the use of ph-sensitive vehicles such as micelles that could release cytotoxic chemotherapeutic agents only in the acidic tumor environment [470] . similarly, as suggested by the disparity between the usefulness of an anticancer drug that was identified in an in vitro screening performed at neutral ph and its value in vivo in the acidic tumor microenvironment [471] , it is possible that some drugs may be inactive in circulation and may not be activated until they reach an acidic environment. abts and cas play major roles in a variety of pathologies and provide an array of potential therapeutic targets, but many are currently lacking specific or safe drugs. the application of epigenetic modulators and other genetic tools to alter their expression is an underexplored area of research. it is interesting to note that, among the many treatment paradigms for diverse acid disturbances, nahco3 administration is a common thread. its low cost and ready availability have prompted its nickname "enemy of the pharmaceutical industry." however, despite the promise of numerous limited trials, robust evidence in favor of its broad effectiveness in many fields is currently lacking. this is perhaps due to a lack of appreciation of subgroup effects or a lack of standardization among trails. nonetheless, research into the therapeutic importance of balancing ph remains robust and promises the delivery of many more effective treatments in the coming years. figure 5 . targeting carbonic anhydrase to treat glaucoma. glaucoma is retinal degeneration caused by increased intralocular pressure. eye drops containing ca-inhibitors such as acetazolamide (acz) target cas in the ciliary body and reduce the production of aqueous humor, lowering intraocular pressure. the ciliary body is a complex epithelial tissue comprised of two cell layers joined by gap junctions. a variety of abts and other transporters are required to move nacl, which is followed by water, from the interstitial fluid into the anterior chamber of the eye. figure 6 . enhancing fluid secretion in the lungs. cftr promotes the movement of hco3 -containing fluid onto the airway surface to promote mucociliary clearance and lung health. drugs such as lumacaftor/ivacaftor rescue this function in some individuals with cf by helping misfolded cftr molecules to function normally. alternative ph-based strategies have been suggested as adjunct cf therapy, such as blockade of the many h + secreting abts. figure 7 . the bohr effect. the action of ae1 and cas promote o2 release in systemic capillaries (panel a) and co2 release in pulmonary capillaries because of the ph-dependence of the affinity of hemoglobin for o2 (the bohr effect). figure 8 . the role of abts and cas in bone remodeling. osteoclasts secrete acid onto the bone surface to resorb minerals during bone growth/remodeling and in response to hormonal requirements for release of mineralized ca 2+ and phosphate. one report suggested an off-target bone-sparing effect of ca inhibitors, used to treat glaucoma, in a group of post-menopausal women. figure 9 . targeting the stomach h + /k + -atpase to treat acid-reflux disease. proton pump inhibitors are widely used to reduce gastric acid secretion, as an alternative or adjunct strategy to neutralizing stomach acid with an antacid such as caco3. figure 10 . targeting intestinal abts to treat constipation. intestinal fluid absorption is promoted by the combined action of nhe3 and slc26a3, which perform the net uptake of nacl, and therefore water. inhibition of either, to reduce fluid absorption from the intestinal lumen is a useful therapy for irritable bowel syndrome with constipation. ivacaftor is similarly useful in cf by restoring intestinal fluid secretion. figure 11 . the role of abts and cas in cancer. numerous acid-base handling proteins are upregulated in rapidly proliferating tumor calls to help them dispose of metabolic acids and create an acidic microenvironment that disadvantages non-tumor cells in their vicinity. as most of these abts and cas are gainfully expressed elsewhere in the body, therapies in development are focused on blocking those rarer targets that are preferentially expressed in the hypoxic tumor environment such as mct4 and caix. other approached include exploiting the acidic milieu of the tumor for the targeted delivery of chemotherapeutic drugs (see section 6.6). figure 12 . the influence of ph on drug distribution. theoretical distribution of a hypothetical weakly acidic drug (pka = 3.4, panel 'a') and a hypothetical weakly basic drug (pka = 8.4, panel 'b') between two aqueous compartments with different ph (gi tract at ph = 1.4 and blood at ph = 7.4). assuming that only the unionized form u (ha in panel 'a' and b in panel 'b') can cross the membrane and that u is equilibrated across the plasma membrane, panel 'a' shows that a weakly acidic drug is more concentrated in the alkaline compartment. this result suggests that weakly acidic drugs tend to be absorbed from the more acidic compartment to the more basic compartment (blue arrows). panel 'b' shows that a weakly basic drug is more concentrated in the acidic compartment, indicating that weakly basic drugs are poorly absorbed in an acidic compartment (blue arrows). weakly basic drugs are in fact poorly absorbed from the stomach. 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transient mild acidosis treatment by co2 inhalation at reperfusion acetazolamide in the treatment of seizures a class of sulfonamide carbonic anhydrase inhibitors with neuropathic pain modulating effects a new kid on the block? carbonic anhydrases as possible new targets in alzheimer's disease carbonic anhydrase modulation of emotional memory. implications for the treatment of cognitive disorders type ii renal tubular acidosis secondary to topiramate: a review disruption of slc4a10 augments neuronal excitability and modulates synaptic short-term plasticity preclinical update on regulation of intracranial pressure in relation to idiopathic intracranial hypertension, fluids and barriers of the cns studies on bicarbonate transporters and carbonic anhydrase in porcine nonpigmented ciliary epithelium na+/h+ and ci-/hco3-antiporters of bovine pigmented ciliary epithelial cells slc4a11 and the pathophysiology of congenital hereditary endothelial dystrophy h(oh): a holiday perspective. focus on "mouse slc4a11 expressed in xenopus oocytes is an ideally selective h + /oh -conductance pathway that is stimulated by rises in intracellular and extracellular ph functional roles of electrogenic sodium bicarbonate cotransporter nbce1 in ocular tissues retinal ph and acid regulation during metabolic acidosis sources of protons and a role for bicarbonate in inhibitory feedback from horizontal cells to cones in ambystoma tigrinum retina bicarbonate modulates photoreceptor guanylate cyclase (ros-gc) catalytic activity novel mutation in slc4a7 gene causing autosomal recessive progressive rod-cone dystrophy severe neurologic impairment in mice with targeted disruption of the electrogenic sodium bicarbonate cotransporter nbce2 (slc4a5 gene) role of monocarboxylate transporters in regulating metabolic homeostasis in the outer retina: insight gained from cell-specific bsg deletion genetics and phenomics of pendred syndrome novel atp6v1b1 and atp6v0a4 mutations in autosomal recessive distal 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na+/h+-exchanger-1 inhibition counteracts diabetic cataract formation and retinal oxidative-nitrative stress and apoptosis protective effects of hypercapnic acidosis on ischemia-reperfusion-induced retinal injury cerumenolytic efficacy of 2.5% sodium bicarbonate versus docusate sodium: a randomized, controlled trial the preparation of acetic acid for use in otic drops and its effect on endocochlear potential and ph in inner ear fluid discovery and development of s6821 and s7958 as potent tas2r8 antagonists modulation of bitter taste perception by a small molecule htas2r antagonist effect of ph modification by bicarbonate on pain after subcutaneous lidocaine injection role of cftr in epithelial physiology pulmonary complications of cystic fibrosis a new role for bicarbonate in mucus formation extracellular ph and lung infections in cystic fibrosis airway acidification initiates host defense abnormalities in cystic fibrosis mice mechanisms of acid and base secretion by the airway epithelium airway ph homeostasis in asthma and other inflammatory lung diseases hyperglycaemia and pseudomonas aeruginosa acidify cystic fibrosis airway surface liquid by elevating epithelial monocarboxylate transporter 2 dependent lactate-h+ secretion cftr modulator theratyping: current status, gaps and future directions rheological properties of cystic fibrosis bronchial secretion and in vitro drug permeation study: the effect of sodium bicarbonate safety, tolerability, and effects of sodium bicarbonate inhalation in cystic fibrosis repurposing tromethamine as inhaled therapy to treat cf airway disease esomeprazole increases airway surface liquid ph in primary cystic fibrosis epithelial cells paracellular bicarbonate flux across human cystic fibrosis airway epithelia tempers changes in airway surface liquid ph effects of changes of ph on the contractile function of cardiac muscle the effects of acid-base disturbances on cardiovascular and pulmonary function relative contributions of na+/h+ exchange and na+/hco3-cotransport to ischemic nai+ overload in isolated rat hearts impact of systemic acidosis on the development of malignant ventricular arrhythmias after reperfusion therapy for st-elevation myocardial infarction mechanisms underlying the emergence of post-acidosis arrhythmia at the tissue level: a theoretical study reduced sarcolemmal expression and function of the nbce1 isoform of the na + -hco₃ − cotransporter in hypertrophied cardiomyocytes of spontaneously hypertensive rats: role of the reninangiotensin system carbonic anhydrase inhibition prevents and reverts cardiomyocyte hypertrophy loss of the ae3 anion exchanger in a hypertrophic cardiomyopathy model causes rapid decompensation and heart failure mitochondrial nhe1: a newly identified target to prevent heart disease disturbed acid-base transport: an emerging cause of hypertension extracellular acidosis suppresses calcification of vascular smooth muscle cells by inhibiting calcium influx via ltype calcium channels regulatory mechanisms of hemoglobin oxygen affinity in acidosis and alkalosis transgenic expression of carbonic anhydrase iii in cardiac muscle demonstrates a mechanism to tolerate acidosis sodium bicarbonate on severe metabolic acidosis during prolonged cardiopulmonary resuscitation: a double-blind, randomized, placebo-controlled pilot study an evidence-based evaluation of the use of sodium bicarbonate during cardiopulmonary resuscitation sodium bicarbonate: basically useless therapy nhe-1: still a viable therapeutic target cariporide (hoe642), a selective na+-h+ exchange inhibitor, inhibits the mitochondrial death pathway na+/h+ exchanger inhibitor cariporide attenuates the mitochondrial ca2+ overload and ptp opening inhibits endoplasmic reticulum stress-induced apoptosis by targeting na+/h+ exchanger-1 in the heart inhibition of the cardiac electrogenic sodium bicarbonate cotransporter reduces ischemic injury antibodies against the cardiac sodium/bicarbonate co-transporter (nbce1) as pharmacological tools sasanquasaponin induces increase of cl-/hco3-exchange of anion exchanger 3 and promotes intracellular cl-efflux in hypoxia/reoxygenation cardiomyocytes bicarbonate therapy, phosphate binders, and risk for vascular calcification hyperphosphatemic familial tumoral calcinosis: response to acetazolamide and postulated mechanisms metabolic and hemodynamic consequences of sodium bicarbonate administration in patients with heart disease cellular mechanisms of muscle fatigue challenging the role of ph in skeletal muscle fatigue lactic acid and exercise performance : culprit or friend? k+ and lac-distribution in humans during and after high-intensity exercise: role in muscle fatigue attenuation? metabolic and clinical consequences of metabolic acidosis three-generation study of women on diets and health study group, higher dietary acid load is associated with a higher prevalence of frailty, particularly slowness/weakness and low physical activity, in elderly japanese women regulation of ph in human skeletal muscle: adaptations to physical activity carbonic anhydrase iii is expressed in mouse skeletal muscles independent of fiber type-specific myofilament protein isoforms and plays a role in fatigue resistance effects of sodium bicarbonate on high-intensity endurance performance in cyclists: a double-blind, randomized cross-over trial sodium bicarbonate supplementation does not improve elite women's team sport running or field hockey skill performance the impact of sodium bicarbonate on performance in response to exercise duration in athletes: a systematic review mechanistic insights into the efficacy of sodium bicarbonate supplementation to improve athletic performance effect of sodium bicarbonate on prolonged running performance: a randomized, double-blind, cross-over study potassium bicarbonate reduces urinary nitrogen excretion in postmenopausal women dietary patterns, skeletal muscle health, and sarcopenia in older adults the effects of acid on bone metabolic acidosis inhibits growth hormone secretion in rats: mechanism of growth retardation serum bicarbonate and bone mineral density in us adults acute metabolic acidosis enhances circulating parathyroid hormone, which contributes to the renal response against acidosis in the rat defects in tcirg1 subunit of the vacuolar proton pump are responsible for a subset of human autosomal recessive osteopetrosis carbonic anhydrase ii deficiency in 12 families with the autosomal recessive syndrome of osteopetrosis with renal tubular acidosis and cerebral calcification mouse models of slc4-linked disorders of hco3 -transporter dysfunction effect of chronic carbonic anhydrase inhibitor therapy on bone mineral density in white women can acetazolamide be used to treat diseases involving increased bone mineral density? chronic proton pump inihibitor therapy and calcium metabolism proton-pump inhibitor use and fracture risk: an updated systematic review and meta-analysis proton pump inhibitors therapy and risk of bone diseases: an update meta-analysis revisiting the parietal cell a h+-gated urea channel: the link between helicobacter pylori urease and gastric colonization helicobacter pylori moves through mucus by reducing mucin viscoelasticity helicobacter pylori and gastric cancer: factors that modulate disease risk salivary bicarbonate as a major factor in the prevention of upper esophageal mucosal injury in gastroesophageal reflux disease analysis of bicarbonate, phosphate and other anions in saliva by capillary electrophoresis with capacitively coupled contactless conductivity detection in diagnostics of gastroesophageal reflux disease role of saliva in esophageal defense: implications in patients with nonerosive reflux disease acid neutralizing capacity of human saliva physiology of na+/h+ exchangers (nhes) in the digestive system milk-alkali syndrome health-behavior induced disease: return of the milk-alkali syndrome regulation of na/h exchanger-1 in gastroesophageal reflux disease: possible interaction of histamine receptor mice with a targeted disruption of the ae2 cl -/hco3 -exchanger are achlorhydric the role of acid inhibition in helicobacter pylori eradication the development of urease inhibitors: what opportunities exist for better treatment of helicobacter pylori infection in children? the cystic fibrosis of exocrine pancreas intestinal obstruction syndromes in cystic fibrosis: meconium ileus, distal intestinal obstruction syndrome, and constipation acid-base disturbances in gastrointestinal disease update on slc26a3 mutations in congenital chloride diarrhea differential regulation of na+/h+ exchange isoform activities by enteropathogenic e. coli in human intestinal epithelial cells inhibition and redistribution of nhe3, the apical na+/h+ exchanger, by clostridium difficile toxin b reduced sodium/proton exchanger nhe3 activity causes congenital sodium diarrhea ph and peptide supply can radically alter bacterial populations and short-chain fatty acid ratios within microbial communities from the human colon d-lactic acidosis: an underrecognized complication of short bowel syndrome h+-coupled nutrient, micronutrient and drug transporters in the mammalian small intestine defective small intestinal anion secretion, dipeptide absorption, and intestinal failure in suckling nbce1-deficient mice slc26a3 inhibitor identified in small molecule screen blocks colonic fluid absorption and reduces constipation efficacy of tenapanor in treating patients with irritable bowel syndrome with constipation: a 12-week, placebo-controlled phase 3 trial (t3mpo-1) impact of cftr modulation on intestinal ph, motility, and clinical outcomes in patients with cystic fibrosis and the g551d mutation linaclotide improves gastrointestinal transit in cystic fibrosis mice by inhibiting sodium/hydrogen exchanger 3 linaclotide activates guanylate cyclase-c/cgmp/protein kinase-ii-dependent trafficking of cftr in the intestine medical physiology. a cellular and molecular approach renal tubular acidosis metabolic acidosis and subclinical metabolic acidosis in ckd downregulation of the cl-/hco3-exchanger pendrin in kidneys of mice with cystic fibrosis: role in the pathogenesis of metabolic alkalosis mechanisms of metabolic acidosis-induced kidney injury in chronic kidney disease low serum bicarbonate and ckd progression in children serum bicarbonate levels and the progression of kidney disease: a cohort study mechanism of hyperkalemia-induced metabolic acidosis kidney stones: pathophysiology and medical management the primary cause of infection-induced urinary stones urinary catheter blockage depends on urine ph, calcium and rate of flow daily oral sodium bicarbonate preserves glomerular filtration rate by slowing its decline in early hypertensive nephropathy bicarbonate supplementation slows progression of ckd and improves nutritional status clinical evidence that treatment of metabolic acidosis slows the progression of chronic kidney disease a causative role for redox cycling of myoglobin and its inhibition by alkalinization in the pathogenesis and treatment of rhabdomyolysis-induced renal failure drug-induced renal fanconi syndrome diuretics: a review metabolic alkalosis the behavior of carbenicillin as a nonreabsorbable anion hypokalaemia, metabolic alkalosis, and hypernatraemia due to "massive" sodium penicillin therapy impaired renal hco3-excretion in cystic fibrosis citrate and renal calculi: an update lemonade therapy increases urinary citrate and urine volumes in patients with recurrent calcium oxalate stone formation long-term treatment of calcium nephrolithiasis with potassium citrate strategy to control catheter encrustation with citrated drinks: a randomized crossover study role of v-atpase-rich cells in acidification of the male reproductive tract the activating effects of bicarbonate on sperm motility and respiration at ejaculation lowered levels of bicarbonate in seminal plasma cause the poor sperm motility in human infertile patients critical role of cftr in uterine bicarbonate secretion and the fertilizing capacity of sperm a new role for bicarbonate secretion in cervico-uterine mucus release hydrogen ion and carbon dioxide content of the oviductal fluid of the rhesus monkey (macaca mulatta) bicarbonate is essential for fertilization of mouse eggs: mouse sperm require it to undergo the acrosome reaction factors and pathways involved in capacitation: how are they regulated? acidification of uterine epithelium during embryo implantation in mice loss of the na+/h+ exchanger nhe8 causes male infertility in mice by disrupting acrosome formation disruption of the slc26a3-mediated anion transport is associated with male subfertility anion exchanger 2 is essential for spermiogenesis in mice tests of buffergel for contraception and prevention of sexually transmitted diseases in animal models maternal and fetal acid-base chemistry: a major determinant of perinatal outcome effect of preoperative bicarbonate infusion on maternal and perinatal outcomes of obstructed labour in mbale regional referral hospital: a study protocol for a randomised controlled trial improvement of cervical mucus viscoelasticity and sperm penetration with sodium bicarbonate douching sodium bicarbonate douching for improvement of the postcoital test spermicidal effects of lemon juice and juices from other natural products, agriculture and natural resources acidform: a review of the evidence a novel vaginal ph regulator: results from the phase 3 ampower contraception clinical trial bicarbonate ion; the corona cell dispersing factor of rabbit tubal fluid pantoprazole, a proton-pump inhibitor, impairs human sperm motility and capacitation in vitro acid-base disorders in liver disease effect of ph on the kinetics of frog muscle phosphofructokinase inhibition by acidosis of adenosine 3',5'-cyclic monophosphate accumulation and lipolysis in isolated rat fat cells bicarbonate in the treatment of metabolic acidosis: effects on hepatic intracellular ph, gluconeogenesis, and lactate disposal in rats renal gluconeogenesis in acidosis, alkalosis, and potassium deficiency: its possible role in regulation of renal ammonia production effect of extracellular ph on insulin secretion and glucose metabolism in neonatal and adult rat pancreatic islets a physiological solvent for crystalline insulin insulin sensitivity and glucose homeostasis can be influenced by metabolic acid load dietary acid load, metabolic acidosis and insulin resistance -lessons from cross-sectional and overfeeding studies in humans the ph dependence of insulin binding. a quantitative study stimulatory effect of insulin on renal proximal tubule sodium transport is preserved in type 2 diabetes with nephropathy molecular mechanism of pancreatic and salivary glands fluid and hco3− secretion effect of mineralocorticoids on acid-base balance bartter or gitelman-how to differentiate? acid retention during kidney failure induces endothelin and aldosterone production which lead to progressive gfr decline, a situation ameliorated by alkali diet role of endothelin-1 in renal regulation of acidbase equilibrium in acidotic humans higher dietdependent renal acid load associates with higher glucocorticoid secretion and potentially bioactive free glucocorticoids in healthy children effect of chronic metabolic acidosis on the growth hormone/igf-1 endocrine axis: new cause of growth hormone insensitivity in humans in vivo bicarbonate deficiency and insulin dissolution combined insulin and bicarbonate therapy elicits cerebral edema in a juvenile mouse model of diabetic ketoacidosis intracellular ph regulation during spreading of human neutrophils extracellular acidosis is a novel danger signal alerting innate immunity via the nlrp3 inflammasome the intimate and controversial relationship between voltage-gated proton channels and the phagocyte nadph oxidase voltage-gated proton channels maintain ph in human neutrophils during phagocytosis na+/h+ exchange activity during phagocytosis in human neutrophils: role of fcgamma receptors and tyrosine kinases science review: extracellular acidosis and the immune response: clinical and physiologic implications the effect of ph and nucleophiles on complement activation by human proximal tubular epithelial cells unravelling the interplay between extracellular acidosis and immune cells acute asphyxia affects neutrophil number and function in the rat ph changes observed in the inflamed gingival crevice modulate human polymorphonuclear leukocyte activation in vitro acidosis differently modulates the inflammatory program in monocytes and macrophages the effects of extracellular ph on immune function anion exchanger 2 is critical for cd8(+) t cells to maintain phi homeostasis and modulate immune responses systemic lupus erythematosus associated with type 4 renal tubular acidosis: a case report and review of the literature systemic lupus erythematosus with distal renal tubular acidosis presenting as hypokalemic paralysis with respiratory failure oral nahco3 activates a splenic anti-inflammatory pathway: evidence that cholinergic signals are transmitted via mesothelial cells sodium bicarbonate facilitates low-dose oral tolerance to peanut in mice monocarboxylate transporter mct1 is a target for immunosuppression inhibition of na+/h+ exchanger 1 by cariporide alleviates burn-induced multiple organ injury a. van den hout, co2 vulnerability in panic disorder overshadowed by the amygdala: the bed nucleus of the stria terminalis emerges as key to psychiatric disorders acidsensing ion channel 1 is localized in brain regions with high synaptic density and contributes to fear conditioning overexpression of acid-sensing ion channel 1a in transgenic mice increases acquired fear-related behavior decreased brain ph as a shared endophenotype of psychiatric disorders dietary acid load and mental health outcomes in children and adolescents: results from the giniplus and lisa birth cohort studies understanding and predicting suicidality using a combined genomic and clinical risk assessment approach metabolic acidosis of ckd: an update prevalence of depression and suicidal ideation increases proportionally with renal function decline, beginning from early stages of chronic kidney disease carbon dioxide test as an additional clinical measure of treatment response in panic disorder responses to hypercarbia induced by acetazolamide in panic disorder patients increased lactate levels and reduced ph in postmortem brains of schizophrenics: medication confounds possible alternatives to soda lime absorption of carbon dioxide interaction of inhalational anaesthetics with co2 absorbents hypercapnia and acidosis in sepsis: a double-edged sword? propofol infusion associated metabolic acidosis in patients undergoing neurosurgical anesthesia: a retrospective study perioperative metabolic acidosis: the bradford anaesthetic department acidosis study chasing the base deficit: hyperchloraemic acidosis following 0.9% saline fluid resuscitation factors related to postoperative metabolic acidosis following major abdominal surgery cause of metabolic acidosis in prolonged surgery postoperative metabolic alkalosis following general surgery: its incidence and possible etiology citrate metabolism and its complications in non-massive blood transfusions: association with decompensated metabolic alkalosis+respiratory acidosis and serum electrolyte levels outcome of surgical patients who present acidosis postoperatively biochemical changes in stored donor units: implications on the efficacy of blood transfusion clinical impact of blood storage lesions influence of ph on wound-healing: a new perspective for wound-therapy? dichloroacetate stabilizes the intraoperative acid-base balance during liver transplantation ph modulation ameliorates the red blood cell storage lesion in a murine model of transfusion an analysis of the buffer systems in saliva change of saliva composition with radiotherapy effect of decreased salivation and ph on the adherence of klebsiella species to human buccal epithelial cells evaluation of non-microbial salivary caries activity parameters and salivary biochemical indicators in predicting dental caries salivary parameters and oral health status amongst adolescents in mexico salivary flow rate, ph, buffering capacity, total protein, oxidative stress and antioxidant capacity in children with and without dental caries salivary buffer capacity, ph, and stimulated flow rate of crack cocaine users effect of sodium bicarbonate mouth wash on salivary ph and interleukin-1β levels among smokers salivary biomarkers and oral microbial load in relation to the dental status of adults with cystic fibrosis salivary changes and dental caries as potential oral markers of autoimmune salivary gland dysfunction in primary sjögren's syndrome unstimulated salivary flow, ph, proteins and oral health in patients with juvenile idiopathic arthritis new paradigms on the transport functions of maturation-stage ameloblasts a novel mutant na + /hco3 -cotransporter nbce1 in a case of compound-heterozygous inheritance of proximal renal tubular acidosis extrarenal signs of proximal renal tubular acidosis persist in nonacidemic nbce1b/c-null mice salivary ph: a diagnostic biomarker baking soda dentifrices and oral health the effect of sodium bicarbonate oral rinse on salivary ph and oral microflora: a prospective cohort study salivary ph after a glucose rinse: effect of a new mucoadhesive spray (cariex) based on sodium bicarbonate and xylitol effect of chewing bicarbonate-containing sugar-free gum on the salivary ph: an in vivo study sodium bicarbonate solution versus chlorhexidine mouthwash in oral care of acute leukemia patients undergoing induction chemotherapy: a randomized controlled trial the effect of bicarbonate/fluoride dentifrices on human plaque ph enhancement of plaque removal efficacy by tooth brushing with baking soda dentifrices: results of five clinical studies bicarbonate-based powder and paste dentifrice effects on caries ph stabilizing properties of a posterior light cured resin composite: an in vivo study six months of daily high-dose xylitol in high-risk schoolchildren: a randomized clinical trial on plaque ph and salivary mutans streptococci the influence of virus infection on the extracellular ph of the host carbon dioxide instantly sensitizes female yellow fever mosquitoes to human skin odours merozoite surface protein 1 recognition of host glycophorin a mediates malaria parasite invasion of red blood cells reduced risk of plasmodium vivax malaria in papua new guinean children with southeast asian ovalocytosis in two cohorts and a case-control study the pathophysiologic and prognostic significance of acidosis in severe adult malaria unidentified acids of strong prognostic significance in severe malaria put a cork in it: plugging the m2 viral ion channel to sink influenza proton pump inhibitors are risk factors for viral infections: even for covid-19? pharmacokinetics and pharmacodynamics of dichloroacetate in children with lactic acidosis due to severe malaria can exchange transfusions using red blood cells from donors with southeast asian ovalocytosis prevent or ameliorate cerebral malaria in patients with multi-drug resistant plasmodium falciparum? na(+) regulation in the malaria parasite plasmodium falciparum involves the cation atpase pfatp4 and is a target of the spiroindolone antimalarials the warburg effect: how does it benefit cancer cells? we need to talk about the warburg effect ph control mechanisms of tumor survival and growth regulation and roles of bicarbonate transporters in cancer role of ph regulatory proteins and dysregulation of ph in prostate cancer disrupting hypoxia-induced bicarbonate transport acidifies tumor cells and suppresses tumor growth carbonic anhydrases: role in ph control and cancer sharpey-schafer lecture: gas channels rapid co2 permeation across biological membranes: implications for co2 venting from tissue water transport proteins-aquaporins (aqps) in cancer biology acidosis induces reprogramming of cellular metabolism to mitigate oxidative stress the acidic tumor microenvironment as a driver of cancer tumor immunoevasion via acidosis-dependent induction of regulatory tumor-associated macrophages increased acid-producing diet and past smoking intensity are associated with worse prognoses among breast cancer survivors: a prospective cohort study acid treatment of melanoma cells selects for invasive phenotypes the hypoxic response expression as a survival biomarkers in treatment-naive advanced breast cancer, asian pac increased expression of na+/h+ exchanger isoform 1 predicts tumor aggressiveness and unfavorable prognosis in epithelial ovarian cancer monocarboxylate transporters in breast cancer and adipose tissue are novel biomarkers and potential therapeutic targets cellular acidification as a new approach to cancer treatment and to the understanding and therapeutics of neurodegenerative diseases disrupting na + , hco₃ − -cotransporter nbcn1 (slc4a7) delays murine breast cancer development intermittent high dose proton pump inhibitor enhances the antitumor effects of chemotherapy in metastatic breast cancer development of a small molecule tubulysin b conjugate for treatment of carbonic anhydrase ix receptor expressing cancers brain tumor acidification using drugs simultaneously targeting multiple ph regulatory mechanisms glucose-dependent growth arrest of leukemia cells by mct1 inhibition: feeding warburg's sweet tooth and blocking acid export as an anticancer strategy manipulating ph in cancer treatment: alkalizing drugs and alkaline diet bicarbonate increases tumor ph and inhibits spontaneous metastases targeting the acidic tumor microenvironment: unexpected pro-neoplastic effects of oral nahco3 therapy in murine breast tissue a nonrandomized cohort and a randomized study of local control of large hepatocarcinoma by targeting intratumoral lactic acidosis pros and cons of dietary strategies popular among cancer patients irinotecan-induced neutropenia is reduced by oral alkalization drugs: analysis using retrospective chart reviews and the spontaneous reporting database martínez-climent, targeting the anion exchanger 2 with specific peptides as a new therapeutic approach in b lymphoid neoplasms intestinal luminal ph in inflammatory bowel disease: possible determinants and implications for therapy with aminosalicylates and other drugs measurement of gastrointestinal ph profiles in normal ambulant human subjects advances in oral drug delivery for regional targeting in the gastrointestinal tract -influence of physiological, pathophysiological and pharmaceutical factors impact of gastrointestinal disease states on oral drug absorption -implications for formulation design -a pearrl review food, gastrointestinal ph, and models of oral drug absorption literature review of gastrointestinal physiology in the elderly prediction of ph-dependent drug-drug interactions for basic drugs using physiologically based biopharmaceutics modeling: industry case studies study of ph-dependent drugs solubility in water acidic and basic drugs in medicinal chemistry: a perspective drug solubility: importance and enhancement techniques, isrn pharm physicochemical properties, formulation, and drug delivery a quantitative assessment of herg liability as a function of lipophilicity some aspects of cell permeability to weak electrolytes the gastric secretion of drugs: a ph partition hypothesis surface area of the digestive tract -revisited tight junction modulation and its relationship to drug delivery polyspecific organic cation transporters and their impact on drug intracellular levels and pharmacodynamics the human organic cation transporter oct1 mediates high affinity uptake of the anticancer drug daunorubicin the organic anion transporter (oat) family: a systems biology perspective the p-glycoprotein transport system and cardiovascular drugs drugs as p-glycoprotein substrates, inhibitors, and inducers impaired drug absorption due to high stomach ph: a review of strategies for mitigation of such effect to enable pharmaceutical product development bicarbonate alters bacterial susceptibility to antibiotics by targeting the proton motive force ionotropically cross-linked ph-sensitive ipn hydrogel matrices as potential carriers for intestine-specific oral delivery of protein drugs peppas, ph-responsive and enzymatically-responsive hydrogel microparticles for the oral delivery of therapeutic proteins: effects of protein size, crosslinking density, and hydrogel degradation on protein delivery nanotechnology for protein delivery: overview and perspectives eudragit: a technology evaluation preparation of layer-by-layer thin films containing insulin and its ph-sensitive decomposition oral delivery of insulin using ph-responsive complexation gels fundaments of toxicology-approach to the poisoned patient the role of sodium bicarbonate in the management of some toxic ingestions acid-alkaline balance: role in chronic disease and detoxification., alternative therapies in health and medicine relationship between the urinary excretion mechanisms of drugs and their physicochemical properties gastro-floating matrices designed for simultaneous improvement of floating and drug release capabilities: an in vitro case study of matrices loaded with ciprofloxacin hydrochloride environmental ph-sensitive polymeric micelles for cancer diagnosis and targeted therapy a drug screening assay on cancer cells chronically adapted to acidosis key: cord-279106-3ffa9djf authors: syatila ab ghani, nur; emrizal, reeki; makmur, haslina; firdaus-raih, mohd title: side chain similarity comparisons for integrated drug repositioning and potential toxicity assessments in epidemic response scenarios: the case for covid-19 date: 2020-10-21 journal: comput struct biotechnol j doi: 10.1016/j.csbj.2020.10.013 sha: doc_id: 279106 cord_uid: 3ffa9djf structures of protein-drug-complexes provide an atomic level profile of drug-target interactions. in this work, the three-dimensional arrangements of amino acid side chains in known drug binding sites (substructures) were used to search for similarly arranged sites in sars-cov-2 protein structures in the protein data bank for the potential repositioning of approved compounds. we were able to identify 22 target sites for the repositioning of 16 approved drug compounds as potential therapeutics for covid-19. using the same approach, we were also able to investigate the potentially promiscuous binding of the 16 compounds to off-target sites that could be implicated in toxicity and side effects that had not been provided by any previous studies. the investigations of binding properties in disease-related proteins derived from the comparison of amino acid substructure arrangements allows for effective mechanism driven decision making to rank and select only the compounds with the highest potential for success and safety to be prioritized for clinical trials or treatments. the intention of this work is not to explicitly identify candidate compounds but to present how an integrated drug repositioning and potential toxicity pipeline using side chain similarity searching algorithms are of great utility in epidemic scenarios involving novel pathogens. in the case of the covid-19 pandemic caused by the sars-cov-2 virus, we demonstrate that the pipeline can identify candidate compounds quickly and sustainably in combination with associated risk factors derived from the analysis of potential off-target site binding by the compounds to be repurposed. epidemics caused by novel infectious agents result in situations where no known treatment regimens are 29 in practice. case management would therefore first rely on treating and alleviating the symptoms. the focus 30 of the treatment would then move on to eradication of the infectious agent from the host and more in-depth 31 therapeutic management. such an epidemic scenario presented itself in the city of wuhan, hubei province, 32 china in late 2019 [1] . the causative pathogen for the observed acute respiratory distress was later identified 33 to be a novel human coronavirus (ncov19) named as severe acute respiratory syndrome coronavirus 2 1 (sars-cov-2) [2] . although, many coronaviruses are found in bat reservoirs, it is probable that sars-cov-2 2 also has intermediate hosts such as pangolins and snakes [3] . 3 three months after it was first reported, the disease, named coronavirus disease 2019 (covid19) , had 4 progressed into a global pandemic. the fast spread of the disease was however paralleled by the speed that 5 data regarding the disease and its causative agent were generated. in mid-january 2020, the first genome 6 sequence was deposited into genbank (https://www.ncbi.nlm.nih.gov/genbank/); by mid-july 2020, more 7 than 40,000 complete genomes with high coverage from samples throughout the world had been deposited in 8 the gisaid database (http://www.gisaid.org/; http://epicov.org). while the rate of genome sequencing and 9 data sharing is unprecedented, the rapid availability of structure data has also been equally impressive. in late 10 september 2020, more than 400 structures of sars-cov-2 proteins had been deposited in the protein data 11 bank (pdb) [4] . 12 despite the number of confirmed cases passing 32.9 million with more than 1 million fatalities 13 worldwide in early october 2020, treatment options are still lacking for covid-19 although several vaccines 14 have recently started their trials in july 2020. this dire but data-rich scenario has led investigators to resort to 15 drug repurposing strategies. although such efforts to reposition approved drugs to a new target can be 16 explored in a clinical setting, we focus specifically on how computational approaches can feature prominently 17 in the identification of the candidate compounds. 18 various approaches have been deployed to explore the repertoire of known and approved compounds for 19 covid-19. zhou et al. utilized network-based analyses of drug targets and the virus-host interactions in the 20 human interactome to list 16 potential drugs to prioritize for repurposing [5] . an even larger effort that 21 generated a sars-cov-2-human protein-protein interaction map was able to identify 66 druggable human 22 proteins that could be targeted by 69 currently available fda approved compounds to be used as covid-19 23 treatments [6] . 24 side chain similarity comparisons [7, 8] have been reported to be a potential starting point in drug 25 repurposing efforts [9] . for such an approach, the 3d arrangements of known drug binding sites are collected 26 as a search database to identify similar sites in non-homologous structures thus implying the capacity to bind 27 similar ligands. drug-target interaction prediction using structural data has remained a largely unexplored 28 niche [10] . the identification of possible alternative binding sites for an approved drug can also provide 29 insights into their possible off-target effects. there is a clear urgency to discover and deploy suitable 30 candidates that can be repositioned against targets associated with covid-19. nevertheless, it is prudent to 31 steer clear of adverse effects resulting from the poly-pharmacological actions of promiscuous drugs with the 32 ability to bind to other targets [11] . 33 in this work, amino acid side chain similarity searching was utilized to propose alternative target sites in 34 sars-cov-2 protein structures for drug repositioning. these searches were based on the premise that if a 35 known drug binding site could be found in a sars-cov-2 protein, then that protein could also serve as an 36 alternative target for the same drug. this same principle was then used to identify off-target sites that could 37 present as side effects or result in some form of toxicity. the list of potential drugs derived from the side 38 chain arrangements similarity searches was then used to propose structurally similar compounds that could 39 also target the sites already identified for repositioning. our approach differs significantly from that reported 40 by zhou et al. [5] and gordon et al. [6] which can serve as additional confirmatory analysis and complement 41 the gaps in existing work. the details of these differences will be discussed in a later section. the downloaded sequences were clustered at 90% sequence similarity cut-off using the cd-hit program 3 [12]. members of individual clusters were sorted according to the x-ray crystallography resolution; the 4 sars-cov-2 protein sequence with the higher resolution structure was selected as the cluster's 5 representative. the pdb structures containing representative sequences were compiled together for further 6 similarity searches against the dataset of known drug binding sites derived from protein-drug complexes in 7 the pdb. 8 for the selection of drug compounds, we further selected drug compounds that are: (i) currently 9 undergoing clinical trials for covid -19, and (ii) protein was used as the receptor structure for docking. the python script contains all the necessary commands 28 that will be executed in the ucsf chimera command line to automatically pre-process structures and perform 29 blind molecular docking. the pre-processing steps of the ligand and receptor structures include the removal of 30 water molecules and ligands, assigning the partial charges for both standard and non-standard residues, as 31 well as an additional energy-minimization step. the atomic partial charges for standard residues including 32 standard amino acids, water and know ligands, as well as non-standard residues were assigned based on the 33 amber ff14sb force field (default), while the partial charges for non-standard residues were calculated 34 using the antechamber module based on the am1-bbc method. in the case of residues with missing side 35 chains, the amino acid side chains were replaced based on information from a rotamer library. energy 36 minimization was performed with steps of steepest descent minimization set to 100. molecular docking was 37 carried out using a local installation of autodock vina and linked for use in ucsf chimera. 38 blind docking was carried out instead of using the binding site as a reference point. therefore, a 39 whole protein structure target was exhaustively searched for potential binding poses using the default settings 40 for parameters such as exhaustiveness value (set to 8) and maximum number of binding modes (set to 9). the 41 default box size was used to sample the ligand orientation where it automatically covers the entire protein 42 receptor thus allowing for matches of binding poses to not only known binding sites, but also to other putative 43 sites that have not been reported elsewhere. 44 upon completion of the docking run using the python script, ucsf chimera loads a selection of 45 docking poses for visualization where the docking poses are ranked according to the docking scores reported 46 in kcal/mol with more negative values indicating better binding. the sites found from the sub-structural 47 similarity search is also visualized. the ucsf chimera session for individual script runs were saved for 48 further curation and analysis. the sites from the sub-structural similarity search were compared against the 1 sites in pre-computed binding poses from molecular docking, where an overlap of at least three matched 2 residues with poses of docking scores more negative than -6.5 kcal/mol selected for further analyses. 3 4 2.3. searching for potential off-targets from human for selected drugs proposed for covid-19 5 6 potential off-targets for selected drugs proposed for covid-19 were identified using three different 7 methods. first, known human proteins bound to the selected drug compounds were obtained from the pdb 8 through the 'advanced search' interface in the rcsb using the ligand pdb id as a query. the list of pdb 9 structures retrieved were filtered to only contain pdb with organism denoted as 'homo sapiens'. second, 10 human proteins with similarly arranged sites to drug binding sites for the selected drugs were retrieved from 11 pre-compiled results for sub-structural similarity searches in drug reposer web server. third, human 12 proteins with more than 30% sequence similarity to individual sars-cov-2 protein structures were retrieved 13 from blastp searches against the pdb. the list of proteins retrieved was filtered to only contain proteins with 14 sequences more than 30% sequence identity to the query sars-cov-2 protein. 15 these human structures were then used for molecular docking against the selected compounds. 16 molecular docking runs were conducted based on the above-mentioned protocol using python scripts 17 executed in ucsf chimera. a compound's involvement in specific biological mechanisms and potential 18 adverse effects upon interaction with the selected compounds were manually assessed and extracted from 19 information queried and similar ligands were structurally aligned in the ucsf chimera interface [15] . 28 the queried and the similar ligands were individually searched against the drug reposer 29 application database to retrieve results for sub-sructural similarity searches. both sets of results were 30 compared and shared sars-cov-2 protein targets from the list of proteins (proteins containing sites similar 31 to binding sites for both queried and similar ligands) were obtained for molecular docking against the 32 corresponding ligand molecules with autodock vina using the above-mentioned protocol [15] . 33 34 3. results and discussion 35 in this study, sub-structural similarity searches and docking analyses were carried out to: (i) identify 36 potential targets and drug binding sites in sars-cov-2 proteins; (ii) identify off-targets for proposed drug 37 compounds for covid-19; (iii) identify other approved drugs with similar structure to proposed drugs that 38 are potentially useful for covid-19 treatment. a total of 351 sars-cov-2 proteins were obtained from the 39 pdb that included the following proteins; adp ribose phosphatase (pdbid: 6w02), spike protein (pdbid: 40 6vsb), main protease (pdbid: 6lu7), nucleocapsid (pdbid: 6m3m), nsp7-nsp8 complex (pdbid: 6yhu), 41 nsp9 replicase (pdbid: 6w4b), nsp10-nsp16 complex (pdbid: 6w4h), nsp15 (pdbid: 6w01), orf7a 42 encoded accessory protein (pdbid: 6w37) and rna-dependent rna polymerase or nsp12 (pdbid: 6m71). 43 the substructure similarity searching used in this work utilized the assam computer program which 44 solves a maximal common subgraph problem to match similar 3d arrangements of amino acids in a dataset 45 of protein structures [7] . the arrangements of amino acids in 3d space are represented as graphs, where the 46 graph nodes are the pseudo-atoms representing side chain groups and the graph edges are distances between 47 the side chain groups. using this scheme, it is possible to match similar 3d arrangements, such as catalytic 48 sites and ligand binding sites, in non-homologous structures. drug reposer is an extended application of the 1 assam program that focuses on sub-structures that constitute the binding sites for approved drug molecules 2 [9]. 3 at the time of writing, approximately a third of the proteins encoded in the sars-cov-2 genome have 4 corresponding pdb structures. in anticipation that more structures will be deposited, we have enabled the 5 analysis pipeline to be deployed to process new structures as and when they become available, based on the 6 clustering of protein sequences and comparison to readily available structures. the results from the analyses 7 reported in this work and those that will be carried out by the pipeline for new structures will be made 8 accessible via a dedicated module of the drug reposer web application -9 http://mfrlab.org/drugreposer/covid19/. the list of pdb ids with pre-computed results from sub-structural 10 similarity searches and the sequence clusters are also available at the same resource. 11 the search for covid-19 treatments has resulted in the registration of more than 3000 clinical trials in 12 the clinicaltrials.gov database to explore the repurposing of more than twenty readily available drugs 13 ( searching for sites in the sars-cov-2 protein structures (hit sites) that are geometrically similar to 22 sites for approved drug compounds (query sites) using the drug reposer application [9] had identified 23 matches that included 22 sites from protein-drug complexes with sequence identities lesser than 30% to the 24 corresponding sars-cov-2 proteins (table 1 ). these results show that the computational approach adopted 25 in this study is able to find similarly arranged sites in unrelated proteins which could be an advantage when 26 there are limited numbers of homologous structural models to be used for comparison of binding sites. in 27 addition, the selection of matches to proteins with lesser than 30% sequence similarity could be indicative of 28 function differences, thus potentially distinct pathways where the bound drugs could be repurposed to. 29 the sites identified in the sars-cov-2 proteins were then docked with their corresponding drug 30 compounds derived from the protein-drug complex data. molecular docking runs resulted in the identification 31 of several poses with docking scores ranging from -6.0 kcal/mol up to -17.6 kcal/mol, which are congruent 32 with the results of the drug reposer searches (table 1, figure 1 ). of these 22 potential interactions, six have 33 been reported in other studies [18] [19] [20] . 34 the sub-structural similarity searches carried out revealed that six of the nine analysed sars-cov-2 35 contain multiple potential alternative binding sites for different compounds. for example, the nucleocapsid 36 protein contains potential sites for losartan, ritonavir, darunavir and aspirin ( the hiv protease inhibitors -darunavir (017), ritonavir (rit) and lopinavir (ab1) -inhibit the hiv 18 aspartyl protease and prevents the cleavage of gag and pol proteins into their subsequent protein components 19 [22] . the potential antiviral activity of such inhibitors against coronaviruses had been previously studied; 20 nelfinavir for example, had been reported to inhibit the replication of sars-cov and prevent cytopathic 21 effects [23]. lopinavir and ritonavir had been shown to improve clinical outcomes from sars-cov 22 infections and are hypothesized to bind to the 3-chymotrypsin-like protein (3clpro) or main protease [24] . 23 our analysis also demonstrated the potential ability of lopinavir (pdbid: 2qhc) to bind to adp ribose 1 phosphatase (pdbid: 6w02) with a docking score of -17.6 kcal/mol at a position close to the known substrate 2 binding site ( figure 1a ). 3 we found that the nsp10-16 complex (pdbid: 6w75) may potentially bind to ritonavir (rit) in a 4 manner similar to that observed in the hiv protease (pdbid: 1sh9) while adp ribose phosphatase (pdbid: 5 6w02) could potentially bind to lopinavir (pdbid: 2qhc) with a high docking score (-17.6 kcal/mol) ( figure 6 1a). a potential site for folic acid (fol) binding that is similar to the arrangement found in dihydrofolate 7 reductase (pdbid: 4i13) was also found at the interaction site between domain iii (residue 201-303) of two 8 monomers, where dimerization is crucial for protease function took place (pdbid: 6y2g). we also found that 9 the nucleocapsid might bind to losartan, darunavir and aspirin at the dimerization site between two monomers 10 in a similar manner to the sars-cov-2 main protease. 11 the drug reposer searches also identified similarly arranged sites between the indomethacin-bound 12 prostaglandin e synthase 2 (pdbid: 1z9h) and the nsp10 protein (pdbid: 6w4h) ( figure 1b ). an 13 arrangement of amino acid residues that make up the indomethacin binding site in cyclooxygenase-2 (cox-14 2), also known as prostaglandin synthase 2 (pdbid: 4cox), was also found to be similar to residues at the 15 vicinity of docked indomethacin in the nsp7-nsp8 complex (pdbid: 6yhu) ( response. in this context, the binding of indomethacin to these protein structures (nsp7/nsp8 or nsp10) may 30 also prevent potential inflammatory events. the same mechanism could be adopted by other nsaids like 31 naproxen (nps), that might recognize similar sites from cox-2 (pdbid: 3nt1) in the adp ribose 32 phosphatase (pdbid: 6w6y), as indicated from the sub-structural similarity we have uncovered. these sub-33 structural similarities to a known indomethacin binding site may explain the mechanism for studies that have 34 reported the ability of nsaids to bind to sars-cov-2 proteins [29] although the atomic level details of such 35 interactions have not yet been reported. 36 37 3.2. adp ribose phosphatase of nsp3 as potential target in sars-cov-2 38 39 our analysis revealed that the adp ribose phosphatase of nsp3 from sars-cov-2 has the most 40 number of 3d residue arrangements that are similar to the binding sites in known drug targets compared to 41 other sars-cov-2 proteins (table 1, figure 2 ). all the identified sites are within the substrate binding sites 42 with the docking scores for the different poses ranging from -6.7 to -17.0. in this case, the known adp ribose 43 phosphatase -apr complex was used as a control to obtain reasonable docking scores that could be 44 considered acceptable based on predicted binding poses between the adp ribose phosphatase and the 45 substrate, apr. the molecular docking with energy minimization steps resulted in several binding poses with 46 docking scores ranging from -7.9 to -9.8, with all sites located within the actual binding site for apr. 47 the adp ribose phosphatase of non-structural protein 3 (nsp3) is likely to be targeted by anti-48 retrovirals and several other drugs more than any other sars-cov-2 structures, particularly at the active site 1 of the structure (figure 2a ). this finding is in agreement with recent computational screening for the drug 2 binding ability of sars-cov-2 proteins which highlighted the promiscuity of nsp3 in binding to other 3 molecules at the adp ribose binding site [21,28]. the de-adp ribosylation activity of nsp3 suppresses the 4 expression of host innate immunity genes such as interferon and interleukin related genes [30] . disruption of 5 nsp3 function will allow for the host immune system to respond normally to the infection. 6 7 8 9 sub-structural similarity searches and molecular docking runs have revealed the potential binding sites 2 for darunavir (017) that originally targeted hiv protease (pdbid: 6dh3), as well as chloroquine (clq) that 3 originally targeted quinone reductase 2 (pdbid: 4fgl) and indicated for malaria and rheumatoid arthritis, onto 4 the adp ribosylation site of nsp3 (pdbid: 6w02) (table 1, figure 2 ). despite the similarity of these sites in 5 terms of their 3d arrangements, the similarity of their molecular functions is unlikely to be related. 6 the docking results indicate that hiv protease inhibitors and nsaids are among the existing drugs that 7 could potentially be repositioned against adp ribose phosphatase and several non-structural proteins for 8 treatment of covid-19. the similarly arranged residue patterns observed between the binding poses in 9 sars-cov-2 proteins from docking simulations and those from available drug-bound protein complexes 10 allow us to infer the similarities of the binding mechanisms shared by these proteins despite the lack of 11 sequence similarities. 12 13 3.3. potential off-targets of approved drugs proposed for covid-19 14 15 the binding of drug compounds to off-target sites in proteins other than their intended targets can lead to 16 unexpected pharmacological outcomes including the activation or disruption of molecular functions that cause 17 adverse effects or other unexpected conditions [11,31]. however, off-target effects are not necessarily 18 negative and it is this same concept that is in use to repurpose approved compounds for alternative indications 19 based on the availability of similar of binding sites shared among proteins involved in distinct disease 20 pathways [11, 31] . we deployed the same substructure searching methodology to identify off-target sites for 21 the drugs being explored as covid-19 treatments. 22 23 an assam search of the human protein structures in the pdb using the drug binding sites we have 26 identified was used as a means to investigate whether the use of these drugs could alter other pathways. the 27 searches led us to a compilation of potential off-target sites and/or effects for eleven approved compounds 28 (table 2 ). 29 30 the substructural similarity searches for potential off-target sites in human proteins using the drug 7 reposer application was able to identify several proteins that have similar geometry to the binding site of a 8 drug proposed for repositioning against sars-cov-2 targets (section 3.3.2). the same data also allowed us 9 to compile potential repurposing opportunities of these drugs for other indications including covid-19 10 ( table 2 and table 3 ). 11 non-homologous proteins that share similarly arranged sites for a particular drug molecule are more 12 likely to be considered as off-targets because they may have different molecular function and are involved in 13 distinct pathways that may not be associated with the original target disease. recent computational studies 14 have proposed several hiv protease inhibitors [18, 20, 21] , nsaids [29] , and losartan [41] as potential 15 therapeutic agents for covid-19. although we can confirm the presence of potential binding sites to these 16 drugs on sars-cov-2 proteins, we were also able to identify potential off-target sites where these drugs may 17 alternatively bind in the structures of human proteins (table 3) . 18 19 (table 3 ). peripheral neuropathy due to the neurotoxicity of 6 hiv protease inhibitors have been reported as complications resulting from anti-hiv treatment [53] . one 7 potential off-target protein that might cause such symptoms is the herc2 protein (pdbid: 3kci). disruption 8 of this protein causes reduction of e6ap activity that has been implicated in neurodevelopment disorders such 9 as angelman syndrome and autism [57] . 10 losartan targets the angiotensin type ii receptor, however, it may also bind to the drug metabolizing 11 cytochrome p450 (pdbid: 5x24) that has a similarly arranged site in ceruloplasmin (pdbid: 1kcw) ( table 3 , 12 figure 3b ). ceruloplasmin has been implicated with parkinson's disease where disruption of the oxidative 13 activity by ceruloplasmin causes increased iron levels in the brain that is correlated to parkinson's [47, 56] . on 14 the other hand, it was also reported that losartan could be useful for parkinson's where it might be able to 15 reduce oxidative stress and neurodegeneration [58] thus warranting further investigations regarding the 16 neuroprotective benefits of losartan. 17 the function inhibition of certain off-target proteins may provide coincidental antiviral effects (table 3) . 18 other than potentially targeting the sars-cov-2 proteins, nsaids such as naproxen (nps), indomethacin 19 (imn) and aspirin (ain) may also interact with host proteins involved in mounting the defense against viral 20 infections. for example, we found that naproxen might be able to bind polypyrimidine tract-binding protein 1 21 (ptbp1) (pdbid: 1qm9) based on the similarity of the binding site for naproxen in serum albumin (pdbid: 22 4po0) (table 4, figure 3c ). 23 the ptbp1 protein had been shown to activate the replication of picornaviruses and coronaviruses 24 through binding to its rna binding domain [49, 59] , thus binding of naproxen to its binding site could 25 potentially block viral replication. other nsaids like the indomethacin and aspirin might also induce 26 antiviral properties by binding to myeloperoxidase, which is a part of host defense system (table 3) . the 27 protein acts as tissue damage factor that induces secondary bacterial lung infections causing the acute 28 respiratory distress syndrome seen in influenza [51] . decreased function of myeloperoxidase had been shown 29 to potentially decrease inflammatory damage and lung viral load [51]. sars-cov-2 proteins that may share a similar fold to human proteins were also considered as potential 14 off-targets. in this case, sars-cov-2 proteins that retrieved a human protein by blastp alignment with more 15 than 30% sequence identity is a possible indication of fold similarity. these protein structures were then 16 analyzed to ascertain whether they contained a similar sub-structure arrangement as the sars-cov-2 protein 17 that is being targeted for drug repositioning (table 4) . 18 19 table 4 20 human proteins with more than 30% sequence identity to sars-cov-2 proteins retrieved by a blastp search of the 21 pdb database. the sars-cov-2 adp-ribose phosphatase from nsp3 has a similar sequence to human adp-ribose 14 binding protein and both share a similar mechanism of adp ribose binding (figure 4) . the sars-cov-2 15 spike protein is found have sequence similarities to the irap protein with both being associated to the renin-16 angiotensin pathway. no human sequences with possible fold similarities were detected for the main protease 17 and non-structural proteins that include the nsp7, nsp8 and nsp10 which are conserved in viruses. the binding of approved drugs or inhibitors to interleukin 17a and mineralocorticoid receptors that have 2 similar sequences to the nucleocapsid and nsp15 respectively, could prevent inflammation by the immune 3 response [65,66], a known complication of covid-19 (table 3 ). this would mean that such drugs could 4 target both the virus and the host in parallel with potentially therapeutic results. 5 6 3.4. other compounds with potential as covid-19 therapeutics based on ligand structure similarity 7 8 it is known that similar drugs may require a similar binding environmentand can have similar inhibitory 9 effects, thus making it possible that a target protein can interact with a set of drug molecules with similar 10 structures [67] . with this premise, the structures of the drugs proposed for repositioning against sars-cov-2 11 targets (proposed drugs) were used as a reference point to find other drug molecules with similar structures 12 (matched drugs). this was carried out using the ligand search interface in the pdb that is based on the 13 comparison of pharmacophores. the search identified 6 matches with similar structures to the input 14 queries -quinacrine, vardenafil, lenalidomide, pomalidomide, amprenavir and methotrexate ( table 15 5). with the exceptions of methotrexate, which has structural similarities to folic acid 16 (clinicaltrials.gov ids: nct04352465 and nct04434118), and lenalidomide, which is related to 17 thalidomide (clinicaltrials.gov id: nct04361643), none of these compounds are involved in any 18 known clinical trials for covid-19 at the time of writing. molecular docking targeting the sars-cov-2 19 proteins using both the proposed and matched drugs (shared sars-cov-2 protein targets) resulted in several 20 binding poses that is indicative that the matched drugs can potentially bind to sars-cov-2 proteins in a 21 similar manner as the proposed drugs (table 5, figure 5 ). 22 23 our analyses found that both darunavir and amprenavir can potentially bind to the same sars-cov-2 4 site (p125, g130, i131, v155, and d157) in nsp3 ( figure 4e , table 5 ). darunavir, when docked on nsp3, 5 has a molecular binding affinity of -9.4 kcal/mol. amprenavir, when docked at the similar site ( figure 4e ), 6 also has a molecular binding affinity of -9.4 kcal/mol (table 5) . 7 some structurally similar drug molecules are intended for similar indications. both darunavir and 8 amprenavir ( figure 4e ) are protease inhibitors that have been used for the treatment of hiv. however, 9 amprenavir is useful against infections that exhibit resistance to other protease inhibitors used in hiv 10 treatment [68] . thus, amprenavir might confer an advantage in a scenario where the protein target from 11 sars-cov-2 develops resistance towards darunavir. both chloroquine and quinacrine ( figure 4a ) have been 12 indicated for the treatment of systemic lupus erythematosus as well as other diseases [69] . 13 a study comparing the oculotoxicity of chloroquine and quinacrine in the management of lupus 14 erythematosus found that quinacrine exhibits less oculotoxicity compared to chloroquine if taken at low doses 15 [70]. thus, quinacrine might be a less toxic alternative compared to chloroquine with regard to any 16 ophthalmologic side effects. 17 sildenafil and vardenafil ( figure 4d) vardenafil, amprenavir and methotrexate had been reported to potentially bind to sars-cov-2 proteins 32 through structural analyses [19, 78] . to our knowledge, the potential use of quinacrine, lenalidomide, and 33 pomalidomide for covid-19 have not been reported elsewhere in the context of binding ability through 1 structural analyses. furthermore, the finding that quinacrine is a readily available compound that has yet to be 2 explored or proposed for covid-19 is novel to this work. should the current candidate drug molecules 3 proposed for covid-19 clinical trials fail at any stage of the process, these structurally similar drug 4 molecules can be investigated as potential alternatives. it is not unexpected that the use of these structurally 5 similar compounds could be used in concert as a cocktail for more effective therapy [79]. 6 7 8 indicate regions containing residues within less than 4.0ã� to docked drug molecules. the orange shaded areas 10 indicate regions containing residues that form the binding sites identified by drug reposer. 3.5 distinction from other covid-19 drug repurposing efforts and future directions 13 in this work, all drugs that have been proposed for clinical trials were analyzed using the drug reposer 14 pipeline to find their potential binding sites in any sars-cov-2 protein by virtue of having similar 3d 15 arrangements of amino acid residues to the known target sites. it is not unexpected that our results will 16 overlap or have parallels with the outcomes of other studies that have been recently published or are ongoing. 17 however, the results presented here and in the covid-19 drug reposer resource, will also provide the 18 relevant supporting insights regarding why or how a particular drug may be effective while at the same time, 19 have the added advantage of presenting the potential capacity for off-target interactions that may cause or 20 explain any side effects upon administration. 21 the human proteins based on the analysis of association networks between human and sars-cov-2 proteins [6] . 30 in comparison to our analyses, there are two drugs that overlap with our results, chloroquine (targeting 31 sigma1-receptor:nsp6) and indomethacin (targeting ptges2:nsp7). 32 this study was intended to develop a pipeline to identify drug compounds that could be repositioned 33 against sars-cov-2 targets using the available structural information in the pdb. this pipeline was also 34 able to identify potential side effects or toxicity associated with those compounds that arose from off-target 35 binding. integrating the data to pharmacophore matching tools allowed other similarly structured drug 36 compounds to be identified that also had the potential to be repositioned against sars-cov-2 targets. the 37 information derived from such analyses could be used as a means of decision making to prioritize down-38 stream experimental validation and assays. this study does not provide any experimental evidence validating 39 the binding of the proposed repositioned drugs to sars-cov-2 proteins. the results of this study should not 40 be regarded as an explicit treatment recommendation or protocol for covid-19. 41 a limited set of existing drugs extracted from lists of those currently undergoing or planned for covid42 19 trials was used in this work. the analyses reported only utilized data of compounds that were structurally 43 present as a standalone ligand in the pdb. both these factors restricted the number of potential candidates that 44 could be proposed for repurposing. despite these limitations, our analyses yielded 22 target sites for 45 repurposing of which only 6 had been mentioned in other studies. it is clear that the work reported here could 46 be extended to include all known drug binding sites in the pdb. although the current targets for repositioning 47 in this study considers only sars-cov-2 proteins, the pipeline can be integrated to network analyses 48 methods to identify human proteins that could also yield therapeutic effects for covid-19. furthermore, this 49 study can also be extended to include other sars-cov-2 structures as and when they become available. such 50 data will be updated via the specific drug reposer resource for covid-19. the fastest and safest route to providing drug treatments for covid-19 would be to reposition approved 4 compounds against targets from this newly described disease. at the time of writing, the search for effective 5 covid-19 treatments is still ongoing. despite being subject to the availability of associated protein 6 coordinate structure data in the pdb, the use of amino acid 3d side chain based sub-structure comparisons 7 have proven to be a feasible means of identifying candidate compounds to be repositioned for covid-19. 8 our analyses yielded 22 potential sites in sars-cov-2 proteins and 16 drug compounds that could be 9 repurposed for covid-19. it is clear that the use of structural data from the pdb is able to provide high 10 quality mechanistic level details for strategizing the selection of candidate compounds to be repurposed. the 11 capacity to not only identify new target sites, but also identify potential off-target sites, provide a deeper level 12 of context for the decision making process to safely proceed with exploring specific compounds to be 13 repurposed for the new disease. 14 15 acknowledgments 16 17 we thank the malaysia genome institute for the use of computational resources. this the authors have no affiliation with any organization with a direct or indirect financial interest 2 in the subject matter discussed in the manuscript 3 clinical features of patients infected with 2019 27 novel coronavirus in wuhan, china the species 30 severe acute respiratory syndrome-related coronavirus: classifying 2019-ncov and naming it sars recent progress and challenges in drug development against covid-33 19 coronavirus (sars-cov-2) -an update on the status protein data bank: the 36 single global archive for 3d macromolecular structure data network-based drug repurposing for novel 39 coronavirus 2019-ncov/sars-cov-2 a sars-cov-2 protein 42 interaction map reveals targets for drug repurposing sprite and assam: web servers 44 for side chain 3d-motif searching in protein structures imaaagine: a webserver for searching 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methotrexate adverse drug reaction to methotrexate: 1 pharmacogenetic origin potential covalent drugs targeting the main protease of the sars-cov-2 3 coronavirus nanoparticles for combination drug therapy key: cord-289382-bnl9i9oy authors: wright, gerard d title: q&a: antibiotic resistance: where does it come from and what can we do about it? date: 2010-09-20 journal: bmc biol doi: 10.1186/1741-7007-8-123 sha: doc_id: 289382 cord_uid: bnl9i9oy nan antibiotics target essential bacterial physiology and biochemistry, causing microbial cell death or the cessation of growth. there are five major antibiotic targets: the bacterial cell wall, the cell membrane, protein synthesis, dna and rna synthesis, and folic acid (vitamin b9) metabolism ( figure 1 ). these bacterial targets are different or nonexistent in eukaryotic cells (including those of humans), which means that antibiotics are relatively nontoxic drugs. for example, the β-lactam antibiotics such as penicillins, cephalosporins and carbapenems block the synthesis of the bacterial cell wall. this structure is absent in higher organisms but is essential for bacterial survival. the bacterial ribosome is the target of the tetracycline, aminoglycoside, macrolide and other antibiotics, and is sufficiently different from the eukaryotic ribosome that cross-inhibition does not occur. resistance to antibiotics occurs through four general mechanisms: target modification; efflux; immunity and bypass; and enzyme-catalyzed destruction ( figure 1 ). target modification can occur through mutation of the targets themselves -for example, the topoisomerases that are the target of the fluoroquinolone antibiotics -or by the production of enzymes that modify antibiotic targets, as, for example, in ribosomal methylation. vancomycin resistance is a version of target modification where new biosynthetic machinery is engaged to alter cell-wall structure. efflux occurs through a large family of protein pumps that eject antibiotics from inside the cell. in immunity, antibiotics or their targets are bound by proteins that prevent the antibiotic binding to its target. arguably, the most specific and evolved mechanism of antibiotic resistance are enzymes that recognize antibiotics and modify them in such a way as to eliminate the functional characteristics that enable them to interact with their targets. for example, β-lactamases hydrolytically cleave the core β-lactam ring that is characteristic of the class and essential to antibiotic action. resistance to antibiotics was recorded even before the first clinical use of penicillin in the early 1940s. in the intervening years, resistance to all classes of antibiotics has emerged, and there are no antibiotics for which resistance does not exist. there are two general strategies for resistance. one comprises mechanisms that transfer resistance vertically from a bacterium to its progeny. examples are mutations in chromosomal genes that give rise to drug-insensitive products, such as the point mutations in the genes encoding dna gyrase or topoisomerase iv that result in resistance to fluoroquinolone antibiotics such as ciprofloxacin. the second strategy includes the actions of genes that can be transmitted both vertically to progeny and horizontally to other bacteria, even those of different genera. these genes are located on mobile genetic elements such as plasmids, which can carry one or more resistance genes. many of the β-lactamase genes that confer resistance to the penicillin, cephalosporin, penem and monobactam antibiotics are located on such elements, as is the glycopeptide-resistance gene cluster vanhax, which provides resistance to vancomycin. the prevalence and mobility of resistance genes in previously sensitive pathogenic bacteria has now reached crisis levels in many cases because new antibiotics are no longer being developed at a rate that can keep pace with microbial evolution. in the past two decades we have witnessed: • the rise of so-called extended spectrum β-lactamases (esbls), which are mutants of enzymes that previously could only inactivate penicillins but now have gained activity against many cephalosporins; • carbapenemases such as kpc and ndm-1 that inactivate all β-lactam antibiotics; • plasmid-mediated (and thus horizontally disseminated) resistance to fluoroquinolone antibiotics; • the spread of virulent mrsa (methicillin-resistant staphylococcus aureus) in the community; • the rise of multi-drug resistant neisseria gonorrhoea; • the emergence and global dissemination of multi-drug resistant acinetobacter baumannii, pseudomonas aerugi nosa, klebsiella pneumoniae and enterobacteriaceae; • the spread of extensively drug resistant mycobacterium tuberculosis; • the development of resistance to the two newest antibiotics to be approved for clinical use -daptomycin and linezolid. resistance is relentless and unavoidable as long as we use antibiotics. antibiotic resistance is the evolutionary response to the strong selective pressure that results from exposure to these compounds. the horizontal dissemination of resistance genes into bacterial species and genera that are not themselves intrinsically resistant, as well as the maintenance of resistance mutations vertically through populations is likely to be the result of contemporary use of these drugs in the clinic and on the farm. support for this hypothesis is the infrequency of antibiotic resistance in collections of pathogenic bacteria that pre-date the antibiotic era. nevertheless, antibiotic resistance is a natural phenomenon. it has been recognized for decades that the resistance mechanisms that have emerged in the clinic parallel those that are intrinsic to the bacteria that produce antibiotics. recent studies of non-pathogenic soil bacteria have revealed that the majority of environmental bacteria tested are multi-drug resistant. this reflects the fact that these microbes live and have evolved in an environment where small bioactive molecules, some toxic, some benign, are plentiful and diverse. bacteria have simply evolved to interact with them and control their biological effects. pathogens, on the other hand, are often more virulent forms of our commensal bacteria and simply have not been exposed to the diversity and types of small molecules found in the environment; as a result, they have not required the gamut of resistance genes found in some environmental bacteria. furthermore, the genes and proteins responsible for resistance in environmental bacteria are homologous to those found circulating in pathogens, strongly suggesting contemporary horizontal gene transfer. opportunistic pathogens with environmental reservoirs -for example, p. aeruginosa and a. baumannii -are highly drug resistant and have a remarkable capacity to acquire new resistance genes. the environment is therefore a large reservoir of potential resistance genes: the environmental 'resistome' . given the vast numbers of bacteria on the planet and the massive selection pressure provided by antibiotics, the movement of antibiotic-resistance elements from benign, but resistant, microbes into previously susceptible pathogens is simply a matter of time and opportunity. antibiotics themselves are the source of the evolutionary pressure that eventually renders them obsolete. limiting exposure of microbes to antibiotics therefore makes good sense to reduce the opportunity for the selection and dissemination of resistance. the inappropriate use of antibiotics by clinicians and the agricultural community needs to be curtailed. over the past several years, the medical community in particular has made concrete efforts to curb the improper use of antibiotics. the european union has taken the lead in limiting the nontherapeutic use of antibiotics in food animals. robust surveillance networks that span the clinic and the farm need to be supported in order to monitor the impact of resistance and the emergence of new threats in real time. in north america, efforts such as the strategies to address antimicrobial resistance act seek to diminish antibiotic use in agriculture and improve surveillance. furthermore, there have been several successful campaigns to educate the public on the importance of antibiotics and the proper use of these drugs. while none of these efforts is perfect, there is much to be celebrated and encouraged. these measures all serve to reduce antibiotic use and, as a result, delay the emergence of resistance. furthermore, by decreasing selection pressure, the opportunity for the rise of particularly clinically challenging or virulent organisms should be lessened. all strategies that reduce the incorrect use of antibiotics are welcome, but in the end new drugs will always be needed because of the inevitability of resistance. unfortunately, in the developing world, access to antibiotics is frequently not regulated and their use in agriculture is often rampant. these facts make antibiotic stewardship especially challenging. in an era of rapid intercontinental travel, pathogens are no longer geographically contained and can move from country to country with ease. the recent examples of transcontinental spread of the severe acute respiratory syndrome (sars) virus from guangdong province in china to hong kong and then canada in 2003, and the ndm-1 carbapenemase, which inactivates all β-lactam antibiotics and appears to have originated in the indian subcontinent but is now found in north america, the uk and europe, make the point. the growing problem of resistance fuels a continuous need for new antibiotic drugs. the enterobacteria that produce carbapenemase are just one example of antibiotic-resistant enterobacteria. other gram-negative pathogens resistant to virtually all antibiotics include multi-drug resistant a. baumannii and p. aeruginosa. the expanding problem of mrsa, and the global challenge of extensively drug-resistant m. tuberculosis (also called extreme drug-resistant m. tuberculosis), require new therapies. there are some promising new candidates on the horizon, especially for the treatment of infections caused by gram-positive pathogens such as mrsa and enterococci. as already mentioned, two new drugs active against this microbial spectrum -daptomycin and linezolid -have been introduced in the past decade. tigecycline, a third-generation semi-synthetic tetracycline antibiotic approved in 2005, also has activity against mrsa. the semi-synthetic glycopeptide antibiotic telavancin recently received approval in the united states and the fifth-generation cephalosporin ceftobiprole is available in some european countries and canada. however, there are few candidates in late-stage clinical trials suitable for the problem of gram-negative pathogens. here, often the choice of last resort is colistin, an antibiotic discovered more than 50 years ago and seldom used in the past because of adverse affects, including kidney toxicity; however, it is now increasingly used. there are a number of reasons, some economic, for the paucity of new antibiotics. they include challenging and shifting processes of government regulatory approval that add to the risk for the pharmaceutical industry. furthermore, considerations of return on investment favor drugs for chronic diseases, which are taken by patients over long periods of time, often decades. in contrast, antibiotics cure disease and are taken for short periods of time. other reasons for the decline in antibiotic discovery and development are scientific. the first wave of antibiotics discovered five decades ago have been termed the 'low hanging fruit' . despite the discovery of numerous compounds with antibiotic properties in the years since, few have had the requisite properties to become drugs. most antibiotics are natural products or their derivatives that have been isolated from soil bacteria. some researchers have suggested that this source might now be exhausted. furthermore, the promise of the genomic era and the reality of hundreds of available bacterial genomes have so far failed to deliver the hoped-for new molecular targets for antibiotics. other new technologies, such as highthroughput screening of libraries of synthetic molecules, have not resulted in new drugs, although this may reflect a poor choice of chemical classes in the screens, emphasizing molecules more active in human biology than as antibiotics. test compounds were often skewed in favor of small lipophilic molecules with physical properties meeting the criteria of lipinski's rule of 5. however, though helpful in assessing the prospect of a compound to be an orally active drug for human disease, this strategy has been shown to fail when searching for antibiotics. well, natural chemicals have significant advantages. although the first antibiotics introduced into the clinic were the synthetic sulfonamides, the majority of antibiotics in current clinical use are bacterially produced natural products or their derivatives; only a few are completely synthetic in origin. the reasons for this in part reflect the history of antibiotic discovery postpenicillin, and the relative ease of discovery of suitable molecules through screening the products of soil microbes compared with libraries of synthetic compounds. many of these 'natural' antibiotics have desirable drug-like qualities, such as good bioavailability, the ability to cross the cell membrane (and outer membrane in the case of compounds with gram-negative activity) and the ability to evade efflux systems, and chemical structures that favor binding to vital cellular targets, supporting the idea that natural products encompass privileged structures in antibiotic drug discovery. however, the increasing difficulty of identi fying new chemical compounds with equally suitable drug-like characteristics from natural sources has caused natural-product-based screening programs to fall out of favor in many pharmaceutical firms over the past few decades. instead, the ability of parallel synthesis methods to generate hundreds of thousands of synthetic molecules suitable for modern high-throughput screening has shifted the focus in favor of synthetic molecules in commercial antibacterial drug discovery. the advantages of synthetic compounds are not insignificant: pure lead molecules can easily be produced in quantity and quality suitable for clinical trials, and are relatively easily modified to improve target affinity. however, after two to three decades of emphasis on such molecules and millions of dollars spent on high-throughput in vitro and cell-based screens, no new synthetic antibiotics have emerged. linezolid, the one synthetic antibiotic to be brought to market in the past decade, was discovered using traditional medicinal chemistry in a research program with a plant-disease focus in the early 1980s. they do have great advantages, although a direct comparison of the success and failure of synthetic as against natural product libraries is unfair. microbial natural products have evolved over millennia to interact with biological molecules, whereas the synthetic chemical libraries used in antibiotic drug-discovery screens were generally developed with a focus on eukaryotic drug-discovery campaigns, as noted earlier. efforts to develop physical-property rules for antibiotics and to incorporate natural-product-like chemical complexity in libraries of synthetic chemicals will no doubt improve success in identifying new synthetic antibiotic leads. ironically, at the same time that the pharmaceutical industry was abandoning natural-product libraries, university researchers were making remarkable advances in understanding the molecular details of natural-product biosynthesis by bacteria. many bacteria, especially the actinomycete group of common environmental bacteria, are prodigious producers of natural products. these are termed secondary metabolites to contrast with molecules of primary metabolism, such as carbohydrates, amino acids and so on. secondary metabolites range in molecular weight from around 100 daltons (da) to up to 5,000 da and they have diverse biological activities, including induction of cell death (antibiotics such as tetracycline, vancomycin and daptomycin, and anticancer agents such as adriamycin), iron sequestration (for example, enterobactin), facilitation of cell-cell communication (γ-butyrolactones), protection from oxidizing agents (phenazines), and a host of others. the bacterial natural products that are most important as antibiotics include polyketides, such as the macrolides and tetracyclines, and non-ribosomal peptides -that is, peptides that are not synthesized on ribosomes -which include β-lactams and glycopeptides such as vancomycin. these are produced in the cell in assembly-line fashion on large dedicated enzyme platforms called, respectively, polyketide synthases and non-ribosomal peptide synthetases. following assembly the compounds are then 'decorated' by a series of modifying enzymes, such as glycosyltransferases. the end result is a molecule of often complex structure, with multiple chiral centers and functional groups such as sugars, halogens, sulfates, acyl groups and others. in general, bacterial genes that encode the production of natural products are clustered together in the genome, greatly facilitating analysis and prediction of biosynthetic pathways and structures. indeed, several software packages (for example, np.searcher) have been developed based on rules-based understanding of natural-product biosynthesis. the availability of cheap, rapid genome sequen cing means that time-consuming construction and screening of gene libraries for natural-product clusters can now be bypassed. genome sequencing has also revealed a hitherto unrealized richness in the quantity and variability of natural-product biosynthetic clusters. sequenced genomes of bacteria of the actinomycetes class reveal 20 to 30 biosynthetic clusters in each organism. furthermore, natural-product producing bacteria from non-soil environments are being investigated and these have already resulted in new chemical matter, suggesting that there is a fantastic wealth of untapped chemical diversity waiting to be discovered. perhaps some of this diversity will include new antibiotic chemical scaffolds. we are in a remarkably productive time for naturalproduct research that is serving to reinvigorate interest in this sector. at the same time, the application of synthetic biology approaches to this field could serve to improve issues of yield and expand chemical diversity. yes. first, existing discarded antibiotics can be reexamined. the development of daptomycin is instructive. daptomycin was discovered by the antibiotic group at eli lilly in the 1980s, but was not fully developed because of toxicity concerns. the antibiotic was obtained by researchers at cubist in 1997 and by altering the dosing, this group was able to bring the antibiotic to market in 2003, since when it has proved highly successful in treating infections caused by gram-positive pathogens. certainly, there are other 'old' antibiotics discovered by the pharmaceutical industry but not developed at the time that could be resurrected as leads for new drugs. a second option is the combination of antibiotics with each other and with other drugs to improve efficacy. infectious-disease physicians often combine antibiotics in an effort to achieve synergy, and this well-established practice has resulted in formulated drug combinations, such as co-trimoxazole (trimethoprim and sulfa methoxazole). combination of antibiotics with non-antibiotics deserves investigation as well. several natural products have been discovered by satoshi omura's group that potentiate the activities of antibiotics such as imipenem in s. aureus by unknown mechanisms. other antibiotic adjuvants are inhibitors of resistance mechanisms. the tremendous commercial and clinical success of augmentin (ampicillin together with the βlactamase inhibitor clavulanic acid) and other similar combinations speaks to the power of such combinations. our growing understanding of the mechanisms of resistance should fuel such approaches. inhibitors of efflux pumps, for example, have been discovered, and though challenging to implement in organisms with multiple redundant systems, are worthy of continued investigation. finally, other strategies orthogonal to antibiotics must be on the table. we should never forget vaccines as proven and outstanding protective agents against infectious diseases. bacterial viruses (bacteriophages) were used extensively to treat bacterial infections in the former soviet union and could find new application in the face of outbreaks of multi-drug resistant bacteria, especially in settings such as hospital infections. the use of enhancers of innate immunity, such as cationic antimicrobial peptides, is also an approach worth investigating. we need antibiotics to maintain our current standard of health care. as already stated, resistance is a natural evolutionary phenomenon that cannot be stopped. through judicious use of current drugs and the development of new ones, the pace of resistance development can be controlled without impairing our ability to control disease. the need for new drugs is, however, acute. antimicrobial stewardship alone cannot fulfill our requirement for new antibiotics. we are in a remarkably exciting time for fundamental research in antibiotics. the rapidity of genome sequencing, the maturing of our knowledge of natural product biosynthesis, a growing understanding of the physical properties of ideal antibiotics, the development of new strategies to develop synthetic compounds with improved antibiotic properties, and the possibilities of synthetic biology combine to suggest that we are entering a highly productive period of antibiotic discovery. the challenges of moving these advances into the clinic fast enough to keep pace with resistance are significant, but with concerted effort between scientists, funders, industry, regulators and clinicians, i believe they can be overcome. where can i go for more information? antibiotic-resistant bugs in the 21st century -a clinical super-challenge ecology and evolution of antibiotic resistance bad bugs, no drugs: no eskape! an update from the infectious diseases society of america developing a new resource for drug discovery: marine actinomycete bacteria antibiotics for emerging pathogens emergence of a new antibiotic resistance mechanism in india, pakistan, and the uk: a molecular, biological, and epidemiological study has the era of untreatable infections arived? beta-lactams and beta-lactamase-inhibitors in current-or potential-clinical practice: a comprehensive update the antibiotic resistome: the nexus of chemical and genetic diversity xanthoradones, new potentiators of imipenem activity against methicillin-resistant staphylococcus aureus, produced by penicillium radicum fki-3765-2: i. taxonomy, fermentation, isolation and biological properties research in the author's lab on antibiotic resistance is supported by a canada research chair, the canadian institutes of health research and the natural sciences and engineering research council. key: cord-280819-z6ucnwk0 authors: achilonu, ikechukwu; iwuchukwu, emmanuel amarachi; achilonu, okechinyere juliet; fernandes, manuel antonio; sayed, yasien title: targeting the sars-cov-2 main protease using fda-approved isavuconazonium, a p2-p3 α-ketoamide derivative and pentagastrin: an in-silico drug discovery approach date: 2020-09-02 journal: j mol graph model doi: 10.1016/j.jmgm.2020.107730 sha: doc_id: 280819 cord_uid: z6ucnwk0 the sars-cov-2 main protease (m(pro)) is an attractive target towards discovery of drugs to treat covid-19 because of its key role in virus replication. the atomic structure of m(pro) in complex with an α-ketoamide inhibitor (lig13b) is available (pdb id:6y2g). using 6y2g and the prior knowledge that protease inhibitors could eradicate covid-19, we designed a computational study aimed at identifying fda-approved drugs that could interact with m(pro). we searched the drugbank and pubchem for analogs and built a virtual library containing ∼33000 conformers. using high-throughput virtual screening and ligand docking, we identified isavuconazonium, a ketoamide inhibitor (α-ki) and pentagastrin as the top three molecules (lig13b as the benchmark) based on docking energy. the δg(bind) of lig13b, isavuconazonium, α-ki, pentagastrin was -28.1, -45.7, -44.7, -34.8 kcal/mol, respectively. molecular dynamics simulation revealed that these ligands are stable within the m(pro) active site. binding of these ligands is driven by a variety of non-bonded interaction, including polar bonds, h-bonds, van der waals and salt bridges. the overall conformational dynamics of the complexed-m(pro) was slightly altered relative to apo-m(pro). this study demonstrates that three distinct classes molecules, isavuconazonium (triazole), α-ki (ketoamide) and pentagastrin (peptide) could serve as potential drugs to treat patients with covid-19. with over 4.53 million infections and 307108 deaths today (15 th may 2020), the world is witnessing a calamitous viral pandemic caused by a new strain of a coronavirus, scientifically referred to as sars-cov2, the causative agent of corona virus disease . retroviral sars-cov-2 shares ~82% genome similarity to the sars coronavirus [1, 2] . the viral infection is believed to have originated in china with the initial epicentre in wuhan, a city in the hubei province of china [3, 4] . the actual date of origin of the infection and first patient is still unknown; however, it is believed that this virus may have crossed from wild animals to humans, a possible zoonotic virus that is originally from bats, akin to the african ebola and the lassa fever viruses [5] . over the course of time the epicentre, the epicentre has moved from china to italy and currently the epicentre in the usa. at the time of writing this article there is no known vaccine or treatment option available. even though the death rate is lower than the historical coronavirus-associated sars, the recovery rate seems to be relatively protracted. this has resulted in straining health care systems globally and sub-saharan africa may become the next epicentre if the infection is not controlled effectively. in most countries around the world, the only means of control is by instating a nationwide lockdown. countries, such as south africa, that took this initiative, however disastrous it was on the economy, have witnessed a slower infection rate, from 45% to less than 4% (between 27 th march 2020 and 10 th of april 2020). as viral disease outbreaks are not often foreseen, covid-19 is a global emergency and there is a race against time to produce either a vaccine and/or effective drugs to curb the global plague of covid-19 [6] . several drug treatments have been proposed worldwide. chloroquine/hydroxychloroquine, an fda-approved drug that was used to treat malaria has been proposed, in combination with zinc, to be effective in eradicating sars-cov-2 in patients [7] [8] [9] [10] [11] [12] . this is because chloroquine is an endocytosis blocker and acts as an ionophore that facilitates the entry of zn 2+ into cells such as t-lymphocytes and zn 2+ is known to inhibit coronavirus and arterivirus rna polymerase [13] . other antiviral agents including remdesivir, lopinavir, ritonavir and interferon α, have also been proposed as possible treatment alternatives against covid-19 [14, 15] . currently, several countries have begun chloroquine and antiretroviral treatment trials; however, some of the clinical information emanating from these trials is still anecdotal and cannot be justified as the treatment of choice [16] . as the world continues to grapple with the outbreak of the sars-cov-2 virus, the most logical approach to treating this infection is by accelerated rational j o u r n a l p r e -p r o o f drug discovery [17] using a combination of computational modelling and empirical studies [18, 19] , such as in autoimmune disease drug discovery [20] . however, this is only possible if there are empirically determined crystal structures of key druggable targets in the virus. in this instance, m pro , a viral protease, represents a prime target because it is critical for processing viral polyproteins and viral maturation inside infected host cells [21] . of concern are unconfirmed reports in asia of people who have recently recovered from covid-19 infection and have tested positive for a second time. this may point to the fact that vaccines alone may not be the best strategy for dealing with this pandemic. this, therefore, underscores the need for a rational approach to the discovery of drugs to treat the current scourge of covid-19. proteases are attractive targets in a rational approach to covid-19 drug discovery. this is because most retroviruses depend on key enzymes, such as proteases, for processing of their polyprotein precursors [22] [23] [24] . zhang et al. [21] recently published a paper on the structure of the sars-cov-2 main protease (sars-cov-2 m pro ) with accession code 6y2g and deposited it in the protein data bank in march 2020 [21] . a notable feature of this atomic structure is that a derivative of an α-ketoamide inhibitor is bound to the enzyme and this must, therefore, serve as the seeding point that drives the rational drug design approach towards anti-sars-cov-2 drug discovery. this atomic structure, in addition to the other ~112 pdb-deposited structures related to covid-19, can serve as a template to discover other potential inhibitors using computational/machine learning (artificial intelligence) studies. currently, several databases are curating several million compounds, some of which are fda-approved drugs as well as drugs that are at the final stages of clinical trials with published outcomes. databases such as drugbank [25, 26] and pubchem [27, 28] offer structural biologists the opportunity to x-ray millions of compounds that can be validated theoretically as having potential bioactivity towards sars-cov2 viral enzymes. drug repurposing, which describes the identification and development of an existing drug for a new indication [29] [30] [31] , is rationalised by computer-aided drug design. computer-aided drug design and discovery has become progressive in recent times, primarily due to state-ofthe-art advances in algorithms that simulate, to near-reality, the structure and function (behaviour) of biomolecules, especially regarding biomolecular interactions. this also has been aided with the development of supercomputing technologies with incredible capacities to perform these calculations at an astonishing speed. several studies have described the success of computer-aided drug repurposing towards the discovery of a new generation of j o u r n a l p r e -p r o o f anti-cancer therapeutics [30] . in the event of an outbreak of disease at epidemic or pandemic scale, drug-repurposing is an answer to accelerated ("warp-speed") discovery of drugs to mitigate the devastating effect of highly communicable disease, such as the ebola virus outbreak and sars-cov-2 pandemic. studies have also suggested that drug-repurposing will greatly enhance and enable the discovery of existing drugs that can treat the clinical stage of tsars-cov-2 infections [32] [33] [34] [35] [36] . a recent study by wan et al. [32] using analysis based on decade-long structural studies of the coronavirus suggested that remdesivir could be repurposed for the treatment of the virus, targeting the main-protease. hoffmann et al. [37] also recently suggested that a known protease inhibitor can be repurposed to block the entry the sars-cov-2 virus, an event that depends on ace2 (angiotensin-converting enzyme 2) and tmprss2 (transmembrane protease, serine 2) receptors. most of these studies have suggested repurposing fda-approved drugs; hence, empirical studies backed by computational studies may be ongoing to prove this concept. this study typifies the contribution of computational biology and chemistry in the race towards successful rational drug design discovery. our work showcases the value of biocomputational studies and that it may be used effectively and reliably as a tool to validate the results obtained using other biochemical and biophysical techniques. in light of this, our study validated the study by zhang et al. [21] and other studies that proposed to repurposing [38] of currently available drugs such as such as remdesivir, a drug that was initially designed, although ineffective, against the ebola virus [18, 19] . we could have screened the entire drugbank and other publicly available small molecule databases using high-throughput virtual screening (htvs), but we chose to begin with two classes of protease inhibitors (i) the ketoamide inhibitors and (ii) known antiretrovirals including remdesivir, saquinavir, atazanavir using computational modelling approaches. we used htvs, induced-fit ligand docking and molecular dynamics simulation studies to identify additional classes of plausible fda-approved drugs as possible drug candidate to treat covid-19. the conceptual framework of our study is illustrated in fig. 1 . the α-ketoamide derivative (lig13b) by zhang et al. [21] and eleven fds-approved antiretrovirals (table s1 ) were submitted to the pubchem and drugbank databases for analog search. similar compounds were extracted in a structured data file (sdf) format and submitted to the ligprep module implemented in maestro v12 for ligand preparation, which involves energy minimisation using opls 2005 force field. the algorithm was set to generate possible states of the molecules at ph 7.0±2, while accurately predicting the pka of these states at the set ph using the epik module of the algorithm. the ligands were also desalted and possible tautomeric states (~32 tautomers/ligand) were further generated at ph 7.0±2. additionally, specific chiral centres were retained (for molecules with multiple chiral centres), while other chiral centres were varied during the ligand preparation to return chemically sensible structures. these generated molecules were saved as a compressed maestro file. the atomic coordinate for the sars-cov-2 m pro (pdb id 6y2g) was extracted from the rcsb-pdb database and submitted to the protein preparation wizard module implemented in maestro. the entire structure was energy-minimised by assignment of accurate protonation state at physiological ph and hydrogen atoms were added to the crystal structure using the default parameters. the stereochemistry of the side chains was checked to ensure that no major perturbations were induced while preparing the structure. a grid file of the receptor was prepared using maestro for the htvs. more than 33000 molecules were prepared using the ligprep algorithm and were submitted to the highthroughput virtual screening (htvs) module implemented in maestro. three steps of the virtual screening workflow were used, beginning with the htvs, the standard protocol (sp) j o u r n a l p r e -p r o o f and finally the extend protocol. the option for mm/gbsa was not applied at this step. the lipinski adme filtering was not applied, but the qikprop filtering was applied during the htvs. the ligand docking step in the htvs performed initial docking of the entire set of more than 33000 molecules and 10% of the htvs-docked ligands were further subjected to sp-docking protocol. this rigorous and systematic process generated docked potential hits that were scored using glide docking scores. top scoring ligands in each class of drug were extracted and re-submitted to the induced-fit docking (ifd) module implemented in the maestro v12 algorithm, which employs a mixed molecular docking and dynamic protocol. briefly, the standard ifd protocol was applied to the selected (centroid) amino acid side chains (19-29, 38-54, 85, 114-119, 126, 136-147, 161-175, 181, 185-193) in an implicit solvent model using the opls_2005 force field. h-bond and metal ion constraints were applied to both the initial and re-docking stages. ring conformational sampling with a 2.5 kcal/mol energy barrier, as well as a non-planar conformation penalty on amide bonds was applied to the ifd protocol. the scaling for both receptor and ligand was set at 0.5 with a maximum of 20 allowable poses per ligand. residues within 5 å of the docked ligand were further refined using prime refinement algorithm implemented in maestro v12. prime energy was used to rank the refined proteinligand complexes. the receptor structures within 30 kcal/mol of the minimum energy structure were submitted for a final round of glide docking and scoring. each ligand was redocked into every single refined low-energy receptor structure in the subsequent second docking step using the default glide xp settings. molecular dynamics simulation was carried out using gpu-enabled desmond [39] [40] [41] engine implemented in maestro v12. the complex corresponding to the top-scoring pose for each ligand or the un-complexed (apo) protein was saved as a pdb file and submitted to the linux (ubuntu) computer for the desmond high-performance molecular dynamics simulations studies. this study has two main phases; namely, system building (solvation and ionisation) and production. the system builder module implemented in the desmond algorithm was used to solvate the system using the tip3p explicit solvent model with the opls_2005 force field. the model was placed in an orthorhombic water box (distance from the box face to the outermost protein/ligand atom = 10 å, box angle α = β = γ = 90°). the box j o u r n a l p r e -p r o o f volume was minimised, and counter ions added to neutralise the system, making sure the ions are placed at least 20 å from each ligand. the system was physiologically conditioned by adding 0.15 m nacl into the solvent box. after the solvation and ionisation phase in the explicit solvent model was completed, the system was submitted to the molecular dynamics production phase. this phase of md simulation is divided into eight distinct stages with specified parameters. the first seven stages involve the equilibration phase and is composed of short simulation steps. step 8 is a final, long simulation stage. a total of 50 ns production stage was carried out. in the first stage, the type and parameters of the solvated system were detected. in stage 2, a 100 ps simulation was carried out using brownian dynamics under nvt conditions at 10 k, while placing restraints on solute heavy atoms. stage 3 involved a 12 ps simulation under nvt conditions at 10 k with restraints on heavy atoms. stages 4, 6 and 7 (the pocket solvation at stage 5 was omitted) employed short simulation steps (12, 12 and 24 ps, respectively) under npt conditions (at 10 k and restraints on heavy atoms for stages 4 and 6). no restraints were placed on heavy atoms at stage 7. the final production stage at constant temperature (300 k) was carried out at stage 8, for 50 ns. binding free energy (δg bind ) calculations were carried out using the molecular mechanics/generalised born solvent area (mm/gbsa) method [42] [43] [44] implemented in amber 18 in order to gain more insight into the binding of the ligands to m pro . briefly, the free energy of binding of lig13b, α-ki, pentagastrin and isavuconazonium to m pro were calculated by averaging 2000 snapshots of the simulated complexes (from 20 ns molecular dynamics simulation). δg bind of ligands at the m pro active site was calculated using (1) where δg rl , δg r , and δg l represent the free energies of complex, receptor, and the ligand, respectively. the free energy (g) of each state was calculated using the following equations: the ff14sb force field terms were used to estimate the gas phase energy (e gas ), which is the sum of the internal energy (e int ); coulomb energy (e ele ) and the van der waals energies (e vdw ). the energy contribution from the polar states (g gb ) and non-polar states (g sa ) were employed to evaluate the solvation free energy (δg sol ). the solvent accessible surface area (sasa in å 2 ) was also used to derive the non-polar solvation energy (g sa ) using a water probe radius of 1.4 å, while the contribution from polar solvation (g gb ) was determined by solving the generalised born equation, where the total entropy of the solute and temperature is represented by s and t, respectively. to obtain the contribution of each residue to the total binding free energy profile between the peptidomimetics and m pro , per-residue free energy decomposition was carried out at the atomic level for imperative residues using the mm/gbsa method in amber 18. in order to further study the effect of ligand binding on dynamics of the cα atoms, we the rationale behind performing molecular docking is to make a systematic prediction of the ideal pose or conformation of a ligand in a protein's binding site, which could be taken table s1 and fig. s1 ). the table 1 . we will focus mainly on the four peptidomimetics (indicated in table 1 ) that were subsequently submitted for md simulation studies. fig. s4 shows the perresidue energy decomposition plots of the four ligands. isavuconazonium appears to have more amino acid residues contributing towards its stability within the active site when compared to the other three ligands. each of the complexes between m pro and the four peptidomimetic ligands, as well as the non(table s2) showed that the overall total energy, potential energy, temperature and volume were stable throughout the 50 ns simulation period (average slope ± 0.002-unit/ps). all the m pro -ligand complexes showed comparable cα rmsd in comparison with the non-liganded system (fig. 3a) . overall, the system reached equilibrium around 10 ns with an average cα rmsd of 1.66 å (± 0.14 å) after an initial rapid increase from 0 to 2.5 ns (fig. s5) . the system converged and remained stable beyond 10 ns. this is further affirmed by the representative 3d structures of the complexes superimposed on the apo-m pro (fig. 3b) . the shown the inhibitor (an α-ketoamide inhibitor derivative) to be effective against the virus. using 6y2g as a template, we aimed to generate theoretical extrapolations on plausible inhibitors of sars-cov-2 m pro capable of being introduced as experimental drugs for the treatment of covid-19. we have utilised accessible databases, including pubchem and drugbank, to search for analogs of 11 antiretrovirals and ketoamide inhibitors that can serve as (i) a template for rational drug design and (ii) fda-approved drugs that can be introduced immediately to treat the disease and (iii) a proof of a concept of using any known drug to treat this viral pandemic. molecular modelling has, in the past, proved to be a viable option in accelerating drug discovery and complements experimental studies in drug discovery [47] [48] [49] . our hypothesis is linked to the fact that a crystal structure of a protein provides a wealth of opportunity for a computational approach to drug design [50, 51] . in addition, a druggable target must also be critical for the biochemistry of the target pathogen-in this case, the sars-cov-2. we did not initially intend to specifically select protease and non-nucleoside reverse transcriptase inhibitors. we used prior conception on the fact that studies [52] seem have suggested that antiretroviral drugs (arvs) may be capable of treating sars-cov-2 virus, itself being a retrovirus. hence, we used 11 classes of pis and nnrti as search templates to identify candidate analogs in the molecules databases including drug bank and pubchem. to cast our net as wide as possible in searching for this best-fit molecule, we extracted over 5000 molecules, generated over 33000 conformers (isomers) and critically assed more that15 initial hits using induced-fit ligand docking. we tested the stability of the top-scoring (using lig13b as the benchmark) molecules with a 50 ns molecular dynamics simulation. we used the glide emodel parameter implemented in maestro v12 to score and rank our ligands. our htvs protocol in the maestro modelling algorithm is designed to rationalise and filter the j o u r n a l p r e -p r o o f number of ligands that were carried over to the second step, which is ifd followed by free binding energy calculation using mm/gbsa and md simulation. we did not apply lipinski's rule of five [53] penalties because most of these molecules are peptidomimetics, which are often larger than 500 g/mol and may not pass the absorption parameter of this rule due to their molecular weights [54] . however, we excluded molecules with reactive functional groups and ensured that the molecules conformed with the physiological conditions in terms of the pka at ph ~7.2. this is because ligands with reactive functional groups may form covalent bonds with m pro , therefore resulting in a false positive interaction [55] [56] [57] . the although the coordinates of 6y2g indicate that m pro is a homodimer with two active sites per subunit; for this study, we used a single subunit because we observed that it is only ser 1 in subunit a that is within possible non-bonding interaction distance (3.9-4.1 å) with the ligand in subunit b (and vice versa). there was no initial indication that ser 1 makes any interaction with the active site, which largely depends on the nature of the ligand. from the architecture of the m pro active site, one is tempted to predict that several water molecules will be involved in binding of any ligand at this site. the structure of 6y2g illustrates that two water molecules form either direct or indirect interactions with the lig13b. our ifd studies showed that some of the known antiretrovirals and their analogs may interact with m pro based on docking scores and emodel energies. however, remdesivir, which is proposed as a potential covid-19 drug, had binding energy values more than -75.9 kcal/mol, which is higher when compared with pentagastrin, p2-p3 ketoamide derivative (α-ki), and isavuconazonium. these drugs are fda-approved and may be optional protease [21] . the presence of catalytic histidine residues in proteases is well-documented [58] [59] [60] [61] . one remarkable feature of the ifd algorithm is the ability to predict a realistic interaction that is comparable with experimental models [62] [63] [64] . a comparison of the modelled interaction between m pro and lig13b with the experimental interaction with the experimental interaction (6y2g) shows that the rmsd between the experimental pose and the theoretical pose is 0.27 å. therefore, we have strong reasons to accept the results generated in this study as "close to reality" as possible and allow rational inferences to be made from this study. all the top-scoring ligands bind within 4 å of the catalytic cys 145, which could be a target for covalent inhibition [65, 66] of the sars-cov-2 m pro . a large amount of useable and inferable information can be obtained from a md simulation study. md simulation gives us first-hand information on the stability of the ligand within the ligand-binding site and how the binding of these ligands impact on the conformational dynamics of the receptor, especially when compared with apo-m pro (unliganded m pro ). in order to validate our study, we used the desmond molecular dynamics engine to generate trajectories of m pro in a complex with lig13b, pentagastrin, α-ki, and isavuconazonium. although it is advisable to test all the ligands listed in table 1 contact with the catalytic his 41 and cys 145 residues. therefore, our top candidate drugs may be a competitive inhibitor of m pro . our results further affirm that the binding of the ligand affects the dynamics between these two residues and each ligand exerted a specific landscape of dynamics between these two residues. cys 145 and his 41 may both be involved in the binding and stabilisation of the ligands within the m pro catalytic site [21] because these two catalytic residues are within 4 å of the ligands in the binding pocket. this substantial piece of information may be a molecular insight into the mode of inhibition of this enzyme. in conclusion, we have used a computational approach which includes htvs, ifd, mm/gbsa free binding energy calculations and md simulation to study potential drug candidates for covid-19. we also used pca to deconvolute the dynamics between the cα atoms as a function of ligand binding. zhang et al. [21] laid the foundation of this study by depositing the coordinates of the atomic structure of sars-cov-2 m pro (6y2g) in complex with a derivative of an α-ketoamide inhibitor (lig13b table s1 . six analogs of lig13b [21] are isavuconazonium, p2-p3 ketoamide derivative (α-ki), pentagastrin, bromocriptine, ceftolozane and cobicistat (see table 1 ). j o u r n a l p r e -p r o o f j o u r n a l p r e -p r o o f green bars represent a fraction of time for h-bond (categorised into backbone acceptor; backbone donor; side-chain acceptor; side-chain donor). hydrophobic interactions are categorised into π-cation; π-π*; and other, non-specific interactions. the stacked bar charts are normalised throughout the 50 ns trajectory. therefore, the fraction of interaction can be construed to be percentage time, which could be more than 100%. severe acute respiratory syndrome-related coronavirus-the species and its viruses, a statement of the coronavirus study group a pneumonia outbreak associated with a new coronavirus of probable bat origin updates on wuhan 2019 novel coronavirus epidemic world health organization declares global emergency: a review of the 2019 novel coronavirus (covid-19) a clinical guide to viral haemorrhagic fevers: ebola, marburg and lassa. tropical doctor attempt to understand public health relevant social dimensions of covid-19 outbreak in poland. available at ssrn 3570609 chloroquine and hydroxychloroquine as available weapons to fight covid-19 a systematic review on the efficacy and safety of chloroquine for the treatment of covid-19 chloroquine, an endocytosis blocking agent, inhibits zika virus infection in different cell models new insights on the antiviral effects of chloroquine against coronavirus: what to expect for covid-19? breakthrough: chloroquine phosphate has shown apparent efficacy in treatment of covid-19 associated pneumonia in clinical studies remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro zn2+ inhibits coronavirus and arterivirus rna polymerase activity in vitro and zinc ionophores block the replication of these viruses in cell culture remdesivir as a possible therapeutic option for the covid-19 the antiviral compound remdesivir potently inhibits rna-dependent rna polymerase from middle east respiratory syndrome coronavirus no evidence of rapid antiviral clearance or clinical benefit with the combination of hydroxychloroquine and azithromycin in patients with severe covid-19 infection a structure-based drug discovery paradigm. international journal of molecular sciences potential therapeutic agents for covid-19 based on the analysis of protease and rna polymerase docking in silico identification and docking-based drug repurposing against the main protease of sars-cov-2, causative agent of covid-19 celgene and exscientia enter 3-year ai drug discovery collaboration focused on accelerating drug discovery in oncology and autoimmunity crystal structure of sars-cov-2 main protease provides a basis for design of improved α-ketoamide inhibitors retroviral proteases and their roles in virion maturation viral proteinases. annual review of biochemistry drugbank: a knowledgebase for drugs, drug actions and drug targets drugbank: a comprehensive resource for in silico drug discovery and exploration pubchem substance and compound databases pubchem as a public resource for drug discovery. drug discovery today drug repositioning and repurposing: terminology and definitions in literature. drug discovery today computer-aided drug repurposing for cancer therapy: approaches and opportunities to challenge anticancer targets inventing new therapies without reinventing the wheel: the power of drug repurposing receptor recognition by the novel coronavirus from wuhan: an analysis based on decade-long structural studies of sars coronavirus in silico studies on therapeutic agents for covid-19: drug repurposing approach virtual screening and repurposing of fda approved drugs against covid-19 main protease. life sciences fast identification of possible drug treatment of coronavirus disease-19 (covid-19) through computational drug repurposing study covid-19 treatment by repurposing drugs until the vaccine is in sight. drug development research sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor repurposing antiviral protease inhibitors using extracellular vesicles for potential therapy of covid-19 gpu performance as of desmond performance on a cluster of multicore processors 1: desmond molecular dynamics system calculating structures and free energies of complex molecules: combining molecular mechanics and continuum models combined molecular mechanical and continuum solvent approach (mm-pbsa/gbsa) to predict ligand binding. perspectives in drug discovery and design theory and applications of the generalized born solvation model in macromolecular simulations bio3d: an r package for the comparative analysis of protein structures vmd: visual molecular dynamics rational drug discovery revisited: interfacing experimental programs with bio-and chemo-informatics. drug discovery today computational methods to rationalize experimental strategies in biocatalysis adme-tox in drug discovery: integration of experimental and computational technologies. drug discovery today structure-based drug design high-throughput crystallography for lead discovery in drug design systematic review of the efficacy and safety of antiretroviral drugs against sars, mers or covid-19: initial assessment lead-and drug-like compounds: the rule-of-five revolution. drug discovery today: technologies absorption of peptide and peptidomimetic drugs assay interference by chemical reactivity apparent activity in high-throughput screening: origins of compound-dependent assay interference. current opinion in chemical biology reactive compounds and in vitro false positives in hts. drug discovery today high-molecular-weight protein (pul48) of human cytomegalovirus is a competent deubiquitinating protease: mutant viruses altered in its active-site cysteine or histidine are viable evidence for histidine in the active site of papain the importance of the active site histidine for the activity of epoxide-or aziridine-based inhibitors of cysteine proteases. chemmedchem: chemistry enabling drug discovery four plasmepsins are active in the plasmodium falciparum food vacuole, including a protease with an active-site histidine use of an induced fit receptor structure in virtual screening. chemical biology & drug design fully automated molecular mechanics based induced fit protein− ligand docking method novel procedure for modeling ligand/receptor induced fit effects structural basis of inhibition of cysteine proteases by e-64 and its derivatives vinyl sulfonate esters and vinyl sulfonamides: potent, irreversible inhibitors of cysteine proteases the drug-target residence time model: a 10-year retrospective conformational adaptation in drug-target interactions and residence time discovery of potential multi-target-directed ligands by targeting host-specific sars-cov-2 structurally conserved main protease targeting sars-cov-2: a systematic drug repurposing approach to identify promising inhibitors against 3c-like proteinase and 2′-o-ribose methyltransferase prediction of the sars-cov-2 (2019-ncov) 3c-like protease (3cl pro) structure: virtual screening reveals velpatasvir, ledipasvir, and other drug repurposing candidates targeting the sars-cov-2 main protease using fda-approved isavuconazonium, a p2-p3 α-ketoamide derivative and pentagastrin: an in-silico drug discovery approach ikechukwu achilonu 1 * *corresponding author email: ikechukwu.achilonu@wits.ac.za i.a conceived the study, performed the parts computational studies and wrote the manuscript. a.e.i performed mm/gbsa and per-residue energy decomposition analysis, o.j.a performed and interpreted the pca, dccm and other statistical analysis using the r statistical environment. y.s. co-conceived the study. m.f assisted in setting up the desmond molecular dynamics simulation engine and analysed the results. all authors reviewed the manuscript. the authors declare no competing interests. supplementary information accompanying this article can be found at https://... • this article describes the application of computational modelling towards the identification of potential sars-cov-2 main protease fda-approved inhibitors that may potentially be employed as an experimental drug for the treatment of covid-19.• we hereby state that we have had no prior discussions or consultations with any board member of your journal regarding this publication.• the authors wish to declare that we have no competing financial and/or non-financial interests in relation to the work described in this manuscript as stated by journal of molecular graphics and modelling policy on competing for interest. key: cord-252147-bvtchcbt authors: domingo-espín, joan; unzueta, ugutz; saccardo, paolo; rodríguez-carmona, escarlata; corchero, josé luís; vázquez, esther; ferrer-miralles, neus title: engineered biological entities for drug delivery and gene therapy: protein nanoparticles date: 2011-11-15 journal: prog mol biol transl sci doi: 10.1016/b978-0-12-416020-0.00006-1 sha: doc_id: 252147 cord_uid: bvtchcbt the development of genetic engineering techniques has speeded up the growth of the biotechnological industry, resulting in a significant increase in the number of recombinant protein products on the market. the deep knowledge of protein function, structure, biological interactions, and the possibility to design new polypeptides with desired biological activities have been the main factors involved in the increase of intensive research and preclinical and clinical approaches. consequently, new biological entities with added value for innovative medicines such as increased stability, improved targeting, and reduced toxicity, among others have been obtained. proteins are complex nanoparticles with sizes ranging from a few nanometers to a few hundred nanometers when complex supramolecular interactions occur, as for example, in viral capsids. however, even though protein production is a delicate process that imposes the use of sophisticated analytical methods and negative secondary effects have been detected in some cases as immune and inflammatory reactions, the great potential of biodegradable and tunable protein nanoparticles indicates that protein-based biotechnological products are expected to increase in the years to come. the development of genetic engineering techniques has speeded up the growth of the biotechnological industry, resulting in a significant increase in the number of recombinant protein products on the market. the deep knowledge of protein function, structure, biological interactions, and the possibility to design new polypeptides with desired biological activities have been the main factors involved in the increase of intensive research and preclinical and clinical approaches. consequently, new biological entities with added value for innovative medicines such as increased stability, improved targeting, and reduced toxicity, among others have been obtained. proteins are complex nanoparticles with sizes ranging from a few nanometers to a few hundred nanometers when complex supramolecular interactions occur, as for example, in viral capsids. however, even though protein production is a delicate process that imposes the use of sophisticated analytical methods and negative secondary effects have been detected in some cases as immune and inflammatory reactions, the great potential of biodegradable and tunable protein nanoparticles indicates that protein-based biotechnological products are expected to increase in the years to come. the design of new chemical entities (nce) for diagnosis and treatment of human diseases has relied on the discovery of active chemical drugs from a diverse library of compounds or from naturally occurring molecules. 1, 2 further chemical modifications improve pharmacokinetic properties to obtain a final product with a known mechanism of action and decreased toxicity. 3 nonetheless, using such approaches, the final products present low specificity for their target molecules, interacting with many other molecules and accumulating in some tissues, disturbing the correct homeostasis of the system. in some cases, the adverse effects of drug administration exceed pharmacological effect and despite the concise mechanism of action of the drug over the target molecule representing an improvement in the patient's state, the treatment has to be prevented or discontinued. 4 in fact, although a maintained steady increase in the number of launched nce has been observed in the last years, the question arises whether this classical approach has already exhausted the discovery of innovative molecules. 5 on the other hand, macromolecular new biological entities (nbe) have been used to supplement cellular deficiencies or to inhibit cellular pathways exploiting their relatively specific mode of action. proteins and peptides have been obtained first from their natural source or produced as recombinant 248 versions after the development of genetic engineering techniques in the late 1970s. however, the delivery of biological entities is sometimes hampered by its low half-life in the bloodstream by unspecific degradation, resulting in an expensive and ineffective process. nevertheless, some solutions have already been explored for biopharmaceuticals to increase solubility and stability and to reduce immunogenicity including postranslational modifications such as glycosylation and covalent conjugation of polyethylene glycol. 6 thus, one of the main objectives in the use of drugs (for either nce or nbe) is the need to optimize the delivery system to reduce the pharmacological dose which would consequently represent a concomitant reduction in toxicity and cost. in that scenario, new delivery approaches have been implemented using biological interactions such as antigen-antibody binding (immunoliposomes) 7 or more sophisticated interactions including the binding between nutrient concentrator sparc (secreted protein acidic and rich in cysteine) and albumin in the treatment of some types of cancer (abraxane ). 8, 9 proteins can be then used for their targeting qualities as molecular delivery vehicles both for the specific delivery of drugs or nucleic acids in gene therapy approaches and by themselves as therapeutic molecules. one of the interesting characteristics of proteins is their ability to form intermolecular driven complexes as sophisticated and structurally perfect as in the case of viral capsids. in addition, through the use of genetic engineering, recombinant proteins can be tuned to include additional properties to optimize drug delivery and nucleic acid delivery in gene therapy. in this chapter, the main available strategies to develop protein-based nanovehicles or biopharmaceuticals will be described. in this context, several parameters will be defined such as proper formulation, stability, immunogenicity, and delivery to the correct cell type and cell compartment. modular protein engineering, virus-like particles (vlps), and other self-assembling entities are envisioned as modulatable novel protein nanoparticles able to include many desirable properties in the correct delivery of drugs and nucleic acids. finally, some successful examples of protein nanoparticles on the market will be described in addition to protein products currently in clinical trials and under preclinical research in order to envision which type of protein nanoparticles will be available soon on the market. with the therapeutic molecule to generate a vehicle capable of being transported in the blood if a systemic administration is needed and retaining a significant stability before reaching the target cell. 10, 11 in addition, the biological system poses specific barriers that have to be overcome such as membranes (cytoplasmic, endocytic, and nuclear), degradation (protease degradation induced by acid denaturalization in lysosomes, cytosolic proteosomes, and nucleases), cytosolic transport, and nuclear entry if necessary. 12, 13 for central nervous system therapies, the blood-brain barrier (bbb) represents the main bottleneck, and for that, a specific strategy has to be designed. 14 furthermore, the therapeutic complex has to be flexible enough in order to release the therapeutic molecule in the specific cell compartment. thus, several protein motifs have been described to overcome each and every process described earlier so that a modular multifunctional protein can be generated including those modules that are necessary to achieve its goal. in order to get a rational construction of the multifunctional vector, each step has to be carefully taken into account so as to overcome every step which is needed to achieve its final goal (table i) . the dna/rna condensation or drug interaction with the protein vector is a critical step in the formulation of protein nanoparticles for gene therapy. they have to remain attached to the vector during the whole transport process through the body and the cell until it can be released in the desired localization within the target cell. highly positively charged peptides containing a large number of arginines or polylysines have been used to promote electrostatic interactions since nucleic acids are highly negatively charged molecules. [15] [16] [17] [18] [19] [20] [21] [22] natural dna-condensing proteins as nuclear histidines or protamines can also be used to bind nucleic acids. [22] [23] [24] [25] protamine, which is the protein that replaces histidines during the spermatogenesis process, is a sperm chromatin component and just as the histidines do, it has very high dna condensation ability to protect nucleic acids form cytosolic endonucleases. 23, 26 in addition, as soon as the complex reaches the cellular nucleus, protamine is degraded by chromatinremodeling proteins, releasing the transported dna allowing its expression. 15, 23 in contrast, polycationic dna condensation modules such as polylysines and polyarginines-even they can present higher dna condensation ability depending on the polycationic chain length-usually present lower dna-releasing ability, interfering negatively with the accessibility of cellular transcription factors and dna expression capacity. 15 all these dna condensation modules described above interact with any dna that is incubated in an unspecific way. however, there are proteins such as gal4 that are able to recognize specific dna sequences [27] [28] [29] and that permit to bind and condensate specific dna sequences in the final vector. 30 in many cases, the multifunctional protein vector is in vivo administrated by the systemic route in order to travel in the blood and reach the target cells. that exposes the vector to all blood components, making it susceptible to be degraded. thus, it is completely necessary that the vector remain in the blood long enough to be able to reach the target cells. it has also been described that naked dna has an estimated half-life in blood of minutes 10 ; so protein nanovehicles in gene therapy, among other properties, are intended to protect nucleic acids from degradation. one important factor when the vector is exposed to the blood is that it can be recognized by the immune system components and produces an immune response against the vector. thus, it is also very important to try to make the vector as less antigenic as possible in order to avoid being degraded or even being toxic to the organism. 32 peptide uptake or internalization involves a step before the protein binding to the cell surface. this attachment can be either specific or unspecific but in all cases the promotion of its internalization is required. 33 positively charged peptides usually bind the cellular surface by unspecific electrostatic interactions with the negatively charged cell surface proteoglicans. this kind of peptides can be used in the multifunctional protein if specific targeting is not required. 33 cell-penetrating peptides (cpps) have been widely described as unspecific cell-binding and internalization peptides [34] [35] [36] [37] [38] [39] [40] [41] [42] [43] [44] [45] [46] (see also the chapter ''peptide nanoparticles for oligonucleotide delivery'' by lehto et al. in this volume). however, specific interactions can be obtained by incorporating cell receptor ligands if cell or tissue targeting is required for the therapeutic action. moreover, some of those ligand-receptor interactions promote the ligand-receptor complex internalization. many peptides have been described in the literature as receptor-specific ligands so any of them can be added to the multifunctional proteins in order to confer them cell specificity. [47] [48] [49] [50] [51] [52] [53] [54] [55] [56] [57] [58] [59] [60] [61] [62] the most natural specific ligands that can also be used for cell targeting are monoclonal antibodies. 32, [63] [64] [65] in addition, if no specific peptides are available for an intended target, new specific binding peptides can be found by using phage display 66 or combinatorial chemistry. 67 2. endosomal escape several internalization pathways are possible depending on the vector properties, 27, 33 including endocytosis (clathrin/caveolae-mediated, clathrin/ caveolae-independent), macropinocytosis, and non-endocytic pathways. 254 it is known that more than one internalization pathway can be performed at the same time but usually the peptide-based vector uses endocytic pathways. 68 moreover, it seems that proteins that interact with a specific cellular receptor are internalized by the clathrin-mediated endocytic pathway. 33 most of the generated endosomal vesicles will converge to late endosomes that eventually will fuse with cellular lysosomes. 15, 33 remaining in the cellular endosomes, the multifunctional protein will be degraded, so it is strictly necessary that the internalized multifunctional proteins be released into the cellular cytoplasm escaping from degradation. several peptides have been described that are able to promote endosomal escape and can be classified into two types depending on their escape mechanism: fusiogenic peptides and histidine-rich peptides. 36 the fusiogenic peptides are small peptides that have hydrophobic amino acids (aa-s) interspersed at constant intervals with negatively charged aa-s. 12, 19, 39, 40, 45, 46, [69] [70] [71] [72] [73] [74] [75] [76] [77] [78] [79] [80] thus, when early endosomes become late endosomes, their low ph induces a conformational change in the peptide, which adopts a alpha-helix structure, in an amphipathic structure able to fuse with the endosomal membrane, leading to pore formation and releasing all the endosomal content into the cell cytoplasm. 36 the histidine-rich peptides are small peptides with a high histidine content whose endosmolytic activity is mediated by a mechanism called ''proton sponge''. 12, 22, [80] [81] [82] [83] when the endosomal ph becomes low in late stages, the imidazole groups of the histidines are protonated and attract endosomal cl à ions, buffering against the proton pump. thus, the endosomes collapse by an osmolytic swelling process and the endosomal content is released to the cell cytoplasm. 36 further details are given in the chapter ''peptide nanoparticles for oligonucleotide delivery'' by lehto et al. in this volume. once the protein has achieved the cellular cytosol, it can be degraded by cellular proteases or by the cellular proteosome system. 84 it is important to avoid this process, especially if the protein has to reach the cellular nucleus. if the final target of the nanoparticle is the cellular cytoplasm, it is necessary that it remain there at least long enough to perform its therapeutical action. several peptide proteosome inhibitors have been described that are able to avoid this type of protein degradation. by adding these peptides to the final protein vector it is possible to protect it and enhance cytoplasmatic stability. epstein-barr virus nuclear antigen 1 (ebna1) contains a proteosome inhibitor consisting of glycine-alanine repeats able to prevent proteosomal proteolysis. it has been shown that a minimum of 4 aa-s gly-ala repeats are necessary to achieve such protective activity. [85] [86] [87] if the protein vector is carrying nucleic acids (dna or rna), degradation by the cytosolic endonucleases has to be taken into account, so it is also very important to protect this nucleic acid in order to maintain its integrity. some dna/rna condensing peptides as protamines also protect the dna against cytoplasmic endonucleases and enhance its stability as has been described above. 15 the cellular cytoplasm is a very crowded and compartmentalized environment where cellular organelles and cytoskeleton make the free diffusion of macromolecules such as protein vectors difficult. however, cytoskeleton elements such as microtubules are used by endosomes and other cytosolic macromolecules for intracytosolic mobility. 33 dyneins have been described as being capable of carrying those macromolecules and endosomes along the microtubules in a retrograde transport toward the nucleus. some small peptides that are able to bind dyneins have been identified. they can be added to the multifunctional protein vector in order to mediate an intracytosolic mobility toward the cellular nucleus. 36 several dynein-binding proteins have been identified in viruses that are able to use this transport system. comparing those protein sequences, a consensus peptide sequence (kstqt) that is able to bind to the dynein lc8 light chain has been identified. 88 molecules lower than 45 kda/10-30 nm are able to enter in the cellular nucleus by passive diffusion. however, macromolecules higher than 45 kda/ 10-30 nm generally require an active transport system through the nuclear pore system. this transport mechanism generally requires a specific targeting signal peptide named nuclear localization signal (nls). these signaling peptides are usually rich in basic aa-s, which are recognized by the cellular importines and actively transported through the nuclear pore. 15, 89 monopartite or bipartite nls sequences which are nls peptides that have one or two nls recognized sequences respectively have been described. 12 thus, these peptidic sequences can be added into the final multifunctional protein if nuclear localization is required in order to express a carried dna. it has been reported that a single nls sequence is sufficient to transport the vector to the nucleus and that a large number of nls sequences can result in inhibition of its activity. 90 one of the most used nls signal peptides are fragments derived from the 111-135 aa-s of the simian virus sv40 large tumor antigen (t-ag). other nls sequences can be found in gal4, protamines, or tat. 23, 36, 37, 77, [91] [92] [93] [94] [95] [96] [97] [98] [99] [100] [101] [102] it is important that when the transported dna reaches the cellular nucleus, it has to be released in order to be accessible to the nuclear transcription factors and achieve the desired expression level. thus, while designing the multifunctional protein vector, this aspect has to be taken into account. once the dna has been released in the cell nucleus, it will be necessary to control its expression level depending on which therapeutic action is being promoted. when the goal is to kill a cell as in cancer therapies, the uncontrolled dna expression levels would not be a problem. however, when a specific protein expression level is required, achieving good control is very important. 13 some expression systems have been developed that can be pharmacologically regulated by oral drug formulation. 103 cell-specific promoters and enhancers can be also used in order to confer high cell specificity to the therapy. 104, 105 d. ways to get over the bbb the bbb is a hermetic barrier that only allows nonlipophilic molecules smaller than 400 da to cross it. however, some human proteins such as insulin, transferrin, insulin-like growth factor, or leptins are able to go across it by receptor-mediated transporters. thus, the most important factor limiting central nervous system-targeting therapeutics is the presence of the bbb. 106 finding the way to cross it will be the main challenge. some peptides have been described that are able to reach the brain crossing the bbb. moreover, it has been seen that they can be associated with another molecule and transported through the barrier. thus, they could be interesting candidates to be included in the multifunctional vectors if central nervous system targeting is required. 14, 56, 107, 108 antibodies have also been described that bind transferrin and insulin receptors and that are able to cross the bbb efficiently. they can be conjugated with large molecules, allowing its translocation to the central nervous system. 63, 64, [109] [110] [111] synthesis, and rational design the development of genetic engineering techniques has increased the natural repertoire of proteins for the design of useful and/or valuable proteins with the aim to obtain new proteins with desired functions. there are three main strategies leading to the construction of engineered proteins: (a) direct evolution, (b) de novo protein design, and (c) rational design. directed evolution has developed quickly to become a method of choice for protein engineers in order to create enzymes having desired properties for all kind of processes. over the past decade, this technique has become a daily part of the molecular toolbox of every biochemist. this is emphasized by the increasing number of publications about the subject. 112 in nature, evolution and creation of new functionalities is achieved by mutagenesis, recombination, and survival of the fittest. directed evolution mimics this and is a process of iterative cycles of producing mutants and finding the mutant with the desired properties. mutations can be introduced at specific places using site-directed mutagenesis or throughout the gene by random mutagenesis. several mutagenesis techniques have been developed in order to avoid codon bias. 113, 114 the first technique used to mimic evolution was dna shuffling. 115 this method is based on the mixing and subsequent joining of different related small dna fragments in order to form a complete new gene. in the process of shuffling, the recombination frequency is dependent on the degree of homology. a high level of recombination is important to get all possible combinations of mutations. since recombination can be biased, several methods to overcome problems arising from the use of shuffling in the early years were tackled by novel strategies, all having their own advantages and disadvantages. 112 the products obtained by these methods have to be screened for desired qualities and not all of them can be easily screened. de novo protein design offers the broadest possibility for new structures. it is based on searches for amino acid sequences that are compatible with a three-dimensional protein backbone template using in silico techniques. several research groups in the field have applied in silico methods to design the hydrophobic cores of proteins, with the novel sequences being validated with experimental data. 116 in silico protein design has allowed novel functions on templates originally lacking those properties, modifying existing functions, and increasing protein stability or specificity. beyond any doubt, intense research activities are ongoing in the field, the potential of which is simply enormous. 117 so far there have been numerous examples of full sequences designed ''from scratch'' that were confirmed to fold into the target three-dimensional structures by experimental data. 118 the zinc-finger protein designed by dahiyat and mayo 119 was the first one to appear by this method. rational design of proteins is based on the modification or insertion of selected amino acids or domains in a polypeptide chain backbone to obtain proteins with new or altered biological functions. when using that strategy, a detailed knowledge of the structure and function of the backbone protein is needed to make desired changes. this generally has the advantage of being inexpensive and technically feasible. however, a major drawback of this approach is that detailed structural knowledge of a protein is often unavailable or it can be extremely difficult to predict the effects of various mutations. modular engineering enables, by using simple dna recombinant techniques, the construction of chimerical polypeptides in which selected domains, potentially from different origins, provide the required activities. an equilibrate combination and spatial distribution of such partner elements has generated promising 258 prototypes, able to deliver expressible dna or molecules to tissue culture but also to specific cell types in whole organisms. 120 modular fusion proteins that combine distinct functions required for cell type-specific uptake and intracellular delivery of dna or drugs present an attractive approach for the development of self-assembling vectors for targeted gene or drug delivery. 121 one of the first examples was described by the group of uherek et al. they combined a cell-specific target module (antibody fragment specific for the tumor-associated erbb2 antigen), a dna-binding domain (gal4), and a translocation domain for endosomal escape. 121 in this context, many strategies for the construction of safer vehicles are being explored and the number of nonviral prototype vectors for gene and drug delivery is noticeably increasing. here, the common steps that an approach like this might explore are presented ( fig. 1) . when designing a new protein for drug or gene delivery there are many critical aspects, namely (a) design of the vehicle itself, required functions, stability, etc.; (b) production of the protein, suitable expression system, purification procedure, scaling up process, etc.; (c) characterization of the vehicle by physicochemical and functional tests; and finally (d) the administration route and regulatory guidance for biological products. although all these aspects belong to different disciplines, they have to be overviewed together. here, the major needs of a modular protein for gene and drug delivery are presented. to enhance the physicochemical stability of the cargo molecules and their resistance to nuclease/protease-mediated degradation, protein vehicles should ideally exhibit, like their natural counterparts (viruses), nucleic-acid binding and condensing properties. 27 such abilities are, in general, conferred by cationic segments of the main scaffold molecules that interact with nucleic acids, mainly through electrostatic interactions. in addition, such complexes need to efficiently release the nucleic acid in the nucleus (if the cargo is a therapeutic gene), for which endosomal escape is required. such functions have been found in some peptides in many natural molecules and they are suitable for functionalizing protein vehicles. the ability to bind a particular cell type with high specificity is especially significant in a systemic delivery in which appropriate biodistribution and tissue targeting are essential. 122 for nuclear targeting, only naked short nucleic acids can freely enter the nucleus of nondividing cells via free diffusion through the nuclear pore. large molecules require active transport mediated by nlss that are often found in viral proteins. because the molecular mass of plasmidic dna varies from to 2 to 10 mda, dna that is to be expressed, and essentially any macromolecular complex for nucleic acid delivery, requires nlss. 123 the role and types of functional modules peptides used for all these purposes will be discussed in depth in the following sections. in vivo experiments finally, which protein or peptide is better for a given cargo is to be determined empirically and only few rules can be taken literally. 38, 124 c. production of protein nanoparticles some steps in the production of a protein-based vehicle after molecular cloning such as protein production and protein purification 125 might be experimentally labor intense with a variable success rate. for that reason, when small proteins are needed, solid-phase peptide synthesis 44 guarantees the process. however, the classical procedure of biological production allows scaling up the process in most of the cases and the production of larger polypeptides and fulllength proteins. generally, in protein nanoparticle approaches, the protein is composed by different modules of natural sources such as the cell-penetrating peptide transactivator of transcription (tat) derived from the tat of the human immunodeficiency virus (hiv) 126 or artificial sequences not present in any organism such as the polylysine dna-condensing sequence. 127 once it has been defined which modules will be part of the protein, it is important to define the order they will have in the final construct. it has been demonstrated by boekle and coworkers using melittin conjugated to polyethylenimine (pei) that depending on the side of the linkage (c-or n-terminus), the lytic activity could be changed. some other modules have the need to be in a determined position for its correct function. 128 when producing a protein for gene or drug delivery, it is important to know the origin of its domains to choose the most suitable expression system for its production. for instance, if any module naturally carries a posttranslational modification that is essential for its biological function, the expression system chosen will have to be able to reproduce the same crucial modification. the main biological production systems for protein drugs are described below. escherichia coli is the most widely used prokaryotic organism for the expression of recombinant proteins. 129 the use of this host is relatively simple and inexpensive. 130 added advantages include its short duplication time, growth to high cell densities, ease of cultivation, and high yields of the recombinant product. however, since it lacks fundamental prerequisites for efficient secretion, recombinant proteins manufactured by e. coli systems are mainly produced as inclusion bodies. 125, 131 moreover, posttranscriptional modifications are not achieved with this system. there are many examples of proteins for gene delivery produced in e. coli with probed efficiency. 132, 133 like e. coli, yeasts can be grown cheaply and rapidly and are amenable to high-cell-density fermentations. besides possessing complex posttranslational modification pathways, they offer the advantage of being neither pyrogenic nor pathogenic and are able to secrete more efficiently. species established in industrial production procedures are saccharomyces cerevisiae, kluyveromyces lactis, pichia pastoris, and hansenulapolymorpha. s. cerevisiae is the best genetically characterized eukaryotic organism among them all and is still the prevalent yeast species in pharmaceutical production processes. 131 in spite of their physiological advantageous properties and natively high expression and secretion capacity, the employability of yeasts in some cases, however, might reach a limit, particularly when the pharmacological activity of the product is impaired by the glycosylation pattern. in such cases, either a postsynthetic chemical modification has to be considered or the employment of more highly developed organisms. most examples of nanoparticles produced in yeast are for vlps. 134 animal cell expression systems show the highest similarity to human cells regarding the pattern and capacity of posttranslational modifications and the codon bias. however, their culture is more complicated and costlier and usually yields lower product titers. among the known systems, insect cells infected by baculovirus vectors have reached popularity since they are considered to be more stress-resistant, easier to handle, and more productive compared with mammalian systems and are thus frequently employed for high-throughput protein expression. for commercial application, scale-up related questions have to be solved. [135] [136] [137] preferably applied in pharmaceutical production processes are mammalian systems like chinese hamster ovary (cho) cells and baby hamster kidney (bhk) cells. these systems are genetically more stable and easier to transform and handle in scale-up processes, to grow faster in adherent and submerged cultures, and to be more similar to human cells and more consistent in their complete spectrum of modification. 138 in some cases, mammalian cell systems can be the only choice for the preparation of correctly modified proteins. peptides, being complex and unique complex molecules with regard to its chemical and physical properties, can be produced synthetically by the solidphase method. 139, 140 this technology can be used to avoid problems related to biological production. general advantages of synthetic peptides are that they are very stable compounds, solid-phase chemistry produces highly standardized peptides, and the crucial polycation component is provided by a ''natural'' polycation, thus minimizing toxicity. 141 however, some disadvantages related to synthetic peptides have been reported such as the difficulty to synthesize long and well-folded oligopeptides, peptides with multiple cysteine, methionine, arginine, and tryptophan residues due to technical limitations or production cost. 141 when working with protein nanoparticles, it is very important to characterize them physically and functionally in order to understand their behavior. the size and charge of protein/cargo particles are crucial properties which influence rates of diffusion, binding to polyanionic components of connective tissues, transversal of anatomical barriers, binding of serum proteins, attachment to cells, and mechanisms of endocytosis, among other factors. stability in physiological salt solutions is a key issue for in vivo delivery, as salt is found everywhere in the body. 141 mixing a multivalent polycation and dna results in electrostatic binding of both molecules, with charge neutralization of dna and a particle formation named conjugate. charge neutralization can be easily seen by retardation gel assays and particle formation by dynamic light scattering (dls). dls is a good method to see particle formation but not to quantify relative number of particles of different sizes. 142 to visualize particles, many groups have used transmission electron microscopy (tem) 15, 143 with good results while others have used fluid particle image analyzer (fpia) to photograph individual particles in physiological solutions. 58 the net charge of protein/cargo particles is an important variable. generally, optimal gene delivery for cell lines requires a net positive charge but, as stated previously, it has to be determined empirically. one of the best techniques to determine the net charge is by calculating the zeta potential that measures the electrophoretic mobility of particles. 144 despite the fact that physical characterization is a key element, understanding and testing the functionality and pharmacokinetics of a gene or drug is the most important part of its development process. most of the initial tests are done using cell lines in in vitro experiments using reporter genes, rna, or drugs. 145, 146 quantifying the percentage of transfected cells or drug-induced changes is a very valuable tool to evaluate nanoparticle performance in both nuclear and cytoplasmic delivery, respectively. in addition, in vitro experiments may be designed to select a candidate for the in vivo experiments from a group of possible therapy vectors. the quantitative kinetics of particle binding, the molecular basis of particle interactions with target cell membranes, the efficiency of particle internalization, and endosomal escape are all poorly understood. 141 interaction of particles with plasma membranes prior to protein internalization can be either unspecific or specific. untargeted delivery normally is the consequence of electrostatic interactions between anionic ligands in the cell surface and cationic components of the vehicle. on the other hand, targeted delivery to specific membrane molecules is a more sophisticated approach. it aims to improve cell specificity and efficiency, by directing to molecules, only expressed or overexpressed in a particular cell type, that initiate internalization by endocytosis. targeting moieties include many types of molecules and is discussed afterwards. internalization of particles, its mechanisms, and kinetics are not well known and most studies about nanoparticle delivery do not focus on this aspect. there are several endocytic pathways each initiated by different ligands. 147 enhancing the delivery by addition of chloroquine, a synthetic molecule used primarily for the prophylaxis and treatment of malaria that disrupts endosomes, 148 is an accepted parameter to demonstrate endosomal localization of particles. endosomal escape is the area most intensively investigated but is poorly understood. an important practical point to note is that some reagents that are used can be toxic. 141 to enhance this step, anionic fusogenic peptides can be used. these peptides fuse to membranes in an acidic-dependent manner causing its disruption. 149 in gene delivery approaches, translocation of dna expression plasmids into the cell nucleus involves an active, energy-dependent process through the nuclear pore complex. 150 directly injected dna into the cytosol is usually, but not always, poorly transferred to the nucleus 150, 151 and because of that, the use of proteins carrying cationic nuclear-localizing sequences (such as that of sv40 large t antigen) has been widely used to overcome this step. 143 iv. natural self-assembling protein nanoparticles: vlps ideal drug delivery and gene therapy vehicles must accomplish some desired features such as appropriate packaging size for its cargo, target cellspecificity, safe and efficient cargo delivery, and protection against immune recognition, or capability to escape immune recognition. moreover, these vehicles must avoid inflammatory toxicity and rapid clearance. 152 in this context, viral vectors have been exploited as one of the vehicles of choice. viruses are nano-sized (15-400 nm) supramolecular nucleoproteinbased entities, covered or not with a lipid bilayer (enveloped/nonenveloped viruses) that satisfy, into relatively simple structures, outstanding properties and functions that are relevant to drug and gene delivery. viruses are able to recognize and interact specifically with cells by receptor-mediated binding, internalize, escape from endosomes, and uncoat and release nucleic acids in different cellular compartments. they are also capable of transcribing and translating their viral proteins to self-assemble into new infectious virus particles and exit the host cell. 120, [153] [154] [155] despite all these relevant properties of viral vectors or some other rising vehicles in drug and gene delivery such as cationic liposomes, their therapeutic use presents some limitations and risks because of the complexity of production, limited packaging capacity, insertional mutagenesis and gene inactivation, low probability of integration, reduced efficacy of repeat administration or reduced expression overtime, unfavorable immunological recognition or strong 264 immune response against vehicle and transgene, inflammatory toxicity, and rapid clearance. 120, 152 in this context, virus capsids or vlps, produced by recombinant capsid proteins but lacking the viral genome, have noticeably emerged as a safer alternative to viral vectors. a. structure of protein self-assembled nanovehicles vlps are classically described as self-assembling, nonreplicative and nonpathogenic, highly organized supramolecular multiprotein nanoparticles (coats) (ranging from 20 to 100 nm) that can be formed from the minimal spontaneous self-assembling of one or more viral structural capsid proteins. it has been described that the self-assembling process of the structural viral proteins for vlp formation involves both spontaneous assembly, under favorable experimental conditions, and the requirement of scaffold proteins as catalysts. 156, 157 therefore, vlps are considered protein ''coats'', ''shells'', or ''boxes'' that lack the viral genome, still conserve the structure, morphology, and some properties of viruses. some of these properties such as cellular tropism and uptake, intracellular trafficking, membrane translocation, and transfer of nucleic acids or molecules across the cytoplasmic, endosomal, and nuclear membranes are important for drug delivery and gene therapy. 120, 153, 155, [158] [159] [160] usually, the degree of similarity of vlps and their viruses depends on the number of proteins incorporated into the constructs. 161, 162 since the first description in 1983 of the viral dna packaging into mouse polyomavirus (mpyv) vlps and its transduction in vitro, 163 vlps of different viruses such as papillomaviruses, [164] [165] [166] hepatitis b, c, and e viruses, [167] [168] [169] polyomaviruses, 163 vlps offer some structure, dynamics, characteristic features, and functions that make them appealing bionanomaterials to be exploited in the biomedicine arena as drug and gene delivery vehicles and are discussed in detail afterward. on the one hand, viral coat proteins have the ability to spontaneously selfassemble, which ensures the formation of highly organized, regular, repetitive structurally stable, and very low morphological polydisperse particles that provide useful properties to be used as scaffolds for bioimaging, synthesis of bionanomaterials, and as nanocarriers in drug and gene therapy. 186 in addition, homogeneity of particle size and composition is a desired production factor when developing therapeutic molecules. the overexpression of structural viral proteins in a convenient expression system renders recombinant proteins capable of being folded and assembled in discrete organized nanoparticles with a defined size corresponding to the natural capsid geometry. [187] [188] [189] moreover, even though vlps are structurally stable particles, some biochemical and structural studies have observed that viral capsids and bacteriophages may show some structurally dynamic properties varying in shape, size, or rearrangements of the coat proteins, in response to different factors such as ph. [190] [191] [192] [193] on the other hand, vlps are considered biologically safe nanostructures since they are not infectious (lack of viral genome) and do not replicate, representing a safer alternative to viral vectors. 160, [194] [195] [196] [197] however, they can elicit immune and inflammatory responses, especially when repeated administration is needed. 152 it has to be also noted that when used in vaccination, vlps could show excellent adjuvant properties and the majority of vlps stimulate strong cellular and humoral immune responses as direct immunogens. 198 it has been suggested that recombinant vlps derived from infection of insect cells with baculovirus or even those derived from prokaryotic systems could be contaminated with different residual components of these host cells, contributing those impurities to the adjuvant properties. 153 one interesting property of vlps is that coat viral proteins present an enormous elasticity and adaptability to be modified chemically and/or by protein genetic engineering 154, 160, 199 to incorporate multiple directed functionalities, in order to be addressed in biomedical applications such as drug delivery or gene therapy. it has been recently reviewed that chemically and/or genetically modified vlps, including cpmv, ccmv, ms2, m13 bacteriophages, and other virus-based nanoparticles, 155,186 could maintain their structural integrity and improve their physical stability 154 and, moreover, these modifications could also confer desired cell-targeting properties to the nanovehicle. [153] [154] [155] 186, 200, 201 vlps can be successfully engineered with spatial precision to incorporate (attached or genetically displayed on the surface) targeting tissue-specific ligands such as epidermal growth factor (egfr) and antibodies, or other molecules such as oligonucleotides, peptides, gold, and other metals, target proteins, carbohydrates, polymers, fluorophores, quantum dots, drugs, or small molecules. 152, 154, 155 moreover, one of the potential benefits of such modifications is that the specific geometric rearrangement confers precise recognition patterns. 200, 201 furthermore, accessibility of the materials carried within the particle and the ability of inclusion and separation of nucleic acids, small molecules, and unusual cargoes with appropriate charge is another outstanding feature and key advantage of vlps that has also made them excellent vessels for gene and drug delivery. 152, 195 as described above, vlps can be used as empty nanocarriers to transport molecules chemically attached on their surface or can be loaded ex vivo with therapeutic small molecules such as drugs, dnas, mrnas, sirnas, oligonucleotides, quantum dots, magnetic nanoparticles, or proteins. 155, 157, 160 vlps of different papillomavirus and polyomavirus have been widely characterized and used for directed delivery in biomedical applications. 132, 165, 173, 174, 194, 202 osmotic shock and in vitro self-assembling of vlp subunits in the presence of 266 the cargo have been the two main strategies used to packaged nucleic acid or other small molecules. it has to be taken into account that some attachment of the cargo on the vlp surface can occur. 195 besides, diversity of natural tropism including liver for hepatitis b vlps, spleen for some papillomavirus and polyomavirus vlps, antigen-presenting cells for certain papillomavirus vlps, and glial cells for human polyomavirus jc (jcv) vlps, among others 152 is one of the key advantages offered by vlps providing a wide spectrum of specific targeting and distribution profiles depending on the directed application. although each vlp has its own characteristic receptors, entry pathway, and intracellular trafficking, it has been demonstrated that tropism of vlps could be customized, modifying the residues identified as ligands of the cellular receptor on vlps' surface or even varying the delivery routes. 155, 189, 203 another key advantage of vlps is that they can be easily produced by using a wide range of hosts and expression systems, each of them with its own conditionings. 162 in the past years, there has been an increasing need to improve and optimize efficient large-scale production systems, process control and monitoring, and up-and down-streaming processes. 153, 157, 159, 204 production of vlps usually involves transfection of the cell host expression system of choice with a plasmid encoding one or more viral structural proteins, further and rigorous purification for the removal of immunogenic cellular contaminants, and quality control of the produced vlp and encapsulation of the cargo ex vivo before administration. 152, 158 the most frequent and convenient expression systems, adaptable to large-scale processes are (1) yeast cells 176 205, 206 , (4) bacteria 204,207 , (5) green plants infected with modified viruses 208, 209 , and (6) cell-free systems. 163, 204 the preparative and large-scale manufacture of vlps in some of these hosts has been reviewed by pattenden et al. and can be classified into two main methods of bioprocessing: in vivo and in vitro systems. 157 in addition, the capability of in vitro dissociation and reassociation of vlps contribute to the application of easy and more accurate purification methods than those of viral vectors. 152, 157 furthermore, depending on the expression system, the resulting vlp might be significantly different even though expressing the same viral proteins. thus, a broad spectrum of vlps could be customized depending on the vlp type, the number of proteins needed for vlp assembling, and the targeted final application. 158, 210 as described above, vlps have great potential as nanocarriers in drug and gene delivery. at the same time, although there is an increasing flow of developments in this area, these vehicles also present some limitations that should be addressed and taken into account, such as residual cellular components, variable yield of functional vlps after disassembly/reassembly process, immunostimulation and unsuitability for repeated administration, tolerance to the transgene, ineffective therapeutic molecule loading, and low transfection rates. 152 protein nanoparticles engineered for drug delivery and gene therapy 267 due to their versatile nanoparticulate structure and morphology, and nonreplicative and noninfecting nature combined with their natural immunogenic properties and ease production, vlps have principally emerged as an excellent alternative tool to attenuate viruses for vaccination. 152 182 and ebola virus. 215, 216 although vlp-based vaccines have been primarily developed for their use against the corresponding virus, in the last decades genetic engineering or chemical modifications have been applied in order to generate chimeric vlps. thus, on the one hand, commonly short heterologous peptide epitopes or full proteins that are unable to form vlps or that are unsafe for vaccination have been presented on surface-exposed loops or fused to n-or c-exposed termini of structural viral capsid proteins on vlps. 154, 161, 210 different hpv, 217-219 hbv, 220,221 parvovirus, 222, 223 and chimeric polyoma vlps have been engineered 170, 175 and tested for different applications including vaccination against viral or bacterial diseases, against virus-induced tumors, and more recently, for immunotherapy of nonviral cancer. 161, 210 on the other hand, chemical bioconjugation for covalent coupling of protein epitopes and small molecules to lysines, cysteines, or tyrosine residues of vlp surfaces has been applied in viral or cancer vaccines. 200 chackerian et al. have demonstrated the efficient induction of protective autoantibodies using self-antigen conjugation to hpv vlps. 224 it is important to point out that vlps can also be engineered to incorporate heterologous cell-specific ligands to cell receptors, thus altering their cellular tropism. 154, 155, 186, 201 this great convertibility and flexibility of vlps to be modified (chemically and/or genetically), their high stability, natural and diverse tropism, their nanocontainer properties, and their ability to enter in the cell and incorporate, bind, and deliver nucleic acids and small molecules have positioned vlps as appealing entities not only for vaccination applications but also for a broad spectrum of other diverse and emerging applications in nanomedicine and nanotechnology such as immunotherapy against cancer, 210,225 gene therapy delivery of therapeutic genes into specific cells, 161, 165, 171, 184, 226, 227 and targeted delivery of drugs and small molecules using vlps as nanocarriers. 174, 196 268 domingo-espín et al. although there is no commercial vlp as vector in gene therapy, since the initial work in 1970 of uncoating polyoma pseudovirus in mouse embryo cells as gene delivery vector 228 and the establishment in 1983 of the viral dna packaging into mpyv vlps and its transduction in vitro, 163 different vlps such as hbv and hepatitis e virus, 229 hpv and polyomavirus nanoparticles 172, 178, 229 have been modified toward the specific delivery of therapeutic genes and proteins in different target cells, organs, and tissues in vitro and in vivo by systemic injection 229 or oral administration. 230 for example, recombinant vp1-based polyomavirus vlps can encapsulate in vitro exogenous dna, and deliver it by cell surface sialic acid residues to human brain cells and fetal kidney epithelial cells. 178 furthermore, vlps have recently emerged as novel nanocarriers or nanocontainers to store unnatural cargos, deliver modified oligonucleotides, 154 synthetic small interfering rnas, and plasmids expressing short hairpin rnas as therapy to downregulate gene expression. 171, 231 in this context, chou et al. have recently described the use of jcv vlps as an efficient vector for delivering rnai in vitro using murine macrophage raw 264.7 cells and in vivo using balb/c mice in silencing the cytokine gene of il-10 without significant cytotoxicity for systemic lupus erythematosus gene therapy. 171 one of the key aspects in targeted gene and drug delivery is cell-specific delivery. it is important to point out that vlps are tunable nanoparticles that can also be chemically or genetically engineered to modify their natural cellular tropism in order to diversify the range of therapeutic applications in targeted gene or drug delivery. 154, 201 some effective approaches to modify the natural cellular tropism include: (1) genetic engineering of vlp chimeras incorporating heterologous cellspecific short peptides that contain recognition sites of target cell receptors. 232 in this context, polyoma and papillomavirus, with solved atomic structures of their major structural capsid proteins, have been extensively used to obtain chimeric vlps as delivery vector systems. 165, 233 however, this approach has some bioprocessing limitations such as low production levels as a consequence of vlp modification, alterations of size and properties of the vlps that could affect the structural interactions and conformations for vlp assembly, disassembly and packaging, and low transduction efficiencies. 157 (2) chemical bioconjugation of purified vlps with epitope-containing peptides 234, 235 or a wide range of small molecules conferring cell-specific targeting such as transferrins, folic acid, or other targeting molecules. as an example, cmpv vlps have been successfully conjugated with tfn using ''click'' chemistry 236 and with nhs-ester-derivatized folic acid, demonstrating both as internalized into hela cells and kb cells, respectively. 183, 184 (3) high-throughput library and directed evolution method is a rational approach that has been recently used to engineer viral vectors with the desired tropism properties. 237 (4) pseudotyping, which consists of replacing the envelope protein of one virus species by the envelope protein of another virus species. 238 (5) modification of the delivery route of the vlps. it has been shown that the levels of expression of b-galactosidase in heart, lung, kidney, spleen, liver, and brain are different depending on the delivery route of polyomavirus vp1 vlps. 203 the great accessibility and reactivity showed by vlps, as well as their ability to serve as nanocarriers, which made them suitable to be exploited in gene therapy, have also been applied to targeted drug delivery. 195 genetic modification and/or chemical functionalization of exposed amino acid residues on the capsid surface in order to attach small molecules, such as markers or bioactives molecules, is one of the most common approaches applied to target drug delivery. 174, 239 as an example, canine parvovirus (cpv) vlps produced in a baculovirus expression system and exhibiting natural tropism to transferrin receptors (tfrs) were chemically modified on accessible lysines of the capsid surface with fluorescent dye molecules and delivered to tumor cells. derivatization of cpv-vlps did not interfere with the binding and internalization into tumor cells. 183, 184 one limitation of vlps in gene therapy is the low efficiency of gene transduction due to inefficient dna packaging. however, a recent study presented a novel in vivo dna packaging of jcv vlps in e. coli that effectively reduced human colon carcinoma volume in a nude mouse model. in this study, the exogenous plasmid dna was transformed into the jcv vp1 expressing e. coli. the packaging of the second plasmid occurs simultaneously as the in vivo assembly of the jcv vlp. even though it is still not clear how the plasmid dna molecules are encapsidated in the vlp, the authors showed that gene transduction efficiency by their in vivo package system was about 80% in contrast to the 1-2% of gene transduction efficiency achieved by the in vitro osmotic shock system. 226 in addition, the administration of exogenous proteins may induce the immune system response, reducing therapy effectiveness or causing undesirable secondary effects, albeit immunological response of protein nanoparticles can be modulated. 240 spontaneous protein self-assembly to form ordered oligomers is a common event in biology. it can prove advantageous in terms of genome-size minimization, formation of large structures, stabilization of complexes, and inclusion of 270 functional features. 241 it has been widely documented that cellular oligomer proteins as well as viral capsids are stabilized by several weak noncovalent interactions as hydrophobic interaction, electrostatic energy, and van der waals forces. [242] [243] [244] these interactions result in a complex quaternary structure described by three symmetry point groups named cyclic (cn), dihedral (dm), and cubic (t, o, i). 245, 246 the development of computational techniques to predict protein-protein interactions using solved 3d protein structures makes it possible to predict and/or strengthen experimental data performing in in silico approaches. 247 furthermore, its use opens up the possibility to design proteins not only displaying specific biological functions but also interesting intermolecular interactions to obtain increased multivalency in the resulting complexes. moreover, it should be considered that not only whole proteins can self-assemble in smart nanoparticles; oligopeptides are also capable of forming organized structures. many applications are possible due to the enormous quantity of different combinations and features that can be exploited with peptides. 248, 249 furthermore, protein-protein interactions are not the unique parameters involved in particle formation, nucleic acid-peptide interactions, salt concentration, order of mix, and ratio between nucleic acid and protein can also strongly influence the condensation process. 250, 251 due to their natural tendency to self-assemble forming highly ordered structures, viruses provide a wide variety of scaffold proteins which are used as gene/drug carriers. among them, vlps have been reviewed in the previous section. however, simple bacterial proteins can be also utilized as carriers for gene delivery. for example, heat shock proteins (hsp) from hyperthermophilic archeaon methanococcus jannaschii can assemble in a small structure of 24 subunits having an octahedral symmetry. these 12 nm structures are stable at high temperature, up to 70 c, and wide range of ph. residue modifications are allowed to elicit specific attachment of small molecules. 186, 252 in bacteria, bacterial microcompartments (bmc) which are intracellular organelles consisting of enzymes encapsulated within polyhedral, protein-only shells, somewhat similar to viral capsids, have been described. bmcs are composed of a few thousand copies of a few repeated protein species (including one or more enzymes involved in specific metabolic pathways), and with sizes of around 100-150 nm in cross section. the general role of bmcs is to confine toxic or volatile metabolic intermediates, while allowing enzyme substrates, products, and cofactors to pass. the first described bmc, the carboxysome, was isolated in the early 1970s 253, 254 and has been found to contain both co 2 -fixing ribulose bisphosphate carboxylase/oxygenase (rubisco) 253, 254 and carbonic anhydrase [255] [256] [257] enzymes. carboxysomes' function is to enhance autotrophic co 2 fixation at low co 2 levels. other bmcs were later identified in cyanobacteria and some chemoautotroph bacteria. among them, bmc proteins have been later found to be encoded in the propanediol utilization operon (pdu) of the heterotroph salmonella 258 and by an operon for metabolizing ethanolamine (eut) in enteric bacterial species, including salmonella and escherichia. 259 salmonella enterica forms a polyhedral organelle during growth on 1,2-propanediol (1,2-pd) as a sole carbon and energy source, but not during growth on other carbon sources. 260, 261 the pdu organelles' function is to minimize the harmful effects of a toxic intermediate of 1,2-pd degradation (propionaldehyde). [261] [262] [263] other studies have shown that a polyhedral organelle is involved in ethanolamine utilization (eut) by s. enterica. 259 the function of the eut microcompartment is to metabolize ethanolamine without allowing the release of acetaldehyde into the cytosol, therefore minimizing the potentially toxic effects of excess aldehyde in the bacterial cytosol [264] [265] [266] and also preventing volatile acetaldehyde from diffusing across cell membrane. 267 so far, about 1700 proteins containing bmc domains have been identified, covering at least 10 different bacterial phyla. the typical bmc protein consists of approximately 90 amino acids, with an alpha/beta fold pattern. 268, 269 some individual bmc proteins self-assemble to form hexamers, which further assemble side by side to form the flat facets of the shell. 268, 270, 271 the formation of icosahedral, closed shells from such flat layers was elucidated in part by structural studies in carboxysomes: some bmc proteins assemble to form pentamers, which are located at and form the vertices of the icosahedral shell. 270 mechanisms directing enzyme encapsulation within protein-based bmcs have been studied during the last years. it has been described that, in some carboxysomes, protein ccmm is used as a scaffold to form interactions between both shell proteins and enzymes, 272,273 through a ccmm c-terminal region with homology to the small subunit of rubisco. 274 other studies revealed that pdu shells can self-assemble without needing interior enzymes 275 and that carboxysomes can self-assemble in vivo when rubisco has been deleted. 276 regarding properties of the encapsulated enzymes, in the pdu bmc some of the internal enzymes are encapsulated by specific n-terminal targeting sequences. 275, 277 in this line, sutter and colleagues 278 described a conserved c-terminal amino acid sequence that mediates the physical interaction of an iron-dependent peroxidase (dyp) or a protein closely related to ferritin (flp) with a specific type of bmc (encapsulins). in another example, an icosahedral enzyme complex, lumazine synthase (aals) from bacillus subtilis and aquifex aeolicus, was engineered to encapsulate target molecules by means of charge complementarity and can also be modified to give different characteristics to the assembled structure. 279 moreover, enzymatic subunits, like e2 of pyruvate dehydrogenase from bacillus stearotermophilus, can be modified to be used in gene delivery. e2 peptides naturally form a dodecahedron of 60 subunits of 24 nm in diameter allowing modification for drug-like accommodation. the assembling/disassembling of these structures can be modulated by changing the operative ph in the experimental environment. these nanoparticles can also be functionalized with antigens for vaccine development. 281, 282 according to these results, specific targeting sequences could be of use in biotechnological applications to package proteins inside the stable selfassembled icosahedral shell of bmcs, offering appealing opportunities to manipulate in the laboratory such nanocages to fill them with therapeutic molecules. the simplicity of this system makes it very attractive for engineering studies to design, mimicking nature, new applications in biotechnology, providing a new, intriguing platform of microbial origin for drug delivery. bovine serum albumin (bsa) is able to form microspheres after sonochemical treatment in aqueous medium. chemical effects of ultrasound radiation and coupling with an anticancer drug such as taxol (paclitaxel) led to the assembling of a spherical carrier with an average diameter of 120 nm. bsa particles resulting from s-s bonds, due to ho 2 radical formation, are able to release the encapsulated taxol in cancer tissue with best results if compared with mere taxol treatment. this drug for breast cancer treatment is commercially available. 283, 284 also little cationic peptides can lead to self-assembling particles. among others, arginine-rich cationic peptides are widely known as good tools for gene delivery. for example, purified r9-tailored gfp in solution is described to form nanodisk particles 20 nm in diameter. this structure is proved to be induced by the 9 arg tails and is able to bind and condense dna. these nanodisks are also able to deliver dna toward the nucleus where the reporter gene is expressed. 285 on the other hand, the expression of recombinant proteins over physiological rates can cause a bad functioning of cellular quality control system, leading to self-organizing, pseudo-spherical, protein aggregates known as inclusion bodies. these mechanically stable nanoparticles, ranging from 50 to 500 nm in diameter, were considered for a long time as undesired bio-products. recently, it became clearer that they are suitable for medical approaches when utilized as scaffold surface to promote cellular proliferation. [286] [287] [288] one of the most difficult goals for a foreign gene delivery is to reach the nucleus. an approach to overpass this obstacle is by fusing an nls in a nonessential position of a dna-binding protein. such type of modification has been described for a tetracycline repressor protein (tetr) fused with an sv40 nls. the tetr-nls affinity and specificity to teto dna sequence is exploited to form spontaneous protein-dna complexes which allow an enhancing of dna transportation into the nucleus and subsequent expression of foreign genes, combining the two peculiar characteristics of each fusion component. 289 there is still a tremendous gap between progresses made in protein-based nanoparticle research for drug delivery and clinical reality. hundreds of publications in basic research describe the combination of two or more functional elements in a single protein nanoparticle, by which the delivery of a carried drug is enhanced. these agents act by improving critical steps in the drug delivery process, such as increasing the systemic stability or tissue specificity, favoring internalization, endosomal escape, and entry into the nucleus, or transporting therapeutic material through the bbb, in in vitro and in vivo studies. besides the human recombinant therapeutic proteins currently on the market (or functional segments of them), there are also some fusion proteins approved for clinical use (most by incorporating an antibody fragment or a ligand to enhance cell specificity). sadly no gene therapy trials have so far used full protein carriers in vivo, but rather peptide-functionalized vehicles. bottlenecking the gap between research and clinical application, the us fda/european medicines agency (emea) only approves human proteins, to avoid the risk of an immune response that could affect not only the effectiveness of the nanoparticle but also challenge patients' health. another critical factor is the administration route, where the protein is degraded before arriving at the target; this problem could be solved or minimized by the use of protein d-isomers, pegylation, or the design of protecting groups for labile sites. despite the current situation mentioned above, there are many good examples of multifunctional modular proteins that, when carrying therapeutic material, can improve the prognosis in vivo in animal models for different diseases. these examples are reviewed below, along with those few protein nanoparticles that are currently on the market or in clinical trials. albumin is a natural protein transporter of hydrophobic molecules throughout plasma that has been approved by the fda to reversibly bind water-insoluble anticancer agents, as is the case of albumin-bound (nab) paclitaxel, abraxane . this albumin-nab technology-based drug is in use in patients with metastatic breast cancer who have failed combination therapy, and it is the first protein nanoparticle approved by the fda. albumin potentiates paclitaxel 274 concentration within the tumor by increasing paclytaxel endothelial transcytosis through caveolae formation. it also contributes to the fact that tumors secrete an albumin-binding protein sparc (also called bm-40) to attract and keep albumin-bound nutrients inside the tumor cell. 290 the albuminpaclitaxel complex was not formally considered a nanoparticle in the united states (due to an average size of 130 nm) but only so in europe. apart from whole recombinant therapeutic proteins being currently commercialized, there are also some examples of vehicles formed by chimerical proteins with target ligands already in the market. dab389il-2 (denileukin diftitox or ontak) is a fusion of diphtheria toxin catalytic and translocation domains for lethal effect and interleukin-2 (il-2) to gain cell specificity in the treatment of persistent or recurrent t-cell lymphoma. belatacept (bms-224818) is a ctla4-ig fusion protein formed by the cytotoxic t-lymphocyteassociated antigen 4 joined to an immunoglobulin g1 fc fragment fusion protein, developed by bristol-miers-squibb. etanercept (enbrel) fusion tumor necrosis factor receptor (tnfr), which binds and inhibits specifically tnf activity, to an immune globulin g1 fc, to prevent inflammation mediated by tnf in autoimmune diseases like arthritis and psoriasis. on the other hand, fusion proteins which include an antihuman epidermal growth factor receptor 2 (her2) monoclonal antibody that binds tumor cell surfaces, among them the so-called ''trastuzumab'' (commercialized as herceptin by roche), associated to dm-1, an antimitotic drug, aimed at improving the treatment of breast cancer. finally, vlps, that is, empty viral entities formed by the self-assembly of a viral capsid protein, are the only truly protein nanoparticles (architectonically speaking) which are currently used in clinical practice. hbsag recombinant protein of hbv expressed in yeast and the capsid l1 recombinant protein of hpv (types 6, 11, 16, and 18) administered currently as vaccines tend to form spontaneously vlps that elicit t and b immune response. recently, there have been preclinical and clinical trials to test the security and efficacy of vlp vaccines against chikungunya 291 and seasonal influenza virus (http://www. medpagetoday.com/meetingcoverage//icaac/22129), respectively. influenza vlp vaccines have proven to provide complete protection against h1n1 2009 flu pandemics, 292 within a record preparation time when compared to 9 months for traditional vaccines. the use of vlps as a delivery system for drugs or nucleic acids in gene therapy is still under investigation. 194 drugs and proteins may be transformed through pegylation, a process that can assist them in overcoming some of the potential problems that delay the adoption of protein nanoparticles for clinical use. the covalent attachment of peg can reduce immunogenicity and antigenicity by hiding the particle from the immune system, can increase the circulating time by reducing renal clearance, and can also improve the water solubility of a hydrophobic particle. the use of pegylation has been approved for commercial use by the fda and emea, and some examples of pegylated protein products are adagen (peg-bovine adenosine deaminase), the first pegylated protein approved by the fda in 1990, pegasys (peg-interferon alpha), and oncaspar (peg-l-asparaginase). the majority of protein nanoparticles studied in clinical trials (http://clinicaltrias.gov) are fusion proteins composed of a therapeutic protein/peptide and a target cell-specific ligand. an example is alt-801, a biologic compound composed of il-2 genetically fused to a humanized soluble t-cell receptor directed against the p53-derived antigen. the clinical trials evaluated whether directing il-2 activity using alt-801 to the patient's tumor sites that overexpress p53 results in clinical benefits (nct01029873, nct00496860). another ligand joined to il-2 is l19, a tumor-targeted immunocytokine constituted of a single chain fragment variable (scfv) directed against the ed-b domain of fibronectin, one of the most important markers for neoangiogenesis. l19-il-2 is in a phase i/ii study for patients with solid tumors and renal cell carcinoma (rcc) (nct01058538). l19 has also been fused to tnfa with the intention to target tnfa directly to tumor tissues resulting in high and sustained intralesional bioactive tnfa concentrations. the l19tnfa is under clinical trial using isolated inferior limb perfusion (ilp) with the standard treatment with melphalan 10 mg/l limb volume in subjects affected by stage iii/iv limb melanoma (nct01213732). ngr-htnf is another bifunctional protein which combines a tumor-homing peptide (ngr) that selectively binds to amino peptidase n/cd13 highly expressed on tumor blood vessels, thus affecting tumor vascular permeability, and htnf, with direct anticancer activity. ngr-htnf is undergoing 14 clinical trials as a single agent to treat different cancers, as well as in combination with chemotherapy agents. another strategy to direct a therapeutic protein to the target cell is through fusion to a growth factor receptor ligand. an example is tp-38, a recombinant chimerical protein composed of the egfr binding ligand (tgf-a) and a genetically engineered form of the pseudomonas exotoxin, pe-38, to treat recurrent grade iv malignant brain tumors (nct00071539). many clinical trials are based on a therapeutic protein fused to a targeting antibody, as is the case of apc8015. this drug stimulates the immune system and stops cancer cells from growing by the combination of biological therapies with bevacizumab , an already approved monoclonal antibody that locates tumor cells and kills them in a specific way (nct00849290). there are also many putative protein drugs against cancer which include antibodies antiintegrins (e.g., cilengitide and imgn388), sometimes in combination with 276 classical therapies. a recently developed tool, the nanobodies or single domain antibodies, 293 have several advantages: small size (only 12-15 kda), which lowers the possibility of triggering immune response, safety in clinical trials (nct01020383), and is easy to be joined to different kinds of compounds. all these features make nanobodies competent drugs against different diseases, and have been tested in vivo as bifunctional proteins associated to a prodrug, very efficient in mice cancer xenografts. 294 even though cpps are very useful tools to deliver drugs and in gene therapy (see the chapter ''peptide nanoparticles for oligonucleotide delivery'' by lehto et al. in this volume), their toxicity and endosomal entrapment slows their inclusion for systemic delivery in clinical trials. nevertheless, there are a few examples of use to prevent undesirable cell proliferation in coronary artery bypass grafts, as is the case of a cpp (r-ahx-r) 4 ahxb-pmo conjugate targeted to human c-myc to be applied ex vivo. the trial, in phase ii, has been completed in 2009 (nct00451256). another case is psorban , a product patented for the treatment of psoriasis based on a cyclosporine-polyarginine conjugate of local application, which circumvents the specificity problem of intravenous (i.v.) application. it is in clinical trial phase iii, but not yet in the market. finally, kai-9803, a pkcd inhibitor peptide conjugated to tat to function as an intravenous drug for the treatment of acute myocardial infarction, is currently in phase 2b clinical trial (nct00785954, kai pharmaceuticals). there are many proteins, often organized as nanoparticles, that when associated to a drug, therapeutic protein, peptide, or nucleic acid increase the therapeutic efficacy of a cargo alone in the treatment of various diseases. some of them proved effective in animal models, which are discussed in more detail in this section, with relevant examples listed in table ii . these nanoparticles may simply be (a) a cpp to promote nonspecific internalization, 295-300 (b) a peptide to confer cargo specificity by joining a receptor distinctive of a cell type, including scfvs or peptides obtained by phage display, 301 and (c) a mixture of both, 302 since as observed in several studies the cpp does not reduce ligand specificity and increases nanoparticle potency. [303] [304] [305] complex and multifunctional vehicles including endosomal escape peptides enhance the therapeutic potency of the complex, or other domains that allow their selective activation in certain contexts. 306, 307 apart from the cases listed in table ii , the spectrum of additional examples of multidomain protein nanoparticles tested in vivo is wide, and a considerable proportion of them include cpps, mainly tat and polyarginines. a classical tat fusion protein is the transducible d-isomer ri-tatp53c 0 ' fusion protein that activates p53 protein in cancer cells, but not in normal cells. ri-tatp53c 0 treatment in terminal peritoneal carcinomatosis and peritoneal lymphoma preclinical models results in significant increases in life span (higher than sixfold) and full recovery from the disease. 308 there are also several studies in vivo using tat-fused therapeutic proteins which have proven effective in treating tumors [309] [310] [311] and cerebral ischemia 312,313 when applied intraperitoneally (i.p.). regarding polyarginines, kumar and colleagues have presented two different models in which a bifunctional peptide formed by nine arginines (9r) and a specific ligand constitute an effective sirna vehicle. in the first model, a chimerical peptide derived from rabies virus glycoprotein (to confer neuronal specificity) fused to 9d-arginines (rvg-9r), was able to transport si-rna across the bbb and silence specific gene expression in the brain when applied intravenously. 56 in the second model, a cd7-specific single-chain antibody was conjugated to oligo-9-arginine peptide (scfvcd7-9r) for t cell-specific antiviral sirna delivery in humanized mice reconstituted with human lymphocytes. in hiv-infected humanized mice, this treatment controlled viral replication and prevented the disease-associated cd4 t cell loss. moreover, it effectively suppressed viremia in infected mice. 314 some other examples of polyarginines in tumor models are 9-d-arginines fused to a tumor-suppressor peptide, which stopped tumor growth in hepatocellular carcinoma-bearing mice when applied intraperitoneally, and also colesteryl oligoarginines carrying vegf sirna, which inhibited tumor growth in colon adenocarcinoma after local application. 315 another bbb-crossing peptide is g7, which is able to transport nanoparticles loaded with loperamide. 107 in general, the partner fusion peptide can confer specificity instead of penetrability, as is the case of egfr fab fragment associated to liposomes that contain anticancer drug, which increases efficiency of anticancer effect in egf overexpressing xenograft tumors 316 ; in addition, rgd-4 c-doxorubicin in human breast xenografts increases efficacy and diminishes toxicity. 317 in many conjugates, the therapeutic peptide of the chimerical proteins is a toxin. anthrax lethal toxin has been modified to be activated by methaloproteases, and it has probed to be effective for human xenografted tumors such as melanoma, lung, and colorectal cancer. 318 anthrax toxin has also been associated to antibodies or growth factors for lethal effects specifically on cancer cells. 319 the specific cytotoxicity desired to treat a tumor might derive from a tissue factor, which promotes clotting to restrict blood supply in tumor vessels, fused to peptides that provide specificity, like v-cam antibodies, fibronectin, and integrin ligands. 320 eventually, drug activity may decrease when conjugated to a carrier protein, although if the entry of the drug is favored, the overall balance of activity can be much more efficient. 321 on the other hand, the use of noncovalent bond drug carrier could avoid interfering with the activity of the drug. an important issue in a preclinical study to be considered for a clinical trial is the administration route. in in vivo experiments, most of the protein nanoparticles are administered by local or intraperitoneal injection, avoiding systemic spreading and clearance in the vascular system, in a way very similar to in vitro experiments. the fda and emea, on the other hand, will preferentially approve i.v. and oral administrations rather than intraperitoneal or local injections except for very accessible tissues. another relevant issue is the number of active domains to be included in a therapeutic protein carrier, an issue that seems to be relevant for the functionality of the construct. for example, the cpp neutralization of a ligand may depend on the cpp/ligand ratio that is in the vehicle. 322 it has also been observed that the integrin binding power of rgd-containing motives increases with the number of rgd domains over the monomer until a maxim of four moieties. 323 another example is tat activity empowerment when attached to molecules that form tetramers, such as beta-galactosidase 108 and p-53. 324 some multidomain protein carriers allow the drug entrance only in selected target cells by tailored smart selective mechanisms. 325 for instance, cpps neutralized by polyanions are activated and enter the cells when they are released by metalloproteases 326 or by lowering the ph, 327 both situations being very common in tumors. cpp-morpholino oligomer (pmo) nanoparticles have also shown their effectiveness in treating viral infections by inhibiting viral replication, as demonstrated with the carrier (r-ahx-r) 4ahxb-pmo administered i.v. in animal models infected with picornaviruses, i.p. in mice infected with coronaviruses and flaviviruses, and the carrier r9f2c-pmo administered also i.p. in mice infected with ebola virus. furthermore, it has also been shown in some of these studies that the efficacy of the treatment is dependent on the incorporation of arginine-rich peptides in the nanoparticle. 328 a good example of how a cpp can improve the internalization of a therapeutic protein is the case of insulin. the instability and low absorption in the digestive tract of insulin prevents its oral administration, even though it would be very convenient for a daily administrated drug. in recent studies, noncovalent conjugation of insulin to different cpps enhances its absorption without toxic intestinal effect, l-penetratin being the most efficient as insulin carrier. 329 among the protein nanoparticles tested in vivo, it is worth making special mention of trojan horses generated in pardridge's laboratory to cross the bbb, through a strategy of fusing within a chimerical peptide the therapeutic protein which has to reach the cns to a monoclonal antibody against the human insulin receptor (hirmab). this trojan horse is very potent for humans and primates, and has proven effective to transport b-glucuronidase, a-l-iduronidase, gdnf, abeta amyloid peptides, paroxonase, etc., with potential benefits in diseases like mucopolysaccharidosis type vii, hurler syndrome, parkinson, alzheimer, and organophosphates toxicity, respectively. 330 there are also promising results when protein nanoparticles have been tested as carriers for gene therapy in vivo, some examples being listed in table ii . in this regard, the use of modular proteins generated by insertional mutagenesis of b-galactosidase condensing the sod gene are able to protect neurons against ischemic injury 133 ; a bifunctional galactosylated polylysine is able to conjugate plasmid dna and to differentially promote expression in hepatocytes that display asialoglycoprotein receptor 331 ; a suicide multidomain protein particle formed by herpes simplex virus thymidine kinase (hsv-tk) conjugated to transferrin (tf) by a biotin-streptavidin bridging, which, administered i.v. in k562 massively metastasized nude mice, was able to reduce tumor size and to increase mouse survival. 332 in this chapter, proteins and peptides have been envisioned as potent biotechnological tools for the development of new biocompatible biological entities that can be used as therapeutic agents by themselves or as nanovehicles for the delivery of associated drugs. proteins are nanostructures that can form complex high-order entities such as vlps, resulting in appropriate cages for the internalization of therapeutic molecules. in addition, the design of modular proteins displaying selected functions has been possible by using in silico approximations to the feasibility of recombinant protein production. this approach has demonstrated the versatility of such molecules in the generation of novel delivery nanovehicles opening up the possibility of new functional combinations to enhance the specific interaction with the target tissue. such tunable specificity in the delivery of drugs, nucleic acids, or other proteins is one of the main properties that make multifunctional proteins appealing as more rational delivery vehicles. the presence on the market of such complex entities, which started with the approval of insulin for the treatment of diabetes, has been increasing over the past years, and this tendency is expected to continue. in fact, there are some products in clinical trials that will probably end up being approved and some more are being explored in preclinical experiments which might enter in clinical trials. identifying actives from hts data sets: practical approaches for the selection of an appropriate hts data-processing method and quality control review natural products in the process of finding new drug candidates when analoging is not enough: scaffold discovery in medicinal chemistry dose-toxicity models in oncology is declining innovation in the pharmaceutical industry a myth? the impact of pegylation on biological therapies anticancer activity of celastrol in combination with erbb2-targeted therapeutics for treatment of erbb2-overexpressing breast cancers soon-shiong p. sparc expression correlates with tumor response to albumin-bound paclitaxel in head and neck cancer patients improved effectiveness of nanoparticle albumin-bound (nab) paclitaxel versus polysorbate-based docetaxel in multiple xenografts as a function of her2 and sparc status pharmacokinetics of plasmid dna in the rat instability, stabilization, and formulation of liquid protein pharmaceuticals peptide-guided gene delivery artificial viruses: a nanotechnological approach to gene delivery approaches to transport therapeutic drugs across the blood-brain barrier to treat brain diseases multifunctional protein nanocarriers for targeted nuclear gene delivery in nondividing cells synthetic and natural polycations for gene therapy: state of the art and new perspectives structure-activity relationships of poly(l-lysines): effects of pegylation and molecular shape on physicochemical and biological properties in gene delivery systemic circulation of poly(l-lysine)/dna vectors is influenced by polycation molecular weight and type of dna: differential circulation in mice and rats and the implications for human gene therapy a novel dnapeptide complex for efficient gene transfer and expression in mammalian cells branched cationic peptides for gene delivery: role of type and number of cationic residues in formation and in vitro activity of dna polyplexes comparative gene transfer efficiency of low molecular weight polylysine dna-condensing peptides low molecular weight disulfide cross-linking peptides as nonviral gene delivery carriers protamine sulfate enhances lipid-mediated gene transfer protamine-induced condensation and decondensation of the same dna molecule evaluation of nuclear transfer and transcription of plasmid dna condensed with protamine by microinjection: the use of a nuclear transfer score the protamine family of sperm nuclear proteins membrane-active peptides for non-viral gene therapy: making the safest easier enhancement of msh receptor-and gal4-mediated gene transfer by switching the nuclear import pathway target cell-specific dna transfer mediated by a chimeric multidomain protein: novel non-viral gene delivery system a multi-domain protein system based on the hc fragment of tetanus toxin for targeting dna to neuronal cells refined solution structure of the dna-binding domain of gal4 and use of 3j(113cd,1h) in structure determination immune responses to gene therapy vectors: influence on vector function and effector mechanisms peptide-assisted traffic engineering for nonviral gene therapy cell-penetrating peptides: a reevaluation of the mechanism of cellular uptake cell penetrating peptides: overview and applications to the delivery of oligonucleotides modular protein engineering in emerging cancer therapies oligomers of the arginine-rich motif of the hiv-1 tat protein are capable of transferring plasmid dna into cells tat-mediated delivery of heterologous proteins into cells tat peptide-mediated cellular delivery: back to basics a truncated hiv-1 tat protein basic domain rapidly translocates through the plasma membrane and accumulates in the cell nucleus cellular uptake [correction of utake] of the tat peptide: an endocytosis mechanism following ionic interactions the design, synthesis, and evaluation of 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shell protein of polyhedral organelles involved in coenzyme b(12)-dependent degradation of 1,2-propanediol in salmonella enterica serovar typhimurium lt2 protein content of polyhedral organelles involved in coenzyme b12-dependent degradation of 1,2-propanediol in salmonella enterica serovar typhimurium lt2 pdup is a coenzyme-a-acylating propionaldehyde dehydrogenase associated with the polyhedral bodies involved in b12-dependent 1,2-propanediol degradation by salmonella enterica serovar typhimurium lt2 dna polymerase i function is required for the utilization of ethanolamine, 1,2-propanediol, and propionate by salmonella typhimurium lt2 glutathione is required for maximal transcription of the cobalamin biosynthetic and 1,2-propanediol utilization (cob/pdu) regulon and for the catabolism of ethanolamine, 1,2-propanediol, and propionate in salmonella typhimurium lt2 microcompartments for b12-dependent 1,2-propanediol degradation provide protection from dna and cellular damage by a 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carrier for in vivo delivery of dna mimics targeting cyclin b1 through peptide-based delivery of sirna prevents tumour growth antibody mediated in vivo delivery of small interfering rnas via cell-surface receptors selective inhibition of erbb2-overexpressing breast cancer in vivo by a novel tat-based erbb2-targeting signal transducers and activators of transcription 3-blocking peptide design of a tumor-homing cell-penetrating peptide a tumor-homing peptide with a targeting specificity related to lymphatic vessels penetratin improves tumor retention of single-chain antibodies: a novel step toward optimization of radioimmunotherapy of solid tumors killing hiv-infected cells by transduction with an hiv protease-activated caspase-3 protein development of elastin-like polypeptide for thermally targeted delivery of doxorubicin treatment of terminal peritoneal carcinomatosis by a transducible p53-activating peptide antitumor effect of tat-oxygen-dependent degradation-caspase-3 fusion protein specifically stabilized and activated in hypoxic tumor cells the 104-123 amino acid sequence of the beta-domain of von hippel-lindau gene product is sufficient to inhibit renal tumor growth and invasion dendritic cells transduced with protein antigens induce cytotoxic lymphocytes and elicit antitumor immunity protein kinase c delta mediates cerebral reperfusion injury in vivo in vivo delivery of a bcl-xl fusion protein containing the tat protein transduction domain protects against ischemic brain injury and neuronal apoptosis t cell-specific sirna delivery suppresses hiv-1 infection in humanized mice cholesteryl oligoarginine delivering vascular endothelial growth factor sirna effectively inhibits tumor growth in colon adenocarcinoma epidermal growth factor receptor-targeted immunoliposomes significantly enhance the efficacy of multiple anticancer drugs in vivo cancer treatment by targeted drug delivery to tumor vasculature in a mouse model matrix metalloproteinase-activated anthrax lethal toxin demonstrates high potency in targeting tumor vasculature anthrax fusion protein therapy of cancer comparison of three different targeted tissue factor fusion proteins for inducing tumor vessel thrombosis overcoming methotrexate resistance in breast cancer tumour cells by the use of a new cellpenetrating peptide tumor cell retention of antibody fab fragments is enhanced by an attached hiv tat protein-derived peptide improved targeting of the alpha(v)beta (3) integrin by multimerisation of rgd peptides probing the impact of valency on the routing of arginine-rich peptides into eukaryotic cells cell-penetrating and cell-targeting peptides in drug delivery tumor imaging by means of proteolytic activation of cell-penetrating peptides tat peptide-based micelle system for potential active targeting of anti-cancer agents to acidic solid tumors cell penetrating peptide conjugates of steric block oligonucleotides usefulness of cell-penetrating peptides to improve intestinal insulin absorption biopharmaceutical drug targeting to the brain gene transfer in vivo: sustained expression and regulation of genes introduced into the liver by receptor-targeted uptake in vivo gene delivery to tumor cells by transferrin-streptavidin-dna conjugate the authors appreciate the financial support received through grants bfu2010-17450 from micinn, ps0900165 from fiss, and 2009sgr-108 from agaur. the authors also acknowledge the support of the ciber de bioingeniería, biomateriales y nanomedicina (ciber-bbn), an initiative funded by the vi national r&d&i plan 2008-2011, iniciativa ingenio 2010, consolider program, ciber actions and financed by the instituto de salud carlos iii with assistance from the european regional development fund. protein nanoparticles engineered for drug delivery and gene therapy 281 key: cord-298369-66ifwtlp authors: smith, sherri a.; waters, nigel j. title: pharmacokinetic and pharmacodynamic considerations for drugs binding to alpha-1-acid glycoprotein date: 2018-12-28 journal: pharm res doi: 10.1007/s11095-018-2551-x sha: doc_id: 298369 cord_uid: 66ifwtlp according to the free drug hypothesis only the unbound drug is available to act at physiological sites of action, and as such the importance of plasma protein binding primarily resides in its impact on pharmacokinetics and pharmacodynamics. of the major plasma proteins, alpha-1-acid glycoprotein (aag) represents an intriguing one primarily due to the high affinity, low capacity properties of this protein. in addition, there are marked species and age differences in protein expression, homology and drug binding affinity. as such, a thorough understanding of drug binding to aag can help aid and improve the translation of pharmacokinetic/pharmacodynamic (pk/pd) relationships from preclinical species to human as well as adults to neonates. this review provides a comprehensive overview of our current understanding of the biochemistry of aag; endogenous function, impact of disease, utility as a biomarker, and impact on pk/pd. experimental considerations are discussed as well as recommendations for understanding the potential impact of aag on pk through drug discovery and early development. according to the free drug hypothesis only the unbound drug is available to act at physiological sites of action, whether it is the intended pharmacological target, or action at an undesired site with potential toxicological consequences. the importance of plasma protein binding primarily resides in its impact on pharmacokinetic properties such as clearance (cl) and volume of distribution (v ss ), with serum albumin, lipoproteins and alpha-1 acid glycoprotein (aag) being the major proteins involved in sequestering drugs in plasma (1) . aag also known as orosomucoid (orm), is a member of the acute phase protein (app) family, first described in 1950 (2) . it has a single polypeptide chain consisting of 183 amino acids with five glycan chains, accounting for~45% of its total molecular weight (~41-44 kda) (3, 4) . aag is formed primarily in the liver and circulates from 0.5 to 1.0 mg/ml in the plasma of healthy humans (3) . levels in healthy animals are generally lower compared to healthy humans (table i) . in most disease states including inflammation, infection, and cancer, aag levels increase from 2 to 6-fold in humans (3) , and show a much broader fold of induction in animals from 2 to 20-fold depending on animal species and disease (table i) . while the biological role of aag remains unclear, it has been demonstrated to regulate immunity and play a role in both pro-and anti-inflammatory response (37, 38) . aag has long been used as a clinical biomarker, and the potential to expand its 2-3 c a n c e r 1.43 ± 0.65 (0. 71-2.27) infection 0.50 ± 0.14 (0.28-0.92) (32) application for disease diagnosis, prognosis, and characterization has grown given the recent advances in proteomics and high resolution mass spectrometry (39) (40) (41) (42) . while aag represents a relatively small portion (~1-3%) of the total plasma proteins, compared to~60% composition of albumin, it can play a significant role in drug binding and pharmacokinetics (pk) (43) . aag is considered a high affinity/low capacity plasma protein, whereas albumin is considered low affinity/high capacity. aag is a highly acidic protein with a very low isoelectric point (pi) ranging from 2.8 to 3.8 (37) . this property enables aag to bind mainly basic drugs (i.e. lidocaine, propranolol, verapamil) but it may also bind to neutral lipophilic molecules (i.e. steroid hormones) and to acidic drugs (i.e. phenobarbital), whereas albumin is mostly implicated in binding to the latter charge type (44, 45) . most drugs bind to both plasma proteins with varying degrees of affinity. the extensive and variable sialylation of aag is what drives the low and wide pi range, a property that can impact drug affinity, and ultimately pk (3). since aag levels increase in most disease states (46) , drugs with a high affinity may demonstrate higher binding (lower fraction unbound, f u ) and altered pk properties (e.g. lower total cl), lower v ss . given the known species differences in aag abundance and drug affinity there is a growing body of work where pk in preclinical species did not accurately predict pk in human, and several of these case studies are discussed herein. incorporating the ontogeny of aag may also enable more accurate predictions of pk in neonate and infant patients (47) . we provide a rationale for testing the extent and affinity of drug binding to aag and albumin in the drug discovery process to aid in prospective human pk prediction efforts (fig. 1) . research is still lagging in the characterization of higher species aag which could help better predict pk in human. furthermore, there are experimental factors that are emerging as critical to the accurate determination of aag-drug binding in vitro. these aspects are also discussed in this review. albumin, aag, and lipoproteins are considered the most relevant plasma proteins in terms of drug binding (1). the range of albumin levels is slightly lower in animals compared to human. while levels of aag are also relatively lower in most animals compared to human in the healthy state, levels are much more variable in the diseased setting as described below and in table i . human albumin and aag levels in table ii provide units of mg/ml and μm to serve as a quick reference when considering stoichiometry with drug concentrations, assuming a single drug binding site model. generally, in rodents (0.1-0.3 mg/ml) and mini-pigs (0.3-0.5 mg/ml) aag values are lower compared to human (table i ). an exception to this generalization was reported in mice, however no explanation was suggested by the authors (9) . in dogs, aag demonstrates highly variable levels (0.04-1 mg/ml) (25) , though generally lower mean values (0.25-0.5 mg/ml) have been reported (26) (27) (28) . there is little characterization of monkey aag in the literature, though it has also been reported to be lower in cynomolgus monkey (0.1 mg/ml) compared to human (30) . the conventional pig is the only species where aag levels have been reported to be higher (1.1-2.5 mg/ml) (14, 18) compared to human. however, this finding has not been consistently observed, lower aag values of 0.24 mg/ml (16) and 0.34 mg/ml (15) have also been reported in the conventional pig. in most species, aag behaves as a positive acute phase protein (app), increasing in response to stimuli, including infection, inflammation, and cancer (table i) . the acute phase response (apr) is considered part of the innate (non-specific) defense system that offers protection prior to the adaptive (specific) immune response. the magnitude of response can differ across species and disease setting. minor, moderate, and major aaps are characterized by increases in protein expression by 0.25-1, 1-10, and > 10-fold, respectively. in mice aag is considered a major positive app as levels increase up to 20-fold following stimuli (7, 8) , whereas in human the response is relatively moderate with increases of~2-6 fold (3, 31) . in the domestic cat, aag increases are moderate (~2-3 fold) in the oncology setting, whereas a more robust response has been reported with infections (up to 17-fold) (20) (21) (22) . mixed responses have been reported in the conventional pig and the minipig. in the conventional pig, aag has been shown to behave as both a negative app with levels declining to~0.6-0.7-fold normal values (14) and as a positive app in response to infection and inflammation, with levels increasing 3-6-fold (15) . in both conventional pigs (18) and minipigs (16, 48, 49) there was no aag response following acute stimuli (lps or turpentine injection), despite increases in other apps in the conventional pig (tnfα and il-6) and in minipigs (c-reactive protein (crp), serum amyloid a (saa), haptoglobin (hp), pig major acute phase protein (pmap)). christoffersen et al. (19) hypothesized the aag response in the minipig may have different sensitivity in the acute versus chronic setting, an observation previously reported for other apps (saa and hp) in cattle (49) . in a chronic inflammatory setting, obese and mildly diabetic minipigs fed a high fat diet had elevated (~2-fold) aag levels (19) . changing housing conditions also caused up to a 2-fold increase in aag in minipigs (as well as increases in crp, saa, hp and pmap), and it is unclear when levels return to baseline, a finding that should be considered in acclimation, experimental design and data interpretation (19) . neither the negative app response nor lps insensitivity of porcine aag have been reported in any other species to date. however, it is not unprecedented for a given app to behave differently across species. for example, while crp and saa are considered major positive apps in human and pig, crp and saa are not affected in mice and rats, respectively. another example of differential species response is with transferrin, which acts as a negative app in human, and a positive app in mice (19, 48) . there have been mixed reports regarding gender differences in aag levels. while there may be statistical differences, they are relatively modest compared to the differences observed in disease or developmental settings. booker et al. (50) reported statistically significant differences in aag levels between newborn human males (0.42 mg/ml) and females (0.33 mg/ml) ( table iii) . the opposite trend was observed in adult humans; aag levels of 0.39 and 0.50 mg/ml in males and females, respectively (51) . similarly, blain et al. (36) reported slightly lower levels in human males (0.74 mg/ml) compared to female (0.84 mg/ml). female minipigs generally have slightly lower, though overlapping ranges, of aag levels compared to males (19) . no gender difference was observed in dog aag levels (0.32 mg/ml) (25) . ontogeny aag levels range from undetectable in the developing human fetus, to 0.1-0.2 mg/ml in cord blood (47, 51, 53) , up to 0.3 mg/ml at birth (34, 51, (54) (55) (56) (57) , steadily increasing to 0.4-0.7 mg/ml at 2-3 months (34, 50, 55) , and achieving adult levels (0.6-0.9 mg/ml) by 10-12 months of age (33,34,58) (table iv) . similarly, aag is undetectable (<0.04 mg/ml) in the cord blood of dogs, thus significantly lower compared to adult dogs (0.32 mg/ml) (25) . the opposite trend was observed in conventional pigs, with 12.7 mg/ml reported in the fetal pig, 14.3 mg/ml in 1 day newborns, 0.70 mg/ml in 4 week olds, and 0.24-0.34 mg/ml in adults (15, 16) . consistent with this pattern, heegaard et al. (14) reported aag levels of 6.6 mg/ml in newborn pigs (5-6 days old) that declined to 1.1 mg/ml in adults. aag comprises about 50% of the total plasma proteins in the newborn pig, whereas only about 0.3% in the adult pig. this property has not been reported in mini-pigs or any other laboratory animal to date. limited data have been published on fetal and neonatal plasma levels of aag in other species. however, liver aag levels in rat have also been shown to vary in development (60) . pregnancy can also impact aag levels. in human aag levels are lower in the pregnant female and continue to decline throughout pregnancy until birth when they begin to climb back to pre-pregnancy values (53, 56, 57) . wood and wood (51) reported the same values in female non-pregnant healthy volunteers and pregnant women, however the study size was relatively small (n = 10). the opposite has been reported in the pregnant dog (25) and in rhesus monkey (59) , with aag levels about 2-fold and 4-fold higher in the pregnant animal, respectively. given the striking differences between fetal, newborn, and adult aag levels, it may be important to understand placental transfer and the milk to plasma ratio (m/p) for drugs that bind to aag. fleishaker and mcnamara (61) described a diffusional model to assess drug distribution in milk, showing that the in vitro drug binding to serum and milk protein reasonably predict m/p drug ratio in vivo. the same authors tested the model in lactating rabbits using propranolol, a compound known to bind with high affinity to aag. to mimic the disease setting, rabbits were dosed with bovine aag and propranolol pk parameters were evaluated. the diffusional model was able to accurately predict the decrease in propranolol m/p from 2.13 to 1.23 before and after aag administration. importantly, a roughly proportional reduction in total plasma cl (35%) counteracted the decrease in f u (22%), maintaining consistent cl u rate and total drug levels in milk. to improve the prediction of f u in human infants mcnamara and alcorn (47) considered the ratio of aag and albumin in cord blood of newborns and adult blood. the corresponding ratios for aag and albumin employed were 0.38 (0.24 mg/ml cord divided by 0.60 mg/ml adult) and 0.81 (36 mg/ml cord divided by 45 mg/ml adult). prediction of f u in newborns was better for drugs that predominantly bind to albumin. the average predicted and observed ratios (newborn/adult), of f u were 1.20 and 1.38, respectively, for drugs that predominantly bind to albumin (n = 28 drugs in study set). the average predicted and observed ratios (newborn/adult), of f u were 1.61 and 2.50, respectively, for drugs that predominantly bind to aag (n = 11 drugs in study set). for the majority of drugs, the f u in newborns was under-predicted, 10/11 and 22/28 drugs that predominantly bind to aag and albumin, respectively. possible explanations for the disparity suggested by the authors include changes in drugligand affinity associated with age as well as increased free fatty acids and bilirubin in the newborn that can contribute to decreased drug binding. in addition, the under prediction may be due to inaccurate (falsely high) aag and albumin newborn levels employed in the model. while aag levels are generally more variable (higher dynamic range) compared to albumin, this alone cannot explain the trend in under prediction. three genes (aag-a, aag-b, and aag-b′), located on chromosome 9, encode human aag (haag) (37) . aag-a encodes orm1 and is expressed in the liver at >100-fold that of aag-b and aag-b′. aag-b and aag-b′ are identical in structure, differ from aag-a by 22 amino acids, and encode orm2 (62) . aag shares significant homology with human immunoglobulin g (igg) and the epidermal growth factor (egf)-binding domain of the egf receptor (63, 64) . aag-a (orm1) is polymorphic with three closely related genetic variants: f1, f2, and s, differing by <5 amino acid residues, and generally referred to as f1*s in table v (65, 66) . aag-b and aag-b′ (orm2) encode the genetic variant a. most individuals possess a mixture of these variants (67) . f1 + s + a is the most common phenotype (50%), followed by f1 + a (35%) and s + a (15%). the molar ratio of f1*s to a is~2-3:1 in healthy individuals (67) . the ratio can increase up to 8:1 in the disease setting since the f1*s variant is inducible (68) . no gender related differences have been observed in expression of these variant forms (32) . x-ray crystallography showed two common binding pocket lobes between the f1*s and a variants, while the f1*s variant possesses a unique third lobe making it more promiscuous for drug binding (69, 70) . drug binding properties have been shown to differ amongst these variants (71) . for example, the basic drug imipramine was shown to bind more strongly to a variant, whereas warfarin more strongly to the f1 and s variants. for most drugs, binding to genetic variants has not been well characterized since protein binding studies are routinely conducted on a pooled supply of healthy human plasma or in the whole plasma of individual subjects/patients. proteins routinely undergo post-translational modifications that can impact physiological function and half-life (t 1/2 ). glycosylation, the addition of oligosaccharide chains (glycans) is one of the most abundant post-translational modifications, with an incidence of~50% in eukaryotic proteins (72) . aaps are particularly susceptible to glycosylation. glycosyltransferases and glycosidases are responsible for building the precursors to glycans, a process highly vulnerable to changes in disease state (73) . oligosaccharyltransferases then transfer glycans to the polypeptide chain at asparagine (n-linked) or serine/threonine (o-linked) residues, the former of which exhibit a common pentasaccharide core. the glycan bonds occur in either α or β configuration allowing for more structural diversity. the antiinflammatory and immunomodulatory properties are directly impacted by glycan composition which, in turn, changes throughout the various stages of inflammation. the heavily sialylated glycans make aag one of the most acidic plasma proteins. there is a high level of heterogeneity resulting in a very low but wide pi ranging from 2.8 to 3.8 which in turn can impact drug binding and aag t 1/2 (37) . desialylation can result in an increase in pi range from 4.2 to 4.7 (74, 75) . human aag contains 5 n-linked glycans of the polypeptide backbone, each of which can form a variety of bi, tri, or tetra-branches all potentially further expressing sialic acid moieties (65) . despite thousands of potentially unique glycan combinations associated with aag, only about 12-20 glycan combinations are observed in the plasma of healthy humans (37, 76) . however, in the disease state many more glycan modifications have been detected under the regulation of inflammatory cytokines, tumor necrosis factor (tnfα), interleukin-1 (il-1) and il-6 and its utility as a biomarker will be described later (76) . aag offers two drug binding sites for basic drugs, one for acid drugs (44) , and up to 7 for steroids (45) . drug binding to aag is reportedly mediated predominantly via hydrophobic interaction with some data suggesting potential for electrostatic interaction. evidence to support the latter includes the observation of stereoselective binding in propranolol isomers (77) . desialylation and lower plasma ph have been shown to decrease drug binding to aag (78, 79) . propranolol binding was reduced and progesterone binding unchanged with desialylated aag. homologous aag genes have been observed across mammals including rodents, cats, dogs, pigs, monkeys and humans (table vi) . mouse, rat, rabbit, and pig aag genes sharẽ 44%, 59%, 70% and 70% homology, respectively, with human aag (37, 80) . while there are three human aag genes, there is only one gene reported in rat and two to three in mouse depending on strain or source. despite the presence of multiple (81) . two disulfide bridges have been described in human and pig aag, with only one in rat. various binding sites have been characterized across species; in human acidic, basic, and steroid binding sites have been reported, whereas cows and dogs lack the acidic binding site (4). aag belongs to a family of apps mainly generated in liver parenchymal cells at elevated levels within 12-24 h of injury (i.e. infection, inflammation, burns, cancer). apps by definition are proteins that change in response to injury by >25% in plasma (89) . examples of positive apps include ceruloplasmin, aag, and serum amyloid a (saa), all increasing levels in humans by about 50%, 3-fold, and > 1000-fold, respectively, in the diseased state (90) . negative apps include albumin, transferrin, and insulin-like growth factor i, which modestly decline in plasma in the diseased state. aag is a member of lipocalins, a superfamily of extra-cellular transporters that bind and transport small hydrophobic endogenous and exogenous chemicals. upregulation of apps enhances local inflammation by aiding in recognition of microbes, directing leukocytes, and increasing blood flow to the site of insult while minimizing inflammatory responses elsewhere (91) . the rapid and high magnitude of response, as well as the short t 1/2 , are properties characteristic of apps and hypothesized to be key elements in innate immunity. homeostasis is kept in check with redundancy such that a given app may impact multiple pathways while multiple apps may provide overlapping biological function. the inflammatory cytokines, tnfα, il-1 and il-6, have been shown to regulate aag, in addition to the other apps including c-reactive protein (crp), haptoglobin (hp), saa and hemopexin (92) . the function of aag is still poorly understood, however, as part of a cytokine mediated feedback mechanism it has been implicated in both anti-and pro-inflammatory modulation (37, 38) . monocyte activation and induction of t-cell proliferation (93) as well as activation of tnfα, il-1 and il-6 secretion (94) (95) (96) have been associated with the pro-inflammatory role of aag. su et al. (97) proposed a positive feedback mechanism of apps whereby inflammation is amplified in response to tnfα-mediated synthesis of aag-stimulated monocytes and vice-versa. the anti-inflammatory role of aag has also been reported. aag inhibits neutrophil chemotactic response associated with stimulation of n-formylmethionyl-leucyl-phenylalanine (fmlp) and the inflammatory peptide complement component c5a (98, 99) . aag was shown to modulate release of free radicals regardless of treatment time, whether aag was introduced prior to or post neutrophil activation (100) . multiple in vivo septic shock models in rodents have demonstrated the protective effect of aag when dosed prophylactically to animals challenged by tnfα or endotoxin (101) . the role of aag in angiogenesis was studied using an ex vivo rat model (102) . following aortic excision, macrophages respond by rapidly (within minutes) increasing tnfα levels, peaking at 24 h, and remaining elevated throughout angiogenesis. tnfα guides overexpression of aag within 24 h, with levels peaking after 2-3 days and sharply declining thereafter. as with inflammation, aag (and tnfα) has both pro-and anti-angiogenic effects depending on the context. early in the angiogenesis process, aag plays an inhibitory role via modulation of mitogen-activated protein kinases, whereas later in the process aag promotes angiogenesis via vascular endothelial growth factor regulation. as an app, levels of aag typically increase within 24 h of injury and begin to decline several days post amelioration. increased aag levels have been reported in the serum of breast, lung, and ovarian cancer patients (103) . in a study comparing aag levels in lung cancer patients versus individuals with no known cancers, results showed 89% sensitivity and 85% specificity and aag levels correlated with relapse-free survival (104) . in the case of hepatocellular carcinoma (hcc), diagnosis can be challenging due to other liver conditions (i.e. cirrhosis) presenting similar abnormalities, however increased aag levels are more pronounced with hcc providing a potential basis to differentiate these diseases (105) . the proportion of breast cancer patients with increased aag levels increases with disease progression, for example 25% and 81% of stage ii and iv patients respectively, had elevated levels compared to 12% in healthy donors (106, 107) . in most disease states, aag is modified both quantitatively as described above, as well as qualitatively, a phenomenon described by alminquist and lausing (39) after comparing serum glycoproteins of cancer patients versus healthy donors. relative to the associated polypeptide backbone, the heterogeneity in glycan composition and structure make it a good system for characterization and correlation with disease state (73) . some commonly exploited glycoproteins used in clinical cancer biomarker tests include carcinoembryonic antigen (cea), cancer antigen 125 (ca-125), ca-19-9, and prostate-specific antigen (psa), for the diagnosis of colorectal, ovarian, pancreatic and prostate cancers, respectively. technological advances in mass spectrometry and proteomics have led to an improved understanding of glycan structure and function. glycans are relatively more abundant compared with their associated proteins, often times multiple copies per glycoprotein, as is the case for aag known to have 5-6 associated glycans depending on species (table vi) . not only are they associated with the cancerous tissue but they can also be detected in serum, making its use as a biomarker more feasible in the clinical setting. in addition, the same modified glycan may be associated with more than one glycoprotein affording multiple opportunities/patterns for detection. modifications of the glycans associated with these biomarkers are relatively more specific and selective than the epitope itself, allowing for more accurate means for distinguishing healthy versus diseased tissue, and disease progression (40) . for example, testing serum levels of modified glycans associated with psa enable the distinction between benign prostatic hypertrophy and cancerous prostate (41) . in breast cancer, the serum glycosylation pattern not only distinguishes healthy from diseased tissue but also differentiates between malignant and non-malignant tumors and disease stage (73) . in inflammatory diseases including rheumatoid arthritis and asthma, aag glycans are more branched compared to healthy subjects (42) . patients suffering from acute inflammation, infection, burns, and tissue damage all showed an asialylated carbohydrate-deficient variant of aag (37) . human aag t 1/2 is relatively short,~2-5 days (108,109), compared to albumin, 14-21 days (110) . aag turnover is dependent on sialic acid residues and terminal galactose groups. mccurdy (111) studied the impact of glycosylation on in vivo cl of human derived aag in rabbit following intravenous injection. the terminal t 1/2 of native human aag was 58 h (consistent with the t½ value of 69 h reported by regoeczi et al. (112) . altered/reduced or absence of glycosylation lowered the t½ to 50 h and 42 h, respectively. cl of native aag was 2.2 ml/h/kg, whereas much higher values were observed for aag forms with altered (11 ml/h/kg) or absent glycosylation (100 ml/h/kg). the steady-state volume of distribution (v ss ) was 160 ml/kg for native aag, whereas much higher values were observed with altered (550 ml/kg) or absent glycosylation (2000 ml/kg). the absence, reduction or alteration of n-linked glycosylation resulted in a marked increase (>10-fold) in renal elimination compared to native aag. these studies support that the dispositional properties of aag are dependent on disease state since the biochemistry of aag is altered with disease as described earlier. therefore, if a given drug binds to aag to a high extent, it is possible underlying differences in the pk of the drug between healthy and diseased populations may be attributable to aag. drug binding to plasma, tissue(s) and intended target are critical parameters to predict pk and pharmacodynamics (pd). however, optimizing protein binding to plasma in the drug discovery setting is scientifically unsound (113, 114) . nearly 30% of the 260 fda approved drugs prior to 2003 are classified as highly bound (>95% or f u < 0.05), and this trend has increased in recent years with 45% of new drugs classified as highly bound, 24% of which have f u < 0.01 (115) . while the free drug hypothesis describes that the free concentration drives activity as it can cross cellular membranes to reach its target, the focus should be to optimize cl u and permeability. as described above, albumin, aag, and lipoproteins are considered the most important plasma proteins involved with drug binding. while albumin has a higher drug capacity due to its relative abundance in plasma, aag levels are lower and with high affinity drugs saturation may occur. the saturation of aag may or may not be buffered by albumin depending on the drug binding affinity for albumin. plasma protein levels can change with disease state, a decrease in albumin and an increase in aag are generally observed, which may impact protein binding and pk. both albumin and aag levels are significantly lower in the newborn, with newborn:adult ratios of about 0.81 and 0.38, respectively (47), a factor that should be considered when predicting pk in the very young pediatric population. a proposed flowchart to ascertain the impact of aag as a potential covariate for pk variability early in drug development is shown in fig. 1 . routine screening in human and laboratory animal species at a single low concentration (1-2 μm) is typically performed in early drug discovery as pk data in preclinical species is acquired. as a program advances towards development candidate selection with preliminary projections of human pk and dose, there is value in assessing concentration dependency and the identity of the major plasma proteins involved in drug binding. if the extent of binding is high (>90% bound) under single concentration assay conditions, further characterization of the binding constants for aag and albumin is warranted particularly if human free fraction is lower relative to animals or if concentration dependency is observed. if there is high affinity to human aag it may be worthwhile to assess k d in other species to build additional confidence in human pk predictions. multiple routine in vitro analytical procedures exist to assess the extent and affinity of drug binding to proteins. a recently published industry white paper (di et al., 2017) provides a comprehensive review of commonly used protein-binding practices, challenges, and recommendations (116) . the intention in this section of the manuscript is to suggest use of control compounds and to describe a source for erroneous fraction unbound values that has been overlooked. as with any assay it is good practice to include control compounds that are assessed along with test compounds to ensure a properly functioning assay. if data for control compounds are not available for a given assay/species one can still monitor the value for the control over time to ensure its consistency. when conducting definitive assays the use of multiple control compounds is advised since multiple factors can influence binding and some are compound specific. literature values for propranolol and warfarin are summarized across species in table vii . the intent here is to provide references for acceptable free fraction values for control compounds across species. propranolol was selected because it has moderately high binding to human plasma proteins, however the affinity is higher for aag relative to albumin by approximately two orders of magnitude (125) , therefore, propranolol can serve as a control for compounds that preferentially bind to aag. the reported propranolol f u values range from 0.10 to 0.29 in human plasma, a 3-fold difference, and outside what is typically deemed normal assay variability. the acceptable assay f u value for propranolol should be within 0.10 to 0.20 in healthy human plasma. warfarin was selected because it is highly bound to both aag and albumin (126, ge life sciences application note 29263246aa). it is helpful to include a highly bound control compound since they generally require longer incubation time to achieve equilibrium. while the reported warfarin f u values range from 0.005 to 0.022 in human plasma, more than a 4-fold difference, the absolute difference is low. the majority of references indicate a narrower range, therefore the acceptable assay f u value for warfarin should be within 0.005 to 0.015, a range similar to that reported in the recently published white paper (116) . it is not advised to select a compound with moderate or low protein binding to serve as a control because the f u values are generally more variable. based on recent studies (127, 128) it is possible the large range in human f u values is due to the blood collection and storage procedure. in the clinical setting, f u is typically measured in the plasma or serum of patients from blood collected in vacutainers. the collection procedure and storage of blood can have a significant impact on protein binding results. it has long been reported that plasticizers can disrupt the binding of drugs to aag (129) (130) (131) . for example, the plasticizer tris (2-butoxyethyl) phosphate (tbep), used to soften rubber stoppers in vacutainers, was shown to disrupt aag binding to the basic drugs lidocaine and quinidine (132) . polyvinyl chloride (pvc) bags containing the plasticizer diethylhexyl phthalate (dehp) are routinely used in blood collection. butler et al. (127) reported an average of a two-fold increase in f u for drugs known to bind to aag when blood was collected in these pvc bags versus blood collected in vacutainers. more recently, experiments were conducted to show the correlation between dehp levels and change in f u with drugs that bind to aag (128) . when blood was immediately transferred from terumo® bags to vacutainers the dehp levels were low (1-10 μm) but steadily increased with storage after 7 days (up to 300 μm) and 28 days (300-1000 μm). dehp can easily leach into the contents of bags since it is not chemically bound to the pvc. as expected, f u was higher (2-5-fold) with drugs known to bind to aag when tested using plasma containing high levels of dehp. the shift in f u was significantly reduced, though not eliminated, when the blood was immediately transferred to vacutainers. results generated using blood products collected/stored in plasticizer containing bags should be interpreted with caution as the f u values may over-estimate true in vivo values. in most instances when protein binding is measured clinically, vacutainers (no/minimal dehp exposure) are used since small (<10 ml) blood volumes are collected. this is in contrast to the relatively larger volumes (up to 350 ml) collected in bags for donation and/or non-clinical research purposes. it should be noted that the blood from animals is typically collected in smaller vessels not containing dehp, therefore the over-estimation of f u is less likely to occur in animal blood. studies may be warranted to assess effects on drug binding with other commercially available vacutainers as a precaution. despite what has been reported in the literature for decades, bags containing plasticizers known to disrupt aag-drug binding continue to be widely used for blood collection with the intended use in both research and in the clinical setting. dehp is essential in maintaining the shelf life of blood products up to 42 days as it protects the membrane of the red blood cell (133) . transfusion recipients routinely receive blood that has been collected and stored in these bags. clinical effects with regard to drug displacement have not been reported. other blood collection bags have been developed though it is unclear if they have an effect on aag-drug binding. multiple classes of drugs have been reported to bind to aag. examples of the relationship between aag binding and lipid solubility and/or electrostatic interactions have been reported for benzodiazepines, phenothiazine neuroleptics, beta blockers, anthracycline derivatives, antihistamines, and analgesics (3, 126) . here we focus on several well-studied examples where the drug-aag binding affected pk and/or pd in the clinical oncology setting. vismodegib was approved for the treatment of metastatic basal cell carcinoma by the food and drug administration (fda) in 2012. pk characteristics exhibited in the phase i clinical trial were unexpected based on preclinical allometric scaling. following a single oral dose, exposure was higher than predicted with a very low apparent cl and a long t 1/2 of about 10-12 days (134) . cross species in vitro data showed high plasma protein binding (≥95% bound) and low metabolic turnover in hepatocytes of all species except monkey, which agreed well with in vivo cl values (135) . mechanistic pk modeling was employed to explain the roles of plasma protein binding, solubility-limited absorption, and low metabolic cl in contributing to the unusual clinical pk properties (136) . in vitro studies revealed far lower vismodegib solubility, 0.0001 mg/ml at higher ph range 6.5-7.4, compared to~1.0 mg/ml at ph 0.1 (136) . the impact of solubility was manifested in saturation of oral absorption. there was no increase in mean steady-state concentration (c ss ), 22.6, 21.3 and 22.0 μm, with increase in oral dose from 150 to 270 and 540 mg, respectively (137) . the free fraction of vismodegib remained constant at 0.5 ± 0.1% across all dose groups (137) . however, in a separate study, a 2.6-fold increase in free fraction of vismodegib was reported between a single 150 mg dose (0.25 ± 0.14%) versus repeat daily 150 mg doses (0.65 ± 2.9%) (138) . vismodegib plasma protein binding properties were further characterized by isothermal titration calorimetry (itc) and surface plasmon resonance (spr) with both procedures showing higher vismodegib-aag affinity to the human isoform relative to the rat isoform (139) . by itc the k d values of vismodegib-aag were 1.1 and 118 μm in human and rat, respectively. by spr the k d values of vismodegib-aag were 13 μm and not detectable in human and rat, respectively, whereas the k d values for vismodegib-albumin were similar in human and rat (120 and 140 μm, respectively). in vitro experiments showed a negative correlation between aag concentration and target engagement, whereby supplementing physiologically relevant concentrations of aag resulted in a dampening of hh signaling via gli1-luciferase reporter assay (139) . there was a high correlation (r 2 = 0.73, slope 0.48) between aag and total vismodegib c ss in plasma samples from cancer patients, suggesting the role of plasma protein binding in vismodegib drug disposition (136) . perhaps even more compelling was the intra-patient parallel changes in total vismodegib concentrations with changes in aag. no correlation was found with albumin levels and vismodegib concentrations (139) . saturation of aag has been proposed to be a key determinant in the non-linear pk of vismodegib given that aag is a high affinity-low capacity protein and near stoichiometric levels of vismodegib and aag are reported (138) . despite the high affinity and resultant low free fraction, there remains sufficient unbound vismodegib available to interact with target to demonstrate pharmacological effect. in order to understand the mechanism(s) of non-linear pk, healthy human subjects received either a single oral dose or 7 daily oral doses of 150 mg vismodegib, followed by an iv microtracer dose of 10 μg [ 14 c]-vismodegib 2 h post first or last (day 7) oral dose (140) . aag levels were within close range in the two dose groups to eliminate need for correction. cl and v ss values after a single iv dose were 43.4 ml/h and 16.4 l, roughly 10-65-fold lower (depending on number of species employed in model) and 3-fold lower, respectively, compared to preclinical allometric scaling predictions (135) . relative to day 1, cl and v ss increased 81% and 63%, respectively on day 7, while t 1/2 remained unchanged at~10-11 days. mean free fraction increased 2.4-fold after 7 days oral dosing (0.79 ± 0.23%) compared to a single dose (0.33 ± 0.12%), a finding consistent with the observations previously described (138) . correcting for protein binding of vismodegib, the unbound cl and v ss values were relatively similar on day 1 and 7. absolute bioavailability was 31.8% following a single oral dose and declined to 7.4% after 7 days of repeat dosing, a finding attributed to slow absorption and limited intestinal solubility (140) . given the non-linear pk with long t 1/2 , a phase ib clinical study was conducted to determine if vismodegib steady-state concentrations could be maintained with less frequent dosing (138) . three oral dosing schedules were evaluated: 150 mg once daily (qd), once weekly (qw) or three times per week (tiw), all after having received a loading dose of vismodegib (150 mg qd, 11 days). after steady-state was achieved for the alternate dose schedules, vismodegib levels declined in the qw and tiw groups relative to qd, however the decline in unbound vismodegib (50% and 80%, respectively) was greater than the decline in total vismodegib (24% and 45%, respectively). only the qd dose schedule maintained unbound vismodegib concentrations sufficient to achieve target pathway inhibition (ic 95 ) of glioma-associated oncogene (gli1) previously described (141) , therefore the recommended dose and schedule was maintained at 150 mg qd. one additional point of consideration is the discrepancy between in vitro and ex vivo free fraction values reported for vismodegib in human plasma,~3-4% and < 0.25-0.79%, respectively (135, 137, 138, 140) . this discrepancy may be attributed to the collection and storage of blood products as described herein and in recent publications (127, 128) . free fraction values increased sharply for aag-binding drugs when human blood was exposed to plasticizer dehp; for example, vismodegib free fraction increased from 0.2% when collected in vacutainer (no/minimal plasticizer), to 0.4% and 1.4% when collected and stored in terumo® bags containing plasticizer for <1 and 7 days, respectively. additionally, vismodegib free fraction increased from 0.3 to 2.9% when human plasma was spiked with 800 μm plasticizer, a concentration one could expect to measure in blood after several weeks storage in terumo® or similar bags. ucn-01 (7-hydroxystaurosporine) is a small molecule protein kinase inhibitor. single agent clinical trials were initiated for multiple oncological indications in the late 1990s, followed by combination studies with other anti-cancer agents. the pk parameters in preclinical species (mouse, rat and dog) ranged as follows: moderate to high cl roughly 30 to 80% hepatic blood flow, high v ss 6 to 17 l/kg, and moderate t 1/2 from 3 to 12 h (142) . clinical pk were not predicted by allometry and exhibited low cl (17 ml/h), low v ss (12 l) and very long t 1/2 (>200 h) (143) . while ucn-01 (1 μg/ml) is considered highly bound to plasma proteins in preclinical species with free fraction ranging from 0.5 to 1.8%, the free fraction was substantially lower in human plasma at <0.02% (144) . ucn-01 free fraction was <0.02% or 6.2% when incubated with physiologically relevant levels of haag (1 mg/ml) or albumin (40 mg/ml), respectively, showing the preferential binding to aag. in vitro studies showed marked increase in ucn-01 free fraction with increases in concentration approaching stoichiometric levels of aag (145) . the association constant (k a ) was 799 × 10 6 l/mol in haag (roughly equivalent to k d of 1.25 nm), whereas in dog the k a was~60-fold lower at 13.2 × 10 6 l/mol (145, 146) . sparreboom et al., further characterized the role of aag in the pk of ucn-01 (147) . with an increase in dose ranging from 3.6 to 53 mg/m 2 /day iv infusion over 72 h, there was an increase in cl, 4.13 ml/h to 24.1 ml/h, respectively, a linear increase in v ss , 0.113 l to 0.276 l, respectively, and less than proportional (3.5-fold) increase in auc ∞ , (area under the curve extrapolated to infinity) 7460 to 26,140 mg*h/l. cl trended (r 2 = 0.264) with pre-dose aag levels, despite a relatively small data set (n = 39). it is proposed the increase in cl in humans is due, at least in part, to the increase in free fraction once aag becomes saturated. cl in dogs had demonstrated no dependence on dose from 0.81 to 6.48 mg/kg (142, 148) , a finding consistent with the notable difference in ucn-01-aag k d in human versus dog. the k d of haag-ucn-01 is roughly 4 orders of magnitude lower compared to k d haag-vismodegib (139) . in addition, ucn-01 does not appear to bind significantly to albumin given the comparable k d values of ucn-01 to aag vs human plasma, 799 vs 802 × 10 6 l/mol, respectively (145) . saturation of aag and the differential affinity to aag and albumin are likely to contribute to the non-linear pk of ucn-01. as with vismodegib the haag-unc-01 k d differed considerably from that of the preclinical species leading to poor predictive accuracy with allometric methods. ucn-01 has a slow dissociation rate which may reduce v ss , further hindering free drug from target interaction (139) , in contrast to the preclinical observations of high v ss , high tumor:plasma ratios, and decline in tumor volume (142) . ucn-01 has not advanced in the clinic due to unpredictable pk and off-target kinase inhibition (146) . imatinib is a selective inhibitor of bcr-abl, platelet-derived growth factor receptors, and c-kit receptor tyrosine kinases (149) . approval was granted for the treatment of chronic myelogenous leukemia and gastrointestinal stromal tumors by the fda in 2001 and 2002. imatinib-aag binding is concentration-dependent with a reported k a of 1.7 × 10 6 l/ mol, roughly equivalent to k d of 0.6 μm, while imatinibalbumin binding is considerably weaker with a k a of 3.0 × 10 4 l/mol, roughly equivalent to k d of 33 μm (139, 150) . adding to the complexity is the differential binding of imatinib to various human aag isoforms, the k a reported above is for the f1-s variant, whereas binding was much weaker for the a variant (unpublished data) (151) . separately incubating 24 μm of the aag variants f1-s and a with 5 μm imatinib resulted in 6% and 18% free fraction, respectively. imatinib exhibits linear pk in patients (152) with low oral cl ranging from 8 to 12 l/h (150, 153, 154) , long t 1/2 of 18 h and high oral bioavailability >90%. a proportional increase in auc is observed with oral doses from 25 to 1000 mg. pk parameters are similar between single and repeat doses, showing 1.5-to 2.5-fold accumulation at steady-state. correlations between imatinib pk and abcb1 genotype, body weight and aag levels was shown in patients (150, 155) . despite linear pk in total imatinib, a non-linear relationship exists between free fraction and total imatinib concentrations in plasma as a result of high affinity to aag and~55-fold weaker affinity to albumin (156) . elevated levels of aag in patients have been linked with delayed or lack of response to imatinib treatment as well as potential resistance mechanism (157, 158) . in a clinical study with cml patients, approximately half exhibited elevated aag levels positively correlating with disease progression and white blood count. in the chronic, accelerated, and blast crisis phases of disease, 33, 83 and 75% of these patients, respectively, were increasingly likely to have higher aag levels. the impact of the plasticizer dehp on imatinib free fraction in human plasma was also assessed (128) . imatinib free fraction increased from 3.5% when collected in vacutainer (no/minimal plasticizer), to 4.9% and 14.7% when collected and stored in terumo® bags containing plasticizer for <1 and 7 days, respectively. additionally, imatinib free fraction increased from 3.5 to 15.3% when human plasma was spiked with 800 μm plasticizer. the plasticizer-free free fraction values reported by ingram et al. (128) are similar (~5%) to those reported in the package insert (novartis pharmaceuticals corporation, reference t2017-101). pinometostat (epz-5676) is a first-in-class, small molecule inhibitor of dot1l and was the first member of the novel histone methyltransferase inhibitor class to enter phase 1 clinical trials in both adult and pediatric mll-r leukemia patients. consensus preclinical predictions across multiple diverse methods suggested pinometostat would be a moderate-to-high cl compound in human with estimates ranging from 8 to 18 ml/min/kg, and species-invariant time approaches showed cross-species congruence in time-concentration profile. however, during early development, the observed cl in human was shown to be markedly lower than that determined in preclinical species. the majority of interspecies scaling and allometric methods over-predicted human cl of pinometostat with fold errors ranging from 4 to 13 (159) , characterized by 'vertical allometry'. the 3-5-fold difference in free fraction between rat and human provided the basis for the improved prediction using the free fraction corrected intercept (fcim) method. the unambiguous species difference in cl was not related to qualitative differences in metabolic pathways or routes of elimination, but instead to cross-species differences in plasma protein binding. concentration dependence in protein binding was observed in human plasma, over a relevant concentration range, which was less apparent in the preclinical species. this, along with in vitro kinetic determinations, suggested the saturable binding of pinometostat to aag. the equilibrium dissociation constant (k d ) for pinometostat binding to human aag was measured as 0.24 μm indicating a high affinity interaction. by comparison, prototypical aag ligands such as dipyridamol, disopyramide and thioridazine have k d values of 15.5, 1.0 and 63 μm respectively. furthermore, there is the disproportionately higher expression of aag in human plasma relative to preclinical species, which is likely a contributing factor alone, irrespective of potential speciesspecific differences in aag affinity. it has been suggested when the k d for a given drug-aag binding is low, and more than a log order lower relative to the k d for albumin, the pk may exhibit non-linearity (136) . if the drug also has a high affinity to albumin, a high capacity protein, fluctuations in free fraction will be minimal. if the drug has a low affinity to albumin, the non-linear effect may be exacerbated when drug levels are near stoichiometric with aag, since aag is a low capacity protein and may become saturated. given the known differences in abundance and homology across species for aag, allometric scaling may not be suitable for human pk prediction when there are differences in k d , something that can easily be measured in vitro now that aag of preclinical species are commercially available, though still limited in supply. monitoring aag and/or free drug concentrations, as well as phenotyping the genetic variants of aag in patients may be warranted in special circumstances to better understand pk and pd. in fig. 1 , we propose a flowchart for incorporation of protein binding assessment in drug research and development. investigations are ongoing to propose more reliable procedures for the collection and storage of blood for future use in drug free fraction measurements (personal communications with q 2 solutions holdings, llc). special consideration should be given to pregnancy and pediatric populations since aag levels are substantially lower until about 10 months post-natal. pbpk models have shown predictive utility with incorporation of aag and albumin levels and drug binding parameters. quantitative and/or qualitative analysis of aag may prove useful as a biomarker for disease diagnosis and prognosis, with the potential to serve as discerning criteria to improve likelihood of successful treatment. since aag behaves as a positive 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note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. key: cord-276886-vcmkz8lh authors: mandsberg, nikolaj kofoed; christfort, juliane fjelrad; kamguyan, khorshid; boisen, anja; srivastava, sarvesh kumar title: orally ingestible medical devices for gut engineering date: 2020-05-13 journal: adv drug deliv rev doi: 10.1016/j.addr.2020.05.004 sha: doc_id: 276886 cord_uid: vcmkz8lh orally ingestible medical devices provide significant advancement for diagnosis and treatment of gastrointestinal (gi) tract-related conditions. from microto macroscale devices, with designs ranging from very simple to complex, these medical devices can be used for site-directed drug delivery in the gi tract, real-time imaging and sensing of gut biomarkers. equipped with uni-direction release, or self-propulsion, or origami design, these microdevices are breaking the barriers associated with drug delivery, including biologics, across the gi tract. further, on-board microelectronics allow imaging and sensing of gut tissue and biomarkers, providing a more comprehensive understanding of underlying pathophysiological conditions. we provide an overview of recent advances in orally ingestible medical devices towards drug delivery, imaging and sensing. challenges associated with gut microenvironment, together with various activation/actuation modalities of medical devices for micromanipulation of the gut are discussed. we have critically examined the relationship between materials–device design–pharmacological responses with respect to existing regulatory guidelines and provided a clear roadmap for the future. introduction history of medicine has taught us that complex biological problems need not necessarily have to have a complex biological solutiona simple engineering device can do. medical devices, both with and without electronic interfaces, have already revolutionized the diagnosis and treatment of many diseases. from hip and cochlear implants [1, 2] , to cardiac stents and pacemakers [3, 4] , to vestibular prosthesis and insulin pumps [5, 6] , all highlight tremendous engineering efforts for translating basic science into relevant patient-care technologies [7] . also, miniaturization of technology has triggered development of non-invasive microdevices, including microrobots for cellular surgery and regeneration [8, 9] , orally ingestible devices for insulin delivery, and microsensors for in vivo imaging and biopsy [10] [11] [12] . this has ushered a new era of medical devices to 'explore and manipulate' complex biological microenvironment, which was otherwise restricted owing to bulky device size and poor biocompatibility. for instance, the first insulin pump invented in 1974, the biostar, was the size of a microwave oven, thereby, limiting its usage to treatment of diabetic ketoacidosis [13, 14] . nonetheless, the concept of ingestible microdevices for monitoring did exist as early as the 1950s and was termed endoradiosonde. mackay and jacobsen "produced a small capsule that a person can swallow, and which contains the sensing transducer and the radio transmitter" and the "device successfully operated in the gastro-intestinal tract" [15] . this review focuses on the design of such engineered ingestible microdevices for applications in sensing, drug delivery and gut microsampling (fig. 1a) . we chose 'device size' as an important distinction criteria as we noticed a strong correlation between size scale and associated biological application as shown in fig. 1b . despite advances in polymer engineering, leading to 'sustained release formulations', several challenges remain with contemporary oral capsules [16] . for instance, a) many therapeutics are not absorbed in some or all parts of the gastrointestinal (gi) tract; b) drug absorption is limited by gi transit time; and c) any biological response is dependent on chemical stability of the formulation in the harsh gi environment. these challenges get amplified many folds in case of oral delivery of biologics, including proteins, peptides, hormones and nucleic acids [17, 18] . biologics are relatively sensitive to external factors, including ph and temperature, ionic concentrations and denaturing conditions, like high acidity and proteasesconditions that are present in abundance in the gi tract [19] . if biologics would somehow survive all of the above, the presence of a 40-450 μm thick mucus layer acts as a negatively-charged barrier, thereby, preventing the entry of biologics into the underlying gi epithelium [20] . here, orally-ingestible microdevices (oims) are designed to protect the drug molecule and minimize the distance between the site of release and the epithelium. this prevents drug release in the intestinal lumen and limit exposure to above mentioned rate limiting factors (ph, microbes, continuous mucus secretion etc.). note that the term 'microdevice' is used irrespective of the size scale i.e. normally referring to both microscale (μm) and macroscale (mm), unless otherwise specified. at this point, it is important to understand how an orally administered drug interacts with the body. once ingested, the drug is dissolved in the intestinal fluids and can then be absorbed by: i) the transcellular pathway i.e. drug transport across the cells mainly via passive diffusion and carrier-mediated transport; or ii) the paracellular pathway i.e. drug transport between the cells through passive diffusion [21, 22] . most oral drugs are absorbed by passive transport via the transcellular pathway [23] . fig. 2 presents an overview of challenges faced by a microdevice after oral ingestion. apart from the shared conventional oral drug delivery challenges (like ph, transit time, and enzymes), microdevices are strongly impacted by their size. therefore, minimizing accidental retention is of paramount importance. in a way, device size and shape determine its safe passage from the esophagus all the way to the colonthe gi section with the highest residence time of 1-2 days [24] . but the journey in-between is also perilousincluding low ph in the stomach, risking an unwanted leaching of material, and various enzymes in the different sections of the gi tract (fig. 2) . additional challenges include tissue wall localization due to constant motility and peristalsis in the gi tract. evidently, both device size and associated design play a key fig. 1 . orally ingestible microdevices: 1a) timeline depicting the first appearance of multi-compartment sensing, drug delivery, and sampling devices to illustrate technological progression and the focus of our review; 1b) size scale as a selection criteria for oral device application in sensing, drug delivery and gut microsampling. role in governing safety profile and therapeutic efficacy of any orally ingestible device. the current generation of oims are of considerable interest with direct application in: (1) understanding of metabolic and pathophysiological conditions linked to the gi tract; (2) re-designing gut microbiota in modulating autoimmune diseases, like coeliac and crohn's disease; and (3) oral delivery of biologics, like vaccines and hormones, which are otherwise administered via injections. this becomes important since escaping the gut metabolism does not guarantee high bioavailability as the absorbed drug is subjected to first-pass effect (with exception to those absorbed in terminal rectum) [27] . clearly, to overcome above challenges, we need multidisciplinary fundamentals rooted in materials/polymer engineering, device design and integrated microelectronics, and robust assessment of pharmacological response in pre-clinical studies. in this regard, oral delivery of microdevices has emerged as a superior method for gut engineering, with a potential for high patient compliance, and the ability to combine multi-modalities onto a single-ingestible deviceall pointing towards a successful clinical translation. this article encompasses all the above multidisciplinary elements and provides an up-to-date assessment of orally-ingestible gi microdevices in vivo. we have taken this opportunity to not only discuss key-developments but also provide inputs on potential research areas more suitable for certain device types. both scientific publications and industrial patents are discussed to highlight key-elements necessary for a successful clinical translation. we have made a conscious effort in selecting state-of-the-art oim technologies, assessed their design-material-bioactivity relationship, and provided an in-depth discussion on the regulatory framework of u.s. food and drug administration (fda) and communautés européennes (ce) associated with the regulation of such oral microdevices. the idea of uni-directional drug release, similar to a transdermal patch, has influenced the development of oims. the concept of patches and microcontainers filled with drugs i.e. "reservoir containing a plurality of tiny pills" dates back to the 1970sthanks to alejandro zaffaroni, the founder of alza corp, who was one of the major early pioneers in the field of controlled drug delivery systems [28, 29] . microfabricated drug devices incorporate planar geometries with low aspect ratio, together with uni-directional release, as most are sealed from one end (i.e reservoir-like geometry). therefore, they offer drug protection and minimal shear stress induced by constant peristalsis and mucosal fluid gradients, resulting in higher drug bioavailability due to increased intestinal retention [30] . chirra et al. developed planar microdevices (fig. 3a inset) , where a poorly permeable drug (acyclovir) was loaded in a peg-pmma hydrogel to improve the oral bioavailability in wild-type c57bl/6 mice [30] . the area under the curve (auc), which represents the total drug exposure across time, was found to be approx. 4.5 times larger for the microdevices than for an oral solution with the same dose (fig. 3a) . to this end, we have also actively investigated oral delivery of drugs with another type of a passive microdevice, namely microcontainers [24] [25] [26] . additional challenges faced by orally ingested microdevices traversing through the gi tract have been highlighted. images adapted from servier medical art by servier and licensed under a creative commons attribution 3.0 unported license. [31] [32] [33] . recently, microcontainers were developed in poly-ɛcaprolactone (pcl) in order to have a biodegradable oral drug delivery device in microscale [34] . in a pharmacokinetic study in rats, the pcl microcontainers revealed trends towards a higher auc when compared to paracetamol in coated gelatin capsules (60 ± 33 and 39 ± 18 μg min ml −1 , respectively). in another study, nemeth et al. demonstrated drug loading by inkjet printing inside a planner pmma reservoir-type microdevices (fig. 3b ) [35] . silanization of the microdevice was carried out to increase its hydrophobicity, which proved to allow drug loading using droplets of nine times the reservoir volume due to increased droplet confinement. this reduced the number of loading iterations required significantly. the effect of silanization on cell toxicity was further concluded by an mtt assay in a caco-2 cell model, and confirmed the devices to be 'safe to use'. later, drug loading and capping process were all conducted in a single platform using a picoliter dispenser by inkjet printing polymer/drug solutions on a silanized silicon substrate (fig. 3b ) [36] . to do so, the authors took advantage of the coffee-ring effect by deposition of water droplets with 5% (w/v) eudragit® fs 30d on a hydrophobized substrate. although eudragit® polymers are non-biodegradable, they are fda approved for ph sensitive release of drugs in the gi tract [36] . so far, these devices have not been tested in animals. while passive microdevices offer extensive flexibility in terms of fabrication, the very idea of a unidirectional release may take a hit when they are inside the gi tract. tissue wall localization requires constant motility and navigation through the~9 m gi tract. the challenge is further amplified by periodic smooth muscle contractions from peristalsis, which pushes the luminal content through the upper gi tract, causing turbulent convective flow regimes of up to 4 cm/s [37, 38] . to counter this challenge, devices have been designed to penetrate or adhere to the mucus layer, such as by nanostraw patterning, to take advantage of these random flow patterns and stick to the intestinal wall. once adhered to the gi mucosa, nanopatterned devices create zones of cellular diffusion via topography-mediated adhesion together with chemical permeation enhancers, like cell-penetrating peptides, for enhanced drug absorption. however, over 25% of nanostraw devices, on average, attach facing the wrong way (by landing on the wrong side without surface indentation), or never attach at all [25] . academically, researchers have overcome the situation by applying several, sometimes thousands, of these microdevices [39] as expected, dose variability is inevitable leading to limited clinical translation potential [40] . nonetheless, passive microdevices offer fast prototyping in terms of fabrication, which can potentially pave way for delivery of toxic drugs with a narrow therapeutic index. to make the efforts more relevant, suitable in vitro models need to be developed to provide realistic simulation of the gi microenvironment. an example of such in vitro model is a human gut-on-achip microfluidic device that enables human intestinal epithelial cells (caco-2) to be cultured in the presence of physiologically relevant luminal flow and peristalsis-like mechanical twists ( fig. 3c i-ii) [41] . these conditions promoted formation of basal crypts and villi ( fig. 3c iii-iv) lined by all four epithelial cell linages of the small intestine (absorptive, goblet, enteroendocrine and paneth), thereby also promoting secretion of mucus, necessary for realistic models. furthermore, the intestinal epithelium inside the gut-on-a-chip device has been shown to support the presence of the microbiota that normally colonizes the human small intestine [42] . such a microfluidic device has potential applications in modeling of human intestinal inflammation in vitro. furthermore, kim et al. implemented key characteristics of intestinal inflammation diseases, including destruction of intestinal villi and associated compromise of the permeability barrier [43] . these damages are believed to origin from interplays between the intestinal epithelium, gut microbes and immune cells and changes in luminal flow due to altered peristalsis [44, 45] the developed in vitro human gut-on-a-chip microfluidic device could potentially be further developed to work in a patient specific manner to advance personalized medicine in the futurepassive oims can play a key-role in developing personalized medicine and can be tested in these gut-on-a-chip systems as well [46, 47, 48] for instance, workman et al. demonstrated induced pluripotent stem cells (ipscs) derived intestinal organoids to express intestine markers (post-14 days differentiation), and their association with ibd was studied upon exposure to the ifn-γ cytokine [49] . a two-channel pdms mold was created where cell-monolayer was maintained in the top-channel (1000 μm high), followed by a thin porous membrane (7 μm~pore size), and growth media being circulated in the bottom-channel (200 μm high). a similar setup can be designed with passive oims for high-throughput screening of drugs as well as food allergensmuch like a miniaturized version of a 96-well plate. also, till date, it is not possible to co-culture living epithelial cells (like caco-2), together with gut microbes using conventional in vitro models, or even more sophisticated intestinal organoid cultures [50] . passive oims can bridge this gap by acting as a 'gut-microbe carrier' for greater understanding of intestinal diseases and their pathophysiology. therefore, it is necessary to develop passive microdevices that can aid our current understanding of host microbiome together with relevant gut in vitro models. 2.2. active microdevices for oral drug delivery: mucopenetration for therapeutic efficacy conventionally, all oral drugs must dissolve in the aqueous environment of the gi tract before they can be absorbed [52] . such a seemingly simple process is a considerable challenge for compounds that are poorly water-soluble, or degradable in the lumen, such as biologics [53] in such a situation, self-propelling or self-actuating microscale devices can play a key role by delivering therapeutics directly across the gi mucosa. several self-propelling microscale devices (i.e. micromotors) have been reported, which utilize a gas-evolution reaction towards selfpropulsion, resulting in mucopenetration/mucoadhesion. such a reaction can be initiated via acid hydrolysis of a metal (like zn) [54] or hydrolysis of metal oxides (like mgo) in the gi environment [55] . in fact, the ability to penetrate mucus without damaging the underlying gi epithelial layer has been a key-driver for micromotor technology in the gut. zhou et al. reported cylindrical micromotors with a length of~5.4 μm and~2.4 μm diameter, designed with multiple concentric layers for oral delivery of chemotherapeutics [56] . the outermost layer is comprised of polyaspartic acid (paa), which is robust in acidic ph, but dissolves in the neutral ph of the intestine. in neutral solution, paa has a negative zeta potential (−30.5 mv) by virtue of its carboxyl groups, which facilitates electrostatic binding with the amino groups of doxorubicin (dox). a thin fe layer underneath, allowed magnetic control and promoted galvanic corrosion of the zn particles core (fig. 3d i, ii). in an acidic environment, these produce hydrogen gas, which propels the dox incorporated micromotor at an average speeds of 31.8 ± 7.8 μm/s for a time period of 135 ± 37 s. the microrockets with dox-fe (loaded with 0.074 mg dox per mg microrocket) were dosed to mice in water and control groups were dosed with non-propelling microrockets (with dox-pt) in water or the same volume of ultrapure water. after 30 min, the mice were euthanized and the gastric tissue was cleansed and evaluated with fluorescence imaging (fig. 3d iii-v). owing to the innate fluorescence of dox and propulsion effects of microrockets with dox-fe, these microrockets showed strongest fluorescent signal all over the gastric tissue, whereas only a very small and local signal was detected from the controls (ultrapure water and microrockets with dox-pt). this study showed that the propulsion effects were sufficient to impart enhanced penetration of the mucus layer, with no adverse effect to the underlying gi epithelium as confirmed via hematoxylin & eosin staining (fig. 3d vi-vii) . in another study, wei et al. showed active delivery of antigens for oral vaccination [57] . mg-microparticles were coated with red blood cell membranes that displayed the staphylococcal α-toxin, and subsequently with a layer of chitosan to facilitate mucoadhesion (fig. 3e i) . finally, an enteric layer of eudragit® l100-55 was provided to protect the drug from the acidic conditions in the stomach. when administered orally to mice, micromotors safely passed through the stomach, after which the enteric coating was dissolved and the motors were activated. images of intestines from mice dosed with the vaccine showed that the micromotors accumulated in the intestinal wall much better than nonmotorized particles (fig. 3e ii-iii). furthermore, the micromotors stimulated the production of iga antibodies against the staphylococcal αtoxin about ten times more than the static particles (fig. 3e iv) . micromotors have also been applied to treat local infections in the stomach. de ávila et al. demonstrated micromotors loaded with clarithromycin (clr) for treatment of h. pylori infection in a mouse model [51] . the micromotors were fabricated around a 20 μm mgcore with a thin layer of tio 2 around it. this was followed by a clrloaded plga layer and then a thin (~100 nm) layer of chitosan. see fabrication scheme in fig. 3f i. the coating process intentionally left an opening (~2 μm), which serves two purposes: firstly, it allowed the galvanic corrosion reaction between mg and gastric acid protons, which increased ph and produced hydrogen gas that propelled the micromotor. secondly, it imparted surface asymmetry, which causes uni-directional motion with speed: 120 μm/s for up to 6 min (fig. 3f ii) . finally, the authors concluded mucopenetrative efficacy based on intense fluorescent signals (via incorporation of did & fitc dyes), meaning that the micromotors were efficiently distributed and retained throughout the mouse stomach 2 h after oral gavage (fig. 3f iii) . therapeutic efficacy was further confirmed by quantification of bacterial burden in the stomach. clearly, micromotors can also become highly relevant for phsensitive drugs where the bioavailability could benefit from delivery in the stomach rather than the small intestine. such a system could create a suitable physiological micro-environment, i.e. near-neutral ph, for drug release in the stomach. however, from a clinical translation perspective, there is an immediate need for long term study to demonstrate its safety, toxicity and foreign body response in the gut. further, the amount of drug loaded in such microdevices may be of relevance in murine studies. however, in case of larger animals, like porcine models, a significantly larger amount of devices and drug will be required to achieve similar therapeutic efficacy. while price parity is a different discussion all together, active microdevices need to address some of the above challenges before they can emerge as key-challenger for some of the well-established oral drug delivery technologies [58] [59] [60] . key success criteria for oims in gi tract include: a) chemical stability in low ph and enzyme-rich environment; b) mechanical properties with a design which is conducive for soft tissue navigation (i.e. no sharp edges or exposed metal surface to cause an allergic reaction); and c) minimal toxicity or foreign body response. in case of electronic microdevices, radio-frequency (rf) radiated power and electromagnetic compatibility (i.e. the device does not affect itself or other devices in its vicinity) are of high importance [61, 62] on-board energy storage systems can amount more than 50% of the mass of an oim, and in a way, govern overall toxicity [63] . this is especially the case with unintended device retention, which is also one of the key-risks identified by the fdaa meta-analysis of wireless endoscopy suggests a pooled retention rate between 1.2 and 2.6% [64] . since, gastric transit time and risk of retention increases dramatically with the device size, it is vital to utilize flexible, biodegradable materials [65] . ideally, a device must dissolve completely within 24 h to prevent clinical obstructive symptoms. to this end, fda has established a list of materials generally regarded as safe (gras) [66] , which includes gelatin, cellulose, pla, pva, various derivatives of plga and several other natural polymers and metals like fe and zn [67] . readers interested to know more about biodegradable polymers are suggested to look elsewhere [68, 69] fda regulation allows device size measuring 11 mm × 26 mm (like video capsule endoscope like pillcam®) [70] as an infrequently dosed diagnostic devicethough such a size is not very practical for regular oral drug administration [71] . li et al. presented a 3d printed macrodevice comprised of two concentric compartments [72] . the authors explored fused deposition modeling (fdm) to 3d print a tablet (duotablet, 10.5 mm × 3.95 mm) with a controllable drug release profile (fig. 4a i) , achieved through its multilayer design; in this case, layers of polyvinyl alcohol containing glipizide for diabetes treatment. the use of 3d printing allowed for easy manufacturing which could be exploited in the field of personalized medicine with customized release profiles (fig. 4a ii inset) . for compatible drug and filament combinations (i.e. no chemical reaction between the drug and filament) duotablet's coating could protect the drug from degradation in the low ph environment of the stomach, or act as an initial high release rate followed by a more gradual release rate. furthermore, flexibility in in the 3d printing process makes it easy to dimensionalize the tablet as per requirement. another strategy for controlled drug release via an ingestible device includes ph sensitive poly(n-isopropylacrylamide-co-methacrylic acid) (pnipam-maa) nanoparticles loaded in polydimethylsiloxane containers (size 10 mm) [74] . upon ph decrease, these nanoparticles shrink, which opens up channels for drug release as shown in fig. 4b i-ii. however, subcutaneous implantation of an empty control device triggered an inflammatory reaction, suggesting a need for better material properties. to this end, liu et al. demonstrated an ingestible hydrogel device that can be ingested as a standard-sized pill, which swells rapidly into a large soft sphere, and maintains robustness under repeated mechanical loads in the stomach for up to one month (as demonstrated by large animal tests) with no signs of toxicity [75] . macroscale devices routinely incorporate mucoadhesive coatings to aid correct device orientation and increase retention time. generally, the remainder of the device surface is made of a hydrophobic polymer such as cellulose acetate or polydimethylsiloxan (pdms) to impart greater protection against acidic/enzymatic degradation. overall, such a dual-feature design has shown to improve oral bioavailability [76, 77] , including oral delivery of insulin [78] . as an example, gastric patches comprising a mucoadhesive surface of chitosan, alginates or cellulose derivatives have been loaded with a drug [79] . miyashita et al. utilized a self-unfolding stomach patch, which expanded five times when deployed in the gut towards patching of stomach wounds [80] . in fact, it will be interesting to document adhesive forces between such polymeric origami structures to attain greater information on possible medical applications. to this end, terry et al. investigated adhesive forces of different capsule robot materials (polycarbonate, stainless steel and micro patterned pdms) against intestinal mucosa [81] . mucoadhesion was evaluated using both tack and peel adhesion tests ex vivo. they found the peel adhesion to porcine mucosa (0.198 ± 0.070 mj cm −2 ) to be several orders of magnitude less than that of the commercial adhesive on a polypropylene surface (87 ± 36 mj cm −2 ). further, tack separation required higher force (0.055 ± 0.016 mj cm −2 and 45 ± 2 mj cm −2 ) than the peel mode; something that could potentially be utilized in the device design, especially towards delivery of hemostatic agents in the gi tract. while mucoadhesion will bring the device closer to the gi epithelium, a key-challenge remains in getting the drug across the thick mucus layer and tight junctions. this problem has been addressed by incorporation of microneedles over a mucoadhesive surface, activated by physio-chemical stimuli (i.e. unfold, puncture, expand, contract, float etc.), towards therapeutic payload delivery across the underlying gi epithelium. much like a transdermal microneedle technology, microneedle patches can be coated with a ph sensitive layer, which dissolves in the appropriate site of the gi tract to release drug-incorporated microneedles. in fact, rani therapeutics has developed several technologies to deliver macromolecules like proteins and antibodies. ranipill® is an ingestible capsule device containing a) a guide tube for device orientation for tissue penetration; b) delivery actuation mechanism; and c) a biodegradable release element with drug (i.e. microneedles) [82] . abramson et al. also took advantage of the microneedle concept to design a luminal unfolding microneedle injection (lumi) device on top of a compressed spring [83] . when the device enters the phneutral small intestine, a polymer that was immobilizing the spring gets dissolved, which leads to ejection of the device (fig. 4c iii) . packed inside a polymeric capsule, lumi comprises of a spring actuated 3-polymeric arm contraption made of polyethylene oxide and soluplus®, which causes the device to unfold and expand (fig. 4c iii) . at the end of each arm, multiple drug-loaded microneedles are forced into contact with the intestinal tissue. the arm length was designed to be long enough to ensure contact independent of the deployment orientation (fig. 4c iv) . furthermore, the optimized device caused penetration (force threshold of 5 mn), but not tissue perforation (threshold of n0.2 n). the microneedles can be loaded with 0.3 mg drug/0.5 cm 2 , which is sufficient to illicit a clinical response, as demonstrated towards in situ delivery of insulin (fig. 4c v) . finally, upon successful delivery, the arms slowly degrade and the capsule separates into multiple parts to reduce the risk of mechanical obstruction. a different release mechanism was applied in an ingestible selforienting millimeter-scale applicator (soma), where re-coiling action of a stainless steel spring penetrated insulin needles across the gastric epithelium (fig. 4d iii) [73] . compared to lumi, soma has the advantage that it delivers insulin across the gastric epithelium (fig. 4d iii) , and thus soma does not rely on gastric emptying to reach its target. this is an important advantage since gastric emptying typically occurs within 1-4 h, but can vary up to 24 h in diabetic patients [84, 85] . further, oral delivery of lumi was not possible yet and the results described in the published work relies on device deployment in swine jejunum in vivo. thus, it is still to be shown how lumi deals with ingestion and gastric emptying rate. irrespective of their bioavailability, both lumi and soma represent the growing area of self-actuating medical devices for gut engineering. this in itself is an important step, and gives rise to optimism regarding oral delivery of insulin to patients in the near future. despite improved bioavailability, these devices do not allow timecontrolled or sustained drug release, which can be an important parameter for clinical translation. however, for some applications it is of outmost importance to maintain a plasma concentration above the minimum effective concentration (mec) of the drug for 12-24 h, which often requires colonic absorption. intellicap® offers a new technology to obtain information about the colonic absorption profile of a given drug early in the development process [86] . it is a swallowable device (27 × 11 mm) and can be filled with up to 0.3 ml of liquid formulation and programmed to deliver it over a period of 24 h. intellicap® extrudes the drug via a piston moved by a spindle connected to a motor. the motor is controlled by an onboard microprocessor, which can be programmed before ingestion or via the wireless data exchange unit (fig. 4e i) . it has a built-in ph sensor that enables real-time localization in the gut by monitoring the ph profile, thus allowing for drug release in [73] ]. reprinted with permission from aaas. 4e) intellicap® is a device for controlled release drug delivery, which can be preprogrammed, real-time controlled, or triggered at specific temperature/ph changes to deliver with different rates. 4f) balloon based delivery device. both the needle injection and liquid drug pumping are actuated by a balloon being inflated upon mixing of reactant a and b. a specific region of the gi tract. in a clinical study with healthy volunteers (n = 14), an intellicap® device with diltiazem hcl was compared to the traditional diltiazem capsule. intellicap® reported a faster time (t max ) for maximum plasma concentration (c max ) and a higher c max . while, overall plasma profiles were found to be similar in many other aspects, intellicap® device can be a beneficial tool to assess colonic absorption. another interesting technology in terms of self-actuation is a balloon-actuated microneedle device [87] . fig. 4f shows a schematic representation of this technology where a gas-evolution reaction proceeds when reactant a and reactant b get in contact. the resulting gas expands the polymer balloon, which pushes a needle sitting on top of it. compressible reservoirs with one or multiple liquid drugs can be connected to the needle, and upon balloon inflation, the drug is squeezed out. interestingly, upon completion of drug delivery, the balloon continues to expand, which leads to fracturing of the capsule fabricated from separate portions joined by seams. the seams can also be made from biodegradable material, causing them to work also in a springactuated version. this fracturing then facilitates safe passage through the gi tract. capsule endoscopy obtained clearance by the fda and ce certification in 2001 paving its way into clinical gastroenterology [88] . although efforts worth two decades preceded this event, it was in 1997 that paul swain swallowed the first wireless capsule endoscope [89] and the rest is history [90] . the initial version of such a wireless endoscope had three major challenges: ever-changing capsule orientation in the wide colon, battery life, and visualization of the mucosa. these challenges were overcome by addition of a second camera monitor (forward and backward), additional battery, and vigorous bowel preparation prior to the ingestion. this resulted in development of a pillcam wireless capsule endoscope to do real-time gi tract monitoring [88] . the second version of pillcam (colon 2) had two major changes: the angle of view was widened from 154°to 172°and the recorder was updated to take advantage of artificial intelligence (ai) (fig. 5a i-ii) . further, incorporation of an adjustable frame rate extended the battery life to allow visualization all the way through the gi tract. lastly, ai detection of the location made it possible to notify the patient regarding possible interventions, such as ingestion of a prokinetic agent or a booster laxative. clearly, the pillcam technology is a promising tool to diagnose the presence and degree of inflammation in the small and large intestine, but it falls short for early diagnosis before occurrence of any visible symptoms. in this regard, mimee and nadeau reported an early stage detection system in the form of an ingestible micro-bio-electronic device (imbed) [91] . the design of imbed comprises of a semi-permeable membrane that separates the luminal space from an inner chamber holding genetically modified probiotic e. coli nissle. this bacterial strain generates light upon sensing of certain blood markers, which is detected by photodetectors embedded in the electronics (fig. 5b i-iv) . this was utilized for detection of gi bleeding (induced with indomethacin) in murine fecal sample. further, a study in pigs demonstrated in situ blood detection in the stomach with a sensitivity and specificity of 83% after 60 min increasing to 100% after 120 min (fig. 5b v) . imbed offers a minimally invasive alternative to diagnose acute bleeding in the upper gi tract, which would otherwise require an endoscopic observation. also, it supports in situ biochemistry studies, which could lead to the discovery of labile biomarkers that would otherwise degrade before excretion in stool. despite clear advantages, the capsule is still too large for unmonitored ingestion (13 mm in diameter and about 4 cm long) and requires insertion via an orogastric tube. an alternative to imbed for in situ measurements would be sampling of the gi material for post-sampling analysis. to this end, a purely mechanical device (optimally 16 by 8 mm) that samples gastrointestinal material via a suction mechanism has been patented by biome oxford limited [92] . one end of the device has sample collection openings, while the other holds a dissolvable filling material (e.g. natural polymers like cellulose and starch derivatives) (fig. 5c) . initially, this material is protected by a ph-sensitive coating, but upon entering the small intestine the coating is dissolved and the material is exposed. this causes the relaxation of a spring, and upon expansion it creates a partial vacuum in the sealed microchamber. the resulting pressure gradient forces the sample collection valves to open and gi fluid rushes into the sample chamber until the pressure difference has dropped below the threshold for valve opening. similarly, nejah et al. also developed a suction based sampling device, where a salt-holding chamber made with a semi-permeable membrane forms an osmotic pump, which drives the luminal fluids into the device (fig. 5d i) . also, the device can be controlled magnetically (fig. 5d ii) [93] . the authors claimed that such a design promotes continuous sampling throughout the entire intestine as shown in fig. 5d iii-v (2.5 μl/h for almost 48 h). however, the use of membrane filtering makes it complicated to retrieve absolute information, e.g. number of bacteria per volume, and so only allows for proportions between the present species. such a suction mechanism was also demonstrated towards intentional sensor retention towards long-term data collection in the gi system. nutech ventures has disclosed a patent describing a suction based device to achieve long term data collection by mechanical fastening. the device aims to overcome the challenges of attachment to the gi wall, such as irregularity, slippiness, chemically corrosiveness, and physiological activity from peristalsis [94] . the opportunities to modify the device for sensing or manipulation are manifold. for sensing, trigger mechanisms such as heat, ph, pressure, analytes or flow rate could be implemented. the measurements can be wirelessly transmitted to the outside and/or it can be used to trigger the suction mechanism to induce anchoring in the desired region of the gi tract. alternatively, the suction can be preprogrammed to activate after a certain time. the sensors and communication system can be powered by a battery or with a power generator driven by peristalsis force. however, intestinal wall proximity prior to suction activation is still a challenge. since only one attempt at anchoring is possible, this is a critical part of the design. for this reason, two peristaltic pressure sensors are present on the device, which informs about the tissue proximity, and aids the decision about when to actuate. one of the major challenges for researchers in medical devices and robotic intervention, both in academia and in industry, is the process of converging a medical device prototype from the lab to the clinic. in order to ensure safety and effectiveness of new medical devices, the prototypes must obtain regulatory approvalsomething that needs to be conceptualized since the very ideation of the research project. typically, fda does not regulate specific materials for an implantable device, but evaluate the device as a whole. to do so, fda assigns three main regulatory classes: class i, ii and iii with increasing level of risk. as an example, wireless endoscopy falls under class ii risk profile. the european commission follows 4 classes (i, iia, iib and iii). table 1 provides an overview of the technologies discussed in this review with regard to their material composition, device design and therapeutic outcome. it is evident that the devices discussed in this article rely on complex fabrication proceduresoften involving both organic and inorganic materials serving multiple purposes. it can be observed from the detailed descriptions presented in table 1 that the materials, or more specifically the polymers used in the production of these devices, are often chosen based on the properties needed for the fabrication schemes [95, 96] . as depicted in table 1 , several drug delivery technologies are biocompatible but not biodegradable. likewise, biodegradability will become a challenge if a device is being used for sensing or sampling. the tug-ofwar between toxicity and therapeutic efficacy can invariably be won by the body, thanks to our immune system, but is it the 'best in class' solution for a particular medical problem? characteristics such as t g , tanδ, young's modulus and solubility in specific solvents lead to the use of specific polymeric materials for very specific fabrication processes. in this manner, engineering polymers with high processability e.g. pmma, pc and peo or castable elastomers such as pdms are more compatible with the existing scalable microfabrication techniques [97, 98] . on the other hand, production of microdevices by biodegradable and biocompatible polymers, such as polysaccharides (e.g. alginates, dextran, chitosan etc.), and protein-based polymers such as gelatin can hardly be scalable due to less favorable processability and more importantly, the costs of extraction and purification of such polymer from natural resources. clearly, device development seems to have been fabrication-driven, which leaves gaping holes in terms of material properties governing in vivo safety profile and even clinical studies further down the road. future oims need to be simple-despite their intrinsic complexityas well as easy to use, non-toxic, and with superior performance. the common notion of a disruptive innovation, if not being made for a resource-limited setting [99] , needs to be checkeda medical devices, at the very least, should have a comparable traditional performance and higher ancillary performance to meet regulatory requirements [100] . another major challenge is the testing of new devices in patients. absence of such a transparent framework often results in critical setbacks, as was revealed by the implant files, a global investigation into medical devices that were tested inadequately or not at all [101] . the european union (eu) made an advancement to tackle this issue by revamping its medical device regulation (mdr) policy. previously in the eu, class i or low risk devices needed merely a "self-declaration" by the manufacturer. however, improvised eu's medical device regulation act, which will apply from may 2020 (postponed until may 2021 due to covid-19 crisis), puts stringent controls on active medical devices [102] . invasive control systems, such as active therapeutic devices (with integrated or embedded diagnostic function), which were previously being assigned to class iib, will now adhere to the stringent requirements of class iii. the same is applicable for invasive devices (like the ones in gi tract) or devices involving therapeutics delivery (like the insulin pump on skin). clearly, this will drastically change the medical device development scenario in the eu, as compared to the us, where 510 (k) filings facilitate regulatory clearance based upon substantial similarity with the previously approved medical devices (i.e. predicate device) [103] . here in the eu, the implications of new mdr policy is yet to be seen, but it is safe to say that more often than before, a clinical trial will be required [104, 105] in the near future, three main focus areas of development will include: i) safer power sources; ii) non-invasive microsampling 3d printed high temperature resin + cellulose acetate size-0 enteric coated capsule containing helical channels sampling of the gi tract contents and microbiome using osmotic pressure was tested in vitro and in vivo in pigs and primates biocompatible [94] technologies; and iii) imaging modalities in vivo. self-activated microdevices, like micromotors, and stimuli-responsive polymeric origami structures will provide a low-power actuation scheme for specific gi applications. at the same time, controlled motion of a microdevice by wireless power transfer will gain traction [106] though for gi applications, peristalsis is still a force to reckon with. biocompatible microfabrication technologies, like 3d printing, and large-scale production via additive manufacturing, will dominate microdevice design for exploring new applications in microsampling techniques. another major focus area will be development of in vivo imaging modalities in the gutboth ultrasound and magnetic resonance will have their fair share. in fact, ultrasound may have an additional advantage by providing physical actuation owing to the phenomenon of acoustic cavitation [107, 108] . the next generation of such oral microdevices will demonstrate 'intelligence' by implementation of the 'perception-decision-action' loop architecture, which will further blur the lines between medical devices and microrobotics. this is not a distant futureby 2021, the world will have three times as many smart connected devices as peopleand more and more medical devices and processes contain integrated sensors [109] . this will give rise to smarter oims, which will be more patient-specific; thanks to ongoing progress in the ai and huge amount of patient specific data (which these devices will be able to 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microsystem capable of controlled motion and actuation by wireless power transfer intelligent magnetic manipulation for gastrointestinal ultrasound the characterization of acoustic cavitation bubbles -an overview scanning the future of medical imaging key: cord-263874-q0egnzwf authors: khan, md. arif; mahmud, shafi; alam, a. s. m. rubayet ul; rahman, md. ekhtiar; ahmed, firoz; rahmatullah, mohammed title: comparative molecular investigation of the potential inhibitors against sars-cov-2 main protease: a molecular docking study date: 2020-07-22 journal: journal of biomolecular structure & dynamics doi: 10.1080/07391102.2020.1796813 sha: doc_id: 263874 cord_uid: q0egnzwf recent outbreak of novel coronavirus and its rapid pandemic escalation in all over the world has drawn the attention to urgent need for effective drug development. however, due to prolonged vaccine and drug development procedure against a newly emerged devastating sars-cov-2 virus pathogen, repurposing of existing potential pertinent drug molecules would be preferable strategy to reduce mortality immediately and further development of new drugs to combat overall global covid-19 crisis in all over the world. herein, we have filtered 23 prospective drug candidates through literature review. assessing evidences from molecular docking studies, it was clearly seen that, epirubicin, vapreotida, and saquinavir exhibited better binding affinity against sars-cov-2 main protease than other drug molecules among the 23 potential inhibitors. however, 50 ns molecular dynamics simulation indicated the less mobile nature of the docked complex maintaining structural integrity. our overall prediction findings indicate that epirubicin, vapreotida, and saquinavir may inhibit covid-19 by synergistic interactions in the active cavity and those results can pave the way in drug discovery although it has to be further validated by in-vitro and in-vivo investigations. communicated by ramaswamy h. sarma following detection of sars-cov-2 in late december 2019 in wuhan, capital of central china's hubei province, it has quickly spread across the globe (tang et al., 2020) and this highly spreading and devastating infection, covid-19 has killed 3,70,120 people worldwide (https://www.worldometers. info/coronavirus/#countries, n.d.). named after the related structured severe acute respiratory syndrome-related coronaviruses, sars-cov-2 has a genome sized$30kb with the specific pattern, orf1ab encoding the large replicase polyprotein pp1ab and forming the non-structural proteins (nsp1-16) as well as the structural proteins (s, e, m, and n) (khailany et al., 2020) . moreover, the sars-cov-2 produced 6 accessory proteins, encoded by orf3a, orf6, orf7a, orf7b, orf8, and orf10 genes (khailany et al., 2020) . two cysteine proteases, namely the main protease (m pro ) or the 3c-like protease (3cl pro ) and the secondary papain-like protease 2 (pl2 pro ) mainly process the replicase complex (rna-dependent rna polymerase and the helicase) that ultimately facilitate the viral replication, where m pro and pl2pro cleaves at 11 and three sites of the polyprotein, respectively. wu et al. (2020) reported that among the non-structural proteins of sars-cov-2, 3cl pro plays a key role in the replication and maturation step. based on these facts, the m pro is a more promising drug target against sars-cov-2 than the pl2 pro , as well as for potential drug targets; scientists generally choose proteins and enzymes of covs vital for the replication process. in addition, previous studies have also shown that the main proteases of different coronaviruses are highly conserved in terms of both sequences and 3d structures . these features, together with its functional importance, have made 3cl pro an attractive target for the design of anti-corona viral drugs than other corona viral proteins. until now, no clinically approved drug is available for coronavirus (sars-cov-2) treatment (battegay et al., 2020) . scientists are trying to solve the puzzle through drug repurposing techniques, which is a promising option considering the global pandemic caused by the virus (pushpakom et al., 2019) . drug repurposing, an alternative option for approved or investigational drugs outside their defined indication, has a lower risk of failure and drastically reduces the time frame for development, facilitating prompt clinical decisions at lower costs development (cherian et al., 2020) . in the recent reports, we have come across some of the scientific endeavors, most of which are related to drug repurposing, to find effective drugs, nucleotide analogs (chien et al., 2020; kirchdoerfer, 2020) , and peptide binder . for example, ritonavir and lopinavir, which were under phase ii/iii clinical trials for mers-cov (chan et al., 2015; kim, won, et al., 2016) , have activity against hcov-229e, hcov-nl63 and animal covs (kim, won, et al., 2016) , and can be an excellent repurposed drug for sars-cov-2 because the drug binding sites and 96% protein sequences were similar in sars-cov and sars-cov-2 main protease . also, researchers have currently reported using the drug repurposing approach based on the molecular docking and dynamics study where the key target proteins are 3cl protease, rna dependent rna polymerase (rdrp), and spike proteins (elfiky, 2020b; muralidharan et al., 2020; smith & smith, 2020; tahir ul qamar et al., 2020; yu et al., 2020) . in this study, we explore potential drug candidate(s) against sars-cov-2 by performing the virtual screening based on drug repurposing concept, using available commercial medicine (23 potential drugs against other viruses) that can eventually, be predicted to act against the main protease (m pro ), or 3-c like protease (3cl pro ). due to the lack of confidence in giving the accurate binding energy, binding mode, solvation effect, constant motion effect, and entropy energy during molecular docking (sethi et al., 2019) , a molecular dynamics study was preferred. in this study, the crystal structure of the main protease of sars-cov-2 was extracted (pdb id: 6lu7) which has similar binding sites of sars-cov (rose et al., 2016) . the protein structure was cleaned and prepared by discovery studio (san diego: accelrys software inc, 2012) and pymol (delano, 2002) software package. the cleaned protein structure was prepared and minimized with gromos 43b1 force field with the aid of swiss pdb viewer (kaplan & littlejohn, 2001) . the ligand molecules were retrieved from pubchem database (kim, thiessen, et al., 2016) after a deep literature review process. the ligand structure was optimized and cleaned with the help of mmff94 force field (halgren, 1996) with the steepest gradient algorithm. molecular docking was performed to understand the binding affinity with the ligand and drug compounds. the ligand were converted in pdbqt format to make them acceptable format for employing docking in autodock vina (trott & olson, 2010) . the center of the grid box was x:-26.289, y: 12.606, z: 58.9496 and dimensions were (x: 50.8171, y: 67.5389, z: 59.6721) å. finally the docked pose were analyzed with the aid of discovery studio and pymol. the molecular dynamics simulation was run in yasara application (krieger et al., 2004) . the amber14 force field (case et al., 2007) was employed for the minimization of the drugprotein complex and transferable intermolecular interaction potential 3 points (tip3p) were used for the addition of na and cl ions. the box size of the cell was set as (96.9654 â 96.9654 â 96.9654) å with a periodic boundary condition. a cut off the radius of 8 angstroms was used for the calculation of short-range van der waals and coulomb interaction. the particle mesh ewalds was used to calculate long-range electrostatic interaction with a physiological condition at 300 k, ph 7.4, 0.9% nacl (krieger et al., 2006; krieger & vriend, 2015) . the simulation was run for 50 ns and root mean square deviation (rmsd), root mean square fluctuation (rmsf), the radius of gyration (rg), solvent-accessible surface area (sasa). moreover, all the trajectory further used to calculate mm-posson-boltzman surface area or mm-pbsa binding energy for binding free energy calculation where positive energy denotes favorable binding (dash et al., 2019; krieger & vriend, 2015) . among 23 drug molecules only three showed better binding energy while interacting with main protease (table 1) . epirubicin, formed five hydrogen bond at phe140, glu166, gln189, asn142, pro168 and one hydrophobic bond at pro168 position. on the other hand, vapreotida and main protease complex stabilized by several hydrogen bond at gln110, asp245, arg105, asp245, ile249 and one pi-pistacked bond phe294, one pi-pi-t shaped at his246, one alkyl pro252 and two pi-alkyl bond at val202, ile249. besides, main protease and saquinavir complex stabilized by six hydrogen bond at ile249, phe294, gln110, thr292, pro293, phe294 and six hydrophobic bond at asn245, phe294, ile249, val202, pro293, ile249 (table 2 and figure 1) . the rmsd value of docked complex analyzed from simulated trajectory to find out whether the complex remain stable or complex rigidity. from the figure 2 , it can be observed that, all three chemical drugs had lower pic than 2.5 angstrom during whole simulation time however, epirubicin showed less flexibility till 10 ns and thereafter, fluctuated for the next 5 ns. the epirubicin and main protease protein from sars-cov-2 were stabilized and then reached in a stabilized state. on the other hand, vapreotida and saquinavir had similar profile till 10 ns and after then, it exhibited lower rmsd value. it can be denoted from figure 2 , that all the complex stabilized despite have some minor fluctuation but they were way below 2.5 angstrom. on the other hand, root means square fluctuation of the drug-protein complex can help to understand the flexibility in the protein region. from figure 2 it can be understood that all three drug molecules exhibit a similar level of flexibility over the protein region. most of the residue did not have a higher peak in rmsf therefore responsible for the complex overall stability. however, figure 2 indicates that the amino acid; ser1 (helix), gly2 (helix), arg4 (helix), glu47 (beta turn), leu50 (beta turn), glu55 (helix), arg60 (helix), his64 (helix), asn72 (beta hairpin), arg76 (helix), lys97 (beta turn), tyr154 (beta hairpin), pro168 (beta hairpin), thr169 (beta hairpin), arg222 (beta turn), phe223 (beta turn), thr224 (beta turn), met235 (helix), lys236 (helix), gln244 (helix), asn277 (beta turn), gly278 (beta turn), arg279 (beta turn), phe294 (helix), arg298 (helix), gln299 (helix), ser301(beta turn), gly302 (beta turn), val303 (beta turn), thr304 (beta turn), phe305 (beta turn), gln306 (beta turn) from all the three complex were most flexible than other residue in the system. the complex compactness and rigidity can be assessed through a radius of gyration. figure 3 denoted that, vapreotida and main protease has lower rg value than saquinavir and epirubicin which indicates the degree of compactness of the vapreotida. moreover, epirubicin and protein complex is less compact than the other two docked complex as they had higher rg value among three complex. on the other hand, higher sasa value indicates the high degree of expansion in the protein surface area. the saquinavir had a slightly higher peak than the other two drug molecules till 10 ns. subsequently, saquinavir, vapreotida, epirubicin had a similar trend to 30 ns which indicates protein surface area remain same during this simulation time. however, epirubicin had a lower sasa peak than two complexes after 30 ns which may be the result of complex area expansion. both saquinavir and vapreotida had similar sasa profiles for the rest of the simulation time. furthermore, we have calculated mm-pbsa binding energy by taking each trajectory from the simulated protein complex to understand the relation between ligand binding and structural changes (figure 4) . the main protease complex and epirubicin exhibited lower binding energy than other two complexes. the rest two complex had higher binding energy which indicates better binding with main protease of sars-cov-2. molecular modelling especially docking and dynamic simulation study has become essential part in modern drug discovery pipeline (bappy et al., 2020; elfiky, 2020a; islam et al., 2019) . moreover, time and lab cost can significantly reduce by narrowing the drug molecule choices in in silico based drug discovery process (talele et al., 2010) . besides, this combinatorial computational approaches allow the researcher to get the binding insights of the drug molecules to the target protein and rationally design the therapeutic targets (mullard, 2019) . among the selected drugs from this study, epirubicin can have a negative impact on chronic hbv patient through reactivation of the viral genome (xu et al., 2014) . the epirubicin drug molecules showed à9.5 kcal/mol energy while binding with the main protease of sars-cov-2 which is the highest binding energy among the drug molecules. this might be the result of several hydrogen bonding that was found such as phe140, glu166, gln189, asn142, and pro168 at the active cavity of the main protease enzyme. researcher suggests that non-covalent binding at the active site of the target protein may lead to possible inhibition and blockage of the protein (hasan et al., 2015) . on the other hand, the somatostatin analog, vapreotide (vap) was used to control tumor growth, progression, and metastasis. saquinavir is a protease inhibitor of hiv has shown in-vitro effect against sars and mers coronaviruses (feng et al., 2014) . multiple hydrogens and hydrophobic bonds for the vapreotida and saquinavir may be responsible for the tight binding and better affinity among the 23 drug molecules hossain, oany, et al., 2016) . molecular dynamics study of screened drug molecules were checked to evaluate their stability at atomic scale. the average root mean square deviation (rmsd) of epirubicin, vapreotida, saquinavir are 1.756, 2.008, 1.76 å which indicates complex stability throughout the entire simulation (islam et al., 2019) . additionally, the average radius of gyration for these three complexes were found as 22. 307, 22.211, 22 .301 å and did not deviate much. besides, the mean of the surface area of the three complexes was 14005.961, 14419.772, 14514.697 å 2 . it was cleared from figure 3 that simulation analysis of top three therapeutic drug molecules consistent with overall stable nature and complex rigidity . in this ground, it is clearly seen that epirubicin, vapreotida, and saquinavir may inhibit covid-19 by synergistic interactions among the 23 potential inhibitors against sars-cov-19 main protease and those results pave the way in drug discovery although it has to be further validated by in vitro and in vivo investigations. scientists have chosen drug repurposing techniques as alternative options for approved or investigational drugs outside their defined indication for ease of utilization in an emergency with minor associated risk and clue for prompt target drug development and application with minimum cost involvement. bioinformatics approaches, such as molecular docking and dynamics study with probable drug candidates binding to key target proteins of pathogens for neutralization and inhibition are widely acceptable effective techniques to validate the drug repurposing approach. we have evaluated potential drug candidates against the main protease of the sars-cov-2 to understand their binding sites and structural stability. the nature of the binding mode of drug compound found as stable and molecular dynamics simulation study supports their conformational rigidity. as these outcomes solely came from combining computational algorithms, it requires further validation of these findings conducting further in-vitro wet-lab experimentation followed by in-vivo rapid trials for further use of the drugs individually or in combination to reduce mortality during covid-19 pandemics globally. moreover, 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http://orcid.org/0000-0003-1604-8626 key: cord-178783-894gkrsk authors: zhang, rui; hristovski, dimitar; schutte, dalton; kastrin, andrej; fiszman, marcelo; kilicoglu, halil title: drug repurposing for covid-19 via knowledge graph completion date: 2020-10-19 journal: nan doi: nan sha: doc_id: 178783 cord_uid: 894gkrsk objective: to discover candidate drugs to repurpose for covid-19 using literature-derived knowledge and knowledge graph completion methods. methods: we propose a novel, integrative, and neural network-based literature-based discovery (lbd) approach to identify drug candidates from both pubmed and covid-19-focused research literature. our approach relies on semantic triples extracted using semrep (via semmeddb). we identified an informative subset of semantic triples using filtering rules and an accuracy classifier developed on a bert variant, and used this subset to construct a knowledge graph. five sota, neural knowledge graph completion algorithms were used to predict drug repurposing candidates. the models were trained and assessed using a time slicing approach and the predicted drugs were compared with a list of drugs reported in the literature and evaluated in clinical trials. these models were complemented by a discovery pattern-based approach. results: accuracy classifier based on pubmedbert achieved the best performance (f1= 0.854) in classifying semantic predications. among five knowledge graph completion models, transe outperformed others (mr = 0.923, hits@1=0.417). some known drugs linked to covid-19 in the literature were identified, as well as some candidate drugs that have not yet been studied. discovery patterns enabled generation of plausible hypotheses regarding the relationships between the candidate drugs and covid-19. among them, five highly ranked and novel drugs (paclitaxel, sb 203580, alpha 2-antiplasmin, pyrrolidine dithiocarbamate, and butylated hydroxytoluene) with their mechanistic explanations were further discussed. conclusion: we show that an lbd approach can be feasible for discovering drug candidates for covid-19, and for generating mechanistic explanations. our approach can be generalized to other diseases as well as to other clinical questions. anteed. on the other hand, de novo development and approval of an effective antiviral therapy can take more than a decade. in the absence of an effective vaccine or other therapies, there have been significant efforts in repurposing drugs approved for other diseases for covid-19 treatment, some of which have been tested in clinical trials (e.g., dexamethasone [9] , hydroxychloroquine and lopinavir/ritonavir [10] ). computational approaches to drug repurposing have also garnered much attention to accelerate discovery of therapies for covid-19 [11, 12] . common computational drug repurposing methods include drug signature matching, molecular docking, genome-wide association studies, and network analysis [13] . these data-driven approaches involve systematic analysis of various types of biological and clinical data (e.g., gene expression, chemical structure, genome and protein sequences, and electronic health records) to generate hypotheses regarding repurposed use of approved or investigational drugs [13] . the potential of recent advances in artificial intelligence (ai) and machine learning for covid-19 drug repurposing has also been highlighted [14] and several studies using these techniques have reported promising results [15] [16] [17] [18] . in particular, approaches leveraging network medicine [19] principles and biological knowledge graphs have been emphasized [14] . most of these computational approaches have focused on biological data, such as gene expression, protein-protein and drug-target interactions, and used sars-cov-2-related data. however, covid-19-specific data is meaningful in the context of the larger body of diverse knowledge underpinning medicine and life sciences, a primary source of which is the biomedical literature. while some covid-19 drug repurposing studies incorporated some literature-based knowledge [15, 18] , their focus has remained largely covid-19-specific. we argue that efficiently and safely repurposing drugs to treat covid-19 requires more effective integration of literature-based knowledge with biological data collected via high-throughput methods. in this paper, we propose a novel literature-based discovery [20, 21] ap-proach for covid-19 drug repurposing. similar to related work [18] , we cast drug repurposing as a task of knowledge graph completion (or link prediction). we use a large, literature-derived biomedical knowledge graph constructed from semmeddb [22] as well as covid-19 research literature [23] , as our data source. we use several state-of-the-art, neural network-based algorithms [24] [25] [26] for the task, and also complement these approaches with an approach based on discovery patterns [27] . furthermore, we highlight the role of discovery patterns in search of mechanistic explanations for the proposed drugs. unlike most approaches that focus on covid-19-specific knowledge [15, 18] , we consider a larger body of biomedical knowledge, as captured in the pubmed bibliographic database as well as in the covid-19 research literature. our results show that our approach can identify known drugs that have been used for covid-19 and discover other novel drugs that can potentially be repurposed for covid-19. significant computational work has already been done to prioritize fdaapproved drugs for repurposing to treat covid-19 [11, 12] . for the most part, these studies can be categorized as molecular docking-based drug screening studies and network-based studies, the majority of them belonging to the former category. in molecular docking studies, small molecules in compound libraries are screened for effectiveness against the host proteins in the sars-cov-2 host interactome. many studies of this kind have been reported, and some of the proposed drugs such as ritonavir, ribavirin, remdesivir, oseltamivir, have been used in practice and many are being evaluated in clinical trials [28] [29] [30] [31] [32] [33] [34] [35] . while not as common as docking studies, network-based approaches to drug repurposing have also been explored. in one early study, a virus-related knowledge graph which consists of drug-target and protein-protein interactions and similarity networks from publicly available databases (e.g., drugbank [36] , chembl [37] , biogrid [38] ) was constructed and network-based machine learning and statistical analysis were used to predict an initial list of covid-19 drug candidates. this list was narrowed down based on text mining from the literature and gene expression profiles from covid-19 patients, and a poly-adpribose polymerase 1 (parp1) inhibitor cvl218, was proposed for therapeutic use against covid-19 [15] . cava et al. [39] used gene expression profiles from public datasets to construct a protein-protein interaction network in conjunction with pathway enrichment analysis to identify 36 potential drugs, including nimesulide, thiabendazole, and fluticasone propionate. in another study, network proximity analyses of drug targets and hcov-host interactions in the human interactome were used to prioritize 16 potential repurposed drugs, including melatonin, mercaptopurine, and sirolimus, which were validated by enrichment analyses of drug-gene signatures and transcriptome data in human cell lines. potentially useful drug combinations (e.g., melatonin plus mercaptopurine) were also suggested [16] . a follow-up study combined network medicine approaches based on human interactome with clinical patient data from a covid-19 registry to show that melatonin was associated with reduced likelihood of a positive sars-cov-2 laboratory test [17] . the approach was further extended to explore deep learning [18] . a comprehensive knowledge graph of drugs, diseases, and proteins/genes (named cov-kge) was constructed by combining molecular interaction information from the literature with knowledge from drugbank. a knowledge graph embedding model, named rotate [25] was used to represent the entities and the relationships in the knowledge-based in low-dimensional vector space. using the ongoing covid-19 trial data as a validation set, 41 high-confidence repurposed drug candidates (including dexamethasone, indomethacin, niclosamine, and toremifene) were identified, and further validated via an enrichment analysis of gene expression and proteomics data in sars-cov-2-infected human cells. another study used node2vec graph embeddings and variational graph autoencoders for the same purpose [40] . [41] evaluated three algorithms (graph neural network, network proximity, and network diffusion) on a network of drug protein targets and disease-associated proteins for covid-19 drug repurposing. while they obtained low correlations across the three algorithms, an ensembling approach that combined the predictions of all algorithms was shown to outperform the individual methods, ranking ritonavir, chloroquine, and dexamethasone among the most promising candidates. some limited literature knowledge relevant to covid-19 has been incorporated to network-based approaches; however, their focus remains largely on structured molecular interaction information encoded in databases. literature-based discovery (lbd) [20, 21] is a method of automatic hypothesis generation pioneered by swanson [42] . based on the concept of "undiscovered public knowledge", lbd seeks to uncover valuable hidden connections between disparate research literatures, and has been proposed as a potential solution for the problem of "research silos" (the view that scientific research areas are largely isolated from one another). the primary lbd paradigm is the so-called abc model. in the open discovery form of this model, a relationship between two concepts a and b is known in one research area and another relationship between concepts b and c is known in another, and a potential relationship between concepts a and c is proposed. conversely, in closed discovery, relationship ac is known, and a concept b is proposed as an explanation for the relationship ac. extensions to abc model have also been proposed, such as discovery browsing model that aims to elucidate more complex relationship paths between biomedical concepts [43, 44] . most applications of lbd have been in the biomedical domain, beginning with swanson's discovery of fish oil as a treatment for raynaud disease [42] , a hypothesis supported subsequently by clinical studies. while early lbd systems focused primarily on term cooccurrence [45, 46] , semantic relations have been widely used in later years for representing scientific content of biomedical publications [27, [47] [48] [49] . more recently, distributed vector representations based on term or semantic relation co-occurrence have been gaining popularity [50] [51] [52] . drug repurposing has been one of the prominent applications of lbd [27, [53] [54] [55] [56] [57] [58] . for example, hristovski et al. [27] used semantic discovery patterns following the abc model to identify potential therapeutic uses for drugs. zhang et al. [56] used discovery patterns and semmeddb relations to identify potential prostate cancer drugs. cohen et al. [55] used a vector representation approach based on semantic relations to predict a small number of active agents within a large library screened for activity against prostate cancer cells. knowledge graphs are represented as a collection of head entity-relation-tail entity triples (h,r,t), where entities correspond to nodes and relations to edges between them. knowledge graph completion (or link prediction) is the task of predicting unseen relations between two existing entities or to predict the tail entity given the head entity and the relation (or head entity given the tail entity and the relation). recent approaches to knowledge graph completion rely on knowledge graph embedding methods [59] , which learn a mapping from nodes and edges to continuous vector space that preserve the proximity structure of the knowledge graph and are amenable to application of machine learning methods. such methods include translational models, which use distance-based scoring functions (e.g., transe [24] , transh [60] , rotate [25] ), and semantic matching models, which use similarity-based scoring functions (e.g., rescal [61] , distmult [62] , complex [63] , and holographic embeddings (hole) [64] ). graph convolutional networks [65, 66] as well as methods that use context-based encoding approach (kg-bert [67] , stelp [26] ) have also been recently proposed. knowledge graph embedding techniques based on a network of drug, disease, and gene/protein entities, have been used to support drug repurposing for rare diseases [68] . graph convolutional networks were used to model drug side effects resulting from drug-drug interactions [69] . a multimodal graph of proteinprotein interactions, drug-protein target interactions and drug-drug interactions was constructed from publicly available datasets. sang et al. (2018) [70] constructed low-dimensional knowledge graph embeddings from semmeddb relations and trained a long short-term memory (lstm) model using known drug therapies from therapeutic target database [71] , proposing potential drugs us-ing the trained model. in this section, we first describe our data sources and the preprocessing steps that were taken to construct a literature knowledge graph from these data sources. next, we discuss the knowledge graph completion methods that we used to predict candidate drugs for covid-19 as well as the discovery patterns used for providing mechanistic explanations. lastly, we detail various evaluation schemes that we used to automatically validate our predictions. a workflow diagram illustrating our approach is provided in fig. 1 . we constructed our biomedical knowledge graph primarily from semmeddb [22] , a repository of semantic relations automatically extracted from biomedi-cal literature using semrep natural language processing (nlp) tool [72, 73] . semrep-extracted relations are in the form of subject-predicate-object triples (also called semantic predications) and are derived from unstructured text in concepts are enriched with semantic type information (disease or syndrome, pharmacologic substance, etc.) and the relations are linked to the supporting article and sentence. semmeddb has supported a wide range of computational applications, ranging from gene regulatory network inference [76] to in silico screening for drug repurposing [55] and medical reasoning [77] , and has also found widespread use for literature-based knowledge discovery and hypothesis generation [44, 48, [78] [79] [80] . in its most recent release (version 43, dated 8/28/2020) 1 , semmeddb contains more than 107m relations from more than in this work, we focused on a subset of semantic relations derived from the combination of pubmed and cord-19 datasets, predicted to be accurate and informative for drug repurposing. first, we eliminated relations involving generic biomedical concepts (i.e., relations in which both subject and object were present in a generic concept table of semmeddb such as pharmaceutical preparations) and relations with identical subject and object arguments. next, we excluded a subset of predicate types that were not expected to be useful for drug repurposing, such as part of and process of. the predicate types used are affects, associated with, augments, causes, coexists with, complicates, disrupts, inhibits, interacts with, manifestation of, predisposes, prevents, produces, stimulates, and treats. lastly, we also excluded the relations in which the subin the second step, we eliminated uninformative semantic relations using loglikelihood ratio (g 2 ) and network degree centrality for the concepts (in-degree and out-degree). we assigned each semantic relation a g 2 score indicating how strongly the terms within a triple are associated with each other [82] . a high g 2 score means that the observed and expected frequencies are significantly different, indicating that the triple is less likely to occur by chance. for computational purposes, we created two three-dimensional contingency tables with indices i, j, and k. the first table (ot) holds observed frequencies of a triple from the knowledge graph and the second table (et) contains the expected values assuming independence of terms in each triple. g 2 was then calculated using the equation where n ijk is the cell i, j, k in ot, m ijk is the cell i, j, k in et, and t = n ijk . next, we normalized all three measures (g 2 , in-degree, and out-degree) to the range [0, 1] and summed them up into a final score. the lower the score, the more specific and informative the relation is. for example, the relation operative surgical procedures-treats-woman with high score is more general than relation interleukin-6-affects-autoimmune diseases. we kept all relations for which the score value was less than a threshold value î±. we manually tuned the î± value to achieve a balance between specificity of relations and their variability. we kept 30 % of all relations with the lowest score in the data set. we also kept all biomedical concepts that refer to covid-19 terms (cuis: c5203670, c5203671, c5203672, c5203673, c5203674, c5203675, c5203676). at the end of the preprocessing stage, the knowledge graph consists of 131 355 nodes and 2 558 935 relations. the precision of semantic predications generated by semrep vary by domain (e.g., molecular interactions are less precise than clinical relationships). to improve the precision of the relations used for drug repurposing, we extended the semrep accuracy classifiers previously proposed [83, 84] . we fine-tuned a collection of transformer-based pretrained language models to classify semantic predications as correct vs. incorrect. we used the following models: vanilla bert (base size, cased and uncased) [85] , biobert [86] , bioclinicalbert [87] , bluebert [88] , and pubmedbert [89] . to extend the coverage of our existing classifiers, we used 6492 predications annotated as correct vs. incorrect with respect to their source sentences. we leveraged 6000 annotations from a previous study [84] (cohen's îº of 0.80) and annotated 492 new predications. annotation guidelines generated in the previous study was used. two of the authors (hk and mf) and two health informat-ics graduate students annotated predications containing predicates of interest absent in the prior study (fleiss' îº = 0.410, indicating moderate agreement). the resulting annotated set was split into 80/10/10 training/validation/test sets. hyperparameters were determined empirically and the learning rate was set to 1 ã� 10 â��5 , the batch size was 16, the maximum number of epochs was set to 10 but early stopping was employed. optimization was done using the adam optimizer [90] with decoupled weight decay regularization using betas (0.9, 0.999) and decay 0.01. the pooled output from the bert model was fed through a linear layer to produce logits that then underwent a softmax transformation to return class probabilities. a single tesla v100 gpu was used to train the models. we compared the performance of various above-mentioned transformers. the best classifier was then used to filter incorrect semantic predications. consider a knowledge graph g = (e, r, e), where e refers to a set of entities, r denotes a set of possible relations, and t stands for a set of triples in the form (h)ead-(r)elation-(t)ail, formally denoted as {(h, r, t)} â�� e ã� r ã� e. the aim of knowledge graph completion is to infer new triples (h , r , t ) such that h , t â�� e and r â�� r. in this setting, the knowledge graph completion problem could be represented as a ranking task in which we learn a prediction function ï�(h, r, t) : e ã� r ã� e â�� r which generates higher scores for true triples and lower scores for false triples. we explored three classes of knowledge graph completion methods: transe [24] and rotate [25] for translational models, distmult [62] and complex [63] for semantic matching models, and stelp [26] for context-based encoding. these methods differ in the way that they encode entities and relations in a knowledge graph into a low-dimensional vector space (i.e., kg embedding). such distributed vector representation can be used for downstream reasoning and machine learning tasks. transe [24] describes a triplet (h, r, t) as a translation between head entity h and tail entity t through relation r in a continuous vector space, i.e., h + r â�� t, where h, r, t â�� r d is the embedding of h, r, and t, respectively. to measure plausibility of relations transe employs a distance-based score function we choose transe because of its simplicity and good prediction performance. however, transe is able to model only one-to-one relations and fails to embed one-to-many, many-to-one, and many-to-many relations. to solve this problem, many other solutions have been proposed including rotate [25] . rotate treats each relation in a complex vector space as a rotation from the head entity to the tail entity, i.e., s(h, r, t) = |h â�¢ r â�� t| l1 , where â�¢ is a hadamard product. we selected rotate as a counterpart to transe, as transe reportedly does not perform well on some data sets (e.g., b15k family of data sets), which require symmetric pattern modeling. distmult [62] is the simplest approach among semantic matching models. semantic triple encoder for link prediction (stelp) [26] , is a contextbased encoding approach to knowledge graph completion. at its core is a siamese bert model that leverages sharing one set of weights across two models to produce encoded, contextual representations of the predications that are then where d is the set of correct triples, n (tp) is the set of corrupted triples for where î³ is a scaling factor for the contribution of the contrastive loss. at inference, stelp considers every entity-context combination for a given partial predication, (h, r) to find (t) or (r, t) to find (h), and ranks every pair using the sum of the positive class probability and the scaled negative euclidean distance. we replaced the vanilla base bert model proposed in the stelp paper with biobert, trained on biomedical literature corpora. the 1 016 124 unique predications remaining after preprocessing were each corrupted to produce five negative predications for a total of 5 080 620 negative predications and a grand total of 6 096 744 predications. the hyperparameters were set to the same values as in the original stelp paper and the learning rate was set to 1e-5, the batch size was 16, the contrastive loss scaling factor was 1.0. optimization was done using adam with decoupled weight decay with betas (0.9, 0.999) and decay 0.01. training was run for 29 000 training iterations. ranking was done by adding the scaled contrast score to the positive class probability and entities ordered in descending rank order. all preprocessing was done using custom bash and python scripts. transe, rotate, distmult, and complex link prediction models were implemented in pytorch using the dgl-ke package [91] for learning large-scale kg embeddings. the bert models were based on huggingface bert implementations using pytorch. pre-trained weights for biobert (biobert-base v1.1 (+ pubmed 1m)) 2 , bioclinicalbert 3 , pubmedbert 4 and bluebert (bluebert-base, uncased, pubmed+mimic-iii) 5 came from various sources associated with each paper. stelp was also implemented using a combination of a hug-gingface bert model and pytorch. our source codes are also publicly available 6 . discovery patterns are defined as a set of constraints that need to be satisfied for the discovery of new relations between concepts [27] . herein, we used discovery patterns for two purposes. first, we explored open discovery patterns to identify drugs that can be repurposed for covid-19. second, we used closed discovery patterns to propose plausible mechanisms for drugs identified via knowledge graph completion methods described above. discovery patterns are expressed in terms of predication pairs (or predication chains). in particular, we focused on the following discovery pattern: druga -inhibits|interacts with -conceptb and 10/15/2020). we focus on the latter category in our qualitative evaluation below. we semi-automatically generated a ground truth drug list, similar to the approach in other computational drug repurposing studies for covid-19 [18] . we downloaded the interventions used in covid-19 drug trials from clinicaltrials.gov using the following search: https://clinicaltrials.gov/ct2/res this yielded a set of 1167 clinical trials. we extracted the interventions from these studies and mapped the intervention terms to umls cuis using metamap (v2016) [92] and filtered the resulting concepts by their semantic groups [93] , keeping only those concepts with the semantic group chemicals & drugs. we also considered the additional semantic types therapeutic procedure and gene or genome, which also appeared for some concepts in intervention lists. we removed the duplicates and some general concepts (e.g., therapeutic procedure, placebo) as well as incorrect mappings, which resulted in a final list of 285 concepts. the automatic evaluation (below) was performed against this set. time slicing is an evaluation technique often used in literature-based discovery and link prediction tasks [20] . the idea is to train models on data prior to a specific date and test them on data after that date and evaluate whether links that formed only after the cutoff date can be predicted from the trained model. in this study, we trained our models on semantic relations extracted from publications dated 03/11/2020 or earlier and tested whether they can predict the drugs that have been proposed for covid-19 since then or have been evaluated in clinical trials. this date was selected as cutoff, as it is the date on which who declared covid-19 a pandemic. it is also a date by which enough biological knowledge about sars-cov-2 had accumulated, although covid-19 therapies were still in their infancy, making it a suitable cutoff for time slicing experiments. all five link prediction models were automatically assessed using a link prediction evaluation protocol proposed by bordes et al. [24] . suppose that x is a set of triples, î� e be the embeddings of entities e, and î� r be the embeddings of relations r. in the first, corruption step, we go through a set of triples and for each triple x = (h, r, t) â�� x replace its head and tail with all other entities in e. each triple is corrupted exactly 2|e| â�� 1 times. formally, the corrupted triple is defined as: where h = h and t = t. we employ the filtered setting protocol not taking into account any corrupted triple that already appears in the kg. in the second, scoring phase, original and corrupted triples are tested using the constructed classifier ï�. intuition behind this is that the model will assign a higher score to the original triple and a lower score to the corrupted triple. in the third, evaluation phase, the proposed link prediction models are assessed using three measures: mean rank (mr), mean reciprocal rank (mrr), and hits@k measure. mr is an average rank assigned to the true predication, over all predications in a test set: where rank h i and rank t i denote the rank position: where the indicator function i[p ] is 1 iff p is true, and 0 otherwise. mrr is the average inverse rank for all test triples and is formally computed as: hits@k measures the percentage of predications in which the true triple appears in the top k ranked triples, where k â�� {1, 3, 10}; formally: our aim was to achieve low mr and high mrr and hits@k. in addition, we also performed a qualitative evaluation. one of the authors (mf) used neo4j browser to assess the plausibility of some of the drugs highly ranked by the knowledge completion models, guided by literature search and review, and following the closed and open discovery paradigms. we report the performance of the semantic relation accuracy classifier as well as the knowledge graph completion methods in this section. the full table of results for the comparison of various bert models for the accuracy classifier is included below ( table 1) the link prediction results for all employed models are presented in table 3 . for mr a lower score is considered better, for all others a higher score is considered better. the score for each method is the mean value over all triplets in the testing set. sion, l 1 norm, learning rate î· = 0.01 and regularization coefficient î» = 2ã�10 â��8 . model training was limited to 20 000 epochs. relatively small number of relations (15) ensure that all entities and relations can be smoothly embedded into the same vector space. next, we use t-sne (t-distributed stochastic neighbor embedding) [94] algorithm to graphically represent embeddings of computed concepts in a twodimensional space (figure 2 ). t-sne algorithm enables reduction of highdimensional data into a low-dimensional space such that similar concepts are presented by nearby points. the plot demonstrates relatively good co-localization of selected concepts, especially for suspected covid-19 and paclitaxel. our results indicate that more complex knowledge graph completion models might be less efficient in drug repurposing tasks. theoretical considerations suppose that transe is outperformed by its successors [25, 62, 63] . however, differences in performances among distmult, complex, and rotate are relatively small. all three models achieved low performance on mrr, hits@1, inherently model only one-to-one relations and fails to represent one-to-many, many-to-one or even many-to-many relations, it shows its efficiency in embedding a large-scale complex biomedical knowledge graph, such as the extended semmeddb used here. empirical evidence shows that distmult and complex usually perform well for high-degree entities, but fails with low-degree entities [95] . because we eliminated highly frequent concepts due to their lack of informativeness, it is possible that this is reflected in lower performance scores of both models. the context-encoding model, stelp, showed rather poor performance in evaluation. one possibility is that the model was only able to learn high-level groupings for the predicates. this is likely the case as it was observed the model versus affects covid-19 etc., it did not learn more granular features that allow it to differentiate between subjects within the context of treats covid-19. however, analysis of the t-sne embedding and the qualitative evaluation show that the model mostly clustered the ground truth drugs into a couple of large clusters. to further compare the drug rankings between transe and stelp, we performed the wilcoxon signed-rank test (p = 0.851), which indicates that no correlation was found between how the two models were ranking novel predications. spearman's rank correlation between the novel predication rankings for both models was found to be â��0.003 and this further supports the results of the wilcoxon test. table 4 and table 5 show that there is very little agreement between transe and stelp, particularly in the top 1000 rankings for each model. it is worth noting that there were 47 items in common in the top 1000 rankings for both models. ranked triples for the specified model, calculating the absolute difference between the rankings from the two models for each of those triples, and calculating the statistics. for example, the triples that transe ranked as the top 1000 triples we gathered, the absolute differences of rankings between transe and stelp for those 1000 triples were calculated, and the statistics were calculated from those differences. the can be possible to explore larger graphs than that explored in this work. on the other hand, with adequately large computational resources, it may be possible to optimize stelp hyperparameters and train over multiple random seeds to generate a model that obtains better results than transe or rotate, which are limited by their smaller representational capacity. discovery patterns based on semantic relations provide an intuitive way of exploring potential mechanistic links between biological phenomena. neo4j and cypher, its query language, are powerful tools that complement semantic relations nicely in quickly pinpointing promising research directions, although massive graphs present some challenges for effective query and retrieval. in addition, a domain expert is needed to sort out some of the noise in semantic relations (some of it obvious) due to text mining errors. however, given that predictions made by the knowledge completion models above are largely opaque, a human-in-the-loop discovery browsing approach based patterns [43, 44] remains an effective alternative to these more complex approaches, and also complements them by providing potential explanations. the following classes of drugs have been used for the management of covid-19 so far: antivirals (e.g., remdesivir), antibodies (e.g., convalescent plasma), anti-inflammatory agents (e.g., dexamethasone), immunomodulators (e.g., interleukin inhibitors), anticoagulants (e.g., heparin), antifibrotics (e.g., tyrosine kinase inhibitors), and adjuvants (e.g., vitamin d) [96, 97] . in addition, several trials have studied antimalarials (e.g., hydroxychloroquine) and antiparasites (e.g., ivermectin), but evidence from trials do not support their use. the knowledge graph completion models did not predict antivirals, antimalarials, and antiparasites, except for antivirals from the class neuraminidase inhibitors and the antimalarial artemisone. all the other drug classes and most of their members were predicted by the models. dexamethasone, currently considered the most effective drug for reducing mortality in patients receiving oxygen, was the highest ranking drug from the rotate model. it is possible that the models missed specific antivirals and antiparasites due to their mechanism of action, which usually involves binding to specific receptors, a relation type on which semrep does relatively poorly. despite this issue, qualitative assessment of the drugs predicted by the models was overall positive. using the open discovery pattern approach, we identified five promising drugs that were ranked highly and were not, to our knowledge, discussed in the literature, which we discuss below (paclitaxel, sb 203580, alpha 2-antiplasmin, pyrrolidine dithiocarbamate, and butylated hydroxytoluene). the same approach also yielded other highly ranked substances, which are currently evaluaetd in clinical trials, such as quercetin, melatoninm losartan, estradiol, and simvastatin. note that the knowledge graph completion models predicted 7 of these drugs (excluding sb 203580, alpha 2-antiplasmin, and pyrrolidine dithiocarbamate). figure 3 shows the resulting network from this discovery pattern generated by neo4j browser. paclitaxel is used to treat several cancer types, including ovarian cancer, breast cancer, lung cancer, cervical cancer, and pancreatic cancer. it stabilizes the microtubule polymer and protects it from disassembly. chromosomes are thus unable to achieve a metaphase spindle configuration. this blocks the progression of mitosis and prolonged activation of the mitotic checkpoint triggers apoptosis or reversion to the g0-phase of the cell cycle without cell division [98] . the following patterns support the paclitaxel discovery: 1. paclitaxel-inhibits-interleukin-6-causes-covid-19 2. paclitaxel-inhibits-nf-kappa b-associated with-covid-19 3. paclitaxel-inhibits-interleukin-1, beta-associated with-covid-19 4. paclitaxel-inhibits-granulocyte colony-stimulating factorassociated with-covid-19 5. paclitaxel-inhibits-interleukin-10-predisposes-covid-19 6. paclitaxel-inhibits-interleukin-8-predisposes-covid-19 7. paclitaxel-inhibits-thromboplastin-associated with-covid-19 the first six patterns support a role for paclitaxel in alleviating the cytokine storm of covid-19, triggered by dysfunctional immune response and mediating widespread lung inflammation. paclitaxel may plausibly help as an immunosuppressive therapy to immunomediated damage in covid-19 [99] . thromboplastin (pattern 7) is a complex enzyme found in brain, lung, and other tissues and especially in blood platelets and functions in the conversion of prothrombin to thrombin in the clotting of blood and may be elevated in patients with covid-19. as pulmonary microvascular thrombosis plays an important role in progressive lung failure in covid-19 patients, paclitaxel may reduce the state of hypercoagulability by acting as an inhibitor of thromboplastin [100] . the final pattern involves the interaction of paclitaxel with tlr4. paclitaxel is known to have high affinity for tlr4 receptors. sars-cov-2 spike protein binds with human innate immune receptors, mainly tlr4, increasing secretion of il-6 and tnf-î± and neuroimmune response. this suggests that paclitaxel may dislocate sars-cov-2 spike proteins [101, 102] . sb 203580 is a specific inhibitor of p38î±, which suppresses downstream activation of mapkap kinase-2, involved in many cellular processes including stress and inflammatory responses and cell proliferation. the following patterns support the sb 203580 discovery: ity, especially in patients with comorbidities such as hypertension, diabetes, and coronary heart disease [104] . the following patterns support the alpha 2-antiplasmin discovery: 1. alpha 2-antiplasmin-inhibits-plasmin-predisposes-covid-19 2. alpha 2-antiplasmin-inhibits-fibrinogen-associated with-covid-19 3. alpha 2-antiplasmin-interacts with-igy-associated with-covid-19 more specifically, plasmin may cleave a newly inserted furin site in the s protein of sars-cov-2, which increases its infectivity and virulence in covid-19. in addition, fibrinogen levels are higher in covid-19 patients and may contribute to hypercoagulability [104] . by inhibiting plasmin and fibrinogen (first two patterns), alpha 2-antiplasmin may confer protection to covid-19. in addition, pattern 3 suggests a mechanism of protection via immunoglobulin y (igy). in the immunology field, igy against acute respiratory tract infection has been developed for more than 20 years. several igy applications have been effectively confirmed in both human and animal health. igy antibodies extracted from chicken eggs have been used in bacterial and viral infection therapy. igy production has been proposed as immunization as an adjuvant therapy in viral respiratory infection caused by covid-19 infection [105] . chicken immunized with alpha 2-antiplasmin and the peptide-specific antibody (igy) was isolated from the egg yolks of hens that could be used as potential protections for covid-19 patients [106] . pyrrolidine dithiocarbamate is a family of drugs used for metal chelation, induction of g1 phase and cell cycle arrest. it binds to zinc and the resulting complex can enter the cell and inhibit viral rna-dependent rna polymerase [107] . it is supported by the following patterns: 1. pyrrolidine dithiocarbamate-inhibits-nf-kappa b-associated with2. pyrrolidine dithiocarbamate-inhibits-interleukin-6associated with-covid-19 3. pyrrolidine dithiocarbamate-inhibits-tnf protein, humanassociated with-covid-19 the mechanisms suggested here are similar to those observed for the previous drugs. pyrrolidine dithiocarbamate contains antioxidants and prevents inflammatory changes. it inhibits the expression of il-6 and tnf, and nf-îºb in the virus-infected chorion cells through its antiviral activity. it has been proposed for the treatment of influenza [107] and it may have potential as a therapeutic option for covid-19. butylated hydroxytoluene is a lipophilic compound useful for its antioxidant properties. it is widely used to prevent free radical-mediated oxidation in fluids and other materials and is generally recognized as safe as a food additive. it has been postulated in the past as an antiviral drug. open discovery identified the following relevant patterns: 1. butylated hydroxytoluene-inhibits-cd69 protein, human2. butylated hydroxytoluene-inhibits-free radicals-associated with3. butylated hydroxytoluene-inhibits-tnf protein, humanassociated with-covid-19 4. butylated hydroxytoluene-inhibits-hydrogen peroxideassociated with-covid-19 the first pattern indicates butylated hydroxytoluene as an inhibitor of cd69. studies have shown that the cd69+ cells were detected in the lung of patients with asthmatic and eosinophilic pneumonia, suggesting a crucial role for cd69 in the pathogenesis of such inflammatory diseases. cd69 is, potentially, a new therapeutic target for patients with intractable inflammatory disorders and tumors [108] . therefore, by inhibiting cd69, butylated hydroxytoluene may halt potential inflammatory responses in covid-19. however, cd69 does not appear to be a major player in the physiopathology of covid-19 (the query "cd69 and covid-19" did not return any results in pubmed). nonetheless this is noteworthy, because this pathway is suggested as a novel and important pathway for all immune responses [108] . the crucial role of free radicals in covid-19 has been acknowledged and an antioxidative therapeutic strategy for covid-19 has been suggested [109] . along these lines, patterns 2-3 point to antioxidant function of butylated hydroxytoluene by scavenging free radicals and inhibiting reactive oxygen species [110] . our approach relies on accuracy of the predications extracted by semrep. semrep precision is about 0.70 and its recall around 0.42 [73] . while the accuracy classifier helped us improve the accuracy of the predications used, the remaining errors were still significant, impacting the knowledge graph completion task. in addition, despite aggressive filtering, the graph formed by the relations in extended semmeddb is very large, making it difficult to apply computationally intensive models like stelp. in this study, we examined a sub-graph which, inevitably, results in a loss of information available to knowledge graph completion techniques. while we were still able to apply modeling techniques to a fairly large sub-graph focusing on drug repurposing, there exists a larger, complementary sub-graph that may provide further drug candidates. as noted above, the transe model benefited from hyperparameter tuning using a grid search method to find an optimal configuration. similarly, stelp would likely benefit from a similar tuning to find an optimal configuration. for example, a single linear layer was used on the pooled output from the biobert model to produce the logits when increasing the representational capacity of the linear layer, by depth or width, might allow for stelp to develop a richer model of the underlying space formed by the biobert contextualized embeddings. our methods were limited to knowledge from the literature. other types of biological data (e.g., protein-protein interactions, drug-target interactions, gene/protein sequences, pharmacogenomic and pharmacokinetic data) are likely to benefit identification of drug candidates, as shown to some extent by other studies [14] , as well as our prior work [53] . however, the computational resources needed for training models based on such massive data can be prohibitive. transe and similar methods seem more promising in that respect. lastly, with our in silico approach, we can of course only propose drug candidates for repurposing. to evaluate whether these drugs could indeed act as therapeutic agents for covid-19, clinical studies are needed. however, the fact that we were able to identify some drugs known to have some benefit for covid-19 (e.g., dexamethasone) via purely computational methods that rely only on automatically extracted literature knowledge is encouraging. in this study, we proposed an approach that combines literature-based discovery and knowledge graph completion for covid-19 drug repurposing. unlike similar efforts that largely focused on covid-19-specific knowledge, we incorporated knowledge from a wider range of biomedical literature. we used state-of-the-art knowledge graph completion models as well as simple but effective discovery patterns to identify candidate drugs. we also demonstrated the use of these patterns for generating plausible mechanistic explanations, showing the complementary nature of both methods. the approach proposed here is not specific to covid-19 and can be used to repurpose drugs for other diseases. it can also be generalized to answer other clinical questions, such as discovering drug-drug interactions or identifying drug adverse effects. as covid-19 pandemic continues its spread and disruption around the globe, we are reminded how the spread of infectious diseases is increasingly common and future pandemics ever more likely. innovative computational methods leveraging existing biomedical knowledge and infrastructure could help us plan for, respond to and mitigate the effects of such global health crises. drug repurposing is a key piece of this response, and our approach provides an efficient computational method to facilitate this goal. sb 203580-inhibits-interleukin-6 -causes sb 203580-inhibits-tnf protein sb 203580-inhibits-interleukin-1, beta-associated with sb 203580-inhibits-nf-kappa b-associated with sb 203580-inhibits-interleukin-1-causes sb 203580-inhibits-granulocyte-macrophage colony-stimulating factor -associated with sb 203580-inhibits-macrophage colony-stimulating factorassociated with similarly to paclixatel, all patterns involving sb 203580 point to a potential inhibition of the hyperinflammatory response in covid-19 of the protein kinases p38î± in inflammation and innate immunity was found when the compound sb203580 suppressed tumor necrosis factor (tnf) production in monocytes, and this resulted in inhibition of septic (infammatory) shock alpha 2-antiplasmin is a serine protease inhibitor responsible for inactivating plasmin draft landscape of covid-19 candidate vaccines placebo-controlled study of azd1222 for the prevention of covid-19 in adults statement on astrazeneca oxford sars-cov-2 vaccine, azd1222, covid-19 vaccine trials temporary pause safety and immunogenicity of an rad26 and rad5 vector-based heterologous prime-boost covid-19 vaccine in two formulations: two open, non-randomised phase 1/2 studies from russia researchers highlight 'questionable' data in russian coronavirus vaccine trial results dexamethasone in hospitalized patients with covid-19-preliminary report effect of hydroxychloroquine in hospitalized patients with covid-19: preliminary results from a multi-centre, randomized, controlled trial current status of covid-19 therapies and drug repositioning applications covid-19 drug repurposing: a review of computational screening methods, clinical trials, and protein interaction assays drug repurposing: progress, challenges and recommendations artificial intelligence in covid-19 drug repurposing, the lancet digital health a data-driven drug repositioning framework discovered a potential therapeutic agent targeting covid-19 networkbased drug repurposing for novel coronavirus 2019-ncov/sars-cov-2 a network medicine approach to investigation and population-based validation of disease manifestations and drug repurposing for covid-19 repurpose open data to discover therapeutics for covid-19 using deep learning network medicine: a networkbased approach to human disease literature based discovery: models, methods, and trends emerging approaches in literature-based discovery: techniques and performance review semmeddb: a pubmed-scale repository of biomedical semantic predications cord-19: the covid-19 open research dataset translating embeddings for modeling multi-relational data rotate: knowledge graph embedding by relational rotation in complex sspace semantic triple encoder for fast open-set link prediction exploiting semantic relations for literature-based discovery a sars-cov-2 protein interaction map reveals targets for drug repurposing discovery of sars-cov-2 antiviral drugs through large-scale compound repurposing analysis of therapeutic targets for sars-cov-2 and discovery of potential drugs by computational methods anti-hcv, nucleotide inhibitors, repurposing against covid-19 virtual screening and repurposing of fda approved drugs against covid-19 main protease using integrated computational approaches to identify safe and rapid treatment for sars-cov-2 fast identification of possible drug treatment of coronavirus disease-19 (covid-19) through computational drug repurposing study ribavirin, remdesivir, sofosbuvir, galidesivir, and tenofovir against sars-cov-2 rna dependent rna polymerase (rdrp): a molecular docking study drugbank: a knowledgebase for drugs, drug actions and drug targets chembl: a large-scale bioactivity database for drug discovery biogrid: a general repository for interaction datasets in silico discovery of candidate drugs against covid-19 predicting potential drug targets and repurposable drugs for covid-19 via a deep generative model for graphs network medicine framework for identifying drug repurposing opportunities for covid-19 fish oil, raynaud's syndrome, and undiscovered public knowledge., perspectives in biology and medicine graph-based methods for discovery browsing with semantic predications semantic medline for discovery browsing: using semantic predications and the literature-based discovery paradigm to elucidate a mechanism for the obesity paradox an interactive system for finding complementary literatures: a stimulus to scientific discovery using concepts in literature-based discovery: simulating swanson's raynaud-fish oil and migraine-magnesium discoveries using the literature-based discovery paradigm to investigate drug mechanisms exploring relation types for literature-based discovery context-driven automatic subgraph creation for literature-based discovery reflective random indexing and indirect inference: a scalable method for discovery of implicit connections finding schizophrenia's prozac emergent relational similarity in predication space embedding of semantic predications combining semantic relations and dna microarray data for novel hypotheses generation using literature-based discovery to identify novel therapeutic approaches predicting high-throughput screening results with scalable literature-based discovery methods exploiting literature-derived knowledge and semantics to identify potential prostate cancer drugs a new method for prioritizing drug repositioning candidates extracted by literature-based discovery literature-based discovery of new candidates for drug repurposing knowledge graph embedding: a survey of approaches and applications knowledge graph embedding by translating on hyperplanes a three-way model for collective learning on multi-relational data., in: icml embedding entities and relations for learning and inference in knowledge bases complex embeddings for simple link prediction holographic embeddings of knowledge graphs convolutional 2d knowledge graph embeddings modeling relational data with graph convolutional networks kg-bert: bert for knowledge graph completion a literaturebased knowledge graph embedding method for identifying drug repurposing opportunities in rare diseases modeling polypharmacy side effects with graph convolutional networks gredel: a knowledge graph embedding based method for drug discovery from biomedical literatures ttd: therapeutic target database the interaction of domain knowledge and linguistic structure in natural language processing: interpreting hypernymic propositions in biomedical text broad-coverage biomedical relation extraction with semrep the unified medical language system the unified medical language system (umls): integrating biomedical terminology augmenting microarray data with literature-based knowledge to enhance gene regulatory network inference a reasoning and hypothesis-generation framework based on scalable graph analytics enabling discoveries link prediction on the semantic medline network are abstracts enough for hypothesis generation? investigating the role of interleukin-1 beta and glutamate in inflammatory bowel disease and epilepsy using discovery browsing keep up with the latest coronavirus research extending the log-likelihood measure to improve collocation identification, master's thesis mining biomedical literature to explore interactions between cancer drugs and dietary supplements evaluating active learning methods for annotating semantic predications bert: pre-training of deep bidirectional transformers for language understanding biobert: a pre-trained biomedical language representation model for biomedical text mining proceedings of the 2nd clinical natural language processing workshop transfer learning in biomedical natural language processing: an evaluation of bert and elmo on ten benchmarking datasets domain-specific language model pretraining for biomedical natural language processing adam: a method for stochastic optimization training knowledge graph embeddings at scale an overview of metamap: historical perspective and recent advances aggregating umls semantic types for reducing conceptual complexity visualizing data using t-sne a capsule network-based embedding model for knowledge graph completion and search personalization pharmacologic treatments for coronavirus disease 2019 (covid-19): a review pathophysiology, transmission, diagnosis, and treatment of coronavirus disease 2019 (covid-19): a review how taxol/paclitaxel kills cancer cells the trinity of covid-19: immunity, inflammation and intervention covid-19: coagulopathy, risk of thrombosis, and the rationale for anticoagulation the role of tlr4 in chemotherapy-driven metastasis is tolllike receptor 4 involved in the severity of covid-19 pathology in patients with cardiometabolic comorbidities? what goes up must come down: molecular basis of map-kap kinase 2/3-dependent regulation of the inflammatory response and its inhibition elevated plasmin (ogen) as a common risk factor for covid-19 susceptibility igy-turning the page toward passive immunization in covid-19 infection purification of human î±2-antiplasmin with chicken igy specific to its carboxy-terminal peptide antiviral function of pyrrolidine dithiocarbamate against influenza virus: the inhibition of viral gene replication and transcription a new therapeutic target: the cd69-myl9 system in immune responses tackle the free radicals damage in covid-19 understanding the chemistry behind the antioxidant activities of butylated hydroxytoluene (bht): a review we thank franã§ois-michel lang, leif neve, and jim mork for their assistance with processing the cord-19 dataset with semrep and providing updates to semmeddb. we acknowledge tom rindflesch for his encouragement with the project. key: cord-102823-zult69f2 authors: nguyen, thin; le, hang; quinn, thomas p.; nguyen, tri; le, thuc duy; venkatesh, svetha title: graphdta: predicting drug–target binding affinity with graph neural networks date: 2020-10-02 journal: biorxiv doi: 10.1101/684662 sha: doc_id: 102823 cord_uid: zult69f2 the development of new drugs is costly, time consuming, and often accompanied with safety issues. drug repurposing can avoid the expensive and lengthy process of drug development by finding new uses for already approved drugs. in order to repurpose drugs effectively, it is useful to know which proteins are targeted by which drugs. computational models that estimate the interaction strength of new drug--target pairs have the potential to expedite drug repurposing. several models have been proposed for this task. however, these models represent the drugs as strings, which is not a natural way to represent molecules. we propose a new model called graphdta that represents drugs as graphs and uses graph neural networks to predict drug--target affinity. we show that graph neural networks not only predict drug--target affinity better than non-deep learning models, but also outperform competing deep learning methods. our results confirm that deep learning models are appropriate for drug--target binding affinity prediction, and that representing drugs as graphs can lead to further improvements. availability of data and materials the proposed models are implemented in python. related data, pre-trained models, and source code are publicly available at https://github.com/thinng/graphdta. all scripts and data needed to reproduce the post-hoc statistical analysis are available from https://doi.org/10.5281/zenodo.3603523. contact thin.nguyen@deakin.edu.au it costs about 2.6 billion us dollars to develop a new drug [1] , and can take up to 17 years for fda approval [2, 3] . finding new uses for already approved drugs avoids the expensive and lengthy process of drug development [2, 4] . for example, nearly 70 existing fda-approved drugs are currently being investigated to see if they can be repurposed to treat covid-19 [5] . in order to repurpose drugs effectively, it is useful to know which proteins are targeted by which drugs. high-throughput screening experiments are used to examine the affinity of a drug toward its targets; however, these experiments are costly and time-consuming [6, 7] , and an exhaustive search is infeasible because there are millions of drug-like compounds [8] and hundreds of potential targets [9, 10] . as such, there is a strong motivation to build computational models that can estimate the interaction strength of new drug-target pairs based on previous drug-target experiments. several computational approaches have been proposed for drug-target affinity (dta) prediction [11, 12, 13] . one approach is molecular docking, which predicts the stable 3d structure of a drug-target complex via a scoring function [14] . even though the molecular docking approach is potentially more informative, it require knowledge about the crystallized structure of proteins which may not be available. another approach uses collaborative filtering. for example, the simboost model uses the affinity similarities among drugs and among targets to build new features. these features are then used as input in a gradient boosting machine to predict the binding affinity for unknown drug-target pairs [15] . alternatively, the similarities could come from others sources (rather than the training data affinities). for example, kernel-based methods use kernels built from molecular descriptors of the drugs and targets within a regularized least squares regression (rls) framework [16, 17] . to speed up model training, the kronrls model computes a pairwise kernel k from the kronecker product of the drug-by-drug and protein-by-protein kernels [16, 17] (for which any similarity measure can be used). dta prediction may also benefit from adopting methods for predicting drug-target interactions (dti). approaches in this line of work include dti-cdf [18] , a cascade deep forest model, or dti-mlcd [19] , a multi-label learning supported with community detection. another approach uses neural networks trained on 1d representations of the drug and protein sequences. for example, the deepdta model uses 1d representations and layers of 1d convolutions (with pooling) to capture predictive patterns within the data [20] . the final convolution layers are then concatenated, passed through a number of hidden layers, and regressed with the drug-target affinity scores. the widedta model is an extension of deep-dta in which the sequences of the drugs and proteins are first summarized as higher-order features [21] . for example, the drugs are represented by the most common sub-structures (the ligand maximum common substructures (lmcs) [22] ), while the proteins are represented by the most conserved sub-sequences (the protein domain profiles or motifs (pdm) from prosite [23] ). while widedta [21] and deepdta [20] learn a latent feature vector for each protein, the padme model [24] uses fixed-rule descriptors to represent proteins, and performs similarly to deepdta [20] . the deep learning models are among the best performers in dta prediction [25] . however, these models represent the drugs as strings, which are not a natural way to represent molecules. when using strings, the structural information of the molecule is lost, which could impair the predictive power of a model as well as the functional relevance of the learned latent space. already, graph convolutional networks have been used in computational drug discovery, including interaction prediction, synthesis prediction, de novo molecular design, and quantitative structure prediction [26, 27, 28, 29, 30, 31, 25] . however, graph neural networks have not been used for dta prediction. of these, [26, 25, 32] are closest to our work, but look at binary prediction, while our model looks to predict a continuous value of binding affinity. also, in [25] , the input is a drug descriptor (single input), while our model takes as input both a drug descriptor and a sequence (dual input). in this article, we propose graphdta, a new neural network architecture capable of directly modelling drugs as molecular graphs, and show that this approach outperforms state-of-the-art deep learning models on two drug-target affinity prediction benchmarks. the approach is based on the solution we submitted to the idg-dream drug-kinase binding prediction challenge 1 , where we were among the top ten performers from 530 registered participants 2 . in order to better understand how our graph-based model works, we performed a multivariable statistical analysis of the model's latent space. we identified correlations between hidden node activations and domain-specific drug annotations, such as the number of aliphatic oh groups, which suggests that our graph neural network can automatically assign importance to well-defined chemical features without any prior knowledge. we also examine the model's performance and find that a handful of drugs contribute disproportionately to the total prediction error, and that these drugs are inliers (i.e., not outliers) in an ordination of the model's latent space. taken together, our results suggest that graph neural networks are highly accurate, abstract meaningful concepts, and yet fail in predictable ways. we conclude with a discussion about how these insights can feedback into the research cycle. we propose a novel deep learning model called graphdta for drug-target affinity (dta) prediction. we frame the dta prediction problem as a regression task where the input is a drug-target pair and the output is a continuous measurement of binding affinity for that pair. existing methods represent the input drugs and proteins as 1d sequences. our approach is different; we represent the drugs as molecular graphs so that the model can directly capture the bonds among atoms. smiles (simplified molecular input line entry system) was invented to represent molecules to be readable by computers [33] , enabling several efficient figure 1 : this figure shows the graphdta architecture. it takes a drug-target pair as the input data, and the pair's affinity as the output data. it works in 3 stages. first, the smiles code of a drug is converted into a molecular graph, and a deep learning algorithm learns a graph representation. meanwhile, the protein sequence is encoded and embedded, and several 1d convolutional layers learn a sequence representation. finally, the two representation vectors are concatenated and passed through several fully connected layers to estimate the output drug-target affinity value. applications, including fast retrieval and substructure searching. from the smiles code, drug descriptors like the number of heavy atoms or valence electrons can be inferred and readily used as features for affinity prediction. one could also view the smiles code as a string. then, one could featurize the strings with natural language processing (nlp) techniques, or use them directly in a convolutional neural network (cnn). instead, we view drug compounds as a graph of the interactions between atoms, and build our model around this conceptualization. to describe a node in the graph, we use a set of atomic features adapted from deepchem [34] . here, each node is a multi-dimensional binary feature vector expressing five pieces of information: the atom symbol, the number of adjacent atoms, the number of adjacent hydrogens, the implicit value of the atom, and whether the atom is in an aromatic structure [34] . we convert the smiles code to its corresponding molecular graph and extract atomic features using the open-source chemical informatics software rdkit [35]. one-hot encoding has been used in previous works to represent both drugs and proteins, as well as other biological sequences like dna and rna. this paper tests the hypothesis that a graph structure could yield a better representation for drugs, and so only drugs were represented as a graph. although one could also represent proteins as graphs, doing so is more difficult because the tertiary structure is not always available in a reliable form. as such, we elected to use the popular one-hot encoding representation of proteins instead. for each target in the experimented datasets, a protein sequence is obtained from the uniprot database using the target's gene name. the sequence is a string of ascii characters which represent amino acids. each amino acid type is encoded with an integer based on its associated alphabetical symbol (e.g., alanine (a) is 1, cystine (c) is 3, aspartic acid (d) is 4, and so on), allowing the protein to be represented as an integer sequence. to make it convenient for training, the sequence is cut or padded to a fixed length sequence of 1000 residues. in case a sequence is shorter, it is padded with zero values. these integer sequences are used as input to the embedding layers which return a 128-dimensional vector representation. next, three 1d convolutional layers are used to learn different levels of abstract features from the input. finally, a max pooling layer is applied to get a representation vector of the input protein sequence. having the drug compounds represented as graphs, the task now is to design an algorithm that learns effectively from graphical data. the recent success of cnn in computer vision, speech recognition, and natural language processing has encouraged research into graph convolution. a number of works have been proposed to handle two main challenges in generalizing cnn to graphs: (1) the formation of receptive fields in graphs whose data points are not arranged as euclidean grids, and (2) the pooling operation to down-sample a graph. these new models are called graph neural networks. in this work, we propose a new dta prediction model based on a combination of graph neural networks and conventional cnn. figure 1 shows a schematic of the model. for the proteins, we use a string of ascii characters and apply several 1d cnn layers over the text to learn a sequence representation vector. specifically, the protein sequence is first categorically encoded, then an embedding layer is added to the sequence where each (encoded) character is represented by a 128-dimensional vector. next, three 1d convolutional layers are used to learn different levels of abstract features from the input. finally, a max pooling layer is applied to get a representation vector of the input protein sequence. this approach is similar to the existing baseline models. for the drugs, we use the molecular graphs and trial 4 graph neural network variants, including gcn [36] , gat [37] , gin [38] , and a combined gat-gcn architecture, all of which we describe below. in this work, we focus on predicting a continuous value indicating the level of interaction of a drug and a protein sequence. each drug is encoded as a graph and each protein is represented as a string of characters. to this aim, we make use of gcn model [36] for learning on graph representation of drugs. note that, however, the original gcn is designed for semi-supervised node classification problem, i.e., the model learns the node-level feature vectors. for our goal, to estimate the drug-protein interaction, a graph-level representation of each drug is required. common techniques to aggregate the whole graph feature from learned node features include sum, average, and max pooling. in our experiments, the use of max pooling layer in gcn-based graphdta usually results in better performance compared to that of the remaining. formally, denote a graph for a given drug as g = (v, e), where v is the set of n nodes each is represented by a c-dimensional vector and e is the set of edges represented as an adjacency matrix a. a multi-layer graph convolutional network (gcn) takes as input a node feature matrix x ∈ r n ×c (n = |v |, c: the number of features per node) and an adjacency matrix a ∈ r n ×n ; then produces a node-level output z ∈ r n ×f (f : the number of output features per node). a propagation rule can be written in the normalized form for stability, as in [36] : whereã = a + i n is the adjacency matrix of the undirected graph with added self-connections,d ii = iã ii ; h (l) ∈ r n ×c is the matrix of activation in the l th layer, h (0) = x, σ is an activation function, and w is learnable parameters. a layer-wise convolution operation can be approximated, as in [36] : where θ ∈ r c×f (f : the number of filters or feature maps) is the matrix of filter parameters. note that, however, the gcn model learns node-level outputs z ∈ r n ×f . to make the gcn applicable to the task of learning a representation vector of the whole graph, we add a global max pooling layer right after the last gcn layer. in our gcn-based model, we use three consecutive gcn layers, each activated by a relu function. then a global max pooling layer is added to obtain the graph representation vector. unlike graph convolution, the graph attention network (gat) [37] proposes an attention-based architecture to learn hidden representations of nodes in a graph by applying a self-attention mechanism. the building block of a gat architecture is a graph attention layer. the gat layer takes the set of nodes of a graph as input, and applies a linear transformation to every node by a weigh matrix w. for each input node i in the graph, the attention coefficients between i and its first-order neighbors are computed as this value indicates the importance of node j to node i. these attention coefficients are then normalized by applying a soft-max function, then used to compute the output features for nodes as σ( where σ(.) is a non-linear activation function and α ij are the normalized attention coefficients. in our model, the gat-based graph learning architecture includes two gat layers, activated by a relu function, then followed a global max pooling layer to obtain the graph representation vector. for the first gat layer, multi-headattentions are applied with the number of heads set to 10, and the number of output features set to the number of input features. the number of output features of the second gat is set to 128. the graph isomorphism network (gin) [38] is newer method that supposedly achieves maximum discriminative power among graph neural networks. specifically, gin [20, 21] . we compare 4 graph neural network variants: gin [38] , gat [37] , gcn [36] , and combined gat-gcn [37, 36] . italics: best for baseline models, bold: better than baselines. where is either a learnable parameter or a fixed scalar, x is the node feature vector, and b(i) is the set of nodes neighboring i. in our model, the gin-based graph neural net consists of five gin layers, each followed by a batch normalization layer. finally, a global max pooling layer is added to obtain the graph representation vector. we also investigate a combined gat-gcn model. here, the graph neural network begins with a gat layer that takes the graph as input, then passes a convolved feature matrix to the subsequent gcn layer. each layer is activated by a relu function. the final graph representation vector is then computed by concatenating the global max pooling and global mean pooling layers from the gcn layer output. to compare our model with the state-of-the-art deepdta [20] and widedta [21] models, we use the same datasets from the [20, 21] benchmarks: davis contains the binding affinities for all pairs of 72 drugs and 442 targets, measured as k d constants and ranging from 5.0 to 10.8 [39] . [20, 21] . we compare 4 graph neural network variants: gin [38] , gat [37] , gcn [36] , and combined gat-gcn [37, 36] . italics: best for baseline models, bold: better than baselines. kiba contains the binding affinities for 2,116 drugs and 229 targets, measured as kiba scores and ranging from 0.0 to 17.2 [40] . to make the comparison as fair as possible, we use the same set of training and testing examples from [20, 21] , as well as the same performance metrics: mean square error (mse, the smaller the better) and concordance index (ci, the larger the better). for all baseline methods, we report the performance metrics as originally published in [20, 21] . the hyper-parameters used for our experiments are summarized in table 3 . the hyper-parameters were not tuned, but chosen a priori based on our past modelling experience. the activation of nodes within layers of a deep neural network are called latent variables, and can be analyzed directly to understand how a model's performance relates to domain knowledge [41] . we obtained the 128 latent variables from the graph neural network layer, and analyzed them directly through a redundancy analysis. this multivariable statistical method allows us to measure the percent of the total variance within the latent variables that can be explained by an external data source. in our case, the external data source is a matrix of 38 molecular joelib features/descriptors [42] for each drug (available from chemmine tools [43] ). we also compare the value of the principal components from these latent variables with the per-drug test set error. here, the per-drug (or per-protein) error refers to the median of the absolute error between the predicted dta and the ground-truth dta for all test set pairs containing that drug (or that protein). for these analyses, we focus on the gin model [38] (because of its superior performance) and the kiba dataset [40] (because of its larger drug catalog). 3.1 graphical models outperform the state-of-the-art table 1 compares the performance of 4 variant graphdta models with the existing baseline models for the davis dataset. here, all 4 variants had the lowest mse. the best variant had an mse of 0.229 which is 14.0% lower than the best baseline of 0.261. the improvement is less obvious according to the ci metric, where only 2 of the 4 variants had the highest ci. the best ci for a baseline model was 0.886. by comparison, the gat and gin models achieved a ci of 0.892 and 0.893, respectively. table 2 compares the performance of the graphdta models with the existing baseline models for the kiba dataset. here, 3 of the 4 variants had the lowest mse and the highest ci, including gin, gcn, and gat-gcn. of note, the best mse here is 0.139, which is 28.8% lower than the best baseline of 0.179. of all variants tested, gin is the only one that had the best performance for both datasets and for both performance measures. for this reason, we focus on the gin in all post-hoc statistical analyses. a graph neural network works by abstracting the molecular graph of each drug into a new feature vector of latent variables. in our model, there are 128 latent variables which together characterise the structural properties of the drug. since the latent variables are learned during the dta prediction task, we assume that they represent graphical features that contribute meaningfully to dta. unfortunately, it is not straightforward to determine the molecular substructures to which each latent variable corresponds. however, we can regress [42] . the blue dots represent drugs, the green dots represent latent variables (the 6 furthest from origin are labelled), and the arrows represent molecular descriptors (the 5 longest are labelled). the right panel of the figure shows the activation of two latent variables plotted against the number of aliphatic oh groups in that drug. these results suggest that the graph convolutional network can abstract known molecular descriptors without any prior knowledge. here, we see that the errors are not distributed evenly across the drugs. it is harder to predict the target affinities for some drugs than others. the learned latent space with a matrix of known molecular descriptors to look for overlap. figure 2 shows a redundancy analysis of the 128 latent variables regressed with 38 molecular descriptors [42] (available from chemmine tools [43] ). from this, we find that 20.19% of the latent space is explained by the known descriptors, with the "number of aliphatic oh groups" contributing most to the explained variance. indeed, two latent variables correlate strongly with this descriptor: hidden nodes v58 and v14 both tend to have high activation when the number of aliphatic oh groups is large. this finding provides some insight into how the graphical model might "see" the drugs as a set of molecular sub-structures, though most of the latent space is orthogonal to the known molecular descriptors. although the graphdta model outperforms its competitors, we wanted to know more about why its predictions sometimes failed. for this, we averaged the prediction error for each drug (and each protein), for both the davis and kiba test sets. figures 3 and 4 show the median of the absolute error (mae) for affinity prediction, sorted from smallest to largest. interestingly, we see that a handful of drugs (and a handful of proteins) contribute disproportionately to the overall error. of note, chembl1779202 (an alk inhibitor), chembl1765740 (a pdk1 inhibitor) and the protein csnk1e all had an mae above 2. we examined the latent space with regard to the prediction error, but could here, we see that the errors are not distributed evenly across the proteins. it is harder to predict the target affinities for some proteins than others. not find any obvious pattern that separated hard-to-predict drugs from easy-topredict drugs. the only trend we could find is that the easy-to-predict drugs are more likely to appear as outliers in a pca of the latent space. supplemental figure 1 (https://github.com/thinng/graphdta/blob/master/supplement.pdf) shows the median errors plotted against the first six principal components, where we see that the hard-to-predict drugs usually appear close to the origin. we interpret this to mean that drugs with unique molecular sub-structures are always easy to predict. on the other hand, the hard-to-predict drugs tend to lack unique structures, though this is apparently true for many easy-to-predict drugs too. knowing how a model works and when a model fails can feedback into the research cycle. in the post-hoc statistical analysis of our model, we find that a graph neural network can learn the importance of known molecular descriptors without any prior knowledge. however, most of the learned latent variables remain unexplained by the available descriptors. yet, the model's performance implies that these learned representations are useful in affinity prediction. this suggests that there are both similarities and differences in how machines "see" chemicals versus how human experts see them. understanding this distinction may further improve model performance or reveal new mechanisms behind drugtarget interactions. meanwhile, the distribution of the test set errors suggest that there are "problem drugs" (and "problem proteins") for which prediction is especially difficult. one could action this insight either by collecting more training data for these drugs (or proteins), or by using domain-knowledge to engineer features that complement the molecular graphs. indeed, knowing that the pca outliers are the easiest to predict suggests that some additional feature input may be needed to differentiate between drugs that lack distinct molecular sub-graphs. although 2d graphs contain more information than 1d strings, our model still neglects the stereochemistry of the molecules. future experiments could test whether representing drugs in 3d (or proteins in 2d) further improves model performance. interestingly, under-representation of proteins in the training set does seem to be the reason for the "problem proteins". the supplement 3 shows an analysis of the effect of homologous proteins on test set performance. although we see that test set error varies across clustered protein groups, the training set represents all protein clusters equally well. this suggests that the variation in test set performance is not simply explained by asymmetrical representation of protein groups within the training set. we test graphdta with four graph neural network variants, including gcn, gat, gin, and a combined gat-gcn architecture, for the task of drug-affinity prediction. we benchmark the performance of these models on the davis and kiba datasets. we find graphdta performs well for two separate benchmark datasets and for two key performance metrics. in a post-hoc statistical analysis of our model, we find that graphdta can learn the importance of known molecular descriptors without any prior knowledge. we also examine the model's performance and find that a handful of drugs contribute disproportionately to the total prediction error. although we focus on drug-target affinity prediction, our graphdta model is a generic solution for any similar problem where either data input can be represented as a graph. it may be possible to improve performance further by representing proteins as graphs too, for example by a graph of their 3d structure. however, determining the 3d structure of a target protein is very challenging. we chose to use the primary protein sequence because it is readily available. the use of 1d sequences, instead of 3d structures, also reduces the number of parameters that we need to learn, making it less likely that we over-fit our model to the training data. still, for some problem applications, it may make sense to use structural information, as well as binding site, binding confirmation, and solution environment 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for data integration the drug repurposing hub: a next-generation drug library and information resource an overview of scoring functions used for protein-ligand interactions in molecular docking simboost: a read-across approach for predicting drug-target binding affinities using gradient boosting machines computational-experimental approach to drug-target interaction mapping: a case study on kinase inhibitors learning with multiple pairwise kernels for drug bioactivity prediction dti-cdf: a cascade deep forest model towards the prediction of drugtarget interactions based on hybrid features predicting drug-target interactions using multi-label learning with community detection method (dti-mlcd). biorxiv deepdta: deep drugtarget binding affinity prediction widedta: prediction of drug-target binding affinity linguistic measures of chemical diversity and the 'keywords' of molecular collections prosite, a protein domain database for functional characterization and annotation padme: a deep learning-based framework for drug-target interaction prediction djork-arné clevert, and sepp hochreiter. large-scale comparison of machine learning methods for drug target prediction on chembl graph convolutional neural networks for predicting drug-target interactions chemi-net: a molecular graph convolutional network for accurate drug property prediction convolutional neural network based on smiles representation of compounds for detecting chemical motif molecular graph convolutions: moving beyond fingerprints graph convolutional networks for computational drug development and discovery large-scale learnable graph convolutional networks interpretable drug target prediction using deep neural representation smiles, a chemical language and information system. 1. introduction to methodology and encoding rules deep learning for the life sciences: applying deep learning to genomics rdkit: open-source cheminformatics semi-supervised classification with graph convolutional networks graph attention networks how powerful are graph neural networks? comprehensive analysis of kinase inhibitor selectivity making sense of large-scale kinase inhibitor bioactivity data sets: a comparative and integrative analysis deep in the bowel: highly interpretable neural encoder-decoder networks predict gut metabolites from gut microbiome feature selection for descriptor based classification models. 2. human intestinal absorption (hia) chemmine tools: an online service for analyzing and clustering small molecules key: cord-273941-gu6nnv9d authors: chandran, uma; mehendale, neelay; patil, saniya; chaguturu, rathnam; patwardhan, bhushan title: chapter 5 network pharmacology date: 2017-12-31 journal: innovative approaches in drug discovery doi: 10.1016/b978-0-12-801814-9.00005-2 sha: doc_id: 273941 cord_uid: gu6nnv9d abstract the one-drug/one-target/one-disease approach to drug discovery is presently facing many challenges of safety, efficacy, and sustainability. network biology and polypharmacology approaches gained appreciation recently as methods for omics data integration and multitarget drug development, respectively. the combination of these two approaches created a novel paradigm called network pharmacology (np) that looks at the effect of drugs on both the interactome and the diseasome level. ayurveda, the traditional system of indian medicine, uses intelligent formulations containing multiple ingredients and multiple bioactive compounds; however, the scientific rationale and mechanisms remain largely unexplored. np approaches can serve as a valuable tool for evidence-based ayurveda to understand the medicines’ putative actions, indications, and mechanisms. this chapter discusses np and its potential to explore traditional medicine systems to overcome the drug discovery impasse. drug discovery, the process by which new candidate medications are discovered, initially began with random searching of therapeutic agents from plants, animals, and naturally occurring minerals (burger, 1964) . for this, they depended on the materia medica that was established by medicine men and priests from that era. this was followed by the origin of classical pharmacology in which the desirable therapeutic effects of small molecules were tested on intact cells or whole organisms. later, the advent of human genome sequencing revolutionized the drug discovery process that developed into targetàbased drug discovery, also known as reverse pharmacology. this relies on the hypothesis that the modulation of the activity of a specific protein will have therapeutic effects. the protein that the drug binds to or interacts with is also referred to as a "target." in this reductionist approach, small molecules from a chemical library are screened for their effect on the target's known or predicted function (hacker et al., 2009) . once the small molecule is selected for a particular target, further modifications are carried out at the atomic level to ameliorate the lock-and-key interactions. this one-drug/onetarget/one-therapeutic approach was followed for the last several decades. the information technology revolution at the end of 20th century metamorphosed the drug discovery process as well (clark and pickett, 2000) . advancements in omics technologies during this time were used to develop strategies for different phases of drug research (buriani et al., 2012) . computational power was implemented in the discovery process for predicting a drug-likeness of newly designed or discovered compounds and ligandprotein docking for predicting the binding affinity of a small molecule with a protein three-dimensional structure. in silico tools were developed to predict other pharmacological properties of the drug molecules such as absorption, distribution, metabolism, excretion, and toxicity-abbreviated together as admet (van de waterbeemd and gifford, 2003; clark and grootenhuis, 2002) . the technological advancements triggered discovery efforts in a direction to discover more specific magic bullets that were completely against the holistic approach of traditional medicine. this magic bullet approach is currently in decline phase. the major limitations of this drug discovery approach are side effects and the inability to tackle multifactorial diseases. this is mainly due to the linearity of this approach. during the peak, historical time of drug discovery and development of natural productsàbased drugs had played a significant role due to their superior chemical diversity and safety over synthetic compound libraries (zimmermann et al., 2007) . currently, it is estimated that more than one hundred new, natural productàbased leads are in clinical development (harvey, 2008) . many active compounds (bioactives) from traditional medicine sources could serve as good starting compounds and scaffolds for rational drug design. natural products normally act through modulation of multiple targets rather than a single, highly specific target. but in drug discovery and development, technology was used to synthesize highly specific mono-targeted molecules that mimic the bioactives from natural compounds rather than understanding the rationale behind their synergistic action and developing methods to isolate the bioactives from natural resources. researchers understand that most diseases are due to dysfunction of multiple proteins. thus, it is important to address multiple targets emanating from a syndrome-related, metabolic cascade, so that holistic management can be effectively achieved. therefore, it is necessary to shift the strategy from one that focuses on a single-target, new chemical entity to one of a multiple-target, synergistic, formulation-discovery approach . this tempted the research world to go back and extensively explore natural sources, where modern pharmacology had begun. this renewed research focus indicates the need to rediscover the drug discovery process by integrating traditional knowledge with state-of-the-art technologies (patwardhan, 2014a) . a new discipline called network pharmacology (np) has emerged which attempts to understand drug actions and interactions with multiple targets (hopkins, 2007) . it uses computational power to systematically catalogue the molecular interactions of a drug molecule in a living cell. np appeared as an important tool in understanding the underlying complex relationships between botanical formula and the whole body berger and iyengar, 2009) . it also attempts to discover new drug leads and targets and to repurpose existing drug molecules for different therapeutic conditions by allowing an unbiased investigation of potential target spaces (kibble et al., 2015) . however, these efforts require some guidance for selecting the right type of targets and new scaffolds of drug molecules. traditional knowledge can play a vital role in this process of formulation discovery and repurposing existing drugs. by combining advances in systems biology and np, it might be possible to rationally design the next generation of promiscuous drugs (cho et al., 2012; hopkins, 2008; ellingson et al., 2014) . np analysis not only opens up new therapeutic options, but it also aims to improve the safety and efficacy of existing medications. the postgenomic era witnessed a rapid development of computational biology techniques to analyze and explore existing biological data. the key aim of the postgenomic biomedical research was to systematically catalogue all molecules and their interactions within a living cell. it is essential to understand how these molecules and the interactions among them determine the function of this immensely complex machinery, both in isolation and when surrounded by other cells. this led to the emergence and advancement of network biology, which indicates that cellular networks are governed by universal laws and offer a new conceptual framework that could potentially revolutionize our view of biology and disease pathologies in the 21st century (barabási and oltvai, 2004) . during the first decade of the 21st century, several approaches for biological network construction were put forward that used computational methods, and literature mining especially, to understand the relation between disease phenotypes and genotypes. as a consequence, lmma (literature mining and microarray analysis), a novel approach to reconstructing gene networks by combining literature mining and microarray analysis, was proposed (li et al., 2006; huang and li, 2010) . with this, a global network was first derived using the literatureàbased, cooccurrence method and then refined using microarray data. the lmma biological network approach enables researchers to keep themselves up to date with relevant literature on specialized biological topics and to make sense of the relevant large-scale microarray dataset. also, lmma serves as a useful tool for constructing specific biological network and experimental design. lmmaàlike representations enable a systemic recognition for the specific diseases in the context of complex gene interactions and are helpful for studying the regulation of various complex biological, physiological, and pathological systems. the significance of accumulated-data integration was appreciated by pharmacologists, and they began to look beyond the classic lock-and-key concept as a far more intricate picture of drug action became clear in the postgenomic era. the global mapping of pharmacological space uncovered promiscuity, the specific binding of a chemical to more than one target (paolini et al., 2006) . as there can be multiple keys for a single lock, in the same way, a single key can fit into multiple locks. similarly, a ligand might interact with many targets and a target may accommodate different types of ligands. this is referred to as "polypharmacology." the concept of network biology was used to integrate data from drugbank (re and valentini, 2013) and omim (hamosh et al., 2005) , an online catalog of human genes and genetic disorders to understand the industry trends, the properties of drug targets, and to study how drug targets are related to disease-gene products. in this way, when the first drug-target network was constructed, isolated and bipartite nodes were expected based on the existed one-drug/one-target/onedisease approach. rather, the authors observed a rich network of polypharmacology interactions between drugs and their targets (yildirim et al., 2007 ). an overabundance of "follow-on" drugs that are drugs that target already targeted proteins was observed. this suggested a need to upgrade the singletarget single-drug paradigm, as single-protein single-function relations are limited to accurately describing the reality of cellular processes. advances in systems biology led to the realization that complex diseases cannot be effectively treated by intervention at single proteins. this made the drug researchers accept the concept of polypharmacology which they previously thought as an undesirable property that needs to be removed or reduced to produce clean drugs acting on single-targets. according to network biology, simultaneous modulation of multiple targets is required for modifying phenotypes. developing methods to aid polypharmacology can help to improve efficacy and predict unwanted off-target effects. hopkins (hopkins, 2007 (hopkins, , 2008 observed that network biology and polypharmacology can illuminate the understanding of drug action. he introduced the term "network pharmacology." this distinctive new approach to drug discovery can enable the paradigm shift from highly specific magic bulletàbased drug discovery to multitargeted drug discovery. np has the potential to provide new treatments to multigenic complex diseases and can lead to the development of e-therapeutics where the ligand formulation can be customized for each complex indication under every disease type. this can be expanded in the future and lead to customized and personalized therapeutics. integration of network biology and polypharmacology can tackle two major sources of attrition in drug development such as efficacy and toxicity. also, this integration holds the promise of expanding the current opportunity space for druggable targets. hopkins proposed np as the next paradigm in drug discovery. polypharmacology expands the space in drug discovery approach. hopkins had suggested three strategies to the designers of multitarget therapies: the first was to prescribe multiple individual medications as a multidrug combination cocktail. patient compliance and the danger of drugàdrug interactions would be the expected drawbacks of this method. the second proposition was the development of multicomponent drug formulations. the change in metabolism, bioavailability, and pharmacokinetics of formulation as well as safety would be the major concerns of this approach. the third strategy was to design a single compound with selective polypharmacology. according to hopkins, the third method is advantageous, as it would ease the dosing studies. also, the regulatory barriers for the single compound are fewer compared to a formulation. an excellent example of this is metformin, the first-line drug for type ii diabetes that has been found to have cancerinhibiting properties (leung et al., 2013) . the following years witnessed the application research of np by integrating network biology and polypharmacology. a computational framework, based on a regression model that integrates human proteinàprotein interactions, disease phenotype similarities, and known geneàphenotype associations to capture the complex relationships between phenotypes and genotypes, has been proposed. this was based on the assumption that phenotypically similar diseases are caused by functionally related genes. a tool named cipher (correlating protein interaction network and phenotype network to predict disease genes) has been developed that predicts and prioritizes disease-causing genes (wu et al., 2008) . cipher helps to uncover known disease genes and predict novel susceptibility candidates. another application of this study is to predict a human disease landscape that can be exploited to study the related genes for related phenotypes that will be clustered together in a molecular interaction network. this will facilitate the discovery of disease genes and help to analyze the cooperativity among genes. later, cipher-hit, a hitting-time-based method to measure global closeness between two nodes of a heterogeneous network, was developed (yao et al., 2011) . a phenotypeàgenotype network can be explored using this method for detecting the genes related to a particular phenotype. a net-workàbased gene clustering and extension were used to identify responsive gene modules in a conditionàspecific gene network aimed to provide useful resources to understand physiological responses (gu et al., 2010) . np was also used to develop mirnaàbased biomarkers (lu et al., 2011) . for this, a network of mirna and their targets was constructed and further refined to study the data for specific diseases. this process integrated with literature mining was useful to develop potent mirna markers for diseases. np was also used to develop a drug geneàdisease comodule (zhao and li, 2012) . initially, a drug-disease network was constructed by information gathered from databases followed by the integration of gene data. the gene closeness was studied by developing a mathematical model. this network inferred the association of multiple genes for most of the diseases and target sharing of drugs and diseases. these kinds of networks give insight into new drug-disease associations and their molecular connections. during the progression period of network biology, natural products were gaining importance in the chemical space of drug discovery, as these have been economically designed and synthesized by nature for the benefit of evolution (wetzel et al., 2011) . researchers began analyzing the logic behind traditional medicine systems and devised computational ways to ease the analysis. a comprehensive herbal medicine information system that was developed integrates information of more than 200 anticancer herbal recipes that have been used for the treatment of different types of cancer in the clinic, 900 individual ingredients, and 8500 small organic molecules isolated from herbal medicines (fang et al., 2005) . this system, which was developed using an oracle database and internet technology, facilitates and promotes scientific research in herbal medicine. this was followed by the development of many databases that serve as a source of botanical information and a powerful tool that provides a bridge between traditional medicines and modern molecular biology. these kinds of databases and tools made the researchers conceive the idea of np of botanicals and their formulations to understand the underlying mechanisms of traditional medicines. we refer to such networks as "ethnopharmacological networks" and the technique as "network ethnopharmacology (nep)" (patwardhan and chandran, 2015) . shao li pioneered this endeavor and proposed this network as a tool to explain the zheng (syndrome of traditional chinese medicine (tcm)) and the multiple-targets' mechanism of tcm (li, 2007) . li et al. tried to provide a molecular basis for 1000-year-old concept of zheng using a neuro-endocrine-immune (nei) network . zheng is the basic unit and key concept in tcm theory. it is also used as a guideline in disease classification in tcm. the hot (hans zheng in mandarin) and cold (re zheng) are the two statuses of zheng which therapeutically directs the use of herbs in tcm. chinese herbs are classified as hotàcooling and are used to remedy hot zheng and coldàwarming herbs that are used to remedy cold zheng. according to the authors, hormones may be related to hot zheng, immune factors may be related to cold zheng, and they may be interconnected by neurotransmitters. this study provides a methodical approach to understand tcm within the framework of modern science. later they reconstructed the nei network by adding multilayer information including data available on the kegg database related to signal transduction, metabolic pathways, proteinàprotein interactions, transcription factor, and micro rna regulations. they also connected drugs and diseases through multilayered interactions. the study of cold zheng emphasized its relation to energy metabolism, which is tightly correlated with the genes of neurotransmitters, hormones, and cytokines in the nei interaction network ma et al., 2010) . another database, tcmgenedit, provides information about tcms, genes, diseases, tcm effects, and tcm ingredients mined from a vast amount of biomedical literature. this would facilitate clinical research and elucidate the possible therapeutic mechanisms of tcms and gene regulations (fang et al., 2008) . to study the combination rule of tcm formulae, an herb network was created using 3865 collaterals-related formulae . they developed a distance-based, mutual-information model (dmim) to uncover the combination rule. dmim uses mutual-information entropy and "between herb distance" to measure the tendency of two herbs to form an herb pair. they experimentally evaluated the combination of a few herbs for angiogenesis. understanding the combination rule of herbs in formulae will help the modernization of traditional medicine and also help to develop a new formulae based on the current requirement. a network targetàbased paradigm was proposed for the first time to understand the synergistic combinations , and an algorithm termed "nims" (network tar-getàbased identification of a multicomponent synergy) was also developed. this was a step that facilitated the development of multicomponent therapeutics using traditional wisdom. an innovative way to study the molecular mechanism of tcm was proposed during this time by integrating the tcm experimental data with microarray gene expression data (wen et al., 2011) . as a demonstrative example, si-wu-tang's formula was studied. rather than uncovering the molecular mechanism of action, this method would help to identify new health benefits of tcms. the initial years of the second decade of the 21st century witnessed the network ethnopharmacological exploration of tcm formulations. the scope of this new area attracted scientists, and they hoped nep could provide insight into multicompound drug discoveries that could help overcome the current impasse in drug discovery (patwardhan, 2014b; . nep was used to study the antiinflammatory mechanism of qingfei xiaoyan, a tcm . the predicted results were used to design experiments and analyze the data. experimental confirmation of the predicted results provides an effective strategy for the study of traditional medicines. the potential of tcm formulations as multiple compound drug candidates has been studied using tcm formulations based np. tcm formulations studied in this way are listed in table 5 .1. construction of a database containing 19,7201 natural product structures, followed by their docking to 332 target proteins of fda-approved drugs, shows the amount of space shared in the chemical space between natural products and fda drugs (gu et al., 2013a) . molecular-docking technique plays a major role in np. the interaction of bioactives with molecular targets can be analyzed by this technique. molecular dockingàbased nep can be a useful tool to computationally elucidate the combinatorial effects of traditional medicine to intervene disease networks (gu et al., 2013c ). an approach that combines np and pharmacokinetics has been proposed to study the material basis of tcm formulations (pei et al., 2013) . this can be extrapolated to study other traditional medicine formulations as well. in cancer research, numerous natural products have been demonstrated to have anticancer potential. natural products are gaining attraction in anticancer research, as they show a favorable profile in terms of absorption and metabolism in the body with low toxicity. in a study all of the known bioactives were docked for their property to interact with 104 cancer targets (luo et al., 2014) . it was inferred that many bioactives are targeting multiple ejiao slurry regulates cancer cell differentiation, growth, proliferation, and apoptosis, and shows an adjuvant therapeutic effect that enriches the blood and increases immunity xu et al. (2014b) xiao-chaihu decoction and da chaihu-decoction xchd treats diseases accompanying symptoms of alternating fever and chills, no desire for food or drink, and dry pharynx, while dchd treats those with symptoms of fullness, pain in abdomen, and constipation. dragon's blood used in colitis and acts through interaction with 26 putative targets xu et al. (2014a) protein targets and thus are linked to many types of cancers. np coupled to sophisticated spectroscopical analysis such as ultra-performance liquid chromatographyàelectrospray, ionizationàtandem mass spectroscopy (uplc-esi-ms/ms) is a useful approach to study the absolute molecular mechanism of action of botanical formulations based on their constituent bioactives (xu et al., 2014a) . bioactiveàtarget analysis has shown that some of the botanical formulations are more effective than their corresponding marketed drugàtarget interactions . this indicates the potential of np to better understand the power of botanical formulations and to develop efficient and economical treatment options. the holistic approach of botanical formulations can be better explained by np. a study has reported this property by exemplifying a tcm formulation against viral infectious disease . not only does the formulation target the proteins in the viral infection cycle, but it also regulates the proteins of the host defense system; thus, it acts in a very distinctive manner. this unique property of formulations is highly efficient for strengthening the broad and nonspecific antipathogenic actions. thus, network-based, multitarget drugs can be developed by testing the efficacy of the formulation, identifying, and isolating the major bioactives and redeveloping a multicomponent therapeutic using the major bioactives based on synergism (leung et al., 2013) . np also serves to document and analyze the clinical prescriptions of traditional medicine practitioners . a traditional medicine network that links bioactives to clinical symptoms through targets and diseases is a novel way to explore the basic principles of traditional medicines (luo et al., 2015) . the network-based approaches provide a systematic platform for the study of multicomponent traditional medicine and has applications for its beneficial modernization. this platform not only recovers traditional knowledge, but it also provide new findings that can be used for resolving current problems in the drug industry . this section explains a handful of ethnopharmacological networks that were developed to understand the scientific rationale of traditional medicine. dragon's blood (db) tablets, which are made of resins from dracaena spp., daemonorops spp., croton spp., and pterocarpus spp., is an effective tcm for the treatment of colitis. in a study, an np-based approach was adopted to provide new insights relating to the active constituents and molecular mechanisms underlying the effects of db (xu et al., 2014a) . the constituent chemicals of the formulation were identified using an ultraperformance liquid chromatography-electrospray ionization-tandem mass spectrometry method. the known targets of those identified 48 compounds were mined from literature and putative targets that were predicted with the help of computational tools. the compounds were further screened for bioavailability followed by the systematic analysis of the known and putative targets for colitis. the network evaluation revealed the mechanism of action of db bioactives for colitis through the modulation of the proteins of the nod-like receptor signaling pathway (fig. 5.1) . the antioxidant mechanism of zhi-zi-da-huang decoction as an approach to treat alcohol liver disease was elucidated using np an and feng, 2015 ). an endothelial cell proliferation assay was performed for an antiangiogenic alkaloid, sinomenine, to validate the network targetàbased identification of multicomponent synergy (nims) predictions. the study was aimed at evaluating the synergistic relationship between different pairs of therapeutics, and sinomenine was found to have a maximum inhibition rate with matrine, both through the network and in vitro studies. the discovery of bioactives and elucidation of the mechanism of action of the herbal formulae, qing-luo-yin and the liu-wei-di-huang pill, using np, has given insight to the design validation experiments that accelerated the process of drug discovery . validation experiments based on the network findings regarding cold zheng and hot zheng on a rat model of collagenàinduced arthritis showed that the cold zhengàoriented herbs tend to affect the hub nodes in the cold zheng network, and the hot zheng-oriented herbs tend to affect the hub nodes in the hot zheng network . np was used to explain the addition and subtraction theory of tcm. two decoctions: xiao chaihu and da chaihu were studied using np approach to investigate this theory. according to the addition and subtraction theory, the addition or removal of one or more ingredients from a traditional formulation resulted in a modified formula that plays a vital role in individualized medicine. compounds from additive herbs were observed to be more efficient on diseaseàassociated targets (fig. 5.2) . these additive compounds were found to act on 93 diseases through 65 drug targets (li et al., 2014a) . experimental verification of the antithrombotic network of fufang xueshuantong (fxst) capsule was done through in vivo studies on lipopoly-saccharideàinduced disseminated intravascular coagulation (dic) rat model. it was successfully shown that fxst significantly improves the activation of the coagulation system through 41 targets from four herbs (sheng et al., 2014) . np analysis of the bushenhuoxue formula showed that six components-rhein, tanshinone iia, curcumin, quercetin and calycosin-acted through 62 targets for the treatment of chronic kidney disease. these predictions were validated using unilateral ureteral obstruction models, and it was observed that even though the individual botanicals showed a significant decrease in creatinine levels, the combination showed lower blood creatinine and urea nitrogen levels (shi et al., 2014) . the antidiabetic effects of ge-gen-qin-lian decoction were investigated using an insulin secretion assay, and an insulinàresistance model using 13 of the 19 ingredients showed antidiabetic activity using np studies (li et al., 2014b) . to confirm the predictions of the network of liu-wei-di-huang pill, four proteins-pparg, rara, ccr2, and esr1-that denote different functions and are targeted by different groups of ingredients were chosen. the interactions between various bioactives and their effect on the expression of the proteins showed that the np approach can accurately predict these interactions, giving hints regarding the mechanism of action of the compounds (liang et al., 2014) . experimental results confirmed that the 30 core ingredients in modified simiaowan, obtained through network analysis, significantly increased huvec viability and attenuated the expression of icam-1 and proved to be effective in gout treatment (zhao et al., 2015) . the role of anthraquinone and flavanols (catechin and epicatechin) in the therapeutic potential of rhubarb in renal interstitial fibrosis was examined using network analysis and by conventional assessment involving serum biochemistry, histopathological, and immunohistochemical assays (xiang et al., 2015) . in silico analysis and experimental validation demonstrated that compound 11/12 of fructus schisandrae chinensis targets gba3/shbg . np is a valuable method to study the synergistic effects of bioactives of traditional medicine formulation. this was experimentally shown on the sendeng-4 formulation for rheumatoid arthritis (fig. 5.3 ). data and network analysis have shown that the formulation acts synergistically through nine categories of targets (zi and yu, 2015) . another network that studied three botanicals, salviae miltiorrhizae, ligusticum chuanxiong, and panax notoginseng for coronary artery disease (cad), displayed their mode of action through 67 targets, out of which 13 are common among the botanicals (fig. 5.4) . these common targets are associated with thrombosis, dyslipidemia, vasoconstriction, and inflammation . this gives insight to how these botanicals are managing cad. another approach using np is the construction of networks based on experimental data followed by literature mining. this method is very effective for large space data analysis, which will help to derive the mechanism of action of the formulation. a network of qishenyiqi formulation having cardioprotective effects, constructed based on the microarray data and the published literature, showed that 9 main compounds were found to act through 16 pathways, out of which 9 are immune and inflammation-related (li et al., 2014c) . the mechanism of action for the bushen zhuanggu formulation was proposed based on lc-ms/ms standardization, pharmacokinetic analysis, and np (pei et al., 2013) . the efficacy of shenmai injection was evaluated using a rat model of myocardial infarction, genome-wide transcriptomic experiment, and then followed by a np analysis. the overall trends in the ejection fraction and fractional shortening were consistent with the networkàrecovery index (nri) from the network . in order to develop an ethnopharmacological network, exploring the existing databases to gather information regarding bioactives and targets is the first step. further information such as target-related diseases, tissue distribution and pathways are also to be collected depending on the type of study that is going to be undertaken. the universal natural products database (unpd) (gu et al., 2013a ) is one of the major databases that provides bioactives information. other databases that provide information regarding bioactives include cvdhd (gu et al., 2013b) , tcmsp (ru et al., 2014) , tcm@taiwan (sanderson, 2011) , supernatural (banerjee et al., 2015) , and dr. dukes's phytochemical and ethnobotanical database (duke and beckstrom-sternberg, 1994) . the molecular structures of bioactives are usually stored as "sd" files and chemical information as smiles and inchkeys in these databases. any of these file formats can be used as inputs to identify the targets in protein information databases. binding database or "binding db" (liu et al., 2007) and chembl (bento et al., 2014) are databases for predicting target proteins. binding db searches the exact or similar compounds in the database and retrieves the target information of those compounds. the similarity search gives the structurally similar compounds with respect to the degree of similarity as scores to the queried structure. the information regarding both annotated and predicted targets can be collected in this way. this database is connected to numerous databases, and these connections can be used to extract further information regarding the targets. the important databases linked to binding db are uniprot (bairoch et al., 2005) , which gives information related to proteins and genes; reactome, a curated pathway database (croft et al., 2011) ; and the kyoto encyclopedia of genes and genomes (kegg), a knowledge base for systematic analysis of gene functions and pathways (ogata et al., 1999) . therapeutic targets database (ttd) (zhu et al., 2012) gives fully referenced information of targeted diseases of proteins, their pathway information, and the corresponding drug directed to each target. disease and gene annotation (dga), a database that provides a comprehensive and integrative annotation of human genes in disease networks, is useful in identifying the disease type that each indication belongs to (peng et al., 2013) . the human protein atlas (hpa) database (pontén et al., 2011) is an open database showing the spatial distribution of proteins in 44 different normal human tissues. the information of the distribution of proteins in tissues can be gathered from hpa. the database also gives information regarding subcellular localization and protein class. an overall review of the methods to implement np for herbs and herbal formulations is also available, including a systematic review of the databases that one could use for the same (kibble et al., 2015; lagunin et al., 2014) . integration of knowledge bases helps data gathering for network pharmacological studies, and its knowledge base shows the inter-relationships among these databases (fig. 5 .5) . the counts of entities, such as bioactives, targets, and diseases, can vary based on the knowledge bases that are relied on for data collection. an integration of knowledge bases can overcome this limitation. another factor that affects the counts of these entities is the time frame for data collection. this change occurs due to the ongoing, periodic updates of the databases. a network is the schematic representation of the interaction among various entities called nodes. in pharmacological networks, the nodes include bioactives, targets, tissue, tissue types, disease, disease types, and pathways. these nodes are connected by lines termed edges, which represent the relationship between them (morris et al., 2012) . building a network involves two opposite approaches: a bottom-up approach on the basis of established biological knowledge and a top-down approach starting with the statistical analysis of available data. at a more detailed level, there are several ways to build and illustrate a biological network. perhaps the most versatile and general way is the de novo assembly of a network from direct experimental or computational interactions, e.g., chemical/gene/protein screens. networks encompassing biologically relevant nodes (genes, proteins, metabolites), their connections (biochemical and regulatory), and modules (pathways and functional units) give an authentic idea of the real biological phenomena (xu and qu, 2011) . cytoscape, a java-based open source software platform (shannon et al., 2003) , is a useful tool for visualizing molecular interaction networks and integrating them with any type of attribute data. in addition to the basic set of features for data integration, analysis, and visualization, additional features are available in the form of apps, including network and molecular profiling analysis and links with other databases. in addition to cytoscape, a number of visualization tools are available. visual network pharmacology (vnp) , which is specially designed to visualize the complex relationships among diseases, targets, and drugs, mainly contains three functional modules: drug-centric, target-centric, and disease-centric vnp. this disease-target-drug database documents known connections among diseases, targets, and the usfda-approved drugs. users can search the database using disease, target, or drug name strings; chemical structures and substructures; or protein sequence similarity, and then obtain an online interactive network view of the retrieved records. in the obtained network view, each node is a disease, target, or drug, and each edge is a known connection between two of them. the connectivity map, or the cmap tool, allows the user to compare gene-expression profiles. the similarities or differences in the signature transcriptional expression profile and the small molecule transcriptional response profile may lead to the discovery of the mode of action of the small molecule. the response profile is also compared to response profiles of drugs in the cmap database with respect to the similarity of transcriptional responses. a network is constructed and the drugs that appear closest to the small molecule are selected to have better insight into the mode of action. other software, such as gephi, an exploration platform for networks and complex systems, and cell illustrator, a java-based tool specialized in biological processes and systems, can also be used for building networks . ayurveda, the indian traditional medicine, offers many sophisticated formulations that have been used for hundreds of years. the traditional knowledge digital library (tkdl, http://www.tkdl.res.in) contains more than 36,000 classical ayurveda formulations. approximately 100 of these are popularly used at the community level and also as over-the-counter products. some of these drugs continue to be used as home remedies for preventive and primary health care in india. until recently, no research was carried out to explore ayurvedic wisdom using np despite ayurveda holding a rich knowledge of traditional medicine equal to or greater than tcm. our group examined the use of np to study ayurvedic formulations with the wellknown ayurvedic formulation triphala as a demonstrable example (chandran et al., 2015a, b) . in this chapter, we demonstrate the application of np in understanding and exploring the traditional wisdom with triphala as a model. triphala is one of the most popular and widely used ayurvedic formulations. triphala contains fruits of three myrobalans: emblica officinalis (eo; amalaki) also known as phyllanthus emblica; terminalia bellerica (tb; vibhitaka); and terminalia chebula (tc; haritaki). triphala is the drug of choice for the treatment of several diseases, especially those of metabolism, dental, and skin conditions, and treatment of cancer (baliga, 2010) . it has a very good effect on the health of heart, skin, eyes, and helps to delay degenerative changes, such as cataracts (gupta et al., 2010) . triphala can be used as an inexpensive and nontoxic natural product for the prevention and treatment of diseases where vascular endothelial growth factor aàinduced angiogenesis is involved . the presence of numerous polyphenolic compounds empowers it with a broad antimicrobial spectrum (sharma, 2015) . triphala is a constituent of about 1500 ayurveda formulations and it can be used for several diseases. triphala combats degenerative and metabolic disorders possibly through lipid peroxide inhibition and free radical scavenging (sabu and kuttan, 2002) . in a phase i clinical trial on healthy volunteers, immunostimulatory effects of triphala on cytotoxic t cells and natural killer cells have been reported (phetkate et al., 2012) . triphala is shown to induce apoptosis in tumor cells of the human pancreas, in both in vitro and in vivo models (shi et al., 2008) . although the anticancer properties of triphala have been studied, the exact mechanism of action is still not known. the beneficial role of triphala in disease management of proliferative vitreoretinopathy has also been reported (sivasankar et al., 2015) . one of the key ingredients of triphala is amalaki. some studies have already shown the beneficial effect of amalaki rasayana to suppress neurodegeneration in fly models of huntington's and alzheimer's diseases (dwivedi et al., 2012 (dwivedi et al., , 2013 . triphala is an effective medicine to balance all three dosha. it is considered as a good rejuvenator rasayana, which facilitates nourishment to all tissues, or dhatu. here we demonstrate the multidimensional properties of triphala using human proteome, diseasome, and microbial proteome targeting networks. the botanicals of triphala-eo, tb, and tc-contain 114, 25, and 63 bioactives, respectively, according to unpd data collected during june 2015. of these, a few bioactives are common among the three botanicals. thus, triphala formulation as a whole contains 177 bioactives. out of these, 36 bioactives were score-1, based on binding db search carried out during june 2015. eo, tb, and tc contain 20, 4, and 20 score-1 bioactives, respectively ( fig. 5.6 ). the score-1 bioactives that are common among three plants are chebulanin, ellagic acid, gallussaeure, 1,6-digalloyl-beta-d-glucopiranoside, methyl gallate, and tannic acid. this bioactive information is the basic step toward constructing human proteome and microbial proteome targeting networks. thirty-six score-1 bioactives of triphala are shown to interact with 60 human protein targets in 112 combinations (fig. 5.7) . quercetin, ellagic acid, 1,2,3,4,6-pentagalloylglucose and 1,2,3,6-tetrakis-(o-galloyl)-beta-d-glucose are the four bioactives that interact with the maximum number of targets: 21, 16, and 7, respectively. the other major bioactives that have multitargeting property include catechin; epicatechin; gallocatechin; kaempferol; and trans-3,3',4',5,7-pentahydroxylflavane. the major protein targets of triphala include alkaline phosphatase (alpl); carbonic anhydrase 7 (ca7); coagulation factor x (f10), dna repair protein rad51 homolog 1 (rad51); gstm1 protein (gstm1); beta-secretase 1 (bace1); plasminogen activator inhibitor 1 (serpine1), prothrombin (f2); regulator of g-protein signaling (rgs) 4, 7, and 8, tissue-type plasminogen activator (plat); and tyrosineprotein phosphatase nonreceptor type 2 (ptpn2). the 60 targets of triphala are associated with 24 disease types, which include 130 disease indications (fig. 5.8) . the major disease types in which triphala targets are associated include cancers, cardiovascular diseases, nervous system diseases, and metabolic diseases. analysis of existing data indicates that targets of triphala bioactives are involved in the 40 different types of cancers making it the largest group of diseases, involving triphala targets. this linkage is through the interaction of 25 bioactives and 27 target proteins in 46 different bioactiveàtarget combinations. the types of cancers which are networked by triphala include pancreatic, prostate, breast, lung, colorectal and gastric cancers, tumors, and more. quercetin, ellagic acid, prodelphinidin a1, and 1,2,3-benzenetriol are the important bioactives; and rad51, bace1, f2, mmp2, igf1r, and egfr are the important targets that play a role in cancer. triphala shows links to 18 indications of cardiovascular diseases through 12 bioactives and 11 targets. the cardiovascular diseases that are covered in the triphala network include atherosclerosis, myocardial ischemia, infarction, cerebral vasospasm, thrombosis, and hypertension. the bioactives playing a major role in cardiovascular diseases are quercetin, 1,2,3,4,6-pentagalloyoglucose, 1,2,3,6-tetrakis-(o-galloyl)-beta-d-glucose, bellericagenin a1, and prodelphinidin a1, whereas the targets playing an important role are serpine1, f10, f2, and fabp4. triphala's network to nervous system disorders contains 13 diseases in which the significant ones are alzheimer's disease, parkinson's disease, diabetic neuropathy, and retinopathy. in this subnetwork, 14 bioactives interact with 11 targets through 21 different interactions. quercetin, 1,2,3,4,6-pentagalloyoglucose, 1,2,3,6-tetrakis-(o-galloyl)-beta-d-glucose, and epigallocatechin-3-gallate are the most networked bioactives whereas the most networked targets are bace1, serpine1, plat, aldr, ca2. the association of triphala with metabolic disorders is determined by six bioactives that interact with seven targets. the major metabolic diseases come in this link are obesity, diabetic complications, noninsulin-dependent diabetes, hypercholesterolemia, hyperlipidemia, and more. the bioactives having more interactions with targets are ellagic acid, quercetin, and bellericagenin a1, whereas the highly networked targets are igf1r, fabp5, aldr, and akr1b1. triphala bioactives are also linked to targets of other diseases comprising autoimmune diseases, ulcerative colitis, mccuneàalbright syndrome, psoriasis, gout, osteoarthritis, endometriosis, lung fibrosis, glomerulonephritis, and more. the proteome-targeting network of triphala, thus, shows its ability to synergistically modulate 60 targets that are associated with 130 disease indications. this data is generated with the available information that included only one-fifth of the total number of bioactives. further logical analysis and experimental studies based on the network result are needed to explore the in-depth mechanism of action of triphala. for researchers in this area, these kind of networks can give an immense amount of information that can be developed further to reveal the real mystery behind the actions of traditional medicine. triphala is also referred to as a "tridoshic rasayana," as it balances the three constitutional elements of life. it tonifies the gastrointestinal tract, improves digestion, and is known to exhibit antiviral, antibacterial, antifungal, and antiallergic properties (sharma, 2015; amala and jeyaraj, 2014; sumathi and parvathi, 2010) . triphala mashi (mashi: black ash) was found to have nonspecific antimicrobial activity, as it showed a dose-dependent inhibition of gram-positive and gram-negative bacteria (biradar et al., 2008) . hydroalcoholic, aqueous, and ether extracts of the three fruits of triphala were reported to show antibacterial activity against uropathogens with a maximum drug efficacy recorded by the alcoholic extract (bag et al., 2013; prasad et al., 2009) . the methanolic extract of triphala showed the presence of 10 active compounds using gc-ms and also showed potent antibacterial and antifungal activity (amala and jeyaraj, 2014) . triphala has been well studied for its antimicrobial activity against gram-positive bacteria, gram-negative bacteria, fungal species, and different strains of salmonella typhi (amala and jeyaraj, 2014; sumathi and parvathi, 2010; gautam et al., 2012; srikumar et al., 2007) . triphala showed significant antimicrobial activity against enterococcus faecalis and streptococcus mutans grown on tooth substrate thereby making it a suitable agent for prevention of dental plaque (prabhakar et al., 2010 (prabhakar et al., , 2014 . the application of triphala in commercial antimicrobial agents has been explored. a significant reduction in the colony forming units of oral streptococci was observed after 6% triphala was incorporated in a mouthwash formulation (srinagesh et al., 2012 ). an ointment prepared from triphala (10% (w/w)) showed significant antibacterial and wound healing activity in rats infected with staphylococcus aureus, pseudomonas aeruginosa, and streptococcus pyogenes (kumar et al., 2008) . the antiinfective network of triphala sheds light on the efficacy of the formulation in the simultaneous targeting of multiple microorganisms. also, this network provides information regarding some novel bioactiveàtarget combinations that can be explored to combat the problem of multidrug resistance. among the bioactives of triphala, 24 score-1 bioactives target microbial proteins of 22 microorganisms. the botanicals of triphala-eo, tb, and tccontain 19, 3, and 8 score1 bioactives respectively which showed interactions with microbial proteins. they act through modulation of 35 targets which are associated with diseases such as leishmaniasis, malaria, tuberculosis, hepatitis c, acquired immunodeficiency syndrome (aids), cervical cancer, candidiasis, luminous vibriosis, yersiniosis, skin and respiratory infections, severe acute respiratory syndrome (sars), avian viral infection, bacteremia, sleeping sickness, and anthrax ( fig. 5.9 ). the microorganisms captured in the triphala antiinfective network includes candida albicans, hepatitis c virus, human immunodeficiency virus 1, human papillomavirus type 16, human sars coronavirus leishmania amazonensis, mycobacterium tuberculosis, staphylococcus aureus, plasmodium falciparum, and yersinia enterocolitica. in mycobacterium tuberculosis, dtdp-4-dehydrorhamnose 3,5-epimerase rmlc is one of the four enzymes involved in the synthesis of dtdp-l-rhamnose, a precursor of l-rhamnose (giraud et al., 2000) . the network shows that triphala has the potential to modulate the protein through four bioactives such as punicalins, terflavin b, 4-o-(s)-flavogallonyl-6-o-galloylbeta-d-glucopyranose, and 4,6-o-(s,s)-gallagyl-alpha/beta-d-glucopyranose. research on new therapeutics that target the mycobacterial cell wall is in progress. rhamnosyl residues play a structural role in the mycobacterial cell wall by acting as a linker connecting arabinogalactin polymer to peptidoglycan and are not found in humans, which gives them a degree of therapeutic potential (ma et al., 2001) . triphala can be considered in this line to develop novel antimycobacterial drugs. the network shows the potential of gallussaeure and 3-galloylgallic acid to modulate human immunodeficiency virus type 1 reverse transcriptase. inhibition of human immunodeficiency virus at the initial stage itself is crucial and thus, targeting human immunodeficiency virus type 1 reverse transcriptase, at the preinitiation stage is considered to be an effective therapy. protein e6 of human papillomavirus 16 (hpv16) prevents apoptosis of figure 5.9 the microbial proteomeàtargeting network of triphala. dark green verus are the botanicals of triphala and oval green nodes are the score1 bioactives. targets, diseases, and microorganisms are represented by blue diamond nodes, red triangle nodes, and pink octagon nodes, respectively. infected cells by binding to fadd and caspase 8 and hence being targeted for development of antiviral drugs (yuan et al., 2012) . kaempferol of triphala is found to target protein e6 of hpv16, which is a potential mechanism to control the replication of the virus. the network also shows triphala's potential to act on plasmodium falciparum. enoyl-acyl carrier protein reductase (enr) has been investigated as an attractive target due to its important role in membrane construction and energy production in plasmodium falciparum (nicola et al., 2007) while the parasite interacts with human erythrocyte spectrin and other membrane proteins through protein m18 aspartyl aminopeptidase (lauterbach and coetzer, 2008) . trans-3,3',4',5,7-pentahydroxylflavane, epigallocatechin, and epicatechin can modulate both while epigallocatechin 3-gallate can regulate enoyl-acyl carrier protein reductase and, quercetin and vanillic acid can act on m18 aspartyl aminopeptidase. epigallocatechin 3-gallate can also target 3-oxoacyl-acyl-carrier protein reductase which is a potent therapeutic target because of its role in type ii fatty acid synthase pathway of plasmodium falciparum (karmodiya and surolia, 2006) . epigallocatechin 3-gallate and quercetin are the bioactives that have shown maximum antimicrobial targets interaction. while epigallocatechin 3-gallate shows interaction with 3-oxoacyl-(acyl-carrier protein) reductase, cpg dna methylase, enoyl-acyl-carrier protein reductase, glucose-6phosphate 1-dehydrogenase, hepatitis c virus serine protease, ns3/ns4a and yoph of plasmodium falciparum, saccharomyces cerevisiae, and spiroplasma monobiae; quercetin acts on 3c-like proteinase (3cl-pro), arginase, beta-lactamase ampc, glutathione reductase, m18 aspartyl aminopeptidase, malate dehydrogenase and tyrosine-protein kinase transforming protein fps of escherichia coli, fujinami sarcoma virus, human sars coronavirus (sars-cov), leishmania amazonensis, plasmodium falciparum, saccharomyces cerevisiae, and thermus thermophiles. np has gained impetus as a novel paradigm for drug discovery. this approach using in silico data is fast becoming popular due to its cost efficiency and comparably good predictability. thus, network analysis has various applications and promising future prospects with regard to the process of drug discovery and development. np has proven to be a boon for drug research, and that helps in the revival of traditional knowledge. albeit there are a few limitations of using np for nep studies. this is because the bioactives form the foundation of any traditional medicine network. 2. absorption, distribution, metabolism, excretion, and toxic effects (admet) parameters associated with the bioactives/formulation when they are administered in the form of the medicine need to be considered in order to extrapolate in silico and cheminformatics data to in vitro and in vivo models. in silico tools that offer the prediction of these parameters can be depended on for this. but traditional medicines are generally accompanied by a vehicle for delivery of the medicine. these vehicles, normally various solvents-water, milk, lemon juice, butter, ghee (clarified butter), honey-that alter the solubility of the bioactives, play a role in regulating admet parameters. experimental validation studies are required to evaluate this principle of traditional medicine. 3. target identification usually relies on a single or a few databases due to the limited availability of databases with free access. this can occasionally give incomplete results. also, there may be novel targets waiting to be discovered that could be a part of the mechanism of action of the bioactives. to deal with this discrepancy in the network, multiple databases should be considered for target identification. integration of databases serving similar functions can also be a solution for this problem. in addition to this, experimental validation of the target molecules using proteinàprotein interaction studies or gene expression studies will provide concrete testimony to the network predictions. 4. a number of traditional medicines act through multiple bioactives and targets. synergy in botanical drugs helps to balance out the extreme pharmacological effects that individual bioactives may have. the interactions of bioactives with various target proteins, their absorption into the body after possible enzyme degradation, their transport, and finally their physiological effect are a crucial part of traditional medicine (gilbert and alves, 2003) . however, in vitro assays or in silico tools are unable to give a clear idea as to the complete and exact interactions in a living organism. np is only the cardinal step toward understanding the mechanism of bioactives/formulations. but this gives an overview of the action of traditional medicine which can be used to design in vivo experiments and clinical trials. this saves time and cost of research and inventions. 5. it is observed that formulations are working by simultaneous modulation of multiple targets. this modulation includes activation of some targets and inhibition of other. in order to understand this complex synergistic activity of formulation, investigative studies regarding the interactions of ligands with targets are to be carried out. this can be achieved by implementing high-throughput omics studies based on the network data. network pharmacological analysis presents an immense scope for exploring traditional knowledge to find solutions for the current problems challenging the drug discovery industry. nep can also play a key role in new drug discovery, drug repurposing, and rational formulation discovery. many of the bioactiveàtarget combinations have been experimentally studied. the data synthesis using np provides information regarding the mode of action of traditional medicine formulations, based on their constituent bioactives. this is a kind of reverse approach to deduce the molecular mechanism of action of formulations using modern, integrated technologies. the current network analysis is based on the studies that have been conducted and the literature that is available. hence, the data is inconclusive as a number of studies are still underway and novel data is being generated continuously. despite its limitations, this still is a favorable approach, as it gives insight into the hidden knowledge of our ancient traditional medicine wisdom. np aids the logical analysis of this wisdom that can be utilized to understand the knowledge as well as to invent novel solutions for current pharmacological problems. determination of antibacterial, antifungal, bioactive constituents of triphala by ft-ir and gc-ms analysis antibacterial potential of hydroalcoholic extracts of triphala components against multidrug-resistant uropathogenic bacteria--a preliminary report triphala, ayurvedic formulation for treating and preventing cancer: a review super natural ii--a database of natural products network biology: understanding the cell's functional organization the chembl bioactivity database: an update network analyses in systems pharmacology exploring of antimicrobial activity of triphala mashi-an ayurvedic formulation. evidence-based complement 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traditional medicine that would hopefully get resolved in the future. the major limitations and possible solutions are listed:1. nep currently relies on various databases for literature and bioactive mining. databases, though curated, may show discrepancies due to numerous sources of information, theoretical, and experimental data. moreover, the botanicals that undergo certain preparatory procedures during the formulation of the medicine may have its constituents that have chemically changed due to the procedures; like boiling, acid/ alkali reactions, interactions between the bioactives, etc. a way to navigate around this problem is to make use of modern, high-throughput chemical identification techniques like ultra-performance liquid chromatogra-phyàelectrospray ionizationàtandem mass spectroscopy (uplc-esi-ms/ms). this technique will help to identify the exact bioactives or the chemical constituents of the formulation, and will enrich the subsequent key: cord-203232-1nnqx1g9 authors: canturk, semih; singh, aman; st-amant, patrick; behrmann, jason title: machine-learning driven drug repurposing for covid-19 date: 2020-06-25 journal: nan doi: nan sha: doc_id: 203232 cord_uid: 1nnqx1g9 the integration of machine learning methods into bioinformatics provides particular benefits in identifying how therapeutics effective in one context might have utility in an unknown clinical context or against a novel pathology. we aim to discover the underlying associations between viral proteins and antiviral therapeutics that are effective against them by employing neural network models. using the national center for biotechnology information virus protein database and the drugvirus database, which provides a comprehensive report of broad-spectrum antiviral agents (bsaas) and viruses they inhibit, we trained ann models with virus protein sequences as inputs and antiviral agents deemed safe-in-humans as outputs. model training excluded sars-cov-2 proteins and included only phases ii, iii, iv and approved level drugs. using sequences for sars-cov-2 (the coronavirus that causes covid-19) as inputs to the trained models produces outputs of tentative safe-in-human antiviral candidates for treating covid-19. our results suggest multiple drug candidates, some of which complement recent findings from noteworthy clinical studies. our in-silico approach to drug repurposing has promise in identifying new drug candidates and treatments for other viruses. artificial intelligence (ai) technology is a recent addition to bioinformatics that shows much promise in streamlining the discovery of pharmacologically active compounds [1] . machine learning (ml) provides particular benefits in identifying how drugs effective in one context might have utility in an unknown clinical context or against a novel pathology [2] . the application of ml in biomedical research provides new means to conduct exploratory studies and high-throughput analyses using information already available. in addition to deriving more value from past research, researchers can develop ml tools in relatively short periods of time. past research now provides a sizable bank of information concerning drug-biomolecule interactions. using drug repurposing as an example, we can now train predictive algorithms to identify patterns in how antiviral compounds bind to proteins from diverse virus species. we aim to train an ml model so that when presented with the proteome of a novel virus, it will suggest antivirals based on the protein segments present in the proteome. the final output from the model is a best-fit prediction as to which known antivirals are likely to associate with those familiar protein segments. these benefits are of particular interest for the current covid-19 health crisis. the novelty of sars-cov-2 requires that we execute health interventions based on past observations. grappling with an unforeseen pandemic with no known treatments or vaccines, the potential for rapid innovation from ml is of utmost significance. the ability to conduct complex analyses with ml enables us to research insights quickly that can help steer us in the right direction for future studies likely to produce fruitful results. we present here multiple models that produced a number of antiviral candidates for treating covid-19. out of our 12 top predicted drugs, 6 of them have shown positive results in recent findings based on cell culture results and clinical trials. these promising antivirals are lopinavir, ritonavir, ribavirin [3] , cyclosporine, [4] , rapamycin [5] , and nitazoxanide [6] . for the 7 other predicted drugs, further research is needed to evaluate their effectiveness against sars-cov-2. we used two main data sources for this study. the first database was the drugvirus database [7] ; drugvirus provides a database of broad-spectrum antiviral agents (bsaas) and the associated viruses they inhibit. the database covers 83 viruses and 126 compounds, and provides information on the status as antiviral of each compound-virus pair. these statuses fall into eight categories representing the progressive drug trial phases: cell cultures/co-cultures, primary cells/ organoids, animal model, phases i-iv and approved. see appendix a for a more intuitive pivot table view of the database. the second database is the national center for biotechnology information (ncbi) virus portal [8] ; as of april 2020, this database provides approximately 2.8 million amino-acid and 2 million nucleotide sequences from viruses with humans as hosts. each row of this database contains an amino acid sequence specimen from a study, as well as metadata that includes the associated virus species. in our work, we considered sequences only from the 83 virus species in the drugvirus database or their subspecies in order to be able to merge the two data sources successfully. we also constrained ourselves to amino-acid sequences only in the current iteration. the main reasons for this are two-fold: 1. amino-acid sequences are essentially derived from the dna sequences, which may encode overlapping information on different levels. in somewhat simplified terms, amino-acid sequences are the outputs of a layer of preprocessing on genetic material (in the form of dna/rna). 2. nucleotide triplets (codons) map to amino-acids, making amino-acid sequences much shorter and easier to extract features both in preprocessing and in the machine learning methods themselves. shorter sequences also mean the ml pipeline will be more resource-efficient, i.e. easier to train. the amino-acids were downloaded as three datasets: hiv types 1 & 2 (1, 192 ,754 sequences), influenza types a, b & c (644,483 sequences), and the "main" dataset for all other types including sars-cov-2 (785,624 sequences). each dataset came with two components. the "sequence" component is composed on accession ids and the amino-acid sequence itself, while the "metadata" component includes all other data (e.g. virus species, date specimen was taken, an identifier of the related study) as well as the accession id to enable merging the two components. the amount of research with a focus on influenza and hiv naturally lead to these viruses comprising most of the samples. in our experiments, we have excluded these viruses, and have worked only with dataset #3, though the other datasets can be integrated into the main one during the class balancing process, an idea we will discuss in section 4, future work. the first step of the preparation phase was to merge the "sequence" and "metadata" components into a single ncbi dataset based on sequence ids. afterwards, we mapped the "species" column in this main dataset to the virus name column in the drugvirus database. this step was required as these two columns that denote the virus species in the respective datasets did not match due to subspecies present in the sequence dataset and alternative naming of some viruses. afterwards, we processed the drugvirus dataset to a format suitable for merging with the ncbi data frame. every row of the drugvirus dataset consists of a single drug-virus pairing and their respective interaction/drug trial phase, meaning any given drug and virus appeared in multiple rows of the dataset. we derived a new drugvirus dataset that functioned as a dictionary where each unique virus was a key, and the interactions with antivirals encoded as a multi-label binary vector (1 if viable antiviral according to the original dataset, 0 if not) of length 126 (the number of antivirals) which corresponded to the value. we came up with three "versions" depending on how we decided an antiviral was a viable candidate to inhibit a virus. the criteria depended on drug trial phases: 1. in the first version, any interaction between a drug-virus pair is designated by a 1. this means drugs that did not go past cell cultures/co-cultures or primary cells/organoids testing are still considered viable candidates. 2. this second version expands upon the first stemming from our discovery that an attained trial phase in the database does not necessarily mean previous phases were also listed in the database. for example, we found that for a given virus, a given drug had undergone phase iii testing, designated by a 1, but phase i & ii were listed as 0s. this undermined our assumption that drug trials are hierarchical; though, in reality this is usually the case. this can be caused by missing data reporting or possibly skipped phases. we proceeded with the hierarchy assumption, and extended the database in (1) to account for the previous phases. this meant that in this second version, an approved drug will have all phases designated with 1s, for example. keeping track of the 8 phases meant that the size of the database also grew by 8. 3. in the third version, we considered a drug-virus pair as viable only if it has attained phase ii or further drug trials, signifying some success with human trials have been observed. in the results presented in section 3, our training database was based on this third version of the drugvirus database. the full dataset was then generated by merging this "new" version of the drugvirus dataset with the ncbi dataset. we then generated two versions of this full dataset: one that consists of all sars-cov-2 sequences and one that consists of all other viruses available. this enabled us to compare how successful our models are in a case when they have not been trained on the virus species at all and have to detect peptide substructures in the sequences to suggest antivirals. a sample of this final database (with some columns excluded for brevity) is available in appendix b. upon inspection of the data, we found that there were replete of duplicate or extremely similar virus sequences. to reduce this exploitability and pose a more challenging problem, we removed the duplicate sequences that belonged to the same species and had the exact same length. this reduced the size of the dataset by approximately 98%. the counts for each virus species before and after dropping duplicate viruses is available in appendix c1 and c2. our main database also contained a class imbalance in the number of times certain virus species appeared in the database. we oversampled rare viruses (e.g., west nile virus: 175 sequences) and excluded the very rare species which compose less than 0.5% of the available unique samples in the dataset (e.g., andes virus: 4 sequences), and undersampled the common viruses (e.g., hepatitis c: 16,040 sequences). this produced a more modest database of 30,479 amino acid sequences, with each virus having samples in the 400-900 range (see appendix c3). we kept the size of the dataset small both to enable easier model training and validation in early iterations and to handle data imbalance more smoothly. the class imbalance problem also presented itself in the antiviral compounds. even with balanced virus classes, the number of times each drug occurred within the dataset varied, simply because some drugs apply to more viruses than others. to alleviate this, we computed class weights for each drug, which we then provided to the models in training. this enabled a fairer assessment and a more varied distribution of antivirals in predicted outputs. the final step of data processing involved generating the training and validation sets. we split the data in two different ways, resulting in two different experiments (see section 2.3, experiment setup for the full experiment pipeline). experiment i is based on a standard, randomized an 80% training/20% validation split on the main dataset. for experiment ii, we split the data on virus species, meaning the models were forced to predict drugs for a species that it was not trained on, and have to detect peptide substructures in the amino-acid sequences to suggest drugs. in this setup we also guaranteed that the sars-cov-2 sequences were always in the test set, in addition to three other viruses randomly picked from the dataset. we used a variant of this setup that trains on all virus sequences except sars-cov-2 and is validated on sars-cov-2 only to generate the results presented in section 3. a growing number of studies demonstrate the success of using artificial neural networks (ann) in evaluating biological sequences in drug repositioning and repurposing [9] [10] . previous work on training neural networks on nucleotide or amino-acid sequences have been successful with recurrent models such as gated recurrent units (gru), long short-term memory networks (lstm) and bidirectional lstms (bilstm), as well as 1d convolutions and 2d convolutional neural networks (cnn) [11] [12] . we have therefore focused on these network architectures, and conducted our experiments with an lstm with 1d convolutions and bidirectional layers as well as a cnn. the network architectures are explained briefly below. lstm and 1d convolutions for the lstm, a character-level tokenizer was used to encode the fasta sequences into vectors consumable by the network. the sequences were then padded with zeros or cut off to a fixed length 500 to maintain a fixed input size. the network architecture consisted of an embedding layer, followed by 1d convolution and bidirectional lstm layers (each followed by maxpooling), and two fully connected layers. a more detailed architecture diagram is available in appendix d. convolutional neural network (cnn) for the cnn, the input features were one-hot encoded based on the fasta alphabet/charset, which assisted in interpretability when examining the 2d input arrays as images. the inputs are also fixed at a length of 500, resulting in 500 x 28 images, where 28 is the number of elements in the fasta charset. the network architecture consists of four 2d convolutions with filter sizes of 1x28, 2x28, 3x28 and 5x28 respectively, which are maxpooled, concatenated and passed through a fully connected layer. a more detailed architecture diagram is available in appendix e. the experiments were run on a computer with an 2.7 ghz intel broadwell cpu (61 gb ram) and nvidia k80 gpu (12 gb) . both models completed a 20-epoch experiment in 60-90 minutes. one to three training and evaluation runs were made for each setup during model and hyperparameter selections, and ten training and evaluation runs were done to produce the average metrics in section 3. the experiments start by determining the model to use and apply the appropriate preprocessing steps mentioned in section 2.2. we then proceed with determining the dataset to train and validate on. this part of the experiment setup is more extensively covered in section 2.1.4, train/test splitting. we used binary cross entropy (bce) loss, adam optimizer, precision, recall and f1-score as metrics since accuracy tends to be an unreliable metric given the class imbalance and the sparse nature of our outputs. after training and validation, predictions were done on the validation set and the results were post-processed for interpretability. in post-processing, we applied a threshold to the sigmoid function outputs of the neural network, where we assigned each drug a probability of being a potential antiviral for a given amino acid sequence. after experimenting with different values, we settled on a threshold value of 0.2. postprocessing outputs a list of drugs that were selected along with the respective probabilities for the drugs being "effective" against the virus with the given amino acid sequence. for other hyperparameters involved as well as information on hyperparameter tuning, see appendix f. here we present the results for the two experiments described in section 2.1.4, train/test splitting. the figures and tables presented in this section are based on the lstm and cnn architectures described in section 2.2, which were trained on 128 batch size and 0.01 and 0.001 learning rates respectively for 20 epochs with an adam optimizer. in the regular setup, we performed an 80%/20% train-test split on our data of 30,479 sequences. the metrics for the best set of hyperparameters (based on validation set f1-score) for both the cnn and lstm architectures respectively are presented in table 1 . similarly, plots for the same set of models and hyperparameters over 20 epochs are presented in figures 1 and 2 . our models handled the task successfully, achieving 0.958 f1-score in a multi-label multi-class problem setting. this means that the models were able to match the virus species with the sequence substructures and appropriately assign the inhibiting antivirals with accuracy. these satisfactory results led to us implementing experiment ii. in experiment ii, the models predicted antiviral drugs for virus species they haven't been trained on. this meant the models were not able to recommend drugs by "recognizing" the virus from the sequence and therefore had to rely only on peptide substructures in the sequences to assign drugs. in the results presented below, the test set consists of sars-cov-2, herpes simplex virus 1, human astrovirus and ebola virus, whose sequences were removed from the training set. we see here that the cnn (and the lstm) had issues with convergence, and the accuracies are clearly below their counterparts in the regular setup, though this is certainly expected. we now turn to the actual predictions on the sequences and attempt to interpret them. upon examination of drug predictions for herpes simplex virus 1 (hsv-1), however, we see that our cnn was in fact quite successful. in table 3 and table 4 , count represents how many times each drug was flagged as potentially effective for hsv-1 sequences, and mean probability denotes the average confidence predicted over all instances of the drug. a sample of the outputs where these metrics are derived from is available in appendix g. antivirals used for phase ii and further trials for hsv-1 are highlighted in bold, meaning all six drugs in the database that are used for phase ii and further trials are predicted by our model. three of the top five predictions are approved antivirals for hsv-1 and the only remaining one is predicted 11th among 126 antivirals. this high level of accuracy is remarkable given that our model has not been trained on hsv-1 sequences. predictions for sars-cov-2 with some variation between the two, both the lstm (table 4a ) and the cnn (table 4b) seem to converge on a number of drugs: ritonavir, lopinavir (both phase iii for mers-cov), tilorone (approved for mers-cov) and brincidofovir are in the top five candidates in both, while valacyclovir, ganciclovir, rapamycin and cidofovir rank high up in both lists. most of the remaining drugs are present in both lists as well. the lstm is more conservative in its predictions than the cnn, and the overall counts for sars-cov-2 are significantly lower than for herpes simplex virus 1 for both, pointing a comparable lack of confidence on the models' part in predicting sars-cov-2 sequences. a further step we took for the sars-cov-2 sequences was visualizing the layer activations in the zetane engine to validate that the model was processing the data at a fine-grained level. this was done in similar fashion to a study where integrated gradients were used to generate attributions on a neural network performing molecule classification [13] . the layer activations in both models showed that different antivirals activated different subsequences of a given sequence at the amino acid level, thus validating our approach. the filter activations are available in appendix h. the preliminary results of our experiments show promise and merit further investigation. we note that our ml models predict that some antivirals that show promise as treatments against mers-cov may also be effective against sars-cov-2. these include the broad-spectrum antiviral tilorone [14] and the drug lopinavir [15] , the latter of which is now in phase iv clinical trials to determine its efficacy against covid-19 [16] . such observations suggest with confidence that our models can recognize reliable patterns between particular antivirals and species of viruses containing homologous amino acid sequences in their proteome. additional observations that support our findings have come to light from a study in the lancet published shortly before this article [3] . this open-label, randomized, phase ii trial observed that the combined administration of the drugs interferon beta-1b, lopinavir, ritonavir and ribavirin provides an effective treatment of covid-19 in patients with mild to moderate symptoms. both of our models flagged three of the drugs in that trial (note that interferon was not part of our datasets). in terms of number of occurrences aka count, ritonavir, lopinavir and ribavirin were ranked 4th, 5th and 11th by the lstm, while the cnn model ranked them 3rd, 4th and 10th, respectively. other studies have also focused on the treatment of sars-cov-2 by drugs predicted in our experiments. wang et al. discovered that nitazoxanide (lstm rank 10th, cnn rank 8th) inhibited sars-cov-2 at a low-micromolar concentration [6] . gordon 12th) is known to be effective against diverse coronaviruses [4] . such observations are encouraging. they demonstrate that predictive models may have value in identifying potential therapeutics that merit priority for advanced clinical trials. they also add to growing observations that support using ml to streamline drug discovery. from that perspective, our models suggest that the broad spectrum antiviral tilorone, for instance, may be a top candidate for covid-19 clinical trials in the near future. other candidates highlighted by our results and may merit further studies are brincidofovir, foscarnet, artesunate, cidofovir, valacyclovir and ganciclovir. the antivirals identified here have some discrepancies with emerging research findings as well. for instance, our models did not highlight the widely available anti-parasitic ivermectin. one research study observed that ivermectin could inhibit the replication of sars-cov-2 in vitro [17] . another large-scale drug repositioning survey screened a library of nearly 12,000 drugs and identified six candidate antivirals for sars-cov-2: pikfyve kinase inhibitor apilimod, cysteine protease inhibitors mdl-28170, z lvg chn2, vby-825, and ono 5334, and the ccr1 antagonist mln-3897 [18] . it comes as no surprise that our models did not identify these compounds as our data sources did not contain them. future efforts to strengthen our ml models will thus require us to integrate a growing bank of novel data from emerging research findings into our ml pipeline. in terms of our machine learning models, better feature extraction can improve predictions drastically. this step involves improvements through better data engineering and working with domain experts who are familiar with applied bioinformatics to better understand the nature of our data and find ways to improve our data processing pipeline. some proposals for future work that could strengthen the performance of our machine learning process are as follows: 1. deeper interaction with domain experts and further lab testing would lead to a better understanding of the antivirals and the amino-acid sequences they target, leading to building better ml pipelines for drug repurposing. 2. better handling of duplicates can improve the quality of data available. the current approach (which is based on species and sequence length) can be improved through using string similarity measures such as dice coefficient, cosine similarity, levenshtein distance etc. 3. influenza and hiv datasets should be integrated into the data generation and processing pipeline to enhance available data. 4. vectorizers can be used to extract features as n-grams (small sequences of chars), which has attained success in similar problems [19] . other unsupervised learning methods such as singular value decomposition also may be applicable to our study [20] . we hope that the machine learning approaches and pipelines developed here may provide longterm benefit to public health. the fact that our results show much promise in streamlining drug discovery for sars-cov-2 motivates us to adapt our current models so we can conduct identical drug repurposing assessments for other known viruses. moreover, experimental data suggests that our approaches are generalizable to other viruses (see the hsv-1 example in section 3.2, experiment ii) -we are therefore confident that we could adapt our models to conduct equivalent studies during the next outbreak of a novel virus. this also means our methods can be used to repurpose existing drugs in order to find more potent treatments for known viruses. the direct beneficiaries of our findings are members of the clinical research community. using relatively few resources, ml-guided drug repurposing technology can help prioritize clinical investigations and streamline drug discovery. in addition to reducing costs and expediting clinical innovation, such efficiency gains may reduce the number of clinical trials -and thus human subjects used in risky research -needed to find effective treatments (this pertains to the ethical imperative to avoid harm when possible). also of importance is that in-silico analyses using machine learning provide yet another means to employ past research findings in new investigations. ml-guided drug repurposing thus provides means to obtain further value from knowledge on-hand; maximizing value in this case is laudable on many fronts, especially in terms of providing maximum benefit from publicly-funded research. the negative consequences that could arise should our models fail appear limited but are noteworthy nonetheless. note that our models aim to only indicate possible therapeutics that merit further clinical investigation in order to prove any antiviral activity against sars-cov-2. should our models fail by recommending spurious treatments, these incorrect predictions may divert limited time and resources towards frivolous investigations. it should also be noted that our methods aim to primarily work as guidance for medical experts, and not as a be-all-end-all solution. and any incorrect inferences made by our models are bound to be detected early by medical experts. communicating any machine-learning predictions of tentative antiviral drugs from this study requires much caution. the current pandemic continues to demonstrate how fear, misinformation and a lack of knowledge about a novel communicable disease can encourage counterproductive health-seeking behaviour amongst the public. soon after the coronavirus became a widely understood threat, the internet was awash in false -sometimes downright harmful -information about preventing and treating covid-19. included within this misleading health information were premature claims by some prominent government officials that therapeutics like chloroquine and hydroxychloroquine might hold promise as a repurposed drug for covid-19. such unfounded advice caused avoidable poisonings from people self-medicating with chloroquine. subsequent clinical investigations demonstrated no notable benefit and potential adverse reactions to chloroquine when used to treat covid-19. such unfortunate events remind us that preliminary findings may be misinterpreted as conclusive treatments or as evidence to support inconclusive health claims. the hyperparameters tested in our experiments are presented in section f it is certainly possible to improve the accuracies of our experiments by conducting a vaster coverage of the loss landscape through more extensive training (e.g. running longer experiments with smaller learning rates on more complex network architectures), especially for results in experiment ii. however, due to performance constraints, the scope of hyperparameter tuning as well as the ann architectures experimented on are relatively constrained as we focused on the methodology as opposed to optimal performance in this study. it should be noted that much improvement is possible in this front, as pointed out in discussion and future work. additional notes regarding our observations during hyperparameter tuning are presented below. â�¢ for the threshold, we wanted to predict eagerly, i.e. we considered false negatives more costly errors than false positives. a high threshold would mean the outputs would be composed only of the antivirals our models are very confident about per amino acid sequence. this we deem undesirable, as while we do hope these outputs narrow the scope of antivirals to focus on, over-restricting could prevent antivirals that are predicted frequently yet with low probability be detected. a low threshold such as 0.2 filtered the number of antivirals sufficiently, but also left enough breathing room for the domain experts to draw their own conclusions on a per-drug basis. â�¢ while a larger sequence length cutoff was possible and not detrimental to the results, we deemed 500 a suitable trade-off in terms of performance versus accuracy, as many sequences do not reach lengths in the thousands to begin with. â�¢ as mentioned, the number of epochs trained could be increased, as we did not see dramatic signs of overfitting at 20 epochs or further. however, a flattening of the metrics were evident around 20 epochs with the hyperparameters listed, which therefore was selected a suitable stopping point. table 10 : a section of sample outputs for amino acid sequences and their associated antivirals. post-processing outputs a list of drugs that were selected along with the respective probabilities of the drugs being "effective" against the virus with the given amino acid sequence. survey of machine learning techniques in drug discovery drug repositioning: a machine-learning approach through data integration triple combination of interferon beta-1b, lopinavir-ritonavir, and ribavirin in the treatment of patients admitted to hospital with covid-19: an open-label, randomised, phase 2 trial cyclosporin a inhibits the replication of diverse coronaviruses a sars-cov-2 protein interaction map reveals targets for drug repurposing remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro discovery and development of safe-in-man broad-spectrum antiviral agents ncbi viral genomes resource drug repurposing using deep embeddings of gene expression profiles deepdr: a network-based deep learning approach to in silico drug repositioning protein family classification with neural networks deepsf: deep convolutional neural network for mapping protein sequences to folds using attribution to decode binding mechanism in neural network models for chemistry tilorone: a broad-spectrum antiviral invented in the usa and commercialized in russia and beyond a systematic review of lopinavir therapy for sars coronavirus and mers coronavirus-a possible reference for coronavirus disease-19 treatment option corona virus drugs -a brief overview of past, present and future the fda-approved drug ivermectin inhibits the replication of sars-cov-2 in vitro a large-scale drug repositioning survey for sars-cov-2 antivirals near perfect protein multi-label classification with deep neural networks neural networks for full-scale protein sequence classification: sequence encoding with singular value decomposition we would like to thank the administrators of the drugvirus and the ncbi virus portal for providing the datasets that are central to this study. we appreciate comments on preliminary drafts of this manuscript from dr tariq daouda from the massachusetts general hospital, broad institute, harvard medical school.the authors declare they will not obtain any direct financial benefit from investigating and reporting on any given pharmaceutical compound. the following study is funded by the authors' employer, zetane systems, which produces software for ai technologies implemented in industrial and enterprise contexts. c database profile c.1 virus counts before dropping duplicate sequences key: cord-283956-zgrtux7i authors: amin, sk. abdul; jha, tarun title: fight against novel coronavirus: a perspective of medicinal chemists date: 2020-06-12 journal: eur j med chem doi: 10.1016/j.ejmech.2020.112559 sha: doc_id: 283956 cord_uid: zgrtux7i the ongoing novel coronavirus disease (covid-19) pandemic makes us painfully perceive that our bullet shells are blank so far for fighting against severe human coronavirus (hcov). in spite of vast research work, it is crystal clear that the evident does not warrant the commercial blossoming of anti-hcov drugs. in this circumstance, drug repurposing and/or screening of databases are the only fastest option. this study is an initiative to recapitulate the medicinal chemistry of severe acute respiratory syndrome (sars)-cov-2 (sars-cov-2). the aim is to present an exquisite delineation of the current research from the perspective of a medicinal chemist to allow the rapid development of anti-sars-cov-2 agents. coronaviruses (covs) typically cause mild to severe respiratory and intestinal infections in mammals, including humans [1] [2] . it belongs to the family coronaviridae which comes under the order nidovirales [3] [4] . covs are classified into four genera: alphacoronavirus, betacoronavirus, gammacoronavirus and deltacoronavirus. the first two genera (i.e., alpha-and betacoronavirus mainly infect mammals, whereas, gammacoronaviruses and deltacoronaviruses foul avian species. more than 60 years have passed since the identification of first human cov (hcov) was documented as a respiratory tract modulator [5] [6] . in december 2019, several clusters (epidemiologically associated with a seafood and animal market in wuhan, china) of patients suffering fever, illness, severe respiratory tract infections and pneumonia of unknown origin were reported [7] [8] [9] [10] [11] [12] . this finally leaded to the isolation of a novel coronavirus (2019-ncov) and the disease recently named as covid-19. world health organization (who) already characterized covid-19 as world pandemic [13] . this infection has spread over to 216 countries and territories [14] . before covid-19 outbreak, there were six species of hcovs that were reported for their association with respiratory tract infections ( table 1) . [ table 1 [15] . the seventh strain of hcov is novel coronavirus (2019-ncov aka sars-cov-2) which is taxonomically belongs to the betacoronavirus genre and possesses high nucleotide sequence similarity with sars-cov and mers-cov [16] [17] [18] [19] [20] . sars-cov-2 is a positive-sense single-stranded rna viruses surrounded by an envelope (figure 1 ). sars-cov-2, about 30,000 bp single-stranded rna virus, utilizes host cellular components to accomplish its physiological affairs such as viral entry, the assembly and budding of virions, genomic replication, and protein synthesis, subsequently executes pathological damage to the host [21] [22] [23] . thus, punctuating any juncture of viral life cycle by small molecules, peptides, vaccines or physical elements may potentially gain therapeutic benefit to host. depending on several viral targets (figure 1 ) related to the stages of viral life cycle, novel anti-viral agents may be designed and discovered. nonetheless, different structure-based modeling techniques and numerous ligandbased computational techniques may be fruitful strategy to design newer inhibitors against sars-cov-2 [24] [25] [26] . meanwhile, the hefty menace posed by current outbreak of covid-19, it is obvious that the scientific community is looking for effective drugs within plausible time. the coherent development and well organised strategies remains the only hope to triumph the battle against partially known sars-cov-2. now, repurposing of existing anti-viral drugs based on previous ground work of closely related coronavirus and rapid screening of drug databases is one of the strategic and economic ways to eradicate covid-19 pandemic [27] [28] [29] . the traditional bioinformatics and chemo-informatics approaches readily generated new data into sars-cov-2 research at an explosive pace. considering the severity of the spread of covid-19, this study is in-line with the concept of finding the chemo-types to expedite the process of anti-hcov drug discovery. here, an exquisite picture of the recent research including target-based and biological screening is provided. we includes virtual (in silico) as well as experimental (in vitro) screening approaches in response to sars-cov-2 reported until april 2020. the main aim is to provide the scientific community with an overview of the medicinal chemistry of sars-cov-2 to allow the rapid development of antiviral agents. this work, a part of our rational drug design and discovery [30] [31] [32] [33] [34] [35] [36] , is an initiative to pave the way of anti-sars-cov-2 drug discovery paradigm that could help to facilitate the global efforts to fight against covid-19. the details structural biology of the sars-cov-2 virus is yet to be discovered. it contains a 30,000 bp, single-stranded positive sense rna genome encapsulated within a membrane envelope ( figure 1 ) [37] [38] [39] . it recruits multi-subunit replication machinery [40] . the genome of sars-cov-2 comprises about 30,000 nucleotides with ten open reading frames (orfs). the 3′ terminal regions encodes for several structural proteins including spike (s), membrane envelope (e) and nucleocapsid (n) proteins (figure 1) whereas, the 5′ terminal orf1ab responsible for two viral replicase polyproteins pp1a and pp1b. upon proteolytic cleavage of these two viral replicase polyproteins fabricate sixteen non-structural proteins (nsp) (figure 2 ) [37] . [ table 2 may be placed here] the spike glycoprotein of coronavirus is the main conciliator of entry into the host cells [45] [46] [47] [48] [49] [50] [51] [52] . this spike glycoprotein contains (i) a large ecto-domain, (ii) a single-pass transmembrane anchor, and (iii) a short c-terminal intracellular tail [44] . the ecto-domain consists of a receptor-binding unit s1 and a membrane-fusion s2 stalk. basically, the receptor-binding unit s1 binds to a specific cell surface receptor via its receptor binding domain (rbd), whereas the trimeric s2 fuses the viral membranes and host cell to enable the entry of viral genomes into host cells (figure 2 ). researchers already identified angiotensin converting enzyme 2 (ace2) as a functional receptor for sars-cov [48] [49] [50] [51] . the crowned shaped spike glycoprotein of covs binds directly to ace2 on the host cells surface and plays critically in virus infection. ace2 is expressed widely with conserved primary structures throughout the animal kingdom. ace2 from fish, amphibians, reptiles, birds, to mammals can potentially interact with rbd of sars-cov-2 [44]. therefore, blocking of the rbd and ace2 interaction is an obvious therapeutic intervention to treat diseases caused by covs. specific antibodies or small molecular inhibitors can disrupt the interaction of rbd with ace2. among the set of sixteen non-structural proteins, nsp5 is identified to play a pivotal role in the life cycle of sars-cov-2 replication as well as maturation (figure 2) . being a key component, the nsp5 is termed as main protease (mpro). like other rna viruses, the functional significance of this mpro or chymotrypsin-like protease (3clpro) of sars-cov-2 emerges as an attractive drug target for the development of anti-viral agents. recently, the 3d structure of 3clpro of sars-cov-2 was reported [1] . like other coronaviruses mpro, it also consists of three domains. the domain i (comprising of 8-101 amino acids) and ii rdrp active site is appointing two successive aspartate residues projected from a beta-turn structure making them surface accessible through the nucleotide channel. as configured to sars-cov, the robson [54] performed a preliminary bioinformatics studies to propose a synthetic vaccine and peptidomimetic antagonist against the spike glycoprotein of sars-cov-2. the author employed q-uel language to perform the bioinformatics approach. krsfiedllfnkv was identified as a well conserved sequence motif that corresponds to the known cleavage sites of the sars virus. this sequence motif formed the basis for design of specific synthetic vaccine epitope and peptidomimetic agent [54] . a group of scientists from the cairo university, egypt predicted covid-19 spike binding site to a cell-surface receptor namely glucose regulated protein 78 (grp78) by employing structural bioinformatics in combination with protein-protein docking [55] . notably, the region iv was supposed to be a pivotal driving force for grp78 binding (predicted binding affinity: -9.8 kcal/mol). prediction of this binding site sheds light on the mode of envelope protein recognition by the grp78 substrate-binding domain for future endeavours [55] . in a molecular modeling study to explore potential inhibitors of rna binding to n terminal domain (ntd) of nucleocapsid protein (n protein), sarma et al [56] pointed out two potential hits namely zinc000003118440 and zinc000000146942 (figure 3 ). the authors employed two ntd structures of n proteins namely 2ofz and 1ssk. firstly, a set of diverse compounds from asinex and maybridge library were docked. then 15 compounds for each of the targets were prioritized with significant docking scores. further mm-gbsa binding free energy, pharmacokinetic properties (qikprop), drug-likeness (swissadme) and molecular dynamics (md) studies were performed to screen the compounds. out of these two potential hits, one compound was a theophylline derivative. since theophylline derivative is commonly used as a bronchodilator, hence, the author further screened approved bronchodilators against the n protein 8 rna binding site of covid-19 [56] . the approved bronchodilators showed mm-gbsa binding affinity in the following order: formeterol> terbutaline > ipratropium bromide >tiotropium bromide > theophylline > salbutamol. recently, native or non-native protein-protein interactions (ppis) are emerged as a target for structure-based screening of small molecule. it may be an alternative drug design paradigm which could accelerate anti-viral drug discovery against various pathogens [57] [58] [59] . since the orthostatic/allosteric stabilization of non-native ppis of sars-cov-2 nucleocapsid protein results abnormal protein oligomerizaion and finally leading to loss of viral activity. scientists from national chung hsing university, taiwan acclaimed non-native ppis of n-terminal domain of the mers-cov nucleocapsid protein (mers-cov n-ntd) [60] . they reported a crystal structure of mers-cov n-ntd in a non-native dimeric configuration which turned a target for virtual screening of orthosteric stabilizers from acros and zinc drug databases. this finding provides valuable insight and further motivations into the design of new anti-virals based on stabilizing a non-native protein interaction interface of n protein [60] . gupta and co-workers [61] employed computational techniques to explore the best possible structure of the sars-cov2 e protein present in the pdb database. the author reported that e protein of sars-cov-2 is a pentameric protein comprised of 35 α-helices and 40 loops. near about 8,000 compounds were docked whereas 700 compounds were prioritized with significant affinities or docking scores. the docking study with e protein of sars-cov-2 and phytochemicals like belachinal, macaflavanone e &vibsanol divulged that amino acids such as v25 and f26 play crucially in the binding interactions. the functional behaviour of e protein of sars-cov-2 after 200ns molecular dynamics studies revealed that α-helix and loops of e protein escapades random movement and modulates normal ion channel activity to succour the pathogenesis in human and other vertebrates. unlikely the random manoeuvre of the e protein of sars-cov-2 gets reduced after binding with inhibitors [61] . khan et al [62] pinpointed three fda-approved drugs such as remdesivir, saquinavir and darunavir) and two small molecules (flavone and coumarin derivatives) as possible inhibitors of 3clpro by target-based virtual screening. a number of 8,000 compounds were docked and top 700 primary hits were distinguished by significant affinities or docking scores. then the binding interaction between the active site residue of 3clpro and the selected compounds were extensively scrutinized using the plif module in moe. further, md simulation and binding free energy calculations were recorded to evaluate the dynamic behaviour, stability of protein-ligand contact, and binding affinity of the hit compounds [62] . kandeel and al-nazawi [63] reported statistics of pairwise sequence comparison matrix among the main protease (mpro) of covs. a high pairwise sequence alignment identity (96.08%) was found between sars-cov-2 and sars-cov-1 mpro, whereas only 51.61% identity was exposed for sars-cov-2 and mers-cov mpro. in consequence, the number of amino acid differences between sars-cov-2 and sars-cov-1 mpro was only 12, while it was 153 between sars-cov-2 and mers-cov mpro. an early virtual screening (vs) study of fda approved drugs (retrieved from selleckchem inc.) against the first resolved sars-cov-2 mpro crystal structure (pdb: 6lu7) was performed. that helps the repurposing of already approved drugs to eradicate covid-19 [63] . detailed scanning of the binding mode of these drugs with sars-cov-2 mpro conferred that hydrophobic and hydrogen bonding interactions were the main imperators for binding. interestingly, telbivudine (figure 3) , an anti-hepatitis b virus agent, bind with the sars-cov-2 mpro through hydrogen bond interactions with amino acid residues s49 and q189. moreover, a broad spectrum antiviral agent, ribavirin (figure 3) , interacted with the sars-cov-2 mpro by forming hydrogen bonds with side chain amino acid residue q189 and the backbone amino acid residue t25. ribavirin is officially approved against respiratory syncytial virus (rsv) infection. it is also used in combination with interferon α2b against hepatitis c virus. moreover, it also exhibited potency against sars-cov infection [63] . in a study to distinguish potential active herbs against 2019-ncov, ma et al. leading to viral eradication [52] . in another study, elfiky [67] reported sars-cov-2 rdrp targeted molecular docking study of some anti-polymerase drugs which have been approved for use against various viruses. not surprisingly, ribavirin, remdesivir, sofosbuvir, galidesivir, and tenofovirexhibited promising binding affinity against sars-cov-2 rdrp. these results were also consistence with previous one [52] . guanosine derivative (idx-184), setrobuvir, yak has potential to block the sarscov-2 strain. since these drugs have already passed the adme and toxicity measurements these may be used as a new therapeutic drug candidate against sars-cov-2. lung and co-workers [68] identified theaflavin, a polyphenolic constituent present in black tea, hydrophobic interactions were found to be the driving force in binding. theaflavin formed hydrogen bonds with d452, r553 and r624 of sars-cov-2 rdrp. additionally, a π-cation interaction was found with r553 [68] . calligari et al [69] autodockvina scoring −10.0 kcal/mol) was recognised as the best autodock vina scoring drug. in spite of hcv main protease measure very low identity with the sars-cov-2 homolog (only 7.5%), thus this finding was thunderbolt [69] . therefore, it may be inferred that the similar topology of active site of both proteases was the main driving force in binding of simeprevir. it fitted well into the two hydrophobic pockets fringed the catalytic dyad h41-c145 of sars-cov-2 mpro. it was also fitted into the hydrophobic loop f181-f185. moreover, the binding of simeprevir to sars-cov-2 protease was anchored by three hydrogen bonding interactions with e166, g143 and n142 [69] . in the same article, the homology modelling of sars-cov-2 s protein by the aid of itasser server was done by using sars-cov spike (pdb: 5wrg, 5 × 58, 5xlr) as a template. global pairwise sequence alignment measured that sars-cov-2 s protein shares about 76% of its primary sequence with its homolog in addition an overall similarity of 87%. autodock vina molecular docking of the homology modelled structure of s protein predicted umifenovir (db13609), enfuvirtide (db00109), and pleconaril (db05105) as potential inhibitors [69] . in a study to repurposing existing drugs against current pandemic covid-19, wu et al [70] predicted some potential drugs acting on a certain target or multiple targets of sars-cov-2. bioinformatics based homology modelling was utilised to build possible targets such as viral mpro, plpro, rdrp, helicase, spike, etc. next, these modelled proteins and human relative proteins including human ace2 and type-ii transmembrane serine protease enzymes were forwarded to systematically analyse and screen zinc drug database (zdd) along with database of traditional chinese medicine and natural products and the database of commonly used 78 anti-viral drugs [70] . this study seems to be very interesting due to its deep discussions and vast target predictability. the lead candidates emerged from this study required in vitro and in vivo studies for further conformations. the new drug discovery and development takes more than five to ten years of investigations as well as cost billions of dollars. thus, drug repositioning is the only cheap strategy to respond immediately. fda-approved drugs justify safe alternatives if at least modest anti-sars-cov-2 activity can be achieved. currently, academia and industry personnel are involved in the testing of -(i) approved drugs and/or (ii) drug candidates in clinical trials. the in vitro screenings of fda approved drugs as well as the compounds which are currently under clinical trials phases were well documented [71] [72] [73] [74] [75] [76] [77] and the need for further in vivo testing to facilitate drug discovery efforts against sars-cov-2. nafamostat ( figure 5) is a potent membrane fusion inhibitor of mers-cov [78] . now, it has been found to inhibit the 2019-ncov infection (ec 50 besides, this is agent marketed as an anti-protozoal drug [79] and also reported to possess antiviral against a broad range of viruses [80] . in the same article, wang et al [72] remdesivir have been illustrated few years ago [81] . now, it has been found to effectively block sars-cov-2 infection at low-micromolar concentration [72] . it exhibited half-maximal effective concentration (ec 50 ) of 0.77 μm against 2019-ncov in vero e6 cells with half cytotoxic concentration (cc 50 ) > 100 μm; selectivity index (si) > 129.87). remdesivir also inhibited virus infection in sars-cov-2 sensitive human liver cancer huh-7 cells [72] . a widely-used anti-malarial drug chloroquine (cq, figure 6 ) has been used for more than 70 years [82] , now, found to shows clinical potency against covid-19. [ figure 6 may be placed here] the molecular mechanism of chloroquine against sars-cov is known [83] [84] . very recently, wang et al [72] reported time-of-addition assay that explained the function of cq (ec 50 = 1.13 μm; cc 50 > 100 μm; si > 88.50) at both entry as well as at post-entry stages of the novel corona virus infection in vero e6 cells. the same group of researches further evaluated the in vitro anti-sars-cov-2 effect of hydroxychloroquine (hcq, figure 6 ) sulphate, a derivative of cq, in comparison to cq [73] . hydroxychloroquine sulphate [85] was introduced long before, first synthesized in 1946 [73] . upon introduction of a hydroxyl group into cq resulted in about 40% less toxic agent than cq in animals. both cq and hcq are weak bases and restrict the virus infection by-(i) triggering endosomal ph which is essential for virus/cell fusion and (ii) interfering with the glycosylation of ace2 receptor and spike protein of coronavirus [73] . additionally, both cq and hcq obstructed the sars-cov-2 transport from early endosomes (ees) to endolysosomes (els). interestingly, it exhibited very distinct binding mode than the other covalent or peptidomimetic 3clpro inhibitors [43] . in vitro screening of 48 drugs was screened against hcovs infection [71] . immunofluorescence analysis with an antibody specific for the viral n protein of sars-cov-2 was scored for each drug treated cells. the dose-response curve (drc) was developed after analysing the confocal microscope images of both viral n protein and cell nuclei. remdesivir (sars-cov-2 ic 50 = 11.41 µm), lopinavir (sars-cov-2 ic 50 = 9.12 µm) and chloroquine (sars-cov-2 ic 50 = 7.28 µm) were used as reference drugs. consequently, 24 drugs showed good activities with ic 50 ranges of 0.1 to 10 μm. an anti-helminthic drug, niclosamide, and a corticosteroid used to treat asthma and allergic rhinitis, ciclesonide, emerged as sars-cov-2 inhibitors with ic 50 of 0.28 μm and 4.33 μm, respectively. notably, niclosamide reduces mers-cov replication by inhibiting skp2 activity leading to enhancement in autophagy [86] . thus, a similar mechanism may be introduced by niclosamide to hamper sars-cov-2 infection [71] . zhang et al [87] reported structure-based design, synthesis and activity assessment of α-ketoamides as broad-spectrum inhibitors of coronavirus and enterovirus replication. these showed good inhibitory properties against the isolated proteases, viral replicons, virus-infected huh7 cells. nearequipotency against the enteroviruses, alphacoronaviruses, and betacoronaviruses was observed upon optimization of the p2 substituent of the α-ketoamides. the cyclopentylmethyl and cyclohexylmethyl at the p2 substituent disposed low-micromolar ec 50 values against the three virus genera in cell cultures. compound 11r was found promising against mers-cov in virus-infected huh7 cells [87] . by dint of high similarity among the 3clproteases of coronavirus, it is awaited that compound 11r is expected to display good anti-viral activity against covid-19 in near future. meanwhile, the clinical trial studies of some molecules have been started against covid-19 mainly through drug repurposing [88] ; those are depicted in table 2 . the medicinal chemistry of sars-cov-2 infection is still in its infancy, with target specific lead molecules are yet to identify. this study deals with the information currently available on potential targets for therapeutic invention and screening of new compounds or drug repurposing against sars-cov-2 (figure 8 ). as the 3d structure of the sars-cov-2 3c-like protease bears 96% identity with its ortholog from (sars-cov). interestingly, the residues involved in the catalysis, substrate binding and dimerization of 3clpro are 100% conserved. in addition, the polyprotein pp1ab sequences are highly similar (86% identity). depending upon the alike substrate specificities and high identities, we are of the opinion that the previous progress of specific sars-cov inhibitors development can undertaking a course of action on the design and discovery of inhibitors against sars-cov-2. our group have already explored the structural properties important for sars-cov viral 3clike protease inhibitors [30] . recently in a collaborative work, our research team suggested the implications of naphthyl derivatives against sars-cov-2 plpro enzyme though in-depth ligandreceptor interaction analysis [89] . we have already predicted some in-house glutamine-based molecules to use as a seed for drug design and optimization against plpro of sars-cov-2 [90]. in fact, some other anti-viral drugs can also be taken into consideration. in this regards, target-based vs is one of the most important approaches used for drug repurposing. the computational analyses are not subordinate but are a right choice to enrich the basal knowledge during the long process leading to drug development (figure 8) . until any clear-cut treatment approach is prescribed for covid-19, the use of already approved drugs is only alternative strategy. howbeit, relatively limited computational resource or biased in silico screening may scattered the linearity of drug discovery of novel coronavirus. in the near future, the virtual hits may serve as a promising drug like molecule against sars-cov-2 after details in vitro and in vivo laboratory investigations. moreover, the availability of x-ray crystal structures of the important viral proteins will trigger more exhaustive docking calculation of diverse chemotypes. it is crystal clear that the prevention of covid-19 requires strong and sustainable global collaborative work [91] . data sharing is exigent to fill the knowledge gaps on this global pandemic. further progress of the scientific understanding regarding the structural and molecular biology of sars-cov-2 will legitimate the shape of lead compounds to achieve therapeutic goals. the development of medicinal chemistry through bioinformatics and chemo-informatics studies remains indispensable with a bit of savoir faire. the authors have no conflict of interests. sk. abdul amin is a senior research fellow at department of pharmaceutical technology, jadavpur university, kolkata, india. he is working under the guidance of tarun jha. his research area includes design and synthesis of small molecules with anti-cancer and anti-viral properties, computational chemical biology, and large-scale structure-activity relationship analysis. he has published sixty two research/review articles in different reputed peer-reviewed journals and three book chapters. he enjoys a good conversation on science, regional history, contemporary art and books. tarun jha, a professor at department of pharmaceutical technology, jadavpur university, kolkata, india, has supervised 16 ph.d. students and guided nine research projects funded by different organizations. he has published more than 150 research articles in different reputed peer-reviewed journals. his research area 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computational drug repurposing study molecular docking and dynamics simulation of fda approved drugs with the main protease from 2019 novel coronavirus structural insight into the viral 3clike protease inhibitors: comparative sar/qsar approaches design of aminopeptidase n inhibitors as anti-cancer agents exploration of structural and physicochemical requirements andsearch of virtual hits for aminopeptidase n inhibitors synthesis, anticancer activity, sar and binding mode of interaction studies of substituted pentanoic acids exploring the structural aspects of ureido-amino acid-based apn inhibitors: a validated comparative multi-qsar modelling study histone deacetylase 3 (hdac3) inhibitors as anticancer agents: a review matrix metalloproteinase-9 (mmp-9) and its inhibitors in cancer: a minireview covid-2019: the role of the nsp2 and nsp3 in its pathogenesis structural basis of severe acute respiratory syndrome coronavirus adp-ribose-1''-phosphate dephosphorylation by a conserved domain of nsp3 genomic characterisation and epidemiology of 2019 novel coronavirus: implications for virus origins and receptor binding structure of the rna-dependent rna polymerase from covid-19 virus discovery of baicalin and baicalein as novel, natural product inhibitors of sars-cov-2 3cl protease in vitro structure analysis of the receptor binding of 2019-ncov genomic characterization of a novel sars-cov-2 evolution of the novel coronavirus from the ongoing wuhan outbreak and modeling of its spike protein for risk of human transmission angiotensin-converting enzyme 2 is a functional receptor for the sars coronavirus a highly conserved cryptic epitope in the receptor-binding domains of sars-cov-2 and sars-cov structural basis of receptor recognition by sars-cov-2 structure of the sars-cov-2 spike receptor-binding domain bound to the ace2 receptor functional assessment of cell entry and receptor usage for sars-cov-2 and other lineage b betacoronaviruses anti-hcv, nucleotide inhibitors, repurposing against covid-19 preliminary bioinformatics studies on the design of a synthetic vaccine and a preventative peptidomimetic antagonist against the sars-cov-2 (2019-ncov, covid-19) coronavirus covid-19 spike-host cell receptor grp78 binding site prediction medhib (2020) in-silico homology assisted identification of inhibitor of rna binding against 2019-ncov n-protein (n terminal domain) emerging roles of allosteric modulators in the regulation of protein-protein interactions (ppis): a new paradigm for ppi drug discovery ppi inhibitor and stabilizer development in human diseases site-directed fragment-based screening for the discovery of protein−protein interaction stabilizers structure-based stabilization of non-native protein−protein interactions of coronavirus nucleocapsid proteins in antiviral drug design in-silicoapproaches to detect inhibitors of thehuman severe acute respiratory syndrome coronavirus envelope protein ion channel identification of chymotrypsin-like protease inhibitors of sars-cov-2 via integrated computational approach virtual screening and repurposing of fda approved drugs against covid-19 main protease study on screening potential traditional chinese medicines against 2019-ncov based on mpro and plp rapid identification of potential inhibitors of sars-cov-2 main protease by deep docking of 1.3 billion compounds insilico studies on therapeutic agents for covid-19: drug repurposing approach ribavirin, remdesivir, sofosbuvir, galidesivir, and tenofovir against sars-cov-2 rna dependent rna polymerase (rdrp): a molecular docking study the potential chemical structure of anti-sars-cov-2 rna-dependent rna polymerase molecular investigation of sars-cov-2 proteins and their interactions with antiviral drugs analysis of therapeutic targets for sars-cov-2 and discovery of potential drugs by computational methods identification of antiviral drug candidates against sars-cov-2 from fda-approved drugs remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro hydroxychloroquine, a less toxic derivative of chloroquine, is effective in inhibiting sars-cov-2 infection in vitro fda approved drugs with broad anti-coronaviral activity inhibit sars-cov-2 in vitro the fda-approved drug ivermectin inhibits the replication of sars-cov-2 in vitro teicoplanin potently blocks the cell entry of 2019-ncov in vitro screening of a fda approved chemical library reveals potential inhibitors of sars-cov-2 replication identification of nafamostat as a potent inhibitor of middle east respiratory syndrome coronavirus s protein-mediated membrane fusion using the split-protein-based cell-cell fusion assay nitazoxanide: a new thiazolideantiparasitic agent nitazoxanide: a first-in-class broad-spectrum antiviral agent current knowledge about the antivirals remdesivir (gs-5734) and gs-441524 as therapeutic options for coronaviruses. one health chloroquine: mechanism of drug action and resistance in plasmodium falciparum new insights on the antiviral effects of chloroquine against coronavirus: what to expect for covid-19? chloroquine is a potent inhibitor of sars coronavirus infection and spread current and future use of chloroquine and hydroxychloroquine in infectious, immune, neoplastic, and neurological diseases: a mini-review rein t (2019) skp2 attenuates autophagy through beclin1-ubiquitination and its inhibition reduces mers-coronavirus infection endoribonuclease from sars cov-2. 6vww deposited diffraction resolution: 2.20 å the crystal structure of papainlike protease of sars cov-2 6w9c deposited it is a challenging task to identify effective anti-covid-19 drugs urgently. an exquisite picture of the recent research including target-based and biological screening is provided. experimental screening approaches in response to 2019-ncov is highlighted. it is an initiative from the perspective of a medicinal chemist to provide information about potential targets and drug repurposing against covid-19. the authors have no conflict of interests. key: cord-281561-r10y2sgb authors: tiwari, nidhi; upadhyay, jyoti; nazam ansari, mohd; joshi, rohit title: novel β-coronavirus (sars-cov-2): current and future aspects of pharmacological treatments date: 2020-08-27 journal: saudi pharm j doi: 10.1016/j.jsps.2020.08.015 sha: doc_id: 281561 cord_uid: r10y2sgb the novel coronavirus outbreak has reported to be rapidly spreading across the countries and becomes a foremost community health alarm. at present, no vaccine or specific drug is on hand for the treatment of this infectious disease. this review investigates the drugs, which are being evaluated and found to be effective against ncovid-19 infection. a thorough literature search was performedon the recently published research papers in between january 2020 to may 2020, through various databases like “science direct”, “google scholar”, “pubmed”,“medline”, “web of science”, and “world health organization (who)”. we reviewed and documented the information related with the current and future aspects for the management and cure of covid-19. as of 21st july, 2020 a total of 14,562,550 confirmed cases of coronavirus and 607,781 deaths have been reported world-wide. the main clinical feature of covid-19 ranges from asymptomatic disease to mild lower respiratory tract illness to severe pneumonia, acute lung injury, acute respiratory distress syndrome (ards), multiple organ dysfunction, and death. the drugs at present used in covid-19 patients and ongoing clinical trials focusing on drug repurposing of various therapeutic classes of drug e.g. antiviral, anti-inflammatory and/or immunomodulatory drugs along with adjuvant/supportive care. many drugs on clinical trials shows effective results on preliminary scale and now used currently in patients. adjuvant/ supportive care therapy are used in patients to get the best results in order to minimize the short and long-term complications. however, further studies and clinical trials are needed on large scale of population to reach any firm conclusion in terms of its efficacy and safety. novel-coronavirus (ncovs) is spherical in shape, enveloped with single-stranded rna, and considered as the largest viral . coronaviruses (covs) belongs to group of zoonotic viruses having enormous diversity of animal hosts i.e. birds & humans. the infection caused by cov varies variably and greatly from asymptomatic-symptomatic to severe disease, depending on the species of virus and the host. this virus subdivided into four families: α, β, γ, δ-coronavirus. the γ, δ-covs are mainly infected birds, whereas α, and β-covs largely infected the mammals (yin and wunderink, 2018) . earlier, global spread of two β-coronavirus such as severe acute respiratory syndrome coronavirus (sars-cov), origin from foshan (china) in november 2002 (zhong et al., 2003) and middle east respiratory syndrome coronavirus (mers-cov) occurred in saudi arabia in june 2012 (zaki et al., 2012) . at present, a novel coronavirus (sars-cov-2) reported first case in china (wuhan) on december 2019, later on february 2020, world health organization (who) given named as covid-19 (huids et al., 2020; who, 2020) . it has spread rapidly, affected many countries all over the world and declared by who, as covid-19 emergency/outbreak, a pandemic (dong et al., 2020) . sars-cov-2 is highly infectious and transmittable diseases, highly vulnerable to entire population worldwide via a directly contact with infected person through respiratory droplets (zheng, 2020) . according to recent evidences, this epidemic also known as zoonotic disease, a disease transmitted from animals to humans. several genealogical analyses documented that novel cov considerably identical to the sequence of bat sars-like coronavirus (benvenuto et al., 2020) .the replication and transcription phase of sars-cov-2 starts when virus (host) enters into the cell and interacting with spike proteins (s-protein) present at the surface of target receptor. mainly two target receptors are present within the cell to which virus binds either with angiotensin converting enzyme-2 (ace-2) receptor or with the serine protease tmprss2 (hoffmann et al., 2020) . however, exact mechanism is still unknown and need to investigate whether novel coronavirus employs ace-2 and tmprss2 for the entry into the cytoplasm. novel-coronavirus infection is a community transmission disease, primarily affected person to person, via respiratory droplets (li et al., 2020) . sometimes these droplets can land on objects and surfaces such as tables, doorknobs and handrail. in most of the cases, person can become infect by touching these objects and then touching their eyes, nose and mouth. the most common symptoms are fever, dry cough, tiredness, nasal congestion, sore throat and develop breathlessness. in severe cases patient symptoms can be characterized to organ failure i.e. kidney & respiratory.however, geriatrics population and person with preexisting medical condition (diabetes, hypertension,heart and lung problems) chances are higher for developing symptoms (rawat et al., 2020) . apart from these symptoms this infection can be associated with lymphopenia, interstitial pneumonia and elevated levels of pro-inflammatory cytokines like as interleukins (ils), interferons (ifns), granulocyte-colony stimulating factor (g-csf), tumor necrosis factor (tnf-α), etc. this condition sometimes also called "cytokine storm" can induce patient's death (guo et al., 2020) . currently, only symptomatic treatments are available to minimize the symptoms like self-isolation/quarantine, supplemental oxygen, mechanical ventilation, paracetamol for fever and antibiotics only for hospitalized patients for control bacterial co-infection. till date, there are no vaccines or drug therapy approved by the u.s. food and drug administration (fda) for the treatment of this pandemic virus covid-19 (βcoronavirus). due to varying nature of this virus, development of novel pharmacological treatment takes several years. many scientist or researchers work day and night and trying to focus on drug repurposing, which already are in use in some other conditions for competently control and spread of pandemic situation all over the world (kruse, 2020) . from this review, our aim is to provide a basic overview about currently available drugsand drugs under clinical trial for covid-19 patients. based on many evidences from laboratory, animal and clinical studies,all are focusing on anti-viral, anti-inflammatory and immune-modulators drugs for the treatment of the novel-coronavirus. here, we discussed all currently used treatment, under clinical development and outlook clinical trial for the treatment of covid-19. patients with covid-19 characterized by abnormal in respiration rate (hypoxia), hear rate, fever,irregular neutrophil counts (neutropenia), and higher level of plasma cytokines i.e. interleukins (il-1, il-6, etc.), and tnf-α. all these symptoms are the reason to promote disease severity. sars-cov-2 virus detected in both types i and ii pneumocytes present in the ciliated epithelial cells of nasal, bronchial and bronchiolar mucosae of respiratory system. type i pnemocytes is responsible for gaseous exchange whereas type ii has main role in the production and secretion of surfactants. destruction of both types of pnemocytesis, resulting in hypoxia and alveolar collapse. ace-2 act as a target receptor for the treatment of covid-19 infection, whereas tmprss2 protein, enhance the transmissibility of the virus. increase in the production of leukocytes (neutrophil) leads to the formation of highly reactive oxygen species (ros), and oxidative stress inside alveoli, resulting in the formation of mucus (cough) and alveolar damage. figure 1 describes the potential targets with pathogenesis pathway for broad-spectrum antiviral agents, anti-inflammatory and immuno-modulatory agents in treatment of covid-19. antiviral drugs are beneficial for several infectious diseases such as herpes, hepatitis, hiv, influenza and flu like symptoms (razonable, 2011) . researchers and scientists are endeavoring to find drugs, which are effective in the treatment of covid-19. drug repurposing is widely acceptance at present, because of immediate impact of ncovs outbreak into the society and public health emergency concern (muralidharan et al., 2020) . many drugs that approved by usfda for some other disease conditions are under preclinical and clinical development for the management of covid-19. here, we review and examine all the antiviral drug therapies and its relevance in the treatment of coronavirus as per available pharmacokinetic and pharmacodynamics data of clinical studies. several studies has been documented that antiviral drugs delivered abruptly after beginning of symptoms and continue last up to 14 days (sputum peak around 5-6 days). these drugs minimizing the chances of infection to others by reducing release of virus from the hostand replication into the respiratory secretions of infected person, and diminishrisk of infection by prophylactic targeted treatment (mitja andclotet, 2020) . classification, mechanism of action, adverse effects and therapeutic uses of all antiviral agents (currently used and under clinical development) against covid-19 are shown in table 1 . lopinavir (lpv) and ritonavir (rtv) are effective agents that inhibit the protease activity of coronavirus. lpv and rtv act as an antiretroviral used for the treatment of aids/hiv virus (hiv-1& hiv-2). rtv enhances the plasma concentration of lpv through inhibition of cytochrome p450 (cyp3a)-mediated metabolism of lpv (soliman et al., 2011) . previous studies reported that lpv blocks virus replication in the later stages steps of mers-cov cycle (de wilde et al., 2014) and abate the activity of sars-cov by inhibition of proteinase activity (hurst and faulds, 2000) . in a randomized, controlled and open-label trial involving 199 adults sars-cov2 positive patients, patients were divided into two groups (lpv-rtv treated & standard-care group). there is no remarkable changes were observed in both the groups in terms of improvement and mortality. et al., 2020) . another study reported that, patients were assigned randomly in phase 2-trial and administered 14 days combination of lpv (400mg), rtv (100mg) and ribavirin (400 mg) in every 12h with ifn beta-1b to improve the antiviral response. this combination seems to be better, superior and provides best output to lpv-rtv alone and also diminished the virus desquamation, reduces symptoms of patients, and often promoting discharge of patients in the mild-moderate covid-19 (hung et al., 2020) . another invitro study reported that ribavirin, analogue of guanosine nucleotide having wide spectrum of antiviral activity, used along with lpv/rtv to treat sars-cov-2 viral infection in china (chictr2000029387) . earlier this combination was wellestablished for the treatment of sars-cov infection along with minimal risk of acute respiratory distress syndrome (ards) and mortality rate (chu et al., 2004) . moreover, future clinical studies are needed to check this combination with other antiviral-combination against sars-cov-2. the drug was developed in 2017, for the treatment of ebola and marburg virus infections. rdv is a prodrug of nucleotide (adenosine) analogue and having a broad-spectrum antiviral activity. in body, it is metabolized into active metabolite gs-441524. the antiviral mechanism of rdv is to inhibit rna-dependent rna polymerase (rdrp) enzyme, necessary for virus replication (al-tawfiq et al., 2020) . earlier invitro studies reported that rdv inhibits single stranded rna virus replication such as sars-cov and mers-cov (agostini et al., 2018) .another mouse model study reported that combination of rdv and ifn-beta is better than lpv& rtv for the treatment of mers-cov (sheahan et al., 2020) . currently preclinical study reported that association of rdv & chloroquine is greatly efficient for preventing sars-cov-2 infection . in addition, phase 3 clinical trials conducted in 237 participants to check efficacy and safety of the rdv (loading dose, 200 mg on day 1 only followed by 100 mg maintenance dose, od for 9 days) in covid-19 patients (cao, 2020) . rdv shows promising output in some of the us patients with covid-19 (holshue et al., 2020) . furthermore, beigel et al. reported remdesivir shows possible efficacy better as compared to placebo group in hospitalized patients for the treatment of sars-cov-2 virus. a randomized, doubleblind and placebo-controlled clinical trial has been conducted and the patients received remdesivir i.v. {day1 loading dose ( 200 mg) + daily maintenance dose (100 mg) up to 9 additional days}. patients are assigned randomly and total of, 1063 infected patients are enrolled and divided into two groups, remdesivir group: 541 patients and placebo group: 522 patients. the overall time to recovery rate is better in remdesivir and also lowers infection in respiratory system as compared to placebo. in addition, various evidences suggested serious adverse event i.e acute respiratory failure and sudden death in few patients and strict monitoring is required to manage dose at the time of treatment. from this report, we can conclude antiviral treatment always need supportive care or supplemental oxygen to prevent other negative outcomes (brigel et al., 2020) . recently, hetero pharma company launched covifor vials, brand name of remdesivir, a game-changer drug for treatment of covid-19. this drug is restricted used in patients who already have kidney problems, pregnant and lactating women (https://www.pharmaceutical-technology.com/news/cipla-hetero-remdesivir-covid-19/). hence, further research is requisite to evaluate its pharmacological and pharmacodynamics characteristics against sars-cov-2 virus. favipiravir (avigan) is an antiviral drug, firstly developed by japan in the year 2014, for treatment of influenza virus infections (furuta et al., 2017) . it is a nucleotide (guanine) analogue, & converted into active metabolite by phosphorylation, then inhibits the synthesis of rna (rdrp) and virus mutagenicity (vanderlinden et al., 2016) . it has been documented by invitro study that fpv inhibits sars-cov-2 in vero e6 cell (ec 50 =61.88 μm) (du and chen, 2020 ). an open & controlled study designed to determine the efficacy of fpv (1600mg bd, on day 1 followed by 600 mg bd on 2-14 days) vs lpv/rtv (400mg/100mg bd) along with ifn-α1b, bd) for the treatment of covid-19. preliminary results showed that there is significant difference between viral clearance & chest improvement rate . in india, glenmark is the first company to initiates the phase 3 trials on fpv by enrolled 150 participants, duration of treatment maximum of 14 days and total study duration of an individual maximum upto 28 days, with mild to moderate covid-19 under restricted emergency used. recently, on june 22, 2020 glenmark permitted fpv, under brand name of fabiflu tablets (1800 mg bd on first day followed by 800 mg bd from day 2 to day 14) into the market for treatment of mild to moderate cases of covid-19 patients (baravkar et al., 2020) . umifenovir (arbidol) is a dual-acting direct antiviral/host-targeting agent used as a prophylaxis in the influenza and respiratory infections. a cohort study enrolled 102 adult patients characterized by lymphopenia showed no significant difference in the results obtained between the survival and nonsurvival groups by receiving treatment with antiviral, antibiotic and glucocorticoid therapy. however, there is a significant data and less mortality rate for those patients who receive arbidol . this combination of drug used as an antiretroviral in the treatment of hiv/aids. darunavir is a hiv protease inhibitor and cobicistat enhances the plasma concentrations of darunavir by blocking its metabolism by cyp 450 enzyme (deeks, 2018) . preclinical studies documented that this combination showed beneficial effects in the sars-cov-2 virus infections (lin et al., 2020; omotuyi et al., 2020) . the effectiveness and safety concern of darunavir/cobicistat combination is being evaluated under development of clinical trials phase 3 by enrolling 30 covid-19 patients and estimated completion of study on december 31, 2020. lastly, the primary outcomes measures shows the clearance rate of virological salivation, less throat infections and decreases respiratory secretion at day 7 (time frame: 7 day after first randomization) (lu, 2020) . initially, camostatmesilate and nafamostatare used in postoperative reflux esophagitis and in chronic pancreatitis (uno, 2020) . camostatmesilate andnafamostat, both drugs act on attractive target tmprss2, a serine protease inhibitor and block the entry of the virus into the lung alveolar cells (hoffmann et al., 2020) . recently, camostat mesilate enters into the phase 2 trials by taking 114 participants (administered dose approx. 200 mg for 7 days, tid). the outcomes obtained like changes in covid-19 symptoms (frequency and severity), body temperature and changes entry in sars-cov-2 viral load. ivermectin is a fda approved drug, used as an anti-parasitic and in the treatment of many types of virus infections such as hiv, dengue, influenza and zika (caly et al., 2020) . recent study showed that ivermectin, inhibits the growing of virus in cell culture approximately for 48 hrs. till date, test is only carried out in-vitro, for confirmation, strong clinical trials are needed to evaluate its safety and efficacy in the treatment of covid-19 patients (scavone et al., 2020) .clinical studies of ivermectin in covid-19 patients are underway by enrolling 50 confirmed cases of covid-19, as per hospital protocol. this study is in progress and might be getting its primary outcomes about its safety and clinical efficacy by theend of july 2020 (budhiraj and mishra, 2020) . earlier data about coronavirus (sars & mers) showed, cell infiltration and cytokine storm (cs) leads to acute cell lung injury, adrs and death of many patients (channappanavar and perlman, 2017; chousterman et al., 2017) . recently, covid-19 infection, which is due to sars-cov-2 virus, accompanied by rapid replication of virus and a massive release of cytokine profile as same in other two reported coronavirus sars and mers (teijaro, 2017) . currently, study documented that cytokines like interleukins (il-1b, il-6, il-7, il-9 & il-10); g-csf; ifns; interferon-γ-inducible protein (ip10); monocyte chemoattractant protein (mcp1),tumor necrosis factor (tnfα), vascular endothelial growth factor (vegf), platelet derived growth factors (pdgf)and other pro-inflammatory mediators are increase in covid-19 patients (huang et al., 2020) . another studies reported extensively elevation in the level of il-6 in critically severe poorly in covid-19 infected patients (ruan et al., 2020; zhou et al., 2020) . classification, mechanism of action, adverse effects and therapeutic uses of all anti-inflammatory and immunomodulatory drugs(currently used and under clinical development) against covid-19 are listed in table 2 . it is an anti-malarial and over the counter (otc) drug, activity similar to chloroquine. recently, it was reported that hcqs shortened the time to clinical recovery on the sars-cov-2 patients. due to its interferon blocking property, it has diminished the immune response to a viral infection. this immunomodulatory property makes its useful in autoimmune disorder such as rheumatoid arthritis (ra) and systemic lupus erythematosus (sle). the safety profile of hcq is superior as compared to chloroquine during long term used in covid-19 patients and little concern about drug-drug interactions (yao et al., 2020) . several invitro studies reported cqs/hcqs are used as an effective treatment in sars-cov-2 virus. as they are weak bases and enhance ph of endosomal in host cell organelles, inhibit fusion of autophagosome-lysosome and inactivates enzyme require for replication of virus. they also have a potential to deactivate ace-2 glycosylation, for which coronavirus may enters into the cell (ferner and aronson, 2020) . currently studies showed that hcq administered for 3-6 days, effective in clearing viral nasopharyngeal carriage of sars-cov-2 in most of the covid-macrolide antibacterial drug was shown to be successful in the treatment of zika and ebola viruses by in-vitro studies (madrid et al., 2015; bosseboeuf et al., 2018) . previous studies reported that combination of hcq and azithromycin showed synergistic effect and prevent respiratory tract infections when administered by viral infection patients (bacharier et al., 2015) . recently, world health organisation (who) updated information on 17 june 2020, about safety and efficacy of chloroquine (cqs)/hydroxychloroquine (hcqs) and compared it with standard care treatment for covid-19 patients. the overall outcomes showed that there is no significant difference in case of mortality when compared with standard care treatment. in addition, some reports evaluated hcqs cause's serious adverse effects like prolongation of qt interval, ventricular fibrillation, arrhythmia and sometimes leads to abrupt death. the safety and efficacy assurance for cqs/hcqs, there is necessitate that other clinical studies are needed to be performed and exemplify with safety concern (cochrane, 2020). further, us fda summarized details on july 1 with safety concern, and permitted used of cqs/hcqs is now accessible to take care of patients with covid-19 but some strict monitoring are required while treatment as it shows various heart related problems, blood and lymph disorders, renal injury and hepatic failure (us fda, 2020). interferons are types of cytokines effective in the management of infections & infectious diseases (arnaud, 2002) . it is a broad-spectrum antiviral, antiproliferative & immunomodulatory drug interacting with the toll-like receptors and inhibits viral replication and protein synthesis (uematsu and akira, 2007) . there are three types of ifn (α, β, and γ). ifn-β shows high potent specificity as compared to ifn-α in reducing the replication of mers-cov (hart et al., 2014; shalhoub, 2020) . in human lung tissue (shalhoub, 2020) . further, several future studies are being conducted to determine its efficacy & safety along with other antiviral drug in treatment of covid-19. interleukin plays a major role in the pathogenesis of all three coronavirus sars-cov-1, mers & sars-cov-2 infections (lau et al., 2013) . recent study reported several pro-inflammatory mediators plays a major role in the lung damage such as interleukins (il-2, il-6 etc) and inflammatory markers (d-dimer, ferritin, and c-reactive protein) (conti et al., 2020; kuppalli and rasmussen, 2020) . several ils antagonist drugs are under ongoing trials to check its safety and efficacy against sars-cov-2 viral infections. anakinra is a recombinant il-1 receptor antagonist and may be helpful in covid-19 patients. it prevents the binding of il-1α and il-1β to interleukin-1 receptors, which is used in the treatment of autoimmune disorders (cavalli et al., 2020) . recently, retrospective cohort study showed high dose of anakinra (5 mg/kg, bd,iv) produces beneficial and efficacious effects in 72% covid-19 infected patients associated with ards (cavalli et al., 2020) . in addition, anakinra alleviated hyperinflammation and respiratory distress in sars-cov-2 infected patients (tufan et al., 2020) . another studies reported anakinra (100mg repeated after 6 h, sc for 7 days) administered along with remdesivir (200 mg ld, followed by 100 mg after 4 h, iv for 7 days) used in the treatment of respiratory dysfunction in covid-19 patients (franzetti et al., 2020) . however, several clinical trials in large population are required for confirmation of its efficacy. a human monoclonal antibody particularly targets and neutralizes il-1β thus blocking its binding with il-1 receptors (dhimolea, 2010 these classes of drugs blocks interleukin (il-6) mediated signaling pathways by binding competitively with soluble and membrane bound il-6 receptors (sil-6r and mil-6r). il-6 involved in various physiological process like activation of t-cells, b-cell, hematopoietic cell proliferation and differentiation, hepatic acute-phase protein synthesis initiation and also immunoglobulin secretion (tanaka et al., 2014) . it is a monoclonal antibody, firstly initiates and tested by china to decrease the lung related complications in patients with covid-19. a randomized and retrospective study showed that tocilizumab plays a beneficial role as an adjunctive therapy in covid-19 patients. preliminary data proved that percentage of lymphocyte, concentration of crp, and computed-tomography clarity changes and reduces the hospitalization duration of these patients (xu et al., 2020) . at present, three clinical trials are under advancement to assess its safety and efficacy alone or in combination with some other drugs by taking 1500 participants with sars-cov-2 infection (barrett, 2020; de paris, 2020; regeneron pharmaceuticals, 2020 infected patients (henriksen, 2020) . it is a humanized recombinant igg1 anti-cd6 monoclonal antibody, used for the treatment of moderate to severe plaque psoriasis, rheumatoid arthriris and autoimmune disorders (saavedra et al., 2020) . intially, it was developed by biocon in bengaluru and approved in 2013 in psoriatic patients. recently, biocon repositioning the drug into patients with moderate to severe covid-19 associated with cytokine release syndrome (crs) and acute respiratory distress syndrome (ards). in addition, drug controller general of india (dcgi) allowed use of alzumab (25mg/5ml injection) in sars-cov-2 patients as an emergency treatment and capable to save numerous seriously sick patients with covid-19(https://www.pharmaceutical-technology.com/news/biocon-itolizumab-approval/). itolizumab is also acts as a immunomodulator and binds with cd6 receptor along with suppress many proinflammatory mediators (cytokines) and downregulates the t-cell activation at site of inflammation (saavedra et al., 2020 ). an open-label randomized and controlled study performed by biocon, in 30 participants associated with moderate to severe symptoms of sars-cov-2 virus. the study being conducted in two groups, first group taken itolizumab+ supportive care while second group only with supportive care. the overall outcomes showed there is no mortality rate and all patients are recovered well as compared to second group. further, clinic-pathological observations i.e release of pro-inflammatory cytokines (il-6 & tnf-α) significantly decrease in first group when compared to second group (jolla, 2020; uttamani et al., 2020) . moreover, several clinical studies are required to confirm its safety and efficacy in covid-19 patients. it is a vasoactive intestinal polypeptide (vip) analogue used in the treatment of erectile dysfunction, acute lung injury and besnier-boeck-schaumann disease. the significance of aviptadil in ards, because it has been documented by animal studies that vip is extensive concerted in the lungs and inhibits nmda-induced caspase-3 activation, il6 and tnf-α production and also protects against acidic (hcl)-induced lung edema. in the various animal models, aviptadil protects lungs and other organs from damage or failure by restoring barrier function at the alveolar interface (petkov et al., 2003; said, 2012) . in a phase 2 clinical trials,conducted under european regulatory authority (era), patients were successfully treated with intravenous infusion of aviptadil on escalating doses and restores all the functioning of pulmonary hypertension, acute lung injury and ards. few adverse effects related to cardiovascular system such as change in blood pressure, heart rate or ecg was noticed. eculizumab is a monoclonal protein based monoclonal antibody (mab) used to treat paroxysmal nocturnal hemoglobinuria (pnh), atypical hemolytic uremic syndrome (ahus), and neuromyelitis optica (wong and kavanagh, 2015) . the main target of eculizumab is complement protein c5, preventing cleavage to c5a and c5b, and the formation of the terminal complement complex c5b-9, which is involved in many autoimmune diseases (gralinski et al., 2018) . based on case study of patients with sars-cov2 infection and also confirmed severe pneumonia and ards treated with i.v. infusion of eculizumab along with anticoagulant therapy (enoxaparin 4000 iu/day s.c), antiviral therapy (lpv 800 mg/day + rtv 200 mg/day), hydroxychloroquine 400 mg/day, ceftriaxone 2 g/day iv, vitamin c 6 g/day for 4 days. all patients showing decrease in the inflammatory markers including c-reactive protein (crp) (diurno et al., 2020) . more clinical study is needed for confirmation its safety and efficacy as ananti-inflammatory in the treatment of covid-19. jak are the intracellular enzymes located on cellular membrane, transmits signal by binding with various cytokines and growth receptors. after binding with receptor, enzymes phosphorylation occurs, which modulating the changes in the gene expression and thus, activates the signal transducers and activators of transcription proteins (stats) (seif et al., 2017) . jak pathway is key enzyme and plays a crucial role in the activation of immune system, hematopoiesis and inflammation. inhibitors of jak, prevents the enzymes phosphorylation and activation of stats proteins (o'shea et al., 2015) . it is reversible and competitive inhibitor of jak1 & jak2, and firstlyaccepted by us fda in the treatment of autoimmune disorder i.e. rheumatoid arthritis. it also have broad immunosuppressive effect, and used in many autoimmune disorders (winthrop, 2017) . it blocks the enzymes protein no significant adverse effect reported in baricitinib-treated patients (cantini et al., 2020) . further studies are needed to confirm its clinical safety and efficacy in the treatment of covid-19 infection. others jak inhibitors are also under clinical development and data are being evaluated in the treatment of covid-19 are ruxolitinib and tofacitinib (smith and prosser, 2020) . isotretinoin,a retinoid derivative of vitamin a, is used in the treatment of severe acne. it is the strongest down-regulator of ace-2 receptors. it has been documented that isotretinoin is a protease inhibitors and can be a taken as a target therapy in covid-19 (wu et al., 2020a) . based on the above mechanism, isotretinoin currently tested under phase 3 clinical trials in the adult patients with positive sars-cov-2 viral infections.current outcomes showing there is large difference at the onset of clinical signs and symptoms treated patients with isotretinoin, standard therapy or combined therapy and checked by on a daily basis. corticosteroid therapy is only used as supportive care in patients of covid-19 with refractory shock or ards (wu et al., 2020b) . according to who, corticosteroids are recommended only for some conditions like asthma, chronic obstructive pulmonary disease (copd), and septic shock (who, 2020b) . earlier studies showed corticosteroids i.e. methyl-prednisolone directly not supported the patients having symptoms of viral-pneumonia in covid-19 (jin et al., 2020) , only act as an antiinflammatory and reduces inflammatory mediators i.e. interleukin (il-7 &il-8), mcp1, th1 chemokine,ip10 etc. (sung et al., 2004; wong et al., 2004) . dexamethasone, another cheap and widely steroid drug used in the treatment of many inflammatory disease conditions and disorders like asthma, severe skin allergies, chronic obstructive lung disease and certain cancers. recently, it has been documented that dexamethasone could be lifesaving drug in critically ill patients with covid-19 (who 2020). a retrospective cohort study showed daily administered of dexamethasone (6 mg upto 10 days) reduces the mortality rate among patients with covid-19 who needed supplemental oxygen and mechanical ventilation. there is no advantage of dexamethasone observed in patients who did not necessitate mechanical support or/ ventilation (horby et al., 2020) . it is an antibody-rich plasma, collected from the patients who already have recovered from diseases caused by virus e.g. polio, measles, ebola, h1n1 influenza, hepatitis b, and now currently in sars-cov-2 responsible for covid-19. on may 1, 2020, us fda permitted issued guidelines to healthcare providers, make ensure the safety and efficacy of investigational product by collecting plasma from recovered patients under demand of public health emergency (stephen and hahn, 2020) . a newly reports showed that use of plasma therapy in five ventilated coronavirus patients, all patients improved after one week of transfusion. moreover, this report was not a clinical trial, further research is essential to confirm its potential and managing patients in sars-cov-2 infected patients (https://clinicaltrials.gov/ct2/show/study/nct04356534). bronchodilators are preferred only as a supportive care for covid-19 patients associated with copd, asthma and other respiratory disorders (lippi and henry, 2020) . due to concern of safety precautions, both standard nebulizers and metered dose inhalers (mdi) are risky to covid-19 patients, as it requires opening of ventilator circuit. regular administration of bronchodilator may be needed, to minimize the virus transmission to others multiple health care patient. in order to alleviate these hazards, aeroneb solo (aerogen©, galway, ireland) has been successfully made for covid-19 patients which continuously delivers medication via inhalation without circuit opening and requires minimal health-care workers for handling (miller and epstein, 2020) . these are the agents that breakdown plasminogen to plasmin on the surface of thrombi, thus produced fibrinolysis (chapin and hajjar, 2015) . a study was done in seriously unwell patients, already suffered with ards and respiratory collapse/failure. patients administered with alteplase along heparin improves pao2/fio2 (p/f) ratio momentary approximately by 11-100% (moore, 2020). further, detailed studies are required to check its clinical efficacy among large population. others supportive fibrinolytic agents are also being evaluated for covid-19 patients e.g. defibrotide (fabio, 2020) . coronavirus patients have a higher risk of venous thromboembolism (vte), deep vein thrombosis (dvt) and pulmonary embolism (porfidia andpola, 2020) . coagulopathy is one of the main reasons of mortality in the majority of covid-19patients. a recent report suggested anticoagulant therapy such as low molecular weight heparin (lmwh) administered to 449 patients showed low mortality risk (kollias et al., 2020) . aspirin is also used as a prophylaxis treatment in case of post-discharge vte covid-19 patients(ash, 2020). further, additional data needed regarding its efficacy and safety in covid-19 patients. due to pandemic of covid-19 disease, no vaccine or drug is approved to eliminate the virus. drug development and discovery is broad and extensive process, due to utmost necessity of the treatment, drug repurposing is suitable for treatment of covid-19 infection. at present, numerous drugs are ongoing clinical trial and tested directly in patients with covid-19, strict monitoring is mandatory at the time of treatment of patients to assure its safety and efficacy of unknown profile of drugs. based on the exposed and revealed structure and transmission mechanisms of novel coronavirus, the available treatment option is antiviral, anti-inflammatory & immunomodulatory drugs. this review provides detailed description of all available in-vitro & in-vivo studies, mechanism, clinical spectrum of disease, symptoms and safety concern profile of currently available treatment and concerning drugs, which are progress under clinical development. in conclusion, while waiting for the most effectual pharmacological treatment with less adverse effects, many trials are currently ongoing and will available around at the end of 2020, according to clinical trials government website. hope, their consequences will definitely provide us good outcome and help worldwide in significant the greatest approach to cure or treat covid-19 along with symptoms and complications. the authors declare that they have no conflict of interests. this research did not receive any specific grant from funding agencies in the public, commercial, or not-forprofit sectors. table 2 classification, mechanism of action, adverse effects and therapeutic uses of anti-inflammatory &immunomodulatory agents against covid-19 name of drug(s) coronavirus susceptibility to the antiviral remdesivir (gs-5734) is mediated by the viral polymerase and the proofreading exoribonuclease remdesivir as a possible therapeutic option for the covid-19 the interferons: pharmacology, mechanism of action, tolerance and side effects covid-19 and vte/anticoagulation: frequently asked questions version 2.1 early administration of azithromycin and prevention of severe lower respiratory tract illnesses in preschool children with a history of such illnesses: a randomized clinical trial corona virus and covid-19 treatment of moderate to severe coronavirus disease (covid-19) in hospitalized patients remdesivir for the treatment of covid-19-preliminary report the 2019-new coronavirus epidemic: evidence for virus evolution biocon's drug itolizumab gets approval to treat covid-19. updated on 13 azithromycin inhibits the replication of zika virus to study the effectiveness of ivermectin with standard of care treatment versus standard of care treatment for covid 19 cases experimental treatment with favipiravir for covid-19: an open-label control study. engineering (beijing) the fda-approved drug ivermectin inhibits the replication of sars-cov-2 in vitro baricitinib therapy in covid-19: a pilot study on safety and clinical impact a phase 3 randomized, double-blind, placebo-controlled, multicenter study to evaluate the efficacy and safety of remdesivir in hospitalized adult patients with severe a trial of lopinavir-ritonavir in adults hospitalized with severe covid-19 clinical features and short-term outcomes of 102 patients with corona virus disease interleukin-1 blockade with high-dose anakinra in patients with covid-19, acute respiratory distress syndrome, and hyperinflammation: a retrospective cohort study pathogenic human coronavirus infections: causes and consequences of cytokine storm and immunopathology fibrinolysis and the control of blood coagulation cytokine storm and sepsis disease pathogenesis role of lopinavir/ritonavir in the treatment of sars: initial virological and clinical findings cipla and hetero launch remdesivir to treat covid-19 in india targeted update: safety and efficacy of hydroxychloroquine or chloroquine for treatment of covid-19 ross r, frydasi. induction of pro-inflammatory cytokines (il-1 and il-6) and lung inflammation by coronavirus-19 (covi-19 or sars-cov-2): antiinflammatory strategies convalescent plasma trial in covid-19 patients. nih u.s library of medicine the national institutes of health (nih) covid-19 treatment guidelines panel provides recommendations for dexamethasone in patients with covid-19 cohort multiple randomized controlled trials open-label of immune modulatory drugs and other treatments in covid-19 patients -sarilumab screening of an fda-approved compound library identifies four small-molecule inhibitors of middle east respiratory syndrome coronavirus replication in cell culture darunavir/cobicistat/emtricitabine/tenofoviralafenamide: a review in hiv-1infection eculizumab treatment in patients with covid-19: preliminary results from real life asl napoli 2 nord experience an interactive 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man with pneumonia in saudi arabia sars-cov-2: an emerging coronavirus that causes a global threat epidemiology and cause of severe acute respiratory syndrome (sars) in guangdong, people's republic of china clinical course and risk factors for mortality of adult inpatients with covid-19 in wuhan, china: a retrospective cohort study key: cord-278362-pwi48i20 authors: khan, abbas; ali, syed shujait; khan, muhammad tahir; saleem, shoaib; ali, arif; suleman, muhammad; babar, zainib; shafiq, athar; khan, mazhar; wei, dong-qing title: combined drug repurposing and virtual screening strategies with molecular dynamics simulation identified potent inhibitors for sars-cov-2 main protease (3clpro) date: 2020-06-18 journal: j biomol struct dyn doi: 10.1080/07391102.2020.1779128 sha: doc_id: 278362 cord_uid: pwi48i20 the current coronavirus (sars-cov-2) pandemic and phenomenal spread to every nook and cranny of the world has raised major apprehensions about the modern public health care system. so far as a result of this epidemic, 4,434,653 confirmed cases and 302,169 deaths are reported. the growing infection rate and death toll demand the use of all possible approaches to design novel drugs and vaccines to curb this disease. in this study, we combined drugs repurposing and virtual drug screening strategies to target 3clpro, which has an essential role in viral maturation and replication. a total of 31 fda approved anti-hiv drugs, and traditional chinese medicines (tcm) database were screened to find potential inhibitors. as a result, saquinavir, and five drugs (tcm5280805, tcm5280445, tcm5280343, tcm5280863, and tcm5458190) from the tcm database were found as promising hits. furthermore, results from molecular dynamics simulation and total binding free energy revealed that saquinavir and tcm5280805 target the catalytic dyad (his41 and cys145) and possess stable dynamics behavior. thus, we suggest that these compounds should be tested experimentally against the sars-cov-2 as saquinavir has been reported to inhibit hiv protease experimentally. considering the intensity of coronavirus dissemination, the present research is in line with the idea of discovering the latest inhibitors against the coronavirus essential pathways to accelerate the drug development cycle. communicated by ramaswamy h. sarma. the coronaviruses (covs) are placed within four genera, alphacoronavirus, beta-coronavirus, gamma-coronavirus and deltacoronavirus (a, b, c, and d) of subfamily orthocoronavirinae. however, the members of beta-coronavirus such as severe acute respiratory syndrome coronavirus (sars-cov1 and sars-cov2) and the middle east respiratory syndrome coronavirus (mers-cov) have been involved in pneumonia epidemics in the 21st century. sars-cov1, mers-cov and sars-cov2 outbreaks caused by zoonotic viruses (lau et al., 2005; reusken et al., 2013); with the case fatality ratio of 10% (cheng et al., 2007; lee et al., 2003; zaki et al., 2012) , 35% (de groot et al., 2013; zaki et al., 2012) ; and 5%, respectively. the recent outbreak and phenomenal spread of sars-cov-2 to every nook and cranny of the world (3.66 million infections and 309774 deaths) compelled world health organization (who) to declare it pandemic on march 20, 2020. the virus causing covid-19 was named 2019-ncov (2019 novel coronavirus) on january 12, 2020 by who zhu et al., 2020) , however the international virus classification commission (ictv) on february 11, 2020, named this virus as severe acute respiratory syndrome coronavirus 2 (sars-cov-2). this threat of global concern to humanity, mainly due to the unavailability of proper treatment pushed the investigators to discover and design therapeutic drugs and vaccines to combat the coronavirus. infection symptoms include fever, dyspnea, shortness of breath, and cough, whereas severe cases lead to kidney failure and death (rothan & byrareddy, 2020) . the sars-cov-2 is composed of spike (s) protein, membrane (m) protein, envelope (e) protein, and nucleocapsid (n) protein. in anti covs therapies, the main focus is to boost the human immune system or to block the binding of spike protein with the receptor proteins. therefore, the treatments based on targeting coronavirus rely on blocking of virus binding to receptors, inhibition of virus replication, prevention of the synthesis of viral rna and inhibition of the virus self-assembly process (bosch et al., 2003; khan et al., 2018; omrani et al., 2014) . to combat the latest covs threats, the researchers are following multiple approaches for novel drug development (zumla et al., 2016) and testing the efficacy of existing drugs. in one approach, experiments were performed to test the existing broad-spectrum antiviral drugs (ribavirin, interferons, and cyclophilin inhibitors) against sars-cov-2 (chan et al., 2013; zumla et al., 2016) . the use of these antiviral drugs is approved against viral infections, and their dosages, efficacy, metabolic characteristic, and side effects are well known. however, there is a possibility that this "broad-spectrum" treatment against covs would not be effective. in the second approach, molecular databases were subjected to highthroughput screening for potential drug molecules to combat infection caused by a coronavirus (de wilde et al., 2014; dyall et al., 2014) . this strategy was proved successful in the discovery of lopinavir/ritonavir for the treatment of hiv. some researchers are using the genomic and pathological information of covs for the development of a new specific drug from scratch. theoretically, this is an effective approach; however, it is very time consuming and might cost several years or even more than ten years (khan et al., 2018; omrani et al., 2014) . structural bioinformatics based approaches are the fastest way for finding the potential molecules from the marketed drugs or bioactive compounds for effective treatment of sars-cov-2. main-protease or 3clpro inhibition is a promising target to control the recent sars-cov-2 infection due to its essential role in viral maturation and replication (ul qamar et al., 2020) . 3clpro has three important domains i-iii, which correspond to positions 8-101, 102-184, and 201-303, respectively. there is a connecting loop that corresponds to position 185-200, which connects domains ii and iii. the structure of 3clpro has an important catalytic dyad consist of his41 and cys145. in this study, the protein of sars-cov-2 (3clpro, also named 3-chymotrypsin-like protease) was subjected to drug repurposing and virtual screening for potent drug identification followed by molecular dynamics simulation and binding free energy calculation. our findings revealed that saquinavir, which is an hiv protease inhibitor reported experimentally (kim et al., 1998) and tcm5280805, are promising hits, which need in vitro validation for antiviral effects. we hope this study will provide useful information for the clinical treatment of novel coronavirus associated pneumonia. (b) the electrostatic potential of 3clpro and displays the important active site residues in the sticks, including the two essential residues his41 and cys145 (catalytic dyad). protein databank (http://www.rcsb.org/) (rose et al., 2016) was used for retrieval of 3clpro (6lu7) crystal structure. using the protein preparation implemented in schr€ odinger software (schr€ odinger, llc, new york, ny), the structure was prepared and optimized. the opls_2005 force field was used for protein-energy minimization. for ligands preparation such as assigning appropriate ionization, stereochemistry, ring conformations, and tautomer (release, 2017; schrodinger, 2011) , a ligprep module was used. apbs tool (lerner & carlson, 2006) implemented in pymol was used for electrostatic potential calculation. drug repositioning or repurposing approach is used to speed up the drug development cycle by finding a new therapeutic application for a marketed drug that has been licensed for a particular use (sleigh & barton, 2010) . this approach was fruitful in the case of sildenafil for leprosy, erectile dysfunction, and pulmonary hypertension, and multiple myeloma thalidomide (hernandez et al., 2017) . literature mining was carried out to collect anti-hiv drugs for screening against 3clpro (sars-cov-2). multiple drugs were retrieved from drugbank database. a total of 31 drugs were shortlisted for screening against the 3clpro (sars-cov-2). schr€ odinger binding site was used for finding the binding site of proteins using the default parameters, and the generated maps show the binding cavity. the identified binding sites have the descriptions regarding hydrogen bonding, a degree of exposure and enclosure, size, linking site points, tightness, hydrophobic and hydrophilic nature. the grid with dimensions 12 å â 12 å â 12 å was generated. the final active site grid identified was based on the experimentally reported residues by a recent crystallographic study and the maps generated by schr€ odinger maestro. three steps of virtual screening (htvs, sp, and xp) were used to screen the anti-hiv and tcm compounds databases. furthermore, the bioactivity of these compounds was predicted by using molinspiration cheminformatics tool. molinspiration is an efficient tool that has been used by several studies ($4500) to predict bioactivity results. top hits from anti-hiv drugs and tcm database were subjected to molecular dynamics simulation using the amber18 package (case et al., 2005) . the antechamber was used to generate the drugs topologies.tip3p water model was to solvate the system, and na þ counter ions were used to neutralizing the system. two steps energy minimization of the system followed by heating and equilibration was performed. particle mesh ewald (pme) algorithm was applied to calculate the long-range electrostatic interactions (price & brooks iii, 2004) . for van der waals interactions, a 1.4 nm cutoff values were set and also for short-range columbic, respectively. a total of 100 ns md simulation was performed with a time step of 2 fs. the behavior of the ligand-protein complex and stability were analyzed. post-simulation analysis such as rmsd, rmsf, rog and hydrogen bonds occupancy were performed using cpptraj and ptraj (roe & cheatham iii, 2013) . the script mmpbsa.py was used to calculate the free binding energy for all the protein-ligand complexes (chen et al., 2016; hou et al., 2012; miller iii et al., 2012; sun et al., 2014) ; considering 500 snapshots from md trajectories using the following equation: in this equation, dg bind represents total free binding energy, while others show the free energy of complex, the protein, and the ligand. specific energy term contributes to the whole free energy was calculated by the equation: g bond , g ele and g vdw specify interactions among bonded, electrostatic, and van der waals states. in contrast, g pol and g npol represent the polar and non-polar interaction to the table 1 . a list of anti-hiv drugs used for docking against the proteinase enzyme of coronavirus (sars-cov-2). targeted virus(es) free energy presumed through precise gb (generalized born). this free energy calculation method is widely used by different studies to understand the binding energy of different ligands wang et al., 2019) . 3clpro structure retrieval and preparation the crystallographic structure (306 amino acids long) of the 3clpro (sars-cov-2) was retrieved from the rcsb database using accession id: 6lu7. the structure of 3clpro was analyzed for missing residues and refinement. the structure was subjected to energy minimization and structure preparation using maestro. the structure of 3clpro has three domains, as given in figure 1 (a). these domains i-iii correspond to position 8-101, 102-184, and 201-303, respectively. while there is a connecting loop corresponds to position 185-200, which connects domains ii and iii. all these domains are coloured differently. the ligand in the active site (yellow colour (sphere)) has also been shown in figure 1 (a). the electrostatic potential of the 3clpro shows that the active site region possesses a strong electronegative potential, while weak electronegative potential around the active site can also be observed. however, the weak electropositive and neutral potential is distributed too. the active site grid (x¼ à10.71, y ¼ 12.41, z ¼ 68.83) was generated, and important residues were identified. important active site residues his41, met49, tyr54, phe140, leu141, asn142, cys145, his163, met165, glu166, leu167, phe185, asn187, and gln192 were identified and shown in figure 1 (b). the binding cleft is at the same place as in the previously reported sars with the two critical residues his41 and cys145 forms a catalytic dyad. in the current study, the repurposing of anti-hiv drugs against the sars-cov-2 main protease was carried out using structure-based screening methods. anti-hiv drugs such as lopinavir-ritonavir are reported to be active against the sars-cov-2. clinical trials of these drugs on different groups of patients showed significant improvement. thus, anti-hiv drugs possess the potential to work against srs-cov-2 targets. therefore, immediate testing of anti-hiv drugs may lead to a discovery of potent inhibitor against the sars-cov-2. a list of 31 anti-hiv drugs ( these drugs were prepared for molecular docking against the proteinase enzymes of coronavirus (sars-cov-2). the docking scores were ranged from à9.09 kcal/mol to à4.16 kcal/mol. all the conformations were analyzed for the best interactions with the key residues. initial criteria were set to shortlist the drugs based on binding affinity and interactions with the dyad residues (his41 and cys145). the docking score à9.09 kcal/mol was reported for the hiv protease inhibitor drug saquinavir (figure 2 ). this drug has been reported to inhibit the hiv proteinase enzymes too. in this case, (sars-cov-2), the saquinavir formed six hydrogen bonds, including two with the central dyad residues (his41 and cya145). previous reports on different sars, such as the octa-peptide, also stressed the blocking of these two residues. other interactions include four hydrogen bonds with glu166, gln189, met49, and gly143, while some pi-alkyl interactions, including one with cys145 and other residues, are also formed. thus, we speculate that the clinical testing of figure 4 . rmsds of all the systems including 3clpro-squanavir (red), 3clpro-5280805 (green), 3clpro-5280445 (blue), 3clpro-5280343 (cyan), 3clpro-5280863 (magenta) and 3clpro-5458190 (navy). the x-axis shows the time in nanoseconds while the y-axis shows the rmsd in å. saquinavir should be done at the earliest. it is also reported by different scientists that hiv drugs could be potentially used against the recent coronavirus. virtual screening of tcm database against the 3clpro (sars-cov-2) furthermore, we also performed virtual screening of the traditional chinese medicines database (tcm). a total of 37,800 compounds were screened after excluding the drugs violating the lipinski rules of five. important residues in the active site (his41 and cys145) were targeted. the top five compounds based on the docking scores were selected. the best docking score, à11.183 kcal/mol, was reported for the compound (5280805). more than ten bonds, including hydrogen bonds, van der waals, electrostatics, and pi-alkyl interactions, were formed. among the seven hydrogen bonds, two hydrogen bonds with the residue his41 were also formed, which is a key residue in the active site dyad. among the other phe140, leu141, asn142, his164, glu166, and thr190 also formed hydrogen bonds with the ligand (5280805). on the other hand, compound 5280863, with the docking score à7.688 kcal/mol formed a strong hydrogen bond with the key residue his41. the compound 5280863 also formed five hydrogen bonds with the other active site residues (glu166, arg188, gln189, and thr190). the other three compounds (5280445, 5280343, and 5458190) were also analyzed for the interaction with the key residues. it can be seen from figure 3 that his41 is mainly involved in the interaction with the ligands. table 2 is showing the 2d structures of the top five compounds with their docking scores. cross validation of our predicted compounds by comparing with the experimentally tested compounds showed that the saquinavir and tcm5280805 possess a similar scaffold with myricetrin and scutellarin which are flavonoids and reported to have strong inhibitory effects by targeting 3clpro. on the other hand, the four compounds (tcm5280343, tcm5280445, tcm5280863 and tcm5458190) from tcm database shares structural similarity with scutellarein, dihydromyricetin, quercetagetin, myricetin, 5,6-dihydroxyflavone, 6,7-dihydroxyflavone, chrysin, herbacetin and baicalein which are flavonoids and testes to have strong inhibitory effects in an experimental condition by targeting 3clpro (chen & du, 2020; dai et al., 2020; yang et al., 2020) . their structural analyses showed that these compounds mainly form bonds with phe140 and glu166 while our compounds specifically target the catalytic dyad with supplementary interactions with the other active site residues. thus, we speculate that our compounds could also show the same potential activity against the 3clpro in the experimental assay because our compounds are also plants derived extracts and belongs to a group of flavonoids. furthermore, results obtained from the server shows that all these shortlisted compounds are active against the protease target. from the scores it can be seen that saquinavir with score 0.40 possesses strong inhibitory effects against the proteases while the others the reported score for tcm5280805 (à0.7), tcm5280863 (à0.27), tcm5280445 (à0.22), tcm5280343 (à0.25) while tcm5458190 possess (à0.12) bioactivity score against the protease target. thus, these results strongly suggest that the shortlisted compounds could efficiently inhibit the 3clpro in the experimental setup and could be tested for clinical trials. figure 5 . rmsfs of all the systems including 3clpro-squanavir (red), 3clpro-5280805 (green), 3clpro-5280445 (blue), 3clpro-5280343 (cyan), 3clpro-5280863 (magenta) and 3clpro-5458190 (navy). the x-axis shows the time in nanoseconds while the y-axis shows the rmsf in å. the right panel shows the secondary structure of 3clpro. to understand the conformational and dynamics features of the selected hits against the 3clpro of sars-cov-2molecular dynamics (md) simulation is an imperative method to explore the behavior of each system in real-time. dynamics features of the six selected systems (saquinavir, 528085, 5280863, 5280445, 5280343 , and 5458190 were calculated after 100 ns simulation. for stability rmsd, while to evaluate the flexibility at residue level rmsf of the complexes were calculated to comprehend the overall stability and flexibility of the system. the stability of all the six systems was calculated by using root mean square deviation (rmsd). we tested the stability of the docked drugs in the active pocket and its effects on the stability of the whole system. the results suggest that all the six systems were stable with acceptable deviation (as shown in figure 4 ). the average rmsd for all the systems was found to be between 1 and 4å. saquinavir-3clpro exhibited an average rmsd of 2.5 å soon after reaching 35 ns; the system attained stability remains uniform for the rest of the time. it can be seen that the complex 3clpro-5280805 remained stable, but after 60 ns, the system showed an acceptable deviation for a little time. after that, the system gained stability and entered the production stage. for a complex 3clpro-5280445, the system showed a slight deviation between 40 and 45ns but remained stable during the course of the simulation. on the other hand, 3clpro-5280343 and 3clpro-5280863 reported divergence between 40 and 60ns, but the system soon gained stability. similarly, in the case of 3clpro-5458190, the examination of rmsd of the ca backbone has an average rmsd of 2.3 å. the system shows a deviation in figure 6 . rogs (radius of gyration) of all the systems including 3clpro-squanavir (red), 3clpro-5280805 (green), 3clpro-5280445 (blue), 3clpro-5280343 (cyan), 3clpro-5280863 (magenta) and 3clpro-5458190 (navy). the rmsd for the first 15 ns while remained uniformed for the rest of the simulation time. thus, these results revealed the stable internal motions and negligible fluctuations during the course of the simulation. the differences in the rmsd of each system is due to the binding and unbinding of the ligand at different time intervals. also, the systems with more stable behaviour show that the ligand remained intact, and the system entered the production phase soon when compared to the others. aside, the binding of small molecules affects the system differently as the ligand-binding orientation changes over the simulation time. the rmsf depicts the flexibility at residues level. as shown in figure 5 , the pattern of flexibility is almost similar and was recorded around 1-4å in all secondary components except loop regions with slightly fluctuated residues. however, active site residues seem stable in the course of the simulation, which is due to the ligand recognition by the ligandbinding regions. it can be seen that 3clpro-squanavir and 3clpro-5458190 showed an average rmsf of 2.5 å with significant fluctuations in the regions 40-45, 90-110, 150-165, and 245-260 . a similar pattern of fluctuation was also observed for systems including 3clpro-5280805, 3clpro-5280445, and 3clpro-5280863. however, the average rmsf remained below the 2 å. only the system 3clpro-5280343 wed higher fluctuation than the rest, but the residual flexibility pattern was similar. the average rmsf for all the five systems was around 1-4å, as clearly seen in figure 5 (left panel). these findings here show that the target protein is stabilized by binding of all five chosen drugs docked against it. thus the binding of ligand has significantly affected the residue fluctuation, which is due to the internal residues disturbed by the binding of different ligands, and this both correlated and non-correlated motions are affected. the secondary structure components are also given in figure 5 (right panel). the radius of gyration (rog) conveys the information of stable and unstable folding protein while interacting with ligands. less compactness (more unfolded) shows higher rog values, whereas low rog values indicate strong compactness and higher structural stiffness (more folded). thus, rog was determined to assess the system's compactness over time. as shown in figure 6 , the simulated complexes show gyration scores between 21 and 24å. in the case of 3clpro-squanavir, the gyration score for the initial (2000) frames was reported to be 22.50 å. however, a little fluctuation between (2000-3000) frames was observed, but soon after 3500, the values become lower and uniform. in the case of 3clpro-5280805, 3clpro-5280445, 3clpro-5280863, and 3clpro-5458190 showed an average gyration of 22-22.50 å. similarly, 3clpro-5280445 also showed similar fluctuation, but in the last few frames, the values fluctuated a little higher, which is assumed to be in an acceptable range. the binding and unbinding of ligands greatly affected the overall compactness of the complexes. as given in figure 7 , in 3clpro-squanavir, 3clpro-5280805, and 3clpro-5280343 complexes, the hydrogen bond with his41 was reported in 87%, 65% and 39% of the trajectories. hydrogen bond with cys145 residue was reported in 65% trajectories only in the 3clpro-squanavircomplex. furthermore, leu141 and glu166 were found in almost all complexes. however, another important residue gln189 was found in 76% of the 3clpro-squanavir trajectories, 36% in 3clpro-5280805, while 21% in 3clpro-tcm5280445 trajectories. other active site residues were not detected in a significant population of the md trajectories. binding free energy mm/gbsa, a popular approach, was used to estimate the binding free energy of all the six systems. the binding free energy determines the binding affinity between ligands and 3clpro. each energy term, including van der waals energy, electrostatic energy, polar solvation energy, solvent accessible surface area energy, and total binding free energy of all the systems are given in table 3 . it can be seen that the 3clpro-saquinavir system possesses the highest total binding energy of à74.4061 kcal/mol. thus it confirms that saquinavir, an anti-hiv drug that has been reported to inhibit hiv protease experimentally, possesses strong inhibitory effects against the 3clpro of sars-cov-2. recently published results also shortlisted saquinavir as a potential candidate, but they only performed 20 ns simulation (khan et al., 2020) , which could not reflect better results than what we revealed by adding 5-folds more simulation time. furthermore, the top five hits from tcm virtual screening results were also subjected to the free binding energy as reported by the virtual screening results tcm5280805 was reported with the best docking score and interaction. herein, tcm5280805 also possesses the best total binding energy,29.486 kcal/mol, against the 3clpro. also, the other hits from including tcm5280445, tcm5280343, tcm5280863, and tcm5458190 possess total binding energy of à16.342 kcal/ mol, à17.184 kcal/mol, à10.315 kcal/mol and à15.695 kcal/ mol. while the other energy terms such as van der waals energy, electrostatic energy, polar solvation energy, solventaccessible surface area are given in table 3 , thus these results strongly suggest that saquinavir and tcm5280805 should be tested experimentally against the sars-cov-2 at earliest. to date, a total of 4,434,653 confirmed cases and 302,169 deaths are reported from the sars-cov-2 epidemic, which indicates that the current viral treatment is not satisfactory, and more diverse studies are needed for the incorporation of various natural and fda approved compounds for the effective treatment of sars-cov-2. further, our existing capacity for treating zoonotic coronavirus infections is still in the trial, and the available resources seem very limited to fight this life-threatening hazard. although extensive research efforts have been initiated during 2003 and 2012 outbreaks of sars and mers-cov, respectively, however, no effective drugs so far have been synthesized, nor the matter may be taken seriously to prevent the future pandemics of zoonotic coronavirus. drug repositioning is a 'universal strategy' for neglected diseases due to reduced number of clinical trial steps required could reduce the time and cost of the medicine to reach the market, existing pharmaceutical supply chains could facilitate the 'formulation and distribution' of the drug, the known possibility of combining with other drugs could enable more efficient treatment, repositioning could encourage the development of 'new modes of action for old drugs and new types of medicines, eliminating 'activation obstacles' from early stages of study could allow the project to progress rapidly towards disease-oriented development (pushpakom et al., 2019) . one of the primary reasons why no prototype coronavirus inhibitor has progressed to the (early) preclinical stage so far is due to the transient nature of this epidemic. like the sars virus 17 years ago, the new sars-cov-2, and the new evolving coronaviruses that may continue to pose a threat to global public health in the future. hence, discovering broad-spectrum inhibitors that can reduce the symptoms of human coronavirus infection remains a formidable subject of study. considering the time-consuming process of designing and documenting antiviral medications, proven therapies for certain diseases may be the only fastest therapeutic choice for emerging infectious diseases. the prescription has ample experience and dosage for most of those medications that have been formulated, and their health and adme properties are well known. in this study, based on the results of bioinformatics analysis, we targeted 3clpro from sars-cov-2 using drugs repurposing (anti-hiv drugs) virtual drugs screening (tcm) approaches to shortlist the most potent compounds for the possible treatment. the results of the entire article stressed the potential inhibitory role of saquinavir and tcm5280805, which are based on computer-based virtual drug screening. we have not conducted further in vivo and in vitro antiviral experiments yet, because we want to share our results with scientists in anti-sars-cov-2 research as soon as possible. this study will help to repurpose drug design, perform in vivo and in vitro evaluations for candidate drugs obtained in this study, and prepare for clinical trial applications. 3c-like protease (3clpro), also called the main protease, is an attractive target for the treatment of sars-cov-2 because of its role in the viral replication cycle. the current study focused on structure based approaches repurposed anti-hiv drugs and screened traditional chinese medicines databases against the active site residues of 3clpro. initial analysis such as molecular docking scores and interactions with important residues shortlisted one drug (saquinavir) from anti-hiv drugs while five compounds from tcm database.these compounds were then subjected to molecular dynamics simulation and post-simulation analysis. among the six complexes subjected to molecular dynamics simulation saquinavir, tcm5280805 showed the highest hydrogen bond occupancy. the rest were also found to have good activity against the 3clpro. in addition, the bioactivity of these compounds were predicted which reported saquinavir as strong potential inhibitor followed by the others.binding free energy calculations of all the complexes suggested that these compounds significantly interacting and binds with the receptor. thus, here from all the analyses, we suggest that saquinavir and tcm5280805 should be tested experimentally for possible treatment of sars-cov-2. ak, zb, mk, and ssa conceptualized the study and did the analysis. aa, ms, ss wrote the manuscript. ak, ss and ssa revised the manuscript and improved the write-up. dqw is an academic supervisor. he supervised the study. the coronavirus spike protein is a class i virus fusion protein: structural and functional characterization of the fusion core complex the amber biomolecular simulation programs broad-spectrum antivirals for the emerging middle east respiratory syndrome coronavirus assessing the performance of the mm/pbsa and mm/gbsa methods. 6. capability to predict protein-protein binding free energies and rerank binding poses generated by protein-protein docking potential natural compounds for preventing sars-cov-2 (2019-ncov) infection. preprints emerging coronaviruses: genome structure, replication, and pathogenesis severe acute respiratory syndrome coronavirus 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structure of mpro from covid-19 virus and discovery of its inhibitors. biorxiv deeplearning-based target screening and similarity search for the predicted inhibitors of the pathways in parkinson's disease allosteric ligands for the pharmacologically important flavivirus target (ns5) from zinc database based on pharmacophoric points, free energy calculations and dynamics correlation identification of chymotrypsin-like protease inhibitors of sars-cov-2 via integrated computational approach saquinavir, an hiv protease inhibitor, is transported by p-glycoprotein severe acute respiratory syndrome coronavirus-like virus in chinese horseshoe bats a major outbreak of severe acute respiratory syndrome in hong kong apbs plugin for pymol mmpbsa.py: an efficient program for end-state free energy calculations ribavirin and interferon alfa-2a for severe middle east respiratory syndrome coronavirus infection: a retrospective cohort study a modified tip3p water potential for simulation with ewald summation drug repurposing: progress, challenges and recommendations maestro. schr€ odinger, llc middle east respiratory syndrome coronavirus neutralising serum antibodies in dromedary camels: a comparative serological study. the lancet infectious diseases ptraj and cpptraj: software for processing and analysis of molecular dynamics trajectory data the rcsb protein data bank: integrative view of protein, gene and 3d structural information the epidemiology and pathogenesis of coronavirus disease (covid-19) outbreak schrodinger software suite (p. 670). schr€ odinger assessing the performance of mm/pbsa and mm/gbsa methods. 4. accuracies of mm/pbsa and mm/gbsa methodologies evaluated by various simulation protocols using pdbbind data set structural basis of sars-cov-2 3clpro and anti-covid-19 drug discovery from medicinal plants the systematic modeling studies and free energy calculations of the phenazine compounds as anti-tuberculosis agents drugbank 5.0: a major update to the drugbank database traditional chinese medicine in the treatment of patients infected with 2019-new coronavirus (sars-cov-2): a review and perspective isolation of a novel coronavirus from a man with pneumonia in saudi arabia a novel coronavirus from patients with pneumonia in china coronaviruses -drug discovery and therapeutic options the authors declare no conflict of interest. key: cord-273716-vv3pyft4 authors: khosravi-darani, kianoush; pardakhty, abbas; honarpisheh, hamid; rao, v.s.n. malleswara; mozafari, m. reza title: the role of high-resolution imaging in the evaluation of nanosystems for bioactive encapsulation and targeted nanotherapy date: 2007-07-03 journal: micron doi: 10.1016/j.micron.2007.06.009 sha: doc_id: 273716 cord_uid: vv3pyft4 nanotechnology has already started to significantly impact many industries and scientific fields including biotechnology, pharmaceutics, food technology and semiconductors. nanotechnology-based tools and devices, including high-resolution imaging techniques, enable characterization and manipulation of materials at the nanolevel and further elucidate nanoscale phenomena and equip us with the ability to fabricate novel materials and structures. one of the most promising impacts of nanotechnology is in the area of nanotherapy. employing nanosystems such as dendrimers, nanoliposomes, niosomes, nanotubes, emulsions and quantum dots, nanotherapy leads toward the concept of personalized medicine and the potential for early diagnoses coupled with efficient targeted therapy. the development of smart targeted nanocarriers that can deliver bioactives at a controlled rate directly to the designated cells and tissues will provide better efficacy and reduced side effects. nanocarriers improve the solubility of bioactives and allow for the delivery of not only small-molecule drugs but also the delivery of nucleic acids and proteins. this review will focus on nanoscale bioactive delivery and targeting mechanisms and the role of high-resolution imaging techniques in the evaluation and development of nanocarriers. nanotechnology is a multidisciplinary approach that employs a vast and diverse array of tools and techniques derived from engineering, physics, chemistry, and biology (sahoo et al., 2007) . within the past decade, there has been a flurry of new research, development and patent applications around nanoscaled technologies in the health area . one of the principal areas of nanotechnology is ''nanomedicine,'' which, according to the national institute of health (nih) nanomedicine roadmap initiative, refers to highly specific medical intervention at the molecular scale for diagnosis, prevention and treatment of diseases (nih roadmap initiatives, http://nihroadmap.nih.gov/initiatives.asp.). nanomedicine has significant potential for revolutionizing the diagnostics and therapeutics under the premise of developing smart nanodevices. the overall objective of nanomedicine is the same as it has been in medicine: to diagnose as accurately and early as possible, to treat as effectively as possible without side effects, and to evaluate the efficacy of treatment noninvasively (caruthers et al., 2007) . bioactive delivery nanosystems (nanocarriers) in general, and drug delivery in particular, constitute a significant domain of nanomedicine. most drugs have been formulated for the oral or injection delivery routes, which are not always the most efficient routes for a particular therapy. new bioactive materials, such as nucleic acids and proteins, require novel delivery technologies that will minimize side effects and lead to better patient compliance (hughes, 2005) . on the other hand, reformulating www.elsevier.com/locate/micron micron 38 (2007) [804] [805] [806] [807] [808] [809] [810] [811] [812] [813] [814] [815] [816] [817] [818] old drugs can reduce side effects and increase patient compliance, thus saving money on health care system. furthermore, drug candidates that did not pass through the trials phases can be reformulated to be used with new carrier systems. advancements in nanoscience and technology have made it possible to manufacture and characterize sub-micrometric bioactive carriers on routine basis. the delivery of bioactives to various sites within the body and their release behavior is directly affected by particle size. compared to micrometersized carriers, nanocarriers provide more surface area and have the potential to increase solubility, enhance bioavailability, improve time-controlled release and enable precision targeting of the entrapped compounds to a greater extent (mozafari, 2006) . as a consequence of improved stability and targeting, the amount of material required for a specific effect when encapsulated in, or incorporated to, a nanocarrier is much less than the amount required when unencapsulated. this is particularly useful when dealing with expensive/rare bioactive materials. a timely and targeted release improves the effectiveness of bioactive compounds, broadens their application range and ensures optimal dosage, thereby improving costeffectiveness of the product. in general, reactive or sensitive material, such as polynucleotides and polypeptides, can be turned into stable ingredients through encapsulation or entrapment by nanocarrier systems (mozafari, 2006) . innovative nanocarriers can make it possible to use certain chemicals or biologicals that were previously impractical because of toxicities or because they were impossible to administer. for example, bioactive targeting is enabling the delivery of chemotherapy agents directly to tumors, reducing systemic side effects (hughes, 2005) . scientists are investigating new ways to deliver macromolecules that will facilitate the development of new biologic products such as bioblood proteins and biovaccines. similarly, the success of dna and rna therapies will depend on innovative bioactive delivery techniques (el-aneed, 2004) . in many occasions, the success of a bioactive compound is dependent on the delivery method. this importance is exemplified by the presence of more than 300 companies based in the united states alone, which are involved with developing bioactive delivery platforms (d'aquino, 2004) . it should be noted that effective bioactive carriers range from nanosystems (e.g., drug-polymer conjugates and polymeric micelles) to microparticles in the range of 100 mm. both nanoand microscale systems have been extremely important in developing various clinically useful bioactive delivery systems. for instance, while microcarriers can be useful for bioactive targeting to certain parts of the pulmonary tract, for systemic targeting the tumors nanocarriers are more effectual. for practical reasons, in this perspective, ''nanotechnology'' includes ''microtechnology'' and ''nanofabrication'' or ''nanomanufacturing' ' and its micro counterparts (park, 2007) . to describe what nanotechnology can do to manufacture nano-/ microdrug delivery systems, the manufacturing of nano/micro particles (or capsules) can be taken as an example. current methods of preparing nano-/microparticles are mainly based on double emulsion methods or solvent exchange technique (freitas et al., 2005) . the main problems with these methods are the low drug loading capacity, low loading efficiency, and poor ability to control the size distribution. utilizing nanotechnologies, such as nanopatterning, could allow manufacturing of nano-/microparticles with high loading efficiency and monodisperse size distribution (park, 2007) . this review focuses on the potential of nanotechnology in nanotherapy, including the recent status of nanocarriers for bioactive delivery and diagnostics and the role of highresolution microscopies in this regard. these technologies will extend the limits of current molecular diagnostics and permit development of personalized medicine. nanotechnology is a relatively new discipline, and although the full scope of its contributions to the field of human health care remains unexplored, recent advances suggest that nanotechnology will have a profound impact on disease prevention, diagnosis, and treatment (cheng et al., 2006; emerich, 2005; sahoo and labhasetwar, 2003; williams, 2004) . applications of nanotechnology in medicine are particularly promising and areas such as molecular imaging, disease diagnosis, bioactive encapsulation and targeted delivery at specific sites in the body are being intensively investigated and some products undergoing clinical trials (moghimi et al., 2005; shaffer, 2005; wilkinson, 2003) . encapsulation and targeting the bioactive agentsincluding drugs, vaccines, nutrients and cosmetics -and their protection from degradation and inactivation have been investigated extensively using microencapsulation systems. however, to provide targeted controlled release is a key functionality that can be provided much more efficiently by employing nanocarrier technologies (mozafari, 2006) . many of the current nanocarrier systems are in fact conventional drug delivery systems that happen to be in the nanometer range, such as nanoliposomes, polymeric micelles, nanoparticles, dendrimers, niosomes and nanocrystals (park, 2007) . in addition to reducing the frequency of drug administration and thus improving patient comfort, novel delivery systems would offer protection and improve the pharmacokinetics of easily degradable compounds, such as peptides and polynucleotides, which often have short half-lives in vivo (orive et al., 2003) . for the pharmaceutical industry the field of bioactive delivery represents a strategic tool for expanding drug markets, because new delivery technologies could reformulate/repackage classical drugs, offering a competitive edge after the upcoming patent expirations and avoiding competition from generics. it is noteworthy that 13% of the current global pharmaceutical market is related to the sale of products that include a bioactive delivery system (mazzola, 2003) . the efficiency of bioactive delivery to various parts of the body is directly affected by particle size. nanostructuremediated bioactive delivery, a key technology for the realization of nanotherapy, has the potential to enhance bioavailability, improve the timed release of bioactive molecules, and enable precision targeting (dass and su, 2001; dubin, 2004) . nanoscale delivery systems can be applied for pulmonary therapies (courrier et al., 2002) , as gene delivery vectors (senior, 1998; mozafari et al., 2007) , and for stabilization of bioactives that would otherwise degrade rapidly (lavan et al., 2002 (lavan et al., , 2003 . additional benefits of using targeted nanocarriers are reduced toxicity and more efficient distribution of bioactive material (ravi kumar, 2000) . anatomic features such as the blood brain barrier, the branching pathways of the pulmonary tract, and the tight epithelial junctions of the skin make it difficult for bioactives to reach many desired physiologic targets. nanocarriers will help to penetrate or overcome these barriers to bioactive delivery (hughes, 2005) . many bioactive materials are poorly water soluble, which results in a low bioavailability. micelles are currently under investigation as carrier vehicles of poorly soluble, hydrophobic bioactives (torchilin, 2004) . micelles solubilize these drugs by incorporating them into their hydrophobic core and thus increase the bioavailability. microemulsions have also been investigated for their potential to serve as a drug carrier vehicle, since their oil phase can contain a high payload of hydrophobic drugs (bagwe et al., 2001; lawrence and rees, 2000) . another possibility for the encapsulation and controlled release of lipidsoluble agents is the use of lipidic carriers with high lipid-phase to water-phase ratio, such as onion-shaped liposomes in the form of multilamellar vesicles (mlv). delivery of polynucleotides, as an important and new class of bioactives, is described below in a separate section. the anatomical changes and pathophysiological conditions of diseased or inflamed tissues offer opportunities for the delivery of various nanotechnological products. bioactive targeting can be achieved by taking advantage of these specific characteristics of abnormal tissues . an ideal targeting system should have long circulation time, should be present at sufficient concentrations at the target site, and should not lose its activity or therapeutic efficacy while in circulation (sahoo et al., 2007) . the increased vascular permeability coupled with an impaired lymphatic drainage in tumors allows an enhanced permeability and retention effect of the nanosystems in the tumors or inflamed tissues (hashizume et al., 2000; mcdonald and baluk, 2002; maeda et al., 2000; matsumura and maeda, 1986) . therefore, this pathophysiological opportunity allows extravasation of the nanosystems and their selective localization in the inflamed tissues (allen and cullis, 2004; hobbs et al., 1998) (fig. 1) . the tendency of nanosystems to specifically localize in the reticuloendothelial system also presents an excellent opportunity for passive targeting of therapeutic agents to the macrophages present in the liver and spleen. this natural system, therefore, can be used for bioactive targeting for intracellular infections such as candiasis, leishmaniasis and listeria. the macrophages of the infected individual play a role in these diseases; consequently, if the macrophages are destroyed then will be the disease as well (daemen et al., 1995; davis, 1997a ). an important body organ considered for site-specific nanotherapy is the brain. however, the therapeutic value of many promising bioactives for the treatment of various neurological disorders is diminished by the presence of the blood-brain barrier (calvo et al., 2001) . the blood-brain barrier is a unique membrane that tightly segregates the brain from the circulating blood (pardridge, 1999) . as a result of this very efficient protection, bioactive delivery to the brain is a challenge. nanotechnology offers a solution for using the numerous chemical entities for treating brain disorders that are otherwise not clinically useful because of the presence of the blood-brain barrier. nanoparticles can be effectively used to deliver relevant therapeutics to the brain (alyautdin et al., 1998; garcia-garcia et al., 2005) . encapsulation of bioactives into nanoparticles modifies cell and tissue distribution and leads to a more selective delivery of biologically active compounds to improve therapeutic efficacy and reduces toxicity (de kozak et al., 2004; feng et al., 2004; kattan et al., 1992) . consequently, various nanosystems can be successfully used as new bioactive carriers for delivery to the brain. in a recent study, visser et al. (2005) studied targeting of pegylated liposomes loaded with horseradish peroxidase and tagged with transferrin to the blood-brain barrier in vitro. they obtained effective targeting of liposomes loaded with protein or peptide drugs to the brain capillary endothelial cells and suggested that the system is an attractive approach for drug delivery to the brain. enhanced uptake efficiency has also been shown for gastrointestinal absorption (desai, 1996; hussain et al., 2001) and transcutaneous permeation (kohli and alpar, 2004) , with particles around 100 nm and 50 nm in size, respectively. however, such small particles traveling in the lungs may also have a greater chance of being exhaled. larger, compartmental or multilayered bioactive carriers can help with delivery to the pulmonary extremities. for instance, the outer layers of the carrier architecture may be formulated to biodegrade as the carrier travels through the pulmonary tract. as the carrier penetrates further into the lung, additional shedding will allow the encapsulated material to be released. biodegradable nanoparticles of gelatin and human serum albumin show promise for bioactive delivery to the lungs (brzoska et al., 2004) . another major site for bioactive transport and targeting is the skin. skin acts as a key target as well as a principle barrier for topical/transdermal (tt) bioactive delivery. the topical/ transdermal delivery route for drug administration has advantages over other pathways including avoiding the hepatic first pass effect, continuous drug delivery, fewer side effects and improved patient compliance (barry, 2001) . the interest of both the pharmaceutical and cosmetic industry for skin delivery has prompted the development and investigation of a wide variety of carrier systems with different physico-chemical characteristics. a major obstacle to tt drug delivery is low percutaneous penetration. the stratum corneum provides a principle barrier to tt delivery of applied bioactive and consists of corneocytes embedded in an inter-cellular lipid matrix composed of ceramides, free fatty acids, and cholesterol (schurer and elias, 1991) . several approaches have been used to weaken this skin barrier and to improve tt bioactive delivery (choi and maibach, 2005; elias et al., 2002; williams and barry, 2004) . among the most efficient tt bioactive delivery have been the nanotechnological approaches employing elastic vesicles and ethosomes of nanometric size ranges (elsayed et al., 2006; lopez-pinto et al., 2005) . in a study on pig skin, lopez et al. (2001) employed high-resolution, low-temperature scanning electron microscopy in order to detect the effect of nanoliposomes (ca. 200 nm average size) in the protection of stratum corneum (sc) against a nonionic surfactant. the imaging technique enabled visualization of native and treated sc (incubated with nanoliposomes and octyl glucoside) without causing damage to the sc during sample preparation for the microscopic investigations (lopez et al., 2001) . inadequacy of conventional drugs in the treatment of many of the existing health problems and emergence of new challenges, including acquired immunodeficiency syndrome (aids) and severe acute respiratory syndrome (sars), make the requirement for potent therapeutic formulations a matter of urgency. a new class of bioactive therapeutic agents are based on the polynucleotide molecules and our increasing knowledge of genomics. these molecules, also known as nucleic acid drugs, have the potential to offer healing of human (and animal) diseases at their cause rather than only treating their symptoms. this is very important particularly in the case of hereditary diseases to make sure they are treated at the source and will not be passed to the next generations (mozafari et al., 2005a) . polynucleotide-based therapeutics such as plasmids containing transgenes used in gene therapy, antisense and antigene oligonucleotides, ribozymes, dnazymes, dna and rna aptamers and small interfering rna (sirna), have been developed over the past 20 years (crooke, 1998; mortazavi et al., 2007; stull and szoka, 1995; ulrich et al., 2006) . although most polynucleotide-based bioactives are in the early stages of clinical trials, they have emerged during recent years as promising therapeutic candidates able to act in a large range of diseases such as hereditary disorders, cancer, neurological and cardiovascular disorders, aids and other viral infections (mozafari et al., 2005a; stull and szoka, 1995; ulrich et al., 2006) . during the past two decades, more than 400 clinical studies in gene therapy have been reported. gene therapy is identified with the procedures used to insert the exogenous polynucleotides (dna, mrna, oligonucleotides) into cells or tissues to cure a disease or to improve the associated symptoms (ruozi et al., 2007) . gene therapy starts with the choice of therapeutic gene, although the most critical objective is the success in the gene transfer to the target tissue for which nanotechnology can play a crucial role. due to the limited ability of naked dna to enter cells and its susceptibility to enzymatic degradation, gene transfer (transfection) has mainly been achieved using a delivery vector. three main types of gene delivery systems have been described: viral vectors, nonviral vectors (in the form of nanoparticles, liposomes or dendrimers), and the direct injection of genetic materials into tissues using the so-called gene guns (goverdhana et al., 2005; labhasetwar, 2005; mortazavi et al., 2007; mozafari et al., 2005a) . viral vectors are attractive in terms of the scientific strategy exploiting the natural targeting mechanisms that viruses acquired during the course of evolution. as a result, viral vectors based on retroviruses, adenoviruses and other viruses are currently the most efficient method for dna transfer into cells. however, these vectors could suffer from the serious difficulties of effective pharmaceutical processing and scale-up, and the possibility of the reversion of an engineered virus to the wild type (sahoo et al., 2007) . furthermore, viral vectors have other drawbacks such as the risk of recombination, immunogenicity and carcinogenity (crystal, 1995; tripathy et al., 1996) . therefore, synthetic vectors have potential advantages for gene transfer even if they show a lower efficiency than viral systems. liposomes and nanoliposomes, in particular the cationic ones, have become one of the most studied synthetic nonviral vectors frequently used in human gene therapy (audouy et al., 2002; eastman and scheule, 1999; igarashi et al., 2006) . the ability of cationic liposomes to mediate transfection was attributed to the intrinsic properties of these systems, namely spontaneous electrostatic interaction between the positively charged vesicles and the negatively charged dna molecules that ensures an efficient condensation of the polynucleotides. by modifying the lipid composition the liposome-polynucleotide complex can exhibit an appropriate charge that enhances the possibility of cellular uptake. in the case of cationic liposomes both fusion and endocytosis have been proposed as mechanisms for the dna or oligonucleotide uptake (de lima et al., 2001) . to efficaciously use these systems for in vivo gene transfer, the biological and the physicochemical properties of the liposomes/dna complex must be elucidated. microscopic techniques have proven to be useful in imaging and clarifying how the factors such as composition, carrier/dna ratio, configuration, size and polydispersity can affect the assembly and stability of the vector and its gene transfer ability. recently anionic nanoliposomes are becoming more popular as polynucleotide delivery vehicles due to the toxicity and some other complications associated with the cationic agents (mozafari et al., 2005a mortazavi et al., 2007) . a method of incorporating polynucleotides to the similarly charged anionic liposomes, by the mediation of divalent cations, has been reported and is under development by mozafari and coworkers since 1994 (kahveci et al., 1994; zhdanov et al., 1994; mozafari, 1996; zareie et al., 1997; mozafari et al., , 2002a mozafari et al., , 2005a mozafari et al., , 2007 mortazavi et al., 2007) . this group studied the structure of the ternary complexes of liposome-ca 2+ -dna morphologically using scanning probe and other microscopes (zareie et al., 1997; . in addition, the mechanism of calcium-induced dna interaction with liposomes containing zwitterionic lipids, as well as those containing anionic lipids, has been studied using light scattering and different microscopic techniques (zareie et al., 1997; . the problems of toxicity and scale-up to industrial levels have been addressed by a new technique, called the heating method, developed by mozafari et al. (2005a mozafari et al. ( , 2007 and mortazavi et al. (2007) , in which no potentially toxic solvent or deleterious procedure is involved. applications of nanotechnology in human gene therapy have been reviewed extensively by davis (1997b) , who described nonviral vectors based on nanoparticles (usually 50-500 nm in size) employed to transport plasmid dna. he emphasized that nanotechnology in gene therapy would be applied to replace the currently used viral vectors by potentially less immunogenic nanosize polynucleotide carriers. usefulness of high-resolution scanning probe imaging in the study of lipidic gene transfer vectors and the interaction between liposomes and dna molecules have recently been reviewed by mozafari et al. (2005b) . liposomes and other carrier systems used in bioactive transport and targeted nanotherapy are explained in the following sections. lipid-based carrier systems, including liposomes and their nanoversions (nanoliposomes), are among the most promising encapsulation technologies employed in the rapidly developing field of nanotechnology. compared with other encapsulation strategies, such as chitosan-and alginate-based carriers, lipidbased nanoencapsulation systems have unparalleled advantages, including the ability to entrap material with different solubilities, the possibility of being produced using natural ingredients on industrial scales, and targetability (bummer, 2004; mozafari et al., 2006; yurdugul and mozafari, 2004) . lipid-based carriers can shield an ingredient from free radicals, metal ions, ph and enzymes that might otherwise result in degradation of the bioactive compounds. they impart stability to water-soluble material, particularly in high water-activity applications (gouin, 2004) . they can accommodate not only water-soluble material but also lipid-soluble agents, if required, simultaneously, providing a synergistic effect (suntres and shek, 1996) . another unique property of lipid-based nanocarriers is the targeted delivery of their content to specific areas within the body as well as in nonliving systems. in addition, lipid based nanocarriers may be targeted to the required site inside the body via active (e.g., by incorporation of antibodies) and passive (e.g., targeting based on particle size) mechanisms (mozafari and mortazavi, 2005) . the main lipid-based nanoencapsulation systems that can be used for the protection and delivery of various bioactive materials are explained below. the word liposome derives from two greek words, lipos (fat) and soma (body or structure), meaning a structure in which a fatty envelope encapsulates aqueous core(s) or compartment(s). a recent definition, proposed at a conference in the field of liposomology, describes liposomes as 'closed, continuous bilayered structures made mainly of lipid and/or phospholipid molecules' (mozafari et al., 2002b; mozafari and mortazavi, 2005) . they are under intensive investigation and development by the pharmaceutical, cosmetic and food industries as micro-and nanocarrier systems for the protection and delivery of bioactive agents. recent studies suggest that liposomes are even naturally present in the very first food we take, breast milk (keller et al., 2000; keller, 2001) . liposomes are composed of one or more lipid and/or phospholipid bilayers and can contain other molecules such as proteins or polymers in their structure. a liposome composed of a number of concentric bilayers is known as a multilamellar vesicle (mlv), while one composed of many small nonconcentric vesicles encapsulated within a single lipid bilayer is known as a multivesicular vesicle (mvv). another type of liposome is known as a unilamellar vesicle (ulv), which contains a single lipidic bilayer (fig. 2) . owing to the possession of both lipid and aqueous phases, liposomes can be utilized in the entrapment, delivery and release of both watersoluble and lipid-soluble material. the term nanoliposome has recently been introduced to exclusively refer to nanoscale lipid vesicles (mozafari and mortazavi, 2005) , since liposome is a general word covering many classes of lipid vesicles whose diameter range from around 20 nm to several micrometers. nanoliposomes possess the same physical, structural and thermodynamic properties as the liposomes described above. manufacture of both liposomes and nanoliposomes requires input of energy to a dispersion of lipid/phospholipid molecules in an aqueous medium (mozafari and mortazavi, 2005) . the underlying mechanism for the formation of liposomes and nanoliposomes is basically the hydrophilic-hydrophobic interaction between phospholipids and water molecules (mozafari, 2005) . since liposomes are dynamic entities that tend to aggregate and/or fuse and as a result increase in size, vesicles prepared in nanometric size ranges may end up becoming micrometric particles upon storage. however, nanoliposomes should have sufficient stability to maintain their sizes and could be defined as 'bilayer lipid vesicles possessing and maintaining nanometric size ranges during storage and application' (mozafari and mortazavi, 2005) . the unique properties of liposomes have triggered numerous applications in different fields of science and technology, from basic studies of membrane structure/function to bioactive agent delivery. liposomes and nanoliposomes are particularly useful as efficient bioactive delivery devices because of their ability to pass through lipid bilayers and cell membranes. targeted therapy can also be achieved efficiently via liposomes and nanoliposomes employing passive or active targeting mechanisms (mozafari and mortazavi, 2005; mozafari, 2006) . active targeting is achieved by engineering carriers sensitive to different stimuli (e.g., ph, temperature, light, etc.) or conjugating the bioactive/carrier system to one or more targeting ligands such as tissue or cell-specific molecules. in a recent study, zhang et al. (2003) showed that pegylated (treated with polyethylene glycol) liposomes, linked to a monoclonal antibody for the human insulin receptor, led to widespread reporter expression in the brains of rhesus monkeys. passive targeting, on the other hand, uses the natural course followed by the bioactive-carrier complex upon being introduced to the body as the method of site-specific delivery and release of the bioactive agent. it is therefore based on the physicochemical properties of bioactive-carrier complex and physio-anatomical conditions of the body. the clearance kinetics and in vivo biodistribution of carrier systems depend on the physicochemical factors like size, charge and hydrophobicity and can be manipulated to enable passive targeting. archaeosomes are liposomes made from one or more of the polar ether lipids extracted from the domain archaea (archaeobacteria). many archaea live in environments including high salt concentrations, low ph values or high temperatures. hence their membrane structure is unique and enables them to survive in such hostile conditions. the core lipids (polar head groups removed) of archaea consist of archaeols (diethers) and caldarchaeols (tetraethers), wherein the regularly branched, 5-carbon repeating units forming the isoprenoid chains (usually 20 carbons per chain in archaeols, and 40 carbons per chain in caldarchaeols) are attached via ether bonds at the sn-2,3 position of the glycerol carbons. in contrast to this, the core lipids found in bacteria and eucarya consist of unbranched (mostly) fatty acyl chains, often unsaturated, attached via ester bonds to the sn-1,2 glycerol carbons. the polar moieties (archaeols are monopolar and caldarchaeols are bipolar) are similar to those (phospho, glyco, polyol, amino, hydroxyl groups) encountered in ester lipids, but phosphatidylcholine is rarely present in archaeal lipids patel et al., 2000) . although archaeosomes are a recent technology, they have already proven to be a safe delivery system for bioactive agents including drugs and vaccines (patel and chen, 2006) . compared with liposomes (which are made from ester phospholipids), archaeosomes are relatively more thermostable, and more resistant to oxidation and chemical and enzymatic hydrolysis. they are also more resistant to low ph and bile salts that would be encountered in the gastrointestinal tract . archaeosomes prepared from the total polar lipid extract or from individual purified polar lipids show promise as adjuvants that promote strong humoral and cytotoxic t-cell responses to encapsulated soluble antigens. therefore, there is a great potential for using archaeosomes in drug, vaccine and other bioactive material delivery applications. as is the case with liposomes, it is possible to incorporate ligands such as polymers to archaeosomes. it has been shown that incorporation of polyethyleneglycol and coenzyme q10 into archaeosomes can alter the tissue distribution profiles of intravenously administered vesicles (omri et al., 2000) . it has recently been reported that intravenous and oral delivery of nanometric-sized archaeosomes to an animal model was well tolerated with no apparent toxicity (omri et al., 2003) . the results of these studies are very promising for the utilization of archaeosomes in the encapsulation and delivery of different bioactive compounds. cochleates are small-sized and stable lipid-based carriers comprised mainly of a negatively charged lipid (e.g., phosphatidylserine) and a divalent cation such as calcium zarif, 2003) . they have a cigar-shaped multilayered structure consisting of a continuous, solid, lipid bilayer sheet rolled up in a spiral shape with little or no internal aqueous space. hydrophobic, amphiphilic, negatively or positively charged molecules can be delivered by cochleates. cochleates and their sub-micron versions (i.e., nanocochleates) have been used to deliver proteins, peptides and dna for vaccine and gene therapy applications and are able to cover unpleasant taste and smell of bioactive material intended for oral delivery (mannino and gould-fogerite, 1997; mozafari et al., 2006; . due to their nanometric size, stability and resistance to degradation in the gastrointestinal tract, nanocochleates have revealed great potential to deliver bioactive agents both orally and parenterally (mannino and gould-fogerite, 1997; zarif, 2003) . cochleates containing amphotericin b (amb) are now in development to enter phase i clinical trials, for both the oral and parenteral treatment of fungal infections (zarif, 2003) . the unique structure and properties of cochleates make them an ideal candidate for oral and systemic delivery of sensitive material including peptide and nucleic acid drugs. polymer materials potentially possess several desirable properties to be used as nanocarriers including biocompatibility, biodegradability, and functionalization capability. through functionalization and structural manipulation of polymer materials, bioactive molecules can be incorporated within the polymer. entrapping or encapsulating the drug within a polymer allows for greater control of the pharmacokinetic behavior of the bioactive molecule (hughes, 2005) . the bioactive can be released with a more ideal, near zero-order kinetic profile, which establishes a more constant flow of the encapsulated substance out of the carrier. this pharmacokinetic behavior maintains more appropriate steady levels of the bioactive material at the site of delivery. in contrast, conventional oral delivery typically follows first-order release kinetics where the release rate is proportional to the amount of material remaining in the carrier. landgraf et al. (2003) have compared the release kinetics of an anti-inflammatory agent taken orally by use of a macroporous copolymer carrier and a microporous copolymer carrier containing nanochannels. the macroporous bioactive carrier releases the encapsulant with an initial burst and follows first-order release kinetics. the microporous carrier structured with nanochannels steadily releases the biomaterial in near zero-order fashion. techniques that are used to couple the bioactive with the polymer include sequestering, conjugation, and micelle formation (duncan, 2003) . ulrich et al. (1999) have reviewed the biodegradable polymeric materials that show promise for bioactive delivery applications. biodegradable polymer nanoparticles, typically consisting of polylactic acid (pla), polyglycolic acid (pga), or a copolymer of pla and pga, are being investigated for the delivery of polynucleotides and polypeptides, vaccines, anticancer therapeutics, ocular drugs, and cytokines (hughes, 2005) . other polymers being investigated as nanoscale bioactive carriers include polyalkylcyanoacrylate, poly(3-hydroxybutanoic acid) (phb), poly(organophosphazene), poly(ethylene glycol) (peg), poly(caprolactone) (pcl), poly(ethylene oxide) (peo), and copolymers such as pla-peg. synthetic polymers, such as peg, can be used to encapsulate biologic materials to create a more stable nanocarrier (hughes, 2005) . one example of a hybrid drug carrier is a liposome coated with peg, called a stealth liposome. conventional liposomes and nanoliposomes are typically cleared rapidly from the blood circulation. stealth liposomes, with peg coatings, can have prolonged circulation times (moghimi and szebeni, 2003) . the mechanisms behind this prolonged circulation are still being investigated. furthermore, polymers are being used to enhance the release characteristics of other carrier systems; as is the case with the coating of tablets with hydroxypropyl methylcellulose phthalate (hpmcp) nanoparticles (kim et al., 2003) . the nanoparticle-coated tablets show a decrease in release rate and a migration towards zero-order release kinetics as the particle size is decreased. dendrimers are a unique class of polymers, which provide another avenue for nanodelivery of different bioactive compounds. the word dendrimer is derived from the greek words dendri-(tree branch-like) and meros (part of) (gardikis et al., 2006) . dendrimers are considered as highly branched macromolecules; they are small in size, while their low polydispersity can contribute to the reproducibility of their pharmacokinetic behavior (cloninger, 2002) . dendrimers are fabricated from monomers using either convergent or divergent step-growth polymerization. the well-defined structure, monodispersity of size, surface functionalization capability and stability are properties of dendrimers that make them attractive nanocarrier candidates (hughes, 2005 ). an ideal dendrimer as bioactive delivery system, however, must also be nontoxic, nonimmunogenic and biodegradable (for a review, see aulenta et al., 2003) . the first complete dendrimer family which has been synthesized, characterized and commercialized is the poly(amidoamine) (pamam) dendrimers. they are characterized as safe and nonimmunogenic nanocarriers and have been used for the delivery of drugs and antisense nucleotides and in gene therapy, both in vitro and in vivo (frechet and tomalia, 2001) . bioactive molecules can be associated to dendrimers via either complexation or encapsulation as schematically shown in fig. 3 . a conjugate carrier system composed of dendrimers and liposomes has recently been manufactured and characterized by gardikis et al. (2006) . niosomes are vesicles made of nonionic surfactant molecules and have been developed as controlled delivery systems in order to overcome the problems associated with some other nanocarriers such as sterilization, large-scale production and stability. they are liposome-like vesicles formed from the hydrated mixtures of cholesterol, charge inducing molecules and nonionic surfactants such as monoalkyl or dialkyl polyoxyethylene ether. the assembly into closed bilayers, both in the case of liposomes/nanoliposomes (mozafari and mortazavi, 2005) and niosomes, is not spontaneous. thermodynamically stable vesicles form only in the presence of proper mixtures of surfactants and charge inducing agents. the mechanism of vesicle formation upon use of nonionic surfactants is not completely clear. the most common theory is that nonionic surfactants form a closed bilayer in aqueous media based on their amphiphilic nature. formation of this structure involves some input of energy, for instance by means of physical agitation (e.g., by using the handshaking method; see baillie et al., 1985) or heat (e.g., by using the heating method; see mozafari, 2005; mozafari et al., 2002a mozafari et al., , 2007 . in this closed bilayer structure, hydrophobic parts of the molecule are oriented away from the aqueous solvent whereas the hydrophilic head comes in contact with the aqueous solvent. niosomes resemble phospholipid vesicles (liposomes and nanoliposomes) and hence, enable entrapment of both hydrophilic and hydrophobic material. the low cost, stability and resultant ease of storage of nonionic surfactants have led to the exploitation of these compounds as alternatives to phospholipids (uchegbu and vyas, 1998) . niosomes can entrap hydrophilic drugs and other bioactives upon encapsulation or hydrophobic material by partitioning of these molecules into their hydrophobic domains. these vesicles can be formulated either unilamellar or multilamellar in structure. moreover, niosomes possess great stability, cost-effectiveness, and simple methodology for the routine and large-scale production without the use of hazardous solvents. uchegbu et al. (1996a uchegbu et al. ( , 1996b have studied the different phases and morphologies of niosomes (e.g., discomes and polyhedral niosomes) by employing confocal laser scanning microscopy. microscopic examinations enabled observation and identification of the spherical, helical, tubular and polyhedral niosomes (for a review, see uchegbu and vyas, 1998) . along with the more conventional polymer-and liposomebased formulations, silicon-based nanocarriers are emerging in the field of bioactive encapsulation and targeting (ferrari, 2005) . the most commonly investigated silicon-based materials for bioactive delivery are porous silicon and silica, or silicon dioxide. architectures include calcified nanopores, platinumcontaining nanopores, porous nanoparticles, and nanoneedles (hughes, 2005) . porous silicon was discovered more than 50 years ago and since then has attracted much interest after the demonstration of its photoluminescence at room temperature (cullis et al., 1994; vaccari et al., 2006) . two aspects of porous silicon are of particular relevance for in vivo applications; namely: (i) it can be used as a sensitive biosensor for proteins, antigens, and dna, and (ii) it can be modified with a wide range of biological or organic molecules. these features should allow porous silicon to serve as a versatile biomaterial. although efforts in this area are still in early developmental stages, combining the biocompatibility of the material with its highly bio-sensitive capabilities leads to new applications in tissue-based bioassays, bioactive delivery, and health-monitoring applications. the demonstration in 1995 of porous silicon biodegradability in physiological environment (canham, 1995) with a dissolution rate dependent on the medium acidity, porous silicon morphology, porosity, and on the chemical surface derivatization, opened the way for its applications in biomedicine (e.g., see vaccari et al., 2006) . in the most basic sense, porous silicon is a network of air holes within an interconnected crystalline silicon matrix. the free volume inside pores can be loaded with a bioactive that will be released in the body following the dissolution of the matrix. this idea has been the guideline followed for the design of an implantable microsystem prototype as an anticancer device for the release of doxorubicin in the treatment of tumors (minotti et al., 2004; vaccari et al., 2006) . ordered mesoporous silica material with very high surface area and large pore volume appeared as a new member in the family of silica-based materials in 1992 (beck et al., 1992) . the pore size distribution of mesoporous silica is very narrow and can be modulated in the mesoporous region from 2 to several nanometers, which has expanded the available pore sizes of zeolites. such properties would make these materials potentially very interesting as novel carriers for large drug molecules (!2 nm). recently, considerable investigations have been carried out for the applications of mesoporous silicas as nanocarrier systems for high bioactive loading capacity and sustained or controlled release (xue and shi, 2004; tang et al., 2006) . some examples of therapies being investigated for use with silicon-based delivery systems include porous silicon embedded with platinum as an antitumor agent, calcified porous silicon designed as an artificial growth factor, silicon nanopores for antibody delivery, and porous silica nanoparticles containing antibiotics, enzymes and dna (for a review, see hughes, 2005) . the carbon nanostructures, which have received much attention in recent years are hollow, cage-like architectures known as nanotubes and fullerenes, also called buckyballs because of their spherical structure resembling the geodesic domes of buckminster fuller (hughes, 2005) . single-wall nanotubes, multiwall nanotubes, and c60 fullerenes are common configurations. the size, geometry, and surface characteristics of these structures make them attractive for application as nanocarrier systems. carbon nanotubes are on the light spot of nanoscience and nanotechnology owing to their exceptional physical properties (zanella et al., 2007) . the electronic properties of single-wall carbon nanotubes are remarkable insofar as they can be either metallic or semiconducting, depending on their (n, m) indices or chirality (saito et al., 1998) . nanotubes are very stable molecules and their chemical inertness is due to the strong covalent sp 2 bonds of the carbon atoms on their surface. surface-functionalized carbon nanotubes can be internalized within mammalian cells (shi kam et al., 2004) . much work with carbon nanotubes has involved composite materials. for example, temperature-stabilized hydrogels for bioactive delivery applications incorporate carbon nanotubes (li et al., 2004) . on the other hand, fullerenes have also shown bioactive targeting capability. tissue-selective targeting as well as intracellular targeting of mitochondria have been shown with the use of fullerene structures. furthermore, experiments with fullerenes have also shown that they exhibit antioxidant (lin et al., 1999) and antimicrobial activities (tsao et al., 2002) . carbon nanostructures containing ferromagnetic material are another means of bioactive targeting. these nanocarriers can be injected intravenously and then directed using an external magnetic field upon which they will travel through the blood vessels to the region of interest for treatment (berry and curtis, 2003) . the process of bioactive targeting using a magnetic delivery system is based on the competition between forces exerted on the nanocarrier by the blood flow and the magnetic forces generated by the externally applied magnetic field. when the magnetic forces exceed the linear blood flow rates in arteries (10 cm/s) or capillaries (0.05 cm/s), the nanocarriers are retained at the target site and internalized by the cells of the target tissue (tartaj et al., 2003) . the particles should be small enough to remain in the circulation after injection and to pass via the capillary systems of organs and tissues avoiding vessel embolism. the nanocarrier surface can be grafted by cooh groups after the acid treatment. bioactive molecules and targeting ligands can be covalently attached to the nanocarriers via carboxyl groups (fig. 4) . the ligands attached to the nanocarriers recognize individual components characteristic for cell-surface antigens (berry and curtis, 2003; wozniak et al., 2006) . the morphology and cytotoxicity of magnetic carbon nanoparticles have recently been evaluated by wozniak et al. (2006) using inverted microscope and atomic force microscopy (afm). modern nanocarrier systems such as nanoliposomes, niosomes, solid lipid nanoparticles (saupe and rades, 2006) , as well as silicon-, carbon-and polymer-based nanocarriers play an important role in controlled delivery of the bioactive agents to the desired site of action, limiting the side effects at nontarget sites (ruozi et al., 2007) . development of these nanosystems requires a rational characterization approach. certain parameters pertained to each of the newly developed nanocarrier systems must be thoroughly assessed before being approved for clinical applications. in the case of liposomes, for instance, parameters having critical importance on their in vivo performance such as morphology, size, polydispersity index, number of lamellae, zeta potential, bilayer fluidity, lipid composition, encapsulation efficiency, carrier-bioactive interaction and chemical stability must be studied. for these, various analytical techniques are being applied. dynamic light scattering (dls, also known as photon correlation spectroscopy, pcs) is used in the determination of particle size distribution, while the nuclear magnetic resonance (nmr) and the electron paramagnetic resonance (epr) are being applied to investigate the lamellarity, the permeability of the bilayer and the influence of particle size on the bioactive transport (for a recent review, see ruozi et al., 2007) . the microscopical approach is commonly used to characterize the structure/morphology/geometry of the nanocarriers. electron microscopy techniques have been widely used to measure the size and the size distribution of particles. several electron microscopy techniques can be employed for nanocarrier research. these include: (i) scanning electron microscopy (sem); (ii) transmission electron microscope (tem); (iii) negative stain electron microscopy (nsem); (iv) freeze fracture transmission electron microscopy (fftem). in particular, tem provides information on the size distribution and shape of nanocarrier systems. in addition to the configuration of nanocarriers, electron microscopy can also provide information on the interaction between particles (e.g., in the form of aggregation or fusion), different types of each nanocarrier (e.g., in the case of liposomes, mlv, ulv and mvv types; see fig. 2 ), different phases of each carrier (e.g., discomes and polyhedral niosomes), location of the bioactive with respect to the carrier (e.g., internalized or attached to the surface) and the stability of the carrier systems in time. compared with other electron microscopes, sem is a less frequently used imaging technique, particularly in liposome research. however, several sem micrographs showing cells with absorbed liposomes have been published, which are very useful in determining mechanisms of cell-liposome interactions (e.g., see vinay et al., 1996) . unfortunately, nanocarriers may suffer structural perturbations as a result of the high vacuum conditions and the staining process required by some of the electron microscopes (see fig. 5 ). in the previous years, besides the progress in sample preparation, other microscopical techniques have been developed. atomic force microscopy (afm), one of the techniques belonging to the family of scanning probe microscopes (spm) with dimensional resolution approaching 1 ã� , has revolutionized imaging of the nanosamples (binning et al., 1986; santos and castanho, 2004) . the most attractive characteristics of spm are the potential to image samples with subnanometer spatial resolution under physiological conditions and provide information on their physical and mechanical properties. the other spm technique is scanning tunneling microscope (stm) that was invented in 1982 by binnig and coworkers (binnig et al., 1982a (binnig et al., , 1982b and has since become established as a powerful tool for the study of micro-and nanoscale structures. compared with the other types of microscopy, stm has unique characteristics that include: (i) ultra-high resolution down to atomic dimensions; (ii) three-dimensional images with very high resolution especially in the vertical direction; (iii) a variety of operating conditions, such as vacuum, air, and liquids; (iv) observation range from micrometer to angstrom; (v) the ability to do tunneling spectroscopy (feng et al., 1989) . fig. 6 depicts three-dimensional stm images of double-stranded dna molecules. major and minor grooves of dna are visible in fig. 6b . representative stm images of two-months old nanoliposomes are presented in fig. 7 . these nanoscale images enabled characterization of the nanocarriers including evaluation of their size and stability; as indicated by their size and morphology variation in time (e.g., see mozafari et al., 2002a) . afm, on the other hand, was developed in 1986 and has since been applied for imaging surfaces of different material including ceramics, metals, in addition to biological and pharmaceutical samples (binning et al., 1986; mozafari et al., 2005b; ruozi et al., 2007; santos and castanho, 2004) . the afm ability to explore samples under variety of environmental conditions, including biological specimens in an aqueous/ physiological environment, or in air at different temperatures, or under controlled humidity, make it a very versatile characterization technique. in addition, it is possible to study samples at low temperatures using cryo-afm (prater et al., 1991; shao et al., 2000) . unlike the electron microscopical methods, which often require sophisticated sample preparation procedures, the sample preparation for afm is easy and fast and it allows the material to be preserved in its native state (mozafari et al., 2005b) . afm can be operated in a number of different imaging modes depending on the nature of the interaction between its tip and sample surface. when the scanning is carried out keeping an approximately constant distance between probe and sample, afm operation is in the ''contact mode.'' new generations of afm also use another scanning mode called ''tapping mode'' or ''macmode'' (santos and castanho, 2004) . tapping mode afm provides high-resolution topography images with minimal damage to the sample surface. application of the additional measurement modes such as lateral force mode (lfm) and force modulation mode (fmm) are possible with afm (ruozi et al., 2007) . in addition to topographic imaging, and especially considering the versatility of the operation modes, afm can also provide information regarding micromechanical properties such as surface and adhesive forces (ruozi et al., 2007) . spm studies of phospholipid bilayers, for example, have been providing valuable insights into the micromechanical properties of biomembranes (liang et al., 2004) as well as biological processes such as formation of pili and bacterial conjugation (maeda et al., 2002) . as is the case with the electron microscopes, spm techniques also enable investigation of particle-particle interactions and the aggregation and fusion processes characteristics of certain nanocarriers (uvarov et al., 1996) . furthermore, stm in particular is very useful in determining the bilayer thickness of liposomes, nanoliposomes, niosomes and archaeosomes by its analytical ability in the vertical axis (zareie et al., 1997) . another useful application of the microscopical techniques in general, and spm in particular (due to their high resolution), is that they can identify both the density and the spatial distribution of ligands such as polymers, peptides, and antibody molecules anchored to the surface of the nanocarriers. as explained above, these ligands equip the nanocarriers with specific targeting mechanisms. for a rational development of nanocarriers as bioactive delivery systems, it is essential to characterize these systems as particles. the evaluation of nanocarrier morphology includes the characterization of shape, structure, surface morphology and size measurement of these particles. evaluation of size distribution of nanocarriers is important not only to study the physico-chemical properties and the stability of the preparations but also to identify the in vivo kinetics of these systems and in particular their ability to cross vessel walls and to be accumulated in target tissues (e.g., tumors or infected sites) in order to exert the desired effect. determination of nanocarrier size distribution is an obligatory quality control assay due to the following reasons: (i) the size distribution of bioactive delivery formulations is an important parameter with respect to the physical properties and stability (goren et al., 1990) ; (ii) size distribution, along with composition, defines plasma pharmacokinetics, biodistribution, and stability of nanocarriers and their associated/entrapped substances in plasma and other organs (barenholz and amselem, 1993) ; (iii) nanocarrier size is a major factor in their permeation through tumor microvessels and their local residence in tumor tissue (nagayasu et al., 1999) ; (iv) in pulmonary applications the deposition region of bioactive carriers depends mainly on density, shape, and size of the particles (mozafari et al., 2005b) . each of the currently used particle size determination techniques has its own advantages and limitations. light scattering, for example, provides cumulative average information of the size of a large number of particles simultaneously. however, it does not provide information on the shape of the nanosystem and it assumes any aggregation of more than one particle as one single particle. spm and other microscopic fig. 7 . two and three-dimensional scanning tunneling micrographs of nanoliposomes deposited on hopg (highly oriented pyrolytic graphite) and dried at room temperature under atmospheric pressure. nanoliposomes (indicated by arrows) were prepared by the heating method two months prior to imaging. techniques, on the other hand, make direct observation possible, and hence provide information on the shape of the nanocarriers as well as presence/absence of any aggregation/ fusion (mozafari et al., 2005b) . the drawback of the microscopic investigations is that the number of particles that can be studied at any certain time is limited. with respect to a statistically meaningful analysis of size distribution of the nanocarriers, methods such as light scattering, which measure the average size of large number of particles, are more appropriate than microscopic techniques (mozafari and mortazavi, 2005) . it should be noted that spm techniques can assess samples in liquid or as adsorbed on a solid surface (partially or fully dehydrated) while the light scattering method evaluates particles in suspension. the general approach for the determination of size distribution of nanocarrier formulations should hence be to use as many different techniques as possible, or at least combine high-resolution imaging and particle sizing techniques together. as we gain more knowledge with respect to disease pathophysiology and cellular mechanisms, more specific bioactive materials are being developed. to use the specificity and potency of these bioactives, new carrier systems must be exploited. nanostructured delivery systems are promising candidates that will enable efficient and targeted delivery of novel bioactive compounds. systematic characterization of the nanocarriers is one of the main steps in the evaluation of their present and coming applications. in this respect, the microscopical approach enables direct visualization and provides valuable information about the geometry and morphology, size distribution and the superficial properties of the nanocarriers affecting their interaction with the bioactive material and target cells. the microscopical techniques in general, and spm in particular, enable us to identify both the density and the spatial distribution of targeting ligands such as polymers, 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at low temperature nano and microparticles as controlled drug delivery devices application of atomic force microscopy to characterize liposomes as drug and gene carriers nanotech. approaches to drug delivery and imaging the present and future of nanotechnology in human health care physical properties of carbon nanotubes an overview of the biophysical applications of atomic force microscopy solid lipid nanoparticles the biochemistry and function of stratum corneum lipids nano-dumpling with drug delivery potential nanomedicine transforms drug delivery cryoatomic force microscopy of filamentous actin nanotube molecular transporters: internalization of carbon nanotube-protein conjugates into mammalian cells antigene, ribozyme and aptamer nucleic acid drugs: progress and prospects alleviation of paraquat-induced lung injury by pretreatment with bifunctional liposomes containing a-tocopherol and glutathione studies on a new carrier of trimethylsilyl-modified mesoporous material for controlled drug delivery the preparation of magnetic nanoparticles for applications in biomedicine targeted polymeric micelles for delivery of poorly soluble drugs immune responses to transgene-encoded proteins limit the stability of gene expression after injection of replication-defective adenovirus vectors in vitro action of carboxyfullerene non-ionic surfactant based vesicles (niosomes) in drug delivery the activity of doxorubicin niosomes against an ovarian-cancer cell-line and 3 in vivo mouse-tumor models phasetransitions in aqueous dispersions of the hexadecyl diglycerol ether (c(16)g(2)) non-ionic surfactant, cholesterol and cholesteryl poly-24-oxyethylene ether-vesicles, tubules, discomes and micelles polymeric systems for controlled drug release dna and rna aptamers: from tools for basic research towards therapeutic applications scanning tunneling microscopy study of cytochrome p450 2b4 incorporated in proteoliposomes porous silicon as drug carrier for controlled delivery of doxorubicin anticancer agent targeted drug delivery in cancer therapy nanosystems in drug targeting: opportunities and challenges characterization of a novel costimulatory molecule: a 155-160 kd b cell surface protein provides accessory help to cd 4+ t cells to proliferate and differentiate targeting liposomes with protein drugs to the blood-brain barrier in vitro the emerging nanomedicine landscape nanotechnology applications in medicine nanotechnology: a new look penetration enhancers magnetic nanoparticles of fe and nd-fe-b alloy encapsulated in carbon shells for drug delivery systems: study of the structure and interaction with the living cells plga/mesoporous silica hybrid structure for controlled drug release recent advances in micro-and nanoencapsulation of food ingredients ab initio study of pristine and si-doped capped carbon nanotubes interacting with nimesulide molecules scanning tunnelling microscopy investigation of liposome-dna-ca 2+ complexes cochleates: new lipidbased drug delivery system cochleates: lipid-based vehicles for gene delivery -concept, achievements and future development nanocochleate cylinders for oral and parenteral delivery of drugs organspecific gene expression in the rhesus monkey eye following intravenous nonviral gene transfer lipid spin labeling and n.m.r. study of the interaction between polyadenylic acid:-polyuridilic acid duplex and egg phosphatidylcholine vesicles. evidence for involvement of surface groups of bilayer, phosphoryl groups and bivalent metal cations valuable assistance of professor e. piskin, dr. c. kocum, and dr. h. zareie in the stm studies is highly acknowledged. key: cord-272060-o0wx0add authors: li, allen; li, ming k.; crowther, mark; vazquez, sara r. title: drug-drug interactions affecting drug levels of direct oral anticoagulants in the real world: a systematic review() date: 2020-08-11 journal: thromb res doi: 10.1016/j.thromres.2020.08.016 sha: doc_id: 272060 cord_uid: o0wx0add background: direct oral anticoagulants (doacs) have emerged as safe and effective alternatives to vitamin-k antagonists for treatment and prevention of arterial and venous thrombosis. due to their novelty, pharmacokinetic doac drug-drug interactions (ddis) that result in clinical adverse events have not been well-documented. objective: this study aims to systematically review reported pharmacokinetic ddis resulting in clinical adverse events through documented observational evidence to better inform clinicians in clinical practice. methods: a comprehensive literature review of embase, medline, and ovid healthstar was conducted through march 10th, 2020. two independent reviewers screened and extracted data from eligible articles according to pre-established inclusion and exclusion criteria. articles reporting bleeding or thrombotic outcomes in non-controlled (observational) settings resulting from suggested pharmacokinetic doac ddis were included. results: a total of 5567 citations were reviewed, of which 24 were included following data extraction. the majority were case reports (n = 21) documenting a single adverse event resulting from a suspected doac ddi, while the remaining papers were a case series (n = 1) and cohort studies (n = 2). the most commonly reported interacting drugs were amiodarone and ritonavir (bleeding), and phenobarbital, phenytoin, and carbamazepine (thrombosis). bleeding events more often resulted from a combined mechanism (p-glycoprotein and cyp3a4 inhibition), whereas thrombotic events resulted from either combined or single p-glycoprotein/cyp3a4 induction. conclusion: current literature evaluating the real-world risk of doac ddis is limited to few case reports and retrospective observational analyses. clinicians are encouraged to continue to report suspected drug interactions resulting in adverse events. warfarin has historically been a cornerstone for treating or preventing thrombosis in various settings. warfarin, due to its variable interpatient response, requires systematic monitoring of the international normalized ratio (inr) to ensure safety and efficacy. warfarin is subject to numerous food and drug interactions, and there is reasonable quality evidence that some of these interactions are associated with bleeding and/or thrombotic complications. 1, 2 however, the universal availability of international normalized ratio (inr) testing can mitigate the impact of these interactions by allowing real-time dose adjustment. in the last decade, direct oral anticoagulants (doacs) have emerged as an effective and safe alternative to warfarin. [3] [4] [5] doacs are administered in fixed doses and have fewer drug-drug interactions (ddis) compared to warfarin but are still subject to ddi-induced alterations in plasma concentrations that may result in bleeding or thrombotic events. all doacs (including dabigatran, rivaroxaban, apixaban, and edoxaban) are substrates of the efflux transporter permeability-glycoprotein (p-gp, also referred to as p-gp transportor, abcb1, and p-gp multidrug transporter), which regulates the absorption of doacs from the gastrointestinal lumen and is also involved in their hepatic and renal excretion. additionally, rivaroxaban and apixaban have cyp450-mediated metabolism (rivaroxaban primarily by cyp3a4 with minor contribution by cyp2j2 and apixaban primarily by cyp3a4 with minor contributions by cyp2c19, cyp1a2, cyp2c8, and cyp2c9). 6, 7 drugs that induce p-gp or cyp3a4 may reduce the plasma concentration of the doac; conversely, drugs that inhibit p-gp or cyp3a4 may increase the plasma concentration of the doac. although fewer in number than warfarin, 1, 2, 8 the clinical importance of pharmacokinetic doac ddis is increased as the lack of an "inr-equivalent" results in less testing and monitoringthus such interactions are likely to remain unnoticed until a complication occurs since doac levels are not routinely monitored. currently, pharmacokinetic studies, case reports, and guidance documents based on these reports in the literature propose several pharmacokinetic ddis for doacs demonstrated by significant alterations in plasma doac concentrations 9-18 but some occur in the absence of adverse clinical events. [19] [20] [21] [22] while the ability of p-gp and/or cyp3a4 modifiers to alter doac drug levels is well-established, given the wider therapeutic index of the doacs relative to a narrow therapeutic index drug like warfarin, it is unknown if these pharmacokinetic alterations are sufficient to contribute to clinical adverse events. therefore, to aid clinicians in deciphering the clinical significance of doac ddis, this study seeks to systematically evaluate the existing body of literature of pharmacokinetic doac ddis that result in clinical adverse events (bleeding and thrombosis) in uncontrolled clinical settings. as the pharmacodynamic interactions between anticoagulants and antiplatelet medications, non-steroidal anti-inflammatory drugs (nsaids), and selective serotonin reuptake inhibitors (ssris) and selective norepinephrine reuptake inhibitors (snris) are known to enhance bleeding risk [23] [24] [25] [26] [27] [28] [29] studies to be included in the review had to report either a thrombotic or bleeding event due to potential pharmacokinetic drug-drug interaction between a doac an another drug in a non-controlled clinical setting. studies that did not control for concurrent administration of ssris, nsaids, antiplatelets, thrombolytics, and other anticoagulants were excluded as these drugs can independently cause bleeding or as the result of pharmacodynamic interactions. for each study that was included, investigators evaluated the study quality (if applicable) using the newcastle-ottawa scale, 31 and extracted data using precomposed data extraction templates on microsoft excel. extracted data included outcome observed (bleeding or thrombosis), doac involved, interacting drug, study population, coagulation or doac plasma concentration measurements (if available), and a drug-interaction probability score (dips) (if available). using a 10-item questionnaire, the dips tool considers a variety of factors including alternative causes, and previous documentation of the ddi. 32, 33 it is a widely used reference standard for determining the probability of drug interactions and has been shown through a 2015 systematic review to overcome limitations present in other assessment instruments. 32, 33 data synthesis involved utilizing tables and descriptive statistics to summarize data. the mechanism of the interaction was objectively identified using lexi-drugs wolters kluwer clinical drug information database. after our initial search among the databases, 6,580 articles were identified from our search. of these studies, a total of 1,013 duplicates were removed with 5,567 proceeding to title and abstract screening. of these, 5,453 articles were deemed ineligible, with 114 articles moved to full-text review. a total of 90 citations were excluded based on exclusion criteria, leaving 24 for data extraction (figure 1 , online supplement). of the 24 included publications, 21 were case reports, one was a case series, and the remaining two were large cohort studies. of the case reports, just over half (n=11) reported ddis resulting in thrombotic outcomes while the other half reported bleeding outcomes. the most frequently reported ddi for bleeding events in the case reports involved the combinations of amiodarone and dabigatran (via inhibition of p-gp) and ritonavir and rivaroxaban (via inhibition of both p-gp and cyp3a4). the most frequently reported ddi for thrombosis involved the antiepileptic drugs phenobarbital, phenytoin, and carbamazepine (via induction of p-gp and/or cyp3a4). five case reports included a statement involving a dips (drug interaction probability scale) score (table 1 , online supplement). in cases that also reported laboratory values (13 of 21 reports), seven cases reported only coagulation laboratory tests, three reported only doac plasma concentrations,and three reported a combination of coagulation and doac-specific laboratory tests. in the bleeding cases reporting coagulation laboratory results, five reported the prothrombin time (pt), four reported the aptt, and two reported the inr; all results were above the reference range. for the thrombotic cases, one case reported an elevated pt but all j o u r n a l p r e -p r o o f other coagulation labs were within normal limits. six of the 20 case reports reported doac-specific drug levels. all three bleeding cases reported above on-therapy range doac levels. one thrombotic case reported an on-therapy trough for apixaban in the presence of phenobarbital, yet a random plasma apixaban level quadrupled with the removal of phenobarbital. we found one case series by bortz et al, which evaluated a series of patients treated with rivaroxaban and carbamazepine.four of seven patients in this study developed some form of recurrent or extension of a thrombus during concurrent treatment ( table 2 , online supplement). 34 both cohort studies scored a perfect on the newcastle-ottawa scale for nonrandomized studies and assessed bleeding outcomes. chang, et al identified 91,330 taiwanese atrial fibrillation patients taking doacs during a 5-year period and analyzed them for bleeding events (defined as a hospitalization or an emergency department visit with a primary diagnosis of intracranial hemorrhage or gastrointestinal, urogenital, or other bleeding event) during doac therapy with and without the presence of cyp3a3 and p-gp modifying drugs. 35 results demonstrated that after inverse probability of treatment weighting using the propensity score including adjustment for several confounders, the use of dabigatran or rivaroxaban with amiodarone, fluconazole, or phenytoin was associated with a higher rate of major bleeding; apixaban combined with fluconazole or cyclosporine was associated with a higher rate of bleeding. 35 (table 3 , online supplement)pham et al, also evaluated bleeding outcomes. 36 using the ibm watson marketscan databases, j o u r n a l p r e -p r o o f this study identified 9,886 patients that were prescribed a doac with concomitant verapamil, diltiazem, amlodipine, or metoprolol from janurary 2019 to july 2019. bleeding rates were compared between patients that were prescribed known cyp3a4 and p-gp transporter inhibitors (verapamil or diltiazem) with a doac to patients prescribed with non-interacting drugs (amlodipine or metoprolol) with a doac. dabigatran had statistically significant increases in bleeding risk when paired with diltiazem than with amlodipine and when paired with verapamil than with metoprolol. the rest of the comparisons did not reach statistical significance (table 4 , online supplement).among both case reports and and the cohort study, 11 unique drugs were implicated as a contributor to bleeding events. the most commonly identified mechanism of interaction was a drug that was a combined inhibitor of cyp3a4 and pgp. for the case reports of thrombotic adverse events, eight unique drugs were implicated, with only three having a combined cyp3a4/p-gp induction mechanism. three reports of ddis causing bleeding events had an unclear mechanism (topical miconazole, loperamide, and phenytoin) ( only five of the 20 cases reported doac-specific drug levels in the setting of adverse events, which reflects the limited availability of these laboratory tests. of note, doac plasma concentrations were above the published on-therapy reference ranges in all bleeding cases, as were the more widely available coagulation laboratory tests. recently, one italian center noted a six-fold increase in the trough doac concentration of patients hospitalized for covid-19 pneumonia who were also receiving antiviral therapy with ritonavir. 62 no bleeding complications were reported in these patients; however, over half had the doac discontinued as a result of the concerning elevation in trough concentration. in our study, a doac-ritonavir ddi was responsible for two reported bleeding events, and given this risk, doac-specific labeling recommendations include avoiding this drug combination or employing a doac dose reduction. 55, 56, 58 ritonavir is likely a contributor to the elevated doac concentrations in these covid-19 patients, but the scenario is likely multifactorial. in addition to antiviral therapy with ritonavir, some patients in the italian study were also receiving darunavir (a strong cyp3a4 inhibitor) and/or azithromycin (a p-gp inhibitor) which could represent an additive ddi effect on doac concentrations. additionally, renal impairment is a common sequela of covid-19 infection and could impair doac clearance. 63 in our study, all but one coagulation test was within normal limits for patients with thrombotic events. this reinforces the concept that standard coagulation tests may be helpful to qualitatively assess excess doac effect in the absence of doac-specific assays 64 but may have limited utility in suspected doac failures or thrombotic events. the included cohort studies also warrants discussion. the chang, et al study's findings with amiodarone are consistent with the case reports in this analysis and with other literature finding no difference in adverse outcomes with the combination of apixaban and amiodarone. 65 however, a systematic review showed no difference in clinical outcomes in patients taking any doac and amiodarone. 66 the finding that phenytoin contributed to increased bleeding risk is paradoxical given the proposed however, this may be due to pham et al, using an active comparator group instead of a non-user group. overall, an interesting mechanistic finding in this study is that more ddi-related bleeding adverse events were likely resulting from a combination cyp3a4/p-gp inhibition mechanism, whereas thrombotic adverse events could have been either from a single cyp3a4 inducer or a combined cyp3a4/p-gp inducer. a sub-analysis of the apixaban atrial fibrillation clinical trial found no significant differences in bleeding outcomes in patients taking apixaban and amiodarone, 65 and as mentioned above, a systematic review showed no difference in clinical outcomes in patients taking any doac and amiodarone. 62 the chang,et al study showed an increase in bleeding related to combinations of dabigatran-amiodarone and rivaroxaban-amiodarone, but not apixaban-amiodarone. 35 as previously noted, amiodarone-dabigatran-related bleeding was cited in two case reports 40, 41 . interestingly, the manufacturer prescribing information for both rivaroxaban and apixaban have been recently updated to allow the use of clarithromycin with these doacs, despite its being a strong inhibitor of both p-gp and cyp3a4. 55, 56 pharmacokinetic data indicate that j o u r n a l p r e -p r o o f changes in doac exposure due to clarithromycin are not likely to be clinically relevant. 73, 74 this is consistent with the findings of the chang, et al study. 35 as most of the body of literature in this area consists of case reports, reporting bias potentially limits the scope and findings of our review. specifically, underreporting of clinical events has almost certainly occurred, making it difficult or impossible to identify all clinically relevant interactions resulting in adverse events. finally, other reports may have been published and not fallen into the search criteria for this systematic review. the safety and efficacy profile of a drug is often well tested and documented in clinical trials prior to reaching the market, however, its profile will continue to evolve and build after reaching the market. 75 the topic of drug-drug interactions may be best addressed by a collaboration between already established governmental databases such as the united states food and drug administration adverse event reporting system, the pharmaceutical industry, and academia. one collaborative product could be the creation of a mandatory de-identified prospective registry. this could eliminate reporting bias by identifying clinically relevant ddis associated with adverse events in addition to the absence of clinically relevant ddis. efforts to make doac-specific laboratory monitoring tests more widely available would allow for more quantitative data in the setting of ddis. publicizing existing internal data and/or funding of prospective studies to investigate how doac-specific laboratory tests correlate to clinical adverse events would provide useful clinical guidance. as such collaboration between these agencies and academia is called upon and can promote efficient and expansive research towards drug-drug interactions. 77, 78 j o u r n a l p r e -p r o o f the strengths of this study lie in the reporting of ddis that resulted in adverse events. many prior ddi studies have been conducted in highly controlled environments with healthy subjects, or drew conclusions from in vitro data. [23] [24] [25] [26] [27] although our study had to utilize lower quality of evidence case reports and observational data, it offers insight toward the ddis that would most likely be encountered in a real-world clinical scenario. furthermore, we choose to look at studies comparing specific doacs with specific cyp3a4/p-gp modifiers. studies where doacs and modifiers are grouped together and assessed for risks may over estimate the risk for bleeding or thrombotic outcomes. current literature evaluating the real-world risk of doac ddis is limited to case reports and retrospective observational analyses. the most commonly reported interacting drugs to cause bleeding events were amiodarone and ritonavir via inhibition of p-gp and cyp3a4; culprit drugs for thrombotic events were phenytoin and carbamazepine (via combined strong induction of p-gp and cyp3a4), and phenobarbital (via strong induction of cyp3a4). clinicians are encouraged to recognize multiple pathways of interaction and other clinical factors, assess the ddi literature appropriately, and identify and report potential interactions they encounter and to determine the likelihood of the validity of the interaction using validated tools such as the dips score (table 2 ). j o u r n a l p r e -p r o o f reporting, resulting in very poor quality data in this clinically important area." ï�· assess the relative contributions of drug absorption, metabolic and elimination pathways and the clinical significance of each. recognize drug-drug interactions may involve multiple pathways and multiple individual patient characteristics and consider the net effect on the patient. ï�· when assessing drug-drug interaction literature, prioritize reports of human in vivo data in actual patients, particularly those reporting on adverse clinical outcomes as a result of a proposed drug-drug interaction. ï�· utilize labeled recommendations for avoiding drug combinations that have been demonstrated to cause bleeding or thrombotic events and utilize recommended dose reductions according to product labeling. ï�· apply the drug interaction probability scale (dips) to retrospectively assess the likelihood of a drug-drug interaction. ï�· report drug-drug interactions that result in adverse events as per institutional protocol and to the food and drug administration adverse event reporting system (faers) as appropriate, and write up a report of the proposed ddi and adverse event for publication and contribution to the literature as a case report. j o u r n a l p r e -p r o o f systematic overview of warfarin and its drug and food interactions drug and dietary interactions of warfarin and novel oral anticoagulants: an update assessment of outcomes of treatment with oral anticoagulants in patients with atrial fibrillation and multiple chronic conditions: a comparative effectiveness analysis risks and benefits of direct oral anticoagulants versus warfarin in a real world setting: cohort study in primary care comparison of the efficacy and safety of new oral anticoagulants with warfarin in patients with atrial fibrillation: a meta-analysis of randomised trials guidance for the practical management of the direct oral anticoagulants (doacs) in vte treatment drug-drug interactions in an era of multiple anticoagulants: a focus on clinically relevant drug interactions new oral anticoagulants: their advantages and disadvantages compared with vitamin k antagonists in the prevention and treatment of patients with thromboembolic events drug-drug interaction studies of cardiovascular drugs involving p-glycoprotein, an efflux transporter, on the pharmacokinetics of edoxaban, an oral factor xa inhibitor decrease in the oral bioavailability of dabigatran etexilate after co-medication with rifampicin oral bioavailability of dabigatran etexilate (pradaxa((r)) ) after co-medication with verapamil in healthy subjects effect of rifampin on the pharmacokinetics of apixaban, an oral direct inhibitor of factor xa the effect of rifampin on the pharmacokinetics of edoxaban in healthy adults co-administration of rivaroxaban with drugs that share its elimination pathways: pharmacokinetic effects in healthy subjects effect of ketoconazole and diltiazem on the pharmacokinetics of apixaban, an oral direct factor xa inhibitor edoxaban drugdrug interactions with ketoconazole, erythromycin, and cyclosporine an openlabel study to estimate the effect of steady-state erythromycin on the pharmacokinetics, pharmacodynamics, and safety of a single dose of rivaroxaban in subjects with renal impairment and normal renal function european heart rhythm association practical guide on the use of non-vitamin k antagonist oral anticoagulants in patients with atrial fibrillation: executive summary measurement of dabigatran drug levels to manage patients taking interacting drugs: a case report reduced anticoagulant effect of dabigatran in a patient receiving concomitant phenytoin correlation between trough plasma dabigatran concentrations and estimates of glomerular filtration rate based on creatinine and cystatin c drug interaction as a predictor of direct oral anticoagulant drug levels in atrial fibrillation patients characteristics and outcomes in patients with venous thromboembolism taking concomitant anti-platelet agents and anticoagulants in the amplify trial prediction of major and clinically relevant bleeding in patients with vte treated with edoxaban or vitamin k antagonists rivaroxaban in patients stabilized after a stsegment elevation myocardial infarction: results from the atlas acs-2-timi-51 trial (anti-xa therapy to lower cardiovascular events in addition to standard therapy in subjects with acute coronary syndrome-thrombolysis in myocardial infarction-51) apixaban with antiplatelet therapy after acute coronary syndrome predictors of gastrointestinal bleeding in older persons taking nonsteroidal anti-inflammatory drugs: results from the fda adverse events reporting system bleeding risk of patients with acute venous thromboembolism taking nonsteroidal anti-inflammatory drugs or aspirin selective serotonin reuptake inhibitor use and risk of gastrointestinal and intracranial bleeding the prisma statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration the newcastle-ottawa scale (nos) for assessing the quality of nonrandomised studies in meta-analyses proposal for a new tool to evaluate drug interaction cases consensus recommendations for systematic evaluation of drug-drug interaction evidence for clinical decision support increasing understanding regarding the risk of concomitant use of carbamazepine and direct oral anticoagulants association between use of non-vitamin k oral anticoagulants with and without concurrent medications and risk of major bleeding in nonvalvular atrial fibrillation association of oral anticoagulants and verapamil or diltiazem with adverse bleeding events in patients with nonvalvular atrial fibrillation and normal kidney function postoperative bleeding after administration of a single dose of rivaroxaban to a patient receiving antiretroviral therapy. drug safety -case reports gastrointestinal bleeding associated with rivaroxaban administration in a treated patient infected with human immunodeficiency virus dabigatran toxicity in a 65 year old male who failed other anticoagulation methods dabigatran and amiodarone interaction: a serious hemorrhage case report. fundamental and clinical pharmacology drug interactions of dabigatran: report of one case. basic and clinical pharmacology and toxicology bleeding associated with coadministration of rivaroxaban and clarithromycin increased bleeding tendency from interaction between rivaroxaban and topical miconazole: case report spontaneous gross hematuria during dabigatran therapy for secondary stroke prevention probable drug-drug interaction between dabigatran and quinidine resulting in thrombin time rebound despite multiple idarucizumab doses development of left atrial thrombus after coadministration of dabigatran etexilate and phenytoin clinical challenges related to novel oral anticoagulants: drug-drug interactions and monitoring venous thromboembolism due to suspected interaction between rivaroxaban and nevirapine tocilizumab and mesenteric arterial thrombosis: effect per se and/or interaction with anticoagulants. fundamental and clinical pharmacology management of phenobarbital and apixaban interaction in recurrent cardioembolic stroke pulmonary embolism due to interaction between rivaroxaban and carbamazepine when not to choose apixaban: a case of apixaban failure xarelto(r) [package insert eliquis(r) [package insert bristol-myers squibb company induction of cyp3a4 by efavirenz in primary human hepatocytes: comparison with rifampin and phenobarbital induction of drug-metabolizing enzymes by phenobarbital in layered co-culture of a human liver cell line and endothelial cells in vitro predictability of drug-drug interaction likelihood of p-glycoprotein-mediated efflux of j o u r n a l p r e -p r o o f dabigatran etexilate based on [i]2/ic50 threshold direct oral anticoagulant plasma levels' striking increase in severe covid-19 respiratory syndrome patients treated with antiviral agents: the cremona experience renal involvement and early prognosis in patients with covid-19 pneumonia laboratory assessment of the anticoagulant activity of direct oral anticoagulants: a systematic review amiodarone, anticoagulation, and clinical events in patients with atrial fibrillation: insights from the aristotle trial efficacy and safety outcomes of direct oral anticoagulants and amiodarone in patients with atrial fibrillation drug interactions with non-vitamin k oral anticoagulants-reply drug interactions with non-vitamin k oral anticoagulants drug interactions with non-vitamin k oral anticoagulants drug interactions with non-vitamin k oral anticoagulants efficacy and safety of rivaroxaban versus warfarin in patients taking nondihydropyridine calcium channel blockers for atrial fibrillation (from the rocket af trial) clinical safety outcomes in patients with nonvalvular atrial fibrillation on rivaroxaban and diltiazem application of physiologically based pharmacokinetic modeling to the prediction of drug-drug and drug-disease interactions for rivaroxaban the effects of clarithromycin on the pharmacokinetics of apixaban in healthy volunteers: a single-sequence crossover study postmarketing safety surveillance : where does signal detection using electronic healthcare records fit into the big picture? detection of drug-drug interactions through data mining studies using clinical sources, scientific literature and social media unifying drug safety and clinical databases playing well with others! initiating and sustaining successful collaborations between industry, academia and government 1. patients on direct oral anticoagulants (doacs) can encounter drug interactions 2. drug interactions can alter the amount of doac in a patient's system. 3 health providers should continue to be cautious with potential doac interactions we would like to thank the librarians at mcmaster university, health sciences library for helping us conduct our literature search. no funding was provided for conduction of this study. al has no conflicts to disclose. ml has no conflicts to disclose. srv serves as an editorial consultant for uptodateâ®, which is a product of wolters-kluwer who also produces lexi-compâ® drug interaction database. she is also a member of the board of directors for the anticoagulation forum. doctor crowther discloses data safety monitoring board work for bayer, advisory board work for servier canada , asahi kasei, and precision biologicals and preparation of educational materials and/or presentations for pfizer, csl behring and diagnostica stago. doctor crowther holds individual stocks in alnylam. doctor crowther has ongoing relationships with a number of for profit, and not for profit agencies and has worked on medicolegal cases involving anticoagulant therapy.j o u r n a l p r e -p r o o f key: cord-022082-1dq623oe authors: greaves, peter title: respiratory tract date: 2007-09-28 journal: histopathology of preclinical toxicity studies doi: 10.1016/b978-044452771-4/50007-9 sha: doc_id: 22082 cord_uid: 1dq623oe the chapter describes different aspects of the respiratory tract. in preclinical safety studies, pathologies of the respiratory system can be a result of an intercurrent disease or can be induced by systemically administered drugs. intranasal or inhalation modes of therapy pose particular challenges in terms of the formulations and technologies required to administer a drug. a complex technology is developed to support the assessment of adverse effects of inhaled substances in rodent and nonrodent species, and the extrapolation of experimental findings to humans. the nasal chambers are the structures that are first to be subjected to the effects of inhaled substances, whether microorganisms or chemical substances. in rodents, the relatively small size of the nose and nasal sinuses facilitates a histological examination. findings show that infectious agents cause inflammation in the nose and nasal sinuses, and this may be associated with inflammation in the conjunctiva, the middle ear, and the oral cavity. it has been observed that a particular response of the rodent nasal mucosa to some irritant substances, including pharmaceutical agents, is the formation of rounded eosinophilic inclusions in the cytoplasm of sustentacular cells of the olfactory epithelium, and to a lesser extent in respiratory and glandular epithelial cells. by far and away the most important pulmonary diseases in humans are related to the smoking of tobacco. however, occupational lung diseases caused by inhalation of industrial chemicals, particulate matter and antigens, are also important causes of morbidity and mortality. for this reason, considerable effort has been directed to the examination of airborne pollutants over recent years, including study of their effects in laboratory animals when administered by the inhalation route. extensive study has shown that a complex array of defensive mechanisms protects the lung against the adverse effects of airborne substances and pathogenic organisms. aerodynamic factors prevent access of particles larger than 10|im diameter for these are deposited on the walls of the nasal passages. particles measuring between 2 and 10 (im diameter tend to be trapped by the mucus-covered ciliated epithelium lining the bronchial tree and removed by mucociliary transport aided by the cough reflex. smaller particles may reach the alveoli where they are ingested and transported by pulmonary macrophages.^ considerations of airborne delivery to the lungs are also important in the development of therapies to be administered via the respiratory tract. whilst the inhalation route has been used for many years for volatile anaesthetic gases, the respiratory tract is increasingly being employed for delivery of therapy in not only for asthma and other lung diseases but also as a means of systemic delivery of polypeptides such as insulin. in contrast to the adverse pulmonary effects of cigarette smoke and industrial pollutants, therapeutic agents remain a relatively minor cause of pulmonary toxicity in humans although actual incidence is difficult to ascertain. however, drug-induced pulmonary disease appears to be an increasingly frequent clinical problem and the drugs associated with parenchymal pulmonary injury in humans continue to increase.^ although it is difficult to assess in the context of the underlying disease process, it has been suggested that about 10% of patients receiving wellestablished anticancer drugs develop various forms of pulmonary toxicity some novel antineoplastic therapies may have a similar liability.^ drug-induced toxicity usually occurs after exposure of lung tissue via the circulation to parent drug or metabolites, although increasingly the adverse effects of direct administration of drugs to the lungs needs consideration in preclinical studies. in patients a number of drugs have been associated with pulmonary toxicity which can occur through different mechanisms and take different forms.^"^ through their specific pharmacological action drugs can produce excessive effects on bronchial calibre or pulmonary function. drugs mediate allergic reactions in the bronchi or lungs. they may also produce a variety of obscure, diffuse pulmonary alveolar conditions including a pulmonary syndrome resembling systemic lupus er3^hematosis. as the respiratory tract is a major route by which microorganisms gain entry into the body, opportunistic pulmonary infections with bacteria, viruses, fungi or protozoa are consequences of immunosuppression or broad-spectrum antibacterial therapy. as in other organs, drugs that disturb coagulation may precipitate pulmonary thromboembolism or haemorrhage. localized lung lesions also result from accidental, diagnostic or therapeutic inhalation of xenobiotics. mucociliary clearance is also sensitive to therapeutic agents that affect the secretion of mucus and fluid, ciliary activity and transport.^ treatment with antacids or histamine h2 blockers can also increase the risk of pneumonia developing in patients in intensive care units through increasing gastric ph, which leads to an overgrowth of gram-negative bacteria in the stomach and retrograde pharyngeal colonization.^ in preclinical safety studies, pathology of the respiratory system can be the result of intercurrent disease or be induced by drugs administered systemically. intranasal or inhalation modes of therapy pose particular challenges in terms of the formulations and the technologies required to administer drug. the different anatomical and physiological characteristics of the airways also influence drug toxicity, disposition and metabolism. the development of drugs to be administered by inhalation or intranasal routes is particularly difficult because of the perceived risks of high local drug concentration in respiratory tissues and their use in potentially vulnerable patients with pulmonary disease.^ a complex technology has been developed to support the assessment of the adverse effects of inhaled substances in rodent and non-rodent species and the extrapolation of the experimental findings to humans.^'^ in order to administer drugs by inhalation, it is necessary to generate aerosols (suspensions of particles in a gas) with a well-defined composition, particle size and shape. they must be delivered to the respiratory tract of laboratory animals in a way that parallels the likely human exposure. in case of therapeutic agents, this should avoid non-respiratory pathways through the skin and food. when aerosols are inhaled, various fractions of the particles are deposited at different locations in the respiratory tract. site of deposition depends primarily on particle size, but variability in the sites of deposition occurs among different laboratory animal species and humans by virtue of the differences in the size and shape of the respiratory passages as well as breathing patterns. ^^ in addition, there are different types of inhalers used in human therapy to consider in the assessment, which can deliver different materials to the lungs, for example nebulizers, propellant-driven metered dose inhalers and dry powder inhalers for asthma treatment. ^^ the subsequent fate of inhaled particles depends not only on their size but also their shape, chemical nature, and solubility in body fluids. soluble substances are absorbed into the blood stream and are removed by the pulmonary circulation. they may also undergo metabolism by enzymes present in the cell populations of the respiratory tract and reactive metabolites may cause local pulmonary damage. insoluble, inert particles are removed primarily by the mucociliary transport system of the trachea and bronchi or through phagocytosis by macrophages. overload of the lung by even relatively inert, nonfibrous particles such as titanium dioxide or carbon black may impair alveolar macrophage-mediated particle clearance. ^^ this may lead in turn to accumulation of dusts over time with eventual fibrotic and tumorigenic responses, particularly in rats.^^ measurements of respiration rate, tidal volume, airway resistance, pulmonary gas exchange and the disposition of the inhaled substances have an important place in the evaluation of chemically induced lung damage in laboratory animals.^"^'^^ however, the key component of the evaluation of the adverse effects of inhaled substances is careful morphological assessment of the fixed tissues. even though there are novel and very sensitive physiological methods for the characterization of oedema following lung injury in rodents, light and electron microscopy of lung tissue provides vital qualitative evidence of the nature of injury. ^^ the nasal chambers are the structures which are first to be subjected to the effects of inhaled substances, whether microorganisms or chemical substances. although these chambers are not usually examined in great detail in conventional toxicity studies in which substances are administered orally or by parenteral routes, they are carefully examined histologically when drugs are administered by inhalation. study of nasopharyngeal silicone rubber casts has shown considerable species differences in the anatomy of this part of the airway. ^^"^^ relative to total nasal length, the nasopharynx is longest in rats and shortest in humans with the dog in an intermediate position. maxilloturbinates are relatively simple structures in man and non-human primates but highly complex in dogs and rodents. as a consequence, regional nasal airflow and disposition patterns vary considerably and this influences the distribution of lesions produced by inhaled xenobiotics in the nasal cavity.^^ however, comparison of the nasal cavity of rhesus monkey and humans using magnetic resonance imaging and nasal casts have shown that many similarities in structure exist in these species. ^^ the anterior nares are lined by stratified squamous epithelium. in other zones the sinuses are covered either by respiratory or olfactory epithelium with a zone of transitional epithelium at the junction between the two types. respiratory epithelium is similar to that found elsewhere in the respiratory passages being composed of ciliated cells, serous and mucous cells, brush cells, intermediate cells and progenitor basal cells. it represents a cellular system engaged in mucociliary clearance carrying surface secretions to the nasopharynx to be cleared by swallowing. although this epithelium is similar to that lining the other large airways, key differences are the particularly rich complement of secretory cells and the complex vasculature of the nose which can modulate capillary, arterial and venous blood flow through the mucosa.^^ mucins may be particularly important. it has been postulated that they not only have a physical protective function but also possess antioxidant properties by virtue of the scavenging behaviour of their high proportion of sugar groups. ^^ the proportion of the nose lined by olfactory mucosa is variable between species, being disposed over a much larger area in dogs and rodents than in primates. ^^ however, it is structurally similar in humans and rodents. it is located in more dorsal or posterior regions of the nasal passages out of the direct line of airflow during normal respiration. olfactory mucosa is a pseudostratified columnar epithelium composed of basal cells, sustentacular cells and sensory cells with mucus-secreting bowman's glands situated in the lamina propria. basal cells are composed of two distinct types, light and dark cells. the light type represents the primitive, stem cell population. sustentacular or supporting cells are non-ciliated, columnar cells possessing microvilli that extend into the overlying layer of mucus. cell bodies of olfactory sensory neurons are situated in the middle layer of the epithelium between sustentacular and basal cells. their dendritic processes extend above the epithelial surface to end in a ciliated expansion referred to as the olfactory vesicle that is believed to be the receptor of odour perception. olfactory axons extend from the cell body, penetrate the basement membrane in bundles to become surrounded by schwann cells and eventually join with the olfactory bulb. the olfactory system is of importance in toxicology for it can be selectively damaged by xenobiotics, including therapeutic agents, presumably as a result of its high metabolizing capacity. the superficial location of neural cells in the olfactory epithelium also provides a model system for the study of the effects of xenobiotics on neural cells. submucosal mucous glands have been well characterized in the rat, hamster and dog, where they are divided into lateral nasal glands and maxillary recess glands. these are both situated in the posterior parts of the nasal cavity and composed of mucus-secreting cells.^^"^^ immunocytochemical study using antisera raised against the major isoenzymes of rat hepatic microsomal cytochromes p450 induced by (3-napthoflavone, 3-methylcholanthrene, phenobarbitone and pregnenolone-16-a-carbonitrile as well as nadph-cytochrome p450 reductase, epoxide hydrolase and glutathione s-transferases b, c and e, has shown their presence in rat nasal mucosal cells.^^ cyp2a enzymes appear to be expressed at high levels in the respiratory tract mucosa.^^"^^ this suggests that the nasal mucosa not only has a capacity for metabolizing and activating xenobiotics by oxidation, but also for hydration and inactivation of potentially toxic epoxides and conjugating electrophilic, reactive metabolites with reduced glutathione. it has been shown that the distribution of immune-reactive enzymes is different in olfactory and respiratory mucosa.^^ xenobiotics can be metabolized within both olfactory and respiratory mucosa but the olfactory regions appear to possess greatest capability for oxidative metabolism. consequently, regional differences in nasal toxicity and tumour formation from inhaled materials may not only be a response to different water solubility and deposition patterns but also differences in the formation of reactive metabolites.^'* another feature of this metabolizing activity is that it can be induced by systemically administered xenobiotics and this can alter the distribution of enzyme activity in the nasal mucosa.^^ studies of the mouse olfactory mucosa have shown that whilst typical hepatic inducers of cyp2a5 do not significantly change its expression in the mucosa, olfactory toxicants can alter the pattern of enzyme distribution.^^'^^ like many other tissues exposed to external environmental agents, the nasal mucosa possesses aggregates of lymphoid tissue in the underlying lamina propria. in rats these areas, characterized by follicles containing both t and b cell areas, are located in the ventral aspects of the lateral walls of the nasal airways at the opening of the nasopharyngeal duct.^^'^^ like the gutassociated lymphoid tissue, these nasal follicles have been shown in the rat to be covered by specialized epithelium with islands of cells with microvilli, socalled m or membranous cells. little is known of any toxicity occurring in this tissue despite its strategic position in the respiratory tract.^^ in rodents, the relatively small size of the nose and nasal sinuses facilitates histological examination. usually this area is sectioned transversely into several standardized blocks following decalcification.^^ there have been a number of detailed publications describing the histological preparation and assessment and recording of pathology of the rodent nasal cavity.^^"^^ careful standardized histological sections, careful recording of lesions with the use of diagrams of the rodent nasal cavity are useful in the assessment of lesions in the nasal cavity found in inhalation studies."*^ in larger species, particularly dogs and primates, sectioning and blocking is more complex. although dissection is required, a similar procedure following decalcification can be adopted. careful examination of haematoxylin and eosin stained sections remains paramount in the assessment of the nasal cavity, although special stains may be helpful. examination of cytokeratin expression in the respiratory mucosa has been used as a marker of epithelial differentiation in the respiratory tract>^ a test system that relates to the innervation of the nasal mucosa is that proposed by alarie.^^ the trigeminal nerve endings in the nasal mucosa of mice mediate the response to sensory irritants and this can be measured by a decrease in respiratory rate. it has been shown that a good correlation exists between the decrease in respiration rate in mice exposed to airborne chemicals and the nasal irritancy potential of the chemicals in humans.^^ this enables the detection of airborne sensory irritants and the prediction acceptable levels of exposure to the upper respiratory tract in people. microbial pathogens infectious agents cause inflammation in the nose and nasal sinuses and this may be associated with inflammation in the conjunctiva, middle ear and oral cavity. murine pathogens may cause alterations in the respiratory tract that can confound the assessment of changes induced by xenobiotics.^^ in rats, microbiological agents implicated in the development of rhinitis and sinusitis include corynebacterium kutscheri (pseudotuberculosis), streptococcus pneumonia, pasteurella pneumotropica, klebsiella pneumoniae, mycoplasma pulmonis and the sialodacryoadenitis virus or rat corona virus.^^ rats infected with the sialodacryoadenitis virus show inflammation and necrosis of the upper respiratory epithelium as well as damage to salivary and lachrymal glands. the sendai virus, a paramyxovirus, also has marked tropism for the respiratory tract, including the nasal cavity, and is associated with systemic effects that can compromise studies in laboratory rodents. occasionally, fungal infections of the airways with. aspergillus fumigatus are reported.^^ a variable that has been shown to influence the severity of the rhinitis produced by mycoplasma pulmonis is the strain of rat. following housing of lewis and fischer 344 strains together to eliminate microbial and environmental differences it was shown that the lewis strain developed a more severe rhinitis following inoculation with mycoplasma pulmonis than fischer 344 rats, although the reason for the difference was unclear."^^ rats exposed to ammonia, a common pollutant of the air in laboratory animal cages, have also been shown to develop lesions of the dorsal meatus, dorsal nasal septum and prominence of the turbinates.^^ these lesions are characterized histologically by swelling or mild degeneration of the epithelium. it appeared that ammonia exposure potentiated the acute inflammatory response of the nasal cavity to microbiological pathogens. a microorganism reported in the nasal cavity of rhesus monkeys employed in inhalation studies is the nematode of the genus anatrichosoma.^^ sections of this nematode are found in the squamous epithelium of the nasal vestibule and are associated with acanthosis and hyperkeratosis of the epithehum and a multifocal or diffuse granulomatous inflammation in the submucosa. administration of toxic or irritant substances to laboratory animals by the inhalation route produces degenerative, inflammatory and reactive changes in the nasal mucosa. the range of histological features is similar to those found in other mucosal surfaces damaged by other exogenous agents. whilst therapeutic agents administered by the inhalation route do not usually produce a severe degenerative or inflammatory responses in the nasal mucosa, at least at therapeutic doses, the simple categories proposed by hardisty and colleagues in recording of degenerative and reactive lesions following exposure to volatile chemicals are useful.'^^ categories suggested are: degeneration, regeneration, atrophy (postdegenerative), respiratory metaplasia and basal cell hyperplasia and inflammation. degeneration is usually the earliest morphological change characterized by loss of sensory and sustentacular cells resulting in a thinner mucosa. bowman's glands and nerve bundles, individual cell necrosis may be seen in more severe cases. regeneration is characterized by proliferation of basal cells associated with an epithelium that loses its regular structural features. post-degenerative atrophy usually follows severe damage and is characterized by loss of sensory and sustentacular cells. respiratory metaplasia is a process whereby the normal olfactory mucosa is replaced by pseudostratified epithelium of respiratory type often with cilia. basal cell hyperplasia represents a longer term effect where the proliferating basal cells form a distinct layer of cells below the respiratory epithelium. an example of the type and distribution of the degenerative and inflammatory conditions which can be induced by inhaled irritants is provided by the study in which swiss-webster mice were given various irritants by inhalation for periods of 6 hours per day for 5 days at concentrations that produced a 50% decrease in respiratory rate (alarie test). although the degree of histological changes varied with different agents, the changes were broadly similar in type and distribution.^^ most agents examined produced little or no alteration in the squamous mucosa lining the anterior part of the nose apart from some mild increase in thickness of the squamous layers. principal sites of damage were shown to be the anterior respiratory epithelium adjacent to the vestibule and the olfactory epithelium of the dorsal meatus. there was a distinct decrease in severity in posterior regions. histologically, the lesions in respiratory epithelium ranged from mild loss of cilia and small areas of epithelial exfoliation to frank erosion, ulceration and necrosis of the epithelium and underlying tissues including bone. variable polymorphonuclear cell infiltration was also found. in some cases, early squamous metaplasia developed on the free margins or the naso-maxillo-turbinates. changes to the olfactory epithelium varied from focal to extensive loss of sensory cells associated with damage to sustentacular cells. in severe cases, complete loss of olfactory epithelium occurred. although the degree of histological change was shown to vary with different agents, lesions induced by the more water-soluble chemicals tended to remain localized in the anterior part of the nasal cavity whereas agents with relatively low water solubility produced lung lesions in addition. it was suggested that these findings demonstrated the powerful 'scrubbing' action of the nasal cavity for water soluble, airborne xenobiotics.^^ inflammatory alterations have been induced in the nasal cavity of rodents treated with therapeutic agents at high doses by inhalation. significantly irritant substances do not make viable therapies. however, the precise relevance of such changes for human therapy by the inhalation route are sometimes questionable when the nasal damage is limited to high doses and it is not associated with alterations in other parts of the respiratory tract. in the case of tulobuterol, a 32-adrenergic receptor agonist, it was argued that the nasal inflammation induced in rats in a one month inhalation toxicity study was the result of a particularly high exposure of the nasal epithelium to drug, not representative of the likely human exposure to tulobuterol by inhalation, where little or no nasal exposure would occur.^^ rp73401 [3cyclopentyloxy)-ar-(3,5-dichloro-4-pyridy)-4-methoxybenzamide], a novel type iv phosphodiesterase inhibitor which was being developed for the treatment of asthma and rheumatoid arthritis, was also reported to produce degeneration of the olfactory epithelium in rats but neither dogs nor mice after single and repeated oral doses and by inhalation.^^ histologically, the olfactory epithelium showed necrosis of the superflcial epithelial layers including the sustentacular and sensory cells, with sparing of the basal cell layer. there was also damage to bowman's glands. the development of proliferative lesions and ultimately tumours of principally neuroectodermal origin followed chronic treatment. as rp73401 was highly metabolized and the nasal lesions could be inhibited by treatment of rats with metyrapone, a non-speciflc inhibitor of cytochromes p450, it was postulated that the changes were the result of p450mediated activation in the olfactory tissues, not linked to its pharmacological phosphodiesterase activity.^^ nasal epithelial degeneration and necrosis has also been reported in both rats and dogs treated with another candidate anti-inflammatory drug ci-959 by the intranasal route. this agent affected olfactory epithelium more than respiratory mucosa, suggesting that metabolism was important in the generation of this toxicity^^ although the nasal cavity has not been often examined histologically in great detail in toxicity studies conducted on drugs administered orally or by parenteral routes, damage to the nasal mucosa can be induced by drugs administered by these routes. one example is methimazole, a thioureylene antithyroid drug used in clinical practice where oral doses of 0.2-2mg/kg/day are employed and abnormalities of taste and smell have been described.^^ administration of methimazole at relatively high doses to long-evans rats by single oral (50mg/kg) or intraperitoneal (25mg/kg) routes was shown to produce damage to the sustentacular and sensory cells with sparing of the basal cells and basement membrane.^^ bowman's glands were also involved. methimazole is metabolized by the flavin-containing monooxygenase system and it is employed as a model substrate for this enzyme in vitro. the presence of flavin-containing monooxygenase isoforms in olfactory mucosa of long-evans rats suggested that reactive intermediates may be responsible for the nasal toxicity ^^ similar changes have been reported in mice where depletion of glutathione in the olfactory mucosa has been demonstrated also suggesting formation of local reactive metabolites.^^ histological examination has also shown that intravenous administration of a single dose of vincristine to mice damages the olfactory epithelium.^^'^^ vincristine is a vinca alkaloid derivative used in cancer therapy which has antimitotic activity and binds to tubulin. cell death was noted in olfactory cells 2-5 days after dosing with a peak of cell proliferation at 5 days and repair after about 10 days. these features resemble those that can be seen in other proliferating tissues after single doses of antimitotic drugs. the risk of damage to human olfactory cells from agents with these effects in rat nasal mucosa often remains uncertain because an understanding of relative exposure and metabolism in different species and a better understanding of the metabolic potential of human olfactory mucosa is required. a particular response of the rodent nasal mucosa to some irritant substances, including pharmaceutical agents, is the formation of rounded eosinophilic inclusions in the cytoplasm of sustentacular cells of the olfactory epithelium and to a lesser extent in respiratory and glandular epithelial cells.^^'^^ these inclusions are pas-negative and ultrastructural examination shows that they are membrane-bound, ellipsoid bodies containing homogenous electron dense matrix. their significance remains uncertain. a consensus classification for the variety of proliferative, non-neoplastic changes and atypical epithelial lesions and neoplasms found in the rat nasal cavity has been defined by schwartz and colleagues.^^ the classification of the international agency for research on cancer provides a similar perspective for rats and mice.^^'^^ proliferative lesions may be occasionally seen in untreated rodents in carcinogenicity studies but are much more commonly induced by administration of xenobiotics in inhalation carcinogenicity studies. spontaneous nasal tumours are uncommon but most often squamous in type in rats whereas in mice spontaneous squamous tumours are extremely rare and haemangiomas and respiratory adenomas predominate.^^'^^ the generally agreed categories are described below: mucous (goblet) cell hypertrophy and hyperplasia affects the nasal respiratory epithelium and are characterized by the presence of enlarged mucus-filled goblet cells, some of which form clusters suggestive on intraepithial glands. squamous cell hyperplasia is seen in the stratified squamous epithelium of the nares and is characterized by a focal increase in the number of cell layers. cells may show atypia with irregular enlarged, pleomorphic nuclei and nucleoli. squamous metaplasia occurs to respiratory epithelium under conditions of chronic damage. it is characterized histologically by the presence of three or more layers of epithelial cells with eosinophilic cytoplasm and clear cell boundaries whereas advanced lesions show typical keratinization and formation of intercellular bridges. cellular atypia may also be seen and should be characterized when found. respiratory epithelial metaplasia (of the olfactory epithelium) represents atrophy and degeneration of the olfactory epithelium with loss of sensory cells and in advanced cases loss of sustentacular cells with replacement by ciliated and non-ciliated respiratory epithelium. it may be seen as a spontaneous focal lesion in aged rats. epithelial hyperplasia with cellular atypia (atypical hyperplasia, basal cell hyperplasia, dysplasia) is a term used to embrace proliferative lesions in the respiratory and olfactory mucosa in the nasal cavity in which there is varying degrees of altered differentiation and atypia. there is perturbation of the growth pattern of the epithelium such that the changes are not those found in the normal regenerative response to transient mucosal damage. adenomas (polypoid or villous adenoma, adenomatous or villous polyp) usually develop in the anterior part of the nasal cavity and are usually exophytic lesions that develop from respiratory epithelium or nasal glands. adenomas of respiratory epithelium may be papillary in form but are, by definition, well circumscribed with minimal cellular pleomorphism and atypia. they may very occasionally occur spontaneously in aged rats.^^ adenomas of nasal glands usually show an acinar pattern. squamous cell papillomas develop in the squamous epithelium of the nares or in areas of squamous metaplasia in respiratory or olfactory epithelium. they are exophytic lesions with limited connective tissue stroma. they may develop spontaneously in aged rats.^^ carcinomas of either squamous or glandular differentiation develop in the nasal mucosa. histologically, they have similar characteristics to those in other epithelial tissues. they are rare spontaneous lesions in aged laboratory rodents but may be induced by xenobiotics administered by inhalation, orally or by the parenteral route. squamous carcinomas have been reported to develop in a small number of untreated fischer 344 rats used in carcinogenicity studies in association with point mutations in the c-h-ras and c-k-ras gene.^^ olfactory neuroblastoma (ethesioneuroblastoma, olfactory neuroepithelioma, olfactory neuroepithelial carcinoma) show olfactory differentiation and arise from olfactory epithelium. they do not seem to occur as spontaneous lesions in rats or mice and only rarely induced.^^'^^ cells are arranged in lobules or in solid sheets with scanty stroma. cells are relatively uniform with scanty cytoplasm with round or oval hyperchromatic nuclei. true rosettes with lumens or pseudorosettes are also seen. poorly differentiated tumours of this type may require ultrastructural study for diagnosis. olfactory neuroblastomas typically show the presence of electron-dense neurosecretory granules, neurofilaments or axons. as there is no detailed understanding of the biological behaviour of these neoplasms in laboratory rodents, the generic term olfactory neuroblastoma is usually preferred. they are almost always invasive tumours.^^ olfactory carcinomas forming glands, follicles and rosettes have been occasionally reported in aged syrian hamsters.^^'^^ mesenchymal neoplasms may be seen in the nasal cavity, particularly after exposure to potent carcinogens. their histological features are similar to those in the soft tissues and bone elsewhere in the body (see chapter 2). the mucosa lining the larynx and trachea becomes involved as part of an upper or lower respiratory tract infection. for instance, in rats, an acute laryngitis or tracheitis has been shown to accompany experimental infection with mycoplasma pulmonis and the sialodycroadenitis virus."^^'^^ a spontaneous degenerative condition of tracheal and laryngeal cartilage of uncertain pathogenesis associated with granulomas has been reported in fischer 344 rats.^^ the condition increases in severity and incidence with advancing age although it is seen in rats as young as 6 weeks of age. tracheal cartilage rings may also show alterations in genetically engineered animals, such as the c57bl/6j-tgn(c3-l-tag)cjeg (tag) mice that have generalized defects in cartilage development.^^ the larynx of rodents is also susceptible to the effect of inhaled substances, notably tobacco smoke but also pharmaceutical agents and propellants.^^'^^ in view of the localized nature of induced lesions in the larynx, standardized histological sectioning techniques have been proposed for rats, mice and hamsters using anatomical landmarks.^^"^^ the target site is located on the ventral floor of the larynx near the base of the epiglottis cranial to the ventral laryngeal diverticulum. lesions tend to occur in the ventrolateral region, which is covered by respiratory epithelium and the inner aspect of the arytenoid processes which is lined by squamous mucosa. the larynx responds to inhaled irritants by inflammatory, degenerative and regenerative changes in a manner similar to other regions of the respiratory tract. these include disruption of the epithelial cells, inflammatory cell exudates and infiltration, goblet cell hyperplasia and squamous metaplasia.^^ however, these changes are not specific to inhaled irritants but also occur as a response to natural respiratory tract pathogens in conventionally housed rats.'^^ the pseudostratified ciliated and non-ciliated mucosa of the trachea may also show pathological alterations in inhalations studies, although sites at the bifurcation (carina) are those often first affected. consequently, the carina should be systematically included in examination of the respiratory tract for induced lesions.^^'^^ as in the nasal passages a range of proliferative lesions including squamous hyperplasia, mucous cell hyperplasia, as well as papilloma, carcinoma and mesenchymal tumours are occasionally reported in the airways in laboratory rodents. in humans and laboratory animals, the trachea terminates at the bifurcation giving rise to two main bronchi which serve left and right lungs. depending on species, the main bronchi subdivide into further branches that enter the different lobes. various forms of branching are recognized. bronchi may arise as side-branches from a parent or stem bronchus (monopodial). the parent bronchus can divide into two equal daughter bronchus (dichotomous) or several daughter bronchi ipolychotomous)j^ study of silicone rubber casts of the respiratory tract has shown that the bronchial trees of humans and non-human primates are essentially dichotomous, in contrast to the monopodial pattern of rodents.^^ the comparatively long trachea of the dog gives rise to dichotomous upper airways but monopodial branching develops peripherally within each lobe. the size of the lungs is generally dependent on size and weight of the different species. auometric studies have shown that lung volume, alveolar surface area and diffusing capacity increase proportionally with body weight across a broad range of mammalian species, although cell size and surface area appear to be more determined by cell function rather than species size.^^ dogs have comparatively smaller body mass and higher airway dimensions compared to humans.^^ the number of lobes is species-dependent. the human lung possesses an upper and lower left lobe and an upper, middle and lower right lobe. this contrasts with the upper, middle and lower left lobes and a fourth, azygos right lobe in rhesus monkeys and baboons.^^ the dog has three lobes on both right and left sides. rats, mice and hamsters show cranial, middle, caudal and postcaval right lobes with a single, left lobe in mice and rats and a superior and inferior lobe on the left side in hamsters. cell types lining the bronchi are generally similar between species.^ the majority of cells are the ciliated cells that are accompanied by variable but relatively smaller proportions of basal cells, intermediate cells, mucous or goblet cells, serous cells, neuroendocrine and brush cells. in addition, mucous cells line the adjacent bronchial glands.^^ unlike the tracheal mucosa, which is pseudostratified, the mucosa of intra-pulmonary bronchi is non-stratified. ciliated cells are tall, columnar cells attached to basal and intermediate cells by desmosomal junctions. tight junctions exist between adjacent specialized cells at the apex. each cell possesses 200 or more cilia that are engaged in mucociliary clearance.^^ the superficial cell surface also shows a pronounced glycocalyx. the cytoplasm of ciliated cells contains scattered profiles of rough endoplasmic reticulum, a supranuclear golgi and numerous mitochondria particularly near the apex where a prominent cytoskeleton is also found. mucous or goblet cells are typical mucus-secreting cells representing about 10% of the bronchial mucosa cell population in man but less than 1% in pathogenfree rats.^ the serous cell is a cylindrical or pyramidal cell containing small, round, closely packed serous granules.^^ basal cells are compact, pyramidal cells resting on the basement membrane. they are believed to be progenitor stem cells with the intermediate cells representing an intermediate stage of cell differentiation. the mucus-secreting and ciliated cells form the cellular basis for the mucociliary clearance mechanism of the main conducting airways. the epithelium is covered by a mucous blanket that is fairly complete in humans and rabbits but patchier in rats.^ the mucous layer is segregated into an upper layer or gel phase separated from epithelial cells by a serous layer or sol phase. the complex carbohydrates of the glycocalyx and secreted mucosubstances show species-related differences in their sugar residues, which can be demonstrated histochemically by the use of labelled-lectins.^^ mucociliary clearance mechanisms are sensitive to the effects of many therapeutic agents, particularly those that alter mucins, fluid or electrolyte balance and ciliary activity. anaesthetic gases, barbiturates, narcotics and alcohol depress clearance function. by contrast, topical, oral or parenteral administration of (3-adrenergic agonists, isoprenaline and adrenalin, produce a dose-dependent stimulation of mucociliary transport by an effect on ciliary beat frequency, probably mediated by increasing levels of cyclic adenosine monophosphate in ciuated cells rather than through vascular changes. although basal mucociliary function is dependent on normal vagal tone, parasympathomimetic agents can affect mucociliary transport. acetylcholine and cholinergic agents stimulate ciliary activity whereas anticholinergic drugs, atropine and hyoscine, inhibit ciliary activity and mucociliary transport. these substances may alter deposition of inhaled particles in the lung.^ clara cells or non-ciliated bronchiolar cells located in the bronchiolar epithelium, first described by clara in 1937, are small and cylindrical in shape with highly infolded nuclei, surface microvilli, well developed golgi, abundant endoplasmic reticulum and characteristic oval, homogeneous electron-dense granules in the apical cytoplasm. in rats, rabbits and humans the granules are pas-positive, although they are usually considered pas-negative in hamster and mouse.^^ clara cells have high metabolic activity. they contain cytochrome p450-dependent enzymes and secrete a variety of proteins.^^"^^ clara cell secretory protein is the major component of their cytoplasmic granules and they have been shown to produce mucin following antigen challenge.^^ in most laboratory rodents, the conducting airways terminate abruptly at the non-cartilaginous terminal bronchiole that opens directly into an alveolar type airway, the alveolar duct which in turn communicates with the alveoli.^^ squamous epithelial or type i cells form only about 10% of all lung cells but they line over 90% of the alveolar surface, by virtue of extremely long cytoplasmic extensions. the principal gas exchange takes place across this cell. in the rat, the typical thickness of this barrier is 20 nm for a cytoplasmic extension of a type i pneumocyte, 90 nm for basal lamina and 90 nm for an endothelial cell.^^ the type i cell contains juxtanuclear mitochondria and the long smooth cytoplasmic extensions contain many ribosomes and pinocytotic vesicles. the anatomical configuration and function of type i cells render them highly vulnerable to inhaled gases and particles. the other main alveolar lining cell is the granular pneumocyte or type ii cell which constitutes about 10% of all lung cells, but which covers only about 5% of the alveolar surface.^^ this cell does not possess the long cytoplasmic processes typical of type i cells and it shows many microvilli on its luminal surface. the cell cytoplasm contains rough endoplasmic reticulum, golgi apparatus, some mitochondria and characteristic oval, osmiophilic lamellar inclusions. surfactant, a microaggregate of phospholipid and protein which modifies alveolar surface tension at low inflation volumes, is secreted by type ii alveolar cells. ultrastructural immunocytochemistry has shown the presence of surfactant apoproteins in the synthetic organelles and in the lamellar bodies of these cells, in agreement with the concept that the surfactant apoproteins are synthesized in the rough endoplasmic reticulum, glycosylated in the golgi and are stored in lamellar bodies.^^ type ii cells are more resistant to the damaging effects of xenobiotics and unlike type i cells they retain the ability to undergo mitotic division. following damage to type i cells, increased numbers of mitoses are evident in type ii cells which results in the appearance of large undifferentiated epithelial cells which ultimately differentiate into type i and type ii cells.^^ the lung also contains a dense neural network and a population of endocrinelike cells believed to be important in lung function.^^ these neurosecretory cells (kultschitsky or apud cells) are scattered sparsely in the epithelial surface of the larynx, trachea bronchi, bronchioles and alveoli. these cells are oval or cuboidal with oval nuclei, and argyrophilic cytoplasm which electron microscopic examination shows to contain dense core granules. the role of neuroendocrine cells in the lung is uncertain but immunocytochemical study has shown them to contain a number of neuroendocrine substances including neurone-specific enolase, synaptophysin, chromogranin and a variety of other peptides similar to vasoactive intestinal peptide, bombesin, calcitonin, serotonin, leu-encephalin, p endorphin and acth.^^'^^ cells lining the bronchi, bronchioles and alveolar walls are capable of metabolizing xenobiotics. immunocytochemical study has shown the presence of immune-reactive cytochromes p450, nadph cytochrome p450 reductase, epoxide hydroxylase and glutathione s-transferase in bronchial epithelial cells, ciliated bronchiolar cells, clara cells, type ii and possibly type i pneumocytes in the rat lung.^^ different cell populations contain different amounts of enzymes, clara cells containing the greatest concentrations of the phenobarbitoneinducible isoenzyme of cytochrome p450, nadph-cytochrome p450 reductase and epoxide hydrolase. studies of microsomal enzyme activities suggest that lung tissue contains fewer p450 isoenzymes than liver, principally forms cyplal cyp2b1, cyp3a2 and cyp4bl^^ whereas p450 enzyme activity is highly concentrated in specific cell types, overall microsomal enzyme activity is low compared with liver on the basis of microsomal protein weight.^^ other important cells are the pulmonary alveolar macrophages and lymphocytes. lymphocytes are found in the epithelium of the airways, in the interstitium of alveoli and as part of follicles in bronchial walls. pulmonary macrophages form part of the specific immune defence system of the lung, involving, as elsewhere in the body, antigen presentation. in the rat and mouse, distinctive populations of pulmonary macrophages have been described based on enzyme activities and reactivity to monoclonal antibodies against monocyte and macrophages surface determinates.^^'^^ bronchus associated macrophages in rat and mouse have more acid phosphatase and less non-specific esterase activity than the populations found in the pulmonary alveoli and interstitial tissues. an important aspect of the immune system is the bronchus-associated lymphoid tissue or balt, which forms part of the mucosal lymphoid system found in other epithelia. the morphology of balt is a useful guide to the nature and degree of immune stimulus in the lung. balt is organized in a way that is characteristic of other peripheral lymphoid organs. it is structurally similar in the laboratory rat, mouse, rabbit, guinea pig as well as in man but its size and prominence is species and strain-dependent as well as a function of the degree of antigenic stimulus^"^"^^. in the rat, the balt is composed of lymphoid aggregates or fouicles located mostly between a bronchus and artery with a zone of lymphocytes situated immediately under the bronchial epithelium. as in other peripheral lymphoid tissue, balt is organized into b and t cell zones but in no predetermined manner. immunocytochemical staining has shown that b and t lymphocyte zones differ in location from one aggregate to another. there are about two t lymphoc3^es for every three b cells compared with a ratio of 2:5 in rat peyer's particles.^^ the ratios may be different in other species. quantitative observations of t cell subsets using monoclonal antibodies have also shown that rat balt normally contains twice as many t-helper as t-suppressor/cytotoxic lymphocytes.^^ the t cells are confined to one or two discrete zones with a light scattering of t cells within the b cell zones and immediately under the bronchial epithelium. in common with lymph nodes, interdigitating cells are also found. the epithelium overl3dng balt shows anatomical modifications. it is composed of ciliated and non-ciliated cells covered by microvilli. in conventional, untreated laboratory rats, balt shows little activity and germinal centres are usually absent, although balt may be more prominent in some rat colonies in association with non-specific inflammatory lesions in lungs.^^'^^ in one colony of young wistar rats germinal centres were not seen in balt in untreated animals but they developed following the administration of a single intratracheal dose of lipopolysaccharide, a t cell-independent antigen.^^^ single intratracheal doses of t cell dependent antigens such as horseradish peroxidase, bovine serum albumin and bcg have been shown to produce only minor morphological changes which include expansion of the zone of lymphocytes immediately under the epithelium and infiltration of the bronchial epithelium overlying balt by lymphocytes.^^^ in addition, perivascular, peribronchial or alveolar infiltrates of small and large lymphocytes and macrophages were observed in the lungs of rats given bcg. immunoc3^ochemical study of the rat balt following intratracheal challenge with horseradish peroxidase showed that the majority of cells that infiltrated the bronchial epithelium were t helper (cd4 positive) lymphocytes. ^^^ furthermore, la antigen expression of the epithelial cells overlying the balt was shown to increase, associated with an increase in the number and size of microvilli, a more pronounced glycocalyx and a decrease in number and size of cilia. immunocytochemical study of the balt tissue in c57b1/6 mice using monoclonal antibodies to lymphoid and macrophage populations has demonstrated quite similar arrangements of cells to those in the rat with the majority of t cells belonging to the t helper (cd4 positive) class.^^ the pulmonary lymphatic system drains into mediastinal or cervical lymph nodes. although among rat strains differences in the location of lymph nodes and their drainage occur, tracer studies in the fischer 344 rat using colloidal carbon have shown that the lung lymphatics drain mainly into posterior mediastinal lymph nodes and those in the tracheal wall drains primarily to the internal jugular and posterior cervical nodes.^^^ although a variety of fixation, embedding and staining procedures are available for light and electron microscopic examination of lung tissue, there is no substitute for initial, careful visual inspection of the lungs at autopsy. uneven collapse of lungs on opening the thoracic cavity, discoloration or alteration in texture of the pleural or cut surface, congestion and presence of fluid in the larger airways may indicate structural damage. in rodent lungs, small pulmonary adenomas may be detectable by inspection in good light. fresh lung weight is also a helpful measure in lung assessment, although passive vascular engorgement can significantly affect this value. nevertheless, studies in the normal fischer 344 rat have shown that after exsanguination, wet lung weights show a close relationship to body weight and that dry weight of lungs consistently represents about 20% of the wet weights regardless of age or body weight. ^^^ an increase in wet weight over dry weight appears to be a good index of pulmonary oedema. ^^ various methods of fixation have been employed although simple immersion fixation in formalin for conventional light microscopy has the virtue of simplicity and it avoids the risk of translocation or removal of exudates from airways and alveoli. mixtures of formaldehyde, paraformaldehyde and glutaraldehyde are used in initial fixation for electron microscopy.^^ the best overall appreciation of lung architecture is achieved by instillation of fixative via the trachea under an appropriate constant pressure or by perfusion fixation of the pulmonary arteries that is less liable to dislodge intra-alveolar exudate. in a review of methods employed routinely in rodent toxicity studies, instillation of fixative via the trachea was the preferred method in most laboratories because its advantages were seen to outweigh its disadvantages.^^ the sampling procedure is an important aspect of histological examination of the bronchi and lungs, particularly those of large laboratory animals. the extent of histological sectioning in conventional toxicity studies should be modulated to take account of lesions found by macroscopic examination, the type of study and the nature of the test substance. the bronchi should be carefully sampled to allow assessment of any alterations in bronchial epithelium. morphometric analysis represents a sensitive tool of value in the evaluation of drug-induced lung changes, but it requires particularly rigorous sampling and evaluation procedures.^^^'^^^ a tiered, multiple stage or cascade sampling technique is normally considered the most appropriate for morphometric studies.^^'^ this involves dividing the lung into a series of homogeneous compartments or strata from which randomly selected samples can be examined by appropriate light or electron microscopic techniques. conventional special stains for reticulin and collagen as well as pas and alcian blue for mucins are helpful in the characterisation of lung damage and changes to the respiratory epithelium. immunocytochemistry and enzyme cytochemistry are also useful in the study of the heterogeneous cell population of the lung. xenobiotic metabolizing activity can be studied both by enzyme cytochemical methods as well as by immunocytochemical techniques using antisera specific for pulmonary monooxygenases and related enzymes.^^ important structural components, particularly collagen and laminin can be studied both at light and ultrastructural level with immunocytochemical methods.^^^ cytokeratin immunocytochemistry can be used as a method for the characterization of changes to epithelial cells.^^ clara cells can be localized by the presence of clara cell secretory protein and ciliated cells by the presence of tubulin.^^ endocrine cells are visualized by immunocytochemistry using antibodies to general neuroendocrine markers such as chromogranin and synaptophysin or regulatory peptides.^^ other useful antigens, which can be demonstrated in the lung, include surfactants, lysozyme, immunoglobulins and those of microorganisms that infect the lung.^^^ electron microscopy is particularly useful for the detailed characterization of injury to the cells of the alveolar epithelium and endothelium ( figure 6 .1). pulmonary oedema is a component of many inflammatory conditions of the lung, including those induced by infectious agents. however, the term oedema is reserved for a poorly cellular exudate characterized by the presence of pale, homogenous eosinophilic material in the alveoli, sometimes associated with a similar exudate in the lung septae and perivascular connective tissue. it occurs in a number of spontaneous conditions such as in congestive cardiac failure, metastatic pulmonary neoplasms or as an agonal change in association with pulmonary congestion and haemorrhage. drugs may induce cardiogenic pulmonary oedema as a consequence of pulmonary hypertension or impaired ventricular contractility. cardiogenic oedema is often associated with vascular congestion and red blood cells and haemoglobin may leak into airspaces. this can give rise to the presence of haemoglobin crystals within the oedema fluid in formalin-fixed tissue sections. most importantly, pulmonary oedema may be a manifestation of acute lung injury. inhalation or systemic administration of toxic chemicals may produce acute pulmonary oedema (see figure 6 .1). some substances such as phenylthiourea and a-naphlythiourea produce massive pulmonary oedema in laboratory animals when administered orally, principally as a result of damage to the endothelium of pulmonary capillaries and venules. ^^^ over 30 drugs have been reported to produce non-cardiogenic pulmonary oedema in humans, either directly or through poorly understood immunogenic mechanisms.^ another form of pulmonary oedema involves the main airways. allergic reactions in sensitized airways of asthmatic individuals is believed to result from cross-linking of ige and activation of mast cells that degranulate and release inflammatory mediators. ^^^ this has been reproduced in the main airways of rats sensitized to ovalbumin and then challenged with ovalbumin by the intratracheal route. ^^^ this treatment leads to rapid accumulation of bronchial exudate, degranulation of mast cells and the development of mucosal oedema, most marked immediately below the respiratory epithelium. congestion and haemorrhage is a frequent finding in the lungs of laboratory animals, where it is usually related to certain modes of death. it can be associated with administration of drugs and chemicals that have adverse effects on cardiac function or on the coagulation system. administration of heparin to rats produces a characteristic extravasation of blood into the air spaces.^^^ lower respiratory tract infection is generally not a major health hazard among laboratory animals but it is nevertheless an ever-present threat that can cause overt respiratory disease within a colony or develop following administration of xenobiotics. subclinical pulmonary infections and infestations can also produce histological alterations in the bronchial airways or pulmonary parenchyma which mimic changes induced by inhaled irritants or systemically administered drugs.^^'^^ furthermore, some respiratory pathogens alter immune defences and exacerbate the effects of inhaled substances. ^^^ a range of bacterial and viral pathogens may produce inflammatory lung changes.^^ typically, bacterial pathogens such as steptococcus pneumoniae produce acute bronchitis associated with a variable degree of acute inflammation of the lung parenchyma (bronchopneumonia) or a confluent lobar pneumonia. viral agents are generally associated with histological features of bronchiolitis and interstitial pneumonia, characterized by an increase in mononuclear cells in the respiratory bronchioles and alveolar septa. the histological features are variable for they depend on the particular pathogen, species and strain, immune status, presence or absence of secondary infection and the particular stage at which the infection is examined. respiratory infections are frequently mixed. changes due to secondary bacterial infection are frequently superimposed on those induced by viruses. sequential histopathological examination of the lungs of laboratory animals following inoculation with respiratory tract pathogens has been able to characterize the evolution of pathological changes produced by individual organisms. for instance, following inoculation with mycoplasma pulmonis, one of the more important respiratory pathogens among laboratory rodents both lewis and fischer 344 rats were shown to develop upper and lower respiratory tract inflammation. in the lewis strain this was characterized after 28 days by a variable acute inflammatory exudate in bronchi and bronchioles with focal bronchiectasis, inflammation and hyperplasia of the epithelium with a predominantly macrophage infiltration of the alveoli and alveolar walls.^^'^^^ these changes were associated with marked hyperplasia of the bronchusassociated lymphoid tissue (balt), which extended down the airways and blood vessels towards the periphery of the lungs. although the lymphoid hyperplasia was also found in inoculated fischer 344 rats, it was less marked and accompanied by little or no mucopurulent exudate or active inflammation of the bronchial walls. this disparity in response suggested that differences were related to the degree of lymphocyte activation in the two strains, an imbalance in regulation of lymphocyte proliferation in lewis rats, or both.^^^ other studies have been conducted in both rats and mice infected with another important respiratory pathogen of laboratory rodents, the sendai virus (parainfluenza type 1). sequential studies showed that the initial damage to bronchial and bronchiolar epithelium is associated with polymorphonuclear and lymphocytic inflammation (bronchiolitis). immunocytochemical and ultrastructural studies revealed the presence of viral antigen in the mucosa.^^^ hyperplastic and multinucleated syncytial epithelial cells develop in the hyperplastic terminal bronchiolar epithelium and the inflammatory process extended to involve peribronchial or peribronchiolar parenchyma with infiltration of alveolar walls by mononuclear cells, macrophages and neutrophils. a similar cell population accompanied by cell debris and oedema fluid develops in air spaces. pulmonary arteries show only minor involvement with inflammatory cells and focal reactive hyperplasia of the endothelium. immunocytochemistry and ultrastructural examination suggested that virus replication takes place in alveolar type i and type ii epithelial cells and macrophages but not in endothelial or interstitial cells of the alveolar septae.^^^ it was shown that when repair occurs there may be residual distortion of bronchiolar and alveolar walls by collagen and hyperplastic cuboidal epithelium may line the thickened alveolar septa. air spaces may also contain enlarged macrophages with pale vacuolated cytoplasm.^^^ strain differences in susceptibility have also been demonstrated to this virus. there is differential pulmonary interleukin 12 (il-12) gene expression between virus-susceptible brown norway rats and resistant fischer 344 rats and il-12 treatment provides protection from virus-induced chronic airway inflammation and remodelling. moreover increased tumour necrosis factor a (tnfa) expression has been shown to be an important regulatory factor in the development of sendai virus-induced bronchiolar flbrosis in infected rats.^^^ virus-inoculated brown norway rats had increased tnfa pulmonary mrna levels and increased numbers of bronchiolar macrophages and fibroblasts expressing tnfa protein compared with virus-inoculated f344 rats.^^^ the corona virus, which causes sialodacryoadenitis in many rat colonies, also produces lower respiratory tract inflammation. this is characterized by acute bronchitis and bronchiolitis with focal extension into lung parenchyma. thickened oedematous, hypercellular alveolar walls infiltrated by monocytic cells are found.^^ immunocytochemistry has shown the presence of viral antigen in bronchial and bronchiolar epithelial cells. there is also peribronchial lymphocytic infiltration and increased prominence of balt. ultimately complete resolution occurs. viruses remain a potential source of spontaneous respiratory disease in laboratory dogs. canine adenovirus type 2, parainfiuenza sv5, canine herpes virus, coronavirus and parvovirus have all been isolated from laboratory dogs developing respiratory disease.^^^ the syndrome of visceral larva migrans also incites focal inflammation, granulomas and fibrosis in the lungs of species such as dog and primate in which parasites are prevalent. the syndrome of visceral larva migrans is usually defined as that which results from the migration of nematode larvae into the viscera. it has been well described in the beagle dog lung where it results from the larvae of toxocara species or metastrongyloid nematodes.^^^'^^^ the precise identification of parasites is not always possible in tissue sections. histological appearances of infested lungs are highly variable. nematodes surrounded by granulomas and granulomatous inflammation, mostly in a subpleural location, may be visible in sections. in affected lungs there may be perivasculitis and active arteriolitis, bronchiolitis and peribronchiolitis. pleural involvement by the inflammatory process can be marked, particularly in regions overlying granulomas. scarring develops and pleural and sub-pleural fibrosis is frequently associated with epithelial hyperplasia and squamous metaplasia of the associated airways ( figure 6 .2).^^^ the lesions may sufficiently severe to resemble those induced by high doses of anticancer drugs such as bleomycin (see below). pulmonary acariasis is a common infestation of many species of non-human primates caused by various species of the mite pneumonyssus. reproduction of the mites appears to take place in the terminal bronchioles. pneumonyssus simicola is the recognized form found in rhesus monkeys.^^^ although it is most prevalent in wild caught primates, the disease is not easily eliminated during breeding in captivity. ^^^ even when eliminated by ivemectin the lesions of chronic bronchiolitis, bronchiectasis and pigmentation may persist as an incidental finding. ^^^ as the mite can produce significant destructive pulmonary pathology and render animals susceptible to secondary pulmonary bacterial infections, it can disrupt or confound the interpretation of toxicity studies performed in primates. the lesions are located most frequently in cranial lobes and are characterized by the presence of bullae distending the pleural surface, parenchymal cysts, nodules and scar tissue.^^^'^^^ histologically, there is a wide range of inflammatory activity. fully developed lesions are characterized by granulomatous bronchiolitis and peribronchiolitis with involvement of immediately adjacent alveoli. cystic lesions involving the bronchiolar walls develop around the parasites giving rise to the appearance of walled-off cysts composed of highly cellular granulation tissue, associated with neutrophils, lymphocytes, macrophages, multinucleated giant cells and various pigments (see below). in less active lesions, dilated, cystic airways with walls composed of thick bands of smooth muscle and lined by squamous or cuboidal epithelium are found. pneumocystis carinii is an important cause of pneumonia in patients with the acquired immunodeficiency syndrome (aids) as well as in other immunocompromised patients, including those treated with immunosuppressive drugs.^^"^ the natural habitat of pneumocystis carinii is pulmonary alveoli and it is widely encountered in the human population without being associated with overt disease. both clinical and experimental evidence suggests that impaired cellular immunity is much more important as a predisposing factor than impaired humoral immunity. ^^^ as in humans, laboratory animals may have latent pneumocystis infection that becomes clinically evident following immunosuppression. it has been shown in the rat that chronic administration of various regimens of adenocorticosteroids, low protein diets, cyclophosphamide and other immunosuppressive drugs with concomitant antibiotic administration to prevent other infections gives rise to typical pneumocystis pneumonia. ^^^ rodents with genetically deficient cellular immunity also develop pneumocystis pneumonia. the importance of pneumocystis pneumonia in toxicology is that it can be considered as a sentinel of chronic immune depression. in haematoxylin and eosin stained sections, pneumocystis pneumonia is characterized in both humans and rodents by the presence of alveoli filled with foamy eosinophilic material containing a few macrophages and indistinct nuclei of pneumocystis (figure 6 .2fe). ovoid or crescent-shaped structures of the organisms become clearly visible with gomori methenamine silver or toluidine blue stains. ultrastructural study of rats with pneumocystis pneumonia shows that trophozoites attach themselves most frequently to type i pneumocytes by altering their morphology to the contours of the pneumocytes rather than by a process of invasion. ^^^ systemically administered therapeutic agents may produce histological changes within the lung parenchyma that mimic components of the normal response to respiratory pathogens. however, there is no sharp separation between agents that produce pulmonary oedema with those that are associated with acute inflammatory changes and histological features overlap because an acute inflammatory process is often accompanied by exudate within airspaces. an example of drug-induced pulmonary inflammation in laboratory animals and humans is reported following the administration of interleukin 2 (il-2). il-2 is a glycoprotein lymphokine, molecular weight 15kda, which is normally produced by activated t cells and mediates immunoregulatory responses. it has been produced in large quantities by recombinant dna technology for use in tumour immunotherapy. however, high doses have been associated with a number of adverse effects, notably the 'vascular leak' syndrome, characterized clinically by pulmonary oedema, pleural effusions and ascites. ^^^ the vascular leak syndrome has been reported in laboratory animals given high doses of this agent. histological examination of the lungs of b6d2f mice developing this syndrome following administration of il-2 showed infiltration of the alveolar walls with large lymphocytes and intra-alveolar proteinaceous exudate containing large lymphocytes, macrophages and red blood cells.^^^'^^^ pulmonary venules and arterioles showed the presence of lymphocytes attached to or lying beneath the endothelium, infiltrating vessel walls or in a perivascular location where they were accompanied by oedema fluid or red blood cells. similar, but less severe changes have been demonstrated in rats given il-2.^^^ in addition, treated rats showed an infiltration of pulmonary vasculature with eosinophils probably secondary to an eosinopoietic cytokine produced by il-2 stimulated lymphocytes. immunocytochemical evaluation of the lymphoid infiltrate in mice showed that most of the cells were thy 1.2positive (cd90) lymphocytes. furthermore, co-administration of asialo gml (ganglio-n-tetrosyl-ceremide) with il-2 not only abrogated the clinical signs but also reduced the number of asialo gml-positive lymphocytes in the tissue sections. as lymphoid cells expressing lyt-2 (cds, suppressor/cytotoxic t cells) were unaffected by asialo gml treatment, it was postulated that the vascular leak syndrome (but not antitumour efficacy) in these mice was mediated by an endogeneous subset of il-2 stimulated lymphocytes or lymphokine-activated killer cells. ^^^ corresponding changes were also observed in liver and lymphoid tissue. immunocytochemical and detailed electron microscopic studies in rats have supported the concept that il-2 induces cytotoxic vascular damage that is mediated both directly by lymphokine-activated killer cells and cytotoxic t lymphocytes with secondary release of inflammatory cytokines.^^^ as in humans, severe chronic pulmonary inflammatory disease in laboratory animals may compromise pulmonary function and lead to secondary alterations in other organs. although the mechanisms were not explored in detail, a diffuse interstitial pulmonary inflammatory process with lung haemorrhage was induced in rats treated for two years with prizidilol (skandf 92657-a2), an antihypertensive agent with both vasodilator and (3 adrenoceptor blocking properties.^^^ affected animals developed dyspnoea associated with reduction in lung volume, deformity of the thoracic spinal column and marked cardiac hypertrophy. inflammation with granulomas develops in the lungs of laboratory animals under a variety of different circumstances, which have been alluded to above. a common cause in rodents is granulomatous pulmonary inflammation resulting from aspiration of stomach contents or food particles (aspiration pneumonia). this is sporadically observed in aged rodent where it is associated with general ill health, particularly resulting from pressure effects of large pituitary adenomas and subsequent disturbance of pharyngeal or laryngeal reflex mechanisms. ^^^ histologically, the lungs show peribronchial and peribronchiolar granulomatous inflammation with macrophages and foreign body cells associated with fragments of refractive vegetable matter. the associated bronchial mucosa may also show reactive changes including goblet cell hyperplasia in long-standing cases. as dogs and primates are more liable to be infested by parasites, granulomatous inflammation in response to pulmonary larvae is more common in these species. pulmonary tuberculosis represents a potential problem among non-human primate colonies in view of its insidious onset and its liability for transmission from monkeys to humans. ^^^ pathological findings are similar to those so well known in the human disease. the disease is characterized by the presence of granulomas in lung parenchyma and lymph nodes. in florid cases there may be caseation surrounded by epithelioid and multinucleated giant cells and variable numbers of lymphocytes, plasma cells and flbroblasts. diffuse granulomatous pneumonia as a result of tuberculosis is also reported in non-human primates. granulomatous pneumonitis is also produced in laboratory animals by the intravenous injection of bcg. twenty-eight days following intravenous injection of bacille calmette-guerin (bcg), the lungs of c57b1/6 mice contained numerous granulomas composed of histiocytes and round cells which were surrounded by alveoli with thickened walls and associated with mild interstitial pneumonitis. ^^^ these histological changes were associated with an increase in the number of thy 1.2-positive (cd90) cells, especially lyt-1 (cds) positive lymphocytes. the histological changes were abrogated by treatment with cyclosporin a suggesting an important role for cd5-positive lymphocytes in the development of the granulomas. discrete granulomas occur in the lungs of experimental animals in response to intra-tracheal or intravenous injection of certain relatively insoluble substances (figure 6.3) . intra-tracheal administration of insoluble polymerized dextran and latex micro-particles to mice showed that the morphology and the systemic effects of granulomas depends on the nature of the injected substances. it has been shown that large granulomas develop rapidly in the pulmonary parenchyma around dextran particles that subsequently regress quickly, whereas latex particles produce small, discrete stable granulomas. ^^^ although both forms of granulomas are of foreign body or non-immunological in type, those produced by dextran but not latex beads, are associated with anergy-like immunosuppression, probably caused by release of soluble factors from the granulomas. it has been reported that granuloma formation after instillation of sephadex beads is associated with increases in the interleukin 1-(il-1) like activity in the lung.^^^ studies comparing the effects of inhaled crystalline silica and titanium dioxide have shown a correlation between the release of the macrophage derived cytokine il-1 and granuloma formation, suggesting that il-1 might be a useful biomarker for granuloma formation. ^^^ localized, angiocentric granulomas of foreign body type, clustered around pulmonary arteries and arterioles and occasionally alveolar capillaries and venules also develop following intravenous injection of relatively insoluble polysaccharides or other polymers. ^^^ characteristic epithelioid and large, foreign body type giant cells efface the smaller vessels although overt necrosis is not usually observed (figure 6.3) . haemosiderin-laden macrophages accumulate in the alveou of laboratory animals in association with chronic pulmonary congestion and haemorrhage. similar changes occur in patients in congestive cardiac failure where the haemosiderin-laden macrophages are termed 'heart failure' cells. the lungs of non-human primates are especially liable to contain alveolar, perivascular and peribronchial aggregates of macrophages laden with various brown pigments. iron-containing pigments have been associated with the inflammatory changes produced by simian lung mites (pneumonyssus simicola) which are prevalent in many non-human primates. in addition, lungs from some primate colonies may show perivascular and peribronchial collections of brown-grey macrophages containing highly refractive spicules and plates composed of high concentrations of silica.^^^'^^^ it has been shown that in old world primates including rhesus and cynomolgus monkeys, this pigment contains fossil diatomaceous material, compatible with the concept that the animals inhale dusts containing diatoms and other silicon fragments to which they are exposed in their semi-arid, natural habitats.^^^ chronic lung injury from a variety of different causes is frequently associated with the development of pulmonary fibrosis characterized by the replacement of the normal pulmonary structure by a thickened collagenous matrix with consequent reduction in the capacity for gas exchange. regardless of the inciting agent, the fibrogenic process appears to be generally characterized by disruption of the normal alveolar-capillary structure, leakage of exudate from the vascular compartment into the airspaces, subsequent invasion by infiammatory cells and fibroblasts associated with excess matrix formation. studies in laboratory animals with different fibrogenic agents as well as in humans have suggested that central to pulmonary fibrogenesis is increased production of tnfa by macrophages.^^'^^^'^^^"^^^ this cytokine is a not only a mitogen for fibroblasts but also a potent activator and chemo-attractant for macrophages, capable of stimulating release of other cytokines and inducing expression of adhesion molecule expression on endothelial cells. moreover, it has been shown that tnfa receptor knockout mice appear protected from the fibroproliferative effects of inhaled asbestos. ^^^ pulmonary fibrosis is a common sequel of chronic lower respiratory tract inflammation. it may be associated with, or preceded by interstitial pneumonitis, characterized by infiltration of lymphocytes, plasma cells and macrophages with scattered polymorphonuclear cells. ^^^ focal pulmonary fibrosis occurs spontaneously in laboratory animals, although this is usually most prevalent in dogs and non-human primates as a response to chronic infestation by parasites, which are not easily eliminated during breeding. in humans, conditions leading to pulmonary fibrosis vary widely. they include infections, shock lung syndrome, ionizing radiation, inhalation of irritant particulate matter, exposure to antigens or excessive amounts of oxygen as well as the results of the toxicity of paraquat and a range of both cytotoxic and noncytotoxic therapeutic agents which cause pulmonary parenchymal injury.^'^^^ the principal therapeutic agents that produce pulmonary fibrosis in both humans and laboratory animals are anticancer drugs. bleomycin, a glycopeptide preparation derived from streptomyces verticillus, is the best known example but pulmonary fibrosis is also associated with the clinical use of a number of other anticancer agents, including l,3-bis-(2-chloroethyl)-l-nitrosourea (bcnu or carmustine), cyclophosphamide, busulphan, mitomycin c and methotrexate.2 '108,147-150 the precise mechanisms involved in the induction of pulmonary fibrosis by antineoplastic drugs in humans are poorly understood. the true incidence for a particular drug is difficult to estimate because of confounding factors in cancer patients, such as concomitant administration of several drugs, radiation and oxygen therapy, diffuse pulmonary cancer and opportunistic infections. it is probable that drug-induced fibrosis is accentuated by concomitant administration of several antineoplastic agents, radiation therapy, hyperoxia, preexisting pulmonary damage and age of the patient. severity is often related to total dose of drug received.^^^ novel antineoplastic drugs may also produce lung toxicity.^ bleomycin is associated with the development of interstitial pneumonia and pulmonary fibrosis in clinical use and this can be reproduced in experimental animals. the histopathological appearances of bleomycin-induced pulmonary fibrosis in patients are in many instances different from those seen in laboratory animals because the lungs of patients treated with bleomycin are modified by the primary neoplastic disease, smoking, multiple drugs, radiation therapy and secondary pulmonary infections, interstitial pneumonitis and fibrosis.^^^ it has been postulated that tnfa is an important mediator in the development of bleomycin-induced fibrosis. ^'^ in the preclinical evaluation of bleomycin beagle dogs were given cycles of drug by the intravenous route for periods of up to 26 weeks. ^^^ dogs developed anorexia, weight loss, a variety of epithelial lesions as well as focal interstitial pneumonia and fibrosis. the focal lung lesions were characterized by increased elastic fibres, reticulin, collagen and acid mucosubstances. the lesions were situated predominantly in the pleural and subpleural zones, suggestive of a potentiating effect of friction between the pleural surfaces. histologically the lesions resembled those produced by larvae migrans in the dog (see figure 6 .2a). similar histological changes have also been described in both rats and mice treated with bleomycin by both the intravenous and intratracheal route.^^^'^^^ as fibrosis is such a consistent change, bleomycin-treated rodents have been extensively employed as a model for pulmonary fibrosis. early changes include mild, diffuse increases in interstitial lymphocytes, macrophages, polymorphonuclear cells and perivascular or interstitial oedema. after about a week, interstitial infiltrates also comprise fibroblasts with early collagen deposition, associated with proliferation of macrophages and type ii pneumocytes.^^^'^^^ subsequently, the amount of interstitial collagen increases, with eventual scarring and collapse of lung tissue in proportion to the cumulative dose given. ^^^ immunohistochemical and ultrastructural study of rats and mice treated with bleomycin shows a large accumulation of immune-reactive laminin and reduplication of the basement lamina within the thickened alveolar walls. ^^^ in bleomycin-treated rats three-dimensional scanning electron microscopy shows drug-induced capillary remodelling comprising irregular alveolar and pleural capillaries with increased diameter and decreased branching. ^^^ certain strains of mice have been shown to possess greater sensitivity to bleomycin fibrogenesis. the c57bl/6 strain produces a greater fibroblastic response than dba/2 and swiss mice and the balb/c strain demonstrates a particularly poor fibroblastic response. ^^^ therapeutic use of cyclophosphamide is also occasionally associated with the development of pulmonary interstitial fibrosis.^^^'^^^ it appears to be associated with two forms of pathology: an early-onset pneumonitis and a late onset progressive pulmonary fibrosis. ^^^ similar changes have been less easy to reproduce in laboratory animals. when mice were sequentially examined for periods of up to one year after a single intravenous dose of loomg/kg of cyclophosphamide, only slight pulmonary interstitial thickening and hypercellularity was observed in association with progressive multifocal accumulation of intra-alveolar macrophages. ^^^ however, these changes were also accompanied by a progressive increase in pulmonary hydroxyproline content and a decrease in pulmonary compliance with time in treated animals compared with controls. the changes were amplified by exposure to 70% ambient oxygen. the bronchiolitis, alveolar septal infiammation and fibrosis induced by gold therapy in patients with rheumatoid arthritis is probably immune-mediated. this condition is associated with peripheral eosinophilia and drug-induced alterations to the immune system.^^^ emphysema is characterized by abnormal, permanent enlargement of airspaces distal to terminal bronchioles, accompanied by destruction of their walls without obvious fibrosis. three principle types, centriacinar, panacinar and distal acinar emphysema, are recognized in humans. enlargement of air spaces as a result of congenital factors or fibrous scarring are grouped separately and not regarded as emphysema. ^^^ emphysema has been reported as an age-related spontaneous change in laboratory rats.^^^ however, several experimental rodent emphysema models have been developed, using intratracheal instillation of proteolytic enzymes papain, pancreatic and neutrophil elastase. this gives rise to histological appearances resembling panacinar emphysema in humans.^^^ irritant gases, notably oxides of nitrogen, are also capable of inducing changes in the lungs of laboratory rats and hamsters following long term exposure which resemble mild human, centrilobular emphysema.^^^'^^^ a variety of different names have been applied to membrane-bound, acid phosphatase-positive cytoplasmic inclusions with a lamella or crystalloid ultrastructural matrix. these include myeloid bodies, myelinoid bodies, myelin figures or myelinosomes. these lysosomal inclusions are seen in small numbers in a variety of normal cell types but they accumulate in various organs in laboratory animals following administration of a wide variety of drugs of diverse therapeutic classes.^'^^^"^^^ the generalized accumulation of these lysosomal cytoplasmic bodies is generally called phospholipidosis, a term coined to describe the tissue accumulation of phospholipids. ^^^ at the light microscopic level, phospholipids are characterized by the increase in the number of foam cells in the airspaces. examples of drug-induced phospholipidosis include the anorectic drug chlorphentermine, tricyclic antidepressants, inhibitors of cholesterol biosynthesis such as triparanol, the antihistamine chlorcyclizine and its analogues, the selective oestrogen receptor antagonist tamoxifen, chloroquine and the cardiovascular drugs amiodarone, 4,4'diethylamino-ethoxyhexestrol and perhexiline.^^^'^^^'^^^ many tissues and organs may develop the cytoplasmic inclusions, including lymphoid cells, liver, pancreas, endocrine tissue, nervous system, muscle cells, eyes and particularly lungs. aminoglycoside antibiotics may produce laminated phospholipid inclusions in the renal tubular cell and imidazol antifungals in hepatocytes (see under liver and kidney, chapters 9 and 10). many drugs that induce phospholipidosis usually share structural features, notably a hydrophilic cationic side chain, a primary, secondary or tertiary amine and a hydrophobic region that is usually an aromatic ring or ring system. as this structural pattern renders these molecules amphiphilic, these drugs probably bind with polar lipids by means of electrostatic and hydrophobic forces.^^"^ this leads to formation of drug-lipid complexes which are poorly degraded by lysosomal enzymes and which accumulate in the cell cytoplasm to form the inclusions described above. as the binding is not covalent, its reversibility depends on the dissociation rate constant under the particular intracellular conditions and drug concentration achieved. predictions of this activity based on molecular structure have shown reasonably good correlation with the ability of compounds to produce phospholipidosis in cultured rat peritoneal macrophages. more recently other cell based systems have been proposed for screening for phospholipidosis.^^^'^^^ however these perform less well in the prediction of in vivo potency, presumably because of differences in drug disposition in blood and tissues. it should be underlined that the accumulation of foamy macrophages in the alveolar spaces may also be a spontaneous change in laboratory animals. it has long been recognized as a spontaneous alteration in ageing rats.^^^ it may also be found in lung tissue distal to bronchial lesions that impede clearance mechanisms. in contrast to drug-induced changes, the spontaneous lipidosis characterized by accumulation of alveolar foam cells occurs sporadically in older rats and is observed in both controls and treated animals. drug-induced phospholipidosis occurs within a period of several months during which lungs of control animals remain fairly free of foam cell accumulation. the lungs appear especially vulnerable to drug-induced phospholipidosis, possibly because macrophages are in very close proximity to blood-borne agents. phospholipidosis is also more clearly visible microscopically in alveoli whereas it can be easily overlooked in other organs. the continuous uptake of phospholipid-rich surfactant material from the alveoli by macrophages leads to excessive accumulation of phospholipids when their catabolism is impaired.^^^'^^^ the fact that lungs are commonly affected is a potentially useful diagnostic feature because in many organs phospholipidosis can be extremely difficult to recognize in haematoxylin and eosin stained sections. although the changes in the lungs are not specific for drug-induced phospholipidosis, an increase in the number of lipid-containing lung macrophages in treated animals compared with controls is relatively easy to detect and provides a simple way for the pathologist to screen for this effect. in severe generalized phospholipidosis in rats, the lungs show irregular pale grey or yellowish patches of discoloration of the pleura and parenchyma. this is a result of patchy or confluent aggregates of large, pale, foamy macrophages. they may be free lying or packed in alveoli and accompanied by granular, extracellular material. their abundant cytoplasm shows a vacuolated appearance in which fine eosinophilic granules are sometimes visible. the nuclei are rounded and centrally located structures of variable size (figure 6.4) . multi-laminated cells are also occasionally seen, as are vacuolated cells firmly attached to alveolar walls, probably pneumocytes. these foamy cells stain typically for phospholipids (e.g. acid haematin), although neutral lipids may also be present and stain with oil red o. semi-thin plastic-embedded sections stained with toluidine blue allow better characterization of phospholipidosis in all organs, including the lungs. the macrophages in the air spaces contain unmistakable dense, dark round cytoplasmic inclusions of variable size, some over 5 mm diameter. ^^^ plasticembedded sections also show the inclusions in other pulmonary cells including pneumocytes attached to the alveolar walls, from which they can be seen discharging into the alveolar spaces. as in other organs affected by phospholipidosis, ultrastructural examination reveals dense, multi-lamellar membranes and numerous heterogeneous dense bodies of lysosomal origin (figure 6.4) . these bodies need to be distinguished from membranous bodies that form as a result of fixation for ultrastructural study. lipids tend to leach out and become hydrated to form myelinoid membranes during glutaraldehyde fixation. these structures are subsequently fixed by osmium to give rise to electron-dense membranous figures both outside and inside cells, particularly in mitochondria where they may be mistaken for pathological lesions.^^^ the lamella patterns seen in phospholipidosis may be simple alternating dense and clear lines spaced at 4-5 nm, or more complex arrangements of clear and dense lines. the other typical crystalloid inclusions of hexagonal aggregates of tubular subunits seen in other organs are not usually found in the lungs. the significance of these various forms is uncertain but they probably represent the various phases in which phospholipids exist and are influenced by proportions of lipids present. electron microscopic examination reveals that not only are pulmonary macrophages affected by these changes but that inclusions may be present in pneumocytes types i and ii, pulmonary capillary endothelial cells, smooth muscle cells, bronchiolar epithelium and occasionally neutrophils.^^^"^^^ the changes are typically still visible several weeks after withdrawal from treatment with the offending agent. although the extent of pulmonary phospholipidosis in the lungs varies between dosage regimen and animal species, studies with chlorphentermine, 4,4'diethylaminoethoxyhexestrol and amiodarone indicate that similar cytological and ultrastructural changes occur in most laboratory animal species studied including rats, mice, hamsters, guinea pigs, rabbits and dog.^^^'^^^'^^^'^^^ safety assessment -amphiphilic drugs what are the imphcations for humans of drugs that induce phosphohpidosis in laboratory animals? novel compounds continue to be found that possess the property of producing phosphohpidosis in laboratory animals with varying degrees of severity.^^^'^^^ although not all drugs that produce phosphohpidosis in animals have been studied in humans, only very few drugs that produce phosphohpidosis in animals have been shown capable of inducing significant phosphohpidosis in human clinical practice.^ agents such as chloroquine, 4,4'diethylamindethoyhexestrol and amiodarone, which have been shown to produce phosphohpidosis in patients, can also induce cellular damage in the same organs. however the phenomenon of phosphohpidosis where phospholipids are packaged behind lysosomal membranes may not be causally related to cellular damage in humans. indeed the weight of evidence suggests that druginduced phosphohpidosis per se is an adaptive phenomenon and does not in itself have functional or deleterious consequences unless excessive. ^^^ hence, the finding of phosphohpidosis in animal studies with a novel drug requires careful assessment on a case by case basis with respect to its implications for the safety of humans. an example of this issue is the iodinated benzofuran derivative amiodarone, a potent antiarrhythmic drug effective against ventricular arrhythmia. lung toxicity continues to be a problem in patients treated for cardiac arrhythmias with this drug.^^"^ not only does phosphohpidosis occur in a wide variety of organs in laboratory animals treated with amiodarone,^^^'^^^ but also in liver, peripheral nerve cells, skin, lymphoid cells and lungs in patients at therapeutic doses.^^^'^^^'^^^ although pulmonary interstitial fibrosis occurs in association with phosphohpidosis in patients, amiodarone-induced phosphohpidosis in rodents is not associated with pulmonary fibrosis or significant functional alterations. several theories have been proposed for the pulmonary alveolitis and interstitial fibrosis in humans. the weight of evidence to date suggests that the accumulation of lipid-laden histiocytes is not causally related to the alveolitis or pulmonary fibrosis. ^^^ indeed, overall there is little evidence that the mere presence of phosphohpidosis is deleterious to the organism.^^^ cytotoxicity, possibly through the metabolite desethylamiodarone, has been proposed and an immune-mediated mechanism has been postulated, possibly favoured by the binding of drug to components of pulmonary tissue.^^^ it might also involve free radical formation or indirect influences on inflammatory mechanisms.^^^ it is also possible that pulmonary disease results from an interaction of several mechanisms and metabolic factors unique to particular patients. ^^^ despite undoubted differences in tissue and species sensitivity to development of phosphohpidosis, dose, drug disposition, metabolism and elimination and the degree of tissue exposure to drug are important considerations in safety assessment of drugs that produce phosphohpidosis in laboratory animals. although phosphohpidosis is more likely to occur at high doses employed in toxicity studies than at lower therapeutic doses used in patients, it has been suggested that this may be offset by faster ehmination of the drug, characteristic of small laboratory animals. ^^^ the potential for drugs to accumulate in critical tissues such as eye and heart is especially important when drugs are administered for long periods of time, particularly as tissue/plasma ratios of some amphiphilic drug may exceed 100, following repeated administration.^^^ consequently, although phospholipidosis may not have functional consequences, any implications for humans of drugs that induce phospholipidosis in laboratory animals can only be assessed on a case by case basis, with due consideration of mechanism, drug disposition and clinical risk-benefit analysis. it is important to underline that similar morphological changes due to the increased presence of phospholipids in lysosomes can also result from treatment with compounds that are not cationic amphiphilic structures. mechanisms include direct or indirect inhibition of lysosomal enzyme activity. this reenforces the need to understand the mechanism of any chemically induced increase of phospholipids in the lungs of laboratory animals. for example, it has been shown that when glycosaminoglycans accumulate in inherited human lysosomal disorders they inhibit other lysosomal enzymes, thereby inducing lysosomal phospholipid inclusions. ^^^ this is reflected by administration of high doses of the trypanocidal drug suramin to rats which induces intracellular storage of glycosaminoglycans associated with phospholipid inclusions in diverse organs including lungs. ^^^ although at light microscopy clear vacuoles are typically seen, electron microscopic examination shows the presence of both clear vacuoles containing glycosaminoglycans and lamellar phospholipid inclusions. a similar effect seems to have been produced in rats by elmironâ®, a semi-synthetic heparin-like macromolecular carbohydrate derivative, chemically and structurally similar to glycosaminoglycans used clinically for anticoagulant effects and interstitial nephritis.^^^ another example is the induction of lysosomal inclusions in the lungs of rat and dogs by the macrolide antibiotic erythromycin.^^^ collections of foam cells were described in the lungs and lymphatic tissues of dogs and rats treated with high oral doses. foam cells in the lung showed a pattern of small whorls in vacuoles similar to that seen with other drugs that induce phospholipidosis. in vitro studies have suggested all macrolide antibiotics have the potential to cause phospholipidosis. biochemical studies suggest that drug binds to phosphatidylinositol-containing liposomes and inhibits activity of lysosomal phospholipase in close correlation with the number of cationic groups carried by each of the drugs. ^^^ hook reviewed other agents, such as oxidant gases and insoluble particles including silica, that can also increase phospholipid levels and histological appearances of phospholipidosis in the lungs.^^^ some of these agents inhibit phospholipid catabolism in the lungs giving rise to accumulation of surfactant protein a and surfactant lipoproteins and a clinico-pathological picture similar to pulmonary alveolar proteinosis in humans. studies from humans have shown that three chnically distinct forms of this condition occur: congenital, secondary or acquired. the congenital disease is caused by a diverse range of mutations in the genes encoding surfactant proteins or the (3c chain of the receptor of granulocyte-monocyte colony stimulating factor (gm-csf). the secondary form occurs in association with conditions where there is functional impairment or reduced numbers of alveolar macrophages, such as in haematological cancers, following immune suppression or inhalation of silica or toxic fumes. acquired or idiopathic alveolar proteinosis that accounts for over 90% of all cases (0.37 per 100000 persons) has been an enigma until recently. patients are at risk from infections, particularly nocardia, and the 5 year survival rate appears to be about 75%. studies from transgenic mouse models and in humans have shown that autoantibodies against gm-csf are important in the development of the acquired form of the disease as this antibody causes a defect in macrophages function which impairs the catabolism of surfactant lipids and proteins. ^^^ in this context it is of interest to note that treatment with imatinib, a tyrosine kinase inhibitor of the bcr-abl tyrosine kinase constitutively expressed in philadelphia chromosome positive myeloid leukemia, has been associated with the accumulation of lamellar inclusions in pulmonary macrophages in a leukaemia patient, although this might have been a result of the primary disease. ^^^ studies in mice have suggested that imatinib mesylate actually inhibits the fibrogenic activity of transforming growth factor (3 and prevents fibrosis induced by bleomycin.^^^ various forms of hyperplasia are found in the airways and lungs of laboratory animals. the mucosal surface of the bronchi may show hyperplasia of the goblet cells, squamous hyperplasia or metaplasia. the cells lining the terminal bronchiole and alveolus may also show hyperplasia and squamous metaplasia. standard classifications for the characterization of these changes in histological sections have been developed for use in rodent studies.^^"^^ goblet cell hyperplasia is a well-recognized response of the mucosa of conducting airways to chronic inflammation and inhalation of irritant substances such as cigarette smoke and sulphur dioxide.^^'^^'^^^'^^^ the degree of goblet cell hyperplasia is dictated by the severity and duration of the irritation or inflammatory process. florid cases of goblet cell hyperplasia are characterized by thickening and pseudostratification of the tracheal or bronchial mucosa by a population of tall, mucus secreting cells with abundant pale cytoplasm. in addition, goblet cells extend further down the airways than in normal animals and mucus may fill or distend the airways or impact in the alveoli. in less florid cases, a simple increase in the number of goblet cells may be found without other structural change.^^ goblet cell hyperplasia of the lining epithelium may be accompanied by an increase in size of the underlying submucosal glands. this has clearly been demonstrated in patients with chronic bronchitis and in rats where submucosal glands are normally quite prominent.^^^'^^^ species differences may exist because the airways of laboratory animals are variably endowed with goblet cells and submucosal mucous glands. the normal rat has more goblet cells lining the airways than either mouse or hamster. ^^^ the factors controlling these alterations are uncertain but is has been long suggested that increased mitotic activity as well as cell conversion, probably by metaplasia of serous or clara cells to mucous cells, is involved.^^^ it has more recently been shown in mice sensitized to ovalbumin and subject to a single antigen challenge by aerosol that clara cells in the proximal airways show great plasticity and become mucin-secreting cells.^^ pharmacological agents can induce goblet or mucous cell hyperplasia. rats given six or 12 daily injections of isoprenaline, a non-selective (3 receptor agonist showed a dose-and time-dependent increase in the number and size of alcian blue-positive goblet (mucous) cells as well as serous cells in the tracheal and bronchial mucosa. this was associated with an increase in length, width and depth of submucosal glands.^^^ similar changes were produced by pilocarpine, although both alcian blue-and pas-positive cells were increased in number following this agent, suggesting that pilocarpine induced both acid and neutral glycoprotein secretion. comparison of the distribution of these changes in the rat following isoprenaline, with those of salbutamol, pilocarpine and tobacco smoke, showed that there were regional differences in the distribution of these changes in the airways.^^'* isoprenaline produced a greater increase in secretory cells in peripheral airways than tobacco smoke, which itself produces a greater increase in mitotic activity. isoprenaline and pilocarpine produced a more diffuse change than the more selective (3 agonist, salbutamol. the changes induced by these therapeutic agents are presumably the result of their pharmacological activity.^^'^ sturgess and reid showed that the changes in the rat were accompanied by hypertrophy of the pancreas, submaxillary and parotid salivary glands^^^ (see digestive system, chapter 8). unlike the rat and mouse, the hamster appears predisposed to develop minor multifocal epithelial hyperplasia of the tracheal and bronchial mucosa spontaneously with advancing age. these changes are flat or polypoid in nature and are composed of clear cells and goblet cells.^^'^^ the epithelium of the bronchi shows squamous metaplasia in response to chronic irritation or injury. it is characterized by three or more layers of epithelial cells with abundant eosinophilic cytoplasm with prominent cell boundaries. it may be associated with degenerative alterations to the mucosa or goblet cell hyperplasia. squamous metaplasia can also develop in the alveolar parenchyma as a response to prolonged damage such as produced by large burden of inhaled irritant or insoluble dusts. the metaplasia is also characterized by the presence of several layers of flattened epithelial cells showing squamous differentiation. the term pulmonary keratinizing cyst has been recommended for pulmonary cystic lesions lined by non-neoplastic squamous epithelium without excessive proliferative change.^^^ hyperplasia, bronchiolo-alveolar (type ii cell hyperplasia) hyperplasia may involve the lining epithelium of the alveoli or bronchioli. this form of hyperplasia has been termed alveolar hyperplasia, adenomatosis, alveolar bronchiolization or epithelialization. it occurs spontaneously but can be induced by infections and administration of irritant xenobiotics in rats/^'^^^"^^^ j^j^g64,209 ^^^ hamsters.^^^ histologically, the lesions consist of localized but unencapsulated foci of hyperchromatic regular, cuboidal or columnar cells investing airspaces without appreciable distortion of alveolar walls. neuroendocrine hyperplasia is well described in hamsters. although small aggregates of neuroendocrine cells (neuroepithelial bodies) are found at various levels of the bronchi and bronchioli in normal hamsters, administration of nitrosamines and 4-nitroquinoline 1-oxide produces neuroendocrine hyperplasia.^^^"^^^ hyperplastic lesions are recognizable as groups of non-ciliated cuboidal, oval or columnar cells located in the bronchial or bronchiolar epithelium. they contain argyrophilic granules that show immunoreactivity for corticotrophin (acth) and neurone-specific enolase. ultrastructural examination reveals the presence of dense-core cytoplasmic granules of apud type. proliferative changes have also been reported in other species, including rats and humans in hypoxic conditions, although it has been suggested that these changes might be a result of increased peptide content rather than cell proliferation.^^'^^^ the most frequently diagnosed neoplasm world wide is lung cancer, where it is usually caused by smoking tobacco.^^^ bronchogenic squamous carcinoma is generally the most common subtype but in north america the incidence of adenocarcinoma now exceeds that of squamous cell tumours for reasons not fully understood. some of the most aggressive subtypes are small and large cell neuroendocrine lung cancers, defined as small or large tumour cells with greater than ten mitoses per 2mm^.^^^ these seem to be seen almost exclusively in heavy cigarette smokers. in contrast to findings in people, squamous cell lung tumours are only occasionally seen arising spontaneously in laboratory animals. even laboratory animals -rats, mice, hamster, monkeys and dogs -exposed to tobacco smoke for long periods and at high doses fail to develop an increase in lung tumours.^^^'^^^ moreover, there appears to be no good experimental model for neuroendocrine lung cancer. thus, particular caution is merited if using animal models for prediction of lung tumorigenic potential of inhaled substances. by far the most common primary pulmonary neoplasms found in laboratory rats, mice and hamsters are adenomas and adenocarcinomas. these appear to develop from the bronchiolar or alveolar epithelium, although their precise histogenesis is somewhat disputed. although spontaneous squamous neoplasms are uncommon in rodents cystic keratinizing lesions can be induced in rats by high burdens of particulate material in the lungs.^^^ pleural mesotheliomas and mesenchymal neoplasms also occur in these species but are uncommon. they can be induced in rodents by mineral fibres.^^^ mesenchymal tumours have similar histological features to those in soft tissues and mesotheliomas may show either epithelial or mesenchymal differentiation or both. in most rat strains alveolar or bronchiolar neoplasms occur spontaneously in relatively small numbers, but morphologically identical neoplasia can be induced by administration of chemical carcinogens.^^^ the most common are classified as bronchiolo-alveolar adenoma (pulmonary adenoma) and bronchioloalveolar carcinoma. the national toxicology program database on control fischer 344 rats used in carcinogenicity studies indicates an overall percentage of less than 3% of animals with bronchiolo-alveolar adenomas and less than 1% with bronchiolo-alveolar carcinomas.^^ however, the range of bronchioloalveolar adenomas in different studies was between 0 and 14% in this series. histologically, bronchiolo-alveolar tumours are mostly small, discrete, rounded nodules located in the lung parenchyma and composed of fairly uniform cells with moderately hyperchromatic nuclei arranged in solid (alveolar), tubular, papillary or mixed growth patterns. they usually compress surrounding tissues without infiltration or metastatic spread (adenoma), although loss of differentiation, infiltration and spread to adjacent tissues can occur (adenocarcinoma). ultrastructural study of bronchiolar-alveolar neoplasia in fischer 344 rats has shown the presence of osmiophilic, lamellated inclusion bodies similar to those found in alveolar type ii cells. therefore it has been suggested that the neoplasms are derived from this cell type.^^^ pulmonary squamous carcinoma occurs but is a very uncommon spontaneous neoplasm in the rat.^^ the large proliferative but benign cystic lesions found in the lungs of rats following accumulation of large amounts of particulate matter have been termed pulmonary cystic keratinizing epitheliomas for they have been regarded as benign neoplasms. when these lesions show evidence of tissue invasion they are regarded as pulmonary squamous cell carcinomas. similar lesions are very occasionally reported as spontaneous lesions.^^^ analogous neoplasms are found more commonly in most strains of laboratory mice used in carcinogenicity bioassays although considerable variation in incidence is reported. they are common in strain a mice where they are observed in low frequency at 3-4 months of age and incidences reach nearly 100% by 24 months of age.^^^ fewer, but significant numbers are found in b6c3fi mice, although there is considerable inter-laboratory variation.^^^ the national toxicology program database on control b6c3fi mice used in carcinogenicity studies indicates an overall percentage of about 16% of males and 6% of females with bronchiolo-alveolar adenomas but only about 5% and 2.5% respectively with bronchiolo-alveolar carcinomas.^^ however, the range of bronchioloalveolar tumour varied considerably between studies in this series. even in the same laboratory, mice housed under similar conditions show variation in incidence in these neoplasms with time. the incidence of lung adenomas and adenocarcinomas occurring in cd-i mice used as controls in 18-month carcinogenicity bioassays in the same laboratory under similar conditions for a period of 3 years varied from between 19 and 36% in males and 6 to 16% in females.^^^ by contrast, some strains of mice such as the c5781/10j strain show a very low predisposition to the development of lung adenomas.^^^ although these mouse pulmonary adenomas and adenocarcinomas do not resemble the common lung tumours in humans, strain differences have been exploited to study genetic susceptibility and resistance to pulmonary adenomas and carcinomas.^^^'^^^ histologically, pulmonary tumours of this type in mice are generally small, sharply circumscribed nodules composed of fairly uniform, closely packed columns of cuboidal or columnar cells arranged in tubular or papillary structures with scanty fibrovascular stroma ( figure 6 .5). they may be less well differentiated, with cellular pleomorphism, and show intrabronchial growth, invade lung parenchyma and produce metastatic spread. the histogenesis of mouse pulmonary adenomas and adenocarcinomas is disputed. on the basis of sequential light and electron microscopic study of pulmonary adenomas induced in bagg-webster swiss mice by transplacental exposure to ethylnitrosourea, it has been suggested that they develop from either alveolar type ii cells or clara cells.^^^'^^^ careful, stepwise analysis using light microscopic and electron microscopic examination has suggested that adenomas can be divided into three principal groups. some are composed of solid growths of uniform cuboidal cells with expanding margins limited to alveolar septae (alveolar pattern). these cells contained concentrically arranged cytoplasmic lamellar bodies and abundant, large mitochondria similar to mitochondria found in alveolar type ii cells. tubular or papillary patterns are composed of cuboidal cells showing histological and ultrastructural features of clara cell differentiation.^^^ however, immunocytochemical studies of chemically induced and spontaneous pulmonary neoplasia in b6c3f1, balb/c or a strain mice have shown that the majority of adenocarcinomas, including those showing papillary patterns, contain surfactant apoprotein, typical of type ii antigens, suggesting that most neoplasms show alveolar type ii differentiation.^^^ however, in view of the plasticity of clara cells, this does not exclude a clara cell origin of the tumours. immunocytochemistry of specific clara cell secretory protein expression in a transgenic mouse model of lung carcinomas developing from clara cells has shown that the protein is lost during tumour cell progression.^^^ it has also been shown in strain a mice that the proportion of tumours with papillary and solid/alveolar growth patterns varies with the inducing agent.^^^ this also suggests biological differences exist between histological subtypes. very few squamous carcinomas are reported in most series of mouse studies. a chemically induced mouse model of squamous cell carcinoma has been generated by administration of n-nitroso-tris-chloroethylurea. strain differences in susceptibility to squamous cancer development have been demonstrated in this model, with nih swiss, a/j and swr/j being highly susceptible, akr/j and c57bl/6j being resistant and fvb/j and balb/cj mice showing an intermediate response to carcinogen.^^^ the high incidence and the inherent variabihty of pulmonary adenomas and adenocarcinomas in conventional mouse carcinogenicity bioassays sometimes gives rise to statistically significant differences between control and treatment groups. there is considerable risk in over-interpretation of such group differences in conventional mouse bioassays. in the analysis of group differences, consideration needs to be given to tissue sampling procedure, age-standardization, historical control incidence, effects on food intake as well as the results of mutagenicity studies and carcinogenicity bioassays in other rodent species. indeed, a considerable number of widely employed therapeutic agents of different classes have produced an increase in benign or malignant pulmonary tumours in carcinogenicity studies performed in mice without this proving of any significance to humans. davies and monro counted at least 17 drugs of this type in the 1994 physicians' desk reference of the united states.^^^ for instance, in a carcinogenicity bioassay in which cfl mice were treated for 80 weeks with the synthetic analgesic tilidine fumarate, a statistically significant difference (p < 0.01) was reported in the incidence of lung adenocarcinomas between the top dose female group (24%) and concurrent controls (10%).^^^ it was argued that group differences did not indicate tumorigenic potential of tilidine fumarate on the basis that the incidence in the high dose group was within the historical control range (27%) and that there was no tumorigenic effect in a parallel 104 week rat carcinogenicity study. a more difficult evaluation concerned metronidazole, a nitroimidazole which is an important therapeutic agent active against anaerobic organisms and trichomonas species. administration of this compound led to an increased incidence of pulmonary adenomas and carcinomas in three separate mouse carcinogenicity bioassays.^^^'^^^ the analysis of these findings was somewhat complicated by evidence that metronidazole shows mutagenic activity in bacterial assays using some strains of salmonella typhimurium. it was argued that the risk to human patients was slight because the increase in prevalence in pulmonary tumours was likely to be a result of changes in nutritional status of the mice through the effect of metronidazole on gut fiora, as similar differences could occur between ad libitum fed mice and those fed the same but restricted diet.^^^ it was also postulated that the positive findings in bacterial mutagenesis assays were an inherent part of the antibacterial activity of metronidazole as a result of nitroreduction that does not occur in normal mammalian tissues. this conclusion was supported by negative effects in hamster carcinogenicity bioassays as well as lack of excess cancer risk in women followed up for 10 years or more.^^^ the common occurrence of lung adenomas in strain a mice has been utilized in the development of a quantitative bioassay for carcinogenic activity. this followed the demonstration that administration of carcinogens such as 3-methylcholanthrene to this strain could significantly increase the incidence of pulmonary adenomas within periods of up to six months.^^^ over many years the strain a mouse pulmonary tumour assay has been used to test a large number of chemicals of different classes, including polycyclic hydrocarbons, nitrosamines, food additives, alkyl halides, metals and chemotherapeutic agents.^^^'^^^ however, as with many test systems, correlation of results in the strain a test with 2 year carcinogenicity study data and genotoxicity results have been shown to be poor so prudence is needed in the use of this test.^^^ hamsters develop lung adenomas spontaneously in small numbers with advancing age. they are composed of uniform cylindrical cells similar to those found in bronchial epithelium or goblet cells showing distinct mucus production.^^'^^'^^^ an immunohistochemical study of similar pulmonary neoplasms induced in hamsters by n-nitrosodiethylamine showed the presence of clara cell antigen in early phase of development, but as the tumours developed they became more squamous in type and showed immunoreactivity for cytokeratins.^^^ a clara cell origin was suggested for most of these neoplasms. lung defenses against infection: a clinical correlation drug-induced lung toxicity pulmonary toxicity from novel antineoplastic agents drug-induced diseases. drug-induced respiratory disease mucociliary clearance and mucus secretion in the lung risk factors for pneumonia and fatality in patients 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lymphokine-activated killer cells and interleukin 2 or high-dose interleukin 2 alone toxicity of human recombinant interleukin-2 in rats. pathologic changes are characterized by marked lymphocytic and eosinophilic proliferation and multisystem involvement toxicity of human recombinant interleukin-2 in the mouse is mediated by interleukin-activated lymphoc3^es. separation of efficacy and toxicity by selective lymphocyte subset depletion characterization of the pulmonary lesions induced in rats by human recombinant interleukin-2 dyspnoea and thoracic spinal deformation in rats after oral prizidilol (skandf 92657-a2) diagnostic exercise: pneumonia in a rat multidrug chemotherapy of tuberculosis in rhesus monkeys granulomatous pneumonitis induced by bacille calmette-guerin in the mouse and its treatment with cyclosporin a anergy-like immunosuppression in mice bearing pulmonary foreign body granulomatous inflammation direct evidence for granulomainducing role of interleukin-1 cytokine and 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conformational analysis and studies on acellular and cell culture models alveolar proteinosis and phospholipidosis of the lungs pulmonary alveolar proteinosis imatinib-associated pulmonary alveolar proteinosis imatinib mesylate inhibits the profibrogenic activity of tgf-(3 and prevents bleomycin-mediated lung fibrosis an experimental study of hypersecretion of mucus in the bronchial tree goblet cell glycoprotein and tracheal gland hypertrophy in rat airways: the effect of tobacco smoke with or without the antiinflammatory agent phenylmethyloxadiazole measurement of the bronchial mucous gland layer: a diagnostic yardstick in chronic bronchitis mitotic activity of airway epithelium after short exposure to tobacco smoke and the effect of the anti-inflammatory agent phenylmethyloxadiazole the effect of isoprenaline and pilocarpine on (a) bronchial mucus-secreting tissue and (b) pancreas, salivary glands, heart, thymus, liver and spleen experimental chronic bronchitis classification of 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of chemically induced lung neoplasia cancer susceptibility in the mouse: genetics, biology and implications for human cancer histogenesis of the papillary clara cell adenoma histologic and ultrastructural features of the clara cell adenoma of the mouse lung immunocytochemical localization of the surfactant apoprotein and clara cell antigen in chemically induced and naturally occurring pulmonary neoplasms of mice immunohistochemical analysis of clara cell secretory protein expression in a transgenic model of mouse lung carcinogenesis strain a/j mouse lung adenoma patterns vary when induced by different carcinogens a chemically induced model for squamous cell carcinoma of the lung in mice: histopathology and strain susceptibility marketed human pharmaceuticals reported to be tumorigenic in rodents evaluation of chronic toxicity and carcinogenesis in rodents with the synthetic analgesic, tilidine fumarate induction of lung tumors and malignant lymphomas in mice by metronidazole toxicologic evaluation of metronidazole with particular reference to carcinogenic, mutagenic, and teratogenic potential induced pulmonary tumors in mice. ii: reaction of lungs of strain a mice to carcinogenic hydrocarbons. arc/iii;es of pathology strain a mouse pulmonary tumor test results for chemicals previously tested in the national cancer institute carcinogenicity tests animal model: spontaneous carcinoma of the lung in hamsters key: cord-035236-7rfc73qb authors: karabasz, alicja; bzowska, monika; szczepanowicz, krzysztof title: biomedical applications of multifunctional polymeric nanocarriers: a review of current literature date: 2020-11-06 journal: int j nanomedicine doi: 10.2147/ijn.s231477 sha: doc_id: 35236 cord_uid: 7rfc73qb polymeric nanomaterials have become a prominent area of research in the field of drug delivery. their application in nanomedicine can improve bioavailability, pharmacokinetics, and, therefore, the effectiveness of various therapeutics or contrast agents. there are many studies for developing new polymeric nanocarriers; however, their clinical application is somewhat limited. in this review, we present new complex and multifunctional polymeric nanocarriers as promising and innovative diagnostic or therapeutic systems. their multifunctionality, resulting from the unique chemical and biological properties of the polymers used, ensures better delivery, and a controlled, sequential release of many different therapeutics to the diseased tissue. we present a brief introduction of the classical formulation techniques and describe examples of multifunctional nanocarriers, whose biological assessment has been carried out at least in vitro. most of them, however, also underwent evaluation in vivo on animal models. selected polymeric nanocarriers were grouped depending on their medical application: anti-cancer drug nanocarriers, nanomaterials delivering compounds for cancer immunotherapy or regenerative medicine, components of vaccines nanomaterials used for topical application, and lifestyle diseases, ie, diabetes. medical application of nanomaterials is becoming increasingly crucial in diagnostics (delivery of contrast agents for imaging) as well as in prophylaxis (vaccines) and therapy of various diseases (drug delivery systems). nanocarriers employed in medicine improve the bioavailability, pharmacokinetics, and effectiveness of various therapeutics or contrast agents, ensuring: increased hydrophilicity, reduced interaction with plasma and cellular proteins, and better accumulation in target tissues. the most promising purpose of exploiting nanoparticles in medicine is their potential to localize (or be targeted) in a specific manner to the site of disease and reduce or eliminate the possible side effects. 1 targeting can be broadly classified into three regimes; passive, active, andphysical. 2 passive is based on accumulating nanoparticulate systems containing drugs through leaky vasculature of a diseased area. it was found in tumors, infarcts, and inflammation regions. in such regions with increased vascular permeability, nanoparticulate systems can selectively accumulate and release a drug that exerts a therapeuticeffect. 3 this phenomenon allows the delivery of drugs to the tumors, for which "enhanced permeability and retention" (epr) effect is observed. 2, 4, 5 the epr effect is predominantly described for solid tumors where fenestrations between epithelial cells, disorders in the pericyte coverage, and the lack of a smooth muscle layer of new blood vessels are sufficient for nanomedicines accumulation. additionally, impaired lymphatic drainage in this tissue is responsible for nanocarriers retention. 6 another approach, active targeting, is based on the specific recognition of targeted diseased region/cells' ligands. finally, physical targeting includes ph-sensitive, temperature-sensitive, redox potential sensitive, ultrasound sensitive, and magnetic sensitive systems. as a result of nanomaterials' research, over 50 nanoformulations for oral, intravenous, subcutaneous, intrabronchial, topical, or intramuscular administration have already been approved by the american food and drug administration (fda) or the european medicines agency (ema) for human use. 7, 8 the most clinically approved nanomedicines belong to liposomes and polymeric nanoparticles; however, the number of nanomaterials accepted by the fda for medical applications is still low. an example of a polymeric nanomedicine is apealea/paclical containing micellar paclitaxel (paclitaxel formulated with the surfactant xr17) used to treat epithelial ovarian cancer, primary peritoneal cancer, and fallopian tube cancer. 9 the new polymer nanomaterials' safety and therapeutic efficacy recently verified several clinical studies that mostly concerned nanocarriers of anti-cancer drugs. phase three of clinical trials have already been completed for yet another paclitaxel formulation -nk105, a "core-shell-type" polymeric micellar nanoparticle formulation used in patients with metastatic or recurrent breast cancer. 10 still, other studies concerned nanomedicines such as cyclodextrin-based polymer-camptothecin crlx101 or conjugated docetaxel crlx-301. soon, the first phase of clinical trials will begin on polymeric nanoparticles loaded with monoclonal antibody cetuximab and decorated with somatostatin analog for the targeting of colon cancer (data from clinicaltrials.gov). in connection with the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) pandemic, at least several different nano-based-tools have been developed that could be useful in the treatment of patients with the coronavirus disease-19 . 11, 12 clinical trials have recently started for a full-length recombinant sars-cov-2 glycoprotein nanoparticle vaccine adjuvanted with the saponin-based matrix m (nvx-cov2373, developed by novavax, nct04368988) or inhaled nanoparticle formulation of remdesivir (developed by neuroactiva, nct04480333, data from clinicaltrials.gov). 13 nanocarriers were initially developed to improve the pharmacokinetics of drugs, but they unexpectedly received much attention from researchers and have become the center of this promising trend of multifunctional nanomedicine. 14 unlike molecular drugs or imaging agents, nanoparticles can easily integrate more than one kind of contrast or therapeutic agent, making them potential multifunctional nanoplatforms. the concept of multifunctional nanocarriers also refers to the precise delivery of more than one drug simultaneously, which increases the effectiveness of therapy or overcome resistance to a given compound. delivery of more than one agent also allows the use of various therapeutic methods (for example, chemotherapy and immunotherapy, chemotherapy and photodynamic therapy, induction of the immune response to the selected antigen, and enhancement of this response). there are constant enormous demands on new, advanced, multifunctional nanomaterials to be used in the future of medicine. first of all, they should be biodegradable and biocompatible. they are also supposed to be very stable in the body, have optimal pharmacokinetics and biodistribution, ensure the protection of healthy tissues, and accumulate drugs in diseased tissue at the right time of the disease process. additionally, they should deliver chemically diverse compounds for including small drugs (antibiotics, cytostatics), nucleic acids, peptides, proteins, and magnetic nanoparticles. appropriate synthesis methods should allow the biological activity of transported drugs to be preserved. it is especially important when providing active therapeutic proteins (enzymes, cytokines) or antigens that are the essential components of vaccines. the purpose of this work is to present the latest scientific reports on polymeric nanocarriers for medical applications. we selected papers that were published in 2016-2020. we describe nanomaterials whose biological assessment has been carried out at least in vitro. most of them have also been tested in vivo. a literature search (pubmed) revealed that polymeric nanocarriers are most often used as drug delivery systems. since effective cancer treatment still seems to be the most significant medical challenge, most of the new nanomaterials that have recently been obtained and characterized are primarily anti-cancer drug carriers ( figure 1 ). in this work, we also present less numerous polymer nanomaterials to treat other diseases such as diabetes, atherosclerosis, or diseases based on chronic inflammation. we focused primarily on these polymeric nanocarriers, which in our opinion, can be described as multifunctional, with high capacity as innovative diagnostic and therapeutic systems for the clinical field in the treatment of various diseases, and with the considerable potential for improving human health. nanocarriers are generally considered as particulate structures with a diameter smaller than 1000 nm. depends on the morphology, nanoparticles, nanospheres, and nanocapsules can be defined as presented in figure 2 . nanoparticles/nanospheres are generally homogenous matrix systems in which the drug is dispersed in the material, forming them or can be adsorbed in their pores or at their surface, or the drug can be conjugated to them. on the other hand, nanocapsules' structure can be divided into two parts, the core and the shell. 15 the core material can be solid, liquid, or gas, depending on the type of application, while the shell is usually formed from the polymeric material. generally, the drug is located in the core part, while the shell protects them from the external environment. however, incorporation in shell material and adsorption at their surface is also possible, allowing simultaneous delivery of one or several drugs in different nanocapsule compartments. the shell may be made permeable, semi-permeable, or impermeable, depending on the application. permeable or semi-permeable shells are used for controlled release applications. the release rate from capsules is governed mainly by the shell's thickness, its pore's size, and the core's material. there are three main classical polymeric nanocarriers preparations: layer-by-layer method, nanoprecipitation method, and emulsion templated method. emulsion templated methods mainly include emulsification-diffusion, emulsification-evaporation, emulsification-coacervation, multiple emulsification, and emulsion/polymer coating. [15] [16] [17] [18] [19] nevertheless, other methods have been used, such as methodologies for preparing polymer-coated liposomes, polymersomes, dendrimers, or self-assembled polymeric micelles inorganic the main biomedical application of polymeric nanocapsules/nanocarriers. notes: pubmed resources searched in all fields using the term "polymeric nanocapsules" filtered on "in the last five years" (2016-2020). seven hundred seventy results were obtained (on march 25, 2020), and the authors selected 320 publications in which nanocapsules were used in the biomedical field (excluding diagnostic application and review papers). (a) polymer nanocapsules were divided into three categories depending on their application in medicine. (b) since the vast majority were nanocapsules used as a drug delivery system (294 from 320 publications), the authors present the types of transported drugs, w/o drugs stand for nanocapsules which were obtained empty and have potential as drug transporter. nanoparticles modified with polymeric materials as well as protein/peptide self-assembled nanocarriers. 20-29 sketches of selected polymeric nanocarriers are presented in figure 3 . on the other hand, the mentioned methods of preparation of polymeric nanocarriers could be divided mainly by two approaches: (i) dispersion of the preformed polymers; and (ii) polymerization of monomers. the commonly used polymers are: arabian gum, gelatin, ethylcellulose, hydroxypropylmethylcellulose phthalate, poly-e-caprolactone (pcl), poly(lactide) (pla), poly(lactide-co-glycolide) (plga), poly(alkyl cyanoacrylate) (paca), while the polyelectrolytes are: polyethyleneimine (pei), polyacrylic acid (paa,), poly(diallyldimethylammonium, chloride) (pdadmac), poly(sodium 4-styrene sulfonate) (pss), and poly(allylamine hydrochloride) (pah), dextran sulfate (ds), poly(glutamic acid) (pga), alginates and alginic acid (alg), hyaluronic acid (hyl), chitosan (chit), poly(lysine) (pll). synthetic polymers have higher purity and better reproducibility than natural ones, while natural ones possess better biocompatibility. 17, 19, 30 another class of polymeric nanoparticles is based on proteins or peptides. they are biological macromolecules composed of amino acids, with proved biocompatibility and bioavailability. protein/peptide nanoparticles are widely used to enhance the bioavailability of drugs. 27 surface modification of nanocarriers for the preparation of multifunctional drug delivery systems eg for passive, active, and physical targeting, are performed. 21, 31, 32 polymeric nanocarriers have been increasing in interest and applied in the pharmaceutical field, especially as drug delivery systems ( figure 1 ). since several specialized reviews have already discussed nanotechnology and polymeric materials for the formulation of nanocarriers, [15] [16] [17] 19, 26 in this review, we present a brief introduction of the classical formulation techniques. the sequential adsorption of oppositely charged nanoobjects (layer-by-layer (lbl) method) is a powerful approach for fabricating multilayer thin films. 33, 34 the origin of multilayered adsorption can be traced back to the mid-1960s when iler proposed deposition of microparticles onto solid substrates in the lbl manner. 35 in the 1990s, decher and hong expended the lbl by using a combination of linear polycations and polyanions. 33 the layer-by-layer adsorption of charged nanoobjects like polyelectrolytes, nanoparticles, proteins, organic molecules, etc., is considered as a convenient method to obtain multilayer "nanocarriers" shells on colloidal cores (figure 4) , and those types of capsules have been the subject of intensive research since 1998 when sukhoukovr proposed the method of forming polyelectrolyte multilayers shell on solid microparticles. 36 furthermore, the layer-by-layer method was applied for liquid and gas cores. 37, 38 the layer-by-layer (lbl) method's main advantage are the ease of manipulation and the multifunctionality that comes from the possibility of modifying the polyelectrolyte shell by organic molecules, polymers, inorganic nanoparticles, carbon nanotubes, antibodies, lipids, or nanoparticles. [39] [40] [41] that multifunctionality is of fundamental importance for the preparation of multifunctional drug delivery systems. for passive targeting, the polyelectrolyte shell is modified by the adsorption of so-called "stealth" polymers like poly(ethylene glycol) (peg), poly-(acrylamide), poly(vinylpyrrolidone), polysaccharides, or dextrans. [42] [43] [44] that modification prolongs circulation time and allows nanocarriers' accumulation in the targeted area through an epr effect. 4, 5, 45 for active targeting, polyelectrolyte shells can be functionalized by adsorption/incorporation of targeting ligands like antibodies or folic acids present on the surface of the targeted cells; for physical targeting, by the incorporation of stimuli-responsive building blocks in multilayered shell eg ph-responsive polymers, magnetic nanoparticles, etc. for example, the incorporation of magnetic nanoparticles that allows controlling magnetically responsive nanocarriers using an external magnetic field could be indicated. [46] [47] [48] that incorporation allows the application of such nanocarriers as a tool for cell-biology research to separate and purify cell populations, tissue repair, magnetic drug delivery, magnetic resonance imaging (mri), magnetic hyperthermia, etc. [49] [50] [51] [52] [53] [54] excellent books and comprehensive reviews of lbl nanocarriers have been written. [55] [56] [57] [58] the nanoprecipitation method the nanoprecipitation method is also known as solventdisplacement, or interfacial deposition method, or solvent shifting method. according to fessi et al, the nanocarrier synthesis needs both solvent and non-solvent phases (usually, the solvent and non-solvent phases are called organic and aqueous phases, respectively). 59 a polymer and active substance solution in a miscible organic solvent or a mixture of solvents (ie ethanol, acetone, hexane, methylene chloride, or dioxane) is added to a nonsolvent or mixture of nonsolvents supplemented with one or more surfactants. it can be performed either by dialysis or by the dropping technique ( figure 5 ). after adding the organic phase to the water phase, the polymer diffuses with the organic solvent and precipitates at the interface between oil and water, forming nanocarriers. 60 the principle of nanocarriers formation by nanoprecipitation is a fluctuation of polymer concentration at the interface between solvent and precipitant during the solvent to nonsolvent exchange. 61 the initial supersaturation at the interface layer occurs, followed by the interfacial deposition of the polymer. 17 the nanocarriers' characteristics can be mainly influenced by polymer concentration, injection method of the organic phase (dialysis or dropping), the volume ratios components, and the nature of materials. 61 the interfacial deposition method has been used intensively in the last decade, due to the simple operation without applied external high energy force and extensive applicability for various payloads. the studies of polymeric nanocarriers formulation by the nanoprecipitation method are excellently summarized in the following review. [61] [62] [63] [64] the nanoemulsion templated methods nanoemulsions are thermodynamically unstable but kinetically stabilized systems. 65, 66 for nanoemulsion preparation, the organic or aqueous phase is emulsified in the aqueous or organic phase in the presence of a surfactant (stabilizing agents). during the nanoemulsion formation, surfactants are self-assembled at the interface between two immiscible phases to reduce the interfacial tension, thereby achieving a stable state. the various methods of formation of nanoemulsion including a high energy ones (eg, ultrasonication, high mechanical shear forces) and low energy ones (eg, phase inversion composition, phase inversion temperature, membrane emulsification, selfemulsification) have been developed. 65, 66 the size of the droplets of nanoemulsion is in the range of about 20-500 nm with a low polydispersity index. nanodroplets found application as a template for polymeric nanocarrier synthesis both from preformed polymers and monomers in a polymerization process. the second approach is generally restricted to synthetic polymer materials, in which case one of the phases usually contains monomers, which in the polymerization process form polymeric nanocarriers. here four main methods ( figure 6 ): emulsification-diffusion, emulsification-evaporation, emulsification-coacervation, multiple emulsification will be described; nevertheless, other nanoemulsions templating methods have been used such as nanoemulsion/polymer coating or nanoemulsion polymerization. 19, [67] [68] [69] in this method, the polymer and active substance containing the oil phase are emulsified into an aqueous solution in the presence of surfactants to make oil in water nanoemulsion. after the formation of nanoemulsion, the organic solvent is evaporated either by increasing the temperature/under pressure or by continuous stirring results in polymeric nanocarriers' formation. nanocarriers are formed by polymer precipitation during an evaporation procedure. the influence of process parameters on the properties of prepared polymeric nanocarriers has been discussed. 16, 17, 19, 26, 32 in this method, the oil phase contains polymers and active substances dissolved in the organic solvent (eg dichloromethane or chloroform) and another solvent that is miscible with water (eg acetone, ethanol, or ethyl acetate), thereby removing them by diffusion into water. 16, 17, 19, 26, 32 such an oil phase is emulsified into the aqueous solution in the presence of surfactants to make oil in water nanoemulsion; subsequently, due to the spontaneous diffusion of water-miscible solvent, nanocarriers are formed by a combination of polymer precipitation and interfacial phenomena. in the emulsification-coacervation method, polymeric nanocarriers are formed and stabilized by physical coacervation or chemical crosslinking at the interface. this method is principally used for materials (monomers or polymers) possessing crosslinking function groups. physical coacervation (eg based on electrostatic interaction), as well as chemical ones (eg by chemical crosslinking or interfacial polymerization), have been proposed. 16, 17, 19, 26, 32 multiple emulsions are heterodisperse systems called "emulsions of emulsions" formed when oil droplets in a continuous water phase contain dispersed water droplets (w/o/w). 19 a hydrophilic active substance is dissolved in water, that is dispersed into the oil phase containing a dissolved polymer in the presence of a stabilizer. this primary/internal emulsion containing hydrophilic active substance is emulsified in an outer water phase again in the presence of a stabilizer. the procedure for obtaining the polymeric nanocarriers is similar to the single nanoemulsion technique for solvent removal, ie, diffusion, evaporation, coacervation, or a combination of these approaches. a reverse system w/o/w may also be formed ( figure 7) . 19, 70 chemotherapy remains one of the most important treatments for all cancer types, but its efficacy is lower than expected. the right approach to improve it seems to be developing better formulations, including nanoformulations of already approved drugs. however, the clinic's nanoformulations are less toxic than conventional therapy; their therapeutic efficiency remains unchanged. therefore, even better nanoformulations of anti-cancer drugs are continually being sought. various polymeric nanocarriers have recently been successfully obtained and characterized in vivo and seem promising as the oral or intravenous transporters of the following chemotherapeutic agents: gemcitabine, diphenyl diselenide, etoposide, thiazolidinediones, imiquimod, methotrexate, or tamoxifen (table 1) . very complex nanocarriers have been developed to deliver some drugs, eg, doxorubicin, to simultaneously increase drug delivery and precisely control drug release in the tumor. the free doxorubicin may cause cardiotoxicity in some patients leading to the discontinuation of therapy. 71 wang et al proposed the use of polymer nanocarriers made of reduction-responsive arginine-tethered amphiphilic copolymers and microwave absorbing ammonium bicarbonate for doxorubicin encapsulation. these nanocarriers can easily penetrate the tumor and are efficiently taken up by cancer cells. after irradiation by the pulsed microwave in the cell, in nanocarriers, ammonium bicarbonate converts the adsorbed energy to kinetic energy, which may generate thermocavitation and production of gas bubbles in cells. consequently, intracellular structures are destroyed, and the doxorubicin releases from nanocarriers immediately target tumor cells. 72 still, other polymeric nanocarriers have been designed to release doxorubicin under the influence of reactive oxygen species (ros). because the oxidative environment is characteristic of tumors or tissues affected by chronic inflammation, the release of drugs can be most active there. it has been demonstrated for nanocarriers made of a biocompatible copolymer, namely phenylboronic acid pinacol ester-functionalized poly (ethylene glycol)-blockpoly (phthalic anhydride-alter-glycidyl propargyl ether). due to the phenylboronic acid ester's presence, this nanocarrier was sensitive to oxidative stress and demonstrated an improved anti-cancer effect in a breast cancer mouse model. 73 another exciting approach is multidrug therapy using optimally selected agents, simultaneously or sequentially administered, to achieve a synergistic therapeutic effect. attempts are being made to develop various nanomaterials, including polymeric nanocarriers, that would allow more than one drug to be delivered efficiently. 74 zhou et al proposed an attractive approach for sequential co-delivery of gefitinib (a small-molecule inhibitor of the epidermal growth factor receptor -egfr) and doxorubicin. they obtained nanocarriers based on drug-polymer conjugation and ion pairing. gefitinib was complexed with dioleoyl phosphatidic acid (dopa) and encapsulated by coprecipitation with doxorubicin-conjugated poly (l-lactide)-block-polyethylene glycol (dox-pla -b-peg). the biological activity of these nanocarriers was compared in vitro with doxil (pegylated liposome with doxorubicin -fda approved doxorubicin nanoformulation), demonstrating a better anti-cancer effect against a549 (human non-small cell lung cancer) and mda-mb -468 (human mammary adenocarcinoma, triple-negative breast cancer cells). moreover, the analysis of pharmacokinetic and biodistribution in the mouse model confirmed the high nanocapsule accumulation inside the breast tumors. however, the authors have not yet conducted studies on the developed nanocarriers' anti-tumor activity in vivo. 75 there are many examples of polymeric nanocarriers equipped with more than one chemotherapeutic. nanoparticles with popular drugs, eg, doxorubicin, paclitaxel, curcumin, 5-fluorouracil, were proposed. in all cases, more than one anti-cancer agent's encapsulation allows a better therapeutic effect than one drug (summarized in table 2) . a more complex multifunctional nanocarrier system, namely rgd-ps-peg calcium phosphate nanoparticles, was obtained and characterized previously by the team of dong et al. they used the polymer rgd-ps-peg (rgd corresponds to peptide h-(d-val) -arg-gly-asp-glu-oh; ps-peg is organic phosphatidylserine-polyethylene glycol) self-assembling into micelles to encapsulate the anti-cancer drug novantrone (mitoxantrone hydrochloride). moreover, calcium phosphate that adsorbs verapamil was used to form an inorganic shell on the organic core (rgd-ps-peg with novantrol) to stabilize these nanoparticles. 76 because verapamil is a p-gp inhibitor, these nanocarriers co-deliver a chemotherapeutic and anti-multidrug resistance agent. it is worth emphasizing that, in this case, the carrier was additionally actively targeted by the covalent coupling of ps-peg with the rgd peptide. rgd is a cell adhesion motif displayed on extracellular matrix and is a ligand, for example, for î±vî²3 or î±5î²3 integrins. the expression of these integrins is high on the tumor endothelium cells. therefore rgdfunctionalized nanocarriers may increase drug delivery to the tumor. 77 in vivo studies performed after intravenous administration of rgd-ps-peg calcium phosphate nanoparticles to animal bearing mcf7/mdr tumors (multidrug-resistant human breast cancer cells mc7) indeed revealed the increased concentration of encapsulated drugs in tumors, improved therapeutic effect, and submit your manuscript | www.dovepress.com international journal of nanomedicine 2020:15 showed the beneficial effect of functionalization on drug accumulation, resulting in better therapeutic efficacy and lower toxicity to healthy tissues. 78, 79 there are also attempts at dual encapsulation of chemotherapy and inorganic nanoparticles. jeon et al obtained paclitaxel loaded nanocarriers coated with crosslinked gold nanoparticles and poly(amidoamine) dendrimers. the therapeutic efficacy of this combination was confirmed in a mouse tumor model. 80 besides, superparamagnetic iron oxide nanoparticles (spions) can be used for magnetic targeting. plga-peg nanocarriers with spion and docetaxel showed faster and stronger accumulation, followed by better tumor growth inhibition after local exposure to the magnetic field. 81 because encapsulated inorganic compounds are predominantly applied as contrast agents, plga-peg nanocarriers were also used as a magnetically-targeted triple-modal imaging system. this time spions and indocyanine green (fluorescence near-infrared dye) were encapsulated in the hydrophobic core, and diethylene triamine penta acetic acid was conjugated to plga-peg in order to indium-111 (radioisotope) chelation. this approach was tested on a mice model after intravenous injection and allowed for successful tumor visualization via fluorescence, mri, and nuclear imaging. furthermore, the accumulation of nanocarriers, hence the signal intensity, was more significant after adding an external magnetic field around the tumor. 82 other examples of mri contrast agents are semicrystalline polyurea nanocarriers with gadobutrol (commercial contrast agent of gadolinium(iii) complex), which poses enhanced tissue contrast compared to the free agent. 83 also, pegylated nanocarriers with cubic cobalt ferrite nanocubes were detectable via mri in the tumor tissue after its intratumoral injection. 84 an exciting example is actively targeted perfluoropropane filled covered with gold nanoshelled plga nanocarriers functionalized with anti-vegfr2 (vascular endothelial growth factor receptor type 2 overexpressed on tumor surrounding vascular endothelial cells) and anti-p53 antibodies for precise ultrasound molecular imaging of breast cancer. the authors have shown that dual-targeted nanocarriers accumulate in the tumor (orthotopic mice breast cancer) about two times more than nontargeted, ensuring accurate breast cancer detection. interestingly, regardless of double targeting, the amount of the injected dosage detected in the tumor was 5%, which is still lower than expected. 85 the easily modifiable thickness of the polymeric shell allows, for example, to obtain thin-shelled nanocarriers to deliver perfluorooctyl bromide, which finds application in ultrasonography as a contrasting agent. the liquid core of nanocarriers and the appropriately thin shell made of plga-peg ensure very good echogenicity and acoustic response. besides, nanocarriers' surface functionalization with a monoclonal therapeutic antibody specific for egfr (cetuximab) improves the accumulation of capsules within tumors that overexpress this receptor. 86 anti-cancer theranostics uses advanced nanomaterials to simultaneously and accurately detect disease processes in the patient's body and deliver drugs directly to areas affected by the disease. an interesting example is amphiphilic nanocarriers synthesized using block copolymer, succinic anhydride functionalized poly (2-diisopropylaminoethyl methacrylate) -block poly (2-aminoethyl methacrylate hydrochloride) with hydrophobic ruthenium entrapped in the core. the acidic tumor environment allows this compound's active release, a known inhibitor of dna replication with fluorescent properties. 87 exciting examples of anti-cancer theranostics are multifunctional polymeric plga nanocarriers designed for the high-intensity focused ultrasound (hifu) combined with transarterial chemoembolization treatment of hepatocellular carcinoma model in rabbits. the nanocapsule shell contained magnetic fe 3 o 4 as a contrast compound for mri, and hydrophobic perfluorohexane was encapsulated into the core. hifu is a method for local cancer treatment based on high temperatures leading to tissue destruction. because perfluorohexane may increase energy deposition in cancer tissue, it is an enhancing agent for hifu. simultaneously, the embolization of blood vessels in the tumor allows retaining more nanocarriers within a tumor and improving therapy's efficacy. 88 multifunctional, intelligent, and dual-stimulus responsive nanocarriers, functionalized with folate for active delivery of doxorubicin and indocyanine green (icg), have also been obtained using plga -polyethylene glycol -poly (n-isopropyl acrylamide). icg is known as a near-infrared fluorescence (nir) imaging agent, as well as the photosensitizer in photodynamic therapy (pdt), or photothermal agent in photothermal therapy (ptt). at the same time, fe/feo nanocrystals were tethered with plga polymer, finally forming the shell of multifunctional nanocarriers. fe/feo nanocrystals are mri contrasting agents, and they may provide additional, precise diagnostic information about the exact tumor location and size. after irradiation with nir laser, nanocarriers shrink and degrade, releasing doxorubicin and icg while fe/feo simultaneously degrades in the acidic tumor environment, leading to the overproduction of ros as a result of the fenton reaction. results obtained in mouse tumor models suggest that it may help overcome hypoxia-related tumor resistance to pdt. 89 wang et al showed that the problem of insufficient oxygen in the tumor significantly limited the effectiveness of pdt, which can be solved by the simultaneous delivery of a photosensitizer, in this case, meso-tetra (p-hydroxyphenyl) porphine and catalase, an enzyme that decomposes endogenous tumor h 2 o 2 into water and oxygen. this approach was possible due to the use of unique polymeric nanocarriers obtained due to the covalent coupling of catalase, meso-tetra (p-hydroxyphenyl) porphine, and peg, and additionally labeled with 99 in vivo single-photon emission computed tomography imaging. 90 icg converts nir light energy into local heat leading to cancer tissue ablation. however, cellular stress-induced during this therapy may activate autophagy in cancer cells, which is a complex process that eliminates damaged cellular structures. it can promote tumor cell survival and further tumor progression. that is why wu et al have proposed yet another multifunctional system for the delivery of icg and improve ptt's effectiveness. it uses nanocarriers made of malpeg-b-poly (l-phenylalanine-co-l-aspartic acid), loaded with icg and primaquine -autophagy inhibitor. the nanocarriers' surface has been modified by covalently attaching to the polymer the so-called cell-penetrating peptide (cpp, cys-krptmrfrytwnpmk), allowing shielding of the entire capsule as a result of hyaluronic acid (ha) binding. ha actively directs nanocarriers to the tumor due to interaction with cd44 (ha receptor). then, ha corona is decomposed in the tumor's acidic environment, exposing cpp that facilitates nanocarriers uptake. the anti-cancer effects of these nanocarriers have already been confirmed by in vivo studies. 91 the intelligent, pegylated bismuth selenide nanocarriers were designed to deliver doxorubicin and yet another agent used in pdt/ptt, namely chlorin (ce6). the entrapment of small drugs in bismuth selenide is simple because of their mesoporous and hollow structure (sponge-like structure). it is worth emphasizing that because previous studies confirmed the usefulness of bismuth selenide as a computed tomography contrasting agent, these nanocarriers enabled bimodal imaging of tumors, fluorescence, and ct. fluorescence imaging confirmed efficient tumor accumulation of nanocarriers and remarkable tumor eradication. it resulted from the synergistic effect of doxorubicin and ptt/pdt-induced tumor ablation. at the same time, toxicity analysis revealed, the nanocarriers were not harmful to healthy tissues. the high therapy specificity resulted from the selective drug release primarily in the tumor. protonation of the amino group of dox under acidic tumor conditions altered, leading to increased drug hydrophilicity and its release from nanocarriers. additionally, upon nir laser irradiation, there was also a release of drugs from the nanocarriers in the tumor. 92 pegylated, biodegradable hollow mesoporous organosilica nanocarriers were obtained to deliver up to 3 different anti-cancer compounds. in addition to icg, they contained gemcitabine and 17 aag, the heat-shock protein 90 inhibitors. the use of 17aag allows to overcome tumor thermoresistance, the phenomenon regulated by heat shock proteins that are responsible for the proper functioning of selected cancer defense mechanisms, that affect anti-cancer effects of ptt. 93 a unique example of theranostic nanocarriers can be peptide nanoparticles that possess fluorescent properties. the team of fan et al obtained self-assembling nanoparticles based on octa-peptide cyclo -[(d-ala-l-glu-d-ala-l-trp) 2-] and zn 2+ ions and used them to deliver a chemotherapeutic compound, epirubicin. studies performed on the mouse esophagus cancer model demonstrated that zn 2 + -coordinated cyclic peptides forming these nanoparticles emit nir fluorescence due to quantum confinement within the nanostructures allowing tumors to be imaged without the use of any other imaging compounds. the presence of rgd on their surface ensured sufficient accumulation of nanocapsules in cancer. 29 it is worth asking why so few polymeric nanocarriers intended for the transport of cancer drugs are functionalized with specific ligands (ie anti-cd19 or anti-her2 /erbb2 monoclonal antibodies for active targeting of nanocarriers to cancer cells overexpressing these antigens). 94 it is believed that actively targeted nanoparticles more effectively affect cancer. however, retention of even modified nanomaterials in tumors depends on epr. 95 since most studies on the epr effect have been conducted on rodent models, it is doubtful whether this effect occurs in humans and whether its functioning depends on the type of cancer. 96, 97 also, in the case of human-emerging tumors, significant tumor volumes are elements of the so-called tumor microenvironment such as tumor-associated fibroblasts, immune cells, and extracellular matrix, which impede the nanoformulation of penetration into the tumor. 98 additionally, intratumor heterogeneity makes it difficult to select the appropriate molecular target and hampers actively targeted nanoparticles. 99 it should also be mentioned that the vast majority of ligands for actively targeted nanodrugs only affect cancer cells without considering other tumor microenvironment forming cells. the problem is also the lack of efficient and cheap methods ensuring the attachment of ligands, especially those with a complex structure than rgd or folate (eg antibodies) while maintaining their biological activity. this makes the production of targeted nanodrugs expensive and costinefficient. 100 these factors probably contribute to the phenomenon observed in the clinic, indicating the lack of submit your manuscript | www.dovepress.com international journal of nanomedicine 2020:15 improvement in the effectiveness of many drugs given in nanoformulation compared to their free forms. the application of nanomaterials in anti-cancer therapies is not limited to the transport of chemotherapeutics. numerous studies indicate that nanomaterials, including polymeric nanocarriers, may also be used in cancer immunotherapy. briefly, immunotherapy's essential goal is to stimulate immune cells, primarily cytotoxic t lymphocytes (ctl), capable of eliminating cancer cells. since strict ctl activation depends on their cooperation with antigen-presenting cells such as dendritic cells (dc) and macrophages, it is crucial to properly stimulate these cells' activity, eg, by specific adjuvants. an interesting approach was using intradermally administered nanocarriers made of plga for providing low-molecular agonists (imidazoquinoline-based esters) of endosomal pathogen recognizing toll-like receptor 7/9 (tlr7/9). due to encapsulation, these compounds underwent effective delivery and uptake by dc, enhancing on their surface the expression of ctl co-stimulatory molecules (cd80, cd40, cd86) and inducing the expression of selected cytokines. this activation of dendritic cells led to ctl stimulation and a better anti-tumor immune response. 101 in turn, the use of poly (î²-amino ester)s copolymers assembling into nanocarriers with encapsulated il-12 were efficiently delivered to the tumor after intravenous administration. this approach provides reversion of the tumor infiltrated macrophages from m2 to m1 phenotype, which resulted in a more effective anti-tumor response. it is worth emphasizing that the administration of il-12 in nanocarriers allowed for a significant reduction of side effects resulting from this proinflammatory cytokine's systemic activity. 102 with the help of polymeric nanocarriers, cancer cells' surface can also undergo modification by exposing them to specialized immune cells such as natural killer cells (nk cells). this approach effectively stimulates immune cells, but limits their activity only to the tumor, bypassing other tissues. zheng et al received very complex polymeric nanocarriers, in which the first layer was made of bovine serum albumin, with a covalently attached antibody and phenylboronic acid. the outer layer was glucose-modified poly (2-methacryloyloxyethyl phosphorylcholine) -b-poly (n-(3-aminopropyl) -methacrylamine) associated with the albumin layer due to the interaction between phenylboronic acid and glucose. because this interaction is fragile in the acid environment of the tumor, it is possible to disassemble the outer layer easily. it results in simultaneous exposure of phenylboronic acid capable of binding sialic acids present on the surface of the cancer cells. then, nanocarriers bind to the surface of cancer cells, and due to the presence of an antibody to lure nk cells. these cells may employ a direct killing mechanism involving antibody-dependent cell-mediated cytotoxicity. 103 as demonstrated recently, an interesting and even more comprehensive approach to overcoming tumor tolerance may be possible using nanocarriers whose shell is made of antigen (e.g, protein, overexpressed on tumor cells). simultaneously, inside the carriers, there are two different adjuvants (resiquimod and muramyl dipeptide) stimulating dc. such complex nanocarriers are, therefore, a therapeutic anti-cancer nano-vaccine. however, the immunostimulatory activity of these nanocarriers still requires verification in vivo. 102 nanoparticles indeed offer many advantages as modern therapeutic and preventive vaccines for tumor, viral, and bacterial antigens (e.g, recombinant proteins and nucleic acid) delivering. they might help effectively protect the integrity of the antigen, increase its immunogenicity, and, as a consequence, improve vaccine efficacy. for example, incorporating the antigen into the nanoparticles allows for more effective delivery primarily from the injection site (subcutaneous or intramuscular injection) via the lymphatic system to secondary lymphoid organs where adaptive immune response develops. however, not without significance is the fact that nanomaterials with antigen, due to their size, shape, density, surface charge, and chemical complexity, can mimic the pathogen. thus nano-vaccines more effectively stimulate immune cells (b cells and t cells), leading to efficient antibody synthesis and long-term immunity. this approach has already been successfully implemented to prepare clinically approved the influenza vaccine inflexal/crucell, where virus haemagglutinin was incorporated into liposomes. 104 currently, there are various polymeric nanocarriers in development for the delivery of vaccine components. in that case, an antigen is displayed on the nanocarrier surface. it associates with shell-forming polymers already after the synthesis. the effectiveness of international journal of nanomedicine 2020:15 submit your manuscript | www.dovepress.com dovepress this process is monitored by analyzing changes in the zeta potential values. the research carried out on the mouse model revealed that the polymers that build nanocarrier shells are essential for the antigen's immunogenicity embedded in/on the surface. peleteiro et al confirmed the higher efficacy of protamine nanocarriers over polyarginine ones in the induction of an immune response against the recombinant hepatitis b antigen. vaccination of animals with protamine nanocarriers resulted in the higher production of antigen-specific antibodies and selected cytokines, including il-17a and il-1î². these cytokines, due to their proinflammatory activity, play a fundamental role in creating the right environment for the developing immune response. 105 an effective, but the slightly different solution is the use of two-layer nanocarriers, in which the antigen is trapped between two polymeric layers with opposite charges. thus, an antigen is not exposed on the surface of the nanocarriers. crecente-canto analyzed in vivo on the mice model two different nanocapsule types: nanocarriers made of chitosan associated with bacterial antigen and nanocarriers in which the antigen bound to the chitosan layer was covered with a second layer of dextran sulfate. he concluded that coating the antigen with an additional layer of polymer may induce a better immune response. it is probably due to the increased stability of the delivered antigen, which is longer available for antigenpresentingcells. 106 it is worth emphasizing that the effectiveness of many vaccines based on the polymeric nanocarriers, although satisfactory, still seems lower than vaccines based on the antigen administered together with the standard adjuvant alum. 105 many researchers claim the effectiveness of nanovaccines can be significantly increased by additional encapsulation molecules that modulate the immune response, such as imiquimod, cpg or polyi: c. 107, 108 interestingly, fichter et al proposed the use of nanocarriers built exclusively from hepatitis c virus nonstructural protein 5a and functionalized with adjuvant monophosphoryl lipid a (mpla) as a vaccine against the hepatitis c virus. studies conducted on a mouse model showed that after intravenous administration, these nanocarriers efficiently and preferentially accumulated primarily in the liver, and thanks to mpla, which is a ligand for tlr4, were detectable in liver-resident antigen-presenting cells such as kupffer cells (specialized macrophages located in the liver) or dcs leading to induction of intrahepatic immune response specific to the viral antigen. the authors also emphasized that an essential advantage of using nanocarriers made solely of antigen is the lack of induction of an immune response directed against the additional material present in nanocarriers providing viral antigen. 109 finally, polymeric nanocarriers can be useful in immunotherapy, aiming to induce immune tolerance to allergens (antigens). briefly, this therapy involves supplying the body with a small amount of antigen to inhibit the synthesis of the underlying allergy molecules, namely ige class antibodies and cytokines such as il-4, il-5, and il-13. in vivo tests carried out by smarr et al have shown that an effective and safe approach for the abrogation of allergen-specific response and inhibition of allergic inflammation can be the use of antigen-conjugated biodegradable plga, and antigen-encapsulated plga. it is worth emphasizing that, in this case, the antigen is encapsulated or covalently bound to the nanocapsule-building polymer. 110 nanomaterials have also found a broad application in regenerative medicine, which aims to develop and apply therapies that support the healing of tissue injuries resulting from diseases or mechanical damage. encapsulation of phenytoin (stimulate fibroblast for cytokine and growth factor production) into pcl nanocarriers significantly reduced drug skin permeabilization compared to a free drug when supplied with chitosan hydrogel. 111 another example of polymeric nanocarriers embedded in a hydrogel was utilized as local anesthesia of the intraoral mucosa. the standard application of emla (a mixture of lidocaine and prilocaine) is limited because it inconveniences the patient (eg bitter taste and burning). muniz et al proposed pcl nanocarriers for double encapsulation of lidocaine and prilocaine trapped in carbopol (acrylic acid copolymer matrix) hydrogel. studies in a rat model have shown that nanoformulation provides a better anesthesia duration compared to commercially available emla and free drugs embedded in the hydrogel. 112 at the same time, tissue regeneration is a multistep process, and the use of more than one active agent and long-term sequential release of the drug at the appropriate stage of the healing process is required. an interesting example of a nanosystem used for wound healing is dual encapsulation of bromelain and salvianolic acid b into an ultrafine core-shell nanofiber built from pcl, poly (vinyl alcohol), and gelatin. the nanofibers were designed to submit your manuscript | www.dovepress.com international journal of nanomedicine 2020:15 release bromelain sequentially at an early stage, and salvianolic acid b at a later stage of tissue healing. it is essential because bromelain poses anti-inflammatory, antimicrobial, and anticoagulant properties necessary at the initial inflammation phase. salvianolic acid b promotes wound healing by stimulating angiogenesis, reepithelialization, and cell proliferation at proliferative, maturation, and remodeling phases of skin regeneration. during the in vitro evaluation, the authors proved biocompatibility, antibacterial, and proangiogenic properties of tested nanofibers. besides, they confirmed that the subsequent sequential release of two compounds provides accelerated wound healing in rats compared to saline control and unloaded nanofibers. 113 because in the late phase of bone healing, the surrounding environment becomes more alkaline tian et al proposed ph-dependent nanocarriers with growth factorbone morphogenic protein-2 (nbmp-2). the authors used free-radical polymerization of n-(3-aminopropyl) methacrylamide, acrylamide, and glycerol dimethacrylate (degradable cross-linker) to synthesize alkalinedegradable polymeric shells. this solution provides a sustained release of bmp-2 at the therapeutic window. during research on the posterolateral spinal fusion in rats, nbmp-2 poses superior characteristics upon free bmp-2 and provides a better quality of newly formed bone and reduced undesirable inflammatory edema. 114 additionally, proteins like growth factors are sensitive to tissue proteases, which provide their short half-life in the body. thus, the nanocarriers application also reduces the risk of transported cargo proteolysis. due to their pleiotropic properties, polyphenols were proposed for osteoarthritis treatment. to dual transport resveratrol and curcumin, self-assembling lipid-core nanocarriers with grape seed oil cores and pcl shells were proposed. because of differences in the polyphenols solubility in oil, these drugs pose subsequent sequential releases from nanocarriers. the results indicate that this combination of polyphenols administered in nanocarriers protects chondrocytes against oxidative stress and shows better therapeutic efficacy against rat arthritis without undesired toxicity. 115, 116 there are also examples of the use of gene therapy in the treatment of osteoporosis. sezlev bilecen et al successfully proposed plga nanocarriers with sirna inhibiting rank expression (receptor activator of nuclear factor îº b) protein, essential in the activation of osteoclasts. 117 furthermore, nanocarriers built of amphiphilic gelatin with encapsulated tgf-î²1 (transforming growth factor-î²1) and magnetic nanoparticles were proposed for cartilage regeneration. this approach combines magnetic guidance with chondrocyte stimulation via growth factor. 118 the mentioned nanoformulation still requires evaluation of toxicity as well as therapeutic efficiency in vivo. an interesting example is drug delivery as eye drops, which is limited due to the rapid dilution and clearance of the drug that follows tear production and blink reflex. the effectiveness of nanoparticles in this area is due to their improved corneal interaction. reimondez-troitiã±o et al presented oil nanodroplets surrounded by cell-penetrating cationic polypeptides -protamine or polyarginine for corneal wound healing. even empty nanocarriers administered in eye drops were able to accelerate wound healing in vivo process similarly to commercially available cacicol â® . the use of protamine nanocarriers resulted from a decrease degree of corneal haze following tissue healing compared to polyarginine. this effect was probably due to the antifibrotic activity of protamine. however, additional encapsulation of cyclosporin a or vitamin a did not improve the therapy's effectiveness compared to empty nanocarriers. all nanoformulations were non-toxic in a mouse ocular tolerance test. 119 recently published papers indicate that polymeric nanocarriers could be used in the future for the oral delivery of drugs, in particular biological drugs such as peptides and proteins. oral administration requires developing a formulation that will protect them from degradation and loss of biological activity in the gastrointestinal tract and allow their effective absorption. lifestyle diseases are a combination of diet, physical inactivity, and consumption of stimulants. they emerge more often each year, and polymeric nanocarriers have already been proposed as a drug delivery system for venous thromboembolism, hypertension, peripheral arterial disease, and inflammatory bowel disease (summaries in table 3 ). among these diseases, diabetes requires a new drug formulation improvement of patient safety. many studies involve the development of an oral insulin formulation. this peptide hormone is widely used in treating type i diabetes and advanced type ii diabetes when patients have inefficient insulin synthesis resulting from the destruction of the pancreatic beta-cells caused by prolonged hyperglycemia or dyslipidemia. because insulin is a drug taken only by subcutaneous injection, developing international journal of nanomedicine 2020:15 submit your manuscript | www.dovepress.com an oral formulation would significantly improve patients' comfort of life and reduce therapy costs. lee et al received insulin loaded pluronic based nanocarriers. interestingly, to ensure the nanocarriers' best absorption in the small intestine, they armed them with two different ligands: chitosan and hexamer peptide at-1002. due to its interaction with the intestinal mucosa, chitosan allows nanocarriers to adhere to epithelial cells and improves interstitial permeability. its activity is synergistic with the activity of at-1002. at-1002 is a peptide derived from zonula occludens toxin (zot), a virulence factor of vibrio cholera, a pathogen responsible for the diarrhoeal disease cholera. 120 because at-1002, like zot reversibly and transiently enhances the intestinal permeability by rearranging the intestinal cell cytoskeleton strategically located to modulate tight intercellular junctions, ensuring effective transport of nanocarriers across the epithelium to the blood. 121 in vivo studies conducted in diabetic rats confirmed that the nanocarriers prepared in this way were effectively absorbed and that the encapsulated insulin retained biological activity. the slow insulin release profile from nanocarriers allowed normal blood glucose levels to be maintained up to 12 hours after oral administration. 120 later, sun et al proposed a unique synthesis method termed flash nanocomplexation to obtain polyelectrolyte nanocomplexes to deliver insulin. first, insulin-loaded n-(2-hydroxy) -propyl-3-trimethylammonium-7-chloride modified chitosan/sodium tripolyphosphate nanocomplexes were produced as a nanocore. in the next step, they encapsulated nanocores into enteric eudragit l100-55 polymer (polymer with mucoadhesive properties). its task is to protect nanocomplexes with the drug against degradation in the digestive system and achieve a specific release of nanocomplexes in the ileum. importantly, the authors claimed that nanocarrier synthesis's optimized process is a scalable manner allowing easy clinical translation. the effectiveness of the obtained nanocarriers revealed studies on diabetic rats. 122 nasal polymeric oil-core nanocarriers with shells covered with eudragit rs100 (poly (ethyl acrylate-co-methyl methacrylate-co-trimethylamine methacrylate chloride) and with encapsulated steroid triamcinolone acetonide revealed excellent efficacy for the treatment of allergic rhinitis. unique mucoadhesive properties of eudragit polymers enabled excellent retention of nanocarriers in the nasal cavity, high local absorption of the drug, which limited its systemic distribution, and the resulting side effects. 123 as other numerous studies have shown, polymeric nanocarriers could be used to formulate and deliver a wide variety of anti-inflammatory drugs (table 4) . gene therapy is a sophisticated approach to the treatment of different diseases based on nucleic acid delivery. a new method of crispr gene editing was developed. chen et al utilized polymeric nanocarriers to transport the preassembled complex of cas9 nuclease and a singleguide rna (cas rnp), which provided safe and effective crispr-mediated therapeutic gene editing. because cas rnp was surrounded by oppositely charged polymers, imidazole-containing monomer, covalently crosslinked glutathione, and acrylate methoxy poly(ethylene glycol), nanocarriers underwent endosomal escape followed by cytoplasmatic degradations. subsequently, cas rnp was able to enter the nucleus. moreover, for in vivo experiments, nanocarriers were decorated with all-trans retinoic acid, which binds to the interphotoreceptor retinoidbinding protein. results obtained for either subretinal or intramuscular injection have shown more effective genome editing compared to unencapsulated cas rnp. 124 one of the biggest challenges of modern medicine is undoubtedly treating central nervous system diseases such as neurodegenerative disease and cancer. the fundamental problem is a weak blood-brain barrier (bbb) permeability for small molecule drugs and therapeutic proteins. hence, many studies on developing systems that allow the effective transport of therapeutics through bbb-forming endothelial cells. one of the more interesting approaches is the use of nanocarriers obtained from the degradable crosslinker, poly (lactide) -b-poly (ethylene glycol) -b-poly (lactide) -diacrylate triblock copolymer and 2-methacryloyloxyethyl phosphorylcholine. the latter compound is made of choline and acetylcholine analogs. receptors for these neurotransmitters are commonly found on cells located within the central nervous system and on endothelial barrier cells of the brain; hence they can facilitate transcytosis of functionalized nanocarriers carrying therapeutic proteins (monoclonal antibodies or growth factors supporting the regeneration of damaged brain areas). 125, 126 other examples of polymeric nanocarriers transporting drugs for neurological disorders are summarized in table 5 . furthermore, polymer nanocarriers have been used to treat various infectious diseases as transporters of antibacterial, antifungal, and anti-parasitic compounds (summarized in table 6 ). the requirements that medicine places in modern therapies, especially those useful in treating such complex diseases as cancer, chronic inflammatory diseases, or autoimmune diseases, lead scientists to seek more and more advanced therapeutics. modern therapies are simultaneously based on many drugs, often biochemically different, but their administration is expected to be safe and as low as possible for the patient. hence the necessity to design biocompatible drug nanocarriers efficiently delivering drugs to the diseased tissue and ensuring their specific release. recently performed studies indicate that polymeric nanomaterials could help in developing such nanocarriers and therapies of the future. the biocompatible polymers used to synthesize polymeric nanomaterials ensure low toxicity and allow obtaining complex and various nanocarriers. polymeric nanocarriers are flexible in size, efficiently transport, and rapidly release cargo in the target tissue dependent on ph or temperature stimuli. however, these nanocarriers are often so complicated that it is difficult to predict the cost of mass production and how stable in vivo they would ultimately be. the usefulness of many polymeric nanomaterials has not even been studied in biological systems. therefore, our knowledge about numerous advanced and complex nanosystems is still low. it is necessary to develop optimal schemes allowing for a detailed characterization of toxicity and verifying 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oxidation-sensitive phenylboronic ester pendants for anticancer drug delivery addition of vandetanib to pegylated liposomal doxorubicin (pld) in patients with recurrent ovarian cancer. a randomized phase i/ii study of the ago study group (ago-ovar 2.13) delayed sequential co-delivery of gefitinib and doxorubicin for targeted combination chemotherapy incorporation of drug efflux inhibitor and chemotherapeutic agent into an inorganic/organic platform for the effective treatment of multidrug resistant breast cancer the functions and applications of rgd in tumor therapy and tissue engineering folate receptor-targeted hybrid lipid-core nanocapsules for sequential delivery of doxorubicin and tanespimycin synthesis of size-tunable hollow polypyrrole nanostructures and their assembly into folate-targeting and ph-responsive anticancer drug-delivery agents nanoparticle-dendrimer hybrid nanocapsules for therapeutic delivery magnetic drug targeting: preclinical in vivo studies, mathematical modeling, and extrapolation to humans triple-modal imaging of magnetically-targeted nanocapsules in solid tumours in vivo highly loaded semipermeable nanocapsules for magnetic resonance imaging oil core-peg shell nanocarriers for in vivo mri imaging ultrasound molecular imaging of breast cancer in mcf-7 orthotopic mice using gold nanoshelled poly(lactic-co-glycolic acid) nanocapsules: a novel dual-targeted ultrasound contrast agent thin-shelled pegylated perfluorooctyl bromide nanocapsules for tumor-targeted ultrasound contrast agent a ph-sensitive nanocarrier for tumor targeting: delivery of ruthenium complex for tumor theranostic by ph-sensitive nanocapsule nanoparticle-enhanced synergistic hifu ablation and transarterial chemoembolization for efficient cancer therapy near-infrared light and tumor microenvironment dual responsive size-switchable nanocapsules for multimodal tumor theranostics photosensitizer-crosslinked in-situ polymerization on catalase for tumor hypoxia modulation & enhanced photodynamic therapy a cascade-targeting nanocapsule for enhanced photothermal tumor therapy with aid of autophagy inhibition stimuli responsive pegylated bismuth selenide hollow nanocapsules for fluorescence/ct imaging and light-driven multimodal tumor therapy chemodrug-gated biodegradable hollow mesoporous organosilica nanotheranostics for multimodal imaging-guided low-temperature photothermal therapy/chemotherapy of cancer review on targeting nanoparticles for breast cancer 15 submit your manuscript | www in vivo distribution of polymeric nanoparticles at the whole-body, tumor, and cellular levels challenges and key considerations of the enhanced permeability and retention effect for nanomedicine drug delivery in oncology nanodrug delivery: is the enhanced permeability and retention effect sufficient for curing cancer? stromal biology and therapy in pancreatic cancer intratumor heterogeneity and branched evolution revealed by multiregion sequencing early returns from the era of precision medicine polymeric nanoparticles encapsulating novel tlr7/8 agonists as immunostimulatory adjuvants for enhanced cancer immunotherapy polymeric nanoparticles enable reversing macrophage in tumor microenvironment for immunotherapy in situ modification of the tumor cell surface with immunomodulating nanoparticles for effective suppression of tumor growth in mice vaccine delivery: a matter of size, geometry, kinetics and molecular patterns polymeric nanocapsules for vaccine delivery: influence of the polymeric shell on the interaction with the immune system bilayer polymeric nanocapsules: a formulation approach for a thermostable and adjuvanted e. coli antigen vaccine multi-enveloping of particulated antigens with biopolymers and immunostimulant polynucleotides co-delivery of viral proteins and a tlr7 agonist from polysaccharide nanocapsules: a needle-free vaccination strategy polymeric hepatitis c virus non-structural protein 5a nanocapsules induce intrahepatic antigen-specific immune responses biodegradable antigen-associated plg nanoparticles tolerize th2-mediated allergic airway inflammation pre-and postsensitization chitosan hydrogels containing nanoencapsulated phenytoin for cutaneous use: skin permeation/penetration and efficacy in wound healing hybrid hydrogel composed of polymeric nanocapsules co-loading lidocaine and prilocaine for topical intraoral anesthesia fabrication of core-shell nanofibers for controlled delivery of bromelain and salvianolic acid b for skin regeneration in wound therapeutics growth-factor nanocapsules that enable tunable controlled release for bone regeneration intracellular delivery of poorly soluble polyphenols: elucidating the interplay of self-assembling nanocarriers and human chondrocytes a novel approach to arthritis treatment based on resveratrol and curcumin co-encapsulated in lipid-core nanocapsules: in vivo studies development of pei-rank sirna complex loaded plga nanocapsules for the treatment of osteoporosis using the interplay of magnetic guidance and controlled tgf-î² release from protein-based nanocapsules to stimulate chondrogenesis polymeric nanocapsules: a potential new therapy for corneal wound healing zot-derived peptide and chitosan functionalized nanocarrier for oral delivery of protein drug zonula occludin toxin, a microtubule binding protein scalable manufacturing of enteric encapsulation systems for site-specific oral insulin delivery rationally designed nanocarriers for intranasal therapy of allergic rhinitis: influence of carrier type on in vivo nasal deposition a biodegradable nanocapsule delivers a cas9 ribonucleoprotein complex for in vivo genome editing a bioinspired platform for effective delivery of protein therapeutics to the central nervous system efficient delivery of nerve growth factors to the central nervous system for neural regeneration 2-(2-methoxyphenyl)-3-((piperidin-1-yl)ethyl)thiazolidin-4-oneloaded polymeric nanocapsules: in vitro antiglioma activity and in vivo toxicity evaluation antitumor action of diphenyl diselenide nanocapsules: in vitro assessments and preclinical evidence in an animal model of glioblastoma multiforme mitochondria targeting non-isocyanate-based polyurethane nanocapsules for enzyme-triggered drug release near-infrared triggered decomposition of nanocapsules with high tumor accumulation and stimuli responsive fast elimination polyarginine nanocapsules as a potential oral peptide delivery carrier pegylated polypeptide lipid nanocapsules to enhance the anticancer efficacy of erlotinib in non-small cell lung cancer preparation and evaluation of etoposide-loaded lipid-based nanosuspensions for high-dose treatment of lymphoma novel therapeutic mechanisms determine the effectiveness of lipid-core nanocapsules on melanoma models pegylated squalenoyl-gemcitabine nanoparticles for the treatment of glioblastoma polymeric glabrescione b nanocapsules for passive targeting of hedgehog-dependent tumor therapy mechanisms of the effectiveness of poly(îµ-caprolactone) lipid-core nanocapsules loaded with methotrexate on glioblastoma multiforme treatment nanoencapsulation of psoralidin via chitosan and eudragit s100 for enhancement of oral bioavailability resveratrol-loaded nanocapsules inhibit murine melanoma tumor growth tamoxifen citrate-loaded poly(d,l) lactic acid nanoparticles: evaluation for their anticancer activity in vitro and in vivo new insight into polydopamine@zif-8 nanohybrids: a zinc-releasing container for potential anticancer activity nano-co-delivery of berberine and anticancer drug using plga nanoparticles: exploration of better anticancer activity and in vivo kinetics selol nanocapsules with a poly(methyl vinyl ether-co-maleic anhydride) shell conjugated to doxorubicin for combinatorial chemotherapy against murine breast adenocarcinoma in vivo preparation of biodegradable polymeric nanocapsules for treatment of malignant tumor using coaxial capillary microfluidic device pegylated lipid bilayer coated mesoporous silica nanoparticles co-delivery of paclitaxel and curcumin leads to increased tumor site drug accumulation and reduced tumor burden paclitaxel-loaded pegylated nanocapsules of perfluorooctyl bromide as theranostic agents ultrasound-induced mild hyperthermia improves the anticancer efficacy of both taxol â® and paclitaxel-loaded nanocapsules design of a liquid nano-sized drug delivery system with enhanced solubility of rivaroxaban for venous thromboembolism management in paediatric patients and emergency cases antidiabetic activity enhancement in streptozotocin + nicotinamide-induced diabetic rats through combinational polymeric nanoformulation studies on core-shell nanocapsules of felodipine: in vitro-in vivo evaluations in vivo evaluation of enhanced drug carrier efficiency and cardiac anti-hypertrophy therapeutic potential of nano-curcumin encapsulated photo-plasmonic nanoparticles combined polymerized nano-vesicles: a novel strategy longlasting anti-platelet activity of cilostazol from poly(îµcaprolactone)-poly(ethylene glycol) blend nanocapsules budesonideloaded eudragit s 100 nanocapsules for the treatment of acetic acid-induced colitis in animal model curcumin entrapped hyaluronan containing niosomes: preparation, characterisation and in vitro/in vivo evaluation starch nanocapsules containing a novel neutrophil elastase inhibitor with improved pharmaceutical performance anti-inflammatory effect of nano-encapsulated nerolidol on zymosan-induced arthritis in mice orally delivered resveratrol-loaded lipid-core nanocapsules ameliorate lps-induced acute lung injury via the erk and pi3k/akt pathways pegylated meloxicam-loaded nanocapsules reverse in vitro damage on caspase activity and do not induce toxicity in cultured human lymphocytes and mice enhanced pharmacological actions of p,p'-methoxyl-diphenyl diselenide-loaded polymeric nanocapsules in a mouse model of neuropathic pain: behavioral and molecular insights 15 submit your manuscript | www a surface modification of clozapine-loaded nanocapsules improves their efficacy: a study of formulation development and biological assessment nfl-lipid nanocapsules for brain neural stem cell targeting in vitro and in vivo triphenyl phosphonium coated nano-quercetin for oral delivery: neuroprotective effects in attenuating age related global moderate cerebral ischemia reperfusion injury in rats the nasal delivery of nanoencapsulated statins -an approach for brain delivery effect of free and nano-encapsulated curcumin on treatment and energetic metabolism of gerbils infected by listeria monocytogenes design and evaluation of ph-dependent nanosystems based on cellulose acetate phthalate, nanoparticles loaded with chlorhexidine for periodontal treatment in vivo vaginal fungal load reduction after treatment with itraconazole-loaded polycaprolactone-nanoparticles lychnopholide in poly(d,l-lactide)-block-polyethylene glycol nanocapsules cures infection with a drug-resistant trypanosoma cruzi strain at acute and chronic phases biodegradable polymeric nanocapsules prevent cardiotoxicity of anti-trypanosomal lychnopholide efficacy of lychnopholide polymeric nanocapsules after oral and intravenous administration in murine experimental chagas disease lipid-core nanocapsules increase the oral efficacy of quercetin in cutaneous leishmaniasis effects of surface characteristics of polymeric nanocapsules on the pharmacokinetics and efficacy of antimalarial quinine artesunate-heparin conjugate based nanocapsules with improved pharmacokinetics to combat malaria conanoencapsulation of antimalarial drugs increases their in vitro efficacy against plasmodium falciparum and decreases their toxicity to caenorhabditis elegans optimization of curcuma oil/quinine-loaded nanocapsules for malaria treatment reduced cardiotoxicity and increased oral efficacy of artemether polymeric nanocapsules in plasmodium berghei-infected mice ksz acknowledges financial assistance from the statutory research fund of icsc pas. the authors report no conflicts of interest in this work. key: cord-275772-pmf6stua authors: jourdan, jean‐pierre; bureau, ronan; rochais, christophe; dallemagne, patrick title: drug repositioning: a brief overview date: 2020-04-17 journal: j pharm pharmacol doi: 10.1111/jphp.13273 sha: doc_id: 275772 cord_uid: pmf6stua objectives: drug repositioning, that is, the use of a drug in an indication other than the one for which it was initially marketed, is a growing trend. its origins lie mainly in the attrition experienced in recent years in the field of new drug discovery. key findings: despite some regulatory and economic challenges, drug repositioning offers many advantages, and a number of recent successes have confirmed both its public health benefits and its commercial value. the first examples of successful drug repositioning mainly came about through serendipity like acetylsalicylic acid, thalidomide, sildenafil or dimethylfumarate. conclusion: the history of great‐repositioned drugs has given some solutions to various pathologies. serendipity is not yet useful to find repositioning drugs. drug repositioning is of growing interest. nowadays, a more rational approach to the identification of drug candidates for repositioning is possible, especially using data mining. drug repositioning lies in repurposing an active pharmaceutical ingredient that is already on the market for a new indication. although this strategy has a number of drawbacks and offers certain challenges, it also possesses many advantages, including helping to overcome the attrition currently experienced in the field of new drug discovery. [1] the history of medicine has been marked by several examples of repositioned drugs, including some very old drugs. most of them came out purely through serendipity. new methods have now been developed, based in particular on data mining, to identify new candidates for drug repositioning. many startups are entirely focused on developing this concept, a journal has been devoted to it (drug repurposing, rescue, and repositioning; ma liebert inc., boston, ma, usa), as well as an annual international conference (the 8th edition was held in washington dc in 2019). this article provides a brief overview of repurposing and particularly evokes its most recent scientific basis as well as the new tools, and especially the computational ones, used to render it more efficient. although some historical examples exist, drug repositioning (also referred to as drug repurposing, reprofiling, redirecting, switching, etc.) is a relatively recent concept that appears to have emerged in 2004 with an article by ashburn and thor, who provided an initial definition. [2] they defined drug repositioning as the process of finding new uses for existing drugs, sometimes but not necessarily when they fall into the public domain and become generic drugs. the number of articles devoted to this concept grew exponentially from 2010 onwards, [3] to reach 602 in 2018 (based on a search of pubmed on november, 21th 2019 for titles or abstracts containing the terms 'drug repositioning' or 'drug repurposing' and the publication year 2018). this original definition of drug repositioning has since been extended to include active substances that failed the clinical phase of their development on account of their toxicity or insufficient efficacy, as well as drugs withdrawn from the market because of safety concerns. it should not, however, include substances that have not yet been subjected to clinical investigation. in particular, this rules out substances held in chemical libraries by academic and industry research groups to be screened to identify those with new biological properties, different from the properties for which they were originally designed and synthesised. such compounds usually require hit-to-lead chemistry, in order to optimise the new therapeutic effect sought. similarly, selective optimisation of side activities (sosa), as proposed by professor wermuth, falls outside the scope of repositioning. [4] in the sosa approach, the biological properties deemed responsible for a drug's adverse effects in a particular indication are isolated and amplified through chemical modification so that the modified drug can be proposed for a new indication. the concept of drug repositioning thus excludes any structural modification of the drug. instead, repositioning makes use in a new indication of either the biological properties for which the drug has already been approved (possibly according to a different formulation, at a new dose or via a new route of administration), or the side properties of a drug that are responsible for its adverse effects. drug repositioning relies on two main scientific bases: (1) the discovery, through the human genome elucidation, that some diseases share sometimes common biological targets and (2) the concept of pleiotropic drugs. the description of the elements associated to the complex interplay between diseases, drugs and targets with in silico approaches (data mining, machine learning, ligandbased and structure-based approaches) is one of the key for drug repurposing. [5] it is now possible to describe diseases by their molecular profile (e.g. the genes, biomarkers, signalling pathways, environmental factors etc. . . involved in their pathogenicity) and to use computational methods, especially data mining, to determine the degree of similarity between diseases that share a number of these molecular features. [6] for example, parkinson's disease and alzheimer's disease share 48 genes and four signalling pathways [7] . the existence of protein targets common to several diseases suggests that a given drug might have efficacy against both conditions. most drugs are now phenotypically well characterised in terms of their primary therapeutic effects and their (usually unwanted) side effects. this array of effects results from pleiotropic interactions between the drug and several (primary and secondary) biological targets. a drug can therefore have efficacy against a disease other than the one for which it was initially designed if one of its secondary targets has a role in the new disease. note also that these pleiotropic interactions make it is possible to develop drugs with multiple effects, all intended, that act in synergy to provide greater clinical efficacy, for example, pan-kinase inhibitors used in oncology. like diseases, drugs can be analysed for phenotypic similarity, regardless of their therapeutic indication. if two drugs indicated in different diseases have a high similarity score, they may be effective in both indications. [6] advantages of drug repositioning drug repositioning has a number of interrelated advantages. they essentially consist of the simplification in the regulatory procedures for introducing a previously approved drug on the market, especially in certain countries such as the united states. this procedure takes into account data previously acquired, in particular on the drug's safety and toxicity, which can make the initial phases of development for a repositioned drug considerably faster, [8] and therefore cheaper (by over 80% according to naylor), [9] and increases the chances of introducing it on the market (by 150% compared with a novel drug, according to thayer). [10] one important consideration, however, is that, due to the level of safety required for a drug is highly dependent on its indication, the adverse effects of a drug will be proportionately less acceptable when repositioned for a disease that is less serious or severe than its original indication. [11] any change in formulation, dosage, or route of administration will require re-examination of the drug's safety profile under these new conditions, in what will be a new medicinal product. the main challenges faced by repositioners lie in the relatively weak intellectual property protection afforded to such medicinal products, which can reduce their return on investment and discourage companies from developing them. [12] as the drug concerned has already been patented as a new chemical entity, subsequent medicines containing the same entity can only be protected by a new application patent, possibly backed up by a new formulation process. patents on applications are necessarily narrower than those for a new chemical entity in terms of the therapeutic uses they cover. for example, they cannot always prevent generic products containing the same drug being prescribed off-label for the patented application. they are also weaker, in particular in the face of a potential legal challenge on the basis that the new indication was predictable from data in the scientific literature. [11] the relative weakness of the protection provided by these patents may nevertheless be offset by certain advantages granted to companies repositioning drugs for the treatment of orphan diseases (defined in europe as those with a prevalence no higher than 5 in 10 000), such as fee reductions and a guaranteed period of market exclusivity. [13] some companies (such as apteeus in france) specialised in 'personalised' drug repositioning, by screening candidate drugs on cells derived from patients with orphan diseases. as mentioned above, the scientific literature abounds with studies aimed at demonstrating the value of an existing drug in another indication, yet the website http://drugrepur posing.info lists only 94 cases in which a repositioned drug made it to the market (accessed on 03 january 2018). it was estimated in 2014 that repositioned drugs generated $250 billion in sales worldwide; that is, approximately, one-quarter of the pharmaceutical industry's annual revenue, with five such drugs each generating over $1 billion in their new indication. [9] aspirin the oldest example of drug repositioning is without doubt acetylsalicylic acid (figure 1) . initially marketed by bayer in 1899 as an analgesic, aspirin was first repositioned in the 1980s, at low doses only, as an antiplatelet aggregation drug. [14] it is still widely used today in this second indication to prevent cardiovascular events, based on the work of vane, for which he was awarded the nobel prize in medicine in 1982. [15] previously, dr lawrence craven, a general practitioner at glendale memorial hospital, california, had observed that aspirin, administered for analgesia for his tonsillectomy patients, had the adverse effect of increasing bleeding. aspirin inhibits platelet aggregation by irreversibly inhibiting platelet cyclooxygenase 1 (cox-1), an enzyme responsible for the formation of the prostaglandin precursor of thromboxane a2, a potent stimulator of platelet aggregation. aspirin's analgesic and anti-inflammatory effects stem from its inhibition of cyclooxygenase 2 (cox-2), in particular vascular cox-2, an enzyme involved in the synthesis of prostaglandins that generate pain and inhibit platelet aggregation. at low doses (<300 mg/day), aspirin has partial selectivity for cox-1 and exerts its antiplatelet aggregation effect, which at higher doses is circumvented by concomitant cox-2 inhibition. aspirin's inhibition of cox-1, regardless of the dose administered, is also responsible however for its harmful effects on the gastrointestinal tract, due to this enzyme's role in the synthesis of prostaglandins involved in its cytoprotection. aspirin may soon be repositioned again, this time in oncology. it has been shown that daily administration of aspirin for at least 5 years can prevent the development of many cancers, and in particular colorectal cancer [16] aspirin's protective effect against cancer is thought to result from cox-2 inhibition, thus blocking the antiapoptotic effect of cox-2 in malignant cells and promoting their apoptotic death. [17] although this second potential repositioning of aspirin offers great promise from a public health point of view, there is little encouragement for it from the pharmaceutical industry, probably due to the intellectual property issues outlined above. it is well known that the world health organization (who) banned thalidomide (figure 2 ) in 1962 due to its teratogenicity, which affected thousands of victims worldwide, and continues to affect a second generation, mainly through its use as an antiemetic for pregnant women. despite this, dr jacob sheskin from hadassah university, jerusalem, demonstrated in 1964 its dramatic efficacy against erythema nodosum leprosum, an autoimmune complication of leprosy. thalidomide, which achieves this effect by inhibiting the synthesis of the proinflammatory cytokine tumour necrosis factor-alpha (tnf-a), was consequently repositioned by celgene in 1998 as an orphan drug for complications of leprosy. [18] its use must obviously be accompanied by drastic measures to prevent exposure to the drug during pregnancy, including stringent contraceptive measures. this example illustrates how even drugs with an exceptionally poor toxicity profile can be repositioned if the new indication is a rare disease (the estimated incidence of leprosy is 250 000 cases per year according to http://www.orpha.net, accessed november, 21th 2019). like aspirin, thalidomide was repositioned for a second time in the field of oncology. investigation of the mechanism underlying thalidomide's teratogenicity demonstrated its antiangiogenic activity, responsible for the arrested limb development (phocomelia) that occurs after in utero exposure. this activity led to research into its potential use to block or destroy blood vessels supplying malignant tumours, culminating in 2006 in its second repositioning as a first-line treatment for multiple myeloma. the same precautions apply, and in europe, the prescribing and dispensing of thalidomide is subject to specific monitoring. sildenafil (figure 3) is an example of a pharmaceutical substance that was repurposed before it reached the market. sildenafil was initially investigated by pfizer in 1985 as a potential antihypertensive drug. it was shown to produce vasodilation and to inhibit platelet aggregation by inhibiting phosphodiesterase type-5 (pde5), the enzyme that degrades cgmp. in light of these properties, the focus was shifted onto its potential in the treatment for angina. an unexpected side effect emerged during clinical trials conducted in the united kingdom, in the form of penile erections. this effect is the consequence of vasodilation, by inhibiting pde5 and consequently blocking cgmp degradation. sildenafil only produces an erection however in the presence of sexual stimulation, leading to the release of nitric oxide (no), which in turn leads to cgmp production. it differs in this way from amyl nitrite, contained for example in 'poppers', which provokes no release and therefore, unlike sildenafil, can be termed an aphrodisiac. this physiological effect led pfizer to market sildenafil in 1998 for erectile dysfunction, under the brand name viagra â , generating peak annual sales in this indication in excess of $2 billion. [9] sildenafil was subsequently repositioned for a second time. pfizer continued to study the potentially therapeutic effects of inhibiting pde5 and proposed exploiting the vasodilation it produces to treat pulmonary arterial hypertension, at one-fifth of the dose used in erectile dysfunction. the idiopathic form of pulmonary hypertension is considered a rare disease (2-3 million cases per year) and is potentially fatal, which explains why it was relatively easy for pfizer to obtain approval for a second sildenafil product (revatio â ) in 2005 in this new indication. [11] unlike aspirin and thalidomide, which act on different biological targets in the various indications for which they have been approved, and can therefore be described as pleiotropic, sildenafil acts on the same target (pde5) to treat both erectile dysfunction and pulmonary arterial hypertension. dimethyl fumarate (figure 4 ) was first synthesised in 1819. for 150 years, it was only known as a mould inhibitor to protect leather and a cause of allergies, which led to a ban on its use in europe in 2009. nevertheless, dimethyl fumarate has also been marketed as a drug since 1994. it is commonly used in germany to treat psoriasis, under the brand name fumaderm â . having discovered that dimethyl fumarate's anti-inflammatory activity was mediated by increased expression of nrf2-dependent antioxidative genes, biogen proposed its use in another autoimmune disease, multiple sclerosis (ms), at higher doses. it was marketed for this indication in 2013, under the brand name tecfidera â . it constituted a major advance in the treatment of ms, because it could be taken orally and is less cardiotoxic and hepatotoxic than the other drugs used in this condition, although it does expose patients to the risk of developing progressive multifocal leukoencephalopathy. in 2015, this product generated almost $3 billion in annual revenue. [8] finally, it should be noted that unlike the previous examples, dimethyl fumarate was not repositioned to make use of a side effect considered undesirable in the treatment of psoriasis, but on the basis of the similarity between the molecular profiles of psoriasis and ms. if there is one field in which attrition in the introduction of new drugs is particularly evident, it is alzheimer's disease, for which no new drugs have been marketed since galantamine in 2000. it is undoubtedly for this reason that so many drug repositioning trials have been and continue to be conducted in this field, albeit unsuccessfully to date. in 2017, over 100 drugs were undergoing clinical trials for this disease. [19] one-quarter (27) of these drugs have already been marketed and are therefore being investigated for potential repositioning (table 1) . methylthioninium chloride (methylene blue) can also be added to this list, as it has been used to treat malaria and methaemoglobinaemia and is always used as an antiseptic to treat urinary tract infections and non-infectious conjunctivitis. many mechanisms of action that have already been exploited in other therapeutic fields have been reinvestigated in alzheimer's disease for their potential to offer symptomatic treatments (e.g. levetiracetam, cannabinoids, lithium and neuroleptics) or disease-modifying therapies (e.g. insulins, dihydropyridines, nicotine and sartans). the high proportion of existing drugs in the alzheimer's disease pipeline is a good illustration of the fields that rely heavily on the concept of drug repositioning (table 2) . the repositioning of drugs for a therapeutic indication other than the one for which they were initially marketed is a growing trend. an illustrative and very recent example of useful repositioning is the study led in marseille which showed that chloroquine and hydroxychloroquine could constitute useful weapons against covid-19. [20] the first examples of repositioned drugs largely came out through serendipity. information technology, and cheminformatics in particular, have now made it possible to facilitate and accelerate the process. data mining is one current method for identifying candidate drugs for repositioning. [7, 21, 22] by defining descriptors from databases for both drugs and diseases, this technology can be used to establish drug-disease pairs and construct models to predict new pairs, which will undoubtedly yield new candidates for repositioning through a more rational process. the main aim of drug repositioning is to combat the attrition and rising costs which, according to 'eroom's law', [23] are having a dramatic effect on the number of new drugs entering the pharmaceuticals market. however, this approach must be considered as an add-on rather than an alternative to the search for novel drugs. none. all authors participate to this work. all authors revised, added figures, tables and polished it in english. drug repurposing: progress, challenges and recommendations drug repositioning: identifying and developing new uses for existing drugs drug repositioning and repurposing: terminology and definitions in literature selective optimization of side activities: the sosa approach on the integration of in silico drug design methods for drug repurposing systematic drug repositioning for a wide range of diseases with integrative analyses of phenotypic and molecular data laying in silico pipelines for drug repositioning: a paradigm in ensemble analysis for neurodegenerative diseases can you teach old drugs new tricks? therapeutic drug repurposing: repositioning and rescue drug repurposing|october 1 scientific commercial value of drug repurposing opportunities for drug repositioning from phenome-wide association studies database identifies fda-approved drugs with potential to be repurposed for treatment of orphan diseases fabuleux hasards: histoire de la d ecouverte de m edicaments inhibition of prostaglandin synthesis as a mechanism of action for aspirin-like drugs effect of daily aspirin on long-term risk of death due to cancer: analysis of individual patient data from randomised trials aspirin suppresses the mutator phenotype associated with hereditary nonpolyposis colorectal cancer by genetic selection thalidomide -a revival story alzheimer's disease drug development pipeline chloroquine and hydroxychloroquine as available weapons to fight covid-19 drug repositioning for alzheimer's disease based on systematic "omics" data mining a standard database for drug repositioning diagnosing the decline in pharmaceutical r&d efficiency key: cord-287758-da11ypiy authors: mônica vitalino de almeida, sinara; cleberson santos soares, josé; lima dos santos, keriolaine; emanuel ferreira alves, josival; galdino ribeiro, amélia; trindade tenório jacob, íris; juliane da silva ferreira, cindy; celerino dos santos, jéssica; ferreira de oliveira, jamerson; bezerra de carvalho junior, luiz; do carmo alves de lima, maria title: covid-19 therapy: what weapons do we bring into battle? date: 2020-09-10 journal: bioorg med chem doi: 10.1016/j.bmc.2020.115757 sha: doc_id: 287758 cord_uid: da11ypiy urgent treatments, in any modality, to fight sars-cov-2 infections are desired by society in general, by health professionals, by estate-leaders and, mainly, by the scientific community, because one thing is certain amidst the numerous uncertainties regarding covid-19: knowledge is the means to discover or to produce an effective treatment against this global disease. scientists from several areas in the world are still committed to this mission, as shown by the accelerated scientific production in the first half of 2020 with over 25,000 published articles related to the new coronavirus. three great lines of publications related to covid-19 were identified for building this article: the first refers to knowledge production concerning the virus and pathophysiology of covid-19; the second regards efforts to produce vaccines against sars-cov-2 at a speed without precedent in the history of science; the third comprehends the attempts to find a marketed drug that can be used to treat covid-19 by drug repurposing. in this review, the drugs that have been repurposed so far are grouped according to their chemical class. their structures will be presented to provide better understanding of their structural similarities and possible correlations with mechanisms of actions. this can help identifying anti-sars-cov-2 promising therapeutic agents. the world is facing a huge challenge in the coronavirus disease (covid-19) pandemic: how to fight an enemy without weapons in terms of therapy? unfortunately, even before the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) worldwide spread, there were no clinical treatments nor prevention strategies available for any human coronavirus. 1 it is understandable that both society and researchers urge the discovery of new compounds or even of a drug that is commercially available that can be employed by physicians mainly for patients with the extreme presentation of covid-19. there is also urgency in the discovery of medicine with prophylactic action to prevent the entry of the virus in host cells after exposure. vaccine research experts already indicate that rescue from sars-cov-2 will come from a long but effective journey to produce a vaccine. 2 while this is not a reality, the scientific community, including medicinal chemists and doctors who accompany patients, are trying to identify therapeutic alternatives. this is a meritorious attitude: the commitment with the protection of humanity. nevertheless, the rigorous feature of science in the discovery of a new drug cannot be disregarded, even during a pandemic and in the face of the urgent demand for a treatment, to avoid eventual mistakes and spurious hope. the increase in studies related to sars-cov-2 during the first semester in 2020 has allowed the rather speedy identification of promising therapeutic targets for both developing immunotherapies and producing/identifying antiviral drugs. it is noteworthy the increase in outbreaks of sars-cov (2002) and mers-cov (2013), with accelerated production of knowledge on these hcovs, which has been very useful for ongoing investigations on sars-cov-2. one example is the availability of technological devices that allowed the fast sequencing of sars-cov-2 genome and the elucidation of a promising antigen target, the s glycoprotein. nonetheless, the development of a human vaccine can take years, especially because employing emergent technologies requires extensive safety tests and expansion to large scale production in order to assist the world population, as demanded in the case of the covid-19 pandemic. 3 the development of new medicine also demands many years of research that involve stages of reasonable planning, synthesis, structural characterization, formulation of prototypes, preclinical and clinical trials. therefore, the literature highlights, as alternative treatments for covid-19, the repurposing of drugs, which is fast and useful in emergencies such as the one experienced today. the repurposing of drugs means the use of broad-spectrum medicine for a new disease, once its metabolic characteristics, doses, potential efficacy and adverse effects are pre-established due to drug studies extracellular liquid volume and arterial pressure of the human body. it is largely expressed in fifteen human tissues, including ciliated bronchial epithelial cells and type ii pneumocytes form pulmonary alveoli, the main location of lesions caused by sars-cov-2. 36, 37 after ace2 receptor-binding, a conformational alteration occurs in protein s allowing the fusion between the viral envelope and the host cell membrane via endosomal. then, sars-cov-2 releases the rna into the cytoplasm to be translated into viral replicase polyproteins pp1a and pp1ab, which are processed by 3cl pro and pl pro proteases, respectively. the cleavage products are 16 nsps that form the transcription and replication complex. 38 next, the positive rna strand is translated into a template of negative strand that allows the synthesis of new genomics and sub genomics mrnas. these mrnas are translated and transcribed producing structural and accessory proteins. viral proteins and rna genomic are put together in virions at endoplasmic reticulum and golgi complex, finally transported through vesicles and released from the cell host for infecting new cells. 38, 39 the covid-19 symptomatology starts after the virus is installed in host cells. in general, the symptoms include lasting and high fever, dry cough, shortness of breath, muscles aches or tiredness, sputum production, headaches, and a small percentage of individuals presented gastrointestinal symptoms such as diarrhoea and vomit. 40 the incubation period of sars-cov-2, from exposure to first symptoms, lasts 2 to 14 days. the pre-symptomatic stage lasts from 1-3 days (possibly more) before the beginning of symptoms. the post-symptomatic stage lasts at least 7 days after the beginning of symptoms and 3 days after lowering of fever and improvement of respiratory symptoms. 41 there are many unanswered questions such as the duration of potential immunity of both symptomatic and asymptomatic individuals when infected with sars-cov-2. 31 it is noteworthy that efficient strategies to fight the disease should not depend on the symptoms of patients, once asymptomatic or pre-symptomatic subjects can play an important role in the direct and indirect transmission to others, as demonstrated by arons et al. 42 this investigation reports that half the residents in a nursing facility, who tested positive, were asymptomatic when tested and probably contributed to the transmission to other residents. thus, control strategies focused on symptomatic residents were not sufficient to prevent transmission once sars-cov-2 had been introduced in the facility. laboratory exams of infected patients showed alterations in haematology and biochemistry. it was verified the increase of leukocytes and the reduction of lymphocytes; increased d-dimer and erythrocyte sedimentation rate (esr), prolongation in prothrombin times (pt), followed by increase in bilirubin levels, aspartate transaminase (ast), alanine transaminase (alt), creatinine, lactate dehydrogenase (ldh), protein c reactive (pcr), hypoalbuminemia (low albumin), microcytosis and thrombocytopenia. 43 in addition, inflammatory factors that indicate the immune condition of patients, such as interleukins (il) il-2, il-6, il-7, and il-10 and the tumoral necrosis factor-α (tnf-α) become elevated. plasma levels of granulocyte-colony stimulating factor (gcsf), protein induced by interferon gamma, monocyte chemoattractant protein-1 (mcp-1), macrophages inflammatory protein 1α and tnf-α also display significant increase. 44 potential risk factors or comorbidities that can lead to complications of covid-19 include elderly individuals (specially above 65 years of age), cardiovascular issues, cerebrovascular, chronic pulmonary diseases, immunocompromising, renal problems, hepatic disease, hypertension, diabetes and obesity. [44] [45] [46] [47] [48] [49] there is a notorious concern regard the medicine administered to fight these comorbidities because some of them can lead to greater expression of ace2, such as treatments for diabetes 48 or hypertension. 50 this may favour or even aggravate covid-19 infection. these facts justify the urgency of research that contemplate alternative therapeutic targets such as calcium channels blockers for hypertensive individuals as suggested by fang et al. 48 however, there is little clinical evidence on the risk of treating covid-19 patients with therapies that induce greater expression of ace2. further investigation is necessary to explore whether these medicines inhibit or trigger the viral entry into the cells of an infected host. 51 a frequent report in epidemiological data regarding the mortality of covid-19 concerns the sex of individuals, as men are the predominant fatal victims of the disease. therefore, being of the male sex is considered a bad prognostic factor for infection. 52 ,53 a possible explanation lies in the relation between gonadal hormones and the expression of ace2 enzymes or even an alleged vitamin d deficiency, according to vignera et al. 54 the latter suggest monitoring of serum levels of testosterone and vitamin d in infected patients for a better understanding of the different fatality rates between sexes, including the hypothesis that women's hygiene justify a lesser rate of infection. understanding the pathogenic effects of sars-cov-2 for the different organs affected by the disease has also been object of investigation, such as gut-lung crosstalk. 55 data from research conducted thus far indicate that the infection caused by sars-cov-2 is not only capable of causing pneumonia, but it can also damage other organs such as the heart, the liver, the kidneys and organic systems such as the blood and the immune system. 44, 56, 57 patients with the extreme form of the disease frequently manifest lymphopenia, 30, 57 hepatic insufficiency 58 and viral sepsis diagnostic, 51 whose complications can be related to the severity of the cases and the mortality of patients. 56, 57 there are reports that the eventual death of such patients is due to multiple organ insufficiency, acute respiratory distress syndrome (ards), cardiac insufficiency, arrhythmia and renal insufficiency. 56, 59 therefore, great attention is necessary to the disease's potential damage to multiple organs and to therapeutic alternatives to fight covid-19, 60 given that some of these alternatives can have side effects on organs initially unrelated to the respiratory system, but that may be susceptible to a systemic compromise prompted by the virus once the treatment has begun. hence, it is possible to observe the existence of different forms of aggravating the disease. 41 in this regard, wang et al. 60 recommend the creation of a system to categorize patients with the severe form of covid-19. several investigations report that all hcovs, sars-cov, mers-cov and sars-cov-2 induce exaggerated immune responses in the host, which are associated to the severity of pulmonary pathology and might lead to the development of acute respiratory distress syndrome (ards) or death. 57 the incidence of the extreme form of the infection is associated with cytokine storm syndrome, characterized by high plasma concentration of several interleukin, inflammatory cytokine, inflammatory chemokines, among other factors that cause infiltrated inflammatory in the organs. 44, 61, 62 survivors of this excessive response by the immune system can develop long-term fibrosis and pulmonary damages that might culminate in functional injuries to these organs, thus reducing the patient's quality of life. 63 during the development of drugs to fight microorganisms, the adoption of strategies that allow the design of molecules to act against specific biological targets of bacteria, parasites or viruses is preferred. therapies for covs can be divided into several categories, based on specific paths: (1) covs proteins or functional enzymes that are essential for viral replication; (2) structural proteins of the virus that prevent its binding to the respective receptors in human cells or its assembly process; (3) some viral factor that restores the host's inherent immunity and; (4) host-specific enzymes or receptors, that prevent the entry of the virus in the host cells. 5, 64 so far, structural proteins and enzymes that participate actively in the process of viral replication are the most investigated targets for the development of molecules for anti-covs therapies (fig. 1) . investigations by wu et al. 5 through bioinformatics, analysed possible sars-cov-2 therapeutic targets. the proteins coded by this virus were verified and compared to proteins coded by other covs. the results enabled the detection of structural similarities to sars-cov, from which it was possible to conduct homology modelling to build 19 proteins for sars-cov-2. among the targets were spike (s) glycoprotein, nsp (rna-dependent rna polymerase -rdrp), enzyme helicase (3cl pro and pl pro ), tmprss, orf7a factor and ace2 presents in the host cells. 5 these targets have pivotal roles in the development of the virus and have great influence on its pathogenicity, hence, some details are provided next. molecular modelling showed that spike (s) glycoprotein is a transmembrane protein of approximately 180 to 200 kda type i whose n-terminal turns to the exterior of the virus and its cterminal segment turns to the interior of the virus. the typical structure of covs is given by the assemble of a bulbous projection of a corolla as trimers of protein s and it is cleaved into two important subunits from the pathogenic perspective: s1 and s2. sars-cov and sars-cov-2 (s) glycoprotein share about 76% of amino acid identity and enable the entry of the virus in the host cells. therefore, s glycoprotein present in covs has been considered a promising biological target for antiviral mechanisms. 35, 65 the moment when the virus approximates the target cell prompts the recognition by the receptor-binding domain (rbd) in the s glycoprotein of its receptor, which leads to the binding to subunit s1. next, the subunit s2 allows fusion of viral and cellular membranes, which enables entry in the cell and the release of viral rna genome. 35, 66, 67 some investigations suggest that the strong binding affinity between s protein and ace2 is essential for viral entry, hence, ace2 is also relevant for the development of drugs. 5, 68 molecules that bind to the surface of the virus can destabilize the formation of s glycoproteins and interfere both with the trimerization of the protein and with the continuity of the life cycle of covs. 69 several studies have been conducted on s protein to clarify its sars-cov-2 structure and its binding process as well as to evaluate its relevance as target for in-silico and in-vitro assays on molecules for anti-sars-cov-2 therapies. one study conducted by hoffman et al. 35 investigated how the sars-cov-2 s protein facilitates viral entry in the target cells and how this process could be blocked. results showed that ace2 is used as receptor for the entry of sars-cov-2 in host cells and that the spread of this cov in the infected host depends on the activity of tmprss2 (a cellular serine protease responsible for initiating the binding process between s protein and ace2). this process can be blocked with clinically approved tmprss2 inhibitor. prior to this, the relevance of tmprss2 was highlighted in the dissemination of several types of viruses such as influenza a and other covs, which also makes it a relevant target for covid-19 therapeutic intervention. [70] [71] [72] [73] [74] [75] [76] binding between s proteins and ace2 receptors was corroborated through x-ray crystallography conducted by lan et al. 67 to elucidate the interaction between the sars-cov-2 rbd and ace2 at a higher resolution. in spite of different interactions with ace2, the sars-cov-2 rbd /ace2 and sars-cov rbd /ace2 interfaces share a substantial similarity regarding the surface area, the number of interacting residues and the networks of hydrophilic interactions. such similarity strongly points to a convergent evolution of both sars-cov-2 and sars-cov rbd structure which improves the binding affinity for the same receptor, the ace2. the non-conserved rbd regions in s protein, such as subunit s2, could be potential targets for cross-reactive antibodies. considering rbd as a critical region for receptor binding, antibodies that target the conserved epitopes in the rbd are also good candidates for the development of highly potent cross-reactive therapeutic agents against several species of covs, including sars-cov-2. 67 investigations on ligands obtained from drugbank 5.1 used molecular docking to identify target regions in the pockets of the quaternary structure of sars-cov-2 s glycoprotein (from protein data bank-pdb). six pockets present in s glycoprotein deserve further investigation in medicinal chemistry due to suitable features for small molecule binding. among the six pockets, the eight best ligand candidates from drugbank were all binding pocket #1, which contained residues of amino acids proline, leucine, lysine, asparagine, phenylalanine, glycine, threonine, glutamine, alanine, methionine and tyrosine. one of the best ligands was the drug saquinavir, an antiviral from the class of protease inhibitors, used in anti-hiv therapy. 69 nsps are involved in the rna transcription, translation, protein synthesis, processing and modification, viral replication and infection of the host. significant functional proteins, 3cl pro , pl pro , helicases and rdrp are important targets for the development of small-molecule inhibitors, due to their biological function and vital enzyme active site. 77 factors nsp1, nsp3c and orf7a are related to assistance to the immune evasion of sars-cov-2. interaction between nsp 1 and the host ribosomal subunit induce the degradation of mrna, allowing the virus to develop resistance to the host innate immunity. binding between orf7a and bone marrow matrix antigen 2 (bst-2) inhibits activity and blocks bst-2 glycosylation. these results suggest that all three structures are potential targets for antiviral medicine. 5 proteases pl pro and 3cl pro mediate the proteolytic cleavage of polypeptides produced by βcoronavirus sars after genome transcription, thus generating other proteins. the 3cl pro , known as nsp5, cleavages several non-structural proteins of importance for viral replication and the maturation of nsps, which is essential in the life cycle of the virus. therefore, it is an attractive biological target for that has been inhibited in-silico by several antiviral, anti-inflammatory and anti-hypertensive drugs from the database zinc (fda). 5 in addition, docking and molecular dynamic studies conducted by qamar et al. 78 showed that non-toxic natural products formed strong bonds with sars-cov-2 catalytic dyad cis145-his41 of 3cl pro . moreover, the proteinase pl pro is responsible for cleavages of n-terminus in the replicase polyprotein to release nsp1, nsp2 and nsp3, which are essential for correcting virus replication significant to antagonize the host's innate immunity. analysis of the docking model showed that ribavirin formed hydrogen bonds with residues gly164, gln270, tyr274, asp303 as well as hydrophobic interactions between tyr265 and the pl pro residue. these results indicate ribavirin as a powerful pl pro enzyme inhibitor, which means it has promising features for anti-covid-19 therapy given the inhibition of a likely pl pro therapeutic target. 5 helicase (nsp13) has been identified as a promising target for antiviral drug discovery, particularly against sars-cov-2. it is a multifunctional protein necessary for a wide range of biological processes, such as genome replication, recombination and dislocation of proteins related to chromatin and nucleic acid remodelling. for covs, helicase is indispensable for viral replication. in studies on molecular modelling, several antibacterial, antifungal and antiviral drugs were analysed and presented elevated affinity to helicase, suggesting it as a good target for sars-cov-2 therapy. 5 rna-dependent rna polymerase (rdrp -also nominated nsp12) catalyses the viral rna, which performs a key role in the replication/transcription complex of sars-cov-2, possibly aided by nsp7 and nsp8 complex as cofactor. 5, 79 nsp12 has been studied as potential target for several sars-cov and mers-cov inhibitors, due to its importance for viral control. satisfactory results of rdrp inhibition by several ligands were presented in the modelling studies by gao et al. 79 yin et al. 80 those ligands included antiviral analogous to nucleotides, such as remdesivir, which already shows great potential in the treatment of covid-19 infections. in addition, some nonstructural proteins, including nsp3b, nsp3e, nsp7, nsp8, nsp9, nsp10, nsp14, nsp15 and nsp16, also stood out as useful targets due to their significant role in the synthesis and replication of viral rna. 5 3cl pro is key enzyme for covs, also called main protease (m pro ), that plays a pivotal role in mediating viral replication and transcription, making it an attractive target for anti-sars-cov-2 drugs. such claim is reinforced by studies by jin et al. 81 after the virtual screening of n3 inhibitor. results show that n3 (1) is a time-dependent irreversible inhibitor of this enzyme and that a stable covalent bond is formed between n3 and 3cl pro . high-throughput screening (hts) was applied to 10,000 drugs and drug candidates, demonstrating that ebselen (2), px-12 (3) and carmofur (4) are all able to covalently bind to 3cl pro do sars-cov-2, with ic 50 that varied from 0.67 to 21.4 µm (fig. 2) . it is likely that a part of the hits identified by hts are bonded to the catalytic cysteine of 3cl pro through their sulfhydryl groups. in-vitro studies on antiviral activity were performed to corroborate the results. real time quantitative pcr (qrt-pcr) demonstrated that ebselen and n3 had the strongest antiviral effects at a concentration of 10 μm treatment in sars-cov-2 infected vero cells. after plaque-reduction assay, the dose-response curves suggested that both could penetrate cellular membrane to access their targets. this result strongly supports the hypothesis that developing a single antiviral agent targeting 3cl pro or in combination with other therapies could provide an effective first line of defence against all covs related diseases. in relation to sars-cov-2 therapy, some of the aforementioned targets have been explored for both new drug proposition as well as for sars-cov-2 drug repurposing. our focus is on this last type, and for each medicine, the putative mechanism of action and viral target will be described trying to find an understandable rational therapy even for an immediate illness situation like covid-19 pandemic. carmofur (4). as previously mentioned, sars-cov-2 is an enveloped virus, whose nucleocapsid consists of a positive rna genome surrounded by multiple copies of nucleocapsid protein. this virus, after entry in the host cell, replicates fast the viral genome with new virion production. the rna replication into the cell host depends on enzymes and substrates for rna synthesis, such as ribonucleotides (adenine, guanine, cytosine or uracil) that have nitrogenous bases in the purine or pyrimidine classes. compounds can mimic these chemical structures and interfere with the formation or use of one of these essential normal organism metabolites. the interference is generally prompted by enzyme inhibition in the biosynthetic pathway of the metabolite or by incorporation, as a false building block, into vital macromolecules such as proteins and polynucleotides. so, this class of therapeutic agents is called antimetabolites. 82, 83 diverse antimetabolites have been indicated as promising anti-sars-cov-2. they are described next. pyrimidine derivatives are aromatic organic compounds necessary for all life forms. examples of pyrimidine derivatives are nitrogenous bases cytosine (5), uracil (6) and thymine (7) (fig. 3) . they are found in dna and rna and participate in the metabolic process that involves carbohydrate and lipids. 84, 85 these heterocyclic rings share two nitrogen atoms at 1 and 3 positions, but display variations between themselves, such as an amine group at 4-position in the cytosine and a methyl at 5-position in the thymine. from the pharmacologic perspective, nitrogenous bases are investigated as pharmacophores and are found in the structure of many drugs and experimental substances with various activities, 86 such as antitumoral, 87 antibacterial, 88 antiparasitic, 89 and antiviral. 90, 91 regarding antiviral activity, there are several approved drugs that are classified as pyrimidine nucleotide biosynthesis inhibitors (pnbi) because, after phosphorylation, they are incorporated either into the dna or into the rna and inhibit hosts or pathogenic enzymes, such as polymerases. 85 therefore, the likely mechanism of action of some pyrimidine derivative drugs has been considered for repurposing. some pyrimidine derivatives with antiviral activity are often formulated as prodrugs. this format solves issues of high polarity in its final structure prompted by the phosphonic acid, which interferes with pharmacological properties and causes low cellular permeability and low oral bioavailability. 91 one compound appointed as potential anti-sars-cov-2 is the 5-fluorouracil (8) (5-fu) (fig. 3) , a heterocyclic aromatic amine similar to uracil (u) that presents a fluorine-carbon bond at 5-position. this compound is used in the treatment of oesophageal cancer, 83 stomach cancer, 92 breast and colon cancer. 93 the similarity between 5-fu and uracil allows the direct action on nuclei acid as it is incorporated into the genetic material and inhibits replication. 83 tests with 5-fu as monotherapy confirmed its failure against any coronaviruses. the reason proposed to such failure relied on the fact that coronaviruses rna proofreading activities involve a 3' → 5' exoribonuclease in the nsp14, which removes 5-fu during replication and metabolism. hence, the combination between 5-fu and deoxyribonucleoside and deoxyribose was suggested so that, after its insertion in the rna, it escapes rna proofreading and prompt lethality and/or lethal mutagenesis in the virus. despite the proposition of using a widely marketed drug to treat several types of cancer, which means it has well-established efficiency and safety, no other type of test has been made to confirm its efficacy against sars-cov-2. therefore, further experiments are necessary to explore 5-fu potentialities. 94 another antitumoral drug considered for its anti-sars-cov-2 potential is gemcitabine (gct) (9) (fig. 3) , an analogue of deoxycytidine whose pharmacological action is triggered after the intracellular transformation into triphosphate gemcitabine. the latter competes with endogenous nucleoside triphosphates by incorporation into the genetic material, thus inhibiting dna synthesis. 95 initially, gct was developed for antiviral activity, however, initial results caused it to be redirected for anticancer therapy. it became, then, widely used against non-small cell lung cancer, pancreas, bladder and breast cancers as well. [96] [97] [98] in-vitro analyses of gemcitabine hydrochloride inhibited mers-cov and sars-cov, with a ce 50 of 1.2 μm and 4.9 μm, respectively, in addition to low cell toxicity for vero e6 cells. 99, 100 these data are indicative of a possible activity against sars-cov-2, but complementary preclinical investigations are necessary before clinical trials. albeit considered a safe drug under predetermined doses, gct adverse effects are noteworthy and include myelosuppression and disruption of liver functions. in february 2017, the european union (eu) approved baricitinib (10) as second-line oral treatment for mild to severe active rheumatoid arthritis in adults. 9 a differential feature of baricitinib structure is the azetidine ring bearing an ethylsulfonyl, beyond an acetonitrile group at 3-position. the same ring binds to the n atom at 1-position in the pyrazole, which, in its turn, binds to the pyrimidine conjugated to a pyrrole ring. 101 this medicine can modulate human innate and adaptive immune system. based on this property, presumably, one of the important mechanisms of action of baricitinib in the treatment of rheumatoid arthritis is the inhibition of the il-6 / jak1 / jak2 pathway. 102 the promising nature of baricitinib and other small molecule inhibitors against sars-cov-2 was pointed by richardson et al. 9 through in-silico tests using benevolent ai. the authors evaluated 378 compounds to show that sunitinib (11) and erlotinib (12) inhibit ap2-associated protein kinase 1 (aak1) interrupting the virus entry to the cells and the intracellular assembly of new viral particles (fig. 3) . regarding these two antitumor drugs, it is known that sunitinib is an oral oxindole multitargeted kinase inhibitor that inhibits certain tyrosine kinases including vascular endothelial growth factor receptors (vegfr types 1 and 2), platelet-derived growth factor receptors (pdgfr-α and pdgfr-β), stem cell factor receptor (kit), fms-like tyrosine kinase-3 (flt3), glial cell-line derived neurotrophic factor receptor (ret) and the receptor of macrophage-colony stimulating factor (csf1r). 103 concerning erlotinib, it was developed as reversible and highly specific small-molecule tyrosine kinase inhibitor that competitively blocks the binding of adenosine triphosphate to its binding site in the tyrosine kinase domain of epidermal growth factor receptor (egfr), thereby inhibiting autophosphorylation and blocking downstream signalling. 104 however, these oncological drugs have serious adverse effects such as diarrhoea, loss of appetite and skin rashes. in addition, high doses of these medications can aggravate those effects. in relation to baricitinib, its anti-sars-cov-2 potential was explained in three ways: aak1 inhibition like sunitinib and erlotinib; the kinase associated to cyclin g, which is another endocytosis regulator; and the janus kinase, that inhibits the action of cytosines that triggers the inflammatory process. because baricitinib can inhibit aak1 at the therapeutic dose (2 or 4 mg/day), the drug is indicated for clinical trials. it is highlighted that baricitinib is not indicated for patients with neutropenia or lymphopenia, once it lowers rates of neutrocytes and lymphocytes, which can lead the disease to progress and increase anaemia. furthermore, treatment with baricitinib can reactivate varicella-zoster, herpes simplex and epstein-barr viruses. this implicates in a conflict between the potential effect and the adverse effects of baricitinib against covid-19 to prevent aggravating the disease and the mortality of patients. 105 an analogue of adenosine, galidesivir (gsv) (13) is a broad-spectrum antiviral drug that blocks viral rna polymerase by replacing a natural nucleotide with galidesivir triphosphate. this alteration prompts changes in electrostatic interactions and prevents the formation of the rna elongated strand. 106, 107 adenosine and gsv differ in that galidesivir has one carbon at 7-position in the pyrimidine ring and nitrogen in the ribose ring, whereas adenosine has one nitrogen in the former and oxygen in the latter (fig. 2) . 106 it is noteworthy that gsv has not been approved for clinical trial and is an experimental drug in advanced stages of development. 108 gsv was first developed against hepatitis c (hcv) but first clinical trials were conducted to ensure its safety (in healthy individuals) and efficacy against yellow fever. furthermore, gsv displayed in-vitro and in-vivo antiviral activity against filoviridae, alphavirus, bunyavirus, arenavirus, paramyxovirus, flavivirus, orthomyxovirus, picornavirus and sars and mers coronaviruses. 11, 106, 109 recent in-silico studies have shown the existence of a strong bond between gsv and sars-cov-rdrp to demonstrate the capacity of alterations in rna polymerase, which can eradicate the virus. although, preclinical and clinical trials are necessary to either confirm or deny this hypothesis. 7 it is noteworthy that investigations have pointed the inactivity of gsv against sars-cov-2 at concentrations lower than 100 mμ. 110 the existence of antiviral activity against other coronaviruses indicates that more investigations on gsv against sars-cov-2 are required to elucidate its potential activity in advanced testing. next, sofosbuvir (sbv) (14) is an example of successful nucleotide prodrug, approved by the food drug administration (fda) since 2013, against chronic hepatitis c infections. sbv is also combined with other antiviral drugs, such as ledipasvir, velpatasvir and voxilaprevir. 111, 112 the structural similarity between sbv (fig. 2) and uridine allows that drug to act on hcv rdrp, incorporate itself into the viral rna and terminate the synthesis of the nucleotide sequence. 82 structural analysis of sbv revealed that its elevated potential is partly due to the presence of the 5'phosphate, which terminates the primary enzyme transformation monophosphate inhibitor. 113 the antiviral activity has been explored against other viruses through in-vitro and in-silico studies and shown potential for inhibiting the dengue virus, 114 yellow fever, 115 telbivudine (tbv) (15) (fig. 3) is a thymidine nucleoside analogue used with specific activity against the hepatitis b virus (hbv). it starts acting after phosphorylation by cellular kinases, which results in the active metabolite, telbivudine 5'-triphosphate, enabling dna polymerase and inhibiting viral replication. the hydroxyl at 3-position in the sugar β-l-2'-desoxirribose provides specificity to hbv polymerase. 120 suggesting repurposing tbv to fight covid-19 was prompted by virtual screening to find drugs that act on viral m pro . among other results were ribavirin, tbv and two vitamins, cyanocobalamin (b12) and nicotinamide (b3). researchers suggest that these four drugs can be combined and used against covid-19, once they are safe, marketed and approved by the authorities. 8 notwithstanding, the suggestion of repurposing these drugs requires more information, including on drug interaction parameters. in spite of well-tolerated and safe for monotherapy, associating tbv and ribavirin, another antiviral drug, can increase hepatotoxic activities of tbv. 121, 122 it is also important to consider the elevated risk of resistance to tbv, which and pyrimidine derivatives drugs: 5-fluorouracil (8); gemcitabine (9); baricitinib (10); sunitinib (11); erlotinib (12); galidesivir (13); sofosbuvir (14) ; telbivudine (15). purine is a 5 and 6-membered bicyclic ring. similar to pyrimidines, purine derivatives are essential to life. they are basic constituents of nitrogenous bases adenine (a) (16) and guanine (g) (17) (fig. 4) . 84 the safety of rdv for humans infected with ebov was evaluated in the democratic republic of congo. results confirmed its safety but did not point rdv as the best therapeutic option, once its mortality rate reached 53% of treated group. 133 it has been proved that gs-5734 inhibits epidemic and zoonotic hcov. 134 of viral loads and weight loss in murine. 135 therefore, rdv is a potential drug to treat mers-cov infections. regarding covid-19, rdv was used to treat the first us case. the patient was 35 years old, had slight cough, low fever and no evidence of pneumonia at day 4 of the disease. when the clinical symptoms became worse, the patient was given vancomycin and cefepime. as the symptoms worsened, intravenous treatment with rdv was administered at day 7, and vancomycin and cefepime were no longer administered. at day 8, the patient displayed clinical improvement, unfortunately details on the doses and duration of treatment were not provided. 136 after this first case, a clinical trial with a larger number of covid-19 patients was conducted. 137 this study of efficacy involved 53 patients infected with sars-cov-2 who displayed saturation equal or inferior to 94% while they were breathing ambient air or receiving oxygen support. the treatment lasted 10 days, patients were given 200 mg intravenously on day 1, followed by 100 mg daily for the remaining 9 days of treatment. follow up of patients treated for 18 days indicated that, after the first dose of rdv, 68% improved oxygen support whereas 15% of patients got sicker, 47% were discharged and mortality rate was 13%. the most common adverse events (60% of patients) were increased hepatic enzymes, diarrhoea, rash, renal impairment, and hypotension. some limitations were noted in the study, such as the small size of the cohort, the short duration of follow-up and the lack of information on the patients. hence, the efficacy of rdv requires validation by the ongoing randomized, placebo-controlled trials. one advantage of repurposing rdv is the availability of data on safety and pharmacokinetics, which were obtained previously at phase 1 clinical trial. in addition to the promising results shown by rdv, other purine analogues have been investigated for sars-cov2. ganciclovir (gcv) (19) also named, according to its chemical structure, 9-(1,3-dihydroxy-2-propoxymethyl) guanine (fig. 4) , is a guanine analogue, similar to acyclovir, except for the bond between the methyl group and one hydroxyl. gcv inhibits the human herpesvirus and is also indicated in the treatment of cytomegalovirus infections related to acquired immunodeficiency syndrome (aids). 139 gcv is converted into ganciclovir triphosphate by cellular kinase, which inhibits dgtp and disrupts viral dna synthesis due to substitution of various adenosine bases in the dna chain. 140 recently, gcv was used to treat covid-19 patients in china. 141 the drug was administered with other antivirals, such as oseltamivir and kaletra. as a descriptive study, the relation between gcv as key factor in clinical outcome of the 99 patients (31% of which were discharges) was not possible. 141 therefore, gcv efficacy as monotherapy or part of combined therapy is yet necessary for more robust investigations. valganciclovir (20) (fig. 4) is the antiviral prodrug of gcv taken by mouth. it is indicated for the same treatments as gcv (cytomegalovirus in people who have acquired immunodeficiency syndrome, gastrointestinal disorders related to aids). the drug has great bioavailability and is converted by hydrolysis into ganciclovir. using valganciclovir in its oral form enables clinical treatment and makes patients more comfortable. [142] [143] [144] the mechanism of action is the same of gcv. 145 valganciclovir was computationally evaluated for covid-19. 5 the assay with the main proteins coded for sars-cov-2 allowed the determination of 21 possible binding targets, of which 19 were proteins and 2 host targets. valganciclovir, one of the drugs used in the study, was presented as a possible anti-sars-cov-2 therapeutic drug due to its high binding affinity to two wellestablished viral targets. the first target was pl pro , indispensable enzyme in viral replication; the second, rdrp, conserved nsp12 in coronavirus, which is vital for its replication/transcription. therefore, valganciclovir could be a significant antiviral drug to treat sars-cov-2. but there are no clinical reports on valganciclovir used to treat covid-19 in addition to what has been reported about gcv. 141 hence, its efficacy is yet to be confirmed as anti-sars-cov-2 therapeutic. tenofovir (tfv) (19) is another adenine analogue pointed as promising covid-19 therapeutic (fig. 4) , it is also called tenofovir disoproxil fumarate or alafenamide tenofovir (taf). approved by the fda in 2001, tfv is a prodrug used to treat hiv and cases of nucleoside resistance. 146 tfv is an analogue reverse-transcriptase inhibitor (ntrti). inside cells, tfv is phosphorylated and competes with deoxyadenosine 5'-monophosphate (d-amp), thus preventing the formation of dna. once incorporated into a growing dna strand, it causes premature termination of dna transcription and prevents viral replication. 146, 147 modelling and docking studies evaluated the antiviral effects of tfv and verified a strong bond to sars-cov-rdrp, which can disrupt this polymerase and terminate the viral infection. 7 however, in-vitro tests showed that tfv lacks apparent antiviral effect at concentrations inferior to 100 μm for sars-cov-2. 110 in spite of lukewarm in-vitro and in-silico outcomes, an ongoing clinical study on tfv (chictr2000029468), expected to end in june 2020, aims at assessing the effect of the combination tenofovir + emtricitabine (cytidine analogue) related to lpv/r in covid-19 patients. 131 in addition to the efficacy of treatment, clinical trials can validate the prevalence of adverse effects related to the toxicity of tfv in patients. tfv is also a powerful nephrotoxic drug causing damage to proximal tubular cells. in spite of that, interrupting the treatment is sufficient to improve adverse effects, which makes monitoring of patients essential. 145 heterocyclic compounds with different heteroatoms such as nitrogen, sulphur and oxygen can present different pharmacological properties. one such property is to serve as analogue of nitrogenous bases of nucleic acids, such as triazoles, which have a five-membered ring of two carbon atoms and three nitrogen atoms. this aromatic ring can assume two isometric forms, 1,2,3-triazole and 1,2,4-triazole. the former is stable under acid and basic conditions and becomes more reactive when binding to electronegative elements. 148, 149 triazoles are important and stand out for their various biological activities, such as anticancer, 150 antituberculosis, 151 anti-inflammatory, 152 antimicrobial, 153 and antiviral. 154 specifically for the latter action, triazole-based derivatives have shown promising invitro activity against coronavirus, probably by 3cl pro inhibition. 155 ribavirin (22) (fig. 4) is a powerful triazole-based antiviral analogue to guanosine. it presents a wide range of pharmacological activities related to several viruses, for instance: herpes simplex virus, human immunodeficiency (hvi-1), influenza, respiratory syncytial (rsv) and hepatitis c. 149, 156 the drug was initially used in 1980 to treat syncytial virus in children, generally combined with interferon (inf). however, ribavirin treatment presents undesirable adverse effects, like lowering of haemoglobin, which limit clinical use. 157 its action mechanism relies on the inhibition of enzyme inosine monophosphate dehydrogenase, necessary in the synthesis of guanosine triphosphate, which prevents viral dna and, mainly, rna replication. the necessary concentration for in-vitro inhibition of rsv and influenza ranges from 3-10 μg/ml. 158 site similar to other sars-pl pro inhibitors. the formation of hydrogen bonds and π-π stacking were also predicted. these findings suggest that ribavirin as a powerful pl pro inhibitor. nonetheless, investigation on triazole derivatives for anti-sars-cov-2 therapy are still preliminary. on the other hand, favipiravir (fpv) (23) (fig. 4) is a prodrug, approved in 2014 in japan, to treat cases of influenza a and b that displayed resistance to first line drugs. it has provided results that indicate a promising character and is currently undergoing clinical trials against covid-19. its antiviral efficacy has also been investigated in different countries to fight ebola and lassa, for example. the molecular structure of the drug consists of a pyrazine heterocyclic ring with fluorine at 5-position, carboxamide at 3-position and a double bond between oxygen and carbon 2, which renders its analogue to guanine (17). 162, 163 the metabolization of the prodrug into its active form, favipiravir-ribofuranosyl-5'-triphosphate, requires intracellular ribosylation and phosphorylation. 163 fpv therapeutic targets are rdrp enzymes, necessary in viral transcription and replication, and its inhibition blocks synthesis of viral rna for a spectrum of viruses, including human coronavirus. a different investigation compared patients treated with fpv plus interferon inhalation to lpv/rtv. patients under fpv therapy responded better to the progression of the disease with accentuated viral depuration. also, the incidence of nausea and vomit was higher for lpv/rtv. 166 in addition to these clinical trials, the antiviral activity of fpv against sars-cov-2 was also evaluated but no clear antiviral effect was noted for doses lower than 100 μm. 110 an in-vitro study using molecular docking focused on the binding properties of sars-cov-2 protein structures to 61 antiviral agents, including oseltamivir. the study showed that 37 molecules form bonds to sars-cov-2 crystal proteins. however, data did not show oseltamivir as the best structure because lopinavir, asunaprevir and remdesivir interacted with more than two protein structures in the virus. hence, they are likely more promising than oseltamivir. 178 notwithstanding, we suggest further look into oseltamivir against other enzyme targets since different studies achieved positive results regarding its use as anti-sars-cov-2. nelfinavir (27) (fig. 5) is a safe anti-retroviral drug largely used for hiv-1 protease inhibition with strong in-vivo activity. 179 generally, nelfinavir is combined with other anti-retroviral medication as part of a highly active antiretroviral therapy (haart) that reduces significantly the viral load by increasing cell number to 200 mm -3 cd4(+) lymphocytes. the drug is prescribed for children, young individuals, adults and pregnant women. 180, 181 nelfinavir and its active metabolite m8 strongly bind to serum proteins, displaying optimal tissue distribution. a frequent adverse effect is light to moderate diarrhoea, reported for 15 to 20% of patients. 180 the sars-cov outbreak in several countries triggered the search for antiviral drugs active against the disease. among the 24 drugs likely to inhibit sars-cov, nelfinavir stands out in all assays. 181 the mechanism of action suggested for nelfinavir involves preventing sars-cov replication after its entry in the host cell and disrupting virion production. based on results from previous studies as well, nelfinavir was considered a likely therapy for covid-19 after its indication for clinical trials as a promising anti-sars drug. recently, 1,903 drugs were evaluated for their binding affinity to sars-cov-2 m pro . 182 among the compounds, 15 drugs were selected based on the docking score and three-dimensional atazanavir (28) (fig. 5) is an antiretroviral drug protease inhibitor used to treat hiv infections with in-vitro inhibitory concentration of 2,6-5,3 nmol. compared to other protease inhibitors, atazanavir has the advantage of allowing a daily posology regimen with a favourable metabolic profile and low frequency of adverse effects. 183, 184 several hiv-1 resistant to protease inhibitors are still sensitive to in-vitro atazanavir, which is considered safe and well tolerated. 185 the atazanavir acts to inhibit hiv-1 protease, which is indispensable in the processing of polyproteins precursors of viral structures and prevents the formation of infectious and mature viral particles. 183 the good activities reported for this drug as well as the search for safe and fast therapy for captopril (29) (fig. 5) is an angiotensin-converting enzyme inhibitor (acei). it is a zinc metallopeptidases inhibitor that converts angiotensin-i into angiotensin-ii, an essential function that regulates arterial pressure. it is predominantly indicated as vasodilator in patients with cardiac insufficiency. this drug was suggested as potential antibiotic capable of inhibiting zinc succinyls/dipeptidase by blocking its zinc catalytic center. 189, 190 tolerance to captopril has been largely investigated; its single dose by mouth is well-established and confirms the pharmacological activity in the short term (10-30 minutes) at the cellular level. this capacity is related to captopril transport mainly through plasma proteins such as albumins with absorption rate between 70-75%. reported adverse effects are neutropenia, proteinuria, dysgeusia and cough, but less frequent for low doses. 189, 190 some investigations have suggested captopril as possible covid-19 treatment. serafin et al. 100 indicated captopril as potential for inhibiting the bond between human sars-cov-2 and ace-2 and reduce severe pneumonia symptoms. in-silico studies using molecular docking were conducted with fda-approved drugs capable of binding to the main active site in proteinase 3cl pro . 189 two drugs were identified as ligands for the enzyme active site: captopril and disulfiram. the former binds to the active site at the same position of n3 inhibitor (a standard inhibitor that reacts irreversibly in the same site with 3cl pro cys145). it is, thus, suggested that captopril binds to the same site of n3, obstructing the function of cys145-his41 catalytic dyad. captopril probably inhibits the enzyme in two stages. initially, it establishes non-covalent bonds to sites in the enzyme targets, then, a reaction takes place between the critic groups, which results in a more stable inhibitor complex. the hypothesis is that captopril can bind covalently to 3cl pro cys145. although the potential of captopril on the enzyme has been demonstrated, therapeutic use against covid-19 is controversial, once the drug induces overexpression of ace-2 -the main receptor used by sars-cov-2 to entry the cells. therefore, combination with other drugs, such as angiotensin-ii receptor blockers, needs analysis to clarify the effects of captopril in covid-19 treatment. the cyclosporin a (csa) (30) (fig. 5) is isolated from the fungus beauveria nivea and was approved for use by the fda in 1983. this drug has been used for decades to prevent organ rejection and to treat t cell-associated autoimmune diseases such as behcet's disease, psoriatic arthritis, lupus nephritis, rheumatoid arthritis, systemic lupus erythematosus or interstitial lung disease. such drug exerts its immunosuppressive function and anti-inflammatory effects by inhibiting the transcription of genes required for t cell proliferation, notably interleukin-2. [191] [192] [193] due to the severity of covid-19, csa can be potential to prevent hyperinflammation-induced lung injury. 194 in this regard, it is known sars-cov nps1 induces the expression of interleukin-2 via nuclear factor of activated t cell (nf-at) activation, 195 which can trigger the cytokine storm seen in patients with severe covid-19 status. 138 another advantage presented by csa in relation to other antiinflammatory drugs is its already known anti-cov action against all genus, including sars-cov, [195] [196] [197] at low and non-cytotoxic micromolar concentrations verified in cell culture assays. this antiviral property is thought to be mediated by the inhibition of cyclophilin-a-dependent viral assembly as well as inhibition of the nf-at pathway or even by genetic or pharmacological specific inhibition of cyclophilin-d, hindering the viral replication. 195, 198 as already reported, sars-cov and sars-cov-2 are very similar (79.5% sequence identity). 17 teicoplanin (31) (fig. 6) is an antibiotic used against gram-positive bacteria with 5 major compounds at different side chains. it prevents polymerization of peptidoglycans and inhibits the development of the cell-wall, thus prompting cell death. 203 it is a big molecule that has displayed antiviral activity on an early stage of the viral life cycle by inhibiting the low-ph cleavage of the viral spike protein by cathepsin l in the late endosomes thereby preventing release of viral rna and replication. this compound has already shown inhibitory activity against ebola virus, mers-cov and sars-cov. 203 recent investigations have suggested teicoplanin as alternative treatment for covid-19 after an in-vitro assay achieved ic 50 value of 1.66 µm, thus proving its efficacy against sars-cov-2. these results need to be confirmed through randomized clinical trials, which are still to be conducted. 100, 204, 205 using antibiotics to fight viruses, albeit completely ignored, can become useful to treat covid-19. 206, 207 some studies report the possibility of repurposing drugs like terconazole, which displayed good in-vitro results against mers-cov and sars-cov, 100 dasabuvir (32) (fig. 6) is a drug from the naphthalene class and phenyl-naphthalene subclass due to the bond between its naphthalene ring and a phenyl group. dasabuvir is a first line drug used as combined therapy for chronic hepatitis c. 208 dasabuvir is a non-nucleoside inhibitor that binds to nps5b (non-structural protein 5b -rdrp) and induces conformational change that makes rdrp incapable of elongating the viral rna. 209 repurposing of this drug can be useful as sars-cov-2 therapy due to its antiviral activity. 210 dasabuvir was subjected to docking studies against sars briefly, dasabuvir forms π-cation interactions with lys31a (present in the ace2), π-π interactions with phe170b (s protein residue) and hydrogen bonds to ace2 residues glu35a and asp38a and gly176b and ser174b (s protein residue). the authors highlight the importance of repurposing drugs as new therapeutic alternatives not only for the new coronavirus but for the next viral outbreaks. darunavir (33) (fig. 6) is a benzene derivative that has been evaluated for repurposing against covid-19. this drug is an antiviral used in the treatment of hiv-1 infections. it provides a great genetic barrier to resistance and is highly active against resistant strains of hiv-1 that are not susceptible to other protease inhibitors. 211 darunavir is administered orally as pills or suspension and is often used with low doses of ritonavir as part of a combined art protocol. 212 its mechanism of actions works by protease inhibition. darunavir establishes high affinity bonds to hiv-1 protease forming a stable complex, thereby selectively inhibiting polyprotein gag-pol coded by the virus. this prevents the formation of mature viral particles. 211 fda-approved drugs against 3cl pro , rdrp, helicase, exonuclease 3′ a 5′, endornase e 2′-o-ribose methyltransferase. among the best drugs in the assay, darunavir was a surprise because, despite inhibiting viral proteinase, the study showed that it binds to the replication complex components of sars-cov-2 with inhibitory potency kd < 1000 nm. one example is rdrp, whose kd value was 148.74 nm and exonuclease 3′ to 5′ with k d value of 195.73 nm. a docking study was conducted by sang et al. 215 as in-silico evaluation of anti-hiv drugs in their interaction capacity to proteinase 3cl pro . results suggest that all drugs have higher binding affinity to sars-cov-2 3cl pro than to the homolog sars-cov proteinase. among the evaluated drugs, indinavir and darunavir displayed the highest docking scores, therefore, they were subjected to molecular dynamic (md) simulations, free binding energy calculations and molecular mechanics poisson-boltzmann surface area (mm-pbsa) to detail molecular interactions between inhibitors and proteinase. the data suggest darunavir had better binding affinity to sars-cov-2 3cl pro with binding affinity of -10,24 kj / mol. in addition, darunavir bind to sars-cov-2 3cl pro via 19 contact residues and to sars-cov 3cl pro via 17 residues. this difference explains the lower binding energy values between darunavir and sars-cov 3cl pro . it was also noted 5 hydrogen bonds between darunavir and sars-cov-2 3cl pro but none for indinavir and this proteinase. because hydrogen bonds are important in the stability of the inhibitor-enzyme complex, darunavir is probably more promising against covid-19. finally, a different in-silico assay was conducted by pant at al. 216 to assess a large variety of compounds (300) from several data banks and 66 potential compounds from fda-approved drugs. the compounds were tested against sars-cov-2 3cl pro . darunavir was among the 20 best fda-approved drugs, with a score of -7.208. all data collected from in-silico studies still require experimental studies to validate the anti-sars-cov-2 activity of darunavir. a research conducted by dyall et al. 99 performed a robust in-vitro assay and showed that the drug dasatinib (34) (fig. 6) , a kinase signalling inhibitor developed to treat human cancers, inhibited mers-cov and sars-cov, exhibiting ec 50 values 5.4 and 2.1, respectively. this study also revealed that kinase signalling may also be important for replication of this hcovs. nevertheless, the authors reported that dasatinib may be valuable against coronaviruses infections if a dosing regimen that minimizes immunotoxicity while still blocking viral replication can be defined. results indicated this drug as a likely therapeutic alternative against sars-cov-2 infection. an in-silico study carried out by qiao et al. 217 showed that dasatinib, among others, is one of the most promising drugs for the inhibition of sars-cov-2 3cl pro . more preclinical and clinical studies are required to prove whether dasatinib is really promising for covid-19 patient treatment. imatinib (35) (fig. 6) is an oral anticancer agent that inhibits the activity of some tyrosine kinases, most prominently the bcr-abl fusion oncoprotein (whose overactivation can lead to chronic myeloid leukaemia, cml), c-kit (involved in gastrointestinal stromal tumours development), platelet-derived growth factor receptor (pdgfr), and the native abl kinase, which has a ubiquitous expression and plays important roles in several biological processes. 218 in addition to this well-known antitumor effect, imatinib has also shown in-vitro antiviral properties against several virus, such as infectious bronchitis virus (a viral model for studying the role of tyrosine kinase activity during cov infection), by interfering with virus-cell fusion, 219 and other rna viruses including coxsackie virus, 220 hepatitis c virus, 221 ebola, 222 among others, mainly by blocking viral entry or egress from the host cell. besides, this drug showed activity against sars-cov and mers-cov, 223 both phylogenetically related to sars-cov-2. 24 in this regard, it is reported that imatinib has anti-cov activity in two points of the virus life cycle. in the early phases of infection, it inhibits virion fusion with the endosome and subsequent release into the cytoplasm, thus preventing viral entry and viral replication via abl-mediated cytoskeletal rearrangement. in a later phase of the infection, abl2 protein expression, which is inhibited by this drug, enables sars-cov and mers-cov replication, which suggests that abl2 is a new host cell protein required for viral growth. 223 furthermore, evidences suggest that imatinib can modulate the immune response by sundry mechanisms, [224] [225] [226] for several diseases, such as rheumatoid arthritis, 227 asthma, 228 and crohn's disease. 229 this information insinuates that such drug might perform its potentially beneficial immunomodulatory role as a treatment alternative for covid-19 pneumonia. in addition, the use of imatinib as treatment appears to be reasonable from an economic point of view and its high availability in hospitals, 230 since this drug is well tolerated and the risk of severe adverse effects is relatively low, especially in short-term administration. 231 it is also recognized that adverse effects, mostly mild to moderate in intensity, will be easily controlled by dose reduction or discontinuation. 232 in light of this information, tatar and turhan 233 used the docking methodology to better understand the mechanism of inhibition of the sars-cov-2 n protein with 34 antiviral compounds. based on this study results, imatinib was one of the highly binding affinities performed against the aforementioned target, with the lowest micromolar ki values among the compounds evaluated. in line with this study, an in-vitro research carried out by weston et al. 234 found 17 fda approved drugs that inhibited sars-cov-2 at non-cytotoxic concentrations. the authors indicate imatinib as one of the hits, since it exhibited ic 50 value of 3.24 μm. they subsequently determined the mechanism of action, demonstrating this drug inhibits fusion of covs with cellular membranes, precluding their entry. this result indicates imatinib use against sars-cov-2. however, its efficacy and safety need to be better confirmed in further preclinical and clinical trials in order of elect him as candidate drug in the treatment of covid-19. synthesized for the first time by jean francois rossignol in the beginning of the 1970s, the 2acetyloxy-n-(5-nitro-2-thiazolyl) benzamide, sold under the name nitazoxanide (ntz) (36) (fig. 6) , is the result of a structural modification in the antiparasitic niclosamide when a benzene ring is replaced with a nitrothiazole. 235, 236 developed and sold as antiparasitic, ntz is also a first line broad spectrum antiviral with good results against parainfluenza, coronavirus, rotavirus, hepatitis and other respiratory infections. [236] [237] [238] [239] following oral administration, ntz is absorbed in the intestine, where it is rapidly hydrolysed by plasma esterase into the active metabolite tizoxanide. 236 the mechanism of action of ntz varies according to the pathogen. in relation to antiviral activity, ntz blocks the maturation of the viral hemagglutinin at the post-translation stage in treatments against influenza. in treatments against hcv (hepatitis c), it activates protein kinase r (pkr), which leads to phosphorylation of the eukaryotic initiation factor-2α thereby preventing translation. 240 cao et al. 241 conducted an in-vitro evaluation of ntz against recombinant murine coronavirus expressing the firefly luciferase (mhv-2afls). the strand was pivotal to triage the 727 drugs with likely anti-cov activity. the first assay resulted in 84 molecules among which was ntz. the antiviral effect of ntz verified for mouse astrocytoma (dbt) and fibroblasts (17cl-1). 241 the dbt cells infected with mhv-2afls were treated with ntz at 5 µm for 12 hours, after which the viral titer (tcid 50 ) was determined and viral n protein was subjected to western blot. results show the strong inhibitory effect of ntz on the viral titer. 241 in-vitro studies on ntz or its metabolite tizoxanide were also conducted to verify efficacy against different coronaviruses. the replication of canine coronavirus (strain k378) in a72 cells, for instance, was blocked by the tizoxanide with ic 50 of 1 µg/ml. on the other hand, ntz inhibited the viral n protein in bovine coronavirus l9 (βcov-l9) and human enteric coronavirus 4408 (hecov-4408) with approximate values of 0.3 µg/ml. 239, 241 ntz is also responsible for inhibiting pro-inflammatory cytokines, such as tnf-α, il-2, ilnitazoxanide (36) drugs. more recently, molecules with a quinoline group have been widely investigated as treatment for the new coronavirus (sars-cov-2), such as chloroquine (cq) (37) and hydroxychloroquine (hcq) (38) (fig. 7) that belong to the quinoline class and aminoquinoline subclass. both are quickabsorption synthetic drugs approved to treat malaria (plasmodium falciparum) by several regulating agencies in the world. cq and hcq are water soluble; the latter is more soluble due to presence of hydroxyl group. they are currently used to treat autoimmune diseases such as lupus erythematosus, antiphospholipid syndrome, rheumatoid arthritis as they have immunomodulatory and antithrombosis properties. [243] [244] [245] therefore, these drugs could be useful against covid-19 due to the elevated levels of cytokine caused by cov infections in humans. 246 the mechanism of action of cq for anti-malarial treatment is not entirely clear, but the interference with the digestion of haemoglobin by the parasite has been suggested. 245 hcq has a similar mechanism, however, in regard to sars-cov-2, clinical trials showed it to be safer. [246] [247] [248] therefore, hcq, rather than cq, is used against sars-cov-2. recent studies report antiviral activity of cq and hcq as they impair viral entry and release in different in-vitro and in-vivo models. 244, 249 a factor that can also justify viral mechanisms is the aminoquinoline bioaccumulation in the tissues, as defended by patil, singhal & masand. 243 a factor that facilitates viral replication is the acidic ph of endosomes, lysosomes and golgi complex of the host. thus, cq is promising because it increases the ph of intracellular vacuoles, binds to the cellular receptors, changes the glycosylation and because of its selective and reversible immunomodulator effect on human cd4+ t cells. hcq exerts similar mechanism of action: a) increases the ph; b) modulation of activated immune cells; c) reduces the number of proinflammatory cytokine and other mediators to control inflammation. 243 it has also been suggested by roldan et al. 244 a likely involvement of hcq in iron homeostasis during sars-cov-2 infection, which is a similar mechanism to other viral infections in humans. [250] [251] [252] the little difference between the therapeutic and the toxic dose of cq is also known, and poisoning is related to cardiovascular complications that can be fatal. using either cq or hcq, then, requires strict prescription and self-medication is not advised. 249 based on the recovery data, it was concluded that hcq is not effective in patients admitted with covid-19. this highlights the importance of randomized clinical trials and the collection of clear data on the efficacy and safety of medications. ivermectin (39) (fig. 7) is an fda-approved broad-spectrum antiparasitic agent used in the treatment of tropical diseases, such as onchocerciasis, lymphatic filariasis, strongyloidiasis and lice. there is also evidence of its effectiveness in the management of myiasis, trichinosis, malaria, leishmaniasis, trypanosomiasis, chagas disease and schistosomiasis as well as bed bugs, inflammatory skin lesions, epilepsy, neurological diseases, tuberculosis and some cancers. 266 it is known that ivermectin is capable of inhibiting the bond between a virus and the nuclear transport mediated by the superfamily of importin proteins (imp α/β1) 267 based on the fact that sars-cov-2 is a rna virus deeply related to sars-cov, studies on sars-cov proteins have revealed a potential role for imp α/β1 during infection in signal-dependent nucleocytoplasmic shutting of the sars-cov nucleocapsid protein. 273 furthermore, the sars-cov accessory protein orf6 has been shown to antagonize the antiviral activity of the stat1 transcription factor by sequestering imp α/β1 on the rough er/golgi membrane. 274 considering the ivermectin nuclear transport inhibitory activity, such drug is widely believed as a promising therapeutic approach against sars-cov-2. recently, caly et al. 275 a different mechanism of action that consolidates the use of ivermectin against covid-19 is its immunomodulatory property. the inflammatory response (proinflammatory cytokine) is exaggerated in patients with the extreme case of the disease, which is likely explained by the hypoxiainducible factor (hif-1α) that is activated by the virus when no inhibitory medication is administered. this understanding can be explained by the study conducted by kosyna et al. 276 , whose lab tests with and without ivermectin aimed to examine whether the properties of the bond between hif-1α and imp α/β1 and between hif-1 and nuclear localization signals were affected by the hypoxia mechanism on the cellular level. the authors concluded that ivermectin inhibited both imp α/β1 and hif-1α. regarding this hinders its indication and clinical decisions. thus far, data indicate ivermectin is useful at the early stages of the disease, even the epidemiologic profile of covid-19 shows significant differences regarding the age of patients for the affected countries and patients with comorbidity. 279 therefore, large scale randomized clinical trials are necessary to standardize clinical, laboratory and image evaluations, as well as combined drug therapy with vitamins and zinc, for example. 280 financially, ivermectin is inexpensive and its doses and protocols are well established for different purposes. in addition, this drug has little side effects. 281 indole, also named benzo [b] pyrrole, is a planar bicyclic heteroaromatic, whose ten π electrons move across its structure making this chemical group behave as a weak base. 282, the indole ring is the most abundant heterocyclic in nature and is commonly found in biologically active natural products, such as vegetables and seafood. it is also present in the structure of the essential amino acid tryptophan, which interferes with protein synthesis and with the regulation of physiological mechanisms such as precursors for serotonin and vitamin b3. 283 288 and adding the indole ring to spirothiazolidinones conducted to better influenza a/h3n2 inhibition. 289 now, the antiviral activity of indole and its derivatives for covid-19 therapy is supposed. arbidol (40) is also a promising drug to fight covid-19 (fig. 7) . this drug is classified as antiviral and has been used for 25 there is high expression of eca2, identified as human receptor for virus entry. 290 notwithstanding, a different clinic trial concluded that arbidol monotherapy is best for the patient than lpv/rtv. 291 despite the results, both investigations recognize their own limitations due to small cohort size and lack of placebo-control group. according to the authors, these limitations are inherent to pandemic times when placebo-control groups are difficult to conduct due to life-threatening conditions. most studies with arbidol use 200 mg/3*day 164, 290, 291 following the chinese guidelines. previous investigations on the pharmacokinetics of arbidol in healthy chinese patients showed that a single 800 mg oral dose is sufficient for cmax de ~4,1μm. 293 this value was obtained through invitro assays that pointed the drug as effective and promising against sars-cov-2. hence, clinical trials are still necessary to confirm the efficacy of arbidol at elevated doses to treat covid-19. 293 rizatriptan (rzt) (41) (fig. 7) is used to treat migraine and is a selective receptor of serotonin (5-ht) type 1b and 1d, structurally and pharmacologically related to other selective antagonists at these receptors. 294 its structure is based on an indole ring replaced with methyltriazole at 5-position and unsubstituted ethanamine replaced with methyl at 3-position, the substitution sites are the same of melatonin (mlt). after virtual triage through molecular dock at spike-ace2 interface, ligations π-cation, interactions π-π and hydrogen bonds were identified between rzt and the sars-cov-2 protein complex. as one of the outstanding compounds in the analysis, in-vitro tests are still necessary. 187 it is noteworthy that overdosing of the drug can trigger dizziness, fainting, cardiac issues, hypertension, bradycardia and vomiting. despite the safety of the drug in regular doses, there are no reports on either in-vitro or in-vivo tests to support the theoretical data and the antiviral action thus far. one last indole derivative that could be repurposed to treat covid-19 is melatonin (mlt) (42) (fig. 7) . mlt is classified as a hormone and nutraceutical, as it is naturally produced by the pineal gland and released into the bloodstream. it regulates the sleep-wake cycle as well as our mood, learning and memory, fertility, reproduction and the immune system. from a chemical perspective, it is an indole derivative with a methoxy group at 5-position and one ethylacetamide at 3-position. 295 regarding its antiviral potential, mlt acts indirectly through anti-inflammatory, antioxidant and immune modulating activities. 296 an investigation with murine infected with semliki forest virus (sfv) and west nile virus (wnv) showed the efficiency of mlt in reducing mortality rates for these viruses as well as in reducing the levels of pro-inflammatory cytokines. 297 the anti-inflammatory and antioxidant properties of mlt point to its antiviral effects in humans. 298 based on computational data, zhou et al. 299 suggested using combined medication to fight sars-cov-2. one such combination involves mlt plus mercaptopurine in synergic action against the following targets: pl pro , ace2, c-jun signal and anti-inflammatory vias. therefore, experimental studies on modifications of ace2 pathways caused by mlt are useful to understand this drug. 299 on the other hand, it has been suggested that using this neuro-hormone can mitigate the extreme form of the disease, the acute respiratory syndrome that has caused most deaths by sars-cov-2 cases. despite its safety for humans, the lack of data on the relevance of its use for covid-19 patients emetine (43) is an approved anti-protozoal drug used against amebae with reported inhibitory activity for enterovirus infections, 301 zika virus and ebola by interfering with the process of viral replication and entry in host cells. 302 emetine is an isoquinoline alkaloid that presents 4 methoxy groups in its structure (fig. 7) . studies also confirm emetine has in-vitro activity against coronaviruses, including sars-cov and mers-cov. 99 assays to clarify the activity of these drugs and the mechanism involved in the antiviral action of emetine both in isolation and combined to other drugs. another alkaloid candidate to repurpose against covid-19 is homoharringtonine (hht) (44) (fig. 8) . hht is an fda-approved drug in semi-synthetic form known as omacetaxine. this drug displays antitumoral activity in the treatment of myeloid chronic leukaemia. the mechanism of action implicates the ribosomal bond to prevent protein translation. in addition to antitumor activity, there are data in the literature that describe antiviral activity of hht against several types of viruses including covs. 304, 305 a recent in-vitro evaluation of anti-sars-cov-2 activity displayed ec 50 of 2.10 µm. however, the mechanism of action is not yet clear, which demands further investigation on ideal doses of hht to achieve the clinical results expected of a covid-19 therapeutic drug. 110 the first reports on tetraethylthiuram disulfide, disulfiram (dsf) (45) (fig. 8) , date back to 1881. however, only in the 1940s that dsf would become popular when it was discovered that it could form copper chelates which favoured the death of micro-organisms and enabled treatment of intestinal parasites. [306] [307] [308] in 1945, dsf alcohol sensitivity was discovered accidentally and it was soon used in the clinical treatment of alcohol dependence. 309, 310 dsf is used to treat alcohol dependence because it irreversibly inhibits the acetaldehyde dehydrogenase enzyme and modifies cysteine residues in its active site. this change prompts the formation of a disulphide bond between two cysteine residues in the active site. 311 dsf effectiveness is based on its similarly to several proteins yielding a range of biological activities, such as antitumoral, 312, 313 antimicrobial, 310 and anti-sars and mers-cov. 314 adding to the list of drugs to be repurposed against sars-cov-2, recent studies indicate that dsf is able to inhibit other enzymes, such as methyltransferase, urease and kinase, all by reacting with important cysteine residues that suppress the natural cycle of the enzymes, suggesting broad-spectrum characteristics. 312, 314 covs have two viral enzymes, m pro and pl pro , that are cysteine protease involved in the formation of structural and non-structural proteins that constitute the viruses and favour control of host cells. 315 different assays, such as proteolytic and binding synergy assays, were also conducted and described. 314 although outcomes indicate dsf for anti-mers-cov and anti-sars-cov therapy, to the present date (15 th june 2020), no other article was published claiming the availability of the compound as promising anti-sars-cov-2. recently, an announcement was published on the oxford university website on the results of one randomized evaluation of covid-19 therapy. 317 more specifically, the study focused on dexamethasone (46), a corticosteroid with fluorine at 9-position (fig. 8) . the drug is mostly used as anti-inflammatory, which works by inhibiting vasodilation, reducing leukocyte migration to the inflammation site and increasing vascular permeability. 318 immunotherapy is an effective intervention in viral infections. most attempts at immunotherapy were successful in fighting viruses similar to sars-cov-2. the principal methods include vaccine, neutralizing antibodies (nabs) candidates and convalescent plasma. 35, 61, 67, 68, 156, 319, 320 in addition, according to the evidences from viral infections (ebola, influenza, sars and mers), immunotherapeutic interventions can reduce viral load and mortality rate of patients. 321, 322 development of either monoclonal (mabs) or polyclonal (pabs) neutralizing antibodies is a commonly adopted immunotherapeutic alternative due to its specificity, purity, low contamination by blood-transmitted pathogens and relative safety. however, there are limitations to the use of nabs once its development and large-scale production for clinical use are a complex, expensive and slow process. 321 promising scientific investigations have suggested using mabs or pabs as prophylactic and therapeutic measures against influenza 323 and hcovs, such as mers-cov 324 and sars-cov. 325 targets reported as promising for hcovs immunotherapy were cytokine, 326 s1-receptor-binding domain (s1-rbd), s1 n-terminal domain (s1-ntd) and some other region of subunit s2 in order to block the rbds bonds to their respective receptors and to interfere either with s2-mediated membrane fusion or with the entry in the host cells, thus inhibiting infection. 327 these researchers have encouraged the development of nabs with cross reactivity potential and/or cross neutralization effect on sars-cov-2 infections, as shown by tian et al. 328 data suggest that mab cr3022 can be developed as therapeutic candidate, either isolated or combined with neutralizing antibodies to prevent and treat covid-19, given that it could potently form bonds with sars-cov-2 rbd (kd of 6.3 nm). a different study by wang et al. 329 reported the discovery of a human mab (47d11) that promoted cross neutralization of sars-cov and sars-cov-2 in a culture of cells through an independent receptor-binding inhibition mechanism that targets a conserved epitope on the spike hcovs rbd mentioned above. it is also reported the on-going investigation of convalescent plasma or immunoglobulin as last resource to improve the survival rate of patients with several viral infections such as h 5 n 1 avian influenza, 330 334 a possible explanation for the efficacy of convalescent plasma is that immunoglobulin antibodies in the plasma of recovered patients can suppress viremia. 156 shen et al. 335 reported that five patients with extreme symptoms of covid-19 received blood transfusion containing convalescent plasma with specific sars-cov-2 antibodies. after a series of blood transfusions, the improvement in clinical status of patients was observed. viral loads also decreased and became negative within 12 days after the transfusion, and sars-cov-2-specific elisa and nabs titers increased following the transfusion. in spite of the limited sample, the authors concluded that convalescent plasma transfusion benefited patients infected with sars-cov-2. therefore, testing safety and efficacy of transfusing convalescent plasma in patients infected with sars-cov-2 can be of value. 319, 336 among the modalities of immunotherapy, vaccines are expected to be more promising, hence the global engagement in their production. over the last decade, the scientific community and the vaccine industry had to answer urgently to the epidemics of h1n1, ebola, zika and, more recently, sars-cov-2. vaccine development is an expensive and slow process with high risks of failure, which often motivate developers to follow a linear sequence of steps with several breaks for data analysis and fabrication processes. therefore, it is fundamental that vaccines be developed through faithful methods even if it takes longer to move them onto clinical trials or to make a large number of doses available, a challenge during a pandemic. 337 developing efficient vaccines for sars-cov-2 will be essential to reduce the severity of the disease, viral shedding and transmission to control future outbreaks. prior to the covid-19 pandemic, multiple strategies were used to generate vaccines for the first hcovs (sars-cov and mers-cov). 338 several studies related to sars-cov vaccine production targeting the protein s, due to its function in the receptor binding and fusion to the host membrane, were successful in animal tests against that coronavirus. 339-341 these vaccines employed live-attenuated virus vaccines, killed virus, dna vaccines and viral vector vaccines. theoretically, these techniques could be applied to develop sars-cov-2 vaccines given their similarities from both the genomic perspective and the mechanisms employed in the invasion and infection of host cells. 326 gao et al. 342 promoted the pilotscale production of a purified inactivated sars-cov-2 virus vaccine candidate (picovacc), which induced sars-cov-2-specific nabs in mice, rats and non-human primates. in addition, three immunizations using two different doses (3 μg or 6 μg per dose) in macaques provided partial or complete protection against the sars-cov-2 challenge, respectively, without observable antibodydependent enhancement of infection. these data reinforce the use of picovacc in the next steps of clinical trials targeting sars-cov-2 still for the present year. given the magnitude of the covid-19 pandemic, it has become indispensable to work as fast as possible to develop vaccines for global distribution. however, protocols are necessary to safekeep the population's health. hence, before allowing human testing of covid-19 vaccines, regulatory organizations must evaluate their safety against a series of virus strains and more than one animal model. they also must demand preclinical evidences that experimental vaccines prevent infectioneven if it means waiting weeks or months for models to become available. this is time well-spent, once testing vaccines without investing the due amount of time to completely understand the risks can lead to setbacks for current and future pandemics. 343 repurposing potential relies on the mechanism for other viruses, such as hepatitis c, by inducing conformational changes that compromise rdrp activity. it was also possible to identify benzene derivatives used to treat cancer (dasatinib and imatinib) and one antiviral (darunavir), but predominant in-silico and some in-vitro outcomes demand more conclusive studies. representative of benzoic derivatives, ntz displayed significant inhibitory activity against pro-inflammatory cytokines, which can benefit control of ards, in spite of an unclear mechanism against sars-cov-2. quinoline derivatives, hcq and cq, were some of the first drugs investigated. after several in-silico, in-vitro and in-vivo assays, based on results presented by recovery to the present date, unfortunately, these drugs were proven ineffective in hospitalized covid-19 patients. ivermectin represents macrolide derivatives and is suggested as promising due to both immunostimulatory activity and inhibitory activity on nuclear transport when administered at the early stages of the disease. among indole derivatives, arbidol was pointed out as useful for reducing viral binding and releasing of intracellular vacuoles that contain the virus. nonetheless, clinical trials are still necessary after dose adjustment for better outcomes. both indole derivatives (emetine and hht), in spite of promising results, were only submitted to in-silico and in-vitro tests, thus demanding further investigation on their toxicity and mechanism of control. hence, the currently available data on the classes of drugs investigated here revealed that drugs were considered promising mainly after in-silico tests only. in fact, the inefficacy of some of these drugs became evident after in-vitro or in-vitro tests, as cq and hcq, whose clinical trials failed to confirm the so-expected anti-sars-cov-2 activity. it is necessary to highlight the importance of clinical trials with 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plasma as a potential therapy for covid-19 developing covid-19 vaccines at pandemic speed a decade after sars: strategies for controlling emerging coronaviruses severe acute respiratory syndrome vaccine development: experiences of vaccination against avian infectious bronchitis coronavirus sars coronavirus: a new challenge for prevention and therapy coronavirus pathogenesis and the emerging pathogen severe acute respiratory syndrome coronavirus development of an inactivated vaccine candidate for sars-cov-2 don't rush to deploy covid-19 vaccines and drugs without sufficient safety guarantees the authors would like to thank facepe (fundação de amparo à ciência e tecnologia none. all authors researched data for the article, contributed substantially to discussion of the content, wrote the article and reviewed and edited the manuscript before submission. key: cord-284479-75zgljet authors: garcía-serradilla, moisés; risco, cristina; pacheco, beatriz title: drug repurposing for new, efficient, broad spectrum antivirals date: 2019-04-15 journal: virus res doi: 10.1016/j.virusres.2019.02.011 sha: doc_id: 284479 cord_uid: 75zgljet emerging viruses are a major threat to human health. recent outbreaks have emphasized the urgent need for new antiviral treatments. for several pathogenic viruses, considerable efforts have focused on vaccine development. however, during epidemics infected individuals need to be treated urgently. high-throughput screening of clinically tested compounds provides a rapid means to identify undiscovered, antiviral functions for well-characterized therapeutics. repurposed drugs can bypass part of the early cost and time needed for validation and authorization. in this review we describe recent efforts to find broad spectrum antivirals through drug repurposing. we have chosen several candidates and propose strategies to understand their mechanism of action and to determine how resistance to antivirals develops in infected cells. viruses are a constant threat to humans, animals and plants. there are hundreds of viruses that can cause disease in humans but there is no treatment for most of them. emerging or reemerging viruses are a public health concern (howard and fletcher, 2012) . some of these pathogens are the rift valley fever virus (rvfv), dengue virus (denv), west nile virus (wnv), yellow fever virus (yfv), ebola virus (ebov), sars-and mers-cov, zika virus (zikv), crimean congo hemorrhagic fever virus (cchfv), severe fever with thrombocytopenia syndrome virus (sftsv), chikungunya virus (chikv) and influenza a virus (iav). recent outbreaks of these viruses are summarized in table 1 . international travel and migrations, globalization of commerce, technology and industry, agriculture development or climate changes are favoring the emergence and reemergence of viruses that could easily spread and potentially become a pandemic (jones et al., 2008) . a clear example of the potential of an emerging virus to become a pandemic is the emergence of human immunodeficiency virus (hiv) in the 1980s (http:// aidsinfo.unaids.org/) (sharp and hahn, 2011) . there is no cure for hiv, although antiretroviral treatment can control the virus ( barre-sinoussi et al., 2013) . in the case of influenza virus there are both vaccines and antiviral drugs. however, these viruses constantly change and antiviral resistance emerges . in 2013, human infections with a new avian influenza virus in china caused considerable concern due to the pandemic potential of this virus (su et al., 2015) . the experts consider that the virus could gain the ability to spread among people, triggering a global epidemic (su et al., 2015; tanner et al., 2015) . due to all these reasons, we urgently need new, efficient, broadspectrum antivirals (howard and fletcher, 2012; schor and einav, 2018) . the traditional strategy in drug development of one virus one drug, based in the development of molecules that specifically target a viral protein, has been very successful for certain viruses like hiv or hepatitis c virus (hcv) (barre-sinoussi et al., 2013; li and de clercq, 2017) . in fact, most approved antiviral treatments target a viral protein, and thus are usually quite virus specific. however, direct acting antivirals (daa) have some drawbacks. the development of new therapeutic compounds is time and resources consuming (dimasi et al., 2016) . the whole process from the discovery of a new drug that can potentially treat a specific disease or condition to its approval to be used in humans can take several years (on average 12 to 16 years) (nosengo, 2016) . the first stage, drug discovery, can take between 3 to 6 years. then preclinical studies, usually in animal models, are carried out. these studies that are aimed to test the efficiency and safety of a molecule in a suitable model before it is tested in humans can go on for about 3 years. if a molecule has shown promising results up to here, then clinical trials in humans are started. these trials, from phase i to phase iii, usually last about 5 years. finally, if a molecule successfully passes all the process it needs to get the approval from the appropriate agency. at the end it is estimated that only about 5% of the candidate molecules successfully pass the whole process. adding to this the cost of drug development, about 1-2 billion dollars or more in some cases (dimasi et al., 2016) , the one virus one drug strategy is not the most cost efficient approach. in addition, the use of daas can easily lead to the appearance of drug resistant viruses due to the elevated mutation rate of viruses (iyidogan and anderson, 2014; menendez-arias et al., 2014; perales et al., 2015) . to circumvent these limitations other strategies aim to develop molecules that target host cellular factors that are needed for viral replication. although viruses can also find ways to use alternative routes to replicate in a host, emergence of resistant viruses is less likely (lin and gallay, 2013; zeisel et al., 2013) . in addition these approaches focused in host cellular pathways needed for viral replication can favor the development of broad spectrum antivirals. there are families of viruses that share certain cellular pathways. thus, drugs that inhibit a specific cellular target could work for several viruses. as a drawback drugs that inhibit a host cell target have higher chances of producing undesirable side effects in the patient compared to drugs that target a viral protein. drug repurposing or repositioning is an alternative approach that can lead to less costly and faster approval of new treatments for viral infections (mercorelli et al., 2018) . a clear advantage of drug repositioning over traditional drug development is that since the repositioned drug has already passed a significant number of tests, its safety is known and the risk of failure is reduced. although repositioned drugs can most likely skip phase i clinical trials, they still need to go through phase ii and iii trials to test their efficacy for the new condition (nosengo, 2016) . in some instances these drugs might have lost their patents, as is the case of generic medicines. in these cases, when a new formulation or a new medical use exists for an "old" drug, second medical use patents can be obtained for them. on the other hand, increasing implication of practicing physicians and researchers at academic centers in clinical trials can also help in the repurposing of these drugs (nosengo, 2016) . additionally, there are thousands of drugs that have already passed clinical trials that confirm their safe use in humans. however, for some reasons, they lack or have poor efficiency to treat the condition under scrutiny and have not reached the market. these collections of drugs are another source of potential antivirals. several drugs in the market have been tested for their potential use as broad spectrum antiviral treatments ( table 2 ). many of these compounds have shown promising results in preclinical studies. below we summarize the main results and antiviral mechanisms of selected candidates for repositioning as broad spectrum antiviral drugs. digoxin is a cardiac glycoside or cardiotonic steroid that has been used for treating certain heart conditions including heart failure, atrial fibrillation, atrial flutter, and paroxysmal atrial tachycardia (gheorghiade et al., 2006) . cardiac glycosides comprise a large family of natural compounds that share a common steroid structure. digoxin was first isolated from foxglove plant, digitalis lanata, in 1930, although foxglove plant extracts have been used from ancient times to treat heart conditions (gheorghiade et al., 2006) . digoxin has been shown to block the na + /k + atpase, raising intracellular na + levels. the increase in intracellular na + leads to an increment in intracellular ca2+ due to inhibition of na + /ca 2+ exchanger. elevated intracellular ca2+ ultimately leads to an increased contractibility of the cardiac muscle (smith, 1988) . inhibition of the na + /k + atpase has been shown to have an effect in multiple signaling cascades through modulation of neighboring tyrosine kinases, including src, ultimately affecting gene expression (nesher et al., 2007) . thus, cardiac glycosides are in the spotlight for drug repurposing. some studies have shown the potential use of digoxin and other cardiac glycosides to treat cancer (prassas and diamandis, 2008) . cardiac glycosides can induce apoptosis in diverse cancer cells by multiple mechanisms including inhibition of na + /k + atpase, suppression of nuclear factor-kappab and inhibition of topoisomerase ii (ishida et al., 2016; vaklavas et al., 2011) . by performing a chemical screen with an insect cell-based reporter system, the cardiac glycoside digoxin was identified as a specific inhibitor of the retinoic acid receptor-related orphan nuclear receptor (rorγt) transcriptional activity (huh et al., 2011) , which is required for induction of il-17 transcription and for the manifestation of t h 17-dependent autoimmune disease in mice. this study indicated that digoxin and its derivatives could be used as therapeutic agents that attenuate inflammatory lymphocyte function and autoimmune disease. recent studies have shown that digoxin and other cardiac glycosides can have a potential use as antivirals. wong and colleagues reported the suppression of hiv-1 replication by digoxin (wong et al., 2013) . digoxin was shown to accomplish its antiretroviral effects by two mechanisms: 1) inducing oversplicing of hiv-1 rna which reduces the accumulation of viral rnas encoding for structural proteins needed for new virion assembly, and 2) selectively inhibiting the expression of hiv-1 regulatory protein rev. these studies showed that digoxin exerted its anti-hiv effect by altering the function of a subset of sr proteins, a conserved family of serine and arginine-rich proteins involved in rna splicing. a screening of a drug library for compounds inhibiting late steps of hiv-1 replication cycle also identified several members of the cardiac glycoside family (laird et al., 2014) . the cardiac glycosides digoxin and ouabain have also been shown to impair replication of human cytomegalovirus (hcmv) and herpes simplex virus (hsv) that belong to the family of dsdna viruses herpesviridae (dodson et al., 2007; hartley et al., 2006; kapoor et al., 2012) . inhibition happens at an early post-entry step and produces a (grosso et al., 2017) . although the precise mechanism of action is not fully clear, these drugs altered viral mrna processing, blocking replication before viral dna synthesis. some cardiac glycosides like procillaridin a, bufallin, covallatoxin and digitoxin are able to inhibit hepatitis b virus (hbv) in cell cultures (okuyama-dobashi et al., 2015) . in this study, however, digoxin did not show an anti-hbv effect. digoxin also inhibits alphaviruses (singlestrand positive-sense rna viruses) like chikungunya, ross river virus and sindbis virus, as well as the unrelated mammalian orthoreovirus (polysegmented double-strand rna virus) and vesicular stomatitis virus from the rhabdoviridae family (negative-sense rna virus) (ashbrook et al., 2016) . in this study digoxin was shown to impair chikungunya infection at an early post-entry step. some coronaviruses like feline infectious peritonitis virus, murine hepatitis virus, and mers-cov are inhibited by ouabain and bufalin (burkard et al., 2015) . the antiviral effect of these cardiac glycosides was observed only when the drug was added prior to infection. infection was not affected when the drugs were added 2 h post-infection, suggesting that for these viruses the drugs were acting during the entry step. sunitinib is a small molecule that inhibits multiple tyrosine kinase receptors like vascular endothelial growth factor receptor vegfr, platelet-derived growth factor receptors pdgfrα and pdgfrβ, fibroblast growth factor receptor 1, and epidermal growth factor receptor (mendel et al., 2003; sun et al., 2003) . sunitinib has been approved by the fda for the treatment of some cancers (atkins et al., 2006) . recent studies have shown that sunitinib may also have broad spectrum antiviral activity. intracellular trafficking of viruses relies on the endocytic and exocytic cellular pathways. these processes usually require signal transduction, suggesting that kinase inhibitors may have antiviral activity by blocking the endocytic or exocytic pathways. binding of the hcv core protein to adaptor protein 2 (ap-2) μ2 subunit (ap2m1) is essential for hcv assembly. phosphorylation of ap2 by adaptor associated kinase (akk1) and cycling g-associated kinase (gak) regulate this interaction (neveu et al., 2012 . it has also been shown that ap1 and ap2 co-traffic with hcv viral particles within the cell (bekerman et al., 2017) . these studies showed that sunitinib prevents hcv entry and assembly, apparently through an inhibitory effect on aak1 and gak, with no effect on hcv rna replication. erlotinib, another anticancer drug, also inhibits hcv entry and assembly. similarly, sunitinib and/or erlotinib can restrict infection by denv and ebov in vitro and in a murine animal model and have potent in vitro antiviral activity against zikv, wnv, chikv, junin virus (junv) and respiratory syncytial virus (rsv) (bekerman et al., 2017; pu et al., 2018) . sunitinib has also been shown to inhibit hcmv infection in cell culture (cai et al., 2014) and hiv-1 infection of resting cd4 t cells (guo et al., 2013) . although these studies showed the potential antiviral activity of sunitinib, this drug can also inhibit protein kinase r (pkr) and 2′5′oligoadenylate synthetase (oas)/rnase l system that act as antiviral effectors in response to type i interferons (jha et al., 2013) . the capacity of sunitinib to block these two innate immunity pathways could hamper its potential use as antiviral. the development of more selective gak inhibitors could bypass this hurdle. in this sense, a screening of a library based on a bicyclic, heteroaromatic flat scaffold designed to discover novel ligands of gak, led to the identification of a hit compound based on a isothiazolo[4,3-b]pyridine scaffold (kovackova et al., 2015) . some isothiazolo[4,3-b]pyridine derivatives with low nanomolar affinity for gak exhibited inhibitory activity against hcv in cell culture, acting at the level of viral entry and assembly (kovackova et al., 2015) . chloroquine (cq) is a weak base 4-aminoquinolone derivative that can easily enter the cells and accumulate in acidic compartments like endosomes, lysosomes or trans-golgi network vesicles raising their ph (thome et al., 2013) . in the clinic cq has been used for the treatment of non-resistant malaria (slater, 1993; white, 1996) . additionally cq has been proven to have anti-inflammatory properties, and has been approved for the clinical management of some autoimmune diseases such as rheumatoid arthritis and lupus erythematosus (rainsford et al., 2015) . many viruses use acidic organelles at some point of their replication cycle. this has prompted the study of cq and its hydroxyl analogue hydroxychloroquine (hcq) as potential antiviral drugs. cq and hcq have been tested and proved to have in vitro, and in some instances in vivo, antiviral activity against several viruses, as described below. two main mechanisms of action have been described for the antiviral activity of cq (al-bari, 2017). on the one hand, many viruses use acidic endocytic vesicles, like endosomes or lysosomes, to enter the host cell. the acidification of these vesicles triggers conformational changes in the envelope proteins of the virus that induce the fusion of the viral and cellular membranes and the delivery of the virion content into the cell. cq raises the ph of these vesicles impeding the conformational changes needed for viral entry or uncoating and blocking the infection. cq has also been shown to impair maturation of some viral proteins in the golgi network by blocking the action of ph-dependent enzymes, like proteases or glycosyltransferases, which are needed for the maturation process. the antiretroviral effect of cq in cell cultures has been shown to occur through the inhibition of the glycosylation of hiv viral particles (savarino et al., 2004) , while the antiviral activity of cq against sars-cov seems to be related to the poor glycosylation of the sars-cov receptor ace2 (vincent et al., 2005) . cq has been reported to inhibit denv replication by blocking the cleavage of the prm protein that occurs in acidic compartments (boonyasuppayakorn et al., 2014; randolph et al., 1990) . cq and some of its derivatives have been reported to have strong antiviral activity against sars-cov and mers-cov in different cell lines with ic 50 ranging from 3.0 to 8.8 μm (de wilde et al., 2014; dyall et al., 2014; keyaerts et al., 2004; vincent et al., 2005) . however, in a sars-cov mouse model cq treatment did not reduce virus titer in the lungs (barnard et al., 2006) some studies have reported inhibitory effect of cq against influenza a viruses (iav) h3n2 and h1n1 in vitro at concentrations similar to doses used for malaria treatment (ooi et al., 2006) . however, the susceptibility of iav to cq seems to depend on the ph requirements of the viruses and the electrostatic potential of hemagglutinin 2 (di trani et al., 2007) . in a mouse model of infection with iav, cq treatment dramatically increased the survival of infected mice when administered therapeutically but not when administered as a prophylactic treatment (yan et al., 2013) . furthermore, a randomized, double-blinded placebo controlled clinical trial did not protect against influenza infection (paton et al., 2011) . dengue virus and wnv replication has also been reported to be blocked by cq in cell culture (boonyasuppayakorn et al., 2014; farias et al., 2014) . a recent study has demonstrated the efficacy of cq in the prophylactic and therapeutic treatment of aotus monkeys inoculated with denv (farias et al., 2015) . however, a double-blinded, placebocontrolled clinical trial in vietnam failed to show a beneficial impact of cq treatment in the outcome of the infection except for a modest reduction in the percentage of patients that developed dengue hemorrhagic fever in the cq-treated arm (tricou et al., 2010) . chloroquine also exhibits antiviral activity against zikv, another member of the flaviviridae family, in different cell lines with an ic 50 around 9.8-14.2 μm (delvecchio et al., 2016) . additionally, some studies have demonstrated that chloroquine can protect mice against zikv infection shiryaev et al., 2017) . cq has also been reported to inhibit chikv in cell cultures in a dose dependent manner when added at an early point during infection (sourisseau et al., 2007) . although in this study the therapeutic index of the drug in cell cultures was low, the results pointed at the potential use of cq for the treatment of chikv infection. however, a clinical trial in the french reunion island during an outbreak of chikv to test the efficacy and safety of cq treatment did not show evidence of a significant antiviral effect in cq treated patients compared to placebo treated patients (de lamballerie et al., 2008) . this lack of antiviral effect could be due to the high viral load in the serum of patients during the acute phase of the infection. the rather narrow therapeutic index of cq leaves little room for a dose adjustment that could allow the use of cq as a therapeutic treatment in acute chikungunya infection. nonetheless, in cell cultures, where the viral titer is lower, cq strongly inhibits chikv infection at concentrations achieved in plasma of individuals on cq treatment for malaria, which suggest that cq could be used as a prophylactic treatment during chikungunya outbreaks to prevent transmission (khan et al., 2010) . however, a recent study in non-human primates showed that chloroquine treatment exacerbated the disease and/or suppressed the antiviral immunity in the chloroquine treated macaques compared to the placebo group (roques et al., 2018) . cq and hcq were both shown to inhibit hiv replication in monocytic and t cell lines as well as in monocytes and primary t cells at a post-transcriptional step (sperber et al., 1993; tsai et al., 1990) . cq can also inhibit other viruses like cchfv (ferraris et al., 2015) , hepatitis a virus (hav) (bishop, 1998) and ebov (madrid et al., 2013) in cell lines. additionally, cq has been shown to protect mice against a challenge of a deadly dose of ebov (madrid et al., 2013) . in cell culture cq has shown potent antiviral activity against a broad range of viruses and in some cases efficacy in animal model of infection, as discussed above. however, clinical trials aimed to test the efficacy of cq as antiviral has shown very limited antiviral effect. the rather narrow therapeutic index of chloroquine might be behind the limited antiviral effect of chloroquine in clinical trials. the development of chloroquine derivatives with lower toxicity could improve their effectiveness for the treatment of viral infections. the immunomodulatory activity of cq can also contribute to the control of viral diseases reducing the excessive release of cytokines and other proinflammatory mediators. cyclophilin a (cypa) is a peptidylprolyl isomerase that is expressed in the cytosol (schmid, 1995) . cyclosporin a (csa) is a cyclic undecapeptide with immune suppressive activity that mainly targets cellular cyclophilins (cyps) (handschumacher et al., 1984; schreiber, 1991) . the cyp-csa complex inhibits the phosphatase activity of calcineurin needed for the nuclear translocation of the nuclear factor of activated t cells (nfat), which eventually leads to the block of transcription of cytokines and inhibition of t cell activation (matsuda and koyasu, 2000) . csa is one of the drugs approved by the fda for immunosuppressive therapy to avoid rejection in organ transplants (hartono et al., 2013) . csa has been reported to have antiviral activity against a wide range of viruses including human papilloma virus (hpv) (bienkowska-haba et al., 2009 ), vesicular stomatitis virus (vsv) (bose et al., 2003) , vaccinia virus (vv) (damaso and moussatche, 1998) , hiv-1 (franke et al., 1994; thali et al., 1994; wainberg et al., 1988) , and hcv (kaul et al., 2009; nakagawa et al., 2004; yang et al., 2008) . although the immunosuppressive activity of csa does not make it a good candidate for antiviral treatment, some csa derivatives, like alisporivir, nim811 and scy-635, with reduced immunosuppressive properties that retain the ability to bind cyclophilin have been developed and proved to conserve the antiviral activity (flisiak et al., 2008; ma et al., 2016; paeshuyse et al., 2006; watashi et al., 2014) . the replication of certain viruses like hiv, hcv, hpv, vsv, vv or influenza virus relies on their interaction with cyclophilins at certain steps of their replication cycle. thus, the antiviral activity of cyclosporine a (csa) and some of its nonimmunosuppressive analogs against these viruses has been shown to be related to its ability to bind cellular cyclophilins and inhibiting the interaction with the viral proteins (bienkowska-haba et al., 2009; bose et al., 2003; damaso and moussatche, 1998; franke et al., 1994; kaul et al., 2009; nakagawa et al., 2004; thali et al., 1994; wainberg et al., 1988; yang et al., 2008) . csa also blocks the replication of diverse coronaviruses (de wilde et al., 2018 (de wilde et al., , 2011 pfefferle et al., 2011) . the nucleocapsid protein of sars-cov specifically binds cypa (luo et al., 2004) , and cypa has been found to be incorporated into the sars-cov particle (neuman et al., 2008) . however, sirna knock-down of cellular cypa and cypb, the main targets of csa, did not have an effect in the infectivity of this virus, suggesting that either these cyclophilins are not required for viral replication or that the remaining levels of cellular cyclophilins are enough to support normal replication (de wilde et al., 2011) . additionally csa and some csa analogs have been shown to inhibit hbv entry into cells (watashi et al., 2014) . however, this inhibitory activity was independent on the binding to cypa or calcineurin, and correlated to the ability of csa to inhibit the transporter activity of sodium taurocholate cotransporting polypeptide (ntcp), a membrane protein that has been proposed to be the hbv receptor. cypa has been reported to interact with influenza a virus matrix protein m1 suppressing viral replication in cell cultures and animal models liu et al., 2009) . the role of cypa in the viral cycle is unclear. although it seems to act at several steps of the viral life cycle, the isomerase activity of cypa does not seem to be implicated (liu et al., 2009) . overexpression of cypa inhibits m1 translocation into the nucleus (liu et al., 2009 ) while depletion of cypa accelerated the replication of the virus (liu et al., 2012b) . additionally cypa has been shown to increase degradation of m1 though the ubiquitin proteasome system (liu et al., 2012b) . the effect of csa on influenza a virus infection has also been investigated. csa-treated mice were administered a dose of influenza a virus that would be lethal for untreated mice, but they survived (schiltknecht and ada, 1985) . csa has also been reported to inhibit the propagation of several strains of influenza a virus in cell cultures blocking a late step of the replication cycle by mechanisms that might implicate cypa-dependent and -independent pathways (hamamoto et al., 2013; liu et al., 2012a; ma et al., 2016) . globally these results point at non-immunosuppressive csa analogs as promising broad-spectrum antivirals. the most advanced csa analogue is alisporivir or debio 025 that has been evaluated in phase ii and phase iii clinical trials with hcv infected patients (clinicaltrials.gov identifier: nct01215643 and nct02753699) with promising results on their safety and efficacy. further studies to evaluate the efficacy of csa analogs with reduced immunosuppressive activity as antivirals in clinical trials are assured. the antibacterial effect of silver metal has been known from ancient times (barillo and marx, 2014) . recent advances in nanotechnology have allowed the introduction of silver nanoparticles (agnps) for biomedical applications (burdusel et al., 2018) . agnps can be prepared by several techniques, including physical, chemical and biological methods. depending on the size and the technique used to prepare the nanoparticles their properties and toxicity can vary (thorley and tetley, 2013; ullah khan et al., 2018) . agnps have been proven to have broad antimicrobial activity against gram positive and gram negative bacteria (kim et al., 2007; morones et al., 2005) . in addition, some studies have shown that agnps also have antiviral activity against a broad range of viruses including herpes simplex virus (baram-pinto et al., 2009) , influenza virus (papp et al., 2010; xiang et al., 2013 ), hepatitis b virus (lu et al., 2008 , hiv-1 lara et al., 2010a, b; sun et al., 2005) , rift valley fever virus (borrego et al., 2016) , dengue virus (murugan et al., 2016; sujitha et al., 2015) and tacaribe virus (speshock et al., 2010) . the antiviral mechanism of action of agnps is not well defined. agnps are thought to interfere with virus-cell attachment and entry into the target cell or by directly inducing structural changes in the virion turning it non-infective xiang et al., 2013) . additionally, agnps can enter the cell and exert their antiviral activity by interfering with cellular proteins needed for viral replication or by direct interaction with viral proteins. silver ions (ag + ) can react with thiols and phosphate groups present on proteins and nucleic acids inhibiting different steps of the replication cycle (lara et al., 2010a) . agnps formulated as topical vaginal gels could be used to prevent the transmission of sexually transmitted infections like hiv and hsv. studies in an in vitro system using human cervical tissue cultures that simulate in vivo conditions have shown encouraging results inhibiting hiv transmission (lara et al., 2010b) . although the use of agnps for biomedical applications seems promising, further studies are needed to better understand their potential fig. 1 . experimental strategy to study the mechanism of action of antiviral drugs in single cells and to investigate the origin of antiviral drug resistance. toxicity and long term effects on human health and in the environment. the toxicity of agnps is highly related to the release of ag + , which directly depends on the size of the nanoparticles. the smaller the size the higher the amount of ag + released. ag + has been reported to alter mitochondrial function (chappell and greville, 1954; kone et al., 1988) . moreover, exposure of cells to agnps induce the production of high levels of reactive oxygen species (ros) and jnk and p53 activation leading to mitochondria-dependent cell apoptosis (hsin et al., 2008) . therefore, further studies are needed to better understand the mode of action of agnps, their cell specificity and toxicological issues in order to generate new and more effective compounds as well as the use in combination with other drugs in the treatment of different viral diseases. high content imaging (hci) is a popular and basic tool of early drug discovery in multiple disease research areas (carpenter, 2007) . hci was developed with the contribution of major advances in robotics, imaging and automated image processing (moffat et al., 2017) . hci is already a fundamental technology for antiviral screening and validation (bernatchez et al., 2018; hoenen, 2017; lowen et al., 2018; mudhasani et al., 2014; panchal et al., 2010; tan et al., 2014) . moreover, recent developments in light and electron microscopy are having a significant impact in virology. in particular, live-cell microscopy, super-resolution microscopy, correlative light and electron microscopy (clem) and 3d imaging are now fundamental tools for studying virus-cell interactions (bykov et al., 2016; fernandez de castro et al., 2017; francis and melikyan, 2018; risco et al., 2014; witte et al., 2018) . microscopy is also a powerful tool for studying antivirals. with clem, scientists can study events at the level of single cells in culture (fernandez de castro et al., 2014; hellstrom et al., 2015; tenorio et al., 2018) and infected animals (lowen et al., 2018) . clem is starting to show its potential for testing antivirals because changes in viral structures assembled in cells where the treatment was effective and in those where the antiviral drug failed can be now studied in detail (berger et al., 2014; lowen et al., 2018; martinez et al., 2014) . cell sorting and clem in combination with proteomics, transcriptomics and lipidomics, will be exceptionally informative in identifying new targets for antiviral drugs, to characterize the mechanism of action of old and new antiviral compounds and to understand how resistance to antivirals is developed in cells (fig. 1) . the strategy for these studies can be as follows: duplicated cell cultures infected with a fluorescent virus and treated in the presence or absence of an antiviral drug are processed either by clem or cell sorting. fluorescence microscopy will reveal interesting features in single cells that are then processed for ultrastructural analysis. electron microscopy will show how viral structures are affected by the antiviral drug. in parallel, key cell factors involved in cell resistance to infection or in viral escape to the antiviral drug will be identified by comparing fluorescent and nonfluorescent cells separated by cell sorting and studied by proteomics, transcriptomics and lipidomics. for these studies, cells that differentiate into tissues and 3d organoids (liu et al., 2013; takebe et al., 2015; walters et al., 2013) will provide more physiologically relevant cellular systems to study virus infection and to test antivirals. emerging viruses are a major threat to human health and the rate at which new pathogenic viruses are emerging has accelerated in the past fifty years. the frequent outbreaks have highlighted the urgent need for new antiviral treatments. generally, antiviral drug development has focused on targeting viral components to block virus entry, replication, morphogenesis and propagation, or on the modulation of the host immune response (zhu et al., 2015) . drug repurposing is an important alternative. in this review we have chosen several repurposed drugs with proven antiviral activity. with different mechanisms of action, digoxin, sunitinib, chloroquine, cyclosporine a and silver nanoparticles are promising candidates for broad spectrum antivirals that could be used in a combined antiviral therapy. drug repurposing is now facilitated by a number of resources (pollastri and campbell, 2011) , such as pathogen target bioinformatics resources, public data repositories of screening data, structural biology resources and compound collections, such as the library of small molecules from the national institutes of health (http://www.nihclinicalcollection.com) (ashbrook et al., 2016; cao et al., 2015) or the canadian drugbank (https://www.drugbank. ca/), a large drug database commonly used by computational drug repositioning methods. drugbank contains fda approved drugs and those in clinical trials and is frequently updated with new information. with new and powerful screening assays and prediction tools, in silico structure-based screening of these large chemical libraries is identifying potential inhibitors of viral infections including repurposed compounds that target a variety of viral proteins and host factors (abu bakar and ng, 2018; barrows et al., 2016; dowall et al., 2016; martinez et al., 2015; yuan et al., 2017) . another strategy that will surely reveal more promising candidates is based on comparing data from databases of pathogens (brown and patel, 2017; sharma et al., 2015) with databases of drugs, e.g., drug information from the national library of medicine (https://www.nlm.nih.gov/learn-about-drugs.html). imaging studies combined with functional assays will show the localization and intracellular effects of these new inhibitors (panchal et al., 2010) . combination therapies with more than one drug against more than one target will be necessary to minimize problems of resistance to repurposed antiviral drugs. the authors declare no conflict of interest. nonstructural proteins of alphavirus-potential targets for drug development targeting endosomal acidification by chloroquine analogs as a promising strategy for the treatment of emerging viral diseases antagonism of the sodium-potassium atpase impairs 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of mycophenolic acid on human immunodeficiency virus infection in vitro and in vivo inhibition of vaccinia virus replication by cyclosporin a analogues correlates with their affinity for cellular cyclophilins on chikungunya acute infection and chloroquine treatment. vector borne zoonotic dis cyclosporin a inhibits the replication of diverse coronaviruses screening of an fda-approved compound library identifies four small-molecule inhibitors of middle east respiratory syndrome coronavirus replication in cell culture cyclophilins and cyclophilin inhibitors in nidovirus replication chloroquine, an endocytosis blocking agent, inhibits zika virus infection in different cell models different ph requirements are associated with divergent inhibitory effects of chloroquine on human and avian influenza a viruses mycophenolic acid inhibits dengue virus infection by preventing replication of viral rna innovation in the pharmaceutical industry: new estimates of r&d costs inhibitors of the sodium potassium atpase that impair herpes simplex virus replication identified via a chemical screening approach repurposing of clinically developed drugs for treatment of middle east respiratory syndrome coronavirus infection interaction of silver nanoparticles with hiv-1 chloroquine interferes with dengue-2 virus replication in u937 cells antiviral activity of chloroquine against dengue virus type 2 replication in aotus monkeys metallothioneins for correlative light and electron microscopy threedimensional imaging of the intracellular assembly of a functional viral rna replicase complex evaluation of crimean-congo hemorrhagic fever virus in vitro inhibition by chloroquine and chlorpromazine, two fda approved molecules the cyclophilin inhibitor debio-025 shows potent anti-hepatitis c effect in patients coinfected with hepatitis c and human immunodeficiency virus live-cell imaging of early steps of single hiv-1. infection specific incorporation of cyclophilin a into hiv-1 virions contemporary use of digoxin in the management of cardiovascular disorders suppression of adenovirus replication by cardiotonic steroids genistein interferes with sdf-1-and hiv-mediated actin dynamics and inhibits hiv infection of resting cd4 t cells cyclosporin a inhibits the propagation of influenza virus by interfering with a late event in the virus life cycle cyclophilin: a specific cytosolic binding protein for cyclosporin a ionic contra-viral therapy (icvt); a new approach to the treatment of dna virus infections immunosuppressive drug therapy. cold spring harb correlative light and electron microscopy enables viral replication studies at the ultrastructural level mycophenolic acid inhibits hepatitis c virus replication and acts in synergy with cyclosporin a and interferon-alpha luciferase-expressing ebolaviruses as tools for screening of antivirals emerging virus diseases: can we ever expect the unexpected? the apoptotic effect of nanosilver is mediated by a ros-and jnk-dependent 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in cell membrane k+ and na+ permeability in the renal proximal tubule: reversal by thiol reagents selective inhibitors of cyclin g associated kinase (gak) as anti-hepatitis c agents minocycline suppresses dengue virus replication by down-regulation of macrophage migration inhibitory factor-induced autophagy a novel cell-based high-throughput screen for inhibitors of hiv-1 gene expression and budding identifies the cardiac glycosides mode of antiviral action of silver nanoparticles against hiv-1 pvpcoated silver nanoparticles block the transmission of cell-free and cell-associated hiv-1 in human cervical culture drug repurposing of minocycline against dengue virus infection protective activity of tetracycline analogs against the cytopathic effect of the human immunodeficiency viruses in cem cells current therapy for chronic hepatitis c: the role of directacting antivirals cyclophilin a protects mice against infection by influenza a virus chloroquine, a fda-approved drug, prevents zika virus infection and its associated congenital microcephaly in mice curing a viral infection by targeting the host: the example of cyclophilin inhibitors cyclophilin a interacts with influenza a virus m1 protein and impairs the early stage of the viral replication cyclosporin a inhibits the influenza virus replication through cyclophilin a-dependent and -independent pathways cyclophilin a restricts influenza a virus replication through degradation of the m1 protein generation of functional organs from stem cells countering zika virus: the usamriid response silver nanoparticles inhibit hepatitis b virus replication nucleocapsid protein of sars coronavirus tightly binds to human cyclophilin a discovery of cyclosporine a and its analogs as broad-spectrum anti-influenza drugs with a high in vitro genetic barrier of drug resistance a systematic screen of fda-approved drugs for inhibitors of biological threat agents abacavir and mycophenolic acid, an inhibitor of inosine monophosphate 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protease inhibitor library reveals compounds broadly active against rift valley fever virus and other highly pathogenic rna viruses fighting arboviral diseases: low toxicity on mammalian cells, dengue growth inhibition (in vitro), and mosquitocidal activity of centroceras clavulatum-synthesized silver nanoparticles specific inhibition of hepatitis c virus replication by cyclosporin a the digitalis-like steroid hormones: new mechanisms of action and biological significance proteomics analysis unravels the functional repertoire of coronavirus nonstructural protein 3 identification and targeting of an interaction between a tyrosine motif within hepatitis c virus core protein and ap2m1 essential for viral assembly ap-2-associated protein kinase 1 and cyclin g-associated kinase regulate hepatitis c virus entry and are potential drug targets can you teach old drugs new tricks? hepatitis b virus efficiently infects non-adherent hepatoma cells via human sodium taurocholate cotransporting polypeptide in vitro inhibition of human influenza a virus replication by chloroquine the non-immunosuppressive cyclosporin debio-025 is a potent inhibitor of hepatitis c virus replication in vitro mycophenolic acid augments interferon-stimulated gene expression and inhibits hepatitis c virus infection in vitro and in vivo development of high-content imaging assays for lethal viral pathogens inhibition of influenza virus infection by multivalent sialic-acidfunctionalized gold nanoparticles chloroquine for influenza prevention: a randomised, double-blind, placebo controlled trial resistance of hepatitis c virus to inhibitors: complexity and clinical implications the sars-coronavirus-host interactome: identification of cyclophilins as target for pan-coronavirus inhibitors target repurposing for neglected diseases novel therapeutic applications of cardiac glycosides feasibility and biological rationale of repurposing sunitinib and erlotinib for dengue treatment therapy and pharmacological 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resistance in plasmodium falciparum digitalis. mechanisms of action and clinical use characterization of reemerging chikungunya virus inhibition of human immunodeficiency virus type 1 replication by hydroxychloroquine in t cells and monocytes interaction of silver nanoparticles with tacaribe virus epidemiology, evolution, and recent outbreaks of avian influenza virus in china green-synthesized silver nanoparticles as a novel control tool against dengue virus (den-2) and its primary vector aedes aegypti discovery of 5-[5-fluoro-2-oxo-1,2-dihydroindol-(3z)-ylidenemethyl]-2,4-dimethyl-1h-pyrrole-3-carboxylic acid (2-diethylaminoethyl)amide, a novel tyrosine kinase inhibitor targeting vascular endothelial and platelet-derived growth factor receptor tyrosine kinase silver nanoparticles fabricated in hepes buffer exhibit cytoprotective activities toward hiv-1 infected cells minocycline attenuates hiv infection and reactivation by suppressing cellular activation in human cd4+ t cells vascularized and complex organ buds from diverse tissues via mesenchymal cell-driven condensation inhibition of dengue virus replication by mycophenolic acid and ribavirin cell-based flavivirus infection (cfi) assay for the evaluation of dengue antiviral candidates using high-content imaging the pandemic potential of avian influenza a(h7n9) virus: a review reovirus sigmans and muns proteins remodel the endoplasmic reticulum to build replication neo-organelles functional association of cyclophilin a with hiv-1 virions chloroquine: modes of action of an undervalued drug new perspectives in nanomedicine host genes and influenza pathogenesis in humans: an emerging paradigm a randomized controlled trial of chloroquine for the treatment of dengue in vietnamese adults inhibition of human immunodeficiency virus infectivity by chloroquine nanosilver: new ageless and versatile biomedical therapeutic scaffold common cardiovascular medications in cancer therapeutics chloroquine is a potent inhibitor of sars coronavirus infection and spread the effect of cyclosporine a on infection of susceptible cells by human immunodeficiency virus type 1 generation of a human airway epithelium derived basal cell line with multipotent differentiation capacity cyclosporin a and its analogs inhibit hepatitis b virus entry into cultured hepatocytes through targeting a membrane transporter the treatment of malaria concepts in light microscopy of viruses digoxin suppresses hiv-1 replication by altering viral rna processing inhibitory effects of silver nanoparticles on h1n1 influenza a virus in vitro inhibition of a/human/hubei/3/2005 (h3n2) influenza virus infection by silver nanoparticles in vitro and in vivo anti-malaria drug chloroquine is highly effective in treating avian influenza a h5n1 virus infection in an animal model cyclophilin a is an essential cofactor for hepatitis c virus infection and the principal mediator of cyclosporine resistance in vitro structure-based discovery of clinically approved drugs as zika virus ns2b-ns3 protease inhibitors that potently inhibit zika virus infection in vitro and in vivo host-targeting agents for prevention and treatment of chronic hepatitis c -perspectives and challenges broad-spectrum antiviral agents neuroprotective and anti-human immunodeficiency virus activity of minocycline this work was supported by a research grant from the spanish ministry of economy, industry and competitiveness (bio2015-68758-r, mineco-feder to cr). bp was recipient of a post-doctoral contract from the severo ochoa center of excellence program. key: cord-289321-ahl46ql9 authors: van buuren, nicholas; tellinghuisen, timothy l; richardson, christopher d; kirkegaard, karla title: transmission genetics of drug-resistant hepatitis c virus date: 2018-03-28 journal: elife doi: 10.7554/elife.32579 sha: doc_id: 289321 cord_uid: ahl46ql9 antiviral development is plagued by drug resistance and genetic barriers to resistance are needed. for hiv and hepatitis c virus (hcv), combination therapy has proved life-saving. the targets of direct-acting antivirals for hcv infection are ns3/4a protease, ns5a phosphoprotein and ns5b polymerase. differential visualization of drug-resistant and -susceptible rna genomes within cells revealed that resistant variants of ns3/4a protease and ns5a phosphoprotein are cis-dominant, ensuring their direct selection from complex environments. confocal microscopy revealed that rna replication complexes are genome-specific, rationalizing the non-interaction of wild-type and variant products. no hcv antivirals yet display the dominance of drug susceptibility shown for capsid proteins of other viruses. however, effective inhibitors of hcv polymerase exact such high fitness costs for drug resistance that stable genome selection is not observed. barriers to drug resistance vary with target biochemistry and detailed analysis of these barriers should lead to the use of fewer drugs. in a recent triumph of modern science and medicine, patients chronically infected with hepatitis c virus (hcv) now receive multidrug regimens that are often curative and have low toxicity (lawitz et al., 2013; afdhal et al., 2014; dhaliwal and nampoothiri, 2014) . over the past two decades, researchers have developed and tested thousands of antiviral compounds with varying efficacies and toxicity profiles that have ultimately lead to the fda approval of powerful combination therapies (lawitz et al., 2013; scheel and rice, 2013) . several different direct-acting antivirals (daas) that target the ns3/4a protease, ns5a phosphoprotein, or ns5b rna-dependent rna polymerase of hcv have been approved for use in the clinic (afdhal et al., 2014; dhaliwal and nampoothiri, 2014; manns and von hahn, 2013; younossi et al., 2015) . ideally, the knowledge gained in developing hcv antivirals that are effective and not prone to the outgrowth of drug resistance will be applied to other viruses as well. the emergence of drug-resistant variants follows basic evolutionary principles, requiring spontaneous mutations as well as selective pressure, so that beneficial mutations increase the progeny size of genomes that bear them. the genetic diversity in rna viral genomes results from the high error frequencies incurred by rna-dependent rna polymerases, which occur at approximately 4 â 10 à5 errors for each nucleotide synthesized (sanjuán et al., 2010) . given the iterative copying of positive and negative strands, much higher cumulative error frequencies are observed, even during a single cycle of infection (sanjuán et al., 2010; acevedo et al., 2014) . when more than one mutation is required to confer drug resistance, the outgrowth of drug resistance can be delayed (bloom et al., 2010) . as a result, treatment with combinations of drugs can be extremely effective at suppressing siblings. if the drug target is, for example, a subunit of an oligomeric complex and subunits from different genomes have the opportunity to mix, chimeric oligomers often form. at the time of its creation, the drug-resistant genome will be a minority species, and such chimeras would be predominantly composed of the drug-bound, susceptible components thus incapacitating the entire oligomeric structure. such 'phenotypic masking' was originally invoked to explain the very low frequency of foot-and-mouth-disease escape variants following selection with neutralizing antibodies when passaged at high multiplicities of infection (mois) (holland et al., 1989) . our goal was to screen the hcv-encoded viral proteins that are current targets of antiviral compounds to determine the intracellular dominance relationships between drug-resistant and drug-susceptible genomes. the high cost to viral fitness of sofosbuvir-resistant variants is sufficient to explain its high barrier to resistance. there are currently no antivirals directed against hcv core protein; however, it is likely to be a dominant drug target. we used differential hybridization of rna probes to detect two different genomic rnas in a single cell by confocal microscopy and by flow cytometry. this analysis showed the cis-dominance of hcv viruses that are resistant to inhibitors of either ns3/ 4a protease or ns5a phosphoprotein, consistent with the rapid outgrowth of drug-resistance in patients of these two inhibitor classes. newly mutated drug-resistant genomes first arise within cells that are pre-populated by drug-susceptible genomes. to mimic such mixed infections, we have previously employed co-infection of cultured cells with drug-susceptible and drug-resistant viruses at high mois to ensure mixed infection (tanner et al., 2014; mateo et al., 2015) . for hcv, it is not practical to use high mois to achieve co-infection due to the difficulty of obtaining sufficiently high-titer viral stocks. thus, we needed to develop an approach to distinguish between uninfected, singly infected and co-infected cells in relatively sparsely infected cell populations ( figure 1a) . to detect individual genomes in infected cells, a single-molecule fluorescence in situ hybridization (fish) approach was used. a recently developed branched dna probe technology allows the generation of sufficiently sensitive rna probes to identify single molecules within cells, but requires approximately 1000 nucleotides of differential probe hybridization to achieve specificity (affymetrix inc, 2016) . to create a viral strain with this extreme dissimilarity from wild-type virus, we tested the viability of three different codon-altered versions of the jfh1 variant of hcv ( figure 1b) . each mutated version contained 200-300 nucleotide changes that did not alter the protein sequence (figure 1-figure supplements 1-3). of these codon-altered (ca) variants, ca-1 was inviable, ca-2 showed reduced viral protein accumulation, and ca-3 showed accumulation of both viral protein and rna to abundances equivalent to those of the wild-type virus ( figure 1c) . recently, detailed analysis of covarying nucleotides within the hcv coding region has identified the location of several previously unknown functional rna secondary structures (pirakitikulr et al., 2016) . interestingly, ca-1 contains two such regions and ca-2 contains one, which correlates with decreasing viability, while ca-3 contains no such regions (figure 1-figure supplements 1-3) (pirakitikulr et al., 2016) . thus, subsequent experiments were performed only with ca-3. this variant, now termed 'ca' virus, contains 247 synonymous mutations over a 918-nucleotide region that spans the coding sequences for most of ns2 and the n-terminus of ns3 (figure 1 to test the sensitivity of rna fish probes generated against the positive-and negative-strands of wild-type (wt) and codon-altered (ca) viruses, both confocal microscopy and flow cytometry analyses were employed. branched dna technology allowed the labeling of each target rna with as many as 8000 fluorophores ( figure 2a ) (affymetrix inc, 2016) . huh-7.5.1 cells were infected with either wt or ca viruses, subjected to fish and visualized by confocal microscopy. wt and ca probe sets specifically targeted either the positive-sense ( figure 2b ) or the negative-sense vrna ( figure 2c ) of their corresponding virus. additionally, we tested whether flow cytometry efficiently resolved cells transfected with different vrnas; transfection was used to maximize the yield of each population. we resolved cells transfected with wt vrna (figure 2di) , transfected with ca vrna (ii), a mixture of these two cell types (iii) and cells co-transfected with both wt and ca vrnas (iv). thus, figure 1 . construction of codon altered jfh1. (a) cell cultures coinfected with two strains of hcv result in four populations: uninfected, two types of singly infected, and coinfected cells. (b) three segments of the jfh1 genome, that were roughly 1000 nucleotides in length and had altered codon usage, were designed using geneart algorithms and synthesized. these genome fragments were then cloned into the jfh1 strain of hcv. specific rna probes could be used to monitor the fate of drug-susceptible and drug-resistant viruses in co-infected cells. to test the genetic properties of viruses that are resistant to ns3/4a inhibitors, we employed the original ns3/4a inhibitor, biln-2061 ( figure 3a ) (lamarre et al., 2003) . like other ns3/4a inhibitors, biln-2061 treatment rapidly allows the selection of drug resistant variants both in tissue culture and in patients (lamarre et al., 2003; lin et al., 2004) . given the ease of outgrowth of drug-resistant variants, we hypothesized that ns3/4a was not a dominant drug target and that drug resistance would be genetically dominant. ns3-d168a is the prototypic mutation associated with resistance to ns3/4a inhibitors. asp168 is in close proximity to the protease active site ( figure 3b ). the ability of the ns3-d168a mutation to confer resistance to biln-2061 was confirmed in both the wt and ca backgrounds ( figure 3 -figure supplement 1). as shown schematically in figure 3d , the ability to track cells that are uninfected (u), singly infected with drug-susceptible virus (s), infected with both susceptible and resistant virus (s + r) and singly infected with drug-resistant virus (r), can reveal dominance relationships during co-infection. in the absence of a drug, all viral populations should be present. however, in the presence of a drug, three outcomes are possible depending on the genetic outcome within the r + s population. if drug resistance were trans-dominant ( figure 3e ), the drug-resistant virus would rescue the drugsusceptible genomes and all viruses in r + s cells would survive in the presence of the drug. s cells would drop into the u population, and r cells would survive. if drug resistance were cis-dominant ( figure 3f ), only the r viruses in the r + s cells would survive, because the drug-resistant proteins would be unable to rescue the s viruses in the same cell. consequently, the r + s cells would drop into the r population. if drug susceptibility were dominant ( figure 3g ), all viruses in the r + s cells would be cleared, and the r + s cells, like the s cells, would drop into the u population, and only the r cells would continue to replicate. to determine the dominance relationship between biln-2061-susceptible and the biln-2061resistant virus, huh-7.5.1 cells were infected with ca and wt-d168a viruses ( figure 3c ). cells were infected for 72 hr at mois such that all four populations were represented, followed by 36 hr of continued incubation in the absence or presence of 2 mm biln-2061. cells were then harvested, fixed, co-stained with wild-type and codon-altered rna probe sets and analyzed by flow cytometry. all four cell types appeared in the absence of biln-2061 ( figure 3h ,i). in the biln-2061-treated samples ( figure 3j ,k), the susceptible s population shifted to the u cells as expected. the s + r cells, on the other hand, shifted to the r population upon drug treatment. thus, the drug-resistant viral genomes in the co-infected cells could replicate, but could not rescue the drug-susceptible ones. data from this and replicate experiments ( figure 3i ,k) confirmed the quantitative shift of s + r cells into the r population upon drug treatment. we conclude that, for the ns3/4a target, drug-resistant genomes are cis-dominant for the 1:1 ratio of s and r viruses tested here. we also tested whether over-expressed drug-resistant ns3/4a precursors could rescue biln-2061-susceptible virus ( proteins are drug targets, drug-resistant products will enhance the propagation of only those genomes that encode them, allowing powerful selection for drug resistance. for ns5b polymerase inhibitor sofosbuvir, the few resistant viral variants that arise in patients are highly attenuated. to investigate whether a related compound, r1479 (klumpp et al., 2006) , exacted a similar cost to viral fitness to drug-resistant variants, we attempted to recover r1479-resistant viruses for dominance testing. jfh1 was passaged for multiple rounds of infection in the . each mutation was introduced independently into the jfh1 genome and rna transfections were performed. the t481a genome was the only variant to show any viral rna production by 7 or 21 days post-transfection. we noticed that f427l and t481a were always isolated together. to test whether these mutations could together increase viral fitness, jfh1 viruses were generated that contained both mutations. viruses with the mutations separate or together were passaged extensively in the presence of r1479. occasional resistant outgrowths were observed, but none conferred sustained growth ( figure 3 -figure supplement 3c). thus, like sofosbuvir, the poor viability of mutant viruses resistant to r1479 precludes the ability to perform further genetic analysis but provides an excellent paradigm for antiviral development. transmission genetics and phenotypic dominance of drug-resistant ns5a variant y93n ns5a is highly oligomeric (sun et al., 2015; tellinghuisen et al., 2005) and we were curious as to whether drug resistance or drug susceptibility would be dominant during viral infections. this idea seemed promising because exogenously expressed ns5a has a dominant-negative effect on the growth of hcv replicons (graziani and paonessa, 2004) . additionally, the ns5a inhibitors, as a class, display ec 50 's in the low picomolar range (gao, 2013) , making them among the most potent antiviral compounds ever identified. assuming uniform inhibitor concentrations in cells and in medium, it has been estimated that only a small fraction of ns5a molecules should be bound to drugs under inhibitory conditions (sun et al., 2015; gao et al., 2016) . thus, it seemed mechanistically likely that drug-bound ns5a proteins from drug-susceptible viruses could be dominant inhibitors of ns5a encoded by newly arising drug-resistant ones. however, ns5a inhibitors have generally demonstrated low barriers to resistance in patients. our goal was gain mechanistic insight into this dichotomy. the structures of two such potent ns5a inhibitors, sr2486 (also known as bms-346) (lemm et al., 2011) and daclatasvir (gao et al., 2010) are shown in figure 4a . mutations of tyr93 to asp or his confer resistance to a broad array of ns5a inhibitors (gao et al., 2016) . tyr93 is located near an ns5a dimer interface shown in the crystal structure ( figure 4b ) . thus, this interface is postulated to be part of the binding site for the ns5a inhibitor class. the y93n and y93h mutations were introduced into both the wild-type and codon-altered viruses. as shown in figure 4c , the y93h mutation conferred resistance to both sr2486 and daclatasvir while the y93n mutation conferred resistance only to sr2486. to test whether susceptibility to ns5a inhibitors was dominant in the context of viral infections, we analyzed u, s, s + r and r cell populations by flow cytometry as previously performed for the ns3/4a inhibitor in figure 3 . huh-7.5.1 cells were coinfected with ca and wt-y93n viruses for 72 hr ( figure 4d ). cells were then treated with dmso or 500nm sr2486 for 24 hr, harvested, fixed, costained for wt and ca vrnas and analyzed by flow cytometry. in the absence of the ns5a inhibitor, all four populations, u, s, r + s and r were observed ( figure 4e ,f). in the presence of sr2486, the s population of cells dropped into the u population as expected. as was the case in figure 3 , the co-infected r + s population of cells dropped into the r population. thus, resistance to ns5a inhibitor sr2486 in the context of viral infection was genetically dominant and the lack of rescue of the s virus with which it was mixedly infected shows that drug resistance is also cis-dominant. hcv infected cells become resistant to superinfection upon expression of non-structural proteins (schaller et al., 2007; tscherne et al., 2007) . due to this superinfection exclusion, it is likely that all coinfected cells arise through nearly synchronous infection throughout the course of the experiment. to control for any effects on selection that may occur due to the differential timing of coinfections that occurs over the initial 72 hr incubation period, we performed the same experiment with higher titer virus and a single cycle of infection in the absence of drug. huh7.5.1 cells were infected at an moi of 1 focus-forming unit (ffu)/cell with ca and wt-y93n viruses and incubated for only 24 hr before drug treatment. cells were then incubated in the absence and presence of 500nm sr2486 for an additional 24 hr. in this case, we also observe cis-dominance of drug resistant wt-y93n genomes, indicating that asynchronous coinfection has no effect on selection ( figure 4g) . finally, the cis-dominance of daclatasvir-resistant wt-y93h was observed when coinfected with drug susceptible virus (s) in the absence and presence of daclatasvir ( figure 4h ). we conclude that ns5a, despite being an oligomeric species is not a dominant drug target. instead, genomes resistant to ns5a remain drug resistant in co-infected cells but do not rescue drug-susceptible viruses present in the same cell. this is consistent with the observed outgrowth of viruses that are resistant to ns5a both in cultured cells and in patients, and with an earlier report that at least some functions of ns5a act exclusively in cis (fridell et al., 2011) . one hypothesis that could mechanistically account for cis-dominant drug resistance is that ns5a molecules expressed from different alleles may not freely associate in mixed oligomers. as previously demonstrated, two different ns5as expressed from the same rna can associate, while ns5a molecules expressed from different constructs could not (berger et al., 2014) . we were curious whether the dominance phenotypes were altered if we forced ns5a alleles to mix. to test whether exogenously expressed drug-susceptible ns5a proteins could co-assemble with drug-resistant ns5a, we utilized the previously described hcv plasmid that expresses ha-tagged and gfp-tagged ns5a within the same polyprotein but does not support genome replication ( figure 5a) . constructs that contained all combinations of drug-susceptible ns5a (s) and the drug-resistant y93n variant (r) were created. upon transfection, all tagged proteins were expressed and can be observed in figure 5 (input, panels b,c). immunoprecipitation with anti-ha antibodies revealed that the gfptagged and ha-tagged ns5a proteins were present in the same complexes in the presence or absence of sr2486. therefore, as has been shown previously, mixed oligomers can form upon coexpression within the same polyprotein (berger et al., 2014) . furthermore, these interactions are not disrupted by drug treatment or by drug-resistant mutations ( figure 5b ,c). to determine whether there were any functional consequences of mixed oligomer formation, we visualized cells that expressed mixed oligomers using confocal microscopy. all s and r combinations of ns5a co-localized at discrete membrane-associated complexes characteristic of hcv infection in the absence of drug ( figure 5d , top panel). however, in the presence of sr2486, membrane-associated complex formation was inhibited in r:s and s:s expressing cells and observed only in r:r expressing cells ( figure 5d, bottom panel) . the dispersal of ns5a signal upon drug treatment in the presence of s protein makes ns5a protein appear less abundant ( figure 5d ). however, the immunoblots demonstrate that no such decrease in expression occurs as we observe equal levels of ns5a protein independent of allele or the presence of drug ( figure 5b ,c). one hallmark of hcv infection is the accumulation of cytoplasmic lipid droplets (miyanari et al., 2007; romero-brey et al., 2012) . electron microscopy performed by high-pressure freezing and freeze-substitution, to preserve membrane structure, revealed many lipid droplets in the cytoplasm of cells expressing s:s, r:r and s:r combinations of ns5as in the absence of inhibitor ( figure 5e,f) . however, in the presence of sr2486, only the r:r cells displayed the accumulation of lipid droplets ( figure 5e , g). therefore, using both assays, the presence of drug-susceptible ns5a prevented drug-resistant phenotypes from being displayed, and thus drug-susceptibility was genetically dominant. this confirmed our original hypothesis that ns5a had the potential to be a dominant drug target. one of the most likely mechanisms for cis-dominance, when the benefit of a particular gene product accrues only to the genome that encodes it, is physical isolation. we hypothesized that hcv genomes co-infecting the same cell might be physically isolated from each other. to test this possibility, confocal microscopy was used to identify and localize negative vrna strands in genome-specific rna replication complexes ( figure 6a ). the majority of negative strands of the two different viruses were found to be discrete. identification and quantification the vrna puncta in coinfected cells was determined computationally using volocity software. this program determined the number of negative strand puncta per cell per strain and quantified how many puncta overlapped ( figure 6b ). this value was low even for the positive stranded vrnas, which are present in the cytoplasm at much higher frequencies ( figure 6a,b) . as a positive control for colocalization, we performed a similar experiment but additionally stained for ns5a or core in addition to minus strand vrnas. we would expect minus strand vrna and ns5a to colocalize strongly, as ns5a is present inside replication complexes. alternatively, core is not localized directly within replication complexes, but is present within packaging complexes and on lipid droplets, which are nearby. volocity was used to count negative strand vrnas, and then asked, how many of those puncta were touching ns5a or core. representative images demonstrating each of the pairwise comparisons demonstrate that nearly 80% of all minus strand vrnas were touching ns5a while fewer than half of the minus strand vrnas were touching core ( figure 6c,d) . these data support the hypothesis that, upon co-infection, drug-resistant and drug-susceptible rna genomes create independent membranous web structures, limiting the mixing of ns3/4a and ns5a proteins and their precursors. this scenario is modeled schematically in figure 6e . failure of ns5a proteins to mix during infection is a likely explanation for the cis-dominance of drug resistance observed in cultured cells (figure 4) . these circumstances account for the ready outgrowth of drug resistance in patients (gao et al., 2016) , even though ns5a is highly oligomeric. (berger et al., 2014) were created to co-express ha-and gfp-tagged ns5a alleles. huh7-lunet-t7 cells were transfected with ptm-dual-ns5a constructs that contained two drug-resistant (r), two drug susceptible (s), or mixed alleles of ns5a. proteins from transfected cell extracts that were incubated in the absence (b) or presence (c) of sr2486 were subjected to sds-page without further fractionation (input) or after immunoprecipitation with anti-ha antibodies (ip aha). the gel was subjected to immunoblotting with gfp or ha antibodies as indicated. (d) cells were transfected with dual-ns5a constructs in the absence or presence of sr2486 for 24 hr. cells were then fixed, stained with anti-ha antibodies and visualized by confocal microscopy. representative images from over 25 cells are presented. (e) cells transfected with dual-ns5a constructs that expressed drug-susceptible (s) and drug-resistant (r) alleles as shown were prepared for electron microscopy by highpressure freezing and freeze-substitution and visualized by transmission electron microscopy. even when drug-resistant ns5a was overexpressed in a precursor form, no rescue of drug-susceptible virus was detected (figure 3-figure supplement 2c ). it has previously been shown that when ha-and gfp-tagged ns5a molecules were expressed on different constructs such as those depicted in figure 5a , no mixed complexes were formed (berger et al., 2014) . thus, even though high-order ns5a oligomers are formed in infected cells, it is unlikely that these are mixed-allele oligomers, preventing dominant inhibition of drug-resistant hcv. due to the highly mutagenic nature of rna viruses and the large number of genomes and antigenomes generated during infection, a high barrier to drug resistance is extremely difficult to achieve. this has led to abandoned usage and development of many otherwise promising antivirals. to decrease the frequency with which drug-resistant variants arise, combinations of antivirals that, individually, exhibit low barriers to resistance are often used. when drug-resistant variants are first formed intracellularly, through error-prone rna replication, they arise in a population that includes parental and sibling drug-susceptible viruses. several genetic relationships between drug-resistant and drug-susceptible genomes are possible. first, the drug resistance of the new variants has the potential to be genetically dominant, and rescue both resistant and susceptible viral genomes. alternatively, drug resistance can be cis-dominant, with the drug-resistant products rescuing only the genomes that encode them. finally, the drug-resistant genome can fail to benefit any genomes in the cell because the drug-susceptible products present in the same cell are dominant inhibitors. the daas targeting ns3/4a protease of hcv were the first to be discovered (lamarre et al., 2003) and the first to reach the clinic jacobson et al., 2011) . it was soon realized that, both during the growth of hcv replicons in cultured cells and in phase ii clinical trials, drug-resistant viruses were generated rapidly (lin et al., 2004) . nonetheless, in 2011, further advances led to fda approval of telaprevir and boceprevir poordad et al., 2011) . the anticipation, which proved to be correct, was that inhibitors of ns3/4a would prove useful in combination therapies (feld et al., 2014; lawitz et al., 2014) . we have used flow cytometry to identify cell populations that are co-infected with hcv that is susceptible or resistant at a 1:1 ratio, to protease inhibitors. within these cells, the drug-resistant genomes replicated, but the drugsusceptible genomes did not. we therefore conclude that ns3/4a inhibitor resistance is cis-dominant (figure 3) , which should allow the rapid and specific selection for outgrowth from its cell of origin. cis-dominance of drug resistance was also not originally anticipated while targeting ns3/4a. the original characterizations of the ns3/4a protease suggested that cleavage of the ns3/4a junction occurred in cis, but that cleavages at the 4a/4b, 4b/5a and 5a/5b junctions could all occur in trans (bartenschlager et al., 1994) . we felt that it was therefore, more likely, that drug-resistant ns3/4a could rescue drug-susceptible virus within the same cell. ns3/4a is not known to assemble into high-order oligomers in the same manner as ns5a, and we therefore did not anticipate drug-susceptible ns3/4a would be trans-dominant. furthermore, a trans cleavage assay demonstrated that a ns4b-5b polyprotein could be cleaved by ns3/4a supplied in trans (romero-brey et al., 2015) . however, the trans-cleavage system does not result in membranous web formation that would accompany genome sequestration. other groups have reported a different result, that defective ns3 mutants cannot be rescued in trans by replicons with functional ns3/4a (kazakov et al., 2015; appel et al., 2005) . our interpretation of these studies is that ns3/4a is likely physically able to figure 6 continued (c) huh7.5.1 cells were coinfected with ca and wt-y93n at a moi of 1 ffu/cell for 24 hr. cells were costained to visualize core or ns5a together with ca and wt vrnas. representative cells are displayed demonstrating all pairwise comparisons analyzed for colocalization. (d) volocity was used to quantify the number of vrnas per cell, the number of colocalized vrnas, as well as the number of vrna puncta touching ns5a or core. (e) depiction of the clonal nature of individual rna replication sites (adapted from figure 9 in zayas et al., 2016] ). membrane invaginations house either drugresistant (red) or drug-susceptible (blue) genomes. in the model, the rna replication sites are segregated and therefore only the rna from drugresistant virus is amplified in the presence of inhibitors of rna replication. it is visually suggested that ns5a molecules that bring core protein to lipid droplets for viral assembly mix on this surface and that this could lead to genetic dominance of drug susceptibility at a packaging step. cleave in trans in cells, but requires access to the alternate precursor proteins in order for this to occur. therefore, cis-dominance of drug-resistance is likely the result of a lack of free-mixing of ns3/ 4a encoded by different vrnas within the same cell. ns5a emerged as an hcv drug target through a chemical genetics screen for compounds that inhibited hcv growth but did not target the ns3/4a protease or the ns5b polymerase (gao et al., 2010) . the ease with which resistant viruses were selected suggested that drug resistance was either dominant or cis-dominant. this was somewhat surprising, given that ns5a is oligomeric and the ns5a inhibitors are extremely potent, and have been postulated to function at sub-stoichiometric ratios to ns5a protein (gao, 2013) . indeed, when drug-susceptible and drug-resistant ns5a protein were co-expressed in the present study, hetero-oligomers formed and the biological phenotypes of the drug-susceptible protein were dominant ( figure 5) . nonetheless, single-cell analysis of cells coinfected at a 1:1 ratio with ns5a inhibitor-susceptible and -resistant viruses showed, as with the ns3/4a inhibitor, that resistance to both sr2486 and daclatasvir was cis-dominant ( figure 4) . what does cis-dominant resistance mean mechanistically? one potential mechanism is physical sequestration of the rna replication complexes of the two co-infecting genomes. genome-specific rna probing of co-infected cells revealed that both the negative strands and positive strands from the two viruses were present at physically distinct locations ( figure 6 ). it is therefore highly probable that membrane-associated proteins such as hcv ns3/4a and ns5a do not mix within individual rna replication complexes. however, not all mutations in a particular viral product should lead to the same defect with the same genetic properties. for example, we show here that viruses that are defective in a function of ns5a in rna replication complexes are not rescued and have no effect on the outgrowth of drug-resistant variants. however, ns5a also plays an important role in packaging and assembly of mature hcv particles on lipid droplets (miyanari et al., 2007; boson et al., 2017) . lipid droplets are large and form adjacent to rna replication complexes. in figure 6e , we have depicted the possibility that ns5a molecules encoded by distinct rna replication complexes might mix on the surface of these lipid droplets. however, if replication of the drug-susceptible genomes is inhibited, contribution of their encoded proteins to any oligomers on the surface of lipid droplets should be minimal. in this vain, a hypothetical ns5a inhibitor that allowed rna replication but inhibited the function of ns5a in particle assembly might have different genetic properties than the ns5a inhibitors currently in use. viral capsids have especially interesting genetic properties, often intermixing within co-infected cells. defective capsid proteins of poliovirus, hbv and hiv have been shown to be dominant inhibitors of wild-type viruses (crowder and kirkegaard, 2005; tanner et al., 2016; tan et al., 2013; tan et al., 2015; trono et al., 1989; pettit et al., 2005; lee et al., 2009; müller et al., 2009; checkley et al., 2010) . thus, when antiviral targets are capsid proteins, drug susceptibility can be genetically dominant by suppressing the outgrowth of drug-resistant virus within the cell in which it is first generated (crowder and kirkegaard, 2005; tanner et al., 2014; kirkegaard et al., 2016) . for hcv, very few inhibitors of capsid function have been identified, and their inhibition of viral growth is not sufficiently robust to make genetic experiments possible (kota et al., 2010) . it is therefore not yet possible to test if, as we hypothesize, drug-susceptible virus will prove to be a dominant inhibitor of drug resistance. consistent with this hypothesis, however, epitope-tagged hcv core protein can form mixed disulfide-bonded core oligomers (kushima et al., 2010) . the success of combination therapy for hcv and the efficacy of the individual constituents illustrate some of the weapons in the arsenal of antiviral strategies. future directions are likely to include, as well, the rational design of antivirals with high barriers to resistance such as those that hyper-stabilize oligomers and the prediction of daa targets that impart a high fitness cost to drug resistance. huh7.5.1 cells were a gift from dr. michael gale jr (university of washington) and were cultured in dmem (sigma, st. louis, mo) supplemented with 10% fetal bovine serum (omega, tarzana, ca), penicillin/streptomycin (invitrogen, grand island ny), non-essential amino acids (invitrogen), and glutamax (invitrogen). huh7-lunet-t7 cells were a gift from dr. ralf bartenschlager (university of heidelberg) and were cultured in dmem supplemented with 10% fetal bovine serum, penicillin/ streptomycin, non-essential amino acids, glutamax and 5 mg/ml zeocin (invitrogen). cell line identification was performed using str profiling services available through the stanford functional genomics facility. alignments were generated using huh7 as a reference. cell lines were screened for mycoplasma contamination using the mycoalert mycoplasma detection kit (lonza). the plasmid pjfh1 was a gift from dr. michael gale jr (kato et al., 2006) . this plasmid contains a synthesized genome length copy of the jfh1 strain of hcv (genotype 2a). to produce cell-culturederived hcv particles (hcvcc), pjfh1 was digested with xbai (new england biolabs). the linearized plasmid was then used as a template for in vitro transcription with the megascript high yield transcription kit (ambion). vrna was purified using trizol (invitrogen) and electroporated into huh7.5.1 cells as previously described to generate hcvcc cultures (wakita et al., 2005) . following a period of amplification, hcvcc cultures were converted to human serum media as described previously (steenbergen et al., 2013) . human serum media comprised dmem supplemented with 2% heat inactivated human serum (omega), penicillin/streptomycin, non-essential amino acids and glutamax. antibodies recognizing hcv core (abcam), gapdh (santa cruz biotechnologies), gfp (life technologies) and ha (genscript) were purchased from the individual suppliers. antibodies recognizing ns5a were described previously (lindenbach et al., 2005) . to construct codon-altered strains of hcv, we subjected three approximately 1000-nucleotide fragments of the jfh1 genome through the geneart codon optimization algorithm offered by life technologies. the genome fragments were composed of nucleotides 2613-3530 (ca-3), 7441-8456 (ca-2), and 7867-8896 (ca-1). all three codon-altered genome fragments were synthesized by life technologies and cloned into the pjfh1 plasmid by restriction digestion and ligation with t4 dna ligase (invitrogen). the resulting plasmids: pjfh1-ca-1, pjfh1-ca-2 and pjfh1-ca-3, were used to produce hcvcc cultures as described above. to create drug-resistant hcvcc cultures, two subcloning plasmids were created by pcr by amplifying nucleotides 6395-8670 or 4584-6498 of the pjfh1 plasmid with taq polymerase (new england biolabs) and ligating the pcr products into pcr2.1 (invitrogen). the resulting plasmids, pcr2.1-6395-8670 and pcr2.1-4584-6498 were used as templates for site-directed mutagenesis using the quikchange site-directed mutagenesis kit (agilent technologies). pcr2.1-6395-8670-y93n was generated using the forward primer 5'-cctatcaattgcaatacggagggccag tgcgcgcc-3' and the reverse primer 5'-ggcgcgcactggccctccgtattgcaattgatagg-3'. pcr2.1-6395-8670-y93h was generated using the forward primer 5'-cctatcaattgccatacg-gagggccagtgcgcgcc-3' and the reverse primer 5'-ggcgcgcactggccctccgtatgg-caattgatagg-3'. pcr2.1-4584-6498-d168a was generated using the forward primer 5'-aaatccatcgccttcatcccc-3' and the reverse primer 5'-ggggatgaaggcgatggatttggc-3'. these mutated hcv genome fragments were cloned into pjfh1 or pjfh1-ca using restriction digestion and ligation with t4 dna ligase (invitrogen). hcvcc cultures were generated as described above. the plasmids ptm_ns3-5b_ns5a-ha_2a_ns5a-gfp_jfh1 (referred to as ptm-dual-ns5a) and ptm_ns3-5b_ns5a-gfp (referred to as ptm-ns3-5b) were the generous gifts of dr. ralf bartenschlager (university of heidelberg). the d168a and y93n mutations were cloned into the ptm-ns3-5b plasmid using the quikchange lightening mutagenesis kit using the primers described above. the ns5a alleles of the ptm-dual-5a plasmid were first separated by removing an rsrii fragment containing most of the ns5a-gfp allele to create ptm-dual-5a-drsrii and pcdna5-ns5a-gfp-rsrii. site-directed mutagenesis was performed using the quikchange lightening kit on ptm-dual-5a-drsrii or on pcdna5-ns5a-gfp-rsrii independently. the rsrii fragments containing wildtype ns5a or ns5a-y93n were then cloned back into the ptm-dual-5a-drsrii vectors to create all combinations of wild-type ns5a and ns5a-y93n ptm-dual-5a. vrna was harvested from cells using trizol (invitrogen) or collected from hcvcc culture supernatants using the qiaamp vrna mini kit (qiagen). a standard curve was generated using in vitro transcribed hcv vrna. qrt-pcr was performed using the quantitect sybr-green rt-pcr kit (qiagen) and the qrt-pcr forward 5'-ctggcgactggatgcgtttc-3' and reverse 5'-cgcattcctccatc tcatca-3' primers. alternatively, the following ca-specific primers were used: forward 5'-gtggtg tccatgaccggca-3' and reverse 5'-ggtcacggggcctctcagt-3', or the following wt-specific primers were used: forward 5'-gtggtgagtatgacggggc-3' and reverse 5'-cgtgaccg-gaccccgtaag-3'. samples were analyzed on a 7300 real-time pcr machine (applied biosystems). wt vrna target probes recognizing the ns2 region of either the positive or negative strand were designed and synthesized by affymetrix. these probes were specifically designed to avoid detection of codon-altered jfh1 viral rna. additionally, probes were designed to recognize the corresponding region of the negative or positive strand jfh1-ca vrna. these ca target probes were specifically designed not to recognize the wt vrna. huh7.5.1 cells were infected with wt or ca hcvcc particles for 72 hr. infected cells were fixed with 4% formaldehyde solution (sigma) and subjected to rna in situ hybridization (ish) using the viewrna cell assay kit (affymetrix) according to the manufacturer's protocol. cells were co-stained with both ca and wt vrna target probe sets in all experiments. cells were visualized on a leica sp8 confocal microscope. protein and vrna colocalization was performed on cells coinfected with jfh1-ca and jfh1-y93n for 24 hr. following infection, cells were fixed and stained using the view-rna cell plus assay reagents. core and ns5a were visualized using the antibodies described above at a 1 to 100 dilution followed by the anti-mouse-alexaflour-647 secondary antibody at 1 to 200 dilution. quantification of colocalization was performed using volocity software (perkin elmer). briefly, we defined vrna puncta as objects larger than 0.1 mm 2 . objects larger than 0.25 mm 2 were broken into subunits based on total volume. objects sharing 0.05 mm 2 of mutual space were quantified as mutual. due to the localization patterns of core and ns5a, spot counting algorithms were not appropriate. total vrna objects and as well as the total number of vrna objects touching ns5a or core were quantified. huh7-lunet-t7 cells were transfected with ptm-dual-ns5a constructs using branched polyethylenimine (sigma-aldrich) at a ratio of 1:3. at 4 hr post-transfection, cells were treated with 500nm sr2486 or a dmso control. at 24 hr post-transfection, cells were fixed with 4% paraformaldehyde, stained with anti-ha antibodies and dapi and visualized on a leica sp8 confocal microscope. a more detailed description of the rna fish microscopy methods are provided in bio-protocol (van buuren and kirkegaard, 2018) . huh7-lunet-t7 cells were transfected with ptm-dual-ns5a constructs using the polyethylenimine transfection reagent. at 4 hr post-transfection, cells were treated with dmso or 500nm sr2486. at 24 hr post-transfection, cells were harvested using an enzyme-free cell dissociation buffer (life technologies) and facs sorted for gfp-positivity on a facs aria cell sorter. gfp-positive cells were resuspended in 20% bsa in pbs then placed into a 200 mm deep hat and high-pressure frozen using a leica empact2. frozen samples were then freeze substituted in 1% osmium tetroxide and 0.1% uranyl acetate in acetone using a leica emafs at à90˚c for 72 hr, warmed to à25˚c in 16.3 hr at 4˚c/ hr and held for 12 hr then warmed to 0˚c in 5 hr at 5˚c/hr and held for 12 hr. the samples were then washed two times in acetone, then in propylene oxide for 15 min each. samples are infiltrated with embed-812 resin (ems cat#14120) mixed 1:2, 1:1, and 2:1 with propylene oxide for 2 hr each, leaving samples in 2:1 resin to propylene oxide overnight rotating at room temperature. the samples are then placed into embed-812 for three hours then placed into taab capsules with fresh resin and placed into a 65˚c oven overnight. sections were taken between 75 and 90 nm, picked up on formvar/carbon coated 100 mesh copper grids, then contrast stained for 30 s in 3.5% uranyl acetate in 50% acetone followed by 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resensitizing daclatasvir-resistant hepatitis c variants by allosteric modulation of ns5a l159f and v321a sofosbuvir-associated hepatitis c virus ns5b substitutions genetically altering the thermodynamics and kinetics of hepatitis b virus capsid assembly has profound effects on virus replication in cell culture the interface between hepatitis b virus capsid proteins affects self-assembly, pregenomic rna packaging, and reverse transcription dominant drug targets suppress the emergence of antiviral resistance exploiting genetic interference for antiviral therapy structure of the zinc-binding domain of an essential component of the hepatitis c virus replicase hiv-1 gag mutants can dominantly interfere with the replication of the wild-type virus detection and differentiation of multiple viral rnas using branched dna fish coupled to production of infectious hepatitis c virus in tissue culture from a cloned viral genome treatment with ledipasvir and sofosbuvir improves patient-reported outcomes: results from the ion-1, -2, and -3 clinical trials coordination of hepatitis c virus assembly by distinct regulatory regions in nonstructural protein 5a we thank drs. yury goltsev and garry nolan for advice on fluorescent cell sorting-based visualization of rna, drs. michael gale jr. and ralf bartenschlager for the generous donation of reagents and dr. peter sarnow for critical reading of the manuscript. we would like to acknowledge the work of drs. jeannie spagnolo and ernesto mendez for initiating hcv research in our laboratory. this work was supported by funding to kk from nih u19ai109662 (jeffrey glenn, pi), an nih director's pioneer award and the alison and steve krausz innovation fund. nvb was supported by the canadian institutes for health research ncrtp-hepc training program and the american liver foundation. electron microscopy was performed in a facility supported in part by arra award number 1s10rr026780-01 from the national center for research resources (ncrr). the cell sciences imaging facility used for confocal microscopy was supported by arra award number 1s10od010580 from the ncrr. the contents of this manuscript are solely the responsibility of the authors and do not necessarily represent the official views of the ncrr or the national institutes of health. key: cord-016283-b6yywn9f authors: hasan, ashfaq; praveen, sai haranath; tarke, chandrakant; abdullah, fahad title: clinical aspects and principles of management of tuberculosis date: 2019-08-07 journal: mycobacterium tuberculosis: molecular infection biology, pathogenesis, diagnostics and new interventions doi: 10.1007/978-981-32-9413-4_20 sha: doc_id: 16283 cord_uid: b6yywn9f tuberculosis over the ages, has killed more people than any other infection has. notwithstanding the advances in modern science, clinical diagnosis sometimes remains elusive, owing principally to the frequent paucibacillary occurrence of the disease and the slow doubling time of the organism; empiric treatment is often fraught with risks in the era of increasing drug resistance. this chapter attempts to provide an overview of the disease, beginning with the pathogenesis and its protean clinical presentations. it also discusses the recent evolution of molecular methods that have lately provided an impetus to early diagnosis with a clear opportunity to unmask drug resistance before initiating “blind”, potentially ineffective, and sometimes harmful treatment with standard therapy. the chapter also provides insight into tuberculosis in special situations, and discusses briefly the treatments in uncomplicated cases as well as in special situations, and in instances of drug resistance. preventive methods including current and upcoming vaccines are mentioned. finally, a short discussion of the sequelae of tuberculosis—which have the potential to be confused with active disease—is presented. tb can involve all organs except the nails, hair and teeth [ekaterina kulchavenya. ther adv infect dis. 2014 apr;2(2): 61-70]. pulmonary tb is the most common form of tb. the symptomatology of tb has to do with its pathogenesis, the specific organ system involved and the duration of the disease. primary tb, which occurs in the mycobacterium-naive individual, usually presents with a frequently occult primary focus in the peripheral lung parenchyma (stead's focus) accompanied by a pleural effusion; or by a primary focus-frequently inapparent-in the lower part of the upper lobe or the upper part of the lower lobe (ghon's focus) accompanied by lymphadenopathy. other manifestations of primary tb such as erythema nodosum or phlyctenular conjunctivitis may be present. in young children with immature cellular immunity, or in immunocompromised individuals, the process may evolve to progressive primary disease. symptoms and signs relate to the compressive effect of enlarged lymph nodes on adjacent structures (collapse or hyperinflation of a lobe or segment), or rupture of caseating lymph nodes into a bronchus, with bronchiectasis later supervening in such a lobe. post-primary disease, the typical adult form of tb, usually occurs by reactivation of a dormant focus-or less frequently, by reinfection; the better aerated lung apices are preferentially involved. the classical triad of the constitutional symptoms of tb (fever, night sweats, weight loss)-most usually of several weeks' duration-is present in a high proportion of patients (heemskerk et al. 2015) . the extent of disease at the time of first diagnosis may be variable, from patchy consolidation to a large cavity. this not only reflects the protean pulmonary forms of the process but also has to do with host immunity, the virulence of the strain and, most of all, with the time elapsed between disease onset and diagnosis. cavitation is an important milestone in the timeline of the post-primary pulmonary tuberculosis. with ingress of o2-rich air into a fresh cavity (caused by the coughing out of a caseous collection), the aerobic mycobacterium is presented with an opportunity to multiply manifold in an aerobic environment: the infectiousness of the subject (and the possibility of a positive diagnosis on sputum testing) commensurately increases (golub et al. 2006) . cavitation also increases the propensity to haemoptysis (which may sometimes be massive) and that of cavitary colonization with a fungal ball (mycetoma) later on in healed disease. one third of all individuals affected with post-primary tb die within a few months ("galloping consumption") (reported tuberculosis in the united states, 2013 2014). the remainder either go on to develop a chronic pattern with a more gradual progressive decline or undergo spontaneous remission of the process and restoration to health. with chronicity, fibrosis is common. disseminated tb, which often casts "miliary" shadows in the lungs, occurs due to haematogenous dissemination following either primary or post-primary tb. the name derives from the resemblance of the widespread granulomatous lesions to millet seeds (seen in pathological specimens as 1-2 mm yellow granules). symptoms may be nonspecific and depend on the site and degree of organ involvement. hepatosplenomegaly, lymphadenopathy and pleural effusions may be present. fundus examination, often neglected, will frequently show choroid tubercles, which are virtually diagnostic of the condition in a likely setting. diagnosis often hinges on microbiology from broncho-alveolar lavage (bal) or on biopsy of involved organs (lewinsohn et al. 2017) though it may occasionally be made on sputum (sponaneously expectorated or induced). disseminated tb disseminated tb should always raise suspicion for an accompanying immune deficiency such as hiv disease. sometimes an occult disseminated form of tb ("cryptic miliary tb") presents as a "fever of unknown origin", usually in the elderly or immunocompromised patients. in difficult cases (as with the classic miliary form), bone marrow or liver biopsy with mycobacterial cultures may be diagnostic. unlike the post-primary form of disease, untreated miliary tb is predictably fatal. extra-pulmonary tuberculosis has been increasingly seen since the advent of the hiv epidemic. tb can involve any organ of the body (other than nails, hair and teeth). organ systems typically involved include pleura (pleural effusions), lymph nodes (generally cervical or mediastinal), airway (endobronchial tuberculosis), skeletal (joint or vertebral involvement, sometimes with a psoas abscess), gastrointestinal, genitourinary, meningeal and pericardial involvement. symptoms pertain to the system involved, but diagnosis may be difficult unless a high degree of suspicion is maintained. tissue or fluid samples from the involved organs with staining, mycobacterial cultures or molecular probe assays are often diagnostic although radiological patterns in specific cases may be very suggestive of the process (e.g. vertebral involvement with a paraspinal abscess) (lewinsohn et al. 2017) . the diagnosis of tuberculosis, especially in the developed nations, rests on the keystone of suspicion. physical examination is generally unrewarding. auscultation of the lung typically underestimates the lung problem relative to that seen on imaging. with a pleural effusion, breath entry is typically decreased, with a flat note over the effusion. cavernous bronchial breathing may be detected over a cavity, and tubular bronchial breathing over an area of consolidation or dense fibrosis. the radiologic features in the various forms of pulmonary tb have already been discussed above under the relevant heads. microbiological isolation of the mycobacterium tuberculosis on culture has been the only definitive test for tb thus far, though it could be argued that molecular probes for specific mycobacterial genes and other technologies (discussed below and also elsewhere in this book) offer viable and more attractive options for diagnosis. presumptive diagnosis is typically achieved by microscopy (usually of sputum, but also of fluid obtained by bal and other means) (pai et al. 2016 ). mycobacteria, not being stainable by "conventional" stains, require a modified acid stain (the ziehl-neelsen method) in order to be visualized; led microscopy though relatively expensive, by making the bacilli easy to see under low power, enables more fields to be scanned in a shorter period of time, and thus increases the sensitivity of microscopy several-fold (bhalla et al. 2013) . conventional culture methods are slow (4-6 weeks, less by radiometric assays), and frequently there is a compelling need to start appropriate anti-tubercular therapy as early as possible. rapid culture techniques are now in universal use. they use liquid rather than solid media. the mycobacteria growth indicator tube (mgit) method takes days rather than weeks and facilitates drug sensitivity testing. since relapses (see below) occur in approximately 5% of patients after 6 months of standard therapy, it is a moot point whether establishment of minimum inhibitory concentrations (mics) in the presence of a "critical concentration" of drug is relevant in selected cases (colangeli et al. 2018) . automated nucleic acid amplification technology (naat) has the potential of amplifying even a fragment of mycobacterial dna rapidly (in 2 h) and has revolutionized tb diagnosis. in its currently available form, the genexpert test is intended specifically to diagnose mycobacterium tuberculosis (and thereby differentiate it from other mycobacteria such as environmental mycobacteria), and also presumptively diagnose rifampicin resistance. though not invariable, rifampicin resistance also implies inh resistance. together, rifampicin and inh resistance fulfil the diagnosis of multiple drugresistant tb (mdr-tb). thus a positive genexpert test makes a presumptive diagnosis of mdr-tb (steingart et al. 2009 ). the test is more sensitive than direct microscopy and extremely specific (steingart et al. 2014 ). the test is not infallible, however, and any result that is discordant with the clinical picture should either be repeated or further information sought using another modality. false-positive naat results can occur due to laboratory contamination. importantly, naat can detect nucleic acid from dead non-viable bacilli, and so a positive test after completion of the course of treatment has no relevance in that situation (boyles et al. 2014) nor is it of relevance in monitoring response to treatment (friedrich et al. 2013) . it is important to realize that naat is not a substitute for afb smear and culture testing; culture is essential for species identification and for drug susceptibility testing (cheng et al. 2005) . a more sensitive version of xpert has been developed. the line probe assays (lpa) can permit rapid identification of specific gene markers associated with rifampicin resistance alone or in combination with isoniazid, and provide clinically relevant information about the level of inh resistance (low level associated with the inh-a gene; versus high level associated with the kat-g gene) (who treatment guidance for drug resistant tuberculosis 2016). definitive diagnosis has traditionally hinged on the culture characteristics of mtb: species discrimination can be achieved on the basis of colony morphology as well as on the basis of biochemical tests performed on the culture. conventional culture (lowenstein-jensen medium and its variants) is capable of detecting as few as ten bacteria per millilitre with the sensitivity and specificity of sputum culture approximating 80 and 98%, respectively (morgan et al. 1983) . following initial culture, species identification is done by any of the following techniques: biochemical methods (testing, nucleic acid hybridization probes, high-pressure liquid chromatography or mass spectrophotometry). drug sensitivity testing is subsequently carried out, usually at a reference laboratory (shinnick and good 1995) to first-line anti-tubercular agents, but sometimes to second-line agents as well when resistance to components of first-line anti-tubercular agents has been documented. in individuals living with hiv who have cd4 counts <100 cells/mm 3 , or those who are immunocompromised, mycobacterial cultures of blood and urine should complement conventional testing. point-of-care urinary detection of lipoarabinomannan, a component of the mycobacterial cell wall (urine lam test) may be useful for hiv-infected individuals, and its use may possibly confer a mortality benefit (reported tuberculosis in the united states, 2013 2014). the future of point-of-care devices is next-generation sequencing, and, perhaps, innovations like detection of volatile organic compounds in exhaled breath (garcia-basteiro et al. 2018) serological tests (tests for antibodies against tb) have poor sensitivity and specificity; false-positive tests are ubiquitous, and serologic testing for the diagnosis of tb is discouraged by the who. a pleural fluid adenosine deaminase (ada) >35 u/l has been reported to be 93% sensitive and 90% specific for the diagnosis of pleural tb in lymphocytic exudates (garcia-zamalloa and taboada-gomez 2012). tb infection can rapidly progress to disease in infants and young children (progressive primary tb). mortality is high in early childhood because of the severe forms of tb (such as miliary tb and meningeal tb) that occur more frequently in young children. progressive primary tb is a serious consequence of primary tuberculosis. consolidation or bronchopneumonia is more common than cavitary disease in children. haematogenous dissemination leading to miliary tb is also more common in infants and young children. tubercular pleural effusion, however, is less common in children below 5 years of age. central nervous tb is the most serious form of childhood tb (prevention 2014). the presentation is usually with nonspecific symptoms such as fever, headache, drowsiness and irritability, but in advanced cases, vomiting, neck rigidity, seizures, focal neurologic deficit and coma may supervene. since sputum samples for diagnosis are difficult to obtain in young children (children tend to swallow sputum rather than expectorate), gastric washings can rather be sent for microbiological examination. a ppd test that is greater than 10 mm in bcg-unvaccinated children and > 15 mm in bcg-vaccinated children is considered positive. (targeted tuberculin testing and treatment of latent tuberculosis infection. this official statement of the american thoracic society was adopted by the ats board of directors, july 1999. this is a joint statement of the american thoracic society (ats) and the centers for disease control and prevention (cdc). this statement was endorsed by the council of the infectious diseases society of america. (idsa), september 1999, and the sections of this statement 2000.) the principles of treatment of tuberculosis in children are similar to that of adults. paediatric tb patients should be monitored carefully for ethambutol-induced ocular toxicity, owing to the fact that children are less likely to report visual impairment than adults. in a prospective study of children on multidrug-resistant tuberculosis, children had lower serum concentrations in spite of higher dosing of moxifloxacin, a fact that was ascribed to increased drug elimination in children. quinolones have also been known to rarely cause arthropathy and tendon rupture. more recent studies have shown that most quinolones are quite well tolerated but very specific and narrow indications are present for quinolone use in children (patel and goldman 2016) . tuberculosis in pregnancy has important implications for the mother and child (loto and awowole 2012) . the diagnosis of tuberculosis in pregnancy can be challenging, since many of the symptoms of early tb may be confounded by pregnancy; for instance, the normal weight gain in pregnancy may temporarily mask the associated weight loss. chest radiograph is not an absolute contraindication and when necessary may be carried out with "abdominal shielding" of the fetus. the complications of tb in pregnancy include early spontaneous abortion, intrauterine growth retardation, preterm delivery, low birth weight and increased neonatal mortality. congenital tb is rare, but can be associated with high perinatal mortality. first-line oral drugs, i.e. isoniazid, rifampicin, ethambutol and pyrazinamide, can all be used during pregnancy safely. streptomycin and other aminoglycosides have been proven to be potentially teratogenic in pregnancy. they are also capable of causing eighth nerve paralysis, with deficits ranging from mild hearing loss to bilateral deafness (loto and awowole 2012) . concerns have been raised about the use of fluoroquinolones in pregnancy even though the weight of the evidence seems to point toward safety (acar et al. 2019) tb is considered an aids-defining disease [centers for disease control and prevention. appendix a: aids-defining conditions. mmwr. 2008;57(rr10):9]. the risk of developing tb is estimated to be between 16 and 27 times greater in people living with hiv than among those without hiv infection. hiv and tb have a salutary impact upon each other and expedite each other's progression. the risk of progressing from latent to active tb is estimated to be between 12 and 20 times greater in people living with hiv than among those without hiv infection (global tb report 2017). against the backdrop of hiv infection, the rate of progression of tb from the acquisition of infection to full-blown disease may take weeks, rather than years-as is the case in hiv-negative individuals (mayer and dukes hamilton 2010) . it is important to realize that tb can occur at all "stages" of hiv disease. the clinical presentation of hiv patients who have relatively high cd4 counts is no different to that which occurs in individuals without hiv. such individuals manifest with the classical manifestations of post-primary tuberculosis such as upper lobe infiltrates. on the other hand, lower lobe involvement, pleural effusions and intrathoracic lymphadenopathy are common in individuals with low cd4 counts (typically <200/μl). indeed the chest x-ray may sometimes only show vague interstitial infiltrates or even be normal (mayer and dukes hamilton 2010) . taken together, the fact that in advanced hiv disease (a) the sputum is less likely to be positive for afb (b) the ppd is usually non-reactive (c) the x-ray abnormalities are likely to represent other opportunistic infections or even non-infective conditions associated with hiv disease and (d) histopathology of involved tissues is characterized by lack of typical granulomata; these considerations make the diagnosis extremely challenging in this setting. in addition, there is increased frequency of extra-pulmonary tb among hiv-positive individuals. frequently, a positive naat (genexpert) test is the justification for starting treatment. however it must be cautioned that even a negative naat test cannot convincingly rule out disease, and, given that delays in treatment may be fatal, the decision to initiate treatment is sometimes taken on clinical grounds. the treatment of tuberculosis differs from the treatment of most other infections in certain respects. multiple drugs are required in a regimen since spontaneous mutations can lead to resistance to the action of one or more drugs. also, because the bacterium is relatively slow growing, it takes longer to achieve bacteriologic sterility. multidrug therapy, the norm for tb, has been very effective, with a modest rate of relapse (colangeli et al. 2018) . the standard four-drug regime ("short course") comprises a 2-month intensive phase with the four front-line drugs (rifampicin, isoniazid, ethambutol and pyrazinamide), followed by a continuation phase with the drugs (minus pyrazinamide and possibly ethambutol) for a further 4 months. the four front-line drugs have been chosen based on their efficacy in rapidly reducing the number of organisms initially (during the initial phase), thus reducing infectivity; and on their sterilizing potential (the ability to eradicate viable bacteria completely and so prevent relapses); and their relative lack of side effects (see table 20 .1). these drugs are combined into regimens. the six classes of second-line agents (fluoroquinolones, the aminoglycosides, capreomycin, ethionamide and prothionamide, para-amino salicylic acid (pas), cycloserine and terizidone) have a rather lower efficacy and a higher propensity for side effect and drug intolerance. several other antibiotics of uncertain efficacy have also been categorized as anti-tubercular agents and have a role in treating multidrug-resistant tb (mdr-tb) (see table 20 .2). two new agents, bedaquiline (a diaryl-quinolone) and delamanid (a nitroimidazole), are now approved for the treatment of mdr-tb. the who recommends using a daily regimen and fixed-dose combinations (guidelines for treatment of drug-susceptible tuberculosis and patient care 2017). administration of the drugs on a daily basis both during the intensive and during the continuation phase is preferable although daily administration during the initial phase and intermittent (thrice weekly) administration during the continuation phase is also acceptable (guidelines for treatment of drug-susceptible tuberculosis and patient care 2017). intermittent administration of drugs (especially in the initial phase) is not offered in the presence of hiv disease. if at the end of the intensive phase the bacteria are sensitive to the three most important agents (isoniazid, rifampicin and pyrazinamide), ethambutol may be discontinued (nahid et al. 2016 ). however, drug testing for three of the four frontline drugs for each patient at the end of the intensive phase is impractical, and limited testing (genexpert) is usually performed initially in those patients whose sputum remains positive. there is evidence to show that extending the continuation phase by 7 months (making up a total duration of treatment of 9 months) helps in preventing relapse in those patients who have cavitation on initial chest x-rays; and also in those who show positive cultures at the end of the initial phase of treatment (benator et al. 2002) ; as well as in those whose medication given during the initial phase did not include pyrazinamide. anti-tubercular drugs require to be supplemented with carefully monitored steroid therapy in two circumstances: tubercular meningitis (a short course of dexamethasone or prednisolone is typically given, tapered over 6 to 8 weeks) and tuberculous pericarditis (guidelines for treatment of drug-susceptible tuberculosis and patient care 2017). since many patients cannot be relied upon to regularly take their drugs, and irregular intake of drugs has the potential to result in drug resistance (see treatment failure and relapse; and drug resistant tb, below), it is imperative to ensure adherence to the regimen. directly observed therapy, short-course (dots) is the direct observation by another person, of the patient taking the medication (chaudhuri 2017) . the use of dots has improved adherence in subgroups of patients such as tb with hiv or if dots was at the site of dots centre or provider location. self-administered therapy (sat) modified with some form of monitoring incorporated into the process shows some promise. although dots could be administered by a family member, the preferred person is a trained lay provider or healthcare worker (guidelines for treatment of drug-susceptible tuberculosis and patient care 2017). the treatment of tb in hiv disease merits special consideration. antiretroviral therapy (art) should be started irrespective of the clinical stage of hiv disease and cd4 count. anti-tubercular therapy (att) should precede the commencement of art. art should then be commenced as soon as it is evident that att is being tolerated (typically between 2 weeks and 2 months). the immune reconstitution inflammatory syndrome (iris) is sometimes seen with the returning immune competence that follows art; an increased immune response to tubercle bacilli or antigens occurs. iris usually occurs between 1 and 3 months of the commencement of art and is associated with a decrease in viral load and an increase in cd4+ t cell count. there is a worsening in the clinical picture weeks or months into treatment, with an increase in the size of lymph nodes, development of pleural effusions and features of noncommunicating hydrocephalus in a patient with tb meningitis. although most patients with iris have mild to moderate symptoms, iris, especially when related to tb meningitis, can be life-threatening. an "unmasking iris" may occur in patients with unsuspected tb (raviglione 2017) . treatment of iris includes addition of steroids (which probably work by decreasing the levels of pro-inflammatory cytokines) and the continuation of att and art. with both att and art on board, drug-drug interactions especially involving rifampicin (by induction of the cytochrome p450 system) may occur. rifamycins induce the metabolism of non-nucleoside reverse transcriptase inhibitors and protease inhibitors. rifampicin is a more potent inducer of the cytochrome p450 system than rifapentine, which in turn is more potent than rifabutin. despite potential drug interactions, rifamycins should nevertheless be included in tb regimens, with dosage adjustment if necessary. rifabutin is the preferred rifamycin in hiv-positive individuals. host-directed therapy to modulate the immune response to tb is an active area of research (kaufmann et al. 2014) . the use of an anti-diabetic drug-metformin, for example-is being investigated. also, studies of autologous mesenchymal stromal cell infusions is being investigated in mdr and xdr-tb (skrahin et al. 2014 ). an approach using high-altitude sanatoria was also explored (murray 2014) in a throwback to the pre-anti-tubercular chemotherapy era. study using atypical mycobacterial injection in tuberculous did not show any major outcome differences from placebo although steroids did decrease the subsequent development of constrictive pericarditis (mayosi et al. 2014) . given the role that vitamin d plays at the level of the antigen-presenting cell, the role of vitamin d deficiency as a possible player in tb predisposition has recently come into focus; indeed a recent meta-analysis has revealed that vitamin d supplementation in fact did not affect time to sputum culture conversion overall, though it did accelerate sputum culture conversion in patients with multidrug-resistant pulmonary tuberculosis (jolliffe et al. 2019). patients with tb may be admitted to an icu for a variety of reasons, including respiratory failure, multiorgan failure, decreased consciousness associated with tubercular meningitis, pneumothorax, cardiogenic shock (due to massive pericardial effusion) and liver or kidney failure due to a drug reaction induced by att. confluent tuberculous bronchopneumonia and tb ards are less common causes of respiratory failure (hagan and nathani 2013) . tuberculosis treatment is especially challenging in critically ill patients due to potential for poor gastric absorption and the high rates of organ dysfunction and drug toxicity in this subset of patients. deciding the optimal regimen and dosing becomes challenging in the presence of concomitant hepatic and renal failure. in a recent study done on tb patients requiring icu admission, mortality was 72.5% (tatar et al. 2018 ). treatment failure is suspected when the sputum remains positive for afb at the end of the first 3 months of treatment. it occurs due to factors that may involve incorrect regimens or dosing or indeed due to malabsorption or poor-quality drugs (lambregts-van weezenbeek and veen 1995) . patients are regarded as treatment failures when a microbiologic indicator like sputum smear/culture for tb remains positive after 3-4 months of starting treatment or comes back positive after a period of remaining negative (fall and rise phenomenon) (prasad et al. 2018) . patients may respond for a short time after starting treatment or do not respond to treatment from the inception. in any case the implication of treatment failure is drug-resistant tb (see below), and strenuous efforts must be made to look for microbiological resistance to first-and, in the proper context, to second-line agents-by the available tools. relapse, on the other hand, is the recurrence of tb after completion of treatment that has been successful, with documented culture negativity. relapse may be due either to a reinfection or reactivation of the dormant bacillus. drugresistant tb is to be considered in these settings. the implications of relapse are not as grave, the isolates generally being drug sensitive. in either case, the exact regimen chosen should be based upon the drug sensitivity pattern. specific recommendations upon the construction of such a regimen are available at who treatment guidelines for drug-resistant tuberculosis 2016 update (http://www.who.int). drug-resistant tb is a major global problem and is a threat to the success of the end tb strategy. mdr-tb or multidrug-resistant tb (mdr-tb) is defined by resistance of m. tuberculosis against to at least rifampicin and isoniazid. since these two drugs are the most effective drugs available against tb, resistance to both considerably shortens the odds of complete cure. xdr-tb or extensively drug-resistant tb is defined as resistance to rifampicin and inh plus resistance to at least one fluoroquinolone and one second-line injectable agent (amikacin, kanamycin or capreomycin). some of the reasons that lead to drug resistance have been mentioned in the section above. however the most important of these are failure to comply with the treatment regimen on the part of the patient and the addition of a single drug ("monotherapy") to a failing regimen; or a situation of unrecognized primary (that which is present at the start of therapy) or secondary (that which develops during treatment) drug resistance. inh mono-resistance of itself probably does not impact the outcome of therapy provided that ethambutol and possibly pyrazinamide are used for the entire duration of therapy. consideration should be given in this case to extending the duration of treatment to 9 months from the standard 6 (sadanand 2011). for reasons already discussed, rifampicin-resistant individuals should be managed as mdr-tb patients. in such patients it is not unusual to encounter resistance to additional drugs (e.g. ethambutol). it has been shown that clinical cure is possible in patients with mdr and even xdr-tb (who drug resistant tb 2016). however, owing to a variety of reasons not the least of which is drug intolerance, only about half of mdr-tb and a third of xdr-tb patients ever complete therapy. the who estimates there are over 600,000 mdr-tb or rifampicin-resistant cases annually (global tb report, who update 2017; wwww.who.int). the treatment of mdr-tb and xdr-tb is complex and requires specialized knowledge and close monitoring to ensure rational and safe therapy (lange et al. 2018) . the choice of drugs for treatment of mdr-tb is frequently difficult. formulation of drugs into regimens is facilitated by the organization of drugs into groups: group a ¼ levofloxacin/moxifloxacin, bedaquiline, linezolid. group b ¼ clofazimine, cycloserine/terizidone. group c ¼ ethambutol, delamanid, pyrazinamide, imipenem-cilastatin, meropenem, amikacin (streptomycin) , ethionamide/prothionamide, p-aminosalicylic acid. the who makes specific recommendations for short and long mdr-tb regimens. in the who's 2018 update (who treatment guidelines for multidrug-and rifampicin-resistant tuberculosis 2018), for those mdr-tb patients "who have not been previously treated for more than one month with second-line medicines used in the shorter mdr regimen or in whom resistance to fluoroquinolones and second-line injectable agents has been excluded," the who permits a shorter mdr-tb regimen of 9-12 months. for mdr/rr (rr¼ rifampicin resistant) tb patients on longer regimens, the who recommends that "all three group-a agents and at least one group-b agent (should) be included to ensure that treatment starts with at least 4 tb agents likely to be effective, and that at least three agents (are) included for the rest of treatment after bedaquiline is stopped. if only one or two group a agents are used, both group b agents are to be included. if the regimen cannot be composed with agents from groups a and b alone, group c agents are added to complete it. kanamycin and capreomycin are not to be included in the treatment of mdr/rr-tb patients on longer regimens" (who treatment guidelines for multidrug-and rifampicin-resistant tuberculosis 2018). a detailed discussion about the treatment of mdr-tb is available at the foregoing resource. novel anti-tubercular agents (e.g. bedaquiline and delamanid) have been discussed elsewhere in this text. the remodelling of the lung that follows tb can significantly contribute to morbidity and mortality. haemoptysis is frequently one of the remote sequelae and can on occasion be life-threatening. an unresolved cavity is frequently the cause, and bleeding from an unsupported blood vessel in the cavity wall or in a post tubercular bronchiectatic segment can be a source of troublesome bleed. cavities colonized by fungi (aspergillomas), broncholiths eroding into the bronchial wall and rarely expansion and subsequent rupture of an unsupported blood vessel in the cavity wall (rasmussen's aneurysm) can cause massive haemoptysis (van den heuvel and van rensburg 2006) . a scar carcinoma sometimes develops in an area of fibrosis and may sometimes be difficult to distinguish from a dense fibrotic infiltrate (gao et al. 2015) . post-tubercular bronchiectasis is predisposed to when caseation necrosis and inflammation with retention of secretions leads to destruction of bronchial walls with ensuing permanent dilatation. sometimes compression of bronchial lumen by enlarged lymph node can produce bronchiectasis by a different mechanism. postprimary tb involves the upper lobes of the lung, and so the gravitationally advantaged upper lobes do not usually undergo a process of chronic and recurrent infection unlike the lower lobes that are involved by bronchiectasis of other aetiologies. mycetoma (fungal ball) is a mass of fungal hyphal material that grows within a cavity. aspergillus fumigatus is the most common aetiological agent, but other fungi such as mucor or fusarium can also cause a fungal ball to develop (rippon 1988) . such a mycetoma is usually asymptomatic but can sometimes lead to haemoptysis. no treatment required in asymptomatic cases, but surgical treatment needs to be considered in patients with massive or recurrent haemoptysis. a list of adverse effects associated with anti-tubercular agents appears in table 20 .2. side effects are possible with any of the anti-tubercular agents, and on rare occasions, they may be serious and even fatal. the risk of liver injury with anti-tb therapy is always a concern. among the four first-line agents inh, rifampicin and pyrazinamide are all capable of causing hepatotoxicity. isoniazid is capable of causing asymptomatic mild elevation in transaminases in 15-20% as well as fatal severe acute hepatitis in 0.05-1%. jaundice with liver injury can occur in 0.5-1%. peripheral neuropathy due to pyridoxine deficiency can occur with inh therapy in up to 6.5% of elderly individuals (ruan et al. 2018 ); pyridoxine supplementation is required for all patients taking inh (john 2019). factors increasing the chances of inh hepatotoxicity include age, female gender, alcohol use, prior hepatitis, concurrent use of cytochrome-inducing agents and slow acetylator status (sharma et al. 2016) . acute inh toxicity can present as seizures due to decreased gaba levels. inh is metabolized to several metabolites including the hepatotoxic metabolite hydrazine, toxic-free radicals and mono-methylhydrazine. degradation by acetylation occurs via n-acetyltransferase-2 gene (nat2); a deficiency of the nat enzyme can lead to accumulation of hepatotoxic metabolite. ten percent of patients with anti-tubercular drug-induced hepatotoxicity show progression to acute liver failure; the rest are self-limited (badrinath and john 2018) . if the serum bilirubin rises to !3 mg/dl or serum transaminases exceed more than five times the upper limit of normal (or exceed three times the upper limit of normal in a symptomatic patient), all drugs should be stopped (nahid et al. 2016 ). the decision on what regimen to use on restarting should be individualized. the regimen, even if retailed, might then still include one or more potentially hepatotoxic drugs, and these should be restarted one at a time, only when liver function tests return to their baseline (e.g. the transaminases fall to less than twice normal). in general, a cholestatic type of derangement would prompt addition of inh first; with a non-cholestatic picture, rifampicin could first be added (sterling) . needless to say, careful monitoring with frequent testing of serum liver function is required. most physicians would omit pyrazinamide when restarting att except in the mildest of cases or with other compelling reasons (sterling) . patients receiving ethambutol (emb) should be questioned regarding their vision at each monthly visit. monthly visual acuity and colour vision discrimination testing is recommended in those patients in whom emb doses of greater than 15-20 mg/kg are being used, those who have been taking ethambutol for longer than 2 months and those with renal insufficiency in whom the levels of drug may be expected to rise (blumberg et al. 2003) . for patients who require a regimen with no hepatotoxic agents, potential agents include ethambutol, levofloxacin or moxifloxacin, an injectable agent and other second-line oral drugs. the optimal choice of agents and duration of treatment (at least 18-24 months) is uncertain. (see "antituberculous drugs: an overview", section on "second-line agents".) in the end, efforts to finally eradicate tb will need to hinge upon preventative aspects as much as upon its treatment. these strategies would include currently established practices, as well as novel strategies. the former include the following. tuberculosis is now the primary cause of death from infectious diseases exceeding hiv, aids and malaria. the who estimates 10.4 million new cases and 1.7 million deaths every year (who global tb report 2017). of these, 0.4 million are hiv patients who die mostly in lmic (low-and middle-income countries) (who global tb report 2017; www.who.int). within the next 16 years, the goal is to reduce tb incidence by 90% but the progress has been painfully slow. the most effective way to reduce the burden of tb in the community, to date, has been to identify patients affected with tb as early as possible and to treat them effectively with antitubercular therapy. the role of vaccines in this regard, though potentially vital, has been disappointing. of all vaccine tested to date, the bacillus calmette-guerin (bcg)-a live attenuated vaccine that was made in 1919 after an incredible 11 years and 231 sub-cultures (hasan 2014 )-is still the most effective vaccine we have today. yet its effect has been inconsistent, ranging from 80% to zero protection; several factors including geographical differences appear to play a role (british adolescents had better responses than south indian participants perhaps due to background exposure to mtb or atypical mycobacteria). the efficacy of bcg has been most manifested in its protection of infants and young children from the dangerous forms of tb (such as disseminated "miliary" tb and tb meningitis). also, its effects appear to wane with time (hasan 2014) . the bcg is not a single vaccine. several strains-all derived from the original 1921 bgc strain-are in use, which also partly explains its variable efficacy. in 1998, the sanger centre in cambridge, britain and paris's pasteur institute in france cracked the genetic code for the old h37rv strain of tubercle bacillus, and then, the genome of highly virulent cdc1551 (the "oshkosh" strain) was mapped at the tigr (fine 1989 ). these developments have led to the possibility of exciting new candidate vaccines, several of which are in fact in the pipeline. it has been estimated that one-third of the world has been infected with tb bacteria. a relatively small number of immunocompetent individuals affected with ltbi will ever progress to active disease. reactivation of tb occurs when the immune system is compromised by external factors such as steroids or other immunosuppressants or by immune deficiency syndromes, which enables the latent (dormant) bacteria to "awaken" causing active disease. there is unfortunately no test that can currently predict which of these individuals will progress to active disease immunocompromised individuals have a high possibility of doing so. given that perspective, treatment for latent tb infection is most relevant for children under 5 years, the elderly and individuals with hiv infection. to eliminate tb from the planet, a multipronged strategy incorporating early and effective treatment, vaccination and elimination of dormant reservoir of latent tb will be essential. ltbi treatment with inh ("chemoprophylaxis") is still the mainstay for treating latent tb infection but given that treatment extends to 6 months, and that there is one death from hepatotoxicity for every 25,000-40,000 cases with such treatment, alternate strategies including rifamycin-based regimens are being explored (rangaka et al. 2015) . pregnancy outcomes following quinolone and fluoroquinolone exposure during pregnancy: a systematic review and meta-analysis rifapentine and isoniazid once a week versus rifampicin and isoniazid twice a week for treatment of drug-susceptible pulmonary tuberculosis in hiv-negative patients: a randomised clinical trial performance of light-emitting diode fluorescence microscope for diagnosis of tuberculosis infectious diseases society of america: treatment of tuberculosis false-positive xpert (r) mtb/rif assays in previously treated patients: need for caution in interpreting results recent changes in technical and operational guidelines for tuberculosis control programme in india -2016: a paradigm shift in tuberculosis control molecular diagnostics in tuberculosis bacterial factors that predict relapse after tuberculosis therapy the bcg story: lessons from the past and implications for the future five-year follow-up of a controlled trial of five 6-month regimens of chemotherapy for pulmonary tuberculosis assessment of the sensitivity and specificity of xpert mtb/rif assay as an early sputum biomarker of response to tuberculosis treatment ct features of lung scar cancer point of care diagnostics for tuberculosis diagnostic accuracy of adenosine deaminase and lymphocyte proportion in pleural fluid for tuberculous pleurisy in different prevalence scenarios delayed tuberculosis diagnosis and tuberculosis transmission guidelines for treatment of drug-susceptible tuberculosis and patient care (2017) world health organization clinical review: tuberculosis on the intensive care unit adjunctive vitamin d in tuberculosis treatment: meta-analysis of individual participant data progress in tuberculosis vaccine development and host-directed therapies -a state of the art review control of drug-resistant tuberculosis drug-resistant tuberculosis: an update on disease burden, diagnosis and treatment infectious diseases society of america/centers for disease control and prevention clinical practice guidelines: diagnosis of tuberculosis in adults and children tuberculosis in pregnancy: a review synergistic pandemics: confronting the global hiv and tuberculosis epidemics prednisolone and mycobacterium indicus pranii in tuberculous pericarditis comparison of a radiometric method (bactec) and conventional culture media for recovery of mycobacteria from smearnegative specimens worth a try in extensively drug-resistant tuberculosis? official american thoracic society/ centers for disease control and prevention/infectious diseases society of america clinical practice guidelines: treatment of drug-susceptible tuberculosis tuberculosis diagnostics: state of the art and future directions safety concerns surrounding quinolone use in children multidrug-resistant tuberculosis/rifampicin-resistant tuberculosis: principles of management reported tuberculosis in the united states controlling the seedbeds of tuberculosis: diagnosis and treatment of tuberculosis infection (ed) harrison's infectious diseases, 9th edn. mcgraw-hill education medical mycology: the pathogenic fungi and the pathogenic actinomycetes isoniazid-induced hepatotoxicity and neurotoxicity in rats investigated by (1)h nmr based metabolomics approach harrison's infectious diseases miliary tuberculosis: a new look at an old foe diagnostic mycobacteriology laboratory practices autologous mesenchymal stromal cell infusion as adjunct treatment in patients with multidrug and extensively drug-resistant tuberculosis: an open-label phase 1 safety trial xpert(r) mtb/rif assay for pulmonary tuberculosis and rifampicin resistance in adults treatment of drug-susceptible pulmonary tuberculosis in hiv-uninfected adults this official statement of the american thoracic society was adopted by the ats board of directors contributing factors to mortality rates of pulmonary tuberculosis in intensive care units who treatment guidance for drug resistant tuberculosis (2016) who treatment guidelines for multidrug-and rifampicin-resistant tuberculosis fluoroquinolones for treating tuberculosis key: cord-265848-afkeuwup authors: nan title: chapter 2 emergency management of poisoning date: 2007-12-31 journal: haddad and winchester's clinical management of poisoning and drug overdose doi: 10.1016/b978-0-7216-0693-4.50007-4 sha: doc_id: 265848 cord_uid: afkeuwup nan medical toxicology is one of the most important and dynamic fields in medicine today, since the practicing physician is continually faced with the management of poisoning, drug overdose, and adverse drug effects. the abuse of both prescription and illicit drugs in the united states continues unabated. because the process of drug approval is more rapid, it is often not until the agent has been in use for some time, during the postmarketing period, before its toxicity is fully appreciated. defining the incidence of human poisoning is not easy. there are multiple sources of data on drug overdose and substance abuse. the toxic exposure surveillance system (tess) of the american association of poison control centers tabulates referrals for human poisoning called into the nation's poison centers. in 2004, it recorded 2,395,582 exposures, with 1106 deaths; analgesics were the most common cause of a fatal outcome. 1 the national institute of drug abuse surveys emergency department visits through its drug abuse warning network (dawn), and in 2002 reported that a total of 4427 deaths resulted from drug abuse, with cocaine being the most commonly implicated agent. 1, 2 however, these sources vastly underestimate the number of toxic events in humans. for example, reports of intoxicated patients who die from trauma, drowning, and fires are not consistently included in any national data set, nor are those of patients with medical complications from therapy, such as chemotherapy or anesthetics. morbidity that results from chronic abuse (e.g., heart disease from cocaine or nicotine abuse and cirrhosis from alcohol abuse) or industrial exposures, and the long-term effects of environmental hazards, is not rigorously compiled and is probably impossible to quantify. the most common causes of poisoning-related death in the united states have been carbon monoxide poisoning, cocaine use, and tricyclic antidepressant overdose. 1 poisoning with analgesics, aspirin, and acetaminophen also remains a leading cause of death. calcium channel blocker overdose has surpassed digitalis overdose as the most common cause of cardiovascular drug-related death. to poison means to injure or kill with a substance that is known or discovered to be harmful. thus, the term poisoning connotes clinical symptomatology. it also implies that the toxic exposure is unintentional (e.g., in the case of an elderly patient who misreads a drug label). in contrast, the term overdose implies intentional toxic exposure, either in the form of a suicide attempt or as inadvertent harm secondary to purposeful drug abuse. the terms poisoning and drug overdose often are used interchangeably, especially when prescription drugs are the agents, even though by definition a drug overdose does not produce poisoning unless it causes clinical symptoms. poisoning has a bimodal incidence, occurring most commonly in children who are 1 to 5 years of age and in the elderly. overdose, whether motivated by suicidal intent or the result of abuse, occurs through adulthood. toxic exposure in those between the ages of 6 and 12 years is uncommon; when it occurs, the patient must be assessed carefully to ensure that psychiatric follow-up is provided when indicated. 1 the general approach to the poisoned patient can be divided into six phases: (1) stabilization; (2) laboratory assessment; (3) decontamination of the gastrointestinal tract, skin, or eyes; (4) administration of an antidote; (5) elimination enhancement of the toxin; and (6) observation and disposition. because overdose patients are often clinically unstable when discovered, resuscitation with establishment of the airway, adequate support of ventilation and perfusion, and maintenance of all vital signs (including temperature) must be accomplished first. continuous cardiac and pulse oximetry monitoring is essential. rapid-sequence intubation (rsi) may be indicated in patients with an airway in jeopardy. naloxone, 2 mg intravenously (iv); thiamine, 100 mg intravenously (iv); and 50% dextrose, 50 ml iv (if patients are shown on dextrostix testing to be hypoglycemic) are generally given to all adults in coma, once an iv line has been established and appropriate blood studies have been performed. 3, 4 maintenance of blood pressure and tissue perfusion may require the provision of volume, correction of acid-base disturbance, administration of pressor agents, and antidotal therapy. only for reversal of pure initial dose not to exceed 1 mg benzodiazepine sedation β blockers glucagon adult: 5-10 mg (iv) initially stimulates camp synthesis, increasing child: 50-150 ug/kg (iv) initially myocardial contractility continuous infusion as needed calcium channel calcium chloride 10% 1 g (10 ml) (iv) over 5 min as initial avoid extravasation; tissue destructive blockers dose; repeat as necessary in critical patients; doses up to 10 g may be necessary to restore blood pressure insulin/glucose 0.5-1.0 u/kg initially then monitor serum potassium and glucose 0.5-1.0 u/kg/hr as needed to maintain systolic blood pressure therefore, this task requires a thorough understanding of advanced airway management principles and of their application in a manner that prevents worsening of the clinical situation. rsi is a method of rapidly obtaining airway control with minimal physiologic disturbance. the process of rsi involves a patterned sequence of preparation, drug administration, intubation, and postintubation management. [5] [6] [7] in the emergency department, rsi has historically had its greatest role in the patient with severe head trauma in whom intubation could exacerbate already increased intracranial pressure. however, because it is designed to blunt or prevent all adverse responses associated with endotracheal intubation, rsi is the ideal method of intubation in the poisoned patient. with the use of drugs having a short duration of action, rsi also is advantageous because it is a measure that permits temporary airway control for the patient with mildly compromised airway reflexes who requires gastrointestinal decontamination (lavage followed by activated charcoal administration) but who does not require prolonged intubation. rsi requires several essential steps that include the use of pharmacologic agents (table 2a-2) . to be performed safely, rsi must occur in the following sequence. the clinician must first evaluate the patient's airway to determine the necessary equipment and the best technique for safe intubation. particular attention should be directed to abnormalities in the cervical spine and temporomandibular joint because these will significantly impede rapid and uncomplicated intubation. if there is any question about the stability of the cervical spine, immobilization must be maintained. the oral cavity should be closely examined for the presence of foreign bodies. in addition to basic airway management, many victims of poisoning require advanced management that includes endotracheal intubation. clinical situations in which endotracheal intubation may be necessary in poisoned patients are numerous (box 2a-1). intubation offers the advantages of complete airway control, protection from aspiration of gastric contents, provision of a route for suctioning of secretions, and a means of optimizing both oxygenation and ventilation. however, the process of intubating an awake patient is difficult and is associated with potential adverse effects, including coughing, gagging, vomiting, tachycardia or bradycardia, hypertension, hypoxia, and increased intracranial pressure. moreover, emergency intubation can be challenged by vocal cords that are obscured by secretions, unusual airway anatomy, a full stomach, or active vomiting. before intubation, all necessary equipment must be present so that serious delays or unforeseen complications can be prevented. an iv line should be established and the patient connected to a cardiac monitor and pulse oximeter. the equipment necessary for endotracheal intubation is outlined in box 2a-2. the proper functioning of all equipment should be ensured before it is used. appropriate endotracheal tube size also should be determined (table 2a-3) . unanticipated difficulties with intubation are common; "difficult airway" equipment (e.g., illuminated or fiberoptic-directed endotracheal tubes) should be kept close at hand. oxygen should be administered for 2 to 3 minutes before intubation; this produces a washout of nitrogen from the lungs, replacing this gas with an oxygen reservoir. the oxygen reservoir allows several minutes of apnea during which intubation can be performed without the risk of producing hypoxia. assisted ventilation with bag-valve-mask apparatus should only be provided if the patient's own respiratory efforts are inadequate because it risks inflation of the stomach, which increases the likelihood of vomiting. patients who are breathing spontaneously should be given 100% oxygen by face mask for several minutes before intubation. pretreatment involves the administration of pharmacologic agents that prevent adverse physiologic changes that may occur during intubation. agents included in this category are lidocaine and atropine. iv administration of the anesthetic lidocaine appears to blunt the increase in intracranial pressure that 16 concepts in medical toxicology anesthetics, ketamine can produce significant elevations in pulse, blood pressure, intracranial pressure, and myocardial oxygen consumption, and such an increase in any of these could worsen the patient's clinical condition. because ketamine has a potent bronchodilating effect, it retains its important role as an induction agent in the patient with severe bronchospasm. [11] [12] [13] after administration of a sedative/anesthetic, skeletal muscle relaxation is performed. skeletal muscle relaxants, all of which interrupt acetylcholine function at the myoneural junction, are typically divided into depolarizing and nondepolarizing categories. depolarizing agents, of which succinylcholine is the model drug, produce muscle depolarization before paralysis; this results in initial generalized muscle fasciculation. nondepolarizing relaxants produce paralysis without initial depolarization. the nondepolarizing skeletal muscle relaxants include pancuronium, vecuronium, atracurium, and rocuronium. succinylcholine is the most popular muscle relaxant because it has several desirable properties, including a rapid onset of action (less than 1 minute) and an extremely short duration of action. customary paralyzing doses of succinylcholine are 1 to 2 mg/kg iv. despite its efficacy and popularity, succinylcholine can produce several adverse effects. these include hyperkalemia, prolonged paralysis, malignant hyperthermia, and hemodynamic changes. hyperkalemia, which can be severe, has been most commonly associated with administration of succinylcholine to those with burns, crush injuries, select neuropathies (e.g., guillain-barré syndrome), and myopathies (e.g., childhood muscular dystrophies). prolonged paralysis can occur in those who have a genetic deficiency in serum cholinesterase, the enzyme that inactivates the drug. prolonged paralysis may also occur in patients with liver disease, the elderly, and those who have ingested anticholinesterase insecticides (carbamates or organophosphates). malignant hyperthermia is a syndrome characterized by muscle rigidity, hyperthermia, autonomic disturbances, acidosis, rhabdomyolysis, myoglobinuria, renal failure, and coagulopathy. occurring in genetically predisposed individuals, malignant hyperthermia may appear without warning in those who are given inhalation anesthetics or succinylcholine. the mortality rate associated with this syndrome is approximately 5% to 10%. a malignant hyperthermia-like picture can also occur in children with skeletal muscular disorders (e.g., muscular dystrophy) who are given succinylcholine. finally, succinylcholineinduced muscle depolarization can lead to transient increases in intracranial and intra-abdominal pressure, with accompanying changes in cardiac output. 14 because of these potential adverse effects, nondepolarizing muscle relaxants are often recommended as adjuncts to or substitutes for succinylcholine use. as adjuncts, nondepolarizing agents, when given before succinylcholine, can prevent muscle fasciculation and its attendant physiologic effects. the so-called "defasciculating dose" of a nondepolarizing agent is approximately one tenth the full dose of that agent. for example, pancuronium can be given in a dose of 0.01 mg/kg iv before the accompanies intubation. although scientific proof of lidocaine's efficacy is sparse, it is appropriateparticularly in the patient with suspected intracranial hypertension-to administer lidocaine, 1.0 to 2.0 mg/kg iv, 3 to 4 minutes before intubation. [8] [9] [10] bradycardia can accompany rsi in two circumstances. in young children, both posterior pharyngeal stimulation and administration of succinylcholine can result in severe bradycardia. therefore, in children younger than 5 years, atropine should be administered before induction. the dose of atropine is 0.01 to 0.02 mg/kg (maximum, 1.0 mg). no less than 0.1 mg of atropine should be administered because smaller doses can produce paradoxical bradycardia. severe bradycardia can also occur in patients of any age who have been exposed to medications or toxins with negative chronotropic actions. for example, in patients who have ingested β antagonists (e.g., propranolol), calcium channel blockers, and digoxin, rsi can produce an abrupt decrease in heart rate or frank cardiac arrest. therefore, in patients who are undergoing rsi after exposure to these agents, atropine should either be administered prophylactically or kept immediately available should emergency administration become necessary. induction consists of two components: administration of a sedative/anesthetic agent to produce unconsciousness, and the subsequent administration of an agent that produces complete skeletal muscle relaxation (paralysis); both actions facilitate intubation. because administration of these drugs leads to apnea and paralysis, it is essential that induction proceed quickly and efficiently; this underscores the importance of having all intubation equipment immediately available and in working order. a number of medications of different pharmacologic classes are used to produce sedation before skeletal muscle relaxation (see table 2a -2). these drugs include benzodiazepines, opioids, barbiturates, propofol, etomidate, and ketamine. among the benzodiazepines, midazolam, when given in a dose of 0.1 mg/kg iv (up to a range of 5 to 6 mg in an adult), is ideal because its effects are rapid in onset and short in duration. the drug also offers the advantage of producing muscle relaxation and amnesia. opioids are another class of drugs that can be used; however, many opioids, such as morphine, may prompt histamine release, with resultant hemodynamic changes. fentanyl in a dose of 2 to 5 μg/kg is highly effective at producing rapid sedation and relaxation with minimal cardiovascular change. several barbiturates can produce rapid sedation and relaxation. the most popular of these is sodium thiopental (dose 3 to 5 mg/kg). equally effective but with a shorter duration of action are methohexital, propofol, and etomidate. finally, ketamine is a dissociative anesthetic that can produce rapid onset of a state in which the patient is insensitive to pain but maintains an awake appearance and continues to have protective airway reflexes. the typical iv induction dose of ketamine is 1 to 2 mg/kg. unlike other sedatives/ administration of succinylcholine to prevent fasciculation. nondepolarizing agents can also be used solely for skeletal muscle relaxation. however, they generally have a much slower onset of action (as long as 3 to 5 minutes) and produce a longer duration of paralysis. also, many nondepolarizing agents stimulate histamine release, producing significant hemodynamic changes. therefore, they are not ideal agents for rsi. rocuronium appears to have the most rapid onset of all nondepolarizing agents, approaching that of succinylcholine with regard to time to complete muscle relaxation in the less than ideal conditions generally found during emergency intubation. 15 significant warnings to succinylcholine use in the pediatric population have been recently added, based on the possibility of life-threatening cardiac arrhythmias. according to these new warnings, children with undiagnosed myopathies (e.g., a muscular dystrophy) could develop hyperkalemia sufficient to produce a cardiac disturbance. 16 intubation suction must be immediately available when intubation is performed. the patient undergoing emergency intubation often has a full stomach; the risk for vomiting and aspiration is therefore significant. this risk is minimized both by the rsi technique and by the direct application of pressure on the cricoid cartilage (sellick's maneuver), which occludes the esophagus. adequate preoxygenation and limiting the duration of the intubation attempt to less than 20 to 30 seconds should prevent significant hypoxia. the differences between the airway of the child and that of the adult have important implications for endotracheal intubation. 1. the child has a relatively large tongue; this makes direct visualization of the larynx difficult. 2. the child has larger tonsils, which also obscure visualization. 3. the infant's larynx is located more cephalad than that of the adult. as a result, the angle between the tongue and the glottis is more acute, and visualization of the larynx is impaired. 4. the subglottic area of the infant is the narrowest part of the larynx and may impede the passage of an endotracheal tube passed through the vocal cords. immediately after successful endotracheal intubation, placement of the endotracheal tube must be confirmed by detection of bilateral equal breath sounds on chest auscultation, end-tidal carbon dioxide monitoring, or chest radiography; of these, chest auscultation is the least sensitive method and should never be used in isolation to confirm endotracheal tube placement. after confirmation, the tube should be secured either with a strap or with benzoin and adhesive tape. inflation of the endotracheal tube cuff should be performed to minimize aspiration of gastric contents (although aspiration of activated charcoal around cuffed endotracheal tubes is a frequent occurrence). until recently, because the airway of the young child has an area of narrowing ("physiologic cuffing"), cuffed endotracheal tubes were not used in the pediatric patient. pediatric cuffed tubes are now available; their use is encouraged in most circumstances. if long-term intubation is necessary, sedatives/anesthetics and nondepolarizing muscle relaxants should continue to be administered. in unskilled or unprepared hands, emergency endotracheal intubation can have disastrous consequences. even when performed by the most experienced hands, this complex procedure can have complications that should be anticipated so that they can be quickly recognized and treated. these complications include: poisoned patients often present to the emergency department with hypotension or frank shock. provision of circulatory support through interventions that may include volume expansion, vasopressor therapy, antidote administration, and correction of electrolyte and acidbase disturbances is essential in initial management. many medications and toxins produce hypotension (box 2a-3). depending on the ingested substance, the low blood pressure may have a number of causes. for example, blood pressure depressions may occur from direct depression of myocardial contractility (e.g., quinidine), disturbances of central nervous system cardiorespiratory centers (e.g., clonidine), severe gastrointestinal fluid losses (e.g., acetaminophen, iron, arsenic, ricin, mushrooms), peripheral vasodilation (e.g., angiotensin-converting enzyme inhibitors), or a combination of these effects (e.g., theophylline, calcium channel blockers, tricyclic antidepressants). hypotension also can result from the secondary effects of toxins (e.g., cocaineinduced myocardial infarction). finally, blood pressure disturbances in the poisoned patient may represent accompanying trauma (e.g., severe spinal cord injury or internal hemorrhage). with the multitude of possible causes, the clinician, on the basis of the known pathophysiology of a particular drug and after having performed a thorough physical assessment, should determine, if at is mechanistically the source of intravascular volume loss, the use of colloid solutions may be preferred. whole blood is most valuable in situations in which there is frank blood loss. with severe hemolysis (e.g., after arsine or stibine exposure), exchange transfusion with whole blood may be necessary. usually, the adequacy of volume expansion is determined clinically by an increase in blood pressure. other clinical signs of improved cardiac output include resolution of cyanosis and normalization of capillary refill time. central venous pressure and swan-ganz catheter monitoring, although invasive, provide the best evidence of appropriate intravascular volume. fluid overload is a potential complication of volume expansion. this is most likely to occur in patients who receive excess fluids over a short period of time. also, after an overdose of a myocardial depressant such as tricyclic antidepressants or quinidine, a fluid bolus that could be tolerated by a healthy individual can produce pulmonary edema in the overdose patient. therefore, administration of modest boluses of fluid is generally recommended; if cardiac output remains inadequate after fluids have been given, vasopressor therapy should be initiated. in the patient with severe hypotension, vasopressor therapy is necessary if blood pressure is not satisfactorily improved after volume expansion. vasopressors are drugs that can be administered to maintain cardiac output. these agents have specific effects on the heart or blood vessels, augmenting myocardial function or increasing vasomotor tone, or both. with rare exception, vasopressors used in the acute management of hypotension are short-acting drugs that must be given by continuous iv infusion. 17 vasopressors generally act at adrenergic (α and β), d (dopamine), or glucagon receptors (table 2a-4 ). the adrenergic system has been further defined with the recognition of two major α-adrenergic receptor subtypes (α 1 and α 2 ) and three β-adrenergic receptor subtypes (β 1 , β 2 , and β 3 ). coupled with intracellular g proteins, these membrane-bound receptors effect an intracellular chain of events that includes changes in the activity of adenylate cyclase. this action goes on to modulate the level of intracellular cyclic adenosine monophosphate (camp), which in turn alters phospholipase activity or opens gated calcium channels. although the cellular mechanisms of this system have become much better defined, the general principles of vasopressor action remain unchanged. for example, α-adrenergic receptor agonists produce vascular smooth muscle contraction. β 1 -adrenergic receptor agonists produce increased heart rate and contractility, whereas β 2 -adrenergic receptor agonists promote generalized smooth muscle relaxation (including bronchial and vascular). vasopressor therapy is designed to improve cardiac output through manipulation of the specific receptor most appropriate for the clinical situation. a number of vasopressors can be used to provide blood pressure support (see table 2a -4) . the all possible, the probable cause of hypotension if he or she is to provide a specific intervention. appropriate cardiac output relies on the adequacy of intravascular volume. after poisoning, intravascular volume may decrease abruptly. this decrease can be absolute, occurring as a result of a direct loss of intravascular volume (e.g., pulmonary edema, gastrointestinal pooling), or relative, resulting from severe peripheral vasodilation (e.g., angiotensin-converting enzyme inhibitor or α-antagonist overdose). in either case, hypotension should first be treated with the administration of volumeexpanding agents. 17 many fluids are acceptable for emergency volume expansion. normal saline and lactated ringer's solution are generally the most readily available isotonic agents. adults should receive up to 500-to 1000-ml boluses of isotonic fluid while blood pressure is monitored; children should be given 10 to 40 ml/kg. after the administration of each bolus, the patient should be reassessed for improvements in cardiac output. alternative fluids that can be used for volume expansion in the poisoned patient include albumin and whole blood. each of these fluids has a role that is best determined by the pathophysiologic mechanism responsible for the hypotension. being colloid rather than crystalloid in nature, these fluids in theory maintain intravascular volume better than saline solutions do. in clinical situations in which a "leaky capillary syndrome" box 2a-3 ricin indications for the use of these drugs vary slightly, depending on the clinical circumstance. epinephrine elevates blood pressure primarily through its α-adrenergic-stimulating properties. this effect also is valuable in improving myocardial and cerebral blood flow. because it also has prominent β-adrenergic agonist effects, epinephrine is variably effective at producing marked increases in blood pressure. epinephrine therapy is initiated at a dose of 0.1 to 0.5 μg/kg/min. epinephrine is particularly effective in intoxications associated with hypotension and bronchospasm (e.g., hymenoptera envenomation and anaphylactic reactions). norepinephrine stimulates both αand β-adrenergic receptors, with slightly greater stimulation of α-adrenergic receptors. the effect is improved vasomotor tone in conjunction with increased myocardial chronotropy and inotropy. norepinephrine infusions are typically initiated in a dose of 0.1 to 0.5 μg/kg/min. dopamine is a precursor of norepinephrine. the most popular of vasopressors, dopamine appears to have at least three mechanisms of action: (1) promotion of norepinephrine synthesis, (2) a tyramine-like effect that stimulates release of preformed norepinephrine, and (3) direct stimulation of vascular dopamine receptors. the cardiovascular effects of dopamine are variable, depending on the infusion rate. at relatively low doses (1 to 2 μg/kg/min), the drug dilates renal and mesenteric vessels without marked increases in heart rate or blood pressure. at doses of 2 to 10 μg/kg/min, β-adrenergic receptor stimulation predominates, producing significant increases in cardiac output. finally, at doses greater than 10 μg/kg/min, α-adrenergic receptor stimulation is the primary action, resulting in marked peripheral vasoconstriction. the general dose range for dopamine infusion is 2 to 20 μg/kg/min. dopamine is safe and effective for any type of druginduced hypotension. in the past, there have been theoretic concerns that dopamine's β-adrenergic effect in the face of phenothiazine or tricyclic antidepressant intoxication would increase the peripheral vasodilatation associated with overdose, exacerbating hypotension. however, experimental data and clinical experience have failed to confirm this adverse effect from dopamine use. also, with hypotension after monoamine oxidase inhibitor overdose, dopamine's effects are somewhat unpredictable; it may be relatively ineffective (owing to the lack of preformed norepinephrine), or it can produce an exaggerated response (because of its tyramine-like action). dobutamine is a synthetic catecholamine with almost exclusive β-adrenergic receptor-stimulating effects. its primary mechanism of blood pressure improvement is direct myocardial inotropy; thus, reflex peripheral vasodilation may occur with its use. unlike dopamine, dobutamine does not release preformed norepinephrine. the usual dosage range for dobutamine is 2 to 20 μg/kg/min, although doses as high as 40 μg/kg/min have been used. high-dose infusions often increase myocardial oxygen demands, which, if unmet, can result in myocardial ischemia. nonetheless, dobutamine is extremely effective in syndromes of heart failure. phenylephrine has both αand β-adrenergic receptorstimulating properties, although its α-adrenergic receptor actions predominate. phenylephrine is a potent stimulator of vasomotor tone; it is therefore very effective in patients in hypotensive states resulting from severe peripheral vasodilation (e.g., following overdose with an α-adrenergic antagonist, such as prazocin or a phenothiazine neuroleptic, e.g., chlorpromazine). phenylephrine centrations of extracellular calcium, particularly in the face of channel blockade (e.g., after overdose of calciumchannel blockers), sometimes improve contractility. administration of iv calcium chloride is indicated in the management of hypotension resulting from calcium channel blocker overdose (see table 2a -1), hyperkalemia, and hypocalcemia. a thorough history taking and physical examination are essential to the diagnosis of the toxic patient. poisoning should be suspected in any patient who presents with multisystem disturbance until proven otherwise. although the initial manifestations of poisoning are myriad, a patient with acute poisoning often presents with coma, cardiac arrhythmia, seizures, metabolic acidosis, or gastrointestinal disturbance, either together as symptom complexes or as isolated events. symptom complexes, or toxidromes (table 2a5) , may give clues to an unknown poisoning. for example, a patient with a history of depression who presents with coma, seizures, a widened qrs complex or evidence of dysrhythmia on electrocardiography, and dilated pupils has likely taken a tricyclic antidepressant. hepatic, renal, respiratory, and hematologic disturbances are generally delayed manifestations of poisoning. the clinical evaluation, in addition to the history taking and physical examination, includes an assessment of major signs of toxicity presented by the patient and evaluation of the laboratory data. when one suspects poisoning or drug overdose, the primary goal of history taking is identification of the toxic agent. sometimes diagnosis is easy, as in the case of the toddler who ingests iron tablets in the mother's presence. sometimes it is difficult, as in the case of the patient who is hiding a history of drug abuse and passes out at work or who has an unexpected seizure. prior medical or psychiatric history, current medications, and allergies should be obtained from family or friends if the patient is unable to relate the information. the following questions may be revealing: what other medicines are in the house? what was the patient doing that day? does the patient live alone, did he or she just lose a job, or have there been recent emotionally traumatic events? is the patient eating a special diet or taking a new health food, alternative medication, or performance enhancer? could the patient inadvertently have taken too much of a prescribed medication? if it can be identified, is the substance nontoxic? (see box 2a-4.) the physical examination can help in determining the extent of poisoning and may reveal the presence of a infusions are given in a typical dose range of 0.1 to 0.5 μg/kg/min. amrinone is a novel, nonadrenergic cardiac stimulant that improves myocardial contractility while inducing vasodilation. its mechanism of action appears to be direct inhibition of phosphodiesterase; the result of this is increased intracellular camp activity, an action that increases transmembrane calcium flux, potentiating cardiac chronotropy and inotropy. amrinone's effects have been compared with those of dobutamine and nitroprusside combination therapy. amrinone may be particularly valuable in the treatment of calcium channel blocker intoxication; its inhibition of camp breakdown results in greater phosphorylation of l-type calcium channels, potentially increasing their permeability. experimental data support its role in this specific poisoning. 18 amrinone can be used to treat syndromes of left ventricular failure but should not be administered in the presence of myocardial ischemia; like dobutamine, it may increase myocardial demands, resulting in infarction. because of its potent vasodilating action, amrinone may cause a hypotensive response in those with low intravascular volume. the usual dosage range for this agent is 5 to 15 μg/kg/min; the total daily dose should not exceed 10 mg/kg per day. glucagon is a single-chain pancreatic polypeptide that is an effective inotropic and chronotropic agent. its mechanism of action is direct stimulation of myocardial glucagon receptors; these receptors, when stimulated, increase the formation of myocardial camp. the resultant effect is positive inotropy and, to a lesser degree, positive chronotropy. glucagon is theoretically most effective after β blocker overdose, in which decreased β-adrenergic receptor activation leads to diminished camp production. the hormone may also provide therapeutic benefit in hypotension after calcium channel blocker overdose. 18 glucagon is given in an initial dose of 1 to 10 mg (50 to 150 μg/kg in children). if effective in augmenting blood pressure, it can be given as a continuous infusion of 5 to 10 mg/hr (100 μg/kg/hr in children). some preparations of glucagon are marketed as a lyophilized compound with a 0.2% phenol-based diluent for reconstitution. while single doses of such a product can be given after standard reconstitution, glucagon for continuous infusion should be reconstituted with saline to prevent phenol toxicity. adverse effects from glucagon include hyperglycemia, nausea, vomiting, and ileus. calcium plays a key role in regulating cardiac inotropy through its binding to troponin c, an action that permits interaction between actin and myosin. although most of the calcium that produces this change resides in an intracellular calcium pool, extracellular calcium does diffuse into cells and contributes to increased contractility. although diffusion of calcium into the myocardium is "gated"-that is, it is tightly controlled-high conhypoxia or prolonged pressure and are seen after sedativehypnotic overdoses (especially barbiturate overdose), carbon monoxide poisoning, and thermal burns. bullae may also follow rattlesnake envenomation. bullous lesions or soft tissue swelling should prompt evaluation for rhabdomyolysis, an occasional finding in patients following prolonged coma or severe hyperthermia, such as in cocaine abuse. it is important to smell the patient's breath. alcohol is the most common odor detected on the breath of an intoxicated patient in the emergency department. the accurate identification of other odors varies greatly among physicians. a fruity odor may be detectable in the patient with diabetic ketoacidosis. cyanide poisoning can be associated with the smell of almonds. the smell of cleaning fluid suggests carbon tetrachloride poisoning. gasoline, camphor, hydrogen sulfide, ether, turpentine, methyl salicylate, paraldehyde, phenol, and organophosphate insecticides all have characteristic odors. arsenic and tellurium intoxication is associated with the odor of garlic. a nasal examination may reveal chronic insufflation of cocaine. an edematous, often elongated uvula may be seen with marijuana use or exposure to corrosive agents. auscultation of the lungs may provide diagnostic clues. in narcotic or tricyclic antidepressant overdose, pulmonary edema may be a complication, leading to the appearance of adventitious noises. in all overdose patients, aspiration pneumonitis, the result of a depressed gag reflex, is a possibility. inhalation of toxic gases may produce wheezing and pulmonary compromise. pneumothorax may be detected in patients who smoke cocaine, methamphetamine, or any other heated, impure substance. mediastinal emphysema from marijuana or crack cocaine smoking also may be detected by auscultation. examination of the heart may reveal a new murmur, which in an intravenous drug abuser suggests endocarditis. bradycardia is common after the overdose of four classes of cardiac agents: calcium channel blocker, β blocking agents, digitalis preparations, and central α 2 antagonists (e.g., clonidine or guanfacine). a ventricular arrhythmia on electrocardiography in a young patient suggests cocaine toxicity. an irregularly irregular heartbeat that is new in a patient on an alcoholic binge suggests atrial fibrillation-the so-called "holiday heart" syndrome. a boardlike abdomen in a patient with a history of spider bite is characteristic of black widow envenomation. examination of the abdomen in an overdose patient often reveals an adynamic ileus. in patients with abdominal pain, a surgical abdomen must be ruled toxic syndrome, of any underlying disease, or concomitant trauma. repeated assessment, especially of vital signs and of cardiac, pulmonary, and neurologic status, is critical to proper management of the toxicologic patient. the physical examination also can provide valuable clues as to the particular toxin involved (table 2a-6) . as part of the initial evaluation, complete determination of vital signs, including measurement of body temperature initially and throughout the emergency department assessment, is mandatory. obtaining a core body temperature measurement may be necessary. hyperthermia can occur with a number of ingestions and in infectious illness, but it is characteristic of poisoning with salicylates, anticholinergics, monoamine oxidase inhibitors, and dinitrophenol; it is occasionally also seen after intoxication with phencyclidine, lsd, or cocaine, especially following seizures. life-threatening malignant hyperthermia following drug overdose may occur. hypothermia is common and may occur because of exposure to cold, hypoglycemia, or overdose of a number of sedatives, especially barbiturates, ethanol, carbamazepine, narcotics, and phenothiazines. bradycardia can be seen with overdose of digitalis, cholinergic agents, β blockers, and calcium channel blockers, but it also may be seen with hypothermia or spinal cord trauma. hypertension is characteristic of intoxication with cocaine, amphetamines, phencyclidine, and sympathomimetics. the skin should be examined for needle tracks, burns, bruises, or lacerations. needle tracks may be confined to the groin or other areas that are not readily visible. a "boiled lobster" appearance suggests ingestion of a boric acid-containing roach powder insecticide. generalized flushing suggests an allergic reaction, niacin overdose, anticholinergic poisoning, scombroid fish poisoning, or an alcohol-disulfiram reaction. diaphoresis suggests hypoglycemia, salicylate or organophosphate poisoning, hyperthyroidism, drug or alcohol withdrawal, or shock from cardiac or other etiology. jaundice may follow overdose of acetaminophen, aspirin, iron, carbon tetrachloride, mushrooms, copper, or phosphorus. petechiae and ecchymoses suggest coumadin overdose. bullae may be secondary to skin out. hepatomegaly suggests liver congestion (e.g., with pyrrolizidine toxicity). all patients should undergo a careful neurologic examination. issues of major concern are concomitant head trauma and spinal cord trauma in comatose patients. serial neurologic examinations are key to proper assessment (see discussion of coma in section on level of consciousness). the extremities should be evaluated to detect thrombophlebitis, fracture or dislocation, or vascular insufficiency. rhabdomyolysis and the compartment syndrome are definite concerns in overdose patients, especially in those with prolonged coma or underlying trauma. the toxicologic patient presenting in the acute setting often exhibits the following, either alone or in combination: coma, cardiac arrhythmia, metabolic acidosis, gastrointestinal disturbance, and seizures. consciousness is defined as an awareness of self and the environment. coma is unarousable unresponsiveness. wakefulness implies the ability to be aroused. these three functional states are mediated by the ascending reticular activating system, a tract that courses through the diencephalon, midbrain, and pons. diseases produce coma either by diffusely affecting the brain or by encroaching upon the brainstem. coma may be produced by (1) a supratentorial mass lesion, such as a subdural hematoma; (2) a brainstem lesion (uncommon); or (3) metabolic disorders that widely depress or interrupt brain function. one of the most common manifestations of acute poisoning is coma. the principles of coma management are relatively straightforward. patients in coma must be stabilized initially by establishment of an airway, proper oxygenation with continuous pulse oximetry, insertion of an iv line with normal saline, and resuscitation, if necessary (see earlier section on emergency management). the clinical evaluation of the comatose patient is invaluable not only in determining the depth of coma and assessing for trauma, but also in providing a baseline for repeated clinical assessment. coma can be assessed either using the simple avpu (alert, responsive only to verbal stimuli, responsive only to painful stimuli, unresponsive) or glascow coma scales. the major causes of coma in patients seen in the emergency department include poisoning (e.g., carbon monoxide poisoning), drug overdose, head trauma, cerebrovascular accident, anoxia, infection (e.g., meningitis), and diabetes and other systemic disorders such as renal failure, hepatic coma, and cardiac arrhythmia. the physician must rule out each condition before establishing the diagnosis of poisoning. supratentorial structural lesions are suggested by a rapid progression of signs, including changes in respiratory pattern, disconjugate gaze, lateralizing signs, or loss of doll's eyes movements. a metabolic cause of coma may be indicated by the persistence of the pupillary light reflex; a depression of respiration and consciousness more pronounced than other neurologic signs; preceding altered mental states; asterixis or fasciculations, or both; the presence of a ciliospinal reflex; and extracranial signs, such as jaundice. repeated assessment of the comatose patient is critical to proper management of poisoning. evaluation of the patient's pupils is most helpful. midpoint fixed pupils or a unilateral dilated pupil suggests a structural lesion. pinpoint pupils suggest overdose of opiates, clonidine, organophosphate insecticides, nerve agents (e.g., sarin), chloral hydrate, phenothiazines, or nicotine. dilated pupils are nonspecific. a disturbance of ocular movements (e.g., loss of doll's eyes movements) suggests a structural lesion. nystagmus suggests intoxication with phenytoin, phencyclidine, carbamazepine, and, occasionally, ethanol. it is important to note abnormal patterns of breathing. posthyperventilation apnea, cheyne-stokes respirations, and apneustic breathing strongly suggest that a structural lesion is the cause of the patient's coma. central neurogenic hyperventilation is a classic presentation of brainstem injury. kussmaul breathing can occur after salicylate or dinitrophenol poisoning. compensatory hyperventilation may accompany methanol or ethylene glycol poisoning or other toxin-producing metabolic acidosis. respiratory arrest is a common presentation in the patient who has taken a central nervous system depressant and may lead to multisystemic dysfunction resulting from severe hypoxic injury. decorticate and decerebrate posturing suggests a structural lesion. it is important to realize that patients with poisoning or drug overdose (e.g., tetrodotoxin intoxication) may appear brain dead; have fixed, dilated pupils; be in an unresponsive coma; and lack the cold caloric response, yet recover fully in time. a 12-lead electrocardiogram and continuous cardiac monitoring are essential for any patient with significant poisoning. evidence of an arrhythmia or other important diagnostic clues may be present on electrocardiography, such as a widened qrs complex in cyclic antidepressant overdose or a prolonged qt interval in trazadone or arsenic poisoning overdose. box 2a-5 lists common toxic causes of cardiac arrhythmia. the patient with life-threatening cardiac arrhythmia or cardiac arrest should be managed on the basis of the general principles of resuscitation and the american heart association's advanced cardiac life support causes of a high-anion gap metabolic acidosis are listed in box 2a-6. the assessment of metabolic acidosis includes not only arterial (or, less ideally, venous) blood gas analysis, but also studies of serum sodium, potassium, chloride, carbon dioxide, blood urea nitrogen (bun), creatinine, glucose, acetone, serum osmolality, and urine ph, as well as urinalysis. determination of the anion gap is helpful in the diagnosis and management of poisoning. the clinician can measure serum osmolality either directly by determining the freezing point (osmometry) or by calculation. the formula for calculating osmolality is serum osmolality = 2 × na + (meq/l) + bun (mg/dl)/2.8 + glucose (mg/dl)/18 when laboratory data are expressed in international (si) units, the formula for calculation of serum osmolality simply equals 2 × na + bun + glucose. the normal serum osmolality is 280 to 295 mosm/l. an osmometer measurement indicating a serum osmolality that is more than 10 mosm/l greater than the calculated osmolality is termed an osmolar gap; it suggests the presence of an osmotically active substance that is not accounted for by the calculated osmolality. causes of an osmolar gap are listed in box 2a-7. the most common cause of an osmolar gap is consumption of an alcohol. the osmolar gap can be used to estimate the serum concentration of an alcohol, based on that alcohol's molecular weight (table 2a-7) . a substance contributes to osmolality only if it achieves relatively high blood levels and has a low molecular weight. most drugs or intoxicants cannot be detected with use of the osmolar gap. the causes of toxic gastrointestinal disturbance are many. the patient with iron, arsenic, or ricin poisoning has severe, repeated episodes of vomiting and may develop gastrointestinal hemorrhage. theophylline overdose also causes persistent retching. acute lithium and arsenic poisoning characteristically produce massive diarrhea. patients with acute mercury poisoning have a mucous-type diarrhea, with the subsequent development (acls) guidelines. if cyclic antidepressant overdose is suspected, administration of iv sodium bicarbonate is indicated for correction of ventricular arrhythmia or conduction disturbances. sodium bicarbonate may also be effective in the treatment of other overdose by other agents associated with prolongation of the qrs interval, including diphenhydramine and cocaine. administration of iv calcium chloride is the primary therapeutic measure for calcium channel blocker overdose. use of digoxin antibody fragments is indicated for digitalis poisoning, and glucagon for β blocker overdose (see table 2a -1). in referred patients who have already been hospitalized elsewhere, ventricular arrhythmia may be due to hyperkalemia because renal failure may have ensued; in such patients, iv sodium bicarbonate, glucose/insulin, and, if necessary, calcium chloride administration may be warranted. magnesium has a singular role in the treatment of drug-induced prolongation of the qt interval, a conduction disturbance that is often the prelude to torsades de pointes and other lifethreatening disturbances. 19 in all intoxicated patients, correction of hypoxia, metabolic acidosis, and fluid and electrolyte disturbance serves to reduce the incidence of cardiac arrhythmias. digoxin and other digitalis compounds lithium of hemorrhagic colitis. one of the most striking presentations is caused by phosphorus poisoning, which produces luminescent vomitus and flatus. the early presentation of organophosphate or nerve agent exposure is similar to that of acute gastroenteritis and is characterized by abdominal cramps, vomiting, and diarrhea, with subsequent development of neurologic signs. poisoning from mushrooms (see chapter 23), toxic marine life (see chapter 25), botulism, and food (see chapter 26) should be included in the differential diagnosis. chemotherapeutic agents (see chapter 56) are well-known causes of toxic gastroenteritis. the management of gastrointestinal disturbance in the toxic patient includes following the general principles of blood, fluid, and electrolyte resuscitation, when indicated; judicious use of parenteral antiemetics to control persistent vomiting; specific measures such as antidotal therapy (e.g., in iron or organophosphate poisoning); or interventional therapy, such as charcoal hemoperfusion (in theophylline overdose) or hemodialysis (in lithium overdose), when indicated. common agents that cause seizures are listed in box 2a-8. almost any drug or toxin is capable of producing a seizure. delayed seizures occurring during a recovery period may be a sign of sedative-hypnotic or alcohol withdrawal. seizures should be managed first with establishment of an airway and oxygenation. patients with a simple isolated seizure may require only observation and supportive care, whereas repetitive seizures or status epilepticus, which can be life threatening, must be managed aggressively. some seizures are particularly difficult to control, such as those seen with theophylline or cocaine overdose. the standard regimen for seizure control in overdose of an unknown agent is use of the full therapeutic dosages of benzodiazepines (e.g., diazepam or lorazepam), followed by administration of phenytoin or a barbiturate (e.g., phenobarbital or pentobarbital). in patients with status epilepticus, rsi may be necessary and the use of thiopental is indicated, with electroencephalographic monitoring to ensure control of electrical seizure activity; the use of additional paralytics, such as pancuronium bromide, may be warranted. specific measures to control seizures may be indicated, such as administration of pyridoxine for isoniazidinduced seizures. box 2a-9 lists specific blood studies whose results may be used for diagnosis and to direct therapy of the overdose patient. in every significant poisoning, routine studies include a complete blood count; determination of serum electrolytes, glucose, bun, creatinine, and calcium; urinalysis; prothrombin time; pulse oximetry; end-tidal co 2 monitoring, and 12-lead electrocardiography. arterial blood gas analysis is necessary for evaluating respiratory status and acid-base abnormalities, particularly in the comatose or seizure patient. the measurement of serum salicylate and acetaminophen levels is generally added in the case of the patient with overdose of an unknown substance, because these agents are often co-ingestants or are contained in combination drugs. measurement of hepatic enzymes is important in the evaluation of acetaminophen toxicity. the advantage of a toxicologic drug screen in initial management is equivocal. box 2a-10 gives a partial list of drugs and toxins not commonly ph monitoring is helpful in the management of salicylate overdose. urine is the best specimen to use for "drug screening" purposes. a urinalysis is also useful in the early identification of acute renal failure or rhabdomyolysis with myoglobinuria. the intravenous drug abuser requires special blood testing, such as evaluation for human immunodeficiency virus, a hepatitis profile, a blood culture to identify bacteremia, and evaluation for rhabdomyolysis. chest radiography is an aid for diagnosing aspiration pneumonia or pulmonary edema. box 2a-11 lists agents that are radiopaque on plain film radiography of the abdomen. computed tomography may be useful if underlying trauma is suspected. finally, lumbar puncture may be indicated for ruling out meningitis in a patient with fever and coma. ocular decontamination see chapter 15. being the largest and most superficial organ in the body, the skin is often subject to exposure to toxins and is affected in 7.9% of reported cases. at least 50% of occupational illnesses involve the skin. the effects of these exposures can be local or systemic (box 2a-12) . the skin provides many barriers to the absorption of toxins. the stratum corneum forms an important first barrier and is highly effective when it is completely intact. however, when skin wounds are present, when the wounds are wet, and when exposure is to certain highly lipophilic substances (e.g., organophosphate insecticides), significant absorption of toxin through the skin can occur. the skin of infants is notable for being more permeable than that of adults to substances of all classes. detected with routine drug screening. further laboratory blood studies are tailored to assess the individual diagnostic and therapeutic needs of the patient. it is extremely important to remember to "treat the patient, not the lab." one should never withhold therapy while waiting for a confirmatory drug level in a critical patient, such as a patient with tricyclic antidepressant overdose who is exhibiting a widened qrs complex. in contrast, performing hemodialysis on a completely asymptomatic patient with lithium overdose on the basis of one test result indicating an elevated serum lithium concentration would be equally unwise. serial blood level determinations are often helpful in guiding therapy in patients undergoing hemodialysis; in patients in whom concretions have formed, such as those with barbiturate, iron, salicylates, or meprobamate intoxication; or in patients receiving antidotal therapy (e.g., serial measurement of lead level is useful in patients receiving iv cana 2 edta for management of lead poisoning). a urinalysis is necessary. performing a urine pregnancy test is wise in all women of childbearing age. urine the range of dermal toxins is broad. most of these substances are corrosive agents capable of producing burns that may become full thickness (i.e., third degree). other types of agents are irritants, sensitizers (including photosensitizers), allergens, vesicants, and exfoliants. as with ocular exposures, the general principles of management after exposure to dermal toxins are many. as soon as a toxic dermal exposure is recognized, decontamination efforts should begin. if the victim is immersed in a toxic fluid, the first step in management is his or her extrication without injury to the assistant. the victim should disrobe him-or herself at the scene. if the victim requires assistance, undressing should be done as safely as possible. protective gear should be donned before assistance with decontamination is rendered. unless the agent is highly reactive (e.g., elemental sodium), it is appropriate to wash the victim thoroughly with water, preferably in a nearby decontamination shower. generally speaking, water should not be used to decontaminate skin in exposures to sodium, phosphorus, calcium oxide, chlorosulphonic acid, and titanium tetrachloride. when emergency medical personnel arrive to the scene, they should continue skin decontamination. again, if the agent is known to have significant dermal absorption, emergency medical personnel should provide themselves every available level of self-protection. certain toxins such as organophosphates can contaminate the air within the ambulance and produce ill effects among personnel if prehospital decontamination efforts are inadequate. upon arrival at a health care facility, the victim may require quarantine, depending on the nature of the agent. skin decontamination in a decontamination shower should continue. particular caution should be exercised in the decontamination of victims of organophosphate insecticide or organophosphate-based nerve gas exposure; health care personnel have been overcome secondarily by contaminants on victims when they assisted in their care without donning proper protective gear. water is the most commonly used skin decontaminant and is highly effective for most dermal exposures. in select cases, specific agents should be used to assist in management (table 2a-8) . without exception, toxin-induced skin burns should be treated according to existing burn management guidelines. these include wound débridement and dressing, monitoring for infection, fluid management, and surgical consultation when appropriate. after the ingestion of a toxic substance, with the exception of agents that have a direct toxic effect on the gastrointestinal tract (e.g., iron or corrosives), that substance must be systemically absorbed and circulated before it reaches a target organ and exerts clinical toxicity. preventing the absorption of toxin is therefore the foundation of treatment after ingestion of a toxin has occurred. the term gastrointestinal decontamination (gid) has been coined to describe those interventions that are useful in preventing toxin absorption. with the exception of rare interventions such as gastroscopy, gid is considered to have only three components: (1) gastric evacuation, (2) administration of adsorbent, and (3) catharsis. gastric evacuation is accomplished through gastric lavage. syrup of ipecac, once used as an emetic for treatment of toxic ingestions, is no longer routinely recommended for this purpose. there are several agents that can adsorb toxic substances, reducing their systemic absorption and subsequent toxicity (table 2a-9) . of these, activated charcoal is the most important adsorbent; there are few substances that activated charcoal will not adsorb (box 2a-13). catharsis, once an integral part of management, also has a diminishing role in the treatment of poisoned patients. gastrointestinal decontamination is discussed in greater detail in chapter 2b. with the development of sophisticated new antidotes and the changing spectrum of clinical poisoning, the use of emergency antidotes is assuming an increasing role in clinical toxicology. however, antidotes are useful in only a fraction of poisonings. 1 table 2a -1 lists the common emergency antidotes. in poisoning with a known substance, early antidote use is indicated for emergency stabilization, often within the first hour. (4) urine alkalinization. potential roles for these interventions are found in table 2a-10 and box 2a-14. further discussion of elimination of a substance that has already been absorbed is provided in chapter 2c. observation and supportive care are the mainstays of therapy for the poisoned patient. indiscriminate use of gastric lavage, antidotes, and drugs should be avoided. all too often, the toxic agent is unknown, multiple drugs have been taken, or the patient is too unstable to undergo an aggressive therapy such as hemodialysis. monitoring of vital signs, cardiac telemetry, and oxygen saturation is mandatory. hospitalization in an intensive care unit is generally indicated for the patient with serious poisoning. multisystem monitoring with blood studies and assessment of other parameters are indicated, and upon detection of any specific system disturbance, appropriate subspecialty consultation is warranted. some agents such as iron, mercury, acetaminophen, paraquat, carbon tetrachloride, and amanita phalloides toxin have a latent phase, in which the patient appears to recover from the initial insult, only to decompensate 24 to 72 hours postingestion. patients with overdose of sustained-release capsules, such as calcium channel blocker or theophylline preparations, also may have delayed manifestation of poisoning. rarely, the tricyclic antidepressants have been known to cause fatal arrhythmia up to 3 days following ingestion. some effects are not seen until later, such as hypertension following phencyclidine ingestion, hemorrhagic colitis following mercury ingestion, and disseminated intravascular coagulation following snakebite. one must also watch for the delayed pulmonary (see chapter 9), hepatic (see chapter 11), renal (see chapter 12) , and hematologic (see chapter 14) manifestations of poisoning. hyperbaric oxygen can provide oxygen at pressures greater than normal atmospheric pressure, which is given as 1 atmosphere (atm) or 760 mm hg. three atmospheres is the maximal pressure humans can tolerate over a reasonable period of time; hyperbaric units generally do not exceed 2.5 to 2.8 atm. the use of hyperbaric oxygenation is becoming standard therapy for patients with significant carbon monoxide poisoning, and it is becoming more available (see chapter 87) for carbon tetrachloride poisoning, and possibly for cyanide and hydrogen sulfide poisoning. admission to an intensive care unit following antidotal therapy for further management and observation is generally indicated. further discussion of each antidote and its use is provided in the chapter on the specific poison. patients may require observation because of an underlying disease that may be exacerbated because of the overdose, such as diabetes, congestive heart failure, cardiac rhythm disturbances, or chronic lung disease. observation may be necessary to evaluate or treat complications, such as in a patient with an overdose who fell and sustained trauma or in a patient who develops aspiration pneumonitis or interstitial pulmonary edema. the iv use of illicit drugs is associated with multiple complications; observation is especially indicated for patients experiencing these complications, which include bacterial endocarditis, rhabdomyolysis, and neurologic sequelae. the disposition of the patient with intoxication may involve medical and psychiatric care as well as social follow-up. all patients admitted to the hospital with intentional overdose warrant close observation and the institution of suicide precautions. these patients may need appropriate restraint or observation if further injury or additional overdose attempts are to be prevented. overt or subtle attempts or gestures indicate the need for psychiatric evaluation. often, outpatient follow-up is necessary; for example, a child with kerosene ingestion may require further examination and chest radiography, and a child who has ingested anticoagulant rat poison may require serial outpatient monitoring of prothrombin times. the issue of child abuse or neglect may need consideration whenever a pediatric patient is treated. finally, long-term follow-up may be indicated; for example, hepatitis and hiv testing may be needed in the iv drug abuser. concepts is very difficult in a single center or even multiple centers. confirmation of exposure by laboratory studies is often unavailable, requiring the clinician to depend on the history (which may be inaccurate) and physical findings (which may be nonspecific) in arriving at the diagnosis of poisoning. there are likewise problems with randomization schemes, 5 and basic inclusion and exclusion criteria. in addition, there are problems with the process of evidence-based reviews themselves. language bias occurs in some evidence-based reviews, 6 such that non-english language publications, potentially of good quality, are often excluded from consideration. in addition, the premises on which the evidence review is based may not be universally applicable. the conclusions reached, based on studies performed in urban tertiary care centers where hospitals are capable of providing state-ofthe-art intensive care, may not apply equally to a remote hospital in a rural area, or even less so to a clinic in a developing country. thus, while careful consideration should be given to position papers and consensus conference proceedings, individual judgment will necessarily enter into the decision to employ any decontamination method for a given case of exposure. unfortunately, an unintended consequence of the publication of position papers is that they may in fact squelch further research. 5 a number of methods of decontamination exist and may be employed depending on the circumstances of exposure. decontamination of the skin and eyes, as well as the gastrointestinal tract, will be discussed. extracorporeal methods of purification (hemodialysis, charcoal filtration, etc.) are covered in chapter 2c. decontamination of the skin and eyes is employed to reduce local tissue injury (chemical burns or irritation) and/or absorption that may result in systemic consequences. the decision to perform skin and eye decontamination is often based on the presence of symptoms, such as burning or itching. this is an insensitive evaluation method; thus, decontamination of these organs should primarily depend on careful consideration of the circumstances of exposure and the physical and toxicologic properties of the compound. protection of personnel during eye and skin decontamination is important to avoid secondary contamination of health care providers. the choice of personal protective equipment is beyond the scope of this chapter. the reader is referred to chapter 103 and to the recent occupational safety and healthy administration (osha) best practices document. 7 in almost all cases, clothing, jewelry, and shoes should be rapidly and completely removed prior to washing. it has been suggested in studies of radionuclide contamination that this process alone can remove the majority of a contaminant. this will, of course, depend on the physical properties of the toxicant but is a logical first step. solids and dust should be gently brushed away before decontamination with a solution. in this way, the heat generated from water reactive compounds can be diminished, as is caking of solids. in some cases, water or other decontamination solutions may be unavailable or in short supply. in such cases, dry decontamination, using an absorbent material (charcoal, flour, earth) followed by brushing or wiping may be attempted. the selection of skin decontamination solutions has historically been a choice between water for polar (watersoluble) compounds and water plus a mild soap or detergent for nonpolar compounds. water alone is typically employed for initial eye decontamination. physiologic saline and other saline-based eye washes are often employed for eye decontamination in health care and industrial settings. the use of these solutions has been largely empiric and practical, based on widespread availability rather than on critical evaluation of their efficacy. yano and colleagues studied water irrigation of burns involving 1 mol/l hcl in rats, measuring subcutaneous ph as a measure of penetration of the acid and efficacy of decontamination. these investigators found that maximal subcutaneous ph depression had occurred by 7 minutes following application of the acid. animals undergoing water irrigation at 1 or 3 minutes postexposure demonstrated some benefit; however, animals irrigated at 10 minutes had no appreciable improvement in ph, compared with control. 8 these investigators had previously demonstrated lack of efficacy of water irrigation after 10 minutes in a 2n naoh burn model. 9 clearly time is of the essence in irrigation of corrosive exposures. with regard to eye exposures, kuckelkorn and colleagues 10 pointed out that water is hypotonic to corneal stroma, allowing edema and increased penetration by chemicals. they recommend use of amphoteric solutions to avoid these problems. in recent years, a number of novel decontamination solutions have come to market. diphoterine (prevor laboratories, moulin de verville, france), an amphoteric solution has been proposed for use in both acid and alkali exposures of eyes and skin, with emphasis on immediate irrigation (at the scene of the incident) rather than for hospital treatment. a recent article 11 that compared diphoterine to physiological saline in alkaline eye burns demonstrated more rapid healing of grade 1 and 2 burns with diphoterine than with saline. the study suffers from a number of deficiencies, including lack of randomization and significant delays and variability in initial irrigation (in the field) and secondary irrigation in hospital (with either diphoterine or saline). nonetheless, the time to corneal reepithelialization was approximately six times as long after saline for grade 1 burns and almost twice as long for grade 2 burns, compared with diphoterine-treated eyes. there were an insufficient number of grade 3 burns to detect any significant difference between groups. despite its shortcomings, this study suggests the potential for improved healing using diphoterine in alkaline eye burns and warrants further investigation. the same study group had previously shown in a study of ammonia burns in new zealand albino rabbit eyes that early application (within 10 minutes) of diphoterine rapidly corrected ph, whereas saline irrigation did not. furthermore, saline-treated eyes had stromal edema, whereas diphoterine-treated eyes did not. 12 the need for early irrigation is emphasized by this experimental study; however, the cited clinical study demonstrates some benefit even with delayed treatment (mean 4.7 hours). 11 cavallini and casati studied diphoterine in experimental skin burns in rats involving 52% hydrochloric acid. skin flushing with diphoterine reduced substance p release during the first 48 hours after burn and was associated with better wound healing and higher concentrations of β-endorphin 7 days later when compared with normal saline or 10% calcium gluconate. 13 hall and colleagues 14 most authors recommend against neutralization of acid and base burns due to the risk for exothermic reaction leading to thermal burns. simple dilution with water or milk after oral ingestion of corrosives is uncommon in europe, but the norm after ingestions in the united states. penner demonstrated in an ingestion model that dilution of concentrated sulfuric acid with an equivalent volume of water results in a temperature elevation of approximately 80°c. neutralization results in even greater heat production. he suggested that vigorous gastric aspiration (likewise considered controversial given the risk for esophageal or gastric perforation) prior to cold fluid lavage is the treatment of choice in patients treated immediately following acid ingestion. 15 a recent experimental study involving irrigation of rat skin exposed to 2n naoh with 5% acetic acid suggests that neutralization may not always be contraindicated. the investigators demonstrated more rapid correction of ph, no difference in peak temperatures, and improved outcomes in animals treated with 5% acetic acid rather than water. these findings cannot inundated with contaminated casualties. decontamination protocols that are not deployable within minutes (preferably 5 to 10 minutes) after an incident may serve little purpose in protecting the facility and health care providers from contamination. serious consideration should be given to the complexity of the setup process, one that typically will not be employed frequently. one example of a locally developed immediate deployment sheltered outdoor decontamination unit is shown in figure 2b -4. this unit can be deployed in less than 2 minutes and provides for decontamination of both ambulatory and stretcher patients. it is common practice to utilize physicians, nurses, and other critical emergency department (ed) staff to do decontamination. this is probably not advisable for a number of reasons. first, decontamination does not require great technical skill, and very little stabilization be generalized, but indicate the need to readdress current dogma regarding neutralization. 16 the ideal duration of eye and skin decontamination is yet to be determined. recommendations for copious irrigation are common, without further precision. fifteen minutes is probably the most commonly recommended duration for eye irrigation. kuckelkorn and colleagues have recommended a minimum of 30 minutes for eye irrigation after chemical exposures. 17 one retrospective study of 172 eye burn victims suggested that outcomes were better among those who had prolonged (1 to 2 hours) irrigation. 18 irrigating to a relatively neutral ph is often attempted. if this is employed, it is helpful to remember that the ph of saline for intravenous injection (often employed for eye irrigation) is appreciably acidic (approximately 4.5) so that one should wait a few minutes after irrigation to measure the ph in order to allow the patient's own tears to replace the saline irrigation fluid in the conjunctival sac. the appropriate temperature for decontamination fluids has also been poorly studied. while increasing temperature of decontamination liquids reduces the likelihood of hypothermia in inclement climes and improves water solubility, heat also dilates skin pores and blood vessels, which may lead to increased absorption. if excessive, it may aggravate chemical or thermal burns. osha's recently published best practices guide for first receivers 7 recommends a 5-minute wash with tepid water, based on recommendations from the u.s. army for chemical decontamination. 19 mcintyre and colleagues recommend "warm, but not excessively warm" water for decontamination. 20 eye irrigation should be performed with room temperature solutions. careful thought should be given to environmental conditions and risk for exposure when decontamination must be done out of doors. the duration and type of skin and eye decontamination performed in mass casualty situations may vary from that in cases involving single patients based on triage considerations. management of mass casualties is covered in chapter 103. a great number of options have been developed in recent years for skin decontamination, due to the increased interest in hazardous materials and chemical terrorism issues. examples of decontamination stretchers and facilities are shown in figures 2b-1 to 2b-3. many others exist. one of the overriding considerations in determining the kind of decontamination facilities and equipment to purchase should be their capacity for rapid deployment. the experience with the sarin terrorist attack in tokyo revealed that hospitals may be rapidly can be performed during the decontamination process. furthermore, if there are problems and decontaminating personnel are unable to continue, such a practice results in incapacitation of primary emergency care providers. neither should security personnel, in general, be tasked with this responsibility, since a mass casualty situation will require their services for security itself. a number of alternatives have been suggested. some hospitals train housekeeping staff to perform decontamination. others have nurses from other units (burn units have extensive experience in wound care and cleaning) don protective clothing and prepare for decontamination while the ed staff prepares the decontamination facility and the ed proper to receive casualties. decontamination of radionuclides from the skin may be performed in a manner analogous to chemical exposures. uranium hexafluoride exposures should be treated in a manner analogous to that for hydrofluoric acid burns. wounds heavily contaminated with radionuclides may require surgical débridement and should be covered after initial decontamination. see chapter 104 regarding radiation emergency management for further information. hydrogen fluoride, ammonium biflouride, and other soluble fluorides may pose a unique case in terms of decontamination. while an initial quick flush with water is appropriate, the patient may benefit from rapid decontamination with a substance that can bind the fluoride. hexafluorine has been reported to prevent significant skin burns in both humans and experimental animals when applied immediately after exposure. 21, 22 two randomized studies in rats found, however, that hexafluorine was no better than water in preventing electrolyte disturbances caused by fluoride 23, 24 and perhaps less effective than water or water plus calcium gluconate in reducing burn injury. 24 thus, hexafluorine's efficacy in fluoride injury remains controversial. 25 researchers in hydrogen fluoride manufacturing facilities frequently recommend skin irrigation with benzalkonium chloride solution based on studies performed in pigs. 26, 27 calcium gluconate irrigation of skin 28 and eyes 29 has also been recommended to bind fluoride and prevent further injury. other investigators have found calcium gluconate to be no more effective than water or saline and perhaps detrimental in eye irrigation. 30, 31 in summary, the ideal decontamination of hydrogen fluoride burns to skin and eyes remains to be determined. phenol is unique in its capacity to cause nonpainful burns and systemic toxicity. water irrigation may increase phenol absorption. 32 generally accepted skin irrigation therapy consists of isopropanol 32, 33 or polyethylene glycol solutions. 32,34 white phosphorus is pyrophoric (i.e., it burns in the presence of air). it is thus indispensable to provide adequate copious irrigation with water. the application of copper sulfate has been recommended, 35 but an experimental study in rats demonstrated increased lethality in animals receiving topical treatment with 1% copper sulfate. 36 eldad and colleagues have evaluated various phosphorus burn treatment recommendations and have concluded that copious water irrigation is superior to other treatments. 37 high-pressure injection injuries should be mentioned here due to their requirement for special care and high all eye and skin exposures resulting in violation of the epithelium should prompt consideration of the need for tetanus toxoid administration. the only emetic currently recommended for use in humans is syrup of ipecac. previously employed emetics continue to be responsible for significant pathology, however. the administration of table salt has long been condemned in the literature 40 ; nonetheless, recent reports illustrate that its use has not been completely abandoned and that it remains potentially lethal. 41, 42 liu reported that copper sulfate continues to be used in china for emetic purposes and has resulted in multiple fatalities in recent years. 43 the dose of ipecac is 5 to 10 ml in children 6 to 12 months of age or 15 ml in children 1 to 12 years of age. this should be followed by 10 to 20 ml water per kg body weight. older children and adults should receive 30 ml ipecac followed by 200 to 300 ml of water. ipecac is contraindicated in the following situations: ingestion of petroleum distillates ingestion of strong acids or bases ingestion of strychnine or other proconvulsants unconsciousness or absence of gag reflex ipecac has a number of potential adverse effects, including lethargy, cramps, and diarrhea. when taken chronically, it may induce muscle cramps and both skeletal 44 and cardiac myopathy. 45 it is subject to frequent abuse by patients with eating disorders, a factor that led to a review of the product's safety by the fda in 2003. the american academy of clinical toxicology (aact) and the european association of poisons centres and clinical toxicologists (eapcct) reviewed the medical literature regarding the use of ipecac in 1997. 46 this combined task force more recently examined their previous findings and literature that had appeared since their earlier review. in brief, they concluded that syrup of ipecac should not be administered routinely in the management of poisoned patients. they pointed out that in experimental studies the amount of marker removed by ipecac was highly variable and diminished with time. furthermore they concluded that there is no evidence from clinical studies that ipecac improves the outcome of poisoned patients and recommended that its routine administration in the ed be abandoned. finally, they signaled the absence of data to support or exclude ipecac administration soon after poison ingestion, the administration of ipecac potentially reducing the effectiveness of activated charcoal, oral antidotes, and whole bowel irrigation (wbi). 47 there are indications that the use of syrup of ipecac has dramatically declined in recent years, and it is likely that this trend will continue. 48, 49 bond examined the evolving use of ipecac in u.s. poison centers, comparing rates of referral to the ed and moderate or greater outcomes in patients younger than 6 years with unintentional ingestions. this comparison was carried out according to the frequency with which centers recommended use of ipecac. overall, use of ipecac was extremely rare (1.8%) and significant adverse outcomes even lower (0.6%). comparing the two groups of 32 centers each, there were no significant differences in referral rates or adverse outcomes. bond concluded that there was no reduction in resource utilization (ed referral) or improvement in patient outcome from the use of syrup of ipecac at home and that while the data could not exclude a benefit in a very limited set of poisonings, such a benefit remained to be proven. shannon, in an editorial in the same issue, sounded the demise of ipecac on the basis of lack of proven efficacy, changing patterns in poison center approaches to the management of pediatric ingestions (including preference for activated charcoal when decontamination is indicated), and the move by the fda to rescind ipecac's over-the-counter status. 50 this prediction was prescient, since the american academy of pediatrics, based on bond's article and the factors cited by shannon, revised its position statement on ipecac use, calling for abandonment of the regular stocking of it in the home. 51 more recently, a u.s. government-convened review panel of experts published their conclusions regarding ipecac use. 52 the panel concluded that the use of ipecac syrup might have an acceptable benefit-to-risk ratio when: there is no contraindication to the use of ipecac syrup. there is substantial risk of serious toxicity to the victim. there is no alternative therapy available or effective to decrease gastrointestinal absorption (e.g., activated charcoal). there will be a delay of more than 1 hour before the patient will arrive at an emergency medical facility. ipecac syrup can be administered within 30 to 90 minutes of the ingestion. ipecac syrup administration will not adversely affect more definitive treatment that might be provided at a hospital. given these restrictions, rural residents might consider keeping ipecac on hand for home use under poison center direction. otherwise, these recommendations sharply limit the applicability of the drug and, thus, the induction of vomiting in general. are many unknowns in any clinical trial, the most significant of these being the time between ingestion and treatment and the amount of toxicant ingested. it is fair to say that the evidence for efficacy is currently deficient, but that lack of efficacy has not been proven either. the use of endoscopy in the diagnosis of caustic injuries is addressed in chapter 98. its use in the retrieval of foreign objects, such as batteries, 59 firearm cartridges, 60 and various pill fragments [61] [62] [63] [64] [65] [66] has been reported in humans and studied in animals, 67 but has not been systematically addressed in humans. faigel and colleagues report that endoscopic use of the roth net was most effective in removal of button batteries. 67 like other forms of decontamination, endoscopy to retrieve tablet fragments has been associated with significant complications; thus, the decision to perform endoscopy in these circumstances should be carefully weighed against the risks. 62 surgical gastrointestinal decontamination has been employed for button battery ingestions, 68-70 cocaine and narcotic drug packets, [71] [72] [73] [74] [75] [76] [77] and bezoars of iron 78 and theophylline, 79 among others. batteries passing the esophagus usually are expelled in the feces and are generally believed to require no intervention, although recent reports of early battery leakage have called the "wait and see" approach into question. 80, 81 button batteries, when impacted in the esophagus, should generally be removed by endoscopy unless perforation is suspected. 59, 67, 82 the trend toward use of smaller batteries by manufacturers has decreased the incidence of this problem. in the case of cocaine and heroin bodypackers/stuffers, many cases can be managed conservatively with wbi or other purgatives. most researchers agree, however, that acute toxicity (drug leakage) and bowel obstruction are indications for immediate laparotomy. 71, 73, 75 charcoal binds to diverse substances, rendering them less available for systemic absorption from the gastrointestinal tract. it is obtained as a product of pyrolysis of numerous organic compounds (petroleum, wood, peat) and "activated" by heating it to 600º f to 900º f, in the presence of steam, carbon dioxide, or air. this gives the product a small particle size and large surface area. while charcoal adheres to many substances, a significant number of compounds and classes of compounds are poorly absorbed by charcoal. these include metals (lithium, sodium, iron, potassium) and alcohols. thallium appears to be an exception, being relatively well absorbed by charcoal. 83 the employment of gastric lavage is controversial and varies markedly depending on geographic area and the background and training of the practitioner. gastric lavage involves blind placement of a large-bore gastric tube into the stomach, in a patient who can either protect his or her own airway or in whom the airway has been protected by an endotracheal tube, with the goal of removing toxicant remaining in the stomach through a combination of instillation of water or physiological saline, followed by suction or gravity-induced drainage. this cycle of instillation/drainage is repeated until the effluent is clear or until several liters of water/saline have been passed through the tube. this procedure has been widely popular in the past and continues to be employed in many eds around the world. it is, however, a largely unproven therapy. the indications for gastric lavage are recent ingestion (generally less than 1 hour, unless the ingestion involves agents that decrease gastric motility, such as anticholinergics) of a substance of sufficient quantity to be likely to cause serious harm in the absence of removal. the procedure should be given greater consideration in ingestions for which inadequate treatment modalities exist (paraquat) or in cases where delivery of proven effective therapy (antidotes or extracorporeal removal) is likely to be delayed. ingestion of low-viscosity petroleum products, corrosives (acids and alkalis) and inability to protect the airway (unless tracheal intubation has been performed beforehand) are contraindications to gastric lavage. serious adverse effects of gastric lavage are relatively rare but may be significant. the procedure may induce hypoxia, 53 perforation of the gastrointestinal tract or pharynx, 54,55 fluid and electrolyte abnormalities, 56 inadvertent tracheal intubation, as well as aspiration pneumonitis. 57 tracheal intubation is not completely protective against aspiration. the aact/eapcct recently reviewed the animal and clinical literature regarding gastric lavage and published a position statement, 58 which states in part that gastric lavage should not be employed routinely, if ever, in the management of poisoned patients. the study group pointed out that in experimental studies, the amount of marker removed by gastric lavage is highly variable and diminishes with time and that few clinical studies have demonstrated a beneficial effect on outcome. the quality of the gastric lavage literature is, for the most part, lacking. few studies have the power to detect significant differences in outcome for a single toxicant, and it seems unscientific to compare outcomes after ingestion of widely varying products. furthermore, there 38 activated charcoal products containing sorbitol should be avoided where possible because (1) the efficacy of cathartics is lacking (see below); (2) sorbitol is emetogenic and can increase the risk for vomiting the charcoal; and (3) sorbitol administration in infants is associated with dehydration and other life-threatening events. activated charcoal is administered as a slurry, either in water or sorbitol, orally or via a nasogastric tube. dose recommendations vary, but generally a larger dose is considered better, to assure that binding capacity exceeds the amount of toxicant present. the recommended dose is 0.5 to 1 g/kg in children or 25 to 100 g in adults. in general, to be maximally effective, charcoal should be administered as soon as possible after ingestion of the toxicant, preferably within 1 hour. green and colleagues studied this issue in healthy volunteers in a randomized crossover study. after giving 4 g (the equivalent of eight extra-strength tablets) of acetaminophen to patients, then giving charcoal at 1, 2, or 3 hours after ingestion, they found no differences in the area under the curve of plasma acetaminophen. the investigators stated that "data do not support the administration of activated charcoal as a gastrointestinal decontamination strategy beyond 1 hour after drug overdose." 84 while there are obvious problems in extrapolating toxicokinetic results from a study involving a nontoxic dose to all overdoses, the results do suggest that benefit clearly decreases over time. as for most decontamination measures, the indications for single dose activated charcoal are controversial. the recently released revision of the single-dose activated charcoal position statement of the aact/ eapcct states that single-dose activated charcoal should not be administered routinely in the management of poisoned patients, but that it may be considered if a patient has ingested a potentially toxic amount of a poison (which is known to be adsorbed to charcoal) up to 1 hour previously. the researchers state that the potential for benefit after 1 hour cannot be excluded. finally, they emphasize that there is no evidence that the administration of activated charcoal improves clinical outcome. 85 charcoal administration is generally considered contraindicated in ingestions of caustics, since it is probably ineffective in reducing their potential for harm and furthermore makes endoscopy difficult. charcoal generally should not be administered when there is a high risk for gastrointestinal hemorrhage or perforation. charcoal is likewise contraindicated in any patient in whom the airway protection is not assured. it should not be administered in the presence of hydrocarbons with high aspiration potential. charcoal should not be administered in the case of ileus or mechanical bowel obstruction. one of the most common adverse events associated with charcoal administration is vomiting, which occurs in approximately 7% to 15% of patients. abdominal bloating is also quite common. both diarrhea and constipation may occur. complications have been described, including pulmonary aspiration and direct administration into the lungs via misplaced nasogastric tube. aspiration appears to be relatively rare, but may have serious consequences. 57, [86] [87] [88] [89] multiple-dose activated charcoal (mdac) has been proposed for use in the case of drugs that undergo extensive enterohepatic or enteroenteric circulation. drugs with small volumes of distribution are particularly susceptible to removal by adsorption to charcoal in the gut, which has sometimes been referred to as "gastrointestinal dialysis." although experimental and volunteer studies have demonstrated that mdac increased elimination of a number of compounds, there is little proof of clinical benefit. the aact/eapcct has concluded that although many studies in animal and volunteer studies have demonstrated mdac increases drug elimination significantly, there are no controlled studies in poisoned patients that demonstrate mdac reduces morbidity and mortality. pending further evidence of direct benefits, the study group recommended that mdac be considered only if a patient has ingested a life-threatening amount of carbamazepine, dapsone, phenobarbital, quinine, or theophylline. 90 the contraindications for mdac are essentially those of single-dose activated charcoal. the admonition for use in intestinal obstruction is of even greater import in the case of mdac. the presence of decreased peristalsis (often associated with anticholinergic drugs and opiates) should provoke extreme caution in the administration of mdac. prussian blue is an effective absorbent for the management of thallium and cesium intoxications. see chapters 75 and 104 for further information. fuller's earth is often recommended for gastrointestinal decontamination of paraquat (see chapter 78) . although effective for this purpose, this substance is found in few hospitals. activated charcoal is an effective absorbent of paraquat and should be employed when fuller's earth is not available. 91 hypermagnesemia may result in cardiac dysrhythmias. elderly patients and those with renal dysfunction are at particular risk. [93] [94] [95] massive doses of cathartics may result in cardiopulmonary arrest. 93 wbi involves the administration, by mouth or nasogastric tube, of large amounts of an iso-osmotic polyethylene glycol electrolyte solution (go-lytely [braintree laboratories, braintree, ma], co-lyte [schwarz pharma, mequon, wi], and others) with the goal of removing unabsorbed toxicant from the gastrointestinal tract as rapidly as possible by rectal expulsion. one rationale for its use includes the fact that some compounds are poorly absorbed by charcoal, particularly iron and lithium. wbi may be of particular interest in the case of sustainedrelease or enteric-coated compounds and in the case of drug packets (body packers). the aact/eapcct's consensus panel concluded that wbi should not be used routinely and that there is no conclusive evidence that it improves the outcome of poisoned patients. based on evidence from volunteer studies, the group recommended that wbi be considered for potentially toxic ingestions of sustained-release or enteric-coated drugs, particularly in those patients who present more than 2 hours after drug ingestion. they more strongly endorsed wbi for patients who have ingested substantial amounts of iron because the morbidity is high and there are no other effective options for gastrointestinal decontamination. another potential indication cited for the use of wbi is expulsion of ingested packets of illicit drugs. 96 polyethylene glycol electrolyte solution (e.g., go-lytely, co-lyte, nulytely [braintree laboratories, braintree, ma]) is administered by mouth or nasogastric tube at 25 to 40 ml/kg/hr until the rectal effluent is clear or until the desired effect is otherwise demonstrated (e.g., passage of drug packets demonstrated by imaging studies). computed tomography (ct) with contrast has often been used to identify retained packets, but a recent case report demonstrated incomplete sensitivity of ct to detect all unexpelled drug packets. 72 wbi is contraindicated in the presence of mechanical or functional (ileus) bowel obstruction or perforation and in the presence of significant gastrointestinal hemorrhage. it should likewise be avoided if the patient is hemodynamically unstable. nausea and vomiting are not uncommon. abdominal bloating and cramping may occur. vomiting in the case of an unprotected airway may result in pulmonary aspiration. cathartics comprise another group of compounds recommended since ancient times for the purpose of eliminating toxicants from the gastrointestinal tract. the two most common categories of cathartics are the magnesium salts (e.g., magnesium citrate, magnesium sulfate) and nondigestible carbohydrates (e.g., sorbitol). despite their long history of use, there is virtually no evidence of their efficacy. on the contrary, cathartics may induce significant harm in certain groups of patients, particularly children and those with renal disease. there are no evident indications for the use of a cathartic alone in the treatment of poisoning. 92 an aact/eapcct position statement concluded that experimental data are conflicting regarding the use of cathartics in combination with activated charcoal. the study group found no published clinical studies that investigated the ability of a cathartic, with or without activated charcoal, to reduce the bioavailability of drugs or to improve the outcome of poisoned patients. they went on to say that based on available data, the routine use of a cathartic in combination with activated charcoal is not endorsed and that if a cathartic is used, it should be limited to a single dose in order to minimize adverse effects of the cathartic. the dose of sorbitol is approximately 1 to 2 g/kg. 92 when given in combination with activated charcoal for single dose-activated charcoal therapy, the dose should be determined on the basis of charcoal dosing. if multiple doses of charcoal are to be administered, repeated use of sorbitol is not recommended. for magnesium citrate, the dose is 4 to 6 ml/kg in children and 300 to 480 ml in adults. cathartics are contraindicated in the presence of bowel obstruction, in the absence of bowel sounds, or in the case of recent bowel surgery or intestinal perforation. they should likewise not be employed in the case of corrosive ingestions or when significant electrolyte disturbances, dehydration, or hemodynamic instability are present. magnesium-containing cathartics must be avoided in patients with renal insufficiency and heart block. caution should be employed in patients at extremes of age. cathartics frequently cause cramping, nausea, and vomiting. significant dehydration may occur if catharsis is excessive, with resultant hypotension. cathartic-related 40 the decision to employ decontamination methods in an individual case must be determined based on the factors present in that individual case. first and foremost in the decision to attempt decontamination is a determination of whether a significant exposure has occurred. this is critical for numerous reasons: (1) needless decontamination procedures may delay other definitive therapy for systemic toxicity; (2) conversely, failure to adequately decontaminate the skin may increase morbidity of contaminated patients and result in secondary contamination of health care providers and facilities; and (3) decontamination, as discussed, is not without risks. it is vital to recall hippocrates' admonition: primum non nocerum. dose/ exposure assessment is extremely difficult on an acute basis due to the great number of unknowns. young children cannot recount the quantity or quality of what they have ingested. self-harm attempts are often accompanied by attempts to conceal or, conversely, to exaggerate the consumption of potentially toxic compounds. it is rare that contemporaneous exposure information (air concentrations or even product identification) is available after environmental exposures associated with hazardous materials releases or acts of terror. fear associated with these events may result in psychogenic illness at times indistinguishable from that of the toxic exposure. when doubt exists, it may be safer to decontaminate, but this should be a considered decision. once it is established that an exposure has occurred (or if exposure cannot be excluded) and some attempt has been made to determine the magnitude of the exposure, one must examine the toxic potential of the compound(s) in question, keeping in mind that the toxicity of combined substances is not always equal to the sum of their individual toxicities. approaches to the treatment of poisoning are deeply rooted in personal experience and colored by bias in the literature. recent studies have reexamined the need to decontaminate victims of certain exposures that were previously approached aggressively from a therapeutic standpoint. 97, 98 decisions around decontamination must be individualized. a suggested approach is found in figure 2b -5. this nonvalidated algorithm should simply be considered a pathway for considering options. there are numerous potential exceptions to the general suggestions in the figure. one might consider gastric lavage alone in the case of presentation of poisoning within 1 hour of ingestion by a highly toxic compound that is not readily absorbed by charcoal. lithium is one such example. reiterating, gastric lavage is most likely to be effective in an early-presenting, potentially lethal ingestion. cyanide is an example of a highly toxic compound that might be removed by lavage, but is also readily absorbed by charcoal. yes. illicit drug packets containing cocaine or heroin may leak. a dose of activated charcoal given prophylactically (in the absence of symptoms) could theoretically absorb eventual leakage, while wbi accelerates passage of the packets. as a reminder, clinical evidence of toxicity (leakage) is an indication for laparotomy. similarly, charcoal followed by wbi may be indicated for ingestions of enteric coated tablets. in cases in which ingestion of a substance known to be effectively eliminated by wbi (such as lead, zinc, or iron) is not recent (and thus not likely to benefit from gastric lavage) and when the substance is not readily absorbed by charcoal, wbi alone may be indicated. it should be clear from the discussion that the previously common "reflex arc" of ingestion-decontamination should not apply. the decision to apply a particular procedure or combination may not be simple. for this reason, consultation with a regional poison center and/or medical toxicologist is strongly suggested in cases of uncertainty. 1. irritants, corrosives, and substances toxic by skin absorption should be removed. liquids with high volatility and potential for secondary contamination (organic solvents) should likewise be removed. when in doubt, decontamination is appropriate; however, life-saving interventions (abcs) take precedence over decontamination. personnel should wear protective garments appropriate to the hazard. 2. if the history is reliable and the ingestion is clearly nontoxic, no decontamination is required. the urge to "do something" should be weighed against the maxim to "first, do no harm." 3. single-dose activated charcoal (sdac) is considered most effective when administered less than 1 hour after ingestion of a toxic substance. there is insufficient evidence to support or condemn its use with toxic ingestions presenting more than 1 hour later. in general, metals (lithium, iron, but not thallium) and alcohols are poorly absorbed. 4. multiple-dose activated charcoal (mdac) should be considered primarily if a patient has ingested a life-threatening amount of carbamazepine, dapsone, phenobarbital, quinine, or theophylline. multiple-dose activated charcoal increases the elimination of amitriptyline, dextropropoxyphene, digitoxin, digoxin, disopyramide, nadolol, phenylbutazone, phenytoin, piroxicam, and sotalol, but evidence is insufficient to support its use in these ingestions. 5. whole bowel irrigation should not be performed in the presence of ileus or bowel obstruction. 6. if uncertainty exists about the need for decontamination procedures, contact the regional poison control center and/or a medical toxicologist. effective adsorbent 1 ; it may even limit the adsorptive capacity of activated charcoal. 2 two theories have been advanced to account for the observed acceleration of drug clearance associated with the use of mdac after the drug's absorption from the gastrointestinal tract. one theory explains this acceleration by charcoal's interruption of the enterohepatic recirculation of hepatically metabolized drugs. the other is aptly called "gastrointestinal dialysis," a term coined by levy in an editorial that accompanied the seminal work on this topic by berg and colleagues. 3, 4 using an animal model of intravenous theophylline poisoning, kulig and colleagues measured bile theophylline concentrations and were able to demonstrate that the observed increase in theophylline clearance with mdac was not due to interruption of enterohepatic recirculation of the drug. 5 arimori and colleagues demonstrated in an experimental model that the exsorption rate of theophylline into the intestinal lumen increased in proportion to the administered dose of theophylline, suggesting that the gastrointestinal dialysis effect may increase with escalating dose for some toxins. 6 given that overall mortality from overdose is low, that the efficacy of gastrointestinal decontamination techniques declines significantly with advancing time after ingestion, and that significant delay to clinical presentation occurs in the majority of ingestions, elimination enhancement techniques, including mdac, have come under recent scrutiny. 7 tenenbein cited case reports of complications from mdac with a lack of proven clinical benefit in arguing that its role in the treatment of poisoning required reassessment. 8 these cautions notwithstanding, review of the available evidence suggests that mdac can accelerate drug clearance, achieving rates comparable to more invasive techniques such as hemodialysis. moreover, a recent study of complications associated with mdac use found that they occurred infrequently. 9 there are also data suggesting that mdac improves outcome in selected poisoning cases. one report describes two presentations of the same patient with phenytoin toxicity, one in which mdac was not used and a second in which it was; the second hospitalization was 3 days shorter despite the patient having a higher serum phenytoin level. 10 a recent single-blind, randomized, placebo-controlled trial performed in sri lanka demonstrated a significant reduction in mortality from yellow oleander poisoning once a drug or toxin has been absorbed, a number of means exist to enhance its elimination. chapter 2d addresses extracorporeal techniques of toxin removal from the blood (e.g., hemodialysis and hemoperfusion), which, when performed on an emergency short-term basis such as for poisoning, are done intermittently using a large double-lumen catheter in a central vein with flow through the circuit driven by a pump. other types of dialysis exist that also usually do not require arterial access and are more versatile in that they do not pose as great a hemodynamic stress to the patient; however, they also are generally much slower in their rates of clearance. one of these alternatives, multiple-dose activated charcoal (mdac), involves use of the patient's own gastrointestinal mucosa as a dialyzer. all of these techniques share in common with dialysis the underlying principle of filtering a toxin from the blood using a semipermeable membrane in order to enhance its clearance. a number of substance-related factors affect the clearance rates that can be achieved by dialysis techniques. first, a toxin must distribute primarily into the intravascular compartment-that is, have a low volume of distribution, in order to be removed by a dialysis technique at a clinically significant rate. second, molecular size is important, with low molecular weight substances crossing the dialysis membrane from an area of high concentration (blood) to an area of low concentration (dialysate). even higher molecular weight substances can cross and thus be removed from the blood by convection when dialysis is supplemented with ultrafiltration, which relies on a membrane with a high permeability coefficient and a high transmembrane pressure. finally, high protein binding presents a large molecular size to the membrane (i.e., a protein-bound drug), thus limiting the rate of clearance, unless the toxin is adsorbed from the serum proteins such as with the use of a charcoal cartridge in hemoperfusion. delayed absorption may occur after toxic ingestion: (1) with sustained-release preparations, (2) if tablet conglomerates form in the gastrointestinal tract, (3) if the substance delays gastrointestinal motility. or, (4) if a poorly absorbed substance (e.g., phenytoin) is ingested. multiple doses of activated charcoal have been used in these situations to enhance preabsorptive elimination. whole bowel irrigation, the other treatment modality used to enhance preabsorptive elimination, appears to provide no additional benefit when administered to treat a drug overdose for which activated charcoal is an curtis p. snook, md ■ daniel a. handel, md, mph c with mdac therapy when compared with treatment with single-dose activated charcoal. 11 further study is needed to define the circumstances in which the benefits of mdac appear to justify its risks. however, some predictions can be made based on available data. mdac has been demonstrated to accelerate the clearance of a number of toxins (box 2c-1). chyka and colleagues found in a porcine model that mdac enhanced elimination of acetaminophen, digoxin, and theophylline but not valproic acid. 12 drugs with relatively lower intrinsic clearance (digoxin, theophylline) were cleared with mdac more rapidly than were drugs with higher intrinsic clearance (acetaminophen). interestingly, volume of distribution, half-life, and protein binding were not significantly correlated with mdac enhancement of clearance. however, therapeutic doses were administered in this study, limiting application of these results to the overdose setting. a volunteer study of dapsone ingestion using a randomized crossover design along with data from two overdose cases showed a doubling of elimination with mdac in healthy volunteers and a greater increase in the overdose patients, again suggesting that the effectiveness of mdac also may be a function of dose for a given toxin. 13 significant adverse effects with mdac preclude its use in patients for which no significant clinical benefit is expected. there are some drugs or drug classes for which data are conflicting (box 2c-2). for example, the available studies suggest that mdac likely would not be beneficial in unselected cases of digoxin poisoning. however, one volunteer study of mdac for enhancement of digoxin clearance applied kinetic predictions to suggest that greater clearance with mdac would occur in patients with renal impairment 14 ; animal data support this assertion. 12 in a case of chronic digoxin poisoning, mdac effectively accelerated drug clearance when digoxin antibody fragments were unavailable and hemodialysis had been unsuccessful. 15 box 2c-3 lists the drugs investigated for which mdac has not been shown to accelerate clearance. mdac often is poorly tolerated. virtually all patients in one study complained of poor palatability and bloating with mdac, with one patient withdrawing because of repeated vomiting. 14 transient constipation may occur with mdac use in susceptible patients. protracted vomiting also has been reported to limit the usefulness of mdac in theophylline poisoning. 16 aspiration of charcoal is another well-recognized complication of mdac. in one published case, an unintubated patient treated for phenobarbital and carbamazepine overdose with gastric lavage followed by mdac vomited and aspirated 12 hours after therapy was initiated, eventually dying on hospital day 15. 17 another reported patient with theophylline overdose was treated with ipecac followed by mdac. he went on to develop convulsions followed by aspiration, eventuating in his death. 18 in the most sobering case, a patient aspirated activated charcoal despite airway control. 19 this patient received mdac after intubation and gastric lavage for desipramine and thiothixene overdose. after extubation the next day, the patient vomited, aspirated charcoal, and had a cardiorespiratory arrest from which he could not be resuscitated. in a similar case, a patient who ingested thioridazine and imipramine underwent endotracheal intubation and gastric lavage after he had a seizure. he received 50 g of activated charcoal by nasogastric tube followed by 25 g and then 50 g with sorbitol every hour for 6 hours. 20 when the nasogastric tube was removed, the patient vomited, became cyanotic and had a respiratory arrest. charcoal was suctioned from the patient's lungs until hospital day seven. rau mdac, multiple-dose activated charcoal. and colleagues described three deaths from charcoal aspiration among 15 patients treated with charcoal for central nervous system-depressant overdose without airway protection. their subsequent six overdose patients were intubated prior to charcoal administration and no cases of aspiration occurred. 21 in light of this experience, any patient at risk for aspiration (i.e., one in whom diminished consciousness, depressed airway reflexes, or seizures are present or anticipated), should have a firm indication for mdac and a protected airway before undertaking the procedure. equally important, there appears to be a ceiling effect for charcoal adsorption such that increasing dose or frequency beyond a certain point results in no additional therapeutic benefit. 22 overdose victims with decreased gastrointestinal motility may develop bowel obstruction with use of mdac. a number of cases have reported mdac resulting in small bowel obstruction, abdominal distension, constipation, rectal bleeding, and even intestinal perforation when either the overdose itself or the therapy for the overdose involved anticholinergic drugs. [23] [24] [25] [26] [27] [28] appendicitis in association with mdac use has been reported. 29 another patient with chronic theophylline toxicity treated with mdac developed small bowel obstruction and was found on laparotomy to have adhesions at the ileocecal valve secondary to a previous hysterectomy; multiple pieces of charcoal were found in the bowel at the site of obstruction measuring 4.5 × 5 × 3 cm in aggregate. 30 cathartics are ineffective as a means of elimination enhancement after poisoning. 31 however, to avoid constipation and charcoal inspissation, cathartics often are coadministered. sorbitol is the usual choice because of its rapid onset and palatability. sorbitol is typically marketed in a 70% concentration with activated charcoal because it is bacteriostatic at this concen-tration. 32, 33 using excessive or multiple doses of sorbitol with activated charcoal in poisoning is associated with significant morbidity, including hypernatremia resulting in death, and should be avoided. 34 magnesium citrate or sulfate occasionally are used instead of sorbitol. patients with premorbid magnesium abnormalities or those receiving excessive doses of magnesium cathartic can suffer serious morbidity, including hypermagnesemia, which can be fatal. 34 the optimal dosing for activated charcoal in mdac is unknown. the commonly accepted dose is 1 g/kg (maximum of 50 g) of activated charcoal initially, followed by 0.5 g/kg (maximum 25 g) every 4 hours thereafter. others have suggested a dose of 1 g/kg of activated charcoal in 4.3 ml/kg body weight of 70% sorbitol every 4 hours until the first charcoal stool appears. in children, the same weight-based dose of activated charcoal is recommended. 33 a third set of published guidelines for adults has suggested an initial dose of 50 to 100 g, with additional doses given at a rate of at least 12.5 g/hr until the patient is improving clinically and by relevant laboratory parameters. this latter set of recommendations includes lower dosing (10 to 25 g) for children younger than 5 years of age, smaller doses more frequently along with antiemetic use in vomiting patients, and no use of cathartics, particularly in young children. 7 mdac has been used safely in infants and neonates 35, 36 ; it has even been used to treat neonatal hyperbilirubinemia. 37 patients receiving mdac should be intubated, ideally with a cuffed endotracheal tube, if they are obtunded or have diminished airway reflexes or seizures. the charcoal should be diluted with at least 8 ml of water per gram of charcoal. mdac should not be administered in the presence of ileus or bowel obstruction. coadministration of anticholinergic agents should be avoided during mdac. charcoal should be withheld 4 hours prior to extubation. gastric contents should be aspirated with a nasogastric tube prior to extubation to avoid the complications previously discussed. magnesium cathartics should be used with caution, particularly in patients with decreased renal function, and are best avoided in such patients given that safer alternatives are available. it is a common practice to give the first dose of charcoal with a cathartic, usually sorbitol, and to give subsequent doses without cathartic. the availability of only sorbitol-charcoal preparations can be problematic in hospitals with such rigid stocking patterns. 38 electrolytes should be closely monitored if more than one dose of cathartic is administered. box 2c-4 summarizes the indications, contraindications, and dosing guidelines for mdac use in poisoning. 44 myoglobin in an animal study and in humans from drug-and exercise-induced rhabdomyolysis has been removed successfully by cvvh. [45] [46] [47] severe lactic acidosis induced by propofol improved significantly with the use of cvvh. 48 cvvh has been shown to be safe and effective in treating radiocontrast-induced acute renal failure after percucontinuous veno-venous hemofiltration (cvvh) and similar modalities used for what is termed "continuous renal replacement therapy" increasingly are being used in the therapy of critically ill patients, including those suffering from poisoning. cvvh offers a number of useful advantages over traditional dialysis techniques. first, it can be used in patients with renal failure who are hemodynamically unstable and require large volumes of parenteral nutrition. in cvvh isotonic fluid is removed from the femoral vein slowly and continuously rather than in 1-to 4-l increments over a 2-to 4-hour treatment session, the typical pattern for hemodialysis (hd). also, the diffusion clearance inherent to hd results in the return of a hypo-osmolar fluid to the intravascular space, resulting in a further loss of intravascular volume in comparison with cvvh. the latter restores volume losses with isotonic replacement fluid and fluid refilling from the overhydrated body parenchyma. 39 second, trained nursing staff can administer cvvh, though it requires their continuous attention. finally, the typical rebound in serum drug levels from redistribution observed after hd are not seen with continuous modalities such as cvvh. the main disadvantage of cvvh in comparison with hd is the slower rate of toxin removal it can achieve. this disadvantage is significant if rapid toxin removal is critical to the patient's survival, which often is the case. thus, the use of cvvh for a toxin whose elimination is enhanced by dialysis techniques should be considered only when hemodynamic instability precludes the use of hd, when hd is not available, or if the inherently slower rate of toxin removal is clinically acceptable. cvvh does not require arterial access-a pump is used to provide the pressure gradient necessary for filtration. anticoagulation is required to optimize the lifespan of the apparatus (which requires replacement when it becomes clotted). however, the need for anticoagulation is less than for arteriovenous techniques because of the controlled blood flow provided by the pump, particularly in smaller pediatric circuits. 40 animal data demonstrate that cvvh can achieve adequate flow rates with pediatric-sized filters and circuits. 41 the blood is passed through a highly permeable hemofilter, forming an ultrafiltrate made up of plasma and filtered solutes. hemodiafiltration refers to the use of a dialysate fluid on the opposite side of the filter from the blood flowing in a counter current direction. box 2c-5 lists the toxins for which cvvh has been shown to speed elimination. toxin-related factors determining clearance by cvvh include the sieving coefficient (dependent upon molecular weight and protein binding) taneous coronary interventions. 39 hypothermia is associated with poisoning, particularly when central nervous system depressants result in excessive exposures to cold ambient temperatures. cvvh has been used with success in rewarming a patient with severe accidental hypothermia. 49 toxins for which cvvh has not been shown to speed elimination are listed in box 2c-6. one patient treated with a lorazepam infusion developed toxicity from the propylene glycol diluent, despite receiving cvvh with dialysis (cvvhd), suggesting that the glycol was not effectively removed. 50 care should be exercised in choosing the replacement fluid; lactate-buffered solutions have been reported to induce hyperlactatemia. 51 since cvvh requires systemic anticoagulation, contraindications include recent surgery and gastrointestinal or intracranial hemorrhage. however, regional heparinization can be used with those patients for whom cvvh is necessary but who cannot tolerate systemic heparinization. 40 trisodium citrate is a useful alternative to heparin as a regional anticoagulant with cvvhd to minimize the risk of hemorrhage and thrombocytopenia. however, caution should be exercised in patients with decreased hepatic function as use of trisodium citrate in this context is associated with severe hypercalcemia. 52 a summary of the indications and contraindications for cvvh in poisoning are listed in box 2c-7. though the first use of peritoneal dialysis pd dates back to 1923, 53 experiments with peritoneal lavage were carried out as early as 1877. 54 numerous advances have been made since this early work was done, including the addition of substrates to the dialysate to enhance the elimination of certain drugs. given the ease in most medical centers of obtaining hd, pd has fallen out of favor in most instances for the treatment of acute intoxication, although it continues to be used as a bridge when hd is not available or as an adjunct to enhance elimination. because of its "second-tier" status, recent literature and research on its use in poisoning are sparse. the peritoneal surface area of an adult has been estimated to be 22,000 cm 2 , 55 allowing this structure to serve as an excellent semipermeable membrane for dialysis. pd involves in principle the passive movement of drug or toxin down its concentration gradient from the intravascular space in capillaries dispersed throughout the lining of the peritoneum into the dialysis solution infused into this cavity. as with other dialysis techniques, pd is particularly effective in removing drugs with small volumes of distribution and low protein binding. 56 the intermittent method of pd involves the use of one catheter to introduce the dialysate by gravity, removing it at a later time through the same access. 54 this process also can be carried out using two catheters. 56 two liters of fluid (1200 ml/m 2 or 50 ml/kg in children) are used per exchange, with the fluid typically left in the peritoneal cavity for 45 to 60 minutes. 55 in contrast, during continuous ambulatory peritoneal dialysis (capd), dialysate is left in the peritoneum for much longer periods of time. extending this period beyond 72 hours or leaving the catheter in place between courses of pd increases the risk of infection. various additives, such as glucagon, albumin, prostaglandin e 2 (pge 2 ), lipids, furosemide, streptokinase, and chelating agents, have been added to dialysis fluid in the attempt to enhance elimination with varying degrees of success. 57-59 a mildly hypo-osmolar solution is used to prevent water removal during dialysis, with electrolyte concentrations similar to that of extracellular fluid. 54 when the osmolality of the dialysate is increased, increased solute removal occurs at the expense of a negative fluid balance with each exchange. 55 whereas pd can be a continuous process, its elimination rate is significantly less than that of hd and other more invasive methods of extracorporeal therapy. blood flow via mesenteric circulation in pd cannot be adjusted as it can in hd, and the mechanics of instilling and draining in the pediatric population, pd is contraindicated when there is severe intraperitoneal hemorrhage that is sometimes seen in hemolytic-uremic syndrome with thrombocytopenia. 55 the presence of focal peritonitis, a fecal fistula or colostomy, abdominal adhesions, and recent abdominal surgery with use of a prosthetic material, a major vascular anastomosis, or an open wound, are relative contraindications for pd. 65 box 2c-10 lists the toxins for which peritoneal dialysis has not been found effective in accelerating clearance. a summary of the indications and contraindications for peritoneal dialysis in poisoning are listed in box 2c-11. dialysate into and from the peritoneum limit achievable clearance rates. 57 the time required to eliminate a given amount of toxin is three to six times greater with pd than with hd, depending on the properties of the agent. the elimination of small molecules that are highly membrane permeable is rate-limited by blood and dialysate flow rates, whereas the elimination rate of large molecules depends primarily on membrane surface area. 60 in severe poisoning from a dialyzable toxin, the difference in achievable clearance rates between hd and pd can have enormous clinical significance, as one case series of methanol poisoning illustrates. 61 thus, pd should not be substituted for hd in such cases unless the latter is absolutely inaccessible. if hd is not available in one treating facility but patient transfer is possible, the patient should be transferred. pd may be used as an adjunct during the transfer to speed toxin elimination. similar to other methods of extracorporeal elimination enhancement, pd can produce electrolyte shifts and loss of serum proteins. pulmonary complications, including bronchitis/pneumonia, pleural effusions, and atelectasis, also are known adverse effects. 54 bowel perforation from catheter misplacement occurs with an incidence of 1.3% according to one report. 62 the other major complication of pd, especially capd, is peritonitis, which usually limits the long-term use of this technique. 55 the dialysate additive icodextrin has been reported to cause a blistering skin reaction that resolves upon cessation of the use of the substance. 63 pd can be used for toxins of up to 10,000 daltons in molecular weight and when a filtration rate of no greater than 15 ml/min is required. 64 it can be used when hd is not currently available and the patient's clinical status is critical. it can be used also when anticoagulation is contraindicated due to comorbidities. 65 pd has been more widely used in the pediatric population, especially in the contexts of acute renal failure seen in hemolyticuremic syndrome, congestive heart failure, chronic renal failure, and hyperkalemia. 55, 62 because of the difficulties of vascular access in small children as well as the difficulty in removing excess fluid gained between courses of dialysis without causing profound hypotension, pd offers distinct advantages in this population. the toxins for which pd hastens clearance and those for which its effects on clearance have been equivocal are listed in boxes 2c-8 and 2c-9, respectively. note that there are toxins listed in box 2c-7 that are eliminated by the kidneys, such as baclofen, for which pd has been found useful in poisoning accompanied by renal failure even though pd effects on clearance are small when renal function is normal. also, pd has proven useful in treating toxin-induced renal failure apart from effects on toxin clearance. hypercalcemia from overadministration of vitamin d in an anephric child has been effectively box 2c-8 chapter 2c addresses the use of peritoneal dialysis, various forms of hemofiltration, and multiple-dose activated charcoal (mdac) as so-called "gastrointestinal dialysis." this chapter discusses the more classic methods for extracorporeal removal of toxicants, namely, hemodialysis (hd) and hemoperfusion (hp). in addition, we briefly discuss a newer methodology, the molecular adsorbents recirculating system (mars, also referred to as albumin dialysis), which was developed primarily for the treatment of fulminant liver failure (flf), but has recently been employed in the treatment of a variety of poisonings. as has been pointed out in previous chapters, extracorporeal methods for toxicant removal should be viewed as important adjuncts rather than as primary approaches to specific poisonings. the most effective method of removal of toxicants from the body in most cases is maintenance of properly functioning kidneys, liver, and lungs through excellent supportive care. the ultimate evaluation of efficacy of extracorporeal methods is in fact through direct comparison with spontaneous elimination by the body. 1 in the absence of careful attention to resuscitation and supportive care, these adjuncts may be of little use; they may even be dangerous. further-more, while dozens of toxicants have been shown to be removed by hd or hp, 2 evidence-based support for significant clinical improvement from these procedures is often lacking. as will be shown, each of these procedures has benefits and risks, which must be carefully weighed against other methods of treatment. it is difficult to ascertain the frequency with which hd and hp are employed in the treatment of poisoning. based on the most recent toxic exposure surveillance survey, 3 it would appear that use of hd (n = 1730) largely exceeds that of hp (n = 30). both procedures were far more commonly performed in adults older than 19 years (93% of hd cases and 90% of hp cases) than in children. use of these extracorporeal removal techniques in children younger than 6 years was rare (seven cases of hd, one case of hp). these figures are undoubtedly underestimates of real use, since reporting to poison centers by physicians is voluntary and incomplete. nonetheless, they suggest that extracorporeal purification therapies have a limited role in management of poisoning in the united states. hd requires the passage of blood from the body through an external circuit, in which it is anticoagulated and placed in sustained contact with a selectively permeable membrane prior to being returned to the patient. opposite the membrane and flowing in countercurrent direction is a heated dialysate, the composition of which can be varied according to the indications for dialysis. the variation of electrolyte concentrations, addition of buffers, and sometimes other additives allow the operator to manipulate the passage of these elements from one side of the membrane to the other. hd operates on the basis of three principles: diffusion, osmosis, and ultrafiltration. 4 diffusion relies on concentration gradients, with solutes moving from an area of higher concentration to an area of lower concentration, ultimately resulting in equilibration. osmotic pressure results in the movement of water from one side of a semipermeable membrane to the other, dependent on a higher concentration of solutes on the other side. manipulation of plasma sodium concentrations (sodium profiling) during dialysis can induce a net flow of water from cells into the plasma, allowing for its ultimate removal from the plasma. ultrafiltration involves movement of fluid across the membrane due to the presence of a pressure gradient. this principle allows control of fluid loss during dialysis and can be manipulated via varying dialysate pressure (pressure control) or by variation of dialysate flow volumes (volumetric control). volumetric control is more common in modern dialysis machines. in the case of toxicants, diffusion into the dialysate is the primary end point, although amelioration of acid-base and electrolyte conditions is often an important additional goal. dialyzer specifications (blood flow rate, surface area, and membrane construction) determine, in part, the efficacy of drug or chemical removal from the blood. pharmacodynamic and pharmacokinetic factors (molecular weight, lipid solubility, protein binding, toxicant concentration gradient, and volume of distribution [vd] ) are equally critical factors which will be discussed in further detail below. 2 hp implies the passage of blood through a device containing absorbent particles. 2 it may be performed alone or in combination with hd and has been employed for a number of years in the management of poisonings. resin hp with variants of amberlite xad (rohm & haas, philadelphia, pa) was viewed as promising in the 1970s and 1980s. however, very few recent reports of resin hp have been published. [5] [6] [7] [8] [9] [10] this is likely in part due to unavailability of medical-grade resin cartridges in many geographic areas. activated charcoal appears to be the most commonly used absorbent material based on published reports, but hospital availability of even these cartridges appears to be limited. a recent survey of new york city 911-receiving hospitals revealed that only about one third of those surveyed had charcoal hemoperfusion (chp) cartridges readily available (only one hospital had pediatric cartridges). just 3 of 34 responding hospitals had used chp within the previous 5 years. reasons cited by the authors for limited cartridge availability and use of chp were decreasing clinical use of phenobarbital and theophylline and improved efficacy of hd. 11 chp irreversibly binds water-and lipid-soluble drugs and chemicals in the molecular weight range of 113 to 40,000 da, a much larger range than that for hd (<~300 da). plasma drug extraction ratios for hp are superior to those for hd for acetaminophen (paracetamol), digoxin, glutethimide, paraquat, phenobarbital, and theophylline. 2 however, further examination of this list may reveal, in part, why hp is seldom employed in the united states. nacetylcysteine is effective for acetaminophen poisoning, widely available, and less invasive. digoxin fab fragments are far more effective than hp in binding and eliminating digitalis glycosides. glutethimide is rarely prescribed in the united states. paraquat poisonings are rather rare in the united states, and hp has not been shown to alter outcomes, despite of reduction of plasma concentrations. 12 as mentioned previously, phenobarbital and theophylline have largely been replaced in clinical use by other agents, and the less invasive mdac has been shown to be effective in reducing plasma concentrations of these agents, although it has not been proven to alter outcomes. 13 the molecular adsorbents recirculating system (mars) is a relatively new method of extracorporeal decontamination, which employs dialysis across a membrane impregnated with albumin and a 20% albumin dialysate, line has a molecular weight of 299.85 da, but is poorly removed by hd. this is due to its very large vd. 22 the vd is the theoretical volume into which a drug distributes in the body and is generally expressed in liters or liters/kg body weight. substances with a small vd (<1 l/kg) reside to a greater extent in the bloodstream and can generally be effectively removed by using extracorporeal methods. the vd of a drug is the most important determinant of the efficacy of hp. 20 even when extracorporeal methods are very efficient in removing toxicants from the blood, if the theoretical vd is high, the pharmodynamic effect achieved is likely to be minimal, as the concentration at the drug target tissue may be virtually unchanged. a third critical factor in predicting efficacy of extracorporeal methods is protein binding. hd is of limited value for substances that are highly protein bound. chp, on the other hand, remains effective in cases of drug overdose with substances of high protein binding capacity. 20 a study conducted in 12 patients treated with hp, with drug overdoses involving 20 different drugs, showed that the efficacy of drug removal through absorption by activated charcoal was dependent on the binding affinity, which is related to the protein binding percentage. this study concluded that drugs that are protein bound at levels of up to 95% are effectively removed from the blood with hp. 20 following hd or hp, substances with a higher vd and high protein binding percentage tend to redistribute from storage tissues to plasma. for this reason, a single extracorporeal substance removal session may be insufficient. 21 water solubility is also an important factor in determining dialyzability. water-soluble substances like ethanol, methanol, ethylene glycol, salicylates, theophylline, lithium, and valproate tend to have limited distribution in adipose tissues, thus limiting their vd. this property makes them ideal for extracorporeal drug removal. poisoning by a substance susceptible to extracorporeal removal is not in itself an adequate justification for the procedure. 2 in general, extracorporeal methods should be reserved for poisonings for which toxic metabolic activation is anticipated (e.g., methanol, ethylene glycol), for which blood concentrations or the amount of toxicant absorbed foretell very serious toxicity, and for patients who have not improved despite of appropriate supportive care (volume repletion, acid-base correction, use of vasopressors, ion-trapping diuresis, and administration of specific antidotes). winchester 2 identifies six clinical considerations for hd or hp in poisoning: (1) progressive deterioration; (2) depression of midbrain function leading to hypoventilation, hypothermia, and hypotension; thus attracting highly protein-bound substances. in addition, charcoal and anion exchange resin cartridges are employed to filter the dialysate, regenerating it for continued use. 14 mars may be of interest in the setting of poisons that have a predilection for liver toxicity, as the system is capable not only of removing certain hepatotoxins, but also reducing hyperbilirubinemia, restoring hemodynamics, diminishing hepatic encephalopathy, and improving renal function. 14 mars has been used to maintain patients in liver failure during the peritransplant period. [15] [16] [17] [18] the existing data for mars in general are encouraging, but the evidence base is limited. 19 this caveat is even truer in the setting of poisoning. a number of factors determine the suitability of use of hd or hp as extracorporeal methods of removal of a given toxicant. in the case of hd, chemical and drug removal are determined by factors as blood flow rate, dialysate flow rate, dialyzer surface area, and pore structure of the chosen membrane and by pharmacodynamic and pharmacokinetic factors such as molecular size (usually <300 da), lipid solubility, protein binding, vd, and concentration gradient. for hp, the selection of filter material has historically been important (charcoal vs. resin cartridges). with scarce availability of resin cartridges, the choice has essentially reverted to charcoal. hp is typically reserved for drugs with a low vd and high protein binding, 20 but as mentioned previously, compounds of larger molecular weight may be removed. hd frequently causes hypotension, whereas this is reportedly less often a problem in hp. as such, in instances where hemodynamic instability after poisoning is an issue, hp may be preferable even if less efficacious for a particular toxicant. vasopressors such as dopamine and norepinephrine are absorbed by the cartridges and therefore should be administered in the circuit after the sorbent. a definite role for mars therapy in poisoning has not yet been established. in general, substances that are highly bound to albumin and poorly susceptible to other forms of treatment, including hd and hp, should prompt consideration of mars, particularly in the setting of liver failure. in order to be effectively hemodialyzed, toxicants should ideally be of low molecular weight (<300 da). 21 a low molecular weight alone is not sufficient, however, to assure effective dialyzability. for example, nortripty-(3) development of, or predisposition to, complications of coma, such as pneumonia or septicemia; (4) impairment of drug excretion; (5) poisoning of substances possessing metabolic and/or delayed effects; and (6) poisons extractable at a rate exceeding endogenous elimination. these considerations could be condensed to (1) patients who are very sick or likely to become so and (2) toxicants for which hd/hp are effective in removal and known to make a clinical difference in outcome. blood concentrations of certain toxicants (e.g., methanol and ethylene glycol) have been proposed as indicators for hd. historically, a plasma concentration of 50 mg/dl has been used as a threshold for the need for dialysis in both ethylene glycol 23 and methanol 24 poisonings. the availability of fomepizole, a safe and effective inhibitor of alcohol dehydrogenase, has altered the indications for hd. [25] [26] [27] [28] while hd continues to be a useful and often necessary adjunct in the treatment of toxic alcohol poisonings, an elevated blood concentration of the alcohol alone is no longer considered sufficient to require hd. severe metabolic acidosis accompanying methanol and ethylene glycol, as well as other toxic alcohol poisonings, is a clear indication for hd, regardless of blood concentration. in these cases, hd not only effectively removes the toxicants and their acidic metabolites, but helps in directly correcting the acid-base balance of the patient. even when the toxicant's molecular weight, protein binding, or vd do not conform to the criteria necessary for dialyzability, hd should be considered in the setting of severe metabolic acidosis and/or renal failure. an example of this can be found in overdoses by metformin. metformin would be expected to be poorly dialyzable on the basis of its very large vd. however, metformin toxicity results in severe metabolic acidosis, which may be ameliorated by application of hd techniques. 29, 30 both hd and hp may be performed in children, but both pose greater challenges than in adults. vascular access is obviously more difficult in small children. for this reason, peritoneal dialysis has been historically used more often in children. however, use of peritoneal dialysis for acute renal failure in children appears to be decreasing and use of hd increasing over time. 31 as mentioned before, availability of chp cartridges suited to use in children may be extremely limited, even in major metropolitan areas. 11 however, it appears that if antidotal therapy for ethylene glycol is administered before the onset of renal insufficiency, hd, even in children, may be safely avoided. 32 given the long half-life of methanol, hd is still considered advisable in children after treatment with fomepizole. 33 obviously, poisonings by substances normally eliminated by the kidneys may require hd or hp in patients with chronic renal failure. 34 both hd and hp are associated with potential serious complications (box 2d-1). the most serious complications associated with hd include hypotension (which by extension may lead to myocardial or brain infarction) and bleeding associated with anticoagulation. an addi56 concepts in medical toxicology box 2d-1 to the onset of acidosis and end-organ damage (renal failure or visual disturbances). while fomepizole is relatively expensive, a multiple-day icu admission and hd might exceed drug costs. in other situations, hd or hp may shorten icu or hospital stays and be cost conscious procedures. a formal cost-benefit analysis of these various treatment options would be useful. the evaluation of efficacy of extracorporeal methods of blood purification should ultimately rest on improvement in patient outcomes. however, a good outcome after hd or hp is not equivalent to established efficacy. indeed, the literature is replete with case reports of the "successful use" of hd and hp in cases of poisoning in which the procedure may have had little impact at all on outcome. as mentioned in the beginning, the efficacy of extracorporeal purification procedures must be compared with the efficacy of elimination of the substance in question by the kidneys, liver, and lungs. thus, one cannot estimate the utility by simply measuring blood concentrations before and after hd/hp. 1 rather, the amount of extracted drug should be measured directly in the dialysate or via elution from the cartridge, or alternatively, indirectly from hourly differences in simultaneously arterial (inlet)-venous (outlet) concentrations multiplied by the purification system blood flow. 1 these amounts can then be compared to the concentrations in urine (determination of spontaneous renal clearance) and to the quantity believed to have been absorbed to determine efficacy. before and after blood concentrations give some idea of the combined efficacy of corporeal and extracorporeal elimination, but the interpretation may be clouded by ongoing intestinal absorption or redistribution of the toxicant. elimination by other routes (pulmonary, sweat) should be likewise considered. the list of toxic substances that have been subjected to hd and/or hp is quite long. winchester 2 provides a list of more than 200 substances removed with dialysis and hp. as already mentioned, the ability to remove a toxic substance by hp or hd is not equivalent to an indication for these procedures. one must take into account the patient's underlying health (renal or hepatic insufficiency), the toxicity of the absorbed substance, the presence of or likelihood of advancing to severe illness, the availability of these procedures, and the availability of acceptable alternatives (good supportive care, antidotes). a list of a few substances that have frequently been subjected to extracorporeal removal follows (table 2d-1) . the list is not comprehensive and does not necessarily imply an indication for hd/hp. the reader is referred to individual chapters for detailed indications for these and other forms of therapy. tional significant consequence is reduction of therapeutic levels of drugs, which may result in unmasking of conditions protected by these agents. complications appear to be relatively fewer in hp, but may nonetheless be important. hp is associated with the destruction of platelets, such that significant thrombocytopenia and bleeding may occur. this complication has been reduced by coating of the sorbent particles with a polymer solution. 2 hypocalcemia likewise may occur. 35 rahman and colleagues recently reported on the case of a patient treated with chp for valproate poisoning. despite of the use of coated charcoal, the patient developed severe hemolysis, which the researchers attributed to mechanical damage to red cells by the high flow rate through the cartridge. the patient required packed red blood cells, platelets, and fibrin transfusions, developing oliguricanuric renal failure that required 23 days of hd over a period of several weeks. she ultimately regained her normal renal function. 36 transfer hd and hp are not universally available. thus, transfer to centers capable of performing these procedures may at times be required. the decision to transfer a patient for these therapies should rest on evaluation of several elements: (1) is the patient stable for transport? (2) will the patient's outcome likely be significantly better if the procedure is undertaken? (3) are there acceptable alternatives to hd or hp? each of these issues should be studied prior to committing a patient to prolonged and expensive or potentially hazardous transport to another facility for extracorporeal decontamination procedures. as mentioned above, hd and hp have significant potential for complications. in certain poisonings, such as ethylene glycol and methanol intoxications, where hd was formerly routinely prescribed in the presence of high blood concentrations, recent improvements in specific antidotes have led to therapeutic alternatives. for example, if a patient with significant ethylene glycol poisoning arrives at the hospital before the onset of acidosis and renal failure, early treatment with fomepizole alone may preempt the need for hd. 25, 26, 28 even in the case of methanol, hd may be avoided in selective cases after early treatment with fomepizole. 28 methanol's elimination half-life is much greater than that of ethylene glycol, however, and may require prolonged antidotal treatment in the absence of hd. requirement for acute hd and/or hp generally implies costly intensive care unit (icu) admission. as mentioned above, early administration of fomepizole may forego the need for hd and icu admission in ethylene glycol and selected methanol poisonings, if administered prior the alcohol and glycols generally have toxicity that is inversely related to molecular weight. this, along with limited protein binding, small volumes of distribution, and relatively high water solubility, makes them particularly amenable to removal by hd. ethylene glycol (see chapter 32b) has a molecular weight of 62 da, it has no significant protein binding, and it distributes primarily in total body water (vd = 0.6-0.8 l/kg), rendering it readily removable by hd. 21, 83 additionally, glycolate, the toxic by-product of ethylene glycol responsible for acidosis, is effectively removed by hd. 59, 60 the indications for hd in ethylene glycol poisoning have been reviewed. 26, 28, 49 pizon and brooks have stated that an extremely high ethylene glycol level should be considered an indication for hd regardless of the patient's acid-base status or renal function due to hyperosmolarity. 78 methanol (see chapter 32a) is likewise small (32 da), with minimal protein binding and a vd of 0.6 l/kg. formic acid, the toxic by-product of methanol responsible for acidosis and retinal toxicity, is removed by hd. 61 hovda and colleagues have suggested that hd may be performed on an "elective" basis in selected methanol poisonings if patients are rapidly treated with bicarbonate and fomepizole. 27, 84 several researchers have recently reviewed the indications for hd after methanol poisoning. 24, 28, 85 isopropanol (see chapter 32c) may also be removed by hd, although the indications for hd are limited, due to generally good outcomes with supportive care. 49, 86 hd has been proven to be effective in removing both isopropanol and acetone from the plasma. 49 lacouture and colleagues have recommended hd in cases where the blood isopropanol concentration exceeds 400 mg/dl. 87 salicylates (see chapter 48) are compounds of low molecular weight. they are moderately to highly protein bound (50%-90%), with very small volumes of distribution. although salicylates are highly protein bound at therapeutic concentrations, the fraction of unbound drug increases in the setting of overdose, rendering it amenable to removal by hd or hp. early hd is recommended due to the high propensity of salicylates to cause serious toxicity and death. 64 the importance of concurrent alkalinization of the urine has been underscored by higgins and colleagues. 63 because of acid-base and electrolyte abnormalities associated with salicylate poisoning, acute hd, rather than hp, is generally preferred. 21 theophylline (see chapter 65) has a low molecular weight and small vd with moderate protein binding. shannon addressed the use of hd and hp in theophylline poisoning in a 10-year prospective, observational study. 66 the study included acute, chronic, and acute-ontherapeutic poisonings. the incidence of major toxicity was significantly greater in those undergoing hd. shannon concluded that while hp provides a higher theophylline clearance rate than hd, the latter appears to have comparable efficacy in reducing the morbidity of severe theophylline intoxication and is associated with a lower rate of procedural complications. 66 lithium carbonate (see chapter 30) remains a commonly used therapeutic agent in the treatment of bipolar disorder. while its vd is low, it concentrates in brain matter, rendering effective treatment more difficult. it has minimal protein binding and a very small molecular weight, and thus is amenable to treatment with hd. indications for dialysis remain controversial. 88 recently, newer forms of extracorporeal purification for lithium poisoning have been proposed 89 (see chapter 2c) which allow slower removal of lithium without rebound levels. 58 annual report of the american association of poison control centers toxic exposure surveillance system management of intentional overdose in a&e departments diagnosis and management of the drug overdose patient pediatric rapid sequence intubation: a review rapid sequence intubation rapid-sequence intubation: a safe but ill-defined procedure rapid sequence induction medications: an update in patients with head injury undergoing rapid sequence intubation, does pretreatment with intravenous lignocaine/lidocaine lead to an improved neurological outcome? a review of the literature lidocaine and rapid sequence intubation acute asthma in emergency room does ketamine have a role in managing severe exacerbation of asthma in adults? emergency department use of ketamine in pediatric status asthmaticus in patients with head injuries who undergo rapid sequence intubation using succinylcholine, does pretreatment with a competitive neuromuscular blocking agent improve outcome? a literature review rocuronium versus succinylcholine for rapid sequence induction intubation pharmacologic management of the hypotensive patient management of calcium channel antagonist overdose drug-induced prolongation of the qt interval single-dose oral activated charcoal in the treatment of the self-poisoned patient: a prospective, randomized, controlled trial prospective evaluation of gastric emptying in the self-poisoned patient management of acutely poisoned patients without gastric emptying randomized study of the treatment of phenobarbital overdose with repeated doses of activated charcoal the revised position papers on gastric decontamination selecting the language of the publications included in a meta-analysis: is there a tower of babel bias? occupational health and safety administration: osha best practices for hospital-based first receivers of victims from mass casualty incidents involving the release of hazardous substances effects of washing acid injuries to the skin with water: an experimental study using rats experimental study on alkaline skin injuries-periodic changes in subcutaneous tissue ph and the effects exerted by washing emergency treatment of chemical and thermal eye burns alkali ocular burns in martinique (french west indies). evaluation of the use of an amphoteric solution as the rinsing product is there a delay in bathing the external eye in the treatment of ammonia eye burns? comparison of two ophthalmic solutions: physiological serum and diphoterine a prospective, randomized, blind comparison between saline, calcium gluconate and diphoterine for washing skin acid injuries in rats: effects on substance p and beta-endorphin release diphoterine for emergent eye/skin chemical splash decontamination: a review acid ingestion: toxicology and treatment the treatment of alkaline burns of the skin by neutralization poor prognosis of severe chemical and thermal eye burns: the need for adequate emergency care and primary prevention management of chemical eye injuries with prolonged irrigation army center for health promotion and preventive medicine (usachppm): personal protective equipment guide for military medical treatment facility personnel handling casualties from weapons of mass destruction and terrorism events weapons of mass destruction events with contaminated casualties: effective planning for health care facilities hexafluorine for emergent decontamination of hydrofluoric acid eye/skin splashes efficacy of hexafluorine for emergent decontamination of hydrofluoric acid eye and skin splashes hexafluorine vs. standard decontamination to reduce systemic toxicity after dermal exposure to hydrofluoric acid topical treatments for hydrofluoric acid burns: a blind controlled experimental study topical treatments for hydrofluoric acid burns: a blind controlled experimental study hydrofluoric acid dermal burns. an assessment of treatment efficacy using an experimental pig model topical treatments for hydrofluoric acid dermal burns. further assessment of efficacy using an experimental piq model comparison of topical magnesium and calcium treatment for dermal hydrofluoric acid burns the role of calcium gluconate in the treatment of hydrofluoric acid eye burn the efficacy of calcium gluconate in ocular hydrofluoric acid burns ocular hydrofluoric acid burns: animal model, mechanism of injury and therapy effects of isopropyl alcohol, ethanol, and polyethylene glycol/industrial methylated spirits in the treatment of acute phenol burns efficacy of topical phenol decontamination strategies on severity of acute phenol chemical burns and dermal absorption: in vitro and in vivo studies in pig skin chemical skin burns phosphorus burns: a practical approach to local treatment the phosphorous burn-a preliminary comparative experimental study of various forms of treatment phosphorous burns: evaluation of various modalities for primary treatment hand injuries due to highpressure injection devices for painting in shipyards: circumstances, management, and outcome in twelve patients high-pressure hand injection injuries caused by dry cleaning solvents: case reports, review of the literature, and treatment guidelines fatal hypernatremia from exogenous salt intake: report of a case and review of the literature fatal hypernatremia from saltwater used as an emetic fatal hypernatremia after using salt as an emetic-report of three autopsy cases death following cupric sulfate emesis lacomis d: case of the month rapidly reversible cardiomyopathy associated with chronic ipecac ingestion position statement: ipecac syrup. american academy of clinical toxicology; european association of poisons centres and clinical toxicologists conservative management of cocaine-packet ingestion: experience in milan, the main italian smuggling center of south american cocaine a massive, near-fatal cocaine intoxication in a body-stuffer. case report and review of the literature heroin body packers cocaine-condom ingestion. surgical treatment the cocaine 'body packer' syndrome. diagnosis and treatment surgical removal of iron tablets endoscopic removal of pharmacobezoar of slow release theophylline release of toxic metals from button batteries retained in the stomach: an in vitro study systemic absorption of lithium following ingestion of a lithium button battery button battery ingestion: an analysis of 25 cases comparative efficacy of thallium adsorption by activated charcoal, prussian blue, and sodium polystyrene sulfonate how long after drug ingestion is activated charcoal still effective? position paper: singledose activated charcoal activated charcoal administration in a pediatric emergency department the frequency of complications associated with the use of multiple-dose activated charcoal chronic lung disease after activated charcoal aspiration incidence of aspiration pneumonia in intubated patients receiving activated charcoal american academy of clinical toxicology; european association of poisons centres and clinical toxicologists: position statement and practice guidelines on the use of multi-dose activated charcoal in the treatment of acute poisoning effects of fuller's earth and activated charcoal on oral absorption of paraquat in rabbits position paper: cathartics acute hypermagnesemia after laxative use hypermagnesemia induced by massive cathartic ingestion in an elderly woman without preexisting renal dysfunction severe hypermagnesemia due to multiple-dose cathartic therapy position paper: whole bowel irrigation a prospective study of acute, unintentional, pediatric superwarfarin ingestions managed without decontamination acute, unintentional pediatric brodifacoum ingestions position paper: ipecac syrup home syrup of ipecac use does not reduce emergency department use or improve outcome ipecac syrup-induced emesis . . . no evidence of benefit the demise of ipecac poison prevention: poison treatment in the home guideline on the use of ipecac syrup in the out-of-hospital management of ingested poisons changes in arterial oxygen tension after gastric lavage for drug overdose gastrointestinal tract perforation with charcoal peritoneum complicating orogastric intubation and lavage esophageal tear following forceful removal of an impacted oral-gastric lavage tube aspiration pneumonia following severe self-poisoning position paper: gastric lavage severe esophageal damage due to button battery ingestion: can it be prevented? bite the bullet: lead poisoning after ingestion of 206 lead bullets successful treatment of theophylline toxicity by upper gastrointestinal endoscopy radiopacity of clomipramine conglomerations and unsuccessful endoscopy: report of 4 cases urine sugar reagent tablet ingestion causing gastric and duodenal ulceration device choice and experience level in endoscopic foreign object retrieval: an in vivo study hazards of battery ingestion swallowed button batteries: is there a consensus on management? is surgical decontamination definitive treatment of "body-packers"? whole-bowel irrigation as adjunctive treatment for sustained-release theophylline overdose interaction between whole-bowel irrigation solution and activated charcoal: implications for the treatment of toxic ingestions acceleration of the body clearance of phenobarbital by oral activated charcoal gastrointestinal clearance of drugs with activated charcoal intravenous theophylline poisoning and multiple-dose charcoal in an animal model dose-dependency in the exsorption of theophylline and the intestinal dialysis of theophylline by oral activated charcoal in rats european association of poisons centres and clinical toxicologists: position statement and practice guidelines on the use of multi-dose activated charcoal in the treatment of acute poisoning multiple doses of activated charcoal: time for reappraisal? the frequency of complications associated with the use of multiple-dose activated charcoal use of multiple-dose activated charcoal in phenytoin toxicity multiple-dose activated charcoal for treatment of yellow oleander poisoning: a single-blind, randomized, placebo-controlled trial correlation of drug pharmacokinetics and effectiveness of multiple-dose activated charcoal therapy oral activated charcoal and dapsone elimination acceleration of digoxin clearance by activated charcoal digoxin toxicity in chronic renal failure: treatment by multiple dose activated charcoal intestinal dialysis characteristics of vomiting associated with acute sustained release theophylline poisoning: implications for management with oral activated charcoal fatal pulmonary aspiration of oral activated charcoal a fatality resulting from multiple dose activated charcoal therapy (abstract) aspiration of activated charcoal (letter) pulmonary aspiration of activated charcoal: a complication of its misuse in overdose management fatal pulmonary aspiration of oral activated charcoal (letter) activated charcoal surface area and its role in multiple-dose charcoal therapy gastrointestinal obstruction associated with multiple-dose activated charcoal charcoal bezoar. small bowel obstruction secondary to amitriptyline overdose therapy rectal ulcer with massive hemorrhage due to activated charcoal treatment in oral organophosphate poisoning intestinal pseudo-obstruction following the use of enteral charcoal and sorbitol and mechanical ventilation with papaveretum sedation for theophylline poisoning charcoal stercolith with intestinal perforation in a patient treated for amitriptyline ingestion treatment with activated charcoal complicated by gastrointestinal obstruction requiring surgery multiple doseactivated charcoal as a cause of acute appendicitis small-bowel obstruction secondary to activated charcoal and adhesions position statement: cathartics. american academy of clinical toxicology; european association of poisons centres and clinical toxicologists palatability of sucrose-, sorbitol-, and saccharinsweetened activated charcoal formulations dosage recommendations for activated charcoal-sorbitol treatment the genesis of the square meter-hour hypothesis methanol intoxication: comparison of peritoneal dialysis and hemodialysis treatment peritoneal dialysis in children: survey of its indications and applications allergic reactions to the polymeric glucose-based peritoneal dialysis fluid icodextrin in patients with renal failure pharmacokinetic evaluation of forced diuresis, dialysis, and hemoperfusion current concepts: peritoneal dialysis vitamin d intoxication in an anephric child acute digoxin overdose in a newborn with renal failure: use of digoxin immune fab and peritoneal dialysis carbamazepine overdosethe effects of multiple dose activated charcoal carbamazepine poisoning in adolescent suicide attempters. effectiveness of multiple-dose activated charcoal in enhancing carbamazepine elimination pediatric carbamazepine intoxication effect of oral charcoal and urine ph on dextropropoxyphene pharmacokinetics treatment of digitoxin overdose with oral activated charcoal the effects of activated charcoal on digoxin and digitoxin clearance enhancement of phenytoin elimination by multiple-dose activated charcoal treatment of phenytoin toxicity with repeated doses of activated charcoal multiple-dose activated charcoal in management of phenytoin overdose multiple-dose activated charcoal compared to urinary alkalinization for the enhancement of phenobarbital elimination pharmacokinetics of phenobarbital during certain enhanced elimination modalities to evaluate their clinical efficacy in management of drug overdose the effect of activated charcoal on the bioavailability of piroxicam in man ma: thallium and arsenic poisoning in a small midwestern town accelerated clearance of intravenously administered theophylline and phenobarbital by oral doses of activated charcoal in rats. a possibility of the intestinal dialysis effect of administration of activated charcoal and fibre on absorption, excretion and steady state blood levels of digoxin and digitoxin. evidence for intestinal excretion of the glycosides multiple doses of charcoal in digoxin poisoning activated charcoal increases digoxin elimination in patients misadventures with activated charcoal and recommendations for safe use treatment of phenobarbital poisoning with multiple dose activated charcoal in an infant multiple-dose activated charcoal in an accidental vancomycin overdose treatment of neonatal hyperbilirubinemia with repetitive oral activated charcoal as an adjunct to phototherapy prevalence of sorbitol in multiple-dose activated charcoal regimens in emergency departments continuous venovenous hemofiltration for the treatment of contrast-induced acute renal failure after percutaneous coronary interventions continuous arterial-venous diahemofiltration and continuous veno-venous diahemofiltration in infants and children functional characteristics of pediatric veno-venous hemofiltration rapid removal of vancomycin by continuous veno-venous hemofiltration is continuous veno-venous hemofiltration for acetaminophen-induced acute liver and renal failure worthwhile? hyperphosphatemia in tumor lysis syndrome: the role of hemodialysis and continuous veno-venous hemofiltration myoglobin clearance during continuous veno-venous hemofiltration with or without dialysis acute rhabdomyolysis after gemfibrozil therapy in a pregnant patient complicated with acute pancreatitis and hypertriglyceridemia while receiving continuous veno-venous hemofiltration therapy significant myoglobin removal during continuous veno-venous haemofiltration using f80 membrane (letter) lactic academia and bradyarrhythmia in a child sedated with propofol severe accidental hypothermia: rewarming with cvvhd propylene glycol toxicity associated with lorazepam infusion in a patient receiving continuous veno-venous hemofiltration with dialysis the acid-base effects of continuous hemofiltration with lactate or bicarbonate buffered replacement fluids profound hypercalcemia in continuous veno-venous hemofiltration dialysis with trisodium citrate anticoagulation and hepatic failure (letter) ueber die beseitgung giftiger stoffe aus blute durch dialyse peritoneal dialysis: a review fine rn: peritoneal dialysis update pharmacokinetics of drugs during various detoxification procedures for overdose and environmental exposure extracorporeal therapy in the treatment of intoxication interactions of drugs and peritoneal dialysis dialysis of poisons and drugs-annual review evaluation of the effects of multiple-dose activated charcoal on the absorption of orally administered salicylate in a simulated toxic ingestion model an evaluation of the effect of repeated doses of oral activated charcoal on salicylate elimination does multiple-dose charcoal therapy enhance salicylate excretion? multiple-dose charcoal and whole-bowel irrigation do not increase clearance of absorbed salicylate effect of multiple-dose activated charcoal on the clearance of high-dose intravenous aspirin in a porcine model effect of activated charcoal on absorption of nortriptyline effect of single and repeated doses of activated charcoal on the pharmacokinetics of doxepin lack of effect of oral activated charcoal on imipramine clearance pharmacokinetics of amitriptyline influenced by oral charcoal and urine ph effect of orally administered activated charcoal on vancomycin clearance failure of oral activated charcoal to accelerate the elimination of amiodarone and chloroquine the effect of activated charcoal on the absorption and elimination of astemizole effects of charcoal, sodium bicarbonate, and ammonium chloride on chlorpropamide kinetics tenenbein m: diltiazem overdose: pharmacokinetics of diltiazem and its metabolites and effect of multiple dose charcoal therapy effect of activated charcoal on the pharmacokinetics of pholcodine, with special reference to delayed charcoal ingestion the effect of repeateddose activated charcoal on the pharmacokinetics of sodium valproate in healthy volunteers effect of oral activated charcoal on tobramycin clearance elimination of amrinone during continuous veno-venous haemofiltration after cardiac surgery acute barium intoxication and hemodiafiltration pharmacokinetics of ceftriaxone in patients undergoing continuous veno-venous hemofiltration ethylene glycol antifreeze poisoning pharmacokinetics of imipenem-cilastatin in critically ill patients undergoing continuous venovenous hemofiltration continuous venovenous haemofiltration versus continuous veno-venous haemodialysis in severe lithium self-poisoning:a toxicokinetics study in an intensive care unit clearance of metformin by hemofiltration in overdose three case reports of the use of haemodiafiltration in the treatment of salicylate overdose vancomycin and tobramycin clearance in an infant during continuous hemofiltration amikacin pharmacokinetics during continuous veno-venous hemofiltration (letter) acute arsenic poisoning treated by intravenous dimercaptosuccinic acid (dmsa) and combined extrarenal epuration techniques hemodialysis versus continuous veno-venous hemodiafiltration in the management of severe valproate overdose peritoneal dialysis in acute poisoning: successful treatment of a 15-month-old child ingesting 30 times the adult dose of achrocidin the early removal of amatoxins in the treatment of amanita phalloides poisoning (author's translation) management of amikacin overdose acute potassium dichromate poisoning: treated by peritoneal dialysis peritoneal dialysis for removal of copper role of albumin-enriched peritoneal dialysate in acute copper poisoning treatment of ethylene glycol poisoning with peritoneal dialysis intensified dialysis treatment of ethylene glycol intoxication treatment of glutethimide poisoning: a comparison of forced diuresis and dialysis peritoneal and hemodialysis for acute glutethimide treatment of glutethimide intoxication: an in vivo comparison of lipid, aqueous, and peritoneal dialysis with albumin peritoneal dialysis for isopropanol poisoning peritoneal dialysis for lithium poisoning lithium intoxication treated by peritoneal dialysis lithium intoxication with acute renal failure and death meprobamate poisoning treated by peritoneal dialysis meprobamate intoxication treated with peritoneal dialysis meprobamate poisoning: successful treatment with peritoneal dialysis amphetamine poisoning and peritoneal dialysis: a case report the use of peritoneal dialysis in acute methyl alcohol poisoning methanol poisoning in an infant: successful treatment with peritoneal dialysis acute mercury poisoning by intentional ingestion of mercuric chloride peritoneal dialysis for severe methyprylon intoxication peritoneal dialysis for severe methyprylon intoxication (letter) propoxyphene hydrochloride poisoning: report of the first fatality propoxyphene hydrochloride poisoning: report of a case treated with peritoneal dialysis acute propoxyphene hydrochloride intoxication peritoneal dialysis in quinine sulfate intoxication peritoneal dialysis in quinine intoxication quinine extraction during peritoneal dialysis: the role of nonionic diffusion hemodialysis, peritoneal dialysis, plasmapheresis and forced diuresis for the treatment of quinine overdose amitriptyline hydrochloride poisoning: unsuccessful treatment by peritoneal dialysis fatal chloroquine poisoning in a child: experience with peritoneal dialysis chlorpropamide intoxication-treatment with peritoneal dialysis accidental poisoning with isoniazid and rifampicin in an infant: role of peritoneal dialysis peritoneal dialysis and haemodialysis in methaqualone (mandrax) poisoning peritoneal dialysis in methaqualone overdose peritoneal dialysis and lysol poisoning thallium ingestion with survival: ineffectiveness of peritoneal dialysis and potassium chloride diuresis valacyclovir neurotoxicity in a patient with end-stage renal disease treated with continuous ambulatory peritoneal dialysis comparison of peritoneal and hemodialysis: treatment of methanol intoxication peritoneal dialysis for severe salicylism: an evaluation of indications and results rapid correction of acute salt poisoning by peritoneal dialysis toxicologic and pharmacokinetic evaluation of a case of vancomycin intoxication during continuous ambulatory peritoneal dialysis use of peritoneal dialysis in experimental amphetamine poisoning baclofen neurotxicity in uremic patients: is continuous ambulatory peritoneal dialysis less effective than intermittent hemodialysis? peritoneal dialysis in the treatment of boric acid poisoning acute boric acid poisoning: report of an infant successfully treated by peritoneal dialysis asymptomatic boric intoxication: value of peritoneal dialysis ingestion of boric acid by infants bromate poisoning treatment of bromate poisoning (letter) near-fatal caffeine intoxication treated with peritoneal dialysis dialysis treatment of acute chromium intoxication and comparative efficacy of peritoneal versus hemodialysis in chromium removal chromic acid burns: early aggressive excision is the best method to prevent systemic toxicity brief clinical and laboratory observations: management of neonatal gentamicin overdosage removal of mercury by peritoneal dialysis chapter 2 emergency management of poisoning 53 winchester jf: dialysis and hemoperfusion in poisoning annual report of the american association of poison control centers' national poisoning and exposure database toltec international inc: how hemodialysis (dialysis) works combined hemoperfusion and hemodialysis treatment of poisoning with cholinesterase inhibitors acute poisoning with bromofosmethyl (bromophos) use of hemoperfusion and cholinesterase in acute poisoning with organophosphate cholinesterase inhibitors-clinical analysis of 50 patients the availability and use of charcoal hemoperfusion in the treatment of poisoned patients elimination of paraquat multiple-dose activated charcoal: a review of relevant clinical studies the role of the molecular adsorbents recirculating system (mars) in the management of liver failure preconditioning by extracorporeal liver support (mars) of patients with cirrhosis and severe liver failure evaluated for living donor liver transplantation-a pilot study application of mars artificial liver support as bridging therapy before split liver retransplantation in a 15-month-old child application of molecular adsorbent recirculating system in patients with severe liver failure after hepatic resection or transplantation: initial single-centre experiences experiences with mars liver support therapy in liver failure: analysis of 176 patients of the international mars registry mars preconditioning for living donor liver transplantation: panacea or placebo? how tightly can a drug be bound to a protein and still be removable by charcoal hemoperfusion in overdose cases? extracorporeal therapies for acute intoxications quantitative pharmacogenetics of nortriptyline: a novel approach fomepizole for the treatment of ethylene glycol poisoning fomepizole for the treatment of methanol poisoning fomepizole in treatment of uncomplicated ethylene glycol poisoning current management of ethylene glycol poisoning references 1. bismuth c: biological valuation of extra-corporeal techniques in acute poisoning fomepizole may change indication for hemodialysis in methanol poisoning: prospective study in seven cases current recommendations for treatment of severe toxic alcohol poisonings severe lactic acidosis treated with prolonged hemodialysis: recovery after massive overdoses of metformin combination of intermittent haemodialysis and highvolume continuous haemofiltration for the treatment of severe metformin-induced lactic acidosis acute kidney failure: a pediatric experience over 20 years treatment of severe pediatric ethylene glycol intoxication without hemodialysis childhood methanol ingestion treated with fomepizole and hemodialysis chronic renal disease patients with severe star fruit poisoning: hemoperfusion may be an effective alternative therapy extracorporeal techniques in the treatment of poisoned patients acute hemolysis with acute renal failure in a patient with valproic acid poisoning treated with charcoal hemoperfusion hemodialysis complications intradialytic complications during hemodialysis high-flux hemodialysis-an effective alternative to hemoperfusion in the treatment of carbamazepine intoxication high-efficiency dialysis for carbamazepine overdose high-flux haemodialysis treatment as treatment for carbamazepine intoxication management of carbamazepine overdose efficacy of charcoal hemoperfusion in massive carbamazepine poisoning repeat charcoal hemoperfusion treatments in life threatening carbamazepine overdose osmol gap as a surrogate marker for serum propylene glycol concentrations in patients receiving lorazepam for sedation use of the osmolal gap to guide the start and duration of dialysis in methanol poisoning removal of propylene glycol and correction of increased osmolar gap by hemodialysis in a patient on high dose lorazepam infusion therapy unusual d-lactic acid acidosis from propylene glycol metabolism in overdose treatment of the alcohol intoxications: ethylene glycol, methanol and isopropanol life-threatening isopropyl alcohol intoxication: is hemodialysis really necessary? extracorporeal management of valproic acid toxicity: a case report and review of the literature acute valproate poisoning: pharmacokinetics, alteration in fatty acid metabolism, and changes during therapy successful use of hemodialysis in acute valproic acid intoxication successful treatment of valproic acid overdose with hemodialysis high-flux hemodialysis without hemoperfusion is effective in acute valproic acid overdose efficiency of highflux hemodialysis in the treatment of valproic acid intoxication extracorporeal management of valproic acid overdose: a large regional experience valproic acid toxicity: overview and management glycolate kinetics and hemodialysis clearance in ethylene glycol poisoning. meta study group glycolate causes the acidosis in ethylene glycol poisoning and is effectively removed by hemodialysis formate kinetics in methanol poisoning an evidence based flowchart to guide the management of acute salicylate (aspirin) overdose alkalinization and hemodialysis in severe salicylate poisoning: comparison of elimination techniques in the same patient concepts and controversies in salicylate toxicity severe theophylline poisoning: charcoal haemoperfusion or haemodialysis comparative efficacy of hemodialysis and hemoperfusion in severe theophylline intoxication phosphorus-enriched hemodialysis for the treatment of patients with severe methanol intoxication validation of a method to predict required dialysis time for cases of methanol and ethylene glycol poisoning acute phenobarbital intoxication effectiveness of hemodialysis in the extracorporeal therapy of phenobarbital overdose conventional haemodialysis significantly lowers toxic levels of phenobarbital hemodialysis following butoxyethanol ingestion repeated ingestion of 2-butoxyethanol: case report and literature review the treatment of severe drug intoxication with charcoal hemoperfusion in series with hemodialysis critical, acutely poisoned patients treated with continuous arteriovenous hemoperfusion in the emergency department when should dialysis be performed in lithium poisoning? a kinetic study in 14 cases of lithium poisoning hemodialysis followed by continuous hemofiltration for treatment of lithium intoxication in children hyperosmolality: another indication for hemodialysis following acute ethylene glycol poisoning ethylene glycol toxicity: the role of serum glycolic acid in hemodialysis hemodialysis as a treatment of severe ethanol poisoning intravenous 4-methylpyrazole as an antidote for diethylene glycol and triethylene glycol poisoning: a case report successful treatment of a child with fulminant liver failure and coma caused by amanita phalloides intoxication with albumin dialysis without liver transplantation molecular adsorbent recirculating system in dealing with maternal amanita poisoning during the second pregnancy trimester: a case report successful use of molecular absorbent regenerating system (mars) dialysis for the treatment of fulminant hepatic failure in children accidentally poisoned by toxic mushroom ingestion mars: optimistic therapy method in fulminant hepatic failure secondary to cytotoxic mushroom poisoning-a case report phenytoin intoxication in critically ill patients experience with albumin dialysis in five patients with severe overdoses of paracetamol mars procedure as a bridge to combined liver-kidney transplantation in severe chromium-copper acute intoxication: a paediatric case report childhood diethylene glycol poisoning treated with alcohol dehydrogenase inhibitor fomepizole and hemodialysis the role of continuous renal replacement therapy in the treatment of poisoning methanol and formate kinetics during treatment with fomepizole rethinking the toxic methanol level isopropyl alcohol intoxication: a diagnostic challenge acute isopropyl alcohol intoxication. diagnosis and management methods used to decrease lithium absorption or enhance elimination treatment of lithium intoxication with continuous venovenous hemodiafiltration successful treatment by direct hemoperfusion of coma possibly resulting from mitochondrial dysfunction in acute valproate intoxication treatment of severe theophylline poisoning with the molecular adsorbent recirculating system (mars) molecular adsorbent recirculating system-mars as a bridge to liver transplantation in amanita phalloides intoxication successful treatment of an adult with amanita phalloides-induced fulminant liver failure with molecular adsorbent recirculating system (mars) carbamazepine has a relatively low molecular weight (236 da), but a fairly large vd (1-2 l/kg) and is about 80% protein bound at therapeutic levels. its active metabolite 10,11-epoxide (cbze), is approximately 50% protein bound. 42, 44 because of the high protein binding, activated charcoal and chp have generally been favored in treatment; however, high-efficiency dialysis may also be effective. 40 valproic acid (see chapter 40) is a low molecular weight (144 da) anticonvulsant with a small vd and saturable protein binding. at therapeutic concentrations, 90% to 95% of valproic acid is protein bound, but in overdose the degree of protein binding is relatively less (i.e., there is more unbound drug available for extracorporeal purification). saturation of protein binding sites occurs at levels greater than 150 μg/ml, at which 54% to 70% of the drug is protein bound. at a level of 300 μg/ml, 35% of valproic acid is protein bound, 51,57,58 rendering it amenable to extracorporeal drug removal techniques. 55, 90 both hp and hd, alone and in combination, have been used in cases of valproate toxicity. valproic acid elimination has been shown to be enhanced about tenfold by the use of extracorporeal methods. 57 while the half-life of the drug is effectively diminished, the precise role of these procedures in valproate toxicity remains to be established. 58 a nonexhaustive list of substances for which mars has been used in poisoning includes theophylline, 91 cytotoxic mushrooms, 92-97 phenytoin, 98 acetaminophen (paracetamol), 99 and a copper-chromium-containing solution. 100 mars appears to improve liver failure from multiple causes, but further prospective studies are needed to determine the role this technique should play in patient care. 14 in conclusion, hd and hp remain important, but secondary methods of treatment in poisoning by specific substances. these modalities cannot be substituted for excellent supportive care, and in some cases the need for them has been supplanted by effective antidotes. both hd and hp are associated with complications and are not universally available. careful evaluation of individual cases should guide the decision to use extracorporeal circulation. mars or albumin dialysis may be of clinical benefit in selected poisonings. key: cord-274401-pjyvg53w authors: hrkach, jeff; langer, robert title: from micro to nano: evolution and impact of drug delivery in treating disease date: 2020-05-08 journal: drug deliv transl res doi: 10.1007/s13346-020-00769-6 sha: doc_id: 274401 cord_uid: pjyvg53w over the past 50 years, drug delivery breakthroughs have enabled the approval of several important medicines. often, this path starts with innovation from academic collaborations amongst biologists, chemists, and engineers, followed by the formation of a start-up company driving clinical translation and approval. an early wave featured injectable (i.e., intramuscular, subcutaneous) biodegradable polymeric microspheres to control drug release profiles for peptides and small molecules (e.g., lupron depot®, risperdal consta®). with these early successes for microspheres, research shifted to exploring systemic delivery by intravenous injection, which required smaller particle sizes and modified surface properties (e.g., pegylation) to enable long circulation times. these new innovations resulted in the nanoparticle medicines doxil® and abraxane®, designed to improve the therapeutic index of cytotoxic cancer agents by decreasing systemic exposure and delivering more drug to tumors. very recently, the first sirna lipid nanoparticle medicine, patisiran (onpattro®), was approved for treating hereditary transthyretin-mediated amyloidosis. in this inspirational note, we will highlight the technological evolution of drug delivery from microto nano-, citing some of the approved medicines demonstrating the significant impact of the drug delivery field in treating many diseases. the complexity of human disease biology presents many challenges for the development and approval of new medicines. it is very difficult to design drug molecules with activity specific for a single biological pathway unique to diseased cells; with a pharmacokinetic profile with optimal onset and/or duration of action; or without detrimental side effects due to systemic exposure. in addition, patient compliance in taking medicines can offer significant challenges. drug delivery systems offer the possibility to design and engineer levels of control beyond the drug molecule's inherent properties to overcome the aforementioned challenges. until the mid-1970s, many thought that controlled release drug delivery was limited to small molecules. pioneering research by folkman and langer led the way for sustained release of proteins and other macromolecules [1] . biodegradable polymers such as the poly(lactide-coglycolide) (plg) family degrade by hydrolysis in the body and can be engineered to encapsulate drug molecules in microspheres suitable for subcutaneous or intramuscular injection. modification of polymer molecular weight or composition, drug loading levels, and particle size can be utilized to tune the rate of polymer and microsphere degradation and corresponding drug release profiles. leuprorelin, or leuprolide, is a gonadotropin-releasing hormone that was initially approved to treat prostate cancer in 1985 in an unencapsulated form and required daily injections due to its inherent pharmacokinetic profile. in 1989, lupron depot®, a plg microsphere with encapsulated leuprolide acetate, was initially approved for the treatment of prostate cancer as a once-monthly intramuscular injection. this dramatic reduction in the frequency of injections led the way for many additional plg microsphere-based medicines. although not a long-term commercial success, in 1999, nutropin depot® was approved by the fda for the treatment of growth failure due to a lack of adequate endogenous growth hormone secretion. this product comprised 22-kd recombinant human growth hormone encapsulated in a plg microsphere which permitted dosing once or twice a month, as opposed to the typical daily subcutaneous injection dosing regimen [2] . a much larger success for a plg microsphere product is risperdal consta®. risperidone is an anti-psychotic medicine used to treat schizophrenia and bipolar disorder. administered as a daily oral medication, patient compliance is critically important as missed doses can lead to relapse and increased psychotic symptoms. in 2003, the fda approved risperdal consta®, a controlled release form of risperidone encapsulated in plg microspheres that enabled dosing once every 2 weeks by intramuscular injection. compared with the parent oral risperidone, less frequent dosing and improved compliance with administration by a health care professional rather than patient self-administration has made risperdal consta® a major success for treating these brain disorders [3] . the many successes of controlled release microsphere-based medicines led innovators to explore the potential of drug delivery for systemic administration to reach specific sites of disease, with particular interest in targeting tumors for treating cancer. this cannot be achieved with microspheres, because they would be rapidly cleared from plasma. as a result, research efforts shifted toward reducing particle sizes (diameters < 100 nm) and surface modification using poly(ethylene glycol) to avoid immune recognition and clearance. seminal papers in the field of nanomedicine were published in the early 1990s on pegylated liposomes [4] and polymeric nanoparticles [5] . these efforts built upon the pioneering research by maeda and matsumura in the mid-1980s which demonstrated enhanced permeability and retention of macromolecules based upon their size owing to tumor leaky vasculature and poor lymphatic drainage [6] . the first fda-approved cancer nanomedicine was doxil®, a pegylated liposome containing doxorubicin. it was initially approved in 1995 for the treatment of aidsrelated kaposi's sarcoma, and subsequently for treating ovarian cancer and multiple myeloma (in combination with bortezomib). doxil increased doxorubicin circulation halflife by approximately 4-fold and tumor drug levels up to 10fold in preclinical models [4] . by containing doxorubicin within the liposome and targeting more drug to tumor, doxil also showed an improved toxicity profile in patients, by greatly reducing the cardiovascular side effects of free doxorubicin [7] . ten years after the initial approval of doxil, a new nanoparticle-based cancer drug received its first approval. in 2005, abraxane®, a nanoparticle albumin-bound paclitaxel, was initially approved for treating breast cancer. it has also been approved for treating non-small cell lung and pancreatic cancers. due to its poor solubility, paclitaxel (taxol®) was originally developed by being dissolved in cremophor el, a polyoxyethylated castor oil, which can lead to severe anaphylactic or hypersensitivity reactions. by solubilizing paclitaxel in albumin nanoparticles, abraxane eliminated the need for cremophor and improved the tolerability profile of paclitaxel, with the highest label recommendation for taxol at 175 mg/ m 2 , whereas abraxane can be dosed as high as 260 mg/m 2 [8] . the first two waves of drug delivery enabled products with enhanced utility, compliance, and therapeutic window relative to the existing therapeutic agent. current drug delivery innovations feature ambitious efforts to deliver large macromolecules to specific disease locations on timelines generally thought impossible. the developments of many of today's most innovative therapeutics are utilizing nanoparticle drug delivery systems, and for our scope, we will focus on rna nanomedicines. in 1998, fire and mello started a new revolution for gene therapy and gene editing, beginning with the statement, "experimental introduction of rna into cells can be used in certain biological systems to interfere with the function of an endogenous gene" [9] . significant research has gone into developing short interfering rna (sirna) for rna interference to turn off destructive biological pathways. unmodified rnas require drug delivery systems as they are not stable in biological fluids and do not readily penetrate into target cells where their action is required to reprogram the production of proteins. building off the success of doxil and other liposomal or lipid nanoparticles, major efforts focused on the optimization of lipid nanoparticles for the delivery of rna [10] . twenty years later in 2018, the first sirna product was approved in 2018. onpattro® (patisiran) is a lipid nanoparticle containing sirna to stop the toxic production of transthyretin in patients with polyneuropathies induced by hereditary transthyretin amyloidosis [11] . a second rna wave has focused on developing messenger rna (mrna) therapies to promote healthy protein expression to treat diseases. a major potential advantage of mrna therapies is the possibility to treat patients regardless of any particular genetic mutation. for cystic fibrosis, mutations in the cystic fibrosis (cf) transmembrane conductance regulator (cftr) gene can impact cftr protein folding and capability to regulate salt transport. the most debilitating impact of cf and primary cause of mortality is the inability to clear mucus from the lungs, causing build-up and decreased lung function. multiple programs, one of which is in early clinical development [12] , are focused on inhaled mrna to encode normal cftr protein to restore healthy lung function. these approaches entail encapsulation of mrna in lipid nanoparticles which are then inhaled as nebulized solutions to allow delivery to the upper airways where cftr protein is produced. in addition to therapeutic treatments, mrna vaccines offer a promising opportunity due to their high potency, capacity for rapid development, and safe administration [13] . these potential advantages for mrna vaccines are currently being played out in real time, as the covid-19 pandemic is driving innovation and implementation in an effort to rapidly develop an mrna vaccine. several academic and industry groups around the world are putting a huge effort into developing therapeutics and vaccines for covid-19. one company whose efforts merit highlighting at this point is moderna. on january 11, 2020, the chinese authorities shared the genetic sequence of the novel coronavirus. on january 13, 2020, the nih vaccine research center and moderna's infectious disease research team finalized the sequence for the sars-cov-2 vaccine and moderna mobilized toward clinical manufacture. the first clinical batch was completed on february 7, 2020, and underwent analytical testing; it was shipped on february 24, 2020, from moderna and delivered to nih from the company's manufacturing facility in 42 days from sequence selection. the first participant in an nih-led phase 1 clinical study was dosed on march 16, 2020 [14] . such a timeline from virus sequencing to human dosing has never been achieved and was likely never thought possible. a critical enabling element to this impressive achievement was the development of a robust lipid nanoparticle delivery platform with the capability to be applied across mrna sequences for developing vaccines as well as therapeutic mrna modalities [15, 16] . from rather modest beginnings, drug delivery technologies are now enabling a vast landscape of new and innovative therapies. from academic labs to large biopharmaceutical companies, the collaboration between scientists, engineers, and clinicians will continue to advance therapies with drug delivery systems to address ongoing unmet patient needs. over the past 50 years, we have witnessed an incredible evolution in drug delivery. earlier generations featured improved versions of existing drugs utilizing controlled release microspheres and long-circulating nanoparticles for cancer treatments. today, innovative nanotechnologies are core to the development of novel medicines to treat a range of serious diseases. endosomal escape and sustained pharmacology and safety in nonhuman primates. mol ther. 2018;26(6):1509-19. publisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. robert s. langer is one of 12 institute professors at mit; being an institute professor is the highest honor that can be awarded to a faculty member. dr. langer has written approximately 1500 articles. he also has nearly 1400 issued and pending patents worldwide. dr. langer's patents have been licensed or sublicensed to over 400 pharmaceutical, chemical, biotechnology and medical device companies. he is the most cited engineer in history (h-index 273 with over 308,000 citations according to google scholar). polymers for the sustained release of proteins and other macromolecules fda: nutropin depot prescribing information systematic review of long-acting injectables versus oral atypical antipsychotics on hospitalization in schizophrenia prolonged circulation time and enhanced accumulation in malignant exudates of doxorubicin encapsulated in polyethylene-glycol coated liposomes biodegradable long-circulating polymeric nanospheres a new concept for macromolecular therapeutics in cancer chemotherapy: mechanism of tumoritropic accumulation of proteins and the antitumor agent smancs reduced cardiotoxicity and comparable efficacy in a phase iii trial of pegylated liposomal doxorubicin hcl (caelyxtm/doxil) versus conventional doxorubicin for firstline treatment of metastatic breast cancer nab-paclitaxel dose and schedule in breast cancer potent and specific genetic interference by double-stranded rna in caenorhabditis elegans liposomal drug delivery systems: from concept to clinical applications the onpattro story and the clinical translation of nanomedicines containing nucleic acid-based drugs translate bio: safety and tolerability of a single dose of mrt5005, a nebulized cftr mrna therapeutic mrna vaccines-a new era in vaccinology moderna: moderna announces first participant dosed in nih-led phase 1 study of mrna vaccine (mrna-1273) against novel corona virus optimization of lipid nanoparticles for intramuscular administration of mrna vaccines a novel amino lipid series for mrna delivery key: cord-274474-u2fdicgz authors: majumder, joydeb; minko, tamara title: targeted nanotherapeutics for respiratory diseases: cancer, fibrosis, and coronavirus date: 2020-10-13 journal: adv ther (weinh) doi: 10.1002/adtp.202000203 sha: doc_id: 274474 cord_uid: u2fdicgz systemic delivery of therapeutics for treatment of lung diseases has several limitations including poor organ distribution of delivered payload with relatively low accumulation of active substances in the lungs and severe adverse side effects. in contrast, nanocarrier based therapeutics provide a broad range of opportunities due to their ability to encapsulate substances with different aqueous solubility, transport distinct types of cargo, target therapeutics specifically to the deceased organ, cell, or cellular organelle limiting adverse side effects and increasing the efficacy of therapy. moreover, many nanotherapeutics can be delivered by inhalation locally to the lungs avoiding systemic circulation. in addition, nanoscale based delivery systems can be multifunctional, simultaneously carrying out several tasks including diagnostics, treatment and suppression of cellular resistance to the treatment. nanoscale delivery systems improve the clinical efficacy of conventional therapeutics allowing new approaches for the treatment of respiratory diseases which are difficult to treat or possess intrinsic or acquired resistance to treatment. the present review summarizes recent advances in the development of nanocarrier based therapeutics for local and targeted delivery of drugs, nucleic acids and imaging agents for diagnostics and treatment of various diseases such as cancer, cystic fibrosis, and coronavirus. lung diseases are one of the main causes of death among both men and women worldwide. the mortality rates for lung diseases have been increasing by each year. [1, 2] therefore, methods of developing new therapeutic solutions as well as improving the current therapies for the common lung diseases such as asthma, cystic fibrosis, chronic obstructive pulmonary disease, lung cancer, and coronavirus infections remain the main focus in the fields of targeted drug delivery. the widely utilized conventional drug delivery methods usually induce adverse side effects. [3, 4] recent development of nanoscale-based systems opens a door for a doi: 10.1002/adtp.202000203 better delivery of therapeutics by addressing the limitations of conventional therapy. nanocarrier-based drug delivery systems can increase bioavailability of poorly water-soluble therapeutics and address other barriers and shortcomings of traditional drugs. [5] while majority of the marketed drugs are poorly water soluble, which limits their administration at high doses, [6, 7] nanoscale-based drug delivery systems were found to improve solubility and increase therapeutic efficacy of free non-bound drugs. [8, 9] similarly, biomacromolecular therapeutics such as nucleic acids (dna, small interfering rna, antisense oligonucleotides, etc.) are usually degraded in the biological fluids and difficult to deliver at their target site. [10, 11] however, delivery of nucleic acids via nanocarrier based systems increased their stability and concentration at the target site. [12] [13] [14] [15] [16] moreover, nanoscale drug delivery systems can be administered via different routes, such as intravenous, [17, 18] oral, [19, 20] and inhalation [15, 16, [21] [22] [23] [24] [25] [26] [27] [28] [29] [30] routes. furthermore, nanoscale delivery systems are less toxic and immunogenic than the traditional viral vector-based gene delivery systems. [31] [32] [33] because of such handful advantages, researchers around the world have been applied significant efforts in recent years to develop various nanosized carriers for targeted delivery of therapeutics. over the decade, several nanocarrierbased therapeutics were also approved by fda for clinical application. [34, 35] thus, the recent development of wide spectrum nanoscale systems introduced a new way in diagnosis, treatment and prevention of diseases. previously, we formulated main requirements and basic concept of effective drug and nucleic acid delivery systems for effective treatment of diseases including cancer. [36] to enhance treatment effectiveness, the advanced system should provide for a 1) protected delivery of active components in order to prevent their degradation during its journey to targeted cells; 2) targeted transport specifically to the site of action with the aim of limiting adverse side effects of treatment upon healthy organs, tissues, and cells; 3) modulation of pump drug resistance with the purpose to prevent drug efflux from the diseased cells; 4) suppression of nonpump resistance in order to overcome other resistance mechanisms non related to drug efflux pumps; and 5) controlled release of active components in a predefined desired manner. [36] [37] [38] [39] [40] [41] [42] [43] [44] [45] these main requirements concretized for cancer treatment and general composition of advanced proapoptotic drug delivery system are shown in figure 1 . in this review, we summarize recent reports on the development of various nanotherapeutics including nanocarrierbased drugs and nucleic acids for the treatment of lung diseases with emphasis on lung cancer, idiopathic pulmonary, and cystic fibrosis and recent coronavirus infections. [15, 16, 23, 24, [46] [47] [48] [49] [50] targeted drug delivery of therapeutics is aimed at transporting of the administered active component predominately at a desired site of action limiting its accumulation in healthy organs and tissues. this goal can be achieved by both passive and active targeting of drugs. [37, [52] [53] [54] in passive targeting, high molecular weight substances are accumulated in targeted cells because of specific pathophysiological characteristics of the diseased cells and surrounding microenvironment. for instance, passive targeting to solid tumors is dependent on the enhanced permeability of vessels that supply blood, oxygen, and nutrients to the tumor and limited lymphatic drainage from the tumor environment. this phenomenon was termed as the enhanced permeability and retention (epr) effect. [55] a schematic representation of the epr effect is displayed in figure 2 . however, the efficiency of passive targeting is limited and the conditions responsible for the epr effect is not attributed for all diseased tissues which often develop specific mechanisms for resisting traditional treatment approaches. [56] on the other hand, active targeting is achieved mainly by decorating the surface of the nanocarriers with targeting moieties such as antibodies, [57] proteins, [58] peptides, [59] aptamers, [60] [61] [62] lectins, carbohydrates, and glycoproteins, [63] small molecules, [64] [65] [66] [67] [68] etc. which have strong affinity to their cellular binding partners such as tumor figure 2 . a schematic representation of the enhanced permeability and retention (epr) effect. the leaky vasculature and dysfunctional lymphatics of tumors allow the preferential accumulation and retention of high molecular weight nanoparticles in solid tumors. reproduced with permission. [51] copyright 213, hindawi. antigens, cell surface receptors, tumor vasculature. [69] such active targeting nanocarriers are designed to increase the accumulation of therapeutics at their site of actions with limiting exposure to other healthy organs thereby reducing the risk of adverse side effects. [70] [71] [72] [73] [74] [75] nanocarrier-based passive and active targeting of cancerous cells and their advantages are presented in figure 3 . several receptor proteins (such as receptors specific for folate, lhrh, transferrin, etc.) are often overexpressed in tumor cells. a schematic demonstration of various overexpressed cell surface receptors in lung under pathological conditions is . passive and active targeting cancer cells. passive targeting depends on the enhance permeability and retention (epr) effect. active targeting may be achieved by enabling the uptake of nanotherapeutics by receptor mediated endocytosis. for instance, nanoparticles may be decorated with a ligand targeting receptors (or other molecules) overexpressed on the plasma membrane of cancer cells. outlined in figure 4 . western blot analysis revealed the presence of the targeting receptor proteins such as folate receptor alpha (fra), epidermal growth factor receptor (egfr), integrin etc. in different lung cancer cells as shown in the right panel of figure 4 . folic acid, transferrin etc. were widely explored as affinity ligands for targeting many tumors cells. [76] [77] [78] for example, recently, researcher developed a gold nanocarrier loaded with drug aurimmune cyt-6091 and functionalized with tumor necrosis factor alpha (tnf-) using polyethylene glycol (peg) linker for treating lung cancer. tnf-was used as both targeting and therapeutic agent. [79] bind-014 is another nanocarrier based therapeutics which was investigated in phase ii clinical trial for patients with non-small cell lung cancer. [80] bind-014 is a polylactic acid (pla) based nanocarrier system wherein the anticancer drug docetaxel was entrapped. the surface of this system was coated with peg and targeting ligands against prostate-specific membrane antigen (psma) which is usually abundant in prostate cancer cells as well as in the non-prostate cancers, such as nsclc. [81] figure 5a represented a schematic illustration of bind-014 composed of a hydrophobic pla polymeric core and a hydrophilic peg corona decorated with small-molecule targeting ligands, and an encapsulated anticancer drug docetaxel. [82] the ct scans acquired from a patient suffering from a primary cholangiocarcinoma revealed regression of the lung metastases after two cycles of bind-014 treatment ( figure 5b ). [83] these results indicated that bind-014 was clinically active and nontoxic for nsclc. lung cancer is the prime cause of cancer death worldwide. chemotherapy, radiation therapy and their combination with surgery are the current therapeutic options for all type of lung cancers. [84] in most cases of lung cancer chemotherapy, drugs are often administered intravenously, and they can circulate throughout the body affecting both normal and cancer cells. over the last two decades, various nanoparticles (such as metal-based nanoparticles, lipid-based nanoparticles, polymeric nanoparticles, etc.) were explored for targeted therapeutic delivery and diagnostic applications (or combination of both in one theranostic system). [51, 85, 86] however, the translational application of naked metallic nanoparticles (as imaging contrast agents) is limited due to their toxicity. [87, 88] therefore, lipid and polymer-based nanoparticles have received more attention of the researchers for drug delivery and theranostics applications. in this review, we will summarize recent reports on the development of lipid and polymer based nanocarriers for targeted delivery of drugs and nucleic acids for the treatment of lung cancer. drugs can be either encapsulated physically or bonded chemically through linker with the nanocarriers and can be delivered to almost all organs because of their small size and ease of penetration of many biological barriers. over the years, a broad range of nanocarriers were evaluated for targeted delivery of several anticancer drugs for lung cancers. few examples of lipid-based nanoparticles as well as polymeric nanoparticles for targeted drug delivery applications have been summarized below. lipid-based nanoparticles: lipid-based nanoparticles possess unique benefits necessary for drug delivery application. lipidbased nanoparticles have an advantage of being the least toxic among other nanocarriers with a substantial progress in the fields of drug and nucleic acid delivery using lipid-based nanoassemblies. [89] here, we have summarized recent reports of several lipid-based nanosystems including liposome, nanostructured lipid carriers (nlcs), and micelles and their application as targeted drug delivery systems. liposomes: liposome is a type of lipid-based nanoparticle with a bilayer structure comprised of phospholipids, phosphatidylcholine, cholesterol, etc. (figure 6 ). liposome can incorporate lipid-soluble drugs in its lipid bilayer structure as well as encapsulate water-soluble drugs in its inner aqueous core. [90] liposomes were widely investigated for drug delivery applications because of their hydrophobic and hydrophilic drug loading capability as well as their biocompatibility properties. [16, 23, 26, 27, 44, [91] [92] [93] [94] [95] doxil is the first liposomal drug which got fda approval as an anticancer nanotherapeutics in 1995. [96] over the last two decades, researchers have explored various liposomal formulations (such as temperature-sensitive liposomes, [97] cationic liposomes, [98] and archaeosomes, [99] etc.) for drug and gene delivery applications ( figure 6 ). for example, song et al. developed a multifunctional liposome based complex system for in vivo treatment of nsclc. the authors loaded an anticancer drug epirubicin inside the aqueous core of the liposome and an anti-metastatic drug honokiol into the lipid bilayer of the formulation. the surface of the liposome was further conjugated with a somatostatin targeting peptide octreotide which can binds to somatostatin receptors overexpressed in cancer microenvironment and facilitate targeted drug delivery. this complex liposomal system showed improved in vivo anticancer activity. [100] cisplatin is one of the widely used drugs for the treatment of lung cancer. however, it showed nephrotoxicity in patient with high doses. [101] devarajan et al. reported a liposomal formulation of cisplatin (namely the impact of the nanotherapeutic bind-014, a polymeric nanodrug carrier, encapsulating docetaxel, and targeting prostate specific membrane antigen on human drug metastases from a primary cholangiocarcinoma. a) a schematic representation of bind-014 composed of a biodegradable and hydrophobic pla polymeric core and a hydrophilic peg corona decorated with small-molecule targeting ligands, and an encapsulated anticancer drug (docetaxel). adapted with permission. [82] copyright 2013, dovepress. b) representative axial images from contrast-enhanced ct scans obtained from a patient with lung metastases at baseline and at day 42 after two treatment cycles of bind-014. red circles indicate locations of metastatic lesions observed in the baseline ct scan. adapted with permission. [83] copyright 2012, american association for the advancement of science. lipoplatin) which showed less nephrotoxicity when compared with free non-bound cisplatin. [102] paclitaxel is another anticancer drug which was widely used for the treatment of various cancers including lung cancer. in a phase i clinical trial in nsclc patients, a liposomal formulation of paclitaxel showed enhanced therapeutic efficacy. [103] in a recent study, researchers prepared a liposomal formulation containing both cisplatin and paclitaxel for the treatment of lung cancer. in a phase iii trial, this liposomal formulation displayed improved therapeutic activity and reduced nephrotoxicity in nsclc patients. [104] in the last decade, researchers have developed a special type of liposomesarchaeosomes, which are made with ether lipids unique to the domain of archaeobacteria. [105] achaean-type lipids consist of archaeol (diether) and/or caldarchaeol (tetraether) core structures. the membrane of this type of liposomes is made with both conventional phospholipids and bipolar lipids ( figure 6 ). archaeosomes can be made using standard procedures used for liposome preparation including a sonication of hydrated film, extrusion, and detergent dialysis. in contrast to conventional liposomes, archaeosomes remain stable at acidic ph, high temperature and pressure, resist oxidative degradation and can be sterilized by autoclaving. a stability of archaeosomes at a wide physiological (or lower) temperature range opens a possibility of encapsulating thermally stable compounds. however, the uptake of archaeosomes by phagocytic cells can be up to 50-fold greater when compared with conventional liposomes, which may be considered as their disadvantage. nanostructured lipid carriers: nlcs are another widely used lipid-based nanocarrier for targeted drug and gene delivery applications. nlcs are composed of biodegradable and biocompatible lipids and usually prepared by mixing a liquid lipid mixture containing unsaturated lipid or oils to a solid lipid ( figure 6 ). among the lipid-based nanocarrier, nlcs have the advantages of ease of manufacturing processes, drug protection during the storage, low toxicity, biodegradation, etc. these and other benefits of nlcs made them a promising therapeutic delivery system in recent years. [15, 25, 29, 106] here, we have summarized few examples of nlc-based therapeutic nanomedicines for drug and gene delivery. for instance, guo et al. [107] prepared a dual drug paclitaxel (ptx) and 5-demethylnobiletin (dmn) loaded and cetuximab (cet) functionalized cet-ptx-dmn-nlcs for the combination therapy of lung cancer. the treatment of the cet-ptx-dmn-nlc inhibited the growth of the lung cancer cells as compared to the single ptc-nlc and dmn-nlc treatments. the authors also observed remarkable inhibition of in vivo lung tumor for the treatment of this dual drug containing cet-ptx-dmn-nlc. [107] wang et al. [108] developed a dual drug loaded nlc system for the treatment of lung cancer. this dual drug loaded ptx/dox nlc displayed 3ã� higher activity as compared to that of single drug ptc-nlc and dox-nlc treatment as revealed in cytotoxicity assay in ncl-h460 cells. also, in vivo study of this dual drug nlc on a non-small cell lung cancer mice model showed improved the anticancer activity. [108] micelles: micelles consist of lipid molecules arranged in a spherical form in polar solvents (e.g., water). polar groups of lipids form an outer shell of the nanoparticles in polar solvent system while lipid hydrophobic tails create an inner core of micelles. in contrast to liposomes, micelles usually have a single hydrocarbon chain ( figure 6 ). in 2007, kim et al. prepared nanosized micelles (genexol-pm) loaded with the anticancer drug paclitaxel for the treatment of nsclc. [109] this nanotherapeutic was found to deliver higher paclitaxel dose with reduced drug toxicity as well as exhibited significant antitumor activity in the treatment of advanced nsclc. a series of nanocarrier systems which included liposomes, micelles, quantum dots, mesoporous silica nanoparticles, dendrimers, and peg polymers were prepared and examined in our laboratory in order to find out the suitable nanocarrier for local and inhalation delivery of anticancer drugs to the lungs. we investigated organ distribution and retention of all these nanocarriers in the lung and observed higher accumulation of liposomes and micelles based nanocarriers in lungs as compared to that of mesoporous silica nanoparticles, quantum dots, and dendrimers. [26] we found a significant enhancement of anticancer activity of doxorubicin when it was delivered to mice bearing lung tumor by inhalation by liposome-based system. this study revealed that lipid-based nanocarriers such as liposomes with higher accumulation of drug in lungs and longer retention time were more suitable and effective than non-lipidbased nanocarriers in treating lung cancer by inhalation. [26] polymeric nanoparticles: polymeric nanoparticles are usually prepared by self-assembly of various block-copolymers with alternate hydrophobic unit between blocks. various biodegradable polymers such as poly (lactic-co-glycolic) acid (plga), polycaprolactone, poly (lactic acid) (pla), chitosan etc. were widely used for the preparation of polymeric nanoparticles mainly because of their biocompatibility and controlled release properties. while core-shell of such polymeric nanoparticles can encapsulate hydrophobic drugs, the surface of the polymeric nanoparticles can be modified for receptor targeted drug delivery. [110, 111] in the past two decades, many polymeric nanoparticles have been investigated for treatment of different diseases including lung cancers and enhancing efficacy of anticancer drugs. [112] in a recent report, hu et al. [113] developed paclitaxel encapsulated polycaprolactone/poly (ethylene glycol)/polycaprolactone nanoparticles for the combined treatment of lung cancer with chronomodulated chemotherapy. this combination treatment showed better inhibition of tumor growth in vivo. wang et al. [114] developed a new strategy for delivering drug loaded polymeric nanoparticles at the disease site using mesenchymal stem cells (msc) as carrier. docetaxel was encapsulated in the nanoparticles and tested in vivo. inhibition of the tumor growth was observed in the animal's experiment, which also revealed the translocation of nanoparticles from msc to cancer cells. researchers developed peg modified and taxane encapsulated polylactic acid figure 7 . glutathione stimuli responsive organic plga-ss-peg nanocarriers for targeted delivery of anticancer agent homoharringtonine (hht) to lung cancer cells. a) core-shell structured nanoparticles were synthesized using the solvent evaporation approach of oil-in-water. the plga nanomedicine release was triggered by reduced glutathione (gsh) overexpressed in tumor cells after receptor mediated endocytosis. b) in vivo antitumor efficacy of plga nanomedicine. treatment with plga-ss-peg nanoparticles reduced the tumor volume significantly when compared with non-treated and treated with free non-bound hht groups. adapted with permission. [48] copyright 2017, springer. nanoparticles for lung cancer treatment. the authors observed significant improvement of the efficacy of chemoradiation therapy in an a549 lung tumor xenograft model. [115] in another report, investigators developed a polymeric nanoparticle system comprised of block copolymers of peg and polylactic acid and encapsulated paclitaxel and cisplatin for treatment of lung cancer. [116] tseng et al. prepared gelatin based polymeric nanoparticles conjugated with biotinylated egf (begf) motif for egfrtargeted drug delivery. [117] the authors observed enhanced cellular uptake of this polymeric nanoparticle in egfr overexpressing cancer cell lines such as lung cancer cells. zhang et al. [118] studied glutathione stimuli responsive organic plga-ss-peg nanocarriers for targeted delivery of anticancer agent homoharringtonine (hht) to lung cancer cells. a relatively high level of glutathione reduced (gsh) in cancer cells caused disulfide-bond (ss) breakage in a reductive manner and release of hht inside cancer cells. this nanocarrier showed a reasonable biocompatibility and was further decorated with an epidermal growth factor receptor (egfr) aptamer as a targeting moiety. after endocytosis of this nanosystem by lung cancer cells, the high level of glutathione in tumor cells stimulated the release of the loaded drug. finally, this multifunctional and stimuli responsive nanocomplex inhibited the growth of human lung cancer cells and displayed better therapeutic efficacy when compared with the free non-bound anticancer agent (figure 7) . combined lipid-polymer nanoparticles: in addition of nanocarriers prepared mainly with lipids or polymers, complex anisotropic nanoparticles containing lipid and polymeric structures (as well as polymers with different properties) were prepared. [119] [120] [121] [122] [123] [124] as pierre-gilles de gennes pointed in his 1991 nobel prize lecture, [125] similarly to the ancient roman god of gates janus who was portrayed with two faces-one facing the past, and one facing the future, janus particles also have two distinct parts with antagonistic properties (figure 8 ). one such janus structure with two faces (lipid and polymeric) was tested in our laboratory for inhalation lung delivery of a mixture of lipoand hydrophilic drugs namely curcumin and doxorubicin. [28] these janus particles were synthesized from binary mixture of biodegradable and biocompatible materials and evaluated for cytotoxicity and genotoxicity. the inhibition of lung tumor growth by the combination treatment was significantly higher when compared with either free drugs or nanoparticles containing only one drug. this study showed that such janus particle could be explored for the simultaneous co-delivery of hydrophilic and hydrophobic drugs. carbon nanomaterials: carbon nanomaterials are a new class of nanosized materials comprised of sp2 hybridized carbon atoms with hexagonal structure. common carbon nanomaterials include 0d fullerenes, 1d carbon nanotubes (cnts), and 2d graphene such as graphene oxide. [126] among the carbon figure 8 . suppression of lung tumor growth in mice treated by inhalation with janus nanoparticles containing anticancer drug(s). a) ancient roman god of gates janus who was portrayed with two faces (photo by a. kokorin on behance). b) representative optical, c) scanning electron and d) fluorescence microscope images of anisotropic biodegradable biphasic polymer/lipid janus nanoparticles. polymeric phase of nanoparticles was labeled with fitc (green fluorescence); lipid phase was labelled with dir (red fluorescence). e) representative optical and f) magnetic resonance images of untreated (control) and treated mice four weeks after tumor instillation. g) changes in lung tumor volume after beginning of the treatment with nanoparticles containing doxorubicin (dox), curcumin (cur), and both drugs. mice were treated twice per week. means â± sd are shown. reproduced with permission. [28] copyright 2014, acs publications. nanomaterials, cnts have received significant attention in the past two decades for their high surface area, biocompatibility and drug-loading capacity which made them suitable for wide range of applications such as drug delivery, tissue engineering, biosensors, cosmetic products etc. [127, 128] . there are mainly three types cnts namely single wall-, double wall-and multi wall-carbon nanotubes with diameter up to 100 nm and lengths up to microns size. [129, 130] surface of these cnts can be functionalized with hydrophobic and hydrophilic drugs for their targeted delivery applications. carbon nanomaterials such as cnts were explored as an attractive systems in targeted drug delivery application. in 2017, kim et al. developed peg-coated carbon nanotube system loaded with small molecule bcl-2 inhibitor abt-737 for its targeted delivery to lung cancer cells. [131] the authors investigated cellular uptake, apoptosis, and cytotoxicity this peg-cnt-abt737 nanotube system in lung cancer a549 cells and observed bcl-2-mediated apoptosis of lung cancer cells. the peg-cnt-abt737 system also excreted improved cytotoxic activity in a549 cells when compared with treatment by free non-bound abt737. the drug loaded nanotubes represented an effective system for inducing bcl-2-mediated apoptosis in lung cancer cells. in 2019, cirillo et al. reported a ph-responsive nanohybrid system comprised of multi-walled carbon nanotubes and chitosan for delivery of methotrexate to lung cancer cells. [132] this chitosan coated cs-mwcnt nanohybrid system displayed its ph-responsive behavior and showed faster and higher release of the drug methotrexate in acidic (ph 5.0) versus neutral (ph 7.4) environments. such a nanohybrid system showed reduced drug toxicity in normal lung mrc-5 cells while it exerted anticancer activity in lung cancer h1299 cells. mesoporous silica nanoparticles: nanosized silica particles also known as mesoporous silica nanoparticles (msns) have been investigated in the past two decades for various drug and gene delivery application. because of large pore size, high surface area, good chemical stability, biocompatibility, and ease of surface modification with targeting ligands, msns based nanomaterials were extensively studied for various therapeutic delivery applications. [6, 30, 131, 133, 134] for example, wang et al. designed a nanosized drug delivery system containing anticancer drug paclitaxel into the core-shell of mesoporous silica nanoparticle (pac-csmsn) for the treatment of lung cancer. [135] this csmsns formulation improved the adsorption of the poorly water-soluble drug paclitaxel. the authors found pac-csmsn system was more effective in promoting cell apoptosis in a549 lung cancer cells than the free drug. this pac-csmsn system was administered for three consecutive days in animals and no indication of inflammation was observed in the lung biopsy. all these results indicated that such pac-csmsn system has the potential for inhalation delivery of paclitaxel for the treatment of lung cancer. 2018, jing-hua sun et al. prepared another msns system for codelivery of a photosensitizer chlorin e6 (ce6) and a drug doxorubicin (dox) for both photodynamic therapy and chemotherapy of lung cancer. [136] the anticancer drug doxorubicin was encapsulated into the pores of msns system while ce6 was conjugated with the msns through covalent bonding. treatment with these dox@msns-ce6 hybrid nanoparticles increased the level of cellular reactive oxygen species and exerted synergistic therapeutic effect in lung cancer a549 cells when compared with treatment by each individual component. gold nanoparticles: gold nanoparticles (aunps) are one of the extensively used inorganic nanocarriers for various biomedical applications including drug and gene delivery. because of high atomic number, stable nature and surface plasmon resonance properties, aunps can serve as stable contrast agents for photothermal therapy and medical imaging. [137, 138] moreover, aunps possess unique physiochemical characteristics such as high biocompatibility and low-toxicity as well as aunps are non-immunogenic which made gold nanoparticles as an attractive nanocarriers for various biomedical applications. [139] [140] [141] in 2014, qian et al. conjugated cetuximab (c225), a targeting agent for epidermal growth factor receptor (egfr) with aunps for the treatment of egfr positive non-small cell lung cancer (nsclc). [142] this c225-aunps inhibited proliferation and migration of a549 cells and accelerated apoptosis in a549 cells as compared to treatment with free c225 alone. the activity of c225-aunps was higher in a549 cells with higher egfr expression than in h1299 cells with low egfr expression. treatment of nude mice bearing tumor xenografts with c225-aunps showed significant suppression of tumor size. such egfrtargeted aunps system can be a promising strategy for targeted delivery of therapeutics in egfr positive nsclc cells. in 2018, ramalingam et al. conjugated doxorubicin on the surface of gold nanoparticles through polyvinylpyrrolidone linker for the treatment of human lung cancer cells. [143] these dox-pvp-au nanoparticles inhibited the growth of human lung cancer cells more effectively than both the pvp-aunps and free drug. treatment with these nanoparticles induced early and late apoptosis as well as upregulated expression of tumor suppressor genes in the human lung cancer cells. this dox-pvp-au nanoparticle system represents a promising drug delivery approach for lung cancer therapy. cell based drug carriers: biocompatibility, biodegradability, and cytotoxicity of synthetic nanocarriers represent a substantial problem. moreover, exogenous carriers potentially may induce immune responses. consequently, drug carriers prepared from human live cells or their derivatives attract a considerable attention in recent years. such carriers demonstrate native targeting mechanisms and controlled release of the encapsulated drug molecules. several types of human cells have been considered for a targeted drug delivery for treatment of cancers and variety of other pathological conditions, such as cardiovascular and inflammatory diseases. [144, 145] major characteristics of different cell types used for drug delivery are presenting in the figure 9 . erythrocytes are usually used for a systemic drug delivery and do not possess intrinsic tropism. in contrast, platelets, neutrophils, adipose cells, macrophages, and stem cells can be used for targeted delivery of therapeutics because of their native tropism to tumors, circulating tumor cells, sites with inflammation, and hypoxic conditions as well as microorganisms. [145] a strategy of drug loading into human cells used for therapeutic delivery is selected based on the nature and properties of drugs, loading capacity and release mechanisms. therapeutic agents can be loaded into cellular cytoplasm of carrier cells, attached to their surface by a membrane insertion, nonspecific noncovalent or targeted interaction as well as covalent coupling methods. the release of payload may be continuous (e.g., after slow hydrolysis of a prodrug and exocytosis) or triggered by various internal in vivo signals (glucose, hormones, cytokines, and other biomolecules, ph, and changes in cell shape) or external stimuli (light, ultrasound, magnetic field, temperature, etc.). [145] a comprehensive list of cell based carriers designed for intraperitoneal, intratracheal, intravenous, subcutaneous and left anterior descending delivery of therapeutics developed during the last decade is presented in the open access review by lutz et al. [144] gene therapy has become a promising therapeutic option in recent time for lung cancer. several different nanocarriers (such as dendrimer, micelles, gold nanoparticles, liposomes, lipid nanoparticles, auroliposome etc.) were explored as carriers of nucleic acids with effective results. [14, 15, 23, 25, 27, 29, 42, 43, 45, 92, 134, [146] [147] [148] [149] examples of carriers used for the delivery of nucleic acids are presented in figure 10 . nucleic acids used as gene therapeutics are negatively charged because they are composed of few, several or many nucleotides with phosphate backbones carried one negative charge per residue. [150] consequently, they often delivered as conjugates formed with positively charged (cationic) carriers. such conjugation not only protects gene material from degradation in the blood stream and improves pharmacokinetics of the resulting complex, but also neutralizes positive charge of highly toxic anionic carriers limiting their cyto-and genotoxicity. [151] however, an encapsulation inside nanocarriers or direct conjugation of native or modified nucleic acids via different (preferably cleaved inside targeted cells, e.g. sâ��s) bonds are also used to form a stable system for an effective gene delivery. small chunks of nucleic acids can be modified to decrease their negative charge and encapsulated inside nanocarriers. in our laboratory, the dna backbone of all bases in antisense oligonucleotides (aso) was pethoxy modified in order to make the entire aso neutral and increase their incorporation efficacy into liposomes. [149] such modification also enhanced nuclease resistance of aso. liposomal aso were successfully used to suppress pump and nonpump resistance of cancer cells. [27, 41, 43, 91] it should be stressed, that treatment of cancer with nucleic acids alone (e.g., sirna, antisense oligonucleotides) in most cases demonstrate a pretty limited anticancer effect. however, a combination of anticancer drug(s) with nucleic acids targeted to the drug efflux pumps, antiapoptotic, and other cancer cell defensive proteins/mrnas is expected to substantially enhance anticancer efficacy of both anticancer drugs and nucleic acids. such a concept of advanced proapoptotic anticancer delivery system was first developed and tested in the laboratory of professor minko at rutgers university almost 20 years ago. [36, 37] possible structures of such multifunctional nanoparticles are presented in figure 1 . in several such systems, figure 9 . various cell types employed for drug delivery. redrawn from. [144, 145] where nucleic acids (sirna and antisense oligonucleotides) were used as suppressors of drug efflux pumps (pump drug resistance) and antiapoptotic cellular defense (non-pump resistance). [54, 91] lipid-based nanoparticles: lipid-based nanoparticles such as liposomes, nlcs, and various polymeric nanoparticles are widely used to protect and deliver nucleic acids ( figure 10) . few examples of both liposome and nlc based nucleic acid delivery systems are discussed below. liposomes: gopalan et al. prepared dotap/cholesterol based nanocarrier system for direct delivery of tumor suppressive gene at the tumor site. this system was effective and nonimmunogenic. [152] in an early study, our group prepared a multicomponent liposomal delivery system for improving anticancer activity of doxorubicin against multidrug-resistant human non-small-cell lung cancer cells. this multi-component liposomal system was included doxorubicin as an anticancer drug, antisense oligonucleotide (aso) as a suppressor of pump resistance for mrp1 mrna and another aso as a suppressor of nonpump resistance for bcl2 mrna. [27, 41, 43, 92, 149] antisense oligonucleotides were p-ethoxy modified to decrease their charge, enhance nuclease resistance, and increase incorporation efficacy into liposomes. we reported successful intracellular delivery of both doxorubicin and asos to lung cancer cells. also, this liposomal treatment increased anticancer efficacy of doxorubicin and inhibited synthesis of both mrp1 and bcl2 proteins. this multicomponent liposomal system displayed 10-fold higher cytotoxicity as compared to both free and liposomal doxorubicin treatment against the resistant lung cancer cells and could be used for the enhancement of anticancer activity of doxorubicin against multidrug-resistant lung cancer cells. in a similar study, we used a complex liposomal drug delivery system containing anticancer drug doxorubicin and both mrp1 and bcl2 targeting antisense oligonucleotides for inhalation treatment in lung cancer cells. [27] while empty liposome, free antisense oligonucleotides and their combination treatment showed almost no influence on viability of lung cancer cells; liposome targeted to both mrp1 mrna and bcl2 mrna significantly inhibited the growth of the lung cancer cells. we evaluated this complex liposomal system on an orthotopic murine model of human lung cancer and the results revealed its higher chemotherapeutic efficacy with lower side effects as compared to that observed for individual treatment of each component. [27] nanostructured lipid arriers: garbuzenko et al. reported a multi-functional nanostructured lipid carrier (lhrh-nlc-sirnas-tax) composed of an anticancer drug paclitaxel (tax), a peptide analog targeted to luteinizing hormone-releasing hormone (lhrh) receptor and a pool of sirnas as inhibitors of different types of egfr-tks. this lhrh-nlc-sirnas-tax nanoparticle system was investigated in various human lung cancer cell lines and in vivo on an orthotopic nsclc mouse model and displayed good organ distribution, stability, solubility, and improved anticancer activity when compared with free individual drugs and non-targeted therapy. [15, 25, 29] han et al. developed a multifunctional blc system for delivery of anticancer drug doxorubicin (dox) and green fluorescent protein plasmid (pegfp) dna as a prototypical nucleic acid in lung cancer cells. the authors prepared dox and pegfp encapsulated nlc and modified its surface with transferrin-targeting motif. transferrin-modified and dox and pegfp co-encapsulated nlc system showed higher in vitro and in vivo transfection of plasmid dna than the other control treatment. these results also indicated that such multifunctional nlc system could be an effective method for both drug and gene delivery for the treatment of lung cancer. [153] in another work, han et al. prepared an nlc system for delivery of plasmid-containing enhanced green fluorescence protein (pegfp) in lung cancer cells. the authors prepared the pegfp-loaded nlc and decorated its surface with transferrin (tf) targeting ligands. this tf-nlc/pegfp showed higher transfection efficiency as observed in in vitro and in vivo studies than the non-targeted nlc/pegfp-suggesting this nlc system could be a promising vehicle for gene therapy in lung cancer. [154] polymeric and hybrid nanoparticles: chitosan-based polymeric nanoparticles were widely used for the delivery of nucleic acids. because of ionizable sidechain amino groups in chitosan, it has cationic nature which made chitosan polymer a good vehicle for the delivery of anionic agents such as sirna, dna etc. okamoto et al. developed a chitosan-based nanoparticle for delivery of pcmv-luc gene into the lung cancer cells. [155] nafee et al. prepared a chitosan based nanocarrier system loaded with an antisense oligonucleotide such as 2-o-methyl-rna for the treatment of lung cancer. the authors evaluated the inhibitory function of telomerase after treating the nanocarrier in lung cancer cells and observed 50% reduction of the telomerase activity in a549 lung cancer cells. these chitosan nanoparticles were safe and effective for the treatment of lung cancer. [156] dhananjay et al. developed a polymeric nanoparticle system comprised of pei-peg copolymer for the delivery of akt1 shrna in lung cancer cells. [157] both service and internally anionic polypropylenimine tetrahexacontaamine (ppi) and polyamidoamine (pamam) dendrimers were successfully used for the delivery of nucleic acids into cancer cells. [158] [159] [160] it was found that dendrimers and additional caging of resulting nanoplexes protected nucleic acids from degradation and effectively delivered genetic material inside cancer cells. delivered sirna demonstrated high intracellular activity and effectively knocked down gene expression and synthesis of targeted proteins. carbon nanomaterials: carbon nanomaterials such as cnts decorated with positively charged polymers were investigated as gene carrier in recent years for specific delivery of nucleic acids. [161, 162] podesta et al. prepared amino-functionalized mwcnt system for delivery of sirna and tested it using an animal xenograft and orthotopic breast tumor models. [137] treatment with this mwnct-sirna complex significantly delayed the growth of tumor and increased the survival of the tumor bearing animals. varkouhi et al. developed mwcnt systems decorated with cationic pei (cnt-pei) and cnt-pyridinium for the delivery of sirna to lung cancer cells. [163] both these cnts displayed cytotoxicity effect and gene silencing activity in h1299 human lung cancer cells, while non functionalized cnts did not show any such effects. mesoporous silica nanoparticles: mesoporous silica nanoparticles have been investigated as a delivery vehicle of various cargo molecules including nucleic acid therapeutics. for example, dilnawaz et al. developed msn based system for co-delivery of anticancer drug doxorubicin and sirna in lung cancer cells. [164] this combinational treatment enhanced in vitro cellular uptake, cytotoxic effect in a549 lung cancer cells. in 2020, song yinxue et al. developed a complex msn system comprised of a polyphenolic drug myricetin (myr), sirna specific to multidrug resistance protein (mrp-1) and a targeting ligand folic acid (fa) in order to improve delivery efficiency of myr in nsclc cells. [165] this targeted myr-mrp-1/msn-fa nanoparticles showed significant cellular uptake and reduced viability of a549, nci-h1299 lung cancer cells when compared with free drug and other controls. in vivo results revealed that this system was more effective in suppressing the tumor growth and it might be an attractive therapeutic strategy for the treatment of nsclc. gold nanoparticles: gold nanoparticles possess good biodistribution, physiological stability and low cytotoxicity which made them an attractive vehicle for delivery of various payloads including large biomolecules such as nucleic acids. [166] over the years, researchers have explored both non-covalent and covalent conjugation of the nucleic acids such as sirna, oligonucleotides etc. on the surface of aunps for their effective transportation to the target cells. for instances, conde et al. developed a peg modified gold nanoparticle system by conjugating of rgd peptide and cmyc sirna on the surface of gold nanoparticles and tested this system on mice bearing cmt/167 lung carcinoma tumors. [167] the authors observed downregulation of the c-myc oncogene and significant inhibition of lung tumor growth after the treatment with si-rna/rgd aunps. recently, an innovative hybrid formulation (so-called auroliposomes) consisting of liposomes loaded with 20-nm gold nanoparticles (aunps) was developed and used for the sirna delivery ( figure 10 ). it was found that auroliposomes modulated the intracellular uptake and silencing efficacy leading to the enhanced suppression of tumor growth in vivo when compared with conventional liposomes. [168] nanocarriers have the potential to enhance the diagnosis of diseases. recently, nanobased materials and methods have emerged as novel diagnostic tools for several diseases. over the years, various nanocarriers were explored for the delivery of imaging (or both imaging and therapeutic) agents for diagnosis of many diseases including lung cancer. [169] [170] [171] for example, researchers designed folic acid functionalized dendrimers containing gold nanocarrier as cancer-targeted imaging probes for computed tomography (ct) imaging of lung cancer cells. [172] ct imaging after nanoparticle uptake revealed the presence of these gold nanocarriers in the lysosomes of lung adenocarcinoma cells. in another study, researchers developed ultrasmall (3.0 â± 0.1 nm) gadolinium containing nanoparticles (so called ultra-small rigid platforms or usrps) for enhancing ultrashort echo time (276 ms) proton mri of the lung. [173] these nanoparticles were prepared using 1,4,7,10-tetraazacyclododecane-1,4,7,10-tetraacetic acid (dota) as a chelator and was delivered by the intratracheal instillation. the authors observed the substantial (>250%) enhancement of mri signal in the lungs for almost 2.5 h after instilling the solution of the nanoparticles. erten et al. prepared a dextran core-based stealth pegylated liposomes containing anticancer drug doxorubicin, iron oxide as an mri contrast agent and boron dipyrromethene (bodipy) fluorescence stain for imaging theranostics applications. [174] the authors observed strong ability of these liposomal nanoparticles of enhancing both types of imaging in the in vivo murine model of lewis lung cancer. in another report, lowery et al. labeled a tumor targeted doxorubicin loaded liposomes with alexa fluor 750 for imaging of lung tumor. [175] an hvggssv peptide with a selective binding to irradiated tumors was used as a targeting moiety in order to deliver the anticancer drug and imaging agent specifically to irradiated tumors limiting their accumulation in the normal tissues. these liposomes (100 nm) contained maleimide and amine functionalized peg chains for the conjugation of the cysteine containing peptide and the n-(succinyl)-fluorophore, respectively. doxorubicin in theranostic liposomes was loaded by the ph gradient. the authors studied these fluorophore labeled irradiated tumor targeted liposomes in murine model of lewis lung cancer. they found that such a radiationguided tumor-targeted delivery of liposomes enhanced the delivery of the fluorophore and anticancer drug specifically to irradiated tumors in the lungs, effectively induced cell death and limited cell proliferation within lung tumors finally inducing a delay in tumor growth and destruction of tumor blood vessels and increase of apoptosis in lung tumor cells. hvggssv targeting peptide also increase the accumulation of an entire system in irradiated tumors enhancing imaging quality. cystic fibrosis is an inherited disorder, caused by mutations of the cystic fibrosis transmembrane conductance regulator (cftr) gene. over-production of mucous in the lungs causes airway obstruction resulting in infectious diseases such as cystic fibrosis (cf). [176] typically, heterogeneous and large molecular weight oligomeric gel-forming mucin glycoprotein are produced in cf. gene therapy is the mainstay therapy to inhibit the mutation of cftr protein. gene therapies involve delivery of sirna, dna etc. into cells to rescue the function of the defective cftr gene. usually, viral and non-viral vectors are employed to transfer correct copies of cftr gene in the effected cells in lungs. [177] because of small size, nanocarriers have emerged as an effective vehicle for delivery of gene through the mucus barriers. nanoscale carriers can be used as vectors for gene therapy due to their less immunogenic and good gene transport capacity. [178] nanocarrier based non-viral vectors are easy to prepare as compared to that of viral vectors. [179] in recent years, researchers attempted to develop various nucleic acid based nanocarrier to affect mutation of cftr gene to change the composition of mucin as well as to minimize the mucin production. [180, 181] in an early research, konstan et al. developed a dna nanoparticle for the treatment of cystic fibrosis and observed effective transfer of vector gene. [182] in order to overcome the mucus barrier, recently, suk et al. prepared a densely peg-coated dna nanoparticle system, which can penetrate extracorporeal human cystic fibrosis to deliver its payload. [183] this nanocarrier displayed better gene transfer after intranasal administration to mice as compared to other carriers. minko et al. prepared a liposomal--tocopherol (lat) formulation for the treatment of hypoxic lung injury in rats. the authors evaluated antioxidant and antiapoptotic activity of this lat in rats with severe hypoxia and observed significant antihypoxic effects. [93] it was found that, treatment with lat of rats under severe hypoxic conditions (breathing of 6% of oxygen within two hours) normalized lung phospholipid composition, inhibited lipid peroxidation, suppressed genes responsible for the development of lung damage and improved breathing pattern. finally, such a treatment two-times decreased the mortality of the animals under severe hypoxic conditions. lately in our lab, a similar liposomal system for inhalation delivery of prostaglandin e2 (pge2) was developed for treatment of pulmonary fibrosis. [16] this liposomal system was evaluated for local delivery of pge2 using a standard bleomycin-induced murine model of idiopathic pulmonary fibrosis. the results revealed that liposomes were accumulated in higher amount in lungs after inhalation delivery when compared with intravenous administration. besides, this inhalation treatment reduced fibrotic injury in the lung tissues. these data probed that the inhalation administration of liposomal form of pge2 can be an effective therapy for cystic fibrosis in the lungs. to further improve inhalation treatment of idiopathic pulmonary fibrosis (ipf) by liposomal pge2, sirnas targeted to major proteins responsible for the lung damage under ipf (mmp3, ccl12, and hif1a) were added to the nlc based nanoparticles containing pge2 and tested on the similar experimental model of lung fibrosis using inhalation delivery. [23] this enhanced advance system was more effective in the treatment of ipf when compared with sirna and pge2 delivered separately. another combination of drugs in one nlc-based nanoparticle system was recently tested for the treatment of lung manifestation of cystic fibrosis (cf). [24] the system included lumacaftor for the correction of correct p.phe508del mutation (the loss of phenylalanine at position 508) and cftr potentiator ivacaftor for increasing the open probability of cftr channels. this system was tested in vitro using cf cells and in vivo on homozygote/homozygote bi-transgenic mice with spontaneously developed cf. the system was delivered in vivo by inhalation. the results showed a high efficacy of the proposed treatment of the lung manifestation of cf. wang et al. prepared rapamycin and azithromycin loaded polymeric nanocarrier via nanoprecipitation method. [184] nanocomposite microparticles (ncmp) were formulated from this nanoparticle for the inhalation delivery of antibiotics in the form of dry powder aerosols. these, nanocomposite microparticles displayed aerosol dispersion characteristics indicating their deposit in the lungs. viral infections in respiratory systems such as in lungs have become a worldwide public health threat in recent years. several emerging positive-stranded rna coronaviruses [185, 186] such as severe acute respiratory syndrome coronavirus (sars-cov), [187] [188] [189] middle east respiratory syndrome coronavirus (mers-cov) [191] etc. not only threatened public health, but also caused international epidemics in the past two decades. recent outbreak of coronavirus infection caused by the severe acute respiratory syndrome-coronavirus-2 pathogen has seriously threatened public health all over the world. the taxonomic name "severe acute respiratory syndrome coronavirus 2" (sars-cov-2) given by the international committee on taxonomy of viruses (ictv) became official to refer to this virus strain. on february 11, 2020 the world health organization (who) officially named the "coronavirus disease 2019" as "covid-19". [192] the genome of sars-cov-2 is a 29 903 bp with single-stranded rna (ss-rna). the complete genome sequence of sars-cov-2 is available in the national center for biotechnology1 (ncbi) database, with id nc_04 5512. [193, 194] covid-19 is characterized by severe respiratory disease along with mild to high fever, cough, and shortness of breath. covid-19 has been considered as an emerging disease and on march 11, 2020 the outbreak of this disease has been declared as global pandemic by the who. [195, 196] this virus has been found to spread from person to person mainly through respiratory droplets, cough, sneeze, etc. [197] causing severe acute respiratory distress syndrome (ards). as of september 20, 2020, this virus has already infected more than thirty million people and caused 950000 deaths with billions of people are at risk around the world. [198] despite repeated outbreaks of sars-cov in 2003 and mers-cov in 2012, no potent vaccines and anti-viral drugs are commercially available against these viral infections-mainly due to the fact that the outbreaks of these viruses were rapidly contained and did not reappear. [199] therefore, there are no effective treatment for the ongoing pandemic of covid-19, a close subtype of sars-cov. [200] because of constant emergence of new viruses including current sars-cov-2 infection, there is an urgent need for the development of potent and broad-spectrum vaccines and antiviral drugs for effective control of viral diseases. since the first report of sars-cov-2 infection in late december in 2019, both researchers and clinicians have been attempted clinical trials of several known antiviral drugs, their combination as well as development of vaccine in patients with confirmed covid-19 disease. this review is mainly focused for summarizing recent developments of nanotherapeutics for respiratory diseases including sars-cov, mers-cov, and covid-19. therefore, other types of therapeutic and diagnostic methods such as small molecule antiviral therapeutics, anti-sars-cov-2 antibody treatments, convalescent plasma therapy etc. [201] [202] [203] [204] which have been discussed elsewhere are out of the scope of this review. briefly, we will summarize recent innovation of nanobased diagnostics such as nanoparticle-based pcr and anti-body test as well as nanoparticle-based therapeutic approaches for covid-19. diagnostic tests are essential not only for monitoring every stage of a disease, but also to identify new patients with that illnessespecially for an outbreak of viral disease. typical diagnosis methods for viral diseases include nucleic acid detection of the viral genome in clinical samples. currently, covid-19 has been diagnosed by real-time polymerase chain reaction (rt-pcr) test for the detection of viral genome, serological, and immunological assays for the detection of anti-sars-cov-2 antibody in patient samples as well as chest computed tomography (ct) imaging for screening abnormal observations in chest scans. [205, 206] however, most of these methods are laborious and time-consuming processes. therefore, there is an urgent need for developing timeeconomic, easily performed and point-of-contact test for the detection of this virus. because of similar size and shape of sars-cov-2 virus with the synthetic nanoparticles, researchers have attempted to develop nanoparticle based diagnostic methods for covid19 . for examples, huang et al. developed a rapid, easily operated and cost-effective detection of the igm antibody produced in serum sample of patient with covid-19. [207] the authors prepared a colloidal gold nanoparticle-based lateral-flow (aunp-lf) system composed of various low-cost inorganic nanomaterials. the aunp-lf strip was developed for the sample test by coating an analytical membrane with the sars-cov-2 nucleoprotein followed by conjugating anti-human igm antibody. this method can detect the sars-cov-2 virus in 15 min using only 20 âµl of serum sample of the patient. the authors have figure 11 . schematic representation for the selective naked-eye detection of sars-cov-2 rna mediated by the suitably designed aso-capped gold nanoparticles. this naked eye detection method involves the isolation of the viral rna from the clinical swab sample from covid-19 patient and then incubation of the viral rna samples with aso capped gold nanoparticles for 5 min. at the end, rnase h is added in the viral composite of aso-capped gold nanoparticles and the resulting mixture is incubated for 5 min at 65 c to get the visual precipitate. reproduced with permission. [208] copyright 2020, acs publications. evaluated the specificity of this detection method against the results of widely used tr-pcr's test. this aunp-lf assay has a great potential for large-scale and fast detection of covid-19 disease specially during this pandemic period. [207] in another report, moitra et al. developed gold nanoparticle based colorimetric assay for naked-eye detection of sars-cov-2 virus present in patient samples. [208] the authors decorated the gold nanoparticles (aunps) with thiol-modified antisense oligonucleotides (asos) which are specific for n-gene (nucleocapsid phosphoprotein) of sars-cov-2 virus. the use of rnaseh in this detection helps to cleave the rna-dna hybrid resulting in the visually detectable precipitation from the experimental solution. this aunp system can detect the presence of sars-cov-2 stain in the isolated rna samples within 10 min. thus, this method can be a very promising for visual detection of covid-19 positive patient without the use of typical instrumental procedures as outlined in figure 11 . [208] there are no clinically approved therapeutics by the u.s. food and drug administration (fda) to prevent or treat the covid-19 disease. however, clinical trials of many known antiviral drugs are ongoing in patient with confirmed covid-19 disease. [209, 210] for instance, a newly developed antiviral drug remdesivir previously effective against ebola virus diseases which interferes with viral rna polymerase (rdrp) and arrests viral replication [211] was repurposed for the treatment of covid-19 infections. [212] human trials showed promising clinical improvements in â��70% of patients. [213] recent studies showed that the sars-cov-2 virus has similar size range (50-150 nm) and spherical shape like the synthetic nanoparticles. [214] therefore, nanosized spherical therapeutics can be promising to detect and neutralize coronaviruses as previously evaluated for sars-cov, mers-cov etc. various nanoparticle based therapeutic approaches have been discussed here for mers-cov, sars-cov, and covid-19 diseases. for instance, huang et al. prepared gold nanorod complex of heptad repeat 1 (hr1) peptide inhibitors for middle east respiratory syndrome coronavirus (mers-cov) disease. [215] this gold nanorod complex was biocompatible and metabolically stable and displayed 10-fold higher inhibition of membrane fusion between host cells and mers-cov via hr1/hr2-mechanism as compared to that of the free inhibitor treatment. this the gold nanorod based anti-viral system showed a great promise in treating mers-cov infection. lin et al. prepared a virus-like hollow nanoparticle comprised of biodegradable polymer and a viral antigen along with an adjuvant. [216] this plasmid like nanoparticle was capable of delivering of both antigens and stimulator of interferon genes agonist adjuvant to induce potentiation to the immune cells. the authors observed that this nanoparticle-based mers-cov vaccine was effective against a lethal dose of mers-cov infection as compared to control treatment in a mers-cov-permissive transgenic mouse model. the potency of this nanoparticle-based vaccine for mers-cov was demonstrated, and this study provides a new outline for developing nanocarrier based vaccine for viral pathogen. loczechin et al. prepared seven different carbon quantum dots (cqds) and investigated their anti-viral activity against the human coronavirus hcov-229e infections. [217] these cqds displayed a concentration-dependent virus inactivation and cqd produced from 4-aminophenylboronic acid showed better activity with ec 50 5.2 â± 0.7 âµgâ·ml â��1 . the mechanistic studies revealed that interaction of the surface functional groups of the cqds with entry receptors of the hcov-229e virus resulted in inhibition of the infection. these results suggested such cqds systems might be explored for developing anti-viral therapeutics for other coronavirus infections (figure 12) . [217] polymeric nanoparticles consisting of poly (ethylene glycol)block-poly(lactide-coglycolide) (peg-plga) were developed for delivery of diphyllin, a novel vacuolar atpase blocker for its antiviral activity against the feline coronavirus infection. [218] treatment with these nanoparticles significantly reduced toxicity and enhanced antiviral effect of diphyllin. these nanoparticles were well tolerated as revealed in animal study in mice following high-dose intravenous administration. the results of the study indicated that such diphyllin nanoparticles could be explored as effective host-targeted antiviral therapeutics for other coronavirus infections. coleman et al. developed a novel strategy for preparing spike nanoparticles which in combination with adjuvants produced high titer anti-bodies in mice against both the severe acute respiratory syndrome coronavirus (sars-cov) and middle east respiratory syndrome coronavirus (mers-cov) infections. [219] the results showed that these spike nanoparticles were able to neutralize the antibody responses in mice-suggesting a step towards nanovaccine development. [219] recently, fabric material-based face mask containing hydrophilic absorbent layers and hydrophobic barrier layers was constructed. [220] this fabric masks were found to show equivalent or better filtration and adsorption of nanoparticle like aerosols than the commercial n95 respirators. the aerosols were composed of fluorescent labeled virus like nanoparticles for tracking their transmission through the fabric masks. the authors evaluated 70 different combinations of common fabric materials using forced convection air flux with pulsed aerosols. this fabric masks can be used to protect from the inhalation of such viruses. in an early study, li et. al reported that treat-ment based on rna interference (rnai) exhibited antiviral immunity in mammals. [221] in 2018, sohrab s. et al. designed and developed a series of lipid and polymeric nanoparticles for delivery of therapeutic sirna for the treatment of mers-cov infection. [222] since sars-cov-2 is a single strand rna virus like other coronaviruses, therefore inhibiting the life cycle of sars-cov-2 viruses via silencing their viral mrna in the host cells by rna interference might be an effective therapy for covid-19. [223] each group of people received second vaccination after 28 days of the first vaccination. systematic side effects such as headache, fatigue, pain at the injection site etc. were observed in half the participants particularly after second vaccination with higher dose treatment. initial results revealed that treatment of mrna-1273 induced immune responses in all participants and the antibody responses were higher for the higher dose treatment participants. recently, corbett et al. studied this mrna-1273 vaccine in nonhuman primates and observed that treatment with this vaccine candidate increased neutralizing antibody levels that were higher than in human convalescent-phase serum sample. [223] the mrna-1273 vaccine is now under further evaluation for covid-19. bnt162b1 is another nanoparticle encapsulated mrna vaccine candidate that encodes receptor binding domain (rbd) of spike glycoprotein of sars-cov-2. recently, mulligan et al. conducted a placebo-controlled phase 1/2 clinical trial of nucleosidemodified mrna vaccine which was formulated in a lipid-based nanoparticle system for targeting rbd of spike glycoprotein of sars-cov-2 virus (clinical trial identifier: nct04368728). [223] the authors performed a randomized and placebo-controlled trial of bnt162b1 vaccine in 45 healthy adults. there were 12 participants for each of the dose level 10, 30, and 100 âµg of the vaccination and nine participants in placebo with bnt162b1 increased the sars-cov-2 neutralizing titers with dose level in the serum sample. thus, nanosized therapeutics such as nanoformulation of anti-viral drugs, nanovaccines, etc. can be promising options for the diagnosis and treatment of such viral infection. as summarized in this review, the past two decades have witnessed substantial amount of work in the development and applications of nanocarrier based systems for targeted delivery of drugs, gene, imaging agents etc. as well as nanoparticle-based diagnostics for various respiratory diseases. several preclinical and clinical investigations revealed that nanocarrier-based systems address many limitations of conventional therapy not only by site-specific delivery of therapeutics at the lung tissue, but also reducing the drug availability into other organs thereby reducing adverse side effects. besides, nanocarrier based systems demonstrated sustain and control release of the therapeutics than the burst release observed in systematic delivery of therapeutics in lungs. moreover, nanosized carriers have a potential to overcome the mucus barrier and poor lung penetration associated with various respiratory diseases. similarly, recent development of various nanoparticle-based detection methods for coronavirus infection showed a great promise in the development of time-economic diagnosis of covid-19 disease. while such nanoscale systems promise new therapeutic options for respiratory diseases, still the most challenging task is their safety assessment. preparation of an appropriate size of nanoparticles in each batch of synthesis is also challenging. many such challenges need to be overcome in order to translate the nanotherapeutics into clinical practice. though nanotechnology can find a way for further application of nanotherapeutics against the covid-19 diseases, still more research needs to be conducted for evaluation of nanosized therapeutics for covid-19. it has been considered that the effective vaccine against covid-19 will be available in 12-18 months. therefore, early diagnosis, effective treatment etc. are essentials to mitigate the spread of this infection before any clinically approved vaccine comes in the market. finally, the following should be mentioned. because the major result of covid-19 infections is acute respiratory distress syndrome, the discussed nanomedicines for treatment lung hypoxia and fibrosis potentially can be used for the treatment of covid-19 in combination with other antiviral actions. such pilot investigations have been recently initiated in our laboratory. european lung white book theranostics sub-cell drug discovery today molekulare virologie theranostics 2020 this work was supported in part by grants (r01 ca238871 and r01 ca209818) from the national institutes of health (nih). some figures were created with biorender.com and using servier medical art images, which are licensed under a creative commons attribution 3.0 unported license (https://smart.servier.com). key: cord-275827-r86ygqmy authors: lapeyre-mestre, maryse; boucher, alexandra; daveluy, amelie; gibaja, valerie; jouanjus, emilie; mallaret, michel; peyrière, helene; micallef, joëlle title: addictovigilance contribution during covid-19 epidemic and lockdown in france date: 2020-06-23 journal: therapie doi: 10.1016/j.therap.2020.06.006 sha: doc_id: 275827 cord_uid: r86ygqmy abstract addictovigilance is a safety monitoring targeted at substances with potential for abuse and dependence. this vigilance was involved during the period of covid-19 epidemic due to the significant changes in access to drugs and psychological disruption caused by the pandemic and lockdown. this article aims to present the different steps implemented by the french addictovigilance network in collaboration with the french health authorities from march to may 2020, including monitoring of potential harmful events, and scientific communication. the first events were identified through the continuity of the networking between the french addictovigilance centres and their partners: community pharmacies, general practitioners, specialized structures and emergency wards. as soon as the lockdown began, first cases of overdoses (lethal or not) were reported with opioids, mainly with methadone, and other opioids (heroin, oxycodone, tramadol or antitussive codeine). lockdown-related noteworthy events consisted in clinical cases or other relevant information for which lockdown clearly played an important role : among the many substances identified at least once, pregabalin, benzodiazepines, cannabis, cocaine and nitrous oxide were the most significant in terms of prevalence, seriousness or particularly specific to the lockdown context. despite significant decrease in the activity and travel limited to vital needs, community pharmacies continued to identify falsified prescriptions in this period, highlighting an increase in suspicious requests for pregabalin, codeine and tramadol. in parallel, the french addictovigilance network continued its communications efforts in the period, issuing a newsletter on tramadol, a press release on methadone and naloxone, and participating in the covid-19 frequently asked questions (faqs) of the french society of pharmacology and therapeutic website (https://sfpt-fr.org/covid19 ). covid-19 epidemic has been an important challenge for addictovigilance, and has proved that this monitoring is highly essential for alerting health professionals and health authorities to points of vigilance in the field of psychoactive substances. any safety monitoring system is part of a global approach aimed at identifying emergence or spread of a health risk. this health security approach involves the early detection of signals and their most rapid integration into an action system allowing an adapted, effective and early intervention to preserve the health of populations. in the context of pharmacovigilance and drug safety, new or unexpected adverse drug reactions should be detected as early as possible in order to further inform and secure the use of the drug, giving the general population and health professionals the opportunity of evidence-based information about these risks. in the context of covid-19 epidemic, the french regional pharmacovigilance centres network ensured this mission [1] , with an assessment maintained in its continuity, based on a pharmacological and medical characterization of cases, shared with a population-based approach integrating pharmacoepidemiological methods when possible, contributing to optimizing the level of evidence. sharing and collaboration, both within and beyond the french pharmacology and therapeutics scientific community, was integral within these special weeks and beyond (see frequently asked questions [faq] at https://sfpt-fr.org/covid19 ) [2] [3] [4] . in the addictovigilance context, the field is even wider and more heterogeneous [5] [6] [7] . in the first weeks of epidemic spread, most of the interrogations were related to the disease itself and to drugs with supposed antiviral properties or interactions with the immune system. concerns about substances of abuse appeared as soon as lockdown occurred in france on march 17, 2020 . this article the french addictovigilance network was set up in the 1990s, in order to benefit from a proactive vigilance system targeted at substances with potential for abuse and dependence (except tobacco and alcohol), and to participate in a proactive and coordinated manner in the activities of the world health organization (who) expert committee on drug dependence [8, 9] . this vigilance is based on spontaneous notification by healthcare professionals of any serious case of misuse, abuse and drug dependence involving psychoactive substances, regardless of their nature or status [5, 10] . in addition to this passive monitoring subject to under-reporting, other sources of information have been developed to improve vigilance: systematic data collection on falsified prescriptions from pharmacies ("ordonnances suspectes indicateur d'abus possible", osiap survey) [11, 12] and on secure prescription forms for narcotic drug prescriptions ( "antalgiques stupéfiants et ordonnances sécurisées", asos survey) [13] , systematic data collection from patients seen in addiction specialized structures ("observatoire des produits psychotropes illicites ou détournés de leur usage médicamenteux", oppidum survey) [14] , analysis of toxicological data on chemical submission [15] or on deaths in a medico-legal framework ("décès en relation avec l'abus de médicaments et de substances", drames survey) [16] . addictovigilance can broaden the assessment of the potential for abuse and dangerousness of substances by specific analyses on large databases from the national health data warehouse [17, 18] , or on ad hoc field studies [19] [20] [21] [22] [23] [24] . the identification of a potential signal from one or more of the sources described above makes it possible to anticipate an emerging problem and to assess its magnitude using a multi-source approach (fig. 1) [5, 10] . on march 16, in his first address on the extend of the epidemic in france, the french president announced, in a message broadcast to the nation, the implementation of travel restrictions, lockdown, and a state of emergency involving the redeployment of the entire healthcare sector to prioritize covid-19 care from the following day. among the different measures launched by the government, several ones were intended to ensure continuous access for care, while limiting outing to what was strictly necessary (urgent medical care). in these conditions, both public and private medical sectors (general and specialized practitioners, nurses, most of other health professionals) decreased their activities, together with addiction specialized structures, in order to insure social distancing and prophylactic barrier measures to reduce the risks of viral contamination. for example, in many areas in france, several first line harm reduction structures [25] and addiction specialized centres modified their way of functioning, with limited access hours, redeployment of nurses and doctors for covid care, remote consultations, etc., all these changes leading to a degraded operating mode. some other structures may have also closed their doors, in particular those offering conviviality space with coffee and food for homeless and vulnerable isolated people, because of the impossibility to ensure social distancing. the rules for renewing prescriptions have been modified by several decrees (the first being published in the official journal on march 14, 2020 [26] ), in order to prevent the health risks related to the abrupt interruption of chronic exposure to drugs, in a context of a reduced availability of prescribers during covid-19 epidemic. pharmacists were invited to issue even if the period of validity of a renewable prescription has expired, within the framework of the initially planned dosage, a number of boxes per prescription line guaranteeing the continuation of treatment, for a period not exceeding one month. these measures include specific provisions concerning medicinal products liable to be abused or misused, such as anxiolytic or hypnotic drugs, opioid maintenance drugs and other narcotic drugs or drugs falling under the regulations of narcotics. along the successive decisions of the president and government over time, these decrees were intended to be prolonged during the period of the national state of health emergency. table 1 summarizes the different situations concerning psychotropic and narcotic drugs (at the date of may 31, 2020). from march 17, 2020, some important problems rapidly appeared: because of the strict lockdown and repeated controls for any outing or trip, border shutdown for all extra european countries, but also with our immediate neighbours, drug trafficking has been drastically impacted, raising fears of an increase of episodes of withdrawal syndromes in the population of drug users. opioid maintenance treatment (omt) should be considered as an essential treatment during the covid-19 pandemic, as significant risks to the community exist with an interruption of the stable provision of opioid treatment. difficulties for omt drug provision have been expected with permanent changes of the prescribing and dispensing rules for narcotic drugs in the first days of lockdown, leading some patients to stock large amount of methadone at home. there may be an increased risk of opioid j o u r n a l p r e -p r o o f 6 overdose arising from i) erratic access to omt, ii) erratic access to illicit opioid supplies and iii) increased access to takeaway doses of methadone, which would have required the systematic prescription for take-home naloxone supplies [27] . there was also a growing concern about the risk of overdose with methadone (or of accidental exposure because of lockdown and provision of takeaway methadone at home), as methadone was already the first substance involved in drug abuse-related deaths before the disease outbreak, with an increasing trend in the last years [28] . unfortunately, despite drug approval for forms of naloxone directly available without medical prescription in 2017, the level of use of takeaway naloxone from specialized structures or community pharmacies remains very low [27] . psychological disturbances may occur due to the lockdown, with an increasing risk of misuse and abuse of psychoactive drugs in the population of drug users (including patients on omt particularly vulnerable to these disruptions), but also in the general population [29] . distress may result in some people increasing their substance use and subsequently require treatment (for example, alcohol use may increase). changes in illicit drug supply may occur due to a range of complex interacting factors, with an increased demand for services. alternately, some people who use drugs may be less likely to request services during the pandemic, with an escalation of substance use during a time of distress. some not evidence-based and potentially deleterious "guidelines" were launched in order to anticipate withdrawals, with several dangerous recipes for substitution or techniques to make provisions of narcotic drugs. such practices may bring new patterns of problematic use, including access to new psychoactive substances sold on the internet, with free home delivery services for using up stocks of illicit drugs. finally, in relation with the covid-19 itself, concerns arose about risk of drug-drug interactions and qt prolongation with methadone potentially combined with chloroquine and hydroxychloroquine or azithromycin. actually, when infected by sars-cov-2, older people, men and those with medical comorbidities (chronic pulmonary disease, cardiovascular disease, cerebrovascular disease, diabetes and a compromised immune system) present a much higher likelihood of acute respiratory distress, renal failure and death. due to the respiratory and pulmonary tropism of sars-cov-2, people who smoke or vape tobacco or cannabis products were expected to be more at risk of pulmonary complications. immune-suppressed people, for example, due to hiv infection or other chronic medication conditions, are also at increased risk for sars-cov-2 infection. consequently, drug users with these conditions may be a subgroup more at risk. we described the different events and facts collected and observed from mid-march to may 31, 2020. in the first days of lockdown, several concerns emerged in the field. the first events were identified through the continuity of the networking between the french addictovigilance centres and their partners (i.e. community pharmacies, general practitioners, specialized structures and emergency wards). by the second week of lockdown, several cases of methadone overdoses for people at home were reported, and falsified prescription forms to obtain hydroxychloroquine and azithromycin were also identified as osiap by different pharmacies on the french territory. these early signals have been transmitted to national health authorities, leading to the implementation of a weekly specific monitoring of noteworthy cases or events related to the covid-19, related to the lockdown, and of all falsified or abnormal prescription forms reported through the osiap survey during the period. this weekly monitoring was closely done between the french addictovigilance network and the ansm [30] . the lessons of this weekly monitoring by conference calls and shared minutes of the meeting are presented in the following paragraphs. the fig. 2 summarizes the highlights of this monitoring. detecting and identifying signals are a cornerstone for addictovigilance actors: they need to be able to label a piece of information received as a signal [5, 10, 20, 25, [31] [32] [33] . signals suggesting a public health risk are collected and analysed in continuous manner in a surveillance process implemented by watchdog or public health structures, in a perspective of alert, anticipation and early action. in this framework, a signal is defined as a piece of information concerning a health phenomenon or exposure to a risk or hazard, which requires investigation in order to validate it and decide whether or not it should be considered as an alert. the signals observed in addictovigilance may be related to human cases (unusual deaths, symptoms or syndromes grouped in clusters); to psychoactive substances or associations thereof likely to have serious health consequences (presence of adjuvants, degree of purity, novelty of the substance or its usage) and to new ways of administration or new settings of use. monitoring such noteworthy events is an important issue in addictovigilance. simad-covid was the national periodical assessment with the aim to proactively monitor and share occurrence of fatal and non-fatal overdoses due to opioid medications (methadone, opioid analgesics) or opioid substances (heroin) or other illicit drugs (cocaine). as soon as the lockdown began, first cases of overdoses were reported with opioids, mainly with methadone, and to a less extent, with heroine and other opioid analgesics (oxycodone, tramadol) or cough syrups containing codeine. until may 31 methadone was the most reported drug among overdoses. interestingly, several characteristics of methadone overdose have emerged: i) accessibility of methadone by storage from family/friends at home was often reported ii) occurrence of overdose among opioid naïve subjects (never previously exposed to opioids or return to use after cessation) iii) occurrence among vulnerable subjects (homelessness, migrants, patients with psychiatric comorbidities) iv) methadone used outside its labelling in france, for anxiolytic or analgesic purposes iv) take-home naloxone was exceptionally used in the period. it is important to note that during this period the price for street methadone remained relatively low, suggesting continued accessibility during the lockdown period compared to illicit drugs. heroin overdoses were also observed in several areas, often among previous heroin users (around 40-45 years old) leading to severe opioid toxidromes (acute renal failure, rhabdomyolysis, haemodialysis). the same trend was observed with cocaine leading to cardiogenic complications including a patient with covid-19 myocarditis. overdoses were reported among young adults after tramadol use alone or associated with other drugs (cannabis) or after concomitant codeine and promethazine use (purple drank). lockdown related noteworthy events "simad confinement"" consisted in clinical cases or other relevant information for which lockdown clearly played an important role, and concerned all other substances, whatever their nature (medications, illicit drugs, diverted drugs). during the lockdown period and until may 31, 2020, 231 reports were collected by the 13 french addictovigilance centres all over the country, including oversea territories. among the many substances identified at least once in these reports, pregabalin, benzodiazepines (including z drugs), cannabis, cocaine and nitrous oxide (n2o) were the most significant in terms of prevalence, seriousness or particularly specific to the lockdown context. -first signals of abuse of pregabalin (a gabapentinoid close to gabapentin, approved for the treatment of neuropathic pain, epilepsy and generalized anxiety disorder) were reported in france from 2011 with falsified prescriptions, medical nomadism and diverted use for psychoactive effect [34] [35] [36] . the french addictovigilance monitoring of pregabalin has shown, at the end of 2018, a dramatic increase in the number of cases of abuse, with the emergence of a population of young abusers. during the whole lockdown period and then afterwards, reports came from medical doctors who were urgently requested for prescription of pregabalin by young people, often minors, including migrants. this pregabalin addiction was not clearly identified before by these health professionals, since in the recent past reports came only from community pharmacists reporting abnormal prescription of lyrica ® . during the period, several cases of overdose were reported with pregabalin, including one requiring hospitalization with dyspnoea and hallucinations in a 17-year-old male. -benzodiazepines and z-drugs were expected to be highly consumed during the beginning of the lockdown in france, because of social isolation or psychological troubles due to the lockdown with the potential increase of marital conflicts and domestic violence. no withdrawal syndrome was reported (renewal of prescriptions was possible along the period), but abuse or misuse (with alcohol or other psychoactive substances) were reported. clonazepam alprazolam, oxazepam and zolpidem were the most frequently reported. -several reports concerned n2o indicating persistent diverted use during the lockdown due to i) a shortage of other substances in some areas and ii) a need to consume due to inactivity. on the other hand, difficulties to easily obtain large quantities of n2o cartridges led a 24-year-old male to abuse cocaine because of his craving. during the lockdown, it would appear that home deliveries have been made easier with internet orders. neurological complications with sensory-motor axonal polyneuropathies were also observed in the period, highlighting the spread of this new phenomenon of n2o addiction that has appeared in recent months [37] . -unexpectedly, reports concerning cocaine were numerous (more over than with heroine or cannabis), while supply constraints could be considered as the same as for other illicit substances. actually, this accessibility varied according to the regions, with cocaine easily available in some ones and with a wide disparity in cocaine concentration. the above described case of switching n2o to cocaine illustrates this greater availability of cocaine, with modified supply chains (home delivery instead of buying on the street from dealers). -cannabis supply was expected to be more difficult during lockdown. some patients reported withdrawal symptoms due to supply difficulties or an increase in prices, while others abused cannabis in a context of anxiety related to the outbreak. cases of accidental poisoning in children under 2 years of age who have accidentally ingested cannabis have been also reported. in addition to these most frequent substances, other reports confirm that after a short period of waiting, the drug trade has adapted to lockdown, and cases of abuse, misuse or deleterious consequences of use were reported with synthetic cathinone 3-mmc (n = 7), amphetamines (n = 8), lsd, ketamine and ghb (n = 1 each). finally, even if the number of reports seems quite low, it should be borne in mind that there is often a delay in reporting (cases that have occurred since lockdown break have not been reported by may 31, 2020) and that under-reporting in this area is very significant [38] . the two first reports collected through the osiap survey concerned out of date and falsified hydroxychloroquine prescription forms (presented during the first week of lockdown), in the context of media coverage about its hypothetic efficacy on sars-cov-2 [1, 2] . this first signal has been forwarded to the ansm at the end of march. from this date, all suspected falsified prescription forms identified by community pharmacies and reported to the 13 addictovigilance centres were centrally analysed weekly and compared to the information collected at the same period in 2019. as a reminder, osiap is one of the national program implemented by the french addictovigilance network in the 1990s to record all falsified prescriptions presented to a network of community pharmacies located all over the country [11, 12] . this monitoring program has been useful to identify addictovigilance signals or characterize the abuse potential of prescription drugs [32, [39] [40] [41] . usually, osiap are periodically collected each year (in may and november) on a voluntary basis by sentinel pharmacies [12] . outside these proactive collection periods, osiap are continuously reported by community pharmacies, regional health authorities or medical/pharmacy councils. the osiap intensive data collection planned for may 2020 was cancelled due to the lockdown. between march 16 and may 31, 2020, 178 falsified prescription forms were reported by community pharmacies to the french addictovigilance network, in a context of a significant decrease in the activity and travel limited to vital needs. this frequency must be considered with caution, as falsified prescriptions are often reported with a significant delay each year. in comparison, 634 prescription forms were collected in the same period in 2019, including the intensive data collection in may [12, 42] . fig. 3 presents the main frequently reported drugs during the covid-19 monitoring by weeks, compared to the same period in 2019 (estimated through the information available on may 31, 2020). during this period, the most frequently reported drugs were pregabalin, antitussive codeine syrup and analgesic codeine and tramadol. pregabalin and codeine syrups were mainly requested by a population of young males. this profile was similar to that observed in the covid and the lockdown noteworthy events, highlighting the emergence of a little-known population to health professionals [43] [44] [45] . the french addictovigilance network has published a national newsletter on addictovigilance news for several years ("bulletin d'addictovigilance"), which was issued four times in 2019 (january, april, september and october) and once in 2020 (january). table 2 summarizes the different topics discussed in these newsletters, which highlight the emergence or confirmation of addictovigilance signals in the recent months. in retrospect, the majority of bulletins have addressed substances that had been a problem during lockdown. throughout the lockdown and then, communication by the french addictovigilance network remained active with release of new national communications. the last issue of the national addictovigilance bulletin was entitled: "limitation of the prescription period of tramadol: how did we get there". this bulletin presented a summary of the data collected in france on tramadol between 2013 and 2018 and summarized the key elements which have led in particular to limit the duration of prescription of this drug. from april 15, 2020, the maximum prescription period for analgesics containing tramadol has been reduced from 12 to 3 months. continuation of treatment beyond 3 months will require a new prescription. following the results of the national addictovigilance monitoring of methadone, the french addictovigilance network has published a press release on the need to maintain access to methadone during the lockdown period, while ensuring the safety of its use. methadone is a mu opioid receptor agonist indicated for the substitution of opioid dependence. in france, for at least the past ten years, it has been the most frequently retrieved substance during the toxicological analyses of those involved in deaths linked to the excessive use of psychoactive substances (drames survey). the lockdown period may increase the risks linked to exposure to this drug in naïve-opioid subjects including children and those around them not treated with methadone. it should be remembered that the potentially lethal dose of methadone ingestion in a person who has never used opioids is estimated at 1 mg/kg body weight. the press release focused on the risk of overdose, due to the larger dispensed quantities, methadone "storage", consumption of larger quantities of methadone or other respiratory depressants (alcohol, benzodiazepines, other opioids, etc.), resort to illegal obtaining, risk of overdose in the event of resumption of methadone after a few days off, risk of serious poisoning in children or naïve subjects. the press release also highlighted the risk of qt prolongation increased because high doses of methadone itself and because of combination with drugs or substances which also modify qt: domperidone, macrolides (erythromycin, clarithromycin, etc.), antidepressants (citalopram, escitalopram), antihistamines (hydroxyzine), antipsychotics (haloperidol, quetiapine), as well as drugs currently tested against covid-19 in hospitals (hydroxychloroquine, azithromycin, lopinavir/ritonavir) or other psychoactive substances such as cocaine. in order to minimize these risks, the press release insisted on warning about purchase of these drugs outside the pharmaceutical circuit, and on the need to report treatment with methadone in case of hospitalization for sars-cov-2 suspicion. the press release also insisted on the urgent need to increase the distribution of naloxone to methadone consumers (see brochure about where and how find naloxone; fig. 4 ). on march 16, 2020, the french society of pharmacology and therapeutics has launched a national faqs website at https://sfpt-fr.org/covid19, focused on the proper use of drugs during the covid-19 pandemic [4] . the french addictovigilance network has joined the scientific council and has participated to document the responses to each question related to addictovigilance. one topic of the faqs was about opioid maintenance treatment, because drugs approved in this indication (methadone and buprenorphine) should be considered as essential medications during the covid-19 pandemic, and significant risks to the community exist with an interruption of the stable provision of opioid treatment. another topic was related to the accessibility of naloxone take home in france. another topic gave information on the risk to switch to other substances (cannabidiol or gabapentin) to manage cannabis withdrawal or to switch to opioid analgesics outside medical management for non-cancer pain [46] conclusion covid-19 epidemic has been an important challenge for addictovigilance. only part of the events that took place during this period have been reported to the french addictovigilance network, and it is likely that in the coming weeks or months the number of overdoses or deaths related to substance abuse will be higher than described in this article. this is of particular concern for methadone, heroin and pregabalin, but also for cocaine and nitrous oxide which seem to be more accessible than expected in this period. this addictovigilance monitoring has proved to be indispensable for warning health professionals at the local and regional level in order to limit the risk for users, and for alerting health authorities at the national level to points of vigilance in the field of psychoactive substances. adverse drug reactions of hydroxychloroquine: analysis of french prepandemic sars-cov2 pharmacovigilance data off-label" use of hydroxychloroquine, azithromycin, lopinavir-ritonavir and chloroquine in covid-19: a survey of cardiac adverse drug reactions by the french network of pharmacovigilance centers french society of pharmacology t. non-steroidal anti-inflammatory drugs, pharmacology, and covid-19 infection genesis of an emergency public drug information website by the french society of pharmacology and therapeutics during the covid-19 pandemic signal identification in addictovigilance: the functioning of the french system social media mining for toxicovigilance: automatic monitoring of prescription medication abuse from twitter comment on: an insight into z-drug abuse and dependence: an examination of reports to the european medicines agency database of suspected adverse drug reactions from psychoactive medicines to addictovigilance in french public health code the french system of evaluation of dependence: establishment in a legal system safety signal detection by the french addictovigilance network: innovative methods of investigation, examples and usefulness for public health medical prescriptions falsified by the patients: a 12-year national monitoring to assess prescription drug diversion network of centers for e, information p. survey of forged prescriptions to investigate risk of psychoactive medications abuse in france: results of osiap survey tamperresistant prescription forms for narcotics in france: should we generalize them? surveillance system on drug abuse: interest of the french national oppidum program of french addictovigilance network french network of centers for e, information on p. chemical submission: results of 4-year french inquiry décès directement liés aux drogues interest of large electronic health care databases in addictovigilance: lessons from 15 years of pharmacoepidemiological contribution ten-year trend of opioid and non-opioid analgesic use in the french adult population a capture-recapture method for estimating the incidence of off-label prescriptions: the example of baclofen for alcohol use disorder in france identification and tracking of addictovigilance signals in general practice: which interactions between the general practitioners and the french addictovigilance network? parachuting psychoactive substances: pharmacokinetic clues for harm reduction medical complications of psychoactive substances with abuse risks: detection and assessment by the network of french addictovigilance centres use of new psychoactive substances to mimic prescription drugs: the trend in france identifying life-threatening admissions for drug dependence or abuse (iliadda): derivation and validation of a model les caarud, lieux privilégiés d'émergence de signaux pour l'addictovigilance arrêté du 19 mars 2020 complétant l'arrêté du 14 mars 2020 portant diverses mesures relatives à la lutte contre la propagation du virus covid-19 intérêt de la mise à disposition de la naloxone auprès des usagers de drogues pour le traitement d'urgence de surdosage d'opioïdes améliorer la balance bénéfices/risques de la méthadone en respectant ses spécificités pharmacologiques psychopathological consequences of confinement pharmacovigilance et addictovigilance dans le contexte du covid-19 : une surveillance renforcée detection of signals of abuse and dependence applying disproportionality analysis early signal of diverted use of tropicamide eye drops in france pregabalin use disorder and secondary nicotine dependence in a woman with no substance abuse history patterns of gabapentin and pregabalin use and misuse: results of a population-based cohort study in france drug abuse monitoring: which pharmacoepidemiological resources at the european level? warning on increased serious health complications related to non-medical use of nitrous oxide use of multiple sources and capture-recapture method to estimate the frequency of hospitalizations related to drug abuse evidence of clonazepam abuse liability: results of the tools developed by the french centers for evaluation and information on pharmacodependence (ceip) network slow-release oral morphine sulfate abuse: results of the postmarketing surveillance systems for psychoactive prescription drug abuse in france example of an investigation of an "emergent" phenomenon in addiction vigilance: the case of methylphenidate medical prescriptions falsified by the patients: a 12-year national monitoring to assess prescription drug diversion pharmaciens d'officine, étudiants en pharmacie et demandes de médicaments à base de codéine : étude observationnelle disproportionality analysis for the assessment of abuse and dependence potential of pregabalin in the french pharmacovigilance database detecting the diverted use of psychoactive drugs by adolescents and young adults: a pilot study site de l'association française des centres d'addictovigilance the french addictovigilance network would like to acknowledge all persons in the 13 addictovigilance centres who participated in the active monitoring during this period (all health professionals who reported cases during the period, and persons in charge of psychoactive drugs at the ansm (aldine fabreguettes, emilie monzon, charlotte pion, nathalie richard). authors have no competing interest to declare key: cord-284208-8fsqgkw5 authors: zolla, lello title: proteomics studies reveal important information on small molecule therapeutics: a case study on plasma proteins date: 2008-11-07 journal: drug discov today doi: 10.1016/j.drudis.2008.09.013 sha: doc_id: 284208 cord_uid: 8fsqgkw5 the most abundant proteins in serum, such as albumin and igg, act as molecular sponges that bind and transport low molecular weight proteins/peptides and drugs. in the near future, pharmacoproteomics, the use of proteomic technologies in the field of drug discovery and development, and interactomics, the branch of proteomics which is concerned with identifying interactions between proteins, will allow researchers to (i) know the specific protein changes that occur in biological compartments in response to drug administration; (ii) design small novel therapeutic molecules that can have extended half-lives if carried by plasma protein in the blood stream. advances in these fields will open new avenues of tailor-made molecular therapy, reducing present limitations on treatment arising from toxicity and inefficiency. in this short review we report and discuss the most recent developments arising from the use of proteomic tools in blood plasma protein research, looking at the identification of proteins found in plasma as well as their interactions with small molecules such as drugs, peptides, organic chemicals and metals. we believe this research demonstrates that proteomic technologies, and in particular pharmacoproteomics, interactomics and post-translational modification analysis, could be instrumental in the design of new tailor-made drugs leading to substantial improvements in molecular therapy. proteomics studies reveal important information on small molecule therapeutics: a case study on plasma proteins lello zolla department of environmental science, university of tuscia, piazzale università, viterbo, italy the most abundant proteins in serum, such as albumin and igg, act as molecular sponges that bind and transport low molecular weight proteins/peptides and drugs. in the near future, pharmacoproteomics, the use of proteomic technologies in the field of drug discovery and development, and interactomics, the branch of proteomics which is concerned with identifying interactions between proteins, will allow researchers to (i) know the specific protein changes that occur in biological compartments in response to drug administration; (ii) design small novel therapeutic molecules that can have extended half-lives if carried by plasma protein in the blood stream. advances in these fields will open new avenues of tailormade molecular therapy, reducing present limitations on treatment arising from toxicity and inefficiency.in this short review we report and discuss the most recent developments arising from the use of proteomic tools in blood plasma protein research, looking at the identification of proteins found in plasma as well as their interactions with small molecules such as drugs, peptides, organic chemicals and metals. we believe this research demonstrates that proteomic technologies, and in particular pharmacoproteomics, interactomics and post-translational modification analysis, could be instrumental in the design of new tailor-made drugs leading to substantial improvements in molecular therapy. blood plasma is the most complex human-derived proteome. because of this complexity, and the enormous range of concentration encountered across the population of protein components, spanning in excess of ten orders of magnitude, whole blood plasma is the most difficult specimen to analyze, and this creates serious challenges for proteomics. much progress has already been made in this field and new directions have been put forward and discussed as part of the hupo plasma proteome project (ppp), to focus efforts on the remaining challenges [1] . the ppp initiative has three stated long-term goals (i) to make a comprehensive analysis of the protein constituents of plasma; (ii) to determine the extent and source of variation in an individual's plasma over time; and (iii) to determine the extent of variation in plasma between individuals within and across populations [2] . blood plasma is known to contain proteins derived from blood cells and other body tissues that may have ended up there through cell death or damage (causing proteins to be released from normal cells), or they may come from aberrant protein secretions from tumor cells. in a recent investigation [3] , the examination of the plasma protein component categories revealed that many of the proteins detected in plasma are normally associated with cells (i.e. they are not known plasma proteins). these 'cellular leakage proteins' were categorized according to their original location and function. intracellular proteins accounted for up to 42% of the proteins identified, while membrane-associated proteins, including those proteins that are membrane-based but not known to be released in plasma (i.e. receptors, coreceptors and adhesion molecules) [3] accounted for another 13%. another 5% of the proteins were found to be of cellular origin, and are either secreted or occupy an extracellular location, and 3% were identified as specific cytokines or cytokine-related proteins. all these proteins are generally considered passenger proteins (some more transient than others) that utilize plasma for transportation, localization and mediation of cellular responses. overall, this group is the least characterized but possibly the most interesting one in terms of potential to yield biomarkers, with protein concentrations believed to range from low mg/ml to pg/ml levels, and possibly extending to levels below the detection limits of traditional elisa assays (1 pg/ ml). the 'classic' plasma proteins, those whose activity is specifically localized in the plasma, such as human serum albumin (hsa), complement components and apolipoproteins, make up only 4% of the total protein found in plasma. approximately 34% of the proteins identified, however, had no known function [3] . hence, with such a diverse population of proteins derived from a range of sources we might expect that the analysis of the extracellular proteome of proteins circulating in the plasma and the cell-based proteome are necessary and complementary for an exhaustive plasma investigation. one strategy applied in several recent examples involves using a secondary tissue or fluid of interest to first identify potential candidates for biomarkers and then screening the complementary plasma sample for their presence. such an investigation is highly desirable because disease markers present in plasma may include proteins with significant potential for early disease diagnosis, containing information that directly reflects pathophysiological states and represents an invaluable source of diagnostic information for a variety of different diseases [4] . thus, a broad inventory of plasma proteins (both qualitative and quantitative) could be used for the identification of putative protein markers for any diagnosable disease as well as for the development of new therapeutic products [4] . quantitatively speaking, the core plasma protein is albumin, representing about 50% of the total plasma protein content (in the order of 30-50 g/l). immunoglobulins (igs) represent 20-25% of the total protein mass [3] . low-abundance plasma proteins from tissue leakage and cytokines are present in the range of picograms to nanograms per milliliter. the most abundant proteins in serum, such as albumin, igg and transferrin, are known to act as the carriers for hormones, lipoproteins and many other proteins, lipids and metals. they may, in fact, be described as molecular sponges, which bind and transport low molecular weight (lmw) protein/peptide species preventing their rapid clearance by the renal system, thereby extending their half-life in the blood stream. although it has been estimated that 32% human plasma proteins do not display associations with the major proteins, about 48% have been found in association with igg and 20% of proteins have also been found with hsa codepleted groups, suggesting the possibility of weak overlapping interactions between some proteins and both hsa and igg (see fig. 1 ). moreover, because proteins in the circulatory system are exposed to a variety of proteases or chemical oxidations [5, 6] , plasma is rich in peptides, the so-called 'peptidome' (see box 1) from which about 5000 peptides have been revealed [7] , prevalently associated with the carrier proteins. if igs are retained in the sample during peptide-based proteomic studies, they can act as a generous source of random peptide sequences contributing to a large library of 'background' species that, because of their abundance (20 mg/ml sample concentration) and variety, greatly complicate the process of peptide detection and identification. plasma protein interactions appear to exhibit little dependence on protein size. in fact, small plasma proteins such as the basic proline-rich peptide p-e (ib-9, mw = 6020 da, igg codepleted protein) show more interaction specificity than large proteins such as cardiac titin isoforms (mw = 2,991,181 da) that are typically found in more than one protein interaction group [3] . this kind of information, concerning the interactions between human plasma proteins, should be useful for further studies in human blood systems/network biology, such as evaluating possible protein contaminants in therapeutic protein products prepared from human plasma, and for the design of analytical approaches to deplete high abundance plasma proteins effectively. additionally, it could be used to help design proteins with a reduced rate of clearance from the circulatory system, particularly important when small proteins are used as therapeutic agents [8] . normally, small uncomplexed proteins and peptides (i.e. less than 40 kda) are rapidly cleared from the circulation through enzymatic degradation, uptake by the reticuloendothelial system or by glomerular filtration, which discriminates on the basis of molecular size and charge [8] . it is believed that the circulation half-life of this lmw fraction is directly related to its binding affinity to large high abundant carrier proteins. drug discovery today volume 13, numbers 23/24 december 2008 box 1 the array of peptides normally present within the circulatory proteome is termed the 'peptidome' , and could be a rich source of cancer-specific diagnostic information because it provides a record of the cellular and extracellular enzymatic events that take place at the level of the cancer-tissue microenvironment. this new information archive seems to show that most peptides in vivo are bound to high-abundance proteins such as albumin. measuring panels of peptidome markers might be more sensitive and specific than conventional biomarker approaches. a biomarker is a biological molecule found in blood, other body fluids, or tissues that is a sign of a normal or abnormal process, or of a condition or a disease. a biomarker may also be used to see how well the body responds to a treatment for a disease or condition, to measure the progress of disease or the effects of treatment. the use of proteomic technologies in the field of drug discovery and development. toxicoproteomics is the use of global protein expression technologies to better understand environmental and genetic factors, both in the episodes of acute exposure to toxicants and in the long-term development of disease. primary aims in toxicoproteomics are the discovery of key-modified proteins, the determination of affected pathways, and the development of biomarkers for eventual prediction of toxicity. the use of proteomic technologies and tools, such as phosphorylation-site-specific antibodies, to assess and monitor the phosphorylation state(s) of various proteins involved in signaling pathways in cells. a method that allows for the quantitative measurement of proteins in two separate populations by mass spectrometry via the differential tagging of proteins in each population at cysteine residues with heavy or light isotope reagents. protein microarrays are composed of a series of immobilized spots, containing a homogeneous or heterogeneous 'bait' molecule. a spot on the array can represent an antibody, a cell or phage lysate, a recombinant protein or peptide or a nucleic acid. the array is queried with either a probe (a labeled antibody or ligand), or an unknown biological sample (e.g. a cell lysate or serum sample) containing analytes of interest. by directly or indirectly tagging the query molecules with a signal-generating moiety, a pattern of positive and negative spots is generated. a combinatorial ligand library is composed of millions of diverse hexapeptide baits, able to capture aspecifically all peptides/ proteins in any given proteome. in this way they concentrate the 'low-abundance' proteome, while drastically cutting the concentration of the most abundant compounds. it is based on the concept of a 'one-bead, one-peptide' approach. free-flow electrophoresis (ffe) is electrophoresis carried out in an aqueous medium without using any solid matrix, such as acrylamide. it is useful for the separation of a wide variety of charged analytes like low-molecular weight organic compounds, peptides, proteins, protein complexes, membranes, organelles and whole cells in aqueous media under native and denaturing conditions. the analyte is injected into a thin, laminar separation buffer film (which defines the electrophoretic mode such as zone electrophoresis, ief or isotachophoresis) and is deflected by an electric field perpendicular to the flow direction. differential scanning calorimetry differential scanning calorimetry measures the difference in the amount of heat required to increase the temperature of a changed biological sample with respect to an unchanged one (reference) as a function of temperature. the difference in thermograms of blood plasma between normal and diseased individuals is not related to the concentrations of the most abundant plasma proteins but, rather, seems to arise from binding interactions involving as yet unknown biomarkers with the more abundant plasma proteins, particularly albumin. such a behavior is consistent with the 'interactome' hypothesis. interactomics is a fusion science of biology, informatics and engineering which provides a global view of protein family interaction networks. it involves the study of both the interactions and the consequences of those interactions between and among proteins, and other molecules within a cell and can be used to compare networks of interaction between and within species to see how the traits of such networks are varied and conserved. the interactome network includes certain calculated parameters that weigh the reliability of a given interaction (i.e. the 'edges' of the interactome network) between two proteins, and also qualify the functional environment around any given protein (i.e. the 'nodes' of the interactome network). some of the strategies devised to retard the clearance of therapeutic proteins include the covalent attachment of polyethylene glycol or dextran chains or by protein-protein crosslinking. genetic modification has also been used to create chimeras of the therapeutic protein of interest with long-lived plasma proteins like albumin or igg [9] . over 10,000 different proteins have been estimated to be commonly present in the plasma, most of which are at very low relative abundances [10] . the dynamic range of currently available proteomic techniques such as mass spectrometry (ms) or 2d gel electrophoresis (2-de) spans three to four orders of magnitude and as such does not approach the ten orders of magnitude represented by the plasma proteins. thus, a significant challenge for proteomic analysis of plasma is how to reveal the low-abundance proteins. the strategies that have been most frequently used to overcome the dynamic range problem are to fractionate the plasma proteome into smaller subsets, and/or to deplete one or more of the major proteins. immunoaffinity is the most efficient way to deplete proteins and so these methods are most widely used [11] [12] [13] . immobilized antibodies packed in columns or cartridges capture several the most abundant proteins lowering the protein content down to 1% of the initial amount. although nontarget proteins are removed in this process, it has been shown to be reproducible [14] . multiple orthogonal separation steps have also been used, such as strong cation exchange chromatography followed by reverse phase-liquid chromatography (rp-lc) [8] or insolution isoelectric focusing (ief) [15] . recently, a novel separation approach has been proposed, using 2d free-flow electrophoresis (ffe), separating proteins and peptides in solution according to their pi before lc-ms/ms [16] . a commercial combinatorial ligand library (proteominer) is now available, enabling researchers to pick out the low-abundance proteins [17] . another innovation is the microflow mf10, a device to prefractionate complex low volume, low-abundance samples that can also enrich for very specific species of proteins based on charge and/or size either in native or in denaturing format [18] . all these strategies concomitantly remove proteins/peptides associated with the highly abundant proteins targeted for depletion. a recent study [19] focused on the binding properties of six of the most abundant serum proteins -to investigate the small peptides/proteins that may be bound to them. each of the proteins targeted was found to be capable of binding several different peptide/proteins (210 proteins from a total of 378 unique peptides), many of which are clinically useful biomarkers. these results suggest that, on the one hand, albumin or igg depletion before protein identification may actually eliminate many valuable biomarkers but, on the other hand, the identification of biomarkers, through the selective isolation of protein bound to the more abundant proteins in serum, could be a novel proteomic strategy. because the general and specific sample losses increase with each separation stage, the best solution to this dilemma is to maximize the efficiency of each separation stage and minimize several dimensions required for the characterization of complex mixtures. as stated above, proteomic approaches may be utilized for disease classification as well as for the development of novel biomarkers related to prognosis, diagnosis and choice of therapeutic regimen. it is generally accepted that these biomarkers will not originate from classic plasma secretions but, most probably, from leakage, secretion or shedding of proteins from the specific affected tissue, cell type or cellular pathway. nevertheless, blood is still the logical choice of biospecimen and has become the most frequently used biomarker discovery matrix to date, because the driving force of biomarker discovery is the development of blood-based assays for early detection and prediction of therapeutic response [20] . it follows that if protein biomarkers have been identified in biopsied tissues, researchers will then be able to examine the blood to determine whether these biomarkers are in circulation. the great advantage being that blood tests are much less invasive than biopsies. the downside is that once such proteins are released into around 6 liters of plasma, their concentration is extremely low. hence, the need to extend the dynamic range of protein detection and this is where proteomics comes into its own. although blood is a very convenient and noninvasive fluid to monitor for biomarkers, it poses many challenges from the perspective of protein detection. probably the greatest potential application for proteomics lies in investigating pathways that are easily targeted by small molecules or therapeutic antibodies. among the challenges facing clinical proteomics is the ability to link protein expression profiles to specific disease phenotypes and the identification of relevant biomarkers to develop diagnostic tools [21] . in this sense, proteomics is an expansion of reductionist biology, where single proteins are analyzed in a high throughput fashion to arrive at an understanding of the entire system. the intention is that, once the human blood proteome has been fully described, several biomarkers will emerge for each particular disease state that can be used to provide a 'fingerprint' of that disease and here, there are obvious implications for blood donor testing [22] . there are already systematic searches underway to look for plasma proteins that are biological indicators or biomarkers for cancer (see refs. [23, 24] ). if a suite of biomarkers were to be available for early detection, stratification into distinct subtypes and monitoring of progression or response to therapy we could expect significant improvements in clinical outcomes for cancer patients. the intention is to develop panels of biomarkers that will allow early detection of cancer and prediction of the probable response to therapy, possibly detectable in a single proteomics experiment. despite the recent progress in proteomic technologies based on ms, however, the discovery of novel clinical assessment tools has been slow. this is partly because of the inherent difficulties in working with blood. it is hoped that a better understanding of the limitations of blood for comparative protein profiling and an appreciation of the advantages of cancer tissue or cancer cell secretomes will greatly enhance the progress [25] . a comparative proteome study of the body fluids of schizophrenia patients has been carried out to look for biomarkers or associated proteins in an effort to understand the etiology of schizophrenia. it was found that protein expression of the ttr tetramer and apolipoprotein e (apoe) was downregulated by up to 1.68 and 3.62 times, respectively, in schizophrenia patients compared to normal controls [26] . a study that revealed potential diagnostic cancer biomarkers used blood from sjl (selected by james lambert) mice, in which the growth of rcsx lymphoma cells induces an inflammatory response by stimulating v b 16+t cells [27] . after the depletion of albumin and immunoglobulin, 1079 mouse nr proteins were identified in sjl mouse plasma in a single experiment. most were found to be upregulated (e.g. acute phase reactants) but some proteins were found to be unique to the tumor-bearing mouse plasma (i.e. haptoglobin, proteosome subunits, fetuin-b, 14-3-3 zeta and mage-b4 antigen). while it remains to be seen whether a similar unique profile occurs in human lymphomas, recent studies have demonstrated that in sepsis and cancer, the interalpha inhibitor proteins (iaips), a family of structurally related serine protease inhibitors, are present in relatively high concentrations in human plasma, suggesting their suitability as potential biomarkers [28] . it would seem logical to assume that a better understanding of the biological mechanisms of drug toxicity and the development of therapeutic resistance would lead to the development of improved therapeutics with significant utility in clinical research. in this context, pharmacoproteomics, the use of proteomic technologies in the field of drug discovery and development (see fig. 2 ), is an emerging science. protein drug-activity biomarkers can be defined as specific protein changes in total protein content in biological compartments that occur in response to drug administration [29] . in contrast to genomic approaches, the application of pharmacoproteomics, by virtue of being stimulus-induced, may be more amenable to systematic experimental manipulation that could ultimately result not only in validation of a biomarker, but also in characterizing its behavior under specific conditions [30] . in association with chemical compound library screening strategies, pharmacoproteomics is expected to accelerate the discovery of new lead compounds for future drugs. it should also play an important part in preclinical studies by providing information on the mode of action and the eventual deleterious side effects of drugs. hopefully, ongoing and future proteomic studies will open up new avenues of tailor-made molecular therapy, reducing present limitations associated with treatment toxicity and efficiency. ms-based proteomics is ideal in this respect, because it offers a targeted way to identify hundreds of protein or peptide biomarkers simultaneously, with the obvious potential for discovering drugactivity markers because there is often no a priori knowledge of the particular proteins that are likely to change [31] in response to drug administration [32, 33] . while sample enrichment narrows the dynamic range over which molecules of interest must be detected, the improvements in separation technology and ms have extended the ability to find and identify proteins over an ever wider range of relative protein concentrations. ion trap instrumentation has been superseded by the greatly improved linear ion trap mass spectrometers. at the same time, there has been a steady decrease in the diameters of lc-capillary columns that has resulted in increased sensitivity and ability to quantify proteins. this has improved analysis by increasing, by orders of magnitude, the detectable dynamic range of a protein that would not have been picked up previously in samples of similar size. as such, at this time, lc-fticr-ms (fourier transform ion cyclotron drug discovery today volume 13, numbers 23/24 december 2008 theoretical example of differential screening of plasma proteins from healthy, ill and treated (responding and resistant) patients by 2d gel electrophoresis. the appearance or disappearance of protein spots as well as quantitative variations of protein expression can be observed. resonance ms) technology provides the most sensitive and powerful measurement platform and though some significant potential exists for further increasing its dynamic range, this applies to those cases limited by sample complexity, rather than detection limits. recently, however, differential scanning calorimetry has provided a new window into the plasma proteome. thermograms of plasma from diseased individuals not only were found to differ dramatically from those of normal (control)_individuals, but also differed between sufferers of different illnesses, at least for the three diseases examined (arthritis, lyme disease and lupus). each disease appears to have a distinctive and characteristic thermogram. these radically different thermograms seen for different diseased states seem to arise from binding interactions involving as yet unknown biomarkers with the more abundant plasma proteins, particularly albumin. such behavior is consistent with the 'interactome' hypothesis, suggesting a novel use for calorimetry as a diagnostic tool [34] . for a careful approach to clinical design and data analysis it is important to maximize the chance of discovering meaningful drug-activity markers. the first step is to establish a link between drug administration and the resulting biologically quantified change [35] . this strong foundation should set the stage for any data-driven hypothesis generation and testing, and further establish the utility of such a multidisciplinary tool in expanding the frontiers of clinical research. too often there is no information available on the tissue under investigation, in these circumstances protein-profile changes in response to drug treatment can serve as evidence of cell pharmacodynamic activity, and such data can be used to establish a minimum dose for early clinical studies. more broadly, because targeted proteomics can also be hypothesis generating, detecting a drug-induced change can also lead to new lines of research and inquiry in the field of drug development or pathophysiology. a clear understanding of proteomic variability under controlled conditions is crucial to enable future clinical studies to be appropriately designed and to improve the contextual interpretation of data obtained from pharmacoproteomic studies. it is also important to establish a suitable time period between drug administration and analysis primarily to allow sufficient time for a tissue-targeted drug to reach a pharmacokinetic steady state before exploring protein profile changes [36] . this is to ensure minimal interference from extraneous factors on endogenous variability, thus maximizing the probability of identifying even subtle drug-induced changes. the variability between individual subjects could potentially affect observations in unpaired comparison studies, such as diseased versus healthy volunteers, and should be taken into account [37] . in other words, we cannot assume that pharmacodynamic responses to identical chemical or biochemical stimuli will be similar among healthy individuals and that these responses will differ significantly and consistently in patients with pathological disorders, because a variety of factors will influence the profile of each individual [37] . this aspect requires further investigation to ascertain how useful biomarkers will ultimately prove to be and what consequence this will have for drug development. pharmacoproteomics is not limited to the extracellular proteome analysis of blood plasma, because cell-based proteome analysis also has an important role in this field. in this context, post-translational modifications (ptm) of proteins have a significant impact. some 300 potential modifications are known, and they include phosphorylation, glycosylation, acetylation, myristoylation, palmitoylation, methylation, sulfation, prenylation and ubiquitylation (http://www.abrf.org/index.cfm/ dm.home). during the past two decades, sensitive ms methods have been refined to determine the type and site of protein modifications that can seldom be predicted from a genomic sequence [38] . some of the protein modifications are regulatory and reversible, most notably phosphorylation which controls protein functions such as localization, complex formation, stability and activity through different mechanisms [39] . as a result of extensive research, we now know that about 30% of all human proteins can be modified by phosphorylation, while only 0.05% of the phosphorylated residues are tyrosine [40] . protein phosphorylation is one hallmark of the protein-protein interactions (ppis) underlying signaling networks and, in many cases, it is aberrant protein kinase activity that drives diseaseassociated derangements in signaling pathways. the aim would be to design drugs that effectively disrupt this aberrant proteinphosphorylation-based enzymatic activity and epigenetic phenomena. pharmacoproteomics, or the tailoring of therapy based on proteomic knowledge, is expected to take a central role in this process [41] . a recent study describes a cell-based drug discovery platform based on phosphospecific flow cytometry, or phosphoflow, with which researchers were able to screen for inhibitors of multiple endogenous kinase signaling pathways in heterogeneous primary cell populations at the single-cell level [42] . protein microarrays that examine protein-protein recognition events (i.e. phosphorylation) in a global, high-throughput manner have been used to profile cellular signal pathways in a way not possible with gene arrays [43, 44] . the activity levels of the proteins in a particular pathway can thereby be assessed in 'real time', to tailor treatment to each patient's cellular 'circuitry' [45] [46] [47] . the advantage of protein microarrays lies in their ability to provide a 'map' of known cellular signaling proteins that generally reflect the state of information flow through protein networks in individual specimens. the identification of crucial nodes or interactions within the network (see later) is a potential starting point for drug development and the design of individual therapeutic regimens [48] [49] [50] . accurate annotation of peptide modifications through unrestrictive database searches can reveal post-translational modifications, as well as sequence polymorphisms [51] . monitoring different phosphoprotein levels will also help to identify treatment-acquired resistance to chemotherapy. the effect of imatinib on the tyrosine phosphoproteome in bcrabl positive leukemia cell lines has been examined by proteomic approaches. the investigation revealed 64 sites of tyrosine phosphorylation corresponding to 32 different proteins [52] . affinity column chromatography using an immobilized pyrido(2,3-d)pyrimidine derivative has been successfully used to select protein kinases that bound to the matrix and were then identified using ms, demonstrating the fact that pyrido(2,3-d)pyrimidine is a kinase inhibitor with low specificity [53] . a similar methodological approach was applied to study the p38 kinase inhibitor sb203580, demonstrating that cyclin g-associated kinase (gak) and ck1 were almost as potently inhibited as p38a [53, 54] . protein expression subsequent to treatment with the hdaci trichostatin-a has been studied in human pancreas ductal carcinoma cell lines using 2-de and maldi-tof ms [55, 56] . trichostatin-a appears to upregulate proteins which promote cell death and downregulate proteins that favor cell growth. similarly rc307 modulates proteins that are involved in proliferation, cell cycle regulation, apoptosis and gene expression in colon carcinoma cells [57] . the pharmacoproteomic approach was found to be particu-larly useful for the identification of molecular alterations implicated in type 2 diabetes, and for further characterization of existing or new drugs [58] . research has shown that several physiological factors lead to changes in both the plasma proteome and the peptidome, including stress, sleep, sport training, eating meals and pregnancy. exposure to toxic agents, including drugs, can also be detected using proteomics leading to a distinct field of study known as toxicoproteomics [59] . recently, the proteins in the plasma of workers exposed to benzene were analyzed [60] . two drug discovery today volume 13, numbers 23/24 december 2008 human erythrocyte protein-protein interaction network (interactome). nodes of the network are the known rbc proteins and links connecting the nodes correspond to the known interactions [70] . significantly upregulated protein profiles were found in workers exposed to the toxic chemical: the t cell receptor b chain and matrix metalloproteinase-13. thus, the plasmatic t cell receptor b chain may be a useful indicator for the early detection of exposure to benzene. comparative proteome analysis of human plasma allowed qian et al. [61] to identify 32 proteins that were significantly increased after lipopolysaccharide administration. a study of the plasma of workers occupationally exposed to polycyclic hydrocarbons revealed several proteins as markers of such an exposure [62] . using the same technique, truncated forms of a1-antitrypsin were discovered in serum samples of patients presenting with severe acute respiratory syndrome [63] . in another study involving patients with the same syndrome, samples revealed a total of 38 differential spots, most of them corresponding to acute phase proteins [64] . the authors also identified proteins such as peroxiredoxin ii, not previously detected in plasma 2-de. the investigation of plasma protein interactions with metals remains a relatively new and challenging arena for toxicoproteomics. current studies include the identification of the protein carrier and how to determine toxic metal concentrations, which requires sensitive analytical techniques and powerful equipment. thankfully, the search for suitable quantitative techniques in the field of drug design and proteomics may be almost over with the development of inductively coupled plasma ms (icp-ms) [65] . another relevant field for pharmacoproteomic applications is that of elucidating the biological mechanisms of drug resistance. in drug-resistant cells alternative protein forms appear that prevent the drug binding to active sites and/or executing signaling effects independent of the regulated native protein forms. the methodology of proteomics seems highly applicable to the search for drug-resistant protein forms (drug-resistance proteomics). in this context the plasma proteome in aspirin (acetylsalicylic acid [asa])-sensitive and asa-resistant coronary ischemic patients has been analyzed. the expression of one isotype of the fibrinogen g chain and three isotypes of haptoglobin was increased in asa-resistant patients as well as that of three vitamin d binding protein (dbp) isotypes. it has been suggested that dbp regulates the inhibitory effect of asa on platelets, by reducing the inhibitory effect of asa on thromboxane a2 production [66] . in the field of oncology, proteomics is becoming widely used for the identification of tumor-specific protein markers, and pharmacoproteomics has found a place in the evaluation of chemotherapy, particularly for the characterization of drugresistance mechanisms [58] . identifying important interactions between blood proteins is emerging as another focus of blood-based proteomic research. many proteins circulate in blood, not as single entities but as multicomponent complexes, and as such comprise the blood 'interactome' [4] . protein-protein interactions (ppi) information can be extracted from the currently available databases of interactions (in silico approaches). little is currently known about the interactions of any given protein in the blood or whether these interactions are biologically relevant. examining protein complexes will, however, often yield information about protein function. the identification of such interactions may bring to light important information for designing new small molecule therapeutics. this conceptual framework contrasts with the single protein (or single pathway) approach that has previously dominated biology. the combination of proteomic and in silico approaches allows one to not only identify disease and/or drug-related changes in the proteome but also predict the changes in the protein interactome network that are associated with disease-related change of function. it can also predict modifications associated with ptm changes occurring as a result of a specific disease or stage of disease, as well as drug or gene therapy treatment. these linked approaches represent the future of clinical identification of a specific disease, its current stage or severity, and the effects and side effects of various treatments. clearly, an interactome of plasma proteins is far from reality at present, because of its complexity, while the simplicity of the human erythrocyte cell structure has instead made it an optimal cell for proteomic study. in fact, while nucleated cells contain 20,000-30,000 proteins [31, 67, 68] , red blood cells (rbcs), which lack nuclei and other organelles, contain far fewer. a comprehensive list of rbc proteins known to date contains 751 entries obtained using proteomics technology [69] . the resulting ppi network is depicted in fig. 3 [70] . the network presented here was derived from protein interaction data obtained from the unified human interactome (unihi) [71] . the correlation reported by unihi is derived from gene expression experiments and represents a measure of confidence for the interaction [72] . as the knowledge of ppis continues to increase owing to advances in proteomics research we expect that, in addition to a deeper understanding of the erythrocyte protein complement and how it relates to function, it will also be possible to understand how changes in the rbc proteome and interactome affect the development of erythrocyte disorders [69] . the promise of proteomic-based profiling, as opposed to gene transcript profiling alone, is that the resulting prognostic signatures are derived from drug targets (proteins) not genes, so the pathway analysis provides a direction for therapeutic mitigation. the only dark cloud on the horizon may be that extending the use of pharmacoproteomics (beyond molecular network analysis for patient-tailored therapy to include risk stratification or 'predispostional testing') is likely to raise a larger societal issue, particularly in a climate of cost containment. the powerful combination of pharmacoproteomics and interactomics may win through despite costs, furnishing new targeted therapies for disease prevention as well as for posttherapy monitoring. in short, these techniques not only provide a window on the presence or severity of a specific disease, and drug and gene therapy treatment, but can also be used to identify disease-and/ or drug-related changes in the proteome. they can also predict those changes in the protein interactome network that are associated with disease-related changes of function [73] . without doubt, these linked approaches represent the future for the cost effective and noninvasive identification of specific clinical diseases, their prognosis and effective treatment. hupo plasma proteome project: challenges and future directions the human proteome organization plasma proteome project pilot phase: reference specimens, technology platform comparisons, and standardized data submissions and analyses characterization of the human blood plasma proteome utilizing human blood plasma for proteomic biomarker discovery oxidation of proteins: basic principles and perspectives for blood proteomics proteomic analysis of rbc membrane protein degradation during blood storage composition of the peptide fraction in human blood plasma: database of circulating human peptides peptide and protein drug delivery to and into tumors: challenges and solutions effects of genetic engineering on the pharmacokinetics of antibodies toward a human blood serum proteome: analysis by multidimensional separation coupled with mass spectrometry multi-component immunoaffinity subtraction chromatography: an innovative step towards a comprehensive survey of the human plasma proteome differences among techniques for high-abundant protein depletion immunoaffinity separation of plasma proteins by igy microbeads: meeting the needs of proteomic sample preparation and analysis evaluation of multiprotein immunoaffinity subtraction for plasma proteomics and candidate biomarker discovery using mass spectrometry a novel four-dimensional strategy combining protein and peptide separation methods enables detection of low-abundance proteins in human plasma and serum proteomes two-dimensional separation of human plasma proteins using iterative free-flow 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myeloid leukemia (aml) pharmacogenomics and pharmacoproteomics in the evaluation and management of short stature from genomics to proteomics mass spectrometry-based proteomics mass spectrometry-based clinical proteomics calorimetry outside the box: a new window into the plasma proteome the impact of systems approaches on biological problems in drug discovery identifying pharmacodynamic protein markers of centrally active drugs in humans: a pilot study in a novel clinical model alpha cell function in health and disease: influence of glucagon-like peptide-1 technologies and methods for sample pretreatment in efficient proteome and peptidome analysis quantitative phosphoproteomic analysis of signaling network dynamics signaling -2000 and beyond technology insight: pharmacoproteomics for cancerpromises of patient-tailored medicine using protein microarrays high-content single-cell drug screening with phosphospecific flow cytometry antibody arrays in cancer research protein chip technology reverse phase protein microarrays which capture disease progression show activation of pro-survival pathways at the cancer invasion front progress in protein and antibody microarray technology protein microarrays as tools for functional proteomics experimental design and analysis of antibody microarrays: applying methods from cdna arrays clinical proteomics: translating bench side promise into bedside reality protein biochips: a new and versatile platform technology for molecular medicine accurate annotation of peptide modifications through unrestrictive database search profiling of tyrosine phosphorylation pathways in human cells using mass spectrometry chemical proteomic analysis reveals alternative modes of action for pyrido2 3-dpyrimidine kinase inhibitors an efficient proteomics method to identify the cellular targets of protein kinase inhibitors proteomic analysis of pancreatic ductal carcinoma cells treated with 5-aza-2 0 -deoxycytidine proteomic analysis of pancreatic endocrine tumor cell lines treated with the histone deacetylase inhibitor trichostatin a a proteomic approach for evaluating the cell response to a novel histone deacetylase inhibitor in colon cancer cells pharmacoproteomic approach to the study of drug mode of action, toxicity, and resistance: applications in diabetes and cancer toxicoproteomics: serum proteomic pattern diagnostics for early detection of drug induced cardiac toxicities and cardioprotection proteomic analysis of plasma proteins of workers exposed to benzene comparative proteome analyses of human plasma following in vivo lipopolysaccharide administration using multidimensional separations coupled with tandem mass spectrometry protein biomarkers in the plasma of workers occupationally exposed to polycyclic aromatic hydrocarbons the use of proteomics in the discovery of serum biomarkers from patients with severe acute respiratory syndrome plasma proteome of severe acute respiratory syndrome analyzed by two-dimensional gel electrophoresis and mass spectrometry the application of inductively coupled plasma mass spectrometry in pharmaceutical and biomedical analysis relationship between vitamin d binding protein and aspirin resistance in coronary ischemic patients: a proteomic study the abc's (and xyz's) of peptide sequencing proteomics of organelles and large cellular structures the human red blood cell proteome and interactome centrality measures for the human red blood cell interactome unihi: an entry gate to the human protein interactome a graph theoretic approach to testing associations between disparate sources of functional genomics data transfusion medicine in the era of proteomics this work was supported in part by the italian national blood centre, istituto superiore di sanità, rome, italy (directed by dott. giuliano grazzini). the author would like to thank dr g.m. d'amici for his help and dr j. scarpa for english revision. key: cord-268088-y4vg7frb authors: montané, xavier; kowalczyk, oliwia; reig-vano, belen; bajek, anna; roszkowski, krzysztof; tomczyk, remigiusz; pawliszak, wojciech; giamberini, marta; mocek-płóciniak, agnieszka; tylkowski, bartosz title: current perspectives of the applications of polyphenols and flavonoids in cancer therapy date: 2020-07-23 journal: molecules doi: 10.3390/molecules25153342 sha: doc_id: 268088 cord_uid: y4vg7frb the development of anticancer therapies that involve natural drugs has undergone exponential growth in recent years. among the natural compounds that produce beneficial effects on human health, polyphenols have shown potential therapeutic applications in cancer due to their protective functions in plants, their use as food additives, and their excellent antioxidant properties. the possibility of combining conventional drugs—which are usually more aggressive than natural compounds—with polyphenols offers very valuable advantages such as the building of more efficient anticancer therapies with less side effects on human health. this review shows a wide range of trials in which polyphenolic compounds play a crucial role as anticancer medicines alone or in combination with other drugs at different stages of cancer: cancer initiation, promotion, and growth or progression. moreover, the future directions in applications of various polyphenols in cancer therapy are emphasized. the appearance of the severe acute respiratory syndrome coronavirus 2 (sars-cov-2) in december last year and its very rapid spread around the world in early 2020, known to cause covid-19 disease, has evidenced, among other things, the importance of investing in research to improve the people's quality of life or eradicate diseases that still do not have an effective treatment. as observed in figure 2 , there has been an exponential increase of research and publications related to the possible use of polyphenolic compounds in cancer therapy [15] . the fact that polyphenols can be extracted using simple and green techniques-such as ultrasound-assisted extraction, and that after being sterilized, polyphenols preserve most of their properties intact-will contribute to the study of these compounds as potential anticancer drugs [16, 17] . as observed in figure 2 , there has been an exponential increase of research and publications related to the possible use of polyphenolic compounds in cancer therapy [15] . the fact that polyphenols can be extracted using simple and green techniques-such as ultrasound-assisted extraction, and that after being sterilized, polyphenols preserve most of their properties intact-will contribute to the study of these compounds as potential anticancer drugs [16, 17] . stilbenes or stilbenoids are hydroxylated derivatives of stilbene with a c6-c2-c6 chemical structure. these kinds of compounds are produced in various plants such as strawberries, grapes, peanuts, and cannabis [18] . furthermore, various trees synthesize stilbenes as secondary products of heartwood that can act as antimicrobial and antioxidative substances. stilbenes share most of their biosynthesis pathway with chalcones, which is a class of flavonoids. the most representative compound of the stilbene family that has many health benefits is resveratrol [19] . resveratrol (3,5,4′-trihydroxy-trans-stilbene) is a natural polyphenol of the stilbene family. resveratrol is produced by several plants (grapes, almonds, beans, blueberries, raspberries, mulberries, peanuts, etc.) in response to infections and injuries or as a defense against different kinds of pathogens attacks, such as fungi or bacteria [20] . furthermore, red wine also contains significant amounts of resveratrol. in 1997, jang et al. were the first researchers that reported the inhibition of skin cancer development in mice by using resveratrol [19] . since then, many investigations have suggested that resveratrol is able to prevent cancer or delay its onset [21] . in point of fact, studies demonstrated that resveratrol has in vitro effects against a large range of human tumors: breast, skin, ovary, stomach, prostate, colon, liver, pancreas, cervix, thyroid carcinoma cells, lymphoid, and myeloid cancer cells [22] . it has been proven that resveratrol shows beneficial effects at different stages of cancer (initiation, promotion, and progression of cancer). for example, resveratrol protects dna from reactive oxygen species (ros) and traps hydroxyls, superoxides, and free radicals produced in cellsevents that are usually related to the initiation of tumors [23] . in another study, yin et al. demonstrated that the application of resveratrol inhibits the promotion and progression of a549 lung cancer cells in nude mice. however, the authors mentioned that further studies should be performed in order to evaluate other parameters, such as the applied dose of resveratrol [24] . besides, clinical trials on humans have been performed with the use of resveratrol, obtaining satisfactory results [25] [26] [27] . stilbenes or stilbenoids are hydroxylated derivatives of stilbene with a c6-c2-c6 chemical structure. these kinds of compounds are produced in various plants such as strawberries, grapes, peanuts, and cannabis [18] . furthermore, various trees synthesize stilbenes as secondary products of heartwood that can act as antimicrobial and antioxidative substances. stilbenes share most of their biosynthesis pathway with chalcones, which is a class of flavonoids. the most representative compound of the stilbene family that has many health benefits is resveratrol [19] . resveratrol (3,5,4 -trihydroxy-trans-stilbene) is a natural polyphenol of the stilbene family. resveratrol is produced by several plants (grapes, almonds, beans, blueberries, raspberries, mulberries, peanuts, etc.) in response to infections and injuries or as a defense against different kinds of pathogens attacks, such as fungi or bacteria [20] . furthermore, red wine also contains significant amounts of resveratrol. in 1997, jang et al. were the first researchers that reported the inhibition of skin cancer development in mice by using resveratrol [19] . since then, many investigations have suggested that resveratrol is able to prevent cancer or delay its onset [21] . in point of fact, studies demonstrated that resveratrol has in vitro effects against a large range of human tumors: breast, skin, ovary, stomach, prostate, colon, liver, pancreas, cervix, thyroid carcinoma cells, lymphoid, and myeloid cancer cells [22] . it has been proven that resveratrol shows beneficial effects at different stages of cancer (initiation, promotion, and progression of cancer). for example, resveratrol protects dna from reactive oxygen species (ros) and traps hydroxyls, superoxides, and free radicals produced in cells-events that are usually related to the initiation of tumors [23] . in another study, yin et al. demonstrated that the application of resveratrol inhibits the promotion and progression of a549 lung cancer cells in nude mice. however, the authors mentioned that further studies should be performed in order to evaluate other parameters, such as the applied dose of resveratrol [24] . besides, clinical trials on humans have been performed with the use of resveratrol, obtaining satisfactory results [25] [26] [27] . curcuminoids are natural polyphenols that contain two phenol units joined through a linear diarylheptanoid. the presence of curcuminoids gives a yellow color to plants that contain these kinds of natural structures. the phenolic rings of curcuminoids are chemically modified with other chemical groups with the aim of overcoming some drawbacks of natural curcuminoids in clinical applications such as their poor solubility, low absorption, and bioavailability [28] . among the curcuminoids, curcumin is one of the most known and studied structures with a high potential as medicine to treat different cancers, apart from also being useful in treating other types of diseases. nonetheless, the poor solubility of curcumin in water of acidic and physiological ph requires the use of diverse alternatives to avoid losing the effectiveness of curcumin as a medicine, such as the synthesis of other curcumin derivatives or the combination of curcuminoids with surfactants or co-surfactants. curcumin is a natural compound and the principal curcuminoid of turmeric plants, which is responsible for turmeric's yellow color [29] . in addition to its applications in medicine, the use of curcumin has reached other fields. in the food industry, it has been used as a dietary supplement (it is sold as herbal supplement) or a food additive. additionally, it is used in cosmetics and other products. curcumin is commonly used in cancer therapies of different types of cancer: lung, cervix, prostate, breast, bone, and liver [30] . nevertheless, the administration of free curcumin presents some drawbacks: poor solubility in water, instability in aqueous conditions, low bioavailability, and poor cellular uptake. to overcome these problems, two different solutions were attempted: the synthesis of curcumin derivatives [31] , and the encapsulation of curcumin in different nanostructures ranging from liposomes to natural biopolymeric nanoparticles [32, 33] . one of the curcumin derivatives used in breast and renal cancer therapies is dimethoxy curcumin. chen et al. recently proved that this curcumin derivative can be effective in the therapy of colon cancer cells due to causing the reduction of survivin expression and the enhancement of e-cadherin, a cell adhesion molecule, whose loss contributes to the formation of epithelial types of cancers such as carcinomas [34] . recently, various research groups have reported that the combination of both curcumin and resveratrol can reduce the incidence of lung and prostate cancer [35, 36] . lignans are diphenolic compounds found in a wide variety of plants including broccoli, beans, soybeans, rye, sesame seeds, pumpkin seeds, flax seeds, and some berries in very small amounts (µg of lignans per 1 g of dry product) [37] . their structure consists of two c6-c3 units linked by β,β' bonds. lignans are one of the two main groups of phytoestrogens, which are well known for their good antioxidant properties. in fact, some antioxidant phytochemical compounds could be used as anticancer drugs as they are mimicking the functions of human hormones. some studies on rats showed that lignans prevent the growth of breast and prostate tumors [38, 39] . numerous lignans could be considered as possible anticancer medicines due to their large pharmacologically valuable properties. among all of them, arctigenin, magnolol, and honokiol are the main lignans investigated in medicine. nonetheless, etoposide is a commercial lignin belonging to the podophilotoxin subfamily that is used in the treatment of different types of cancer such as lung cancer and breast cancer [40, 41] . however, etoposide chemotherapy presents several side effects: low blood cell counts, vomiting, diarrhea, fever, loss of appetite, and alopecia. certain plants belonging to the family known as compositae produce arctigenin, especially the seeds of greater burdock (arctium lappa). some studies revealed that arctigenin inhibits the growth of various cancer cells: stomach, lung, liver, and colon, as well as leukocytes [42] . at the same time, the addition of arctigenin intensifies the activity of caspase-3, which is a protein that plays a crucial role in the death of carcinogenic cells. as a matter of fact, huang et al. demonstrated that the treatment of ovcar3 and skov3 ovarian cancers with arctigenin causes the apoptosis of cancer cells in vitro [43] . one of the most used conventional anticancer drugs is doxorubicin, which is a medicine that belongs to the anthracycline family applied in the treatment of, among other cancers, bladder, stomach, ovaries, lung and thyroid cancers. however, doxorubicin exhibits side effects among which the most frequent are severe nauseas, vomiting, and alopecia [44] . studies were conducted by lee et al. on adding natural products such as arctigenin to doxorubicin and determining the efficiency of both drugs in improving breast cancer treatment and reducing the side effects provoked by doxorubicin [45] . the work concludes that the combination of arctigenin and doxorubicin induced the apoptosis of mda-mb-231 human breast cancer cells in vitro. the addition of arctigenin ameliorates the cellular uptake of doxorubicin, which causes the death of carcinogenic cells. another lignan that was tested in some studies on cancer therapy is magnolol. as its name indicates, magnolol is an isomer of honokiol found in magnolia bark [46] . since ancient times, extracts from the bark of magnolia have been used in traditional chinese, korean, and japanese medicine. in the last decades, the research on the use of natural products in various cancer treatments has been focused on attempts of understanding mechanisms that induce the antitumor agents' response in the tumor cells [47] . this year, su and co-workers elucidated the mechanism that reduces the endogen activity of nuclear factor kappa-light-chain-enhancer of activated b cells (nf-κb), which is a protein complex that controls dna transcription and cell survival. therefore, the cells that do not have regulated nf-κb can contribute to the onset and growth of various types of cancers. moreover, magnolol used in the treatment of colorectal cancer reduces the phosphorylation of protein kinase c delta type (pkcδ) and nf-κb, which are two proteins that are involved in tumour progression in vitro and in vivo [48] . following the methodology used with other drugs, magnolol was co-encapsulated with trastuzumab, an anticancer drug commonly used in stomach or throat cancer therapies, and gold nanoparticles, building a nanocarrier cluster. the synthesized nanocarriers induced a specific photothermal near-ir response combined with targeted anticancer activity resulting in an improvement of magnolol cytotoxicity to breast cancer cells [49] . as mentioned before, honokiol (also known as houpa or hnk) is a lignan isolated from the bark, seed cones, and leaves of trees belonging to the genus of magnolias, which includes around 210 species. honokiol, which has been used in traditional eastern herbal medicines as an analgesic and together with magnolol, obovatol, and 4-o-methylhonokiol in the treatment of anxiety and mood disorders, has a spicy odor [46] . honokiol is most frequently taken orally. in nature, honokiol and magnolol isomers are found together. usually, the separation and purification of both compounds had always been complexed, and it is commonly limited to hplc. in 2006, amblard and co-workers developed a method in which the authors protect the near hydroxyl groups in magnolol to produce a magnolol acetonide that can be simply separated from honokiol via flash chromatography over silica [50] . recent studies suggest that honokiol could be an effective agent in cancer treatment due to its physical properties-honokiol's ability to easily cross the blood-brain barrier and the bloodcerebrospinal fluid barrier-and its high bioavailability. many research studies have shown that honokiol can kill carcinogenic cells in melanoma, sarcoma, myeloma, and leukemia, as well as in bladder, lung, prostate, and colon cancers [51, 52] . besides, honokiol enhances the apoptotic effects of some etoposides, such as doxorubicin. for instance, micelles with encapsulated doxorubicin and honokiol allow a controlled drug co-delivery that inhibits the progression of breast cancer tumors and reduces the doxorubicin side effects when compared with the micelles without honokiol [53] . on the other hand, the effectiveness of honokiol in the fight with typically drug-resistant multiple myelomas and chronic b-cell leukemia has been proved by various authors [54, 55] . ishitsuka and co-workers certified that honokiol presents the ability to kill drug-resistant multiple myeloma carcinogenic cells by varied mechanisms [56] . another subgroup of polyphenols that can be found in several plants, especially in dried fruit, are phenolic acids. these compounds are characterized by containing a phenolic ring and an organic carboxylic acid function (c6-c1 skeleton) [57] . phenolic acids are divided in two classes: -derivatives of benzoic acid, and -derivatives of cinnamic acid. in general, derivatives of cinnamic acid are more common in plants than the derivatives of benzoic acid. despite that, some red fruit, onions, and black radish contain significant amounts of benzoic acid derivatives [58] . to date, the phenolic acid that exhibited medicinal properties that turn it into a plausible candidate for cancer treatment is p-coumaric acid. p-coumaric acid p-coumaric acid (or 4-hydroxycinnamic acid) is an organic compound derived from cinnamic acid that can be found in a wide variety of edible plants (tomatoes, carrots, garlic, mushrooms, white beans, and others). moreover, p-coumaric acid found in pollen is a constituent of honey [59] . additionally, p-coumaric can be synthesized from cinnamic acid or l-tyrosine by the action of 4-cinnamic acid hydroxylase (c4h) or tyrosine ammonia lyase (tal) enzymes, respectively. during the last decade, few studies that evidenced the anticancer activity of p-coumaric acid in colon and gastric cancer cells have been published [60, 61] . lately, jang et al. have shown that p-coumaric acid suppresses the growth of snu-16 gastric cancer cells [62] . the most important group of polyphenols are flavonoids. the chemical structure of flavonoids is composed of 15 carbon atoms comprising 2 cycles of six carbon atoms linked by a 3-carbon chain (rings a and b, in figure 3 ). the flavonoids family consists of over 6000 molecules that have been identified and isolated, but there are undoubtedly many more flavonoid structures to discover [63] . honokiol can kill carcinogenic cells in melanoma, sarcoma, myeloma, and leukemia, as well as in bladder, lung, prostate, and colon cancers [51, 52] . besides, honokiol enhances the apoptotic effects of some etoposides, such as doxorubicin. for instance, micelles with encapsulated doxorubicin and honokiol allow a controlled drug co-delivery that inhibits the progression of breast cancer tumors and reduces the doxorubicin side effects when compared with the micelles without honokiol [53] . on the other hand, the effectiveness of honokiol in the fight with typically drug-resistant multiple myelomas and chronic b-cell leukemia has been proved by various authors [54, 55] . ishitsuka and co-workers certified that honokiol presents the ability to kill drug-resistant multiple myeloma carcinogenic cells by varied mechanisms [56] . another subgroup of polyphenols that can be found in several plants, especially in dried fruit, are phenolic acids. these compounds are characterized by containing a phenolic ring and an organic carboxylic acid function (c6-c1 skeleton) [57] . phenolic acids are divided in two classes: -derivatives of benzoic acid, and -derivatives of cinnamic acid. in general, derivatives of cinnamic acid are more common in plants than the derivatives of benzoic acid. despite that, some red fruit, onions, and black radish contain significant amounts of benzoic acid derivatives [58] . to date, the phenolic acid that exhibited medicinal properties that turn it into a plausible candidate for cancer treatment is p-coumaric acid. p-coumaric acid p-coumaric acid (or 4-hydroxycinnamic acid) is an organic compound derived from cinnamic acid that can be found in a wide variety of edible plants (tomatoes, carrots, garlic, mushrooms, white beans, and others). moreover, p-coumaric acid found in pollen is a constituent of honey [59] . additionally, p-coumaric can be synthesized from cinnamic acid or l-tyrosine by the action of 4-cinnamic acid hydroxylase (c4h) or tyrosine ammonia lyase (tal) enzymes, respectively. during the last decade, few studies that evidenced the anticancer activity of p-coumaric acid in colon and gastric cancer cells have been published [60, 61] . lately, jang et al. have shown that pcoumaric acid suppresses the growth of snu-16 gastric cancer cells [62] . the most important group of polyphenols are flavonoids. the chemical structure of flavonoids is composed of 15 carbon atoms comprising 2 cycles of six carbon atoms linked by a 3-carbon chain (rings a and b, in figure 3 ). the flavonoids family consists of over 6000 molecules that have been identified and isolated, but there are undoubtedly many more flavonoid structures to discover [63] . flavonoids are found in abundance in colored vegetables (spinach) and fruit such as berries, blueberries, apples, grapes, oranges, strawberries, plums, and in some foods and beverages widely used in the human diet, including dark chocolate, nuts, red wine, tea, soy, and soy derivatives. flavonoids are found in abundance in colored vegetables (spinach) and fruit such as berries, blueberries, apples, grapes, oranges, strawberries, plums, and in some foods and beverages widely used in the human diet, including dark chocolate, nuts, red wine, tea, soy, and soy derivatives. flavonoids have a wide spectrum of functions in plants: -flavonoids attract pollinating insects through the color or smell that they give to the plant or its flowers, -filtration of uv light, -protection against herbivorous predators, -protection against fungi, -they are involved in the hormone auxin transport, -regulation of the cell cycle, -pigmented blue colors given by anthocyanins are responsible for the resistance of plants to the photooxidation of uv light from the sun, and in carnivorous plants, they attract prey. usually, two criteria are used to classify flavonoids: -the chemical structure of the c heterocycle (if it is present), and -to which carbon of the c ring the b ring is attached (c2 and c1 in figure 3 ). according to these two factors, seven groups of flavonoids can be distinguished: flavonols, flavones, flavanones, flavan-3-ols, isoflavones, chalcones, and anthocyanidins ( figure 1 ). the chemical structures of these groups are shown in figure 4 . usually, two criteria are used to classify flavonoids: -the chemical structure of the c heterocycle (if it is present), and -to which carbon of the c ring the b ring is attached (c2 and c1′ in figure 3 ). according to these two factors, seven groups of flavonoids can be distinguished: flavonols, flavones, flavanones, flavan-3-ols, isoflavones, chalcones, and anthocyanidins ( figure 1 ). the chemical structures of these groups are shown in figure 4 . flavonols are a class of flavonoids based on the backbone 3-hydroxyflavone. there is a wide variety of flavonols, which depend on positions that can be hydroxylated ( figure 4 ). many fruits (apples, peaches, oranges, blackberries, raspberries), vegetables (onions, broccoli, kale, brussels sprouts, cucumbers, lettuce, tomatoes, potatoes, spinach), leaves (aloe vera, rosemary, soybean, pinus sylvestris, holly, endive), seeds (grapes), and grains (several cereals including quinoa, buckwheat, barley, and oat) are rich sources of flavonols [65] . flavonols are responsible for the color of flowers in some plants as well as protecting them from uv light and ros [66] . furthermore, flavonols are bioactive polyphenols that are widely used due to their excellent antioxidant properties [67] : -in medicine: antimicrobial, anti-inflammatory, antiaging, anticancer, or insecticidal agents. -in agriculture: as pesticides. kaempferol and quercetin are the main flavonols studied in medicine. nevertheless, other flavonols such as herbacetin, myricetin, and fisetin have also been investigated as anticancer drugs [68, 69] . kaempferol is a flavonol that is found in plants, plant-derived foods, and traditional medicines, including in tea, kale, beans, spinach, and broccoli [70] . once isolated, kaempferol is a yellow crystalline solid of poor solubility. one study reported by liu suggested that kaempferol intake contributes to approximately 17% of the total average intake of flavonols and flavones in a normal diet [71] . during the last few years, numerous investigations provided new evidence of the anticancer mechanisms of kaempferol both in vitro and in vivo. discovering such mechanisms has enabled the analysis and understanding of kaempferol's role as an anticancer drug and afterwards may lead to an improvement of applied techniques and methods, such as the development of kaempferol-loaded targeted drug delivery systems [72] . one of the cancers in which the effect of kaempferol has been studied the most is breast cancer [71] . several research groups have proved the cytotoxicity of kaempferol against breast cancer cells both in vitro and in vivo: -by inhibiting the growth of cancer cells, flavonols are a class of flavonoids based on the backbone 3-hydroxyflavone. there is a wide variety of flavonols, which depend on positions that can be hydroxylated ( figure 4 ). many fruits (apples, peaches, oranges, blackberries, raspberries), vegetables (onions, broccoli, kale, brussels sprouts, cucumbers, lettuce, tomatoes, potatoes, spinach), leaves (aloe vera, rosemary, soybean, pinus sylvestris, holly, endive), seeds (grapes), and grains (several cereals including quinoa, buckwheat, barley, and oat) are rich sources of flavonols [65] . flavonols are responsible for the color of flowers in some plants as well as protecting them from uv light and ros [66] . furthermore, flavonols are bioactive polyphenols that are widely used due to their excellent antioxidant properties [67] : in medicine: antimicrobial, anti-inflammatory, antiaging, anticancer, or insecticidal agents. in agriculture: as pesticides. kaempferol and quercetin are the main flavonols studied in medicine. nevertheless, other flavonols such as herbacetin, myricetin, and fisetin have also been investigated as anticancer drugs [68, 69] . kaempferol is a flavonol that is found in plants, plant-derived foods, and traditional medicines, including in tea, kale, beans, spinach, and broccoli [70] . once isolated, kaempferol is a yellow crystalline solid of poor solubility. one study reported by liu suggested that kaempferol intake contributes to approximately 17% of the total average intake of flavonols and flavones in a normal diet [71] . during the last few years, numerous investigations provided new evidence of the anticancer mechanisms of kaempferol both in vitro and in vivo. discovering such mechanisms has enabled the analysis and understanding of kaempferol's role as an anticancer drug and afterwards may lead to an improvement of applied techniques and methods, such as the development of kaempferol-loaded targeted drug delivery systems [72] . one of the cancers in which the effect of kaempferol has been studied the most is breast cancer [71] . several research groups have proved the cytotoxicity of kaempferol against breast cancer cells both in vitro and in vivo: -by inhibiting the growth of cancer cells, -by stopping the progression and proliferation of cancer cells, and -by inducing cancer cells apoptosis. one of the latest investigations to clarify the mechanism of kaempferol as an anticancer drug against breast tumors was carried out by zhu et al. the authors mentioned that kaempferol induced apoptosis and dna damage in mda-mb-231 cancer cells by the upregulation of the phosphorylated form of the h2a histone family member x (γh2ax), caspase 3, caspase 9, and the protein serine/threonine kinase (p-atm) [73] . da and co-workers tested kaempferol in prostate cancer cells [74] . the authors concluded that the use of kaempferol against lncap prostate cancer cell lines led to cancer cells death and impeded cancer cell proliferation and invasion in a dose-dependent manner. quercetin is the most common flavonoid in human diet with an average daily consumption of 25-50 milligrams [75] . quercetin is mainly found in red onions, kale, apples, grapes, broccoli, and tea. in red onions, quercetin represents around 10% of its dry weight. various in vitro and in vivo studies showed that quercetin is one of the most potent antioxidants of the flavonoid family [76] , which makes it an ideal candidate for an anticancer drug. indeed, quercetin is the active ingredient of yang-yin-qing-fei-tang, which is a traditional chinese medicine. furthermore, quercetin exhibited cytotoxicity in various tumor cells, in breast, cervical, colon, liver, lung, gastric, prostate cancers, and in leukemia [77, 78] . making use of the anticancer effects of quercetin, the most recent studies combined quercetin with other anticancer drugs with the aim of increasing the efficiency of cancer therapies. some examples are summarized below. one of the natural compounds that lately has been combined with quercetin in cancer therapy studies is curcumin. srivastavaa et al. showed that the mixture of quercetin and curcumin improved the inhibition of cancer cell proliferation by regulating the wnt/β-catenin signaling and promoting the carcinogenic cells death by distinct pathways [79] . furthermore, sunoqrot and co-workers combined both curcumin and quercetin by preparing nanoparticles with encapsulated curcumin and a shell of quercetin covalently bonded with polyethylene glycol (peg) prepared in a one-pot procedure [80] . once tested in vivo, these nanocarriers exhibited a controlled drug delivery of curcumin in physiological conditions, which makes it a potentially powerful tool in cancer therapy. it has also been observed that the addition of quercetin to docetaxel therapy in prostate cancer reduces the docetaxel resistance of carcinogenic cells. that increases the efficacy of cancer therapy resulting from an intensification of the apoptosis of cancer cells and the reduction of tumor proliferation and migration [81] . flavones are a class of flavonoids with a chemical structure very similar to flavonols, from which they only differ in the non-hydroxyl substitution at the carbon 3-position of flavones ( figure 6 ). flavones are basically found in herbs (parsley, thyme, chamomile, mint, chrysanthemum flowers) and red or purple plants and vegetables (apple skins, broccoli, cabbages, celery, onion leaves, carrots, and red peppers) [82] . in plants, flavones usually act as defense mechanisms against diseases originated by pathogens. some of the flavones have been in use for many years. the most representative example is luteolin, which since ancient times has been used as yellow dye. apigenin has also been used to dye wool. moreover, wogonin is well known because it is one of the active ingredients of sho-saiko-to, which is a japanese herbal supplement [83] . however, the interest in using this family of flavonoids in medicine has been growing because they demonstrate efficient antimicrobial, antioxidant, antifungal, anti-inflammatory, antimutagenic, and anticancer activity [84] . inside the flavones family, the anticancer properties of apigenin and luteolin are widely investigated. apigenin, which is a yellow crystalline solid, is one of the flavones most commonly found in nature. many fruits and vegetables, such as parsley, celery, celeriac, carrot, oregano, and chamomile tea contain apigenin. in the particular case of chamomile tea, apigenin constitutes 68% of the total flavonoids content [85] . for many centuries, apigenin has been widely used as a traditional medicine [86, 87] . the excellent properties of this natural compound have prompted the study of its application as an anticancer drug [88, 89] . in fact, various positive effects of apigenin administration, alone or in combination with other chemotherapeutic agents, in different types of cancer treatments were reported in the literature [90] . the following aspects were mentioned: -inducing the death of cancer cell lines, -triggering both autophagy and apoptosis, -suppressing cancer cell migration and invasion, and -inducing the cancer cells cycle arrest. one of the recently carried out investigations mentions that apigenin promotes pancreatic cells death by increasing intracellular ros [91] . in this work, montani et al. tried to understand the mechanism happening in cancer cells in which apigenin was applied. in fact, they suggested a biological mechanism occurring between heat shock protein (hsp90), a protein that stabilizes proteins involved in the growth of cancer cells, and tp53 gene mutations that reduce the cytotoxic effect of the chemotherapy with apigenin. the targeting of these molecules is an important anticancer strategy that has been extensively explored. on the other hand, liu et al. evaluated the synergistic effect in cancer therapy involving apigenin combined with metal ions [92] . in this work, the authors examined the thermal stability of two flavones (apigenin and luteolin) when combined with ferrous or cupric ions, which negatively affects the anticancer activities of both flavones against human cervical cancer hela cells. luteolin is usually found in the leaves and bark of some plants. the major natural sources of luteolin are celery, thyme, dandelion, clover flower, ragweed pollen, chamomile, and perilla [93] . due to its beneficial effects on the human body (antioxidative and anti-inflammatory properties, being a free radicals scavenger, promoting carbohydrate metabolism, and modulating the immune system), it is assumed that luteolin could perform an important role in cancer therapy [94, 95] . some of the flavones have been in use for many years. the most representative example is luteolin, which since ancient times has been used as yellow dye. apigenin has also been used to dye wool. moreover, wogonin is well known because it is one of the active ingredients of sho-saiko-to, which is a japanese herbal supplement [83] . however, the interest in using this family of flavonoids in medicine has been growing because they demonstrate efficient antimicrobial, antioxidant, antifungal, anti-inflammatory, antimutagenic, and anticancer activity [84] . inside the flavones family, the anticancer properties of apigenin and luteolin are widely investigated. apigenin, which is a yellow crystalline solid, is one of the flavones most commonly found in nature. many fruits and vegetables, such as parsley, celery, celeriac, carrot, oregano, and chamomile tea contain apigenin. in the particular case of chamomile tea, apigenin constitutes 68% of the total flavonoids content [85] . for many centuries, apigenin has been widely used as a traditional medicine [86, 87] . the excellent properties of this natural compound have prompted the study of its application as an anticancer drug [88, 89] . in fact, various positive effects of apigenin administration, alone or in combination with other chemotherapeutic agents, in different types of cancer treatments were reported in the literature [90] . the following aspects were mentioned: -inducing the death of cancer cell lines, -triggering both autophagy and apoptosis, -suppressing cancer cell migration and invasion, and -inducing the cancer cells cycle arrest. one of the recently carried out investigations mentions that apigenin promotes pancreatic cells death by increasing intracellular ros [91] . in this work, montani et al. tried to understand the mechanism happening in cancer cells in which apigenin was applied. in fact, they suggested a biological mechanism occurring between heat shock protein (hsp90), a protein that stabilizes proteins involved in the growth of cancer cells, and tp53 gene mutations that reduce the cytotoxic effect of the chemotherapy with apigenin. the targeting of these molecules is an important anticancer strategy that has been extensively explored. on the other hand, liu et al. evaluated the synergistic effect in cancer therapy involving apigenin combined with metal ions [92] . in this work, the authors examined the thermal stability of two flavones (apigenin and luteolin) when combined with ferrous or cupric ions, which negatively affects the anticancer activities of both flavones against human cervical cancer hela cells. luteolin is usually found in the leaves and bark of some plants. the major natural sources of luteolin are celery, thyme, dandelion, clover flower, ragweed pollen, chamomile, and perilla [93] . due to its beneficial effects on the human body (antioxidative and anti-inflammatory properties, being a free radicals scavenger, promoting carbohydrate metabolism, and modulating the immune system), it is assumed that luteolin could perform an important role in cancer therapy [94, 95] . to enhance the anticancer effects of luteolin, the flavone is usually used together with other anticancer drugs. ren and co-workers demonstrated that the application of luteolin in combination with oxalipatlin, a conventional anticancer drug used to inhibit the development of cancer cells, stopped the proliferation of gastric cancer cells in vitro by the upregulation of the activity of caspase-3 and bax proteins [96] . the construction of nanocarriers containing anticancer drugs allows obtaining controlled drug delivery systems. by the encapsulation of luteolin in polymeric micelles, hu et al. developed a thermosensitive nanocarrier that demonstrated an improved apoptosis of colorectal cancer cells compared to the administration of free luteolin [97] . flavanones are colorless ketones derived from flavone. flavanones are found in a wide variety of foods included in our daily diet and in herbs [82, 98] in citrus fruits, flavanones are usually glycosylated by a disaccharide in position 7 ( figure 3 ). they present different functions in plants: taste-modifying properties (eriodictyol, homoeriodictyol and sterubin), and -they are responsible for the bitter taste in citrus fruits (naringin). in the last decades, flavanones have gained a lot of importance in medicine for their antioxidant activity, radical scavenging, cardiovascular, anti-inflammatory, antiviral, and anticancer effects [99] . naringenin and hesperetin are the most often investigated for being anticancer drugs. nevertheless, some tests were carried out using other flavanones such as didymin and alpinetin [100, 101] . naringenin is a flavanone predominating in oranges and grapefruits. it is also found in bergamot, sour orange, tomatoes, cocoa, water mint, beans, etc. [102, 103] . in some of these fruits, narigenin is present in its glycosidic form: naringin (which has attached a disaccharide neohesperidose via a glycosidic linkage at carbon 7). as it has been proven in several studies, naringenin induces cytotoxicity in various carcinogenic cells of breast, stomach, liver, cervix, pancreas, colon cancers, and in leukemia [104] . nevertheless, its poor solubility and instability in physiological medium limits the medical applications of naringenin. to solve these drawbacks, akhter et al. reported the encapsulation of naringenin in plga (poly(lactide-co-glycolid acid)) nanoparticles. moreover, they suggested that the encapsulated naringenin showed higher cytotoxicity when compared with free naringenin due to a more controlled drug release [105] . another option that could enhance the anticancer properties of naringenin involves the synthesis of naringenin derivatives [106] . an alternative recent study demonstrated naringenin's effectivity as an anticancer drug in breast cancer treatment is due to the activation of the caspase-3 protein and caspase-9 enzymes [107] , while kumar and co-workers showed in vivo that naringenin showed antitumor effects on skin cancer [108] . hesperetin and hesperetin's 7-o-glycoside (also known as hesperidin) are the main flavonoids found in lemons and sweet oranges [109] . hesperetin's anticancer properties against specific tumors are well documented in numerous research publications: -it inhibits glucose uptake in various cancer cell lines [110, 111] , -reduces the nf-κb activity, which leads to a decrease in tumor progression [112] , and -upgrades the apoptosis via the induction of intracellular ros formation [113] . in a more recent study, the addition of hesperetin improves the activity of cisplatin, which is an anticancer drug that is commonly used to treat lung cancer [114] . it was observed that hesperetin inhibits mdr protein (multidrug resistance protein 1), which is associated with the resistance to cisplatin developed in a great number of patients subjected to cancer therapy. curiously, the administration of both naringenin and hesperetin were tested in vitro and in vivo trials to analyze the anticancer effects in human pancreatic cancer [115] . for the first time, the authors reported that the combination of both naringenin and hesperetin could be used as a potential non-toxic cancer therapy system that stops pancreatic cancer development. flavanols or flavan-3-ols are another group of monomeric flavonoids. catechin and its derivatives are included in this group. natural sources of flavan-3-ols are mainly the "tea plant" (camellia sinensis), and some cocoas. therefore, they are highly present in the human diet in both beverages (tea) and solid foods (chocolates) [82, 98] . since studies of flavanols have started in the course of the last century, it has been found that these compounds provide resistance against dangerous trespassers, including microbes, fungi, insects, and herbivorous animals [116] . thereby, the flavanols' health benefits have been broadly studied in humans. some investigations suggest that the intake of cocoa flavanols could help in the prevention of cardiovascular and metabolic diseases. indeed, the european food safety authority approved cocoa products containing 200 mg of flavanols because they "help to maintain the elasticity of blood vessels, which contributes to normal blood flow" [117] . epigallocatechin gallate (epigallocatechin-3-gallate or egcg) is a catechin that is mostly found in tea and one of the polyphenolic compounds most commonly found in nature; it is also the ester of epigallocatechin and gallic acid [118] . the objective of finding a correlation between green tea intake and the risk of cancer onset has been a well-studied topic [119] . as an obvious example, the study presented by guo et al. [120] validated that the consumption of green tea-and therefore catechins-up to seven cups a day provided a small reduction in the prostate cancer risk. moreover, egcg has been tested against certain cancer cell lines. in ht-29 colorectal cell lines, egcg upregulated the activity of tfr (transferrin receptor), which is a carrier protein for transferrin, and inhibited the activity of the ferritin-h protein via the iron chelation activity in ht-29 colorectal cancer cells [121] . in another example, the synergistic effect of egcg and trail (tumor necrosis factor (tnf)-related apoptosis-inducing ligand), a protein that causes cell death, intensifies the activity of both caspase 8 and the death receptor 5, causing the death of sw480 and hct116 colon cancer cells [122] . despite the fact that egcg is commonly found in nature, this flavanol shows some drawbacks that limit its applications in cancer therapy (poor stability, low absorption, and hepatotoxicity) [123] . so, the encapsulation of egcg can be a promising solution to minimize the limitations of the egcg use [124] . the (−)-epicatechin molecule is a flavonoid of which large quantities are found in cocoa [125] . the use of epicatechin in cancer therapy has been emerging over the last decade in the attempt to overcome some of the drawbacks of egcg [126, 127] . pereyra-vergara and co-workers studied the effects and mechanism of (−)-epicatechin in breast cancer cells [128] . it was shown that the addition of (−)-epicatechin to carcinogenic cells results in the apoptosis of the two tested breast cancer cell lines (mda-mb-231 and mcf-7). moreover, the authors proved that (−)-epicatechin increased the intracellular ros production and intensified the activity of bcl2 associated agonist of cell death (bad) and bcl-2-like protein 4 (bax), proteins that are associated with cell apoptosis. isoflavones are another type of biological active flavonoids. isoflavones are mostly found in plants of the leguminosea family. this family includes many species that are of great importance in the human diet (peas, lentils, licorice, beans, chickpeas, and carob), in animal fodder (alfalfa, clover, and carob) and as ornamental plants (mimosa and false acacia) [82, 129] . since isoflavones present estrogenic properties, plants use these kinds of compounds as part of their natural defense system against the overpopulation of herbivores by controlling their male fertility [130] . moreover, these properties make isoflavones good complementary therapeutic options in treating menopause and its symptoms such as osteoporosis, anxiety, emotional instability, and headaches. genistein and daidzein are the most studied compounds of this subgroup in terms of medical applications. nevertheless, other isoflavones such as glabridin and alpinumisoflavone have raised interest as potential cancer medicines in various types of cancer such as breast, liver, or thyroid cancers [131, 132] . the isoflavone most reported in medicine is genistein, which is a phytoestrogen compound produced in soybeans. genistein was for the first time isolated in 1899. however, it was not until the end of the last century that researchers started to explore its potential beneficial effects on human health and its possible applications as a medical compound in a wide range of diseases, including cardiovascular diseases, osteoporosis prevention, diabetes, and some types of cancers [133] . it has been proven that genistein is involved in the regulation of different genes that are associated with the onset of cancers by various mechanisms [134] . in a recent research, hsiao et al. studied the effects and mechanisms of genistein against leukemia cell lines. in fact, the application of genistein to hl-60 leukemia cells revealed that this natural medicine kills the carcinogenic cells via two different pathways (endoplasmatic reticulum stress and mitochondria-dependent pathway) in vitro and in mouse xenograft models in vivo [135] . furthermore, different authors studied the effects of genistein when it is combined with other anticancer drugs [136] . in a recent investigation, liu et al. tested mixtures of genistein and cisplatin in varied concentrations as a plausible anticancer agent in the treatment of cervical cancer cells [137] . the authors proved that the addition of genistein improved the chemotherapeutic activity of cisplatin, requiring a lower dose of the drug in cancer treatment, which led to a reduction in the therapy side effects. the second isoflavone most commonly found in nature, which similar to genistein is also isolated from soybeans, is daidzein [138] . the chemical structure of daidzein is very similar to genistein, without the hydroxyl group at position 5 (table 1) . rigalli et al. studied in vitro the effects of daidzein use in breast cancer therapy [139] . in one of those studies, they proved that daidzein downregulated the expression of multidrug resistance-associated protein 1 (mrp1) in both michigan cancer foundation-7 (mcf-7) and mda-mb-231 breast cancer cell lines. the reduction of this protein's activity is very important because mrp1 is involved in transporting many of the chemotherapeutic drugs out of the cells (for example, doxorubicin or mitoxantrone). in another study in vivo, mice were inoculated with 4t1 breast cancer cells and then treated with daidzein administered orally for 22 days. in this case, the highest dose of daidzein (145 mg/kg) was required to observe a considerable decrease in tumor size. at the same time, the authors reported that the combination of daidzein with regular exercise promotes the breast cancer cells apoptosis via the fas/fasl-mediated mechanism [140] . chalcones are a class of polyphenolic compounds that are characterized by the presence of an aromatic ketone and an enone in their central core. many fruits such as citrus and apples, vegetables such as tomatoes, potatoes, shallots, and bean sprouts, and some edible plants such as licorice contain chalcones [141] . besides, chalcones can be synthesized in the form of base-catalyzed aldol condensation of benzaldehydes with acetophenones (for example, sodium hydroxide) [142] . the most studied chalcone in the field of medicine is ellagic acid, which has been investigated as a potential antitumor agent [143, 144] . ellagic acid is an antioxidant that is found in various natural resources: in oak species such as white oak (quercus alba) and european red oak (quercus robur) or in medicinal fungi (phellinus linteus). peaches, pomegranates, grapes, strawberries, raspberries, pecans, walnuts, and raw chestnuts also contain a considerable amount of ellagic acid [145] . the anti-proliferative and antioxidative properties of ellagic acid have encouraged researchers to study the health benefits of this natural compound. for years, the effects of treating tumors with ellagic acid have been studied by the evaluation of various alternatives (chemical modifications of ellagic acid or its encapsulation among other options) [146] . one of the last studies that examined the breast cancer treatment with ellagic acid was published by yousuf et al. [147] . this work evaluated the capacity of numerous phytochemicals in addition to ellagic acid (capsaicin, tocopherol, rosmarinic acid, ursolic acid, limonene, caffeic acid, and ferulic acid) to inhibit the activity of cyclin-dependent kinase 6 (cdk6), which is an important gene associated with cancer progression. among all the tested natural compounds, ellagic acid showed the highest binding affinity for cdk6, decreasing the tumor proliferation. however, the encapsulation of ellagic acid to enhance its poor solubility combined with an improvement of its controlled delivery was attempted by some research groups [148, 149] . in a recent work, pirzadeh-naeeni et al. reported the nanoencapsulation of ellagic acid in two different biopolymers (schizophyllan and chitin), which were then tested against mcf-7 breast cancer cells [150] . in this case, the controlled release of ellagic acid improved the cytotoxicity when compared with non-encapsulated ellagic acid. it also reduced the progression of tumor cells. anthocyanidins are water-soluble pigments found in plants. they are responsible for leaves, flowers, and fruit colors. some fruits included in the human diet are rich in anthocyanins: blueberries, raspberries, black rice, and black soybeans (normally known as dark fruit). the term anthocyanin was coined in 1835 by ludwig clamor marquart, a german pharmacist, to denote the blue pigment of red cabbage (brassica oleracea) [151] . table 1 . summary of various polyphenols, their chemical structures, and their anticancer effects. resveratrol dna protection against reactive oxygen species (ros), trap the hydroxyl and superoxide groups and the free radicals produced into the cells. inhibition of a549 lung cancer cells with the activation of caspase-3. u. s. department of health and human services public health service food and drug administration status: bulk ingredient for human prescription compounding. [23, 24] other colored fruits and vegetables, is one of the most common anthocyanidins [155, 156] . the antitumour activity of delphinidin has been demonstrated by numerous researchers. in 2016, jeong et al. studied the effect of delphinidin in prostate cancer treatment. they found that delphinidin increased the activity of caspase-3, -7, and -8, in effect causing the death of cancer cells. moreover, they demonstrated that delphinidin intensified the roles of genes that induce the apoptosis of cancer cells and decreased the activity of some genes that dissuade killing the cancer cells [157] . alternatively, delphinidin obstructs the progression of skov3 ovarian cancer cells in vitro by decreasing the akt pathway (a signal transduction pathway) activation, which can in result activate numerous factors that play a critical role in cancer migration [158] . the chemical structure of the polyphenolic compounds mentioned in this review, their anticancer effects, and the corresponding references are summarized in table 1 . as indicated in the table, the administration of resveratrol and quercetin has been approved by the food and drug administration (fda). [ [34] [35] [36] 2016, jeong et al. studied the effect of delphinidin in prostate cancer treatment. they found that delphinidin increased the activity of caspase-3, -7, and -8, in effect causing the death of cancer cells. moreover, they demonstrated that delphinidin intensified the roles of genes that induce the apoptosis of cancer cells and decreased the activity of some genes that dissuade killing the cancer cells [157] . alternatively, delphinidin obstructs the progression of skov3 ovarian cancer cells in vitro by decreasing the akt pathway (a signal transduction pathway) activation, which can in result activate numerous factors that play a critical role in cancer migration [158] . the chemical structure of the polyphenolic compounds mentioned in this review, their anticancer effects, and the corresponding references are summarized in table 1 . as indicated in the table, the administration of resveratrol and quercetin has been approved by the food and drug administration (fda). improves the cellular uptake of doxorubicin and reduces its side effects. apoptosis of mda-mb-231 breast cancer cells. [41, 43] of cancer cells and decreased the activity of some genes that dissuade killing the cancer cells [157] . alternatively, delphinidin obstructs the progression of skov3 ovarian cancer cells in vitro by decreasing the akt pathway (a signal transduction pathway) activation, which can in result activate numerous factors that play a critical role in cancer migration [158] . the chemical structure of the polyphenolic compounds mentioned in this review, their anticancer effects, and the corresponding references are summarized in table 1 . as indicated in the table, the administration of resveratrol and quercetin has been approved by the food and drug administration (fda). kappa-light-chain-enhancer of activated b cells (nf-κb) signaling through protein kinase c delta type (pkcδ) inactivation. upgrades the cytotoxicity of trastuzumab and increases the specificity to breast cancer cells. synergistic effects of honokiol and doxorubicin in breast cancer by suppressing the metastasis of carcinogenic cells and apoptosis induction. apoptosis of multiple myeloma cancer cells. [49, 52] p-coumaric acid apoptosis of hct-15 colon cancer cells through ros mitochondrial pathway. inhibits the growth of snu-16 gastric cancer cells. [ [56] [57] [58] kaempferol induces the apoptosis and dna damage in mda-mb-231 breast cancer cells by the upregulation of h2a histone family member x (γh2ax), caspase 3, caspase 9, and the protein serine/threonine kinase (p-atm). induces the apoptosis of lncap prostate cancer cells. impedes the proliferation of cancer cells. luteolin synergistic effects of luteolin and oxaliplatin: stops the proliferation of gastric cancer cell. promotes apoptosis and stops the proliferation of colorectal cancer cells. [92, 93] u. s. department of health and human services public health service food and drug administration status: drug for further processing. promotes apoptosis of pancreatic cancer cells by increasing intracellular ros. damages dna of hela cervical cancer cells. inhibits the growth of cancer cells and induces its apoptosis. [87, 88] luteolin synergistic effects of luteolin and oxaliplatin: stops the proliferation of gastric cancer cell. promotes apoptosis and stops the proliferation of colorectal cancer cells. [92, 93] naringenin [103, 104] naringenin apoptosis of breast cancer cells by the increase of the activity of caspase-3 and caspase-9. suppression of skin cancer cells. [103, 104] molecules 2020, 25 in conclusion, the exceptional antioxidative properties make polyphenols strong candidates for agents used in various types of cancer treatments. actually, the anticancer effects of several polyphenolic compounds have been mainly studied in in vitro cancer cells and in preclinical animal models. nevertheless, there are very few clinical data on many of the polyphenols application as anticancer medicines (clinical studies on cancer therapy involve only the most common polyphenols such as resveratrol, curcumin, and quercetin). nowadays, the vast majority of these clinical studies are still in progress. the research on cancer therapies involving varied polyphenol families, and particularly flavonoids, has contributed to the development of natural medicines that are less aggressive than conventional anticancer drugs. in fact, various research works proved that polyphenols could be used anthocyanidins have varied functions in plants: attracting pollinating insects, preventing the freezing of fruits such as grapes, and protecting plants against harmful uv radiation [152] . moreover, these kinds of compounds are widely used in the food industry (preparation of food coloring, a parameter for determining wine quality) and in medical industry (decreased risk of contracting various diseases such as obesity, improved memory and age-related deficiencies, or improvement of the immunological system) due to their chemical and physical properties [153] . some anticancer properties of anthocyanidins extracted from the plant cyanomorium coccineum have been recently described by rescigno et al., which demonstrated the antiproliferative effect of anthocyanidins against different leukemia cell lines [154] . delphinidin, which can be found in red cabbage, grapes, berries, and sweet potatoes among other colored fruits and vegetables, is one of the most common anthocyanidins [155, 156] . the antitumour activity of delphinidin has been demonstrated by numerous researchers. in 2016, jeong et al. studied the effect of delphinidin in prostate cancer treatment. they found that delphinidin increased the activity of caspase-3, -7, and -8, in effect causing the death of cancer cells. moreover, they demonstrated that delphinidin intensified the roles of genes that induce the apoptosis of cancer cells and decreased the activity of some genes that dissuade killing the cancer cells [157] . alternatively, delphinidin obstructs the progression of skov3 ovarian cancer cells in vitro by decreasing the akt pathway (a signal transduction pathway) activation, which can in result activate numerous factors that play a critical role in cancer migration [158] . the chemical structure of the polyphenolic compounds mentioned in this review, their anticancer effects, and the corresponding references are summarized in table 1 . as indicated in the table, the administration of resveratrol and quercetin has been approved by the food and drug administration (fda). in conclusion, the exceptional antioxidative properties make polyphenols strong candidates for agents used in various types of cancer treatments. actually, the anticancer effects of several polyphenolic compounds have been mainly studied in in vitro cancer cells and in preclinical animal models. nevertheless, there are very few clinical data on many of the polyphenols application as anticancer medicines (clinical studies on cancer therapy involve only the most common polyphenols such as resveratrol, curcumin, and quercetin). nowadays, the vast majority of these clinical studies are still in progress. the research on cancer therapies involving varied polyphenol families, and particularly flavonoids, has contributed to the development of natural medicines that are less aggressive than conventional anticancer drugs. in fact, various research works proved that polyphenols could be used as chemotherapy adjuvant agents in cancer therapies. however, the process of discovering the 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ingredients antiproliferative and antiviral extracts from sardinian maltese mushroom (cynomorium coccineum l.) updating the research on prodelphinidins from dietary sources influence of fruit juice processing on anthocyanin stability delphinidin induces apoptosis via cleaved hdac3-mediated p53 acetylation and oligomerization in prostate cancer cells delphinidin inhibits bdnf-induced migration and invasion in skov3 ovarian cancer cells this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license key: cord-294582-flkjekyo authors: hijikata, atsushi; shionyu‐mitsuyama, clara; nakae, setsu; shionyu, masafumi; ota, motonori; kanaya, shigehiko; shirai, tsuyoshi title: knowledge‐based structural models of sars‐cov‐2 proteins and their complexes with potential drugs date: 2020-05-25 journal: febs lett doi: 10.1002/1873-3468.13806 sha: doc_id: 294582 cord_uid: flkjekyo the world health organization (who) has declared the coronavirus disease 2019 (covid‐19) caused by the novel coronavirus sars‐cov‐2 a pandemic. there is, however, no confirmed anti‐covid‐19 therapeutic currently. in order to assist structure‐based discovery efforts for repurposing drugs against this disease, we constructed knowledge‐based models of sars‐cov‐2 proteins and compared the ligand molecules in the template structures with approved/experimental drugs and components of natural medicines. our theoretical models suggest several drugs, such as carfilzomib, sinefungin, tecadenoson, and trabodenoson, that could be further investigated for their potential for treating covid‐19. the newly identified coronavirus (sars-cov-2) causes severe pneumonia (coronavirus disease 2019-covid19) and has rapidly spread across the world from the initial outbreak point in wuhan, china, in late 2019 [1] . it has become a global health emergency, and on march 11, 2020, the world health organization (who) declared a pandemic status of this novel coronavirus outbreak. since no approved drug that is specifically targeted to this virus exists at this point in time, drug repositioning/repurposing is thought to be the most effective and feasible approach toward this clear and present threat, and researchers have initiated studies by employing various means in order to find potential therapeutics [2] [3] [4] [5] [6] [7] [8] [9] [10] [11] . the sars-cov-2 genome is very close to that of the severe acute respiratory syndrome coronavirus (sars-cov) [1] . from the past efforts to cure rna virus infections, including the experiences from the sars and middle east respiratory syndrome (mers) epidemics, several potential target proteins and drugs have been proposed [12, 13] . the 3c-like (main) proteinase, surface glycoprotein [8] , and rna-dependent rna polymerase are thought to be the most promising targets for anti-covid-19 therapeutics. for example, the anti-hiv drug lopinavir/ritonavir, which has been proposed to treat sars [14, 15] , is expected to be effective toward sars-cov-2 3c-like proteinase [16, 17] . additionally, the antiviral drug remdesivir is expected to target the rna-dependent rna polymerase [18] . the recent studies on drug repositioning/repurposing involve a variety of computational methods, such as network analysis, text mining, machine learning, and structure-based drug repositioning (sbdr) [19] [20] [21] [22] [23] [24] . among these methods, sbdr is the most promising to find abbreviations ace2, angiotensin i-converting enzyme 2; mers, middle east respiratory syndrome; rbd, receptor-binding domain; sars-cov, severe acute respiratory syndrome coronavirus; sbdr, structure-based drug repositioning; who, world health organization. specific drugs toward a defined target protein, and it prompted the quick structure analyses of sars-cov-2 3c-like proteinase and surface glycoprotein [8, 25] . although structure analyses of many other sars-cov-2 proteins would soon follow, predictions of other protein structures with homology/knowledgebased (theoretical) methods would be required until structure analyses are completed, especially for the proteins currently out of focus as drug targets. in the presented study, therefore, the homology models of sars-cov-2 proteins and their ligand complexes were comprehensively constructed. also, the structural models of the complexes between sars-cov-2 proteins and potential drugs were proposed by comparing the ligand molecules of the proteins and approved, experimental, or natural drugs. the amino acid sequences of sars-cov-2 proteins (table 1) were retrieved from the refseq database at ncbi [26] , and structural modeling templates were sought with the sird system (http://sird.nagahama-i-bio.ac.jp/sird/), which accepted multiple query sequences and sought for similar sequences (more than 30% sequence identity to query) with known structures in the protein data bank (pdb) [27] by using blast [28] . this system also sought for the templates of protein complex structures, in which two or more proteins in the multiple query were associated or any ligand bound to query proteins. the coordinates of template structures were obtained from the pdb [27] and were rendered into the biological quaternary structures. initial structural models were constructed by using mod-eller [29] . in some cases, the resultant models contain residues with rare dihedral angles (ramachandran outliers), rare shape of side chains (rotamer outliers), and short atom-atom distances (atomic crashes). then, the models were further modified by iteratively applying molecular dynamics and geometry minimization procedures of phenix [30] to eliminate aforementioned outliers, and finally, manual model modifications with visual inspection on coot for resolving rotamer outliers or atomic crashes [31] . the model quality was evaluated with molprobity [32] . the percentages of rotamer outlier, ramachandran outlier, and crash score were monitored for each model to achieve less than 2%, 0.05%, and 5, respectively. modeling of sars-cov-2 protein complexes with potential drugs the molecular formula of 8,085 drugs in total was retrieved from the kegg database [33] and the drugbank database [34] . the molecular formula of 5,780 metabolites in total, which have been used for natural medicines (natural drugs), was obtained from the knapsack database [35] . the structures of the ligand molecules in the known complex structures, as sought in the template search process, were exhaustively compared with that of the drugs by using complig [36] . complig matches molecular graphs and evaluates the similarity score of two molecules a and b as min{m selected drug molecules were built into the protein models by superposing drug molecules to known (original) ligand molecules with complig. according to the graph matching results, the dihedral angles in the drug molecules were adjusted toward the corresponding angles in the original ligand molecules, and corresponding atoms were superposed between drug and known ligand by fixing the coordinates of the latter. the models of protein-drug complexes were further modified with phenix and coot. the constraints for drug molecules were generated by using the elbow application in phenix. hydrogen bonds were evaluated with canonical parameters (constraints were relaxed by 0.4 å and 20 degrees) [37] by using chimera [38] . the protein-ligand complexes were also assessed by using the dsx score function [39] . the sars-cov-2 genome encodes 11 genes (open reading frames), and the polyprotein from orf1ab is processed into 16 proteins (polypeptides) through cleavages by the papain-like proteinase and 3c-like proteinase activities [1, 12, 40] . as a result of template search, the appropriate structural templates were found for 17 sars-cov-2 proteins among a total of 26, and their homology models were constructed ( table 1 ). the 9 unmodeled proteins included those from very short orfs, namely nsp11 (13 amino acid residues), orf7b (43 residues), and orf10 (38 residues) and probable membrane proteins (nsp6, orf3a, orf6, m, and orf8), which were annotated by the sosui server [41] . since a considerable amount of structural studies have already been done for sars-cov and mers-cov proteins, most of the available templates were from these viruses, and they had high-sequence similarity (more than 90%) to sars-cov-2 proteins. two proteins, namely papain-like proteinase (nsp3) and nucleocapsid phosphoprotein, could not be modeled into a single structural model. as a result of homology search, template structures covering the entire protein were unavailable. template structures were separated into 6 and 2 fragment/domain models, respectively. consequently, the coverages of structural model were 56% and 69% of total residues for papain-like proteinase (nsp3) and nucleocapsid phosphoprotein, respectively ( table 1) . the third region of papain-like proteinase (nsp3), nsp4, 3c-like proteinase, nsp9, endo-rnase, surface glycoprotein, envelope protein, and c-terminal region of nucleocapsid phosphoprotein was modeled into homo-multimer. as the hetero-multimeric models, nsp7 and nsp8 were modeled into hetero-16mer; rnadependent rna polymerase, nsp7, and nsp8 were modeled as hetero-tetramer (1:1:2 stoichiometry); 3'to-5' exonuclease and nsp10 formed hetero-dimer; 2'-o-ribose methyltransferase and nsp10 also formed hetero-dimer; and homo-trimer of surface glycoprotein was modeled in complex with human angiotensin i-converting enzyme 2 (ace2) ( table 1) . although the models of sars-cov-2 protein would be useful for structure-based virtual screening, potential drugs for these proteins were sought by rather simple knowledge-based method in the presented study. the ligand molecules that were complexed with the homologs of sars-cov-2 protein in the pdb were extracted, and structurally similar molecules to the ligands were sought among the approved/experimental drugs retrieved from the kegg database [33] and the drugbank database [34] . many of the approved drugs, such as morphine, aspirin, or penicillin, have been adapted from natural medicines [42, 43] . the molecules in the natural medicines are expected to serve as argent therapeutics. therefore, the ligand structures were also compared with the components of natural medicines (natural drugs) registered in the knapsack database [35] . the original ligand molecules and the detected drug molecules are summarized in table 2 . a total of 11 ligand molecules were matched to 21 approved/experimental and 5 natural drugs, and the complex models of the sars-cov-2 proteins with several promising drugs, those with high similarity score or placed in higher ranking, were constructed as follows. 3c-like proteinase is involved in the processing of viral polyprotein [44] . this enzyme is one of the most extensively studied drug targets and thus analyzed in complex with various peptide mimetic inhibitors [45] [46] [47] [48] . unexpectedly, these ligands did not show very high similarity to known drug molecules ( table 2) . as a peptide mimetic drug, carfilzomib showed highest score to the template ligand (ligand code azp) of 3clike proteinase homolog (fig. 1a) . however, the similarity score between the ligand and the drug was only 0.754. carfilzomib is the irreversible proteasome inhibitor targeted to the subunits with chymotrypsin-like activity and has been approved for refractory multiple myeloma or waldenstr€ om's macroglobulinemia [49, 50] . a complex model of carfilzomib-sars-cov-2 3c-like proteinase was constructed. in the model, carfilzomib formed a parallel b-sheet with his164-glu166, and side chains of his41, cys145, met165, leu167, phe185, and gln189 contributed major interactions (fig. 1b,c) . these residues were conserved between the template (sars-cov) and the model (sars-cov-2) proteins. carfilzomib covalently binds to active site threonine through epoxy moiety, and the epoxy moiety is also reactive with thiol group of cysteine. although a possible covalent linkage between carfilzomib and the catalytic cys145 of sars-cov-2 3c-like proteinase was not explicitly modeled, the epoxy moiety was placed close to the catalytic residue in this model. the fitness of the ligand to sars-cov-2 3c-like proteinase in the model was evaluated by the dsx function, and the score of carfilzomib, -139.6, was even better than that (à99.8) of inhibitor n3 in the complex crystal structure of sars-cov-2 3c-like proteinase (pdb id 6lu7). surface glycoprotein is used for a viral entrance into the host cell, and its cell surface receptor is human angiotensin i-converting enzyme 2 (ace2) [51] . ace, a homolog of ace2 sharing 44% amino acid sequence identity, is a major target of hypertension medicating drugs, and several ace-drug complexes have been reported [52] [53] [54] . lisinopril, enalaprilat, and captopril, which show similar structures to each other ( fig. 2a) , have been targeted toward ace and approved for hypertension treatments [55] [56] [57] [58] . in the structural complex models, these drugs were bound to the protein through a zn 2+ coordination with glu384, his356, and his360 (fig. 2b,c) . these residues were conserved between the template (ace) and the model (ace2) structures. the drug molecules also formed electrostatic interactions with arg255 and arg500 even though these residues were not conserved between ace and ace2 (gln259 and ser504 in ace). the sars-cov-2 surface glycoprotein interacted with ace2 through the receptor-binding domain (rbd), while the bound drugs had no direct interaction to the rbd (fig. 2c) , suggesting that those drugs would not directly interfere the host-pathogen interaction. the dsx scores for lisinopril, enalaprilat, and captopril in the models were à32.7, à43.6, and à25.0, respectively. these scores were considerably inferior to that (à74.6) of the specific inhibitor mln-4760 in the crystal structure of human ace2 complex (pdb id 1r4l) [59] . the complex of 2'-o-ribose methyltransferase (nsp16) and nsp10 is involved in the modification of the viral rna caps [60] . the structure of 2'-o-ribose methyltransferase subunit was determined in complex with sadenosyl-l-methionine (ligand code sam), 7-methylguanosine-5'-triphosphate-5'-guanosine (gtg), and sinefungin (sfg) [61] [62] [63] . among these ligands, sadenosyl-l-methionine is used for a therapeutic against depression, liver disorders, fibromyalgia, and osteoarthritis [64] , but also is an authentic substrate for this enzyme. sinefungin is a natural drug produced by streptomyces griseolus and experimentally used as antibiotics [65] [66] [67] (fig. 3a) . the residues of 2'-o-ribose methyltransferase, ser74, asp99, asn101, asp130, and met131, were involved in the major interactions with sinefungin (fig. 3b,c) . these residues were conserved among the template proteins (sars-cov and betacoronavirus) and sars-cov-2. as the drugs similar to these ligands, several investigational adenosine a1 receptor agonists, namely tecadenoson, selodenoson, and trabodenoson, were found (fig. 3a) . these molecules share adenosine moiety, and this moiety interacts with the aforementioned 5 conserved residues in the complex models. the dsx scores of sinefungin, tecadenoson, selodenoson, and trabodenoson were à75.6, à54.3, à70.0, and à55.3, respectively. the scores of sinefungin and selodenoson were comparable to that (à74.9) of the genuine substrate, s-adenosyl-l-methionine, in the complex crystal structure with mers-cov 2'-o-ribose methyltransferase (pdb id 5yni). in the presented study, knowledge-based models of sars-cov-2 proteins were constructed by homology modeling and comparison of the known ligands with drugs. since a considerable number of structure analyses have already reported for coronavirus proteins including those of sars-cov, 66% (17/26) of the sars-cov-2 proteins could be modeled based on highly similar (85% sequence identity and 89% coverage on average) templates (table 1) . several drugs were suggested to bind to the sars-cov-2 targets ( table 2 ). the procedure employed in the presented study should largely limit the extent of search (because it depends on the presence of ligands in known complex structures). however, it is noteworthy that the binding of suggested drugs to the homologous proteins of the sars-cov-2 targets would be probable because of the presence of structural evidences. the complex models were constructed for several high-scored and/or high-ranked drugs. unexpectedly, no drug was detected for one of the most promising drug targets, 3c-like proteinase, with a similarity score higher than 0.8. in the previous study, the score more than 0.8 was suggested to be required for highly similar interactions between ligand and protein [36] . it is implied that the inhibitors bound to the 3c-like proteinase in the known structures are considerably deviated from most of the approved protease-targeted drugs. for example, the anti-hiv drug lopinavir/ritonavir, which was expected to target sars-cov-2 3clike proteinase [16, 17] , showed only limited similarity (score 0.513) to the known ligand (ligand code axp) of sars-cov 3c-like proteinase ( fig. 2a) . one possible reason for the low similarity to drugs is that the protease inhibitors tend to have higher molecular weight and thus their molecular structures showed large variety. another reason would be that a majority of the protease inhibitory drugs are targeted toward serine or zinc proteases [68, 69] . also, the expected drug lopinavir/ritonavir has been designed for hiv protease, which is aspartic protease. these proteases are structurally distinct from 3c-like proteinase known to be a cysteine protease. this observation implies that structure optimizations would likely be required for repurposed drugs for sars-cov-2 3c-like proteinase. consequently, the presented study suggested carfilzomib, which has been targeted toward threonine protease and approved for multiple myeloma treatment [49, 50] , as a marginally resembling drug. the model showed, however, carfilzomib fits well (even better than the specific inhibitor n3, according to the dsx score) into the active site by forming considerable stabilizing interactions and no severe steric hindrance (fig. 1c) . another potential target is the complex of surface glycoprotein and ace2 to prevent virus entry into the cell [70, 71] . many hypertension drugs are targeted to ace, and the presented study highlighted the approved drugs, namely lisinopril, enalaprilat, and captopril, as potential ligands for ace2. an expectation in advance was to find a drug that bound to ace2 and also interfered the interactions between surface glycoprotein and ace2. however, as the models revealed, the drug-binding site of ace2 existed inside a deep cleft in the center of ace2 molecule, and the ligands do not interact directly with the surface glycoprotein (fig. 2c) . the human ace2 has been demonstrated to change its conformation from open to close forms (pdb ids 1r4l and 1r42, respectively) upon inhibitor binding [59] . thus, if this conformational change involves the interface to the rbd of surface glycoprotein, a drug bound to the drug-binding site might interfere with the binding between ace2 and surface glycoprotein indirectly. this allosteric inhibition mechanism, however, is not highly expected because no obvious conformational change was observed in the interface region when comparing the open and close conformations of ace2. most of the predicted drugs are targeted toward ace (not ace2), and ace and ace2 diverge considerably in their amino acid sequences (44% identity). the fitness of the drugs was evaluated to be lower than the specific inhibitor to ace2. therefore, effects of the predicted ace drugs on preventing surface glycoprotein-ace2 interactions would not be highly promising. another target presented results highlighted was 2'-o-ribose methyltransferase (nsp16)-nsp10 complex, which is less focused as a target of drug repurposing. 2'-o-ribose methyltransferase is required to finalize the cap structure, 7me gpppa 2'ome , of coronavirus rnas by transferring a methyl group to 2' oh group of ribonucleotide from s-adenosyl-l-methionine [72, 73] . the cap structure is essential for viral mrnas to be translated and escape from innate immune system in the host cell. thus, inhibition of this enzyme might prevent virus propagation. despite the overall sequence identities between templates (sars-cov or human betacoronavirus) and sars-cov-2 enzymes were relatively low (~66%), the residues interacting with the drugs were conserved. among the suggested drugs for this enzyme, sinefungin is a naturally occurring and verified inhibitor of 2'-o-ribose methyltransferase. since a toxicity was detected [74] , however, appreciation of this natural drug should be carefully considered. although tecadenoson has been examined in a clinical trial for atrial fibrillation, and passed phase ii test, final results were not formally reported at this point of time [75] . trabodenoson was designed for treating ocular hypertension and primary open-angle glaucoma [76], but had failed in the phase iii clinical trial test due to lack of superiority over placebo. selodenoson was designed to control heart rate [77] , and it seems still in a developmental stage. since tecadenoson and trabodenoson appeared to have cleared the phase i tests, these drugs would worth examining against covid-19. the dsx score suggested the fitness of sinefungin or selodenoson is comparable to the genuine substrate of the 2'-o-ribose methyltransferase. several structure determinations of sars-cov-2 proteins, for example, endo-rnase (pdb ids 6vww and 6vw01), nucleocapsid phosphoprotein (6vyo), and nsp12 (rna-dependent rna polymerase)-nsp7-nsp8 complex (pdb id 7bv2) have been reported after the modeling of the presented study was executed. although many of the other proteins should be under analyses undoubtedly, it would take considerable time before all structures of potential targets are experimentally elucidated. during the period until the structural determinations, theoretical models might be useful. the presented structural models are freely available from the binds webpage (https://www.bind s.jp/sars-cov-2/) and also deposited in the bsm-arc repository (bsm00015) [78] . this work was partly supported by the platform project for supporting drug discovery and life science mo, sk, and ts conceived and designed the study. ah, cs, sn, ms, and ts constructed the models. ah, cs, and ts wrote the manuscript. all authors commented on the manuscript. a new coronavirus associated with human respiratory disease in china return of the coronavirus: 2019-ncov drug treatment options for the 2019-new coronavirus (2019-ncov) remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro breakthrough: chloroquine phosphate 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sars-coronavirus mrna cap methylation molecular mechanisms of coronavirus rna capping and methylation a9145, a new adenine-containing antifungal antibiotic. i. discovery and isolation tecadenoson: a novel, selective a1 adenosine receptor agonist trabodenoson, an adenosine mimetic with a1 receptor selectivity lowers intraocular pressure by increasing conventional outflow facility in mice anti-arrhythmic drug therapy for atrial fibrillation: current anti-arrhythmic drugs, investigational agents, and innovative approaches the biological structure model archive (bsm-arc): an archive for in silico models and simulations key: cord-280158-3fhhuzg5 authors: hoffman, paul s. title: antibacterial discovery: 21st century challenges date: 2020-04-28 journal: antibiotics (basel) doi: 10.3390/antibiotics9050213 sha: doc_id: 280158 cord_uid: 3fhhuzg5 it has been nearly 50 years since the golden age of antibiotic discovery (1945–1975) ended; yet, we still struggle to identify novel drug targets and to deliver new chemical classes of antibiotics to replace those rendered obsolete by drug resistance. despite herculean efforts utilizing a wide range of antibiotic discovery platform strategies, including genomics, bioinformatics, systems biology and postgenomic approaches, success has been at best incremental. obviously, finding new classes of antibiotics is really hard, so repeating the old strategies, while expecting different outcomes, seems to boarder on insanity. the key questions dealt with in this review include: (1) if mutation based drug resistance is the major challenge to any new antibiotic, is it possible to find drug targets and new chemical entities that can escape this outcome; (2) is the number of novel chemical classes of antibacterials limited by the number of broad spectrum drug targets; and (3) if true, then should we focus efforts on subgroups of pathogens like gram negative or positive bacteria only, anaerobic bacteria or other group where the range of common essential genes is likely greater?. this review also provides some examples of existing drug targets that appear to escape the specter of mutation based drug resistance, and provides examples of some intermediate spectrum strategies as well as modern molecular and genomic approaches likely to improve the odds of delivering 21st century medicines to combat multidrug resistant pathogens. infectious diseases are a leading cause of death worldwide, yet the miracle antibiotics developed to combat them are being lost to the rapid emergence of drug resistance. modern medicine is heavily dependent on antibiotics that enable many procedures including abdominal surgeries, bone marrow and organ transplants, managing immune compromised patients and cancer patients and for routine hip and knee replacements [1, 2] . while one might presume that new antibiotics would be discovered at a sufficient pace to replace those rendered obsolete by resistance, this has not happened. worse, the few antibiotics that recently entered the clinic are derivatives of older drugs and are susceptible to the same existing drug resistance mechanisms. it is hard to imagine that the last new chemical class of antibiotic for treating infections caused by gram negative (superbug) bacteria (gnb) was the quinolones, discovered over 50 years ago. and, it is not much better for the gram positives (gp) with linezolid and daptomycin discovered nearly 30 years ago. while fleming and waksman are well known discoverers of antibiotics (penicillin and streptomycin, respectively), it is unlikely that anyone today knows someone that delivered a new class of antibiotic from bench to clinic. thus, unlike most disciplines of science and technology, there are no experts to advise us. worse, there seems to be no cumulative knowledge gained from the many failures upon which to build a winning strategy [3] . while it has been argued that the discovery of antibiotics is one of the greatest achievements in medicine in the 20th century; our failure to build a sustainable antibiotic discovery platform has left us with one of the greatest liabilities, and now in the 21st century, one of the greatest challenges. some blame the lack of funding or of effort, but in retrospect the effort was substantial, particularly by the pharmaceutical industry in the 1990's, and most agree that massive investments would have made little difference. while much has been written recently to explain these failures [4] [5] [6] [7] ; few have provided tactical approaches that might fare any better [6] . emergence of drug resistance remains the greatest concern and biggest challenge to future discovery efforts. many believe it is impossible to create an antibiotic to which bacteria cannot evolve resistance and based on some recent experience, the therapeutic window for any new one is projected to be less than five years-a major disincentive. if indeed antibiotic resistance (mutation-based drug resistance) is the major challenge; then, why have we not focused on identifying drug targets less prone to mutation-based resistance? with scarce resources and many suggestions for how to find next generation antibiotics, where do you place your bets [3] ? this review examines current discovery approaches and their intrinsic liabilities; challenges some myths associated with antibiotic resistance; and concludes by exploring promising 21st century discovery strategies along with some examples of antibacterials that might escape the specter of drug resistance. there are many headwinds and challenges to antibacterial discovery and delivery of new medicines to the clinic that are not discussed herein (societal, regulatory and marketing) that readers are directed elsewhere for more comprehensive coverage [8] [9] [10] [11] . most of the antibiotics used in the clinic today were derived from natural products (np) identified in screens of environmental material using variations of the waksman platform strategy [12] . synthetic antibacterials trace back to paul ehrlich who identified chemical compounds like salvarsan that was active in the treatment of syphilis. later, domagk discovered the dye prontosil and its active metabolite sulfanilamide that inhibited folic acid biosynthesis. this work led to development of the sulfa drugs [13] . medicinal chemistry and the advent of high throughput screens of compound libraries (target based) replaced np searches in the mid 1990's and reintroduced the idea of synthetic chemistry as a strategy for creating next generation antibacterials. advances in computational biology (bioinformatics, systems biology, and metagenomics) and structural biological technologies (crystal structures of protein targets, ligand screens via docking software, the so called designer drug strategy) have led to a third discovery strategy-synthetic biology. while all these technologies engender some optimism, the main reason for the antibiotic discovery void in the first place is that creating new chemical classes is really hard. is repeating history a viable strategy?-probably not. one definition of insanity is repeating the same task over and over again while expecting a different outcome. this is especially applicable to antibiotic discovery research where much emphasis has been placed on finding new natural product (np) antibiotics [12] . after all, the vast majority of antibiotics used in the clinic are derivatives of nps. the insanity with continuing on this path is that for all of these np antibiotics, resistance mechanisms predated their therapeutic use and this is unlikely to change [3, 6, 7] . moreover, we know from past discovery efforts that nps tend to be redundant-with the same targets and mechanisms of action appearing over and over again [14] . casting a wider net will not change this reality, because the number of broad spectrum drug targets is quite small [5] . hypothesis. the number of antibiotic classes is limited by the number of broad spectrum drug targets. it follows that the number of resistance mechanisms will generally parallel the number of antibiotic classes. hence, modifying the genes associated with secondary metabolism, while potentially improving an existing scaffold, is unlikely to produce new chemical classes of antibacterials. another issue with nps is that since they have evolved in natural environments and not in the human milieu, most nps are structurally complex and as such are by default poor pharmacophores (pk/pd), requiring much medicinal chemistry to improve bioavailability, to reduce drug metabolism or to reduce intrinsic toxicities. the pharmaceutical industry abandoned np divisions long ago in favor of high throughput screens of compound libraries against novel drug targets (another failure, see below); or, more productively to create next generation derivatives of existing antibiotics, a strategy that has worked well and continues today as judged by the number of analogues in the current pipeline. despite the continuum of second, third and fourth generation β-lactams (penicillin, cephalosporin and carbapenem derivatives) [11] , by far the largest group of antibiotics used in the clinic today, has not solved the resistance problem originally pointed out by alexander fleming in the late 1940's. while logic dictates that we should abandon further development of this class, advances in pairing them with β-lactamase inhibitors (clavulinate, avibactam, and vaborbactam to mention a few) has restored their effectiveness and extended their clinical lifetimes [15] . since β-lactamases and β-lactam targets (penicillin binding proteins, pbp) share conserved structural attributes that can be altered via mutation, resistance will eventually defeat them, but for now this strategy is both viable and profitable. the current antibacterial pipeline is populated with new derivatives based on the scaffolds for quinolones, tetracyclines, macrolides and aminoglycosides [16] . new chemistries around existing scaffolds has the potential to overcome current resistance mechanisms by improving binding complexity with the drug target, and or improve pharmacological properties. in this regard, the ketolides were supposed to overcome resistance to macrolides, but the tradeoff is increased toxicities. however, given our experiences with np antibiotics in general, it is unlikely that continued searches for new ones, regardless of where one looks, will be any more successful than past efforts. in the mid 1990's, the pharmaceutical industry turned to molecular biology and genomics to sort through microbial genomes for novel drug targets that could be cloned and their products configured into assays amenable to robotic high throughput screens of massive compound libraries (target-based platform). after all, new medicines were found in library screens in other therapeutic areas, including antivirals [17] . the fatal assumption in antibacterial screens was the belief that antibiotic-like material was present in these chemical libraries [3] [4] [5] [6] . in reality, they contained little that resembled antibiotics, because antibiotics are often of high molecular weight and far more complex than can be synthesized by chemists. worse, most of these compounds were poor pharmacophores (hydrophobic with poor pk/pd properties) and failed both lipinski's rule of five and hergenrother's rules for penetration of gn bacteria [18] [19] [20] . unfortunately, efforts to assemble libraries composed of more "antibiotic like material" have yet to deliver an antibacterial to the clinic. what does "antibiotic like" really mean anyway? the experiences of glaxosmithkline, astrazeneca and others are well documented and today there seems to be little enthusiasm for revisiting this approach [3, 5, 6] . however, the lists of potential therapeutic drug targets identified in these bioinformatics initiatives and others remain to be exploited. one of the targets in the gsk screen, fabi, an enoyl-acp reductase and rate-limiting step in fatty acid biosynthesis is the target of a novel therapeutic (afabicin, formerly debio-1450) that is active against staphylococcus [21] . importantly, the failure of hts to deliver new therapeutics to the clinic should not be confused with whether or not synthetic antibacterials can be developed de novo as part of a rational or designer drug strategy (see later section). every healthcare worker can tell you why antibiotic resistance is bad for patients and why antimicrobial stewardship (judicious use) is so important, but few have any deep understanding of the diversity of underlying molecular and genetic mechanisms. this has created a "chicken little" effect; where strong opinions based on shallow thinking, perpetuation of myths and intolerance of new ideas have unnecessarily complicated the discovery process. much of antibiotic theory has evolved over nearly 100 years of history and mostly from experiences with nps. antibiotics and their respective resistance mechanisms have co-evolved over millions or even billions of years of internecine microbial warfare that is ongoing in the environment. these resistance mechanisms are encoded in dna and can be disseminated throughout the microbial world via mobile genetic elements and horizontal transfer [22] . it is not surprising that soil and aquatic microbes transfer these resistance determinants to human and animal pathogens, often in clinical settings where antibiotics are in heavy use. there is no good outcome to the continued use of nps and as discussed previously it is unlikely that new ones will fare any better. this is best exemplified by the emergence of resistance (mcr-1 family) to colistin, a polymyxin class antibiotic that has been around for decades, but little used, until the emergence of carbapenem resistance in klebsiella (kpc) and other carbapenem resistant enteric superbugs (cre) made it the drug of last resort [23] . the rapid and global emergence of mcr-1 just underscores the point. the resistance problem is further exacerbated by globalization, increasing population density and international travel that has brought us mcr-1 as well as the ndm-1 β-lactamase resistance determinant [24] . the covid-19 pandemic, unfortunately, is another example of the accelerated global spread of biological agents. it follows from the previous paragraph on nps, that synthetic antibacterials that inhibit targets "mother nature" has yet to find would require millions of years of evolution for resistance determinants to emerge. note that this hypothesis also holds true for new chemistries against established drug targets, provided that they are also not susceptible to existing resistance mechanisms. a good example is linezolid, a synthetic antibacterial discovered nearly 30 years ago and more recent derivatives (tedizolid), that inhibit protein synthesis in gp bacteria [25] . one might think that synthetic antibacterials would enjoy a long clinical life. unfortunately, synthetic classes of antibacterials, including linezolid, are often defeated by mutation-based drug resistance. mutations occur naturally (probability of~1 in 10 8 ) in dna and since microbial infections involve hundreds of billions of bacteria, microbes tend to win the probability game. survival is the prime directive for any lifeform and in particular, the stress of antibiotics on bacteria, especially at sub-inhibitory levels, provides strong selection for these resistant variants to emerge and flourish. it should be pointed out that mutation-based drug resistance also underlies resistance for nearly all nps. this reality led eric lander and john p. holdren to conclude in a summary of their report by the committee on antimicrobial resistance to the president's council on science and technology that: "in the fight against microbes, no permanent victory is possible: as new treatments are developed, organisms will evolve new ways to become resistant" [26] . this grim prediction is certainly supported by a recent clinical trial of promising synthetic boron containing heterocycle leucyl trna synthetase inhibitor which was halted due to rapid emergence of drug resistance [27] . this novel drug inhibited a non-essential proof-reading region of the essential enzyme in which mutations could accumulate and thereby defeat the inhibitor without total loss of function [27] . the lessons learned here include: (1) focus on the essential catalytic center of a prospective drug target, (2) ensure amino acid conservation within this region (resists mutation), and (3) confirm by co-crystallization that leads indeed are binding within the catalytic pocket of the target. it is also helpful early on to explore possible off target activities against human drug targets related to a particular enzyme class. attention to these details might lead to medicines that slow the inevitable pace to drug resistance. it raises another critical question "can we find drug targets that by catalytic mechanism are capable of escaping mutation-based drug resistance? targets that might defeat mutation based drug resistance do exist. one example is the lipid ii and lipid iii targets associated with cell wall biosynthesis [28] . these targets are composed of lipid and not amino acids and are the target of a new np antibiotic teixobactin that is in early clinical development for treatment of infections caused by gp bacteria [29] . another type of target that had not been previously considered is pyruvate: ferredoxin oxidoreductase (pfor) whose catalytic center is highly conserved through evolution and for which there are no np inhibitors [30] . the pfor catalytic mechanism involves a uniquely positioned and contorted vitamin cofactor (vitamin b1 or thiamine pyrophosphate, tpp) [30, 31] . redox cycling via iron/sulfur centers activates the vitamin to enable binding of substrate pyruvate. the nitrothiazolide class of synthetic antibiotics (fda approved nitazoxanide and analogue amixicile in clinical development) deactivates the vitamin via a proton abstraction mechanism that is dependent on a functional enzyme [30, 32] . two key points here are that mutations to the enzyme (loss of function) or that alter the vitamin, a small molecule, are lethal (2316). tpp is also a cofactor in many enzymes (pyruvate dehydrogenase [pdh] and pyruvate carboxylase), but these are not inhibited by nitazoxanide or amixicile [30, 31] . importantly for nitazoxanide, there are no toxicities in humans or mitochondria which lack the drug target. importantly, in over 10 years of clinical use, there are no reports of drug resistance with nitazoxanide. a hint at possible resistance to nitazoxanide comes from studies of lab generated resistant mutants of human parasite giardia, where whole genome sequencing found no single correlating mutation among resistant strains [33] . from this study and others, it is possible to suggest that second site compensatory mutations may lead to metabolic shifts that produce a "tolerance like phenotype", much like over expression of efflux systems incrementally raise mic for quinolones. is this evolution at work? it could be, as efflux buys time for mutations in gyrase and topoisomerase genes to manifest. alternatively, as noted with nitazoxanide tolerance in helicobacter pylori, it may be an example of the microbe "faking it", i.e., tinkering with limited metabolic regulatory choices to enable survival [31] . in this case, tolerance can be overcome by increasing the therapeutic dose, i.e., one that the microbe cannot overcome by tinkering. the jury is still out though, as only time will tell if such tolerance mechanisms can be inherited. there are several caveats from the pfor example that might be useful in identifying new targets: (1) pfor is an ancient enzyme highly conserved through evolution; (2) the vitamin cofactor is uniquely positioned and tightly bound within the enzyme; (3) the critical amino acids required for cofactor function are absolutely conserved based on analysis of available sequences of pfor enzymes (>1000) despite whether pfor is a dimer of high molecular weight monomers or like in helicobacter pylori, a dimer comprised of multiple subunits [34] ; and (4) all of these traits are found in the entire broad family of the alpha-keto-acid oxidoreductases (multiple essential targets). perhaps most important in this example is that nitazoxanide and amixicile work by a "theft" mechanism that requires a functional enzyme and cofactor. the phenotype to the affected pathogen is one of slow starvation (pyruvate) with no definable selective mechanism or means to overcome inevitable death by starvation. in retrospect, few searches for new drug targets considered mutation frequency as a criterion for prioritization. finding catalytic centers that are highly conserved and potentially druggable can be relatively straightforward, but like pfor, would likely yield targets of limited spectrum. "highly conserved" generally means that mutations in these regions lead to loss of function or lethality. these potential targets can be catalogued by comparative genomics (blastp approach) by comparing genomes (gene products) from a target group of pathogens. by setting the probably of the match (identity) bar to be more stringent (e −30 or e −40 ) creates a shorter list of protein matches whose amino acid sequences are highly conserved [35, 36] . further analysis would include amino acid conservation within the catalytic center along with other evaluative criteria that includes chemical space, catalytic mechanism, participation of cofactors and uniqueness from orthologues found in humans or mitochondria. crystal structure of the enzyme is crucial in this process and in silico screening of chemical libraries becomes an early first step in finding developable leads. a number of recent examples can be used to guide this process [17, 37, 38] . the power of computational biology and chem-informatics has yet to be fully exploited, so this area has room to grow. an advantage of this approach is that objective criteria replace age old empiric rationale (guesswork) in choosing drug targets. however, the reality of finding new broad spectrum drug targets is close to nil. this is because microbial genomes are small and the major targets for broad spectrum antibiotics are already known (protein synthesis, dna and rna synthesis, cell wall biosynthesis and a few central metabolic pathways) [39] [40] [41] [42] [43] . as discussed below, we need to consider targets of more limited spectrum. the number of broad spectrum drug targets among microbes that meet the criteria of essential and non-redundant is predicted to be quite small, perhaps fewer than several hundred [5, 35] . most targets are already known and come with the baggage of preexisting antibiotic resistance mechanisms and the reality that they will cause collateral damage to normal flora when deployed. the problem with narrow spectrum antibiotics is that clinicians do not use them when the pathogen responsible for an infection is not known or is potentially polymicrobial. broad spectrum antibiotics are a hedge and provide liability coverage in the event of an adverse outcome. this reluctance also plagues new antibacterials that enter the clinic, another headwind to drug development. ironically, getting a new broad spectrum antimicrobial through the food and drug administration (fda) today is nearly impossible because for each indication a separate clinical trial is generally required and the additive costs are prohibitive. antibacterials currently in clinical development (gepotidacin) and those that have recently entered the clinic like oritavancin, dalbavancin and tedizolid are examples where the potential use is purposefully limited [5] . in the distant past, the spectrum for an antimicrobial was often established by the process of "off label" use (trial and error), but today, hospital practice/malpractice and liabilities have essentially ended this strategy. we can expect in the future that the number of indications for antibacterials will continue to be limited by development costs [44] . perhaps a more productive antibacterial strategy is to focus on groups of microbes sharing common essential drug targets as exampled by pfor. in this example, nitazoxanide exhibits the same spectrum as metronidazole, providing broad anaerobic coverage (gp and gn), treatment of infections caused by anaerobic human parasites and potentially treatment of infections caused by members of the epsilon proteobacteria (helicobacter and campylobacter). along these lines, developing antimicrobials that target either gp or gn bacteria would exploit new drug targets unique to each, such as teixobactin for gpb. similarly, drugs that are selective against mycobacterium tuberculosis are highly desirable since resistance is a major problem [45] . recent new chemical classes of anti-tubercular therapeutics include the nitroimadazole delamanid that targets the f 420 deazaflavin nitroreductase [46] . similarly, pathogen selective therapeutics such as ridinilazole, a novel synthetic drug in clinical development for treatment of colitis caused by clostridioides difficile, are developed in response to an urgent clinical need [47] . in this case, ridinilazole targets cell division by an unknown mechanism that is likely to uncover a novel drug target and mechanism. microbiome studies support limited collateral damage with ridinilazole and the frequency of drug resistance appears to be low [48] . since there is an urgent need to develop gn-selective therapeutics, focusing on targets unique to them and vetted by objective criteria (including resistance to mutation) should be encouraged. indeed, ongoing drug discovery efforts are targeting lps biosynthesis (lpxc, lepb, msba) [49] , essential enzymes associated with beta-barrel assembly machine (bam), lipoprotein assembly (lol), and even the periplasmic disulfide bond isomerase (dsba, dsbc, dsbd) enzymes [49] [50] [51] [52] [53] . unfortunately, lead compounds targeting lps biosynthetic systems have proven toxic and reminds us that finding new chemistries of low toxicity remains a significant challenge. focus on anti-virulence strategies, particularly for gn superbugs, is now gaining momentum as inhibitors are emerging against secretion systems, pili, motility, quorum sensing and toxins [54, 55] . conceptually, if virulence systems contribute to antibiotic resistance or tolerance, inhibition of these systems might result in regulatory changes that restore or enhance susceptibility to mainline antibiotics. as better rapid diagnostics come onboard, narrow or limited spectrum antibacterials will see increased usage, and when treating polymicrobic infections, therapeutic strategies would likely mix and match the appropriate therapeutics. even better, we might consider creating bi-functional or hybrid antibacterials that provide dual function that likely will extend both coverage and timelines to resistance. repurposing of drugs, especially fda approved medicines, for use as antibacterials has gained in interest since they skip the early preclinical and clinical development stages [56] . it is also believed that such drugs would also come with novel modes of action and perhaps escape preexisting drug resistance mechanisms. perhaps the most studied of these compounds is auranofin, a drug developed to treat rheumatoid arthritis and cancer, that is a potent inhibitor of thioredoxin reductase found in many human pathogens including clostridioides difficile [57] . for repurposed drugs in general the primary indication is still a secondary target of the new application. in order to gain therapeutic efficacy (serum levels greater than mic), repurposed drugs would likely be administered at concentrations exceeding levels required for efficacy of the original use. in reality, drugs that actively target human enzymes, often come with undesirable side effects or toxicities. still, for treatment of infections such as tuberculosis, gonorrhea or by c. difficile and h. pylori, repurposed drugs in combination with other therapeutics might aid overcoming drug resistance. the goal of this review was to point out basic science challenges to the discovery of new classes of antibacterials and to provide some suggestions on how to move forward in a more productive manner. we know that the "waksman platform" for discovery of new nps and the "hts-target based platform" for screening chemical libraries have both failed to deliver new antibacterials. does repeating these strategies boarder on insanity? from a business perspective, investment in antibacterial discovery is mitigated by concerns over rapid emergence of drug resistance and loss of investment. if indeed mutation-based drug resistance is the greatest impediment to the discovery effort, then why not work backwards from the problem as a discovery strategy? this review provides a few examples of such drug targets (pfor and lipid ii) and respective inhibitors that shows that this approach has merit. structure based drug design has yielded therapeutics in other areas including hiv/aids (protease inhibitors), antivirals (zanamivir for influenza), and even inhibitors of cyclooxygenase, so why not for antibacterials? bioinformatics can be used to collate essential targets and provide a probability score for evaluating risk for mutation based drug resistance. structure based drug design tools have been steadily evolving and their use in evaluating three dimensional structure and chemical space for ligand binding can be integrated with in silico screens of synthetic chemical libraries to produce early leads. lead optimization and structure activity relationships (sar) can be modeled and synthetic chemistry and chem-informatics can be used to optimize candidates in areas of pk/pd, drug metabolism and toxicology, essential to building safe medicines. it should be obvious that antibacterial development in the future will require a wide range of biological, chemical, computational and pharmacological disciplines working towards a common goal to progress 21st century medicines. while the pharmaceutical industry used to contain this expertise, we need to find a way to fund such initiatives that also removes the shareholders and corporate return on investment metrics from the equation. while carb-x and other related initiatives are critical in the clinical development of antibacterials via cost sharing with startup companies, the real bottleneck occurs much earlier in the early discovery process. if 50 years of effort has not yielded a novel class of gn therapeutic, one might imagine the failure rate for any new initiative might be close to 100%, not a viable strategy for "bean" counters. we have to ask "how much are we willing to invest in order to get one new antibiotic to the clinic?" we already know many ways not to make an antibiotic, perhaps now we can find more creative and imaginative ways to produce them. perhaps if we present the antibiotic crisis as on the scale of the covid-19 pandemic, maybe it would engender greater attention and resource allocation. funding: this research received on external funding. the author declares on conflict of interest. who will develop new antibacterial agents? attributable deaths and disability-adjusted life-years caused by infections with antibiotic-resistant bacteria in the eu and the european economic area in 2015: a population-level modelling analysis antibacterial drug discovery: some assembly required challenges of antibacterial discovery revisited drugs for bad bugs: confronting the challenges of antibacterial discovery eskapeing the labyrinth of antibacterial discovery challenges of antibacterial discovery time for a change: addressing r&d and commercialization challenges for antibacterials towards a new business models for r&d for novel 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novel inhibitor of pyruvate: ferredoxin oxi-doreductase shows efficacy against clostridium difficile in a mouse infection model resistance formation to nitro drugs in giardia lamblia: no common markers identified by comparative proteomics helicobacter pylori porcdab and oordabc genes encode distinct pyruvate:flavodoxin and 2-oxoglutarate:acceptor oxidoreductases which mediate electron transport to nadp systematic identification of selective essential genes in helicobacter pylori by genome prioritization and allelic replacement mutagenesis antibactr: dynamic antibacterial-drug-target ranking integrating comparative genomics, structural analysis and experimental annotation approaches to the structure-based design of antivirulence drugs: therapeutics for the post-antibiotic era design, synthesis biological and evaluation of novel aryldiketo acids with enhanced antibacterial activity against multidrug resistant bacterial strains rational design of drug-like compounds targeting mycobacterium marinum melf protein postgenomic strategies in antibacterial drug discovery antibacterial drug discovery in the resistance era antibacterial discovery and development-the failure of success? antibiotic discovery: where have we come from, where do we go? antibiotics an overview of new antitubercular drugs, drug candidates, and their targets from discovery to its use for pulmonary multidrug-resistant tuberculosis (mdr-tb) ridinilazole: a novel antimicrobial for clostridium difficile infection enhanced preservation of the human intestinal microbiota by ridinilazole, a novel clostridium difficile-targeting antibacterial, compared to vancomycin countering gram-negative antibiotic resistance: recent progress in disrupting the outer membrane with novel therapeutics a novel inhibitor of the lolcde abc transporter essential for lipoprotein trafficking in gram-negative bacteria monoclonal antibody targeting the β-barrel assembly machine of escherichia coli is bactericidal disrupting gram-negative bacterial outer membrane biosynthesis through inhibition of the lipopolysaccharide transporter msba the small molecule nitazoxanide selectively disrupts bam-mediated folding of the outer membrane usher protein thinking outside the bug: molecular targets and strategies to overcome antibiotic resistance defeating antibiotic-resistant bacteria: exploring alternative therapies for a post-antibiotic era drug repurposing for the treatment of bacterial and fungal infections repurposing auranofin as a clostridioides difficile therapeutic key: cord-104431-3rblzyry authors: hill, andrew; wang, junzheng; levi, jacob; heath, katie; fortunak, joseph title: minimum costs to manufacture new treatments for covid-19 date: 2020-04-30 journal: nan doi: nan sha: doc_id: 104431 cord_uid: 3rblzyry introduction: ‘repurposing’ existing drugs to treat covid-19 is vital to reducing mortality and controlling the pandemic. several promising drugs have been identified and are in various stages of clinical trials globally. if efficacy of these drugs is demonstrated, rapid, mass availability at an affordable cost would be essential to ensuring equity and access especially amongst lowand middle-income economies. methods: minimum costs of production were estimated from the costs of active pharmaceutical ingredients using established methodology, which had good predictive accuracy for medicines for hepatitis c and hiv amongst others. data were extracted from global export shipment records or analysis of the route of chemical synthesis. the estimated costs were compared with list prices from a range of countries where pricing data were available. results: minimum estimated costs of production were us $0.93/day for remdesivir, $1.45/day for favipiravir, $0.08/day for hydroxychloroquine, $0.02/day for chloroquine, $0.10/day for azithromycin, $0.28/day for lopinavir/ritonavir, $0.39/day for sofosbuvir/daclatasvir and $1.09/day for pirfenidone. costs of production ranged between $0.30 and $31 per treatment course (10–28 days). current prices of these drugs were far higher than the costs of production, particularly in the us. conclusions: should repurposed drugs demonstrate efficacy against covid-19, they could be manufactured profitably at very low costs, for much less than current list prices. estimations for the minimum production costs can strengthen price negotiations and help ensure affordable access to vital treatment for covid-19 at low prices globally. introduction as the sars-cov2 pandemic continues to grow, researchers worldwide are urgently looking for new treatments to prevent new infections, cure those already infected or lessen the severity of disease. an effective vaccine may not be widely available until late 2021, even if trials are successful [1] . there are clinical trials in progress to 'repurpose' drugs, normally indicated for other diseases, to treat covid-19 [2, 3] . the shortened development timeline and reduced costs to this approach [4] of using already existing compounds is particularly advantageous compared with new drug discovery in a pandemic situation, where time is of the essence. antiviral drugs include nucleotide analogue remdesivir, which was previously used experimentally but unsuccessfully against ebola [5] [6] [7] [8] , favipiravir, used to treat influenza [9] , the hiv protease inhibitor lopinavir/ritonavir (lpv/r) [10, 11] , the antimalarials chloroquine and hydroxychloroquine [12] [13] [14] , and the directacting antivirals sofosbuvir and daclatasvir [15] , which are all potential candidates. additionally, treatments to improve lung function and reduce inflammation, such as pirfenidone [16, 17] and tocilizumab [18, 19] , are being evaluated in clinical trials. most of the clinical trials reported so far are small pilot studies, often non-randomised, making interpretation of current evidence difficult. however, results from randomised trials of these repurposed treatments should become available from may 2020 onwards. if favourable results are shown from these new trials, there is the potential to rapidly upscale production of the most promising drugs. the safety profiles of these drugs have already been established from clinical trials for other diseases, so they could be rapidly deployed to treat covid-19 before vaccines become available. low-and middle-income countries will need access to these treatments at minimum prices to ensure all those in need can be treated. even in high-income countries, the burden of disease could be so great that access to drugs at minimum costs could also be necessary. the hiv epidemic has been controlled by mass treatment with antiretroviral drugs worldwide, at very low unit costs. large donor organisations such as the global fund for aids, tb and malaria (gfatm) and the president's emergency plan for aids relief (pepfar) order drugs to treat >20 million people with hiv, at prices close to the cost of production [20, 21] . this system allows low-and middle-income countries to access high-quality drugs at affordable prices. the minimum costs of drug production can be estimated by calculating the cost of active pharmaceutical ingredients (api), which is combined with costs of excipients, formulation, packaging and a profit margin, to estimate the price of 'final finished product' (ffp) -the drug ready for use. there are established methods for these calculations, which have reliably predicted the minimum costs of drugs to cure hepatitis c [22, 23] and other diseases [24, 25] . the purpose of this analysis was to apply the same calculations to the new candidate treatments for covid-19. the leading candidate drugs to treat covid-19 were selected based on recent reviews and analysis of ongoing clinical trials [2, 8, [10] [11] [12] 15, [17] [18] [19] [26] [27] [28] [29] [30] [31] [32] [33] . the treatments selected were remdesivir, favipiravir, lopinavir/ritonavir, hydroxychloroquine, chloroquine, azithromycin, pirfenidone, tocilizumab and sofosbuvir/daclatasvir. all are currently being evaluated in randomised trials, with results expected between may and september 2020. the methods used to estimate minimum costs of production have been described previously [24, 25] . briefly, we analysed the costs of exports of api from india using the online tracking database panjiva [34] , which shows details of all shipments of api with quantities and costs per kilogram. we used all available costing data for each drug api found on panjiva, excluding shipments <1kg in size, alongside the lowest and highest 15% of results based on prices per kg. a 5% api loss during tableting process was factored into our calculations, and a conversion cost of us $0.01 per tablet was used. a multiplier based on api mass was applied to account for the price of excipients, which are additional substances needed to convert api into fpp. our estimated api costs presume that production is carried out by a generic provider of apis, where associated costs of capital investment, overhead and labour are not as high as for production by originator companies. this method was applied to small-molecule drugs only. in addition, the drug remdesivir, which is administered by iv infusion, was considered separately when estimating formulation costs. a profit margin of 10% and indian taxation of 27% on profit was added. these results were cross-checked with a second api database, pharmacompass [35] , which displayed records up to 2016 only. panjiva was selected to provide real time, up-to-date shipment and cost data. the estimates assume a volume of 1000 kg of api for each compound. three drugs did not have available data on api production: remdesivir and favipiravir and tocilizumab. for the first two, api production costs were estimated based on published routes of chemical synthesis [6, 7, 36, 37] . since remdesivir is administered by iv infusion, the costs of production were adjusted to include the cost of injections, according to an established method used for the world health organization (who) essential medicines list [24] . it was not possible to track the cost of api for the monoclonal antibody tocilizumab; therefore, we tracked list prices in a range of countries, in particular developing economies as a proxy for minimum costs. the costs of regulatory filings and approvals are often significant add-ons to the initial use of drugs in any specific country. all drugs analysed in this study, except for remdesivir have been approved for treatment for some indications in all countries, but few are approved for treatment of covid-19. remdesivir is an investigational drug without any prior regulatory approvals, but it has a known favourable safety profile after clinical trials against ebola. favipiravir has been approved for the treatment of influenza in japan since 2014 [9] , and in china since march 2020. it has also been approved for investigational use (china and italy) against covid-19 in march 2020. we have not included the cost or timing associated with regulatory approvals for the use of these drugs. we are assuming in our analysis that the who and other influential regulatory agencies will cooperate to define a pathway for use of these drugs which does not include additional financial outlays or filing for marketing approvals. the minimum costs of production were then compared with published list prices for each drug in a range of countries -usa, uk, france, sweden, south africa, india, bangladesh, malaysia, brazil, turkey, pakistan, egypt and china [38] [39] [40] [41] [42] [43] [44] [45] [46] [47] [48] [49] [50] [51] -to give a representative sample of prices in countries with different levels of economic development. for consistency, we selected a single data source per country to be used for all searches of drug prices within that country, based on the organisation of data and perceived reliability. not all drugs analysed in this study were available in our selected countries, and in some countries, online pharmacy sites were used because national databases were not available. where several prices were available in the same database, the lowest price was selected. available clinical trial data for each drug were collected from literature searches, clinicaltrials.gov and the chinese clinical trials registry. results from pilot studies were included, together with the planned clinical trial programmes and expected completion dates. the predicted costs of production, and the highest/lowest available list prices of all drugs analysed are shown in table 1 , and chemical structures for all drugs are shown in figure 1 . remdesivir remdesivir (formerly gs-5374) has been evaluated for treatment of sars and ebola [5, 7] . there are five randomised trials of remdesivir for sars-cov2, with first results expected at the end of april 2020. there is a 10-day course of treatment under evaluation. the dose of remdesivir is 200 mg on the first day with 100 mg per day thereafter. remdesivir is administered by iv infusion. one metric ton of remdesivir is sufficient api to manufacture 900,000 courses of treatment, without allowance for any losses during formulation. based on analysis of the published second-generation route of chemical synthesis and assumed overheads such as occupancy rate per hour and labour of an india-based generic producer, the cost of api was estimated to be $4000/kg [6, 7] for 100-kg batches produced without capital investment in dedicated remdesivir production facilities. the 10-day course of treatment would therefore cost $4.80 per person. after adjustment for the cost of formulation (and 20% losses projected during formulation), cost of vials, profit margin and tax, the estimated cost per treatment would be approximately $9 per person as shown in figure 2a . daily cost is estimated to be $0.93. as an iv infusion, there would be an additional cost for saline, estimated at $4 per infusion [52] , equipment such as syringe, sterile water for reconstitution and iv lines, as well as staff-time cost associated with the healthcare professional administrating the infusion. these additional non-drug components are likely to be more expensive than the estimated cost of the drug itself and are not included in our cost estimate. the main randomised trial of favipiravir evaluated up to 10 days of treatment, vs another influenza drug, umifenovir, in 240 patients. after 7 days of treatment, the clinical recovery rate was 71% for favipiravir vs 56% for umifenovir (p<0.02). recovery from fever was also faster for people treated with favipiravir (p<0.001), but there was no difference between arms in auxiliary oxygen therapy or non-invasive mechanical ventilation rates [31] . a second, non-randomised study in china evaluated 14 days of treatment with either favipiravir or lpv/r. the median time to virus clearance was significantly shorter in the favipiravir group (4 days) vs the lpv/r group (11 days, p<0.001) [32] . favipiravir is dosed 600 mg twice daily. a metric ton of favipiravir, therefore, would provide approximately 59,000 courses of treatment. the cost of api was estimated at about $1000/kg, based [36, 37] . this is a simple molecule to synthesise: several very basic steps involved are more akin to processes for manufacturing fine chemicals rather than pharmaceuticals. the structure is a 6-fluoro substituted 3-hydroxypyrazine-2-carboxamide. based on a 14-day course of treatment, the cost of the api would be $16.80. after adjustment for loss, formulation, packaging and profit margins, the estimated cost of production is $20 per 14-day treatment cost (figure 2b ), or $1.45 per day. in late february 2020, favipiravir was launched for sale in china for $231 per treatment course, in an announcement by the shandong provincial public resource trading centre [53] . the standard dose of lpv/r is 400/100 mg twice daily. lpv/r has been evaluated in two published studies of sars-cov2 infection [11] . in these studies, there has been no difference in measures of efficacy between lpv/r (given for 14 days) and control treatment. a systematic review by the who showed no clear evidence for the efficacy of lpv/r. however, there were very few clinical trials available for this evaluation at the time of the review [10] . it is not clear whether this hiv protease inhibitor will work in the earlier stage of sars-cov2 infection, or if used in combination with other drugs. results from other clinical trials are expected between june and august 2020. the estimated cost of production is $3.09 per treatment course, based on api cost of $233/kg for lopinavir and $212/kg for ritonavir. after adjustment for loss, formulation, packaging and profit margins, the estimated cost of production of the combined drug is $4 per 14-day course, or $0.28 per day. searches in selected national databases and online pharmacies yielded a range of list prices between $503 in the us, to $15 in south africa per 14-day dose, as shown in figure 3a . additionally, lpv/r is also available through the global fund for a range of low-and middle-income countries, with a median cost of $9 per 14-day course [54] . in vitro, hydroxychloroquine is predicted to show superior activity against covid-19 compared with chloroquine [12] . in a recent parallel-group, a randomised chinese study in wuhan of 62 patients found treatment with hydroxychloroquine 400 mg per day led to faster symptomatic improvement times in the treatment arm (n = 31) after 5 days in terms of temperature normalisation and cough remission, and a greater proportion of patients (80.6% vs 54.8%) with improved pneumonia [26] . similarly, another chinese randomised trial in shanghai [27] of 30 patients also used 400 mg per day in the treatment arm but found no statistically significant difference in clinical findings, symptomatic improvements or radiological improvements between the arms by day 5. the authors also highlighted the need for much larger, better powered trials to reach reliable conclusions. journal of virus eradication 2020; 6 : 61-69 minimum costs to manufacture new treatments for covid-19 67 different dosing protocols are being used for hydroxychloroquine, including 600 mg daily in the small, open-label, non-randomised french study by gautret et al. (n = 26) that has suggested improved efficacy for hydroxychloroquine [28] . for our analysis, we have therefore chosen 400 mg daily, which was the most commonly used dosage. this is also the upper recommended dose by the british national formulary for existing indications [38] . api cost-per-kilogram of hydroxychloroquine is $140/kg, with a 14-day dose-equivalent of api costing $0.78. after adjustment for the cost of formulation, packaging and profit margin, the final cost would be $1 per 14-day treatment course ($0.08 per day). globally, list prices range between $19 per 14-day course in china and only $2 per 14-day course in india ( figure 3b ). for chloroquine, the cost of api is $49/kg from panjiva data. a 14-day course equivalent of api would therefore cost $0.11 based on the equivalent dose of 155 mg per day of chloroquine base. after adjustment for the cost of loss, formulation, packaging and profit margin, the final cost would be $0.30 per 14-day treatment course of chloroquine, equivalent to $0.02 per day. available list prices vary from $93 in the us, to $0.20 per 14-day course in bangladesh, which is less than our estimated generic treatment cost. it is worth noting that the us price for chloroquine may be considered an outlier, given the next most expensive list price, found in the uk, was only $8 per 14-day course (figure 3c ). azithromycin this macrolide antibiotic has been used as an adjunctive treatment for six patients in the small french pilot study of hydroxychloroquine by gautret et al. to prevent bacterial superinfection, with all six patients virologically cured by day six [28] . however, this finding is contradicted by a small, open-label study (n = 11) in paris by molina et al. [29] , who found no strong viral clearance effect associated with hydroxychloroquine/azithromycin combination therapy. the cost of api derived from panjiva shipment data for azithromycin is $139/kg. a 14-day course equivalent of api at a dose of 500 mg per day would therefore cost $0.98. after adjustment for the cost of loss, formulation, packaging and profit margin, the final cost would be $0.10 per day or $1.40 per 14-day treatment course. list prices for azithromycin range between $63 per 14-day course in the us, and $5 per 14-day course in india and bangladesh (figure 3d ). sofosbuvir/daclatasvir combination treatment with sofosbuvir/daclatasvir, direct-acting antivirals normally used to treat hepatitis c, is being evaluated in iran for 70 covid-19 patients with moderate to severe symptoms [15] . the dosage of sofosbuvir/daclatasvir is 400/60 mg daily. api per kilogram was $700 for sofosbuvir and $600 for daclatasvir. fourteen-day dose-equivalent of api for the combined drug therefore costs $4.42. after adjusting for the cost of loss, formulation, packaging and profit margin, the final cost would be $5 per 14-day treatment course, or $0.39 per day. the cost of sofosbuvir/daclatasvir api has been falling significantly in recent years; earlier estimates in 2016 for a 12-week course of treatment were $200 per patient, or $33 per 14 days [23] and in 2017, $47 per 12-week course, or $7.8 per 14 days [55] . therefore, our new estimates represent a 6.6-fold reduction in the minimum cost of production since 2016. globally, 14-day course list prices range between $18,610 in the us and $7 in india, or $6 in neighbouring pakistan, as shown in figure 3e [56] . there is a randomised trial of pirfenidone vs placebo in progress [17] . there are 292 patients with severe or critical sars-cov2 infection being evaluated in this clinical trial, with results expected in may 2020. the dose being evaluated is 801 mg three times daily for 4 weeks. the cost of api from the panjiva database was $368/kg, representing a 4-week api cost of $26. after adjustment for costs of loss, formulation, packaging and profit margins, the minimum cost of treatment would be $31 per person, or $1.09 per day. there is again a large variation between individual countries' list prices. pirfenidone is available in the us for $9606 for a 4-week course, but only $124 in bangladesh and $100 in india for a generic version (figure 3f) . however, even at $100 per month, this is still higher than our api cost-based estimate. there are several large clinical trials of this monoclonal antibody in progress, for patients with late-stage disease [18, 19] . as an iv infusion, doses are based on bodyweight (8 mg/kg) with a maximum single dose of 800 mg every 12 hours. we therefore made the assumption of average bodyweight being 70 kg, with a single dose of 560 mg. no api data were available for tocilizumab; therefore, we were unable to estimate the minimum cost of production. list prices per 560 mg single dose varied from $3383 in the us to $510 in pakistan (figure 3g ). across several developing economies with available list prices -india, bangladesh, turkey, south africa, egypt and pakistan -the median was $628 per dose. several tocilizumab biosimilars are currently under development [57, 58] ; however, none has yet been approved and launched. the general experience so far of biosimilars has been that they offer health care systems the potential to lower costs significantly [59] , with the uk alone expected to save up to gbp200-gbp300 million per year through increased uptake of better-value biological medicines [60] . this analysis shows that drugs to treat covid-19 could be manufactured for very low prices, between $1 and $29 per course. many of these drugs are already available as generics, at prices close to the cost of manufacture, in low-and middle-income countries. we do not yet know which of these drugs will show significant benefits. however, if promising results emerge from pivotal clinical trials, there is the potential to upscale generic production and provide treatment for millions of people at very low unit prices. there is an established mechanism to do this: donor organisations such as gfatm and pepfar already provide mass treatment of hiv, tb and malaria worldwide at prices close to the costs of production. the drugs in this analysis were not designed against the sars-cov2 virus; they were developed to treat other viruses or diseases. some, such as chloroquine, were developed in the 1950s. most of the clinical trials of treatments have been funded by national health authorities and donor agencies rather than pharmaceutical companies. patients with covid-19 have risked their own health in these clinical trials, often with no clear benefits. companies should be encouraged to continue their research, with costs of clinical trials supported by public funding. since the start of the pandemic, the money spent by pharmaceutical companies on research and development of these drugs will be minimal, relative to funding from national health authorities. where pharmaceutical companies have donated drugs for clinical trials, there are already tax rebate systems in place that will recover the costs of the donated drugs. for mass production of these drugs, our analysis assumed a profit margin of 10% to companies manufacturing the drugs. this is similar to the pricing structure for hiv, tb and malaria, where generic drug companies still earn acceptable profits while mass producing these drugs at prices close to production costs. large-volume orders are needed to incentivise generic companies to manufacture drugs at low prices. other mechanisms exist to optimise drug manufacture. with pooled procurement, a set of countries can order drug supplies together, to take advantage of economies of scale. there can be volume-price guarantees to procure large amounts of drugs at fixed prices for a set number of years. prequalification of key companies by the who can be recognised by any country as an indicator of drug quality, including adherence to good manufacturing practice and the stability, or viability of the drug over its stated shelf life, alongside the bioequivalence of generic drugs vs the original branded versions. additionally, the costs of treatment may be higher if combinations of two or three drugs are needed. other infectious diseases such as hiv, hepatitis c or tb are best treated with two/threedrug combination treatments. drugs which have not shown efficacy against covid-19 as monotherapy should not necessarily be discarded: they might still contribute to the efficacy of two-or three-drug combination treatments. drugs that are not curative but lessen disease severity are also needed. these treatments could lessen the burden on healthcare systems, which could otherwise be overwhelmed by a lack of ventilators or other supportive services. when these drugs are repurposed to treat covid-19, we will need to ensure a constant supply of drugs for the original indications, for example, pirfenidone for people with pulmonary fibrosis, or hydroxychloroquine for people with rheumatoid arthritis and systemic lupus erythematosus. the costs of these treatments will be higher if used for longerterm prevention, for example, in healthcare workers. randomised trials of chloroquine and hydroxychloroquine for prevention of sars-cov2 infection are in progress [12, 33] and other candidate drugs could emerge for use as prophylactics. we highlight four limitations of our study, for consideration in future work. first, this analysis does not include all candidate drugs for covid-19. there are drugs at earlier stages of development; a wide range of candidate drugs have been identified by machine learning models [3] . these drugs may need further in vitro testing before being introduced into human studies. second, treatments like lpv/r and sofosbuvir/daclatasvir have only a small chance of showing significant benefits to patients in ongoing trials, given current evidence. third, for newer drugs such as remdesivir, favipiravir and pirfenidone, costs of production could continue to fall over time through economies of scale. this trend has been seen for drugs to treat hiv and hepatitis c. the cost of api for the hepatitis c drug daclatasvir fell by 90% in the 2 years after initial launch, as more generic companies upscaled synthesis of the api with greater competition in the market. fourth, many drugs may have been given discounts from the list prices that we have identified for comparison in this analysis following in-country negotiations. even so, list prices can be over 100-fold higher than the predicted costs of production in some cases. we propose four main recommendations to ensure that any patient with covid-19, in any country, can access the drugs they need: 1. treatments showing efficacy in well-powered clinical trials should be made available worldwide at prices close to the cost of manufacture. all the treatments being evaluated in clinical trials are very cheap to manufacture. clearly, the mass production of these drugs will need to be economically sustainable. treatments for hiv, tb and malaria are distributed worldwide by gfatm and pepfar, to treat millions of people at prices close the cost of manufacture. the prices paid allow generic companies to make acceptable profits. we should adopt a similar model of drug distribution for covid-19. 2. there should be parallel manufacture by at least three different companies for each product, sourcing their api from different countries. in the early stages of the sars-cov2 epidemic, api production in china was severely disrupted because of quarantine of key workers and delays in transporting key raw materials between factories [61] . india has suspended export of several key drugs because of anticipated local shortages. production of drugs in a range of countries will protect us from disruption or shortages in individual countries. 3. there should be no intellectual property barriers preventing mass production of these treatments worldwide. we need open 'technology transfer' so that the methods used to manufacture the key drugs can be shared with any country deciding to produce the drugs locally. 4. results and databases from all covid-19 clinical trials should be fully accessible so others can learn from them. to speed up access to these drugs, countries could rely on recognition of the review and approval of key treatments by regulatory authorities in the us or europe, or other stringent regulatory authorities. there may not be time for the normal times of regulatory review by all individual countries. in summary, repurposed drugs may be our only option to treat covid-19 for the next 12-18 months, until effective vaccines can be developed and manufactured at scale. if repurposed drugs do show efficacy against covid-19, they could be manufactured at very low unit prices, in the range of $1 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rb, mandadapu vpk, indukuri vsk, chava s. 2017. available at: patentscope.wipo.int/search/en/detail.jsf?docid=wo2017122139 clinicaltrials.gov. a study to evaluate the efficacy and safety of pirfenidone with novel coronavirus infection: identifier: nct04282902. bethesda (md): us national library of medicine favipiravir combined with tocilizumab for the treatment of coronavirus disease 2019: identifier: nct04310228. bethesda (md): us national library of medicine tocilizumab in covid-19 pneumonia (tocivid-19): identifier: nct04317092. bethesda (md): us national library of medicine global fund for aids, tb and malaria. results report the united states president's emergency plan for aids relief. 2019 annual report to congress 2019 minimum costs for producing hepatitis c directacting antivirals for use in large-scale treatment access programs in developing countries rapid reductions in prices for generic sofosbuvir and daclatasvir to treat hepatitis c estimation of cost-based prices for 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identifier: nct04318444. bethesda (md): us national library of medicine panjiva supply chain intelligence. available at: panjiva.com pharmacompass import-export database. available at: www.pharmacompass.com/ manufacturers-suppliers-exporters xiang h et al. a practical and step-economic route to favipiravir the complete synthesis of favipiravir from 2-aminopyrazine british national formulary. london: nice, 2020. available at: bnf.nice.org.uk drug price information. available at: www.drugs.com/price-guide office of procurement, acquisition and logistics: pharmaceutical prices medicine price registry. south africa. available at: openup.org.za/tools/ mpr.html drug price lists. available at: portal.anvisa. gov.br/listas-de-precos french ministry of solidarity and health. base de données publique des médicaments. available at: base-donnees-publique.medicaments.gouv.fr online medicine index of bangladesh. available at: medex. com.bd pharmaceutical services programme. consumer price guide. available at: www.pharmacy.gov.my/v2/en/apps/drug-price drug price of all the brand names. available at: www.medindia.net/ drug-price/index ilacabak turkey. available at: ilacabak.com egyption drug store. actemra 400 mg/20 ml (tocilizumab) vial for iv infusion. available at: egyptiandrugstore.com/index.php?route=product/product&product_ id=2708 impact of fluid choice in systemic inflammatory response syndrome patients on hospital cost savings pharmaceutical favipiravir price announced: 398cny/box [chinese]. 2020 23 febuary. available at: med.sina.com/article_detail_100_2_77966. html the global fund. price reference report -2013-present. available at: public. tableau.com/profile/the.global.fund#!/vizhome/pqrpricelist_english/pricelist treatment advocate tactics to expand access to antiviral therapy for hiv and viral hepatitis c in low-to high-income settings: making sure no one is left behind the road to elimination of hepatitis c: costs per cure fall to us$32 per person. american association for the study of liver disease: the liver meeting mycenax biotech inc. lusinex (tocilizumab, mycenax in-house). available at: www.mycenax.com.tw/en/product.php?act=view&id=6 clinicaltrials.gov. comparative study of bat1806 to roactemra® in rheumatoid arthritis patients with inadequate response to methotrexate: identifier: nct03830203. bethesda (md): us national library of medicine of biosimilars in rheumatology: reshaping the healthcare environment commissioning framework for biological medicines (including biosimilar medicines indian pharma threatened by covid-19 shutdowns in china acknowledgements conflicts of interest ah received a consultancy payment from merck for a clinical trial review that is not connected with this project.funding ah received funding from the international treatment preparedness coalition (itpc) as part of the unitaid-supported project 'affordable medicines for developing countries'. journal of virus eradication 2020; 6 : 61-69minimum costs to manufacture new treatments for covid-19 69 key: cord-024833-e6vcf4un authors: nan title: forum date: 2019-12-19 journal: pharmaceut med doi: 10.1007/s40290-019-00321-z sha: doc_id: 24833 cord_uid: e6vcf4un nan the us food and drug administration (fda) is introducing electronic submission of safety reports for investigational new drug (ind) applications through the fda's adverse event reporting system (faers). the fda has released new draft guidance on the process as well as supporting technical specification documents. the changes will enable the fda to review pre-and post-marketing safety data within in the same system, with the same data standard. publication of the draft guidance and technical documents should assist drug manufacturers in beginning preparations for when final draft guidance is issued and becomes effective. ind safety reports will be submitted in a reporting format that is consistent with international council for harmonisation of technical requirements for pharmaceuticals for human use (ich) e2b guidelines. the fda will shortly announce when sponsors can begin voluntary submissions of ind safety reports to faers. "the fda highly encourages sponsors of all inds, both commercial and noncommercial, to begin submitting ind safety reports to faers voluntarily as soon as the new submission process is available," said dr. janet woodcock, director of the fda's center for drug evaluation and research (cder). ind safety reporting via faers will be voluntary until 2 years after the final guidance has been issued, after which it will become mandatory for commercial inds. the fda has created a separate submission path to faers for ind safety report submissions; they will remain designated as investigational and will not be publicly available. us food and drug administration. digital submission of adverse event reports for investigational new drug applications reflects fda's ongoing modernization efforts. 29 oct 2019. https ://www.fda.gov/news-event s/press -annou nceme nts/digit al-submi ssion -adver se-event -repor ts-inves tigat ional -new-drug-appli catio ns-refle cts-fdas-ongoi ng. accessed 11 dec 2019. the us institute for safe medication practices (ismp) and the ecri institute have announced that they have formed an agreement to work together to enhance patient safety with regard to medicines, medical devices and healthcare practices. ismp will become a subsidiary of the ecri institute on 2 january 2020, and together the two non-profit organisations will create one of the largest patient safety entities in the world. approximately 80% of us hospitals rely on data and recommendations from the ecri institute to protect patients from unsafe practices and ineffective products, while the ismp's efforts to improve safety in patients have resulted in changes to clinical practice and public policy, including improvements in drug labelling, packaging, preparation and administration. "this agreement will strengthen our critical contributions to medication safety," said ismp president michael cohen, "it allows both organizations to retain their core missions while immediately extending our ability to share lifesaving information and further a vision where safe, high-quality healthcare is more readily available". "for both organizations, this agreement furthers the mission, deepens expertise, and broadens relationships. it's a good move for both of us and for all of the organizations we serve, and ultimately for the patients worldwide," commented ecri institute president and ceo marcus schabacker. institute for safe medication practices. ecri institute and institute for safe medication practices join forces to enhance patient safety. 13 nov 2019. https ://www.ismp.org/news/ ecri-insti tute-and-insti tute-safe-medic ation -pract ices-joinforce s-enhan ce-patie nt-safet y. accessed 11 dec 2019. the us fda has published a draft document on best postmarketing drug safety surveillance practices, says dr. janet woodcock, director of the cder, in an fda statement. the fda evaluates over two million adverse event reports annually that are submitted to faers through the med-watch program, and to the vaccine adverse event reporting system (vaers) by patients or their families or healthcare providers, as well as adverse event reports submitted by pharmaceutical companies, and this information is used by the fda's office of surveillance and epidemiology, and the center for biologics evaluation and research's office of biostatistics and epidemiology, to identify safety concerns and recommend actions to improve safety. the cures act was introduced in 2016 to amend the federal food, drug, and cosmetic act by eliminating the requirement for the fda to prepare a summary analysis of reports of adverse drug reactions (adrs) received up to 18 months after drug approval or after use of the drug by 10,000 patients. a new requirement of the cures act was for the fda to make its best practices for drug safety surveillance publicly available on the web. the fda has now announced the availability of a draft document entitled "best practices in drug and biological product postmarket safety surveillance for fda staff", which outlines the agency's approach to timely postmarketing analyses of drugs and biologics, and "includes a high-level overview of tools, methods, and signal detection and evaluation activities, using varied data sources, for drug safety surveillance to provide a broader context and a general overview of our overarching effort and commitment in this area", says woodcock. the fda is constantly seeking new methods for improving its surveillance practices, and is inviting the public to comment on its draft document on postmarketing surveillance. us food and drug administration. statement on the agency's efforts to protect patients through postmarket drug safety surveillance practices. 6 nov 2019. https ://www.fda. gov/news-event s/press -annou nceme nts/state ment-agenc ys-effor ts-prote ct-patie nts-throu gh-postm arket -drug-safet y-surve illan ce-pract ices. accessed 11 dec 2019. a number of improvements are being introduced to make medicine labels clearer in an effort to reduce medication errors in australia, says the therapeutic goods administration (tga). the regulatory agency has developed a set of posters targeted at both healthcare professionals and consumers, which will be released over a 4-year transition period. one of these posters is a quick reference guide for healthcare professionals entitled "your medicine, your knowledge-improved medicine labels", which highlights "some of the key medicine labelling changes that are important for consumers", noted the tga. in addition, another three posters have been developed for consumers to raise their awareness of the labelling improvements, and are intended to be displayed in waiting rooms or public areas. the tga noted that "medicine labels are already starting to change" and that some of the key information that consumers should be aware of will include the following: • prominence of active ingredients; • clearer medicine information, which may include a "critical health information table" that will provide information in a consistent order and will be easy to recognise; • information on declarable substances (e.g. allergens) will now be required on the medicine label; • easier dispensing of medicines from pharmacies; • updated names for australian medicine ingredients to align with names used internationally. the tga highlighted that medicine sponsors will have 4 years (i.e. until 31 august 2020) to implement these changes and fully comply with the new labelling rules. during this transition period, the agency will release targeted communications to consumers regarding the labelling changes. therapeutic goods administration. labelling changes: information for health professionals. 18 oct 2019. https :// www.tga.gov.au/label ling-chang es-infor matio n-healt h-profe ssion als. accessed 11 dec 2019. experts speaking at the european public health alliance's universal access and affordable medicines forum in november 2019 urged that drug approval in the eu should require the pharmaceutical company's agreement on a fair price, said elisabeth mahase in the bmj. at the forum, experts across the eu discussed the need for improved transparency from drug companies to enable fairer drug pricing. "we need a change in law. after european medicines agency (ema) registration, we need to identify what is a fair price as a basis for negotiation", commented carin uyl-de groot, director of the institute for medical technology assessment at erasmus university, rotterdam, the netherlands. she said that the marketing authorisation process should include assessments of cost effectiveness and fair pricing by the ema or another organisation after drug effectiveness and safety have been reviewed, and countries could use the fair pricing assessment as a basis for price negotiations with drug companies. experts also discussed the need for more research on cancer drugs before their approval, to ensure their effectiveness and to identify the specific patient population which will benefit from treatment with them. "only 20-30% of cancer drugs actually have an impact. we make drugs available at a very high speed, without actually knowing how to use them", said denis lacombe, director general at the european organisation for research and treatment of cancer. he called for more research into the optimal way to use cancer drugs, and said that they should be less expensive if this information is not available. mahase e. eu drug approval should include price evaluation, says expert panel. bmj. 2019;367:i6591. in response to increasing overseas enquiries, the national institute for health and care excellence (nice) is relaunching its international division to advise organisations, ministries and government agencies from outside the uk on health related, evidence-based decision making. the not-for-profit international division, operating on a fee for service basis, draws on the expertise of internal staff, academic partners and world-wide experts to provide support with cost effective, transparent resource allocation, improved quality of care and equitable access. clients can attend knowledge transfer seminars in the uk, overseas or via web conference, or employ the consultancy service for more intensive support with technical and institutional training including implementing new methods and programmes, and adapting nice guidelines to local healthcare settings. chief executive at nice, andrew dillon said "we're delighted to be relaunching nice international so that we can share what we've learnt over the last 20 years to help other international health and care systems optimise their use of evidence-based practice". national institute for health and care excellence. nice international returns to deal with growing overseas enquiries. 5 nov 2019. https ://www.nice.org.uk/news/artic le/ nice-inter natio nal-retur ns-to-deal-with-growi ng-overs easenqui ries. accessed 11 dec 2019. market exclusivity extensions to promote antibiotic drug development may lead to billions of dollars in additional societal spending on prescription drugs, according to a study conducted by researchers from harvard medical school in boston, us. the researchers estimated the economic impact of the re-valuing anti-microbial products (revamp) act introduced in the us house of representatives in june 2018 with the goal to promote research and development of novel antibiotic drugs, specifically those targeting multi-drug resistant pathogens. the act offers manufacturers that gain fda approval for specific novel antibiotics a 12-month transferable market exclusivity extension voucher that could be applied to an existing brandname drug or sold to another manufacturer. the analysis identified 10 antibiotics approved by the fda from 2007 through 2016 that would likely have qualified for an exclusivity voucher, and each antibiotic was matched to the fast-track drug with the highest revenue losing exclusivity within 4 years of the antimicrobial's approval date. the median annual revenue of these 10 antimicrobials prior to generic entry was estimated at $us249 million. accounting for a 75% spending reduction after generic entry, the median spending associated with an exclusivity voucher was $187 million. total spending associated with a 1-year exclusivity extension for all 10 drugs was estimated at $4.5 billion. "our results raise important concerns about the overall cost of transferable exclusivity vouchers", conclude the researchers. rome bn, kesselheim as. transferrable market exclusivity extensions to promote antibiotic development: an economic analysis. clin infect dis. epub 20 oct 2019. http:// doi.org/10.1093/cid/ciz10 39. accessed 11 dec 2019. the newly developed technical verification (tech-ver) checklist for validating health economic decision-analytical models can help identify causes of model implementation errors and be used as a training and quality control tool for the development of models, say authors of a report published in pharmacoeconomics. embase and medline databases were searched up to may 2019 for studies on the credibility, validation and verification of models for health technology assessment (hta) or cost-effectiveness analysis. a draft checklist was developed based on findings from studies identified in the literature review, and applied to health economic models which varied with respect to stakeholder developer, purpose and the maturity of clinical evidence. iterative revision of the checklist was performed and checked after implementation. the checklist then underwent further revision after discussions with other health economists, until the final version of tech-ver was created. the tech-ver requires a model reviewer, a transparent model, input sources, and detailed documentation reporting the concept, implementation, model inputs and results. it includes five domains: input calculations, event-state calculations, result calculations, uncertainty analysis calculations, and overall checks. the reviewer should assess the justifications of methods used in calculations. verification tests conducted to check the correctness of implementation of these calculations should include (in consecutive order): black-box tests to check that model calculations align with a priori expectations; white-box testing of program code line by line, or cell by cell for crucial calculations if black-box test results are unexpected; and model replication/parallel programming if issues related to unexpected results from black-box tests cannot be resolved through white-box testing. "the tech-ver checklist is a comprehensive checklist for the technical verification of decision analytical models, aiming to help identify model implementation errors and their root causes while improving the transparency and efficiency of the verification efforts", said the authors. "it is the authors' aim that the tech-ver checklist transforms itself to an open-source living document, with possible future versions, or 'bolt-on' extensions for specific applications with additional 'fit-for-purpose' tests, as well as 'tips and tricks' and some demonstrative error examples," they commented. buyukkaramikli nc, rutten-van mölken mpmh, severens jl, et al. tech-ver: a verification checklist to reduce errors in models and improve their credibility. pharmacoeconomics. epub 8 nov 2019. https ://doi.org/10.1007/s4027 3-019-00844 -y. accessed 11 dec 2019. in most cases, dosage adjustments in patients with renal impairment can be effectively determined using their estimated glomerular filtration rate (egfr). however, the uk's medicines and healthcare products regulatory agency (mhra) notes in a drug safety update that "in some circumstances, the cockcroft-gault formula should be used to calculate creatinine clearance (crcl)". the mhra has received queries about choosing which renal function measurement to use. in some patient groups or clinical situations, egfr can overestimate renal function, and can lead to prescribing higher than recommended medication doses. the agency has received reports of adrs when egfr was used to determine dosage adjustments in patients with renal impairment. one yellow card report involved an elderly patient treated with a direct-acting anticoagulant (doac) who developed a significant bleeding event; a review revealed that the dose initiated "was too high for the patient". a cross-sectional study of 8 drugs in 80 general practices from the uk revealed that in elderly patients with reduced renal function, there was widespread prescribing outside recommendations; using egfr overestimated renal function for up to 28% of patients. using crcl is recommended for patients in the following situations: ≥ 75 years of age; at extremes of muscle mass; taking doacs; taking nephrotoxic drugs; or taking drugs which are largely renally excreted and have a narrow therapeutic index. healthcare professionals are requested to report suspected adrs via the yellow card scheme. medicines and healthcare products regulatory agency. prescribing medicines in renal impairment: using the appropriate estimate of renal function to avoid the risk of adverse drug reactions. drug safety update. 2019;13 (3):6-7. gifts from pharmaceutical companies to general practitioners (gps) in france appears to influence primary care prescribing, according to findings of a retrospective study published in the bmj. data from the national health data system database managed by the french national health insurance (nhi) system, and from the french transparency in healthcare database, were used to investigate the association between the monetary value of drug company gifts to gps and prescribing patterns of 41,257 gps who worked in the private sector in france in 2016. the amount per visit reimbursed by the nhi was significantly lower in gps for whom no gifts were reported in the transparency in healthcare database than in those who received at least one drug company gift valued at ≥ €1000 in 2016 (− €5.33; p < 0.001). gps who received no gifts more frequently prescribed generic antibacterials, antihypertensives and hmg-coa reductase inhibitors (statins) than gps who received gifts valued at ≥ €1000 (all p < 0.001). they significantly less frequently prescribed vasodilators but significantly more often prescribed ace inhibitors versus ace inhibitors plus angiotensin-ii receptor antagonists (sartans) compared with gps who received gifts valued at ≥ €1000. there were no significant differences in prescribing of aspirin or generic antidepressants or proton pump inhibitors between gps with and without gifts from drug companies. "our study shows that gifts to gps are common and associated with less rational drug prescriptions for patients and more expenses for the national health insurance", said the authors. the findings "suggest that french gps who do not receive gifts from pharmaceutical companies have better drug prescription efficiency indicators (as defined by france's national healthcare insurance) and less costly drug prescriptions than those who receive gifts", they concluded. in australia, adverse events in vaccinated patients are monitored by the ausvaxsafety system, notes the department of health, and a report of safety during 2018 indicated that vaccines in the national immunisation program (nip) are very safe. vaccine recipients or their carer are sent an sms message by the 290 participating immunisation clinics, asking whether the recipient had any postvaccination adverse events. responses include yes, no, or stop (to opt out). during 2018, > 80,000 sms messages were sent, with > 58,000 responses. a short survey is sent to yes responders, requesting a description of the adverse event. report of a visit to the emergency department (ed) or a physician is flagged with the provider, who follows up with the recipient and notifies the tga division if required. responses are closely monitored by ausvaxsafety, enabling potential problems to be detected and acted on. children are vaccinated against serious diseases at the schedule points of 2, 4, 6, 12 and 18 months of age and at 4 years. nip modifications from july 2018 include the third dose of pneumococcal vaccine at 12 months rather than 6 months of age, and hib vaccine at 18 months of age and a quadrivalent meningococcal vaccine at 12 months of age rather than a combined hib-meningococcal vaccine at 12 months of age. an adverse event was reported by 9%, 12%, 7%, 12%, 13% and 19% of patients at the 2, 4, 6, 12 and 18 months and 4 years schedule points, respectively. an ed or physician visit was reported by 0.9%, 0.9%, 0.7%, 1.2%, 1.6% and 2% of patients. the most frequently reported adverse events were fever, irritability, and injection site pain, swelling or redness, which are similar to reports in previous years. the proportion of serious adverse events (saes) was unaltered, and the overall type and proportion of adverse events was similar before and after modification of the nip schedule. adolescents are vaccinated against human papillomavirus and diphtheria/tetanus/whooping cough. adverse events were reported by 9% of patients, with 0.6% requiring an ed or physician visit. the most commonly reported events were tiredness and injection site pain. pregnant women are vaccinated against influenza and diphtheria/tetanus/whooping cough. adverse events were reported by 6% of patients, with 0.3% requiring an ed or physician visit. the most commonly reported events were injection site pain, swelling or redness. department of health-australia. vaccine safety in australia. ausvaxsafety summary report 2018. 18 nov 2019. https ://www.healt h.gov.au/sites /defau lt/files /docum ents/2019/11/vacci ne-safet y-in-austr alia-ausva xsafe tysumma ry-repor t-2018.pdf. accessed 11 dec 2019. results of a preliminary study, reported in the journal of oncology practice, show that use of the decision aid developed by the american society of clinical oncology (asco) improves the accuracy of reporters in the attribution of saes to a drug, but has no apparent effect on determining seriousness. under us fda regulations, sponsors of clinical trials relating to ind applications are required to reports saes that are unexpected and suspected to be drug-related. based on the fda's final rule and related guidances, asco developed the one-page decision aid stepwise flowchart. the crossover study included 29 physician-investigators or research staff from community or academic research sites who are involved in sae reporting decisions at their site. ten clinical case studies were evaluated, with five assessed with the assistance of the decision aid tool. compared with an unassisted assessment, the decision aid tool did not significantly improve the accuracy of determining serious for the case studies (odds ratio [or] 0.87; 0.31, 2.46). however, the accuracy of attributing an sae to the drug was significantly increased (or 3.60; 1.15, 11.4). most participants assessed the tool as being helpful (93%) and allowing improved decision-making time (69%) and confidence in reporting (83%), and indicated that they would use the tool in practice (83%). the preferred delivery method was by mobile application, followed by hard copy/ paper or via the asco web site. potential barriers to tool use included contract/protocol expectations or restrictions, and variability of the sae review and decision-making process among sites. "the decision aid shows promise as a method to improve the quality of sae attribution", note the authors, "which may improve the detection of valid safety signals and reduce the administrative burden of uninformative investigational new drug safety reports". they add that "study of the decision aid in a larger sample with analysis stratified by participant role and sae reporting experience would further assess the tool's impact". the accuracy of forecasting cancer drug costs can be improved by using a hybrid approach combining automated time-series forecasting and expert customisation, report researchers from canada. the researchers developed a forecasting framework from both a technical and a policy perspective to provide a flexible tool that can improve the accuracy of forecasts while incorporating multiple forecasts for the canadian province of ontario. the optimal forecasts for the top nine drug policies that made up the first 80% of the total budget in the previous 12 months ('big budget drivers' [bbds]) funded by the provincial drug reimbursement programs resulted in errors within ± 4%. it was estimated that the forecast error from the automated approach for these nine bbd policies would have been approximately $can2.2 million, compared with approximately $can7.2 million using a manual approach. this corresponds to savings of $can5 million for these policies. "the flexibility provided by the hybrid approach should ultimately lead to improved accuracy, which will help achieve our policy-related goal: to help the programme make better decisions regarding to ability to fund drugs in the oncology pipeline", note the researchers. this approach to drug budget forecasting was implemented in ontario for the first time in the 2017/2018 fiscal year. the forecasts resulted in a 1% error for the overall budget, corresponding to an overestimate of expenditures by $can3 million. although the high-cost car-t cell therapies tisagenlecleucel (kymriah) and axicabtagene ciloleucel ( while icer considered evidence provided certainty of the cost effectiveness of yescarta and kymriah, nice and the tlv granted access to the drugs despite a high level of uncertainty in their cost effectiveness. gaps in clinical evidence were identified for both drugs in all five countries, primarily with regard to the lack of long-term data on overall survival and progression-free survival, and a lack of comparative data. nice, g-ba, tlv and the tc required further evidence to demonstrate the long-term clinical benefit and cost-effectiveness of the drugs. strategies have been implemented to mitigate the risk of introducing these high-cost drugs. "the fact that both yescarta and kymriah have widespread access, despite significant uncertainty in clinical evidence and cost-effectiveness (where relevant), is largely reflective of the high unmet need in dlbcl, the willingness of payers to access car-t therapies and the high level of innovation perceived", said the authors. "for both drugs, hta bodies are recommending that re-assessment occurs when more clinical and economic data (from clinical trials, country-specific real world evidence and indirect comparisons) becomes available", they noted. many drugs used in dermatology appear to be associated with idiopathic intracranial hypertension (iih), leading to the suggestion that the term drug-induced intracranial hypertension (diih) should be introduced, say authors of a systematic review published in the american journal of clinical dermatology. investigators searched medline, embase, and cochrane review databases for all articles reporting potentially drug-related cases of iih up until june 2019. in total, 235 articles were considered to be relevant. for all cases which met modified dandy criteria for diagnosis of iih, the koh algorithm for adverse drug reactions (adr) was used to assess the likelihood of iih being drug-related. overall, 259 cases of diih were verifiable. vitamin a (retinol) and its derivatives (isotretinoin and tretinoin) were most frequently associated with diih (84 cases). other drugs or drug classes most strongly associated with diih (≥ 20 cases) included recombinant growth hormone and tetracyclines (including doxycycline, minocycline and tetracycline). lithium was also strongly associated with diih (15-19 cases) while corticosteroids were determined to be moderately associated with diih (10-14 cases). drugs found to be weakly associated with diih included amiodarone, ciclosporin, combined oral contraceptives, danazol, fluoroquinolones (including ciprofloxacin, levofloxacin, nalidixic acid and ofloxacin), gonadotropin-releasing hormones, luteinising hormone stimulants, subcutaneous implantable progestogen-only contraceptives (nexaplanon and norplant), stanozolol, sulfasalazine, sulfenazone, ustekinumab and valproate semisodium (divalproic acid). "we suggest using the term 'drug-induced intracranial hypertension' (diih) and propose a set of diagnostic criteria for diih… this may ultimately assist physicians in counselling patients about the risk of diih when prescribing medications and recognizing this uncommon yet sightthreatening condition", said the authors. "if diih is suspected by the physician, a timely referral for co-evaluation and co-management by a neurologist and an ophthalmologist is recommended", they commented. tan mg, worley b, kim wb, et al. drug-induced intracranial hypertension: a systematic review and critical assessment of drug-induced causes. am j clin dermatol. epub 18 nov 2019. http://doi.org/10.1007/s4025 7-019-00485 -z. accessed 11 dec 2019. despite premarketing efforts to reduce the risk of medication errors (mes) and a mandatory eu risk management plan for all newly licensed medicinal products, over a quarter of centrally authorised products in the european economic area (eea) are associated with me safety concerns, according to findings of a study published in drug safety. data from the european public assessment report registry were used to investigate me safety concerns included in risk management plans of originator centrally authorised products which were authorised between 2010 and 2017 in the eea. for each product, safety concerns, categories for the summary of safety concerns, and how mes were addressed, were assessed. in total, 311 centrally authorised products were approved during the study period, and 84 (27%) of the products had a total of 95 me safety concerns. the proportion of products with me safety concerns ranged from 15.2% in 2011 to 36.4% in 2015. the most frequent types of me were drug administration error (n = 17), product dosage form confusion (n = 10) and product preparation error (n = 9). additional risk minimisation measures (armms) were required to address 27 me safety concerns in 23 of the products, and included educational material for healthcare professionals (85.2%) and/or patients (51.9%). studies evaluating the effectiveness of the additional measures were agreed upon for 78.3% of products with armms for mes. "the high number of products with me safety concerns and the high proportion of me safety concerns with armms suggest awareness regarding mes at the level of the pharmaceutical industry and regulators. there is limited knowledge regarding the effectiveness of the measures available to prevent mes. therefore, studies are necessary to evaluate the suitability of the current risk minimisation framework for mes", said the authors. in patients hospitalised for an exacerbation of chronic obstructive pulmonary disease (copd), there is a high prevalence of drug-related problems, according to study results reported in drug safety. the study was conducted in an academic teaching hospital in china. drug-related problems and interventions were analysed based on the pharmaceutical care network europe (pcne)-drp v8.02 classification, where one problem (p) may have multiple causes (c) and lead to more than one intervention (i) but lead to only one outcome (o). there were 640 drug-related problems in 393 patients, or an average of 1.6 per patient, which had 763 corresponding causes. at least one problem occurred in 223 patients (56.7%). the major type of problem identified was "treatment safety p2" (54.2%), followed by "treatment effectiveness p1" (24.1%). the most frequently identified cause of the problem was "drug selection c1" (24.2%), followed by "dose selection c3" (21.5%) and "treatment duration c4" (17.7%). the three major cause subcategories were drug dose too high, duration of treatment too long, and patient administers/uses the drug in a wrong way. "this indicates that the pharmacist should provide necessary patient education on the correct use of drugs when providing medication review", note the authors. most patients (96.9%) were receiving polypharmacy (≥ 5 medications), with an average of 11.2 medications per patient. the five most frequently used medication classes were antibiotics, antihypertensives, bronchodilators, corticosteroids, and expectorants. the drug class most frequently involved in drug-related problems was antibiotics (36.7%), followed by corticosteroids (19.8%) and proton pump inhibitors (10.2%). in multivariate logistic regression analysis, there was a significant association with drug-related problems in patients with renal dysfunction, those taking ≥ 10 drugs, and those who are hospitalised for ≥ 8 days, and an association in patients with ≥ 3 comorbidities. pharmacists proposed 1557 interventions to solve the drug-related problems, an average of 2.4 per problem identified. these were mostly made at the "drug level i3" (45.5%), followed by at the "prescriber level i1" (32.6%) and at the "patient level i2" (16.2%). overall, 91.0% of interventions were accepted, and 80.0% were fully implemented; 91.6% of problems were solved. "pharmacists can have an important role in addressing the problems and optimizing the safety and effectiveness of therapies for hospitalized copd patients", note the authors. ranitidine products containing n-nitrosodimethylamine (ndma) levels above acceptable limits will be recalled in the us while investigations are ongoing into the contamination, says cder director dr. janet woodcock. a number of us-approved medicines containing ranitidine (commonly known as zantac) have been tested over the past few months, and a summary of current investigation results was recently presented by dr. woodcock. she noted that the cder had "conducted tests that simulate what happens to ranitidine after it has been exposed to acid in the stomach with a normal diet and results of these tests indicate that ndma is not formed through this process". ndma was also not formed when ranitidine was exposed to a simulated small intestine environment, but dr. woodcock noted that human trials still needed to be carried out to fully understand if ranitidine forms ndma. although many ndma levels observed in us fda testing to date "are much lower than the levels some third-party scientists first claimed, some levels still exceed what the fda considers acceptable for these medicines", highlighted dr. woodcock. if the fda or manufacturers find ndma levels that are above acceptable limits (i.e. 96 ng/day, or 0.32 parts per million), then companies are being asked to voluntarily recall their ranitidine product(s). in addition, manufacturers are being asked to voluntarily recall products containing nizatidine (commonly known as axid, and chemically similar to ranitidine) if ndma levels are found to be above the acceptable daily intake level. manufacturers are also requested to continue conducting their own laboratory testing to assess ndma levels in products containing ranitidine or nizatidine, and samples should also be sent to the fda so that the agency could conduct its own tests. to date, fda testing of a ranitidine syrup commonly used in paediatric patients has revealed some samples with ndma levels above the acceptable limits, which are now being recalled. testing of a ranitidine injection is also ongoing. woodcock j. statement on new testing results, including low levels of impurities in ranitidine drugs. 1 nov 2019. https ://www.fda.gov/news-event s/press -annou nceme nts/state ment-new-testi ng-resul ts-inclu ding-low-level s-impur ities -ranit idine -drugs . accessed 11 dec 2019. attention-deficit hyperactivity disorder (adhd) medication does not appear to be associated with serious cardiovascular (scv) events in children or adolescents with adhd or autism spectrum disorder (asd), according to findings of a f. hoffmann-la roche-funded study published in cns drugs. commercial claims data (2000) (2001) (2002) (2003) (2004) (2005) (2006) (2007) (2008) (2009) (2010) (2011) (2012) (2013) (2014) (2015) (2016) and medicaid claims data (2012-2016) from the us truven health marketscan database were used to conduct nested case-control studies in paediatric patients 3-18 years of age with adhd (n = 2,240,774) or asd (326,221). each case with the composite outcome of stroke, myocardial infarction (mi) or serious arrhythmias was matched with ten controls based on age, sex and insurance type. conditional logistic regression analysis was used to evaluate the associations between scv events and current adhd medication use including cns stimulants such as methylphenidate or non-stimulants such as atomoxetine. the risk of scv events was not significantly increased in patients with adhd or asd; in the adhd cohort 33.9% of cases and 32.2% of controls were exposed to adhd medication (or 1.08; 95% ci 0.78, 1.49), while in the asd cohort 12.5% of cases and 22.1% of controls were exposed to adhd drugs (or 0.49; 95% ci 0.20, 1.20). there was also no increased risk of scv events after adjustment for covariates, or for individual scv outcomes. "in conclusion, in a large, contemporary insurance database, we found low rates of scv events in children and adolescents with adhd (3.1/100,000 person years) and asd (5.6/100,000 person years). furthermore, we found no evidence of an increased scv risk when exposed to adhd medications," said the authors. magnesium sulphate is the drug most frequently associated with adrs in women with high-risk pregnancy in brazil, according to findings of a study published in the european journal of clinical pharmacy. adrs were investigated in 607 women with highrisk pregnancies admitted to an obstetric intensive care unit (icu) in brazil between june 2016 and december 2017. patients were excluded if they were admitted to the icu for non-obstetric conditions, stayed in the icu for less than 24 h, or were readmitted to the icu. the overall incidence of adrs was 27.2%. no severe adrs were reported but 29.7% of adrs were of moderate severity. the incidence of adrs was highest in patients receiving magnesium sulphate (44.5%), and was much lower for all other drugs, including vancomycin (14.3%), meropenem (9.2%), cefalexin (5.3%), azithromycin (4.5%), methyldopa (2.6%), mineral oil (1.4%), insulin (1.1%), ferrous sulphate (0.5%) and captopril (0.3%). adrs reported in patients receiving magnesium sulphate included somnolence (68.6%), absent patellar reflex (21.6%) and hypotension (9.8%). all four cases of methyldopa-related adrs were somnolence. moderate hypoglycaemia was reported in one patient receiving insulin, and mild diarrhoea was reported in patients receiving azithromycin, cefalexin, meropenem, ferrous sulphate and vancomycin (one case each). multivariate analysis found that higher bp (adjusted odds ratio [aor] 1.02), higher haemoglobin level (aor 1.21) and lower body temperature (aor 0.71) significantly increased the risk of adrs. considering its therapeutic importance in preeclampsia/ eclampsia and for foetal neuroprotection, the benefits of magnesium sulphate to the mother and foetus outweigh its risks, even though its use is associated with significant adr, said the investigators. xavier da costa t, de almeida pimenta cunha md, do vale bezerra pk, et al. incidence of adverse drug reactions in high-risk pregnancy: a prospective cohort study in obstetric intensive care. eur j clin pharmacol. epub 25 nov 2019. https ://doi.org/10.1007/s0022 8-019-02789 -9. accessed 11 dec 2019. the risk of interstitial lung disease will be added to the package inserts for two prostate cancer medicines-apalutamide and enzalutamide, according to japan's pharmaceuticals and medical devices agency (pmda). apalutamide (erleada tablets) is indicated for treatment of castration-resistant prostate cancer without remote metastasis. since the launch of this product in japan in may 2019, there have been a total of four cases involving interstitial lung disease (including two cases for which a causal relationship to the drug could not be ruled out). in addition, there has been one patient death reported to date, but again, a causal relationship between the drug and death subsequent to the patient's interstitial lung disease could not be ruled out [1] . enzalutamide (xtandi capsules, xtandi tablets) is indicated for the treatment of castration-resistant prostate cancer. over the past 3 fiscal years in japan, a total of 19 cases involving interstitial lung disease have been reported to date (including five cases for which a causal relationship to the drug could not be ruled out). furthermore, three patient deaths have been reported, but a causal relationship between the drug and deaths could not be established in any of these cases [2] . based on its investigation of currently available evidence and consultation with expert advisors, the mhlw/pmda concluded that the following package insert revisions are necessary for both apalutamide and enzalutamide: 13 reports) and fluticasone-associated adrenal cortical hypofunction (prr 59.5; 95% ci 39.1, 90.4; 22 reports) . all ten signals with the highest prrs were already known. there were 30 signals classified as new. new signals unmasked by calculating the prr by therapeutic area included herpes virus infections and bacterial infections associated with omalizumab, and herpes virus infections associated with budesonide. other new signals included hypertrichoses with budesonide and encephalopathy with theophylline. overall, 16% of the signals in paediatric patients did not appear in the total patient population. "although 92% of the statistical signals were already known, we observed 30 new signals, especially for omalizumab. calculation of the prr by therapeutic area, age and sex revealed additional new signals, pointing to masking due to confounding by indication or effect modifi-cation… safety signals of asthma drugs were mainly related to psychiatric disorders, especially in combination with the use of montelukast'', said the authors. baan ej, de smet va, hoeve ce, et al. exploratory study of signals for asthma drugs in children, using the eudravigilance database of spontaneous reports. drug saf. epub patients with interstitial lung disease or a history of the disease" should be added to the "careful administration" section • a cautionary statement for interstitial lung disease should be added to the "important precautions" section interstitial lung disease" should be added to the "clinically significant adverse reactions" section pharmaceuticals and medical devices agency of japan. summary of investigation results -apalutamide usa) notes that development of antiviral vaccines began when peyton rous postulated in the early 1900s that sarcoma transmission between hens may be virus-related, followed by identification in 1964 of the first human dna tumour virus, the epstein-barr virus. papillomavirus dna was isolated in 1983, with > 120 types of hpv subsequently classified; the first hpv vaccine was licensed in the usa in safety of the 9-valent human papillomavirus vaccine near real-time surveillance to assess the safety of the 9-valent human papillomavirus vaccine from peyton rous to the hpv vaccine: a journey of discovery and progress according to findings of a study published in drug safety that was based on faers reports. faers data from 2,042,801 reports over a 3-year period (2015-2017) were used to determine reporting odds ratios (rors) for associations between antibacterials (intramuscular, intravenous, subcutaneous or parenteral) and akis. there were 20,138 reports of aki to faers during the study period cotrimoxazole (trimethoprim/sulfamethoxazole 95% ci 1.26, 2.36), and fluoroquinolones this study found 14 classes of antibiotics having significant reporting associations with aki. among the antibiotics evaluated in this study, colistin had the highest aki ror and moxifloxacin had the lowest comparing acute kidney injury reports among antibiotics: a pharmacovigilance study of the fda adverse event reporting system (faers) angiotensin receptor antagonists increase risk of suicide treatment with statins does not appear to be associated with memory or cognitive disorders in elderly patients, according to findings of the sydney memory and aging study published in the journal of the american college of cardiology (jacc) [1] . this prospective study investigated the effects of statins (atorvastatin, pravastatin or simvastatin) on memory and global cognition over a 6-year period in 1037 community-dwelling patients in australia who were 70-90 years of age, and the effects of statins on brain volume over a 2-year period in a subgroup of 526 patients. five memory tests and 12 cognitive tests were used. brain volume was assessed using magnetic resonance imaging.rates of memory decline and global cognitive decline did not differ significantly between statin users and patients who never used statins.overall, initiation of statins was associated with a reduced rate of memory decline. statin use was associated with attenuated decline in memory test performance in patients with heart disorders and those with the apolipoprotein eε4 (apoeε4) genotype.changes in brain volume did not differ significantly between statin users and non-users."statin use in the elderly population was not associated with any acceleration in decline in memory, global cognition, or brain volumes… protective associations were found for some aspects of memory testing in those with dementia risk factors such as heart disease and apoeε4 gene carriage", concluded the investigators."contrary to popular concern, statin use was not associated with cognitive decline in this observational study", said drs. constantino iadecola and neal parikh from weill cornell medicine, new york, usa, in an accompanying editorial published in the jacc [2] . "these data support the view that worries about cognitive impairment should not limit statin use and raise the possibility that statins may favorably alter cognitive trajectories in a group of elderly subjects at high risk of alzheimer disease", they commented. the low uptake of human papillomavirus (hpv) vaccines in the usa may be due to concerns about vaccine safety. two studies reported in pediatrics investigated the safety of the 9-valent hpv vaccine [9vhpv vaccine; gardasil 9]. the first study investigated 7244 postlicensure surveillance reports to the us fda's vaccine adverse event reporting system (vaers) from december 2014 until december 2017 [1] . most reports were submitted by the vaccine manufacturer (64.2%), with 26.8% of reports submitted by healthcare providers. disproportional reporting was evaluated using empirical bayesian data mining. most reports (97.4%) were not classified as serious, and 9vhpv vaccine was given alone in 74.7% of reports. two deaths were reported, but "no information in autopsy reports or death certificates suggested a causal relationship with vaccination", note the authors. the most commonly reported events were dizziness (7.5%), syncope (6.9%), headache (5.0%), and injection site pain (4.5%) or erythema (4.4%).as about 28 million doses of 9vhpv vaccine were distributed during the study period, the crude adverse event reporting rate was 259 per million doses overall and 7 per million doses for serious events. the rate for syncope was 26 per million doses, which did exceed the threshold for disproportional reporting, but is a known adverse event for injectable vaccines. rates for all other events were < 1 per million doses.analysis of prespecified conditions revealed 9 reports of anaphylaxis, 8 reports of guillain-barré syndrome, 17 reports of postural orthostatic tachycardia syndrome, 3 reports of primary ovarian insufficiency, 1 report of complex regional pain syndrome, and 2 reports of acute disseminated encephalomyelitis. however the authors note that "most reported events did not meet diagnostic criteria or did not contain sufficient information to make a determination on the diagnosis".the authors conclude that "no new or unexpected safety concerns or reporting patterns of 9vhpv with clinically important aes were detected". the second study investigated reports to the vaccine safety datalink (vsd) between october 2015 and october 2017 in patients 9-26 years of age, when 838,991 vaccine doses were administered [2] . rapid cycle analysis (rsa) methodology was used to compare adverse events in recently vaccinated and unvaccinated groups, with near real-time data. relative risks were investigated using maximised sequential probability ratio test (maxsprt), conditional maxsprt (cmaxsprt) and exact sequential analysis (esa) analyses.unexpected statistical signals were detected for the following events: pancreatitis in men 18-26 years of age after any dose; appendicitis after dose 3 in boys 9-17 years of age; allergic reactions after dose 2 in women 18-26 years of age; and allergic reactions in girls 9-17 years of age after any dose. further investigation did not confirm signal generation, with results classified as false-positives. signals were also detected for syncope, injection site reactions, and nonspecific reactions, but no further investigations were conducted because they were "expected based on clinical trials of 9vhpv", note the authors, "and because the diagnoses were unlikely to indicate a serious adverse event". they add that "with this large observational study, we contribute reassuring postlicensure data that will help bolster the safety profile of 9vhpv".angiotensin receptor blockers (arbs) appear to increase the risk of suicide in elderly patients compared with ace inhibitors (aceis), according to findings of a canadian case-control study published in jama network open [1] .data from administrative claims databases in ontario were used to investigate death by suicide during treatment with arbs or aceis in patients 66 years of age and over. conditional logistic regression analysis was used to assess the association between suicide and exposure to arbs versus aceis in 964 patients who died by suicide within 100 days of receiving an acei or arb (cases) compared with 3856 acei-or arb-treated patients matched by age, sex and comorbid hypertension and diabetes mellitus who did not die by suicide (controls). of patients exposed to arbs (most frequently candesartan, telmisartan or valsartan), 26.0% were cases and 74.0% were controls, while of patients exposed to aceis (most frequently enalapril or ramipril), 18.4% were cases and 81.6% were controls.treatment with arbs significantly increased the risk of death by suicide compared with treatment with aceis (aor 1.63; 95% ci 1.33, 2.00). sensitivity analysis showed similar findings after exclusion of patients with a history of self-harm (aor 1.60; 95% ci 1.29, 1.98). "our findings suggest a possible increased risk of suicide associated with the use of arbs compared with aceis among adults aged 66 years and older. given their high prevalence of use, the severity of the outcome, and the similar efficacy of these drug classes in treating the same conditions, clinicians may opt for preferential use of aceis over arbs where possible", concluded the authors."the report by mamdani et al. that arbs are associated with increases in the risk of suicide in a study using real-world data requires conceptual replication. the strength of the methods, the importance of preventing suicide, and the number of people exposed to arbs all support the need to encourage additional studies and to translate the combined findings into guidance about prescribing", said dr. ira katz from the office of mental health and suicide prevention, department of veterans affairs, philadelphia, pennsylvania, usa, in an accompanying invited commentary published in jama network open [2] . analysis of spontaneous adr reports to the european medicine agency's eudravigilance database has identified new safety signals for asthma drugs in paediatric patients, say authors of a study published in drug safety. a proportional reporting ratio (prr) was calculated for each asthma drug-event combination (dec) reported to eudravigilance between 2011 and 2017. signals in paediatric patients up to 17 years of age were compared with those in the total patient population.among the 372,345 reports in pediatric patients, there were 21,264 antiasthmatic-related decs associated with single drug or fixed-dose combinations.there were 3697 unique decs in paediatric patients, of which 385 met the criteria for a safety signal. the signals were most frequently for psychiatric disorders (n = 65), respiratory, thoracic and mediastinal disorders (56) and nervous system disorders (29). there were also signals related to injury, poisoning and procedural complications (49) after off-label use or accidental exposure to an antiasthmatic.the highest prrs in paediatric patients were for montelukast-associated vasculitides (prr 90.7; 95% ci 46.3, 177.9; key: cord-256118-gxhhwqdd authors: abadie, r.; dombrowski, k. title: “caballo”: risk environments, drug sharing and the emergence of a hepatitis c virus epidemic among people who inject drugs in puerto rico date: 2020-10-23 journal: harm reduct j doi: 10.1186/s12954-020-00421-z sha: doc_id: 256118 cord_uid: gxhhwqdd background: sharing drug injection equipment has been associated with the transmission of hcv among pwid through blood contained in the cooker and cotton used to prepare and divide up the drug solution. while epidemiologists often subsume this practice under the sharing of “ancillary equipment,” more attention should be paid to the fact that indirect sharing takes place within the process of joint drug acquisition and preparation. methods: we employed an ethnographic approach observing active pwid (n = 33) in four rural towns in puerto rico in order to document drug sharing arrangements involved in “caballo”, as this practice is locally known. we explored partners’ motivation to engage in drug sharing, as well as its social organization, social roles and existing norms. findings: findings suggest that drug sharing, is one of the main drivers of the hcv epidemic in this population. lack of financial resources, drug packaging, drug of choice and the desire to avoid the painful effects of heroin withdrawal motivates participants’ decision to partner with somebody else, sharing injection equipment—and risk—in the process. roles are not fixed, changing not only according to caballo partners, but also, power dynamics. conclusion: in order to curb the hcv epidemic, harm reduction policies should recognize the particular sociocultural contexts in which people inject drugs and make decisions about risk. avoiding sharing of injection equipment within an arrangement between pwid to acquire and use drugs is more complex than assumed by harm reduction interventions. moving beyond individual risk behaviors, a risk environment approach suggest that poverty, and a strict drug policy that encourage users to carry small amounts of illicit substances, and a lack of hcv treatment among other factors, contribute to hcv transmission. while hcv-related deaths in the united states seem to have declined recently [1] , research suggests the existence of an emerging hepatitis c virus (hcv) epidemic among people who inject drugs (pwid) in non-urban areas [2] , which is likely associated with the transition from oral prescription opioid use to injection and often with the transition from prescription opioids to heroin [3] . rates of hiv and hcv among pwid are on a divergent trajectory. hiv prevalence has been declining for almost a decade, while hcv has increased over the same period [4] . nowhere in the united states are these trends more prevalent than in puerto rico, a us territory, where recent epidemiological data suggest epidemic levels of hcv among pwid, with 89% prevalence in metropolitan san juan and 78.4% in rural areas [5, 6] . in the us, hcv prevalence among pwid ranks highest in puerto rico, at a similar level as the worst cases in the global south [7, 8] . epidemiological studies of hcv transmission routes among pwid show that the virus can be transmitted not only though blood contained in shared syringes but also by sharing the cooker and cotton used to prepare the drug solution [9] [10] [11] . yet, epidemiologists often misunderstand the dynamics of hcv transmission among pwid, subsuming the common use of a cooker, or a filtering cotton ball, as the shared use of "ancillary equipment" [12, 13] . as social scientists have noted, equipment sharing is often a proxy for preparing and dividing drugs [14, 15] . based on a study of pwid in colorado, koester (2005) suggests that indirect sharing, which happens when powder drugs are diluted in water before been divided up in a cooker with the help of a syringe, is an efficient way of distributing drugs among injection partners. using the calibration on the syringe barrel allows participants to compare the syringe contents' , effectively ensuring an equitable distribution. this type of indirect sharing which happens more often than direct syringe sharing, when one syringe is shared from one user to another [16] (friedman et al. 1997 ) has been found to be a common feature among pwid in a variety of social contexts [17] [18] [19] [20] [21] [22] [23] [24] . in a social network study of pwid in brooklyn, new york curtis and colleagues (1995) found that indirect sharing is extensively practiced within a network particular social networks, contributing to define a user position in it. those that engage in drug sharing often, are the "regulars" or insiders who are placed at the center of the network, while those that do engage occasionally sometimes coming from other neighborhoods or sporadically over the weekends, tend to occupy a peripheric position [25] . a similar study by zule with pwid in san antonio shows that participants drug sharing arrangements are asymetric relationships, with the person that provides the drug in a position to direct drug preparation and the person receiving the drug solution unable to avoid the indirect sharing of injection equipment [26] . a qualitative study of pwid in tajikistan shows that while few users report direct syringe sharing, joint drug acquisition and preparation is common, particularly in outdoor settings or if participants experience withdrawal symptoms [27] . another study in viet nam shows that drug sharing practices are driven by heroin price and accessibility as well as a punitive approach to drug use that penalizes drug possession [28] . in a multi-year study of puerto rican pwid in new york city and bayamon, in san juan found that, recent migrants from the island exhibit a much higher frequency of indirect drug sharing than native users [29] . an ethnographic study conducted among pwid in san juan extends these observations by exploring the motivations and social roles involved in drug sharing arrangements [30] . finlinson (2011) shows that the price and packaging of drugs and access to drug preparation materials along with power differences among partners shape the process by which drugs are prepared and injected. other ethnographic studies demonstrated that drug sharing is facilitated by the type of heroin available. for example, bourgois documents how homeless pwid in san francisco use "black tar, " a sticky variety of heroin, originating in mexico, that is extremely hard to divide up without preparing it, which, in turn, encourages the sharing of injection equipment [31, 32] . departing from epidemiological views that focus on individual behaviors, these authors make a valuable contribution to the understanding of hcv risk among pwid by showing how particular social contexts, from the ways in which drugs are acquired, to social roles, cultural norms, drug policies and power dynamics among those involved in "caballo" shape hcv risk. these findings complicate traditional epidemiological views shaping harm reduction initiatives, suggesting that forms of indirect sharing within the process of jointly acquiring and using drugs, are not easily modified by knowledge about hcv transmission, or the access to new injection equipment alone. as critics have suggested, the focus on individual behaviors at the expense of local social contexts in which pwid live and make decisions about risk, might obscure how social, structural and environmental contexts shape drug use and related harms [33] [34] [35] [36] [37] . nested within a study of social networks and hiv/ hcv risk among pwid in rural puerto rico, we propose an ethnographically informed approach to "caballo", the joint acquisition and sharing of drugs, as a window into the social production of an hcv epidemic among pwid. while drug sharing arrangements among pwid have been amply documented, an ethnographic study of caballo in puerto rico will illuminate the social context behind the joint acquisition and use of drugs and its related epidemiological risk. this paper utilizes ethnographic data from pwid recruited into a multi-phase study of social networks and hiv/hcv risk in four rural towns in the mountainous area of central puerto rico. in the first phase of this study we collected demographic and sociometric data on pwid in rural puerto rico, as well as information on injection behaviors, particularly on the sharing of syringes and injection equipment. in addition, rapid blood testing for hiv and hcv were conducted using insti rapid hiv antibody tests (biolytical laboratories) and oraquick hcv rapid antibody tests (orasure technologies). it was during the administration of a national health behavioral survey (nhbs) questionnaire [38] that we learned for the first time about "caballo". consistently, we heard from participants that while they carried their own syringe and avoided sharing it with others, they could not avoid using the same cooker within the process of drug sharing. participants described the ways in which they divided up the drug solution in the cooker, using a backloading method to distribute it among partners. all participants insisted that they "always used their own cooker" during the preparation. of course, since there are two or more caballo partners and only one cooker available, this was not possible. after this phase of data collection, we were left with many questions about the social organization and the meaning of drug sharing among this population. to explore these issues, we conducted an ethnographic study with (n = 33) participants randomly recruited from the first phase. during the participant observation, each participant was followed -with their consent-for up to two weeks, documenting practices related to joint drug acquisition and use. yet, our ethnographic observations were broadly constructed, focusing not only on drug sharing practices, but in describing their everyday lives and the strategies they used in order to afford their drugs of choice. for example, we had ample opportunity to observe participants' hustling, in car washes, or guarding a parking lot, or begging at the entrance of banks or dollar stores or other venues with heavy foot traffic. after partnering with el punto en la montana, the only syringe exchange provider in the area, we earned participants' trust and were allowed to join them at the "chutin" a spanglish deformation of shooting gallery. in so doing, we were able to collect data on their drug sharing practices. we paid particular attention to the ways in which caballo partners talked about acquiring and sharing drugs in an attempt to convey the norms or hidden scripts regulating caballo arrangements. in addition, we conducted in depth interviews to understand how pwid in our study described the social practice of "caballo", the joint acquisition and later use of drugs. some of the questions we posed were what is caballo, when do participants do it and with whom. we used our initial observations to iteratively refine our research questions. since we had observed during the course of the ethnographic data collection that sometimes arguments emerge during caballo, we asked participants about potential problems or conflicts associated with this practice and we also inquired about participants' views on drug sharing related hcv risk and their perceived ability to enact changes to prevent its transmission. one limitation of our data collection is that for security reasons, ethnographic observations were conducted during the day and until dusk and only during working days. abandoned and dilapidated houses without electricity, shooting galleries are seldom used at night but are more used early in the day -as soon as drug selling spots are open-and on weekends when "regulars' are joined by more occasional users. despite the limits imposed by fieldwork dynamics we believe that our observations of caballo and the social context in which it occurs were not affected by these constraints. fieldnotes were transcribed while in-depth interviews were transcribed and translated. all personal identifiers were removed. maxqda software was employed to manage coding. codes were developed to convey the wide arrange of themes in the data set: caballo, drug acquisition, motivations, social roles, norms and expectations and injection setting, among others. these codes were then iteratively revised and re-organized until they represented higher-level axial codes describing participants' caballo experiences [39, 40] . following strauss' grounded theory approach [41] (strauss and corbin 1998) the interpretation of the data emerged intuitively without imposing a pre-existing theoretical framework. the study received irb approval through the (omitted due to blind review) and the (omitted due to blind review). participants provided written consent at the study office prior to enrollment in the study and were compensated for their time and travel expenses. participants' sociodemographic background (table 1) . participants had a mean age of 44.15 years and the sample had a standard deviation of 9.2 years. the sample is overwhelmingly male (87.8%) and heterosexual (96.97%). three-quarters were unemployed at the time, and almost one-half lived in poverty and had completed high school or a higher educational level. one in five were married or living together and the same number had been homeless during the past year. almost all participants (90.91%) were currently covered by health insurance, with a large majority having "la reforma, " the local version of medicare/medicaid. around one in six (15.15%) had participated in a drug treatment program but only one participant had enrolled during the past year. participants had been injecting for a mean of 22.91 years with a standard deviation of 10.54. age at first injection is 22.27 years with a standard deviation of 7.97. almost four out of ten reported injecting two or three times a day while one in three injected four times or more a day. while hiv prevalence in this population is extremely low (3.03%), hcv prevalence reaches epidemic levels, with almost nine out of ten study participants testing positive reactive for the virus (84.8%). less than one in ten (7.14%) declared having used a syringe after somebody else had used it the last time they injected with somebody, and a large majority (84.6%) admitted using a sterile syringe. almost three-quarters (71.43%) used a cooker, cotton, or water that somebody had previously used, while one in three (32.14%) divided drugs with a syringe that had been previously used by somebody else. in rural puerto rico, two or more pwid often pool funds necessary to acquire and later share drugs. most participants in our study have as a drug of choice heroin "droga" and cocaine "perico", "speedball". speedballs have more heroin than cocaine, a usual way in which participants talk about their drug mix is by identifying it by the ratio of heroin to cocaine. for example, they would say "1-2" meaning one bag of cocaine and two of heroin. other users might prefer three bags of heroin and one of cocaine "1-3". in turn, this preference is also reflected in drug sharing arrangements. the drugs are mixed together in a cooker dissolved in water, and the resulting drug solution is shared usually through backloading, removing the plunger in a syringe and squirting the content using the tip of the needle of a loaded syringe, before placing it back. this practice is locally known as "caballo" (literally, horse). participants do not recall the origin of the name, "caballo" but suggest that the same expression is used on the island in situations where people pool resources to acquire and later consume goods together, usually food but also transportation. an ethnographic fieldnote taken at the shooting gallery a few blocks away from where our office was located, describes two study participants, pablito and cesar cayey engaging in a "caballo": pablito and cesar had bought their drugs of choice at the one of the local "puntos", the drug selling spot, only a few blocks away from the dilapidated house that served as shooting gallery. they briefly discussed how the drugs would be divided up agreeing that since they had contributed the same amount of money, each would receive equal parts of the drug solution. however, since pablito, was helping cesar inject because his partner was unable to find his own veins, pablito would be in charge of the preparation. the cooker, a small sized tin cup provided by the local syringe exchange provider, el punto en la montana and a plastic water bottle were laid out on the cement floor by pablito, who was in charge of the preparation. the plastic clear blue bag containing cocaine was opened and placed carefully on the cooker along with the contents of three colored metallic paper envelopes with heroin. water from a plastic bottle was loaded into a syringe and then discharged into the cooker. the content was then mixed with the back of a syringe making sure it was completely diluted. although the cocaine is a white powder and the heroin a light brown, grey or creamy color, when mixed with water, the solution turned into a brown color. without heating-it is believed to "eat up" the drug because when heated some of the content evaporates leaving a more powerful concentration, but less quantity-pablito skillfully "recogio" or loaded the preparation with the help of a syringe with its needle inserted into a small cotton ball no larger than the head of a match to filter any impurities. with the syringe "full", half of its content was then "echado" distributed into cesar's syringe by removing the plunger on the back. after verifying that both syringes had exactly the same amount by holding them side by side, using the lines on the side of the syringes as a guide, the plunger in cesar's syringe was placed back. both syringes were now, half full, having divided a loaded syringe used to divide drugs up, in two equal parts. far from a ritual practice to strengthen a bond between injection partners, caballo seems to be a consciously made strategic decision to maximize drug access among pwid. drugs are jointly acquired and then divided up among pooling partners. the most common arrangement is to distribute the drug solution according to the monetary contributions of each member proportionally. partners can share drugs at "brazo partido" a local expression translated as half and half, or 50%-50%, if they contributed equally, although it is possible that the partner that contributes the most agrees to divide drugs equally, particularly if they have a long-standing relationship with the caballo partner. josephine, a 34-year-old woman who started injecting in her teens, provides a description of the advantages of this practice: "look, let's suppose that i want to use two and one [two bags of heroin and one bag of cocaine] and that you have and i put [in for] the heroin. ' we put everything together in the cooker, and then we divide it in the syringe, half and half, and we get cured. that's it. " while most pwid in the study would prefer to avoid caballo if they could, particularly, for high frequency users, the economic demands make it extremely hard to go during the day without partnering with another user to acquire and use drugs. with a large proportion in unemployment, receiving meager social security checks, working at the lower levels of the local drug trade, or engaging in side hustles, it becomes extremely difficult for pwid in our area to secure the whole amount every time they need to inject. opioid users dread the painful effects of heroin withdrawal, or what they call "being sick, " characterized by bodily pain and discomfort, nausea, coldness, shivers, and diarrhea that leave them "unable to function. " only "la cura", the cure, another dose of heroin, would stop or prevent these symptoms form occurring. faced with limited resources to "get cured" the user has to make a choice between partnering with somebody in a caballo or going it alone and hustling until they can afford the whole dose they need. entering into a caballo arrangement, enables them to feel normal again, while they can keep hustling to get their next dose. while the rewards of going alone might be higher because participants get their full dose, so are the associated costs because users have to battle their withdrawal symptoms while they come up with the money. and the longer it takes for participants to secure the resources to afford their dose, the worst their withdrawal symptoms become, offering a powerful incentive to enter into a drug sharing agreement with another user. to avoid heroin withdrawal, if possible, caballo partners prefer to acquire their drug of choice in a punto close to where they can use it, without delay. but in relatively small rural locations, drug choices are restricted, particularly in relation to package size. locally, heroin can be bought in bags of five or ten dollars and cocaine comes in "cinquillos" fives, or $5, but if caballo partners can get a hold on a car, they usually pool up $2 or $3 each for gas and head to nearby caguas o san juan where bags cost the same but are two or up to three times larger. this drug packaging makes the trip worthwhile, even considering the gasoline costs and that time spent on the hour round trip could have been used "revuleando", hustling, at home. the frequency of caballo changes from participant to participant; some engage in caballo almost every time they use, while others do it less frequently. since caballo partners tend to inject smaller drug amounts, they also need to engage in this practice more often. speedball also provides more opportunities to share drugs because one partner might have cocaine but not heroin, while other might be in the opposite situation, in this situation, one solution is pooling resources and then dividing up the drug solution. pwid in our study declared that they prefer not to do caballo for their first dose of the day, as it would significantly decrease the amount of heroin received and thus stave off withdrawal symptoms for a shorter amount of time. walter, a 48-year-old user who injects two or three times a day, explains this choice with the use of a metaphor: "it's like pizza: if you eat two pieces you are going to feel full but if you eat only one, or just a bite, you will feel hungrier sooner. " however, here economic considerations play a role. if access to a sufficient dose to prevent the onset of withdrawal symptoms is not available, users might resort to caballo early in the day. those who have been successful in securing their own first dose might decide to engage in caballo later in the day in order to maximize resources, and can afford to engage in the practice more selectively. caballo is also affected by a particularly punitive version of the war on drugs adopted by the island since the 1980′s. most of our study participants have been jailed at least once in their lifetime, often for non-violent drug offences [42] . having no more than a few bags can lead to heavy prison sentences under the "possession with intent" to distribute charges. to avoid problems, pwid tend to carry small drug amounts with them, which, in turn, encourages drug sharing. caballo can be structured along defined social roles, with important epidemiological repercussions. a primary partner directs the preparation and distribution of the drug solution, usually keeping the cooker and cotton used to share drugs. the soaked filter and the drug residue left in the cooker can be later re-used adding a little bit of water for another shot. usually, this role is occupied by the user that contributed the most to the caballo. these roles are not static, it is possible for one user to be a primary partner in one caballo but engage in another drug sharing arrangement later on, either with the same partner or a different one, without being in charge of the process. in addition, partners might follow different strategies while seeking to jointly acquire and use drugs. "fixers" do caballo with a limited number of trusted injection partners in their network, usually kin, or others with whom they have close relationships, from school age friends, to neighbors or those with whom they have shared drugs extensively in the past. by minimizing the number of partners and routinizing sharing expectations, this strategy ensures access to resources while limiting the potential problems associated with doing caballo with strangers. other pwid take on the role of "maximizers, " entering into caballo with as many partners as possible, increasing their opportunities to access drugs by multiplying potential partners. sometimes maximizers only know their caballo partners because they have seen them around, in puntos, or shooting galleries, or because they have done a caballo in the past. the downside is that this choice also increases the potential problems associated with the transaction-robbery, cheating, hoarding. yet, neither of these are fixed strategies. a pwid might have been a maximizer but, over time, begun doing caballo with a limited number of partners, and the opposite also happens. jail, drug treatment, quitting drug use, and migration can all affect a person's social networks and their ability to engage in caballo. of course, this is only an approximate typology, and some users are neither "fixers" nor "maximizers" but operate in between these extremes. whether users might be primary partner or not, or rely on a "fixer" or a "maximizer" strategy, they all seek in their interactions some kind of fair play, adhering to the norms that regulate drug sharing in the community. bebe, in his late 30 s, washes cars at a local gas station in addition to taking turns as a drug dealer in the only drug selling spot in town. he explains the need for reciprocity: "i tend to avoid caballo, if i have all the money i need for my dose i get the drug and i get your money and even if you don't have enough, i share with you because i know what it is to be 'sick. ' how much do you have, i would ask? four dollars [an insufficient amount for a 50/50 caballo]. fine! let's go! and we share. but then i remember that in other occasions it was me that had only four bucks and i were really sick and he had his full dose and he decided not to help me out, leaving me sick to fend for myself. i still decided to help him but i tell him right away: 'see, before you told me you couldn't help me because you had enough for yourself and now you are desperate, see how the world is round? yesterday it was me [that needed] and today it's you. come here, i'll fix it!'". caballo partners who consistently demand more than their fair share are labeled "problematic" and tend to be excluded. "tricksters" are also avoided. according to participants, tricks are very common among pwid, such as pocketing the money that participants have pooled to do caballo. this is viewed very negatively, not only because it causes a lack of trust among partners but also because it deprives users of the "cure" they need, forcing them to hustle for money again before they can have their dose. tampering with "bags, " for example by taking a cut, is also negatively viewed but is judged less severely than the first situation. participants also worry about others pulling a "water shoot, " a trick in which an injector uses deception to substitute drugs with water. a similar and more frequent trick involves placing not one but two cotton balls in the cooker, hiding the one used to filter the drug under the finger holding the cooker, and leaving the other with only a trace of drug for the other injector to use. personality issues and past disagreements also play a role in selecting potential partners. those users with more social connections will be able to find more suitable partners for a caballo while being able to reject those partners deemed less desirable. the reverse is also true: those users with fewer social connections might not have as many options. caballo partnerships are often shaped by asymmetric dynamics involving gender and other forms of power disparities among prospective members. these in turn affect risk taking and drug related harms. caballo partners try to manage hiv/hcv by serosorting, but most assume that there is no point in asking about their partners' hiv status, because "they will lie to you. " perhaps because they are in a more vulnerable position, women tend to ask their injection partners about their hcv status more often than men do. women are also more likely to avoid entering in a caballo with somebody if they know the prospective partner has a positive status. this study outlines how the social practice of caballo has contributed to the production of an hcv epidemic among pwid in rural puerto rico. results show that 84.84% tested positive reactive to hcv, a result that has been confirmed by other epidemiological surveys in the area [43] . pwid tend to avoid direct sharing of syringes; only 7.14% reported having used a needle after somebody else had employed it, and 84.62% used a sterile needle the last time they used drugs with somebody. on the other hand, participants often engaged in indirect sharing: 71.43% divided drugs with a cooker or cotton that had been used by somebody else, and 32.14% divided drugs with a syringe that had been used by somebody else. these forms of indirect sharing are linked to the practice of caballo and the need to divide up jointly acquired drugs, which in turn increases the risk of hcv among this population. while pwid in our study tend to avoid direct sharing, indirect sharing is driven by the mode of drug acquisition, drug packaging and pricing, a reliance on speedball, the need to avoid heroin withdrawal, and a strict drug policy that encourage users to carry small amounts of illicit substances, among other factors. the finding that participants attempt to manage hiv/ hcv transmission risk during caballo by serosorting has been replicated in other studies of pwid [44] [45] [46] . however, the epidemic levels of hcv in this population suggest that this strategy has serious limitations and that individual behaviors alone are insufficient to curb hcv transmission. findings illustrate the need to understand social epidemics such as hcv among pwid, leaving behind individual-centered models prevalent in public health. decades of ethnographic studies with this population have shown that what appears to be the product of individual behaviors is better comprehended as a result of the particular social contexts in which pwid live and make decisions about risk [47] [48] [49] [50] [51] [52] [53] [54] [55] [56] . moving beyond public health's emphasis on individual behaviors, the notions of "risk environment" [57] and "syndemics" [58] have recently been used to analyze the interplay of micro-level dynamics and larger structural forces in accounting for risk outcomes. while both approaches share some features, rhodes (2009) suggests that a risk-environment approach-combining insights from political economy, social epidemiology, and the sociology of health-can be productive for understanding how the relationship between individuals and environment can produce drug harms, thus contributing to a social science of "harm reduction. " [59] . our findings show that poverty and economic dispossession have been found to be an important driver of indirect sharing among pwid. high frequency users might spend $100 or even more a day, not an insignificant sum considering that puerto rico has a per capita income more than half of the poorest us states like missouri or mississippi [60] . the same relationship between poverty and drug sharing has been replicated in numerous studies [27, 31, 61] . in a study of homeless pwid in san francisco bourgeois (1997) finds that if users cannot afford their dose in full, indirect sharing allows users to regulate their dose intake in order to minimize the risk of experience heroin withdrawal, with some participants using half or even a third of a bag each time. in turn, using small doses encourages higher frequency of drug injection, making drug sharing more likely. our findings have shown that roles within drug sharing arrangements are not fixed. this aspect has been documented also by finlinson [30] suggesting that roles change within the process of acquiring and dividing up drugs. according to this author, a primary partner in charge of dividing up the drug solution using their own equipment, might become a secondary partner receiving a drug solution that has been divided using up somebody else's equipment in another caballo arrangement. these practices facilitate the transmission of hcv within a population, complicating harm reduction efforts. one of the most distinctive features of indirect sharing in our study is that the drug preparation is usually loaded from the cooker using a single syringe, and then distributed to the injecting partners through backloading. while indirect sharing offers a fair method for equitable distribution [62] , participants in our study do not seem to favor drawing the drug solution directly from the cooker, because of the perception that it makes it harder to ensure an equal share of the drug. it is possible that this preference might be driven by a lack of trust among injection partners and that in different social contexts, other ways of dividing up the drug solution might be preferable. a study of puerto rican pwid in new york and puerto rico show that pwid in new york city take turns to draw the drug solution from the cooker while those on the island distributed it through backloading as well as taking turns [63] . the fact that our findings correspond not to metropolitan san juan, but rural puerto rico might account for extensive use of backloading. as other authors have shown, the joint acquisition and use of drugs appear to be shaped by particular cultural norms, which in turn are an adaptive response to a particular risk environment [64] . examining the social context in which pwid use drugs and make decisions about risk is critical for the successful adoption of harm reduction strategies to reduce hcv [65] [66] [67] [68] . while harm reduction policies that emphasize the distribution of injection equipment are a valuable component in syringe exchange programs, findings suggest that preventing the sharing drug preparation equipment while sharing drugs might be more complex that behavioral health models suggests [69] . indirect sharing occurs not because pwid lack information about hcv risk or do not possess knowledge about safe injection practices. this perspective has been criticized for blaming the victim [70] while obscuring the role of social and risk environments in shaping drug sharing arrangements [71, 72] . in addition, local implementation of effective harm reduction recommendations regarding hcv transmission among pwid is hampered by larger political and socio economic processes such as the colonial status of puerto rico that deprives the island of the resources it needs to tackle an hcv epidemic, while enacting an aggressive version of the war on drugs and subsequent incarceration that furthers the impact of hcv within its population [73] . furthermore, the subjection to us patent laws and drug pricing ensures that despite the fact that a new hcv treatment is available (in the form of a three-month-long direct-acting antiviral regimen), the cost of that treatment is approximately $50,000. in the continental us, the cost of this treatment is covered by most private insurers or by medicare/medicaid; in puerto rico, few pwid have access to private insurance, and hcv treatment is not covered by la reforma, a local version of medicare/medicaid for hiv-negative individuals who constitute the majority of the pwid population [74] . the extremely low hcv coverage among pwid [75] continues to fuel the epidemic as hcv-negative users are more likely to enter caballo arrangements with somebody infected by the virus. expanded hcv treatment coverage would not only reduce the incidence of hcv among this population but also would contribute to provide certain measure of "herd immunity" protecting those that are hcv negative [76] . similarly, access to harm-reduction-based interventions such as medically assisted treatment and syringe exchange provision have been shown to be protective against hcv transmission [77] [78] [79] [80] [81] [82] [83] . unfortunately, these resources are severely lacking in puerto rico, particularly in rural areas [84] . a recent study showed that rural pwid have less access to syringe exchange in rural areas than those in urban settings, although both have had to resort to acquiring syringes from drug stores, peers, and drug dealers [85] . understanding the social factors behind the hcv epidemic in puerto rico has a renewed urgency. as the island was starting to recover from the aftermath of hurricane maria in september 2017 it was hit by the arrival of covid-19, a pandemic with an epicenter in wuhan china that has currently stricken most of the world. while the lasting effects of covid19 are not yet well known, it is likely the pandemic will reinforce the devastating effects of hurricane maria which furthered a protracted economic crisis on the island, while exposing deep political corruption and mismanagement practices, [86, 87] severely affecting the provision of health services pwid rely on, like medically assisted treatment and syringe exchange providers, leading the way to the worsening of an already existing hcv epidemic. increasingly, harm reduction programs will need to consider the impact of large-scale natural disasters, or pandemic events, and its effects on the risk environment of pwid, already afflicted by severe forms of poverty, social suffering, and structural violence [88] . one limitation of this study is that findings are based on a sample that is overwhelmingly male. while this distribution mirrors not only the composition of the parent study but also of other studies of pwid in puerto rico that seem to be gendered, the relative lack of female participants raises questions about how gender dynamics and power imbalances might shape drug sharing arrangements among pwid in rural puerto rico. more research is needed to explore this issue. we believe that despite this limitation, the study of the social organization of drug sharing arrangements makes an important contribution to the understanding of hcv risk among this population. this study shows that drug sharing plays an important role in the hcv transmission among pwid in rural puerto rico. while participants avoided direct sharing of syringes, they were forced to share the cooker and cotton used to divide and inject the drug solution. drug sharing occurs not only within the joint acquisition and use of injection drugs, but in a particular risk environment that contributes to hcv risk. poverty, drug packaging and pricing, a reliance on speedball, the need to avoid heroin withdrawal, and a strict drug policy that encourage users to carry small amounts of illicit substances, among other factors fuels the hcv transmission. this finding complicates harm reduction interventions based on the 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research: over 100m website views per year submit your research ? effectiveness of structural-level needle/syringe programs to reduce hcv and hiv infection among people who inject drugs: a systematic review state hcv incidence and policies related to hcv preventive and treatment services for persons who inject drugs-united states des jarlais dc. a systematic review and meta-analysis of interventions to prevent hepatitis c virus infection in people who inject drugs the promise of treatment as prevention for hepatitis c: meeting the needs of people who inject drugs? recommendations for the management of hepatitis c virus infection among people who inject drugs combination interventions to prevent hcv transmission among people who inject drugs: modeling the impact of antiviral treatment, needle and syringe programs, and opiate substitution therapy retention in buprenorphine treatment is associated with improved hcv care outcomes tackling the health challenge posed by hepatitis c in puerto rico: a call for immediate public health actions differential access to syringe exchange and other prevention activities among people who inject drugs in rural and urban areas of puerto rico the battle for paradise: puerto rico takes on disaster capitalists aftershocks of disaster: puerto rico before and after the storm. chicago: haymarket books the everyday violence of hepatitis c among young woman who inject drugs in san francisco aids and accusation: haiti and the geography of blame the social value of drug addicts: uses of the useless springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. key: cord-263074-qxiynbl2 authors: nabi, bushra; rehman, saleha; aggarwal, sumit; baboota, sanjula; ali, javed title: nano-based anti-tubercular drug delivery: an emerging paradigm for improved therapeutic intervention date: 2020-05-16 journal: drug deliv transl res doi: 10.1007/s13346-020-00786-5 sha: doc_id: 263074 cord_uid: qxiynbl2 tuberculosis (tb) classified as one of the most fatal contagious diseases is of prime concern globally. mycobacterium tuberculosis is the causative agent that ingresses within the host cells. the approved conventional regimen, though the only viable option available, is unfavorably impacting the quality of life of the affected individual. despite newer antibiotics gaining light, there is an unending demand for more therapeutic alternatives. therefore, substantial continuous endeavors are been undertaken to come up with novel strategies to curb the disease, the stepping stone being nanotechnology. this approach is instrumental in overcoming the anomalies associated with conventional therapy owing to their intriguing attributes and leads to optimization of the therapeutic effect to a certain extent. this review focusses on the different types of nanocarrier systems that are being currently explored by the researchers for the delivery of anti-tubercular drugs, the outcomes achieved by them, and their prospects. [figure: see text] tb, being one of the most prevalent infectious and contagious disease caused by mycobacterium tuberculosis (mtb), has a huge global burden accounting to about 10 million new cases in 2017. according to the who report 2019, around 1.6 million deaths take place due to tb. additionally, also onethird of the world population is latently affected by it. the worst affected geography is the asian subcontinent with india reporting the highest tally [1] [2] [3] [4] [5] [6] . owing to the limited number of approved anti-tb drugs, the emergence of multi and extensively drug-resistant strains of tb has been a problematic issue. in the case of drug-susceptible cases, the initial phase consists of 6 months of combinatorial treatment commonly called "drug cocktail" which consists of isoniazid (inh), rifampicin (rif), ethambutol (emb), and pyrazinamide (pza). this is further followed by a continuation phase of 2 months comprising of inh and rif. however, bushra nabi and saleha rehman contributed equally to this work. there are drug-resistant strains that follow a different treatment regimen. the drug resistance occurs principally due to mutations occurring in drug target genes. the other causes might be attributable to the impermeability of the mtb cell wall or the activity of efflux pumps. multidrug resistance occurs when patients become resistant at least to inh or rif. on the other hand, extensive drug resistance occurs on developing resistance to inh and rif along with fluoroquinolones. in the case of inh resistance, the treatment regimen incorporates 6 months of rif, emb, pza, and levofloxacin [7] [8] [9] . an extensive literature survey was carried out on databases such as scopus, pubmed, sciencedirect, and google scholar. primarily research conducted on anti-tubercular nano-formulations within the duration of 2015-2019 was considered for incorporation within the manuscript. few breakthrough review articles, however, limited in number, have also been incorporated to give the readers a clear concept. the lungs appear as an attractive target for the therapeutic delivery of anti-tb drugs. the inhalational route of drug administration serves as the primary option for delivering dry powder inhalers or aerosols, since they provide a preferential accumulation of drugs at the target site in addition to being non-invasive and overcoming gastrointestinal drug degradation. they can thus also restrict drug exposure to healthy cells. however, they were also associated with certain loopholes such as bolus drug release culminating into severe lung toxicity, short residence time, and poor aqueous solubility [10] . the other contemporary tb treatment includes oral and parenteral dosage forms. however, they lead to sub-therapeutic levels attributable to poor drug distribution to the lungs, ultimately causing drug-resistant strains [11] . the commercially available conventional anti-tb therapy is associated with innumerable glitches such as metabolic instability, low solubility, low permeability, a large number of allied side effects especially hepatotoxicity, and high drug load [3, 12] . moreover, the combination therapy also leads to complex dosing schedules frequently causing inadequate therapeutic effect [7] . therefore, these drawbacks with conventional therapy led to the paradigm shift towards nanotechnology-engineered delivery systems. the nanocarrier systems have established their supremacy over conventional therapy since they have the ability to incorporate both lipophilic and hydrophilic drugs. they offer advantages such as the drastic reduction in size hence providing high surface volume ratio, the protection of drug moiety from degradation, the targeted and site-specific delivery, follow a controlled release mechanism, and could be easily functionalized to modify drug therapeutic profile. additionally, one of the prime outlooks might be the biocompatible nature of these systems [13, 14] . furthermore, the lipid-based systems hold special significance, since the pathogen, i.e., mtb, relies on the lipidic membrane to ingress with the host body and egress from the same [15] . furthermore, nanoparticulate systems possess intrinsic antimycobacterial activity along with serving as a vehicle for various anti-tubercular drugs, hence being instrumental in reducing the dosing frequency along with associated side effects. additionally, nanoformulations incorporating inorganic metals have antibacterial activity. silver and gold nanoparticles (nps) demonstrated promising in vitro antimycobacterial activity [16] . moreover, targeted site-specific delivery could be obtained via inhalational nps [6] . nanotechnology primarily focusses on "technology transfer," whereby novel techniques are implemented on a conventional treatment regimen to boost the therapeutic process. however, establishing the toxicity and safety profile of these nano-formulations is a daunting task and needs to be investigated further [17] . therefore, the nano-based anti-tubercular therapy system overcomes the obsolete techniques of conventional regimen and revamps the drug delivery systems, hereafter promoting the healthcare. impetus must be laid on implementing novel prospects for restricting the boundaries for the propagation of tb. no doubt, plethora of anti-bacterial agents is existing, which bears activity against mtb; however, these synthetic antimicrobials are associated with unavoidable glitches, most prominent among them being drug resistance. consequently, researchers have been exploiting this domain to come up with novel techniques and anti-tb leads. hence, plant-derived alternatives suit fashion and serve as probable leads, which warrants tremendous exploration [18] . researches have come to light of late, which explicitly establishes the prospects of herbal origin drugs when incorporated in nano-formulations. the different categories of nano-based systems that have been researched for the treatment of tb have been undermentioned. nps have gained impetus owing to their small dimension of around 100 nm. however, they comprise primarily of three layers, i.e., the outer layer, which is functionalized by either polymers or metal ions which give specific characteristics to these nps, thus dividing them into different categories. the middle layer forms the shell of the nps, while the inner layer is the core [19] . thus, this section on nps deals with their different types such as polymeric nps or metallic nps. polymeric nps have garnered speculations attributable to their remarkable credentials such as passive deposition in the target site, biocompatibility, physicochemical stability, and modified release. furthermore, the hydrophilic outer core and hydrophobic inner core allow for varied drugs to be entrapped within it [20] . all these abilities explicitly justify the use of nps in tb therapy. therefore, nps have been the favorite among the researchers, and abundant of them are available in the public domain. praphakar et al. tailored rif silver nps on chitosan (cs)-grafted cetyl alcohol-maleic anhydride-pza polymer for ameliorated drug efficacy. it was observed that 90% of the drug was released within a span of 12 days and the anti-bacterial activity was ameliorated by the formulation. the vero cell line was used for the cytotoxicity analysis, while thp-1 cells were employed for cell apoptosis assay. the results established the supremacy of nps [21] . tenland et al. studied the effect of a novel antimycobacterial peptide, nzx, on the colonization of mtb. a slow release of 7.6% was observed from the nps in the duration of 48 h. primary macrophages and thp-1 cells used for uptake studies unraveled the fact that primary macrophage cell lines had greater cellular uptake. there was decline in cfu values, i.e., 84% reduction in the nzx group; 88% in the np group; and 90% in the rif-treated group, which was taken as standard, thus establishing the effectiveness of the prepared formulation [22] . in the research carried out by bachhav et al., rif-loaded nps were fabricated by conjugation with gantrezan-119 and using ethyl cellulose as polymer. lymph-mediated lung targeting was elucidated from the fluorescence microscopy. a 2-fold increment in the auc/ minimum inhibitory concentration (mic) ratio was observed for the prepared np, whereas there is a 182.4 ± 22.6% increase in relative bioavailability (ba). additionally, hepatotoxicity was augmented by the formulation [23] . bhusal and colleagues developed glycan-coated magnetic nps for the detection of acid-fast bacilli in sputum by making use of np-based colorimetric biosensing assay. this biosensing technique might bear fruitful results through adequate implementation and facilitating the health care process. the outcome clarified that the designed system was in conformation with the established benchmark xpert mtb/rif in terms of specificity and selectivity [24] . in the research carried out by saifullah et al., emb was loaded in graphene oxide-iron oxide magnetite nps. a sustained in vitro release was observed along with potent anti-tubercular activity [25] . rawal et al. developed rif cs np to be delivered as an inhalational system. the safety analysis was carried out using j774macrophage cells, whereby the % cell viability was calculated to be 75-80% at a dose of 0.125 mg/ml. the formulation also did not show any trace of toxicity [26] . in a different study envisaged by thomas et al., they developed alginate cellulose nanocrystal hybrid nps of rif. a slow initial drug release of only 10-15% was observed in 2 h, which gradually increased up to 100% in 12 h on increasing the ph to 7.4. the l929 cell lines were used to perform the mtt assay, which demonstrated the % cell viability to be nearing 100% [27] . in a different study, viswanathan and his colleagues developed mannosylated gelatin np of licorice. the in vitro studies revealed enhanced cellular uptake in raw 264.7 from the formulation. furthermore, the pharmacokinetic (pk) study of the formulation showed the existence of the optimal drug level in the body even after 24 h of drug administration. the in vivo antitubercular activity was confirmed since there was a significant decline in bacterial load in the lungs and spleen when mtb h37rv-infected mice were treated with mannosylated np on the contrary to the untreated mice [28] . malik and colleagues formulated poly (lactic-co glycolic) acid (plga) nps by loading bivalent h1 antigen, which is a fusion of mtb ag85b and esat6 proteins. the developed nps were internalized by thp-1 human macrophages and later used for immunizing c57bl/6j mice. there was a significant increase in the total serum igg level when compared with h1 alone. a 2.4-fold increase in cytokine level and 1.6-fold increment in il4 level were also observed demonstrating the efficacy of the nps [29] . apart from the aforementioned studies, there were uncountable researches undertaken pertaining to np. however, few of them with outstanding outcomes have been elaborated in table 1 . solid lipid nanoparticles (slns) are lipidic carrier systems encompassing solid lipids and surfactants. they have garnered recognition lately by virtue of their attributes, namely, easy to scale up, inhibit drug degradation, ameliorating the pharmacological profile of the drug, desirable physical stability, and controlled or modified drug release [43] . in order to make the formulation accepted by the masses, numerous researches were undertaken. costa and associates fashioned a conventional sln formulation of inh and also by functionalization with mannose for contrasting evaluation. the outcome revealed that both the slns prepared curtailed the possibility of any toxicity on the human lung epithelial cell line (nci-h441) and differentiated thp-1. nevertheless, the functionalized sln has enhanced uptake caliber in macrophagic cells and demonstrated receptor-dependent internalization [44] . gaspar et al. developed rfb sln using two different lipid constituents, namely, glyceryl dibehenate and glyceryl tristearate. in vitro uptake studies from thp1 cells in the macrophagic system showed 46 ± 3% for glyceryl dibehenate and 26 ± 9% for glyceryl tristearate, directing preferable proportion towards glyceryl dibehenate. the cell viability study conducted on a549 and calu-3 cells gave evidence of low cytotoxicity nearing 20% [45] . nemati et al., taking into consideration the astounding characteristics of sln, developed emb sln as an inhalational delivery system. a549 cells were employed for the evaluation of toxicity, which depicted no significant cytotoxicity. a sustained release of 37% was reported from sln, while the free drug has a release of 43% rif magnetic iron oxide np the np prepared was cross-linked with polyethylene glycol hybrid cs to form the gel beads, which established its potential applicability as an anti-tb system [39] rif octanoyl cs np a sustained release of 73.14 ± 3.17% was quantified from the np. in vitro biocompatibility and no significant cytotoxicity was observed. [40] rif [47] . shipli et al. fabricated rif sln, which was conjugated with lactoferrin. preliminary characterization was carried out. in vitro release studies exhibited enhanced output from the unconjugated system while the in vivo biodistribution study revealed a 3.5-fold increment in ba and amplification in drug uptake from the conjugated system [48] . in the study conducted by banerjee et al., dual drugloaded (rif and inh) lipid nanoparticulate system was tailored, which demonstrated sustained in vitro release pattern. the developed carrier system effectively localized within the different compartments of thp-1. the in vivo studies revealed that the relative ba from the sln was 7.5 fold higher than the drug suspension, proving the effectiveness of the developed formulation [49] . there are certain other pertinent researches that were carried out and governed by optimistic results as shown in table 2 . nanostructured lipid carrier (nlc) is a newer generation of lipidic carrier systems that were devised to overcome the lacunas of sln, which restricts its extensive adoption. they are the amalgamation of both solid and liquid lipids, hence possessing diminution in crystallinity and a loosely packed matrix system. this leads to the overall increase in drug entrapment capability and superior stability necessitating its further investigation [55] . innumerable studies have been steered globally, which established its futuristic commercial applicability, nevertheless demanding exhaustive research. carneiro et al. developed rif nlc functionalized with a tuftsin-modified peptide. the drug release profile showed an initial burst release followed by a controlled release. the fluorescent labeled nlc depicted improved cellular uptake, enhanced cell internalization, and a 2-fold increase in activity against mtb in contract to the free drug [56] . nlc of 3 different copper complexes was fabricated by sato and colleagues. the in vitro activity of the formulation against mtb h37r v showed a value of 55.4, 27.1, and 41.1 folds along with a reduction in toxicity profile [57] . table 3 represents certain other researches which need to be brought forward. nanoemulsion (ne), being a robust carrier, incorporates a wide range of therapeutic agents along with offering stupendous advantages such as increased drug loading and stability, improved bioavailability, and controlled release. when administered via the oral route, nes not only enhance the solubility of the hydrophobic drugs but also prolong the git residence time and improve lymphatic uptake, thereby avoiding the first-pass metabolism [62] . shah et al. took note of the qualities of ne and fabricated 1st-generation rif ne and its subsequent functionalization with cs and cs-folate. the inhalational efficiency was greater than 75% for the decorated ne coupled with high lung content, an increase in cell internalization, and improvement in cytotoxic profile [63] . halicki et al. designed rif ne and conducted resazurin microtiter assay to determine its antimycobacterial potential. the mic value for the developed ne was 7.8 μg/ml, while the free drug was 1024 μg/ml. the incorporation of the drug within the lipidic framework of ne led to a decline in drug degradation, whereby improving the pharmacological drug profile [64] . shobo and associates developed ne of pretomanid, which was to be administered intranasally. the peak concentration of the drug in the brain was estimated to be 12,062.3 ng/g, which was significantly greater than the optimal concentration required, henceforth proving the effectiveness of the prepared formulation [65] . [50] rif the optimized formulation manifested anti-lipolytic potential and was stable in git media. a biphasic drug release pattern was observed. [51] rfb reduction in mycobacterial load was evident. decline in growth index value for the treated animals when compared with control for liver was 0.96 ± 0.28 to 0.26 ± 0.24, for spleen 0.75 ± 0.10 to 0.21 ± 0.20, and for lung 1.95 ± 0.16 to 1.25 ± 0.19. [45] rif the inhalational delivery system was developed and optimized using the design of experiments. a high respirable fraction (> 50%) was confirmed, which established the efficiency of the formulation. a drug payload of 20-30% was released within 3 h of the inhalation. [52] rfb the sln prepared was not susceptible to degradation by the gastric media, thereby protecting the drug entrapped within its core. a 5-fold increase in relative ba was observed from the sln in comparison with free drug. [53] rif cs-coated sln revealed an increase in the mucoadhesive property of the formulation coupled with enhancement in permeability in alveolar epithelial cells a549 when compared with uncoated sln. [54] drug deliv. and transl. res. liposome (lp) delivery systems, a lipid-based vesicular system, display tremendous intrinsic potentialities viz. biocompatibility, biodegradability, could easily be tailored and engineered, and immunogenic in addition to being formulated using phospholipids. lps are known to be engulfed by the macrophagic cells to meet their fate, hence being a probable candidate for anti-tb drugs since mtb invests the macrophages. these attributes account for their versatile nature and urge for further exploration [66, 67] . liu et al. designed thermoresponsive lp in the hydrogel system for delivering inh at the target site for bone tb. local drug delivery systems offer stupendous advantage by maximal drug delivery at the target site and negligible systemic exposure. the in vivo studies manifested rapid drug availability in synovial fluid post-injection. furthermore, the cytotoxicity study conducted using the mtt assay affirmed no toxicity, thus substantiating the use of the prepared formulation in bone tb [68] . hamed and his co-workers fabricated spray-dried nano-lps incorporated in microparticles of mxf for improved lung deposition of the drug. the surface was modified using 4-aminophenyl-alphad-manno-pyranoside, which facilitated improved drug uptake by alveolar macrophages. the biphasic drug release mechanism was observed from the formulation coupled with improved mic values [69] . in the study carried out by viswanathan et al., inhalational lps were prepared from glycyrrhiza glabra, which contains licorice in it. the in vivo lung deposition studies in mice revealed that 46% of the drug directed reaches the lungs, while 16% still persists there post 24-h duration. the study also established the decline in bacterial count and growth in the lungs and spleen of tb infected balb/c mice. no toxicity was evident even on administering 20 times the normal dose, thus paving the way for its use as an effective anti-tb drug [70] . table 4 puts forth a few additional commendable researches and their remarkable outcomes. micelles have principally been explored for hydrophobic drugs attributable to their amphiphilic nature [75] . tripodo et al. tailored micelles of rif based on inulin modified with vitamin e. the mic values obtained post formulation administration showed superior activity against bacterial strains as compared with free drug. cytocompatibility on human alveolar macrophages demonstrated a higher value of more than 60% [76] . prabhakar and his colleagues constructed polymeric micelles loaded with rif and inh. after a duration of 12 days, the % drug release of inh and rif was found to be 89.21% and 79.37% respectively at ph 5.5. lrp assay was performed to determine the anti-tb activity which depicted the inhibition of mtb h37rv by the formulation. they also assessed the cell viability against l929 and u937 cells by [72] soybean lecithin lp inh the research remarkably represents the worth of naturally occurring polysaccharides in promoting pulmonary and macrophage-targeted delivery of anti-tb drugs. [73] dda/tdb lp fusion peptide of hspx, ppe44, and esxv the effect of bcg vaccine was elevated by the use of the formulation, and it provided a synergistic effect. [74] [58] a comparison was drawn between the sln and nlc of the drugs. sln and nlc revealed 6.8-and 8-fold increases in inh protection from degradation. effective intracellular trafficking of the drugs was observed from the lipid formulations nlc being better engulfed by the macrophage and having significantly higher distribution in the cytosol. [59] pza pegylation was commenced. the drug release from conventional nlc was 84%, while pegylated nlc caused a decrease and was observed to be 61.3%. nonetheless, the biphasic release was observed in both cases. [60] rif mannosylated nlc demonstrated a decline in intracellular mycobacterium growth and an upsurge in uptake by bone marrow-derived macrophages. [61] mtt assay. fluorescence microscopy corroborated cell deformation. furthermore, the in vivo localization study in zebrafish and hemolysis assay conformed to the standards and revealed its potential to enhance the therapeutic and pharmacological aspects of the drug [77] . the rif-loaded pulmonary nano-based micellar system was developed by grotz et al. the in vitro aerodynamic study revealed the suitability in alveolar delivery. the in vitro bactericidal activity was increased up to 2.5 folds in mtb-infected thp-1 macrophages when compared with rif solution [78] . other promising researches have been mentioned in table 5 . in addition to the nano-formulations described above, the area has been laden with surplus other nanocarriers, which are yet to be investigated to their fullest or are underexploited. however, few potential researches carried out globally have been undermentioned in table 6 . based on the results obtained from the researches carried out, it could rightly be said that the nano-based tubercular systems could revitalize the drug delivery process and improve the therapeutic profiling of the drugs. since tb is a condition affecting people globally with a soaring morbidity and mortality index, there is an upsurge in the researches to deduce novel approaches for combating the disease. focus ought to be laid on the development of newer antimicrobial peptides for therapeutic intervention and to overcome the lacunas of the conventional commercially available therapies [90, 91] . photodynamic therapies could also be employed in drug-resistant cases, since they yield reactive oxygen species [92] . gastric resistant systems and drug depot formulations [75] core-shell micelles of pluronics rif and inh the micelles boosted the anti-bacterial ability in addition to enhanced drug permeability when equated with free drug. [79] the optimized formulation showed a mic of 15.0 ± 0.4 mg/ml, and fluorescence intensity was 88.7%, while 53% from the dye solution. [80] lipopolysaccharide polyelectrolyte complex the result of ex vivo permeability studies demonstrated that the formulation significantly enhanced the permeability by 2 folds when compared with free drug [81] halloysite nanotubes inh the drug-loaded formulation exhibited superior in vitro biocompatibility towards caco-2 cells in comparison with free drug. [82] nanocage zinc oxide the study measured the mic as 12.5 mg/ml, thereby establishing the potential of developed nanocage in overcoming tb. [83] nanocomposites rif and pza the prepared formulations displayed sustained release of 79% and 82% for rif and pza, respectively, along with depicting the improved antimycobacterial activity. [84] nano-lipomer rif the lipomer developed demonstrated rapid dissolution profile owing to its initial burst release. [85] lipomer rif the study elucidated higher peyer's patch uptake by the formulation followed by significantly greater lung:plasma concentration ratio. [86] nanosphere rif the aerosol formulation developed exhibited a significant delay in drug release by adapting to the sustained release mechanism. [87] niosomes eth and d-cycloserine the formulation was optimized using bbd, which depicted superior bacterial inhibition property when compared with free drug. [88] vesicles artemisone, clofazimine, and decoquinate among the varied formulations prepared by zyl et al., niosomes exhibited maximum percentage inhibition of 52% against mtb h37rv laboratory strain. [89] would give a radical solution to some of the relevant issues pertaining to the therapy [93] . newer functionalization and surface modification techniques to suit the purpose should be repeatedly tried to pave the way for the development of newer products. it could also be rightly stated that herbal origin derivatives could be instrumental in delivering a holistic formulation with minimal side effects, though necessitating in-depth research. additionally, it could be formulated in conjugation with synthetic drugs proposing a synergistic relation, thus positioning them as a strong competitor in future researches. a major breakthrough in anti-tb dosage regimen will be nanocarrierbased depot formulation. this will be instrumental in improving patient compliance by reducing the dosing frequency and minimizing the side effects [93] . furthermore, tb-associated diseases also cause a concern, e.g., in tb-associated hiv. hence, integrating nanotechnology to develop combination preparation to treat both the conditions would bear fruitful results. moreover, till date, not much has been explored in the arena of vaccine development. therefore, nanotechnologybased tb vaccine, if developed in the future, will prove to be a breakthrough in the field of drug discovery [6] . additionally, ligand targeting is one arena that needs to be exploited completely such as mycolic acid like targeting ligands [94] . repurposing of established drugs can be employed for establishing a newer treatment regimen. for example, fluoroquinolones and clofazimine all were repurposed drugs. there are multiple drugs in clinical trials for mdr-tb. however, to overcome this epidemic, improvement in the management of susceptible tb needs to be taken care of [95] . the review anticipates the use of nanotechnology as a boon for the delivery of anti-tubercular drugs. a plethora of drugs, which is associated with issues hindering their pharmacological profiles, could be incorporated within these nanocarrier 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doi: 10.1007/978-3-319-33919-1_26 sha: doc_id: 18714 cord_uid: i291z2ju adverse events and adverse drug reactions are common in clinical practice. side effects range from the common to the rare and may be confused with other mucocutaneous manifestations resulting from several medications to treat infections, other medical conditions, and in the clinical setting of oncologic treatment. the objective of this chapter to review current data on adverse drug reactions, here classified as (i) severe adverse drug reactions, (ii) uncomplicated cutaneous adverse drug reactions, and (iii) adverse drug reactions caused by chemotherapy drugs, particularly those cases whereby the dermatologist is requested to issue a report and asked to comment on the safety and viability of readministration of a specific drug. we describe aspects associated with these events, presenting a detailed analysis of each of them. • if possible identify the physiopathologic mechanism involved in the reaction; • identify as rapidly as possible the drug inducing the reaction and always opt for its withdrawal; in some circumstances the choice is difficult as there is no alternative drug and its use is essential for the maintenance of life; • a careful and intensive observation is recommended for the occurrence of warning signs regarding the appearance of a potentially severe adverse drug reaction, especially in relation to mucous, oral, ocular, and genital involvement and progression of any present cutaneous eruption; • it is imperative that the drug responsible may be withdrawn on a permanent basis together with chemically related com-pounds, and this advice is also valid for first-degree relatives who can present the same type of reaction. function. the aim of this study is to describe these reactions in order to facilitate recognition and treatment. this group of drug reactions includes anaphylaxis, stevens-johnson syndrome (sjs), toxic epidermal necrolysis (ten), and, depending on the systemic involvement, erythroderma. in this chapter we approach the characteristics and treatment of some adverse reactions to drugs, including anaphylaxis, erythroderma, sjs, and ten. the prevalence of scards is estimated at 1 in 1,000 hospitalized patients. sjs and ten are particularly severe [4] . in general, fatal cutaneous drug-induced reactions occur in 0.1% of clinical patients and 0.01% of surgery patients [1] . scards may be defined as usually requiring hospitalization, at times in intensive therapy or burn care units for close observation of vital signs and visceral function. this group of drug reactions includes anaphylaxis, sjs, ten, drug hypersensitivity, and, depending on the systemic involvement, erythroderma, acute generalized exanthematous pustulosis (agep), cutaneous necrosis induced by anticoagulants, druginduced vasculitis, and reactions such as serum disease [4] . quick differentiation between a scard and a less severe eruption may be difficult, although essential. withdrawal of the suspected drug is the surest way of intervening to reduce mortality [4] . most cutaneous reactions to drugs are usually observed as a morbilliform or maculopapulous exanthema [2, 5, 6] . unfortunately, erythema morbilliform ( fig. 26 .1) most often characterizes the appearance at onset in the severest of cases, including ten, serum disease, and drug hypersensitivity syndrome [4] . djien et al. [3] , studying 133 patients with reactions to drugs clinically presenting with erythematous cutaneous eruptions (morbilliform and scarlatiniform exanthema, maculopapulous, and small isolated papules), concluded that three types of severe clinical markers exist with respect to this kind of reaction: fever, lymphadenopathy, and extensive cutaneous affection. the authors excluded specific forms from the study, such as sjs, ten, fixed drug eruption (fde), agep, phototoxicity, and vasculitis. this suggests that in cases of drug-induced reactions with extensive cutaneous affection, with or without lymphadenopathy, a laboratory investigation is required with a complete hemogram and hepatic function test. in 1994, roujeau and stern [4] put forth clinical and laboratory criteria leading to the suspicion that a reaction to drugs could develop into more severe behavior (chart 26.1). we next discuss the following reactions: anaphylaxis and anaphylactoid reactions, erythroderma, and the clinical spectrum of sjs and ten (lyell's disease). anaphylaxis is a quick systemic reaction usually presenting a risk to life and resulting in immediate hypersensibility mediated by immunoglobulin e (ige). anaphylactoid reactions mimic anaphylaxis, although they are not related to immunologic mechanisms [4, 7] . these reactions lead to a powerful activation of mastocytes, with a massive release of mediators [7, 8] . drugs are not the more important cause of anaphylaxis, as they are responsible for merely 13-20% of cases [8] .drugs that do cause anaphylactic reactions include β-lactam antibiotics (responsible for 75% of fatal anaphylactic reactions in the united states), cephalosporin, sulfonamides, hemoderivatives, enzymes (trypsin, chymopapain, and streptokinase), insulin (very rare nowadays, owing to use of recombinant human insulin), vaccines (due to preservatives, proteic components, and gelatin; some reports of patients show sensitivity to eggs and allergic reactions to vaccines), allergenic extracts, protamine, and progesterone [7, 8] . anaphylactoid reactions may occur with acetylsalicylic acid, nonhormonal anti-inflammatory drugs, iodide contrasts, angiotensin-converting enzyme (ace) inhibitors, and fluorescein [7] . during general anesthesia, anaphylactic and anaphylactoid reactions may occur. these are difficult to differentiate because of the large amount of medications used, such as anesthetics, muscular relaxants, analgesics, nonhormonal anti-inflammatories, and antibiotics [7] . their clinical emergence tends to occur suddenly, within 30-min to 1-h intervals after contact with the precipitating factor, although delayed reactions are rarer. they show an appearance of pruritus, urticaria ( fig. 26. 2), rhi3 lymphocytosis with atypia abnormalities of liver enzymes or function noconjunctival symptoms, angioedema symptoms (especially laryngitis), hypotension, and lung sounds [7] . the following ailments may be observed: abdominal pain, diarrhea, vomiting, uterine contraction, and cardiac arrhythmia. after a few hours symptoms may reappear during a late phase, although this is by no means automatic [4, 7] . patients with anaphylaxis must be identified as fast as possible, and treatment must be initiated immediately [8] . this reduces the risk of fatal reactions [8] . the following are signs of anaphylaxis that pose a risk to life: presence of stridor, edema of the glottis, intense dyspnea, lung sounds, hypotension, cardiac arrhythmia, shock, convulsions, and loss of consciousness [7, 8] . in patients using β-blockers, anaphylaxis is often severe and may be resistant to conventional treatment [8] . various conditions must be considered in the differential diagnosis when suspecting anaphylaxis [8] : cardiac arrhythmias, acute myocardial infarction, food aspiration, convulsive disease, reaction to insulin, pulmonary embolism, syndrome etiology (e.g., the presence of carcinoid tumors or reaction to alcohol and chlorpropamide), hysterical behavior, vasovagal reactions, and fictitious allergic reactions. vasovagal reactions are most often confused with anaphylaxis [8] . in general they are consequences of procedures such as injections, which present as a clinical condition consisting of facial paleness, nausea, profuse sweating, and syncope, with symptoms improving without treatment 20 to 30 min later [8] . absence of pruritus in the presence of a slow pulse and normal blood pressure distinguish vasovagal reactions from anaphylaxis [8] . the treatment of anaphylaxis consists of short-and long-term measures [8] . the immediate goal is to maintain the permeability of the airways and blood pressure, in addition to administering oxygen in more severe cases [8] . epinephrine must be administered as soon as possible, with a standard dose of 0.01 mg/kg of a 1:1,000 solution, up to a maximum of 0.3-0.5 ml, subcutaneously every 10-20 min until the patient is stabilized. this is a condition characterized by a state of generalized erythema and scaling (exfoliative dermatitis) of the skin. it has the morphologic appearance of various cutaneous diseases such as psoriasis, atopic dermatitis, t-cell cutaneous lymphoma, and reactions to drugs [9] . the dissemination of a maculopapular condition caused by medication may lead to the emergence of an erythrodermic syndrome. various types of drug-induced cutaneous reactions (including contact dermatitis, photosensitivity, and maculopapulous reactions) would be responsible for roughly 7.3% of erythroderma cases [10] .the secondary drug-induced erythroderma conditions, as opposed to erythrodermas resulting from other etiologies, most often set in quickly and also tend to regress quickly after withdrawal of the medication being used [10] . pruritus arises 1-4 weeks after starting drug use, in association with diffuse erythema covering roughly 90% of the body surface, followed by lymphadenopathy and scaling. when acute, large amounts of epidermis are exfoliated; when chronic, it produces small elements [9] ( fig. 26.3 ). pruritus and a sensation of diffuse burning occur [9] . exfoliative dermatitis leads to systemic complications such as hydroelectrolytic and thermoregulatory disturbances, high cardiac insufficiency, tachycardia, capillary leak syndrome, and infection [11] [12] [13] . the effect of exfoliative dermatitis on the organism depends on the intensity and duration of the process [13] . common laboratory findings in the erythrodermic state include light anemia, leukocytosis with eosinophil, high ige, an increase of the hemosedimentation process, a drop in serum albumin, and a rise in uric acid [9, 13] . increased ige and eosinophil is a nonspecific finding and is found only in secondary drug-induced erythrodermas, although it might also be due to atopic dermatitis [9, 13] . multiple cutaneous biopsies performed simultaneously on distinct points of the skin might increase the accuracy of the diagnosis of the base disease [9] . in drug reactions vacuolar alterations may be observed on the epidermis, as well as necrotic keratinocytes [9] . the initial treatment of drug reaction in an erythrodermic patient is identical to that for erythrodermas of other causes [9, 13] . suspending the drug is the quickest way to improve the patient's condition. one ought to consider the nutritional state and hydroelectrolytic replacement, as well as administering local measures such as antiseptic baths, humid compresses on the crusts, application of soft emollients, and low-strength corticosteroids [9] . classic oral antihistamines may be prescribed to alleviate the pruritus and anxiety. they provide the patient with a warm and humid environment so as to prevent hypothermia and improve cutaneous hydration [9, 13] . symptoms and signs of cardiac and respiratory insufficiency may require emergency assistance and hospitalization [9] . the most aggressive and debilitating erythrodermic states may require care similar to that offered to sjs or ten patients. the differential diagnosis must be performed with other types of secondary erythrodermas to cutaneous diseases, such as psoriasis, contact dermatitis, seborrheic dermatitis, lichen planus, bullous pemphigoid, and pemphigus foliaceus, as well as systemic diseases such as leukemias, t-cell cutaneous lymphoma, and hodgkin's lymphoma, in addition to erythrodermic states secondary to internal cancer [9, 13] . what currently exists is a combination of concepts according to which spectrum of erythema multiforme (em), including em minor and em major (emm), is separated from another spectrum of reactions, which includes sjs and ten (lyell's syndrome), referred to here as the sjs/ ten spectrum [14] [15] [16] [17] . however, according to assier et al. [18] , it seems possible to separate emm patients from true sjs patients based on clinical symptoms and disease origin. these authors define the emm pattern as consisting of characteristic mucous erosions and cutaneous lesions (typical targets, with or without blisters), symmetrically distributed and commonly acral. sjs would be represented by mucous erosions and disseminated cutaneous purpuric macules that are frequently confluent, with a positive nikolsky sign and epidermal scaling limited to less than 10% of the body surface [14, 18] . em would include recurrent, postinfectious cases (especially related to herpes simplex and mycoplasma), or eventually related to exposure to medication, with a low mortality rate and without lethality. on the other hand, sjs would comprise a severe adr with high mortality rates and a reserved prognosis for many cases [4, 14, 19] . in 1993, bastuji-garin et al. [19] put forward a clinical classification of the spectrum that included me bullosa up to ten. to better understand this classification [19] , we note the characteristics of the dermatologic lesions of which the group consists, defined as follows: • epidermal detachment: refers to epidermal loss, which at times occurs in flaps ( fig. 26.4 ). • typical targets: lesions less than 3 cm in diameter, in disc shape, with well-defined borders, and exhibiting at least three distinct zones, namely two concentric halos around a central disc ( fig. 26 .5). • atypical flat targets: lesions that are not raised, but are round or disc shaped, with two zones and/or borders that are not well defined. • atypical raised targets: round or disc-shaped lesions, palpable or raised, but without the two zones and/or well-defined borders. • macules/spots: erythematous or purpuric stains, irregularly shaped or confluent, with or without blisters (fig. 26.6 ). insofar as the area of epidermal necrolysis makes up one of the two main factors of prognosis, a consensus was reached on classifying the spectrum [14, 19] : (i) sjs in cases with mucous erosions and disseminated purpuric macules and scaling of the epidermis below 10%; (ii) sjs/ten superposition or transition in cases with epidermal scaling between 10% and 30% of the body surface; and (iii) ten in cases with disseminated purpuric macules and epidermal scaling above 30%; or (iv) in rare cases with disseminated necrolysis (over 10% scaling) without any of the lesions described above. sjs is an entity characterized by the presence of lesions similar to those of em, but with purpuric macula and widely distributed blisters or even lesions in atypical targets dispersed over the dorsal aspect of the hands, palms, soles of the feet, extensor region of the extremities, neck, face, ears, and perineum; the face ( fig. 26 .6) and trunk ( fig. 26 .7) are prominently involved [4] . incidence of sjs is estimated at roughly one in three cases per million residents yearly [20] [21] [22] . sjs may be preceded by a discrete maculopapulous eruption similar to exanthema morbilliform [19] . blister formations are possible, though usually not determined by an epidermal detachment of over 10% of the body surface [4, 14, 19] . mucous involvement occurs in roughly 90% of cases, generally on two distinct mucous surfaces; this may precede or follow cutaneous involvement [4, 14, 19] . onset begins with enanthema and edema, which give rise to erosions and pseudomembranous formations on the eyes, mouth, genitals, pharynx, and upper airways [19] . some 10-30% of cases occur with fever and lesions in the gastrointestinal and respiratory tracts [4] . its prognosis seems to not be affected by the type and dose of the drug responsible, nor by human immunodeficiency virus (hiv) infection [4] . the therapeutic options for sjs are limited and controversial [4, 23, 24] . corticosteroids are frequently used [25] , although some cases have not shown a satisfactory response [24] . in agreement with most authors, the use of systemic corticosteroids on the initial sjs and ten forms do not currently demonstrate any proven benefits. the advanced forms of this spectrum of relations have clearly deleterious effects on the patient [26] . the treatment and prognosis of sjs are tackled in combination with that of ten. ten is an entity characterized by extensive scaling of the epidermis in the wake of necrosis (epidermal necrosis) [4, 14, 15] . the term "toxic epidermal necrosis" was introduced by lyell in 1956 [14] . fortunately, it consists of a very rare adverse reaction to drugs. in europe, its incidence is estimated to be at 1.1 [4] cases per million residents yearly [26] . in aids patients, however, the risk of this reaction does rise, estimated at one case in every 1,000 patients yearly [14] . in general, there is a slight predominance among women (1.5-2 cases in females for every male case). indeed, the disease's occurrence in aids patients ends up balancing out the incidence rate between the sexes [14] . the initial characteristics of ten are nonspecific influenza-like symptoms, such as fever, sore throat, coughing, and burning eyes. these are considered prodromic manifestations preceding a cutaneous and mucous affection by 1-3 days [4] . an erythematous eruption emerges symmetrically on the face ( fig. 26 .8) and the upper part of the trunk, extending to the craniocaudal region and provoking symptoms of burning or painful skin [4, 14] . the individual cutaneous lesions are, for the most part, characterized by erythematous macules with poorly defined contours and a purple center. they progressively spread over the anterior thorax and back [4, 14] . less commonly, the initial eruption may consist of an extended scarlatiniform exanthema. in roughly 2-5 days or, at times, within a few hours, or more seldom in about a week, complete extension of the cutaneous condition occurs [14] . at first, some cases may present lesions persisting in sun-exposed areas of the skin [14] . the apex of the process consists of characteristic denuding of the necrotic epidermis, standing out as veritable red strips or flaps on the areas affected by the base erythema ( fig. 26.9 ) [4, 14] . the epidermis is raised by the serum content of flaccid blisters, which are progressively confluent and provoke rupture of the blisters and detachment of the skin. this causes an aspect of severe burns on the patient's skin, with the skin denuded, bleeding, and with an erythematouspurple color, as well as continued elimination of serosity, which contributes to hydroelectrolytic unbalance and accentuated protein loss [4, 14] . the nikolsky sign is positive over widespread areas of the skin [4, 14] . the areas of the skin subjected to pressure, such as the lower shoulders, back, and buttocks, are the first to release epidermal flaps [4, 14] . cutaneous extensor affection might determine a state of acute cutaneous failure [15, 27] . the cutaneous surface can virtually be 100% affected, although scalp affection is exceptional [14] . the mucous membranes are affected in 85-95% of patients, commonly preceding skin involvement by a day or two [14] . in the order of frequency, the disease afflicts the oropharynx, eyes, genitalia, and anus [14] . extensive and painful erosions lead to labial crusts, salivation, feeding obstruction, photophobia, and painful urination and evacuation [14] . severe eye sequelae, with the formation of synechiae between the eyelids and conjunctiva by pseudomembranous conjunctival erosions, and blindness may occur [4, 14] . ceratitis and corneal erosions have been reported, as well as a secondary sicca-like syndrome [14] . high fever or hypothermia may occur because of a thermoregulatory imbalance until complete healing, even in the absence of concomitant infections [14] . the abrupt drop in temperature is more indicative of sepsis than of fever itself [14] . psychomotor agitation and mental confusion are not uncommon, and usually indicative of hemodynamic complications and sepsis [14] . many internal organs are affected by the same pathologic process that involves the skin and determines a spectrum of systemic manifestations [4, 14] . systemic involvement occurs, causing erosion in the esophagus and gastrointestinal tract, which may progress to esophageal constrictions, transaminase increases in 50% of cases (hepatitis in 10%), pseudomembranous colitis, and pancreatitis [23] . in the respiratory tract tracheobronchial erosions and secondary pulmonary interstitial edema, with the correction of hypovolemia, can be found [15] . anemia can be constantly observed, as well as lymphopenia in up to 90% of patients [15] . thrombocytopenia is found in 15% of patients; neutropenia occurs in 30% of cases, and when present indicates a worse prognosis [15, 23] . the medications most commonly causing ten are sulfas, phenobarbital, carbamazepine, dipyrone, piroxicam, phenylbutazone, aminopenicillin, allopurinol, and nevirapine. however, it is necessary to consider that new drugs are continually being reported as triggering ten [4, 14, 15, 23] . the exact mechanism by which sjs and ten develop is not well defined. some authors have suggested the participation of the altered metabolism of drugs with the predominance of a slow acetylator genotype in sjs and ten patients, and a deficiency in the mechanisms involved in detoxification of reactive intermediary metabolites [28] [29] [30] . in addition to the metabolic mechanisms, there is evidence to suggest that, especially in ten, the epidermal necrosis is mediated immunologically [4, 14, 30] . it is known today that sjs and ten are disturbances mediated by t cells, similarly to acute graft-versus-host disease (gvhd), with cytotoxic t cells being responsible for the epidermal necrosis through an apoptosis in keratinocytes [14, 30] . posadas et al. [31] have shown the association of high tumor necrosis factor α (tnf-α) levels with the severity of the reaction. this cytokine has been related to an induction in the adhesion and activation of t cells and monocytes. it also participates in apoptosis, irrespective of the action of perforins [31] . it has been demonstrated also that apart from tnf-α, the perforins granzyme b (grb) and fas ligand (fasl) are found to be high in the initial stages of a drug reaction, particularly in sjs and ten. this reinforces the hypothesis of the participation of cytotoxic mechanisms [31] . nowadays, cytotoxic reaction caused by granulosin liberation from t cells is the major mediator involved in cell apoptosis, and the spectrum of sjs/ten is grouped in type ivc of immune reactions, as classified by pichler. correia et al. [32] have observed a similar seric cytokine profile between ten and acute gvhd. these authors showed a significantly high serum level of interleukin (il)-6 and il-10 in ten and acute gvhd patients as opposed to normal blood donors [32] . il-6 is a multifunctional proinflammatory cytokine produced by various cells, including keratinocytes. it consists of a main circulating endogenous pyrogen [32] . this explains the presence of fever that is unrelated to the infection in the first days of ten and gvhd [32] . in turn, il-10 is an endogenous antipyrogen agent. it is produced by keratinocytes with the purpose of blocking inflammatory cytokines such as il-1, il-6, and tnf-α, in addition to being a powerful suppressant of macrophage, t-cell, and natural killer cell functions [32] . by contrast, as il-10 recruits cd8 + lymphocytes from the peripheral blood, its increase in blister fluid explains the high number of these cells in patients' epidermis [32] .the elevation of il-10 creates a natural mechanism against excessive tissue inflammatory reaction [32] . chosidow et al. [33] have suggested that the cellular cytotoxic targets are viral antigens with a potential to alter immune responses resulting from exposure to medications. treatment for sjs and ten patients is similar to that for patients who have suffered extensive burns, with a number of rare exceptions [23] . all patients have to submit to cutaneous biopsy to confirm the diagnosis [23] . the patient must be observed in an intensive therapy unit, in an isolated and heated environment so as to avoid any cutaneous trauma [4, 14, 23] . the treatment must proceed by suspending any drug that is not essential to the patient's life and begin replacement of intravenous fluid, mainly when an oral mucous lesion obstructs liquids from being ingested [4, 14, 23] . isolation and feeding must be carried out through the nasogastric probe because the patient shows calorie and protein loss [4, 14, 23] . corticosteroids should only be administered within 48 h of the condition's onset. it has not proved to be beneficial after this period because of its delaying epithelialization and increasing protein catabolism, in addition to increasing the risk of infection [23, 26] . antibiotic therapy has to be administered to cases whereby a sudden drop in temperature occurs and with a concomitant drop in the general status or increase of cultivated bacteria on the skin with a predominance of a single strain [23, 26] . it must be emphasized that during the first days, the most common infections are by staphylococcus aureus and later by gramnegatives (pseudomonas aeruginosa) or candida albicans [23] . noncontrolled reports and studies on the treatment of ten exist, reporting the use of intravenous immunoglobulin, cyclosporine, cyclophosphamide, plasmapheresis, and anticytokine monoclonal antibodies, among others, in an attempt to curb the process of epidermal necrosis. the value of these studies has been questioned, however, particularly owing to the fact that in most patients who are hospitalized the phenomenon of necrosis virtually comes to a halt [15] . prins et al. [34] published a multicenter, retrospective study on intravenous immunoglobulin use in treating ten patients, which obtained excellent results. a 48-patient cohort, average age 43 years (±24) and consisting of 24 women and 24 men, with a 10-95% variation of epidermal detachment of the total body surface area, was treated. mucous membrane was affected in 91.7% of these patients. the patients received intravenous infusion of gammaglobulins begun on average 7 days after onset of ten (with a variation of 2-30 days). it was administered over a period of 1-5 days, in doses varying from 0.65 to 5.8 g/kg (mean total dose of 2.7 g/kg). an objective positive response to treatment occurred with a break in the progression of ten, observed in 43 (90%) of the 48 patients. in all there were six deaths. the authors concluded that early use of intravenous gammaglobulin is safe, with a recommended dose of 1 g/kg daily for 3 days in a row. in contrast to the studies of prins et al. [34] , a french group (bachot, revuz, and roujeau) led a noncomparative prospective study of 34 patients diagnosed with sjs (nine patients), sjs/ten overlapping (five patients), and ten (20 patients). they concluded that intravenous gammaglobulin in a 2-g/kg daily dose, administered for 2 days in a row, did not reduce patient mortality [35] . until such discrepancies in the results have been cleared up, intravenous gammaglobulin use in treating ten will remain controversial [36] . however, as the volume of data encourages its application and effective alternative therapies remain lacking, it seems difficult to not suggest a high dose of intravenous gammaglobulin, especially as a way of intervening early in quickly progressing ten cases. whereas mortality rate is low for emm (<1%) and sjs (roughly 5%), it is above 40% for ten patients with macules [37] . the mortality rate rises with age range and increased surface area of the epidermal scaling [37] . we reiterate the classification methodology adopted by multicenter studies, prospectively named scard (severe cutaneous adverse reactions). the results of the latter were recently published based on the analysis of 552 patients and 1,720 controls [38] . this classification system (named scorten) is summarized in chart 26.2. despite the large range and amount of drugs that may pose a great risk of contracting sjs and ten, an annual risk rate of five cases per year among medication users has not been exceeded [39, 40] . [41] [42] [43] dress syndrome is an acronym derived from the term "drug rash with eosinophilia and systemic symptoms" coined by bocquet et al. also known as drug-induced hypersensitivity syndrome (dihs), it was first recognized in 1950 by chaiken in a patient using an anticonvulsant. there are many synonyms used, most of them referring to the origin of the drugs involved in the drug reaction, such as dapsone syndrome, allopurinol hypersensitivity syndrome or the anticonvulsant hypersensitivity syndrome. although a dermatosis is usual in dress, the extent of skin involvement is variable and therefore the "r" in dress was subsequently changed from "rash" to "reaction." clinically, in its complete form, this syndrome includes an extensive mucocutaneous rash, fever, lymphadenopathy, hepatitis, and hematologic abnormalities with eosinophilia and atypical lymphocytes, and may involve other organs with eosinophilic infiltration, producing damage in several systems, especially in kidney, heart, lungs, and pancreas. this multivisceral involvement differentiates dress from other common skin reactions to drugs. another unique feature of this syndrome is its late onset in relation to the period of introduction of the causative drug, i.e., at around 3 weeks to 3 months, and its possible persistence or worsening despite the withdrawal of the offending drug. the incidence of this syndrome is estimated to vary from one case among 1,000-10,000 drug exposures. adults are more affected than children, and although the precise incidence of drug reaction has not yet been determined, it is much more common than sjs, which has an incidence of 1.2-6 cases per million person-years, and most cases are sporadic, with no gender predilection. recognition of this syndrome is of paramount importance, since the mortality rate is about 10-20% and a specific therapy may be necessary. the exact mechanism of dress/dihs remains to be determined but, in cases related to anticonvulsant drugs, three components are considered: (i) deficiency or abnormality of the epoxide hydroxylase enzyme that detoxifies the metabolites of aromatic amine anticonvulsants (metabolic pathway); (ii) associated sequential reactivation of herpesvirus family; and (iii) ethnic predisposition with certain human leukocyte antigen (hla) alleles (immune response). this type of reaction is most commonly seen using seven different drug groups: (i) anticonvulsants, such as the aromatic anticonvulsants (phenytoin, carbamazepine, phenobarbital, primidone), mexiletine, lamotrigine, valproate, ethosuximide, and zonisamide; (ii) antidepressants (desipramine, amitriptyline, fluoxetine); (iii) sulfonamides and sulfones (dapsone, sulfasalazine, trimethoprim-sulfamethoxazole, salazosulfopyridine); (iv) anti-inflammatory drugs (piroxicam, naproxen, diclofenac, sundilac, phenylbutazone, ibuprofen); (v) anti-infectives (abacavir, cidofovir, terbinafine, nevirapine, minocycline, linezolid, doxycycline, telaprevir, nitrofurantoin, zalcitabine, spiramycin, metronidazole, piperacillin-tazobactam, ceftriaxone); (vi) angiotensin-converting enzyme inhibitors (captopril, enalapril); and (vii) β-blockers (atenolol, celiprolol). cases have been reported with allopurinol, gold salts, thalidomide, calcium channel blockers (diltiazem), ranitidine, sorbinil, azathioprine, dobutamine, methimazole, propylthiouracil, and efamizulab. the cases more consistent with dress/dihs were caused by aromatic anticonvulsants, dapsone, salazosulfopyridine, allopurinol, and minocycline. other drugs causing less typical cases are reported in the literature, but less frequently. aromatic anticonvulsants have an estimated occurrence of dress/dihs of one case for every 5,000 people exposed to the drug, and the reaction is especially common among black patients. the aromatic anticonvulsant drugs that have been associated most frequently with drss/dihs are phenytoin, phenobarbital, and carbamazepine. however, newer anticonvulsant medications also containing aromatic structure (felbamate, oxcarbazepine, zonisamide, and lamotrigine) can also be involved, and the cross-reactivity between the various aromatic anticonvulsant drugs is well documented, varying between 40% and 80%. the pathogenic mechanism of idiosyncratic reactions to drugs, such as dress/dihs, has not been fully elucidated. sullivan and shear proposed a multifactorial model for the pathogenesis of dress/dihs. its occurrence would be determined by the combination of exposure to a drug capable of causing adverse reaction given in sufficient dosage and period of use to a susceptible patient. a certain group of drugs associated with dress/dihs, including the aromatic anticonvulsants, is metabolized to reactive oxygen intermediates that appear to be inefficiently detoxified in patients with acquired or pharmacogenetic variations in the metabolism of these drugs. aromatic anticonvulsants such as carbamazepine, phenytoin, and phenobarbital are metabolized by the hepatic cytochrome p450 enzymes and undergo oxidation by aromatic hydroxylation, with subsequent formation of arene oxides. arene oxides are toxic reactive intermediates that are normally enzymatically converted to nontoxic metabolites by epoxide hydroxylase or glutathione transferase. in addition, spontaneous conversion to nontoxic phenol derivatives can occur. in cases of defective or deficient epoxide hydroxylase, arene oxides can accumulate and cause direct cellular toxicity or immune response ( fig. 26.10 ). drug interactions can be important in this syndrome. concomitant use of lamotrigine and valproic acid increases the occurrence of the syndrome. it is thought that the mechanism for this drug interaction is the competition between valproic acid and lamotrigine for hepatic metabolism by glucuronidation, which doubles the halflife of lamotrigine and predictably would increase the possibility of adverse effects. positive patch tests and testing of blast transformation of lymphocytes indicate the presence of an immune reaction in which t cells participate in specific core function. clones of drugspecific t cells have been isolated from patients sensitive to carbamazepine and lamotrigine. several clinical similarities that could be observed between dress/dihs and infectious mononucleosis (im) have led researchers to implicate a possible range of viruses as triggers for this syndrome. in addition, unique features of this syndrome are its late onset in relation to the period of introduction of the causative medication and frequent clinical and laboratory deterioration, as well as episodes of exacerbation despite the withdrawal of the offending drug, so that these characteristics are not necessarily typical of a reaction of specific drug etiology. although there are conflicting views on the pathogenesis of dress/dihs in different parts of the world, recent studies have suggested a close relationship between human herpesvirus 6 (hhv-6) and the development of dress/dihs. sporadic reports have shown that not only hhv-6, but also other herpesviruses such as hhv-7, epstein-barr virus (ebv), and cytomegalovirus (cmv), can be reactivated during the course of the dress/dihs. results obtained with analysis by polymerase chain reaction showed that various herpesviruses are sequentially reactivated during the course of dress/dihs in most patients. the cascade of viral reactivation is initiated by ebv or hhv-6 and extends over a period to hhv-7 and eventually to cmv [1] . in some patients, the clinical manifestations of this syndrome persist despite discontinuation of the drug involved, coinciding with the reactivation of herpesvirus, as shown in fig. 26 .11. the reactivation of hhv-6 is evidenced by increases in the titers of igg anti-hhv-6 dna levels, and hhv-6 is commonly found in the second or third week after the onset of rash, despite the high variability of clinical manifestations among patients with this drug reaction. since the reactivation of hhv-6 can be detected only in patients with dress/dihs, but not other adrs, in japan this diagnostic test has become sensitive and specific for the diagnosis of all patients with dress/dihs [7] . the detection of hhv-6 reactivation seems to be the gold-standard diagnostic test for dress/dihs in japan, with other asian countries and europe helping to confirm the identification of this condition. however, it is still unknown how detection of the viral genome in peripheral blood reflects the true status of viral reactivation in progress in many different organs and systems. specifically, it is possible that in different compartments and organs such as spleen and lymph nodes, different herpesviruses can reactivate in sequential order completely independent of what occurs in the blood, which would explain why blood samples negative for the viral genome are obtained during the clinical activity of dress/dihs. what remains unclear is the role of herpesvirus in early dress/dihs. there are two possibilities: (i) dress/dihs began as an "allergic" immune reaction to a particular drug, which seems to possess an innate ability to stimulate t cells. (2) in genetically predisposed individuals or by additional factors, an impaired detoxification and accumulation of these metabolites occur (3), which can cause cellular damage generating danger signs that can stimulate resting t cells, inducing costimulatory pathways (4). in addition, ethnic predisposition to certain hla types may contribute to the formation of neoantigens from the combination of these intermediary reactive metabolites with tissue macromolecules and formation of haptens (5a), which can be presented via the human histocompatibility complex class i (hla-dr) or class ii (hla-a, -b or -c), to cd4 or cd8 t cells (6) . it was demonstrated that carbamazepine, valproic acid, and amoxicillin are able to exert immunomodulatory actions by inhibiting histone decarboxylase on b lymphocytes, producing a hypogammaglobulinemia that precedes the clinical onset of dress/dihs. the clonal expansion of t cells requires sequential reactivation of latent herpesvirus, and at the same time cd8 + cla + t cells are produced, which are directed toward skin, cd8 + ccr4 + t cells addressed to the lungs (7b), and cd4 + il-4, il-5 producer and il-17 cd4 th17 + producer that cause tissue and peripheral eosinophilia in the context of t-cell activation is a massive activation of herpesvirus housed in these cells, since the stimulation of t cells by the drug may reactivate the viral genome into the cell. thus, the drug in turn can activate a specific cellular and humoral immune response to herpesvirus. this could explain why different herpesviruses are activated and because in another intense immune process, so-called gvhd, a similar reactivation can be observed. (ii) the viral reactivation can occur but is initially clinically unapparent. however, t cells stimulated by virus present significant crossreactivity with certain drugs, and exposure to these drugs leads to an expansion of t cells specific to the drug (and viruses), which persists even after drug withdrawal due to persistence of viral antigens. the simultaneous appearance of multiple concurrent viral reactivation could be explained by the ability of hhv-6 and hhv-7 counterparts to reactivate virus. thus, if the symptoms of dress/ dihs are mediated by both the various gene products and herpesvirus immune responses to viral replication, the frequent deterioration or the several exacerbations that occur despite withdrawal of the offending drug could derive, at least in part, from the sequential activation of this herpesvirus. the viral reactivation may provide a "danger signal" (danger sign) that stimulates massive clonal expansion of both cd8 + and cd4 + nonspecific t cells and causes the complete development of the syndrome. shiohara et al. proposed the possibility that the clinical symptoms during the course of evolutionary dress/dihs do not seem to be only mediated by oligoclonal expansion of drug-specific t cells, but also by antiviral t cells that cross-react with drugs. how is hhv-6 acquired? hhv-6 infects almost all humans around 2 years of age. most infections arise through the exchange of infected saliva during the first year of life, although perinatal transmission can occur. it was demonstrated that the dna of hhv-6 can be integrated into the host dna, and once part of the human dna, congenital transmission can occur [7] . this was also demonstrated in the course of the dress/dihs. the temporal relationship between onset of drug use and the onset of dress/dihs (3 weeks to 3 months) suggests that viruses have no primary function in the syndrome, favoring primary pathogenesis related to drug allergy. patients with dress/dihs have decreased total serum igg, iga, igm, and b-lymphocyte count at onset, while there is an expansion of memory t cells that cross-react with both drug and virus. it is noteworthy that the lymphocyte transformation test is negative in the first week of illness and remains negative in 90% of patients 2 weeks after the onset of symptoms, becoming positive only 5-7 weeks after the initial drug reaction. this could be due to the expansion of regulatory t cells (which suppress the proliferation of memory t cells) in the early stages of the disease and its subsequent reduction by apoptosis. several cytokines are increased during dress/dihs. in particular, levels of tnf-α and il-6, which are typically proinflammatory cytokines, are elevated in this syndrome before the reactivation of hhv-6. interestingly, il-6 becomes undetectable during viral replication and increases again after the infection in most patients. dress/dihs is an entity distinct from other serious adrs because of the dynamic changes in the immune response observed during the course of the disease. the phenotype of circulating cd4 + t cells is changed to cd8 + phenotype at the time of viral reactivation. regulatory t cells are initially increased in number in the circulation and skin, but decrease in parallel the function of the different organs or systems. the reactivation of hhv-6 is considered a condition requiring immunosuppression, demonstrated on several immune abnormalities in the early syndrome: marked decrease of serum immunoglobulins, the number of circulating b cells, and regulatory t-cell dysfunction. moreover, the participation of skin inflammation may be involved in the induction of immunosuppressive conditions. sugita et al. demonstrated a reduction in the number of plasmacytoid dendritic cells (pdc) in peripheral blood of patients, but an increase in the expression of these cells in skin affected by the rash. the pdc human leukocyte subtypes are capable of producing large amounts of interferon-α (ifn-α), which induces the maturation of b cells in order to produce igg and plays a critical role in antiviral defense. the pdc from circulation may accumulate in the skin and thus reduce the number of pdc in the circulation. therefore, antiviral responses may be reduced, facilitating viral reactivation in peripheral blood and tissues other than the skin. although the terms dress and dihs are often and mistakenly used interchangeably, there is currently a tendency to believe that the dihs represents the most severe cases of dress, with reactivation of hhv-6 detected in a large majority of patients and only in a limited number of patients with dress [6] . the most popular hypothesis to explain the immunoallergic reactions to drugs is the theory of hapten/pro-hapten: according to this hypothesis, the drug (or metabolite) is processed by antigen-presenting cells (apcs) and expressed in the cell membrane in the context of hla-a, -b, or -c type i (mhci) or hla-d type ii (mhcii). the complex hla drug (hapten) is presented to native t cells (naive) via their t-cell receptor (tcr), which initiates different types of immune responses, depending on the hla expressed on the apc and the cytokine environment. the story of "hla-drug" correlation truly began in the twenty-first century with abacavir. in 2002, two independent groups observed the abacavir hypersensitivity syndrome and that this was restricted to the allele hla-b*5701, which conferred an elevated odds ratio (>100). glaxosmithkline (london, uk) led the largest international randomized pharmacogenetic clinical trial to date, which demonstrated the correlation between abacavir hypersensitivity reactions and patients with this allele, and proved that the exclusion of abacavir introduction to the patients with this allele resulted in the disappearance of the syndrome, which was first seen in 5% of patients overall who received the drug during the first weeks of antiretroviral treatment. this allele test is now routinely used before the introduction of abacavir in several countries. the hla alleles have a high negative predictive value but low positive predictive value in relation to adrs, indicating that these biogenetic markers are necessary but not sufficient to trigger the allergic immune reactions. according to the theory of hla-drug (hapten), the complex hapten only triggers an immune-allergic reaction in the presence of a specific hla allele. thus, prospective hla screening should prevent some patients from having serious idiosyncratic reactions such as dress/dihs, sjs, and ten if they have a specific risk allele by not receiving the drug related to it. hla pharmacogenomics is a recent field of study that has been rapidly developed and implemented into clinical practice and has improved drug prescription, which is likely to become more and more important in coming years. besides causing sjs and ten, carbamazepine also induces other types of adrs, including maculopapular exanthema (mpe) and dress/ dihs. the association between hla-b*1502 and carbamazepine-induced mpe was not detected in populations of ethnic han chinese and hong kong or thai populations. studies involving 18 han chinese residents in taiwan and 56 caucasians showed no association between cases of dress/dihs caused by carbamazepine and hla-b*1502. these data indicate that the association between hla-b*1502 and cutaneous adrs induced by carbamazepine are specific to sjs/ten. kano et al. showed that in four of their 13 japanese patients (30.8%) with dress/dihs in whom reactivation of hhv-6 was proved, the syndrome was triggered by aromatic anticonvulsants (carbamazepine in ten, phenobarbital in two, and phenytoin in one) had hla-b*1301. the frequency of this allele was much higher than in the japanese population (1.3%). although this difference was not statistically significant after correction for multiple comparisons, the authors proposed that the presence of certain alleles of hla-b on the reactivation of the virus contributed, at least in part, to the association of hla-b allele with dress/dihs. kashiwagi et al. demonstrated a significant association between adverse skin reactions to carbamazepine and hla-a*3101 among 22 japanese patients, including erythema multiforme, erythroderma, dress/dihs, ssj, and other drug reactions. eleven of these patients (50%), including two patients with sjs and others, were carriers of hla-a*3101 and allele frequency was much higher in these patients (25%) than in the japanese population (7.1%) (p = 4 × 10 -4 , odds ratio (or) = 4.33). in a case-control study in a han-chinese population a strong association between the presence of hla-b*5801 and sjs/ten, or dress/dihs triggered by allopurinol among 51 patients (100%) was found, compared with 20 out of 135 (15%) allopurinol-tolerant patients and 19 out of 93 controls (20%) (p (pc value 4.7 × 10(-24), or = 580). japanese patients with different clinical types of cutaneous adrs caused by allopurinol, including sjs, ten, and dress/dihs, had the same hla-b*5801 allele. pirmohamed et al. found an increased frequency of hla-dr3 and hla-dq2 in a group of patients with carbamazepine-induced dress/ dihs (respectively p = 0.01, or = 3.3; p = 0.04, or = 2.7). it was demonstrated that activation of cd4 + t cells with il-2 is essential for the spread of hhv-6 in vitro. genotyping of patients revealed that they had positive hla-dr3 (drb1*0301) and hla-dq2 (dqb1*0201). thus, in recent years increased attention has been given to genetic factors as a cause of variation in both the interpersonal effectiveness and adverse effects of medicines. idiosyncratic reactions are often mediated through immune, usually severe, and unpredictable course. the main region of human dna with genetic variations that predispose to drug hypersensitivity reactions is the region hla. this region harbors the gene locus of most diseases and contains many genes associated with immune functions. although strong associations have been demonstrated between certain hla alleles and some types of adverse skin reaction to drugs, there is no definitive evidence or published data concerning the functions involved in these alleles. the activation of t cells restricted to hla is necessary for the induction of immune reactions and, moreover, there is the possibility that some hla proteins have high binding affinity combined with other drugs or a metabolite of the drug through covalent and noncovalent mechanisms. on the other hand, a protective effect of hla has also been suggested. alfirevic et al. reported a potential protective effect of hla-b*0702 against severe adverse skin reactions induced by carbamazepine in caucasian patients. the implications of pharmacogenomics are varied; one example is the recommendation of the us food and drug administration (fda), which currently recommends genetic testing for users of more than ten drugs currently marketed in that country. histopathology of the skin shows a diffuse, dense superficial and/or perivascular lymphocytic infiltrate. eosinophils in the dermis or swelling may or may not be present ( fig. 26.12a ). on some occasions there is a band-like infiltrate with atypical lymphocytes simulating epidermotropism such as mycosis fungoides. fernando et al. described a patient with dress/dihs triggered by carbamazepine whose rash biopsy presented an unusual form of superficial perivascular inflammatory infiltrate, in which tiny granulomas along with a moderate number of lymphocytes were found. the authors speculated that granuloma formation may be due to a sustained exposure to the drug, even after the onset of dress/dihs. the expansion of cd4 + t cells producing ifn and other cytokines results in recruitment of macrophages which, as a result of maintained exposure to the drug and persistence of cytokine release, promote differentiation into epithelioid cells, which then secrete tnf to promote fusion of these cells into multinucleated giant cells. thus, biopsies of organs involved in dress/ dihs, such as skin and liver, on a significant number of patients may demonstrate the true frequency of granulomatous infiltration in the disease and assist in understanding the pathogenesis of the reaction. the syndrome usually develops within 2 months after drug introduction, more often in 3 weeks to 3 months of the introduction of the drug, or earlier if constituting readministration. fever, often high (38°-40 °c), which is the most common symptom (seen in 90-100% of cases), and rash (87% of cases) are the first signs, especially when related to antiepileptic drugs. the cutaneous eruption consists of a morbilliform rash, which is indistinguishable from the rash of other less severe reactions ( fig. 26.12b, c) . the face, upper trunk, and upper extremities are initially affected, with subsequent progression to the lower extremities occurring in about 90% of cases, which later spreads to the legs and the development of erythrodermic rash. the maculopapular eruption later becomes infiltrated with edematous follicular accentuation. swelling of the face, with marked periorbital involvement, is a warning for the diagnosis, occurring in about 25% of patients, and can be so intense that the patient becomes disfigured. vesicles may arise, and fine bubbles caused by edema of the dermis can be present. no necrosis of the epidermis such as ten occurs, except in rare cases of overlapping dress/dihs and ten. small sterile perifollicular pustules and nonfollicular pustules may appear, which are different from acute generalized exanthematous pustulosis and do not predominate on the main ridges of the skin. often atypical targets may arise. over time the rash becomes purplish, with sharp definition on lower limbs and the resolution of scaling another form of presentation is a picture of exfoliative dermatitis, which may be associated with mucosal involvement, such as cheilitis, erosions, pharyngitis, and enanthematous enlarged tonsils. bilateral edema and infiltration of the salivary glands with xerostomia has been frequently reported. lymphadenopathy is common (70-75% of cases), limited to the lymph nodes or generalized, and painful, gradually resolving with the withdrawal of the drug. the lymph nodes may reveal two distinct types of involvement: a benign pattern of lymphoid hyperplasia with maintenance of normal lymph node architecture, and another a b c various hematologic abnormalities are observed, which consist of marked leukocytosis, eosinophilia (30% of cases), and atypical lymphocytes similar to mononucleosis. these findings guide the diagnosis toward dress, but can sometimes be difficult to distinguish from viral infections such as infection by ebv or hematologic diseases. lymphopenia, leukopenia, or leukocytosis usually precedes it, although they often are not detected because they occur several days before establishment of the clinical syndrome. leukocytosis may be high, up to 50,000 leukocytes/mm 3 , and eosinophilia reaches values higher than 20,000/mm 3 . the eosinophilia may determine the involvement of internal organs with pulmonary infiltrates. in general, eosinophilia may be observed about 1-2 weeks after the onset of the syndrome, or may even occur after the increase in liver enzymes has normalized. hemophagocytic syndrome (hps) can rarely be observed in the course of dress/dihs. hps is associated with and triggered by various conditions, including viral infections, particularly ebv, malignant tumors, or autoimmune diseases. when involved with the course of dress/dihs, hps usually occurs 2 weeks after the onset of drug eruption. there is a decrease in white blood cells and platelets that are detected simultaneously with elevation of lactate dehydrogenase (ldh). bone marrow aspirate reveals hemophagocytosis in an increased number of macrophages. multiorgan involvement may include a wide variety of organs and systems with myocarditis/ myositis, pericarditis, interstitial nephritis (11% of cases), necrotizing granulomatous vasculitis in kidney, brain involvement (encephalitis or meningitis), colitis, and thyroiditis. this potentially fatal visceral involvement form may be symptomatic or not, and begins 1-2 weeks after the onset of rash. we observed a patient who developed acute pancreatitis that evolved into a lethal course. there are reports of shock and respiratory distress syndrome with hypotension, pyrexia, hepatitis, and renal failure related to a hydantoin reaction. arthritis or arthralgia may occur in the context of this syndrome, including myositis. liver involvement is the most common visceral manifestation (50-60% of patients) after lymphadenopathy. hepatomegaly may constitute a finding on physical examination. hepatitis with isolated elevation of liver transaminases is common (51% of cases), usually anicteric, but liver failure is a leading contributory factor to mortality. liver biopsy shows central lobular necrosis and dense inflammatory infiltrate of lymphocytes and eosinophils or granulomas. the reaction is accompanied by cholestasis and hepatocyte necrosis. in more severe cases, widespread or focal hepatic necrosis may be present. the presence of an active coinfection with hepatitis viruses b and/or c often determines deterioration in liver function and prolonged liver dysfunction. there are few cases reported in the literature of dress/dihs with severe acute hepatitis (defined by the presence of alanine aminotransferase (alt) to more than 10× upper limit of normal and/or acute liver failure, such as coagulopathy and encephalopathy), mostly observed in women between the second and fourth decade of life, especially in relation to the use of sulfasalazine. about 15% result in death or liver transplantation, and the course of the disease is apparently unchanged by the use of immunosuppressants. the rapid recognition of the syndrome and prompt withdrawal of the drug can limit the liver damage, although this may be possibly even worse for several weeks and take months to resolve. renal involvement occurs in about 11% of cases, being particularly evident in cases arising from the use of allopurinol, whereby there was an increase in serum creatinine and urea and decreased creatinine clearance. in urine tests, increased content of eosinophils can be observed. although pulmonary involvement is rarely reported in dress/dihs, interstitial pneumonia with eosinophilia is often observed among patients whose syndrome was triggered by minocycline. possibly the cases with lower intensity of pulmonary manifestations are less reported, leading to a bias in the published literature. pulmonary complications include acute interstitial pneumonitis, lymphocytic interstitial pneumonia, and adult respiratory distress syndrome (ards). myocarditis may develop at the beginning of the syndrome or up to 40 days after establishment. symptoms include heart failure, chest pain, sudden tachycardia, dyspnea, and hypotension in early dress/dihs, but some patients are asymptomatic. the echocardiogram shows a reduction in ejection fraction, chest x-ray demonstrates cardiomegaly, and the electrocardiogram shows nonspecific changes in the st-t segment. there is an increase in enzymes such as cpk and ck-mb, but no apparent changes in levels of troponin-1. neurologic complications include meningitis and encephalitis. meningoencephalitis occurs about 2-4 weeks after initiation of drug reaction, and may lead to coma, seizures, headaches, disorders of speech, and paresis and paralysis of the cranial nerve. gastrointestinal bleeding may be an abrupt complication caused by ulcers derived from cmv. endoscopic examination reveals arterial bleeding from punched-out gastric ulcerations. kennebeck compiled the frequency of clinical manifestations and laboratory data of the anticonvulsant hypersensitivity syndrome: fever (90-100%), cutaneous eruption (87-90%), lymphadenopathy (70%), hepatitis (50-60%), hematologic abnormalities (23-50%), periorbital and orofacial edema (25%), myalgia and arthritis (20%), nephritis (11%), pharyngitis (10%), and pulmonary manifestation (9%). the visceral involvement in acute dress/ dihs until resolution of clinical disease is, therefore, extensive and varied, some of these events being closely related to hhv reactivation: enterocolitis and intestinal bleeding, hemophagocytic syndrome (hps), hepatitis, limbic encephalitis, myocarditis, nephritis, mumps, pneumonia, pleurisy, and the syndrome of inappropriate antidiuretic hormone (siadh). the exclusion of other serious infections, particularly bacteremia, neoplastic diseases (lymphoma, leukemia, hypereosinophilic syndrome, paraneoplastic syndrome), and autoimmune or connective tissue conditions (adult-onset still's disease, lupus erythematosus, vasculitis) is necessary for an accurate diagnosis of dress/ dihs. complications are rare and include limbic encephalitis, thyroid disease, renal failure, splenic rupture, eosinophilic colitis, eosinophilic esophagitis, enterocolitis, and fatal cmv. the mortality rate can reach 20%, especially in cases related to advanced age, renal impairment, jaundice, and hepatitis with reactivation of cmv. by contrast, cases where there is a reactivation of ebv seem to have a less severe course, but are more likely to later (usually after several years) develop autoimmune diseases such as diabetes mellitus type 1 and autoimmune hypothyroidism. several authors have reported the occurrence of autoimmune diseases and/or the production of autoantibodies after the resolution of dress/ dihs, in a period ranging from several months or years after the resolution of the syndrome, and some are similar to those seen after bone marrow transplant. the related conditions include diabetes mellitus type 1, lupus erythematosus, hashimoto's thyroiditis, enteropathy, sclerodermiform lesions, gvhd, and bullous pemphigoid. the diagnosis is difficult since there are incomplete or less characteristic clinical features, for example, hepatitis without rash, or merely pulmonary infiltrate with eosinophilia. bocquet, bagot, and roujeau were the first authors who proposed criteria for dress diagnosis. according to these authors the diagnosis is established if there are at least three criteria present: there is still no international consensus on the best criteria for the definition of dress/dihs diagnosis. bocquet et al. and southeimer and houpt have proposed different definitions and nosology for dress/dihs in order to clarify clinical and pathologic characteristics of this syndrome. the japanese study group for severe cutaneous adverse reactions to drugs (scar-j) has adopted other criteria, as presented on chart 26.4. however, the universal adoption of these criteria may be impaired, because one of the criteria is viral replication during the course of infection, and some tests, such as measurement of igg titer anti-hhv-6, are not yet routinely available in all hospitals or laboratories. in our view, the criteria adopted by the european group regiscar, published by kardaun et al. in 2007, is the best to meet the needs in the diagnosis of dress/dihs. here the use of a system score for the diagnosis of dress/ dihs was suggested, based on the presence of symptoms and clinical and laboratory signs, as displayed in table 26 .1. given the suspicion of the syndrome relevant examinations should be performed, keeping in mind that this syndrome has evolutionary behavior. the initial tests are oriented to verify the data and research into hematological visceral involvement, as proposed by descamps et al. at admission: complete blood count, alt, aspartate aminotransferase (ast), total bilirubin, γ-glutamyl transferase, alkaline phosphatase, sodium, potassium, creatinine and creatinine clearance, 24-h urine protein and urinary eosinophil count, cpk, ldh, ferritin, triglycerides, calcium and parathyroid hormone, blood glucose, prothrombin time and activated partial thromboplastin time, lipase, protein electrophoresis, c-reactive protein, quantitative pcr for hhv-6, -7, ebv, and cmv, blood culture, and antinuclear factor. follow-up (two times per week): complete blood count, alt, ast, creatinine, ldh, and other laboratory tests according to changes found on admission tests. evolutive follow-up: quantitative pcr for hhv-6, -7, ebv, and cmv, complete blood count, alt, ast, alkaline phosphatase, creatinine, ldh, ferritin, and triglycerides. the early recognition of adrs and withdrawal of the offending drug is the most important and essential steps toward clinical improvement. empiric treatment with antibiotics or antiinflammatory drugs should not be administered during the acute disease, since they may confuse or worsen the clinical picture of patients because of an unexplained cross-reactivity between drugs. prognosis is generally worse in the elderly while the recovery is usually faster and usually complete in children. for many years, the treatment of dress has been based on the use of systemic corticostethe diagnosis is confirmed by the presence of the seven criteria (typical dihs) or of the first five criteria (atypical dihs) a this can be replaced by other organ involvement such as renal involvement b reactivation is detected from the second to third week after symptom onset, through igg anti-hhv-6 titer elevation roids (dose equal to or greater than 1-1.5 mg/ kg/day of prednisone or equivalent) with marked improvement of symptoms and laboratory parameters only several days after the start of treatment. systemic corticosteroids should have their dose reduced, after clinical and laboratory control of the disease, slowly over 6-8 weeks to prevent recurrence of the symptoms of disease. abrupt deterioration of various symptoms is observed when the withdrawal is accidental or by rapid reduction of the dose of corticosteroids. shiohara et al. recommend that all patients should be hospitalized even when the initial presentation is mild. if symptoms worsen despite the use of oral corticosteroids, other options used in case series are the use of pulsed methylprednisolone (30 mg/kg intravenously for 3 days), intravenous immunoglobulin (ivig), and plasmapheresis, or a combination of these therapies. it should be remembered that the immunosuppressive therapies may increase the risk of infectious complications and sepsis. mild cases can recover simply by drug withdrawal and supportive treatment after a few weeks, even without the use of corticosteroids. however, even in mild cases, the monitoring of liver function tests should be conducted and appropriate tests ordered to rule out the involvement of other organs such as lungs, thyroid, and heart. special attention should be given to possible reactivation of cmv, especially in patients with severe dress/dihs. physicians should also pay attention to a proper balance between the needs of corticosteroids for relief of symptoms and been shown that dihs/dress is a manifestation of newly observed immune reconstitution syndrome (irs), and herpes zoster is observed as the most common manifestation of irs after highly active antiretroviral therapy for aids. relevant clues related to dress syndrome include: • dress/dihs is an adr caused by an apparent group of drugs, and one-third of cases are related to anticonvulsants, in addition to sulfonamides and allopurinol, which can cause 10-20% mortality. • the syndrome is characterized by a latency period ranging between 3 weeks and 3 months after the introduction of the offending drug, and its course is marked by apparent sequential reactivation of hhv and subsequent development of autoimmune diseases, providing an opportunity to establish a connection between viral infections and the emergence of autoimmune diseases. • in early dress/dihs hypogammaglobulinemia and reduced peripheral b cells are found, and cd4 + cd25 + foxp3 + (regulatory t cells) levels are high at the beginning of the syndrome, regardless of whether or not patients are treated with corticosteroids. this clonal expansion of regulatory t cells appears to prevent activation of antiviral t cells in an appropriate manner and sequential reactivation of virus is presented in the syndrome. these regulatory t cells have the phenotype ccr4 + and cla + , which address the skin. in the last stage of the syndrome's activity, phenotype of cytotoxic t cells becomes prominent and cd4 + lymphocytes are intensely diminished. these cells are depleted over time, suffering apoptosis and becoming reduced after the resolution of the syndrome, which could be a predisposing factor for the development of autoimmunity. pustulosis [45] agep is a clinical entity that appears in the intertriginous areas or on the face as a diffuse erythema (scarlatiniform) with acute presentation. patients report pruritus or local burning sensation. after this appearance, the erythema is replaced by hundreds of nonfollicular sterile small pustules (<5 mm in diameter) (figs. 26.13 and 26.14). these pustules may sometimes converge and mimic nikolsky's sign, leading to misdiagnosis as ten. intense edema of the face may occur, with purpuric lesions mainly on the legs and the onset of lesions similar to em of the legs. there may be mucous involvement in about 20% of the patients, although it is usually mild and self-limited, occurring in just one location. the cutaneous symptoms are almost always accompanied by fever of >38 °c. frequently there is leukocytosis in the blood count, and eosinophilia may also occur in one-third of the patients. usually this eruption regresses within 4-10 days after withdrawal of the drug and in typical cases leaves a lamellar or punctiform desquamation. disease prognosis worsens when there is hyperthermia or infection of the lesions, and when it affects elderly individuals, who should be hospitalized. the drugs described as a cause of agep are most frequently β-lactams (penicillin, cephalosporins), macrolides (azithromycin, erythromycin), cyclines (doxycycline), sulfonamides (trimethoprim, sulfasalazine), chloramphenicol, isoniazid, streptomycin, vancomycin, quinolones (ciprofloxacin, norfloxacin), itraconazole, terbinafine, allopurinol, carbamazepine, phenytoin, diltiazem, nifedipine, chromium picolinate, diclofenac, enalapril, disulfiram, furosemide, hydroxychloroquine, paracetamol, mercury, thalidomide, protease inhibitors, and bamifylline. sidoroff and et al. proposed some characteristics that might aid in the differentiation between pustular psoriasis and agep. in the latter, a history of psoriasis is rare, the lesions are most frequent in the cutaneous folds, the duration of the fever and the pustules is short, and there is usually a history of recent exposure to the drug; arthritis is rare. histopathology may show subcorneal and/or intraepidermal spongiform pustules, edema of the papillary dermis, vasculitis, exocytosis of eosinophils, and focal necrosis of keratinocytes (fig. 26.15 ). on the other hand, in pustular psoriasis a history of psoriasis is common, the involvement is generalized, the duration of the fever and the pustules is longer, history of drug exposure is less frequent, arthritis occurs in about 30% of the patients, and histopathologic recently, britschgi and colleagues demonstrated high expression of il-8 in these patients. it is known that il-8 is a chemokine with potent activity in the recruitment of neutrophils, which is produced by the keratinocytes and mononuclear cells of the cutaneous inflammatory infiltration. these authors concluded that agep might be the expression of a reaction whereby a cell bound to the drug triggers a drug-specific cd4 + and cd8 + immune response, which results in high expression of il-8 (type vid in the pichler classification). [45] in 1905, von piquet and shick described serum sickness in children treated with horse serum containing diphtheria antitoxin. more recently serum sickness has been observed in patients treated with horse antithymocyte globulin or vaccines of rabbit antihuman diploid cells. this constitutes a type iii hypersensitivity reaction, mediated by immunocomplexes deposited on the walls of the vessels, activation of the complement, and recruitment of granulocytes. it presents particular cutaneous manifestations: typically there is erythema in the lateral portion of the fingers and toes that precedes a more disseminated eruption (occurring in 90% of cases), which frequently is morbilliform (twothirds of the patients) and sometimes urticariform. the presence of urticaria, leukocytoclastic vasculitis, and multiform erythema is rarely observed. in half of the cases there is visceral involvement [1] . the following clinical findings are common: fever, cutaneous eruption, constitutional symptoms, arthritis, and arthralgia. the disease begins about 8-14 days after the initial exposure to the foreign protein. the drugs related with this type of manifestation are the heterologous sera and vaccines. serum sicknesslike reactions can also be caused by penicillin, cephalosporin, minocycline, propranolol, streptokinase, and nonhormonal anti-inflammatories. there are no data on the prevalence of this disease in brazil, although reports of cases of this disease are not infrequent in the medical literature. fractions c3 and c4 of the complement are strongly decreased in serum sickness while they are usually normal in serum sickness-like reactions. treatment of the disease constitutes withdrawal of the drug allied to the use of systemic corticosteroids, in addition to antihistamines for symptomatic relief of pruritus when present. careful observation of the clinical course of the patient's systemic involvement is imperative. [45, 46] several medications can induce a cutaneous vasculitis-type response, the histopathologic definition of which is the presence of inflammation and necrosis in the wall of the cutaneous blood vessels. clinically it presents as tangible purpura or maculopapular purpuric eruption. this disease can also occur in the form of hemorrhagic blisters, urticaria, ulceration, nodules, raynaud's disease, and digital necrosis. the same vasculitis the disease develops about 7-21 days after initiating the drug; however there can be a longer time interval, and any medication instituted within the 2 months prior to the presentation should be considered suspect. given the absence of confirmatory tests for this entity, one should value anamnesis and the correlation with drug exposure, which in general occurs 1-3 weeks before onset of the cutaneous picture. however, the exposure can have occurred in periods as disparate as 2 days to 9 years. withdrawal of the drug leads to a rapid resolution of the picture, and systemic corticosteroids can benefit some patients. the process is usually solved without sequels. the clinical, epidemic, and pathologic characteristics of drug-induced vasculitis have been little reported in the medical literature, since there is no consensus in the definition of this disease, with various revisions using different criteria for inclusion of cases. vasculitis attributed to exposure to medicines is rare, but seemingly account for about 10-20% of dermal vasculitis cases. it is difficult to quantify the frequency with which drug-induced vasculitis is strictly cutaneous. clinical experience suggests that most of the cases are confined to the skin and have a selflimited course, although it can be associated with varied degrees of systemic symptoms including arthralgia, indisposition, and fever. visceral involvement is well described and pathologically heterogeneous. glomerulonephritis and interstitial renal disease, varied degrees of hepatocellular damage, and formation of granulomas in the liver have been described, besides involvement of the heart, lungs, and central nervous system. furthermore, there are rare cases of drug-induced vasculitis with renal and hepatic involvement in the absence of cutaneous disease. the drugs most frequently referred to in the literature, in the form of case reports or series studies, as causative of vasculitis are propylthiouracil, hydralazine, granulocyte colony-stimulating factor (g-csf), cefaclor, minocycline, allopurinol, d-penicillamine, phenytoin, isotretinoin, and methotrexate. as many of the cases of drug-induced vasculitis are not reported in the literature, other drugs are also possible important causative agents of this reaction type. other drugs have been reported less often as causal agents of vasculitis: several antibiotics, etretinate, didanosine, zidovudine, acebutolol, atenolol, sotalol, propranolol, chlorothiazide, furosemide, diltiazem, nifedipine, methyldopa, captopril, enalapril, lisinopril, losartan, procainamide, quinidine, antithyroid medications, painkillers and antipyretics, levamisole, tamoxifen, arabinoside c, interferon, interleukin-2, sulfasalazine, etanercept, gold, carbamazepine, antidepressants, zafirlukast, chromalin, cimetidine, ranitidine, l-tryptophan, radiocontrast, streptokinase, heparin, coumarin, chlorpromazine, metformin, pimagedine, and diphenhydramine. drugs that induce vasculitis associated with antineutrophil cytoplasmic antibodies (anca) include hydralazine, propylthiouracil, minocycline, and anti-tnfα biological agents. about 20% of the patients who use propylthiouracil develop anca, a fact that is related to a higher risk of glomerulonephritis. a particularly relevant form among the drug-induced vasculites is propylthiouracil hypersensitivity vasculitis. there are cases with other antithyroid compounds, such as methimazole, thiamazole/ methylthiouracil, and carbimazole, which, similarly to propylthiouracil, contain a thioamide group and cause allergic cross-reactions. although uncommon, nowadays a larger number of case reports of this entity are observed, suggesting that cases were previously not reported or were included among other nosologic entities, since propylthiouracil is a drug classically dedicated to the treatment of hyperthyroidism. the clinical symptoms and signs begin after initiating propylthiouracil. although the duration of drug use is extremely variable, from 1 week to 13 years, it appears under a classic tetrad of symptoms that include fever, sore throat, arthralgia and cutaneous eruption; there can also be myalgia, fatigue, weight loss, conjunctivitis, rhinitis, and hemoptysis. the disease course is that of a systemic vasculitis. there can be a lupus-like syndrome, wegener-like granulomatosis, or nodular-like polyarthritis with multiple involvement of organs, such as kidneys, joints, lungs, and others associated with cutaneous lesions. the cutaneous lesions usually consist of plaques or acral purpuric nodules arranged in a livedoid pattern, with a preference for the extremities (fig. 26.16) , face, breasts, and characteristically the lobes and helices of the ears, mimicking the leprosy type reaction of lucio's phenomenon. hemorrhagic blisters appear on these lesions that progress to central necrosis of the skin, which can be so extensive that it simulates the clinical presentation of purpura fulminans observed in septic infectious states with disseminated intravascular coagulation. laboratory tests reveal anemia, leukopenia, and platelet depletion in the blood count; increased erythrocyte sedimentation rate, urea, creatinine, transaminases, and bilirubin; hypoalbuminemia; alterations in the coagulation time, prothrombin time, and partial activated thromboplastin time; and immunological abnormalities such as positive anca, rheumatoid factor, and hypergammaglobulinemia can be found. positivity can also be present in anti-ssa, antidouble-stranded dna, anticardiolipin, antismooth muscle antibodies, antimitochondrial, parietal, and antiadrenergic antibodies, besides hypocomplementemia, cryoglobulinemia, and elevation of c-reactive protein. histopathologic study demonstrates a leukocytoclastic vasculitis of the superficial and profound vessels of the dermis. the finding of immunocomplexes deposited in the vascular wall is uncommon, such that some authors have named them pauci-immune anca-positive vasculitis. most of the patients recover completely following withdrawal of propylthiouracil, although some develop impairment of the kidneys or other internal organs, or skin, requiring high doses of prednisone for several months. the dermatologic findings in patients with drug-induced vasculitis associated with anca include plaques and purpuric acral nodules, which appear more commonly on the extremities, face, breasts, and ears. in addition, the patients report the same signs and symptoms as found in other small-vessel vasculites associated with anca (wegener's granulomatosis, churg-strauss syndrome), including glomerulonephritis, pulmonary hemorrhage, and digital gangrene. besides withdrawal of the offending drug, it is generally necessary to use corticosteroids in high doses or in pulse therapy, plasmapheresis, and immunosuppressants for several months. the mortality rate is approximately 10%. necrosis [45] this is a rare and severe adverse effect from treatment with warfarin (anti-vitamin k agents), occurring with cutaneous necrosis secondary to occlusive thrombosis in the vessels of the skin and subcutaneous cellular tissue. it usually presents 3-5 days after use of the drug, as painful (fig. 26.17) , with hemorrhagic blisters or necrotic scars in the areas rich in subcutaneous tissue, such as buttocks, breasts, and hip. the risk of this disease increases in patients who are female, obese, and users of high doses of the medication [1] . the necrotic tissue requires debridement and grafts. this type of reaction has also been described with the use of heparin. this kind of adr is represented by several conditions related to drug exposure, which do not represent life-threatening conditions to the patients except discomfort. there is no severe temporary or permanent remaining lesions or long-term internal organ sequelae and, in most of cases, no mortality or severe impact on patients' health. in contrast to severe adrs, in the clinical setting of uncomplicated cadrs admission to the intensive care or burn unit is usually not necessary for the majority of patients. for this reason, the physician must be able to identify the signs and symptoms that indicate severe cadr [47] . in particular, dermatologists must pay attention to identifying these reactions, since the skin is among the most common organs or systems of clinical manifestation of adrs and concurs with at least 15% of adrs [47] . the most common forms of cadrs are urticarial and exanthematous eruptions, which together constitute 90-95% of all cards [47] . these two types carry few to no long-term consequences [47] . the severe adrs (sadrs), described earlier in this chapter, probably represent around 2% of all adrs [47] . sadrs often are associated with high levels of morbidity and mortality, and therefore a prompt recognition of the reaction, withdrawal of all possible offending agents, and appropriate triage, hospital admittance, workup, and specific treatment are critical [47] . regarding studies of severe versus uncomplicated adrs, swanson and colven [47] proposed a staged patient evaluation as shown in fig. 26 .17. signs and symptoms severe adr are listed in fig. 26 .18, and in this clinical scenario the physician should have a low threshold to admit the patient to hospital, perform a complete workup including evaluation of other medical specialties, withdraw suspected medications, and initiate adequate therapy when indicated [47] . another relevant aspect in recognizing the type of adr is the time from medication introduction to the onset of a cutaneous reaction, since this is related to the subtype of adr, as proposed in fig. 26 .19 [47] . often patients have been exposed to several medications in the same period, and creating a "drug list" that details the dates of all medications taken is helpful in narrowing down the most probable culprits [47] . physicians should pay attention to prodromal symptoms (skin pain, fever, malaise, throat pain or discomfort, arthralgia, etc.) that can to precede the cutaneous eruption, and associated internal symptoms (abdominal pain, ocular discomfort, dysuria, respiratory distress, etc.), and proceed to complete physical examination including full skin examination of groin, genitalia, eyes, oropharynx, thorax auscultation, abdomen, and lymph node palpation [47] . the physician needs remember that several risk factors for the development of more severe cutaneous adrs have been identified, including female gender, older age, viral infections (herpesvirus family or hiv), genetic susceptibility (specific single-nucleotide polymorphisms in the hla region), iatrogenic immunosuppression, underlying immune-mediated diseases, and cancer [48] . [48, 49] exanthematous or maculopapular drug eruptions, sometimes inappropriately designated "drug rashes" or "drug eruptions" by some generalists, are the most common adrs in the skin. the eruption usually occurs between 4 and 14 days after the initiation of a new medication or chemical substance, although it can develop sooner, exanthematous eruptions generally are composed of erythematous macules and/or papules and more rarely by vesicles or pustules, usually with a pattern of symmetric distribution on skin. the eruption often begins on the trunk followed by centrifugal dissemination to the proximal limbs. skin lesions progressively become confluent and may cover large areas of the body (fig. 26.20 ). pruritus and/or low-grade fever are often associated with the exanthema. in some patients the exanthema may progress to erythroderma or more severe reactions such as sjs/ten or dress syndrome after some days or weeks. under histopathology examination this type of adr demonstrates interface dermatitis with vacuolar changes in keratinocytes at the basal layer of the epidermis, and upper dermal mononuclear cells infiltrate with some eosinophils. the pathogenesis involves the overexpression of several cytokines of th2 pattern, such as il-5 and il-13, causing epidermal damage by uncomplicated exanthematous drug eruptions can occur with almost any medication, but the following drugs have higher risks (more than 3% of patients): allopurinol, aminopenicillins, cephalosporins, antiepileptic drugs, and antibacterial sulfonamides. viral infections may increase the incidence of morbilliform drug eruptions, as seen in the setting of mononucleosis infection under treatment with ampicillin, or in severe exanthema with internal damage as in dress syndrome related to the hhv family (ebv, cytomegalovirus, hhv-6 and -7). morbilliform reaction is the most common presentation of exanthematous drug eruption. morbilliform is defined as a rash resembling measles and is clinically depicted by erythematous macules and/or papules, often coalescing into larger plaques. many studies have shown that cutaneous biopsy alone cannot distinguish with certainly that a reaction is due to a drug. there are some clues that suggest the diagnosis: (i) epidermis (mild spongiosis is the most consistent feature, with occasional hyperplasia of the epidermis. few lymphocytes are commonly present in the epidermis. in 97% of biopsies, vacuolization was found in the dermoepidermal junction); (ii) dermis (perivascular infiltrate is virtually always present, composed of lymphocytes and in 60% of cases scattered eosinophils); (iii) papillary dermal edema; (iv) dilated lymph and blood vessels. the primary differential diagnosis for morbilliform eruptions includes viral exanthemas (e.g., ebv, hhv-6, and cmv), bacterial toxin resection (streptococcal or staphylococcal), kawasaki syndrome, and others such as secondary syphilis, scarlet fever, acute hiv, or acute gvhd. the treatment is supportive. the first measure is the withdrawal the causative agent. topical corticosteroids and systemic antihistamines can be administered in the first step. if necessary, this can be combined with a short cycle of systemic corticosteroids (oral prednisone, 0.5 mg/kg/day, with progressively tapering dosages over several days). antihistamines are indicated as adjuvant therapy in cases of itching. [48] [49] [50] drug-induced urticaria is the second most common form of cutaneous drug reaction after exanthematous reactions. urticarial eruption can be broken down into simple acute urticarial eruptions, those involving angioedema or anaphylaxis, and serum sicknesslike reactions as previously described in this chapter. simple urticarial reactions caused by drugs consist of erythematous and edematous lesions, which have central clearing with a red border. the lesions can be located anywhere on the body and wax and wane over hours to days. pruritus is an associated symptom. this type of drug reaction takes place minutes to days after exposure to the offending drug. common drugs responsible for urticarial reactions include antibiotics, such as penicillins, cephalosporins, sulfonamides, and tetracyclines, generally due to ige-mediated hypersensitivity reaction. another common class of drugs related to urticarial eruptions is nonsteroidal anti-inflammatory drugs (nsaids). nsaids cause most frequently non-ige-mediated urticaria and angioedema because of their pharmacologic activity of cyclooxygenase-1 enzyme inhibition, particularly of prostaglandin e2, and results in the generation of leukotriene c4 and activation of inflammatory cells. urticaria and angioedema are associated in about 50% of cases. regarding ace inhibitors, angioedema is described in 0.5% of patients treated with this class of drugs, and often without urticarial lesions. rarely, angiotensin ii receptor blockers result in the same complication. oral or injectable antihistamines and systemic corticosteroids are sometimes needed for severe acute urticaria and intramuscular epinephrine for angioedema. in cases of isolated angioedema caused by ace inhibitors, epinephrine will not control the symptoms and it is necessary to use the selective bradykinin b2 receptor antagonist icatibant in this clinical setting. [49, 51] this entity is defined as recurrent lesions that, upon repeated uptake of the causative drug, always appear at the same skin or mucosal sites. fdes present as well as circumscribed, single or multiple, often pruritic or burning erythematous, dusky patches (fig. 26.21) , ranging from several millimeters to over 10 cm in diameter. vesicles or even blisters can develop. as the lesions resolve, they leave residual hyperpigmentation. the hallmark of fdes is geographic memory. if a reaction recurs, it tends to recur in the same location as previously (although a new location can also be involved). lips, hands, genitalia (especially male genitalia), and occasionally oral mucosa are favored sites of fde occurrence, although the lesions can be found anywhere on the skin and mucous membranes. after intake of the offending drug, fde appears within minutes up to several hours (about 30 min to 8 h). the cutaneous lesions can be accompanied by general symptoms such as fever, nausea, dysuria, abdominal cramps, and diarrhea, though rarely. on occasion the disease presents in an atypical form with blunt-margined, non-pigmented, giant (>20 cm in diameter), urticarial, purpuric, targetoid, linear, reticular, and butterflylike lesions. the histopathologic hallmark is brisk interface dermatitis with varying amounts of epidermal necrosis as well as melanophages and eosinophils in the upper dermis. fdes reveal a reaction pattern with lichenoid or erythema multiforme-like changes. atypical histopathologic reaction patterns such as leukocytoclastic vasculitis, neutrophilic reaction, and a predominantly dermal reaction without pigment incontinence in what is termed nonpigmented fde have been reported. the pathogenesis of fde is based on the new subclassification of delayed type iv immune reactions (werner pichler), a type ivc reaction. in this kind of immune response cytotoxic t cells play a predominant function, whereby autoaggressive αβ + cd8 + memory t cells persist intraepidermally in previous fde sites and play a central role in new flare-ups during drug recall. under drug exposition, keratinocytes are stimulated to participate in immune response through tnf-α and a rapid expression of icam-1 molecule, and then stimulate cd8 + t cells to produce ifn-γ and many drugs have been found to cause fde, with common offenders including sulfonamides, nsaids (e.g., ibuprofen), allopurinol, barbiturates, hydroxyzine, laxatives, tetracycline, phenolphthalein, and feprazone. usually there is only one causative drug (monosensitivity), although sometimes several drugs can induce fdes in the same patient (multisensitivity). the most common multisensitivity is the cross-reaction between chemically related drugs such as tetracyclines. less frequently, multisensitivity can occur because of polysensitivity, whereby two or more chemically unrelated drugs either induce the identical fde lesion or each drug determine flare-ups in separate lesions. treatment is mainly symptomatic with discontinuation of offending agent, topical corticosteroids, and antihistamines. [49, 52] this kind of adr produces lesions resembling acne vulgaris, but unlike acne vulgaris, druginduced acneiform eruptions typically are not associated with the presence of comedones (blackheads and whiteheads). acneiform drug eruptions appear as erythematous papules or erythematous pustules on the face and trunk (fig. 26.22 ) and proximal extremities, but sometimes can be present on the forearms and legs, an unusual site in acne vulgaris. the most relevant hallmark is the monomorphous pattern of this eruption and the resolution without scarring. drug-induced acneiform eruptions represent only 1% of drug eruptions. several medications are related to flare-ups of drug-induced acneiform eruptions, the most strongly associated being lithium, androgens, oral contraceptives, corticosteroids, vitamin b complex, and nowadays epidermal growth receptor (egfr) inhibitors for chemotherapy. iodine, bromide, isoniazid, actinomycin d, and phenytoin have also been associated. in the last decade, the use of supplementary complexes by bodybuilders, such as milk and whey proteinbased products, have been reported as being involved in acneiform eruptions. this is an effect caused by elevations of postprandial insulin and basal insulin-like growth factor i plasma levels. treatment involves discontinuing the use of the offending drug, except in the case of egfr inhibitors, when discontinuation may not be possible. benzoyl peroxide, topical retinoids, and topical or oral antibiotics, such as doxycycline, can be used to treat the reaction, similar to the treatment of acne vulgaris. lichenoid eruptions [49, 53] drug-induced lichenoid eruptions are uncommon adrs that appear similar or even identical to lichen planus, with shiny violaceous polygonal papules and plaques (fig. 26.23) . drug-induced lichenoid eruptions can present virtually anywhere on the body surface, but certain clues in the distribution can help suggest drug eruption over lichen planus. drug-induced lichenoid eruptions tend to be absent from the flexor surface of the wrists, genitals, and mucous membranes, whereas these locations are often involved in common lichen planus. lichen planus drug eruptions also often favor sun-exposed areas of the body. several drugs have been reported to be related to drug-induced lichenoid eruptions: gold salts, antimalarials, methyldopa, nsaids, penicillamines, lithium, sulfonylureas, phenylenediamine derivatives, thiazide diuretics, β-blockers, omeprazole, and pantoprazole. the time from initiation of the drug to onset of lichenoid drug eruption varies greatly depen ding on the causative medication. reactions caused by naproxen, for example, tend to occur approximately 10 days after administration. by contrast, certain drugs such as lithium, methyldopa, and acebutolol can develop lichenoid eruptions several years later. hiv infection can contribute to lichenoid drug eruptions on photoexposed areas of the body. treatment typically is symptomatic, with topical corticosteroids a mainstay. once discontinuation of the medication has been accomplished, the eruption resolves spontaneously after a period of a few weeks or months. [54] [55] [56] acute photosensitivity ranges from common polymorphous light eruptions to phototoxicity, or rare photoallergies. photosensitivity refers to reactions that occur when a photosensitizing agent (chromophore substance) in or on the skin reacts with ultraviolet (uv) radiation, often in doses smaller than those associated with sunburn. up to 8% of cutaneous drug reactions are photosensitivity eruptions. typically, a photosensitivity reaction occurs within hours to days of exposure to sunlight and may last for up to 1 week or more. more frequent reactions are named "phototoxic reactions," in which skin signs resemble moderate to severe sunburn, with erythema, blistering, weeping, and desquamation. photoallergic reactions resemble eczematous lesions, often in subacute or chronic presentation. phototoxic and photoallergic reactions occur in sun-exposed areas of the skin; however, widespread eruptions can occur, which may suggest a systemic photosensitizing agent (photoallergy). these reactions are dose related and are most commonly seen in patients who have been exposed to high doses of both the drug and uv radiation. one's susceptibility to this type of syndrome is variable and likely based on drug absorption and metabolism, as well as the amount of melanin in the skin. piroxicam, fluoroquinolone antibiotics, tricyclic antidepressants, and nsaids are classes of drugs that have been reported to be frequent photosensitizers, with fluoroquinolones being the most potent. other antibiotics, such as tmp-smx and tetracyclines, have also been implicated. recently voriconazole, a third generation of azole antifungal agents, has been reported as a photosensitivity agent, especially in phototoxic reactions (fig. 26.24 ), in 8% of outpatients treated, besides increasing the potential of nonmelanoma skin cancer (particularly squamous cell carcinomas) arising from potential photocarcinogenesis related to voriconazole. phototoxic reactions are the most common dermatologic adverse effect of amiodarone therapy, affecting 25-75% of patients on long-term treatment. photoallergy is considerably less likely to occur, but the risk also increases with prolongation of the therapy. skin changes usually occur after at least 4 months of therapy and with the minimal cumulative dose, which is 40 g. management of photosensitivity reactions includes limiting exposure to sunlight, using potent sunscreen, and wearing protective clothing. oral and topical corticosteroids agents may be employed in the treatment. [57, 58] coma blisters are uncommon skin eruptions seen in patients with impaired consciousness. the original case was described in a patient who was heavily sedated because of barbiturate intoxication. subsequently anticonvulsants have been reported, including certain benzodiazepines such as clobazam (fig. 26.25) , and valproic acid and amitriptyline overdose. there were a few reports of coma blisters and peripheral neuropathy caused by amitriptyline overdose. these blisters are most often seen in pressure areas, particularly over bony prominences in contact with hospital beds. the hallmark histologic feature that defines coma blisters is eccrine gland necrosis in the skin. differential diagnosis with bullous pemphigoid is obtained with a negative direct immunofluorescence biopsy of the skin. until recently, coma blisters were thought to be a self-limiting process that did not require withdrawal of the offending agent. however, in some patients the eruption resolves only upon withdrawal of the drugs. nodosum [59] erythema nodosum is a skin reaction manifested by tender or painful erythematous subcutaneous nodules, located usually on the extensor aspects of the lower extremities. histologically it is a septal panniculitis without vasculitis. several conditions can be induce and act as an antigenic stimuli, including drugs, benign and malignant systemic diseases, leprosy, and bacterial (e.g., tuberculosis) and fungal infections. frequently the cause is unknown. drugs that may cause erythema nodosum are antimicrobial agents (amoxicillin, penicillin, sulfonamides), bromide, iodine, gold salts, analgesics and antipyretics (including paracetamol), carbimazole, isotretinoin, azathioprine, vemurafenib, gm-csf, oral contraceptives (estrogens/ progesterones), and estrogens. erythema nodosum disappears within a couple of weeks after withdrawal of the causative drug. psoriasis [57, 60] drug-induced psoriasis is well documented. such eruptions may occur in patients with pre-existing psoriasis (exacerbation phenomenon) or those without a personal or family history. lesions typically improve with drug withdrawal, although persistent disease is possible. more frequent drugs involved are β-blockers, lithium, antimalarials, nsaids, anti-tnfα agents (fig. 26.26) , and bupropion. exacerbation of psoriasis caused by the following medications has also been observed: adrenergic antagonists, ifn, gemfibrozil, iodine, digoxin, and clonidine. exanthema [61] in individuals previously sensitized to an allergen through contact, systemic exposure results in the development of a condition classically termed systemic contact dermatitis. one of the most common manifestations of this condition is socalled baboon syndrome (bs). a subsequent study by hausermann et al. [62] examined a series of 100 cases of bs and found that about half of the patients exhibited no evidence of prior skin sensitization. for that group the authors proposed the term "symmetric drugrelated intertriginous and flexural exanthema" (sdrife) to describe a peculiar form of drug rash with symptoms similar to those of true bs. bs is historically often equated with a mercuryinduced exanthem in patients with previous contact sensitization. sdrife specifically refers to the typical clinical pattern of this drug eruption, and the following diagnostic criteria are proposed [62] : (1) exposure to a systemically administered drug either at the first or repeated dose (excluding contact allergens); (2) sharply demarcated erythema of the gluteal/perianal area and/or v-shaped erythema of the inguinal/perigenital area; (3) involvement of at least one other intertriginous/flexural localization (fig. 26.27) ; (4) symmetry of affected areas; and (5) absence of systemic symptoms and signs. several drugs are reported to induce sdrife [63] : (i) β-lactam antibiotics (amoxicillin, ampicillin, amoxicillin/clavulanic acid, pivampicillin, penicillin v, ceftriaxone, cefuroxime, cephalexin) and non-β-lactam antibiotics (including clindamycin, roxithromycin); (ii) corticosteroids: deflazacort; (iii) radiocontrast barium; (iv) other drugs: sulfate iomeprol, iopromide, monoclonal antibodies (cetuximab, glembatumumab), vedotin (cr011, vcmmae), psychopharmaceuticals (risperidone loflazepate ethyl), allopurinol, cimetidine hydroxyurea, heparin (intravenous), ivig, mitomycin c, naproxen, oxycodone, pseudoephedrine, salsalate, terbinafine, and valacyclovir. [64, 65] in 1924, freudenthal described full-thickness dermal necrosis associated with intramuscular injection of oily bismuth suspension, which was used to treat syphilis at that time. he described the histologic appearance of these suspended particles deep within the cutaneous arteries, distant from the injection site. this condition was also described by nicolau the following year, and the syndrome more often bears his name despite freudenthal's precedence in the literature. nicolau syndrome is an iatrogenic syndrome caused by intramuscular injection leading to variable degrees of tissue necrosis, with variable severity, including the skin and deeper tissues. intense pain in the immediate postinjection period and purplish discoloration of the overlying skin, with or without a reticulate pattern (livedo racemosa-like pattern), is highly characteristic of this syndrome. intramuscular, subcutaneous, intravenous, and intra-articular injections have been reported to produce this syndrome. the skin necrosis resolves with severe and disfiguring scarring. it is therefore important that dermatologists and cutaneous surgeons are aware of this agonizing and deforming iatrogenic complication of injections. discoloration of the skin may result in necrosis and ulceration, which might involve the subcutaneous tissue and the muscular layer. paralysis of the lower extremities has been reported and attributed to embolization of the medication, mainly resulting from the force of injection from the gluteal vessels into the internal iliac arteries, and ischemia of sciatic nerve. application of cold devices or compress tends to aggravate the tissue injury and necrosis. several drugs are related to ecm: (i) intramuscular injections (vitamin k, nsaids, hydroxyzine, vaccination, bismuth, benzathine penicillin, penicillin g); (ii) intravenous injections (polidocanol 1%); (iii) subacromial injection (triamcinolone acetate); (iv) subcutaneous injection: pegylated ifn-α, glatiramer acetate; and (v) intra-articular: glucocorticoid. aspirating just before injecting has been suggested as a method of preventing nicolau syndrome, as it is thought to help prevent embolism caused by intra-arterial deposition of medication. however, it is doubtful as to whether nicolau syndrome can be prevented by this method, as the spasm of the vessel or vasocompressive effect in nicolau syndrome is usually difficult to recognize. the essential difference between those cases of ecm and the pathophysiology seen with vascular obstruction by dermal fillers (hyaluronic acid, polymethylmethacrylate microspheres) is that the former often involves inflammatory pathways being activated by the injected material, whereas the latter typically involves a more purely mechanical vascular obstruction (although some dermal fillers may promote blood clotting, hyaluronic acid-based dermal fillers by design are minimally reactive in tissues). the phenomena are similar in that the inciting event is accidental intravascular injection, followed by some degree of intravascular transport, finally resulting in distal vascular obstruction, ischemia, and so forth, such that the ultimate clinical presentation is the same. diagnosis is mainly clinical; cutaneous biopsy reveals necrotic changes caused by ischemia. ultrasonography study of the skin and magnetic resonance imaging help in delineating the extent of damage. prompt treatment has been reported to avert necrosis of the skin. in the immediate post-event period, treatment is based on various approaches to improve blood supply such as pentoxyphylline, hyperbaric oxygen, intravenous alprostadil, and thrombolysis with heparin. intralesional corticosteroid has also been used to reduce inflammation. surgical debridement of the necrotic scar is of utmost importance as it reduces infection and enhances wound healing. [49, 66] the autoimmune form. the most commonly used medication associated with this kind of adr is vancomycin; however, other drugs include amiodarone, atorvastatin, captopril, ceftriaxone, diclofenac, furosemide, lithium, metronidazole, penicillin, phenytoin, piroxicam, rifampin, and trimethoprim-sulfamethoxazole. treatment of drug-induced labd includes discontinuation of the causative agent and treatment with topical or systemic steroids, dapsone, and/or nonsteroidal systemic immunosuppressive agents. pemphigoid [49] this entity is very similar to the autoimmune form. multiple tense bullous lesions appear on the skin and pruritus is a common symptom. often the medications associated with druginduced bullous pemphigoid include furosemide, ace inhibitors (especially captopril and enalapril), penicillin, ampicillin, chloroquine, psoralen-uva treatment, and sulfasalazine. treatment is aimed at discontinuation of the offending drug as well as topical or systemic corticosteroids and steroid-sparing immunosuppressive drugs as indicated. [49] similar other drug-induced reactions related to counterpart autoimmune conditions, druginduced pemphigus most closely resembles pemphigus foliaceus, with flaccid vesicles or bullae that rupture, creating crusted or desquamated erosions, with mucous membranes often spared. the histologic hallmark of this drug-induced eruption is the acantholysis of epidermal cells, but this phenomenon is not a pathognomonic sign of this type of adr. both autoimmune (idiopathic) and drug-induced pemphigus have a positive nikolsky sign, as observed in the sjs/ten spectrum, although sjs/ten does not demonstrate acantholysis in the skin biopsy. drugs containing thiol molecules (penicillamine, thiopurine, pyritinol, gold sodium thiomalate, captopril) are responsible for 80% of the cases, and other drugs implicated include levodopa, penicillin, phenobarbital, piroxicam, propranolol, and rifampicin. drug-induced pemphigus can occur any time within the first year of initiation of one of the offending drugs. treatment generally consists of withdrawal of the drug and use of systemic corticosteroids. [44, [67] [68] [69] [70] the skin, mucous membranes, annexes (sebaceous and sudoriferous glands), and the phaneros (hair and nails) are tissues with rapid cellular proliferation and are thus susceptible to adverse reactions (toxic or hypersensitive) resulting from systemic chemotherapeutic treatment. antineoplastic agents are defined as substances that inhibit or prevent the proliferation of neoplasms. because of their high metabolic rate, the skin, mucous membranes, and annexes are the most important target organs of the toxicity associated with chemotherapy. reactions can present with disseminated exanthematous eruptions, nonspecifically, or as distinct cutaneous lesions. some drugs can trigger localized reactions caused by extravasation to tissues adjacent to the areas of application. exanthematous reactions, such as nonspecific erythema multiforme, are more common, and many of them are attributed to hypersensitivity mechanisms. certain local toxicity, such as alopecia, mucositis, nail alterations, or hand-foot syndrome, is more specific and less common, frequently associated with particular drugs or groups of drugs. the identification of the reaction pattern associated with the trigger drug and of the possible dose-limiting toxicity is of extreme importance to the physician, as is the differential diagnosis with infectious processes and specific manifestations of the neoplasm. [44, [67] [68] [69] [70] alopecia [44, [67] [68] [69] [70] alopecia is the most common adverse skin manifestation of chemotherapeutic treatment. there are two types of drug-induced alopecia: the anagen effluvium and the telogen effluvium. in the anagen effluvium hair loss occurs because of the sudden interruption of the mitotic activity of the hair matrix, 1-2 weeks after the start of chemotherapy, leading to lack of hair production or its thinning (pohl-pinkus constrictions). the weakening of the hair shaft in this context predisposes the hair to breakage and shedding during the act of combing. they involve the hair, eyebrows, beard, axillary hair, and pubic hair. it is dose-dependent and reversible. new hairs often grow back with a different color and texture. in the telogen effluvium, hairs move prematurely to a resting phase with subsequent loss of normal hair. the antineoplastic agents that most frequently cause the anagen effluvium lead to diffuse hair loss, of sudden onset, from 7 to 10 days after the start of chemotherapy. hair loss becomes more pronounced about 1-2 months after the start of treatment. even though hair loss is intense, about 10% of the pilous follicles are usually in a resting phase at the time of the administration of the drug, and this determines incomplete hair loss. with repeated treatment cycles, alopecia totalis may occur. this type of effluvium is generally reversible when treatment is suspended, and occasionally permanent with the use of cyclophosphamide and busulfan. hair grows around 1 cm per month, possibly showing new texture and color. the chemotherapeutic drugs more often associated with alopecia when used in isolation are: (i) complete alopecia (cyclophosphamide at high dose, doxorubicin, docetaxel, dactinomycin, irinotecan, topotecan, bleomycin, paclitaxel); (ii) incomplete alopecia (etoposide, ifosfamide, mitomycin c, 5-fluorouracil, melphalan, mitoxantrone, gemcitabine, vinca alkaloids). most reactions can be reversed by dose reduction or by increasing the interval between doses. some toxic effects can be successfully treated or prevented. medication administered before the chemotherapeutic treatment can prevent hypersensitivity reactions. the use of oral antiseptic solutions is useful in the control of mucositis. some dermatologic reactions to new antineoplastic agents, such as egfr inhibitors, have been associated with anticancer efficacy. other adverse effects may be mistaken for reactions to chemotherapeutic drugs and include infections resulting from immunosuppression, paraneoplastic syndromes, gvhd, nutritional deficiencies, development of skin malignancies, and metastatic primitive tumor. there are several classifications of reactions to antineoplastic drugs. the lack of a systematized multidisciplinary approach does not provide all the microscopic data and physiopathogenic mechanisms that delineate the lesions. therefore, the classification adopted didactically groups with the eruptions based on the target cells and mechanism of action of the drugs. preventive measures to limit hair loss have had limited success. hypothermia of the hair scalp or tourniquets applied in this region may reduce the perfusion of the drug in the pilous follicles and delay the start of or minimize hair loss. this procedure is contraindicated for patients with hematologic neoplasms such as leukemias, lymphomas, and other potentially metastatic tumors of the hair scalp. topical minoxidil is not effective in the prevention of drug-induced alopecia, but may shorten its duration. [44, [67] [68] [69] [70] hair alterations with acceleration of growth and shaft changes are observed with the use egfr inhibitors (fig. 26.28) . alterations [44, [67] [68] [69] [70] nail alterations can present with a reduction of the nail growth speed, fragility, lines of discoloration (mees' lines), transversal depressions (beau's lines), hyperpigmentation, onycholysis with subungual aseptic abscesses, photo-onycholysis, paronychia, and pyogenic granulomas of the periungual folds. nearly all antineoplastic agents can lead to reduction of growth speed, nail fragility, mees' lines, and beau's lines. hyperpigmentation can occur after the use of cyclophosphamide, hydroxyurea, fluoropyrimidines such as 5-fluorouracil, and especially anthracyclines such as doxorubicin and daunorubicin. painful onychomycosis and subungual abscesses are due to the use of taxanes (docetaxel/ paclitaxel) and anthracyclines (doxorubicin). ingrown nails, paronychia, and pyogenic granuloma are associated with the use of tyrosine kinase inhibitors of egfr (fig. 26.29 ), such as erlotinib and gefitinib. the fenestration or avulsion of the lamina should be considered when abscesses that involve more than 50% of the nail bed are present. in these more severe cases, the temporary suspension of treatment, longer intervals between cycles, and dose reduction should be considered. [44, [67] [68] [69] [70] this rare, nonspecific disease often occurs when chemotherapeutic drugs are used in combination, making it difficult to know which drugs are responsible for causing the disease. cytarabine is the most commonly cited drug; however, others are also implicated, such as bleomycin, chlorambucil, cyclophosphamide, cytarabine, doxorubicin, lomustine, mitoxantrone, busulfan, carmustine, cisplatin, cyclophosphamide, etoposide, 5-fluorouracil, methotrexate, and thiotepa. some authors consider neutrophilic eccrine hidradenitis (neh) as a paraneoplastic phenomenon, since it has been found in an early case of acute myeloid leukemia not yet treated. it has been associated with hiv infection, nocardia, serratia, enterobacter, staphylococcus, and with patients receiving gm-csf. the mechanism is unknown, but may be due to the excretion of the chemotherapeutic drug by the eccrine glands and its direct toxic effect on the eccrine epithelium. the clinical condition may be preceded by fever and unspecific clinical signs. skin eruptions are distributed in the head, neck, trunk, and extremities, with lesions that vary from erythema, papules, nodules, and pustules to papular plaques. lesions may be purpuric or hyperchromic, single or multiple. they appear between 2 days and 3 weeks from the start of treatment, regressing spontaneously without scarring or sequelae 1-4 weeks after the suspension of the drug. the differential diagnosis is vast and includes sepsis, septic embolism in a postchemotherapeutic neutropenic patient, vasculitis, leukemia cutis, hypersensitivity reaction, urticaria, polymorphous erythema, and neutrophilic dermatoses such as sweet's syndrome, bullous pyoderma gangrenosum, and atypical pyoderma gangrenosum. owing to the unspecific clinical presentation of the disease and the great number of differential diagnoses, some authors suggest that neh be included in the diagnostic hypotheses of any ingrown nail and pyogenic granuloma in a patient using erlotinib eruption that may occur in patients undergoing chemotherapy, and its final diagnosis is established by histopathology. therefore, histopathology is essential for conclusive diagnosis. it is constituted by a dense neutrophilic infiltrate, inside and around the eccrine glands, with necrosis of the eccrine epithelium cells. involvement of the apocrine glands has been reported. occasionally, squamous syringometaplasia, hemorrhage and edema of the dermis, spongiosis and/or vacuolization of the basal layer of the epidermis, necrosis of keratinocytes, and mucin deposits inside and around the eccrine glands may occur. in patients with severe neutropenia, the neutrophilic infiltrate may be absent; however, necrosis of the eccrine epithelium is typical. neh is a self-limiting adverse reaction. frequently the process resolves within a month, without treatment. in other chemotherapy cycles, 60% of the patients may relapse. the efficacy of the prophylactic or therapeutic use of systemic corticosteroids, dapsone, or nonhormonal antiinflammatories is still questionable. [44, [67] [68] [69] [70] eccrine squamous syringometaplasia is an unusual adverse reaction to chemotherapeutic drugs. it can also be found in association with chronic ulcerations, skin tumors, exposure to toxic agents, and several inflammatory processes. therefore, it is not a histopathologic reaction exclusive to the use of chemotherapeutic drugs. the mechanism of neutrophilic eccrine hidradenitis is unknown, but it can be the result of the excretion of the drug by the eccrine glands and its direct toxic effect on the eccrine epithelium. it is postulated that eccrine squamous syringometaplasia represents the final noninflammatory spectrum of adverse reactions to chemotherapeutic drugs in the eccrine glands. similarly to neh, eccrine squamous syringometaplasia also has an unspecific clinical presentation, constituted by erythematous maculae, papules, and papular plaques or vesicles, localized or disseminated. lesions develop between 2 and 39 days after the start of chemotherapy and improve spontaneously after 4 weeks. the diagnosis is histopathologic, characterized by the presence of squamous metaplasia of the eccrine glands in the papillary dermis. minimal and focal necrosis of the eccrine gland epithelium, fibroblastic proliferation, and edema of the periductal stroma may occur. contrary to neh, the neutrophilic infiltrate is minimal or absent. squamous eccrine syringometaplasia has been described as an accidental histologic finding in other conditions not associated with chemotherapy. eccrine squamous syringometaplasia does not appear to be associated with a specific chemotherapy agent or malignancy. numerous drugs have been related such as cytarabine, mitoxantrone, daunorubicin, cisplatin, 5-fluorouracil, doxorubicin, cyclophosphamide, etoposide, methotrexate, busulfan, melphalan, and carmustine. eccrine squamous syringometaplasia has been observed in association with palmoplantar erythrodysesthesia syndrome, in radiation-induced memory reactions, and in patients who underwent bone marrow transplantation and received high doses of chemotherapeutic drugs. the condition often spontaneously resolves. [44, [67] [68] [69] [70] first described in 1974, this syndrome is also known as burgdorf's syndrome, palmoplantar erythema, hand-foot syndrome, and toxic erythema of the palms and soles. it occurs more frequently in patients treated with cytarabine and, fluoropyrimidines, especially capecitabine, which is the oral 5-fluorouracil prodrug. after alopecia and mucositis, it is the most common adverse reaction to chemotherapy. other agents less frequently associated with palmoplantar erythrodysesthesia syndrome are cisplatin, cyclophosphamide, cytarabine, doxorubicin, daunorubicin, doxifluridine, etoposide, floxuridine, hydroxyurea, mercaptopurine, methotrexate, mitotane, paclitaxel, docetaxel, and vinorelbine. it is estimated that this adverse reaction occurs in 6-64% of the patients treated with different chemotherapeutic regimens. most patients show a prodrome of dysesthesia, with a tingling (pins and needles) sensation on the palms and soles. within a few days the reaction evolves to a feeling of pain and burning with a well-demarcated edema and erythema. the erythema is symmetric and sometimes more pronounced on the soft parts of the distal phalanges. hands are often more affected than feet (fig. 26.30a) . some patients show light scaling with or without erythema. a bullous variant has been described (fig. 26.30b) , representing a more severe form of the reaction, specifically associated with cytarabine and methotrexate. lesions are aggravated if the treatment is not suspended, and the associated pain and edema may limit the movement of fingers. when the drug is suspended, the reaction progressively improves within 2 weeks. in some patients, when treatment is maintained despite the development of erythrodysesthesia syndrome, palmoplantar keratodermia may occur. the reaction occurs more frequently in patients who undergo oral or continuous infusional therapy with fluoropyrimidines (2-18%), as compared with those submitted to bolus therapy (0.4-3%). it is thought that in the pathogenesis of the process the local accumulation of the drug leads to degeneration with necrosis of the sweat glands, because its microscopic aspects are similar to those of eccrine squamous syringometaplasia and neutrophilic eccrine hidradenitis. in the differential diagnosis the following should be considered: polymorphous erythema, erythromelalgia, eccrine squamous syringometaplasia, and neutrophilic eccrine hidradenitis. the most relevant differential diagnosis is acute gvhd. the fundamental difference is that acute gvhd occurs in patients who have received a bone marrow transplant, in addition to extracutaneous involvement with gastrointestinal alterations (abdominal pain and diarrhea, elevation of hepatic enzymes). in cases of acute gvhd without extracutaneous manifestations, differentiation may be difficult. nevertheless, acute gvhd presents with diffuse erythema and can form papules, whereas palmoplantar erythrodysesthesia syndrome shows a well-demarcated erythema and edema. there are no relevant histopathologic differences between them, except for necrosis of the satellite cell in all layers of the epidermis (apoptotic keratinocytes adjacent to lymphocytes) in acute gvhd and sometimes presence of squamous syringometaplasia in palmoplantar erythrodysesthesia syndrome. the differentiation between these two disorders is essential because the use of cyclosporine is necessary to treat acute gvhd, but worsens the patient's pain if used in the treatment of palmoplantar erythrodysesthesia. apart from dose reduction, longer intervals between the cycles of chemotherapy and, as a last resort, the suspension of the drug, there is no specific treatment for palmoplantar erythrodysesthesia syndrome that has proved to be effective in a large series of cases. some treatments have been suggested for small series of patients or case reports. general measures should be taken, such as reduction or suspension of the drug, longer intervals between chemotherapy cycles, dressings, elevation of the extremity, cold compresses, analgesic medication, and emollients. as a specific treatment, pyridoxine can be used if 5-fluorouracil, liposomal doxorubicin, doxorubicin, docetaxel, and etoposide have been administered; hand cooling (docetaxel); oral corticosteroids (doxorubicin, 5-fluorouracil); strong topical corticosteroids (liposomal doxorubicin, cisplatin, and 5-fluorouracil); and topical dimethyl sulfoxide (dmso) at 99% (liposomal doxorubicin). symptoms can be relieved with lesion care to prevent infection and elevation of the limb to reduce the edema. cooling of hands and feet during treatment reduces the blood flow in these areas and may decrease the severity of the reaction. strong topical corticosteroids have been used with mixed results when associated with emollients. systemic corticosteroids are useful in some situations. pyridoxine (vitamin b6) in doses of 200-300 mg/ day can be useful to treat and prevent this reaction, except when cytarabine or vincristine is used. topical dmso at 99% four times a day for 14 days has cured some cases of palmoplantar erythrodysesthesia syndrome induced by pegylated liposomal doxorubicin. [44, [67] [68] [69] [70] some authors prefer to associate toxic erythema caused by chemotherapy with clinical lesions that present with painful erythema, with or without edema, often affecting the hands and feet, intertriginous areas such as the axillary and inguinal regions, and less frequently the elbows, knees, and auricular pavilion. these eruptions may have a bullous component, are self-limited, and generally evolve with resolution and scaling associated with postinflammatory hyperpigmentation. many denominations used refer to histopathologic findings or those given by various authors on different occasions. disorders such as eccrine squamous syringometaplasia, neh, acral erythema, and palmoplantar erythrodysesthesia syndrome would be, according to these authors, grouped under toxic erythema caused by chemotherapeutic drugs. the objective to group many disorders under the same denomination seeks to emphasize the superposition of clinical characteristics and promote an easy dialogue between medical specialties and with the patient. the clinical characteristics of the toxic erythema associated with chemotherapy are: (1) maculae or erythematous and/or edematous plaques on the hands and feet, intertriginous areas, and less frequently on the elbows, knees, and auricular pavilions, often appearing 2-3 days after the administration of the drug; (2) associated symptoms of pain (that may be debilitating), burning, paresthesia, pruritus, and/or hypersensitivity; (3) pale color, petechiae, and/or sterile blisters, followed by erosion in areas of intense erythema; (4) scaling and spontaneous resolution without specific treatment; and (5) chance of relapse if an equal or higher dose is administered. isolated papules may be found in the periphery of plaques. papules and plaques may also be found in the head, cervical region, trunk, and extremities. onset of lesions after 2-10 months can be observed. the histologic characteristics observed are atypia (larger cells and nuclei and nuclear pleomorphism), apoptosis of keratinocytes, mitotic figures and bizarre mitotic configurations (astral mitosis), loss of polarity of the epidermal cells and apoptosis of keratinocytes, vacuolar degeneration of the basal layer of the epidermis, dermal edema, and eccrine squamous syringometaplasia. moreover, necrosis of the upper epidermis, similar to the alterations observed in pellagra, may also occur. the inflammatory infiltrates are usually minimal despite their abundant clinical profile. from these observations, it has been suggested that erythema is secondary and results from damage to keratinocytes, leading to the release of cytokines and vasodilation. [44, [67] [68] [69] [70] acneiform eruption is the adverse effect more often associated with the use of egfr inhibitors. onset occurs 1 week after the start of treatment with the egfr inhibitor as a self-limiting eruption, dose-related, that affects the face, central region of the thorax, upper dorsum and, more rarely, limbs. it presents with follicular erythematous papules, pustules with or without comedones, and scaling of the interfollicular skin (fig. 26.31) . often an association with the following conditions is observed: acral asteatosis, paronychia with pyogenic granuloma, oral and nasal aphthous ulcerations, and hair alterations. palms and soles are often free of lesions. excessive follicular hyperkeratosis leading to the obstruction of the ostium with formation of a follicular corneal plug, rupture of the glandular wall, and consequent inflammatory process are suggested as pathogenic mechanisms. in the histopathologic examination a prominent corneal plug, with dilated infundibulum, with or without neutrophilic folliculitis, is observed. there is a positive correlation between the severity of the eruption and the tumoral response and survival. we emphasize the need for attention to the eruption to improve adherence to the chemotherapeutic treatment. the use of topical anti-acne agents and oral tetracyclines improve the condition. topical emollients are indicated to treat xerosis. [44, [67] [68] [69] [70] stomatitis [44, [67] [68] [69] [70] oral mucositis is the main dose-limiting reaction of most chemotherapeutic drugs. about 40% of the patients being treated show some type of oral complication. these complications are often associated with drugs that affect the synthesis of dna. the main causative agents are antimetabolic drugs and antitumoral antibiotics. the drugs more frequently associated with stomatitis are bleomycin, dactinomycin, methotrexate, topotecan, and 5-fluorouracil. unusually, the stomatitis caused by 5-fluorouracil is related to its continuous infusional administration or to the use of its oral prodrug, capecitabine, and is less frequently observed when 5-fluorouracil is administrated in bolus. the main mechanism is the direct toxicity of the drug, but it can result secondarily from the indirect effects of the drug on the bone marrow. in patients with head and neck tumors, cisplatin used during radiotherapy acts as a strong radiosensitizer. in these cases there is more tumoral control but also greater severity of stomatitis caused by a boost in the direct effect of radiotherapy. since oral epithelium cells have a high mitotic index (renewal every 7-14 days), they become susceptible to the toxic effects of chemotherapeutic drugs. moreover, there is atrophy of the oral mucosa, causing odynophagia, burning, xerostomia, and mucous membrane ulcerations. ulcerations may be initially focal and then become diffuse and confluent, with occasional vesicles and blisters. these alterations are more common in the nonkeratinized mucosa and appear 4-7 days after use of the drug. resolution of lesions may occur after treatment is suspended, often within 3-4 weeks. spontaneous or induced hemorrhage, especially gingival, may occur when the platelet count is below 10,000/mm 3 . patients at a higher risk of developing stomatitis are those with hematologic neoplasms, those who are under 20 years old (high mitotic activity of the epithelium), and patients with pre-existing oral disease and poor mouth hygiene. preventive measures include proper maintenance of oral hygiene by washing the mouth with water, saline solution, sodium bicarbonate, or hydrogen peroxide. the use of cold water to prevent mucositis induced by 5-fluorouracil and melphalan in high doses appears to be helpful. other alternative clinical procedures, still not fully proven, consist in the use of chlorhexidine gluconate, β-carotene, and benzydamine chlorhydrate or sucralfate. treatment essentially consists of support with oral care, using agents such as magnesium or aluminum hydroxide and vitamin e. in addition, pain-relief drugs such as paracetamol and opioids (codeine and morphine) may be necessary when the use of topical anesthetics such as benzocaine and lidocaine are not effective. additional complications occur because of secondary bacterial, viral, or fungal infections that may become systemic. palifermin, when used prophylactically, reduces the occurrence and duration of severe stomatitis in patients with hematologic tumors and submitted to bone marrow transplantation. palifermin is a human recombinant factor of keratinocyte growth and protects various epithelial tissues. it acts not only on stomatitis but also on mucositis in general. a possible tumoral stimulating factor still limits its use in patients with epithelial tumors. hyperthermic chemotherapy with mitomycin c [71] [72] [73] peritoneal carcinomatosis frequently signals the terminal stage in some cancers of gastrointestinal and gynecologic origins. cytoreductive surgery and intraperitoneal hyperthermic chemotherapy was introduced in the early 1990s and has become the mainstay of treatment in particular clinical settings for patients with peritoneal carcinomatoses, especially in pseudomyxoma peritonei, significantly improving overall survival rates. there are four case reports of this recently described entity using a new procedure to treat peritoneal carcinomatosis after intraperitoneal hyperthermic chemotherapy with mitomycin c. one of them was described [71] in a male patient after 9 days of the procedure. the patient developed pain and scrotal necrosis on the anterior aspect of the scrotum (fig. 26.32) . two possible causes of the scrotal ulcers were proposed. (i) a patent processus vaginalis, allowing mitomycin c to become sequestered in the scrotum, inducing an inflammatory reaction, resulting in scrotal wall inflammation and subsequent ulceration (fig. 26.33 ). this was proposed since previous studies have shown that intradermal administration of mitomycin c inhibits wound healing and induces skin necrosis. (ii) local spillage of mitomycin c onto the scrotal skin, with resulting inflammation and ulceration. previous studies with patients on continuous ambulatory peritoneal dialysis (capd) have shown that 10% of capd patients developed genital swelling [3] . a possible cause of the scrotal swelling is a patent processus vaginalis causing a communicating hydrocele, which can be found in 15-37% of adult men and may not be clinically evident until capd has begun. patients may develop this complication months after the surgery; hence, any complaint of scrotal pain or discomfort in these patients should warrant immediate investigation and attention, even if the complaints present much later. our group suggests that an image investigation, such as computed tomographic peritoneography, should be considered for male patients prior to intraperitoneal chemotherapy, since this complication is potentially serious for the patient. vasomotor changes [74] various vascular alterations have been described, probably as a result of a direct effect on arterial smooth muscle fibers or by acting on the autonomic nervous system. manifestations may include blood vessel spasms with livedo, raynaud's phenomenon, and distal necroses, which may be triggered by bleomycin and cisplatin. vasodilatation with erythema and flushing may result from the use of bleomycin, cisplatin, asparaginase, dacarbazine, taxanes, 5-fluorouracil, doxorubicin, cyclophosphamide, gefitinib, and carmustine. flushing [74] flushing consists of a temporary erythema of the face, neck, upper chest, ears, or upper abdomen. the mechanism responsible for flushing is a transitory vasodilation mediated by the autonomic nervous system or by the direct effect of circulating substances that act on the musculature of the vessel walls. the nerves of the autonomic nervous system also control the sweat glands so that flushing mediated by these nerves is known as "wet flushing," whereas when the substance acts directly on the vascular wall muscles it is known as "dry flushing." derivatives of biological agents probable mechanism of mitomycin c deposition in a patent processus vaginalis into the scrotum such as l-asparaginase and bleomycin are notorious for causing flushing, which occurs soon after infusion. irinotecan, a topoisomerase i inhibitor, causes dysautonomia, the symptoms of which include diarrhea, bradycardia, and flushing. hormonal agents such as antiestrogens (tamoxifen, anastrozole), lhrh analogs (leuprolide), and antiandrogens (flutamide and diethylstilbestrol) may result in flushing. other agents that also deserve mention include 5-fluorouracil, carboplatin, cisplatin, cyclophosphamide, dacarbazine, doxorubicin, etoposide, and methotrexate. interaction with uv light [74] eruptions resulting from photosensitivity are caused by various agents, principally following exposure to uv radiation. phototoxicity caused by dacarbazine, fluoropyrimidines (systemic 5-fluorouracil, topical 5-fluorouracil, tegafur, and capecitabine) and vinblastine has been well documented. phototoxicity caused by dactinomycin, doxorubicin, hydroxyurea, procarbazine, brequinar sodium, mitomycin, 6-thioguanine, and flutamide, as well as by the porphyrin compounds that are used in photodynamic therapy, is uncommon. reactivation of sunburn is a well-documented adverse effect following the use of methotrexate. it occurs when the drug is administered 1-3 days after exposure to uv radiation, when the erythema from the previous exposure has been in the process of disappearing. leucovorin does not prevent this reaction. phototoxic reactions resemble intense sunburn in areas of the skin that are exposed to light, with erythema, edema, pain, or pruritus. blisters may be present and desquamation may occur in severe cases. residual hyperpigmentation may persist for months. hydroxyurea has been described as being associated with development of dermatomyositislike eruption due to photosensitivity (fig. 26 .34) [74, 75] . hydroxyurea is an anticancer agent that inhibits dna synthesis through its action on the enzyme ribonucleotide reductase [75] . it is used in chronic myeloproliferative diseases such as polycythemia vera, chronic myeloid leukemia, and essential thrombocytosis, although it has also been prescribed to patients with refractory psoriasis [75] . patients on long-term therapy with hydroxyurea can develop various side effects, including a wide variety of mucocutaneous manifestations, which appear in 10-35% of patients [75] . the most common skin changes are facial erythema, hyperpigmentation, xerosis, alopecia, skin atrophy, melanonychia, and ulcers on the [75] . other less frequent adverse effects are dermatomyositis-like rash and nonmelanoma skin cancer (fig. 26.35 ) [75] . dermatomyositis-like rash resembles true dermatomyositis both clinically and histologically [75] . it presents as desquamating erythematous papules or plaques on the dorsum of the hands, typically associated with facial erythema and pronounced xerosis of the skin. patients rarely report other accompanying symptoms and there are usually no significant alterations of laboratory tests [75] . histologically, a lichenoid inflammatory infiltrate is found at the dermoepidermal interface, with vacuolization of the basal layer, dyskeratosis, and, rarely, mucin deposition ( fig. 26.36 ) [75] . diagnosis is made according to the distribution of the lesions and by the temporal relationship between chemotherapy and light exposure. treatment includes discontinuation of the agent and protection from the sun for at least 2 weeks. physical sunscreens are recommended. cold compresses, systemic antihistamines, and topical or oral corticosteroids are used as associated symptomatic treatment. [74] this is a phenomenon whereby the chemotherapeutic agent induces an inflammatory reaction in an area previously exposed to radiation. these reactions are predominantly cutaneous; however, they may affect internal organs such as the lungs, heart, bladder mucosa, esophagus, oral or bowel mucosa, and supraglottic larynx. it occurs more often with the use of doxorubicin, dactinomycin, and gemcitabine and is less common with bleomycin, etoposide, hydroxyurea, methotrexate, trimetrexate, vinblastine, 5-fluorouracil, lomustine, daunorubicin, melphalan, cyclophosphamide, cytarabine, docetaxel, edatrexate, idarubicin, paclitaxel, tamoxifen, and vinblastine. the mechanism of radiation recall is unknown but it is probably related to dna repair. relapsing dermatitis or radiation recall may occur between 8 and 15 days following radiotherapy and generally appears hours to days after administration of the chemotherapeutic agent. clinically, the patient may or may not experience a painful erythema with or without vesiculation, edema, desquamation, and pruritus. the borders of the lesion are well defined and correspond to the exact site at which the radiation was applied. in severe cases, necrosis and ulceration may occur. the severity appears to directly reflect the brevity between radiation and chemotherapy as well as the doses of both radiation and chemotherapy. the reaction improves spontaneously within hours or weeks following cessation of chemotherapy, treatment being symptomatic. the use of systemic corticosteroids associated with the discontinuation of chemotherapy generally results in a marked improvement and may permit reintroduction of the treatment. [74] this occurs when a chemotherapeutic agent increases the toxicity of radiotherapy. this phenomenon may occur in virtually all the organs of the body including the skin, mucosa, esophagus, lungs, heart, digestive tract, kidneys, liver, brain, bladder, and eyes. the agents most associated with exacerbation of radiation are bleomycin, gemcitabine, dactinomycin, doxorubicin, 5-fluorouracil, hydroxyurea, 6-mercaptopurine, oxaliplatin, and methotrexate. clinically, the reaction resembles residual dermatitis secondary to acute dermatitis from radiation, with erythema, edema, vesiculation, blisters, or erosions. the reaction generally appears at the site of radiation; however, the area affected may be more extensive. severe mucositis may occur. the reaction is associated with the dose, the type of drug used, and the sequence of time between radiation and the use of chemotherapy. toxicity may be additive or supra-additive (synergic). in supra-additive toxicity, the reaction is greater than that of the sum of each one of the types of treatment alone. treatment is symptomatic: applying cold compresses, taking precautions at the site to prevent infection and avoiding trauma, heat, and uv light. sequelae such as fibrosis, skin atrophy, and telangiectasia-related disorders may occur. [74] in theory, all chemotherapeutic agents may trigger hypersensitivity eruptions. with certain drugs derived from biological agents such as l-asparaginase, mitomycin c, and bleomycin in addition to paclitaxel, the incidence of hypersensitivity reactions is high. in the case of paclitaxel, this is due to the fact that it is dissolved in cremophor el castor oil. according to the classification system defined by gell and coombs, the majority of hypersensitivity reactions are type i, i.e., ige-mediated. they present as urticaria, pruritus, angioedema, and anaphylaxis. they generally occur within the first hour after use of the drug, but onset may be delayed until up to 24 h after using the medication. type iii reactions occur because of formation of circulating immunocomplexes, and cause eruptions such as polymorphous erythema and vasculitis. nonetheless, l-asparaginase and procarbazine cause urticarial reactions via type iii reactions. allergic contact dermatitis, a type iv reaction, may occur, principally as a consequence of the topical use of nitrogen mustard (mechlorethamine). other severe reactions may occur, such as sjs and ten, as well as exanthematous eruptions, all currently classified as type iv reactions according to the extended gell and coombs classification, i.e., sjs and ten, respectively (type ivc, mediated by fas, granzymes, and perforin) and exanthematous eruptions (type ivb, mediated by t cells with il-5 production, with chemotaxis of eosinophils). agents [74] local toxicity [74] antineoplastic drugs may be classified according to their potential aggressiveness toward blood vessels and adjacent tissues. they may be nonirritating, irritating, or vesicant, causing effects that range from mere local discomfort to tissue necrosis. nonirritating drugs (thioguanine, asparaginase, bleomycin, cyclophosphamide, chlorambucil, methotrexate, hydroxyurea) provoke an edema that is indicative of a site of extravasation; however, they do not cause necrosis or tissue irritation. irritating drugs (5-fluorouracil, carmustine, docetaxel, and etoposide) cause tissue damage that does not progress to necrosis. they trigger erythema, pain, inflammation at the puncture site and along the venous pathway, burning, and local edema, without blistering. the vesicant drugs (dactinomycin, doxorubicin, melphalan, vincristine, vinblastine, and dacarbazine) cause severe skin irritation with pain, erythema, edema, blistering, and necrosis with functional and aesthetic damage. [74] this is defined as the leakage of a chemotherapeutic drug from the vessel bed to the surrounding tissues, either as a result of vascular rupture or by direct infiltration. the frequency of this event in adults is estimated at 0.1-6% and it is more common among children. severe sequelae are rare. the severity of tissue damage is related to the type of chemotherapeutic agent used and the quantity and concentration of the drug administered. cytotoxic agents are classified as irritants or vesicants as a function of their potential for local toxicity. an irritant is defined as an agent that causes an inflammatory reaction, paresthesia, pain, or phlebitis at the puncture site or along the venous pathway. clinical signs include sclerosis and hyperchromia along the passage, as well as burning, increased temperature at the site, discomfort, erythema, and pain at the area of extravasation. necrosis does not occur with this condition. the symptoms are generally short-lived and leave no sequelae. the drugs most associated with this complication are 5-fluorouracil, carboplatin, cisplatin, bleomycin, mitomycin, dactinomycin, idarubicin, daunorubicin, dacarbazine, ifosfamide, cyclophosphamide, mechlorethamine, carmustine, mitoxantrone, paclitaxel, docetaxel, streptozotocin, vinblastine, vinorelbine, and etoposide. the vesicant agents (melphalan, bleomycin, mechlorethamine, carmustine, mitomycin, mitoxantrone, cisplatin, paclitaxel, dacarbazine, dactinomycin, daunorubicin, streptozotocin, doxorubicin, epirubicin, vinblastine, vincristine, etoposide, vindesine, and vinorelbine) have the potential to cause more severe and long-lasting tissue damage, including necrosis of the affected area. the initial manifestations are often subclinical and may appear immediately following extravasation or after several days or weeks. the initial signs include local burning or paresthesia at the site of infusion, mild erythema, pruritus, and edema. a change in the infusion rate or the absence of venous return in the aspirate may indicate the occurrence of extravasation. after 2-3 days, erythema increases and there is pain, a brownish discoloration, induration, dry desquamation, or the appearance of blisters. if the amount extravasated was small, the signs and symptoms may disappear in the following weeks. if a significant amount was extravasated, the following symptoms may appear in the coming weeks: necrosis, formation of eschar and painful, necrotic ulceration with raised, erythematous borders and a yellowish base. there is generally no granulation tissue with these ulcerations. they may resolve slowly or persist, increasing gradually in area. involvement of the tendons, nerves, and vessels may occur if appropriate treatment is not given, leading to severe sequelae such as nerve compression syndrome, a reduction in joint mobility, contractures, neural deficits, and reflex sympathetic dystrophy. cellulitis and the formation of abscesses are rare events. the interval between detecting the condition and adopting the appropriate measures should be short as possible. the nursing team should be trained in this respect. preventive measures should be adopted such as avoiding puncturing emaciated limbs, lower limbs, limbs with multiple punctures, limbs with phlebitis or those that have been subjected to radiation, the ipsilateral limb to a mastectomy, in vena cava syndrome, and in veins that protect joints, nerves, and tendons. it is important to evaluate the venous conditions of the patient and, if necessary, to use an indwelling catheter. the use of common needles for venous access should be avoided. adequate fixation should be performed and blood reflux should be tested, with an infusion of 0.9% saline solution or 5% glucose-saline solution used for every 2 ml of the chemotherapeutic agent. after administration of all the drugs, 20 ml of saline or glucose-saline solution should be infused to reduce any possibly toxic residues. vesicant drugs should always be given first. in prolonged sessions of chemotherapy (those lasting over an hour) with vesicant drugs, central venous access should be used. always listen to the patient's complaints. if extravasation occurs, stop the infusion immediately. remove the puncture device and elevate the affected limb. in the case of extravasation of drugs such as etoposide, paclitaxel, vinblastine, vincristine, and vinorelbine, apply local heat (leading to vasodilation and dilution of the drug) for 30 min and ice (venous constriction and greater degradation of the toxic metabolites in addition to alleviating pain and inflammation) every 30 min, six times a day in the first 48 h. for the other drugs, apply ice every 30 min, six times a day. when indicated, the specific antidote for the drug in question should be used. the use of intralesional corticosteroid and sodium bicarbonate should be avoided. ulcers that fail to heal may require debridement and grafting. in case of persistent edema and erythema and pain without ulceration that persists despite conservative therapy or in the presence of extensive areas of necrotic tissue or skin ulceration, surgery may be indicated. periorbital edema [74] edema of the eyelids has been described with the use of gemcitabine. recovery [74] cutaneous eruption of lymphocyte recovery (elr) is observed in leukemia patients who receive bone marrow ablation. in general, it appears between the 6th and 21st days after chemotherapy. this point corresponds to the beginning of the recovery of peripheral lymphocytes following the nadir of leukocyte count induced by chemotherapy. although the exact mechanism has yet to be clarified, it is believed that the eruption is caused by the return of immunocompetent lymphocytes to peripheral circulation with cutaneous cytotoxicity. t lymphocytes and langerhans cells are found on histopathologic evaluation of these reaction sites. clinically, the condition consists of pruriginous, erythematous macules, papules, or papulous plaques that become confluent. erythrodermia may occur. in addition, this condition is associated with an elevation in body temperature that occurs together with the appearance of the eruption. the temperature falls in the following 2-3 days and the skin eruption tends to diminish after several days, progressing with desquamation and mild residual hyperchromia. the drugs most associated with these reactions are cytarabine, daunorubicin, amsacrine, etoposide, cyclophosphamide, and vincristine. differential diagnosis should be made with sepsis, viral exanthems, gvdh, leukemia or lymphoma cutis, and drug hypersensitivity or toxicity. histopathology is nonspecific. the most characteristic findings are superficial perivascular mononuclear cell infiltrate, mild epidermal alterations such as spongiosis, vacuolar alteration of the basal cell layer, and loss of keratinocyte maturation secondary to chemotherapy. dyskeratotic keratinocytes are rare and eosinophils are absent. on occasions when the patient was treated with gm-csf associated with il-3, atypical lymphocytes with large pleomorphic and hyperchromatic nuclei were found at histopathology. differentiation may be difficult between elr and gvhd. receptor tyrosine kinase inhibitors [74] anti-egfrs currently consist of panitumumab, cetuximab, erlotinib, and gefitinib. skin toxicity with anti-egfrs is actually more of a pharmacologic effect than a hypersensitivity reaction, since this is a clinical marker of the efficacy of the inhibiting effect of these drugs on the tumor, with the severity of the eruption corresponding to tumor response. the skin effects observed with the anti-egfr are alterations in capillary growth and in the texture of the hair, paronychia with or without secondary infection, or the formation of pyogenic granuloma, generalized asteatosis, skin desquamation, and blepharitis. the most characteristic and intense manifestation is a papulopustular, follicular, comedone, or non-comedo (acneiform eruption) that occurs on the head, neck, and the central portion of the chest and back, which later disseminates. there may be pruritus, which differentiates this reaction from the acneiform eruptions caused by corticosteroids, antiepileptic drugs, and vitamins b6 and b12. acneiform eruptions occur in more than 50% of patients with use of cetuximab, and this percentage may reach as high as 75-100%. the manifestations generally occur in the first weeks (2 days to 6 weeks) after the beginning of treatment (cetuximab and panitumumab). the eruption is dose dependent; however, the duration of the condition does not correlate with the duration of treatment. the acneiform eruptions induced by monoclonal antibodies are more severe and extensive than those resulting from the use of tyrosine kinase inhibitors. blepharitis caused by anti-egfrs may range from mild to intense. histopathology of the papulopustular lesions shows no increase in sebaceous gland activity, comedones, or follicular rupture that would explain the inflammation, differentiating it from acne vulgaris. the follicles are rather wide and at times obstructed by an excess of keratinocytes. in the dermis, neutrophilic infiltrate may be found, particularly involving the follicular infundibulum. intraepidermal acantholysis may be present in association with the eccrine gland ducts. in the lesions of patients using gefitinib, there is an expressive thinning of the stratum corneum layer with loss of the normal basket-weave pattern. paronychia occurs in around 10-15% of patients who are using cetuximab and gefitinib, appearing at 6-8 weeks of treatment or sometimes after 6 months. it affects various fingers and the first toes. treatment consists of potent topical corticosteroids. in case of onychocryptosis, anti-egfr may be temporarily interrupted and canthotomy performed. asteatosis occurs in around 35% of patients, particularly with the use of gefitinib. there is a predilection for the areas previously or simultaneously affected by acneiform eruption. some patients have xerosis of the vaginal mucosa, with dysuria. xerosis may progress to chronic asteatotic eczema (fig. 26.37) , with a greater susceptibility to staphylococcus aureus infection or hhv-1. emollients and topical corticosteroids should be used for the eczema. fissures can be treated with a solution of 50% propylene glycol under plastic occlusion or a hydrocolloid dressing. adverse drug reactions (adrs) include all unintended pharmacologic effects of a drug except therapeutic failures, intentional overdosage, abuse of the drug, or errors in administration. they can be classified as predictable (type a -80% of the adrs) or unpredictable (type b). anaphylaxis an immediate systemic reaction that occurs when a previously sensitized individual is re-exposed to an allergen. it is caused by rapid ige-mediated immune release of vasoactive mediators from tissue mast cells and blood basophils with a potential late component. this is a systemic severe adr affecting skin, mucous membranes, gastrointestinal tract, respiratory tract, and cardiovascular system. drug allergy an immunologically mediated response to a pharmaceutical and/or formulation (excipient) agent in a previous sensitized patient. drug idiosyncrasy an abnormal and unexpected effect that is unrelated to the intended pharmacologic action of a drug and has an unknown mechanism. it is not mediated by a humoral or cellular immune response but is reproducible on readministration. it may be due to underlying abnormalities of metabolism, excretion, or bioavailability. drug intolerance an undesirable pharmacologic effect that may occur at low or conventional doses of the drug without underlying abnormalities of metabolism, excretion, or bioavailability of the drug. humoral or cellular immune mechanisms are not thought to be involved, and a definitive mechanism for such exaggerated responses has not been established (e.g., acetylsalicylic acid-induced tinnitus at low doses). immediate systemic reactions that mimic anaphylaxis but are caused by non-ige-mediated release of mediators from mast cells and basophils. often caused by radiocontrast agents. severe adrs include all adverse effects which are unpredictable life-threatening adrs and need prompt recognition to reduce integumentary and internal organ damage and, thus, morbidity and mortality. uncomplicated adrs include mild or moderate adverse drug effects on healthy patients, not involving life-threatening situations. diagnostic testing for drug hypersensitivity drug-induced reactions: a report from the boston collaborative drug surveillance program on 15.438 consecutive inpatients sémilogie et marqueurs de sévérité des toxidermies érythémateuses severe adverse cutaneous reaction to drugs the nature of adverse events in hospitalized patients: results of the harvard medical practice study ii cutaneous drug reactions: clinical types and causative agents: a five-fig. 26.37 intense xerosis caused by erlotinib year survey of in-patients (1981-1985) joint task force on practice parameters of american academy of allergy, asthma and immunology, american college of allergy, asthma and immunology, joint concil of allergy, asthma and immunology anaphylaxis and anaphylactoid reactions. a guide to prevention, recognition and emergent treatment erythroderma: analysis of 247 cases dermatitis exfoliativa: cases admitted in the decade 1948-1957 to the dermatological clinic, karolinska sjukhuset exfoliative dermatitis: a prospective study of 80 patients dermatology in general medicine advances in toxic epidermal necrolysis toxic epidermal necrolysis erythema multiforme: a critical review of characteristics, diagnostic criteria, and causes acute disseminated epidermal necrosis types 1, 2, and 3: study of sixty cases erythema multiforme major and stevens-johnson syndrome are clinically different disorders with distinct etiologies clinical classification of cases of toxic epidermal necrolysis, stevens-johnson syndrome and erythema multiforme epidemiology of erythema exsudativum multiforme majus, stevens-jonhson syndrome, and toxic epidermal necrolysis in germany (1990-1992): structure and results of a populationbased registry toxic epidermal necrolysis (lyell syndrome). incidence and drug etiology in france the incidence of erythema multiforme, stevens-johnson syndrome, and toxic epidermal necrolysis. a population-based study with particular reference to reactions caused by drugs among outpatients toxic epidermal necrolysis (lyell syndrome) intravenous immunoglobulin therapy for stevens-johnson syndrome effectiveness of early therapy with corticosteroids in stevens-johnson syndrome: experience with 41 cases and a hypothesis regarding pathogenesis treatment of severe drug reactions: stevens-johnson syndrome, toxic epidermal necrolysis and hypersensitivity syndrome o espectro do eritema multiforme (eritema multiforme minor e major) e o espectro da síndrome de stevens-johnson e da necrólise epidérmica tóxica (síndrome de lyell) low n-acetylating capacity in patients with stevens-johnson syndrome and toxic epidermal necrolysis a slow acetylator genotype is a risk factor for sulphonamide-indiced toxic epidermal necrolysis and stevens-johnson syndrome cutaneous adverse drug reactions. stevens-johnson syndrome and toxic epidermal necrolysis delayed reactions to drugs show levels of perforin, granzyme b, and fas-l to be related to disease severity increased interleukin 10, tumor necrosis factor a, and interleukin 6 levels in blister fluid of toxic epidermal necrolysis drug rashes. what are the targets of cell-mediated cytotoxicity? treatment of toxic epidermal necrolysis with high-dose intravenous immunoglobulins intravenous immunoglobulin treatment for stevens-johnson syndrome and toxic epidermal necrolysis treatment of toxic epidermal necrolysis epidemiology of druginduced severe skin reactions correlations between clinical patterns and causes of erythema multiforme majus, stevens-johnson syndrome, and toxic epidermal necrolysis medication use and the risk of stevens-johnson syndrome or toxic epidermal necrolysis severe cutaneous adverse reactions to drugs -relevant aspects to diagnosis and treatment -part i: anaphylaxis and anaphylactoid reactions, erythroderma and the clinical spectrum of stevens-johnson syndrome and toxic epidermal necrolysis (lyell's disease) drug reaction with eosinophilia and systemic symptoms (dress): a complex interaction of drugs, viruses and the immune system drug reaction with eosinophilia and systemic symptoms (dress)/drug-induced hypersensitivity syndrome (dihs): a review of current concepts drug reaction with eosinophilia and systemic symptoms/drug-inducedhypersensitivity syndrome: clinical features of 27 patients adverse mucocutaneous reactions to chemotherapeutic agents: part i severe cutaneous adverse drug reactions: relevant aspects to diagnosis and treatmentpart ii propylthiouracil-induced vasculitis with antineutrophil cytoplasmic antibody approach to the patient with a suspected cutaneous adverse drug reaction adverse drug reactions and organ damage: the skin a review of cutaneous drug eruptions dermal dendrocytes fxiiia+ phagocytizing extruded mast cell granules in drug-induced acute urticaria fixed drug eruption: state of the art evidence for acne-promoting effects of milk and other insulinotropic dairy products lichenoid drug eruption with proton pump inhibitors getting under the skin of adverse drug reactions cutaneous adverse reactions of amiodarone phototoxicity and photocarcinogenesis associated with voriconazole an update on pediatric cutaneous drug eruptions coma blisters, peripheral neuropathy, amitriptyline overdose: a brief report in vitro interferon-gamma release test in the diagnosis of druginduced erythema nodosum drug induced psoriasis advances in the diagnosis of drug eruptions baboon syndrome resulting from systemic drugs: is there strife between sdrife and allergic contact dermatitis syndrome? contact dermatitis a new proposal for a clinical-oriented subclassification of baboon syndrome and a review of baboon syndrome nicolau syndrome: an iatrogenic cutaneous necrosis complications of the injectable fillers, part 2: vascular complications cutaneous drug reactions in the pediatric population chemotherapeutic agents and the skin: an update mucocutaneous reactions to chemotherapy cutaneous reactionsto chemotherapy drugs: the art of consultation reações cutâneas desencadeadas por drogas scrotal ulcer developed after intraperitoneal hyperthermic chemotherapy with mitomycin-c scrotal ulcer after intraperitoneal hyperthermic chemotherapy scrotal pain and ulceration post hipec: a case report adverse mucocutaneous reactions related to chemotherapeutic agents: part ii dermatomyositis-like eruption associated with hydroxyurea therapy: a premalignant condition key: cord-020766-0gacqii4 authors: murthy, sreekant; papazoglou, elisabeth; kanagarajan, nandhakumar; murthy, narasim s. title: nanotechnology: towards the detection and treatment of inflammatory diseases date: 2006 journal: in vivo models of inflammation doi: 10.1007/978-3-7643-7520-1_8 sha: doc_id: 20766 cord_uid: 0gacqii4 biological systems operate at the nanoscale. nanomedicine is the application of nanotechnology to monitor and treat biological systems in health and disease. this is accomplished by real time monitoring of molecular signaling at the cellular and tissue level. during the past decade, there has been an explosion in this field, resulting in revolutionary advances in determining the microstructure and function of living systems. these discoveries have led to the development of powerful tools for fundamental biological and medical research. nanotechnology has been applied to targeted drug delivery to minimize side effects, creating implantable materials as scaffolds for tissue engineering, creating implantable devices, surgical aids and nanorobotics, as well as throughput drug screening and medical diagnostic imaging. the nanoinitiatives are funded by governments and private sources throughout the world to develop or further refine the technology to provide the beyond-imaginable, most sophisticated tools to a physician and scientists to inflammatory diseases. no doubt, there will be many technical, regulatory and legal challenges in the deployment of these technologies. unquestionably, there is enough desire and commitment to meet these challenges for the good of society and betterment of the quality of life. accomplishments, combining them with available new technologies to identify the earliest signatures of inflammation and cancer. such developments will allow us to provide immediate and specific intervention and monitor the progress before it cascades into chronic inflammation and malignancy. to fulfill this objective, it requires the development of technologies of 1-100 nm size, which display unique mechanical, electrical, chemical, and optical properties and assist in visualizing or interacting with receptors, cytoskeleton, specific organelles and nuclear components within the cells. it will be very rewarding when many of these technologies can migrate into monitoring the disease condition through non-invasive methods in vivo in a physically undisturbed state, thus minimizing the influence of artifacts induced by physical methods while securing biological samples. the integration of nanotechnology with biology and medicine has given birth to a new field of science called "nanomedicine". the ultimate goal of nanomedicine is to develop well-engineered nanotools for the prevention, diagnosis and treatment of many diseases. in the past decade, extraordinary growth in nanotechnology has brought us closer to being able to vividly visualize molecular and cellular structures. these technologies are beginning to assist us in our ability to differentiate between normal and abnormal cells and to detect and quantify minute amounts of signature molecules produced by these cells. most of these represent real time measurements, relating to the dynamic relationship among structures in the damaged area and also to repair of damaged tissues. novel pharmaceutical preparations have been developed to fabricate nanovehicles to deliver drugs, proteins and genes, contrast enhancement agents for imaging, and hyperthermia agents to kill cancer cells. several of these inventions have already transitioned into basic medical research and clinical applications. because of this, some social, ethical, legal and environmental issues have emerged. thus, regulatory and educational strategy needs to be developed for the society to gain benefit from these discoveries. the focus of this chapter is to provide an overview of the state-of-the-art in nanotechnology with particular reference to detecting and treating inflammation and cancer at the earliest settings. nanotechnology encompasses multiple scientific disciplines, which exploit materials and devices with functional co-assembled molecules or sensors that has been engineered at the nanometer scale typically ranging from 0.1 to 100 nm [2] . in medical fields, it offers a wide range of tools that can be used as drug delivery platforms [3] , better contrast agents in imaging [4] , chip-based bio-laboratories [5] and nanoscale probes [6] that are able to track cell movements and manipulate molecules. multifunctional nanostructures can combine diagnostic and therapeutic modalities and target cellular events. the concept of molecular medicine to develop personalized treatments can be made possible with the information available with the developed nanotools. these devices, systems and functionalized structures contain unique properties as a result of their nanosize. for example, gold nanoparticles and carbon nanotubes possess different properties [7] at the micron scale. semiconductor particles exemplified by quantum dots exhibit quantum confinement effects, hence they fluoresce at various wavelengths compared to the semiconductor particles at micron size which do not exhibit the same optical or magnetic properties [8] . macromolecular structures such as dendrimers and liposomes at the nanoscale are also considered valid nanotools [9] , while biological molecules of nanometer size in their native state such as dna and monoclonal antibodies are not examples of "nanotools". thus, nanometer size is of critical importance to the cell and the living organisms. interestingly, fabricated nanoscale devices are of the same size as subcellular organelles. some nanoscale structures are of the order of enzymes, receptors and key molecules within the cell membrane or cytoplasm. for example, the lipid bilayer surrounding cells is 6 nm and hemoglobin is 5 nm in size. by modifying the surface chemistry of these nanostructures, which permits covalent or ligand-receptor (lock-key-type) or electrostatic interaction with key molecules, we can identify biomolecules on the cell surface and in the cytoplasm. an advantage of this will be our ability to map the transport of those molecules from the cytoplasm across the cell membrane so we can understand the cellular behavior in health and disease. nanoparticles smaller than 20 nm can pass through blood vessel walls [10] , which opens opportunities of diagnostic imaging and targeted delivery of drugs when non-toxic nanoparticles are used. what is critical for scientists engaged in inflammation science and engineering is that these technologies should be applicable to detect or monitor: -host biochemical and immune responses -bacterial and viral pathogens interacting within the local immune system -effect of noxious chemicals and pharmaceutical agents -thrombosis -neurogenic inflammation -wound healing and remodeling -imaging -diagnosing and treating vulnerable plaques -drug delivery and therapeutics for local delivery and retention nanotechnology in the medical field offers a wide range of tools that can be used as drug delivery platforms, better contrast agents in imaging, chip-based biolabs and nanoscale probes able to track cell movements and manipulate molecules [10] . combination of these multifunctional nanostructures through cross-disciplinary interactions may further enhance our diagnostic and therapeutic capabilities and to monitor intra-and extracellular cellular events in inflammation and cancer. existing and emerging technologies, which may impact on early detection of inflammation, prevention and early detection of cancer, include several diverse technological innovations. they are bio-mimicry self-assembling peptide systems, which serve as building blocks to produce nucleotides, peptides and phospholipids, which support cell proliferation and differentiation and give insights into protein-protein interactions [11] . microchip drug release systems, micromachining hollow needles and two-dimensional needle arrays from single crystal silicon for painless drug infusion, intracellular injections, microsurgeries and needle-stick blood diagnosis form another group of tools [12, 13] . all of these inventions could one day lead to develop personalized treatments [14] . the creation, control and use of structures, devices and systems with a length scale of 1-100 nm is the domain of nanotechnology. macromolecular structures such as dendrimers and liposomes at the nanoscale are also considered valid nanotools [9, 15] . the application of various nanotools in various areas of medicine is depicted in figure 1 . this list in the figure is by no means exhaustive as nanotechnology is continuing to grow with new technologies emerging each day. biomolecular nanopore detector technology was first developed to rapidly discriminate between nearly identical strands of dna thereby replacing the tedious process of running billions of copies of dna through sequencing machines and minimizing errors and saving time [16] . in this technology single molecules of dna are drawn through pores that are 1-2 nm in size and serve as a sensitive detector. the detection system through its electronic signature process can sequence more than one base pair per millisecond. this technology has the potential to detect dna polyploidy, and dna mutations. this field includes biomimetics encouraged to mimic nature and create biomolecular nanomachines to handle various biological problems. many biological systems use self assembly to assemble various complex molecules and structures [17] . numerous man-made self-assembling systems that mimic natural self assembly of molecules are created to snap together fundamental building blocks of complex polymer molecules structured easily, and inexpensively, on beads, tubes, wires, and flat supports, and in suspensions and liposomes. these assemblies can have geneti-cally introduced bifunctionality so that nonspecific molecules are repelled from fusing with the cell membrane fusion layers. dna, lipid bilayers, atp synthase, peptides and protein foldings are target candidates for self assembly. liposomes are an example of a human-made supramolecular structure. nanoscale cantilevers are about 50-mm-wide flexible diving board-like beams that can be coated with antibodies and dna complementary to a specific protein or a gene. when molecules come in contact with these substrates coated on the surface of cantilevers, they bind to the substrate and make the cantilevers resonate or bend as a result of this binding event [18] . this bending deflection is proportional to the quantity of binding, thus making it a quantitative technique. multiple cantilevers can be used simultaneously to differentiate between bound and unbound molecules. likewise, multiple antibodies can be used in the same reaction set up to quantify several markers at a time. an important advantage of this technique is that there is no need to add fluorescent tags to detect and quantify the molecule. any biological sample containing biomolecules of interest can be tested. nanoscale cantilevers, constructed as part of a larger diagnostic device, can provide rapid and sensitive detection of inflammation and cancer-related molecules and to evaluate how various drugs bind to their targets at a concentration 20 times lower than clinical threshold. carbon nanotubes, also known as "bucky tube" and "buckyballs" are a member of fullerene structural family potentially useful in a number of biological applications. they could be cylindrical (nanotubes), spherical (buckyballs) or branched (fullerenes). nanotubes could be single-walled nanotubes (swnt) or multi-walled nanotubes (mwnt). the usefulness of nanotubes in drug delivery and cancer therapy is accomplished through the transporting capabilities of carbon nanotubes via suitable functionalization chemistry and their intrinsic optical properties. proper surface functionalization is necessary to make carbon nanotubes biocompatible. in their most recent applications, swnts have been used to transport dna inside living cells [19] . intracellular protein transport has also been accomplished [20] , although they are suspected to cause severe immune responses. most swnts have diameters close to 1 nm, with a tube length that can be many thousands of times larger. swnts with lengths up to the order of centimeters have been produced [21] . swnts are a very important class of carbon nanotubes because they exhibit important electrical properties not shared by the mwnt variants. on the other hand, mwnts are fabricated as multiple concentric nanotubes precisely nested within one another for perfect linear or rotational bearing. the technology has now advanced into merging these mwnts with magnetic nanomaterials like magnetite, which can be functionalized. gadofullerenes offer the ability to concentrate more gadolinium at the site of disease, than traditional gd-dtpa. this is the result of the shielding that the carbon structure provides and its ability to link more gadolinium per conjugate. gadofullerenes also take advantage of the gadolinium-water interactions as the gadolinium is brought along the periphery of the structure and can maintain its interaction with water, which is the basis of traditional proton density magnetic resonance imagine (mri). these properties lead to a greater signal, which can increase sensitivity to small lesions. recently, the technology has been further improved by developing smart bionanotubes that could be manipulated to produce open or closed end nanotubes to encapsulate drugs or genes to deliver them in a particular location [22] . thus, possibilities exist for using nanotubes to improve gene sensing, gene separation, drug delivery and detection of biomarkers to improve health care, protection against bioterrorism and other areas of molecular sensing. they are mostly spherical particles with specific properties that allow their detection, analysis and quantification. fundamentally, they are nanoprobes where these particles are complexed with biomolecules, drugs and other reagents. they exhibit various physical and optical properties. for example, iron oxide nanoparticles exhibit super paramagnetic properties [23] , and gold nanoparticles specific optical absorption properties depending on their size [24] . it is important to note that particles made from the same materials but of micron dimensions do not exhibit such unique optical or magnetic properties [8] . one can thus combine the immense surface to volume ratio of these nanostructures to deliver higher loads of compounds encapsulated or linked to their surface, while their presence can be measured due to their characteristic magnetic or optical properties. quantum dots (qds) are tiny light-emitting particles on the nanometer scale. they are emerging as a new class of biological probes that could replace traditional organic dyes and fluorescent proteins. the fundamental benefit of using qds is the high quantum yield and strong emission intensity. the emission spectrum of qds is a function of the particle size, and hence by varying particle size qds can emit from visible to infrared wavelengths [25] . they can be excited by uv light. their broad excitation spectrum and narrow emission spectrum with little or no spectral overlap makes them attractive for imaging and resolving multiple species at the same time without complex optics and data acquisition systems. qds offer higher signal to noise ratios compared to traditional fluorochromes. their high sensitivity allows accurate detection even in the presence of strong autofluorescence signals encountered during in vivo imaging [26] . their excellent resistance to photobleaching is particularly useful for long-term monitoring of biological phenomena, critical in live cell imaging and thick tissue specimens. already qds are finding increasing use in live cell imaging, by themselves or as fluorescence resonance energy transfer (fret) donors combined with traditional fluorchromes, and in in vitro assays and live animal imaging for cancer and tumor diagnostics. limitations of qds can arise from the stability of the core shell structure. most commercially available materials comprise a core of cdse and a shell of zns. to render this inorganic structure hydrophilic, amphiphilic polymers are used to cap the shell layer and provide reactive sites for further linking to proteins. it is, therefore, the stability of this layer that controls the aggregation of qds, as well as possible release of core materials (cd ions) to their surroundings, which may result in toxicity [27] . this has limited the immediate clinical use of qds, but has focused applications to animal testing and in vitro assay developments. another reported problem is the blinking property of the qds. qds tends to blink at the single dot level and hence present some limitation in absolute fluorescence quantification. however, when used for imaging of biomarkers, this property does not have much of an effect as there are hundreds or thousands of qds in a sample to allow proper averaging. paramagnetic iron oxide nanoparticles are a new class of contrast agents that are finding increasing applications in the field of diagnostics and molecular imaging based on magnetic resonance (mr) [23] . traditional mri agents rely on the interaction of the proton density, i.e., water molecules and the magnetic properties of the tissue. these paramagnetic agents accelerate the rate of relaxation of protons in the longitudinal direction, resulting in bright images, and hence are highly dependent on water molecules. however, the super paramagnetic iron oxide nanoparticles, by the virtue of their nanoscale properties, disturb the magnetic field independently of their environment, and hence are not dependent on presence of water molecules. they are also called negative enhancers as they act as negative contrast agents and appear dark where they are sequestered. the traditional mr agents such as gadolinium-diethylenetriamine penta-acetic acid (dtpa) enhance the signal from the vascular compartments and are nonspecific, whereas the nanoparticle-based contrast agents impact the mr signal from tissues and cells. iron oxide nanoparticles are classified into two types depending on their size: (1) superparamagnetic iron oxides (spios) (50-500 nm), and (2) ultra-small super paramagnetic iron oxide (< 50 nm). the advantage of these contrast agents lies in their ability to get sequestered anywhere within a support matrix and still generate a contrast, whereas the traditional mr agents need water in their vicinity of generate contrast. these nanoparticles can be used for both passive and active targeting. because of the small size of these particles, tissue macrophages readily take up these agents, and hence it is possible to image liver, spleen, lymph nodes, and lungs. in addition, it is also possible to functionalize these nanoparticles using a wide variety of ligands, antibodies, peptides, aptamers, drugs, etc., to achieve site-specific or biomarker-specific targeting. this is an added advantage since traditional paramagnetic formulations are difficult to conjugate to antibodies, and even when conjugated, owing to the small number of cellular receptors, the signal intensity is not sufficient for accu-rate imaging. thus, as a result of their superparamagnetic properties, iron oxide nanoparticles have been used as contrast agent for imaging of cancer, brain inflammation, arthritis, and atherosclerotic plaques. because of the small size, these iron oxide particles have been able to distinguish between the normal and tumor-bearing lymphatic nodes [28] . these nanoparticles may also distinguish very small metastases (less than 2 mm in diameter) within normal lymph nodes, a size well below the detection limit of the most sensitive imaging techniques such as positron-emission tomography (pet) available today. using cells loaded with iron oxide nanoparticles, it has been shown that these particles are non toxic and are cleared from the cell after five to eight divisions. lewin et al. [29] labeled stem cells with iron oxide particles using hiv tat peptide and injected them systemically. the labeled stem cells homed on to the bone marrow, and the labeled stem cells did not cause any impairment. however, due to the small size of these particles, a long time is required (up to 24 h) to clear them from the organs and blood to reduce background signals. thus, mri using spios may result in improved sensitivity and selectivity, and may assist diagnosis of tumors at the earliest stages of malignancy or metastasis. dendrimers are a new class of hyper-branched polymer macromolecules that radiate from a central core with structural symmetry. they can vary in shape, size, surface, flexibility and topography, enabling fabrication of functional nanoscale materials that would have unique properties [30, 31] . they may be useful for developing antiviral drugs, tissue repair scaffolds, and targeted carriers of chemotherapeutics. certain dendrimers are now being used commercially as immuno-diagnostic agents and gene transfection vectors. dendrimers complexed with gadolinium (iii) ions (gadomer-17) are being tested (phase i clinical trial) for mri angiography [32] . it is anticipated that many exciting developments will emerge from the use of dendrimers in the near future. these are made up of phospholipid bilayers exhibiting multifunctioning characteristics. they facilitate encapsulating of various classes of drugs and diagnostic agents for their controlled delivery into cellular and therapeutic targets. important drug delivery strategies utilizing these agents include polymersomes, hydrogel matrices, nanovesicles/nanofiber mats and biodegradables [33] . both small and large molecules can be used. biodegradeable polymersomes based on polyethylene oxide have been synthesized, and they may be used as a surface to anchor antibodies or other targeting molecules. quite recently fluorescent materials have been embedded into 163 these cell-like vesicles [34] to produce near-infrared emissive polymersomes that could be used to locate areas of inflammation and deliver a load of drug to inflammation sites. interestingly, inflammation sites deeper than 1 cm could be imaged with this technique. efforts are being made to target dna complexes into hepatocytes and macrophages with the idea of enabling gene therapy and delivering genetically derived vaccines in a safe and efficacious manner. polymeric micelles are useful as developing agents for -scintigraphy, mri, and computed tomography (ct) [35] . liposomes can be injected intravenously and when they are modified with lipids that render their surface more hydrophilic, their circulation time in the bloodstream can be increased significantly. another class of polymersomes, called polymer nanotubes, has been synthesized by directly pulling on the membrane of polymersomes using either optical tweezers or a micropipette [36] . these polymersomes are composed of amphiphilic diblock copolymers consisting of an aqueous core connected to the aqueous interior of the polymersome, which are less than 100 nm in diameter. they are unusually long (about 1 cm) and are stable enough to maintain their shape indefinitely. the pulled nanotubes are stabilized by subsequent chemical cross-linking. the aqueous core of the polymer nanotubes together with their robust character offer opportunities for nanofluidics and other applications in biotechnology, especially in the development of nanohyperdermic syringes [36] . development and use of analytical tools in diagnostic area possibly presents immediate benefits to the user. many diagnostic tools have been developed to improve human health. the diagnostic detection methods involve measuring antibody or antigen-based complexes, enzyme-based reaction rates, and polymerase chain reactions using micro-electro-mechanical systems (mems) [37] . other methods include whole-cell bacterial sensors and biosensors which utilize aptamers, which are biomimetic synthetic bioreceptors that can complex with proteins, nucleic acids and drugs. the signal processing in these systems may be optical, electrochemical, or mass-related, creating resonance and thermal detection. some diagnostic methods utilize nanoparticles as nanoprobes where nanoparticles are interfaced with biological molecules such as antigens, antibodies or chemicals. the nanoparticles used in diagnostics include qds, nanobarcodes, metallic nanobeads, silica, magnetic beads, carbon nanotubes, optical fibers and nanopores [37] . in antibody/antigen-based detection methods, for example, 1-2-nm-wide, boron-doped silicon wires laid down on a silicon grid can be coated with antigens to provide real time detection of antibodies. antibody binding to immobilized antigen gives a measurable conductance change at antibody concentrations less than 10 nm. detection of single copies of multiple viruses has been accomplished via antibody-conjugated nanowire field effect transistors [38] . the dream of optical biopsy is closer to reality with antibody-functionalized semiconductor nanoparticles (qds) detected by fluorescence microscopy. multiplexed assays can be developed since the fluorescence emission of qds is tunable by changing their size. outstanding detection sensitivity of antibodies in whole blood (picogram per ml) has been obtained using gold nanoparticle conjugates [39] . for detection purposes classical tools can be used as well as nanobased methods, such as atomic force microscopy (afm) and near-field scanning optical microscopy (nsom), methods where quantum tunneling plays a key role in amplifying detection capability. again, such phenomena are related to the nanometer distance between the instrument probe and the surface/specimen under examination. afm is used to elucidate structures of biomolecules under physiological conditions [40] , to determine antibody/antigen binding properties [41] , to image the topology of viruses [42] , and to image pathologies at the molecular scale [43] . researchers in academia and the pharmaceutical industries traditionally use bioassays, which are often cumbersome and riddled with errors. the recent explosive development in the field of microfluidics, biotechnology and functional genomics has resulted in the miniaturization of these bioanalytical assays to micron scales for routine and throughput screening [44] . these assays have been used for genomic and proteomics analysis, though their application to proteomics still requires refinement since replication of proteins as opposed to dna is yet to be fully realized. efforts are being made to improve miniature microarrays, which are still used for analyzing proteins. these include fabrication of afm-based dip-pen nanolithography (dpn), which can probe complex mixtures of proteins, reactions involving the protein features and antigens in complex solutions, and can aid the study of cellular adhesion at the submicrometer scale. protein nanoarrays generated by dip-pen nanolithography are emerging [45] . with further advances in miniaturization techniques like dpn, it will be possible to design nanoarrays that can detect biological entities on a single particle level in a time-and cost-efficient manner and also profiling of new diagnostic biomarkers at a detection level beyond our imagination. the pharmaceutical industry, physicians and patients have long desired better pharmaceutical formulations to improve and extend the economic life of proprietary 165 drugs, to reduce the costs of preparation and treatment, and reduce toxicity or even death. nanotechnology has already made significant inroads into the problems of improving delivery of injectibles, oral formulations, drug device implants, and topical and transdermal delivery of drugs. more is expected from nanotechnology in improving the delivery of drugs to the brain, as many of the formulations aimed at treating diseases of the brain fail to cross the blood-brain barrier. various methods have been tested for drug delivery. for example, carbon-based materials, nanostructures, silicone-based materials, polymers and liposomes, which are capable of delivering drug molecules directly into cells, tumors and sites of inflammation either actively or passively. there is no question that there are many limitations such as opsonization, problems with encapsulation and leakiness of drug that needs to be tackled. some of these obstacles have been overcome by the development of agents like "stealth liposomes", which escape attack by the immune system. thus, nanotechnology is expanding our capabilities through promising approaches for delivery of therapeutic agents. nanosystems and nanoparticles have opened up hitherto unforeseen avenues in diagnostics and therapeutics in medicine, especially in the fields of inflammation and cancer. the previous treatment strategies in the fields of autoimmune diseases and cancer involved non-targeted treatment options with extensive "collateral damage". nanodelivery of drugs is envisioned to reduce this collateral damage, extend a drug's availability and effectiveness at the site, and reduce toxicity, cost and storage. the focus of this section is to highlight several nanomedicine applications that have made an immediate major impact in these fields. biological nanostructures used in drug delivery systems include lipid-, silica-, polymer-, fullerene (carbonbased buckyballs, bucky tubes)-based nanostructures such as liposomes, micelles and nanoparticle systems. liposomes have been widely used as drug delivery systems, but current knowledge extends the use of any nanoparticle as an efficient carrier with necessary modifications. liposomes are vesicles with phospholipid membranes that contain hydrophilic substances in their core. the properties vary widely based on the size, lipid composition, surface charge and method of preparation [46] . liposomal formulations have been used as anti-cancer and anti-fungal drugs, and have helped reduce the adverse effects of these drugs, while improving the efficacy and pharmacokinetics. conventional liposomes are short-lived in vivo, and are rapidly cleared by the reticuloendothelial system (res). a novel liposomal formulation with a polyethylene glycol (peg) coating avoids res-mediated clearing, and is called a stealth liposome. these stealth liposomes have favorable properties like long circulation half-life and targeted accumulation in tumor tissues [47] . liposomes have been extensively used in cancer therapy. some of the major classes of anti-cancer drugs in liposomal formulations that are currently available or in late stages of development include anthracyclines, camptothecins, platinum derivatives, anti-metabolites and cell-cycle-specific drugs like vincristine and doxorubicin. liposomal formulations have been shown by clinical trials to decrease cardiotoxicity as compared to conventional formulations [48] . current liposomal formulations include pegylated liposomal doxorubicin (doxil â® orthobiotech, caelyx â® schering-plough) non-pegylated doxorubicin (myocet â® elan pharma) and liposomal daunorubicin (daunoxome â® , gilead sciences). this protective strategy to limit toxicity has aided in limiting the cumulative dose of anthracyclines and administration of dexrazoxane, a highly effective cardioprotective agent, prior to anthracycline administration [49] . liposomal platinum derivatives like cisplatin and carboplatin are used in the treatment of head and neck cancers, testicular cancer, lung cancer and many other malignancies. they have shown significantly reduced toxicity and better pharmacokinetic profiles compared to conventional formulations [50] . some formulations have not yielded the best results. for example, spi-077, a stealth liposomal cisplatin showed low clinical efficacy in phase i/ii clinical trials, possibly secondary to inadequate release of drug from liposomes [51, 52] . lipoplatin, which has shown lipid bilayer fusing properties [53] , has shown significant nephrotoxicity, but further clinical research is awaited to see if this translates into improved clinical efficacy. the use of liposomes has also been extended for enhancing immunotherapeutic effects. it is now known that liposomal targeting can be achieved by passive targeting or active targeting. passive targeting is achieved in both inflammatory and cancerous conditions taking advantage of the leakiness caused by many vascular factors that enhance permeability. this opens up a window of opportunity to increase the drug delivery, with accumulation of drug at higher concentration at the targeted site by extravasation, thereby reducing toxicity and collateral damage. on the other hand, active targeting depends on certain unique properties and molecular strategies involving monoclonal antibody-liposomal conjugates (immunoliposomes), which enables specific tumor cell targeting by antigen identification and drug delivery by internalization of the liposome by tumor cells [54] . promising examples are the enhanced anti-tumor activity of anti-her2 immunoliposomes containing doxorubicin [55] , and the use of anti-epidermal growth factor receptor (anti-egfr) immunoliposome, which showed increased cytotoxic effect in vitro against tumor cells overexpressing egfr and enhanced efficacy in vivo in xenograft models [56] . the recent advent of the widespread use of monoclonal antibodies in cancer therapy promises more such targeted therapeutic agents. liposomal preparations have also been studied in various autoimmune and chronic inflammatory diseases. targeted delivery of anti-inflammatory agents to 167 inflamed tissue is a promising approach limiting the adverse impact of these agents on healthy tissues. in animal colitis models, liposomal formulations of 5-asa achieved significantly higher local concentrations of 5-asa in inflamed colonic tissues compared to current treatment methods. on the other hand, liposomal preparation of mercaptopurine (6-mp) failed to improve local delivery [57] because the drug is metabolized before it reaches the inflammation site. when peg-liposomes containing glucocorticoids were injected in mouse collagen arthritis models, longlasting reduction in joint inflammation was achieved with a single dose, while regular steroids needed multiple injections [58] . weekly inhaled liposomal budesonide was as effective as daily inhaled budesonide in a mouse model of asthma [59] . if this result can be replicated in clinical trials, it can greatly enhance patient compliance. this is particularly important since treatment of chronic inflammatory diseases is hampered by patient non-compliance. similarly, it is reported that liposomal preparations of anti-oxidants can also be used in diseases like adult respiratory distress syndrome (ards), sepsis, radiation lung injury and emphysema [60] . liposomes have also been shown to be effective in diverse clinical applications such as enhanced drug delivery systems for analgesics [61] [62] [63] . the carbon nanostructures that have gained most attention have been fullerene nanotubes and the geodesic dome-shaped c60 fullerenes. they have wide ranging applications as drug carriers and can also be used as vaccine delivery tools enhancing the immune response [64] . they have demonstrated neuroprotective properties in cortical cell cultures and have potential therapeutic applications in neuronal-inflammation and neurodegenerative disorders like parkinson's disease, amyotropic lateral sclerosis (als) and cerebral ischemia [65] . carbon nanotubes can cross the cell membrane without causing damage and they can act as "nanoneedles" [66] . tectodendrimers are multicomponent dendrimers capable of multiple functions like identifying defective cells, delivering imaging and therapeutic agents to the cell and reporting the response to therapy. they can be individualized for each specific disease state and can be mass produced. baker and colleagues [67] designed dendrimers with folic acid, fluorescein and methotrexate, and showed a 100-fold increase in the cytotoxic response of cells to methotrexate. in some cases, nanoparticles also aided in avoiding harmful adverse effects of drug vehicles, as in the case of abraxane â® (american bioscience), nanospheres of albumin-bound paclitaxel thus avoiding the need for toxic solvents like cremophor [68] . recently, kriz et al. [69] described a new sensing technology platform integrating a magnetic permeability detection and a two-site heterogeneous immunoassay using monoclonal anti-crp-conjugated superparamagnetic nanoparticles and solid-phase polyclonal anti-crp-conjugated silica microparticles to assay crp in blood samples. the results were comparable to assays performed in a clinical laboratory. the methodology seems applicable for rapid screening of biomarkers and drugs in a rapid and cost-effective manner using whole blood samples. the field of molecular imaging has exploded in recent times. significant advances have been made in real-time cellular imaging and for detecting cellular pathophysiology. over the last few years, varieties of nanostructures containing novel contrast agents and nanomaterials such as qds, gold nanoparticles or nanoshells, supramagnetic nanoparticles complexed with biological agents that can specifically bind molecular signatures of inflammation and cancer have been described [70, 71] . qds have enabled in vivo live imaging, down to the level of a single qd inside a cell. qds provide several advantages over organic fluorochromes since they are photostable permitting imaging over extended periods of time, avoid interference with cellular autofluorescence, permit tracking of multiple processes simultaneously in the cells and are less toxic than organic dyes [72] . although there is a possibility of cellular toxicity from the metallic components of qds, no cellular toxicity was seen, even under selection pressure, when qds were used to track metastatic tumor cell extravasations in an animal model [73] . however, toxicity to humans is still being debated. qds have multimodal applications as contrast agents in bioimaging, microarrays, and facs analysis, in monitoring pharmacokinetics of therapeutic agents, and in multicolor optical coding for high throughput screening [74] . qds have been successfully been used for sentinel lymph node sampling in gastrointestinal tract in pig models. qds can have immediate applications in oncological surgery if the safety profile can be established for humans [75] . there are several potential pitfalls, including lack of convincing evidence for absence of cytotoxicity. further research is needed before we move forward towards widespread use of qds in biological systems [76] . qds can also potentially replace conventional fluorochromes in complex fluoroimaging techniques like fret and fluorescence lifetime imaging microscopy, but intensive research is needed before that can happen. spio crystal core nanoparticles have magnetic properties that can be used to enhance current mri techniques due to their selective activity during t2 relaxation times. they can also act as 'negative enhancers' [77] . utilizing the lymphotropic properties of these nanoparticles, weissleder and colleagues [78] showed that superparamagnetic nanoparticle enhanced high-resolution mri. it was far superior to conventional high-resolution mri in detecting clinically occult prostatic cancer metastasis to lymph nodes. the combined use of qds with superoxide paramag-netic crystals may provide additional information by targeting specific molecular targets for imaging [79] . a particularly interesting application is the use of spio particles for the study of nucleic acid sequences and surface topography of subcellular organelles. this is achieved by a modified afm with a nanoneedle mounted on a cantilever beam that deflects when it comes in contact with a paramagnetic nanoparticle. this response can be quantified and mapped [80] . metal nanoshells are nanoparticles that can serve as strong near infrared absorbers. this property has been exploited to provide targeted thermal therapy selective to tumor cells without damaging normal tissue using gold nanoshells [81] . gadolinium neutron capture therapy has several advantages, including more efficient tumor killing effects and the potential for simultaneous mri to assess response. fukumori and colleagues [82] utilized cationic polymer chitosan nanoparticles that incorporated gadolinium for efficient cellular uptake, and demonstrated significant in vitro tumoricidal effect at relatively low concentrations. recently, bankiewicz and colleagues [83] described an integrated strategy to delivery drugs to the brain. the combined technology involved conventionenhanced delivery (ced) to deliver liposomes containing gadoteridol, with dil-ds and mri to obtain detailed images of drugs moving through a living primate brain following ced for imaging, and to induce better clinical efficacy. molecular imaging has now crossed-over into medical imaging through the use of smart imaging agents for in vivo molecular imaging and imaging of animal models [84] [85] [86] . a recent study showed that magnetic nanoparticle conjugated with anti-vcam-1 antibodies can detect vcam-1 expression through fluorescence and magnetic resonance on endothelial cells in vivo and in vitro [87] . this is an important step, opening up opportunities to use many specific markers specific for inflammation and cancer to diagnose and monitor many inflammatory diseases and cancers. biological systems operate at the nanoscale. nanomedicine is the application of nanotechnology to monitor and treat biological systems in health and disease. this is accomplished by real time monitoring of molecular signaling at the cellular and tissue level. during the past decade, there has been an explosion in this field, resulting in revolutionary advances in determining the microstructure and function of living systems. these discoveries have led to the development of powerful tools for fundamental biological and medical research. nanotechnology has been applied to targeted drug delivery to minimize side effects, creating implantable materials as scaffolds for tissue engineering, creating implantable devices, surgical aids and nanorobotics, as well as throughput drug screening and medical diagnostic imaging. the nanoinitiatives are funded by governments and private sources throughout the world to develop or further refine the technology to provide the beyond-imag-170 inable, most sophisticated tools to a physician and scientists to inflammatory diseases. no doubt, there will be many technical, regulatory and legal challenges in the deployment of these technologies. unquestionably, there is enough desire and commitment to meet these challenges for the good of society and betterment of the quality of life. intestinal inflammation: a complex interplay of immune and nonimmune cell interactions nanoparticle and targeted systems for cancer therapy surfactant stabilized contrast agent on the nanoscale for diagnostic ultrasound imaging nano-scale proteomics approach using two-dimensional fibrin zymography combined with fluorescent sypro ruby dye plasmonics-based nanostructures for surfaceenhanced raman scattering bioanalysis engineered materials for biophotonics applications: improving sensing, and therapeutics biological applications of dendrimers nanomedicine: current status and future prospects emerging biological materials through molecular self-assembly micromachined needles and lancets with design adjustable bevel angles microfabricated microneedles for gene and drug delivery role of nanobiotechnology in developing personalized medicine for cancer genospheres: self-assembling nucleic acid-lipid nanoparticles suitable for targeted gene delivery rapid discrimination among individual dna hairpin molecules at singlenucleotide resolution using an ion channel molecular self-assembly bioassays based on molecular nanomechanics carbon nanotubes as intracellular transporters for proteins and dna: an investigation of the uptake mechanism and pathway carbon nanotubes as intracellular protein transporters: generality and biological functionality direct synthesis of long single-walled carbon nanotubes strands cationic liposome-microtubule complexes: pathways to the formation of two-state lipid-protein nanotubes with open or closed ends accumulation of ultra-small super paramagnetic particles of iron oxide in human atherosclerotic plaques can be detected by in vivo magnetic resonance imaging applications of nanotechnology to biotechnology quantum-dot-tagged microbeads for multiplexed optical coding of biomolecules quantum dot bioconjugates for imaging, labeling and sensing differences in subcellular distribution and toxicity of green and red emitting cdte quantum dots superparamagnetic iron oxide nanoparticles: nodal metastases and beyond tat peptidederivatized magnetic nanoparticles allow in vivo tracking and recovery of progenitor cells dendrimers for pharmaceutical and biomedical applications designing dendrimers for biological applications synthesis and evaluation of gadolinium complexes based on pamam as mri contrast agents biodegradable polymersomes as a basis for artificial cells: encapsulation, release and targeting near-infrared-emissive 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doxorubicin hcl (caelyx/doxil) versus conventional doxorubicin for first-line treatment of metastatic breast cancer the effect of dexrazoxane on myocardial injury in doxorubicin-treated children with acute lymphoblastic leukemia comparative intravenous toxicity of cisplatin solution and cisplatin encapsulated in long-circulating, pegylated liposomes in cynomolgus monkeys phase i-ii study of pegylated liposomal cisplatin (spi-077) in patients with inoperable head and neck cancer phase i and pharmacokinetic study of spi-77, a liposomal encapsulated dosage form of cisplatin pharmacokinetics and adverse reactions of a new liposomal cisplatin (lipoplatin): phase i study immunoliposomes for the targeted delivery of antitumor drugs anti-her2 immunoliposomes: enhanced efficacy attributable to targeted delivery epidermal growth factor receptor (egfr)-targeted immunoliposomes mediate specific and efficient drug delivery to egfr-and egfrviii-overexpressing tumor cells liposomal formulations of inflammatory bowel disease drugs: local versus systemic drug delivery in a rat model liposomal targeting of glucocorticoids to synovial lining cells strongly increases therapeutic benefit in collagen type ii arthritis efficacy of liposomal budesonide in experimental asthma antioxidant strategies in respiratory medicine transdermal delivery of an analgesic agent using elastic liposomes: preparation, characterization and performance evaluation preparation oral liposome-encapsulated recombinant helicobacter pylori heat shock protein 60 vaccine for prevention of hp infection topical liposomal gel of idoxuridine for the treatment of herpes simplex: pharmaceutical and clinical implications immunization with peptide-functionalized carbon nanotubes enhances virus-specific neutralizing antibody responses fullerenebased antioxidants and neurodegenerative disorders carbon nanotubes for the delivery of therapeutic molecules design and function of a dendrimer-based therapeutic nanodevice targeted to tumor cells through the folate receptor phase i and pharmacokinetic study of abi-007, a cremophor-free, protein-stabilized, nanoparticle formulation of paclitaxel detection of c-reactive protein utilizing magnetic permeability detection based immunoassays nanocrystal imaging in vivo in vivo cancer targeting and imaging with semiconductor quantum dots turning the spotlight on cellular imaging tracking metastatic tumor cell extravasation with quantum dot nanocrystals and fluorescence emission-scanning microscopy quantum dots for live cells, in vivo imaging, and diagnostics sentinel lymph node mapping of the gastrointestinal tract by using invisible light potentials and pitfalls of fluorescent quantum dots for biological imaging use of magnetic nanoparticles as nanosensors to probe for molecular interactions noninvasive detection of clinically occult lymph-node metastases in prostate cancer oligomerization of paramagnetic substrates result in signal amplification and can be used for mr imaging of molecular targets novel nanosensors for rapid analysis of telomerase activity nanoshell-mediated near-infrared thermal therapy of tumors under magnetic resonance guidance in vitro cellular accumulation of gadolinium incorporated into chitosan nanoparticles designed for neutron-capture therapy of cancer gadolinium-loaded liposomes allow for real-time magnetic resonance imaging of convection-enhanced delivery in the primate brain pet scanners dedicated to molecular imaging of small animal models in vivo molecular and genomic imaging: new challenges for imaging physics current advances in molecular imaging: noninvasive in vivo bioluminescent and fluorescent optical imaging in cancer research in vivo imaging of activated endothelium using an anti-vcam-1 magnetooptical probe key: cord-293860-6kz0iws6 authors: qutayba almerie, muhammad; daniel kerrigan, david title: the association between obesity and poor outcome after covid-19 indicates a potential therapeutic role for montelukast date: 2020-05-27 journal: med hypotheses doi: 10.1016/j.mehy.2020.109883 sha: doc_id: 293860 cord_uid: 6kz0iws6 it is widely believed that infection with the sars-cov2 virus triggers a disproportionate immune response which causes a devastating systemic injury, particularly in individuals with obesity, itself a chronic, multi-organ inflammatory disease. immune cells accumulate in visceral adipose tissue and together with paracrine adipocytes release a wide range of biologically active cytokines (including il-1β, il5, il6 and il8) that can result in both local, pulmonary and systemic inflammation. a more intense ‘cytokine storm’ is postulated as the mechanism behind the extreme immune response seen in severe covid-19. it is striking how dangerous the combination of obesity and covid-19 is, resulting in a greater risk of icu admission and a higher mortality. furthermore, patients from a bame background appear to have increased mortality after sars-cov2 infection; they also have a higher prevalence of central obesity and its metabolic complications. in the absence of an effective vaccine, the therapeutic potential of immune-modulating drugs is a priority, but the development of new drugs is expensive and time-consuming. a more pragmatic solution would be to seek to repurpose existing drugs, particularly those that might suppress the heightened cytokine activity seen in obesity, the major risk factor for a poor prognosis in covid-19. montelukast is a cysteinyl leukotriene receptor antagonist licensed to treat asthma and allergic rhinitis. it has been shown to diminish pulmonary response to antigen, tissue eosinophilia and il-5 expression in inflammatory cells. it has also been shown to decrease elevated levels of il-1β and il8 in humans with viral upper respiratory tract infections compared with placebo-treated patients. in addition, in silico studies have demonstrated a high binding affinity of the montelukast molecule to the terminal site of the virus’s main protease enzyme which is needed for virus rna synthesis and replication. montelukast, which is cheap, safe and widely available would appear to have the potential to be an ideal candidate drug for clinical trials, particularly in early stage disease before irreparable tissue damage has already occurred. hypothesis: through a direct anti-viral effect, or by suppression of heightened cytokine release in response to sars-cov2, montelukast will reduce the severity of immune-mediated multiorgan damage resulting from covid-19, particularly in patients with central obesity and metabolic syndrome. in the absence of an effective vaccine, the therapeutic potential of immune-modulating drugs is a priority, but the development of new drugs is expensive and time-consuming. a more pragmatic solution would be to seek to repurpose existing drugs, particularly those that might suppress the heightened cytokine activity seen in obesity, the major risk factor for a poor prognosis in covid-19. montelukast is a cysteinyl leukotriene receptor antagonist licensed to treat asthma and allergic rhinitis. it has been shown to diminish pulmonary response to antigen, tissue eosinophilia and il-5 expression in inflammatory cells. it has also been shown to decrease elevated levels of il-1 and il8 in humans with viral upper respiratory tract infections compared with placebo-treated patients. in addition, in silico studies have demonstrated a high binding affinity of the montelukast molecule to the terminal site of the virus's main protease enzyme which is needed for virus rna synthesis and replication. montelukast, which is cheap, safe and widely available would appear to have the potential to be an ideal candidate drug for clinical trials, particularly in early stage disease before irreparable tissue damage has already occurred. through a direct anti-viral effect, or by suppression of heightened cytokine release in response to sars-cov2, montelukast will reduce the severity of immune-mediated multiorgan damage resulting from covid-19, particularly in patients with central obesity and metabolic syndrome. it is widely believed that infection with the sars-cov2 virus triggers a disproportionate immune response which causes a devastating systemic injury, particularly in individuals with obesity, itself a chronic, multi-organ inflammatory disease. immune cells accumulate in visceral adipose tissue and together with paracrine adipocytes release a wide range of biologically active cytokines (including il-1, il5, il6 and il8) that can result in both local, pulmonary and systemic inflammation 1-3 . a more intense 'cytokine storm' is postulated as the mechanism behind the extreme immune response seen in severe covid-19. it is striking how dangerous the combination of obesity and covid-19 is, resulting in a greater risk of icu admission and a higher mortality 4 , suggesting that the already heightened background inflammatory process resulting from obesity might prime the immune system for a more catastrophic response to sar-cov2 infection. furthermore, patients from a bame background appear to have increased mortality after sars-cov2 infection 5 , an observation that has at least partly ben explained by the higher prevalence of central obesity and its metabolic complications in this group 6,7 . in the absence of an effective vaccine, exploring the therapeutic potential of immunemodulating drugs is a priority, but the development of new drugs is expensive and time-consuming. a more pragmatic solution would be to seek to repurpose existing drugs, particularly those that might suppress the heightened cytokine activity seen in obesity, the major risk factor for a poor prognosis in covid-19. montelukast is a cysteinyl leukotriene receptor antagonist licensed to treat asthma and allergic rhinitis. it has been shown to diminish pulmonary response to antigen, tissue eosinophilia and il-5 expression in inflammatory cells 8 . it has also been shown to decrease elevated levels of il-1 and il8 in humans with viral upper respiratory tract infections compared with placebo-treated patients 9 . in addition, in silico computer modelling studies have demonstrated a high binding affinity of the montelukast molecule to the sars-cov2 virus's main protease enzyme substrate-binding pocket that is involved in virus rna synthesis and replication 10, 11 . evidence supporting montelukast as a candidate covid-19 therapy in individuals with obesity: patients affected by severe obesity share a common physiological response with patients with covid-19 as both have raised concentrations of pro-inflammatory cytokines (e.g., tnf-a, il1 and il6) and t-helper-2 cytokines (il4, il10) [12] [13] [14] . whilst it is impossible to exclude increased viral burden as the driver for this inflammatory response in covid-19, there is evidence that some patients develop 'cytokine storm (release) syndrome', described as an uncontrolled and overwhelming release of proinflammatory mediators by an overly-activated immune system 12, 13, 15 . an overwhelming production of proinflammatory mediators in the lungs causes localised pulmonary injury characterised by diffuse alveolar damage with epithelial and endothelial apoptosis, and thrombosis due to dysregulated coagulation and fibrinolysis. these mediators may also leak into systemic circulation leading to cardiac, renal and hepatic inflammation and multiorgan failure 16 . the background chronic inflammatory state associated with obesity could act as a catalyst for the a massive inflammatory response to sars-cov2 by priming the immune system, triggered by the 'second hit' of covid-19, and explaining why those with obesity are more likely to become severely ill, require icu care and die. severe lymphopenia with hyperactivated proinflammatory t cells and decreased regulatory t cells are commonly seen in critically ill covid-19 patients supporting the likelihood of a dysregulated immune response to the viral infection 12 . leukotrienes (ltc4, ltd4, and lte4) are peptide-conjugated lipids that are prominent products of activated eosinophils, basophils, mast cells and macrophages 17, 18 . they are generated de novo from cell membrane phospholipid-associated arachidonic acid via the 5-lipoxygenase pathway. known to cause contraction of bronchial smooth muscle, leukotrienes are now also recognised as potent inflammatory mediators that initiate and propagate a diverse array of biologic responses including macrophage activation, mast cell cytokine secretion and dendritic cell maturation and migration 17, 18 . animal studies indicate a significant role for leukotrienes in adaptive immunity, particularly the induction of th2 response in the lung via their effect on dendritic cells and cytokine generation (mainly il4), the recruitment and/or activation of effector cells (especially eosinophils and mast cells), pulmonary inflammation, microvascular permeability and pulmonary fibrosis 17, 19 . montelukast 20,21 (montelukast sodium: c 35 h 36 clno 3 s) is a leukotriene receptor antagonist which demonstrates a marked affinity and selectivity to the cysteinyl leukotriene receptor type-1, thus it elicits substantial blockage of any ltd4 leukotriene-mediated effect, resulting in reduced inflammation and relaxation of smooth muscle. it has also been shown to diminish the pulmonary response to antigen, tissue eosinophilia and the number of inflammatory cells expressing il-5 8 . montelukast decreases elevated levels of il-1 and il8 in nasal washouts in humans with viral upper respiratory tract infections compared with placebo-treated patients 9 . montelukast was first approved for clinical use by the us fda in 1998. it is currently licensed to treat asthma, exercise-induced bronchospasm and allergic rhinitis. montelukast 10mg is given orally once daily (oral bioavailability 64%). it is highly metabolised in the liver by cytochrome p450. the drug and its metabolites are almost exclusively excreted in the bile and into the faeces. with its prominent effect in reducing leukotriene-mediated cytokine release montelukast would have the potential to moderate the background inflammation associated with obesity and the body's inflammatory response to sars-cov2. coronaviruses are enveloped viruses with a positive rna genome. the virus contains at least four structural proteins: spike (s) protein, envelop (e) protein, membrane (m) protein, and nucleocapsid (n) protein 22, 23 . sars-cov-2 entry into the host cells is mediated by an interaction between the spike protein and angiotensin-converting enzyme 2 (ace2) receptors 24, 25 , cell surface proteins highly expressed in the lung, heart and kidney. wu et al 10 performed in silico, target-based virtual ligand screening for sars-cov-2 main proteins including the main protease, spike protein, rna-dependent rna polymerase and papain-like protease. the authors screened approved drugs from a subset of the zinc database which contains 2924 compounds 26 . they also screened a natural product database of 1,066 chemicals separated from traditional chinese herbals and 78 known anti-viral drugs. their computer modelling study found that montelukast should demonstrate binding energy to the virus's main protease enzyme. it fitted well into the active pocket of the main protease, in which hydrophobic amino acids would create a relatively hydrophobic environment to contain the drug and stabilise its conformation 10 . similarly, a report by farag et al 11 predicted a high affinity of montelukast to the same binding domain in the main protease enzyme with hydrophobic-hydrophobic and hydrogen bond-interactions. farag et al 11 focussed on targeting the sars-cov-2 main protease enzyme at its two potential binding sites in the main substrate-binding pocket: the central site and terminal site. the authors screened >2,000 fda-approved drugs to identify potential hits based on drug molecules' binding energies, binding modes and the predicted interaction of amino acids with the enzyme's substrate binding pockets. whilst antiviral drugs unsurprisingly had the best binding to the central site of the main protease enzyme substrate-binding pocket, montelukast demonstrated a very high affinity for the terminal site, better than any other drug tested at this site whist drug binding in in silico modelling studies such as these may not translate into clinical effect, the protease enzyme is essential for the sars-cov-2 virus rna synthesis and replication and if montelukast was shown to confer benefit in clinical studies it may be, at least in part, due drug-induced disruption of the virus replication cycle. one of the main treatment strategies for covid-19 is to identify new targeted antiviral drugs based on the genomic information and pathological characteristics of sars-cov-2. these drugs are likely to be the most effective against the virus. however, anti-viral drug development and registration is time-consuming, the drug might not be available for the current outbreak and it is likely to be very expensive, an important factor particularly in poorer countries afflicted by covid-19. an alternative, faster strategy is 'drug repurposing'. this relies on identification of potential therapeutic characteristics of drugs currently licensed for other purposes. there are many clinical trials enrolling patients with covid-19 worldwide investigating the potential benefits of established antimicrobial, antiviral and anti-inflammatory drugs 27 . the strong association between the pro-inflammatory state found in metabolic syndrome and obesity and a more aggressive clinical course in covid-19 suggests a potential treatment role for drugs that inhibit cytokine release and macrophage activation. there is, however, so far no convincing clinical evidence to support the use of corticosteroids, one of the most widely utilised anti-inflammatory agents. if anything, there is concern about patients being harmed with such a treatment 28, 29 . anti-cytokines (interleukin 6 inhibitors, e.g., tocilizumab) have also attracted much interest recently 30 with a few ongoing clinical trials assessing their role 27 . however, these monoclonal antibodies are expensive and like corticosteroids have the potential for promoting secondary infections. cost and complications are likely to limit their application on a global scale, other than selective use in severely ill patients 30, 31 . we believe there is a good theoretical basis to consider montelukast as a therapeutic candidate with a hypothetical dual mode of action through suppression of cytokine activity and interference with viral replication. to date, the cochrane covid-19 study register does not identify any studies exploring the clinical benefits of montelukast. whilst it is unlikely that montelukast would be effective at curing covid-19 or reversing severe immune-modulated multiorgan damage, it could have a powerful role in preventing disease progression when used at an early stage in the disease, reducing the need for hospital admission, or the requirement for the care of hospitalised patients to be escalated up to level 3 critical care. it may shorten the course of mild to moderate covid-19 with the attendant social, economic and healthcare system benefits that would bring. furthermore, it has a good safety profile. but perhaps most importantly, if montelukast was shown to be of clinical benefit in well-conducted studies it is a widely applicable treatment, accessible to all patients, and at just over £4 per month 21 , not just available to those who live in nations with firstworld healthcare resources that can afford highly expensive new drugs. neither of the authors have any conflicting interests and neither receive funding from any third party or external source. professor kerrigan was the original creator of the hypothesis linking potential therapeutic benefits of montelukast in covid-19, with the inflammatory state associated with obesity. both authors were involved in background research and the writing of the manuscript. this paper did not require ethics approval. regulation of adipose tissue inflammation by interleukin 6 circulating levels of mcp-1 and il-8 are elevated in human obese subjects and associated with obesity-related parameters inflammatory cytokines in general and central obesity and modulating effects of physical activity features of 16,749 hospitalised uk patients with covid-19 using the isaric who clinical characterisation protocol are more black, asian and minority ethnic people dying with covid-19 than might be expected? southall and brent revisited: cohort profile of sabre, a uk population-based comparison of cardiovascular disease and diabetes in people of european, indian asian and african caribbean origins is ethnicity linked to incidence or outcomes of covid-19? montelukast, a leukotriene receptor antagonist, inhibits the late airway response to antigen, airway eosinophilia, and il-5-expressing cells in brown norway rats effect of montelukast on pro-inflammatory cytokine production during naturally acquired viral upper respiratory infections (vuris) in adults analysis of therapeutic targets for sars-cov-2 and discovery of potential drugs by computational methods identification of fda approved drugs targeting covid-19 virus by structure-based drug repositioning (pre-print) dysregulation of immune response in patients with covid-19 in wuhan, china. clin infect dis clinical features of patients infected with 2019 novel coronavirus in wuhan clinical features of 69 cases with coronavirus disease covid-19: consider cytokine storm syndromes and immunosuppression pathogenic human coronavirus infections: causes and consequences of cytokine storm and immunopathology cysteinyl leukotrienes and their receptors: cellular distribution and function in immune and inflammatory responses cysteinyl leukotrienes: multifunctional mediators in allergic rhinitis leukotriene e4 and granulocytic infiltration into asthmatic airways singulair (montelukast sodium) us fda label coronaviruses -drug discovery and therapeutic options structural insights into coronavirus entry a pneumonia outbreak associated with a new coronavirus of probable bat origin structure, function, and antigenicity of the sars-cov-2 spike glycoprotein zinc: a free tool to discover chemistry for biology a real-time dashboard of clinical trials for covid-19 clinical evidence does not support corticosteroid treatment for 2019-ncov lung injury immunosuppression for hyperinflammation in covid-19: a double-edged sword? can we use interleukin-6 (il-6) blockade for coronavirus disease 2019 (covid-19)-induced cytokine release syndrome (crs)? why tocilizumab could be an effective treatment for severe covid-19? key: cord-270622-aofva2ab authors: li, qizhang; wang, zhiying; zheng, qiang; liu, sen title: potential clinical drugs as covalent inhibitors of the priming proteases of the spike protein of sars-cov-2 date: 2020-08-26 journal: comput struct biotechnol j doi: 10.1016/j.csbj.2020.08.016 sha: doc_id: 270622 cord_uid: aofva2ab in less than eight months, the covid-19 (coronavirus disease 2019) caused by the sars-cov-2 (severe acute respiratory syndrome coronavirus 2) virus has resulted in over 20,000,000 confirmed cases and over 700,000 deaths around the world. with the increasing worldwide spreading of this disease, the lack of effective drugs against sars-cov-2 infection makes the situation even more dangerous and unpredictable. although many forces are speeding up to develop prevention and treatment therapeutics, it is unlikely that any de novo drugs will be available in months. drug repurposing holds the promise to significantly save the time for drug development, since it could use existing clinic drugs to treat new diseases. based on the “steric-clashes alleviating receptor (scar)” strategy developed in our lab recently, we screened the library of clinic and investigational drugs, and identified nine drugs that might be repurposed as covalent inhibitors of the priming proteases (cathepsin b, cathepsin l, and tmprss2) of the spike protein of sars-cov-2. among these hits, five are known covalent inhibitors, and one is an anti-virus drug. therefore, we hope our work would provide rational and timely help for developing anti-sars-cov-2 drugs. 27 since its outbreak in december 2019, the covid-19 (coronavirus disease 2019) disease from the 28 infection of the sars-cov-2 (severe acute respiratory syndrome coronavirus 2) virus has caused 29 over 20,000,000 confirmed cases and over 700,000 deaths in over 180 countries/regions as of august 30 12, 2020 (https://coronavirus.jhu.edu). although most covid-19 patients can recover from the 31 disease, some of the severe patients might suffer from long-term health issues including irreversible 32 lung damages [1] and fertility compromise [2] . in addition to the devastating health crisis, the 33 ongoing covid-19 pandemic is also inflicting heavy losses on the global economy due to city 34 lockdowns and glitches in supply chains (https://www.imf.org/en/topics/imf-and-covid19). facing 35 the escalating risk from covid-19, the whole world is intensively working on the discovery of 36 prevention and treatment options for sars-cov-2 infection [3] . according to the statistics of the according to a recent study [9], both the 57 endosomal cysteine proteases cathepsin b/l (catb/l) and the transmembrane protease serine type 2 58 (tmprss2) can prime the s protein of sars-cov-2. meanwhile therefore, similar with sars-cov [11] and mers-cov historically, the drug discovery practice mainly focuses on non-covalent drugs due to potential off-64 target effects and toxicity issues of irreversible covalent drugs however, recent years have 65 witnessed the resurgence of covalent drugs because many people have realized that compared to non-66 covalent drugs, covalent drugs might have extra advantages including: (i) better biochemical 67 efficiency since they are more competitive than non-covalent endogenous substrates and co-factors 68 [14]; (ii) lower patient burden and less drug resistance due to lower and less frequent dosing to 70 help the discovery of covalent drugs, we previously established a "steric-clashes alleviating receptor 71 (scar)" strategy [17] for the in silico docking and screening of covalent drugs enlightened by in 72 silico protein design org) containing approved and in-trial drugs with known warhead groups targeting 77 cysteine (catb/catl) or serine (tmprss2). then, scardock was used to computationally screen 78 potential covalent inhibitors of human catb, catl, and tmprss2. after careful filtering and 79 evaluation, we identified five (trapoxin b, neratinib, hki-357, domatinostat and (z)-dacomitinib) 80 potential covalent inhibitors for catb, three (neratinib, hki-357 and (z)-dacomitinib) for catl the 3d structures of the indicated proteins were downloaded from the rcsb database 96 the small molecule inhibitors were extracted from the complex structures mentioned above. the 103 structures were visually checked, and incorrect bonds/atoms were manually corrected in iqmol 104 (version 2.14.0). mgltools (version 1.5.6) was used to generate the corresponding pdbqt files for the small 110 molecules were docked into the corresponding pockets of the proteins with autodock vina (version 111 1.1.2) [27]. the docking process did not consider the flexibility of the protein. the space coordinates 112 of the s atom (for cys) or the o atom (for ser) in the wild-type protein were used for calculating the 113 atom distances of the bonding atoms in the warhead groups. the distance cutoff between the bonding 114 atoms and the s/o atom in the protein was set to 1.8 å, indicating that the conformation with a 115 distance above 1.8 å is not accepted. since the results (table 1) had distances between 1.2-1.8 å, no 116 score punishment for steric conflict was applied for the cases in this study. for each ligand, top 10 117 poses were used for evaluation following the scardock 125 protocol [17], these reactive residues were computationally mutated to glycine to generate the scar 126 proteins for docking from the rcsb database, we obtained four x-ray structures of human catb and seventeen x-ray 131 structures of human catl (supplementary table 1). to identify the most suitable structures for supplementary table 1), the protein structure from 1csb (pdb id) was chosen for catb, and the 135 protein structure from 5mae (pdb id) was chosen for catl. the human tmprss2 structure was 136 obtained from the swiss-model repository since there were no x-ray structures available. these 137 structures were then used for scardock screening, and after distance and score filtering, we 138 identified five potential covalent inhibitors for catb overall, three cysteine covalent warheads and two serine covalent warheads were observed in the 140 identified drugs (figure 1f) trapoxin b contains an epoxide 144 warhead. for this warhead, the nucleophilic attack might occur on the ring carbon next to the 145 carbonyl carbon, and then a covalent bond can form between the sulfur atom of cys29 and the 146 bonding carbon of the oxirane moiety, accompanied by the ring opening and the formation of a 147 hydroxyl group (figure 1f & figure 3a). neratinib (hki-272) and hki-357 contain a nitrile 148 warhead. for this warhead, a covalent thioimidate bond might form at the electrophilic nitrile carbon 149 after the attack of the cysteine sulfur atom (figure 3b & 3c). domatinostat (4sc-202) and (z)-150 dacomitinib are amide-based ligands. a covalent bond might form between the β-carbon and the 151 cysteine sulfur atom (figure 3d & 3e) three drugs, i.e. neratinib (hki-272), hki-357 and (z)-dacomitinib, were identified as potential this result is not unexpected though, since catb and catl are homologous and 158 have very similar 3d structures (figure 1b & 1c). thus, neratinib (hki-272), hki-357 and (z)-159 dacomitinib are potential covalent inhibitors for both catb and catl. although the docked poses 160 were slightly different on these two proteins, the warheads of these drugs were also at the positions 161 suitable for covalent bonding (figure 3f-h) )-boceprevir and (r)-boceprevir, were 165 identified as potential tmprss2 covalent inhibitors (figure 5a). lodoxamide, aceneuramic acid and 166 aleplasinin possess an α-ketoacid group, whereas (s)-and (r)-boceprevir have an α-ketoamide group both of these groups could be used as covalent warheads targeting serine (figure 1f) figure 5b, the warheads in these inhibitors are positioned well for the covalent bonding between the 169 bonding atoms and the hydroxyl group of tmprss-ser441 the ongoing 174 covid-19 pandemic caused by the sars-cov-2 virus is undoubtedly reminding us his warning 175 was not a hoax. the high infection rate and mortality ratio of covid-19 are unexpected [31], and the 176 sars-cov-2 virus has made 2020 a difficult year for a lot of people in the world. although this 177 virus would unlikely kill over 10 million people, it is still posing an unprecedent threat to both the 178 health and the economy of the whole world due to the shortage of effective prevention and treatment 179 therapeutics so far during the infection of coronaviruses, the spike (s) protein mediates host recognition and binding however, the s protein needs to be cleaved and primed by the host cell before the virus can enter and 184 hijack the host cell catl, and tmprss2 of the human cell can prime the s protein of 185 sars-cov-2 targeting these priming proteases 186 might be an effective choice to disrupt the infection of this virus. based on our recent work 187 [17,19,20], we adopted the scardock protocol to repurpose clinic drugs as potential inhibitors of 188 these priming proteases in this study. we identified several clinic drugs that might be useful as the 189 covalent inhibitors of catb more interestingly, all these drugs 194 are covalent pan-her (human epidermal growth factor receptor) kinase inhibitors targeting the 195 nucleophilic cysteine in the atp binding site of egfr and/or her2 [34]. this fact indicated that 196 these three molecules are electrophilic, and it is highly possible that they can form covalent bonds 197 with the indicated cysteine residues of catb and catl if the non-covalent binding affinity is high 198 enough. nontheless, we want to note that in our docking results, the nitrile groups however, there were docked poses of these 201 two drugs with suitably positioned acrylamide groups in less optimal poses (supplementary figure 202 1). in addition, domatinostat (4sc-202) and trapoxin b were identified as potential catb covalent 203 inhibitors. interestingly, both domatinostat (4sc-202) and trapoxins b are the inhibitors of histone 204 deacetylases (hdacs), and they have been used for the treatment of hki-272), hki-357 and dacomitinib might be the most as of the identified hits of tmprss2, the most attractive drug might be boceprevir, which is a first-208 generation inhibitor of hepatitis c virus non-structural protease 3 (hcv ns3) [37]. based on the 209 docking score and the scar enriching score (table 1), (s)-boceprevir might be better than (r)-210 boceprevir. since boceprevir has anti-virus activity 212 aceneuramic acid is used for the treatment of hereditary inclusion body myopathy [39], and 213 aleplasinin was developed to treat alzheimer disease [40]. a note is that the screening of tmprss2 214 inhibitors was based on a homology model of human tmprss2, which might make the result not as 215 reliable as the catb/l cases. however a theoretical method to evaluate if a ligand could bind to two different proteins is to compare the 218 similarity of the binding pockets of the target proteins presumably, the protein-ligand 219 interactions between a same ligand and different proteins should be similar, although the extent to 220 which should vary on a case-by-case basis therefore, to validate the binding potential of our 221 computational hits with the target proteins, the ligand-protein interactions were generated this analysis also 225 showed that (s)-boceprevir formed more interactions with tmprss2 than (r)-boceprevir did, which, 226 in agreement with their docking scores and scar enriching scores taken together, using our scardock protocol, we identified nine drugs that might be repurposed as 229 the covalent inhibitors of the priming proteases of the s protein of sars-cov-2. among these nine 230 drugs, neratinib (hki-272), hki-357, dacomitinib, and boceprevir might be highly potential with 231 moderate side effects did the 237 computational work this work was supported by the grants from national natural science foundation of china 241 (31670768, 31971150) covid-19): lessons from severe acute respiratory syndrome 250 and middle east respiratory syndrome rising concern on damaged testis of covid-19 patients evaluation and 255 treatment coronavirus deconstructing the drug development process: the new face of innovation a bibliometric review of drug repurposing drug repurposing: 261 progress, challenges and recommendations more than 80 clinical trials launch to test coronavirus treatments remdesivir 266 for the treatment of covid-19 -preliminary report cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven 270 tmprss2 and 272 adam17 cleave ace2 differentially and only proteolysis by tmprss2 augments entry 273 driven by the severe acute respiratory syndrome coronavirus spike protein simultaneous treatment of 276 human bronchial epithelial cells with serine and cysteine protease inhibitors prevents severe 277 acute respiratory syndrome coronavirus entry middle east respiratory syndrome coronavirus 280 infection mediated by the transmembrane serine protease tmprss2 the resurgence of covalent drugs drug discovery considerations in the development of 285 covalent inhibitors ligand conformational bias drives 288 enantioselective modification of a surface-exposed lysine on hsp90 identification of the 291 clinical development candidate mrtx849, a covalent krasg12c inhibitor for the 292 treatment of cancer discovery of covalent ligands via noncovalent docking 294 by dissecting covalent docking based on a "steric-clashes alleviating receptor (scar discovery of novel inhibitors of human s-297 adenosylmethionine decarboxylase based on in silico high-throughput screening and a non-298 radioactive enzymatic assay potential covalent drugs targeting the main protease of the sars-300 cov-2 coronavirus repurposing clinical drugs as adometdc inhibitors 302 using the scar strategy trapoxin, an antitumor cyclic 304 tetrapeptide, is an irreversible inhibitor of mammalian histone deacetylase optimization of 6,7-disubstituted-4-(arylamino)quinoline-3-carbonitriles as orally active irreversible inhibitors of human epidermal growth factor receptor-2 kinase activity irreversible protein kinase inhibitors a novel molecular mechanism to explain mutations of the hcv 314 protease associated with resistance against covalently bound inhibitors zinc 15 -ligand discovery for everyone rosetta3: an 319 object-oriented software suite for the simulation and design of macromolecules autodock vina: improving the speed and accuracy of docking with a 322 new scoring function, efficient optimization, and multithreading specialized roles for cysteine cathepsins in health and 325 disease a review of small molecule inhibitors and functional probes of 327 human cathepsin l hepatocyte growth factor is 329 a preferred in vitro substrate for human hepsin, a membrane-anchored serine protease 330 implicated in prostate and ovarian cancers real estimates of mortality 333 following covid-19 infection rapid repurposing of drugs for covid-19 the p2/p2′ sites affect the substrate cleavage of tnf-α 338 converting enzyme (tace) small-molecule egfr tyrosine kinase 340 inhibitors for the treatment of cancer retracted: design 343 and synthesis of chap31, trapoxin b and hc-toxin based bicyclic tetrapeptides disulfide as 9 344 potent histone deacetylase inhibitors phase i 347 study of domatinostat (4sc-202), a class i histone deacetylase inhibitor in patients with 348 advanced hematological malignancies the effect of the first-351 generation hcv-protease inhibitors boceprevir and telaprevir and the relation to baseline 352 ns3 resistance mutations in genotype 1: experience from a small swedish cohort efficacy of 355 lodoxamide eye drops on mast cells and eosinophils after allergen challenge in allergic 356 conjunctivitis clinical trial data available for ux001, aceneuramic acid extended-release the apparent upa/pai-1 paradox in cancer: more than 360 meets the eye 362 identify drug repurposing candidates by mining the protein data bank. briefings in 363 proteins are shown in gray 368 ribbons. the nucleophilic cysteines are shown in sticks and colored in green. (f) reaction 369 mechanisms of the amide figure 2. structures of the scardock hits for catb. the bonding atoms in the warheads are pointed 372 out by arrows docked poses of the identified hits of catb (a-e) and catl (f-h). the proteins are shown 374 in surface or ribbons, and the drugs are shown in sticks. the cysteine residues for covalent binding 375 are colored in yellow. the displayed items for catb are trapoxin b (a) the displayed items for catl are 377 neratinib (hki-272) (f), hki-357 (g) and (z)-dacomitinib (h). the putative covalent bonding atoms 378 in the drugs are the binding details between the scardock hits and catb/catl. the docked poses are as 380 same as in figure 3. for catb: trapoxin b (a), neratinib (hki-272) (b), hki-357 (c), domatinostat 381 (4sc-202) (d) and (z)-dacomitinib (e); for catl: neratinib (hki-272) (f) the proteins are shown in ribbons with key residues shown in sticks, and the drugs 383 are shown in sticks 385 boceprevir and (r)-boceprevir. (b) the docked poses of the hits in tmprss2. the proteins are 386 shown in surface or ribbons, and the drugs are shown in sticks. the serine residues for covalent 387 binding are colored in red. the putative covalent bonding atoms in the drugs are indicated by arrows. 388 (c) the binding details between the scardock hits and tmprss2. the proteins are shown in 389 ribbons with key residues shown in sticks, and the drugs are shown in sticks the plots were 392 prepared with ligplot+. ligands and protein side chains are shown in ball-and-stick representation, 393 with the ligand bonds colored in purple. hydrogen bonds are shown as green dotted lines, while the 394 spoked arcs represent protein residues making nonbonded contacts with the ligands. the red circles 395 and ellipses indicate protein residues that are in equivalent 3d positions when the structural models 396 are superposed. the pdb codes of the experimental complex structures were shown in the 397 parentheses competing financial interests: the authors declare no competing financial interests. 13 key: cord-355971-99mhacqa authors: gougis, paul; fenioux, charlotte; funck-brentano, christian; veyri, marianne; gligorov, joseph; solas, caroline; spano, jean-philippe title: anticancer drugs and covid-19 antiviral treatments in cancer patients: what can we safely use? date: 2020-06-10 journal: eur j cancer doi: 10.1016/j.ejca.2020.05.027 sha: doc_id: 355971 cord_uid: 99mhacqa • more safety data is needed to treat covid-19 symptomatic patients with anticancer drugs known to increase infections. • we summarized immunosuppressing anticancer drugs; other drugs were studied for drug-drug interactions with antiviral medicines. • a ready-to-use table synthetize these pharmacokinetic and pharmacodynamic interactions between antiviral and anticancer drugs. to the editor, the rapid emergence of covid-19 pandemics worldwide is of particular concern for fragile populations who are more at risk of acute respiratory distress syndrome and death. patients treated for malignant hemopathy and solid cancers have a four times higher risk of hospitalization due to influenza infection, and a ten times higher risk of death. this fragility could be due to their age, multiple associated comorbidities, lymphopenia, or the immunosuppressive action of a broad spectrum of anticancer drugs. 1 in any of these settings, clinical trials and incoming standard of care could lead to the prescription of antiviral drugs concomitant to non-immunosuppressive anticancer treatments. similar to previous works reporting interactions between hiv antiretrovirals and anticancer drugs, 2 these two classes of medications have a narrow therapeutic index and can have pharmacological interactions. some of them are substrates or interact with hepatic cytochrome p450 cytochrome isoenzymes (cyp), particularly cyp3a4, and pharmacokinetic interactions could lead to supra or infratherapeutic concentrations. for example, enzalutamide, a nonsteroidal antiandrogen prescribed for prostate cancer, is both a cyp3a4 substrate and inducer. ritonavir, on the other hand, is a pharmacokinetic booster of lopinavir contained in kaletra, which is explored as a covid-19 treatment. ritonavir is a substrate and also a potent inhibitor of cyp3a4. thus, enzalutamide and ritonavir could interfere with each other's metabolism, decrease or increase each other's clearance, and be responsible for severe toxicities or decreased efficacy. favipiravir, an anti-ebov drug, also a candidate for the covid-19 treatment, is an inhibitor of cyp2c8, 3 and therefore may increase anticancer drug metabolized through this pathway, such as dabrafenib and enzalutamide. furthermore, cyp3a4 induction could lead to sustained cyp3a4 increased activity for up to 1 week after discontinuation. dabrafenib or enzalutamide, two cyp3a4 inducers, could significantly decrease hydroxychloroquine concentration during the first week of wash-out. among pharmacodynamic interactions, qt interval prolongation could be of particular interest. hydroxychloroquine, which is currently widely prescribed as an anti-coronavirus drug, or azithromycin, are two drugs known to prolong qt interval. concomitant use of qtprolonging anticancer drugs could lead to torsade-de-pointes and be fatal. caution should be observed in this case, and electrocardiographic monitoring should be implemented to monitor qt interval duration during combination therapy. similarly, anticancer drugs could potentiate nephrotoxicity and hepatotoxicity of antiviral treatments. the table (part b) summarizes pharmacokinetic and pharmacodynamics interactions between some currently tested drugs against covid-19 and anticancer drugs. table: a -class of anticancer drugs with immunosuppressive properties immunosuppressing drugs were defined as drugs associated with significantly more infections or neutropenia compared to the control group or placebo in trials. these drugs were excluded from part b. no interaction driven by other cytochromes were found. red arrows are for interactions relying on clinically significant data. orange arrows are for interactions relying on in vitro data for pharmacokinetic interactions. cytochromes involved in the drug interaction were specified. substrates for which induction but not inhibition could lead to significant interaction are between brackets. when the interaction modifies the pharmacokinetics of the anticancer drug, the arrow was on the bottom-left. antiviral exposition prediction is on the top-right. red boxes are for anticancer drugs with known torsade-de-pointes risk and high risk of renal and liver toxicities. orange boxes are for anticancer drugs prolonging qt without known torsade-de-pointes risk and moderate risk for renal and liver toxicities. data from fda labels 4 were retrieved for drug metabolism, qt prolongation, and nephrotoxicity. livertox database was used for hepatotoxicity 5 . gnrh analogs immunotherapy antipd1/pdl1 cancer patients in sars-cov-2 infection: a nationwide analysis in china non-aids-related malignancies: expert consensus review and practical applications from the multidisciplinary cancervih working group liverpool covid-19 interactions drugs@fda: fda-approved drugs national institute of diabetes and digestive and kidney diseases jean-philippe spano: consultant: roche, msd, biogaran ; adboard/symposium: msd, roche, az, leopharma, mylan, pfizer, bms, novartis, pfo, myriads, gilead, lilly. all remaining authors have declared no conflicts of interest. key: cord-016460-39yniw0t authors: ben-chetrit, eldad title: colchicine date: 2018-07-31 journal: textbook of autoinflammation doi: 10.1007/978-3-319-98605-0_40 sha: doc_id: 16460 cord_uid: 39yniw0t colchicine is an alkaloid which was originally extracted from bulbs of a plant called colchicum autumnale (meadow saffron). its active pharmacological component was isolated in 1820 and in 1833 the active ingredient was purified and named colchicine. it consists of three hexameric rings termed a, b, and c. it was first recommended for the treatment of gout by alexander of tralles in the sixth century ad. later it has been employed for suggested and approved indications including primary biliary cirrhosis (pbc), alcohol induced hepatitis, psoriasis, behçet disease, sweet syndrome, scleroderma, sarcoidosis and amyloidosis. perhaps the most effective results have been obtained in the prophylaxis of familial mediterranean fever (fmf). colchicine is absorbed in the jejunum and ileum and is trapped in the body tissues. it is metabolized in the liver and the intestine by cytochrome p (cyp) 450 3a4 and p-glycoprotein (pgy) 1. colchicine is excreted mainly by the biliary system, intestines and the kidneys. it has a narrow therapeutic range, but with normal liver and kidney functions is relatively safe and can be used during pregnancy, nursing and in infants. the main mechanism of action of colchicine is probably through interaction with microtubules affecting leukocyte chemotaxis, thereby suppressing inflammation. the blood level of colchicine may be affected by concomitant drug administration and therefore, caution should be exercised when such medications are added. colchicine is an alkaloid which has been used for centuries for treating gout [1] . the source of its name is colchis, a kingdom on the black sea in western georgia. its history is related to medea who was the daughter of aeetes, ruler of colchis. aeetes kept the "golden fleece" under heavy guard. his daughter, medea used to "harvest grasses and to extract harmful juices squeezed from twisted roots" [2] . among the most potent products squeezed from these bulb-corms was the juice of colchicum autumnale, the yellow crocus of colchis. on his quest to fetch the "golden fleece" from colchis, jason met medea and fell in love with her. the princess used her potions (most of which consisted of concentrated colchicine) to help jason poison the warriors and dragons that stood guard over the fleece. the use of the bulb-like corms of colchicum for gout traces back to 550 a.d., as the "hermodactyl (iris)" recommended by the byzantine physician, alexander of tralles (today-aydin in turkey) [3] . while the greeks and romans knew about the use of colchicine for gout, the drug wasn't available in pure form until the late nineteenth century. the active pharmacological component of the plant, colchicum, was isolated in 1820 and in 1833, p.l. geiger purified the active ingredient, which he named colchicine [4] . in the nineteenth century, alfred garrod, dyce duckworth, and many others, reached a consensus that colchicine was relatively specific for the treatment of gout [5] . pernice, an italian pathologist, found that when therapeutic doses of colchicine were given to experimental animals, lesions were produced in the nuclei of gastric and intestinal cells as these cells were arrested in metaphase [6] . in 1967, ed taylor and gary borisy used tritiated colchicine to identify the target of colchicine in dividing and non-dividing cells [7] . the protein they identified was the dimeric building block of microtubules, subsequently given the name "tubulin" by mohri [8] . we now know that the traffic of intracellular materials is carried over tracks formed by microtubules [9] . in the last 50 years, colchicine has been employed for an increasing number of diseases, in addition to gout, including familial mediterranean fever (fmf), idiopathic recurrent pericarditis, behçet disease, sweet syndrome, systemic sclerosis, amyloidosis and hepatic cirrhosis [1] (table 40 .1). in acute gout, colchicine is effective in alleviating the acute attack and as a prophylactic medication. in behçet disease, colchicine is effective mainly in the treatment of mucosal ulcers, especially in female genitalia. in systemic sclerosis, colchicine may decrease the stiffness of the skin whereas in amyloidosis it may result in regression of amyloid deposition loci where serum amyloid a (saa) fibers are deposited [10, 11] . since 1972, colchicine has gained popularity as being the main effective remedy for fmf [12] . in this disease, colchicine prevents the occurrence of the acute inflammatory episodes and the development of amyloidosis. however, colchicine is not effective in controlling acute attacks when administered once they occur. • colchicine is an alkaloid which is absorbed in the jejunum and ileum and is trapped in the body tissues • colchicine is metabolized in the liver and the intestine by cytochrome p (cyp) 450 3a4 and p-glycoprotein (pgy) 1 • colchicine is excreted mainly by the biliary system, intestine and the kidneys • the half-life of colchicine is between 7 and 9 h following oral ingestion • caution should be exercised in patients with liver or kidney disease or damage colchicine is a tricyclic, lipid-soluble alkaloid with the chemical formula; n(5, 6, 7, 9, tetrahydro-l, 2,3,10, tetramethoxy-9 oxobenzo[a] hep-tain-7-yl) acetamide n ( fig. 40.1 ). pharmacokinetic studies of colchicine are limited, and their results somewhat contradictory because of the different methods used for its measurement. previously, most studies employed thin-layer chromatography, whereas recently a more sensitive radioimmunoassay and high performance liquid chromatography with mass spectrometry (hplc-ms) has been used [13] . colchicine can be administered by mouth as 0.5, 0.6 and in some localities 1 mg tablets. until recently an intravenous (iv) formula was also available. however, in 2014, the united states food and drug administration (fda) withdrew approval following several cases of fatal toxicity [14] . formerly, it was thought that colchicine is almost completely absorbed after oral administration. however, recent studies have shown that its bioavailability ranged from 24 to 88% [15] . the exact site of absorption is unknown, but the drug seems to reach the jejunum and ileum because dysfunction of these bowel regions is common in cases of chronic colchicine overdose [16] . the plasma membrane-localized multidrug transporter p-glycoprotein 1 (pgy 1) [also known as atp-binding cassette subfamily b member 1 (abcb1), multiple drug resistant 1 (mdr1), and cd243] transports multiple classes of substrates across cell membranes [17, 18] . altered intestinal pgy1 expression can change the absorption of drugs transported by this peptide, including colchicine. therefore, pgy-1 is critical in the regulation of its bioavailability and plasma concentrations, which can lead to sub-optimal therapeutic effects or, alternatively, to drug toxicity [19, 20] . also, pgy 1 clearly participates in the removal of drug metabolites through bile, the intestinal lumen, and urine [17] [18] [19] [20] . colchicine is predominantly eliminated by biliary excretion and through the stool, with gastrointestinal tract lining cell turnover playing a variable role in this process [17, 18, 21] . normally, a lesser, but significant role in colchicine metabolism (~20%) is played by enteric and hepatic cytochrome p450 3a4 (cyp450 3a4), which catalyzes the demethylation of colchicine to 2 and 3 demethtylcolchicine, which are inactive metabolites [21] . renal elimination has been estimated to be responsible for 10-20% of drug disposition in normal subjects. however, cyp3a4 and renal disposition of colchicine can be significantly impacted by certain drug-drug interactions that affect pgy-1 (abcb1), as well as hepatobiliary dysfunction and aging [21, 22] . the bioavailability of oral colchicine tablets is comparable in the young and elderly, but colchicine pharmacokinetics differ markedly, with volume of distribution at steady state (vss) and total body clearance significantly reduced in the elderly, and the plasma cmax significantly higher at equivalent colchicine doses [22] . over the last decade, several single nucleotide polymorphisms of pgy 1 (abcb1) were identified with the potential to influence expression and quantitative transporter function [23] . for instance, 5-10% of patients diagnosed with fmf do not respond to treatment with colchicine. compared with non-responders (who usually have more severe disease), treatment responders had a twofold greater concentration of colchicine in mononuclear cells, which was attributed to a potential genetic effect independent of mefv mutations [23, 24] . specifically, the distribution of abcb1 3435 c and t-genotypes was significantly different between colchicine-responders and non-responders, with the 3435c allele significantly increasing the risk of resistance to colchicine, whereas in patients with the 3435t genotype a decreased colchicine dose was needed to obtain an adequate response [23] . wallace and ertel [25] were pioneers in studying the pharmacokinetics of colchicine. they found that after iv administration of 1 mg of the drug to healthy volunteers, the peak plasma concentration averaged 0.32 + 1.17 μg/100 ml. after iv administration of 2.0 mg of colchicine, a rapid drop of plasma levels occurred during the first 10 min, followed by a logarithmic decline [26] . the rapidity of colchicine disappearance from the plasma and its persistent excretion days after drug ingestion suggest that it is trapped in body tissues for a prolonged period. indeed, the [27] . an example for such binding is the detection of colchicine in leukocytes 10 days after a single iv dose [28] . furthermore, it was shown that in plasma 40% of the colchicine is bound to albumin [29] . after oral administration of colchicine, the tmax (the time needed to reach peak plasma levels) is 1-3 h [14] . however, maximal anti-inflammatory effects develop over 24-48 h based upon intra-leukocytes accumulation of the drug [30] . initial studies reported terminal elimination half-life time (t 1/2 ) from 19 min (after iv administration) to 16 h (after oral ingestion) [31] . in an additional study, the mean t 1/2 was 9.3 h, similar to findings in patients with fmf without renal or liver disease (t 1/2 of about 9 ± 4 h) [27, 32] . in a study in which we evaluated the pharmacokinetics of colchicine in patients with fmf with and without renal or liver disease, we found that colchicine clearance was significantly impaired in those with kidney or liver failure [27] . the t 1/2 of colchicine in patients with severe renal failure was two-to threefold longer and in a patient with both renal failure and cirrhosis tenfold longer than in patients with normal renal and liver function. leighton et al. [33] reported similar results in patients with liver cirrhosis. these findings suggest that patients with either liver or renal disease should be closely monitored even when treated with conventional doses of colchicine. • colchicine binds non-polymerized tubulin forming a tubulin-colchicine complex • heterodimers of αand β-tubulin form microtubules that can elongate and contract as filaments • colchicine, can bind the tubulin molecule and inhibit its polymerization into microtubules in vitro • since microtubules are involved in cell division, in signal transduction, regulation of older studies claimed that most of the effects of colchicine at the cellular level are attributed to its interaction with tubulin, the main building block of microtubules [34] . colchicine binds in an equimolar and poorly reversible manner to soluble non-polymerized tubulin with high activation energy, forming a tubulin-colchicine complex [21, 30, 34] . heterodimers of α-and β-tubulin form dynamic polymers termed microtubules that can elongate and contract as filaments, to change the structure and function of the cytoskeleton, exemplified by the interphase microtubule network and the mitotic spindle. microtubules are involved not only in cell division, but also in signal transduction, regulation of gene expression, migration, and secretion [35] . microtubules are widely distributed in organelles present in nerve cells, ciliated cells, leukocytes, and sperm tails. it was shown that tropolone methyl ester, which is a precise analog of the ring c of colchicine, can bind the tubulin molecule and inhibit its polymerization into microtubules in vitro. furthermore, mescaline, which is an analog of the methoxyphenyl moiety of ring a of colchicine, also may inhibit microtubular assembly [34] . these data suggest that the action of colchicine is dependent on its two rings which bind microtubules, inhibiting the movement of intracellular granules, thereby disturbing the secretion of various components to the cell exterior. colchicine has an inhibitory effect on several leukocyte functions such as adhesiveness, ameboid motility, mobilization and degranulation of lysosomes [1] . however, the most potent effect of colchicine is on leukocyte chemotaxis [36] . of all the effects of colchicine, only the inhibition of chemotaxis was shown to occur at concentrations as low as 1 × 10 −8 mol/l. a higher dose is necessary to inhibit other effects. it was suggested that the primary anti-inflammatory effect of colchicine is derived from its potent inhibitory effect on leukocytes chemotaxis [37] . however, additional studies have shown that colchicine decreases the expression of adhesion molecules on neutrophil membranes, leading to significant inhibition in migration and interaction with endothelial cells [38] . other investigators have shown that colchicine may modulate cytokine production by polymorphonuclear cells. several studies have shown a relatively high concentration of colchicine in leukocytes explaining its potential effect on these cells [24, 30] . however, the cause for the special "affinity" of colchicine to leukocytes was unclear. we and other investigators, have shown that granulocytes have low activity of the pgy1 efflux pump and therefore when colchicine enters these cells it accumulates in their cytoplasm [39, 40] . conversely, lymphocytes and mononuclear cells have a higher activity level of pgy1. therefore, some of the colchicine entering these cells is effluxed, explaining why the level of colchicine in granulocytes exceeds that of lymphocytes and monocytes. mechanisms of colchicine several mechanisms have been ascribed to the therapeutic action of colchicine (table 40. 2). bessis and gorius discovered that colchicine disrupts microtubules in a dose-dependent fashion [41] . colchicine does not enhance microtubule dissolution but abrogates the process of microtu-bule self-assembly by forming tubulin-colchicine complexes [42, 43] . colchicine reduces the generation of tumor necrosis factor (tnf)-α by macrophages and its receptors on endothelial cells [44, 45] . colchicine also has been shown to interfere with the interaction of neutrophils and the vascular endothelium by abrogating their binding to adhesion molecules. colchicine abrogates the e-selectin-mediated adhesiveness of the cytokinestimulated vascular endothelium to neutrophils. it also alters the distribution of the adhesion molecules on the surface of endothelial cells and neutrophils, significantly reducing their interaction [46] . in addition, at high concentrations colchicine suppresses phospholipase a 2 activation, lysosomal enzyme release and phagocytosis [47] . conversely, colchicine does not exert its anti-inflammatory effect through inhibition of cyclooxygenases [48] . in 1997, the gene likely to cause fmf was isolated and cloned [49, 50] . following the isolation of the mefv gene and the finding that it is fully expressed in neutrophils, a question was raised regarding the possibility of a direct effect of colabrogates the microtubule self-assembly by forming complex with tubulin reduces the generation of tumor necrosis factor (tnf)-α by macrophages abrogates e-selectin-mediated adhesiveness of endothelium to neutrophils alters distribution of adhesion molecules on endothelial cells may suppress phospholipase a2 activation (at high concentrations) may inhibit lysosomal enzyme release, and phagocytosis raises mefv gene expression in a cell line of peritoneal fibroblasts may modulate the expression of numerous genes in endothelial cells suppresses the activation of caspase-1 may inhibit superoxide production by neutrophils leads to release of guanine nucleotide exchange factor (gef)-h1 factor thereby activating rat sarcoma homolog gene family, member a (rhoa) reduces neutrophils elasticity and relaxation inhibiting chemotaxis inhibits liver fibrosis by inducing stellate cell apoptosis inhibits anti-transforming growth factor (tgf)-β1 activity chicine on the gene or its protein. in a study where we tested this hypothesis, we showed that colchicine did not up-regulate the expression of mefv gene in neutrophils [51] . however, colchicine increased the mefv gene expression in a primary cell line of peritoneal fibroblasts. the exact significance of this finding is unknown. nevertheless, it should be borne in mind that peritoneal cells comprise an important target in the acute attack of fmf (peritonitis), suggesting a potential local effect of colchicine. a few studies suggested that colchicine modulation of pyrin expression and interaction with pyrin in the cytosol contributed to its efficacy in fmf [52, 53] . at relatively high concentrations, colchicine also modulates the expression of numerous genes in cultured endothelial cells, with a significant delay in the onset of action [54] . this may explain the observation that initiation of colchicine treatment during acute attacks of fmf does not effectively terminate them. colchicine has recently been shown to suppress the activation of caspase-1, the enzymatic component of the nucleotide-binding oligomerization domain (nod) receptor family pyrin 3 (nlrp3) inflammasome. caspase-1 suppression blocks conversion of pro-interleukin (il)-1β to active il-1β, leading to secondary reduction in cytokines such as tnf-α and il-6. the effect of colchicine on this process may be upstream of the inflammasome, rather than a direct effect [55] . to date, inflammasome inhibition has been assessed at colchicine concentrations 10 to 100-fold higher than that achieved in the serum. whether colchicine inhibits caspase-1 at physiologic concentrations, or whether colchicine accumulation in leukocytes is sufficient to block the inflammasome, remains to be determined. another mechanism by which colchicine may suppress inflammation is by inhibition of superoxide production by neutrophils. chia et al. demonstrated that colchicine inhibits monosodium urate (msu)-induced superoxide production by murine peritoneal macrophages in vivo at doses 100 times lower than that required to inhibit neutrophil infiltration [56] . this suggests that superoxide anion production is more sensitive to suppression by colchicine than microtubule formation involved in cell migration. attacks of fmf? • rat sarcoma homolog gene family, member a (rho a) protein is a peptide which controls the action of gtpases thereby affects tubulin dynamics • pyrin is a specific immune sensor (pattern recognition receptor-prr) for bacterial modifications of rho and gtpases • activation of rhoa inhibits pyrin activity while inactivation of rhoa causes over activation of pyrin resulting in increased production of interleukin (il)-1, thereby enhancing inflammation • colchicine may activate rhoa by guanine nucleotide exchange factor (gef)-h1, thereby suppressing pyrin activity and inflammation • colchicine also disrupts microtubules structure reducing neutrophils membrane elasticity and relaxation, thereby preventing their extravasation from the blood vessels to the inflammatory site to understand this process, we first need to explain the cellular role of pyrin. pyrin is the protein encoded by the mefv gene, which is mutated in fmf (see chap. 16). rat sarcoma homolog gene family, member a (rho a) protein is an intra-cellular peptide which controls the action of gtpases. gtpases are important enzymes in regulation of actin and tubulin dynamics. actintubulin interaction has a major role in the motility and chemotaxis of neutrophils [37, [42] [43] [44] . bacterial toxins such as that of clostridium may modify the effect of rho on gtpases, thereby inhibiting actin activity and leukocytes chemotaxis. xu et al. found that pyrin is a specific immune sensor (pattern recognition receptor-prr) for bacterial modifications of rho and gtpases [57] . pyrin does not directly recognize rho modification, but probably senses events downstream of rho modification. xu et al. showed that activation of rhoa inhibits pyrin activity while inactivation of rhoa causes over activation of pyrin resulting in increased production of il-1, thereby enhancing inflammation. clostridium toxin inactivates rhoa thereby leading to less production or recruitment of protein kinases (pkns) and thereby less phosphorylation of pyrin [57] . 14 3 3** peptides (**the name reflect the migration pattern on 2d deae gel of these acidic proteins family) are group of proteins which interact with phosphorylated pyrin [58] . decreased phosphorylation of pyrin leads to less interaction and reduced binding by 14 3 3 peptides. this increases the amount of free pyrin which can recruit apoptosis-associated speck-like protein containing a card (asc) and procaspase −1 to construct the pyrin inflammasome, leading to increased secretion of il-1β and an enhanced inflammatory process (fig. 40.2) . colchicine may also suppress inflammation in fmf by the following mechanism. it binds to tubulin and depolymerizes microtubules, resulting in the release of the rhoa activator, guanine nucleotide exchange factor (gef)-h1, which is inactive when bound to microtubules [59, 60] . thus, colchicine indirectly activates rhoa. activation of this protein results in enhancement of pyrin phosphorylation, thereby higher binding by the 14 3 3 pep-tides and hence, less free pyrin is available for constructing the inflammasome, required for secreting inflammatory cytokines, including il-1. in a recent study, we looked more closely to the mechanistic features of the effect of colchicine on the neutrophil membrane [61] . we found that colchicine disrupts the microtubules structure and reduces neutrophil elasticity and relaxation, thereby preventing their extravasation from the blood vessels to the site of inflammation. this may be the final and most effective step in inhibiting chemotaxis. colchicine has anti-fibrotic effects. in a rat model of hypertensive chronic kidney disease, colchicine inhibited renal fibrosis via inhibition of rhoa signaling and infiltration of inflammatory cells [62] . in another rat model, colchicine inhibited liver fibrosis by inhibiting the activation of hepatic stellate cells and inducing stellate cell apoptosis [63] . in an encapsulating peritoneal sclerosis model, colchicine inhibited anti-transforming growth factor (tgf)-β1 activity [64] . • colchicine is a relatively safe medication but has a narrow therapeutic window • the metabolism of colchicine is affected by the functions of cytochrome p (cyp) 3a4, p-glycoprotein (pgy) 1, the liver and the kidneys and by additional medications taken concomitantly colchicine is a relatively safe medication but has a narrow therapeutic window [65, 66] . colchicine is well tolerated when taken in age dependent doses that are less than 2 mg/day in children (up to 12 year old) and 3 mg/day in adults with normal liver and kidney function, when not taking concomitant drugs that may affect its pharmacokinetics. nevertheless, therapeutic oral doses of colchicine (1-2 mg/day), may cause cramping, abdominal pain, hyperperistalsis, diarrhea and vomiting. these effects are usually mild and transient. when abdominal cramps persist, lowering colchicine dose may be effective. when diarrhea persists dividing the dose of colchicine (twice daily) may be helpful. in resistant cases, a short course of anti-diarrhea medications such as loperamide may be beneficial [67] . decreasing use of lactose containing products or using lactase prior to their consumption may also reduce symptoms. leukopenia is a very rare adverse event in therapeutic dose and neuromuscular complications may occur when renal functions are impaired or with use of concomitant drugs such as clarithromycin. colchicine overdose may lead to a cholera-like syndrome associated with dehydration, shock, multiple organ failure, alopecia, disseminated intravascular coagulation (dic), seizures, coma and death [68] . colchicine doses of 0.5-0.8 mg/kg are highly toxic, and doses of more than 0.8 mg/kg are typically lethal [69] . cumulative doses of colchicine causing toxicity when administered intravenously were 18 mg given over 11 days, 10 mg in 5 days and even 8 mg given within 3 days. the lowest reported oral dose causing lethal colchicine toxicity was 7 mg given over 3 days to a 39-year old male [70] . the course of colchicine intoxication can be divided into three stages, with overlap between the stages. in the first stage, gastrointestinal symptoms dominate. there may be excessive fluid loss through diarrhea, leading to volume depletion and dehydration. this stage develops within 24-72 h following ingestion of the drug. the second stage is dominated by multi-organ failure which may include: bone marrow failure, renal insufficiency, adult respiratory distress syndrome (ards), arrhythmias, disseminated intravascular coagulation (dic), neuromuscular disturbances and alopecia. this stage develops over 3-7 days. patients surviving this stage may enter the third stage which is characterized by bone marrow recovery and rebound leukocytosis, resolution of organ failure and regrowth of hair. clinical management of colchicine intoxication is basically supportive. in a single case, treatment with f(ab) fragments of anti-colchicine antibodies was successful [71] . unfortunately, these antibodies, raised in goats, are not currently available. one of the problems of managing colchicine overdose is that it is not dialyzable using regular dialysis membranes. recently, new high flux polysulfone membranes have been introduced to improve dialysis [72] . many medications and substrates which were non-dialyzable with older membranes are now dialyzable. colchicine is one of the medications of which steady state levels were reduced when given to patients with fmf on high flux dialysis [73] . however, our study showed that the rate of excretion of colchicine by these membranes is far less than the rate needed for effective treatment of colchicine intoxication. drug-drug interactions have increasingly become apparent as a cause of colchicine toxicity in patients treated with "standard" daily prophylactic regimens. abcb1 (pgy1) can undergo conformational changes with expression modulation thereby promoting clinically significant colchicine drug-drug interactions [16, 18, 20, 74] . cyclosporine is a prime example of a drug that can inhibit or modulate the abcb1 transporter [75] . potentiation of colchicine neuromyopathy can occur within weeks of commencement of cyclosporine therapy. this complication is often associated with cyclosporine nephropathy and a decline in the glomerular filtration rate [75, 76] . notably, cyclosporine was found to delay colchicine-induced diarrhea in an animal model system, likely due to modulation of intestinal abcb1. hence, it is suspected that cyclosporine could mask the gastrointestinal side effects of colchicine in humans that might otherwise be a clue to the development of systemic colchicine toxicity. cyp3a4 is the most abundant of the human p450 enzymes and metabolizes multiple structural classes of drugs (e.g. cyclosporine, quinidine, testosterone, nifedipine, etc) [77, 78] . cyp3a4 is a focal point of many drug-drug interactions and dietary and herbal interactions. cyp3a4 may be stimulated by its substrates ("normotropic cooperativity") or its effectors ("heterotropic cooperativity"), which renders prediction of drug-drug interactions difficult [79, 80] . these substances may be divided into three groups. the first group contains drugs, such as cimetidine, which have an inhibitory effect on the entire cytochrome system. indeed, in animal studies, it was shown that concomitant administration of cimetidine and colchicine resulted in a significant rise in serum colchicine concentration. the second group contains substances that have a specific inhibitory effect on the isoform cyp3a4 which metabolizes colchicine. these include erythromycin, ketoconazole and other medications. the third group includes drugs that are also metabolized by cyp3a4, such as cyclosporine and nifedipine, and may compete with colchicine for binding to the enzyme. the interaction in these cases is dictated by the affinity of each medication for the enzyme. thus, coadministration of medications and substances metabolized by the same cytochrome system may lead, in principle, to an increase of one or more of the drugs, exposing the patient to a higher risk of toxicity. certain drugs increase the potential for colchicine toxicity via dual modulation of abcb1and cyp3a4 (table 40. 3). these include the macrolide antibiotics erythromycin and clarithromycin, and the statins, e.g. lovastatin, simvastatin and atorvastatin [81] . clarithromycin is a particularly striking case in point and has been associated with at least 2 fatalities with concomitant colchicine use [82] . however, azithromycin (a weak cyp3a4 inhibitor) had minimal effects on colchicine concentration and terminal elimination half-life, and decreased total apparent oral clearance by only 30%. azithromycin should be recommended as a safer alternative to clarithromycin in patients taking colchicine [81] . mutual potentiation by colchicine and statins of myopathy (sometimes including rhabdomyolysis) is a notable concern [83, 84] . significantly, case studies have reported acute myopathy after concurrent use of colchicine with a statin that was either not metabolized or minimally metabolized by the cyp3a4 isoenzyme [78, 85] . in this context, fluvastatin can disrupt the integrity of the cytoskeleton and is linked with vacuolization and other pathology in muscle, which is pertinent given the capacity of colchicine to promote vacuolization in muscle by disruption of the microtubule network. a new set of evidence-based guidelines provides an algorithm for reducing colchicine doses to prevent toxicity in patients who are concomitantly taking other drugs [23] . the researchers conducted a series of studies designed to show the effects of a single-dose of colchicine given with known inhibitors of cyp3a4 or pgy1. among the drugs tested were: cyclosporine, ketoconazole, ritonavir, clarithromycin, azithromycin, verapamil extended release (er), and diltiazem er. it was shown that the mean maxi-mum concentration of colchicine was 100% higher when colchicine was co-administered with ketoconazole compared with colchicine alone. the mean maximum concentration of colchicine was 185% higher and the mean total colchicine exposure was 290% higher when colchicine was combined with ritonavir as compared with colchicine alone [86] . colchicine treatment can alter absorption of other compounds or medications from the intestines. it may induce malabsorption of vitamin b12 by reducing the number of b12 intrinsic factor receptors as shown in the intestinal mucosa of guinea pigs [87] . colchicine-induced lactose intolerance occurs in a significantly higher percentage of patients with fmf treated with oral colchicine compared with non-treated patients [88] . reduction in iron absorption was also observed among patients with fmf taking colchicine. • colchicine rarely causes oligo/azoospermia • colchicine does not affect sperm motility • it is safe to take colchicine during pregnancy and nursing provided the liver and kidney functions are normal • colchicine is relatively safe in treating children and toddlers and does not affect their growth colchicine is a drug which may affect the function of microtubules in various cells. in high concentrations, it may inhibit mitosis within the process of cell division. therefore, concern was raised as to the effect of colchicine on sperm proliferation and motility in patients taking colchicine. a case report by merlin described a patient with gout who developed azoospermia following treatment with colchicine [89] . re-challenge again induced azoospermia. because patients with fmf receiving colchicine are often in their child-bearing years, the concern about fertility is pertinent. indeed, rabbits treated with a relatively high dose of colchicine showed various degenerative changes of the testes, including loss of differentiation from spermatogonia to spermatozoa [90] . however, cohen et al. performed cytogenetic evaluation in patients with fmf receiving long-term colchicine. mitotic rates, percentage of tetraploidy, and chromosomal breakage rates were determined in lymphocytes [91] . no significant differences were found between the patients and controls. in a study by levy et al., 6 patients receiving long term colchicine therapy were evaluated. no effect on fertility was noted and levels of spermatocytes, testosterone stimulating hormone, luteinizing hormone and prolactin were all within normal limits [92] . another study showed that four out of 16 males with fmf receiving colchicine suffered from infertility [93] . one had azoospermia and the others had a normal spermatogram, but the sperms could not penetrate the ova normally. since sperm motility and hence ovum penetration depends upon microtubule function, we hypothesized that colchicine may affect the movement of sperm. accordingly, we studied the effect of colchicine on sperm motility in an invitro system employing the "swim up" technique for sperm selection [94] . sperm motility was inhibited significantly only after an incubation period of at least 18 h, with a minimal colchicine concentration of 10 μg/ml. because plasma colchicine concentration under therapeutic dose is about 3-9 ŋg/ml, the amount of colchicine needed for affecting sperm motility in vitro is 3000-fold higher. thus, it seems unlikely that standard colchicine treatment would inhibit sperm motility unless the drug has a very high and special affinity to the testes. the frequency of oligo or azoospermia with colchicine depends on the underlying disease. bremner and paulson failed to show any effect on spermatogenesis in six healthy volunteers who received commonly used doses of colchicine for 4-6 months [95] . conversely, in a study of 62 turkish men treated with colchicine for behçet disease, oligospermia was evident in 23 (37%) patients and azoospermia in two patients [96] . if corroborated, these findings suggest that infertility and disturbed spermatogenesis result not only from colchicine use but also may depend on other factors such as genetic background or underlying disease. the vasculitis associated with behçet disease may further contribute to this complication by adding local ischemia to the potential toxicity of colchicine. based upon the above observations, it is tempting to ascribe the development of azoospermia in patients with fmf to colchicine. however, in three cases of azoospermia we performed a testicular biopsy which demonstrated amyloido-sis of the testes [97] . thus, amyloidosis of the testes should also be considered in patients with fmf presenting with azoospermia (see chaps. 15 and 16). another concern related to male fertility is the question on the outcome of pregnancies induced by male patients with fmf. in a study by zemer et al. of 1000 patients with fmf, 24 females conceived while their male partners were treated with colchicine [98] . there was no mention concerning fertility or delivery problems. due to limited data on this issue, some physicians in the past used to advise to discontinue colchicine 3 months before attempting to conceive. in a prospective study, we followed the outcome of pregnancies and deliveries of 60 female partners of males with fmf, 53 were on colchicine when their partners conceived [99] . as a control group, we followed the outcome of pregnancies and deliveries in 230 healthy women married to healthy men. our findings revealed no difference regarding the rate of early or late abortions, or of congenital malformations. therefore, it seems that there is no need for males with fmf to discontinue colchicine prior to planning conception. the potential effects of colchicine on microtubules, cell division and growth raise a serious concern as to the female reproduction system. fmf attacks may be triggered in some patients by their menstrual period [100] . the association of fmf attacks and menstruation raises the possibility of hormonal influences (see chap. 16). indeed, it was shown that estrogen significantly decreases intercellular adhesion molecules [101] . furthermore, it was demonstrated that estrogens inhibit tubulin assembly by interacting directly with tubulin 6s sites analogous to colchicine sites [102] . moreover, estrogen is metabolized by the 3a4 liver cyp-450 complex and competes in binding it with colchicine. thus, it is tempting to speculate that estrogens mimic the effect of colchicine on tubules and adhesion molecules, thereby enhancing the effect of colchicine. during menstruation, there is a sharp decrease in estrogens, thus their accumulative suppressive effect on inflammation is suddenly diminished. in addition, the reduction in estrogen, allows for a more effective metabolism of colchicine by the 3a4 cytochrome (less inhibitory competition by estrogen) so that the effective level of colchicine may be further reduced. this situation may lead to menstruation associated fmf attack. to control these attacks, it is recommended to increase the dose of colchicine (by 0.5 mg) for 2 days prior to the onset of the menstrual period and for two more days after its onset (see chap. 16). theoretically, colchicine may affect female fertility by affecting the ovaries via its potential effect on cell division. however, this has not been shown. serious concern was raised regarding a teratogenic effect of colchicine. therefore, in the 1970s physicians advised their patients to discontinue colchicine 3 months before planning conception and during pregnancy. sporadic reports claimed that colchicine was safe during pregnancy. furthermore, in a study which followed 36 pregnant women with fmf treated with colchicine, the outcome of the newborns was the same as in an untreated control group [103] . in another study, all 13 women with fmf, who had 16 pregnancies and were on colchicine, gave birth to normal children [104] . however, rabinovitch et al. reported that 4 newborns out of 2000 (1:500) deliveries of fmf patients were born with trisomy 21, twice the expected rate of a comparable normal population [105] . it was not clear whether colchicine therapy itself plays a role with this increment outcome. recently, diav-citrin et al. examined the safety of fetuses by following mothers exposed to colchicine during pregnancy. in a prospective observational comparative cohort study between 1994 and 2006 they found that colchicine did not appear to be a major human teratogen, and, probably, has no cytogenetic effect [106] . we followed the outcome of pregnancy in a group of patients with fmf who took colchicine during pregnancy and compared them with a group of patients with fmf who were not treated with colchicine and with a group of healthy pregnant individuals [107] . we showed that colchicine was not associated with a higher rate of miscarriage or stillbirth. there was no reduction of the duration of pregnancy or the birth weight of the babies. based upon these results, we do not recommend amniocentesis for patients with fmf solely because of treatment with colchicine during pregnancy. leaflets of pharmaceutical companies and textbooks of pharmacology warn women not to nurse their babies while treated with colchicine. milunsky and milunsky found that colchicine was present in the breast milk of patients taking the drug [108] . we also measured the levels of colchicine in sera and milk of 4 women with fmf at various time points after drug ingestion [109] . colchicine was detected in all samples of sera and milk, with similar concentrations. however, the estimated daily amount of colchicine ingestion by the nursing babies was less than one tenth the therapeutic dose (per kilogram) given to adult patients with fmf. this rough estimation was concordant with our favorable clinical experience in following more than 50 children of mothers who continued to breastfeed while taking colchicine. therefore, we suggest that breast feeding is safe while taking colchicine. since growth depends upon cell division, the potential effect of colchicine on child growth and development may raise concerns. the diagnosis of fmf can be made as early as several months of age. initially, we were reluctant to start treatment with colchicine before the age of 4 years. during this period, children continued to suffer from recurrent attacks of fmf and were also at risk of developing amyloidosis. furthermore, they exhibited growth delay when compared with healthy children of the same age. following the start of colchicine treatment and control of fmf attacks, their appetites improved and a marked growth spurt was evident. we followed seven children since the age of 5-6 years and measured their height and weight every 6 months for a period of 10 years [110] . their growth while treated with colchicine was within the normal expected percentile range. similar results were observed in larger and more recent studies [111] . savgan-gurol et al. evaluated the growth process and insulin like growth factor-1 (igf-1) levels in children with fmf [112] . they found that igf-1 levels of children with fmf did not differ from their healthy peers. however, there was a positive correlation between the rate of growth and the cumulative colchicine dose. therefore, they suggested that colchicine enhances the growth of children with fmf by suppressing disease activity and inflammation. the literature suggests that the minimal daily dose for preventing the development of amyloidosis in adult fmf patients is 1 mg/day, even if attacks can be suppressed with a lower dose [113] . nevertheless, several series from japan, reported that their adult patients with fmf were controlled by low-dose colchicine (0.5 mg daily). it is hypothesized that the reason for that is their carriage of mutations (in exon 2 and 3) which are known to cause a milder disease [114] . the dose of colchicine should not exceed the maximal tolerated dose and should not be more than 3 mg per day in adults without comorbidity and 2 mg per day in prepubertal children [115] . it is of paramount importance to avoid toxicity due to concomitant administration of cyp 3a4 or pgy1 inhibitors (table 40. 3). drug-drug interactions need to be considered and the dose of colchicine should be appropriately adjusted. it is necessary to closely monitor the kidney and liver function of these patients (see sect. 40.7 for details). we recommend taking the entire colchicine dose at once in order to improve compliance. if the patient develops diarrhea due to ingestion of a relatively high single dose of colchicine the dose should be divided to twice per day without affecting its effectiveness [116] . although colchicine has been used to treat gout for centuries, relatively few controlled trials have assessed its efficacy. the most recent major trial, acute gout flare receiving colchicine evaluation (agree), randomized 184 patients with acute gout to receive a lower-dose colchicine regimen (1.2 mg dose followed by one 0.6 mg dose 1 h later), a traditional higher dose regimen (1.2 mg dose followed by 0.6 mg every hour for a maximum of 4.8 mg) or placebo within 12 h of the onset of attack [117] . the lower-and higher-dose regimens demonstrated similar efficacy (37.8% vs. 32.7% achieving ≥50% improvement within 24 h), but adverse events in the lower-dose regimen were similar to placebo. accordingly, the lower-dose regimen was approved by the fda. american college of rheumatology guidelines recommend the lowerdose colchicine regimen as a first-line therapy option for acute gouty attacks [118] . in addition to its role in acute gout, colchicine is used prophylactically to reduce gout flare frequency, particularly when patients are initiating urate-lowering therapy. an analysis of three randomized controlled trials found that colchicine use for up to 6 months during initial urate lowering provided greater prophylaxis of flares than its use for only 8 weeks [119] . there is only limited evidence for the use of colchicine in prophylaxis of pseudogout, although this is recommended practice [120] . the rationale is the shared nlrp3-inflammasome and il-1 driven inflammatory pathogenesis of urate and calcium pyrophosphate crystal deposition. recent european league against rheumatism (eular) guidelines recommend giving colchicine for acute attacks at a dose of 0.5 mg three times daily with or without a 1 mg loading dose and for prophylaxis 0.5 mg per day. these recommendations are based largely on expert opinion and a single uncontrolled trial [120, 121] . colchicine is recommended in the management of behçet disease, particularly for the mucocutaneous manifestations (oral and genital ulcers) and joint symptoms, based on controlled trials performed to date [122, 123] . over the years colchicine has been studied for disorders of hepatic fibrosis. primary biliary cirrhosis is a rational potential indication, given the intense concentration of colchicine in bile and the evolving understanding of the capacity of colchicine to modulate bile composition [124] . however, a meta-analysis combining the results of 15 randomized controlled trials encompassing 1714 subjects with alcoholic or non-alcoholic liver cirrhosis, demonstrated no significant effects of colchicine on mortality, liver related mortality, complications and other outcomes [125] . in a recent double blind, randomized controlled trial in 74 subjects with chronic liver cirrhosis who could not be treated with interferon-α, muntoni et al. demonstrated that colchicine at a dose of 1 mg per day significantly increased survival (94.6% vs. 78.4% p = 0.001), and decreased serum procollagen iii (a biomarker of liver fibrosis) over a follow up period of 4.4 years [126] .this suggests that there may be a beneficial effect of colchicine for selected subjects with liver cirrhosis. additional research has assessed whether colchicine can delay the development of hepatic cell carcinoma (hcc) in patients diagnosed with hepatitis virus-related liver cirrhosis [127] . while the effect of colchicine on the progression of cirrhosis was disappointing, colchicine suppressed the development of hcc. nine percent of patients treated with colchicine developed hcc versus 29% of untreated patients (p −0.0001), and the time to development of hcc was longer in the colchicine-treated group. colchicine is beneficial in neutrophilic skin conditions. sweet syndrome typically occurs in women aged 30-50 years and is characterized by fever, neutrophilia, arthralgia, tender erythematous skin lesions, and neutrophilic infiltrates in the upper dermis. maillard et al. gave colchicine to 20 patients with sweet syndrome (0.5 mg three times daily for 10-21 days). they reported that 18 patients experienced resolution of fever, skin lesions, arthralgia and neutrophilia within 14 days [128] . interestingly, in pyrin associated autoinflammatory disease with neutrophilic dermatosis (paand) colchicine is not effective and anti-il 1 agents are required for disease control [129] . the accumulating understanding of the role of inflammation in cardiovascular diseases has been accompanied by recognition of the potential anti-inflammatory benefit of colchicine in these settings. practice guidelines from the european society of cardiology advocate that colchicine appears to be effective when added to a nonsteroidal antiinflammatory drug regimen or as monotherapy to treat an initial attack or to prevent recurrence of pericarditis [130] . these recommendations have subsequently been supported by randomized trials [131, 132] . colchicine was as effective at reducing multiple recurrences of pericarditis as it was for first recurrences. [133, 134] similar benefits were observed for treatment of an initial attack of acute pericarditis [135, 136] . c-reactive protein (crp) is a biomarker of inflammation and infection. elevated highsensitivity (hs) crp is both a predictor and a pathogenic factor in vascular events such as coronary artery disease [137] . a recent pilot study evaluated whether low-dose colchicine as an anti-inflammatory treatment could lower hs-crp levels in patients with stable coronary artery disease whose crp remained elevated despite aspirin and high-dose atorvastatin therapy [138] . low-dose oral colchicine (0.5 mg twice daily) was associated with decreased hs-crp levels by 60%. however, in a separate, randomized study of 80 patients with acute coronary syndrome or stroke, raju et al. found no significant association between colchicine use (1 mg daily) and crp reduction, suggesting either that the dose studied was insufficient in the acute setting, or that colchicine may be more effective when administered as a prophylactic rather than as a treatment agent [139] . more recently, nidorf et al. evaluated the effect of colchicine (0.5 mg daily) on secondary cardiovascular events in 532 patients with stable coronary artery disease already on aspirin and/or clopidogrel and statin therapy [140] . patients were followed for a median of 3 years. the primary outcome,-the composite incidence of acute syndromes, out-ofhospital cardiac arrest, and non-cardio-embolic ischemic stroke-occurred in 5.3% of patients treated with colchicine versus 16% of patients receiving placebo. these results warrant further study of the potential benefit of colchicine in the prevention of acute coronary syndrome. there is growing evidence that inflammation plays a role in the re-stenosis process. therefore, one study randomized 196 patients with diabetes mellitus and coronary artery disease who underwent percutaneous coronary intervention with bare-metal stent placement to receive either colchicine 0.5 mg or placebo twice daily for 6 months [141] . subsequent angiography indicated that the rate of angiographic in-stent restenosis was 16% in the colchicine group versus 33% in the placebo group (p = 0.007). post-operative atrial fibrillation is a common occurrence after cardiac surgery and is presumed to be driven by surgery-related inflammation. the colchicine for the prevention of the postpericardiotomy syndrome (copps) atrial fibrillation substudy demonstrated that post-operative administration of colchicine was associated with a 45% reduction in the incidence of post-operative atrial fibrillation [142] . however, a second multicenter, randomized, double-blind, placebocontrolled trial (copps-2) found no reduction in post-operative atrial fibrillation among patients receiving colchicine [143] . colchicine may also reduce the risk of recurrence of atrial fibrillation after ablation therapy. in a randomized, double-blind, placebocontrolled study by deftereos et al., 3 months of colchicine 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prevention of postpericardiotomy syndrome and postoperative atrial fibrillation: the copps-2 randomized clinical trial colchicine for prevention of early atrial fibrillation recurrence after pulmonary vein isolation: a randomized controlled study key: cord-333122-xw8o189s authors: blasiak, a.; lim, j. j.; seah, s. g. k.; kee, t.; remus, a.; chye, d. h.; wong, p. s.; hooi, l.; truong, a. t. l.; le, n.; chan, c. e. z.; desai, r.; ding, x.; hanson, b. j.; chow, e. k.-h.; ho, d. title: identif.ai: artificial intelligence pinpoints remdesivir in combination with ritonavir and lopinavir as an optimal regimen against severe acute respiratory syndrome coronavirus 2 (sars-cov-2) date: 2020-05-08 journal: nan doi: 10.1101/2020.05.04.20088104 sha: doc_id: 333122 cord_uid: xw8o189s the emergence of severe acute respiratory syndrome coronavirus 2 (sars-cov-2) and coronavirus disease 2019 (covid-19) has led to the rapid initiation of urgently needed clinical trials of repurposed drug combinations and monotherapies. these regimens were primarily relying on mechanism-of-action based selection of drugs, many of which have yielded positive in vitro but largely negative clinical outcomes. to overcome this challenge, we report the use of identif.ai, a platform that rapidly optimizes infectious disease (id) combination therapy design using artificial intelligence (ai). in this study, identif.ai was implemented on a 12-drug candidate therapy search set representing over 530,000 possible drug combinations. identif.ai demonstrated that the optimal combination therapy against sars-cov-2 was comprised of remdesivir, ritonavir, and lopinavir, which mediated a 6.5-fold improvement in efficacy over remdesivir alone. additionally, identif.ai showed hydroxychloroquine and azithromycin to be relatively ineffective. the identification of a clinically actionable optimal drug combination was completed within two weeks, with a 3-order of magnitude reduction in the number of tests typically needed. identif.ai analysis was also able to independently confirm clinical trial outcomes to date without requiring any data from these trials. the robustness of the identif.ai platform suggests that it may be applicable towards rapid development of optimal drug regimens to address current and future outbreaks. identif.ai showed hydroxychloroquine and azithromycin to be relatively ineffective. the identification of a clinically actionable optimal drug combination was completed within two weeks, with a 3-order of magnitude reduction in the number of tests typically needed. identif.ai analysis was also able to independently confirm clinical trial outcomes to date without requiring any data from these trials. the robustness of the identif.ai platform suggests that it may be applicable towards rapid development of optimal drug regimens to address current and future outbreaks. drug repurposing, or the use of approved and investigational therapies for other indications, has been a widely implemented strategy towards treating covid19 . examples include clinical studies of ritonavir and lopinavir (1); hydroxychloroquine in combination with azithromycin (2) ; favipiravir in combination with tocilizumab (nct04310228); remdesivir (3); and losartan (nct04312009), among others. in one trial, remdesivir met trial endpoints, reducing the median time to recovery from 15 days to 11 days (p < 0.001), and has ultimately received united states food and drug administration (fda) authorization for emergency use in severe covid-19 patients (4) . the majority of trial outcomes are either pending or have not shown clinical benefit over standard of care or placebo. as such, while drug repurposing enables rapid intervention against covid-19, there is still a lack of clarity with regards to how to best treat this disease. traditional methods for implementing combination therapy and monotherapy based on drug repurposing rely on mechanism of action (moa)-based drug selection and standard clinical dosing guidelines to achieve drug synergy and therapeutic efficacy. for example, a recent preclinical study showed that remdesivir as well as high-dose chloroquine were efficacious towards sars-cov-2 in vitro. while this is an established approach that has led to promising candidate therapies, many of these regimens were not able to translate their in vitro outcomes into successful clinical results. therefore, optimal efficacy that is clinically relevant is a different objective that presents substantial challenges to traditional drug screening and repurposing all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint methods. for example, if candidate effective drugs are given in combination at suboptimal respective doses, resulting efficacy is moderate or even absent. at the same time, the relative doses between drugs within a combination can substantially impact treatment efficacy and toxicity due to unpredictable drug interactions. therefore, drug dosing has a critical role in identifying which drugs belong in the optimal combination in the first place. therefore, optimizing treatment outcomes, particularly in combination therapy, ultimately relies on selecting the right drugs at the right respective doses (5, 6) . reconciling drug-dose parameters also requires leveraging unpredictable drug interactions in order to mediate maximal efficacy of combination therapies. unfortunately, simultaneously pinpointing these parameters is an extraordinarily complicated task. for example, a parameter space of 1 trillion (10 12 ) possible combinations would be created from a pool of only 12 candidate therapies interrogated at 10 dose levels. this is an insurmountable barrier for traditional drug screening. important studies have previously sought to leverage drug synergy interactions to predict multi-drug combinations (7) . other strategies have investigated higher order drug interactions to develop antimicrobial drug combinations (8) . bridging these findings with clinical validation remains a challenge due to the size of the experimental search space. in this study, we sought to overcome these challenges in developing effective combination therapies against sars-cov-2 infection using the identif.ai platform. identif.ai harnesses a quadratic relationship between therapeutic inputs (e.g. drug and dose) and biological outputs (e.g. quantifiable measurements of efficacy, safety) to experimentally pinpoint optimal combinations from large parameter spaces with a marked reduction in the number of required experiments (fig. 1 ). identif.ai does not use pre-existing training datasets, but rather uses an orthogonally-designed set of calibrating regimens to simultaneously identify effective drugs and corresponding doses that optimize treatment outcomes from prohibitively large drug-dose parameter spaces that cannot be reconciled by brute force drug screening (5, 9) . in effect, identif.ai leverages these calibrating regimens to crowdsource sars-cov-2 live virus responses to experimentally drive all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint the efficacy towards an optimal outcome. in this study, identif.ai was applied to a 12-drug set of candidate therapies to pinpoint clinically actionable combination therapy regimens against the live sars-cov-2 virus isolated from a nasopharyngeal swab of a patient in singapore (10) . the 12drug set included a broad spectrum of repurposed agents that are currently being evaluated in clinical studies for treatment of covid-19 or being administered in conjunction with these therapies, including remdesivir (rdv), favipiravir (fpv), ritonavir (rtv), lopinavir (lpv), oseltamivir (osv-p), dexamethasone (dex), ribavirin (rbv), teicoplanin (tec), losartan (lst), azithromycin (azt), chloroquine (cq), and hydroxychloroquine (hcq). based on prior studies of minimal resolution experimental design, 3 dosing levels were employed with these 12 drugs, creating a combinatorial space of 531,000 regimens (11) . with a 3-order of magnitude reduction in required tests, we identified a clinically actionable list of 2-,3-, and 4-drug combinations ranked based on viral inhibition efficacy with accompanying safety data against kidney epithelial cells (vero e6), liver epithelial cells (thle-2) and cardiomyocytes (ac16). the top-ranked combination was comprised of remdesivir, ritonavir, and lopinavir, which mediated a 6.5-fold increase in efficacy (viral inhibition %) compared to remdesivir alone. further demonstrating the clinical actionability of identif.ai, hydroxychloroquine and azithromycin combination was shown to be a relatively ineffective regimen, mirroring recent clinical results. importantly, the identif.aipinpointed relative efficacy of the combinations and monotherapies was independently confirmatory of many of the clinical trial endpoints to date. these outcomes, coupled with the fact that foundational precursors to identif.ai have been clinically validated for infectious disease, oncology, and organ transplantation human studies, support the potential application of identif.ai as a clinical decision support platform for the optimized design of actionable combination therapy regimens (12) (13) (14) . all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. identif.ai, a dynamic optimization ai-based platform, identifies the drug-dose parameter space by harnessing the quadratic relationship between biological responses to external perturbations, such as drug/dose inputs (15) . identif.ai analysis of the drug-dose parameter space identifies drug-drug interactions and ranks optimal drug-dosage combinations. this study aimed to use identif.ai to determine effective optimal drug-dosage combinations from a diverse all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. identif.ai analysis correlated drug combinations experimental results into a second-order quadratic series. each independent drug combination inhibition and monotherapy inhibition replicate was used in the optimization process. the second-order quadratic model is as follows: where y represents the desired biological response output (%inhibition), xn is the n-th drug concentration, β0 is the intercept term, β n is the single-drug coefficient of the n-th drug, β mn is the interaction coefficient between the m-th and n-th drugs and β nn is the second-order coefficient for the n-th drug, while m ≠ n. this second-order quadratic analysis and parabolic response surface plot analysis were conducted using the built-in "stepwiselm" function in matlab r2020a (mathworks, inc.) with custom-written code. identif.ai derived four quadratic series using bidirectional elimination approach with the p value from the f-statistic as the selection criterion for the experimental results: %inhibition, %cytotoxicity, %cytotoxicity ac16, and %cytotoxicity all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint thle-2. residual-based outlier analysis was performed for all four identif.ai series. single replicates identified as outliers remained in the data set to account for biological variation. the combinations with all replicates identified as outliers were excluded from the data set and the identif.ai analysis was repeated. identif.ai analysis yielded both drug-drug interaction plots and optimized drug combinations. the optimized drug combinations were ranked according to corresponding %inhibition from the correlated second-order quadratic series with the %cytotoxicity of the celllines (vero e6, ac16, and thle-2) serving as qualitative indicators for consideration. the predictive power was also calculated via adjusted r 2 to establish the robustness of identif.ai optimization considering the number of drug and drug-drug interaction terms. correlation coefficients were derived from the experimental output values and projected output values for the corresponding drug combinations. all experiments were performed in at least triplicate biological repeats with data presented as means ± standard deviation (sd), unless otherwise stated. shapiro-wilk normality test was used to determine if samples were from normally distributed populations. variance equality was tested with bartlett's test. the kruskal-wallis test by ranks was used for multiple comparisons, followed by dunn's post hoc test for pairwise comparisons. student's two-tailed t test and wilcoxon rank sum test were used for comparing individual samples from normally and nonnormally distributed populations, respectively. bonferroni post-hoc correction was applied to account for multiple comparisons. statistical analyses for coefficient estimation in the identif.ai analyses were performed using sum of squares f-test. alongside the p-values, the results were interpreted in the light of logic, background knowledge and the specifics of the experimental design (16) . all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. only high concentrations (>1 µm) of rdv, lpv, cq and hcq achieved half maximal absolute effective concentration (ec50) for the viral inhibition within the tested concentration ranges. high concentrations (>20 µm) of rtv, lpv and cq led to half maximal absolute cytotoxic all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint concentration (cc50) within the tested concentration ranges (table 1) . these results indicated low cellular effects of the selected monotherapies at the tested concentrations. no effect of the maximum vehicle concentration (0.1% dmso) was detected on viral inhibition or on cytotoxicity (student's t-test, n = 12, p > 0.05). the ec50 and cc50 of hcq, cq, rdv, fpv, and rbv were different from previously reported values, attributable to differences in the experimental conditions (e.g. sars-cov-2 strain, assays, incubation periods) (24, 25) . because a common source of failure in translating in vitro results to clinical trials, including for coronaviruses, is the high ratio of ec50 to maximum plasma concentration (cmax) achieved in the human body, cmax was included as a crucial consideration for selecting drug concentrations at level 1 and level 2 for each drug that ensure none of the drugs were overrepresented in relation to other drugs and to human pharmacokinetics (table 1, supplemental results) (26) . regardless of the monotherapy antiviral activity, all drugs were considered for the combinatorial optimization process in order to identify possible unpredictable drug interactions that could markedly impact treatment efficacy and safety. in order for identif.ai to determine optimized drug combinations from this 12-drug set, 100 drug-dose combinations were generated according to oacd (table s1 ) and, together with drug monotherapies at concentration level 1 and level 2, were evaluated for their antiviral and all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. utilizing the single drug and oacd drug treatment data, identif.ai analysis determined rdv/rtv/lpv to be the most efficacious 3-drug combination. it was also present in all top 10 ranked 4-drug combinations. rdv/lpv was the top ranked 2-drug combination ( table 2) . while rdv was identified as the most efficacious single drug, in line with current clinical trial outcomes, identif.ai analysis determined that the 3-drug combination of rdv/rtv/lpv is critical for achieving maximal therapeutic efficacy. identif.ai analysis allows for comparative ranking of all possible combinations within the 12-drug set, including analysis of regimens currently being clinically investigated but that are not observed as top ranked optimized drug combinations. both lpv/rtv (kaletra) and hcq/azt have been clinically evaluated as potential treatments against sars-cov-2 infection with discouraging outcomes. identif.ai analysis of these combinations revealed that they were identified to be sub-optimal -lpv/rtv ranked 1261 and hcq/azt ranked 5161 amongst all 9968 drug combinations that include up to 4-drugs, and predicted viral inhibition efficacies of 23% and 2%, respectively. the aforementioned findings were based on the identif.ai quadratic series assessing the %inhibition experimental data with a close proximity as indicated by adjusted r 2 of 0.898 (table s2) . multi-parameter identif.ai analysis allowed cytotoxicity of ranked combinations to be interrogated as well via deriving %cytotoxicity quadratic series (table s3was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint and higher %cytotoxicity in the thle-2 cells. this identif.ai-derived thle-2 %cytotoxicity was predicted to decrease with the addition of dex in the top 4-drug combination ( table 2) . outlier analysis performed for each identif.ai quadratic series (fig. s2-s5 ) identified and excluded oacd combination 15 from the ac16 %cytotoxicity data set (fig. s4 ) and combination 46 from the thle-2 %cytotoxicity data set (fig. s5) . these data sets were subsequently re-analyzed ( fig. s6-s7) . taken together, identif.ai identified rdv-based treatments as likely the most effective therapies against sars-cov-2 infections, with rdv/rtv/lpv capable of achieving maximal efficacy with potential reductions in overall toxicity if complemented with the fourth drug. all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. validation results were interpreted considering not only the p-values, but also the logic, background knowledge and specifics of the experimental design (16) . the studies confirmed identif.ai ranking of rdv in combination with lpv and rtv as the optimal combination of the study, resulting in complete viral inhibition ( fig. 2a, table s6 ). this combination resulted in a 6.5fold increase in efficacy compared to rdv alone. rdv was confirmed as an essential driver of was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. (nct04362332) did not induce as much viral inhibition as compared to rdv alone. these data confirm that identif.ai can accurately reflect the unsatisfactory outcomes observed in those clinical trials, without incorporating any prior clinical data or drug mechanism assumptions as input. all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint drug-drug interaction analysis of identif.ai results were also compared to experimental observations and known clinical investigations. %inhibition identif.ai response surface plot mirrored well-documented and experimentally confirmed synergy between rtv and lpv (fig. 3a ). in contrast, identif.ai identified an antagonistic interaction between rtv and osv-p (fig. 3b ), a combination that is currently being investigated in clinical trials (nct04303299). combining rdv with lpv only, which to our knowledge has not been explored clinically as a registered trial, doubled their individual viral inhibition when added together. accordingly, the corresponding %inhibition identif.ai response surface plot identified a previously unknown synergistic interaction between rdv and lpv (fig. 3c) . further confirming identif.ai rankings and validation experiments, the rdv/rtv interaction was not significant, but when given in 3drug combination, rtv boosted the rdv/lpv interaction almost two times (fig. 3d) . these results further highlight the ability of identif.ai to leverage unexpected drug-dose interactions to identify optimal drug combinations from a massive drug-dose search space. all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . this study harnessed the identif.ai platform to interrogate a 12 drug-dose parameter space against the sars-cov-2 live virus to develop actionable and optimized combination therapy regimens. identif.ai implementation addresses several important factors when designing multi-drug regimens that are best suited for clinical translation from in vitro validation, especially under urgent scenarios like covid-19. importantly, identif.ai considers the critical need for simultaneous reconciliation of drug composition and dosing within combination therapy design. moa-based drug selection alone followed by dose finding, while an established method of combination therapy design, presents substantial barriers to the optimization process since drug dosing also plays a role in determining which drugs belong in an ideal combination. in lieu of validating a small number of moa-based potential drug combinations for efficacy which is all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint commonly observed in traditional workflows, identif.ai takes an moa-agnostic approach to efficiently analyze crowdsourced therapeutic responses to the live virus following expansive drugdose exposure to both outline the drug-dose space and define resulting drug-dose compositions of the optimal regimens (41) . with this data, identif.ai is able to leverage on unexpected dosedependent drug interactions to mediate improved treatment outcomes over moa-based drug selection followed by dose finding. another critical aspect of identif.ai is that the in vitro drug dosing parameter space interrogated in this study is a departure from traditional drug screening approaches. in traditional drug screening, compounds that do not elicit at least a low micromolar ec50 treatment response during drug dose-response evaluations are typically removed from further consideration, thereby markedly reducing the number of candidate therapies and possible drug combinations. the removal of these drug candidates is a key driver of sub-optimal treatment responses as it ignores a broad spectrum of potential combinations that can be assessed. lack of monotherapy efficacy does not preclude the use of these drug candidates from identif.ai's combinatorial search space. instead, identif.ai's approach allows for continued evaluation of these drugs to determine if they are vital toward driving previously unknown drug interactions that optimize combinatorial treatment outcomes. in addition to being observed in this study, this phenomenon has also been observed with our prior clinical studies in chronic infectious diseases and blood and solid cancers, among other indications (5, 8, 9, 42) . the outcome of applying identif.ai towards combating sars-cov-2 infection is an extensive list of combinations ranked by efficacy and/or safety that can be queried by a clinician based on clinically actionable criteria. these include, but are not limited to: highest ranked 2-, 3-, 4-drug combinations by efficacy; highest ranked combinations that do not contain certain drugs due to supply shortages; highest ranked combinations that do not contain certain drugs or contain lower dosages of certain drugs due to patient co-morbidities; and highest ranked combination comprised of only approved therapies, among others. in the context of optimized regimen design, all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . which assesses regimen performance from the entire landscape of possible drug/dose parameters, identif.ai-enabled comparative evaluation of the relative efficacy of a broad spectrum of optimized regimens and clinically investigated regimens also independently confirmed the reported outcomes of clinical trials. this provides additional support for the potential application of identif.ai as a clinical decision support platform. for example, the relatively low efficacy exhibited hcq alone (3.9%) or by hcq and azt (3% inhibition) in this study aligned with recent reporting of clinical outcomes for this drug given in mono-and combinatory therapy (39, 40). the relatively low efficacy (3.9% and 5.2%) of rtv and lpv combination when assessed by identif.ai at two different dosing ratios also aligned with recently reported outcomes showing no benefit over standard care (1). identif.ai also revealed a relatively low efficacy of fpv monotherapy (1.9% inhibition) and various combinations. this was consistent with clinical findings of fpv being potentially clinically effective only when administered with interferon-alpha, not included within our drug library (43) . of note, rdv alone resulted in the highest relative efficacy for monotherapy (15.5%) in this study. to date, compassionate use of rdv resulted in clinical improvement of 68% of the patients, and a larger study resulted in a statistically significant improvement in median time to recovery from 15 days to 11 days (4). at the same time, an rdv study in severe covid-19 patients was also recently terminated early (nct04257656). nonetheless, it has received fda authorization for emergency use in severe covid-19 patients. the substantial difference in efficacy observed between sub-optimal and optimal regimens highlights the importance of leveraging platforms such as identif.ai to systematically design combination therapies. this capability, along with the potentially predictive capacity of identif.ai for clinical trial outcomes could provide clinicians with an expanded arsenal of evidence-based candidate treatments and important insights into which potential treatments to further evaluate or potentially avoid under time-sensitive circumstances. it is important to note that the results reported here are derived from primarily an in vitro sars-cov-2 study. further clinical validation of the outlined combinations in randomized all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint controlled trials will be needed. it should also be noted that, while rdv did not mediate a significant clinical benefit in severe covid-19 patients, its efficacy in patients with varying disease burden severities should be evaluated further. furthermore, the mixed reported clinical outcomes support the need for improved regimen design of rdv-based treatment. in the event of downstream clinical validation of identif.ai-designed combinations, the drug dosage ratios within the combination may vary from those pinpointed by identif.ai. in addition, it is possible that the optimal drug combinations may vary between patients due to their severity of infection, comorbidities, and other factors. it is for these reasons that potential downstream trials may be effective at determining the potential clinical benefit of the identif.ai-designed combinations if the enrolled patients are stratified by these aforementioned clinical parameters. the 12-drug search set used in this study did not include every therapeutic option currently under clinical investigation. additional studies, including other repurposed compounds, may yield additional highly ranked and effective combination regimens. also, as identif.ai can be applied to novel small molecules and antibody therapies, their inclusion into the drug pool would add further insight into other potentially actionable regimens. furthermore, given the rapid mutagenicity of rna viruses like sars-cov-2, future studies with different drug candidates and different sars-cov-2 strains may yield different combinations. however, the efficiency and deterministic nature of identif.ai allows it to derive a ranked list of optimal regimens from a given set of drug candidates against a defined in vitro infectious disease model within two weeks. this further supports its potential application as a clinical decision support platform for the optimized design of combination therapy regimens against multiple sars-cov-2 strains as well as future unknown pathogens that will again require rapid mobilization and clinical guidance for effective treatment options. a.b., t.k., l.h. x.d., e.k.c., and d.h. are co-inventors or previously filed pending patents on artificial intelligence-based therapy development. all rights reserved. no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint (which this version posted may 8, 2020. . https://doi.org/10.1101/2020.05.04.20088104 doi: medrxiv preprint a trial of lopinavir-ritonavir in adults hospitalized with severe covid-19 hydroxychloroquine and azithromycin as a treatment of covid-19: results of an open-label non-randomized clinical trial compassionate use of remdesivir for patients with severe covid-19 nih clinical trial shows remdesivir accelerates recovery from advanced covid-19, (nih), access date project identif.ai: harnessing artificial intelligence to rapidly optimize combination therapy development for infectious disease intervention artificial intelligence in cancer therapy prediction of multidimensional drug dose responses based on measurements of drug pairs enhanced identification of synergistic and antagonistic emergent interactions among three or more drugs optimizing drug combinations against multiple myeloma using a quadratic phenotypic optimization platform (qpop) epidemiologic features and clinical course of patients infected with sars-cov-2 in singapore maximizing efficiency of artificial intelligence-driven drug combination optimization through minimal resolution experimental design modulating bet bromodomain inhibitor zen-3694 and enzalutamide combination dosing in a metastatic prostate cancer patient using curate.ai, an individualizing liver transplant immunosuppression using a phenotypic personalized medicine platform application of an ex-vivo drug sensitivity platform towards achieving complete remission in a refractory t-cell lymphoma systematic quantitative characterization of cellular responses induced by multiple signals it's time to talk about ditching statistical significance coronavirus puts drug repurposing on the fast track clinical pharmacology perspectives on the antiviral activity of azithromycin and use in covid-19 pharmacologic treatments for coronavirus disease glycopeptide antibiotics potently inhibit cathepsin l in the late endosome/lysosome and block the entry of ebola virus, middle east respiratory syndrome coronavirus (mers-cov), and severe acute respiratory syndrome coronavirus (sars-cov) on the use of corticosteroids for 2019-ncov pneumonia considerations for certain concomitant medications in patients with covid-19 remdesivir and chloroquine effectively inhibit the recently emerged novel coronavirus (2019-ncov) in vitro in vitro antiviral activity and projection of optimized dosing design of hydroxychloroquine for the treatment of severe acute respiratory syndrome coronavirus 2 (sars-cov-2) coronaviruses -drug discovery and therapeutic options remdesivir: summary on compassionate use norvir: epar -scientific discussion pharmacokinetics of adjusted-dose lopinavir-ritonavir combined with rifampin in healthy volunteers impact of ribavirin plasma level on sustained virological response in patients treated with pegylated interferon and ribavirin for chronic hepatitis c safety, efficacy and pharmacokinetic evaluations of a new coated chloroquine tablet in a single-arm open-label non-comparative trial in brazil: a step towards a user-friendly malaria vivax treatment food and drug administration, (fda) food and drug administration, (fda) pharmacokinetics of orally administered oseltamivir in healthy obese and nonobese thai subjects pharmacokinetics and biochemical efficacy after single and multiple oral administration of losartan, an orally active nonpeptide angiotensin ii receptor antagonist, in humans therapeutic drug concentrations of teicoplanin in clinical settings hemady: highlights of prescribing information no reuse allowed without permission. was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint a pilot study of hydroxychloroquine in treatment of patients with common coronavirus disease-19 (covid-19) no evidence of rapid antiviral clearance or clinical benefit with the combination of hydroxychloroquine and azithromycin in patients with severe covid-19 infection addressing covid-19 drug development with artificial intelligence output-driven feedback system control platform optimizes combinatorial therapy of tuberculosis using a macrophage cell culture model experimental treatment with favipiravir for covid-19: an open-label control study. engineering (beijing) figs. s1-s7tables s1-s6references 1-23 key: cord-257496-mirh80gn authors: hickey, anthony j. title: emerging trends in inhaled drug delivery date: 2020-07-12 journal: adv drug deliv rev doi: 10.1016/j.addr.2020.07.006 sha: doc_id: 257496 cord_uid: mirh80gn ideally, inhaled therapy is driven by the needs of specific disease management. lung biology interfaces with inhaler performance to allow optimal delivery of therapeutic agent for disease treatment. inhalation aerosol products consist of the therapeutic agent, formulation, and device. the manufacturing specifications on each of the components, and their combination, allow accurate and reproducible control of measures of quality and in-vitro performance. these product variables in combination with patient variables, including co-ordination skill during inhaler use, intrinsic lung biology, disease and consequent pulmonary function, contribute to drug safety and efficacy outcomes. due to the complexity of pulmonary drug delivery, predicting biological outcomes from first principles has been challenging. ongoing research appears to offer new insights that may allow accurate prediction of drug behavior in the lungs. disruptive innovations were characteristic of research and development in inhaled drug delivery at the end of the last century. although there were relatively few new inhaled products launched in the first decade of the new millennium it was evident that the earlier years of exploration resulted in maturation of commercially successful technologies. a significant increase in new and generic products has occurred in the last decade and technical, regulatory and disease management trends are emerging. some of these developments can trace their origins to earlier periods of creativity in the field while others are a reflection of advances in other areas of basic and computer sciences and engineering. select biological and technical advances are highlighted with reflections on the potential to impact future clinical and regulatory considerations. high quality, pharmacologically mechanistic targeted inhaled therapy has become the primary strategy for pulmonary disease management over the last seventy years. these modern therapies can, in many cases, trace their origins to the earliest records of anecdotal use of inhaled natural products in india and china [1] . the last decade has been characterized by the innovative technologies of the previous quarter century maturing into commercial products or being fine-tuned to meet development, quality, safety or efficacy needs. as this evolution of inhaled medicines has occurred the opportunity space has been filled leaving little to explore in the context of conventional pulmonary disease targets. a disruptive technological approach will likely come from the demands of as yet unmet medical need. in this regard, rare and infectious lung diseases are receiving considerable attention and the field of systemic drug targeting through pulmonary drug delivery remains in its infancy. figure 1 summarizes the requirements of matching the therapeutic agent to the desired treatment outcome while considering the overall host system barriers (deposition and clearance mechanisms) and target (receptor or pathogen) biology guiding selection or development of a suitable drug delivery technology. the therapy, biology and technology each introduce complex variables that must be taken into account to optimize efficacy and safety. the nature of the therapeutic agent (small molecule, nucleic acid or other biological) imposes specific limits on formulation and device based on stability and performance considerations. specialized formulation technologies may be required to modulate the physico-chemical behavior and biological disposition of the therapeutic agent. device technology is generally protecting lung integrity during an overwhelming immune response might play in reducing mortality [6, 7] . understanding response to infection and the role of co-morbidities may give greater insight into the role of the pulmonary immune system in both protection from, and exacerbation of lung damage. this will have significant implication for future efforts in vaccine and immunomodulator delivery [8] . the intent of this review is not to describe comprehensively inhaled dosage forms. thorough reviews of this nature, some of which are referenced below, are available in the literature. indeed, the author has recently edited two volumes on this topic [9, 10] . the perspective taken below is to highlight key developments and speculate on directions that may drive future advances in inhaled drug delivery. this approach is intended to complement the existing literature. inhaler design has seen little change in the last decade but some features have resulted in improvements that offer new opportunities for disease treatment. the most significant improvement in nebulizer technology was the development of vibrating mesh systems [11] . the most prominent of these are the eflow (pari) and ineb (philips) [12, 13] . while the technologies themselves were developed over several decades the applications seem to be increasing the range from very small (individual micrograms, treprostinil, iloprost) to large (hundreds of milligrams, tobramycin) doses of drug delivered [14, 15}. in addition, a unique opportunity has been explored of evaporating vibrating mesh nebulizer output to create an aerosol that can be introduced through a nasal cannula. this j o u r n a l p r e -p r o o f aerosol increases peripheral lung deposition though the use of excipients that are subject to hygroscopic growth [16] . dry powder inhaler technology has three major components, the formulation, the metering system and the aerosol dispersion features [17] . all commercially available inhalers are actuated passively in response to the patients' inspiratory flow. regulatory approval and commercialization of advair  /seretide  (glaxosmithkline) was one of the most significant developments at the beginning of the millennium [18, 19] . the combination salmeterol xinafoate/fluticasone dipropionate product was the first dry powder product for maintenance therapy of asthma, notably containing a long-acting  2 -agonist, unlike earlier combination products. subsequently, this product was also approved for the treatment of chronic obstructive pulmonary disease. the complexity of the drug-lactose blend and diskus  inhaler was challenging to manufacture and in the interval since approval has proven difficult to reproduce rapidly as a generic product [20] . despite these challenges mylan received us fda approval for its generic salmeterol xinafoate/fluticasone dipropionate in 2019. the combination of two drugs in a single powder was both an exciting new therapeutic development and a formidable test of quality and performance controls. in this context, one of the most significant advances of the last decade was the approval of ellipta  devices that are capable of delivering two drugs independently from two separate blister strips, thereby avoiding the arduous task of ensuring combination drug stability and optimizing performance of two drugs from a single formulation [21, 22] . as will be discussed in the next section the difficulty of dispersing micronized dry powders has been recognized since modern dpis were developed in the 1960s and 1970s [1, 23] . often tortuous paths and baffles have been inserted in dpis to help de-agglomerate drug but historically this was not possible without the presence of lactose in the formulation [24] . the challenge has been to generate sufficient energy on the inspiratory flow of the patient to disperse micronized particles alone. the use of a cyclone classifier as part of a passive inhaler design has allowed a device driven approach to disperse micronized particles [25] . this has opened the possibility for relatively high dose delivery of antimicrobials, as required for the treatment of infectious diseases. figure 2b show the cyclops device [25] . the powder is drawn from a metering blister built into the device through a cyclone classifier such that only respirable particle can pass into the airstream to the patient. this is a simple disposable inhaler, approximately the size of a credit card, resulting in ease of storage and transport of bulk product and offering a discreet form factor for patient convenience. [26] . these are important to the products they serve but they do not change the overall operating principles of the device. perhaps the most substantial new developments in pmdi technology is the addition of counters and exploration of electronic patient data recording systems that may ultimately lead to major steps forward in personalized medicine [27] . it should be noted that as the vigorous debate on climate change and global warming agents begins to focus on limiting their use another transition may be required from existing hfa propellants to alternatives with lower global warming potential. if history repeats itself this will support another period of innovation. the preparation of formulations for inhalation is constrained by the device employed for drug delivery. nebulizers and soft mist sprays employ solutions or suspensions in an aqueous medium. dry powders inhalers contain formulations of solid drug with excipients that enhance performance. metered dose inhalers employ solutions or suspensions in a non-aqueous medium. nebulizer solutions and suspensions use limited formulation additives. however, recently the use of liposomes to aid in drug preparation and delivery and to aid in targeting of macrophages has advanced formulation options [28, 29] .the use of ethanol in the solutions delivered from the respimat™ soft mist inhaler, e.g. tiotropium (spiriva®, boehringer ingelheim) enhances the solubilization properties of the medium and facilitates a hand held aqueous based system with accurate and reproducible performance in delivering very low doses (<10 µg) on a single breath analogous to a metered dose inhaler [30, 31] . dry powder inhaler products began their modern development with a characteristic respirable drug particle blend in lactose that allowed delivery of small drug doses (<1mg) from j o u r n a l p r e -p r o o f large total powder masses (<25mg) [24] . these lactose blends were employed due to the large forces of interaction that typified micronized powders and prevented their accurate metering and reproducible dispersion [32] . many highly successful products have been manufactured that conform to this general description. a breakthrough occurred in the late 1990s when it was observed that low density particles prepared by spray drying exhibited low forces of interaction and were easily dispersible [33] . since these particles could be manufactured with the presence of small quantities of excipient it was possible to deliver large drug doses. figure 3a illustrates the low density, collapsed hollow sphere appearance of the early low-density particles [34, 35] . figure 3b shows the whiffle ball appearance of pulmosphere™ tobramycin in the tobi  podhaler  product (novartis) [36] . this low-density morphology allows the delivery of 112mg of drug (4 capsules, 28mg/capsule) increasing the previous limit on dry powder drug delivery by 2 orders of magnitude. however, a formulation conundrum was exposed with this major advance in dry powder drug delivery. in order to deliver a large mass of low-density powder, large volumes are required. hence the need for 4 capsules in the tobramycin product. this may be acceptable for certain severe disorders but increasing the number of actuations/breaths required to deliver the dose increases the possibility of lack of patient adherence to the therapy. recently, it was observed that micronized particles may be prepared in a manner that forms aggregates that mimic low density particles and may, therefore, exhibit reduced interparticulate forces sufficient to allow their dispersion [37] .this represents a compromise between low volume and low density that allows for accurate and reproducible dispersion in a minimum number of actuations/breaths that would pose less of a challenge to patient adherence. figure 3c shows a stable aggregate of micronized particles of clofazimine with j o u r n a l p r e -p r o o f sufficient interstitial space to provide the agglomerate low-density performance and ease of dispersion characteristics. metered dose inhalers have had a standard composition for decades, namely canister, propellant formulation, valve and actuator [23] . there have been advances in each of these most significantly the shift from chlorofluorocarbon propellants to hydrofluoroalkanes [38] . the latter required considerable reformulation efforts but the transition is now complete. the new hfa formulations have lower velocities and smaller droplets that maximize lung deposition while minimizing oropharyngeal deposition [39] . as the reformulation effort was occurring it j o u r n a l p r e -p r o o f became evident that the excipient options were even more limited than had been the case with cfcs. in a recent development, knowledge gained from dry powder formulation has been transferred to metered dose inhalers. the addition of low-density lipid particles to hfa as a dispersant for micronized drug has allowed for a range of new metered dose inhaler products to come to market [40] . the environmental concern over ozone depletion that was the cause of the cfc to hfa transition has been superseded by concern over global warming potential [41, 42] . unfortunately, hfas have significant global warming potential. as a consequence, the search for new propellants is underway that will extend the future of metered dose inhalers in the event of new environmental regulation on global warming [42] . figure 4 depicts two important characteristics of disease management using inhalers. on the xaxis the dose that has been delivered from different inhalers, depicted on the left, and the number of breaths required to inhale the dose of drug, shown on the right. while there are differences in the performance of these inhalers with respect to aerodynamic particle size distribution, the parameter governing lung delivery, for the purposes of this discussion it is sufficient to assume that all deliver respirable aerosols (<5m) [43] . nebulizers have long been known to be capable delivering large doses, >100mg. the introduction of vibrating mesh nebulizers allowed for much shorter delivery times on large doses (5-7 mins) and much lower therapeutic doses than historically possible on individual breaths as is the case in the treatment of pulmonary arterial hypertension with treprostinil and iloprost. dry powder inhalers were limited initially by the need for lactose excipient to facilitate the dispersion of micronized drug. however, the advent of low-density particles extended the dose to >100mg while increasing the number of breaths/actuations required to deliver the dose. the range of pmdi dosing has remained fairly constant over several decades. broadening the range of accurate and reproducible dosing is a significant achievement of the last decade. figure 5a depicts schematically the dimensional representation of an alveolus and its blood supply. figure 5b shows a transverse section through this alveolus depicting the proximity of the capillary blood supply to the alveolus and the presence of lumenal alveolar macrophages. these images are frequently depicted as textbook representations. however, figure 5b also points out that the milieu in which these anatomical features exist also contains interstitium and lymphatics, shown as the shaded region. as a consequence, the usual j o u r n a l p r e -p r o o f discussion of disposition of drug in and from the lungs would benefit from an additional level of scrutiny that is rarely considered, disposition within lung tissue not simply from the airways to the vasculature. a number of disease states that might be treated with aerosols are not associated with airways. potent drugs that are given in low doses and penetrate readily though the lung mucosa to the blood supply may be suitable for treating diseases that require systemic delivery. the most recent development in inhaled insulin to treat diabetes is afrezza  (mannkind). this product employs a dry powder formulation including a unique carrier particle composed of the excipient fumaryl diketopiperazine [44] . additionally, loxapine, an antipsychotic for the treatment of schizophrenia, has been delivered from an evaporation condensation device, staccato  , in the adasuve product (alexa) [45, 46] . the delivery of systemically acting agents continues to be a promising area of opportunity for future aerosol products. recent interest in pulmonary arterial hypertension and idiopathic pulmonary fibrosis focuses attention on the transport of drug at the cellular level in the regions of the lungs between airway and blood vessel lumens [3, 4] . residence time of drug at therapeutic concentrations is crucial to the effectiveness of drugs to target the local manifestations of these diseases. when placed in the context of the illustration in figure 5 [47] [48] [49] . the disease manifests as extracellular biofilms associated with bronchiectasis and intracellular disease in lung macrophages [50] . the recent approval of arykace  (liposomal amikacin) for the treatment of non-tuberculous mycobacteria represents a thoughtful approach to matching device, formulation to the needs of the disease. the liposomes are taken up by infected macrophages and penetrate biofilms sufficiently to treat the infection and improve lung function [51] . clofazimine offers a unique potential to intervene in this disease as the drug spontaneously targets macrophages and local delivery as an aerosol obviates systemic side effects arising from other routes of administration [52] . development of new therapies for ntm j o u r n a l p r e -p r o o f treatment capitalizes on the decades of research into development of inhaled therapy for tuberculosis [53] . this brief review of example disease targets and their therapy illustrates the range of dosing that is required and can now be achieved from very low, single microgram, to high, several hundred mg, doses that support efficacious concentrations of drugs at different sites in the lungs not simply the airways. as changes to aerosol products have occurred new guidance from regulatory agencies was necessary to accommodate the needs of industry. in the last ten years many new guidances to industry on generic products have been issued [54] . the initial challenge was substitutable hfa products for the existing cfc products with the first albuterol product being approved in 2003 [55] . subsequently, complex combination products such as the salmeterol xinafoate/fluticasone dipropionate (advair) took longer to consider with the guidance appearing in 2013 [56] . perhaps the most significant event of the last decade was the first revision to the draft guidance (1998) on chemistry manufacturing and controls relating to testing of dry powder and metered dose inhaler products in 2013 [57, 58] . also, the weight of evidence approach advocated by the food and drug administration gives applicants insight into expectations that can be pursued in formal discussions at various stages of development. the demand for an approach to bioequivalence has been a driver of industry activities over the last ten years [59] . two consensus meetings can be noted in this context. the first occurred in 2006 and framed the issues surrounding pharmaceutical and bio-equivalence [60] . more recently, a workshop considered the foundations of an inhaled biopharmaceutical classification system (ibcs) that might be used, as was the original oral bcs is, to guide product development and illuminate regulatory review [61] . these events facilitated discussion of standard methods to assure quality and safety in the context of product performance but they also encompassed efforts to develop predictive approaches that would conform to the philosophy of quality by design. this will continue to be a focus for inhaled drug product development and regulation. new observations in biology may emerge from the evolution of thought over decades of scientific endeavor or from sudden disruptive events that expose new challenges and illuminate underlying mechanisms. two examples can be given, recognizing that many more may be in the literature to illustrate this point. it has recently been observed that the fibroblast cytoskeleton may play a role in asthma. this has implications for the function of muscle function in conducting airways. protein tyrosine phosphorylation has been reported to regulate actin polymerization in smooth muscle contractile stimulation. consequently, the role of protein/threonine phosphorylation in modulating actin dynamics has been investigated with a specific focus of ste20-like kinase (slk), a serine/threonine protein kinase that plays a role in apoptosis, cell cycle, proliferation and migration [62] . the major finding of this study was that slk mediates actin cytoskeleton j o u r n a l p r e -p r o o f reorganization and may facilitate force transmission between contractile units and the extracellular matrix. since bronchoconstriction as a response to airway hyper-reactivity is mediated by muscle tone in asthma this may offer a new target for bronchodilatation. the recent observation that caspase, an important protein in defending from bacterial infection, may become overactive and provoke a damaging inflammatory reaction has implications for allergic asthma therapy [63] . caspase-11 causes cell death which results in the release of cell contents and is a key driver of inflammation in asthma. caspase-4, the human equivalent of caspase-11 has never been implicated in asthma so it is a promising possible target for new drugs to treat this disease. the recent covid-19 pandemic caused by the sars-cov2 virus has one significant and alarming clinical outcome, the rapid progression in susceptible individuals to bilateral interstitial pneumonia [6, 7] . major effort has been expended in preventing deterioration of lung function including, in the extreme, the use of ventilators to support gaseous exchange [64] . however, since understanding of the pathogenesis of disease is increasing, it is evident that being able to ensure the patency of the lungs is a key to survival. the historical precedents of zanamivir (relenza, gsk) and ribavirin to treat influenza and respiratory syncytial virus indicate that lung delivery of therapeutics has merit for respiratory viral infections [65] [66] [67] . however, to prevent the manifestations of disease seen in covid-19 early intervention with agents that prevent viral uptake and/or replication and can target affected areas of the lung in therapeutic concentrations is desirable. examples would include aerosol delivery of antibodies, antisense oligonucleotides or antivirals, such as remdesivir [68, 69] . in addition, the observation that in countries where bacille calmette guerin (bcg, attenuated mycobacterium bovis) immunization j o u r n a l p r e -p r o o f for tuberculosis is conducted the population has a lower incidence of covid-19 mortality raises the potential for a directed vaccine strategy [70] . further research is required to address some of the inconsistencies in this initial observation. however, if evidence based on rigorous interrogation of the data supports any protective effect conferred by bcg, it should be noted that mycobacterial antigens delivered as aerosols induce a systemic and lung mucosal immune response. [71] [72] [73] . moreover, work continues on the pharmaceutical properties of inhaled bcg vaccine [74] and a recombinant viral vector approach is also under development for antigen 85a, a mycobacterial secreted subunit protein [75] . raising these speculative opportunities for potential clinical intervention simply highlights new biological challenges posed by our evolving understanding of the pathophysiology of disease. the disease biology will drive both new therapeutic agent development and the technological needs to address them. as the potential disease applications for aerosol therapy expand innovation will necessarily follow. there has been continuous development of novel inhaled medicines for decades. the last ten years has seen a maturation of technologies and some novel excursions to expand the application of inhalation technology to more effectively treat pulmonary diseases. there have been developments in each of the major categories of inhaler that have enabled a wider range of doses and improved the accuracy and precision of dosing from which it can be inferred that quality has improved. the safe and efficacious new products improve management of pulmonary diseases for which aerosols have long been used, such as asthma and more recently illustrations, not to scale, of (a) ellipta  dual blister strip mechanism to allow independent drug delivery in combination products and (b) cyclops micronized drug particle high dose delivery device* showing the cyclone classifier dispersion mechanism. *courtesy of dr. anne de boer. pulmonary drug delivery: an historical overview in controlled pulmonary drug delivery targeting inhaled therapy beyond the lungs updated clinical classification of pulmonary hypertension idiopathic pulmonary fibrosis acute lung injury: epidemiology, pathogenesis and treatment severe acute respiratory syndrome corona virus 2 (sars-cov-2) and coronavirus disease-2019 (covid-19): the epidemic and the challenge radiological findings from 81 patients with covid-19 pneumonia in wuhan, china: a descriptive study mucosal immunization via the respiratory tract inhalation aerosols, physical and biological basis for therapy mesh nebulizers have become the first choice for new nebulized pharmaceutical drug developments lung deposition of inhaled tobramycin with eflow/lc plus nebulizer in healthy and cystic fibrosis patients pharmacokinetics and safety of tobramycin administered by the pari eflow rapid nebulizer in cystic fibrosis the potential for inhaled treprostinil in the treatement of pulmonary arterial hypertension inhaled iloprost for the treatment of pulmonary hypertenstion high-efficiency generation and delivery of aerosols through a nasal cannula during non-invasive ventilation dry powder inhalation: past present and future the diskus tm : a review of its positioning among dry powder inhaler devices advair combination treatment with fluticasone propionate/salmeterol in the treatment of asthma between batch pharmacokinetic variability inflates type i error rate in conventional bioequivalence trials: a raondomized advair diskus clinical trial the ellipta dry powder inhaler: design, functionaility, in vitro dosing performance and critical task compliance by patients and caregivers assessment of the bioequivalence of two dpis containing fluticasone and salmeterol, in patients with controlled or partly controlled asthma the history of therapeutic aerosols: a chronological review dry powder inhaler formulation the cyclops for pulmonary delivery of aminoglycosides; a new member of the twincer family advances in metered dose inhaler technology: formulation development advances in metered dose inhaler technology: hardware development amikacin liposome inhalation suspension (alis) penetrates non-tuberculous mycobacterial biofilms and enhances amikacin uptake into macrophages development of liposomal ciprofloxacin to treat lung infections the respimat softmist inhaler: implications of drug delivery characteristics for patients soft mist inhalers in pharmaceutical inhalation aerosol technology, third edition fundamentals of dry powder inhaler technology, in particles and nanoparticles in pharmaceutical products, hg merkus large porous particles for pulmonary drug delivery fundamental effects of particle morphology on lung delivery: predictions of stokes' law and the particular relevance to dry powder inhaler formulation and development density and shape factor terms in stokes' equation for aerodynamic behavior of aerosols development of an inhaled dry powder formulation of tobramycin using pulmonsphere tm technology excipient-free pulmonary delivery and macrophage targeting of clofazimine via air jet micronization transition to cfc free metered dose inhalers -into the new millennium the evolution of pressurized metered dose inhalers co-suspension delivery technology in pressurized metered dose inhalers for multi-drug dosing in the treatment of respiratory diseases environmental impacts of healthcare and pharmaceutical products: influence of produc design and consumer behavior environmental impact of inhalers for respiratory diseases: decreasing the carbon footprint while preserving patient-tailored treatment preclinical and clinical considerations in "inhaled pharmaceutical product development perspectives technosphere insulin: defining the role of technosphere particles at the cellular level loxapine inhalation powder (adasuve), pharmacy and therapeutics in vitro aerosol characterization of staccato loxapine lady windermere syndrome inhaled antibiotics for mycobacterial lung disease non-tuberculous mycobacteria an underappreciated cause of geriatric lung disease general overview on non-tuberculous mycobacteria, biofilms and human infection targeting liposomal drug delivery to monocytes and macrophages clorazimine inhalation suspension for the aerosol treatment of pulmonary non-tuberculous mycobacterial infections drug delivery systems for tuberculosis prevention and treatment regulatory strategy in "inhaled pharmaceutical product development perspectives us food and drug administration (2013) guidance, fluticasone dipropionate and salmeterol xinafoate guidance metered dose inhaler and dry powder inhaler guidance metered dose inhaler and dry powder inhaler guidance. revision bioequivalence of inhaled drugs: fundamentals, challenges and perspectives demonstrating bioequivalence of locally acting orally inhaled drug products (oips): workshop summary report scope and relevance of a pulmonary biopharmaceutical classification system aaps/fda/usp workshop march 16-17th ste20-like kinase-mediated control of actin polymerization is a new mechanism for thin filament associated regulation of airway smooth muscle contraction use of non-invasive ventilation for patients with covid-19: a cause for concern? direct measurement of the anti-influenza agent zanamivir in the respiratory tract following inhalation oral versus inhaled ribavirin therapy for respiratory syncytial virus infection after lung transplantation a novel inhaled dry powder formulation of ribavirin allows for efficient lung delivery in healthy participants and those with chronic obstructive pulmonary disease in phase i study emerging drugs for respiratory syncytial virus infection compassionate use of remdesivir for patients with severe covid-19 is global bcg vaccination coverage relevant to the progression of sars-cov2 pandemic? med hypothesis immunization by a bacterial aerosol pulmonary immunization using antigen 85-b polymeric microparticles to boost tuberculosis immunity pulmonary vaccine delivery design and optimization of a temperature stable dry powder bcg vaccine alternate aerosol and systemic immunization with a recombinant viral vector for tuberculosis mva85a: a phase i randomized controlled trial key: cord-288026-vcp8o5xn authors: destefano, vincent; khan, salaar; tabada, alonzo title: applications of pla in modern medicine date: 2020-09-06 journal: nan doi: 10.1016/j.engreg.2020.08.002 sha: doc_id: 288026 cord_uid: vcp8o5xn polylactic acid (pla) is a versatile biopolymer. pla is synthesized with ease from abundant renewable resources and is biodegradable. pla has shown promise as a biomaterial in a plethora of healthcare applications such as tissue engineering or regenerative medicine, cardiovascular implants, dental niches, drug carriers, orthopedic interventions, cancer therapy, skin and tendon healing, and lastly medical tools / equipment. pla has demonstrated instrumental importance as a three-dimensionally (3d) printable biopolymer, which has further been bolstered by its role during the coronavirus disease of 2019 (covid-19) global pandemic. as an abundant filament, pla has created desperately needed personal protective equipment (ppe) and ventilator modifications. as polymer chemistry continues to advance, so too will the applications and continued efficacy of pla-based modalities. mechanical properties of pla may vary given the molecular weight of the polymer and degree of crystallinity. 4 mechanical properties are also governed by the stereochemical configuration of the molecular structures of the pla backbone. given that lactide monomers are chiral, mechanical properties can be manipulated through the polymerization of d-lactide, llactide, d, l-lactide or meso-lactide. the molecular weight may also be changed through the addition of functional groups to the backbone. these functional groups may include the addition of hydroxyl species, lactic acid, and water. 5 as a result, the user may modify the configurations of the pla polymer backbone so as to achieve the desired properties. improved mechanical properties of pla can be achieved with semi-crystalline pla over an amorphous assembly of the polymer. semi-crystalline pla exhibits the following properties: approximate tensile modulus of 3 gpa, approximate tensile strength 50-70 mpa, flexural modulus of 5 gpa, and flexural strength of 100 mpa. pla is an advantageous biopolymer with relatively high strength and high modulus. further properties are presented in table 1 . pla exhibits a proportional increase in tensile modulus and molecular weight. with an average molar mass increase from 50 to 100 kda, the tensile modulus increases by a factor of 2 7 . 6 however, pla in engineering applications may have mechanical limitations. pla has poor toughness resulting in a quite brittle material displaying less than 10% elongation prior to breakage. 7 given these toughness metrics, pla toughness may result in failure at high-stress levels inducing plastic deformation. this may limit the orthopedic use of pla in fixation plates and screws. pla embodies the physical characteristics and processability of a thermoplastic. thermoplastic polymers may be heated or reheated and cooled to alter for the desired morphology. in contrast, a thermoset polymer has increased heat resistance and is irreversibly set upon hardening. pla is a semi-crystalline polymer that exhibits a glass transition temperature (t g ) of 55℃ and has a melting point (t m ) at 165℃. both t g and t m are vital in describing pla's physical parameters such as density, rheology, and heat capacity. molecular weight, primary structure, optical characterization, as well as crystallinity are critical to pla's physical properties. 3 pla's physical properties are summarized in table 2. the widespread usage of pla can be attributed to its versatility. mechanical properties of pla could potentially be tuned in several methods. polymer crystallinity defines physical properties such as hardness, modulus, tensile strength, stiffness, and the melting point. semicrystalline pla, specifically, may be modified through plastic additives, which can reduce t g , t m , and overall crystallinity. semi-crystallinity of the polymer is usually characterized by the percent weight per volume of poly(l-lactic acid) (plla) in the sample: a 90% w/v of plla is deemed semicrystalline. 8 lower values result in an amorphous polymer. pla may also be blended with other polymers, including, but not limited to, polyethylene, polypropylene, chitosan, polystyrene, polyethylene terephthalate, and polycarbonates. blending with pla-based stereocomplexed polymers, such as plla and plda, has demonstrated improved thermal stability and decelerated degradation rate. as a polymer, pla can also be altered structurally through branches, leading to the formation of, for examples, grafted and cross-linked polymers. copolymerization with glycolic acid is a frequently used method known to yield favorable material properties. the hydrophilicity of pla can be particularly enhanced through copolymerization with polyethylene glycol (peg). 8 pla maleation has proven to be an effective method to modify the properties of pla/ poly(ε-caprolactone) (pcl) immiscible blends. peroxide compounds may be added to pla/pcl to induce chemical interfacial cross-links, which in turn improve blend component compatibilities. 9 shin et al. utilized the compatibilizing agent, glycidyl methacrylate (gma), such that gma acted as a monomeric compatibilizer and a reactive agent interfacing pla and pcl phases. 10 interfacial adhesion was also improved by the addition of pla-g-ma to blends of pla and starch improving the compatibility of blend constituents. 10 these additions are conducted through the addition of carbon nanotubes, ceramic nanoparticles, natural fibers, and cellulose. manufacturing techniques may take advantage of the strong interactions between pdla and plla blocks, which result from the formation of stereocomplex crystallization as well as improved mechanical properties and thermal stability. moreover, slower degradation rates, which can be essential in drug delivery applications, may be achieved. modulation in the synthesis of plla and pdla blocks may aid in the production of hydrogels, nanoparticles, and micelles. the following physical properties must be considered for tuning pla biodegradability. polymer degradation rate will increase with an increasingly hydrophilic material, and thus, plla has a slower degradation rate than poly(d,l-lactic acid) (pdlla) due to crystalline regions. the geometry of an implantable or pla derived device will affect the biodegradation rate as it will directly relate to the surface area present to the solution of the bulk material. degradation rate will further decrease with an increase in molecular weight, which in turn implies a lower concentration of carboxyl end groups. semicrystalline pla is less susceptible to degradation than amorphous configurations as crystalline pla is less subject to hydrolysis. the hydrolysis rate can be increased with the addition of acidic compounds. basic molecules may neutralize carboxyl end groups and enhance degradation through base catalysis. plasticizers increase water diffusion increasing the degradation rate. sterilization is of particular importance for pla manufactured for implantation and can be accomplished through beta or gamma irradiation techniques. these irradiation techniques result in reactions such as chain scission or cyclization, lowering the molecular weight and thereby increasing the degradation rate. it must be considered that bulk pla fabricated through extrusion, injection molding, or other processing techniques may decrease the molecular weight and thus enhance degradation. 8 degradation rate is a major property of pla as the kinetics of its breakdown dictate its performance in a variety of applications. first and foremost, it is important to mention that pla possesses the ability to degrade naturally in situ, which benefits medical operations for several reasons, such as the reduction of surgical interventions. prolonged degradation could also be achieved for the purpose of controlled drug release. degradation rate is dependent upon a number of factors: polymer composition, ph, device geometry, molecular weight, crystallinity, addition of drugs and/or additives, sterilization, mechanical stress, and fabrication processing. 8 pla solubility affects manufacturing and processing characteristics. pla is noted to be soluble in dioxane, acetonitrile, chloroform, methylene chloride, 1,1,2-trichloroethan, and dichloroacetic acid. pla exhibits partial solubility when heated to boiling temperatures in ethylbenzene, toluene, acetone, and tetrahydrofuran. pla is not soluble in water, alcohols, ethyl acetate, or linear hydrocarbons. 8 oksman et al. reported utilizing cellulose whiskers to modulate pla properties. microcrystalline cellulose (mcc) and pla were used to develop novel nanostructured composites through compound extrusion. mcc treated with n,n-dimethylacetamide in combination with lithium chloride aided in the swelling of mcc and separation of cellulose whiskers. these suspended cellulose whiskers were injected into the pla melt during the extrusion process. peg was utilized as a processing aid. this material combination demonstrated an 800% increase in elongation to break. oksman et al. noted future studies will investigate process optimization to avoid thermal degradation of the composite. 11 pla processing may result in a group of polymers, which include homopolymers plla and poly(d-lactic acid) (pdla), which are synthesized from mixtures of pure l-or d-lactic acid. the copolymer pdlla will result in a racemic mixture. predictably this varying stereochemistry impacts material properties where plla and pdla are generally semicrystalline, while the copolymer pdlla is generally amorphous. polymer crystallinity modulates mechanical properties such as hardness, tensile strength, stiffness, and melting points. 8 the constituent monomer of pla is the optically active molecule, lactic acid (ch 3 -chohcooh). pla can be found in two chiral configurations, l-lactic acid and d-lactic acid. stereoisomers provide variation in pla types. pla is a degradable substance, whereby breakdown occurs through hydrolysis of the polymer chain. the rate of hydrolysis is dependent upon molecular weight, crystallinity, morphology, and rate of water diffusion. the mechanism of pla autocatalysis is propagated by terminal carboxylic acid groups. due to its relatively slow degradation rate, pla can remain in vivo for typically 3-5 years. degradation rate may be accelerated with increased temperature as well as with heightened acidity. molecular weight is also reported to influence pla degradation. 7 proteins and cells exhibit limited surface interaction with pla given its hydrophobicity. this may reduce the potential of pla scaffolds to promote cell ingress. pla's hydrophobic nature may also instigate an inflammatory response of local tissue. 12 moreover, given its relatively inert chemical nature, side-chain additions, bulk modifications, and surface manipulations are difficult to achieve. the synthesis of pla occurs through the polymerization of lactide monomers. the lactide stock is obtained through bacterial fermentation of a renewable source such as corn starches, sugarcane, or beet sugar. synthesis procedures can entail direct oligomer polycondensation, solid-state polycondensation, or simply by addition polymerization of the primary chain, which yields low molecular weight intermediates that can later be processed to obtain pla. 10 direct polymerization may be carried out through azeotropic dehydration polycondensation or enzymatic polymerization. these processes facilitate the direct production of pla from lactide monomers. ring-opening polymerization techniques are commonly used to create pla from low molecular weight pre-polymer, followed by depolymerization resulting in a lactide molecule. the site of ring-opening results in the formation of pla. 11 the polymerization of pla facilitated through ring-opening yields higher molecular weight products. this synthesis procedure requires high purity lactide and heavy metal catalysts which increase the cost of production. the company mitsui toatsu chemicals creates pla in industrial quantities utilizing azeotropic dehydration, reacting 90% l-lactic acid and tin catalysts. these reactants are added to an organic solvent in a distilling reactor. high heat reactions require the use of an organic solvent with a high boiling point. this process is carried out for 2 hrs at 140°c, vaporizing water. a 3å molecular sieve allows for the reuse of the distilled solvent. water levels diminish to 3 ppm as polymerization occurs for 20-40 hours at 130°c. the final product has a molecular weight of 3⨉10 5 kda. the pla end product can be used for injection molding, film extrusion and forming, blow molding, thermoforming, and fiber spinning. the resulting pla is superior for thermal processing over its counterparts, poly-hydroxyl-alkanoate (pha), peg, and pcl. 13 pla crystallinity may vary upon manufacturing processes. the polymer is generally an amorphous thermoplastic. amorphous molecular geometry is a result of pla chains with variable cross-linkages. consequently, it is optimal to synthesize pla as a copolymer of both the l and d stereoisomer configurations. the l configuration of plla accounts for the majority of crystalline properties. pla is entirely amorphic when the polymer has greater than 10% of the d stereoisomer configuration (pdla) by weight. 14 despite pla's relatively low crystallinity, homopolymer pdla and plla structures constitute a variety of crystal types. pla can be configured in an ɑ-crystalline structure (the most common configuration) which is composed of an ortho, pseudo-orthorhombic arrangement, existing in 3(10) helical form of pla chains. while a variety of forms can be generated above 100℃ (ɑ-crystalline structure included), only the ɑform can be synthesized at temperatures below 100℃. an alternative molecular framework exists in ɑ'-crystallinity which is fabricated at 100-120℃. the ɑ'-crystalline structure has comparable molecular geometry to the ɑ-crystalline form, however, the defining contrast being ɑ'-crystallinity exists in looser packing of crystal fibers. 14 as a result, ɑ'-crystallinity displays decreased modulus, as well as barrier properties. differential scanning calorimetry (dsc) conducted on pla samples revealed that the ɑ'-crystallinity structure displays a brief exotherm just prior to the melting peak. this exothermic behavior preceding melting indicates a conformational change from ɑ'-crystallinity structure to ɑ-form. additionally, ß-crystalline molecular structures have been fabricated in a comparable methodology to hot-drawing, which elongates the material while exposed to high temperatures. ß -form structures are unique in that they have a 3(1) helical configuration which permits trigonal molecular arrangements. ßstructures have diminished molecular stability in comparison to their ɑ-form counterparts, indicated by a 10℃ depression in melting point temperature. the ß -form unit cell composition preserves density, however, there is a substantial reduction in unit cell volume from 1.92 g/cm 3 to 0.84 g/cm 3 . given the unit cell volume changes between ɑ-form and ß -molecular structures, new steric relationships may be introduced that yield less thermodynamically stable products. pla plays a pivotal role in fulfilling various tissue engineering and regenerative medicine treatment strategies. one example is its capability to foster hard tissue regrowth in bone grafting procedures. the approach of current technologies focuses on the integration of tissue-engineered bone with native bone. the synthesized material is reported to encourage osteogenesis and angiogenesis with the neighboring tissues. however, several publications agree that the material utilized in these modalities suffer from a lack of physiological function. 15 complications arise largely from a broad array of biological factors that must be considered before implantation of the biomaterial. for instance, scaffolds are intended to induce cell processes, including, but not limited to, migration, delivery, proliferation, and differentiation. concurrently, the material has to demonstrate an ability to integrate with the surrounding environment. moreover, optimal performance is achieved when it can withstand immune responses and circumvent degradation into deleterious by-products. 15 pla combined with hydroxyapatite (ha) has shown promise in this field. ha can independently stimulate osteogenesis through activation of osteoblasts and pre-osteoblastic cells. 16, 17 ha is normally blended with macro-materials as micro-or nano-sized crystals. a composite of pla and ha affects the unique properties of each substance. pla is already known to influence the physical and mechanical characteristics of ha, and, concomitantly, ha can enhance the flexural strength of pla. previous studies have explored the applications of pla/ha blends. hatano et al., for example, evaluated the mechanical nature of a pla/ha composite. the material was synthesized in accordance with an affordable, user-friendly hotpressing technique. results suggested a pla/ha blend that was 80% ha by weight possessed an elastic modulus comparable to the value seen in human cortical bone -roughly 10 gpa. nonetheless, unpredicted shortcomings were experienced and documented. increasing the concentration of ha above 80%, however, undermined the inherent structural parameters. 18 one potential explanation may be due to the dearth of pla polymers that ha crystals may aggregate or bind to. additionally, the blend portrayed very poor structural integrity and mechanical function under in vitro stresses. pla/ha blends were subjected to solutions that emulated physiological ph and isotonic salt content, which consequently reduced measurements. hatano et al. conjectured ph and salt triggered the blends to dissolve, providing more mobility, thus, less fixation on the polymer, for ha crystals. 18 it is worth mentioning that this study did not perform in vivo experimentation, which leaves the impact of osteoblasts, osteoclasts, and other cells on the material unaddressed. pla offers excellent bioresorption capabilities which allows the polymer to integrate with host cells and tissues. this feature is particularly useful for bone grafting. as a result of the defects associated with pla-based bone substitutes, efforts have shifted to tailor pla properties for regenerative therapies. indeed, the current paradigm focuses on the design of tissueengineered bone in lieu of a complete artificial replacement. findings in this regard have given way to optimism. pla loaded with high molecular weight ha particles accelerates osteoblast development from precursor cells. several other effects of ha on the interaction of pla with cells have been reported. for example, russias et al. investigated changes in the physical properties of pla generated by ha insertion. 17 pla was combined with ha through a highvelocity stream containing micro-ha-particles. this methodology led to a homogenous distribution of ha across the pla surface. data indicated a 5-fold increase in surface roughness of pla/ha composites compared to pla. in addition, a 21% reduction in the water contact angle was observed. 17 these modifications are interpreted as of high importance as they enhance protein adsorption and interaction with the extracellular environment. improved wettability leads to greater hydrophilicity, giving way to the aforementioned advantages. moreover, the rough topography demonstrated greater pre-osteoblast proliferation and differentiation. the authors mentioned this phenomenon most likely occurred from heightened integrin bindings between native cells and the biomaterial. most of all, russias et al. showed a viable method of fabrication that increases osteoblastic activity, while decreasing osteoclastic-related breakdown -two qualities favorable for bone growth. 17 the capabilities of pla can be further explained through their utility in forming new bone. 19 specifically, scaffolds of pla may reach this outcome from the assistance of glass such as calcium phosphate glass. calcium phosphate glass has a chemical composition capable of alteration, which enables the rate of degradation to be tailored to that of bone. further features include being highly biocompatible due to low cytotoxicity. 19 pla/calcium phosphate glass scaffolds have been manifested through the following procedure. 19 the foam formation process may be used to create these scaffolds. this process entails the insertion of the glass into a pla solution to enable the union of these two components. as a result, calcium phosphate glass can be developed in a homogeneous fashion. additionally, the pla/calcium phosphate glass provides the desired mechanical strength as well as the appropriate interaction for the cells and the material ( figure 2 ). 19 16 scaffolds may be improved through the modulation of the following characteristics: porosity, mechanical strength, and bioactivity. the pla/calcium phosphate composite was biocompatible in that it effectively integrated with host tissues. 19 pla controls demonstrated poor cell adherence. the depth and diameter of porous interconnected veins, in the pla/calcium phosphate composites, encouraged the ingress and proliferation of osteoblasts. these composites demonstrated superior angiogenesis and nutrient sequestration when compared to unmodified pla. upon addition of bioglass to the pla composite, there was a 4% increase in porosity from 93% to 97%. 19 compressive yield testing revealed that pla/calcium phosphate composite demonstrated superior properties compared to the pla control. the test resulted in 120 mpa for glass infused composite compared to 74.5 mpa for the pla foam. this 61% increase represented a successful transfer of the desired calcium phosphate glass traits. the composite also exhibited a higher level of resistance to failure, as well as an increase in compressive modulus, which may be attributed to the glass's ample adhesion. the pla/calcium phosphate composite was able to achieve a value of 20.2 mpa, whereas the pla control presented 17.5 mpa. 19 pla tissue engineering scaffolds may also be used to regenerate epithelial cells. polyglycolic acid (pga)/pla blends have drawn interest in the treatment of short bowel syndrome. 20 in this disease state, the jejunal-ileal length is truncated by an average of 33% and may result in nutrient deficiencies. the efficacy of tissue grown in this manner may be tested through electrophysiology and histology. pla coating of pga sheets can be treated to experimental stents. these stents were placed into cardiovascular disease rat models, whereby success was observed through type i collagen integration of 28 of the 61 total scaffolds. the organoid units themselves were made of a core of mesenchymal stromal cells surrounded by an epithelium. 20 results indicated 47 out of 61 scaffolds contained notable cyst dimensions, 26 of which were coated with collagen. 20 authors proposed that these outcomes may be related to the immunogenicity and high permeability of collagen type i. 21 electrophysiological testing indicated active ion-transport of scaffold grown mucosal cells, and comparable epithelium barrier strength. histological evaluation is demonstrated in figure 3 . crypt presence and adequate epithelial morphology suggest the potential future utility of pga/pla scaffolds for epithelial regrowth. 20 novel forms of pla-based scaffolds, intended for vasculature, have also been researched due to their tunable bioresorption. plga has been successful in experimental cardiac patches. 22 these patches are capable of anisotropic electrophysiological functions of native tissue and may provide relief in conditions such as myocardial infarctions. 23 electrospun pla/chitosan copolymers have demonstrated promise in fostering the growth of cardiomyocytes. efficacy was demonstrated through phenotypically appropriate cell elongation, as well as the presence of troponin i and sarcomeric ⍺-actin. 24 patients suffering from coronary artery disease may require bypass surgery which requires an autograft of saphenous arteries or veins. 25 moreover, autografts impose risks of patient infection and donor site pain. cardiovascular implant failure may result in restenosis 10 years post-operation. as a result, these obstacles provide for an opportunity to create a novel treatment, or improved implant to mitigate current shortcomings. 25 synthetic pla grafts can provide appropriate mechanical support and offer versatile biodegradable qualities favorable for healing periods. 25 the degradation of pla endothelial grafts resulted in 0.77% mass loss after 25 days and 1.93% loss after 50 days of in vitro testing. pla grafts maintain mechanical support despite gradual resorption, thus enabling appropriate cell growth. 25 endothelial cell viability was observed when exposed to pla extract, further confirming pla meets biocompatibility requirements for arterial grafting. 25 additionally, pla facilitated the growth of human adipose stem cell monolayers. through mtt analysis, significant variability in pla cellular viability was not found. 25 with the evolution of pathologies and antibiotic-resistant bacteria, the need for new pharmaceuticals is as dire as ever. drug discovery, however, has not progressed mainly due to the abundance of failed clinical trials. 26 as a result, researchers are more inclined to explore delivery strategies that enhance drug efficiencies rather than create novel medications. 26 the performance of a drug is principally dictated by the physiological responses of the body following administration. 27 once in the body, the drug must overcome metabolic and immune processes. 28 these challenges have led to the design of novel drug carrier systems that transport pharmaceuticals through biological barriers. drug delivery systems usually consist of a biodegradable polymer loaded with therapeutic agents. 29 pla boasts several advantages that have led to the design of effective drug delivery strategies. one of the primary attributes that make pla favorable for drug carriers is its biodegradability. pla can dissolve readily in extracellular environments. 30 in addition to this capability, the degradation rate may be modulated to yield a desired effect. particularly, for drug carrier systems, the kinetics of this breakdown may be prolonged to sustain a continuous release of medicinal agents. 30 this provides sufficient time for the drug to induce its effect, which is pivotal as this therapeutic strategy could potentially be diminished by metabolic processes. drugs low in molecular weight are of primary concern given their increased likelihood to be filtered from the bloodstream through the hepatic and renal systems. 30 to overcome these challenges, drugs have been loaded onto carriers, which target specific sites in the body. pla has been reported to be an excellent drug delivery material as it can withstand dissolving over an extensive period of time. this quality of pla has been demonstrated in anti-cancer drug compounds. maji et al. evaluated the performance of tamoxifen encapsulated in poly(lactic-coglycolic acid) (plga) nanoparticles. 31 results indicated an enhanced bioavailability compared to non-loaded control samples. 31 in addition, tamoxifen/plga composites were shown to improve the anti-tumor effects of the drug. 31 similar findings were reported by hrkach et al. in a study that observed the delivery capability of docetaxel loaded on pla. 32 data suggested a greater concentration of docetaxel within targeted tumors in comparison to free-docetaxel administration. 32 consequently, the anticancer performance of the drug was improved, leading to reduced tumor growth. while pla shows promise in various cancer treatments, pla is also utilized in a variety of implant procedures. 33 with an adaptable degradation rate, pla can deliver antibiotic agents to sites of implantation. this modality is particularly useful to limit risks of infection post-operation, decreasing the probability of implant failure. 33 pla is a versatile biomaterial that possesses the capability to have its properties modified. as a polymer, pla assumes several structural isomers, each with unique characteristics. 34 additionally, pla molecules can be altered chemically through interactions with adhesive proteins. adsorption of certain proteins determines the cells and tissues the polymer may come into contact with once placed in situ. 35 this property has been beneficial in drug delivery applications. post-intake, physiological responses inevitably dictate the fate of the drug molecules. with pla, pharmaceuticals may target specific cells and avoid biological obstacles. lv et al. demonstrated advanced chemotherapy against drug-resistant leukemia cells using daunorubicin-loaded pla nanoparticles. 36 some leukemia cells secrete agents that stymie anti-cancer drug performance. combined with pla, daunorubicin is able to bypass said inhibitors. 36 moreover, pla aids the transport of medications across membranes and physiological barriers. 30 as a result, intake of the drug in targeted cells is improved. additionally, pla has demonstrated potential in bypassing the blood brain barrier (bbb). 30 diffusion of drug particles across the bbb has been reportedly increased by pla composites. 30 pla is also well known for its positive impacts on drug specificity. although drug particles have an intended medicinal purpose, unforeseen side effects may transpire. this may occur as a consequence of interactions between the drug and non-targeted cells. pla can be coupled with drug particles to curtail the incidence of side effects and improve drug efficiency, which could potentially lead to lesser dosages. a recent study demonstrated increased drug specificity when the particles were loaded onto pla containing magnetite (fe 3 o 4 ). 36 the magnetic pla composite was then subjected to a magnetic field, which improved drug accuracy. 36 the publication conveyed promising findings that may aid in the development of highly specific medications. given the widespread cautions concerning a myriad of drugs, it is vital that this research area continues to be explored. even with the above advantages of pla-based drug delivery systems, the therapeutic efficiency of such strategies can still be improved through manipulation of associated microparticles. zhao et al. demonstrated the potential of this approach using pomegranatestructured composite microspheres composed of ibuprofen-loaded mesoporous silica nanoparticles (msn) inserted into plla microspheres. 29 results suggested drug release rates may be regulated through adjustment of the msn and ibuprofen concentrations. consequently, prolonged drug release using this technique may be fruitful especially for treatments involving long-term therapeutic effects. in another study, zhao et al. showed favorable outcomes may be obtained through modifications of the loading strategy onto the polymer matrix. according to the results, programmable release of anti-inflammatory agents and anti-tumor agents on a short-term and long-term scale, respectively, can be simultaneously performed in the same drug delivery system. 37 findings as such prove to be of high value due to the enhanced efficiency of the pharmaceutical effects. pla-based drug delivery systems have shown promise for therapeutic strategies in cancer treatments. due to its adaptable degradation rate, pla scaffolds offer a highly desirable feature for drug delivery systems: long-term drug release. given the understanding that inflammation may lead to tumor regrowth, it is critical to mitigate inflammatory responses post-tumor resection operations. 38, 39 dual-drug delivery polymer scaffolds are an effective method to induce more favorable tumor microenvironments. early inhibition of inflammation can help optimize the performance of antitumor agents. yuan et al. demonstrated the advantageous usage of an electrospun composite plla fibrous scaffolds immobilized with bicarbonate, doxorubicin, and ibuprofen for hepatic cancer therapy. electrospun fiber-based scaffolds have previously been limited against hepatocellular carcinoma for two reasons: (1) a dearth of control over the release of drugs at specific time periods; and (2) minimal responsiveness to extracellular ph changes. yuan et al. addressed the latter issue through incorporation of sodium bicarbonate-loaded mesoporous silica particles into the plla scaffold. these modified particles provide a degree of sensitization within the polymer to acidic environments, which triggered drug release. strategic loading of ibuprofen on the scaffold surface offered control of inflammation at an early time frame. the reduced inflammation contributed to enhanced efficiency of the antitumor agent doxorubicin. insertion of doxorubicin deeper within the scaffold led to sustained release of the antitumor drug. results from yuan et al. indicated the potential of ph-sensitive mediated drug release plla scaffolds in tumor recurrence prevention. dual-drug delivery could potentially lead to improved anti-inflammatory and anti-tumor outcomes. moreover, temporal manipulation of drug release can create environments suitable for more profound therapeutic effects. 38, 40 similar findings were reported by pan et al. and in a study that investigated the inhibition of inflammation capability of implanted electrospun pla fibers loaded with ibuprofen. 40 sustained release of ibuprofen from the fibers led to increased efficiency in later-stage inflammation inhibition. thus, short-and long-term modulation of inflammation via drug-loaded delivery systems may be attained. cervical carcinoma is a major causation of cancer-related deaths amongst females on a global scale. 41 current treatment options, including chemotherapy, have proven success in clinic, however, patient complications from side effects are well-documented. in addition, chemotherapeutic agents suffer from several shortcomings, such as low bioavailability and subpar delivery efficiency. the advent of nano drug delivery systems has garnered tremendous attention as a possible solution to address these concerns. this is likely due to the controlled drug release and enhanced anti-tumor effects seen in doxorubicin-loaded pla-based scaffolds, such as the one described by niu et al. pla stereocomplexes displayed drug delivery capabilities in cervical carcinoma mouse models and in vitro analyses. sustained doxorubicin release contributed to improved tumor cell uptake of the anti-tumor agents. as a result, tumor cell activity was decreased with the drug delivery system compared to non-loaded drug performance. increased tumor inhibition rates were also exhibited by doxorubicin-loaded stereocomplex micelles. 41 figure 4 . schematic of design of doxorubicin-loaded stereocomplex micelle and administration to mouse subject. 41 pla can also serve a significant role in tissue regenerative medicine. similar to drug delivery systems targeting carcinomas, pla scaffolds may hold bioactive drugs that facilitate wound healing. drug-loaded pla scaffolds, however, could potentially be limited due to unintended changes in the properties of the scaffold and/or drugs during the synthesis process. moreover, surface modification of the scaffolds can be difficult to achieve given the relatively inert nature of pla. the latter issue is of large importance as the polyesters may compromise the therapeutic strategy. thus, the surface requires a stimulus to increase the polymer's overall cytocompatibility and function in vivo. various biofunctionalization methods have been developed to improve these drawbacks. based on results published by cheng et al., bioactive ginsenoside-rg3 was effectively combined with biomolecules, such as basic fibroblast growth factor (bfgf), in an electrospun plga scaffold through mussel-inspired poly(dopamine) (pda) coating. 42 incorporation of bio-signaling compounds led to enhanced cell adhesion and cell proliferation on the scaffold. improved interactions between the scaffold and cells developed a favorable environment that mediated drug-therapy. the composite drug-biomolecule scaffold demonstrated a synergistic effect that encouraged early wound healing of rabbit ear wounds as well as long-term inhibition of hypertrophic scar formation. pla scaffolds loaded individually by either the drug or growth factor showed less efficient healing and inhibition capabilities compared to the composite scaffold. cheng et al. also mentioned the preservation of the original scaffold properties. though the polyesters' chemical stability is not conducive for optimal cellular interactions, their adjustable biodegradability, mechanical properties, and porosity remain favorable, and thus, should not be altered. 42 the methodology presented by cheng et al. is a promising approach in tissue regenerative medicine as enhanced tissue repair may be achieved compared to single-drug-loaded scaffolds. proper tendon repair is a crucial aspect of post-tendon surgery healing. however, adhesions and scar formation are a natural part of the healing process, which may lead to several complications, including hindered joint mobility. due to its tunable degradation rate, plla provides advantages that may serve well in tendon repair. however, the hydrophobicity of the polymer reduces the drug efficiency of hydrophilic particles loaded into its structure. micro-sol electrospinning offers a solution that combines hydrophilic mitomycin-c (mmc) into hyaluronan (ha) hydrosols loaded onto plla fibers. this technique, outlined by zhao et al., created a drug delivery system that protects the function of mmc. 43 most importantly, the novel approach led to the development of a scaffold that provided controlled release of mmc, stimulating intrinsic tendon healing, while concomitantly inhibiting scar tissue formation. zhao et al. exemplify the versatility of pla in terms of its applications. 43 modifications to its structure and addition of various molecules refine its function for desirable outcomes. due to its structural adaptability and biocompatibility, pla has attracted much attention to dentistry-based applications. pla stimulates successful osseointegration of dental implants with native oral hard tissue. 30 while pla is not the standard material for dental implantology, implants designed to hold drug loaded pla polymers have demonstrated beneficial outcomes. bone regeneration, for example, is possible using pla-containing composite materials. 30 pla also plays a role in dental resins essential for several restoration procedures. resins are evaluated based on their mechanical function, stability, and appearance. improved mechanical properties may be achieved using pla composite scaffolds in resin. ranjbar et al. observed increased flexural strength, modulus, and compressive strength in pla/al 2 o 3 nano-scaffolds compared to traditional resins. 44 the composite material was synthesized through crosslinking the polymer with al 2 o 3 nanoparticles. moreover, pla combined with other polymers has been utilized to address post-operative complications. plga membranes have reportedly provided enhanced oral bone regeneration in rats. similarly, plga membranes facilitated improved bone healing in calvarial defects in rabbits. plga scaffolds have also shown regeneration of damaged oral tissue. the drug delivery capabilities of pla have been applied to clinical purposes in dental medicine. 45 plga particularly is able to serve an endodontic role through sustained delivery of antibiotics during root canal procedures. 45 pla offers potential advantages for biodegradable orthopedic devices. pla suture devices were first patented in 1973, and have since found uses in resorbable fracture fixation plates. 33 polymer fixation enables higher quality imaging due to radiolucent properties thus reducing potential artifact formation. pla copolymers can be generated to modulate degradation properties, such as the introduction of chitosan-based materials. 35 pla / chitosan-based copolymers offer increased material strength and prolonged degradation time. in vivo studies indicate sufficient pla strength is demonstrated for 8-12 weeks post-implantation. these findings suggest pla may be used effectively for internal bone fixation. pla has also proven to maintain robust sterility which helps to mitigate infection. orthopedic implantables composed of pla may be infused with osteogenic or anabolic bioactives to encourage cell proliferation. biodegradable fixation devices offer a remedy to potential osteopenia that may result from stress shielding that occurs with metallic implants. pla based scaffolds may be 3d printed and precisely tailored for porosity sizes / depth, as well as connectivity to optimize osteoinductive capabilities. pla copolymer degradation products are non-toxic, however, degradation products may increase resorption site acidity. 46 chitosan copolymers are effective in neutralizing byproduct acidification. pla biodegradation is advantageous in that no further surgeries are required for implant removal. pla degradation rates can be modified to provide for the gradual transition of loading from implant to bone. 33 orthopedic implants composed of pla have demonstrated tremendous success in animal models. pla copolymers integrated with proteolipid (mucopeptide n-acetyl muramoyl hydrolase phosphatidylinositol 3,4-diphosphate) has promoted osteogenesis in rats and dogs. 33 furthermore, sutures and fixation rods composed of pla have excelled in mending mandibular fractures in dogs. rabbit osteotomies have been successfully reduced via resorbable selfreinforced, fibrillated pla (96l/4d)/ (sr-pla96) fixation rods. 47 with a tensile strength between 11.4-82.7 mpa and flexural strength between 45-145 mpa, l-pla is an excellent biomaterial candidate for orthopedic implants. 47 furthermore, l-pla with a molecular weight of at least 100 kda has routinely demonstrated adequate mechanical strength for implantation. l-pla rods have improved hydrophobicity which may serve to retard degradation rates. ultra-high-strength pla has demonstrated effectiveness in osteochondral reconstruction and healing in soft tissue cases. these high strength pla blends have proven efficacy in enhanced fixation and repair of tendons and ligaments. pins, suture anchors, and screws composed of pla and copolymers have facilitated anterior cruciate ligament (acl) reconstruction, where suture anchors serve to reattach tendons and ligaments to bone. 35 pla has been manufactured into highly specific and modified porous scaffold or cell carriers tasked with rebuilding extracellular ligamentous matrix components. flexibility in manufacturing provides for permeable scaffolds that adequately sequester nutrients and promote cellular ingress while leaving exit pathways for cellular waste removal. 47 figure 7 . illustration of the components of the scaffold designed for ligament, cartilage, and bone regeneration. 35 a challenge of pla orthopedic scaffolds is that pla surfaces lack a viable epitope for cell attachment. pla surfaces must undergo modification to promote specific cell or protein attachment. it is imperative to increase surface bioactivity within the pore channels. while pla embodies various advantageous characteristics, it may struggle with orthopedic applications due to low fatigue strength, creep, poor adhesion, and potentially poor biocompatibility in specific cases. pla's brittle nature is a result of its slow crystallizing nature. inadequate reactivity in the pores of pla scaffolds may fail to promote cell ingress and may also need an autograft to see scaffolds. autografts are not without complications as they may result in increased donor site pain, bleeding, necrosis, extended healing times, and an increased risk of infection. lastly, if scaffolds are seeded with poor donor site stock they may compromise the effectiveness of scaffold treatment. 35 bacterial colonization and subsequent biofilm formation may result in detrimental infections which require surgical debridement. pla films reinforced with magnesium (mg) have demonstrated osteogenic properties and promote bone cell ingress. despite bone promoting properties, pla integrated with mg may allow for the inception of biofilms. gonzález-martin et al. reported an initial reduction in bacterial biofilm formation in pla films integrated with 10% mg. however, this ratio of pla and mg is merely deemed bacteriostatic and not bactericidal, as after 24 hours of incubation biofilm formation of pla/mg scaffolds surpass that of pla control. 48 karakurt et al. attempt to mitigate pla's poor antibacterial surface properties through the addition of immobilized saccharides. utilizing plasma post-irradiation grafting techniques, immobilized glucosamine (glcn) and chondroitin sulfate (chs) are added to modulate surface properties, chemical composition, surface topography, and hydrophilicity. following these modifications, pla films displayed bactericidal effects against escherichia coli and staphylococcus aureus strains. it was found that the integration of clcn and chs into pla films was bactericidal yet no synergistic effects were reported. optimal antibacterial effects for chs were seen against e. coli, while glcn was superior against s. aureus. this proposed surface modification may hasten the emergence of pla based medical devices to market. 49 three-dimensional (3d) printing has emerged as a promising fabrication modality with a broad array of applications in the field of medicine. 3d printing may be characterized as an additive manufacturing process that gives way to rapid prototyping. 50 the profound contributions of this state-of-the-art technology to medicine are tied to its ability to produce a tangible model from a preliminary virtual model. 51 this capability is frequently utilized for pre-operative planning as well as educational purposes. 52 3d printed organ models aid surgeons develop an effective treatment strategy as the analogs are designed with a morphology and anatomy according to diagnostic images. 52 device testing and medical training are also well-documented benefits provided through this technique. due to its widespread accessibility, ease of use, low cost, and speed, 3d printing offers the opportunity to design customized devices, addressing complications associated with patient variance. the growing popularity of this modality in addition to efforts to personalize medicine is likely to expand its usage across extreme scenarios. recent studies have already explored the significance of 3d printing within organ printing and personal protective equipment manufacturing. 53, 54 equally important to the function of a 3d printer is the filament of choice. various materials possess unique properties that may be exploited to fulfill a specific outcome. pla is one of the most common filaments available for 3d printing. 55 pla offers several advantages that bolster the effectiveness of additive manufacturing. encouraging results suggested increased infill density and a single layer of aluminum spray significantly increased the tensile strength of pla parts made by fdm. mechanistically, increased infill density provides for strong bonds between pla layers, while added aluminum improves thermal conductivity. future studies will investigate pla aluminum 3d printed composites for their wear resistance. 56 pla has demonstrated sufficient strength and mechanical characteristics suitable for a variety of clinical applications. pla has demonstrated an ability to withstand external loads experienced by surgical retractors. rankin et al. produced a pla-based surgical retractor using 3d printing methods. the fabricated retractor tolerated 133 n of tangential force. additional results suggested the pla instrument exhibited adequate durability to support forces presented during operation. 50 pla has also been the desired filament for other tools, including needle drivers, hemostats, forceps, and scalpel handles. 57 due to its low allergenicity and safety, pla can be used as a solution to a broad range of clinical circumstances with minimal adverse physiological reactions. moreover, pla may be repeatedly sterilized without significant compromise of its physical and chemical properties. as a result, the cost of production for several 3d printed instruments is substantially low compared to their pre-existing counterparts. rankin et al. estimated the price of their 3d printed retractor may be a tenth of the cost for the stainless steel equivalent. furthermore, when under duress, pla fractures in a predictable manner. rankin et al. loaded five 3d printed retractors till failure. 50 data indicated each retractor failed at the same stress value as well as in the same position. this quality is particularly useful for 3d printed materials that may be inserted or implanted into the body. 3d printing combined with computer-aided design (cad) software can produce replicable components or whole tools intended for clinical performance. moreover, rapid prototyping permits the development of customizable instruments tailored to patient anatomical measurements. the surgical relevance of 3d printed models using pla has been illustrated by a great number of studies describing self-produced prototypes. for example, pla-based space holders designed for esophageal retraction demonstrated adequate functionality in porcine models. 58 the space holders widened the aperture of the esophagus to provide enhanced exposure of lesions. 58 the larger field of view aided suture placement, which could potentially lead to higher quality closure of wounds. given its prevalence, 3d printing may serve pivotal roles in times of disaster. historically, 3d printing has led to the development of models, prostheses, surgical aids, implants, and scaffolds. 59 modern technological advancements have expanded its applications to critical care equipment. in response to the covid-19 pandemic, 3d printing has been utilized to create ventilators that could potentially accommodate more than one patient. clarke reported a 3d printed circuit splitter that enabled ventilation of two patients using a single ventilator. 54 the findings demonstrated in this publication convey the value of care feasible from 3d printing during emergency situations. moreover, unprecedented demands on the healthcare system could lead to protective personal equipment (ppe) shortages. 3d printing offers a rapid means for mass production of protective gear. in addition, ppe may be customized to the sizes and shapes of wearers. cai et al. demonstrated a swift, effective protocol for the fabrication of personalized n95 masks. 60 while supply restoration is of large importance, quality gear that may be tailored to an individual's unique features is a breakthrough development that could potentially maximize comfort and fit on top of personal safety. modular 3d printed ppe designs can be readily found on the nih 3d print exchange. as a commonly printed filament, pla has played a fundamental role in the rapid manifestation of these designs. as a result, pla should be considered for future manufacturing of personal equipment. reports have documented deficiencies associated with pla in biomedical applications. particularly, brittleness has been cited pervasively as a defect to the material's mechanical nature. as a result, studies have focused on methods to obtain adequate functional capability as well as robustness throughout implantation and industrial transportation, respectively. pla also exhibits low toughness and delayed crystallization. 3 despite widely available raw materials to synthesize pla, none of the manufacturing techniques are simple with straightforward execution. pla synthesis requires controlled reaction conditions such as temperature, pressure, and ph to ensure proper catalyst function. pla requires long polymerization times which results in high energy consumption. as a result, a criticism put forth in the literature is pla manufacturing, in some instances, may result in high costs. 3 while pla is biodegradable, the application of this biomaterial can be limited by slow degradation kinetics. the pla interface has poor hydrophilicity prior to degradation. while pla is versatile, once formed, pla exhibits poor mechanical ductility. pla has also displayed poor thermal stability. pla's degradation can also be a disadvantage if an implant is intended as a permanent fixture. pla has the potential to spread communicable pathologies. pla may also undergo denaturation when exposed to alcohol. despite these challenges, current research has shown that pla deficits can be addressed, and when modified for one of the aforementioned applications, pla may be a useful tool in biomedical science. 2,3 polylactic acid, pla, has an exemplary history as a biomaterial. as a thermoplastic, users have demonstrated an ability to manufacture highly specific products for key problems in healthcare. provided pla's uses in 3d printing, as well as its eco-friendly traits, it is likely pla will be a contributing biomaterial for the foreseeable future. the covid-19 pandemic has made clear the usefulness of bulk thermoplastics that can be printed into any desired product. perhaps these principles will take root in field hospitals in distressed countries, military hospitals, disaster relief, or medicine practiced in space. lactic acid: production, applications, nanocomposites, and release studies physical and mechanical properties of pla, and their functions in widespread applications -a comprehensive review effect of molecular weight and crystallinity on 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bioactivity of poly(lactic acid) biopolymer by sandblasting with hydroxyapatite bioceramic fabrication and mechanical properties of pla/ha composites: a study of in vitro degradation effect of surface roughness on proliferation and alkaline phosphatase expression of rat calvarial cells cultured on polystyrene development and cell response of a new biodegradable composite scaffold for guided bone regeneration studies of brush border enzymes, basement membrane components, and electrophysiology of tissue-engineered neointestine application of collagen scaffold in tissue engineering: recent advances and new perspectives poly(lactic acid) as biomaterial for cardiovascular devices and tissue engineering applications engineering a freestanding biomimetic cardiac patch using biodegradable poly(lactic-co-glycolic acid) (plga) and human embryonic stem cell-derived ventricular cardiomyocytes (hesc-vcms) composite poly(lactic acid)/chitosan nanofibrous scaffolds for cardiac tissue engineering an innovative approach towards 3d-printed scaffolds for the next generation of tissue-engineered vascular grafts drug development in the era of precision medicine 9 -protein and peptide delivery through respiratory pathway colloidal drug carriers: achievements and perspectives pomegranate-structured electrosprayed microspheres for long-term controlled drug release. particle & particle systems characterization polylactic acid (pla) controlled delivery carriers for biomedical applications preparation and characterization of tamoxifen citrate loaded nanoparticles for breast cancer therapy preclinical development and clinical translation of a psma-targeted docetaxel nanoparticle with a differentiated pharmacological profile from lactic acid to poly(lactic acid) (pla): characterization and analysis of pla and its precursors poly (lactic acid)-based biomaterials for orthopaedic regenerative engineering novel nanocomposite of nano fe(3)o(4) and polylactide nanofibers for application in drug uptake and induction of cell death of leukemia cancer cells self-coated interfacial layer at organic/inorganic phase for temporally controlling dual-drug delivery from electrospun fibers synergistic mediation of tumor signaling pathways in hepatocellular carcinoma therapy via dual-drug-loaded ph-responsive electrospun fibrous scaffolds tumor-triggered controlled drug release from electrospun fibers using inorganic caps for inhibiting cancer relapse full-course inhibition of biodegradationinduced inflammation in fibrous scaffold by loading enzyme-sensitive prodrug controlled drug delivery by polylactide stereocomplex micelle for cervical cancer chemotherapy surface biofunctional drug-loaded electrospun fibrous scaffolds for comprehensive repairing hypertrophic scars optimization of intrinsic and extrinsic tendon healing through controllable water-soluble mitomycin-c release from electrospun fibers by mediating adhesion-related gene expression a systematic study and effect of pla/al2o3 nanoscaffolds as dental resins: mechanochemical properties degradable polymers may improve dental practice poly(lactic acid) fiber: an overview. progress in polymer science orthopaedic applications for pla-pga biodegradable polymers impact of pla/mg films degradation on surface physical properties and biofilm survival. colloids and surfaces antibacterial activity and cytotoxicity of immobilized glucosamine/chondroitin sulfate on polylactic acid films threedimensional printing surgical instruments: are we there yet? clinical efficacy and effectiveness of 3d printing: a systematic review role of innovative 3d printing models in the management of hepatobiliary malignancies organ printing: the future of bone regeneration? three-dimensional printed circuit splitter and flow restriction devices for multiple patient lung ventilation using one anaesthesia workstation or ventilator emerging technology and applications of 3d printing in the medical field investigation of tensile properties of sprayed aluminium based pla composites fabricated by fdm technology 3d printed surgical instruments: the design and fabrication process an ad hoc three dimensionally printed tool facilitates intraesophageal suturing in experimental surgery special issue: 3d printing for customized design and 3d printing of face seal for an n95 filtering facepiece respirator key: cord-285121-3cjr1rol authors: chan, marion m.; chen, rensa; fong, dunne title: targeting cancer stem cells with dietary phytochemical repositioned drug combinations date: 2018-10-01 journal: cancer lett doi: 10.1016/j.canlet.2018.06.034 sha: doc_id: 285121 cord_uid: 3cjr1rol the tumor microenvironment is complex with the cancer stem cell (csc) as a member within its community. this population possesses the capacity to self-renew and to cause cellular heterogeneity of the tumor. cscs are resistant to conventional anti-proliferative drugs. in order to be curative, it is imperative that cscs must be eliminated by cancer therapy. a variety of dietary phytochemicals and repositioned drugs can act synergistically with conventional anti-cancer agents. in this review, we advocate the development of a novel approach, namely combination therapy by incorporating both phytochemicals and repositioned drugs to target cscs. we cover select dietary phytochemicals (curcumin, resveratrol, egcg, genistein) and repurposed drugs (metformin, niclosamide, thioridazine, chloroquine). five of the eight (curcumin, resveratrol, egcg, genistein, metformin) are listed in “the halifax project”, that explores “the concept of a low-toxicity ‘broad-spectrum’ therapeutic approach that could simultaneously target many key pathways and mechanisms” [1]. for these compounds, we discuss their mechanisms of action, in which models their anti-csc activities were identified, as well as advantages, challenges and potentials of combination therapy. in the course of its lifespan, a somatic cell undergoes changes in genome and epigenome due to intrinsic (cell-developmental) and extrinsic (environmental) factors. when accumulated changes disrupt its regulation of cell growth and death, the resulting uncharted growth leads to cancer. carcinogenesis is a multi-step process: initiation, promotion, progression and metastasis. the "hallmarks of cancer" denote alterations in cancer cell physiology [2] . indeed, only a very limited number of genes (140 or so), covering a dozen signaling pathways on the processes of cell fate, cell survival and genome maintenance, are relevant and designated as "driver" mutations [3] . histologically, a tumor is heterogeneous, consisting of cancer cells at various stages of differentiation, as well as other cell types (fibroblasts, immune cells, endothelial cells). these cells behave as members of a community; the tumor microenvironment (niche) is a complex interactive network [4] . cancer stem cell (csc) is the cell within a tumor that possesses the dual capacity to self-renew and cause the heterogeneous lineages of cancer cells that comprise the tumor [5] . conventional chemotherapy targets the bulk of proliferating cancer cells. examples are paclitaxel for several cancer types and imatinib (tyrosine kinase inhibitor) for chronic myelogenous leukemia (cml). however, cscs are resistant to these anti-cancer drugs [6] . a curative cancer therapy must acknowledge csc plasticity and their complete elimination. many csc-targeting dietary phytochemicals can act synergistically with conventional anti-cancer agents. recently, investigators discovered csc-targeting repurposed drugs [7] . we advocate here a novel approach: combination therapy with the pairing of csc-targeting phytochemicals and repositioned drugs. our interest in ovarian cancer led us to phytochemical-drug combinations [8, 9] . anti-cancer studies have demonstrated benefits of specific phytochemical combinations over individual compounds [10] . dietary phytochemicals and repositioned drugs should provide easier access towards clinical use, because of the former's "generally regarded as safe" (gras) status and the latter's prior food and drug administration (fda) approval. this innovative approach is advantageous: both compounds target cscs, an activity insurmountable by current anti-cancer agents. for csc targeting, we recommend four dietary phytochemicals (curcumin, resveratrol, egcg, genistein) and four repurposed drugs (metformin, niclosamide, thioridazine, chloroquine). (see fig. 1 applications of csc-targeting phytochemical-drug combinations. furthermore, five (curcumin, resveratrol, egcg, genistein, metformin) are listed by an international task force of 180 clinicians and scientists of "the halifax project", with dedicated objective to "explore the concept of a low-toxicity 'broad-spectrum' therapeutic approach that could simultaneously target many key pathways and mechanisms" for cancer treatment [1] . block et al. (2015) stated: "among approaches, curcumin, genistein, resveratrol and egcg boast a wealth of fundamental research" [1] . ( we are aware investigators may disagree with our selection of phytochemicals; others will also be cited.) all eight have efficacy, are low cost and free of intellectual property constraints. these attributes make sure the combinations can be widely affordable, and are economical compared to current chemo-and targeted therapies. different from conventional anti-cancer drugs with unique molecular targets, dietary phytochemicals and repurposed drugs are pleiotropic. each has a multitude of cellular targets (as shown later in compound description). multilateral targeting of molecular and cellular pathways will inhibit csc growth or induce csc differentiation, and hinder the csc's ability to develop resistance. in this case, "promiscuous drugs" is a virtue; "dirty" might be better [11, 12] . a phytochemicaldrug combination is advantageous for synergistic effects. such pairing allows lower effective doses than using a single compound for activity. lower doses mean less potential toxicity and fewer side effects. for a particular cancer, various combinations can be explored to look for the ideal pair at optimal doses. for clinical use, the combination can be used alone (if both cscs and bulk cancer cells are eliminated), or as adjuvant to conventional cancer therapy (the combination targets cscs and conventional therapy eliminates the bulk cancer cells). if the approach of csc-targeting dietary phytochemical-repositioned drug combination is important, what are the reasons for its being to present a more comprehensive picture, we start with considerations to csc methodologies on which various observations were made, in the "evolving concept" of csc [13, 14] . we follow with compound description, and end with challenges and the need of applying csc-targeting phytochemical-drug combinations in the current climate of cancer therapy. human cscs were first discovered in leukemia and then characterized in solid tumors. utilizing an array of mechanisms, cscs are insensitive to conventional cancer treatments, but these mechanisms can be targets of phytochemicals and drugs (as described later) [15] [16] [17] [18] [19] . (see fig. 2 for key mechanisms of csc resistance to therapy.) cscs may be quiescent and exhibit a slow proliferating nature. they may possess an efficient dna repair system, activated by genomic instability and regulated by epigenetic modifications via histone deacetylases. pro-survival signaling pathways may be activated (hedgehog, wnt, notch, pi3k, nfκb). cscs may have high levels of anti-apoptotic molecules. for drug resistance, both the activation of drug transporters, with high level expression of atp-binding cassette (abc) membrane transporters for drug efflux, and the enzyme aldehyde dehydrogenase (aldh), for drug metabolic activities, have been detected. in addition, their niche has less reactive oxygen species (ros), thus less susceptible to radiation therapy. one notable csc-associated feature is epithelial-mesenchymal transition (emt), a process when epithelial cells lose polarity and become less adhesive [20] . with these changes the cells become invasive, migratory and mesenchymal-like with "stemness" properties. the process involves the activation of transcription factors (snail, twist) and change in marker proteins (e-to n-cadherin). first seen in embryogenesis, emt has been viewed as reappearance of embryonic features in cancer cells. the process is reversible and has been linked to cscs for tumor heterogeneity and metastasis. emt involvement with cscs is under active research [21] . cscs can be identified by in vitro and in vivo methods. they are isolated via fluorescence-activated cell sorting (facs) by their surface antigens or detoxification capacity. cscs express identifying cell surface antigens, for example, ovarian cscs express cd133 (prominin-1); these molecules can serve as biomarkers allowing their isolation by facs. aldh is a detoxification enzyme that oxidizes aldehydes to carboxylic acids, for further metabolism or excretion via the liver. its activity has been utilized for csc selection by facs, using a fluorescent substrate (aldefluor) [22] . the "side population" (sp) assay identifies cscs apart from the main population of cancer cells in flow cytometry, by their fast expulsion of a fluorescent dye (hoechst 33342). however, cell surface markers for csc selection are also present in normal stem cells and other cell types, they are not unique to cscs [6] . both sp and aldh selections were originally developed for hematopoietic stem cells (hscs) and then adapted to cscs. spheroid culture is another method for identifying cscs. a cancer cell (transformed due to mutations) exhibits anchorage independence, a characteristic allowing it to form a cell colony in the absence of substratum, as shown by soft agar colony formation assay (normal cells die in the absence of attachment via the process of anoikis). for serum-free spheroid cultures (spheres), cancer cells grow as spheroids in suspension (in untreated plastic ware) when provided with specific growth factors (insulin, epidermal growth factor, basic fibroblast growth factor), unlike ordinary tissue culture where cells usually grow as a monolayer (with fetal bovine serum for growth factors and other components). spheroids mimic the three-dimensional nature of tumors with limited oxygen available to the internal cells. this hypoxic condition favors expression of pluripotency maintaining transcription factors, thus promoting the differentiation to cscs and facilitating the state of "stemness" [6] . spheroids can form secondary and tertiary spheres in subsequent cultures. cscs known as "neoplastic sphereforming cells" are measured by enumerating secondary spheres generated when re-plating the spheres, based on the assumption that the secondary spheres are clones [23] . the technique of spheroid culture was originally developed for neurobiology and then adapted to cscs [24] . apart from in vitro methods, the "gold standard" for csc is "neoplasia-initiating cells" that regenerate detectable neoplastic populations as xenografts in immunodeficient mice in vivo [23] . cscs, isolated from either a fresh tumor or an established cell line, are transplanted to initiate tumor growth in immunocompromised recipient animals. different models are available: athymic nude mice, non-obese diabetic/ severe combined immunodeficiency (nod/scid) mice, and nod/scid interleukin-2 receptor gamma chain null (il2rg −/− ) (nsg) mice. the abundance of cscs in a tumor sample can be estimated as the xenotransplantation yield, which confirms the presence of cscs by limiting dilution analysis [6] . many compounds (natural, natural-derived, synthetic) have been reported as csc-targeting [19, 25, 26] . two strategies are available for compound identification: a pathway-specific approach and a general high throughput, mass screening approach. the first yielded cyclopamine from the plant corn lily veratrum californicum; it targets glioblastoma cscs via the hedgehog pathway but can act as a teratogen that causes cyclopia. the second yielded salinomycin from the bacterium streptomyces albus; it is toxic to humans so its use is confined to the poultry industry, as a coccidiostat for treating a parasitic protozoan disease [6] . for clinical uses, medicinal chemists must modify to remove teratogenicity or toxicity. identified compounds must target only cscs and not normal stem cells. even though cscs differ from the bulk cancer cells, they may share gene expression and signaling pathways with normal stem cells. csc-targeting phytochemicals and drugs are discussed in the following sections. dietary phytochemicals have advantages over other compounds [27] : (1) they usually have very low or no toxicity, in contrast to most chemotherapeutic drugs; (2) they are present in commonly consumed food that is readily available to most people in daily life; (3) they have shown potential as adjuvants to chemotherapy. originally, they were studied for cancer chemo-prevention [28] . as initiation (chemoprevention) and growth (cancer chemotherapy) may share common molecular mechanisms, they were applied to cancer therapy. furthermore, phytochemicals can overcome drug resistance in ovarian and other cancers [29] . they act on genes and non-coding gene regulatory pathways (microrna) [30] . most importantly, phytochemicals target cscs [31] [32] [33] [34] [35] [36] . commenting on cscs and dietary phytochemicals, kim et al. (2012) wrote: "a diet-induced shift from deregulation to regulation in cancer stem cells could have profound influence on cancer relapses and therefore is of immense societal importance" [36] . instead of diet, here we propose the use of csc-targeting phytochemical-drug combinations for cancer therapy. our laboratories have been studying the phytochemicals curcumin, quercetin and egcg. these polyphenols act synergistically with cisplatin (conventional anti-cancer drug) in growth inhibition of drugresistant ovarian cancer cell lines [8, 9] . these compounds are active against cscs in vitro, as well as against cancer and other diseases in animal models. some are in clinical trials, though to date none has been approved for cancer treatment. here, we discuss four csc-targeting phytochemicals: curcumin, resveratrol, egcg and genistein. (see table 1 for select cancer clinical trials of the four phytochemicals, from https://clinicaltrials.gov/.) curcumin, a diferuloylmethane, is the biological principle from the indian spice turmeric that gives curry powder the yellow color. turmeric is produced from rhizome of the plant curcuma longa; it has multiple utilities and health benefits in traditional indian medicine (from insect bites to wound healing). a widely studied property of curcumin is anti-inflammation. curcumin inhibits many pro-inflammatory gene products, including enzymes (inducible nitric oxide synthase, inos), transcription factors (nuclear factor kappa b, nfκb), cytokines (tumor necrosis factor, tnfα) and chemokines (interleukin-8, il-8) [6] . using the lipopolysaccharide (lps)-induced murine sepsis model, we reported curcumin ingestion by gavage down-regulated inos gene expression in the murine liver [37] . curcumin may suppresses carcinogenesis by down-regulating inflammation, which supports cancer cell survival, proliferation and invasion [2] . another widely studied anti-cancer property of curcumin is csctargeting [38] [39] [40] [41] [42] . (see table 2 for select cellular targets of phytochemicals and drugs in cscs.) cscs that resist conventional anti-cancer drugs are susceptible to curcumin. curcumin acts on stem cell signaling pathways implicated in the process of carcinogenesis, including wnt, notch, hedgehog, and signal transduction and activator (stat). for example, in hepatocellular carcinoma cscs, tsai et al. (2015) reported that curcumin inhibited sp, invasion, emt and reduced tumor size and lung metastasis in a nude mice xenograft model. immunoblots revealed that the sphingosine 1-phosphate receptor 3 (sipr3) signaling pathway was inhibited [43] . in cell culture, subramaniam et al. (2012) reported that curcumin-induced apoptosis of esophageal cancer cells and decreased esophageal csc spheroid size and number. the molecular mechanism was inhibition of the notch pathway, seen as a decrease in rna and protein expression of γ secretase, notch-1 protein and its ligand jaggard-1 [44] . the investigators also found down-regulated oncomir mirna (mir-21, mir-34a) and up-regulated tumor suppressor mirna (let-7a mirna) in the curcumin-treated esophageal csc spheroids. similar to the esophageal example, for colorectal cscs, ramasamy et al. (2015) reported curcumin-induced epigenetic modifications, including the methylation of epidermal growth factor receptor (egfr) promoter, expression of microrna oncomirs relevant to metastasis (for emt), as well as suppression of csc markers (cd133, aldh + ) [42] . thus, curcumin modifies epigenetically by inducing specific methylation changes and regulating microrna expression. huminiecki et al. (2017) have reviewed the functional genomic studies of curcumin from microarray, methylation array, microrna array to rna-seq and concluded that curcumin has "powerful effects" on gene expression, including "genes involved in cell signaling, apoptosis, and the control of cell cycle" [45] . curcumin can induce csc differentiation [41] . zhuang et al. (2012) reported that curcumin promoted differentiation of glioma cscs and induced autophagy, using immunofluorescence to show decrease in stemness markers (cd133) and increase in differentiation markers (βiii tubulin) [46] . curcumin can alter chemo-sensitivity. it synergizes with conventional drugs and has specificity for cscs. in vitro, curcumin enhanced cisplatin effects on non-small cell lung csc [47] . we found that curcumin (5 μm daily for 10 days via medium change) reduced sp of the c6 rat glioma cells, possibly via inhibition of the drug transporter [48] . in vivo, curcumin enhanced paclitaxel effects on brain tumor cscs; it sensitized breast cscs to mitomycin c in a nude mice xenograft model [49] . several reasons have been proposed to explain the csc-specific action and low adversity towards normal stem cells [41] . curcumin uptake may be greater in cscs, and curcumin may target the csc microenvironment which obviously differs from those of normal stem cells. for example, buhrmann et al. (2014) reported that curcumin sensitized colorectal cscs towards fluorouracil (5-fu) and suppressed the crosstalk between cscs and stromal fibroblasts in the tumor niche, using co-culture and assaying emt markers by immunoblotting [50] . resveratrol is a stilbene (3,4′,5-tri-hydroxy-trans-stilbene) from grapes, peanuts and pine nuts, and is present in red, but not white, wine because it is associated with the skin of grapes. it is a pleiotropic agent with multiple cellular targets. for example, it inhibits the mammalian target of rapamycin (mtor) pathways and cyclooxygenase (cox) enzymes to play roles in inflammatory diseases, diabetes, obesity, cardiovascular diseases, neurological disorders and cancer [51] [52] [53] . resveratrol also activates amp-activated protein kinase (ampk, a key nutrient sensor) and sirtuin deacetylases, leading to lifespan extension in yeasts, nematodes, fruit flies, fish and obese mice (but not normal mice) [54] . it retards the ageing process in mammals, similar to caloric restriction. furthermore, resveratrol is a phytoalexin (compound produced by plants against pathogens, such as fungal infections to the grape plant) and we found this property can be harnessed for inhibiting the growth of human cutaneous fungal species, thus potentially useful for tinea (ringworm, athlete's foot) [55] . in cancer, resveratrol can target cscs. park and pezzuto (2015) have reviewed the molecular alterations resulting from resveratrol intervention in different breast, prostate, lung and colorectal cancer models [51] . the general approach in these studies is to isolate the cscs, assay the effects of resveratrol in vitro and in vivo (comparing cscs with the bulk cancer cells) and determine which molecular mechanisms are modulated. for example, fu et al. (2014) reported resveratrol cytotoxicity to breast cscs in vitro [56] . mechanistically, immunofluorescence and immunoblot of microtubule-associated protein light chain 3 (lc3) and β catenin proteins showed that it induced autophagy and suppressed the wnt pathway. resveratrol also inhibited spheroid formation, decreased aldh + cells and decreased tumor size in murine xenografts. shankar et al. (2011) reported resveratrol inhibited pancreatic csc spheroid formation via the induction of apoptosis, inhibition of mrna expression of the pluripotency maintenance transcription factors (oct 4, nanog), as well as interference with emt [57] . similar inhibition was also observed in a transgenic mouse model of pancreatic ductal adenocarcinoma. with glioblastoma multiforme, found that cscs pre-treated with resveratrol in vitro were less tumorigenic, as the xenografted scid mice survive better than the untreated counterpart [58] . the investigators also performed microarray analyses and shrna confirmation to compare the effects of resveratrol on cscs (cd133 + ) and non-cscs (cd133 -). resveratrol inhibited "stemness" gene expression and induced csc differentiation via suppression of the stat3 pathway. resveratrol, like curcumin, can be csc-specific and spare the normal stem cells. pandey et al. (2011) reported that resveratrol blocked gene expression of fatty acid synthase and inhibited breast csc growth, but the enzyme in normal human mammary epithelial cells was not susceptible [59] . fu et al. (2014) reported resveratrol was cytotoxic to breast cscs but not normal breast epithelial cells [56] . similarly, sayd et al. (2014) reported that resveratrol blocked enzymatic induction of sirtuin activity and inhibited the growth of glioma cscs, but had no effect on normal neural stem cells (from fetal brains) [60] . epigallocatechin gallate (egcg), a polyphenol (flavone-3-ol) from the plant camellia sinensis, is the major component in green tea. its many health benefits include cancer chemoprevention and treatment, reduction of atherosclerosis, hypercholesterolemia, alzheimer's and other ageing-related diseases. before cscs, egcg was first studied for its effect on normal stem cells. chen components, including egcg, inhibited normal rat neurosphere adhesion and migration [61] . egcg has pleiotropic activity on multiple cellular targets, both genetic and epigenetic (including dna methyltransferase, nfκb, ampk signaling pathway) [62] [63] [64] . it can act on its target with very impressive sensitivity, kd of 39.9 nm for the 67 kd laminin receptor [65] . in cancer, egcg can target cscs. it inhibited aldh activity, spheroid formation, and expression of "stemness" genes (oct 4 and nanog) in human neuroblastoma cscs [66] . similar results were observed in breast cscs. egcg treatment significantly decreased the expression of nanog, the number of aldh + cells, and the tumor volume in mouse xenografts [67] . furthermore, chen et al. (2017) reported egcg inhibited the spheroid formation of colorectal cscs, the mechanism being inhibition of the wnt pathway, as shown by a decrease in β catenin in immunoblot [68] . egcg works in combination with other phytochemicals and conventional drugs to enhance anti-cancer effects, targeting bulk cancer cells and cscs [69] . it synergized with quercetin to decrease spheroids, inhibited activation of emt and increased apoptosis in prostate cscs [70] . it synergized with temozolomide to decrease spheroids and pglycoprotein synthesis in glioma cscs [71] . we found that egcg acted synergistically with cisplatin to inhibit the cisplatin-resistant ovarian cancer cell line c200 in cell culture [9] . in vivo, the egcg and cisplatin combination decreased tumor formation in xenografts of head and neck, and nasopharyngeal cscs [72, 73] . it induced chemo-sensitivity to cisplatin by enhancing apoptosis and inhibiting the phosphorylation of stat3 in nasopharyngeal cscs [74] . these findings suggest its use as an adjuvant in cancer therapy [75] . genistein, an isoflavone (4,5,7-trihydroxyisoflavone) from the legume plant glycine max, is found in soybeans. it has been classified as a phytoestrogen because it binds estrogen receptor. genistein is the active ingredient in soy-rich food that contributes to the lower rates of prostate and breast cancers in china and japan, as compared to western countries. besides as anti-cancer agent, genistein has other health benefits, including osteoporosis, heart diseases and cognition [76] [77] [78] [79] . genistein has multiple cellular targets and acts on a spectrum of protein tyrosine kinases and dna topoisomerase ii. it targets cscs in solid tumors. huang et al. (2014) reported genistein inhibited spheroids, "stemness" (oct 4 and nanog gene expression) and reduced xenograft tumor volume of gastric cscs [80] . genistein also inhibited drug transporter and extracellular signal-regulated kinase (erk) pathway in these cscs. in both breast and prostate cscs, genistein down-regulated the hedgehog pathway (reducing gli 1 gene expression) and decreased spheroid formation in cell culture and tumor volume in xenografts [81, 82] . in chronic myelogenous leukemia (cml), genistein reduced the leukemic progenitor cells by inhibiting expression of the tyrosine kinase coded from the breakpoint cluster region/abelson murine leukemia viral oncogene homolog (bcr/abl) fusion gene [83] . however, as a protein tyrosine kinase inhibitor, genistein targets both leukemic stem cells and normal stem cells. genistein acts synergistically with conventional anti-cancer agents; it also targets the csc microenvironment. it overcame docetaxel resistance, and decreased the tumor size of docetaxel-resistant prostate cscs (than either compound administered separately) [82] . breast adipose tissue contributes to breast cancer development. montales et al. (2013) found that genistein acted on the csc niche and inhibited the differentiation of mammary stromal fibroblast-like cells to adipocytes [84] . the mechanism was inhibition of pparγ and fatty acid synthase gene expression. interestingly, the investigators discovered genistein's biphasic effect, only seen in low dose (40 nm) but not high dose (2 μm). montales et al. (2012) also found the effect of genistein to be transferrable [85] . when fed to mice at concentrations present in soy protein isolate (250 mg/kg food), their sera could inhibit the spheroid formation of human breast cscs when added at 1-5% in cell culture. this suggests the presence of "csc inhibiting factors" in the circulation after genistein consumption. furthermore, genistein has transgenerational effect. maternal dietary supplementation with genistein leads to dna hyper-methylation in the embryo, and this methylation state is maintained until adulthood. the color change in the fur of genistein-fed agouti mice indicates an epigenetic biosensor for nutritional and environmental alterations on the fetal genome. phytochemicals such as genistein modify the epigenome and the effect starts early in embryogenesis [86] . fda-approved small-molecule drugs for some diseases/disorders have been shown to target cscs by the process of drug repurposing. the nih national center for advancing translational sciences (ncats) defines: "repurposing generally refers to studying drugs that are already approved to treat one disease or condition to see if they are safe and effective for treating other diseases". the rationale is to expedite drug discovery. ncat estimates 14 years for a new drug development. therefore, the strategy is "to reduce this time frame, decrease costs and improve success rates …. many agents approved for other uses already have been tested in humans, so detailed information is available on their pharmacology, formulation and potential toxicity. because repurposing builds upon previous research and development efforts, new candidate therapies could be ready for clinical trials quickly …" (https://ncats.nih.gov/preclinical/repurpose#learn-more). drug repurposing, also known as drug repositioning, drug re-tasking, drug reprofiling or therapeutic switching, is a way to obtain fast and cost-efficient drug discovery, since this strategy effectively enables the preclinical studies to be bypassed. resources (drugsurv, drug repurposing hub) are available for this "new tricks for old drugs" [7, [87] [88] [89] . investigators can perform experimentation in silico, in vitro or in vivo in search for new targets of existing drugs. for cscs, drug libraries are screened in assays of csc inhibition, as shown below for niclosamide and thioridazine. here, we discuss four csc-targeting drugs: metformin, niclosamide, thioridazine and chloroquine. probably the most promising discovery is metformin, a synthetic biguanide derived from the herb french lily (galega officianalis) [90] . it is an inexpensive and long-approved drug for type 2 diabetes, prescribed to an estimated 150 million individuals worldwide. it modulates energy metabolism by targeting ampk and other ampk-independent effects. besides diabetes, metformin has been shown to be applicable to cardiovascular and neurodegenerative diseases [91] [92] [93] [94] [95] . it is in a clinical trial for longevity and ageing [96] . metformin was explored for csc-targeting because it targets multiple signaling pathways (wnt, ampk, nfκb) [93, 95] . metformin has been used in combination therapy. for example, it synergized with the conventional combination of 5-fluorouracil (5-fu), epirubicin and cyclophosphamide (fec chemotherapy) in inhibiting breast cscs derived from spheroids [97] . it enhanced the effect of denosumab, an antibody against rankl (receptor activator of nfκb ligand, a cytokine), in inhibiting breast csc spheroids [98] . it enhanced the sensitivity of pancreatic cscs to gemcitabine in vivo, significantly reducing the tumor volume in murine xenografts [99] . when given in combination, metformin and doxorubicin showed the advantage of targeting both breast cscs and non-stem cancer cells, by reducing the overall tumor growth and tumor remission in nude mice [100] . synergy was found with paclitaxel and carboplatin in prostate and lung cscs murine xenografts [101] . for phytochemicals, montales et al. (2015) reported that metformin and genistein targeted colon csc spheroid formation and proliferation, and the combination increased the effectiveness of 5-fu [102] . ning et al. (2016) reported that both curcumin and metformin individually inhibited pancreatic csc spheroids [103] , the two compounds should be tested as a combination. these examples suggest a combinational strategy for metformin to target cscs and cancers [104] . the next most promising existing drug is niclosamide, an anthelminthic against tapeworms [105] . it is also active against viruses (severe acute respiratory syndrome, sars virus), possibly because it blocks proton carriers. niclosamide was explored for csc-targeting based on the general association that a developmental stage of tapeworm, the metacestode, resembles cancer in having uncontrolled proliferation, invasion and metastasis, and can be difficult to kill without collateral damage to the surrounding host tissues [106] . niclosamide can block multiple csc signaling pathways, including wnt, notch, stat3 and nfκb [107] . wieland et al. (2013) selected niclosamide as the lead for glioblastoma targeting after screening the 160 member killer plate compound library [108] . simultaneous inhibition of multiple pathways (wnt, notch, mtor, nfκb) was indicated when niclosamide pretreatment inhibited glioblastoma xenograft development in nude mice. from 1258 drugs in the lopac chemical library, [109] and yo et al. (2012) [110] selected niclosamide for its inhibition of breast and ovarian cscs, respectively. niclosamide inhibited spheroid formation and reduced tumor volume of xenografts in nod/scid mice. it acted on cisplatin-resistant ovarian cscs. spheroids from patient-derived cd133 + and aldh + ovarian cancer were susceptible to niclosamide, with inhibition of the wnt pathway (shown by β catenin immunoblot) [111] . furthermore, it complements platinum drugs. niclosamide in combination with carboplatin inhibited primary ovarian cscs [111] and in combination with cisplatin inhibited breast csc spheroid formation and reduced tumor size of xenografts in nude mice [112] . thioridazine, a phenothiazine, is dopamine receptor antagonist originally prescribed as an anti-psychotic drug for schizophrenia in the 1960s. withdrawn by norvatis in 2005 due to cardiac side effects, the generic version is still available. interest in thioridazine has recently been revived as anti-microbial against methicillin-resistant staphylococcus aureus (mrsa) and multidrug-resistant mycobacterium tuberculosis [113] . thioridazine targets cscs. it can inhibit cscs from a spectrum of origins: myeloid leukemia, glioblastoma, lung, liver, ovarian and breast cancers [114] [115] [116] [117] [118] . it inhibits csc spheroid formation and induces apoptosis in vitro, and the treated cells show reduced xenograft tumor volume in mice. sachlos et al. (2012) selected thioridazine in their screening for acute myeloid leukemia (aml) csc-specific but not normal pluripotent stem cell-reactive molecules from 590 compounds of the nih clinical collection and canadian collection [119] . thioridazine was found to induce aml differentiation; it also synergized with cytosine arabinoside (cytarabine, arac) in aml csc killing. in glioblastoma cscs, it induced autophagy (seen as expression of biomarker lc3) [114] . in lung, hepatoma and breast cscs, it induced apoptosis in association with activation of caspases, inhibition of "stemness" gene expression (oct4, cd133), and inhibition of the mtor pathway, respectively [115] [116] [117] . synergy with conventional drug has been shown: thioridazine was co-delivered with doxorubicin in mixed polymeric micelles to target both breast cscs and bulk cancer cells [118] . we found that thioridazine and curcumin may act synergistically in inhibiting spheroids from ovarian cancer cells, with the combination more effective than either compound alone. (see fig. 3 for inhibition of spheroids by thioridazine and curcumin). chloroquine, a 4-aminoquinoline, is an anti-malarial [120] . first discovered in 1936 b y hans andersag at bayer, it was ignored until rediscovery by us army during world war ii. highly effective and well tolerated, chloroquine remains the drug of choice for malaria. its accumulation within lysosomes raises organelles' ph and inhibits lysosomal function in the malaria parasite. chloroquine is also used for immunosuppression in rheumatoid arthritis. chloroquine, either independently or in combination with conventional drugs, has efficacy against several cancers. it inhibits cscs from a spectrum of origins: glioma, liver, pancreatic, urothelial, ovarian and breast cancer [121] [122] [123] [124] [125] [126] [127] [128] . it inhibits autophagy and spheroid formation; it induces csc apoptosis. these effects have been demonstrated in primary glioma cscs, cd133 + liver cscs enriched by deprivation of oxygen and nutrients, pancreatic cscs, urothelial carcinoma cscs, and breast cscs. the csc-targeting chloroquine shows synergistic effects with conventional therapy [127] . it sensitizes radiation and chemotherapeutic agents in cancer [91, 120] . for example, chloroquine increased the cytotoxicity of gemcitabine-mitomycin combination against urothelial carcinoma cscs [124] . it synergized with gemcitabine to decrease tumor volume in pancreatic csc xenografts [123] , and with carboplatin in breast csc xenografts [126] . we discuss four phytochemicals and four drugs that target cscs, and view them as the most promising for a novel approach of phytochemical-drug combination. there are others. exploring csc-targeting phytochemicals is a growing field. other dietary phytochemicals include quercetin, a flavonol found in common fruits and vegetables such as apples, cranberries and onions; sulforaphane, an isothiocyanate found in cruciferous such as broccoli, cauliflower and kale; indole-3-carbinol, another compound from cruciferous vegetables; and cucurbitacin i, from cucumber. non-dietary phytochemicals include parthenolide from herbal medicine feverfew plant (tanacetum parthenium), celastrol from traditional chinese medicine thunder god vine (tripterygium wilfordii), berberine from herbal medical plant chinese goldthread (coptis chinensis), oxymatrine from chinese herbal medical plant sophora flavescens, silybin (silibinin) from milk thistle (silybum marianum), and gossypol from cotton plant (genus gossypium) [6] . similarly, the list of csc-targeting existing drugs is expanding. other repurposed drugs include anti-allergy drug tranilast, cholesterollowering statins (simvastatin and lovastatin), and anti-alcoholism drug disulfiram [6, 19, 25, 128, 129] . we anticipate more to come. for challenges we start with the safety issue. with gras status dietary phytochemicals are apparently safe. for example, when curcumin was given to cancer patients at 3600 mg/day for 4 months, only minor adverse effects were observed. daily oral doses of egcg, for 4 weeks at 800 mg/day in 40 volunteers, caused only minor adverse effects. a single oral dose of resveratrol at 5 g in 10 volunteers caused only minor adverse effects [6] . with prior fda approval, repurposed drugs are also presumably safe. although individual compounds are safe, for the selected synergistic csc-targeting phytochemical-drug combination, pharmacokinetics and pharmacodynamics features, toxicity profiles, are still needed because this information is lacking. current clinical trials may yield useful data. (see table 1 for phytochemical clinical trials.) molecular targets of phytochemicals are under scrutiny. recent findings suggest that promiscuity (multiple targets) results from perturbation of cellular membranes, leading to alteration of multiple membrane protein functions [130] . this multi-target nature of polyphenolic phytochemicals hamper therapeutic development because, in high throughput drug screening assays, phytochemicals (including curcumin, resveratrol, egcg and genistein) are known as "pan-assay interference compounds" (pains) and "invalid metabolic panaceas" (imps) for their non-specific inhibitions [131] [132] [133] . whereas there may be truth to the designation, the fact that phytochemicals (such as curcumin) will cause global changes in gene expression shows there are more than mere non-specific protein interactions [45] . nonetheless, multi-target interactions, specific or non-specific, at the protein or nucleic acid level, will be a plus in csc-targeting as long as normal stem cells are spared. additional concerns are phytochemical bioavailability in vivo and product quality. for some polyphenolic compounds, effects in vivo, although significant, are less prominent than ones observed in vitro [134] . the bioavailability issue has been addressed with enhancing compounds, such as piperine from the spice black pepper (piper nigrum), which amplifies the effect of phytochemicals (including curcumin). bioavailability can be aided by formulations and special delivery systems, such as nanoparticles for curcumin and micelles for niclosamide [38, [135] [136] [137] . curcumin is an example which we managed to devise a measure to enhance bioavailability. by oral gavage to mice on empty stomach, we demonstrated in vivo effect: curcumin inhibition of the inflammatory inos in murine liver (beneficial outcome) and exacerbation of murine visceral leishmaniasis, a protozoan parasitic disease (detrimental outcome) [37, 138] . another concern is reliability of the source of phytochemicals. consistent and unadulterated phytochemicals are essential, for example, curcumin as curcumin c3 complex from sabinsa and egcg as polyphenon e from mitsui norin (as used in some clinical trials, see table 1 ) [6] . (repurposed drugs, as synthetic compounds, do not have this problem.) yet another approach is the synthesis of better analogs and derivatives (such as difluorinated-curcumin and various chloroquine analogs), but they are beyond the scope of this review [32, 40, 54, 120] . discrepancies in phytochemical research results are another challenge. whereas we found curcumin inhibited sp in rat glioma [48] , found curcumin induced human glioma cscs [139] . kakarala et al. (2010) reported curcumin inhibited both breast cscs and normal human breast stem cells, thus affecting both cscs and normal stem cells [140] . these differences can be attributed to variations in dosage, length of treatment periods, grade and stability of compounds used, or other experimental conditions [133] . polyphenolic phytochemicals have antioxidant capacities against reactive oxygen species (ros), but under special conditions they exhibit pro-oxidant capacity [141] . whereas ros are harmful in general, the removal of too much ros interferes with bodily functions, as seen in the warning presented by scientists to the food industry [142] . related to dosage is the concept of hormesis [143] , which suggests the fundamental nature of the dose-response curve is neither linear nor threshold, but u-or j-shaped. a low dose stimulatory response is the hormetic effect, representing overcompensation in response to disruptions in homeostasis. a biphasic dose response is observed. at high concentrations, phytochemicals can be toxic, whereas sub-toxic doses may induce adaptive stress responses. hormetic mechanisms of action have been proposed to underlie many of the health benefits of phytochemicals [6] . protective effect of resveratrol is only observed in low dose but not high dose in a mouse colon cancer model [144] . similar dose effects are seen in genistein [84] . for repurposed drugs, most research results indicate csc-targeting, there are discordance. sancho et al. (2015) reported metformin-resistant pancreatic cscs [145] and xin et al. (2016) reported metforminresistant liver cscs [146] . in these studies, the effective dose of metformin is much higher than other drugs or phytochemicals. moreover, asiedu et al. (2018) reported heterogeneity in metformin response in both patient-derived and cancer cell lines [147] . chloroquine is "a double-edged sword of autophagy", causing severe kidney damage [148] . whether it is the compound's pleiotropic nature that leads to unexpected adverse effects is still unclear. for repurposed drugs, studies are needed to determine that they can reach the csc niche [7] . combinational treatment has a long history in cancer chemotherapy. the first successful example is the treatment of childhood leukemia with "vamp", four drug combination (vincristine, amethopterin, 6-mercaptopurine, prednisone) in 1963 [149] . our approach continues this tradition. we recommend four phytochemicals (curcumin, resverestrol, egcg, genistein) and four drugs (metformin, niclosamide, thioridazine, chloroquine). this choice is in sync with selections by the halifax project, aiming at multi-targeted compounds for cancer prophylaxis and treatment [1] . we advocate a novel approach of csc-targeting dietary phytochemical-repurposed drug combinations and look forward towards clinical applications. in the united states, cancer drug prices are getting out of hand. the march 2018 report to president donald trump stated: "the president's cancer panel concluded that addressing the dramatic rise of cancer drug prices must be made a national priority. … innovative drugs offer new hope for patients to achieve long-term remissions-even cures-but virtually all new cancer drugs enter the market with a price tag that exceeds $100,000 per year and, increasingly, much higher" (https://prescancerpanel.cancer.gov/report/drugvalue). instead of new cancer drugs, the older repurposed drugs in combination with dietary phytochemicals are inexpensive and may work just as well. cancer is a worldwide problem affecting all nations rich and poor. on this topic, sullivan et al. (2017) warned: "treating cancer with the latest drugs and techniques is costly and will not improve survival globally" [150] . they asserted: "cancer is on the rise" and concluded the focus should be "on building infrastructure, and delivering affordable, equitable and effective care". our idea of csc-targeting phytochemical-drug combination fits seamlessly in this scenario as effective and affordable cancer treatment for the global population. for world health organization (who), cancer is non-communicable chronic disease, and the increase in cancer is due to an aging population and lifestyle changes. there is an urgent need for affordable cancer treatment. whether independently administered or in combination (as adjuvant with current therapy), development of a csc-targeting dietary phytochemical-repurposed drug combination will be affordable, effective, and low toxicity. our goal is to increase the scientific community's awareness and build a momentum towards conducting well-controlled clinical trials, done under uniform experimental conditions and in a double-blinded manner, to fully validate this novel combinatorial approach. since we propose to combine dietary phytochemicals and repurposed drugs, i.e. non-patentable natural products and patent-expired older drugs, we envision financial supports for this endeavor have to come from governmental and philanthropic resources. the novel approach is ready for action. none declared. designing a broad-spectrum integrative approach for cancer prevention and treatment hallmarks of cancer: the next generation tumorigenesis: it takes a village cancer stem cells-perspectives on current status and future directions: aacr workshop on cancer stem cells dietary phytochemicals target cancer stem cells for cancer chemoprevention existing drugs and their application in drug discovery targeting cancer stem cells inhibition of growth and sensitization to cisplatin-mediated killing of ovarian cancer cells by polyphenolic 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hedgehog-gli1 pathway selection of myeloid progenitors lacking bcr/abl mrna in chronic myelogenous leukemia patients after in vitro treatment with the tyrosine kinase inhibitor genistein repression of mammary adipogenesis by genistein limits mammosphere formation of human mcf-7 cells repression of mammosphere formation of human breast cancer cells by soy isoflavone genistein and blueberry polyphenolic acids suggests diet-mediated targeting of cancer stem-like/progenitor cells maternal genistein alters coat color and protects avy mouse offspring from obesity by modifying the fetal epigenome can you teach old drugs new tricks? drugsurv: a resource for repositioning of approved and experimental drugs in oncology based on patient survival information the drug repurposing hub: a next-generation drug library and information resource repositioning chloroquine and metformin to eliminate cancer stem cell traits in pre-malignant lesions repurposing metformin: an old drug with new tricks in its binding pockets metformin against cancer stem cells through the modulation of energy metabolism: special considerations on ovarian cancer metformin targets multiple signaling pathways in cancer metformin ameliorates core deficits in a mouse model of fragile x syndrome metformin as an anti-cancer agent: actions and mechanisms targeting cancer stem cells a trial for the ages metformin synergizes 5-fluorouracil, epirubicin, and cyclophosphamide (fec) combination therapy through impairing intracellular atp production and dna repair in breast cancer stem cells metformin inhibits rankl and sensitizes cancer stem cells to denosumab metformin increases sensitivity of pancreatic cancer cells to gemcitabine by reducing cd133+ cell populations and suppressing erk/p70s6k signaling metformin selectively targets cancer stem cells, and acts together with chemotherapy to block tumor growth and prolong remission metformin decreases the dose of chemotherapy for prolonging tumor remission in mouse xenografts involving multiple cancer cell types metformin and soybean-derived bioactive molecules attenuate the expansion of stem cell-like epithelial subpopulation and confer apoptotic sensitivity in human colon cancer cells bulk pancreatic cancer cells can convert into cancer stem cells(cscs) in vitro and 2 compounds can target these cscs combinational strategies of metformin and chemotherapy in cancers multi-targeted therapy of cancer by niclosamide: a new application for an old drug the genomes of four tapeworm species reveal adaptations to parasitism niclosamide, an old antihelminthic agent, demonstrates antitumor activity by blocking multiple signaling pathways of cancer stem cells anticancer effects of niclosamide in human glioblastoma drug screening identifies niclosamide as an inhibitor of breast cancer stem-like cells growth inhibition of ovarian tumor-initiating cells by niclosamide inhibition of wnt/beta-catenin pathway by niclosamide: a therapeutic target for ovarian cancer combined niclosamide with cisplatin inhibits epithelial-mesenchymal transition and tumor growth in cisplatin-resistant triple-negative breast cancer thioridazine: resurrection as an antimicrobial agent? br identification of thioridazine, an antipsychotic drug, as an antiglioblastoma and anticancer stem cell agent using public gene expression data thioridazine has potent antitumor effects on lung cancer stem-like cells roles of dopamine receptors and their antagonist thioridazine in hepatoma metastasis thioridazine inhibits angiogenesis and tumor growth by targeting the vegfr-2/pi3k/mtor pathway in ovarian cancer xenografts co-delivery of thioridazine and doxorubicin using polymeric micelles for targeting both cancer cells and cancer stem cells identification of drugs including a dopamine receptor antagonist that selectively target cancer stem cells chloroquine and its analogs: a new promise of an old drug for effective and safe cancer therapies chloroquine or chloroquine-pi3k/akt pathway inhibitor combinations strongly promote gammairradiation-induced cell death in primary stem-like glioma cells autophagy contributes to the survival of cd133+ liver cancer stem cells in the hypoxic and nutrient-deprived tumor microenvironment blockade of autophagy reduces pancreatic cancer stem cell activity and potentiates the tumoricidal effect of gemcitabine gemcitabine and mitomycin induced autophagy regulates cancer stem cell pool in urothelial carcinoma cells autophagy inhibition reduces chemoresistance and tumorigenic potential of human ovarian cancer stem cells the autophagy inhibitor chloroquine targets cancer stem cells in triple negative breast cancer by inducing mitochondrial damage and impairing dna break repair time to use a dose of chloroquine as an adjuvant to anti-cancer chemotherapies concise review: emerging drugs targeting epithelial cancer stem-like cells repurposing established compounds to target pancreatic cancer stem cells (cscs) phytochemicals perturb membranes and promiscuously alter protein function chemistry: chemical con artists foil drug discovery can invalid bioactives undermine natural product-based drug discovery? the essential medicinal chemistry of curcumin bioavailability and bioefficacy of polyphenols in humans. ii. review of 93 intervention studies targeting cancer with nano-bullets: curcumin, egcg, resveratrol and quercetin on flying carpets, asian pac enriched inhibition of cancer and stem-like cancer cells via stat-3 modulating niclocelles a synergistic combination of curcumin, epicatechin gallate and resveratrol, repolarizes tumor-associated microglia/macrophages, and eliminates glioblastoma (gbm) and gbm stem cells long-term use of an antiinflammatory, curcumin, suppressed type 1 immunity and exacerbated visceral leishmaniasis in a chronic experimental model curcumin induces glioma stem-like cell formation targeting breast stem cells with the cancer preventive compounds curcumin and piperine antioxidant polyphenols in cancer treatment: friend, foe or foil? antioxidants in foods: state of the science important to the food industry hormesis: from marginalization to mainstream: a case for hormesis as the default dose-response model in risk assessment cancer chemoprevention: evidence of a nonlinear dose response for the protective effects of resveratrol in humans and mice myc/pgc-1alpha balance determines the metabolic phenotype and plasticity of pancreatic cancer stem cells liver label retaining cancer cells are relatively resistant to the reported anti-cancer stem cell drug metformin patient-and cell type-specific heterogeneity of metformin response chloroquine in cancer therapy: a double-edged sword of autophagy a history of cancer chemotherapy cancer patients need better care, not just more technology we thank drs. david axelrod and dongming sun for helpful comments. we are grateful to claire chen, chase christensen, nana haruna, avery lee and tanjida tasmin for assistance in manuscript preparation. mmc received grant support from american institute for cancer research. rc was the recipient of undergraduate research fund from aresty research center at rutgers university. df received grant support from new jersey health foundation (pc55-16). key: cord-351517-npcuo1ld authors: gale, robert peter; lazarus, hillard m. title: liaisons dangereuses? new drugs, physicians and the drug industry date: 2020-07-01 journal: bone marrow transplant doi: 10.1038/s41409-020-0988-0 sha: doc_id: 351517 cord_uid: npcuo1ld nan us food and drug administration (fda) has approved record numbers of new cancer drugs in recent years. many are relevant to readers of bone marrow transplan-tation who treat acute myeloid leukaemia (aml) including midostarin, gilteritinib, venetoclax, enasideinib, ivosidenib, glasdegib, acute lymphoblastic leukaemia including inotuzumab ozogamicin, blinatumomab, dasatinib, ponatinib and tisagenlecleucel, chronic myeloid leukaemia including ponatinib and bosutinib, plasma cell myeloma including daratumumab, selinexor, elotuzumab, panobinostat and ixazomib, chronic lymphocytic leukaemia including ibrutinib, idelalisib and ofatumumab, lymphoma including vorinostat, mogamulizumab-kpkc, polatuzumab vedotin-piiq, acabrutinib, brentuximab vedotin, zanubrutinib, axicabtagene ciloleucel and tisagenlecleucel, myeloproliferative neoplasm (mpn)-associated myelofibrosis including fedratinib and acute and chronic graftversus-host disease (gvhd) including ibrutinib and ruxolitinib. this is extraordinarily good news but raises questions whether everyone receiving a haematopoietic cell transplant needs and/or benefits from these new drugs and whether physicians were complicit in promoting their approval and subsequent use. these questions are especially important in developing countries where many of these new drugs are not yet or may ever be approved, available and/or affordable. first, do these new drugs really improve survival? for example, many approvals in aml relevant to haematopoietic cell transplantation were based on data from small, sometimes uncontrolled phase-2 studies. also, many regular approvals were based on surrogate endpoints such as complete or overall response rate, response duration and/or progression-free survival (pfs) rather than survival. for example, between 2009 and 2014 the us fda-approved 83 cancer drugs, 55 based on surrogate outcomes including 31 based on overall response rate and 24 based on pfs [1] . all accelerated approvals and one-half of conventional approvals were based on treatment effects with surrogate outcomes. in a recent review fewer than one-half of drugs approved based on a pfs endpoint were shown to improve survival or quality-of-life (qol) [2] . similarly, between 2009 and 2013 the european medicines agency (ema) approved 48 cancer drugs only one-half of which were proved to increase survival or improve qol [3] . another problem with several new drug approvals is the choice of an inappropriate comparator therapy in randomized phase-2 or phase-3 trials. finally, many of these approvals were based on analyses of hazard ratios rather than a preferred mean restricted survival time [4] . another issue is the magnitude of benefit conferred by new drugs like midostaurin and how they should be used in persons with aml with a flt3 mutation. in the randomized study of midostaurin 57 percent of subjects received an allotransplant with an important imbalance between the midostaurin and placebo cohorts in subjects transplanted in 1st complete remission (28% versus 23%; p = 0.10) [5] . elsewhere my colleagues and i explain this p value does not mean there is no difference in transplant rates between the arms [6, 7] . rather, this p value means it is very likely transplant rates are different and that the null hypothesis is simply not a good statistical model of these (or more extreme) data. more importantly. although the trial reported a survival benefit of pretransplant midostaurin, many physicians fail to appreciate midostaurin was stopped at the time of transplant and that there are not data supporting giving midostaurin after a transplant regardless of whether it was given pretransplant. our informal survey indicates most transplant physicians continue giving midostaurin despite this lack of supporting data. their motto seems: it can't hurt. (sounds like president trump promoting chloroquine, hydroxychloroquine and bleach for covid-19.) but who knows? some data suggest one reason many new drugs gain favour with physicians and patients is because they are promoted by nationally or internationally by disease experts often referred to as key opinion leaders (kols) and by drug companies, often in media advertisements. une liaison dangerous? this may be so in some instances [8] . however, there are several complex considerations here. kols are frequently principle investigators in the clinical trial(s) resulting in a new drug approval. often, they believe, sometimes strongly or even too strongly, the new drug is an important advance. in psychology this process is known as confirmation bias. having invested several years studying a new drug, often with considerable effort and problems working with ethical committees, clinical research organizations (https://www.ashclinicalnews.org/viewpoints/ editors-corner/contract-research-agonizations/); sometimes known as clinical research aggravations), drug company study managers etc. people want to believe their effort worthwhile. otherwise one would seem to have wasted their time, energy and perhaps destroyed your marriage, missed your children growing up, both or perhaps something even worse (a fling in cancun?). but we need to acknowledge other considerations such as the requirement to publish for academic promotion and advancement. it is far easier to publish a study claiming a new, typically more expensive drug is better than an old, typically cheaper drug than the converse. and there are also some less altruistic considerations. everyone likes to address a large, admiring audience, have your headshot (typically of you 20 years ago) projected on a huge screen, travel abroad, be feted at a reception and dine in le bernadine in new york, the ivy in london or la tour d'argent in paris. this behavior is human nature and we cannot unfairly fault them. generic drug makers are likely to take you and the meeting organizers to nathan's famous hot dogs in coney island for dinner (excellent but expensive; currently $7.99 usd; 2 for $15.00), no fries or, for europeans, traditional pie 'n' mash with eels at cockney's at 314 portobello road, london w10 5ru (£ 7). everyone likes to be liked. in contrast, consider a world where drug companies do not develop new drugs for the diseases we need to treat. first, we would be left with methotrexate and corticosteroids to prevent or treat gvhd. almost all new drugs we use in the past 30 years have come from drug companies, not academia. but there are other far-reaching implications. for example, annual educational meetings such as those of the recent transplantation and cellular therapy (tct) meeting in orlando and the european bone marrow transplant group (ebmt) meeting in frankfurt would have 2000 rather than 3000 attendees. about onethird of the attendees are drug company employees or physicians sponsored to attend the meeting by drug companies. much of the funding for these annual meetings comes from the drug industry, not registration fees. tct and ebmt charge drug companies substantial monies for exhibition space and for the opportunity to present their new drugs in so-called product theatres. imagine an exhibition space at one of these meetings without drug company booths. it would look like grand central terminal devoid of people with only the central lonely information kiosk. a world without free cappuccino or frozen yogurt, video games, giveaways for which physicians earning >$ 300,000 per year are willing to que for 15 min. amazing. blood and marrow trans-plantation is filled with advertisements for new drugs. i doubt many journals would be able to achieve widespread distribution at a reasonable cost to society members without advertising income. likewise, their websites are where you are bombarded by unsolicited advertisements for new transplant-related drugs. and think of the exhibit areas at the tct and ebmt meetings. our point is that although its popular to disparage the drug industry for promoting new drugs with sometimes marginal benefits and high costs, the medical community benefits greatly from the investment of these drug companies. much of our medical education in diverse areas is indirectly supported by the drug industry. our lives would be entirely different if drug companies developing and promoting new drugs ceased to exist. and we would be eating hot dogs at nathan's rather than black cod in miso at nobu. remember, the estimated cost of bringing a new cancer drug to approval is about $700 million usd [9] . these monies come from drug company research and development and need to be returned to stockholders with a profit. have we a solution to these potential liaisons dangereuses likely to work? no. it is unreasonable to expect drug companies not to promote drugs they have developed at great cost. professional societies and publishers are addicted to drug company support. individual investigators fight to participate in clinical trials of interesting drugs. coinvestigators fight for lead authourship on publications of successful drug trials which come with designation as a kol and extensive travel on what are labeled educational symposia. regulatory agencies such as us fda and ema have helped curb inappropriate drug labeling and promotional activities but have limited jurisdiction and are subject to political influences. in the us, fda is required by law to approve any drug determined safe and effective whether or not the new drug is safer or better than a current drug. price is dictated by the drug company, not the fda. cost control (if any) lies with the centers for medicare and medicaid services (cms), payor for americans without medical insurance and for persons >65 years and with pharmacy benefit managers who affect discounts, not price. moreover, us physicians can prescribe any fda-approved drug in settings different from those for which the drug was approved, a practice termed off-label use. again, the only control of off-label use are payors. controls of drug use and pricing are different in some other countries such as the uk where approval based on a determination of safety and efficacy is done by one health authority (medicines and health care products regulatory agency) and appropriateness of use and price are determined by another agency (national institute for health and care excellence (nice). can we correct the threat of liaisons dangereuses? there are some rays of hope. in the us cms and the state children's insurance program are required to enforce the physicians payments sunshine act which requires drug companies to collect and track all financial relationships with physicians and teaching hospitals. the goal is to increase transparency of financial relationships between health care providers and drug companies and uncover potential conflicts of interest. the bill also allows states to enact additional requirements which several states have done. another step is that some universities have limited or completely restricted participation of their faculty in promotional activities. however, data on effectiveness of this ban is far from promising [10] . for example, in a cohort of academic oncologists at us public medical schools two-thirds received payments from the drug industry in 2017 accounting for >20% of their annual salary. recently, there has been considerable controversy over participation in china's thousand talents plan under which us academic physicians have established relationships with chinese universities and, in some instances, drug companies receiving received substantial research and personal monies. the fbi is currently investigating these relationships which have led to the firing of several prominent physician scientists. none of these developments is surprising. for example, us medical schools have been selling themselves for a price. for a mere $200 million david geffin was able to have the ucla school of medicine, a state institution, named for him. and ucla medical center is named for ex-president ronald reagan after his friends donated $150 million. (full disclosure: rpgs wife is in the case family of case western reserve university.) it would seem the california board of regents would be on shaky moral ground trying to control physicians' drug prescribing activities. the truth is physicians and the drug industry have a symbiotic relationship. physicians like to complain but nobody really wants change. but there is hope because what ultimately saves us from these liaisons dangereuses is the moral compass of most physicians who want to do what's best for their patients. our bottom line is some of these new drugs are important advances such as cyclosporine, mycophenolate mofetil and several new antibiotics and anti-fungal drugs. however, the impact of many new approved drugs on transplant outcomes is mostly modest and not everyone needs them. health care resources need to be used to reduce infant mortality, increase childhood vaccination rates, eradicate malaria etc. and most recently to combat the sars-cov-2 pandemic and treat covid-19; these new drugs are unlikely to be the most effective investment of health care resources, especially in developing countries. despite the above comments, criticisms and admonitions we are standing by to renounce all of these potential liaisons dangereuses if a drug company offers to sponsor us to lecture on a new drug for transplant recipients in milano with dinner at cracco thrown in buon appetito. surrogate endpoints in oncology: when are they acceptable for regulatory and clinical decisions, and are they currently overused cancer drugs approved on the basis of a surrogate end point and subsequent overall survival. an analysis of 5 years of us food and drug administration approvals availability of evidence of benefits on overall survival and quality of life of cancer drugs approved by european medicines agency: retrospective cohort study of drug approvals 2009-13 uses and limitations of the restricted mean survival time: illustrative examples from cardiovascular outcomes and mortality trials in type 2 diabetes midostaurin plus chemotherapy for acute myeloid leukemia with a flt3 mutation what is the p-value anyway? what is the (p-) value of the pvalue? following the script: how drug reps make friends and influence doctors research and development spending to bring a single cancer drug to market and revenues after approval comparison of industry payments in 2017 with annual salary in a cohort of academic oncologists acknowledgements rpg acknowledges support from the national institute of health research (nihr) biomedical research centre funding scheme. key: cord-018595-x3tleomb authors: dodiuk-gad, roni p.; chung, wen-hung; shear, neil h. title: adverse medication reactions date: 2017-04-25 journal: clinical and basic immunodermatology doi: 10.1007/978-3-319-29785-9_25 sha: doc_id: 18595 cord_uid: x3tleomb cutaneous adverse drug reactions (adrs) are among the most frequent adverse reactions in patients receiving drug therapy. they have a broad spectrum of clinical manifestations, are caused by various drugs, and result from different pathophysiological mechanisms. hence, their diagnosis and management is challenging. severe cutaneous adrs comprise a group of diseases with major morbidity and mortality, reaching 30 % mortality rate in cases of toxic epidermal necrolysis. this chapter covers the terminology, epidemiology, pathogenesis and classification of cutaneous adr, describes the severe cutaneous adrs and the clinical and laboratory approach to the patient with cutaneous adr and presents the translation of laboratory-based discoveries on the genetic predisposition and pathogenesis of cutaneous adrs to clinical management guidelines. the world health organization defined an adverse drug reaction (adr) in 1972 as "a response to a drug that is noxious and unintended and occurs at doses normally used in man" [1] . edwards and aronson [2] proposed a different definition in 2000: "an appreciably harmful or unpleasant reaction, resulting from an intervention related to the use of a medicinal product, which predicts hazard from future administration and warrants prevention or specific treatment, or alteration of the dosage regimen, or withdrawal of the product." the terms 'adverse reaction' and 'adverse effect' are interchangeable, except that an adverse reaction is seen from the point of view of the patient and adverse effect is seen from the point of view of the drug. however, both terms must be distinguished from 'adverse event'. an adverse event is an adverse outcome that occurs while a patient is taking a drug, but is not or not necessarily attributable to it [2] . differentiating between serious adr and severe adr is imperative. serious adr is a legal term applied to any untoward medical occurrence that at any dose results in death, is life-threatening, requires inpatient hospitalization or prolongation of existing hospitalization, results in persistent or significant disability/incapacity, or is a congenital anomaly/birth defect [3] . conversely, the term 'severe' is a clinical term used to describe the intensity (severity) of a medical event, as in the grading 'mild', 'moderate', and 'severe'; thus, a severe skin reaction need not be serious [2] . adrs are associated with significant morbidity and mortality and have considerable economic implications. clinical manifestations of an adr are variable and may include cutaneous and or systemic features [4] . when analyzing the type of adrs most encountered, two major groups emerge; common-mild reactions and raresevere reactions. common-severe reactions are not approved for clinical usage and rare-mild reactions are usually not noticed or reported. cutaneous adrs are among the most frequent adverse reactions in patients receiving drug therapy [5] . they accounted for 65 % of all reported adrs in a 4-year retrospective study in taiwan [6] . the prevalence and incidence of cutaneous adrs vary greatly among different populations [7] [8] [9] [10] [11] . in the usa, a 7-year prospective study found that the prevalence of cutaneous adrs was 2.2 % in hospitalized patients [7] ; and an 11-year retrospective study found the annual incidence of cutaneous adrs to be 2.26 per 1,000 persons [11] . in denmark, in a 1-year cross-sectional study the prevalence of cutaneous adrs was 0.33 % in in-patients and 0.14 % in outpatients [8] . in southern china, in an 8-year retrospective study, the prevalence of cutaneous adrs was 0.14 % in hospitalized patients [9] . in india, in a 12-month prospective study, the primary incidence of cutaneous adrs was 2.05 per 1,000 persons [10] . the need to survey adrs in clinical practice is universally recognized. various methods may be employed: spontaneous surveillance, prescription-event monitoring (pem), linkage analysis, case-control surveillance and cohort studies [5] . in 1963, the 16th world health assembly reaffirmed the need for early detection and rapid dissemination of information on adverse reactions due to medications. this affirmation led to the creation of the world health organization (who) programme for international drug monitoring, under whose auspices systems have been created in member states for the collection and evaluation of individual case safety reports (icsrs) [12] . in 1978 the who set up its international drug monitoring programme in sweden at the uppsala monitoring centre (umc) http://www.who-umc. org. the us food and drug administration (fda) provides several options for reporting adverse events. one such option is medwatch, the fda safety information and adverse event reporting program http://www.fda.gov/safety/ medwatch/default.htm, founded in 1993 as a system for both consumers and healthcare professionals to report adverse events. medwatch is intended to detect safety hazard signals for medical products; in the event a signal is detected, the fda can issue medical product safety alerts or order product recalls, withdrawals, or labelling changes to protect the public health [13] . a number of international research groups are investigating severe cutaneous adrs (scars): the regiscar network, an international registry of scar established in 2003, the japanese research committee, j-scar, the asian scar consisting of japan and taiwan scar groups (j-scar and t-scar) established in 2010, and the southeast asia network, sea-scar, with ten member countries: brunei, cambodia, indonesia, laos, malaysia, myanmar, philippines, thailand, singapore, and vietnam. the international serious adverse event consortium (isaec), a non-profit organization formed in 2007, is a pharmaceutical industry-and fda-led international consortium that focuses on identifying and validating dna variants useful in predicting the risk of rare drug-induced serious adverse events [14] . mechanisms of adverse drug reactions (adrs) can be classified into immunologic and non-immunologic etiologies. there are two common types of immune-mediated drug reactions: immediate-type hypersensitivity (type i hypersensitivity) and delayed-type hypersensitivity (type iv hypersensitivity). 1. immediate-type drug hypersensitivity: immediate-type drug hypersensitivity reactions usually occur minutes to hours after drug exposure, with clinical manifestations including pruritus, urticaria, angioedema, and bronchospasm to anaphylaxis. the reaction is mediated mainly by drug-specific ige, the most common causative agents being penicillins, cephalosporins and neuromuscular blocking agents. ige-mediated reactions to drugs are usually thought to be an immune response to a hapten/carrier complex. in the primary drug sensitization, drug-specific ige is formed when plasma cells transformed from activated b cells interact with t cells. in an allergic reaction, drug allergens bind to mast cells with high-affinity fc receptor, to which drug-specific ige is bound, causing mast cells to release mediators, such as histamine, leukotrienes, prostaglandins and cytokines [15] . 2. delayed-type drug hypersensitivity: delayed-type drug hypersensitivity reactions usually take several days to weeks following drug exposure, with variable clinical presentations that may include maculopapular eruption (mpe), fixed drug eruption (fde), acute generalized exanthematous pustulosis (agep), stevens-johnson syndrome (sjs), toxic epidermal necrolysis (ten) and drug reaction with eosinophilia and systemic symptoms (dress). t cell receptor (tcr), cd4+ and cd8+ t cells are involved in different delayed-type drug hypersensitivity reactions [16] . drugs are low molecular weight and usually considered not able to bind to tcrs to activate adaptive immunity. in the case of drug allergy, drug interactions with tcrs may involve a drug-peptide complex presented by human leucocyte antigen (hla) molecules of antigen-presenting cells (apcs). this process is known as the hapten concept; an example is β-lactams that covalently bind to lysine residues [17] . drugs can also interact directly with tcrs without binding to the peptide/hla of the apc in what is known as the p-i concept (pharmacological interaction of drugs with immune receptors) [18] . for example, carbamazepine is not able to bind covalently to peptides or proteins, but can associate with low affinity to tcrs and provoke t cell activation [19] . the immunohistologic characteristics of delayed type drug hypersensitivity are summarized in table 25 .1. the skin of mpe is infiltrated by numerous mononuclear cells (cd4 and cd8 t cells, monocyte/macrophages) and some eosinophils. typically, interface dermatitis is seen with a predominance of cd4+ t cells. these cells are located mainly in the perivascular dermis, and both cd4+ and cd8+ t cells are located at the dermoepidermal junction [20] . skin manifestations of dress may vary from mpe-like to exfoliative dermatitis and are characterized by a heavy infiltration of cd4+ and cd8+ t cells, monocyte/macro-phages and eosinophils [21] . mpe and dress share many pathological features, but dress exhibits more severe dyskeratosis (keratinocyte death in epidermis) and a greater extent of systemic involvement and eosinophilia [26] . immunohistology of skin lesions in agep reveals intraepidermal pustules with infiltration of neutrophils surrounded by il-8 producing t cells [22] . despite very diverse clinical presentations, constant features of delayed-type drug hypersensitivity are the presence of high numbers of drug-specific cd8+ cytotoxic t cells and low numbers of innate nk lymphocytes [20, 27, 28] . cd8+ t cells of cutaneous adrs have classic cytotoxic functions: lysis of autologous lymphocytes or keratinocytes in an mhc class i-restricted and drug-dependent manner [28] . cytotoxic immune cells in sjs/ten drug-induced sjs and ten are severe cutaneous adrs in which cytotoxic t lymphocytes (ctls) and natural killer (nk) cells are activated, and subsequently carry out the cellular immune reactions directed at keratinocytes in a major histocompatibility class (mhc) i-restricted manner. upon activation of these immunocytes, various cytotoxic signals, including granulysin, perforin/granzyme b, fas/fas ligand, and cytokines/chemokines, are relayed to the skin lesions to mediate the disseminated keratinocyte death [23] [24] [25] . it is noteworthy that the number of granulysin-positive cells in fixed drug eruptions was found to be similar to that observed in sjs/ten [27] . non-immune-mediated hypersensitivity is commonly referred to as pseudoallergic reactions because they do not involve a specific immune mechanism -neither ige-mediated (type i) nor delayed (type iv) hypersensitivity. clinical manifestations, which range from milder erythematous to urticarial reactions to severe lethal anaphylaxis, may be indistinguishable from immune system-mediated hypersensitivity reactions. common non-immune-mediated hypersensitivity can be caused by contrast media, vancomycin, non-steroidal anti-inflammatory drugs (nsaids), opiates, plasma expanders, and drugs used in general anesthesia [29] . nsaids-induced pseudoallergic reactions have been attributed to cyclooxygenase-1 inhibition and overproduction of leukotrienes, and may require higher drug doses than are needed for true ige-mediated reactions [30] . mast cell drug-specific t cells mediate skin inflammation in variable clinical presentations of delayed-type drug hypersensitivity through the release and induction of different cytokines and chemokines (table 25 .1) [31] . the heterogeneous cytokines include th1 cytokines (interferon-γ) and th2 cytokines (il-4, il-5) [22] . increased expression of il-5, which is a key cytokine for activation of eosinophils, is commonly seen in delayed-type drug hypersensitivity [32] . the activation of eosinophils can be further enhanced by the chemokines eotaxin and rantes [33] . thymus and activation-regulated chemokine (tarc/ccl17) has been reported to be a dress specific cytokine [34] . in addition to th1 and th2 cytokines, a recent study demonstrated the involvement of il-17aproducing th17 in dress and sjs/ten [35] . elevated expression of the neutrophil-attracting il-8 has been known to be the key cytokine involved in agep. there are several cytokines involved in sjs/ ten. numerous studies have shown tumor necrosis factor alpha (tnf-α) strongly expressed in sjs/ten lesions and correlated with disease severity [24, 36, 37] . tnf-α is a potent cytokine that induces cell apoptosis, cell activation, differentiation, and inflammatory processes [38, 39] . interferon gamma (ifn-γ) is a common cytokine involved in delayed-type drug hypersensitivity, including sjs/ ten. ifn-γ was intensely expressed in the superficial dermis and epidermis of sjs/ten lesions [36, 37] . ifn-γ is also known to promote antigen presentation and thus stimulate the cell-mediated immunity by upregulation of mhc molecules [40] [41] [42] . in addition to tnf-α and ifn-γ, several cytokines and chemokine receptors that are responsible for trafficking, proliferation, and activation of t-cells and other immune cells have been found elevated in the skin lesions, blister fluids, blister cells, pbmcs, or plasma of sjs/ten patients . these cytokines/chemokines include il-2, il-5, il-6, il-10, il-12, il-13, il-15, il-18, ccr3, cxcr3, cxcr4, and ccr10 [24, 36, 37, [43] [44] [45] . the central hypothesis proposed to explain the severe mucocutaneous lesions of sjs/ten is the cd8+ cytotoxic t cell and natural killer (nk) cell-mediated cytotoxic immune reactions. three major cytotoxic signals from cytotoxic cells are reported to be involved in the extensive skin necrosis of sjs/ten, including the fas-fasl interaction, perforin/granzyme b, and granulysin, which can induce keratinocyte apoptosis [23, 28, 46] . granulysin is not only a cytotoxic protein; it is also a chemoattractant and proinflammatory activator that can promote monocyte expression of ccl20 [47] , and is capable of promoting antigen-presenting (dendritic) cells and leukocyte recruitment, and activating specific immune responses, such as il-1b,il-6, il-10, tnf-a [48] . reports on the familial occurrence of severe drug hypersensitivity and cases occurring in identical twins suggest genetic links [49] [50] [51] [52] . the hla genes show strong association with drug hypersensitivity. examples of strong associations of hla alleles with specific drug-induced hypersensitivity reactions include abacavir, nevirapine, carbamazepine, and allopurinol (table 25. 2). the view that hla alleles are the main genetic determinants of sjs/ten was first proposed by roujeau et al. [61] , who reported the weak associations of hla-a29, b12, and mpe maculopapular drug eruption, dress drug reaction with eosinophilia and systemic symptoms, sjs/ten stevens-johnson syndrome/toxic epidermal necrolysis dr7 in sulfonamide-related ten, and hla-a2, b12 in oxicam-related ten in europeans [61] . following the immunological hypothesis, the most striking evidence of genetic susceptibility to sjs/ten was provided by the findings that hla-b*15:02 is strongly associated with carbamazepine-induced sjs/ten [53] , hla-b*58:01 with allopurinol-induced sjs/ten or dress [54] , and hla-b*5701 with abacavir hypersensitivity [62] . the hla association to specific drug-induced hypersensitivity can be ethnic and phenotype-specific. the strength of hla associations with specific drug-induced hypersensitivity in different populations has been found related to the prevalence of the susceptibility allele in the ethnic population. the association of hla-b*15:02 with carbamazepineinduced sjs/ten was replicated in other asian countries, including thailand, hong kong, malaysia, china, vietnam, cambodia, reunion, philippines and indian ethnicities, which carry high hla-b*15:02 allele frequency, but not in europeans, which carry low hla-b*15:02 allele frequency (<1 %) [63] . in contrast, the strong association of hla-b*58:01 with allopurinol-induced sjs/ten is more universal, being found in han chinese in china, thai populations, korean, japanese, and european populations; hla-b*58:01 is the allele common to all these populations [64] . the phenotype-specific characteristics are exemplified by carbamazepine hypersensitivity. while hla-b*15:02 is strongly associated with carbamazepine-induced sjs/ten, it is not associated with carbamazepine-induced dress; in an international study, hla-a*31:01was strongly associated with carbamazepine-induced dress, but not with carbamazepineinduced sjs/ten [65] . phenytoin -an aromatic antiepileptic drug structurally related to carbamazepine -also frequently causes sjs/ten and dress [66, 67] . hla-b*15:02 has been associated with phenytoin-related sjs/ten in asians, although the association is much weaker than that found for carbamazepine-related sjs/ten [68] . a recent genome-wide association study by chung wh et al. turned up cytochrome (cyp) 2cvariants, including cyp2c9*3, that showed a strong association with phenytoin-related scar. the significant association between cyp2c9*3 and phenytoin-related severe cutaneous ards was replicated in different asian populations [69] . similar to delayed-type drug hypersensitivity, genetic predisposing factors have been reported in immediate-type drug hypersensitivity. β-lactam allergy was reported associated with gene variants of il13, il4, and il4ra [70] [71] [72] [73] . several genetic predisposing factors, including gene polymorphisms in cysteinyl leukotriene receptor type 1 (cysltr1) and leukotriene c4 synthase (ltc4s) [74] and high-affinity ige receptor (fcepsilonr1) [75] , were associated with aspirin. cutaneous adrs may be classified in terms of their presumed mechanism, severity of the reaction, histological findings, and cutaneous morphological manifestations. the modern pharmacological classification of adrs differentiates two basic types of reactions; type a, predictable reactions, and type b, unpredictable or idiosyncratic reactions. type a reactions ('augmented') are dose-dependent, common and predictable based on the pharmacology of the drug; about 80 % of all adrs are type a. type b reactions ('bizarre') do not occur at any dose in most patients, but may be dose dependent in susceptible individuals. they are uncommon, affecting a small number of patients based on an individual predisposition that depends on both genetic and environmental factors [76, 77] . the pathogenesis of type a reaction was described in the sixteenth century by paracelsus, the swiss german renaissance physician who founded the discipline of toxicology: "all things are poison, and nothing is without poison; only the dose permits something not to be poisonous" [78] . the pathogenesis of type b reaction was designated in the first century bc didactic poem, de rerum natura (on the nature of things), by the roman poet and philosopher lucretius: "one man's meat is another man's poison" [79] . type b reactions can be categorized into different subtypes according to gell and coombs' classification system [80] . the effector phase of the allergic reaction is classified into four types: type i mediated by drug-specific ige antibodies, types ii and iii mediated by drug specific igg or igm or iga antibodies, and type iv induced by drug-specifc t lymphocytes [81] . this classification system may be helpful in daily clinical practice as a guide to diagnostic and therapeutic decisions. in addition to the basic classification of type a and b reactions, further types of reactions were subsequently added; type c-dose and time-related, 'chronic'; type dtime-related. 'delayed'; type e-withdrawal effects, 'end of use'; and type f-unexpected failure of therapy, 'failure' [2] . the diagnosis of a cutaneous adr must be followed by differentiation between a simple reaction involving only the skin and a complex reaction that includes systemic involvement of organs in addition to the skin [82] . systemic involvement should be explored even in a mild cutaneous eruption due to a drug since the severity of skin manifestation does not necessarily mirror the severity of the systemic involvement. systemic involvement is evaluated by assessing the patient's symptoms, including fever, facial edema, malaise, chills, dyspnea, cough, palpitations, nausea, vomiting, diarrhea, sore throat and arthralgia. further investigation is based on the patient's symptoms. basic laboratory screen, conducted in cases of suspected systemic involvement, includes a full blood count, liver and renal function tests, and urine analysis [83] . skin biopsy is an invaluable diagnostic modality in the assessment of drug eruptions. histologically, drug eruptions can elicit a variety of inflammatory disease patterns in the skin and panniculus, and overlapping reaction patterns. ackerman et al.'s basic patterns of inflammatory skin diseases [84] (table 25. 3) are a helpful guide. the most common pattern of drug eruptions is the perivascular type, while psoriasiform and granulomatous patterns are rarely reported [85] . drug eruptions may also mimic specific skin diseases such as lupus, lichen planus or lymphoma [85] . a single drug may cause a wide range of reaction patterns and no reaction pattern is specific for a particular drug [88] . while the histological changes are not distinctive in many cases of drug eruption, a few important histopathological clues may aid in the diagnosis: (1) overlapping histological patterns in one specimen (e.g., lichenoid and spongiotic). (2) presence of eosinophils (although not mandatory); although eosinophils are an important tell-tale sign of a drug-induced reaction, they may also be conspicuous in skin rashes devoid of a drug association and sparse or absent in some drug exanthems. (3) apoptotic keratinocytes. (4) mismatch between clinical and histomorphological features [85, 86, 88] . in a study assessing the histological pattern of 104 cases of diagnosed drug eruption during a 5-year period in one institution [89] , the majority of the cases (94 %) were morbilliform-type rashes. the most common histological pattern was superficial perivascular and interstitial with interface changes. eosinophils were present in only 50 % of cases, and approximately half (53 %) of the cases exhibited epidermal-dermal interface changes [89] . in view of the large diversity of cutaneous drug reactions, it is helpful to approach them as clinicopathologic entities and to base the diagnosis on a combination of clinical, histological and disease course data [89] . heightened awareness of the possible mimicry of other skin diseases and of the suspicious histopathological clues pointing to drug etiology are key elements to the appropriate histological diagnosis of drug reactions in the skin [85, 88, 89] . a widely accepted approach to diagnosing the type of drug eruption is a simplified method based on the morphology of the primary lesions. the four main categories are maculopapular, urticarial, pustular and blistering [82] . the diagnosis of the drug eruption can be challenging since the same cutaneous morphology can be manifested in a simple reaction involving only the skin and in a complex reaction including systemic involvement in addition to the skin. therefore, there are two major steps in diagnosing drug eruptions: determine the morphology and assess systemic involvement [90] . terminology the term 'maculopapular' is descriptive. morbilliform means measles-like, the rash of measles consisting of macules and papules that tends to confluence. the etymon of 'exanthema' is the greek 'exanthema', which means 'a breaking out'. thus exanthema merely means 'rash', and 'exanthematous rash' literally means 'rash-like rash'. therefore, the terminology is redundant [89] . polymorphous pink-to-red macules and or papules usually in a symmetric distribution that may coalesce to form plaques ( fig. 25 .1) [91] . the eruption begins on the trunk and upper extremities and progressively becomes confluent. in addition, purpuric lesions may appear on the ankles and feet [90] . the drug eruption can also manifest in a scarlatiniform pattern of pinpoint-sized pink-red papules coalescing and giving the skin the texture of sandpaper [92] . frequency the most common drug-induced eruptions, occurring in 1-5 % of first-time users of most drugs [91] . lag period 7-14 days [90] . symptoms pruritus and low-grade fever are common [91] . the eruption usually begins on the trunk and becomes generalized. palms and soles are often involved; mucous membranes are usually spared [90] . histology nonspecific changes consisting of mostly superficial but also deep perivascular and interstitial infiltrate of lymphocytes. eosinophils and epidermal-dermal interface changes appear in approximately half the cases [89] . differential diagnosis viral exanthems, scarlet fever, toxic shock syndrome, acute graft versus host disease (gvhd), kawasaki disease, juvenile idiopathic arthritis [90] . treatment identifying and discontinuing the causative drug are the most important steps in management. symptomatic treatment with antipruritic agents and potent topical glucocorticoids may be helpful [91] . a decision can be made to continue the drug and offer symptomatic treatment if the drug is of paramount importance, but the risk: benefit ratio of this option has to be carefully weighed, and the evolution of the eruption must be meticulously monitored [90] . prognosis the eruption often fades within 7-14 days of discontinuation of the offending drug and scaling and desquamation may follow. re-challenge may lead to reappearance of the reaction within a few days [90] . offending drugs the most common classes of drugs implicated are penicillins, sulfonamides, cephalosporins, and antiepileptics [90] . terminology the term 'urticaria', first introduced by william cullen in the eighteenth century, is derived from urtica urens (common european stinging nettle). one of the earliest descriptions of urticaria comes from china, and is more than erythematous macules and papules coalescent into illdefined plaques on the trunk -maculopapular morphology of cutaneous adr 2,000 years old. in the huangdi neijing, written around 200 bc, urticaria is referred to as feng yin zheng ('wind type concealed rash'). in ancient latin medical literature, urticaria was called 'uredo' (urere means 'to burn'), and in the old persian medical texts, 'essera' (meaning 'elevation') [93] . skin signs urticaria is induced by superficial dermal swelling due to plasma leakage and vasodilation triggered by activation of mast cells. the skin manifestations of this process include erythematous and edematous papules and plaques (wheals) of various sizes that may coalesce to form large plaques [94] . wheals may be characterized by pink or pale center and assume a figurate or polycyclic configuration. linear lesions can be seen with dermatographism [92, 94] . frequency drug-induced urticarial eruptions are the second most common type of cutaneous drug eruption and account for approximately 5 % of all cutaneous drug eruptions [85] . lag period urticaria occurs within minutes to days of drug administration [94] . symptoms a major clinical feature is pruritus, the lack of which should put the diagnosis in doubt. the lesions can also be painful if they occur on the soles, over joints, or in areas where the skin is tightly adhered to subcutaneous tissue [94] . a single lesion lasts less than 24 h and upon resolution leaves normal skin. however, new lesions may continue to arise for various periods of time. acute urticaria is defined when a bout of hives lasts less than 6 weeks; when it lasts longer, it is defined as chronic urticaria [95] . urticaria may be associated with angioedema [93] . angioedema is defined as a deep, dermal, subcutaneous and/or mucous swelling that may involve the intestinal lining and the upper respiratory tract. symptoms include slight heat, burning, pain and sensation of pressure or tightness. however, pruritus is minimal or absent. swelling of gastrointestinal tract mucosa can induce abdominal pain, vomiting and diarrhea. edema of the respiratory tract may induce various symptoms including life-threatening asphyxia. drug-induced angioedema is associated with urticaria in approximately 50 % of cases. some drugs may induce angioedema without urticaria [96] . common sites of involvement lesions of urticaria can appear anywhere on the skin, including the palms, soles and scalp, but not on mucosal surfaces [94] . angioedema most commonly occurs in the head, neck and hands, but can occur anywhere and frequently involves mucosal tissue. swelling may be more prominent in areas of looser skin, such as the scrotum, labia, lips, and eyelids [94] . histology urticarial drug reactions are characterised by dermal edema and a superficial and deep perivascular and interstitial dermatitis. the mixed inflammatory infiltrate comprises lymphocytes, histiocytes, mast cells, eosinophils and neutrophils. the presence of neutrophils and deep vascular plexus involvement may be a clue to the drug-induced nature of the urticaria [86] . the wheals with central red halo of urticaria may resemble the target lesions of erythema multiforme. four clinical signs of urticaria can help distinguish it from erythema multiforme: (1) the central zone consists of normal skin, whereas in erythema multiforme, skin is dusty, bullous or crusted. (2) each lesion is transient, lasting less than 24 h, whereas erythema multiforme lesions are 'fixed' for a few days. (3) new lesions appear daily and in erythema multiforme all lesions appear within the first 72 h. (4) there may be associated swelling of face, hands and feet and in erythema multiforme there is no edema [97] . differential diagnosis of urticaria includes also bullous pemphigoid, urticarial vasculitis and serum sickness-like reaction (sslr). drug-induced urticaria needs to be differentiated from cases of urticaria induced by other etiologies, such as food, environmental allergens, insects, systemic illness, physical stimuli, genetic and idiopathic [94] . urticaria and angioedema are the most common symptoms of anaphylaxis (88 % of cases), and are one of the clinical criteria of the national institute of allergy and infectious disease (niaid) and the food allergy and anaphylaxis network (faan) for the diagnosis of anaphylaxis [98] . therefore, all cases of sudden acute urticaria and angioedema should be evaluated for indications of the anaphylactic type of reaction: presence of respiratory compromise, decreased blood pressure, and end-organ dysfunction (collapse, syncope, incontinence) [98] . treatment the most important step in the management of drug induced urticaria with or without angioedema is withdrawal of the causative agent. in most cases of acute urticaria, when the trigger is removed the rash quickly resolves. h1-receptor blockers are the mainstay of treatment for patients with only cutaneous symptoms. systemic glucocorticoids are indicated in all cases with upper airway edema and should be considered in cases with extensive cutaneous involvement. epinephrine is reserved for angioedema with upper airway involvement [94] . the presence or absence of any airway involvement should be specifically investigated. prognosis both urticaria and angioedema fade without visible sequelae. following resolution, there should be no residual pigmentary changes unless excoriated [94] . offending drugs many drugs can induce acute urticaria, and do so by both immunologic and non-immunolgic mechanisms. the major drugs responsible for immunologically based urticaria are antibiotics, especially penicillins and cephalosporins [90] . the major drugs triggering mast cell release (non-immunolgic mechanisms) are aspirin, nonsteroidal anti-inflammatory drugs (nsaids), opioids and radiocontrast media [90] . viral infections or connective tissue diseases may induce or augment urticarial drug reactions [86] . the national institute of allergy and infectious diseases (niaid) and the food allergy and anaphylaxis network (faan) defined anaphylaxis as a systemic reaction resulting from the sudden release of multiple mediators from mast cells and basophils, often life threatening, and usually unexpected. the world allergy organization (wao) has divided anaphylaxis into immunologic (further divided into immunoglobulin e [ige]-mediated and non-ige-mediated), non-immunologic, and idiopathic causes. drugs are the second most common cause of anaphylaxis after food, which constitutes 20 % of triggers [98] . common medications associated with anaphylaxis include penicillins, nsaids, and biologic response modifiers [99] . the niaid/ faan definition of anaphylaxis has been translated into clinical diagnostic criteria that include an acute onset of illness (minutes to hours) and involvement of the dermatologic, respiratory, cardiovascular, or gastrointestinal systems [98] . epinephrine is the only first-line treatment for anaphylaxis and is the sole effective treatment for an acute reaction. delays in administration have been associated with fatalities. supportive treatment with oxygen, fluids and additional drugs are also necessary according to the cardiopulmonary resuscitation (cpr) anaphylaxis algorithm [98] . • serum sickness-like reaction (sslr) -see severe cutaneous adverse drug reactions. terminology the term pustule originates in classical latin in which pustule means a blister [100] . skin signs pustular drug eruptions are characterized by monomorphic eruption consisting of erythematous papules (mostly follicular) and pustules at the same location lacking comedones. acneiform drug eruptions (acne medicamentosa) the term acneiform is applied to eruptions that resemble acne vulgaris. frequency varies, depending on the drug. the highest incidence involves epidermal growth factor receptor inhibitors (egfris), affecting 60-100 % of patients [101] . lag period the eruption begins after a variable delay; corticosteroids may induce an acneiform eruption from shortly after their introduction (2-4 weeks) to several months [101] . acneiform eruptions induced by egfris usually appear after 1-2 weeks of treatment but can also occur after only a few days [102] . symptoms pruritus, tenderness and pain may occur. in cases of chemotherapy-related side effects, their appearance and severity are part of the criteria used for the classification of the adr [103] . common sites of involvement lesions may be located in and beyond the seborrheic areas, such as the arms, trunk, lower back and genitalia [104] . histology drug-induced acneiform eruptions show histopathologic features similar to acne vulgaris. early lesions most commonly have a corneocytic plug within a widened infundibulum, accompanied by infundibular spongiosis, perifollicular edema, with sparse perivascular and periinfundibular infiltrates of neutrophils and lymphocytes. larger older lesions show similar findings but the infiltrate is denser, with more neutrophils around the involved follicles, and infundibular rupture [85, 88] . in a review of the histological findings of acneiform eruptions induced by egfris [105] , all ten cases showed a superficial, predominantly neutrophilic suppurative folliculitis with ectatic infundibula and a rupture of the epithelial lining. differential diagnosis the main differential diagnosis is acne. the following clinical characteristics of acneiform drug eruptions may aid in differentiating between the two entities: (1) clinical presentation: monomorphic pattern, lack of comedones and cysts and localization on areas beyond the seborrheic area. (2) patient characteristics: age of onset before or after the teens, and absence of past history of acne. (3) resistance to conventional acne therapy. (4) time relationship: onset after recent drug introduction, improvement after drug withdrawal, and recurrence after drug reintroduction [101] . the differential diagnosis also includes folliculitis, rosacea, perioral dermatitis, demodicosis, acne cosmetic, acne mechanica, chloracne, acne necrotica and acneiform presentation of cutaneous lymphomas [104] . treatment the main treatment is withdrawal of the offending drug and the application of topical treatments as needed (benzoyl peroxide topical antibiotics and topical retinoids) [90] . the management of acneiform eruptions associated with chemotherapy differs from all other types of acneiform drug euptions, as acneiform eruption is an expected outcome and discontinuation of the medication is not an option in a patient who is responding to therapy [102, 103, 106, 107] . in fact, continuation of egfri therapy in these patients may be especially favourable in view of studies that have shown an increased survival with increasing severity of rash [102] . the cutaneous reaction serves as an important clinical tool for determining tumor response and survival [102] . the national cancer institute developed a scale for defining the degree of rash and laid down management guidelines for each stage [103] . other management protocols were suggested by bachet et al. [107] , who recommended that unless contraindicated, a tetracycline should be routinely prescribed for the prevention of acneiform eruption in patients treated with an egfri for more than 6 weeks. chiang et al. [106] reported successful treatment with isotretinoin for high grade and refractory cases. prognosis in most patients with acneiform drug eruption, the rash resolves upon discontinuation of the offending drug and the use of topical treatment. in egfri-induced acneiform eruption, prophylactic administration of a tetracycline was associated with significantly lower incidence of grade 2-3 folliculitis and improved quality of life of patients [107] . few cases of drug-induced eosinophilic pustular folliculitis have been reported [88, [108] [109] [110] [111] . drugs reported include chemotherapy (cyclophosphamide, methotrexate, and 5-fluorouracil) [108] , minocycline [109] , carbamazepine [110] , and allopurinol with timedium bromide [111] . clinical presentation includes pruritic follicular papules and pustules on the face, scalp, trunk and arms [88] . histological findings include spongiosis of the follicular epithelium, and an intraand perifollicular lymphohistiocytic infiltrate with numerous eosinophils that form microabscesses within the follicular epithelium [88] . topical steroids are the first line of treatment [108] . acute generalized exanthematous pustulosis (agep) -see severe cutaneous adverse drug reactions. terminology the term pseudoporphyria was coined in 1975 by korting to describe patients with chronic renal failure and a bullous disease resembling porphyria cutanea tarda (pct) [112] . frequency the incidence of pseudoporphyria is unknown. however, in a 6-month prospective study, 12 % (9/74) of children taking naproxen for juvenile idiopathic arthritis developed pseudoporphyria [113] . lag period the skin lesions appear following drug intake combined with exposure to light. various time durations were reported, weeks to months [114] [115] [116] . the clinical features of pseudoporphyria may be identical to those of pct; both exhibit vesicles, bullae, milia, and scarring on sun-exposed skin. in contrast to pct, however, hypertrichosis, hyperpigmentation, sclerodermoid changes, and dystrophic calcification are rarely reported in pseudoporphyria [117] . often, fragility and bruising may be the only clinical signs [116] . in children, facial scarring resembling erythropoietic protoporphyria (epp) may be found [117] . symptoms skin fragility and photosensitivity [116] . the lesions appear on sunexposed skin, particularly the hands and feet, but also on the face and extensor surfaces of legs [116] . histology the histological features are identical to those seen in pct. the blisters are subepidermal and the floor of the blister is typically lined by well-preserved dermal papillae (festooning). there is usually no significant inflammatory component although a light perivascular lymphocytic infiltrate may occasionally be seen in the superficial dermis. thickening of the superficial vessels (highlighted by a pas stain) and dermal sclerosis with elastosis may be apparent. in both pseudoporphyria and pct, direct immunofluorescence reveals granular deposits of igg and c3 at the basement membrane zone and in the perivascular region [115] . differential diagnosis while pseudoporphyria and pct share clinical and histologic features, they can be differentiated by several features. most important, by definition, biochemical porphyrin abnormalities are absent in pseudoporphyria. epidemiologically, pseudoporphyria affects mainly women while there is a male predilection in pct. clinically, hypertrichosis, hyperpigmentation, sclerodermoid changes, and dystrophic calcification are frequently evident in pct and conspicuously absent in pseudoporphyria [117] . the differential diagnosis also includes other types of cutaneous porphyria that manifest with blistering, epidermolysis bullosa acquisita, polymorphous light eruption, and other photosensitive dermatosis [117] . treatment treatment entails discontinuation of suspected agents and sun protection, especially against uva wavelengths, for several months following withdrawal of the drug [114] . prognosis blisters may continue to appear for weeksmonths after discontinuation of the offending drug [117] . offending drugs the most common group of drugs causing pseudoporphyria are nsaids [117] . other groups are antibiotics, diuretics and retinoids. additional culprits are hemodialysis, renal failure, tanning beds and excessive sun exposure [117] . terminology fixed drug eruption (fde) was first reported by boums in 1889 [118] , and the term was coined by brocq in 1894 [119] . frequency the incidence is not known, but is suspected to vary greatly by geographic region [120] . lag period after initial use of the offending agent, a variable refractory period of weeks, months or years may pass before the lesions first appear on the skin of a sensitized individual [121] . repeated exposure to the agent typically results in acute lesions within 30 min to 8 h. a refractory phase may occur following an acute flare in which exposure to the offending drug will not exacerbate the lesion for weeks to months [121] . in its classical form, fde typically presents round or oval, sharply demarcated, red to livid, slightly elevated plaques ranging from several millimeters to over 10 cm in diameter. vesicles or even blisters can develop [122] . usually only a single lesion appears. sometimes, multiple lesions are present and even lead to generalized fde characterized by multiple, sharply defined, deep red macules distributed bilaterally and often symmetrically. generalized bullous fde is characterized by flaccid blisters arising on these macules. mucosal lesions are usually bullous and may appear with or without involvement of other areas of the skin [122] . symptoms patients often complain of burning and itching in the lesions. general symptoms such as fever, nausea, dysuria, abdominal cramps and diarrhea are rare [122] . pruritus and burning may be the only manifestations of reactivation in a postinflammatory hyperpigmentation lesion [121] . common sites of involvement the eruption can occur anywhere on the body, but the lips, palms, soles, genitalia (especially male genitalia), groin and occasionally oral mucosa are favored sites [121] . the diagnostic hallmark of fde is the reappearance of the lesions precisely over the previously affected sites. studies investigating the predilection areas indicate that some specific kind of drugs cause fde predominantly at specific sites: examples are tetracycline and location on the male genital area, and naproxen and fde on the lips [122] . in rare cases, fde manifests in old trauma sites such as bcg vaccination, burn scar, venipuncture site or insect bite. with each recurrence, additional sites may be affected. the presence of numerous lesions is referred to as generalized fde [122] . histology histologically, the acute phase is characterized by marked basal cell hydropic degeneration, with lymphocyte tagging along the dermoepidermal junction and individual keratinocyte necrosis. marked pigmentary incontinence is typical, and may be the sole histological finding in late lesions [121] . differential diagnosis skin lesions can imitate various dermatoses, including lichen planus, erythema multiforme, erythema annulare centrifugum, and pityriasis rosea. in generalized fde, residual pigmentation in healed lesions may be reminiscent of erythema dyschromicum perstans. involvement of oral and genital mucosa raises the possibility of herpes simplex, pemphigus vulgaris, aphthous stomatitis, behçet syndrome, and erosive lichen planus [122] . generalized bullous fde may resemble sjs/ten. the following typical clinical features of generalized bullous fde may aid in differentiating between conditions: (1) blistering usually affects only a small percentage of body surface area, and between the large blisters there are sizable areas of intact skin. (2) erosive mucosal involvement is rare, and when it does occur is rather mild. (3) patients usually do not feel sick or have fever, and generally are in much better overall health than those with sjs/ten. (4) most patients report a history of a similar, often local reaction [123] . treatment for mild lesions, topical corticosteroids usually suffice. in severe involvement, especially generalized bullous fde, systemic corticosteroids may be indicated. strict avoidance of the causative drug and cross-reacting substances is essential for prophylaxis. successful desensitization was reported [122] . prognosis the prognosis of localized fde is good and the lesions fade within a few days to leave a post-inflammatory brown pigmentation [122] . generalized bullous fde does not have this benign nature and the mortality rate was 22 % in a recent case control study of 58 patients [120] . offending drugs the most common groups of drugs implicated are antibiotics, analgesics, antiphlogistics and hypnotics [122] . there is usually only one causative drug (monosensitivity), but sometimes several drugs can induce fde in the same patient (multisensitivity). it has also been claimed that recurrences of fde can be induced in nonspecific fashion by mast cell degranulators such as food, acetylsalicylic acid, bacterial toxins, or physical stimuli [122] . • drug-induced/triggered autoimmune blistering dermatosis (pemphigus, bullous pemphigoid (bp)) and linear iga bullous dermatosis (labd) [127] . cases of autoimmune blistering dermatosis resulting from exposure to drugs present clinical, histologic and immunopathologic features identical or very similar to those seen in idiopathic disease, but are induced by systemic ingestion or local use of certain drugs. there appear to be two main types: drug-induced autoimmune blistering dermatosis proper, the acute and self-limiting type with rapid resolution after withdrawal of the offending agent; and drug-triggered autoimmune blistering dermatosis in which the role played by the drug is only secondary to hereditary and immunologic factors. the drug stimulates a predisposition (hidden susceptibility) to develop the disease and is considered the chronic type in which the disease persists despite withdrawal of the offending agent [128, 129] . frequency unknown. [130, 133, 136] . of note, drug-induced labd patients tend to be older than idopathic type patients [134, 135] . the polymorphic nature of the eruption may mimic other bullous diseases and or drug-induced bullous diseases such as sjs, ten, and fde [136] . treatment treatment consists of discontinuing the offending agent, and, depending on the severity of the disease, systemic immunosuppressive treatment [129] . prognosis drug-induced autoimmune blistering dermatosis remits after the offending drug is withdrawn, while drugtriggered autoimmune blistering dermatosis may persist despite withdrawal of the offending agent and chronic immunosuppressive treatment may be required [129, 130] . two major groups of chemical structures were found in the drugs or their metabolites implicated in pemphigus: sulfhydryl radical drugs (thiol drugs or sh drugs) such as penicillamine, and phenol drugs such as aspirin [128, 137, 138] . bp many drugs were reported [129, 132, 136] , the most frequent being nsaids, cardiovascular agents and penicillin-derived antibiotics [136] . in addition, external use of skin and mucous membrane preparations has been documented to provoke cases of either bp or cicatricial pemphigoid [136] . labd of the various drugs reported, vancomycin is the most common [134, 135, 139] . reactions. the incidence of dress remains to be determined because of variable presentations and lack of universally accepted diagnostic criteria [140] . the estimated risk at first or second prescription of an aromatic antiepileptic drug was 1-4.5 in 10,000 [141] . a slight female predominance was found in the regiscar study (male/female 0.8) [142] . the drugs most commonly inducing dress are anti-convulsants (mainly aromatic anti-convulsants such as carbamazepine), allopurinol, sulfonamides (the anti-infective sulfamethaxazole-trimethoprim, and the anti-inflammatory sulfasalazine), and antibiotics (such as vancomycin and minocycline) [142] . numerous other drugs have been reported [140, 143, 144] . the role of human herpesvirus (hhv) reactivation in the development of this adverse drug reaction is well recognized, especially hhv-6 [145] . hhv-6 reactivation is among the diagnostic criteria of the japanese consensus group for dress/drug-induced hypersensitivity syndrome [146] . the reactivation of other herpesviruses, including hhv-7, cytomegalovirus (cmv), epstein-barr virus (ebv), and human herpes simplex virus was also reported [147] . dress is considered to result from complex interactions between genetic predisposition, exposure to drug and viral reactivation [148] . delayed onset of 2-8 weeks after drug administration followed by a stepwise development of manifestations. rechallenge can result in a reaction within hours to days [26] . the lag period differs between drugs; carbamazepine tended to show a longer latency (median 29 days) than allopurinol (median 20 days) in the regiscar study [142] . dress has multi-organ involvement with cutaneous, mucosal, hematological and solid organ manifestations. the cutaneous involvement in dress is typically extensive and symptomatic (pruritus, burning and pain) [142, 143] . various dermatological features were reported. walsh et al. [143] proposed a classification system based on four distinct patterns: (1) urticated papular exanthema, the most common, (2) morbilliform erythema, (3) exfoliative erythroderma, and (4) erythema multiforme-like (em-like), which was prognostic of more severe hepatic involvement. the extent of skin involvement varies between studies: it exceeded 50 % of the body surface area in most of the patients (79 %) according to the regiscar study [142] ; head and neck edema observed in most patients [26, 142] ; and pustules reported in various studies, predominantly in a facial distribution of the edema [142, 143] . [142] . most frequent were oral lesions including lips, oral cavity and throat [142] . the manifestations of oral lesions in dress include cheilitis, erosions and dysphagia that may appear before skin lesions, and oropharaynx is considered the first site of herpesvirus reactivation in dress [149] . involvement of eyes and genitalia were also reported in the regiscar study [142] . multi-organ involvement is common in dress and may include a wide variety of systems. highgrade fever (38-40 °c) is a typical early manifestation that may last for several weeks; it often precedes the cutaneous eruption by several days [142] . lymphadenopathy is common and has two distinct types: a benign pattern of lymphoid hyperplasia and a pseudolymphoma pattern [150] . hematologic abnormalities are frequent and diverse, the most common being marked leukocytosis, eosinophilia and atypical lymphocytes [142] . however, neutrophilia, monocytosis, thrombocytopenia, anemia, pancytopenia and hemophagocytic syndrome were also reported [140, 142, 143, 151] . hypereosinophilia and activated neutrophils, if persistent, can contribute to organ damage [142] . the liver is the most frequently affected visceral organ in dress; hepatitis with isolated elevation of liver enzymes is common and usually anicteric and without cholangitis. however, severe acute hepatitis with liver failure may result and is the primary cause of mortality in dress [150] . renal involvement is common [150] . involvement of the following organs was also reported: lungs, muscle, heart, pancreas, colon, thyroid, joints, parotid gland and brain [150] . the type of organs involved was found to be related to the eliciting drug [152] . the most common pathological changes found in a study of 32 patients with dress were basket-weave hyperkeratosis (94 %), dyskeratosis (97 %), lymphocytic exocytosis (91 %), spongiosis (78 %), papillary edema (66 %), perivascular lymphocytic infiltration (97 %), eosinophilic infiltration (72 %), and interface vacuolization in the dermoepidermal junction (91 %) [26] . the presence of severe dyskeratosis was correlated with a greater extent of systemic involvement [26] . in a different study assessing the histological findings of 27 cases with dress [143] , the predominant pathological pattern was spongiotic dermatitis with superficial lymphocytic infiltrate (59 %); necrotic keratinocytes were noted in 33 % of cases, and were associated with a worse hepatic involvement [143] . the diverse presentations in dress have hampered efforts to define diagnostic criteria. three diagnostic criteria have been proposed: bacquet et al. [153] , the japanese study group of severe cutaneous adverse reactions to drugs (j-scar) [146] , and the regiscar network [154] . the first step in the management is immediate withdrawal of the culprit drug. the treatment is tailored according to the severity and extent of systemic involvement, and the diagnosis of viral reactivation of herpesviruses (mostly hhv-6) [150, 155, 156] . management protocol for dress based on the consensus of experts was designed by the french society of dermatology [156] , and includes four visceral involvement severity categories and corresponding treatment: counselling both the patient and his family members about drug avoidance is necessary. first-degree relatives have a higher risk of developing the same drug reactions [90] . increased knowledge of hla susceptibility genes enables screening patients with dress for several high risk drugs [148, 157] . symptoms are usually present for several weeks even after discontinuation of the offending agent and appropriate treatment [155] . late complications include the appearance of autoimmune diseases such as lupus erythematosus and autoimmune thyroiditis, with laboratory evidence of autoantibodies [144] . systemic corticosteroids were found beneficial in the prevention of autoimmune disease. however, this effect needs to be counterbalanced against the higher risk of viral reactivation and infection. [144] . in a 1-year follow-up study of 52 affected patients with dress in taiwan, the overall cumulative incidence of long-term sequelae was 11.5 %; four developed autoimmune diseases (graves disease, type 1 diabetes mellitus and autoimmune hemolytic anemia); and the other two developed renal failure and required lifelong hemodialysis. the author concluded that the sequelae of dress can be divided into two major types that appear in different age groups: young patients tend to develop autoimmune diseases; elderly patients are more vulnerable to end-organ failure [158] . mortality in dress has been estimated at 10 %, with most patients dying from liver failure [159] . pancytopenia, leukocytosis, tachycardia, tachypnea, coagulopathy, gastrointestinal bleeding and systemic inflammatory response syndrome were associated with a poor outcome in dress patients [159, 160] . the incidence of sslr is unknown. epidemiology studies in children suggest that the overall frequency induced by cefaclor is 0.024-0.2 % per course of the drug [76] . most reactions were reported in children under 5 years old, mainly during the second and third courses of therapy [161] . cefaclor is the most common cause of sslr in children, inducing 84.1 % of cases [162] . other drugs implicated include other cephalosporins, [163] penicillins, [164] minocycline, [165] insulin, [166] and infliximab [167] . usually 7-14 days (range 0-20 days) [162, 168] . skin the skin is the most frequent finding in sslr, including erythema that progresses to urticarial lesions (pruritic and migratory), urticarial wheals with dusty to purple centers ('purple urticaria') that morphologically resemble erythema multiforme (em) [161] and other cutaneous manifestations including morbilliform or scarlatiniform eruptions [82] . mucous membranes are not involved [161] . systemic involvement joint involvement may be prominent, presenting with edema, decreased range of motion, warmth, pain, and difficulty walking. polyarticular involvement is often observed, with involvement mainly of the wrists, ankles, hips and knees [169] . some authors suggested that joint involvement may be related in part to increased fluid in the skin around affected joints due to urticarial eruption rather than arthritis [161] . fever, malaise, myalgia and lymphadenopathy were also reported. neurologic involvement, gastrointestinal symptoms and renal complications were rarely documented [163] . notable laboratory abnormalities include elevated erythrocyte sedimentation rate (esr), c-reactive protein (crp) and leukocytosis [163, 170] . the histological findings of sslr appear to be in the spectrum of urticaria with no vasculitis [171] . histology can be helpful in differentiating sslr from acute hemorrhagic edema of infancy, which is characterized by vasculitis [171] . there are no diagnostic criteria. the diagnosis is based on clinical findings [161] . withdrawal of the offending agent and symptomatic treatment with oral antihistamines and topical corticosteroids are usually sufficient. a short course of oral corticosteroids may be required in patients with severe symptoms [82] . the disease course is benign and resolves in a few days. however, a few cases lasting several weeks have been described [170] . no long-term morbidity has been reported [172] . the estimated incidence of agep is 1-5 cases per million per year [173] . female predominance was reported in several studies [174] [175] [176] . the majority of cases appear to be related to drugs (>90 %), mainly antibacterials [4] . in a large multinational casecontrol study (the euroscar study), the following agents were highly suspected drugs for agep: prestinomycin, ampicillin/amoxicillin, quinolones, (hydroxy)chloroquine, anti-infective sulfonamides, terbinafine and diltiazem [176] . latent periods fall into two categories, according to the offending drug: median duration of 1 day, associated with antibiotics (including sulphonamides), and median duration of 11 days for all other associated drugs [176] . longer periods of months were reported in a few agep cases with an underlying malignancy [177] . agep is a severe acute pustular cutaneous reaction characterized by a rapid clinical course [174] . skin the typical morphology of agep is an acute edematous erythema with burning and or itching sensation, followed by dozens to hundreds of small (pinhead sized) non-follicular sterile pustules with a predilection for the big folds, or with widespread distribution (fig. 25.2) . sometimes confluence of pustules may mimic a positive nikolsky's sign [176, 178] . additional cutaneous manifestations include marked edema of the face, purpura, blisters and target-like lesions [173, 174, 179] , all of which overlap with manifestation of agep and ten [180, 181] , and acute localized exanthematous pustulosis (alep) [179, 182] . mild, nonerosive mucous membrane involvement of one location (mostly oral) occurs in about 20 % of cases [183] . systemic involvement fever (above 38 °c) and leukocytosis with neutrophilia are almost always apparent. lymphadenopathy, myalgia, headache, mild eosinophilia, elevated crp, slight reduction of creatinine clearance, and mild elevation of aminotransferases were also reported [173, 175] . a 10-year retrospective review of 58 patients with agep [184] turned up 10 patients (17 %) with at least one systemic involvement in the acute phase, 7 with abnormal hepatic function test, 6 with renal insufficiency, two with acute respiratory distress and one patient with agranulocytosis. mean peripheral neutrophil counts and mean c-reactive protein levels were elevated significantly in patients with systemic involvement [184] . biopsy specimen should be obtained from an early pustular lesion [183] . a histopathological study of 102 agep cases [185] found the following histopathological features: (1) all cases demonstrated pustules (sub/intracorneal and or intraepidermal). the agep validation score developed by the euro-scar study group is a standardized scoring system made up of data related to clinical features (morphology and clinical course) and histopathology. based on this score, agep cases can be categorized as no agep, possible agep, probable agep, and definite agep [173] . treatment consists of discontinuation of the causative drug and supportive treatment. although, specific treatment is generally unnecessary, topical and systemic steroids were reported [174, 175] . the treatment of overlapping agep and ten cases is not yet established [180] , although successful treatment with infliximab was documented [181] . after elimination of the causative drug, pustules usually spontaneously disappear in a few days with desquamation, and the reaction fully resolves within 15 days [183] . the overall prognosis is good, although high fever or superinfection of skin lesions can sometimes lead to life-threatening situations in patients of old age or poor general condition [173] . the mortality rate is about 5 % [4] . the annual incidence of sjs and ten is 1.2-6 and 0.4-1.2 per million individuals, respectively [186, 187] . the annual incidence of sjs and/or ten in hiv patients is estimated at 1-2 per 1000 individuals, approximately 1000-fold higher than that of the general population [188] . the incidence of sjs/ten increases with age; children less than 15 years of age account for only 10 % of the samples in most studies [189] . women are two times more likely to be affected by sjs/ten than men in the adult population, while the male to female ratio is about equal in children [189] . drug exposure is the most common cause of sjs/ten [190] , with more than 200 drugs identified [191] . the groups of medications associated with high risk of inducing sjs/ fig. 25.2 multiple, pin-head sized, non-follicular pustules on erythematous skin on the trunk in a patient with agep ten vary according to the population. in the general population in europe, high risk drugs for sjs/ten include allopurinol, carbamazepine, cotrimoxazole and other anti-infective sulfonamides, lamotrigine, nevirapine, oxicam-nsaids, phenytoin, phenobarbital and sulfasalazine [192] . in the pediatric population in europe, they include anti-infective sulfonamides, phenobarbital, carbamazepine and lamotrogone [189] . in africa, they include antibacterial sulfonamides, nevirapine, tuberculosis drugs, nsaids, antiepileptics, aminopenicillin, analgesics and allopurinol [193] . non-medication triggers, implicated mainly in sjs, include infections, contrast media and vaccinations [194] [195] [196] . alden is an algorithm for the assessment of drug causality in sjs/ten developed by the regiscar study group and consists of 6 parameters according to which the drug causality is classified as very unlikely, unlikely, possible, probable and very probable [197] . usually 4-28 days. the median latency was longer (above 30 weeks) for drugs with no associated risk [192] . sjs and ten represent different degrees of a severe, acute and life-threatening mucocutaneous reaction. we will refer to this disease spectrum as a single entity, namely sjs/ ten. the classification of sjs/ten, defined by bastuji-garin et al. [198] , is based on the extent of epidermal detachment and the findings of characteristic skin lesions (table 25 .4). it should be emphasized that only necrotic skin, which is already detached (e.g., blisters, erosions), or detach-able skin (positive nikolsky sign whereby slight rubbing of the skin results in exfoliation of the outermost layer) should be included in the evaluation of the extent of epidermal detachment [190] . the characteristic skin morphology of sjs/ten consists of 'flat, atypical target lesions' and 'spots/macules', which are defined as follows. flat, atypical target lesions are round lesions, with only two zones and/or a poorly defined border, nonpalpable with the exception of potential central blister. 'spots/macules' are nonpalpable, erythematous or purpuric macules with irregular shape and size, often confluent [198] . epidermal necrosis, the hallmark process of sjs/ten, induces flaccid blisters with positive asboe-hansen sign (lateral extension of bullae with pressure), erosions, positive nikolsky sign, and in severe cases extensive skin sloughing [199] . at least 1 % of epidermal detachment is required for the diagnosis of sjs/ten [83] . in rare instances, extensive epidermal necrosis occurs with only widespread erythema and no evidence of 'flat, atypical target lesions' or 'spots/macules'; these cases were classified as 'ten without spots' (table 25 .4). a characteristic sign of sjs/ten is severe pain and tenderness of the skin [83] . mucosal involvement is evident in most of the cases with erythema, erosions and ulceration, due to necrosis of the epithelial lining [199] . sjs/ten involve more than 2 mucosal sites in 17-71 % of cases [200] . most common sites are oral (fig. 25.3) , ocular and genital mucous membranes, although any mucous membrane may be involved, such as respiratory, gastrointestinal and urethral [199] . fuchs syndrome is a unique type of sjs that involves the mucosa without skin lesions and was reported to be associated with mycoplasma pneumoniae, mostly in children and adolescents [201] . table 25 .4 classification of erythema multiforme major (emm), stevens-johnson syndrome (sjs) and toxic epidermal necrolysis (ten) according to bastuji-garin et al. [198] emm sjs a sjs-ten overlap ten ten with spots ten without spots/ten with widespread erythema systemic involvement systemic findings in sjs/ten include: (1) flu-like symptoms (malaise, fever, anorexia) that are usually the initial signs of the disease in the prodromal phase prior to the cutaneous involvement. (2) epidermal barrier breakdown-related symptoms including hypothermia, dehydration and sepsis. (3) organ involvement induced by necrosis of epithelial lining, including respiratory distress syndrome, colitis, hepatitis and nephritis [199] . characteristic histologic features include extensive keratinocyte destruction via apoptosis with separation of the epidermis from the dermis at the dermoepidermal junction. a paucicellular, dermal mononuclear infiltrate has been commonly described. lymphocytes cross the dermoepidermal junction with moderate infiltration of the epidermis. em and sjs often demonstrate less keratinocyte destruction on a background of extensive dermal mononuclear inflammation [202] . in a retrospective analysis of the clinical records and histologic material of 37 patients with ten, the histologic spectrum ranged from sparse to extensive dermal mononuclear inflammation, the extent of which predicts clinical outcome approximately as well as scorten. increased inflammation correlated with a worse prognosis; a mean cell count of dermal mononuclear >215 cells per high-power field predicted a worse prognosis (65 %) vs 24 % mortality in those with <215 cells in patients with 30 % or more total body surface area sloughing [202] . however, in a retrospective study analyzing clinical records and skin biopsy of 108 patients with sjs, sjs/ten overlap and ten, dermal infiltrate severity was not associated with day-1 scorten or hospital death, but full-thickness epidermal necrosis was associated with mortality [203] . diagnostic criteria based on integration of the major clinical characteristics of skin and mucous membrane findings, pathology assessment, lag period and systemic signs remain to be defined. the management of sjs/ten consists of a multidisciplinary approach that includes the following important aspects: 1. identification and withdrawal of the culprit drug: documenting the medication history during the previous 2 months and withdrawal of all suspected and unessential medications [123] . 2. transfer of the patient to intensive care, burn unit or other specialty unit: supportive care including thermoregulation, fluid replacement, nutritional support, monitoring for infection, sedation and pain management, and psychological support [204] . 3. assessment of skin, mucous membranes and systemic involvement and the scorten score: type of lesions in the skin, extent of epidermal detachment, and mucous membranes and systemic involvement. all patients should be evaluated by an ophthalmologist promptly following the diagnosis and at regular follow-up intervals to minimize potential long-term ocular sequelae [205] . possible acute manifestations include the eyelids, conjunctiva and cornea, and result in the classification of ocular involvement as mild, moderate or severe [206] . bringing other specialists in on the patient's care is decided in accordance with the relevant findings. the scorten system, a severity-of-illness score for toxic epidermal necrolysis, developed to stratify severity of illness and predict mortality in patients with ten, includes seven independent risk factors: age, malignancy, tachycardia, initial body surface area of epidermal detachment, serum urea, serum glucose, and bicarbonate [207] . 4. skin treatment: there are no clinical guidelines for the skin care of patients with sjs/ten. debridement of the necrotic epidermis was recommended in past publications [187, 204] . recent publications advise avoiding debridement, which may cause hypertrophic scars, and recommend considering the detached epidermis as a natural biological dressing that favors reepithelialization [14, 205, 208] . various topical treatments reported include bioactive skin substitutes, semi-synthetic and synthetic dressings, and topical antimicrobials [187, 204] . a recent report on the management of sjs/ten in an experienced french referral center described the following treatment; wound care once a day with minimal manipulation to prevent skin detachment, including a bath containing a solution of chlorhexidine 1/5000 (morphine is given prior to the bath and/or equimolar mix of oxygen and nitrogen monoxide during the bath); if bathing is not possible, the chlorhexidine solution is sprayed 2-3 times daily on the skin, blister fluid is aspirated while maintaining the blister roof, vaseline is systemically applied over all detached skin areas, topical sulfa-containing medications are avoided, and hydrocellular or absorbent nonadhesive dressings are applied at least once daily to cover pressure points [205] . 5. mucous membranes treatment: specialized care is essential to prevent lifelong complications [208] . although there is no standardized care for ocular management, the following supportive local treatment is advised: tear replacement solutions, removal of pseudomembranes, lysis of symblepharon, debridement of loosened epithelium, topical antibiotics to prevent secondary infection, topical corticosteroid to prevent scar formation, and cycloplegic drops to relieve pain, photophobia and ciliary spasm [206] . amniotic membrane transplantation was found effective in the acute and chronic stages of sjs/ten [209, 210] . a 'triple-ten' protocol for severe ocular cases was recently reported [211] , comprised of the following: (1) subconjunctival triamcinolone (kenalog 20 mg) administered into each of the fornices to curb the local inflammatory response without compromising systemic immunity. (2) placement of amniotic membrane tissue mounted on a polycarbonate skirt (prokera) over the corneal and limbal regions to facilitate reepithelialization of the ocular surface. (3) insertion of a steeply curved acrylic scleral shell spacer (technovent, sc21) to vault the lids away from the globe and provide a barrier to symblephara formation. this treatment offers an effective therapeutic option, without the need for microsurgical equipment, microscope, or sutures in the critical care setting. oral-the mouth should be rinsed several times a day with an antiseptic or anifungal solution and the lips lubricated with an ointment such as dexpanthenol [123] . genital-wet dressings or sitz baths and lubrication with emollient are recommended to avoid adhesions and strictures of genital erosions in females [123, 205] . a specialist is required in case of involvement of other mucous membranes: respiratory, gastrointestinal and/or urethral. 6 . systemic immunomodulatory treatment: the optimal therapeutic regimen has yet to be established, but according to recent publications, the following conclusions can be drawn: the use of ivig does not yield survival benefits in sjs/ten [212] ; cyclosporine decreased the death rate and the progression of detachment (dosage of 3 mg/kg/ day for 10 days) [213] ; systemic corticosteroids were associated with clinical benefit according to the euroscarstudy [214] and were reported to be the most common treatment for sjs/ten in a recent survey of 50 drug hypersensitivity experts from 20 countries [14] . one of the suggested protocols is iv dexamethasone 1.5 mg/kg pulse therapy (given for 30-60 min) for 3 consecutive days [215] . treatment with anti-tnf biologic treatment was reported to be beneficial [216] [217] [218] . a prospective, randomized, open-label trial currently underway in taiwan [14] comparing etanercept versus systemic corticosteroids in patients with sjs/ten, reported that the average duration to reach maximal skin detachment and complete skin healing was shorter in the etanercept group. in vitro investigations demonstrated that etanercept, steroids or thalidomide significantly decreased granulysin expression of blister cells. etanercept did not, however, increase the cytotoxic effect to keratinocytes found with thalidomide [14] . 7. causality assessment and communication with the patient and his/her family, health-care providers and regulatory agencies: recent discoveries of specific hlas that predict genetic susceptibility to sjs/ten offer a simple, fast, safe and reliable method for establishing clear causality between a drug and a disease [148] . the hlas are specific to a drug and an ethnic background [148] . since these tests are available only for certain drugs and a negative test does not exclude the drug as the offending agent, additional clinical and laboratory methods are available for assessing causality. the mortality rates of sjs/ten are variable. that of ten may approach 30 % [191] , and that of children with sjs/ten is approximately 2-7.5 % [189] . in a large-scale, populationbased, 1-year follow-up study of 460 sjs/ten patients, the 6-week in-hospital mortality rate was 23 %, and the death rate from 6 weeks to 1 year was 14 % [219] . the mortality rate at 1 year in this study was 24 % for sjs, 43 % for sjs and ten overlap, and 49 % for ten. several factors were found to affect mortality: age, severity of reaction, recent malignancy, preexisting severe kidney or liver disorder, and recent infection. the last two factors were recognized for the first time in this study as being independent risk factors for death. all other factors are part of the scorten [207] . the severity of the reaction was a major risk factor for death in the first few weeks, and severe co-morbidities and older age had major impact on mortality after 6 weeks [219] . early and late physical complications are common among patients who survive sjs/ten [219] , with some 80 % experiencing long-term sequelae [220] . complications may affect multiple organ systems including skin, nails, hair, oral and genital mucosal sufaces, eyes, kidneys, gastrointestinal tract, and respiratory system [221] . ocular complications, which can lead to blindness, are the major long-term morbidity [206] . a few studies have dealt with the quality of life of patients surviving sjs/ten [221] [222] [223] , which was found to be lower in every domain from before hospitalization to follow-up and a low rate of return to previous employment was documented [221] . patients reported concerns about social interactions, fear of taking medications, and fear of contracting an illness necessitating medication [223] . insufficient information and support for patients surviving sjs/ ten was also documented [221] [222] [223] . unfortunately, because of the rarity of sjs/ten, most physicians are not aware of the long-term complications of the diseases [220] . there are several methods to approach a patient with a cutaneous adr. the following is the authors' protocol: clinical assessment of drug-induced skin injury: 4ds by dr. shear a cutaneous eruption in a patient taking a medication should immediately raise the suspicion of a cutaneous adr. the physician must then determine whether the patient's clinical symptoms are signs of a cutaneous adr or of another skin disease not related to a drug. the diagnosis of a cutaneous adr is based on three key clinical elements (fig. 25.4) : (1) appearancethe morphology of the cutaneous eruption according to four main categories of the primary lesion: maculopapular, urticarial, bullous and pustular (see section "morphological classification of cutaneous adrs"). (2) systemicextra-cutaneous signs (fever, dyspnea, lymphadenopathy, etc.) that distinguish between a simple reaction involving only the skin and a complex reaction that includes systemic involvement in addition to the skin (see section "severity of cutaneous adrs: skin only (simple) versus skin and systemic involvement (complex)") and (3) histologyhistopathology and direct immunofluorescence studies of skin biopsies to confirm the clinical impression and to distinguish between a drug-induced eruption and other skin diseases (see section "histological classification of cutaneous adrs"). establishing a differential diagnosis that takes into account all possible diagnoses is essential. ranking the approximate likelihood of each condition is encouraged. all medications, regardless of route of administration, must be considered, especially new drugs taken in the 8 weeks prior to the skin reaction. drugs taken intermittently, such as vitamins, sedatives, pain relievers, laxatives and natural products, must also be considered. assessment of the lag period -the time between initiation of the drug and onset of the cutaneous reaction -is crucial in view of the different lag times for different cutaneous drug reactions. a recommended method for drug exposure analysis is to chart a timeline in order to visualize the chronology and facilitate comprehension of the event. the timeline includes the relevant information (starting day, dosage, and discontinuing day) for each drug and the signs and symptoms throughout the period in question [82] . the most important challenge in assessing drug-induced skin injury is establishing whether there is a causal relationship between the suspected drug and the untoward clinical event. the following methods are helpful: (1) patient history: the patient should be questioned about previous cutaneous reactions to drugs, and whether rechallenge with the drug improved the eruption [82] . these data should also be part of the above timeline. (2) good communication strategies will aid in the interactions with the patient and family following a cutaneous adr and decrease the likelihood of lawsuits, especially in cases of severe reactions such as sjs/ten. physicians are advised to follow these steps: (1) express empathy and say "sorry" according to the "apology laws" in an honest and respectful fashion and in a way that protects the physician from having an apology used against him in case of legal action. http:// www.sorryworks.net/. (2) provide disclosure in a "disclosure meeting" planned according to the acronym cones: context -arrange the setting for a quiet, uninterrupted meeting and decide on the participants; opening shot -the first sentence in the meeting explains the aim of the conversation; narrative -lay out the facts; it is advised to avoid using the words "error" and "mistake" since the adr is a result of multiple factors, particularly when the facts are not completely known; emotions -provide an empathic environment; summary (3) provide the patient with clear information on his cutaneous adr, the name of the offending drug, potential cross-reacting drugs, and drugs which can be safely taken as an alternative to the offending drug. in addition, advise the patient to wear a medic-alert bracelet. (4) family counselling is part of the management plan since the predisposition to some cutaneous adrs may be genetic [191] . information on the adverse event must be provided to the family physician and entered in the patient's records. report the cutaneous adr to the manufacturer and regulatory agencies [225] . the strong associations found between hla alleles and specific drug-induced hypersensitivity reactions have fostered pharmacogenetic testing to prevent the development of lifethreatening drug-induced hypersensitivity reactions, such as sjs/ten and dress. the usefulness of such testing is dependent on a number of factors, including the incidence and severity of the adverse event, the sensitivity and specificity of the predictive markers, and the availability of equally effective, alternative medications for individuals who test positive. although the incidence of sjs/ten is relatively low, it is life-threatening and many patients who survive have longterm sequelae, such as ocular complications. hla-b*1502 is a useful and strong predictive marker with high sensitivity and specificity for carbamazepine-induced sjs/ten in asian populations. this genetic association is strong enough that it prompted the usfda and many countries to relabel the genetic information for carbamazepine, and to recommend screening for hla-b*1502 before prescribing the drug for subjects of asian descent. the hla-b*1502 test for carbamazepine-induced sjs/ten has very high sensitivity (near 100 %) and specificity (97 %). with the 0.25 % prevalence rate of carbamazepine-induced sjs/ten among chinese, the hla-b*1502 test has a 7.7 % positive predictive value and 100 % negative predictive value for detecting [226] . in view of the serious consequences of sjs/ten and the availability of alternative drugs, withholding carbamazepine from screened patients who test positive for hla-b*1502 and switching to alternative antiepileptic drugs is reasonable and feasible in the high risk populations, including chinese and south-east asians. abacavir is used in the treatment of hiv infection, and has been associated with drug hypersensitivity syndrome in 8 % of patients [227] . hla-b*5701 is a strong and useful predictive marker with high sensitivity and specificity for abacavir hypersensitivity in caucasians, prompting the usfda and many other countries to recommend screening for it before prescribing the drug. the hla-b*5701 test for immunologically-mediated abacavir hypersensitivity has very high sensitivity (100 %) and specificity (97.4 %) as well as positive predictive value (55 %) and negative predictive value (100 %) [55] . hla-b*5801 is a potentially useful predictive marker for allopurinol-induced sjs/ten or dress, with 3 % positive predictive value and almost 100 % negative predictive value for detecting allopurinol-induced sjs/ten or dress in chinese (table 25. 2). this association was significant in caucasian and other asian populations as well. the recent american college of rheumatology guidelines for the management of gout recommend hla-b*5801 screening for populations with high frequency of the allele [228] . other recently discovered hla alleles related to drug hypersensitivity of potential usefullness in clinic practice are hla-b*1301 for dapsone hypersensitivity [58] , hla-a*3101 for carbamazepine-related dress [65] , and cyp2c9*3 for phenytoin hypersensitivity [69] . the lymphocyte transformation test (ltt) is a widely used in vitro assay for the diagnosis and identification of offending drugs with t cell-mediated drug hypersensitivity [229] . ltt is based on the activation and proliferation of t cells from pbmc obtained from drug-sensitized patients after stimulation, and incubation with the culprit drug in vitro [230] . following in vitro stimulation by specific drugs, drug-specific t cells are activated and release several cytokines that promote proliferation of t cells. this in vitro proliferation of specific drug-activated t cells can be detected by the incorporation of 3h-thymidine during dna synthesis after 6 days of culture. the results of ltt are expressed as the stimulation index (si): the relationship between the 3h-thymidine uptake in cells (counts per minute (c.p.m.)) with and without the drug antigen [229] . the general sensitivity of the ltt is 50-80 %, varying with different drugs and different phenotypes of delayed-type hypersensitivity reactions; thus, a negative result does not exclude the possibility of drug hypersensitivity. extensive studies on ltt for beta-lactam drugs report even higher sensitivity [230] [231] [232] [233] [234] . the specificity of the ltt is 85-100 % in different studies [231] [232] [233] 235] . ltt for the diagnosis of drug hypersensitivity has limitations. because it is measured by radioisotopes, the sensitivity can be very low and negative results are commonly observed for specific drugs (e.g., allopurinol, lamotrigine) and specific phenotypes (e.g., sjs/ten) [236, 237] . several nonradioactive methods have been developed for measuring lymphocyte proliferation or activation in in vitro tests for diagnosis of delayed-type drug hypersensitivity, including the use of carboxyfluorescein succinimidyl ester (cfse) cell staining dye [238, 239] , and measuring cytokines or cytotoxic proteins expression, such as inf-γ, il-2, il-4, il-5, il-13, granzyme-b, and macrophage migration inhibitory factor [240] [241] [242] [243] [244] . flow cytometry-assisted basophil activation test (bat), which measures specific cell makers such as cd69 or cd203c to quantify basophil activation after antigenspecific stimulation, has been widely used in the diagnosis of immediate-type drug hypersensitivity [245] . bat directly measures basophil responses instead of ige sensitization. it has been applied to the diagnosis of different drugs implicated in immediate-type hypersensitivity, including beta-lactam antibiotics, neuromuscular blocking agents, aspirin, nsaids and radiocontrast media [246] [247] [248] . the sensitivity of bat varies in different types of drugs: that for beta-lactam antibiotics ranged from 28.6 to 55 % [249, 250] ; that for nsaids ranged from 30 to 70 % [251, 252] . recent data have shown that the unique interaction between drug, t-cell receptor and hla molecule is a key factor in the development of immune-mediated adverse reactions to drugs. the discovery of strong association of specific hla alleles with specific drug-induced hypersensitivity (e.g., hla-b*1502 to carbamazepine-sjs/ten, hla-b*5801 to allopurinol-sjs/ten/dress, and hla-b*5701 to abacavir hypersensitivity), and studies of the functional role of hla-b* allele (e.g., hla-b*1502) directly interacting with a specific drug (e.g., carbamazepine) and unique t-cell receptor support the hypotheses of the 'pharmacological interaction with immune receptors' (p-i) [18, 19, 253] . in recent years, bioinformatics and computer modeling have been applied to elucidate how drug molecules interact with specific hla in drug hypersensitivity. hla alleles have been associated with liver injury induced by different drugs (such as flucloxacillin). using silico strategies to examine hla haplotype relationships, and bioinformatics tools, alfirevic et al. [254] demonstrated a connection between the different hla alleles associated with drug-induced liver injury caused by therapeutically and structurally different drugs, suggesting a mechanism of peptide binding of one of the associated hla alleles [254] . computer modeling of the molecular interaction between hla-b*1502 and carbamazepine predicted a favorable drug-binding position in the b pocket of the hla-b*1502 protein, where the side chain of arg62 could form a hydrogen bond with the ketone group of 5-carboxamide of carbamazepine ( fig. 25.5 ) [253] . cutaneous adrs have a wide spectrum of clinical manifestations that may be caused by multiple drugs and different mechanisms. in this decade, our understanding of the pathogenesis of cutaneous adrs had progressed greatly. understanding how a drug can possibly cause reactions in the skin has led to an understanding of the cellular immunology, cytokines and immunogenetics. these key insights can help mitigate the risk of reactions by 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is a key to diagnosis drug-reaction eosinophilia and systemic symptoms and drug-induced hypersensitivity syndrome risk of serious cutaneous disorders after initiation of use of phenytoin, carbamazepine, or sodium valproate: a record linkage study drug reaction with eosinophilia and systemic symptoms (dress): an original multisystem adverse drug reaction. results from the prospective regiscar study drug reaction with eosinophilia and systemic symptoms: is cutaneous phenotype a prognostic marker for outcome? a review of clinicopathological features of 27 cases short-and long-term outcomes of 34 patients with drug-induced hypersensitivity syndrome in a single institution saliva polymerase chain reaction assay for detection and follow-up of herpesvirus reactivation in patients with drug reaction with eosinophilia and systemic symptoms (dress) drug-induced hypersensitivity syndrome (dihs): a reaction induced by a complex interplay among herpesviruses and antiviral and antidrug immune 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syndrome really exist? dress syndrome: part ii. management and therapeutics management of drug reaction with eosinophilia and systemic symptoms (dress) recommendations for hla-b*15:02 and hla-a*31:01 genetic testing to reduce the risk of carbamazepineinduced hypersensitivity reactions long-term sequelae of drug reaction with eosinophilia and systemic symptoms: a retrospective cohort study from taiwan drug reaction with eosinophilia and systemic symptoms: a retrospective study of 60 cases identifying prognostic factors for drug rash with eosinophilia and systemic symptoms (dress) serum sickness-like reactions from cefaclor in children intestinal mucosal permeability of children with cefaclor-associated serum sickness-like reactions serum sickness-like reaction in children due to cefditoren severe serum sickness-like reaction to oral penicillin drugs: three case reports minocycline-induced serum sickness-like reaction severe serum sickness-like type iii reaction to insulin detemir serum sickness-like reactions in patients receiving intravenous infliximab serious dermatologic reactions in children serum sickness-like reaction to cefuroxime: a case report and review of the literature serum sickness-like reactions serum sickness-like reaction: histopathology and case report cefaclor-a cluster of adverse reactions acute generalized exanthematous pustulosis (agep)-a clinical reaction pattern profile of acute generalized exanthematous pustulosis in israel during 2002-2005: results of the regiscar study clinicopathologic manifestations of 36 korean patients with acute generalized exanthematous pustulosis: a case series and review of the literature risk factors for acute generalized exanthematous pustulosis (agep)-results of a multinational case-control study (euroscar) acute generalized exanthematous pustulosis caused by sennoside in a patient with multiple myeloma acute generalized exanthematous pustulosis acute localized exanthematous pustulosis (alep) caused by amoxicillin-clavulanic acid acute generalized exanthematous pustulosis simulating toxic epidermal necrolysis: a case report and review of the literature overlap of acute generalized exanthematous pustulosis and toxic epidermal necrolysis: response to antitumour necrosis factor-alpha antibody infliximab: report of three cases acute localized exanthematous pustulosis (alep) caused by ibuprofen. a case report acute generalized exanthematous pustulosis: report of five cases and systematic review of clinical and histopathological findings systemic involvement of acute generalized exanthematous pustulosis: a retrospective study on 58 patients the spectrum of histopathological features in acute generalized exanthematous pustulosis: a study of 102 cases erythema multiforme, stevens-johnson syndrome and toxic epidermal necrolysis in children: a review of 10 years' experience topical treatment options for drug-induced toxic epidermal necrolysis (ten) incidence of toxic epidermal necrolysis and stevens-johnson syndrome in an hiv cohort: an observational, retrospective case series study medications as risk factors of stevens-johnson syndrome and toxic epidermal necrolysis in children: a pooled analysis toxic epidermal necrolysis and stevens-johnson syndrome clinical risk management of stevens-johnson syndrome/toxic epidermal necrolysis spectrum stevens-johnson syndrome and toxic epidermal necrolysis: assessment of medication risks with emphasis on recently marketed drugs. the euroscar-study stevens-johnson syndrome and toxic epidermal necrolysis in sub-saharan africa: a multicentric study in four countries toxic epidermal necrolysis associated with mycoplasma pneumoniae infection case of fatal toxic epidermal necrolysis due to cardiac catheterization dye stevens-johnson syndrome and toxic epidermal necrolysis after vaccination: reports to the vaccine adverse event reporting system alden, an algorithm for assessment of drug causality in stevens-johnson syndrome and toxic epidermal necrolysis: comparison with case-control analysis clinical classification of cases of toxic epidermal necrolysis, stevens-johnson syndrome, and erythema multiforme toxic epidermal necrolysis: part i. introduction, history, classification, clinical features, systemic manifestations, etiology, and immunopathogenesis toxic epidermal necrolysis: part ii: prognosis, sequelae, diagnosis, differential diagnosis, prevention, and treatment stevens-johnson syndrome without skin lesions (fuchs syndrome): a literature review of adult cases with mycoplasma cause uncovering histologic criteria with prognostic significance in toxic epidermal necrolysis prognostic value of histologic features of toxic epidermal necrolysis toxic epidermal necrolysis clinical guidelines french referral center management of stevens-johnson syndrome/toxic epidermal necrolysis the ophthalmologist's role in the management of acute stevens-johnson syndrome and toxic epidermal necrolysis scorten: a severity-of-illness score for toxic epidermal necrolysis the current understanding of stevens-johnson syndrome and toxic epidermal necrolysis amniotic membrane transplantation as a new therapy for the acute ocular manifestations of stevens-johnson syndrome and toxic epidermal necrolysis indications and outcomes of amniotic membrane transplantation in the management of acute stevens-johnson syndrome and toxic epidermal necrolysis: a case-control study triple-ten" in the treatment of acute ocular complications from toxic epidermal necrolysis the role of intravenous immunoglobulin in toxic epidermal necrolysis: a retrospective analysis of 64 patients managed in a specialized centre open trial of ciclosporin treatment for stevens-johnson syndrome and toxic epidermal necrolysis effects of treatments on the mortality of stevens-johnson syndrome and toxic epidermal necrolysis: a retrospective study on patients included in the prospective euroscar study dexamethasone pulse therapy for 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drug reactions: the case of toxic epidermal necrolysis human leukocyte antigens and drug hypersensitivity hypersensitivity reactions during therapy with the nucleoside reverse transcriptase inhibitor abacavir american college of rheumatology guidelines for management of gout. part 1: systematic nonpharmacologic and pharmacologic therapeutic approaches to hyperuricemia the lymphocyte transformation test in the diagnosis of drug hypersensitivity the lymphocyte transformation test for the diagnosis of drug allergy: sensitivity and specificity skin and laboratory tests in amoxicillinand penicillin-induced morbilliform skin eruption in vitro t-cell responses to beta-lactam drugs in immediate and nonimmediate allergic reactions t cell involvement in cutaneous drug eruptions t-cell reactions to drugs in distinct clinical manifestations of drug allergy characterization of drug-specific t cells in lamotrigine hypersensitivity poor relevance of a lymphocyte proliferation assay in lamotrigine-induced stevens-johnson syndrome or toxic epidermal necrolysis in vitro drug causality assessment in stevens-johnson syndrome -alternatives for lymphocyte transformation test allergen-specific t-cell response in patients with phenytoin hypersensitivity; simultaneous analysis of proliferation and cytokine production by carboxyfluorescein succinimidyl ester (cfse) dilution assay long-lasting reactivity and high frequency of drug-specific t cells after severe systemic drug hypersensitivity reactions in vitro detection of cytotoxic t and nk cells in peripheral blood of patients with various drug-induced skin diseases drug-specific in vitro release of il-2, il-5, il-13 and ifn-gamma in patients with delayed-type drug hypersensitivity detection and quantification of drug-specific t cells in penicillin allergy the appearance of macrophage migration-inhibition factor in drug reactions macrophage migration inhibition factor (mif) in drug eruption predicting drug hypersensitivity by in vitro tests recent applications of basophil activation tests in the diagnosis of drug hypersensitivity a new basophil activation test using cd63 and ccr3 in allergy to antibiotics usefulness of the basophil activation test (bat) in the diagnosis of life-threatening drug anaphylaxis basophil activation and sulfidoleukotriene production in patients with immediate allergy to betalactam antibiotics and negative skin tests diagnosis of immediate-type beta-lactam allergy in vitro by flow-cytometric basophil activation test and sulfidoleukotriene production: a multicenter study the flow-cytometric determination of basophil activation induced by aspirin and other non-steroidal antiinflammatory drugs (nsaids) is useful for in vitro diagnosis of the nsaid hypersensitivity syndrome basophil activation tests in the diagnosis of drug reactions direct interaction between hla-b and carbamazepine activates t cells in patients with stevens-johnson syndrome in silico analysis of hla associations with drug-induced liver injury: use of a hla-genotyped dna archive from healthy volunteers key: cord-352579-ndcbmgfj authors: takahashi, takuto; luzum, jasmine a.; nicol, melanie r.; jacobson, pamala a. title: pharmacogenomics of covid-19 therapies date: 2020-08-18 journal: npj genom med doi: 10.1038/s41525-020-00143-y sha: doc_id: 352579 cord_uid: ndcbmgfj a new global pandemic of coronavirus disease 2019 (covid-19) has resulted in high mortality and morbidity. currently numerous drugs are under expedited investigations without well-established safety or efficacy data. pharmacogenomics may allow individualization of these drugs thereby improving efficacy and safety. in this review, we summarized the pharmacogenomic literature available for covid-19 drug therapies including hydroxychloroquine, chloroquine, azithromycin, remdesivir, favipiravir, ribavirin, lopinavir/ritonavir, darunavir/cobicistat, interferon beta-1b, tocilizumab, ruxolitinib, baricitinib, and corticosteroids. we searched pubmed, reviewed the pharmacogenomics knowledgebase (pharmgkb(®)) website, clinical pharmacogenetics implementation consortium (cpic) guidelines, the u.s. food and drug administration (fda) pharmacogenomics information in the product labeling, and the fda pharmacogenomics association table. we found several drug-gene variant pairs that may alter the pharmacokinetics of hydroxychloroquine/chloroquine (cyp2c8, cyp2d6, slco1a2, and slco1b1); azithromycin (abcb1); ribavirin (slc29a1, slc28a2, and slc28a3); and lopinavir/ritonavir (slco1b1, abcc2, cyp3a). we also identified other variants, that are associated with adverse effects, most notable in hydroxychloroquine/chloroquine (g6pd; hemolysis), ribavirin (itpa; hemolysis), and interferon β -1b (irf6; liver toxicity). we also describe the complexity of the risk for qt prolongation in this setting because of additive effects of combining more than one qt-prolonging drug (i.e., hydroxychloroquine/chloroquine and azithromycin), increased concentrations of the drugs due to genetic variants, along with the risk of also combining therapy with potent inhibitors. in conclusion, although direct evidence in covid-19 patients is lacking, we identified potential actionable genetic markers in covid-19 therapies. clinical studies in covid-19 patients are deemed warranted to assess potential roles of these markers. since the report of the first cluster infections in wuhan, a city in china in december 2019, coronavirus disease 2019 (covid19) has caused an unprecedented global pandemic and healthcare crisis with high mortality and morbidity. in an urgent attempt to mitigate its devastating catastrophe, many drugs without established efficacy have been used in patients either as an offlabel/compassionate use or as a clinical trial. under these extenuating circumstances these agents have been used without good evidence of efficacy and/or extent of toxicities. there is also no or limited data on the pharmacogenomics of these agents, and genomic determinants are important factors in efficacy and/or toxicity of many medications. pharmacogenomics may help clinicians to choose proper first-line agents and initial dosing that would be most likely achieve adequate drug exposure among critically ill patients; those who cannot afford a failure of ineffective therapy. it is also important to minimize the risks of toxicity because covid-19 particularly affects those with comorbidities on other drug therapies 1 . therefore the purpose of this review was to summarize the pharmacogenomic literature and clinical recommendations available for covid-19 candidate drug therapies. in selection of drugs of interest, we reviewed the following sources: guidelines by the infectious disease society of america 2 and the national institute of health 3 . we also reviewed interventional clinical trials for covid-19 in clinicaltrials.gov registered as of june 4, 2020 (searched by a term "covid" and selected the study type "interventional [clinical trials]"). we excluded products derived of human plasma (e.g., convalescent plasma, immunoglobulin). our search was limited to online sources published in english. as a result, we included potential antiviral or immune-based therapy in the following eight categories for the present review: hydroxychloroquine/chloroquine, azithromycin, rna polymerase inhibitors, anti-retrovirus agents, interferon β-1b (ifn-β1b), il-6/il-1 antagonists, janus kinase inhibitors, and corticosteroids. we then reviewed relevant literature by searching pubmed with the terms including but not limited to "pharmacogenomics", "pharmacogenetics", "polymorphism", and "pharmacokinetics" in combination with each drug name. we also reviewed the pharmacogenomics knowledgebase (pharmgkb ® ) website 4 , clinical pharmacogenetics implementation consortium (cpic) guidelines 5 , the u.s. food and drug administration (fda) pharmacogenomics information in the product labeling 6 , and the fda pharmacogenomics association table 7 . none of the reviewed drugs had applicable cpic guidelines. table 1 summarizes the drugs described in this review and the pharmgkb and fda pharmacogenomic information. hydroxychloroquine and chloroquine the first antiviral drugs officially indicated for covid-19 in the u.s. were hydroxychloroquine and chloroquine as an fda emergency use authorization issued on march 28, 2020 8 . this was later revoked on june 15, 2020 based on new data suggesting that the drug's potential benefits may not outweigh its known and potential risks 9 been used for malaria and autoimmune disorders for decades. it is thought to increase ph of phagolysosome and, thereby, interrupts virus fusion, and it also prevents binding of the virus to cell surface receptors 10 . the immunomodulatory effects of these drugs may also play a role in managing the cytokine storm associated with advanced covid-19 disease. concerns around the heart rhythm problems of these agents for treatment of covid-19 has been announced from the fda 11 . this is corroborated by a large retrospective study of hospitalized patients with covid-19 in new york metropolitan region; those treated with hydroxychloroquine and azithromycin had a higher incidence of cardiac arrest and possible higher mortality 12 . the nih guidelines currently do not recommend the use of hydroxychloroquine or chloroquine 3 . although the role of these drugs in covid-19 may be limited, biomarkers for toxicity may potentially be valuable. hydroxychloroquine and chloroquine are metabolized via cytochrome p450 (cyp) enzymes including cyp2c8, cyp3a4, and cyp2d6 13 . these drugs are substrates of organic anion transporting polypeptides (oatp), influx cellular membrane transporters encoded by slco 14 . the genes involved in the pharmacokinetics of hydroxychloroquine and chloroquine are considered "very important pharmacogenes (vips)" by the pharmgkb, genes that are particularly important in the field of pharmacogenomics. a study in 194 patients with systemic lupus erythematosus showed that metabolism ratio of the active metabolite of hydroxychloroquine to its parent drug was increased by~20% in those carrying variants in cyp2d6 (rs1135840: cc vs. gg was 0.90 vs. 0.69, respectively, p < 0.01) 15 . in a cohort of 164 malariainfected patients, low-activity alleles of cyp2c8 (i.e., *2, *3, and *4) were associated with worse reduction of gametocytemia than wild-type alleles 1 day after chloroquine/primaquine treatment (−2.21 vs. −11.18 gametocytes/μl, p = 0.007, respectively) 16 . in the same cohort, a subsequent analysis showed that variant alleles of slco1a2 and slco1b1 had lower gametocytemia clearance than the wild-type alleles after adjusting for cyp2c8 (p = 0.018 and 0.024, respectively) 14 . hydroxychloroquine and chloroquine are relatively safe drugs when used for malaria and autoimmune disease, although there are several toxicities of importance. individuals who are glucose-6phosphate dehydrogenase (g6pd) deficient are considered at higher risk of hemolytic anemia upon exposure to hydroxychloroquine or chloroquine. however this has not been consistently shown. no individuals developed hemolytic anemia among a group of 74 patients with g6pd deficiency who received a 3-day course of chloroquine with methylene blue, nor another group of 11 patients who received a total cumulative hydroxychloroquine exposure of 700 person-months 17, 18 . another well-recognized adverse effect of hydroxychloroquine and chloroquine is retinopathy, which occurs more frequently with long term use (in years) and higher doses. retinopathy occurred less frequently in those with the minor allele of abca4 c.5814a>g (or: 0.01, 95% ci: 0.00-0.27, adjusted for clinical factors including treatment duration and dose) 19 . although data on the functional analysis of this variant is limited, mutations in abca4 are associated with various retinal diseases such as stargardt disease, which is phenotypically similar to chloroquine-induced retinopathy 20 . the average treatment duration in the study was approximately 11 years, thus the effects of abca4 c.5814a>g in short-term use of hydroxychloroquine or chloroquine for covid-19 treatment would likely to be small. of note, hydroxychloroquine is also a cyp2d6 inhibitor, which may reduce cyp2d6 activity. this is particularly of concern when other cyp2d6 substrates that also prolong qt interval, such as ondansetron and haloperidol, are used concomitantly with hydroxychloroquine and chloroquine since these combinations may significantly reduce their metabolism which may further potentiate qt prolongation. azithromycin is a macrolide antibacterial agent with antiinflammatory properties. a recent observational study showed that azithromycin, when used in combination with hydroxychloroquine, may be more effective than hydroxychloroquine alone for covid-19 21 . although macrolide agents are associated with numerous drug-drug interactions, azithromycin is not a significant substrate of cyp3a4, slco1b1, or slco1b3, and therefore has fewer interactions than erythromycin or clarithromycin 22 . the pharmacokinetics of azithromycin are, however, influenced by the activity of p-glycoprotein transporter encoded by abcb1. genetic variation in abcb1 showed up to a 2-fold lower peak azithromycin concentrations in 20 healthy volunteers after a single dose (rs2032582tt/rs1045642tt vs. rs2032582gg/rs1045642cc was 468.0 vs. 911.2 ng/ml, respectively, p = 0.013) 23 . higher systemic exposure to azithromycin is of particular concern when it is combined with hydroxychloroquine or chloroquine because of their additive effects on qt prolongation which may result in fatal arrhythmias. rna polymerase inhibitors (remdesivir, ribavirin, and favipiravir) nucleotide analogs, including remdesivir, ribavirin and favipiravir, inhibit viral rna polymerase after metabolism to their active forms by intracellular enzymes. remdesivir became available for severe covid-19 in the u.s. via fda emergency use authorization on may 1, 2020 24 , following two randomized, double-blinded, placebo-controlled trials suggesting potential benefits outweighing the known and potential risks 25, 26 . although no pharmacogenomic data of remdesivir are available, in vitro studies suggest that it is a substrate for drug metabolizing enzymes cyp2c8, cyp2d6, and cyp3a4, and is a substrate for oatp1b1 and pglycoprotein transporters 27 . thus, known variants of these genes could theoretically affect the pharmacokinetics of remdesivir [28] [29] [30] . all of these genes are considered vips by pharmgkb. ribavirin is indicated for hepatitis c virus infection and is also under investigation for covid-19. genetic polymorphisms in influx cellular transporters of ribavirin result in up to 30% variability in the trough concentration; troughs were significantly higher in those with slc29a1 variants (homozygous for the variants 2070 ng/ml vs. wild-type 1837 ng/ml; p = 0.02), while significantly lower in those with slc28a2 variants (homozygous for the variants 1595 ng/ml vs. heterozygous 1933 ng/ml vs. homozygous wildtype 2229 ng/ml; p = 0.04) and slc28a3 variants (homozygous 2294 ng/ml vs. heterozygous 1813 ng/ml; p = 0.01) 31 . it is wellrecognized that various itpa (inosine triphosphatase) variants have protective effects against hemolytic anemia, which is the most common and dose-limiting adverse effect of ribavirin 32 . decreased itpa activity in red blood cells leads to accumulation of inosine triphosphate and protects against ribavirin-induced hemolysis. in a meta-analysis of 20 studies, hemoglobin decline was associated with wild-type alleles of itpa; rs1127354 cc (or: 12.8, 95% ci: 7.4-22.1), rs7270101 aa (or: 3.4, 95% ci: 2.1-5.6), and rs6051702 aa (or: 4.4, 95% ci: 2.8-7.0) 33 . a model incorporating itpa genotypes and clinical factors was predictive of the degree of ribavirin-related hemoglobin decrease 34 . of note, hemolytic anemia was also reported from a short-term use of ribavirin for respiratory virus infection 35 . in contrast, the itpa variants in rs6139030 were identified to be a risk of thrombocytopenia in a genome-wide association study among 303 patients with hepatitis c who received ribavirin and peg-interferon (or: 3.9, 95% ci: 2.8-5.5, p = 1.33 ×10 -15 ) 36 . favipiravir was developed and approved in japan in 2014 exclusively for a resistant, novel influenza pandemic and is now under investigation for covid-19. although no published studies specifically have addressed its pharmacogenomics, it is metabolized by aldehyde oxidase and partly via xanthine oxidase 37 . notably, variants of aldehyde oxidase are associated with pharmacodynamic outcomes in other drugs which are substrates of aldehyde oxidase such as azathioprine or allopurinol 38 . anti-retrovirus agents (lopinavir/ritonavir, darunavir/cobicistat) lopinavir is a viral protease inhibitor that is primarily used in the treatment of human immunodeficiency virus (hiv), but it has also been used in covid-19. hiv-protease inhibitors including lopinavir/ritonavir are currently not recommended for covid-19 because of lack of efficacy in a small randomized controlled trial and a concern of inadequate drug exposure relative to that required for sars-cov-2 inhibition 3 . ritonavir inhibits the inactivation of lopinavir via the cyp3a4 pathway and boosts the concentrations of lopinavir and is marketed as a combination product. besides cyp3a, several pathways are involved in the pharmacokinetics of lopinavir, including other cyp enzymes and membrane drug transporters. a pharmacogenomic analysis of lopinavir/ritonavir, including 1380 variants in 638 hiv-infected caucasians, identified four significant variants. clearance of lopinavir in a population pk model was higher in individuals with slco1b1*4/*4 and lower in individuals with two or more variant alleles of slco1b1*5, abcc2 or a cyp3a tag compared to the reference group (12.6 vs. 3.9 vs. 5.4 l/h, respectively, p < 0.01) 39 . another genetic association study explored 290 variants for their effects on lopinavir/ritonavir related toxicity among 104 caucasian patients with hiv; variants in the cetp, mcp-1, abcc2, lep, and slco1b3 genes were associated with dyslipidemia and hyperbilirubinemia, and a variant in il-6 was associated with diarrhea (all p < 0.01) 40 . darunavir, also a protease inhibitor used in hiv treatment, is a substrate of cyp3a4 that is used simultaneously with a cyp3a4 inhibitor, cobicistat, in a clinical trial for covid-19 2 . several haplotypes in cyp3a4 have been discovered that affect the activity and/or expression of cyp3a4 30 . those haplotypes could hypothetically affect concentrations of these drugs, but they have yet to be studied specifically with darunavir. although there is no direct evidence that darunavir is a substrate for slco3a1, a 12% significantly lower darunavir clearance was observed in carriers of an slco3a1 variant (p < 0.05) 41 . a family of ifns, particularly ifn-β1b, has showed efficacy against sars-and/or mers-coronaviruses and are currently being investigated for covid-19 either alone or in combination with other therapy (e.g., lopinavir/ritonavir) 2 . as it is commonly seen in other biologic drugs, pharmacogenomics determinants are not well-delineated for ifn-β1b. in contrast, reduced efficacy and increased adverse effects secondary to immunogenicity is a specific concern among biologics. in a cohort of swedish patients with multiple sclerosis who received ifn-β1b, the risk of biologically relevant neutralizing antibody development was higher in patients with the hla-drb1*04 allele (or: 3.53, 95% ci: 1.64-7.61) and lower with hla-drb1*15 (or: 0.33, 95% ci: 0.16-0.71) 42 . in a two-stage genome-wide association study among 56 cases and 126 controls of ifn-β1b-treated patients with multiple sclerosis, a higher risk of drug-induced liver injury was identified (p = 2.3 × 10 −8 , or: 8.3, 95% ci: 3.6-19.2) in patients with variants of irf6, which encodes for an interferon regulatory factor and is involved in promotion of liver damage 43 . the results were confirmed in an independent cohort of multiple sclerosis patients for an association with increased peak levels of aspartate aminotransferase (p = 7.6 × 10 −5 ) and alkaline phosphatase (p = 4.9 × 10 −4 ) 43 . il-6 and il-1 antagonists (tocilizumab, sarilumab, siltuximab, anakinra) severe covid-19 is associated with a cytokine-release syndrome with elevated interleukin-6 (il-6) 44 . tocilizumab, an inhibitor of the il-6 receptor, is commonly used for rheumatoid arthritis (ra) and cytokine-release syndrome induced by chimeric antigen receptor-t cell therapy, and now it is under investigation for covid-19. although several genetic biomarkers have been reported in the efficacy of tocilizumab in ra, including fcgr3a, il6r, cd69, galnt18 [45] [46] [47] , potential translation of these data to covid-19 is highly speculative. no studies have addressed pharmacogenomics of tocilizumab in patients with cytokine-release syndrome, which is similar to the physiology in covid-19. the only genetic variants potentially involving tocilizumab's pharmacokinetics are in the fcgr3a gene, where differences in efficacy is postulated to be due to changes in systemic exposure. in 87 patients with ra treated with tocilizumab, fcgr3a rs396991tt genotype showed higher response at 12 months (vs. gt; or: 5.1; 95% ci: 1.2-21.3; p = 0.03). this variant may affect the affinity of the fc fragment of igg receptor to tocilizumab and alter its systemic clearance 45 . polymorphisms of il6r are considered to affect intracellular signaling pathway of il-6 receptor bound to tocilizumab, which may also be applicable to other conditions with upregulated il-6 pathway 46 . in contrast, variants in cd69 and galnt18 are thought to have limited direct effects on tocilizumab. variants in those genes are more likely to affect the downstream signaling pathways of the immune system in ra patients, which may limit generalization to non-ra patients 47 . at this point there is limited evidence that pharmacogenomic biomarkers would be helpful in determining response to tocilizumab therapy in covid-19. no relevant pharmacogenomic data is reported in other il-6 or il-1 antagonists (i.e., sarilumab, siltuximab, anakinra). a group of janus kinase inhibitors is another potentially effective immunomodulator for covid-19 that is currently in clinical trials. ruxolitinib is approved by the fda for myeloproliferative diseases and graft-versus-host-disease, and baricitinib for ra. no published studies have addressed the effects of genetic variants on either of the two drugs in any patient population. however, their pharmacokinetics pathways involve a few potentially important pharmacogenes. ruxolitinib is a major and baricitinib is a minor substrate of cyp3a4 48, 49 . ruxolitinib is also partly metabolized by cyp2c9. both of these genes are considered vips in the pharmgkb and subject to notable genetic polymorphisms 30, 50 . although the main pharmacogene of baricitinib, slc22a8 encoding oat3 transporter 49 , is not a vip, influence of variants on its activity is previously reported in another substrate drug 51 . the potential role of corticosteroids in the treatment of covid-19infected patients is mainly limited to those with acute respiratory distress syndrome (ards). in patients with sars-coronavirus infection, corticosteroid use was associated with delayed viral clearance but also showed possible benefits in those with ards 52 . many variants have been associated with corticosteroids response and toxicities across multiple disease conditions, including genes involved in the receptor binding (e.g., crhr1, nr3c1), chaperone/ cochaperone protein (e.g., st13, stip1, fkbp5), metabolizing enzymes (e.g., cyp3a4, cyp3a5, cyp3a7, gstt1), and transporters (e.g., mdr1, abcb1) 53 . the mechanistic and metabolic pathways of steroids are complex, and genomic determinants with sufficient evidence for clinical application to covid-19 were not identified. variants associated with corticosteroids in pharmgkb with level of evidence higher than "low" (level 3) were only assessed in combination therapy (e.g., with chemotherapy) or inhaled corticosteroids. no pharmacogenetic information specifically on the effectiveness of corticosteroids for ards was found. summary of clinical implications of pharmacogenomics for covid19 we found evidence that several genetic variants may alter the pharmacokinetics of hydroxychloroquine, azithromycin, ribavirin, lopinavir/ritonavir and possibly tocilizumab, which hypothetically may affect clinical response and toxicity in the treatment of covid-19. although the level of evidence for most is weak, and has not been directly studied in patients with covid-19, some of these potential pharmacogenetic associations are worth further exploration. qt prolongation could hypothetically be exacerbated by a combination of drug-drug, drug-gene, and drug-disease interactions in the treatment of covid-19. as previously described in this review, hydroxychloroquine, chloroquine and azithromycin can individually increase risk for qt prolongation, and those drugs have been used in combination in covid-19 patients. this combination therapy showed higher odds of cardiac arrest in hospitalized patients with covid-19 in comparison to those on neither therapy (odds ratio 2.13 [95% ci: 1.12-4.05]) 12 . hydroxychloroquine is a cyp2d6 inhibitor, which calls for a vigilance in drug-drug interactions in patients with covid-19, who are at risk of polypharmacy. in particular, some qt-prolonging drugs, that are commonly used in hospitalized patients, are substrates of cyp2d6 which may be inhibited by hydroxychloroquine. this may dramatically increase the risk of qt prolongation. the cyp2d6*4 nonfunctional allele is present in nearly 20% of patients with european ancestry 54 , and thus patients with the cyp2d6*4 allele may have even higher risk. patients with the abcb1 2677gg/ 3435cc genotype have higher peak concentrations of azithromycin, a qt-prolonging drug 23 . higher concentrations of azithromycin in combination with hydroxychloroquine may be particularly dangerous. baseline qt interval evaluation prior to therapy is important since there is a greater risk of prolongation in individuals with high baseline values. the prevalence of high baseline qt intervals was reported to be 14.5% among those aged ≥40 years in a us population study 55 . and finally, the potential combination of these arrhythmogenic risks may be further exacerbated in the setting of covid-19, in which the disease is associated with myocardial injury and arrhythmias 56 . the association between ifn-β1b and a variant in irf6 for the adverse outcome of liver damage was one of the strongest pharmacogenetic associations identified in this review 43 . the previous studies of ifn-β1b/irf6 were performed in patients with multiple sclerosis, not covid-19. therefore the ifn-β1b/irf6 pharmacogenetic association should be investigated in patients with covid-19, especially since a large portion of patients with covid-19 have abnormal liver function tests and liver injury 57 . individuals homozygous for slco1b1*4 showed a greater than 2fold increase in lopinavir clearance. notably, this variant has a differing allele frequency across racial groups; it is 14% in european, 6% in african, and 0.3% in east asian descents. although g6pd deficiency is associated with hydroxychloroquine and chloroquine related hemolytic anemia, the evidence suggests that the strength of the association is unclear and possibly because there are varying degrees of g6pd deficiency conferred by the genetic variations. the itpa variants, associated with protective effects against ribavirinrelated hemolytic anemia, has pharmgkb level 2 evidence (moderate strength), may have a role in improving ribarivin safety. older age, race, male gender, obesity and comorbid conditions have been established as risk factors for covid-19 susceptibility and death 58, 59 . whether they are also precise risk factors for drug treatment failure have yet to be established. it has yet to be determined if host genomics or confounding factors (e.g., access to healthcare, environment) also play a role. several studies though suggest that higher susceptibility to covid-19 is associated with genetic variants, including those in the ace1, ace2, tmprss2, gstt1 genes [60] [61] [62] . interestingly, several important ace2 variants on the x-linked locus were identified in male as hemizygous, which may explain the higher mortality in male 63 . although no direct evidence of pharmacogenomics data in patients with covid-19 was available at this time, there are plausible mechanisms by which genetic determinants may play a role. studies must be conducted in covid-19 before pharmacogenomic testing can be recommended. these data support the collection of dna samples for pharmacogenomic studies of the hundreds of currently ongoing clinical trials of covid-19 therapies. one of the biggest success stories in the field of pharmacogenomics was for a drug used to treat another, highly lethal, infectious disease: abacavir for hiv. the application of a pharmacogenetic test (hla-b*57:01) nearly eliminates a potentially fatal hypersensitivity reaction to abacavir 64 . thus, the pharmacogenetic test for abacavir is now standard of care in the treatment of hiv. it took years after the discovery of hiv to develop such a pharmacogenetic success for abacavir. while it is understandable, at these very early stages since the discovery of covid-19, the pharmacogenetic data are very limited. the use of modern genomic tools coupled with a proactive assessment of the most likely gene-drug candidates could lead to a quicker understanding of the role of pharmacogenetics for covid-19. important in silico efforts are underway to repurpose old drugs for covid-19 and some of these drugs may have established pharmacogenomic markers in other disease 65, 66 . it is worth noting potential limitations of the use of pharmacogenetics in the treatment of covid-19. in an acute illness such as covid-19, pharmacogenetics would only be useful if the genetic test results were already available (i.e., pre-emptive pharmacogenetic testing) or rapidly available (i.e., point-of-care genetic testing). several institutions have already implemented pre-emptive pharmacogenetic testing, and some patients may have results readily available 67 . point-of-care pharmacogenetic tests are available but generally the potential variants of relevance in covid-19 therapies are not available on this type of testing platform 68 . in the face of unprecedented challenges posed by the covid-19 pandemic, collaborative efforts among the medical communities are more important than ever to improve the efficacy of these treatments and ensure safety. some large national covid-19 trials are evaluating pharmacogenomics, which will inform the role of pharmacogenomics markers for future clinical use. no datasets were generated or analyzed during the current study. received: 29 april 2020; accepted: 23 july 2020; clinical course and outcomes of critically ill patients with sars-cov-2 pneumonia in wuhan, china: a single-centered, retrospective, observational study infectious diseases society of america guidelines on the treatment and management of patients with covid-19 infection covid-19) treatment guidelines the clinical pharmacogenetics implementation consortium (cpic ® ) table of pharmacogenomic biomarkers in drug labeling request for emergency use authorization for use of chloroquine phosphate or hydroxychloroquine sulfate supplied from the strategic national stockpile for treatment of 2019 coronavirus disease review: hydroxychloroquine and chloroquine for treatment of sars-cov-2 (covid-19) fda drug safety communication: fda cautions against use of 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with abo polymorphism the expression and polymorphism of entry machinery for covid-19 in human: juxtaposing population groups, gender, and different tissues hla-b*5701 screening for hypersensitivity to abacavir network-based drug repurposing for novel coronavirus 2019-ncov/ sars-cov-2 network-based approach to prediction and population-based validation of in silico drug repurposing the pharmacogenomics research network translational pharmacogenetics program: outcomes and metrics of pharmacogenetic implementations across diverse healthcare systems challenges of development and implementation of point of care pharmacogenetic testing impact of genetic slc28 transporter and itpa variants on ribavirin serum level, hemoglobin drop and therapeutic response in patients with hcv infection influence of mdr1 c1236t polymorphism on lopinavir plasma concentration and virological response in hiv-1-infected children individualized protease inhibitormonotherapy: the role of pharmacokinetics and pharmacogenetics in an aged and heavily treated hiv-infected patient single-nucleotidepolymorphisms in hla-and non-hla genes associated with the development of antibodies to interferon-β therapy in multiple sclerosis patients j.a.l. and p.a.j. conceived the project. t.t. conducted initial literature search and drafted the manuscript. t.t. and p.a.j. further refined the manuscript with input from j.a.l. and m.r.n. all authors contributed further literature search, provided critical feedback, and collectively composed the final manuscript. p.a.j was in charge of overall direction and planning. the authors declare no competing interests. correspondence and requests for materials should be addressed to p.a.j.reprints and permission information is available at http://www.nature.com/ reprintspublisher's note springer nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.open access this article is licensed under a creative commons attribution 4.0 international license, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the creative commons license, and indicate if changes were made. the images or other third party material in this article are included in the article's creative commons license, unless indicated otherwise in a credit line to the material. if material is not included in the article's creative commons license and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. to view a copy of this license, visit http://creativecommons. org/licenses/by/4.0/. key: cord-351222-9bfchw4u authors: rollinger, judith m.; stuppner, hermann; langer, thierry title: virtual screening for the discovery of bioactive natural products date: 2008 journal: natural compounds as drugs volume i doi: 10.1007/978-3-7643-8117-2_6 sha: doc_id: 351222 cord_uid: 9bfchw4u in this survey the impact of the virtual screening concept is discussed in the field of drug discovery from nature. confronted by a steadily increasing number of secondary metabolites and a growing number of molecular targets relevant in the therapy of human disorders, the huge amount of information needs to be handled. virtual screening filtering experiments already showed great promise for dealing with large libraries of potential bioactive molecules. it can be utilized for browsing databases for molecules fitting either an established pharmacophore model or a three dimensional (3d) structure of a macromolecular target. however, for the discovery of natural lead candidates the application of this in silico tool has so far almost been neglected. there are several reasons for that. one concerns the scarce availability of natural product (np) 3d databases in contrast to synthetic libraries; another reason is the problematic compatibility of nps with modern robotized high throughput screening (hts) technologies. further arguments deal with the incalculable availability of pure natural compounds and their often too complex chemistry. thus research in this field is time-consuming, highly complex, expensive and ineffective. nevertheless, naturally derived compounds are among the most favorable source of drug candidates. a more rational and economic search for new lead structures from nature must therefore be a priority in order to overcome these problems. here we demonstrate some basic principles, requirements and limitations of virtual screening strategies and support their applicability in np research with already performed studies. a sensible exploitation of the molecular diversity of secondary metabolites however asks for virtual screening concepts that are interfaced with well-established strategies from classical pharmacognosy that are used in an effort to maximize their efficacy in drug discovery. such integrated virtual screening workflows are outlined here and shall help to motivate np researchers to dare a step towards this powerful in silico tool. in the field of drug discovery we are confronted by a paradox situation: highly efficient tools and advanced technological and molecular knowhow, e.g., in the area of genomics, combinatorial chemistry, high throughput screening (hts), robotized and miniaturized process cycles, could find entrance in big pharmaceutical industries. these costly procedures were expected to raise the number of launched drug substances; however the results were disappointing [1, 2] . in 2002, adam smith, the chief-editor of nature presented the sobering data of research and development expenses of the 20 leading pharma companies versus new drugs on the market. they have steadily fallen in recent years despite the increasing financial efforts [3] . on the other side we are faced by a high traditional impact of naturally derived medicines and incredible success stories of natural products (nps) as potent remedies from the beginnings of human therapeutic activity to modern research and drug development. nevertheless, most large pharmaceutical companies scaled down or terminated their work in nps operations. the reasons behind this are that the drug discovery process starting from natural sources is hardly compatible with the today's highly automated drug discovery technologies. thus, the pre-eminence of combinatorial chemistry as the preferred method for generating new drug leads has led to the comparative neglect of this valuable resource. william strohl from merck research laboratories summarized the difficulties of np programs versus synthetic chemicals in his editorial remarks in drug discovery today [4] . these include (i) the existence of already found potent antimicrobic and antitumor nps and the lack of sufficient dereplication programs which prevent their repeated discovery; (ii) the fact that -in contrast to the highly sophisticated molecular targets -np extracts are generally regarded as too 'dirty', too difficult to assay and too time-consuming; (iii) obtaining an assay hit resulting from a bio-guided fractionation, the nps' structure still has to be elucidated compared with synthetic chemicals; (iv) nps are often deemed as too structurally complex, possessing multiple hydroxyl moieties, ketones and chiral centers. strohl nevertheless concluded by listing a number of advantages applying an active np program, which he finally described as an 'expensive endeavor' which, however, is 'well worth the cost'. the use of nps has been the single-most successful strategy for the discovery of new drug leads, which is clearly shown by different statistics [5, 6] . with increased calls in recent years for further research on nps [7, 8] there are again signs that they may play a more active role in the future drug discovery process, since their reintroducing may help to re-discover the sweet spot in drug discovery [1] . to date some 200,000 natural compounds [9 -11] have been published. the terrestrial flora has been intensively investigated over the last decades; the potential in finding new nps slumbering in untapped biota is however nearly inconceivable. it is estimated that only 5-15% of the approximately 250,000 described high plant species have ever been in the focus of phytochemical and pharmacological investigations [12] . more sobering is the percentage in the field of bacterial (less than 1%) and fungal species (less than 5%) [13] . the main part of known nps belongs to secondary metabolites. these compounds provide living systems with their characteristic features mandatory for surviving. they contain an inherently large-scale of structural diversity. about 40% of the chemical scaffolds of published nps are unique and have not been made by any chemist [14] . in the past 100 years researchers have discovered many potential therapeutic targets. since the completion of the human genome, 30,000 to 40,000 genes and at least the same number of proteins are assumed [15] . thus, we are up against an increasing number of macromolecular targets, like proteins, receptors, enzymes, and ion channels -that might be of pathological concern for humankind. among them, proteins continue to attract significant attention from pharmaceutical technology as a valuable source of drugable targets [16] . proteins provide the critical link between genes and disease, and thus are the key to understanding the basic biological processes. up to now drug discovery has been performed against only approximately 500 targets [17] , though the number of potential targets are estimated to be in the range of 2,000 to 5,000 [2, 15] . taken together, it can be assumed that a large number of drug leads and hits are conserved in the inexhaustible pool of nps pre-screened by evolution. but how to dig out and to recognize the respective drug leads is a challenging task for both industry and academia, for medicinal chemists, pharmacognosists and pharmacologists. np research is affected with a wealth of time-consuming and cost intensive investigations. collection of the natural material, phytochemical analysis, isolation and identification of the constituents is just the basic procedure. a biological screening of extracts or even the arbitrary testing of isolated metabolites is feasible and often performed, though is not at all a focused procedure, thus unpractical and too expensive. the nps' diversity has to be accessed in a more rational way. 3 holistic versus molecular approaches in drug discovery from nature during the last century and even today the discovery of bioactive nps and their development into potential drug candidates are mainly covered by a holistic approach. a characteristic workflow of this procedure is given in figure 1 . starting from the knowledge or assumption about a biological effect the natural material is selected and adequately extracted. if a positive effect in the obtained multi-component extract is recorded, it is attempted to trace it back to the active principle/s by intense phytochemical and analytical investigations (fig. 1 ). this can for instance be achieved by a bioactivity-guided fractionation. a more targeted approach focuses on innovative technological tools combining analytical and biological information. an overview of recent developments in this area and successful examples thereof are presented by potterat and hamburger [18, 19] . as soon as the constituent regarded to be responsible for the overall effect is isolated, further research focuses on a molecular level including structure elucidation and pharmacological profiling. synthesis and testing of series of derivatives enable an insight into a structure-activity-relationship and pharmacokinetic aspects. finally, potential drug leads become drug candidates after some intense toxicological studies and after the verified effectiveness in vivo (fig. 1) . recent advances in lead identification from nature work on a molecular base more than on a holistic one. a first prerequisite for that is on biointraditional early drug development of a nature based drug candidate formatics comprising 3d structures from genes and proteins (bioinformatics), substantial knowledge on molecular target functions with accurate structural information and protein-ligand interactions. secondly, it is essential to refer to unambiguously characterized structures of secondary metabolites preferably with some information to their biological effect. based on available structural as well as biological knowledge from both sides, information can be deduced from chemoinformatics to bridge the gap between known ligands and the discovery of new lead structures (fig. 2 ). the increasing understanding of fundamental principles of protein-ligand interactions and the steadily growing number of 3d-structures of potential and experimentally proved ligands provide undreamed of possibilities towards more rationalized concepts in drug discovery. however, too much is expected of the human brain to profit from the already published information. thus, efficient and effective approaches benefit from today's knowledge about nps. in the area of medicinal chemistry, computational methods, like virtual screening experiments, have already proved to satisfy these requirements. they are needed to exploit the available structural information, to understand specific molecular recognition events, and to clarify the function of the target macromolecule. though rationalized procedures in the search for bioactive natural products are in great demand to find the 'needles in a haystack', computational assistance could hardly break into natural product research. the common idea of all computational approaches within the early drug discovery process is to mine more or less large compound databases in silico and to select a limited number of candidates proposed to have the desired biological activity. for this process the term 'data mining' was coined in 1996 [20] , which was concisely defined by gasteiger and coauthors: 'to extract knowledge from a large set of data in order to make predictions of new events' [21] . within the lead discovery process, virtual screening technologies have largely enhanced the impact of computational chemistry and nowadays chemoinformatics plays a predominant role in early phase drug research [22, 23] . the key goal of the use of such methods is to reduce the overall cost associated to the discovery and development of a new drug, by identifying the most promising candidates to focus the experimental efforts on. recently published books and reviews on the impact of computational chemistry for lead structure determination highlight these efforts [24] [25] [26] [27] . if the 3d structure of the biological target is known, high throughput docking turned out to be a valuable structure-based virtual screening method to be used [28] [29] [30] [31] . within this context, the scoring of hits retrieved still remains a question that is often discussed. in fact, currently the major weakness of docking programs lies not in the docking algorithms themselves but still in the inaccuracy of the functions that are used to estimate the affinity between ligand and target, the so-called scoring functions. previously, stahl and rarey analyzed scoring functions for virtual screening [32] , giving valuable insight into strengths and weaknesses of currently used models for affinity estimation. the combination of several different scoring functions termed as consensus scoring turns out to be one of the possible answers to the question raised previously. in fact, several authors recently described their efforts in this area; an example is given in reference [33] . in a theoretical study, other authors demonstrate that consensus scoring outperforms any single scoring for simple statistical reasons and that a moderate number of scoring functions (i.e., three or four) are sufficient for the purpose of consensus scoring [34] . however, it has been shown that consensus scoring alone is not suitable for all cases of docking, and, as highlighted in a recent review by krovat and co-authors, considerable efforts are still devoted to the optimization of scoring functions [28] . because of the restricted free access to np 3d libraries (see below), the number of virtual screening studies published for the rational access to bioactive nps is limited. some examples using high throughput docking as a structure-based virtual screening tool will be given here: liu and zhou applied a theoretical approach to find natural ligands as potential inhibitors of the sars-cov protease, a virus target of the severe acute respiratory syndrome [35] . they used a docking-based virtual screening cycle and applied drug-like filters to finally propose 18 drug candidates out of two 3d databases comprising metabolites from marine organism and compounds from traditional chinese medicine. the same virus organism was the main interest in the study performed by toney et al., who focused on its main proteinase, 3clpro. the crystal structure of this attractive target was used as the starting point for the virtual docking screening of the nci database. searching for non-peptidyl inhibitors, the authors identified the naturally occurring terpenoid alkaloid sabadinine (i.e., cevine; 1) as potential anti-sars agent [36] . the author group around stefano moro could identify ellagic acid (2) as inhibitor of the protein kinase ck2 screening an in-house generated database with almost 2,000 structures of natural compounds [37] . a combination of four docking protocols and five scoring functions has been utilized to dock and rank the molecules in the database. the consensus docking suggested ellagic acid to be one of the most promising candidates. this assumption could be verified by experimental studies revealing this np as highly potent ck2 inhibitor (k i = 20 nm). estrogen receptor-plays a key role in regulating brain development and estrogen-induced promotion of neurogenesis and memory. using the 3d coordinates of the co-crystal structure of human estrogen receptorbound with genistein as starting point, zhao and brinton pursued a receptor-based molecular docking approach [38] . they focused on the search for natural estrogen receptor--selective ligands. twelve candidate molecules, which had been suggested by the database screening, were selected. the authors determined their binding affinity and selectivity; three of the com-pounds belonging to the flavanoid family (3) (4) (5) displayed over 100-fold binding selectivity to the estrogen receptor-over . a similar approach was employed by liu and co-authors. applying a docking virtual screening filtering experiment, the authors discovered potent inhibitors of the potassium ion channel from a chinese np database [39] . the pharmacophore concept has proven to be extremely successful, not only in rationalizing structure-activity relationships, but also by its large impact in developing the appropriate 3d-tools for efficient virtual screening [40] . profiling of combinatorial libraries and compound classification are other often-used applications of this concept. although well established in combinatorial chemistry, it has to be pointed out that the tools described in this section have likewise a considerable impact on the rational finding of new potential lead compounds originating from the immense source of secondary metabolites. the prior use of pharmacophore models in biological screening of nps is an efficient procedure since it quickly eliminates molecules that do not possess the required features thus leading to a dramatic increase of enrichment, when compared to a purely random screening experiment. in a previous study conducted by doman and co-authors [41] , only 85 molecules or 0.021% revealed as protein tyrosine phosphatase-1b inhibitors (ic 50 < 100 âµm) by a hts of approximately 400,000 compounds. on the other hand, of 365 molecules suggested by molecular docking, 127 or 34.8% were found to be active. thus, dockingbased virtual screening enriched the hit rate by almost 1,700-fold over random screening. one should not forget, however, that additional molecular characteristics not reflected by pharmacophore models (physicochemical properties relevant for adme and toxicological properties) must be taken into account when deciding upon which compounds should be further developed [42] . a rapid identification and elimination of compounds with unsuitable physicochemical and pharmacokinetic properties is a pivotal step in the early drug discovery process [43, 44] . they can be evaluated traditionally or by high throughput screening, which are discussed in detail by avdeef and testa [45] . this must be considered for synthetics as well as nps, though studies revealed secondary metabolites not only high scaffold diversity; biosynthesized molecules also show structural and spatial characteristics that are closer to drug leads than those of synthetic molecules [46, 47] . typically, nps include more chiral centers and their stereochemical architecture is much more complex than that of synthetic molecules. furthermore, they usually contain more carbons, hydrogen and oxygen, however, less nitrogen and other atoms compared to synthetics. surprisingly, nps often show a molecular weight higher than 500 da combined with a high polarity [7] , which is in clear contrast to lipinski's rule of five [48] . nevertheless only about 10% of nps contain two or more violations of lipinski's rules [47] . in summary, natural chemistry can be seen as highly diverse scaffolds endowed with potential drugable pharmacophores. 6 structure-based pharmacophore model an inevitable prerequisite for generating a structure-based model is the knowledge about the ligand-target interaction [49] including the availability of the 3d structure of the target either by x-ray crystallography or nmr or constructed on the basis of the structure of homologous proteins. a unique platform containing 3d coordinates of experimentally solved protein structures is the brookhaven protein data bank (pdb [50] ). a crystalline complex with a ligand bound to a protein's active site is the best requirement to start the construction of a structure-based 3d model. in this case, one may profit from the exact information of the ligand's bioactive conformation which is preserved in the binding site of the crystalline complex. the building of a structure-based pharmacophore is depicted in a step by step way in figure 3 . a new software tool has recently been described for the successful generation of such chemical features-based models: the software ligand-scout [51] is a program for ligand interpretation and data mining in the pdb. the performance of this program allows the detection of relevant interaction points between ligand and protein. the binding mode of the ligand in the active site of a protein can be visualized in a sophisticated way. ligandscout's algorithms perform a stepwise interpretation of the ligand molecules: planar ring detection, assignment of functional group patterns, determination of the hybridization state and finally the assignment of kekulã© pattern. the interpretation of the ligand molecules is the basis for the next step, an automated generation of pharmacophore models, derived from the data provided by a crystalline complex of the pdb. an automatic detection and classification of protein-ligand interactions into hydrogen bonds, charge transfer, and lipophilic regions leads to a collection of chemical features in a pharmacophore model. the graphical user-interface can provide an integrated view of protein, ligand, pharmacophore model, and interaction lines. in a previously published study, ligandscout was used for the detection and interpretation of crucial interaction patterns between ligands and the factor xa protein structure [52] . in a second step, the program catalyst, a state of the art virtual screening platform, was used for rapid virtual screening of multiconformational 3d structure databases. the information for the pharmacophore pattern (i.e., 3d coordinates of interaction points) was obtained by the interpretation of ligandscout pharmacophore definitions and resulted in specific interaction models that were able to map the ligand in their bioactive conformation and to retrieve selectively a 78% fraction of the known factor xa inhibitors within a small subset of the large derwent world drug index library. a further application of the ligandscout pharmacophore definitions covers the rationalized search for angiotensin converting enzyme (ace)-2 inhibitors by virtual screening of approximately 3.8 million compounds from various commercial databases [53] . hit reduction and selection was achieved using a five feature hypothesis based on a recently resolved inhibitor-bound ace2 crystal structure. seventeen virtual hits were selected for their experimental validation in a bioassay; the concept was confirmed since all of them were revealed as ace-2 inhibitors. barreca and co-authors developed a 3d structure-based pharmacophore model with ligandscout for the discovery of new scaffolds acting as hiv-1 non-nucleoside reverse transcriptase inhibitors by virtual screening of large chemical databases. six virtual hits were finally selected for determination of their inhibitory effects. those belonging to the new scaffold class of the quinolin-2(1h)-one family exhibited reverse transcriptase inhibitory activity at sub-micromolar concentrations [54] . in a recently published work, schuster et al. presented a so-called cytochrome p450 profiler [55] . several structure-based (generated with ligandscout) and ligand-based pharmacophore models (using cata-lyst) for substrates and inhibitors of five cytochrome p450 isoenzymes (1a2, p450 2c9, p450 2c19, p450 2d6, and p450 3a4) were created and validated by the authors' group. their results showed that the models were suitable for fast pharmacokinetic profiling of large drug-like databases. in this context the parallel screening is of particular interest. whereas in usual virtual screening cycles interactions of thousands or even millions of 3d database entries are browsed against one pharmacophore model, it is contrary in the case of parallel screening; low-energetic conformers of one structure are screened for their potential interactions against numerous models. the basics of parallel screening have just recently been presented by steindl and co-authors [56, 57] . furthermore, the authors exemplified this strategy for the activity profiling using a set of hiv protease pharmacophore models [58] . this in silico concept is of particular interest to virtually scrutinize drug candidates for their preliminary activity profiling relevant to putative side effects and toxicity [40] . according to the obtained interactions to virtually screened antitargets (e.g., herg, sigma-1, sigma-2, alpha-1a, alpha-1b, alpha-1d, alpha-2a, alpha-2b, alpha-2c, d2l, d3, d4.2, 5-ht 1a , 5-ht 2a , 5-ht 7 , h1, i2, a2a, a2b, cytochrome p 450) a first insight to potentially risky affinities is provided before time and cost intensive toxicological studies are performed. the virtual screening approach using a structure-based pharmacophore model has revealed some first application examples in np research: niko-lovska-coleska and co-authors successfully pursued this in silico strategy in the area of x-linked inhibitors of apoptosis (xiap) [59] . a high resolution 3d structure of the xiap bir3 domain complexed with the n-terminal end of the smac/diablo protein [60] , which is an endogenous ligand of the respective xiap binding pocket, was used as the starting point to virtually screen an in-house 3d-np database. embelin (6) from the japanese ardisia herb emerged as virtual small molecule weight hit, which was found to be a fairly potent inhibitor of xiap using a fluorescence polarization binding assay. in our group, we previously focused on acetylcholinesterase (ache) [61] ; according to the cholinergic hypothesis of the pathogenesis of alzheimer's disease, inhibitors of the ache are successfully used as therapeutic strategy. based on the co-crystal structure of ache with its ligand galanthamine, a structure-based pharmacophore model was generated and used for an in silico screening of a multi-conformational database consisting of more than 110,000 nps. from the obtained hit list, promising, virtually active candidates were selected, namely scopoletin (7) and its glucoside scopolin (8) . their ache inhibitory effect was first verified from the crude extract of scopolia carniolica roots using a bioautographic tlc assay. the isolated coumarins showed a significant and dose-dependent inhibition of the ache in the microplate enzyme assay as well as in the in vivo test. the i.c.v. application of both coumarins on rats resulted in a long-lasting, pronounced and -in case of the glucoside -even in a two-fold higher increase of the neurotransmitter's concentration than the one caused by the positive control galanthamine. 7 ligand-based pharmacophore model very often, however, lead discovery projects have reached a well-advanced stage before detailed structural data on the protein target has become available, even though it is well recognized that modern methods of molecular biology together with biophysics and computational approaches enhance the likelihood of successfully obtaining detailed atomic structure information. a possible consequence is that often scientists identify and develop novel compounds for a target using preliminary structure-activity information, together with theoretical models of interaction. only responses that are consistent with the working hypotheses contribute to an evolution of the used models. within this framework, the chemical feature-based pharmacophore approach has proven to be successful [62] allowing the perception and understanding of key interactions between a receptor and a ligand on a generalized level. a function-based pharmacophore represents the common ensemble of steric and electrostatic features of different compounds which are necessary for their interaction with a specific biological target structure (fig. 4) . such pharmacophore models together with large 3d structure databases originating either from in-house compound collections, from commercial vendors, or from natural products databases have proven to be extremely useful in silico screening experiments. when using ligand-based pharmacophore models as screening filters instead of protein 3d structures, affinity estimation is only based on geometric fit of compound atoms or groups to features of the model. in these cases, the values calculated are often far away from reality, however, still are useful for filtering possible hits from non-binding molecules. additionally, in pharmacophore fitting procedures, calculation demands are considerably lower than in docking algorithms allowing the number of compounds to be processed in the same time to be by far higher than even in high throughput docking. since in most of the studies no experimental information on either the biological conformation of the ligand or the target protein are currently available, the ligand-based chemical feature pharmacophore approach can provide essential information for medicinal chemists. several successful applications within this subject have been performed using the cata-lyst program, one of the leading software packages in chemical featurebased pharmacophore modeling. schuster and co-workers succeeded in the identification of 11 -hydroxysteroid dehydrogenase type 1 inhibitors applying a common feature-based pharmacophore model for their virtual screening filtering experiments [63] . similarly, the authors preceded by suggesting compounds with a proposed inhibition to the cytochrome p450 19 isoenzyme [64] . several reviews covering successful applications of such feature-based methods have been published by kurogi et al. [65] , by krovat et al. [28] and by gã¼ner et al. [66] . they outline the theoretical background and describe several significant studies including 3d database search strategies. in the field of nps only a very limited number of studies report from the rationalized access to bioactive compounds via ligand-based virtual screening. for example, this method was pursued for the discovery of inhibitors of the cop9 signalosome (cns) associated kinases ck2 and pkd [67] . using nps curcumin and emodin as lead structures, a virtual screening of an in-house database was carried out. among the virtual hits seven nps, e.g., anthraquinone (9) and piceatannol (10), were found to significantly induce apoptosis by inhibition of the csn-associated kinases using in vitro and cell culture experiments. a further study has demonstrated the power of the ligand-based approach applied to pharmacophore modeling of sigma-1 ligands [68] . therein, some reliable pharmacophore models could be extracted solely from ligand structure information. compounds with potent affinities to the sigma-1 receptor known from literature were structurally aligned to derive distinct common features. their 3d arrangement in combination with a spatial restriction was then used for the generation of a pharmacophore model, which was able to retrieve compounds with high affinity values, among them also nps, like solanidine (11). further ligand-based approaches use various forms of discriminant analysis, e.g., artificial neural network simulations. they are based on collections of mathematical models that are interconnected and organized in different layers. they are analogous to an adaptive human learning process and usually trained with learning sets applying one or more molecular descriptors in order to form clusters that enable to distinguish between different objects and their properties. the resulting models are then applied to make predictions on test sets, until the validated models may be used to derive a qsar of chemically related structures or to mine larger datasets. one may distinguish between supervised and unsupervised (e.g., kohonen network) learning methods as discussed in detail by zupan and gasteiger [69] . a successful application example within the field of nps was published by wagner et al. [70] . the authors used a dataset of 103 structurally diverse sesquiterpene lactones with known nf-b inhibitory activity to derive a qsar. by the application of multiple 3d structure representations as descriptors, a single model was achieved which provided detailed information on the structural influence of the investigated biological activity. sangma and co-authors pursued a combination of two approaches to predict new inhibitors of the hiv-1 rt and hiv-1 pr from a np database comprising metabolites from thai medicinal plants. after a high throughput docking of the molecules into the target enzymes, self-organizing maps were generated to reduce the number of promising candidates to be tested [71] . a set of different in silico methodologies was previously applied by cherkasov and co-authors to aid in the discovery of natural non-steroidal ligands for human sex hormone binding globulin [72] . therein, a rigorously cross-validated neural network based qsar model identified 105 prospective compounds from a structure collection of 23,836 commercial natural substances. this stringent qsar ranking was combined with docking studies and pharmacophore-aided database search. the integrated computational methods resulted in a convincing predictive tool which identified a set of 29 structurally diverse nps, of which every fourth compound was able to inhibit the target protein in a micromolar range. compounds of arbitrary structural diversity and with known activity against a target are particularly suitable not only for generating a ligand-based pharmacophore model (as described before), but also for structure similarity studies using a decision tree. the object is to find as good a distinction as possible on the basis of a set of molecular descriptors, which identify molecular features shared by different subsets of active compounds and accordingly filter out compounds within the dataset in which these combinations are lacking. using not only a simple logical description of one model, but an ensemble of decision trees tend to be the preferred option, since the consensus voting among trees give the approach higher predictive accuracy. one form of multiple decision trees well performed to virtually screen large 3d databases is random forest [73] . this chemoinformatic method was recently applied in a theoretical work performed by ehrman and co-workers to predict ligands of multiple targets, like cyclooxygenase (cox), lipoxygenase (lox), aldose reductase, hiv-1 enzymes etc., from a large dataset of chinese herbs [74] . the advent of structure databases has provided a basis for the development and feasibility of automatic methods for the search of new lead structures. conceptually, all the virtual screening concepts presented above have their origins in synthetic chemistry. their application, however, is just as well adaptable to nps' chemistry. prior to the in silico filtering experiment, a 3d structure database requires an efficient generation of reasonable, energetically minimized conformations assumed to meet approximately those conformations that might be of biological relevance [75] . the underlying algorithms for 3d structure generation and conformation analysis are implemented in commercial software tools, e.g., in corina [21] or the catalyst program (catalyst, available from accelrys inc., san diego, ca, usa; www.accelrys.com). in the field of nps the virtual screening application is mainly restricted due to the lack of searchable resources for structurally well defined natural compounds. in general, molecular databases with free access on the internet may comprise a high number of molecules, e.g., chembank (> 1,100,000, http://chembank.broad.harvard.edu) or pubchem (> 5,000,000; http:// pubchem.ncbi.nlm.nih.gov); however, information about the number of contained natural molecules is rarely available. the library of the national cancer institute (nci) stores structural information of more than half a million compounds from both synthetic and natural origin that have been collected and tested by the nci since 1955. about half of the synthetic compounds, which represent the large majority of the samples, may be used for free and are thus in the public domain. it is called the 'open nci database' (development therapeutics program nci/nih; http://dtp.nci. nih.gov/webdata.html). an interesting property prediction approach to the more than 250,000 compounds contained in this open database was provided by poroikov and co-authors [76] . by use of the program pass (prediction of activity spectra for substances) an in silico tool for complex searches of 565 different types of activities is provided; e.g., in the case of antineoplastic effects, the authors could demonstrate a substantial dataset enrichment over random selection by the use of pass-predicted probabilities. libraries covering a major part of entities from nature (at least some thousands) or consisting of structural information exclusively from natural origin are not free of charge, e.g., the traditional chinese medicinal database (tcmd; http://tcm3d.com/services.htm [77] ) or the dictionary of natural product database launched by chapman & hall (dnp; http:// www.chemnetbase.com) providing chemical and physical data on some 200,000 natural compounds gathered from the world's chemical literature. an excellent survey of public and commercial databases focusing on nps has recently been published by fã¼llbeck and co-authors [78] . the authors provide information as to storing characteristics of the databases, web-addresses, total number of compounds and -if given -number of natural ones. in addition, a selection of suppliers and manufacturers of natural compounds and extracts are given. a new database is introduced by the authors (super natural database [79] ) storing information on available nps, thus allowing the selection of compounds that can be purchased. moreover a number of non-commercial in-house created databases have been used from different groups for their virtual screening studies on nps, e.g., a marine natural product database (mndp [80] ), a natural product database (npd [61, 81] ), a database based on the antique source 'de materia medica' by pedanius dioscurides (dios [81] ), or a database fed with metabolites of ethnopharmacologically known plants [82] . recently, ehrman and co-authors generated a 3d multiconformational database of chinese herbal constituents containing a total of more than 8,000 compounds from 230 chinese herbs [83] . 10 integrated strategies for the discovery of bioactive nps the more or less accurate prediction of potentially active compounds by virtual screening has doubtlessly rationalized the early drug discovery process. these filtering experiments definitely assist in saving costly and time-intensive pharmacological assays, since the pool of predicted ligands (i.e., virtual hits) is usually drastically reduced compared to the initial amount of compounds (i.e., 3d-database). demands to be made on a good model are selectivity and target-specificity on the one hand, but it is also seminal not to lose too many valuable ligands during the filtering process. how far all of these demands can be fulfilled strongly depends on the quality of information used as the basis for generating the model and the algorithm underlying the virtual screening process. in medicinal chemistry, an activity prediction of 10-30% is usually regarded as satisfying enrichment. in np research, however, this percentage may be too scarce. it is rarely found that a large set of natural compounds can be acquired so easily. only a minority of secondary metabolites are commercially available -usually at incredibly high prices. thus, extraordinary charges and efforts are typically necessary before a virtual hit from nature is available for pharmacological testing. this process embraces the acquisition of the natural material described to contain the desired metabolite to the point of phytochemical analysis and isolation. though advanced separation techniques, analytical instrumentation, and innovative tools for structure identification are at the phytochemists' disposal, it remains a complex and sometimes uncertain endeavor. this is why the results obtained from in silico predictions may nevertheless be too vague for a np researcher. methods are asked to further increase the probability of following the straight tip. there is the possibility to hyphenate sundry computational approaches, e.g., pharmacophore-based virtual screening combined with docking of the resulting virtual hits, or to consider only the consensus hits applying two or more screening concepts. nevertheless all these strate-gies remain virtual and speculative. the combination of two approaches, which are completely divergent in nature, like a computational and an empirical one may however offer a more deepened access to bioactive nps and may sometimes help to avoid a distorted view. thus, the computer-aided molecular selection is best combined with further discovery methods, labeled as integrated approaches, to increase the probability in finding a real hit. in traditional pharmacognosy there are some well established methods in targeting this aim starting from a holistic level. these include (i) hints from ethnopharmacology, (ii) phenomenological effects registered after application of naturally derived preparations, (iii) guidance of chemotaxonomy, (iv) phylogenetic selection criteria, or (v) simply information gathered from a high/medium throughput screening of extracts. in a recently published review from our group, different strategies in the field of nps have been presented with special emphasis on anti-inflammatory nps interacting within the arachidonic cascade [84] . integrated computational strategies for the discovery of natural bioactive compounds have been introduced elsewhere concentrating on their scope, strengths and limits [85] . some strategies and examples from literature combining virtual screening approaches and classical methods for activity exploitation are outlined below. as soon as a sensitive data-mining tool has been developed and has proved itself by more or less selectively finding the active compounds within a test set, it can be applied for screening a 3d multi-conformational database. the subsequent procedure consists of the evaluation of the virtual hits considering physicochemical properties, toxicity and pharmacokinetics. in this stage additional virtual filtering tools for the profiling of adme parameters [86] might have an invaluable impact to aid a refined selection of compounds. then, a sensible choice of natural materials known to contain the focused metabolites and worth investigating in detail is a crucial step. it requires a comprehensive study in literature considering the hit content in the natural source, its availability and maybe hints from ethnopharmacology. once some natural materials are selected, it is advisable to perform a preliminary assay with those crude extracts and fractions assumed to contain the promising metabolite/s. though being aware that in case of small hit amounts present in the natural material the activity may be overseen. therefore, it is advisable to first identify the promising constituent and to possibly enrich it in the extract to be tested. those samples that scored well are then subjected to phytochemical investigations. in this way, the tricky selection of the natural material turns from a bold venture to a more rationalized endeavor. as soon as a promising (i.e., active) starting material is found, there are in principle two possible strategies to embark on: the first one relies more on the in silico approach and focuses directly on . strategy a for the discovery of bioactive nps using an integrated virtual screening approach the identification of the initially obtained virtual hits within the natural matrix applying analytical tools, like lc-ms or lc-nmr, gc-ms etc. in a straightforward manner the hits are isolated using different chromatographic separation steps. after structural confirmation the compounds are then tested to hopefully verify the predicted activities. this strategy is very goal-oriented, since only pharmacological assays for the finally isolated virtual hits are necessary. on the other side, one may run the risk of ignoring further active nps not necessarily fitting into the pharmacophore model. the second strategy focuses on a bioactivity-guided fractionation irrespective of the virtual hits used for the selection of the starting material. following the concept, the finally isolated active ingredients should correspond to the predicted virtual hits. this approach is usually associated with higher phytochemical efforts and costs, because it requires an iterative testing of all arising fractions and sub-fractions. for the evaluation of all the bioactive constituents in detail and for the discovery of possibly unknown metabolites this procedure is however indispensable. the decision, which of the presented ways is the more appropriate for the investigation at hand, strongly depends on the reliability and selectivity of the used pharmacophore model, and the costliness of the used assay. the strategy schematized in figure 5 was recently applied to a medicinal plant with anti-inflammatory potential known from ethnopharmacological sources [87] . from the pharmacophore based virtual screening filtering experiment a number of secondary metabolites known from the mulberry tree complied with all the models' requirements, thus revealed as virtual hits. indeed, in vitro tests attested extracts of morus root bark a distinct cox inhibitory potential. the objective was to find the active principles from this plant material applying both different methods for their discovery. first, the computer-aided approach was used to identify the virtually active compounds able to interact with the pharmacophore models for cox-1 and -2. second, the bioactivity-guided fractionation was conducted for the isolation of the cox-inhibiting constituents. this resulted in the isolation of nine compounds belonging to the chemical classes of sanggenons and moracins. in the enzyme assay, all the isolates showed moderate to potent inhibitory effects on cox-1 and -2. when comparing the hits of the virtual screening with the experimental data, a good correlation between predictions provided by the computer assisted method and in vitro data could be obtained in the case of the isolated sanggenons (e.g., sanggenon c; 12). however, this agreement could not be achieved with the moracins (e.g., moracin m; 13). in any case the virtual screening was particularly helpful for the decision regarding which plant material is worth extensive study. furthermore, the disclosed interactions of the sanggenons with the pharmacophore model -miming the binding site of the target -provided us with some essential information about the molecular requirements of cox-ligands. a different integrated procedure is schematized in figure 6 . applying this approach, the pre-selection of the natural material is not guided by virtual prediction; but a number of extracts is roughly screened with a bioassay to identify the active ones. a similar strategy is to collect information about the traditional application of natural preparations in the field of the focused pharmacological target. a 3d database is then generated consisting of all the metabolites known from literature to be included in that extract/s that came off well. likewise, ethnopharmacological knowledge about useful preparations from nature may guide the selection of nps. the resulting biased database is virtually screened with an established pharmacophore model of the aiming target. the impact of ethnopharmacology has been analyzed in a previous study from our group; there we investigated the statistical evidence considering hints from folk medicine for the discovery of anti-inflammatory nps utilizing pharmacophore-based virtual screening techniques [81] . cox-1 and -2 were used as preferential targets, since they are key enzymes in the inflammation process. dioscorides' de materia medica, which was written in the 1st century ad, was used as the ethno-pharmacological source. secondary metabolites of those medicinal plants, which dioscorides described as active against fever, rheumatism, pain and pus were stored in a multiconformational 3d database. this was virtually screened against the validated pharmacophore models. the resulted hit list was analyzed and compared with those obtained by screening unbiased databases of natural as well as of synthetic origin. the effectiveness of an ethnopharmacological approach could be statistically demonstrated by obtaining a significantly higher hit rate compared to the hit rates of the unbiased natural as well as synthetic databases. following this strategy the putative hits may then be identified by modern analytical tools like lc-ms or lc-nmr to isolate them from the natural matrix in a target-oriented way for pharmacological testing. this approach is especially helpful for intricate pharmacological assays, which would turn a bioguided fractionation into an unrealistic endeavor. a combination of an ethnopharmacologically based pre-selection of plant material and a computational approach was reported by bernard and co-workers, who used this strategy to rationalize a phytochemical lead discovery [88] . starting with an in vitro screening on phospholipase a 2 performed with traditionally used anti-inflammatory plant extracts, a focused structural database was generated and virtually screened on an established ligand-based pharmacophore model for human non-pancreatic phospholipase a 2 . the combination of experimental data with database exploitation and molecular modeling resulted in the efficient identification of betulin (14) and betulinic acid (15) as extract ingredients with distinct anti-inflammatory in vitro effects. the combination of the two different, but complementary strategies consisting of in vitro screens and in silico assessment has recently been described by van de waterbeemd [89] . he labeled this method as 'in combo' approach and used it for the straight forward access of various adme properties. the application of the 'in combo' approach for the discovery of nps has recently been tested in our group by the search of natural acetylcholinesterase inhibitors [90] . in a medium-sized throughput screening about 100 plant extracts were investigated using an acetylcholinesterase enzyme test. from the sample showing the best inhibitory activity, all the known secondary metabolites were fed into a small 3d multiconformational database and subsequently subjected to a virtual screening on a generated pharmacophore model. the efficacy of this procedure could be confirmed by the isolation of the obtained virtual hits, i.e., 8-deoxylactucin (16) and lactucopicrine (17) . they showed a significant and dose-dependent inhibitory effect in the enzyme assay. methods and expectations of this integrated virtual screening concept have previously been discussed in detail by j. bajorath [91, 92] with the author's final statement that 'a meaningful integration of virtual and experimental screening programs, together with lessons to be learned from structural genomics, holds great promise for more rapid and consistent identification of high quality hits or leads across divers classes of therapeutic targets'. though this conclusion was not particularly coined to nps, it comes especially true in the rich world of secondary metabolites. further hybridized computational strategies are quite sensible to get an improved understanding of ligand-target interactions. in the following two examples docking protocols helped enlighten the molecular mechanism of bioactive natural compounds. chimenti and co-authors isolated quercetin (18) among other secondary metabolites from the mediterra-nean shrub hypericum hircinum and identified this flavonol as selective inhibitor of the mao-a with an activity in the nanomolar range (ic 50 = 10 nm) [93] . for a more comprehensive understanding of the underlying molecular selectivity, conformation analysis and docking simulations were performed using the most recent crystallographic structures of both human isoforms mao-a and mao-b. this enabled the authors to identify the most important interactions between the residues and the cofactor within the enzymatic cleft. the estimated free energies of complexation were in agreement with experimental data and confirmed the distinct preference for the mao-a cleft with more intermolecular hydrogen bonds and -interactions. the goal of a recent in-house study was to rationalize the binding interaction of the protoalkaloid taspine (19) within acetylcholinesterase. taspine was isolated in a bioactivity-guided manner from magnolia x soulangiana and revealed as selective inhibitor of acetylcholinesterase with a significantly higher effect than the positive control galanthamine (20; ic 50 = 0.33 â± 0.07 âµm). extensive molecular docking studies were performed with human and torpedo californica-acetylcholinesterase employing gold software (vers. 3.1; www.ccdc.cam.ac.uk/products/life_sciences/gold/). the results suggested taspine to bind in an alternative binding orientation than galanthamine [94] . while this is located in close vicinity to the catalytic amino acid triad, taspine was found to be mainly stabilized by sandwichlike -stacking interactions in the aromatic gorge of the enzyme. in both case studies the active natural compound was already identified. thus, the in silico tool was not employed for data mining, but to elicit the putative binding mode in the macromolecular target. docking simulations turned out to be excellent tools to get an idea about the assumed molecular ligand target interaction. another approach capitalizes exactly on the just-mentioned observation that computational predictions may reveal an idea about the interaction to a specific target's binding site. thus, it is possible to start with one compound of unknown activity and to mine it against a number of structurally disclosed targets in terms of elaborated pharmacophore models (fig. 7) , i.e., parallel in silico screening (see previous). as soon as the orphaned molecule is able to comply with all the requirements and restrictions imposed by any model, it can be assessed as rational hint. consequently, the focused compound will be subjected to a pharmacological testing on the predicted target/s. in this way, the parallel screening is not only helpful to estimate the interactions of a drug candidate with diverse antitargets; or to canvass its interactions to related targets as is performed for an activity profiling. in this approach, the parallel screening is a computational tool for target fishing to get a rational idea about any potential target interaction and to prioritize a few targets for experimental evaluation by applying simple ligand-based or target-based queries. the potential of virtual screening of target libraries was recently discussed by didier rognan [95] . in his group a structure-based method for target screening was pursued applying inverse docking [96] . the authors used 2,148 structurally well-defined pdb entries to build a 3d protein library. the virtual screening of this protein library with four unrelated ligands was suitable for recovering the true targets of specific ligands and may as well be used for virtual selectivity profiling of any ligand of interest. nettles and co-authors performed the target fishing approach using a ligand-based procedure [97] . the potential of both 2d and 3d chemical descriptors were compared as tools for predicting the biological targets of ligand probes on the basis of their similarity to reference molecules in a chemical database comprising 46,000 biologically annotated compounds. the ligand-based 3d tool fepops (feature point pharmacophores), which provides pharmacophoric alignment of the small molecules' chemical features consistent with those seen in experimental ligand/receptor complexes, was used for scaffold jumping within the screened database. using atp the authors were able to identify the natural compound balanol (21) as ligand of cdk2. the highest effort applying this strategy is the availability of a representative amount of reliable pharmacophore models covering a wide range of relevant targets (fig. 7) . thus, it may be of particular interest to focus on one pathological syndrome, e.g., obesity, inflammation, apoptosis etc., where a phenomenological activity of a np is already evident. applying this approach the disposition of pharmacophore models for targets involved in the respective pathological complex is easier to manage. in this way, a goal-oriented strategy may help to bridge the gap between a phenomenological effect and the underlying molecular mode of action. pertaining to the drug discovery from nature we are facing two facts: (i) statistics show that the myriad of structurally diverse natural compounds are the most favored source of new drugs for clinical use [5] ; (ii) the drug discovery process has moved towards more rational concepts based on the increasing understanding of the molecular principles of protein-ligand interactions. spurred on by economic interest fundamental advances have been made in research applying data mining strategies, like virtual screening. though being aware of both potentials, their combined benefit could only rudimentary be savored. only limited attempts applying innovative in silico tools in np research are pursued so far, because the search for bioactive compounds is a complex and multidisciplinary challenge. thus, a sensible adaptation of computational strategies is in demand to profit in an economic way from the unique chemical and biological diversity associated with nps. virtual screening techniques, however, must not be used exclusively as activity-predicting tools, since the results provide merely an indication for a putative activity: it is only by the creation of interfaces between computational tools and well-established methods from pharmacognosy that a reasonable standard of success can be achieved. the search for the most effective strategy is best performed by a drug discovery process that involves the exploitation of all the information which can be gathered from bioactivity-guided fractionation, on-line analytical activity profiling, ethnopharmacological screening, chemoinformatics, virtual and in vitro screening studies. in the first instance it behoves modern pharmacognosy to skillfully exploit knowledge from all these fields because it is of paramount importance to sift through the enormous wealth of nps. examples underlining the impact of virtual screening on the identification of active nps have been presented in this survey. though the full potential in this field is by far untapped, these early results indicate that the integrated virtual screening approaches are target-oriented and trendsetting strategies. however, as any computer-based technique, the successful use of virtual screening will entirely depend on the way it is utilized and the quality of its underlying experimental data. the advantages implemented to a virtual screening cycle compared to a conventional in vitro screening are obvious: (i) higher capacity, (ii) no need for isolated compounds, (iii) less experimental efforts for testing; (iv) theoretically, interactions of all known nps to all structurally defined targets can be calculated and predicted, (v) the quality of hit compounds can be increased by additional drug-like filters and virtually restricted adme properties; thus diminishing failures in the early drug development. nevertheless experimental investigations are seminal, but can be focused in a more effective fashion. a cautious handling of virtual hits together with lessons learned from traditional pharmacognosy seems to be crucial for a successful exploitation of treasures from nature. in this area, virtual screening will most likely play an essential role in accelerating the early stage of drug discovery by efficiently digging out lead compounds from nature. rediscovering the sweet spot in drug discovery strategic trends in the drug industry screening for drug discovery: the leading question the role of natural products in a modern drug discovery program natural products as sources of new drugs over the last 25 years strategies for discovering drugs from previously unexplored natural products lessons from natural molecules the role of pharmacognosy in modern medicine and pharmacy rediscovery of known natural compounds: nuisance or goldmine strasburger -lehrbuch der botanik, 35. auflage, spektrum akademischer verlag plant-derived natural products in drug discovery and development: an overview natural products in drug discovery and development statistical investigation into the structural complementarity of natural products and synthetic compounds initial sequencing and analysis of the human genome recent developments in computational proteomics natural products in drug discovery -concepts and approaches for tracking bioactivity targeted approaches in natural product lead discovery mining information from databases for drug discovery neural networks as data mining tools in drug design chemoinformatics and drug discovery virtual screening in drug discovery the impact of informatics and computational chemistry on synthesis and screening virtual screening: an effective tool for lead structure discovery? virtual screening for bioactive molecules recent advances in docking and scoring high-throughput docking for lead generation virtual screening and fast automated docking methods lead discovery using molecular docking detailed analysis of scoring functions for virtual screening consensus scoring: a method for obtaining improved hit rates from docking databases of three-dimensional structures into proteins how does consensus scoring work for virtual library screening? an idealized computer experiment sars-cov protease inhibitors design using virtual screening method from natural products libraries sabadinine: a potential nonpeptide anti-severe acute-respiratory-syndrome agent identified using structure-aided design identification of ellagic acid as potent inhibitor of protein kinase ck2: a successful example of a virtual screening application structure-based virtual screening for plant-based er -selective ligands as potential preventative therapy against age-related neuro-degenerative diseases structure-based discovery of potassium channel blockers from natural products virtual screening and electrophysiological assay testing pharmacophore modelling: applications in drug discovery molecular docking and high-throughput screening for novel inhibitors of protein tyrosine phosphatase-1b rational selection of structurally diverse natural product scaffolds with favorable adme properties for drug discovery drugs? drug research? advances in drug research? musings of a medicinal chemist pharmacokinetics and metabolism in drug design physicochemical profiling in drug research: a brief survey of the state-of-the-art of experimental techniques property distributions: differences between drugs, natural products, and molecules from combinatorial chemistry distinguishing between natural products and synthetic molecules by descriptor shannon entropy analysis and binary qsar calculations experimental and computational approaches to estimate solubility and permeability in drug discovery and development settings structural biology and drug discovery the protein data bank ligandscout: 3d pharmacophores derived from proteinbound ligands and their use as virtual screening filters pharmacophore identification, in silico screening, and virtual library design for inhibitors of the human factor xa structure-based pharmacophore design and virtual screening for novel angiotensin converting enzyme 2 inhibitors structure-based pharmacophore identification of new chemical scaffolds as non-nucleoside reverse transcriptase inhibitors development and validation of an in silico p450 profiler based on pharmacophore models parallel screening: a novel concept in pharmacophore modelling and virtual screening high throughput structure-based pharmacophore modeling as a basis for successful parallel virtual screening parallel screening and activity profiling with hiv protease inhibitor pharmacophore models discovery of embelin as a cell-permeable, small-molecular weight inhibitor of xiap through structure-based computational screening of a traditional herbal medicine three-dimensional structure database structural basis of iap recognition by smac/diablo acetylcholinesterase inhibitory activity of scopolin and scopoletin discovered by virtual screening of natural products chemical feature-based pharmacophores and virtual library screening for discovery of new leads the discovery of new 11 -hydroxysteroid dehydrogenase type 1 inhibitors by common feature pharmacophore modeling and virtual screening pharmacophore modeling and in silico screening for new p450 19 (aromatase) inhibitors pharmacophore modeling and three-dimensional database searching for drug design using catalyst pharmacophore modeling and three dimensional database searching for drug design using catalyst: recent advances novel curcumin-and emodin-related compounds identified by in silico 2d/3d conformer screening induce apoptosis in tumor cells feature based pharmacophore models for sigma1 receptor, erg2 and ebp neural networks in chemistry and drug design development of a structural model for nf-b inhibition of sesquiterpene lactones using self-organizing neural networks virtual screening for anti-hiv-1 rt and anti-hiv-1 pr inhibitors from the thai medicinal plants database: a combined docking with neural networks approach successful in silico discovery of novel nonsteroidal ligands for human sex hormone binding globulin random forest: a classification and regression tool for compound classification and qsar modeling virtual screening of chinese herbs with random forest comparative analysis of proteinbound ligand conformations with respect to catalyst's conformational space subsampling algorithms pass biological activity predictions in the enhanced open nci database browser a traditional chinese medicine plant-compound database aid its application for searching natural products: sources and databases supernatural: a searchable database of available natural compounds a marine natural product database combining ethnopharmacology and virtual screening for lead structure discovery: cox-inhibitors as application example computer-aided molecular selection and design of natural bioactive molecules phytochemical databases of chinese herbal constituents and bioactive plant compounds with known target specifities strategies for efficient lead structure discovery from natural products integrated in silico tools to exploit the natural products' bioactivity admet in silico modelling: towards prediction paradise? discovering cox-inhibiting constituents of morus root bark: activity-guided versus computer-aided methods ethnopharmacology and bioinformatic combination for leads discovery: application to phospholipase a2 inhibitors which in vitro screens guide the prediction of oral absorption and volume of distribution? application of the in combo screening approach for the discovery of non-alkaloid acetylcholinesterase inhibitors from cichorium intybus virtual screening in drug discovery: methods, expectations and reality integration of virtual and high-throughput screening quercetin as the active principle of hypericum hircinum exerts a selective inhibitory activity against mao-a: extraction, biological analysis, and computational study taspine: bioactivity-guided isolation and molecular ligand-target insight of a potent acetylcholinesterase inhibitor from magnolia x soulangiana in silico screening of the protein structure repertoire and of protein families recovering the true targets of specific ligands by virtual screening of the protein data bank bridging chemical and biological space: "target fishing" using 2d and 3d molecular descriptors key: cord-342588-berrojmq authors: burri, christian title: sleeping sickness at the crossroads date: 2020-04-08 journal: trop med infect dis doi: 10.3390/tropicalmed5020057 sha: doc_id: 342588 cord_uid: berrojmq human african trypanosomiasis (hat; sleeping sickness) is a disease with truly historic dimensions [...]. these activities marked the start of incredible efforts of the colonial powers to control the disease, but particularly also of the vertical approach towards disease control, with special programs run in parallel with the public health system-which is now one of the challenges in the elimination "end game" with very few patients remaining requiring an integrated public health approach. the detection of the causative agent, the mode of transmission and the first documented major epidemics coincided with the advent of modern pharmacology. it is, therefore, no surprise that there was an interest to find drugs against this disease. in 1908, the colonial powers, in a joint conference, decided to give drug development a high priority and in course, several molecules were developed. the history of the oldest drug still in use against hat, suramin, is described in the context of the history in the article of madeja et al., not only is the drug still manufactured, but also the continued support of bayer since the year 2000 is a major contributing factor allowing us to write about the elimination of hat today. the activity of inorganic arsenic-based compounds had already been recognized in the mid-19th century and the treatment of "nagana" (animal trypanosomiasis) was described by david livingstone in 1848 and david bruce in 1895. this knowledge led to the development of the first organo-arsenic compound atoxyl ® in 1905 by paul ehrlich, who used trypanosomes as a model to screen molecules, but was mainly searching for drugs against syphilis. wolferstan thomas in liverpool subsequently showed that atoxyl ® was effective against t. b. gambiense. however, atoxyl ® , meaning 'non-toxic', caused severe adverse drug reactions particularly affecting the optic nerve; it was only active against early stage hat and was followed by tryparsamide in 1919. tryparsamide was developed in the usa and was the first drug to be active against the late stage, although not very active and also prone to extensive resistance development. tryparsamide was also very toxic, with a dose dependent risk damaging the optic nerve. this is documented in a horrifying report from 1930 when a lieutenant of the french army in cameroon doubled the prescribed dose of tryparsamide to speed up the recovery of 800 patients. two days later, all these patients were blind. this event prompted the swiss chemist and physician dr. friedheim to investigate alternative drugs. the introduction of a triazine ring lead to the development of melarsen (disodium p-melaminyl-phenyl arsonate) in 1940, which proved to be a very efficient drug against t. b. gambiense, but was still very toxic. in 1944, friedheim first described the trivalent arsenoxide form of melarsan, known as melarsenoxide. he reported its use in treatment of human sleeping sickness in 1948. the main achievement was the reduction of the duration of therapy to six weeks, with two weeks of seven daily injections of 1.5 mg/kg each, spaced by an interval of one month. in a further step, capping the arsenic in melarsen oxide with british anti-lewisite, an antidote to the arsenical warfare agent lewisite, reduced the toxicity by a factor of the order of 100, but the trypanocidal activity only by a factor 2.5. the new drug was called melarsoprol (mel b; arsobal ® ) [5] . it remained the mainstay of second stage hat treatment until the early 2000s despite the long treatment duration of 35 days, the known related adverse drug reactions, particularly the encephalopathic syndrome that occurs in about 10% of the patients treated and leads to their death in about 50% of cases, and the potential for drug resistance. another line of research was the molecules with a diamidine structure discovered in the 1930s. these molecules were detected by serendipity in the search for hypoglycaemic compounds, with the idea in mind that this effect might compromise the very prominent and particular glucose metabolism of trypanosomes. several compounds, however, proved to have a direct trypanocidal effect with the three compounds stilbamidine, pentamidine, and propamidine identified to have the highest activity [6] . pentamidine does not penetrate the blood brain barrier so its use is limited to first stage hat; despite this drawback it is still is in use today, for treatment of children below six kilograms. the distinctly better safety profile of the drugs only active against first stage disease (pentamidine and suramin) versus melarsoprol was also the advent of the consistent performance of lumbar puncture to determine the disease stage and make a treatment decision. the need for a lumbar puncture was, for over 50 years, a characteristic of hat treatment, a source of patient distress, stigma and technical limitation of treatment. some 70 years after the discovery of pentamidine, the diamidines again became the focus of drug development, although not successful until today. the development of the organo-arsenicals, diamidines, and also drugs developed much later and still in use like eflornithine and nifurtimox, including their drawbacks related to the potential for drug resistance are described in detail in the contribution of de koning. the "scramble for africa" was an investment with very high political and economic stakes, and sleeping sickness was not just a disease; it had become the colonial disease. besides drug development, the responses of the anglophone and francophone colonial powers to trypanosomiasis differed significantly. francophone countries chose to concentrate directly on the medical problems presented by the disease in humans. this included the introduction of "mobile teams" actively searching and screening population for hat cases. this method of systematic case detection and treatment with the aim of elimination of the parasite reservoir was suggested by the french military surgeon eugène jamot and such activities started in 1926 in cameroon ("atoxylisation") [7] . subsequently, the prevalence of hat declined from as high as 60% in 1919 to 0.2-4.1% in 1930, leading to an expansion of the methodology to other countries. after the second world war, atoxyl ® was replaced by pentamidine and a regular application of the drug every six months to the population at risk was introduced ("pentamidinisation"). in the 1950s in the belgian congo alone, some two million people were subjected to this preventive mass drug administration [3] . due to the partial presence of t. b. rhodesiense in their territories, the anglophone countries were confronted with the more widespread problem of disease in domestic livestock, which also presented a reservoir for human disease. their approach included vector control (traps, spraying), bush clearing, and game destruction [3, 7] , and later the chemopreventive use of veterinary drugs (diminazene, isometamidium, and homidium). the control measures were overall very successful and progressively controlled the disease, reaching a very low, generalized transmission by the mid-1960s, with a minimum of 4435 cases declared in africa in 1964 [8] . however, the measures taken were very costly, but above all very unpopular in the communities. this led to concealment where possible, and made the longterm goal of elimination by chemotherapy difficult, if not impossible [3] . we could observe similar tendencies when conducting clinical trials in the 2000s; potential patients were mostly hiding away or fleeing the villages at the beginning of mobile team campaigns for reasons of fear of stigmatization, lumbar puncture, pain, and the possibility of being treated with the dangerous drug melarsoprol. the in-depth understanding of the communities' beliefs, needs, and approaches is therefore key in a successful elimination attempt; insight on these topics are presented in the papers by and falisse et al., lee et al., and palmer et al. a factor mentioned by winslow in 1951, which may still be under-researched today, is the relationship between the disease and poverty, particularly inadequate food supply, as the disease leads to unused land, which creates malnutrition [3] . such a view would require an even more integrated approach towards disease control and elimination. when the colonial powers withdrew from africa between 1960 and 1975, a new era began. the young nations created their own institutions with the goal of continuing research towards the elimination of hat (e.g., kenya trypanosomiasis research institute (ketri), nigerian institute for trypanosomiasis research (nitr), uganda trypanosomiasis research organisation (utro), and programme sur la recherche sur la trypanosomiase in côte d'ivoire (prct)). these institutions were reinforced since the 1970s by internationally funded institutes dedicated wholly or partly to trypanosomiasis research (e.g., international laboratory for research on animal diseases (ilrad) in kenya, international centre of insect physiology and ecology (icipe) in kenya, international trypanotolerance centre (itc) in the gambia). however, in the course of monetary adjustments in the 1980s, the decreasing funds available, and the emergence or increase of other health priorities, institutions devoted to a single disease were no longer sustainable and they were continuously integrated or transformed into multilateral institutions. overall, in the years after the independence process, the expenditures for hat were reduced, and awareness and surveillance of the disease decreased. the number of mobile teams was decreased, and it was attempted to transfer activities to the public health system-without having the respective tools, approaches, and knowledge [9] . this, together with social instability, conflicts, and insecurity constraining disease control interventions led to a significant resurge of gambiense hat in the 1980s and 1990s [8] , mainly affecting angola, congo, southern sudan, and the west nile district of uganda [1] . at the end of the 1990s, the situation was comparable to the one in the 1920 and 1930; the number of reported cases was almost 30,000 with 300,000 cases suspected [10] . in 2001, we published a special issue in the journal tropical medicine and international health [11] , asking ourselves whether there were new approaches to roll back hat. not only was this the time of 300,000 hat cases suspected in 19 countries of sub-saharan africa, it was also the time when the organo-arsenic drug melarsoprol was still the only treatment available for second stage hat. treatment with melarsoprol required around 35 days of hospitalization with numerous and very painful injections, very severe adverse drug reactions like an encephalopathic syndrome were common and the mortality rate under treatment was as high as 2-10%. in those days, an oncologist tried to comfort us, saying that a 95% treatment success rate for a disease with an inevitably fatal course was fantastic. we did not share this view, and rather expressed a dream: to make hat "an ordinary" disease, which follows the usual pattern "test, treat, track"-without the need of a lumbar puncture to make treatment decisions, without a high mortality rate under treatment, without the pain, without the stigma. elimination was a very far-fetched goal at this time, but there were some first positive signals that the dimensions of the problem and its impact on society and development were being recognized. the conclusions adopted by the international scientific committee of trypanosomiasis research and control (isctrc) in 1999 reflected a new awareness of the disease. the african union member states were urged to give highest priority ranking to african trypanosomiasis in their development programs, and it was recommended that urgent and particular attention should be given to surveillance and intervention in epidemic areas, to drug availability and resistance, and to the implementation of operational research to respond to the needs of control programs. at their meeting in lomé in july 2000 the oau heads of state and governments signed a declaration of intent to eradicate tsetse flies on the african continent-something that will likely not happen, but it was the turning point towards manifold activities which make us today work towards elimination of hat as a public health problem of 2020 and the interruption of transmission by 2030. at the same time, médecins sans frontières' access to medicines campaign were able to make a compelling case that society needed to rethink drug discovery paradigms for neglected diseases. aventis (now sanofi) was persuaded to repurpose and develop the failed anti-cancer drug eflornithine for use against hat and to donate it at no cost to the who for distribution in africa. millions of dollars were also provided by aventis/sanofi to the who, who could now develop new screening and intervention programmes [9] . bayer signed a similar contract with the who, a success story and joint effort which has been renewed by both companies until today, and which is one of the strong drivers in control and now elimination. in 2001, the bill and melinda gates foundation selected hat to be one of the first diseases they targeted through the consortium of parasitic drug development (cpdd) and shortly thereafter, the drugs for neglected diseases initiative (dndi) was founded. the beginning of the century was truly an exciting time for neglected diseases and for hat in particular. the changes and significant impact on funding were later summarized in the landmark publication "the new landscape of neglected disease drug development" [12] . the changed situation immediately led to the initiation of several large scale activities in drug development and the term "elimination" in the context of hat was mentioned for the first time by dr. jannin, leading the anti-hat efforts at the who in 2004 [13] . drug development had been virtually dormant for about 50 years. although the cultivation and test methods for drug screening for anti-trypanosomal drugs had been developed in the 1980s and 1990s [14] , the money for pursing lead compounds in preclinical work, translational studies and large-scale trials was too scarce in these days. during the 1990s, some initial limited drug activities were carried out on shoestring budgets: eflornithine, which had initially been developed in the 1970s as a potential anti-cancer drug, was found to be active against second stage gambiense hat. this discovery in the 1980s was a scientific breakthrough [15] and eflornithine was shown to be much safer compared to melarsoprol. the drug received orphan drug status by the us food and drug administration in 1990; however, production was stopped after a few years and only resumed after significant public and political pressure. eflornithine, however, was only introduced for treatment in a limited number of centres by msf in 2000, but not until 2006 by the national sleeping sickness control programs because of its limited availability, the initial high costs, and particularly the logistical challenge to transport the drug and its associated 56 bottles of sterile water per treatment. the turning point was when who launched a kit format and coordinated training of staff from national sleeping sickness control programs [16] . furthermore, in the 1990s nifurtimox, developed against chagas disease was used in experimental settings mainly to treat melarsoprol refractory cases [17] . in the mid-1990s, the pharmacokinetics of melarsoprol was elucidated. the assessment of a subsequently proposed abridged 10 days regimen in a large scale trial with 550 patients in angola (impamel i) allowed the replacement of the empirically derived complex schemes lasting from 25-36 days in 2003 [18] [19] [20] . whereas the new regimen had major socio-economic advantages, the disappointment was that the frequency of the worst adverse drug reaction, the encephalopathic syndrome, remained at levels of 5-10% of patients treated, still resulting in death in 10-50% of those in whom encephalopathy developed. the metabolism of melarsoprol was elucidated somewhat later [21] . the finding that the major metabolite melarsenoxide covalently bound to a midsize protein triggered another large-scale clinical trial, which led to the elucidation of the nature of the encephalopathic syndrome. the early 2000s were dominated by the development of the oral prodrug pafuramidine against first stage hat; the program failed at a late point of development, but it contributed much to the understanding of hat chemotherapy and the conduct of clinical trials against hat, which it is described in detail by the paper of dickie et al. in parallel, several trials assessing combinations of eflornithine, melarsoprol, and nifurtimox were conducted. in all trials, the efficacy was better in the combination arms compared to the monotherapies. however, combinations containing melarsoprol resulted in very high frequencies of severe adverse drug reactions and were rapidly abandoned [16] . a multiple-centre trial, conducted in the republic of congo and the democratic republic of the congo (drc) compared nifurtimox-eflornithine combination therapy (nect) with the standard eflornithine therapy. nect reduces the number of eflornithine infusions from 56 to 14, the total amount of eflornithine by half and the hospitalization time by one-third [22] . based on the favourable results of the trials conducted, nect was included for treatment of second stage gambiense hat into the who's essential medicines list in 2009 [23] , and for children in 2013 [16] . nect can be considered a milestone improvement: under optimal conditions, fatality during treatment is 0.5% compared to 5-6% under melarsoprol [24] . the complexity of its application still restricts the use to the second stage disease, meaning that the lumbar puncture for diagnostic staging is still required [24] , continuing until today. to identify better alternatives, the drugs for neglected diseases initiative initiated a major compound mining effort in 2005 to explore new and old nitroimidazoles as drug leads against human african trypanosomiasis. one of the 830 compounds screened, fexinidazole, proved to be orally active against t. b. gambiense and t. b. rhodesiense in animal studies and had an excellent safety profile. the development of this orally active compound is described in detail in the papers of neau et al., and dickie et al., fexinidazole received a positive scientific opinion from the european medicines agency for treatment of gambiense hat in late 2018, it was approved by the drug regulatory authority of the drc and added to the who list of essential medicines in 2019, and the first official application in the drc happened at the end of january 2020 on world ntd day in a public ceremony. this deliberate coincidence of the date depicts the new integrated thinking of hat control and elimination in the framework of ntds clearly. fexinidazole will be an essential component towards hat elimination. however, it has some limitations, which will hamper its widespread use in the field: its absorption is dependent on simultaneous food intake, or else only subtherapeutic drug levels are reached; based on the observation of a lowered efficacy in patients with advanced disease, a lumbar puncture for staging still is necessary in such patients; and the drug has not been tested yet for children below six years [25] . hence, the search for "the magic bullet" [26] continues-with an excellent starting position compared to 20 years ago: for the first time in history, we can speak of a modest pipeline of anti-hat drugs. one most promising candidate is in late clinical development, several compounds are well advanced in pre-clinical stages, and medicinal chemistry and lead selection work is continued as currently, the leading novel class of molecules are the boron-containing benzoxaboroles. one candidate, scyx-7158, acoziborole, entered phase ii/iii assessment in 2016 [27] . the compound is described in the publication of dickie et al. should the development program be successful, acoziborole would further revolutionize the efforts to eliminate and sustain elimination of hat. due to its long half-life of 400 h, it can be potentially used as a single-dose treatment and should it be well tolerated this would provide further options for decentralized use, and maybe even for "ring-treatment" of patient contacts following the example of ring-vaccinations used, e.g., in the control of the ebola virus. with fexinidazole, and potentially even more with acoziborole, the focus will turn away from the discovery and development of better tools, to the understanding of the implementation, optimal use, including the needs and perception of patients. the clinical research programs have contributed to the reduction of cases: new strong partnerships were formed as described by taylor et al. and the conduct of clinical trials in a number of endemic areas per se has had an impact through staff training, attention to disease, and intensified active case search and treatment of a large number of patients as described by mbo et al. besides the improvements of the renewed interest of governments and improved drug treatment, there are several other reasons for the decrease of hat prevalence: the advances in diagnostics are one of the major factors. the serological card agglutination test for trypanosomes (catt) first published in 1986 [28] had a paramount impact on how patients could be screened by mobile teams. the test was adapted and improved several times, and despite its disadvantages (insufficient specificity to confirm diagnosis, only available in larger batches, cold chain necessary), it has kept its place in hat diagnosis. the mini-anion exchange chromatography for trypanosomes (maect) which increases the sensitivity to detect the parasite in the blood significantly was already published in 1976 [29, 30] , however, only the increased funding available allowed its more consistent use and therefore detection of cases with low parasitemia. the introduction of rapid diagnostic tests is a true advancement, but also lacks the specificity needed to make a final treatment decision [31] . additional tools were recently developed but so far only introduced to a limited extent into routine use (e.g., loop-mediated isothermal amplification (lamp) [32, 33] ; immune trypanolysis test [34] ), which will both play a role in the "end-game". the question, however, is how such tests will be used in the future, and in what settings. the currently ongoing research program ditect-hat is set up do exactly that: it seeks to validate the performance of diagnostic tools and algorithms for early and rapid diagnosis of gambiense hat for passive case detection, post-elimination monitoring, and for assessing the therapeutic response [35] . in addition to the optimization of the technical aspects, however, it is of paramount interest to know about local settings, preferences, and the loss of skills in areas with decreasing patient numbers. the paper by palmer et al. reports on such investigations carried out in uganda. benhamou et al., through a case report on a repeatedly misdiagnosed patient, gives us an insight on future challenges for rapid diagnosis if knowledge and interest in the public health system is not maintained and broadened. another unresolved caveat of diagnosis is that a number of patients are determined to be seropositive, but thereafter hat cannot be confirmed. it will be one of the leading discussions when defining future strategies, and what to do in such cases. nkieri et al. investigated the extent of this phenomenon in the still affected regions of drc. on one hand, relapses have always been a major challenge in the treatment of hat and have made follow-up periods of up 24 months after treatment necessary [23] . on the other hand, until a few years ago, the dogma was "infected, but not treated inevitably leads to the death of the patient". reports on patients surviving for longer periods despite infection with trypanosomes emerged in the past few years [36] . one of the compartments where trypanosome may survive seems to be the skin [37, 38] . this might also explain how hat can re-emerge in so-called silent foci as illustrated by a nine-year-old child, who was diagnosed with gambiense-hat in ghana in 2013, 10 years after the last detected case [39] . in this light, the findings of mudji et al. also have importance: over ten years after treatment in the framework of clinical trials, a number of patients revisited presented continued signs and symptoms seen in hat (lymphadenopathy, severe headaches, sleep disturbances); since no trypanosomes could be identified by any means, the implication of these findings remain open at this point. in any case, the existence of such long-term cases has a sudden and dramatic impact on the view of hat epidemiology and hat elimination [39] . besides further epidemiological, parasitological, and molecular research, mathematical modelling may help to improve our epidemiological knowledge and inform about elimination strategies [40] and their related costs [41] . this field has significantly developed against all odds in the past years: trypanosomiasis with its extremely focal distribution and the many external factors influencing its transmission has been a true headache over two decades for all modellers and predictive mappers. studies of existing gambiense-hat models in a few foci (i.e., drc, guinea, and chad) suggest that some type of additional infection reservoir is needed to match the observed dynamics of reported hat cases [42, 43] . this could arise from another human reservoir (including undiagnosed and latent infections), an animal reservoir, and/or heterogeneities in human risk exposure and surveillance coverage [39] . the french colonial forces had completely dismissed the value of vector control due the successes of the treatment strategy proposed by laveran. however, vector control may play a larger role in gambiense hat elimination than anticipated. historical investigations, practical intervention studies, and modelling demonstrate the significant role that vector control can play in the control of gambiense hat. recent models suggest vector control will be essential if we are to reach the set target of elimination of the diseases as a public health problem by 2020 and beyond [44, 45] . the fact that neither modelling nor vector control are represented in this edition does not represent a valuation of these topics. this special issue comes in a very timely moment, because it is now important to secure what has been achieved, to understand missing pieces, and to finish the work. however, several challenges have to be overcome to not to end up, again, in disaster. in 2012, the world health organization, which has played an instrumental role in the control, set the goal for the elimination of human african trypanosomiasis (hat), caused by trypanosoma brucei gambiense (ghat), as a public health problem for 2020 and for the total interruption of transmission to humans for 2030. the efforts to maximise output and optimize innovation by the who has intensified since, and several stakeholders and expert groups have been created and convened [46] . since 2012, the spectacular decrease of the case number has continued: some 2,164 cases were reported in 2016, far fewer than the targeted 2016 milestone of 4000 cases, and 660 in 2018 [47, 48] . first of all, "donor fatigue" must be avoided. the elimination to "no transmission" in the drc where over 95% of the cases are nowadays occurring is a herculean task, which will not happen without considerable and continued funding. the conventional measurements of success (e.g., us$ spent per daly prevented) inevitably fail in an elimination scenario. naturally, the amount of money spent per patient identified and treated will soar, so the question to the health economists is, rather how much money do we lose in case efforts would not be continued, factoring in the needed future efforts to re-start and control the disease again. decisions on priorities will be necessary, too: whereas the total number of patients has massively decreased, the area in the drc they are coming from has not. therefore, a vast area still has to be kept under surveillance; this area has to be gradually reduced by safely "closing" focus by focus in order to not jeopardize the efforts. the elimination of hat, malaria, and guinea worm were all believed at a certain point to only be a matter of time-before new reservoirs became known (guinea worm), pestidicide, and drug resistance set in (malaria), and interest was decreased in a premature belief in success (malaria and hat). secondly, the human factor will start to play a key role: in theory, fexinidazole could be applied in 1,338 fixed health facilities (2017) an increase up by 52% from 2015 [47] , and it will be many more, should acoziborole make it to application in a few years. however, hat is a massively stigmatized disease, linked to many beliefs and bad spirits. traditionally, patients after treatment were excluded from working and sexual intercourse for six months [49] . therefore, the questions are: "will the disease be recognized by the younger physicians and nurses who have never seen a case of hat?" "is the medical staff willing to recognize a suspected case, given this will create a massive workload including trouble with the relatives of the patient and village, paperwork, an invasion of specialists for diagnosis and follow up activities?" "is the medical staff that was told for over 100 years that hat belongs into the specialized hands of the vertical programs willing to assume this task and challenge?" "are the patients willing to accept hat as a diagnosis anymore?" "can we overcome wrong dogma and information?" and "will patients falling into the respective category accept a lumbar puncture?" these questions can only be addressed through the thorough understanding of beliefs, perceptions, preferences, and decision-making processes. therefore, the social and anthropological science, as well as health economics, will start to play a key role in the "end game". the articles presented in this issue by falisse et al., and lee et al. are contributing to this area. thirdly, peace, stability, and a minimal standard of living for the people in the remote regions most affected are necessary to achieve disease elimination-this condition has not yet been met. there is little the scientific community can directly contribute to this-however, knowing that disease and poverty are inextricably linked [50] , our efforts have to continue. finally, rhodesiense hat (the east african form of the disease) was reduced to as little as 54 cases in 2016 [47] , goals have been reached and it may be seen as a quantité négligable. however, the disease with a zoonotic reservoir has the potential for spectacular returns, and this real danger still exists as described in the contribution of matovu et al. the surveillance and the knowledge of local medical staff has dwindled, innovation was absent for t. b. rhodesiense for decades, and serological instead of microscopic tests are used for diagnosis of other diseases making accidental diagnosis impossible. from january to october 2019, a total of 2-8 cases were reported per month from all treatment centres in malawi; in november 2019 to january 2020, this number surged to 25 and higher. the cases were reported from populations around the two geographically separate wildlife reserve areas, vwaza and nkhotakota; the reason for this increase is, so far, unknown (personal communication, world health organization, control of neglected tropical diseases, geneva). this outbreak causes major concern and should be a serious warning to everyone who is of the opinion that sleeping sickness has been conquered. similarly, other unexpected priorities, such as the current sars-cov-2 epidemic, may at all times derail a fragile health system. as soon as the mental and financial attention and priority is on another disease, signals of a hat resurgence may well be overlooked-we should now be well aware about the consequences and impact of late reactions and exponential transmission. compared to when i wrote the conclusion of the 2001 hat special issue in [11] , we are at a completely different point today. we celebrated several marvellous scientific successes in the meantime, tools were improved, patients numbers down-but to reach the set goals and to get completely rid of this horrible disease, the conclusion is the same again: "the goal must now be to maintain the momentum" and "even the biggest efforts of the research scientists, field workers, development agencies, and companies will fail if they are not paralleled by achievements in the political field bringing peace, stability, and a minimal standard of living to the people in the remote regions most affected". the author declares no conflict of interest. the history of african trypanosomiasis. parasites vectors the history of sleeping sickness african trypanosomiasis-centennial review the elusive trypanosome pharmacological aspects of the trypanocidal drug melarsoprol chemotherapy of protozoal infections: amebiasis, giardiasis, trichomoniasis, trypanosomiasis, leishmania and other protozoal infectious the development of drugs for treatment of sleeping sickness: a historical review epidemiology of human african trypanosomiasis control of human african trypanosomiasis: back to square one sleeping sickness-a growing problem? are there new approaches to roll back trypanosomiasis (editorial) the new landscape of neglected disease drug development commentary: sleeping sickness-a growing problem? new developments in human african trypanosomiasis effects of the ornithine decarboxylase inhibitors dl-α-difluoromethylornithine and α-monofluoromethyldehydroornithine methyl ester alone and in combination with suramin against trypanosoma brucei brucei central nervous system models treatment options for second-stage gambiense human african trypanosomiasis. expert rev. anti-infective ther nifurtimox in late-stage arsenical refractory gambiense sleeping sickness efficacy of new, concise schedule for melarsoprol in treatment of sleeping sickness caused by trypanosoma brucei gambiense: a randomised trial efficacy of 10-day melarsoprol schedule 2 years after treatment for late-stage gambiense sleeping sickness effectiveness of a 10-day melarsoprol schedule for the treatment of late-stage human african trypanosomiasis: confirmation from a multinational study investigations of the metabolites of the trypanocidal drug melarsoprol nifurtimox-eflornithine combination therapy for second-stage african trypanosoma brucei gambiense trypanosomiasis: a multicentre, randomised, phase iii, non-inferiority trial control and surveillance of human african trypanosomiasis: report of a who expert committee; world health organisation update on field use of the available drugs for the chemotherapy of human african trypanosomiasis new who guidelines for treatment of gambiense human african trypanosomiasis including fexinidazole: substantial changes for clinical practice a 'magic bullet' for african sleeping sickness ) for the serological diagnosis of t. b. gambiense trypanosomiasis the separation of trypanosomes from blood by anion exchange chromatography: from sheila lanham's discovery 50 years ago to a gold standard for sleeping sickness diagnosis miniature anion exchange centrifugation for detection of low parasitemias: adaptation for field use sensitivity and specificity of hat sero-k-set, a rapid diagnostic test for serodiagnosis of sleeping sickness caused by trypanosoma brucei gambiense: a case-control study loop-mediated isothermal amplification for detection of african trypanosomes using detergent-enhanced lamp for african trypanosome detection in human cerebrospinal fluid and implications for disease staging immune trypanolysis test as a promising bioassay to monitor the elimination of gambiense human african trypanosomiasis diagnostic tools for human african trypanosomiasis elimination and clinical trials (ditect-hat). 2020. available online untreated human infections by trypanosoma brucei gambiense are not 100% fatal the skin is a significant but overlooked anatomical reservoir for vector-borne african trypanosomes the dermis as a delivery site of trypanosoma brucei for tsetse flies do cryptic reservoirs threaten gambienses-leeping sickness elimination? mathematical models of human african trypanosomiasis epidemiology seeing beyond 2020: an economic evaluation of contemporary and emerging strategies for elimination of trypanosoma brucei gambiense quantitative evaluation of the strategy to eliminate human african trypanosomiasis in the democratic republic of congo evaluating long-term effectiveness of sleeping sickness control measures in guinea the impact of vector migration on the effectiveness of strategies to control gambiense human african trypanosomiasis human african trypanosomiasis control: achievements and challenges all past events/information related to human african trypanosomiasis monitoring the elimination of human african trypanosomiasis: update to the flipside of eradicating a disease; human african trypanosomiasis in a woman in rural democratic republic of congo: a case report whose elimination? frontline workers' perspectives on the elimination of the human african trypanosomiasis and its anticipated consequences this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license key: cord-265699-0socw0hp authors: ortega, miguel ángel; guzmán merino, alberto; fraile-martínez, oscar; recio-ruiz, judith; pekarek, leonel; g. guijarro, luis; garcía-honduvilla, natalio; álvarez-mon, melchor; buján, julia; garcía-gallego, sandra title: dendrimers and dendritic materials: from laboratory to medical practice in infectious diseases date: 2020-09-14 journal: pharmaceutics doi: 10.3390/pharmaceutics12090874 sha: doc_id: 265699 cord_uid: 0socw0hp infectious diseases are one of the main global public health risks, predominantly caused by viruses, bacteria, fungi, and parasites. the control of infections is founded on three main pillars: prevention, treatment, and diagnosis. however, the appearance of microbial resistance has challenged traditional strategies and demands new approaches. dendrimers are a type of polymeric nanoparticles whose nanometric size, multivalency, biocompatibility, and structural perfection offer boundless possibilities in multiple biomedical applications. this review provides the reader a general overview about the uses of dendrimers and dendritic materials in the treatment, prevention, and diagnosis of highly prevalent infectious diseases, and their advantages compared to traditional approaches. examples of dendrimers as antimicrobial agents per se, as nanocarriers of antimicrobial drugs, as well as their uses in gene transfection, in vaccines or as contrast agents in imaging assays are presented. despite the need to address some challenges in order to be used in the clinic, dendritic materials appear as an innovative tool with a brilliant future ahead in the clinical management of infectious diseases and many other health issues. infectious diseases are produced by pathogenic microorganisms, mainly bacteria, viruses, parasites, and fungi. since the dawn of civilization, these diseases have persisted as sources of human morbidity and mortality, representing the second cause of death worldwide and the main reason of b groups are dormant/protected and will react in a subsequent step after deprotection/activation. iterative growth and activation steps lead to the desired generation, while the end-groups are available for further postfunctionalization. the divergent growth is the most viable approach, as it employs an excess of inexpensive reagents, but could lead to structural defects at high generations due to incomplete substitutions. the convergent growth approach was initially developed by hawker and fréchet, to improve the weaknesses of the divergent approach. this outside-in strategy relies on the coupling of monomers to generate monodisperse dendrons, which are finally attached to a multifunctional core through their focal points. while the risk of structural defects is minimized, the synthesis of higher generation dendrons and dendrimers are challenging due to steric hindrance, leading to low yields. importantly, new strategies, namely "accelerated growth" approaches, are continuously evolving to simplify the synthetic routes while keeping their perfection. these include the orthogonal chemoselective strategy and the one-pot approaches, among others. the number of steps is thus reduced, as the chemoselective moieties avoid the need for protection/deprotection steps. the reader is referred to excellent reviews on this topic [23, 27] . pharmaceutics 2020, 12, x for peer review 4 of 28 routes are prevalent ( figure 1 ): the divergent strategy and the convergent strategy [23] . in the divergent growth approach, first developed by tomalia et al. [26] , the dendrimer synthesis proceeds inside-out from the core. the core reacts with abn monomeric units through the a functional group, while the b groups are dormant/protected and will react in a subsequent step after deprotection/activation. iterative growth and activation steps lead to the desired generation, while the end-groups are available for further postfunctionalization. the divergent growth is the most viable approach, as it employs an excess of inexpensive reagents, but could lead to structural defects at high generations due to incomplete substitutions. the convergent growth approach was initially developed by hawker and fréchet, to improve the weaknesses of the divergent approach. this outside-in strategy relies on the coupling of monomers to generate monodisperse dendrons, which are finally attached to a multifunctional core through their focal points. while the risk of structural defects is minimized, the synthesis of higher generation dendrons and dendrimers are challenging due to steric hindrance, leading to low yields. importantly, new strategies, namely "accelerated growth" approaches, are continuously evolving to simplify the synthetic routes while keeping their perfection. these include the orthogonal chemoselective strategy and the one-pot approaches, among others. the number of steps is thus reduced, as the chemoselective moieties avoid the need for protection/deprotection steps. the reader is referred to excellent reviews on this topic [23, 27] . a broad variety of dendritic scaffolds have been described in the literature, with a purpose-driven design. for details on their preparation, the reader is referred to excellent books and reviews on the literature [28] [29] [30] . in the biomedical field, the dendritic families which stand out are poly(amino amide) (pamam) [31] , poly(propylene imine) (ppi), poly(l-lysine) (pll) [32] , carbosilane [33] , poly(phosphorhydrazone) (pph) [34] , and polyester dendrimers [35] (figure 2 ). the biocompatibility, flexibility, and commercial availability are behind their prevalence in this field. pharmaceutics 2020, 12, x for peer review 5 of 28 a broad variety of dendritic scaffolds have been described in the literature, with a purpose-driven design. for details on their preparation, the reader is referred to excellent books and reviews on the literature [28] [29] [30] . in the biomedical field, the dendritic families which stand out are poly(amino amide) (pamam) [31] , poly(propylene imine) (ppi), poly(l-lysine) (pll) [32] , carbosilane [33] , poly(phosphorhydrazone) (pph) [34] , and polyester dendrimers [35] (figure 2 ). the biocompatibility, flexibility, and commercial availability are behind their prevalence in this field. pamam dendrimers are probably the most studied dendritic architectures, reaching up to the tenth generation, with different cores and terminal groups (mainly nh2 or oh), figure 2a . pamam dendrimers exhibit appealing properties for biomedical studies [31] , such as a high water solubility, a peptide-mimicking backbone, and readily modifiable amine termini. ppi dendrimers, also known as popam or dab, present multiple tertiary amines on the scaffold and primary amines as terminal groups, figure 2b . they are comparatively smaller than pamam and present a more hydrophobic scaffold, but are also commercially available, prevalent in the biomedical field and similarly cytotoxic due to the peripheral amino groups [36] . pll dendrimers, which comprise the amino acid lysine in their entire structure ( figure 2c ), stand out due to their biocompatibility, biodegradability, and the ability to maintain its activity in environments with high and low salinity [32] . pll differ from other dendrimers such as pamam and ppi in the asymmetry of their branching cell, which inevitably influences the encapsulation properties as they possess no interior void space [37] . however, they share the presence of multiple nh2 peripheral groups, which can cause certain cytotoxicity. carbosilane dendrimers comprise carbon-carbon and carbon-silicon bonds in their scaffolds, conferring flexible, non-polar, inert, and thermally stable properties, very interesting in biomedicine [33] , figure 2d . they are often decorated with polar groups in order to achieve water solubility. they are pamam dendrimers are probably the most studied dendritic architectures, reaching up to the tenth generation, with different cores and terminal groups (mainly nh 2 or oh), figure 2a . pamam dendrimers exhibit appealing properties for biomedical studies [31] , such as a high water solubility, a peptide-mimicking backbone, and readily modifiable amine termini. ppi dendrimers, also known as popam or dab, present multiple tertiary amines on the scaffold and primary amines as terminal groups, figure 2b . they are comparatively smaller than pamam and present a more hydrophobic scaffold, but are also commercially available, prevalent in the biomedical field and similarly cytotoxic due to the peripheral amino groups [36] . pll dendrimers, which comprise the amino acid lysine in their entire structure ( figure 2c ), stand out due to their biocompatibility, biodegradability, and the ability to maintain its activity in environments with high and low salinity [32] . pll differ from other dendrimers such as pamam and ppi in the asymmetry of their branching cell, which inevitably influences the encapsulation properties as they possess no interior void space [37] . however, they share the presence of multiple nh 2 peripheral groups, which can cause certain cytotoxicity. carbosilane dendrimers comprise carbon-carbon and carbon-silicon bonds in their scaffolds, conferring flexible, non-polar, inert, and thermally stable properties, very interesting in biomedicine [33] , pharmaceutics 2020, 12, 874 6 of 27 figure 2d . they are often decorated with polar groups in order to achieve water solubility. they are classified as "inorganic dendrimers" and exhibit relevant differences compared to traditional "organic dendrimers" such as pamam. furthermore, they have a great variability by altering the core and the amount and length of the branches. pph dendrimers, which can be quantitatively prepared up to generation 12 [38] , present phosphorus atoms throughout the entire dendritic scaffold and have been widely studied for biomedical applications [34] , figure 2e . like carbosilane dendrimers, pph are also "inorganic dendrimers" with a huge variability in cores, branches, and peripheral groups, and require the attachment of polar groups in the periphery to become water-soluble. polyester dendrimers attract widespread attention in the biomedical field due to their biocompatibility and biodegradability. in particular, dendrimers based on 2,2-bis(hydroxymethyl) propanoic acid (bis-mpa, figure 2f ) are commercially available. since the first reports in the early 1990s, bis-mpa dendrimers have undergone an extraordinary increase in their structural complexity and control, which capitalized on a constant evolution of the synthetic strategies, from the traditional divergent and convergent routes to accelerated approaches based on chemoselective reactions [35, 39] . since their first reports, dendrimers have been tested in a large number of in vitro and in vivo studies for multiple biomedical applications. the most explored use of dendrimers is their ability to carry drugs to the desired site of action, being an important resource in precision medicine [24] . dendrimers protect the encapsulated or bound drug and allow the delivery to the desired site of action. as they can be customized, dendrimers improve the drug pharmacokinetics and solubility, control the drug release, enable more comfortable administration routes, and reach target sites with difficult accessibility such as the ocular system [40] . another application that has raised great interest is the use of dendrimers in gene therapy. several dendrimers have been explored as non-viral vectors for dna and rna, enabling gene transfection to specific cells. this has been especially useful in in vitro cancer studies, where rna transfected to tumor cells can alter their mechanisms, making them more susceptible to treatment or hindering their uncontrolled division [41] . on the other hand, dendrimers can act as immunomodulators, by either reducing or enhancing the immune response [42] . the first approach can be very useful towards autoimmune diseases and allergies [43] , while the second has been employed, for example, in cancer immunotherapy [44] . the attachment of multiple antigen copies to the dendritic scaffold produces an increase in the immune response related to the multivalency and the decrease in the conformational freedom of the antigen. in infectious diseases, dendrimers can support the development of vaccines by acting as antigens carrier, providing stability, safety, and a sustained release. in addition, they can serve as adjuvants or can promote the uptake of the antigen by the antigen-presenting cells, thus enhancing its recognition and improving the effectiveness of the vaccine [45] . another outstanding application is the use of dendritic materials in diagnosis [46] , such as iron oxide magnetic nanoparticles decorated with dendrimers, which can be monitored through magnetic resonance, or the oxygen sensors, very useful in pathologies such as diabetes [47] . dendrimers also enable a combined therapeutic and diagnostic action in a single platform, the so-called "theranosis" [48] . the diagnostic capacity is provided by a specific molecule (e.g., a radionuclide) which, bound to the surface or encapsulated inside the nanoparticle, serves to detect its position in vivo by means of diagnostic imaging such as single photon emission computed tomography (spect). in order to fully benefit from the use of dendrimers as nanocarriers, it is essential to understand the mechanisms of interaction between the dendrimer and the different cargo ( figure 3 ) [49] [50] [51] : • encapsulation. the drug is physically trapped within the dendritic scaffold due to the spheroidal or ellipsoidal hollow cavities found between the different branches. these cavities are frequently hydrophobic, so they exhibit affinity towards drugs with poor water-solubility, and can also lead to h-bonding due to the presence of oxygen and nitrogen atoms. the main drawback of this approach is the tendency of the drug to rapidly leak in biological fluids, compared to a covalent conjugation approach [52] . • electrostatic interactions. the multivalent structure of the dendrimer enables the formation of multiple bonds in the periphery, which depend on the nature of the end groups. a common example are electrostatic interactions between the drug and a dendrimer bearing cationic (e.g., ammonium groups) or anionic (e.g., carboxylate) moieties. pamam and ppi dendrimers frequently employ this mechanism, due to the multiple ionizable amino groups in the periphery as well as in the interior of their scaffolds. the ph, the ionic strength and the presence of proteins such as albumin have a remarkable impact on dendrimer-cargo electrostatic interactions [52] . this approach is widely employed in gene therapy to generate dendrimer-nucleic acid complexes, or "dendriplexes" [53] . • covalent conjugation. drugs and other molecules can be attached to dendrimers through covalent bonds. sometimes labile or biodegradable bonds are employed, such as amide or ester bonds, to enable the release under chemical or enzymatic scission. other strategy relies on the use of spacers, such as poly(ethylene glycol) (peg), which also generates a hydrophilic surface with a hydrophobic interior, an amphiphilic unimolecular micelle to improve drug encapsulation. furthermore, the attachment of peg reduces the interaction with blood proteins and cells, prolongs the circulation in blood and increases the overall molecular weight, improving the permeability and retention of the drug [54] . other types of ligands have also been covalently bound, such as antibodies or contrast agents. this type of interaction increases the stability of the drug towards degradation, alters the release kinetics, and improves the therapeutic efficiency. pharmaceutics 2020, 12, x for peer review 7 of 28 • electrostatic interactions. the multivalent structure of the dendrimer enables the formation of multiple bonds in the periphery, which depend on the nature of the end groups. a common example are electrostatic interactions between the drug and a dendrimer bearing cationic (e.g., ammonium groups) or anionic (e.g., carboxylate) moieties. pamam and ppi dendrimers frequently employ this mechanism, due to the multiple ionizable amino groups in the periphery as well as in the interior of their scaffolds. the ph, the ionic strength and the presence of proteins such as albumin have a remarkable impact on dendrimer-cargo electrostatic interactions [52] . this approach is widely employed in gene therapy to generate dendrimer-nucleic acid complexes, or "dendriplexes" [53] . • covalent conjugation. drugs and other molecules can be attached to dendrimers through covalent bonds. sometimes labile or biodegradable bonds are employed, such as amide or ester bonds, to enable the release under chemical or enzymatic scission. other strategy relies on the use of spacers, such as poly(ethylene glycol) (peg), which also generates a hydrophilic surface with a hydrophobic interior, an amphiphilic unimolecular micelle to improve drug encapsulation. furthermore, the attachment of peg reduces the interaction with blood proteins and cells, prolongs the circulation in blood and increases the overall molecular weight, improving the permeability and retention of the drug [54] . other types of ligands have also been covalently bound, such as antibodies or contrast agents. this type of interaction increases the stability of the drug towards degradation, alters the release kinetics, and improves the therapeutic efficiency. these three strategies have also been exploited in the treatment of infectious diseases, as previously reported [55] [56] [57] [58] . the present review, however, focuses on a broader overview to cover the prevention, treatment, and diagnosis of these diseases, as detailed in section 3. the interest in the dendrimer field has continuously increased over time. as recently reported by tomalia (2020) [59] , more than 60,000 articles/patents have been published on dendritic materials, with an approximate increase of 1500 publications and 3000 patents per year since 2013. key commercial successes include the stratus cs acute care diagnostic system (siemens healthcare gmbh, erlangen, germany), for emergency diagnosis of cardiovascular infarctions; vivagel ® products (starpharma, melbourne, australia), for the prevention and treatment of sexually transmitted infections (stis); targeted dep ® and priostar ® (starpharma), for the delivery of anticancer drugs and agrochemical products, respectively; or spherical (polymer factory, stockholm, sweden), as mass spectrometry standards [59] . these three strategies have also been exploited in the treatment of infectious diseases, as previously reported [55] [56] [57] [58] . the present review, however, focuses on a broader overview to cover the prevention, treatment, and diagnosis of these diseases, as detailed in section 3. the interest in the dendrimer field has continuously increased over time. as recently reported by tomalia (2020) [59] , more than 60,000 articles/patents have been published on dendritic materials, with an approximate increase of 1500 publications and 3000 patents per year since 2013. key commercial successes include the stratus cs acute care diagnostic system (siemens healthcare gmbh, erlangen, germany), for emergency diagnosis of cardiovascular infarctions; vivagel ® products (starpharma, melbourne, australia), for the prevention and treatment of sexually transmitted infections (stis); targeted dep ® and priostar ® (starpharma), for the delivery of anticancer drugs and agrochemical products, respectively; or spherical (polymer factory, stockholm, sweden), as mass spectrometry standards [59] . from the low rate of issued patents turning into commercial products, it becomes apparent that dendritic materials must face several challenges for the bench-to-bedside translation in the biomedical field. mignani et al. (2017) summarized the requirements to become a clinical candidate [60] . to secure a successful development, the authors highlight the importance of complying with the good laboratory practice (glp) requirements to ensure the quality, reproducibility and reliability of in vitro and in vivo data. furthermore, the good manufacturing practice (gmp) is desirable, but emerges as one of the main challenges in dendrimer translation. indeed, dendrimer defects have been related to the failure of relevant preclinical trials [61] . an accurate dendrimer synthesis and a thorough purification process are deemed necessary to ensure monodispersity and batch-to-batch reproducibility. this is a highly demanding challenge especially for high-generation dendrimers, multipurpose platforms, and large-scale production. many different strategies are currently explored to overcome these challenges in dendrimer translation, including engineering through critical nanoscale design parameters (cndps) [37] ; accelerated synthetic approaches [27] ; the improvement of analytical techniques, such as mass spectrometry; the accurate and simplified design of multipurpose platforms [62] ; or the dendronization of materials to expand their uses [63] . viruses are simple acellular organisms, which have coevolved with living beings to replicate and reproduce inside their cells, after the binding to specific receptors [64] . nearly 5000 species of viruses have been reported; many of them can cause human diseases [65] . some viral infections, such as respiratory ones, represent an important economic burden and a serious public health concern [66] . antiviral drugs are the most common clinical tool to address these pathologies. to date, 86 different drugs have been approved for the treatment of 17 viral infections [67] . however, some drugs have serious side effects, including nausea, insomnia, vomiting, allergic reactions, behavior disorders, cardiovascular complications, and dependency [68] . opening new therapeutic windows, decreasing the side effects while maintaining their efficacy, is a key action. dendrimers contribute to the fight against viral infections [69] , acting as microbicides per se or as drug nanocarriers, with relevant properties such as low systemic absorption, biocompatibility, water solubility, or simple formulation [70] . the main uses of dendrimers in viral infections are herein addressed, the human immunodeficiency virus (hiv) being one of their most important targets. stis are highly prevalent worldwide, despite the efficient preventive tools (e.g., preservatives) [71] . one of the most illustrative examples is the human immunodeficiency virus (hiv). hiv is responsible for the deterioration of immune cells, especially the target cd4+ t cells [72] , thus aiding the entry of opportunistic pathogens that cause the acquired immunodeficiency syndrome (aids) [73] . hiv transmission mainly occurs through body fluids exchange, mostly by sexual contact, but blood, breastfeeding or vertical transmission have also been described. according to the who, 37.6 million people were infected by hiv in 2015 [74] . fortunately, around 23% decrease in infections was registered from 2010 to 2019, but the treatment, diagnosis, and prevention remain as a global challenge, especially for developing countries with lack of resources. to date, antiretroviral therapy has shown an excellent outcome in the clinical management of aids. however, these drugs produce important side effects, including hiv resistance to the treatment [75] . dendrimers represent an interesting alternative to minimize these side-effects and prevent the transmission of hiv and other viral or bacterial stis, figure 4 [76] . a promising approach relies on the use of dendrimers bearing anionic, sugar, or peptide moieties to prevent the entry of the virus in the target cell. these dendrimers block either the host cell or the viral receptors ( figure 4 , top), such as the glycoproteins gp120 and gp41 located at the hiv envelope, two key proteins for the interaction and fusion of hiv with cd4 t cells. the most representative example is the anionic pll dendrimer spl7013 [77] . spl7013 is a component of two approved and marketed products (starpharma): vivagel ® antiviral condom, for the treatment and prevention of hiv and hsv (herpes simplex virus); and vivagel ® bv for bacterial vaginosis (a second product under phase iii clinical trial nct01577537). furthermore, it also shows significant activity against other viruses, such as the coronavirus sars-cov-2 [78] , enabling a fast-track development of tools to fight covid-19. polyanionic carbosilane dendrimers are also promising microbicides against hiv infection, as shown in different animal models [79] . besides their own antiviral activity, muñoz-fernández et al. showed that their combination with tenofovir and maraviroc (two antiviral agents) produce almost complete inhibition of hiv infection and transmission [80] . carbosilane dendrimers are also efficient towards hiv-hsv coinfection [81] and can be employed in the development of fast diagnostic assays based on dendronized magnetic nanoparticles [82] tools. dendrimers can also contribute to the design of efficient vaccines against hiv, such as the peg-citrate g2 dendrimer bearing multiple hiv epitopes which produced a significant cellular immune response in vivo and a higher th1 response compared to th2 [83] . pharmaceutics 2020, 12, x for peer review 9 of 28 fusion of hiv with cd4 t cells. the most representative example is the anionic pll dendrimer spl7013 [77] . spl7013 is a component of two approved and marketed products (starpharma): vivagel ® antiviral condom, for the treatment and prevention of hiv and hsv (herpes simplex virus); and vivagel ® bv for bacterial vaginosis (a second product under phase iii clinical trial nct01577537). furthermore, it also shows significant activity against other viruses, such as the coronavirus sars-cov-2 [78] , enabling a fast-track development of tools to fight covid-19. polyanionic carbosilane dendrimers are also promising microbicides against hiv infection, as shown in different animal models [79] . besides their own antiviral activity, muñoz-fernández et al. showed that their combination with tenofovir and maraviroc (two antiviral agents) produce almost complete inhibition of hiv infection and transmission [80] . carbosilane dendrimers are also efficient towards hiv-hsv coinfection [81] and can be employed in the development of fast diagnostic assays based on dendronized magnetic nanoparticles [82] tools. dendrimers can also contribute to the design of efficient vaccines against hiv, such as the peg-citrate g2 dendrimer bearing multiple hiv epitopes which produced a significant cellular immune response in vivo and a higher th1 response compared to th2 [83] . besides hiv and stis, dendrimers are effective towards other virus such as the enterovirus a71 (ev71). ev71 belongs to the picornaviridae family, associated with the hands-feet-mouth disease in children, a syndrome characterized by the presence of cutaneous vesicles and ulcerations and frequently with severe neurological manifestations [84] . currently, neither vaccines nor therapies have been approved to prevent or treat ev71 infection, representing an important global problem but specially in the asian southeast [85] . a tryptophan-decorated pentaerythritol dendrimer was especially active towards ev71 in some clinical isolates in the low nm-high pm range [86] . as ev71 is mainly transmitted through fecal-oral route, these dendrimers could be used as a prophylactic method after their oral administration, thus avoiding the transfer of ev71 from the gut to the bloodstream. similar dendrimers have also shown a dual activity towards ev71 and hiv [87] . dendrimers and dendronized materials, such as fullerenes and carbon nanotubes, have also promising activity against other viruses like sars-cov-2 [78] , figure 5a ; ebola virus [88] , figure 5b ; zika and dengue viruses [89] , figure 5c ; hsv [90] ; cytomegalovirus [91] ; some flavivirus, such as the responsible of the japanese encephalitis [92] ; and different human or aviary flu viruses [93] . besides hiv and stis, dendrimers are effective towards other virus such as the enterovirus a71 (ev71). ev71 belongs to the picornaviridae family, associated with the hands-feet-mouth disease in children, a syndrome characterized by the presence of cutaneous vesicles and ulcerations and frequently with severe neurological manifestations [84] . currently, neither vaccines nor therapies have been approved to prevent or treat ev71 infection, representing an important global problem but specially in the asian southeast [85] . a tryptophan-decorated pentaerythritol dendrimer was especially active towards ev71 in some clinical isolates in the low nm-high pm range [86] . as ev71 is mainly transmitted through fecal-oral route, these dendrimers could be used as a prophylactic method after their oral administration, thus avoiding the transfer of ev71 from the gut to the bloodstream. similar dendrimers have also shown a dual activity towards ev71 and hiv [87] . dendrimers and dendronized materials, such as fullerenes and carbon nanotubes, have also promising activity against other viruses like sars-cov-2 [78] , figure 5a ; ebola virus [88] , figure 5b ; zika and dengue viruses [89] , figure 5c ; hsv [90] ; cytomegalovirus [91] ; some flavivirus, such as the responsible of the japanese encephalitis [92] ; and different human or aviary flu viruses [93] . bacteria are unicellular prokaryote organisms with great implications in human health, as they compose the core of microbiota [94] , but also in human disease. certain bacterial populations can colonize and infect different tissues, leading to the development of a wide range of pathologies [95] . antibiotics have long been one of the most effective solutions to fight against bacterial infections. however, their improper use drove a global public health problem: bacterial resistance. only in europe, a total of 672,000 multiresistant bacterial infections were estimated, being responsible for up to 33,000 deaths in 2015 [96] . dendrimers emerge as a potential solution, as they employ an unspecific mechanism that prevents the development of resistances (figure 4 bottom) . some representative examples against resistant bacteria are herein collected. biofilms are one of the most important adaptive mechanisms of bacteria, enabling them to survive in an adverse environment. it is activated under different stress conditions, like limited oxygen or iron levels or the presence of some antimicrobial agents in sublethal concentrations [97] . p. aeruginosa represents one of the most important biofilm-forming bacteria, with outstanding impact in some chronic diseases like cancer [98] or cystic fibrosis [99] . this is the main problem associated with p. aeruginosa infection, especially in non-immunocompetent patients, hindering the clinical management. p. aeruginosa represents a clear example of how dendrimers can address resistant bacteria infection, including the inhibition of biofilm formation. it has been described that a bacterial specific lectine (lecb) plays a key role in biofilm formation by promoting the adhesion to cells [100] . lectines are proteins which show a high specificity for sugars and bacteria are unicellular prokaryote organisms with great implications in human health, as they compose the core of microbiota [94] , but also in human disease. certain bacterial populations can colonize and infect different tissues, leading to the development of a wide range of pathologies [95] . antibiotics have long been one of the most effective solutions to fight against bacterial infections. however, their improper use drove a global public health problem: bacterial resistance. only in europe, a total of 672,000 multiresistant bacterial infections were estimated, being responsible for up to 33,000 deaths in 2015 [96] . dendrimers emerge as a potential solution, as they employ an unspecific mechanism that prevents the development of resistances (figure 4 bottom) . some representative examples against resistant bacteria are herein collected. biofilms are one of the most important adaptive mechanisms of bacteria, enabling them to survive in an adverse environment. it is activated under different stress conditions, like limited oxygen or iron levels or the presence of some antimicrobial agents in sublethal concentrations [97] . p. aeruginosa represents one of the most important biofilm-forming bacteria, with outstanding impact in some chronic diseases like cancer [98] or cystic fibrosis [99] . this is the main problem associated with p. aeruginosa infection, especially in non-immunocompetent patients, hindering the clinical management. p. aeruginosa represents a clear example of how dendrimers can address resistant bacteria infection, including the inhibition of biofilm formation. it has been described that a bacterial specific lectine (lecb) plays a key role in biofilm formation by promoting the adhesion to cells [100] . lectines are proteins which show a high specificity for sugars and their derivatives, being able to successfully recognize and agglutinate cells with glycosylated proteins or lipids. lecb binds to fucose, a mucin located in the epithelial mucosa, playing a key role in p. aeruginosa biofilm formation, in conjunction with leca, specific to galactose, although this binding is weaker and less important [100] . in this context, some peptidic dendrimers have been developed to directly inhibit lecb-fucose interactions at low concentrations, such as fd2 (ic 50 = 0.14 µm) depicted in figure 6a . dendrimers decorated with fucose-derived groups prevent the formation of p. aeruginosa biofilms (ic 50~1 0 µm) and even disperse formed structures, by inhibiting the agglutination of the pathogen and acting as antimicrobial nanocarriers, thus increasing the efficacy of the established treatments [100, 101] . pharmaceutics 2020, 12, x for peer review 11 of 28 less important [100] . in this context, some peptidic dendrimers have been developed to directly inhibit lecb-fucose interactions at low concentrations, such as fd2 (ic50 = 0.14 µm) depicted in figure 6a . dendrimers decorated with fucose-derived groups prevent the formation of p. aeruginosa biofilms (ic50~10 µm) and even disperse formed structures, by inhibiting the agglutination of the pathogen and acting as antimicrobial nanocarriers, thus increasing the efficacy of the established treatments [100, 101] . one of the most representative examples of resistant bacteria is gram-negative bacteria. these microorganisms present a peptidoglycan wall located between the inner and the outer membranes, which is responsible for the higher resistance of gram-negative bacteria to immune system, and in case of lysis, promotes the release of proinflammatory substances known as lipopolysaccharides (lps), exacerbating the infection [106] . this structure also confers gram-negative bacteria resistance to some external agents through multiple mechanisms, which are heterogeneous between species [107] . examples of common mechanisms of bacterial resistance are the expelling of toxic residues that eliminate antibacterial agents; a decrease in bacterial permeability, through the alteration of the membrane channels; or the production of antibiotic inactivating enzymes [108] . cationic dendrimers may be a solution to fight against resistant bacteria, as they can bind efficiently to the negatively-charged walls, destabilize it by displacing sodium and calcium ions and increase the membrane permeability [109, 110] , figure 4 bottom. however, despite their promising biocide activity, cationic dendrimers exhibit high toxicity towards mammal cells and require structural modifications to reduce their cytotoxicity, without affecting the efficacy [111] . cationic antimicrobial peptides (amp) arranged as multiple antigen peptide (map) dendritic structures can also exert a potent antibacterial activity, decreasing the minimum inhibitory concentration (mic) and minimum bactericide concentration (mbc) of the peptide alone, while dramatically increasing the peptide stability to proteolysis [112] . for example, a dendritic map structure based on the peptide qkkirvrlsa effectively inhibited diverse gram-negative bacteria (mic = 4-8 g/ml for e. coli atcc 25922, p. aeruginosa atcc 27853, and a clinical isolate of k. pneumoniae) [112] . the higher local concentration of amp allows a multivalent binding and enhances the destabilizing effect of the bacterial membrane. dendrimers may also be used in the rapid diagnosis to discern between gram-negative or gram-positive bacteria, through a ph-dependent bacteria-selective aggregation occurring within 5 min of adding the dendrimer to a bacterial suspension [113] ; and as carriers of different drugs such as vancomycin or agents like led209, both specific to gram-negative microorganisms [114, 115] . chorioamnionitis is an infection in the amniotic liquid, which may cause neurological problems in the fetus due to the production of proinflammatory cytokines, escherichia coli being one of the most important etiological agents [116] . this disease often occurs due to the ascent of microorganisms from vagina to uterus, although other pathways have also been reported like transplacental infection, retrograde seeding from the peritoneal cavity through the fallopian tubes or accidental invasive procedures [117] . the use of antibiotics such as penicillins, cephalosporins, macrolides, and corticosteroids reduce the risk of developing chorioamnionitis [118] . in this sense, dendrimers can increase their efficacy. for example, a study conducted by wang et al. (2010) in a guinean pig model demonstrated that hydroxyl-and amino-functional pamam dendrimers successfully encapsulate ampicillin [119] . both dendrimers significantly decreased the uterus cytokines, compared to the usual therapy, but the amino-dendrimer exhibited a higher toxicity. dendrimers have been studied against other bacterial infections like chlamydia trachomatis, increasing the efficacy of vaccines by conjugating a peptide mimic of a chlamydial glycolipid antigen to a g4-pamam-oh dendrimer [120] ; some opportunistic agents, such as s. aureus, using different generation gn-pamam-nh 2 dendrimers [121] ; or genital infections, through a sustained and localized delivery of amoxicillin in the cervicovaginal region by pamam-peg dendritic hydrogels [122] . overall, these studies show the potential role of dendrimers in bacterial infections, although a long road is still to cover, especially to decrease their cytotoxicity and increase their specificity. fungi are eukaryotic organisms responsible of a wide range of human infections. the prevalence of these diseases has increased in some countries, particularly in hospital areas and immunocompromised patients, candida, cryptococcus, pneumocystis, and aspergillus being the most representative families [123] . data collected by the national nosocomial infections surveillance system (nnis) from january 1990 to april 1996 showed that up to 9% of nosocomial infections in eeuu were due to fungi, mainly candida species [124] . however, current trends indicate the prevalence of aspergillus in different european states [125] . the treatment of fungal infections is performed through antifungal (antimycotic) drugs, which produce some alterations in their cellular structures, thus inhibiting their development, viability and survival in a direct or indirect way. the most representative antifungal drugs include [126] : polyenes (e.g., amphotericin b); azoles (e.g., imidazole, triazole); allylamines; lipopeptides; and miscellaneous agents, as griseofulvin, which inhibits microtubules and mitotic fuse, affecting cell division. unfortunately, the resistance developed by some fungi may hinder the clinical management of these infections [127] . in addition, the great similarity between mammal and fungal cells can lead to cytotoxicity problems, being necessary to find molecules which selectively target fungal cells in a particular tissue [126] . in this context, the use of nanoparticles like dendrimers may be an effective method to carry all these substances, maintaining their benefits and reducing their side effects. candida albicans, which is responsible of more than half of total fungal infections around the world [128] , is often treated with ketoconazole, a dual-action drug capable of inhibiting both ergosterol synthesis and the transformation of spores to micellar infectious forms [129] . however, ketoconazole is poorly water-soluble and can greatly benefit from the use of nanocarriers, which increase its bioavailability in the bloodstream. gn-pamam-nh 2 dendrimers improve the administration of ketoconazole (up to 16-fold increase of antifungal activity using g2 dendrimer, compared to the drug alone), being even more efficient when used as hydrogel formulation [129] ; as well as clotrimazole (up to 32-fold increase with g2 dendrimer) due to its hydrophobic and electrostatic interactions [130] . similarly, these dendrimers have significantly improved the antifungal activity of amphotericin b, overcoming the low water solubility and nephrotoxicity issues [131] . on the other hand, peptide dendrons have shown efficient anti-candida activity per se [102] . the representative example shown in figure 6b , which displays four tryptophan residues in the periphery and a dodecyl chain in the focal point, produced 100% growth inhibition at 16 µg/ml, as well as affected the biofilm viability and the hyphal and cell wall morphology. on the other hand, dendrimer-assisted gene therapy can prevent fungal infections. cationic pamam dendrimers, bearing -nh 2 , -nme 2 , and -nme 3 + peripheral groups, were used with a ribozyme extracted from an intronic region of c. albicans, an rna molecule capable to cut other rna chain or even itself [132] . these dendrimers inhibited the catalytic activity of candida ribozymes, with a generation-dependent activity (g4 > g3 > g2). however, the nature of the peripheral group did not produce a significantly different inhibition. consequently, the construction of the dendrimer depended on the size of the rna to inhibit and the charge ratio between dendrimer and rna [133] . the use of rna:dendrimer complexes may have multiple applications, such as inhibiting protein synthesis, splicing or even rna delivery in an era where non coding rna are beginning to be used, thus showing the potential of dendrimers in targeted therapy [134] . unfortunately, the diagnosis of fungal diseases is currently a challenge. the current golden standard for the detection of these infections relies on poorly sensitive and invasive methods such as cell culture and histopathological study of the infected tissue [135] . new diagnostic tools are demanded, such as polymerase chain reaction (pcr), immunoassays, or tests capable of detecting specific fungal antigens such as beta-glycans [136] . in this context, the use of nanostructures can play a key role in the development of new techniques that are more sensitive and effective in the early diagnosis of fungal infections. at present, very few studies report the use of dendrimers in the diagnosis of fungal diseases. takano et al. (2003) performed cdna microarray analysis using highly sensitive dendrimer-based technology in the detection of the rice pathogen magnaporthe grisea and the stage of infection in this pathogen [137] . another potential approach is the dendrichips ® technology (dendris), relying on a phosphorous dendrimers coating which dramatically increases their sensitivity. this tool is capable of discerning up to 11 respiratory bacterial pathogens from a single sample [138] , and could be refined and targeted to other types of infectious agents such as fungi. parasites are organisms characterized by the need of other living organism or "host" in order to survive. parasites comprise an important variety of species of diverse complexity, from the simplest organisms such as protozoans to the more complex ones, such as plants [139] . helminths and protozoans entail the main threat of human parasitosis; the clinical expression and its severity depend on the condition of the immune system of the host, as part of a tight interrelation [106, 140] . prevention could be the most efficient mechanism of controlling parasitic infections but, despite the considerable efforts, there are no effective vaccines against any of the main parasites. accordingly, antiparasitic drugs are the pillar in protozoan control, when the simple prevention measures fail. however, the drug resistance of protozoans is becoming an alarming public health problem [141] . dendrimers could be an effective tool in the early diagnosis or prevention of parasitosis, as well as a new treatment for some of these infections. protozoans comprise a diverse group of eukaryotic unicellular microorganisms that belong to protista kingdom. most common human infections caused by protozoans are related to plasmodium spp. and toxoplasma gondii, as well as trypanosoma and leishmania spp. protozoan parasites are responsible for a considerable mortality and morbidity all over the world, that affect more than 500 million people [142] . malaria is par excellence the main parasitic infection and it is caused by intracellular plasmodium parasites transmitted by mosquitoes of genus anopheles. approximately, 40% of world population lives in areas where malaria is transmitted, causing 300-500 million infections and 2.7 million deaths per year. in specific regions, such as sub-saharan africa, children below 5 years-old conform 90% of the total deaths from malaria [143] . an important epidemiological study of the prevalence of malaria in salomon islands revealed the high rate of asymptomatic patients, highlighting the need for a diagnostic tool with high sensibility and specificity to detect plasmodium [144] . this study relied on pcr and rapid diagnostic tests (rdt), which are more sensible than a simple inspection with a microscope, but also far more expensive. in order to find a sensible detection method with a lower cost, a dendrimer-based assay was approved in south korea [145] . the coumarin-derived dendrimer-based fluorescence-linked immunosorbent assay (flisa) could detect two specific antigens of malaria: histidine-rich protein ii (hrp2) and lactate dehydrogenase (ldh). flisa has good spectroscopic properties, such as photostability [146] , and a better performance than traditional elisa, enabling the quantification of the number of parasites in a sample even if they are present in low concentrations. accordingly, flisa method could be useful to detect asymptomatic cases at a modest price and with a high capacity. the process is depicted schematically in figure 7 . the role of dendrimers against helminthic schistosoma parasites has also been tested. the disease, known as schistosomiasis [147] , begins when the larvae form penetrates in the organism through the skin and settle in mesenteric and pelvic veins of the host, turning into the adult form. here, the female parasites lay eggs, which could be eliminated through feces or urine or lead to complications like granulomas or intestinal, hepatosplenic and urogenital damage. this highlights the need for an early diagnosis. wright et al. (2019) confirmed the promising activity of magnetic particles coated with g4-pamam-nh 2 to concentrate the schistosoma circulating anodic antigen (caa), resulting in a 200-fold improvement in caa limits of detection for lateral flow assays [148] . preventive measures like vaccines are key to stop the impact of schistosoma parasites in specific regions where they cause endemic infections. for example, infections by s. haematobium, s. japonicum, or s. mansoni affect over 200 million people worldwide [149] . lysine-decorated pamam dendrimers showed excellent behavior as vaccine vector, enhancing the immunoreactivity and efficacy of dna vaccine against s. japonicum infection [150] . along the same lines, anderson et al. (2016) developed a dendrimer-based vaccine platform which encapsulate antigen-expressing replicon mrnas and generate a protective response towards others parasites such as toxoplasma gondii, and relevant viruses like ebola and h1n1 influenza, with a single dose [151] . the vaccine nanoparticle comprised an ionizable g1-pamam dendrimer, a lipid-anchored peg and rna. these studies show the role of dendrimers in the development of new generation vaccines against different infections. specificity to detect plasmodium [144] . this study relied on pcr and rapid diagnostic tests (rdt), which are more sensible than a simple inspection with a microscope, but also far more expensive. in order to find a sensible detection method with a lower cost, a dendrimer-based assay was approved in south korea [145] . the coumarin-derived dendrimer-based fluorescence-linked immunosorbent assay (flisa) could detect two specific antigens of malaria: histidine-rich protein ii (hrp2) and lactate dehydrogenase (ldh). flisa has good spectroscopic properties, such as photostability [146] , and a better performance than traditional elisa, enabling the quantification of the number of parasites in a sample even if they are present in low concentrations. accordingly, flisa method could be useful to detect asymptomatic cases at a modest price and with a high capacity. the process is depicted schematically in figure 7 . leishmaniasis is a parasitic disease produced by leishmania protozoans that infects and multiplies in macrophage-rich organs and tissues of the reticuloendothelial system, mainly the liver and spleen. estimations indicate an increase of 1.5 to 2 million cases per year [152] . for decades, leishmaniasis has been treated with pentostam and glucantime, leading to drug resistance and serious side effects like pancreatitis. alternative broad-spectrum drugs with less toxicity, such as amphotericin b, have been used but they present disadvantages such as the high cost, low solubility, the side effects, and its less efficacy as antiparasitic agent. mannose-decorated g5-ppi dendrimers improved the activity of amphotericin b for the treatment of leishmaniasis, reducing the toxicity by increasing the targeting in macrophage-rich organs [153] . other nanocarrier, a dendritic-linear-dendritic hybrid based on peg and citric acid, figure 6c , also improved the solubility of amphotericin b (478 times) and reduced the in vitro/in vivo toxicity. it resulted as potent as free amphotericin and glucantime in reducing the parasite burden and number [103] . toxoplasmosis is a zoonosis caused by the ingestion of the parasite toxoplasma gondii. this disease has a chronic and silent course in the majority of population without immune system disorders, mainly causing symptoms such as low fever and muscular pain. this infection is usually treated with sulfadiazine [154] , which has two disadvantages: it requires a high dose of the drug, which can produce severe side effects like high fever or allergic reactions; and it cannot reach target tissues where the parasite is typically localized. cationic g4 pamam dendrimers and anionic g4.5 dendrimers efficiently solubilize sulfadiazine (up to 30 molecules per dendrimer) and improve the penetration into the parasite, thus greatly reducing the required sulfadiazine dose and localizing the drug in muscle and brain, where t. gondii is usually present [155] . the main dendrimer-drug interactions found were electrostatic, for cationic dendrimers, and hydrogen bonding, for anionic counterparts. furthermore, the anionic dendrimer showed intrinsic antiparasitic effect. other successful examples of antiparasitic dendrimers include pegylated pll dendrimers coated with chondroitin sulfate a, as targeted unimolecular micelles for the delivery of the antimalarial drug chloroquine phosphate [156] ; and pamam dendrimers decorated with ethynil estradiol against trypanosoma cruzi, the parasite responsible for chagas disease, where the g2 dendrimer is 8 times more effective than benznidazole at 24 h and 48 h (ic 50 = 1.25 µm) [157] . amoebae are eukaryotic protozoa extensively distributed in nature and human habitats, often acting as a host and reservoir of other microorganisms like giant viruses and some class of bacteria [158, 159] . amoebae infecting humans are classified as parasitic, such as entamoeba organisms, or opportunistic free-living amoebae, such as acanthamoeba spp., balamuthia mandrillaris, sappinia diploidea, and naegleria fowleri (known as the brain-eating amoebae) [160] . free-living amoebae do not require human infection for their life cycle, which presents two stages: trophozoite (active form) and cyst (inactive form). acanthamoeba and other free-living amoebae are responsible of serious diseases such as keratitis, encephalitis, and infections in immunocompromised patients in the central nervous system, skin, and lungs. fortunately, amoebae infections are relatively rare, although the high mortality associated with meningoencephalitis are of concern, mainly due to the late diagnosis and the lack of effective antimicrobial treatments [161] . low generation cationic carbosilane dendrimers bearing ammonium or biguanide moieties have shown strong amoebicidal activity against trophozoites and cysts of acanthamoeba spp., figure 6d (ic 50 = 2.4 mg/l; minimum cysticidal concentration mcc = 256 mg/l) [104, 162] . furthermore, they exhibit a synergistic effect with traditional drugs such as chlorhexidine, decreasing the required drug concentration 5-10 times using g1 dendrimers [163] . the dendrimers target the amoeba membrane and produce inhibition and cell death. in this context, dendrimers could be a promising therapeutic alternative to properly manage amoebae infections. prions (prp) are infectious pathogens that cause neurodegenerative transmissible diseases such as spongiform encephalopathies, after a long period of incubation from 2 to 10 years [164, 165] . prp sc are glycoproteins with an abnormal folding that are originated from a conformational change of normal prion proteins (prp c ), acquiring pathological properties [166] . prion diseases can occur for two reasons: the infectious prion agent can transmit the pathological folding to the prp c ; or the prnp gen mutates, leading to a genetic variation of the prion disease [167] . infectious prion diseases have gained importance since the epidemic bovine spongiform encephalopathy in united kingdom in 1986 that was transmitted to humans as a variation of the creutzfeldt-jakob prion disease [168, 169] . the spongiform encephalopathies are named after the shape the brain acquires at final stages of the disease, caused by an increase of vacuoles and the holes that appear in the tissue. it is a rare but severe pathology, which leads to neuronal loss and, eventually, dementia. nowadays, there are some pharmacological interventions that delay the progression of prion diseases; however, there is no effective treatment to stop or avoid it in a significant way [170] . in this field, nanomaterials such as dendrimers can exert a relevant activity, preventing the conversion of prp c to prp sc [171] . due to the high affinity of amine groups to prions, phosphorus dendrimers decorated with tertiary amines in their surface are promising agents in the therapy against prion diseases, figure 6e [105]. these dendrimers showed an inhibitory effect in the generation of prions (ic 50 = 10 (g3), 1.5 (g4) and 5 (g5) µg/ml) and they had anti-infectious action in vitro and in vivo for some spongiform encephalopathies, some of them causing creutzfeldt-jakob disease [105] . other dendritic families with even higher anti-prion activity include g4-pamam-nh 2 and g4-ppi-nh 2 (both ic 50 = 80 ng/ml) [172, 173] . for example, ottaviani et al. (2012) showed that ppi glycodendrimers, comprising maltose or maltotriose units, prevented the aggregation of prp and aβ(1-28) proteins due to the interference of dendrimers with the latency phase (nucleation) of the prion protein [174] . dendrimers can also be useful for the diagnosis of prion infections. usually, elisa is used to determine whether the causing agent of the disease is a prion, but this method has important limitations as it cannot distinguish between prion chains [175] . the nature of the prion agent will determine the etiology and course of the disease, changing the pathology parameters like the incubation period or the type of lesion [176] . importantly, different generation pamam and ppi dendrimers were capable of distinguishing between the different types of prions [177] . this study demonstrated that the susceptibility of a prion towards a particular dendrimer could be used to diagnose and predict the course of a disease. on the other hand, korri-youssoufi et al. developed an electrochemical biosensor comprising multiwalled carbon nanotubes modified with dendrimers and aptamers to detect prion proteins with a high sensibility (min. 0.5 pm) [178] . in conclusion, dendrimers constitute a promising research line for fighting against prion diseases as they could slow down their progression and allow a reliable diagnosis of the responsible etiological agent. dendritic nanosystems could have a principal role as excipients in the pharmaceutical industry, providing that they are compatible, safe and effective nanocarriers in several administration routes [179] . for example, ocular administration is still a challenge due to the unique physiology of the eye and the presence of numerous barriers. in this context, recent studies showed that dendrimers improved the time that a drug remains in the cornea after topical administration and they supply directed and sustained neuroprotection for retina [180] . moreover, dendrimers could act as dna vectors, providing safety and reducing cytotoxicity compared to the viral vectors and intraocular injections used at present [53] . dendritic polymers can easily improve the properties of different materials, such as cotton, to generate antimicrobial activity. for example, the addition of amine-functional dendrimers confers antibacterial activity against gram-positive bacteria (e. coli, p. aeruginosa) and gram-negative bacteria (s. aureus) and fungi (c. albicans) [181, 182] , even after several washing cycles. sepsis is a life-threatening response to an infection, which happens when the immune system overreacts and starts to damage the patient's own tissues and organs. peptide-decorated pamam dendrimers inhibited the acetylation of transforming growth factor β-induced protein, thus improving the mortality and organ damage in the septic mouse model [183] . additionally, gadolinium-containing g4 dendrimers can be used as mri diagnostic and prognostic biomarker of sepsis-induced acute renal failure [184] . these studies open up a field in the treatment and diagnosis of sepsis with a not very high cost and that could be protective against infectious pathogens in certain circumstances like during hospital stays, surgeries or risky exposures. the design of metallodendrimers is a promising field to explore, which can open new avenues in the fight against infectious diseases [185] . dendrimers are excellent platforms to control the attachment of a great variety of metal complexes with antimicrobial activity, such as silver(i), copper(ii), and zinc(ii), among others. the resultant metallodendrimers often exhibit a synergistic activity and improve the therapeutic response of the dendrimer or the metal complex alone. for example, demonstrated the impact of a single metal ion in the prevention of hiv infection [186] . a carboxylate-decorated g2 ppi dendrimer, which inhibited hiv-1 infection of hec-1a cells around 30%, reached 90% inhibition by attaching a single cu(ii) ion through its ethylenediamine core. the remarkable control on the dendritic structure enables an optimized antimicrobial activity, difficult to accomplish with other nanomaterials. the reader is referred to a recent review on this topic [185] . dendrimers are an innovative tool in the treatment, prevention and diagnosis of serious infectious pathologies, as summarized in table 1 . they emerge as a unique opportunity to overcome problems of traditional approaches, such as microbial resistance. nevertheless, the transition from the laboratory to the clinical practice still requires facing several challenges, such as the big scale production, the batch-to-batch consistency, the purity for clinical tests, or the regulatory obstacles. it should be kept in mind that most investigations have been conducted in experimental models in vitro or in animal models, so it is not possible to extrapolate these results to humans yet. however, the outstanding results obtained by vivagel ® in the prevention of viral and bacterial infections predict a brilliant future of dendritic materials in the fight against infectious diseases. 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and aptamers dendrimers as pharmaceutical excipients: synthesis, properties, toxicity and biomedical applications dendrimeric systems and their applications in ocular drug delivery the antimicrobial activity of the cotton fabric grafted with an amino-terminated hyperbranched polymer preparation, characterization, and antimicrobial property of cotton cellulose fabric grafted with poly (propylene imine) dendrimer. cellulose dual peptide-dendrimer conjugate inhibits acetylation of transforming growth factor β-induced protein and improves survival in sepsis dendrimer-enhanced mri as a diagnostic and prognostic biomarker of sepsis-induced acute renal failure in aged mice metallodendrimers as a promising tool in the biomedical field: an overview hiv-1 antiviral behavior of anionic ppi metallo-dendrimers with eda core the authors declare no conflict of interest. key: cord-264867-ezsy76mx authors: rahman, hamidur; hossain, md. rakib; ferdous, tahmina title: the recent advancement of low-dimensional nanostructured materials for drug delivery and drug sensing application: a brief review date: 2020-09-30 journal: j mol liq doi: 10.1016/j.molliq.2020.114427 sha: doc_id: 264867 cord_uid: ezsy76mx in this review article, we have presented a detailed analysis of the recent advancement of quantum mechanical calculations in the applications of the low-dimensional nanomaterials (ldns) into biomedical fields like biosensors and drug delivery systems development. biosensors play an essential role for many communities, e.g. law enforcing agencies to sense illicit drugs, medical communities to remove overdosed medications from the human and animal body etc. besides, drug delivery systems are theoretically being proposed for many years and experimentally found to deliver the drug to the targeted sites by reducing the harmful side effects significantly. in current covid-19 pandemic, biosensors can play significant roles, e.g. to remove experimental drugs during the human trials if they show any unwanted adverse effect etc. where the drug delivery systems can be potentially applied to reduce the side effects. but before proceeding to these noble and expensive translational research works, advanced theoretical calculations can provide the possible outcomes with considerable accuracy. hence in this review article, we have analyzed how theoretical calculations can be used to investigate ldns as potential biosensor devices or drug delivery systems. we have also made a very brief discussion on the properties of biosensors or drug delivery systems which should be investigated for the biomedical applications and how to calculate them theoretically. finally, we have made a detailed analysis of a large number of recently published research works where theoretical calculations were used to propose different ldns for bio-sensing and drug delivery applications. by the world health organization [57] . these three research works from the last three years are just some of many more recent research works done with ldns in the search for a biosensor. besides the application of ldns as drug and biomolecule sensors, their biocompatibility leads them to another crucial biomedical use, drug delivery systems. the drug delivery systems play an essential role in the pharmaceutical field by reducing the severe adverse effects of the various drug, especially chemotherapeutic anticancer drugs, by delivering the drugs to the targeted cell area. earlier in 2020, xibo pei and his co-workers used polyethylene glycol attached graphene oxide (pgo) nanosheet as a dual-drug delivery system for antitumor drugs cisplatin (pt) and doxorubicin (dox) [58] . in vivo data from their work confirmed that compared to the toxicity of free pt and dox drugs itself, pgo-pt/dox dual-drug delivery system displayed a significantly reduced toxicity. also, in vitro data from their study confirmed most prominent cell apoptosis and necrosis for pgo-pt/dox system compared to the free drugs and showed a higher growth inhibition property. the graphene and go nanosheets were further used as a drug delivery system for many other anticancer drugs including βlapachone [59] , fluorouracil [60] , camptothecin [61] etc. and many other biological drugs including plasmid dna [62] [63] [64] , sirna [65] [66] [67] , proteins [68] [69] [70] etc. other than the graphene nanosheets (gns), e. czarniewska and his team found that the oh functionalized bn (bn-oh-n) nanosheets showed very low cytotoxicity in both in vivo and in vitro hence bnnss can be applied in the platform like bio-imaging and drug delivery [71] . furthermore, hollow bn spheres with anticancer drug paclitaxel were observed to suppress the tumour growth significantly with an increased prostate cancer cell apoptosis and decreasing cell viability [72] . another allotrope of bn, bnnt functionalized with mesoporous silica was also found to perform as a potential drug delivery system for another anticancer drug dox to treat prostate cancer by increasing cancer cell killing ability [73] . other than these gns and bn allotropes, other nanomaterials, e.g. metal-organic frameworks [74] , phosphorene [75] , gold nanoparticle [76] etc. displayed their ability to carry many drugs by reducing adverse effects with lower cytotoxicity. figure 4 : comparison between the normalized experimental and dft simulated absorption spectra of ssz in water. reproduced with permission from ref. [77] . copyright springer nature, 2019. choose the functionals and basis sets selectively, in case of the first-principles calculations through a computer simulation package. besides spectroscopic resemblance, dft theory also predicted the reactivity and reaction mechanism successfully with accordance to the experimental observations [81] . the dft theory was also applied by m. darvish ganji et al. to observe the drug release mechanism using cnt [82] . furthermore, they have also observed the interaction energy of -12.88 kcal/mol in case of the interaction of benzene molecules with the graphene surface where it was observed as -13.6 kcal/mol experimentally. due to these conveniences with the experimental results, first-principles calculations holds a potential application to explore various biosensor devices and drug delivery systems at the first place in a short time with a reduced cost. finally, considering a significant increase in the drug adsorption related work in the last 30 years from figure 5 , herein we have made a comprehensive review on the recent advancement of first-principles calculation on the applications of ldns in the biomedical fields including drug sensors and drug delivery. we have analyzed the properties which can be investigated through the first-principles calculations and application of those properties in search for promising drug sensors and drug delivery systems for different kind of drugs, especially the anticancer drugs. furthermore, we have explored the adverse effects of the drugs and several specific properties of the nanostructures, which provides it with an advantage to perform as a drug sensor or delivery system. finally, we have analyzed a wide range of research works that were reported in the last few years searching for promising drug sensors or delivery systems using first-principles calculations. biomedical fields like drug sensor and drug delivery. in this section, we will make a brief discussion on the properties of the drug sensors and drug delivery systems which can be calculated theoretically using computer simulation packages. the first thing first-principles calculations allows researchers is to optimize and relax their structures into the global minimum energy using many existing quantum mechanical theories like dft, md etc. with their respective exchange correlational functional basis sets. from the optimized geometry, it is possible to calculate the bond length and bond angle between the constituent atoms in the structures. these are essential parameters to investigate from which the interaction between the drug molecules and respective adsorbents can be confirmed, and their type of interactions can be identified. the different vibrational mode of the constituting atoms of a material can be observed through the ir spectroscopy. as it denotes every individual vibrational mode of a material, it is often used to identify the material hence works as a fingerprint of the material [83] . by investigating the imaginary frequencies in the ir spectrum, researchers also achieve the information about the stability of the structures and the possibility of finding them into nature or synthesizing them into the laboratory. if any imaginary frequency for a vibrational mode in the structure is observed from the theoretical calculations, there will be a minimal possibility to find that material into nature as the naturally existing materials can not possess any imaginary frequencies. to investigate the structural stability of a nanostructure system, the cohesive energy ( ) of nanostructures can be calculated as [84] : where n is the total number of constituent's atoms of the nanostructure, a and b represents the different constituent atoms of the nanostructure and and respectively represents their energies with x and y be the total number of them in the nanostructure. uv-vis spectrum usually provides researchers with information about the range of wavelength the material will absorb. the spectrum is also associated with the electronic bandgap of the material where a broader spectrum represents a wider bandgap of the material. besides, it is also useful to investigate the interaction of a biomolecule or drugs with the adsorbent material as an introduction of the new energy states usually creates a noticeable change in the spectrum [85] . furthermore, the right shift of the spectrum or simply redshift due to the drug adsorption indicates with a decrease in the bandgap with an increase in the conductivity of the sensor material and an enhanced sensitivity towards the drug molecule [86] . the nuclear magnetic resonance (nmr) usually allows researchers to investigate the magnetic field around an atomic nucleus. however, it is further applied extensively in structural biology to study the structure and dynamics of a biological sample. in drug sensing and drug delivery applications, nmr can also be used to investigate the chemical shift due to the interaction of an adsorbate molecule with an adsorbent [80] . to investigate the adsorption process between the adsorbent and an adsorbate molecule, one of the most reliable and often used method is to examine the adsorption energy ( ) due to the adsorption which can be calculated as [87] , where, represents the energy of adsorbate adsorbed adsorbent nanostructures and both and represents the isolated energy of the adsorbent and adsorbate, respectively. here a negative value for the adsorption energy represents a stable adsorption process, whereas the positive value for the adsorption energy represents no adsorption process. besides, if the adsorption energy value is less than 1 ev, then the adsorption process is considered as weak physisorption, and no chemical interaction can be found between the adsorbate and adsorbent [88] . but if the adsorption energy exceeds 1 ev, then a strong chemical interaction is considered to have occurred between the adsorbate and adsorbent, and the adsorption process is then levelled as chemisorption. hence, more negative the value of adsorption energy gets, more strongly the system is considered to be bounded, representing a higher stable system. so, for the drug delivery and drug sensor devices, the adsorption process between the drug molecules and adsorbents are expected to have a negative value for the adsorption energy where in case of drug delivery systems the adsorbent is required to make a strong interaction with the drug molecule. but in the drug sensor devices, weak physisorption is desired as the strong chemical interactions often lead to a higher recovery time which is not suitable for the drug sensor device. several important information about the adsorption can also be found from the minimum distance between the adsorbate and adsorbent. a smaller distance between the adsorbate and absorbent often lead to a higher charge transfer between the adsorbent and the adsorbate molecules. hence the sensitivity of the adsorbent materials towards the adsorbate molecules can be understood which plays an important role in a drug sensor device development [89] . several studies also claimed that a smaller adsorbent-adsorbate distance leads to a stronger interaction between and provides them with higher stability [90] . to investigate the thermodynamical nature of the interaction, first-principles calculations allows calculating the change in the gibbs free energy ( ) using [91] , where g represents the sum of electronic and thermal free energies. from the definition of the gibbs free energy, a negative change in the gibbs free energy represents a spontaneous interaction between the adsorbate molecule and adsorbent hence a negative change in desired in case of both drug delivery and drug sensor devices. the change in enthalpy ( ) can be calculated from [91] , where h represents the sum of electronic and thermal enthalpies. a positive change in the enthalpy labels the reaction between the adsorbent and adsorbate as an endothermic reaction, whereas the negative changes in the change of enthalpy lead to an exothermic reaction. finally, the change in entropy ( ) can be calculated using, where t is the considered temperature depending on the systems. in most of the cases, the changes in entropy become negative due to the adsorption of a drug molecule by an adsorbent material which is because of the constrained movement of the structures due to their newly formed intermolecular bondings. j o u r n a l p r e -p r o o f 2.5.1 homo and lumo energy the homo energy ( ) represents the energy state of the highest occupied molecular orbital (homo) whereas the lumo energy ( ) stands for the energy state of the lowest unoccupied molecular orbital (lumo). these are significant properties for a drug sensor or drug delivery systems as the difference between the homo and lumo energy, which is often expressed as h-l energy gap ( ), represents the conductive nature of the system where the conduction electron population (n) can be defined as [92] , where, hence, by definition, a smaller h-l energy gap represents a higher conductivity which is desired for a drug sensor device. therefore, to inspect the sensitivity of the adsorbent towards the adsorbate, change in the h-l energy gap due to the adsorption plays an important role. for a drug sensor, if the h-l energy gap decreases significantly due to the adsorption of the drug on the nanostructure, then the nanostructure is considered to be sensitive towards the drug. this increase in the conductivity produces a detectable electrochemical signal from which the adsorption process can be confirmed, and the drug can be detected. besides just the homo and lumo orbital, first-principles calculations allow investigating all possible states for a given energy range by allowing to calculate the dos spectrum. hence the h-l energy gap can also be investigated from the dos spectrum. another vital application of dos spectrum for the drug sensor devices is that the interaction between the drug and the adsorbent can also be confirmed from the alteration of the dos spectrum due to the adsorption of the drug molecule. the resistance of a structure towards the deformation can be investigated from the global chemical hardness (η), which can be calculated from [94] : hence, a higher value for the global hardness indicates higher chemical stability for the structure with reduced chemical reactivity. the global softness (s) has an inversely proportional relationship with the global hardness which can be expressed as [94] , hence, opposite to the global hardness, an increase in the global softness indicates an increase in the chemical reactivity with the reduced chemical stability of the structure. using the koopmans' theorem, the chemical potential (µ) can be calculated as [95] : the chemical potential also can be used to determine the stability of the investigated structures besides its another potential application to determine the direction of electron transfer from the adsorbate to adsorbent [91] . the electrophilicity index ( ) from parr et al. also can be calculated using the formula [96] : the electrophilicity can also be used to investigate the structural stability, reactivity and toxicity of a nanostructure where, similar to the global softness, an increasing value the electrophilicity index also indicates an increase in the chemical reactivity [97] . the negative value of the chemical potential is known as the electronegativity ( ) of the structure and can be calculated as, to investigate the charge transfer between the adsorbate molecules and the adsorbent, the natural bond orbital (nbo) based charge transfer and the original basis function-based mulliken charge transfer can be calculated from theoretical calculations using computer simulations. these investigations of the charge transfer play an essential role to the development of a drug sensor device by observing if the adsorbent nanostructures are capable of making a detectable electrochemical signal on the presence of a drug molecule. to understand the charge transfer between the adsorbate and adsorbent more extensively, the quantum mechanical atoms in molecule (aim) analysis can be studied where the charge transfer between the adsorbate and adsorbent atoms can be observed from the bonded paths and the bond critical points (bcp), an appearance of which can confirm the charge transfer between the adsorbate and adsorbent atoms. the type of interaction can also be understood from aim analysis using several other parameters including the electron density at bcp ( ) and its laplacian ( ), kinetic electron energy density ( ), potential electron energy density ( ), and the total electron energy density ( ) which is the sum of kinetic and potential electron energy density [99] . a closed-shell interaction can be confirmed from the positive value of the where the negative value represents a shared interactions. besides, if the negative ratio of the kinetic electron energy density to the potential electron energy density ( ) is greater than 1 then the interaction is considered to be non-covalent and electrostatic in nature where < 1 represent a covalent nature of the interaction. furthermore, at the bcp, if both and becomes negative, the interaction is considered as a strong covalent interaction following by weak electrostatic interaction for the positive value of both and [100] . but if the becomes positive and remains negative, then the interaction can be labeled as a partial covalent and partial electrostatic interaction in nature. the molecular electrostatic potential (mep) map represents the regions where a positive test charge can be attracted or repelled. the positive electrostatic potential region, which is often coloured as blue in the mep map represents the regions with low electron density where a positive charge gets repelled by the atomic nuclei. furthermore, the negative electrostatic region is coloured as red in the mep map, which represents the region with higher electron density where a positive test charge can be attracted by the atomic nuclei. the interaction of a drug molecule with the adsorbent usually alters the electron density in the system hence an interaction can be detected from this alteration in the mep map which can further be used in the drug sensor device development. it is also possible to determine the direction of the charge flowing through the adsorbate and adsorbent from the calculation of the change in fractional charge ( ) using pearson's method [101] : where µ and η represent the global chemical potential and chemical hardness, respectively. in this case, if the value for appears to be negative, then it can be concluded that the charge will flow towards the adsorbent from the adsorbate where a positive value will indicate the charge transfer to the adsorbate from the adsorbent. j o u r n a l p r e -p r o o f the dissolvability of the nanostructures into a polar medium like water etc. can be investigated using dipole moment (dm) which plays an integral part for drug delivery devices. an increasing dm represents a higher charge asymmetry for the structures which is desired in case of the drug delivery systems so that they can attract more random electrons and dissolve into the polar mediums. besides vacuum, theoretical calculations allow calculating the properties of nanostructures in many other mediums, e.g. water, acid, methanol etc. which plays a crucial role on investigating the behaviour of the drug sensors and drug delivery systems in many different targeted environments. for example, it is crucial to examine the performance of an anticancer drug delivery systems in a low ph cancerous cell region for a better understanding to the drug release performance of the nanostructures in the targeted region. the solubility and stability of the nanostructures in any solvent medium can be further investigated in terms of the solvation energy. for example, negative solvation energy of a nanostructure in a solvent medium represents spontaneous solvation and higher stability of that nanostructure in that solvent [102] . hence for the drug delivery application, the solvation energy is essential to be negative in the polar solvent mediums like water etc. the solvation energy can be calculated from, where, represents the total energy of the structure in the solvent medium and represents the energy of the structure in the gaseous medium. in both drug delivery and drug sensor devices, the drug release mechanism plays a crucial to study the efficiency of the device. this can be observed from the interaction of the drug molecule with the adsorbent in the targeted environment. for example, if the adsorption energy of an anticancer drug on a nanostructure decreases or become positive in the low ph cancerous cell environment, the nanostructure is considered to desorb and release the drug ideally in a low ph environment. graphene is a 2d single-layer hexagonal network of carbon atoms bonded with sp 2 hybridization. this honeycomb shaped allotrope of carbon along with its zero bandgap, exceptional hardness and other superior structural, electronic, and optical properties lead scientists to apply this material into many diverse fields like solar cells, gas sensor, biosensors, drug delivery system etc. [104] [105] [106] [107] [108] . after the first synthesis of graphene by novoselov et al., from the university of manchester using the scotch tape method [109] , several synthesis methods like exfoliation of natural graphite [110] , chemical vapour deposition (cvd) [111] , reduction of graphene oxide (go) [112] etc. showed promising future in the graphene fabrication industry. though the method relating to the reduction of go into gns provides excellent cost-effectiveness, cvd can offer a large area on the gnss. the experimental c-c bond length of the graphene was observed as 1.42-1.44 å [113] with several other superior properties like very high strength with the value of young's modulus of 1 tpa [36] , the high thermal conductivity of 5000 w/mk [114] , the electrical conductivity of 5600 s/m [115] , and high carrier mobility at the room temperature as 200,000 cm 2 /vs for carrier densities below 5×10 9 cm 2 [116] . besides these unique properties, the biocompatibility and reduced cytotoxicity of gnss made itself a promising candidate for the drug sensor and delivery applications [117, 118] . but pristine gns shows weak interaction towards many drugs and amino acids which can be significantly enhanced by altering its properties with impurity atom doping. besides doping, the hexagonal ring of the graphene was also modified into a pentagonal and heptagonal ring to create a new type of nanomaterial named as phagraphene which shows promising applications in the drug delivery applications [119] . besides, the theoretical calculations with gns showed significant similarity with experimental results, e.g. in figure 6 we have optimized graphene quantum dot (gqd) using dft with b3lyp/6-31g (d,p) level of theory which showed comparable bond length, bond angles etc. with the experimental observations. thus the research on the theoretical implementation of pristine, doped or functionalized graphene in the field of drug delivery and drug sensor become very popular in recent years. β-lapachone (β-lap), a potential chemotherapeutic anti-cancer agent, possess an excellent value as it selectively kills or stops the growth of various tumour cells responsible for pancreas, prostate head and neck cancers [120] [121] [122] . β-lap, containing naphthoquinone fused to a methylated hydropyran moiety, was originally j o u r n a l p r e -p r o o f isolated from a south american tree named lapacho. to carry this anti-cancer agent into the cancerous cell, the feasibility of using pristine and metal-doped (pt, au) graphene was investigated by zahra khodadadi et al. by a first-principles investigation [123] . they observed the adsorption properties of β-lap into pure gns first, and then it's dipole moment to investigate the solubility into a polar medium like water. pristine graphene had a c-c bond length of 1.42 å with a bond angle of 120° and sp 2 hybridization. but these properties were further modified by decorating metal atoms (pt, au) into the gns. the pt-c and au-c bond length for pt and au decorated gnss were increased to 2.25 å and 2.47 å respectively with a variation in the sp 2 hybridization as the bond angles decrease to 75° and 66° respectively. but these modifications into the structural properties enhanced the adsorption properties of β-lap into the pt and au decorated graphene and their solvation properties into polar mediums. the adsorption energies of pt and au decorated graphene was increased as -40.82 kcal/mol and -38.28 kcal/mol which was -21.22 kcal/mol for pristine graphene. hence it can be understood that the stability of the graphene was enhanced due to the metal doping. further, the dipole moment of the β-lap adsorbed graphene was increased by 22.26 and 22.69 debye by pt and au doping respectively while it was only 11.86 debye for the pristine gns. hence, β-lap was expected to dissolve into the polar medium more efficiently with an increased reactivity. so, it can be concluded that the metal-doped graphene performs better as a β-lap drug carrier rather than pristine graphene itself. doxorubicin, another chemotherapeutic drug for several cancer treatments, comes with high toxicity which causes many physical difficulties like hypertension and even a heart failure [124] [125] [126] . m. z. tonel et al., made an investigation on the adsorption of doxorubicin on gns using dft theory with gga-pbe functional applied in the siesta code to decrease the side effects of the drug [127] . they have found the binding energy of the doxorubicin with the pristine graphene can be as high as 11.30 kcal/mol with an adsorbate-adsorbent distance of 2.50 å. however, this small adsorbate-adsorbent distance allowed a charge transfer of -0.20e between them. but depending on the orientation of the doxorubicin, the binding energy can drop down to 2.99 kcal/mol with an adsorbate-adsorbent distance of 2.87 å. so, depending on the most stable orientation, they have reported stable adsorption of doxorubicin drug on gnss which were previously inconspicuous for carbon-based nanomaterial in many experimental and theoretical studies [128] [129] [130] . aluminium (al) doped nanostructures were reported to adsorb 5-fluorouracil (fu), an anti-cancer drug for gastrointestinal, stomach etc. cancer treatment, strongly adsorption with an enhanced drug loading capacity [131, 132] . to bring these research further, m. vatanparast et al., theoretically studied aln and bn doped gqd, another low toxic structure with high biocompatibility, as an efficient nanomaterial for the fu drug delivery [133] . supporting the literature, the aln doped gqds showed some strong adsorption to the fu with a noticeable adsorption energy of -47.29 kcal/mol for aln-fu gqd structure. in their work, they have worked with c 42 h 18 gqd whose central ring was further replaced by b-n, b-p, al-n and al-p bonds. besides high adsorption energy for the aln-fu gqd structure, negative values for the gibbs free energies of all other doped structures confirmed the spontaneous adsorption of fu with adsorption energies higher than that of the pristine gqd. further restriction to the translation degree of freedom lead to a decrease in the entropy with predicted exothermic adsorption with negative values for the change in enthalpy. these confirmed the ability of the pristine and doped gqds to load the fu drug. finally, an increase in the dipole moment up to 18.846 debye for aln-fu gqd, highest among the investigated structures, represents aln doped gqd's better solubility to the polar medium and enhanced reactivity towards fu drug made itself a potential candidate to carry fu to the target sites. carrier [136] . the functionalization of the gns modified the adsorption process of the tegafur towards the structures significantly with a maximum value of the adsorption energy as -24.85 kcal/mol for g-co/tg along with a minimum of -16.01 kcal/mol for g-cooh/tg structure. the solvation energy of the g-cooh/tg structure was also found as -38.57 kcal/mol with a -59.27 kcal/mol of interaction energy. besides g-cooh, g-oh also showed very strong adsorption towards the tegafur with a remarkable adsorption energy of -23.31 kcal/mol and solvation energy, and interaction energy of -38.12, -58.15 kcal/mol respectively. though the dipole moment of the pristine gns is zero but increases significantly with the functionalization and hits as high as 12.80 debye for the tegafur adsorbed g-co structure. on the other side, the energy gap was reduced to as low as 3.69 ev for the tegafur adsorbed co functionalized gns while it was 5.68 ev for the pristine gns nanosheet. these indicated the batter reactivity of the tg adsorbed functionalized gns sheet with a higher polarity towards a polar medium like water which was further supported by the global parameters like chemical potential, global hardness, electrophilicity investigations. as it can be observed from figure 7 that many anti-cancer drugs have structures akin to the nucleobases as the vital role of these drugs is to slow the growth rate of cancer cells by interfering their dna synthesis [137] . this led c. rungnim et al., to investigate the adsorption properties, along with edge effect of the gnss, of three nucleobases with similar structures like anti-cancer drugs, mercaptopurine, thioguanine, and fluorouracil, on a graphene flake considering the weak dispersion forces caused by van der waals interaction [138] . the lack of accuracy of many gga functional with dft due to their underestimation of π-π interaction lead rungnim et al., to use several functional like m06-2x, mp2, ccsd(t) etc. [139] . to validate their theoretical model, they have first investigated the adsorption properties of nucleobase uracil and then the anti-cancer drug akin to the uracil, fluorouracil, on the benzene ring. it was observed that the o on uracil and fluorouracil pointing to the benzene ring, and uracil/fluorouracil parallel to the benzene ring has better stability than any other investigated orientations. for o pointing to the benzene ring, benzene/uracil and benzene/fluorouracil configurations have adsorption energies as high as -7.85 kcal/mol and -8.10 kcal/mol respectively which becomes -7.37 kcal/mol, and -8.25 kcal/mol respective for uracil/fluorouracil parallel to the benzene ring. a favourable result from the meta gga based m062x functional led them to study the adsorption behaviour of the nucleobases towards the c 24 , c 54 , and c 96 gnss. they have observed an edge effect which gradually decreased with the increased size of the graphene nanoclusters. less edge effect was observed in case of the adsorption of the nucleobases in the middle of the carbon clusters and depending on the alignment and position this effect can reduce the adsorption energies by <5 kcal/mol. further, the edge effect of c 96 is almost as much as c 54 lead them to adsorb mercaptopurine, thioguanine, and fluorouracil anti-cancer drugs in a parallel position with different alignments in the c 54 nanosheet. finally, the adsorption energies of fluorouracil, mercaptopurine, and thioguanine were found around -15.5, -16, and -20 kcal/mol respectively made c 54 a promising candidate for the delivery of these drugs. adenine, another nucleobase with a structure akin to many drugs and biomolecule, showed enhanced adsorption properties on the ni decorated gnss compared to the pristine gns which was observed on an investigation made by s. gholami et al., [140] . for a plane alignment of adenine to the pristine graphene surface, the adsorption energy was found as -5.66 kcal/mol with a graphene-adenine distance of 4.10 å and a charge transfer of -0.01e (mulliken) only. the adsorption energy was dramatically increased to a maximum of -44.50 kcal/mol with an adsorbate-adsorbent distance of 1.90 å, and a charge transfer of +0.062e (mulliken) in the ni decorated gns, where ni was adsorbed above the hexagonal ring of graphene with a strong chemical interaction of -126.00 kcal/mol. adsorption of the adenine on the ni decorated graphene also decreased the bandgap and fermi level of the structure to 2.152 ev and -2.991ev respectively from a value of 2.416 ev and -3.179 ev for ni-g itself. though the pristine graphene showed a weak interaction towards the pristine gns, decorating it with a ni atom increased its interaction significantly. hence the ni decorated graphene can be considered as a potential candidate for delivery of the drugs with structures similar to the adenine. furthermore, the adsorption of guanine nucleobase was investigated by a. s. rad et al., on pristine and al-doped graphene (alg) using dft theory with b3lyp hybrid functional and 6-31g basis set [141] . it was observed that the doping of al to the pristine gns significantly alters the adsorption properties towards guanine. for pristine gns, the adsorption energy of guanine was observed only as -1.34 kcal/mol with an adsorbateadsorbent distance of 3.62 å. this allowed them to transfer a little amount of charge of -0.02e (based on mulliken charge transfer analysis), or -0.01e (based on natural population analysis) between adsorbate and the adsorbent. this was significantly enhanced by the doping of al atom to the pristine gns. for a specific orientation of guanine, o atom from guanine above al atom from alg, the adsorption energy increased as much as -45.10 kcal/mol with an adsorbate-adsorbent distance of 1.88 å only which allows them to transfer +0.208e (mulliken) amount of charge. for other orientations the adsorption energies were observed as -42.73, -41.66, -22.61, -9.94 kcal/mol with an adsorbate-adsorbate distance of 2.01 å, 2.02 å, 2.10 å, and 2.20 å respectively. furthermore, along with the adsorption energy and charge transfer, the dipole moment of the alg structures was also enhanced significantly with a maximum of 14.22 debye. this excellent modification in the adsorption energy, charge transfer and dipole moment made alg nanostructure a suitable adsorbent or sensor for the guanine. other than the anti-cancer drugs, graphene was also reported to work as a drug delivery vehicle for 4-aminopyridine or dalfampridine, often marketed as ampyra with a chemical name of c 5 h 4 n-nh 2 , helps to overcome walking difficulties for the adults by increasing nerve signal conduction through blocking the potassium channels on it [142, 143] . but ampyra has several side effects like headaches, dizziness, nausea, insomnia etc. and an increased dose of it can also cause seizures [144] . to reduce the possibility of a seizure, najme dastani et al. proposed pristine and functionalized gns (f-gns) for the transportation of ampyra using quantum mechanical calculations [130] . they choose the dft theory with m06-2x functional and 6-31g (d, p) basis set to optimize the structures due to its excellent agreement with the experiment. for gns, they observed c-c bond length as 1.416 å while it was found as 1.421 å experimentally [145] . this encouraged them to study several f-gns (g-cooh, g-co, g-oh, and g-o) with the same functional and basis set. they have studied several essential properties like adsorption energies, homo-lumo energy gaps, chemical potential, dipole moment and several global parameters for both gaseous and aqueous phase. it was found that the dipole moment in the aqueous phase rose to 22.53 debye from a maximum of 2.836 debye in the gaseous phase. for the functionalized gnss this dramatic change on the dipole moment was continued and was found as high as 46.03 debye for g-cooh/ampyra complex. finally, the highest negative adsorption energies of -7.64 kcal/mol for g-cooh/ampyra complex among the pristine gns and f-gns in the aqueous phase made g-cooh the best candidate for the transportation of ampyra drug. this was further supported by the lowest value for the energy gap as 0.822 ev, global hardness as 0.411 ev and the highest value for the change in global electrophilicity as 16.946 ev. besides the application of graphene as a potential sensor for the drugs and nucleobases, to understand the interaction of graphene with other biomolecules, the adsorption properties of amino acids on the gnss were also reported using first-principles investigations. b. saha et al. investigated the interaction of four amino acids (alanine, serine, phenylalanine and tyrosine) into pristine and b and/or n doped functionalized (-oh, -nh 2 , -cooh) gnss [146] . it was observed that the functionalized gnss interacted with the amino acids with interaction energy ranging from 7.17 -19.1 kcal/mol depending on the adsorbent structures and dopants. furthermore, though the doping of b and/or n atoms changed the adsorption properties of amino acids to the -oh and nh 2 functionalized graphene, it hardly affected the -cooh functionalized gns. on another dispersion corrected dft study, h. t. larijani et al., investigated the adsorption of several amino acids (glycine, histidine and phenylalanine) on pristine, defected and oxidized gnss [147] . they have found that every interaction of the amino acids with the monolayer gnss was physisorption and the gnss is a potential candidate for the bio-related applications. as pyridinic n, pyrrolic n, and graphitic n [148] . in their investigation with dft theory along with pbe functional, they have used nitrogen-doped 2d gnss along with pristine gns with hexagonal vacancy. the dft theory with pbe functional gave the c-c bond length as precise as 1.423 å for the pristine gns. among three types of interaction between the amino acids and the substrates, the side chains perpendicular to the substrates was used as it was most energetically favourable. due to the adsorption of the several amino acids arginine, histidine, aspartic acid, asparagine, and tyrosine, to the pristine gns, the adsorption energy was found as low as -1.19 kcal/mol for the aspartic acid with a maximum as -2.40 kcal/mol for the arginine adsorption. but these values for the adsorption energies increased dramatically in case of the nitrogen atoms doping. for four nitrogendoped pyridinic 4n, this was found as high as -14.82 kcal/mol for histidine with a minimum of -10.74 kcal/mol for the arginine adsorption. this was again reduced in case of the hydrogenated nitrogen-doped structure disproportionally and finally for hydrogenated pyrrolic n it ranges between -2.56 kcal/mol to -3.87 kcal/mol. despite this low adsorption values for the hydrogenated structures, it increased dramatically again in case of a hydrogenated n-edge. for hydrogenated pyrrolic n-edge, it went as high as -14.18 kcal/mol for arginine with a minimum value of -4.84 kcal/mol for tyrosine adsorption. hence it was concluded that a pyridinic n nanosheet with a hydrogenated n-edge works best for the adsorption of amino acids. the modification of the hexagonal ring of the gns into the pentagonal and heptagonal ring made a noble kind of nanosheet known as phagraphene is also studied as a potential drug delivery nanomaterial for adrucil by r. bagheri et al., [149] . the small adsorption energy of -2.9 kcal/mol for phagraphene made it incompatible for the adrucil drug delivery. however, the adsorption energies increased dramatically to the -6.8, -41.8, and -14.0 kcal/mol due to the doping of b, al and si atoms respectively. however, noticeable change in the electronic properties of b doped phagraphene made it unsuitable for adrucil drug delivery and despite having enormous adsorption energy, al-doped phagraphene showed a considerable response time of 4.09×10 18 s. hence the sidoped graphene with a moderate adsorption energy of -14.0 kcal/mol with a short response time of 0.02 s, was predicted to be a potential drug delivery system for adrucil drug. cnt is an allotrope of carbon made by a hexagonal network of carbon atoms which is cylindrically rolled up into a tubular shape. ever since its discovery, numerous research works were done on its various unique properties including exceptional mechanical strength, electrical, optical, and thermal properties etc. [150] [151] [152] [153] [154] . similar to the gns, the sp 2 hybridized carbon-carbon bond of cnt lead it to one of the strongest material with young's modulus of 1200 gpa and a tensile strength ranging from 50 gpa to 200 gpa [37] . the density of the cnt was observed experimentally as large as ∼1.09 g/cm 3 with a low room temperature resistivity of ∼2 mω-cm [155] . the thermal conductivity of cnt was predicted as high as ∼6600 w/mk at room temperature along with an electrical conductivity ranging from 100 to 10 6 s-cm -1 [156, 157] . cnt can be classified in many subclasses but most simply into two, single-walled cnt (swcnt) and multi-walled cnt (mwcnt). where the swcnt is a single layer of graphene, mwcnt is a multi-layer of graphene rolled up cylindrically into a tubular shape as it is shown in figure 8 [158] . now, based on the chiral vector defined as (where n and m are the integer number of steps along the unit vectors and ) and chiral angle, defined as the rolling angle between the graphene and axis of the tube, cnt can be further classified into three chiralities as zigzag , armchair , and chiral ( ) [159] . after the first synthesis of cnt through arc-discharge method [150] , over the years cnt was reported to be synthesized using many techniques including chemical vapour deposition (cvd) [160] , laser ablation [161] , j o u r n a l p r e -p r o o f plasma jet [162] and many more [163] [164] [165] [166] . though the arc-discharge method reports growth of swcnt with 80% figure 8 : schematic diagram of various kind of cnt made by rolling up 2d graphene sheet. reproduced with permission from ref. [159] . copyright elsevier science ltd., 2001. purity and laser ablation method with 90%, cvd with 30-50 % purity still widely used due to its cost-effective solution for the mass production [158, 167] . this wide range of methods to synthesize cnt along with a wide range of structural variation and unique properties led cnt to be applied in many fields like aerospace industry [168] , electronics [169] , energy harvesters [170] , gas sensors [171] , biosensors [172] , drug delivery [173] etc. among these widespread applications of cnt, our particular interest is in its adsorption ability of biomolecules (both for sensing and delivery purpose) as it offers biocompatibility in this field and has the ability to penetrate cells along with excellent stability, high reliability, faster response time, high adsorption strength towards the bio-molecules etc. [174] . starting from small bio-molecules like glucose sensing [175] , cnt can be used to sense and deliver several therapeutics, anaesthetic, anti-depression etc. drugs to the human body [176] . to acquire the desired sensing and drug delivery performance, sometimes cnt is required to be doped or fictionalized by impurity atoms, and several studies have successfully reported enhanced performance towards biosensors and drug delivery due to the functionalization and doping to cnt [177] [178] [179] . finally, due to the recent advancement on the accuracy of computer simulation methods with approximation theory like dft, e.g. a theoretically optimized swcnt is shown in figure 9 , numerous research works were put forward on investigating cnt as an efficient system for the bio-molecule sensing and drug delivery. in this section, we aim to review recent research work exploring the bio-molecule sensing and drug delivery efficiency of the cnt. a first-principles study conducted by h. shaki et al. reported the adsorption of the penicillamine (pca), an anti-cancer drug with several vital side effects, on the pristine and functionalized swcnt [180] . considering the dispersion terms, for pristine swcnt the pca drug make weak physisorption with a maximum adsorption energy of -3.18 kcal/mol and an adsorbent-adsorbate distance of 3.251 å. but this interaction was further enhanced by adding an extra -cooh functional group to the pristine swcnt. with -cooh functionalized swcnt (f-swcnt), the maximum adsorption energy of pca towards f-swcnt was observed as high as -11.22 kcal/mol for a particular orientation of pca with a maximum dipole moment of 6.993 debye and an energy gap of 1.311 ev. thus, this study reveals that the -cooh f-swcnt performs better the pca drug delivery system, whereas all interactions were exothermic and stable with negative adsorption energies. these results were further compared with the md simulations, which successfully supported the result obtained from the dft investigations. isonicotinic acid hydrazide (inh), simply known as isoniazid, is a prodrug for the treatment of the infectious disease tuberculosis (tb) caused by mycobacterium tuberculosis (mtb) bacteria [181] . as inh drug often comes with side effects like peripheral neuropathy, nausea, aplastic anaemia etc. n. saikia et al. proposed swcnt as a drug carrier to the target area [182] . as the si doping in the cnt is less reported in the literature than the b/n doping, better electronic properties of si lead them to use si-doped swcnt to carry the inh drug using dft theory and molecular docking [84, 183] . in a van der waals interaction corrected investigation it was found that inh parallel to the (5, 5) swcnt have better stability with more adsorption energy of 15.59 kcal/mol compared to the perpendicular alignment of the inh with (5, 5) swcnt with an adsorption energy of 13.65 kcal/mol. though the adsorbate-adsorbent distance of 3.13 å was unchanged for both parallel and perpendicular alignment, electronic band gap decreased in the perpendicular alignment slightly to 0.592 ev compared to 0.676 ev for parallel alignment. for covalent functionalization of inh to the (5, 5) swcnt, the adsorption energy was drastically increased to 68.31 kcal/mol with a change in the inh-(5, 5) swcnt distance of 1.75 å and a change in bandgap as 0.405 ev. the quantum descriptors also reported an increase in the reactivity due to the covalent functionalization of inh. hence, (5, 5) swcnt have a potential future as a drug delivery system for isoniazid drug. 2', 2'-difluoro-deoxycytidine (dfdc) or simply know as gemcitabine is a popular therapeutic option to treat numerous cancers including breast cancer, pancreatic cancer and non-small cell lung cancer [184] [185] [186] [187] . it comes with relatively fewer side effects but as severe as fatal pulmonary toxicity and acute lung injury [188, 189] . this lead h. moradnia et al., to investigate the pyrrolidine functionalized (8, 0) swcnt (f-swcnt) as an efficient drug delivery system for gemcitabine drug using dft theory with m062x functional and 6-31g (d,p) basis set [190] . in water solution, for a particular orientation ‗complex e', the gemcitabine was adsorbed towards f-swcnt with an adsorption energy of -11.15 kcal/mol and a dipole moment of 26.354 debye with a minimum adsorbate-adsorbent distance of 1.866 å. for another orientation complex a, the adsorption energy was slightly decreased to -10.23 kcal/mol but with an increase in the dipole moment to 32.212 debye. the energy gap of the complex a and e was observed as 1.501 ev and 1.406 ev respectively. the global hardness of the structures ranges between 0.673 ev to 0.750 ev where the electrophilicity had a range between 9.443 ev to 9.910 ev. these findings lead them to declare the f-swcnt as a potential drug delivery system for the gemcitabine which was further confirmed through the aim, nbo, and dos analysis. flutamide, an anticancer drug with chemical name 4'-nitro-3'-trifluoromethyl-isobutyranilide is a widely used drug to treat prostate cancer often comes with side effects like severe gynecomastia, liver toxicity etc. [191] [192] [193] . to transfer this drug directly to the cancerous cell, to minimize the side effects, m. kamel et al., analyzed the potential of (5, 5) swcnt for efficient delivery of flutamide drug, and how co-solvents like ethanol affects the interaction between the flutamide drug and (5, 5) swcnt [98] . in the water solution for a particular orientation labelled as configuration 3, the most negative adsorption energy value was observed with a minimum adsorbate-adsorbent distance and highest value for dipole moment. the values were -1.43 kcal/mol, 3.000 å, and 10.417 debye, respectively. so the flutamide drug made physisorption towards the swcnt, and the nature of the interaction was exothermic. the values of solvation energy indicated a spontaneous solvation with a range of -14.40 to -17.43 kcal/mol and the least value was for the configuration 3. a spontaneous flow of electron was observed from the adsorbent to the adsorbate with positive values of 0.435 ev and 1.619 ev for the charge transfers (δn) and the energy change of the acceptor (δe b (a) ). finally, from the md simulations, it was found that the addition of ethanol with 0.5 molar concentration increases the stability of the simulation system. however, another study lead by this group, m. kamel et al., investigated the cooh functionalized swcnt to use as a drug carrier for flutamide drug [194] . in that study, they have found that the flutamide drug can be adsorbed in the swcnt with a maximum adsorption energy of -5.38 kcal/mol in the water solvent where the dipole moment of the structure was found as 10.93 debye with a bandgap of 1.28 ev. the same cooh functionalized swcnt was used to investigate the carmustine drug delivery ability by the same group but this time lead by r. khorram [195] . the performance was almost similar as for flutamide drug with a maximum adsorption energy of -4.65 kcal/mol along with a dipole moment of 3.312 debye, the energy gap of 1.302 ev, and interaction energy of -27.98 kcal/mol. an oral drug, metformin (mf), is used as a first-line medication to treat type 2 diabetes especially patient with breast cancer, prostate cancer, and pancreatic cancer [196] [197] [198] . to minimize the side effects, m. s. hoseininezhad-namin et al., investigated pristine, si and al-doped (5, 5) swcnts as a promising mf drug carrier [199] . weak physisorption of mf towards pristine (5, 5) swcnt was observed with an adsorbateadsorbent distance of 3.69 å, charge transfer of 0.002e (nbo analysis), and adsorption energies of -1.61 kcal/mol (b3lyp) and -7.61 kcal/mol (ωb97xd) where an increment in the adsorption energy through ωb97xd functional clearly indicated the role of dispersion in the adsorption of mf drug toward the pristine swcnt. however, doping the swcnt with si and al significantly increased the adsorption energy of mf to -38.74 kcal/mol and -48.66 kcal/mol, respectively in the solvent phase. the reactivity of the mf-doped swcnt configurations also increased in the solvent phase with an increment to the dipole moment to 22.84 debye and 20.03 debye for the mf adsorbed si and al doped swcnts respectively when it was only 6.60 debye for the adsorption of mf towards pristine swcnt. this increment in the reactivity was further supported by the global reactivity descriptors like chemical potential, global hardness and softness, and electrophilicity. hence si doped swcnt with a moderately high adsorption energy but with lowest band gap as 1.40 ev and highest reactivity in the solvation phase made itself most promising candidate for the mf drug delivery between pristine, si and al doped (5, 5) swcnt. a theoretical investigation using dft theory with b3lyp hybrid functional and 6-311g (d, p) basis set, was made on the ca doped (5, 5) swcnt to inspect its ability to perform as a drug carrier for atropine drug delivery [200] . atropine is a drug taken by an injection to the muscle to treat several types of nerve agent and also performs as an antipode to the several poisonings [201] . atropine drug was adsorbed by ca-swcnt with adsorption energy of -36.07 kcal/mol for d-atropine, and -41.87 kcal/mol for l-atropine with a dipole moment of 22.7 and 22.1 debye respectively. the homo-lumo energy gap was observed around 1.70 ev for both structures with a charge transfer of around +0.13e from the atropine to the ca-swcnt, which was confirmed by the nbo analysis. the solubility of the atrophine+ca-swcnt in the water medium was established through the negative solvent energy with a value of -22.97 kcal/mol for d-atropine and -24.21 kcal/mol for l-atropine. hence the ca-swcnt was predicted as a potential drug carrier for the atropine drug. ketamine, an n-methyl-daspartate (nmda) receptor antagonist, is clinically often used as an anaesthetic with limited use as an analgesic, anti-depression and anti-inflammatory drug, comes with numerous side effects like psychoactive effects, peripheral effects and neurotoxicity [202] . so, the urgency of rapid determination of ketamine lead r. zhiani et al., to investigate swcnt and cooh, conhch 3 functionalized swcnt as a sensor to detect ketamine in the gaseous medium along with several other polar mediums [203] . it was found that the adsorption of ketamine in functionalized swcnt causes a change in the bond length of c-o, n-h and c=o groups noticeably. further, binding energy in the gaseous medium was observed as -22.94 kcal/mol and -25.61 kcal/mol for cooh and conhch 3 functionalized swcnt. this value for binding energy was further increased as -32.13, -31.98, and -32.11 kcal/mol in chloroform, methanol, and water medium respectively for cooh functionalized swcnt and became -31.07, -31.34, and -31.84 kcal/mol respectively for conhch 3 functionalized swcnt. furthermore, negative values for the change in enthalpy and gibbs free energies indicated spontaneous exothermic adsorption of ketamine in the functionalized swcnt. the response of swcnt to the ketamine was finally confirmed through the noticeable change in fermi energy to the positive values. finally, though the cooh functionalized swcnt responses better to the ketamine in the gaseous phase, conhch 3 shows slightly better response towards ketamine in other medium like chloroform, methanol and water. another anti-inflammatory and analgesic, ibuprofen (ibp), comes with several side effects like indigestion, nausea, vomiting etc. [204, 205] . hence c. parlak et al., made a first-principles investigation using dft theory along with b3lyp/ m062x functional 6-31g(d) basis set and on the adsorption properties of ibp into si-doped swcnt and fullerene [206] . the literature on the accuracy of m062x functional to calculate the adsorption energies but the overestimation of the bandgap lead them to use b3lyp hybrid functional for bandgap calculations [207, 208] . after the correction of basis set superposition error (bsse), for a specific alignment of ibp where the o atom of (c-o) group of ibp was placed above si atom to the cnt, the adsorption energy was observed as -16.73 kcal/mol with an adsorbate-adsorbent distance of 1.89 å and bandgap 1.412 ev. furthermore, due to the adsorption of ibp, the work-function of si-doped swcnt increased by 17.43% with a change in the fermi energy level from -3.591 to -2.965 ev. thus strong chemisorption with a change in the fermi energy constitutes swcnt a potential sensor for ibp drug detection. besides the swcnt as a drug sensor and delivery system, multi-walled cnt (mwcnt) was also investigated as the potential drug sensor for several drugs. d. shahabi et al. investigated several pristine and sulfur-doped swcnt along with several mwcnt (double-walled and triple-walled cnt) as potential drug sensor for the fluoxetine (fx), a widely used antidepressant drug [209] . it was observed that sulfur atom slightly affected the adsorption processes of fx towards the swcnt where for most stable structure, (8, 8) sulfur-doped swcnt, the adsorption energy in the gas (liquid) phase was observed as -51.56 (-40.58) kcal/mol while the fx drug was adsorbed inside the sulfur-doped swcnt, and only -8.77 kcal/mol while the fx was adsorbed in the outside of the sulfur-doped swcnt. further to reduce time consumption, molecular docking study was initiated instead of dft to investigate the adsorption behaviour of fx towards systems with a large number of electrons like from (8, 8) swcnt to (20, 20) swcnt, double-walled cnt, triple-walled cnt. it was found that the stability was decreased from (8, 8) swcnt with an increase in the chirality and the most stable structure, (8, 8) swcnt, had adsorption energy of -21.41 kcal/mol while the fx drug was adsorbed inside the (8, 8) swcnt. the stability was increased slightly for the double and triple-walled cnt and the adsorption energies was found as -22.97 kcal/mol and -22.99 kcal/mol for (8, 8) double-walled and (8, 8) triple-walled cnt while the fx drug was adsorbed inside the cnt. however, another study lead by c. p. sousa et al., reported that the acetaminophen drug was also adsorbed inside an mwcnt more favourably than external surface [210] . also, the functionalization of the mwcnt with polyethyleneimine polymer enhanced the stability of the acetaminophen adsorbed f-mwcnt complex with an adsorption energy of -195 kcal/mol while it was -183 kcal/mol for the adsorption of acetaminophen towards the pristine mwcnt. so, it was observed that both acetaminophen and fluoxetine could be sensed strongly with the mwcnt. other than directly the drug molecule itself, cnt was theoretically investigated to perform as an efficient sensor for several other molecules like bio-molecules, amino acids and lactic acid. the adsorption of five small bio-molecules co, h 2 o no, so and po towards the swcnt was reported by y. xu et al., through the vibrational spectrum analysis using dft with gga-pbe level of theory [211] . in another study, m. yoosefian et al. investigated ability of the pd doped swcnt to adsorb an amino acid, histidine, using dft and hf theory with b3lyp hybrid functional [212] . they reported strong chemisorption of the histidine towards the pd-swcnt with a maximum adsorption energy of -419.93 kcal with an adsorbent-adsorbate distance of 2.336 å. finally, the interaction of 2-hydroxypropanoic acid or simply know as lactic acid (la) with swcnt with different chirality was observed with a dft-d study from a. n. chermahini et al. [213] . in their research, they have found that la interacts more with (4, 4) swcnt than other swcnt with higher chirality with an adsorbate-adsorbent distance of 2.226 å and maximum adsorption energy of -13.39 kcal/mol in the gas phase and -11.13 kcal/mol in the solvent phase. the solvation energy for la adsorbed (4, 4) swcnt was observed as -27.02 kcal/mol with an h-l energy gap of 0.455 ev. hence the (4, 4) swcnt can work as a potential adsorbent for the la. so, it can be concluded that the swcnt can perform as a potential adsorbent for amino acids, lactic acid and biomolecules. akin to graphene and cnt another sp 2 hybridized allotrope of carbon atoms with closed 2d structure, fullerene, got eminent attention on the field of biosensor and drug delivery application recently. fullerene was observed in the literature as early as in 1965 from h. p. schultz where he predicted a new possible topological structure of c 60 h 60 with truncated icosahedron shape with 60 vertices until the first prediction of c 60 fullerene came from e. osawa in 1970 [214, 215] . finally, in 1985, h. kroto et al. unintentionally observed the c 60 fullerene while they were performing an experiment by vaporizing the carbon atom from a solid graphite surface into a high-density helium flow to understand the mechanism of long carbon chain formations in star and space [2] . as shown in figure 10 , the c 60 fullerene is consists of 12 pentagons along with 20 hexagons like a soccer ball where pentagons cannot be adjacent as each of them is surrounded by five hexagons. with a fixed number of 12 pentagons, fullerenes can be found with variable hexagons, and the closest stable one to c 60 fullerene is c 70 fullerene with 12 pentagons and 25 hexagons. though c 60 is claimed to be the smallest stable fullerene structures, c 20 unstable fullerene structure was reported to be stabilized in several ways, including metal doping [216] [217] [218] . due to the mass commercial production of c 60 fullerene, there is a wide range of methods available to synthesize it. after the discovery of c 60 fullerene from h. kroto et al., the first macroscopic production of c 60 was reported by w. krätschmer et al. in 1990 from electric arc heating of pure graphitic carbon soot in a helium atmosphere of around 100 torr [219] . following by the method of w. krätschmer et al., c 60 was further produced by h. ajie et al. in 1991 from the evaporation of carbon rods but this time by heating it resistively [220] . later in 1992, growth of fullerenes was reported from r. f. bunshah et al. by electron beam evaporation and sputtering of graphite [221] , further in 1994, extraction of c 60 ion beam was reported from s. chuanchen et al. from a hollow cathode ion source [222] , and many more methods were used including the usage of low-pressure diffusion flame from p. hebgen et al. [223] , arc discharge method from m. caraman et al. [224] . besides this wide range of j o u r n a l p r e -p r o o f synthesis, due to their unique physical [225] , electrical [226] , optical [227] and chemical properties [228] of fullerenes lead them to many fields with potential applications in ion storage [229] , photovoltaics [230] , sensors [231] , supercapacitors [232] etc. despite fullerene's insolubility to the water which was further settled by functionalizing or doping with impurity atoms, it is soluble in a wide range of common solvents in room temperature, and 47 of them were reported r. s. ruoff et al. for c 60 fullerene back in 1993 [233] . hence, moderated solubility in the polar mediums along with several other enchanted properties like hydrophobicity, biocompatibility [50] etc. made fullerenes one of the front liner in the biological applications like antibacterial activity [234] , antiviral activity [235] , drug delivery [236] , drug sensing [237] etc. in this section, we aim to review the recent scientific (a) (b) figure 10 : (a) c 60 and (b) c 24 fullerene nanostructures optimized using dft theory with b3lyp hybrid exchange correlational functional and 6-31g, 6-31g (d,p) basis sets respectively. reports on the drug delivery and sensing application of carbon fullerenes which were made by the first-principles investigation. as several drugs require interaction with dna and rna, these drugs sometimes have a structure like dna and rna nucleobases which made the investigations on the adsorption properties of the nucleobases towards an adsorbent so crucial in drug delivery application. so, following the trend, a. s. rad made the firstprinciples investigation using dft theory on the adsorption properties of a purine derivative nucleobase, adenine, on the cr and ni-doped c 20 fullerene [238] . considering the dispersion forces and exchange-correlation energies, all structures were optimized using meta-hybrid functional ωb97xd and a gga functional perdew-burke-ernzerhof (pbe) respectively along with 6-31g (d, p) basis set which is widely used to investigate the drug delivery systems. chemisorption of the adenine nucleobase towards the both cr and ni-doped c 20 fullerenes were reported with negative adsorption energies as high as -48.99 and -47.94 kcal/mol respectively with a charge transfer of 0.136e and 0.127e between the adenine and respective doped structure observed from nbo analysis. however, the adsorption process of adenine was spontaneous and exothermic in both cr and ni-doped structures with negative values for change in enthalpy (δh) and gibbs free energy (δg) ranging -45. of fu with c 24 fullerene using dft theory with dispersion corrected b3lyp-d functional and 6-31g* basis set [239] . a very weak interaction of fu was observed towards the pristine c 24 fullerene with a maximum adsorption energy of -3.2 kcal/mol along with a h-l energy gap of 1.86 ev and an inferior charge transfer of 0.008e (from nbo analysis). this interaction was further enhanced by doping a b atom to the fullerene structure. for b doped c 24 fullerene the adsorption energy of fu was observed as high as -27.2 kcal/mol with a decreased bandgap of 1.54 ev along with a significantly increased charge transfer of 0.209e ( from nbo analysis). finally, they have reported a successful release of the fu drug to the low ph (< 6) targeted area with a cancerous cell. similar to the adsorption behaviour of fu towards c 24 fullerene, y. gökpek et al., observed a weak physisorption interaction between 4-phenylpyridine (4-phpy) and pristine c 60 fullerene while the adsorption energy was increased significantly due to the doping of c 60 fullerene with b or si [240] . the dispersion corrected (with m062x functional) dft study found that 4-phpy was adsorbed on a pristine c 60 with an adsorption energy of -6.69 kcal/mol in the water phase where this value was significantly increased to -41.65 and -50.31 kcal/mol for b and si-doped c 60 fullerenes (bc 59 and sic 59 ) respectively. the solvation energy of 4-phpy was also increased to -7.72 and -13.19 ev for bc 59 and sic 59 structures respectively while it was only -4.65 ev for pristine c 60 fullerene. the h-l energy gap was decreased from 4.506 ev for 4-phpy-c 60 to 3.582 and 3.584 ev for the 4phpy-bc 59 and 4-phpy-sic 59 respectively with an nbo charge transfer of -0.454e and -0.655e respectively. these adsorption properties of 4-phpy with pristine and b or si-doped c 60 fullerenes was slightly diminished in the gaseous phase. observing these enhanced properties for the 4-phpy-bc 59 and 4-phpy-sic 59 systems led them to conclude bc 59 and sic 59 as potential structures to carry 4-phpy into drug delivery applications. the sic 59 system was again subjected to study by m. moradi et al., but this time accompanied by alc 59 to investigate their interactions with phenylpropanolamine (ppa) drug [241] . ppa is used as a most used decongestant and also marked as a potentially hazardous drug due to its side effects like hypertension, cardiovascular side effects including a potential risk of hemorrhagic stroke [242] [243] [244] . similar to 4-phpy, ppa had weak physisorption with pristine c 60 fullerene structure with an adsorption energy of -0.1 kcal/mol with a 23.8 % decrease in the h-l energy gap to 2.24 ev. this interaction was significantly enhanced due to the doping of c 60 with al atom, where the adsorption energy of ppa was increased to -73.9 kcal/mol with an 8.6 % decrease to the bandgap to 1.58 ev. but the most stable structure to adsorb ppa was found as si-doped c 60 structure with the highest adsorption energy of -86.0 kcal/mol with a significant 30.3% drop in the energy gap to 1.56 ev. this fall in the bandgap increased the electrical conductivity of ppa-sic 59 complex, which made sic 59 structure most sensitive towards the ppa detection. but in another study lead by a. s. ghasemi et al., the al-doped c 60 fullerene showed a promising behavior to detect and carry penicillamine drug which is commonly used to treat wilson's disease and rheumatoid arthritis [245] [246] [247] . al-c 60 adsorbed penicillamine with an adsorption energy of -41.83 kcal/mol but increasing the dipole moment to as high as 18.63 debye and decreasing the work function as low as 3.89 ev. this increase in the reactivity was further confirmed by the global reactivity descriptors where the ionization potential along with the electrophilicity and global hardness decreased with an increase in the global softness for the al-c 60 complex. the rising importance on the detection of the illicit drug to the medical community and law enforcing agency lead s. bashiri et al., to investigate pristine and several doped c 60 fullerenes for its sensing ability to a central nervous system (cns) stimulant, amphetamine (aa) which is medically used to treat attention deficit hyperactivity disorder but is a habit-forming and highly potential drug for abuse [154, 248, 249] . the pristine c 60 fullerene showed a good sensitivity towards the aa drug with a low bandgap of 1.91 ev and a work function of 4.60 ev but with weak physisorption with an adsorption energy of -1.2 kcal/mol. doping the fullerene with b, al, ga, si, and ge significantly increased the adsorption energy whereas the most stable structure was al-c 60 with adsorption energy as high as -65.6 kcal/mol while it was -59.2 and -47.1 for ga and b doped c 60 fullerenes respectively. but the most promising performance was found from si and ge doped c 60 fullerenes with a j o u r n a l p r e -p r o o f moderate adsorption energy of -50.0 and -38.6 kcal/mol but with a 22.7% and 24.9 % reduction to the work function down to 3.94 ev for both case. hence si and ge doped c 60 fullerenes were concluded as a potential sensor for the aa drug detection. c. parlak et al. further studied these structures for a drug sensor and carrier for antiviral drug amantadine, which is used to treat or prevent influenza-a, parkinson's disease but comes with side effects like corneal edema [250] [251] [252] . all doped structures showed a promising performance as a sensor and carrier for the amantadine drug with adsorption energies ranging around -28 to -51 kcal/mol which was further increased in the water solution and energy gap around 2 ev which was further reduced in the water solution. besides doping an adsorbent with impurity atoms, a noticeable change in the adsorption properties can be found due to the solvents, different isomers of the adsorbate drugs etc. which was further analyzed by o. ergürhan et al., in their investigation on the interaction of hydroquinone (hq) with pristine and doped c60 fullerenes [253] . [255] . for interaction between the -nh 2 head of inh drug and a b atom of c 30 b 15 n 15 heterofullerene, the adsorption energy was observed as -21.95 kcal/mol with a significant decrease of 13.54 % to the bandgap which became 0.83 ev. for a drug delivery system of ibp drug e. alipour et al. modified c 60 fullerene by substituting its five carbon atoms by 4 n atoms and one tm atoms between fe, co, and ni which formed tmn 4 c 55 system [254] . while nin 4 c 55 was reported to have a higher sensitivity towards ibp drug, nin 4 c 55 , con 4 c 55 , and fen 4 c 55 adsorbed ibp with acceptable adsorption energies of -23.11, -17.81, and -18.07 kcal/mol, respectively including -13.14 kcal/mol for the pristine c 60 fullerene hence was considered potential systems for the ibp drug delivery. besides drug delivery and drug sensor, c 60 fullerenes were also studied by m. f. kaya et al. to perform as a sensor for the phenylalanine (phe) amino acid, a high concentration of which in the blood can lead to mental retardation [256, 267, 268] . using m062x/6-31g (d) level of theory, the maximum binding energy of the phe towards pristine c 60 fullerene, alc 59 and, sic 59 was calculated as -5.97, -52.15, and -36.07 kcal/mol respectively in the gas phase, except pristine c 60 which was further increased to -5.24, -60.09, and -48.70 kcal/mol respectively in the water solvent phase. the doping of al and si atoms reduces the bandgap of the structures j o u r n a l p r e -p r o o f significantly. for phe-c 60 the bandgap in the gas(water) phase was observed as 4.50 (7.42) ev which dropped down as much as 3.05 (3.11) and 3.68 (3.54) ev for the al and si-doped c 60 fullerenes with an nbo charge transfer of -0.976e and -0.954 from n atom of phe to the al and si atoms of the adsorbent respectively. due to the alternation in the adsorption properties of phe towards alc 59 and, sic 59 made them a potential sensor for the phe amino acid while pristine c 60 suffered from weak adsorption. currently, a popular method to synthesis the graphene is to reduce the go into gns [112] . but the synthesis of the go was dated back to 1859 when b. c. brodie reported the first synthesis of go during his investigation on the various properties of graphite [269] . this brodie synthesis method along with a slightly improved model from l. staudenmaier in 1898 was mostly used to synthesis until another improved model was proposed by w. s. hummers and r. e. offeman in 1958 by oxidizing the graphite with a water-free mixture of potassium permanganate (kmno 4 ), sodium nitrate (nano 3 ), and concentrated sulfuric acid (h 2 so 4 ) which is popularly known as the hummers method and is one of the most popular methods to synthesis go till now [270, 271] . based on these methods till now there is an unambiguity on the exact structure of go, but this nonconductive hydrophilic allotrope of carbon lead it to be applied extensively in biomedical and therapeutic applications including the drug delivery and sensing [272, 273] . pristine go was found to be a potential drug delivery system for sumatriptan (stt), a medicine used to treat migraine headaches [260] . the dispersion corrected dft study lead by z. jafari et al. found that go adsorbed stt drug with acceptable adsorption energy to be used as a drug delivery system while the drug was reported to induce many chest symptoms [274] . in the water phase, the stt drug was adsorbed with an adsorption energy of -10.59 kcal/mol to go with a dipole moment of 10.22 debye and solvation energy of -34.24 kcal/mol. the observed h-l energy gap of stt as 5.0385 ev was further reduced to 0.2599 ev for stt-go while it was 0.2536 ev for go. a -0.17e charge transfer was observed from go to stt with a fermi energy level of -3.9158 ev. these interactions were further supported by the global reactivity descriptors where global hardness was increased to 0.1299 ev with a decrease to the global softness and the electrophilicity to 3.8491 ev -1 and 59.0201 ev respectively. this result from the interaction of stt drug with go leads them to conclude go as a potential carrier for the stt drug. like other allotropes of carbon, go was further reported as a potential drug system for several anticancer drugs. z. hasanzade et al. made a dft investigation on the interaction of ellipticine (ept) anticancer drug with pristine go nanosheet (gons) and observed the effects of ph and solvents on the interaction using various solvents, e.g. water, ethanol and dimethyl sulfoxide (dmso) [262] . in the gaseous environment, the ept drug was adsorbed with a maximum adsorption energy of -28.04 kcal/mol where the maximum rise in the dipole moment was observed as 9.454 debye. in the water phase, a significant decrease in the adsorption energy was observed with a maximum of -22.11 kcal/mol along with a considerable increase in the dipole moment to 15.537 debye where ept was dissolved with solvation energy ranging from -21.91 to -24.55 kcal/mol for different orientation of ept. the effects of dmso and ethanol was almost comparable with water as the adsorption energy and dipole moment were ranged between -16.30 to -22.21 kcal/mol and 10.052 to 15.364 debye for dmso. in contrast, for ethanol, it was -16.44 to -22.41 kcal/mol and 9.883 to 15.014 debye, respectively. as ept failed to alter the e g of gons, it may not work as a sensor for ept. still, it can be a potential drug delivery system which was further supported by the interaction of ept with gons in low ph regions as cancerous cells were reported to be slightly acidic. for another anticancer drug doxorubicin (dox) delivery, p. gong et al. decorated go with fluorine (fgo) to enhance the drug release mechanism in low ph regions [275] . however, a high dox loading j o u r n a l p r e -p r o o f capacity was observed for the water-soluble fgo where non-covalent bonds were dominated in the loading and release mechanism of dox hence made fgo a promising candidate for the dox delivery. in their other work, they reported the synthesis of fgo with amino-polyethylene glycol and reported its potential use in the dox and another anticancer drug camptothecin delivery [261] . besides the purely sp 2 hybridized gns, another sp and sp 2 hybridized allotrope of carbon, graphyne was also studied for medical applications using first-principles calculations. the graphyne nanosheet (gpns) was reported as a potential drug carrier for anticancer drug 5-fluorouracil (5-fu) and quercetin [90] . in the surface of gpns, the most stable interaction of 5-fu was observed with an adsorption energy of -14.87 kcal/mol where quercetin was adsorbed with -17.59 kcal/mol. a charge transfer of 0.580e and 0.741e was observed for between the gpns and, 5-fu and quercetin respectively with a maximum drop of 63.64% and 69.09% in the energy gap lead to 0.20 ev and 0.17 ev respectively. with the increasing reactivity observed from the quantum reactivity descriptors, an increase in the adsorbent-adsorbate distance due to the protonation ensured the ability of gpns to deliver 5-fu and quercetin to the target cancerous cell. gpns was also investigated as a sensor to sense the cytosine and guanine nucleobases [265] . gpns adsorbed the cytosine and guanine with an adsorption energy of -14.69 and -14.27 kcal/mol with a significant amount of 34.03% and 53.47% reduction in the h-l energy gap, respectively. this reduction in the bandgap indicated the increase in the electrical conductivity due to the adsorption of the nucleobases to the gpns ensured the cytosine and guanine sensing ability of the gpns. another graphyne like structure with carbon atoms is graphdiyne was reported to be synthesized by guoxing li et al. in 2010 by a cross-coupling reaction using hexaethynylbenzene on the copper surface [276] . graphdiyne was also subjected to study as a potential drug delivery system for anticancer drugs. the interaction of two anticancer drugs sorafenib (stb) and regorafenib (rtb) with graphdiyne nanosheet (gdns) was investigated by u. srimathi et al. using dft theory with gga based pbe functional [263] . stb that is used to treat thyroid [277] and kidney cancer [278] often come with several side-effects like alopecia, arthralgia, hypertension etc. [279] [280] [281] whereas rtb is used to treat liver and colorectal cancer [282, 283] but sometimes comes with deadly side effects with severe liver damage [284] . stb was adsorbed by the gdns with a maximum adsorption energy of -15.22 kcal/mol with solvation energy of -40.31 kcal/mol and eg of 0.46 ev when for rtb these values were observed as -14.78 kcal/mol, -29.61 kcal/mol and 0.34 ev. a further alteration in the band structure was observed due to the adsorption of stb and rtb. finally, in the low ph regions similar to the cancer cells regions, the bond length between the gdns and stb, rtb increased noticeably, which ensured the drug release in the low ph regions. another anticancer drug, flutamide (flu), which was reported to make weak physisorption on cnt, a study by v. nagarajan et al. revealed strong chemisorption of flu drug with the graphdiyne nanotube (gdnt) [264] . in the most stable interaction, flu was adsorbed by the gdnt with an adsorption energy of -18.31 kcal/mol and solvation energy of -29.59 kcal/mol along with a 56.49% reduction to the energy gap to 0.238 ev which lead to a charge transfer of 0.228e between the flu and gdnt. due to the interaction of the flu with gdnt, the chemical potential and global hardness decreased with an increase in the electrophilicity, which indicated the enhancement in the reactivity of the structures. while the minimum adsorbent-adsorbate distance was observed as 1.33 å, this was raised up to 2.34 å for lowering the ph by protonation, which ensured the drug release capability of gdns in slightly acidic cancerous cell environment. hence, gdns was concluded as a potential flu drug delivery system. the interaction of several other drugs like azathioprine, mesalamine, and hyoscyamine to be delivered to the targeted area using gdnt was also reported by the same group [285] . in a first-principles investigation using dispersion corrected dft theory showed that the gdnt strongly adsorbed the azathioprine drug with an j o u r n a l p r e -p r o o f journal pre-proof adsorption energy of -24.88 kcal/mol in its most stable position whereas the mesalamine and hyoscyamine were adsorbed with an adsorption energy of -22.09 and -29.59 kcal/mol respectively with solvation energy ranging from -116.82 to -117.82 kcal/mol. though a 33.08% decrease in the energy gap to 0.089 ev was observed for the azathioprine drug adsorption on gdnt, it further dropped to 0.026 and 0.028 ev respectively for the mesalamine, and hyoscyamine with 80.45% and 78.95% decrease respectively. the reactivity of the structures was also studied using quantum reactivity descriptors. finally, a significant increase in the adsorbent-adsorbate bond length in the lower ph region ensured the drug release at the targeted site. the interaction of bcl 3 with c 6 h 6 benzene at a very high temperature of 800 ο c created a new type of graphite-like nanosheet but less stable than graphite known as bc 3 , a theoretically relaxed structure of which is displayed on figure 11 [286, 287] . this bc 3 nanosheet (ns) and nanotube (nt) was further studied by a. r. moosavi-zare et al. to sense an illicit cns stimulant amphetamine (aa) which was also reported to be adsorbed by pristine and si, ge doped c 60 fullerenes [257, 288] . it was observed that the bc 3 nt adsorbed aa more strongly than the bc 3 nt with an adsorption energy of -15.5 kcal/mol where it was -10.7 kcal/mol for the bc 3 ns. despite stable adsorption, bc 3 ns and nt were not considered as a sensible sensor for aa drug as a very poor decrease of 3.1% and 5.1% in the energy gap was observed. this was surmounted by doping bc 3 with a si atom which reduced the energy gap by 26.6% and 58.7% for bc 3 ns and nt respectively in case of aa adsorption. besides the si-doped bc 3 ns and nt was found to adsorb aa drug more strongly with an adsorption energy of -21.3 and -24.5 kcal/mol respectively. despite this most stable and sensible for aa drug, si-doped bc 3 nt suffers from a considerable recovery time of 87.5s where it was only 0.4s for si-doped bc 3 ns. hence sidoped bc 3 ns was considered as a potential sensor to sense the amphetamine drug. bc 3 nt was further modified into bc 2 n nt to work as a sensor for β-keto-amphetamine or simply cathinone (ct) [258] . akin to the pristine bc 3 ns and nt, bc 2 n nt also suffers from a reduction in the energy gap by only 3% while it adsorbed ct with adsorption energy as high as -14.6 kcal/mol. though al-doped bc 2 n nt solved the problem with a 41.5% reduction in the energy gap with a very strong adsorption of ct drug with an adsorption energy of -43.9 kcal/mol, it suffers from a considerable recovery time. besides, si-doped bc 2 n nt had a recovery time of 0.27s and was considered as most sensible to the ct with a 55.8% decrease in the energy gap due to the adsorption of ct with an adsorption energy of -15.7 kcal/mol. finally, the interaction of an amino acid glycine with bc 2 n nt was also reported by a. soltani et al. [259] . glycine made strong chemisorption with the sidewall of bc 2 n nt with a dipole moment ranging from 15.35 to 37.40 debye for different orientations resulting an increased reactivity due to the adsorption of glycine which was further verified from the global reactivity parameter analysis. another graphene alike 2d nanosheet, bnns made of boron and nitrogen atoms, is alternatively known as -white graphene‖ due white colour and graphene-like sp 2 bonded hexagonal honeycomb structure with d 6h symmetry as shown in figure 12 . the bnns is highly popular for its higher thermal and chemical stability compared to graphene while it has a very high melting point e.g. the hexagonal bnns (bnns) platelets showed thermal stability up to ~1000 o c in an investigation made by n. kostoglou et al. [289] . the thermal conductivity of the bnns is also comparable to the graphene as the thermal conductivity for the bn nanoribbon is observed as ∼1700-2000 w m −1 k −1 at the room temperature [290] . on the other hand, while graphene works as a zero bandgap semiconductor material, with a large bandgap of ~5.5 ev bnns works as an insulator or wide bandgap semiconductor material which help bnns to exhibit several unique optical properties [38] . besides, the bnns j o u r n a l p r e -p r o o f can be synthesized with the large surface using numerous methods including the popular cvd methods for a large scale production [291] [292] [293] . these alluring properties and sufficiently available synthesis methods made bnns to be applied as a catalyst [294, 295] , dielectric material [296, 297] , high temperature application [298] , uv photodetector [299] , energy storage device [300] , sensor [301] [302] [303] [304] etc. finally, the biocompatibility of bnns [305] leads them to the biomedical applications like drug sensors and drug delivery which will be reviewed in this section of our study. it was previously observed that many anticancer drugs have a structure like nucleobases as the operation of these drugs includes interactions with dna and rnas. several of these anticancer drugs 6-mercaptopurine (mp), 6-thioguanine (tg) and 5-fluorouracil (fu) which have structures akin to nucleobases adenine, guanine and uracil were subjected to be studied by m. vatanparast et al. for an efficient drug delivery system as they have a significant amount of side effects and they came up with bnns on this purpose [99] . all three anticancer drugs made spontaneous adsorption to the bn, which was confirmed from the negative values for the adsorption energy and [306] . it was observed that the among 4 × 4, 5 × 5, and 6 × 6 bn, thymine was adsorbed more strongly towards 6 × 6 bn with an adsorption energy of -38.37 kcal/mol which was further increased to -60.63 kcal/mol in case of an al atom doping. hence the size of the nanosheet along with doping it with impurity atoms plays a significant role in the drug adsorption. furthermore, using van der waals corrected dft theory (dft-d2), s. d dabhi et al. proposed a sensor to sense all dna and rna nucleobases using one-dimensional armchair and zigzag boron nanoribbons (bnnr) which can also be further applied for dna sequencing purpose [307] . the adsorption profile of the nucleobases adsorbed in parallel with the armchair bnnr (a-bnnr) was observed as g > t > a > u > c with adsorption energies ranging from -8.95 to -14.39 kcal/mol with an adsorbent-adsorbate distance ranging as 2.73 å to 2.95 å. the a-bnnr responded towards all the nucleobases significantly by decreasing the h-l energy gaps ranging as 3.25 ev to 3.73 ev while it was 4.89 ev for the a-bnnr alone. the least h-l energy gap was observed for c + a-bnnr complex as 3.25 ev indicated that a-bnnr was most sensitive towards cytosine (c) and least towards adenine (a). on the contrary to the h-l energy gap, the work function of the a-bnnr increased noticeably with figure 12 : hexagonal bnns optimized using dft theory with b3lyp hybrid exchange correlational functional and 6-31g basis set. adsorption of the nucleobases. the zigzag bnnr (z-bnnr) also followed the same trend upon the adsorption of nucleobases. but the adsorption energies were this time observed as g > c > a > t > u with a range of -13.07 to -18.33 kcal/mol. z-bnnr was also most sensitive towards the c with a least h-l energy gap 3.37 ev following by g, u, t, and a. here, the work function again increased upon the adsorption of the nucleobases towards the z-bnnr. hence the bnnr may not function as a work function based sensor but holds the potential of an electronic sensor to detect nucleobases. in several other theoretical studies, the performance of bnns was compared with other bn nanostructures for several other drug sensing. k. nejati et al. made a first-principles investigation using dft theory with b3lyp hybrid functional on the interaction of cathinone drug with bnns, zigzag (6, 0) bnnt, and b 12 n 12 nanocage (bnnc) [308] . though the bnns showed a moderate sensitivity towards cathinone, it failed to adsorb the drug sufficiently. for different orientations of cathinone, bnns adsorbed with adsorption energies of -0.5 and -5.0 kcal/mol with a decrease in the h-l energy gap 23.0% and 12.9% respectively. the same trend was j o u r n a l p r e -p r o o f observed with bnnt while it failed to adsorb cathinone if shows sensitivity towards the drug. though bnnt still showed more enhanced performance than bnns by adsorbing the drug with adsorption energies as -2.6 and -14.0 kcal/mol for different orientations, with a decrease in the h-l energy gap by 27.6% and 15.5%. the nbo charge transfer was also greater in the bnnt from cathinone as 0.15e and 0.24e while it was only 0.03e and 0.09e respectively for bnns. the most alluring sensing properties towards cathinone was observed from bnnc while it adsorbed the drug with adsorption energies as -5.8 and -16.1 kcal/mol with a significant decrease in the h-l energy gap as 57.0% and 46.0% respectively. the nbo charge transfer from cathinone to bnnc was observed as 0.25e and 0.33e made it a potential candidate for the development of an electronic sensor to detect cathinone drug. besides, all three nanostructures benefit from a short recovery time of 0.54s for bnnc following by 0.02s for bnnt, and 4.4 ns for bnns at the room temperature of 298k. the bnns, bnnt, and bnnc also showed the same sensing properties towards another anticancer chemotherapeutic drug, mercaptopurine (mp), which was revealed by s. a. aslanzadeh from dft calculations using b3lyp/6-31g (d) level of theory [309] . alike from cathinone, bnns also showed inferior adsorption properties towards mp with an adsorption energy of -3.2 kcal/mol with a decrease in the h-l energy gap only by 0.5%. this time also the most sensitivity and the most stable adsorption of mp was observed with bnnc. bnnc adsorbed the mp drug with maximum adsorption energy -28.6 kcal/mol while the range of decrease in h-l energy gap was observed as 47.8% to 51.9%. but due to this strong adsorption, this time the bnnc suffered from an unrealistic high recovery time of 8.8 10 8 seconds. besides this time, the most promising adsorption behaviour of mp drug was observed from bnnt. bnnt adsorbed the drug with a decent maximum adsorption energy of -18.7 kcal/mol while the decrease in h-l energy gap was observed from 43.3% to 46.3% for different orientations of the drug. besides, the bnnt also benefits from a shorter recovery time of 49.5 seconds at the room temperature of 298 k. hence, bnnt holds the most potentiality in the development of an electrochemical sensor to detect mp drug. after the discovery of cnt in 1991 [150] , the novel properties of bnns lead to the successful discovery of another polymorph of graphitic bn, bnnt in 1995 by n. g. chopra et al. [310] shortly after its theoretical prediction in 1994 [311] . by that time, the availability of many different methods to grow cnt and bns lead bnnts to be synthesized using many popular methods like arc discharge [312] , ball mailing method [313] , laser ablation method [314] , and chemical vapour deposition (cvd) [315] . being made of bns the bnnt also shares the similar properties as bnns like high thermal and chemical stability [316, 317] , high thermal conductivity [318] , high oxidation resistance [319] and a wide insulating bandgap of ~5.5 ev [320] . besides, having a tubular structure provided it excellent mechanical strength with the elastic modulus in tpa level as cnt [321] . these properties made its applications as nanocomposites [322] , nano light source [323] , oil-polluted water treatment [324] , radiation shielding [325] , sensor [97, 326, 327] etc. finally, bnnts were found to be non-toxic to the human body and biocompatible, which lead it to many biomedical applications [328] [329] [330] [331] . an efficient sensor for the broadly used sulfonamide (sa) antibacterial drugs is crucial to the medical community as it causes an adverse reaction to the 3% of its general consumers which rises 60% to the patients with human immunodeficiency virus (hiv) [332] . hence z. rahmani et al. made a first-principles investigation on the bnnt and several other doped (al, si) bnnt using dft theory along with m06-2x functional and 6-311g (d) basis set to study their sa drugs sensing ability [333] . unlike the majority of the drug sensors, in this case, pristine bnnt performed as a better sa drugs sensor than si and al-doped bnnt. in the most stable position, bnnt adsorbed sa drugs with an adsorption energy of -25.41 kcal/mol with an 18% reduction to the h-l energy gap. though the value for adsorption energy increased dramatically for al-doped bnnt to -59.73 j o u r n a l p r e -p r o o f kcal/mol, it failed to decrease the energy gap significantly, which was only 6.2%. hence with this poor sensing ability but strong adsorption of sa drug made al-bnnt a decomposition agent for sa drugs. for, si-bnnt the sa drug was adsorbed with an adsorption energy of -51.69 kcal/mol at the most stable orientation but increased the h-l energy gap by 19.8% which was enhanced in another orientation where sa decreased h-l energy gap by 28.7% but was adsorbed with an adsorption energy of -4.5 kcal/mol only. so, si-bnnt is not ideal to be used either as a sensor or to decompose sa drug. the popular anticancer drug 5-fluorouracil (fu) which was reported to be carried out by several carbon and boron-based nanoclusters, is also reported to make strong chemisorption with zigzag and armchair bnnt. from a first-principles investigation lead by a. soltani et al., it was observed that the (8, 0) zigzag bnnt adsorbed fu more strongly with a reduction in the h-l energy gap significantly with an increase in the dipole moment (dm) compared to the (5, 0) zigzag bnnt [132] . the (5, 0) zigzag bnnt adsorbed fu with an adsorption energy of -2.54 kcal/mol with a dm of only 5.08 debye and an increase in the h-l energy gap by 0.8% whereas the (8, 0) zigzag bnnt adsorbed fu with an adsorption energy of -3.00 kcal/mol with an increased dm of 12.73 debye and decrease in the h-l energy gap by 10.89%. so they further doped (8, 0) zigzag bnnt with al, ga and ge to enhance the adsorption of fu to bnnt. the most promising result was observed for al-doped (8, 0) zigzag bnnt (al-bnnt) where it adsorbed fu strongly with chemisorption of -42.89 kcal/mol with a significant decrease in the energy gap by 38.01% where the dm was observed as high as 19.13 debye. after that, a promising result was also observed from the ga-bnnt where it adsorbed fu with an adsorption energy of -34.59 kcal/mol and decreased the h-l energy gap by 39.02% with a dm of 16.37 debye. among doped bnnt the least promising performance was observed from ge-bnnt but better than the pristine (8, 0) zigzag bnnt. ge-bnnt adsorbed fu with an adsorption energy of -12.22 kcal/mol with a cut to the h-l energy gap by 28.91% and an increase in the dm to 13.42 debye. these increase in the reactivity was further verified from a decrease in the global hardness and changes in the global reactivity parameters accordingly. though the adsorption process of fu drug to the (8, 0) zigzag bnnt wasn't spontaneous as it was seen from the change in gibbs free energy (δg), for al and ga doped bnnt it was spontaneous with a negative value for δg. and the adsorption process of fu to all adsorbent was exothermic with a decrease in the entropy. so analyzing the results, they came to a conclusion that ga-bnnt can be used as a potential drug delivery system for fu for its enhanced nbo charge transfer properties where al-bnnt can be a potentially stable sensor fu with high adsorption energy and reduction in the h-l energy gap. besides zigzag bnnt, k. shayan et al. investigated the interaction of fu with a wide number of armchair bnnt [334] . though the armchair bnnts adsorbed fu with less adsorption energies compared to the zigzag bnnts, from a detailed analysis of thermodynamical parameters, charge transfer, and global reactivity descriptors it was revealed that armchair bnnts also could be a potential drug delivery systems to deliver fu drug. the dft theory with m06-2x and b3lyp exchange correlational functional with 6-31g* basis set was also employed to investigate the -oh functionalized (6, 0) zigzag bnnt (f-bnnt) as a drug delivery system for another anticancer drug carmustine (bcnu) [91] . bcmu is a potential anticancer drug that is used to treat many kinds of brain cancers for over few decades, but sometimes it induces unwanted side effects like acute interstitial pneumonitis, myocardial ischemia etc. [335] [336] [337] . using the b3lyp hybrid exchange correlational functional, it was observed that the bncu interacted with f-bnnt with a maximum adsorption energy of -8.04 kcal/mol in the gas phase which decreased to -4.69 kcal/mol in the water phase. this interaction energy was increased as high as -18.77 (-10.89) kcal/mol in the gas (water) phase, while the dispersion corrected m06-2x functional was used. this significant difference in the adsorption energies using two different functional indicated that the weak van der waals (vdw) interactions played an important role in the bncu adsorption on f-bnnt. this was then confirmed from the md simulations where vdw energy increased to -3.42 kcal/mol from -0.54 kcal/mol for a j o u r n a l p r e -p r o o f single drug molecule with an increase in the temperature to 310 k from 270 k. the adsorption process was spontaneous and thermodynamically possible with an exothermic one in both gaseous and water phase. but the adsorption of bncu barely affected the charge transfer and electronic properties with an increase in the h-l energy gap. besides the reactivity of the structures was also decreased with an increase in the global hardness of the bncu adsorbed f-bnnt. the biocompatibility and non-toxicity of bnnts encouraged s. ghahremani et al. to encapsulate an anticancer drug floxuridine (fudr) into a (9, 9-7) armchair bnnt [338] . fudr is an anticancer drug to treat colorectal cancer and often causes side effects like toxicity, diarrhoea etc. which requires immediate medical attention and hospitalization [339] [340] [341] . fudr was encapsulated inside the (9, 9-7) bnnt with interaction energy of -0.28 kcal/mol only. but the encapsulation of fudr decreased the energy gap to 0.191 ev from 0.231 ev, which was occurred due to a significant increase in the lumo energy to -0.044 ev from -0.004 ev. more importantly, the dm of the fudr encapsulated (9, bnnt increased significantly to the 9.02 debye while it was 0.00 for the (9, bnnt. this increase in the dm indicated an enhanced reactivity of the structure in a polar medium. this enhancement in the reactivity was also reflected in the quantum reactivity descriptors where the global hardness of the structure was increased to 0.095 ev where it was 0.115ev for the (9, 9-7) bnnt alone and the global softness increased to 10.46 ev -1 from 8.63 ev -1 along with an increase in the electrophilicity to 0.102 ev from 0.062 ev. from nbo analysis, it was observed that the electron is most like to flow towards bnnt from fudr which made fudr an electron donor and bnnt an electron acceptor. the weak physisorption was further confirmed from the qtaim analysis where it was observed that the interaction between the fudr and bnnt was weak van der waals interactions with a small value for the electron density and a negative value for where five hydrogen bond was also observed. these promising results lead them to propose a drug carrier for the fudr based on (9, bnnt to reduce the unwanted effects of the fudr drug in our body. besides the anticancer drug delivery, the sensing properties of bnnt on anti-fever and pain-reducing drugs like paracetamol (pa) and phenacetin (ph) was also observed from several studies as the overdose of these drugs may induce some liver and kidney damage [342] . the interaction of both pa and ph with several armchair bnnt with different chirality was investigated by h. ghasempour et al. using dispersion corrected dft-d theory with gga functional [343] . interestingly, instead of adsorbing pa, it was desorbed in the inside of (5, 5) bnnt with a positive adsorption energy of 47.25 kcal/mol while it was adsorbed strongly with an adsorption energy of -21.34 kcal/mol in the outside of the (5, 5) bnnt. but the reverse effect was observed in case of the (6, 6) and (7, 7) bnnt where pa was adsorbed more stably inside the bnnt with an adsorption energy of -49.20 and -35.42 kcal/mol respectively while it was -23.30 and -23.07 kcal/mol respectively for the adsorption of pa on the outside of (6, 6) and (7, 7) bnnts. again more enhanced properties on sensing pa like a high drop in the h-l energy gap and an increase in the dm was observed while the drug was in the outside of (6, 6) and (7, 7) bnnts. the exact same adsorption properties like desorption inside (5, 5) bnnt but more stable adsorption inside (6, 6) and (7, 7) bnnts, more decrease in the energy gap and more increase in the dm while the drug was adsorbed on the outer surface of (6, 6) and (7, 7) bnnts was also observed for the ph adsorption on the bnnts. the more effect on the pa adsorption towards bnnt was further investigated by z. iranmanesh-zarandy et al. using md simulations in terms of change in nanotube's size, length, chirality and temperature [344] . the binding free energy of pa was increased with an increase in the diameter of the bnnt. the binding free energy of pa towards the (4, 4) bnnt with diameter 5.63 å was observed as -16.03 kcal/mol while it was gradually increased to -35.13 kcal/mol for the (10, 10) bnnt with a diameter of 13.96 å. but a significant decrease in the stability was observed in cases like an increase in the length of bnnt and chirality along with a minor decrease in the stability for increasing temperature. recently several computational works also had been done on investigating bnnt as a sensor for several harmful chemical compounds, a long exposure of which may induce harmful effect to the human body. b. makiabadi et al. investigated the sensing properties of (4, 0) zigzag bnnt and three al-doped b 3al nnt with a diameter ranging 3.289 -3.638 å using b3lyp/6-311++g(d) level of theory, to sense carcinogenic compounds nitrosamine (na) and thionitrosamine (tna) which can make an entry to the human body through cigarette smoke, water, foods etc. and induce gastric and oesophageal cancer [345] [346] [347] [348] . both bnnt and b 3al nnt adsorbed na and tna with stable negative adsorption energies along with a decrease in the h-l energy gap hence increase in the conductivity, and increase in the reactivity by a decreasing chemical hardness with increasing chemical softness and electrophilicity. b 3al nnt showed more stable adsorption of na and tna with adsorption energy (bsse corrected) ranging -25.91 to -33.22 kcal/mol while it was -2.07 to -9.59 kcal/mol for the bnnt. besides more charge transfer from na and tna to bnnt was observed than b 3al nnt and all the bonds between the adsorbent and adsorbate were covalent in nature. g. fan et al. proposed another sensor for acetone based on zigzag bnnts from a dispersion corrected dft-d study which can have a potential application on the detection of diabetes as a patient with diabetes produces more acetone in their body than a normal person [349] . it was observed that the pristine bnnts adsorbed acetone with decent stability but hardly able to sense it which was further improved by doping impurity atoms to the bnnt hence an acetone sensor can be developed with flexible sensing properties based on the necessity. besides, the interaction of the oxazole and isoxazole with bnnt was investigated by j. kaur et al. as many drugs have a structure similar to these heterocyclic aromatic organic compounds hence plays an essential role in the development of many drugs [102] . though the (6, 0) zigzag bnnt adsorbed oxazole in both gaseous and solvent phase with an adsorption energy of -2.54 and -18.68 kcal/mol respectively, it adsorbed isoxazole only in the solvent phase with an adsorption energy of -15.22 kcal/mol. but the (5, 5) armchair bnnt desorbed both oxazole and isoxazole in both gaseous and solvent phase with a positive value for the adsorption energy. a higher reactivity with a significantly increased dm was also observed for the (6, 0) bnnt than (5, 5) bnnt. hence the solvent and the chirality of the bnnt affects the adsorption properties of oxazole and isoxazole significantly. prior to the advancement of the cnt and c fullerenes, the investigation on the bnnt and boron nitride nanocages (bnnc) also started with almost the same timeline. research on the bnncs got immense attention after a report from f. jensen and h. toftlund stating that b 12 n 12 nanocage offers higher stability compared to the c 24 fullerenes [350] . shortly after that, in 1994 the first accidental observation of the nested bnnc was reported by 0. stephan et al. during doping the cnt with b and n atoms using the electric arc-discharge method [351] . furthermore, many groups reported the growth of the bnnc using various methods including the formation of octahedral b 12 n 12 bnnc ( figure 13 ) using electron beam irradiation by d. golberg et al. [352] , the formation of b 24 n 24 using an arc-melting method by t. oku et al. [353] etc. being made of boron nitrides, bnncs also benefit from the unique properties shown by other bn polymorphs like wide bandgap, high resistance to the oxidation, high thermal and chemical stability etc. which lead its application as good lubrication [354] , wastewater treatment [355] , hydrogen storage [356] , gas sensors [357] etc. bnncs are also reported to have a potential application in the anticancer drug sensing and delivery system. thioguanine or 6-thioguanine (tg), a drug that has clinical applications to treat several types of acute leukaemia, have many unwanted side effects like bone marrow suppression, liver toxicity etc. [358] [359] [360] . to reduce these adverse effects on the human body, m. noormohammadbeigi et al. investigated pristine b 12 n 12 nanocage to work as a potential nano-drug delivery vehicle for tg delivery [361] . considering non-covalent calculations, they chose m06-2x functional along with widely used 6-31g (d,p) basis set and dft theory as the m06-2x functional have a higher percentage of hartree-fock exchange (54%). the fascinating property upon tg j o u r n a l p r e -p r o o f adsorption on b 12 n 12 was the decrease in the h-l energy gap by a noticeable change ranging 27.12 -35.70 % which was confirmed from the dos spectrum of structures hence made a significant rise to the electrical conductivity of tg adsorbed structures. besides this sensitivity towards tg, b 12 n 12 was also spontaneously adsorbed tg by strong chemisorption with an exothermic process. the adsorption energy of the tg on b 12 n 12 was in a range of -29.48 to -36.03 kcal/mol for different orientations and isomers of the drug in the gaseous phase. however, this range increased into -36.16 to -38.85 kcal/mol in the water solvent phase with a significant increase in the dm to as high as 13.58 debye. higher charge polarization transfer from tg to b 12 n 12 was also observed in the water phase. these properties made them conclude b 12 n 12 nanocage as a nano drug delivery system for tg drug. ifosfamide (ifo) is another anticancer drug which has a potential application to treat several kinds of cancer and tumours including testicular cancer, small cell lung cancer, ovarian cancer etc. and have relatively fewer side effects [362] . but sometimes, it is capable of inducing life-threatening toxicities like cardiac toxicity, hemorrhagic cystitis, nephrotoxicity, encephalopathy and neuropathy [363] . a. soltani et al. investigated the interaction of ifo with pristine b 12 n 12 and carbon atom doped b 12 n 6 c 6 and b 6 n 6 c 12 fullerenes which revealed that those unwanted side effects of ifo might be reduced by using bn fullerenes as a nano-drug delivery system for the ifo [364] . besides the dft theory, they chose one gga and another hybrid functional with a high percentage of hf (hartree-fock) exchange as gga pbe-1 was observed to have results closer to the experimental outcomes for b 12 n 12, and the hybrid m06-2x was used widely for b 6 n 6 c 12 , graphene and other nanosystems. unlike many other nanostructures, pristine b 12 n 12 fullerene adsorbed ifo drug with strong chemisorption of -27.90 kcal/mol in its most stable orientations which was further enhanced in the water solution where it became -29.28 kcal/mol. this figure 13 : b 12 n 12 nanocage relaxed using dft theory with b3lyp hybrid exchange correlational functional and 6-31g (d,p) basis set. interaction between the ifo and bnnc became stronger due to the substitution of carbon atoms, and the interaction energies were observed as -42.89 and -45.89 kcal/mol while the adsorbents were b 12 n 6 c 6 and b 6 n 6 c 12 fullerenes, respectively. the dm for the ifo adsorbed structures increased in the solvent medium and was observed as high as 23.67 debye for b 12 n 6 c 6 and 16.58 debye for b 6 n 6 c 12 fullerene. these properties ensured the ifo drug loading ability of b 12 n 6 c 6 and b 6 n 6 c 12 and the biocompatibility of the structures were increased with a decrease in the toxicity which was confirmed from an increasing reactivity observed from the increasing chemical potential and electrophilicity with a decrease in the global hardness. besides delivering the tg and ifo anticancer drugs, bnnc was also reported to be worked as a potential sensor candidate for another anticancer drug cisplatin (cp) which was revealed from a first-principles investigation made by s. onsori et al. [365] . it was observed that at the most stable interaction, the b 12 n 12 nanocage adsorbed cp drug with an adsorption energy of -14.9 kcal/mol. but one of the key features for sensor development, decrease in the h-l energy gap, was observed with the highest decrease of 44.2%, which was analyzed from the dos spectrum. for the different orientation of cp drug the reduction in the h-l energy gap ranges from 30.30% to 44.2% which ensured that b 12 n 12 nanocage could detect cp drug in various orientations efficiently with an increase in the conductivity to produce a detectable signal. besides the recovery time of the sensor was also found as low as ~ 81 ms ensured that pristine b 12 n 12 nanocage could be a potential candidate for cp drug sensor without any modification, doping or decoration. furthermore, bnnc was considered to be a potential sensor to detect another anticancer drug α-cyano-4-hydroxycinnamic acid (chc) [366] . frontier molecular orbital analysis with dos revealed that due to the adsorption of chc the h-l energy gap of b 12 n 12 nanocage decreased by a minimum of 39.3% to a maximum of 55.2% for different orientations which ensured its sensitivity towards chc drug. almost the same sensitivity was also observed in the water solvent where the decrease in the h-l energy gap was observed as 30.5% to 46.1% for different orientations of chc on b 12 n 12 nanocage. besides, it adsorbed chc with a maximum adsorption energy of -23.7 kcal/mol, which leads the sensor to be suffered by a moderately large recovery time of 22.7 sec at the room temperature. hence the b 12 n 12 nanocage can be considered as a potential sensor candidate to detect cp and chc drug. in addition, bnnc was studied to design a nano-vehicle for an anti-inflammatory drug like celecoxib (cxb) and a sensor for metformin (mf) that is used to treat type 2 diabetes. first, n. abdolahi et al. investigated the adsorption properties of cxb drug adsorption on b 12 n 12 fullerene (bnnc) and found that bnnc can be a potential candidate for the nano-vehicle of cxb to transfer it into the targeted cell [367] . the rising importance on the drug delivery system is associated with adverse effects of cxb like hypertension, diarrhoea, gastrointestinal effects besides its use as a cox-2 selective nonsteroidal anti-inflammatory drug (nsaid) [368] [369] [370] . the bnnc firmly bound the cxb drug by strong chemisorption with an adsorption energy of -30.21 kcal/mol in a vacuum and with -26.75 kcal/mol in water medium at its most stable state. besides the bnnc was also sensitive towards the cxb drug as a decrease of 45.83% in the h-l energy gap was observed from the dos spectrum analysis. due to the adsorption of cxb, the reactivity of the structure also increased with a decreasing global hardness, chemical potential, and electrophilicity along with an increase in the global softness while the dm of the structure was also increased to as high as 10.89 debye from zero for the pristine symmetric b 12 n 12 fullerene which raised the potentiality of bnnc as a nano-vehicle for cxb in drug delivery application. in another study, a.s. ghasemi et al. initiated an investigation lead by dispersion corrected dft-d theory to find the drug delivery capability of pristine and doped b 12 n 12 and b 16 n 16 fullerenes to deliver mf but ended up with finding sensor application of bnnc to sense mf [371] . without any doping or functionalization of b 12 n 12 and b 16 n 16 fullerenes, both interacted with mf strongly with an adsorption energy of -37.35 and -36.44 kcal/mol respectively with a decrease in the h-l energy gap by 28.46% and 28.17%. besides the reactivity of the structures increase with an increase in the dm up to 15.34 debye along with an increase in global softness and decrease in the global hardness, chemical potential, and electrophilicity. hence the pristine b 12 n 12 and b 16 n 16 fullerenes can be potential candidate in the sensor development of mf drug. due to doping b 12 n 12 fullerenes with al, si, ge and ga, while the most stable interaction of mf was observed with alb 11 n 12 with a large adsorption energy of -74.95 kcal/mol, geb 11 n 12 was most sensitive towards mf drug with a decrease in the h-l energy gap by 66.67% with an acceptable adsorption energy of -37.13 kcal/mol. hence the study concludes geb 11 n 12 fullerene as the most potential nanostructure to work as a biosensor for mf drug. the popular pyridine nucleobase uracil like anticancer drug fluorouracil (fu) was further adsorbed with the quasi-planar b 36 boron nanosheet ( figure 14 ) in order to investigate if the b 36 can be used as a novel drug carrier system for the fu drug [372] . all the quantum mechanical calculations were carried out by timedependent dft (td-dft) theory, and for the exchange correlational functional they depended on the hybrid tpssh functional with 6-31+g (d) basis set. first, the fu drug failed to generate any detectable signal where no noticeable change in the h-l energy gap was observed while the drug interacted with the concave and convex surface of b 36 nanosheet with weak interaction energy of -2.2 to -4.8 kcal/mol. but these interactions were greatly enhanced while the drug interacted with its o atom on the edge of the b 36 nanosheet. while a single molecule was adsorbed on the edge of b 36 nanosheet, in the gaseous medium the adsorption energy was observed as high as -24.5 kcal/mol with maximum deformation energy of 18.1 kcal/mol. the b 36 also detected fu with a noticeable decrease in the h-l energy gap of 47% with an nbo charge transfer of 0.302 a.u. the dm of these structures was also observed as high as 16.6 debye, which indicated an increase in the reactivity in the polar medium. while instead of one fu, two fu molecule was adsorbed on the b 36 nanosheet, the adsorption energy per molecule was slightly decreased with a maximum value of -22.2 kcal/mol but increased the deformation energy as high as 36.3 kcal/mol. despite a less interaction the sensitivity and reactivity increased significantly where the decrease in the h-l energy gap was as high as 64% with nbo charge transfer ranging 0.425 to 0.588 a.u. while the dm was observed as high as 22.5 debye. besides, a more strong interaction of fu with b 36 was observed in the aqueous solution where the adsorption energy was as high as -27.3 kcal/mol with an increased reactivity where the highest dm was observed as 36.4 debye, but no significant change in the h-l energy gap was observed. hence these enhanced adsorption properties in the polar medium made b 36 nanosheet a potential candidate for the nano-drug carrier of fu. besides, drug delivery application, b 36 nanosheet was further investigated by c. xiao et al. in a search for an electrochemical sensor development to sense metronidazole (ml) drug [373] . this antibiotic drug is used to treat a number of diseases including bacterial vaginosis, perineal crohn's disease, trichomoniasis etc. but an extensive usage of it can lead to unwanted carcinogenic effects on the human body [374] [375] [376] . the dft theory based b3lyp-gcp-d3/6-31g* level of theory was applied to optimize the structures which further found that like fu, ml also interacted more strongly with the b 36 nanosheet by its edge with adsorption energy as high as -22.1 kcal/mol while the adsorption process was spontaneous with a negative value for the change in gibbs free energy as -19.3 kcal/mol. but the maximum adsorption energy of the complexes was slightly decreased to -20.9 kcal/mol with an increase in the solvation energy to -12.5 kcal/mol. despite a very slight change in the work function of the b 36 nanosheet due to the adsorption of ml, the change in the h-l energy gap was dramatic with the highest drop by 64.4% to 0.66 ev from 1.84 ev ensuring a significant increase in the conductivity of the structure. this significant decrease in the h-l energy gap also caused an nbo charge transfer of 0.23e between the ml and b 36 nanosheet which will be able to induce a detectable electrochemical signal and can be used to develop a potential sensor to sense ml drug. the recovery time of the sensor was further found to be as low as 1.53 s for the most stable adsorption in the room temperature. using the different sensing properties towards the four dna nucleobases adenine, guanine, cytosine, thymine, the quasi-planar b 36 nanosheet was further proposed for an application as a dna sequencing device by a dft investigation from a. rastgou et al. [377] . it was observed that the b 36 nanosheet was most sensitive towards the cytosine with its edge than other nucleobases with a massive decrease in the h-l energy gap by 95.5%. for the thymine, this decrease in the h-l energy gap was observed within the range 28.9% to 35.5% and was the second most sensitive structure towards b 36 nanosheet. the sensitivity of adenine and guanine was almost similar towards the b 36 nanosheet, but the sensitivity was slightly higher for adenine with a decrease in the energy gap by 17.5% to 20.2% following by 14.8% to 15.6% for guanine although two orientations can decrease the j o u r n a l p r e -p r o o f energy gap by 26.6% and 47.9%. hence the highest peak in the conductivity will be observed for cytosine following by the thymine, adenine and guanine from which these dna nucleobases can be identified. though the electronic sensitivity was observed as cytosine>thymine> adenine ~ guanine, the energetic sensitivity of b 36 nanosheet was observed as adenine>guanine> cytosine>thymine. another quasi-planar boron nanocluster, bowl-shaped b 30 nanostructure was proposed to function as a drug delivery system for amantadine drug as it often comes with unwanted adverse effects like insomnia, depression, hallucinations etc. besides its application to treat parkinson disease and influenza a [378] [379] [380] [381] . like b 36 nanosheet the strongest interaction of amantadine was observed on the edge of b 30 nanostructure with an adsorption energy of -46.44 kcal/mol while for other orientations it ranged between -16.73 to -26.83 kcal/mol ensuring strong chemisorption for every orientation. the amantadine adsorption by b 30 nanostructure further got stronger on the water solvent while the range of the adsorption energy became -30.75 to as high as -53.34 kcal/mol. besides b 30 nanostructure was more sensitive to amantadine by its edge but still not sufficient to develop a sensor as the maximum drop in the h-l energy gap was observed as only 8.50% while for the other orientations this was observed with a range 7.19% to 7.79%. finally, the polarity and reactivity of the b 30 nanostructure increased significantly with a major increase in the dm as high as 14.14 debye from 3.85 debye for the pristine b 30 nanostructure. for other orientations, the dipole moment was also almost similar within the range of 13.06 to 14.07 debye. this increase in the polarity and reactivity with decent adsorption energy which also increased significantly in the aqueous solution made b 30 nanostructure a potential candidate as a nano-drug delivery system for amantadine drug. as usual, metal oxide (mo) nanostructures were also studied as a drug delivery system for several therapeutic anticancer drugs. r. khorram et al. investigated the drug delivery properties maghemite (γ-fe 2 o 3 ) nanostructure to deliver carmustine (bcnu) anticancer therapeutic drug which was previously discussed in this study to be delivered using -oh functionalized (6, 0) zigzag bnnt (f-bnnt) [382] . like f-bnnt, bcnu was j o u r n a l p r e -p r o o f also made a weak interaction with maghemite with a maximum adsorption energy -12.34 kcal/mol while other orientation of the drug it was also observed as low as -0.26 kcal/mol. from thermodynamical parameter analysis, it was observed that the drug adsorption process was spontaneous and exothermic in nature as the change in the gibbs free energy and enthalpy was negative. the dm of the structures increased significantly to as high as 8.8 debye due to the adsorption of bcnu from 2.94 debye for the maghemite which increased the polarity and reactivity of the structures noticeably, and this played a crucial role into the delivery of bcnu using maghemite. the aim analysis was also done to investigate the type of interaction between the drug and maghemite which revealed the presence of partial covalent interaction between them. besides, nbo analysis identified the bcnu as electron donor where maghemite was a receiver, and this was further verified from a more negative value of chemical potential for maghemite as -5.02 ev compared to -4.69 ev for bcnu. this work with maghemite besides f-bnnt will surely advance the study to find a nano-drug carrier for bcnu drug. besides drug delivery, another study from s. onsori and e. alipour proposed another mo, zn 12 o 12 nanocluster, to develop an electrochemical sensor for another anticancer drug cisplatin (cp) with brand name platinol for which another sensor was discussed previously on this study using b 12 n 12 nanocage [383] . the zn 12 o 12 nanocluster made a stronger interaction with cp compared to the b 12 n 12 nanocage but with a less sensitivity where the maximum adsorption energy and decrease in the h-l energy gap were observed as -31.7 kcal/mol and 31.76% respectively. the adsorption process was spontaneous with a negative value for the change in gibbs free energy as high as a -20.8 kcal/mol with a maximum change transfer of 0.25e between the cp and zn 12 o 12 nanocluster. the sensitivity of the zn 12 o 12 nanostructure towards cp was enhanced in the aqueous solution with a maximum drop in the h-l energy gap by 37.2% with a slight reduction in the maximum adsorption energy to -17.6 kcal/mol. the sensor also had a short recovery time of 1.7 sec in the combination of which made zn 12 o 12 nanostructure a promising sensor candidate for cp drug. the isonicotinic acid hydrazide (inh) with brand name isoniazid, a prodrug to treat the deadly infectious disease tuberculosis (tb), which was previously discussed to be delivered using swcnt by n. saikia et al., was also proposed to be delivered using another mo framework mg 12 o 12 nanocage by i. ravaei et al. [384] . the pristine mg 12 o 12 nanocage made a strong interaction with inh drug with a maximum adsorption energy of -35.51 kcal/mol but failed to alter the reactivity and electronic properties with no noticeable change in the global reactivity parameters and h-l energy gap of the structures. this problem was overcome by replacing an mg atom by al atom to the mg 12 o 12 nanocage, which decreased the h-l energy gap to 3.15 ev from 7.56 ev. the h-l energy gap was further reduced to 1.98 ev by 37.18% due to the adsorption of inh drug on al-mg 11 o 12 nanocage with an increase in the reactivity by lowering the global hardness and chemical potential. due to the doping of al atom, the interaction of the inh drug also got stronger with an increase in the adsorption energy to as high as -59.49 kcal/mol. besides from aim and nbo analysis, it was revealed that the interaction between the drug and carrier was partially covalent in nature and the electrons were transferred from inh drug to the al-mg 11 o 12 nanocage. in another first-principles investigation, m. rezaei-sameti et al. investigated the interaction of another mo, be 12 o 12 nanocluster with mercaptopyridine (mcp) drug [385] . interestingly, pristine be 12 o 12 nanocluster showed more encouraging adsorption properties towards mcp than sc and ti-doped be 12 o 12 nanocluster in order to develop a nano-drug carrier system for mcp drug with maximum adsorption energy and dm of -38.91 kcal/mol and 7.87 debye respectively. doping the nanocluster with sc and ti increased the adsorption energy to as high as -59.68 kcal/mol but decreased the maximum dm to 5.44 debye. but the doping of sc and ti increased the sensitivity of the be 12 o 12 nanocluster towards the mcp drug by reducing the h-l energy gap significantly, which was not observed noticeably for pristine be 12 o 12 nanocluster. hence, those nanoclusters can hold future potential for the sensor development of mcp drug. furthermore, the adsorption process was spontaneous, j o u r n a l p r e -p r o o f exothermic, ordered for all investigated structures except the mcp adsorption with s atom towards the pristine be 12 o 12 nanocluster with a positive value for the change in gibbs free energy. besides mcp, another mo nanocluster, zno single-walled nanotube (swnt) was also proposed to be a potential sensor candidate for protein tyrosine nitration (ptn), 3-nitrotyrosine, which can be produced during the post-translational modifications in proteins and cause several human disorders like rheumatoid arthritis, parkinson's disease, alzheimer etc. [386] . the interaction of the ptn increased significantly with the increasing chirality of the zno swnts. the maximum binding energy of the (3, 0) zno swnt was observed as 37.59 kcal/mol while it was increased to 41.74 kcal/mol for zno swnt. finally, a noticeable alteration in the electronic band structure of the zno swnt indicated its sensitivity towards ptn. the interaction of isoniazid (inh) was also studied with the pristine and ni-doped (4, 4) armchair gannts by m. rezaei-sameti et al. using the dft cam-b3lyp/6-31g(d) level of theory [387] . it was observed that the pristine and ni-doped gannts adsorbed the inh drug with an adsorbate-adsorbent distance of 1.68-2.16 å. the pristine gannt adsorbed the inh strongly with adsorption energies ranging -92.23 to -107.14 kcal/mol for different orientations for the drug which hadn't increased due to the doping with ni. the adsorption processes were exothermic in nature and thermodynamically favourable. all interactions were spontaneous and ordered with negative values for the change in gibbs free energy and entropy. the h-l energy for all of the investigated structures were ranging between 3.61 ev and 6.49 ev and a decrease in the energy gap was observed in the nidoped structures with an increase in the conductivity. besides, the work function of the investigated structures was observed as -1.81 to -3.25 ev. from the nbo analysis, it was also revealed that the inh worked as the electron donor in the inh-gannt complexes with a positive value for which agreed with the positive values for maximum electronic charge transfer ( ). these alluring adsorption properties may lead (4, 4) armchair gannts to a potential sensor candidate for the inh drug. the sensor for another drug, benzoylethanamine (bea) or β-keto-amphetamine, was reported by a. hosseinian et al. using aln nanoclusters [389] . another sensor for bea was previously discussed in this review besides, the aln nanosheet also has a very short recovery time of 0.33s in the room temperature. though the aln nanoclusters hadn't shown better properties than the si-doped bc 2 n nanotube, as pristine structures they showed better sensing properties than pristine bc 3 nanotube, and these nanoclusters can be considered as potential candidates to develop a sensor for bea drug. besides the sensor for bea, aln nanocage was also reported to have a potential application in the development of a work function based sensor for antiparkinsonian drug amantadine (am) drug whose delivery was previously discussed by z. noroozi et al. [92, 378] . at its most stable state, the aln nanocage adsorbed the am drug with an adsorption energy of -38.4 kcal/mol with an adsorbent-adsorbate distance of 2.03 å. though a charge transfer of 0.12e from am to the nanocage which was confirmed by nbo analysis, am hardly able to decrease the h-l energy gap of the nanocage upon its adsorption. the decrease in the energy gap was observed by only 2.0% leading no significant change in the conductivity of the nanocage. but the adsorption of am significantly decreased the work function by 18.7% to 3.66 ev from 4.50 ev for pristine aln nanocage. hence the aln was considered to have potential on the development of a work function based biosensor for am drug. on the other hand, the bnnc was observed to decrease its h-l energy gap by 26.7% to 5.01 ev on the adsorption of am drug. besides, bnnc also adsorbed the am drug with a decent adsorption energy of -31.3 kcal/mol. hence the bnnc was considered as a potential electrochemical sensor to detect am drug. both aln and bn sensors were benefited from a shorter recovery time of 137s and 0.11s at a high temperature of 350k, and their interactions with the am drug was electrostatic and covalent in nature, respectively. the similar kind of j o u r n a l p r e -p r o o f response was also observed on the adsorption of acetylsalicylic acid (asa) drug on the aln and bnnc [390] . here, the asa was also adsorbed by aln nanocage strongly with an adsorption energy of -62.8 kcal/mol but failed to alter the electronic properties of aln nanocage. besides, this time aln nanocage also suffered from an unrealistic large recovery time of 9.8 10 38 sec. on the other side, asa was adsorbed on the bnnc with a relatively weak adsorption energy of -21.9 kcal/mol but decreased the h-l energy gap by 35.1%. besides the bnnc also benefitted from a short recovery time of ~109 seconds. again, the bnnc could not work as a work function based sensor as it increased the work function by 10% to 4.75 ev from 4.28 ev. hence bnnc can only be considered as a potential electrochemical sensor to detect asa. the result from adsorption of asa and am on aln and bn was also extended by r. padash et al. for 4-aminopyridine (4-ap) drug and exactly the same trends were followed [391] . the al 12 n 12 nanocage was again adsorbed the 4-ap drug with the highest adsorption energy of -31.36 kcal/mol followed by -31.13 kcal/mol for b 12 n 12 nanocage, and -25.13 kcal/mol for both al 12 p 12 and b 12 p 12 nanocages. following the same trend, while adsorption of 4-ap on bnnc decreased the h-l energy gap only to 6.25 ev from 6.31 ev, it hadn't decreased at all from 4.79 ev for alp nanocage. on the other side, the h-l energy gap was reduced to 8.05 ev from 9.43 ev on the adsorption of 4-ap towards bnnc following by 5.17 ev from 5.55 ev for bp nanocage. hence it was concluded that the sensitivity of the bn and bp was higher than aln and alp towards 4-ap made bn and bp structures a potential sensor candidate to detect 4-ap. finally, the aln nanoclusters were also proposed to be applied as a sensor for anticancer drug purinethol (pe) or mercaptopurine, by s. a. javarsineh et al. using dft theory with b3lyp hybrid functional and the 6-31g (d) basis set [388] . in early 1950s pe drug was first evaluated to treat leukaemia, but this hepatotoxic drug comes with several serious adverse effects like bone-marrow depression, abnormal liver function etc. which sometimes requires withdrawal of the drug from the human body which indicates rising importance for the pe sensor [393] . the aln nanocage made spontaneous chemisorption with the pe drug with a maximum adsorption energy of -38.2 kcal/mol. also, it showed relatively good sensitivity towards the pe drug with a maximum decrease in the h-l energy gap by 37.2% to 2.48 ev with a maximum charge transfer of 0.23e from drug to the nanocage. these made aln nanocage a promising candidate for the pe drug, but unfortunately, it suffers from a considerable recovery time of 3.1 10 11 seconds. on the other hand, the aln nanocone made a relatively weak interaction with pe with a maximum adsorption energy of -23.4 kcal/mol but showed relatively higher sensitivity towards the pe drug with a maximum decrease in the h-l energy gap by 59.5% to 1.22 ev. besides, the aln nanocone also benefits from a comparatively shorter recovery time of 20.8 seconds on the adsorption of pe in room temperature. hence, the aln nanocone holds a potential in the development of an electrochemical sensor to detect pe drug. b. khodashenas et al. used the gelatin-coated gold nanoparticles (gnps) to investigate the nanostructure's size effects on the curcumin drug encapsulations with the drug release mechanism using dft theory with b3lyp hybrid functional and lanl2dz basis set along with an experimental mechanism [392] . in order to do that, they have first synthesized gnps with three different sizes (20, 50, and 100 nm) and then coated them with gelatin. the characterization of the structures was further ensured by the ft-ir spectroscopy, uv-vis spectroscopy, dynamic light scattering, and scanning electron microscopy. from the dft investigation, a further strong interaction between the gnp and gelatin was revealed with a binding energy of -22.73 kcal/mol and the gelatin works as an electron donor in the complex. finally, it was observed that the efficiency of the curcumin drug encapsulations was increased slightly with an increase in the nanocluster size. for au-gelatin (101 nm) structure the efficiency was 98.51% while the least was observed for the au-gelatin (31.9 nm) as 97.8% following by 98.4% for the au-gelatin (58.9 nm). besides the drug release rate was observed higher at a low ph (5.4) environment compared to the relatively neutral environment with 7.4 ph. j o u r n a l p r e -p r o o f investigate the drug delivery properties of silver nanoparticles for the aromatic organic compounds, anthraquinone derivatives, which induced a potential interest in the biological applications in recent years [394] . they have prepared the anthraquinone derivative 1, 4-dimethoxy 2-nitro-3-methylanthracene-9, 10-dione (dmnmad) using an available method in the literature [395] and the silver nanoparticles were synthesized solution combustion method. for the quantum mechanical calculations, they have used the b3pw91 functional and lanl2dz basis set with dft theory. from the surface-enhanced raman spectroscopy spectrum it was observed that the theoretical values from the dft calculations for different vibrational modes of the structures were very close to the experimental values which ensured the validity of first-principles calculations for this system. further from the dft calculations the h-l energy gap of the dmnmad was found as 2.81 ev which decreased to the 1.17 ev in the ag-dmnmad complex. this alteration in the electronic properties of dmnmad holds a promise in the future drug delivery of anthraquinone derivatives which was further investigated using uv-vis spectroscopy, molecular electrostatic potential etc. another micromolecule, poly (amido-amine) (pamam) dendrimers, recently had attention for working as a drug delivery system, electrochemical sensor etc. and the interaction of pamam with gnps was investigated by m. b. camarada using dft theory with b3lyp hybrid exchange correlational [396] . it was observed that the pamam interacted with the gnps with maximum interaction energy of 35.196 kcal/mol (bsse corrected) with an adsorbent-adsorbate distance ranging as 2.177 to 2.435 å. this interaction increased the dm of the complex significantly to a maximum of 13.74 debye from 7.54 debye with a maximum decrease in the h-l energy gap to 1.83 ev from 5.57 ev. these alterations in the electronic properties indicate a promising application of au-pamam in the field of drug delivery and sensor. d. cortés-arriagada et al. used another graphene-like nanosheet, phosphorene, to investigate the interaction of nucleobases which plays an important role in designing drug molecules [397] . for the dft calculations, they have used dft-d methods with pbe functional and def2-svp basis sets. the nucleobases were observed to be adsorbed on the surface of phosphorene nanosheet more strongly than the gns where the most stable interaction was observed with guanine (g) nucleobase. the range of adsorption energies for the nucleobases on gns was observed on a range 12.45 to 18.68 kcal/mol which increased as 14.76 to 21.68 kcal/mol on the phosphorene nanosheet with weak long-range electrostatic closed-shell interactions. the stability was further increased while the nucleobases worked as a base pair and the most stable pair was c-g pair on the adsorption towards phosphorene with an adsorption energy of 33.20 kcal/mol following by 32.05 and 29.52 kcal/mol for a-t and a-u bases. during the interactions of nucleobases with phosphorene, a significant contribution to the van der waals dispersion energy was observed, and it was in the range of 15.91 to 22.37 kcal/mol for single nucleobases while was 35.05 to 38.51 kcal/mol for base pairs adsorption on phosphorene. but the adsorption of nucleobases almost failed to alter the electronic properties of phosphorene but increased the dm to as high as 3.57 debye in the base pairs and 3.30 debye for the single nucleobases while it was zero for the phosphorene nanosheet alone. these properties hold potential for the phosphorene nanosheet in the development of biosensors, nano-drug carrier vehicles or to be applied in dna/rna sequencing. the phosphorene nanosheet was further investigated by u. saikia et al. to find an efficient electrochemical sensor or nano-drug delivery vehicle for acetaminophen drug or more commonly known as paracetamol [89] . it was observed that phosphorene adsorbed acetaminophen drug slightly more strongly compared to graphene with an adsorption energy of -20.99 kcal/mol and an adsorbent-adsorbate distance of 3.28 å following by -20.06 kcal/mol and 3.13 å for graphene. but the phosphorene clearly outnumbered the graphene and bnns in terms of charge transfer and dm which was 0.27e and 6.1 debye respectively for phosphorene following by 0.01e and 2.5 debye for graphene, and 0.06e and 3.2 debye for bnns though bnns adsorbed j o u r n a l p r e -p r o o f acetaminophen more strongly than phosphorene with an adsorption energy of -25.37 kcal/mol with a lower adsorbent-adsorbate distance of 3.07 å. however, the most alluring interaction properties were observed for acetaminophen adsorption on the silicene, a two-dimensional nanosheet made of silicon atoms. when the drug was adsorbed in parallel with silicene, it was adsorbed with an adsorption energy of -21.68 kcal/mol but with a small adsorbent-adsorbate distance of 1.83 å. this lead to a higher amount charge transfer between the drug and nanosheet of 0.57e along with a significantly increased dm of 16.2 debye. for the perpendicular orientation of the drug with silicene, a more stable interaction was observed with an adsorption energy of -25.83 kcal/mol but with a slightly less charge transfer and dm of 0.48e and 15.7 debye respectively. hence, the silicene surely holds a potential to be applied as a nano-drug carrier for acetaminophen drug, whereas other structures may work as a sensor to detect acetaminophen drug which can be explored through experimental research. after analyzing these vast number of research works, ldns can be concluded as promising candidate for the bio-sensing and drug delivery related applications. the biocompatibility and a great variety of the ldns with significant noble properties made these materials to work as sensors and delivery systems for many different types of drugs and biomolecules. besides, the quantum mechanical calculations have shown a considerable accuracy on predicting the different properties of the nanomaterials in the nanoscale range with a close resemblance to the experimental outcomes. furthermore, these first-principles calculation methods hold a promising future with the increasing computational abilities, which will significantly assist experimental researchers in developing any biomedical devices in a considerably short period of time during an emergency-response-situation. we have observed that the first-principles calculations allow researchers to calculate a wide range of essential properties from an atomic perspective to firmly understand the interaction of drug molecules with the nanomaterials. for the drug delivery systems, it also allows investigating the drug release mechanism in the targeted cell region. the excellent mechanical and electronic properties along with the biocompatibility of carbon-based ldns, e.g. graphene, cnt, fullerenes etc. made themselves evenhanded to be investigated more extensively than other nanomaterials to be applied in the stable drug sensor and drug delivery systems for various kind of drugs which show significant adverse effects in the human and animal bodies. among other nanomaterials, bnns and its allotropes, e.g. bnnt, bnnc showed a comparable mechanical strength, enhanced thermal stability, and other properties similar to the carbon-based nanomaterials which are being applied in the development of highly durable biosensors and drug delivery systems. other nanostructures like quasi-planar b 36 , phosphorene, gold nanoparticles, metal nitrides etc. were investigated less extensively but showed promising sensing behaviour towards many drugs and biomolecules. especially, phosphorene, semimetal and post-transition metal nanostructures were studied to detect many toxic nerve agent, kidney biomarkers etc. hence, these nanomaterials can further be investigated to develop biosensors to detect many other drugs and biomolecules. in conclusion, the wide variety of ldns with many alluring novel properties holds a great potential in biomedical applications where first-principles investigations with rapidly increasing computational abilities will assist researchers in understanding these systems from the atomic perspective at a low cost with considerable accuracy. 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graphene oxide/poly(2-dimethyl aminoethyl methacrylate) nanohybrids and their primary application for small interfering rna delivery folic acid-conjugated graphene oxide loaded with photosensitizers for targeting photodynamic therapy graphene multilayers as gates for multi-week sequential release of proteins from surfaces multilayered graphene nano-film for controlled protein delivery by desired electro-stimuli non-cytotoxic hydroxylfunctionalized exfoliated boron nitride nanoflakes impair the immunological function of insect haemocytes in vivo hollow boron nitride nanospheres as boron reservoir for prostate cancer treatment boron nitride nanotubes functionalized with mesoporous silica for intracellular delivery of chemotherapy drugs chiral nanoporous metal-organic frameworks with high porosity as materials for drug delivery black phosphorus nanosheet-based drug delivery system for synergistic photodynamic/photothermal/chemotherapy of cancer a novel nanoparticle vector for tumor directed drug delivery probing the solute-solvent interaction of an azo-bonded prodrug in neat and binary media: combined experimental and computational study experimental and theoretical studies of novel azo benzene functionalized conjugated polymers heteroleptic copper(i) complexes of -scorpionate‖ bis-pyrazolyl carboxylate ligand with auxiliary phosphine as potential anticancer agents: an insight into cytotoxic mode nmr and dft investigations of structure of colchicine in various solvents including density functional theory calculations transition-metal-free formal crosscoupling of aryl methyl sulfoxides and alcohols via nucleophilic activation of c-s bond molecular origin of drug release by water boiling inside carbon nanotubes from reactive molecular dynamics simulation and dft perspectives first principles study on the boron-nitrogen domains segregated within (5,5) and (8,0) single-wall carbon nanotubes: formation energy, electronic structure and reactivity high selectivity of cyclic tetrapyrrole over tetrafuran and tetrathiophene toward toxic chemicals; a first-principles study theoretical insight of polypyrrole ammonia gas sensor an ab initio study of the b35 boron nanocluster for application as atmospheric gas (no,no2,n2o,nh3) sensor boron trifluoride interaction studies on graphdiyne nanotubes -a firstprinciples insight electronic properties of acetaminophen adsorbed on 2d clusters: a first principles density functional study a study on quercetin and 5-fluorouracil drug interaction on graphyne nanosheets and solvent effects -a first-principles study dft and md investigations on the functionalized boron nitride nanotube as an effective drug delivery carrier for carmustine anticancer drug amantadine antiparkinsonian drug adsorption on the aln and bn nanoclusters: a computational study a dft study on the geometrical structures, electronic, and spectroscopic properties of inverse sandwich monocyclic boron nanoclusters conbm (n = 1.2; m = 6-8) chemical hardness in density functional theory ordering of wave functions and eigenenergies to the individual electrons of an atom boron nitride nanotube (bnnt) as a sensor of hydroperoxyl radical (ho2): a dft j o u r n a l p r e -p r o o f study theoretical study of solvent and co-solvent effects on the interaction of flutamide anticancer drug with carbon nanotube as a drug delivery system hexagonal boron nitride nanosheet as novel drug delivery system for anticancer drugs: insights from dft calculations and molecular dynamics simulations behavior of ylides containing n, o, and c atoms as hydrogen bond acceptors absolute hardness: companion parameter to absolute electronegativity adsorption of oxazole and isoxazole on bnnt surface: a dft study 4 -structural health monitoring of processes related to composite manufacturing quantum dots sensitized graphene: in situ growth and application in photoelectrochemical cells graphene and graphene oxide as new nanocarriers for drug delivery applications investigation of the solvent effect, molecular structure, electronic properties and adsorption mechanism of tegafur anticancer drug on graphene nanosheet surface as drug delivery system by molecular dynamics simulation and density functional approach recent advances in graphene based gas sensors recent advances in graphene-based biosensors electric field in atomically thin carbon films, science (80-. ) highly conducting graphene sheets and langmuir-blodgett films large area, few-layer graphene films on arbitrary substrates by chemical vapor deposition synthesis of graphene-based nanosheets via chemical reduction of exfoliated graphite oxide chemical nature of boron and nitrogen dopant atoms in graphene strongly influences its electronic properties superior thermal conductivity of single-layer graphene thermal properties of graphene and nanostructured carbon materials approaching ballistic transport in suspended graphene cytotoxicity of graphene oxide and graphene in human erythrocytes and skin fibroblasts direct electrochemistry of glucose oxidase assembled on graphene and application to glucose detection phagraphene: a low-energy graphene allotrope composed of 5-6-7 carbon rings with distorted dirac cones induction of apoptosis by β-lapachone in human prostate cancer cells efficacy of betalapachone in pancreatic cancer treatment: exploiting the novel, therapeutic target nqo1 selective killing of cancer cells by β-lapachone: direct checkpoint activation as a strategy against cancer studying metal-doped graphene nanosheet as a drug carrier for anticancer drug β-lapachone using density functional theory (dft) doxorubicin and mechanical performance of cardiac trabeculae after acute and chronic treatment: a review risk factors for doxorubicin-lnduced congestive heart failure doxorubicin pathways: pharmacodynamics and adverse effects a first-principles study of the interaction of doxorubicin with graphene fabrication and characterization of a triple functionalization of graphene oxide with fe3o4, folic acid and doxorubicin as dual-targeted drug nanocarrier controlled release of doxorubicin from graphene oxide based charge-reversal nanocarrier adsorption of ampyra anticancer drug on the graphene and functionalized graphene as template materials with high efficient carrier b24n24 fullerene as a carrier for 5-fluorouracil anti-cancer drug delivery: dft studies a dft study of 5-fluorouracil adsorption on the pure and doped bn nanotubes aln and alp doped graphene quantum dots as novel drug delivery systems for 5-fluorouracil drug: theoretical studies process research and development of a dihydropyrimidine dehydrogenase inactivator: large-scale preparation of eniluracil using a sonogashira coupling 5-fluorouracil: mechanisms of resistance and reversal strategies screening of the structural, topological, and electronic properties of the functionalized graphene nanosheets as potential tegafur anticancer drug carriers using dft method recent and new targets for small molecule anti-cancer agents how strong is the edge effect in the adsorption of anticancer drugs on a graphene cluster? benchmark theoretical study of the π-π binding energy in the benzene dimer adsorption of adenine on the surface of nickel-decorated graphene study on the structure and electronic property of adsorbed guanine on aluminum doped graphene: first principles calculations sustained-release fampridine for symptomatic treatment of multiple sclerosis theoretical study of functionalized single-walled carbon nanotube (5, 5) with mitoxantrone drug dalfampridine: review on its recent development for symptomatic improvement in patients with multiple sclerosis phonon dispersion curves of a bc3 honeycomb j o u r n a l p r e -p r o o f epitaxial sheet adsorption of amino acids on boron and/or nitrogen doped functionalized graphene: a density functional study trends of amino acid adsorption onto graphene and graphene oxide surfaces: a dispersion corrected dft study computational explanation for interaction between amino acid and nitrogen-containing graphene si-doped phagraphene as a drug carrier for adrucil anticancer drug: dft studies helical microtubules of graphitic carbon strength and breaking mechanism of multiwalled carbon nanotubes under tensile load, science (80-. ) quantum transport in carbon nanotubes nanotube optoelectronic memory devices thermal conductance of an individual single-wall carbon nanotube above room temperature highly dense and perfectly aligned single-walled carbon nanotubes fabricated by diamond wire drawing dies unusually high thermal conductivity of carbon nanotubes carbon nanotube (cnt)-based composites as electrode material for rechargeable li-ion batteries: a review carbon nanotubes: a review on structure and their interaction with proteins advances in the science and technology of carbon nanotubes and their composites: a review catalytic growth of carbon microtubules with fullerene structure large-scale purification of single-wall carbon nanotubes: process, product, and characterization gas-phase synthesis of swnt by an atmospheric pressure plasma jet one-pot synthesis of carbon nanofibers from co2 synthesis of large arrays of well-aligned carbon nanotubes on glass large-scale production of single-walled carbon nanotubes by the electric-arc technique gas-phase catalytic growth of single-walled carbon nanotubes from carbon monoxide carbon nanotube growth by pecvd: a review a review featuring the fundamentals and advancements of polymer/cnt nanocomposite application in aerospace industry a review on carbon nanotube field effect transistors (cntfets) for ultra-low power applications a review on the use of carbon nanotubes nanofluid for energy harvesting system recent development in nanocarbon materials for gas sensor applications recent uses of carbon nanotubes & gold nanoparticles in electrochemistry with application in biosensing: a review applications of carbon nanotubes in drug delivery: a comprehensive review how do carbon nanotubes serve as carriers for gemcitabine transport in a drug delivery system? quaternized polymer-single-walled carbon nanotube scaffolds for a chemiresistive glucose sensor carbon nanotubes for the delivery of therapeutic molecules biomolecule-functionalized carbon nanotubes: applications in nanobioelectronics platinum(iv) prodrugs entrapped within multiwalled carbon nanotubes: selective release by chemical reduction and hydrophobicity reversal the application of carbon nanotubes in target drug delivery systems for cancer therapies modeling the interaction between anti-cancer drug penicillamine and pristine and functionalized carbon nanotubes for medical applications: density functional theory investigation and a molecular dynamics simulation tuberculosis and the tubercle bacillus si-doped single-walled carbon nanotubes interacting with isoniazid-a density functional and molecular docking study effect of b/n co-doping on the stability and electronic structure of single-walled carbon nanotubes by firstprinciples theory a randomized trial in patients with gemcitabine refractory pancreatic cancer. final results of the conko 003 study efficacy and safety profile of gemcitabine in nonsmall-cell lung cancer: a phase ii study activity of gemcitabine in patients with non-small cell lung cancer: a multicentre, extended phase ii study gemcitabine plus paclitaxel versus paclitaxel monotherapy in patients with metastatic breast cancer and prior anthracycline treatment fatal pulmonary toxicity resulting from treatment with gemcitabine severe acute lung injury induced by gemcitabine a density functional theory-based analysis of the structural, topological and electronic properties of gemcitabine drug adsorption on the pyrrolidine functionalized single-walled carbon nanotube flutamide-induced hepatotoxicity: report of a case series severe gynecomastia due to anti androgens intake: a case report and literature review mechanism of action and pure antiandrogenic properties of flutamide assessment of the adsorption mechanism of flutamide anticancer drug on the functionalized single-walled carbon nanotube surface as a drug delivery vehicle: an alternative theoretical approach based on dft and md assessment of solvent effects on the interaction of carmustine drug with the pristine and cooh-functionalized single-walled carbon nanotubes: a dft perspective metformin use and prostate cancer in caucasian men: results from a population-based case-control study metformin and pathologic complete responses to neoadjuvant chemotherapy in diabetic patients with breast cancer antidiabetic therapies affect risk of pancreatic cancer quantum chemical study on the adsorption of metformin drug on the surface of pristine, si-and al-doped (5, 5) swcnts, phys. e low-dimensional syst calcium-doped single-wall nanotubes (ca/swcnts) as a superior carrier for atropine drug delivery: a quantum-chemical study in gas and solvent phases chapter 3 -drugs involved in drug-facilitated crime-pharmacological aspects ketamine and ketamine metabolite pharmacology: insights into therapeutic mechanisms functionalized single-walled carbon nanotube for ketamine sensing: dft and md studies an overview of clinical pharmacology of ibuprofen intermolecular and low-frequency intramolecular raman scattering study of racemic ibuprofen adsorption of ibuprofen on silicon decorated fullerenes and single walled carbon nanotubes: a comparative dft study density functional investigation of co and no adsorption on tm-decorated c 60 fullerene a dft study on the functionalization of c60 fullerene with 1,2-benzoquinone dft, nbo and molecular docking studies of the adsorption of fluoxetine into and on the surface of simple and sulfur-doped carbon nanotubes computational modeling of functionalized multi-walled carbon nanotubes dispersed in polyethylenimine for electrochemical sensing of acetaminophen absorption behavior of small biomolecules on carbon nanotube by density functional theory pd-doped single-walled carbon nanotube as a nanobiosensor for histidine amino acid, a dft study a dft-d study on the interaction between lactic acid and single-wall carbon nanotubes topological organic chemistry. polyhedranes and prismanes geometrical and electronic properties of the clusters of c20 cage doped with alkali metal atoms first-principles study of no2 adsorption on c20 fullerene stabilization of the c 20 cage by encapsulation of h + and he 2+ ions solid c60: a new form of carbon characterization of the soluble all-carbon molecules c60 and c70 fullerene formation in sputtering and electron beam evaporation processes extraction of c60 cluster ion beam synthesis of fullerenes and fullerenic nanostructures in a lowpressure benzene/oxygen diffusion flame arc discharge instalation for fullerene production covalent fullerene chemistry, science (80-. ) electron-phonon coupling and the electrical conductivity of fullerene nanotubules fullerene-styrene random copolymers. novel optical properties fullerene chemistry for materials science applications fullerene materials for lithium-ion battery applications bt -perspectives of fullerene nanotechnology endohedral fullerenes for organic photovoltaic devices electrocatalytic properties and sensor applications of fullerenes and carbon nanotubes synthesis of c60/graphene composite as electrode in supercapacitors, fullerenes, nanotub. carbon nanostructures solubility of fullerene (c60) in a variety of solvents antibacterial activity of fullerene water suspensions: effects of preparation method and particle size synthesis of a fullerene derivative for the inhibition of hiv enzymes a tumoral acidic ph-responsive drug delivery system based on a novel photosensitizer (fullerene) for in vitro and in vivo chemo-photodynamic therapy electrochemical behavior of an antiviral drug acyclovir at fullerene-c60-modified glassy carbon electrode study on the electronic structure of cr-and ni-doped fullerenes upon adsorption of adenine: a comprehensive dft calculation a density functional theory study on the interaction between 5-fluorouracil drug and c24 fullerene adsorption mechanism, structural and electronic properties: 4-phenylpyridine & undoped or doped (b or si) c60 theoretical study on the phenylpropanolamine drug interaction with the pristine, si and al doped [60] fullerenes, phys. e low-dimensional syst phenylpropanolamine: a potentially hazardous drug adverse drug effects attributed to phenylpropanolamine: a review of 142 case reports phenylpropanolamine-induced hypertensive seizures a dft study of penicillamine adsorption over pure and al-doped c60 fullerene penicillamine, a new oral therapy for wilson's disease penicillamine in severe rheumatoid arthritis utility of extrinsic [60] fullerenes as work function type sensors for amphetamine drug detection: dft studies fluorescence polarization immunoassay detection of amphetamine, methamphetamine, and illicit amphetamine analogues ge doped c60 fullerenes amantadine: the journey from fighting flu to treating parkinson disease amantadine caused corneal edema conformational and electronic properties of hydroquinone adsorption on c60 fullerenes: doping atom, solvent and basis set effects fullerene c60 containing porphyrin-like metal center as drug delivery system for ibuprofen drug application of c30b15n15 heterofullerene in the isoniazid drug delivery: dft studies, phys. e low-dimensional syst theoretical insight of alpha amino acid phenylalanine adsorption on pristine and decorated fullerenes adsorption behavior of amphetamine on the inorganic bc3 nanotube and nanosheet: dft studies the electronic response of pristine, al and si doped bc2n nanotubes to a cathinone molecule: computational study a dft study of adsorption of glycine onto the surface of bc2n nanotube potential of graphene oxide as a drug delivery system for sumatriptan: a detailed density functional theory study multifunctional fluorescent pegylated fluorinated graphene for targeted drug delivery: an experiment and dft study density functional theory calculations and molecular dynamics simulations of the adsorption of ellipticine anticancer drug on graphene oxide surface in aqueous medium as well as under controlled ph conditions investigation on graphdiyne nanosheet in adsorption of sorafenib and regorafenib drugs: a dft approach flutamide drug interaction studies on graphdiyne nanotube -a first-principles study adsorption behavior of cytosine and guanine nucleobases on graphyne nanosheets: a dft study a dft study on the detection of isoniazid drug by pristine, si and al doped c70 fullerenes brain dysfunction in phenylketonuria: is phenylalanine toxicity the only possible cause? pathogenesis of cognitive dysfunction in phenylketonuria: review of hypotheses on the atomic weight of graphite verfahren zur darstellung der graphitsäure preparation of graphitic oxide biomedical applications of graphene and graphene oxide new horizons for diagnostics and therapeutic applications of graphene and graphene oxide chest symptoms after sumatriptan: a two-year clinical practice review in 735 consecutive migraine patients fluorinated graphene as an anticancer nanocarrier: an experimental and dft study architecture of graphdiyne nanoscale films phase ii trial of sorafenib in advanced thyroid cancer sorafenib for the treatment of advanced renal cell carcinoma dermatologic symptoms associated with the multikinase inhibitor sorafenib meta-analysis of dermatological toxicities associated with sorafenib sorafenib in radioactive iodine-refractory well-differentiated metastatic thyroid cancer regorafenib (bay 73-4506) in advanced colorectal cancer: a phase i study regorafenib as second-line therapy in hepatocellular carcinoma acute liver failure due to regorafenib may be caused by impaired liver blood flow: a case report interaction of imuran, pentasa and hyoscyamine drugs and solvent effects on graphdiyne nanotube as a drug delivery system -a dft study a novel graphite-like material of composition bc3, and nitrogen-carbon graphites calculation of electronic and structural properties of bc 3 , phys. rev utility of extrinsic [60] fullerenes as work function type sensors for amphetamine drug detection: dft studies thermal and chemical stability of hexagonal boron nitride (h-bn) nanoplatelets, vacuum thermal transport in hexagonal boron nitride nanoribbons synthesis of monolayer hexagonal boron nitride on cu foil using chemical vapor deposition synthesis of large-area multilayer hexagonal boron nitride for high material performance large scale growth and characterization of atomic hexagonal boron nitride layers nanorice-like structure of carbon-doped hexagonal boron nitride as an efficient metal-free catalyst for oxygen electroreduction doped h-bn monolayer as efficient noble metal-free catalysts for co oxidation: the role of dopant and water in activity and catalytic de-poisoning synthesis and characterization of hexagonal boron nitride as a gate dielectric on the use of two dimensional hexagonal boron nitride as dielectric boron nitride (bn) and bn composites for high-temperature applications high operating temperature and low power consumption boron nitride nanosheets based broadband uv photodetector sandwich-structured pvdf-based composite incorporated with hybrid fe3o4@bn nanosheets for excellent dielectric properties and energy storage performance 2d hexagonal boron nitride (2d-hbn) explored for the electrochemical sensing of dopamine ultra-sensitive hall sensors based on graphene encapsulated in hexagonal boron nitride study the gas sensing properties of boron nitride nanosheets boron nitride nanosheets as a platform for fluorescence sensing biocompatibility of boron nitride nanosheets thymine adsorption on two-dimensional boron nitride structures: first-principles studies nucleobases-decorated boron nitride nanoribbons for electrochemical biosensing: a dispersioncorrected dft study a comparative dft study on the interaction of cathinone drug with bn nanotubes, nanocages, and nanosheets adsorption of mercaptopurine drug on the bn nanotube, nanosheet and nanocluster: a density functional theory study theory of graphitic boron nitride nanotubes mass-production of boron nitride double-wall nanotubes and nanococoons synthesis of boron nitride nanotubes at low temperatures using reactive ball milling nanotubes in boron nitride laser heated at high pressure cvd growth of boron nitride nanotubes rate theory of yield in boron nitride nanotubes synthesis and characterization of ropes made of bn multiwalled nanotubes isotope effect on the thermal conductivity of boron nitride nanotubes boron nitride nanotubes: pronounced resistance to oxidation stability and band gap constancy of boron nitride nanotubes young modulus, mechanical and electrical properties of isolated individual and bundled single-walled boron nitride nanotubes electrically insulating polymeric composites with boron nitride nanotubes as fillers eu-doped boron nitride nanotubes as a nanometer-sized visible-light source superhydrophobic and superoleophilic boron nitride nanotube-coated stainless steel meshes for oil and water separation polyethylene/boron nitride composites for space radiation shielding boron nitride nanotube based nanosensor for acetone adsorption: a dft simulation detection of phosgene by sc-doped bn nanotubes: a dft study boron nitride nanotubes are noncytotoxic and can be functionalized for interaction with proteins and cells boron nitride nanotubes: biocompatibility and potential spill-over in nanomedicine boron nitride nanotube-based biosensing of various bacterium/viruses: continuum modelling-based simulation approach boron nitride nanotube as a delivery system for platinum drugs: drug encapsulation and diffusion coefficient prediction practical issues in the management of hypersensitivity reactions a density functional theory outlook on the possible sensing ability of boron nitride nanotubes and their al-and si-doped derivatives for sulfonamide drugs boron nitride nanotubes for delivery of 5-fluorouracil as anticancer drug: a theoretical study the chemotherapy of brain tumors: clinical experience with severe diffuse interstitial pneumonitis induced by carmustine (bcnu), chest. 105 myocardial ischemia associated with high-dose carmustine infusion theoretical study of encapsulation of floxuridine anticancer drug into bn quality of life and survival with continuous hepatic-artery floxuridine infusion for colorectal liver metastases toxicities and complications of implanted pump hepatic arterial and intravenous floxuridine infusion adjuvant perioperative hepatic arterial mitomycin c and floxuridine combined with surgical resection of metastatic colorectal cancer in the liver electrochemical behavior of acetaminophen and its detection on the pani-mwcnts composite modified electrode theoretical studies of the paracetamol and phenacetin adsorption on single-wall boron-nitride nanotubes: a dft and md investigation molecular dynamics simulation of paracetamol drug adsorption on boron nitride nanotube: effects of temperature adsorption of the nitrosamine and thionitrosamine molecules as carcinogen compounds on the bn and b3al n nanotubes: a dft study nitrosamine and related food intake and gastric and oesophageal cancer risk: a systematic review of the epidemiological evidence a study on carcinogenesis of endogenous nitrite and nitrosamine, and prevention of cancer ab initio investigation of pristine and doped single-walled boron nitride nanotubes as acetone sensor structure and stability of c24 and b12n12 isomers doping graphitic and carbon nanotube structures with boron and nitrogen, science (80-. ) octahedral boron nitride fullerenes formed by electron beam irradiation formation and structure of b24n24 clusters boron nitride nanocages synthesized by a moderate thermochemical approach controlled fabrication of ultrathin-shell bn hollow spheres with excellent performance in hydrogen storage and wastewater treatment fullerene nanocage capacity for hydrogen storage b12n12nano-cage as potential sensor for no2detection treatment of adult acute leukemia with arabinosylcytosine and thioguanine hepatic veno-occlusive disease caused j o u r n a l p r e -p r o o f by 6-thioguanine 6-thioguanine treatment of psoriasis: experience in 81 patients theoretical investigation of thioguanine isomers anticancer drug adsorption treatment on b12n12 nanocage ifosfamide-pharmacology, safety and therapeutic potential side effects of ifosfamide a comparative theoretical study on the interaction of pure and carbon atom substituted boron nitride fullerenes with ifosfamide drug a computational study on the cisplatin drug interaction with boron nitride nanocluster interaction of α-cyano-4-hydroxycinnamic acid drug with inorganic bn nanocluster: a density functional study adsorption of celecoxib on b12n12 fullerene: spectroscopic and dft/td-dft study celecoxib associated esophagitis: review of gastrointestinal side effects from cox-2 inhibitors cyclooxygenase-2 inhibition with celecoxib enhances antitumor efficacy and reduces diarrhea side effect of cpt-11 adsorption behavior of metformin drug on boron nitride fullerenes: thermodynamics and dft studies quantum chemical assessment of the adsorption behavior of fluorouracil as an anticancer drug on the b36 nanosheet borophene as an electronic sensor for metronidazole drug: a computational study healing of perineal crohn's disease with metronidazole is metronidazole carcinogenic? dna sequencing by borophene nanosheet via an electronic response: a theoretical study a computational study for the b30 bowl-like nanostructure as a possible candidate for drug delivery system for amantadine amantadine in the treatment of parkinson's disease amantadine as treatment for dyskinesias and motor fluctuations in parkinson's disease specific structural alteration of the influenza haemagglutinin by amantadine the computational study of the γ-fe2o3 nanoparticle as carmustine drug delivery system: dft approach a theoretical investigation on the adsorption of platinol drug on a zno nanocluster: solvent and density j o u r n a l p r e -p r o o f functional effect aim and nbo study of isoniazid drug delivery by mgo nanocage the capability of the pristine and (sc, ti) doped be12o12 nanocluster to detect and adsorb of mercaptopyridine molecule: a first principle study exploring the sensitivity of zno nanotubes to tyrosine nitration: adft approach interaction of isoniazid drug with the pristine and ni-doped of (4, 4) armchair gannts: a first principle study a computational study on the purinethol drug adsorption on the aln nanocone and nanocluster benzoylethanamine drug interaction with the aln nanosheet, nanotube and nanocage: density functional theory studies electronic and work function-based sensors for acetylsalicylic acid based on the aln and bn nanoclusters: dft studies p) nanocages for drug-delivery systems? a dft study on the adsorption property of 4-aminopyridine drug gelatin-gold nanoparticles as an ideal candidate for curcumin drug delivery: experimental and dft studies the clinical pharmacology of 6-mercaptopurine adsorption of 1,4-dimethoxy-2-nitro-3-methylanthracene-9,10-dione onto silver nanoparticles first tdae approach in quinonic series: synthesis of new 2-substituted 1,4-dimethoxy-9,10-anthraquinones dft investigation of the interaction of gold nanoclusters with poly(amidoamine) pamam g0 dendrimer phosphorene as a template material for physisorption of dna/rna nucleobases and resembling of base pairs: a cluster dft study and comparisons with graphene we thankfully acknowledge the higher education quality enhancement program (heqep) subproject cp-3415, university grant commission (ugc) of bangladesh, and the world bank for the financial assistance to set up the computational physics (cp) research lab in the department of physics at jahangirnagar university. also, we would like to give our special gratitude to ahmad azuad yaseer and shawon mahmud for their valuable assistance with the graphical content creation. ☒ the authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.☐the authors declare the following financial interests/personal relationships which may be considered as potential competing interests: j o u r n a l p r e -p r o o f graphical abstract:in this review article, we have analyzed the application of low-dimensional nanostructured materials in the biomedical applications like drug delivery systems and drug sensors development.j o u r n a l p r e -p r o o f key: cord-253115-ekgdsv4f authors: mehta, meenu; deeksha,; tewari, devesh; gupta, gaurav; awasthi, rajendra; singh, harjeet; pandey, parijat; chellappan, dinesh kumar; wadhwa, ridhima; collet, trudi; hansbro, philip m.; kumar, s rajesh; thangavelu, lakshmi; negi, poonam; dua, kamal; satija, saurabh title: oligonucleotide therapy: an emerging focus area for drug delivery in chronic inflammatory respiratory diseases date: 2019-08-01 journal: chemico-biological interactions doi: 10.1016/j.cbi.2019.05.028 sha: doc_id: 253115 cord_uid: ekgdsv4f abstract oligonucleotide-based therapies are advanced novel interventions used in the management of various respiratory diseases such as asthma and chronic obstructive pulmonary disease (copd). these agents primarily act by gene silencing or rna interference. better methodologies and techniques are the need of the hour that can deliver these agents to tissues and cells in a target specific manner by which their maximum potential can be reached in the management of chronic inflammatory diseases. nanoparticles play an important role in the target-specific delivery of drugs. in addition, oligonucleotides also are extensively used for gene transfer in the form of polymeric, liposomal and inorganic carrier materials. therefore, the current review focuses on various novel dosage forms like nanoparticles, liposomes that can be used efficiently for the delivery of various oligonucleotides such as sirna and mirna. we also discuss the future perspectives and targets for oligonucleotides in the management of respiratory diseases. respiratory diseases like lung cancer, inflammatory diseases with chronic obstructive pulmonary disease (copd), asthma, respiratory infections and pulmonary fibrosis are some of the major causes of death globally [1] [2] [3] . currently available treatment options for these diseases have limited efficacy [4] . the approval of inhaled corticosteroids in the early 1970s opened a major breakthrough and the path for the treatment of airway diseases. even after 40 years, these are still the mainstay of respiratory disease therapy. however, there are several limitations when it comes to the management of chronic disease conditions [5] . along these lines of research, double-stranded rnas (dsrnas) were discovered, which regulates gene function by rna interference (rnai). silencing mechanism. the mechanism represents a new and powerful therapeutic approach for the treatment and prevention of respiratory diseases by altering gene expression. different rna molecules can mediate rnai, such as short interfering rna (sirna), long dsrna, microrna (mirna) and short hairpin rna (shrna) [4] . among these molecules and approaches, oligonucleotide therapies are emerging as a newer and effective class. oligonucleotides are defined as polynucleic acid chains that may be modified or unmodified and consists of various functional groups based on their use and source. the nucleotides contain five base pairs, two of which are purine derivatives (adenine and guanine) and the rest are pyrimidine derivatives (cytosine, thymine, and uracil). this class of substances function based on several approaches, namely, the rnai (mirna and sirna), the antisense, the aptamer, the immunomodulatory and the decoy approaches. most of these approaches are in early phases of development. however, there are several limitations with the current state of small molecule therapies. thus, the use of oligonucleotides has emerged as an advancement in the treatment of respiratory diseases, as these cover a wide range of targets [5, 6] . some of the applications of oligonucleotides are listed below: • pcr (polymerase chain reaction) primer • rna, sirna and antisense studies • melting point optimization of oligonucleotides • molecular diagnostics • gene therapy • microarrays • fluorescence in situ hybridization (fish) • fluorescence resonance energy transfer (fret) [3] . these are short, single stranded oligodeoxynucleotides that have the capability to modify rna and can alter the protein expression [7] . based upon their mechanism of action, these are further categorized into two classes: a) rnase h-dependent oligonucleotides: these stimulate mrna degradation. most of the antisense drugs act through rnase h-dependent mechanism. the enzyme rnase h causes hydrolysis of the rna strand of rna/dna duplex as shown in fig. 1 . their efficiency is 80-95% in down-regulating protein and mrna expression and target any site of mrna. b) steric-blocker oligonucleotides: these hamper the process of splicing or translation. these oligonucleotides are effective only when they target a specific codon i.e. 5′ or aug initiation codon [8] . as these are capable of targeting the cause of development of the disease, asos have the potential of being used as a successful therapy as compared to the conventional therapies [7] . these are non-coding rnas that have a distinctive role in gene regulation and are also very specific, as they act only on one mrna target. sirnas are responsible for gene silencing at the post transcriptional level by causing rna interference (rnai). rnai is a natural process that causes gene silencing through mrna degradation. a conventional sirna contains 19-21 nucleotides along with two nucleotides overhanging at the 3' end, mostly tt and uu. their potency can be enhanced by elongating the length of double stranded rna (dsrna). although, these have the potential of being therapeutically utilized, there are yet certain challenges for their utilization into clinical practice such as, reduced stability and poor delivery [9] . mirna is a single strand rna that consists of 21-25 nucleotides and are produced from primary mirna via the action of two rnase-iii type proteins-drosha (in nucleus) and dicer (in cytoplasm) [10, 11] . these hinder the translation process through accumulation of mrna in processing bodies (p-bodies). these play a vital role in various processes such as cell division, cell death, breakdown of fats, neuronal pattering, hematopoietic differentiation and immunity [12] . mirna acts on multiple targets and causes mrna degradation. they also face limitations in terms of instability and poor delivery. in addition, they also have the potential of being used in various complex disorders such as different types of cancers and neurodegenerative disorders [9] . a comparison between mirna and sirna is shown in table 1 . these are single stranded dna or rna molecules that can bind strongly to definite targets. these are less immunogenic, physically stable, and can be subjected to large scale production at relatively reasonable cost. these molecules are mostly used as therapeutic or diagnostic agents or as biosens [13] . both rna and dna aptamers differ in their sequence and folding pattern, even though these act on similar targets [14] . these are short, single stranded oligodeoxynucleotides that includes unmethylated cpg dinucleotides at a particular region. these have been divided into four classes depending upon their structural variations and the type of immune reaction they stimulate: a) k-type/b-type: these have 1-5 cpg dinucleotides on a phosphorothioate backbone that increase their resistance to nuclease digestion leading to an enhancement of half-life. they stimulate b-cells to produce igm. b) d-type/a-type: these molecules consist of a phosphodiester centre surrounded by phosphorothioate terminal nucleotides. they cause maturation of plasmacytoid dendritic cells (pdc) and stimulates the production of interferon α (ifnα). c) c-type: these substances enhance the production of il-6 by b-cells and ifnα by pdc. d) p-type: these are substances that consist double palindromes that make hairpin like structures at the gc rich 3′-ends and stimulate the secretion of type i-ifn [15] . a brief classification of oligonucleotides is shown in table 2 . oligonucleotides have been utilized from the last two decades for their therapeutic properties. majorly these are used either for inhibition of genes or protein expression. following are few areas in which these can be used: • neurodegenerative disorders: oligonucleotides can be used as an effective therapy for the treatment of huntington's disease (hd) because it is an autosomal disease caused by mutation on single allele. oligonucleotides target the altered messenger rna (mrna) and decrease the synthesis of the causative protein-huntingtin [16] . aso can also be used as a therapy for the treatment of spinal muscular atrophy (sma), amyotrophic lateral sclerosis (als) and spinocerebellar ataxias [17] . • respiratory disorders: oligonucleotides can be administered as an inhalation for the treatment of asthma and copd. they have fewer side effects as these molecules are directly targeted to the lungs. in addition, their uptake is usually enhanced at the target site which leads to their prolonged duration of action [18] . • cancer: antisense oligonucleotides have emerged as a new therapeutical approach for the treatment of various types of cancers whereby, they attach with mrna and inhibit gene translation [19] . however, non-specific protein binding and efficient delivery appear to be the major hurdles for their use in cancer treatment [19] . • diabetic retinopathy: antisense oligonucleotides (e.g., ico-007) are currently under trials for the treatment of diabetic retinopathy. these act by down regulating the signaling pathway of multiple growth factors that are involved in the ocular angiogenesis and vascular leakage. they provide several advantages namely, increased half-life, lesser degradation and improved safety profile [20] . it is interesting to note that the only oligonucleotide currently approved is vitravene ® (novartis, new york, ny, usa), which is used for cytomegalovirus retinitis, where the drug is directly administered to the site of disease (intravitreal). dna antisense oligonucleotide (aso) molecules, act by modulating the expression of a target gene by binding to its mrna, thereby prevent translation. the concept was first proposed by zamecnik and stephenson in 1978 [21] . this was the first evidence reported in the literature, suggesting that oligonucleotides might be used for therapeutic intervention and since then aon technology has been developed for a wide array of therapeutic purposes. the growing interest of such approaches has risen from the fact that several copies of a protein can be produced by each mrna molecule. d'anjou and team had patented a formulation of antisense oligonucleotides targeted against genes coding for phosphodiesterase. these can be used either as analytical agents or for therapy in cases of asthma, copd, bronchitis, pulmonary fibrosis and leads to rise in cyclic amp and reduction in pde level [22] . another patent involves an oligonucleotide that has nucleotide sequence corresponding to the respiratory syncytial virus nucleotide sequence number 98-116 or 627-645 of the respiratory syncytial virus antigenome. the invention also provides a composition including oligonucleotide and a physiologically acceptable carrier [23] . it is, therefore, potentially a more efficient approach to target the mrna rather than the protein itself [5] . furthermore, cpg oligonucleotides attach to toll-like receptor 9 (tlr-9) which causes an immune response by stimulation of intracellular signaling and causes the stimulation of pro-inflammatory mediators such as nf-κb. aptamers bound tightly to the protein, targets to hinder their response. sirna acts on argonaute 2 and rna-induced silencing complex. this complex has exonuclease and endonuclease activities that cause degradation of cellular mrna, thus inhibiting translation. it also acts on syk kinase, a signaling molecule that is responsible for inflammation [5] . kinman and yamada had patented a method of administering oligodeoxynucleotides for the treatment of inflammatory lung diseases in 2004. these were able to suppress immune response to cpg oligodeoxynucleotides for the management of inflammatory lung disorders [24] . another invention involves a method for activation of immune response by using combination of immunostimulatory cpg oligonucleotides with immunopotentiating cytokines. these were administered as such or with nucleic acid delivery complex. these causes antigen specific immune response in both humans and animals [25] . in order to attain the full potential of oligonucleotides as treatment option, better methodologies must be developed to deliver the agents to tissues and cells in a target specific manner. currently, many researchers are working on this issue by chemically modifying the oligonucleotides using various nanocarriers. commonly used drug delivery systems for respiratory diseases are polymer-based, lipid-based and peptide-based, and among these three, the lipid-based carriers are the most commonly used vectors for delivering rnai. they include solid lipid nanoparticles, cationic liposomes, lipidoids, solid nanostructured lipid carriers and ph-responsive lipids [26] . liposomes are colloidal drug delivery systems consisting of a lipid layer encircling an aqueous centre. the drug is distributed as per its solubility in the lipid layer or hydrophilic core and these carriers enhance pharmacokinetics of the drugs [27] . additionally, channel proteins might be developed into liposomes as well, that allow passageway of tiny-sized particles, for instance; ions, antibiotics, and nutrients. this leads to reduced degradation through proteolytic enzymes. owing to the concentration gradient difference, the drugs might diffuse via these channels as well. mccaskill and co-workers studied the systemic delivery of cationic liposomes formulated by hydration of freeze-dried matrix (hfdm) with sirna, to the lung epithelium. their study showed that sirna was delivered to 45 ± 2% of murine lung cells when administered intravenously. it was observed that sirna was able to cause targeted gene and protein knockdown in most parts of the lungs. thus, these have the potential of being used for the treatment of lung epithelium diseases [28] . another study reported the formulation of cationic liposomes from dialkyl cationic lipids such as, 1, 2-dioleoyl-3-trimethylammoniumpropane (dotap) and studied their ability of delivering sirna to the lungs upon iv administration. the cationic liposomes made from npropyl} carbamate hydroiodide (hapc-chol) showed increased buildup of sirna in lungs and decreased the expression of tie2 mrna [29] . ozpolat and co-workers studied the utilization of neutral 1, 2-dioleoyl-sn-glycero-3-phophatidylcholine based nanoliposomes in cancer therapy. they found it to be relatively safer and 10 and 30 times more efficacious than cationic liposomes and naked sirna in distributing sirna to cancerous tissues [30] . another study reported the formulation of sterically stabilized cationic liposomes containing cpg-oligonucleotides, which studied their potential as anti-allergen and immunoprotectant. these liposomes enhance the duration of immune defense by cpg-oligonucleotides and offers protection by increasing their uptake by b-cells, dendritic cells and macrophages [31] . li and co-workers formulated liposomes with anti-egfr aptamerconjugated-chitosan to deliver erlotinib and oxygen to reverse drug resistance caused by hypoxia in case of lung cancer. these liposomes are shown to have improved stability and additionally provided controlled discharge of drugs [32] . garbuzenko and team formulated neutral and cationic liposomes to carry doxorubicin (dox), aso and sirna and compared the intratracheal delivery of both these liposomes with that of systemic administration. elevated peak concentration and extended retention time of both these liposomes were observed in case of intratracheal delivery. this study revealed the potential of both these liposomes in the treatment of lung cancer [33] . mizuta et al., studied the potential of antisense phosphorothioate oligonucleotides in the treatment of influenza a virus. these oligonucleotides were found to be complementary to the translation codons of pb2 or pa genes (pb2-as or pa-as) of influenza a virus rna polymerase. therefore, they formulated liposomes incorporated with pb2as, which were able to reduce viral growth in lungs [34] . in another study, otsuka and team prepared vitamin a-coupled liposomes incorporated with sirna for the treatment of pulmonary fibrosis by targeting myofibroblasts. these liposomes inhibit collagen-specific chaperone heat specific protein 47 (hsp47) [35] . niosomes are defined as vesicles made from non-ionic surfactants that are used for targeted delivery of drugs, whereby they also prevent the loss of drug, as these causes localized delivery of drugs. these molecules make a bi-layered structure in which the lipophilic regions project away from the aqueous solvent, while the hydrophilic regions remain in touch with the aqueous solvent [36] . these can be used as carriers for effective gene transport because of better stability and small size. a study reported the formulation of cationic lipid 2, 3-di (teradecyloxy)propan-1-amine, aqualene and polysorbate 80 niosomes by solvent emulsification-evaporation method. these niosomes were able to prevent dna degradation and helped in its entry into cells. another study used cationic niosomes, which were composed of span 80, dota and pegylated lipid for the intracellular transport of sirna/mirna. niosomes are also incorporated with rna that lead to efficient gene silencing in human mesenchymal stem cells [37] . particles with 1-100 nm size range are termed as nanoparticles which have been newly employed in targeted drug delivery [38] . the small size range allows the nanoparticles to behave as drug carriers, which in turn allows them to reach any part of the human body [39] . these can be broadly categorized as polymeric, inorganic or lipid based nanoparticles [40] . polymeric nanoparticles have potential applications in the diagnosis of diseases and drug delivery due to their controlled drug release, theranostics, target specificity and better therapeutic index [41] . this method of drug delivery depends on the biocompatibility and biodegradability of the polymer. kumar et al., demonstrated chitosan ifnγ gene nanoparticles as therapeutic substances against allergic asthma as well as prophylaxis. on intranasal administration, the nanoparticles were taken up by macrophages and bronchoepithelium cells, reducing airway hyper-responsiveness and th2 cytokine levels via stat4 signaling pathway [42] . for over 20 years, non-methylated cpg-oligonucleotides (cpg-odn) have been used as potential substances in the management of allergic asthma. however, these molecules cannot be delivered in high doses due to their undesirable side-effects such as, septic shock due to elevated cytokine level in the body [43, 44] . to overcome the side effects, 300 nm poly (lactic-co-glycolic) acid encapsulated with cpg-odn was found to improve th1 response and reduced eosinophilic count in pulmonary system of derp2 allergen immunocompromised mice [45] . furthermore, polyethylenimine based sirna delivery for targeting t cells has been reported by xie et al. this has been demonstrated in a murine model for allergic asthma [46] . chitosan nanoparticle based imiquimod cream with natriuretic peptide receptor sirna (sinpr) was applied to the ova-sensitized mice which showed decrease in ahr, eosinophil count and levels of pro-inflammatory cytokines including il-4 and il-5 [47] . cystic fibrosis (cf) remains one of the lung disease targets for gene therapy. since 1989, 27 clinical trials with viral and non-viral vectors have been carried out [48] . osman et al., demonstrated a novel pe-gylated cell penetrating peptide (cpp) nanoparticles with glycosaminoglycan (gag) that were efficiently delivered in vivo with superior biodistribution, improved safety profiles and efficient gene transfer of a reporter luciferase plasmid, compared to non-pegylated complexes. therefore, peg-gat technology is a successful approach against mucoobstructive lung diseases [49] . in vivo lewis lung carcinoma was studied for aerosol delivery of polyethyleneimine (pea) conjugated akt1 sirna. the study reported that the lung tumor progression was inhibited 4 weeks post the aerosol delivery [50] . sung et al., demonstrated non-covalently bound pegylated connective transforming growth factor (ctgf) complex for lung fibrosis. on intratracheal administration of the copolymer and sirna targeting ctgf, a significant decrease in ctgf expression, inflammatory cytokines and collagen deposition were observed in a mice model for lung fibrosis [51] . nafee et al., developed antisense oligonucleotide, 2-o-methyl-rna (omr), a telomerase inhibitor loaded onto chitosan nanoparticles against lung cancer. it was observed that omr reduces 50% of the telomerase activity in a549 lung cancer cell lines [52] . nascimento et al., reported on a type of epidermal growth factor receptor (egfr)-chitosan nanoparticles for the co-delivery of mad2 sirna and cisplatin. this co-delivery had higher therapeutic effect crossing chemico-drug resistance barrier in lung cancer leading to apoptosis and mitotic failure [53] . these are phospholipid based matrix useful to entrap hydrophobic and hydrophilic drugs with improved pharmacological action of drug and a better pharmacokinetics profile [54] . bae et al., demonstrated quantum dots (qds) incorporated solid lipid nanoparticles (sln) for synergistic therapeutic activity of sirna-paclitaxel against human lung carcinoma. the synergistic activity promotes caspase mediated apoptosis and downregulates the expression of bcl-2. the fluorescence of qds helps to observe the in situ nanoparticle translocation [55] . taratula et al., reported multifunctional lipid nanoparticles delivered via inhalation, consisting of an anticancer drug (paclitaxel or doxobrubicin), multidrug resistant associated peptide 1 (mrp) mrna targeting sirna, along with sirna for bcl2 mrna, which supresses nonpump cellular resistance. the effective delivery of the drug and sirna induced cell death of lung tumor cells by targeted gene silencing [56] . inorganic nanoparticles are synthesized from gold, silver or platinum and are cost effective over polymeric nanoparticles due to less viability against microbial degradation. tarantula et al., reported mesoporous silica nanoparticles (msn) that can deliver drug molecules to incise cancer cells. it is a conjugated delivery system containing doxorubicin and cisplatin as anticancer drugs along with sirna to target mrp 1 and bcl2 mrna. this delivery system has been reported to enhance the cytotoxic effects of the anti-cancer drugs [57] . conde and coworkers studied gold nanoparticles modified with sirna targeting c-myc to mouse lungs using rgd peptide (arg-gly-asp) via intratracheal instillation. the peptide adheres to the cells and proliferates by binding to integrin avb3 which is an angiogenesis marker. this delivery system suppressed c-myc which further inhibited tumor proliferation [58] . a list of sirna-based therapeutics that are under clinical trials is shown in table 3 . from the first report on antisense oligonucleotides to the recently reported rna interference (rnai), numerous scientific communications have been published reporting promising results of oligonucleotide therapeutics in respiratory disorders [59] . oligonucleotides, short dna or rna molecules, are emerging therapeutic modalities for various common respiratory diseases [60] . major obstacles in successful delivery of rnai are sirna translocation across the plasma membrane and its subsequent release from the endosomal compartment. these biomacromolecules are susceptible to degradation by ubiquitous nuclease [61] and hold a negative surface charge. to overcome these obstacles, extensive efforts are required to focus on the development of effective formulation that maintains the local drug concentration for longer duration and prevents fast clearance of sirna [62] . in comparison to the other delivery systems, the use of bioadhesive polymeric materials gained less attention in the development of gene delivery formulations. few natural and synthetic polycations, especially mucoadhesive chitosan, have been explored for pulmonary sirna delivery [63] . chitosan is a biodegradable and non-toxic polymeric material [64] investigated to transfer plasmid dna to the pulmonary epithelial cells to express in desired proteins [65] [66] [67] . mucoadhesive chitosan-based nanoparticles have been widely investigated for pulmonary delivery of sirna and gene silencing [68] [69] [70] . it has cholesterol-lowering property and also used in wound healing. it is established as an ideal polymeric material for the delivery of dna to mucosal tissues due to its good mucoadhesive characteristics and the ability to increase paracellular transport by modulating tight junctions [71] . intranasal administration of sins1 -sirna expressing plasmids (shrna) nanochitosan formulations resulted in decreased viral titers, airway reactivity, and inflammation in respiratory syncytial virus (rsv) infected animal models [72, 73] . bivas-benita et al., delivered a dna plasmid encoding eight hla-a*0201-restricted t-cell epitopes from mycobacterium tuberculosis formulated in chitosan nanoparticles to hla-a2 transgenic mouse model via the pulmonary route. dna containing chitosan nanoformulations induced maturation of dendritic cells. pulmonary administration of dna plasmid containing chitosan nanoparticles has increased ifn-γ secretion [74] . glud et al., investigated pulmonary gene silencing effect of small interfering locked nucleic acid (silnas), targeting enhanced-greenfluorescent-protein (egfp) in lung bronchoepithelium upon intravenous delivery of naked silnas and intranasal delivery of naked silna or chitosan based silna mucoadhesive nanoparticles. a significant reduction in egfp protein expression was observed after intravenous administration of naked silna in egfp-transgenic mice. intranasal administration of silna-chitosan nanoparticles also yielded similar effects. however, intranasal administration of naked silna did not cause a knockdown [75] . to establish a relationship between structure and properties of chitosan-pdna polyplexes, koping-hoggard et al., compared polyplexes of ultrapure chitosan of preferred molecular structure with those of optimized polyethylenimine polyplexes. dnachitosan-complex delivery to the pulmonary epithelium detected gene expression of the reporter vectors luciferase and lac-z in the lung 72 h after intratracheal administration in mice models. polyplexes of ultrapure chitosan was found to be nontoxic at higher doses [67] . a patent (us6184037b1) has been granted to rolland and mumper for their invention entitled 'chitosan related compositions and methods for delivery of nucleic acids and oligonucleotides into a cell'. this invention reported a non-viral method for the delivery of nucleic acids and oligonucleotides to cells [76] . chitosan-sirna nanoparticles to deliver rnai based on the formation of inter-polyelectrolyte complexes between sirna duplexes and chitosan are reported to have rapid uptake of cy5-labeled nanoparticles into nih 3t3 cells followed by accumulation over a 24 h. nanoparticle-mediated knockdown of endogenous enhanced green fluorescent protein (egfp) was demonstrated in both h1299 human lung carcinoma cells and murine peritoneal macrophages. nasal administration of this formulation showed effective rna interference in bronchiole epithelial cells of mice models [69] . intranasal vaccination with chitosan based plasmid dna induced significant peptide and virus specific cytotoxic t lymphocytes responses in balb/c mice [77] . a substantial decrease in rsv titer and antigen load has been recorded in balb/c mice vaccinated with a cocktail of rsv cdnas in chitosan nanoparticulates [78] . mao et al., developed chitosan-dna nanoparticles using a complex coacervation process, for pulmonary delivery of genes that carried a polyepitope plasmid encoding eight known t-cell epitopes derived from mycobacterium tuberculosis antigens. a significant increase in transfection efficiency (130-fold) was observed from conjugated nanoparticles as compared to the transferrin conjugation (4-fold) in hek293 cells and hela cells [79] . surface functionalized dendritic cell targeted chitosan nanoparticles have been examined for the nasal dna immunization against severe acute respiratory syndrome cov (sars-cov). dendritic cell c-type lectin receptor 205 (dec-205) is a c-type lectin receptor found in dendritic cells for recognition and uptake of pathogens. raghwanshi et al., developed a bifunctional fusion protein vector of truncated corestreptavidin fused with anti-dec-205 single chain antibody. the fusion protein were bound to the biotinylated chitosan nanoparticles. plasmid dna encoding nucleocapsid protein was loaded in chitosan nanoparticles. intranasal dendritic cell targeted nanoparticles enhanced mucosal iga and systemic igg levels against nucleocapsid proteins [80] . poly (lactide-co-glycolide) (plga) is another class of biocompatible and biodegradable polymer explored to achieve efficient pulmonary gene expression [81] . the addition of polyethyleneimine, a cationic polymer to the plga nanoparticles exhibited high positive charge density when protonated in aqueous solutions [82] . it is regarded to be a promising polymer candidate as a non-viral vector for delivery of dna and oligonucleotides [83, 84] . dna-loaded plga nanoparticles holding polyethyleneimine on their surface have been reported as nonviral gene vector to the human airway submucosal epithelial cell line, calu-3. the study reported the presence of dna in endolysosomal compartment for a period of 6 h. the results established the potential of nanoparticles in gene delivery to the lung epithelium [85] . dendrimers (synthetic polymers) are of utmost importance in pharmaceutical drug discovery and development. these are polymers with moderately low toxicity in comparison to lipid-based vectors and have the advantage of versatility for chemical modification. the in vitro knockdown efficiency through sirna or antisense oligonucleotide (aon) delivered via dendriplexes to a549 lung alveolar epithelial cells was reported previously [86] . dendrimers are drug delivery systems having a three-dimensional, star-shaped, branched macromolecular network. these nanocarriers possess low polydispersity index, are biocompatible and have good water solubility. the dendrimers consist of an exterior and an interior layer. the interior layer is responsible for the controlled release mechanisms, reduced drug toxicity and improved drug encapsulation efficiency. while the exterior layer contains functional groups responsible for conjugation of targeting moieties and drugs. due to such unique properties, dendrimers are becoming an useful drug delivery system [87] . in a study, poly (amidoamine) (pamam) dendrimer nanocarriers (dncs) were synthesized and the effect of pegylation on the interaction of these nanoparticles was evaluated on both in vitro and in vivo models of the pulmonary epithelium. the transport of dncs was found to be increased from the apical to the basolateral sections across polarized calu-3 monolayers as the surface density of peg increased. this behavior was attributed to a significant reduction in charge density upon pegylation. the results showed that pegylation can potentially modulate the pulmonary epithelial transport and internalization of dncs which will further serve as an effective platform for targeting the lung tissue to treat the respiratory diseases [88] . hatano and co-workers synthesized a series of carbosilane dendrimers with hemagglutinin binding peptide and evaluated their activity against influenza virus. the prepared dendrimers were found to exhibit strong anti-viral activity against human viruses [89] . dendrimeric nanomaterials were prepared by chemical modifications and then optimized for targeted delivery of small interfering rna (sirna) to pulmonary vasculature. the poly (propylenimine) and poly (amido amine) dendrimers were substituted with different lengths of alkyl chains using combinatorial approach. the dendrimers were observed to have the potential to act as an efficient targeting agent for the pulmonary delivery of rna [90] . polymeric micelles are capable of encapsulating water insoluble dna, proteins and drugs, and therefore help in targeted delivery. the structural as well as functional features of polymeric micelles are similar with natural transport system like lipoproteins and virus. the most important focus of development of micelles is to address the major problem associated with drugs i.e., drug resistance. for this purpose, chemical manipulations were done and their effects were assessed on the cellular interaction, bio-distribution, encapsulation and release of the polymeric nanocarriers. hydrophobic drugs can be transported to the target site at concentrations far more than their inherent water solubility by trapping them in the core of a micelle [91] . in a study, pluronic ® p123/f127 mixed micelles (pmm) were prepared and evaluated for their potential in the delivery of poorly watersoluble drugs to lungs. the pmm were loaded with budesonide (bud) and were then assessed for their delivery, transport and stability in pulmonary-relevant media. after in vitro evaluation, formulations were further evaluated for pulmonary bio-distribution and efficacy in vivo via intra-tracheal administration in rats. results showed excellent stability of pmm in vitro, which may be due to the smaller size of pmm as a result of which, the pmm did not interact with mucin and thus diffused effectively through artificial mucus. overall, the results of the study demonstrated pmm as inhalable formulation that can be an important platform for targeted delivery of water insoluble drugs in respiratory diseases [92] . another approach for sustained delivery of the drugs to the lungs utilized chitosan-based micelles which has been found to be safe and can effectively deliver the protein-based drugs. these drugs are required to be delivered to the special cells which can be done with the help of nanocarriers like micelles [93, 94] . for improving the cell-specific delivery and efficiency, a modified self-assembled micelle interfering rna nanoparticles (samirna) were synthesized. the nanoparticles were designed to contain hydrophobic lipid and hydrophilic polymer on each ends of sirna. these are capable of forming micelle in the solution spontaneously after administration [95] . this study demonstrated that samirna nanoparticle is a stable sirna silencing platform with less toxicity for effective in vivo targeting of genes involved in the pathogenesis of respiratory diseases [96] . gaber et al., synthesized beclomethasone dipropionate (bdp)loaded micelles using poly-(ethylene oxide)-block-distearoyl phosphatidyl-ethanolamine (mpeg-dspe) polymer and evaluated them for sustained release. the study observed that entrapment efficiency up to 96% can be achieved with bdp-loaded polymeric micelles. along with high encapsulation efficiency, sustained release behavior, comparable inhalation properties, and increased biocompatibility of these synthesized polymeric micelles can be useful in utilizing them as a versatile delivery system in the treatment of chronic obstructive pulmonary disease and asthma [97] . this technique merges sensitivity provided by nucleic acid amplification with the specificity provided by dna-dna hybridization for identifying viruses like adenoviruses which are responsible for causing acute respiratory diseases [98] . furthermore, the microarray technique targeting gyrb/pare genes can be used to identify bacterial species from cultural isolates and can be employed for the diagnosis of acute upper respiratory infections. this technique proves to be advantageous over the conventional pcr method as it can identify numerous pathogens from the clinical samples [99] . these are small, double-stranded synthetic odn molecules consisting of transcription factor binding sites that are involved in the regulation of transcription. after entering into the cells, these combine with nuclear transcription factors and inhibit their attachment to consensus sequence in target genes. also, decoy odn targeting transcription factor stat-1 reduces airway inflammation due to allergens and airway hyper-reactivity in asthma [100] . these are a new category of chemically engineered oligonucleotides that are the synthetic analogues of mirna. after iv administration, these target mir-16, mir-122 and mir-192 that led to the decrease in mirna levels in lungs, liver, heart, kidney and intestines where they cause prolonged silencing of endogenous mirna [101] . adam33 (a disintegrin) and neuropeptide s receptor 1 (npsr1) may represent novel targets for aso. adam33 deletion by aso reduces the expression of proteins like alpha-actin and promotes their apoptosis. therefore, by targeting both these genes, these may be used as potential therapeutics for asthma [100] . oligonucleotides therapy has several potential clinical applications. therapeutic importance of oligonucleotides can be well understood by their potential uses in various disorders like neurodegenerative disorders, respiratory disorders, diabetic retinopathy, and cancer. oligonucleotides do not enter into the cell through diffusion as they are large entities. various delivery methods can be utilized for the effective delivery for oligonucleotides therapy. although, sufficient information is available on biodistribution and overall pharmacokinetics of oligonucleotides, substantial studies are required to understand the cellular and intracellular behavior of oligonucleotides [102] . despite the approval of monoclonal antibodies like mepolizumab, omalizumab, and reslizumab, oligonucleotides therapy might be preferable over these, as the monoclonal antibodies are invasive due to their parenteral administration [103] . alternatively, oligonucleotides can be locally administered into the airway through inhalation by aerosols which are a lesser invasive method as compared to the monoclonal antibodies. additionally, threatening hypersensitivity reactions are also a major drawback of the monoclonal antibodies [60, 104] . at present, over 30 s generation antisense oligonucleotides are in the clinical development process for an assortment of oncological, neurological, metabolic and cardiovascular conditions [105] . antisense oligonucleotides are conditional on nuclease susceptibility in systemic circulation, which leads to a short half-life, rapid renal excretion, and passive diffusion via cell membranes and also are limited for negatively charged antisense oligonucleotides [106] . further detailed studies are required to overcome such problems and thus novel drug delivery approaches like nanoformulations are the need of the hour to combat such snags. although, clinical trials against different disease conditions are ongoing for various oligonucleotide therapies, there are very limited number of clinical studies against chronic inflammatory respiratory diseases. in the past few years, many oligonucleotide therapies have been approved by fda [107] . some of these were for complex neurological diseases like spinal muscular atrophy and for duchenne muscular dystrophy [7] . such successful examples may lead the way for the therapeutic utilization of oligonucleotide therapies like antisense and aptamers against chronic inflammatory respiratory diseases. moreover, strategies for chemical modifications of sugars, nucleotides, or phosphate backbone are obligatory for the stability enhancement and reduction of toxicity [108] . synergistic approaches of the combination of two or more antisense oligonucleotides can enhance the efficacy against respiratory diseases at a lower dose as reported in the studies on rodent models [109] . the delivery of oligonucleotides as therapeutic regimen against chronic inflammatory respiratory diseases can be done by utilizing a nanocarrier, where oligonucleotides could be incorporated. these can further determine the cellular interaction and tissue distribution of used oligonucleotide. furthermore, chemical modification of the oligonucleotide with a targeting ligand can also be studied [110] . in a nutshell, several drug delivery systems can be employed for the delivery of oligonucleotides like polymer/lipid-based nanoparticles, target specific ligand-oligonucleotide conjugates and antibody conjugates. advancement in the novel approaches like oligonucleotidebased microarray techniques, decoy oligodeoxynucleotides, antagomirs, and adam33 and npsr1 targeting are some strategies that can be useful as the potential treatment strategies for respiratory diseases. trend in approval of 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vitro respiratory syncytial virus infection in fischer 344 rats is attenuated by short interfering rna against the rsv-ns1 gene inhibition of respiratory syncytial virus infection with intranasal sirna nanoparticles targeting the viral ns1 gene pulmonary delivery of chitosan-dna nanoparticles enhances the immunogenicity of a dna vaccine encoding hla-a*0201-restricted t-cell epitopes of mycobacterium tuberculosis naked silna-mediated gene silencing of lung bronchoepithelium egfp expression after intravenous administration chitosan related compositions and methods for delivery of nucleic acids and oligonucleotides into a cell nasal delivery of chitosan-dna plasmid expressing epitopes of respiratory syncytial virus (rsv) induces protective ctl responses in balb/c mice intranasal ifngamma gene transfer protects balb/c mice against respiratory syncytial virus infection chitosan-dna nanoparticles as gene carriers: synthesis, characterization and transfection efficiency dendritic cell 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as pulmonary drug delivery systems to treat and to diagnose respiratory and non respiratory diseases in vitro/in vivo investigation on the potential of pluronic(r) mixed micelles for pulmonary drug delivery microencapsulated chitosan nanoparticles for lung protein delivery sustained delivery by leucinemodified chitosan spray-dried respirable powders attenuation of fibrosis in vitro and in vivo with sparc sirna self-assembled micelle interfering rna for effective and safe targeting of dysregulated genes in pulmonary fibrosis characterization of polymeric micelles for pulmonary delivery of beclomethasone dipropionate use of oligonucleotide microarrays for rapid detection and serotyping of acute respiratory disease-associated adenoviruses use of an oligonucleotide array for laboratory diagnosis of bacteria responsible for acute upper respiratory infections a review of antisense therapeutic interventions for molecular biological targets in asthma silencing of micrornas in vivo with "antagomirs cellular uptake and intracellular trafficking of oligonucleotides mepolizumab for severe eosinophilic asthma (dream): a multicentre, double-blind, placebo-controlled trial infusion-related and hypersensitivity reactions of monoclonal antibodies used to treat colorectal cancer-identification, prevention, and management a randomised, open-label, parallel group phase 2 study of antisense oligonucleotide therapy in acromegaly an overview of the clinical application of antisense oligonucleotides for rna-targeting therapies fda-approved oligonucleotide therapies in 2017 antisense technologies. improvement through novel chemical modifications multitargeted approach using antisense oligonucleotides for the treatment of asthma the delivery of therapeutic oligonucleotides supplementary data to this article can be found online at https:// doi.org/10.1016/j.cbi.2019.05.028. key: cord-257344-d13at1y5 authors: ghasemiyeh, parisa; mohammadi-samani, soliman title: covid-19 outbreak: challenges in pharmacotherapy based on pharmacokinetic and pharmacodynamic aspects of drug therapy in patients with moderate to severe infection date: 2020-09-18 journal: heart lung doi: 10.1016/j.hrtlng.2020.08.025 sha: doc_id: 257344 cord_uid: d13at1y5 the new coronavirus (covid-19) was first detected in wuhan city of china in december 2019. most patients infected with covid-19 had clinical presentations of dry cough, fever, dyspnea, chest pain, fatigue and malaise, pneumonia, and bilateral infiltration in chest ct. soon covid-19 was spread around the world and became a pandemic. now many patients around the world are suffering from this disease. patients with predisposing diseases are highly prone to covid-19 and manifesting severe infection especially with organ function damage such as acute respiratory distress syndrome, acute kidney injury, septic shock, ventilator-associated pneumonia, and death. till now many drugs have been considered in the treatment of covid-19 pneumonia, but pharmacotherapy in elderly patients and patients with pre-existing comorbidities is highly challenging. in this review, different potential drugs which have been considered in covid-19 treatment have been discussed in detail. also, challenges in the pharmacotherapy of covid-19 pneumonia in patients with the underlying disease have been considered based on pharmacokinetic and pharmacodynamic aspects of these drugs. wuhan city of china. the most common clinical signs and symptoms of these patients were dry coughs, fever, dyspnea, and bilateral infiltration in chest ct. all these patients were associated with wuhan's huanan seafood wholesale market which sells fish and other live animals such as bats, poultry, snakes, etc. the causative agent, new coronavirus, was first detected through a swab sample which was drawn from the throat of these patients 4 . this new coronavirus was subsequently named severe acute respiratory syndrome coronavirus 2 (sars-cov-2). soon this disease, which called coronavirus disease 2019 (covid19) by world health organization (who), promptly spreads around the world 5 , and to date over 16.5 million cases have been diagnosed with covid-19 and this disease became a pandemic. on the late january 2020 covid-19 chinese outbreak, were introduced as a public health emergency of international concern 6 . so although previously coronaviruses were considered as a potential cause of the common cold now we know that they are more than just the common cold! 1 most of the covid-19 infected patients have an average age of 50s, it is slightly more predominant in the male sex, approximately 25% of infected patients involved with severe disease were required to intensive care unit services and 10% of them were required to mechanical ventilation 3 . a published report from italian patients revealed that covid-19 was predominant in men (59.8% in male and 40.2% in female), most of the patients (about 75%) were over 50 years old, approximately 46% of all confirmed patients had mild disease, 25% had severe disease, 5% were in a critical situation, and rest of the patients showed few symptoms, unspecified symptoms or were completely asymptomatic 7 . according to recently published researches, the most common clinical presentations in covid-19 patients were fever in 83% to 98% of patients, dry cough in 76 to 82%, and fatigue or myalgia in 11 to 44% of them. other signs and symptoms which have been reported include sore throat, headache, confusion, rhinorrhea, sneezing, ageusia, anosmia, chest pain, hypoxemia, pneumonia, hemoptysis, acute cardiac injury, neurologic complications 8, 9 , and gastrointestinal presentations such as nausea, vomiting, diarrhea and abdominal pain 3, 10-12 . patients with underlying diseases are highly prone to present with severe infection especially with organ function damage such as acute respiratory distress syndrome (ards), acute kidney injury (aki), septic shock, and ventilator-associated pneumonia (vap) 10, 13 . severe covid-19 could cause death due to huge alveolar damage and highly progressive respiratory failure 14 . covid-19 particles could spread through the respiratory mucosa 10 and fecal-oral route 11 . the nucleic acid of the virus was detected in stool, saliva, and respiratory specimens 11 . this virus could be transmitted between humans during the epidemic and then pandemic of covid-19. human-to-human transmission could highly accelerate the spread of this virus around the world. this type of transmission among humans is restricted to close contact and through sneezing or coughing of the infected patients who are capable to spread the respiratory droplets. then these respiratory droplets could settle in oral mucosa and lung of the people who inhaled the contaminated air near (about 6 feet) to the infected patients 15, 16 . although some researches have been focused on the airborne transmission of this virus but this route of transmission has not been approved yet and further studies are required. researches revealed that covid-19 could also be transmitted through asymptomatic carriers with an incubation period of 1 to 19 days 17 . in order to prevent spreading of this new virus: hands should be washed frequently, the face should not be touched with unwashed hands, regular surface disinfecting is required, social distancing from people with respiratory symptoms is essential, sneezing or coughing should be done into the elbow or soft tissue if available 16 . based on the published reports, in most of the patients with covid-19, the absolute value of lymphocytes was reduced, which indicated that this novel coronavirus (covid-19) acts more on lymphocytes especially t lymphocytes, just similar to sars coronavirus 10 . it seems that covid-19 could induce a cytokine storm and activate immune responses which could be appeared as changes in the number of white blood cells and immune cells especially lymphocytes, the clinical outcome of such events would be respiratory distress syndrome, septic shock and finally end-organ damage 10 . covid-19 could also affect the liver which could be presented as hypoproteinemia, elevated aminotransferases, and prolonged prothrombin time. hepatotoxicity could be attributed to the higher expression of angiotensin converting enzyme ii (ace2) in cholangiocytes, ace2 could act as an entry receptor for covid-19. so it seems that this new virus can directly damage the intrahepatic bile ducts 11 . pathological findings of a liver biopsy from a patient with covid-19 showed moderate micro-vesicular steatosis and also a mild portal and lobular activity which could be a result of direct sars-cov-2 liver damage or antiviral drug-induced hepatotoxicity 14 . almost all covid-19 patients had abnormal lung ct when diagnosed. according to the recently published article, an average of 10.5±6.4 segments were involved in patients and the number of involved lung segments was significantly higher in symptomatic patients group in comparison to asymptomatic ones. ct findings revealed that affected covid-19 patients could present as bilateral lung involvement, peripheral distribution, or diffuse distribution. the most common presentation in chest ct was ground-glass opacity pattern, consolidation, and ill-defined margins 18, 19 . laboratory confirmation of steatosis could be performed by real-time reverse-transcription polymerase chain reaction (rrt-pcr) 20, 21 . according to who approved laboratory testing for covid-19 diagnosis is based on nucleic acid amplification test (naat) such as rrt-pcr which could detect the sequence of the rna of covid-19 22 . governments need to appreciate people to obey social distancing and isolation. in some situations, quarantine of major cities is also suggestive. global health governance should apply the least restrictive measures for people according to the international health regulations (ihr) 23, 24 . scientists around the world are looking for drugs that could be beneficial in covid-19 treatment. many drugs have been studied that are listed in table 1 with the usual dosage ranges in adults and pediatrics. the latest guidelines for the prevention, diagnosis, and treatment of novel coronavirus-induced pneumonia, have been suggested antiviral agents containing: interferon alpha (ifn-α), lopinavir/ritonavir, chloroquine phosphate, ribavirin, and arbidol as potential options in covid-19 treatment 25 . drugs that have been considered in covid-19 management have been classified as investigational drugs, drugs under clinical trials, and drugs that have received u.s. food and drug administration (fda) as shown in table 2 . 42 . although many previous studies emphasized the potential therapeutic effects of these drugs in covid-19 management, unfortunately some recent publications reported that the efficacy of chloroquine/hydroxychloroquine in covid-19 management is not consistent. also, their safety is still remaining a major concern for physicians and pharmacists, since chloroquine/hydroxychloroquine could cause qt prolongation and arrhythmia. since the possible risks of these drugs could overweigh their potential benefits and efficacy, united states food and drug administration (fda) no longer recommended these two drugs as potential options for covid-19 management 43 . results of a systematic review on the efficacy of hydroxychloroquine or chloroquine on the prevention or treatment of covid-19 revealed that the available evidences on their benefits and risks are weak and controversial 44 . results of another systematic review and meta-analysis on 53 randomized clinical trials on administration of hydroxychloroquine in covid-19 management revealed that hydroxychloroquine administration (case group) was significantly associated with higher incidence of total adverse effects in comparison to placebo or no treatment (control group) in overall population of patients with covid-19 45 . so, the recruitment of chloroquine/hydroxychloroquine in covid-19 management is still controversial and further larger multi-center randomized clinical trials are required to evaluate their efficacy, safety, risk-benefit ratio, dose and duration of individualized pharmacotherapy. also, close patient monitoring, especially cardiac, ocular, and neurotoxicity assessments, are required and strongly recommended during drug administration 46 . recently published studies revealed that chloroquine could highly reduce covid-19 replication 40 . chloroquine is a weak base that could be entrapped in organelles that are membrane-enclosed and have low-ph, so interfering with their acidification process. therefore chloroquine could inhibit ph-dependent viral fusion and replication. also, it might inhibit viral assembly in endoplasmic reticulum-golgi intermediate like structures 47 . another possible antiviral mechanism of chloroquine is its immunomodulatory effect through cell signaling pathways and regulating the action of proinflammatory cytokines that can enhance its antiviral effect synergistically 40, 48, 49 . chloroquine/hydroxychloroquine could prevent from covid-19-induced ards by attenuating the pro-inflammatory cytokines and receptors 47 . hydroxychloroquine can enhance intracellular ph and avoid lysosomal activity in antigen presenting cells containing b cells, also they can avoid antigen processing and mhc-ii presentation to t cells. so, t cell activation could be reduced by the action of hydroxychloroquine. it can suppress the cytokine release syndrome (crs), which is a result of immune system over-activation, caused by covid-19. according to this mechanism, hydroxychloroquine could alleviate symptoms of mild to severe covid-19 pneumonia 38 . chloroquine has different adverse reactions such as cardiovascular adverse reactions 50 . also the results of a systematic review on dermatologic adverse effects of hydroxychloroquine emphasized that the most common dermatologic reactions due to hydroxychloroquine administration were rash, sjs, toxic epidermal necrolysis (ten), pruritus, hyperpigmentation, and hair loss. these dermatologic reactions were mostly occurred after cumulative dosages of hydroxychloroquine 51 . in overall, since hydroxychloroquine has lower tissue accumulation potential in comparison with chloroquine, it has fewer adverse drug reactions and would be better choice 38 . contraindications in chloroquine use contains hypersensitivity to chloroquine (4-aminoquinolone compounds) and the presence of retinal or visual field changes 52 . chloroquine and hydroxychloroquine have a narrow therapeutic index and poisoning could be occurred with cardiovascular features so it should be used with caution in patients with predisposing cardiovascular disease 37 . long-term exposure to these drugs could induce cardiomyopathy 38 . chloroquine in patients consuming heparin, prone the patients to risk of bleeding. also, chloroquine in patients with digitalization (using digoxin) could cause cardiac block 27 . there is no dosage adjustment available for chloroquine or hydroxychloroquine in patients with hepatic failure but it should be used with caution 52 . there is no dosage adjustments available for chloroquine in patients with renal failure from the manufacture's labeling but according to uptodate some clinicians use the following guideline 52 : a) patients with gfr ≥ 10 ml/min: no dosage adjustment is required. b) patients with gfr < 10 ml/min: dosage should be reduced to 50%. c) patients with peritoneal-or hemodialysis: dosage should be reduced to 50%. required. there is no dosage adjustments available for hydroxychloroquine in renal failure but it should be used with caution 52 . although some studies showed a low risk of congenital abnormalities in patients receiving chloroquine during pregnancy because of the lack of a pattern in these congenital defects, the possible association is unlikely and it seems that the benefits of its use are higher than risks 53 . hydroxychloroquine use during pregnancy could not be accompanied by risks for fetuses, especially in low doses. but patient monitoring during pregnancy is required 53 . in general, since chloroquine may induce severe side effects during fetal development, so hydroxychloroquine would be a better option in pregnant women with covid-19 infection because of its safety profile during pregnancy 38 . according to the american academy of pediatrics, chloroquine is compatible with breastfeeding. although it could be excreted into the milk, this amount was not considered harmful for nursing infants 53 . according to the american academy of pediatrics, hydroxychloroquine is compatible with breastfeeding. small amounts of hydroxychloroquine could be excreted to the milk, but because of the slow elimination rate and the possibility of drug accumulation and toxicity, breastfeeding during hydroxychloroquine therapy should be done with caution 53 . umifenovir is a broad-spectrum antiviral agent which is effective against enveloped and nonenveloped rna or dna viruses especially against influenza virus type a and b, respiratory syncytial virus, sars-cov, adenovirus, hepatitis c virus (hcv), etc. umifenovir was first developed in russia and now its usage is more common in russia and china and is less common in western countries. its possible antiviral mechanism is the inhibition of viral fusion with targeted membrane and preventing from the viral entrance to targeted cells 54 . umifenovir has a dual pharmacologic action: first is its beneficial effect on respiratory viruses such as the covid-19 virus and the second is its immune-stimulating function which can activate serum interferon and phagocytes. since 2004, umifenovir was patented for its beneficial effect in the treatment of severe acute respiratory distress (sars) coronavirus-induced atypical pneumonia 55 . results revealed that umifenovir can induce direct viricidal effect so it would be a promising direct-acting antiviral (daa) agent. umifenovir could affect critical stages of viral life cycles such as cell attachment, cell internalization, viral replication, assembly, and budding so it also would be a promising host targeting agent (hta). its dual pharmacologic function is related to its potential interaction with both cell membranes and with cellular and viral lipids and proteins 55 . the most important adverse reactions associated with umifenovir are diarrhea, nausea, vomiting, dizziness, confusion, and elevated liver enzymes (serum aminotransferases) 27 . umifenovir is an indole derivative with poor water solubility which could affect its bioavailability and pharmacokinetics. after oral administration of umifenovir, it could rapidly distribute to organs and tissues, maximum plasma concentration (c max ) was achieved after 1 to 1.5 hours. in the russian population, it had elimination half-life (t ½) of 17 to 21 hours, but t ½ was shorter in the chinese population. after multiple-dose administration of umifenovir, little drug accumulation could be predictable. the main site of drug metabolization is the liver. umifenovir could undergo several metabolism pathways such as oxidation at the s site, ndemethylation, glucuronidation, and conjugation at 5-hydroxy moiety. the potential antiviral effects of umifenovir metabolites are unknown until now 55 . since the major site of umifenovir metabolization is in the liver, so it should be used with caution in patients with predisposing liver diseases. animal data revealed that umifenovir therapy couldn't induce embryo-toxic effects during pregnancy. according to these results umifenovir would be a promising safe and well-tolerated antiviral agent in pregnancy with a wide therapeutic index in administration for a few days up to one month 55 . ribavirin is a nucleoside antihepaciviral agent (anti-hcv) which has been suggested for covid-19 treatment. ribavirin is a direct-acting antiviral (daa) agent 56 . ribavirin is a nucleoside analog that has antiviral action against a variety of rna and dna viruses. the potential antiviral activity of ribavirin is inhibition of inosine monophosphate dehydrogenase (impdh) cellular protein and therefore intracellular gtp would be diminished which inhibits rna replication of viral genomes, so viral growth might be stopped. another possible antiviral activity of ribavirin is its immunomodulatory effects by suppression of il-10 57 . ribavirin also could inhibit rna polymerase activity and therefore inhibition of rna fragments' initiation and elongation, so viral protein synthesis could be inhibited. the ribavirin is contraindicated in patients with hypersensitivity to ribavirin, pregnant women and their partner, patients with severe renal failure, patients with severe hepatic failure, and patients with major hemoglobinopathies such as sickle cell anemia and major thalassemia 52 . ribavirin distribution could significantly prolonged in erythrocytes for about 16 to 40 days, which is responsible for ribavirin-induced anemia 58 . ribavirin has hepatic metabolism. its oral bioavailability (f) is about 64%. ribavirin elimination half-life (t ½) in the normal population is 24 hours but in patients with pre-existing chronic hepatitis c infection, half-life could be increased to 44 hours. so because of its prolonged half-life and potential overdose toxicity, ribavirin is contraindicated in patients with hepatic failure (child-pugh class b and c). time to peak level (t max ) after oral administration is between 2 to 3 hours. ribavirin excretion could take place through both urine and feces routes. because of its renal elimination, dose adjustment in patients with underlying kidney disease is highly essential. according to the previous pharmacokinetic/pharmacodynamic study, bayesian therapeutic drug monitoring would be a suitable approach to control ribavirin-induced anemia [41] . one of the most important side effects of ribavirin is hemolytic anemia which could worsen cardiac disease in patients with underlying cardiac diseases and it could induce fatal or non-fatal myocardial infarction in them. so ribavirin should be avoided in patients with a history of unstable or severe cardiac diseases. ribavirin is contraindicated in patients with hepatic decompensation (child-pugh class b and c). ribavirin dosage adjustment in patients with renal failure highly depends on different formulations which are available. these data are shown in table 3 52 . in children, if serum creatinine level rises over 2 mg/dl during administration, ribavirin should be discontinued promptly 27 . ribavirin has teratogenic and mutagenic effects. so it is a high-risk drug in pregnancy according to animal data. also because of its half-life of 12 hours in multiple-dose drug therapy and the possibility of drug accumulation in tissue compartments for up to 6 months, ribavirin administration is contraindicated in pregnant women and also in men who are pregnant women's partner. it was suggested that pregnancy should be avoided during ribavirin therapy and at least 6 months after completion of therapy in women or men 53 . ribavirin because of the prolonged plasma elimination half-life and molecular weight of 244 da, potentially would have toxicity in nursing infants but there are no human data available 53 . ribavirin may precipitate hematologic adverse effects of organ transplantation regimen such as immunosuppressive agents (mycophenolate mofetil, azathioprine, mtor inhibitors), trimethoprim/sulfamethoxazole, and valganciclovir. these hematologic adverse reactions would also worsen hematologic reactions related to covid-19. so close patient monitoring is essential. 62 . also, lopinavir would be a promising drug of choice in children with covid-19 27 . lopinavir/ritonavir are protease inhibitor, anti-retroviral agents. the potential antiviral mechanism of lopinavir/ritonavir is inhibition of viral protease, which is a critical enzyme in viral maturation and infectivity. low dose ritonavir in combination with lopinavir act as a pharmacokinetic enhancer by inhibition of lopinavir inactivation metabolism 63 . the since lopinavir undergoes hepatic metabolism through cyp3a4 enzyme, potential drug-drug interactions could occur with all drugs that are strong inhibitors or inducers of cyp3a4 enzyme and p-glycoprotein inhibitors. also, ritonavir has hepatic metabolism via cyp3a4 and cyp2d6. ritonavir has serious and life-threatening drug interactions with sedative-hypnotic agents, antiarrhythmic drugs, and ergot alkaloid agents because of the effect of ritonavir on their hepatic metabolism through cyp3a4 and cyp2d6. concurrent use of these agents with ritonavir is absolutely contraindicated and should be avoided 52 . lopinavir/ritonavir is contraindicated in patients with a history of hypersensitivity reactions such as toxic epidermal necrolysis (ten), stevens-johnson syndrome, angioedema, etc. to lopinavir/ritonavir or its components 52 . absorption and oral bioavailability are highly affected by fasting or fed state, its absorption, bioavailability, and peak level (c max ) could be significantly increased with food. but food can delay t max from 2 hours in fasting state to 4 hours in the fed state. ritonavir also has small renal elimination so dosage adjustment is not required in patients with underlying kidney disease 52 . lopinavir/ritonavir have major interactions with drugs used in cardiovascular diseases such as anti-coagulating agents (anti-factor xa inhibitors), none dihydropyridine calcium channel blockers, digoxin, antiarrhythmic agents such as amiodarone, etc. so close patient monitoring is required in covid-19 patients with pre-existing cardiovascular disease who are planned to treat with lopinavir/ritonavir and sometimes alternative drugs might be considered 52 . in patients with mild to severe hepatic failure, there is no dosage adjustments available but lopinavir has primary liver metabolism and its auc will be increase by about 30 %, so it should be used with caution 52 . there is no dosage adjustments based on renal function according to the manufacture's labeling 52 . results revealed that embryo-fetal risk of lopinavir/ritonavir is low, so it is compatible with pregnancy and should not be stopped during pregnancy 53 . lopinavir and ritonavir with a molecular weight of 629 and 721 da respectively and their lipid solubility nature, are good candidates for excretion to milk during lactation period but their high plasma protein binding could limit this excretion. a comprehensive data is not available yet. it has been recommended that breastfeeding during lopinavir/ritonavir therapy is better to be avoided especially in developed countries 53 . immunosuppressive agents are critical drugs in patients undergone solid organ transplantation. lopinavir/ritonavir cannot be administered in combination with immunosuppressive agents because of the occurrence of strong drug interactions. lopinavir/ritonavir can enhance the plasma level of immunosuppressive agents such as calcineurin inhibitors and mtor inhibitors. so if co-administration is essential, immunosuppressive agents dose reduction and therapeutic drug monitoring, to maintain optimum immunosuppressive plasma level, is highly recommended. it has been suggested that during covid-19 treatment, calcineurin inhibitors (ex. cyclosporine and tacrolimus) and mtor inhibitors (ex. sirolimus and everolimus) could be discontinued and replaced with lopinavir/ritonavir but it seems that the benefit of this drug discontinuation could not overlay the risk of allograft transplant rejection 66 . tocilizumab is an interleukin-6 (il-6) inhibitor which is a disease modifying anti-rheumatic agent 67 . a small retrospective observational study on covid-19 pneumonia patients receiving tocilizumab revealed that this drug would have potential benefits in these patients such as since an active immune response against respiratory viruses such as covid-19 is highly dependent on cytotoxic t cells' action, so in patients with total t cell count of fewer than 800 cells/µl, aggressive intervention is essential. one of the possible approaches in enhancing t cell count in these patients is the administration of tocilizomab, because there is a reverse relationship between t cell count and the number of cytokines such as il-6 70 . ifn-α is a broad-spectrum antiviral agent that is commonly used in hepatitis management. after corticosteroids are a double-edged sword, they can inhibit our immune response and so the clearance of covid-19 could be delayed, but on the other hand, they can suppress our inflammatory response which is highly responsive to the lung damage and ards during viral convalescent plasma or immunoglobulins would be a promising therapy in covid-19 patients. previous results revealed that convalescent plasma therapy during viral infection outbreaks, it has been recommended that patients with covid-19 who are suffering from refractory hypoxemia should be managed with extracorporeal membrane oxygenation (ecmo in some countries such as switzerland, tocilizumab has been considered in patients with multiorgan failure and inotropic support 82 . ace2 has a critical role in cardiac and immune systems. ace2 is related to heart function and it could be a potential cause of hypertension and diabetes mellitus development 83 . since ace2 is a functional receptor for covid-19, in patients with underlying cardiovascular diseases, clinical symptoms of covid-19 are more severe and fatal than the general population because, in cardiovascular diseases, ace2 secretion might be enhanced. administration of reninangiotensin-aldosterone system inhibitors, such as angiotensin converting enzyme inhibitors (aceis) and angiotensin receptor blockers (arbs) could enhance ace2 level. thiazolidinediones and ibuprofen might also enhance the ace2 level 83 pneumonia but arbs, through blockade of angiotensin receptors, may have beneficial effects in these patients. most of the hepatic metabolites of drugs considered in covid-19 treatment such as chloroquine, hydroxychloroquine, and lopinavir/ritonavir would be found in urine due to renal elimination. so in patients with chronic kidney disease (ckd), the accumulation of drug metabolites would be expected if administered in routinely recommended doses for the normal population. therefore, individualized dose adjustment based on kidney function is required for each drug as mentioned above 87 . a small study on covid-19 patients with end-stage renal disease (esrd) who undergone hemodialysis, revealed that the number of total t cells (cytotoxic and helper t cells), natural killer (nk) cells, and inflammatory cytokines were significantly lower than these levels in non-hemodialysis patients with covid-19. this study revealed that esrd patients with hemodialysis who infected with covid-19 had a good prognosis and they had mild symptoms of pneumonia, it might be related to the fewer number of inflammatory cytokines and reduced immune function which can avoid crs but further studies are required to confirm this hypothesis 66 . according to the recent studies, liver abnormalities (such as elevated ast and alt serum levels) have been occurred after and during infection with covid-19. these abnormalities would be related to viral infection pathogenesis and direct liver injury or it may be drug-induced 88 . almost all of the potential drugs in covid-19 treatment containing chloroquine, hydroxychloroquine, ribavirin, and lopinavir/ritonavir have hepatic metabolism. so injury to the liver because of pre-existing liver disease or acute hepatic failure would impair drug metabolism and therefore drug accumulation and enhancement in plasma level, which can lead to drug toxicity. in these patients, frequent liver function monitoring is essential to achieve an optimal serum drug level 87 . also, dosage adjustment for each drug should be done individually according to the patients' liver function as mentioned above. the impact of chronic liver diseases such as chronic viral hepatitis, alcoholic and non-alcoholic liver diseases on occurrence of liver injury related to covid-19 infection, still is not clear. it seems that in patients with underlying liver disease, with the immunocompromised condition, who infected with covid-19, more intensive and individualized pharmacotherapy is required. further studies would be also helpful to explain the exact role of pre-existing liver diseases in covid-19 prognosis 88 . the new coronavirus (covid-19) was first detected in wuhan city of china in december 2019. soon this coronavirus disease 2019 (covid-19) spreads around the world and became a pandemic. now many patients around the world are suffering from this disease. patients with underlying diseases are highly prone to severe covid-19 pneumonia. till now many drugs have been considered in the treatment of covid-19 pneumonia, but pharmacotherapy in patients with pre-existing comorbidities is highly challenging. in this review, different potential drugs which have been considered in covid-19 treatment have been discussed in detail. also, challenges in the pharmacotherapy of covid-19 pneumonia in patients with underlying disease especially heart diseases have been considered based on pharmacokinetic and pharmacodynamic aspects of drugs. patients with covid-19 who have cardiac diseases such as coronary heart disease and those who are aceis consumers should be highly considered in treatment options. also, patients with liver and kidney disease and those with organ transplants should be considered to avoid the occurrence of drug overdose toxicities and potential drug-drug interactions. funding: this work was not funded. coronavirus infections-more than just the common cold the origin, transmission and clinical therapies on coronavirus disease 2019 (covid-19) outbreak -an update on the status covid-19-new 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injuries in covid-19 and their effects on drug therapy; a letter to editor liver injury in covid-19: management and challenges. the lancet gastroenterology & hepatology ethical approval: not required. p.g. and s.m. were contributed equally in data gathering, writing-original draft, reviewing, and revising the final version of this manuscript. key: cord-017583-72mbsib7 authors: devarajan, padma v.; dawre, shilpa m.; dutta, rinku title: infectious diseases: need for targeted drug delivery date: 2014-09-01 journal: targeted drug delivery : concepts and design doi: 10.1007/978-3-319-11355-5_3 sha: doc_id: 17583 cord_uid: 72mbsib7 infectious diseases are a leading cause of death worldwide, with the constant fear of global epidemics. it is indeed an irony that the reticuloendothelial system (res), the body’s major defence system, is the primary site for intracellular infections which are more difficult to treat. pro-inflammatory m1 macrophages play an important role in defence. however, ingenious pathogen survival mechanisms including phagolysosome destruction enable their persistence. microbial biofilms present additional challenges. low intracellular drug concentrations, drug efflux by efflux pumps and/or enzymatic degradation, emergence of multi-drug resistance (mdr), are serious limitations of conventional therapy. targeted delivery using nanocarriers, and passive and active targeting strategies could provide quantum increase in intracellular drug concentration. receptor mediated endocytosis using appropriate ligands is a viable approach. liposomes and polymeric/lipidic nanoparticles, dendrimers micelles and micro/nanoemulsions could all be relied upon. specialised targeting approaches are demonstrated for important diseases like tuberculosis, hiv and malaria. application of targeted delivery in the treatment of veterinary infections is exemplified and future possibilities indicated. the chapter thus provides an overview on important aspects of infectious diseases and the challenges therein, while stressing on the promise of targeted drug delivery in augmenting therapy of infectious diseases. of the microorganism. intracellular infections result when the organisms cleverly evade destruction following phagocytosis. the intracellular location of these microorganisms protects them from the host defence mechanisms, such as antibodies or complement, and from the action of drugs that are unable to penetrate the cell effi ciently. hence, while adequate drug concentrations are readily achieved at extracellular infection sites to enable effi cient therapy, intracellular infections are more diffi cult to treat. some common intracellular and extracellular infectious diseases and their causative organisms are listed in table 3 .1 . the res also known as the mononuclear phagocytic system (mps)/macrophage system is the primary defence mechanism of the human body and hence the site of intracellular infections. the macrophages constitute the major defence cells of the res. derived from the bone marrow the res also contributes to both non-specifi c and specifi c immunity. recognition by the res is facilitated by opsonins, with the step of opsonisation being a precursor to phagocytosis. opsonisation is the process by which bacteria are altered by opsonins so as to become more readily and effi ciently engulfed by phagocytosis. opsonisation is mediated by the complement system: c3b, c4b, and ic3b, antibodies igg and igm and mannose-binding lectin. mannose binding lectin initiates the formation of c3b. opsonisation of particles enables recognition by the fc receptors, complement receptors or specifi c receptors for phagocytosis. opsonins are generally proteins which can bind to pattern-recognition receptors (prrs) or other specifi c receptors expressed on the surface of macrophages. pentraxins [c-reactive protein and serum amyloid p] [ 1 ] , mindin, collectins [ 2 ] and fi colins [ 3 ] are such opsonins. the function of pattern-recognition receptors (prrs) is to recognise and enhance phagocytosis of pathogen-associated molecular patterns (pamps), specifi c patterns present on microbial pathogens like lipopolysaccharide (lps) in gram-negative bacteria, lipotechoic acid (lta) in gram-positive bacteria and mannans in yeast. toll-like receptors (tlrs) are prrs essential for recognition of microbial components such as tlr4 (lps) [ 4 -6 ] , tlr3 [double-stranded rna] [ 7 ] , tlr6 [mycoplasmal macrophage-activating lipopeptide-2 kda] [ 8 ] , tlr9 [cpg bacterial dna] [ 9 ] , tlr5 [bacterial fl agellin] [ 10 ] , and tlr2 [peptidoglycan] . however, the exact mechanisms of tlr recognition of microbial components remain unclear. opsonisation facilitates adherence of pathogens to macrophages, and is facilitated by integrins. adherence induces membrane protrusions, called pseudopodia, to extend around the attached material. following fusion with the macrophage, the pseudopodia forms a phagosome that encloses the pathogen within a membrane, which then enters the endocytic process. phagosomes coalesce with intracellular organelles to mature into phagolysosomes, which have an acidic environment with many digestive proteins which fi nally degrades the internalised material. phagocytised material is eliminated by exocytosis. the process of phagocytosis is mediated by several proteins such as actin, dynamin and cortactin. while actin is connected to the lipidic membrane and responsible for invagination of the membrane to form the endosome, cortactin is an actin-binding protein which stimulates its polymerisation. dynamin hydrolyses guanidine triphosphate and uses the resulting energy for the contraction of actin and formation of endosome. particulates that cannot be digested remain sequestered in residual bodies within the cell. other cells such as fi broblast, endothelial and epithelial cells also exhibit phagocytic activity and can engulf microbes like shigella, listeria and yersinia [ 11 ] . such phagocytosis is mediated by laminin and fi bronectin receptors/heparan sulfate present on the membrane surface [ 11 ] . however, the major cells responsible for phagocytosis are macrophages. macrophages (greek: makros means large and phagein means eat) are cells formed by the differentiation of monocytes in tissues. macrophages play an important role in both innate and adaptive immunity in vertebrates. these specialised phagocytic cells engulf and destroy infectious microbes, foreign particles and cancer cells [ 12 ] . the macrophages also regulate lymphocyte, granulocyte populations and important tumor growth modulators [ 13 ] . macrophages act by both oxygen-dependent killing and oxygen independent killing mechanisms. the mediators for oxygen-dependent killing are reactive oxygen intermediates (rois) (superoxide anion, hydroxyl radicals, hydrogen peroxide and hypochlorite anion), reactive nitrogen intermediates (rnis) (nitric oxide, nitrogen dioxide and nitrous acid) and monochloramine, while the mediators for oxygen independent killing are defensins, tumor necrosis factor (macrophage only), lysozyme and hydrolytic enzymes. floating macrophages predominate in the vascular system, while tissue macrophages are localised in specifi c tissues. based on the tissue of residence they have specifi c nomenclature ( fig. 3.1 ). macrophages can be classifi ed mainly into two groups: (1) pro-infl ammatory or classically activated macrophages (m1) and (2) anti-infl ammatory or alternatively activated macrophages (m2). m1 macrophages are immune effector cells that aggressively work against microbes and cause their destruction much more readily. m1 is mainly associated with gastrointestinal infections (e.g. typhoid fever and helicobacter pylori gastritis) and active tuberculosis. m1 macrophages are stimulated by interferon (ifn)-g or lipopolysaccharide (lps) to release nitric oxide (no), important for killing intracellular pathogens. activated macrophages are characterised by expression of major histocompatibility molecule like mhc class ii and cd86 and their ability to secrete proinfl ammatory cytokines such as tumor necrosis factor (tnf)-a, il-1b, il-12, il-18 and the chemokines ccl15, ccl20, cxcl8-11 and cxcl13 [ 14 ] . activated m1 macrophages facilitate killing of microorganisms by endocytosis, synthesising reactive oxygen intermediates (roi), limiting the uptake of nutrients and iron essential for the growth of bacteria and replication of viruses, or production of nitric oxide facilitated by ifn-g-inducible no synthase (inos). m2 macrophages are important for killing extracellular parasites, wound healing, tissue repair, and to turn-off immune system activation. m2 macrophages are activated by interleukin (il)-4 or il-13 (m2a) to produce il-10, transforming growth factor (tgf)-b and arginase-1 (arg1), to enable this function [ 14 ] . m2 macrophages are mostly observed in lepromatous leprosy, whipple's disease and localised infections (keratitis, chronic rhinosinusitis). a number of infectious organisms which manage to overcome the res defence develop unique adaptive mechanisms which enable them to survive within the cell for prolonged periods of time. eradication of such intracellular organisms poses immense challenges. many pathogens have an innate ability to develop adaptive mechanisms under stress conditions to fi ght for their survival. such adaptive mechanisms or protective strategies, enables them to exhibit greater defence to the host and there by prolong survival. the different adaptive mechanisms employed by pathogens are discussed below. strategies adopted by microorganisms to inhibit phagolysosome formation include interference with the transformation of primary endosomes into late endosome, fusion with lysosomes and or phagosome acidifi cation. this delays the fusion of endosomes with lysosomes [ 15 ] or blocks the same [ 16 ] . the strategies to inhibit phagolysosome formation and the pathogens which exhibit the same [ 17 ] are summarised in table 3 .2 . pathogens which exhibit this adaptation survive and multiply in vesicles formed by fusion of endosomes with cell organelles other than the lysosome, such as the rough endoplasmic reticulum, ribosome or mitochondria [ 29 ] and thus avoid phagolysosome formation. they thereby bypass destruction due to the enzymatic activity in the lysosome [ 30 ] . escape from endocytosis is a crucial step for intramacrophagic survival. pathogens from this category contain lytic enzymes which enable them to break the endosomes membrane and disrupt membrane of the vacuole [ 31 ] , and hence evade degradation in the phagolysosome, and enter the cytosol rich in nutrients [ 32 ] . specifi c enzymes are produced by the microorganisms for instance, l. monocytogenes pujol et al. [ 17 ] disturbs the formation of lipid rafts by producing beta-1,2 glucans brucella spp. brucellosis roy [ 27 ] alteration of host cell signaling by dephosphorylation of signal regulated kinase leishmania spp. leishmaniasis ghosh et al. [ 28 ] produces listeriolysin o (llo) [ 33 ] and haemolysin c [ 34 ] while phospholipases are produced by the rickettsia spp. [ 35 ] . the microbes in this category exhibit virulence factors which allow them to survive in lytic enzymes, acidic conditions and oxidants, the harsh conditions in the phagolysosome environment. intramacrophagic resistance employing multiple virulence factors enables alternative pathways for survival and multiplication [ 36 ] . pathogens are internalised into macrophages by alternate routes. they traverse inside the cell by receptor mediated pathways like clathrin [ 37 ] and lipid rafts [ 38 ] . formation of vesicles with new properties after fusion between the pathogen and membrane of the cell, like the parasitophorous vacuole formed by toxoplasma gondii [ 38 ] also provides protection. in certain infections successful fusion of microorganisms with the macrophage is followed by secretion of antiapoptotic molecules (e.g. bcl2). this results in impairment of apoptosis of the infected cells. in addition to the adaptive mechanisms certain microbes employ highly specifi c strategies for persistence inside the cell. such strategies are discussed with reference to some important diseases. the adaptive mechanisms of mycobacterium tuberculosis to survive inside the macrophages are prevention of fusion of the phagosome with lysosomes by producing tryptophan-aspartate-containing coat protein (taco). transformation of primary endosomes into phagolysosomes is prevented by a number of actions that occur simultaneously. these include reduced levels of proton atpase inside the endosomes [ 18 ] and scavenger receptors [ 59 , 60 ] have also been implicated in mycobacterial uptake. uptake of mycobacteria by the complement receptor pathway protects it from the aggressive lysosomal compartment ensuring relatively hospitable conditions. salmonella specifi cally forms a glycolipid capsule or biofi lm. biofi lm formation in salmonella is related to the multicellular and aggregative response of rdar [ 61 ] , rugose [ 62 ] , or lacy [ 63 ] . this multicellular behavior is a property of salmonellae [ 64 ] and is responsible for elaboration of thin fi mbriae like tafi , curli [ 65 ] , cellulose [ 66 ] , and other uncharacterised extracellular polysaccharides. together, these components form the extracellular matrix that confers resistance to acid and bleach and facilitates environmental persistence [ 62 , 64 , 67 -70 ] . pathogens which cause fungal infections adapt various mechanisms to increase their pathogenesis and survive inside macrophages. c. albicans contains superoxide dismutases (sod) and catalase enzymes which are able to convert o 2into molecular oxygen and hydrogen peroxide, thereby decreasing the scavenging and toxic effects of o 2and h 2 o 2 levels by certain reactions [ 71 ] . further, c. neoformans evade phagocytic uptake by phenotypic switching. this mechanism is observed in yeast cells that express glucuronoxylomannan mucoid capsule that resist phagocytic uptake and cause high lethality in mice [ 72 ] . in case of aspergillus conidia infection collectins, pentraxin proteins are essential for opsonisation, but their defi ciency is responsible for high susceptibility to infection in immunocompetent mice. furthermore, several enzymes such as elastases and proteases released by the fungus enable conidia to escape from phagocytic uptake by alveolar macrophages. in hiv-1-infected macrophages, the viral envelope protein induces macrophage colony-stimulating factor (m-csf). this pro-survival cytokine down regulates the trail (tumor necrosis factor-related apoptosis-inducing ligands) receptor and up regulates the anti-apoptotic genes bfl -1 and mcl-1 enabling hiv to survive inside the macrophages. hiv invades the macrophage through ccr5 a chemokine receptor and through binding of gp120 to cd4 [ 73 ] . macropinocytosis as a route of entry of hiv-1 into macrophages [ 74 ] also enables intracellular protection. leshmania prevent activation of macrophages by inhibiting secretion of cytokines such as the infl ammatory response il-1 and tumor necrosis factor beta (tnf-beta) or t-lymphocyte activation (il-12) and produce various immunosuppressive signaling molecules, such as arachidonic acid metabolites and the cytokines tnfbeta and il-10. l. chagasi induces tnf-beta production in the immediate environment of the infected human macrophage, and this may lead to inhibition of immune responses [ 75 ] . further, this pathogen induces alteration of host cell signaling. macrophages infected with l. donovani or l. mexicana have shown altered ca 2+ dependent responses, such as chemotaxis and production of roi [ 76 , 77 ] . based on the adaptive mechanisms microorganisms reside in different cells and at different locations in the cells. treating diseases therefore, necessitates an understanding of both the resident cells and target organelles. illustrative examples of microorganism and their cellular/organelles targets are listed out in table 3 .4 . the granulocytes are classifi ed as neutrophils, eosinophils, or basophils on the basis of cellular morphology. neutrophils play the major role in the body's defence. neutrophils are produced in the bone marrow by hematopoiesis. they are released into blood where they circulate for 7-10 h and migrate into tissues where they have a life span of a few days. during infection the bone marrow releases more than usual tularemia -cytosol al-khodor [ 91 ] number of neutrophils, which migrate to the site of the infection. they act by both oxygen-dependent and oxygen-independent pathways to kill microbes. neutrophils exhibit a larger respiratory burst than macrophages and consequently are able to generate more reactive oxygen intermediates and reactive nitrogen intermediates. in addition, neutrophils express higher levels of defensins than macrophages do. hence, neutrophils are more active than macrophages in killing ingested microorganisms. dendritic cells are antigen-presenting cells and constitute 0.5-1 % of the leukocyte population in the peripheral blood mononuclear cells. they are found mostly in nonlymphoid tissues and organs such as skin, heart, liver, lungs, and mucosal surfaces. the function of these cells is to initiate, stimulate and regulate a t cell response which includes antigen-specifi c t lymphocytes, th1/th2 modulation, regulatory t cell induction and peripheral t cell deletion. there are four types of dendritic cells, i.e. langerhans cells, myeloid dendritic cells, plasmacytoid dendritic cells and infi ltrating infl ammatory dendritic epidermal cells. cd1b, cd11a, cd11b and cd11c, the thrombospondin receptor (cd36), and the mannose receptor (cd206), present on infl ammatory dendritic epidermal cells, are known to be involved in the uptake of bacterial components. in case of mycobacterium tuberculosis infection, alveolar macrophages (dust cells), along with dendritic cells engulf bacteria and exhibit innate as well as an adaptive immune response. combined efforts by macrophages and dendritic cells establish protective immunity in 90 % of infected individuals. natural killer cells (nkc) are non-phagocytic cells present mostly in mammalian and avian species [ 92 ] . nkc express surface receptors for the fc portion of igg and their function is to mediate antibody-dependent cytotoxicity against tumor target cells [ 93 ] . it is also suggested that nkc play a role in resistance against some microbial infections. nkc also play a role in natural genetic resistance to infections caused by cytomegalovirus and herpes simplex type i [ 94 , 95 ] . however, there is also evidence against the role of nkc in resistance to some other viruses [ 96 ] . lymphocytes are cells present 99 % in the lymph and constitute 20-40 % of the body's white blood cells. there are approximately ~10 10 -10 12 lymphocytes in the human body, and this can vary with body weight and age. they circulate in the lymph and blood, and can migrate into tissue spaces and lymphoid organs, enabling integration with the immune system. the two main categories of lymphoid cells that can recognise and react against a wide range of specifi c antigens are b lymphocytes or b cells and t lymphocytes or t cells. the main function of b cells is to produce antibodies against antigens [ 97 ] . each of the approximately 1. natural t lymphocytes mature in the thymus region and survive in the periphery. the chief function of t cells is to respond to signals associated with tissue destruction and to minimise the collateral tissue damage they cause [ 98 ] . t cells express t-cell receptors (tcr) which are a composite of polypeptides including cd3 and either of one of the two membrane molecules, cd8 and cd4. tcr recognises virus infected cells and cancer cells. however, unlike b cells, tcr does not recognise free antigen, unless it is bound to mhc molecules on the membrane of antigen presenting cells. the main function of t cells is to induce death of virus infected cells by secretion of cytotoxins and cytokines which activates b cells, macrophages and cytotoxic t cells. t cells also play role in infectious diseases such as leishmaniasis [ 99 ] , infection by hepatitis c virus (hcv), etc. their ability to confi ne exuberant immune reactivity, associated with many chronic infections is benefi cial the host due to limited tissue damage [ 100 ] . infectious diseases are also located in cells other than cells of the res. such cells include hepatocytes, epithelial cells and erythrocytes. hepatocytes are located in the liver and are major site for infections such as hepatitis b/c and malaria. the hepatocytes are discussed in greater detail in chapter 6 of this book. epithelial cells bind together to form the epithelial tissue which is held together by adherens, tight junctions, gap junctions and desmosomes. the functions of epithelial cells are boundary and protection of vital organs, transportation, absorption, secretion, lubrication and movement. these epithelial cells can be readily attacked by microbes such as hiv virus, infl uenza, herpes simplex virus (hsv-2) and cause infections. furthermore, erythrocytes are infected and act as hosts for plasmodium causing malaria, one of the current fatal infections posing serious challenges. the introduction of antimicrobial agents such as penicillin resulted in a major breakthrough to decrease morbidity and mortality caused by infectious diseases. antibiotics represented one of the greatest discoveries. this euphoria was short lived due to adverse effects and the emergence of drug resistance. conventional therapy when associated with side effects or necessitates long term treatment, results in low patient compliance. further inadequate drug concentration within cells is a major barrier for effective treatment of intracellular diseases. increasing the dose, however, resulted in enhanced toxicity. mono-drug therapy evolved into multi-drug therapy, and enabled a good degree of success and continues to form standard therapy, even today. classic examples include the multi-drug combination for tuberculosis akt2, akt3, akt4 comprising 2, 3 or 4 drugs, respectively. the haart combination for aids and two drug combinations for malaria are also examples of successful therapy. nevertheless, the alarming rate at which drug resistance is occurring, and more so the emergence of multi-drug resistance are a matter of great concern. tuberculosis is one such major disease which has evolved from resistant to multi-drug resistant(mdr) to total drug resistant (tdr), the latest being extremely drug resistant tuberculosis (xxdr), wherein, resistance is seen to almost all known antitubercular drugs. the emergence of multi-drug resistance is attributed to a number of factors. pathogens resort to different mechanisms to avoid intracellular killing. some pathogens secrete exotoxins which destroy phagocytes and prevent phagocytosis. bacteria with pore forming cytolysins avoid the phagosome and also escape lysosomal destruction [ 101 -105 ] . certain bacteria interfere with the production of cytotoxic metabolites of phagocytes or contain the antioxidant proteins, thereby overcoming the effects of rnis or rois and cause obstruction in phagocytosis [ 106 , 107 ] . bacteria adhere to surfaces, aggregate and form a hydrated polymeric matrix comprising of exopolysaccharide known as biofi lms [ 108 ] . biofi lms are developed by various bacteria such as salmonella , streptococcus, vibrio cholerae, klebsiella pneumonia and haemophilus infl uenzae. further some cells in the biofi lm experience nutrient limitation and therefore survive in the starved state. such cells are slow growing cells and less susceptible to antimicrobial agents [ 109 ] . certain cells in a biofi lm adapt a different and protected phenotype. biofi lms are resistant to antibodies, phagocytes, and antibiotics . although p hagocytes reach the biofi lms, they become frustrated and release their enzymes, which cause damage to the tissue around the biofi lm. release of bacteria through the damaged biofi lm results in dissemination of the infection, leading to acute infection in the surrounding tissues [ 110 , 111 ] . effl ux pump genes and proteins are present in almost all organisms. effl ux pumps thwart the entry of an antibiotic in the bacterial cell and export an antibiotic from the cell. as effl ux pumps can be specifi c for one substrate or for drugs of dissimilar structure, they can be associated with multi-drug resistance. multi-drug-resistance effl ux pumps are a known cause for the development of bacterial resistance against antibiotics. bacterial effl ux-pump proteins related with mdr are divided into fi ve families namely the atp binding cassette (abc) superfamily, the major facilitator superfamily (mfs), the multi-drug and toxic-compound extrusion (mate) family, the small multidrug resistance (smr) family and the resistance nodulation division (rnd) family [ 112 ] . multi-drug resistance occurs, when effl ux proteins are overexpressed on the cell, and easily identify and effi ciently expel a broad range of antibiotics from the cells [ 113 ] . gram-negative bacteria express several families of transporters which cause resistance [ 114 ] . gram-positive bacteria mainly staphylococcus aureus and streptococcus pneumoniae express mdr effl ux pumps. s. aureus (responsible for skin and soft-tissue infections) overexpress mfs effl ux pump nora which enables resistance to chloramphenicol and fl uoroquinolones. the s. pneumoniae mfs effl ux pumppmra exports the fl uoroquinolones ciprofl oxacin, norfl oxacin, and also expels the dyes acrifl avine and ethidium bromide [ 115 -117 ] escherichia coli emre express a member of the small multi-drug resistance (smr) superfamily and acrab-tolc, a member of the resistance-nodulation-cell division (rnd) superfamily. vibrio parahaemolyticus overexpress norm, a member of the multi-drug and toxic compound extrusion (mate) superfamily. multi-drug-resistant tuberculosis (mdr-tb) is appearing as a ghost among the mdr bacteria because tb patients are at high risk of death due to failure of treatment. it is evident that mdr exhibits p55 effl ux pumps which play a crucial role in the pathogenicity of the microorganisms, and is responsible for the effl ux of tetracycline and aminoglycosides. this has opened a vast array for research in identifying mutants which are responsible for overexpressing these protein pumps in cases of elevated virulence [ 112 ] . chemical modifi cation of antibiotics resulting in their inactivation and hence, ineffective dug concentration can be a cause of bacterial resistance. the inactivation reactions include hydrolysis, redox, and group transfer. hydrolysis is the major cause of degradation of beta lactam antibiotics. the group transfer approach is the most varied and includes modifi cation by thiol transfer, glycosylation, acyl transfer, ribosylation, nucleotidylation and phosphorylation transfer. drugs which are degraded by group transfer are aminoglycoside, chloramphenicol, rifamycin, macrolides, etc. [ 118 ] . one important strategy to overcome the limitation of conventional drug delivery is to deliver high therapeutic payloads intracellularly. this could ensure high efficacy, coupled with low toxicity to provide major advantages. targeted nanocarriers provide high promise as potential drug delivery systems with the capacity to address this specifi c challenge. targeted nanocarriers could therefore prove to be the magic wand. passive and active targeting approaches could be relied on to achieve organ based targeting (fi rst order), specifi c cell based targeting in an organ (second order) and cell organelle based targeting (third order) [ 119 ] . a major requirement, however, besides reaching the targeting site is to ensure adequate concentration and adequate retention at the site. passive targeting can be described as deposition of drug or drug-carrier systems at a particular location due to pharmacological or physicochemical factors [ 120 ] . passive targeting can be achieved by exploiting pathophysiological and anatomical opportunities. introduction of drugs directly into various anatomical sites for example lungs and the eye by using non-invasive or invasive methods such as catheters or direct injections can enable local targeting. these site specifi c drug delivery methods limit systemic toxicity of the drug thus reducing adverse effects of drugs in the nontarget tissues [ 121 ] . exploiting altered pathological conditions in diseased tissues are strategies that can be adopted for passive targeting for example chemotactic factors released in infected or infl amed tissues increased permeability of vascular tissues, decreased ph and/or increased temperature [ 122 , 123 ] . increased vascular permeability specifi cally in cancers has enabled passive targeting of nanocarriers and is cited as the enhanced permeation and retention effect (epr) effect [ 124 ] . surface properties such as particle size, shape, hydrophobicity and surface charge have great impact on macrophage activation and phagocytosis. particle size plays essential role in distribution and elimination of nanocarriers [ 125 ] . particles size can infl uence attachment, adhesion, phagocytosis, distribution, circulation half-life and endocytic pathways [ 126 , 127 ] . the opsonisation and phagocytosis of particles is strongly affected by size of nanocarriers. although macrophages engulfed 0.2 versus 2 μm igg-coated spherical particles by different mechanisms, they followed similar kinetics [clathrin endocytosis versus fc-receptor mediated phagocytosis]. phagocytic uptake is generally observed with polymeric particles and liposomes with high particle size [>200-microns] [ 128 ] . table 3 .7 highlights the size of a number of nanocarriers evaluated for targeted delivery in infectious diseases. a broad range of non-spherical shaped particles studied including cylinders, cubes, hemispheres, ellipsoids, cones and complex shapes like fi lamentous, biconcave discoid showed varying effects on phagocytosis [ 169 ] . non-spherical shaped particles bypassed phagocytosis due to incomplete actin structure formation. particle shape affected attachment and internalisation during phagocytosis [ 170 ] . for instance oblate ellipsoids show best attachment and internalisation by phagocytosis, while prolate ellipsoids showed good attachment but poor internalisation. champion et al. reported that worm-like particles showed low phagocytosis as compared to spherical particles of the same volume [ 169 ] . asymmetric polymer lipid nanostructures (lipomer) of doxycycline hydrochloride (dh) in the range of (250-400 nm) [ 171 ] revealed enhanced splenic delivery. the irregular shape of the lipomer coupled with rigidity resulted in fi ltration and non-phagocytic accumulation to reveal splenotropy in sinusoidal spleen models, rat, rabbit and dog. a high spleen liver ratio of 6.7:0.53 was seen in the dog model (fig. 3.2 ) [ 172 ] . surface properties like hydrophobicity and surface charge also impact opsonisation, phagocytosis and biodistribution of nanoparticles [ 173 ] . hydrophobic nanocarriers are readily coated by complement proteins, albumin, and immunoglobulin and scavenged by res [ 174 ] . surface charge of particles also infl uences interaction and stability with cells [ 175 ] . reports suggest that positively charged particles showed high phagocytic uptake over negatively charged particles probably due to better interaction with the negatively charged cell membrane. cationic and neutral nanocarriers are less taken up by res as compare to negatively charge [ 176 -178 ] . however, negatively charged nanoparticles can potentially attach to cationic sites on the macrophages namely the scavenger receptors, which facilitate their uptake by res [ 179 ] . for details on infl uence of particle size, shape and charge readers are directed to the following reviews [ 126 , 180 ] . active targeting, defi ned as specifi c targeting of drugs or drug containing nanocarriers by anchoring active agents or ligands, provides selectivity, recognisability and potential to interact with specifi c cells and tissues in the body [ 181 ] . targeting by attaching ligands has been investigated as an additional strategy to enhance translocation of antimicrobials inside cells. attaching ligands facilitates greater uptake and can be mediated by various mechanisms. the membrane of macrophages expresses various receptors to facilitate the internalisation of cargoes inside the cell and their degradation. receptor mediated endocytosis (rme) permits the rapid internalisation of ligand attached particles as compared to untargeted particles [ 182 ] . the common rme mechanisms are macropinocytosis, clathrin dependent endocytosis (cde), caveolae-mediated endocytosis and clathrin independent endocytosis (cie). each approach exhibits different binding and internalisation mechanisms. further, the predominant uptake mechanism is often dictated by the nature of the ligand. receptor mediated processes are relatively slower than phagocytic processes, with the ligand playing an important role. the sizes, geometry, charge and density of the ligand signifi cantly infl uences receptor mediated endocytosis [ 183 ] . for more references readers can refer to [ 182 , 184 , 185 ] . table 3 .5 lists the endocytic pathways, endosome morphology and the proteins involved in the endocytic pathways. macrophages possess large number of surface receptors which help in the process of recognition and endocytosis of engineered particulate carriers. infection of macrophages leads to changes in the expression pattern of the concerned receptors, which can be exploited for targeted drug delivery employing nanocarriers. table 3 .6 is a summary of the important receptors on macrophages and illustrative examples of ligands for the same that could play a role in designing targeted nanocarriers for infectious disease therapy. cd14 [ 213 ] , decay accelerating factor (cd55), endo180 [ 214 ] are also receptors which could be targeted. nevertheless, ligands for the same need to be explored. all known nanocarriers can be effectively employed for targeted delivery in intracellular infections. both passive and active targeting approaches have been evaluated. the following tables 3.7 and 3.8 illustrate examples of nanocarriers, limited to major anti-infective agents for active and passive targeting, respectively. size being a major parameter infl uencing targeting to res. table 3 .7 also highlights the size of nanocarriers, which is a primary factor in passive targeting. tuberculosis is persistent and deadly infectious disease, caused mycobacterium tuberculosis which is non-specifi cally phagocytosed by alveolar macrophages. malaria is a complex disease caused by plasmodium and majorly resides in non-res cells like red blood cells (rbcs) and hepatocytes. entry of the parasite into the brain causes cerebral malaria. malaria can be targeted at the exoerythrocytic stage by targeting rbcs, or targeting the hypnozoites to tackle malarial relapse and further in case of cerebral malaria targeting the brain. increased permeability of infected rbcs is seen after 12-16 h of plasmodium invasion through formation of channels. these channels are "new permeability pathways" (npps) which allow entry of molecules such as dextran, protein a and igg2a antibody thereby differentiating the non-infected and infected rbcs. such pathways could be targeted to enable high drug loading in the erythrocytes specifi cally through design of nanocarriers of <80 nm [ 241 ] . this could be supported through design of stealth nanocarriers which could enable long circulation, using various stealth agents like poly(ethyleneglycol) (peg), pluronic, etc. [ 242 ] . chloroquine liposomes anchored with anti-erythrocyte f (ab′)2 were studied for targeting to erythrocytes [ 243 ] . hepatocytes the residence of hypnozoites expresses the asialoglycoprotein receptor (asgpr), which is overexpressed in infections. targeting this receptor using nanocarriers anchored with asgpr ligands is a strategy for hepatocyte targeting. joshi et al. prepared in situ primaquine nanocarboplex of primaquine phosphate anchored with pullulan as the asgpr ligand for specifi c targeting to hepatocytes. signifi cantly, enhanced hepatic accumulation with preferential accumulation in the hepatocytes and a high hepatocytes/nonparenchymal cells ratio of 75:25 confi rmed hepatocyte targeting [ 244 ] . transferrin (tf)-anchored solid lipid nanoparticles (slns) were intravenously administered for targeting quinine dihydrochloride to the brain, in cerebral malaria. compared to conventional slns or drug solution the tf-slns signifi cantly enhanced the brain uptake of quinine [ 234 ] . a major feature of hiv that complicates therapy is the existence of hiv in multiple reservoirs, which include various cellular and anatomical sites [ 245 ] . the typical reservoirs are the liver, spleen, lungs, git and genital tract with the brain and bone marrow representing remote sites [ 246 ] . targeted delivery for hiv therefore needs to address delivery to maximum sites simultaneously to achieve remission. one strategy that we propose is a combination of nanocarriers of size <100 nm to target remote sites and size >200 nm target major res organs (unpublished data). viral replication is inhibited by the antioxidant glutathione. erythrocytes containing glutathione (gsh) in combination with azidothymidine (azt) and didanosine (ddi) showed higher reduction in viral dna in bone marrow and brain as compared to ddi + gsh alone [ 247 ] . immunoliposomes containing sirna for targeting the lymphocyte function-associated antigen-1 (lfa-1) integrin, which is expressed on all leukocytes, was selectively taken up by t cells and macrophages, the primary site of hiv. further, in vivo administration of anti-ccr5 sirna resulted in leukocytespecifi c gene silencing that was sustained for 10 days [ 248 ] . nanogels comprising non-reverse transcriptase inhibitors (nrits) decorated with a peptide for brain specifi c apolipoprotein e (apoe) receptors, showed tenfold suppression of retroviral activity and decrease infl ammation in humanised mouse model of hiv-1 infection in the brain [ 249 ] . targeted drug delivery for the therapy of veterinary infections assumes immense importance not only for improved animal health but due to the challenges posed by zoonotic diseases. about 13 zoonotic diseases including brucellosis, tuberculosis, trypanosomiasis, cysticercosis and others are related to 2.4 billion cases of infection in humans and over two million deaths annually [ 166 , 167 ] . such infections exist both in domestic animals and wild life. the close proximity of humans especially with such domestic animals is a cause of global concern. the who policy of "cull and kill" results not only in the loss of lives but also heavy monetary losses to the farmer. targeted treatment strategies using nanodrug delivery systems could provide a revolutionary strategy to benefi t both the animals and man. the benefi ts of targeted nanomedicine strategies are slowly gaining recognition as evident from a number of reported studies. liposomes have been used by many researchers for treating various veterinary diseases such as leishmaniasis [ 250 , 251 ] , brucellosis [ 252 ] , blastomycosis [ 253 ] , babesiosis [ 254 ] , etc. patil et al. [ 171 ] developed an asymmetric lipomer. this is a combination of polymer-lipid containing doxycycline which could have application in the treatment of intracellular infections that are primarily resident in the spleen like brucellosis, ehrlichiosis, etc. a number of studies are reported on horses infected with babesiosis, streptococcus equi, t. gondii and strongylus vulgaris infections using liposomes [ 254 ] , polymeric nanospheres [ 255 ] , dendrimers [ 256 ] and micelles [ 257 ] respectively. a recent study revealed the improved therapy of theileiriosis in cattle with solid lipid nanoparticles (sln) of buparvaquone [ 258 ] . sln revealed comparable effect with the intramuscular injection at signifi cantly lower doses. nanodrug delivery systems have also been evaluated in dogs, sheep and pigs. for details on nanodrug delivery applications in targeted delivery in veterinary infections, readers are directed to the following reference [ 259 ] . targeted delivery for infectious diseases 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mycobacterium tuberculosis during the development of the infection triggering ras signalling by intracellular francisella tularensis through recruitment of pkca and bi to the sos2/grb2 complex is essential for bacterial proliferation in the cytosol natural killer cells: their role in defenses against disease natural killer cells may be the only cells in normal mouse lymphoid cell populations endowed with cytolytic ability for antibody-coated tumour target cells genetic control of natural resistance to infection and malignancy genetic infl uences on the augmentation of natural killer (nk) cells during murine cytomegalovirus infection: correlation with patterns of resistance natural cell-mediated immunity during viral infections the cellular basis of the immune response. an approach to immunobiology regulating the regulators regulatory t cells: friend or foe in immunity to infection? natural regulatory t cells in infectious disease fusion of azurophil granules with phagosomes and 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diffusive permeabilities and effective diffusion coeffi cients in biofi lms multidrug-resistance effl ux pumps not just for resistance multidrug effl ux pumps and resistance: regulation and evolution antibiotic effl ux mechanisms the multidrug effl ux transporter of bacillus subtilis is a structural and functional homolog of the staphylococcus nora protein nucleotide sequence and characterization of the staphylococcus aureus nor a gene, which confers resistance to quinolones effl ux-mediated fl uoroquinolone resistance in staphylococcus aureus bacterial resistance to antibiotics: enzymatic degradation and modifi cation drug targeting targeted drug conjugates: principles and progress nanosystems in drug targeting, opportunities and challenges targeted drug delivery to enhance effi cacy and shorten treatment duration in disseminated mycobacterium avium infection in mi host factors infl uencing the preferential localization of sterically stabilized liposomes in klebsiella 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treatment of experimental murine listeriosis and salmonellosis treatment of brucella canis and brucella abortus in vitro and in vivo by stable plurilamellar vesicle-encapsulated aminoglycosides liposome-incorporated ciprofl oxacin in treatment of murine salmonellosis parasitic diseases: liposomes and polymeric nanoparticles versus lipid nanoparticles liposomes as carriers of the antiretroviral agent dideoxycytidine-5 %-triphosphate gelatin nanocarriers as potential vectors for effective management of tuberculosis development and characterization of guar gum nanoparticles for oral immunization against tuberculosis in vivo/in vitro pharmacokinetic and pharmacodynamic study of spray-dried poly-(dl-lactic-co-glycolic) acid nanoparticles encapsulating rifampicin and isoniazid preparation and antibacterial activity evaluation of rifampicin-loaded poly lactide-co-glycolide nanoparticles macrophage delivery of nanoformulated antiretroviral drug to the brain in a murine model of neuroaids targeted delivery of antibiotics to intracellular chlamydial infections using plga nanoparticles targeted delivery of arjunglucoside i using surface hydrophilic and hydrophobic nanocarriers to combat experimental leishmaniasis increase in gentamicin uptake by cultured mouse peritoneal macrophages and rat hepatocytes by its binding to polybutylcyanoacrylate nanoparticles targeted delivery of nanoparticles for the treatment of lung diseases encapsulation of moxifl oxacin within poly(butyl cyanoacrylate) nanoparticles enhances effi cacy against intracellular mycobacterium tuberculosis nanoencapsulation increases quinine antimalarial effi cacy against plasmodium berghei in vivo in vitro antileishmanial activity of amphotericin b loaded in poly(ε-caprolactone) nanospheres inhalable microparticles containing isoniazid and rifabutin target macrophages and "stimulate the phagocyte" to achieve high effi cacy microparticle-based lung delivery of inh decreases inh metabolism and targets alveolar macrophages lopinavir loaded solid lipid nanoparticles (sln) for intestinal lymphatic targeting transmucosal transport of tobramycin incorporated in solid lipid nanoparticles after duodenal administration to rats. part ii tissue distribution solid lipid nanoparticles as drug carriers incorporation and retention of the lipophilic prodrug 3´-azido-3´-deoxythymidine palmitate solid lipid nanoparticles enhance the delivery of the hiv protease inhibitor, atazanavir, by a human brain endothelial cell line pharmacokinetics, tissue distribution and relative bioavailability of isoniazid-solid lipid nanoparticles targeted intracellular delivery of antituberculosis drugs to mycobacterium tuberculosis-infected macrophages via functionalized mesoporous silica nanoparticles niosomal delivery of isoniazid development and characterization formulation, antimalarial activity and biodistribution of oral lipid nanoemulsion of primaquine a novel injectable water-soluble amphotericin b-arabinogalactan conjugate targeting potential and anti-hiv activity of lamivudine loaded mannosylated poly (propyleneimine) dendrimer glycodendrimeric nanoparticulate carriers of primaquine phosphate for liver targeting targeted killing of leishmania donovani in vivo and in vitro with amphotericin b attached to functionalized carbon nanotubes characterisation of copper oxide nanoparticles for antimicrobial applications investigations into the antibacterial behavior of copper nanoparticles against escherichia coli global trends in emerging infectious diseases antibacterial activity of zno nanoparticle suspensions on a broad spectrum of microorganisms effect of iron oxide and gold nanoparticles on bacterial growth leading towards biological application role of target geometry in phagocytosis polymer particle shape independently infl uences binding and internalization by macrophages role of lipids in enhancing splenic uptake of polymer-lipid (lipomer) nanoparticles particle shape: a new design parameter for passive targeting in splenotropic drug delivery particle size, surface coating, and pegylation infl uence the biodistribution of quantum dots in living mice plga nanoparticles of different surface properties: preparation and evaluation of their body distribution effect of surface properties on nanoparticle-cell interactions surface-modifi ed biodegradable albumin nano-and microspheres. ii: effect of surface charges on in vitro phagocytosis and biodistribution in rats drug targeting by surface cationization the effect of surface charge on in vivo biodistribution of peg-oligocholic acid based micellar nanoparticles the class b scavenger receptors sr-bi and cd36 are receptors for anionic phospholipids targeting to macrophages: role of physicochemical properties of particulate carriers liposomes and microspheres on the phagocytosis by macrophages lymphatic targeting with nanoparticulate system endocytic mechanisms for targeted drug delivery the effect of nanoparticle size, shape, and surface chemistry on biological systems mechanisms of endocytosis endocytosis and intracellular transport of nanoparticles: present knowledge and need for future studies simultaneous binding of ptdins p2 and clathrin by ap180 in the nucleation of clathrin lattices on membranes yolk protein uptake in the oocyte of the mosquito aedes aegypti the multiple faces of caveolae caveolin, a protein component of caveolae membrane coats caveolins: structure and function in signal transduction flotillin-1 defi nes a clathrin-independent endocytic pathway in mammalian cells coassembly of fl otillins induces formation of membrane microdomains, membrane curvature, and vesicle budding arf family gtp loading is activated by, and generates, positive membrane curvature characterization of a nonclathrin endocytic pathway: membrane cargo and lipid requirements clathrin-independent endocytosis: a unique platform for cell signaling and pm remodelling clathrin-independent endocytosis: new insights into caveolae and noncaveolar lipid raft carriers quantitative microscopy reveals 3d organization and kinetics of endocytosis in rat hepatocytes a dynamin-cortactin-arp2/3 complex mediates actin reorganization in growth factor-stimulated cells clathrinindependent endocytosis used by the il-2 receptor is regulated by rac1, pak1 and pak2 interleukin 2 receptors and detergent-resistant membrane domains defi ne a clathrin-independent endocytic pathway uptake of pneumocystis carinii mediated by the macrophage mannose receptor tuftsin-bearing liposomes in treatment of macrophage-based infections tuftsin (an ig-associated tetrapeptide) triggers the immunogenic function of macrophages: implications for activation of programmed cells microglial scavenger receptors and their roles in the pathogenesis of alzheimer's disease targeting the hemoglobin scavenger receptor cd163 in macrophages highly increases the anti-infl ammatory potency of dexamethasone the function of fcγ receptors in dendritic cells and macrophages primary structure of the mannose receptor contains multiple motifs resembling carbohydrate-recognition domains folate receptor β is expressed by tumor-associated macrophages and constitutes a marker for m2 anti infl ammatory/regulatory macrophages folate receptor β as a potential delivery route for novel folate antagonists to macrophages in the synovial tissue of rheumatoid arthritis patients targeted drug delivery via the transferrin receptor-mediated endocytosis pathway the role of pattern-recognition receptors in innate immunity: update on toll-like receptors macrophage complement receptors and pathogen clearance ifn-lambdas mediate antiviral protection through a distinct class ii cytokine receptor complex toll receptors, cd14, and macrophage activation and deactivation by lps drug delivery system: targeting of pentamidines to specifi c sites using sugar grafted liposomes effi cient drug delivery to alveolar macrophages and lung epithelial lining fl uid following pulmonary administration of liposomal ciprofl oxacin in rats with pneumonia and estimation of its antibacterial effects hyaluronan-modifi ed and regular multilamellar liposomes provide sub-cellular targeting to macrophages, without eliciting a pro-infl ammatory response the role of apolipoprotein e in alzheimer's disease targeting leishmania (l.) chagasi amastigotes through macrophage scavenger receptors: the use of drugs entrapped in liposomes containing phosphatidylserine therapeutic effi cacies of isoniazid and rifampin encapsulated in lung-specifi c stealth liposomes against mycobacterium tuberculosis infection induced in mice aerosolized liposome-based delivery of amphotericin b to alveolar macrophages uptake and processing of immunoglobulin-coated liposomes by subpopulations of rat liver macrophages sterically stabilized liposomes bearing anti-hla-dr antibodies for targeting the primary cellular reservoirs of hiv-1 targeted delivery of indinavir to hiv-1 primary reservoirs with immunoliposomes development and optimization of curcumin-loaded mannosylated chitosan nanoparticles using response surface methodology in the treatment of visceral leishmaniasis ionic complexation as a noncovalent approach for the design of folate anchored rifampicin gantrez nanoparticles surfacemodifi ed cobalt oxide nanoparticles: new opportunities for anti-cancer drug development tat-conjugated nanoparticles for the cns delivery of anti-hiv drugs targeted brain delivery of azt via transferrin anchored pegylated albumin nanoparticles transferrin-and transferrin-receptor-antibody-modifi ed nanoparticles enable drug delivery across the blood-brain barrier (bbb) mannan-coated gelatin nanoparticles for sustained and targeted delivery of didanosine: in vitro and in vivo evaluation mannan-modifi ed solid lipid nanoparticles for targeted gene delivery to alveolar macrophages mannosylated nanoparticulate carriers of rifabutin for alveolar targeting transferrin-conjugated solid lipid nanoparticles for enhanced delivery of quinine dihydrochloride to the brain polyamidoamine dendrimers-capped carbon dots/au nanocrystal nanocomposites and its application for electrochemical immunosensor toxicological investigation of surface engineered fi fth generation poly (propyleneimine) dendrimers in vivo targeting of efavirenz loaded tuftsin conjugated poly (propyleneimine) dendrimers to hiv infected macrophages in vitro intracellular macrophage uptake of rifampicin loaded mannosylated dendrimers macrophages targeting of amphotericin b through mannosylated multiwalled carbon nanotubes inhalable microparticles containing nitric oxide donors: saying no to intracellular mycobacterium tuberculosis protein transport across the parasitophorous vacuole of plasmodium falciparum: into the great wide open design aspects of poly(alkylcyanoacrylate) nanoparticles for drug delivery functional drug targeting to erythrocytes in vivo using antibody bearing liposomes as drug vehicles receptor-mediated hepatocyte-targeted delivery of primaquine phosphate nanocarboplex using a carbohydrate ligand the challenge of viral reservoirs in hiv-1 infection hiv disease management in the highly active antiretroviral therapy (haart) era new drug combinations for the treatment of murine aids and macrophage protection rnai-mediated ccr5 silencing by lfa-1-targeted nanoparticles prevents hiv infection in blt mice nano-nrtis demonstrate low neurotoxicity and high antiviral activity against hiv infection in the brain effi cacy of the liposome trifl uralin in the treatment of experimental canine leishmaniasis reduced tissue parasitic load and infectivity to sand fl ies in dogs naturally infected by leishmania (leishmania) chagasi following treatment with a liposome formulation of meglumine antimoniate effi cacy of various treatment regimens, using liposomal streptomycin in cows with brucellosis use of an amphotericin b lipid complex for treatment of blastomycosis in dogs liposomal diamidine (imidocarb), preparation and animal studies enhanced mucosal immunoglobulin a response and solid protection against foot-and-mouth disease virus challenge induced by a novel dendrimeric peptide evaluation of immune responses in sheep induced by dna immunization with genes encoding gra1, gra4, gra6 and gra7 antigens of toxoplasma gondii effi cacy of ivermectin in injectable and oral paste formulations against eight-week-old strongylus vulgaris larvae in ponies buparvaquone loaded solid lipid nanoparticles for targeted delivery in theleriosis targeted nanomedicine strategies for livestock infections. nanotechnology for animal health and production key: cord-302947-flgwxc57 authors: kipshidze, nicholas; iversen, patrick; porter, thomas r.; kipshidze, nodar; siddiqui, fakiha; dangas, george; fareed, jawed title: targeted, site-specific, delivery vehicles of therapeutics for covid-19 patients. brief review date: 2020-09-16 journal: clin appl thromb hemost doi: 10.1177/1076029620954911 sha: doc_id: 302947 cord_uid: flgwxc57 definitive pharmacological therapies for covid-19 have yet to be identified. several hundred trials are ongoing globally in the hope of a solution. however, nearly all treatments rely on systemic delivery but covid-19 damages the lungs preferentially. the use of a targeted delivery approach is reviewed where engineered products are able to reach damaged lung tissue directly, which includes catheter-based and aerosol-based approaches. in this review we have outlined various target directed approaches which include microbubbles, extracellular vesicles including exosomes, adenosine nanoparticles, novel bio-objects, direct aerosol targeted pulmonary delivery and catheter-based drug delivery with reference to their relative effectiveness for the specific lesions. currently several trials are ongoing to determine the effectiveness of such delivery systems alone and in conjunction with systemic therapies. such approaches may prove to be very effective in the controlled and localized covid-19 viral lesions in the lungs and potential sites. moreover, localized delivery offered a safer delivery mode for such drugs which may have systemic adverse effects. definitive covid19 therapies have yet to be identified, despite the many ongoing trials globally. the results based on early, small, underpowered, non-controlled studies and a few open label randomized-controlled trials (rcts) have been discouraging. for example, one trial evaluating lopinavir-ritonavir for covid-19 therapy, noted that an even higher dose than what was administered may be required to achieve therapeutic efficacy. 1 only 2 pharmaceuticals have demonstrated signals toward efficacy. remdesivir has been shown to reduce the total amount of time in icu required per patient (remdesivir for the treatment of covid-19 -preliminary report;j.h. beigel, k.m. tomashek, l.e. dodd, a.k. this article was published on may 22, 2020, at nejm.org. doi: 10 .1056/nejmoa2007764, and dexamethasone had reduced deaths by 35% in patients who needed treatment with invasive ventilation and by 20% in those needing supplemental oxygen (eu clinical trials register: eudract 2020-00111321 clinical trials.gov: nct04381936). however, almost all the proposed pharmaceutical therapies for covid-19 pose at least a few possible adverse effects while citing the need for increased dosing. targeted drug delivery of these promising pharmaceuticals might prove to be more effective, enhancing the local effect while attenuating their off-target side effects. 2 sars-cov-2 has an affinity for 2 host cell factors, which are primarily expressed in human lung tissue: ace-2 and tmprss2. 3, 4 considering that covid-19 primarily affects the lungs in patients with ards, 5 we propose a targeted drug delivery strategy using different types of drug delivery vehicles including microbubbles, extracellular vesicles (ev), nanoparticle drug carriers, liposomes, viral vectors, perfluorocarbon droplets, catheter-based and aerosol-based approaches. it should be noted that while there has been substantial research on local drug delivery vehicles in cancer and cardiovascular medicine, broadly; there appear to be only a handful of reports that describes using different carriers for targeted delivery in patients with covid-19. 6-10 in the following, some of the newer approaches for targeted drug delivery in covid-19 patients are discussed. it may also apply to other bacterial or viral pneumonias not associated with covid-19. microbubbles specifically have shown to adhere to sites of damaged vascular endothelium and thus may be a method of systemically targeting delivery of therapeutics to damaged lungs with sars-cov-2. for example, perfluoro butane gas microbubbles (pgmc) with a coating of dextrose and albumin efficiently bind to different pharmaceuticals. these 0.3 to 10 mm particles bind to sites of vascular injury. 5 further, the perfluoro butane gas is an effective cell membrane fluidizer. the potential advantages of microbubble carrier delivery include none to minimal (additional) vessel injury through delivery, no resident polymer to degrade leading to eventual inflammation, rapid bolus delivery, and repeated delivery. microbubble carriers were successfully used in different animal models and clinical trials to deliver antisense oligonucleotide and/or sirolimus to the injured vascular bed. [11] [12] [13] the formulation of microbubbles and therapeutics is easy and could be performed in a hospital pharmacy, considering they are currently used widely to enhance diagnostic ultrasound imaging. 14 we propose to use microbubbles with pro-inflammatory cytokine (tnf-a, il-1, or il-6) inhibitors as an approach to mitigate the ards-induced cytokine storm. one possible drug is tocilizumab, which is an il-6 inhibitor, which shows some early promise as a possible covid-19 therapeutic. 15, 16 tocilizumab may enhance the metabolism of drugs utilizing the cytochrome p450 system, which warrants further investigation into whether the same effects are attenuated or maintained when given locally versus systemically. 17, 18 extracellular vesicles (ev) kumar and colleagues describe the use of extracellular vesicles (evs), which are a family of natural carriers in the human body. 9 evs play a critical role in cell-to-cell communications and can be used as unique drug carriers to deliver protease inhibitors to treat covid-19. though the authors of the reported investigations concluded that certain limitations need to be overcome as well as understanding the mechanism to control targeted delivery. specifically, the isolation and drug encapsulation techniques employed to engineer evs could result in the loss of functional properties of the evs, such as the destruction of surface proteins. these unintended changes could lead to nonspecific interactions with other cells, leading to off-target effects, toxicity, and suboptimal efficacy. 9 recently, the efficacy in mitigating inflammation was demonstrated through the targeted delivery of adenosine and of multidrug formulations. 10 bioconjugation of adenosine to squalene produces a prodrug-based nanocarrier, which, after nano formulation with vit e, yields stable multidrug nanoparticles. this nanoparticle improves the bioavailability of both drugs with significant pharmaceutical activity in models of acute inflammatory injury. there are several clinical studies planned to use this technology in patients with novel bio-objects a group of researchers has succeeded in engineering a new kind of microscopic bio-object that may one day be used for personalized diagnostics and targeted delivery of drugs. the object consists of a genetically modified e. coli bacterium and nano-erythrosomes (small vesicles made of red blood cells), and it demonstrates a substantial improvement in motility over previous designs. 20 direct pulmonary delivery (e.g., aerosol, inhalers, etc.) is a more selective mode of drug delivery that typically requires a lower quantity of drug to achieve an effective dose. currently, 2 studies are enrolling patients to study the feasibility and efficacy of this approach -the nosarscovid phase ii trial (nct04306393) and the pulsed inhaled nitric oxide for treatment of patients with mild or moderate covid-19 expanded access program (nct04358588). pulmonary drug delivery can provide the following advantages: quick onset of action coupled with ease and convenience of administration; the pulmonary dose is significantly lower than the oral dose; and degradation of the drug in the liver can be avoided. on the other hand, the following drawbacks are often associated with pulmonary drug delivery: improper dosing, stability problems, and difficulty in producing the optimum particle size. in addition, not all drugs can be delivered via a pulmonary route due to formulation difficulties. given that acoustically activatable perfluoro propane droplets permeate across endothelial barriers to reach the interstitial spaces and even intracellular locations. 9 this may be an ideal method of enhancing nitric oxide delivery to regions of abnormal ventilation to perfusion mismatch in covid-19 pneumonia. however, it should be noted that inhaler-based delivery is an aerosol-generating procedure and therefore and it should be performed with extreme caution and the appropriate personal protective equipment (ppe). heparin and low-molecular weight heparin have been used in the anticoagulant management of covid-19. heparin also exhibit antiviral properties and localized delivery in the lung may have therapeutic effects including both the antiviral and anticoagulant effects. the inhaled formulations of heparins have been reported before in animal models such as dogs. 21 special devices such as jet and ultrasonic nebulizers have also been used to deliver heparin to intrapulmonary sites. 22 a recent article has reported on the intrapulmonary delivery of heparin in covid-19 patients and call for randomized clinical trial to validate the clinical efficacy of this approach. 23 localized delivery of heparin may also results in anti-inflammatory, cytoprotective and membrane stabilizing effects. other modalities may include heparin mist in different formulations to produce eco effects. catheter-based local drug delivery of antivirals (liquid remdesivir) and/or pro-inflammatory cytokine inhibitors (tocilizumab) can be performed trans-pulmonary, with a swan-ganz catheter. the drug can be administered through the pulmonary artery to target pulmonary vasculature, which is safe and feasible. this does not require imaging and could be performed bedside. another aspect recently revealed is the prothrombotic state in some covid-19 patients. systemic antithrombotic and thrombolytic therapy has been anecdotally used with scattered reports of acute improved oxygenation. therefore, catheter-directed thrombolysis could be another approach through localized thrombolysis. another approach is the recently, commercially available intravenous microbubbles, which has been utilized for ultrasound-targeted sonothrombolysis in acute myocardial infarction and in pulmonary thromboembolic disease. 6, 7 the mechanism for sonothrombolysis appears to be cavitation induced thrombus dissolution in addition to vasodilation induced by endothelial shear-release of nitric oxide. 8 given the growing evidence that the most detrimental sars-cov-2 reactions are primarily within the respiratory system, localized targeted delivery of therapeutics may prove advantageous over a systemic approach, provided that bioavailability to the target tissue can be proven/verified. several approaches have been discussed, in which microbubbles are the only carrier to have been used in clinical practice and therefore are the most promising. adenosine nanoparticles and novel bioobjects are other classes of drug carriers under either preclinical development or in early clinical investigation. beyond carriers, there are several delivery methods to also consider. for example, direct inhalation or pulmonary delivery are a highly selective modes requiring less dosage, and there are several ongoing trials and expanded access programs to evaluate this approach. finally, there are several catheter-based drug delivery approaches, including catheter-directed thrombolysis to treat viral coagulopathies (pulmonary embolism, micro-thrombosis) induced by sars-cov-2 infection. the nebulized drug delivery systems provide a practical and clinically feasible approach for the localized delivery of heparins and other drugs in the management of pulmonary lesions with high viral load. further investigations through well-designed, timely clinical studies for targeted site-specific therapy will demonstrate evidence toward the best carriers, delivery methods, and approach (i.e. combination systemic and local delivery versus stand-alone). all authors equally contributed to the work in this manuscript. the author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: tp has served as a consultant for lantheus medical imaging, inc. the author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: tp has received speaker fees from bracco diagnostics inc. tp has received research equipment support from phillips healthcare. a trial of lopinavir-ritonavir in adults hospitalized with severe covid-19 liver and kidney injuries in covid-19 and their effects on drug therapy; a letter to editor tissue distribution of ace2 protein, the functional receptor for sars coronavirus. a first step in understanding sars pathogenesis sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor detection of retained microbubbles in carotid arteries with real-time low mechanical index imaging in the setting of endothelial dysfunction successful recanalization of thrombotic occlusion in pulmonary artery stent using sonothrombolysis. case (phila) therapeutic application of contrast ultrasound in st elevation myocardial infarction: role in coronary thrombosis and microvascular obstruction sonothrombolysis in st segment elevation myocardial infarction treated with primary percutaneous coronary intervention repurposing antiviral protease inhibitors using extracellular vesicles for potential therapy of covid-19 squalene-based multidrug nanoparticles for improved mitigation of uncontrolled inflammation detection of sars-cov-2 in different types of clinical specimens targeted vascular delivery of antisense molecules using intravenous microbubbles novel site-specific systemic delivery of rapamycin with perfluorobutane gas microbubble carrier reduced neointimal formation in a porcine coronary restenosis model clinical applications of ultrasonic enhancing agents in echocardiography american society of echocardiography guidelines update tocilizumab treatment incovid-19: a single center experience effective treatment of severe covid-19 patients with tocilizumab interleukin-6 and cytochrome-p450, reason for concern? a physiologically based pharmacokinetic modeling approach to predict disease-drug interactions: suppression of cyp3a by il-6 targeted transthoracic acoustic activation of systemically administered nanodroplets to detect myocardial perfusion abnormalities nanoerythrosome-functionalized biohybrid microswimmers anticoagulant effects of inhaled unfractionated heparin in the dog as determined by partial thromboplastin time and factor xa activity characterization of heparin aerosols generated in jet and ultrasonic nebulizers nebulised heparin as a treatment for covid-19: scientific rationale and a call for randomised evidence key: cord-103876-2rg2qtdq authors: watkins, laura c.; degrado, william f.; voth, gregory a. title: influenza a m2 inhibitor binding understood through mechanisms of excess proton stabilization and channel dynamics date: 2020-06-20 journal: biorxiv doi: 10.1101/2020.06.19.162248 sha: doc_id: 103876 cord_uid: 2rg2qtdq prevalent resistance to inhibitors that target the influenza a m2 proton channel has necessitated a continued drug design effort, supported by a sustained study of the mechanism of channel function and inhibition. recent high-resolution x-ray crystal structures present the first opportunity to see how the adamantyl-amine class of inhibitors bind to m2 and disrupt and interact with the channel’s water network, providing insight into the critical properties that enable their effective inhibition in wildtype m2. in this work, we test the hypothesis that these drugs act primarily as mechanism-based inhibitors by comparing hydrated excess proton stabilization during proton transport in m2 with the interactions revealed in the crystal structures, using the multiscale reactive molecular dynamics (ms-rmd) methodology. ms-rmd, unlike classical molecular dynamics, models the hydrated proton (hydronium-like cation) as a dynamic excess charge defect and allows bonds to break and form, capturing the intricate interactions between the hydrated excess proton, protein atoms, and water. through this, we show that the ammonium group of the inhibitors is effectively positioned to take advantage of the channel’s natural ability to stabilize an excess protonic charge and is thus acting as a hydronium-mimic. additionally, we show that the channel is especially stable in the drug binding region, highlighting the importance of this property for binding the adamantane group. finally, we characterize an additional hinge point near val27, which dynamically responds to charge and inhibitor binding. altogether, this work further illuminates a dynamic understanding of the mechanism of drug inhibition in m2, grounded in the fundamental properties that enable the channel to transport and stabilize excess protons, with critical implications for future drug design efforts. toc graphic proton transport (pt) across cellular membranes is a critical component of many biomolecular systems, necessary, for example, to maintain ph gradients, 1, 2 to drive atp synthesis, 3 and to facilitate the co-or anti-transport of other small molecules. [4] [5] [6] because of their essential role in such systems, channels and transporters with pt functionality are often targets for drug design to inhibit or control pt-in the case of viruses and bacteria, to slow or prevent infection, but there are myriad other disease applications. [7] [8] [9] drug design is notoriously challenging, as both thermodynamic and kinetic factors must be considered but are difficult to predict and control, and its success depends on high quality structures, an understanding of structural dynamics, and a knowledge of the protein's function and its mechanism. thus, beyond elucidating mechanisms of pt in order to understand how a specific channel or transporter works, studying the detailed interactions that facilitate pt can provide valuable insight to help guide drug design efforts. the influenza virus kills up to 650,000 people each year, 10 and the impact of the recent global coronavirus pandemic 11 emphasizes how critical it is to maintain our focus on understanding and treating viral infections. the influenza a virus matrix 2 (m2) proton channel is a homo-tetrameric protein responsible for the acidification of the viral interior, a critical step in the influenza infection process. [12] [13] [14] it is the target of two of the three currently available oral antivirals, amantadine and rimantadine. 15, 16 while these are effective at blocking pt in wildtype m2, drug-resistant mutants have become the predominate strains, rendering these drugs ineffective and thus requiring a continued drug design effort 17 informed by a deeper understanding of the pt and drug inhibition mechanisms. additionally, m2 is considered an archetype for the viroporin family, a class of viral channels considered ideal drug targets. 18 the sars-cov-2 virus responsible for the covid-19 pandemic contains two viroporins, protein e and 3. [19] [20] [21] thus, viroporins are a critical class of proteins to study as potential therapeutic targets. m2 is located in the viral capsid and is acid-activated: as the ph of the endosome encapsulating the virus is lowered, the m2 channel becomes activated and facilitates unidirectional proton flow to the viral interior, allowing the virus to escape the endosome and infect the cell. the key residue that controls activation is his37, 22-24 which can bind one additional proton and take on a +1 charge. one histidine from each helix forms the his37 tetrad, which can collectively hold a +0 to +4 excess charge, dependent on ph. the channel becomes activated and the c-terminal portion opens (adopting the inwardopen conformation) upon reaching the +3 state, and pt occurs as the channel cycles through a transporter-like mechanism. [25] [26] [27] [28] [29] [30] [31] [32] amantadine and rimantadine belong to the adamantyl-amine class of inhibitors, binding in the upper-middle portion of the channel. these drugs were the predecessors of many related adamantane-based compounds featuring a relatively rigid, apolar group and an attached charged group. [33] [34] [35] [36] [37] [38] [39] recently, thomaston et al. published several high-resolution x-ray crystal structures of m2 with amantadine, rimantadine, and a novel spiro-adamantyl amine bound. 40 these structures provided the first opportunity to see the specific interactions that facilitate stable inhibitor binding and the disruption of the hydrogen-bonded water network otherwise present. along with an earlier qualitative md simulation study that guided the design of the spiro-adamantyl amine inhibitors, 41 the crystallographic analysis provided potential insights into the mechanism of inhibition, suggesting that the backbone carbonyls of pore-lining residues act as physiochemical chameleons, able to engage in both hydrophobic and hydrophilic interactions, and that the drug is tilted off the channel's axis and interacts with waters in the ala30 layer. taken together, it is hypothesized that amantadine acts as a mechanism-based inhibitor, with the ammonium group functioning as a hydronium mimic. computational studies to date have primarily focused on the means of entry into the channel and location of binding, 42-46 but have not deduced specific interactions between the drug, channel, and channel water involved in binding as they relate specifically to similar interactions seen in the pt mechanism. proton transport is an inherently quantum mechanical process, as the hydrated proton structure (hydronium-like) exists in a complex hydrogen-bonded network that rearranges dynamically as bonds break and form according to the grotthuss shuttling mechanism. 47-49 thus, classical molecular dynamics (md) with fixed bonding topology cannot be used to study pt; moreover, ab initio methods are not efficient enough to reach the many nanosecond timescales necessary to obtain sufficient sampling in biomolecular systems that may have important degrees of freedom several orders of magnitude slower than proton shuttling. multiscale reactive molecular dynamics (ms-rmd) [50] [51] [52] [53] (and multistate empirical valence bond, ms-evb, before it) was developed to efficiently and accurately capture the solvation and delocalization of an excess proton in water, such that the quantum-chemical nature of the hydrated proton can be studied in the context of membrane proteins over the long timescales needed for accurate simulation of such systems. ms-rmd has been successfully applied in several protein systems to predict and explain mechanisms of pt. 31, 32, [54] [55] [56] [57] [58] [59] [60] [61] in previous work, 31, 32 quantum mechanics/molecular mechanics (qm/mm) and ms-rmd was used to calculate potentials of mean force (pmfs, i.e., free energy profiles) of pt through the m2 channel in the +0-3 states, providing critical insight into the ph-dependent activation behavior and the role of the his37 tetrad in pt. most recently, we further analyzed the ms-rmd simulations to explore the detailed interactions between the hydrated excess proton and the channel and found that the proton dynamically, as a function of its position, alters several properties of the protein and pore waters, including the hydrogen-bonding network and the protein structure. 61 this latter work illustrates how ms-rmd can be used successfully to investigate explicit, dynamic interactions between a hydrated proton and its immediate environment, as well as its indirect effects on other parts of the system. here, we employ a similar approach as in this previous work to focus specifically on properties related to drug binding and how the position of the bound drug relates to the overall pt mechanism. through this analysis, we examine the hypothesis that the adamantyl-amine drugs act as mechanism-based inhibitors. our results indicate that the ammonium group of amantadine and rimantadine are aptly positioned to take advantage of the channel's ability to stabilize an excess proton. additionally, by examining conformational fluctuations, we show that the drug binding pocket is an especially stable and symmetrical portion of the channel, conducive to binding a roughly spherical drug, and we reveal an additional minor hinge point towards the top of the channel which may be a relevant feature for future drug design efforts. simulations for calculating properties as the proton moves through the top of the channel were run as follows. starting structures were taken from previous simulations, which were initiated from a crystal structure of the transmembrane portion of the m2 channel (this construct is referred to as m2tm) resolved at room-temperature and high ph (pdb: 4qkl 62 ) embedded in a 1-palmitoyl-2-oleoyl-sn-glycero-3phosphocholine (popc) bilayer solvated with water. m2tm is the minimum construct necessary to retain proton conduction similar to full-length m2, 63 and it has been shown that the presence of amphipathic helices, included in the full-length m2 protein, do not significantly influence the pt mechanism. 32 the collective variable (cv) defined for umbrella sampling (us) is the z-coordinate of the vector between the excess proton center of excess charge (cec, see below) and the center of mass of the four gly34 alpha carbons, as in our previous work, such that the cv has negative values at the top (n-terminal end) of the protein and progresses to positive values at the bottom (cterminal end). the excess proton cec is defined as: 64 is the center-of-charge of the diabatic ms-rmd state, and is the amplitude of that state. the sum is over all states. ms-rmd simulations were run with the excess proton at every 0.5 å along the cv coordinate between -18.0 and 1.0, generating 39 windows. to ensure that the proton remained in the channel, a cylindrical restraint was added at 8 å with a force constant of 10 kcal/mol·å 2 using the opensource, community-developed plumed library. 65, 66 the ms-evb version 3.2 parameters 67 were used to describe the hydrated excess proton. after a 250 ps ms-rmd equilibration, the replica exchange umbrella sampling 68 technique was used to facilitate convergence. production simulations were run for ~2-4 ns with frames saved every 1 ps. for calculating hydrogen bond residence times, longer independent trajectories were run with the cec restrained in 5 different positions using us as described above. each hydrogens on the ammonium group of amantadine were added. right, a snapshot from an ms-rmd trajectory with the most hydroniumlike water indicated in green. in both, two opposing chains of m2 are shown in silver. the ser31, his37 sidechains and the gly34, ala30 backbone carbonyls are shown. the z-coordinate for the system is included on the left, where z = 0 å is defined as the center-of-mass of the gly34 alpha-carbons. trajectory was run for 1.75-2 ps with frames saved every 10fs. simulation frames were binned by excess proton cec value for subsequent analyses, which were performed in python 69 using the scipy, 70 numpy, 71 and pandas 72 libraries. for hydrogen bond analysis, values were averaged over the four helices. hydrogen bonds were defined by the following criteria: the donor-acceptor distance must be less than 3.5å, and the donor-hydrogen-acceptor angle must be greater than 150°. several hydrogen bond definitions were tested and did not affect the conclusions (not shown). for calculating residence times, a hydrogen bond was considered in place as long as the particular water molecule remained the closest water to the protein atom and the hydrogen bond criteria were met. images of molecular structures were rendered in visual molecular dynamics (vmd), 73 while other figures were generated using matplotlib. 74 if the adamantyl-amine drugs are acting as mechanism-based inhibitors as hypothesized, we would expect to see specific aspects of the pt mechanism taken advantage of or replicated by the drug upon drug binding. to test this, we performed ms-rmd simulations of m2 in the +0 his37 charge state with an explicit excess proton to evaluate the hydrogen-bonding networks, pore shape, and protein fluctuations throughout pt that relate to drug binding. by focusing on pt in the +0 state, we are studying the process of proton entry and diffusion to his37 in the first key step of channel activation, paralleling inhibitor entry into the channel. we additionally expect this to be a prevalent charge state in drug-bound structures due to the lowered his37 pkas. 75 replica exchange umbrella sampling was used to obtain sufficient sampling of proton positions throughout the top portion of the channel, with windows from cecz = -18.0 to 1.0 å where the coordinate origin is defined as center of mass of the gly34 alpha carbons. the channel is aligned along the z-axis for all subsequent analyses. to understand how properties of pt may provide insight into drug binding, we primarily examine variations dependent on proton position. we compared the values of each property when the proton is at the drugs' ammonium group positions versus other parts of the channel to determine if the drugs could be taking advantage of the channel's natural ability to stabilize a proton. this idea is highlighted in figure 1 , which shows both the drug-bound crystal structure and a snapshot of a hydrated excess proton in the channel from our simulations. we refer to the drugs' ammonium nitrogen position along the z-axis in the crystal structure as ammnz. this value is -1.7 and -1.5 å for the the inwardclosed amantadine and rimantadine bound structures, respectively (averaged over the two tetramers in each crystal structure). flexible hydrogen bonds stabilize the excess proton near ammnz. it has been shown in our previous work that hydrogen bonds within the channel, including those between water and protein atoms, help facilitate proton transport by altering their direction and frequency of interaction as the proton moves through the channel. here, we focus specifically on water interactions that may help account for excess charge stabilization near ammnz. in figure 2 , we calculate the occupancy of three different hydrogen bonds between protein atoms and water as a function of the excess proton position in the channel. while the ala30 hydrogen bond occupancy is consistent as the excess proton enters and moves through the top of the channel, as it approaches the ala30 carbonyls, the occupancy decreases ~20%. this dip indicates the ala30 hydrogen-bonded waters can flexibly reduce their interaction with the protein as a result of an excess charge in their vicinity. additionally, this dip is centered at -2.5 å, near ammnz. at this point, the role of the waters near ala30 carbonyls in hydrating the proton is maximized. this supports the hypothesis that amantadine and rimantadine are mechanism-based inhibitors and take advantage of the channel's natural ability to stabilize a hydrated excess proton in order to stabilize the drug's ammonium group. the hydrogen bond occupancy of waters with the gly34 carbonyls increases once the excess proton passes through the val27 gate and remains fairly consistent across proton posi tions thereafter, exhibiting little dependence on the hydrated proton position once it is in the channel. the ser31 sidechain water occupancies are shown for comparison, which do not show a noticeable trend based on proton position. thus, this change in interactions is not a universal effect throughout the channel, but the ala30 waters seem to be uniquely flexible in this manner. these differences are consistent with drug design studies -while compounds such as spiro-adamantyl amine have been able to displace the water in the ala30 layer, no designed inhibitors have displaced the water around gly34. to further understand how the dynamics of the hydrogenbond network may show how these drugs benefit from the channel's inherent excess-charge stabilization used in proton transport, we examined the average residence times of hydrogen bonds between water and several important protein atoms. to do this, independent trajectories were run for five different excess proton positions, including two trajectories with the proton completely outside the channel (cecz = -24.0, 24.0 å) and three when the proton is near ammnz. these results are shown in figure 3 . the ala30 water residence times slightly increase when the excess proton is near ammnz, the ser31 water residence times do not show any significant difference between the proton outside the channel and at ammnz, and those of gly34 waters decrease at ammnz. the waters hydrogen bonded to his37 imidazole nitrogens show the greatest change in residence times and are shown to highlight the ability of this method to describe such differences. we note that classical md does not wholly capture charge transfer in hydrogen bonds, resulting in an overall weaker interaction. thus, while these simulations provide valuable insight into these interactions and their trends, we expect that they are stronger in the real system and any differences will be more prominent. with the above results for ala30, this may indicate that several waters remain tightly hydrogen bonded to the ala30 backbone carbonyls, while one or more are bonded less frequently. while the gly34 hydrogen bonds do not form less frequently (as indicated in figure 2 ) with an excess charge in this region, they do exhibit greater dynamics and flexibility. this change indicates an increase in water dynamics when the excess proton is near, which could help stabilize and solvate the excess charge in the ala30 water layer. taken together, these results further support the hypothesis that amantadine and rimantadine act as mechanism-based inhibitors: the channel acts as a scaffold to facilitate pt by harboring flexible protein-water interactions that can adapt and respond to a positive excess charge, with specific ability to stabilize an excess proton near ammnz that the charged drugs can take advantage of. drug tilt positions ammonium group in highest cec density. one prominent characteristic of the amantadine and rimantadine bound structures is the drug's tilt within the pore. this tilted conformation is also seen in solid-state nmr studies. 76 given the drug's three-fold symmetry in a four-fold symmetric channel, the ammonium group cannot form hydrogen bonds with all 4 waters hydrogen-bonded to ala30, leading in part to this tilt. based on our previous work examining the proton's path through the channel, we used a similar analysis to examine the density of cec positions when the excess proton is near the ammonium position in drug-bound structures. figure 4a the excess proton prefers to be near the edge of the pore, unlike the predominate preference for the center of the pore figure 4b shows the radial density of the cec in this same region of the channel. possible positions of amantadine's ammonium group nitrogens were calculated based on the drug's position and tilt in the crystal structure, and their radii are included as dashed lines (these positions were also used to generate the image in figure 1 ). these hydrogens can extend to a radius ~1.5 å in this static crystal structure, which indicates that the slightly off-centered ammonium group directly positions 1-2 of its hydrogens in the region of the cec's highest density. the cec's propensity for the edge of the pore indicates that the drug's tilt in the channel may not only be a necessary component of its binding, but also a thermodynamic advantage. this tilt further allows the drug to act as a hydronium mimic, as the hydrogens of the ammonium group are in the favorable positions of the solvated excess proton. the analysis of hydrogen bonding changes and proton densities indicates how the ammonium group is a functional addition to the adamantane scaffold, as the charged group is positioned in a region where the channel is especially adept to stabilize an excess charge. this stabilization relies on flexible water structures and hydrogen-bond interactions that can undergo minor changes to accommodate the proton, suggesting that the adamantyl-amine inhibitors are acting as hydronium mimics -they take advantage of these inherent features to help solvate the charged ammonium group. the identification of other regions of the channel with increased ability to stabilizing an excess charge, such as areas of increased proton density or significantly flexible water interactions, could help provide new targets for drugs to act as hydronium-mimics. pore shape and stability near ser31 are ideal for adamantane binding. another hypothesis about the adamantyl-amine class of inhibitors is that adamantane is effectively spherical and can freely rotate within the channel, but has no rotatable bonds, which minimizes the entropy lost upon binding. this rapid rotation can be seen on the nmr time scale 76 and is consistent with the recent thomaston et al. crystallographic studies, in which the motion was indirectly inferred. nevertheless, its significance depends on the dynamic nature of the channel -if the protein exhibits great structural fluctuations in the region where the drug binds, then drug binding may induce changes that greatly decrease the entropy and this hypothesis would not fully explain the drugs' efficacy. to better understand how the channel's natural dynamics may lend itself to favorable drug binding, we examined the pore shape throughout our trajectories. as an estimate of the asymmetry of the channel, we calculated the eccentricity, which is essentially a measure of how "circular" a given oval is. the eccentricity is defined as: where a and b are the semi-major and semi-minor axes, respectively, which we approximate by the distance between alpha-carbons on opposing helices. a schematic of this is shown in si figure 1 . eccentricity can have values between 0 and 1, with 0 indicating a circle and 1 indicating a parabola. these results are shown in figure 5 . eccentricity maximum, minimum, and rmsd values are calculated in si table 1 . the pore-lining residues in the bottom half of the channel, gly34, his37, and trp41, all show a greater degree of asymmetry and a wider range of eccentricity values, dependent on the excess proton position, than the pore-lining residues in the top part of the channel. interestingly, proton entry at cecz = -17 å has a pronounced effect on the channel near trp41, greater than that when the proton nears the center of the channel. ser31, however, has overall the smallest average eccentricity and the lowest minimum value than the other pore-lining residues during pt in this portion of the channel. additionally, ser31 and val27 have smaller proton position dependent changes in eccentricity than the pore-lining residues in the bottom half of the channel. this result indicates that the ser31 region is the most symmetrical and stable in the channel. while analyzing the alpha-carbon distances and eccentricity, we also examined the correlation between these alpha-carbons distances on opposing helices, shown in figure 6 , to gain further insight into protein motion and conformational fluctuations on the nanosecond timescale. these motions captured here are equilibrium fluctuations in the +0, inwardclosed state, not necessarily motions driving the transition between inwardopen and inwardclosed. the calculated correlations indicate that the channel's equilibrium structural fluctuations are dominated by alternating inward-outward motions of opposing helices. at each pore-lining residue, the distances are negatively correlated-that is, when helices a and c move farther apart, helices b and d move closer together, and vice-versa. gly34 is known to be the hinge point whose kinking controls the large structural change between inward-open and inwardclosed conformations, which may falsely lead to the conclusion that the conformational fluctuations at equilibrium above and below gly34 are decorrelated, with a stable core centered at gly34. interestingly, however, the motions at gly34 are strongly and similarly correlated with the motions at both ser31 and his37. this correlation indicates that in this fixed charge state, the gly34 kink is relatively rigid. instead, there is a noticeable lack of correlation between val27 and the other porelining residues, suggesting that there is a secondary, minor "hinge" between val27 and ser31 that decorrelate the inwardoutward motions between the helices above and below this point. this natural hinge observed near val27 furthers our understanding of val27 acting as a secondary gate that opens to allow proton and water entry into the channel. 77, 78 in our simulations, this valve can readily hydrate, particularly in the presence of a nearby excess proton. moreover, it is frequently closed, which may make passage of a hydrated sodium or chloride ion more difficult. this aspect of the val27 gate and its relevance for pt and proton selectivity is likely an important feature of the m2 channel and could be further explored in future work. given that the adamantane group of the drug is centered in the ser31 tetrad plane, we hypothesize that these facets of the channel's dynamics are critical for fully explaining the drugs' favorable binding. because of the more circular shape of the pore at the ser31 tetrad, the spherical adamantane group can fit snugly under the hydrophobic val27 cleft and block pt. additionally, the relative stability of the pore in the region of drug binding helps explain why drug binding is thermodynamically favorable. because the channel exhibits smaller structural fluctuations here than in other regions of the channel, the adamantane based drugs are able to bind with minimal loss of entropy as the channel does not need to lose flexibility to create a stable drug-binding interface. this has figure 6 . pearson correlation coefficients of the distances between alpha-carbons on opposing helices, for all pore-lining residues, when excess proton cecz=-18.0å. each row and column correspond to a specific residue and distance, as labeled, where 'a-c' is the distance between the alpha-carbons of helices and 1 and 3, and 'b-d' is that of helices 2 and 4. only those values with a pvalue < 0.05 are shown, any other values are set to 0.0. important implications for designing drugs that use scaffolds different from the adamantane group, 37, 79-84 or that interact with drug-resistant mutants such as s31n. while drug binding to more flexible regions of the channel is possible, only modest changes in potency are often observed despite large changes in the size of the drugs. this is likely because of the need to counter the greater loss of entropy resultant from structural changes and reduced fluctuations. altogether, we have shown how the adamantyl-amine inhibitors of m2 are suited to exploit various inherent features of the m2 channel that naturally facilitate proton transport, further supporting the claim that they function as mechanismbased inhibitors. the ability of hydrogen bond interactions to flexibly respond to the hydrated excess proton cec, measured in both hydrogen bond occupancy and residence times, indicate how the channel is suited to stabilizing an excess charge near ammnz. thus, the ammonium group of these inhibitors can act as a hydronium-mimic by binding in this region. we also analyzed the pore shape throughout the channel by calculating the eccentricity of the pore based on alpha-carbon distances. the results from these calculations indicate that the drug binding pocket is an especially stable and symmetrical portion of the channel, conducive to binding a roughly spherical drug. finally, by examining the correlations between these distances, we found an additional minor hinge point towards the top of the channel which may be a relevant feature for future drug design efforts. understanding these features as they relate to drug binding gives further insight into the specific interactions that stabilize drug binding, and could help inform drug design efforts by highlighting other aspects of the m2 channel and proton transport mechanism that a drug could take advantage of. through this understanding, we hope future drug-design efforts can take advantage of this approach to methodically create new inhibitors for the more prevalent mutant strains. with the recent publication of high resolution influenza b m2 (bm2) structures, 85 we hope similar studies to elucidate the detailed pt mechanism in bm2 will be conducted to guide drug design in this functionally similar protein. this work also shows how similar analyses to understand the details of explicit proton transport mechanisms (not those inferred by water structures alone) could be used in other systems, and extended to ion transporters such as the sars-cov-2 viroporins, to help inform mechanism-based inhibitor design. elucidating the inherent features of drug-targetable proton transporters, such as flexible water and hydrogen bonding interactions, preferred proton positions, dynamic pore shapes, and structural fluctuations, can help guide the design of drug scaffolds and added substituents. the ms-rmd simulation methodology utilized in this work has also made these studies possible both for m2 and other important drug targets. supporting information. a table of average, maximum, minimum, and rmsd for eccentricity is included in the si. this material is available free of charge via the internet at http://pubs.acs.org. corresponding author * gavoth@uchicago.edu the authors declare no competing financial interest. voltage-gated proton channels and other proton transfer pathways a protonmotive force drives atp synthesis in bacteria coupling of phosphorylation to electron and hydrogen transfer by a chemi-osmotic type of mechanism chapters 17 and 22 chance and design--proton transfer in water, channels and bioenergetic proteins importance of ph homeostasis in metabolic health and diseases: crucial role of membrane proton transport lysosomal storage disease upon disruption of the neuronal chloride transport protein clc-6 (seasonal) (accessed march 16, 2020). 11. world health organization the m2 proton channels of influenza a and b viruses selective proton permeability and ph regulation of the influenza virus m2 channel expressed in mouse erythroleukaemia cells ion channel activity of influenza a virus m2 protein: characterization of the amantadine block viroporins: structure, function and potential as antiviral targets sars coronavirus e protein forms cation-selective ion channels severe acute respiratory syndrome-associated coronavirus 3a protein forms an ion channel and modulates virus release activation of the m2 ion channel of influenza virus: a role for the transmembrane domain histidine residue histidines, heart of the hydrogen ion channel from influenza a virus: toward an understanding of conductance and proton selectivity structure and mechanism of the m2 proton channel of influenza a virus mechanisms of proton conduction and gating in influenza m2 proton channels from solid-state nmr effect of cytosolic ph on inward currents reveals structural characteristics of the proton transport cycle in the influenza a protein m2 in cell-free membrane patches of xenopus oocytes acid activation mechanism of the influenza a m2 proton channel put a cork in it: plugging the m2 viral ion channel to sink influenza in vitro pharmacokinetic optimizations of am2-s31n channel blockers led to the discovery of slow-binding inhibitors with potent antiviral activity against drug-resistant influenza a viruses exploring the requirements for the hydrophobic scaffold and polar amine in inhibitors of m2 from influenza a virus identification of hits as matrix-2 protein inhibitors through the focused screening of a small primary amine library interpreting thermodynamic profiles of aminoadamantane compounds inhibiting the m2 proton channel of influenza a by free energy calculations hydrogen-bonded water molecules in the m2 channel of the influenza a virus guide the binding preferences of ammonium-based inhibitors computationally efficient multiconfigurational reactive molecular dynamics computationally efficient multiscale reactive molecular dynamics to describe amino acid deprotonation in proteins understanding the essential proton-pumping kinetic gates and decoupling mutations in cytochrome c oxidase proton movement and coupling in the pot family of peptide transporters modulating the chemical transport properties of a transmembrane antiporter via alternative anion flux exchange pathways in clc-ec1 antiporter proton-induced conformational and hydration dynamics in the influenza a m2 channel high-resolution structures of the m2 channel from influenza a virus reveal dynamic pathways for proton stabilization and transduction a second generation multistate empirical valence bond model for proton transport in aqueous systems a guide to numpy {vmd} --{v}isual {m}olecular {d}ynamics matplotlib: a 2d graphics environment the chemical and dynamical influence of the anti-viral drug amantadine on the m2 proton channel transmembrane domain computational study of drug binding to the membrane-bound tetrameric m2 peptide bundle from influenza a virus exploring the size limit of templates for inhibitors of the m2 ion channel of influenza a virus undecane derivatives: from wild-type inhibitors of the m2 ion channel of influenza a virus to derivatives with potent activity against the v27a mutant expeditious lead optimization of isoxazole-containing influenza a virus m2-s31n inhibitors using the suzuki-miyaura cross-coupling reaction key: cord-033723-jy5fdsp9 authors: orhobor, oghenejokpeme i.; french, joseph; soldatova, larisa n.; king, ross d. title: generating explainable and effective data descriptors using relational learning: application to cancer biology date: 2020-09-19 journal: discovery science doi: 10.1007/978-3-030-61527-7_25 sha: doc_id: 33723 cord_uid: jy5fdsp9 the key to success in machine learning is the use of effective data representations. the success of deep neural networks (dnns) is based on their ability to utilize multiple neural network layers, and big data, to learn how to convert simple input representations into richer internal representations that are effective for learning. however, these internal representations are sub-symbolic and difficult to explain. in many scientific problems explainable models are required, and the input data is semantically complex and unsuitable for dnns. this is true in the fundamental problem of understanding the mechanism of cancer drugs, which requires complex background knowledge about the functions of genes/proteins, their cells, and the molecular structure of the drugs. this background knowledge cannot be compactly expressed propositionally, and requires at least the expressive power of datalog. here we demonstrate the use of relational learning to generate new data descriptors in such semantically complex background knowledge. these new descriptors are effective: adding them to standard propositional learning methods significantly improves prediction accuracy. they are also explainable, and add to our understanding of cancer. our approach can readily be expanded to include other complex forms of background knowledge, and combines the generality of relational learning with the efficiency of standard propositional learning. descriptors, i.e. the data can be put into a single table, where the descriptors (attributes) are the columns, and the examples are rows. descriptors are properties of the examples that are believed to be important: for example if one wishes to classify pictures of animals then image pixel values are useful descriptors. such tuple-based representations are essentially based on propositional logic [24] . the effectiveness of the propositional descriptors used for learning can vary greatly, and traditionally, most of the effort in ml went into hand-crafting effective descriptors. this has changed with the success of deep neural-networks (dnns), which has been based on their capacity to utilize multiple neural network layers, and large amounts of data, to learn how to convert raw propositional descriptors (e.g., image pixel values) into richer internal representations that are effective for learning. thanks to this ability dnns have succeeded in domains that had previously proved recalcitrant to ml, such as face recognition and learning to play go. the archetypal success is face recognition, which was once considered to be intractable, but can now be solved with super-human ability on certain limited problems [20] . therefore, a key lesson of the success of dnns is: use ml to learn better data representations for ml. for many problems the standard propositional representation of data is problematic, as such a representation cannot efficiently express all the known relational structure (background knowledge) in the data. in some cases this structure can be encoded for using special purpose methods. for example convolutional neural networks encode relational information about the position of descriptors in the structure of the net. similarly, recurrent neural networks encode information about temporal structure in the net, graph neural networks encode graphical information, etc. in many cases such special purpose methods can work very well. however, these methods must be redesigned for each new type of problem, and the structure encoded in the learning process is not explicit. it would be more beneficial (and elegant) if the learning biases in dnns were explicit, and not inherent in the structure of the network. a more general approach to encoding known structure in data is to use logic programs [21] to represent the data -relational learning (rl) [24] . such programs can express spatial, temporal, graphical structure, etc. using a single formalism, and, crucially, this structure is explicit instead of being implicit (e.g. in the connection of neurons). logic programs provide a unified way of representing the relations between objects. they also promote explainable ml, as it is usually straightforward to translate logic programs into a series of easily understandable sentences that can be interpreted by domain experts. more formally, logic programs are a subset of 1st-order predicate logic, and therefore more general that propositional representations. the main disadvantages of using a relational representation compared to a standard propositional one are that rl is more computationally expensive and difficult, as the search space of possible models is much larger, and that rl technology is much less developed. this suggests a hybrid strategy where rl is used to learn effective descriptors, and then standard ml is used to learn the final model [6] . this hybrid approach is particularly suited to problems where the data is semantically complicated, and where symbolic explainable models are required. in such problems rl has the potential to effectively learn new descriptors that are understandable to domain experts. many biomedical ml problems are potentially suitable for a hybrid rl approach, such as understanding the mechanism of cancer drugs. in this problem one needs to encode background knowledge (problem structure) about gene/protein function, associated pathways, known drug targets, cancer cell type, the molecular structure of drugs, etc. we took data on this problem from the library of integrated networkbased cellular signatures [18] (lincs). specifically, we used the phase ii data, which consists of gene expression levels for 978 landmark human genes under perturbation conditions, making this a regression problem. the perturbation conditions consist of a cancer drug added to a cancer cell line, and it is worth noting here that only the response gene expression values are provided, and one would need to independently construct the input variables from the provided metadata. we hypothesized that we could improve both ml model explainability, and predictive accuracy, by including additional background knowledge in the learning process using a hybrid rl approach. a key source of this background knowledge was the stanford biomedical network dataset collection [22] (sbnd). using rl we mined frequent patterns about each drug found in relation to additional background knowledge. these patterns are expressed in datalog [8] and are explainable to domain experts. they can also be used as binary descriptors in standard ml methods. it is worth noting that ml model explainability heavily depends on the learning algorithm, as some learning algorithms are more interpretable than others. however, we argue that the descriptors generated using the hybrid rl approach will generally be more interpretable than their propositional counterparts. we evaluated the predictive performance of the newly learnt rl descriptors versus the standard descriptors, both when used by standard ml in isolation, and in combination. we compared two approaches to combining sets of descriptors: one in which the features from both representations are concatenated to form a single dataset, and another where predictions are stacked [2] . we found that the standard descriptors generally outperform the rl descriptors when used in isolation. however, the rl descriptors significantly improve predictive performance when used in combination. moreover, these new effective rl descriptors are understandable by domain experts. the main contributions of the paper are as follows: 1. demonstration of the effectiveness of hybrid rl learning on an important real-world problem. 2. learnt explainable patterns underlying common cancer drugs. 3. a fully integrated biomedical knowledge base in datalog. the problem of building models to predict drug effects has been widely studied, from potential adverse effects [33] and drug-drug interactions [32] to cancer cell sensitivity [23] . one such task is the learning of quantitative structure activity relationships (qsars), where one is interested in predicting the effect of a drug or chemical compound from its molecular structure [25] . molecular structure is usually represented using molecular fingerprints, which are tuples of boolean descriptors [5] . however, several other approaches also exist. for example, some authors have used the 3-dimensional structure of chemicals [35] , while others have extracted molecular vector embeddings using graph neural networks [15] . in our evaluation, we used the most widely adopted molecular fingerprint representation as the propositional approach. the lincs data has been used in several studies, e.g. for the task of predicting gene expression levels using perturbation conditions [4] . in contrast to our evaluation, the authors do not utilise background knowledge in the learning process. several techniques have been applied to interconnected knowledge bases for various problems in biology [1, 37] . rl in particular has been used in problems such as predicting gene function [16] , gene regulation [9] and qsar-related problems [31] . rl algorithms such as warmr, which we use in our evaluation, have been shown to be successful in identifying relationships in linked data [17] . however, there are other algorithms like amie [10] which have also been shown to perform remarkably well. furthermore, there exist several other approaches for learning representations from graph or inherently relational data [3, 13] with varying levels of predictive performance and interpretability. we argue that our decision to use warmr in our evaluation offers a good foundation from which all of these other methods can be explored in tackling the stated problem as part of future work. one can think of the boolean molecular fingerprint and rl representations of the drugs in the stated problem as views in multi-view learning, as both of these representations offer different perspectives in what constitutes the known properties of a drug. in a standard multi-view learning problem the views are typically distinct, meaning that special consideration is made as to the learning algorithm used in building a model for a particular view. multiple kernel learning [29] , which is essentially a form of stacking, has been proposed for such a scenario, where a kernel that is best suited for a particular view is used and the predictions from all views are then combined to form the final prediction. this is in contrast to how we perform our evaluation, because though we considered multiple learning algorithms, a specific learning algorithm is not used for a particular representation. the lincs phase ii dataset with accession code gse70138 provides the expression levels for 978 landmark human genes for 118,050 perturbation conditions. in the metadata, the perturbation conditions are described by their cell line, cell site, drug dosage, drug timepoint, and the applied drug. the broad institute identifiers along with their canonical smiles are also provided for the drugs. we were able to map 1,089 of the applied drugs to their drugbank [36] and chembl [11] identifiers. this is relevant because the sbnd knowledge graph uses drug-bank identifiers. the drugs we could map across these databases were applied to only 57,749 of the 118,050 perturbation conditions. for all the aforementioned perturbation condition properties but the drugs, we engineered features for the perturbation conditions using one-hot encoding, and treat them as base features. for the propositional representation of the drugs, we converted them into molecular fingerprints using rdkit [19] , with 1024 bits, a radius of 4, and usefeatures set to true. for the rl representation of the drugs, we formalised the following relations from the sbnd: drug-drug (chch-miner), drug-gene (chg-miner), genefunction (gf-miner), disease-drug (dch-miner), and disease-function (df-miner). additionally, we included relationships between functions from gene ontology [12] , such as is a and part of. furthermore, we included the chemical properties of each drug, such as the presence of rings. in total, this datalog knowledge base contains 11,175 drugs, 6,869 genes, 45,089 functions and 5,941 diseases. it is available for download at https://github.com/oghenejokpeme/ rlcbkb. the hypothesis language we used is given in fig. 1 . drug_drug(+drug, -drug) drug_disease(+drug, -disease) disease_function(+disease, -function) drug_gene(+drug, -gene) gene_function(+gene, -function) has_functional_group(+drug, #group) has_ring(+drug, #ringtype) has_group_count(+drug, #group, #count) has_ring_count(+drug, #ringtype, #count) has_group_ring_attachment(+drug, #group, #ringtype) is_a(+function, #function) part_of(+function, #function) has_part(+function, #function) regulates(+function, #function) neg_regulates(+function, #function) pos_regulates(+function, #function) using this knowledge base, we learned 1,024 frequent patterns using the warmr algorithm in the aleph inductive logic programming engine [30] for each drug, which we then use as binary features. warmr is a levelwise rl algorithm based on a breath-first search of the input knowledge base, as relations are structured as a lattice. it allows for the learning of frequent patterns present in a knowledge base within pre-specified constraints, such as the proportion of the sample space a learned pattern must cover [17] . in aleph, we used a minimum cover of 5%, a maximum clause length of 20, and 5000 nodes. we should note that there is evidence that suggests that beyond a certain point, increasing the number of learned features leads to no performance gains [26] . with the base features, we then created three data descriptors for the perturbation conditions. one with the base and rl features, another with the base and fingerprint features, and finally, one with the base, rl and fingerprint features. we refer to these datasets as rl, fp, and rl+fp for the remainder of this paper, all of which at this point, have 57,749 samples. we used a train-test split in our evaluation and selected only a subset of the samples due to computational complexity. the selection procedure entailed an initial random split of the 57,749 samples into training and testing buckets, 70%-30%. we then randomly selected 7,000 samples from the training bucket for the training set and 3,000 samples from the testing bucket for the test set. this was performed exactly once, and the dataset is available here: http://dx.doi.org/ 10.17632/8mgyb6dyxv.2. one might argue that this is a paired-input problem, as we are predicting gene expression on pairs of drug perturbation conditions and cancer cell lines. therefore, we should extend our evaluation to take this into account. we expect that the naive train-test split evaluation approach we have taken will produce more optimistic results than an evaluation procedure for which each entity in a pair present in the test set is also not present in the training set [27] . however, we argue that for the purposes of evaluating standard propositional and rl data descriptors, such an evaluation setting will suffice. as we mentioned previously, the lincs dataset contains the gene expression levels of 978 genes. we selected genes that are dissimilar from one another by associated function using gene ontology associations at a tree depth of 1, where 0 are the base nodes. this process selected 46 genes, which we used in our experiments. we did this to reduce computational complexity and to select genes that are uncorrelated on a functional level in order to get performance estimates that are generally representative of the complete set of genes. for learning algorithms, we used the least absolute shrinkage and selection operator (lasso) [34] , ridge regression (rr) [14] , and random forests (rf) in our evaluation. for lasso and rr the regularization parameter was chosen using internal 10-fold crossvalidation, and the rf models were built with 1000 trees and default settings. the performance metric reported is the coefficient of determination (r 2 ), as we are most interested in the amount of variance explained by the built models. apart from the standard regression experiments using all three datasets, we also evaluated integrating the predictions made by the rl and fp representations using simple averaging, which is a form of stacking [2] . in this case, we averaged the predictions made using the rl and fp representations. we refer to these results as avg in the discussion of the evaluation results. all code used for this experiment is available at https://github.com/oghenejokpeme/rlcbexp. we observed that on average the rl representation consistently performs worse than all the other representations (see table 1 ). for the approaches which combine the rl and fp representations, we found that rl+fp consistently outperforms rl and does not strictly outperform fp on any of the learners. however, rl+fp and fp perform equally well on lasso. like rl+fp, avg also consistently outperforms rl, but is outperformed by fp on both lasso and rr, but not on rf. these results suggests that the effect the rl representations have when used to augment fp representations depends on two things; the choice of learning algorithm and how the representations are combined. from the mean performance results in table 1 , one might argue that overall, the performance of the representations is generally low. while this is true, we would argue that this is to be expected, as we are attempting to recreate laboratory conditions in silico, and predict the expression of 46 genes which often vary in concert and not in isolation of each other. furthermore, it is worth pointing out that the representations perform reasonably well on some genes, with a maximum r 2 of 0.366 when the rl and fp predictions for rf are averaged (table 1) . table 1 . the predictive performance (r 2 ) of the engineered datasets (rl, fp and rl+fp) and the aggregation by mean of the predictions made by rl and fp (avg) on the learning algorithms. we show the mean with the minimum and maximum performance for the 46 considered genes. the best performing descriptor for each learner is in boldface. given the difference in performance between the different methods, we tested for statistical significance using sign tests and paired t-tests. for lasso, table 2 shows that rl+fp underperforms when compared to fp, with a ratio of 18-28 of the 46 considered genes and a 0.12% average performance decrease from fp to rl+fp. however, this difference in performance is not statistically significant for both sign test and paired t-test. when avg is compared to fp, we found that fp performed better on more genes, with a ratio of 17-29. however, we found that when compared to fp, avg achieves a 9.6% average percentage performance increase over fp, with statistical significance according to the paired t-tests. further investigation showed that although fp outperformed avg on table 2 . performance (r 2 ) comparisons between the different datasets for the learning algorithms we considered. the comparisons are structured as approach a/b. for each compared pair, the number of genes for which one strictly outperforms the other is given. additionally, an asterisk ( * ) and a dagger ( â� ) are used to indicate a statistically significant difference in performance with a significance level of 0.05 for a sign test and a paired t-test respectively. lastly, the average percentage performance increase or decrease when approach a is compared to b is given. it is worth noting that this average percentage performance is calculated by taking the mean percentage difference in performance of genes between a and b, and not simply the percentage difference in mean performance given in table 1 rl enables the introduction of additional background knowledge to the model building process, and it can improve both understandability and predictive performance. in our experiments we were interested in learning frequent patterns present in the knowledge base for the considered drugs. we learned such rules as: the former rule can be interpreted as a frequent pattern is for a drug to have an oxide group and two benzene rings. note that the standard fingerprint representation of molecules cannot express the simple concept of a molecule having two benzene rings unless a special descriptor 'two benzene rings' is pregenerated. nor can it express the concept of a drug having an oxide group and two benzene rings unless it is pre-generated. to pre-generate all possible descriptors would produce an exponential number of descriptors. the latter rule can be interpreted as a frequent pattern is for a drug to target a gene that positively regulates a metabolic process. note that is a second-order pattern, the drug targets a gene that in turn regulates metabolism. most drugs inhibit their targets, and in this pattern the overall result is likely to be decrease in a metabolic process, which is generally desirable in cancer therapy. these examples show that rules are easily understandable by a human reader. one can conjecture that if feature selection is performed when such rules are used as features in a predictive problem, the why of the observed variance in the target could be explained easier. however, it is beyond the scope of this work. the great success of dnns is based on their ability to learn how to transform a simple input data representation into an effective internal representation. the limitations of the dnn approach are that it requires a large amount of data, the internal representation is obscure, and there is not a general way to encode known problem structure and background knowledge. in many biomedical problems, such as understanding the effect of anti-cancer drugs, it is required to encode a large amount of background knowledge. in this paper we have shown that a hybrid rl approach can learn new descriptors that are effective and explainable. the limitations of the hybrid rl approach are that it is a two stage approach rather than end-to-end learning (it is computationally efficient to learn frequent patterns, but they are not necessarily effective), and that the learning model is not differentiable, which makes it more difficult to find model improvements. the main criticism of rl in the past was that it was too inefficient to be applied. however, now, given the vast resources used to train dnns this no longer applies. it is therefore interesting to consider whether there is a more general way of learning how to improve data representations that combines the advantages of dnns and the hybrid rl approach, as is the case with deep relational machines [7] . furthermore, it is worth noting that though the rl representations might be explainable, the interpretability of the models built using them will vary based on the learning algorithm. for example, one might conceivably inspect the important variables of a random forest model, but will find this far more challenging in a deep attention neural network. in this paper we report the use of rl representations to enhance the predictive accuracy of traditional propositional data representations for a relevant problem in cancer biology. apart from improved predictive accuracy, we also learnt explainable patterns underlying common anti-cancer drugs, and built a fully integrated biomedical knowledge base in datalog which is now publicly available. we intend to investigate other forms of rl as part of future work. prediction of new associations between ncrnas and diseases exploiting multi-type hierarchical clustering stacked regressions spatial associative classification: propositional vs structural approach gene expression inference with deep learning qsar modeling: where have you been? where are you going to? machine learning of functional class from phenotype data large-scale assessment of deep relational machines discovery of frequent datalog patterns inductive logic programming for gene regulation prediction amie: association rule mining under incomplete evidence in ontological knowledge bases chembl: a large-scale bioactivity database for drug discovery the gene ontology (go) database and informatics resource representation learning on graphs: methods and applications ridge regression: biased estimation for nonorthogonal problems fp2vec: a new molecular featurizer for learning molecular properties applying inductive logic programming to predicting gene function warmr: a data mining tool for chemical data data portal for the library of integrated networkbased cellular signatures (lincs) program: integrated access to diverse large-scale cellular perturbation response data rdkit: open-source cheminformatics deep learning foundations of logic programming biosnap datasets: stanford biomedical network dataset collection machine learning prediction of cancer cell sensitivity to drugs based on genomic and chemical properties ilp turns 20 meta-qsar: a large-scale application of meta-learning to drug design and discovery a general framework for building accurate and understandable genomic models: a study in rice (oryza sativa) flaws in evaluation schemes for pair-input computational predictions artificial intelligence: a modern approach large scale multiple kernel learning the aleph manual quantitative pharmacophore models with inductive logic programming predicting drug-drug interactions through drug structural similarities and interaction networks incorporating pharmacokinetics and pharmacodynamics knowledge data-driven prediction of drug effects and interactions regression shrinkage and selection via the lasso 3d-qsar in drug design-a review drugbank: a comprehensive resource for in silico drug discovery and exploration modeling polypharmacy side effects with graph convolutional networks open access this chapter is licensed under the terms of the creative commons key: cord-348102-k0s9j9sz authors: silvestris, nicola; munafò, antonio; brunetti, oronzo; burgaletto, chiara; scucces, luisa; bernardini, renato title: on the management of drug interactions in the course of concomitant treatments for covid-19 and antineoplastic agents date: 2020-07-21 journal: front oncol doi: 10.3389/fonc.2020.01340 sha: doc_id: 348102 cord_uid: k0s9j9sz nan the unprecedented global pandemic caused by coronavirus 2 (sars-cov2) drew medical attention toward patients with co-morbid disorders, who are more exposed to prognostically unfavorable outcomes (1) . a peculiar clinical scenario is represented by oncologic patients, who appear more susceptible to covid-19 infection, as they may develop more severe symptoms than those observed in individuals with different comorbidity profiles (2). comorbid patients require multiple pharmacological therapies, which may, in turn, result in issues that clinicians are asked to address quickly by considering the possible drug-drug interactions that may occur, with the aim of preventing reduced effectiveness or increased burden of adverse events (3) . generally speaking, the question of whether concomitant pharmacological therapies may threaten the safety of patients is usually answered in a context that acknowledges the treatment options for each single disease, allowing fair management of interactions on the basis of robust clinical evidence (4). on the other hand, in case of comorbidities occurring in covid-19 patients, physicians are now asked to answer the challenging question of whether interactions are possible between pharmacological treatments for covid-19, which are not well-defined yet, and antineoplastic agents (5) . in fact, whilst awaiting results from over 300 clinical trials currently underway, which aim to identify effective therapies against the covid-19 syndrome, how drugs used for covid-19 patients (e.g., hydroxychloroquine, antiviral agents, monoclonal antibodies) (6) may redundantly influence the pharmacokinetics and pharmacodynamics of cancer drugs (e.g., chemotherapy, hormonotherapy, targeted therapy, and immunotherapy) remains an object of investigation (7) . this issue is crucial interest in patients bearing a cancer who are co-morbid for covid-19, while remaining asymptomatic or paucisymptomatic. in these patients, a delay in the administration of a scheduled oncological treatment may have a meaningful impact on both survival and quality of life outcomes (8) . attention should thus be focused on the interactions of the drugs most commonly used for covid-19 with different classes of antineoplastic drugs ( table 1) . interactions, which require major attention (red color), may occur between antiretroviral agents and chloroquine/hydroxychloroquine with vinca alcaloids, taxanes, anti-estrogens, as well as cdk and tk inhibitors. abbreviations and explanations in the lower part of the table. all checker's matches between drugs were verified in the current literature (9) (10) (11) . in light of the array of possible interactions with systems of hepatic metabolism, such as cytochrome p450 (cyp450), as most of the actual antiviral agents used in covid-19 infection are likely to impact on different cyp450 isozymes, dose adjustments of various drugs may be required for either cancer or sars-cov2 infection treatments. in fact, respective areas under the curve may be significantly different than expected in case of concomitant administration (12, 13) . for example, either atazanavir or the combination lopinavir/ritonavir requires significant dose reduction of cdk4/6 inhibitors, and a full dose may be re-administered after 3-5 half-lives (14) . with the same agents, administration of chloroquine should be intensely monitored because of the increased risk of qtc prolongation (15, 16) . also p-glycoprotein, a member of the abc superfamily, regulating the efflux of drugs from cells, and similarly the multidrug and toxin extrusion protein-1 (mate-1) are involved as targets for significant drug-drug interactions related to the administration of platinum compounds (17, 18) . thus, decreased efficacy and increased rates of resulting grade 3/4 adverse events (e.g., peripheral neuropathy, qt prolongation, increased risk of infection) need to be constantly and carefully addressed during concomitant anti-covid-19-tumor treatments (19, 20) . thus, measurement of plasma/serum drug concentrations in the course of treatment appears an opportune procedure to avoid penalizing the efficacy of antiblastic treatments or exacerbation of toxicity. interactions appear more likely to happen when using chemotherapics and/or hormonal therapy and may jeopardize the relatively satisfying results obtained, for example, in diseases such as the hormone dependent breast cancer or prostate cancer, which highly benefit of actually available treatments in terms of survival and quality of life. in order to achieve a better knowledge on the management of different cancer treatment schedules in covid-19 patients without compromising efficacy and safety, ad hoc observational clinical studies should be implemented with proper clinical endpoints pointing to the dose adjustments needed in case of emerging interactions. ns and rb: manuscript conception, writing, and revision. ob, cb, ls, and am: manuscript elaboration and writing. all authors contributed to the article and approved the submitted version. a novel coronavirus from patients with pneumonia in china covid-19 infection in cancer patients: how can oncologists deal with these patients? front oncol a global view of drug-therapy interactions pharmacokinetic drug-drug interaction and their implication in clinical management covid 19 therapies and anti-cancer drugs: a systematic review of recent literature pharmacologic treatments for coronavirus disease 2019 (covid-19): a review covid-19 treatment in patients with comorbidities: awareness of drug-drug interactions considerations for interactions of drugs used for the treatment of covid-19 with anti-cancer treatments drug-drug interaction checker comparison of nine tools for screening drug-drug interactions of oral oncolytics cancer drug interaction information from radboud umc and the university of liverpool the effect of cytochrome p450 metabolism on drug response, interactions, and adverse effects important drug-drug interactions in hiv-infected persons on antiretroviral therapy: an update on new interactions between hiv and non-hiv drugs ribociclib + letrozole for first-line treatment of hr+, her2-abc: efficacy, safety, and pharmacokinetics management of adverse events during cyclin-dependent kinase 4/6 (cdk4/6) inhibitor-based treatment in breast cancer p-glycoprotein limits ribociclib brain exposure and cyp3a4 restricts its oral bioavailability role of transporters in the distribution of platinumbased drugs p-glycoprotein mediated drug interactions in animals and humans with cancer drug interaction database sensitivity with oral antineoplastics: an exploratory analysis systematic review of the efficacy and safety of antiretroviral drugs against sars, mers or covid-19: initial assessment key: cord-014875-xhzxhwgo authors: nan title: book reviews date: 2003 journal: pharm res doi: 10.1023/b:pham.0000008097.92834.f4 sha: doc_id: 14875 cord_uid: xhzxhwgo nan the last few years have been a difficult time for the gene therapy field. a great deal of negative publicity was evoked by the occurrence of serious adverse consequences, including deaths, during clinical trials involving viral based gene delivery vectors. this has caused gene therapists to re-examine some of the basic premises in their field. in many ways, the volume from curiel and douglas is an outgrowth of that process. in their insightful preface, drs. curiel and douglas discuss the need for greater selectivity of gene therapy strategies, as well as the challenges in attaining that aim. in this broadranging volume they have included chapters on many aspects of selective targeting for both viral and non-viral gene delivery systems. the book is divided into five sub-sections. the first two sections cover current strategies for improving cell type selective delivery for viral and non-viral vectors. a third section deals with approaching selectivity by regulation at the transcriptional level. section four presents interesting discussions of how to find appropriate markers on target cells using various combinatorial library strategies. finally a last chapter deals with the in vivo evaluation of gene therapy using imaging technologies. to this reviewer, the first set of chapters, dealing with liposomes and other non-viral vectors, was only moderately interesting. many of the concepts and strategies discussed represented only modest refinements of ideas about cell targeting that have been around for a long time. one exception is the concept of using anionic liposomes (rather than the usually cationic variety) to convey dna into cells; thus the formation and characteristics of dna/poly-lysine/anionic liposome complexes is described in a chapter from l. huang and colleagues. the second section, dealing with the design of improved viral vectors, was quite fascinating. among the chief problems of adenovirus based gene therapy are (1) the viral receptor, although widely expressed, is not present in certain cell types of key therapeutic interest, and (2) humans have neutralizing antibodies to common adenoviral pseudotypes. investigators are addressing these problems in several ways. for example, molecular re-engineering of the virus fiber protein (which binds the cellular receptor) can change the tropism of the virus, suppressing binding to its usual receptor, and permitting binding to new cell-type specific targets. further, use of rarer viral serotypes as building blocks for gene delivery vectors may avoid the problem of wide spread pre-existing immunity to the more common serotypes. a chapter by t. wickham was particularly illuminating in terms of presenting an overall strategy for improved adenoviral vector design. some of the same, or similar, strategies for enhancing selectivity are also being applied to other viral vectors including adenoassociated virus, bacteriophages, sindbis virus and retroviruses. a third major section of the volume deals with regulation of the expression of the delivered gene. tissue specific or disease specific expression is often a keenly desired goal in gene therapy. although a number of tissue/disease specific promoters are known, often these fail to provide sufficiently high levels of gene expression or sufficiently "tight" control of expression to be of practical use. thus gene therapists have intensively investigated the optimization of promoter/ enhancer elements for various vector systems and therapeutic targets. r. muller and colleagues give a good account of this issue in a chapter. seeking cell-type specific or disease-specific targets is a key part of improving vector selectivity. in section four of the volume, various technologies for finding such targets are discussed. often this is done by sifting through large peptide libraries to find sequences that bind to specific cell surface determinants. in addition to the well-known phage display strategy, the volume provides descriptions of novel approaches, including retroviral display libraries, and bacterial display libraries. overall this volume provides a very comprehensive picture of the current state of selective targeting of gene therapy vectors. most of the contributors are well known in their respective areas, the chapters are timely, well written, and informative, and the editors provide the "big picture" to draw it all together. thus the volume should be of value both to investigators within the gene therapy field and to other scientists who may be seeking an introduction to this exciting area of research. chapters) focuses on the synthesis of small dna fragments and pna. the chapter by richard pon offers an excellent summary on chemical synthesis of oligonucleotides with a refreshing emphasis on various synthetic strategies for smallor large-scale production. salvatore marras provides an indepth analysis on both the theoretical and practical aspects of probe design for dna or rna hybridization. the synthesis, structural, and chemical properties of pna are the major focus of the chapter by beck and nielsen. this is a very informative chapter for those wishing to learn the basics of pna. lisa kelly's summary of methods for amplifying dna from dna or rna is particularly useful for pcr-lovers, because so many systems are available for pcr-based dna amplification. this chapter explains how relationships between primer design and the pcr products can have different biological applications. the histological aspects of pcr discovery described should be particularly interesting to young researchers who have not followed the history of science discovery closely. the second area (3 chapters) focuses on dna manipulation. for a touch of genome structure, the chapter by lisa ganova-raeva gives an overview of genomic organization of various genetic elements. the inclusion of the methods and strategies utilized in the structural analysis of the genome is an additional feature of this chapter. in their chapter, glass and heinz summarize many new developments in site-specific mutagenesis, a powerful tool for structure-function analysis of gene products. a comprehensive review of the pros and cons of various methods for introducing mutations into a dna sequence is extremely useful for those who are interested in this technique. the last chapter in the second focused area is by pumpens and grens, who provide an in-depth discussion of the use of viral vectors for delivering a desirable gene into target cells for protein production. the discussion of the viral proteins involved and the summary of many of the wellstudied viruses will be extremely useful to those interested in developing viral vectors for gene delivery. for those interested in dna applications in immunology, the final four chapters should be especially helpful. renu tuteja's overview on minotopes summarizes various types of immunologically important epitopes. application of phage display technology to vaccine development is an excellent example of the application of artificial dna. the chapter by han et al describes more recent developments toward the use of dna to stimulate immune responses. the field of dna vaccines has attracted much attention in the scientific community because of its simplicity and safety features. the last two chapters by joy chang, and montano and pujol illustrate the direct application of phage display technology to antigen and antibody discovery. this technology may offer a practical and efficient means to obtain antigens and antibodies without using animals. overall, this is an excellent book presenting a panorama of the achievements and perspectives for further exploration from the perspective of recognized experts and leaders in the field. it covers a broad spectrum of topics ranging from how to make dna and its analogues to how to use them and where to look for new applications and improvement. it is a book that will meet the needs not only of those at entry level but also those experienced researchers who wish to refresh their memory of the past and glimpse the future of the field. as more knowledge of cellular components and their interactions is compiled, it is only natural that efforts are made to look at this information in novel ways that could provide new avenues of therapeutic intervention. with each layer of composition and interactions involving cellular function in healthy and disease states comes another new term. first, there was a focus on the genome that has culminated with a nearly complete sequence map for each of the human chromosomes. as information about the genome was gathered a wide range of important observations came to light related to functions of non-transcribed regions, microsequences, and how rna structures can act to inhibit the function of selected genes. next was the proteome. this effort initially provided information about the translation of proteins and how sets of proteins can be related to a particular cell function. with time it became apparent that critical information about protein function could be gathered from studying how proteins interacted with each other through specific domains that associate with great selectivity. the idea of scaffolding proteins that organize a set of functionally related proteins has now become a standard in assessing proteinrelated events. proteins, either alone or in these complexes, can perform many cellular functions. one set of these functions involves intracellular transmission of external stimuli. modulation of phosphorylation state of a large number of proteins (through the actions of kinases and phosphatases) is the basis for these signal transduction events. this has led to yet another new term-the kinome. where does this lead us? well, many places actually, with one of the most important ones being discoveries that show a critical role for some of these kinases and phosphatases in a variety of disease states. the book edited by finkel and gutkind provides a sweeping look at current information derived from assessing the role of some of these kinases and phosphatases on human conditions associated with disease. the book contains thoughtful, wellplanned chapters on topics such as cancer, cardiovascular disease, asthma, diabetes, infection, immunity, and neurodegenerative diseases. each chapter focuses on a particular topic in a well-organized manner with extensive citations and excellent artwork that describes relationships of that domain of the human kinome identified to be involved in that particular disease or condition. after reading the chapters in this book the reader comes away with an appreciation of how the kinome is both redundant and specific. the same kinases and phosphatases appear to be players in many of the diseases discussed, only in each case they perform slightly different functions or regulate dif-ferent events based upon the cell type or tissue in which they function. this provides the reader with an overall picture of how the kinome might be manipulated in a cell-or tissuespecific fashion to address the various disease states described. here is where i feel this text becomes extremely valuable to most of us reading it-getting a sense for where and how logical therapeutic interventions might be identified. from this, one gets a sense for the strategy of targeting components of the kinome. in certain situations, increased production of antibodies against body's own cell or tissue components might cause an autoaggressive disease. despite extensive research over the past decades, exact mechanisms of the phenomenon of "autoimmunity" are still unknown. this book is dedicated to the relationship between autoimmunity and apoptosis. the book represents a collection of papers contributed by leading scientists in this area from all over the world. it is organized in six parts. part 1 is dedicated to general features of apoptosis and relations between apoptosis and autoimmunity. it describes the main mechanisms and immune functions of apoptotic cell death with emphasis on the role of caspases in the programmed cell death. this part discusses two general types of autoimmune diseases associated respectively with enhanced cell growth and survivals or abnormal processing in dying cells. part 2 describes mechanisms of the clearance of apoptotic cells, anti-inflammatory and immunoregulatory effects of apoptotic cells. it discusses the role of complement, pentraxins, collectins, autoantibodies, atp-binding cassette transporters and cd14 in the clearance of apoptotic cells. part 3 analyzes autoimmunity caused by defective execution of apoptosis or defective clearance of apoptotic cells. this part is mainly concentrated with the autoimmune lymphoproliferative syndrome (alps), systemic lupus erythematosus and rheumatoid arthritis. part 4 deals with immunogenecity of apoptotic cells. it focuses on the dendritic cells pulsed with apoptotic tumor cells as vaccines and the immune response against apoptotic cells. part 5 discusses autoantigens as substrates for apoptotic proteases and their implication for the pathogenesis of systemic autoimmune disease, the role of cleavage products of autoantigens, transglutaminases, and modifications of rna in autoimmunity. part 6 analyzes the role of dna binding proteins in systemic autoimmunity, focuses specifically on nucleosomes and anti-nucleosome autoantibodies as mediators of glomerular pathology in systemic lupus erythematosus. the book is illustrated by original figures, schemas, and tables and contains interesting experimental data that support author's hypotheses. it is well written and organized and includes glossary of terms and subject index that significantly help readers to understand such complicated subject of modern biomedical science as the relationship between apoptosis and autoimmunity. when i was given the opportunity to review this book i was really excited. every month gibaldi writes an interesting column for aaps news and there is probably not a kineticist in the world who doesn't own a copy of the book he helped co-write on pharmacokinetics. so when i heard that he had co-written a book on biotech drugs i was filled with anticipation. then i received the book and was at first disappointed because i was expecting something more rigorous and formal, something more academic. after i started to read it i was pleasantly surprised because hidden beneath the glossy, csilike cover lies a wealth of knowledge. the chapters don't cover material in great depth (and if they did, this book will be many times larger) but they provide enough information to cover what someone new to the area would need to know to get started. it also provides a handy reference for properties of already marketed drugs. this book consists of three parts. part 1 deals with the development aspects of biotechnology products: big pharma vs. biotech, small molecules vs. macromolecules, biotechnology processes, and pharmacologic principles of macromolecules. part 2 deals with therapeutic classes: proteins (growth factors, hormones, and enzymes), monoclonal antibodies, and vaccines. each chapter in this section presents the basic pharmacology of the drug class and other relevant issues. each chapter usually concludes with drug monographs for all the approved drugs in that class providing the drug name, trade name, approval date, type of submission, and then a brief summary of the package insert for that drug. part 3 deals with the future, where the authors see biotechnology heading. these chapters cover genomics and proteomics, gene therapy, individualized therapy based on pharmacogenetics, and advances in drug delivery. the appendices of the book present a tabular summary of the doses, dosage forms, and pharmacokinetics for each drug similar to the pharmacokinetics appendix in goodman and gilman's the pharmacological basis of therapeutics. this will be a useful book for someone wishing an introduction to drug development of macromolecules and for someone who needs a convenient reference for the properties and pharmacokinetics of approved biotechnology products. the chapters are short, filled with useful illustrations, and the tables are of good quality. what i found especially interesting were the "boxes" within each chapter. some of these are interesting anecdotes, such as how genentech was formed, while others are side-lines of particular note that do not quite fit in elsewhere within the chapter, such as how market exclusivity can become nonexclusive for drugs with orphan drug status. as a point of reference, this book is less like goodman and gilman's text and more like melmon and morelli's clinical pharmacology text. in summary, this will be a useful book for an upper-level undergraduate or graduate level class in the pharmacology and pharmacokinetics of biotechnologyderived products, as well, as a good introductory book for people new to the biotechnology industry. there has been an explosion of activity in the area of bioinformatics. the method of computational analysis allows great deal of progress to work in the sea of biological data. the book "introduction to bioinformatics. a theoretical and practical approach" is a good starting point for people stepping into the bioinformatics field for the first time. it starts with an explanation about the cell. parts i and ii provide a nice summary to bioinformatists with a computer science background to understand biological data they will handle. parts iii and iv focus on the computer applications used in the field. they cover the basic knowledge about unix operating system (chapter 13) for novices in computer science, and describe the bioinformatics software (chapters 18, 19, and 24) interesting to biologists for their research. the last section contains the overview of microarrays (chapter 34 and 35) which have got very popular for gene expression analysis these days. one more great thing about this book is that each chapter has a glossary at the end making all the abbreviations clear. also, the included cd-rom is a good add up, particularly with several software programs which can be installed on the computer to give readers the chance to play around. the book "structural bioinformatics" is more advanced than the other as can be noted by the title. this book is a good source to read if you are working on structural bioinformatics field. all the sections are carefully edited. the first section describes fundamentals on biological materials (for example, protein structure) and bioinformatics tools (for example, electron microscopy). then it spreads its touch into the detail aspects such as data representation (for example, databases) and structure prediction (for example, modeling). each section provides an own insight into the specific part of structural bioinformatics. membrane transporters are going to be the major role players in the rational design of next generation drugs such as peptides, nucleosides, carbohydrates, and complex lipids. in recent years, membrane transporters have been an intensive area of research because of their key roles in drug absorption, distribution, and efficacy. this book pulled together pharmacogenomics, bioinformatics, microarray technology, and upto-date methodology for studying membrane transporters. chapters 1 and 2 of this book give a general overview on pharmacogenomics and classification of membrane transporters. the first two chapters would be useful to someone who wants to have a general understanding of membrane transporters. chapter 3 describes methodology and protocols for using bioinformatics database and computational tools in membrane transporters. authors provide examples on how to use bioinformatics protocols and address most frequently encountered problems in using bioinformatics tools in membrane transporters. chapters 4 and 5 describe hybridization protocols, problems associated with hybridization and computational method for microarray data analysis, respectively. the book also contains several chapters on the use of instrumental techniques such as fluorescence, laser capture, electrophysiological, x-ray scattering, nmr imaging and molecular modeling in studying and characterization of membrane transporters. chapter 9 and 10 gives a step-by-step approach to the reconstitution and quantitation of membrane transporters. overall, all chapters of the book contain step-by-step methodology for quantitation, characterization, and computational analysis for studying membrane transporters. however, this book could be a bit difficult to follow for scientists trained in drug delivery research. a brief introduction on the basic principles of the techniques would probably increase the readership of the book. further, the sequence of the chapters is somewhat inconsistent. for example, all instrumental techniques could be put in one part of the book, protocols and data analysis could be in another section. i strongly recommend this book to labs that are working on membrane transporter based drug delivery, design, and discovery. this book could also be a very useful reference for molecular biology labs that are working on characterization, quantitation, and reconstitution of membrane transporters. protocols described in this book can easily be followed by both experienced researchers and lab technicians with little training in the field. in the field of pharmaceutical sciences, membrane transporters are now accepted as the important determinant of drug absorption, distribution, and elimination. furthermore, coordinated reactions of transporters with metabolic enzymes for the detoxification of xenobiotics are now going to be clarified. so, it is essential to introduce the concept of transporters in the processes of membrane permeation for drug development and clinical drug therapy. however, membrane transporters are essential biological molecules for the normal cell functions and the predicted numbers of transporters in human genome is close to a thousand. from the presence of such a plenty of transporter molecules, it is not difficult to imagine that transporters have crucial roles in regulating the movements of physiologically important compounds across the cell membranes. accordingly, the deep understanding of membrane transporters should help to get new ideas for new drug targets, for the mechanisms of the toxicity induced by the drugs, for the mechanisms of drug absorption and disposition, and for the novel drug delivery. "transmembrane transporters" will give us the present status of membrane transporters, including classification, methods to study functionality and structure of transporters, and physiological roles. this book consists of 16 chapters and the contents may not be directly related to drug absorption, distribution or disposition, but they show various and new technical approaches that can be applied to any transporters. the transporter molecules described in this book are for hexose, glutamic acid, neurotransmitters such as serotonin, dopamine, and gaba, citrate, and others, but each chapter intended not only to explain the characteristics of each transporter, but also to demonstrate the usefulness of the method used by including the brief protocols for the experimental procedures used in most of chapters. the techniques described are, for example, (1) genetically modified yeast s. cerevisiae to isolate and characterize sugar transporters from various organisms such as humans, (2) gene-knockout mice for neurotransmitter transporter to clarify the in vivo roles, (3) the methods to identify the genetic variations such as snps and vntr polymorphisms in serotonin transporters, (4) the usefulness of nonviral gene transfer into brain synaptic cells, and (5) the methods to study trafficking of transporters by identifying the subcellular localization. other topics include structural analyses of membrane transporters by cysteine-scanning mutagenesis, photoaffinity labeling and subsequent proteolysis to identify the ligandprotein interacting sites, and basis and application of mass spectrometry. in addition, this book includes the functional analyses of transporters by voltage clamp fluorometry, electrophysiological assay, and imaging of neurotransmitter transporters by pet and spect using tracer-imaging agents. because all of the chapters have a list of related references, readers can deepen their understanding easily. as described above, this book does not intend to summarize transporters related to drugs rather tried to introduce many technologies to be used in future studies for molecular cloning, structure, functionality, regulation, and sorting in various point of views by using typical experimental results on physiologically important transporter molecules. accordingly, people, who are interested in transporter research, can get new idea for the next research from this book. with the latest incidence of the sars virus, i view the need of the advancement of the technologies for drug discovery, design and screening is to save lives more than anything else. the book gives a comprehensive overview of the latest tools used for drug discovery from the various disciplines such as chemistry, biology, and computational sciences. the book is divided into three sections. the first section focuses on the target identification and validation, the second section describes the tools for high throughput screening of new bioactive molecules, and the last section contains methodologies used for drug molecule synthesis and preparation. the technologies reported in the book are complex. the authors, however, were capable of delivering the information in a very clear and concise way. in many instances, explanations were built on the fundamentals and supporting materials. the current status of the technology was described with many practical examples and protocols. future progress and application of the technologies were also discussed. a well written chapter such as "adme-tox screening in drug discovery" discussed both pros and cons of the different methodologies. the author also pointed out the aspects (e.g. test models, assays validation) which still require improvement and further development to enhance the ability to select drug candidates with the best probability for further clinical development. this text is a valuable addition to the reference shelf for scientists who have a reasonable amount of knowledge in drug discovery. because readers may be interested in taking up the opportunity to learn about the latest technologies from this book, researchers may also consider a possible collaboration with scientists in their particular fields. because many of these technologies are rather sophisticated, establishment of these techniques or instruments in a laboratory could cost significant amounts of resources. the transfer of samples from one laboratory to another would seem to be a lot sim-pler and more feasible. collaborations can often be more fruitful and enjoyable than working alone. over the past 25 years, high-performance liquid chromatography (hplc), sometimes called high-pressure liquid chromatography, has become a major assay technique due to endless advances in hplc system components such as detectors and hplc columns, along with computerization of the system. in addition, the united states pharmacopeia has played a critical role in expanding the application areas of hplc technique to a broad range of analytes. hplc technique becomes even more important especially when it comes to drug stability studies since it can overcome analytical hurdles such as interference from degradation products and excipients. the second edition of stability-indicating hplc methods for drug analysis is a unique, comprehensive, and condensed collection of previously published stability-indicating hplc methods and the examples of their use in evaluating drug stability in various pharmaceutical dosage forms. this book lists alphabetically monographs on 476 different drug compounds of which 226 are new to this edition. each monograph is clearly divided into two main components, basic information and hplc method summary with references. the basic information part, obtained from standard reference works including the merck index and ahfs drug information, presents chemical name(s), other name(s), form(s) of the drug molecule available in drug products, molecular formula, molecular weight, cas number, appearance and description, solubilities, and pk a values. this is followed by text format summaries of previously published stability-indicating hplc methods. the summaries of hplc methods are highly well-structured and subdivided into 4 different sections. the first part of the method summary describes mainly information about hplc conditions whereas the second section is focused on sample preparation procedures containing dilution, extraction, and derivatization. in the third section, the stability-indicating nature of the method is presented by describing, for instance, decomposition techniques, absence of interference of degradants with intact drug, and retention times corresponding to intact drug and its decomposition products. lastly, the fourth section details the information on standard curve, intra-and inter-day variation, and limits of detection and quantitation. due to the fact that most of the efforts of analytical method development within the pharmaceutical sciences go into establishing and validating a stability-indicating hplc method, the book will save analytical chemists time and efforts in identifying a suitable stability-indicating hplc method available in the published literature. indeed, the usefulness of this book comes from the authors' effort to exclude general hplc methods primarily used for the measurement of drug concentrations in biological matrices, so that only stability-indicating methods are compiled in the book. for readers not only wishing to develop hplc methods as a means of studying drug stability but also carrying out research in the field of dosage form development, quality control, and drug regulation, this book will be an indispensable one. many people are uncomfortable speaking in public. i remember in graduate school we were required to give a seminar once a year. the semester we were to present, students started panicking and by the day of the talk the tension was unbearable. the reason for our panic was that despite getting a quality scientific education, we never received any training on how to speak in public or write effectively. i believe this is one of the great failures in science education in this country today. a scientist that cannot communicate ef-fectively cannot be effective. one way to become a good speaker is to either take a class or to read one or more of the many books on this topic and then practice. the emphasis on practice cannot be overstated because no matter how many books you read on the subject it is not until you have spoken in public many times that you really begin to understand what works and what doesn't. one of the latest books on public speaking is by the husband and wife team of peter and cheryl reimgold: the short road to great presentations. having read a few of these type of books, the first thing that struck me about this book was the title. this is by far the largest book i have seen on the subject, yet apparently it is the shortest road. all kidding aside, this is a pretty good book. the writing is easy, the chapters are well organized, and the figures are easy to digest. clearly this book was written to support their seminars on great presentations with the material written to support their own powerpoint presentation. what sets this book aside from others are the exercises at the end of the chapters, which i thought were helpful in reinforcing the material presented. this book is broken down into three sections. section 1 introduces the concept of speaking with the audience in mind. poor speakers speak without giving any consideration to the audience. great speakers present as if they were sitting in the back row and speak with an understanding of what the audience wants from a talk. every book on effective communication has a mnemonic on how to present and this book's is: ramp: establish rapport, get the audience's attention, state your main message, and give the plan of your talk. the body of the talk is then designed to meet the talk's objective taking into consideration what the audience wants. the second section of the book is on delivery: preparation, connecting with the audience, attitude, and handling questions and surprises. the last section is on giving electronic presentations, such as using powerpoint and giving webcasts. the ironic thing about this book is that it is published by the institute for electrical and electronic engineers, but was not written for that audience. this is not a book on how to give great scientific presentations. i would say that the target audience is business professionals. there is an overemphasis on using clip-art to enhance a presentation with little material on what constitutes a useful scientific graphic. still, before one can give a great scientific lecture one must understand what makes a great public presentation and that is what this book has in mind. all books on effective presentations present roughly the same material and ideas. the difference is in the presentation. some books use a more literary approach with few figures and diagrams. this book takes a more casual approach with a powerpoint style. think of it as an executive summary approach to the problem. the chapters are easy to read and i believe the tips that are presented throughout are really useful. all in all, this is one of the top two or three books i have seen on effective communicating. this book is a useful place to start if someone wants some general guidance on how to speak and give presentations in public. do not expect much in the way of information about enhancing the technical side of a presentation. over the past several decades, polymer chemistry has made great impact on our daily lives and polymers have become truly indispensable materials to mankind. numerous polymers with different properties have been synthesized. polymer synthesis has been done mainly by step and chain polymerizations. step and chain polymerizations are also called condensation and addition polymerizations, respectively. this book focuses on the fundamental understanding of step-growth polymers in a structured and informative way and attempts to show the link between experiment and theory. this book is divided into 10 chapters, covering fundamental concepts in step-growth polymerization processes and experimental methodologies. chapter 1 provides a general introduction to step-growth polymers and their synthesis. chapters 2-7 deals with reviews of classical polymers, such as polyesters, polyamides, polyurethanes, polyureas, polyimides, and others. chapters 8 and 9 include nontraditional stepgrowth polymerizations, such as acyclic diene methathesis and transition metal coupling. these polymerization methods have been perceived as a versatile route for synthesis of a wide range of functionalized polymers or different types of polymers that cannot be easily accessible or are impossible to make by using traditional synthetic methods. the final chapter describes depolymerization and recycling process of each step-growth polymer, which seems highly useful for recent interests in polymer recycling and environmental concerns. this book has several strong points. although there exist many textbooks dealing with polymer science, few attempts have been made to bring together general knowledge, various synthetic methods, structure-property relationships, and detailed experimental methodologies of individual polymers in one volume. this book is well organized and provides comprehensive information and a lot of examples for practical applications. each chapter provides a polymer-based step-bystep description of not only basic information including various classification, application, and structure-property relationships, but also very practical descriptions of synthetic and analytic techniques that are believed to be good references in research laboratories. each technique is described in detail and potential applications are also highlighted well. the book is aimed at researchers and graduate students with a fair knowledge of polymer chemistry and engineering, whereas less devotion to basic principal concepts and theories may make this book undesirable as a textbook for the beginners or undergraduate students in polymer science. this book, however, contains vast amounts of experimental techniques highly useful for polymer chemists or other researchers who intend to prepare and use these polymers for their final products. this book may well serve as a first line of reference source for all polymer and material scientists. akina, inc. 1291 cumberland ave., #e130 west lafayette, in 47906-1385 khuh@akinainc.com since 1953 when the book "principles of polymer chemistry" by paul flory was in print, numerous books have been published on polymer chemistry, science, and technology. advances in polymer science and technology through the years resulted in emergence of new topics that include polymers with biologic activities, biodegradable polymers, smart polymers, high performance polymers, and electrically conductive polymers, to name a few. as the list of new topics grows, the magnitude of information to be digested also grows exponentially. even in the age of computerized information technology, the volume of information on polymer in general simply becomes too large for anyone to absorb. the goal of encyclopedia of polymer science and technology is to present comprehensive, authoritative, and lucid articles on topics that reflect the progress and evolution of polymer science and technology. the topics in the encyclopedia were chosen to present balanced account of all facets of polymer science and technology. each volume starts with the same (18 pages) introduction, conversion factors, abbreviations, and unit symbols, so that the readers do not have to go back to other volumes for the information. general index (113 pages the list of topics in volumes 1-4 is obviously not exhaustive, and additional topics starting from a to z (e.g., anionic polymerization, biodegradable polymers, electrically active polymers, molecularly imprinted polymers, superabsorbent polymers, and x-ray microscopy) will be covered in volumes 5-8 (part 2 of the series). each topic in the current volumes was indeed dealt with in great detail to present authoritative information. reading an article provides thorough understanding on each topic, as an encyclopedia is supposed to do. i was in need of reviewing polymer coating for application on controlled drug delivery, and when i opened the index page i found 50 items under coating. the articles on "coating methods, survey" and "coatings" were very informative. the coating methods described in the article are not specifically for controlled drug delivery applications, but understanding coating machines, coating processes, multilayer methods, discrete surface-coating methods, patch coating, and drying and solidification makes me appreciate what can be possible and what are not in coating for drug delivery. the article on coatings explains film formation, flow properties that control application of appearance of films, mechanical properties, exterior durability, adhesion of films to substrates, resins and cross-linkers, solvents, color and appearance, pigment dispersion (which is not any different from drug particle dispersion), and film defects. again, information in the article is not specifically for drug delivery, but it is highly relevant to provide new ideas on polymer coating for drug delivery. considering the breadth and depth of articles in the first four volumes of the series, i am anxious to examine parts 2 and 3 that will be published soon. the encyclopedia is definitely something that should be placed on a bookshelf of every library. it would be ideal if it can be available to all researchers dealing with polymers at a reasonable price. for the past decade, the microdrop technology, which is already an indispensable part of inkjet printing, has been adopted by a wide range of scientific disciplines for precision dispensing of liquid reagents and theoretical research of fluid dynamics. it is also not an exotic topic to many biologists, because the microdrop generator is the central element of a flow cytometer. more recently, the microdrop technology has gained sizable attention from pharmaceutical research by providing an excellent opportunity to produce microparticles with a narrow size distribution. it is not hard to imagine that more and more researchers outside the world of microdrops will be interested in this technology and benefit from the unique qualities of microdrops. the problem is, however, that there has been virtually no easy way for those who are about to venture into the field to approach the vast amount of information that has been rapidly growing on its own. for this reason, it is exciting to have a book that elegantly combines both the theoretical and practical aspects of the microdrop technology. written by a seasoned expert, the microdrop generation provides a comprehensive introduction to the theory and technology of microdrop generation with up-to-date references and a number of examples from the author's more than 10 years of experience. the first chapter introduces how and why microdrop technology has been used in pure and applied scientific disciplines in addition to inkjet printing. the next two chapters continue to provide an introductory overview concerning various existing techniques of monodisperse microdrop generation and the basic theory behind the fluid dynamics of the ejected microdrops. throughout chapters 4, 5, 7, 8, and 11, the book covers the details of microdrop technology, including engineering requirements for drop generation; various ways to modify the surface charge of the microdrops, which makes the microdrops even more versatile; imaging microdrops; electronic elements used to drive piezoelectric transducers; and pressure control systems for reliable drop generation. chapters 12, 13, and 14 describe the fluid systems compatible with the microdrop generators, which play a critical role in drop generation as much as the mechanical components of the drop ejectors. the book also serves as a practical lab manual via chapters 9 and 10, which describe fabrication of the drop generator hardware. the author does not save pages in providing useful hints and stepby-step procedures, and successfully explains how one can build small aperture nozzles and piezoelectric drop ejectors in the laboratory. chapter 6 deals with troubleshooting practical problems, such as clogging or nozzle malfunction, in a way that is only possible for those who are thoroughly experienced in the field. this 252-page book embraces so much useful information and at the same time does not lose the reader's interest in any of the chapters. each chapter begins with an insightful introduction that guides the readers to the details of the subjects. a number of useful photos and diagrams aid in the understanding of even complicated concepts, which could have been otherwise hard to grasp for those with no prior experience. i should not say this is an easy book that readers at any level can breeze through; however, this book will surely stimulate those who have considered the use of microdrops in their field and guide them into this fascinating world of microdrops. school of pharmacy west lafayette, in 47907 yeo0@purdue.edu the analysis of controlled substances surface and thin film analysis spie-the society of photo-optical instrumentation engineers, bellingham, wa. www.spie.org. 2002. 116 pp. $44.00. handbook of infrared spectroscopy of ultrathin films (preface) "starting from molecules, the smallest entities of matter that have distinct shapes and properties, chemists have developed a 'bottom-up' approach to the construction of molecular-level devices and machines of nanometer size.chemists are trying to construct much simpler molecular level devices and machines (than those present in nature), without mimicking the complexity of biological structures. throughout the book emphasis is placed on concepts that are then illustrated with examples of the various kinds of artificial device or machine, taken from recent literature. selected examples of natural and biomimetic molecularlevel systems are also presented to give the reader a flavor of the beauty and complexity of the chemical mechanisms responsible for the material aspects of life." although several new scientific encyclopedias or handbooks have appeared in the last few years, their usefulness has been marginal as they have been put together as "afterthoughts" to capture the growing market of the "one-stopshopping" attitude of researchers who do not have the time to consult the original sources. with the exception of very few (e.g., edith mathiowitz' brilliant "encyclopedia of controlled drug delivery," wiley, 1999), i have found most of these volumes ill-conceived and poorly prepared compilations of irrelevant "review" articles. not so here! the new encyclopedic reference on materials characterization reviewed here is a much needed addition to the vast literature on materials science. pharmaceutical scientists will find it a most welcome addition to their library. written by several outstanding contributors to the field, mostly physicists and materials scientists, the book is well integrated, complete and especially balanced.the two volumes cover computational and theoretical methods, mechanical testing, thermal analysis, electrical and electronic measurements, magnetic measurements, electrochemical techniques, optical imaging, resource methods, xray techniques, electron techniques, ion-beam techniques, and neutron techniques. pharmaceutical scientists will find most of these sections of importance to their work as they address positions of characterization of excipients and carriers for drug delivery.highly (preface) "this book attempts to describe the state of the art in measurement of ionization constants (pk a ), oil-water partition coefficients (log p/log d), solubility, and permeability (artificial phospholipid membrane barriers)." key: cord-350703-vrqltz3s authors: nan title: isar news date: 2016-01-31 journal: antiviral research doi: 10.1016/s0166-3542(15)00286-7 sha: doc_id: 350703 cord_uid: vrqltz3s nan as i enter the last six months of my presidency, i'm amazed how fast time has moved. soon we'll convene in la jolla for the 29th icar, and i'll hand over the reins to josé esté as our next president. we'll also know the results of the election for president-elect, for which we have two excellent candidates in rhonda cardin and johan neyts. after many years of participation and service to isar, it's great to know that we continue to attract such high quality people, who will lead our society forward. the program for the 29th icar is coming together nicely under the leadership of mark prichard, and we're just entering the abstract submission phase, using our new electronic submission system. i hope that everyone will find the site easy to use, and i look forward to your feedback. the best part of the new submission website is that we can modify many of its features, to provide a much better experience for both abstract submitters and reviewers. as this issue of isar news goes to press, i hope that everyone will have taken a moment to vote for our new officers and board members. for many years, voting has unfortunately remained fairly constant at around 20% of our membership. this year phil furman and the nominations committee have solicited an excellent slate of candidates, who have all been heavily involved with isar and represent the future of our society. i hope that we'll double the turn-out this year, especially since voting is now easy, using the system set up by our webmaster andrea brancale. the past year has also seen some new developments in isar that i hope will produce lasting benefits. first, raj kalkeri has formed an initial team of isar ambassadors around the world, who are now hard at work soliciting new sponsors and members. the ambassador program utilizes the isar website, facebook and other social media to spread the word about the society and our annual meeting. if you would like to get more involved in isar, i strongly recommend that you join our ambassador program and help bring more people to the meeting in california. we all know scientists from our local geographic areas and countries who would benefit from attending icar, and it will greatly benefit from their new ideas and vision. in another important development, the women in science committee is now soliciting applications for the second wis scholarship program -now proudly known as the chu family foundation women in science scholarships. thanks to generous funding from the chu family, up to five scholarships will be awarded for 2016. applications are due by december 31 st , so please encourage women students and postdocs to submit their applications. unfortunately, one of my goals as president that has not yet materialized is my desire to use the wis program as a model for developing ways to ensure that all young scientists are able to attend icar and contribute to the society. during my last six months in office, i would like to develop a committee of young researchers that would meet at icar and have regular conference calls between meetings, to discuss how the society could promote more participation from graduate students, postdocs and other young investigators. over the years, we've had special sessions at icar featuring talks by our young members, such as the shotgun poster presentations and a fantastic euvirna session at raleigh. we've also held young investigator receptions during the meeting (always one of my favorites!). i hope that many young scientists from around the world will want to get involved in the society through membership on this new committee, and will work with me to promote participation in icar. if you're interested, please email me, so that we can get started! i hope everyone will enjoy this informationpacked issue of isar news, and appreciates the efforts of our publications committee to expand it to four issues per year. it takes plenty of work to pull these issues together in a timely fashion, and i know that the guest editors spend a lot of time sending out reminders for submission of articles. i also hope that our newsletter will begin to feature more news items submitted directly by our membership. please let us know what's going on with you and your research, such as new grants, publications, and products. to summarize: submit abstracts, apply for chu family scholarships and volunteer for the ambassador or young investigator programs! i look forward to seeing everyone in la jolla in april. bob buckheit, isar president the 29 th international conference on antiviral research will be held at the hilton la jolla torrey pines hotel in la jolla, california from sunday, april 17 th through thursday, april 21 st , 2016. this venue will take advantage of the vibrant research community in the san diego area. while the meeting will focus on the latest scientific developments in antiviral research, it will also emphasize the interdisciplinary nature of the field and will foster collaborations by providing dedicated time for networking with colleagues. icar is designed to provide opportunities for virologists, chemists, pharmacologists and clinicians to establish and maintain the close collaborative relationships that are needed for the discovery and development of effective antiviral therapies. it also serves to stimulate innovative thinking on the drug development process, and provides specific events to welcome new scientists to our ranks to help them to establish successful careers. the breadth of viruses discussed and topics covered provide a rich environment to learn how scientists in different fields approach problems common to the development of all antiviral therapies. the conference will begin with a session on drug discovery and development 101 at 2 pm on sunday, april 17 th . rich whitley, a past president of isar, will introduce the new "antiviral drug discovery and development center" funded by niaid/nih. this consortium illustrates how the cooperation of us academic institutions with a not-for-profit research organization and a commercial partner can lead to the rapid development of therapies for emerging infections. this interactive session will feature presentations by maaike everts, mark denison, bob bostwick and rob jordan. the 29 th icar will begin at 4 pm on april 17 th , with presentations by two keynote speakers: ♦ heinz feldmann, m.d., ph.d. (niaid/nih) will speak on "ebola virus: past, present, future", reviewing research from the original discovery of the filoviruses in marburg, germany through the present west african epidemic. he will also provide a look ahead: what research is needed, where do we go from here? ♦ richard h. scheuermann, ph.d. (j. craig venter institute) will speak on: "decoding viral genomics in the next generation era". the availability of whole-genome sequence data, combined with standard representations of virus phenotypic characteristics from large numbers of viral isolates is allowing for extensive genotype-phenotype association studies that go well beyond traditional phylogenetic lineage tracing. his lecture will demonstrate the use of statistical genomics analysis to predict influenza virus evolution in the face of adaptive immunity and to identify novel genetic determinants of disease severity in enterovirus d68. the first of two symposia will take place on the morning of monday, april 18 th and will highlight recent developments in the use of structural biology to discover and develop antiviral drugs. the session is being organized by a trio of prusoff young investigator award winners: andrea brancale, bruno canard, and erica ollman saphire. the second symposium, focusing on dna viruses, is being organized by rhonda cardin and graciela andrei and will be held on the morning of wednesday, april 20 th . it will feature recent advances in therapies and will included presentations by thomas lion on adenovirus infections, margaret a. stanley on papillomavirus, david bernstein on herpesvirus vaccines, and timothy kowalik on the evolution of human cytomegalovirus. each year icar features a poster awards competition, and the tradition will continue in 2016. the committee, chaired by kathie seley-radke will review the candidates for awards. in past years, the competition has been intense and the program committee is fortunate to have dedicated members who are willing to serve on this important subcommittee. cash prizes of up to $1000 will be awarded in the categories of graduate student, postdoctoral fellow and young investigator. awardees will also have the opportunity to present their work in the shotgun presentation session. the prominence of the poster presentations at icar reflects their excellent quality and offers both new and experienced investigators a high-profile venue to present their work. the icar program, the posters presented and many of the posters will be placed on the isar website, so that members can review the material before and after the meeting. the program committee and the society are committed to bringing you the most rewarding scientific experience. in response to feedback from our membership, the committee has worked diligently this year to make changes to the meeting format, keeping the best features of icar, while adding scientific sessions and events which we believe will heighten the experience for all attendees. following the success of the session on women in science at the rome icar, it will be held again in 2016, and will include panel discussions to provide advice to women scientists as their careers progress. the society will also maintain its commitment to the newest isar members by once again sponsoring an interactive career forum, in which attendees meet with established scientists and other professionals in the pharmaceutical, biotech, academic and government sectors to discuss various career options. there is no additional fee for the career forum, but space is limited, so attendees should indicate their interest when registering for the meeting. on thanks to a generous donation from the chu family, as many as five young women with the potential to make significant contributions to the field of antiviral research will receive $1500 scholarships in 2016. the funds may be used to attend a conference, visit a laboratory, take a course or acquire specialized training. in general, the career development activity should not be one for which the applicant's advisor is already funded. the awards will also include a 2-year membership in isar and a commemorative certificate. to be eligible, an applicant must be working in an area of antiviral research and either be an undergraduate or graduate student, or have no more than five years of cumulative postdoctoral experience. graduate students and postdocs must be a member of isar at the time of application. each applicant must submit: • a cv and a statement, not exceeding two pages, describing her academic achievements and goals, including an explanation of how the award will help her career. • a letter of support from her research project director, department chair or center director. • if the funds will be used to visit another scientist's laboratory, the candidate must submit a letter from the head of the lab. • if the funds will be used to attend a meeting or take a course, the candidate must provide a description of the activity, including a link to online information. successful candidates will have demonstrated their ability to do independent scientific work, their potential for a high level of scientific endeavor and their leadership skills. for more information, and to apply online for a scholarship, go to http://www.isar-icar.com/?page=wiscda applications must be submitted by december 31st. winners will be selected by the cff award committee by march 1 st , 2016, and the awards will be presented at the 29 th icar in la jolla. ilane (pronounced "elaine") studied veterinary medicine in her home country of mexico. in her first research project, she joined a group developing a dna vaccine against salmonella infections in chickens, and her thesis won the award for excellence in veterinary public health from paho in 2009. however, when the novel swine-origin h1n1 virus emerged in mexico that year, she switched her focus to influenza diagnostics and epidemiology. working jointly for the ministry of agriculture and the fao, ilane and her colleagues validated new diagnostic tests and screened specimens from hundreds of pig farms. she notes, "i quickly realized that i preferred virology to bacteriology." in 2010, ilane moved to the netherlands to enter a masters program at wageningen university in cellular and molecular biotechnology, focusing on development of next-generation viral vaccines. when it came time for further training, her supervisor drew her attention to the european training network ilane hernández morales on (+)rna virus replication and antiviral drug development (euvirna). she applied for a ph.d. position in the consortium, and in 2012 became a euvirna fellow, conducting research on dengue virus in a project that reflects a strong interaction between academic science and the pharmaceutical industry. her day-to-day work is at janssen infection diseases and vaccines, part of j&j belgium, under the supervision of dr. marnix van loock, in collaboration with prof. johan neyts at the rega institute. she is studying the response of primary human mononuclear cells to dengue virus infection, aiming to establish a more relevant in vitro model for antiviral drug testing and to identify potential new antiviral targets, using genome-wide transcriptomic analysis. my primary interest is the study of virus-host interactions. i would like to contribute to the field of antiviral drug development by identifying new targets for prevention or treatment. i'm also strongly committed to bringing new knowledge and research collaborations back to mexico and to learn linking basic research to the "real world." i hope to make a positive impact as an individual -and specifically as a woman scientist -in under-represented groups, developing societies and in science itself. i attended the 2014 icar in raleigh, where the emphasis given to connecting with young scientists impressed me. networking was a priority, not only among experienced researchers, but more importantly with young ones. i was very motivated by all the members who invested so much time, effort and "heart" in sessions such as women in science and career discussion and networking. at that time, i already knew andrea brancale, who was my mentor in euvirna. i told him the great joy i felt meeting and learning from all the people attending icar, and asked how i could become part of such a great team. he suggested that i join the isar communications committee and help manage the isar facebook page and twitter media. i could only say "yes!" it was the right moment of inspiration, not just because of the friendly environment, but also to match my long-standing wish to work in science communications. what is your personal experience with social networking and science? i started following virology news by listening to vincent racaniello's podcast, "this week in virology," while on the bus going from antwerp to the j&j lab. it's been extremely valuable -like reading three scientific papers in one hour! also, in the euvirna training program, i attended a workshop on science dissemination and society outreach through social media. i got some "tips and tricks" from professors and experienced teams on blogging, facebook and twitter. together with euvirna fellows, we prepared a blog about viruses and antiviral research, which was reviewed by professor racaniello. he gave us serious feedback that helped me to get some experience in this kind of communication. one of my main activities is to follow science news sources such as science, nature and cdc for items of interest to our members, which i then post on isar's facebook page or send out on twitter. for each item, i include a link to the source and a short comment or paragraph explaining the information. i also contact scientists to ask permission to use figures from their publications. this has been very rewarding, because they typically are willing to share, and they also get to know isar. it's incredible how much networking a simple image can bring. for example, a picture that i posted from the "new attendees" reception at the rome icar reached almost 500 people in less than a week -more than the total attendees! how can isar members make use of our social media sites? first, go to facebook, twitter or linkedin and sign up for an account, then look for isar in the network and like the page (facebook) or follow (on twitter). once you've signed up, then every time isar posts something new, you'll receive a paragraph called a "post" from facebook or a 140character "tweets" from twitter, and if you're interested, you can follow the link to the complete story. the isar linkedin page is mostly managed by andrea brancale, for sharing information about isar activities. once you have a facebook account, you can post information on the isar page by using the "post" space. you may respond to posts using the "comment" space. once you've signed up for twitter, you'll see the "tweets" automatically in your notification page. you may respond to a new tweet in two ways: "re-tweet," to share it with your followers; and "reply," to post your comments. members can make use of these sites in many ways, such as: • use isar social media to enhance communication with isar members and promote society activities; • network with isar members and with others doing antiviral research; • find reminders for important isar deadlines, such as nominations for the wis award and icar abstract submission; • promote the ambassador program. • find photos from past icars, including the poster sessions and the banquet; • share a link to a recent publication; • exchange information from other webpages and sites, such as news from research groups, job openings, etc. i encourage you to give it a try -there's a big benefit that you can only see once you've tried! the best thing is that social media is flexible and offers different resources for all personalities. other agencies and communities, such as cdc, who, nasa, etc., have had great success using social media. if you would like more information, or have a news item that we could publicize through the isar social network, email me at ilane.hernandezm@gmail.com those of us who follow news of the ebola epidemic are aware of the case of the scottish nurse who was accidentally infected in late 2014 while working as a volunteer in sierra leone, was treated at the royal free hospital in london and discharged this past january, but was readmitted to the same hospital in early october, when her ebola virus infection relapsed in the form of acute meningitis (see link below). this recurrent infection is an example of the increasingly recognized ability of ebola virus to persist in anatomical sites that are relatively inaccessible to the immune system, such as the chambers of the eye, the central nervous system and the seminal vesicles. fortunately, it's the only known example to date of a recrudescence involving the central nervous system. another unusual feature of this case is the antiviral medication used to treat the nurse, a new gilead compound, gs-5734 (above) (gilead sciences press release, oct 21, 2015). according to isar member robert jordan, who heads the gilead team developing antivirals against respiratory viruses, the parent compound was originally discovered as part of the hepatitis c program, targeting the hcv polymerase, but the strong clinical efficacy of sofosbuvir, especially in combination with ledipasvir, resulted in the molecule being evaluated for other indications, including respiratory viruses such as respiratory syncytial virus (rsv). the story of how gs-5734 moved from in vitro testing against respiratory viruses in california to an ebola patient in a high-security unit in london provides a good example of how a promising drug can be fast-tracked in an emergency. it began in 2013, when robert decided to expand the testing of gilead nucleosides and nucleotides from rsv to two other members of the paramyxovirus family, the highly virulent nipah and hendra viruses, by establishing a collaboration with michael lo in the viral special pathogens branch at the cdc in atlanta. by may 2014, when the ebola epidemic in west africa began to spread, the cdc researchers began testing the gilead compounds against filoviruses and identified a modified 1′-cyano-substituted adenine cnucleoside ribose analogue gs-441524 as a novel inhibitor of the west african ebola strain and other ebola species (below). the promising in vitro data led to further collaboration between gilead and usamriid to evaluate gs-5734 in a macaque model of lethal ebola virus disease. a team headed by travis warren tested multiple different treatment doses and regimens, and obtained complete protection when they gave a daily iv dose of 10 mg/kg, beginning on day 3 postinfection. as some of the animals were already viremic when treatment began, the result was very impressive: usamriid science director sina bavari stated in a press release "this is the first example of a small molecule which can be easily prepared and made on a large scale, that shows substantive postexposure protection against ebola virus in nonhuman primates." as a consequence of the successful in vivo testing, gilead filed an ind this past july for the use of gs-5734 to treat ebola virus disease, and phase i testing in healthy human volunteers began in august. when the scottish nurse was hospitalized in early october, sufficient data had been obtained to support compassionate use of the drug. as described by robert and tomas, gs-5734 employs a phosphoramidate prodrug strategy that is similar to sofosbuvir and the recently approved tenofovir alafenamide. the prodrug structure enables the molecule to permeate the cell membrane and rapidly enter the cytoplasm. the ester bond is then cleaved by a cellular hydrolase, followed by chemically catalyzed release of phenol to yield the negatively charged ala-nucleotide conjugate, which is cleaved by an amidase to release the monophosphate nucleotide. cellular kinases then quickly produce the triphosphate molecule, which is incorporated into viral rna, terminating its synthesis. the prodrug strategy thus avoids the slow first phosphorylation kinetics of nucleoside analogues and greatly enhances intracellular concentration of the active triphosphate metabolite. additional in vitro testing at usamriid and at the university of north carolina, chapel hill has found that gs-5734 is also active against the mers coronavirus. it will be interesting to see if gs-5734 will have as great an impact on the treatment of ebola, mers and other severe rna viral infections as sofosbuvir has had on the therapy of chronic hepatitis c. (thanks to travis warren, robert jordan, tomas cihlar and michael lo for information and editing of this article.) http://www.nytimes.com/2015/10/22/world/europe/ new-clues-into-ebola-as-ill-nurseimproves.html?_r=0 following the success of euvirna (www.euvirna.eu), whose participants received many prizes at icar 2014, a new training network has been funded by the european union: antivirals. its mission is to prepare 15 talented young researchers for leading roles in antiviral drug discovery in european industry or academia, by providing them with a multi-disciplinary, intersectoral training program that may lead to a ph.d. degree. the antivirals partnership includes seven outstanding european academic partners and four industrial partners (see map and logo above). all are leaders in their field of expertise, ensuring state-ofthe-art training, and their skills are highly complementary. three of the academic partners (utrecht university, leiden university medical center, university hospital of heidelberg) specialise in various aspects of molecular virology, while the other four (cardiff university, université d'aix marseille, university of leuven, university of vienna) focus on the identification and development of novel antiviral compounds and strategies. the four industrial partners include a pharmaceutical r&d company specialising in antiviral drug discovery and development (aicuris), another large company specialised in medicinal chemistry (prestwick chemical), a small company that pioneers an exciting novel class of biopharmaceuticals (complix), and a small business that develops antiviral drugs for animals (virovet). a company specialising in training (virology education) will contribute its expertise to the programme. to make a serious impact, the next generation of scientists must do more than good research. the antivirals network will therefore organise training both on relevant research topics, such as virus replication, structural biology and medicinal chemistry, and on a wide range of transferable skills, including teamwork, science communication, dissemination and societal outreach, ethics, biosafety, innovation and entrepreneurship and intellectual property rights. the selected group of young researchers consists of fourteen women and one man from 12 different countries. they were chosen from hundreds of applicants from all over the world, and they excel in enthusiasm, laboratory skills and their potential to become researchers with a broad view and the desire to make a societal impact. they will each work on their own projects, which aim to gain insight into antiviral drug development for a selected group of viruses. in three years, you'll have the opportunity to meet these young interdisciplinary, intersectorial researchers at their final conference, hopefully at isar 2018! for more information, go to www.antiviralsetn.eu or contact the project manager antivirals-etn@uu.nl. this project has received funding from the european union's horizon 2020 research and innovation programme under the marie skłodowska-curie grant agreement 642434. for more than 40 years, scientists at the rega institute have made important contributions to the development and clinical application of antivirals against herpesviruses. that tradition continues with the creation of regavir, the research group for antiviral resistance. graciela andrei and robert snoeck, the program directors, would like to make sure that isar members are aware of what this reference center has to offer. regavir provides clinicians with rapid genotyping and and/or phenotyping of clinical isolates of human cytomegalovirus, herpes simplex virus 1 and 2, varicella-zoster virus and human herpesvirus 6. the staff also provide assistance with the interpretation of results and treatment options. since 2009, regavir has performed about 1,000 herpesvirus drug-resistance tests, and is now recognized as the belgian reference center for drugresistant dna viruses. thanks to funding from the belgian national cancer plan, an interactive network of hospitals in belgium and abroad has been established and is continuously growing. regavir carries out herpesvirus drug-resistant tests, assists clinicians in the choice of the adapted therapy and promotes scientific interactions in this network. the rationale for the establishment of regavir lies in the increasing importance of antiviral therapy for herpesviruses, which cause significant morbidity and mortality among cancer and leukemia patients, recipients of stem cell and solid organ transplants, neonates, patients with genetic immune deficiencies and hiv+ individuals. these viruses often reactivate and cause persistent infections that require prolonged treatment, increasing the risks for selection of drug resistant mutants. it is remarkable that the antiviralresistance of hsv has remained at a low level (<1%) for three decades in immunocompetent individuals, but they are also susceptible to herpesvirus infections in "immune-privileged" sites, such as the eye and the central nervous system; the latter is life-threatening, and requires rapid therapeutic decisions. except for acyclovir, its oral prodrug valacyclovir and famciclovir, current fda-approved drugs for herpesviruses are associated with some toxicity. ganciclovir, its oral prodrug valganciclovir, foscarnet and cidofovir may produce hematologic abnormalities (primarily neutropenia, anaemia, and thrombocytopenia). ganciclovir has also caused long term-reproductive toxicity, and cidofovir and foscarnet are nephrotoxic. alternative antiviral regimens are therefore preferred, to avoid cumulative toxicity and the selection of multidrug-resistant viruses. physicians typically recognize drug-resistant herpesviruses based on signs of infection in patients. regavir aims to support clinical decision-making by providing prompt characterization of the virus. correct use of the few available drugs is necessary to avoid selection of multiple-resistant viruses. simultaneous adjustment of antiviral and immunosuppressive therapy enhances the success of treatment, and also decreases health care costs. for more information, please go to www.regavir.org or contact us at robert.snoeck@rega.kuleuven.be, graciela.andrei@rega.kuleuven regavir@rega.kuleuven.be in march, 2014, antiviral research published two reports of the efficacy of the novel antiviral favipiravir (t-705) against ebola virus infection in ifn receptor-knockout mice. one study, by steve lever's group at the dstl at porton down in the uk showed that aerosol-infected mice were protected by treatment beginning an hour after virus challenge [1] . the other, from stephan günther's team at the bernhard nocht institute of tropical medicine in hamburg, found that intranasally-infected mice were protected against death when treatment was started as late as 6 days postinfection, when the mice were viremic and showed biochemical evidence of liver injury [2] . probably because it demonstrated the efficacy of favipiravir late in the course of infection, the paper from the hamburg bsl-4 lab attracted wide interest, and it has been downloaded some 15,000 times, more than any other article in the history of avr. the two simultaneous reports on the anti-ebola activity of favipiravir may have helped to jump-start efforts to deliver the drug to patients in the west african epidemic: an open-label phase ii trial began 6 months later at two treatment centers in guinea, as a collaboration between inserm and médecins sans frontières (see nct02329054 on www.clinicaltrials.gov). the first report of antiviral drug testing by the hamburg lab appeared in 2004, when stephan and his colleagues described the utility of rt-pcr in drug screening [3] . however, antiviral testing has accelerated in the past two years, as postdoc lisa oestereich (below) has taken the lead in evaluating antivirals against several highly pathogenic viruses. she was first author on the study of favipiravir treatment of ebola-infected mice, and in a follow-up paper, she and colleagues in hamburg and in france performed mathematical modeling of the effect of favipiravir therapy on the kinetics of ebola virus replication, using data from the earlier paper [4] . for her doctoral thesis at the bni, lisa developed a new mouse model of lassa fever, and in a recently published paper, she and coworkers describe the use of that model to demonstrate favipiravir's activity against lassa virus, alone or in combination with ribavirin [5] . lisa and her colleagues have also examined the efficacy of favipiravir, ribavirin and arbidol in mice infected with crimean-congo hemorrhagic fever virus [6] . stephan's research in hamburg dates from 1993, when he began a postdoctoral fellowship at the heinrich pette institute, studying hepatitis b virus. the direction of his career underwent a major change in 1998, when he accepted a position as a research group leader at the bni and shifted his focus to tropical medicine and viral hemorrhagic fevers. in 2000, he published his first paper on lassa fever, a report of a case imported into germany [7] . he has since become a world authority on the disease, as author or co-author of more than 50 articles. in 2005, stephan became head of the department of virology at the bni, director of the bsl-4 lab and of the who collabor-ating centre. in addition to antiviral drug testing, stephan's group performs routine diagnostic services for more than 50 different tropical and emerging viruses, testing samples from about 3000 patients each year, including cases imported into europe. they also routinely carry out isolation and biobanking of lassa, ebola and other bsl-4 viruses, providing them to academia and companies within the european virus archive (http://www.european-virus-archive.com/). since 2007, the laboratory of virology has had a very successful collaboration with the irrua specialist teaching hospital in nigeria, focusing on the development of rapid diagnostics and research on the pathogenesis and immunology of lassa fever. other collaborative research projects are under way in guinea and ghana. any isar member interested in influenza and ebola virus infections should know about two websites that provide access to a wealth of scientific resources on those diseases. at www.filovir.com and www.influenzavir.com you'll find links to recent news items, scientific publications, official reports, notices of upcoming conferences and other useful information. both sites interface with the worlds of social networking and micro-blogging via twitter, which through manually curated annotation and filtering delivers timely, updated scientific news. in particular, filovir has provided daily coverage of the ebola epidemic in west africa, with tweets of news alerts almost in real time. luca zinzula at the max planck institute, munich the websites are the brainchild of luca zinzula (above), who created them in 2008-9, while he was a ph.d. candidate in the lab of enzo tramontano in cagliari, sardinia. the concept of filovir was born when luca found that, despite the existence of numerous virus-related databases on the internet, the information they presented was highly disparate, and it was limited to specific sub-fields and disciplinary areas. especially for ebola and marburg viruses, there was no middle ground between the extreme level of detail of repositories intended for specialists and the superficial (and frequently incorrect) information on non-scientific websites. luca's concept was to bring together information from a wide range of authoritative third-party resources in real time in a single web environment, in which every tool would be readily accessible and navigable. his goal was to create a virtual space where a researcher could find abstracts of the latest publications, pin-point the location of the latest outbreak, retrieve a genome sequence or a protein structure, or hear about upcoming conferences, with everything "just a click away". filovir went live in january 2009, and one year later, influenzavir went online as a twin site focused on influenza viruses. once he had created the two websites, luca realized that he would need help to maintain them, and he was fortunate to obtain the support of two colleagues, massimiliano orsini, a bioinformatician expert in genomic databases, and cristian romagnani, a biologist who has moved to the field of network systems and big data analysis. luca presented the websites in a poster at the 28th icar in rome. in recognition of his efforts for the benefit of the virology community, he was recognized by antiviral research as the first recipient of an annual award for "most promising antiviral researcher." luca is a native of sardinia. before beginning his scientific studies, he spent several years working as a professional scuba diver, and was frequently involved in rescue and conservation activities for endangered marine species, with a special focus on monitoring infectious disease casualties. after hanging up his fins, he did undergraduate work in biochemistry and virology at the university of cagliari, then continued there for his doctoral research with enzo tramontano. he received his ph.d. from the university of rome tor vergata in 2012 for studies characterizing the dsrna-binding activity of the zaire ebolavirus vp35 protein. since the beginning of 2014, luca has been a postdoctoral fellow in the lab of wolfgang baumeister at the max-planck institute of biochemistry in martinsried, munich, learning cryoelectron micro-scopy and using the technique to further investigate the role of the vp35 protein in filovirus replication and innate immune antagonism. in addition to his current work with cryo-em, luca's wide-ranging scientific interests include the expression, purification and characterization of recombinant viral proteins, in vitro assays of protein-rna binding and immune evasion by highly pathogenic rna viruses. in 2013, he and enzo published of a remarkably thorough review article in avr on the latter topic: zinzula l, tramontano e. 2013 strategies of highly pathogenic rna viruses to block dsrna detection by rig-i-like receptors: hide, mask, hit. antiviral res. 100:615-35. lieve is an associate professor in the laboratory of virology and chemotherapy at the rega institute, katholieke universiteit leuven, belgium. she is clearly very happy at the university of leuven, as she began her undergraduate studies there in 1982, and has spent her entire career in the rega institute. my passion for virology began during my masters studies, when i did my thesis on the recombinant hepatitis b vaccine. i then by chance was invited for an interview with erik de clercq, and was charmed by his positive and enthusiastic attitude towards young researchers. i immediately decided to do my phd work in his lab. at that time, the acyclic nucleoside phosphonates (anps) had just been discovered, and i was very lucky to be able to work on their preclinical development. my doctoral project focused on the pharmacokinetics and efficacy of antiretroviral anps in animal models, and my direct mentor was jan balzarini. i also had close interactions with the team of antonín holý in prague. in collaboration with gilead, i was the first to demonstrate the in vivo efficacy of the oral prodrug of tenofovir (4), soon before it became a leading hiv blocker. at the end of my ph.d. period, i got the chance to compile my insights into this successful drug class in a highly cited review article in antiviral chemistry & chemotherapy (3) . at the start of my postdoctoral period, i left the field of antiretrovirals, but not the anps. having worked with adefovir and tenofovir, it was easy to move to anti-dna virus anps like cidofovir. collaborating with my colleagues graciela andrei, robert snoeck and johan neyts, my new research focused on two dna viruses: adenovirus and hhv-6. both are important pathogens, especially for recipients of organ or stem cell transplants, but unfortunately they are very much neglected in antiviral drug development. i also became involved in the hhv-6 foundation, which aims to keep this neglected virus on the research agenda. for many years, i have been a member of their scientific board. during this "dna virus period", i was assisted by my first two graduate students; our focus was on the virus-host interactions for hhv-6 and adenovirus, and how this can be combated with novel inhibitors (1, 5, 8) . it was also during this period that i was appointed for academic teaching (i teach virology and immunology). as i just mentioned, i'm on the scientific board of the hhv-6 foundation, where my main role is to give advice on antiviral therapy. at the moment, however, i'm not performing any drug development for hhv-6, since the need for new therapies is not clear. in the clinic, patients are treated with the classical anti-herpetic agents, such as ganciclovir and foscarnet. brincidofovir also appears to be a promising new drug for hhv-6 infections. after working for several years on dna viruses, i decided to shift my focus to influenza, because it was becoming evident that the current antivirals, which are neuraminidase inhibitors, are not sufficient, and new drugs are clearly needed. from a virological viewpoint, this was a new virus, but from a technical/experimental standpoint, i could rely on expertise i had acquired with other viruses. my group now has two main topics for influenza antivirals: inhibitors of the polymerase complex and inhibitors of viral entry. the first encompasses inhibitors of pa, pb1 or pb2, or a cellular factor associated with the viral polymerase. regarding the influenza pa endonuclease, i am the driving force behind a network of academic researchers with expertise in medicinal chemistry, structural biology, enzymology and virology (6, 7) . our cell culture and biochemical data are of high and direct relevance for the development of pa inhibitors, a drug class that several pharmaceutical companies are working on. inhibitors of viral polymerases are a good fit for our lab, because this concept has been a continuous line of research in my career. the second topic includes inhibitors of the hemagglutinin, such as fusion inhibitors (9), or compounds that interfere with a cellular factor involved in virus entry, such as compounds that inhibit endocytosis or the proteolytic activation of ha (10). the influenza virus hemagglutinin is an amazing research topic. even though this protein has been studied extensively, there are still knowledge gaps regarding its link to receptor signaling and the biochemical details of its proteolytic cleavage or species adaptation. hence, we use hemagglutinin inhibitors as tools to resolve these basic scientific questions. as for drug development, the hemagglutinin is not an easy target, given its subtypedependent and variable structure. because influenza viruses evolve very rapidly and easily develop drug resistance, i believe that inhibitors of a cellular factor will have high clinical relevance. some of these strategies are explained in our recent review article on influenza virus entry inhibitors (10) . my influenza team now has seven coworkers. as the pi, i'm responsible for project design, mentoring graduate students, grant applications, writing papers, etc… i also have a network of medicinal chemists, mainly at european universities, with whom i collaborate to design and synthesize inhibitors. this is a very interesting translational aspect of my research. as an expert on anps, i hypothesized that these compounds may act like product inhibitors of hypoxanthine-guanine phosphoribosyltransferase, which is a crucial enzyme in plasmodium parasites and mycobacteria. the validity of the concept was proven in collaboration with the teams of luke guddat in brisbane, australia and the late antonín holý in prague. since our first joint publication in 2009 (2), this has become a totally new concept in antiparasitic drug design. the project has been very successful, with many high-impact papers and citations. my current role in this network is the pharmacological aspect, relating to prodrug design, cell permeability and cytotoxicity. i strongly believe that pharmacologists should look at potentially new applications of inhibitor concepts. for instance, nucleoside analogues have been very successful as anticancer and antiviral drugs, and they can be equally relevant in the fields of antiparasitic or antibacterial therapy. i consider myself a pharmacologist-virologist. i don't do medicinal chemistry, but to reveal the interaction of a molecule with its viral target, i need to understand the sar of inhibitors, so some basic knowledge of chemistry is required. my goals are to find innovative drugs that inhibit viruses and elucidate their mechanism of action. the aim is not only to discover new inhibitors, which may have only short-term clinical relevance, but to use the inhibitors to understand viruses. it's a nice balance between applied and basic research. isar members know andrea (standing, above, with cardiff colleague salvatore ferla) as the winner of the 2013 prusoff young investigator award, but not all of us are familiar with the direction of his career, which has increasingly explored the use of computer-based methods to design new antivirals and anticancer drugs. andrea's involvement with antiviral research began in 1994-6, when he did an undergraduate project in romano silvestri's lab at the universita "la sapienza" in rome, investigating novel nonnucleoside rt inhibitors. after receiving his degree, he did his doctoral work in chris mcguigan's lab at the welsh school of pharmacy, focusing on the design, synthesis and evaluation of novel antiviral nucleosides. he became a research associate in 2001, and has continued as a staff member. after finishing my undergraduate degree and military service, i wanted to do doctoral research in medicinal chemistry, possibly abroad. i applied to several places in the uk and the us, and chris mcguigan replied right away. it was very exciting to join chris's lab and continue to work in the antiviral field. in particular, i was very happy to have the opportunity to work on nucleoside analogues. difficult chemistry sometimes, but very satisfying when it works as planned! what aspects have you found most satisfying? i always wanted to have a career as an active, independent researcher, and i consider myself very lucky to have achieved it. the best part of my job is the possibility of interacting with a wide variety of collaborators in different fields. it's never boring, and i'm always learning something new. cardiff university, and my school in particular, is a dynamic and stimulating place, always committed to excellence. in particular, it's an ideal place to foster collaborations and develop new ideas: in the time i've been there, seven patents have been filed based on projects i've contributed to, and ten students have received their ph.d. under my supervision. my current group of three postdocs and five graduate students is involved in a variety of collaborative projects, and we receive funding from both the public and the private sector. to a certain extent, chemists like to work in specific fields, especially if they have solid collaborations with biologists, but they're also happy to move in a different direction if they have an indication that their beloved compounds could be interesting in another therapeutic context. from the point of view of computational chemistry, fidelity to a specific research area is even more tenuous, as the methods are "neutral," and can be applied to almost any drug design project [1] . for example, i've collaborated on projects spanning all the way from designing antivirals against chikungunya virus [2] to modeling simulations on small peptides for treatment of gastrointestinal diseases. what new approaches are you using in your research? i'm applying several different structure-based methodologies, including molecular docking, homology modeling and molecular dynamics. of course, we also make use of traditional organic synthetic methods and classical medicinal chemistry approaches to design and synthesize novel potential drugs. more recently, i've made a strategic decision to expand my research into the developing area of molecular modeling software. in particular, i've become interested in how researchers relate with the computer and how an interactive interface between the human and the computer would improve the quality of in silico drug design. this has led our group to develop a haptic-driven molecular modeling simulator, which we presented at icar in miami. coming from a medicinal chemistry background, this was a completely new research field for me, but i quickly become fascinated by it. recently, i attended a very interesting faraday discussions meeting on "molecular simulations and visualization." anyone who is interested in understanding where new software and methods are heading should look at the conference papers: http://pubs.rsc.org/en/journals/journalissues/fd#!issue id=fd014169&type=current&issnprint=1359-6640 the development of antivirals shares some common ground with the anticancer field, and nucleoside analogues are very important drugs in both fields. in fact, this is not the only common aspect. we are increasingly seeing how some drugs designed to hit target host cell pathways are finding new applications in the antiviral field. some of the clearest examples are cyclin-dependent kinase inhibitors, such as roscovitine, that were developed as anti-cancer agents, but have also shown antiviral activity. efforts to develop new drugs often lead to disappointment, but are sometimes unexpectedly successful. what has been your own experience? disappointment is the most common emotion a researcher faces in his career, so we have to learn to forget failures quickly and use them to move forward with more impetus. i've had several small and some big disappointments in the last few years, but i tend to remember only the successes! potential interaction of a virtual screening hit compound with the bcl-3 protein, leading to reduced motility of malignant cells, blocking metastasis. at the moment, our most exciting project focuses on the development of an anti-metastatic agent, based on the recently discovered role of the bcl3 protein in cancer cell motility, especially for mammary cancer (above). it began with a virtual screening simulation just four years ago, but has since become the foundation stone of a spin-off company, tiziana life sciences (http://www.tizianalifesciences.com) which is now listed in the aim section of the london stock exchange. the major focus of your career has been drug discovery for flaviviruses. what are the principal diseases for which antivirals are needed? although vaccines are the best countermeasures against flaviviruses, approved vaccines are currently available only for yellow fever, japanese encephalitis and some tick-borne encephalitis viruses. antiviral drugs are needed for agents lacking approved vaccines, and dengue virus (denv) is the top priority within this category. even for those diseases for which vaccines are available, such as yellow fever, the low vaccination rates in many endemic regions mean that effective therapies are still needed. yes, many lessons can be learned from hcv drug discovery. for example, the pan-genotype coverage and high resistance barrier of sofosbuvir show a clear advantage of the nucleotide analog approach. it would be ideal if a single compound could be identified that inhibits a broad spectrum of flaviviruses. compared to hepatitis c, a chronic disease that is treated for at least 12 weeks, the duration of therapy for dengue or other flaviviral diseases is expected to be no more than a week, so that the toxicity barrier will be much lower. over the past decade, both academia and industry have made effort to develop inhibitors of flaviviruses (especially denv). various approaches have been taken; each approach has proven to have its own challenges (lim et al., 2013) . nucleoside/nucleotide analogs exhibit the attractive features of broad-spectrum coverage and a high resistance barrier. these advantages have already been demonstrated by an adenosine analog (nitd-008) in both denv cell culture and mouse model (yin et al., 2009 ). however, a number of scientific hurdles still need to be addressed. for example, for an anti-denv drug, in what cells and tissues does the virus replicate during the acute phase of infection in humans? how could we engineer compounds to be selectively loaded onto these sites? for those who are interested in the nucleoside/nucleotide approach, please refer to our recent review on this topic (chen et al, 2015) . protease inhibitors appear to be less promising. in contrast to the hcv protease, for which peptidomimetic drugs have been successful, the two positively-charged amino acid residues located immediately upstream of the flavivirus protease cleavage site make this approach challenging. more effort is needed to develop a denv protease inhibitor. compounds targeting the denv envelope and capsid proteins have also been reported, but the physical/chemical properties of these inhibitors prohibit further development. other types of compounds, such as ns4b inhibitors (xie et al., 2015) , remain to be explored. drugs that target host factors required for viral replication, such as alpha glucosidase inhibitors, or that play a critical role in disease development, such as mast cell stabilizers, are worth investigating. in addition to small-molecule drugs, therapeutic antibodies are being explored for denv and other flaviviruses, and antibodies active across serotypes have recently been reported in cell culture and in mouse models. potent serotype-specific antibodies have also been reported, but this approach will require at least four antibodies, each inhibiting one denv serotype. some of them are expected to enter clinical trials soon. vaccines and antivirals complement each other for disease control and intervention. recent results for front-runner dengue vaccines have shown great promise, despite certain limitations (e.g., weak efficacy against denv serotype 2 for the cyd-tdv vaccine). the ongoing vaccine trials will continue to unravel many questions about dengue diseases and immune response in humans; such information will facilitate antiviral development, especially when antiviral candidates reach clinical trials. i'm really excited to witness and participate in the effort to translate our knowledge about dengue disease to benefit patients. safety and efficacy are the two most important parameters for any therapeutics. for travelers to a dengue-endemic area, prophylactic dosing may be sufficient to prevent disease during a short visit. for people living in endemic areas, it is likely that multiple treatment courses (either prophylactic or therapeutic) will be needed, making drug safety even more important. just as success in developing hcv drugs should benefit dengue antiviral development, success in therapeutic development against denv is expected to facilitate discovery for other flaviviruses. due to similarities among flavivirus proteins, it would be ideal if an inhibitor of denv would cross-inhibit other viruses, even if at a lower efficacy. such inhibitors would then be good starting points for chemical modifications to improve their efficacy against other flaviviruses. this strategy remains to be experimentally investigated. rapid point-of-care diagnostics will be essential, especially for recruitment of dengue patients with early, acute infection for clinical trials. like other acute viral infections, the treatment window for dengue patients is short. the feasibility of such short treatment window can only be experimentally addressed using a safe and efficacious compound in a clinical setting. once efficacy and safety have been established, one could conceive of treating febrile patients in areas with ongoing dengue outbreaks without a confirmed diagnosis. an opportunity that i find especially exciting is to help build partnerships between utmb and leading research institutes in china, especially the wuhan institute of virology of the academy of sciences, which is opening china's first bsl-4 laboratory. we hope to establish working relationships for the exchange of scientists and collaborative research projects. this year marks the 50 th anniversary of the discovery of the australia antigen, subsequently identified as the hepatitis b virus surface antigen, by baruch blumberg and his colleagues at the national institutes of health and the fox chase cancer center. by providing a specific serum marker of hepatitis b, the discovery led to rapid progress in multiple areas, including the development of diagnostic tests, improved safety of blood transfusion and production of the first hepatitis b vaccine. the ability to detect asymptomatic infections also revealed the huge numbers of people around the world with chronic hepatitis b and its relationship to terminal cirrhosis and hepatocellular carcinoma. this 50 th anniversary is a particularly special event for the hepatitis b foundation and its director, isar member tim block. tim and his wife joan established the foundation in 1991 as a public health, advocacy and outreach organization committed to helping people with hepatitis b. in 2000, they created the institute for hepatitis and virus research, as an independent, non-profit organization dedicated to finding therapies "to improve the quality of lives of those affected by hepatitis b and liver cancer." dr. blumberg (below) maintained an office at the institute until his death in 2012. after his passing, the institute was renamed in his honor. the blumberg institute is located within the pennsylvania biotechnology center, a life sciences "incubator" in doylestown, pa, which is home to in addition to hepatitis b, the blumberg institute also has strong programs in antivirals against rna viruses. its filovirus antiviral program has produced novel imino sugars shown to have efficacy in animal models. in 2013, the merck company donated its collection of natural products, including the schering plough legacy, to the institute, which now has one of the most diverse and "druggable" libraries of natural products in the world. institute scientists screen them for antiviral and anticancer leads, and make the collection available to other researchers and institutions. other blumberg institute activities of potential interest to isar members include: --"out and up": established professionals from universities and the pharmaceutical and biotech industry may be offered faculty appointments, funding or space to develop their ideas; --recent college graduates may perform 1-or 2-year research fellowships, working with mentors on assigned projects; --graduate students in masters or ph.d. programs may obtain adjunct appointments at the university of pennsylvania, drexel university and other nearby institutions. to mark the 50 th anniversary of the discovery of the australia antigen, the blumberg institute is sponsoring a collection of invited articles in antiviral research. the symposium papers review a range of novel therapies for hepatitis b that are now on the horizon. they can be accessed at http://www.journals.elsevier.com/antiviralresearch/symposia/symposium-hepatitis-b/ isar member bart tarbet reports two new projects at utah state university. the first is a response to recent outbreaks of enterovirus d68 in the midwestern usa and of ev-71 in china and other areas: the iar has received a contract from extramural niaid/nih to develop mouse models of enterovirus infections and use them to evaluate therapeutics. bart will direct the study. funding for the first two years will support model development, and if that's successful, additional funds will cover drug testing. the other project is something new for the iar. in october, 2014, bart met dr. emmanuel assana, a professor of veterinary medicine in cameroon in central africa, at the annual meeting of the international society for vaccines. after a discussion of possible research collaborations, they decided to apply for a grant to establish a laboratory in ngaoundéré, cameroon for the surveillance and detection of emerging and re-emerging zoonoses. the government's minister of livestock, fisheries and animal industries has supported the proposal, recommending that the lab be included in the national program for the prevention and fight against emerging and re-emerging zoonoses, part of the usaid program on global health security and emerging pandemic threats. although the award is not yet official, recent word from usaid is that the proposal has been submitted to its implementing partners in one health central and eastern africa. if the grant is approved, bart will help set up the lab and provide training in biosafety and biosecurity, and personnel from cameroon will train in virology and diagnostics in the iar and the utah veterinary diagnostic laboratory. bart would enjoy hearing from isar members who have suggestions for a larger scope of activities for this project, such as the study of infectious disease transmission at the wildlife-livestock interface and environmental drivers of emerging infectious diseases. this year the nominations committee was charged with finding two candidates for the position of president-elect, two for the post of secretary, and six candidates for three positions on the board of directors. they have all given of their time and talents to the society and would make excellent board members. the election was held through the isar website beginning on november 7 th , and has just concluded. we hope that all members voted, and were able to make the difficult choice among this slate of excellent candidates! in 1998, rhonda joined parke-davis pharmaceuticals as a senior scientist, where she supervised the evaluation of anti-herpesvirus compounds in animal models and was also part of the hiv entry inhibitor program. after the pfizer merger, she joined chemocentryx, inc. to work on chemokine therapeutics for diseases and vaccine strategies. in 2003, she joined the faculty of cincinnati children's hospital medical center. her research focuses on murine cytomegalovirus pathogenesis and latency as a model for human cytomegalovirus and is currently nih-funded. since 2003, she has served as co-pi on a nih contract for evaluating novel antivirals and vaccine strategies in cmv and hsv animal models. she joined isar in 2003 and has actively attended and presented at icar and has served as a poster judge and herpesvirus co-chair. she is currently a member of the finance, membership, and publications committees and has served on the isar executive board for the past four years. she is also a member of the women in science committee and has led efforts to develop the women in science mentoring program. johan neyts is full professor of virology at the faculty of medicine of the university of leuven (ku leuven) in belgium, where he teaches medical virology at the school of medicine and dentistry. the focus of his laboratory is the development of novel antiviral and vaccination strategies. he is author of ~360 peer reviewed papers and holds several patents. sixteen people have obtained their ph.d. degree under his guidance and 56 bachelor or master students have been trained in his laboratory. he is an editor of antiviral research and is on the editorial board of several other journals. johan was co-founder and cso of the ku leuven spin-off okapi sciences nv a biotech company that developed antivirals for veterinary use. he is cso of virovet (www.virovet.com ), a new ku leuven spin-off that is currently being incorporated. research topics covered in his laboratory at the university in leuven include the development of novel antiviral strategies against a number of rna viruses, including flaviviruses (hepatitis c, dengue and others), picornaviruses (entero-and rhinoviruses), alphaviruses (chikungunya and others), paramyxoviruses (rsv and others), rabies, noroviruses and the hepatitis e virus, as well as a novel thermostable dna vaccine technology. johan has attended 23 icars since 1990. in 2003, he received the william prusoff young investigator award. he has also served as a board member and chair of the membership committee. graciela's main scientific activities include the unraveling of the mode of action of novel antivirals, the molecular mechanisms of drug resistance in herpesviruses and poxviruses, the molecular anticancer mechanism of action of nucleotide analogues and the development of organotypic epithelial raft cultures for the study of epitheliotropic viruses. in 2009, she participated in the set-up of the regavir, a translational research platform for typing drug-resistant herpesviruses in immuno-compromised patients who fail antiviral therapy. she has been a member of isar since 1989, and in 2012, she was elected secretary. she is a member of the editorial board of antiviral research and plos one. kara carter has 28 years of experience in virology research and the discovery and development of antiviral agents. following undergraduate research at stanford university, in collaboration with chiron to develop an hsv-2-specific diagnostic, she received her ph.d. in virology at university of chicago in the laboratory of dr. bernard roizman, identifying novel genes of hsv-1 and elucidating the mechanisms of their protein products. she performed postdoctoral studies at harvard university and brigham and women's hospital in the laboratory of dr. elliiott kieff, focusing on ebv-induced transcriptional changes of infected b cells and their effect on transformation. she then moved to praecis pharmaceuticals, where she led drug discovery post-exposure efficacy of oral t-705 (favipiravir) against inhalational ebola virus infection in a mouse model application of real-time pcr for testing antiviral compounds against lassa virus, sars coronavirus and ebola virus in vitro evaluation of antiviral efficacy of ribavirin, arbidol, and t-705 (favipiravir) in a mouse model for crimean-congo hemorrhagic fever imported lassa fever in germany: molecular characterization of a new lassa virus strain update on human herpesvirus 6 biology, clinical features, and therapy inhibition of hypoxanthine-guanine phosphoribosyl transferase by acyclic nucleoside phosphonates: a new class of antimalarial therapeutics pmea (adefovir) and related acyclic nucleoside phosphonate analogues: a review of their pharmacology and clinical potential in the treatment of viral infections antiretroviral efficacy and pharmacokinetics of oral bis(isopropyloxy carbonyloxymethyl)-9-(2-phosphonylmethoxy propyl) adenine in mice antiadenovirus activities of several classes of nucleoside and nucleotide analogues mutational analysis of the binding pockets of the diketo acid inhibitor l-742,001 in the influenza virus pa endonuclease an integrated biological approach to guide the development of metal-chelating inhibitors of influenza virus pa endonuclease antiviral treatment is more effective than smallpox vaccination upon lethal monkeypox virus infection novel inhibitors of influenza virus fusion: structure-activity relationship and interaction with the viral hemagglutinin emerging antiviral strategies to interfere with influenza virus entry the search for nucleoside/nucleotide analog inhibitors of dengue virus ten years of dengue drug discovery: progress and prospects targeting dengue virus ns4b protein for drug discovery an adenosine nucleoside inhibitor of dengue virus programs in rsv, influenza, hsv and hcv, focusing on cellular targets.in 2004, kara moved to the genzyme corporation, where she led drug discovery programs in virology, immunology and oncology, as well as supporting the transplant business unit in the evaluation and acquisition of antiviral products to complement their portfolio. she is currently head of antiviral research at sanofi. she is an isar member and has served as a member of the women in science committee. since his appointment as lecturer, andrea's research has focused on the use of computer-aided techniques in the design and discovery of novel antiviral and anticancer compounds. in the antiviral field, his research has focused on the in silico design of rna virus inhibitors, including dengue, wnv, hcv, chikungunya virus and coxsackie virus. he is the chemistry editor for antiviral chemistry and chemotherapy. he has been a member of isar since 2000 and was elected a board member in 2013. he has also been a member and chair of the website committee since 2006 and the publications committee since 2010. he has been the isar webmaster since 2006, and has implemented several technical developments, including online registration and membership management and enhancement of isar's social profile on facebook, twitter and linkedin.randall lanier is vice president for biology at chimerix, inc. before joining chimerix in 2007, he contributed to the hiv and cancer programs at burroughs wellcome, glaxowellcome and glaxosmithkline, where he supervised a clinical virology/immunology laboratory, led teams for drug discovery and was involved in preclinical and clinical development, product differentiation, post-marketing support and licensing opportunity evaluation.randall has over 20 years of experience in the discovery and development of antivirals, and has focused much of his career on understanding the activity, mechanism, and resistance profiles of nucleoside analogs used for prevention and treatment of viral disease caused by hiv, cmv, adenovirus, and poxviruses. his received his undergraduate degree in biology from new college and ph.d. in cellular and molecular biology from the university of texas health science center in san antonio. professor of chemistry and biochemistry at the university of maryland, baltimore county. she earned her ph.d. in organic chemistry from auburn university.her research involves a synthetic organic/medicinal chemistry approach to nucleoside and heterocyclic drug discovery and development. current projects include the investigation of flexible nucleosides/nucleobases "fleximers" for use against sars, mers-cov, ebola, hcv, hiv and other viruses. she has published over 70 peer-reviewed papers, and is the president of the international society of nucleosides, nucleotides and nucleic acids (is3na).kathy has chaired the icar poster awards for a number of years. notably, she initiated a new program for is3na, the women's career development scholarships, as well as to obtain funding for the women in science scholarships for isar, both of which have been generously funded by the chu family foundation. she is a member of the acs medicinal chemistry division awards committee and is an associate editor for current protocols in chemical biology. karen's interests have also expanded into other areas of women's health, and she is involved in the continuing development of imquest's programs to identify prevention and treatment agents for hiv, hsv-1, hsv-2, hpv and various bacterial and fungal organisms. she has been first author or coauthor of more than 30 papers on topical microbicide development. she has assisted with the development of isar programs for drug discovery and development 101 and serves on the women in science committee. bill initially worked as a clinical virologist in support of the approved hbv nucleotide prodrugs adefovir dipivoxil and tenofovir disoproxil fumarate, which included characterization of the first clinical adefovir resistance mutations. following their approval, he focused on hcv, which included leading discovery efforts on ns3 protease inhibitors and overseeing biological support for other programs, including the ns5a inhibitor program that led to ledipasvir. he is currently senior director of biology and heads gilead's viral hepatitis discovery biology group. he has been an isar member since 1999, received the william prusoff young investigator award from the society in 2012 and was elected to the isar board of directors in 2013. simon tucker is updating the calendar of future conferences on antiviral therapy, medicinal chemistry and other topics of interest that he posted on the isar website last year. isar members can access the calendar by logging in and downloading the pdf. key: cord-032561-x3qbqy69 authors: liu, gengqi; lovell, jonathan f.; zhang, lei; zhang, yumiao title: stimulus-responsive nanomedicines for disease diagnosis and treatment date: 2020-09-02 journal: int j mol sci doi: 10.3390/ijms21176380 sha: doc_id: 32561 cord_uid: x3qbqy69 stimulus-responsive drug delivery systems generally aim to release the active pharmaceutical ingredient (api) in response to specific conditions and have recently been explored for disease treatments. these approaches can also be extended to molecular imaging to report on disease diagnosis and management. the stimuli used for activation are based on differences between the environment of the diseased or targeted sites, and normal tissues. endogenous stimuli include ph, redox reactions, enzymatic activity, temperature and others. exogenous site-specific stimuli include the use of magnetic fields, light, ultrasound and others. these endogenous or exogenous stimuli lead to structural changes or cleavage of the cargo carrier, leading to release of the api. a wide variety of stimulus-responsive systems have been developed—responsive to both a single stimulus or multiple stimuli—and represent a theranostic tool for disease treatment. in this review, stimuli commonly used in the development of theranostic nanoplatforms are enumerated. an emphasis on chemical structure and property relationships is provided, aiming to focus on insights for the design of stimulus-responsive delivery systems. several examples of theranostic applications of these stimulus-responsive nanomedicines are discussed. one of the challenges of traditional drug delivery systems is the lack of specific targeting capability, which leads to dose-limiting side effects [1, 2] . some drugs can be rapidly metabolized, and low bioavailability necessitates large injection doses but unsatisfactory therapeutic effects. for example, it is generally necessary to increase the dosage of anticancer drugs for the desired therapeutic effect, to an extent that also causes undesirable side effects [3, 4] . in addition, orally administered medicines need to evade the risk of degradation in the acidic/enzymatic environment in the gastrointestinal tract [5, 6] . all of these problems can potentially be addressed with stimulus-responsive nanotechnology. utilizing specific microenvironmental conditions at diseased sites or alternatively by using external stimuli, nanotherapeutics can release active therapeutic ingredients specifically at desired spots in a controlled and targeted manner. as early as 1978, tanaka described the phase transition of polyacrylamide polymers [7] , and in the same year blumenthal reported thermosensitive liposomes [8] . findings such as these laid the groundwork for stimulus-responsive drug delivery systems, which have been developed for more than 40 years. stimulus-responsive nanomaterials have been designed for a differences between the microenvironment of diseased tissues (e.g., arthritic tissues, tumor cells, and other diseases) and normal tissues can be used as endogenous stimuli to trigger drug release. endogenous stimuli include lower ph values in tumor cells, high concentrations of glutathione (gsh) and reactive oxygen species (ros) in inflammatory tissues and cancer tissues, and specific enzymatic activity at the target sites [9, 10] . in addition to these endogenous stimuli above, exogenous stimuli such as magnet, light, and ultrasound can realize real-time tracking of drug distribution, disease diagnosis and disease management. stimulus-responsive systems responsive to one single stimulus or multiple stimuli have been used to treat or diagnose a variety of diseases, such as cancers (colon cancer [11, 12] , breast cancer [13, 14] , lymphoma [15, 16] ), inflammatory diseases (inflammatory bowel disease [17, 18] , neurodegenerative diseases [19] ), diabetes [20, 21] and others. some nanomedicines that could be considered stimulus-responsive have successfully gone into clinical trials. thermodox (thermosensitive doxorubicin liposomes) used heat to release the cargo from liposome [22] ; other successful examples include opaxio [23] (involving on enzyme-degradable polymer), nanotherm [24] (based on magnetic iron oxide nanoparticles), and auroshell [25] (based on thermosensitive gold nanoshells). stimulus-responsive systems also have potential for bioimaging. they can enhance the contrast in specific diseased area in response to internal or external stimuli for real-time monitoring. imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [34] hydrazone int. j. mol. sci. 2020, 21, x for peer review 4 of 44 imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [35, 36] ester int. j. mol. sci. 2020, 21, x for peer review 4 of 44 imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [37] acetal imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [38, 39] cis-aconityl imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [40] orthoester imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . [43] int. j. mol. sci. 2020, 21, x for peer review 4 of 44 imine [34] hydrazone [35, 36] ester [37] acetal [38, 39] cis-aconityl [40] orthoester [41, 42] silyl ether [43] (c) twenty minutes after mice were injected with deionized water, mg micromotors and inert polystyrene (ps) particles, superimposed fluorescent images of the whole stomach of mice were collected (both mg micromotors and ps microparticles were loaded with did dye and encapsulated in a ph-sensitive polymer shell). reproduced with permission from the publisher of corresponding reference [45] . besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2 ). disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amide-bonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on not-carcinogenic tissues were also reduced because of such rational design [53] . besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2) . disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [53] diselenium int. j. mol. sci. 2020, 21, x for peer review 5 of 44 besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2) . disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [54, 55] thioether selenium tellurium besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2) . disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [56] [57] [58] [59] [60] [61] oxalate ester besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2) . disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [62, 63] vinyldithioether int. j. mol. sci. 2020, 21, x for peer review 5 of 44 besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems (table 2) . disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [ besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems ( table 2 ). disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [65] pba/pbe besides the development of drug delivery systems, ph-responsive systems can also be used for tumor detection and image-guided surgery [46] . by taking advantage of the difference of ph values in different target tissues in vivo, ph-responsive systems represent an intriguing strategy in drug delivery system. however, the difference of ph values between target and healthy tissues may not always differ significantly, so responsive systems that rely only on ph may be limited by low specificity and sensitivity. therefore, ph responsive system can be combined with other stimulus conditions such as light, redox, enzymes and others with the aim of improved selectivity for drug release in diseased tissues [47, 48] . redox conditions can be used for another type of stimulus-responsive system. these include gsh-sensitive systems, which have attracted much recent attention. gsh-sensitive systems can have stability in normal tissues but undergo release of cargo in diseased tissues in response to higher concentrations of gsh. for example, the concentration of gsh, as a tumor marker in cancer cells is 4-7 fold higher than in normal cells [49, 50] . the intracellular concentration of gsh (1-10 mm) is about three orders of magnitude higher than that in the blood (2-10 µm) [51, 52] . disulfide bonds and diselenium bonds have been widely used in the design of redox stimulus responsive systems ( table 2 ). disulfide bonds have also been used in chemical sensors. shi et al. designed and synthesized a nanodrug carrier based on disulfide bond-doped organosilicon-micelle hybrid nanoparticles, the surface of which was modified with disulfide-bonded peg and amidebonded polyethylenimine (pei). this nano-drug carrier exhibited excellent blood circulation ability and accumulation performance in tumor tissues, and the side effects of anticancer drugs on notcarcinogenic tissues were also reduced because of such rational design [53] . disulfide [53] diselenium [54, 55] thioether selenium tellurium [56] [57] [58] [59] [60] [61] oxalate ester [62, 63] vinyldithioether [64] thioketal [65] pba/pbe [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) [66] compared with sulfur, the electronegativity of selenium is relatively low, and the atomic radius of selenium is larger, so selenium has some unique properties such as high reactivity and sensitivity ( table 2 ). the bond energy of s-s is 240 kj·mol −1 , whereas the bond energy of se-se bond is only 172 kj·mol −1 , suggesting that se-se bond may have higher sensitivity than disulfide bond; that is, se-se bond has the potential to release drug faster [54] . wei et al. demonstrated that nanodrug carriers with diselenides could release more drugs using poly (ester carbamate) triblock copolymers (paur-se-se) with se-se bonds compared with poly (ester carbamate) triblock copolymers (paur-s-s) containing s-s bonds. at similar gsh concentrations (30 mm), 85% of encapsulated dox was released by paur-se-se micelles within 48 h, while 67% of the drug was released by paur-s-s micelles. in addition, the antitumor effect of dox-loaded paur-se-se was six fold higher than that of s-s analogues due to faster cleavage of the diselenium bond and enhanced drug release [55] . in a recent study, a new type of redox-responsive drug delivery system was developed based on the nano-metal-organic framework. its core structure was formed by zirconium ions (zr 4+ , metal nodes), 2,5-disulfanylterephthalic acid (bdc-(sh) 2 , organic ligand) and benzoic acid (ba, modulator), the sulfhydryl group on the anticancer drug, 6-mercaptopurine, formed a disulfide bond with bdc-(sh) 2 . this disulfide-based nanomaterial exhibited excellent intracellular drug release ability, and its cytotoxicity to cancer cells was shown to be three times higher than normal cells [67] . ros-responsive systems are also an effective strategy to control drug release by utilizing the ros accumulated in inflammation sites or other diseased tissues [68] . it has been shown that the concentration of ros in inflammatory tissue is 10-100 times higher than that in normal tissue [69] . there are two chemical mechanisms commonly used in ros-responsive systems. one is ros-induced non-breaking hydrophobic-hydrophilic transition and the other is ros-induced structural dissociation ( table 2 ). ros can oxidize chalcogens (e.g., s, se, te) [56, 57] , causing oxygen atoms to form covalent bonds with chalcogens, and polarizing groups to form hydrogen bonds with environmental water molecules. thus, hydrophobic-hydrophilic transition of the carrier backbone was induced without damaging the chemical structure of the drug carrier. among the chalcogen elements, tellurium-containing compounds have more potential than other chalcogen elements due to their lower electronegativity and lower toxicity [58] . additionally, it has been shown that tellurium-containing compounds have higher oxidation responsiveness than selenium-containing compounds and sulfur-containing compounds [59, 60] . xu et al. reported a synergistic therapeutic nanoplatform using near-infrared light-responsive cisplatin for cancer therapy. cisplatin (cddp) and indocyanine green (icg) were simultaneously loaded in nanocarriers made of amphiphilic tellurium-containing block copolymer peg-pute-peg. tellurium atoms in nanocarriers can be easily oxidized by ros (stimulated by near-infrared laser) produced by indocyanine green. tellurium oxidation weakens the coordination with cisplatin, thereby releasing cisplatin and achieving better anti-tumor effect [61] . in addition, ros can react with chemical structures such as thioketal (tk), phenylboronic acid/ester (pba/pbe), oxalate ester [62, 63] , vinyldithioether [64] and proline oligomers, leading to the cleavage of these structures. in general, tk groups are easily oxidized to generate acetone and two other thiol-containing fragments in the presence of ros. a novel amphiphilic peptide-drug conjugate for cancer targeted therapy has recently been reported. hydrophilic cyclic peptides and hydrophobic cytotoxin epothilone b (epo b) were linked by ros responsive tk groups. when nanotherapeutics entered tumor cells, tk groups could be cleaved due to high levels of intracellular ros, thereby releasing epo b, which effectively inhibited cell proliferation [65] . h 2 o 2 can specifically oxidize pbe/pba and subsequently induce the formation of borate ester and hydroxybenzyl alcohol [66] . in addition, amino acids such as proline, histidine and arginine are also found to be susceptible to ros-mediated and metal-catalyzed oxidation [70, 71] . for example, murthy et al. developed thioketal-based nanoparticles that could degrade selectively in the presence of ros in inflamed intestinal tissue. in responsive to abnormally high levels of ros in the sites of intestinal inflammation, thioketal nanoparticles could effectively deliver and release sirna to diseased sites, protecting mice from dextran sodium sulphate (dss)-induced colitis [72] . in addition to treating inflammation, ros-responsive systems can also be used for cancer treatment. ge et al. designed ros-responsive nanoparticles made up by a thioketal linker (tl), poly (ε-caprolactone) and poly (n,n-dimethylacrylamide) (pcl-tl-pdma). amphiphilic di-block copolymers with pcl-b-poly (2-guanidinoethyl methacrylate) (pcl-pgema) were used to encapsulate the anticancer drug paclitaxel and a photosensitizer, achieving efficient cell uptake and enhanced anticancer efficacy [73] (figure 3 ). complexity and diversity of the microenvironment in vivo, delivery systems based on specific redox molecular mechanism that can release cargo in a controllable manner are preferred but not well established yet. further investigations are expected to address these potential issues. enzymes have attracted attention in various nanobiotechnology applications owing to their specific biological targeting and catalytic properties. in the microenvironment of the diseased sites, the levels of some enzymes can be abnormal; therefore, enzyme-responsive systems represent an appealing strategy for the development of responsive drug carriers. enzymes can specifically target the affected sites, thereby regulating drug release. hydrolases, including proteases, lipases and glycosidases, have been widely explored in enzyme-responsive systems. oxidoreductases, such as nad(p)h, quinone oxidoreductase isoenzyme i (nqo1) and glucose oxidase (gox) have also been studied [74] . proteases play important role in biological processes, such as differentiation, angiogenesis, hormone synthesis, digestion, wound repair, hemostasis, inflammation, coagulation, immune response, necrosis and apoptosis [75] . some proteases are usually overexpressed in diseased tissues, and their activation can be used to release drugs for the development of protease-targeted therapies. cell uptake under 660 nm light irradiation was improved. a synergistic effect of photodynamic therapy (pdt) and chemotherapy was achieved through efficient cell uptake and drug release. reproduced with permission from the publisher of corresponding reference [73] . redox stimulus-responsive systems need high sensitivity and accuracy for fast triggered responses in diseased tissues, but stability under normal conditions. however, considering the complexity and diversity of the microenvironment in vivo, delivery systems based on specific redox molecular mechanism that can release cargo in a controllable manner are preferred but not well established yet. further investigations are expected to address these potential issues. enzymes have attracted attention in various nanobiotechnology applications owing to their specific biological targeting and catalytic properties. in the microenvironment of the diseased sites, the levels of some enzymes can be abnormal; therefore, enzyme-responsive systems represent an appealing strategy for the development of responsive drug carriers. enzymes can specifically target the affected sites, thereby regulating drug release. hydrolases, including proteases, lipases and glycosidases, have been widely explored in enzyme-responsive systems. oxidoreductases, such as nad(p)h, quinone oxidoreductase isoenzyme i (nqo1) and glucose oxidase (gox) have also been studied [74] . proteases play important role in biological processes, such as differentiation, angiogenesis, hormone synthesis, digestion, wound repair, hemostasis, inflammation, coagulation, immune response, necrosis and apoptosis [75] . some proteases are usually overexpressed in diseased tissues, and their activation can be used to release drugs for the development of protease-targeted therapies. for example, a new type of polymer poly (ethylene glycol) diacrylate (pegda) have been designed that could form spherical polymeric nanoparticles when mixed with peptide. the nanoparticles can be hydrolyzed by the overexpressed matrix metalloproteinase in lung lesions and then release the drugs [76] . in addition, it has been shown that the use of protease triggered drug release can enhance the therapeutic effect of drugs, and also reduce the toxicity and other side effects of drugs [77] . cathepsin-b is normally expressed in the lysosomes of human cells, but is also overexpressed in many invasive and metastatic cancers. therefore, cathepsin-b has been used as one of the targets of the enzyme-responsive systems. the amino acid sequence of gly-phe-leu-gly (gflg) can be degraded in the presence of cathepsin-b, so it can be applied for the development of nanodrug carriers. for example, peg, anticancer drug cisplatin and gflg peptide were used to be assembled for cisplatin prodrug units. icg was used to co-assemble with cathepsin-responsive cisplatin multidrug nanoplatforms. after cell uptake, the gflg peptide structure was degraded by cathepsin b in lysosomes, which in turn released icg and cisplatin prodrugs for cancer treatment [78] . among many kinds of matrix metalloproteinases, mmp2 has been one of the most widely explored for stimulus-responsive systems because it is overexpressed in cancer tissues. mmp2-acting substrates have been used for drug delivery and molecular imaging. for example, torchilin et al. synthesized an octapeptide (gly-pro-leu-gly-ile-ala-gly-gln) as a mmp2-sensitive linker for the conjugation of long-chain peg to liposomes and encapsulation of the cell-penetrating peptide tatp. when octapeptide (gplgiagq) was cleaved by mmp2, tatp was exposed, giving rise to the increased uptake of liposome particles by tumor cells [79] . in 2016, similar structures were also used in drug-loaded liposomes for pancreatic cancer treatment [80] . to improve permeability, antitumor efficacy and biodegradability, a size-shrinkable drug delivery system has been designed based on polysaccharide-modified dendrimers, which contained poly (amidoamine), hyaluronic acid and mmp2-sensitive peptide linker (plglag). the system retained good stability in blood circulation, and underwent degradation upon the action of mmp2, leading to enhanced uptake in tumor cells [81] . in addition, polypeptide gplgvrg [82, 83] , polypeptide gplgvrgdg [84] and triglyceride monostearate (tgms) [85] have also been synthesized for mmp2 sensitive drug delivery systems. phospholipase is another therapeutic target that can be overexpressed in infectious diseases, inflammatory diseases and tumors. in several inflammatory diseases or cancer cell types, the expression of phospholipase a2 (spla 2 ) has been shown to be higher [86] [87] [88] [89] . pla 2 is often used as a trigger condition in liposomal drug delivery systems, which specifically hydrolyzes sn-2 ester bonds in phospholipids, resulting in direct release of active drugs or hydrolysis of liposomes [90] . for example, colchicine-containing phosphatidylcholinase-responsive liposomes have been developed that are stable in human blood circulation. at the same time, liposomes could release colchicine-containing fatty acids upon the action of high levels of phospholipase a2. the latter further hydrolyzed and released colchicine analogues by non-specific enzymes [91] . besides, in a recent report, an enzyme reactive liposome containing 1,2-dipalmitoyl-sn-glycerin-3-phosphocholine (dppc) and 1-o-stearyl-2-retinoic acid receptor (rar)-c6-sn-glycerin-3-phosphoglycerol with c6-rar as a prodrug was designed. in the absence of spla 2 , the ic50 of c6-rar prodrug in mt-3 breast cancer cell line was 110 µm, while the ic50 of c6-rar prodrug decreased to 10 µm after adding spla2, indicating that the prodrug was hydrolyzed into c6-rar and lyso-o-spg by spla 2 , in response to phospholipase [92] . oxidoreductase has also been used as a potential target of stimulus-responsive systems due to its important role in intracellular oxidative environment. gox is a kind of oxidoreductase tested for stimulus-response systems. it catalyzes the oxidation of β-d-glucose to d-glucose-δ-lactone and hydrogen peroxide with oxygen as electron acceptor [93, 94] . glucose responsive systems have been assessed for the treatment of diabetes [95, 96] . for example, willner et al. recently used zeolite imidazolium frameworks (zif-8 nmofs) as a glucose-responsive carrier to release insulin and vascular endothelial growth factor (vegf) aptamers, which inhibited angiogenesis by binding to vegf proteins. zif-8 was stable under neutral physiological conditions but degraded under acidic conditions. insulin or vegf aptamers and gox were integrated into zif-8 nmofs as biocatalysts. gox catalyzed the aerobic oxidation of glucose to produce gluconic acid. local acidification of nmofs degraded zif-8, thereby releasing insulin and vegf aptamers [97] . besides, nqo1 has been widely used in stimulus-responsive therapy systems due to its overexpression in tumors and other diseases [98, 99] . in a recent report, a nqo1-responsive multifunctional polymeric vesicle covalently bound to a photosensitizer (coumarin and nile blue) was prepared. without being triggered by nqo1, both fluorescence emission and photodynamic therapy (pdt) capability were turned off due to the "double quenching" effect. upon cellular uptake, highly expressed nqo1 triggered the self-immolative cleavage of the quinone trimethyl lock, which then led to the release of photosensitizers, near infrared (nir) emission and pdt activation, thereby realizing real-time monitoring and treatment of cancers [100] . glucosidase is an enzyme that can hydrolyze glycosidic bonds. its concentration in diseased tissues can be higher than that in normal tissues. therefore, glucosidase can be used to design enzyme-responsive system. it was reported that the concentration of α-amylase could increase by 85-fold in the tumor environment [101] , so it is an effective anticancer therapeutic approach to design glycosylated drug carriers to release anticancer drugs upon catalysis of glycosidase. for example, scanlan et al. used glycosylated 1,8-naphthalimide as a fluorescent probe for tumor treatment and diagnosis. the glycosylated 4-amino-1,8-naphthalimide derivatives with chemical structures including the glycosidic bond can be selectively hydrolyzed by glycosidase to release naphthalimide. it was shown that naphthalimide was uptaken by cells only after the glycan unit was hydrolyzed, indicating high targeting capability of the delivery system [102] (figure 4) . nmofs degraded zif-8, thereby releasing insulin and vegf aptamers [97] . besides, nqo1 has been widely used in stimulus-responsive therapy systems due to its overexpression in tumors and other diseases [98, 99] . in a recent report, a nqo1-responsive multifunctional polymeric vesicle covalently bound to a photosensitizer (coumarin and nile blue) was prepared. without being triggered by nqo1, both fluorescence emission and photodynamic therapy (pdt) capability were turned off due to the "double quenching" effect. upon cellular uptake, highly expressed nqo1 triggered the selfimmolative cleavage of the quinone trimethyl lock, which then led to the release of photosensitizers, near infrared (nir) emission and pdt activation, thereby realizing real-time monitoring and treatment of cancers [100] . glucosidase is an enzyme that can hydrolyze glycosidic bonds. its concentration in diseased tissues can be higher than that in normal tissues. therefore, glucosidase can be used to design enzyme-responsive system. it was reported that the concentration of α-amylase could increase by 85fold in the tumor environment [101] , so it is an effective anticancer therapeutic approach to design glycosylated drug carriers to release anticancer drugs upon catalysis of glycosidase. for example, scanlan et al. used glycosylated 1,8-naphthalimide as a fluorescent probe for tumor treatment and diagnosis. the glycosylated 4-amino-1,8-naphthalimide derivatives with chemical structures including the glycosidic bond can be selectively hydrolyzed by glycosidase to release naphthalimide. it was shown that naphthalimide was uptaken by cells only after the glycan unit was hydrolyzed, indicating high targeting capability of the delivery system [102] (figure 4 ). in spite of extensive development of enzyme-responsive systems, there are many drawbacks for them. the level of enzyme expression might be different in different patients, so whether they are sufficiently expressed in a target population is questionable. in addition, the specificity might be another issue. for example, various types of mmps have cross-reactivity. another consideration is whether the cleavage of the enzyme-responsive substrates and polymers is feasible in complex biological environment. the therapeutic effect of one single enzyme stimulus-responsive system might not be specific enough. in spite of extensive development of enzyme-responsive systems, there are many drawbacks for them. the level of enzyme expression might be different in different patients, so whether they are sufficiently expressed in a target population is questionable. in addition, the specificity might be another issue. for example, various types of mmps have cross-reactivity. another consideration is whether the cleavage of the enzyme-responsive substrates and polymers is feasible in complex biological environment. the therapeutic effect of one single enzyme stimulus-responsive system might not be specific enough. solid tumors have a variety of physiological barriers (such as high interstitial pressure and dense extracellular matrix) which affect the uptake of nanoparticles [103] . photothermal therapy is a minimally-invasive treatment for cancer, which relies on the thermal stress caused by light irradiation at a specific wavelength [104, 105] . pdt is another commonly used light-triggered strategy for disease treatments. some examples of photosensitizers include photofrin, visudyne, chlorin e6 and oligo (p-phenylene vinylene) derivative (opv). they can be activated by light to produce ros, which can not only directly kill cancer cells, but also induce vascular damage, cause membrane oxidation and affect the permeability of cell membrane, which facilitates the penetration of anticancer drugs [32] . in a recent report, researchers designed a nano drug carrier that combines photosensitizer protoporphyrin, chemical drug doxorubicin (dox) and apatite (apa). with light stimulation, dox and apa were released and ros was generated owing to porphyrins. apa competed with p-glycoprotein (p-gp) transporter to reduce its enzyme catalytic activity and dox was used to treat tumor tissues; thus, the synergistic treatment of chemotherapy and phototherapy was achieved [106] (figure 5 ). solid tumors have a variety of physiological barriers (such as high interstitial pressure and dense extracellular matrix) which affect the uptake of nanoparticles [103] . photothermal therapy is a minimally-invasive treatment for cancer, which relies on the thermal stress caused by light irradiation at a specific wavelength [104, 105] . pdt is another commonly used light-triggered strategy for disease treatments. some examples of photosensitizers include photofrin, visudyne, chlorin e6 and oligo (pphenylene vinylene) derivative (opv). they can be activated by light to produce ros, which can not only directly kill cancer cells, but also induce vascular damage, cause membrane oxidation and affect the permeability of cell membrane, which facilitates the penetration of anticancer drugs [32] . in a recent report, researchers designed a nano drug carrier that combines photosensitizer protoporphyrin, chemical drug doxorubicin (dox) and apatite (apa). with light stimulation, dox and apa were released and ros was generated owing to porphyrins. apa competed with pglycoprotein (p-gp) transporter to reduce its enzyme catalytic activity and dox was used to treat tumor tissues; thus, the synergistic treatment of chemotherapy and phototherapy was achieved [106] ( figure 5 ). the mechanism of smart acp-dox + apa micelles against multidrug resistance (mdr), for promoting the synergistic antitumor efficacy. reproduced with permission from the publisher of corresponding reference [106] . the mechanism of smart acp-dox + apa micelles against multidrug resistance (mdr), for promoting the synergistic antitumor efficacy. reproduced with permission from the publisher of corresponding reference [106] . in addition to photothermal therapy and pdt, light-responsive strategies have also been applied in the design of prodrug systems and drug delivery carriers. light-responsive structure is generally a robust strategy because it is easy to control with good accuracy and minimal invasiveness. light-responsive systems for drug release are often based on the cleavage of prodrugs with light-sensitive structures or the changes of photosensitive molecules upon light stimulation, so as to release the conjugated or encapsulated drugs [107, 108] . lovell et al. developed near-infrared light-responsive liposomes doped with hexyloxyethy-pyropheophorbide (hpph) entrapped into the bilayers. the anticancer drug doxorubicin (dox) was encapsulated inside the light-sensitive liposomes. when nir light was irradiated at the target site, hpph-liposomes opened the bilayer structure and then released dox, but when nir light was off, the stable bilayer structure of hpph-liposomes was reformed [109] . common photolytic functional groups include o-nitrobenzyl derivatives (onb), anthracene [110] , coumarin esters [111] , arylmethyl [112] and pyrenylmethyl ester [113] (table 3) . among these, o-nitrobenzyl derivatives have been widely used because of their fast photolysis rate and simple synthesis process. for example, willner et al. designed a light-responsive and ph-responsive dna microcapsule. light-responsive capsules are assembled by o-nitrobenzyl phosphate groups with dna layers used to stabilize the microcapsule shell (table 3) . when stimulated by light, o-nitrobenzyl groups were cleaved, causing the degradation of microcapsules and the release of the cargo [114] . another report showed that the o-nitrobenzyl linker containing carbamate bond had a better photolysis rate and a slower hydrolysis rate than other o-nitrobenzyl derivatives (containing an ester bond or amide bond), so that it could maintain higher stability in vivo and can degrade faster after light stimulation [115] . besides, baker et al. chose onb group as the core of photosensitive protective group and conjugated with poly (amidoamine) (pamam) dendrimer to develop a drug delivery platform for methotrexate (mtx) loading. it was demonstrated that this photochemical approach can be used for in vivo delivery of anticancer drugs [116] . ultraviolet-visible (uv-vis) light could be used for the trigger of o-nitrobenzyl derivatives and aryl methyl photolysis functional groups; however, it is difficult to achieve tissue penetration for better therapeutic performance. compared with uv and visible light, near-infrared light with wavelengths in the 700-1000 nm range can penetrate into deeper tissues. nir could be used to cleave, isomerize or rearrange molecules through the two-photon absorption (tpa) process and nir-uv upconversion (uc) process. the theoretical analysis on the principle of tpa process was first proposed in 1930s [117] . however, the generation of tpa requires high excitation energy, and there are still some problems in practical applications. in the uc process, the luminescence center can absorb the energy of two or more photons, and then generate one emitted photon whose energy is higher than that of a single excited photon. additionally, unlike the tpa process, each process of photon absorption is like a second-order element reaction due to the existence of a real intermediate state in the uc process, which has a higher probability than the simultaneous absorption of two molecules [117, 118] . upconversion nanoparticles (ucnps) based on rare earth ions provide a new method for the nir light-responsive system. for example, zou and his colleagues designed a near-infrared light-triggered nanocomposite peg-nmab-pla-ucnps (pnp-uc) to achieve photo-controllable release of dox for cancer treatment. under the irradiation of 980 nm nir light, 2-nitrobenzyl group was triggered for its cleavage to release dox. compared with other ucnps-based nir responsive systems, this new nanocomposite has many advantages, such as high drug encapsulation efficiency, fast light responsiveness at low power density and less heating effect, showing potential in pharmaceutical and biomedical applications [119] . common photoisomerization materials include azobenzene-based materials, spiropyran (sp)-based materials, and diarylethene-based materials (table 3) . azobenzene is an azo group containing an aryl group, with cis and trans isomers. it shows a significant π-π transition in the uv region and a faint π-π transition in the visible region. therefore, upon irradiation of uv light, the trans structure of azobenzene changes into cis structure. additionally with heat or visible light, azobenzene can change from cis structure to trans structure [120] . liu and colleagues assembled azobenzene-functionalized dna strands using ucnp to construct nano-pumps and load dox into nano-pumps. with 980 nm nir irradiation, the continuous rotational inversion motion of azo molecules caused dna hybridization and de-hybridization, thereby leading to the release of dox. this novel light-responsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ring-closed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [110] coumarinyl ester dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [111] arylmethyl dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [112] pyrenylmethyl ester dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [113] o-nitrobenzyl dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [ dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] spiropyan [122] [120 dna hybridization and de-hybridization, thereby leading to the release of dox. this novel lightresponsive drug delivery system has shown good biocompatibility and excellent performance in both in vitro and in vivo therapies [121] . sps are an important photoisomeric compounds. under the uv light, the spiro-c-o bond in the spiropyran structure breaks open, leading to an increase in the degree of pi-electron conjugation of the whole molecular system, forming a long conjugate chain and the colored ring-opened merocyanine (mc). mc can be reversibly transformed into a colorless ringclosed sp under specific wavelength or heating conditions. taking the advantage of this special property of sp, a novel n,n-bis(acryloyl) cystamine crosslinked poly (acrylic acid-co-spiropyran methacrylate) nanogel containing disulfide bonds was recently reported as a multi-stimulus responsive nanocarrier [122] . upon the stimulation of low ph value or uv light, the hydrophobic sp isomerizes into hydrophilic mc, making the nanogel swollen. with the addition of reductant agent, the structure of nanogel was destroyed after disulfide bond was oxidized and cleaved, which caused the release of the loaded drug. cytotoxicity experiments showed that dox-loaded nanogels could effectively kill cancer cells, while their cytotoxicity could be enhanced by uv light irradiation. in addition, isomerized mcs in nanogels could emit strong green light after illumination, so they could also be used for fluorescent cell imaging. anthracene [110] coumarinyl ester [111] arylmethyl [112] pyrenylmethyl ester [113] o-nitrobenzyl [114] [115] [116] azobenzene [120, 121] diarylethene [123] [124] [125] [126] [127] [128] [129] [130] [131] diarylethenes (daes) are also popular photoisomeric molecules with many useful properties, such as easy modification, fatigue resistance, high thermal stability and significant changes in optical and electronic properties after photoisomerization [123] ( table 3 ). the performance and application of diaryl ethylene mainly depend on the modification of its parental structure, that is, the design and selection process of alkene bridges and aryl units. one common way is the modification of aryl units such as substituting the benzene ring of diaryl ethylene with thiophene ring [124] (which could improve the stability of the closed loop) and modifying the alkene bridge using five-membered rings [123] [124] [125] [126] [127] [128] [129] [130] [131] diarylethenes (daes) are also popular photoisomeric molecules with many useful properties, such as easy modification, fatigue resistance, high thermal stability and significant changes in optical and electronic properties after photoisomerization [123] (table 3) . the performance and application of diaryl ethylene mainly depend on the modification of its parental structure, that is, the design and selection process of alkene bridges and aryl units. one common way is the modification of aryl units such as substituting the benzene ring of diaryl ethylene with thiophene ring [124] (which could improve the stability of the closed loop) and modifying the alkene bridge using five-membered rings such as alkene bridges (such as cyclopentene [125] , thiazole [126] , imidazole [127] , furan [128] ) or using six-membered rings (such as benzoquinone [129] , coumarin fluorophores [130] , benzothiazole [131] ). in addition, some light-sensitive molecules-vitamin b12 derivatives [132, 133] , ruthenium complexes [134] , etc.-have also been applied to light-sensitive systems. still, further development of light-stimulated systems is hindered by some factors. for example, for the treatment of solid tumors, penetration depth, effective area, power intensity and irradiation time are some important factors to be considered for the light-responsive therapy. in addition, many photosensitizers and photothermal agents have inherent toxicity or photo-toxicity. ongoing research is still making efforts for the application of light stimulation systems for clinical advances. temperature is a frequently studied stimuli for responsive delivery systems. inflammatory pathological sites and the hyperthermic nature of tumors can be used as internal stimuli [135, 136] . another strategy is to increase the temperature by applying an external heat source. ideally, the thermal response nanocarrier should maintain its stability at body temperature and release the drug rapidly when the diseased site is heated. thermal stimulus-responsive polymers usually have lower critical solubility temperature (lcst) or upper critical solubility temperature (ucst), and the former is more widely used. for example, poly (n-isopropylacrylamide) (pnipam) and its derivatives have been used in the design of thermal stimulation response systems because their corresponding lcst is about 32 • c, which is close to the physiological temperature of human body [137] [138] [139] . a core-shell drug delivery system was designed to improve the solubility of drug by encapsulating hydrophobic drugs in nanoparticles with thermo-responsive materials as the shell. luo et al. developed a core-shell micelle that used hydrophilic thermo-responsive material pnipam as a shell for the encapsulation of the drug of paclitaxel (ptx). both drug and shell were conjugated by diselenide bond (pnipam-sese-ptx). the nanoparticles exhibited dual characteristics of temperature-responsiveness and redox-responsiveness, with high loading capacity (54.1%) and encapsulation efficiency (72.3%) [140] . compared with pnipam that cannot be degraded in vivo, temperature-sensitive oligomers containing oligo (ethylene glycol) (oeg) potentially has better biocompatibility. jayakannan et al. developed a dual stimulus-responsive amphiphilic copolymer formed by copolymerization of hydrophobic polymerizable monomers with methacrylamide based on hydrophobic 3-pentadecylphenol (pdp) and oligopolyethylene glycol (peg) methacrylate, which thus was temperature sensitive and enzyme sensitive. the nanoparticles formed from the amphiphilic copolymer, which remained stable in normal tissues in vivo with less than 20% drug release, while above lcst, the nanoparticles had an up to 90% drug release rate in two hours due to the thermal response property of acrylamide copolymers. in the presence of esterase, the drug release rate could exceed 95% within 12 h. such type of dox-polymer showed better anticancer efficacy [141] . in addition to thermosensitive hydrogels and thermosensitive polymers, temperature-sensitive liposomes have also been investigated. since yatvin first proposed the concept of temperature-sensitive liposomes (tsl) in the late 1970s [8] , tsl has been attracting much attention from molecular design to clinical applications. thermodox is an example of temperature-sensitive liposomes, which was tested in phase iii clinical trials for hepatocellular carcinoma and phase ii clinical trials for breast cancer. its drug release rate is 5-50 fold higher than other liposomal drugs at elevated temperatures. porter et al. developed a novel polymer-modified temperature-sensitive liposome (ptsl) for the delivery of dox for the treatment of cancers. by reversible addition-break chain transfer (raft) polymerization of n-isopropylacrylamide (nipaam) and ph-responsive propylacrylic acid (paa) copolymers with temperature responsiveness, copolymers with dual ph/temperature phase transition properties were obtained. when attached to liposomes, these copolymers can cause membrane destruction with a ph/temperature-dependent manner. compared with traditional thermosensitive formulations, ptsl exhibited enhanced release profiles, significantly reduced thermal dose thresholds and better stability in serum with minimal drug leakage over time. therefore, these liposomes have the potential of significantly reducing damage to healthy tissue commonly associated with liposomal cancer therapies [142] (figure 6 ). was tested in phase iii clinical trials for hepatocellular carcinoma and phase ii clinical trials for breast cancer. its drug release rate is 5-50 fold higher than other liposomal drugs at elevated temperatures. porter et al. developed a novel polymer-modified temperature-sensitive liposome (ptsl) for the delivery of dox for the treatment of cancers. by reversible addition-break chain transfer (raft) polymerization of n-isopropylacrylamide (nipaam) and ph-responsive propylacrylic acid (paa) copolymers with temperature responsiveness, copolymers with dual ph/temperature phase transition properties were obtained. when attached to liposomes, these copolymers can cause membrane destruction with a ph/temperature-dependent manner. compared with traditional thermosensitive formulations, ptsl exhibited enhanced release profiles, significantly reduced thermal dose thresholds and better stability in serum with minimal drug leakage over time. therefore, these liposomes have the potential of significantly reducing damage to healthy tissue commonly associated with liposomal cancer therapies [142] (figure 6 ). for temperature-sensitive systems, thermo-specificity is one of the biggest issues because it is usually hard for chemistry to be exquisitely specific. for the future research directions, temperatureresponsive drug carriers with higher sensitivity to the minimum temperature change, better stability and enhanced safety profile in normal tissues are greatly desired. compared with other stimuli such as light radiation and ultrasonic, magnetic force is an intriguing condition for external stimuli-responsiveness because it has almost no physical interaction with the human body. additionally, owing to spatial focusing, magnetic stimulus-responsive systems can overcome some limitations of traditional delivery systems, such as difficulty of passing through physiological barrier in vivo and lack of specificity to diseased tissues. magnetic fields was first proposed as external triggers for drug release in 1960 [143] . magnetic hyperthermia caused by the rotation of magnetic nanoparticles when exposed to alternating magnetic field, and the heat generated by magnetic loss will dissipate to the surrounding tissues. it is generally believed that the heat generated by magnetic nanoparticles is based on mechanisms of internal rotation axis and external movement, namely, thermal rotation and diffusion relaxation of magnetic moment. in terms of local drug release, the thermodynamic phase and conformation transition of polymeric for temperature-sensitive systems, thermo-specificity is one of the biggest issues because it is usually hard for chemistry to be exquisitely specific. for the future research directions, temperature-responsive drug carriers with higher sensitivity to the minimum temperature change, better stability and enhanced safety profile in normal tissues are greatly desired. compared with other stimuli such as light radiation and ultrasonic, magnetic force is an intriguing condition for external stimuli-responsiveness because it has almost no physical interaction with the human body. additionally, owing to spatial focusing, magnetic stimulus-responsive systems can overcome some limitations of traditional delivery systems, such as difficulty of passing through physiological barrier in vivo and lack of specificity to diseased tissues. magnetic fields was first proposed as external triggers for drug release in 1960 [143] . magnetic hyperthermia caused by the rotation of magnetic nanoparticles when exposed to alternating magnetic field, and the heat generated by magnetic loss will dissipate to the surrounding tissues. it is generally believed that the heat generated by magnetic nanoparticles is based on mechanisms of internal rotation axis and external movement, namely, thermal rotation and diffusion relaxation of magnetic moment. in terms of local drug release, the thermodynamic phase and conformation transition of polymeric nanoparticles depends on their lcst/ucst and then expands/contracts, possibly leading to the drug release [144, 145] . zink et al. developed a magnetic nanoparticle with superparamagnetic particles as the core and thermo-responsive peptide phe-phe-glycine-glycine (n-porcine linolenic acid a) as the nano-valve. this novel class of mesoporous silica nanoparticles (msns) could maintain stability and safety under normal environment in human body. once the magnetic core is triggered by magnetic field, the heat generated can lead to the change of its structure, giving rise to the release of drugs [146] (figure 7) . nanoparticles depends on their lcst/ucst and then expands/contracts, possibly leading to the drug release [144, 145] . zink et al. developed a magnetic nanoparticle with superparamagnetic particles as the core and thermo-responsive peptide phe-phe-glycine-glycine (n-porcine linolenic acid a) as the nano-valve. this novel class of mesoporous silica nanoparticles (msns) could maintain stability and safety under normal environment in human body. once the magnetic core is triggered by magnetic field, the heat generated can lead to the change of its structure, giving rise to the release of drugs [146] ( figure 7 ). magnetic transfection or magnetically-aided transfection is a method to control gene delivery and improve transfection efficiency for gene therapy. the magnetic transfection method is based on the principle of magnetic targeted drug delivery proposed by widder et al. in 1978 [147] . in 2002, mah et al. first linked the magnetic microspheres to recombinant adeno-associated virus 2 (aav2) gene vector through heparin for c12s cells and mice in vivo [148] . in the same year, plank et al. associated gene carriers with superparamagnetic iron oxide nanoparticles coated with polycation polyethyleneimine. it was shown that the magnetic-assisted transfection method improved the transfection efficiency of vectors by at least three orders of magnitude by either viral or non-viral vectors [149] . ultrasound is also commonly used in stimulus responsive system. compared with other external stimuli, ultrasound is non-invasive and can improve drug release profile and drug permeability. the mechanism is based on acoustic cavitation, which means the formation and activity of gas-filled bubbles in the medium under the action of ultrasound [150] . these gas-filled bubbles can be produced either naturally or manually (microbubbles, mbs). with microbubbles, ultrasound cavitation affects the permeability of the plasma membrane, enhances cell uptake of drugs, or allows internalization of other cell-impermeable substances. even in the absence of microbubbles, highintensity ultrasound can still induce drug uptake by cells. these characteristics enable ultrasoundmediated drug delivery systems to improve the absorption efficiency of weak or non-permeable drugs by cells [151] . porous lipid polymer hybrid microbubbles (lipid/plga mbs) have also been developed using water/oil/water (w/o/w) double emulsification process, which addressed the limitation of low drug encapsulation efficiency of lipid-based mbs and poor ultrasound imaging ability of polymer-based mbs. compared with pure plga mbs, lipid/plga mbs had hollow microcapsule structure, which reduced the cavitation threshold intensity and enhanced the ultrasonic imaging ability of mbs. in addition, the increased surface area and porous structure of lipid/plga mbs make them have good drug encapsulation properties. using this method, controllable drug release and real-time monitoring of drug release could be achieved [152] . another example is that zheng et al. developed ultrasound stimulus-responsive microbubbles for ultrasound imaging, which magnetic transfection or magnetically-aided transfection is a method to control gene delivery and improve transfection efficiency for gene therapy. the magnetic transfection method is based on the principle of magnetic targeted drug delivery proposed by widder et al. in 1978 [147] . in 2002, mah et al. first linked the magnetic microspheres to recombinant adeno-associated virus 2 (aav2) gene vector through heparin for c12s cells and mice in vivo [148] . in the same year, plank et al. associated gene carriers with superparamagnetic iron oxide nanoparticles coated with polycation polyethyleneimine. it was shown that the magnetic-assisted transfection method improved the transfection efficiency of vectors by at least three orders of magnitude by either viral or non-viral vectors [149] . ultrasound is also commonly used in stimulus responsive system. compared with other external stimuli, ultrasound is non-invasive and can improve drug release profile and drug permeability. the mechanism is based on acoustic cavitation, which means the formation and activity of gas-filled bubbles in the medium under the action of ultrasound [150] . these gas-filled bubbles can be produced either naturally or manually (microbubbles, mbs). with microbubbles, ultrasound cavitation affects the permeability of the plasma membrane, enhances cell uptake of drugs, or allows internalization of other cell-impermeable substances. even in the absence of microbubbles, high-intensity ultrasound can still induce drug uptake by cells. these characteristics enable ultrasound-mediated drug delivery systems to improve the absorption efficiency of weak or non-permeable drugs by cells [151] . porous lipid polymer hybrid microbubbles (lipid/plga mbs) have also been developed using water/oil/water (w/o/w) double emulsification process, which addressed the limitation of low drug encapsulation efficiency of lipid-based mbs and poor ultrasound imaging ability of polymer-based mbs. compared with pure plga mbs, lipid/plga mbs had hollow microcapsule structure, which reduced the cavitation threshold intensity and enhanced the ultrasonic imaging ability of mbs. in addition, the increased surface area and porous structure of lipid/plga mbs make them have good drug encapsulation properties. using this method, controllable drug release and real-time monitoring of drug release could be achieved [152] . another example is that zheng et al. developed ultrasound stimulus-responsive microbubbles for ultrasound imaging, which can be converted into porphyrin nanomaterials with fluorescent and photoacoustic activity upon low-frequency ultrasound pulses. larger microcarriers could reach the tumor vasculature (independent of epr effect), and its principle is that the energy of ultrasound could rupture microbubbles, pushing nanomaterials into the tumor interstitium. these nanomaterials (porphyrins) could further utilize photoacoustic imaging (pai) and fluorescence for multistep multimodal imaging in tumor-bearing mice [153] . liu et al. recently designed an ultrasound responsive photoacoustic (pa) probe based on microbubbles containing gold nanoparticles. in this design, gold nanoparticles were encapsulated in the lipid shell of mbs and filled with sulfur hexafluoride gas, thereby forming mbs with strong cavitation characteristics and low toxicity. au@lip mbs exhibited lower nir pa signal. when triggered by ultrasound, mbs was ruptured and au@lip aggregates were formed, showing enhanced nir pa signals. background-free pa imaging was achieved by subtracting the pa image before us stimulation from the pa image after us stimulation [154] (figure 8 ). although ultrasound-responsive nanotechnology shows some advantages, its side effects (such as skin irritations, transient pain and nerve injury) should be also considered [155, 156] . the intensity, frequency and duty cycle should be carefully selected for the optimized therapeutic effects and reduced side effects. can be converted into porphyrin nanomaterials with fluorescent and photoacoustic activity upon low-frequency ultrasound pulses. larger microcarriers could reach the tumor vasculature (independent of epr effect), and its principle is that the energy of ultrasound could rupture microbubbles, pushing nanomaterials into the tumor interstitium. these nanomaterials (porphyrins) could further utilize photoacoustic imaging (pai) and fluorescence for multistep multimodal imaging in tumor-bearing mice [153] . liu et al. recently designed an ultrasound responsive photoacoustic (pa) probe based on microbubbles containing gold nanoparticles. in this design, gold nanoparticles were encapsulated in the lipid shell of mbs and filled with sulfur hexafluoride gas, thereby forming mbs with strong cavitation characteristics and low toxicity. au@lip mbs exhibited lower nir pa signal. when triggered by ultrasound, mbs was ruptured and au@lip aggregates were formed, showing enhanced nir pa signals. background-free pa imaging was achieved by subtracting the pa image before us stimulation from the pa image after us stimulation [154] (figure 8 ). although ultrasound-responsive nanotechnology shows some advantages, its side effects (such as skin irritations, transient pain and nerve injury) should be also considered [155, 156] . the intensity, frequency and duty cycle should be carefully selected for the optimized therapeutic effects and reduced side effects. the mechanism of self-immolation is that two chemical bonds in the inactive precursor are associated by the self-immolation spacer. the precursor usually contains a protective group (pg), self-immolation spacer (sis) and a target compound (tc). after appropriate stimulus, the protective group is removed, and then a step-by-step decomposition reaction similar to "domino" is produced, resulting in the release of target compounds (figure 9 ). philip et al. proposed the concept of selfimmolative structures in 1981 that a pristine drug can be released without chemical modification after the bond between the carrier component and the drug component is cleaved [157] . self-immolative linkers have subsequently been widely used in prodrug design [158, 159] , sensors [160, 161] , drug delivery [162, 163] and other applications. the mechanism of self-immolation is that two chemical bonds in the inactive precursor are associated by the self-immolation spacer. the precursor usually contains a protective group (pg), self-immolation spacer (sis) and a target compound (tc). after appropriate stimulus, the protective group is removed, and then a step-by-step decomposition reaction similar to "domino" is produced, resulting in the release of target compounds (figure 9 ). philip et al. proposed the concept of self-immolative structures in 1981 that a pristine drug can be released without chemical modification after the bond between the carrier component and the drug component is cleaved [157] . self-immolative linkers have subsequently been widely used in prodrug design [158, 159] , sensors [160, 161] , drug delivery [162, 163] and other applications. can be converted into porphyrin nanomaterials with fluorescent and photoacoustic activity upon low-frequency ultrasound pulses. larger microcarriers could reach the tumor vasculature (independent of epr effect), and its principle is that the energy of ultrasound could rupture microbubbles, pushing nanomaterials into the tumor interstitium. these nanomaterials (porphyrins) could further utilize photoacoustic imaging (pai) and fluorescence for multistep multimodal imaging in tumor-bearing mice [153] . liu et al. recently designed an ultrasound responsive photoacoustic (pa) probe based on microbubbles containing gold nanoparticles. in this design, gold nanoparticles were encapsulated in the lipid shell of mbs and filled with sulfur hexafluoride gas, thereby forming mbs with strong cavitation characteristics and low toxicity. au@lip mbs exhibited lower nir pa signal. when triggered by ultrasound, mbs was ruptured and au@lip aggregates were formed, showing enhanced nir pa signals. background-free pa imaging was achieved by subtracting the pa image before us stimulation from the pa image after us stimulation [154] (figure 8 ). although ultrasound-responsive nanotechnology shows some advantages, its side effects (such as skin irritations, transient pain and nerve injury) should be also considered [155, 156] . the intensity, frequency and duty cycle should be carefully selected for the optimized therapeutic effects and reduced side effects. the mechanism of self-immolation is that two chemical bonds in the inactive precursor are associated by the self-immolation spacer. the precursor usually contains a protective group (pg), self-immolation spacer (sis) and a target compound (tc). after appropriate stimulus, the protective group is removed, and then a step-by-step decomposition reaction similar to "domino" is produced, resulting in the release of target compounds (figure 9 ). philip et al. proposed the concept of selfimmolative structures in 1981 that a pristine drug can be released without chemical modification after the bond between the carrier component and the drug component is cleaved [157] . self-immolative linkers have subsequently been widely used in prodrug design [158, 159] , sensors [160, 161] , drug delivery [162, 163] and other applications. the self-immolation mechanism can be categorized into electron rearrangement and intramolecular cyclization. electron rearrangement is mainly based on the structure of quinone or its derivatives (such as thioquinone methide or azaquinone methide). the mechanism of electron rearrangement includes 1,4-elimination, 1,6-elimination, 1,8-elimination and β-elimination. the electron rearrangement reaction usually contain aromatic ring structure with hydroxyl [164, 165] , amino [166, 167] or mercaptan groups [168, 169] . when they are masked by protective groups, the electron rearrangement process of these functional groups is inhibited. when the external stimulus triggers the cleavage of the protective groups, these functional groups undergo irreversible self-immolation process driven by positive entropy or the generation of stable products. common protection groups that can be triggered by various stimuli are summarized in table 4 . self-immolative spacers based on electron rearrangement are mostly based on 1,4-elimination or 1,6-elimination [170, 171] . additionally, 1,8-cleavage may occur in para amino (or hydroxy) cinnamyl alcohol or coumarin alcohol. in contrast, self-immolative spacer groups based on continuous combinations (such as 1,8-elimination of naphthalene or 1,10-elimination of biphenyls) usually do not result in the release of drug groups because the high energy barrier destroys the aromaticity, and the repulsion of the hydrogen atom in adjacent biphenyl prevents the formation of the planar structure needed for electron rearrangement [172] . the cyclization reaction is based on alkyl chain or aromatic spacer groups [173] [174] [175] . once the cleavage is triggered, the nucleophilic attack of carbonyl or electrophilic aliphatic carbon atoms could result in the cyclization of spacer groups. as of the electron rearrangement, the self-immolation cyclization is driven by the formation of positive reaction entropy and thermodynamic stable products (such as 5-membered and 6-membered rings). additionally, the triggers of self-immolation include chemical reagents, enzymes, light and others. self-immolative linkers that can be triggered by chemical reagents; boc(tert-butoxycarbonyl), fmoc(9-fluorenylmethyl) and 3-oxobutyl carbamate are typically ph-responsive for organic synthesis [176] . boc and fmoc are protecting groups for protecting amino groups, and the fmoc is the only widely used amino acid protecting group of carbamates which can be dissociated in weak base condition. these functional groups undergo self-immolation under some specific triggering conditions (trifluoroacetic acid, piperidine), which in turn releases the attached cargo [177, 178] . redox-triggered self-immolative linkers could be broadly divided into three categories by triggers: transition metal (e.g., zn, pd) based reagents [179] [180] [181] , reducing reagents (dtt, gsh or tcep) [182] , and oxidant (e.g., h 2 o 2 ) [183] [184] [185] [186] . disulfide bonds are the most widely used reductant-responsive linkers. wu et al. employed α, α-dimethyl groups with disulfide bonds, so that p-dithiobenzyl (dtb) intermediates could maintain faster self-immolation rate and improve the stability. this novel self-immolative linker is expected to promote the design of targeted drug delivery systems and achieve traceless drug release [187] . similarly, self-immolative linkers with h 2 o 2 as trigger condition have also been widely used in stimulus-responsive systems in various fields. recently, clausen et al. reported the synthesis of arylboronic acid-based hydrogen peroxide-responsive methotrexate and aminopterin prodrugs. this new prodrug can deliver drugs to the lesion of chronic rheumatoid arthritis, so that the side effects of the drug on normal cells were significantly reduced [186] . enzyme sensitive self-immolative linkers are also commonly used in enzyme responsive systems. plasmin can induce the hydrolysis of tripeptides, which in turn causes the cleavage of self-immolative linkers and release of drugs [172, 188] . penicillin g amidase (pga) and bovine serum albumin (bsa) can be used to trigger the cleavage of phenylacetamide or carbamate bonds to release the linked cargo [189, 190] . β-galactoside and β-glucuronide are functional groups that can be cleaved by β-galactosidase and β-glucuronidase, respectively, and these two functional groups can also be combined with other self-immolative linkers [191] [192] [193] [194] . in addition, dibenzyl phosphate derivatives are also used for enzymatic (alkaline phosphatase) self-immolative design for the delivery and release of fluorescent probes and prodrugs [195, 196] . enzymatically activated self-immolation is usually slow and requires synergy with other self-immolative linkers. light-activated self-immolation does not require an additional step for synergy. a variety of similar structures based on nitrobenzyl groups can undergo self-immolation under uv light [197, 198] . examples of self-immolative structure triggered by nir light are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] h + ph [176, 177] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] piperidine/ morpholine ph [178] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] zn/acoh redox [180] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] dithiothreitol redox [182, 187] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] thiols redox [182] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] plasmin enzyme [172, 188] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] penicillin-g-amidase (pga) enzyme [190] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] bsa enzyme [189] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] β-glucuronidase enzyme [191] [192] [193] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] β-galactosidase enzyme [194] int. j. mol. sci. 2020, 21, x for peer review 18 of 44 are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] alkaline phosphatase enzyme [195, 196] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] uv light/ nir light light [197] [198] [199] [200] are polymers with o-nitrobenzyl group as the capping group [199, 200] and polymers based on coumarin derivatives [201, 202] . [176, 177] piperidine/ morpholine ph [178] zn/acoh redox [180] pd (pph3)4 redox [179, 181] dithiothreitol redox [182, 187] thiols redox [182] h2o2 redox [183] [184] [185] [186] plasmin enzyme [172, 188] penicillin-gamidase (pga) enzyme [190] bsa enzyme [189] β-glucuronidase enzyme [191] [192] [193] β-galactosidase enzyme [194] alkaline phosphatase enzyme [195, 196] uv light/ nir light light [197] [198] [199] [200] light [201, 202] nir light light [201, 202] conventional drug delivery systems lack controlled drug release schemes whereas stimulus-responsive drug delivery systems or drug conjugates with rational design can release loaded drugs at specific sites triggered by various endogenous or exogenous stimuli. the human body is a complex collection of various microenvironments, so occasionally it may not suffice if only one stimulation condition is used for the design of stimulus-responsive systems. in this section, we mainly describe the combination of dual or multiple stimuli-responsive conditions for the design of nanoplatforms to improve the specificity and accuracy of nanotherapeutic systems. although single stimulus-responsive systems can solve the problems of specificity and side effects to some extent, the microenvironment within tumor tissues is complex. by contrast, dual or multiple stimuli-responsive nanocarriers can better detect subtle changes in diseased tissues. the traditional combination of ph and temperature has certain defects, such as possible premature drug release in blood or normal tissue species [203, 204] , and the ph responsive system might be affected by various factors. to solve the problem of premature leakage, cui et al. made n-isopropylacrylamide-methacrylic acid-octadecyl acrylate (nipam-maa-oda) copolymer liposomes as nanodrug carriers that can be responsive to dual stimulates of ph and temperature [205] . in recent years, the combination of light and ph has also become a popular choice for dual response systems. for example, researchers have conjugated ph-sensitive i-motif dna (converted from single-stranded structure to c-quadruplex structure in acidic ph environment) to gold nanostars (gns) with as 1411 used as a targeting structure. it has been discovered that a-gns/dna/dox nanocomposites have strong photothermal conversion ability, and the combination of ph and nir irradiation can effectively trigger drug release. this nanocomposite showed good stability in not-carcinogenic tissues, and therapeutic effect and biocompatibility were achieved using the construct for combined chemoand photo-therapy [206] (figure 10 ). in addition to the combination with photothermal therapy, ph responsive systems can also be combined with the uv light-responsive systems. host-guest interaction of β-cyclodextrin with azobenzene has also been studied, but most supramolecular polymer drug carriers are single stimulus-responsive with low delivery accuracy [207] [208] [209] . chen et al. recently constructed supramolecular polymers harnessing host-guest interaction between β-cyclodextrin and azobenzene. β-cyclodextrin was combined with ph-sensitive hydrophilic poly(2-(dimethylamino) ethyl methacrylate, and azobenzene was modified with hydrophobic poly(ε-caprolactone), enabling nanodrug micelles to be responsive to both ph and uv light. additionally, higher anticancer activity and stronger cancer cell inhibition than free dox could be achieved using this method [210] . dual stimuli-responsive system using ph and redox is also a common combination. with low ph and high gsh levels in tumor cells, a strong controlled release effect can be achieved. recently, ph/redox-responsive mixed polymeric micelles formed by self-assembly of two amphiphilic diblock copolymers (poly(ethylene glycol) methyl ether-b-poly(β-amino ester)) (mpeg-b-pae) and poly(ethylene glycol) methyl ether-grafted disulfide bond-poly(β-amino ester) (pae-ss-mpeg) have been developed, which released drugs at low ph and high gsh concentration in tumor cells [211] . in addition, there are also many combinations, such as ph/ros responsive system [212, 213] , ph/enzyme responsive system [214, 215] and others. as a significant characteristic stimulus condition in vivo, the combination of ph with other stimulus has shown promise for cancer treatments. redox and ros responsive systems are often used in combination with exogenous stimuli to achieve better stability and controlled release schemes. these two stimuli conditions can be combined to form a dual stimuli-responsive systems [216] . for example, xu et al. copolymerized two camptothecin (cpt) prodrug monomers with disulfide bond and oxalate bond on β-cyclodextrin and hydrophilic poly (ethylene glycol) methyl ether methacrylate (oegma) to prepare a novel dual redox stimulus-responsive prodrug. this prodrug has small particle size, high stability, excellent biocompatibility, good permeability, improved safety and high anti-tumor efficiency. this prodrug strategy is expected to provide a feasible method for advanced chemotherapy [217] . in addition, redox/light responsive system is also an effective strategy for cancer treatments due to the scheme of dual triggers [218, 219] . in a recent report, a thioacetal-based ros-sensitive amphiphilic copolymer (ptk) was developed to load nir cyanine dye ir 780 and dox to obtain stable nanoparticles (ir780/dox@ptk). ir 780 was used as photosensitizer, photothermal agent and imaging contrast agent simultaneously [220, 221] . upon the irradiation of 808 nm nir light, ir 780 could not only initiate pdt and ptt, but also used for photothermal imaging. the generated singlet oxygen ( 1 o2) led to the cleavage of thioacetal linker in ptk and the release of dox, enabling chemotherapy and phototherapy [222] . pu et al. synthesized an organic semiconducting pro-nanoenzyme (ospe) recently, which could be activated by nir light irradiation. ospe is made by binding semiconductor polymer nanoparticles (spn) to proenzyme (based on cytotoxic ribonuclease a) via singlet oxygen ( 1 o2)-sensitive linkers. when spn released singlet oxygen, it could not only carry out photodynamic therapy, but also released proenzyme to degrade cancer-specific rna, the synergistic treatment by chemo/phototherapy for cancers [223] (figure 11 ). other dual/multiple stimuli-responsive systems for cancer treatments include ph/magnetic responsive systems [224, 225] and other ph-based multiple stimuli-responsive systems [226] [227] [228] . redox and ros responsive systems are often used in combination with exogenous stimuli to achieve better stability and controlled release schemes. these two stimuli conditions can be combined to form a dual stimuli-responsive systems [216] . for example, xu et al. copolymerized two camptothecin (cpt) prodrug monomers with disulfide bond and oxalate bond on β-cyclodextrin and hydrophilic poly (ethylene glycol) methyl ether methacrylate (oegma) to prepare a novel dual redox stimulus-responsive prodrug. this prodrug has small particle size, high stability, excellent biocompatibility, good permeability, improved safety and high anti-tumor efficiency. this prodrug strategy is expected to provide a feasible method for advanced chemotherapy [217] . in addition, redox/light responsive system is also an effective strategy for cancer treatments due to the scheme of dual triggers [218, 219] . in a recent report, a thioacetal-based ros-sensitive amphiphilic copolymer (ptk) was developed to load nir cyanine dye ir 780 and dox to obtain stable nanoparticles (ir780/dox@ptk). ir 780 was used as photosensitizer, photothermal agent and imaging contrast agent simultaneously [220, 221] . upon the irradiation of 808 nm nir light, ir 780 could not only initiate pdt and ptt, but also used for photothermal imaging. the generated singlet oxygen ( 1 o 2 ) led to the cleavage of thioacetal linker in ptk and the release of dox, enabling chemotherapy and phototherapy [222] . pu et al. synthesized an organic semiconducting pro-nanoenzyme (ospe) recently, which could be activated by nir light irradiation. ospe is made by binding semiconductor polymer nanoparticles (spn) to proenzyme (based on cytotoxic ribonuclease a) via singlet oxygen ( 1 o 2 )-sensitive linkers. when spn released singlet oxygen, it could not only carry out photodynamic therapy, but also released proenzyme to degrade cancer-specific rna, the synergistic treatment by chemo/phototherapy for cancers [223] (figure 11 ). other dual/multiple stimuli-responsive systems for cancer treatments include ph/magnetic responsive systems [224, 225] and other ph-based multiple stimuli-responsive systems [226] [227] [228] . inflammation is an immune response to infection and tissue damage so that the body can be protected from injury. however, it can also cause many diseases such as asthma, cardiovascular diseases, neurodegenerative diseases and autoimmune diseases (including rheumatoid arthritis, systemic lupus erythematosus and other diseases) [229, 230] . these inflammatory chronic diseases can seriously affect health, and there are many obstacles to the treatment of the inflammatory chronic diseases. inflammation is an immune response to infection and tissue damage so that the body can be protected from injury. however, it can also cause many diseases such as asthma, cardiovascular diseases, neurodegenerative diseases and autoimmune diseases (including rheumatoid arthritis, systemic lupus erythematosus and other diseases) [229, 230] . these inflammatory chronic diseases can seriously affect health, and there are many obstacles to the treatment of the inflammatory chronic diseases. the characteristic conditions within the microenvironment of inflammatory tissues include lower ph value and higher ros concentration [231, 232] . therefore, ph/ros dual stimulus-responsive system is the most widely used treatment strategy for inflammation therapy [233, 234] . for example, almutairi et al. designed a ros-reactive dextran-drug conjugate (nap-dex) and blended nap-dex with an acid-sensitive acetal-dextran polymer (ac-dex) to obtain ph/ros dual stimulus-responsive nanoparticles. the ros-responsive pba-modified anti-inflammatory drug naproxen was used. when the nanodrug was stimulated by h 2 o 2 and acidic environment, the ac-dex and pba structure of the nanodrug micelle was cleaved, thereby releasing naproxen (nap) for the treatment of inflammatory tissues. dual stimuli-responsive nanodrug micelles are more effective in scavenging ros. compared with free naproxen, dual stimuli-responsive nanoparticles reduced the levels of proinflammatory cytokines il-6 and tnfα by 120 times and 6 times respectively [235] . in addition to lower ph and higher ros concentrations, inflammation of tissues tends to have slightly increased local temperature (1-2 • c above ambient temperature) [236] . therefore, the temperature/ph dual stimulus-responsive system has also been applied in the treatment of inflammation [237, 238] . a microbead system was designed with a porous poly (d, l-lactic-co-glycolic acid) (plga) shell coupled with a gelatin plug (thermal-responsive switch). additionally, n-palmitoyl chitosan (npcs) (ph-responsive switch) was employed as a core. vancomycin was loaded in the nanoparticles as the inflammatory therapeutic drug. this dual stimuli-responsive drug mbs could release the drug only in the presence of both stimuli (temperature and ph), preventing unexpected drug release due to accidental stimulus [239] . inflammatory bowel disease (ibd) is a chronic condition of idiopathic inflammation. ibd can affect the entire gastrointestinal tract (gi) and increases the risk of colorectal cancer [240] . the incidence of ibd worldwide has increased and effective treatment approaches are needed. therefore, drug delivery systems utilizing ibd microenvironment characteristic conditions (low ph, colonic enzymes, and high ros concentration) as responsive factors have attracted extensive attention [241, 242] . li et al. reported a nano-platform of oxidatively sensitive dextran (oxidex) with its exterior modified by chitosan (cs) and then further encapsulated by ph-sensitive hydroxypropyl methylcellulose acetate succinate (hpmcas). the intestinal-specific antibiotic rifampicin was used as a model drug to form ph/ros dual stimulus-responsive nanodrug composites. this novel nanodrug composite remained stable in the upper gastrointestinal tract, but hpmcas were cleaved in the intestine, thereby releasing nanodrug particles. triggered by higher ros levels, rifampicin is released into inflamed tissues. compared with traditional enteric drug formulations, this nanodrug composite effectively reduced the permeability of drugs at the intestinal epithelium, preventing non-specific absorption and side effects [243] (figure 12 ). in addition, some oral drug formulations responsive to ph have been used for clinical treatments. examples include 5-aminosalicylic acid encapsulated in capsules made from copolymers of acrylic acid derivatives and methyl methacrylate (eudragit ® ), such as salofalk ® , calitoflak ® , claversal ® , pentasa ® and other brands [244] [245] [246] . other inflammation examples include neuroinflammation, which represents an abnormal condition of central nervous system in many neurodegenerative diseases [247] . some serious neurodegenerative diseases include alzheimer's disease, epilepsy, huntington's disease and parkinson's disease [248] [249] [250] . strategies for the treatment of these diseases are desired and some ongoing efforts have been made on stimulus-responsive systems that can target excessive ros concentrations in neuroinflammatory tissues [251, 252] . oral medication is the preferred route of administration because of better patient compliance. however, many drugs themselves (protein drugs/polypeptide drugs) are sensitive to the acidic and proteolytic environment of the gastrointestinal tract, so oral administration remains a challenge. factors for oral administration that should be considered include (1) the activity of biopharmaceutical macromolecules in the gastrointestinal (git) environment, (2) the permeability in the intestine, and (3) drug molecules can be absorbed into the systemic circulation through the intestine [30, 253] . diabetes mellitus is an endocrine disease characterized by hyperglycemia, which is difficult to cure and can lead to various serious complications. the conventional way to treat diabetes is to inject insulin using subcutaneous administration, but the development of an effective orally administered insulin formulation would be preferred. the first attempt to treat diabetes with oral insulin can date back to 1922 but the failure made researchers realize that the main obstacle to oral delivery of biomacromolecules was mainly from the human body itself [254] . chitosan/insulin/heparin sodium (cs/ins/hs) nanoparticles were synthesized by ionic gel method, in which heparin sodium with three acidic functional groups can enhance the stability of the nanoparticle system in the stomach. mucosal affinity for cs/ins/hs in the small intestine were also improved due to the interaction of ins/hs with the positive charge on chitosan. in addition, acrylate-grafted-carboxymethyl starch (cms-g-aa) and oral medication is the preferred route of administration because of better patient compliance. however, many drugs themselves (protein drugs/polypeptide drugs) are sensitive to the acidic and proteolytic environment of the gastrointestinal tract, so oral administration remains a challenge. factors for oral administration that should be considered include (1) the activity of biopharmaceutical macromolecules in the gastrointestinal (git) environment, (2) the permeability in the intestine, and (3) drug molecules can be absorbed into the systemic circulation through the intestine [30, 253] . diabetes mellitus is an endocrine disease characterized by hyperglycemia, which is difficult to cure and can lead to various serious complications. the conventional way to treat diabetes is to inject insulin using subcutaneous administration, but the development of an effective orally administered insulin formulation would be preferred. the first attempt to treat diabetes with oral insulin can date back to 1922 but the failure made researchers realize that the main obstacle to oral delivery of biomacromolecules was mainly from the human body itself [254] . chitosan/insulin/heparin sodium (cs/ins/hs) nanoparticles were synthesized by ionic gel method, in which heparin sodium with three acidic functional groups can enhance the stability of the nanoparticle system in the stomach. mucosal affinity for cs/ins/hs in the small intestine were also improved due to the interaction of ins/hs with the positive charge on chitosan. in addition, acrylate-grafted-carboxymethyl starch (cms-g-aa) and methacrylic acid (maa) were used to synthesize ph/amylase dual stimuli-responsive hydrogels (cms-g-aa/pmaa). drug-loaded hydrogels can be contracted in the stomach to ensure the stability of nanoparticles. however, in the small intestine the hydrogel can be swollen so that insulin could be released, resulting from the carrier degradation by intestinal amylase. additionally, because of chitosan and heparin sodium, the reversible opening of the pathway between adjacent intestinal epithelial cells allowed insulin molecules to pass through the intestinal epithelial cells. this approach can also be used for the design of orally administered insulin formulations [255] . in addition to oral insulin, many stimulus-responsive systems have been designed for the treatment of other diseases such as helicobacter pylori [256] , various cancers [257] [258] [259] . for example, oupciky et al. reported a nanostructured lipid carrier (nlc)-based ptt formulation that can be orally administered. nlc showed its excellent biocompatibility, degradability and stability in the gastrointestinal tract. under nir light, nlc loaded with ir780 can be used for photothermal treatment on cancer cells [260] (figure 13 ). zhang et al. developed a supramolecular elastomer gel based on poly (acryloyl 6-aminocaproicacid) (pa6aca) and poly (methacrylic acid-ethyl acrylate) (eudragit l 100-55), which remained stable in acidic gastric environment, but dissolved in the small intestine with neutral ph, allowing safe passage through the stomach and into the intestine afterwards. under acidic conditions, carboxyl groups were protonated, and the inter-chain hydrogen bonds between carboxyl groups and amide units on pa6aca and l 100-55 formed a loosely cross-linked supramolecular network with water trapped inside, providing good elasticity and stability. under neutral ph conditions, the carboxyl groups in the molecule underwent deprotonation, and the disappearance of hydrogen bonds made the gel dissolve quickly. this type of gel material could be used as a good carrier for oral drugs with the advantages of strong elasticity, easy compression and folding. the use of this material for oral delivery drug was also evaluated in pigs [261] . stimulus-responsive oral drug delivery systems are still under development and much efforts are being endeavored in order to improve delivery efficiency and targeting capability and to reduce the side effects (e.g., potential pathogenic risk of agents used for increased intestinal permeability). methacrylic acid (maa) were used to synthesize ph/amylase dual stimuli-responsive hydrogels (cms-g-aa/pmaa). drug-loaded hydrogels can be contracted in the stomach to ensure the stability of nanoparticles. however, in the small intestine the hydrogel can be swollen so that insulin could be released, resulting from the carrier degradation by intestinal amylase. additionally, because of chitosan and heparin sodium, the reversible opening of the pathway between adjacent intestinal epithelial cells allowed insulin molecules to pass through the intestinal epithelial cells. this approach can also be used for the design of orally administered insulin formulations [255] . in addition to oral insulin, many stimulus-responsive systems have been designed for the treatment of other diseases such as helicobacter pylori [256] , various cancers [257] [258] [259] . for example, oupciky et al. reported a nanostructured lipid carrier (nlc)-based ptt formulation that can be orally administered. nlc showed its excellent biocompatibility, degradability and stability in the gastrointestinal tract. under nir light, nlc loaded with ir780 can be used for photothermal treatment on cancer cells [260] (figure 13 ). zhang et al. developed a supramolecular elastomer gel based on poly (acryloyl 6-aminocaproicacid) (pa6aca) and poly (methacrylic acid-ethyl acrylate) (eudragit l 100-55), which remained stable in acidic gastric environment, but dissolved in the small intestine with neutral ph, allowing safe passage through the stomach and into the intestine afterwards. under acidic conditions, carboxyl groups were protonated, and the inter-chain hydrogen bonds between carboxyl groups and amide units on pa6aca and l 100-55 formed a loosely crosslinked supramolecular network with water trapped inside, providing good elasticity and stability. under neutral ph conditions, the carboxyl groups in the molecule underwent deprotonation, and the disappearance of hydrogen bonds made the gel dissolve quickly. this type of gel material could be used as a good carrier for oral drugs with the advantages of strong elasticity, easy compression and folding. the use of this material for oral delivery drug was also evaluated in pigs [261] . stimulusresponsive oral drug delivery systems are still under development and much efforts are being endeavored in order to improve delivery efficiency and targeting capability and to reduce the side effects (e.g., potential pathogenic risk of agents used for increased intestinal permeability). non-invasive bioimaging approaches have been used for observation of biological activities and disease diagnosis. commonly used bioimaging techniques include optical imaging, magnetic resonance imaging (mri), ultrasound (us), computed tomography (ct), positron emission tomography (pet). photoacoustic imaging is another emerging imaging modality that shows potential for future clinical use. in this section, we will mainly introduce the latest research results of stimulus responsive nano-systems used for bio-imaging. among the optical imaging methods, fluorescence imaging plays an important role because of its high resolution and low cost. for higher accuracy and specificity, optical imaging is also synergistically used with chemo-pharmacotherapy [262, 263] . huang et al. recently reported a ph responsive nanocarrier using nir-ii dye-based multifunctional telechelic glycopolymer (ttq-tc-pfru). the nir-ii dyes in pfru-btz-pbob nanoparticles could be used for optical imaging and non-invasive bioimaging approaches have been used for observation of biological activities and disease diagnosis. commonly used bioimaging techniques include optical imaging, magnetic resonance imaging (mri), ultrasound (us), computed tomography (ct), positron emission tomography (pet). photoacoustic imaging is another emerging imaging modality that shows potential for future clinical use. in this section, we will mainly introduce the latest research results of stimulus responsive nano-systems used for bio-imaging. among the optical imaging methods, fluorescence imaging plays an important role because of its high resolution and low cost. for higher accuracy and specificity, optical imaging is also synergistically used with chemo-pharmacotherapy [262, 263] . huang et al. recently reported a ph responsive nanocarrier using nir-ii dye-based multifunctional telechelic glycopolymer (ttq-tc-pfru). the nir-ii dyes in pfru-btz-pbob nanoparticles could be used for optical imaging and photothermal therapy. additionally, anticancer drug bortezomib (btz) was conjugated for chemotherapy. this novel nir-ii dye-based drug-loaded nanoparticles showed potential because of their precise targeting capability and the real time imaging modality to achieve better therapeutic effects [264] . in addition, a site-selective in situ growth-induced self-assembly method was reported recently. ph-responsive micelles were synthesized based on site-specific human serum albumin-poly(2-(diisopropylamino) ethyl methacrylate) (hsa-pdpa) conjugates. icg could be loaded into the core of micelles. when present in the weak acid microenvironment in tumors, the nanoparticles rapidly decomposed into protonated moieties, allowing the fluorescence enhancement by 3-6 fold compared to non-stimulus-responsive nanoprobe and icg [265] (figure 14a ). photothermal therapy. additionally, anticancer drug bortezomib (btz) was conjugated for chemotherapy. this novel nir-ii dye-based drug-loaded nanoparticles showed potential because of their precise targeting capability and the real time imaging modality to achieve better therapeutic effects [264] . in addition, a site-selective in situ growth-induced self-assembly method was reported recently. ph-responsive micelles were synthesized based on site-specific human serum albuminpoly(2-(diisopropylamino) ethyl methacrylate) (hsa-pdpa) conjugates. icg could be loaded into the core of micelles. when present in the weak acid microenvironment in tumors, the nanoparticles rapidly decomposed into protonated moieties, allowing the fluorescence enhancement by 3-6 fold compared to non-stimulus-responsive nanoprobe and icg [265] (figure 14a ). [265] . (b) ros significantly enhanced the ultrasound signal [266] . (c) mr contrast could be enhanced in the tumor microenvironment by atp/ph stimuli [267] . (d) pa signal could be significantly enhanced in tumor microenvironment by no/ph stimulation [268] . (e) pet imaging enabled realtime monitoring of enzyme/nir/ph stimulus-responsive drug delivery systems [269] . (f) ph and nir responsive system resulted in significant enhancement of ct contrast [270] . reproduced with permission from the publishers of corresponding references. us has become one of the most commonly used medical imaging techniques due to its excellent portability, noninvasiveness and low cost. however, ultrasound contrast imaging typically requires the use of diffusible microbubbles to diffuse into the surrounding media to enhance contrast. with the diffusion of gas, these microbubbles will be quickly cleared in vivo, for this reason the ultrasonic imaging has a shorter imaging time [266, 271, 272] (figure 14b ). in recent reports, a ph responsive solid ultrasound nanosensor (sun) was developed that did not require the generation of bubbles. the sun consists of three parts, a multi-empty silicone shell, a solid silica core and a ph-sensitive coating on its surface. this new type of sun could expand and shrink responsive to the change of [265] . (b) ros significantly enhanced the ultrasound signal [266] . (c) mr contrast could be enhanced in the tumor microenvironment by atp/ph stimuli [267] . (d) pa signal could be significantly enhanced in tumor microenvironment by no/ph stimulation [268] . (e) pet imaging enabled real-time monitoring of enzyme/nir/ph stimulus-responsive drug delivery systems [269] . (f) ph and nir responsive system resulted in significant enhancement of ct contrast [270] . reproduced with permission from the publishers of corresponding references. us has become one of the most commonly used medical imaging techniques due to its excellent portability, noninvasiveness and low cost. however, ultrasound contrast imaging typically requires the use of diffusible microbubbles to diffuse into the surrounding media to enhance contrast. with the diffusion of gas, these microbubbles will be quickly cleared in vivo, for this reason the ultrasonic imaging has a shorter imaging time [266, 271, 272] (figure 14b ). in recent reports, a ph responsive solid ultrasound nanosensor (sun) was developed that did not require the generation of bubbles. the sun consists of three parts, a multi-empty silicone shell, a solid silica core and a ph-sensitive coating on its surface. this new type of sun could expand and shrink responsive to the change of ph value owing to the ph-sensitive coating. when the concentration of hydrogen ions decreased, the ultrasound imaging was significantly enhanced [273] . magnetic resonance imaging (mri) is a powerful technology for diagnosis and bioimaging of diseases because of its non-invasiveness, reasonable imaging time, deep tissue penetration and high resolution [274, 275] . zhang et al. recently developed a triple stimulus (gsh/ph/nir)-responsive nanocarrier based on magnetic hollow porous carbon nanoparticles (mhpcn). the outer shell of mhpcn consists of two layers: the inner layer with iron oxide (fe 3 o 4 ) as contrast agent for mri and the outer layer with fluorescent carbon nanodots as the outer layer. dox was selected as a model drug and folic acid (fa) was crosslinked for targeting purpose. this new triple stimulus-responsive nanodrug carrier can achieve synergistic photothermal/chemical therapy of tumor guided by mri under the synergistic stimulation of low ph, high concentration of gsh and external nir light in tumor cells [276] . in addition, a strategy using magnetic resonance/near-infrared fluorescence (mr/nirfl) was developed to determine the location of tumors. using ph and nir as stimuli, chemo/photothermal therapy could be achieved for efficient cancer nanotheranostics [277] . yang et al. used polyphenols as phase transfer agents to increase the solubility of hydrophobic magnetic nanoparticles. meanwhile, polyphenols also promoted the self-assembly of nanoparticles. the core of this assembly is atp/ph responsive for the dual imaging of mr/fl and photothermal therapy. when the nano-assembly entered the tumor microenvironment with lower ph value and higher concentration of atp, they showed enhanced mr contrast (due to the strong binding affinity of atp to fe 3 o 4 ) and significantly altered fluorescence signal (the protonation of hydroxyl groups in tannic acid (ta). thus, functional activities in tumors could be tracked using this mr responsive nanoplatform [267] (figure 14c ). photoacoustic (pa) imaging is an emerging biomedical imaging modality with deep penetration depth, high spatial resolution, and high selectivity that combines the advantages of optical imaging and ultrasound imaging [278] . when laser irradiation is applied to biological tissues, pa signals are generated in the tissues, and the detailed information of human internal tissues could be collected and reconstructed in computer. tan et al. designed a nitric oxide (no)/ph activatable theranostic nanoprobe (datn), taking advantage of high concentration of nitric oxide and low ph in tumor microenvironment. benzo [c] [1, 2, 5] thiadiazole-5,6-diamine was used for the stimulus responsive π-receptor-π-donor (d-π-a-π-d) molecules. in the tumor microenvironment, datn could turn on pa signals for tumor specific pa imaging in vivo. using these dual stimuli, the pa signal intensity of datn was 9.8 times higher than that no responsive system and 132 times higher that of acid responsive system [268] (figure 14d ). pu recently reported the synthesis of a fluoro-photoacoustic polymeric renal reporter (fprr) for noninvasive near-infrared fluorescence (nirf) and pa dual imaging of drug-induced acute kidney injury (aki) in mice. fprr consists of dextran (used to promote renal clarity), hemicyanine cyoh (used for imaging), and γ-glutamate (enzyme-responsive moiety). fprr exhibited high renal clearance efficiency in living mice, it also enhanced nirf and pa signals for real-time molecular imaging of aki after the enzyme responsive moiety is cleaved. this nanoplatform showed potential for early detection of aki in clinics [279] . positron emission tomography (pet) can provide precise biological information on metabolic processes with whole-body penetration and excellent sensitivity at the molecular level using radiopharmaceuticals. it has been widely used in clinical disease treatment and diagnosis [280] . when used in combination with computed tomography (ct), the clinical effect of pet can be improved for disease diagnosis such as tumors and heart diseases [281] . for example, hyaluronic acid (ha)-functionalized mos 2 was designed with the surface modified by pei and 64 cu (positron emitter with a half-life of 12.7 h). the resulting mos 2 -pei-ha multifunctional nanoplatform was endowed with the property of triple stimuli (ph/haase/nir) responsiveness. this new nanocarrier can be used as contrast agent for pet imaging, providing an effective way to monitor the treatment process and optimize disease management plan [269] (figure 14e ). chen et al. developed a multimodal imaging synergistic therapy based on amphiphilic iron oxide-gold janus nanoparticles (fe 3 o 4 -au-jnps) in response to ph stimulus. it was shown that under the guidance of pet, mr and pa multimodal imaging, fe 3 o 4 -au-jnps could effectively carry out ros-mediated cancer treatment. after intravenous injection of [ 64 cu] radiolabeled jnp vesicles, pet imaging showed that the drug vesicles remained stable in the blood, but gradually dissociated in the liver, showing reduced hepatotoxicity. pet imaging modality provided effective real-time monitoring of the whole treatment process [282] . computed tomography (ct) collects information of anatomical structures via x-ray scans and cross-sectional images are reconstructed by computer operation. due to its penetration capability and fast scanning speed, ct is one of the most widely used clinical imaging methods. it is also usually used in combination with mri, pa and other imaging modalities to achieve better imaging results. for example, as coronavirus disease 2019 (covid-19) is spreading worldwide, ct has served as an important imaging tool for the assessment of covid-19. ct scans can spot abnormalities of lungs such as multiple opacities (denser, more profuse and confluent) [283] . in other applications such as cancer diagnosis and treatment, ct also plays a significant role and is mostly used in combination with other imaging approaches. for example, yu et al. recently developed bismuth nano-raspberries (bi-bsa nrs) modified by bsa. bi-bsa nrs have high drug loading efficiency (~69%) and can release the cargo in response to ph and nir stimuli. the efficiency of ct contrast agent is improved by infrared thermal and pa. 100% tumor treatment rate was achieved by chemo-photothermal therapy. in conclusion, this bi-bsa nrs have potential for the application of multimodality imaging and combination therapy [270] (figure 14f ). in summary, nanotechnology-based therapeutics have developed rapidly in recent years, and a wide variety of novel strategies have been explored. particularly, stimulus-responsive nano-systems warrant attention as they show promise in targeting and controlled release in response to endogenous or exogenous stimuli. owing to their unique advantages, stimulus-responsive systems have been widely investigated as a strategy well-suited for nanotherapeutics. furthermore, dual/multiple stimulus-responsive systems have been investigated for more accurate disease diagnosis and management. self-immolative linkers with different cleavage and self-immolation rates hold potential as a versatile technology to address controlled drug release. stimulus-responsive systems have shown promise for the treatment of various cancers, ibd, neuroinflammation, gastrointestinal diseases, bio-imaging and many others. however, the translational potential, especially for the highly complex chemically modified systems, is a concern. drug-device combinations for external stimuli are more complicated than drug-alone approaches from regulatory perspectives. for example, for cancer treatment, stimulus-responsive systems treating only local tumors would require one to find advantages over the well-established modalities of surgery, radiotherapy and other ablation approaches, which do not have the complications of drugs. in addition, toxicity of not only the api, but also the carrier system, is another factor for 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system for magnetic resonance imaging-guided synergistic photothermal/chemotherapy of cancer hp-β-cd functionalized fe3o4/cnps-based theranostic nanoplatform for ph/nir responsive drug release and mr/nirfl imaging-guided synergetic chemo/photothermal therapy of tumor noninvasive laser-induced photoacoustic tomography for structural and functional in vivo imaging of the brain fluoro-photoacoustic polymeric renal reporter for real-time dual imaging of acute kidney injury the merging of biology and imaging into molecular imaging positron emission tomography basic science of pet and pet/ct self-assembled responsive bilayered vesicles with adjustable oxidative stress for enhanced cancer imaging and therapy correlation of chest ct and rt-pcr testing in coronavirus disease 2019 (covid-19) in china: a report of 1014 cases this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license key: cord-353572-b4mdiont authors: zhou, yadi; hou, yuan; shen, jiayu; huang, yin; martin, william; cheng, feixiong title: network-based drug repurposing for human coronavirus date: 2020-02-05 journal: nan doi: 10.1101/2020.02.03.20020263 sha: doc_id: 353572 cord_uid: b4mdiont human coronaviruses (hcovs), including severe acute respiratory syndrome coronavirus (sars-cov), middle east respiratory syndrome coronavirus (mers-cov), and 2019 novel coronavirus (2019-ncov), lead global epidemics with high morbidity and mortality. however, there are currently no effective drugs targeting 2019-ncov. drug repurposing, represented as an effective drug discovery strategy from existing drugs, could shorten the time and reduce the cost compared to de novo drug discovery. in this study, we present an integrative, antiviral drug repurposing methodology implementing a systems pharmacology-based network medicine platform, quantifying the interplay between the hcov-host interactome and drug targets in the human protein-protein interaction network. phylogenetic analyses of 15 hcov whole genomes reveal that 2019-ncov has the highest nucleotide sequence identity with sars-cov (79.7%) among the six other known pathogenic hcovs. specifically, the envelope and nucleocapsid proteins of 2019-ncov are two evolutionarily conserved regions, having the sequence identities of 96% and 89.6%, respectively, compared to sars-cov. using network proximity analyses of drug targets and known hcov-host interactions in the human protein-protein interactome, we computationally identified 135 putative repurposable drugs for the potential prevention and treatment of hcovs. in addition, we prioritized 16 potential anti-hcov repurposable drugs (including melatonin, mercaptopurine, and sirolimus) that were further validated by enrichment analyses of drug-gene signatures and hcov-induced transcriptomics data in human cell lines. finally, we showcased three potential drug combinations (including sirolimus plus dactinomycin, mercaptopurine plus melatonin, and toremifene plus emodin) captured by the complementary exposure pattern: the targets of the drugs both hit the hcov-host subnetwork, but target separate neighborhoods in the human protein-protein interactome network. in summary, this study offers powerful network-based methodologies for rapid identification of candidate repurposable drugs and potential drug combinations toward future clinical trials for hcovs. coronaviruses (covs) typically affect the respiratory tract of mammals, including humans, and lead to mild to severe respiratory tract infections [1] . in the past 2 decades, two highly pathogenic human covs (hcovs), including severe acute respiratory syndrome coronavirus (sars-cov) and middle east respiratory syndrome coronavirus (mers-cov), emerging from animal reservoirs, have led to global epidemics with high morbidity and mortality [2] . for example, 8,098 individuals were infected and 774 died in the sars-cov pandemic, which cost the global economy with an estimated $30 to $100 billion [3, 4] . according to the world health organization (who), as of november 2019, mers-cov has had a total of 2,494 diagnosed cases causing 858 deaths, the majority in saudi arabia [2] . in december 2019, the third pathogenic hcov, named 2019 novel coronavirus (2019-ncov), was found in wuhan, china. as of february 02, 2020, there have been over 14,000 cases with ~300 deaths for the 2019-ncov pandemic (https://www.cdc.gov/coronavirus/2019-ncov/index.html); furthermore, human-to-human transmission has occurred among close contacts [5] . however, there are currently no effective medications against 2019-ncov. several national and international research . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint groups are working on the development of vaccines to prevent and treat the 2019-ncov, but effective vaccines are not available yet. there is an urgent need for the development of effective prevention and treatment strategies for 2019-ncov outbreak. although investment in biomedical and pharmaceutical research and development has increased significantly over the past two decades, the annual number of new treatments approved by the u.s. food and drug administration (fda) has remained relatively constant and limited [6] . a recent study estimated that pharmaceutical companies spent $2.6 billion in 2015, up from $802 million in 2003, in the development of an fda-approved new chemical entity drug [7] . drug repurposing, represented as an effective drug discovery strategy from existing drugs, could significantly shorten the time and reduce the cost compared to de novo drug discovery and randomized clinical trials [8] [9] [10] . however, experimental approaches for drug repurposing is costly and timeconsuming. [11] computational approaches offer novel testable hypotheses for systematic drug repositioning [8-10, 12, 13] . however, traditional structure-based methods are limited when three-dimensional (3d) structures of proteins are unavailable, which, unfortunately, is the case for the majority of human and viral targets. in addition, targeting single virus proteins often have high risk of drug resistance by the rapid evolution of virus genomes [1] . viruses (including hcov) require host cellular factors for successful replication during infections [1] . systematic identification of virus-host protein-protein interactions (ppis) offers an effective way toward elucidation of the mechanisms of viral infection [14, infections [1] , including sars-cov [16] , mers-cov [16] , ebola virus [17] , and zika virus [13, [18] [19] [20] . we recently presented an integrated antiviral drug discovery pipeline that incorporated gene-trap insertional mutagenesis, known functional drug-gene network, and bioinformatics analyses [13] . this methodology allows to identify several candidate repurposable drugs for ebola virus [10, 13] . our work over the last decade has demonstrated how network strategies can, for example, be used to identify effective repurposable drugs [12, [21] [22] [23] [24] and drug combinations [25] for multiple human diseases. for example, network-based drug-disease proximity that sheds light on the relationship between drugs (e.g., drug targets) and disease modules (molecular determinants in disease pathobiology modules within the ppis), and can serve as a useful tool for efficient screening of potentially new indications for approved drugs, as well as drug combinations, as demonstrated in our recent studies [12, 22, 25] . in this study, we present an integrative, antiviral drug repurposing methodology that combines a systems pharmacology-based network medicine platform that quantifies the interplay between the virus-host interactome and drug targets in the human ppi network. the basis for these experiments rests on the notions that (i) the proteins that functionally associate with viral infection (including hcov) are localized in the corresponding subnetwork within the comprehensive human ppi network [26] ; and (ii) proteins that serve as drug targets for a specific disease may also be suitable drug targets for potential antiviral infection owing to common ppis and functional pathways elucidated by the human interactome (figure 1) . we follow this analysis with bioinformatics validation of drug-induced gene signatures and hcov-induced . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint transcriptomics in human cell lines to inspect the postulated mechanism-of-action in a specific hcov for which we propose repurposing (figure 1 ). to date, 7 pathogenic hcovs (figure 2a and 2b) have been found [1, 27] : (i) 2019-ncov, sars-cov, mers-cov, hcov-oc43, and hcov-hku1 are b genera, and (ii) hcov-nl63 and hcov-229e are a genera. we performed the phylogenetic analyses using the whole genome sequence data from 15 hcovs to inspect the evolutionary relationship of 2019-ncov with other hcovs. we found that the whole genomes of 2019-ncov had ~99.99% nucleotide sequence identity across three diagnosed patients (supplementary table s1 ). the 2019-ncov shares the highest nucleotide sequence identity (79.7%) with sars-cov among the 6 other known pathogenic hcovs, revealing conserved evolutionary relationship between 2019-ncov and sars-cov (figure 2a ). hcovs have five major protein regions for virus structure assembly and viral replications [27] , including replicase complex (orf1ab), spike (s), envelope (e), membrane (m), and nucleocapsid (n) proteins ( figure 2b) . the orf1ab gene encodes the non-structural proteins (nsp) of viral rna synthesis complex through proteolytic processing [28] . the nsp12 is a viral rna-dependent rna polymerase, together with cofactors nsp7 and nsp8 possessing high polymerase activity. from the protein threedimensional (3d) structure view of sars-cov nsp12, it contains a larger n-terminal extension (which binds to nsp7 and nsp8) and polymerase domain ( figure 2c ). the . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint spike is a transmembrane glycoprotein that plays a pivotal role in mediating viral infection through binding the host receptor [29, 30] . figure 2d shows the 3d structure of the spike protein bound with the host receptor angiotensin converting enznyme2 (ace2) in sars-cov (pdb id: 6ack). a recent study showed that 2019-ncov is able to utilize ace2 as an entry receptor in ace2-expressing cells [31] , suggesting potential drug targets for therapeutic development. in addition, the nucleocapsid is also an important subunit for packaging the viral genome through protein oligomerization [32] , and the single nucleocapsid structure was shown in figure 2e . protein sequence alignment analyses indicated that the 2019-ncov was most evolutionarily conserved with sars-cov (supplementary table s2 ). specifically, the envelope and nucleocapsid proteins of 2019-ncov are two evolutionarily conserved regions, with sequence identities of 96% and 89.6%, respectively, compared to sarstable s2 ). however, the spike protein exhibited the lowest sequence conservation (sequence identity of 77%) between 2019-ncov and sars-cov. meanwhile, the spike protein of 2019-ncov only has 31.9% sequence identity compared to mers-cov. first, we assembled the cov-associated host proteins from 4 known hcovs (sars-cov, mers-cov, hcov-229e, and hcov-nl63), one mouse mhv, and one avian ibv (n protein) (supplementary table s3 ). in total, we obtained 119 host proteins associated with covs with various experimental evidences. specifically, these host . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint proteins are either the direct targets of hcov proteins or are involved in crucial pathways of hcov infection. the hcov-host interactome network is shown in figure 3a . we identified several hub proteins including jun, xpo1, npm1, and hnrnpa1, with the highest number of connections within the 119 proteins. kegg pathway enrichment analysis revealed multiple significant biological pathways (adjusted p value < 0.05), including measles, rna transport, nf-kappa b signaling, epstein-barr virus infection, and influenza ( figure 3b ). gene ontology (go) biological process enrichment analyses further confirmed multiple viral infection-related processes (adjusted p value < 0.001), including viral life cycle, modulation by virus of host morphology or physiology, viral process, positive regulation of viral life cycle, transport of virus, and virion attachment to host cell ( figure 3c ). we then mapped the known drug-target network (see methods) into the hcov-host interactome to search for druggable, cellular targets. we found that 47 human proteins (39%, blue nodes in figure 3a ) can be targeted by at least one approved drug or experimental drug under clinical trial. for example, gsk3b, dpp4, smad3, parp1, and ikbkb are the most targetable proteins. the high druggability of hcov-host interactome motivates us to develop a therapeutic strategy by specifically targeting cellular proteins associated with hcovs, such as drug repurposing. the basis for the proposed network-based drug repurposing methodologies rests on the notions that the proteins that associate with and functionally govern a viral infection are localized in the corresponding subnetwork ( figure 1a ) within the comprehensive human interactome network. for a drug with multiple targets to be effective against an . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint hcov, its target proteins should be within or in the immediate vicinity of the corresponding subnetwork in the human interactome (figure 1) , as we demonstrated in multiple diseases [12, 21, 22, 25] using this drug repurposing strategy. we used a state-ofthe-art network proximity measure to quantify the relationship between hcov-specific subnetwork ( figure 3a ) and drug targets in the human protein-protein interactome. we constructed a drug-target network by assembling target information for more than 2,000 fda-approved or experimental drugs (see methods). to improve the quality and completeness of the human protein interactome network, we integrated ppis with five types of experimental data: (1) binary ppis from 3d protein structures; (2) binary ppis from unbiased high-throughput yeast-two-hybrid assays; (3) experimentally identified kinase-substrate interactions; (4) signaling networks derived from experimental data; and (5) literature-derived ppis with various experimental evidences (see methods). we used a z-score (z) measure and permutation test to reduce the study bias in network proximity analyses (including hub nodes in the human interactome network by literaturederived ppi data bias) as described in our recent studies [12, 25] . in total, we computationally identified 135 drugs that were associated (z < -1.5 and p < 0.05, permutation test) with the hcov-host interactome ( figure 4a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint vs. sars-cov (p < 0.001, t distribution), 0.503 vs. mers-cov (p < 0.001), 0.694 vs. ibv (p < 0.001), and 0.829 vs. mhv (p < 0.001). these network proximity analyses offer putative repurposable candidates for potential prevention and treatment of hcovs. to further validate the 135 repurposable drugs against hcovs, we first performed gene set enrichment analysis (gsea) using transcriptome data of mers-cov and sars-cov infected host cells (see methods). these transcriptome data were used as gene signatures for hcovs. additionally, we downloaded the expression data of drug-treated human cell lines from the connectivity map (cmap) database [33] to obtain drug-gene signatures. we calculated a gsea score (see methods) for each drug and used this score as an indication of bioinformatics validation of the 135 drugs. specifically, an enrichment score (es) was calculated for each hcov data set, and es > 0 and p < 0.05 (permutation test) was used as cut-off for a significant association of gene signatures between a drug and a specific hcov. the gsea score, ranging from 0 to 3, is the number of data sets that met these criteria for a specific drug. mesalazine (an approved drug for inflammatory bowel disease), sirolimus (an approved immunosuppressive drug), and equilin (an approved agonist of the estrogen receptor for menopausal symptoms) achieved the highest gsea scores of 3, followed by paroxetine and melatonin with gsea scores of 2. we next selected 16 potential repurposable drugs ( figure 5a and table 1 ) against hcovs using subject matter expertise based on a combination of factors: (i) strength of the network-predicted associations (a smaller network proximity score in supplementary table s4 ); (ii) validation by gsea analyses; . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint (iii) literature-reported antiviral evidences, and (iv) fewer clinically reported side effects. specifically, we showcased several selected repurposable drugs with literature-reported antiviral evidences as below. selective estrogen receptor modulators (serms). an overexpression of estrogen receptor has been shown to play a crucial role in inhibiting viral replication [34] . serms have been reported to play a broader role in inhibiting viral replication through the non-classical pathways associated with estrogen receptor [34] . serms interfere at the post viral entry step and affect the triggering of fusion, as the serms' antiviral activity still can be observed in the absence of detectable estrogen receptor expression [17] . toremifene (z = -3.23, figure 5a ), the first generation of nonsteroidal serm, exhibits potential effects in blocking various viral infections, including mers-cov, sars-cov, and ebola virus in established cell lines [16, 35] . interestingly, different from the classical esr1-related antiviral pathway, toremifene prevents fusion between the viral and endosomal membrane by interacting with and destabilizing the virus membrane glycoprotein, and eventually inhibiting viral replication [36] . as shown in figure 5b , toremifene potentially affects several key host proteins associated with hcov, such as rpl19, hnrnpa1, npm1, eif3i, eif3f, and eif3e [37, 38] . equilin (z = -2.52 and gsea score = 3), an estrogenic steroid produced by horses, also has been proven to have moderate activity in inhibiting the entry of zaire ebola virus-glycoprotein and human immunodeficiency virus (zebov-gp/hiv) [17] . altogether, network-predicted serms (such as toremifene and equilin) offer potential repurposable candidates for hcovs. with viral infection, including hcovs [39] [40] [41] . irbesartan (z = -5.98), a typical arb, was . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint approved by the fda for treatment of hypertension and diabetic nephropathy. here, network proximity analysis shows a significant association between irbesartan's targets and hcov-associated host proteins in the human interactome. as shown in figure 5c , irbesartan targets slc10a1, encoding the sodium/bile acid cotransporter (ntcp) protein that has been identified as a functional pres1-specific receptor for the hepatitis b virus (hbv) and the hepatitis delta virus (hdv). irbesartan can inhibit ntcp, thus inhibiting viral entry [42, 43] . slc10a1 interacts with c11orf74, a potential transcriptional repressor that interacts with nsp-10 of sars-cov [44] . there are several other arbs (such as eletriptan, frovatriptan, and zolmitriptan) in which their targets are potentially associated with hcov-associated host proteins in the human interactome. confirmed the mammalian target of rapamycin complex 1 (mtorc1) as the key factor in regulating various viruses' replications, including andes orthohantavirus and coronavirus [45, 46] . sirolimus (z = -2.35 and gsea score = 3), an inhibitor of mammalian target of rapamycin (mtor), was reported to effectively block viral protein expression and virion release effectively [47] . indeed, the latest study revealed the clinical application: sirolimus reduced mers-cov infection by over 60% [48] . moreover, sirolimus usage in managing patients with severe h1n1 pneumonia and acute respiratory failure can improve those patients' prognosis significantly [47] . mercaptopurine (z = -2.44 and gsea score = 1), an antineoplastic agent with immunosuppressant property, has been used to treat cancer since the 1950s and expanded its application to several autoimmune diseases, including rheumatoid arthritis, systemic lupus erythematosus, and crohn's disease [49] . mercaptopurine has been reported as a selective inhibitor of both . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint sars-cov and mers-cov by targeting papain-like protease which plays key roles in viral maturation and antagonism to interferon stimulation [50, 51] . mechanistically, mercaptopurine potentially target several host proteins in hcovs, such as jun, pabpc1, npm1, and ncl [37, 52] (figure 5d ). anti-inflammatory agents. inflammatory pathways play essential roles in viral infections [53, 54] . as a biogenic amine, melatonin (n-acetyl-5-methoxytryptamine) (z = -1.72 and gsea score = 2) plays a key role in various biological processes, and offers a potential strategy in the management of viral infections [55, 56] . viral infections are often associated with immune-inflammatory injury, in which the level of oxidative stress increases significantly and leaves negative effects on multiple organ functions [57] . the antioxidant effect of melatonin makes it a putative candidate drug to relieve patients' clinical symptoms in antiviral treatment, even though melatonin cannot eradicate or even curb the viral replication or transcription [58, 59] . in addition, the application of melatonin may prolong patients' survival time, which may provide a chance for patients' immune systems to recover and eventually eradicate the virus. as shown in figure 5e , melatonin indirectly targets several hcov cellular targets, including ace2, bcl2l1, jun, and ikbkb. eplerenone (z = -1.59), an aldosterone receptor antagonist, is reported to have a similar anti-inflammatory effect as melatonin. by inhibiting mast-cellderived proteinases and suppressing fibrosis, eplerenone can improve survival of mice infected with encephalomyocarditis virus [60] . in summary, our network proximity analyses offer multiple putative repurposable drugs that target diverse cellular pathways for potential prevention and treatment of . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint hcovs. however, further preclinical experiments and clinical trials are required to verify the clinical benefits of these network-predicted candidates before clinical use. drug combinations, offering increased therapeutic efficacy and reduced toxicity, play an important role in treating various viral infections [61] . however, our ability to identify and validate effective combinations is limited by a combinatorial explosion, driven by both the large number of drug pairs and dosage combinations. in our recent study, we proposed a novel network-based methodology to identify clinically efficacious drug combinations [25] . relying on approved drug combinations for hypertension and cancer, we found that a drug combination was therapeutically effective only if it was captured by the 'complementary exposure' pattern: the targets of the drugs both hit the disease module, but target separate neighborhoods ( figure 6a ). here we sought to identify drug combinations that may provide a synergistic effect in treating hcovs with welldefined mechanism-of-action by network analysis. for the 16 potential repurposable drugs ( figure 5a) , we showcased three network-predicted candidate drug combinations in the potential treatment of hcovs. sirolimus, an inhibitor of mtor with both antifungal and antineoplastic properties, has demonstrated to improves outcomes in patients with severe h1n1 pneumonia and acute respiratory failure [47] . the mtor signaling plays an essential role for mers-cov infection [62] . dactinomycin, also known actinomycin d, is an approved rna synthesis inhibitor for treatment of various cancer . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint types. an early study showed that dactinomycin (1 microgram/ml) inhibited the growth of feline enteric cov [63] . as shown in figure 6b , our network analysis shows that sirolimus and dactinomycin synergistically target hcov-associated host protein subnetwork by 'complementary exposure' pattern, offering potential combination regimens for treatment of hcov. specifically, sirolimus and dactinomycin may inhibit both mtor signaling and rna synthesis pathway (including dna topoisomerase 2-alpha (top2a) and dna topoisomerase 2-beta (top2b)) in hcov infected cells ( figure 6b ). toremifene is the approved first generation nonsteroidal serms for the treatment of metastatic breast cancer [64] . serms (including toremifene) inhibited ebola virus infection [17] by interacting with and destabilizing the ebola virus glycoprotein [36] . in vitro assays have demonstrated that toremifene inhibited growth of mers-cov [16, 65] and sara-cov [35] (table 1) . emodin, an anthraquinone derivative extracted from the roots of rheum tanguticum, have been reported to have various anti-virus effects. specifically, emdoin inhibited sars-cov associated 3a protein [66] , and blocked an interaction between the sars-cov spike protein and ace2 [67] . altogether, network analyses and published experimental data suggested that combining toremifene and emdoin offered a potential therapeutic approach for hcovs ( figure 6c ). figure 5a , targets of both mercaptopurine and melatonin showed strong network proximity with hcov-associated host proteins in the human interactome network. recent in vitro and in vivo studies identified mercaptopurine as a selective inhibitor of both sars-cov and mers-cov by targeting papain-like protease [50, 51] . melatonin was reported in potential treatment of . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint viral infection via its anti-inflammatory and antioxidant effects [55] [56] [57] [58] [59] . melatonin indirectly regulates ace2 expression, a key entry receptor involved in viral infection of hcovs, including 2019-ncov [31] . jun, also known as c-jun, is a key host protein involving in hcov infectious bronchitis virus [68] . as shown in figure 6d , mercaptopurine and melatonin may synergistically block c-jun signaling by targeting multiple cellular targets. in summary, combination of mercaptopurine and melatonin may offer a potential combination therapy for 2019-ncov by synergistically targeting papain-like protease, ace2, c-jun signaling, and anti-inflammatory pathways ( figure 6d) . however, further experimental and clinical validations are highly warranted. in this study, we presented a network-based methodology for systematic identification of putative repurposable drugs and drug combinations for potential treatment of hcov. integration of drug-target networks, hcov-host interactions, hcov-induced transcriptome in human cell lines, and human protein-protein interactome network are essential for such identification. based on comprehensive evaluation, we prioritized 16 putative repurposable drugs ( figure 5 ) and 3 putative drug combinations (figure 6 ) for the potential treatment of hcovs, including 2019-ncov. however, all network-predicted repurposable drugs and drug combinations must be validated in preclinical models and randomized clinical trials before being used in patients. we acknowledge several limitations in our current study. in this study, we used a low binding affinity value of 10 âµm as a threshold to define a physical drug-target . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint interaction. however, a stronger binding affinity threshold (e.g., 1âµm) may be a more suitable cut-off in drug discovery, although it will generate a smaller drug-target network. although sizeable efforts were made for assembling large-scale, experimentally reported drug-target networks from publicly available databases, the network data may be incomplete and some drug-protein interactions may be functional associations, instead of physical bindings. we may use computational approaches to systematically predict the drug-target interactions further [24, 69] . in addition, the collected virus-host interactions are far from complete and the quality can be influenced by multiple factors, including different experimental assays and human cell line models. we may computationally predict a new virus-host interactome for hcovs using sequence-based and structure-based approaches [70] . the current systems pharmacology model cannot separate therapeutic antiviral effects from those predictions due to lack of detailed pharmacological effects of drug targets and unknown functional consequences of virushost interactions. drug targets representing nodes within cellular networks are often intrinsically coupled with both therapeutic and adverse profiles [71] , as drugs can inhibit or activate protein functions (including antagonists versus agonists). comprehensive identification of the virus-host interactome for 2019-ncov, with specific biological effects using functional genomics assays [72, 73] , will significantly improve the accuracy of current network-based methodologies. owing to lack of the complete drug target information (such as the molecular 'promiscuity' of drugs), the dose-response and dose-toxicity effects for both repurposable drugs and drug combinations cannot be identified in current network models. for example, mesalazine, an approved drug for inflammatory bowel disease, is . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint a top network-predicted candidate drug ( figure 5a ) associated with hcovs. yet, several clinical studies showed the potential pulmonary toxicities (including pneumonia) associated with mesalazine usage [74, 75] . preclinical studies are warranted to evaluate in vivo efficiency and side effects before clinical trials. furthermore, we only limited to predict pairwise drug combinations based on our previous network-based framework [25] . however, we expect that our methodology reminds to be a useful network-based tools for prediction of combining multiple drugs toward exploring network relationships of multiple drugs' targets with the hcov-host subnetwork in the human interactome. finally, we aimed to systematically identify repurposable drugs by specifically targeting ncov host proteins only. thus, our current network models cannot predict repurposable drugs from the existing anti-virus drugs that target virus proteins only. thus, combination of the existing anti-virus drugs (such as remdesivir [76] ) with the networkpredicted repurposable drugs (figure 5 ) or drug combinations (figure 6 ) may improve coverage of current network-based methodologies by utilizing multi-layer network framework. in conclusion, this study offers a powerful, integrated network-based systems pharmacology methodology for rapid identification of repurposable drugs and drug combinations for the potential treatment of hcov. our approach can minimize the translational gap between preclinical testing results and clinical outcomes, which is a significant problem in the rapid development of efficient treatment strategies for the emerging 2019-ncov outbreak. from a translational perspective, if broadly applied, the network tools developed here could help develop effective treatment strategies for other types of virus and human diseases as well. . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint in total, we collected dna sequences and protein sequences for 15 hcovs, including three most recent 2019-ncov genomes, from the ncbi genbank database (january 28, 2019, supplementary table s1). whole genome alignment and protein sequence identity calculation were performed by multiple sequence alignment in embl-ebi database with default parameters. the neighbor joining (nj) tree was computed from the pairwise phylogenetic distance matrix using mega x [77] with 1000 bootstrap replicates. the protein alignment and phylogenetic tree of hcovs were constructed by mega x. we collected hcov-host protein interactions from various literatures based on our sizeable efforts. the hcov-associated host proteins of several hcovs, including sars-cov, mers-cov, ibv, mhv, hcov-229e, and hcov-nl63 were pooled. these proteins were either the direct targets of hcov proteins or were involved in critical pathways of hcov infection identified by multiple experimental sources, including high throughput yeast-two-hybrid (y2h) systems, viral protein pull-down assay, in vitro coimmunoprecipitation and rna knock down experiment. in total, the virus-host interaction network included 6 hcovs with 119 host proteins (supplementary table s3 ). . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint next, we performed kyoto encyclopedia of genes and genomes (kegg) and gene ontology (go) enrichment analyses to evaluate the biological relevance and functional pathways of the hcov-associated proteins. all functional analyses were performed using enrichr [78] . here, we collected drug-target interaction information from the drugbank database (v4.3) [79] , therapeutic target database (ttd) [80] , pharmgkb database, chembl (v20) [81] , bindingdb [82] , and iuphar/bps guide to pharmacology [83] . the chemical structure of each drug with smiles format was extracted from drugbank [79] . here, only drug-target interactions meeting the following three criteria were used: (i) binding affinities, including ki, kd, ic50 or ec50 each â�¤ 10 î¼m; (ii) the target was marked as 'reviewed' in the uniprot database [84] ; and (iii) the human target was represented by a unique uniprot accession number. the details for building the experimentally validated drug-target network are provided in our recent study [12] . to build a comprehensive list of human ppis, we assembled data from a total of 18 bioinformatics and systems biology databases with five types of experimental . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint evidences: (i) binary ppis tested by high-throughput yeast-two-hybrid (y2h) systems; (ii) binary, physical ppis from protein three-dimensional (3d) structures; (iii) kinasesubstrate interactions by literature-derived low-throughput or high-throughput experiments; (iv) signaling network by literature-derived low-throughput experiments; and (v) literature-curated ppis identified by affinity purification followed by mass spectrometry (ap-ms), y2h, or by literature-derived low-throughput experiments. all inferred data, including evolutionary analysis, gene expression data, and metabolic associations, were excluded. the genes were mapped to their entrez id based on the ncbi database [85] as well as their official gene symbols based on genecards (https://www.genecards.org/). in total, the resulting human protein-protein interactome used in this study includes 351,444 unique ppis (edges or links) connecting 17,706 proteins (nodes), representing a 50% increase in the number of the ppis we have used previously. detailed descriptions for building the human protein-protein interactome are provided in our previous studies [12, 86, 87] . we posit that the human ppis provide an unbiased, rational roadmap for repurposing drugs for potential treatment of hcovs in which they were not originally approved. given , the set of host genes associated with a specific hcov, and , the set of drug targets, we computed the network proximity of with the target set of each drug using the "closest" method: . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint where ( , ) is the shortest distance between gene and in the human protein interactome. the network proximity was converted to z-score based on permutation tests: where e ccc and e were the mean and standard deviation of the permutation test repeated 1,000 times, each time with two randomly selected gene lists with similar degree distributions to those of and . the corresponding p value was calculated based on the permutation test results. z-score < -1.5 and p < 0.05 were considered significantly proximal drug-hcov associations. all networks were visualized using gephi 0.9.2 (https://gephi.org/). for this network-based approach for drug combinations to be effective, we need to establish if the topological relationship between two drug-target modules reflects biological and pharmacological relationships, while also quantifying their network-based relationship between drug-targets and hcov-associated host proteins (drug-drug-hcov combinations). to identify potential drug combinations, we combined the top lists of drugs. then, "separation" measure hi was calculated for each pair of drugs and using the following method: . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint where â�© â�¢ â�ª was calculated based on the "closest" method. our key methodology is that a drug combination is therapeutically effective only if it follows a specific relationship to the disease module, as captured by complementary exposure patterns in targets' modules of both drugs without overlapping toxic mechanisms. [25] we performed the gene set enrichment analysis as an additional prioritization method. we first collected three differential gene expression data sets of hosts infected by hcovs from the ncbi gene expression omnibus (geo). among them, two transcriptome data sets were sars-cov infected samples from patient's peripheral blood [88] (gse1739) and calu-3 cells [89] (gse33267) respectively. one transcriptome data set was mers-cov infected calu-3 cells [90] (gse122876). adjusted p value less than 0.01 was defined as differentially expressed genes. these data sets were used as hcov host signatures to evaluate the treatment effects of drugs. differential gene expression in cells treated with various drugs were retrieved from the connectivity map (cmap) database [33] , and were used as gene profiles for the drugs. for each drug that was in both the cmap data set and our drug-target network, we calculated an enrichment score (es) for each hcov signature data set based on previously described methods [91] as follows: . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint combinations. an effective drug combination will be captured by the 'complementary exposure' pattern: the targets of the drugs both hit the hcov-host subnetwork, but target separate neighborhoods in the human interactome network. zca and zcb denote the network proximity (z-score) between targets (drugs a and b) and a specific hcov. . cc-by-nc 4.0 international license it is made available under a author/funder, who has granted medrxiv a license to display the preprint in perpetuity. is the (which was not peer-reviewed) the copyright holder for this preprint . https://doi.org/10.1101/2020.02.03.20020263 doi: medrxiv preprint coronaviruses -drug discovery and therapeutic options coronavirus infections-more than just the common cold sars and mers: recent insights into emerging coronaviruses early transmission dynamics in wuhan, china, of novel coronavirus-infected pneumonia putting the patient back together -social medicine, network medicine, and the limits of reductionism the $2.6 billion pill--methodologic and policy considerations silico oncology drug repositioning and polypharmacology individualized network-based drug repositioning infrastructure for precision oncology in the panomics era drug repurposing: new treatments for zika virus infection? a comprehensive map of molecular drug targets network-based approach to prediction and population-based validation of in silico drug repurposing systems biology-based investigation of cellular antiviral drug targets identified by gene-trap 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treatment with a mammalian target of rapamycin inhibitor, sirolimus, and steroids improves outcomes in patients with severe h1n1 pneumonia and acute respiratory failure middle east respiratory syndrome and severe acute respiratory syndrome: current therapeutic options and potential targets for novel therapies thiopurines in current medical practice: molecular mechanisms and contributions to therapy-related cancer thiopurine analogue inhibitors of severe acute respiratory syndrome-coronavirus papain-like protease, a deubiquitinating and deisgylating enzyme thiopurine analogs and mycophenolic acid synergistically inhibit the papain-like protease of middle east respiratory syndrome coronavirus interaction of the coronavirus nucleoprotein with nucleolar antigens and the host cell bird flu"), inflammation and anti-inflammatory/analgesic 66 emodin inhibits current through sarsassociated coronavirus 3a protein emodin blocks the sars coronavirus spike protein and angiotensin-converting enzyme 2 interaction activation of the c-jun nh2-terminal kinase pathway by coronavirus infectious bronchitis virus promotes apoptosis independently of c-jun network-based prediction of drug-target interactions using an arbitrary-order proximity embedded deep forest review of computational methods for virus-host protein interaction prediction: a case study on novel ebola-human interactions pleiotropic effects of statins: new therapeutic targets in drug design integrative functional genomics of hepatitis c virus infection identifies host dependencies in complete viral replication cycle crispr-cas9 genetic analysis of virus-host interactions acute eosinophilic pneumonia related to a mesalazine suppository mesalamine induced eosinophilic pneumonia molecular evolutionary genetics analysis across computing platforms enrichr: a comprehensive gene set enrichment analysis web server 2016 update drugbank 4.0: shedding new light on drug metabolism therapeutic target database update 2016: enriched resource for bench to clinical drug target and targeted pathway information bindingdb: a web-accessible database of experimentally determined protein-ligand binding affinities the iuphar/bps guide to pharmacology: an expert-driven knowledgebase of drug targets and their ligands uniprot: the universal protein knowledgebase studying tumorigenesis through network evolution and somatic mutational perturbations in the cancer interactome a gene gravity model for the evolution of cancer genomes: a study of 3,000 cancer genomes across 9 cancer types expression profile of immune response genes in patients with severe acute respiratory syndrome cell host response to infection with novel human coronavirus emc predicts potential antivirals and important differences with sars coronavirus srebp-dependent lipidomic reprogramming as a broad-spectrum antiviral target key: cord-344934-m0q7rm6z authors: mahapatra, sovesh; nath, prathul; chatterjee, manisha; das, neeladrisingha; kalita, deepjyoti; roy, partha; satapathi, soumitra title: repurposing therapeutics for covid-19: rapid prediction of commercially available drugs through machine learning and docking date: 2020-04-07 journal: nan doi: 10.1101/2020.04.05.20054254 sha: doc_id: 344934 cord_uid: m0q7rm6z background the outbreak of the novel coronavirus disease covid 19, caused by the sars-cov-2 virus has spread rapidly around the globe during the past 3 months. as the virus infected cases and mortality rate of this disease is increasing exponentially, scientists and researchers all over the world are relentlessly working to understand this new virus along with possible treatment regimens by discovering active therapeutic agents and vaccines. so, there is an urgent requirement of new and effective medications that can treat the disease caused by sars cov 2. methods and findings we perform the study of drugs that are already available in the market and being used for other diseases to accelerate clinical recovery, in other words repurposing of existing drugs. the vast complexity in drug design and protocols regarding clinical trials often prohibit developing various new drug combinations for this epidemic disease in a limited time. recently, remarkable improvements in computational power coupled with advancements in machine learning (ml) technology have been utilized to revolutionize the drug development process. consequently, a detailed study using ml for the repurposing of therapeutic agents is urgently required. here, we report the ml model based on the naive bayes algorithm, which has an accuracy of around 73% to predict the drugs that could be used for the treatment of covid-19. our study predicts around ten fda approved commercial drugs that can be used for repurposing. among all, we suggest that the antiretroviral drug atazanavir (drugbank id db01072) would probably be one of the most effective drugs based on the selected criterions. conclusions our study can help clinical scientists in being more selective in identifying and testing the therapeutic agents for covid 19 treatment. the ml based approach for drug discovery as reported here can be a futuristic smart drug designing strategy for community applications. the recent outbreak of novel coronavirus disease is now considered to be a pandemic threat to the global population 1-3 . coronaviruses belong to a family of viruses mainly found in animals but with the recent outbreak, they have transmitted to humans. the new coronavirus, 2019-ncov is termed as severe acute respiratory syndrome-related coronavirus sars-cov-2 [4] [5] [6] [7] [8] [9] which has now affected more than 200 countries with over 12,18,991 cases confirmed and 65,878 deaths reported all over the world [as on 05 april 2020]. this could potentially bring major challenges to global healthcare and disastrous effect on the global economy if the virus is not contained within a few months 10 . the common symptoms include cough, fever, shortness of breath, fatigue etc which makes it confusing for the patients to differentiate the symptoms with that of the typical cold and flu [10] [11] [12] [13] . reports suggest that the virus is transmitted through body fluids of the infected patients, especially when in contact and while sneezing even though exact reasons are not known. unfortunately, no drugs have been approved by regulatory agencies to treat sars-cov-2 infection until now. efforts are ongoing on war footing to find the effective drug and vaccine to treat this pandemic. coronaviruses are classified into four classes designated as alpha, beta, gamma, and delta 14 sars-cov-2 spikes also bind to receptors on the human cell surface called angiotensin-converting enzyme 2 (ace2) 15 . like sars-cov and mers-cov, sars-cov-2 also attacks the lower respiratory system causing viral pneumonia. however, there are also reports that it could affect the gastrointestinal system, heart, kidney, liver, and central nervous system resulting in multiple organ failure 16 . compiling the medical reports and data available from the patients, sarscov-2 is found to be more transmissible/contagious than sars-cov 17 . rapid development of computer aided technology like ml based on artificial intelligence (ai) can help accelerate the drug development process for different diseases [18] [19] [20] . the advantage of ai approaches like ml is that they can be applied to learn from examples and build predictive models even when our understanding of the underlying biological processes is limited, or when computational simulations based on fundamental physical models are too expensive to be carried away. another advantage of ml is to automatically learn to identify complex patterns that categorize sets from input all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint data and thereby make intelligent decisions based on independent datasets 21 . ml can accurately predict drug-target interactions as an enormous amount of complex information by studying hydrophobic interactions, ionic interactions, hydrogen bonding, van der waals forces, etc. between molecules. bioactivity datasets which are available from the numerous high throughput screens deliver useful means for machine learning classifiers as they contain binary information (active/inactive) as well as numerical values to classify different compounds under consideration 22, 23 . such a huge number of datasets available on biological activities of molecules, derived from high throughput screens now allows to create predictive computational models. in this study, we have applied a machine learning approach to predict several new potential drugs for the treatment of sars-cov-2 and validated the predicted drugs. initially, we have trained our model with the inhibitors of the sars coronavirus 3c-like protease. the fda approved drugs are only taken from the drug bank as a test model to predict the new drugs. these new drugs are again validated using a docking method to ensure that the drugs match with the same active site on the protein. a ranked list of drugs based on energy value is given that can be tested experimentally. our study hypothesizes that the commercial fda approved antiretroviral drug saquinavir may be a potential candidate requiring to limit viral recognition of host cells or disrupt host-virus interactions thus requiring further clinical trial. here, we have at first taken the inhibitors of sars-cov-2, which doesn't allow them to replicate in the host. these are screened and collected in the bioassay aid 1706 which were used as the main component for the modeling of the training model using ml. the 914 attributes were taken under consideration for more than 200,000 compounds. we have not used unsupervised learning to filter out the dataset, because it would have made the dataset much weaker. as mentioned in the method section, we have used a classifying algorithm to train the model and the best among them was further used for the testing and predicting the drugs from the drug bank. the schematic of the process is shown in figure 1 . we have used the naïve bayes against the dataset. it has shown accuracy of approximately 72.999%. with this model, we have used the drugs from the drug bank to get predicted for the identification of the potential drugs which can be used for the treatment of disease caused by sars coronavirus. along with that the model has predicted 34754 true positives and 3904 true negatives. all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. table 1 . all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. the pdb structure of sars spike protein receptor binding domain was retrieved from protein data bank (pdb id: 2ghv). the docking experiment was done with the patchdock server ( https://bioinfo3d.cs.tau.ac.il/patchdock/). the results refinement and energy calculation was performed as per the algorithm used in the firedock server. the result having minimum global energy was taken into consideration. out of all 10 drugs predicted, saquinavir (drugbank id -db01232) (figure 3a ) has shown the minimum global energy. figure 3b shows the ligplot analysis having conventional h-bonding between ligand and tyr-c-494. in our study, we have taken those drugs for docking purpose which show protease inhibition activity. the docking of sars protein with the approved drug saquinavir (drugbank id -db01232), has a global energy of around -53.62ev which confirms that it had numerous steric clashes with the adjoining strands and thus highlight its potential to inhibit novel sars coronavirus. saquinavir is a small molecule antiretroviral drug (figure 2b all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. in addition to the docking of the above drug, we have also docked several other approved drugs available in the drug bank, which are predicted by our ml model with a confidence level of above 95% and also shows the activity of protease inhibition. with reference to that, we have found that the other drugs predicted by the model with the inclusion of all the parameters taken under consideration can also be quite effective. the rapid identification of active therapeutic agents against sars-cov-2 is a major challenge. analyzing the available knowledge on their safety profiles, and in some cases, efficacy against other coronaviruses and repurposing existing antiviral drugs is a potentially crucial short-term strategy to tackle covid-19. under the current scenario, it takes more than 15 years to bring a drug from the investigational stages to market availability. it is because of the trial and error process or the so-called edisonian approach, where one keeps on analyzing several compounds to find the best possible one. these days with the inclusion of digital medicine, this time span has been reduced to a great extent and people are able to approach in a rational manner for the drug discovery process. here, we have targeted for the repurpssed drugs towards the development of effective treatment of covid-19 to speed up clinical trial. we have found that ml model created on the basis of the naive bayes algorithm is the most effective one with the accuracy of almost equal to 73%. the drugs predicted by this model is further verified by the docking process. so, we speculate can expect that our predicted the drugs show immense potential for treatment of the covid-19. considering the ongoing efforts to prevent the spread of covid-19 all over the world, we are optimistic that the outbreak may subside in a few months like sars and mers. however, the outbreak has stressed the urgent need for renewed efforts towards the development of braod-spectrum therapeutic agents to combat coronaviruses which are repeatedly found to be a realistic threat of this century till now. our this findinging will provide a base for further enhanced drug discovery programs. all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. the drug bank is an online database which contains detailed data about various medications 24 . today, it is being widely used to facilitate in silico drug target discovery, drug design, drug docking or screening, drug metabolism prediction, drug interaction prediction and for general pharmaceutical education. this database of more than 4900 drugs is categorized into many different types as trial stages drugs, approved drugs and withdrawn drugs. in this database, more than 45% of drugs are approved for various medication purposes 24 . in this research, we have focused only on the fda approved drugs for repurposing purpose which are around 2388 with the intention that it will minimize clinical trial in the present situation. these drugs were downloaded in the form of sdfs and after processing, the descriptions generated were taken as the test model for developing the train model which was made on the basis of a database containing the inhibitors of the sars coronavirus. the developed model has predicted few of the potential drugs. the ncbi protein database was used in the process of getting the fasta sequence of the desired protein (sars coronavirus). further, the fasta sequence is used for the modeling of the three-dimensional protein structure and on the basis of this structure the docking of the known and predicted drugs have been carried out 25 . since the datasets are present in the form of sdfs, we have generated the attributes present in the sdfs. first, the information present in the sdfs are generated as csv files which are used as the training dataset and test dataset for preparing the ml models. these csv files containing both the actives and inactive points are split into 80% as training all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint dataset and 20% as test dataset. this entire splitting process was random. this process is done by self-written python code to split as per the conditions. we have used machine learning (ml) model to the selected dataset from the pubchem which was considered as inhibitors and tested against the drugs from the drug bank to find more suitable drugs for the coronavirus-19 26 . using ml, we have implemented the classification algorithms as described below. the classification is a type of supervised learning in which the computer system can learn from the dataset which contains the detail and practical results. the algorithmic procedure of the classification is to assign an input value according to the description in the datasets 27 . so, for this, it requires a mathematical classifier that can assign specific class (active and inactive) labels to instances defined by the attributes. in this process, the training model is made to learn using dataset where the classification is already assigned and on the basis of which it is able to run on different datasets to classify them according to the present instances. in this study, we have compared the results from the classifier that is naïve bayes classification algorithm. naive bayesian classification algorithm is a simple and elegant approach by assuming that its classification attributes are independent and they don't have any correlation with each other 28 . it is a type of classifier that depends on bayes' hypothesis. naive bayes does work best in two cases: complete independent feature (as expected) and functionally dependent features (as expected) and is a widely tested method for probabilistic induction. this classifier functions well and has advantages over many other induction algorithms. it has no entangled iterative parameter that makes it work for vast data sets. this algorithm is more useful than any other induction algorithms because of its computation speed and reliability. it can be useful for both the binary classification as well as multi-classification 29 . the training model is prepared by 80% of the original dataset. the dataset is completely classified from where the computer learns and finds the relations among various attributes. the cross-validation is used along with the algorithm to train the model. in this case, the cross-validation is n set with n-folds dataset. then it is supposed to divide the training dataset into n parts, and the n-1 parts will be used as training data and the other one will be used to validate the rest. this process of iteration goes on for n iteration times. here, we have used 10-fold and it is chosen as per the size of the dataset 30, 31 . all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint generally, the datasets containing binary classification based on several attributes are imbalanced. we observe the similar tred here. these imbalanced datasets are not possible to be handled by the normal classifiers since they give importance to each of the attributes equally which could lead to misclassification errors. this can decrease the accuracy of the dataset for the trained model 32, 33 . therefore, we have used the misclassification cost where the trained model becomes cost sensitive and able to find the lowest expected cost. this approach is actually much randomized because it neither depends upon the number of attributes nor on the minority class ration; rather it depends on the base classifier 34, 35 . here, we had two methods to introduce the misclassification cost with the imbalance dataset. the first method is to classify the algorithm into the cost-sensitive one and proceed with the rest settings 36 . the other is the use of a wrapper, which helps in the base classifiers into cost sensitive ones. we have used naïve bayes classifier which uses the cost insensitive algorithm to predict the probability estimations of the test instances and then using this it predicts class labels for the examples of the test dataset. in our report, we have classified our datasets into two classes i.e. active and inactive. so, we used the 2x2 matrix which is generally used for the binary classification. in the matrix sections are true positives (active classified as active), false positives (inactive classified as active), false negatives (active classified as inactive) and true negatives (inactive classified as inactive). in this case, the percent of false negatives are more important than the percent of false positives and the upper limit for false positives were set to 20% 32, 36 . in this process, we increase the misclassification up to the set percent which also helps in the increasing of the true positives. since, the actives are very less in number, we have replicated them to around 100-110 times to match it with the inactives and make the model less biased. there are various methods for the validation of the binary classifiers. the true positive rate is the ratio of the actual actives to the predicted positives and this can be obtained as (tp/tp+fn). the false positive rate is the ratio of the predicted false actives to actual inactives and this can be obtained as (fp/tn+fp). accuracy shows the model's performance relative to the real values and this can be calculated as (tn+tp/tn+tp+fp+fn). the sensitivity shows the model's ability to identify the positive results and this is calculated as (tp/fn+tp) and the specificity shows the model's ability to identify the negative results and this is calculated as (tn/tn+fp). a model with high specificity and sensitivity has a low error rate. the balanced classification rate (bcr) is the mean of the sensitivity and specificity, which provides the accuracy of the model applied on the imbalanced dataset. this bcr can be calculated as 0.5*(specificity+sensitivity). all rights reserved. no reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity. the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint apart from the bcr, the mathews correlation coefficient (mcc) is also used whose range varies from -1 to 1. the receiver operating characteristic (roc) curve is the visualization of the ratio of fpr to tpr. in this case, the fpr and tpr are placed on the x-and y-axis respectivel. the area under curve shows the probability prediction of the classifier and its ability to classify the randomly chosen instance into the correct class. around 178 drugs were predicted by our ml model which can be effective for the treatment of diseases caused by sars-cov-2. there are no available drugs as of now, since the epidemic has just recently accelerated to over 12,18,991 cases [as of 5th april, 2020]. the predicted compounds 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genomics in public health severe acute respiratory syndrome-related coronavirus -the species and its viruses, a statement of the coronavirus study group a family cluster of sars-cov-2 infection involving 11 patients in nanjing a novel coronavirus from patients with pneumonia in china an updated estimation of the risk of transmission of the novel coronavirus (2019-ncov) machine learning in virtual screening predicting phospholipidosis using machine learning structure-based virtual screening for drug discovery: a problem-centric review virtual screening of bioassay data pubchem's bioassay database drugbank: a knowledgebase for drugs, drug actions and drug targets protein data bank. rcsb pdb: homepage. rcsb pdb geometric deep learning autonomously learns chemical features that outperform those engineered by domain experts supervised learning an empirical comparison of supervised learning algorithms cross-validation cross-validation methods cost-sensitive boosting for classification of imbalanced data cost-sensitive learning methods for imbalanced data cost-sensitive online classification cost-sensitive learning with conditional markov networks cost-sensitive boosting and technology, government of india. all rights reserved. no reuse allowed without permission.(which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity.the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint all rights reserved. no reuse allowed without permission.(which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity.the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint all rights reserved. no reuse allowed without permission.(which was not certified by peer review) is the author/funder, who has granted medrxiv a license to display the preprint in perpetuity.the copyright holder for this preprint this version posted april 7, 2020. . https://doi.org/10.1101/2020.04.05.20054254 doi: medrxiv preprint key: cord-349682-kpg0vley authors: ojha, probir kumar; kar, supratik; krishna, jillella gopala; roy, kunal; leszczynski, jerzy title: therapeutics for covid-19: from computation to practices—where we are, where we are heading to date: 2020-09-02 journal: mol divers doi: 10.1007/s11030-020-10134-x sha: doc_id: 349682 cord_uid: kpg0vley abstract: after the 1918 spanish flu pandemic caused by the h1n1 virus, the recent coronavirus disease 2019 (covid-19) brought us to the time of serious global health catastrophe. although no proven therapies are identified yet which can offer a definitive treatment of the covid-19, a series of antiviral, antibacterial, antiparasitic, immunosuppressant drugs have shown clinical benefits based on repurposing theory. however, these studies are made on small number of patients, and, in majority of the cases, have been carried out as nonrandomized trials. as society is running against the time to combat the covid-19, we present here a comprehensive review dealing with up-to-date information of therapeutics or drug regimens being utilized by physicians to treat covid-19 patients along with in-depth discussion of mechanism of action of these drugs and their targets. ongoing vaccine trials, monoclonal antibodies therapy and convalescent plasma treatment are also discussed. keeping in mind that computational approaches can offer a significant insight to repurposing based drug discovery, an exhaustive discussion of computational modeling studies is performed which can assist target-specific drug discovery. graphic abstract: [image: see text] a form of pulmonary disease was first reported in china from a city called wuhan in the hubei province on december 31, 2019 [1] . the deadly disease was later termed as covid-19 by the world health organization (who) on february 11, 2020. the identified causative novel coronavirus (2019-ncov) is termed as severe acute respiratory syndrome-related coronavirus sars-cov-2 as it shares around 79.6% of genome similarity with sars-cov which also previously emerged in china during 2002-2003 [2] . with the announcement of covid-19 as 'global pandemic' by who on march 11, 2020, sars-cov-2 has eventually affected 212 countries and territories around the world and 2 international conveyances. as of august 13, 2020, 20,881,635 cases have been confirmed with 748,503 deaths and 13,771,549 recovery cases, while among the active cases, 6,297,028 cases are in mild condition and 64,555 cases in a serious or critical condition [3] (fig. 1a) . the literature reported seven coronaviruses (covs) that are known to cause human disease where the strains 229e (α-cov), hku1 (β-cov), oc43 (β-cov) and nl63 (α-cov) caused mild infections of the upper respiratory tract in humans [4] . on the contrary, other two strains sars-cov (occurring in [2002] [2003] and mers-cov (middle east respiratory syndrome occurring in 2012) and the newly identified sars-cov-2 belonging to β-cov have caused serious health threat and fatality [5] . the present scenario and available pathophysiology specify that sars-cov-2 is highly transmittable and contagious than its progenitor affecting not only the respiratory system but also the gastrointestinal system, central nervous system, kidney, heart and liver leading to multiple organ failure [6] . the sars-cov-2 spike s glycoprotein has 72% identical sequence with human sars with a unique furin-like cleavage site, which is absent in other sars-like covs [7] . the cryo-em structural evidence has revealed that sars-cov-2 has 10-20 times higher binding affinity to the ace2 receptor than sars-cov which may lead to higher transmission and contagiousness [8] . therefore, blocking of the isolated viral s protein at its host receptor region and/or binding within the s protein-ace2 interface are the two most important strategies to design probable drugs for covid-19 ( fig. 1b) [9] . the sars-cov-2 virus replicates via multiple processes after entering into the host cell, and the proteins associated with these replication steps are the principal targets to treat the infected patients by blocking the viral replication. the replication-associated proteins are [10] : a. translation of genomic rna, b. proteolysis of the translated polyprotein with viral 3c-like proteinase, c. replication of genomic rna with the viral replication complex which comprises 3′-to-5′ exonuclease, rnadependent rna polymerase (rdrp), endornase and helicase, 2′-o-ribose methyltransferase, d. assembly of viral components. along with the above-mentioned targets, the most commonly employed drug targets and drug discovery strategies employed all over the world right now are illustrated in fig. 2 . presently, there is no specific treatment or approved drugs available to treat covid19 . in most of the active cases, physicians are relying on symptom-based treatment for mild cases and primarily oxygen therapy (if required, with ventilator support) for critically ill patients. a set of approved marketed drugs like hydroxychloroquine (hcq) [11, 12] , chloroquine (clq) [12] , combination of hcq and azithromycin [13] , remdesivir [14] , lopinavir [15] and ritonavir [15] are being evaluated for the infection treatment; their clinical trials are also going on in different pharmaceutical industries. a series of new vaccines are also under clinical trial such as mrna-1273 [16] , ad5-ncov [17] and chadox1 ncov19 [18] along with existing bacillus calmette-guerin (bcg) vaccine [19, 20] to check its efficiency in covid-19. due to severity and contagious nature of the sars-cov-2, researchers are exploring multiple in silico approaches and artificial intelligence [21] [22] [23] [24] [25] [26] with the aim of identifying target-specific and potent therapeutic agents to speed up the discovery process. the rcsb protein data bank (pdb) (www.rcsb.org) has already deposited around 110 protein crystal structures associated with sars-cov-2 and covid-19 to allow understanding important structural binding sites which can be explored in rational designing of small molecules. the current review discusses the most updated and probable drug candidates which are being experimentally used to treat patients in different parts of the world. also, their possible targets and pharmacological mechanisms of action which might not be clear in many cases and their pathophysiology along with the details about the status of convalescent plasma treatment and ongoing vaccine trials are discussed. we have compiled up-to-date in silico studies providing information related to computational tools, employed protein crystal structure used in the study followed by probable future drug candidates evolved from the repurposed virtual screening (vs) study employing docking, molecular dynamics (md) and homology modeling. therefore, the details related to sars-cov-2 transmission, protein structures, epidemiology, disease spectrum, diagnosis and testing are not discussed here at all as they have already been discussed in multiple literatures and separate reviews [1, 2, [4] [5] [6] [7] [27] [28] [29] . the present review is significantly different from the other recently published ones on a similar topic in that it covers and gives emphasis on the in silico modeling studies in at the time of writing this article, there are no clinically approved drugs or vaccine available for the treatment of covid-19 [30] . however, there are many drugs under trial for the treatment of covid-19 (chemical structures 1-19 in figs. 3, 4, 5) including angiotensin ii type i receptor (at1r) blockers, antiviral drugs, antimalarial drugs, interferon, il-6 inhibitors, corticosteroids, ascorbic acid, some antibacterial antibiotics, etc. an up-to-date list of drugs under trials against covid-19 with their targets, mechanisms of action, the developer companies or institutions, uses and recent status are tabulated in table 1 . several industries and research institute are also trying to develop miscellaneous drugs and/ or therapeutics agents, followed by investigation of the effectiveness of combination of drugs listed under box 1. among these tabulated drugs, most effective ones are discussed here. mechanisms of different categories of drugs used in covid-19 patients on various stages of sars-cov-2 life cycle are schematically depicted in fig. 6 . the entry of sars-cov-2 to the host cell can occur in two ways, i.e., either via plasma membrane fusion or via endosomes (endocytosis blockers: clq and hcq) (fig. 6 ). in both ways, spike proteins (s1, s2) of sars-cov-2 mediate attachment to the membrane of a host cell and engage angiotensin-converting enzyme 2 (ace2) as the entry receptor. inhibitors like convalescent plasma, monoclonal antibodies bind to the spike glycoprotein, thus preventing the viral entry. when virions are taken up into endosomes, the spike protein can be activated by the cellular serine protease tmprss2 in close proximity to the ace2 receptor, which initiates fusion of the viral membrane with the plasma membrane. camostat mesylate inhibits the tmprss2 receptor. the plasma membrane fusion entry is less likely to trigger host cell antiviral immunity and therefore more efficient for viral replication. after the viral rna is released into the host cell, polyproteins are translated. the coronavirus genomic rna encodes non-structural proteins that have a critical role in the synthesis of viral rna and structural proteins which are important for virion assembly. first, polyproteins are translated and cleaved by some of proteases like 3cl pro , pl pro , etc. (lopinavir, ritonavir and darunavir act as inhibitors of this step) to form rna replicase-transcriptase complex. the non-structural protein rdrp is responsible for replication of structural protein rna. (remdesivir, favilavir and ribavirin act as inhibitors of this enzyme). structural proteins s1, s2, envelope and membrane are translated by ribosomes that are bound to the endoplasmic reticulum (er) and presented on its surface as preparation of virion assembly. the nucleocapsids (n) remain in cytoplasm and are assembled from genomic rna. they fuse with the virion precursor which is then transported from the er through the golgi apparatus to the cell surface via small vesicles. the mature virions are then released from the infected cell through exocytosis, and then, they search another host cell (fig. 6 ). sars-cov-2 has transmembrane spikes (s protein). the spikes attached to the lipid membrane of the coronavirus recognize a host cell to attach and infect it with its viral rna. the attachment of the coronavirus s protein to angiotensin converting enzyme 2 (ace2) at its cellular binding site promotes the entry into human cells. the s protein contains two subunits such as an n-terminal s1 subunit which is responsible for receptor-virus binding and a c-terminal s2 subunit which is responsible for the fusion of virus with cell membrane [31, 32] . the s1 subunit has two domains such as a receptor-binding domain (rbd) and an n-terminal domain (ntd). at the time of infection, at first coronavirus binds to the human cell through interaction between the cell ace2 receptor and s1-rbd of coronavirus. as a result, conformational changes in the s2 subunit are triggered followed by virus-cell fusion and entry into the target cell. ace2 is a natural protein present in the lungs and the intestine (epithelial cells), and in the heart and the kidneys (endothelial cells). ace2 regulates the blood pressure by converting angiotensin molecules. it was found that the coronavirus which caused the sars outbreak in 2002 also binds to the same ace2 molecule, but in case of sars-cov-2, the binding affinity is 10 to 20 times more on human cells than the spike from the sars virus of 2002, which makes it a suitable target for covid-19. due to the high affinity of this virus to human cells, it is spread without any difficulty from one person to another than the earlier virus [33] . the entry of sars-cov-2 to the host cells via binding with ace2 enzyme leads to ace2 down-regulation. as a result, angiotensin ii is produced excessively by the correlated enzyme ace1, while a lower amount of ace2 is not capable of transforming it to the vasodilator heptapeptide angiotensin 1-7. thus, expression of higher ace2 resulting from frequently medicating covid-19 patients with at1r blockers may resist them against acute lung injury. this can be described by following two complementary mechanisms: (1) blocking the excessive angiotensin ii-mediated at1r activation caused by the viral infection, (2) upregulation of ace2 decreasing angiotensin ii production by ace and enhancing the production of the vasodilator angiotensin 1-7 [34] . the role of ace2 to enter the coronavirus into the host cell and mechanism of action of ace2 inhibitors to control the covid-19 are depicted in fig. 7 . table 1 drug candidates under trial against covid-19 with probable targets, mechanism of action, pathophysiology, application and current status [11, 12, 14, 30, 40, 43, 45, 53, 55, drug candidates under trial the sars-cov-2 uses the s protein to facilitate viral entry into the host cells. the pathogen s protein consists of two subunits s1 and s2, of which "s1" allows entry of pathogen and binding of s protein to ace2 (cellular receptor) (fig. 7 ). in addition, the entry requires s protein priming by cellular proteases, which is responsible for cleavage of s protein. after this, "s2" subunit employs fusion of viral and cellular membranes. sars-cov-2 engages ace2 as the entry receptor that can be blocked by ace2 inhibitors and arbidol, and it employs the cellular serine protease tmprss2 for s protein priming which is inhibited by camostat mesylate (fig. 7) . conclusively, sars-cov-2/ ace2 interface occurs in the molecular level, and the efficiency of ace2 usage is a key determinant of sars-cov-2 transmissibility. although it is widely accepted that coronavirus enters into the host cell through the ace2 receptor, due to limited number of studies, it is yet to establish how ace2, at1 and at2 receptors exert their activities in coronavirus-induced diseases [35, 36] . thus, ace2 inhibitors and at1 receptor antagonists [e.g., l-163491 as a partial antagonist of at1 receptor and partial agonists of at2 receptor; losartan, valsartan, irbesartan, candesartan cilexetil, telmisartan, and eprosartan (fda-approved at1 receptor blockers)] may be used as important drug candidates to control lung injury of covid-19 patients [34] . the binding of viral s protein with its receptor ace2 on host cells followed by viral endocytosis into the cells may also be a possible drug target. for example, the broad-spectrum antiviral drug arbidol recently entered the clinical trial for the treatment of sars-cov-2 which may act by inhibiting virus-host cell fusion, thus preventing the viral entry into host cells against influenza virus [37] [38] [39] . the serine protease tmprss2 produced by the host cells plays a key role for cell entry of coronaviruses by s protein priming to the receptor ace2 binding in human cells (fig. 7) . a recent study shows that camostat mesylate, a clinically approved inhibitor of tmprss2 (responsible for s protein priming), has been able to block sars-cov-2 infection of lung cells. thus, this drug may be a potential drug candidate for covid-19 [40] . remdesivir, a nucleoside analog and a monophosphoramidate prodrug of remdesivir-triphosphate (rdv-tp) developed by gilead sciences inc. (usa), was previously due to the incorporation of 3 additional nucleotides after rdv-tp, it does not cause instant chain termination because these three additional nucleotides may protect the inhibitor from excision by the viral 3′-5′ exoribonuclease activity (fig. 6) . recent reports showed that the ec 90 value of remdesivir against covid-19 in veroe6 cells was 1.76 µm, half-cytotoxic concentration (cc 50 ) was greater than 100 µm, and the selective index (si) was greater than 129.87, suggesting that its working concentrations are likely to be achieved in nonhuman primate (nhp) [14, 41] . this drug is also able to inhibit virus infection proficiently in human liver cancer huh-7 cells sensitive to covid-19. a recent case study revealed that treatment with remdesivir improved the clinical condition of the first patient infected by sars-cov-2 in the usa [42] . a recent in vitro data showed that remdesivir and chloroquine (cq) phosphate are capable of inhibiting sars-cov-2 infection [14] . remdesivir is currently being studied in phase-iii clinical trials against sars-cov-2 in wuhan, china, as on february 4, 2020, and in the usa. chloroquine (clq) and hydroxychloroquine (hcq) have received deep attention because of positive results from some small studies. an antimalarial drug, clq, has recently been reported to have potential in vitro activity against sars-cov-2. clq protects from viral infection by enhancing endosomal ph (making the environment unfavorable) which is required for virus-cell fusion. this drug may also block viral infection by inhibiting viral enzymes or processes like viral dna and rna polymerases, virus assembly, new virus particle transport, immunomodulation of cytokine release and virus release. clq also affects the glycosylation process of ace2 (as discussed earlier that to enter the host cell, the viral s protein binds with this receptor) [11, 14, 43, 44] . besides this mechanism, a recent report [12] showed that this drug also acts by inhibiting the sialic acid containing glycoprotein and gangliosides (act as primary attachment factors along the respiratory tract) mediated attachment to the s protein which is the first step for viral replication. in the ntd of the s protein of sars-cov-2, a ganglioside-binding site was recognized. the antimalarial drug clq was found to be a probable blocker of the s-ganglioside interaction. thus, this drug may be used to fight pathogenic coronaviruses especially sars-cov-2 which is responsible for covid-19. a detailed mechanism of action of clq and hcq against sars-cov-2 is illustrated in fig. 8 . a recent report showed that the ec 90 value of clq against the sars-cov-2 in veroe6 cells was 6.9 µm, which may be clinically achievable. although specific data are not available, this drug is able to inhibit the exacerbation of pneumonia patients with sars-cov-2 infection. figure 8 explains two possible mechanisms of clq and hcq against sars-cov-2. the mechanism 1 is that clq and its derivative hcq are weak bases, which can raise the ph of acidic intracellular organelles, such as endosomes/ lysosomes, essential for membrane fusion. on the other hand, mechanism-2 explains the entry of sars-cov-2 into the host cells also depends upon sialic acid (neu5ac) containing glycoproteins and gangliosides that act as the key binding factors along the respiratory tract. a ganglioside-binding site at the n-terminal domain (ntd) of the s glycoprotein of sars-cov-2 was recognized, and clq was found to be a possible blocker of the s-ganglioside interaction which occurs in the first step of the viral replication cycle (i.e., attachment to the surface of respiratory cells, intermediated by the s protein) [12] . the interaction was augmented by placing the negative charge of the carboxylate anion of neu5ac and one of the two positive charges of clq. sars-cov-2 especially interacted with 9-o-acetyl-n-acetylneuraminic acid (9-o-sia). in this case, the carboxylic acid group of the sialic acid interacted with the cationic group of the nitrogen-containing ring of clq. the formed complex of clq and 9-o-sia was further stabilized by oh-π and van der waals interactions. next, the complex developed from hcq was very close to that obtained from clq, although numerous conformational adjustments happened for the period of the simulations. interestingly, the -oh group of hcq reinforced the binding of clq to neu5ac via formation of a hydrogen bond. the formed complex of clq-oh and 9-o-sia will be stabilized again like clq to form a protective layer against fusion of the sars-cov-2. hcq is a hydroxy derivative of clq, which can block the viral infection by a similar mechanism as chloroquine; thus, this drug may also be a potential candidate against sars-cov-2. this drug is less toxic (~ 40%) than fig. 7 the role of ace2 receptor for the entry of coronavirus into the host cell, and mechanism of action of ace2 inhibitors and tmprss2 inhibitors to control covid-19 chloroquine in animals. it was found that there were seven clinical trials registered as on february 23, 2020, in the chinese clinical trial registry (http://www.chict r.org.cn), for using hcq to treat covid-19. the in vitro results suggested that this drug can efficiently inhibit sars-cov-2 infection. based on an in vitro report, it was suggested that hcq may be more potent than clq to treat covid-19 [11, 44] . a purine nucleoside presently labeled as avigan, developed by fujifilm toyama chemical of japan, has recently been approved for phase-iii clinical trial (march 31, 2020) for the covid-19 patients. this drug is approved for manufacturing and sale in japan for the treatment of influenza as an antiviral. in case of influenza virus, it selectively inhibits rna polymerase which is essential for viral replication when human cells are infected. it is believed that this drug may be effective for the treatment of covid-19 as sars-cov-2 uses same enzyme (rna polymerase) for replication and classification into the same type of single-stranded rna virus like influenza. thus, this drug acts by inhibiting the rdrp leading to inaccurate viral rna synthesis (fig. 6 ). this drug is recommended by the director of the china national center for biotechnology development under the ministry of science and technology to treat covid-19. italy has also approved the drug to treat covid-19 cases. due to the effectiveness of this drug against covid-19, it is being mass-produced as generic version in china [45, 46] . these drugs are approved hiv-1 protease inhibitors, used in combination with other anti-retroviral drugs to treat hiv-1 infection in both adults and pediatric patients who is older than 14 days. coronaviruses encode either two or three protease enzymes like papain-like proteases (pl pro ), a serinetype protease, the main protease, or m pro which cleave the polyproteins into non-structural polyproteins (nsps). these nsps are essential for viral rna synthesis. ritonavir and lopinavir act by inhibiting these protease enzymes. the mechanisms of action of these drugs suppressing coronavirus activity [47] are depicted in fig. 6 . a combination of these drugs is recommended in italy to treat covid-19 patients. several trials are going on worldwide using these drugs or in combination of other drugs. a collaborative research from china and the uk conducted a clinical trial to examine the effectiveness of a combination of these two drugs against covid-19 which was published in the new england journal of medicine (nejm) [15] . the output of their trial did not provide any significant benefit in the patients with covid-19. they suggest that "future trials in patients with severe illness may help to confirm or exclude the possibility of a treatment benefit." among those trials, two trials are investigating against pneumonia caused by covid-19. one trial is conducted in the tongji hospital, wuhan, china, using lopinavir-ritonavir against arbidol hydrochloride (influenza drugs) and oseltamivir (nct04255017). in south korea, a comparative study of lopinavir-ritonavir against hcq in patients with mild cases of covid-19 (nct04307693) was made. the two arms of the who solidarity trial are lopinavir-ritonavir alone and in combination with interferon-beta [48] . ivermectin is an fda-approved broad-spectrum antiparasitic drug, which recently showed in vitro antiviral activity against sars-cov-2. it acts by inhibiting the interaction between hiv-1 integrase protein (in) and the importin (imp) α/β1 heterodimer which is responsible for in nuclear import [49, 50] . therefore, (imp) α/β1 is unable to bind to the viral protein and preventing it from entering the nucleus, thus inhibiting hiv-1 replication [49, 50] . as a result, inhibition of the antiviral responses is reduced leading to a normal, more efficient antiviral response. the trial of potential monoclonal antibody-based therapy against covid-19 is going on by using the previous knowledge on the neutralizing monoclonal antibodies (nmab) against similar coronaviruses such as sars-cov and mers-cov. monoclonal antibodies targeting the vulnerable sites of trimeric spike (s) glycoproteins on the viral surface which are responsible for the entry to the host cell are increasingly being recognized as a promising class of drugs against covid-19. potential neutralizing monoclonal antibodies mainly targeting the receptor-interaction domain at s1 subunit ultimately disabled cell-receptor interactions [51] [52] [53] . the detailed mechanism of action of this class of drugs is depicted in fig. 9 . recently, several monoclonal antibodies, namely tocilizumab (atlizumab), mavrilimumab, lenzilumab, leronlimab, gimsilumab, sarilumab, siltuximab (sylvant), camrelizumab (airuika), eculizumab (soliris), etc., are being tried to investigate their potency against covid-19 disease, and these are tabulated in table 1 . the human monoclonal antibodies (hmabs) are developed by using several strategies against sars-cov-2 including preparation of hybridomas (using a transgenic mouse), phage display technologies and the immortalization of convalescent b cells. at present, the hmabs production has been carried out with two strains of transgenic mice, i.e., medarex humab-mouse and xeno-mouse [54] . the difference between these two strains of mice is that mouse l chain genes are still functional in the medarex humab-mouse; thus, these mice can produce chimeric mabs. the xeno-mouse from amgen has all the mouse l chain genes deleted, and b cells produce only human abs. one of these mice monoclonal antibodies [chimeric (medarex humab) (or) hybridomas (xeno-mouse)] was immunized to produce neutralizing antibodies and further evaluated. the developed neutralizing antibodies bind to a specific portion to the rbd (n-terminal (amino acids 12-261, 130-150), and c-terminal of the rbd (amino acids 548-567, 607-627)) to prevent fusion of sars-cov-2 with the target cells. due to emergency of covid-19 patients, recently, fda has recommended to healthcare providers and investigators the use of convalescent plasma collected from individuals who have recovered from covid-19 that may contain antibodies to sars-cov-2. however, till now, this therapy has not yet been shown to be effective and safe against this disease. thus, it is very essential to investigate the safety and effectiveness of covid-19 convalescent plasma in clinical trials. for this therapy, fda has recommended some guidelines as follows [55] : (1) the pathways for use of investigational covid-19 convalescent plasma; (2) patient eligibility; (3) collection of covid-19 convalescent plasma, including donor eligibility and donor qualifications; (4) labeling, and (5) record keeping. the pharmacological safety data including dose, drug-drug interactions and toxicities of selected potential drug candidates are provided in table 2 . due to the worldwide outbreak of the covid-19, the general public are keenly watching the progress of development of covid-19 vaccines [56] . dr. anthony s. fauci, director of national institute of allergy and infectious diseases (niaid), said that "finding a safe and effective vaccine to prevent infection with sars-cov-2 is an urgent public health priority." but development of a new vaccine against a new disease is not an easy task. various research institutes and industries are giving their full efforts to develop a vaccine against this pandemic disease with its earliest. thankfully, the progress is rapid due to various reasons such as: (1) sharing the efforts to sequence the genetic material of sars-cov-2 by china throughout the world, (2) coronaviruses were already on the radar of health science researchers, (3) the knowledge from sars and mers caused by corona viruses and (4) also learnings from the vaccines against sars and mers which were stopped or postponed when those outbreaks were controlled may still be used to defeat covid-19. the progress of most promising vaccines against the pandemic disease covid-19 being made by various industries and research institutes is tabulated in table 3 . several miscellaneous vaccines under investigation for covid-19 are listed under box 2. to combat the covid-19 pandemic, researchers must fight with the time to save as many lives as possible. to save the time and speed up the drug discovery process, in silico modeling provides one the best possible options. till now, in most of the cases, researchers are trying the computational repurposing theory of existing approved drugs (synthetic as well as from natural origin) for sars-cov-2 employing docking, homology modeling and molecular dynamics (md) studies to identify probable magic drugs for covid-19. huang et al. [21] computationally designed a short protein fragment or peptide which may block the coronaviruses' ability to enter human cells by binding to the viral protein which is one of the first kinds of peptide treatments routing for experimental efforts. smith and smith [22] analyzed 8000 small drug molecules and natural products (sweetlead library database) employing restrained temperature replica-exchange md simulations combining virtual screening through the ensemble docking to identify the effective drug for covid-19 which might stop the virus by two ways: (a) disrupting s protein and ace2 receptor interface stability; or (b) by troubling the capability of the s protein to recognize table 2 pharmacological safety data of selected potential drug candidates [11, 12, 14, 34, 38, 39, 43-45, 57-59, 64, 69, 70, 89] drug dose drug-drug interaction toxicity chloroquine phosphate (aralen) [11, 12, 14, 43, 89] this is a genetically engineered vaccine candidate with the replicationdefective adenovirus type 5 as the vector to express sars-cov-2 spike protein. preclinical animal studies of this vaccine candidate showed that it can persuade a strong immune response in animal models. preclinical animal safety studies also exhibited a good safety profile a phase-iii trial in saudi arabia is currently underway (fig. 10a) . ton et al. [23] identified 1000 noncovalent inhibitors for sars-cov-2 main protease (m pro ) using 1.36 billion compounds from the zinc15 library employing deep docking platform using glide sp module which utilizes qsar models trained on docking scores. the 4mds protein with 1.6 å resolution bound to a noncovalent inhibitor was used for the docking study, and among the identified 1000 noncovalent inhibitors, zinc000541677852 is the top hit drug candidate (fig. 10b) . α-ketoamide inhibitors are proposed as new drug candidates by designing, synthesis, followed by a docking study on the main protease (m pro , 3cl pro ) which has a crucial role in processing the polyproteins that are translated from the viral rna [24] . three different pdb structures were employed for the study; they are 6y2e, 6y2f and 6y2g. the authors modified previously designed inhibitor (1) (earlier used for beta-, alpha coronaviruses and 3c proteases of enteroviruses) by incorporating the p3-p2 amide bond into a pyridone ring to enhance the half-life of the newly designed (2) compound in plasma followed by replacing the hydrophobic cinnamoyl moiety with less hydrophobic boc group (fig. 11a) . although the inhibitory concentration decreased from 0.18 ± 0.02 µm (1) to 2.39 ± 0.63 µm (2), but molecule 2 reported three times higher plasma binding and 19 times better plasma solubility compared to molecule 1. further, to improve the antiviral activity against betacoronaviruses of clade b, the authors replaced the p2 cyclohexyl moiety of molecule 1 by the smaller cyclopropyl fragment to produce compound 3 which showed ic 50 value of 0.67 ± 0.18 μm for the purified recombinant sars-cov-2 m pro . zhou et al. [25] reported an integrative antiviral drug repurposing analysis employing pharmacology-based network medicine platform by a two-step process: (a) quantifying the relationship between the human coronaviruses oral bactrl-spike [91] symvivo corporation oral vaccine for covid-19 bactrl-spike-1 will be the firstin-human study of bactrl-spike, and the first-in-human use of orally delivered bactrl. it is a genetically modified, probiotic-based oral vaccine for covid-19. the study design is a phase 1, randomized, observer-blind, placebo-controlled trial in 84 healthy adults [63 receiving active vaccine in bacterial medium and 21 receiving placebo (bacterial medium only)] phase-i clinical trial (nct04334980) (hcov) and host interactome and (b) identifying the drug targets in the human protein-protein interaction network. as per phylogenetic analyses, sars-cov-2 has the highest nucleotide sequence identity (79.7%), followed by the envelope and nucleocapsid protein sequence identities of 96% and 89.6%, respectively, with sars-cov. employing the network proximity analyses between drug targets and hcov-associated proteins followed by gene set enrichment analysis (gsea), it was possible to identify 16 probable anti-hcov drugs (e.g., melatonin, mercaptopurine, and sirolimus, etc.). later, the drugs were validated through hcov-induced transcriptomics data in human cell lines and enrichment analyses of drug-gene signatures. the authors also reported three effective drug combinations among the probable hits identified through 'complimentary exposure' pattern (fig. 11b) . grifoni et al. [26] employed the immune epitope database and analysis resource (iedb) to characterize the sequence similarity between sars-cov and sars-cov-2 through homology modeling. the epitope prediction identified a priori potential b and t cell epitopes for sars-cov-2 which are the promising targets for immune recognition, followed by the discovery of diagnostics and future vaccines. within a short period of time, a huge number of in silico results were deposited in the preprint servers from all over the world and at the same time a few are already published. as in most of the cases, multiple in silico drug designing and virtual screening tools were employed for repurposing theory of approved existing drugs [94] , thus, major information is gathered in table 4 to avoid similar discussion several times . an interesting aspect is that most of the studies are based on repurposing theory of existing approved drug employing docking and md supported vs. majorly the authors relied on approved antiviral drugs along with drugbank database, zinc database, natural compounds' databases along with one of the most discussed molecules of recent time, hcq. thus, the basic ideas of implication of in silico tools and repurposing of approved drugs are same, but the only difference is selection of the target protein in different studies. without any doubt, the crystal structure of covid-19 main protease (m pro ) in complex with an inhibitor n3 (pdb: 6lu7) is the most accessed protein for the drug discovery. but based on the target type, the choice of proteins can be different. thus, to assist researchers, we have classified the target proteins into 14 types covering 110 pdb crystal id from pdb (https :// www.rcsb.org/) available until april 12, 2020, and enlisted in table 5 . multiple incidents illustrated the outbreak of corona virus in animals, especially in pets [120, 121] . animals from dogs, cats, tigers, lions to minks are already tested positive and showed mild to severe symptoms of corona virus, followed by death of few instances. although these events are scattered and not enough to study in the middle of human crisis, we cannot ignore the fact of human to animal transmission. if human to animal transmission is true, then there is a possibility of mutations, insertions and deletions in the genome sequence of this deadly virus in these animals in future with probabilities of zoonotic transfer of a stronger form of present sars-cov-2 virus from them to human in the near future. thus, these small incidents need to be checked very carefully to avoid any future transmission. the above-mentioned facts help to build an interspecies analysis by kar and leszczynski [122] for animals to human transmission or vice versa to aid in the drug discovery process of covid-19 in upcoming days. the in silico interspecies-quantitative structure-activity relationship (i-qsar) modeling correlates and then extrapolates the response (activity/toxicity) data from animal source to human which will be helpful for drug discovery. due to genome sequence similarity of sars-cov-2 with the pangolins and bat, experimental data of drug candidates to pangolins/bat along with structural and physicochemical properties of drugs can be correlated with human response endpoint which is the first step of modeling. in the next step, extrapolation of animal data to human data can lead to no human testing through developed i-qsar model. once the acceptable predictive i-qsar model is ready, there might be no need of future animal testing. as bat and pangolins are endangered species, thus future introspection can be performed in dogs and cats due to their better accessibility as well as considering them possible carriers of sars-cov-2 from the recent incidents. researchers from all over the world are trying to find the medicines which will help to stop the transmission of the virulent sars-cov-2 virus, mitigate the symptoms of the infected patients and help to lower the death toll throughout the world. unfortunately, till now there is no silver gunshot which can solve this pandemic covid-19. we have reported here a comprehensive and updated discussion on drug or drug candidates under investigation with their probable targets and mechanisms of action which might not be clear for many cases earlier, along with the effort of ongoing vaccine trials, monoclonal antibodies therapy and convalescent plasma treatment. we have presented here the ongoing computational efforts related to in silico tools to explore the probable drug candidates docking, md (sybyl-x 1.1) essential oils in garlic including organosulfur compounds (18) 6lu7 inhibitory effect of essential oils from garlic is established and found interactions with the amino acids of the human ace2 protein and the m pro of sars-cov-2 2 (allyl disulfide, allyl trisulfide) [110] against covid-19 along with the up-to-date target protein information. the information provided from in silico approaches may work as a magic bullet for the medicinal chemists to accelerate the drug discovery and development process. overall, this review provides a strong intellectual foundation to support progress of ongoing research related to thorough knowledge of drugs or investigational drugs, vaccines and in silico approaches which can be helpful for the development of new drug candidates for the treatment of covid-19. sars-cov-2 main protease (m pro /3cl pro ) 5r84, 5r83, 5r7y, 5r80, 5r82, 5r81, 5r8t, 5r7z, 5rea, 5rec, 5reb, 5ree, 5red, 5reg, 5ref, 5re9, 5re8, 5re5, 5re4, 5re7, 5re6, 5rfb, 5rfa, 5rfd, 5rfc, 5rff, 5rfe, 5rfh, 5rfg, 5rey, 5rex, 5rf9, 5rez, 5rf2, 5rep, 5rf1, 5res, 5rf4, 5rer, 5rf3, 5reu, 5rf6, 5ret, 5rf5, 5rew, 5rev, 5rf7, 5rei, 5reh, 5rek, 5rej, 5rem, 5rel, 5reo, 5rf0, 5ren, 5rfz, 5rfy, 5rfr, 5rfq, 5rft, 5rfs, 5rfv, 5rfu, 5rfx, 5rfw, 5rfj, 5rfi, 5rfl, 5rfk, 5rfn, 5rfm, 5rfp, 5rfo, 5rg0, 6y2e, 6y84, 6w63, 6yb7, 5rf8, 6y2g, 6y2f, 6lu7 adp ribose phosphatase of nsp3 from sars-cov-2 6vxs, 6w02. a new 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domestic animals to sars coronavirus-2 from animal to human-interspecies analysis provides novel way of ascertaining and fighting covid-19. the innovation acknowledgements pko thanks the ugc, new delhi, for finankey: cord-349794-mhviub6e authors: le, brian l.; andreoletti, gaia; oskotsky, tomiko; vallejo-gracia, albert; rosales, romel; yu, katharine; kosti, idit; leon, kristoffer e.; bunis, daniel g.; li, christine; kumar, g. renuka; white, kris m.; garcía-sastre, adolfo; ott, melanie; sirota, marina title: transcriptomics-based drug repositioning pipeline identifies therapeutic candidates for covid-19 date: 2020-10-23 journal: biorxiv doi: 10.1101/2020.10.23.352666 sha: doc_id: 349794 cord_uid: mhviub6e the novel sars-cov-2 virus emerged in december 2019 and has few effective treatments. we applied a computational drug repositioning pipeline to sars-cov-2 differential gene expression signatures derived from publicly available data. we utilized three independent published studies to acquire or generate lists of differentially expressed genes between control and sars-cov-2-infected samples. using a rank-based pattern matching strategy based on the kolmogorov-smirnov statistic, the signatures were queried against drug profiles from connectivity map (cmap). we validated sixteen of our top predicted hits in live sars-cov-2 antiviral assays in either calu-3 or 293t-ace2 cells. validation experiments in human cell lines showed that 11 of the 16 compounds tested to date (including clofazimine, haloperidol and others) had measurable antiviral activity against sars-cov-2. these initial results are encouraging as we continue to work towards a further analysis of these predicted drugs as potential therapeutics for the treatment of covid-19. sars-cov-2 has already claimed at least a million lives, has been detected in at least 40 million people, and has likely infected at least another 200 million. the spectrum of disease caused by the virus can be broad ranging from silent infection to lethal disease, with an estimated infection-fatality ratio around 1% 1 . sars-cov-2 infection has been shown to affect many organs of the body in addition to the lungs 2 . three epidemiological factors increase the risk of disease severity: increasing age, decade-by-decade, after the age of 50 years; being male; and various underlying medical conditions 1 . however, even taking these factors into account, there is immense interindividual clinical variability in each demographic category considered 3 . recently, researchers found that more than 10% of people who develop severe covid-19 have misguided antibodies-autoantibodies-that attack the innate immune system. another 3.5% or more of people who develop severe covid-19 carry specific genetic mutations that impact innate immunity. consequently, both groups lack effective innate immune responses that depend on type interferon, demonstrating a crucial role for type interferon in protecting cells and the body from covid-19. whether the type interferon has been neutralized by autoantibodies or-because of a faulty gene-is produced in insufficient amounts or induced an inadequate antiviral response, the absence of type ifn-mediated immune response appears to be a commonality among a subgroup of people who suffer from life-threatening covid-19 pneumonia 3 . while numerous efforts are underway to identify potential therapies targeting various aspects of the disease, there is a paucity of clinically proven treatments for covid19 . there have been efforts to therapeutically target the hyperinflammation 4 associated with severe covid-19 4 , as well as to utilize previously identified antiviral medications 5, 6 . one of these antivirals, remdesivir, an intravenously administered rnadependent rna polymerase inhibitor, showed positive preliminary results in patients with severe covid-19 7 . in october 2020, the fda approved remdesivir for the treatment of covid-19 8 . dexamethasone has also been shown to reduce the mortality rate in cases of severe covid-19 9 . nevertheless, the lack of treatments and the severity of the current health pandemic warrant the exploration of rapid identification methods of preventive and therapeutic strategies from every angle. the traditional paradigm of drug discovery is generally regarded as protracted and costly, taking approximately 15 years and over $1 billion to develop and bring a novel drug to market 10 . the repositioning of drugs already approved for human use mitigates the costs and risks associated with early stages of drug development, and offers shorter routes to approval for therapeutic indications. successful examples of drug repositioning include the indication of thalidomide for severe erythema nodosum leprosum and retinoic acid for acute promyelocytic leukemia 11 . the development and availability of large-scale genomic, transcriptomic, and other molecular profiling technologies and publicly available databases, in combination with the deployment of the network concept of drug targets and the power of phenotypic screening, provide an unprecedented opportunity to advance rational drug design. drug repositioning is being extensively explored for covid-19. high-throughput screening pipelines have been implemented in order to quickly test drug candidates as they are identified [12] [13] [14] [15] . in the past, our group has successfully applied a transcriptomics-5 based computational drug repositioning pipeline to identify novel therapeutic uses for existing drugs 16 . this pipeline leverages transcriptomic data to perform a patternmatching search between diseases and drugs. the underlying hypothesis is that for a given disease signature consisting of a set of up and down-regulated genes, if there is a drug profile where those same sets of genes are instead down-regulated and upregulated, respectively, then that drug could be therapeutic for the disease. this method has shown promising results for a variety of different indications, including inflammatory bowel disease 17 , dermatomyositis 18 , cancer [19] [20] [21] , and preterm birth 22 . in existing work from xing et al. 23 , this pipeline has been used to identify potential drug hits from multiple input disease signatures derived from sars-cov or mers-cov data. the results were aggregated to obtain a consensus ranking, with 10 drugs selected for in vitro testing against sars-cov-2 in vero e6 cell lines, with four drugs (bortezomib, dactolisib, alvocidib and methotrexate) showing viral inhibition 23 . however, this pipeline has not yet been applied specifically to sars-cov-2 infection. a variety of different transcriptomic datasets related to sars-cov-2 were published in the spring of 2020. in may 2020, blanco-melo et al. studied the transcriptomic signature of sars-cov-2 in a variety of different systems, including human cell lines and a ferret model 24 . by infecting human adenocarcinomic alveolar basal epithelial cells with sars-cov-2 and comparing to controls, the authors generated a list of 120 differentially expressed genes. they observed two enriched pathways: one composed primarily of type-i interferon-stimulated genes (isgs) involved in the cellular response to viral infection; and a second composed of chemokines, cytokines, and complement proteins involved in the humoral response. after infecting 6 the cell lines, blanco-melo et al. did not detect either ace2 or tmprss2, which are the sars-cov-2 receptor and sars-cov-2 protease, respectively 25 . however, supported viral replication was observed, thereby allowing the capture of some of the biological responses to sars-cov-2. in may 2020, another study by lamers et al. examined sars-cov-2 infection in human small intestinal organoids grown from primary gut epithelial stem cells. the organoids were exposed to sars-cov-2 and grown in various conditions, including wnt-high expansion media. enterocytes were readily infected by the virus, and rna sequencing revealed upregulation of cytokines and genes related to type i and iii interferon responses 26 . a limited amount of transcriptomic data from human samples has also been published. one study detailed the transcriptional signature of bronchoalveolar lavage fluid (of which responding immune cells are often a primary component) of covid-19 patients compared to controls 27 . despite a limited number of samples, the results were striking enough to reveal inflammatory cytokine profiles in the covid-19 cases, along with enrichments in the activation of apoptosis and the p53 signaling pathways. on the drug side, data are available in the form of differential gene expression profiles from testing on human cells. publicly-available versions include the connectivity map (cmap) 28 , which contains genome-wide testing on approximately 1,300 drugs, wherein the differential profile for a drug was generated by comparing cultured cells treated with the drug to untreated control cultures. here, we applied our existing computational drug repositioning pipeline to identify drug profiles with significantly reversed differential gene expression compared to predicted inhibitors (including one tested in calu-3) were incubated with sars-cov-2 infected human embryonic kidney 293t cells overexpressing ace2 (293t-ace2) with viral replication determined using an immunofluorescence-based assay. 8 in this study, we applied our drug repositioning pipeline to sars-cov-2 differential gene expression signatures derived from publicly available rna-seq data ( figure 1 ). the transcriptomic data were generated from distinct types of tissues, so rather than aggregating them together, we predicted therapeutics for each signature and then combined the results. we utilized three independent gene expression signatures (labelled "alv", "exp", and "balf"), each of which consisted of lists of differentially expressed genes between sars-cov-2 samples and their respective controls. the alv signature was generated from human adenocarcinomic alveolar basal epithelial cells by comparing sars-cov-2 infection to mock-infection conditions 24 . the exp signature originated from a study where organoids, grown from human intestinal cells expanded in wnt-high expansion media, were infected with sars-cov-2 and then compared to controls 26 . the balf signature was from a contrast of primary human balf samples from two covid-19 patients versus three controls 27 . each of these signatures was contrasted with drug profiles of differential gene expression from cmap. for each of the input signatures, we applied a significance threshold false discovery rate (fdr) < 0.05. we further applied minimum fold change thresholds in order to identify the driving genes. the alv signature had only 120 genes, with 109 genes shared with the drug profiles; in order to maintain at least 100 genes for the pattern-matching algorithm to work with, we applied no fold-change threshold. for the exp signature, we applied a |log 2 fc| > 2 cutoff, resulting in 125 genes for the expansion signature (108 shared with the drug profiles). for the balf signature, we 9 processed the raw read count data to calculate differential gene expression values. we applied a |log 2 fc| > 4 cutoff, with the balf data yielding 1,349 protein-coding genes for the lavage fluid signature (941 shared with the drug profiles). the gene lists for each of these signatures can be found in the supplement (tables s1, s2, s3). we used gsea (gene set enrichment analysis) 29 we used the publicly available single-cell rnaseq dataset gse128033 31 composed of 13 patients (4 healthy, 3 presenting with mild covid-19 symptoms, and 6 presenting with severe covid-19 symptoms) to further characterise the expression of dkk1 ( figure s1 ). data were re-analyzed following the standard seurat pipeline. from the analyses of the single-cell data, dkk1 is highly expressed in covid-19 patients compared to controls, specifically in severe patients and it is expressed by epithelial cells. 10 after analyzing the input sars-cov-2 signatures, we utilized our repositioning pipeline to identify drugs with reversed profiles from cmap ( figure 1 ). significantly reversed drug profiles were identified for each of the signatures using a permutation approach: 30 hits from the alv signature (table s4 ), 15 hits from the exp signature (table s5) , and 86 hits from the balf signature (table s6 ). when visualizing the gene regulation of the input signatures and their respective top 15 drug hits, the overall reversal pattern can be observed ( figure 2c -e). in total, our analysis identified 102 unique drug hits (table s7) . twenty-five common drug hits were shared by at least two of the signatures (p = 0.0334), with four consensus drug hits (bacampicillin, clofazimine, haloperidol, valproic acid) across all three signatures (p = 0.0599) (table 1, figure 3a ). we further characterized the common hits by examining their interactions with proteins in humans. we used known drug targets from drugbank 32 and predicted additional targets using the similarity ensemble approach (sea) 33 . we visualized the known interactions from drugbank in a network ( figure 3b ). we also aggregated the list of proteins which were found in drugbank for at least 2 of the common hits (table s9) to confirm the validity of our approach, the inhibitory effects of 16 of our drug hits which significantly reversed multiple sars-cov-2 profiles were assessed in live antiviral assays. the inhibitory effects of haloperidol, clofazimine, valproic acid, and fluticasone were evaluated in sars-cov-2 infected calu-3 cells (human lung epithelial cell line), with remdesivir also tested as a positive control. from these five, remdesivir and haloperidol inhibited viral replication ( figure 4a ), and the inhibitory effect was also observed by microscopy ( figure 4b ). additionally, 13 drugs (bacampicillin, ciclopirox, ciclosporin, clofazimine, dicycloverine, fludrocortisone, isoxicam, lansoprazole, metixene, myricetin, pentoxifylline, sirolimus, tretinoin) were assessed in a live sars-cov-2 antiviral assay. remdesivir was again used as a positive control. this testing involved six serial dilutions of each drug to inhibit the replication of sars-cov-2 in 293t-ace2 cells using an immunofluorescence-based antiviral assay 34 . all antiviral assays were paired with cytotoxicity assays using identical drug concentrations in uninfected human 293t-ace2 13 cells. positive control remdesivir and 10 of our predicted drugs (bacampicillin, ciclopirox, ciclosporin, clofazimine, dicycloverine, isoxicam, metixene, pentoxifylline, sirolimus, and tretinoin) showed antiviral efficacy against sars-cov-2, reducing viral infection by at least 50%, that was distinguishable from their cytotoxicity profile when tested in this cell line ( figure 5) . several inhibitors showed micromolar to sub-micromolar antiviral efficacy, including clofazimine, ciclosporin, ciclopirox, and metixene. these results not only confirm our predictive methods, but have also identified several clinically-approved drugs with potential for repurposing for the treatment of covid-19. here, we used a transcriptomics-based drug repositioning pipeline to predict therapeutic drug hits for three different input sars-cov-2 signatures, each of which came from distinct human cell or tissue origins. we found significant overlap of the therapeutic predictions for these signatures. twenty-five of our drug hits reversed at least two of the three input signatures (table 3) . notably, 14 of the 15 hits from the exp signature were also hits for the balf signature, despite being generated from different types of tissue. the exp signature was generated from intestinal tissue, whereas the balf signature was generated from constituents of the respiratory tract. among the common hits reversing at least two of the signatures were two immunosuppressants (ciclosporin and sirolimus), an antiinflammatory medication (isoxicam), and two steroids (fludrocortisone and fluticasone). our testing of clofazimine demonstrated submicromolar antiviral effects of this drug in sars-co-v-2 infected 293t-ace2 and vero e6 cells (figures 4 and s3) . clofazimine is an orally administered antimycobacterial drug used in the treatment of leprosy. by preferentially binding to mycobacterial dna, clofazimine disrupts the cell cycle and eventually kills the bacterium 36 . in addition to being an antimycobacterial agent, clofazimine also possesses anti-inflammatory properties primarily by inhibiting t 16 lymphocyte activation and proliferation 37 validation experiments revealed antiviral activity for 11 of 16 drug hits. further clinical investigation into these drug hits as well as potential combination therapies is warranted. 18 we have previously developed and used a transcriptomics based bioinformatics approach for drug repositioning in various contexts including inflammatory bowel disease, dermatomyositis, and spontaneous preterm birth. for a list of differentially expressed genes, the computational pipeline compares the ranked differential expression of a disease signature with that of a profile 16, 19, 28 . a reversal score based on the kolmogorov-smirnov statistic is generated for each disease-drug pair, with the idea that if the drug profile significantly reverses the disease signature, then the drug could be potentially therapeutic for the disease. blanco-melo et al. generated a differential gene expression signature using rnaseq on human adenocarcinomic alveolar basal epithelial cells infected with sars-cov-2 propagated from vero e6 cells (gse147507) 24 . due to the fast-moving nature of the research topic, we opted to use this cell line data in lieu of waiting for substantial patient-level data. this work identified 120 differentially expressed genes (degs) -100 upregulated and 20 downregulated. we used these 120 genes as the alv signature for our computational pipeline (table s1) (v.1.24.0 r package) to call differentially expressed genes (degs). after adjusting for the sequencing platform, the default settings of deseq2 were used. principal components were generated using the deseq2 function ( figure s2 ), and heat maps were generated using the bioconductor package pheatmap (v.1.0.12) using the rlogtransformed counts ( figure s3 ). values shown are rlog-transformed and rownormalized. volcano plots were generated using the bioconductor package enhancedvolcano (v.1.2.0) ( figure s4 ). retaining only protein-coding genes and applying both a significance threshold and a fold-change cutoff (fdr < 0.05, |log 2 fc| > 4), we obtained 1,349 genes to be used as the balf signature (table s3 ). 20 functional enrichment gene-set analysis for gsea (gene set enrichment analysis) was performed using fgsea (v.1.12.0 r package) and the input gene lists were ranked by log2 fold change. the 50 hallmark gene sets used in the gsea analysis were downloaded from msigdb signatures database 29, 47 . for go (gene ontology) terms, identification of enriched biological themes was performed using the david database 48 . drug gene expression profiles were sourced from connectivity map (cmap), a publicly-available database of drugs tested on cancer cell lines 28 computational gene expression reversal scoring 21 to compute reversal scores, we used a non-parametric rank-based method similar to the kolmogorov-smirnov test statistic. this analysis was originally suggested by the creators of the cmap database and has since been implemented in a variety of different settings [16] [17] [18] [19] 22, 28 . similar to past works, we applied a pre-filtering step to the cmap profiles to maintain only drug profiles which were significantly correlated with another profile of the same drug. drugs were assigned reversal scores based on their ranked differential gene expression profile relative to the sars-cov-2 ranked differential gene expression signature. a negative reversal score indicated that the drug had a profile which reversed the sars-cov-2 signature; that is, up-regulated genes in the sars-cov-2 signature were down-regulated in the drug profile and vice versa. single-cell data analysis 22 quantification files were downloaded from geo gse145926. an individual seurat object for each sample was generated using seurat v.3. while the data has been filtered by 10x's algorithm, we still needed to ensure the remaining cells are clean and devoid of artifacts. we calculated three confounders for the dataset: mitochondrial percentage, ribosomal percentage, and cell cycle state information. for each sample, cells were normalized for genes expressed per cell and per total expression, then multiplied by a scale factor of 10,000 and log-transformed. low quality cells were excluded from our analyses-this was achieved by filtering out cells with greater than 5,000 and fewer than 300 genes and cells with high percentage of mitochondrial and ribosomal genes (greater than 10% for mitochondrial genes, and 50% for ribosomal genes). sctransform is a relatively new technique that uses "pearson residuals" (pr) to normalize the data. pr's are independent of sequencing depththanks 49 . we "regress out" the effects of mitochondrial and ribosomal genes, and the cell cycling state of each cell, so they do not dominate the downstream signal used for clustering and differential expression. we then performed a lineage auto-update disabled r dimensional reduction (runpca function). then, each sample was merged together into one seurat object. data were then re-normalized and dimensionality reduction and significant principal for studies at the gladstone institutes, calu-3 cells, a human lung epithelial cell line for studies carried out at mount sinai, sars-cov-2 was propagated in vero e6 cells and 293t-ace2 cells, as previously described in 12, 34 . two thousand cells were seeded into 96-well plates in dmem (10% fbs) and incubated for 24 h at 37 °c,5% co2. then, 2 h before infection, the medium was replaced with 100 predicted covid-19 fatality rates based on age, sex, comorbidities and health system capacity extrapulmonary manifestations of covid-19 inborn errors of type i ifn immunity in patients with life-threatening covid-19 covid-19: consider cytokine storm syndromes and immunosuppression a protein interaction map identifies existing drugs targeting sars-cov-2 silico discovery of candidate drugs against covid-19 remdesivir for the treatment of covid-19 -preliminary report food and drug administration. fda approves first treatment for covid-19 dexamethasone in hospitalized patients with covid-19 -preliminary report the price of innovation: new estimates of drug development costs old drugs -new uses a sars-cov-2 protein interaction map reveals targets for drug repurposing network-based drug repurposing for novel coronavirus 2019-ncov/sars-cov-2 comparative host-coronavirus protein interaction networks reveal panviral disease mechanisms in silico studies on therapeutic agents for covid-19: drug repurposing approach discovery and preclinical validation of drug indications using compendia of public gene expression data computational repositioning of the anticonvulsant topiramate for inflammatory bowel disease identification of alphaadrenergic agonists as potential therapeutic agents for dermatomyositis through drugrepurposing using public expression datasets computational discovery of niclosamide ethanolamine, a repurposed drug candidate that reduces growth of hepatocellular carcinoma cells in vitro and in mice by inhibiting cell division cycle 37 signaling reversal of cancer gene expression correlates with drug efficacy and reveals therapeutic targets a drug repositioning approach identifies tricyclic antidepressants as inhibitors of small cell lung cancer and other neuroendocrine tumors computational discovery of therapeutic candidates for preventing preterm birth reversal of infected host gene expression identifies repurposed drug candidates for imbalanced host response to sars-cov-2 drives development of covid-19 sars-cov-2 cell entry depends on ace2 and tmprss2 and is blocked by a clinically proven protease inhibitor sars-cov-2 productively infects human gut enterocytes transcriptomic characteristics of bronchoalveolar lavage fluid and peripheral blood mononuclear cells in covid-19 patients the connectivity map: using gene-expression signatures to connect small molecules, genes, and disease gene set enrichment analysis: a knowledge-based approach for interpreting genome-wide expression profiles pgc-1α-responsive genes involved in oxidative phosphorylation are coordinately downregulated in human diabetes single-cell landscape of bronchoalveolar immune cells in patients with covid-19 drugbank 5.0: a major update to the drugbank database for 2018 relating protein pharmacology by ligand chemistry an in vitro microneutralization assay for sars-cov-2 serology and drug screening schizophrenia: more dopamine, more d2 receptors clofazimine: current status and future prospects clofazimine is a broad-spectrum coronavirus inhibitor that antagonizes sars-cov-2 replication in primary human cell culture and hamsters systematic integration of biomedical knowledge prioritizes drugs for repurposing a next generation connectivity map: l1000 platform and the first 1,000,000 profiles entrez gene: gene-centered information at ncbi circulating levels of gdf-15 and calprotectin for prediction of in-hospital mortality in covid-19 patients: a case series who | who model lists of essential medicines molecular signatures database (msigdb) 3.0 database for annotation, visualization, and integrated discovery normalization and variance stabilization of single-cell rna-seq data using regularized negative binomial regression interferon_alpha_response interferon_gamma_response e2f_targets myc_targets_v1 g2m_checkpoint il6_jak_stat3_signaling kras_signaling_dn oxidative_phosphorylation estrogen_response_late androgen_response spermatogenesis tnfa_signaling_via_nfkb kras_signaling_up pancreas_beta_cells inflammatory_response myc_targets_v2 dna_repair epithelial_mesenchymal_transition allograft_rejection unfolded_protein_response complement estrogen_response_early protein_secretion uv_response_up fatty_acid_metabolism hedgehog_signaling apical_surface uv_response_dn notch_signaling reactive_oxigen_species_pathway tgf_beta_signaling il2_stat5_signaling mitotic_spindle peroxisome pi3k_akt_mtor_signaling xenobiotic_metabolism p53_pathway glycolysis coagulation apical_junction mtorc1_signaling cholesterol_homeostasis adipogenesis key: cord-007798-9ht7cqhu authors: smith, silas w. title: drugs and pharmaceuticals: management of intoxication and antidotes date: 2010-02-25 journal: molecular, clinical and environmental toxicology doi: 10.1007/978-3-7643-8338-1_12 sha: doc_id: 7798 cord_uid: 9ht7cqhu the treatment of patients poisoned with drugs and pharmaceuticals can be quite challenging. diverse exposure circumstances, varied clinical presentations, unique patient-specific factors, and inconsistent diagnostic and therapeutic infrastructure support, coupled with relatively few definitive antidotes, may complicate evaluation and management. the historical approach to poisoned patients (patient arousal, toxin elimination, and toxin identification) has given way to rigorous attention to the fundamental aspects of basic life suppport — airway management, oxygenation and ventilation, circulatory competence, thermoregulation, and substrate availability. selected patients may benefit from methods to alter toxin pharmacokinetics to minimize systemic, target organ, or tissue compartment exposure (either by decreasing absorption or increasing elimination). these may include syrup of ipecac, orogastric lavage, activated singleor multi-dose charcoal, whole bowel irrigation, endoscopy and surgery, urinary alkalinization, saline diuresis, or extracorporeal methods (hemodialysis, charcoal hemoperfusion, continuous venovenous hemofiltration, and exchange transfusion). pharmaceutical adjuncts and antidotes may be useful in toxicant-induced hyperthermias. in the context of analgesic, anti-inflammatory, anticholinergic, anticonvulsant, antihyperglycemic, antimicrobial, antineoplastic, cardiovascular, opioid, or sedative-hypnotic agents overdose, n-acetylcysteine, physostigmine, l-carnitine, dextrose, octreotide, pyridoxine, dexrazoxane, leucovorin, glucarpidase, atropine, calcium, digoxin-specific antibody fragments, glucagon, high-dose insulin euglycemia therapy, lipid emulsion, magnesium, sodium bicarbonate, naloxone, and flumazenil are specifically reviewed. in summary, patients generally benefit from aggressive support of vital functions, careful history and physical examination, specific laboratory analyses, a thoughtful consideration of the risks and benefits of decontamination and enhanced elimination, and the use of specific antidotes where warranted. data supporting antidotes effectiveness vary considerably. clinicians are encouraged to utilize consultation with regional poison centers or those with toxicology training to assist with diagnosis, management, and administration of antidotes, particularly in unfamiliar cases. the challenges to effective evaluation and management of a patient poisoned by drugs and pharmaceuticals are diverse. the circumstances surrounding exposure are often incompletely accessible. poisoning signs or symptoms may be subtle or delayed. patient-specific factors -pharmacogenetics and unique susceptibilities, drug-drug interactions, cultural or geographic practices, and underlying comorbidities -may complicate presentation, response to treatment, and outcome. polypharmacy or mixed exposures may confuse the clinical presentation. compared to the near-inexhaustible list of products and possible combinations, few specific antidotes exist. the toxicological profiles of newly intro-organ injury. specific management of toxicant-induced hyperthermias follows later. hypothermia may require active or passive rewarming techniques. clinical hypoglycemia, which implies neuroglycopenia, must be rapidly reversed with administration of 0.5-1.0 g/kg of age-appropriate dextrose-containing solutions (d50 in adults, d25 in children, and d10 in neonates). benzodiazepines (e.g., diazepam, midazolam, and lorazepam) are generally well tolerated and are first line agents for drug-and withdrawal-induced seizures and agitation. persistent or refractory seizures should prompt consideration of empiric administration of pyridoxine and barbiturates (phenobarbital, pentobarbital), propofol, or ultimately, general anesthesia. coincident endotracheal intubation may be required. phenytoin and non-barbiturate anticonvulsants are typically ineffective or harmful in toxin-induced seizures [18, 19] . altered mental status should also prompt parenteral administration of 100 mg thiamine hydrochloride. alcohol-dependent patients without clinically apparent wernicke's encephalopathy may require at least 200 mg of parenteral thiamine to improve neurological symptoms; overt wernicke's encephalopathy necessitates a minimum of 500 mg thiamine hydrochloride three times daily for 2-3 days [20] . naloxone use is considered in a separate section. toxidromes (toxic syndromes) are characteristic signs and symptoms that correlate with exposure to certain xenobiotics. identifying toxidromes suggests the etiology of the patient's condition and helps guide management. "classic" class-effect toxidromes include anticholinergic, cholinergic, sedative-hypnotic, sedative-hypnotic withdrawal, opioid, and opioid withdrawal. these should be actively sought and managed if identified. while the patient is being stabilized, diagnostic investigations including a complete and thorough history and physical examination, laboratory analyses, and radiological studies may be undertaken to further characterize the exposure and effect. for significantly compromised patients, a typical "chemistry panel" (providing electrolytes, blood urea nitrogen, creatinine, and indirectly the anion gap), a complete blood count, arterial (or venous) blood gas, and lactate are reasonable studies. urine or serum ketones may be required to determine the etiology of acidemia. female patients benefit from an assessment of pregnancy status. it is useful to determine a serum acetaminophen concentration in suicidal patients or those with altered consciousness, as patients with significant acetaminophen poisoning may present without a toxidrome. serum acetaminophen is detectable in 2-3% of patients without a reported history of ingestion; treatable concentrations are found slightly less frequently [21, 22] . toxin-specific studies and other serum determinations are often not rapidly returned and should be obtained only if suggested by the history, physical examination, or bedside testing. urine drug screening (uds) is of minimal use in the acute management of intoxication. results are not typically returned for hours; a reported "positive" substance may not be the proximate cause of the presenting condition (as the measured metabolites may persist in urine for days to weeks); and the uds lacks sensitivity and specificity (particularly for opioids, benzodiazepines and other sedative-hypnotics, and amphetamines). selected patients may benefit from methods to alter toxin pharmacokinetics -limiting exposure. a discussion of these modalities and their risks and benefits occurs in the following section. ultimately, patients will require disposition depending of severity of presentation and anticipated sequelae, which may range from admission to intensive care units, cardiac monitoring (telemetry) units, ward beds, continued emergency department evaluation, to discharge. a psychiatric assessment and social assessment, when appropriate, should precede release from medical care. appropriate and early consultation with medical toxicologists or regional poison centers may also assist with diagnosis and management. in the u.s., this has been simplified by a uniform telephone number (1.800.222.1222) for regional poison center consultation. the international programme on chemical safety (ipcs) maintains a world directory of poison centers (http://www.who.int/ipcs/poisons/centre/directory/en/). adjuncts to alter toxicant pharmacokinetics aim to minimize systemic exposure (either by decreasing absorption or increasing elimination) or to minimize exposure of a target organ or tissue compartment. in practice, this is achieved by expulsion or removal from the upper gastrointestinal tract (induced emesis, gastric lavage, or endoscopy); intraluminal binding to adsorptive materials (activated charcoal); or increasing intestinal transit time (cathartics and whole bowel irrigation). endogenous elimination may be improved by more effective urinary clearance (urinary alkalinization and forced diuresis), improved hepatobiliary clearance, or "gut dialysis" with multiple-dose activated charcoal. rarely, hepatic metabolism is altered to preclude ultimate toxicant formation (e.g., cimetidine to mitigate production of dapsone's methemoglobinemia inducing metabolite). exogenous clearance utilizes hemodialysis, charcoal hemoperfusion, continuous renal replacement therapies, and exchange transfusion. all the adjuncts attempt to shift where a patient lies upon a particular dose-response curve (fig. 2) . drug recovery following gastrointestinal emptying techniques has been inconsistent; human studies attempting to demonstrate a survival benefit of any decontamination modality are inconclusive. randomized trials in which a control group might not receive any decontamination could be considered unethical; volunteer studies using sublethal doses of xenobiotic cannot show mortality benefit. as might be anticipated from the fact that supportive care suffices for the majority of poisoned patients, a typical study of routine administration of charcoal following oral overdose of primarily benzodiazepines, acetaminophen, and selective serotonin reuptake inhibitors could not demonstrate benefit [16, 17, 23] . past studies have suffered from significant exclusions. recommendations are based both on theoretical grounds (animal and in vitro studies demonstrating lower peak serum concentration or faster serum drugs and pharmaceuticals: management of intoxication and antidotes 403 clearance) and human studies with surrogate endpoints such as marker studies or area under the curve of plasma concentration versus time (auc) improvement. aggressive detoxification may be required for certain lethal toxins for which few antidotal options exist. most gastric emptying techniques are thought to be relatively ineffective beyond 1 hour. these constraints diminish possible benefit. for example, the median time from ingestion to arrival at a health care facility is on the order of 2 hours, and only about 10% of patients can be lavaged within the idealized 1-hour time frame [24] . although in ideal situations (patients presenting early to experienced health care providers with readily available ipecac syrup) pill retrieval averages 45-55%, ipecac's benefits can be completely negated when administration is delayed as briefly as 30 min [25] [26] [27] [28] . when orogastric lavage is performed by experienced providers within 5 min of ingestion, clinical manifestations of ingested xenobiotics have been prevented [29] . practically, efficacy of tablet retrieval rates reduces to 45% in some cases and improvements in auc vary from zero to 60% (averaging ~35%) [27, [30] [31] [32] . similarly, restricting activated charcoal (ac) administration to patients presenting to health care within the first hour post ingestion would exclude up to 90% of poisoned patients from the potential benefits of ac when administered beyond an hour [24, 33] . earlier administration of ac is more efficacious [34] . however, home and prehospital use of ac decreases the time to treatment, but has not improved clinical outcomes [35] . drugs with opioid or anticholinergic properties that decrease peristalsis or particularly large ingestions, which independently decrease intestinal motility, may modify decision making in delayed presentations [36, 37] . figure 2 . adjuncts to alter toxicant pharmacokinetics attempt to shift where a patient lies upon a particular (idealized) dose-response curve. risk will likely outweigh benefit if the patient begins at point a (negligible morbidity and mortality) and systemic exposure is reduced to b. this is the case for many drug poisonings which are managed effectively by supportive care alone. decontamination might provide significant benefit if the patient lies upon the steep aspect of the curve [reduction from c to d -the same fixed amount as from a to b (although a percentage reduction could also be envisaged)]. with overwhelming overdose (point e), despite decontamination, benefit would be unlikely (point f). independent of side effects, the efficacy of one modality over another or combination therapy is debated. some studies rate ipecac syrup more efficacious than orogastric lavage, but most studies have found little or no difference, and neither has been shown to be more effective than spontaneous emesis [26, 27, 31, 38] . ac has demonstrated ~50% better reductions in auc than ipecac, which may improve or worsen its efficacy [31, 39, 40] . gastric lavage adds no benefit to ac, except for the most critically ill patients [34, 41, 42] . compared directly, ac has better impact than lavage on auc and clinical effect [29, 31, 43] . data are equivocal regarding whole bowel irrigation's ability to function similar to multiple-dose ac (mdac) as a medium for "gut dialysis" [44, 45] . syrup of ipecac is obtained from a root extract of the amazonian flowering plant psychotria ipecacuanha [46] . its active alkaloid components, cephaeline and emetine, induce emesis via local irritation and central stimulation of 5-hydroxytryptamine (serotonin) 5-ht 3 receptors [47] . following appropriate dose (10 ml for infants, 15-20 ml for children under 12, and 30 ml otherwise), roughly 90% of patients have a first episode of emesis within 20 min [48, 49] . patients average three episodes in 30 min [50] . however, since ipecac's removal from most homes, the median time to administration in the acute care setting is delayed on the order of an hour, with only one-third of patients successfully vomiting within the first hour post ingestion [51] . indications for ipecac are limited. a routinely cited example is a patient known to have taken multiple lithium tablets, which do not bind ac and may not fit through a lavage tube, who presents early to health care [50] . the american academy of pediatrics no longer recommends ipecac syrup for home use; ipecac use does not impact outcomes or decrease utilization of emergency services [52, 53] . ipecac may or may not have a role in other rare ingestions that mandate gastrointestinal decontamination, but are not amenable to orogastric lavage, ac, whole bowel irrigation, or an antidote; the patient must present alert and early (<60 min post ingestion) to medical care [50] . unsurprisingly, ipecac's most common side effect is persistent emesis. as many as eight emetic episodes occurring more than 60 min after ipecac administration have been reported [54] . this impairs administration of oral therapeutic agents, as induced emesis can last up to several hours [55] . prolonged vomiting associated with induced sedation or absent airway reflexes increases the risk of aspiration bronchospasm, pneumonitis, and pneumonia [28, 50] . other life-threatening side effects have been reported, including bradycardia, cns depression, mallory-weiss esophageal tears, pneumomediastinum, pneumoretroperitoneum, and intracranial hemorrhage [50] . emesis of caustics reexposes damaged esophageal mucosa to the caustic agent. analogous pulmonary aspiration concerns accompany induced emesis of hydrocarbons. orogastric lavage is performed via a large bore orogastric tube (adults, [36] [37] [38] [39] [40] french; children, 24-28 french) with fenestrae large enough to accommodate whole tablets [32] . serial 500-ml aliquots (100-250 ml in pediatric patients) of normal saline or lactated ringer's solution are administered and suctioned until retrieved liquid is clear. orogastric lavage can be expected to have its best risk-to-benefit ratio when patients present early enough to have a significant gastric burden, and when severe toxicological effects are manifest or expected to become manifest [32, 42] . because advancement of stomach contents does occur despite proper left lateral decubitus positioning [26] , ac (see below) is sometimes provided prior to crystalline lavage [32, 43] . introduction of a large, relatively rigid tube requires a cooperative patient with a protected airway (typically an endotracheal tube if the patient is ill enough to warrant gastric lavage). orogastric lavage risks hypoxia, dysrhythmia, laryngospasm, hypothermia, gastrointestinal or pharyngeal traumatic laceration or perforation, fluid and electrolyte abnormalities, and vomiting with subsequent aspiration pneumonia [32, 56, 57] . ac is a convoluted macromolecule created via pyrolysis of carbonaceous material and subsequently "activated" with steam to further increase surface area [58] . the multiple pores of various size on the surface of each macromolecule of ac account for its high adsorptive affinity for a multitude of xenobiotics -particularly chemical species that are nonionized, aromatic, and/or branched [34, 53, 59] . maximal xenobiotic binding occurs in 10-25 min [60] . ac decreases auc by as much as 60%, seems to improve clinical outcomes for critically ill patients, and may benefit in certain poisonings such as acetaminophen [31, 40, 61, 62] . it also increases the rate of endogenous clearance of drugs with long half-lives and some degree of entero-enteric or enterohepatic circulation [59, 63, 64] . those findings suggested the use of mdac as a "gut dialysis" for toxins with slow pharmacokinetics [65, 66] . a meta-analysis of volunteer studies demonstrated increased clearance of xenobiotics with longer half-lives, but not necessarily improved clinical outcome [67, 68] . mdac has enhanced amitriptyline, carbamazepine, dapsone, dextromethorphan, phenobarbital, phenytoin, quinine, and theophylline elimination, although without definitive clinical benefit in controlled trials [63, 64, 69] . two studies provided conflicting results for survival benefit of mdac for yellow oleander poisoning [70, 71] . the fraction of unbound xenobiotic decreases as the charcoal-to-toxin ratio increases from 2.5:1 up to 50:1, although the yield curve levels off near 10:1 [59, 72] . in theory, the dose of ac administered to a poisoned patient would be ten times the mass of ingested xenobiotic, but those values are unknown in most clinical situations [73] . ac is practically dosed based on the patient's weight (1 g/kg), which can be divided into multiple smaller doses to be administered every 2-4 hours [59] . although optimum dosing is unclear, mdac is administered hourly, every 2 hours, or every 4 hours at a dose equivalent to 12.5 g/hour [66] . pediatric charcoal doses are lower due to generally smaller ingestions and gut capacity. the total dose administered is the major determinant of efficacy particularly for larger overdoses, and can be administered continuously [74] . emesis occurs in up to 12% of patients receiving ac; patients receiving ac via nasogastric tube or who vomited previously are at greater risk for emesis [75, 76] . rarer complications include aspiration and intestinal obstruction or perforation [55, 59, 77, 78] . aspirated ac may produce bronchiolitis obliterans, acute respiratory distress syndrome (ards), and death [79] . ac adheres to mucosa and obscures endoscopy; mineral acids and bases will not adhere to charcoal. ac poorly adsorbs short chain alcohols and metals such as iron, lead, and lithium [80] . ac administration requires an intact mental status or protected airway. flavoring agents increase the palatability of ac for volunteers, but poisoned patients do not show increased compliance/tolerance with flavored ac [81] . cathartics induce watery evacuation of bowel within a few hours. hyperosmotic cathartic agents such as sorbitol are non-absorbed, osmotically active substances that draw water into the lumen, where increased intestinal volume and pressure promote peristalsis. so-called "saline" cathartic agents such as magnesium salts also directly stimulate smooth muscle to induce peristalsis [82] . cathartics alone are not recommended for ingested poisons [83] . cathartics have many adverse effects, including volume depletion, hypernatremia, hypermagnesemia, hyperphosphatemia, hypocalcemia, metabolic alkalosis, pain, nausea, emesis, and flatus [84, 85] . sorbitol or laxatives are sometimes used in conjunction with the first dose of ac. while theoretically beneficial -minimizing the possible constipation of ac or promptly delivering ac to the duodenum, they do not increase the efficacy of ac [74, 86, 87] . sorbitol is implicated in the fluid/electrolyte changes that occur with mdac: hypermagnesemia, hypernatremia, and volume depletion [55, 84, 88] . repetitive cathartic doses have been associated with rectal prolapse and death [89, 90] . whole bowel irrigation (wbi) employs polyethylene glycol (peg), a large, non-absorbable organic polymer and an electrolyte lavage solution (els) is-drugs and pharmaceuticals: management of intoxication and antidotes 407 osmotic to serum. large peg-els volumes are introduced into the alimentary canal with less risk for fluid and electrolyte shifts caused by traditional cathartics. peg-els provides non-viscous bulk for rapid transit of material in a normally functioning gastrointestinal tract. wbi should induce evacuation within 60 min, but requires 6 hours on average for complete effect. reported improvements in auc are modest given the more rapid absorption time for most pharmaceuticals [91] . however, reduction in auc can be as high as 30% with poorly absorbed products or modified release preparations [92] . wbi might be considered for slowly absorbed significant ingestions such as iron, lead, and lithium, as well as modified-release preparations of β-adrenergic antagonists, bupropion, calcium-channel antagonists, carbamazepine, and theophylline [93] [94] [95] [96] . wbi is also employed to rid patients of enterally transported illicit substances which produce toxicity upon packet rupture or leakage (e.g., cocaine, heroin, and methamphetamine) [97] . standard dosing protocols are 1.5-2 l/h (25 ml/kg per h) enterally until rectal effluent is clear [92] . at this point, intestinal contents are assumed to have been displaced, although this is not always true [91, 98] . nasogastric tube placement is generally required to sustain compliance with the large volume requirements, and pretreatment with an antiemetic is prudent [98] . wbi may produce nausea, vomiting, cramping, and flatus. peg-els for colonoscopy has precipitated colonic perforation [99] . unintentional bronchial administration of peg-els can produce acute lung injury [100] . ileus, obstruction, perforation or threatened perforation should preclude wbi; a protected airway is required. desorption of toxins from ac by peg has been demonstrated in vitro and in vivo [93, 101] . support for endoscopic therapy consists of limited case reports of retrieval in ingestions of cocaine packets, lead pellets, and medication such as sustained release calcium channel antagonists, clomipramine, iron, and meprobamate [102] [103] [104] [105] [106] . the procedure might be warranted for certain ingestions or cases of pharmacobezoar formation of toxic substances. complications include perforation, aspiration, hemorrhage, and anesthetic-associated hemodynamic changes. when endoscopy fails, surgery may be required for definitive removal [107, 108] . surgery may be required in patients with enterally transported illicit substances either due to failure of passage (with or without wbi), obstruction, or severe toxicity upon packet rupture or leakage [109, 110] . weak acids in an alkaline environment exist predominantly in ionized form. biological membranes are relatively impermeable to these charged molecules. alkaline serum thus inhibits the diffusion of acidic toxins (low pk a ) across cellular membranes. similarly, an alkaline urinary ph promotes renal sequestration (or "ion-trapping") of acidic species from the systemic circulation. the relative intolerance of biological systems to acidosis limits the effectiveness of converse urinary acidification (via ascorbic acid or diluted hcl solutions) for renal sequestration of weak bases. critically ill patients may have reduced drug clearances due to decreased hepatic and renal perfusion, and thus interventions that increase clearance/ elimination have the potential to significantly reduce toxicity [111] . alkalinization improves renal elimination of chlorpropamide, 2,4-dichlorophenoxyacetic acid, diflunisal, fluoride, mecoprop, methotrexate, phenobarbital, and salicylate [112] . urine alkalinization is considered first line therapy in patients with moderate salicylism who do not meet hemodialysis indications. dosing of 1-2 meq/kg of 7.5-8.4% bicarbonate provided over 1-2 min is followed by "normal" bicarbonate infused at double the standard rate of i.v. fluid maintenance. the "normal" bicarbonate solution is prepared by adding three ampules of sodium bicarbonate (totaling 132-150 meq) in 1 l 5% dextrose in water (d5w). the rate is titrated to maintain an alkaline urinary ph, without exceeding a serum ph of 7.55 [112] . alkalemia decreases ionized calcium. volume overload may occur, particularly in patients with congestive heart failure, acute renal failure, or end-stage liver disease. bicarbonate treatment induces hypokalemia. as the proximal renal tubular cells conserve serum potassium by exchanging protons for urinary potassium, this defeats urinary alkalinization. therefore, maintaining a normal serum potassium, with frequent monitoring and supplemental administration and/or inclusion in the bicarbonate solution, are important components of urine alkalinization. saline diuresis is utilized to improve excretion and minimize toxicity of overdose of ions such as magnesium, calcium, and lithium in patients who do not meet hemodialysis indications [113] [114] [115] . hypermagnesemia may occur with excessive antacid use, gargling or ingesting magnesium sulfate compounds, and iatrogenic error [113, 116] . hypercalcemia can result from excess calcium (in antacid tablets) or vitamin d ingestion or parenteral administration [117, 118] . renal lithium toxicity presumably results from cytotoxic accumulation of lithium entering via the apical epithelial sodium channel [119] . ensuing nephrogenic diabetes insipidus, characterized by increased water and sodium diuresis, can result in dehydration, hyperchloremic metabolic acidosis, and renal tubular acidosis. in volume depletion, activation of the reninangiotensin-aldosterone axis leads to active resorption of sodium, and thus lithium, from the distal convoluted tubules. therefore, adequate volume repletion with saline is prerequisite for effective renal elimination of lithium. boluses of 0.9% sodium chloride are administered until the patient is clinically euvolemic. saline infusion is then provided at 1.5-2 times a standard maintenance rate. throughout treatment renal function, urine output, and electrolytes are monitored. congestive heart failure, renal failure, or end-stage liver disease moderate volume administration and make saline diuresis less attractive than hemodialysis in significant ingestions. loop diuretics such as furosemide inhibit sodium resorption in the proximal convoluted tubules, and would theoretically promote elimination of lithium as natriuretics. however, these effects are countered by the action of the renin-angiotensin-aldosterone axis on the distal convoluted tubules, and diuretics do not seem to improve outcomes in lithium overdose or radiographic contrast exposure [120, 121] . in hemodialysis (hd) the patient's blood is pumped through a circuit that includes a cartridge consisting of thousands of semi-permeable, membranelined capillary tubes. the blood traverses the cartridge counter-current to a circulating buffered salt solution (a.k.a. dialysate) before returning to the patient's venous circulation. diffusible molecules flow down their electrochemical gradient from the serum to the dialysate. hemoperfusion (hp) employs a similar circuit, but the cartridge is enveloped with ac (rather than a circulating dialysate) to adsorb xenobiotics regardless of plasma protein binding, and leave serum electrolytes largely unchanged. continuous arteriovenous or venovenous hemofiltration (cavh or cvvh) employ lower pressures and flow rates than hd over longer sessions for patients unable to tolerate hd or to remove xenobiotics with slow tissue redistribution [122, 123] . peritoneal dialysis (pd) is ineffective in poisoning management, given its inherently slow kinetics and the availability of hd [124] . extracorporeal therapies may be warranted when criteria are met for both the xenobiotic and the patient [125] . favorable dialyzable toxin properties include low volume of distribution (v d ), relatively low molecular weight, and poor serum protein binding (or binding that worsens in overdose, as is the case for salicylate and valproate) [126] . patient characteristics suggesting extracorporeal therapy include signs or symptoms of significant end organ toxicity; impaired elimination secondary to baseline comorbidities or critical illness-induced hypoperfusion; inability to tolerate or refractory to antidotal strategies (such as bicarbonate or saline); inadequate response to supportive care measures; concurrent electrolyte derangements (e.g., metformin-associated lactic acidosis); or serum drug concentrations historically associated with severe outcome [127] . traditionally, charcoal hp was used for xenobiotics significantly bound to plasma proteins, but its use is declining while (high-flux membrane) hd increases. methanol, ethylene glycol, salicylates, lithium, halides, theophylline, and metformin-associated lactic acidosis are commonly treated with dialysis [125] . hd is used for valproate and carbamazepine poisoning; however, in the absence of high-flux dialysis membranes, the characteristics of charcoal hp may more appropriately address the larger v d and protein binding [128] . common side effects of extracorporeal elimination include hypotension, bleeding, and infection. enhanced clearance of therapeutic medications and antidotes (e.g., antibiotics, fomepizole, n-acetylcysteine, water-soluble vitamins) may occur. the need for dialysis must be anticipated early; several hours of preparation time may be required to secure vascular access, equipment, and personnel. exchange transfusion is a total blood volume exchange administered in small aliquots. serial frequent phlebotomy of a small amount of circulating blood occurs with simultaneous transfusion of equivalent donor blood. this process is repeated until two to four vascular volumes have been exchanged. while the procedure is very rarely used for toxin removal, exchange transfusion is more familiar to clinicians treating severe hemolytic diseases of the newborn, hyperbilirubinemia without hemolysis, and sickle cell crisis. exchange transfusion removes xenobiotics that are large or bound to plasma proteins, such as thyroxine, iron, or theophylline [129, 130] . for lifethreatening ingestions, exchange transfusion is a viable option for neonates and infants whose immature vasculature cannot tolerate extracorporeal elimination modalities or in institutions lacking pediatric dialysis capacity. exchange transfusion has been successfully employed in pediatric iron, isoniazid, phenobarbital, salicylate, theophylline, and vincristine overdose [129] [130] [131] [132] [133] [134] . it has also been suggested for refractory drug-induced methemoglobinemia [135] . whole blood exchange was utilized in an adult with a 50fold cyclosporine dosing error [136] . anticipated complications arise from vascular access, bleeding, hypoglycemia, hypotension, and blood product administration (immune-mediated reactions, blood incompatibility, and infections). several hyperthermic syndromes are caused by xenobiotics. these are generally spectrum disorders, whose features may overlap with other conditions such as cns infection, agitated delirium, and sepsis. malignant hyperthermia (mh) occurs in patients with an autosomal-dominant defect in genes encoding the skeletal muscle ryanodine receptor (ryr-1) or the voltage-gated calcium channel (cav1.1) who are exposed to volatile anesthetics or depolarizing muscle relaxants (succinylcholine) [137] . hypomagnesemia may increase the probability and possibly severity of an mh event [138] . the subsequent rapid increase in myoplasmic calcium concentration increases muscle metabolism and heat production and produces muscle contractures and hyperthermia. neuroleptic malignant syndrome (nms) is characterized by high fever, autonomic instability, altered mental status, and muscle rigidity. potent antipsychotics (neuroleptics) such as haloperidol and other medications (metoclopramide, droperidol, and promethazine) with significant dopamine antagonism, as well as abrupt cessation of dopaminergic agents such as those used in parkinsonism, can precipitate this life-threatening syndrome [139] . nms typically develops over several days and is characterized by ''lead-pipe'' rigidity [139] . drugs that impair serotonin breakdown or re-uptake, those that act as serotonin precursors or enhance its release, or those that are serotonin agonists may lead to serotonin syndrome. like nms, serotonin syndrome is a spectrum disorder for which various signs and symptoms have been proposed to establish diagnosis (e.g., sternbach and hunter criteria) [140, 141] . in its most severe form it consists of high fever, autonomic instability, altered mental status, and may have associated diaphoresis, shivering, tremor, diarrhea, or spontaneous clonus. in serotonin syndrome, onset of symptoms is usually rapid, with 60% of patients with the serotonin syndrome presenting within 6 hours of drug exposure, and tremor and hyperreflexia predominant in the lower extremities may be a prominent feature [142] . sympathomimetic-associated hyperthermia, seen with acute intoxication with cocaine, amphetamines, substituted amphetamines, and phencyclidine, may be clinically indistinguishable from serotonin syndrome [143] . additionally, the agitated delirium engendered by these agents may be difficult to distinguish from that induced by hyperthermia itself. patients with anticholinergic-associated hyperthermia will generally present with a compatible "toxidrome" -agitation; mydriasis; dry, hot, and erythematous skin; hypoactive bowel sounds; and urinary retention. while rare, thyrotoxicosis factitia, the ingestion of excess thyroid hormones due to inadvertent intake (pharmaceutical or food contamination), misuse (dieting), or significant intentional ingestion may produce hyperthermia [144, 145] . hyperthermia may accompany toxicity with agents that uncouple oxidative phosphorylation (e.g., salicylates, dinitrophenol, pentachlorophenol) [146] . multiple medications can also complicate or contribute to environmental hyperthermia. several reviews and epidemiological data from major heat waves have demonstrated that anticholinergics, antiepileptics, antihistamines, antihypertensives in general and diuretics in particular, antipsychotics, and others contribute to excess morbidity and mortality [147, 148] . conversely, exogenous heat stress can increase mortality from specific xenobiotics. in an urban setting at ambient temperatures above 31.1°c, the mean daily number of fatal cocaine overdoses increased markedly [149] . regardless of the cause for the hyperthermic syndrome, cessation of any possible offending or contributing agents and rapid cooling is critical. the degree of hyperthermia produced correlates with death and neurotoxicity in animal models, and temperature normalizing intervention is critically impor-tant in attenuating cns injury and mortality [150] . studies from the chicago and france heat waves show that this is rarely done in a timely manner (if at all) in cases of environmental hyperthermia, with devastating results [147, 148] . the benefits of rapid cooling by ice water immersion were demonstrated over 80 years ago [151] . a large review concluded that cooling methods based on evaporative heat loss are less efficient than immersion in ice water in dissipating heat [152] . additional studies demonstrate that cooling rates of up to 0.15-0.20°c/min can be achieved with immersion, two to three times that of evaporation [153, 154] . regardless of the method used, effectiveness should be repeatedly assessed. sedation with benzodiazepines and rigorous supportive care are necessary adjuncts in significant cases. this is primarily accomplished with titrated doses of benzodiazepines to inhibit muscle rigidity and control agitation. animal models have demonstrated the benefit of benzodiazepines in prolonging survival, preventing seizure, and attenuating agitation in the toxicological hyperthermias [155, 156] . phenytoin is ineffective in animal models [157] . phenothiazines and butyrophenones, while reported, may have delayed onset and compromise mental status, lower seizure threshold, impair heat dissipation, and worsen hypotension [143] . neuromuscular paralysis may be required to limit further heat generation in cases of nms, serotonin syndrome, and sympathomimetic-associated hyperthermia. as the pathophysiology of mh is beyond the neuromuscular junction, paralytics are unlikely to provide benefit. rapid i.v. administration of dantrolene, a direct-acting skeletal muscle relaxant, is the only drug proven effective for prevention and treatment of mh. dantrolene disrupts the pathogenic excitation-contraction coupling by acting at ryr-1 to suppress depolarizationinduced sarcoplasmic reticulum calcium release and normalize the voltage dependence of contractile activation [158] . reversal of increased myotube sensitivity may also play a role [159] . intravenous 2-3 mg/kg dantrolene is repeated until symptoms are controlled or 10 mg/kg (or more) has been administered. following initial treatment, 1-2 mg/kg i.v. or per os is given every 6 hours for 24-72 hours to prevent recurrence. dantrolene is packaged in vials containing 20 mg dantrolene sodium; thus, multiple vials are needed for treatment of adult patients. a large review of nms cases did not suggest a beneficial role for dantrolene, although one case-controlled analysis found benefit [160, 161] . bromocriptine, a dopamine agonist, has been used (off-label) to treat nms at doses ranging from 5 to 20 mg every 6 hours [143] . common side effects include hypotension, dyskinesia, erythromelalgia, and hallucinations. cyproheptadine, developed as an antihistamine, additionally antagonizes 5-ht 2 receptors. cyproheptadine for serotonin syndrome (off-label) is initially used in a dose range of 4-12 mg, followed by 2 mg every 2 hours for persistent symptoms; upon symptom control, 8 mg maintenance dosing is provided every 6 hours [142] . the tablet form necessitates administration orally or crushed via nasogastric tube. n-acetylcysteine (nac) provides an effective means of prevention and treatment of acetaminophen (n-acetyl-p-aminophenol, apap; paracetamol)induced hepatotoxicity. nac is also employed to preclude radiographic contrast-induced nephropathy [162] . the ultimate toxicant of apap, n-acetyl-pbenzoquinone imine (napqi) generated primarily by cyp2e1 and cyp3a4, depletes glutathione (gsh), binds intracellular components, and, through an incompletely understood process, produces hepatic injury, centrilobular necrosis, or hepatic failure [163, 164] . nac works by multiple mechanisms. it augments apap sulfation to a nontoxic metabolite, it acts as a glutathione precursor or glutathione substitute to detoxify napqi, and possibly reverses napqi oxidation [165, 166] . nac provides substantial benefit even in cases of delayed presentation following overdose [167] . extra-hepatic benefits of nac include improving cardiac index and systemic mean oxygen delivery despite decreasing systemic vascular resistance [168] . in a range of hepatic disorders, nac improved baseline oxygen delivery, oxygen consumption, and dye clearance in a majority of patients [169] . liver blood flow and cardiac index improved in septic shock patients provided nac [170] . only l-nac is beneficial. animal experiments demonstrate that the l-isomer, derived from physiological l-cysteine, prevents hepatotoxicity and provides prolonged elevations of hepatic glutathione [171] . nonphysiological d-nac cannot increase glutathione stores or prevent hepatotoxicity, despite increasing acetaminophen sulfation [172] . according to rumack [163] , the oral nac dosing strategy was reached by estimating the absorption and turnover rate of glutathione at 6 mg/kg per h and an fda safety factor of 3, to yield 70 mg/kg every 4 hours [6 (mg/kg per h) × 4 (h) × 3 (safety factor) = 72 ≈ 70 mg/kg every 4 h]. there were several assumptions as to "normal" hepatic glutathione levels and apap to napqi conversion. a 140 mg/kg loading dose was added to provide an early high hepatic dose. the 72-hour duration of oral therapy was based on previous observations of multiple patients with prolonged apap half-lives and a desire to implement a protocol that would accommodate those with half-lives longer than 12 hours (anticipating disappearance after five half-lives). while many have suggested that the 72-hour oral course is excessive, particularly after apap has disappeared from the serum, the optimal duration of therapy is unclear. studies assessing a shortened or "patient-tailored" approach have been small or methodologically limited [173, 174] . the rumack-matthew nomogram guides initiation of nac therapy in single acute ingestions. the "treatment line" is anchored at an apap serum concentration of either 200 μg/ml ("200 line") or 150 μg/ml ("150 line") at 4 hours post ingestion and decreased by 50% every 4 hours. the slope of the treatment line does not reflect apap kinetics. the "150 line" is utilized in all patients in the u.s. and australia; in the u.k. and elsewhere the "200 line" is employed, with a "100 line" modification for an array of individuals deemed at "high-risk": ethanol tolerant, those at risk for glutathione depletion (malnutrition, hiv, eating disorders, cystic fibrosis), pregnancy, and those prescribed enzyme-inducing drugs (carbamazepine, phenytoin, phenobarbitone rifampacin, isoniazid, etc.) [165, 175] . the u.s. multicenter study substantiated the safety and efficacy of its approach [176] . proponents of the "150 line" point to the fact that 3.45-12.9% of patients above the "150 line" but below the "200 line" developed biochemical hepatotoxicity (aspartate aminotransferase, ast >1000 iu/l at any time during their course) in the u.s. multicenter trial and that patient deaths have occurred in untreated patients "between the lines" [177, 178] . in patients presenting near 8 hours after ingestion, or if a level is not available before 8 hours post ingestion, nac is begun while awaiting apap results and then continued or stopped once the results are available and have been plotted on the nomogram. if the time of ingestion is unknown or more than 24 hours has passed, nac is administered. when apap concentration and transaminase results are obtained, if transaminases are elevated or if measurable apap exists, a full course of treatment is provided. with normal aminotransferases and without detectable apap, treatment is not required. concentrations obtained less than 4 hours post ingestion are not useful except to completely exclude ingestion (i.e., it is useful only if the apap concentration is undetectable). ongoing absorption may place individuals above the line at 4 hours, or metabolism or charcoal administration may result in a patient falling below the nomogram at 4 hours. in cases of chronic ingestion (>7.5 g/day in adult), laboratory evaluation and treatment are provided as for an unknown time of ingestion. with elevated transaminases or measurable apap, nac is provided. oral nac is cheap and familiar to clinicians. it has minimal side effects (other than vomiting and odor) and is preferred in patients with bronchospastic disease. its use can become problematic in cases where oral delivery is compromised, e.g., in patients with depressed mental status, significant vomiting, or impaired gastric motility. use of an anti-emetic is encouraged. intravenous nac appears to be similarly efficacious to oral nac and eliminates many delivery issues. it has a much shorter therapy course (21 hours), expediting medical and psychiatric disposition. it avoids first pass metabolism in cases where the liver is not the only target or interest, such as those with cerebral edema or pregnancy. while i.v. nac is slightly more expensive, total hospital charges may be less due to decreased treatment time. histamine-mediated anaphylactoid reactions are more commonly seen with rapid i.v. loading and in patients with lower apap levels [179] . mild reactions have been treated by slowing the infusion rate and providing i.v. diphenhydramine, although this might alter nac and apap kinetics. dosing complexity -150 mg/kg in 200 ml of 5% dextrose over 1 hour, followed by 50 mg/kg in 500 ml of 5% dextrose over 4 hours (12.5 mg/kg per h), and then 100 mg/kg in 1000 ml of 5% dextrose over 16 hours (6.25 mg/kg per h) -yields frequent administration errors [180] . the supplied 20% solution was too concentrated for children, and dilution according to adult guidelines resulted in excess free water, and cases of hyponatremia and seizures [181] . the current u.s. package prescribing information (http://www.acetadote.net/pi_acetadote_revised_apr09.pdf) and dosage calculator website (http://www.acetadote.net/dosecalc.shtml) provide dosing and administration guidelines in patients of less than 40 kg. in a study limited by different comparison groups, data acquisition methodology, treatment location and several other factors, 20-hour only i.v. nac was favored in patients with early presentation (<12 hours), whereas late presentation favored oral 72-hour nac [182] . however, continuous i.v. infusion in delayed presentations with apap-induced fulminant hepatic failure showed clear benefit in a prospective study [167] . whatever the route, prior to cessation of nac therapy, negative apap concentrations and normal transaminases must be ensured, particularly in cases of massive ingestion; hepatotoxicity may follow premature cessation of therapy [183, 184] . the 16-hour maintenance dose is continued in patients receiving i.v. nac until apap is undetectable and transaminases are normal (or at baseline). experimental evidence and human case reports demonstrate both delayed absorption, delayed increase following initial decline, and "crossing the nomogram" with extended-relief, opioid-or anticholinergic-containing apap products, or co-ingestants [185, 186] . in cases of hepatic failure, i.v. nac is continued until resolution, transplant, or death. historically, physostigmine (eserine), a reversible carbamate inhibitor derived from the seed (calabar bean) of the vine physostigma venenosum balfour, was used in the ancient trial by ordeal [187] . medicinal use of physostigmine was first reported in 1864 to reverse severe atropine poisoning [188] . naturally available (-)-physostigmine is over 100 times more effective in inhibiting acetylcholinesterase and butylcholinesterase in tissue, erythrocytes, and serum in humans and animal models than its stereoisomer [189, 190] . this activity depends upon interactions within the hydrophobic pocket of the acetylcholinesterase active center, which is distinct from the catalytic site [191] . additionally, physostigmine binds nicotinic receptors close to, but distinct from, the acetylcholine binding site on the α-subunit [192] . at low doses, physostigmine functions as an ineffective nicotinic receptor agonist, while at higher doses it produces marked channel blockade. physostigmine's nonspecific analeptic properties [8] are no longer considered useful in overdose, given the clear benefits of supportive care. indiscriminate use of physostigmine and an incomplete understanding of the pathophysiology of tricyclic antidepressant (tca) poisoning was associated with bradydysrhythmias including asystole, seizure, and several deaths [193, 194] . in animal models, physostigmine is ineffective in attenuating tcainduced seizures [195] . it failed to abolish dysrhythmias, decreased blood pressure, and at high doses enhanced tca toxicity [196] . physostigmine is currently recommended as a diagnostic and therapeutic agent for antimuscarinic poisoning [197] . patients should have clear peripheral or central manifestations of the anticholinergic toxidrome. as a tertiary amine, physostigmine can cross the blood-brain barrier to reverse the central effects. an ecg should exclude sodium or potassium channel blockade (qrs or qt prolongation). excessive physostigmine will produce a cholinergic syndrome, with muscarinic and nicotinic effects. as the adverse effects of bradycardia and bronchorrhea can produce significant morbidity, continuous cardiac monitoring and immediate access to atropine are recommended during physostigmine administration. physostigmine, 1-2 mg in adults and 0.02 mg/kg (maximum 1.0 mg) in children is infused slowly over at least 5 min [198] . repeat doses every 10-15 min can be provided if an adequate response does not occur and adverse effects are absent. re-bolusing may be required in the setting of antimuscarinics with a prolonged duration of action. the anticonvulsants include carbamazepine, ethosuximide, felbamate, gabapentin, lacosamide, lamotrigine, levetiracetam, oxcarbazepine, phenobarbital, phenytoin, pregabalin, primidone, tiagabine, topiramate, valproic acid (vpa), vigabatrin, and zonisamide. these drugs enjoy widespread approved and offlabel use for additional conditions, e.g., fibromyalgia (pregabalin); neuropathy and neuropathic pain (carbamazepine, gabapentin, lamotrigine, levetiracetam, and pregabalin); panic disorder (tiagabine); migraine prophylaxis and treatment of obesity, ethanol dependence, and depression (topiramate); and bipolar disorder (carbamazepine, lamotrigine, and vpa). treatment of anticonvulsant overdose is largely supportive, with particular attention to the cns-depressant and cardiovascular effects of some of these agents. l-(r)-carnitine exists as the sole specific antidote in this class for significant vpa (di-n-dipropylacetic acid, 2-propylpentanoic acid) poisoning. patients with drug-associated mitochondrial toxicity (particularly from nucleoside analogs) and anthracycline cardiotoxicity might also benefit from its administration [199, 200] . the anticonvulsant properties of vpa derive from its ability to increase γ-aminobutyric acid (gaba) availability via inhibition of gaba transaminase and succinic semialdehyde dehydrogenase, to attenuate n-methyl-daspartate (nmda)-type glutamate receptor excitatory effects, and to slow the rate of recovery from sodium channel inactivation [201] [202] [203] . additionally, vpa appears to affect inositol levels similar to lithium. therapeutic concen-trations are 50-100 mg/l. potentially toxic concentrations are greater than 120 mg/l. oral absorption of vpa is excellent [204] . peak plasma concentrations are generally seen in 1-4 hours, although this may be markedly delayed by overdose, enteric coating, or meals [205] . manifestations of significant vpa toxicity include cns effects (lethargy, seizure, coma, cerebral edema), respiratory depression, metabolic derangement (hypernatremia, hyperammonemia, hypocalcemia, metabolic acidosis, carnitine deficiency), gastrointestinal effects (nausea, vomiting, and abdominal pain), pancytopenia, pancreatitis, and hepatotoxicity [206, 207] . valproate toxicity is seen both in intentional acute overdose and in those on chronic therapy, either without adequate carnitine supplementation or on complex regimes. cells attempt to metabolize the vpa that is not directly excreted or glucuronidated in a manner similar to other fatty acids (fig. 3) . thus, vpa is conjugated with coenzyme a (coa). carnitine enters via an atp-dependent transporter. vpa is then transferred to carnitine, the normal mechanism for fatty acids entry into the mitochondrion. however, vpa-carnitine both inhibits the carnitine transporter and also diffuses out of the cell to be lost via renal excretion [208] . renal resorption of carnitine is also impaired [209] . these factors contribute to intracellular carnitine depletion. once vpa-carnitine is shuttled into the mitochondrion, it is reattached to coa. it then undergoes β-oxidation, in an attempt to generate 2-carbon molecules for entry into the krebs cycle. the 2-en-vpa-coa product is neurotoxic with a prolonged half-life. the terminal 3-keto-vpa product traps coa, leading to its mitochondrial depletion. decreased mitochondrial coa yields decreased atp production, diminishing usable cellular energy currency and further limiting carnitine entry into the cell (via an atp-dependent carnitine transporter). once carnitine is depleted, normal fatty acid metabolism cannot occur [206] . fatty acid build up is thought to underlie the reye's-like steatohepatitis, which can be seen in toxicity [210] . coa is also needed to make n-acetylglutamate, an activator of carbamoylphosphate synthetase i (cps i), a critical enzyme in the urea cycle. when its effectiveness is limited due to inadequate activator, ammonia cannot be incorporated, and consequently, its concentrations increase. furthermore, as coa is depleted, β-oxidation shifts to omega (ω), or terminal carbon oxidation. this creates (among others) the hepatotoxic 4-en-vpa product. 4-en-vpa additionally inhibits cps i, further preventing nitrogen elimination and contributing to hyperammonemia. l-carnitine (levocarnitine) supplementation has been recommended to reverse the adverse metabolic effects of vpa in cases of vpa-induced hepatotoxicity, vpa overdose, and primary carnitine-transporter defects [211, 212] . hyperammonemia and serum and muscle carnitine deficiency are well described in patients chronically taking vpa [213] [214] [215] . several studies and case reports demonstrate that carnitine supplementation reverses clinical symptoms, hypocarnitinemia, hyperammonemia, and vpa half-life prolongation in patients with toxicity due to chronic administration [216] [217] [218] . in patients with acute vpa overdose, limited clinical and laboratory data derived from case reports also suggest that reversal of metabolic derangements and improvement in clinical symptoms occurs when carnitine is provided [219] [220] [221] . a single large retrospective analysis showed a significant survival benefit with i.v. carnitine supplementation (with vpa cessation) in patients with valproate-induced hepatotoxicity [222] . l-carnitine dosing for cases of overdose is not currently evidence based. an oral or i.v. dose of 100 mg/kg per day, divided and given every 6 hours (maximum daily dose 3 g), is provided to those patients with acute overdose and [201, 202, 204, 212, 482] . asymptomatic hyperammonemia or hepatotoxicity in the absence of cns depression or metabolic derangement [211] . symptomatic patients with hyperammonemia or symptomatic hepatotoxicity should receive 100 mg/kg l-carnitine i.v. over 30 min (maximum 6 g), followed by 15 mg/kg every 4 hours over 10-30 min until clinical improvement occurs [211, 223] . others have supplemented at the higher dosing strategy when vpa concentrations exceed 450 mg/l [224] . in addition, given the decrease in protein binding that occurs, hemodialysis or hemoperfusion is recommended for patients with vpa concentrations exceeding 850-1000 mg/l or with severe clinical symptoms [202] . l-carnitine is generally well tolerated. side effects associated with carnitine supplementation are nausea, abdominal discomfort, dose-related diarrhea, and fishy body odor [223] . a small retrospective chart review found no adverse effects or allergic reactions in vpa overdose patients administered carnitine [225] . the current l-carnitine package inserts have no warnings or contraindications, but note that seizures have been reported to occur in patients, with or without pre-existing seizure activity, who received either oral or i.v. l-carnitine [226] . up to 600 mg/kg per day for 5 days has been provided without complications [227] . the d-isomer and the racemate (d,l-carnitine) are contraindicated. historic use of racemic d,l-carnitine was associated with myasthenialike syndromes and cardiac dysrhythmias, which disappeared after l-carnitine administration [228] . d-carnitine also competitively depletes cardiac and skeletal muscles and kidneys of l-carnitine [229] . dextrose dextrose (d-glucose) is indicated to rapidly reverse organic or toxin-induced hypoglycemia (e.g., from sulfonylureas, insulin, ethanol, salicylates, β-adrenergic antagonists, quinolines, pentamidine, ritodrine, and disopyramide) [230, 231] . hypoglycemia onset may be significantly delayed with certain agents (e.g., long-acting insulin or sulfonylureas). limited cns glycogen stores (in astrocytes) and the inability to acutely use free fatty acids make the cns particularly vulnerable to hypoglycemia [232] . patients (and providers) may be unaware of hypoglycemia in the absence of objective testing; both the counter-regulatory autonomic response and overt neurological deficit may be absent [233, 234] . additionally, significant neuroglycopenia and hypoglycemia-associated delirium (particularly in salicylism) may occur despite a "normal" peripheral blood glucose [235] . a wide range of clinical presentations have been described, including diaphoresis, nausea, tachycardia, tremor, hypothermia, focal neurological deficits, and cns agitation, confusion, or depression. these are generally reversible upon prompt treatment. untreated hypoglycemia may result in seizure, coma, and death. hypoglycemic seizures increase cerebral metabolic rate, contribute to atp depletion, and produce irre-versible brain damage [236, 237] . for these reasons, when bedside testing is unavailable, a risk-benefit calculation has generally favored empiric dextrose administration in the absence of a very clear alternative history or explanation for altered mental status. following a determination of absolute or relative hypoglycemia, 0.5-1.0 g/kg i.v of age-appropriate dextrose containing solutions should be provided immediately -d50w (50 g/100 ml) in adults, d25w (25 g/100 ml) in children, and d10w (10 g/100 ml) in neonates. frequent re-evaluation of response to therapy is required. glucose uptake and distribution, hyperglycemia-induced insulin secretion in those with a competent pancreas, and ongoing toxin exposure may cause recurrent hypoglycemia and necessitate repeat dosing. feeding, which provides significantly more calories than each 50 ml ampule of d50w (85 kcal according to one manufacturer [238] ), should be commenced as soon as practicable. while d10w "maintenance" solutions may be subsequently required, at an infusion rate of 100 ml/h, this concentration only provides 34 kcal per hour. continuous infusion of more concentrated solutions (e.g., d20w) requires a central venous catheter for administration. only the d-isomer is clinically useful. most glucose transporters (gluts) and the specific transporter required for facilitated diffusion of glucose across the blood-brain barrier, glut1 (slc2a1), have a high affinity for d-glucose and negligible affinity for l-glucose [236, 239] . d-glucose is also generally favored over other d-glucose epimers such as d-mannose or d-galactose. d50w is hypertonic and may cause phlebitis or thrombosis at the site of injection. extravasations of solutions containing as low as 10% dextrose have caused significant tissue injury and necrosis, particularly in young children [240] . pseudoagglutination of red blood cells may occur if concentrated dextrose solutions without electrolytes are administered simultaneously with blood through the same infusion set [238] . hypertonic dextrose administration may also induce generally clinically irrelevant hypophosphatemia [241] . octreotide acetate, a synthetic somatostatin analogue, is now favored in cases of refractory hypoglycemia due to sulfonylureas or quinine. it is fda approved for treatment of acromegaly, carcinoid tumors, and vasoactive intestinal peptide tumors [242] . it is a more potent inhibitor of insulin secretion than the natural hormone [242] . in pancreatic β-islet cells, atp generated from glucose uptake and subsequent metabolism normally induces closure of the atp-dependent potassium channel by binding to its pore subunit (fig. 4) . sulfonylureas similarly induce channel closure after binding to a regulatory (sur1) subunit. increased intracellular potassium triggers calcium entry through voltage-dependent calcium channels, leading to increased cytosolic calcium and insulin exocytosis [243, 244] . additionally, atp contributes to insulin vesicles movement and provides a substrate for protein kinase a (pka)-mediated phosphorylation. octreotide binds to the somatostatin receptor (primarily sstr 5 ) [243] . the subsequent effects continue to be explored and include inhibitory calcium channel effects, inhibition of adenylyl cyclase, and dephosphorylation of specific proteins required for movement and/or docking of vesicles [243, 245, 246] . octreotide effectively suppresses endogenous insulin release in controlled studies in diabetics and in cases of sulfonylurea overdose, but does not (and would not be expected to have) an effect on exogenously administered insulin [247] [248] [249] . several factors support octreotide usage following failure of initial dextrose administration and feeding. bolused dextrose may produce hyperglycemia and thus subsequently stimulate an exaggerated insulin response, particularly when figure 4 . pancreatic β-islet cell mechanisms of insulin release and octreotide action (see text for details). enzymes and substances: ac, adenylyl cyclase; atp, adenosine triphosphate; camp, cyclic adenosine monophosphate; glut2, glucose transporter 2; pka, protein kinase a; sfu, sulfonylurea; sstr, somatostatin receptor. symbols: ⊕, agonism or co-factor; ⊗, antagonism. data used can be found in [243] [244] [245] [246] . sulfonylureas persist. this contributes to recurrent (sometimes more significant) hypoglycemia. a vicious cycle of serum glucose concentrations is described in case reports and controlled trials following dextrose administration after sulfonylurea exposure [249] [250] [251] . additionally, as has been demonstrated, classic neuroglycopenic symptoms may not be present, and patients may need to be admitted during periods when circadian sleep patterns would complicate assessment. octreotide administration also obviates the concern of excess water administration in pediatric patients receiving i.v. dextrose solutions. relatively few trials are available to judge the efficacy of octreotide for sulfonylurea-induced hypoglycemia. in one study, glipizide was used to induce induced hypoglycemia (50 mg/dl) in eight healthy volunteers, who were then resuscitated with dextrose infusion, diazoxide, or octreotide [251] . dextrose requirements were markedly less in patients provided octreotide and hypoglycemic events were markedly attenuated after all therapies were stopped. one retrospective chart review of nine patients demonstrated that octreotide significantly reduced the number of recurrent hypoglycemic events and dextrose requirement [252] . one prospective randomized controlled trial in 40 poisoned patients, despite a failure to control for carbohydrate intake and having an unusual dosing strategy (a single octreotide 75 μg dose subcutaneously), demonstrated consistently higher glucose values for the duration for which octreotide would be expected to be effective (6-8 hours) [253] . controlled animal studies with 25-100 μg octreotide demonstrated a similar decrease in hypoglycemic events [254] . the remainder of human clinical experience of the effectiveness of octreotide in sulfonylurea overdose comes from abstracts, case reports, and case series (e.g., [249, 250, [255] [256] [257] ). pediatric experience in sulfonylurea overdose comes only in the form of limited abstracts and case reports in children aged 12 months to 17 years [248, [258] [259] [260] . however, octreotide has been used for prolonged periods to treat persistent hyperinsulinemic hypoglycemia of infancy [261, 262] . two human studies examined the effectiveness of octreotide in quinineinduced hypoglycemia. in one study of nine healthy volunteers, 50 μg/hour octreotide as a continuous i.v. infusion abolished quinine-induced insulin release [263] . the authors reported resolution of hypoglycemia in an additional patient being treated with quinine for plasmodium falciparum malaria. a subsequent study in eight patients with p. falciparum malaria confirmed octreotide suppression of quinine-induced hyperinsulinemia [264] . optimal dosing of octreotide has not been definitively determined. initial doses of 40-100 μg subcutaneously in adults have been reported, although 50 μg every 6-8 hours is commonly provided [256, 265] . in children, an initial dose of 1.0-1.25 μg/kg is used, although up to 2.5 μg/kg (or more) has been reported [258, 260] . peak serum concentrations are achieved within 30 min after subcutaneous administration and within 4 min after a short (3 min) i.v. infusion [266] . the elimination half-life (by either route of administration) is approximately 1.5 hours. in patients with severe renal impairment (which may have contributed to sulfonylurea-induced hypoglycemia in the first place), the plasma clearance is reduced by 50% [266] . the subcutaneous route is recommended due to longer duration of effect, as i.v. administration has resulted in treatment failure [267] . side effects are generally minimal. octreotide does inhibit gallbladder contractility and decreases bile secretion in normal volunteers [242] . when octreotide has been used to reverse sulfonylurea-induced hypoglycemia, bradycardia, hypokalemia, anaphylactoid reaction, and hypertension and apnea have been reported [257, 259] . other adverse events include nausea, abdominal cramps, diarrhea, fat malabsorption and flatulence [268] . octreotide also suppresses glucagon release, although hypoglycemia has been a concern only in patients on long-term therapy for organic hyperinsulinemia [269] . glucagon is not generally recommended to correct hypoglycemia. glycogen stores are frequently depleted by the time toxin-induced hypoglycemia manifests; glucagon's half-life (less than 20 min) is inadequate given the prolonged duration of the effect of sulfonylureas; and glucagon may exacerbate hyperinsulinemia [258] . diazoxide, an antihypertensive agent, which reduces insulin release by opening the atp-dependent potassium channel, is now of historical interest due to associated hypotension, reflex tachycardia, nausea and vomiting, and fluid retention [243, 265] . since its introduction in 1952, isoniazid (inh, isonicotinic hydrazide, pyridine-4-carbohydrazide) has remained a mainstay for treatment and prophylaxis of mycobacterial infections [270] . the adult single tablet, 300 mg daily dose (4.3 mg/kg in a 70 kg individual) targets a peak plasma concentration of 3-5 μg/ml [271] . acute inh toxicity may occur following ingestion of 20 mg/kg inh; it is common above 35-40 mg/kg [272] . the relatively narrow therapeutic window poses a significant risk for those with suicidal intent and for those who ingest extra pills to "catch up" after a brief period of incomplete compliance [273] . historically, death rates of 21% were reported [274] . seizures refractory to typical therapy, severe metabolic lactic acidosis, and coma may occur as early as 30 min post ingestion due to the rapid and nearly complete absorption of inh from the gastrointestinal tract. seizures may occur at lower doses in those with pre-existing susceptibility. associated respiratory failure, hypotension, and rhabdomyolysis may ensue. in patients provided 2.1-3.9 g (64-83 mg/kg) inh due to medication error, all experienced nausea or vomiting, vertigo, and coma within 30 min to 6 hours after ingestion [275] . abnormal generalized discharges as sharp and slow waves were seen on eeg in all patients. chronic inh toxicity may present with nausea, vomiting, hepatitis, hemolytic anemia, and neurological findings (restlessness, neuropathy, cerebellar findings, and psychosis). the acute clinical effects are a product of the multiple biochemical actions of inh, which lead to pyridoxine depletion and subsequent neuronal hyperexcitability (fig. 5) [272, [276] [277] [278] . inh hydrazones inhibit pyridoxine phosphokinase, which activates pyridoxine. inh hydrazines and hydrazides inactivate active pyridoxal 5-phosphate. inh metabolites also complex with pyridoxal 5-phosphate, leading to increased urinary elimination. glutamic acid decarboxylase (gad) and gaba transaminase (gaba-t) both require pyridoxal 5-phosphate as a co-factor. inhibition of gad exceeds that of gaba-t [279] . the resulting gaba depletion and loss of neuronal inhibition is thought to underlie seizure activity. metabolic acidosis may be profound -survival has been reported with a ph of 6.49 [280] . seizure-associated lactate generation is substantial; inh-induced metabolic acidosis does not develop in paralyzed dogs (despite eeg evidence of seizure) [281] . importantly, merely correcting the acidosis (e.g., by bicarbonate) does not prevent additional seizures or terminate inh toxicity [281, 282] . inh also impairs lactate conversion to pyruvate (fig. 5) . increased metabolism of fatty acids due to impaired glucose metabolism with hyperglycemia and ketonuria has been reported [272, 283] . inh also impairs cellular reduction-oxidation capacity via competitive inhibition of nad [284, 285] . pyridoxine deficiency also appears to play a role in inh-induced mental status changes (coma and lethargy) [275, 282, 286] . appropriately dosed pyridoxine (vitamin b6) has been the mainstay of antidotal therapy for inh intoxication since the early reports of benefit versus hisfigure 5 . mechanisms of isoniazid (inh) toxicity (see text for details). enzymes (italicized): gaba-t, gaba transaminase; gad, glutamic acid decarboxylase; got, glutamic-oxaloacetic transaminase; ldh, lactate dehydrogenase; ppk, pyridoxine phosphokinase; and sr, serine racemase. substances: gaba, γ-aminobutyric acid; and ssa, succinic semi-aldehyde. symbols: ⊕, agonism or co-factor; ⊗, antagonism. data used can be located in [272, [276] [277] [278] 483] . drugs and pharmaceuticals: management of intoxication and antidotes 425 torical controls [282] . exogenous vitamin b6 provides the necessary precursor for the co-factor for gaba regeneration. clinical experience with pyridoxine comes from case series, case reports, and animal data [273, 275, 281, 282, [287] [288] [289] . clinical trials are absent due to ethical considerations. vitamin b6 (as pyridoxine hydrochloride) is provided on a gram per gram basis for each gram of inh ingested, to a maximum of 5 g or 70 mg/kg (the empiric dose in ingestions of unknown quantity) [272, 282, 287] . a repeat dose can be provided if necessary. due to the large amount of pyridoxine required, inadequate stocking and depletion of institutional and entire regional supplies have been widely reported [287, 290, 291] . in the convulsing patient, pyridoxine is administered i.v. at 0.5 g/min (5 g maximum) until seizure termination, with the remainder over 4-6 hours. pediatric dosing should not exceed 70 mg/kg (5 g maximum). large doses of pyridoxine have been safely administered; however, sensory neuropathy may occur with massive acute doses (>100 g) or chronic large daily doses [292] . co-administration of benzodiazepines is synergistic in controlling seizures [288, 289] . massive inh ingestion may require additional sedative hypnotics or anesthetic agents to suppress seizures [293] . inh is dialyzable, and hemodialysis has been used successfully in cases refractory to antidotal treatment, in those with extremely high plasma inh concentrations, and in patients with renal failure [283, 293] . pyridoxine also appears to rapidly reverse the impaired consciousness seen in inh overdose [282, 286] . the cns excitatory neurotransmitters include glutamate and d-serine, which with glutamate is a co-agonist of the nmda receptor [278] . examination of the metabolic pathways affected by pyridoxal 5-phosphate depletion (fig. 5) suggests that inadequate stores of these neurotransmitters (due to inadequate co-factors for glutamic-oxaloacetic transaminase and serine racemase) might be contributory, in addition to general substrate or catecholamine deficiency. pyridoxine therapy is also recommended for poisoning through other hydrazines or hydrazine precursors (e.g., gyrometra mushrooms, monomethylhydrazine, and unsymmetrical dimethylhydrazine fuel). pyridoxine is effective in treating the chronic inh-associated neuropathy, particularly in patients with renal failure. doses of 10-50 mg pyridoxine/day have typically been used in the chronic setting [271] . pyridoxine has no effect in prevention or treatment of inh-associated hepatic injury. antineoplastic agents are used for the treatment of a variety of benign and malignant neoplasms. some antineoplastic agents (such as the antifolates) have an expanded spectrum that includes use in rheumatology, dermatology, and obstetrics and gynecology. toxicity may be due to the agent itself or delivery of the agent to an unintended target (e.g., extravasation). several antidotes are used in a prophylactic fashion or on chronic basis. amifostine (wr-2721) -which is dephosphorylated by alkaline phosphatase to an activated, protective thiol form -is approved to decrease toxicity associated with radiotherapy and renal injury associated with cisplatin [294] . it has also been used to reduce chemotherapy-induced neutropenia; genitourinary injury associated with cyclophosphamide; and transfusion requirements, gastrointestinal and hepatic toxicity in pediatric patients [295, 296] . cyclophosphamide and ifosfamide induce bladder toxicity (hemorrhagic cystitis) via their metabolite acrolein. mesna (2-mercaptoethane sulfonate), a thiol agent that complexes with and inactivates acrolein, is provided orally or i.v. as prophylaxis [294] . diethyldithiocarbamate (ddtc), the major metabolite of disulfiram, is an investigational agent for prevention of neuropathy from cisplatin and its analogs; it increased nephrotoxicity in one study [297] . granulocyte colony-stimulating factor (g-csf), granulocyte-macrophage colony-stimulating factor (gm-csf), erythropoietin (hemopoietin) and its derivatives, oprelvekin (recombinant interleukin-11), and other stimulating factors are employed as adjuvants to reconstitute various hematopoietic lines damaged by chemotherapy and radiation [298, 299] . palifermin (recombinant truncated human keratinocyte growth factor) is used to prevent severe mucositis in patients receiving stem-cell transplantation with a total body irradiation conditioning regimen [294] . the remaining section focuses on antineoplastic antidotes used in the acute setting. a dreaded complication of administration of vesicant chemotherapeutic agents is extravasation. risk factors for extravasation include small, fragile, or sclerosed veins, obesity, comorbid conditions (diabetes, circulatory disorders, impaired sensory perception), use of rigid i.v. catheters, and clinicians' lack of knowledge and skills [300] . redness, burning pain, and swelling may portend later blistering, ulceration, and necrosis. dexrazoxane is u.s. fda approved for treatment of extravasation resulting from i.v. anthracycline chemotherapy, to diminish tissue damage and the need for surgical excision of necrotic tissue [301] . clinical efficacy data comes from two simultaneously reported openlabel, single-arm, prospective multicenter studies in which only 1 out of 54 patients with biopsy-proven extravasation required surgical debridement [302] . additional instances of successful dexrazoxane treatment of anthracycline extravasation are provided as case reports ( [303] and others). dexrazoxane is provided once daily for 3 consecutive days, with the first infusion initiated as soon as possible. daily doses are as follows: day 1, 1000 mg/m 2 (maximum 2000 mg); day 2, 1000 mg/m 2 (maximum 2000 mg); day 3, 500 mg/m 2 (maximum 1000 mg) [301] . the dose is reduced by 50% in patients with creatinine clearance of less than 40 ml/min. in mice, efficacy rapidly decreased when dexrazoxane was provided beyond 6 hours after extravasation [304] . dexrazoxane's mechanism of action appears to involve reversible inhibition of topoisomerase ii and inhibition by its metabolite, an ethylenediamintetraacetic acid (edta) analogue, of free radical formation via iron removal from the iron-doxorubicin complex [305] . topoisomerase ii-independent effects have also been described [306] . in contrast, some authors have encouraged the nonconcurrent, off-label use of topical dimethyl sulfoxide (dmso) for anthracycline extravasation because of the risk of infection, neutropenia, and thrombocytopenia associated with dexrazoxane [307] . dexrazoxane is also used prophylactically to limit anthracycline-associated cardiomyopathy [294] . in 1950, methotrexate (mtx) joined the oncological armamentarium for leukemia [308] . mtx treatment of solid cancers was reported in 1956, and it gained fda approval for psoriasis in 1971 [309, 310] . mtx is now used intramuscularly, intrathecally, i.v., and orally for a range of dermatological, rheumatological, obstetric, and gynecological conditions. the dose ranges from 7.5-30 mg orally once weekly for psoriasis or rheumatoid arthritis to 8-12 g/m 2 or more for osteosarcoma, leukemia, and lymphoma [311] [312] [313] . mtx poisoning may result from intentional overdose; unintentional ingestion, prescription, dispensing, administration, and patient errors; or renal insufficiency leading to persistent mtx in patients receiving high-dose chemotherapy regimens [314, 315] . mtx antagonizes folate metabolism (and rapidly proliferating cells) via multiple mechanisms. dihydrofolate reductase inhibition by mtx and its polyglutamated metabolites ensures that neither dihydrofolate nor active tetrahydrofolate can be generated from folate, nor can existing dihydrofolate be recycled. thymidylate synthase inhibition compromises thymidine synthesis. purine ring synthesis is impaired by inhibition of the participating enzymes amidophospho-ribosyltransferase (ppat) and 5-aminoimidazole-4-carboxamide ribonucleotide transformylase (aicart) [316, 317] . maintenance of brisk urinary elimination with i.v. hydration and urinary alkalinization are standard therapies for patients receiving mtx. mtx is ten times more soluble in alkalinized urine (i.e., ph 7.5) than at ph 5.5 [318] . folate (folic acid) is an ineffective therapy for mtx poisoning. while folate will inhibit renal resorption of mtx, persistent dihydrofolate reductase inhibition by mtx inhibits folate's activation. leucovorin (folinic acid, 5-formyltetrahydrofolic acid, citrovorum factor) sustains the folate cycle by bypassing the blocked dihydrofolate reductase pathways. addition of leucovorin "rescue" permitted the administration of very-high-dose mtx chemotherapy [319] . however, in patients receiving mtx chemotherapy, 24-hour mtx concentrations greater than 1 × 10 -5 m (10 μmol/l), 48-hour concentrations greater than 1 × 10 -6 m (1 μmol/l), or 72-hour concentrations greater than 1 × 10 -7 m (0.1 μmol/l, 100 nm), or those with evidence of renal dysfunction are considered at high risk for toxicity [320] . in the setting of mtx persistence or toxicity, leucovorin i.v. doses are increased to 100 mg/m 2 or 1000 mg/m 2 every 6 hours according to established nomograms; doses and as high as 10 g/day have been used [319, 321] . leucovorin therapy continues until mtx concentration are less than 0.5 × 10 -7 -1.0 × 10 -7 m (0.05-0.1 μmol/l, 50-100 nm) [319] . however, adequate leucovorin concentrations cannot be achieved for competitive reversal of mtx toxicity when mtx concentrations are persistently above 10-100 μmol/l; other antidotal strategies are then considered [313] . treatment of patients ingesting mtx should not be delayed pending mtx concentrations. inhibition of dna synthesis is nearly complete when mtx plasma concentrations are greater than 1 × 10 -8 m (0.01 μmol/l, 10 nmol/l) [322] . therefore, leucovorin is provided until mtx concentrations are less than 1 × 10 -8 m in patients receiving mtx for non-oncological indications or in patients not receiving mtx therapeutically [311] . only leucovorin's s-form [levoleucovorin, (6s)-leucovorin] is active and rapidly metabolized to usable, reduced folates; the inactive isomer is slowly eliminated by renal excretion during i.v. administration [323] . leucovorin was available in the u.s. only as a racemate until 2008, when levoleucovorin received fda approval. levoleucovorin at one-half of the usual racemic dose (as it is entirely active) appears to provide similar rescue therapy in high-dose mtx chemotherapy [324] . oral rescue is not routinely recommended as leucovorin's bioavailability is poor above 40 mg due to saturation of active intestinal transport [323] . the calcium content of leucovorin (0.004 meq calcium/mg leucovorin) mandates that infusion should not exceed 160 mg/min. intrathecal administration of leucovorin is contraindicated, as death may result [325] . glucarpidase (carboxypeptidase g 2 , cpdg 2 ) is undergoing evaluation as an additional antidote for mtx toxicity. u.s. or european marketing approval for glucarpidase has not been granted at the time of writing. competitive and complete reversal of mtx toxicity by leucovorin may not be possible at mtx concentrations above 100 μmol/l (and perhaps even lower) [313, 326, 327] . patients with systemic mtx toxicity (significant mucositis, gastrointestinal distress, myelosuppression, hepatitis, or neurotoxicity), persistent serum mtx, and renal impairment following high-dose mtx have been considered for glucarpidase therapy in addition to leucovorin. recommendations for glucarpidase above certain mtx concentrations have varied by malignancy, degree of renal impairment, initial mtx dose, and serum mtx concentration (e.g., clinical trials nct00424645, nct00481559, and [313, [328] [329] [330] ). purification of "carboxypeptidase g", a pseudomonad zinc-dependent enzyme capable of mtx cleavage, was reported in 1967 [331] . its antidotal potential was suggested in 1972. in mice injected with lethal mtx doses, carboxypeptidase g 1 rapidly decreased mtx concentrations and improved survival [332] . cpdg 1 selectively eliminated systemic mtx in patients treated with high dosages targeting cns malignancy, and rescued a patient receiving mtx with renal failure in 1978 [333, 334] . after the original enzyme source of cpdg 1 was lost, a revived recombinant cpdg 2 product demonstrated success in both i.v. and intrathecal rescue of mtx overdose in non-human primates [335] [336] [337] . successful use in multiple case reports and human trials in adult and pediatric patients with i.v. and intrathecal mtx overdose emerged [313, 315, 328, 329, [337] [338] [339] . glucarpidase is a dimerized protein with two domains -a zinc-dependent catalytic domain that removes c-terminal glutamate residues of folate and folate analogues and a β-sheet interaction site [340] . glucarpidase splits mtx and its 7-hydroxy-mtx metabolite into inactive 4-{[2,4-diamino-6-(pteridinyl)methyl]-methylamino}-benzoic acid (dampa) and hydroxy-dampa plus glutamate [341, 342] . mtx serum concentrations decline by 71-99% within minutes after glucarpidase [313, 315, 326, 330, 343, 344] . intracellular, intraluminal (gastrointestinal tract) and intracerebral mtx is unaffected, creating the potential for rebound concentrations and persistent cytotoxicity [317, 328, 332, [345] [346] [347] . leucovorin therapy must continue after carboxypeptidase administration. dampa's poor urinary solubility also requires ongoing alkalinization and saline diuresis to prevent renal precipitation [315, 348] . anti-glucarpidase antibodies have been detected in patients receiving glucarpidase, although patients have been successfully treated with additional doses of glucarpidase for persistently elevated mtx concentrations [313, 326, 328, 337, 339, 342, 345] . hplc must be used to determine actual mtx concentrations after glucarpidase as both mtx metabolites, 7-hydroxy-mtx and dampa, interfere with immunoassay techniques [349] . glucarpidase has an affinity for mtx approximately 10-to 15-fold higher than it does for leucovorin; however, its affinity for folate and 5-methyltetrahydrofolate are similar [350, 351] . glucarpidase eliminates active levo-(6s)-leucovorin about 50% faster than nonphysiological dextro-(6r)-leucovorin [348] . a study to address the clinical consequence is ongoing. because of the stereoselective destruction of active leucovorin and its metabolites, many protocols attempt to separate leucovorin administration from glucarpidase administration by 2-4 hours. administration of glucarpidase more proximate to leucovorin administration, and which antidote to provide should glucarpidase become available at a leucovorin dosing interval, requires a thoughtful benefit-risk assessment. countryspecific information on obtaining glucarpidase, institutional review board protocol, and consent issues have been made available online (www.btgplc.com/ btgpipeline/273/voraxaze.html; and www.fda.gov/cder/cancer/singleind. htm). cardiovascular pharmaceuticals comprise a wide variety of agents including anti-dysrhythmics, β-adrenergic antagonists (β-blockers, bbs), angiotensin antagonists, calcium channel antagonists (ccbs), cardioactive glycosides, and imidazoline derivatives. overdose of these agents alone or in combination can generate potentially lethal combinations of impaired conduction, dysrhythmia, vasodilatation, and negative inotropy. management of severe cases may necessitate diagnostic adjuncts such as echocardiography and right heart catheterization (swan-ganz measurements). in cases refractory to routine supportive care, vigorous gastrointestinal decontamination, and pharmacological intervention, aggressive measures including cardiac pacing, intra-aortic balloon counter-pulsation, or extracorporeal circulation (cardiopulmonary bypass) may be required until toxin elimination can be achieved [352] . cardiac pacing may improve heart rate without increasing cardiac output if inotropy is compromised. use of naloxone in the management of overdose of clonidine and angiotensin receptor antagonists and angiotensin converting enzyme inhibitors is provided in the opioid antagonists section. strategies to mitigate the anticoagulant toxicity of vitamin k antagonists (i.e., coumadin) including exogenous oral or i.v. vitamin k, fresh frozen plasma, prothrombin concentrates, and recombinant factor vii are detailed in the 2008 american college of chest physicians evidence-based clinical practice guidelines [353] . the guidelines also address protamine sulfate for reversal of heparin anticoagulation and use of nonheparin anticoagulants for treatment and prevention of heparininduced thrombocytopenia [354, 355] . atropine (d,l-hyoscyamine) is familiar to clinicians due to its use in several advanced cardiac life support (acls) algorithms [356] . atropine is a centralacting, competitive antagonist of muscarinic acetylcholine receptors (m 1 -m 5 ) [357] . it is used to counteract bradycardia from bbs, ccbs, cardioactive glycosides, and clonidine. atropine increases basal heart rate; it does not affect the basal force of contraction [357] . positive chronotropy alone may not produce systemic benefit in severe poisoning, and conduction system poisoning may limit responsiveness to atropine [358] . for symptomatic bradycardia, atropine 0.5-1.0 mg (pediatric dose: 0.02 mg/kg) i.v. is provided every 2-3 min to a maximum dose of 3 mg. paradoxical parasympathetic response may occur during slow infusions or doses less then 0.5 mg (0.1 mg minimum in children) [356] . in slowing gastrointestinal motility, atropine may impair decontamination with wbi or ac. ccbs antagonize l-type calcium channels, slowing entry of calcium ions during myocyte depolarization; however, intracellular calcium release is not directly affected. this disrupts calcium-mediated excitation-contraction coupling, action potential generation and conduction, and vascular smooth muscle tone [359] . exogenous i.v. calcium is indicated in cases of ccb and bb toxi-city [352] . in animal models, calcium salts reverse ccb-induced deficits in contractility, blood pressure, and cardiac output [352] . multiple uncontrolled cases reports document the effectiveness of calcium salts; however, interpretation of effectiveness is complicated by the co-administration of other modalities. some authors advocate aggressive high-dose calcium therapy, providing large amounts of calcium without apparent ill effect [358] . this approach does carry a risk of death from hypercalcemia [reported concentration, 32.3 mg/dl (8.07 mmol/l) after 38 g calcium] [360] . others recommend a bolus dose followed by continuous infusion to maintain physiological calcium levels [361] . peripheral administration as calcium gluconate decreases the risk of extravasation and tissue necrosis. a standard container of 10 ml of 10% calcium gluconate provide 4.65 meq (93 mg) elemental ca 2+ ; 10 ml of 10% calcium chloride (1 g total cacl 2 ) yields 13.6 meq elemental ca 2+ [362] . a suggested approach is to initially administer a 0.6 ml/kg (0.28 meq/kg) bolus of 10% calcium gluconate (0.2 ml/kg 10% cacl 2 ) over 5-10 min [359, 361] . empirically, this is roughly one vial (1 g) of 10% cacl 2 or three vials (3 g) of 10% calcium gluconate i.v. the bolus may be repeated several times. due to bolus dissipation, most patients are placed on an infusion of 10% calcium gluconate at 0.6-1.5 ml/kg per hour (0.28-0.7 meq/kg per hour) or 0.2-0.5 ml/kg per hour [359, 361] . serum phosphate, calcium, and hydration status should be closely monitored. calcium administration for hyperkalemia has been generally contraindicated in cases of cardioactive glycoside toxicity, out of concern for dysrhythmias or systolic arrest (also known as "stone heart") [363] . while more recent studies have challenged this assertion, it is advisable to withhold calcium until the definitive cardiac glycoside antidote, digoxinspecific fab fragments, has been provided [364] . digoxin and cardioactive glycosides inhibit the cardiac sodium-potassium atpase. the subsequent accumulation of sodium in the cytoplasm dissipates the driving force for calcium expulsion via the sodium-calcium exchanger. increased intracellular calcium enhances actin-myosin coupling, myocyte contraction, and inotropy. in overdose, the excess calcium may result in membrane hyperexcitability and delayed after-depolarizations. increased vagal tone decreases conduction through the av node. the combination of increased automaticity and vagotonicity may yield lethal ventricular escape rhythms. digoxin-specific antibody fragments bind free digoxin in serum to decrease digoxin serum concentrations to undetectable levels within minutes [365] . successful reversal of digoxin toxicity with digoxin-specific fab was first reported in 1976 [366] . the results of a prospective multicenter study demonstrated significant effectiveness in reversing life-threatening digitalis toxicity, and more recent studies confirm ongoing fab fragment utility [367, 368] . digoxin-specific fab were also shown to be effective in children [369] . digoxin-specific fab are produced from purified ovine-derived immunoglobulin g. cleaving the fc antibody portion significantly improves renal excretion of the complex, decreases immunogenicity, and facilitates diffusion of remaining free fab into tissue [370] . reflecting digoxin redistribution from target organs of toxicity, the initial response to digoxin-specific fab was 19 min (0-60 min), and complete reversal of systemic toxicity occurred on average by 88 min (30-360 min) [367] . indications for therapy include life-threatening or progressive dysrhythmia or shock; potassium greater than 5.0 meq/l (acute poisoning); chronic poisoning with other end-organ manifestations such as altered mental status, significant gastrointestinal symptoms or renal impairment; or serum digoxin concentration >15 ng/ml or greater than 10 ng/ml beyond 6 hours after ingestion. hyperkalemia is rapidly reversed by digoxin-specific fab [365] . one vial neutralizes approximately 0.5 mg of digoxin (or digitoxin). dosing is based either on amount ingested [number of vials = amount ingested (in mg) × 0.8 (oral bioavailability) / 0.5], or a serum concentration [number of vials = serum digoxin concentration (ng/ml) × patient weight (kg) / 100]. the number of vials is rounded up and administered i.v. over 30 min. empiric therapy is 10-20 vials for adult or pediatric patients in acute poisoning or 3-6 vials (1-2 vials in children) in chronic poisoning. partial reversal is recommended by some authors [371] , but is not common u.s. practice due in part to concern for recrudescent toxicity with inadequate therapy [370] . following treatment, free digoxin concentrations may rebound upwards within 12-24 hours, most likely reflecting tissue redistribution into the vascular space [372] . this provides a measure of protection against development of significant congestive heart failure (chf) in patients dependent upon digoxin for inotropy, although exacerbation of chf may occur [370] . clinically significant late rebound of digoxin concentrations and toxicity have occurred in patients with marked renal dysfunction [373] . immunogenicity from repeat digoxin-specific fab has generally not been significant, although allergic reactions have been infrequently reported with administration [374] . digoxin-specific fab has been used clinically or experimentally to treat poisoning by other cardiac glycosides -yellow oleander (thevetia peruviana), nerium oleander, chan su and "love stone" (extract of the bufo bufo gargarizans toad) [375, 376] . higher dosing may be required due to poor binding affinity. bbs competitively antagonize catecholamine effects at cardiac β-receptors, leading to decreased inotropy and slowed conduction through the av node. bradycardia, conduction delay, hypotension, and decreased cardiac output may accompany significant poisoning. bb interference with gluconeogenesis and glycogenolysis may lead to hypoglycemia, as well as blunt the catecholamine response that is important in its recognition. glucagon, a 29-amino acid peptide hormone secreted by pancreatic α-cells, counteracts hypoglycemia and the actions of insulin; regulates gastrointestinal motility; and mediates the rate of renal filtration, urea excretion, and water resorption [377] . the current glucagon product is now produced in non-pathogenic e. coli by recombinant techniques [378] . myocardial binding occurs at a distinct glucagon receptor (gcgr) coupled with the β-agonist binding site. antidotal (off-label) use of glucagon thus bypasses β-receptor blockade to directly induce g-protein-mediated stimulation of adenylate cyclase to convert atp to camp [379] . camp, in turn, activates protein kinase a (pka), which promotes the phosphorylation and opening of dormant l-type calcium channels to improve calcium-dependent excitation-contraction coupling [361] . another proposed mechanism is c-terminal cleavage of glucagon to miniglucagon, which has a direct effect on sarcoplasmic reticulum calcium stores via arachidonic acid [380] . in human volunteers evaluated by cardiac catheterization, glucagon increased heart rate, cardiac index, and mean atrial pressure, but not left ventricular end-diastolic pressure (edp) or systemic vascular resistance (svr) [381] . clinical experience in overdose consists primarily of case reports [382, 383] . due to the complex nature of overdose, glucagon is often used in combination with other agents in severe bb overdose. additionally, several ex vivo experiments, controlled animal studies, and uncontrolled case reports have demonstrated that glucagon can be beneficial in ccb exposure [384] [385] [386] . the recommended initial bolus dose of glucagon is 50-150 μg/kg, which may be repeated after 3-5 min [359] . a continuous infusion corresponding to the total effective bolus reversal dose is then provided per hour (e.g., if clinical response was observed following administration of 2 mg, 3 mg, and finally 5 mg, the hourly infusion would be 10 mg/hour). the effects of glucagon administered i.v. begin within 1-3 min, peak at 5-7 min and last for approximately 15 min [381] . nausea and vomiting are common and should be anticipated. this may complicate management of patients with depressed mental status or airway concerns. flushing, transient hyperglycemia, and smooth muscle relaxation, and ileus may also occur. since ccbs antagonize the l-type calcium channel in pancreatic islet cells, a subsequent decreased insulin production can produce hyperglycemia [361] . animals poisoned by ccbs have impaired myocardial fatty acid uptake (leaving them dependent upon carbohydrate metabolism), impaired uptake of glucose, and myocardial insulin resistance [387, 388] . in humans, intracoronary verapamil increased glucose release and altered myocardial lactate use from consumption to release [389] . decades ago, glucose-insulin-potassium (gik) was proposed as adjuvant therapy for acute myocardial infarction, with the intent of suppressing uptake of free fatty acids, improve myocardial energy production, and stabilize intracellular potassium [390] . randomized trials of gik therapy in patients with acute myocardial infarction (ami) have not shown benefit, although the insulin doses tend to be low (in general, ≤0.075 u/kg) [390] . experience in the surgical literature in cases where much higher insulin doses have been used has been somewhat different [391] . patients undergoing aortic valve replacement and coronary artery bypass who received high-dose insulin at 1 unit/kg per hour demonstrated more rapid lactate clearance, lower glucose, lower dobutamine requirements, a trend for improved cardiac indices, and potential anti-inflammatory benefit (lower c-reactive protein and free fatty acid levels) [392] . insulin doses of 2.5 units/kg were tolerated without excess increase of insulin-induced potassium elimination [393] . in combination with dopamine, insulin 7 units/kg was used to significantly augment cardiac output and decrease systemic vascular resistance in post-coronary artery bypass graft (cabg) patients without generating excess in oxygen demand [394] . additional benefits of high-dose insulin included overcoming insulin resistance, increased expression of glucose transporters, and improved turnover of sodium-potassium-atpases [391] . the basis for high-dose insulin euglycemia therapy (hiet) (off-label) in overdose has been explored in a series of animal models of ccb and bb toxicity [387, 388, [395] [396] [397] . hiet increased myocardial lactate uptake and improved systolic and diastolic heart function. insulin outperformed epinephrine and glucagon [395] [396] [397] . multiple human cases of successful management of ccb overdose with hiet have been described [359, 398] . because the beneficial cardiovascular effects of hiet are not seen for 15-60 min after initiation, it must be considered early, before patients become unsalvageable [359] . a proposed dosing scheme includes a bolus dose of regular insulin of 1.0 units/kg, followed by an infusion of 0.5-1.0 units/kg per hour, titrated upwards as necessary [359] . a dextrose bolus is also provided unless significant hyperglycemia exists, followed by an infusion of 0.5-1.0 g/kg per hour to maintain blood glucose between 100 and 250 mg/dl. persistent physician reticence to utilizing the high-dose insulin out of concern for excess hypoglycemia presents an obstacle for implementation of adequate hiet [399] . this ignores a body of physiological data that demonstrate that the insulin transport follows saturation kinetics [400, 401] . alternatively, it has also been demonstrated that insulin-stimulated glucose clearance reaches a maximum in both lean and obese subjects [402] . taken together, this suggests that, from a therapeutic standpoint, since insulin effect via insulin receptors appears saturable, additional mechanisms must be at work. the effects of hiet may include counteracting ccb-mediated insulin impairment or shockinduced hyperglycemia, improving myocardial substrate utilization, and improving myocardial metabolism [359] . from an adverse-effects standpoint, once adequate and ongoing glucose has been provided, hypoglycemia should not present an excessive risk [398] , although frequent serum glucose and potassium evaluation are obvious components of hiet therapy. due to the high dosing, insulin may persist after the infusion cessation and necessitate ongoing supplemental dextrose beyond insulin infusion. as hypokalemia is an intracellular result of shift, it is supplemented cautiously. during administration of local anesthetics, severe toxicity may result from systemic absorption or unintended intravascular administration. loss of consciousness, dysrhythmia, cardiovascular collapse, seizures, and lactate-associated acidemia may rapidly ensue [403] . furthermore, in animal models, for some of the local anesthetics (bupivacaine, levobupivacaine, and ropivacaine), treatment with "standard" advanced cardiac life support (acls) drugs such as epinephrine may precipitate ventricular dysrhythmia [404] . following a serendipitous observation that pretreatment with a lipid emulsion altered the dose-response to bupivacaine-induced asystole, murine and canine studies provided evidence of survival benefit with lipids in bupivacaine toxicity [405, 406] . case reports of successful resuscitation of patients severely affected by bupivacaine, levobupivacaine, mepivacaine, prilocaine and ropivacaine (alone or in combination) followed [403, [407] [408] [409] . pediatric experience is limited to a case of successful resuscitation following lidocaine/ropivacaine toxicity from a posterior lumbar plexus block [410] . lipid therapy has been successfully applied in human bupropion toxicity and combined quetiapine and sertraline overdose [411, 412] . animal models have suggested a possible benefit in clomipramine, propranolol, thiopentone, and verapamil poisoning [413] [414] [415] [416] . an understanding of lipid's mechanism of action is incomplete. it may act as a "circulating lipid sink" in which excess lipophilic drug may dissolve; modulate intracellular processes; or provide an alternative myocardial energy supply [411] . presumably due to central sympathetic activation, human volunteers given a 4-hour lipid emulsion (20%) infusion had increased systemic vascular resistance, blood pressure, muscle sympathetic nerve activity, and concentrations of insulin and aldosterone, without increased cardiac output [417] . lipid emulsion increased inotropy in both spontaneously beating and paced isolated rat hearts poisoned with levobupivacaine [418] . dosing guidelines for the off-label use of lipid emulsion in resuscitation are provisional, as optimal bolus and continuous infusion therapy and timing are still being explored. the association of anaesthetists of great britain and ireland recommends an i.v. bolus of 1.5 ml/kg intralipid ® (20%) over 1 min, which may be repeated twice at 5-min intervals if an adequate circulation has not been restored [419] . following the initial bolus, an infusion is commenced at 0.25 ml/kg per min (which may be increased to 0.5 ml/kg per min in inadequate circulation). propofol is an inadequate substitute [419, 420] . ongoing lipid therapy may be required as recrudescence may occur [421] . hyperamylasemia may be anticipated. additional concerns include pancreatitis, allergic reactions, acute myocardial infarction, fat embolism, and altered coagulation [420] . in lapine and porcine models of asphyxial cardiac collapse (pulseless electrical activity or arrest), lipid emulsion was markedly ineffective [422, 423] . in vitro, lipid affinity for both bupivacaine and ropivacaine is also adversely affected by low ph (by a factor of 1.68 in a ph drop from 7.40 to 7.00) [424] . these data suggest that ventilatory status must be aggressively addressed early in toxicity. due to their physicochemical characteristics and structure, many non-antiarrhythmic drugs are able to antagonize or alter expression of the myocardial potassium delayed rectifier channel (herg, kcnh2, lqt2). with channel block, potassium efflux is compromised, and the repolarizing cardiac i kr current is impaired. the surface ecg reflects this as qt prolongation. age, female gender, comorbidities such as structural heart disease, electrolyte disturbances such as hypokalemia, and heart rate (bradycardia) may provide additional risk. certain antibiotics, antihistamines, antipsychotics, antidepressants, and methadone are prone to induce qt prolongation. qt prolongation is associated with torsade de pointes, a polymorphic ventricular arrhythmia that can degenerate into ventricular fibrillation, cardiac arrest and sudden death [425] . if significant qt prolongation (qtc >500 ms) is detected, administration of 1-2 g magnesium sulfate i.v. (pediatric dose, 25-50 mg/kg) over 5 to 60 min (depending on urgency of presentation), followed by an infusion of 2-4 mg/min is suggested [426] . rapid infusion may cause hypotension, and magnesium should be administered cautiously in renal failure. a second bolus can be provided 5-15 min later [427] . magnesium sulfate i.v. is effective in arrhythmias occurring due to early or delayed depolarization-induced triggered activity [427] . acceleration of the heart rate with isoproterenol or transvenous pacing (overdrive pacing) may be needed to preclude recurrence of torsade de pointes while correction of underlying risk factors (hypokalemia and hypocalcemia) ensues. immediate non-synchronized defibrillation is required for unstable polymorphic ventricular tachycardia or ventricular fibrillation. severe cardiovascular toxicity may result from blockade of cardiac sodium channels by tricyclic antidepressants (tcas) -leading to conduction delays, dysrhythmias, and myocardial depression. tcas adversely affect maximum upstroke velocity (v max ), which approximates the magnitude of sodium entry [428] . the sodium channel blockade displays rate dependence. at slow rates the tca has time to disassociate, allowing channel recovery. at faster rates, block progressively worsens. given the anticholinergic effects of tcas that speed the heart rate, this is a significant concern. however, attempts to decrease heart rate with propranolol produced hypotension and lethality in canine studies [429, 430] . with progressive sodium channel block, ventricular impulse propagation becomes delayed. sodium channel blockade manifests on the surface ecg as qrs widening. a qrs equal or greater than 100 ms is a significant predictor of seizure; a qrs ≥160 ms predicts ventricular dysrhythmia [431] . the right bundle branch has a relatively longer refractory period, and it is affected disproportionately by impaired intraventricular conduction delay. rightward terminal axis shift or outright bundle branch block may be present [432] . these rightward terminal forces may also produce terminal r waves in leftwarddirected leads [433] . acidemia secondary to hypoperfusion or seizure may generate progressively worsened block. in an acidemic environment, free tca concentrations increase as binding to α-1 acid glycoprotein decreases, the tca ionized fraction increases, and sodium channel blockade worsens [434] . seizures are severe and consequential, leading to qrs widening and hypotension [435] . administration of sodium bicarbonate improves v max and action potential amplitude by increasing extracellular ph and sodium concentration [428] . consequentially, compromised myocardial inotropy, conduction aberrations, and dysrhythmia are reversed. several animal studies have demonstrated these beneficial effects [429, 430] . both the sodium and alkalemia induced by sodium bicarbonate improve cardiac performance [429] . the enhanced inotropy with sodium bicarbonate is independent of and additive to vasopressor treatment [436] . hyperventilation-induced alkalinization similarly narrows the qrs [437] . sodium bicarbonate outperformed hyperventilation in a swine model, although hypertonic saline was superior to both [438] . this approach has been reported clinically [439] . while sodium bicarbonate is recommended for qrs widening in tca evidence-based consensus guidelines for out-ofhospital management, actual human studies are not as extensive as one might suspect [440, 441] . initially, hypertonic sodium bicarbonate 1-2 meq/kg i.v. is provided, preferably with continued ecg monitoring of the qrs. institutions usually stock either an 8.4% solution (1 meq/ml sodium and bicarbonate ions) or a 7.5% solution (0.892 meq/ml sodium and bicarbonate ions). rarely, a 5% solution may be encountered (0.595 meq/ml). a "standard" 50-ml ampule of 8.4% or 7.5% solutions would deliver 50 or 44.6 meq of nahco 3 . several boluses may be required, either initially or as the bolus effect declines due to redistribution [429] . ongoing alkalinization should be provided as discussed previously, with a goal of serum ph 7.55. if sodium bicarbonate administration is problematic due to fluid load, hyperventilation and/or hypertonic saline may be required [437, 439] . due to mechanistic similarities, sodium bicarbonate has been recommended for qrs widening seen in poisoning by vaughn-williams class ia and ic antidysrhythmics, cocaine, diphenhydramine, carbamazepine, and propoxy-phene [442] [443] [444] [445] . treatment of bupropion-induced qrs widening with sodium bicarbonate has met with both success and failure [446] . sodium bicarbonate has also been suggested to treat qrs widening from venlafaxine; similar effects seen with lamotrigine might also be amenable [447, 448] . sodium bicarbonate therapy may have a role in taxus species (yew berry) toxicity [449] . treatment of amantadine-induced qrs widening with sodium bicarbonate may be complicated by concurrent profound hypokalemia [450] . naloxone is a competitive opioid antagonist at all receptor subtypes [451] . it can prevent or reverse the effects of opioids, notably cns and respiratory depression. massive doses of naloxone (5.4 mg/kg with 4.0 mg/kg per hour infusion) have been administered safely in non-opioid tolerant individuals suffering from spinal cord injury [452] . however, indiscriminate use of naloxone in opioid-tolerant individuals can precipitate acute opioid withdrawal, with attendant acute lung injury, seizure, hypertension, or cardiac dysrhythmia [453] . these are likely associated with the abrupt, significant, and sustained increases in plasma catecholamine concentrations (epinephrine and norepinephrine) that accompany narcotic reversal, particularly in the setting of hypercapnia [454] . withdrawal-induced vomiting may compromise the airway in patients with concomitant sedative-hypnotic ingestion. precipitated withdrawal-associated agitation and violent behavior may require chemical restraint, leading to a vicious cycle of compromised cns and cardiopulmonary function as naloxone wears off. self-release and relapse following naloxone administration is also a concern in opioids with prolonged duration of effect (methadone, controlled-release oxycodone hydrochloride, etc.). naloxone is no longer recommended as the initial resuscitation of newborns with respiratory depression in the delivery room; precipitation of acute neonatal opioid withdrawal may produce severe consequences [455] . sudden cardiac arrest has occurred in preterm neonates given naloxone to reverse opioid overdose [456] . naloxone is utilized in those individuals with clear evidence of the opioid toxidrome. those with a respiratory rate ≤12 or hypopnea are likely to benefit [457] . the goal of therapy is titration to adequate ventilatory status without withdrawal. after normocapnia is achieved by supported ventilation, this can be done with i.v. administration of 0.04-0.05 mg initially (e.g., 1 ml of 0.4 mg naloxone in 10 ml diluent or 1 mg naloxone in 20 ml diluent). due to rapid onset, effectiveness can be assessed, and if required, the dose can be titrated upwards incrementally to 0.4 mg, 2 mg, or even 10 mg. patients without response to 10 mg naloxone are unlikely to have opioid-induced respiratory depression. nonopioid-dependent adults are administered 0.4-2 mg i.v. pediatric dosing for infants and children from birth to 5 years of age or less than 20 kg body weight is 0.1 mg/kg; children older than 5 years of age or weighing more than 20 kg are provided 2 mg [455] . for longer acting opioids, following adequate initial opioid antagonism, two-thirds of the initial naloxone reversal bolus is provided as a continuous i.v. infusion [458] . naloxone can successfully antagonize buprenorphine overdose in children, although prolonged therapy and monitoring may be required [459] . higher doses may be required due to reverse buprenorphine effects because of its high affinity for opioid receptors [460] . naloxone has also been used to reverse clonidine toxicity, although this is not always the case [461] . it has been postulated that patients with higher hyperadrenergic tone (who have higher concentrations of endogenous opioids) or those in whom clonidine induces more endogenous opioid release may respond best to naloxone [462] . mental status, blood pressure, and heart rate may respond differently. naloxone has been employed in angiotensin converting enzyme inhibitor overdose. one author reported that a 1.6 mg bolus of naloxone followed by repeat 2 mg bolus reversed hypotension due to overdose with 500 mg captopril [463] . naloxone has been ineffective in reversing hypotension in other cases complicated by co-ingestants [464] . the mechanism may relate to antagonism of endogenous opioids [465] . co-administration of 0.2 mg/kg naloxone mitigated captopril-related decreases in systolic and diastolic blood pressure in healthy volunteers [465] . a placebo-controlled study of healthy men found that naloxone pretreatment with 10 mg followed by 2.46 mg/hour infusion precluded systolic blood pressure decrease induced by captopril (50 mg) [466] . under different experimental conditions [naloxone, 0.4 mg bolus and a 2-hour continuous infusion (4.0 mg/hour), and captopril (25 mg)], no difference was observed [467] . analogous to naloxone antagonism at opioid receptors, flumazenil competitively antagonizes benzodiazepine receptors -allosteric sites located at the macromolecular gaba a receptor complex, which regulate chloride ion flux within the associated ion channel [468] . flumazenil reverses the sedative, psychomotor, and amnestic effects of benzodiazepines [469] . flumazenil's effectiveness depends upon the number of benzodiazepine receptors that can be occupied according to the mass-action law, the affinity of a particular benzodiazepine for the receptor, and the free benzodiazepine concentration near the receptor [470] . in contrast, antagonism of benzodiazepine-induced respiratory depression is inconsistent, and acute tolerance may develop to large doses [471] [472] [473] . flumazenil administration can reverse bispectral index (bis) depression and permit earlier emergence from anesthesia in patients provided non-benzodiazepine anesthesia (propofol/remifentanil) [474] . postulated mechanisms included intrinsic cns stimulant activity or antagonism of endogenous benzodiazepine-like ligands (endozepines). under certain experimental conditions, flumazenil may also demonstrate partial agonist or even inverse agonist activity [475, 476] . the appropriate utilization of flumazenil as an antidote in patients with benzodiazepine overdose is still a matter of debate. patients who ingest benzodiazepines alone or in combination generally have acceptable outcomes with supportive care alone. proponents argue that awakening is therapeutic and diagnostic, obviates requirements for investigatory procedures, and limits complications of sedation. opponents point to the low risk of mortality with benzodiazepine ingestion, frequent co-ingestants for which flumazenil is ineffective or contraindicated, relapse, and risks of reversal. while flumazenil can be administered safely, indiscriminate flumazenil administration may produce an acute withdrawal syndrome in benzodiazepine-dependent patients, seizures, dysrhythmias, vomiting, and agitation [477] [478] [479] [480] . flumazenil is not recommended in cases complicated by co-ingestants capable of inducing seizures or dysrhythmias (e.g., bupropion, carbamazepine, chloral hydrate, chlorinated hydrocarbons, chloroquine, cocaine, cyclic antidepressants, cyclosporine, isoniazid, lithium, methylxanthines, monoamine oxidase inhibitors, phenothiazines, and propoxyphene) [477, 479, 481] . as might be anticipated with an antidote of lesser half-life than many benzodiazepines, clinical condition may deteriorate following initial improvement, mandating ongoing monitoring. in one study, patients with primarily benzodiazepines ingestion remained awake for 72 ± 37 min following flumazenil; this was markedly decreased to 18 ± 7 min with co-ingestants [478] . this may be problematic in patients who, once aroused, demand release from medical care. after excluding co-ingestants of concern, vital sign abnormalities, and an aberrant ecg, and considering the risk-benefit ratio, flumazenil is administered slowly i.v., titrated to clinical effect (0.1 mg/min, max ≤1 mg) [481] . offlabel continuous infusions of 0.3-0.5 mg/hour have been provided to preclude relapse. patients poisoned by pharmaceuticals present many challenges to the treating clinicians. they generally benefit from aggressive support of vital functions, a careful history and physical examination, specific laboratory analyses, and a thoughtful consideration of the risks and benefits of decontamination and enhanced elimination. data on the effectiveness of certain antidotes ranges from isolated case reports to robust clinical trials. clinicians are encouraged to liberally utilize consultation with regional poison centers or those with toxicology training to assist with diagnosis, management, and administration of antidotes, particularly in unfamiliar cases. no outside funding or support was received. the author has no financial interest in any products mentioned or the companies that produce them. use of trade names is for identification purposes only and does not constitute endorsement by the author, the nyu school of medicine, the new york city poison control center, or the new york city department of health and mental hygiene. within the medical literature, pharmaceuticals, pharmaceutical combinations, and other products are used offlabel as antidotal therapies; off-label uses are referred to in this review. this is for discussion purposes only and does not constitute endorsement of off-label use by the author, the nyu school of medicine, the new york city poison control center, or the new york city department of health and mental hygiene. as medicine is an ever-changing science, readers are encouraged to confirm the information contained in this review -by consulting product and safety information sheets, regional poison centers, those with toxicological expertise, and other resources -particularly in the case of new or infrequently used drugs. analeptic use in clinical toxicology: a historical appraisal treatment of choice in barbiturate poisoning; series of twenty-nine cases of barbiturate poisoning treated with pentylenetetrazole (metrazol) and supportive therapy a study of the anti-barbiturate effects of bemegride respiratory stimulant effects of ethamivan and picrotoxin the case against the use of respiratory stimulants a double blind comparison of doxapram, ethamivan and methylphenidate nagd regimen for the coma of drug-related overdose physostigmine in coma due to drug overdose physostigmine for γ-hydroxybutyrate coma: inefficacy, adverse events, and review the poisoned patient with altered consciousness. controversies in the use of a 'coma cocktail anonymous (1915) practical pharmacology. xxiv management of oil of citronella poisoning emetics, cathartics, and gastric lavage fullers earth; its absorptive power, and its antidotal value for alkaloids management of acute childhood poisoning therapeutic trends in the treatment of barbiturate poisoning. the scandinavian method patients with acute poisoning seen in a general medical unit (1960-71) antagonism of imipramine poisoning by anticonvulsants in the rat phenytoin prophylaxis of cardiotoxicity in experimental amitriptyline poisoning wernicke's encephalopathy: new clinical settings and recent advances in diagnosis and management acetaminophen and salicylate serum levels in patients with suicidal ingestion or altered mental status value of rapid screening for acetaminophen in all patients with intentional drug overdose a randomized clinical trial of activated 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management of intoxication and antidotes 443 not increase clearance of absorbed salicylate ipecacuanha: the south american vomiting root toxicology of ipecac: a review effectiveness of 15-ml versus 30-ml doses of syrup of ipecac in children urinary excretion of ipecac alkaloids in human volunteers position paper: ipecac syrup evaluation of the time frame for home ipecac syrup use when not kept in the home poison treatment in the home home syrup of ipecac use does not reduce emergency department use or improve outcome a comparison of ipecac syrup and apomorphine in the immediate treatment of ingestion of poisons the frequency of complications associated with the use of multiple-dose activated charcoal esophageal laceration and charcoal mediastinum complicating gastric lavage severe hypernatremia secondary to gastric lavage advantage of high-surface-area charcoal for gastrointestinal decontamination in a human acetaminophen ingestion model position paper: single-dose activated charcoal 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the absorption of sustained-release drugs use of whole bowel irrigation in an infant following iron overdose whole-bowel irrigation as a treatment for acute lithium overdose whole bowel irrigation in an acute oral lead intoxication parachuting" meth: a novel delivery method for methamphetamine and delayed-onset toxicity from "body stuffing drugs and pharmaceuticals: management of intoxication and antidotes 445 efficiency of whole bowel irrigation with and without metoclopramide pretreatment colonic perforation with volume laxatives life-threatening respiratory failure following accidental infusion of polyethylene glycol electrolyte solution into the lung theophylline desorption from activated charcoal caused by whole bowel irrigation solution endoscopic removal of iron bezoar following acute overdose endoscopic removal of slow release clomipramine bezoars in two cases of acute poisoning bezoar formation requiring endoscopic removal after intentional overdose of extended-release nifedipine endoscopic removal of a cocaine packet from the stomach acute pediatric lead poisoning: combined whole bowel irrigation, succimer therapy, and endoscopic removal of ingested lead pellets gastrotomy -a surgical approach to iron overdose radiopacity of clomipramine conglomerations and unsuccessful endoscopy: report of 4 cases prognosis of cocaine body-packers surgical treatment in cocaine body packers and body pushers the altered pharmacokinetics and pharmacodynamics of drugs commonly used in critically ill patients position paper on urine alkalinization acute hypermagnesemia: a rare complication of antacid administration after bone marrow transplantation methods used to decrease lithium absorption or enhance elimination hypercalcemic crisis in pregnancy associated with excessive ingestion of calcium carbonate antacid (milk-alkali syndrome): successful treatment with hemodialysis hypermagnesemia-induced fatality following epsom salt gargles excessive calcium ingestion leading to milk-alkali syndrome pamidronate treatment of hypercalcemia caused by vitamin d toxicity lithium nephrotoxicity revisited forced euvolemic ciuresis with mannitol and furosemide for prevention of contrast-induced nephropathy in patients with ckd undergoing coronary angiography: a randomized controlled trial lithium poisoning: pharmacokinetics and clearance during different therapeutic measures treatment of life-threatening lithium toxicity with high-volume continuous venovenous hemofiltration clinical pharmacokinetics during continuous haemofiltration treatment of acute leukemia with amethopterin (4-amino, 10-methyl pteroyl glutamic acid) principles and techniques applied to enhance elimination successful treatment of valproic acid overdose with hemodialysis hemodialysis in the treatment of lactic acidosis in diabetics treated by metformin: a study of metformin elimination hemodialysis is as effective as hemoperfusion for drug removal in carbamazepine poisoning severe iron intoxication treated with exchange transfusion exchange transfusion in the treatment of severe theophylline poisoning exchange transfusion in severe infant salicylism acute poisoning with isoniazid treated by exchange transfusion exchange transfusion treatment in a newborn with phenobarbital intoxication vincristine overdose: experience with 3 patients drug-induced methaemoglobinaemia successful whole blood exchange by apheresis in a patient with acute cyclosporine intoxication without long-term sequelae therapeutic approaches to ion channel diseases halothane modulation of skeletal muscle ryanodine receptors: dependence on ca 2+ , mg 2+ , and atp medical complications of psychiatric treatment the hunter serotonin toxicity criteria: simple and accurate diagnostic decision rules for serotonin toxicity the serotonin syndrome the serotonin syndrome toxin-induced hyperthermic syndromes a thyrotoxicosis outbreak due to dietary pills in paris thyrotoxicosis factitia in a post-aortocoronary 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blood flow and improves liver function in septic shock patients: results of a prospective, randomized, double-blind study selective effects of n-acetylcysteine stereoisomers on hepatic glutathione and plasma sulfate in mice dissociation of increased sulfation from sulfate replenishment and hepatoprotection in acetaminophen-poisoned mice by n-acetylcysteine stereoisomers a patient-tailored n-acetylcysteine protocol for acute acetaminophen intoxication a prospective evaluation of shortened course oral n-acetylcysteine for the treatment of acute acetaminophen poisoning guidelines for the management of paracetamol poisoning in australia and new zealand -explanation and elaboration efficacy of oral n-acetylcysteine in the treatment of acetaminophen overdose. analysis of the national multicenter study (1976 to 1985) deaths from low dose paracetamol poisoning acetaminophen misconceptions risk factors and mechanisms of anaphylactoid reactions to acetylcysteine in acetaminophen overdose 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various physostigmine analogs against acetyl-and butyrylcholinesterases inhibition of acetylcholinesterase from electric eel by (-)-and (+)-physostigmine and related compounds accommodation of physostigmine and its analogues by acetylcholinesterase is dominated by hydrophobic interactions unconventional ligands and modulators of nicotinic receptors asystole complicating physostigmine treatment of tricyclic antidepressant overdose assessing physostigmine's contraindication in cyclic antidepressant ingestions mechanism of imipramine-induced seizures in amygdala-kindled rats failure of physostigmine in intoxications with tricyclic antidepres-drugs and pharmaceuticals: management of intoxication and antidotes 449 sants in rats a comparison of physostigmine and benzodiazepines for the treatment of anticholinergic poisoning physostigmine: is there a role for this antidote in pediatric poisonings? detecting life-threatening lactic acidosis related to nucleosideanalog treatment of human immunodeficiency virus-infected patients, and treatment with l-carnitine supplementation with l-carnitine does not reduce the efficacy of epirubicin treatment in breast cancer cells science review: carnitine in the treatment of valproic acid-induced toxicity -what is the evidence? case files of the children's hospital of michigan regional poison control center: the use of carnitine for the management of acute valproic acid toxicity basic pharmacology of valproate: a review after 35 years of clinical use for the treatment of epilepsy valproic acid metabolism and its effects on mitochondrial fatty acid oxidation: a review delayed valproic acid toxicity: a retrospective case series acute valproate poisoning: pharmacokinetics, alteration in fatty acid metabolism, and changes during therapy valproic acid toxicity: overview and management carnitine disposition before and during valproate therapy in patients with epilepsy involvement of recognition and interaction of carnitine transporter in the decrease of l-carnitine concentration induced by pivalic acid and valproic acid acute valproate-associated microvesicular steatosis: could the [ 13 c]methionine breath test be useful to assess liver mitochondrial function? carnitine as an antidote for acute valproate toxicity in children l-carnitine supplementation in childhood epilepsy: current perspectives serum and muscle carnitine levels in epileptic children receiving sodium valproate vigabatrin, lamotrigine, topiramate and serum carnitine levels carnitine deficiency and hyperammonemia in children receiving valproic acid with and without other anticonvulsant drugs the effect of carnitine supplementation in valproateinduced hyperammonaemia diet-and valproate-induced transient hyperammonemia: effect of l-carnitine carnitine deficiency during valproic acid treatment valproic acid overdose and l-carnitine therapy a case of valproateassociated hepatotoxicity treated with l-carnitine valproate-associated hyperammonemic 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during glucose deprivation in central white matter brain glucose uptake and unawareness of hypoglycemia in patients with insulin-dependent diabetes mellitus neuroglycopenia and adrenergic responses to hypoglycaemia: insights from a local epidemic of serendipitous massive overdose of glibenclamide reversal of salicylate-induced euglycemic delirium with dextrose hypoglycemic seizures during transient hypoglycemia exacerbate hippocampal dysfunction the distribution of hypoglycemic brain damage concentrated dextrose for intravenous administration docking studies show that d-glucose and quercetin slide through the transporter glut1 peripheral intravenous infiltration necrosis the effect of 25 grams i.v. glucose on serum inorganic phosphate levels sandostatin ® octreotide acetate injection prescribing information pharmacological agents that directly modulate insulin secretion oral hypoglycemic agents drugs and pharmaceuticals: management of intoxication and antidotes 451 inhibition of 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glyburide sold as "street steroid" causes hypoglycemia complicated by inappropriate iv administration of octreotide long-term non-surgical therapy of severe persistent congenital hyperinsulinism with glucagon isoniazid-associated hepatitis. report of an outbreak therapeutic drug monitoring in the treatment of tuberculosis pyridoxine in clinical toxicology: a review acute isoniazid poisoning accidental isoniazid poisoning -a report the origin and turnover of d-serine in brain glutamatergic regulation of serine racemase via reversal of pip2 inhibition the effect on gaba metabolism in brain of isonicotinic acid hydrazide and pyridoxine as a fuction of time after administration profound acidosis caused by isoniazid ingestion convulsions as the etiology of lactic acidosis in acute isoniazid toxicity in dogs single high-dose pyridoxine treatment for isoniazid overdose isoniazid self-poisoning fitzpatrick's dermatology in general medicine acute isoniazid poisoning in childhood reversal of 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factors neumega ® [nu-meg90%) protein-bound [29] . deaq is assumed to be the main entity responsible for the therapeutic effect of aq treatment. the disposition of deaq in healthy volunteers after a 10 mg/kg oral dose of aq base has been observed to have three phases; two initial disposition phases with half-lives of 3-11 h and 23-50 h and a terminal phase with a half-life of 9-18 days in plasma and 12-32 days in whole blood [30] . in vitro metabolism studies with enzyme expression systems, human liver microsomes, enzyme activity correlation analysis and enzyme docking analysis, strongly indicate that cyp2c8 is the only hepatic cyp isoform involved in the formation of deaq [5] , and the main hepatic enzyme responsible for aq metabolism. deaq appears to be eliminated through renal excretion as well as further metabolized by other, probably extrahepatic, cyp enzymes, namely cyp1a1 [5] (i cavaco, university of algarve, faro, portugal. unpublished data). cyp2c8 polymorphisms probably influence amodiaquine metabolism there is, as yet, no direct demonstration of the influence of the cyp2c8 inhibition or polymorphism on the pharmacokinetics, efficacy and safety of aq in malaria settings. an expected importance of the polymorphism stems from the following observations: • cyp2c8 is essentially the sole hepatic cyp enzyme catalyzing the formation in vitro of deaq [5]; • significant variability in the pharmacokinetics of aq has been documented [26, 31] ; • the main studied cyp2c8 polymorphisms are associated with significant alterations in in vitro enzyme activity [17, 18, 32] . the relation between these alleles and in vivo pharmacokinetics (pk) parameters is less clear, partly because of the fact that the tested drugs are also metabolized by other cyps. in fact, although some reports did find significant difference in the pk of the drugs under study [33] [34] [35] , others did not observe it, albeit with other cyp2c8 substrates [36] [37] [38] . it is important to emphasize that aq is actually one of the best candidates as an in vivo cyp2c8 probe substrate [6] . from this scenario, it is presently only possible to predict the importance of cyp2c8 for the efficacy of aq. for this purpose it is important to also take into account some characteristics of the variable response of the pathogen to aq and deaq. pharmacogenomics (2007) 8(2) future science group future science group p. falciparum amodiaquine/ desethylamodiaquine resistance malaria therapy with aq is in most cases effective against cq resistance p. falciparum. nevertheless, events of the parasite being simultaneously refractory in vivo to both drugs are not rare, pointing for a certain degree of cross-resistance [24] . in vivo p. falciparum resistance to aq regimens seems to be associated with mutations in the parasite p. falciparum cq resistance transporter (pfcrt) gene [39] , coherent with the occasional observation of cq/aq clinical cross-resistance. pfcrt codes for a transmembrane protein located in the parasite food vacuole, the central organelle in the metabolism of hemoglobin, an essential requirement for the progression of the parasite cycle. during the metabolism of hemoglobin the toxic heme is liberated from its molecular scaffold. cq (and possibly aq or deaq) binds heme, disturbing its inactivation by the parasite [40] . pfcrt snps, in particular a k76t variation, render the parasite resistant to the drug, probably through the efflux of cq from the organelle. cq-resistance is reversible in vitro by the action of the calcium blocker verapamil (vp), known to interfere specifically with k76t harboring pfcrt proteins. interestingly, although deaq sensitivity is reversible with vp, aq response is not significantly affected [41] . this data points for pfcrt k76t to be associated mainly with deaq response, partially explaining previously observed in vivo cq/aq cross-resistance in vivo, which should maybe be better interpreted as cq/deaq. furthermore, due to the aforementioned 'tail effect', the slowly eliminated deaq is predicted to be the weak link promoting resistance in the aq-art combination. can cyp2c8 polymorphisms influence amodiaquine regimens efficacy & safety? the effect of cyp2c8 polymorphism on deaq auc is dependent on the contribution of this pathway to aq total clearance. in vitro, cyp2c8 was found to be the main hepatic cyp involved in the metabolism of this drug. however, some contribution of the extrahepatic enzymes cyp1a1 and cyp1b1 was also observed [5] . no in vivo data on the contribution of different elimination pathways has been documented. if the extrahepatic pathways are considered likely to be of minor importance for total clearance, deaq auc will not be significantly affected by cyp2c8 polymorphism. the deaq formation will be slowly giving rise to some decrease in maximum plasma concentration (c max ), with the auc not expected to be affected. aq is a more active antimalarial then deaq, with half-maximal inhibitory concentration (ic 50 ) values 2-8-fold lower [27, 42, 43] . the little information available shows that the c max of aq is relatively low -approximately 30 nm (600 mg dose) [44] , falling anyway inside the in vitro ic 50 values of a significant fraction of field analyzed aq sensitive parasites [41, [45] [46] [47] [48] [49] . this suggests that aq might give a small but non-negligible contribution for the success of the therapy, particularly among a predicted cyp2c8 'low-metabolizer' genotype carrier associated with an increased drug exposure for the parasite. the positive effect of an increased aq exposure might not be evident in these early days of high efficacy act, as observed in a small trial of 20 patients in papua new guinea [50] . in this study, all patients were determined as cyp2c8 wild type and were successfully treated, the authors concluding that "the aq regimen seems pharmacokinetically adequate in the absence of cyp2c8 polymorphism" [50] . nevertheless, with the potential development of p. falciparum resistance to deaq, the benefit of a high aq exposure might increase. this contribution is probably more important through another venue: in vitro experiments have consistently shown that aq is capable of marked synergism with artemsinine derivatives [51, 52] and, most notably, with its own deaq metabolite [43] . again, the presence of cyp2c8 alleles predisposing for a higher aq exposure will be expected to prolong the synergistic influence over deaq. results in vitro show that aq is able to significantly enhance the action of its metabolite towards extraordinary low aq:deaq ratios, beyond 1:100,000. this observation implicates that although aq serum levels generally drops below the present level of detection (approximately 10 nm) 8 h after administration, very low concentrations -down to the picomolar range -may significantly aid deaq antiparasitic action for several days. again, low-metabolizer patients are potentially associated with an enhanced performance of the aq chemotherapy, possibly even in areas where deaq resistance might be rising, as this synergistic effect seemed to be independent at least of the pfcrt k76t status of the tested parasites [43] . in the 1980s, reports documented fatal adverse drug reactions among travelers under aq-based prophylaxis (incidence 1:2000), mainly through agranulocytosis and hepatic toxicity [53] . this led to a who recommendation towards the withdrawal of aq from malaria control programs, a decision later considered 'more prudent than practical' [54] . in vitro studies have shown that when compared with deaq, aq is more frequently transformed to the highly reactive quinoneimine species proposed as responsible for adverse events associated with aq profilaxis [55] [56] [57] . hence, being a low-metabolizer potentially elevates the risk of aq associated serious side effects [5] . treatment with aq has not been documented to be associated with severe adverse effects, showing to be not more toxic then cq [54, 58] . however, more time and further pharmacovigilance efforts are needed for reliable conclusions to be drawn [59] , in particular in a scenario of possible increase in aq doses following a significant decrease in parasite susceptibility to this chemotherapy. these can be aided by the identification of carriers of cyp2c8 alleles predicted to be associated with aq low metabolism. in the african continent, the analysis of the *2 allele would be sufficient to identify most of these. *2/*2 carrying patients could be selected for enhanced surveillance. cyp2c8 has been shown to be readily inducible in vitro via nuclear receptors pregnane x receptor (pxr), constitutive androstane receptor (car) and glucocorticoid receptor (gr) activators [60] . recently, it has been demonstrated that artemisinine, artemether and artether derivatives are potent pxr/car agonists, leading to the induction of the cyp2b6, cyp3a4 and mdr1 in primary hepatocytes [61] , as well as to increased cyp2b10 and cyp2a5 enzyme activities in vivo in a rodent model [62] . although the authors did not test the induction potency of artesunate, neither the induction of cyp2c8, the possibility remains that when used in act, aq might be metabolized at a higher rate during act due to artesunate-based activation of pxr and/or car [61] . furthermore, it is also possible that other commonly co-administered pxr activators, such as the antituberculosis agent rifampicin and some of the hiv drugs, may further induce the cyp2c8 expression. such interactions are likely to reduce aq exposure. in this scenario, the relative positive impact of low-metabolizer status in the efficacy of aq might still be present, as a less active enzyme will be induced as compared with an induced fast-metabolizer. the importance of cyp2c8 for drug metabolism has not been acknowledged until recently; hence few drugs are known to markedly inhibit cyp2c8 in vivo. a number of drugs have been identified as potent cyp2c8 inhibitors in vitro, with predicted risks of drug-drug interactions with substrates of this enzyme having been calculated (inhibitor concentration/inhibition constant values) [63] . some cyp2c8 inhibitors are under therapeutic use in areas where aq is also being administered for malaria treatment, including ritonavir (anti-hiv drug), ketoconazole (antifungal) and the antibacterial thrimethoprim. pharmacogenomics (2007) 8(2) future science group future science group aq low-metabolizers can possibly be at additional risk due to their lower enzyme activity during cotreatment with cyp2c8 inhibitors. due to the development of parasite resistance, cq is presently being officially phased out in most endemic countries. it is still part of the national malaria control strategy in several countries, for example, congo brazzaville and togo [102] . in other regions, although other drugs have been adopted, their implementation will still take significant time extending the use of this drug. cq is still a main drug of choice at a global level for the treatment of p. vivax malaria. chloroquine pharmacokinetics cq is well absorbed after oral administration and has a bioavailability of approximately 80% [64] . cq is eliminated through metabolism, as well as renal excretion, the latter pathway accounting for approximately 50% of total drug clearance [65] . the main metabolite of cq is n-desethylchloroquine [64] . other metabolites, such as bisdesenthyl chloroquine and 7-chloro-4aminoquinolone, are also formed. bisdesenthyl chloroquine is present in concentrations approximately 40% of those of cq. the metabolite is pharmacologically active and has been proposed to be further metabolized by the enzyme also catalyzing its formation [66] . cq exhibits a very long terminal half-life (up to 58 days). the length of the half-life is mainly caused by its very large volume of distribution (up to 1000 l/kg), as the clearance of the drug is relatively rapid (up to 1 l/h/kg). cq is metabolized in vitro by cyp2c8 and cyp3a4, with a non-negligible contribution of cyp2d6, particularly at drug concentrations below 10 µm. [7] . the quantitative contributions of these enzymes in vivo are not clear. due to the large contribution of renal excretion and the multiple enzymes involved, at least in vitro, the effect of cyp2c8 polymorphism is not expected to be marked in patients with a normal renal function. it is to note that patients with malaria have been observed to have a minor impairment of renal function [67] . however, the impairment may be too small to significantly affect cq excretion. dapsone is, with chlorproguanil, a part of the antifolate lapdap™ combination, developed as a future replacement of sulfadoxine-pyrimethamine, as it is active against parasites resistant to this drug [68] . resistance is expected to develop slower than with sulfadoxine-pyrimethamine, as both dapsone and chlorproguanil have significantly shorter half-lives, hence avoiding the 'tail effect' [69] . unfortunately, the mechanism of resistance to these drugs is probably similar to the associated sulfadoxine-pyrimethamine (snps in p. falciparum dihydrofolate reductase and dihydropteroate synthase coding genes), well known to be particularly fast to rise [70] . dapsone is reversibly metabolized to monoacetyldapsone, but the major pathway appears to be the formation of dapsone hydroxylamine, which has been associated with toxicity. the latter is cyp-catalyzed [71] . in vitro studies performed at clinically relevant concentrations of dapsone (4 µm) have shown that the drug is mainly metabolized by cyp2c9, with an expected minor cyp2c8 contribution [8] . this data, although not yet confirmed in vivo, points for a minor contribution of genetic cyp2c8 variability for the pharmacokinetics, efficacy and safety of the drug. antimalarials are administered in high numbers in the developing world, in many settings as a default for most fever events without confirmation of the presence of the parasite. in a time when large changes in the national drug policies are underway, a more detailed knowledge on host factors influencing the efficacy and safety of the act partner drugs should be mandatory. this includes the understanding of the pharmacogenetic characteristics of the target populations. cyp2c8 appears to be the only hepatic cyp enzyme metabolizing aq, suggesting that polymorphisms in this gene can be useful tools for predicting individual exposure to the drug. unfortunately, the importance of its polymorphism in the individual exposure to aq is still to be experimentally established. furthermore, the bulk of data concerning the pharmacokinetics of aq is almost two decades old, involving only small studies, mainly with adult subjects. new investigations adapted to the present clinical scenario of the use of aq in africa are as urgent as fundamental. in case of its development, such molecular tools might be used as a convenient way for sampling populations under aq-based first-line chemotherapies, determining the likelihood of a patient to come under higher-than-average exposure. this can be of importance in eventual changes in dosing, for example, due to increased future science group future science group www.futuremedicine.com p. falciparum deaq tolerance. this would also be valuable information for the future introduction of other drugs also metabolized by cyp2c8. nevertheless, it is to note that in this moment, when p. falciparum resistance to the newly employed drugs is still not maturated, the influence of cyp2c8 pharmacogenetics in the efficacy of aq-based regimens is less likely to be important. however, the increased exposure to aq in poor-metabolizers may predispose to adverse events. finally, the influence of cyp2c8 polymorphism in the therapeutic efficacy of cq and dapsone is not expected to be significant. p. falciparum has shown in the last decade to be a resilient pathogen, able to timely develop resistance to every applied antimalarial. in the long term, it is not unexpected that the same will happen with the presently used chemotherapies. in the specific case of aq, a shrinking of the therapeutic window in the next years, particularly through falling efficacy of the long half-life deaq, might highlight the importance of interindividual differences in aq exposure. future research will clarify the influence of cyp2c8 polymorphisms in the modulation of aq exposure and the associated clinical efficacy, and potential risk of adverse reactions. in the next 10 years, this might permit the development of cyp2c8 allele analysis as one of a set of convenient molecular tools aiding pharmacovigilance programs of massive employed drugs in the developing world. in the case of africa, where most of the aq is presently being used, the main nonwild-type allele present is cyp2c8*2, leading to the notion that the sole analysis of the i269f snp will cover most of the predicted low-metabolizer individuals. this simplified approach can facilitate the logistics of the future implementation of this type of tool, potentially important in the definition of groups with an expected different therapeutic window from the *1/*1 carrier majority. adjustments of the drug dosage might be of interest for exploiting in the best way the pharmacokinetic characteristics of this minority group. • cytochrome p450 (cyp)2c8 is essentially the sole cyp enzyme involved in in vitro amodiaquine (aq) metabolism. • the cyp2c8 gene shows polymorphism. null alleles are known, but are very rare. over 95% of the mutant allele frequency is explained in most populations by the presence of three variants (*2, *3 and *4). these are expected to influence aq exposure, although the present data indicates that the exposure to desethylamodiaquine (deaq) will be approximately the same. studies formally confirming this hypothesis are still missing, not currently allowing a precise picture to be formed. • the efficacy of aq seems to be presently satisfactory in those homozygous for the cyp2c8*1 allele, although more data needs to be gathered, particularly concerning the aq-artesunate combination. clinical outcome is more certain to be influenced by parasite characteristics and other factors. however, variable cyp2c8 activity can become important in the future event of increased p. falciparum insensitivity to deaq: low-metabolizers will have more contribution of aq in the elimination of deaq-tolerant parasites, particularly through the marked synergy of aq with deaq and artesunate. • on the other hand, aq poor-metabolizers are probably at higher risk of adverse events related to this drug. this may prove to be even more important if the aq dose is increased in order to circumvent deaq tolerance. • cyp2c8 is probably of low relevance in the performance of chloroquine and dapsone. papers of special note have been highlighted as either of interest (•) or of considerable interest (••) to readers. n-hydroxylation at clinical concentrations of dapsone impact of pharmacogenomics on neglected diseases of the developing world a 2.4-megabase physical map spanning the cyp2c gene cluster on chromosome 10q24 gene structure of cyp2c8 and extrahepatic distribution of the human cyp2cs structural diversity of human xenobiotic-metabolizing cytochrome p450 monooxygenases cytochrome p450 2c8: substrates, inhibitors, pharmacogenetics and clinical relevance • excellent review on cyp2c8, being a gateway for other aspects of this gene and enzyme evaluation of gene induction of drug-metabolizing enzymes and transporters in primary culture of human hepatocytes using high-sensitivity real-time reverse transcription pcr gene expression in distinct regions of the heart distribution of soluble epoxide hydrolase and of cytochrome p450 2c8, 2c9, and 2j2 in human tissues polymorphisms in human cyp2c8 decrease metabolism of the anticancer drug paclitaxel and arachidonic acid •• discovery of the main cyp2c8 alleles cyp2c8 polymorphisms in caucasians and their relationship with paclitaxel 6α-hydroxylase activity in human liver microsomes non-synonymous single nucleotide alterations found in the cyp2c8 gene result in reduced in vitro paclitaxel metabolism five novel single nucleotide polymorphisms in the cyp2c8 gene, one of which induces a frame-shift functional characterization of five novel cyp2c8 variants, g171s, r186x, r186g, k247r, and k383n, found in a japanese population assessment of the pharmacodynamic properties of antimalarial drugs in vivo • valuable review on the pharmacodynamics of antimalaria drug action coartem (artemether-lumefantrine) in africa: the beginning of the end? the epidemiology of drug-resistant malaria chloroquine or amodiaquine combined with sulfadoxinepyrimethamine for uncomplicated malaria: a systematic review the disposition of amodiaquine in man after oral administration amodiaquine as a prodrug: importance of metabolite(s) in the antimalarial effect of amodiaquine in humans sensitive analysis of blood for amodiaquine and three metabolites by high-performance liquid chromatography with electrochemical detection antimalarial 4-aminoquinolines: mode of action and pharmacokinetics disposition of monodesethylamodiaquine after a single oral dose of amodiaquine and three regimens for prophylaxis against plasmodium falciparum malaria pharmacokinetics of intravenous amodiaquine • study supporting interindividual variability on aq metabolism amiodarone n-deethylation by cyp2c8 and its variants, cyp2c8* polymorphism in cyp2c8 is associated with reduced plasma concentrations of repaglinide interindividual variability in ibuprofen pharmacokinetics is related to interaction of cytochrome p450 2c8 and 2c9 amino acid polymorphisms the effect of the cytochrome p450 cyp2c8 polymorphism on the disposition of (r)-ibuprofen enantiomer in healthy subjects the impact of cyp2c8 polymorphism and grapefruit juice on the pharmacokinetics of repaglinide association of cyp2c8, cyp3a4, cyp3a5, and abcb1 polymorphisms with the pharmacokinetics of paclitaxel the effects of human cyp2c8 genotype and fluvoxamine on the pharmacokinetics of rosiglitazone in healthy subjects amodiaquine resistant plasmodium falciparum malaria in vivo is associated with selection of pfcrt 76t and pfmdr1 86y an integrated model of chloroquine action physicochemical properties correlated with drug resistance and the reversal of drug resistance in plasmodium falciparum susceptibility of colombian plasmodium falciparum isolates to 4-aminoquinolines and the definition of amodiaquine resistance in vitro synergism between amodiaquine and its major metabolite, desethylamodiaquine, against plasmodium falciparum in vitro in vitro demonstration of the synergy between aq and its main metabolite, desethylamodiaquine high-performance liquid chromatographic method for determination of amodiaquine, chloroquine and their monodesethyl metabolites in biological samples in vitro susceptibility of gabonese wild isolates of plasmodium falciparum to artemether, and comparison with chloroquine, quinine, halofantrine and amodiaquine in vitro activity of pyronaridine and amodiaquine against african isolates (senegal) of plasmodium falciparum in comparison with standard antimalarial agents evaluation under field conditions of the colourimetric deli-microtest for the assessment of plasmodium falciparum drug resistance in vitro activities of ferrochloroquine against 55 senegalese isolates of plasmodium falciparum in comparison with those of standard antimalarial drugs in vitro sensitivity of plasmodium falciparum to amodiaquine compared with other major antimalarials in madagascar the disposition of oral amodiaquine in papua new guinean children with falciparum malaria plasmodium falciparum: in vitro interactions of artemisinin with amodiaquine, pyronaridine, and chloroquine pharmacodynamic interactions of amodiaquine and its major metabolite desethylamodiaquine with artemisinin, quinine and atovaquone in plasmodium falciparum in vitro amodiaquine induced agranulocytosis and liver damage systematic review of amodiaquine treatment in uncomplicated malaria • review on the use of aq for treatment detection of antidrug igg antibodies in patients with adverse drug reaction to amodiaquine role of hepatic metabolism in the bioactivation and detoxification of amodiaquine the bioactivation of amodiaquine by human polymorphonuclear leucocytes in vitro: chemical mechanisms and the effects of fluorine substitution amodiaquine for treating malaria • authorative review of the use of aq to treat malaria artemisinin-based combination therapies (acts), best hope for malaria treatment but inaccessible to the needy! induction of cyp2c genes in human hepatocytes in primary culture • seminal paper on in vitro cyp2c induction driven by pregnane x receptor (pxr) and constitutive androstane receptor (car) ligands antimalarial artemisinin drugs induce cytochrome p450 and mdr1 expression by activation of xenosensors pregnane x receptor and constitutive androstane receptor • artemisinin and its derivatives are in vitro pxr and car ligands in vivo and mechanistic evidence of nuclear receptor car induction by artemisinin examination of 209 drugs for inhibition of cytochrome p450 2c8 on the question of dose-dependent chloroquine elimination of a single oral dose single dose pharmacokinetics of chloroquine and its main metabolite in healthy volunteers pharmacokinetics of chloroquine and some of its metabolites in healthy volunteers: a single dose study renal dysfunction in children with uncomplicated, plasmodium falciparum malaria in comparison of chlorproguanil-dapsone with sulfadoxine-pyrimethamine for the treatment of uncomplicated falciparum malaria in young african children: double-blind randomised controlled trial chlorproguanil/dapsone for uncomplicated plasmodium falciparum malaria in young children: pharmacokinetics and therapeutic range mutations in dhfr in plasmodium falciparum infections selected by chlorproguanildapsone treatment development of dapsone toxicity in patients with inflammatory dermatoses: activity of acetylation and hydroxylation of dapsone as risk factors cyp2c8 polymorphism frequencies among malaria patients in zanzibar • first account of the frequencies of the main cyp2c8 alleles in an african native population high prevalence of the cytochrome p450 2c8*2 mutation in northern ghana genetic polymorphism of cyp2c8 in three malaysian ethnics: cyp2c8*2 and cyp2c8*3 are found in malaysian indians genetic variation in eleven phase i drug metabolism genes in an ethnically diverse population the prevalence of cyp2c8, 2c9, 2j2, and soluble epoxide hydrolase polymorphisms in african americans with hypertension single nucleotide polymorphisms in the cyp2j2 and cyp2c8 genes and the risk of hypertension cyp2c8 polymorphism among the portuguese genetic polymorphisms of cyp2c8 in japanese population key: cord-354445-lnvc7mmf authors: lichtenstein, david; alfa, michelle j. title: 4 cleaning and disinfecting gastrointestinal endoscopy equipment date: 2019-12-31 journal: clinical gastrointestinal endoscopy doi: 10.1016/b978-0-323-41509-5.00004-9 sha: doc_id: 354445 cord_uid: lnvc7mmf abstract outbreaks of infection transmission due to contaminated flexible endoscopes have focused the attention of health care personnel, senior management, device manufacturers, and regulators on the need to improve the approach used to offer this valuable service. this chapter presents the principles of flexible endoscope reprocessing along with a pragmatic approach to the judicious selection and proper reprocessing of endoscopic equipment, as well as guidance for prevention and management of infection transmission inclusive of newer sterilization (e.g., hydrogen peroxide vapor) and disinfection (e.g., improved hydrogen peroxide) technologies. it also provides an outline of the quality systems approach that is applicable to flexible endoscope reprocessing and the need for ongoing staff competency and audits of endoscope cleaning, disinfection, and storage practices. furthermore, the most current regulatory, expert organization, and manufacturer's recommendations are reviewed. the field of gastrointestinal (gi) endoscopy has expanded dramatically as new procedures, instruments, and accessories have been introduced into the medical community; more than 20 million gi endoscopies are performed annually in the united states. 1, 2 although gi endoscopes are used as a diagnostic and therapeutic tool for a broad spectrum of gi disorders, more health care-associated infectious outbreaks and patient exposures have been linked to contaminated endoscopes than to any other reusable medical device. [3] [4] [5] [6] failure to adhere to established reprocessing guidelines or the use of defective reprocessing equipment accounts for the majority of these cases. [7] [8] [9] [10] [11] [12] [13] in addition, complex endoscopes such as the duodenoscope and linear echoendoscope with elevator mechanisms can transmit bacterial infections even when reprocessing protocols are reportedly followed in accordance with manufacturer and societal guidelines. [14] [15] [16] the topic of endoscope reprocessing has largely been taken for granted by many endoscopists; however, standardized cleaning and disinfection protocols have been available for some time, and, with few exceptions, changes have been gradual. this slow evolution with a high safety profile may have engendered some complacency on the part of endoscopists, to the point that many endoscopists are only vaguely aware of what goes on "behind the curtain" of the endoscope reprocessing room. instruments are used on patients, taken away by gi nurses or other health care personnel, reprocessed, and returned ready for patient use. as the complexity of reprocessing and recognition of its importance become a concern to the medical community and our patients, endoscopists must become more educated on these issues and thereby able to participate in informed discussions with their patients. this chapter presents a pragmatic approach to proper reprocessing of endoscopic equipment, with guidance for prevention and management of infection transmission, and includes newer sterilization and disinfection technologies. 2. semicritical: semicritical devices contact intact mucous membranes and do not ordinarily penetrate sterile tissue. these instruments include endoscopes, bronchoscopes, transesophageal echocardiography probes, and anesthesia equipment. reprocessing of these instruments requires a minimum of hld. 3. noncritical: noncritical devices contact intact skin (e.g., stethoscopes or blood pressure cuffs). these items should be cleaned by low-level disinfection. endoscopes gi endoscopes are considered semicritical devices, and the resultant minimal standard for reprocessing is hld. this standard is endorsed by governmental agencies including the joint commission (jc), the centers for disease control and prevention (cdc), 37 and the fda. 38 it is also endorsed by gastroenterology societies such as the american society for gastrointestinal endoscopy (asge), american college of gastroenterology (acg), and american gastroenterological association (aga), as well as medical organizations, including the association of perioperative registered nurses (aorn), society of gastroenterology nurses and associates (sgna), association for professionals in infection control and epidemiology (apic), and american society for testing and materials (astm). [39] [40] [41] [42] hld of endoscopes eliminates all viable microorganisms, but not necessarily all are alike, however. steam is the most extensively utilized process and is routinely monitored by the use of biologic indicators (e.g., spore test strips) to show that sterilization has been achieved. when liquid chemical germicides (lcgs) are used to eradicate all microorganisms, they can be called chemical sterilants; however, the us food and drug administration (fda) and other authorities have stated that these processes do not convey the same level of assurance as other sterilization methods. [28] [29] [30] other commonly used sterilization processes include low-temperature gas such as ethylene oxide (eto), liquid chemicals, and hydrogen peroxide gas plasma. 31 disinfection is defined broadly as the destruction of microorganisms, except bacterial spores, on inanimate objects (e.g., medical devices such as endoscopes). three levels of disinfection are achievable depending on the amount and kind of microbial killing involved. these levels of disinfection are as follows: 1. high-level disinfection (hld): the destruction of all viruses, vegetative bacteria, fungi, mycobacterium, and some, but not all, bacterial spores. 32, 33 for lcgs, hld is operationally defined as the ability to kill 10 6 mycobacteria (a six-log reduction). the efficacy of hld is dependent on several factors and includes the type and level of microbial contamination; effective precleaning of the endoscope; presence of biofilm; physical properties of the object; concentration, temperature, ph, and exposure time to the germicide; and drying after rinsing to avoid diluting the disinfectant. 32 2. intermediate-level disinfection: the destruction of all mycobacteria, vegetative bacteria, fungal spores, and some nonlipid viruses, but not bacterial spores. 3. low-level disinfection: a process that can kill most bacteria (except mycobacteria or bacterial spores), most viruses (except some nonlipid viruses), and some fungi. although this categorization for disinfection levels generally remains valid, there are examples of disinfection issues with prions, viruses, mycobacteria, and protozoa that challenge these definitions. 34 antiseptics are chemicals intended to reduce or destroy microorganisms on living tissue (e.g., skin), as opposed to disinfectants, which are used on inanimate objects (e.g., medical devices such as endoscopes). the difference in the way the same chemical is used to achieve different levels of disinfection and sterilization is important for endoscopy because the contact times for sterilization with any given lcg are generally much longer (hours) than for high-level disinfection (minutes) and may be detrimental to the endoscope. the relative resistance of various microorganisms to lcgs is shown in box 4.1. more than 40 years ago, earle h. spaulding developed a rational approach to disinfection and sterilization of medical equipment based on the risk of infection involved with the use of these instruments. 35, 36 the classification scheme defined these categories of medical devices and their associated level of disinfection as follows: 1. critical: critical devices or instruments come into contact with sterile tissue or the vascular system. these devices confer a high risk for infection if they are contaminated. this category includes biopsy forceps, sphincterotomes, surgical instruments, and implants, when used in sterile anatomic locations. reprocessing of these instruments requires sterilization. disinfection at least once daily. the water bottle should be filled with sterile water. [49] [50] [51] [52] because accessory items often do not have unique identification numbers, it is critical to ensure they are dedicated to and stored with the endoscope that they are used with. this is necessary to ensure that if there is an outbreak, it is possible to identify which accessory components were used. this may require the use of disposable accessory holders or holders such as mesh bags that are also reprocessed along with the accessories. most accessory instruments used during endoscopy either contact the bloodstream (e.g., biopsy forceps, snares, and sphincterotomes) or enter sterile tissue spaces (e.g., biliary tract) and are classified as critical devices. as such, these devices require sterilization. 49, 50 these accessories may be available as disposable "single-use" or "reusable" instruments. reuse of devices labeled single-use only remains controversial but has been commonly employed in many practices, primarily for economic benefits. 44, [53] [54] [55] [56] the fda 57 considers reprocessing a used single-use device into a ready-for-patient-use device as "manufacturing," and as a result, hospitals or third-party reprocessing 58, 59 companies that reprocess these devices are required to follow the same regulations as the original equipment manufacturers (i.e., obtain 510[k] and premarket approval application; submit adverse event reports; demonstrate sterility and integrity of the reprocessed devices; and implement detailed quality assurance monitoring protocols). this includes the development of standards and policies to determine the maximum number of uses for the devices and the training of staff in the reprocessing procedures. [59] [60] [61] [62] the regulatory burden imposed by these requirements essentially eliminated the practice of the reprocessing of single-use devices by most hospitals. aers were developed to replace some of the manual disinfection processes and standardize several important reprocessing steps, thereby eliminating the possibility of human error and minimizing exposure of reprocessing department personnel to chemical bacterial spores. 43 although spores are more resistant to hld than other bacteria and viruses, they are likely to be killed when endoscopes undergo thorough manual cleaning. in addition, survival of small numbers of bacterial spores with hld is considered acceptable because the intact mucosa of the gi tract is resistant to bacterial spore infection. endoscope sterilization, as opposed to hld, is not required for "standard" gi endoscopy, as a reprocessing endpoint of sterilization has not been demonstrated to further reduce the risk of infectious pathogen transmission from endoscopes. 44 sterilization of endoscopes is indicated when they are used as "critical" medical devices, such as intraoperative endoscopy when there is potential for contamination of an open surgical field. 45, 46 in addition, individual institutional policies may dictate sterilization of duodenoscopes and linear endoscopic ultrasound instruments due to elevator mechanisms that have been difficult to clean and eradicate all bacterial contaminants with hld alone (see the later section on duodenoscope-related infections). despite the complex internal design (fig. 4 .1) of endoscopes, hld is not difficult to achieve with rigorous adherence to currently accepted reprocessing guidelines. 47 endoscope features that challenge the reprocessing procedures include: • complex endoscope design with several long, narrow internal channels and bends that make it difficult to remove all organic debris and microorganisms (e.g., elevator channel and elevator lever cavity of duodenoscopes). • a large variety of endoscope vendors and models require different cleaning procedures and devices and materials. • occult damage (e.g., scratches, crevices) to the endoscope can sequester microorganisms and promote biofilm formation. all valves, caps, connectors, and flushing tubes need to be adequately cleaned, rinsed, and disinfected or sterilized at the same time the patient-used endoscope is being reprocessed. 48 the water bottle used to provide intraprocedural flush solution and its connecting tubing should be sterilized or receive high-level lcgs have inherent limitations; however, they are universally used to reprocess flexible endoscopes and accessories due to their relative convenience, safety, and rapid action. lcgs used as hlds should ideally have the following properties: broad antimicrobial spectrum, rapid onset of action, activity in the presence of organic material, lack of toxicity for patients and endoscopy personnel, long reuse life, low cost, odorless, ability to monitor concentration, and nondamaging to the endoscope or the environment. 18, 32 hld solutions can act as sterilants if an increased exposure time is used 28, 48, 78 ; however, the exposure time required to achieve sterilization with most lcg solutions is far longer than is practical, and therefore these formulations are only used for hld. 48, 79 the efficacy of chemical disinfectants and sterilants is dependent on their physical properties including concentration and temperature; the length of exposure of the endoscope to the chemical solutions; the type and amount of microbial debris on the endoscope; and the mechanical components of the endoscope such as channels and crevices. because the chemicals are toxic to humans and the environment, proper handling, thorough rinsing, and appropriate disposal are essential for human safety. 71 when selecting a hld product, institutional requirements need to be taken into consideration with important variables including the number of endoscopes processed per day, training requirements, turnaround time, cost information, and regulatory issues regarding safe use of the hld products. health care workers who use hlds need to be familiar with and have readily accessible, product/brand-specific material safety data sheets (msds) and keep current with regulatory changes and new product developments. 18 users should consult with manufacturers of endoscopes and aers for compatibility before selecting an lcg. the most commonly used fda approved lcgs for disinfection of flexible endoscopes include glutaraldehyde, ortho-phthalaldehyde (opa), peracetic acid, and hydrogen peroxide (table 4 .1) 71,80,81 based chemicals in varying combinations and concentrations. some formulations contain combinations of microbicidal agents, including glutaraldehyde and phenol/phenate, peracetic acid and hydrogen peroxide, and glutaraldehyde and isopropyl alcohol. the fda periodically updates a list of approved hld solutions along with some of their attributes, such as contact time and temperature required for hld. 82 sterilization of endoscopes is indicated on occasions when they are used as critical medical devices during open surgical procedures. the risk for contamination of the operative field exists when a nonsterile endoscope enters the abdomen through sterilants. [63] [64] [65] [66] [67] [68] [69] [70] aers continuously bathe the exterior surface of the endoscope and circulate the lcg under pressure through the endoscope channels. the aer manufacturer identifies each endoscope (brand and model) that is compatible with the aer and specifies limitations of reprocessing models of endoscopes and accessories. variations in aers may require customization of the facility design to accommodate requirements for ventilation; water pressure, temperature, and filtration; plumbing; power delivery; and space. all models of aers have disinfection and rinse cycles. in addition, the aers may also have one or more of the following automated capabilities: 32,68,71 1. some aers utilize and discard small quantities of lcg per hld cycle, whereas others have a reservoir of lcg that is reused over multiple cycles. the latter design results in gradual dilution of the lcg and requires intermittent testing to verify maintenance of the minimum effective concentration (mec). product-specific test strips need to be used regularly to monitor these solutions, 48 which should be discarded whenever they fall below the mec or when the use-life expires, whichever comes first. 2. the temperature and cycle length can be altered to ensure hld or sterilization based on the lcg and type of endoscope. 3. the aer should ensure circulation of lcgs through all endoscope channels at an equal pressure with flow sensors for automated detection of channel obstruction. 4. the aer should be self-disinfecting. 5. vapor recovery systems are available. 6. low intensity ultrasound waves are an option. 7. variable number of endoscopes per cycle. 8. some aers flush the endoscope channels with forced air or with 70% to 80% ethyl or isopropyl alcohol followed by forced air to aid in drying the endoscope channels, thereby eliminating residual water, which reduces microbial growth during storage. 9. the aer should incorporate a self-contained or external water filtration system. lcgs and aers must meet specified performance levels for hld to receive fda clearance. this is defined as a reduction in residual organic loads and a 6-log 10 killing of resistant indicator organisms (typically mycobacterium bovis). all aers marketed in the united states meet these criteria. the asge has published a summary of vendor-specific aers and their compatible lcgs. 65 the fda has approved labeling some aers as washer-disinfectors due to the introduction of automated, brushless washing of endoscope channels prior to the disinfection cycle. utilization of this aer washing cycle provides an extra margin of safety by providing redundancy of cleaning; however, the existing multisociety guideline 45 and other international standards emphasize that manual cleaning is still necessary when a washer-disinfector is used to assure the overall efficacy of hld. 65, 72 one aer (steris system 1e [ss1e]; steris corp, mentor, oh) has received fda approval for liquid chemical sterilization, as opposed to hld, for heat-sensitive devices that cannot be sterilized by traditional means. 73 this system uses filtered, ultraviolettreated water that enters the aer and mixes with a peracetic acid-based formulation that is subsequently heated to 46°c to 55°c for liquid chemical sterilization. 74 this system is designed for "point of use" sterilization, as sterile storage is not possible. for flexible endoscopes processed through the ss1e, there is still a requirement for an alcohol rinse and drying prior to placing the endoscope into a storage cabinet. the fda also requested that aer manufacturers conduct additional validation testing to evaluate aer reprocessing agent/action ever more complex gi flexible endoscopes. the combination of ultrasonic capability with flexible endoscopes has opened up a new tool to use for the diagnosis and staging of cancers. however, along with these improvements that enhance diagnostic capabilities comes the increasing complexity of the endoscope channels. these complexities include double instrument channels with connector bridges, ultrasound probe channels, auxiliary channels, and elevator lever wire channels (sealed and unsealed). these complexities in endoscopes have far-reaching impacts in terms of reprocessing of reusable flexible endoscopes. this has been painfully highlighted by the recent outbreaks of antibiotic resistant bacteria associated with fully reprocessed endoscopes that remain contaminated 15,28,93-104 and act as fomites that transmit bacteria to a high percentage of subsequent patients who are exposed to the contaminated endoscope (see later section on infection control issues for more detailed information on infection transmission). such outbreaks have focused attention on the cleaning and disinfection of flexible endoscopes. there has been a paradigm change in that it is now recognized that reprocessing of gi flexible endoscopes is an extremely complex process that requires a quality systems approach, which includes specific training for reprocessing personnel, adequate monitoring of various stages in the reprocessing cycle, and ongoing documentation of staff competency. 48, 95, [105] [106] [107] [108] [109] [110] [111] [112] [113] [114] human factors play a critical role in compliance with reprocessing of gi endoscopes. 115 ofstead et al (2010) demonstrated that compliance with all the reprocessing steps occurred for only an incision, as occurs with selected methods of intraoperative enteroscopy or postsurgical anatomy endoscopic retrograde cholangiopancreatography (ercp). 84, 85 endoscopes, when sterilized, require low-temperature methods because they are heat labile and therefore, unlike most other medical or surgical devices, they cannot undergo steam sterilization. eto is the most commonly employed low-temperature sterilization process and a valuable method of sterilizing flexible endoscopes. however, a lengthy aeration time is required following eto sterilization to allow desorption of all residual toxic gas from the endoscope. additional steps must be taken, such as the application of a venting valve or the removal of the water-resistant cap to ensure proper perfusion with the gas and to prevent damage to the endoscope due to excessive pressure build-up. in addition, there are potential hazards to staff, patients, and the environment related to eto toxicities (table 4 .2). 86 the international agency for research on cancer has classified eto as a known (group 1) human carcinogen. within the past two decades, several new, low-temperature (< 60°c) sterilization systems have been developed, including hydrogen peroxide gas plasma, vaporized hydrogen peroxide, peracetic acid immersion, and ozone 87-92 (see table 4 .2). endoscopes and are not trained on specific cleaning requirements. the use of different sizes and types of channel brushes for the various different channel sizes, the fact that some channels cannot be brushed, and the multitude of different types of cleaning brushes available makes duodenoscope reprocessing a confusing process prone to human error. major changes in gi endoscope reprocessing over the past five years have occurred and include new regulatory requirements, 1.7% of flexible endoscopes reprocessed when cleaning steps were performed manually and disinfection was automated, compared to 75.4% compliance when both cleaning and disinfection were automated. 115 fig. 4 .2 outlines the basic steps in reprocessing of a gi flexible endoscope. until recently, the only aspect of this process that was monitored was to test the mec of the high-level disinfectant to ensure it contained a sufficient concentration of the active ingredient. it is easy to see from the outline provided in fig. 4 identified. 97, 98, 108, 110, 113, [118] [119] [120] [121] if biofilm forms, the ability of disinfectants to reliably kill microorganisms within biofilm is dramatically reduced. 118, 122 although most published reports of infectious outbreaks related to flexible endoscopes have involved duodenoscopes, other endoscopes including colonoscopes, gastroscopes, bronchoscopes, cystoscopes, and ureteroscopes (see later sections on reprocessing errors and outbreak management and infection control issues), have been shown to be contaminated and involved in infectious outbreaks. as such, every site offering flexible endoscopy procedures should ensure they have an established quality system for reprocessing these complex devices as recommended by the fda 110 and cdc. 123 table 4 .3 provides an overview of what components are needed for such a system. as recommended by the cdc, 123 the first step that all health care facilities should undertake is to perform an audit by reviewing their current endoscopy services to ensure they meet all aspects of a quality system approach. this requires input from administration, risk management, endoscopy staff, and infection prevention and control to ensure that all components are adequately assessed and the appropriate policies and procedures documented and implemented. table 4 .4 provides an overview of the key steps in reprocessing and outlines where mistakes are frequently made, as well as the impact of such mistakes. it is important that audits done for endoscope reprocessing are observational and based on a specific checklist of critical components, as well as data to substantiate processes (e.g., time data to show contact time with detergent during cleaning, as well as transport times to determine how frequently it exceeds 1 hour). table 4 .4 is a useful aid to review during initial training of staff, as well as during discussion of audit data on a yearly basis. the need to monitor the adequacy of cleaning 48 is a critical step in the total quality system approach (see table 4 .3) to endoscope reprocessing. appropriate benchmarks for cleaning markers have been established. 48, 54, 109, 118, 121, [124] [125] [126] there are a number of rapid cleaning tests (rct) available for monitoring organic residuals such as hemoglobin, carbohydrate, and protein, as well as those that monitor atp residuals. there are published data for some of these rapid test methods, 112,125-132 but when selecting a rapid cleaning monitor, it is important to request that the rapid test manufacturer provide their validation data. review of the pros and cons of the testing method based on the validation data provided by the manufacturer is an important step when selecting the rct. examples of the considerations for selecting the rct are shown in table 4 .5. once the rct has been selected, a way to document the rct results is needed (e.g., a record sheet that identifies the scope tested, the person doing the testing, date and time of testing, result of testing, and the result of retesting for those scopes that fail the rct and require recleaning). regardless of the method selected, the site should do initial testing for all endoscopes to determine the current baseline status. this should be performed on the next patient use of each endoscope after completion of manual cleaning and rinsing. if the initial rct fails for the majority of the endoscopes, this device-reprocessing guidelines, and endoscope manufacturers' instructions for use. the key "domino" in this chain of changes was the 2015 fda guide to manufacturers of reusable medical devices (fda, march 2015) that required manufacturers to validate that their cleaning instructions were effective and could achieve predetermined benchmarks. cleaning validation for medical device reprocessing was not previously required; the focus was on validation of the disinfection or sterilization protocols recommended by manufacturers for their medical devices. when transmission of carbapenem-resistant enterobacteriaceae (cre) associated with contaminated duodenoscopes was recognized and first investigated and reported in the united states, 14 it was unclear why reprocessing of duodenoscopes was failing. however, it was clear that transmission rates from contaminated duodenoscopes were high (up to 45%) and that, in addition to causing infections, patients often became colonized with cre and remained colonized long after the exposure to the cre contaminated duodenoscope. some health care facilities continued to report cre transmission and suggested that the manufacturers' instructions for use (mifus) for endoscope reprocessing were inadequate 15, 103, 116 and that was why endoscope contamination was ongoing. although there had been recent design changes by the three main duodenoscope manufacturers whereby the elevator wire channel was sealed, the transmission of cre was reported for duodenoscopes with both sealed and unsealed elevator wire channels. 14,15,103 however, one thing was clear; it was very difficult to adequately clean the lever cavity in duodenoscopes, and visible patient debris under the elevator lever was detected in one published outbreak. 95 this has prompted new validated cleaning instructions for the lever cavity of duodenoscopes. 117 the cre outbreaks linked to contaminated duodenoscopes prompted the fda to convene an advisory panel meeting in may 2015, and on august 4, 2015, the fda issued a safety communication 110 with the recommendations from the advisory panel meeting that included: 1. establishing and implementing a comprehensive quality control program for endoscopy reprocessing to ensure meticulous adherence to mifus for duodenoscope reprocessing, adequate training of reprocessing personnel, and audits to ensure ongoing compliance. 2. supplemental measures to be considered by sites offering ercp procedures, including: • microbiological culture with quarantine of contaminated endoscopes until culture results become available; • meticulous cleaning and hld followed by one of: • eto sterilization, • liquid chemical sterilization, or • repeat hld. the fda safety alert was followed by a cdc health advisory in september 2015, that indicated an immediate need for sites utilizing duodenoscopes to undertake audits of the reprocessing protocol, as well as staff training and longitudinal audits to document ongoing staff competency. these events and actions have led to a "paradigm shift" regarding the reprocessing of flexible endoscopes, 113 whereby the need for a total quality systems approach has been recognized. it is no longer adequate to accept that endoscope cleaning is being done properly just because the mifus are available to staff; rather, there needs to be evidence of monitoring and ongoing audits of cleaning compliance for all staff who reprocess endoscopes. in addition, the need to ensure the endoscopes are truly dry during storage to prevent biofilm formation has been another stage where monitoring of the endoscope can be done is post-hld. a rapid post-disinfection test (rpdt) that could be completed just prior to the next patient use of the scope to confirm that the endoscope does not contain viable microorganisms would be ideal. however, there is little published data for indicates that there may already be build-up biofilm (bbf) in the scopes being used. remedial action would be needed for the endoscopes, which may include a longer soak time in detergent followed by extended brushing and flushing (as per scope manufacturer's input). if the endoscope fails the rct after the remedial action, then it should be sent to the manufacturer for further remedial action (e.g., change of channels, etc.). there must be documentation of all reprocessing components to ensure there is a way to link which endoscopes (and corresponding accessories) were used on which patient. • document which endoscope was used in the patient's medical record • document in the reprocessing area which personnel cleaned each endoscope, which patient the endoscope was used on, the date/time it was cleaned, and which aer (automated endoscope reprocessor) was used to disinfect the endoscope (or which sterilizer was used). • ensure the mifu for reprocessing is available in the reprocessing area • create a site-specific set of instructions that are based on the mifu but indicate specific detergent, brushes, etc. that are used for reprocessing of each make/model of endoscope used at that site • if pump-assisted flushing is used during manual cleaning, ensure instructions for use are available • for manual cleaning, a succinct visual "aide" consisting of a summary of the process posted above the reprocessing sink, counters, etc., is useful. table 4 .2 for additional information) • traceability of each endoscope and reusable accessories used • documentation of all monitoring performed for cleaning and minimum effective concentration (mec) testing • timely reprocessing • routine cleaning and decontamination protocol for aer, flushing pump, sinks, connector tubing, endoscope storage cabinets • policy on disposable and reusable ancillary items (e.g., water bottles, connector tubing, etc.) • preventative maintenance (pm) program for endoscopes, aers, flushing pump with repair history records • record keeping of preventative maintenance on all equipment • regular audits to ensure ongoing adequacy of all stages of the program • involvement of infection prevention and control (ipac) and workplace safety in all components of the endoscopy reprocessing is crucial • a structured management scheme with regular review of the endoscopy program that includes reprocessing considerations. • there should be regular review and reporting of monitoring data at appropriate management meetings to identify any potential issues the bedside clean reduces the load of organic material and microbes for the full manual cleaning step. detergent or water solution (as per endoscope manufacturer's instructions) is used to: • wipe exterior using sponge or lint-free cloth • suction or flush all channels (note: this may require use of specific endoscope flushing adaptors as per mifu) • place all accessory components in detergent or water to keep moist during transport. 1. forget to wipe exterior or forget to suction or flush some channels after patient procedure. 1. dismantle reusable components such as valves, caps, flushing connectors etc. and process along with endoscope. ensure endoscope is totally immersed in detergent solution. 3. ideally suction detergent through all channels and discard this material (not in the cleaning basin). brush all openings including suction cylinder, air/water cylinder, instrument port, and outlets on umbilical end. 5. adequate contact time with detergent (as per detergent manufacturer's instructions) to loosen debris. 6. rinse away detergent using tap water. 1. reusable components not properly cleaned. performing brushing while endoscope is not immersed. into the detergent solution. 4. inadequate brushing of channels due to improper brush size or confusion regarding which brush to use. inadequate contact time with detergent. 6. many detergents are protein solutions that need to be removed before the disinfection/sterilization step. 1. increased risk of accumulation of organic material and biofilm forming. increased risk to personnel and environment due to aerosols of infectious debris. contamination of detergent solution with high levels of patient secretions increases the risk of high levels of organic material and microbes on exterior and in channels. inadequate brushing leads to improper cleaning and risk of excessive organic and microbial load for hld. of organic material and microbes. 6. if detergent is not adequately rinsed away this could lead to accumulation of protein and failure of hld. 1. once manual cleaning has been completed collect a sample from the channel(s) of the endoscope. minimally a sample from the instrument port to the distal end should be collected and tested. follow the mifu for the rapid cleaning monitor. if the test result is below the manufacturer's cut-off for adequate cleaning, then the scope can be transferred to the aer for hld (or manual hld done) or sent for sterilization. if the test result is above the mifu cut-off, then the endoscope needs to be fully recleaned and tested after the second manual clean. note: for duodenoscopes there should also be a sample from the elevator lever recess. if the endoscope fails the rapid cleaning test after three rounds of cleaning it should be sent to the endoscope manufacturer for evaluation. breach of any of the manual cleaning steps shown in fig. 4 .1 can lead to patient-derived material remaining in the endoscope that is sent for hld or sterilization. hld or sterilization processes fix the organic residues to the channel surface leading to build-up biofilm formation (bbf). 1. accumulation of bbf in the endoscope increases the risk of microbes in the bbf matrix surviving hld and possibly being transmitted to subsequent patients. disinfection or sterilization hld and sterilization are intended to kill any remaining microbes left after the cleaning step. hld and sterilization can achieve 6 and 12 log 10 microbial reductions, respectively. all reusable accessory items must also be exposed to hld or sterilization along with the endoscope they are dedicated to. ideally an automated endoscope reprocessor (aer) should be used for hld or sterilization. manual hld instructions are available from manufacturers but the manual process is fraught with concerns including ensuring adequate vapor control to prevent staff exposure to toxic fumes, adequate channel perfusion when using manual syringe to inject hld, dilution of hld from water remaining in channels after manual cleaning, etc. when using an aer, it is necessary to change the sub-micron filter inside the aer as per mifu. 3. fully reprocessed endoscopes and accessory components need to be handled using clean gloves to ensure skin organisms from bare hands are not transmitted to the endoscope post-hld. 1. inadequate hld contact due to poor manual perfusion of channels (e.g., bubbles or inadequate immersion). breach in sub-micron filter inside aer leads to contaminated rinse water. handling of endoscope post-hld with un-gloved hands 1. increased risk of microbes surviving the hld process due to inadequate contact with hld. microbes on the endoscope when put into storage can facilitate biofilm formation. 3. microbes on hands transferred to disinfected endoscope can survive and subsequently be transmitted to next patient that the endoscope is used for. microbes transferred to endoscope from hands also increase the risk of biofilm formation if there is sufficient moisture. 1. through drying of endoscope exterior and all channels is critical prior to storage. this can be done using appropriately filtered forced air. if a "channel-purge" storage cabinet is used the manual drying only needs to be done briefly to remove excess water prior to placing the endoscope in the cabinet (ongoing air purging once the endoscope is placed in the cabinet is preferred to ensure dryness is maintained as additional wet endoscopes are sequentially placed into the storage cabinet). there are also small air-flushing pumps that can be used to ensure channel drying prior to placing the endoscope in a regular storage cabinet. ensure adequate time is used for air-flushing to ensure scope is totally dry before being placed in a regular storage cabinet. 2. ensure fully reprocessed endoscopes are somehow labeled or identified so they can be easily differentiated from patient-used endoscopes that are contaminated. 1. the volume of alcohol flushed and the time for manual forced air drying is not specified in mifu and is often sub-optimal when performed manually. 2. contaminated endoscope may be mistaken for a fully reprocessed endoscope and accidentally used on a patient. 1. inadequate drying during storage is one of the key factors that leads to biofilm formation. once formed, the biofilm protects microbes from being adequately killed by hld or sterilization and increases the risk of organisms being transmitted to patients exposed to this contaminated endoscope. use of a contaminated endoscope can lead to transmission of infectious agents that result in colonization or infection. 2. contamination of endoscope may lead to microbial replication and biofilm formation if moisture is also present. valves inserted into the valve cylinders can lead to moisture retention that facilitates microbial replication and can lead to biofilm formation. endoscope reprocessing. as outlined by recent guidelines, 48, 107, 108, 123 initial training and ongoing competency assessment are critical to ensuring that staff can effectively reprocess flexible endoscopes. the compliance of reprocessing personnel with endoscope reprocessing protocols should be reviewed at least annually to document ongoing competency. 48 it is clear from some outbreaks that despite having adequate written protocols, staff may create breaches by not following some steps in the protocol. 95, 98, 115 as such, observational audits are a useful approach to determining if staff are fully compliant in following the site protocol. if ongoing cleaning monitoring is performed, the results of these tests can be included as part of documentation of ongoing competency. transmission of exogenous pathogens (i.e., not derived from the patient) can be categorized as "nonendoscopic," which is related to care of intravenous lines and administration of medications and anesthesia, or "endoscopic," which is related to transmission by the endoscope, water bottles, and its accessories. outbreaks of infection have been traced to process failures, including endoscopes that are damaged or difficult to clean; aer design problems or failures such as breakdowns in aer water filtration systems; and lack of adherence to reprocessing guidelines for endoscopes and accessories. there are also data that demonstrate that all the steps associated with manual endoscope reprocessing are rarely performed and some essential steps, such as brushing all endoscope channels and adequate drying prior to storage, are frequently deficient. 115 these deficient reprocessing practices can be summarized as follows: 32,96,115 1. inadequate or absent mechanical cleaning of the endoscope and channels before disinfection. the two rpdt tests that are currently available (table 4 .6). in the absence of validated rapid test methods, culture is the only well-studied method for detection of microbial contamination of flexible endoscopes postdisinfection/-sterilization. however, there are a number of considerations when culture is used. there have been a variety of published studies on culture results from endoscopes, but there is little data on the recovery efficiency of the various endoscope extraction methods that have been used. 137 if a patient-ready endoscope is extracted by flushing the channel with bacterial culture media or other harvesting fluids containing various proteins or buffers containing salt, then the endoscope requires recleaning and disinfection prior to being used on a patient. if sterile, high-quality water (i.e., reverse osmosis or deionized water) is used to flush endoscope channels, the endoscope can be dried and then still be safely used on the next patient. personnel who reprocess flexible endoscopes must have thorough initial training regarding the reprocessing of all makes and models of endoscopes that they will be responsible for reprocessing (see tables 4.3 and 4.4 ). the training process should be documented and new staff not allowed to reprocess endoscopes on their own until they have demonstrated, under supervision, that they are competent to perform reprocessing independently. the use of rapid cleaning monitor (rcm) tests for each endoscope reprocessed during training is an excellent way to document the adequacy of the trainee's ability to perform the cleaning process. reprocessing errors are a common underlying problem for many of the reported outbreaks. 95, 97, 98, 123 the "human factors" study done by 115 showed that inadequate cleaning of channels related to the lack of adequate channel brushing (43% of scopes) and inadequate drying (45% of scopes) prior to storage of endoscopes were the two most common breaches in the cdc guidelines for safe injection practices include the following recommendations: 150 • use aseptic technique when preparing and administering medications and fluids. • a sterile, single-use, disposable needle and syringe should be used for each injection on a single patient. • do not administer medications from single-dose vials or use iv solutions as a common source of supply for multiple patients. • do not keep multidose vials in the immediate patient treatment area. • do not reuse a syringe to access or administer medications from a vial that may be used on multiple patients, even if the needle is changed. • in times of critical need, medications from unopened singledose/single-use vials can be subdivided for multiple patients. however, this should only be performed by qualified health care personnel in accordance with standards in the united states pharmacopeia chapter on pharmaceutical compounding. 3. an inadequate disinfectant was used or used improperly at an incorrect concentration, temperature, or exposure period. 4. flawed or malfunctioning aer units or use of incorrect connectors. 20,101,142 5. failure to disinfect or sterilize the irrigation bottle of the endoscope regularly. 143,144 6. endoscopic accessory instruments were not sterilized. 7. the endoscope and all channels were not dried adequately before storage. 8. unrecognized problems with water supply. outbreaks of hepatitis b and c viruses have occurred due to failure to follow fundamental principles of aseptic technique and safe injection practices. 145, 146 these included improper handling of intravenous sedation tubing, reuse of syringes and needles, and use of single-dose or single-use medical vials on multiple patients. 146 • detects viable organisms of high concern including gram negatives and gram positives. • allows assessment of whether the bacteria detected are multi-antibiotic resistant • for outbreak investigation allows for genetic typing methods (e.g., pfge) to help identify a point-source outbreak • requires 48 to 72 hrs before results of culture are reported. • during outbreak investigation, quarantine of the endoscope pending culture results is necessary. • for routine surveillance (i.e., not an outbreak investigation) the endoscope is often not quarantined and may be used on multiple patients before culture results are available. sites need to have a response plan in place regarding notification if culture shows organisms of concern on an endoscope that has been used on multiple patients (i.e., notify the patient, the doctor or both?) not be detected after hld as these organisms commonly result in a clinically significant infection including gram-negative bacteria (e.g., escherichia coli, klebsiella spp., shigella spp., salmonella spp., pseudomonas aeruginosa, other enterobacteriaceae) as well as staphylococcus aureus, and enterococcus spp. 159 lco are less often associated with disease; these bacteria typically include coagulase-negative staphylococci, micrococci, diptheroids, and bacillus spp. the levels of lco on a surveillance endoscope culture can vary depending on the reprocessing, handling, and culturing practices in a facility. typically, fewer than 10 colony forming units (cfu) of lco does not require intervention as this most likely represents collection process contamination rather than a significant problem with the disinfection or cleaning process. 159 interpretation of culture results with 10 or greater cfu of lco should be considered in the context of typical culture results at the facility. 111 any endoscope found to be contaminated with a hco or unacceptable cfu of lco should cause concern and lead to repeat endoscope reprocessing followed by post-reprocessing cultures. the endoscope should be quarantined until it has been demonstrated to be free of hco and has an acceptable level of lco. positive cultures should also prompt a review of the endoscopy unit reprocessing procedures to ensure adherence to the manufacturer's reprocessing instructions and to ensure proper culture methodology. if a reprocessing breach is identified, appropriate facility personnel should be notified and corrective actions should be immediately implemented. when bacteria are persistently recovered by surveillance cultures, refer to the manufacturer's instructions 111, 159 for evaluating the endoscope for mechanical defects and consider having the endoscope evaluated by the manufacturer. in addition, when ineffective reprocessing is suspected based on surveillance cultures, it might be helpful to review positive cultures among affected patients to determine whether transmission of relevant pathogens could have occurred. 111, 159 the vast majority of exogenously acquired endoscope-related infections have been caused by bacterial transmission. the bacteria involved have been true pathogens, which always have the potential to cause infection (e.g., salmonella spp.), or opportunistic pathogens that cause infection if the microbial load is sufficient and/or host-factors are permissive (e.g., pseudomonas aeruginosa). in the hierarchy of relative resistance to hld, vegetative bacteria such as pseudomonas spp. and salmonella spp. are the most susceptible to disinfectants, whereas the mycobacteria are less susceptible and bacterial spores (e.g., bacillus subtilis and clostridium difficile) are the most difficult to eliminate (see box 4.1). nevertheless, as previously stated, all bacteria with the exception of a few bacterial spores are highly sensitive and eliminated by hld. salmonella is a serious primary pathogen, and pseudomonas is ubiquitous in many water sources, and although both these pathogens have been associated most frequently with endoscopic transmission, they are both sensitive to multiple agents, including glutaraldehyde, and other hlds. transmission of bacterial pathogens from flexible endoscopes has been rare since the adoption of the current 2011 multisociety reprocessing guideline, 45, 160 with the exception of duodenoscope-related infections (discussed later). the most commonly reported infectious agents transmitted during gi endoscopy have been pseudomonas aeruginosa (45 cases) [161] [162] [163] and salmonella spp. (84 cases). 17 isolated reports of more health care-associated outbreaks and patient exposures have been linked to contaminated endoscopes than to any other reusable medical device. 32, 102 nevertheless, endoscopy-related transmission of infection is very low and was originally estimated to have an incidence of approximately 1 infection per 1.8 million procedures. 3, 17 this is very likely an underestimate, as many endoscopy-related infections go unrecognized because of inadequate or nonexistent surveillance programs, the absence of clinical symptoms in many patients who are colonized, a long lag time between colonization and clinical infection, and the fact that the pathogens transmitted by endoscopy are often normal enteric flora. 151 endoscope-related transmission of bacterial infection has been rare since the adoption of the current multisociety reprocessing guidelines. 45, 151 however, recent outbreaks have occurred with duodenoscopes even when the manufacturers and societal guidelines were reportedly followed correctly (see later section on duodenoscope-related infections). 152 the primary concern raised by infectious outbreaks is that current reprocessing guidelines are not adequate to ensure patient safety when undergoing endoscopic procedures. endoscopes can harbor between 10 9 and 10 12 enteric organisms at the completion of some patient procedures. this bioburden is reduced by cleaning (i.e., bedside precleaning followed by manual cleaning) by a factor of 2 to 6 log 10 and the hld step is expected to provide a 6 log 10 reduction of any microbes remaining after cleaning. 124, 153 therefore the margin of safety associated with cleaning and hld of gi endoscopes is low, and any deviation from proper reprocessing could lead to failure to eliminate contamination, with a possibility of subsequent patient-to-patient transmission. biofilms can contribute to reprocessing failure and endoscoperelated infectious outbreaks. 154 biofilms form in endoscope channels, in aers, and within municipal and hospital water supplies as multilayered bacteria within exopolysaccharide. these biofilms protect the bacteria against physical (e.g., brushing, fluid flow) and chemical (e.g., disinfectant) forces, making the microorganisms more difficult to remove or completely kill by hld. 151, 155 there is evidence that accumulation of fixed material within endoscope channels occurs over repeated usage. biofilms that develop in endoscopes and aers may not be detectable by surveillance culture, as cleaning and disinfection may have destroyed bacteria within the superficial layers but not those within the deeper layers. prompt, meticulous, manual cleaning to remove biologic material and strict adherence to reprocessing protocols is the optimal approach to reduce biofilm formation/accumulation. [155] [156] [157] [158] better biofilm removal protocols are needed to address this issue. pathogens of concern to the gi endoscopy community and general public include clostridium difficile, helicobacter pylori, escherichia coli, norovirus, human immunodeficiency virus (hiv), hepatitis c virus (hcv), hepatitis b virus (hbv), and multidrug resistant organisms (mdros) such as m. tuberculosis, vancomycin-resistant enterococcus (vre), methicillin-resistant staphylococcus aureus (mrsa), and cre. all these established pathogens are susceptible to currently available chemical disinfectants and sterilants. 17, 32 low concern organisms (lco) versus high concern organisms (hco) surveillance cultures of endoscopes are assessed for two general categories of microbial growth, lco and hco. hco should be changed to protect our patients from cjd, citing no reported cases of cjd transmission by endoscopy and the lack of exposure to high-risk cns tissue during endoscopic procedures. 17, 183 vcjd is a rare but fatal condition caused by the consumption of beef contaminated with a bovine spongiform encephalopathy agent. it differs from cjd in that the mutated prion protein can be found in lymphoid tissue throughout the body, including the gut and tonsils. 182, 184 only three cases of vcjd have been reported in the united states, and all three patients contracted the disease elsewhere. 184 as vcjd is resistant to conventional disinfectants and sterilants, endoscopy should be avoided, if at all possible, in patients known to harbor this agent. 17, 184 endoscopes used in individuals with definite, probable, or possible vcjd should be destroyed after use or quarantined to be reused exclusively on that same individual if required. 182, 184 between 2012 and 2015, duodenoscopes resulted in 25 international outbreaks (at least eight in the united states) of antibiotic-resistant infections with cre and other mdros that sickened a reported 250 patients and resulted in 20 deaths. 16, 97, 103, 138, [185] [186] [187] in addition, transmission resulting in a long-term carrier state has been recognized as a risk of exposure to contaminated duodenoscopes. long-term carriage has important clinical implications due to the development of a delayed infectious complication weeks to months later or patient-topatient transmission of pathogens when these carriers are subsequently admitted to health care or chronic care facilities. investigative cultures identified persistent contamination of duodenoscopes as the cause for patient infections with mdros in most of the outbreaks. 185, 188 furthermore, these duodenoscopeassociated infections occurred even though the sites reported strict adherence to reprocessing procedures according to manufacturer's instructions and professional guidelines. 14, 16, 97, 142, 189 it is likely that mdros are acting as a marker for ineffective reprocessing due to the complex design of duodenoscopes that have difficultly reaching crevices and channels involving the elevator mechanism where persistent colonization was identified. 186, 190 duodenoscopes that persistently yield positive cultures likely harbor biofilms that cannot be eradicated with standard reprocessing. 155 in october 2015 the fda and the cdc released an official health advisory alerting health care facilities to review their reprocessing procedures. [191] [192] [193] [194] [195] [196] [197] [198] [199] [200] [201] [202] in response to the problems with duodenoscope reprocessing, the fda requested all three duodenoscope manufacturers to revise and validate their reprocessing instructions with provisions for additional duodenoscope reprocessing measures. 191 this led to the modification of manufacturers' reprocessing protocols with a larger emphasis on precleaning and manual cleaning before hld. 117, [192] [193] [194] one duodenoscope manufacturer (olympus; center valley, pa) subsequently modified the design of the closed elevator channel to create a tighter seal. 195, 196 in addition, the fda has recommended that health care facilities performing ercp consider employing supplemental measures for duodenoscope reprocessing when facilities have the resources to do so. 110 most sites where outbreaks have occurred have chosen per procedure eto sterilization after hld as its primary reprocessing method, and in all reported instances, eto has prevented further mdro transmission. 110, 185 however, one site reported failure to eliminate mdro contamination of a duodenoscope after hld and eto. 116 alternative reprocessing endoscopic transmission of other enteric bacteria include klebsiella spp., 164 enterobacter spp., 165 serratia spp., 166 and staphylococcus aureus. 164 the few reports of endoscopic transmission of helicobacter pylori were related to inadequate reprocessing of endoscopes and biopsy forceps. [167] [168] [169] current reprocessing guidelines are shown to inactivate clostridium difficile spores, 170 and no cases of endoscopic transmission of this infection or mycobacteria have been reported. in summary, there have not been any observed gi endoscopy-related transmission of bacterial pathogens since introduction of the currently accepted reprocessing standards with the exception of duodenoscope-related outbreaks (discussed later). much greater anxiety is associated with the possibility of transmission of viral infections. this anxiety is surprising because the viruses of greatest concern (hbv, hcv, and hiv) are among the easiest microorganisms destroyed with standard reprocessing. 171 transmission of viral pathogens by gi endoscopy procedures is rare because these microorganisms are obligate intracellular microorganisms that cannot replicate outside living tissue. thus, even when a flexible endoscope is contaminated with viral pathogens, the burden of virus cannot increase, as they are not capable of ex vivo replication. enveloped viruses (e.g., hiv, hbv, hcv) die readily once dried and are more readily killed by hld compared to nonenveloped viruses (e.g., enteroviruses, rotavirus), which can survive in dry conditions. there has been concern about the possibility of hiv transmission by flexible gi endoscopy; however, no cases have been reported to date. [171] [172] [173] there is only one well-documented case of hbv transmission by gi endoscopy that occurred in the setting of inadequate endoscope reprocessing. 174 however, transmission of hbv is very rare or does not occur when accepted reprocessing guidelines are followed. 175 the presence of fungi is associated with prolonged storage of flexible endoscopes. although transmission of trichosporon beigelii and trichosporon asahii occurred in the 1980s, 176, 177 there are no documented cases of fungal infections by gi endoscopy when updated reprocessing guidelines are followed. a single publication in the 1970s reported circumstantial evidence of strongyloides stercoralis transfer to four patients from a contaminated upper endoscope. no subsequent reports of parasite transmission by gi endoscopes have been identified. 178 creutzfeldt jacob disease (cjd) and variant cjd (vcjd) are degenerative neurologic disorders transmitted by proteinaceous infectious agents called prions. all prions remain infectious for years in a dried state, and resist all routine sterilization and disinfection procedures commonly used by health care facilities. 17, [178] [179] [180] [181] cjd is confined to the central nervous system (cns) and is transmitted by exposure to infectious tissues from the brain, pituitary, or eye, whereas tissues and secretions that come into contact with the endoscope during procedures, such as saliva, gingival tissue, intestinal tissue, feces, and blood, are considered noninfectious by the world health organization. 17, [179] [180] [181] [182] the cdc and other infection control experts conclude that current guidelines for cleaning and disinfecting medical devices need not will help with the investigation and lead to an expeditious correction of any deficiencies that are identified. • a user facility is not required to report a device malfunction, but it can voluntarily advise the fda of such product problems using the voluntary medwatch form fda 3500 under fda's safety information and adverse event reporting program. 201 however, if a device failure leads to a death or serious injury, the fda and the manufacturer must be contacted, as outlined in facility policies, by the designated individual or department at the facility. 202 the fda encourages health care professionals, patients, caregivers, and consumers to submit voluntary reports of significant adverse events or product problems with medical products to medwatch (https://www.accessdata.fda.-gov/scripts/ medwatch/), the fda's safety information and adverse event reporting program • manufacturers are required to report to the fda when they learn that any of their devices may have caused or contributed to a death or serious injury or when they become aware that their device has malfunctioned and would be likely to cause or contribute to a death or serious injury if the malfunction were to recur. 201,202 6. patient notification and counseling: 200, 203 in instances where a breach in the reprocessing protocol or damaged equipment poses a risk to patients for adverse events, it becomes the institution's ethical obligation to notify patients in a timely manner. notification may be accomplished by a direct meeting, telephone call, and letter sent by registered mail. the content should include an assessment of the risk, possible adverse events that may occur, symptoms and signs of the adverse event, time range for the adverse event, risk to other contacts, possible prophylactic therapy (including benefits and risks), and recommended medical follow-up. prompt notification allows patients to take precautions to minimize the risk of transmitting infection to others and allows for early serologic testing. this may help distinguish chronic infections from those potentially acquired at the time of endoscopy and to permit earlier initiation of treatment for newly acquired infections. on the other hand, adverse publicity associated with the reporting of a reprocessing error might lead patients to avoid potentially life-saving endoscopic procedures because of an unwarranted fear of infection. personal counseling should be offered to all patients. the risk of infection should be discussed and placed in context to minimize patient anxiety. patients should be advised against donating blood and tissue products and engaging in sexual contact without barrier protection until all serologic testing is complete. a toll-free helpline should be established to provide information to all patients at risk. 7. develop a long-term follow-up plan (e.g., long-term surveillance, changes in current policies and procedures) and prepare an after action report. there are risks related to infection transmission to personnel who handle patient-used endoscopes as well as to patients. sites offering endoscopy procedures need to ensure the risk to personnel and patients is minimized. flexible gi endoscopes are expensive and easily damaged. unlike surgical instruments where the microbial load is less than 100 methods employed have included double hld after each procedure 110, 185 or hld with duodenoscope quarantine until negative culture results are obtained. 15 another supplemental option for reprocessing endorsed by the fda includes the use of a liquid chemical sterilant processing system. 110, 197 surveillance microbiological culturing should be considered in addition to these supplemental reprocessing measures. this involves sampling the duodenoscope channels and the distal end of the scope to identify any bacterial contamination that may be present on the scope after reprocessing. 159, 198 it must be recognized that the sensitivity of surveillance culturing of the elevator channel, the elevator lever cavity, or other scope channels is unknown. until there are evidence-based guidelines, individual hospitals should choose from these different options based on available information and feasibility for their medical practice. however, at a minimum, there should be an audit of all facilities offering duodenoscope procedures to ensure the site has a quality system in place and is compliant with current mifus and guidelines. breaches of disinfection guidelines and device failures (e.g., endoscopes or aers) are common in health care settings, resulting in potential patient injury or infection transmission. 31 the identification of such a problem may stem from the result of microbiologic surveillance cultures, an infectious outbreak within an institution or isolation of a pathogen from individuals having a recent endoscopic procedure, identification of a break in reprocessing protocol, or a visibly faulty device. endoscopy facilities should have written policies on the roles and responsibilities within the organization to identify, report, and analyze these failures. 81 the investigation of a breach in reprocessing or resultant outbreak should be undertaken using a standardized approach. it should focus on the identification of factor(s) that led to the exposure and protect patients from potential adverse events. the investigation should not be punitive and not attempt to assign blame to any particular individual. rutala et al (2007) 199 described a process for exposure investigation, and the asge has published guidelines for patient assessment and notification when there is a suspected failure in the disinfection or sterilization protocol. 200 these can be summarized as follows: 199, 200 1. confirm that the reprocessing failure occurred and assess the duration of exposure (e.g., review sterilization methods and aer records of biological parameters). 2. quarantine any endoscopes or associated accessories that malfunctioned or are at risk for inadequate reprocessing. 3. do not use the devices in question, such as the endoscope or aer, until proper functioning is confirmed. 4. prepare a list of potentially exposed patients, dates of exposure, and inadequately reprocessed or malfunctioning devices used. 5. reporting: • inform facility leadership: breaches in patient safety with serious potential infection risks should be reported to facility leadership, including infection control, risk management, public relations, legal department, and selectively to local/state public health agencies, the fda, cdc, and the manufacturers of the involved equipment. 200, 203 this the workflow should proceed from "dirtiest to cleanest" in the reprocessing area, and there should be physical separation of "dirty" reprocessing areas and "clean" areas. 48, 107, 108 this requires appropriate removal of ppe and hand hygiene when leaving the dirty reprocessing area to enter any of the clean areas. staff should take every precaution to reduce the generation of aerosols during reprocessing of gi endoscopes. this includes total immersion of the endoscope during cleaning. 48, 108 this ensures that any patient material removed from the channels during cleaning is contained within the detergent cleaning solution. care is needed to ensure all brushing steps are done underneath the water surface to reduce aerosols. holding the control head above water to insert the channel brush and then pulling the brush out of the channel while the control head is above the water generates significant aerosols of the contaminated detergent solution. in addition, during the air-flushing process after cleaning is completed, a piece of gauze should be placed over the distal end of the endoscope channel prior to placing it in an aer to prevent creation of aerosols when flushing out residual rinse water. a final, often overlooked step, is rinsing and decontamination of the sink after each endoscope is cleaned. this ensures that the sink does not accumulate microbial contamination over time and act as a reservoir within the reprocessing area to contaminate reprocessing personnel or other endoscopes. if flushing pumps are used as part of the manual cleaning step, they also require routine (usually daily) decontamination as per mifu to ensure they do not become a reservoir of microbes that develop biofilm and subsequently contaminate endoscopes that they are used on. any single-use disposable sharps used in the procedure room should be disposed of in appropriate sharps containers in the procedure room. there should be no single-use disposable sharps transported to the reprocessing area. if there are reusable sharps (e.g., biopsy forceps) used for patient procedures, these should be appropriately transported to the reprocessing area in a labeled, rigid, sealed container that ensures separation from the endoscope. this reduces the risk that the biopsy forceps (or other sharp accessory device) could damage the endoscope during transit. reprocessing of reusable sharps requires specific mifu and adequate staff training to reduce the risk of sharps injuries to reprocessing personnel. single-use, disposable accessories are preferred to eliminate the risks associated with reprocessing of reusable sharps. 14 bacteria for 75% of instruments, 139, 204 the load of microorganisms in channels of flexible endoscopes can be as high as 10 10 bacteria 124 per instrument channel (e.g., for colonoscopes). during transport from the procedure room to the reprocessing area, 48 flexible gi endoscopes require a rigid, sealed container that is appropriately labeled as biohazardous. this protects the endoscope from accidental damage and also ensures that any patient-derived secretions and microorganisms are adequately contained and cannot drip out and contaminate the environment. all reusable accessory items (valves, flushing adaptors, cleaning valves, etc.) should be transported along with the associated endoscope. during transport, the endoscope and all accessory items should be kept moist to prevent drying of patient-derived material. if endoscopes are transported to a central reprocessing facility, evaluation of the time of transport should be conducted to determine the frequency of excessive transit times. there are risks to reprocessing personnel being exposed to patient-derived infectious materials. endoscopes contacting the gi tract can have very high levels of infectious organisms (including bacteria, viruses, fungi, etc.) in channels or on the endoscope surface. to mitigate these risks, reprocessing personnel need to be trained regarding standard precautions, personal protective equipment (ppe), hand hygiene, disposal of sharps, and dealing with chemical and/or infectious material spills. standard precautions are required when reprocessing any patient-used medical device. this means that staff treat all patient-used endoscopes as potentially infectious regardless of the underlying known illnesses that patients might have (e.g. clostridium difficile infection, vre colonization, human papilloma virus infection, candidiasis, etc.). any handling of gi endoscopes should be done with due consideration to the potential to transmit infectious microorganisms to reprocessing personnel. staff must be trained in appropriate ppe and reprocessing considerations aimed at reducing the generation of aerosols. it is critical that appropriate ppe be available 48,107,108 and include a gown (preferably a water-resistant gown), gloves (appropriate to the task), and a face shield/mask. reprocessing personnel must be adequately trained in the proper donning and doffing of all ppe. gowns, gloves, and a full-face shield (or combined face shield/mask) are required for cleaning of flexible endoscopes. the reprocessing staff needs to be trained in the appropriate use of protective gloves, as well as hand hygiene after removing gloves. utility gloves used for cleaning of endoscopes should never be used at other stages in endoscope reprocessing (i.e., they are dedicated to the cleaning sinks). disposable examination gloves must be available for handling cleaned endoscopes during connection to the aer. fresh disposable gloves are needed for removing and handling fully reprocessed endoscopes from the aer and during manual channel drying and placing the endoscope into the clean storage cabinet. fresh disposable gloves should also be used whenever an endoscope is removed from the clean storage cabinet. the use of gloves helps protect both the reprocessing personnel from contamination with patientderived microorganisms and the fully reprocessed endoscope from contamination with skin-derived microorganisms from reprocessing personnel. staff should always perform hand hygiene immediately after removing any type of glove. handwashing sinks with appropriate soap, as well as waterless hand hygiene agent dispensers, must be available in the reprocessing area. endoscope reprocessing methods: a prospective study on the impact of human factors and automation automated endoscope reprocessors society of gastroenterology nurses and associates: guideline for use of high level disinfectants & sterilants for reprocessing flexible gastrointestinal endoscopes food and drug administration: fda-cleared 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gastrointestinal endoscopes. chicago, sgna advantages and limitations of automatic flexible endoscope reprocessors automated endoscope reprocessors endoscope disinfection a resourcesensitive approach. world gastroenterology organization practice guideline -endoscope disinfection -a resource-sensitive approach british society of gastroenterology: bsg guidelines for decontamination of equipment for gastrointestinal endoscopy: the report of a working party of the british society of gastroenterology endoscopy committee esge-esgena guideline for quality assurance in reprocessing: microbiological surveillance testing in endoscopy canadian standards association (csa): z314.8-14 decontamination of reusable medical devices food and drug administration: reprocessing medical devices in health care settings: validation methods and labeling. guidance for industry and food and drug administration staff food and drug administration: supplemental measures to enhance reprocessing: fda safety 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of action of biocides in pseudomonas aeruginosa biofilm prevention: health advisory: immediate need for healthcare facilities to review procedures for cleaning, disinfecting, and sterilizing reusable medical devices worse-case soiling levels for patient-used flexible endoscopes before and after cleaning comparison of clinically relevant benchmarks and channel sampling methods used to assess manual cleaning compliance for flexible gastrointestinal endoscopes studies on the chemical sterilization of surgical instruments. i. a bacteriological evaluation ethylene oxide sterilization of medical devices: a review validation of low-temperature steam with formaldehyde sterilization for endoscopes, using validation device comparison of ion plasma, vaporized hydrogen peroxide, and 100% ethylene oxide sterilizers to the 12/88 ethylene oxide gas sterilizer comparison of liquid chemical sterilization with peracetic acid and ethylene oxide sterilization for long narrow lumens comparative evaluation of the sporicidal activity of new low temperature sterilization technologies: ethylene oxide, 2 plasma sterilization systems, and liquid peracetic acid a comparative study of ethylene oxide gas, hydrogen peroxide gas plasma, and low-temperature steam formaldehyde sterilization ethylene oxide sterilization of medical devices: a review current practice of duodenoscope reprocessing carbapenem-resistant enterobacteriaceae and endoscopy: an evolving threat early identification and control of carbapenemase-producing klebsiella pneumoniae, originating from contaminated endoscopic equipment reported gastrointestinal endoscope reprocessing lapses: the tip of the iceberg multidrug-resistant klebsiella pneumoniae outbreak after endoscopic retrograde cholangiopancreatography control of a multi-hospital outbreak of kpc-producing klebsiella pneumonia type 2 in france outbreak of ertapenem resistant enterobacter cloacae urinary tract infections due to a contaminated ureteroscope duodenoscope-associated bacterial infections: a review and update infectious diseases linked to cross-contamination of flexible endoscopes transmission of infection by flexible gastrointestinal endoscopy and bronchoscopy endoscopic retrograde cholangiopancreatography-associated ampc escherichia coli outbreak a carbapenem-resistant klebsiella pneumoniae outbreak following bronchoscopy ammi tir34 water for reprocessing of medical devices tir30 a compendium of processes, materials, test methods and acceptance 147. muscarella lf: recommendations for preventing hepatitis c virus infection: analysis of a brooklyn endoscopy clinic's outbreak prevention: transmission of hepatitis b and c viruses in outpatient settings viral hepatitis transmission in ambulatory health care settings guideline for isolation precautions: preventing transmission of infectious agents in healthcare settings evaluation of the risk of transmission of bacterial biofilms and clostridium difficile during gastrointestinal endoscopy ercp scopes: what can we do to prevent infections? disinfection, sterilization and antisepsis: principles and practices in healthcare facilities is biofilm accumulation on endoscope tubing a contributor to the failure of cleaning and decontamination effectiveness of current disinfection procedures against biofilm on contaminated gi endoscopes modeling microbial survival in buildup biofilm for complex medical devices a study of the efficacy of bacterial biofilm cleanout for gastrointestinal endoscopes evaluation of detergents and contact time on biofilm removal from flexible endoscopes control and prevention: interim protocol for healthcare facilities regarding surveillance for bacterial contamination of duodenoscopes after reprocessing antimicrobial efficacy of endoscopic disinfection procedures: a controlled, multifactorial investigation pseudomonas aeruginosa cross-infection following endoscopic retrograde cholangiopancreatography pseudomonas aeruginosa and enterobacteriaceae bacteremia after biliary endoscopy: an outbreak investigation using dna macrorestriction analysis nosocomial infections from contaminated endoscopes: a flawed automated endoscope washer. an investigation using molecular epidemiology a prospective analysis of fever and bacteremia following ercp polymicrobial sepsis following endoscopic retrograde cholangiopancreatography infection control practices in gastrointestinal endoscopy in the united states: a national survey iatrogenic campylobacter pylori infection is a cause of epidemic achlorhydria development and validation of rapid use scope test strips (rust) to determine the efficacy of manual cleaning for flexible endoscope channels rapid method for the sensitive detection of protein contamination on surgical instruments the atp test is a rapid and reliable audit tool to assess manual cleaning adequacy of flexible endoscope channels validation of atp to audit manual cleaning of flexible endoscope channels persistent contamination on colonoscopes and gastroscopes detected by biologic cultures and rapid indicators despite reprocessing performed in accordance with guidelines assessing residual contamination and damage inside flexible endoscopes over time simulated-use validation of a sponge atp method for determining the adequacy of manual cleaning of endoscope channels validation and comparison of three adenosine triphosphate luminometers for monitoring hospital surface sanitization: a rosetta stone for adenosine triphosphate testing the use of rapid indicators for the detection of organic residues on clinically used gastrointestinal endoscopes with and without visually apparent debris the atp test is a rapid and reliable audit tool to assess manual cleaning adequacy of flexible endoscope channels hemoglobin assay for validation and quality control of medical device reprocessing control and prevention: interim sampling method for the duodenoscope -distal end and instrument channel detection of persistent vegetative bacteria and amplified viral nucleic acid from in-use testing of gastrointestinal endoscopes natural bioburden levels detected on rigid lumened medical devices before and after cleaning microbiological monitoring of endoscopes: 5-year review is bacteriologic surveillance in endoscope reprocessing stringent enough? surveillance cultures of samples obtained from biopsy channels and automated endoscope reprocessors after high-level disinfection of gastrointestinal endoscopes pseudomonas aeruginosa sepsis following retrograde cholangiopancreatography (ercp) pseudomonas septicaemia after endoscopic retrograde cholangiopancreatography: an unresolved problem acute hepatitis c virus infections attributed to unsafe injection practices at an endoscopy clinic-nevada nonhospital health care-associated hepatitis b and c virus transmission: united states news release: fda orders duodenoscope manufacturers to conduct postmarket surveillance studies in health care facilities usa: safety communication -fujifilm medical systems validates revised reprocessing instructions food and drug administration: pentax validates reprocessing instructions for ed-3490tk video duodenoscopes: fda safety communication olympus validates new reprocessing instructions for model tjf-q180v duodenoscopes: fda safety communication food and drug administration: fda clears olympus tjf-q180v duodenoscope with design modifications intended to reduce infection risk. fda news release urgent medical device removal and corrective action: elevator mechanism replacement, updated operation manual, and new reprocessing instructions for the olympus tjf-q180v duodenoscope outbreaks of carbapenem-resistant enterobacteriaceae infections associated with duodenoscopes: what can we do to prevent infections? surveillance of guideline practices for duodenoscope and linear echoendoscope reprocessing in a large healthcare system how to assess risk of disease transmission to patients when there is a failure to follow recommended disinfection and sterilization guidelines reprocessing failure food and drug administration: medical device reporting (mdr) food and drug administration: mandatory reporting requirements: manufacturers, importers and device user facilities assessing the risk of disease transmission to patients when there is a failure to follow recommended disinfection and sterilization guidelines analysis of microbial load on surgical instruments after clinical use and following manual and automated cleaning patient-to-patient transmission of campylobacter pylori infection by fiberoptic gastroduodenoscopy and biopsy conventional cleaning and disinfection techniques eliminate the risk of endoscopic transmission of helicobacter pylori inactivation of clostridium difficile spores by disinfectants inactivation of hepatitis b virus by intermediate-to-high level disinfectant chemicals viral transmission and fibreoptic endoscopy elimination of high titre hiv from fiberoptic endoscopes endoscopic transmission of hepatitis b virus absence of transmission of hepatitis b by fiberoptic upper gastrointestinal endoscopy contamination of an endoscope due to trichosporon beigelli transmission of trichosporon asahii oesophagitis by a contaminated endoscope complications associated with esophagogastroduodenoscopy and with esophageal dilation creutzfeldt-jakob disease: recommendations for disinfection and sterilization managing the risk of nosocomial transmission of prion diseases creutzfeldt-jakob disease: implications for gastroenterology current issues in endoscope reprocessing and infection control during gastrointestinal endoscopy guideline for disinfection and sterilization of prion-contaminated medical instruments variant creutzfeldt-jakob disease (vcjd) and gastrointestinal endoscopy united states senate; health, education, labor, and pensions committee: preventable tragedies: superbugs and how ineffective monitoring of medical device safety fails patients. minority staff report food and drug administration: infections associated with reprocessed duodenoscopes risk of transmission of carbapenem-resistant enterobacteriaceae and related "superbugs" during gastrointestinal endoscopy infection using ercp endoscopes multisociety guideline on reprocessing flexible gi endoscopes: 2016 update food and drug administration: design of endoscopic retrograde cholangiopancreatography (ercp) duodenoscopes may impede a complete reference list can be found online at expertconsult .com key: cord-347986-ds5hm731 authors: lee, paul j.; krilov, leonard r. title: developing infectious disease strategies for the developing world date: 2007-01-26 journal: annu rep med chem doi: 10.1016/s0065-7743(06)41018-6 sha: doc_id: 347986 cord_uid: ds5hm731 this chapter discusses various drugs for human influenza a (h5n1) and multidrug-resistant mycobacterium tuberculosis (mdr-tb). the h5n1 avian influenza does not presently meet the criteria of an antigenically shifted strain. it is presently an avian strain that has not undergone reassortment with a human strain and is not well adapted to humans. h5n1 isolates are resistant to the m2 inhibitors amantadine and rimantadine; these antivirals do not have a role for the treatment or prophylaxis against the strain. the neuraminidase inhibitors, oseltamivir and zanamivir, have in vitro activities against the human h5n1 isolates; however, recent data suggest that higher doses for longer periods may be required to be effective. oseltamivir is an oral agent approved for prophylaxis and the treatment of influenza infections. zanamivir is delivered topically to the respiratory tract with similar indications. the drugs discussed in the chapter for mdr-tb fall into three categories—quinolones, nitroimidazoles, and pyrroles. drugs such as moxifloxacin are methoxyfluoroquinolones, which are already available and approved for the treatment of acute respiratory infections, such as community-acquired pneumonia, intra-abdominal infections, acute sinusitis, and skin infections. gatifloxacin 5, is another methoxyfluoroquinolone that is in clinical development for tuberculosis treatment. new infectious diseases continue to emerge and old ones have re-emerged in recent decades. often these events begin and take root in developing countries. infectious diseases of the developing world or emerging infections are defined by the institute of medicine as an infectious disease that has come to medical attention within the past two decades, or for which there is a potential that its prevalence will increase in the near future. frequently, these diseases exist in nature as zoonoses and cross over to humans when people come into contact with formerly isolated animal population, such as monkeys in a rain forest that become less isolated with deforestation. drug resistant organisms may also be considered as emerging infections since they result from human influence. human immunodeficiency virus (hiv), ebola virus, hantavirus pulmonary syndrome, monkey pox and multidrug-resistant mycobacterium tuberculosis (mdr-tb), severe acute respiratory syndrome (sars) associated coronavirus and avian influenza are examples of emerging infections. many of these infections have arisen and become major health issues in the developing world, in part due to selection factors as noted above. additionally, inadequate resource for public health surveillance and treatment of these illnesses plus poor sanitation and nutritional status may contribute to their flourishing. once established, these illnesses then pose concerns for all mankind as we have truly become a global community. for these same reasons even common infections such as rotavirus gastrointestinal infection or respiratory syncytial virus (rsv) exert a greater toll in the developing world. thus, even as molecular biology advances approaches to diagnoses, new challenges to prevention and treatment of infectious diseases continue to emerge. through a discussion of avian influenza and mdr-tb, primarily, we will demonstrate the magnitude of the problems of infectious diseases in the developing world and discuss approaches that can be taken to in an attempt to monitor and contain these new threats as they emerge. throughout history influenza has been a major infectious disease problem for man causing significant morbidity and mortality. influenza viruses are members of the orthomyxoviridae (myxo ¼ mucous, gr.) family and are classified into three types a, b, and c, based on the composition of their viral nuclear proteins. influenza a viruses are further categorized into subtypes based on the antigenic structure of the two-surface membrane glycoproteins, hemagglutinin (h) and neuraminidase (n). both of these proteins play critical roles in the viral life cycle. the hemagglutinin protein is involved in the process of viral attachment and entry to the host epithelial cell to initiate the process of viral infection. the neuraminidase is involved at the other end of the replication cycle as it functions to snip the cell membrane releasing newly made viral particles from the infected cell. there are 15 distinct hemagglutinins (h1-h15) and nine neuraminidase subtypes (n1-n9) that have been described in nature. until recently, human influenza viruses only contained h1, h2, h3 and n1 or n2 subtypes. avian influenza viruses may have additional combinations of the 15 hemagglutinin and 9 neuraminidase proteins. the influenza virus genome is composed of 8 segmented pieces of rna with each coding for a separate viral protein. these viral proteins may change slowly (antigenic drift) through point mutations occurring during viral replication or suddenly (antigenic shift). the latter occurs only in influenza a strains and it results from a combination of the segmented genome described above and the ability of influenza a strains of human and avian origin to co-infect the same host (typically, pigs or swines are most receptive), and share their genetic information. during this process of reassortment a new strain acquiring one of the avian surface protein genes (h or n) may emerge. such a novel strain then eludes pre-existing immunity in people previously infected with influenza and may spread rapidly among the entire population. this defines the potential for worldwide spread or an influenza pandemic. a number of influenza pandemics were documented over the 20th century with the most notable being the 1918-1919 spanish or swine flu epidemic. during this pandemic, a new for the time h1ni strain arose leading to an estimated 20 million deaths worldwide. scientists to this date, continue to study this strain attempting to discern virulence factors that contributed to the severity of illness caused by this strain. it has been suggested that the recently observed avian influenza h5n1 strain to be described below may share some of these same virulence properties which may contribute to the 450% mortality observed in the limited number of human cases reported to date [1]. specifically, this virus predominately attaches to lower respiratory tract cells (type ii pneumocytes, alveolar macrophages and nonciliated bronchiolar cells) leading to severe lower respiratory tract damage. however, it does not appear to attach well to upper respiratory tract cells, possibly explaining the low human-to-human risk from this strain [2] . the crowding of people, swine, and bird species in areas of the developing world such as southeast asia creates an environment that favors the origin of such strains. public health vigilance has contributed to prompt recognition of new strains as they emerge and has contributed to control of their spread through destruction of bird and/or swine populations. the h5n1 avian influenza that has attracted so much attention over the last several years does not presently meet the criteria of an antigenically shifted strain. it is presently an avian strain that has not undergone reassortment with a human strain and is not well adapted to humans. only a small number of people (n ¼ 204, with 113 deaths) have been confirmed as infected to date, and the vast majority of these individuals apparently acquired the virus through close contact with infected birds and/or consuming undercooked infected bird products [1, 3] . still the increasing geographic spread of infected birds beyond asia to africa and europe, the transmission to felids (tigers and leopards) through consumption of raw infected chickens in thailand, and the spread of reported human cases from thailand and viet nam in 2004 to cambodia, china and indonesia in 2005 and azerbaijan, egypt, iraq, and turkey in 2006, raises concerns for a potential pandemic should further adaptation to humans occur. in the event of such a pandemic should arise, where do we stand in treating and preventing the spread of this virus? since human influenza a (h5n1) isolates are resistant to the m2 inhibitors amantadine and rimantadine, these antivirals do not have a role for the treatment or prophylaxis against this strain. the neuraminidase inhibitors oseltamivir, 1, and zanamivir, 2, have in vitro activities against the human h5n1 isolates; however, recent data suggest that higher doses for longer periods (7-10 days vs. the prior recommendation of five days) may be required to be effective [4] . oseltamivir is an oral agent approved for prophylaxis and treatment of influenza infections. zanamivir is delivered topically to the respiratory tract with similar indications. oseltamivir resistance in human isolates from viet nam has been noted [5, 6] . these strains may not be resistant to zanamivir [6] . stockpiles of drug will be needed for prophylaxis and treatment if they are to be used in the event of a new pandemic. a long-acting neuraminidase inhibitor, peramivir, 3, has begun phase i clinical trial to begin to determine whether it may be an intravenous option for this disease [ traditionally, vaccination has been the principal approach to protecting individuals against influenza. currently, no influenza a h5n1 vaccine is available although several candidate vaccines are being developed. preliminary data suggest that either higher concentrations of antigens than used in seasonal influenza vaccines and/or addition of adjuvants to these vaccines will be necessary to induce protective responses [8] . gearing production, to rapidly make necessary quantities, of such a vaccine in the event of pandemic spread will be a great challenge to the vaccine industry. thus, although great progress has been made in understanding the biology of avian influenza h5n1 and although the virus is not presently capable of efficient human-to-human transmission there is reason for concern as noted above. continued surveillance in animal and human populations and infection control measures to limit its spread are critical, while we learn to better combat this virus (or some other future strain) with pandemic potential. in 1952, when selman waksman received the nobel prize for his discovery of streptomycin, the first effective tuberculosis drug, he proclaimed that the conquest of the ''great white plague'', which was previously incurable and associated with up to 50% mortality, was in sight. five decades later, tuberculosis remains a global epidemic and currently affects 2 billion people, or 1/3 of the world's population, killing 2 million of them annually. the world health organization (who) reports that new infections are increasing by 1% per year. by 2020, who predicts there will be 1 billion new infections, 200 million of who will develop active disease, and 35 million deaths caused by tuberculosis [9] . tuberculosis is a particularly frustrating disease to cure because of a multitude of confounding factors. in fact, one of the greatest ironies is that the majority of antibiotics used to treat tuberculosis are still very effective. however, successful treatment requires a combination of multiple drugs for at least six months. the majority (95%) of tuberculosis occurs in the developing world, where the high relative cost, poor accessibility of medications, and weak health infrastructure causes poor compliance and subsequent selection of resistant strains of m. tuberculosis to the drugs it was exposed to. two-thirds of people with tb do not have access to effective therapy. but even when therapy is available and properly utilized, it may be incompletely effective against these multi-drug resistant strains of tuberculosis. a beijing/w genotype strain, which has developed resistance to both first and second line tb drugs, is of particular concern. a recent review combining 429,000 patients in 49 studies from 35 countries has found it to be epidemic in cuba, the former soviet union, and south africa, and endemic in east asia [10] . and, estimates place the cost of treating mdr-tb at $250,000-$750,000 per patient, because of the extra isolation, monitoring, medical supervision, and medication costs required. hence, there has been renewed interest in developing new drugs for the treatment of tuberculosis. current goals include compounds which can successfully treat active tuberculosis in a shorter period of time and/or with less frequent, intermittent dosing; compounds to deal with mdr-tb; and compounds to prevent tuberculosis in people at risk of mdr-tb. in fact, a recent cochrane review covering appropriate studies to address the problem of treating latent tuberculosis infection in people exposed to mdr-tb found there were no randomized controlled trials in the database that have assessed the effectiveness of treatment [11] . there is also a need for relatively inexpensive drugs and medicines that can be given safely with antiretroviral (arv) medications for hiv, because of the growing problem of tuberculosis and hiv co-infection. one-third of the 39 million people infected with hiv, are also infected with tb, mostly in sub-saharan africa. aids patients are particularly vulnerable to tb because of their weakened immune systems, which makes them more susceptible to contracting tb or allows previous infection with tb that has been suppressed and contained by the immune system to become active. tb is a leading cause of death for people living with hiv/aids, but treating both diseases simultaneously is difficult. many of the first-line tb medications like rifampin cause adverse drug-drug reactions if given with arv medications, because both utilize the same hepatic metabolic pathway. although more than 40 years has passed since the last novel tb drug, rifampin, was discovered, there are a large number of new drugs now in the pipeline. many are still in early preclinical stages, but this discussion will focus on those already in clinical human trials and of particular relevance to the developing world. moxifloxacin, 4, is a methoxyfluoroquinolone which is already available and approved for the treatment of acute respiratory infections such as community-acquired pneumonia, intra-abdominal infections, acute sinusitis, and skin infections. it is an inhibitor of dna gyrase, which is an enzyme important in bacterial growth and replication. it has an excellent safety profile and has already been used by 42 million patients worldwide. however, the drug has not been adequately evaluated in children and pregnant or lactating women. in vitro and in vivo studies have demonstrated good activity against m. tuberculosis [12, 13] . moxifloxacin has a minimum inhibitory concentration (mic) against m. tuberculosis fourfold lower than levofloxacin, a second-generation fluoroquinolone already in use for mdr-tb. (older fluoroquinolones like levofloxacin and ofloxacin are only used for mdr-tb treatment because of initial studies showing lack of superiority to existing first-line drugs.) it also has a long half-life and high area under the curve concentration. a murine model study found that substituting moxifloxacin for isoniazid decreased the overall time necessary for tb eradication by two months. moxifloxacin is currently in four different phase ii trials in eight countries -brazil, canada, south africa, spain, tanzania, uganda, the united states, and zambia, with a goal of demonstrating efficacy as a first-line component of a shorter, standardized tb treatment regimen. the hypothesis is that moxifloxacin substitution for isoniazid or ethambutol in the usual four drug standard regimen (isoniazid, rifampin, ethambutol, and pyrazinamide) during the first two months of treatment will significantly increase the proportion of patients with culture-negative sputum at 8 weeks, compared with the standard regimen. phase ii trials, are expected to complete in 2007, with phase iii trials to follow. moxifloxacin metabolism also does not utilize the hepatic cytochrome p-450 system, and does not lead to adverse reactions when taken alongside arvs. however, one recent study in italy found that 12/38 patients treated with long-term moxifloxacin for tb developed adverse reactions. none of the reactions was irreversible or fatal, and moxifloxacin was felt to be safe and result in treatment success in 31/38 patients. the success rate was only 5/14 in mdr-tb patients [14] . gatifloxacin, 5, is another methoxyfluoroquinolone that is actually furthest along in clinical development for tuberculosis treatment. like moxifloxacin, it is used to treat a variety of bacterial infections, has been used globally for many years, and has no interactions with arv drugs. gatifloxacin is a structurally similar to moxifloxacin and likely to have the same mechanism of action against bacterial dna gyrase. this means cross-resistance is possible between these two drugs. gatifloxacin's toxicity and drug-drug interaction profile is similar to moxifloxacin's. early clinical studies in brazil have shown gatifloxacin to possess equivalent antituberculosis activity to moxifloxacin and similar, but slightly less potent, activity to isoniazid [15] . one murine study suggests that gatifloxacin in combination with ethionamide or pyrazinamide, could be an alternative regimen to cure active tb. this would be important in treating patients with drug-resistant tuberculosis where the standard isoniazid/rifampin-containing regimen would be ineffective [16] . a large multicenter phase iii clinical trial is currently enrolling a planned 2000 patients in south africa, senegal, kenya, benin, and guinea to evaluate whether using gatifloxacin instead of ethambutol can shorten the standard tb treatment in adults to four months. this study began in 2005, and is to be completed in 2009 [17]. an additional quinolone derivative, tmc207, 6, (formerly known as r207910) is currently being studied in phase ii trials in patients with tuberculosis. it is a diarylquinolone, with activity against both sensitive and mdr strains of tb. in a murine model it appeared equivalent to both isoniazid and rifampin at lower doses, and superior to the combination of isoniazid, rifampin, and pyrazinamide bactericidal activity by at least 1 log unit when combined at a higher dose with any two of the three. it even appeared to be superior to the combination as monotherapy. in combination with isoniazid or rifampin, tmc207 decrease tb sterilization time from four to less than two months. its activity appears to be directed against mycobacterial atp synthase, giving it a unique mechanism of action, compared with other tuberculosis drugs, including fluoroquinolones like moxifloxacin. moreover, the half-life was greater than 24 hours, suggesting once weekly dosing is possible [18] . pa-824, 7, is a nitroimidazopyran discovered in 1995 as a potential cancer drug. in 2000, a study revealed its potency against m. tuberculosis [19] . it has a novel mechanism of action inhibiting protein and lipid synthesis, which is effective against both tb and tested clinical isolates of mdr-tb. it attacks the mycobacteria in both the initial, intensive phase of tb therapy, as well as the later, continuation phase. in the intensive phase, pa-824 has bactericidal activity comparable to isoniazid, and in the continuation phase, its bactericidal activity is close to the combination of isoniazid and rifampin. pa-824 also has activity against both actively replicating and the static, slow growing mycobacteria. this has the potential for shortening the course of therapy, since many current drugs are only active against actively replicating mycobacteria, and m. tuberculosis spends weeks to months in its static, slow-growing phase. in a murine model, pa-824 was more potent than rifampin when used in combination with moxifloxacin and pyrazinamide, and that when all four drugs were used together, the duration of treatment could be reduced to 3 months or less [20] . pa-824 successfully completed a phase i clinical trial in the u.s. in august 2005, and a phase ii trial is planned for later in 2006, ending in 2008. pa-824 has a bioavailability of about 40% and single oral dose rapidly travel to important target sites like the lung and spleen. pa-824 also does not inhibit the hepatic cytochrome p-450 isoenzyme system, suggesting it could be safely used with arvs [21] . there is no evidence of genotoxicity, by such standard tests as ames. the global alliance for tb drug development, a non-profit, public-private partnership has directed and funded pa-824's development and has obtained exclusive worldwide rights to pa-824 and its derivatives, so that the technology will be available royalty free in endemic countries. work has also begun on second-generation nitroimidazoles. in japan, a nitroimidazo-oxazole opc-67683, 8, has entered phase i clinical trials and a backup nitroimidazo-oxazole is in early development. preclinical data has been encouraging so far [22] . second-generation nitroimidazopyran analogs with greater in vivo potency in animal models have also been identified. sudoterb belongs to a class of compounds known as pyrroles, which are plant alkaloids. sudoterb has been reported to have potent anti-tb activity in vitro and in vivo. in vitro, sudoterb has bactericidal activity similar to isoniazid and is synergistic with rifampin. the combination of sudoterb with isoniazid, rifampin, and pyrazinamide led to complete sterilization of both sensitive and mdr-tb strains in mice within two months, and in combination with rifampin and pyrazinamide, cured tb in all animals after three months. sudoterb exhibits good oral bioavailability with once daily dosing. phase i studies began in india in 2005 [23] . the structure of sudoterb has not been released. currently, bcg (bacille calmette-gue´rin) is the only licensed tuberculosis vaccine. it has a number of shortcomings, among which is a relatively short period of protection, and poor antibody stimulation response beyond childhood. since there are clearly many problems with treating tb at this point, a lot of effort and money has been focused on creation of a vaccine, as a means of preventing future infections in those at highest risk and putting a cap on the ever increasing tb epidemic. unfortunately, it appears the obstacles in the development of such a vaccine are no less challenging than those hindering drug development. it is well know that bcg varies in effectiveness among those who receive it. this has previously been attributed to different environmental factors or differences in the bcg strains used to create the vaccine. however, a recent gene analysis has found that m. tuberculosis is genetically distinct in different parts of the world and has evolved into 6 different lineages: east-african-indian, east-asian, euro-american, indo-oceanic, and two west-african. these strains appear to have adapted over time to specific human populations, which suggest separate, wholly different vaccines might be required for each region [24] . those who receive an effective vaccine may still not develop adequate protection. bcg is known to stimulate th1 immune cells, which leads to the development of protective antibody and drives m. tuberculosis into latency in the body. in many areas of the developing world, parasitic helminthic infections are extremely common. parasites stimulate a th2 immune cell response, usually associated with an allergic response. this increase in background th2 response is antagonistic to the th1 cell response, and, in theory, will blunt or lead to an inadequate immune, as well as cause impaired bactericidal activity [25] . nevertheless, work continues on a vaccine. a leading candidate, mva85a, utilizes a recombinant vaccinia virus ankara (mva) expressing antigen 85a. mva85a completed a phase i clinical trial in the united kingdom in 2004. when given with bcg, th1 levels were upto 30-fold higher than groups given mva85a or bcg alone [26] . further clinical trials in the united kingdom and gambia are in progress. another vaccine, mtb72f/as02a consisting of a recombinant fusion protein (mtb72f) formulated in a proprietary adjuvant system (as02a) has shown promising results in preclinical studies to induce strong, long lasting cellular and humoral immune responses. in addition, the vaccine has shown a good safety and immunogenicity profile in phase i trials. phase ii trials are planned to being shortly [27] . even with concerns with the potential efficacy of a vaccine, there may still be a role for its use. combining the use of a vaccine with antituberculosis drugs seems to augment the bactericidal activity of the drugs, particularly with regard to the slowgrowing mycobacteria [21] . we are still years away from actually seeing any of these developments in tuberculosis treatment actually enter clinical practice. but if their full potential is achieved, then it is likely that none of the current first-line drugs will be part of the new, optimized regimen, which should finally begin to decrease both the incidence of tuberculosis, and the development of mdr-tb. it is clear that although drug and vaccine development for both avian influenza and mdr-tb is well underway, there is so much more that needs to be done. currently, it is the developing world which is most affected by both of these infections; yet, the drugs and vaccines are not being optimized for these areas. drug regimens need to be shorter and simpler, not only to make them affordable to the population at risk but also to prevent the development of drug resistance. vaccines of more widespread efficacy are also needed to protect as well as prevent these infections from becoming global epidemics. hopefully, this review has demonstrated the impact for all mankind of emerging infections in the developing world and will stimulate ongoing development of approaches aimed at addressing these issues for the people affected, and for the entire world. european concerted action on new generation genetic markers and techniques for the epidemiology and control of tuberculosis abstract f-1467, 45th icaac abstract f-1116, 44th icaac proc. acad key: cord-351185-3y3gou6v authors: buckles, thomas c.; ziemba, brian p.; djukovic, danijel; falke, joseph j. title: rapid exposure of macrophages to drugs resolves four classes of effects on the leading edge sensory pseudopod: non-perturbing, adaptive, disruptive, and activating date: 2020-05-29 journal: plos one doi: 10.1371/journal.pone.0233012 sha: doc_id: 351185 cord_uid: 3y3gou6v leukocyte migration is controlled by a membrane-based chemosensory pathway on the leading edge pseudopod that guides cell movement up attractant gradients during the innate immune and inflammatory responses. this study employed single cell and population imaging to investigate drug-induced perturbations of leading edge pseudopod morphology in cultured, polarized raw macrophages. the drugs tested included representative therapeutics (acetylsalicylic acid, diclofenac, ibuprofen, acetaminophen) as well as control drugs (pdgf, gö6976, wortmannin). notably, slow addition of any of the four therapeutics to cultured macrophages, mimicking the slowly increasing plasma concentration reported for standard oral dosage in patients, yielded no detectable change in pseudopod morphology. this finding is consistent with the well established clinical safety of these drugs. however, rapid drug addition to cultured macrophages revealed four distinct classes of effects on the leading edge pseudopod: (i) non-perturbing drug exposures yielded no detectable change in pseudopod morphology (acetylsalicylic acid, diclofenac); (ii) adaptive exposures yielded temporary collapse of the extended pseudopod and its signature pi(3,4,5)p(3) lipid signal followed by slow recovery of extended pseudopod morphology (ibuprofen, acetaminophen); (iii) disruptive exposures yielded long-term pseudopod collapse (gö6976, wortmannin); and (iv) activating exposures yielded pseudopod expansion (pdgf). the novel observation of adaptive exposures leads us to hypothesize that rapid addition of an adaptive drug overwhelms an intrinsic or extrinsic adaptation system yielding temporary collapse followed by adaptive recovery, while slow addition enables gradual adaptation to counteract the drug perturbation in real time. overall, the results illustrate an approach that may help identify therapeutic drugs that temporarily inhibit the leading edge pseudopod during extreme inflammation events, and toxic drugs that yield long term inhibition of the pseudopod with negative consequences for innate immunity. future studies are needed to elucidate the mechanisms of drug-induced pseudopod collapse, as well as the mechanisms of adaptation and recovery following some inhibitory drug exposures. leukocytes, including macrophages and neutrophils, possess a sophisticated chemosensory system that controls cellular migration up primary attractant gradients to sites of infection, injury, or tumor formation during the innate immune response [1] [2] [3] [4] [5] [6] [7] [8] . at the target site, recruited leukocytes and other cells can release secondary attractants that recruit additional leukocytes, but excessive secondary attractant signaling and recruitment may lead to local inflammation and, in extreme cases, toxic effects (reviewed in [9] [10] [11] [12] [13] [14] ). the chemosensory pathway that directs leukocyte migration up primary and secondary attractant gradients is localized on the broad sensory pseudopod at the leading edge of the polarized cell, where pathway components assemble on the cytoplasmic leaflet of the plasma membrane (reviewed in [3-5, 9, 15-17] ). the leukocyte chemosensory pathway is highly specialized, conferring unique properties to leukocyte chemotaxis not observed in other cell types. in particular, the leukocyte pathway possesses a positive feedback loop that is able to maintain the stability and ruffling activity of the leading edge pseudopod even in the absence of an attractant gradient, enabling the pseudopod to rapidly detect and direct migration up a newly appearing gradient [3, 4, 16, [18] [19] [20] [21] [22] [23] [24] [25] [26] . the feedback loop is comprised of multiple essential signaling proteins, cytoskeletal elements, and second messengers, including: phosphoinositide-3-kinase (pi3k); protein kinase c (pkc); small g-proteins (ras, rac); actin filaments; the signaling lipid phosphatidylinositol-3,4,5-trisphosphate (pip 3 ); and ca 2+ ions [2, 7, 16, 18, 19, [21] [22] [23] [24] [26] [27] [28] [29] [30] [31] [32] [33] [34] [35] [36] [37] [38] [39] [40] . activation of any loop component leads to a characteristic co-activation of other loop components, increased activity of the lipid kinase pi3k and accumulation of its product pip 3 signaling lipid, and expansion of the leading edge pseudopod. by contrast, inhibition of any loop component yields inactivation of other loop components, decreased pi3k activity and pip 3 levels, and contraction of the pseudopod. the leading edge chemosensory pathway also possesses an intrinsic adaptation mechanism that enables the leading edge pseudopod to adapt as needed to changes in its chemical environment. adaptation is a ubiquitous feature of chemosensory pathways in archaea, bacteria, and eukaryotes [41] [42] [43] [44] [45] . such intrinsic adaptation adjusts pathway gain and dampens background signals, thereby preventing signal saturation and maintaining sensory function as the cell migrates up an attractant gradient in a complex chemical environment with competing stimuli. in leukocytes, intrinsic pseudopod adaptation is provided by a hardwired adaptation branch of the chemosensory pathway that regulates the net activity of specific pathway components, often by covalent modification [41] [42] [43] [44] [45] . different types of leukocytes, such as macrophages and neutrophils, possess different classes of cell surface receptors and other specializations, but appear to share similar mechanisms of chemosensing and intrinsic adaptation [15, 20, 32, 46] . such intrinsic pseudopod adaptation could in principle counteract perturbations triggered by drug exposure, thereby restoring normal pseudopod morphology and function. alternatively, extrinsic intracellular or extracellular processes besides intrinsic chemosensory adaptation could counteract drug-induced perturbations; such extrinsic mechanisms could extrude, sequester, or chemically modify a drug that perturbs the leading edge pseudopod [47] [48] [49] . the leading edge pseudopod is clearly visualized in live, cultured leukocytes by differential interference contrast microscopy (dicm) or by fluorescence microscopy [26, 30] . prior studies have shown that drugs that target key components of the leading edge positive feedback loop yield dramatic changes in the size of the pseudopod and its leading edge pip 3 signal [26, 30, [50] [51] [52] [53] [54] . well characterized inhibitors of the leading edge positive feedback loop that collapse the leading edge pseudopod include wortmannin, a covalent inhibitor of pi3k that directly inhibits leading edge pip 3 production, and gö6976, an inhibitor of pkc protein kinase activity that indirectly inhibits pip 3 production by blocking a key component of the feedback loop [26] . natural attractants for leukocytes include platelet-derived growth factor (pdgf), a powerful macrophage attractant that activates a receptor tyrosine kinase (rtk, in particular the pdgf receptor) that stimulates pi3k and pip 3 production. pdgf has been observed to expand the leading edge pseudopod, increase its pip 3 signal, and drive increased levels of cell polarization [26, 55] . the present study begins by developing a novel combination of live cell assays and applying them to cultured, polarized raw macrophages in order to quantify the effects of four therapeutic and three control drugs on leading edge pseudopod morphology. the four selected therapeutic drugs possess well established clinical safety and are investigated within their standard clinical dosages (i.e. total plasma concentrations, [56] [57] [58] [59] [60] [61] [62] ). three are non-steroidal antiinflammatory drugs (nsaids) that inhibit cyclooxygenase enzymes (cox) and thereby inhibit the production of inflammatory signals [63] [64] [65] : acetylsalicylic acid (aspirin), ibuprofen and diclofenac. the fourth, acetaminophen (paracetamol), is not an nsaid and relieves pain via unknown mechanisms. the three control drugs, wortmannin, gö6976, and pdgf each target a known pathway component (see above) and are employed at their standard experimental concentrations [26, 30, [50] [51] [52] [53] [54] . the findings demonstrate that the present approach can resolve drug effects on the leukocyte leading edge pseudopod of polarized, cultured macrophages into four operational classes: (i) non-perturbing exposures, (ii) adaptive exposures, (iii) disruptive exposures, and (iv) activating exposures. when any of the four therapeutic drugs are added slowly to mimic the slow rise of drug levels in the plasma of patients following standard oral dosages [56] [57] [58] [59] [60] [61] [62] 66] , these drugs are found to have little or no effect on leading edge morphology, as consistent with their well-established clinical safety. however, rapid addition of the therapeutic and control drugs reveals the four operational classes. acetylsalicylic acid and diclofenac are classified non-perturbing because they have little or no detected effect on the macrophage leading edge pseudopod and its pip 3 signal. for these drugs, either rapid or slow addition retains normal pseudopod morphology in single cell and population studies. in contrast, ibuprofen and acetaminophen are classified as adaptive because rapid addition of either drug to polarized cells yields short-term collapse of the leading edge pseudopod and loss of the pip 3 signal, followed by slow recovery. in contrast to the four therapeutic adaptive drugs, the two non-clinical control inhibitors wortmannin and gö6976 are each known to directly inhibit key components of the leading edge positive feedback loop and rapid addition is observed herein to trigger long term collapse of the pseudopod with no detected recovery as previously observed [26, 30, [50] [51] [52] [53] [54] . at the other extreme, pdgf is a well studied attractant and rapid addition yields leading edge expansion and increased cell polarization over the three hour observation period as predicted [26, 55] . overall, the findings provide impetus for future studies probing the inhibitory mechanisms underlying therapeutic drug-triggered pseudopod collapse, as well as the adaptive mechanisms that enable pseudopod recovery following rapid exposure to some perturbing drugs. raw 264.7 macrophages were obtained from the american type culture collection (atcc tib-71, manassas, va; lots 70000171, 70012232 with cell identity confirmed by atcc via growth properties, morphology, and coi assay). cell media (supplemented dmem) was composed of dmem obtained from thermo fischer scientific (waltham, ma), fetal bovine serum (fbs, contains~400 μm bsa as specified by manufacturer) from millipore-sigma (st. louis, mo), penicillin, streptomycin and glutamineplus (l-alanyl-l-glutamine) from atlanta biologicals (flowery branch, ga). dulbelcco's phosphate buffered saline (d-pbs) was from gibco (gaithersburg, md). all cell media was regularly subjected to mycoplasma testing to ensure lack of infection. matriplate 96 well imaging plates were from matrical, inc. (spokane, wa). acetylsalicylic acid (lot slbv2290), ibuprofen (lot slbx6584), acetaminophen (lot slbr2060v), diclofenac (lot bcbs5961v), wortmannin (lot 086m4026v), pdgf (lot slb63548v), and hepes (free acid) were obtained from millipore-sigma (st. louis, mo). gö6976 (lot 6a/174381) was purchased from tocris biosciences (minneapolis, mn). cellmask deep red and green membrane stains were purchased from thermofischer scientific (waltham, ma). cell-culture grade dmso was purchased from mp biomedicals (santa ana, ca). akt-ph-mrfp mammalian expression plasmid was subcloned by john h. evans [26, 30] . cell culture techniques used herein have been previously described [26, 30] . briefly, starting from cryogenic stocks, raw macrophages were grown as per atcc recommendation at 37˚c under 5% co 2 in supplemented dmem media containing 2 mm glutamineplus, 20 mm hepes ph 7.2 with naoh, 100 u/ml penicillin, 100 μg/ml streptomycin, and supplemented with 10% fbs (where undiluted fbs contains~400 μm bsa as specified by manufacturer), resulting in a final albumin concentration of~40 μm. cells were washed in d-pbs ph 7.2 with hcl and passaged upon reaching~80% confluency, as recommended by atcc. single cell or population experiments used raw cells following at most 14 or 5 such passages, respectively. for studies of cells transfected with akt-ph-mrfp to monitor pip 3 lipid, the transfection protocol using the neon electroporation system has been previously described [26] . live-cell microscopy methods have been previously described [26] . cells were counted by hemocytometer and plated at known density in 96 well imaging plates, then subsequently incubated at 37˚c under 5% co 2 for~24 hours to facilitate cell adhesion and generate conditions of steady state cell polarization. in the bottom of each well, cells attach to a flat glass surface and many spontaneously polarize in the absence of an attractant gradient. two microscopes were employed. (i) images for figs 1a and 1b and 4c and 4d and s1 and s3 were captured using a nikon tie microscope equipped with a 40x, 0.95 n.a. objective and a hamamatsu orca-flash 4.0 v3 digital cmos camera. (ii) images for figs 1c and 1d and 4e-4l and s2 were acquired with a nikon tie spinning-disc confocal microscope equipped with a yokogawa csu-x1 scanning unit, an andor ixon 888 emccd camera, and a 60x, 1.3 n.a. water-immersion objective (fig 1c and 1d ) or a 40x, 0.95 n.a. objective (figs 4e-4l and s2). for both microscopes, the imaging stage was enclosed in an environmental chamber maintaining humidity, 5% co 2 , and 37˚c. imaging studies monitored a single cell, or a population of cells, following the addition of drug or its carrier as a control. two types of addition protocols were employed. in rapid addition the drug or carrier was added (0.5 μl into 500 μl) at t = 0 via a 2 μl micropipettor (gilson) with immediate, gentle pump-mixing with the same micropipettor and tip to yield the final concentration within 10 sec. this pump-mixing procedure slowly drew and expelled 100 μl of media into and out of the tip, and then repeated for a total of 5 pump-mixing cycles during the 10 sec mixing time. in slow addition the drug or carrier was added via a stepwise procedure over a period of 90 min to generate a more gradual rise up to the same final total drug concentration as rapid addition. this slow addition protocol added the drug in four equal increments using a 1 μl pre-calibrated hamilton syringe (each 0.25 μl into 500 μl) at t = 0, 30, 60, 90 min with immediate, gentle pump-mixing as above to generate a more gradual, stepwise increase in concentration. final total drug concentrations were pdgf ββ 2.1 μm, wortmannin 500 nm, gö6976 1.0 μm, acetylsalicylic acid 1.1 mm, diclofenac 17 μm, ibuprofen 240 μm, acetaminophen 170 μm. all drugs were added in carrier dmso with the exception of pdgf ββ, which was added in supplemented dmem. care was taken to ensure that drug effects observed after addition were due to the intended global increase in the total drug concentration, not due to locally high drug concentrations prior to complete mixing. the microscopic field observed following drug addition in single cell and population measurements represented a small fraction (< 0.2% and < 6%, respectively) of the 8 x 8 mm 2 glass surface area in the observation well. in single cell and population studies, cells appropriate for imaging were selected at random locations in three of the four quadrants of the surface, then drug was added at the outside corner of the remaining quadrant (always the outside corner of the far-left quadrant) followed by pump mixing at that same location. no correlation was observed between drug effects on cells and the distance of the cells from the drug addition. moreover, in single cell measurements each cell observed exhibited approximately the same drug effect, while in population measurements all four quadrants of the large grid showed approximately the same drug effects. such independence of drug effects from the distance to the point of addition indicated the effects were global, not local. a novel cell population analysis was developed to quantify both initial and long-term drug effects, including pseudopod adaptation and recovery following an initial drug-induced perturbation. timecourses of cell populations were measured in a large field containing 1200 ± 100 cells (figs 3, 4a and 4b and s1), which was scanned as either 8 x 8 (fig 4ab) or 6 x 6 ( fig 3) unit areas. the unit areas, which served as individual data points, were stitched together into a full field super-image using nikon elements software. for each full field, an initial super-image was captured at t = 0, then subsequent super-images were captured at the specified timepoints after drug or control addition. analysis of population timecourse data was as follows. at each timepoint, the number of polarized cells with extended leading edge pseudopods was counted in fiji (imagej) yielding an average over the 64 (fig 4ab) or 36 ( fig fig 1. imaging highly polarized, actively ruffling cultured raw macrophages and drug-induced collapse of the leading edge pseudopod. raw macrophages were plated on glass at 37˚c in the absence of an attractant gradient. individual, spontaneously polarized cells exhibiting extended, ruffling, leading edge pseudopods were imaged as described in methods. these cells migrate slowly on glass and are thus well suited for quantitative imaging of event timecourses at their leading edges. drugs were added at t = 0 to the total concentration indicated in fig 2. panels a through d images show representative effects of drug addition on the leading edge pseudopod: (a,b) dicm images of a single cell at t = 0 and 5 min after ibuprofen addition, respectively, illustrating the drug-triggered loss of leading edge pseudopod area; (c,d) fluorescence images of the pip 3 sensor aktph-mrfp in a single cell at t = 0 and 5 min after wortmannin addition, respectively [26, 30] illustrating the drug-triggered loss of the signaling lipid pip 3 on the leading edge pseudopod. https://doi.org/10.1371/journal.pone.0233012.g001 3) unit areas of that super-image. for each super-image, the resulting mean timepoints were normalized to the mean initial value of the t = 0 timepoint. finally, the final global mean timecourse was determined by averaging the corresponding mean normalized timepoints from different super-images (experiments), yielding the global mean timepoints and their sem for n = the number of super-images. the resulting global mean timecourses represent averages over 3-6 super-images (experiments) each containing approximately 1000 cells and collected from independent wells over 3-6 separate days for therapeutic drug treatments, or 2-6 separate days for control treatments. single-cell timecourses ( fig 5) were measured and analyzed as previously described for individual, polarized cells with extended, actively ruffling leading edge pseudopods [26] . briefly, for each cell the value of the initial t = 0 timepoint was used to normalize all timepoints. drugs employed in the present study and key parameters. shown are the four representative therapeutic drugs employed (acetylsalicylic acid, acetaminophen, diclofenac, ibuprofen) as well as the three control drugs (gö6976, wortmannin, pdgf ββ). information provided for each drug includes: chemical structure, molecular weight, pka, therapeutic peak total concentration in human plasma following clinical dosage, total concentration employed in the present cultured cell experiments, target (where known), and percent bound to proteins in human plasma. notes: a recommended therapeutic range of total drug concentration in human plasma; b experimental total drug concentration in cell culture medium (this study); c references [73, 74] ; d references [57, 59] ; e reference [58] ; f references [75] [76] [77] [78] . https://doi.org/10.1371/journal.pone.0233012.g002 subsequently, for a group of at least 3 cells in an experiment carried out on the same day, corresponding normalized timepoints were averaged to generate a mean value for each timepoint. finally, the resulting mean timepoints for individual experiments were averaged over all experiments to generate a global mean and its standard error of the mean (sem) for n = the number of experiments. final global averages represented 17-32 total cells imaged in at least 3 effects of gradual drug addition on populations of polarized macrophages. raw macrophages were plated on glass at 37˚c in the absence of an attractant gradient, then images of cell populations containing large numbers of individual, spontaneously polarized cells exhibiting extended, ruffling, leading edge pseudopods were acquired as described in methods. subsequently, drug or carrier was added in four equal increments at 0, 30, 60, 90 min summing to yield the total drug concentration indicated in fig 2. images of the cell population were collected 5 min after each incremental addition at the indicated timepoints over a 2 hour observation period (filled symbols). the number of cells in the population displaying extended leading edge pseudopods was counted for each timepoint and normalized to the initial number prior to drug addition. data collected for multiple populations was averaged, yielding the illustrated mean timecourse for each treatment. as an internal control, rapid addition at t = 0 of the full total drug concentration was also carried out for two of the four therapeutics (ibuprofen fast and acetaminophen fast, open symbols; these data can be directly compared with more extensive, independent rapid addition data in fig 4 below) . panel a summarizes the resulting timecourses. panel b compares the dose dependence of drug effects measured 5 min after addition at t = 0 of either 1x total drug concentration (fig 2) or 0.25x total drug concentration. error bars are sem for n = 3 (fast acetaminophen) or 4 (others) experiments carried out on at least three days. error bars smaller than their data point symbol are not visible. cell cultures were prepared for mass spectrometry analysis of drug stability using exactly the same procedures described above for long-term studies of drug effects on cell populations (above). 50 μl of media were taken from the culture immediately after drug addition and mixing, then snap frozen in ln 2 . cultures were allowed to incubate 180 minutes before another 50 μl sample was withdrawn and snap frozen. images of the cell population in each culture were analyzed to ensure the drug effects on the cells were within their characteristic ranges. the number of replicate samples, each prepared from separate cultures, ranged from 3 (acetylsalicylic acid and diclofenac) to 6 (acetaminophen and ibuprofen). means and standard deviations were calculated for each set of replicates. after storage at -80˚c and thawing, samples were diluted into 250 μl meoh containing 50 μm meloxicam as an internal sample standard. samples were then stored at -20˚c for 20 minutes and subsequently spun at 15,000 x g for 15 minutes. while not disturbing the precipitated pellet, 200 μl of supernatant was extracted and dried via speedvac. prior to lc-ms analysis, dried study samples containing each drug were reconstituted in 200 μl (ibuprofen, acetaminophen and aspirin) or 100 μl (diclofenac) of 20 mm ammonium acetate in 60% water/35% acetonitrile/ 5% methanol + 0.1% formic acid. except for acetaminophen samples, the reconstitution solvent also contained 20 μm 4-amino-salicylic acid (4-asa) that was used as a post-reconstitution internal standard to monitor final sample preparation and mass spec performance (4-asa overlapped the acetaminophen peak). the lc system was composed of an agilent 1100 binary pump, an agilent 1110 auto-sampler and an agilent 1100 temperature-controlled column compartment (agilent technologies, santa clara, ca). 10 μl of each sample was injected into the lc. chromatography was performed in reverse phase (rp) on agilent eclipse xdb-c8 column (150 x 4.6 mm, 5.0 μm particle size, agilent technologies, santa clara, ca). the flow rate was 0.400 ml/min, autosampler temperature was kept at 4˚c, and the column compartment was set at 40˚c. chromatography time was 35 min, and all 6 peaks eluted off the column between 10 and 20 min without any overlapping except for acetaminophen and 4-asa. after the chromatographic separation, ms ionization and data acquisition was performed using ab sciex qtrap 4000 mass spectrometer (ab sciex, toronto, on, canada) equipped with methods) , then images of cell populations containing large numbers of spontaneously polarized cells with extended leading edge pseudopods were acquired as described in methods. drugs were added rapidly at t = 0 to the total concentration indicated in fig 2. shown are timecourses following drug addition illustrating the changing number of cells in the full population that display extended leading edge pseudopods, normalized to the initial number prior to drug addition. panels a and b summarize findings for the four therapeutic drugs (a) and for the three control drugs and two carriers (b), respectively. data collected for multiple population measurements was averaged, yielding the illustrated mean timecourse for each treatment. error bars are sem for n = 6 experiments carried out on at least five days for experimental treatments, or at least two days for control treatments. error bars smaller than their data point symbol are not visible. panels c through l show representative cell images in these studies, as follows. (c,d) small subsection of a dicm super-image used to quantify the number of cells with extended leading edge pseudopods in a population before and 5 min after ibuprofen addition, respectively. dividing cells are occasionally observed as illustrated by the pair at lower left. (e-l) expanded sequential images showing the leading edge pseudopod of a single polarized macrophage within a super-image, illustrating temporary pseudopod collapse after rapid ibuprofen addition at t = 0, followed by pseudopod adaptation and recovery. panels e-l correspond to timepoints 0, 2.5, 5, 9, 30, 60, 120, 180 min after ibuprofen addition, respectively. scale bars indicate 10 μm. https://doi.org/10.1371/journal.pone.0233012.g004 fig 5. effects of rapid drug addition on polarized macrophages: single cell analysis. raw macrophages were plated on glass at 37˚c in the absence of an attractant gradient. individual, spontaneously polarized cells exhibiting extended, ruffling, leading edge pseudopods were imaged for 5 min as previously described ( [26] and methods). drugs were added rapidly at t = 0 to their standard total concentration (fig 2) . panels a and c show the timecourses of leading edge pseudopod area loss following the addition of the four therapeutic drugs (a), and the three control drugs or media controls (c). panels b and d show the timecourses of leading edge pseudopod pip 3 loss following the addition of the four therapeutic drugs (b), and the three control drugs or media controls (d). all timecourses were quantified as previously described [26] . briefly, a box of uniform dimensions and placement was used to define the leading edge region of each cell, then the leading edge area or fluorescence was quantified at the indicated timepoints. note these parameters do not decay to zero, even for the strongest pseudopod inhibitors wortmannin and gö6976, because the box contains both the pseudopod and the tip of the cell body at t = 0. thus, the final timepoints at t = 5 min show the loss of area and fluorescence due to the pseudopod collapse, but retain the signals arising from the cell body remaining within the box, respectively. error bars are sem for n = 17 to 32 cells over at least three experiments on at least two different days. error bars smaller than their data point symbol are not visible. the extracted mrm peaks were integrated using multiquant 2.1 software (ab sciex, toronto, on, canada). the two spiked internal standards (meloxicam and 4-aminosalicylic acid) were used to monitor sample preparation and lc-ms assay performance. a standard mixture of all four study drugs was used as a quality control to measure signal reproducibility. intra-and interday reproducibility for each measured standard was under 10% without data normalization. replicates suitable for statistical analysis were carried out for all measurements, as described in detail above and reported in the relevant figure legend. no outliers were removed during data analysis and calculation of reported means. data were normalized to the initial t = 0 measurement for individual cells and for populations to facilitate comparisons between different cells and different populations, respectively, given standard biological variability. statistical significance of differences between means was calculated using student's unpaired t-test [67] a onetailed test was employed for significance of a predicted increase or decrease, while a two-tailed test was used for significance of a possible difference of either sign. the threshold for significance is defined as 97% (p � 0.03). to characterize the effects of drugs on the leukocyte leading edge chemosensory pathway, we utilized both cell population and single cell assays to monitor the leading edges of raw macrophages plated at controlled, low density on clean glass in standard media at 37˚c. plating on clean glass significantly reduces cell movement and facilitates long-term pseudopod imaging [26, 30] . no global attractant was added (excepting experiments with global pdgf addition), and no attractant gradient was imposed. in the absence of added attractant, the leading edge positive feedback loop maintains spontaneous polarization of a sizable subset (9 ± 2%) of the macrophage population. this protocol yields large numbers of relatively immobile, easily imaged polarized cells with well-developed leading edges displaying a ruffling sensory pseudopod (see figs 1a and 4c below) [26, 30] . activators and inhibitors of the positive feedback loop are known to expand and contract the leading edge pseudopod, respectively, via a signaling mechanism that involves increased or decreased levels of the signaling lipid pip 3 in the cytoplasmic leaflet of its plasma membrane, respectively [16, 26, 30, 68] . the leading edge pseudopod also possesses an intrinsic adaptation mechanism that damps out fluctuations in the chemical environment as required for movement in an attractant gradient [42, 69, 70] . a novel cell population analysis was developed to quantify both short-and long-term effects of drugs on the leading edge pseudopods of large numbers of polarized raw macrophages over a timescale of 2-3 hours. these studies employed dicm to record high resolution images of macrophage populations containing~1200 total cells, including~100 polarized cells with well-defined leading edge pseudopods, captured in subpopulations of~20-40 total cells per unit area in a grid containing 36-64 such areas per superimage (s1 fig). the number of cells with extended leading edge pseudopods per unit area was quantified before drug addition, and at selected timepoints after drug addition for up to 3 hours. finally, the mean timecourses for 3-6 superimages were averaged to generate an overall mean timecourse for effect of each drug on hundreds of polarized cells across all experiments. single cell imaging studies were also carried out to probe the short-term effects of drugs on both the size (area) and pip 3 signal of the leading edge pseudopod in individual raw macrophages. previous studies have shown that leading edge area and pip 3 levels are sensitive indicators of pseudopod perturbation by drugs [26, 30, 71, 72] . each single cell imaging experiment employed differential interference contrast microscopy (dicm) and z-stacked spinning disk confocal fluorescence microscopy to record high resolution images of the leading edge pseudopod of a polarized, actively ruffling macrophage before addition of each drug, and at selected timepoints for 5 min after drug addition. the resulting dicm images were used to quantify the timecourse of drug effects on pseudopod area, while the fluorescence images quantified levels of a standard fluorescent pip 3 sensor (akt1 ph domain fused to mrfp [26, 30] ) on the pseudopod membrane. for a given drug treatment, timecourses obtained from observations of 17 to 32 single cells were averaged to generate a mean timecourse for drug effects on the leading edge pseudopod area and pip 3 signal. the population and single cell assays are complementary. the population analysis monitors the effects of drugs on the leading edge pseudopods of at least~300 polarized cells over a period of hours, making it possible to quantify how drugs impact the frequency of cells with deployed, extended pseudopods, and to ascertain whether the perturbed pseudopods exhibit long term recovery following drug treatment. the single cell analysis provides a higher timeresolution view of the initial effects of drugs on the leading edge pseudopod and its pip 3 signal for at least 17 individual, polarized macrophages over a period of 5 minutes. in both the population and single cell assays, selective observation of polarized, ruffling cells ensures that all studied cells are healthy and possess an active leading edge pseudopod and signaling pathway. representative cell images and drug effects are shown in figs 1 and 4 and s2 and s3 for all drugs. fig 1 shows representative dicm and fluorescence images of the leading edge, both before and 5 min after addition of an inhibitory drug, illustrating drug-triggered collapse of both the leading edge area (fig 1a and 1b ) and its pip 3 signal (fig 1c and 1d) . the drugs employed in the present study, their total concentrations, structures, and other key parameters are summarized in fig 2. the four therapeutic drugs employed (acetylsalicylic acid, acetaminophen, diclofenac, ibuprofen) are each studied at the same total peak drug concentration reached in human plasma following maximum clinical oral dosage. the three control drugs employed (gö6976, wortmannin, pdgf ββ) are each studied at their standard total concentrations in cultured cell studies [26, 30] . to measure drug effects on populations of polarized raw macrophages, populations of~1200 well-resolved cells plated on glass in standard media were imaged at 37˚c in each experiment (see methods and approach). a target subpopulation of~100 cells displayed a readily observed extended, ruffling leading edge pseudopod [26, 30] and were counted before drug addition, and at multiple timepoints during a 2-3 hour observation period following drug addition at t = 0. altogether, 3 to 6 experiments were carried out for each treatment on at least 3 days, yielding average timecourses summarizing observations of~300 to~600 polarized cells, respectively. fig 3 first examines the effects of gradual addition of the four therapeutic drugs on leading edge morphology. in the clinic, these therapeutic drugs are typically administered orally, which yields gradually increasing drug levels in the plasma over a period of 30-90 min [79, 80] . here, gradual addition of therapeutic drugs was carried out by adding four equal increments over 90 min that sum to yield the maximum total drug concentration achieved at peak plasma levels in patients (fig 2) . fig 3a shows that such gradual, incremental addition of each of the four therapeutics or carrier has no significant effect on the number of polarized cells with extended leading edges per unit observation area (0.91 > p > 0.21 for the full range of treatments and timepoints, respectively). in contrast, however, rapid addition of two therapeutics at t = 0, yielding the same final, maximum drug concentration achieved by incremental addition above, triggers significant collapse of the leading edge subpopulation within 5 min. specifically, rapid addition of ibuprofen or acetaminophen decreased the number cells with extended leading edges 70 ± 5% (p < 0.002) and 26 ± 6%, (p < 0.03), respectively, followed by gradual recovery within 2 hrs. as illustrated in fig 3, gradual and rapid addition of ibuprofen or acetaminophen yields dramatically different effects on the leading edge pseudopod, thus the effects of rapid drug addition were examined more carefully. fig 4 compares timecourses observed following rapid addition of the four therapeutic drugs, as well as three control drugs for which the effects of rapid addition are well documented in the literature. fig 4a summarizes the effects of the therapeutic drugs, each added rapidly at t = 0 to their standard peak clinical concentration (fig 2) , on the relative number of cells possessing extended leading edge pseudopods per unit observation area. rapid acetylsalicylic acid or diclofenac addition had no significant effect on the number of cells with extended pseudopods over a 3 hour observation period, yielding timecourses indistinguishable from that of control vehicle addition (fig 4a and 4b ). in contrast, within 5 min of addition, ibuprofen and acetaminophen each triggered significant reduction of the number of cells with extended pseudopods (decreased 74 ± 14%, p < 0.001 and 27 ± 5%, p = 0.008, respectively; see also figs 3a and 4c-4l and s2. again, as observed in fig 3a, within 2 hrs of ibuprofen or acetaminophen addition the number of cells with extended pseudopods returned to the initial level, indicating that the macrophage population recovered from each drug perturbation by an unidentified mechanism (fig 4a; see also figs 4e-4l and s3). figs 4b and s2 show the effects of the three control drugs, rapidly added at t = 0 to their standard working concentration (fig 2) , on the normalized number of pseudopod-possessing cells in the raw macrophage population. global addition of the pathway activator (pdgf ββ), a known macrophage chemoattractant, triggered a significant increase (by 52 ± 9%, p = 0.002) in the number of pseudopod-possessing cells within 3 hours. at the other extreme, addition of a control pathway inhibitor (either wortmannin or gö6976 to inhibit pi3k or pkc, respectively) triggered a major decrease (by 90 ± 1%, p < 0.001 or 62 ± 3%, p < 0.001 respectively) in the number of observed pseudopods within 5 min, with little or no recovery during the 3 hour observation period as expected for standard inhibitors of essential components of the leading edge pathway. to further investigate the effects of rapid drug addition on leading edge pseudopod morphology and its signature pip 3 lipid signal, single cell imaging was carried out. such single cell measurements provide enhanced spatial and time resolution of within the 5 min observation period following drug addition, but observations could not be extended over a period of hours for technical reasons (on this timescale, even slowly moving cells plated on glass must be imaged periodically to maintain single cell identity, which bleaches the akt-ph-mrfp pip 3 sensor). for each drug or control treatment, an average timecourse was obtained based on observations of 17-32 individual, highly polarized raw macrophages with extended, ruffling leading edge pseudopods, as illustrated above in fig 1a and 1c . fig 5 displays average single cell timecourses following rapid addition at t = 0 of the four therapeutic drugs to their standard total concentrations (fig 2) . rapid addition at t = 0 of acetylsalicylic acid or diclofenac has little or no detectable effect on the pseudopod area ( fig 5a) and pip 3 levels (fig 5c) . by contrast, rapid addition of ibuprofen or acetaminophen triggers significant loss of pseudopod area (decreased 49 ± 10%, p < 0.001, or 53 ± 9%, p < 0.001, respectively; fig 5a) and significant loss of pseudopod pip 3 (decreased 27 ± 7%, p < 0.001, or 32 ± 9%, p < 0.001, respectively; fig 5c) within 5 min. the observation that rapid ibuprofen or acetaminophen addition triggers both collapse of pseudopod area and decreased pip 3 levels is consistent with pseudopod destabilization via inhibition of the leading edge signaling pathway. fig 5 also summarizes the effects of the three control drugs on the leading edge pseudopod. addition of the known pathway activator (pdgf ββ) led to a significant pseudopod area expansion (increased 43 ± 12%, p < 0.001) and increased pip 3 levels (by 17 ± 5%, p < 0.001) during the 5 min observation period (fig 5b and 5d ). by contrast, the two control pathway inhibitors wortmannin and gö6976 each triggered significant losses of both the pseudopod area (decreased 38 ± 6%, p < 0.001 and 39 ± 7%, p < 0.001, respectively) and the pip 3 signal (decreased 52 ± 16%, p < 0.001 and 55 ± 15%, p < 0.001, respectively) (fig 5b and 5d ). the figure also shows that carriers alone had no detectable effect on the pseudopod. the observation that a subset of the tested compounds significantly perturb pseudopod area and pip 3 levels in single polarized cells raises the possibility these drugs may directly and specifically modulate the enzyme activity of pi3k lipid kinase. control studies summarized in supplemental s4 fig confirm that wortmannin, a known irreversible pi3k inhibitor, directly blocks the pip 3 production of purified pi3k in vitro as previously observed [26, 81] . in contrast, the other drugs have little or no direct effect on the pip 3 production of purified pi3k, indicating that only wortmannin directly inhibits pi3k activity in vitro. the finding that two therapeutic drugs had no detectable effect on the leading edge pseudopod, while two other therapeutic drugs triggered an initial pseudopod collapse followed by recovery, raised the possibility that drugs might be unstable in the media. quantitative mass spectrometry analysis was carried out to ascertain whether each of the four target drugs was present at the same total concentration during three hours in culture. fig 6 shows that each of the four therapeutic drugs was present in the cell culture media at the intended clinical concentration at the first timepoint after addition, and exhibited relatively little change during the three hour incubation. thus, each of the four drugs remained at an approximately fixed, standard clinical concentration during the timecourses described in this study. the present findings reveal that gradual exposure of cultured raw macrophages to four representative therapeutic drugs (acetylsalicylic acid, diclofenac, ibuprofen, acetaminophen) has little or no effect on the native morphology of the leading edge sensory pseudopod. thus, when the concentration of each drug is increased in four equal, stepwise increments up to its standard clinical total concentration (fig 2) over a period of 90 min, no significant loss of polarized cells with extended pseudopods is detected. these findings are consistent with the well-documented safety of these therapeutics in the clinic, where standard oral dosage also yields a gradually increasing drug level in the plasma up to the total concentration employed herein (fig 2) within~90 min [79, 80, [82] [83] [84] . strikingly different results are observed, however, when the same four therapeutic drugs (acetylsalicylic acid, diclofenac, ibuprofen, acetaminophen) and three control drugs (pdgf, gö6976, wortmannin) are added rapidly to cultured raw macrophages. such rapid drug addition, in one step at t = 0 that raises the drug up to its standard total concentration (fig 2) within 10 sec, yields at least four operational classes of drug effects on the leading edge pseudopod and its signature pip 3 lipid signal. (i) non-perturbing rapid exposures yield little or no effect on pseudopod area, pip 3 levels and stability (as observed for acetylsalicylic acid, diclofenac). (ii) adaptive rapid exposures trigger temporary collapse of the pseudopod followed by recovery (observed for ibuprofen, acetaminophen). (iii) disruptive rapid drug exposures yield long-term pseudopod collapse with little or no adaptation over the 3 hour observation period (gö6976, wortmannin). (iv) activating exposures yield pseudopod expansion and increased cell polarization (pdgf). to analyze the molecular mechanisms of these four different classes, it is useful to begin by noting the significant drug buffering capacities of human plasma and cell culture media. this buffering capacity is dominated by drug binding to the highly homologous proteins human serum albumin (hsa) and bovine serum albumin (bsa), respectively. both hsa and bsa possess two high affinity drug binding sites and multiple low affinity sites [49, [85] [86] [87] . as a result, in human plasma the four well-studied therapeutic drugs employed herein each show significant binding to hsa at their standard total concentrations, ranging from 24 to 99% bound (fig 2) . drug binding to serum albumins is rapid, often on the msec timescale depending on the drug and albumin concentrations. while the drug binding properties of hsa and bsa are extremely similar [87, 88] , their concentrations are quite different in human plasma (hsa, 500-800 μm) [89, 90] vs cell culture medium (bsa, 30-50 μm; provided by 10% fbs containing 300-500 μm bsa (methods)). as a representative example, we can estimate the rate of ibuprofen binding to albumin binding sites under these conditions since its hsa equilibrium association constant (k a = 2.3 x 10 6 m -1 ) and off-rate constant (k off = 0.055 sec -1 ) are known [87, 91] . assuming the standard total clinical concentration of ibuprofen (240 μm) and the relevant hsa (~500 μm) or bsa (~40 μm) concentration, the initial on-rate for drug binding to protein is~10 mm per sec or~1 mm per sec in human plasma or cell culture media, respectively. it follows that the binding of 240 μm ibuprofen to bsa in cultured cell experiments will occur in less than a second, or during the 10 sec mixing time of our drug addition protocol. two mechanisms are possible for the lack of pseudopod perturbation observed upon rapid addition of the non-perturbing drugs acetylsalicylic acid and diclofenac: either the free drug could be non-perturbing, or serum albumin buffering in the media could ensure that little free drug is available for cell binding. for acetylsalicylic acid, the high total drug concentration (1.1 mm, fig 2) relative to the bsa concentration in cell culture media (30-50 μm) ensures that high levels of free drug exceeding 1 mm will be present immediately upon addition to cells. moreover, mass spec analysis shows the total drug concentration does not change significantly over the 3 hour observation period (fig 6) . it follows that high levels of free acetylsalicylic acid in the millimolar range do not perturb the leading edge pseudopod morphology. for diclofenac, however, the total drug concentration (17 μm) is significantly lower than the bsa concentration in the cell media, and the affinity of this drug for serum albumin is very high (99% bound in human plasma). thus the free diclofenac concentration in the cell media is likely sub-micromolar, and the lack of pseudopod perturbation could arise from strong drug buffering by bsa that ensures the free drug concentration remains below its unknown pseudopod perturbation threshold. two mechanisms are also possible for the temporary collapse of the macrophage pseudopod and its signature pip 3 lipid signal upon rapid addition of ibuprofen or acetaminophen. mechanism (i), which is favored by the available evidence, proposes that the pseudopod is strongly perturbed by appearance of a relatively constant level of free drug triggered by rapid drug addition at t = 0, collapses within 5 min, and then recovers due to cell adaptation to the constant free drug concentration. in contrast, mechanism (ii) proposes that the pseudopod is strongly perturbed by a transient, high local concentration of free drug during addition and mixing that exceeds a drug threshold for pseudopod perturbation. in this model, the transient, high local concentration of drug rapidly decreases as mixing is completed and drug binds to bsa; subsequently, the pseudopod gradually recovers from the initial drug shock simply because the free drug has fallen below its pseudopod perturbation threshold with no contribution from cell adaptation. multiple lines of evidence support mechanism (i) for both drugs as follows. the total concentrations of ibuprofen (240 μm) and acetaminophen (170 μm) added to cells are significantly higher than the total bsa concentration in the cell media (30-50 μm) , ensuring that substantial free concentrations of drug are present throughout the observation period. moreover, the affinity of acetaminophen for bsa is low, such that only 24% of the drug is bound even in human plasma where the serum albumin concentration is~10-fold higher. we cannot formally rule out a version of mechanism (ii) in which rapid addition of the drug stock solution yields a transient spike of high drug concentration; however both mixing and bsa buffering should be complete within~10 sec and 1 sec, respectively (see methods and binding rate calculation above). evidence disfavoring this transient high local concentration model is provided by the observed strong reproducibility with which each drug triggers pseudopod collapse. a mechanism requiring high local drug concentrations during mixing would likely yield variable results between replicates, and between cells in different regions of the same coverslip, with cells close to the addition point more strongly perturbed than distal cells. spatial heterogeneity is not observed in the large fields of~1200 cells scanned for population studies (figs 3 and 4 and s1), and reproducibility is high in studies monitoring 17-32 single cells (fig 5) . to fully exclude the high local concentration model, future studies will compare the addition of drugs as a 100x stock solution and as a 2x stock solution in cell media. (such a comparison was planned but prevented by the covid 19 pandemic and lab shut-down). the cellular mechanism(s) by which rapid addition of ibuprofen or acetaminophen triggers the initial collapse of leading edge pseudopod and pip 3 levels remain unknown, but the findings rule out the possibility that the drugs act as intrinsic pi3k inhibitors since neither blocks pip 3 production by purified pi3k in a lipid kinase activity assay (s4 fig). thus, the perturbing drugs must directly or indirectly modulate as yet unidentified component(s) of the leading edge signaling pathway, or trigger a nonspecific intracellular perturbation (likely not a ph change, since the drug perturbations are not correlated with drug pkas (fig 2) ). similarly, assuming that mechanism (i) accurately describes ibuprofen and acetaminophen, multiple possibilities exist for the cellular adaptation mechanism(s) that drive pseudopod recovery following the initial drug-triggered collapse. the simplest hypothesis is that the same unknown adaptation mechanism(s) are acting both to drive pseudopod recovery after rapid drug addition, and to prevent pseudopod collapse during slow drug addition. this hypothesis proposes that rapid drug addition overwhelms the adaptation process which is unable to counteract the perturbation in real time, but gradually eliminates the perturbation within 3 hours. in contrast, gradual drug addition allows concurrent gradual adaptation that is able to counteract the drug perturbation in real time. adaptation does not involve extracellular chemical or enzymatic degradation of drugs in the media surrounding the cultured cells, since mass spectrometry analysis indicates that each drug is stable in the media during the three hour cell incubation (fig 6) . instead, the adaptation mechanism is hypothesized to be intracellular. such intracellular adaptation could be provided by the intrinsic adaptation mechanisms of the leading edge chemosensory pathway which, like other sensory pathways, must adapt to changing background stimuli and attractant concentrations as the cell moves through different environments [41, 42, 92, 93] . other possible adaptive mechanisms could include activation of an intracellular sink, pump, degradation or modification reaction that eliminates free drug in the cytoplasm, but has a negligible effect on the bulk extracellular drug concentration. such mechanisms have been reported for other drugs (reviewed in [47, 48] ). the mechanisms of the three control drugs are well defined by previous studies. exposures to the non-clinical control inhibitors wortmannin and gö6976 are disruptive, yielding long term collapse of the leading edge pseudopod and its pip 3 lipid signal. these drugs are known to directly inhibit essential components of the leading edge positive feedback loop (pi3k and pkc, respectively), and their disruption of the leading edge pseudopod upon rapid addition has been previously described [26, 30, [50] [51] [52] [53] [54] . rapid exposure to pdgf yields pseudopod expansion and increased cell polarization, as previously observed and commensurate with its known importance as a strong macrophage attractant in vitro and in vivo [26, 55] . in closing, the present findings suggest a number of directions for future research. further studies are needed to determine the molecular mechanisms by which rapid ibuprofen or acetaminophen addition trigger macrophage leading edge pseudopod collapse, and by which the pseudopod adapts (or recovers) from these drug exposures. given the~10-fold higher concentrations of albumins in plasma compared to cell culture media, the greater drug buffering capacity of plasma will help protect macrophages and other cell types from drug perturbations, (fig 4) to ascertain the stability of the total drug concentration in the media surrounding the cells. aliquots of media were removed from cell imaging wells immediately after rapid drug addition at t = 0 to the total concentration indicated in fig 2, and again at t = 3 hr after completion of imaging, then snap frozen in liquid n 2 . later, the samples were prepared for quantitation with addition of internal standards (methods), then quantitative mass spectrometry was carried out to compare the initial and final total drug concentrations. error bars are sd for n = 3 (acetylsalicylic acid, diclofenac) or 6 (ibuprofen, acetaminophen). https://doi.org/10.1371/journal.pone.0233012.g006 but the sensitivity of the cultured macrophage leading edge pseudopod to drugs makes it an excellent model system for detecting and classifying drugs capable of inhibiting macrophages, either transiently or permanently. transient macrophage inhibition could be useful in controlling extreme inflammation events, while long-term inhibition that blocks macrophage participation in the innate immune response would be highly detrimental. it will be important to carry out future studies that directly test whether drug-induced pseudopod collapse causes inhibition of macrophage motility and chemotaxis in vitro and in vivo [94] . more broadly, we hypothesize that the same four classes of drug effects observed herein for cultured macrophages will also be observed for primary macrophages and other leukocytes such as neutrophils which possess similar chemosensory pathways [15, 20, 32, 46] , but this prediction also remains to be tested. finally, the effects of other therapeutic and experimental drugs on the leading edge pseudopod remain to be determined. in short, the present study opens several new research paths with major implications for a basic understanding of drug-induced perturbation and adaptation in leukocyte signaling pathways. a single molecule tirfm assay was employed to measure the specific kinase activity of purified pi3k molecules on a supported lipid bilayer by counting the number of pi3k molecules, as well as the number of product pip 3 molecules they produce as previously described in detail [20] [21] [22] [23] . this assay utilizes physiological concentrations of class i pi3ka and saturating concentrations of fluorescently-labeled grp-ph domain, a high-affinity pip 3 product lipid binder, in order to count each product lipid produced. drug is added to therapeutic dose identified in fig 2 prior to the start of the assay. enzyme rates are calculated as the slope of product lipid created vs. time. bars indicate the lipid kinase activity of pi3k in the presence of the indicated drug. error bars are sd where n = 3 for acetylsalicylic acid and diclofenac, or n = 6 for ibuprofen and acetaminophen. 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chemotaxis pathway a high-throughput, multi-cell phenotype assay for the identification of novel inhibitors of the authors gratefully acknowledge helpful conversations with expert colleagues, including: prof. anna huttenlocher from university of wisconsin, madison; and drs. ken hunt, rachel frank, and sourav poddar from the university of colorado sports medicine clinic. furthermore, we gratefully acknowledge resources and experts at university of colorado, boulder integral to the completion of this work: the biofrontiers advanced light microscopy core (dr. joseph dragavon), the biochemistry cell culture facility (dr. theresa stines nahreini, nicole kethley), and the biochemistry mass spectrometry laboratory at the central analytical laboratory (thomas lee). we thank the national institutes of health and the nih/cu molecular biophysics training program for support. finally, we thank the editor and reviewers for helpful comments that enabled us to significantly improve this contribution. conceptualization: thomas c. buckles, brian p. ziemba, joseph j. falke. key: cord-001470-hn288o97 authors: pivette, mathilde; mueller, judith e; crépey, pascal; bar-hen, avner title: drug sales data analysis for outbreak detection of infectious diseases: a systematic literature review date: 2014-11-18 journal: bmc infect dis doi: 10.1186/s12879-014-0604-2 sha: doc_id: 1470 cord_uid: hn288o97 background: this systematic literature review aimed to summarize evidence for the added value of drug sales data analysis for the surveillance of infectious diseases. methods: a search for relevant publications was conducted in pubmed, embase, scopus, cochrane library, african index medicus and lilacs databases. retrieved studies were evaluated in terms of objectives, diseases studied, data sources, methodologies and performance for real-time surveillance. most studies compared drug sales data to reference surveillance data using correlation measurements or indicators of outbreak detection performance (sensitivity, specificity, timeliness of the detection). results: we screened 3266 articles and included 27 in the review. most studies focused on acute respiratory and gastroenteritis infections. nineteen studies retrospectively compared drug sales data to reference clinical data, and significant correlations were observed in 17 of them. four studies found that over-the-counter drug sales preceded clinical data in terms of incidence increase. five studies developed and evaluated statistical algorithms for selecting drug groups to monitor specific diseases. another three studies developed models to predict incidence increase from drug sales. conclusions: drug sales data analyses appear to be a useful tool for surveillance of gastrointestinal and respiratory disease, and otc drugs have the potential for early outbreak detection. their utility remains to be investigated for other diseases, in particular those poorly surveyed. electronic supplementary material: the online version of this article (doi:10.1186/s12879-014-0604-2) contains supplementary material, which is available to authorized users. since the mid-1990s and the raise of concerns about bioterrorism and emerging diseases, non-diagnosis-based data have increasingly been used for routine disease surveillance and outbreak detection [1] . the cdc defined "syndromic surveillance" as an investigational approach where health department staff, assisted by automated data acquisition and generation of statistical alerts, monitor disease indicators in real-time or near real-time to detect outbreaks of disease earlier than would otherwise be possible with traditional public health methods [2] . in such efforts, different registries have served as data sources for public health surveillance [1, 3] , including data on absenteeism at work or school [4] , calls to health helplines [5, 6] , emergency department consultations [7, 8] , ambulance dispatching [9] , or drug sales. although unspecific, such data sources can have the advantage over diagnosis-based surveillance of providing information within short delays since the event and in readily available electronic form for relatively low-cost, while capturing large parts of the population. drug sales data analysis may overcome the limitation of poor specificity when groups of drugs are exclusively used for the disease or disease syndrome of interest. furthermore, drug sales data may earlier capture changing population health status, as over-the-counter (otc) sales and a dense network of pharmacies in most developed countries make drugs easily accessible to patients at the earliest appearance of their symptoms. despite this potential interest, no state of the art of drug sales based surveillance is available to date. the present systematic literature review therefore summarized the evidence for an added value of drug sales data for infectious disease surveillance. we limited the scope of the review to infectious diseases, as they represent a public health problem for which early and valid signal detection is of particular concern, in light of potentially rapid emergence and opportunity for control interventions. we conducted a literature search from 1975 up to june 2012 to identify relevant peer-reviewed articles regarding surveillance of infectious diseases based on drug sales data. prisma guidelines were followed in the reporting of the review [10] . published articles were searched for on electronic databases (pubmed, embase, scopus, lilacs, african index medicus, cochrane library), using combinations of the following key words: ("surveillance" or outbreak detection or warning system) and (overthe-counter or "prescription drugs" or pharmacy or (pharmaceutical or drug or medication) sales). the search was limited to articles in english or french. there were no limitations on study settings. to be included in the review, articles had to describe, test, or review an infectious disease surveillance based on drug sales data; and be original research that presented new data and results. we excluded studies that monitored chronic diseases, as well as prevalence studies whose purpose was not epidemic detection. one reviewer screened and evaluated the titles and abstracts. articles were widely included in a first stage. the full-text review and the final selection of the articles were made by two reviewers. we reviewed and described the articles in terms of objectives, diseases studied, data sources, methodologies, and performance for real time surveillance. to describe methods and results, we separated the articles into three groups based on their main objective: descriptive retrospective studies, drug selection studies, and prediction studies. outcomes selected to compare drug sales data to reference surveillance data of the corresponding disease were correlation measurements (strength and timeliness of the correlation) and indicators of outbreak detection performance (sensitivity, i.e. ability to identify true outbreaks; specificity, i.e. ability to identify true negative and timeliness of the detection). we screened a total of 3266 articles, of which 27 were included in the final review. the search and selection process is presented in figure 1 . articles excluded based on fulltext review (no drug sales data, no infectious disease, no outbreak detection) n= 85 figure 1 flow chart of study selection process in a systematic review of drug sales data analysis for syndromic surveillance of infectious diseases. three types of studies were defined: retrospective descriptive studies, drug selection studies and prediction studies. nineteen of the 27 studies were descriptive retrospective studies assessing the strength of the correlation between drug sales and reference surveillance data of the corresponding disease or evaluating outbreak-detection performance [11] [12] [13] [14] [15] [16] [17] [18] [19] [20] [21] [22] [23] [24] [25] [26] [27] [28] [29] [30] . five studies used statistical algorithms to select groups of drugs that were closely associated with clinical surveillance data of a given disease and that would be most appropriate for future drugsales-based surveillance [21, [31] [32] [33] [34] . in a third group of three studies, the authors developed and evaluated statistical models to predict clinical surveillance data based on drug sales data [35] [36] [37] . table 1 summarizes the studies in terms of their general characteristics. most of the studies focused on respiratory illnesses (17 studies) [12, 14, 15, 18, [20] [21] [22] [27] [28] [29] [30] [31] [32] [34] [35] [36] [37] or gastrointestinal illnesses (11 studies) [14, [16] [17] [18] [19] [23] [24] [25] [26] 32, 33] . only two other studies evaluated surveillance of pertussis [11] and syphilis [13] . most of the studies were set in the united states (n = 16 studies, 59%), followed by canada (n = 4), france (n = 3), japan (n = 3), the netherlands (n = 1) and england (n = 1). only one study was conducted in more than one country [25] . in most retrospective studies, data were collected specifically for the purpose of the study from a sample of pharmacies [16, [24] [25] [26] or from retailers [13, 15, 17, 29] . for example, in a canadian study [17] , electronic data were provided by one major retailer for all of their 19 pharmacies in the study area. automatically compiled data sources were used in all the drug selection and prediction studies and in some retrospective studies. drug sales data were routinely collected in samples of a city's or country's pharmacies. such routine data collection systems were mainly implemented by research or public health groups, such as the johns hopkins applied physics laboratory [20, 21, 35, 36] , the new york city department of health [14] , the national institute of infectious diseases in japan [27] , or the real-time outbreak and disease surveillance laboratory at the university of pittsburg [19] . data are available the day after the day's sales in those systems. in eight other studies, private marketing companies had automatically aggregated and made available drug sales data from a sample (2-90%) of pharmacies in a given city or country [18, 22, 23, [31] [32] [33] [34] 37] . nineteen studies retrospectively compared drug sales data to gold standard reference data of the disease. details are given in table 2 . reference data of the disease included medical case reports [20] [21] [22] , diagnostic registries of microbiological laboratories [16, 24, 28, 29] , hospital admission or discharge data [18] [19] [20] [21] [22] 27] , or clinical emergency department data [14] [15] [16] . the selection of indicator drugs in these studies was based on the literature or expert opinion. for example, edge et al. [17] selected all anti-nauseant and antidiarrheal otc drugs for gastrointestinal surveillance. in stirling et al. [26] , pharmacists determined which common antidiarrheal drugs they would report. two methods were commonly used to compare drugsale and diagnostic data time series: correlation analysis and signal detection comparison ( table 2 ). ten studies used cross-correlation function to measure the similarity of two curves and to determine the time lag at which the correlation between the datasets is maximized. cross-correlation is a standard method to determine the time delay between two signals. in three studies, only correlation between the time series was examined without analyzing time-lagged relationship. six studies used aberration detection methods to evaluate whether and by how long the date of signal detection by drug sales precedes the signal based on diagnostic data. the signal definition for aberration detection was based on either a simple threshold to define alerts [15] or more complex algorithms such as the serfling method [14] , arima models [19] , the simple moving average method (ma), the cumulative sum method (cusum) [11, 16] , or the exponentially weighted moving average (ewma) [18] . these studies assessed the performance in terms of sensitivity, specificity and timeliness of disease outbreak detection. five other studies [13, [24] [25] [26] 29] only evaluated whether drug sales showed a significant increase during a known epidemic period. twelve of 14 studies evaluating otc sales retrospectively found significant correlations or a significant increase in drug sales [14] [15] [16] [17] [18] [20] [21] [22] [24] [25] [26] 29] . only two studies didn't found any consistent correlation. for example, das et al. [14] found a poor correlation between otc antidiarrheal drug sales and emergency department visits for diarrhea in new york city, with an r 2 of 0.24. they found however an increase in sales during a known outbreak of norovirus. otc drug sales preceded clinical data in three of eight studies that analyzed timeline correlations [18, 20, 21] . for example, in hogan et al. [18] , the correlation coefficient between electrolyte sales and hospital diagnoses of respiratory and diarrheal illness was 0.90 (95% ci, 0.87-0.93) when drug sales were assumed to precede clinical diagnosis data by 1.7 weeks. outbreaks were detected with 100% sensitivity and specificity in 3 of 5 studies that analyzed signal detection [15, 16, 18] . drug sales data provided an earlier outbreak signal in two of them [15, 18] . in davies et al. [15] , the rate of cough/cold sales exceeded a threshold of 1000 units per week two weeks before the peak in emergency department admissions during three consecutive winters. in hogan et al. [18] , detection from electrolytes sales occurred an average 2,4 weeks earlier than detection from hospital diagnoses of respiratory and diarrheal diseases. six of the seven studies that focused on prescribed drugs found strong correlations (r = 0.46-0.99) with clinical reference data or a significant increase in drug sales, without lead time however. the other study [11] showed that the cusum signal generated for prescriptions for macrolide antibiotics was linked to a pertussis outbreak in a county of new york state. no association was observed between the type of reference data and the time lags observed. an important challenge for drug-sales-based surveillance is identifying relevant indicator drug groups to monitor diseases. five retrieved articles addressed this question. characteristics of the studies are described in table 3 . two studies [21, 34] developed methods to find homogeneous groups of otc products. the authors used unsupervised clustering algorithms for aggregating otc products in groups sharing similar sales histories. for example, magruder et al. [21] first assigned otc products for respiratory diseases to subgroups qualitatively based on indication, dose form, and age group. a stepwise hierarchical clustering algorithm was then used to form categories sharing a similar sales history, leading to a set of 16 product categories. in two studies [31, 33] , the authors developed procedures to identify the drugs correlating with disease incidence. clusters were formed specifically for a particular disease. in pelat et al. [33] , a hierarchical clustering procedure was applied to the time series of all therapeutic classes and the acute diarrhea incidence rate reported by a network of general practitioners. four therapeutic classes were found to cluster with diarrhea incidence and an algorithm based on the selected drugs allowed the detection of epidemics with a sensibility of 100%, a specificity of 95% and a timeliness of 1.7 weeks before official alerts. in three studies [35] [36] [37] , the authors developed models to predict clinical data based on drug sales data. vergu et al. [37] used a poisson regression model on selected otc sales to forecast influenza-like illness (ili) incidence as recorded by a sentinel network of general practitioners. the forecast at the national level 1-3 weeks ahead showed a strong correlation with observed ili incidence (r = 0.85-0.96). najmi et al. [35] used least mean square filtering methods to estimate the incidence of emergency room consultations for respiratory conditions from past and present sales of groups of cold-remedy sales. in a later article [36] , they succeeded in extending the estimation algorithm for predicting increases in clinical data several days in advance. the evidence gathered in this systematic literature review suggests that drug sales data analysis can be a useful tool for surveillance of acute respiratory and gastrointestinal infections. as could be expected, prescribed drug sales data were strongly correlated with clinical case reporting. no lead time was observed, which is consistent with the fact that patients purchase drugs after seeing a healthcare professional. analysis of prescribed drug sales data may nevertheless have an additional utility for epidemic detection, as these data might be available with a shorter delay than clinical surveillance data [27] . a high correlation between otc drug sales data and reference surveillance data were found in almost all the retrospective studies. several studies also showed that otc drug sales can serve as an early indicator of disease epidemics. patients may buy nonprescription drugs during the early phase of illness when they become symptomatic, before consulting a health practitioner [38] . a surveillance system based on drug data should ideally detect all the outbreaks, rapidly, with a low false alert rate. however, few studies in the review determined the sensitivity and specificity of the outbreak detection and those aspects should be analyzed in more details in future studies. surveillance based on otc drug sales could be particularly relevant for diseases whose prodromal phase persists for several days before the onset of more severe symptoms. for example, the early stages of dengue fever symptoms are nonspecific (fever, headache, myalgia, arthralgia, etc.) [39] . the occurrence of grouped cases could trigger an excess of nonspecific drug sales over baseline levels, which in turn could provide an early warning of outbreak in an endemic area. results from drug selection studies showed that it is possible to identify groups of products strongly associated with incidence data, which can then be used to predict future trends in clinical data and help public health authorities to prepare response planning. such product selection procedures, however, depend on the existence of large clinical surveillance databases of the diseases concerned. similarly, the validity of drug sales data analysis has been evaluated mainly for two disease groups, respiratory and gastrointestinal illness, for which clinical reference data, used as the gold standard, are readily available. pertussis and syphilis have been evaluated in only one study each, and still require further confirmation. the concept of drug-based surveillance therefore needs to be validated for other infectious diseases. all the studies were conducted in developed countries or area. surveillance based on drug sales data requires electronic information systems for routine data analysis. besides, its implementation requires that the population has access to the health care system and mainly buy drugs in pharmacies. this could limit the use of drug based surveillance systems in developing countries. by improving the timeliness of epidemic detection compared to clinical data and giving information from a larger part of the population, drug sales data can be an additional source of information for already monitored diseases. besides, drug sales data analysis could have its greatest value in the surveillance of diseases for which clinical surveillance is cumbersome and costly, or where substantial under-reporting is suspected. to confirm the selected drug group as a valid proxy of disease, clinical surveillance may be conducted for a defined period in a representative population. examples of diseases for which this would be useful are typically varicella, urinary infections, allergies/asthma, and parasitic diseases. ideally, the drugs to be monitored should be specific to the disease and widely used to treat it in order to maximize the sensitivity of the signal. for example, benzylpenicillin benzathine 2.4 mui is the quasi exclusive treatment for syphilis infection [13] and is a good candidate. in contrast, the treatment of measles is mostly symptomatic without a specific drug, which makes this disease unattractive for this approach. another limitation applies to diseases that are usually treated in hospitals or specialized centers, such as tuberculosis. surveillance based on drug sales, may not be appropriate to accurately estimate incidence of diseases, as the source population size is not precisely known. moreover, it may be difficult to link the number of drug packages sold to the number of patients with disease. however, the method is very efficient to determine temporal dynamics of a situation and to detect abnormal phenomena. surveillance based on drug sales is therefore well adapted to diseases with seasonal variations such as norovirus gastroenteritis, influenza and other infectious respiratory agents, or community outbreaks (foodborne illnesses, waterborne illnesses, hepatitis a, etc.). drug sales can be influenced by store promotions, sales period (holidays, weekends), and the media. also, we do not know whether people buy medications to treat a disease they currently have or a disease they fear they may have in the near future. for example, during the media coverage of avian influenza a (h5n1) in the us, an increase in antiviral medications sales was observed [40] , which corresponded to stockpiling behavior of the population. health-seeking behaviors also vary by demographic, social, cultural, and economic factors. a survey [41] in canada analyzed the healthcare-seeking behaviors of 351 patients with acute gastroenteritis. they found significant differences (patient age and sex) between the patients who used otc drugs and those who did not. consequently, factors that prompt self-medication should also be taken into account. the usefulness of drug sales based surveillance is also dependent on the available resources and the organization of the health care system. otc drug sales surveillance is for example less relevant in countries where reimbursement rate are high and patients mainly get prescribed drugs. population mobility, particularly in tourist areas, may lead to an increase in remedy sales, which could wrongly be interpreted as a disease outbreak. inversely, patients with high geographical mobility may not be included in the region of study and lead to an underestimation of the magnitude of an epidemic. despite some limitations, routine collection and analysis of drug sales data are likely to be developed in the coming years. many automated surveillance systems that collect drug data the day after the sales have been implemented in the last decade [14, 19, 20, 27] . they allow a rapid assessment of the public health situation. early detection of outbreaks allows public health authorities to set up epidemic investigations and control measures sooner. most studies included in this review were published after the year 2000, with their number increasing recently. they illustrate the need for improved surveillance systems, evidenced by recent public health crises (e.g., anthrax in 2001, the sars outbreak in 2003, the a/h1n1 influenza pandemic in 2009, etc.). drug sales data present indeed many advantages in terms of public health surveillance. data can be obtained in a real-time manner and usually cover a large portion of the population. data collection may be exhaustive, without selection of specific sales, and allows the simultaneous monitoring of a large number of diseases, especially new or emerging diseases. although non-specific, drug sales data are directly linked to patients' health conditions. drug sales data are therefore more specific than other syndromic surveillance data, such as tracking search patterns on the web and are likely to reflect more accurately disease activity in the population. moreover, it should be noted that alternative sources of data for disease surveillance are currently under development. healthcare management databases that can provide exhaustive information on drug consumption and diagnosis, as the dossier médical personnel [42] in france, are promising tools for disease surveillance. our review may be affected by a publication bias since studies unable to show correlations between drug sales and reference data may have been less published. in addition, selections bias may have occurred in the studies. indeed, some studies in the review were based on a limited number of pharmacies and/or a limited study period (e.g. less than one year). language bias may exist as we were not able to identify studies published in languages other than english and french. the review focused on the temporal dynamics of infectious disease; consequently, further analyses are required to determine the capacity of these systems to efficiently monitor other aspects of infectious diseases such as spatial spreading. this review suggests that the analysis of drug sales data is a promising method for surveillance and outbreak detection of infectious diseases. it has the potential to trigger an outbreak alert earlier than most surveillance systems. however, the main challenges consist in the appropriate selection of indicator drug groups and the validation of this approach for diseases for which no or poor quality clinical surveillance data exists. the usefulness of the approach also depends on the available resources and the organization of the health care system. drug sales databases with real-time or near real-time data transmission are available in several countries; future studies should be encouraged to expand their use on other infectious diseases. what is syndromic surveillance? 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pharmaceuticals for syndromic surveillance experimental surveillance using data on sales of over-the-counter medications-japan using oral vancomycin prescriptions as a proxy measure for clostridium difficile infections: a spatial and time series analysis surveillance data for waterborne illness detection: an assessment following a massive waterborne outbreak of cryptosporidium infection pharmaceutical sales; a method for disease surveillance? waterborne cryptosporidiosis outbreak real-time prescription surveillance and its application to monitoring seasonal influenza activity in japan validation of syndromic surveillance for respiratory pathogen activity sales of nonprescription cold remedies: a unique method of influenza surveillance seasonal influenza surveillance using prescription data for anti-influenza medications mining aggregates of over-the-counter products for syndromic surveillance a multivariate procedure for identifying correlations between diagnoses and over-the-counter products from historical datasets a method for selecting and monitoring medication sales for surveillance of gastroenteritis unsupervised clustering of over-the-counter healthcare products into product categories estimation of hospital emergency room data using otc pharmaceutical sales and least mean square filters an adaptive prediction and detection algorithm for multistream syndromic surveillance medication sales and syndromic surveillance implementing syndromic surveillance : a practical guide informed by the early experience value of syndromic surveillance within the armed forces for early warning during a dengue fever outbreak in french guiana in increased antiviral medication sales before the 2005-06 influenza season factors associated with the use of over-the-counter medications in cases of acute gastroenteritis in hamilton drug sales data analysis for outbreak detection of infectious diseases: a systematic literature review this research was funded by celtipharm (vannes, france) a company specialized in the real time collection and statistical processing of healthcare data (www.celtipharm.orgwww.openhealth.fr), through a doctoral thesis contract for mathilde pivette. mathilde pivette prepares a doctoral thesis under the french framework "cifre" (industrial contract for training through research; www.anrt.asso.fr), in partnership with the company celtipharm (www.celtipharm.org). the other authors declare they have no competing interests. all authors contributed to the study's design. mp and jm carried out the literature search and reviewed articles. mp drafted the manuscript. all authors interpreted the results, revised and approved the final manuscript. key: cord-003118-58ta20fg authors: van norman, gail a. title: expanding patient access to investigational new drugs: overview of intermediate and widespread treatment investigational new drugs, and emergency authorization in public health emergencies date: 2018-06-25 journal: jacc basic transl sci doi: 10.1016/j.jacbts.2018.02.001 sha: doc_id: 3118 cord_uid: 58ta20fg individual patients with life-threatening or severely debilitating diseases can petition the u.s. food and drug administration (fda) through their physicians to have expanded access (ea) to drugs that are in clinical trials but have not reached full fda approval (the “single-patient” investigational new drug [ind] application). additionally, recent state and federal laws—so-called “right to try legislation”—allow patients to approach drug companies directly for access prior to fda approval. while these pathways provide potential access for individual patients to investigational drugs, different ea pathways permit entire groups of certain patients to access investigational drugs prior to fda approval. this review focuses on special categories of ea inds intended for multiple patients—the intermediate-group ind and the widespread-treatment ind—as well as emergency authorization for use of investigational drugs and biological products (e.g., vaccines) in public health emergencies. for patients with life-threatening or severely debilitating disease, the wait for approval is simply too long, and can both abolish hope for those who diseases will be quickly fatal, and lead to sustained or even permanent disability for those whose diseases linger but are without effective proven therapies. spurred by patient advocacy during the early days of the acquired immunodeficiency syndrome (aids) epidemic in the late 1980s, and facilitated by subsequent legislative efforts over the next 20 years, regulatory initiatives permit the fda to release drugs for use in individual patients through expanded access (ea) inds (4, 5) , in many cases allowing emergency treatment with nonapproved drugs within hours of application, and nonemergency treatment within an average of 4 days (6) . further, most states have enacted so-called "right to try" legislation, permitting "compassionate use" of investigational drugs by individual patients through applications directly to the manufacturer (6) . it should be noted that although the terms "compassionate use" or "preapproval access" are often used informally to refer to the use of an investigational drug to treat a patient outside of a clinical trial, these terms are not defined or described in fda regulations, which simply refer to expanded access to investigational drugs. the call for ea is not limited to individual patients. advocacy organizations have pressed for groups of patients with rare and/or "orphan" diseases, for example, to be able to access promising new therapies prior to their approval. indeed, social media is increasingly becoming a consumer/patient advocacy tool for implementing fda regulatory changes and promoting access to investigational therapeutics (7) . in addition, once a drug has completed phase 3 testing and is awaiting approval, patients who have benefited from in-trial treatments may want continued therapy, and such use requires some form of "bridging approval" from the fda to allow potentially large groups of patients to continue treatment while final fda approval is pending. a previous review discussed individual patient emergency and nonemergency access to investigational drugs (6) . this review will focus on fda ea for intermediate-sized groups of patients (the "intermediate-sized ind") and ea for entire classes of patients (the "widespread treatment use" ind), as well as emergency release of investigational drugs and biologics for use in public health emergencies. releasing investigational new drugs to individual patients who are facing certain death or disability seems to be a relatively uncomplicated decision, but allowing ea to entire groups of patients for treatment with an investigational new drug presents more complex regulatory, logistical, and ethical challenges for scientists, commercial entities, and the fda. the current regulatory process from ind filing to drug approval has evolved and includes not only the fda's historical primary mission of ensuring patient safety, but also, since the latter half of the 20th century, the newer mission of ensuring that marketed drugs are actually efficacious for their advertised/approved use. ea for a single patient may not present much of a challenge to the assertion that a drug's benefits outweigh the risks, because as presumably the patient requesting compassionate use faces an otherwise dismal clinical future, taking even significant risks with a new drug still presents potential benefits to a patient without other options. early in a drug's regulatory pathway, however, it is not usually possible to ensure that a drug has a reasonable risk/benefit ratio for all patients, including those in the early stages of disease. drug companies face bigger issues when the seeker of ea is a group of patients or an entire class of patients. before marketing, manufacture of the drug for clinical studies is nearly an "all cost" proposition for the commercial entity; the drug cannot be marketed to cover its costs. thus, companies generally only manufacture sufficient quantities (plus a small margin) to cover the requirements of clinical studies, rather than devote resources to manufacturing large quantities of a drug which has a <10% chance of ever making it to market (1, 2) . the fda approval process begins with the filing of an investigational new drug (ind). making the drug available to groups or classes of patients who might then deplete the supply of drug for clinical studies could compromise the very research that would more completely disclose a drug's risks and benefits; thus, it could possibly impede full market approval that would make the drug more widely available. companies have also expressed concern about how data from such "compassionate use" may be applied in the approval process. for cmv infection (9) . later studies also showed that ganciclovir patients were living longer (10). the fda refused approval of ganciclovir for treatment of cmv retinitis, because they had no animal studies for that use, nor significant human placebocontrolled trials on which to base a marketing application. many questioned whether the use of ganciclovir was wise, or safe (11, 12) . but, because of ganciclovir's known efficacy, it became paradoxically impossible to carry out human controlled trials, because such trials are only ethically justifiable if investigators are honestly uncertain about whether net positive benefits over placebo exists (13) . furthermore, neither patients nor doctors were willing to risk assignment to placebo and further loss of eyesight after the results were published. syntex then sought approval to study ganciclovir for treatment of cmv colitis, knowing that once marketing approval of the drug was obtained, fda rules would allow "off-label" use for retinitis (14) . at this time, ea of nonapproved drugs for treatment of more than 1 patient at a time is achievable only through the fda, in contrast with access for individual patients, which technically can be legally obtained without the fda by applying to the manufacturer directly (6) . as with individual ea inds, specific conditions for group patient access apply: 1) the patients must have a serious or immediately life-threatening disease or condition with no comparable therapy or satisfactory alternative therapy; 2) the potential benefit must justify the potential risks of the treatment; and 3) providing the treatment must not compromise or interfere with the ongoing fda drug development program, such as by critically depleting a limited supply of investigational drug that is also needed for an ongoing study or a future study that is in the planning stages (4). an "immediately life-threatening condition or disease" is defined by the fda as "a stage of disease in which there is reasonable likelihood that death will occur within a matter of months or in which premature death is likely without early treatment." a serious disease or condition is defined as being "associated with morbidity that has substantial impact on day-to-day functioning." furthermore, while short-lived or self-limited morbidity will usually not be a sufficient qualifying condition, the morbidity "need not be irreversible, provided it is persistent or recurrent." the fda states that whether a condition is serious or not "is a matter of clinical judgment, based on its impact on such factors as survival, day-to-day functioning, or the likelihood that the disease, if left untreated, will progress from a less severe condition to a more serious one" (15) . and other animal species such as cats, armadillos, guinea pigs, swine and ferrets in which thalidomide had been tested, teratogenic effects had been induced only occasionally" (18) . in fact, when human birth defects began to appear in the offspring of women who had ingested thalidomide during pregnancy as a sedative and to treat nausea, researchers pointed out that thalidomide had failed to demonstrate teratogenicity in rats, and at first insisted that thalidomide could not be the culprit. in germany, where the drug was first developed, thalidomide was held to be so safe that no prescription was required for its use, it was advertised for use in pregnant women (19) , and the drug company distributed free samples to its factory employees (18, 19) . given the most severe rating for drugs that contribute to fetal deformities, and for drugs whose risks prioritizing those who should receive treatment, such as women and children (36) . the fact that the treatment was made available to 2 u.s. citizens and not to africans, who comprised most of its victims, engendered anger over the social justice of such decisions, providing, as enserink (35) points out, a tragic validation to the satirical yet somewhat prophetic paper that had appeared in the onion only weeks before titled "experts: ebola vaccine at least 50 white people away" (37) . as of now, 12 products have been approved under the animal rule, 7 of which were issued quickly after the guidance was published ( table 3 there is a reasonably well-understood pathophysiological mechanism of the toxicity of the toxic substance and its prevention or substantial reduction by the product. the effect is demonstrated in more than 1 animal species expected to react with a response predictive for humans, unless the effect is demonstrated in a single animal species that represents a sufficiently well-characterized animal model for predicting the response in humans. the animal study endpoint is clearly related to the desired benefit in humans, generally the enhancement of survival or prevention of major morbidity. the data or information on the kinetics and pharmacodynamics of the product or other relevant data or information, in animals and humans, allows selection of an effective dose in humans. drugs, devices, and the fda: part 1 understanding fda regulatory requirements for investigational new drug applications for sponsor-investigators policy and procedures: office of new drugs: ind clinical holds expanded access (compassionate use) early access programs: benefits, challenges and key considerations for successful implementation expanding patient access to investigational drugs: single patient inds and the "right to try going "social" to access experimental and potentially life-saving treatment: an assessment of the policy and on-line patient advocacy environment for expanded access compassionate use: a story of ethics and science in the development of a new drug -propoxymethyl)guanine in patients with aids and other immunodeficiencies oral ganciclovir for the prevention of cytomegalovirus disease in persons with aids blinded by science: dhpg and the conflict between "clean data" and humane health care (abstract th.g.p.11). paper presented at: int conf aids medicine: drugs from the underground the question of clinical equipoise and patients' best interests off-label" and investigational use of marketed drugs, biologicals and medical devices-information sheet expanded access to investigational drugs for treatment usequestions and answers; guidance for industry food and drug administration. food and drug administration amendments act (faaa) of administrationamendmentsactof2007/default.htm fda basics webinar: a brief overview of risk evaluation and mitigation strategies (rems) drugs as teratogens5 the death and afterlife of thalidomide. retro report. the new york times changing the face of medicine use of thalidomide in leprosy 50 years after thalidomide: why regulation matters kefauver-harris amendments revolutionized drug development thalidomide approved to treat leprosy, with other uses seen. the new york times a comprehensive program for controlling and monitoring access to thalidomide the embryo project encyclopedia. us regulatory response to thalidomide project bioshield act of project bioshield: what is it, why is it needed, and its accomplishments so far regulatory information: emergency use authorization of medical products summary of process for eua issuance considerations for use of investigational drugs in public health emergencies food and drug administration how two u.s. patients changed the debate about using untested ebola drugs world health organization. ethical considerations for use of unregistered interventions for ebola virus diseases: report of an advisory panel to who. who, geneva switzerland 1_eng.pdf?ua¼1. accessed experts: ebola vaccine at least 50 white people away fda product development under the animal rule: guidance for industry working with the u.s. food and drug administration to obtain approval of products under the animal rule food and drug administration ebola virus disease survivors: clinical and immunologic follow-up prevail iv: double-blind, randomized two-phase, placebo-controlled phase ii trial of gs-5734 to assess the antiviral activity, longer-term clearance of ebola virus and safety in male ebola survivors with evidence of ebola virus persistence expanded access (compassionate use): ind submissions medicine, university of washington, 2141 8th avenue west, seattle, washington 98119. e-mail: lbsparrow@ yahoo.com. key: cord-023509-tvqpv6fp authors: corrin, bryan; nicholson, andrew g. title: occupational, environmental and iatrogenic lung disease date: 2011-03-02 journal: pathology of the lungs doi: 10.1016/b978-0-7020-3369-8.00007-0 sha: doc_id: 23509 cord_uid: tvqpv6fp nan in practice the term is confined to the effects of mineral dust on the lungs. diseases caused by organic dusts are not included among the pneumoconioses and, in medicolegal practice at least, the presence of dust alone is insufficient to indicate pneumoconiosis: for compensation to be considered, the mineral dust must alter the structure of the lung and cause disability. the british industrial injuries advisory council defined pneumoconiosis as 'permanent alteration of lung structure due to the inhalation of mineral dust and the tissue reactions of the lung to its presence, excluding bronchitis and emphysema' . 4 parkes recommends that cancer and asthma caused by mineral dust should also be excluded from the definition, an opinion with which we concur. 5 to reach the lung, dust particles have to be very small. particle density and shape also affect the aerodynamic properties of dust. host factors such as airflow characteristics, airway branching patterns and airway disease also affect dust deposition. three deposition mechanisms are recognised ( fig. 7.1.1 ): 1. inertial impaction: when air streams change direction or velocity, the inertia of the entrained particles causes them to maintain their original direction for a distance that depends upon their density and the square of their diameter. the same rules govern a car approaching a bend too fast: the car crashes into the outside of the bend. 2. sedimentation (gravitational settlement): under the influence of gravity, particles settle with a speed that is proportional to their density and the square of their diameter. 3. diffusion: very small airborne particles acquire a random motion as a result of bombardment by the surrounding gas molecules. inhaled dust particles are liable to sediment out in the alveoli if they have a diameter in the range of 1-5 µm, are roughly spherical in shape, and in density approximate to that of water. larger or denser particles impact or precipitate on the walls of the conductive airways and are rapidly removed by ciliary action. smaller particles may reach the alveoli but do not sediment so readily and many are therefore exhaled. very small particles are deposited on the walls of alveoli by diffusion but because they are so small the total amount of dust deposited in this way is insignificant compared with that deposited by sedimentation ( fig. 7.1. 2). direct measurement shows that most lung dust (96%) has a particle diameter less than 2.5 µm. 6 fibrous dust particles behave differently. fibres over 100 µm in length may reach the alveoli if they are very thin and remain aligned with the air stream. fibre penetration is inversely related to path length and the number of bifurcations. 7 tall people have longer conductive airways and experience more deposition in these sites than short people who have greater alveolar deposition for the same level of exposure. 8 slightly more dust is deposited in the right lung than the left, probably because the right main bronchus is more in line with the trachea, and is broader and shorter than the left, and carries 55% of the inhaled air. 9, 10 dust clearance from the lung inhaled dust that settles in the conductive airways is removed within a day or two by ciliary action. only dust that reaches the alveoli is liable to cause pneumoconiosis and much of this is also removed, but the clearance rate here is much slower: many coalminers continue to expectorate mine dust years after retirement. alveolar clearance is gravity largely effected by macrophages, principally via the airways to the pharynx but also via lymphatics to the regional lymph nodes. the airway and interstitial routes interconnect at the bronchiolar level 11 where some dust-laden macrophages leave the interstitium for the air space. 12 this interconnection is probably the route utilised by circulating macrophages clearing other parts of the body of endogenous or exogenous particulate matter via the lung. 13 long asbestos fibres present a particular problem to macrophage clearance. some minerals, notably chrysotile asbestos, undergo slow physicochemical dissolution in the lungs. only a small fraction of the inhaled dust gains access to the interstitium, a necessary step if it is to cause pneumoconiosis. some free dust enters through the bronchus-associated lymphoid tissue 11, 12 and some is taken up by, or pierces, the alveolar epithelium ( fig. 1.34 , p. 21). [14] [15] [16] some of this is transported within hours to the hilar lymph nodes. 17 so rapid is this translocation that it is thought not to involve most, the lesions are more numerous and better developed in the upper lobes than the bases but the reverse is true of asbestosis. the reasons for this are complex but undoubtedly involve the dust deposition:clearance ratio for the effect of the dust will depend upon both its amount and the duration of its stay in the lungs. there are well-recognised regional differences in the distribution and clearance of inhaled material, which in turn are dependent upon man's upright posture, the consequent gravitational forces being maximal at the apices. 35 when standing at rest, the apices of the lungs are hardly perfused, so that lymph formation and clearance are much better at the bases. [36] [37] [38] similarly, the apices are relatively less well aerated; alveoli in the lower lobes receive more air than those in the upper lobes. 37, 39 the greater respiratory excursions at the bases are thought to promote macrophage mobility there. it is to be expected therefore that the bases would both receive and clear more dust than the apices, rendering it difficult to predict on theoretical grounds which parts of the lungs carry the heaviest dust burden. in fact, more dust of all types is found in the upper lobes, the part most severely affected by every type of pneumoconiosis except asbestosis. 40, 41 the predilection of asbestos to affect the periphery of the lower lobes is attributed to the dangerous long asbestos fibres preponderating there. 41, 42 pulmonary reactions to mineral dust the main tissue reaction to mineral dust is fibrosis. silica is highly fibrogenic and is therefore very likely to cause pneumoconiosis. carbon is non-fibrogenic and therefore, unless there are complications, coal pneumoconiosis causes little disability. tin too is harmless, and stannosis therefore unimportant, although the chest radiograph is highly abnormal because tin is very radiopaque. stannosis is one of several terms that specify pneumoconiosis due to a particular mineral, the best known being silicosis, asbestosis and anthracosis. the blackness of carbon and red-brown colour of iron give ample evidence, both naked-eye and microscopically, of the type and amount of these dusts when they are present in the lung ( fig. 7.1.3 ), but other inorganic dusts may be more difficult to identify. however, a flick-out substage condenser and polaroid filters to test for refractility and birefringence respectively are useful adjuncts that are too often neglected by the histopathologist. crystalline silica is traditionally regarded as being only weakly birefringent, in contrast to silicates which generally show up brightly with simple crossed polaroid filters. 43 however, with modern microscope lamps, if the light source is set at high intensity when using polaroid filters, both silica and silicates are birefringent. 44 mineralogists use polarising microscopy for analysis, but only by studying large polished crystals with controlled orientation of the light. the small dust particles found in tissue sections are too small to permit analysis by this technique but it is nevertheless very useful for detecting their presence ( fig. 7.1.4) . particle shape gives a useful indication of mineral type but appearances are sometimes deceptive: the plate-like crystals of talc are seldom observed as such, usually being viewed edge-on, when they appear to be needle-shaped. occasionally, stains can be used to identify minerals, e.g. a modified perls' reaction for inhaled iron, and irwin's aluminon stain for aluminium, but these too have largely been replaced by modern analytical techniques. ultrafine dust particles are particularly liable to be transported across the alveolar epithelium. 11 the integrity of the alveolar epithelium is very important to dust translocation from the air spaces to the interstitium. much more dust reaches the interstitium if the epithelium is damaged. 18, 19 it is widely thought that macrophages that have left the interstitium for the alveolar space never return, 17, 20 but this is probably untrue. 21 heavily laden macrophages accumulate in alveoli bordering the terminal and respiratory bronchioles, eventually filling them completely. erosion of the alveolar epithelium permits re-entry of these macrophages into the interstitium, 22 very close to foci of bronchial mucosaassociated lymphoid tissue (malt), which are found near the terminal bronchioles. 23 these aggregates guard the mouths of lymphatics, which commence at this point; alveoli are devoid of lymphatics. dustladen interstitial macrophages accumulate in and around the bronchial malt, which macklin therefore referred to as dust sumps. 24 most pneumoconiotic lesions are found in the region of the dust sumps and are therefore focal. asbestosis is diffuse rather than focal because the long asbestos fibres are not readily mobilised and cannot be concentrated in the centriacinar dust sumps. this is also seen on occasion with platy non-fibrous dusts such as talc, mica, kaolinite and feldspar. [25] [26] [27] [28] [29] [30] [31] [32] [33] within the dust sumps the dust particles are not static. they are constantly being freed and reingested by interstitial macrophages and, because these cells are mobile, successively inhaled dusts soon become intimately mixed. 34 macrophages play an important role in pneumoconiosis and if the dust is fibrogenic the repeated phagocytosis of indestructible mineral particles results in constant fibroblast stimulation. the zonal distribution of pneumoconiosis pneumoconiosis affects both lungs but seldom evenly and some pneumoconioses show characteristic patterns of lung involvement. in microincineration combined with dark-field microscopy can also be used to demonstrate small particles. incombustible mineral particles that cannot be seen with bright-field or polarising microscopy are rendered visible by this technique and their position on the slide can be compared with tissue reactions evident in a serial section that has not been incinerated. microincineration has, however, also been largely replaced by modern analytical techniques that will now be considered. analytical electron microscopy is very helpful in identifying minerals, whether applied to lung digests or tissue sections. [45] [46] [47] [48] scanning electron microscopy permits the examination of thicker sections than transmission electron microscopy but does not detect very small particles. however, scanning electron microscopy allows more tissue to be examined and avoids the difficulty of cutting mineral particles with an ultramicrotome. mineral particles in a 5-µm thick deparaffinised section can be recognised in a scanning electron microscope set to collect the back-scattered electrons. 46 the instrument can then be focused on points of potential interest and switched to x-ray diffraction, which provides information on crystal structure (fig. 7.1.5) . alternatively, elemental analysis may be undertaken with either energy-dispersive or wavelength-dispersive x-ray spectroscopy. with energy-dispersive x-ray spectroscopy, all elements of atomic number above 11 are identified, whilst with wavelength-dispersive x-ray spectroscopy the section can be scanned for one particular element. with the former technique different elements are shown graphically as individual peaks, the heights of which are proportional to the amounts of the different elements within the particle studied, thereby giving information on probable molecular formula ( fig. 7.1.6) . thus, different silicates can be distinguished from each other and also from silica, which registers as pure silicon, oxygen (atomic number 8) not being detected. the fact that the elements of low atomic number that constitute organic chemicals are not detected means that any minerals present (except beryllium, atomic number 4) can be recognised easily in tissue sections. only particles can be analysed however: elements present in only molecular amounts cannot be detected by x-ray analysis. the detection of trace amounts of substances such as beryllium requires bulk chemical analysis or techniques that are not widely available such as atomic absorption spectrometry, neutron activation analysis and microprobe mass spectrometry. 49, 50 the last of these techniques can also provide molecular (as opposed to elemental) analysis of organic as well as inorganic particles. 51 another analytical technique of interest is microscopic infrared spectroscopy which provides data on the compound nature of microscopic particles in tissue sections ( fig. 7.1.7) . micro-raman spectroscopy is also useful in this respect. some metals cause hypersensitivity, which can be identified by exposing the patient's lymphocytes to metals and measuring their reaction in vitro. 52 radiological grading of pneumoconiosis a scheme for grading pneumoconiosis radiologically by comparison with standard radiographs has been adopted by the international labour organisation (ilo) and is widely used. 53 small opacities (up to 1 cm diameter) are graded by their profusion, 1, 2 and 3 indicating increasing numbers, and by their size, increasing through p, q and r if rounded and s, t and u if irregular. type p opacities are described as punctiform and measure up to 1.5 mm in diameter; larger lesions up to 3 mm in diameter (type q) are described as micronodular or miliary; and those over 3 mm and up to 1 cm in diameter (type r) are described as nodular. irregular opacities cannot be sized so accurately, s, t and u indicating fine, medium and coarse respectively. large opacities (over 1 cm diameter) are graded by their combined size, increasing through a, an opacity measuring between 1 and 5 cm in diameter; b, one or more opacities whose combined area does not exceed the equivalent of one-third of the area of the right lung field (when they are regrouped in the mind's eye or measured with a transparent ruler); and c, one or more opacities whose combined area exceeds one-third of the area of the right lung field (when similarly regrouped). in coalworkers, small opacities (up to 1 cm diameter) correspond to simple coalworker's pneumoconiosis and large opacities (over 1 cm diameter) to complicated coalworker's pneumoconiosis, which is also known as progressive massive fibrosis. silicotic lesions have been identified in the lungs of egyptian mummies, and the injurious effects on the lungs of inhaling mine dust have been recognised for more than 400 years. as long ago as the sixteenth century in joachimsthal, bohemia (now jachymov, czech republic), diseases of miners' lungs were attributed to the dust the miners breathed. silicosis, tuberculosis and lung cancer are all now known to have been prevalent among the miners in this region, the cancer being largely attributable to the high level of radioactivity in the mines. silicosis was recognised in the uk soon after the discovery in 1720 that the addition of calcined flint to the clay from which china is made produced a finer, whiter and tougher ware. the preparation and use of this flint powder were highly dangerous, causing the condition known as potter's rot, one of the first of the many trade names by which silicosis has since been known. aluminium oxide (alumina) now provides a safe, effective substitute for flint in this industry. in 1830 it was noted that sheffield fork grinders who used a dry grindstone died early, and amongst other preventive measures it was recommended that the occupation should be confined to criminals: fortunately for them, the substitution of carborundum (silicon carbide) for sandstone was effective enough. however, silicosis still occurs in some miners, tunnellers, quarrymen, stone dressers and metal workers. silica in one form or another is used in many trades -in the manufacture of glass and pottery, in the moulds used in iron foundries, as an abrasive in grinding and sandblasting, and as a furnace lining that is refractory to high temperatures. rocks such as granite and sandstone are siliceous and their dusts are encountered in many mining and quarrying operations. in coal mining in the uk the highest incidence of the disease was in pits where the thinness of the coal seams required the removal of a large amount of siliceous rock, a process known as 'hard heading' . in south africa, silicosis causes a high mortality among the gold miners on the witwatersrand, where the metallic ore is embedded in quartz. slate is a metamorphic rock that contains both silica and silicates, and slateworkers develop both silicosis and mixed-dust pneumoconiosis. 55, 56 nor are rural industries immune from the disease, particularly if ventilation is inadequate, as it is in certain african huts where stone implements are used to pound meal and the occupants develop mixed-dust pneumoconiosis. 57 silicosis and mixed-dust pneumoconiosis have also been reported in dental technicians. 58 desert sand is practically pure silica but the particles are generally too large to reach the lungs. however, silicosis has been reported in inhabitants of the sahara, libyan and negev deserts and those living in windy valleys high in the himalayan mountains, [59] [60] [61] [62] [63] [64] [65] whilst in california the inhalation of dust raised from earth has led to silicate pneumoconiosis in farm workers, 66 horses 67 and a variety of zoo animals. 68 the silica in rocks such as granite, slate and sandstone is largely in the form of quartz and this is therefore the type of silica encountered in most of the industries considered above. cristobalite and tridymite, which are possibly even more fibrogenic than quartz, are more likely to be encountered in the ceramic, refractory and diatomaceous earth industries where processing involves high temperatures. many workers with silicosis are asymptomatic. as a general rule, exposure to silica dust extends over many years, often 20 or more, before the symptoms of silicosis first appear: by the time the disease becomes overt clinically, much irreparable damage has been inflicted on the lungs. the initial symptoms are cough and breathlessness. from then onwards, respiratory disability progresses, even if the patient is no longer exposed to silica dust. ultimately, there may be distressing dyspnoea with even the slightest exercise. silicosis sometimes develops more rapidly, perhaps within a year or so of first exposure. such 'acute silicosis' was observed in the scouring powder industry in the 1930s when these cleansing agents consisted of ground sandstone mixed with a little soap and washing soda. 69, 70 the additives were considered to have rendered the silica in the sandstone more dangerous but it is possible that the rapidity of onset of the disease merely reflected the intensity of the dust cloud to which the packers were exposed. confusingly, the term 'acute silicosis' has since been applied to a further effect of heavy dust exposure in tunnellers, sand blasters and silica flour workers, namely pulmonary alveolar lipoproteinosis (see below), 71, 72 whilst the terms 'accelerated silicosis' or 'cellular phase silicosis' have been substituted for 'acute silicosis' in referring to the rapid development of early cellular lesions. 43, 73 the time from first exposure to the development of symptoms (the latency period) is inversely proportional to the exposure level. however, it is evident that a certain amount of silica can be tolerated in the lungs without fibrosis developing, indicating either a time factor in the pathogenetic process or a threshold dust load that has to be reached before fibrosis develops. silica particles that are roughly spherical in shape and of a diameter in the range of 1-5 µm sediment out in the alveoli and are concentrated within macrophages at macklin's dust sumps, as explained previously (see p. 27). early lesions, as seen in so-called accelerated or cellular phase silicosis, consist of collections of macrophages separated by only an occasional wisp of collagen. the early lesions have been likened to granulomas and on occasion have been mistaken for langerhans cell histiocytosis or a storage disorder, but langerhans cells are scanty and the histiocytes contain dust particles rather than accumulated lipid or polysaccharide. the macrophages of the early lesion are gradually replaced by fibroblasts and collagen is laid down in a characteristic pattern. the mature silicotic nodule is largely acellular and consists of hyaline collagen arranged in a whorled pattern, the whole lesion being well demarcated ( fig. 7.1.8 ) and sometimes calcified. small numbers of birefringent crystals are generally evident within the nodules when polarising filters are used, but these mainly represent silicates such as mica and talc, inhaled with the silica. silica particles are generally considered to be only weakly birefringent, 43 but fairly strong birefringence is evident in strong light (see above). 44 silicotic nodules develop first in the hilar lymph nodes and are generally better developed there than in the lungs. [74] [75] [76] indeed, silicotic nodules are occasionally found in the hilar lymph nodes of persons who have no occupational history of exposure to silica and whose lungs are free of such lesions, the silica in the nodes being presumed to represent inhaled particles derived from quartz-rich soil. 77 severely affected lymph nodes often calcify peripherally, giving a characteristic eggshell-like radiographic pattern. this is sometimes the only radiological abnormality. 76 such enlarged lymph nodes may occasionally press upon and obstruct adjacent large bronchi 78 or result in a left recurrent laryngeal nerve palsy, 79 so simulating malignancy. 80 sometimes the nodules develop within the walls of major bronchi, occasionally causing a middle-lobe syndrome (see p. 92). 81 silicotic nodules are also found along the lines of the pleural lymphatics 75, 82 where they have been likened to drops of candle wax on the visceral pleura. very rarely, silica-induced fibrosis is more pronounced in the pleura than in the lungs. 83 lung tissue between the nodules is often quite normal and not until the process is very advanced is there any disability ( fig. 7. 1.9b). in severe cases large masses of fibrous tissue are formed, which may undergo central necrosis and cavitation ( fig. 7.1.10 ). 84 on close inspection it is evident that these consist of conglomerations of many silicotic nodules closely packed together. in such severe cases cor pulmonale develops. occasionally, silicotic nodules develop in the abdominal as well as the thoracic lymph nodes, and in the liver, spleen, peritoneum and bone marrow. [85] [86] [87] [88] [89] in about 10% of cases, the typical pulmonary nodules that predominantly affect the upper lobes are accompanied by diffuse fibrosis that is maximal in the lower lobes. 27, 33, [90] [91] [92] the latter may show 'honeycombing' and closely resemble idiopathic pulmonary fibrosis. the association is too common to be explained by chance and the diffuse fibrosis is therefore regarded as a further manifestation of the pneumoconiosis, possibly due to an interaction between the dust and the immunological factors discussed below. the pathogenesis of silicosis has excited much interest and many different theories have been advanced over the years. an early theory held that the hardness of the silica was responsible, but this was discounted by the observation that silicon carbide (carborundum) is harder than silica but is non-fibrogenic. theories based on the piezoelectric property and on the solubility of silica were successively abandoned although the latter had a long period of popularity. it gained support from kettle's experiments which showed that fibrosis developed about chambers placed in an animal's peritoneal cavity if the chambers contained silica powder sealed in by a collodion membrane through which solutes such as silicic acid could pass. however, it was later shown that the pores in a collodion membrane are quite irregular in size and when the experiments were repeated using chambers guarded by millipore membranes, no fibrosis developed, despite solutes being able to diffuse out. 93 the solubility theory also fails to take account of the differing fibrogenicity of the various forms of silica despite them being of similar solubility. 54 furthermore, if the outer, more soluble layer of the particles is removed by etching, fibrogenicity is increased although solubility is decreased. in line with this, freshly fractured crystalline silica is more pathogenic in every respect than its aged equivalent, 94 which may partly explain the severity of silicosis in trades such as sandblasting. these observations suggest that the fibrogenicity of silica is connected with its surface configuration. it is now known that uptake of the silica by macrophages is necessary for silicosis to develop. if silica and macrophages are enclosed together in peritoneal millipore chambers, a soluble product of the macrophages diffuses out and causes fibrosis. this observation led to the realisation that the fibrogenicity of the various crystalline forms of silica correlated well with their toxicity to macrophages and for a time macrophage death was thought to be necessary. 95 it is now considered that before the macrophages are killed by the ingested silica, they are stimulated to secrete factors that both damage other con stituents of the lung and promote fibrosis. [96] [97] [98] [99] [100] [101] [102] transforming growth factor-β is one fibrogenic factor that has been implicated in the pathogenesis of silicosis. [103] [104] [105] toxic damage to macrophages is due to silica particles injuring the phagolysosomal membranes, so releasing acid hydrolases into the cytoplasm. 95 it is important in the pathogenesis of the disease indirectly because when the macrophage crumbles, the silica particles are taken up by fresh macrophages and the fibrogenic process continues. it has been suggested that early involvement of the hilar lymph nodes in the fibrogenic process promotes the development of the disease in the lung by delaying dust clearance. 74 immunological factors have been implicated in the pathogenesis of silicosis because many patients with silicosis have polyclonal hypergammaglobulinaemia, rheumatoid factor or antinuclear antibodies, and because there is a well-recognised association between autoimmune diseases such as systemic sclerosis and rheumatoid disease and exposure to silica. 43, [106] [107] [108] [109] the relation of immunity to dust exposure appears to be a reciprocal one: on the one hand, the presence of dust results in rheumatoid lesions in the lungs being more florid (see caplan's syndrome, p. 341), whilst on the other, non-specific immunisation of rabbits with horse serum results in experimental silicotic lesions being larger and more collagenous. 110 it is doubtful whether pneumoconiosis and autoimmune disease play a causative role in each other but one seems to aggravate the other and may lead to its earlier development. one of the commonest and most feared complications of silicosis is chronic respiratory tuberculosis. 109 once this infection has been added to the silicosis, the prognosis rapidly worsens. it is thought that in the presence of silica, the tubercle bacilli proliferate more rapidly because the ingested silica particles damage phagolysosomal membranes and thereby interfere with the defensive activity of the macrophages. the synergistic action of silica dust has long been held responsible for the inordinately high incidence of respiratory tuberculosis in mining communities. many former south african gold miners now have acquired immunodeficiency syndrome (aids) as well as silicosis and tuberculosis has consequently reached almost epidemic proportions amongst these men. phagocyte damage by ingested dust particles may also cause some cases of chronic necrotising aspergillosis complicating pneumoconiosis. 111 a series of studies suggesting that there might be a link between silica inhalation and lung cancer was reviewed by the international agency for research on cancer in 1987, leading to the conclusion that the evidence for carcinogenicity of crystalline silica in experimental animals was sufficient, while in humans it was limited. 112 subsequent epidemiological publications were reviewed in 1996, when it was concluded that the epidemiological evidence linking exposure to silica to the risk of lung cancer had become somewhat stronger 113 but that in the absence of lung fibrosis remained scanty. 113 the pathological evidence in humans is also weak in that premalignant changes around silicotic nodules are seldom evident. 114 nevertheless, on this rather insubstantial evidence, lung cancer in the presence of silicosis (but not coal or mixed-dust pneumoconiosis) has been accepted as a prescribed industrial disease in the uk since 1992. 115 some subsequent studies have provided support for this decision. 116 in contrast to the sparse data on classic silicosis, the evidence linking carcinoma of the lung to the rare diffuse pattern of fibrosis attributed to silica and mixed dusts is much stronger and appears incontrovertible. 33, 92 alveolar lipoproteinosis in response to heavy dust exposure a further complication of exposure to silica is the development of alveolar lipoproteinosis (see p. 317). 71, 72, 117, 118 very heavy experimental exposure to silica, and indeed other dusts, stimulates hypersecretion of alveolar surfactant to such an extent that the normal clearance mechanism is overwhelmed. [119] [120] [121] [122] [123] [124] [125] alveolar macrophages are enlarged by numerous phagolysosomes distended by lamellar bodies that represent ingested surfactant. the alveoli are filled by such cells and, having a foamy cytoplasm, they produce the appearances of endogenous lipid pneumonia, similar to that more usually encountered as part of an obstructive pneumonitis distal to a bronchial tumour. the macrophages gradually disintegrate and the free denatured surfactant slowly becomes compacted, during which time its staining with both eosin and the periodic acid-schiff reagents intensifies until the appearances are finally those of alveolar lipoproteinosis. this process prevents the aggregation and concentration of the dust in the usual foci and thereby hinders the development of silicosis. lipoproteinosis and silicosis may be seen in conjunction but, more often, different areas of the lung show one or the other. the lipoproteinosis has its own severe impact on lung function, but, unlike silicosis, is potentially reversible (by massive alveolar lavage). occasional patients exposed to silica develop renal disease. [126] [127] [128] [129] two mechanisms appear to operate. first, translocation of silica particles from the lungs leads to their deposition in the renal interstitium with resultant nephrotoxity. second, silica stimulates an autoimmune response characterised by the formation of various antibodies, notably rheumatoid factor and antinuclear antibodies, which leads to the development of immune complex-mediated glomerulonephritis. 128, 129 amorphous silica manmade submicron forms of silica, variously known as amorphous, vitreous, colloidal, synthetic or precipitated silica, are widely used in industry. they consist of pure non-crystalline silicon dioxide. particle size ranges from 5 to 200 nm but aggregates of the particles measure from 1 to 10 µm. industrial surveys suggest that inhalation of such dust is harmless, observations that are in accord with the results of animal experiments. 54 an amorphous silica is the principal component of the fossilised remains of diatoms that constitute the sedimentary rock, diatomite ( fig. 7.1.11 ). this is generally obtained by open-cast mining, following which the rock is crushed and calcined. the calcined product is used in filters, insulation material and as a filler. being amorphous, the silica in diatomite is harmless, but calcining (>1000°c) results in its conversion to crystalline forms of silica. diatomaceous earth pneumoconiosis is unusual and its risk appears to be related to the amount of cristobalite and tridymite (two forms of crystalline silica) produced in the calcining process. 130 the silicates are complex compounds in which silicon and oxygen form an anion combined with cations such as aluminium and magnesium: talc, for example, is a hydrated magnesium silicate with the formula mg 3 si 4 o 10 (oh) 2 . silicates include fibrous forms (asbestos and the zeolites), plate-like forms (talc and mica) and clays (kaolinite and fuller's earth). in histological sections, the platy talc and mica particles are generally cut tangentially and therefore appear needleshaped (see fig. 7 .1.4). they are strongly birefringent whereas the clays are only weakly so. talc particles in the lung exceeding 5 µm in length should arouse suspicion of intravenous drug abuse. 131 of the fibrous silicates, zeolite is used as a building material in certain communities, notably in central turkey. pneumoconiosis is not a problem but zeolites are of medical interest because, like asbestos, they present a mesothelioma risk. asbestos is dealt with separately (see below). pneumoconiosis has been described with various non-fibrous silicates, notably in the rubber industry, which uses talc and, less commonly, mica as lubricants. other occupations posing a risk include the extraction of kaolinite from china clay (kaolin), 27, 132, 133 and in the open-cast and underground mining of fuller's earth (montmorillonite, bentonite and attapulgite clays, which were originally used in 'fulling' (degreasing) wool). 134, 135 however, all these substances are commonly contaminated with silica, asbestos or both, and it has been questioned whether in pure state they are at all fibrogenic. the modifying effect of inert substances such as iron on that of silica is well known (see mixed-dust pneumoconiosis, below) and it has been suggested that talc, mica and fuller's earth act in a similar way in regard to their more fibrogenic contaminants, the pneumoconioses attributed to them in reality representing mixed-dust pneumoconiosis or asbestosis. contrary evidence comes from reports of pulmonary fibrosis in persons heavily exposed to pure talc, mica or kaolin. 32 all these silicates are evident in the tissues as plate-like birefringent crystals which often provoke a foreign-body giant cell reaction (see fig. 7 .1.3) and may result in fibrotic nodules. large focal lesions resembling the progressive massive fibrosis of coalworkers may be produced, and also a diffuse 'asbestosis-like' form of pneumoconiosis, the latter attributed to poor macrophage mobilisation of the plate-like particles. [27] [28] [29] [30] [31] [32] [132] [133] [134] [135] [136] [137] [138] it would appear therefore that silicates are indeed fibrogenic if enough is inhaled; they appear to vary in fibrogenicity but in all cases they are less fibrogenic than silica. inert dusts are non-fibrogenic and therefore of little clinical consequence, although elements of high atomic number can give rise to a striking chest radiograph. 139 it should be noted however that inert or lowly fibrogenic materials may be associated with substances of medical importance, for example, kaolin, bentonite and barytes (barite) may all be contaminated with silica 27, 134, 140 and talc may be contaminated with asbestos. the best known of the inhaled inert mineral dusts is carbon while, of the remainder, iron is the most widespread. others include tin and barium. with all these dusts, particles retained in the lung are gathered at macklin's dust sumps by heavily laden macrophages which are lightly bound together there by a few reticulin fibres. collagen is not formed and the worker suffers no ill-effects. the lungs take on the colour of the dust and in siderosis assume a deep brick-red hue. carbon deposition is commonly found in the lungs, particularly those of city dwellers and tobacco smokers. it is also the principal constituent of coal, which is dealt with separately below, and large amounts of pure carbon may be inhaled by workers involved in the manufacture of carbon black, carbon electrodes and charcoal. [141] [142] [143] [144] although carbon is regarded as being non-fibrogenic, the very heavy lung burdens encountered in industries such as these may lead to the complicated form of pneumonconiosis known as progressive massive fibrosis that is more commonly encountered in coal workers (see p. 340). heavy pure carbon deposition may also be acquired domestically when wood is burnt in buildings devoid of a chimney, so-called 'hut lung', 145 a term that is also applied to the domestic acquisition of carbon mixed with silica or silicates, resulting in forms of mixeddust pneumoconiosis. 57, 64, 65 anthracofibrosis is a term introduced by chinese bronchoscopists for bronchial stenosis or obliteration associated with carbon pigmentation of the mucosa. 146 although the original description incriminated tuberculosis, mixtures of various mineral dusts acquired at work or domestically are a more likely cause. [147] [148] [149] [150] iron dust in the lungs was first described by zenker in 1867, when he also introduced the terms siderosis and pneumonokoniosis. 3 zenker was describing a woman who coloured paper with iron oxide powder ('rouge'), a substance which is still encountered by some workers engaged in polishing silver, glass, stone and cutlery. siderosis is also found in welders, iron foundry fettlers, steel workers, boiler scalers and haematite miners and crushers. iron dust particles are reddish-brown but in the lung may be masked by carbon 151 : when evident, or revealed by microincineration, they resemble haemosiderin and generally give a positive perls' reaction, but particularly with haematite, heat (60-80 o c) and concentrated (12n) hydrochloric acid may be necessary. 152 haematite miners in both the uk (cumbria) and france (lorraine) have an increased risk of bronchial carcinoma, but radon gas rather than haematite is the suspected carcinogen. radon is a decay product of uranium. minute amounts are present in all rocks but local concentrations occur and these are liable to build up in mines if ventilation is limited. silver, as well as iron, is found in the lungs of silver polishers, where it stains elastin in alveolar walls and pulmonary vessels grey. such argyrosiderosis is as harmless as siderosis. tin miners are subject to silicosis but not stannosis because the ore, which is found in association with siliceous rocks, contains only low concentrations of the metal. tin smelters, on the other hand, and factory workers exposed to high concentrations of tin dust or fume, are liable to inhale large amounts of this inert metal and develop the striking chest radiograph of stannosis. they remain in good health however for tin is completely non-fibrogenic. tin particles in the lung resemble carbon but are strongly birefringent and remain after microincineration: microprobe analysis provides positive identification. other inert dusts include barium, which also has a high atomic number and is therefore radiopaque, 139 and minerals of low radiodensity such as limestone, marble and cement (all chiefly composed of calcium carbonate) and gypsum (hydrated calcium sulphate). however, the extraction of barium ore (almost entirely in the form of barium sulphate, which is known as barytes in europe and barite in the usa) may entail exposure to silica and silicates. pure baritosis resembles stannosis and siderosis. the term 'mixed-dust pneumoconiosis' refers to the changes brought about by inhaling a mixture of silica and some other less fibrogenic substance such as iron, carbon, kaolin or mica. 33, 151, [153] [154] [155] the proportion of silica is usually less than 10%. typical occupations include foundry work and welding and the mining of coal, haematite, slate, shale and china clay. the action of the silica is modified and, although fibrotic nodules are formed, they lack the well-demarcated outline and concentric pattern of classic silicosis. the lesions are found in a centriacinar position and are stellate in outline with adjacent scar emphysema. they are firm and generally measure no more than 5 mm in diameter. they closely resemble the fibrotic nodules of simple coal pneumoconiosis (see below). confluent lesions also occur on occasions. these resemble the progressive massive fibrosis of coalworkers and appear to represent a single large lesion rather than a conglomeration of individual nodules, as in advanced silicosis. abundant dust is generally evident in lesions of all sizes; this consists of black carbon or brown iron mixed with crystals of varying degrees of birefringence, silicates generally being strongly birefringent and silica weakly so. calcification is unusual. mixed-dust pneumoconiosis carries an increased risk of pulmonary tuberculosis, but not to the same degree as silicosis. in some cases the stellate nodules are accompanied by diffuse fibrosis, as in silicosis and again possibly involving interactions between the dust and immunological factors. involvement of the bronchi with consequent stenosis (so-called anthracofibrosis) is described above. the term 'anthracosis' was initially applied to changes observed in a coalminer's lung 157 but is now often extended to include the common carbon pigmentation of city dwellers' lungs, and the term 'coal pneumoconiosis' is more appropriate to a special form of pneumoconiosis to which coalworkers are subject, particularly those who work underground. the principal constituent of coal, carbon, is non-fibrogenic, so suspicion has naturally fallen on the ash content of mine dust, some of which derives from the coal, some from adjacent rock strata and some from stone dust laid in the roadways to minimise the risk of coal dust explosions. coal itself appears to be the responsible agent because coal-trimmers, working in the docks and not exposed to rock dust, also develop the disease. 158 coalminers encountering siliceous rock are, of course, also liable to develop silicosis like other underground workers. coal consists largely of elemental carbon, oxygen and hydrogen with traces of iron ore and clays such kaolinite, muscovite and illite, but no silica. the mineral content varies with the type and rank (calorific value) of the coal. all coal derives from peat, the youngest type being lignite and the oldest anthracite, with bituminous (house) coal in between. as it ages, the oxygen and mineral constituents diminish and the coal hardens. lignite is soft and said to be of low rank, anthracite hard and of high rank, with bituminous coal intermediate. although high-rank coal is of low mineral content, its dust is more toxic to macrophages in vitro and is cleared more slowly in vivo. this observation may explain why, in the uk, high-rank coal is associated with a higher prevalence of coal pneumoconiosis. the low mineral content of high-rank coal is reflected in the mineral content of the lungs of those who hew such coal in the uk, but in the ruhr, in germany, and in pennsylvania, in the usa, anthracite miners' lungs contain more silica than those who hew bituminous coal, the silica presumably deriving from other sources. not surprisingly, the presence of silica is reflected in the tissue reaction to the inhaled dust, resulting in a more fibrotic reaction very analogous to mixed-dust pneumoconiosis. a spectrum of changes is therefore encountered in coalminers' lungs, ranging from coal pneumoconiosis through mixeddust pneumoconiosis to silicosis; the findings in any individual depend upon the nature of the coal being mined and the type of work undertaken. in high-rank british collieries the development of coal pneumoconiosis appears to depend on the total mass of dust inhaled, whereas in low-rank british collieries the mineral content of the lung dust appears to be more important. 159 this may explain apparently contrary data drawn from different coalfields -data based on coals of different composition that are not strictly comparable. some workers have stressed the importance of silica in the dust whereas others, particularly in the high-rank coalfields of south wales, have been unable to detect any association between silica and the level of pneumoconiosis. both findings may be correct, but only for the particular group of miners examined in each case. 160 the lesions of coal pneumoconiosis are generally focal and fall into one or other of two major types, simple and complicated, depending upon whether the lesions measure up to or over 1 cm; simple corresponds to categories 1-3 of the ilo grading system (see p. 331) and complicated, which is also known as progressive massive fibrosis, to ilo categories a-c. more diffuse interstitial fibrosis has been reported in about 16% of welsh and west virginian coalminers, usually involving those carrying a particularly heavy dust burden; it runs a more benign course than non-occupational interstitial fibrosis (idiopathic pulmonary fibrosis). 161 similar findings have been reported from france. 162 simple coal pneumoconiosis consists of focal dust pigmentation of the lungs, which may be associated with a little fibrosis and varying degrees of emphysema. its clinical effects are relatively minor. some degree of black pigmentation (anthracosis) of the lungs is common in the general urban population, especially in industrial areas, but much denser pigmentation is seen in coalminers, whose lungs at necropsy are black or slate-grey. black pigment is evident in the visceral pleura along the lines of the lymphatics and on the cut surface where it outlines the interlobular septa and is concentrated in macklin's centriacinar dust sumps ( fig. 7.1.12 ). the dust is generally more plentiful in the upper parts of the lungs and in the hilar lymph nodes, possibly due to poorer perfusion and consequently poorer lymphatic drainage there (see p. 21). 162 two forms of coal dust foci are recognised, macules and nodules, the former being soft and impalpable and the latter hard due to substantial amounts of collagen. both lesions are typically stellate but the more fibrotic the nodules, the more rounded they become, until it is difficult to distinguish them macroscopically from those of silicosis. in these circumstances reliance has to be placed on the whorled pattern of the collagen that is evident microscopically in silicosis. the stellate nodules are analogous to those seen in mixed-dust pneumoconiosis caused by mixtures of silica and inert dusts other than carbon (see above). with polarising filters, small numbers of birefringent crystals may be seen in both macules and nodules, usually representing mica or kaolinite derived from rock that bordered the coal. macules consist of closely packed dust particles, free or within heavily laden macrophages, so that the lesion appears black throughout ( fig. 7.1.13 ). appropriate stains show that the dust-laden macrophages and free dust are lightly bound by reticulin. very little collagen is evident. although striking in their appearance, dust macules are thought to have little effect on lung function. nodules contain substantial amounts of collagen and are thought to have an adverse, but limited, effect on respiration. they vary from a heavily pigmented, stellate lesion, which apart from its collagen content resembles the dust macule ( fig. 7. 1.14), to one that is less pigmented and more circumscribed. the stellate, heavily pigmented type of nodule is seen in lungs that have a relatively low ash content whilst the more rounded and less pigmented nodule is seen in lungs with relatively high ash loads. 163 radiologically (see p. 321), p-type opacities correspond to macules, q-type opacities to the stellate nodules that resemble those of mixeddust pneumoconiosis and r-type opacities to the rounded nodules that resemble those of silicosis. 53, 164 thus, the radiological changes of simple coalworker's pneumoconiosis are due to the dust and the small amount of collagen present and do not reflect any emphysema that may also be present. however, pulmonary dust foci are often associated with emphysema ( fig. 7.1.15 ) and the severity of the emphysema appears to correlate with the dust load. the prevalence of chronic bronchitis and emphysema is high in the coal industry and it has long been debated whether occupation or cigarette smoking is the major factor contributing to emphysema in coalminers. [165] [166] [167] [168] as well as mineral dust, nitrous fumes from shot-firing form another occupational hazard of coal mining. heppleston made a special study of the emphysema found in coalminers, claiming that it differs from centriacinar emphysema, as seen in smokers in the general population, and attributing it to the dust. 169 he introduced the term 'focal emphysema of coalworkers' to describe this special process. others find it very difficult to identify any convincing difference between the emphysema of coalworkers and that encountered outside the industry but heppleston based his claims on the study of serial sections. by this means he showed that, although both forms affect respiratory bronchioles, the focal emphysema of coalworkers affects more proximal orders of these airways and is not associated with the bronchiolitis seen with centriacinar emphysema. furthermore, focal emphysema is a dilatation lesion whereas coniosis, also known as progressive massive fibrosis, can have very serious consequences. particularly when the lesions are large, it is associated with productive cough, breathlessness, significant impairment of lung function and premature death. the major factor accounting for the development of progressive massive fibrosis appears to be the sheer bulk of coal dust in the lung, rather than coal rank or the silica content of the mine dust. 179 progressive massive fibrosis has occasionally been recorded in dockers loading silica-free coal into the holds of ships 158 and in workers exposed to pure carbon in the manufacture of carbon black and carbon electrodes. [141] [142] [143] progressive massive fibrosis is characterised by large (over 1 cm) black masses, situated anywhere in the lungs but most common in the upper lobes. the lesions may be solitary or multiple and very large, occupying most of the lobe and even crossing an interlobar fissure to involve an adjacent lobe (figs 7.1.3b, 7.1.16). they cut fairly easily, often with the release from a central cavity of black fluid flecked by cholesterol crystals. for many years it was believed that the condition was the result of synergism between mycobacterial infection and dust but the failure of the attack rate to decrease as tuberculosis declined negated this view. 180 today, more emphasis is placed on total dust load for the lesions tend to affect lungs that carry an unduly heavy dust burden. if the remainder of the lung shows little evidence of dust accumulation, the possibility of the masses representing caplantype lesions (see below) should be considered. centriacinar emphysema involves destruction of adjacent alveolar walls. by definition, therefore, focal emphysema is not a true emphysema at all (see p. 102). however, it has been shown that mineral dusts cause elastin and collagen breakdown in the rat lung. 170 focal emphysema may progress to the destructive centriacinar form and this has strengthened claims that mine dust plays a causal role in centriacinar emphysema. 1, [171] [172] [173] [174] [175] [176] in the uk, these claims have been accepted and chronic bronchitis and emphysema in coalminers and metal production workers have been accepted as prescribed industrial diseases since 1992. 177 in germany too, chronic obstructive pulmonary disease is now compensatable as an occupational disease. the conditions for compensation in the uk were initially: • underground coal mining for a minimum of 20 years in aggregate • forced expiratory volume in 1 second at least 1 litre below that expected or less than 1 litre in total • radiological category of at least 1/1. however the last of these criteria has now been dropped. the inclusion of a time element and the omission of some estimate of dust load (such as radiological category) have been criticised, with some justification. 178 as with lung cancer caused by chromates benefit is paid irrespective of smoking habits. whereas simple coal pneumoconiosis, particularly the macular variety, has little effect on lung function, complicated coal pneumomicroscopically, the lesions consist of dust and connective tissue intermixed in a random fashion. central necrosis and cavitation commonly occur. the necrosis is thought to be ischaemic. 181 it is amorphous or finely granular, and eosinophilic apart from abundant dust particles and cholesterol crystal clefts. the fibrotic component in a complicated pneumoconiotic lesion is rich in fibronectin, with collagen only more abundant at the periphery. 182 two types of progressive massive fibrosis are recognisable, corresponding to the two types of nodule described in simple coal pneumoconiosis. 163 the first appears to have arisen by enlargement of a single nodule, whereas the second is a conglomeration of individual lesions, each of which corresponds to the more circumscribed type of nodule seen in simple coal pneumoconiosis. the ash content of the lungs bearing these two types of progressive massive fibrosis varies in the same way as with the two types of simple pneumoconiotic nodules, the enlarged single lesion being found in lungs with a relatively low ash content, and the conglomerate lesion in lungs with a relatively high ash content. the second type resembles the conglomerate nodules of large silicotic lesions but lacks the characteristic whorled pattern of the latter. the diffuse interstitial fibrosis found in a minority of coalworkers is associated with heavy dust deposition. it may progress to honeycombing but, as with the focal forms and unlike idiopathic interstitial fibrosis, it is better developed in the upper zones, the reasons for which are discussed above (see the zonal distribution of pneumoconiosis, p. 329). the pathogenesis of coal pneumoconiosis has much in common with that of silicosis, and indeed many other pneumoconioses. it involves the promotion of fibrogenic factor synthesis and release by cells phagocytosing the inhaled dust. several such factors have now been identified, the degree of fibrosis produced varying with the amount of dust inhaled and the ability of its constituents to promote the production of the responsible cytokines. these include plateletderived growth factor, insulin-like growth factors 1 and 6, transforming growth factor-β and tumour necrosis factor-α. 101, 183, 184 as with other minerals, the indestructability of the dust perpetuates the process. as in silicosis, immunological factors appear to be involved, for there is an increased prevalence of rheumatoid arthritis 185 and of circulating autoantibodies [186] [187] [188] in miners with coal pneumoconiosis. rheumatoid factor has also been demonstrated within the lung lesions. 189 these abnormalities are generally more pronounced in miners with complicated pneumoconiosis but are also found in those with the simple variety. it is also possibly pertinent to the immunological basis of coal pneumoconiosis that some of the pulmonary manifestations of rheumatoid disease are more pronounced in coalminers. this was first pointed out by caplan and will be considered next. caplan described distinctive radiographic opacities in the lungs of coalminers with rheumatoid disease, 190 and it is now recognised that similar lesions may develop in rheumatoid patients exposed to siliceous dusts. the development of such rheumatoid pneumoconiosis does not correlate with the extrapulmonary or serological activity of the rheumatoid process. nor is there a strong relation to dust burden: caplan lesions are characteristically seen in chest radiographs that show little evidence of simple coal pneumoconiosis. pathologists recognise the lesions as particularly large necrobiotic nodules similar to those seen in rheumatoid patients who are not exposed to dust (fig. 7.1.17) . however, because of their large size (up to 5 cm diameter) they may be confused with progressive massive fibrosis undergoing central ischaemic necrosis (see above) or silicosis complicated by caseating tuberculosis. such errors will be less likely if the radiological evolution of the lesions is considered for they tend to cavitate and undergo rapid remission, only to be succeeded by others. they are also well demarcated radiologically. pathologically, they resemble rheumatoid nodules in showing peripheral palisading but differ in their large size and the presence of dust. 191 the dust accumulates in circumferential bands or arcs within the necrotic centres of the lesion (fig. 7.1.18 ), an arrangement that suggests periodic episodes of inflammatory activity. caplan lesions differ from tuberculosis in lacking satellite lesions and tubercle bacilli, and from progressive massive fibrosis in showing characteristic bands of dust pigmentation (table 7. asbestosis is defined as diffuse interstitial fibrosis of the lung caused by exposure to asbestos dust. 192, 193 it does not cover asbestos-induced carcinoma of the lung or asbestos-induced pleural disease. the development of asbestosis depends on the presence of fairly large dust burdens: this is in contrast to mesothelioma and other forms of asbestos-induced pleural disease, which, although also dose-related, occur following the inhalation of far smaller amounts of asbestos dust. asbestos is a generic term for more than 30 naturally occurring fibrous silicates, fibre being defined as an elongated particle with a length-tobreadth (aspect) ratio of at least 3. asbestos fibres have a high aspect ratio, generally over 8. based on their physical configuration they can be divided into two major groups, serpentine and amphibole. the physical dimensions and configuration of asbestos fibres are strongly linked to their pathogenicity. chrysotile (white asbestos) is the only important serpentine form. it accounts for most of the world production of asbestos of all types ( 194 being a serpentine mineral, chrysotile consists of long, curly fibres that can be carded, spun and woven like cotton ( fig. 7.1.19 ). the curly chrysotile fibres are carried into the lungs less readily than the straight amphibole asbestos fibres, and once there undergo physicochemical dissolution and are cleared more readily. they readily fragment into short particles that are easily ingested by macrophages and in the acidic environment of the macrophage phagolysosome they are particularly unstable. the half-life of chrysotile in the lungs is estimated to be in the order of only a few months. 195, 196 not surprisingly therefore chrysotile is the least harmful type of asbestos in respect of all forms of asbestos-induced pleuropulmonary disease. [197] [198] [199] it may nevertheless cause pulmonary fibrosis if sufficient is inhaled. 200, 201 in contrast to chrysotile, amphibole forms of asbestos consist of straight rigid fibres that are stable within the lung. they do not fragment, they are insensitive to chemical attack and their clearance halflives are in the order of decades rather than months. 196 the main amphibole forms of asbestos of commercial importance are crocidolite (blue asbestos) and amosite (brown asbestos). crocidolite, reputedly the most dangerous in regard to all forms of asbestos-related disease, was formerly mined in western australia (wittenoom) and south africa (cape province and the transvaal); it was the principal amphibole used in the uk. amosite, the name of which derives from the acronym for the former asbestos mines of south africa company in the transvaal, was the principal amphibole used in north america. amphiboles are no longer imported by the developed countries but much remains in old lagging and presents a considerable dust hazard when this is removed. tremolite, a further amphibole asbestos, contaminates quebec chrysotile deposits, montana vermiculite and many forms of commercial (non-cosmetic) talc and is responsible for much of the asbestos-related disease in chrysotile miners and millers. 202 another amphibole asbestos, anthophyllite, was formerly mined in finland. it causes pleural plaques (see p. 716) but not lung disease, possibly because its fibres are relatively thick ( fig. 7.1.20) . 203 erionite is a zeolite rather than a type of asbestos but is comparable in form to amphibole asbestos and is also biopersistent. it is found . these coated structures are termed 'asbestos bodies' . because other fibres may gain a similar coat, the non-specific term 'ferruginous body' has been advocated. however, coated carbon fibres (so-called coal bodies) are easily recognised as such by their black core. 206 in practice, ferruginous bodies with the appearance of asbestos bodies almost always prove to have an asbestos core. 207, 208 long fibres are more likely to be coated than short ones, which are cleared more quickly: in one study few fibres less than 5 µm in length were coated and few fibres over 40 µm in length were uncoated. 209 amphiboles form bodies more readily than chrysotile. a comparison of light and electron microscopic fibre counts found that 0.14% of chrysotile, 5% of crocidolite and 26.5% of amosite formed bodies. 210 nevertheless, sufficient chrysotile fibres are coated to permit recognition of asbestosis by standard histological criteria (diffuse fibrosis and asbestos bodies), even if chrysotile is the only asbestos present. 211 despite the biodegradability of chrysotile, asbestos body numbers do not materially diminish with time. 212 very occasionally however a patient with diffuse pulmonary fibrosis and a history of asbestos exposure has no evident asbestos bodies but analysis shows a fibre burden within the range found in asbestosis, justifying fibre analysis in such cases. 212a there is evidence that alveolar macrophages are involved in the coating of asbestos fibres to form asbestos bodies and that the bodies are less harmful to the macrophages than uncoated fibres. 213 asbestos bodies give a prussian blue reaction for iron when stained by perls' method and their yellow-brown colour makes them easily recognisable in unstained films of sputum or in unstained histological sections. sections may be cut 30 µm thick to increase the yield and help identify bodies that lie at an angle to the microtome blade. there is a good correlation between the numbers of asbestos bodies seen in lung sections and those in tissue digests. 214, 215 the bodies may be found singly or in irregular clumps or stellate clusters. they are unevenly distributed but in well-established asbestosis they are easily found. if they are not evident, asbestos burden may be assessed quantitatively in tissue digests (see below). their presence in lung tissue, sputum or bronchoalveolar lavage fluid merely confirms exposure, not the presence of disease. however, the number of asbestos bodies in lavage fluid correlates well with lung asbestos burden 216, 217 and the number in sputum correlates with the duration and intensity of exposure. [216] [217] [218] fibre counts 193, 208, [219] [220] [221] [222] [223] quantitation is desirable in certain circumstances (box 7.1.1), in which case it is best effected on 2-cm 3 blocks of fixed or fresh lung tissue obtained from three different sites, avoiding tumour and thickened pleura. the tissue blocks are digested with caustic soda or bleach, following which the fibres may be collected on a millipore membrane or viewed in suspension in a red blood cell-counting chamber. if phase contrast optics are used both coated and uncoated fibres can be assessed. 219 alternatively, dark ground illumination can be used to demonstrate uncoated fibres. 221 however, electron microscopy is to be preferred as it detects far more fibres than are visible by light microscopy and can also provide information on fibre type. it is important that the laboratory is well practised in fibre analysis and has established its own control range for the general population as well as asbestosis as most lungs contain some asbestos. ambient fibres are generally shorter than 5 µm and some workers therefore confine their counts to fibres that are at least as long as this. 224 justification for this comes from animal experiments demonstrating that long fibres cause more inflammation, chromosomal damage, fibrosis, lung tumours and mesotheliomas than short fibres, [225] [226] [227] [228] and from studies in humans suggesting that long fibres in parts of central turkey where it causes both mesothelioma and a pattern of interstitial pulmonary fibrosis that is comparable to asbestosis. 204, 205 asbestos use and exposure exposure to asbestos occurs in countries where it is extracted ( asbestos is used particularly for fireproofing, in heat and sound insulation and for strengthening plastics and cement. thus, unless adequate precautions are taken, exposure is experienced by dockers unloading asbestos in the close confines of a ship's hold, by thermal insulation workers (laggers and strippers) in shipyards, power stations, train maintenance depots, factories and other large buildings, by construction workers such as carpenters cutting asbestos building panels, and by workers making asbestos products such as fireproof textiles, brake and clutch linings, and specialised cement. as well as such direct exposure, exposure may also be: • indirect, as experienced by the families of asbestos workers • paraoccupational, as experienced by those working alongside an asbestos worker • neighbourhood, as experienced by those living downwind of an asbestos works or mine • ambient, as experienced by those living or working in a building containing asbestos. exposure to asbestos incorporated in the structure of a building carries a negligible health risk if the asbestos material is well maintained to prevent shedding of dust. stripping asbestos out is more dangerous than maintaining it in situ, but maintenance is sometimes neglected. the near indestructibility of asbestos accentuates the health problems that its ubiquity poses. because of their aerodynamic properties, fibres of 100 µm or more in length may reach the finer bronchioles and alveoli. once impacted, the sharp asbestos fibres become coated with a film of protein that is rich in iron. the coating is thickest at the ends of the fibres, giving a 229 other human studies have shown that, although asbestos load is maximal in the upper lobes, more long fibres are found at the bases, where fibrosis is most marked. 41,230 a further reason for limiting attention to the longer fibres is that the shorter ones are cleared more easily and their number therefore varies with the time lapsed since last exposure. for these reasons asbestos regulations in many countries now limit attention to fibres that are over 5 µm in length and have a length-to-diameter (aspect) ratio greater than 3: such fibres have become known as regulatory or world health organization (who) fibres. values are best expressed as fibres/g dry lung. by light microscopy, normal values range up to 50 000: over 20 000 is seen with mesotheliomas, and over 1 000 000 in asbestosis (table 7 .1.5). 216, 224, 231, 232 however, compared with electron microscopy, light microscopy is relatively insensitive, showing only 26.5% of the amosite, 5% of the crocidolite and 0.14% of the chrysotile. 210 light microscopic counts correlate poorly with severity of asbestosis 219 and electron microscopy non-asbestos fibres commonly found in the lung include mullite, which derives from fly ash. this may constitute up to 70% of the total fibre burden (see table 7 .1.6) and is thought to be harmless. there is no firm evidence that manmade fibres present a health hazard 237 but in certain localities natural non-asbestos mineral fibres, zeolites for example, are important causes of mesothelioma (see p. 718) and also cause interstitial pulmonary fibrosis. 204 in contrast to the first half of the twentieth century, much of the asbestosis encountered today is asymptomatic, identified radiologically or histologically in lungs resected for carcinoma or removed at autopsy. symptomatic cases are characterised by an insidious onset of breathlessness, a dry cough and crackles over the lower lung fields. finger clubbing is a variable feature. lung function tests show a restrictive respiratory defect. radiology initially shows small irregular basal opacities that gradually coalesce to become linear, coarsen and eventually progress to a honeycomb pattern of small cysts. the principal differential diagnosis, both clinically and pathologically, is from idiopathic pulmonary fibrosis. this is aided by the slow progression of asbestosis, which often extends over 20 years, as opposed to an average course of 2-3 years from presentation to death for the idiopathic condition. most cases of asbestosis are diagnosed solely on the occupational history and these clinicoradiological features. recourse to histology is unusual but biopsy (preferably as a wedge of lung) may be undertaken if the clinical features are atypical. histology also arises when the pathologist samples lung parenchyma remote from a resected carcinoma (the universal importance of which cannot be overemphasised). asbestosis (established) over 1 000 000 over 100 000 000 the light microscopic counts include total fibres (coated and uncoated). the electron microscopic counts include only amphibole asbestos. results from different laboratories vary and these figures, derived from several sources, 216, 231, 232 provide only a general guide. reliable results depend upon counts being made regularly and the normal range from that laboratory being ascertained. ratios of counts obtained by electron and light microscopy vary greatly but approximate to 100. is better in this respect. [197] [198] [199] by transmission electron microscopy, values may range up to 5 000 000 in controls, with asbestosis generally above 100 000 000 and mesotheliomas found at any level down to 1 000 000, all these figures representing amphibole fibres/g dried lung (see table 7 .1.5). 216, 231, 232 it should be noted that counts from different parts of the same lung may vary widely; 42,231-235 caution should therefore be exercised in interpreting a count obtained on a single sample. there is also wide discrepancy between laboratories, even when analysing the same sample. 234 results obtained in an individual case therefore have to be evaluated against a standard set of values unique to that laboratory. electron microscopy also provides valuable information on the type of fibre. chrysotile differs physically from the amphiboles in two respects: its fibres are both curved and hollow (figs 7.1.20 and 7.1.22). with an electron microscope equipped for microprobe analysis, the various forms of asbestos may also be distinguished from other fibres and from each other (box 7.1.2), 230, 236 an important point as the amphibole forms of asbestos are far more dangerous than chrysotile (table 7 .1.6). [197] [198] [199] coroners require autopsy verification of the diagnosis in all suspected cases and this also necessitates hystology. when the lungs from a patient with asbestosis are seen at autopsy, pleural fibrosis is often found, and although this may also be attributable to asbestos exposure it is to be regarded as an independent process and not part of the asbestosis: it is dealt with separately on page 715. slicing the lung affected by asbestosis shows a fine subpleural fibrosis, especially of the lower lobes ( fig. 7 .1.23). in severe cases the fibrosis often extends upwards to involve the middle lobe and lingula, and sometimes the upper lobes also. microcystic change associated with the fibrosis develops in advanced cases and in severe disease there may be cysts over 1 cm in diameter. however, these classic changes are seldom seen in developed countries today. following decades of dust suppression in asbestos factories, current patients have mild to moderate asbestosis and are dying of related cancer or of non-pulmonary disease. 238 in some of these cases the asbestosis is only detectable microscopically. fixation of the lungs through the bronchi and the use of heard's barium sulphate impregnation technique facilitate demonstration of the fibrosis (see p. 757 and fig. 7.1.23 ). the mild degree of asbestosis currently encountered is of little functional significance but is often critical in determining whether an associated carcinoma of the lung should be attributed to asbestos exposure (see below). the histological diagnosis of asbestosis requires an appropriate pattern of interstitial fibrosis associated with the presence of asbestos bodies. both components must be present. the fibrosis is paucicellular, lacking any significant degree of inflammation and being collagenous rather than fibroblastic. it is generally considered that asbestosis begins about the respiratory bronchioles and alveolar ducts where most of the asbestos fibres impact. 15 alveolar walls attached to these bronchioles show fine interstitial fibrosis. however, this early lesion has to be interpreted with caution because it is not specific to asbestos, being found with other inhaled mineral dusts 239, 240 and even in many cigarette smokers who have not been so exposed. 241 it more likely represents a non-specific reaction to a variety of inhaled particles. it may cause mild airflow obstruction but is not associated with the radiographic, clinical or restrictive changes of classic asbestosis. as the disease progresses, the focal changes join up so that the basal subpleural regions show widespread interstitial fibrosis and eventually complete destruction of the alveolar architecture. in severe cases there may be honeycombing and metaplastic changes in the alveolar and bronchiolar epithelium. apart from the presence of asbestos bodies the changes resemble those of non-specific interstitial pneumonia, or more rarely usual interstitial pneumonia. fibroblastic foci may be found but they are uncommon. there is often an increase in alveolar macrophages but the desquamative interstitial pneumonia that has been reported in association with asbestos 242, 243 is not to be regarded as a variant of asbestosis 192 ; concomitant smoking is a more likely cause. 241 a variety of other non-specific inflammatory processes such as organising pneumonia have been reported in asbestos workers and if localised some have been suspected of representing malignancy until biopsied. 244 several schemes have been proposed for grading the extent and severity of asbestosis. these are of value in epidemiological studies but should only be applied to cases meeting the histopathological criteria for a diagnosis of asbestosis. one such scheme is shown in box 7.1. 3. 193,245,246 in well-established asbestosis asbestos bodies are numerous and easy to find, aggregates of them sometimes forming clumps ( fig. 7.1.24) . in earlier lesions a detailed search may be necessary, in which fibrosis confined to the walls of respiratory bronchioles and the first tier of adjacent alveoli 2 b extension of fibrosis to involve alveolar ducts and/or two or more tiers of alveoli adjacent to the respiratory bronchiole, with sparing of at least some alveoli between adjacent bronchioles 3 fibrotic thickening of the walls of all alveoli between at least two adjacent respiratory bronchioles 4 honeycomb change a an average score is obtained for an individual case by adding the scores for each slide (0-4), then dividing by the number of slides examined b grade 1 and, to a lesser extent, grade 2 need to be distinguished from smoking-induced peribronchiolar fibrosis and mixed-dust pneumoconiosis. case the examination of unstained or perls-stained sections facilitates their identification. minimum criteria for the diagnosis of asbestosis require the identification of diffuse interstitial fibrosis in well-inflated lung tissue remote from a lung cancer or other mass lesion and the presence of either two or more asbestos bodies in tissue with a section area of 1 cm 2 or a count of uncoated asbestos fibres that falls in the range recorded for asbestosis by the same laboratory. 192, 193 there are marked variations in the concentration of asbestos fibres between samples from the same lung 216, 235 and it is therefore recommended that at least three areas be sampled, the apices of the upper and lower lobes and the base of the lower lobe. 223 the equivalent of mallory's alcoholic hyalin of the liver has been described in the lungs in asbestosis, 193, 247 and subsequently in other [248] [249] [250] [251] it is seen as small eosinophilic cytoplasmic inclusions within hyperplastic type ii alveolar epithelial cells (fig. 7.1.25a ). electron microscopy shows that the inclusions consist of a tangle of tonofilaments ( fig. 7.1.25b ) and by immunocytochemistry a positive reaction is obtained with antibodies to cytokeratin, both these features being typical of mallory's hyalin in the liver. the inclusions also react for ubiquitin, the accumulation of which is indicative of cellular damage, in particular faulty proteinolysis. 251 the differential diagnosis of asbestosis includes pulmonary fibrosis due to many other causes, any of which may of course affect an asbes-tos worker as much as members of the general population. the proportion of diffuse pulmonary fibrosis in asbestos workers that is not attributable to asbestos has been estimated to be as high as 5% and likely to rise as the risk of asbestosis diminishes with better industrial hygiene. 252 the principal differential diagnosis of asbestosis is from idiopathic pulmonary fibrosis. both diseases affect the bases and periphery of the lungs predominantly. in the late stages, cystic change is more evident in idiopathic pulmonary fibrosis but this criterion is not totally reliable. nor is the presence of pleural fibrosis, although it is usually present in asbestosis and is seldom found in idiopathic pulmonary fibrosis. asbestosis seldom progresses or does so very slowly after exposure ceases 253, 254 whereas idiopathic pulmonary fibrosis typically proves fatal within 3-4 years from onset. the fibrosis of asbestosis is generally paucicellular: inflammation is not a feature and the fibroblastic foci that characterise the usual interstitial pneumonia pattern of fibrosing alveolitis are seldom observed in asbestosis. very often the distinction from idiopathic pulmonary fibrosis has to be based on the amount of asbestos in the lung and, if asbestos bodies are not readily identifiable, this has to depend on fibre counts. errors are made both by overlooking substantial numbers of asbestos bodies completely and by ascribing undue importance to scanty bodies. if considering the possibility of minimal asbestosis (to justify attributing carcinoma of the lung to asbestos, for example) it should be remembered that a little peribronchiolar fibrosis is also characteristic of smokers' lungs, centriacinar emphysema and early mixeddust pneumoconiosis. [239] [240] [241] 255 as described above, at least two asbestos bodies/cm 2 in the presence of interstitial fibrosis distant from any lung cancer or other mass lesion is required for a diagnosis of asbestosis. 192 although the causes of asbestosis and idiopathic pulmonary fibrosis are very different, they resemble each other in several ways, suggesting that similar pathogenetic mechanisms may operate. 105, [256] [257] [258] in both these diseases there is degeneration of the alveolar epithelium and capillary endothelium, with patchy loss of the former, 256 and bronchoalveolar lavage shows an increase in macrophages that might perpetuate the damage by releasing lysosomal enzymes, nitric oxide and hydroxyl radicals. 257, [259] [260] [261] both diseases are also characterised by an increased prevalence of circulating non-organ-specific autoantibodies. 262 experimentally, asbestos exposure leads to the activation of a variety of fibrogenic cytokines at sites of lung injury. 105, [263] [264] [265] [266] [267] [268] inhaled asbestos activates a complement-dependent chemoattractant for macrophages 269 and macrophage stimulation involves the secretion of fibroblast stimulating factors, [270] [271] [272] asbestos being intermediate between haematite and silica in regard to macrophage-mediated fibrogenicity. 273 the epithelial damage could be mediated directly by the needle-like asbestos fibres or indirectly through enhanced phagocyte generation of free radicals (which is much greater with amphibole asbestos than with either chrysotile or silica). 268, 274 fibrogenic cytokines released by activated pulmonary phagocytes and regenerating alveolar epithelial cells in asbestosis include tumour necrosis factor-α and transforming growth factor-β, 268 as in idiopathic pulmonary fibrosis. as a result of better industrial hygiene, asbestosis is less severe today than in earlier years when it followed much heavier exposure, with the consequence that death from respiratory failure and cor pulmonale is less common and sufferers are surviving longer. there is therefore now a greater risk of asbestos-related cancer eventually developing. asbestos exposure predisposes to two varieties of malignant neoplasm, carcinoma of the lung and mesothelioma of the pleura and peritoneum. the risk of malignancy increases with dose but the relative risk of carcinoma is much smaller than that of mesothelioma. for example, with heavy exposure, as in lagging, the risk of mesothelioma is increased 1000-fold whereas it is increased only fivefold for lung cancer. hence, with light exposure there is a substantial risk of mesothelioma but only a small risk of lung cancer. asbestosis requires heavy exposure and in one group of patients with asbestosis, 39% died of pulmonary carcinoma, 10% of mesothelioma and 19% of other respiratory diseases. 238 although there were many earlier reports, the link with carcinoma of the lung may be considered to have been firmly established by 1955, 275 that between crocidolite asbestos and mesothelioma by 1960, 276 and that between amosite asbestos and mesothelioma by 1972. 277 mesothelioma is considered on page 717. in regard to carcinoma of the lung, asbestos is not such a potent pulmonary carcinogen as cigarette smoke but together their effects are multiplicative rather than additive (table 7 .1.7). 278, 279 however, the risk attributable to asbestos is the same regardless of smoking history, being increased fivefold in both smokers and non-smokers. there is usually a latent period in excess of 20 years between first exposure to asbestos and the development of lung cancer and the risk increases the greater the cumulative exposure. the increased risk involves carcinomas of all the histological types encountered in the lung, although adenocarcinoma has been disproportionately overrepresented. 245, [280] [281] [282] [283] [284] [285] it is uncertain 114 whether the increased risk of carcinoma is caused by the asbestos 192, [286] [287] [288] [289] [290] [291] or the asbestosis. [292] [293] [294] [295] [296] [297] [298] [299] the latter view envisages the carcinoma arising in the foci of alveolar epithelial hyperplasia and dysplasia that commonly accompany any interstitial fibrosis (see carcinoma complicating idiopathic pulmonary fibrosis, p. 275). however, most carcinomas complicating asbestosis arise in the bronchi rather than the alveolar tissue. on the other hand, more arise in the sites worst affected by asbestosis, the lower lobes and the periphery of the lung, than in the general population ( fig. 7.1.26) . 238, 245, [281] [282] [283] [284] [285] the majority view has been that asbestosis is a necessary precursor of the carcinoma but evidence to the contrary is finding increasing support (table 7 .1.8). 192 in the uk, industrial compensation was formerly only awarded to an asbestos worker for carcinoma of the lung if there was also asbestosis or diffuse pleural fibrosis but new rules were introduced in 2006. asbestosis remains a sufficient criterion but diffuse pleural thickening is not and asbestosis is no longer a necessary criterion: asbestos is deemed to have been responsible if the patient worked in asbestos textile manufacture, spraying, lagging or gas mask manufacture for at least 5 years before 1975 or 10 years after 1975. the basis for these changes is the premise that heavy asbestos exposure is sufficient in itself to account for carcinoma of the lung. 278 together, these factors have a multiplicative rather than additive effect mortality ratio non-smoking controls 1 non-smoking asbestos workers 5 cigarette-smoking controls 11 cigarette-smoking asbestos workers 53 asbestosis associated with carcinoma of the lung. the asbestosis has been highlighted by barium sulphate impregnation and is seen as a grey subpleural band to the right of the picture. although the carcinoma has arisen in the same lobe as the asbestosis it has not obviously arisen in an area affected by asbestosis. 1. asbestosis diagnosed clinically, radiologically or histologically or a minimum count of 5000 asbestos bodies per gram dry lung tissue (/g dry), or an uncoated asbestos fibre burden of 2 million amphibole fibres more than 5 µm in length/g dry, or 5 million amphibole fibres more than 1 µm in length/g dry or estimated cumulative exposure to asbestos of at least 25 fibres/ ml-years or an occupational history of 1 year of heavy exposure to asbestos (e.g. manufacture of asbestos products, asbestos spraying) or 5-10 years of moderate exposure (e.g. construction or ship-building) and 2. a minimum lag time of 10 years lung fibre counts in the asbestosis range (see table 7 .1.5) provide valuable evidence of such exposure. compensation standards for asbestos-associated lung cancer in different countries are shown in box 7. 1.4. 192,289 asbestos-induced airway disease although asbestosis causes a restrictive respiratory defect, airflow limitation is also seen in this disease. much of the airflow limitation is attributable to cigarette smoking but it is also seen in non-smoking asbestos workers and is worse in those with asbestosis. 300 the pathological basis of this appears to be small-airways disease (see p. 123). 301 it is possibly a non-specific reaction to inhaled dust or cigarette smoke. 302 because it is not established that this lesion progresses to interstitial alveolar fibrosis (asbestosis) the term 'asbestos airways disease' is suggested. 302 fibrosis limited to the bronchioles is specifically excluded from the definition of asbestosis in the latest guidelines (although these retain grade 0 for fibrosis limited to the bronchiolar walls). 193 it should also be noted that, although emphysema is considered to be a destructive rather than fibrotic condition, a little focal the presence of asbestos-related bilateral pleural plaques or asbestos-related bilateral pleural thickening and occupational exposure and a lag time of at least 12 years the presence of asbestosis or pleural plaques or diffuse pleural thickening or fibre-years of exposure only fibre-years of exposure are taken into account exposure, at least 10 years' latency and asbestos-related pleural or parenchymal changes asbestosis is not required but smoking is taken into consideration attempts are made to quantify separately the attributability to asbestos, smoking and other factors (e.g. radon) fibrosis is generally evident in this common condition 255 and does not necessarily indicate early asbestosis. aluminium has been implicated in the development of respiratory disease during the refining of its principal ore, bauxite, to yield various aluminium oxides (aluminas), in the preparation of the metal by smelting alumina, in the production of corundum abrasive and in the production of special aluminium powders used in explosives. bauxite is a mixture of various aluminium oxides, hydroxides and silicates, iron oxide and titanium dioxide. the oxides of aluminium are obtained by differential heating of the ore and the respiratory effects of this work appear to be no more than mild airway irritation. it is generally accepted that aluminium oxide is inert. aluminium is prepared by the electrolytic reduction of its oxide dissolved in sodium aluminium fluoride (cryolite), a process releasing a considerable amount of fluoride-rich effluent. exposed workers have complained of what is termed pot-room asthma. the pathology of this condition is not well described but the pathogenesis is thought to involve irritation rather than allergy. 303 the abrasive corundum is formed from bauxite mixed with coke and iron heated in an electric arc furnace, a process in which workers may be exposed to the fumes of alumina and free silica. in the past some of these workers developed diffuse pulmonary fibrosis (shaver's disease) 369 and, although this was initially attributed to the aluminium, it is now agreed that the free silica was the responsible agent. the exposure to free silica has been reduced and the disease is now regarded as historic. aluminium powder holds a paradoxical position in regard to lung disease. in certain industries it has caused very severe pulmonary fibrosis, yet in others it has proved harmless. indeed, at one time canadian miners breathed aluminium dust before work, in the belief that this would reduce the danger of silica in the mine dust 304 and more recently silicosis has been treated by such means in france. 305 it is questionable whether this practice is effective but it at least appears to cause no harm. the explanation for these contradictory observations probably lies in differing methods of manufacture of aluminium powder. aluminium metal appears to be an inert substance but this is only because it has a high affinity for oxygen and the surface layer of aluminium oxide so formed is firmly bound to the underlying metal, unlike ferric oxide which permits further rusting of iron. granular aluminium powders, produced in a ball mill or from a jet of molten aluminium, therefore acquire a protective coat of surface oxide and are inert. with stamped aluminium powders, however, surface oxidation is prevented by lubricants added to aid the separation of these flake-like particles. the usual lubricant (stearin) contains stearic acid and this polar compound combines with the underlying metal, which is thereby protected from both atmospheric oxidation and the action of body fluids when such dust is inhaled. in certain circumstances, however, non-polar lubricants in the form of mineral oils have been substituted for stearin. this happened in germany during the second world war when munition production was stepped up but stearin was difficult to obtain, 306, 307 and in the uk in the 1950s to make the powder darker for purely commercial reasons. 308 in vitro, oil-coated stamped aluminium powder reacts with water to produce aluminium hydroxide, which affords the underlying metal no protection against further attack, so that aluminium hydroxide continues to be formed. 309 this substance is a protein denaturant, once used in the tanning industry, and it is believed that this property underlies the very ex ceptional cases of severe pulmonary fibrosis that have occurred in connection with stamped aluminium powder produced with mineral oil rather than stearin. 309, 310 the fibrosis has a very characteristic pattern, affecting the upper lobes and progressing rapidly, the interval from onset of symptoms to death being as short as 2 years. 308 there is marked shrinkage of the lungs with gross elevation of the diaphragm and buckling of the trachea (fig. 7.1.27 ). the lungs are grey ( fig. 7.1.28) and microscopically, numerous small black jagged particles are seen. these can be shown to contain aluminium with irwin's aluminon stain or by microprobe analysis. 311 what appears to be a different pathological effect of aluminium dust on the lungs is the rare development of granulomatous disease resembling sarcoidosis and berylliosis. 312, 313 this represents hypersensitivity to the metal, amenable to confirmation with a lymphocyte transformation test similar to that used to diagnosis berylliosis (see below). rare cases of desquamative interstitial pneumonia and pulmonary fibrosis have been reported in aluminium welders. 311, 314 elements with atomic numbers from 57 (lanthanum) to 71 (lutetium) are known as the lanthanides or rare earth metals. they are used in many manufacturing processes, including the production of hightemperature ceramics and the grinding of optical lenses. carbon arc lamps used in reproduction photography emit appreciable quantities of oxidised lanthanides, particularly cerium oxide, and there are reports of pneumoconiosis in exposed individuals. 315 the pathological changes reported have varied from granulomatous nodules to diffuse interstitial fibrosis indistinguishable from the idiopathic variety except for the presence of rare earth elements (usually cerium) detected by polarising light microscopy and electron microprobe analysis. 315 hard metal is a tungsten alloy containing small amounts of cobalt, titanium, molybdenum and nickel. it is exceptionally tough and once formed can only be worked with diamond. it is used in the tips of drill bits, on abrasive wheels and discs, and in armaments. interstitial lung disease is liable to arise in its manufacture or in those using hard metal as an abrasive. 316 experimental work suggests that cobalt is the dangerous constituent 317 but this element is soluble and, unless industrial contact has been recent, analysis of lung tissue usually shows tungsten and titanium but no cobalt. the role of cobalt is also indicated by the development of similar interstitial lung disease in diamond polishers using high-speed polishing discs made with a diamond-cobalt surface that lacked tungsten carbide and the other constituents of hard metal. 318, 319 hard-metal lung disease and cobalt lung take two forms, an industrial asthma and interstitial fibrosis. the latter has a diffuse lower zonal distribution and the appearances mimic idiopathic pulmonary fibrosis. however, an unusual feature is the presence of moderate, or perhaps only small numbers, of giant cells (fig. 7.1.29a, b) . 316, 320 not only are there multinucleate alveolar macrophages but syncytial cell forms develop in the alveolar epithelium. electron microscopy confirms that these are multinucleate type ii pneumocytes (fig. 7.1.29c ). 316 such epithelial changes are well known in measles pneumonia but the viral inclusion bodies that characterise this infection are not found in hard-metal pneumoconiosis. the changes are those initially described as a particular pattern of idiopathic interstitial pneumonia termed giant cell interstitial pneumonia or gip (see p. 264). elemental analysis shows that many, but not all, cases of gip represent hardmetal disease. the exceptions seldom give a history of cobalt exposure and must be presumed to represent true idiopathic cases. conversely, epithelial giant cells are not always found in hard-metal pneumoconiosis and so their presence, although highly characteristic, is neither totally specific nor totally sensitive. beryllium is the lightest of metals. it has an atomic weight of 4 and special properties that make it especially useful in many applications. it is more rigid than steel, has a high melting point and is an excellent conductor of heat and elecricity. unfortunately, the inhalation of beryllium dust or fume is exceedingly dangerous. 321, 322 those who worked with beryllium compounds before precautionary measures were taken suffered a high morbidity and mortality. sometimes, the escape of dangerous fumes from the factories was on such a scale that people living in nearby houses, downwind from the places in which these materials were being worked, contracted and occasionally died from berylliosis ('neighbourhood cases'). 323 alternatively, contamination of a beryllium worker's clothes might lead to berylliosis in a temperatures. the alloys of beryllium are also now widely used, especially those with copper, on which it confers elasticity and resistance to fatigue. alloy manufacture and the machining of beryllium alloys are therefore further activities that entail a risk of berylliosis, as is the recovery of the metal in the recycling of scrapped electronic and computer parts. seemingly innocuous occupations such as dental laboratory technician are not without risk of chronic berylliosis. 329 there are good grounds for regarding chronic berylliosis as being an allergic condition. many of those affected react strongly to skin tests with dilute solutions of beryllium salts, although these must be undertaken with care: occasionally in a highly sensitised person even so small an exposure may evoke a systemic reaction. the skin reaction is of the delayed type, occurs in only 5% of exposed individuals, is not associated with a clear-cut dose-response curve and represents a granulomatous response. further evidence for the disease having an allergic basis derives from bronchoalveolar lavage, which demonstrates an excess of t-helper lymphocytes that proliferate in vitro on exposure to beryllium salts. 330 a positive transformation test given by these lymphocytes is a more reliable indicator of disease than in vitro blood lymphocyte transformation testing, 52 which is safe but not wholly reliable and indicates only sensitization, rather than berylliosis. susceptibility to berylliosis varies widely from person to person and it is notable that chronic pulmonary disease is strongly associated with the hla antigen dpβ1 and the glu69 gene. 331, 332 the importance of genetic factors is supported by a report of the disease in identical twins. 333 chronic berylliosis is thought to be initiated by the metal binding to tissue proteins and acting as a hapten to initiate a delayed hypersensitivity response characterised by a proliferation of t-helper lymphocytes. these sensitised cells in turn secrete a variety of cytokines (e.g. interleukin-2, tumour necrosis factor-α and interferon-γ) that recruit and activate macrophages, which mature into epithelioid cells. the resultant epithelioid cell granulomas destroy the lung tissue and lead to pulmonary fibrosis. if beryllium enters the subcutaneous tissues through a cut or abrasion, as often happened in the earlier days of fluorescent lamp manufacture, a sarcoid-like granuloma soon appears at the site; in time, the overlying epidermis may break down to form an ulcer. even more serious are the lesions produced by the inhalation of beryllium. chronic pulmonary berylliosis takes the form of a widespread granulomatous pneumonia with a histological picture identical to that of sarcoidosis (fig. 7.1.30a ). both berylliosis and sarcoidosis affect the upper lobes more than the lower (fig. 7.1.30b ) and in both diseases the granulomas are preferentially distributed along lymphatics and may involve adjacent blood vessels. in neither condition is there widespread necrosis but in both diseases the granulomas occasionally display a little central necrosis or hyalinisation. as in sarcoidosis, the hilar lymph nodes may be involved but, unlike sarcoidosis, not in isolation. over a period of many years, the sarcoid-like granulomas gradually undergo progressive fibrosis, with consequent impairment of pulmonary function. in the later stages, when the disease has become chronic, dispersal of beryllium from its site of initial absorption may lead to generalisation of the disease and to the appearance of similar granulomas elsewhere, particularly in the liver, kidneys, spleen and skin, but this is unusual. relative. 324 beryllium compounds may also cause contact dermatitis and conjunctivitis. 325 beryllium is also classified as a probable pulmonary carcinogen, 326 but this is controversial. two forms of berylliosis are recognised, acute and chronic. acute berylliosis was first reported in germany in 1933 327 and is now largely of historical interest, being only encountered as a result of rare accidental or unexpected exposure. it follows the inhalation of a soluble beryllium salt and represents chemical injury, the pathology being that of diffuse alveolar damage (see p. 136). further consideration will be confined to chronic berylliosis, which is allergic in nature. chronic berylliosis was first reported in 1946 in the fluorescent lamp industry. 328 beryllium has now been replaced in this application but it has since proved to be of great value in the nuclear, electronic, computer and aerospace industries and the production of refractory materials and crucibles that are to be subjected to particularly high and there is a lifelong risk of disease. progression often entails alternating exacerbations and remissions, long after exposure has ceased. in keeping with the view that berylliosis is a hypersensitivity reaction, very little beryllium is necessary to cause the disease. particulate beryllium is so scanty in the affected tissues and the atomic number of beryllium so low that electron microprobe analysis is generally unsuitable for its detection. furthermore conventional detectors are protected by a beryllium window. however, the substitution of a polymeric window has enabled beryllium to be detected by electron microprobe analysis, presumably in a patient with fairly heavy exposure. 334 ion or laser microprobe mass spectroscopy can also detect very small amounts of beryllium in tissue sections but these techniques are not widely available. the differential diagnosis of chronic berylliosis is from sarcoidosis, to which it is identical morphologically. [335] [336] [337] however, as noted above, it is unusual for berylliosis to cause significant hilar lymphadenopathy in the absence of pulmonary disease, which is a common feature of sarcoidosis. extrathoracic granulomas, erythema nodosum and uveitis, which are all common in sarcoidosis, are unusual in berylliosis. however, one group found that 6% of patients initially diagnosed as having sarcoidosis actually had chronic berylliosis. 338 similar findings have been reported by others. 324, 339 any patient thought to have sarcoidosis who has worked with or near metals should be offered a beryllium lymphocyte transformation test. a list of laboratories performing this test can be found at www.dimensional. com/~mhj/medical_testing.html. although polyvinyl is not a mineral and the reaction of the lungs to its presence is therefore not a true pneumoconiosis, it is generally so termed and is dealt with here for convenience. workers are exposed to polyvinyl chloride dust in the milling and bagging of this plastic and micronodular opacities may be detected in their lungs radiologically. however, the material is non-fibrogenic and histology merely shows a foreign-body reaction to the dust particles. 340 the radiological opacities may abate when exposure ceases. 341 nevertheless, one polyvinyl chloride worker developed systemic sclerosis, 342 which is a recognised complication of silicosis (see p. 335). polyvinyl chloride is produced from vinyl chloride monomer, which has a causal association with angiosarcoma of the liver and probably other forms of cancer, including carcinoma of the lung (see p. 534). in the late 1990s a characteristic lung disease was identified in workers at several factories producing plush material by spraying nylon flock on to an adhesive backing material. [343] [344] [345] [346] the flock fibres are too large to be inspired but may be mixed with smaller nylon shards of respirable size. the workers complained of cough and breathlessness and were found to have a restrictive ventilatory defect with interstitial markings on radiography. their symptoms improved on removal from the workplace but relapsed on return to work. pathologically, there was lymphocytic bronchiolitis and peribronchiolitis with widespread lymphoid hyperplasia represented by lymphoid aggregates. chronic berylliosis is characterised by the gradual onset of cough, shortness of breath, chest pain, night sweats and fatigue. these symptoms may develop within a few weeks of exposure or many years later. once the worker is exposed, the beryllium is retained in the tissues granulomas were not identified. the histological appearances suggest a severe immunological reaction and raise possibilities such as rheumatoid disease and sjögren's syndrome but consideration of the clinical and serological setting and the occupation should permit recognition of the cause. the industrial production of popcorn and other foodstuffs appears to carry a risk of obstructive airway disease. [347] [348] [349] [350] biopsy of affected workers has shown peribronchiolar fibrosis and granulomas and air sampling has identified many volatile organic compounds, of which the flavouring agent diacetyl (2,3-butanedione) is suspected of being responsible for the bronchiolitis. it is difficult to continue paint spraying (air brushing, aerographics) without adequate respiratory protection but in the early 1990s several small aerographic factories operated in the neighbourhood of alicante, southeastern spain without any concern for the workers' health. the workers were required to paint patterns on textiles using a hand-held spray gun. the atmospheric pollution was intense but complaints of respiratory difficulties were met with reassurances and the workers urged to continue. this they did because of the otherwise poor economy, often returning to work when disabling breathlessness had settled down. a change of paint (to acramin f) may have contributed because the worst-affected workers were employed at two plants that had made this switch. their illness has been described as the 'ardystil syndrome' after the name of one of these factories. some workers were left with permanent respiratory disability. one required a lung transplant and 6 others died. [351] [352] [353] [354] transbronchial biopsy showed organising pneumonia, which in the fatal cases had progressed to irreversible interstitial fibrosis. a similar outbreak of respiratory disease was subsequently reported in algerian textile factories where acromin f was applied by the same technique. 355, 356 acromin f is marketed as a paste and used as such without ill-effect. its use in heavy spray form appears to be responsible for the 'ardystil syndrome' . workers in engineering workshops may be exposed to the prolonged inhalation of fine sprays or mists of the longer-chain hydrocarbons that constitute many mineral oils. this may result in exogenous lipid pneumonia, 357 which is described on page 314, or extrinsic allergic alveolitis. [358] [359] [360] the vapour of shorter-chain hydrocarbons such as paraffin oil (kerosene: c 10-16 ) and petrol (gasoline: c 4-12 ) and gaseous hydrocarbons such as propane may act as acute asphyxiants or central nervous system depressants but have negligible pulmonary toxicity. however, if they are ingested or aspirated in their liquid form they are acutely toxic to the lungs, producing a chemical pneumonitis with the features of diffuse alveolar damage. ingestion may be accidental or deliberate (see fig. 4 .19, p. 142) whereas aspiration is generally inadvertent, occurring in siphoning accidents, such as those experienced by fairground operatives who 'breath or eat fire' ('fire-eater's lung'). 361, 362 animal experiments involving the intratracheal injection of kerosene resulted in acute pulmonary exudates, which cleared except for residual bronchiolitis. 363 welder's pneumoconiosis, first recognised in 1936, 364 essentially represents the fairly harmless deposition of iron in the lungs (siderosis -see p. 337). however, welders may suffer various ill-effects from the inhalation of substances other than iron (table 7.1.9). some of these are para-occupational risks, that is, encountered by welders because they work near another process and are inadvertently exposed: thus, shipyard welders may be exposed to asbestos, 365 and those in foundries to silica. welders may therefore develop a mixed-dust pneumoconiosis (see p. 337), rather than just siderosis. however, one analytical investigation identified excess amounts of iron alone in association with pulmonary fibrosis; the silicon content did not differ from that in controls. 366 more directly, welders may be exposed to asbestos insulation that they themselves use, while welders of special steel alloys run the risk of metal-induced asthma, metal fume fever, polymer fume fever and the consequences of toxic metal fume inhalation, 367 all of which are described separately in this chapter, as is lung disease in aluminium welders. chronic bronchitis has been attributed to the inhalation of low concentrations of irritants such as ozone and nitrogen dioxide by welders but this risk is unproven and the subject of much controversy. welders may also inhale carcinogenic hexavalent chromium compounds in the course of their work and therefore develop lung cancer. the term 'welder's lung' is often applied indiscriminately to any of these diseases and, as it has no specific meaning, is best avoided. dust, fume and gas are some of the terms used to describe different physical forms of respirable agents. they are defined in table 7 .2.1 on the finely divided fume of several metals is highly toxic to the lungs and capable of producing severe acute and chronic damage to both the conductive airways and the alveoli, resulting in acute tracheobronchitis and bronchiolitis, diffuse alveolar damage, obliterative bronchiolitis and pulmonary fibrosis. important metal fumes in this respect include aluminium, which is released together with silica fume in bauxite smelting (see shaver's disease, 369 above), cadmium from welding or cutting special steels, chromium from cutting its alloys or in the manufacture of chromates, cobalt released in the production and use of its alloys (see hard-metal disease, above), mercury released in various industries and in the home, 370 nickel carbonyl released during the purification of metallic nickel or the manufacture of nickel alloys 371 and beryllium (see above). many irritant gases cause severe acute and chronic damage to both the conductive airways and alveoli. the changes are non-specific and similar to those wrought by toxic metal fumes (see above) and viruses amongst other agents. they consist of acute tracheobronchitis and bronchiolitis, obliterative bronchiolitis, diffuse alveolar damage and pulmonary fibrosis. the gases liable to produce such damage include oxides of nitrogen, sulphur dioxide, ozone, phosgene, chlorine, ammonia and various constituents of smoke, notably acrolein. some of these are also touched upon in chapter 7.2 because they are of general as well as occupational importance, although there is no rigid difference between general and occupational pollution. ozone, sulphur dioxide and nitrogen dioxide are oxidising gases that may be found together as industrial atmospheric pollutants. each is capable of producing diffuse alveolar damage by means of its oxidising properties and the release of free active radicals. in addition, they cause damage to distal airways, particularly terminal and respiratory bronchioles, with resulting bronchiolitis. oxides of nitrogen may be encountered with fatal consequences by farmhands seeking to free a blockage in a silo when they encounter pockets of this gas that have accumulated on top of the fermenting silage: the term 'silo-filler's disease' is generally applied to the initial haemorrhagic oedema or the obliterative bronchiolitis that develops in those who survive the initial chemical injury. [372] [373] [374] [375] asphyxia due to the farmhand encountering pockets of carbon dioxide is a further hazard within agricultural silos. other farmhands have suffered from the inhalation of toxic gases or bacteria when handling liquid manure. [376] [377] [378] [379] welding, which is considered below, may also involve exposure to toxic gases such as oxides of nitrogen. ozone, the principal oxidant gas of photochemical smog, produces pulmonary changes at relatively low levels and may be encountered at higher concentrations in various industries. potentially dangerous levels of ozone are produced from atmospheric oxygen by ultraviolet radiation given off in welding while ozone is used in industry to sterilise water, bleach paper, flour and oils, and mask the odour of organic effluents. the damage wrought by ozone is predominantly centriacinar in distribution, affecting terminal and respiratory bronchiolar epithelium and proximal alveolar epithelium. [380] [381] [382] there is loss of cilia and necrosis of centriacinar alveolar type i epithelial cells. the changes are dose-dependent and, in one study, the youngest animals were most sensitive. 383 in long-term experiments, hyperplastic bronchiolar clara and ciliated cells extended peripherally to line alveolar ducts. 384 the role of granulocytes is stressed in some experimental studies 385 and it is notable that neutrophil migration is prominent when the human lungs are damaged by ozone. 386 aldehydes such as acetaldehyde, formaldehyde and acrylic aldehyde (acrolein) are widely used in the plastics and chemical industries. the first is a liquid and the others are water-soluble gases. pathologists are of course familiar with formaldehyde solution from its use as a disinfectant and histological fixative. all these aldehydes are intensely irritant and their acute effects generally prevent prolonged exposure to high concentrations. chronic effects include skin sensitivity and asthma, and in rats nasal carcinoma. however, the doses to which these experimental animals were exposed far exceed any that are likely to be encountered by humans, in whom there is no convincing evidence of aldehyde-induced cancer. 387 ammonia gas is extensively used in industry as a raw material, notably in the manufacture of nitrogenous products such as fertilisers and plastics. it is highly soluble and its acute irritative effects are mainly felt in the eyes, nose and throat, but high levels affect the major airways, possibly leading to them being blocked by exudates. survival usually brings full recovery but bronchiectasis and obliterative bronchiolitis have been described. chlorine gas is widely used in the chemical industry. it is transported and stored under pressure in liquid form. heavy exposure through its accidental release or use as a war gas has proved fatal through its acute toxicity causing exudative airway occlusion and pulmonary oedema. survivors usually recover completely but, as with nitrogen dioxide and ammonia, there is a risk of obliterative bronchiolitis. phosgene (carbonyl chloride, cocl 2 ) is a poisonous, colourless gas that was responsible for thousands of deaths during world war i, when it was used in chemical warfare. it is used industrially in the preparation of some organic chemical compounds and is formed, perhaps inadvertently, 388 by the combustion of methylene chloride in products such as paint strippers. phosgene causes injury to terminal bronchioles and alveoli, with resulting oedema and hyaline membrane formation. the mechanism of cell damage is uncertain but it may depend on inactivation of intracellular enzymes by the gas. longterm problems are rare but chronic bronchitis and emphysema have been described in survivors. mustard gas (bichloroethyl sulphide, c 4 h 8 cl 2 s) is a further agent that has been used in chemical warfare. it is primarily a skin vesicant but when inhaled it results in widespread epithelial destruction and pulmonary oedema. survivors may be left with irritant-induced asthma (reactive airways dysfunction), chronic bronchitis, tracheobronchomalacia, bronchiectasis and bronchiolitis obliterans. [389] [390] [391] thionyl chloride is used in the manufacture of lithium batteries where it is liable to result in the release of sulphur dioxide and hydrochloric acid fumes. workers in such factories have developed lung injury varying from mild, reversible interstitial disease to severe obliterative bronchiolitis. 392 hydrogen sulphide is the principal chemical hazard of natural gas production. high levels of the gas also buid up in sheds housing large numbers of pigs, the source here being the pig manure. once inhaled the gas is rapidly absorbed into the blood stream. the effects are therefore widespread but include the usual respiratory effects of irritant gases, varying from sneezing to pulmonary oedema and acute respiratory distress, depending upon the exposure. in alberta 221 cases were identified over a 5-year period. the overall mortality was 6%; 5% of victims were dead on arrival at hospital. most required admission to hospital but the survivors experienced no long-term adverse effects. 392a the danger of asphyxia from the inhalation of gases devoid of oxygen is fairly widespread in industry. 393 it generally arises from the use of inert gases, which, being non-toxic, give a false sense of security. pockets of these gases tend to form in confined spaces. anoxic death from the accumulation of methane is well known in mines and has also occurred in slurry pits and sewers. anoxic asphyxia in diving (and anaesthesia) has resulted from the incorrect connection of gas cylinders or failure to notice that a mixed gas contains insufficient oxygen. deaths have occurred in welding when argon or carbon dioxide has been used to shield the weld and prevent oxidation of the metals at the high temperatures employed. deaths have also resulted from inadvertent entry to discharged oil tanks filled with nitrogen to reduce the risk of explosions, or from the formation of pockets of nitrogen gas applied in liquid form to freeze the contents of damaged pipes so that they can be repaired without the necessity to drain down. the respiration of a gas devoid of oxygen causes loss of consciousness within seconds because it not only fails to provide oxygen but removes that present in the pulmonary arterial blood. the changes at autopsy are those common to cellular hypoxia. they include cerebral and serosal petechiae and pulmonary congestion and haemorrhage but these features are not specific and are not always present. the cause of death can generally only be surmised from the circumstances surrounding the death. occupational asthma is the commonest cause of work-related respiratory disease in many western countries (table 7 .1.10). [394] [395] [396] the reported incidence ranges from 13 per million workers in south africa to 174 per million workers in finland. 395, 396 it occurs in many industries (table 7 .1.11) 397 and occupational factors can be identified as contributing to asthma in about 15% of adult cases. 398 over 250 aetio399 in the uk a third are organic, a third chemical, 6% metallic and the rest miscellaneous. the commonest, in descending order, are isocyanates, flour and grain, laboratory animals, glutaraldehyde, solder or colophony and hardening agents. 400 atopy appears to predispose to occupational asthma when the allergen is of high molecular weight but not when it is of low molecular weight. for example, atopic individuals are particularly prone to develop asthma if employed in the manufacture of biological detergents, whereas atopy does not increase the risk of asthma from sensitisation to toluene di-isocyanate, which is a serious health problem in the manufacture of polyurethane. similarly, platinum salts are such potent sensitising agents that nearly all those exposed to them develop asthma. asthma-provoking metals other than platinum include chromium, cobalt, nickel and vanadium, all of which are used in steel alloys, and possibly aluminium (see pot-room asthma, p. 357). other asthma-inducing factors encountered in industry include grain and flour dust, certain wood dusts, soldering fluxes containing colophony (pine resin), epoxy resin hardeners such as phthallic anhydride, isocyanate-containing foams and paints, formaldehyde and the excreta of laboratory animals. contaminated humidifiers may cause occupational asthma as well as humidifier fever and extrinsic allergic alveolitis. 401 pathologically, occupational asthma is identical to nonoccupational asthma (see p. 109). byssinosis is a further form of occupational asthma, 402 one encountered in the cotton industry. the sensitising agent is a component of the cotton bract, which is the part of the cotton harvest other than the cotton fibre. bract consists of dried leaf, other plant debris and soil particles and contains a variety of fungal and bacterial residues, including lipopolysaccharide endotoxin, but the exact nature of the sensitising agent remains unknown. 403 the endotoxin is unlikely to be responsible for byssinosis but may be the cause of so-called mill fever, a self-limiting illness characterised by malaise, fever and leukocytosis that is experienced by many people on first visiting a cotton mill. dust levels and the risk of byssinosis are particularly high in the carding rooms where the raw cotton is teased out before it is spun. affected workers are worse when they return to work after the weekend break, a feature attributed to antibody levels having built up during this brief respite from the cotton dust. there is no link with atopy and the fluctuating antibodies are precipitins of the immunoglobulin g class. complement activation by both arms of the complement cascade has been reported. 404, 405 when the lancashire economy was largely cotton-based, necropsies on workers suffering from byssinosis generally showed gross emphysema, and this came to be accepted as evidence of byssinosis. however, it is now realised that in this heavily industrialised part of the uk, emphysema is as common in the general population as in cotton workers and it can no longer be considered a component of byssinosis. other findings in byssinosis are more commensurate with asthma, namely an increase in bronchial muscle and mucous cells. 406 no granulomas or other evidence of extrinsic allergic alveolitis are found. fever may be the predominant feature in a variety of occupational illnesses and the unifying term 'inhalation fever' has been proposed. 407 however, the individual occupations are of interest and these conditions will therefore be considered separately. mill fever has been mentioned above under byssinosis. humidifier fever is an acute illness characterised by malaise, fever, myalgia, cough, tightness in the chest and breathlessness, all of which are worse on monday mornings if the humidifier responsible is at work rather than home. the chest complaints, and their aggravation on return to work after the weekend, are features shared with byssinosis (see above) but the general complaints fit better with extrinsic allergic alveolitis (see p. 279). humidifier fever develops in circum-stances that also lead to the development of a form of extrinsic allergic alveolitis, and not surprisingly the same name has been extended to this latter condition, with inevitable confusion. both diseases are caused by microbiological contamination of humidifiers or air conditioners so that a fine spray of microorganisms is emitted into the office, factory or home. investigations have generally shown the baffle plates of the air conditioner to be covered with a slime of bacteria, fungi or protozoa (mainly amoeba and ciliates), and extracts of this have been used to identify precipitins in the patient's sera, as in extrinsic allergic alveolitis. however, unlike extrinsic allergic alveolitis, humidifier fever resolves within a day and leaves no permanent injury. for this reason there is seldom the opportunity to study the tissue changes, and partly for this reason it remains unclear whether the disease is mediated by immune complexes, as in extrinsic allergic alveolitis, or by endotoxins derived from the contaminants. a febrile illness occurring in precipitin-negative farm-workers after heavy exposure to fungi in their silos was attributed to inhaled fungal toxins and named pulmonary mycotoxicosis. 409 it is also known as precipitin test-negative farmer's lung and organic dust toxic syndrome. 410 the condition is generally self-limiting and is seldom biopsied but desquamative interstitial pneumonia and diffuse alveolar damage have been reported. 411, 412 metal fume fever this is a self-limiting acute illness characterised by fever, sweating, myalgia, chest pain, headache and nausea, that comes on monday mornings when occupational exposure is experienced after a weekend's respite, as with bysinnosis and humidifier fever; during the week tolerance develops. 368, 413 the disease involves the release of cytokines such as tumour necrosis factor and is presumed to have an allergic basis. 414 the metals involved are chiefly zinc, copper and magnesium, and, to a lesser extent, aluminium, antimony, iron, manganese and nickel. occupations at risk include any that generate such metal fumes, but particularly welding. it is most commonly associated with welding zinc-coated surfaces. if the symptoms persist, alternative diagnoses, such as acute cadmium poisoning and other specific toxic metal fume diseases, should be suspected: these are not self-limiting and may cause severe bronchiolitis or diffuse alveolar damage (see above). this illness resembles metal fume fever except that it occurs without regard to previous exposure: no tolerance develops and there is therefore no particular susceptibility on mondays. the polymers concerned are quite inert, except when heated to produce fume: polytetrafluorethylene (ptfe, teflon, fluon, halon) is a notable example. as with other self-limiting diseases, little is known of the tissue changes. 54 environmental irradiation chiefly affects the skin but in some parts of the world rocks near the surface release significant amounts of radon gas. this carcinogen is liable to accumulate in buildings and be inhaled, so subjecting the occupants to an increased risk of lung cancer. the installation of underfloor ventilation is therefore advocated in such areas. this subject is explored more fully on page 533. the body is vulnerable to both increases and decreases in pressure and it is the lungs that often bear the brunt of the damage. increased pressure may result in blast injury or crushing of the chest while decreased pressure may result in the lungs literally bursting or dissolved gases being released within the blood (caisson disease), or the vascular alterations that underlie mountain sickness developing. some of these pressure changes entail a risk of pneumothorax and it is essential that this is properly investigated postmortem by the chest being opened under a water seal. loud music has been incriminated as a specific form of air pressure change causing pneumothorax and metereologists have shown that 'spontaneous' pneumothoraces tend to occur in clusters associated with natural drops in atmospheric pressure. 1,2 explosions may cause injury by the body being violently thrown against a less moveable object, by objects being thrown against the body or by the blast wave hitting the body. these mechanisms often act together but sometimes there is only blast injury, to which the lungs are particularly vulnerable. for a time it was considered that the damage was direct, the blast wave travelling down the airways to injure the lungs. however, at the start of the second world war, experiments conducted in the uk showed that the lungs were injured indirectly, the blast wave being transmitted to them through the chest wall: pulmonary blast injury is worst on the side of the body towards the explosion, and can be reduced by protective clothing. 3 underwater explosions are particularly dangerous because water is incompressible. there may be severe internal injury but no external evidence of damage other than a trickle of blood from the mouth or nose. this is because the injury is rate-dependent. quite small thoracic deform-ation may produce severe pulmonary damage if peak compression is attained very quickly, typically in less than 5 ms. conversely, severe chest wall distortion may produce only minor pulmonary contusion if this time is extended beyond 20 ms. 4 at necropsy, the lungs are contused, with blood evident in the airways and parenchyma. depending on the force of the blast, the haemorrhage may be pinpoint, patchy or confluent. it tends to follow the lines of the ribs and may be accompanied by pleuropulmonary lacerations having the same distribution. in this case there will also be haemothorax, pneumothorax and possibly air embolism. patchy pulmonary haemorrhages cuff the blood vessels. 5, 6 in patients who survive for a few days, the lungs resemble the liver macroscopically and histologically show chronic interstitial inflammation and fibrosis as well as haemorrhage. 7 other injuries are often present and fat embolism, aspiration pneumonia, fluid overload and infection may all be added to the effects of the blast wave. 'chest squeeze' is another form of barotrauma caused by high pressure but here the body is compressed rather than subject to a sudden wave of pressure as in blast injury. it is experienced by divers who descend very deeply, thereby subjecting their bodies to such high pressure that their chest walls are literally crushed, so that their ribs break and their lungs are severely compressed. more common mishaps experienced by divers include drowning and decompression sickness, both of which are dealt with below, and neurological syndromes such as nitrogen narcosis, which will not be considered further. 8 'burst lung' is the most acute form of decompression sickness. 9 it is experienced by divers and submariners making rapid ascents from depth and by aviators who ascend too rapidly in unpressurised aeroplanes, experience failure of a plane's pressure system or have to eject at high altitudes. injury to the lung is caused by trapped alveolar gas expanding so rapidly that it exceeds total lung capacity before it can escape through the trachea. the lungs literally burst: the alveolar walls rupture and blood mixes directly with alveolar air. the victim experiences chest pain and there may be blood-stained froth at the mouth or frank haemoptysis. air may enter the alveolar walls to cause interstitial emphysema or air embolism. asthmatics may be at particular risk because of regional air-trapping. 10 . diving mammals such as porpoises and whales are protected from such dangers of peripheral air-trapping by cartilage extending far out into the finest conductive airways so that these passages never close, even at the end of full expiration (fig. 7.2.1) . 11, 12 patients requiring positive-pressure artificial respiration are also at risk of burst lung, but the complications of the resultant interstitial emphysema differ from those experienced by divers. in divers, the chest wall is buttressed by the surrounding water and air in the interstitium is liable to track towards the hilum of the lungs and enter pulmonary veins, with resultant cerebral and coronary air embolism, either of which may prove fatal. 13 iatrogenic burst lung, on the other hand, takes place in patients whose chest wall is not so buttressed, and then outward rupture of the interstitial air is more likely, resulting in pneumothorax. extension of the interstitial emphysema to the mediastinum, neck and chest wall is also more likely in such patients, resulting in surgical emphysema at these sites. however, there are exceptional cases marked by both cerebral embolism and extensive air tracking. 14 the same circumstances that lead to burst lung may also cause decompression sickness, which is also known as caisson disease. 9 in this condition there is a sudden release of nitrogen gas that has gone into solution in the lipids of adipose tissue and of myelinated nervous tissue at the higher pressure: the released nitrogen gains access to the blood stream in which it forms bubbles. 15 doppler ultrasound techniques show that this is quite customary when divers ascend from depth, 16 but the lungs generally provide an effective filter so that there are no untoward systemic effects, although there may be sudden chest pain on deep inspiration ('the chokes'). gradual decompression permits the nitrogen to diffuse across the alveolar membranes and be exhaled. if, however, substantial amounts of nitrogen are released from solution, sufficient pulmonary arteries may be blocked to cause pulmonary hypertension, with resultant opening of arteriovenous communications or a patent foraman ovale, so permitting the gas to enter the systemic circulation. this is often followed by limb pains ('the bends') and perhaps cerebral symptoms ('the staggers'). fatal cases are characterised by gas bubbles within blood vessels throughout the body and froth in the heart chambers. delayed effects include ischaemic necrosis of bones and other tissues. 17 deep-diving mammals are protected by the same mechanism that prevents them suffering from burst lung. they exhale before diving and during the dive the chest is compressed to the extent that virtually all the gas in the lungs passes into the cartilage-buttressed nonrespiratory airways (see fig. 7.2.1) , resulting in very little to be absorbed by the blood. the pulmonary collapse also serves to reduce buoyancy. the distribution of the little gas that is absorbed is minimised by bradycardia. 18 many viscera experience anaerobic respiration but hypoxia is minimised in the heart and musculature by high levels of haemoglobin and myoglobin. the brain is further protected by the supplying arteries drawing on oxygen stored in an unusual spongelike cervical organ known as the rete mirabilis. mountain sickness is due to reduced atmospheric pressure brought about more slowly than that responsible for decompression sickness .19,20 it may be acute or chronic. acute mountain sickness is likely to be experienced by anyone who ascends above 3000-4000 m without a period of acclimatisation at intermediate levels. symptoms are as liable to occur in people born at high altitude who return after a few weeks spent at sea level as in those who go to the mountains for the first time: acclimatisation is obviously short-lived and is therefore necessary whenever an ascent is to be made. the ill-effects are commonly precipitated by exercise. in the susceptible, acute mountain sickness commonly appears within 3 days of ascent. the basis of acute mountain sickness is tissue hypoxia. it results in deteriorating intellectual and psychological function, headache, nausea, vomiting, and more rarely pulmonary and cerebral oedema. high-altitude pulmonary oedema is characterised by increasing dyspnoea, cyanosis and a dry cough, and later the production of copious, frothy sputum, which sometimes becomes blood-stained. 21 the pulmonary artery pressure is markedly raised but wedge pressures are normal, indicating that the left side of the heart is unaffected and that pulmonary venous constriction is unlikely to be an important contributory factor. the pulmonary oedema fluid has a high protein content 22 and the condition has been characterised as a non-cardiogenic high-permeability oedema associated with excessive pulmonary hypertension. 23, 24 hypoxia is a well-known cause of pulmonary arteriolar constriction but in acute mountain sickness the vascular response appears to be exaggerated for the pulmonary artery pressure is considerably higher than is usual for the altitude. an association with certain hla complexes (hla-dr6 and hla-dq4) suggests that this has a genetic basis. 25 although arteriolar constriction only tends to protect the pulmonary capillaries, it could explain the oedema if the process was patchy -as is the resultant oedema -for patchy arteriolar constriction would subject the rest of the lung to abnormally high pressures and lead to capillary stress failure in these areas (see pp. 402 and 448). 26, 27 measurements of capillary pressure suggest that this is indeed the case. 28 furthermore, vasodilators such as calcium channel blocking agents and inhaled nitric oxide gas 23, 29, 30 have been used with success to counter acute mountain sickness, supporting the idea that hypoxic vasoconstriction plays a central role. autopsy shows the lungs to be heavy and firm. the cut surface weeps oedema fluid, which is often blood-stained, but a striking feature is the patchy distribution of the changes. areas of haemorrhagic oedema alternate with others that contain clear oedema fluid and others that are normal apart from overinflation. pulmonary arterial thrombi are commonly found. microscopy confirms the presence of haemorrhagic oedema and may show neutrophils and hyaline membranes in the alveoli. the alveolar capillaries are congested and may contain thrombi. there may also be an increase in mast cells and rarely pulmonary infarction. the right ventricle is commonly dilated whereas the left ventricle is normal. highlanders generally show right ventricular hypertrophy and increased muscle in their pulmonary arteriesm, changes that are not apparent in lowlanders. 31, 32 chronic mountain sickness prolonged residence at high altitude leads to hypoxic pulmonary hypertension (see p. 424), an increase in red cell mass and cor pulmonale. livestock taken from lowland plains to high-altitude pastures suffer similarly but the natural stock of the himalayas and ethiopian highlands are apparently immune. so too are other species long established at high altitude such as the llama and yak. these species are said to have adapted to their climate, that is, the forces of natural selection have bred out the pulmonary vasoconstrictive response to hypoxia. cattle of european origin and humans acclimatise to high altitude by processes such as increasing their red cell mass but generally they are not adapted like native species and suffer hypoxic pulmonary hypertension at altitudes in excess of 3000 m. certain himalayan highlanders may be an exception to this in that their small pulmonary arteries are reported not to show the muscularisation that characterises hypoxic pulmonary hypertension. 33 in cattle of european origin, the dependent oedema of right-sided cardiac failure caused by hypoxic pulmonary hypertension affects the breast (brisket) particularly and in the rocky mountains of north america such cattle are said to have 'brisket disease' . 34 a human counterpart of this has been described in children of chinese ancestry who have been taken to reside in tibet and who have developed a fatal form of subacute infantile mountain sickness. 35 a small minority of permanent residents in the andes develop the changes of chronic mountain sickness to a marked degree and are said to suffer from monge's disease. 36 the basis of this is alveolar hypoventilation, which leads to a progressive fall in systemic arterial oxygen saturation and elevation of haemoglobin concentration to an unusually severe degree. the latter averages about 25 g/dl, which exceeds even the 20 g/dl found in healthy high-altitude residents. patients with monge's disease are so deeply cyanosed that their lips are virtually black. their pulmonary artery resistance is also markedly raised. the cause of the alveolar hypoventilation is uncertain but the only cases of monge's disease that have come to necropsy had conditions such as kyphoscoliosis that predispose to alveolar hypoxia. drowning is defined as suffocation by submersion, and usually occurs in water. it is the commonest cause of accidental death among divers but 96% of drowning accidents do not involve deep descents. falling into quite shallow water is a particularly common cause of drowning in young children. in adults, men outnumber women by 4 to 1. more die in fresh water than the sea, not because it is more hazardous to the lungs than sea water, but because unguarded inland waters and swimming pools are visited more frequently. alcohol consumption contributes to many deaths by drowning. drowning is not simply a matter of being unable to keep one's head above water. this may be merely a secondary event. for example, the entry dive may result in underwater head injury, or the exertion of swimming may precipitate a heart attack. furthermore, the struggling swimmer going down for the third time ('drowning not waving') is the exception: most drowning is characterised by the swimmer failing to surface or quietly dropping beneath the surface without anyone noticing. swimming underwater can be extremely hazardous if it is preceded by hyperventilation, a danger that needs to be more widely appreciated. hyperventilation results in undue loss of carbon dioxide so that instead of hypercapnia forcing the swimmer to surface to breathe, progress under water may be continued until hypoxia causes sudden loss of consciousness. panic contributes to many swimming accidents and is often precipitated by the inadvertent aspiration of just a little water. most people are naturally buoyant, but only slightly so. with the lungs fully expanded the average adult has a positive buoyancy of about 2.5 kg, which is sufficient to keep the head out of the water if the rest of the body is submerged. if an arm (weight about 3 kg) is raised to wave for help, the head will go down. if the swimmer shouts, exhalation reduces buoyancy to neutral at normal end-expiration and to negative at residual volume. buoyancy cannot be regained when the head is submerged and unless able to swim to the surface, the person will continue to sink. autopsy generally shows that the lungs are full of water, but some victims die of 'dry drowning' due to laryngospasm. events may also be modified by the temperature of the water. sudden immersion in cold water may result in tachycardia, hypertension and hyperventilation, making it difficult for the victim to keep the airways free of water. it may also result in sudden death due to ventricular fibrillation. even a good swimmer loses consciousness within an hour of immersion in very cold water. drowning is then inevitable unless a correctly fitted life jacket is worn, in which case there is a danger of death from hypothermia. however, as in open heart surgery, cold prolongs the interval before there is irreversible brain damage. if the person is rescued, water in the lungs is quickly absorbed, even if it is saline, and therefore hyperosmolar:aspirated sea water is quickly equilibrated by pure water joining it from the blood but the alveolar epithelial barrier remains impermeable to protein and once osmotic equilibrium is reached, all is quickly reabsorbed. [37] [38] [39] fresh water is absorbed even more quickly. it is unnecessary to tip the patient to hasten this process. any water recovered in this way comes from the stomach and time that should be devoted to mouth-to-mouth breathing and cardiac massage is lost. these resuscitative efforts may need to be prolonged as fresh water in particular inactivates alveolar surfactant, leading to alveolar collapse which persists until the surfactant is replenished. very few victims who are resuscitated on site fail to survive, and very few who cannot be resuscitated on site recover later. interchange of fluid between the blood and air spaces may cause major fluctuations in plasma volume with consequent changes in ionic concentrations and haemolysis. hypervolaemia may cause circulatory problems but hyperkalaemia consequent upon the haemolysis is not thought to be as important as was formerly believed: ventricular fibrillation following submersion is more likely to be a complication of hypothermia than of electrolyte imbalance. circulatory collapse may ensue shortly after rescue. this is due to loss of the circulatory support provided by the pressure the water exerts on the body, which results in a considerable increase in cardiac output while the body is immersed. on leaving the water the loss of this support results in a tendency to venous pooling. although this is countered by baroreceptor responses, these are reduced by prolonged immersion in cold water. circulatory collapse is believed to be the cause of death in many persons who perish within minutes of rescue. to counter this effect, patients should be lifted out of the water in the prone position. it can be seen that, in fatal cases, the pathologist is faced with several possibilities. thus, death may have been due to: • natural causes before the body entered the water • unnatural causes before entry, the body merely being disposed of in the water • natural causes in the water • injuries received in the water from impact with rocks, a boat or a ship's propeller, or in tropical waters from predators such as a crocodile or a shark (any of which may also be incurred after death, as may disfigurement by fish and rats) • 'dry drowning' • true drowning • hypothermia • circulatory failure after rescue. true drowning is indicated by froth in the airways and heavy waterfilled lungs. both fresh and salt water contain numerous microscopic algae known as diatoms and those representative of the water in which the drowning occurred are found in the lungs. unless death occurred before submersion, diatoms are also found in other viscera because these tiny life forms easily enter the circulation. thus, the presence of diatoms in digests of organs such as the kidneys, liver, brain and bone marrow suggests that death was due to drowning. because they have a siliceous capsule, diatoms are resistant to putrefaction as well as digestion and can be identified in the body long after death. however, a positive test is not always accepted as proof of drowning and a negative test does not exclude drowning. the various physical forms in which respirable environmental agents may be encountered are defined in table 7 .2.1. some effects of inhalant lung injury are recognised as distinct disease entities and are dealt with elsewhere: for example, the pneumoconioses on page 327, extrinsic allergic alveolitis on page 279, chronic bronchitis on page 98 and lung cancer on page 532. other respirable agents, such as lead fume and carbon monoxide gas, exert their harmful effects elsewhere in the body and will not be considered further. this section is concerned with toxic substances that may be inhaled by the general public. those that are more likely to be encountered in the workplace or in war zones are considered on page 355. the lungs have a rather stereotyped pattern of response to inhaled toxins, displaying degenerative changes and inflammation of varying degree, the former sometimes amounting to necrosis. in general, the site of maximal absorption or injury is related to solubility (for gases and vapours) and particle size (for aerosols such as dusts, fog, fumes, mists, smog and smoke): the less water-soluble and the smaller the particle size, the further down the respiratory tract the agent will penetrate ( fig. 7 [40] [41] [42] thus, ammonia produces intense congestion of the upper respiratory passages and laryngeal oedema whereas phosgene has little effect on these sites but causes pulmonary oedema. 40 air pollution [43] [44] [45] [46] [47] the toxic (as opposed to allergenic) air pollutants thought to pose the greatest threat to the lungs comprise smoke particles, sulphur dioxide, oxides of nitrogen, various aldehydes and ozone. smoke and sulphur dioxide derive particularly from the combustion of fossil fuels in domestic fires and power stations, nitrogen dioxide is an important car exhaust and domestic gas appliance pollutant and ozone is the principal photochemical product of smog. aldehydes such as formaldehyde and acrylic aldehyde (acrolein) also contribute to general air pollution because they are released in the combustion of diesel oil and petrol. collectively, these pollutants have been incriminated in the exacerbation (rather than causation) of asthma. they also predispose to respiratory infection and result in airway inflammation and hypersecretion. 48, 49 their effect on children is of particular concern because development of the lungs is known to continue well into childhood and damage to the lungs before their growth is complete is likely to be irreparable. at the other extreme of life episodes of severe air pollution are known to hasten the deaths of many patients with chronic airway disease. particularly high concentrations of the agents responsible for air pollution may be encountered in industry and their effects are therefore also considered in chapter 7.1, on occupational diseases of the lung. many of the polycyclic hydrocarbons found in polluted air are carcinogenic (see p. 532) and it is therefore not surprising that urban air pollution has been found to be associated with excess mortality from lung cancer. 50 domestic air pollution is rife in many of the poorer parts of the world due to the burning of biomass (wood, dried cow dung, bagasse, straw) in unventilated living rooms for heating and cooking. the women are particularly at risk of developing chronic bronchitis while their children have an increased incidence of acute respiratory infections. 51,52,52a volcanic ash (tephra) irritates the eyes, skin and respiratory tract and in some eruptions may contain much free silica (e.g. montserrat in 1995 and mount st helens, washington state, usa in 1980) or be associated with the release of radon gas (e.g. the azores in 1957). 53 the destruction of the world trade center in 2001 caused massive air pollution of new york city that had lasting respiratory effects on survivors, rescue workers and local residents. [54] [55] [56] at the time of the disaster there was much smoke from combustion of aeroplane fuel and flammable materials in the building while the collapse of the twin towers released dust from cement and dry-wall partitions that was highly alkaline. [57] [58] [59] this caused considerable irritation of the eyes and the conductive airways. a year later many victims were still suffering from bronchial hyperreactivity and poor ventilatory function, in a so-called reactive airways dysfunction syndrome 54, 55 and there was continuing spirometric decline 5 years later. 60 the respirable portion of the dust formed only a small fraction of the whole but given the level of exposure its future effects cannot be discounted, particularly as it contained substances such as asbestos. unusual effects attributed to the disaster include acute eosinophilic pneumonia and granulomatous pneumonitis. 61, 62 allergenic air pollutants are dealt with in detail in the sections on asthma (see p. 109) and extrinsic allergic alveolitis (see p. 279). allergenic air pollution is generally occupational or domestic but periodic widespread air pollution was responsible for the epidemics of asthma seen in barcelona in the 1980s, which were eventually traced to ships discharging cargoes of soya flour (see p. 114). smoking-related diseases figure large throughout this book and in this section they are merely summarised collectively. of the greatest importance, both in the number of patients they affect and in their clinical effects on the individual, are the various forms of chronic obstructive lung disease and lung cancer, but there are many other respiratory diseases associated with smoking, and a few that are less common in smokers (box 7.2.1). 63 not surprisingly, these diseases are often encountered in combination and sometimes one may obscure another. for example, a cigarette smoker may have emphysema in the upper lobes and idiopathic pulmonary fibrosis in the lower lobes. 64, 65 alternatively, langerhans cell histiocytosis and desquamative interstitial pneumonia may affect the same parts of the lungs, in which case the focal lesions of the former may be masked by the latter condition. 63 the term 'smoking-related interstitial lung disease' has been introduced to cover a spectrum of interstitial diseases related to smoking 63, 66, 67 as well as being used in a more restricted sense to describe a combination of air space enlargement and interstitial fibrosis predominantly affecting the lower lobes. 68,69,69a quite advanced interstitial fibrosis has been reported in smokers with no clinical evidence of interstitial lung disease. 69b early changes detectable in smokers include chronic bronchiolitis, fibrosis of the bronchiolar wall and mild peribronchiolar interstitial fibrosis. 70, 71 even earlier changes are detectable at the molecular level: as many as 152 smoking-responsive genes that are significantly up-regulated or down-regulated have been identified in normal cigarette smokers. 72 there is marked individual variation, which may explain why many lifelong heavy smokers experience no respiratory problems. histological evidence that a patient smokes is provided by an increase in the number of alveolar macrophages and a characteristic brown discoloration of cytoplasm due to the phagocytosis of tar and other particulate matter derived from tobacco smoke (fig. 7.2.3) . cigarette smokers are at greater risk of lung disease than cigar and pipe smokers, probably because they inhale more deeply. they do this because cigarette smoke is more acid than cigar and pipe smoke and its nicotine content is therefore absorbed more easily through the lungs than the buccal mucosa. smokers obviously put their own health at greatest risk but the lesser hazards of passive smoking are now well recognized (see p. 532). passive smoking involves both the smoke exhaled by others and that coming from smouldering tobacco between puffs, the latter being known as sidestream smoke. the harmful effects of maternal smoking on the unborn child also come in this category. they include increased airway responsiveness and reduced lung function during the neonatal period and an increased risk of sudden infant death syndrome. reduced numbers of alveolar attachments to the bronchioles have been demonstrated in such infants. 73 smoking is also associated with disease of other organs (e.g. carcinoma of the oesophagus and bladder) but these are outwith the remit of this text. tobacco smoking by waterpipe (shisha, hubble-bubble) is enjoying a rise in popularity, both in its heartland, the middle east, and western countries, and wherever it is practised it is widely perceived as being less dangerous than smoking cigarettes. 74 this is probably a mis conception. what evidence there is suggests that waterpipe tobacco smoking is just as harmful as cigarette smoking, if not more so. 75 the lungs may be injured in burned patients in many ways (box 7.2.2) 76,77 but an important consideration when a body is recovered from a fire is whether death was due to the fire or took place beforehand, the latter raising the possibility of foul play. a vital reaction to the skin burns and the presence of soot in the lower airways provide evidence that death occurred in the fire but an absence of soot from the airways may be due to death occurring rapidly, from asphyxia or poisoning by gases released in the conflagration. soot is cleared rapidly and if the patient survives a few days an absence of soot from the airways is to be expected. 76 lung injury may result directly from heat and smoke inhalation or indirectly from the release of mediators associated with blast injury or shock. although air temperature in a fire may reach very high temperatures thermal injury seldom extends beyond the carina but more extensive injury from heat alone was seen in men exposed to steam escaping from a fractured boiler pipe. 78 those dying immediately showed coagulative necrosis of the respiratory mucosa down to the level of the alveolar ducts and alveolar congestion and oedema, while those surviving a little longer exhibited diffuse alveolar damage. the diffuse alveolar damage probably represented a manifestation of shock from their extensive cutaneous scalding whereas the mucosal necrosis is directly attributable to heat. diffuse alveolar damage is extrinsic allergic alveolitis sarcoidosis blast injury asphyxia poisoning by combustion products (e.g. carbon monoxide, cyanide) direct thermal injury (largely limited to the trachea) irritant smoke, fume and gas (e.g. oxides of nitrogen, ammonia, acrolein, sulphur dioxide) hypovolaemic shock secondary to skin loss septicaemic shock from: infected skin burns infected central lines secondary viral and bacterial pneumonia fluid overload tracheostomy complications, including tracheobronchitis, pneumonia and barotrauma oxygen toxicity absorption of toxic topical disinfectants thromboembolism uraemia usually part of systemic multiorgan failure in these patients, and is the leading cause of death in burns. 79 the ubiquity of plastics today means that smoke contains numerous irritants, including isocyanates, aldehydes and fluorinated organic chemicals. irritant smoke products have two principal effects. firstly, they cause an immediate painful stimulation of the eyes and respiratory tract which at low concentrations may prevent escape and at high concentrations may cause laryngeal spasm and death. secondly, they cause bronchopulmonary injury some hours after exposure. burned patients dying within 4-12 days often show tracheobronchial necrosis and diffuse alveolar damage with prominent hyaline membranes. 76, 77, 80 secondary herpesvirus infection is often present. 81, 82 the respiratory changes caused by heat and smoke are non-specific and careful consideration of the many causes of lung injury in burned patients listed in box 7.2.2 and of the clinical circumstances and management is generally required. often it will be concluded that the cause of the lung injury is multifactorial. long-term consequences of smoke inhalation include bronchiectasis and obliterative bronchiolitis. 83 methyl isocyanate, the chemical released at bhopal the bhopal catastrophe of 1984 was caused by the accidental release of 30 tons of methyl isocyanate gas (ch 3 -n=c=o) from a pesticide plant. 84 over 200 000 people were exposed, of whom 2500 died, mostly within hours of exposure, and 60 000 were seriously injured. the victims complained of intense ocular and respiratory irritation. some survivors were left with persistent respiratory impairment, which was thought to be due to obliterative bronchiolitis. 85, 86 methyl isocyanate is an extremely potent respiratory irritant, destroying the epithelium throughout the conducting airways, with comparatively less parenchymal injury. in survivors, epithelial regeneration, often involving squamous metaplasia, quickly commences, but not before endobronchial granulation tissue projections have developed, resulting in obliterative bronchiolitis. tear gases are chemical irritants delivered as an aerosol for the purpose of riot control. they react with mucocutaneous sensory nerve receptors causing intense irritation of the eyes, mucous membranes and skin. the respiratory effects are mainly concentrated on the upper tract so that there is violent sneezing, severe rhinorrhoea and cough but there may also be tracheobronchitis and rarely pulmonary oedema. 87 patients with pre-existent asthma or chronic obstructive pulmonary disease are most severely affected while others may be left with reactive airways dysfunction. toxins reaching the lungs via the blood stream may be drugs, food contaminants, metabolites produced elsewhere in the body, or chemicals ingested intentionally or accidentally, either in the home or the workplace. the lungs are selectively damaged by certain blood-borne toxins for a variety of reasons. for example, the herbicide paraquat is preferentially taken up by the lungs because of its molecular homology with certain endogenous substances. as detailed below, the type i alveolar epithelial cells are the cells that bear the brunt of the damage in paraquat poisoning. on the other hand, the alveolar capillary endothelium has its own selective uptake mechanisms (see metabolic functions of the pulmonary endothelium, p. 23) which may be responsible for it being selectively damaged by other chemicals. the bronchiolar clara cells are selectively injured by some ingested chemicals because they are equipped to deal with inhaled xenobiotics, but occasionally this activity results in metabolites that are extremely toxic. an example of this from veterinary medicine is provided by the furan-derivative 4-ipomeanol, which is found in mouldy sweet potatoes and results in acute pulmonary oedema in cattle fed such a diet. when this chemical is injected into mice, the bronchioles are denuded of clara cells whereas the intervening ciliated cells are completely unaffected. the selective damage to the bronchiolar clara cells appears to stem from the oxidative efficiency of their p-450 cytochromes, 88 which is much higher than those of the liver. chemicals having a similarly selective effect on bronchiolar clara cells include 3-methylfuran, carbon tetrachloride, naphthalene and 1,1-dichloroethylene, the last of which is a volatile compound that is widely used in the plastics industry. procarcinogens may be activated in the airways by similar mechanisms. paraquat is a dipyridylium compound that is widely used in agriculture as a herbicide. it kills all green plants but is inactivated on contact with the soil. it is applied as a spray and if the manufacturer's instructions are followed there is no danger to health. most fatal cases of paraquat poisoning, both accidental and suicidal, have been due to ingestion of the 20% aqueous solution gramoxone. the less concentrated granular form weedol is unlikely to be ingested accidentally but may be taken suicidally. 89 paraquat is not absorbed by the intact skin but repeated or prolonged application damages the epidermis so that absorption into the blood stream with consequent systemic effects is possible, but rare. 90 although paraquat has toxic effects on the liver, kidneys and myocardium, these are transient and attention has centred on the pulmonary changes, which are usually fatal. following suicidal ingestion of large amounts of paraquat, death from multiorgan failure and pulmonary haemorrhage occurs within a few days, whereas most victims of accidental paraquat poisoning die from progressive pulmonary fibrosis between 10 and 14 days after ingestion. in those who survive longer, a honeycomb pattern of pulmonary fibrosis may be apparent. 91 paraquat is a powerful oxidant and owes its toxicity to the production of active oxygen radicals. the lungs are particularly susceptible because paraquat is concentrated there by an active uptake mechanism in the alveolar epithelium. the inadvertent uptake of paraquat probably stems from a similarity between the molecular arrangement of its quaternary nitrogen atoms and the amine groups of endogenous oligoamines such as putrescine, spermidine and spermine, which are concerned in alveolar epithelial cell division and differentiation (fig. 7.2.4) . 92 this results in paraquat levels being 6-10 times higher in the lung than in the plasma. once taken up by the lung, paraquat is not metabolised but participates in redox cycling so that superoxide radicals are constantly produced. epithelial injury is proportional to the concentration of paraquat, while it is lessened by hypoxia and antioxidants such as superoxide dismutase, and potentiated by increased concentrations of oxygen. [93] [94] [95] [96] the high concentration of oxygen in the alveoli is a further reason why the lungs are particularly vulnerable to paraquat. knowledge of the toxic effects of paraquat comes from observations on autopsy series 89, 97, 98 and from experimental studies that have enabled the sequence of pulmonary changes to be observed. [99] [100] [101] [102] in accordance with paraquat being taken up by the alveolar epithelium, electron microscopy shows that these cells suffer more profound damage than the endothelium. 99 type i epithelial cells swell and undergo necrosis (fig. 7. 2.5), 103 whilst type ii cells, although remaining capable of proliferation, show ultrastructural evidence of damage with derangement of cell organelles. 99, 100 histological changes in the lungs follow the pattern of diffuse alveolar damage, with a characteristic feature of the early exudative phase being intense vascular congestion and alveolar haemorrhage. 89, 97, 104 hyaline membranes are most clearly seen by about 5 days (fig. 7.2.6 ) and epithelial proliferation and fibrosis are conspicuous by about 14 days. the pattern of pulmonary fibrosis in paraquat poisoning has been disputed. some authors have stressed its interstitial position, whereas others have clearly demonstrated that it is intra-alveolar. 98, 102, [104] [105] [106] [107] however, as described on page 148, it generally assumes an obliterative pattern of intra-alveolar fibrosis in which the lumina of several adjacent alveoli are totally effaced, rendering them completely airless (see fig. 4 .24, p. 148). a new multisystem disease appeared abruptly in the environs of madrid in 1981. [108] [109] [110] over 20 000 people were affected and about 1 in 60 died. the disease was initially thought to be mycoplasma pneumonia but was soon found to be associated with the use of adulterated oil sold illicitly by door-to-door salesmen. although it was sold for culinary purposes the oil had been produced for industrial use in steel manufacture. it consisted of rapeseed and olive oil mixed with liquified animal fat, aniline and other organic chemicals. it has not been possible to identify the exact chemical responsible for the disease or to reproduce the changes in other species but the later induction of similar pathological changes by another substance contaminated with an aniline derivative is possibly relevant (see l-tryptophan-induced eosinophilia-myalgia syndrome, p. 389). 111 some clinical and pathological features of the disease suggest that immune mechanisms may also be involved. the initial clinical features included fever, respiratory distress, cough, haemoptysis, skin eruptions and marked eosinophilia. radiographs suggested pulmonary oedema and sometimes showed pleural effusion. about 5% of patients died at this stage but most recovered quickly. however, within a few weeks many were readmitted to hospital with nausea, vomiting, diarrhoea and abdominal pain. about a quarter then proceeded to develop weakness, myalgia, weight loss, scleroderma-like skin signs and pulmonary hypertension. 112, 113 many of these patients died after a long, wasting illness or are permanently disabled with neurological and hepatic disorders. in the early phase the lungs showed the most severe changes, which consisted of a combination of diffuse alveolar damage, eosinophilic infiltrates and arterial luminal narrowing by endothelial swelling and vacuolation, intimal foam cell infiltration and a non-necrotising vasculitis. 109, 112, 114 there was also capillary thrombosis, which later extended into arteries and veins, culminating in fibrosing obliteration of these blood vessels. in some patients dying of haemoptysis, dilated thin-walled blood vessels were identified in the mucosa of major blood-filled airways. late features in the lungs included plexogenic arteriopathy (see p. 420), possibly secondary to changes in the liver. similar inflammatory and vascular changes were seen in many other tissues. notable extrapulmonary features included fasciitis, vasculitis, neuronal degeneration, perineuritis, hepatic injury and tissue eosinophilia. sauropus androgynus is a vegetable that is widely cultivated for the table in many south-eastern asian countries. it is apparently harmless when cooked but recently there has been a vogue in taiwan for consuming large amounts of its unprocessed juice, blended with that of guavas or pineapple, because of its supposed efficacy as a slimming aid and in blood pressure control. coincident with this fad there has been an upsurge in patients with symptoms of obstructive lung disease. within a 4-month period more than 60 such patients were seen at one hospital. [115] [116] [117] they had four features in common: recent consumption of uncooked s. androgynus juice, fixed ventilatory obstruction, radiological evidence of bilateral bronchiectasis and an absence of any previous chronic respiratory disease. four patients agreed to undergo open-lung biopsy. this showed chronic bronchiolitis or obliterative bronchiolitis of constrictive pattern. the lymphocytes were mainly t cells but immunofluorescent and electron microscopy showed no evidence of an immune process. four patients underwent single-lung transplantation. the excised lungs showed sclerotic obliteration of bronchial arteries in the walls of bronchi 4-5 mm in diameter with segmental necrosis of bronchi 2-4 mm in diameter. the changes were considered to fit best with segmental ischaemic necrosis of bronchi at the watershed zone of the bronchial and pulmonary vasculature. 118 further patients have required lung transplantation but public education of the dangers of this herbal medicine now appears to have been successful. 119 alcohol and nicotine outstrip all other recreational drugs in popularity and their effects are of course well known. those of tobacco smoking are summarised above and dealt with in detail in the chapters on obstructive lung disease (chapter 3) and carcinoma of the lung (chapter 12.1). less well known is the lung disease that results from smoking blackfat tobacco, a practice popular with guyanese indians. blackfat is the trade name of a type of tobacco that is flavoured with mineral oil, some of which vaporises and is inhaled when the tobacco is smoked, to cause exogenous lipid pneumonia (see p. 314 [ch8] ). 120 in recent years the smoking of two other substances, marijuana and cocaine, has gained in popularity. it would not be surprising if the long-term effects of smoking these substances were similar to those of cigarette smoking but as yet it is too early to judge. however, the short-term effects are similar to those of tobacco smoking and this bodes badly for their ultimate effects. marijuana consists of the dried leaves of the cannabis plant, also known as hemp, as opposed to hashish, which is the plant's resin, and a further extract known as 'weed oil' . all these substances are smoked because they contain cannabis alkaloids which have psychoactive effects. however, this habit also exposes the lungs to many of the same respiratory irritants that are found in tobacco smoke. initial exposure to marijuana smoke often results in coughing while habitual smokers produce black sputum. bronchial biopsy shows inflammation and squamous metaplasia and bronchoalveolar lavage demonstrates increased numbers of cells, which are predominantly macrophages but also include neutrophils. [121] [122] [123] [124] [125] these changes are virtually identical to the short-term effects of tobacco smoke and are therefore likely to be similarly followed by the development of chronic obstructive lung disease and lung cancer. indeed, the dangers of smoking marijuana are probably greater than those of smoking tobacco as compared with tobacco smoking it is associated with a fivefold greater increase in blood carboxyhaemoglobin and a threefold increase in the amount of tar inhaled. 126 it is estimated that three cannabis cigarettes result in the same degree of bronchial damage as 20 tobacco cigarettes. 127 there is also evidence that the effects of smoking marijuana and tobacco are additive. 128 not surprisingly therefore, epidemiological studies report a doserelated impairment of large-airway function in marijuana smokers. 129 there are also several reports attributing pneumothorax to marijuana smoking ( fig. 7.2.7) . 130, 131 the pneumothorax may be spontaneous or develop during the deep, sustained inspiratory effort involved in smoking marijuana (or cocaine), which may be enhanced by a partner applying positive ventilatory pressure by mouth-to-mouth contact. thoracoscopy in such cases has shown predominantly apical, irregular bullous emphysema, while lung biopsy has demonstrated widespread alveolar filling by heavily pigmented macrophages. 131, 132 evidence is also beginning to accumulate that long-term cannabis use increases the risk of lung cancer. 133 smoking cannabis in the form of weed oil is also reported to result in exogenous lipid pneumonia. 134 cocaine cocaine hydrochloride is a fine white powder derived from the leaves of the plant erythroxolon coca by a complex chemical process. it is heat-labile and therefore cannot be smoked. users inject it intravenously or inhale it unheated through the nose, the latter practice being known as 'snorting' . however, a heat-stable free-base form that can be smoked is easily prepared from the hydrochloride with baking powder and a solvent such as ether. this process results in a crystalline deposit that is known as 'rock' because of its appearance or 'crack' because of the crackling sound it emits when heated. when smoked, the cocaine is readily absorbed and an intense surge of euphoria is experienced within 8 seconds. the intravenous route takes twice as long and 'snorting' several minutes. the hard addict therefore prefers to smoke 'crack' . a variety of pulmonary complications of smoking free-base cocaine has been reported. 128, [135] [136] [137] [138] [139] [140] [141] [142] [143] [144] acute effects include cough, shortness of breath, chest pain and haemoptysis. asthma may be aggravated, black sputum is produced, and pneumothorax and interstitial emphysema have resulted from valsalva manoeuvres undertaken in the belief that they promote even more rapid absorption. biopsy has shown pulmonary congestion and oedema, organising pneumonia, haemorrhage, haemosiderosis, diffuse alveolar damage and interstitial pneumonia or fibrosis. less common effects include eosinophilic pneumonia, extrapulmonary eosinophilic angiitis, medial thickening of pulmonary arteries and the barotrauma described above (see fig. 7.2.7) . severe burning of the airways has also been seen due to 'crack' being smoked before all the ether used in its preparation has evaporated. 'snorting' unheated cocaine has its own complications: substances such as cellulose or talc with which the drug is 'cut' (mixed as a diluent) are liable to provoke a foreign-body giant cell reaction in the lungs (fig. 7.2.8 ). 145 however, particles of foreign material larger than those in the usual respirable range (allowing for the fibrous shape of substances such as cellulose) should suggest intravenous use (see 'filler embolism', below). heroin is usually injected, but it may be smoked, when, as with marijuana, it is liable to lead to a very pronounced macrophage response. intravenous heroin abuse sometimes causes the sudden onset of a potentially fatal high-permeability pulmonary oedema (fig. 7.2.9 ). intravenous abuse of heroin and other drugs is also liable to cause 'filler embolism', which will now be considered. 'filler embolism' is the result of illicit drug usage in which compounds designed for oral use are injected intravenously to heighten their effects. oral preparations consist largely of fillers such as talc or starch and this insoluble particulate matter accumulates in the pulmonary capillaries. it provokes a foreign-body giant cell reaction, thrombosis and fibrosis and may cause pulmonary hypertension ( fig. 7 this 'designer' drug, taken for its central stimulant activity (street names 'ice' or 'u-4-e-uh', pronounced euphoria), is related to the appetite suppressor aminorex, discussed on page 424, and has similarly been associated with pulmonary hypertension. assessing whether a particular clinical manifestation represents an adverse drug reaction considers previous experience with the drug, alternative aetiological agents, the timing of events, drug levels, and the effect of withdrawing the drug and rechallenge with the drug. 7 it is worth bearing in mind that: • one drug may cause several patterns of disease. • one pattern of disease may be produced by a variety of drugs. • a drug reaction may develop long after the drug has been withdrawn. • a drug reaction may develop suddenly even though the dose of the drug has not been altered. • drug effects may be augmented by factors such as age, previous radiotherapy and elevated oxygen levels. • drug reactions may be localised. • many drugs cross the placenta to affect the fetus. an alternative classification of adverse drug reactions, which is more appropriate to pathology practice and which will be followed here, is one based on the pattern of disease. some pathological patterns of drug-induced lung disease are shown in table 7 central depression of respiration occurs as a side-effect of barbiturates, morphine and its derivatives, and even mild sedatives, and may be particularly troublesome in patients suffering from chronic obstructive lung disease. ventilation in such patients may be largely dependent on hypoxic respiratory drive and treatment with oxygen may therefore also have an adverse effect on respiration by lowering the degree of hypoxia and so diminishing the stimulation of the respiratory centre. peripheral impairment of the respiratory drive may be brought about by aminosides and other antibiotics, while corticosteroids may result in a myopathy affecting the respiratory muscles. other iatrogenic hazards affecting the peripheral nerves controlling respiration include nerve root disease complicating immunisation and surgical damage to the spinal and phrenic nerves. asthmatic patients are particularly susceptible to exacerbations of their disease by drugs (box 7.3.2). this effect may occur either as a predictable pharmacological side-effect of the drug or as an idiosyncratic response. examples of the former include β-adrenergicic antagonists and cholinergic agents while examples of the latter include sensitivity to the colouring agent tartrazine, for which reason many manufacturers have eliminated tartrazine from their red, orange and yellow tablets. allergic bronchoconstriction also forms part of generalised anaphylactic reactions induced by vaccines and antisera and occurs as a localised response to penicillin, iodine-containing contrast media, iron dextran and other medicaments. bronchospasm may also be initiated by the non-specific irritant effect of inhaling nebulised drugs if they are prepared as a hypotonic solution, a side-effect that is prevented by using isotonic solutions. aspirin and other non-steroidal anti-inflammatory agents aspirin-induced asthma has been recognised for many years and more recently several of the newer anti-inflammatory drugs have been found to exacerbate asthma in certain sensitive individuals. the basis for this is uncertain but the likelihood of an individual antiinflammatory drug provoking an asthmatic response is related to its potency as an inhibitor of prostaglandin cyclooxygenase pathway, resulting in the production of leukotrienes. [8] [9] [10] as well as asthma being exacerbated by drugs, the disease has been caused by occupational exposure in the pharmaceutical industry to certain drugs which can be inhaled during manufacture, notably penicillin, cephalosporin, methyldopa, cimetidine and piperazine. obliterative bronchiolitis of the constrictive type has been reported with penicillamine 11,12 and gold 13, 14 but in many cases it is possibly the underlying condition rather than the drug that is res ponsible (see p. 123). this is often rheumatoid disease, which is sometimes complicated by bronchiolitis obliterans whether the patient is under treatment or not. 15 organising pneumonia extending into peripheral bronchioles (see p. 120) may be seen with a variety of drugs but results in a restrictive rather than obstructive lung defect and is to be regarded as a cytotoxic effect of the drug acting primarily at the alveolar level (see below). raw sancropus androgyns taken as a slimming aid causes severe obliterative bronchiolitis (see p. 376). the cytotoxic effects of drugs may be acute or chronic, leading to changes as varied as pulmonary oedema, diffuse alveolar damage, pulmonary haemorrhage and haemosiderosis, organising pneumonia, interstitial pneumonitis and interstitial fibrosis. 16, 17 some of the most severe acute effects are seen with the chemotherapeutic agents used in malignant disease 18 but they are also recorded with drugs that are not traditionally thought to be cytotoxic, e.g. desferrioxamine administered as a prolonged intravenous infusion in acute iron poisoning. 19 pulmonary toxicity due to busulphan was first described in 1961, 20 and has been the subject of several subsequent studies. [21] [22] [23] [24] it remains the mainstay of treatment for chronic myeloid leukaemia. like other alkylating agents, it acts by cross-linking dna strands. clinical estimates of the incidence of pulmonary toxicity vary around 4% but subclinical damage is thought to be much more common. although not strictly dose-dependent, toxicity is rarely seen with a total cumulative dose of less than 500 mg. synergy with radiation and other cytotoxic drugs occurs. 25 similar effects have been reported for most cytotoxic agents, particularly bleomycin. 26 pulmonary toxicity is seen less commonly with other alkylating agents, such as cyclophosphamide and melphalan. [27] [28] [29] [30] bleomycin is a cytotoxic antibiotic derived from streptomyces species. it is widely used in the treatment of neoplasms such as lymphomas and germ cell tumours, and is thought to produce its therapeutic and toxic effects by altering the normal balance between oxidants (active oxygen radicals) and antioxidant systems. 26 bleomycin produces superoxide radicals when incubated with oxygen and iron in vitro. oxygen enhances its effects, 31 a fact well known to anaesthetists who accordingly take care to limit concentrations of inspired oxygen to 30% in patients on bleomycin who are undergoing surgery. [32] [33] [34] radiotherapy and cytotoxic agents such as bleomycin are also synergistic. bleomycin is preferentially concentrated in the lungs and pulmonary fibrosis can be produced in animals when it is administered intravenously, intraperitoneally or by intratracheal instillation. electron microscopy shows that the early changes consist of swelling and vesiculation of endothelial cells, interstitial oedema and type i epithelial cell necrosis. 35, 36 the reported incidence of bleomycin toxicity varies from 2 to 40% depending on the type of patient being treated and on dosage. in general, toxic effects increase with age and cumulative dose: above a total dose of about 500 units they rise significantly. the acute morphological changes attributable to drugs include pulmonary oedema and diffuse alveolar damage. acute pulmonary oedema is seen in heroin addicts who die while injecting themselves intravenously but it is also seen in patients administered a variety of drugs therapeutically, for example hydrochlorothiazide, salicylate, opiates, vinorelbine,and desferrioxamine. the oedema is of the high permeability type (see p. 402), rich in protein, and is occasionally haemorrhagic or accompanied by the hyaline membranes of diffuse alveolar damage. diffuse alveolar damage has alveolar epithelial necrosis as its basis (figs 7.3.1 and 7.3.2). however, the continuing action of many cytotoxic drugs affects the regeneration process so that atypical type ii epithelial cells develop, a characteristic feature that was first described with busulphan and subsequently with bleomycin. 21, 37 these two drugs differ chemically but both act (by different mechanisms) on dna. the atypical cells have abundant deeply eosinophilic or amphophilic cytoplasm and large nuclei, which may be multiple but are usually single. the nuclei measure up to 12 µm and are densely stained throughout or contain either large homogeneous deeply eosinophilic inclusions or clear vacuoles (fig. 7.3.3) . electron microscopy distinguishes the inclusions from nucleoli and shows them to consist of tubular aggregates derived from the internal nuclear membrane. 37 airway epithelium shows similar nuclear changes and often undergoes squamous metaplasia. the presence of such cells in sputum specimens submitted for cytology can lead to a misdiagnosis of malignancy. fibrosis may follow diffuse alveolar damage or develop insidiously, perhaps many years after drug therapy ceased (fig. 7.3.4) . 38 it may be both interstitial and intra-alveolar. the interstitial component is often accompanied by a non-specific chronic inflammatory infiltrate. the proportions of inflammation, which is potentially reversible, and fibrosis, which when collagenous is irreversible, obviously bear on the prognosis. however, most case reports antedate the recent classification of interstitial pneumonia described in chapter 6 and it is uncertain how their pathological appearances would now be classified. the majority lack the classic features of usual interstitial pneumonia and fibrotic non-specific interstitial pneumonia. many show overlapping patterns of intersitital pneumonia and this alone should arouse suspicion that a drug may have been responsible. however, some cytotoxic drugs result in pulmonary changes by more than one mechanism: for example, methotrexate may produce hypersensitivity reactions with granuloma formation [41] [42] [43] [44] or pulmonary eosinophilia 45 as well as diffuse alveolar damage. pulmonary toxicity is also occasionally seen in patients undergoing treatment with gold salts for rheumatoid disease: in addition to diffuse alveolar damage, there may be eosinophilia and dermatitis in these cases, again indicating possible hypersensitivity. 46 nitrofurantoin is another example of a drug resulting in a variety of patterns of alveolar injury: diffuse alveolar damage, desquamative interstitial pneumonia, giant cell interstitial pneumonia, organising pneumonia and eosinophilic pneumonia have all been recorded in association with this drug. [47] [48] [49] it should also be noted that in patients with neoplastic disease, clinical features suggestive of a pulmonary drug reaction may be due to factors other than drugs. in leukaemic patients, for example, these include direct infiltration of the lungs by leukaemic cells, opportunist infection and, if bone marrow transplantation has been undertaken, the effects of irradiation and possibly graft-versus-host disease. phospholipidosis is encountered with drugs such as the antidysrhythmic agent amiodarone, 50 which block lysosomal enzymes involved in the breakdown of complex lipids. this leads to their accumulation throughout the body but the effect is most marked in tissues that take up the drug and contain cells rich in lysosomes. the lung fulfils both these requirements through its rich complement of alveolar macrophages. these cells accumulate the enzyme substrate (phospholipid) in their cytoplasm with the result that large foam cells fill the alveoli (fig. 7.3.6 ). the appearances are those of endogenous lipid pneumonia, similar to that seen in obstructive pneumonitis. however, with amiodarone cytoplasmic vacuolation is also seen in epithelial and interstitial cells. the phospholipid inclusions contained within the vacuoles are particularly well seen in unstained frozen sections viewed by polarised light. 51 identical changes to those induced by amiodarone were seen in the lungs of rats exposed to very high levels of the antidepressant drug iprindole 52 and the anorectic drug chlorphentermine. 53 these three compounds, iprindole, chlorphentermine and amiodarone, all belong to the amphiphilic group of drugs which block lysosomal phospholipase and sphingomyelinase. although their pharmacological actions are very different, a molecular homology is apparent (fig. 7.3.7) . it is likely that all patients receiving substantial amounts of amiodarone develop phospholipidosis throughout the body, but this is generally well tolerated. only a minority experience respiratory impairment and in these there is also evidence of pulmonary inflammation and fibrosis, which is possibly mediated immunologically. 54 these patients generally have a restrictive lung deficit, the onset of which may be acute or chronic. bronchoalveolar lavage shows foamy macrophages but these cells indicate exposure to the drug rather than drug toxicity; nor are they specific to amiodarone, being observed on occasion with other drugs. lymphocytes of suppressor type may also be detected on lavage. 54 histologically, amiodarone toxicity is diagnosed on a combination of phospholipidosis and interstitial pneumonia and fibrosis. occasionally the hyaline membranes of diffuse alveolar damage are superimposed on the interstitial changes (see fig. 7.3.2) . [55] [56] [57] in some patients the fibrosis is intraalveolar rather than interstitial and the appearances are those of organising pneumonia. 58 the process may be localised and mimic a neoplasm radiologically. 59, 60 amiodarone toxicity is probably dose-dependent but there is considerable individual variation in the amount required, 61 ,62 which appears to be under genetic control. 63 amiodarone toxicity is uncommon in patients taking daily doses of 200 mg or less whereas the there are drugs that undoubtedly cause a usual interstitial pneumonia pattern, for example the chemotherapeutic agents and nitrofurantoin (fig. 7. 3.5), while others, for example the statins, are recorded as having induced a non-specific interstitial pneumonia pattern. 39 a drug history is therefore imperative when assessing any patient with diffuse parenchymal lung disease. organising pneumonia similar to the cryptogenic condition described on page 308, and probably similarly reversible with steroids, has been encountered with a variety of drugs, including amiodarone, sulphasalazine and pencillamine. 40 penicillamine has also been incriminated in the development of both diffuse alveolitis and bronchiolitis obliterans, but both these changes could well be due to the underlying rheumatoid disease for which the pencillamine is administered. 15 in busulphan lung there may be an organising intraalveolar fibrinous exudate, 21 which at its most extreme results in irreversible effacement of the alveolar architecture by sheets of loose connective tissue (see p. 148). with continued experimental administration of the drug iprindole mentioned above, the phospholipidosis it produced gradually evolved into alveolar proteinosis (more properly called lipoproteinosis; see p. 316), 65 but this has not been reported as a drug effect in humans. alveolar proteinosis has however been recognised in a number of patients receiving chemotherapy for conditions such as leukaemia. the mechanism here is probably based on the cytotoxic action of the drug and the material filling the alveoli may represent the detritus of degenerate alveolar cells rather than excess pulmonary surfactant, as in the primary auto-immune form of alveolar proteinosis. eosinophilic pneumonia, the pathology of which is described on page 461, may be caused by several drugs, including nitrofurantoin, para-aminosalicylic acid, sulphasalazine, phenylbutazone, gold compounds, aspirin and penicillin (see box 9.3, p. 460). 66, 67 it may also follow radiation to the chest. 68 the tissue eosinophilia is generally accompanied by a rise in the number of eosinophils in the blood. the clinical picture varies from transient asymptomatic opacities on a chest radiograph to a life-threatening illness with severe respiratory distress and hypoxaemia, so-called acute eosinophilic pneumonia (see p. 462). the reaction is often associated with a florid rash. withdrawal of the drug may be all that is required to effect resolution but corticosteroids are usually given as they produce a marked improvement. this syndrome of necrotising granulomatosis, vasculitis and eosinophilia in asthmatic patients, which is described more fully on page 465, has been reported when leukotriene receptor antagonists have been used to treat asthma. however, it is likely that the syndrome has been merely unmasked by the antileukotriene permitting a reduction in corticosteroid dose rather than representing a direct effect of the antileukotriene. 69, 70 mesalazine has also been implicated in inducing a vasculitis during treatment for inflammatory bowel disease. 71 the eosinophilia-myalgia syndrome was identified in the usa in 1989 and quickly identified as being due to the ingestion of ltryptophan from one particular japanese supplier. withdrawal of this substance led to the virtual elimination of the disease, but not before 2000 patients had been affected, 1 in 60 fatally. [72] [73] [74] [75] [76] cases were subsequently described in europe where there were further fatalities. l-tryptophan is an essential amino acid that is freely available to the public: its purchase does not require a medical prescription. it has been promoted as a dietary supplement and as an agent against insomnia and premenstrual tension. women in the reproductive years preponderated in the patients affected by the resultant eosinophiliamyalgia. the clinicopathological features of the syndrome are similar to those of the spanish toxic oil syndrome (see p. 375) and differ more in degree than type. the discovery of an aniline-derived contaminant in the tryptophan-induced condition is a further link connecting these two syndromes. 77 an immune basis is suggested by the identification of t lymphocytes activated against fibroblasts in the eosinophilia-myalgia syndrome. 78 the illness is a multisystem disorder and besides blood eosinophilia and myalgia there may be arthralgia, fever, rash and involvement of the lungs, liver and central nervous system. as in the toxic oil syndrome, there is fasciitis, wasting and muscle pain associated with blood and tissue eosinophilia. the lungs are affected in 60% of cases. pulmonary symptoms have included cough, dyspnoea and chest pain. radiographs have shown diffuse bilateral infiltrates and pulmonary hypertension has been documented in a few cases. 79 histology of the lungs shows an oedematous myxoid intimal thickening affecting small pulmonary blood vessels and a diffuse interstitial lymphocytic and eosinophilic infiltrate. 72, 73, 75, 76, 80 these cells may also be seen within the walls of the thickened blood vessels (fig. 7.3.8) . 72, 76 massive ingestion of l-tryptophan has resulted in the appearances of an organising pneumonia. 81 as an adverse drug reaction, granulomatous alveolitis is best exemplified by the extrinsic allergic alveolitis of pituitary snuff-takers, but it is also encountered on rare occasions with cytotoxic and other drugs, including methotrexate, bacille calmette-guérin (bcg) immunisation, interferons, ciprofloxacin, antiviral therapy and tumour necrosis factor antagonists. [42] [43] [44] 48, [82] [83] [84] [85] [86] [87] [88] [89] [90] the histological appearances may suggest extrinsic allergic alveolitis or sarcoidosis but the centri-acinar or lymphangitic concentration of these conditions is usually lacking. however, unless an infective agent can be demonstrated the diagnosis generally requires consideration of the clinical and environmental details, including any drug regimen. exogenous lipid pneumonia may result from the unintentional aspiration of various fat-based medicaments such as liquid paraffin, oily nose drops and petroleum jelly or of fat-rich dietary supplements in the form of ghee. [91] [92] [93] [94] [95] [96] [97] the consumption of liquid paraffin as an aperient is common in some countries and may be taking place without the knowledge of the patient's medical practitioner. regurgitation and aspiration of ingested oil are especially likely to happen during sleep in the presence of a hiatus hernia or when the oesophagus fails to empty completely into the stomach because of achalasia of the cardia. the aspiration of vegetable oil occurred in the past from the use of menthol in olive oil for the treatment of tuberculous laryngitis, and occasionally from the use of iodinated vegetable oils for bronchography. [98] [99] [100] [101] more recently exogenous lipid pneumonia has developed from the constant sucking of lollipops formulated for the administration of the analgesic fentanyl but also containing a stearate component. 102 the treatment of epistaxis by nasal packing with paraffin gauze has also led to exogenous lipid pneumonia. the pathology of exogenous lipid pneumonia is described on page 314. other medicines may also be aspirated unwittingly, for example a ferrous sulphate tablet may cause brown iron staining and necrosis of the bronchus at the point of impact, progressing to bronchial stenosis. [103] [104] [105] distal infection is then likely, as with any foreign body. barium sulphate aspiration may complicate gastrointestinal radiography. 106 large amounts may impair ventilation but being inert there is no permanent injury to the lungs, although the striking changes are evident on the chest radiograph. an outbreak of pulmonary hypertension affecting many swiss, austrian and german patients in the period 1966-68 was probably due to the anorectic drug aminorex, 107 which was accordingly withdrawn with regression in the number of new cases. the pathology in these patients was identical to that of primary pulmonary hypertension (see p. 420) and it proved impossible to reproduce the condition in laboratory animals but the epidemiological evidence that aminorex was to blame is very strong. fenfluramine and phentermine, further anorectic drugs that are chemically similar to aminorex, have also been associated with such plexogenic pulmonary hypertension, [108] [109] [110] [111] [112] and with fibroproliferative plaque on the tricuspid valve and pulmonary arteries. 113 pulmonary hypertension due to pulmonary veno-occlusive disease has sometimes complicated the use of cytotoxic chemotherapeutic agents 114 or followed bone marrow transplantation. 115 non-steroidal anti-inflammatory agents such as indomethacin and diclofenac cross the placenta and, if given in late pregnancy, may cause premature closure of the ductus arteriosus, resulting in severe neonatal pulmonary hypertension. 116, 117 pulmonary hypertension is a well-recognised association of human immunodeficiency virus (hiv) infection but until recently has been unexplained. now, however, evidence is emerging that the highly active antiretroviral therapy administered to hiv-positive patients might be responsible for the pulmonary hypertension. 118 the older high-oestrogen contraceptive drugs carried a slight risk of thromboembolism but this is not seen with the newer preparations. pulmonary thromboembolism has also occurred with a drug-induced lupus syndrome associated with anticardiolipin antibodies. chemotherapeutic drugs such as mitomycin may cause widespread smallvessel thrombosis resulting in the haemolytic-uraemic (thrombotic microangiopathic) syndrome. there is prominent involvement of pulmonary vessels and patients often suffer from respiratory as well as renal insufficiency, and pulmonary hypertension. the syndrome can develop during treatment or up to several months after the drug has been withdrawn. pulmonary thromboembolism is also recorded as a complication of immunoglobulin infusion. 119 non-traumatic fat embolism has resulted from the agglutination or 'creaming' of fat emulsions administered intravenously as a source of calories to debilitated patients. [120] [121] [122] [123] [124] [125] the agglutinated liposomes occlude fine blood vessels throughout the body, causing effects such as priapism, osteonecrosis and pancreatitis. they may be demonstrated in the pulmonary capillaries but the lungs have considerable vascular reserve and it is uncertain what effect the vascular occlusion has on pulmonary function. agglutination of these fat emulsions is particularly common in severely ill patients and this has been attributed to the elevated blood levels of acute-phase proteins, especially c-reactive protein, that are found in the very ill. the agglutination is also induced by calcium and may be brought about by administering calcium and other mineral supplements through the same venous line as the fat. once agglutinated, the fat is less soluble and may be demonstrated in paraffin sections. sudan black is especially useful for this purpose (fig. 7.3.9 ). microvascular crystal embolism is a further risk of parenteral nutrition, the crystals representing various calcium salts that may precipitate in the circulation. 126 transient diffusion abnormalities attributed to oil embolism are very common in patients undergoing lymphangiography but serious respiratory impairment is limited to those patients with pre-existing lung disease or in whom substantial amounts of contrast medium are injected rapidly. [127] [128] [129] [130] other emboli of an iatrogenic nature described in pulmonary arteries include the broken-off ends of intravenous catheters and cannulas, particles from dialysis tubing, 131 prosthetic implants of substances such as teflon and silicone 88, [132] [133] [134] [135] and various materials injected to occlude abnormal blood vessels. 136, 137 diffuse pulmonary haemorrhage diffuse pulmonary haemorrhage may result from interference with the clotting mechanism by anticoagulants 138 or from widespread pulmonary capillaritis, the latter reported in leukaemic patients treated with retinoic acid. 139 pulmonary haemorrhage has also been reported as an idiosyncratic reaction to lymphangiography media 140 and as a complication of immunoglobulin infusion, 141 while the development of anti-basement membrane antibodies resulting in goodpasture's syndrome has been attributed to penicillamine. 141a infection is a common pulmonary hazard in any patient receiving corticosteroids, chemotherapy or any other immunosuppressant drug. viral, bacterial, fungal and protozoal infections, often in combination, may all develop in the lungs of such patients and tissue reactions may be atypical. pneumocystis jiroveci, for example, may elicit a granulomatous reaction or cause diffuse alveolar damage rather than the usual foamy alveolar exudate (see p. 226). metastatic calcification, described on page 489, may result from any drug causing hypercalcaemia, e.g. high doses of vitamin d, calcium and inorganic phosphate or excessive alkali intake in the treatment of peptic ulceration. carcinoma of the lung may be promoted by drugs. arsenicals cause squamous metaplasia of the bronchi and occasionally squamous carcinoma, while peripheral scar cancers, usually adenocarcinomas, have developed in lungs showing fibrosis due to drugs such as busulphan. drugs may result in a variety of pleural diseases. 142 common examples include effusions, chronic inflammation and fibrosis. these are usually encountered in isolation but may be associated with chronic interstitial pneumonia or fibrosis. sometimes there is also serological evidence of systemic lupus erythematosus: many drugs, including hydantoin, practolol, procainamide, hydralazine and sulphonamides, are associated with the development of a syndrome resembling systemic lupus erythematosus that includes pleural disease. whether the drugs are directly responsible for the syndrome or merely promote the development of latent natural disease is uncertain. ergotamine derivatives such as methysergide and bromocriptine are notable for the production of pleural fibrosis, which is sometimes associated with mediastinal and retroperitoneal fibrosis large amounts or prolonged treatment are generally required to produce this effect. [143] [144] [145] in patients given practolol, pleural thickening has become evident several years after the drug was discontinued. this shows the need for a careful drug history in any patient with unexplained pleural fibrosis. reports of radiation-induced lung damage began to appear soon after ionising radiation became widely used in the treatment of malignant disease. [146] [147] [148] despite refinements in radiotherapy techniques it is often impossible to avoid irradiating small areas of lung when treating cancer of the lung, breast, spine, thymus and oesophagus. parts of the lungs are also included in 'mantle' irradiation of mediastinal lymph nodes affected by lymphoma. occasionally, the whole of both lungs is irradiated, as in the treatment of widespread pulmonary metastases or as part of whole-body irradiation prior to marrow transplantation for the treatment of leukaemia. radiation pneumonitis, usually localised, is estimated to affect about 8% of patients. 149 therapeutic irradiation is given as divided doses over several weeks in order to minimise damage to adjacent tissue. the effects of such fractionated treatment are cumulative. in the lungs an early exudative phase soon passes and progressive damage becomes apparent only after months or even years. 150, 151 the changes are generally confined to the area of lung that is irradiated but are widespread when the whole body is irradiated prior to bone marrow transplantation or there is accidental whole-body irradiation. however, localised irradiation of the lung has been followed by abnormalities in non-irradiated areas. these include bilateral alveolar exudates, 152 migratory organising pneumonia affecting both lungs 153, 154 and fulminant bilateral interstitial pneumonia. 155 the likelihood of lung injury is increased by the simultaneous use of cytotoxic drugs and oxygen therapy. 156 furthermore, chemotherapy following irradiation may result in exacerbation of the injury in areas previously irradiated, a phenomenon termed 'recall pneumonitis' . 157, 158 in the long term, irradiation also results in an increased incidence of lung carcinoma. this was seen in patients given therapeutic irradiation to the spine for ankylosing spondylitis 159 and is still encountered on occasion following irra diation for breast cancer. 160 the pathogenesis of radiation injury is described on page 146. radiation damage to the lung is traditionally separated into fulminant acute injury coming on within days, subacute pneumonitis developing within several weeks (typically 2-3 months) and interstitial fibrosis slowly evolving from the subacute stage or making itself apparent years later. the migratory organising pneumonia referred to above is an unusual further effect, as is chronic eosinophilic pneumonia. 68 in the pleura, radiation causes fibrinous effusions and adhesions. pleural effusion and pulmonary oedema may be augmented by the long-term effects of radiation on the heart. fulminant acute injury is an unusual and unexpected effect of therapeutic radiation but one that is likely to come to the attention of the pathologist as an autopsy is often requested. the clinical features are those of acute lung injury and the pathological changes are those of diffuse alveolar damage. the cause is likely to be accidental overdosage, augmentation of the radiation damage by accompanying oxygen therapy or treatment with cytotoxic drugs. occasionally however these factors can be excluded, in which case the damage has to be ascribed to 'hypersensitivity' . subacute radiation pneumonitis is encountered more commonly. after an interval of about 2-3 months the patient complains of shortness of breath and a non-productive cough. the chest radiograph shows hazy opacification proceeding to more dense consolidation. lung biopsy shows alveolar and interstitial oedema, possibly with residual hyaline membranes, proliferation of atypical alveolar epithelial cells and interstitial fibroblasts and organising thrombosis. later, as the process advances, there is widespread fibrosis comparable to that illustrated in figure 4 .24 on page 148 and ultimately dense scarring (fig. 7.3.10) . tracheal and aortic injury may complicate radiation treatment of tracheal lesions, sometimes resulting in an aortotracheal fistula. 161 patients requiring mechanical ventilation are liable to suffer lung injury in a number of ways. in addition to effects of barotrauma such as pneumothorax and surgical emphysema, they often develop diffuse alveolar damage. the high oxygen tension that is often combined with mechanical ventilation is a major factor 162-164 but mechanical forces other than the high pressures responsible for barotrauma can also contribute to this form of lung injury, notably by resulting in excessive end-expiratory stretch and repeated collapse/recruitment of the alveolar walls. 165, 166 low tidal volume ventilation is therefore a fundamental part of the management of diffuse alveolar damage. although oxygen is necessary to life, it is cytotoxic in high concentrations. severe hyperoxia damages dna, inhibits cellular proliferation and ultimately kills cells. its toxicity is thought to be due to the intracellular production of active oxygen radicals, some of which derive from activated neutrophils attracted to the site of injury. [167] [168] [169] [170] under normal conditions most of the oxygen is reduced to water by cytochrome oxidase, and any active radicals produced are eliminated by superoxide dismutase, catalase and other antioxidants. however, these defence mechanisms may prove inadequate when active radicals are produced in excess. 171 problems are likely to arise in clinical practice when lung disease necessitates the concentration of oxygen in the inspired air being raised in order to maintain normal blood levels of oxygen and prevent cerebral hypoxia. [172] [173] [174] a 'safe' level for oxygen administration is not firmly established and, because of species differences in susceptibility to oxygen, caution is needed in extrapolating from animal studies. however, animal experiments have shown that previous damage to the lungs renders them unduly sensitive to oxygen 175,176 and conversely that prior exposure to high levels of oxygen confers some resistance to subsequent oxygen exposure. 177 clinical studies suggest that less than 50% oxygen (at atmospheric pressure) can be tolerated for long periods without ill effect. little, if any, serious lung damage results from administration of 100% oxygen for up to 48 hours but concentrations between 50% and 100% carry a risk of damage if this period is exceeded. 171, 178 extracorporeal oxygenation of the blood circumvents the problem but if it is to be prolonged it becomes a major undertaking that poses its own hazards; it is therefore generally reserved for patients who remain hypoxaemic despite other measures. 179 intravenous blood oxygenators are employed to minimise the supplementation of inspired oxygen and partial liquid ventilation utilising perfluorocarbon has also been used. 180 experimentally, disruption of cd40 binding to reduce the release of proinflammatory cytokines has shown promising results in blunting oxygen-induced lung injury. 181 none of the morphological changes attributable to oxygen toxicity is specific. 174 the earliest ultrastructural change in experimental oxygen poisoning is swelling of endothelial cells, the cytoplasm of which becomes grossly oedematous and vacuolated. swelling and fragmentation of type i epithelial cells follow and these cells become separated from their basement membrane, which is then coated by thin strands of protein. 178 this coating is replaced by proliferating type ii cells by the 12th day. with recovery in room air the lungs practically return to normal. 182 the full clinical picture of oxygen poisoning is the acute respiratory distress syndrome and the corresponding pathological changes are those of diffuse alveolar damage, 174 as described on page 136. patients with hypovolaemic shock or undergoing major surgery often require massive blood transfusions and this provides another possible cause of pulmonary damage. although hypervolaemia is the commonest cause of pulmonary oedema after blood transfusion, transfusion-related acute lung injury is more often fatal. platelet and white cell aggregates are known to develop in stored blood, but a relationship between the number of microaggregates transfused and the degree of respiratory impairment has not been convincingly demonstrated. leukocyte antibodies are a more likely cause of lung injury in these patients. such antibodies are often found in multiparous female donors as a result of sensitisation by fetal white cells during pregnancy. alternatively, the recipient may have developed them during pregnancy or as a result of previous blood transfusions. the implicated antibodies are thought to initiate alveolar capillary damage within hours of transfusion by stimulating granulocyte aggregation. 183, 184 electron microscopy has shown capillary endothelial damage with activated granulocytes in contact with alveolar basement membranes. 185 cardiopulmonary bypass entails oxygenation and circulation of the blood by extracorporeal devices, so permitting major heart surgery. in the early days of such surgery it was not unusual for patients to develop fatal respiratory insufficiency in the postoperative period. this led to the term 'postperfusion lung' . electron microscopic studies showed alveolar damage with degranulation of neutrophils in pulmonary capillaries. 186, 187 the syndrome is now less common but infants remain susceptible. 188 the most likely explanation is that the synthetic materials with which blood comes into contact during the bypass procedure are able to activate complement. this is mediated by hageman factor (factor xii) and the alternative pathway. aggregation of neutrophils leads to their sequestration in the lungs and damage results from their release of lysosomal enzymes and active radicals. [188] [189] [190] the process is delayed by hypothermia. 189 a postcardiac injury syndrome develops after a variety of myocardial or pericardial injuries: it has been described after cardiac surgery (postpericardiotomy syndrome), myocardial infarction (dressler's syndrome), blunt trauma to the chest, percutaneous puncture of the heart and implantation of a pacemaker. 191 there is a delay of anything between a few days and a few months between the cardiac injury and the onset of symptoms, which comprise chest pain, breathlessness, dyspnoea and fever. examination usually reveals haemorrhagic pleural or pericardial effusions and pulmonary infiltrates. the syndrome usually resolves spontaneously and few pathological studies have therefore been conducted. however, the changes of diffuse alveolar damage have been reported, principally hyaline membrane formation and type ii pneumocyte hyperplasia. 192 the pathogenesis is obscure. antibodies reacting with myocardial antigens often develop after cardiac surgery but there is no relationship between these and the development of the syndrome. [192] [193] [194] this minimally invasive technique is used to destroy lesions as varied as pulmonary metastases and the connection between the left atrium and ectopic foci in the muscular sleeves that surround the terminations of the pulmonary veins (see p. 76). the former may be complicated by pneumothorax and the latter by pulmonary vein stenosis. 195, 196 central venous cannulation (synonym: catheterisation) is widely used in treating seriously ill patients and may give rise to serious complications. the commonest early complications related to the respiratory tract are caused by local trauma: they include pneumothorax, subcutaneous emphysema, haemothorax and air embolism. infection occurs later, causing endocarditis, septic emboli and lung abscesses. 197 thrombosis is another common late complication: one autopsy study of patients with central venous lines showed that 15% had major pulmonary emboli and 65% had microscopic emboli in their pulmonary arteries. 198 pulmonary artery cannulation, for example with a swan-ganz catheter, may result in pulmonary infarction or any of the traumatic complications of central venous catheterisation mentioned above. 199, 200 tracheotomy entails a small immediate risk of haemorrhage from damaged subthyroidal arteries, while an endotracheal tube predisposes to infection, as with all foreign bodies. infection is also promoted by the filtering action of the upper respiratory air passages being bypassed. the latter factor also necessitates humidification of the inspired air and on occasion the humidifier or ventilator has become contaminated so that an aerosol of bacteria is introduced directly into the lower respiratory tract. 201 high-pressure ventilation may also lead to interstitial emphysema, pneumothorax and surgical emphysema. asphyxia may follow an endotracheal tube becoming blocked by secretions or through it being badly positioned. secretions need to be constantly removed yet repeated suctioning to achieve this has led to cardiac dysrrythmia and even cardiac arrest. 202 if the balloon on the endotracheal tube is too near the tracheostomy it may act as a fulcrum, causing the tip of the tube to press into the tracheal wall. pressure necrosis and perforation may follow, leading to mediastinitis, tracheo-oesophageal fistula or erosion of a large blood vessel. these are also complications of tracheobronchial laser therapy. pressure from the balloon may lead to a tracheal diverticulum and after the tube is withdrawn the trachea may become narrowed at either the site of the incision or further down where the balloon on the tracheal tube causes pressure. small, shallow ulcers generally heal quickly but deeper ulcers cause necrosis of the tracheal cartilage, and healing is then often accompanied by fibrous stenosis (fig. 7.3 .11) or web formation. this results in wheezing and dyspnoea but not before the trachea has narrowed to 30% of its original size, which may take months. earlier narrowing may be caused by oedema or a fibrinous pseudomembrane. 203, 204 sometimes the stenosis takes the form of a large mass of granulation tissue at the tracheostomy site, a so-called granuloma ball. in children especially, intubation may lead to tracheomalacia so that after the tube is removed the airway collapses. 205 necrotising sialometaplasia is a further complication of prolonged intubation. 206 the incidence of such posttracheostomy complications can be minimised by careful placement of the stoma and tube, avoidance of large apertures and high cuff pressures, elimination of heavy connecting equipment and meticulous care of the tracheostomy. nasogastric feeding tubes may of course lead to aspiration lesions in the lungs and even fatal asphyxia if they are inadvertently allowed to enter the trachea rather than the oesophagus. bronchoscopy is generally a safe, almost routine procedure. a review of 23 862 patients who underwent bronchoscopy identified severe complications in 152 (0.637%), of whom three died. 207 the fatal cases comprised a 78-year-old with coronary heart disease who developed cardiac arrest and two patients who had had tracheal transplantation for oesophageal cancer and required bronchoscopic laser treatment but died of airway obstruction. the pleural cavity is intubated in the treatment of pneumothorax and pleural effusions the tube being placed anteriorly to drain air and posteriorly to drain fluid. complications include laceration of an intercostal artery or vein, the lung, the diaphragm and the heart. pneumonectomy has been practised since the 1930s, since when the mortality associated with this operation has dropped from over 50% to near zero in the best hospitals. risk factors include underlying lung disease, other medical conditions and more extensive procedures such as pleuropneumonectomy and pneumonectomy combined with chest wall resection. the anatomical changes that take place soon after pneumonectomy have been extensively studied by radiologists who describe the air-filled postpneumonectomy space gradually filling with fluid and contracting as the mediastinum shifts and the ipsilateral dome of the diaphragm rises. 209 much of the space is filled by fluid within 2 weeks but complete opacification may take up to 6 months. rapid filling in the immediate postoperative period suggests haemorrhage or chylothorax. however, fluid accumulation is normally rapid after pleuro-pneumonectomy and may compromise the function of the other lung. pathologists conducting autopsies long after the operation may find complete fibrous obliteration of the postpneumonectomy space, coupled with mediastinal shift and elevation of the hemidiaphragm, but often there is persistent brown fluid, which may be clear, cloudy or occasionally purulent. 210 the remaining lung is generally enlarged, with its volume greater than predicted. animal studies have shown that if one lung is excised early in life the enlargement is partly due to enhanced growth but later it represents only dilatation of existing air spaces. hepatocyte growth factor is thought to be involved in the proliferation of residual lung cells following pneumonectomy. 211 pulmonary complications include those typically seen after other thoracic procedures, such as haemorrhage and infection, and those unique to the postpneumonectomy state, namely anastomotic dehiscence and postpneumonectomy pulmonary oedema. the latter presents as the acute respiratory distress syndrome and represents the early stages of diffuse alveolar damage. it follows severe shift of the heart and mediastinum, which is commoner in children and young adults, in whom the tissues are more compliant. [212] [213] [214] [215] the condition complicates up to 4% of lung resections 216, 217 and is commoner following excision of the right lung when severe herniation of the left lung into the postpneumonectomy space stretches the trachea and left main bronchus and the latter is compressed between the left pulmonary artery in front and the arch of the aorta behind. in the long term the compression can result in bronchomalacia and postobstructive bronchiectasis. if postpneumonectomy oedema develops the immediate postoperative mortality is high -50% following pneumonectomy, 42% following lobectomy and 22% following sublobar resections. 217, 218 the pathogenesis is probably multifactorial but apart from factors such as fluid overload and high inspired oxygen concentrations there is probably an element of alveolar wall injury, induced by oxidant generation secondary to lung stretching and general surgical trauma. 219, 220 occupational dust exposure and chronic obstructive pulmonary disease -a 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experimentally induced bleomycin sulfate toxicity origin and significance of intranuclear tubular inclusions in type ii pulmonary alveolar epithelial cells of patients with bleomycin and busulfan toxicity late bcnu lung -a light and ultrastructural study on the delayed effect of bcnu on the lung parenchyma statin-induced fibrotic nonspecific interstitial pneumonia bronchiolitis obliterans organizing pneumonia during treatment with acebutolol and amiodarone methotrexate-induced pneumonitis (baltimore) bronchoalveolar lavage findings suggest an immunologic disorder pneumonitis complicating low-dose methotrexate therapy for rheumatoid arthritis -discrepancies between lung biopsy and bronchoalveolar lavage findings methotrexate pneumonitis: review of the literature and histopathological findings in nine patients the pulmonary toxicity of antineoplastic agents relationship of gold and penicillamine therapy to diffuse interstitial lung disease desquamative interstitial pneumonia following long-term nitrofurantoin therapy two unusual pathological reactions to nitrofurantoin: case reports bronchiolitis obliterans organising pneumonia associated with the use of nitrofurantoin amiodarone lung toxicity: a human and experimental study effect of amiodarone on the lung shown by polarized light microscopy fine structural alterations in the lungs of iprindole-treated rats effects of chlorphentermine on the rat lung amiodarone-induced hypersensitivity pneumonitis. evidence of an immunological cell-mediated mechanism amiodarone pneumonitis: three further cases with a review of published reports amiodarone-associated pulmonary toxicity. a clinical and pathologic study of eleven cases amiodarone lung: pathologic findings in clinically toxic patients amiodarone-induced bronchiolitis obliterans organizing pneumonia (boop) amiodarone-related pulmonary mass and unique membranous glomerulonephritis in a patient with valvular heart disease: diagnostic pitfall and new findings nodular 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antagonist therapy pulmonary sarcoidosis developing during infliximab therapy sarcoid-like granulomatous disease following etanercept treatment for ra pneumonia due to liquid paraffin: with chemical analysis a case of chronic paraffin pneumonitis liquid paraffin pneumonia -with chemical analysis and electron microscopy paraffinoma confirmed by infrared spectrophotometry foreign body granulomata of the lungs due to liquid paraffin exogenous lipoid pneumonia due to nasal application of petroleum jelly reaction of human lungs to aspirated animal fat (ghee): a clinicopathological study clinical reactions following bronchography the reaction of pulmonary tissue to lipiodol experimental study of bronchographic media on lung a method for the identification of lipiodol in tissue sections of lungs, lipids, and lollipops bronchial necrosis and granuloma induced by the aspiration of a tablet of ferrous sulphate syndrome of iron pill aspiration pulmonary disease associated with 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massive l-tryptophan ingestion pulmonary disease complicating intermittent therapy with methotrexate case records of the massachusetts general hospital. a 28-year-old man with increasing dyspnea, dry cough, and fever after chemotherapy for lymphoma interferon-alpha therapy associated with the development of sarcoidosis proliferation and differentiation in mammalian airway epithelium sarcoid-like pulmonary disorder in human review of the literature severe barium sulfate aspiration into the lung: clinical presentation, prognosis and therapy aminorex and the pulmonary circulation pulmonary hypertension and fenfluramine irreversible pulmonary hypertension after treatment with fenfluramine dietary pulmonary hypertension appetite-suppressant drugs and the risk of primary pulmonary hypertension fatal pulmonary hypertension associated with short-term use of fenfluramine and phentermine autopsy findings of heart and lungs in a patient with primary pulmonary hypertension associated with use of fenfluramine and phentermine pulmonary veno-occlusive disease following therapy for malignant neoplasms pulmonary veno-occlusive disease in an adult following bone marrow transplantation: case report and review of the literature indomethacin in the treatment of premature labor. effects on the fetal ductus arteriosus prenatal diagnosis of intrauterine premature closure of the ductus arteriosus following maternal diclofenac application roles and mechanisms of human immunodeficiency virus protease inhibitor ritonavir and other anti-human immunodeficiency virus drugs in endothelial dysfunction of porcine pulmonary arteries and human pulmonary artery endothelial cells pulmonary embolism after intravenous immunoglobulin fat embolism in infancy after intravenous fat infusions pulmonary fat accumulation after intralipid infusion in the preterm infant intralipid microemboli the pathogenesis of fat embolism pulmonary lipid emboli in association with long-term hyperalimentation the impact of intravenous fat emulsion administration in acute lung injury microvascular pulmonary emboli secondary to precipitated crystals in a patient receiving total parenteral nutrition -a case report and description of the high-resolution ct findings pulmonary complications following lymphangiography with a note on technique changes in pulmonary function due to lymphangiography pulmonary complications of lymphangiography respiratory distress syndrome from lymphangiography contrast medium spallation and migration of silicone from blood-pump tubing in patients on hemodialysis acute pneumonitis after subcutaneous injections of silicone in transsexual men pulmonary granulomas secondary to embolic prosthetic valve material pulmonary teflon granulomas following periurethral teflon injection for urinary incontinence acute pneumonitis after subcutaneous injections of silicone for augmentation mammaplasty a pathological study following bronchial artery embolization for haemoptysis in cystic fibrosis isobutyl-2-cyanoacrylate pulmonary emboli associated with occlusive embolotherapy of cerebral arteriovenous malformations hemorragie alveolaire diffuse secondaire a l'utilisation d'anticoagulants oraux diffuse alveolar hemorrhage with underlying pulmonary capillaritis in the retinoic acid syndrome intrapulmonary hemorrhage with anemia after lymphangiography alveolar hemorrhage as a complication of treatment with abciximab d-penicillamine induced goodpasture's syndrome in wilson's disease drugs and the pleura pleuropulmonary changes induced by ergoline drugs pleuropulmonary disease as a side-effect of treatment with bromcriptine pleuropulmonary disease due to pergolide use for restless legs syndrome fibrosis of the lung following roentgen-ray treatments for tumor radiation reaction in the lung radiation pneumonitis: experimental and pathologic observations radiation pneumonitis following combined modality therapy for lung cancer: analysis of prognostic factors the pathogenesis of radiationinduced lung damage radiation pneumonitis: a review adult respiratory distress syndrome after limited thoracic radiotherapy migratory bronchiolitis obliterans organizing pneumonia after unilateral radiation therapy for breast carcinoma migratory organizing pneumonitis 'primed' by radiation therapy hamman-rich syndrome 'primed' by radiation? recall' pneumonitis: adriamycin potentiation of radiation pneumonitis in two children recall lung pneumonitis due to carmustine after radiotherapy pulmonary radiation injury mortality from cancer and other causes after radiotherapy for ankylosing spondylitis increased risk of lung cancer after breast cancer radiation therapy in cigarette smokers aortotracheal fistula secondary to bacterial aortitis respirator lung -a misnomer pathology of adult respiratory distress syndrome pulmonary morphology in a multihospital collaborative extracorporeal membrane oxygenation project lung injury caused by mechanical ventilation ventilator-induced lung injury oxygen radicals mediate endothelial cell damage by complement-stimulated granulocytes in vitro damage of rat lungs by oxygen metabolites intercellular adhesion molecule-1 contributes to pulmonary oxygen toxicity in mice -role of leukocytes revised intercellular adhesion molecule-1 expression on the alveolar epithelium and its modification by hyperoxia normobaric oxygen toxicity of the lung oxygen pneumonitis in man pathology of pulmonary oxygen toxicity diffuse alveolar damage -the role of oxygen, shock and related factors diffuse interstitial pulmonary fibrosis. pulmonary fibrosis in mice induced by treatment with butylated hydroxytoluene and oxygen potentiation of diffuse lung damage by oxygen: determining values resistance and susceptibility to oxygen toxicity by cell types of the gas-blood barrier of the rat lung ultrastructural observations on the development of the alveolar lesions extracorporeal membrane oxygenation for adult respiratory failure pulmonary pathology of patients treated with partial liquid ventilation disruption of the cd40-cd40 ligand system prevents an oxygen-induced respiratory distress syndrome pathogenesis and reversibility of the pulmonary lesions of oxygen toxicity in monkeys. ii ultrastructural and morphometric studies diffuse alveolar damage, respiratory failure and blood transfusion pulmonary injury -secondary to extracorporeal circulation fine structural changes in the lungs following cardiopulmonary bypass complement and the damaging effects of cardiopulmonary bypass acute lung injury during cardiopulmonary bypass: are the neutrophils responsible? inflammatory response to cardiopulmonary bypass: mechanisms involved and possible therapeutic strategies the pleuropulmonary manifestations of the postcardiac injury syndrome the postmyocardial infarction syndrome. the nonspecificity of the pulmonary manifestations the postcardiac injury syndromes antiheart antibodies following open heart surgery: incidence and correlation with postpericardiotomy syndrome analysis of the factors associated with radiofrequency ablation-induced pneumothorax irreversible intrapulmonary vascular changes after pulmonary vein stenosis complicating catheter ablation for atrial fibrillation pulmonary venous stenosis after treatment for atrial fibrillation right sided infective endocarditis as a consequence of flow directed pulmonary artery catheterisation complications and consequences of endotracheal intubation and tracheotomy. a prospective study of 150 critically ill adult patients pathologic changes of the trachea after percutaneous dilatational tracheotomy pseudomonas aeruginosa respiratory tract infections in patients receiving mechanical ventilation cardiac arrhythmias resulting from tracheal suctioning obstructive fibrinous tracheal pseudomembrane -a potentially fatal complication of tracheal intubation 12-h pretreatment with methylprednisolone versus placebo for prevention of postextubation laryngeal oedema: a randomised double-blind trial tracheobronchomalacia in children necrotizing sialometaplasia (adenometaplasia) of the trachea severe complications of bronchoscopy the postpneumonectomy state evaluation of post-pneumonectomy space by computed tomography the postpneumonectomy space: factors influencing its obliteration hepatocyte growth factor stimulates proliferation of respiratory epithelial cells during postpneumonectomy compensatory lung growth in mice severe airway obstruction caused by mediastinal displacement after right pneumonectomy in a child. a case report postpneumonectomy syndrome: diagnosis, management, and results treatment of left pneumonectomy syndrome with an expandable endobronchial prosthesis postpneumonectomy syndrome: another twist acute lung injury and acute respiratory distress syndrome after pulmonary resection the mortality from acute respiratory distress syndrome after pulmonary resection is reducing: a 10-year single institutional experience prevalence and mortality of acute lung injury and ards after lung resection lung injury following pulmonary resection in the isolated, blood-perfused rat lung the pathogenesis of lung injury following pulmonary resection it is estimated that 5% of all hospital admissions are due to effects of therapeutic drugs, that 10-18% of inpatients experience a drug reaction and that 3% of deaths in hospital may be related to drug therapy. [1] [2] [3] [4] the lungs are often involved in these adverse reactions. the mechanism of an adverse drug reaction may be based on:• overdosage: toxicity linked to excess dose, or impaired excretion, one classification of adverse drug reactions is that based upon the type of drug (box 7.3.1). 6 this is not adopted here but in passing it is worth noting that pharmacists are generally very helpful in supplying details of adverse reactions to specific drugs. alternatively, information on the long list of potentially pneumotoxic drugs may be obtained at http://www.pneumotox.com. a useful scheme for chapter key: cord-000182-ni6iyzdn authors: he, zhisong; zhang, jian; shi, xiao-he; hu, le-le; kong, xiangyin; cai, yu-dong; chou, kuo-chen title: predicting drug-target interaction networks based on functional groups and biological features date: 2010-03-11 journal: plos one doi: 10.1371/journal.pone.0009603 sha: doc_id: 182 cord_uid: ni6iyzdn background: study of drug-target interaction networks is an important topic for drug development. it is both time-consuming and costly to determine compound-protein interactions or potential drug-target interactions by experiments alone. as a complement, the in silico prediction methods can provide us with very useful information in a timely manner. methods/principal findings: to realize this, drug compounds are encoded with functional groups and proteins encoded by biological features including biochemical and physicochemical properties. the optimal feature selection procedures are adopted by means of the mrmr (maximum relevance minimum redundancy) method. instead of classifying the proteins as a whole family, target proteins are divided into four groups: enzymes, ion channels, g-proteincoupled receptors and nuclear receptors. thus, four independent predictors are established using the nearest neighbor algorithm as their operation engine, with each to predict the interactions between drugs and one of the four protein groups. as a result, the overall success rates by the jackknife cross-validation tests achieved with the four predictors are 85.48%, 80.78%, 78.49%, and 85.66%, respectively. conclusion/significance: our results indicate that the network prediction system thus established is quite promising and encouraging. identification of drug-target interaction networks is an essential step in the drug discovery pipeline [1] . the emergence of molecular medicine and the completion of the human genome project provide more opportunity to discover unknown target proteins of drugs. many efforts have been made to discover new drugs in the past few years. however, the number of new drug approvals remains quite low (around only 30 per year). this is partially because many compounds or drug candidates have to be withdrawn owing to unacceptable toxicity. such failures have wasted a lot of money. it would be beneficial to develop computational methods for predicting the sensitivity and toxicity before a drug candidate was synthesized [2, 3, 4] . however, a number of problems need to be overcome in order to find out the exact effects of a drug. firstly, drugs could have numerous effects including positive and negative effects, and it is hard to find out and elucidate the possible effects; secondly, different people would have completely different responses to a drug even though the same gene products are only slightly different [5, 6, 7, 8] ; thirdly, it is very hard to trace the drug effects since the biological interaction pathways are extremely complicated in human beings. therefore, it would be very helpful for drug development if the interactions between drugs and target proteins could be predicted more accurately and the underlying mechanisms could be better understood. several computational approaches have been developed for analyzing and predicting drug-protein interactions. the most commonly used are docking simulations [9, 10, 11, 12] , literature text mining [13] , and combining chemical structure, genomic sequence, and 3d structure information [14] , among others (see, e.g., [15, 16, 17] ). machine learning and data mining methods have been widely used in the computational biology and bioinformatics area. many researchers have made lots of efforts to develop useful algorithms and softwares to investigate various drug-related biological problems, such as hiv protease cleavage site prediction [18, 19] , identification of gpcr (g protein-coupled receptors) type [20, 21] , protein signal peptide prediction [22] , protein subcellular location prediction [23, 24, 25] , analysis of specificity of galnac-transferase protein [26] , identification of protease type [27, 28] , membrane protein type prediction [29, 30, 31, 32] , and a series of relevant webserver predictors as summarized in a recent review [33] . here we propose a predictor for drug-target interactions based on the nearest neighbor algorithm [34] . since biochemical and physicochemical features [35] are important for characterizing proteins, in this study they are used to represent proteins as done by many previous investigators (see, e.g., [36, 37, 38] . to improve the predictor's performance, minimum redundancy maximum relevance (mrmr) algorithm [39] is used to rank the features. meanwhile, the incremental feature selection and forward feature selection are applied for feature selection. the protein targets for drugs are divided into enzymes, ion channels [40, 41, 42, 43] , gpcrs [44, 45] , and nuclear receptors [14] in this study. finally, four predictors for predicting the interactions of drugs with each of the four protein families are developed in hopes that they can help provide useful information for drug design. in addition to the dataset used by yamanishi et al. [14] , information about drug compounds and genes can be obtained from kegg [46, 47] by the ftp operations: ftp://ftp.genome.jp/ pub/kegg/ligand/drug/drug for the drugs, and ftp://ftp.genome. jp/pub/kegg/genes/fasta/gene.pep for the genes. after excluding the drug-target pairs that lack experimental information, we finally obtained a total of 4,797 drug-target pairs, of which 2,719 for enzymes, 1,372 for ion channels, 630 for gpcrs, and 82 for nuclear receptors. all these datasets were used as the positive datasets in the current study. the corresponding negative datasets were derived from the above positive datasets via the following steps: (1) separate the pairs in the above positive dataset into single drugs and proteins; (2) re-couple these singles into pairs in a way that none of them occurs in the corresponding positive dataset; (3) randomly picked the negative pairs thus formed until they reached the number two times as many as the positive pairs. the drug-target benchmark datasets thus obtained for enzymes, ion-channels, gpcrs, and nuclear receptors are given in online supporting information s1, s2, s3, and s4, respectively. representing drugs with chemical functional groups composition. the number of drugs is extremely large. however, most of them are small organic molecules and are composed of some fixed small structures, called functional groups. since functional groups usually represent the characteristics of a compound as well as its reaction mechanism with other molecules, features derived from its functional groups could be very effective in characterizing a drug. moreover, the number of common functional groups is quite small, and hence it is possible to use the functional group composition to uniquely represent a drug [48] . a number of functional groups are available in nature, and we selected the following 28 common groups for the current study: (1) alcohol, (2) aldehyde, (3) amide, (4) amine, (5) hydroxamic acid, (6) phosphorus, (7) carboxylate, (8) methyl, (9) ester, (10) ether, (11) imine, (12) ketone, (13) nitro, (14) halogen, (15) thiol, (16) sulfonic acid, (17) sulfone, (18) sulfonamide, (19) sulfoxide, (20) sulfide, (21) a_5c_ring, (22) ar_6c_ring, (23) non_ar_5c_ring, (24) non_ar_6c_ring, (25) hetero ar_6_ring, (26) hetero non_ar_5_ring, (27) hetero non_ar_6_ring, and (28) hetero ar_5_ring. thus, following the same treatment as in [23] , a drug compound can now be formulated as a 28-d (dimensional) vector given below: where g i (i~1, 2, á á á , 28) is the occurrence frequency of the i-th functional group in the drug d, and t the matrix transpose operator. representing target proteins with pseudo amino acid composition by incorporating biochemical and physicochemical features. now the problem is how to effectively represent a target protein. two kinds of representations are generally used in this regard: the sequential representation and the non-sequential representation. the most typical sequential representation for a protein sample is its entire amino acid sequence, which can contain the most complete information of a protein. to deal with this model, the sequence-similarity-searchbased tools, such as blast [49] , are usually used to find the desired results. unfortunately, this kind of approach failed to work when the query protein did not have significant homology to the proteins in the training dataset. thus, various non-sequential representations or discrete models were proposed. the simplest discrete model was based on the amino acid composition (aac) (see, e.g., [50] ). however, if using the aac model to represent a protein, all its sequence-order information will be lost. to avoid completely losing the sequence-order information, the pseudo amino acid composition (pse-aac) was proposed [36] to represent the sample of a protein. the pseaac can be used to represent a protein sequence with a discrete model yet without completely losing its sequence-order information. for further information about pseaac, see the web-page by clicking the link http://en. wikipedia.org/wiki/pseudo_amino_acid_composition. ever since the concept of pseaac was introduced, it has been widely used to study various problems in proteins and protein-related systems (see, e.g., [37, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65, 66] ). meanwhile, many different forms of discrete models were also proposed (see, e.g., [20, 30, 32, 51, 67, 68, 69, 70, 71, 72, 73, 74, 75, 76, 77, 78, 79, 80, 81, 82] ). however, regardless of how much different these models are, they just belong to different forms of pseaac, as elucidated in a recent comprehensive review [83] . here, we are to propose a different pseaac to represent drug-targeted proteins in terms of their biochemical and physicochemical features [84] . six different types of features were considered: (1) hydrophobicity, (2) polarizability, (3) polarity, (4) secondary structure, (5) normalized van der waals volume, and (6) solvent accessibility. each amino acid residue in a protein sequence can be represented by a set of different states according to its features. for instance, its hydrophobicity feature can be marked by one of the following three states: ''polar'', ''neutral'', or ''hydrophobic'' [85] ; its solvent accessibility feature by one of the two: ''buried'' or ''exposed to solvent'', as predicted by predacc [35] ; its secondary structure feature by one of the three: ''helix'', ''sheet'', or ''coil'', as predicted by the method in [86] ; and so forth. thus, a protein sequence can be translated to a series of codes according to the biochemical and physicochemical properties of its constituent amino acid residues. for example, if using ''p'', ''n'' and ''h'' to represent the three states of hydrophobicity: ''polar'', ''neutral'', and ''hydrophobic'', the protein sequence ''dmaeimsdkp-qagml'' can be translated to ''phnphhnppnpnnhh'' according to the codes of the hydrophobic property feature. the encoded sequences thus obtained would have different length for proteins of different sizes, which will make the prediction engine difficult to handle. to make the feature-encoded sequence to be a vector with a fixed number of dimensions, three properties of a sequence was used: composition (c), transition (t), and distribution (d). c represents the global composition of each letter in the sequence; t, the frequency of a code letter changing from one to another; d, the distribution pattern of the code letters along the sequence, measuring the percentage of the sequence length within which the first, 25%, 50%, 75%, and 100% of the amino acids of each code letter is located. take the above hydrophobic property sequence as an example: its c feature is 5/15 = 33.3% for all of p, h, and n, while the t feature is 2/10 = 20%, 3/10 = 30% and 5/10 = 50% for the changes between h and p, n and h, n and p, respectively. the measurement of feature d is a little more complicated. for the letter h, the first, 25%, 50%, 75% and 100% of hs in the sequence is located at the position of 2, 5, 6, 14, and 15. thus its d feature is ( , with a total of 21 components. likewise, for the sequences encoded by the other four biochemical properties, each is also corresponding to 21 components. but for the sequence encoded by the solvent accessibility with only two states (''buried'' or ''exposed to solvent''), the encoded sequence is corresponding to only 14 components. finally, by adding the 20 components of aac [87] into the vector concerned, the total number of components thus obtained for a given protein is 5|21z20z14~139; i.e., the protein can be formulated as a 139-d vector given by where p i (i~1, 2, á á á , 139) is the i-th component of the protein p. of the 139 components, 119 are derived according to the codes of the above six biochemical and physicochemical features, and 20 are the aac components of p. with all samples represented by a feature vector, now it is possible for us to construct our predictor using the machine learning approach. the nn (nearest neighbor) algorithm is quite popular in pattern recognition community owing to its good performance and simple-to-use feature. according to the nn rule [88] , the query sample should be assigned to the subset represented by its nearest neighbor. in this study, if the drug-target pair with the shortest distance is a positive sample, meaning that they can interact with each other, the sample for test is seen as a positive drug-target pair. otherwise, the test sample is seen as a negative one. there are many different definitions to measure the ''nearness'' for the nn algorithm, such as euclidean distance, hamming distance [89] , and mahalanobis distance [50, 90, 91] . in the current study, the following equation was adopted to measure the nearness between samples v x and v y where v x : v y is the dot product of the two vectors, and v x k k and v y their modulus, respectively. when v x :v y we have d(v x ,v y )~0, indicating the ''distance'' between these two sample vectors is zero and hence they have perfect or 100% similarity. after constructing the drug-target interaction predictor, we have to evaluate its performance. in statistical prediction, the following three cross-validation methods are often used to examine a predictor for its effectiveness in practical application: independent dataset test, subsampling (k-fold cross-validation) test, and jackknife test [92] . however, as elucidated by [24] and demonstrated by eq.50 in [93] , among the three cross-validation methods, the jackknife test is deemed the most objective that can always yield a unique result for a given benchmark dataset, and hence has been increasingly used and widely recognized by investigators to examine the accuracy of various predictors (see, e.g. [51, 53, 54, 55, 56, 57, 59, 62, 63, 64, 94, 95, 96] ).'' accordingly, in this study the jackknife cross-validation was adopted to calculate the success prediction rates as well. although we've constructed the drug-target predictor based on the original feature set described above, it is possible to improve its performance with a better feature set. apparently, not every feature in the feature set is equally relevant to the drug-target interaction. what's more, features may not be independent with each other. the ''bad'' will have negative impact on the accuracy and efficiency of the predictor, so it is possible to do the feature selection process to construct a more compact and effective feature set. the first step is using maximum relevance minimum redundancy (mrmr) [36] to do feature evaluation. maximum relevance minimum redundancy (mrmr) [39] was firstly developed for analysis of microarray data. it ranks each feature according to its relevance to the target and redundancy to other features. the better a feature is deemed to be, the higher the rank it will be assigned to. mutual information (mi), denoted by i to indicate the dependence of two features used to quantify the relevance and redundancy. mi is defined as following: based on mi, we can quantify relevance (d) and redundancy (r) as: where f candidate is the feature to be calculated, and c is the target variable. by combining the above two equations to maximize relevance and minimize redundancy, the following mrmr function is constructed: where v s and v t are the already-selected feature set and to-beselected feature set, respectively, and m and n are the sizes of these two feature sets, respectively. the earlier a feature is selected, the better it would be though of. finally, we can get an ordered feature list with a rank for every feature to indicate its importance in the feature set. in our study, the mrmr program is obtained from: http://research. janelia.org/peng/proj/mrmr/index.htm. to calculate mi, the joint probabilistic density and the marginal probabilistic densities of the two vectors were used. a parameter t is introduced here to deal with these variables. suppose mean to be the average value of one feature in all samples, and std to be the standard deviation, the feature of each sample would be classified into one of the three groups according to the boundaries: mean+(t : std). in our study, t was assigned to be 1. as mentioned above, the importance of each feature is rated according to its rank in the mrmr analysis. the next step is to determine which features should be selected as the optimal feature set for our drug-target predictor. here the ifs (incremental feature selection) procedure is used to solve the problem. each feature in the mrmr feature list was added one by one, and n different feature sets are obtained if the total feature number is n, while the i-th feature set is: based on each of the n feature sets, an nn algorithm predictor was constructed and tested with the jackknife cross-validation test. with all the n overall accurate rates calculated, we could draw an ifs curve with the index i to be the x-axis and the corresponding overall accurate rate to be the y-axis. thus, s opt~f f 1 , f 2 , :::, f n g is regarded as the optimal feature set if the curve reach its peak where the value of its x-axis is nƒn. because four independent predictors are needed for the four different classes of drug-target pairs, the ifs analysis procedure will be processed four times with each for a specific predictor. to refine feature selection, the ffs (forward feature selection) procedure based on the result of ifs was used. ffs is a feature selection method based on ifs results which tries every feature in the candidate feature set and adds the feature that achieves the highest prediction accuracy into the already-selected feature set in each goes. suppose the ifs curve reaches its peak with apex as its x-axis, the initial ffs-selected feature set was constructed as: more features in ffs-to-be-selected feature set would be added into the ffs-selected feature set one by one. the ffs-to-beselected feature set with m features covers the features with mrmr ranks between k+1 and k+1+m, where m is a user-defined positive integer smaller than n{k with n to be the size of the original feature set. in each round of ffs, each feature in ffs-tobe-selected feature set would be taken out and added to the ffsselected feature set. each predictor based on each new ffsselected feature set would be tested, and the feature set obtained the highest overall accurate rate would be used as the new ffsselected feature set. this process would be run for m times, until the ffs-to-be-selected feature set becomes a null set. an ffs curve similar to the ifs curve could be drawn with x-axis as the index and y-axis as the overall accurate rate. in this study, ffs was run for each of the four benchmark datasets based on the corresponding ifs result. m for all these processes was set to 50, while k for each ffs was set to be the index of the point with the first maximum value (i.e. the maximum point with the smallest index) in the corresponding ifs curve. to improve performance of the predictor of drug-target interaction, feature selection process was carried out. the first step of feature selection is feature evaluation. in this study, mrmr was used to evaluate every feature in original feature set. listed in online supporting information s5 are two kinds of outputs: the first one is the maxrel list which shows ranks of features for their relevance to the target; the second is mrmr list showing the mrmr ranks according to the feature order satisfying eq. 3. in this study, only the mrmr list was used as the results of feature evaluation. since there are four groups of samples, mrmr was run four times with each for one of them. with the four mrmr lists, ifs was processed for each of the four sample groups, generating four ifs curves. based on these results, we set k in ffs to be 16, 15, 14 and 19 for the data of enzymes, ion channels, gpcrs and nuclear receptors, respectively. each of these figures is the index of the point of the first maximum value in the corresponding ifs curve. shown in fig. 1 are the four ifs curves with their corresponding ffs curves. the peaks of the four ffs curves finally reach the overall success rates of 85.48% with 32 features, 80.78% with 37 features, 78.49% with 30 features, and 85.66% with 32 features for enzyme group, ion channel group, gpcr group and nuclear receptor groups, respectively. features selected by mrmr+ffs for the four different groups are quite different from each other, showing the intrinsic differences between them. although there are more features for target than those for drug in the original feature set, more drug features were selected, showing the important role of drugs. many of the selected target features are for protein secondary structure, especially for enzyme group (half of selected target features are for this). all types of features are selected in at least one group, showing that all biochemical and physicochemical features have their irreplaceable positions in drug-target interaction process. for the details of the optimal feature-set outputs by ffs for the four benchmark datasets, see the online supporting information s6. for the specificity and promiscuity, we divided the drug-protein interactions into four groups according to the targets of drugs: enzymes, ion channels, gpcrs, and nuclear receptors. we used all the known drugs and target proteins in the gold standard data as training data to predict the potential interactions between all human proteins annotated as members of the four classes in kegg genes and all compounds in kegg ligands. enzyme recognition is the primary event involved in the interaction of proteins with other proteins and with small molecules such as metabolites and therapeutics. predicting drugenzyme interactions has direct application for completing genome annotations, finding enzymes for synthetic chemistry, and predicting drug specificity, promiscuity and pharmacology. it is suggested that the secondary structure information plays the major role in determining the drug-enzyme interactions activity. for example, cytochrome p450 (cyp) induction-mediated interaction is one of the major concerns in clinical practice and for the pharmaceutical industry [97] . induction of cyp1a enzymes with a specific structure-stable state may activate some xenobiotics to their reactive metabolites, leading to toxicity [98, 99] . amino acid composition and hydrophobicity also contribute considerably to these interactions. an insertion/deletion (i/d) polymorphism of the angiotensin i-converting enzyme (ace) have an influence on the antihypertensive response, particularly when using ace inhibitors (acei) [100] , mirroring that the amino acid composition did contribute to the interactions. hydrophobicity plays a role in determining the coefficients of drug-enzyme interaction energy with the application to drug screening as well as in silico target protein screening [101, 102] . the g-protein coupled receptor (gpcr) superfamily, which is comprised of estimated 600-1,000 members, is another largest known class of molecular targets with varieties of physiological activities and proven therapeutic value [103] . they are integral membrane proteins sharing a common global topology that consists of seven transmembrane alpha helices, intracellular cterminal, an extracellular n-terminal, three intracellular loops and three extracellular loops [33, 44] . it is suggested that secondary structure and polarity would play a major role in determining the drug-gpcrs interactions activity. small secondary structures such as helices and loops are identified as entities potentially involved in stabilizing interactions with ligands [33] . these motifs were situated mainly in the apical region of transmembrane segments and included a few extracellular residues [104] . crystal structures of engineered human beta 2-adrenergic receptors (ars) in complex with an inverse agonist ligand, carazolol, provide threedimensional snapshots of an important g protein-coupled receptor (gpcr) with a beta-sheet structure and forms part of the chromophore-binding site [105] . glida provides interaction data between gpcrs and their ligands, along with chemical information on the ligands, as well as biological information regarding gpcrs [106] . some of the features reflect physical interactions that are responsible for the structural stability of the transmembrane, the formation of extensive networks of interhelical h-bonds and sulfur-aromatic clusters that are spatially organized as ''polarity'', the close packing of side-chains throughout the transmembrane domain. when more experimental 3d structures become available for gpcrs in the future, this will help building reliable models for a wider range of gpcrs that would be suitable for docking studies. joint use of ligand-based chemogenomic and docking would certainly improve the prediction. ion channels are a large superfamily of membrane proteins that pass ions across membranes and are critical to diverse physiological functions in both excitable and nonexcitable cells and underlie many diseases. as a result, they are an important target class which is proven to be highly ''druggable''. according to our analysis, secondary structure and polarity play the major role in determining the drug-ion channels interactions activity. secondary structure controls the membrane potential and interrogates ion channels in different conformational states. the drug-ion channels interaction needs gated state where they can switch conformation between a closed and an open state [42, 43] . simulations on model nanopores reveal that a narrow hydrophobic region can form a functionally closed gate in the channel and can be opened by either a small increase in pore radius or an increase in polarity [107, 108] . nowadays, intense research is being conducted to develop new drugs acting selectively on ion channel subtypes and aimed at the understanding of the intimate drug-channel interaction [109] . nuclear receptors (nr) are ligand-activated transcription factors that regulate the activation of a variety of important target genes, which are the most important drug targets in terms of potential therapeutic application. according to our results, secondary structure and polarizability play the major role in determining the drug-nrs interactions. the conservative motif of the nr is typically described as three stacked alpha-helical sheets. the helices that make up the ''front'' and ''back'' sheets are aligned parallel to one another. the helices in the middle sheet run across the two outer sheets and only occupy the space in the upper portion of the domain. the space in the lower part of the domain is relatively void of protein, and for most nrs, this creates an internal cavity for small-molecule ligands [110] . hydrogen bonds with polarizability activity play a crucial role in protein-drug interactions (see, e.g., [11] ). our approaches and the results thus obtained could be used to demonstrate how nuclear hormone receptors form a network of direct interactions. and this network increases in complexity to describe the interactions with target genes as well as small molecules known to bind a receptor, enzyme, or transporter. a comprehensive drug-target interaction network system has been established that contains four classifiers for predicting the drugable interaction of compounds with enzymes, ion-channels, gpcrs, and nuclear receptors, respectively. it is anticipated that the network predictor system may become a very useful tool for drug development. particularly it may help us find new or potential drug-target interactions. online supporting information s1 the benchmark dataset for the drug-target enzyme interaction system. it contains 8,157 genedrug pair samples, of which 2,719 are positive and 5,438 negative. the 1st column of the table indicates the nature of samples with 1 for positive and 2 for negative; the 2nd column shows the code of target gene; and the 3rd column shows the code of drug. all the detailed information for the genes and drugs listed here can be found in a guide to drug discovery: target selection in drug discovery predicting human safety: screening and computational approaches assessment of chemical libraries for their druggability review: progress in computational approach to drug development against sars 3d structure modeling of cytochrome p450 2c19 and its implication for personalized drug design molecular modeling of two cyp2c19 snps and its implications for personalized drug design review: pharmacogenomics and personalized use of drugs review: structure of cytochrome p450s and personalized drug structure-based maximal affinity model predicts small-molecule druggability a fast flexible docking method using an incremental construction algorithm review: structural bioinformatics and its impact to biomedical science binding mechanism of coronavirus main proteinase with ligands and its implication to drug design against sars a probabilistic model for mining implicit 'chemical compound-gene' relations from literature prediction of drug-target interaction networks from the integration of chemical and genomic spaces statistical prediction of protein chemical interactions based on chemical structure and mass spectrometry data integrating statistical predictions and experimental verifications for enhancing protein-chemical interaction predictions in virtual screening alignment-free prediction of a drug-target complex network based on parameters of drug connectivity and protein sequence of receptors a vectorized sequence-coupling model for predicting hiv protease cleavage sites in proteins review: prediction of hiv protease cleavage sites in proteins gpcr-ca: a cellular automaton image approach for predicting g-protein-coupled receptor functional classes gpcr-gia: a web-server for identifying gprotein coupled receptors and their families with grey incidence analysis signal-cf: a subsite-coupled and window-fusing approach for predicting signal peptides using functional domain composition and support vector machines for prediction of protein subcellular location cell-ploc: a package of web-servers for predicting subcellular localization of proteins in various organisms euk-mploc: a fusion classifier for large-scale eukaryotic protein subcellular location prediction by incorporating multiple sites a sequence-coupled vector-projection model for predicting the specificity of galnac-transferase protident: a web server for identifying proteases and their types by fusing functional domain and sequential evolution information prediction of protease types in a hybridization space prediction of membrane protein types and subcellular locations low-frequency fourier spectrum for predicting membrane protein types memtype-2l: a web server for predicting membrane proteins and their types 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automata to generate image representation for biological sequences using cellular automata images and pseudo amino acid composition to predict protein subcellular location using pseudo amino acid composition to predict transmembrane regions in protein: cellular automata and lempel-ziv complexity using pseudo amino acid composition to predict protein structural class: approached by incorporating 400 dipeptide components predicting protein structural classes with pseudo amino acid composition: an approach using geometric moments of cellular automaton image using grey dynamic modeling and pseudo amino acid composition to predict protein structural classes predicting membrane protein type by functional domain composition and pseudo amino acid composition hum-ploc: a novel ensemble classifier for predicting human protein subcellular localization large-scale plant protein subcellular location prediction predicting membrane protein types by the llda algorithm predicting eukaryotic protein subcellular location by fusing optimized evidence-theoretic k-nearest neighbor classifiers pseudo amino acid composition and its applications in bioinformatics, proteomics and system biology recognition of a protein fold in the context of the structural classification of proteins (scop) classification the classification and origins of protein folding patterns seventy-five percent accuracy in protein secondary structure prediction predicting protein folding types by distance functions that make allowances for amino acid interactions a fuzzy k-nearest neighbours algorithm discriminant analysis; chapter 12 multivariate analysis of variance on the generalized distance in statistics this reference also presents a brief biography of mahalanobis who was a man of great originality and who made considerable contributions to statistics review: prediction of protein structural classes review: recent progresses in protein subcellular location prediction an intriguing controversy over protein structural class prediction some insights into protein structural class prediction subcellular location prediction of apoptosis proteins cyp induction-mediated drug interactions: in vitro assessment and clinical implications cyp1a1: friend or foe? inhibition and induction of human cytochrome p450 enzymes: current status angiotensin i-converting enzyme gene polymorphism and drug response genome scale enzymemetabolite and drug-target interaction predictions using the signature molecular descriptor svm-prot: web-based support vector machine software for functional classification of a protein from its primary sequence molecular tinkering of g protein-coupled receptors: an evolutionary success critical role for the second extracellular loop in the binding of both orthosteric and allosteric g protein-coupled receptor ligands structural basis for ligand binding and specificity in adrenergic receptors: implications for gpcr-targeted drug discovery glida: gpcr-ligand database for chemical genomics drug discovery-database and tools update investigation into adamantane-based m2 inhibitors with fb-qsar an in-depth analysis of the biological functional studies based on the nmr m2 channel structure of influenza a virus ion channel pharmacology the nuclear receptor superfamily and drug discovery key: cord-015684-q10sx1dm authors: cacabelos, ramón title: pharmacogenomic biomarkers in neuropsychiatry: the path to personalized medicine in mental disorders date: 2009 journal: the handbook of neuropsychiatric biomarkers, endophenotypes and genes doi: 10.1007/978-90-481-2298-1_1 sha: doc_id: 15684 cord_uid: q10sx1dm neuropsychiatric disorders and dementia represent a major cause of disability and high cost in developed societies. most disorders of the central nervous system (cns) share some common features, such as a genomic background in which hundreds of genes might be involved, genome-environment interactions, complex pathogenic pathways, poor therapeutic outcomes, and chronic disability. recent advances in genomic medicine can contribute to accelerate our understanding on the pathogenesis of cns disorders, improve diagnostic accuracy with the introduction of novel biomarkers, and personalize therapeutics with the incorporation of pharmacogenetic and pharmacogenomic procedures to drug development and clinical practice. the pharmacological treatment of cns disorders, in general, accounts for 10–20% of direct costs, and less than 30–40% of the patients are moderate responders to conventional drugs, some of which may cause important adverse drugs reactions (adrs). pharmacogenetic and pharmacogenomic factors may account for 60–90% of drug variability in drug disposition and pharmacodynamics. approximately 60–80% of cns drugs are metabolized via enzymes of the cyp gene superfamily; 18% of neuroleptics are major substrates of cyp1a2 enzymes, 40% of cyp2d6, and 23% of cyp3a4; 24% of antidepressants are major substrates of cyp1a2 enzymes, 5% of cyp2b6, 38% of cyp2c19, 85% of cyp2d6, and 38% of cyp3a4; 7% of benzodiazepines are major substrates of cyp2c19 enzymes, 20% of cyp2d6, and 95% of cyp3a4. about 10–20% of caucasians are carriers of defective cyp2d6 polymorphic variants that alter the metabolism of many psychotropic agents. other 100 genes participate in the efficacy and safety of psychotropic drugs. the incorporation of pharmacogenetic/ pharmacogenomic protocols to cns research and clinical practice can foster therapeutics optimization by helping to develop cost-effective pharmaceuticals and improving drug efficacy and safety. to achieve this goal several measures have to be taken, including: (a) educate physicians and the public on the use of genetic/ genomic screening in the daily clinical practice; (b) standardize genetic testing for major categories of drugs; (c) validate pharmacogenetic and pharmacogenomic procedures according to drug category and pathology; (d) regulate ethical, social, and economic issues; and (e) incorporate pharmacogenetic and pharmacogenomic procedures to both drugs in development and drugs in the market to optimize therapeutics. central nervous system (cns) disorders are the third problem of health in developed countries, representing 10-15% of deaths, after cardiovascular disorders (25-30%) and cancer (20-25%) . approximately, 127 million europeans suffer brain disorders. the total annual cost of brain disorders in europe is about €386 billion, with €135 billion of direct medical expenditures (€78 billion, inpatients; €45 billion, outpatients; €13 billion, pharmacological treatment), €179 billion of indirect costs (lost workdays, productivity loss, permanent disability), and €72 billion of direct non-medical costs. mental disorders represent €240 billion (62% of the total cost, excluding dementia), followed by neurological diseases (€84 billion, 22%). 1 senile dementia is becoming a major problem of health in developed countries, and the primary cause of disability in the elderly. alzheimer's disease (ad) is the most frequent form of dementia (50-70%), followed by vascular dementia (30-40%) , and mixed dementia (15-20%) . these prevalent forms of agerelated neurodegeneration affect more than 25 million people at present, and probably more than 75 million people will be at risk in the next 20-25 years worldwide. the prevalence of dementia increases exponentially from approximately 1% at 60-65 years of age to more than 30-35% in people older than 80 years. it is very likely that in those patients older than 75-80 years of age most cases of dementia are mixed in nature (degenerative + vascular), whereas pure ad cases are very rare after 80 years of age. the average annual cost per person with dementia ranges from €10,000 to 40,000, depending upon disease stage and country, with a lifetime cost per patient of more than €150,000. in some countries, approximately 80% of the global costs of dementia (direct + indirect costs) are assumed by the patients and/or their families. about 10-20% of the costs in dementia are attributed to pharmacological treatment, including anti-dementia drugs, psychotropics (antidepressants, neuroleptics, anxiolytics), and other drugs currently prescribed in the elderly (antiparkinsonians, anticonvulsants, vasoactive compounds, antiinfl ammatory drugs, etc). in addition, during the past 20 years more than 300 drugs have been partially or totally developed for ad, with the subsequent costs for the pharmaceutical industry, and only 5 drugs with moderate-to-poor effi cacy and questionable cost-effectiveness have been approved in developed countries. [2] [3] [4] the lack of accurate diagnostic markers for early prediction and an effective therapy of cns disorders are the two most important problems to effi ciently diagnose and halt disease progression. the pharmacological treatment of cns disorders, in general, accounts for 10-20% of direct costs, and less than 30-40% of the patients are moderate responders to conventional drugs, some of which may cause important adverse drugs reactions (adrs). in the case of dementia, less than 20% of the patients can benefi t from current drugs (donepezil, rivastigmine, galantamine, memantine), with doubtful cost-effectiveness. the pathogenic mechanisms of most cns disorders (e.g., psychosis, depression, anxiety, alzheimer's disease, parkinson's disease, huntington's disease, multiple sclerosis, etc) are poorly understood. this circumstance makes it diffi cult the implantation of a molecular intervention to neutralize causative factors. in fact, more than 80% of the 25,000 genes integrating the human genome are expressed in the cns at different periods of the life span, and only a few neurotransmitters (e.g., noradrenaline, dopamine, acetylcholine, gaba, histamine, and less than ten neuropeptides) are the actual targets of conventional psychopharmacology. common features in cns disorders include the following: (a) polygenic/ complex disorders in which genomic and environmental factors are involved; (b) deterioration of higher activities of the cns; (c) multifactorial dysfunctions in several brain circuits; and (d) accumulation of toxic proteins in the nervous tissue in cases of neurodegeneration. for instance, the neuropathological hallmark of alzheimer's disease (ad) (amyloid deposition in senile plaques, neurofi brillary tangle formation, and neuronal loss) is but the phenotypic expression of a pathogenic process in which more than 200 genes and their products are potentially involved. drug metabolism, and the mechanisms underlying drug effi cacy and safety, are also genetically regulated complex traits in which hundreds of genes cooperatively participate. structural and functional genomics studies demonstrate that genomic factors, probably induced by environmental factors, cerebrovascular dysfunction, and epigenetic phenomena, might be responsible for pathogenic events leading to premature neuronal dysfunction and/or death. pharmacogenetic and pharmacogenomic factors may account for 60-90% of drug variability in drug disposition and pharmacodynamics. about 10-20% of caucasians are carriers of defective cyp2d6 polymorphic variants that alter the metabolism of many psychotropic agents. the incorporation of pharmacogenetic/pharmacogenomic protocols to cns research and clinical practice can foster therapeutics optimization by helping to develop cost-effective pharmaceuticals and improving drug effi cacy and safety. [5] [6] [7] extensive molecular genetics studies carried out in the past 2 decades have demonstrated that most cns disorders are multifactorial, polygenic/complex disorders in which hundreds of genes distributed across the human genome might be involved (tables 40.1-40. 3). 8, 9 for example, 255 genes have been associated with dementia (table 40 .1), 205 with schizophrenia (table 40. 2), 106 with depression (table 40. 3), 107 with anxiety, 103 with stroke, 385 with different types of ataxia, 155 with epilepsiy, 83 with meningioma, 105 with glioblastoma, 27 with astrocytoma, 73 with parkinson's disease, and more than 30 genes with cerebrovascular disorders. 8, 10 many of these genetic associations could not be replicated in different settings and different populations due to many complex (methodological, technological) factors. 8, 11, 12 furthermore, the same genomic defect can give rise to apparent diverse phenotypes, and different genomic defects can converge in an apparently common phenotype, this increasing the complexity of genomic studies (e.g., patient recruitment, pure controls, concomitant pathology, epigenetic factors, environmental factors). several candidate genes for schizophrenia may also be associated with bipolar disorder, including g72, disc1, nrg1, rgs4, ncam1, dao, grm3, grm4, grin2b, mlc1, syngr1, and slc12a6. genes associated with bipolar disorder include trpm2 (21q22.3), gpr50 (xq28), citron (12q24), chp1.5 (18p11.2), gchi (14q22-24), mlc1 (22q13), gabra5 (15q11-q13), bcr (22q11), cux2, flj32356 (12q23-q24), and napg (18p11). 9 another paradigmatic example of heterogeneity and complexity is dementia, one of the most heterogeneous disorders of the cns. the genetic defects identifi ed in ad during the past 25 years can be classifi ed into three main categories: (a) mendelian or mutational defects in genes directly linked to ad, including (i) 32 mutations in the amyloid beta (aβ)(abp) precursor protein (app) gene (21q21); (ii) 165 mutations in the presenilin 1 (ps1) gene (14q24.3); and (iii) 12 mutations in the presenilin 2 (ps2) gene (1q31-q42) 8, 10, 13 (table 40 .1). (b) multiple polymorphic variants of risk characterized in more than 200 different genes distributed across the human genome can increase neuronal vulnerability to premature death 8 (table 40 .1). among these genes of susceptibility, the apolipoprotein e (apoe) gene (19q13.2) is the most prevalent as a risk factor for ad, especially in those subjects harbouring the apoe-4 allele, whereas carriers of the apoe-2 allele might be protected against dementia. 8 apoe-related pathogenic mechanisms are also associated with brain aging and with the neuropathological hallmarks of ad. 8 (c) diverse mutations located in mitochondrial dna (mtdna) through heteroplasmic transmission can infl uence aging and oxidative stress conditions, conferring phenotypic heterogeneity. 8, 14, 15 it is also likely that defective functions of genes associated with longevity may infl uence premature neuronal survival, since neurons are potential pacemakers defi ning life span in mammals. 8 all these genetic factors may interact in still unknown genetic networks leading to a cascade of pathogenic events characterized by abnormal protein processing and misfolding with subsequent accumulation of abnormal proteins (conformational changes), ubiquitin-proteasome system dysfunction, excitotoxic reactions, oxidative and nitrosative stress, mitochondrial injury, synaptic failure, altered metal homeostasis, dysfunction of axonal and dendritic transport, and chaperone misoperation 8,16-20 ( fig. 40.1 ). these pathogenic events may exert an additive effect, converging in fi nal pathways leading to premature neuronal death. some of these mechanisms are common to several neurodegenerative disorders which differ depending upon the gene(s) affected and the involvement of specifi c genetic networks, together with cerebrovascular factors, epigenetic factors (dna methylation) and environmental conditions (nutrition, toxicity, social factors, etc). 8, [16] [17] [18] [19] [20] [21] [22] the higher the number of genes involved in ad pathogenesis, the earlier the onset of the disease, the faster its clinical course, and the poorer its therapeutic outcome. 8, [16] [17] [18] [19] [20] high throughput microarray gene expression profi ling is an effective approach for the identifi cation of candidate genes and associated molecular pathways implicated in a wide variety of biological processes or disease states. the cellular complexity of the cns (with 10 3 different cell types) and synapses (with each of the 10 11 neurons in the brain having around 10 3 -10 4 synapses with a complex multiprotein structure integrated by 10 3 different proteins) requires a very powerful technology for gene expression profi ling, which is still in the very early stages and is not devoid of technical obstacles and limitations. 23 transcripts of 16,896 genes have been measured in different cns regions. each region possess its own unique transcriptome fi ngerprint that is independent of age, gender and energy intake. less than 10% of genes are affected by age, diet or gender, with most of these changes occurring between middle and old age. gender and energy restriction have robust infl uences on the hippocampal transcriptome of middle-aged animals. prominent functional groups of age-and energy-sensitive genes are those encoding proteins involved in dna damage responses, mitochondrial and proteasome functions, cell fate determination and synaptic vesicle traffi cking. the systematic transcriptome dataset provides a window into mechanisms of neuropathogenesis and cns vulnerability. 24 with the advent of modern genomic technologies, new loci have been associated with different neuropsychiatric disorders, and novel pathogenic mechanisms have been postulated. cryptic chromosome imbalances are increasingly acknowledged as a cause for mental retardation and learning disability. with subtelomeric screening, nine chromosomal anomalies and submicroscopic deletions of 1pter, 2qter, 4pter, 5qter and 9qter have been identifi ed in patients with mental retardation. 25 increased dna fragmentation was observed in non-gabaergic neurons in bipolar disorder, suggesting that non-gabaergic cell may be selectively vulnerable to oxidative stress and apoptosis in patients with bipolar disorder. 26 [17] [18] [19] [20] with laser microdissection, rna amplifi cation, and array hybridization, expression of more than 1,000 genes was detected in ca1 and ca3 hippocampal neurons under normoxic conditions. the comparison of each region under normoxic and ischemic conditions revealed more than 5,000 ischemia-regulated genes for each individual cell type. 27 microarray technology has helped to elucidate gene expression profi les and potential pathogenic mechanisms in many other cns disorders including schizophrenia and bipolar disorder, [28] [29] [30] speech and language disorders, 31 parkinson's disease, 32, 33 huntington's disease, 34 prion disease, 35 drug addiction, 36,37 alcoholism, 38 brain trauma, 39 epilepsy, [40] [41] [42] cockayne syndrome, 43 rett syndrome, 44 friedreich ataxia, 45 neuronal ceroid lipofuscinosis, 46 multiple sclerosis, 47 amyotrophic lateral esclerosis, 48 acute pneumococcal meningitis, 49 and the role of lipids in brain injury, psychiatric disorders, and neurodegenerative diseases. [50] [51] [52] interactions between genomic factors and environmental factors have been proposed as important contributors for brain neuropathology. in schizophrenia, neurodevelopmental disturbances, neurotoxins and perinatal infections, myelin-and olygodendrocytes abnormalities and synaptic dysfunctions have been suggested as pathophysiological factors. individual genotoxicants can induce distinct gene expression signatures. exposure of the brain to environmental agents during critical periods of neuronal development can alter neuronal viability and differentiation, global gene expression, stress and immune response, and signal transduction. 53 the binomial genome-neurotoxicants effect can be documented in cases of drug abuse or alcohol dependence. functional gene expression differences between inbred alcohol-preferring and nonpreferring rats suggest the presence of powerful genomic infl uences on alcohol dependence. 54 alcohol dependence and associated cognitive impairment may result from neuroadaptations to chronic alcohol consumption involving changes in expression of multiple genes. it has been suggested that cycles of alcohol intoxication/withdrawal, which may initially activate nuclear factor-kappa b (nf-κb), when repeated over years downregulate p65 (rela) mrna expression and nf-κb and p50 homodimer dna-binding. downregulation of the dominant p50 homodimer, a potent inhibitor of gene transcription apparently results in depression of κb regulated genes. alterations in expression of p50 homodimer/nf-κb regulated genes may contribute to neuroplastic adaptation underlying alcoholism. 55 gene expression profi ling of the nucleus accumbens of cocaine abusers suggests a dysregulation of myelin. 56 humans who abused cocaine, cannabis and/or phencyclidine share a decrease in transcription of calmodulin-related genes and increased transcription related to lipid/cholesterol and golgi/er function. 57 another important issue in the pathogenesis and therapeutics of cns disorders is the role of micror-nas (mirnas). mirnas are small (22 nucleotide), endogenous noncoding rna molecules that posttranscriptionally regulate expression of protein-coding genes. computational predictions estimate that the vertebrate genomes may contain up to 1,000 mirna genes. mirnas are generated from long primary transcripts that are processed in multiple steps to cytoplasmic 22 nucleotide mature mirnas. the mature mirna is incorporated into the mirna-induced silencing complex (mirisc), which guides it to target sequences located in 3′ utrs where by incomplete base-pairing induce mrna destabilization or translational repression of the target genes. an inventory of mirna expression profi les from 13 regions of the mouse cns has been reported. 58 this inventory of cns mirna profi les provides an important step toward further elucidation of mirna function and mirna-related gene regulatory networks in the mammalian cns. 58 the introduction of novel procedures into an integral genomic medicine protocol for cns disorders is an imperative requirement in drug development and in the clinical practice to improve diagnostic accuracy and to optimize therapeutics. this kind of protocol should integrate the following components: (i) clinical history, (ii) laboratory tests, (iii) neuropsychological assessment, (iv) cardiovascular evaluation, (v) conventional x-ray technology, (vi) structural neuroimaging, (vii) functional neuroimaging, (viii) computerized brain electrophysiology, (ix) cerebrovascular evaluation, (x) structural genomics, (xi) functional genomics, (xii) pharmacogenetics, (xiii) pharmacogenomics, (ix) nutrigenetics, (x) nutrigenomics, (xi) bioinformatics for data management, and (xii) artifi cial intelligence procedures for diagnostic assignments and probabilistic therapeutic options (table 40 .4). 2, 8, [16] [17] [18] [19] [20] [21] [22] 59, 60 all these procedures, under personalized strategies adapted to the complexity of each case, are essential to depict a clinical profi le based on specifi c biomarkers correlating with individual genomic profi les. functional genomics studies have demonstrated the infl uence of many genes on cns pathogenesis and phenotype expression (tables 40.1-40. 3). taking ad as an example, it has been demonstrated that mutations in the app, ps1, ps2, and mapt genes give rise to wellcharacterized differential neuropathological and clinical phenotypes of dementia. 8 the analysis of genotypephenotype correlations has also revealed that the presence of the apoe-4 allele in ad, in conjunction with other genes, infl uences disease onset, brain atrophy, cerebrovascular perfusion, blood pressure, β-amyloid deposition, apoe secretion, lipid metabolism, brain bioelectrical activity, cognition, apoptosis, and treatment outcome. 8, [16] [17] [18] [19] [20] [21] [22] 61 the characterization of phenotypic profi les according to age, cognitive performance (mmse and adas-cog score), serum apoe levels, serum lipid levels including cholesterol (cho), hdl-cho, ldl-cho, vldl-cho, and triglyceride (tg) levels, as well as serum nitric oxide (no), β-amyloid, and histamine levels, reveals sex-related differences in 25% of the biological parameters and almost no differences (0.24%) when patients are classifi ed as apoe-4(−) and apoe-4(+) carriers, probably indicating that genderrelated factors may infl uence these parametric variables more powerfully than the presence or absence of the apoe-4 allele; in contrast, when patients are classifi ed according to their apoe genotype, dramatic differences emerge among apoe genotypes (>45%), with a clear biological disadvantage in apoe-4/4 carriers who exhibit (i) earlier age of onset, (ii) low apoe levels, (iii) high cho and ldl-cho levels, and (iv) low no, β-amyloid, and histamine levels in blood. 8, [16] [17] [18] [19] [20] [21] [22] 61 these phenotypic differences are less pronounced when ad patients are classifi ed according to their ps1 (15.6%) or ace genotypes (23.52%), refl ecting a weak impact of ps1-and ace-related genotypes on the phenotypic expression of biological markers in ad. ps1related genotypes appear to infl uence age of onset, blood histamine levels and cerebrovascular hemodynamics, as refl ected by signifi cant changes in systolic (sv), diastolic (dv), and mean velocities (mv) in the left middle cerebral arteries (mca). 19 ace-related phenotypes seem to be more infl uential than ps1 genotypes in defi ning biological phenotypes, such as age of onset, cognitive performance, hdl-cho levels, ace and no levels, and brain blood fl ow mv in mca. however, when apoe and ps1 genotypes are integrated in bigenic clusters and the resulting bigenic genotypes are differentiated according to their corresponding phenotypes, an almost logarithmic increased expression of differential phenotypes is observed (61.46% variation), indicating the existence of a synergistic effect of the bigenic (apoe + ps1) cluster on the expression of biological markers, apparently unrelated to app/ps1 mutations, since none of the patients included in the sample were carriers of either app or ps1 mutations. 19, 61, 62 these examples illustrate the potential additive effects of ad-related genes on the phenotypic expression of biological markers. furthermore, the analysis of genotype-phenotype correlations with a monogenic or bigenic approach documents a modest genotype-related variation in serum amyloid-β (abp) levels, suggesting that peripheral levels of abp are of relative value as predictors of disease-stage or as markers of disease progression and/ or treatment-related disease-modifying effects. 19, 61, 62 the peripheral levels of abp in serum exhibit an apoe-dependent pattern according to which both apoe-4(+) and apoe-2(+) carriers tend to show higher abp levels than apoe-4(−) or apoe-3 carriers 19,61-63 ( fig. 40 est concentration of serum histamine is systematically present in apoe-2(+) and apoe-4(+) carriers, and the highest levels of histamine are seen in apoe-3(+) carriers ( fig. 40.3 ). central and peripheral histaminergic mechanisms may regulate cerebrovascular function in ad, which is signifi cantly altered in apoe-4/4 carriers. 19, [61] [62] [63] [64] [65] [66] these observations can lead to the conclusion that the simple quantifi cation of biochemical markers in fl uids or tissues of ad patients with the aim of identifying pathogenic mechanisms and/or monitoring therapeutic effects, when they are not accompanied by differential genotyping for sample homogenization, are of very poor value. differential patterns of apoe-, ps1-, ps2-, and trigenic (apoe + ps1 + ps2) cluster-related lymphocyte apoptosis have been detected in ad. fas receptor expression is signifi cantly increased in ad, especially in apoe-4 carriers where lymphocyte apoptosis is more relevant. 19, 67 it has been demonstrated that brain activity slowing correlates with progressive gds staging in dementia 8, 16, [18] [19] [20] (fig. 40.4 ). in the general population subjects harbouring the apoe-4/4 genotype exhibit a premature slowing in brain mapping activity represented by increased slow delta and theta activities as compared with other apoe genotypes. in patients with ad, slow activity predominates in apoe-4 carriers with similar gds stage 8,16,18-20 ( fig. 40.4) . ad patients harbouring the apoe-4/4 genotype also exhibit a dramatically different brain optical topography map refl ecting a genotype-specifi c differential pattern of neocortical oxygenation as well as a poorer activation of cortical neurons in response to somatosensory stimuli ( fig. 40 .5). all these examples of genotype-phenotype correlations, as a gross approach to functional genomics, illustrate the importance of genotype-related differences in ad and their impact on phenotype expression. 8, [16] [17] [18] [19] [20] [21] [22] 62, 63 similar protocols are applied to schizophrenia, depression, anxiety and other neuropsychiatric disorders. most biological parameters, potentially modifi able by monogenic genotypes and/or polygenic cluster profi les, can be used in clinical trials for monitoring effi cacy outcomes. these parametric variables also show a genotypedependent profi le in different types of dementia (e.g., ad vs. vascular dementia). for instance, striking differences have been found between ad and vascular dementia in structural and functional genomics studies. 8, [16] [17] [18] [19] [20] [21] [22] 62, 63 our understanding of the pathophysiology of cns disorders has advanced dramatically in the last 30 years, especially in terms of their molecular pathogenesis and genetics. drug treatment of cns disorders has also made remarkable strides, with the introduction of many new drugs for the treatment of schizophrenia, depression, anxiety, epilepsy, parkinson's disease, and alzheimer's disease, among many other quantitatively and qualita-tively important neuropsychiatric disorders. improvement in terms of clinical outcome, however, has fallen short of expectations, with up to one third of the patients continuing to experience clinical relapse or unacceptable medication-related side effects in spite of efforts to identify optimal treatment regimes with one or more drugs. 68 potential reasons to explain this historical setback might be that: (a) the molecular pathology of most cns disorders is still poorly understood; (b) drug targets are inappropriate, not fi tting into the real etiology of the disease; (c) most treatments are symptomatic, but not anti-pathogenic; (d) the genetic component of most cns disorders is poorly defi ned; and (e) the understanding of genome-drug interactions is very limited. with the advent of recent knowledge on the human genome 69,70 and the identifi cation and characterization of many genes associated with cns disorders, 8, 19 as well as novel data regarding cyp family genes and other genes whose enzymatic products are responsible for drug metabolism in the liver (e.g., nats, abcbs/ mdrs, tpmt), it has been convincingly postulated that the incorporation of pharmacogenetic and pharmacogenomic procedures ( fig. 40 .6) in drug development might bring about substantial benefi ts in terms of therapeutics optimization in cns disorders and in many other complex disorders, assuming that genetic factors are determinant for both neuronal dysregulation (and/or neuronal death) 8,16-22 and drug metabolism. [71] [72] [73] fig. 40.6 effi cacy and safety issues associated with pharmacogenetics and pharmacogenomics (adapted from r. cacabelos 19, 20 ) however, this fi eld is still in its infancy; and the incorporation of pharmacogenomic strategies to drug development and pharmacological screening in cns disorders is not an easy task. the natural course of technical events to achieve effi cient goals in pharmacogenetics and pharmacogenomics include the following steps: (a) genetic testing of mutant genes and/or polymorphic variants of risk; (b) genomic screening, and understanding of transcriptomic, proteomic, and metabolomic networks; (c) functional genomics studies and genotype-phenotype correlation analysis; and (d) pharmacogenetics and pharmacogenomics developments, addressing drug safety and effi cacy, respectively. 8, [16] [17] [18] [19] [20] [21] [22] [74] [75] [76] [77] with pharmacogenetics we can understand how genomic factors associated with genes encoding enzymes responsible for drug metabolism regulate pharmacokinetics and pharmacodynamics (mostly safety issues). [78] [79] [80] with pharmacogenomics we can differentiate the specifi c disease-modifying effects of drugs (effi cacy issues) acting on pathogenic mechanisms directly linked to genes whose mutations determine the disease phenotype. [16] [17] [18] [19] [20] [21] [22] [74] [75] [76] [77] the capacity of drugs to reverse the effects of the activation of pathogenic cascades (phenotype expression) regulated by networking genes basically deals with effi cacy issues. at present, the terms pharmacogenetics and pharmacogenomics are often used interchangeably to refer to studies of the contribution of inheritance to variation in the drug response phenotype 73 ; however, from historical and didactic reasons (until a more suitable and universal defi nition can be established) it would be preferable to maintain the term of pharmacogenetics for the discipline dealing with genetic factors associated with drug metabolism and safety issues, whereas pharmacogenomics would refer to the reciprocal infl uence of drugs and genomic factors on pathogenetic cascades and disease-associated gene expression (effi cacy issues). [18] [19] [20] [21] [22] [74] [75] [76] [77] the application of these procedures to cns disorders is a very diffi cult task, since most neuropsychiatric diseases are complex disorders in which hundreds of genes might be involved 8, [16] [17] [18] [19] [20] [21] [22] [74] [75] [76] [77] (tables 40.1-40.3 ). in addition, it is very unlikely that a single drug be able to reverse the multifactorial mechanisms associated with neuronal dysfunction in most cns processes with a complex phenotype affecting mood, personality, behaviour, cognition, and functioning. this heterogeneous clinical picture usually requires the utilization of different drugs administered simultaneously. this is particularly important in the elderly population. in fact, the average number of drugs taken by patients with dementia ranges from six to more than ten per day depending upon their physical and mental conditions. nursing home residents receive, on average, seven to eight medications each month, and more than 30% of residents have monthly drug regimes of nine or more medications, including (in descending order) analgesics, antipyretics, gastrointestinal agents, electrolytic and caloric preparations, central nervous system (cns) agents, anti-infective agents, and cardiovascular agents. 81 in population-based studies more than 35% of patients older than 85 years are moderate or chronic antidepressant users. 82 polypharmacy, drug-drug interactions, adverse reactions, and non-compliance are substantial therapeutic problems in the pharmacological management of elderly patients, 83 adding further complications and costs to the patients and their caregivers. in 2000-2001, 23.0-36.5% of elderly individuals received at least 1 of 33 potentially inappropriate medications in ten health maintenance organizations (hmos) of the usa. 84 although drug effect is a complex phenotype that depends on many factors, it is estimated that genetics accounts for 20-95% of variability in drug disposition and pharmacodynamics. 79 under these circumstances, therapeutics optimization is a major goal in neuropsychiatric disorders and in the elderly population, and novel pharmacogenetic and pharmacogenomic procedures may help in this endeavour. [16] [17] [18] [19] [20] [21] [22] [74] [75] [76] [77] the pharmacogenomic outcome depends upon many different determinant factors including (i) genomic profi le (family history, ethnic background, disease-related genotype, pharmacogenetic genotype, pharmacogenomic genotype, nutrigenetic genotype, nutrigenomic genotype), (ii) disease phenotype (age at onset, disease severity, clinical symptoms), (iii) concomitant pathology, (iv) genotype-phenotype correlations, (v) nutritional conditions, (vi) age and gender, (vii) pharmacological profi le of the drugs, (viii) drug-drug interactions, (ix) gene expression profi le, (x) transcriptomic cascade, (xi) proteomic profi le, and (xii) metabolomic networking ( fig. 40.7) . the dissection and further integration of all these factors is of paramount importance for the assessment of the pharmacogenomic outcome in terms of safety and effi cacy (figs. 40.8 and 40.9). more than 80% of psychotropic drugs (table 40 .5) are metabolized by enzymes known to be genetically variable, including: (a) esterases: butyrylcholinesterase, paraoxonase/arylesterase; (b) transferases: n-acetyltransferase, sulfotransferase, thiol methyltransferase, thiopurine methyltransferase, catechol-o-methyltransferase, glutathione-s-transferases, udp-glucuronosyltransferases, glucosyltransferase, histamine methyltransferase; (c) reductases: nadph: quinine oxidoreductase, glucose-6-phosphate dehydrogenase; (d) oxidases: alcohol dehydrogenase, aldehydehydrogenase, monoamine oxidase b, catalase, superoxide dismutase, trimethylamine n-oxidase, dihydropyrimidine dehydrogenase; and (e) cytochrome p450 enzymes, such as cyp1a1, cyp2a6, cyp2c8, cyp2c9, cyp2c19, cyp2d6, cyp2e1, cyp3a5 (table 40 .6) and many others. 19, 20 polymorphic variants in these genes can induce alterations in drug metabolism modifying the effi cacy and safety of the prescribed drugs. 85 drug metabolism includes phase i reactions (i.e., oxidation, reduction, hydrolysis) and phase ii conjugation reactions (i.e., acetylation, glucuronidation, sulfation, methylation). 80 the principal enzymes with polymorphic variants involved in phase i reactions are the following: cyp3a4/5/7, cyp2e1, cyp2d6, cyp2c19, cyp2c9, cyp2c8, cyp2b6, cyp2a6, cyp1b1, cyp1a1/2, epoxide hydrolase, esterases, nqo1 (nadph-quinone oxidoreductase), dpd (dihydropyrimidine dehydrogenase), adh (alcohol dehydrogenase), and aldh (aldehyde dehydrogenase). major enzymes involved in phase ii reactions include the following: ugts (uridine 5′-triphosphate glucuronosyl transferases), tpmt (thiopurine methyltransferase), comt (catechol-o-methyltransferase), hmt (histamine methyl-transferase), sts (sulfotransferases), gst-a (glutathion s-transferase a), gst-p, gst-t, gst-m, nat2 (n-acetyl transferase), nat1, and others. 86 polymorphisms in genes associated with phase ii metabolism enzymes, such as gstm1, gstt1, nat2 and tpmt are well understood, and information is also emerging on other gst polymorphisms and on polymorphisms in the udp-glucuronosyltransferases and sulfotransferases. the typical paradigm for the pharmacogenetics of phase i drug metabolism is represented by the cytochrome p-450 enzymes, a superfamily of microsomal nonsteroidal anti-infl ammatory drug drug-metabolizing enzymes. p450 enzymes comprise a superfamily of heme-thiolate proteins widely distributed in bacteria, fungi, plants and animals. the p450 enzymes are encoded in genes of the cyp superfamily (table 40 .6) and act as terminal oxidases in multicomponent electron transfer chains which are called p450containing monooxigenase systems. some of the enzymatic products of the cyp gene superfamily can share substrates, inhibitors and inducers whereas others are quite specifi c for their substrates and interacting drugs. [18] [19] [20] [71] [72] [73] [78] [79] [80] there are more than 200 p450 genes identifi ed in different species. saito et al 87 provided a catalogue of 680 variants among eight cyp450 genes, nine esterase genes, and two other genes in the japanese population. the microsomal, membrane-associated, p450 isoforms cyp3a4, cyp2d6, cyp2c9, cyp2c19, cyp2e1, and cyp1a2 are responsible for the oxidative metabolism of more than 90% of marketed drugs. about 60-80% of the psychotropic agents currently used for the treatment of neuropsychiatric disorders are metabolized via enzymes of the cyp family, especially cyp1a2, cyp2b6, cyp2c8/9, cyp2c19, cyp2d6 and cyp3a4 (table 40 .5). cyp3a4 metabolizes more drug molecules than all other isoforms together. most of these polymorphisms exhibit geographic and ethnic differences. [88] [89] [90] [91] [92] [93] [94] these differences infl uence drug metabolism in different ethnic groups in which drug dosage should be adjusted according to their enzymatic capacity, differentiating normal or extensive metabolizers (ems), poor metabolizers (pms) and ultrarapid metabolizers (ums). most drugs act as substrates, inhibitors or inducers of cyp enzymes. enzyme induction enables some xenobiotics to accelerate their own biotransformation (auto-induction) or the biotransformation and elimination of other drugs. a number of p450 enzymes in human liver are inducible. induction of the majority of p450 enzymes occurs by increase in the rate of gene transcription and involves ligand-activated transcription factors, aryl hydrocarbon receptor, constitutive androstane receptor (car), and pregnane x receptor (pxr). 93, 95 in general, binding of the appropriate ligand to the receptor initiates the induction process that cascades through a dimerization of the receptors, their translocation to the nucleus and binding to specifi c regions in the promoters of cyps. 95 cyps are also expressed in the cns, and a complete characterization of constitutive and induced cyps in brain is essential for understanding the role of these enzymes in neurobiological functions and in age-related and xenobiotic-induced neurotoxicity. 96 assuming that the human genome contains about 20,000-30,000 genes, at the present time only 0.31% of commercial drugs have been assigned to corresponding genes whose gene products might be involved in pharmacokinetic and pharmacodynamic activities of a given drug; and only 4% of the human genes have been assigned to a particular drug metabolic pathway. supposing a theoretical number of 100,000 chemicals in current use worldwide, and assuming that practically all human genes can interact with drugs taken by human beings, each gene in the human genome should be involved in the metabolism and/or biopharmacological effect of 30-40 drugs; however, assuming that most xenobiotic substances in contact with our organism can infl uence genomic function, it might be possible that for 1,000,000 xenobiotics in daily contact with humans, an average of 350-500 xenobiotics have to be assigned to each one of the genes potentially involved in drug metabolism and/or xenobiotics processing. to fulfi l this task a single gene has to possess the capacity of metabolizing many different xenobiotic substances and at the same time many different genes have to cooperate in orchestrated networks to metabolize a particular drug or xenobiotic under sequential biotransformation steps (figs. 40.7 and 40.8). numerous chemicals increase the metabolic capability of organisms by their ability to activate genes encoding various xenochemical-metabolizing enzymes, such as cyps, transferases and transporters. many natural and artifi cial substances induce the hepatic cyp subfamilies in humans, and these inductions might lead to clinically important drug-drug interactions. some of the key cellular receptors that mediate such inductions have been recently identifi ed, including nuclear receptors, such as the constitutive androstane receptor (car, nr1i3), the retinoid x receptor (rxr, nr2b1), the pregnane x receptor (pxr, nr1i3), and the vitamin d receptor (vdr, nr1i1) and steroid receptors such as the glucocorticoid receptor (gr, nr3c1). 97 there is a wide promiscuity of these receptors in the induction of cyps in response to xenobiotics. indeed, this adaptive system acts as an effective network where receptors share partners, ligands, dna response elements and target genes, infl uencing their mutual relative expression. 97,98 the most important enzymes of the p450 cytochrome family in drug metabolism by decreasing order are cyp3a4, cyp2d6, cyp2c9, cyp2c19, and cyp2a6. [85] [86] [87] 94, 99, 100 the predominant allelic variants in the cyp2a6 gene are cyp2a6 * 2 (leu160his) and cyp2a6del. the cyp2a6 * 2 mutation inactivates the enzyme and is present in 1-3% of caucasians. the cyp2a6del mutation results in no enzyme activity and is present in 1% of caucasians and 15% of asians. [18] [19] [20] 86 the most frequent mutations in the cyp2c9 gene are cyp2c9 * 2 (arg144cys), with reduced affi nity for p450 in 8-13% of caucasians, and cyp2c9 * 3 (ile359leu), with alterations in the specifi city for the substrate in 6-9% of caucasians and 2-3% of asians. [18] [19] [20] 86 the most prevalent polymorphic variants in the cyp2c19 gene are cyp2c19 * 2, with an aberrant splicing site resulting in enzyme inactivation in 13% of caucasians, 23-32% of asians, 13% of africans, and 14-15% of ethiopians and saoudians, and cyp2c19 * 3, a premature stop codon resulting in an inactive enzyme present in 6-10% of asians, and almost absent in caucasians. [18] [19] [20] 86, 101 the most important mutations in the cyp2d6 gene are the following: cyp2d6 * 2xn, cyp2d6 * 4, cyp2d6 * 5, cyp2d6 * 10 and cyp2d6 * 17. [18] [19] [20] 96, 102 the cyp2d6 * 2xn mutation gives rise to a gene duplication or multiplication resulting in an increased enzyme activity which appears in 1-5% of the caucasian population, 0-2% of asians, 2% of africans, and 10-16% of ethiopians. the defective splicing caused by the cyp2d6 * 4 mutation inactivates the enzyme and is present in 12-21% of caucasians. the deletion in cyp2d6 * 5 abolishes enzyme activity and shows a frequency of 2-7% in caucasians, 1% in asians, 2% in africans, and 1-3% in ethiopians. the polymorphism cyp2d6 * 10 causes pro34ser and ser486thr mutations with unstable enzyme activity in 1-2% of caucasians, 6% of asians, 4% of africans, and 1-3% of ethiopians. the cyp2d6 * 17 variant causes thr107ile and arg296cys substitutions which produce a reduced affi nity for substrates in 51% of asians, 6% of africans, and 3-9% of ethiopians, and is practically absent in caucasians. [18] [19] [20] 86, 96, 102 the cyp2d6 enzyme, encoded by a gene that maps on 22q13.1-13.2, catalyses the oxidative metabolism of more than 100 clinically important and commonly prescribed drugs such as cholinesterase inhibitors, antidepressants, neuroleptics, opioids, some β-blockers, class i antiarrhythmics, analgesics and many other drug categories, acting as substrates, inhibitors or inducers with which most psychotropics may potentially interact (table 40 .5), this leading to the outcome of adrs. [18] [19] [20] 86, 96, 103 the cyp2d6 locus is highly polymorphic, with more than 100 different cyp2d6 alleles identifi ed in the general population showing defi cient (poor metabolizers, pm), normal (extensive metabolizers, em) or increased enzymatic activity (ultra-rapid metabolizers, um). 100,104 most individuals (>80%) are ems; however, remarkable interethnic differences exist in the frequency of the pm and um phenotypes among different societies all over the world. [18] [19] [20] 89, [91] [92] [93] [94] 102 on the average, approximately 6.28% of the world population belongs to the pm category. europeans (7.86%), polynesians (7.27%), and africans (6.73%) exhibit the highest rate of pms, whereas orientals (0.94%) show the lowest rate. the frequency of pms among middle eastern populations, asians, and americans is in the range of 2-3%. [16] [17] [18] [19] [20] 94 cyp2d6 gene duplications are relatively infrequent among northern europeans, but in east africa the frequency of alleles with duplication of cyp2d6 is as high as 29%. 73 the most frequent cyp2d6 alleles in the european population are the following: cyp2d6 * 1 (wild-type) (normal), cyp2d6 * 2 (2850c > t)(normal), cyp2d6 * 3 (2549a > del)(inactive), cyp2d6 * 4 (1846g > a)(inactive), cyp2d6 * 5 (gene deletion)(inactive), cyp2d6 * 6 (1707t > del)(inactive), cyp2d6 * 7 (2935a > c)(inac-tive), cyp2d6 * 8 (1758g > t)(inactive), cyp2d6 * 9 (2613-2615 delaga)(partially active), cyp2d6 * 10 (100c > t)(partially active), cyp2d6 * 11 (883g > c) (inactive), cyp2d6 * 12 (124g > a)(inactive), cyp2d6 * 17 (1023c > t)(partially active), and cyp2d6 gene duplications (with increased or decreased enzymatic activity depending upon the alleles involved). [16] [17] [18] [19] [20] [104] [105] [106] in the spanish population, where the mixture of ancestral cultures has occurred for centuries, the distribution of the cyp2d6 genotypes differentiates 4 major categories of cyp2d6-related metabolizer types: (i) extensive metabolizers (em)( * 1/ * 1, * 1/ * 10); (ii) intermediate metabolizers (im)( * 1/ * 3, * 1/ * 4, * 1/ * 5, * 1/ * 6, * 1/ * 7, * 10/ * 10, * 4/ * 10, * 6/ * 10, * 7/ * 10); (iii) poor metabolizers (pm)( * 4/ * 4, * 5/ * 5); and (iv) ultra-rapid metabolizers (um)( * 1xn/ * 1, * 1xn/ * 4, dupl). in this sample we have found 51.61% ems, 32.26% ims, 9.03% pms, and 7.10% ums. 20, [74] [75] [76] [77] the distribution of all major genotypes is the following: * 1/ * 1, 47.10%; * 1/ * 10, 4.52%; * 1/ * 3, 1.95%; * 1/ * 4, 17.42%; * 1/ * 5, 3.87%; * 1/ * 6, 2.58%; * 1/ * 7, 0.65%; * 10/ * 10, 1.30%; * 4/ * 10, 3.23%; * 6/ * 10, 0.65%; * 7/ * 10, 0.65%; * 4/ * 4, 8.37%; * 5/ * 5, 0.65%; * 1xn/ * 1, 4.52%; * 1xn/ * 4, 1.95%; and dupl, 0.65%. 20, [74] [75] [76] [77] in some instances, there is association of cyp2d6 variants of risk with genes potentially involved in the pathogenesis of specifi c cns disorders. when comparing ad cases with controls, we observed that ems are more prevalent in ad ( * 1/ * 1, 49.42%; * 1/ * 10, 8.04%)(total ad-ems: 57.47%) than in controls ( * 1/ * 1, 44.12%; * 1/ * 10, 0%)(total c-ems: 44.12%). in contrast, ims are more frequent in controls (41.18%) than in ad (25.29%), especially the * 1/ * 4 (c: 23.53%; ad: 12.64%) and * 4/ * 10 genotypes (c: 5.88%; ad: 1.15%). the frequency of pms was similar in ad (9.20%) and controls (8.82%), and ums were more frequent among ad cases (8.04%) than in controls (5.88%). 20, 74, 75, 77 we have also investigated the association of cyp2d6 genotypes with ad-related genes, such as app, mapt, apoe, ps1, ps2, a2m, ace, agt, fos, and prnp variants. 20, 74, 75, 77 no app or mapt mutations have been found in ad cases. homozygous apoe-2/2 (12.56%) and apoe-4/4 (12.50%) accumulate in ums, and apoe-4/4 cases were also more frequent in pms (6.66%) than in ems (3.95%) or ims (0%). ps1-1/1 genotypes were more frequent in ems (45%), whereas ps-1/2 genotypes were over-represented in ims (63.16%) and ums (60%). the presence of the ps1-2/2 genotype was especially high in pms (38.46%) and ums (20%). a mutation in the ps2 gene exon 5 (ps2e5+) was markedly present in ums (66.67%). about 100% of ums were a2m-v100i-a/a, and the a2m-v100i-g/g genotype was absent in pms and ums. the a2m-i/i genotype was absent in ums, and 100% of ums were a2m-i/d and ace-d/d. homozygous mutations in the fos gene (b/b) were only present in ums, as well. agt-t235t cases were absent in pms, and the agt-m174m genotype appeared in 100% of pms. likewise, the prnp-m129m variant was present in 100% of pms and ums. 20, 74, 75, 77 these association studies clearly show that in pms and ums there is an accumulation of ad-related polymorphic variants of risk which might be responsible for the defective therapeutic responses currently seen in these ad clusters. 20, [74] [75] [76] [77] it appears that different cyp2d6 variants, expressing ems, ims, pms, and ums, infl uence to some extent several biochemical parameters, liver function, and vascular hemodynamic parameters which might affect drug effi cacy and safety. blood glucose levels are found elevated in ems ( * 1/ * 1 vs. * 4/ * 10, p < 0.05) and in some ims ( * 4/ * 10 vs. * 1xn/ * 4, p < 0.05), whereas other ims ( * 1/ * 5 vs. * 4/ * 4, p < 0.05) tend to show lower levels of glucose compared with pms ( * 4/ * 4) or ums ( * 1xn/ * 4) (table 40 .7). the highest levels of total-cholesterol are detected in the ems with the cyp2d6 * 1/ * 10 genotype (vs. * 1/ * 1, * 1/ * 4 and * 1xn/ * 1, p < 0.05). the same pattern has been observed with regard to ldlcholesterol levels, which are signifi cantly higher in the em-* 1/ * 10. in general, both total cholesterol levels and ldl-cholesterol levels are higher in ems (with a signifi cant difference between * 1/ * 1 and * 1/ * 10), intermediate levels are seen in ims, and much lower levels in pms and ums; and the opposite occurs with hdlcholesterol levels, which on average appear much lower in ems than in ims, pms, and ums, with the highest levels detected in * 1/ * 3 and * 1xn/ * 4 (table 40 .8). the levels of triglycerides are very variable among different cyp2d6 polymorphisms, with the highest levels present in ims ( * 4/ * 10 vs. * 4/ * 5 and * 1xn/ * 1, p < 0.02). these data clearly indicate that lipid metabolism can be infl uenced by cyp2d6 variants or that specifi c phenotypes determined by multiple lipid-related genomic clusters are necessary to confer the character of ems and ims. other possibility might be that some lipid metabolism genotypes interact with cyp2d6-related enzyme products leading to defi ne the pheno-genotype of pms and ums. no signifi cant changes in blood pressure values have been found among cyp2d6 genotypes; however, important differences became apparent in brain cerebrovascular hemodynamics (table 40 .9). in general terms, the best (2) 0.88 ± 0.07 (6) 0.56 ± 0.02 ( ldl-cholesterol levels, than in ims ( * 4/ * 10, p < 0.05); and diastolic velocities (dv) also tend to be much lower in * 1/ * 10 and especially in pms ( * 4/ * 4) and ums ( * 1xn/ * 4), whereas the best dv is measured in * 1/ * 5 ims. more striking are the results of both the pulsatility index (pi = (sv-dv)/mv) and resistance index (ri = (sv-dv)/sv), which are worse in ims and pms than in ems and ums (table 40 .9). these data taken together seem to indicate that cyp2d6-related ad pms exhibit a poorer cerebrovascular function which might affect drug penetration in the brain with the consequent therapeutic implications. [16] [17] [18] [19] [20] [74] [75] [76] [77] some conventional anti-dementia drugs (tacrine, donepezil, galantamine) are metabolized via cyp-related enzymes, especially cyp2d6, cyp3a4, and cyp1a2, and polymorphic variants of the cyp2d6 gene can affect the liver metabolism, safety and effi cacy of some cholinesterase inhibitors. 107, 108 in order to elucidate whether or not cyp2d6-related variants may infl uence transaminase activity, we have studied the association of got, gpt, and ggt activity with the most prevalent cyp2d6 genotypes in ad (table 40 .10). globally, ums and pms tend to show the highest got activity and ims the lowest. signifi cant differences appear among different im-related genotypes. the * 10/ * 10 genotype exhibited the lowest got activity with marked differences as compared to ums (p < 0.05 vs. * 1xn/ * 1; p < 0.05 vs. * 1xn/ * 4). gpt activity was signifi cantly higher in pms ( * 4/ * 4) than in ems ( * 1/ * 10, p < 0.05) or ims ( * 1/ * 4, * 1/ * 5, p < 0.05). the lowest gpt activity was found in ems and ims. striking differences have been found in ggt activity between pms ( * 4/ * 4), which showed the highest levels, and ems ( * 1/ * 1, p < 0.05; * 1/ * 10, p < 0.05), ims ( * 1/ * 5, p < 0.05), or ums ( * 1xn/ * 1, p < 0.01) ) ( table 40 .10). interesting enough, the * 10/ * 10 genotype, with the lowest values of got and gpt, exhibited the second highest levels of ggt after * 4/ * 4, probably indicating that cyp2d6-related enzymes differentially regulate drug metabolism and transaminase activity in the liver. these results are also clear in demonstrating the direct effect of cyp2d6 variants on transaminase activity 20,77,109 (table 40 .10). (2) 16.28 ± 7.40 (11) 18.14 ± 6.79 (17) intermediate metabolizers * 1/ * 3 22.33 ± 1.52 (3, 4) 24.66 ± 10. 59 22.00 ± 8.71 * 1/ * 4 21.76 ± 3.57 (5, 6) 21.88 ± 8.40 32.23 ± 25.53 * 1/ * 5 18.33 ± 2.33 (7, 8) 16.16 ± 5.60 (12, 13) 18.50 ± 6.47 ( no clinical trials have been performed to date to elucidate the infl uence of cyp2d6 variants on the therapeutic outcome in ad in response to cholinesterase inhibitors or other anti-dementia drugs. to overcome this lack of pharmacogenetic information, we have performed the fi rst prospective study in ad patients who received a combination therapy with (a) an endogenous nucleotide and choline donor, cdp-choline (500 mg/day), (b) a nootropic substance, piracetam (1,600 mg/day), (c) a vasoactive compound, 1,6 dimethyl 8β-(5bromonicotinoyl-oxymethyl)-10α-methoxyergoline (nicergoline) ( (fig. 40.10 ). among ems, ad patients harbouring the * 1/ * 10 genotype responded better than patients with the * 1/ * 1 genotype. the best responders among ims were the * 1/ * 3, * 1/ * 6 and * 1/ * 5 genotypes, whereas the * 1/ * 4, * 10/ * 10, and * 4/ * 10 genotypes were poor responders. among pms and ums, the poorest responders were carriers of the * 4/ * 4 and * 1xn/ * 1 genotypes, respectively. 20, 77, 109 from all these data we can conclude the following: (i) the most frequent cyp2d6 variants in the spanish population are the * 1/ * 1 (47.10%), * 1/ * 4 (17.42%), * 4/ * 4 (8.37%), * 1/ * 10 (4.52%) and * 1xn/ * 1 (4.52%), accounting for more than 80% of the population; (ii) the frequency of ems, ims, pms, and ums is about 51.61%, 32.26%, 9.03%, and 7.10%, respectively; (iii) ems are more prevalent in ad (57.47%) than in controls (44.12%); ims are more frequent in controls (41.18%) fig. 40 .10 cyp2d6-related therapeutic response to a multifactorial treatment in alzheimer's disease over a 1-year period (adapted from r. cacabelos 77, 109 ).patients received a combina-tion therapy for 1 year, and cognitive function (mmse score) was assessed at baseline (b) and after 1, 3, 6, 9, and 12 months of treatment. than in ad (25.29%), especially the * 1/ * 4 (c: 23.53%; ad: 12.64%) and * 4/ * 10 genotypes (c: 5.88%; ad: 1.15%); the frequency of pms is similar in ad (9.20%) and controls (8.82%); and ums are more frequent among ad cases (8.04%) than in controls (5.88%); (iv) there is an accumulation of ad-related genes of risk in pms and ums; (v) pms and ums tend to show higher transaminase activities than ems and ims; (vi) ems and ims are the best responders, and pms and ums are the worst responders to a combination therapy with cholinesterase inhibitors, neuroprotectants, and vasoactive substances; and (vii) the pharmacogenetic response in ad appears to be dependent upon the networking activity of genes involved in drug metabolism and genes involved in ad pathogenesis. [16] [17] [18] [19] [20] [74] [75] [76] [77] 109, 110 taking into consideration the available data, it might be inferred that at least 15% of the ad population may exhibit an abnormal metabolism of cholinesterase inhibitors and/or other drugs which undergo oxidation via cyp2d6-related enzymes. approximately 50% of this population cluster would show an ultrarapid metabolism, requiring higher doses of cholinesterase inhibitors to reach a therapeutic threshold, whereas the other 50% of the cluster would exhibit a poor metabolism, displaying potential adverse events at low doses. if we take into account that approximately 60-70% of therapeutic outcomes depend upon pharmacogenomic criteria (e.g., pathogenic mechanisms associated with ad-related genes), it can be postulated that pharmacogenetic and pharmacogenomic factors are responsible for 75-85% of the therapeutic response (effi cacy) in ad patients treated with conventional drugs. [16] [17] [18] [19] [20] [74] [75] [76] [77] 109, 110 of particular interest are the potential interactions of cholinesterase inhibitors with other drugs of current use in patients with ad, such as antidepressants, neuroleptics, antiarrhythmics, analgesics, and antiemetics which are metabolized by the cytochrome p450 cyp2d6 enzyme. 111 although most studies predict the safety of donepezil 112 and galantamine, 107 as the two principal cholinesterase inhibitors metabolized by cyp2d6-related enzymes, 113, 114 no pharmacogenetic studies have been performed so far on an individual basis to personalize the treatment, and most studies reporting safety issues are the result of pooling together pharmacological and clinical information obtained with routine procedures. 103, [115] [116] [117] in certain cases, genetic polymorphism in the expression of cyp2d6 is not expected to affect the pharmacodynamics of some cholinesterase inhibitors because major meta-bolic pathways are glucuronidation, o-demethylation, n-demethylation, n-oxidation, and epimerization. however, excretion rates are substantially different in ems and pms. for instance, in ems, urinary metabolites resulting from o-demethylation of galantamine represent 33.2% of the dose compared with 5.2% in pms, which show correspondingly higher urinary excretion of unchanged galantamine and its n-oxide. 118 therefore, still there are many unanswered questions regarding the metabolism of cholinesterase inhibitors and their interaction with other drugs (potentially leading to adrs) which require pharmacogenetic elucidation. it is also worth to mention that dose titration (a common practice in ad patients treated with cholinesterase inhibitors; e.g., tacrine, donepezil) is an unwise strategy, since approximately 30-60% of drug failure or lack of therapeutic effi cacy (and/or adr manifestation) is not a matter of drug dosage but a problem of poor metabolizing capacity in pms. additionally, inappropriate drug use is one of the risk factors for adverse drug reactions (adrs) in the elderly. the prevalence of use of potentially inappropriate medications in patients older than 65 years of age admitted to a general medical or geriatric ward ranges from 16% to 20%, 119 and these numbers may double in ambulatory patients. overall, the most prevalent inappropriate drugs currently prescribed to the elderly are amiodarone, long-acting benzodiazepines and anticholinergic antispasmodics; however, the list of drugs with potential risk also include antidepressant, antihistaminics, nsaids, amphetamines, laxatives, clonidine, indomethacin, and several neuroleptics, 119 most of which are processed via cyp2d6 and cyp3a5 enzymes. 120 therefore, pre-treatment cyp screening might be of great help to rationalize and optimize therapeutics in the elderly, by avoiding medications of risk in pms and ums. there are substantial differences between individuals in the effects of psychotropic drugs in the treatment of neuropsychiatric disorders. pharmacogenetic studies of psychotropic drug response have focused on determining the relationship between variation in specifi c candidate genes and the positive and adverse effects of drug treatment. 121 more than 200 different genes are potentially involved in the metabolism of psychotropic drugs infl uencing pharmacokinetics and pharmacodynamics. of all genes affecting drug metabolism, effi cacy and safety, the cyp gene family is the most relevant since more than 60% of cns drugs are metabolized by cytochrome p450 enzymes. [122] [123] [124] approximately, 18% of neuroleptics are major substrates of cyp1a2 enzymes, 40% of cyp2d6, and 23% of cyp3a4; 24% of antidepressants are major substrates of cyp1a2 enzymes, 5% of cyp2b6, 38% of cyp2c19, 85% of cyp2d6, and 38% of cyp3a4; 7% of benzodiazepines are major substrates of cyp2c19 enzymes, 20% of cyp2d6, and 95% of cyp3a4 (table 40 .5). approximately, 80% of patients with resistant depression, 60% of patients non-responsive to neuroleptics, and 50-70% of patients with paradoxical responses to benzodiazepines are carriers of mutant variants of the cyp2d6, cyp2c9 and cyp3a4 genes, falling within the categories of poor or ultra-rapid metabolizers. other genes infl uencing psychotropic drug activity include the following: abcb1 ( [128] [129] [130] [131] [132] [133] [134] [135] [136] [137] [138] (table 40.5) . historically, the vast majority of pharmacogenetic studies of cns disorders have been addressed to evaluate the impact of cytochrome p450 enzymes on drug metabolism. [125] [126] [127] furthermore, conventional targets for psychotropic drugs were the neurotransmitters dopamine, serotonin, noradrenaline, gaba, ion channels, acetylcholine and their respective biosynthetic and catalyzing enzymes, receptors and transporters 121 ; however, in the past few years many different genes have been associated with both pathogenesis and pharmacogenomics of neuropsychiatric disorders. some of these genes and their products constitute potential targets for future treatments. new developments in genomics, including whole genome genotyping approaches and comprehensive information on genomic variation across populations, coupled with large-scale clinical trials in which dna collection is routine, now provide the impetus for a next generation of pharmacogenetic studies and identifi cation of novel candidate drugs. [139] [140] [141] cyclic nucleotide phosphodiesterases (pdes) are a family of enzymes that degrade camp and cgmp. intracellular cyclic nucleotide levels increase in response to neurotransmitters and are down-regulated through hydrolysis catalyzed by pdes, which are therefore candidate therapeutic targets. camp is a second messenger involved in learning, memory, and mood, and cgmp modulates brain processes that are controlled by the nitric oxide (no)/cgmp pathway. the analysis of snps in 21 genes of this superfamily revealed that polymorphisms in pde9a and pde11a are associated with major depressive disorder. in addition, remission on antidepressants was associated with polymorphisms in pde1a and pde11a. according to these results, it has been postulated that pde11a (haplotype gaacc) has a role in the pathogenesis of major depression. 142 another example is the purinergic receptor gene p2rx(7), located in a major linkage hotspot for schizophrenia and bipolar disorder (12q21-33), which has been associated with bipolar disorder, but nine functionally characterized variants of p2rx(7) did not show association with schizophrenia. 143 the possible role of a tag snp (the 1359g/a polymorphism) of the gene encoding the cannabinoid receptor type 1 (cnr1) has been investigated in schizophrenics treated with atypical antipsychotics. no difference in 1359g/a polymorphism was observed between patients and control subjects, and no relation-ships were noted between this polymorphism and any clinical parameter considered as potential intermediate factor; however, the g allele was signifi cantly higher among non-responders vs. responsive patients, suggesting that the g allele of the cnr1 gene could be a pharmacogenetic rather than a vulnerability factor for schizophrenics. 144 synaptic dysfunction is a potential pathogenic factor in schizophrenia. cholesterol is an essential component of myelin and has proved important for synapse formation and lipid raft function. it has been demonstrated that the antipsychotic drugs clozapine and haloperidol stimulate lipogenic gene expression in glioma cells in culture through activation of the sterol regulatory element-binding protein (srebp) transcription factors. recently, the action of chlorpromazine, haloperidol, clozapine, olanzapine, risperidone and ziprasidone on srebp and srebp-controlled gene expression (acetyl-coa acetyltransferase 2, acetoacetyl-coa thiolase, acat2; 3-hydroxy-3-methylglutaryl-coa reductase, hmgcr; 3-hydroxy-3-methylglutaryl-coa synthase 1, hmgcs1; fdps; sterol-c5-desaturase like, sc5dl; 7-dehydrocholesterol reductase, dhcr7; low density lipoprotein receptor, ldlr; fatty acid synthase; farsenyl diphosphate synthase, fasn; stearoyl-coa desaturase, delta-9-desaturase, scd1) has been investigated in different cns human cell lines, demonstrating that antipsychotic-induced activation of lipogenesis is most prominent in glial cells and that this mechanism could be relevant for the therapeutic efficacy of some antipsychotic drugs. 145 rgs2 (regulator of g-protein signaling 2) modulates dopamine receptor signal transduction. functional variants of this gene (rgs2-rs 4606 c/g) may infl uence susceptibility to extrapyramidal symptoms induced by antipsychotic drugs. this snp is located in the 3′-regulatory region of the gene, and is known to infl uence rgs2 mrna levels and protein expression. 146 furthermore, rgs4 (regulator of g protein signaling 4) genotypes predict both the severity at baseline symptoms and relative responsiveness to antipsychotic medication. 147 tardive dyskinesia is characterized by involuntary movements predominantly in the orofacial region and develops in approximately 20% of patients during long-term treatment with typical antipsychotics. polymorphic variants of cyp1a2, cyp2d6, and drd3 genes have been associated with tardive dyskinesia in schizophrenics. 148, 149 in contrast, the haplotype t-4b-glu of the endothelial nitric oxide synthase (nos3) gene (-786t > c in the promoter region, 27-bp variable number of tandem repeats in intron 4, glu298asp in exon 7) might represent a protective haplotype against tardive dyskinesia after long-term antipsychotic treatment. 150 the t102c variant in the serotonin 2a receptor (htr2a) and the ser9gly variant in the dopamine d3 receptor (drd3) were associated with a risperidone response to exacerbated schizophrenia. the patients with t/t in the htr2a gene show less clinical improvement than do those with t/c or c/c. the c allele is more frequent in responders. when combinations of both polymorphisms are considered, patients who have t/t in the htr2a gene and encode ser/ser or ser/gly from drd3 gene have a higher propensity to non-responsiveness compared to other subjects, suggesting that the htr2a t102c variant could be a potential indicator of clinical improvement after risperidone treatment. 151 there is a signifi cant relationship between a promoter region polymorphism in the serotonin transporter gene and antidepressant response, as well as for associations between candidate neurotransmitter receptor genes and second generation antipsychotic drug response. 121 polymorphic variants of several serotonin receptor subtypes seem to be involved in the efficacy and symptomatic response of schizophrenic patients to atypical antipsychotics. for instance, the −1019 c/g polymorphism of the htr1a receptor gene is associated with negative symptom response to risperidone in schizophrenics. 152 interaction between comt and notch4 genotypes may also predict the treatment response to typical neuroleptics in patients with schizophrenia. 153 the effi cacy of iloperidone in patients with schizophrenia has been associated with the homozygous condition for the rs1800169 g/g genotype of the ciliary neurotrophic factor (cntf) gene. 154 dopamine receptor interacting proteins (drips) are pivotally involved in regulating dopamine receptor signal transduction. two snps in the dopamine receptor interacting protein gene, nef3, which encodes the drip, neurofi lament-medium (nf-m), were associated with early response (rs1457266, rs1379357). a 5 snp haplotype spanning nef3 was over-represented in early responders. since nef3 is primarily associated with dopamine d1 receptor function, it is likely that both genes cooperate in eliciting genotype-specifi c antipsychotic response. 155 the improvement in the positive and negative syndrome scale (panss) positive subscore was found signifi cantly greater in patients homozygous for the a1287 allele of the slc6a2 (solute carrier family 6 (noradrenaline transporter), member 2) gene, and smaller in patients homozygous for the c-182 allele of the slc6a2 gene, suggesting that these polymorphisms of the noradrenaline transporter gene are specifi cally involved in the variation of positive symptoms in schizophrenia. 156 weight gain is a problem commonly found in patients treated with neuroleptics, tricyclic antidepressants, and some antiepileptics (e.g., valproic acid). the adipocyte-derived hormone, leptin, has been associated with body weight and energy homeostasis, and abnormal regulation of leptin could play a role in weight gain induced by antipsychotics. the leptin gene promoter variant g2548a was associated with clozapine-induced weight in chinese patients with chronic schizophrenia. 157 likewise, studies in caucasians suggest that genetic vulnerability in the leptin gene (−1548g/a) and leptin receptor (q223r) may predispose some individuals to excessive weight gain from increased exposure to olanzapine. 158, 159 the development of selective type 5 metabotropic glutamate receptor (mglu5) antagonists, such as 2-methyl-6-(phenylethynyl)-pyridine (mpep) and 3-[(2-methyl-1,3-thiazol-4-yl)ethynyl]-pyridine (mtep), has demonstrated the potential involvement of these receptors in several cns disorders including depression, anxiety, epilepsy, parkinson's disease, drug addiction, and alcoholism. treatment with mpep and mtep can induce gene expression related to atp synthesis, hydrolase activity, and signaling pathways associated with mitogen-activated protein kinase (mapk) in the frontal cortex, this constituting another potential therapeutic target in some neuropsychiatric disorders. 160 a new marker (rs1954787) in the grik4 gene, which codes for the kainic acid-type glutamate receptor ka1, has been associated with response to the antidepressant citalopram, suggesting that the glutamate system plays a role in modulating response to selective serotonin reuptake inhibitors (ssris). 161 glycogen synthase kinase-3β (gsk3b) activity is increased in the brain of patients with major depressive disorders. inhibition of gsk3b is thought to be a key feature in the therapeutic mechanism of antidepressants. four polymorphisms of the gsk3b gene [rs334555 (−50 t > c); rs13321783 (ivs7 + 9227 a > g); rs2319398 (ivs + 11660 g > t); rs6808874 (ivs + 4251 t > a)] have been genotyped in chinese patients with major depression. gsk3b tagt carriers showed poorer response to antidepressants. 162 lithium has been used for over 40 years as an effective prophylactic agent in bipolar disorder. response to lithium treatment seems to be, at least in part, genetically determined. it has been suggested that lithium exerts an effect on signal transduction pathways, such as the cyclic adenosine monophosphate (camp) pathway. association studies in patients with bipolar disorders revealed that creb1-1h snp (g/a change at 2q32.3-q34) and creb1-7h (t/c change) may be associated with bipolar disorder and lithium response. 163 dna oligonucleotide microarrays have been used to evaluate gene expression in the substantia nigra of patients with parkinson's disease (pd). sporadic pd is characterized by progressive death of dopaminergic neurons within the substantia nigra, where cell death is not uniform. the lateral tier of the substantia nigra (snl) degenerates earlier and more severely than the more medial nigral component (snm). genes expressed more highly in the pd snl included the cell death gene, p53 effector related to pmp22, the tnfr gene, tnfr superfamily, member 21, and the mitochondrial complex i gene, nadh dehydrogenase (ubiquinone) 1-beta subcomplex, 3, 12 kda (ndufβ3). genes that were more highly expressed in pd snm included the dopamine cell signaling gene, cyclic adenosine monophosphate-regulated phosphoprotein, 21 kda, the activated macrophage gene, stabilin 1, and two glutathione peroxidase (gpx) genes, gpx1 and gpx3. this gene expression profi le reveals that there is increased expression of genes encoding pro-infl ammatory cytokines and subunits of the mitochondrial electron transport chain in glial cells, and that there is a decreased expression of several glutathione-related genes in the gnl, suggesting a molecular basis for pathoclisis. 164 these fi ndings may contribute to open new therapeutic avenues in pd, where glial cells might represent potential targets to halt disease progression. pharmacological inhibition of cyclic-dependent kinase 5 (cdk5) protects neurons under distinct stressful conditions. in ad and amyotrophic lateral sclerosis deregulation of cdk5 causes hyperphosphorylation of tau and neurofi lament proteins, respectively, leading to neuronal cell death. by two-dimensional gel electrophoresis and matrix assisted laser desorption/ionisation-time of fl ight (maldi-tof)-mass spectrometry, several phosphoproteins that are modulated by cdk5 inhibitors have been identifi ed. these phosphoproteins include syndapin i which is involved in vesicle recycling, and dynein light intermediate chain 2 which represents a regulatory subunit of the dynein protein complex, confi rming the role of cdk5 in synaptic signaling and axonal transport. other phosphoproteins detected are cofi lin and collapsing response mediator protein, involved in neuronal survival and/or neurite outgrowth. selective cdk5 inhibitors can also block mitochondrial translocation of pro-apoptotic cofi lin. phosphoproteome and transcriptome analysis of neurons indicate that cdk5 inhibitors promote both neuronal survival and neurite outgrowth. 165 these compounds might represent novel therapeutic alternatives in neurodegenerative disorders. despite the promising results obtained with structural and functional genomic procedures to identify associations with disease pathogenesis and potential drug targets in cns disorders, it must be kept in mind that allelic mrna expression is affected by genetic and epigenetic events, both with the potential to modulate neurotransmitter tone in the cns. 166 epigenetics is the study of how the environment can affect the genome of the individual during its development as well as the development of its descendants, all without changing the dna sequence, but inducing modifi cations in gene expression through dna methylation-demethylation or through modifi cation of histones by processes of methylation, deacetylation, and phosphorylation. 167 cumulative experiences throughout life history interact with genetic predispositions to shape the individual's behaviour. 167 epigenetic phenomena can not be neglected in the pathogenesis and pharmacogenomics of cns disorders. studies in cancer research have demonstrated the antineoplastic effects of the dna methylation inhibitor hydralazine and the histone deacetylase inhibitor valproic acid, of current use in epilepsy. 168 novel effects of some pleiotropic drugs with activity on the cns have to be explored to understand in full their mechanisms of action and adjust their dosages for new indications. both hyper-and hypo-dna methylation changes of the regulatory regions play critical roles in defi ning the altered functionality of genes (mb-comt, maoa, dat1, th, drd1, drd2, reln, bdnf) in major psychiatric disorders, such as schizophrenia and bipolar disorder. 169 this complexity requires a multifactorial approach to overcome the hurdles that cns drug development faces at the present time. 170 polymorphic variants in the apoe gene (19q13.2) are associated with risk (apoe-4 allele) or protection (apoe-2 allele) for ad. 8, [18] [19] [20] for many years, alterations in apoe and defects in the apoe gene have been associated with dysfunctions in lipid metabolism, cardiovascular disease, and atherosclerosis. during the past 25 years an enormous amount of studies clearly documented the role of apoe-4 as a risk factor for ad, an the accumulation of the apoe-4 allele has been reported as a risk factor for other forms of dementia and cns disorders. 8, [18] [19] [20] apoe-4 may infl uence ad pathology interacting with app metabolism and abp accumulation, enhancing hyperphosphorylation of tau protein and nft formation, reducing choline acetyltransferase activity, increasing oxidative processes, modifying infl ammation-related neuroimmunotrophic activity and glial activation, altering lipid metabolism, lipid transport and membrane biosynthesis in sprouting and synaptic remodelling, and inducing neuronal apoptosis. 8, [18] [19] [20] different apoe genotypes confer specifi c phenotypic profi les to ad patients. some of these profi les may add risk or benefi t when the patients are treated with conventional drugs, and in many instances the clinical phenotype demands the administration of additional drugs which increase the complexity of therapeutic protocols. from studies designed to defi ne apoe-related ad phenotypes, 8, [16] [17] [18] [19] [20] [21] [22] 62, 63, [74] [75] [76] [77] 109, 110 several confi rmed conclusions can be drawn: (i) the ageat-onset is 5-10 years earlier in approximately 80% of ad cases harbouring the apoe-4/4 genotype; (ii) the serum levels of apoe are the lowest in apoe-4/4, intermediate in apoe-3/3 and apoe-3/4, and highest in apoe-2/3 and apoe-2/4; (iii) serum cholesterol levels are higher in apoe-4/4 than in the other genotypes; (iv) hdl-cholesterol levels tend to be lower in apoe-3 homozygotes than in apoe-4 allele carriers; (v) ldl-cholesterol levels are systematically higher in apoe-4/4 than in any other genotype; (vi) triglyceride levels are signifi cantly lower in apoe-4/4; (vii) nitric oxide levels are slightly lower in apoe-4/4; (viii) serum abp levels do not differ between apoe-4/4 and the other most frequent genotypes (apoe-3/3, apoe-3/4); (ix) blood histamine levels are dramatically reduced in apoe-4/4 as compared with the other genotypes; (x) brain atrophy is markedly increased in apoe-4/4 > apoe-3/4 > apoe-3/3; (xi) brain mapping activity shows a signifi cant increase in slow wave activity in apoe-4/4 from early stages of the disease (fig. 40.4) ; (xii) brain hemodynamics, as refl ected by reduced brain blood fl ow velocity and increase pulsatility and resistance indices, is signifi cantly worst in apoe-4/4 (and in apoe-4 carriers, in general, as compared with apoe-3 carriers); (xiii) lymphocyte apoptosis is markedly enhanced in apoe-4 carriers; (xiv) cognitive deterioration is faster in apoe-4/4 patients than in carriers of any other apoe genotype; (xv) occasionally, in approximately 3-8% of the ad cases, the presence of some dementia-related metabolic dysfunctions (e.g., iron, folic acid, vitamin b12 defi ciencies) accumulate in apoe-4 carriers more than in apoe-3 carriers; (xvi) some behavioral disturbances (bizarre behaviors, psychotic symptoms), alterations in circadian rhythm patterns (e.g., sleep disorders), and mood disorders (anxiety, depression) are slightly more frequent in apoe-4 carriers; (xvii) aortic and systemic atherosclerosis is also more frequent in apoe-4 carriers; (xviii) liver metabolism and transaminase activity also differ in apoe-4/4 with respect to other genotypes; (xix) blood pressure (hypertension) and other cardiovascular risk factors also accumulate in apoe-4; and (xx) apoe-4/4 are the poorest responders to conventional drugs ( fig. 40.11 ). these 20 major phenotypic features clearly illustrate the biological disadvantage of apoe-4 homozygotes and the potential consequences that these patients may experience when they receive pharmacological treatment. 2, 4, 8, [16] [17] [18] [19] [20] [21] [22] 62, 63, [74] [75] [76] [77] 109, 110 fig. 40.11 apoe-related cognitive performance in patients with alzheimer's disease treated with a combination therapy for 1 year (adapted from r. cacabelos 77, 109 ). patients received a combination therapy for 1 year, and cognitive function (mmse score) was assessed at baseline (b) and after 1, 3, 6, 9, and 12 months of treatment. several studies indicate that the presence of the apoe-4 allele differentially affects the quality and size of drug responsiveness in ad patients treated with cholinergic enhancers, neuroprotective compounds or combination therapies; however, controversial results are frequently found due to methodological problems, study design, and patients recruitment in clinical trials. from these studies we can conclude the following: (i) multifactorial treatments combining neuroprotectants, endogenous nucleotides, nootropic agents, vasoactive substances, cholinesterase inhibitors, and nmda antagonists associated with metabolic supplementation on an individual basis adapted to the phenotype of the patient may be useful to improve cognition and slow-down disease progression in ad. (ii) in our personal experience the best results have been obtained combining (a) cdp-choline with piracetam and metabolic supplementation, (b) cdp-choline with piracetam and anapsos, (c) cdp-choline with piracetam and cholinesterase inhibitors (donepezil, rivastigmine), (d) cdp-choline with memantine, and (e) cdpcholine, piracetam and nicergoline. (iii) some of these combination therapies have proven to be effective, improving cognition during the fi rst 9 months of treatment, and not showing apparent side-effects. (iv) the therapeutic response in ad seems to be genotypespecifi c under different pharmacogenomic conditions. (v) in monogenic-related studies, patients with the apoe-2/3 and apoe-3/4 genotypes are the best responders, and apoe-4/4 carriers are the worst responders ( fig. 40.11 ). (vi) ps1-and ps2-related genotypes do not appear to infl uence the therapeutic response in ad as independent genomic entities; however, app, ps1, and ps2 mutations may drastically modify the therapeutic response to conventional drugs. (vii) in trigenic-related studies the best responders are those patients carrying the 331222-, 341122-, 341222-, and 441112-genomic clusters. (viii) a genetic defect in the exon 5 of the ps2 gene seems to exert a negative effect on cognition conferring ps2+ carriers in trigenic clusters the condition of poor responders to combination therapy. (ix) the worst responders in all genomic clusters are patients with the 441122+ genotype. (x) the apoe-4/4 genotype seems to accelerate neurodegeneration anticipating the onset of the disease by 5-10 years; and, in general, apoe-4/4 carriers show a faster disease progression and a poorer therapeutic response to all available treatments than any other polymorphic variant. (xi) pharmacogenomic studies using trigenic, tetragenic or polygenic clusters as a harmonization procedure to reduce genomic heterogeneity are very useful to widen the therapeutic scope of limited pharmacological resources. [4] [5] [6] [16] [17] [18] [19] [20] [21] [22] 62, 63, [74] [75] [76] [77] 109, 110 apoe infl uences liver function and cyp2d6-related enzymes probably via regulation of hepatic lipid metabolism. 20, 42, [74] [75] [76] [77] it has been observed that apoe may infl uence liver function and drug metabolism by modifying hepatic steatosis and transaminase activity. there is a clear correlation between apoe-related tg levels and got, gpt, and ggt activities in ad. 20, [74] [75] [76] [77] 171 both plasma tg levels and transaminase activity are signifi cantly lower in ad patients harbouring the apoe-4/4 genotype, probably indicating (a) that low tg levels protect against liver steatosis, and (b) that the presence of the apoe-4 allele infl uences tg levels, liver steatosis, and transaminase activity. consequently, it is very likely that apoe infl uences drug metabolism in the liver through different mechanisms, including interactions with enzymes such as transaminases and/ or cytochrome p450-related enzymes encoded in genes of the cyp superfamily. 20, [74] [75] [76] [77] 109, 171 when apoe and cyp2d6 genotypes are integrated in bigenic clusters and the apoe + cyp2d6-related therapeutic response to a combination therapy is analyzed in ad patients after 1 year of treatment, it becomes clear that the presence of the apoe-4/4 genotype is able to convert pure cyp2d6 * 1/ * 1 ems into full pms (fig. 40.12) , indicating the existence of a powerful infl uence of the apoe-4 homozygous genotype on the drug metabolizing capacity of pure cyp2d6-ems. 20, 74, 75, 109 behavioral disturbances and mood disorders are intrinsic components of dementia associated with memory disorders. 60, [172] [173] [174] the appearance of anxiety, depression, psychotic symptoms, verbal and physical aggressiveness, agitation, wandering and sleep disorders complicate the clinical picture of dementia and add important problems to the therapeutics of ad and the daily management of patients as well. under these conditions, psychotropic drugs (antidepressants, anxyolitics, hypnotics, and neuroleptics) are required, and most of these substances contribute to deteriorate cognition and psychomotor functions. apoe-related polymorphic variants have been associated with mood disorders 175, 176 and panic disorder. 177 gender, age, dementia severity, apoe-4, and general medical health appear to infl uence the occurrence of individual neuropsychiatric symptoms in dementia, and medical comorbidity increases the risk of agitation, irritability, disinhibition, and aberrant motor behavior. 178 a positive association between apoe-4 and neuropsychiatric symptoms 179 and depressive symptoms in ad has been reported, 180 especially in women. 181 in other studies, no association of apoe-4 with behavioral dyscontrol (euphoria, disinhibition, aberrant motor behavior, and sleep and appetite disturbances), psychosis (delusions and hallucinations), mood (depression, anxiety, and apathy), and agitation (aggression and irritability) could be found. 182 some authors did not fi nd association of apoe-4 with major depression in ad 183, 184 or in patients with major depression in a community of older adults, 185 but an apparent protective effect of apoe-2 on depressive symptoms was detected. 186 others, in contrast, found that apoe-4 was associated with an earlier age-of-onset, but not cognitive functioning, in late-life depression. 187 apoe−/− mice without human apoe or with apoe-4, but not apoe-3, show increased measures of anxiety. 188 differences in anxiety-related behavior have been observed between apoe-defi cient c57bl/6 and wild type c57bl/6 mice, suggesting that apoe variants may affect emotional state. 189 histamine h3 autoreceptor antagonists increase anxiety measures in wildtype, but not apoe−/−, mice, and apoe defi cient mice show higher sensitivity to the anxiety-reducing effects of the h1 receptor antagonist mepyramine than wildtype mice, suggesting a role of h3-autoreceptormediated signaling in anxiety-like symptoms in this ad-related animal model. 190 in humans, apoe-4 carriers with deep white matter hyperintensities in mri show association with depressive symptoms and vascular depression. 191 . reduced caudate nucleus volumes and genetic determinants of homocysteine metabolism accumulate in patients with psychomotor slowing and cognitive defi cits, 192 and older depressed subjects have persisting cognitive impairments associated with hippocampal volume reduction. 193, 194 depressive symptoms are also associated with stroke and atherogenic lipid profi le. 195 some multifactorial treatments addressing neuroprotection have shown to be effective in reducing anxiety progressively from the fi rst month to the 12 month of treatment. 109 the anxiety rate was declining from a baseline hrs-a score of 10.90 ± 5.69 to 9.07 ± 4.03 (p < 0.0000000001) at 1 month, 9.01 ± 4.38 (p < 0.000006) at 3 months, 8.90 ± 4.47 (p < 0.005) at 6 months, 7.98 ± 3.72 (p < 0.00002) at 9 months, and 8.56 ± 4.72 (p < 0.01) at 12 months of treatment (r = −0.82, a coef.: 10.57, b coef.: −0.43). 109 similar striking results were found in depression, suggesting that improvement in mood conditions can contribute to stabilize cognitive function or that neuroprotection (with the consequent stabilization or improvement in mental performance) can enhance emotional equilibrium. 20, 74, 75, 109 at baseline, all apoe variants showed similar anxiety and depression rates, except the apoe-4/4 carriers who differed from the rest in a signifi cantly lower rates of anxiety and depression (figs. 40.13 and 40.14). remarkable changes in anxiety were found among different apoe genotypes (fig. 40.13) . practically, all apoe variants responded with a signifi cant diminution of anxiogenic symptoms, except patients with the apoe-4/4 genotype who only showed a slight improvement. the best responders were apoe-2/4 > apoe-2/3 > apoe-3/3 > apoe-3/4 carriers (fig. 40.13) . the modest anxiolytic effect seen in apoe-4/4 patients might be due to the very low anxiety rate observed at baseline. concerning depression, all apoe genotypes improved their depressive symptoms with treatment except those with the apoe-4/4 genotype which worsen along the treatment period, especially after 9 months (fig. 40 .14). the best responders were patients with apoe-2/4 > apoe-2/3 > apoe-3/3 > apoe-3/4, and the worst responders were patients harbouring the apoe-4/4 genotype 20,74,75,109 (fig. 40.14) . the optimization of cns therapeutics requires the establishment of new postulates regarding (a) the costs of medicines, (b) the assessment of protocols for multifactorial treatment in chronic disorders, (c) the implementation of novel therapeutics addressing causative factors, and (d) the setting-up of pharmacogenetic/ pharmacogenomic strategies for drug development. 20, [74] [75] [76] [77] 109 the cost of medicines is a very important issue in many countries because of (i) the growing of the aging population (>5% disability), (ii) neuropsychiatric and demented patients (>5% of the population) belong to an unproductive sector with low income, and (iii) the high cost of health care systems and new health technologies in developed countries. despite the effort of the pharmaceutical industry to demonstrate the benefi ts and cost-effectiveness of available drugs, the general impression in the medical community and in some governments is that some psychotropics and most anti-dementia drugs present in the market are not costeffective. 20, [74] [75] [76] [77] 109 conventional drugs for neuropsychi-atric disorders are relatively simple compounds with unreasonable prices. some new products are not superior to conventional antidepressants, neuroleptics, and anxiolytics. there is an urgent need to assess the costs of new trials with pharmacogenetics and pharmacogenomics strategies, and to implement pharmacogenetic procedures to predict drug-related adverse events. 20, 74, 75, 109 cost-effectiveness analysis has been the most commonly applied framework for evaluating pharmacogenetics. pharmacogenetic testing is potentially relevant to large populations that incur in high costs. for instance, the most commonly drugs metabolized by cyp2d6 account for 189 million prescriptions and us$12.8 billion annually in expenditures in the us, which represent 5-10% of total utilization and expenditures for outpatient prescription drugs. 196 pharmacogenomics offer great potential to improve patients' health in a cost-effective manner; however, pharmacogenetics/pharmacogenomics will not be applied to all drugs available in the market, and careful evaluations should be done on a case-by-case basis prior to investing resources in r&d of pharmacogenomic-based therapeutics and making reimbursement decisions. 197 in performing pharmacogenomic studies in cns disorders, it is necessary to rethink the therapeutic expectations of novel drugs, redesign the protocols for drug clinical trials, and incorporate biological markers as assessable parameters of effi cacy and prevention. in addition to the characterization of genomic profi les, phenotypic profi ling of responders and non-responders to conventional drugs is also important (and currently neglected). brain imaging techniques, computerized electrophysiology, and optical topography in combination with genotyping of polygenic clusters can help in the differentiation of responders and non-responders. the early identifi cation of predictive risks requires genomic screening and molecular diagnosis, and individualized preventive programs will only be achieved when pharmacogenomic/pharmacogenetic protocols are incorporated to the clinical armamentarium with powerful bioinformatics support. 18-20,74,75.109 an important issue in ad therapeutics is that antidementia drugs should be effective in covering the clinical spectrum of dementia symptoms represented by memory defi cits, behavioural changes, and functional decline. it is diffi cult (or impossible) that a single drug be able to fulfi l this criteria. a potential solution to this problem is the implementation of cost-effective, multifactorial (combination) treatments integrating several drugs, taking into consideration that traditional neuroleptics and novel antipsychotics (and many other psychotropics) deteriorate both cognitive and psychomotor functions in the elderly and may also increase the risk of stroke. 198 few studies with combination treatments have been reported and most of them are poorly designed. we have also to realize that the vast majority of dementia cases in people older than 75-80% are of a mixed type, in which the cerebrovascular component associated with neurodegeneration can not be therapeutically neglected. in most cases of dementia, the multifactorial (combination) therapy appears to be the most effective strategy. [18] [19] [20] [74] [75] [76] [77] 109 the combination of several drugs (neuroprotectants, vasoactive substances, acheis, metabolic supplementation) increases the direct costs (e.g., medication) by 5-10%, but in turn, annual global costs are reduced by approximately 18-20% and the average survival rate increases about 30% (from 8 to 12 years post-diagnosis). there are major concerns regarding the validity of clinical trials in patients with severe dementia. despite the questionable experience with memantine, 199 simi-lar strategies have been used to demonstrate the utility of donepezil in severe ad. 200 this kind of studies bears some important pitfalls, including (a) short duration (<1 year), (b) institutionalized patients, (c) patients receiving many different types of drugs, (d) non-evaluated drug-drug interactions, (e) side-effects (e.g., hallucinations, gastrointestinal disorders) that may require the administration of additional medication, (f) lack of biological parameters demonstrating actual benefi ts, and (e) no cost-effectiveness assessment, among many other possibilities of technical criticism. [18] [19] [20] 109, 201 some of these methodological (and costly) problems might be overcome with the introduction of pharmacogenetic/ pharmacogenomic strategies to identify good responders who might obtain some benefi t by taking expensive medications. major impact factors associated with drug effi cacy and safety include the following: (i) the mechanisms of action of drugs, (ii) drug-specifi c adverse reactions, (iii) drug-drug interactions, (iv) nutritional factors, (v) vascular factors, (vi) social factors, and (vii) genomic factors (nutrigenetics, nutrigenomics, pharmacogenetics, pharmacogenomics). among genomic factors, nutrigenetics/nutrigenomics and pharmacogenetics/pharmacogenomics account for more than 80% of effi cacy-safety outcomes in current therapeutics. [18] [19] [20] 74, 75, 77, 109 some authors consider that priority areas for pharmacogenetic research are to predict serious adverse reactions (adrs) and to establish variation in effi cacy. 202 both requirements are necessary in cns disorders to cope with effi cacy and safety issues associated with either current cns drugs and new drugs. 121, 138 since drug response is a complex trait, genome-wide approaches (oligonucleotide microarrays, proteomic profi ling) may provide new insights into drug metabolism and drug response. genome-wide family-based association studies, using single snps or haplotypes, can identify associations with genome-wide signifi cance. 203, 204 to achieve a mature discipline of pharmacogenetics and pharmacogenomics in cns disorders and dementia it would be convenient to accelerate the following processes: (a) educate physicians and the public on the use of genetic/genomic screening in the daily clinical practice; (b) standardize genetic testing for major categories of drugs; (c) validate pharmacogenetic and pharmacogenomic procedures according to drug category and pathology; (d) regulate ethical, social, and economic issues; and (e) incorporate pharmacogenetic and pharmacogenomic procedures to both drugs in development and drugs in the market to optimize therapeutics. 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cord-334511-lx9608vy authors: emwas, abdul-hamid; szczepski, kacper; poulson, benjamin gabriel; chandra, kousik; mckay, ryan t.; dhahri, manel; alahmari, fatimah; jaremko, lukasz; lachowicz, joanna izabela; jaremko, mariusz title: nmr as a “gold standard” method in drug design and discovery date: 2020-10-09 journal: molecules doi: 10.3390/molecules25204597 sha: doc_id: 334511 cord_uid: lx9608vy studying disease models at the molecular level is vital for drug development in order to improve treatment and prevent a wide range of human pathologies. microbial infections are still a major challenge because pathogens rapidly and continually evolve developing drug resistance. cancer cells also change genetically, and current therapeutic techniques may be (or may become) ineffective in many cases. the pathology of many neurological diseases remains an enigma, and the exact etiology and underlying mechanisms are still largely unknown. viral infections spread and develop much more quickly than does the corresponding research needed to prevent and combat these infections; the present and most relevant outbreak of sars-cov-2, which originated in wuhan, china, illustrates the critical and immediate need to improve drug design and development techniques. modern day drug discovery is a time-consuming, expensive process. each new drug takes in excess of 10 years to develop and costs on average more than a billion us dollars. this demonstrates the need of a complete redesign or novel strategies. nuclear magnetic resonance (nmr) has played a critical role in drug discovery ever since its introduction several decades ago. in just three decades, nmr has become a “gold standard” platform technology in medical and pharmacology studies. in this review, we present the major applications of nmr spectroscopy in medical drug discovery and development. the basic concepts, theories, and applications of the most commonly used nmr techniques are presented. we also summarize the advantages and limitations of the primary nmr methods in drug development. the unexpected sars-cov-2/covid-19 outbreak, with over 34 million confirmed cases globally (oct. 2020) and the struggle for survival in the absence of a proven and efficient treatments, emphasizes molecules 2020, 25 the critical need to develop effective, novel, and rapid drug discovery methodologies. even though the pharmaceutical industry works constantly to discover and develop novel drugs, the process is still slow and expensive. the cost of introducing a new drug has increased steadily, with current cost estimates predicting that a future drug will cost in excess of $2.6 billion. the typical development cost is usually spread out over the course of 14 years [1] [2] [3] , making investment even more difficult (i.e., cost recovery delay). this high investment barrier for drug development is a result of numerous testing phases (scheme 1), with each phase requiring a statistically significant number of cases. although there are several other substantial costs to drug development, that discussion of experimental methods to reduce costs is beyond the scope of this review. emphasizes the critical need to develop effective, novel, and rapid drug discovery methodologies. even though the pharmaceutical industry works constantly to discover and develop novel drugs, the process is still slow and expensive. the cost of introducing a new drug has increased steadily, with current cost estimates predicting that a future drug will cost in excess of $2.6 billion. the typical development cost is usually spread out over the course of 14 years [1] [2] [3] , making investment even more difficult (i.e. cost recovery delay). this high investment barrier for drug development is a result of numerous testing phases (scheme 1), with each phase requiring a statistically significant number of cases. although there are several other substantial costs to drug development, that discussion of experimental methods to reduce costs is beyond the scope of this review. the emergence of a pandemic and the emergencies it creates worldwide understandably drive and motivate the rapid development and/or optimization of drugs. however, patient safety and subsequent earned public trust is a primary requirement. drug redirecting/repurposing (scheme 1) is an efficient short-cut method in disease treatment that utilizes existing tools, and combines artificial intelligence, machine learning algorithms, and experimental nmr techniques (i.e. "from bench to bedside"). this process must be relatively rapid and efficient to have any benefit to patients and the health-care system. scheme 1. schematic representation of drug discovery [4] . numerical data were reported from meigs et al. [3] . compared to mass spectrometry and high-performance liquid chromatography (hplc), nuclear magnetic resonance (nmr) is another powerful technique with several unique advantages [5] [6] [7] [8] . nmr is intrinsically quantitative, and it provides several different approaches that are routinely utilized to identify and structurally elucidate molecules of interest [9] [10] [11] [12] [13] [14] [15] [16] [17] [18] . in contrast to mass spectrometry, nmr is non-destructive, non-invasive, has extremely high reproducibility permitting in addition to the advantages provided by nmr, it is often used with complementary methods such as x-ray crystallography, hplc, and mass spectrometry [69] . an example of this is found in work by wyss et al. [36] , where they combined x-ray crystallography with nmr fragment-based screening to create the first inhibitor candidate for bace-1 in alzheimer's disease. bace-1 is a membrane-anchored aspartic acid protease and is responsible for the production of amyloid beta peptides in neurons related to the progression of alzheimer's disease [36, 70] . using nmr fragmentbased screening, wyss et al. identified isothiourea as binding to bace-1 and confirmed this observation with the x-ray crystal structure of the complex of a ligand-efficient isothiourea fragment. information obtained from these experiments aided in design optimization, resulting in the selection in addition to the advantages provided by nmr, it is often used with complementary methods such as x-ray crystallography, hplc, and mass spectrometry [69] . an example of this is found in work by wyss et al. [36] , where they combined x-ray crystallography with nmr fragment-based screening to create the first inhibitor candidate for bace-1 in alzheimer's disease. bace-1 is a membrane-anchored aspartic acid protease and is responsible for the production of amyloid beta peptides in neurons related to the progression of alzheimer's disease [36, 70] . using nmr fragment-based screening, wyss et al. identified isothiourea as binding to bace-1 and confirmed this observation with the x-ray crystal structure of the complex of a ligand-efficient isothiourea fragment. information obtained from these experiments aided in design optimization, resulting in the selection of iminopyrimidinones as bace-1 inhibitors [36] . this is a perfect example of using different complementary methods to maximize scientific outcome. however, in order to be efficient, one must know the advantages and disadvantages of each method. one of the major issues regarding nmr is the effective size restriction when measuring targets such as proteins above 40kda. recent progress has extended this mass limit; an example of this is the resolved structure of chaperone secb in complex with unstructured prophoa (pdb id 5jtl) with a total mass of 119kda using nmr [71] . in this review, we present practical guideline to use nmr techniques in drug design studies and provide examples of the successful use of nmr in drug-design. nmr is a versatile tool for studying biomolecules of all kinds and is a unique regarding the biophysical analysis of drugs [72] [73] [74] [75] . the basic feature of nmr lies in the fact that it inductively detects the larmor precession of individual nuclei (i.e., spins) which vary because of different atomic, electronic, and chemical environments (i.e., structural atomic relationships). initially, the sample is placed in a strong, static, and homogeneous magnetic field. because spins contain angular momentum, they exhibit larmor precessions around this static magnetic field. a net magnetization builds up over time as the spin population (represented by different energy levels) is minutely differential in the presence of the magnetic field. these levels are dictated by the spin quantum number and can be roughly thought of as different orientations with respect to the static field. subsequently, induced electromagnetic fields at radiofrequencies (called rf pulses) are applied transverse to the plane of the static magnetic field, and the net or bulk magnetization undergoes an effective rotation. the bulk coherence moves into the transverse plane and the subsequent coherently precessing magnetization vectors induce a detectable alternating voltage in the nmr receiver coil. this tiny alternating voltage is amplified and converted from an analog time domain signal to a frequency reading via fourier transformation. these signals are recorded in response to the induced radio-wave pulses ( figure 2 ) and are representative of the larmor frequencies that are converted into normalized values termed chemical shifts in order to be field independent. molecules 2020, 25, x for peer review 4 of 66 of iminopyrimidinones as bace-1 inhibitors [36] . this is a perfect example of using different complementary methods to maximize scientific outcome. however, in order to be efficient, one must know the advantages and disadvantages of each method. one of the major issues regarding nmr is the effective size restriction when measuring targets such as proteins above 40kda. recent progress has extended this mass limit; an example of this is the resolved structure of chaperone secb in complex with unstructured prophoa (pdb id 5jtl) with a total mass of 119kda using nmr [71] . in this review, we present practical guideline to use nmr techniques in drug design studies and provide examples of the successful use of nmr in drug-design. nmr is a versatile tool for studying biomolecules of all kinds and is a unique regarding the biophysical analysis of drugs [72] [73] [74] [75] . the basic feature of nmr lies in the fact that it inductively detects the larmor precession of individual nuclei (i.e. spins) which vary because of different atomic, electronic, and chemical environments (i.e. structural atomic relationships). initially, the sample is placed in a strong, static, and homogeneous magnetic field. because spins contain angular momentum, they exhibit larmor precessions around this static magnetic field. a net magnetization builds up over time as the spin population (represented by different energy levels) is minutely differential in the presence of the magnetic field. these levels are dictated by the spin quantum number and can be roughly thought of as different orientations with respect to the static field. subsequently, induced electromagnetic fields at radiofrequencies (called rf pulses) are applied transverse to the plane of the static magnetic field, and the net or bulk magnetization undergoes an effective rotation. the bulk coherence moves into the transverse plane and the subsequent coherently precessing magnetization vectors induce a detectable alternating voltage in the nmr receiver coil. this tiny alternating voltage is amplified and converted from an analog time domain signal to a frequency reading via fourier transformation. these signals are recorded in response to the induced radio-wave pulses ( figure 2 ) and are representative of the larmor frequencies that are converted into normalized values termed chemical shifts in order to be field independent. table 1 . h chemical shift assignments is shown as an example. the chemical structure and simulated 1 h-nmr spectrum were created using chemdraw 18.1. this is the final, representative spectroscopic signature of the chemical and magnetic environment of the atom, and it provides detailed atomic resolution information about the molecular structure [76] [77] [78] [79] . a wealth of information can be derived from the nmr signal made up components such as the chemical shift position, signal linewidth, and observed couplings/multiplet structure. the table 1 . h chemical shift assignments is shown as an example. the chemical structure and simulated 1 h-nmr spectrum were created using chemdraw 18.1. this is the final, representative spectroscopic signature of the chemical and magnetic environment of the atom, and it provides detailed atomic resolution information about the molecular structure [76] [77] [78] [79] . a wealth of information can be derived from the nmr signal made up components such as the chemical shift position, signal linewidth, and observed couplings/multiplet structure. the signal contains precise details about the chemical environment of the involved and interacting spins in the structure of the molecule, dynamics of the spins in various timescales, conformational exchange, etc. [80] [81] [82] . any change in the environment of the associated spin can be observed. these changes include molecules 2020, 25, 4597 5 of 63 molecular binding, interactions, and/or exchange between different conformations [20, [83] [84] [85] . thus, nmr has been used to study a wide range of functional molecules such as natural products [86] [87] [88] , saccharides [89, 90] , metabolites [91, 92] , dna [93, 94] , and proteins [95] , and its use as an analytical tool in drug design research has increased immensely in recent years (see figure 1 ). as nmr is non-destructive in nature, the same sample can be analyzed repeatedly. nmr can be performed first and then submitted to mass spectrometry (ms); however, the addition of common deuterated nmr solvents (such as d 2 o) can perturb ms results and should be avoided (e.g., tube-in-tube or by using non-deuterated solvent and running the nmr unlocked). in fact, high-performance liquid chromatography (hplc), ion-trap ms and nmr have been combined to detect the effects of drugs demonstration in urine and blood serum samples [69, 96, 97] . corcoran and spraul [98] emphasize that liquid chromatography (lc), ms, and nmr utilized in parallel give comprehensive structural data on molecules of novel drugs in development. in the following subsections we briefly describe nmr methods that have been used in drug design, and then discuss how nmr principles are used in drug discovery research. the one-dimensional (1d) experiment is by far the most common nmr experiment used for drug studies. the 1d acquisition takes the least amount of time, has one of the simplest hardware requirements, and therefore, in most cases, 1d-nmr is more attractive for high throughput studies. one dimensional nmr spectroscopy normally incorporates a preparation period, some form of induced excitation to form coherence, and lastly, a signal "read" detection period. the preparation period can be modified according to the needs of the experiment or the specifics of the sample. simple 1d nmr is capable of rapidly producing high-quality spectra of drugs and their targets while revealing how the drugs and targets may interact at the atomic level. 1d 1 h-nmr is extremely effective in drug design studies because it has a (relatively) high sensitivity, it is non-destructive, and because hydrogen atoms are extremely abundant in most molecules of interest. therefore the resulting spectra usually contains a large amount of relevant information and this wealth of data can be acquired in a relatively short period of time. the basic 1d 1 h-nmr, along with 1d 13 c-nmr, 1d 15 n-nmr, and 1d 31 p-nmr, and their respective uses in drug design/discovery are briefly discussed below. the 1 h hydrogen isotope is nmr visible, has the highest gyromagnetic ratio (apart from tritium) of all of nmr active nuclei, and is combined with a vast natural abundance in organic chemical compounds. this makes the 1d-1 h-nmr experiment the most commonly applied nmr approach. moreover, many software databases [99] [100] [101] [102] are well established for 1 h-nmr spectra therefore assisting with processing, analyzing, and identifying the detected molecules automatically. since almost all drug discovery and drug development studies are performed on samples dissolved in water, many different solvent suppression methods have been applied. the most common is presaturation [103, 104] . the key point of this method is to use a low power induced field at the specific frequency of water. this effectively averages out any coherence of the water resonance. the experiment is simple for common hardware to perform and easy to set up; however, presaturation has a substantial disadvantage in that signals resonating close to the solvent signal will show decreased intensity [103, 104] or may be lost entirely. this is due to the fact the even selective pulses or very low power pulses also excite some area around the water signal. also suppressed hydrogen from h 2 o in solution can exchange with atoms of interest in the molecule and effectively bleed the suppressive spin state to any neighboring atoms. the water signal itself is usually broad, so a wider area of suppression is not necessarily undesirable but affects more of the molecule(s) of interest. more recent water suppression techniques have been developed such as those based on a scheme known as excitation sculpting [105, 106] . the basic pulse sequence consists of a double pulsed field gradient echo (dpfge) in each of which a selective component pulse is flanked by two pulsed field gradients [107] . the particular elements differ for different applications. in the case of water suppression known as water suppression by gradient tailored excitation (watergate), this involves an initial encoding gradient along with the middle element; a combination of two selective 90 • rotations on the water along with a central non-selective 180 • excitation of all resonances [108] . this is predicated in that water experiences a 360 • rotation (effectively nothing) while all other spins experience 180 • rotation. the application of the second refocusing gradient does not rephase the water and therefore removes the signal. the reader is referred to the detailed literature [103, 104, 109] for further information. in principle, a water suppression element (or many elements combined) can be incorporated in any existing pulse sequence to enhance the performance, and it has been implemented in various 1d, 2d, and triple resonance 3d/4d experiments. although 1 h is the most sensitive nucleus for nmr yielding strong, sharp signals within a few minutes [110] , chemical shift dispersion of 1 h is quite narrow (only around 10 ppm). this has prompted the consideration of other nuclei such as 13 c, 15 n, or 31 p for resolution improvements. compared with 1 h, 13 c has a much higher chemical shift dispersion (~200 ppm), however the natural abundance of 13 c is low (1.1%). additionally, the gyromagnetic ratio is~4 times weaker than 1 h and therefore 13 c spectra are far more difficult to obtain especially for less concentrated samples. there are some polarization transfer techniques such as distortionless enhancement by polarization transfer (dept) or insensitive nuclei enhanced by polarization transfer (inept), which can enhance signal intensity by starting the magnetization on a higher sensitivity and abundance proton and then transferring magnetization to the less sensitive carbon nuclei for subsequent direct detection [111] , but this requires additional hardware and acquisition times. the use of 1d 13 c in drug design studies was illustrated by tsujimoto et al. [112] . the goal of the study was to examine if a metabolomics approach based on 1 h and 13 c offers significant improvements when comparing potential drugs. the authors prepared a total of 40 samples with five different citrus-type crude drugs (kijitsu, tohi, chimpi, kippi and seihi) and measured 1d 1 h and 1d 13 c for each sample. while 1 h-nmr spectra allowed the identification of three compounds (naringin, sucrose, and β-glucose), using 13 c-nmr allowed unambiguous identification of eight additional compounds (naringin, neohesperidin, αand β-glucose, sucrose, limonene, narirutin, and synephrine). the added signal resolution from 13 c-nmr spectra allowed researchers to obtain better structural information about the compounds than from 1 h-nmr spectra alone. in comparison to the previous example, 15 n has a lower shift dispersion (~100ppm) than 13 c, but higher than that of 1 h. here, the situation is unfortunately severely limited due to an even lower natural abundance (0.37%) and a gyromagnetic ratio~10 times smaller than 1 h. this means that 15 n's combined sensitivity is around 260,000 times lower than 1 h. as a result, isotopic enrichment of 15 n combined with 1 h-mediated enhancement via indirect detection is often needed in order to obtain a satisfactory 1d 15 n spectra. similar to 13 c, a few methods are available to overcome such low sensitivity. one of them focuses on tagging molecules with carboxyl groups using 15 n-ethanolamine and later detecting the signal using a 2d heteronuclear correlation nmr experiment [113] . currently, novel approaches such as "smart isotope labeling" have been developed [114] . also, the sofast (band-selective optimized flip angle short transient) technique can help but results in substantial hardware considerations/drawbacks and often increased concentrations, and/or dramatically longer experiments are still required [115] [116] [117] . promising methods are on the horizon. these methods include 15 n heteronuclear signal enhancement via signal amplification by reversible exchange in shield enables alignment transfer to heteronuclei (sabre-sheath); however, more work and research are required before such methods can be applied for biomedical purposes [118] . with a natural abundance of 100% and a gyromagnetic ratio of about 2.5 times smaller than 1 h, one may think that phosphorus could be broadly used for nmr experiments regarding the drug discovery and development. however, the application of 31 p is limited due to the fact that most of the molecules of interest simply do not contain a phosphorus atom. therefore 31 p-nmr is usually applicable for studies related to energy, phospholipid metabolism (atp, nadp), and/or characterization of changes in dna [94, 119, 120] . for example, overall et al. conducted an experiment in which they showed that 31 p solid-state nmr can be used for quantitative analysis of dna dynamics within live bacteria [94] . for that, the researchers first prepared untreated cultures of e. coli, and measured them using a hartmann-hahn 1 h to 31 p cross-polarization ( 31 p cp) experiment. afterwards, they measured e. coli treated with ampicillin and maculatin 1.1 (mac1.1) in a similar manner. spectra obtained from treated bacteria compared to those obtained from untreated bacteria showed alterations in the lineshape, reduced signal intensity at the spectrum's edges, and a shift in spectral density towards 0 ppm which indicated the increased dynamics of the phosphorus from nucleic acids [94] . over time, several innovations have been applied to expand the usage of 31 p. like in 13 c and 15 n labeling of specific biological compounds, incorporation of 31 p can also be used. in order to achieve that, 2-chloro-4,4,5,5-tetramethyldioxaphospholane (ctmdp) can be used for tagging lipids containing hydroxyl, aldehyde, and carboxyl groups that can later be detected with better resolution [121] . another fairly recent method enables toxicological screening of 31 p in living cells for several hours without affecting cell viability [122] . this specific method can be used to observe the changes in energy metabolism in real-time while enabling the evaluation of the effects of administered drugs. nmr experiments are not limited to one-dimensional direct acquisition; they can be extended to multidimensional methods including 2d, 3d, 4d, and even higher dimensionality. the focus of this section is common 2d nmr experiments that have been used in drug design and drug development. a brief description of correlation spectroscopy (cosy), total correlation spectroscopy (tocsy), and heteronuclear multiple bond correlation (hmbc), along with their uses in drug design and discovery will be presented. cosy is one of the simplest and most frequently used 2d nmr experiment [123] . it shows the homonuclear coupling of nuclei (i.e., 1 h-1 h) separated by up to several covalent bonds. the pulse sequence consists of a 90 • excitation pulse followed by a specific evolution time (t 1 ), a second pulse, and finally a measurement period (t 2, not to be confused with relaxation rates or times). the second pulse can be 90 • or 45 • or 135 • , depending upon the specific requirements, and respectively yield cosy [124] , cosy-45 or cosy-135 functionality (see [125] [126] [127] ). a two-dimensional fourier transform (ft) yields the final spectra and shows the frequencies for proton ( 1 h) or carbon (in the case of carbon detection) along both axes. there are two types of peaks; (i) diagonal peaks, which represent the peaks of the conventional 1d spectra, and (ii) cross-peaks, which have different values in the two frequency axes and are therefore off the diagonal. these off diagonal cross-peaks are the most important pieces of information as they mark correlations between pairs of nuclei due to through bond magnetization transfer. this helps in identifying which atoms are connected [128] , critical for structural elucidation of both known molecules and unknown molecules in solution [129] . by implementing phase-cycling [130, 131] , it is also possible to distinguish different types of coupling and yields further helpful information about the chemical structure of a molecule [132] . as an example, the use of the cosy experiment was presented in the work of zheng et al. [88] . the main goal of their work was to investigate potential biological differences and compare the pharmacological effects between danggui (an herbal drug used in traditional chinese medicine) and european danggui. the difference between the two experiments is that a tocsy experiment will show multiple cross-peaks including indirectly coupled nuclei (i.e., longer range via scalar coupling) throughout the j-coupled spin system of a chemical compound. the basic pulse sequence of the tocsy consists of excitation by a 90 • pulse, followed by a free variable evolution period which encodes the indirect dimension. this is normally followed by an isotropic mixing sequence to transfer magnetization between spins via the strong scalar coupling. the mixing generates in-phase magnetization throughout a spin coupled network of the associated nuclei during the mixing time. lastly, a direct detection is performed. a major advantage of the tocsy experiment is that it detects in-phase magnetization (i.e., pure absorptive line-shape) which is far easier to analyze compared to the anti-phase information in the phase sensitivity cosy-type experiment. the isotropic mixing is usually performed using a composite pulse scheme such as waltz, mlev or dipsi [133, 134] pulse train, and can be sandwiched between two z-filters [135] where isotropic mixing is performed on the longitudinal magnetization. the most obvious advantage of tocsy is that all cross-peaks of the same spin system can be observed for whole spin system at once. this is useful for identifying the complete network of spins and reducing the ambiguity of any spectral overlap. the tocsy experiment can be produced as 1d with a relatively shorter time and easier analysis compared to 2d but lacks the benefit of multi-dimensional resolution. the 2d tocsy is usually done to resolve spectra overlap [50] when first identifying molecules [136] [137] [138] . for example, jiang et al. used this to predict the response to gemcitabine-carboplatin (gc) chemotherapy in patients with metastatic breast cancer who were previously exposed to treatment with both anthracyclines and taxanes [137] . for that, researchers collected serum samples from 29 patients prior to treatment and measured them using 1d 1 h-nmr. additionally, they conducted 2d nmr experiments such as the 1 h, 1 h-cosy, 1 , 1 h-tocsy, 1 h, 13 c-hsqc, and 1 h, 13 c-hmbc to help assign serum metabolites. after receiving the treatment with gemcitabine-carboplatin, patients were divided into four groups based on the results from the computed tomography: complete response (cr), partial response (pr), stable disease (sd), or progressive disease (pd). after comparing nmr results prior to the treatment with the outcome of chemotherapy, the researchers observed lower baseline levels of serum format and acetate in breast cancer patients who progressed with the disease than in those who achieved a clinical benefit from therapy, indicating that those two biomarkers could be used to distinguish between patients who will benefit from gc treatment from those who do not [137] . 2d-heteronuclear single quantum coherence (hsqc) experiments are commonly used to help resolve spectral overlap [139] while providing 13 c information without the inherent sensitivity losses involved in 13 c direct detection (see below). hsqc shows the correlations between directly coupled nuclei [140] , e.g., 1 h-13 c or 1 h-15 n [140] . as such, an hsqc spectrum will show clean peaks for each unique proton directly connected to the heteronuclear nuclear atom of interest [140, 141] . in 1 h, 13 c/ 15 n hsqc experiments, the magnetization is transferred from the more sensitive nucleus (i: 1 h) to the less sensitive nucleus (s: 13 c/ 15 n) [142] [143] [144] (figure 3 ). this is especially useful when applying nmr spectroscopy to drug design, as most drugs are organic (i.e., contain carbon atoms), and the relative abundance of 13 c (1.1%) is quite low [143] . by transferring sensitivity from 1 h to 13 c, one can circumvent the long experimental time required for 1d 13 c experiments [143] . molecules 2020, 25, x for peer review 9 of 66 abundance of 13 c (1.1%) is quite low [143] . by transferring sensitivity from 1 h to 13 c, one can circumvent the long experimental time required for 1d 13 c experiments [143] . for example, de castro et al. [145] studied ptac2s and its related cytotoxicity to the cisplatinresistant epithelial ovarian carcinoma (eoc), skov-3 cells. in the study, they used nmr spectroscopy and multi-variate statistical analysis to observe how skov-3 cells reacted to treatment with ptac2s. in particular, they used 1 h, 13 c-hsqc along with 1 h-cosy and heteronuclear multiple bond correlation (hmbc), and the human metabolome database to assign the chemical shifts of the lipid metabolites present in the studied samples. interestingly, skov-3 cells treated with ptac2s produced more pyruvate than skov-3 cells treated with cisplatin. the authors also noticed an unexpected difference in lipid metabolite expression levels between the cells treated with ptac2s and those treated with cisplatin. these results provide a possible explanation for how ptac2s is able to overcome cisplatin resistance in skov-3 cells [145] . heteronuclear 2d experiments are useful for transferring magnetization from sensitive nuclei (i.e. 1 h) to less sensitive nuclei (i.e. 13 c) [146] thereby reducing the time needed for the acquisition of spectra [147] . heteronuclear single quantum coherence (hsqc) will only show one cross peak for each coupled pair [92, 128] of nuclei. this makes hsqcs useful for assigning the backbone of proteins [148] and in metabolites of complex biofluids [149] , whose 1d 1 h-nmr spectra can suffer from severe spectral overlap. the hmbc technique, while similar to hsqc, is an example of a heteronuclear 2d experiment that reveals correlations between nuclei separated by two or more chemical bonds while also suppressing one-bond correlations at the same time. this experiment combined with hsqc is often used to assign nmr spectra for studied molecules in drug design experiments [65, 66, 137, 145] . as an example, hmbc was used in a recent study by xu et al. [66] to investigate the changes in the metabolic profiles of rats treated with different dosages of the "renqingmangjue" pill, a traditional tibetan medicine. in this study, the rats were divided into four groups based on the amount of "renqingmangjue" administered: low dose group (ld)-83.33 mg/kg/day, middle dose group (md)-333.33 mg/kg/day, high dose group (hd)-1333.33 mg/kg/day and a control group (nc). after 15 days of consecutive administration, half of the rat population was used to collect samples such as serum, kidney, and liver tissue, while the other half underwent an additional 15 days of recovery before the same samples were acquired. the samples were measured using 1 h-nmr cpmg (an experiment used to suppress signals from larger molecules, see below) [150] [151] [152] along with 1 h, 1 h-cosy, 1 h, 13 c-hsqc, and 1 h, 13 c-hmbc used for molecules assignment. the obtained spectra showed that the "renqingmangjue" pill alters many metabolites, which are related to a variety of metabolic pathways including energy metabolism, amino acid metabolism, and lipid metabolism indicating potentially harmful effects on kidneys and liver. for example, de castro et al. [145] studied ptac2s and its related cytotoxicity to the cisplatin-resistant epithelial ovarian carcinoma (eoc), skov-3 cells. in the study, they used nmr spectroscopy and multi-variate statistical analysis to observe how skov-3 cells reacted to treatment with ptac2s. in particular, they used 1 h, 13 c-hsqc along with 1 h-cosy and heteronuclear multiple bond correlation (hmbc), and the human metabolome database to assign the chemical shifts of the lipid metabolites present in the studied samples. interestingly, skov-3 cells treated with ptac2s produced more pyruvate than skov-3 cells treated with cisplatin. the authors also noticed an unexpected difference in lipid metabolite expression levels between the cells treated with ptac2s and those treated with cisplatin. these results provide a possible explanation for how ptac2s is able to overcome cisplatin resistance in skov-3 cells [145] . heteronuclear 2d experiments are useful for transferring magnetization from sensitive nuclei (i.e., 1 h) to less sensitive nuclei (i.e., 13 c) [146] thereby reducing the time needed for the acquisition of spectra [147] . heteronuclear single quantum coherence (hsqc) will only show one cross peak for each coupled pair [92, 128] of nuclei. this makes hsqcs useful for assigning the backbone of proteins [148] and in metabolites of complex biofluids [149] , whose 1d 1 h-nmr spectra can suffer from severe spectral overlap. the hmbc technique, while similar to hsqc, is an example of a heteronuclear 2d experiment that reveals correlations between nuclei separated by two or more chemical bonds while also suppressing one-bond correlations at the same time. this experiment combined with hsqc is often used to assign nmr spectra for studied molecules in drug design experiments [65, 66, 137, 145] . as an example, hmbc was used in a recent study by xu et al. [66] to investigate the changes in the metabolic profiles of rats treated with different dosages of the "renqingmangjue" pill, a traditional tibetan medicine. in this study, the rats were divided into four groups based on the amount of "renqingmangjue" administered: low dose group (ld)-83.33 mg/kg/day, middle dose group (md)-333.33 mg/kg/day, high dose group (hd)-1333.33 mg/kg/day and a control group (nc). after 15 days of consecutive administration, half of the rat population was used to collect samples such as serum, kidney, and liver tissue, while the other half underwent an additional 15 days of recovery before the same samples were acquired. the samples were measured using 1 h-nmr cpmg (an experiment used to suppress signals from larger molecules, see below) [150] [151] [152] along with 1 h, 1 h-cosy, 1 h, 13 c-hsqc, and 1 h, 13 c-hmbc used for molecules assignment. the obtained spectra showed that the "renqingmangjue" pill alters many metabolites, which are related to a variety of metabolic pathways including energy metabolism, amino acid metabolism, and lipid metabolism indicating potentially harmful effects on kidneys and liver. relaxation in nmr is a phenomenon describing the time dependence involved in signal intensity after an induced rf (radiofrequency) pulse is applied [153] . after application of a 90 • rf pulse, the bulk magnetization will move to the transverse (xy) plane and will gradually return to its original equilibrium position along the longitudinal (z) axis [154] . this process is described in figure 4 , and is termed t 1 relaxation. the details are beyond the scope of the manuscript and interested readers are directed to [155] and references therein. relaxation times for nmr are even more complicated and exist in two categories: t 1 and t 2 . t 1 refers to the rate of longitudinal (or spin-lattice) z-axis relaxation as the system returns to equilibrium. a second component also contributes, i.e., t 2 relaxation and refers to the rate of transverse (or spin-spin) relaxation [154] which occurs in the xy plane. t 2 is independent of the longitudinal relaxation (t 1 ) and represents the loss of coherence in the precessing spins. therefore nmr relaxation spectroscopy can be based on t 1 and/or t 2 [156] , and is collectively referred to as "relaxation edited nmr" [157] . molecules 2020, 25, x for peer review 10 of 66 relaxation in nmr is a phenomenon describing the time dependence involved in signal intensity after an induced rf (radiofrequency) pulse is applied [153] . after application of a 90° rf pulse, the bulk magnetization will move to the transverse (xy) plane and will gradually return to its original equilibrium position along the longitudinal (z) axis [154] . this process is described in figure 4 , and is termed t1 relaxation. the details are beyond the scope of the manuscript and interested readers are directed to [155] and references therein. relaxation times for nmr are even more complicated and exist in two categories: t1 and t2. t1 refers to the rate of longitudinal (or spin-lattice) z-axis relaxation as the system returns to equilibrium. a second component also contributes, i.e. t2 relaxation and refers to the rate of transverse (or spin-spin) relaxation [154] which occurs in the xy plane. t2 is independent of the longitudinal relaxation (t1) and represents the loss of coherence in the precessing spins. therefore nmr relaxation spectroscopy can be based on t1 and/or t2 [156] , and is collectively referred to as "relaxation edited nmr" [157] . over time (ms to seconds, and in extreme cases, minutes [155] ), the bulk magnetization will decrease in the transverse plane, and increase in the longitudinal axis, returning to its original, equilibrium value. (a) represents t1 relaxation and (b) represents t2 relaxation. t1-based methods typically measure and compare the t1 times of the free and bound ligands. a common way to measure the t1 value of a small molecule is the inversion recovery experiment [158, 159] , although other experiments are also available such as ultrafast nmr t1 [160] and saturation inversion recovery [161] . in general, the shorter t1 the relaxation time the less intense the peak signal will be and the broader the signal linewidth [162] . the t1 values of free and bound ligand will differ depending on how strongly the ligand binds because molecular interactions with the target will influence the ligand's molecular motion, and hence, its longitudinal relaxation [156] . bound ligands will have smaller t1 values than in their free form because, overall, they will experience slower molecular motion upon interacting with a target [163] therefore behaving like a much larger molecule. they can (depending on molecule size) also display a negative noe difference spectrum (transferred noe) [164] , whereas non-binding ligands normally show small-positive noes [156] . for binding ligands to display negative noes, their t1 values must be comparatively longer than the 1/koff value of the target [156] . t 1 -based methods typically measure and compare the t 1 times of the free and bound ligands. a common way to measure the t 1 value of a small molecule is the inversion recovery experiment [158, 159] , although other experiments are also available such as ultrafast nmr t 1 [160] and saturation inversion recovery [161] . in general, the shorter t 1 the relaxation time the less intense the peak signal will be and the broader the signal linewidth [162] . the t 1 values of free and bound ligand will differ depending on how strongly the ligand binds because molecular interactions with the target will influence the ligand's molecular motion, and hence, its longitudinal relaxation [156] . bound ligands will have smaller t 1 values than in their free form because, overall, they will experience slower molecular motion upon interacting with a target [163] therefore behaving like a much larger molecule. they can (depending on molecule size) also display a negative noe difference spectrum (transferred noe) [164] , whereas non-binding ligands normally show small-positive noes [156] . for binding ligands to display negative noes, their t 1 values must be comparatively longer than the 1/k off value of the target [156] . t 1 relaxation times can be easily used to screen small molecules as ligands for dna [165] and serve as a basis for hts experiments [166] . an experiment related to drug design that utilized 1d and 2d relaxation edited nmr was done by hajduk et al. [167] in which he and others used 1d and 2d relaxation edited nmr techniques to detect ligands that bind to fk506 binding protein and stromelysin. one year earlier, liu et al. [157] used relaxation edited one-and two-dimensional 1 h-nmr spectroscopy to characterize biological fluids. tang et al. [168] extended this by applying relaxation edited nmr spectroscopy to improve the detection of metabolites in blood plasma. more recently, jaremko et al. commented on available models used to interpret 15 n protein relaxation data [169] , and even used deficient 15 n relaxation data to rapidly calculate the dynamics of proteins [170] . the t 2 relaxation experiment relies on so-called carr-purcell-meiboom-gill (cpmg) building blocks ( figure 5 ). molecules 2020, 25, x for peer review 11 of 66 t1 relaxation times can be easily used to screen small molecules as ligands for dna [165] and serve as a basis for hts experiments [166] . an experiment related to drug design that utilized 1d and 2d relaxation edited nmr was done by hajduk et al. [167] in which he and others used 1d and 2d relaxation edited nmr techniques to detect ligands that bind to fk506 binding protein and stromelysin. one year earlier, liu et al. [157] used relaxation edited one-and two-dimensional 1 h-nmr spectroscopy to characterize biological fluids. tang et al. [168] extended this by applying relaxation edited nmr spectroscopy to improve the detection of metabolites in blood plasma. more recently, jaremko et al. commented on available models used to interpret 15 n protein relaxation data [169] , and even used deficient 15 n relaxation data to rapidly calculate the dynamics of proteins [170] . the t2 relaxation experiment relies on so-called carr-purcell-meiboom-gill (cpmg) building blocks ( figure 5 ). figure 5 . cpmg pulse sequence. first, a 90° rf pulse is applied and results in transverse magnetization in the xy plane. then a 180°y pulse is applied to re-phase the magnetization vectors. after 180°y, the vectors who were faster during the dephasing are overtaken by the slower vectors, which results in re-phasing and generation of a spin-echo signal. this process is repeated several times. this pulse sequence is explained with the following steps: first, application of a 90° rf pulse creates a transverse (xy plane) magnetization. second, a spin-echo period (delay-180°-delay block) is responsible for mx/y magnetization decay. this period is repeated "n'' times (cpmg building blocks). it is essential to point out that every nmr experiment involving a large number of pulses (e. g. due to the repeating building blocks) is likely to be sensitive to hardware restrictions and small miscalibrations of the duration of the applied pulses. to attenuate the unwanted effects of miscalibrations, meiboom and gill modified the previously used carr-purcell sequence [171] by changing the phase of the applied 180° pulses from x to y [172] . this procedure can be used to measure t2 relaxation times of any type of nuclei. for instance, in the case of 13 c, all pulses and acquisitions are applied on 13 c channel, while broadband proton decoupling is applied during all pulse sequences. it works analogically for different nmr-active nuclei [173] . in a typical cpmg experiment, the effective transverse relaxation rate, r2,eff, is typically measured by fitting the signal decay as a function of a variable number of cpmg blocks [174] . the experimental half-height linewidth (d) of a given resonance signal is directly related to t2 * (also called as 'effective' or "observed'') by the following equation: (1) figure 5 . cpmg pulse sequence. first, a 90 • rf pulse is applied and results in transverse magnetization in the xy plane. then a 180 • y pulse is applied to re-phase the magnetization vectors. after 180 • y , the vectors who were faster during the dephasing are overtaken by the slower vectors, which results in re-phasing and generation of a spin-echo signal. this process is repeated several times. this pulse sequence is explained with the following steps: first, application of a 90 • rf pulse creates a transverse (xy plane) magnetization. second, a spin-echo period (delay-180 • -delay block) is responsible for mx/y magnetization decay. this period is repeated "n" times (cpmg building blocks). it is essential to point out that every nmr experiment involving a large number of pulses (e. g. due to the repeating building blocks) is likely to be sensitive to hardware restrictions and small miscalibrations of the duration of the applied pulses. to attenuate the unwanted effects of miscalibrations, meiboom and gill modified the previously used carr-purcell sequence [171] by changing the phase of the applied 180 • pulses from x to y [172] . this procedure can be used to measure t 2 relaxation times of any type of nuclei. for instance, in the case of 13 c, all pulses and acquisitions are applied on 13 c channel, while broadband proton decoupling is applied during all pulse sequences. it works analogically for different nmr-active nuclei [173] . in a typical cpmg experiment, the effective transverse relaxation rate, r 2,eff , is typically measured by fitting the signal decay as a function of a variable number of cpmg blocks [174] . the experimental half-height linewidth (d) of a given resonance signal is directly related to t 2 * (also called as 'effective' or "observed") by the following equation: t 2 represents the transverse relaxation times, and additional broadening comes from the magnetic field inhomogeneities (t 2 inh ), which must be taken into account. t 2 measurements of ligands are also useful for determining the binding nature of a small molecule. the t 2 values of small molecules are quite large compared to those of bigger molecules (i.e., proteins) mostly because macromolecules have more spin-spin diffusion [175] . bound ligands will, therefore, display shorter t 2 values than non-binding ligands because they interact with the target (i.e., protein), adopting similar vibrational and rotational energies to the target [176] . this interaction is represented by the resonance line broadening in the binding ligand's spectrum when a receptor is introduced into the sample [156] . given the sizable difference of t 2 values of binding and non-binding ligands, one can utilize 1d relaxation-edited experiments to distinguish the binding ligands from the non-binding ligands efficiently and effectively based on the differences in the t 2 values [167] . these and other related relaxation edited experiments prove useful in drug design. relaxation edited nmr spectroscopy takes advantage of an inherent atomic property (i.e., the return of bulk magnetization back to equilibrium [177] ), so no molecular enrichment (e.g., 15 n isotopic enrichment of protein targets) is required [167] . furthermore, the slow time scale of nmr relaxation allows the user to manipulate the external conditions (i.e., length and power of pulse) to increase the resolution of targets and potential drugs [155] in nmr drug design experiments. however, this slow timescale also sets the lower limit at which nmr drug design experiments can be performed [155] , meaning that any external manipulations cannot decrease experimental time below a certain threshold. this varies based on the drugs and targets used in the experiment. low drug solubility is also a challenge, as the ligands must be at a sufficiently high concentration to allow detection via nmr, although the use of organic solvents has helped to attenuate this effect in relaxation edited nmr spectroscopy [156] . for examples of experiments that use different nmr techniques mentioned above, see table 1 . emodin can affect the immune response and interrupt energy metabolism (citric acid cycle) along with glutathione synthesis, which can lead to oxidative stress. dox decreases atp production and induces oxidative stress in h9c2 cells. dex counteracts those changes, having a cardioprotective effect on h9c2 cell lines. [67] curcumin shows antihyperlipidemic effects on c57bl/6slac mice by partially restoring metabolic defects induced by a high-fat diet. affected metabolic pathways include the citric acid cycle, glycolysis and gluconeogenesis, ketogenesis of bcaa, synthesis of ketone bodies and cholesterol, and choline and fatty acid metabolism. formosanin c shows the ability to inhibit synthesis and methylation of dna as well as reducing the activity of the citric acid cycle and energy metabolism in the mitochondria of hepg2 cells. melamine melamine disrupts metabolism of glucose, nitrogen, and protein in the liver of wistar rat. 1 h-nmr cpmg [182] aristolochic acid (aa) aristolochic acid causes renal lesions and a disorder in tubular reabsorption in wistar rats. 1 evaluating response outcome for patients with rheumatoid arthritis, treated with rituximab. identification of metabolites changes between responders and non-responders such as succinate, taurine, lactate, pyruvate and aspartate. no distinction between metabolite profiles of serum from patients treated with levetiracetam, lamotrigine and topiramate. could not evaluate response of initial treatment of epilepsy. [184] metallaprism mainly affects lipid metabolism in a2780 (human ovarian cancer) and hek-293 (human embryonic kidney) cells, and increases gsh levels in all cell lines. in a2780cisr (cisplatin resistant a2780) cells, lipid biogenesis and glycosylation are affected by treatment with metallaprism. extract from centella asiatica promotes glycolysis, boosts the citric acid cycle and decreases gluconeogenesis and lipid metabolism in t2dm sprague-dawley rats. vr24 and vr27 improve glycerol metabolism, decrease betaine levels, and normalize the altered level of myoinositol in serum of dmh-induced crc (colorectal cancer) wistar rats. evaluating the efficacy (determined by the concentration of a drug able to reach the therapeutic site) of four drugs in cerebrospinal fluid of tuberculous meningitis patients. genipin can recover energy metabolism to normal levels, and regulate methylamine and amino acid metabolisms of diabetic sprague dawley rats. 1 h-noesy-1d [190] adriamycin (adr) identification of seven biomarkers: trimethylamine oxide (tmao), taurine, trimethylamine (tma), hippurate, trigonelline, citrate and 2-oxoglutarate that can predict tumor's (gastric adenocarcinoma) response to adr treatment in balb/c-nu/nu mice. 1 h-noesypresat-1d [191] danggui/european danggui fuzi causes a shift in energy metabolism (from aerobic respiration to anaerobic), induces membrane toxicity, and disrupts the balance of gut microbiota of wistar rats. administrating fuzi with gancao diminishes the toxic effects of fuzi. 1 h-nmr spectra enabled the identification of three compounds (naringin, sucrose, and β-glucose), and 13 c-nmr enabled the identification of eight compounds (naringin, neohesperidin, αand β-glucose, sucrose, limonene, narirutin, and synephrine). as stated, nmr spectroscopy can be fundamental in studying how drugs interact with their targets. this has been done mainly via the fragment based drug design (fbdd) approach, which has two sub-approaches: target-(i.e., protein) based, or ligand-(drug) based. target based screening monitors how the target responds to binding molecules in a method called structure activity relationship ("sar") by nmr. ligand (drug)-based screening methods provide ways to observe the binding/non-binding behavior of the drug in approaches such as saturation transfer difference (std) and other nuclear overhauser effect (noe) type methods, diffusion-based methods, relaxation-based methods (i.e., t 1 and t 2 ). target based screening, ligand (drug) based screening, and their respective methods, are discussed in detail below. nmr-based drug discovery can be broadly classified into two groups: chemical and biological (in-cell) categories. one of the principal methods of drug discovery using nmr spectroscopy is called fragment-based drug design (fbdd) [194] . in-cell nmr (biological) based drug discovery techniques will be discussed later in this review. fbdd was first reported in 1996 [195] and used throughout the late 1990s as evidenced by the use of keywords related to fbdd in papers published during this time [196] . the use of fbdd as a viable drug screening technique began to be widely adopted in the mid-2000s [197] . high throughput screening (hts) is another technique widely used in drug discovery [198] . hts analyzes molecules from a chemical library to see which ones are suitable leads [198] [199] [200] [201] (see figure 6) . fbdd techniques will screen against a carefully designed fragment library composed of a few thousand molecules (for details on the choice of compounds and design of fragment libraries, see [202, 203] ) and identified hits are further developed via fragment growing, fragment merging, or fragment linking [194] . for examples of drugs derived from the fbdd approach that are currently in clinical trials, refer to table 2 . at the time of writing, and to the best of our knowledge, there are three food and drug administration (fda)-approved drugs derived from the fbdd approach [221] , and over 30 are in clinical trials [222] . the first marketed drug derived via the fbdd approach is vemurafenib [223] . vemurafenib is also the first drug approved for treatment of braf-mutant cancer [224] , and is reported to exhibit significant clinical benefit for patients with metastatic melanoma [224] . venetoclax, a common drug used to treat patients with chronic lymphocytic leukemia [225] , is considered the second drug to be discovered using the fbdd approach [221] , and ribociclib, a cdk4 inhibitor, the third [221] . the names, structures, targets/applications, and clinical status of vemurafenib, venetoclax, ribociclib, and other drugs are listed in table 2 . hts has been productive in drug design [204, 205] , but the method is time and resource intensive [206] and expensive [206] because of the numerous molecules to be examined (~100 million) [207] . furthermore, the success rate is only estimated to be at~50% [204, 208] . unlike traditional hts, which can survey a large number of molecules ranging from a few hundred thousand to a few million [209] , fbdd usually surveys a few thousand molecules (~1000-15000) from libraries with greater chemical diversity [209, 210] . fbdd is a main-stream screening technique for drug discovery [207, 209, [211] [212] [213] [214] [215] [216] and nmr is standard for many fbdd studies [209] . additional methods and techniques such as spr, x-ray crystallography [209, [217] [218] [219] [220] etc. have also been used in fbdd studies, accompanied or unaccompanied by nmr experiments. for examples of fbdd derived drugs using methods besides nmr, refer to table 2 . at the time of writing, and to the best of our knowledge, there are three food and drug administration (fda)-approved drugs derived from the fbdd approach [221] , and over 30 are in clinical trials [222] . the first marketed drug derived via the fbdd approach is vemurafenib [223] . vemurafenib is also the first drug approved for treatment of braf-mutant cancer [224] , and is reported to exhibit significant clinical benefit for patients with metastatic melanoma [224] . venetoclax, a common drug used to treat patients with chronic lymphocytic leukemia [225] , is considered the second drug to be discovered using the fbdd approach [221] , and ribociclib, a cdk4 inhibitor, the third [221] . the names, structures, targets/applications, and clinical status of vemurafenib, venetoclax, ribociclib, and other drugs are listed in table 2 . nmr, x-ray crystallography, inhibition of cathepsin d as mentioned, nmr spectroscopy can be used in fbdd in two different ways: (1) target (or receptor) based screening, and (2) ligand-based screening. with the stated advantages and disadvantages, researchers must select based on their available compounds. target based screening typically utilizes the "sar by nmr" (structure-activity-relationship by nuclear magnetic resonance) approach [246] . sar is primarily used to identify and develop extremely tight-binding ligands [247] . the ligand to target binding is traditionally monitored via chemical shift changes [247] using a correlation spectroscopy such as 1 h-15 n hsqc starting with the target and no ligand present [248] . multiple spectra for the target are recorded in the presence and absence of ligands. the binding ligand will cause chemical shift perturbations in the target, and these perturbations are often easily visualized by overlaying the two spectra [247] . for example hajduk et al. investigated the binding interactions of 2-phenylimidazole with the fkbp protein as shown in figure 7 [249] . disadvantages, researchers must select based on their available compounds. target based screening typically utilizes the "sar by nmr" (structure-activity-relationship by nuclear magnetic resonance) approach [246] . sar is primarily used to identify and develop extremely tight-binding ligands [247] . the ligand to target binding is traditionally monitored via chemical shift changes [247] using a correlation spectroscopy such as 1 h-15 n hsqc starting with the target and no ligand present [248] . multiple spectra for the target are recorded in the presence and absence of ligands. the binding ligand will cause chemical shift perturbations in the target, and these perturbations are often easily visualized by overlaying the two spectra [247] . for example hajduk et al. investigated the binding interactions of 2-phenylimidazole with the fkbp protein as shown in figure 7 [249] . from the overlaid spectra, chemical shift changes are measured, and from the molecular location, extent, and rate of the chemical shift changes, the binding site and affinity of the ligand is calculated [250] . then, by following a procedure completely analogous to that of fbdd (see figure 6 ), a ligand developed from multiple fragments can be optimized for the binding site of interest, again by monitoring the changes in chemical shifts of the target. several examples of the successful applications of sar by nmr in drug design research are replete in the scientific literature [204, 251, 252] . sar by nmr spectroscopy allows researchers to observe directly ligand binding [247] in both solution state and solid-state spectra [253] , increasing the method's versatility [254] . it works particularly well for targeting proteins with adjacent "subpocket" binding sites [248] . furthermore, sar by nmr is cost-effective when combined with hts (high throughput screening) [255] . sar by nmr can also be used even when atomic peak assignments in spectra are unknown, though it is much more powerful when the resonance frequency of each atom is known [254] . the main limitation of sar by nmr, however, is its inability to distinguish between multiple binding modes (i.e. cleavage from the overlaid spectra, chemical shift changes are measured, and from the molecular location, extent, and rate of the chemical shift changes, the binding site and affinity of the ligand is calculated [250] . then, by following a procedure completely analogous to that of fbdd (see figure 6 ), a ligand developed from multiple fragments can be optimized for the binding site of interest, again by monitoring the changes in chemical shifts of the target. several examples of the successful applications of sar by nmr in drug design research are replete in the scientific literature [204, 251, 252] . sar by nmr spectroscopy allows researchers to observe directly ligand binding [247] in both solution state and solid-state spectra [253] , increasing the method's versatility [254] . it works particularly well for targeting proteins with adjacent "subpocket" binding sites [248] . furthermore, sar by nmr is cost-effective when combined with hts (high throughput screening) [255] . sar by nmr can also be used even when atomic peak assignments in spectra are unknown, though it is much more powerful when the resonance frequency of each atom is known [254] . the main limitation of sar by nmr, however, is its inability to distinguish between multiple binding modes (i.e., cleavage of covalent bonds or allosteric changes), and if multiple binding modes are present, it can be difficult to pinpoint the "true" binding site of the ligand solely using data obtained using sar by nmr [254] . ligand-based screening, the second approach of nmr in fbdd, has three main categories: 1) saturation transfer difference (std) and nuclear overhauser effect (noe) type methods, based on 2) diffusion methods, or 3) relaxation-based methods (i.e., t 1 and t 2 ). saturation transfer difference (std) nmr depends on the nuclear overhauser effect (noe), which is often used to enhance the sensitivity of less sensitive nuclei such as 13 c and 15 n [256,257] . this increase in sensitivity is possible because of dipolar coupling (i.e., through space interactions of separate nuclei) [257] . the increase in sensitivity is actually brought about by applying a long, low power radiofrequency pulse that selectively saturates the magnetization [256] of a specific chemical group (i.e., the methyl groups on a protein), which is then given time to transfer to another chemical group via the noe dipolar coupling within a few angstroms [258] . the transfer in magnetization is easily visualized on a nmr spectrum that takes the differences in the signal intensities from before and after the irradiation. this new spectrum is called a "difference spectrum", and it reveals what chemical groups interact with the irradiated signal [259] (see figure 8 ). of covalent bonds or allosteric changes), and if multiple binding modes are present, it can be difficult to pinpoint the "true" binding site of the ligand solely using data obtained using sar by nmr [254] . ligand-based screening, the second approach of nmr in fbdd, has three main categories: 1) saturation transfer difference (std) and nuclear overhauser effect (noe) type methods, based on 2) diffusion methods, or 3) relaxation-based methods (i.e. t1 and t2). saturation transfer difference (std) nmr depends on the nuclear overhauser effect (noe), which is often used to enhance the sensitivity of less sensitive nuclei such as 13 c and 15 n [256,257] . this increase in sensitivity is possible because of dipolar coupling (i.e. through space interactions of separate nuclei) [257] . the increase in sensitivity is actually brought about by applying a long, low power radiofrequency pulse that selectively saturates the magnetization [256] of a specific chemical group (i.e. the methyl groups on a protein), which is then given time to transfer to another chemical group via the noe dipolar coupling within a few angstroms [258] . the transfer in magnetization is easily visualized on a nmr spectrum that takes the differences in the signal intensities from before and after the irradiation. this new spectrum is called a "difference spectrum", and it reveals what chemical groups interact with the irradiated signal [259] (see figure 8 ). std nmr is an application of noe used to probe the binding of ligands to a specific site within the targeted proteins [256] . a generic example of detecting ligand binding via std is presented in figure 9a . the std nmr method follows the same concepts as a normal noe experiment: a spectrum of the ligand in the free, non-binding form is recorded, the ligand is allowed to bind to the protein, which has a functional group of interest (i.e. methyls) with a saturated signal from a previous selective radiofrequency pulse. the saturated signal travels to the ligand, increasing the intensity of a signal on the ligand spectrum and finally a difference spectrum is used to determine precisely which sections of the ligands bind. the difference in peak intensities proves the presence of ligand binding [260] . water-ligand observed through gradient spectroscopy (waterlogsy) is a second type of std (see figure 9b ). the main difference with normal std nmr is that water is the saturated signal [261] , and instead of observing lower peak intensities, peak inversions indicate the presence of ligand binding [209] . std nmr is an application of noe used to probe the binding of ligands to a specific site within the targeted proteins [256] . a generic example of detecting ligand binding via std is presented in figure 9a . the std nmr method follows the same concepts as a normal noe experiment: a spectrum of the ligand in the free, non-binding form is recorded, the ligand is allowed to bind to the protein, which has a functional group of interest (i.e., methyls) with a saturated signal from a previous selective radiofrequency pulse. the saturated signal travels to the ligand, increasing the intensity of a signal on the ligand spectrum and finally a difference spectrum is used to determine precisely which sections of the ligands bind. the difference in peak intensities proves the presence of ligand binding [260] . water-ligand observed through gradient spectroscopy (waterlogsy) is a second type of std (see figure 9b ). the main difference with normal std nmr is that water is the saturated signal [261] , and instead of observing lower peak intensities, peak inversions indicate the presence of ligand binding [209] . for std nmr to work properly, the ligand concentration must be in large excess (often 100-1000 fold) over the receptor so that effective saturation transfer can take place [260] . this means that for std nmr, and waterlogsy, only small amounts (µg) of protein are required to get results [261] [262] [263] . this is advantageous for researchers, as they can perform std nmr on a protein of interest, and preserve the rest of the unused sample for future/other experiments. also, the same sample can be used for multiple nmr measurements. std nmr facilitates the differentiation of binding ligands from non-binding ligands because the change in signal (as determined by the difference spectrum) is easy to measure and observe, as shown in figure 9 . waterlogsy has been extended to study ligand interactions with dna and rna [261] . for std nmr to work properly, the ligand concentration must be in large excess (often 100-1000 fold) over the receptor so that effective saturation transfer can take place [260] . this means that for std nmr, and waterlogsy, only small amounts (µ g) of protein are required to get results [261] [262] [263] . this is advantageous for researchers, as they can perform std nmr on a protein of interest, and preserve the rest of the unused sample for future/other experiments. also, the same sample can be used for multiple nmr measurements. std nmr facilitates the differentiation of binding ligands from non-binding ligands because the change in signal (as determined by the difference spectrum) is easy to measure and observe, as shown in figure 9 . waterlogsy has been extended to study ligand interactions with dna and rna [261] . there are additional noe-type experiments (trnoe, inpharma, salmon, etc.) used for drug design, and specific details regarding individual methods are found in the scientific literature [264] . with the pressing search for new antiviral drugs, any techniques for identifying and characterizing novel leads has become increasingly important. benie et al. [265] described the use of saturation transfer difference (std) nmr spectroscopy [262, [266] [267] [268] [269] [270] [271] to identify and characterize the binding of an antiviral compound to native human rhinovirus serotype 2 (hrv2). the experiments demonstrated that it is possible to subject targets of the size and complexity of whole viruses (for a model of an hrv2 particle cut open, cf. the table of contents) to std nmr experiments. the principles of std nmr have been known for many years [267, 268] but it was only recently that the potential of this technique for screening libraries for compounds with binding activity toward protein receptors has been realized [262, 266] . the technique also permitted the analysis of epitopes of ligands bound to receptor proteins. previous nmr studies of virus-ligand interactions used chemical shift titrations, which required very large quantities of the virus. this approach was unworkable when studying pathogenic viruses. benie et al. [265] demonstrated that solution state std methodology not only reduces the amount of virus required by approximately 2 orders of magnitude, but also allows for the identification and characterization of virus-ligand interactions with atomic resolution [272] . there are additional noe-type experiments (trnoe, inpharma, salmon, etc.) used for drug design, and specific details regarding individual methods are found in the scientific literature [264] . with the pressing search for new antiviral drugs, any techniques for identifying and characterizing novel leads has become increasingly important. benie et al. [265] described the use of saturation transfer difference (std) nmr spectroscopy [262, [266] [267] [268] [269] [270] [271] to identify and characterize the binding of an antiviral compound to native human rhinovirus serotype 2 (hrv2). the experiments demonstrated that it is possible to subject targets of the size and complexity of whole viruses (for a model of an hrv2 particle cut open, cf. the table of contents) to std nmr experiments. the principles of std nmr have been known for many years [267, 268] but it was only recently that the potential of this technique for screening libraries for compounds with binding activity toward protein receptors has been realized [262, 266] . the technique also permitted the analysis of epitopes of ligands bound to receptor proteins. previous nmr studies of virus-ligand interactions used chemical shift titrations, which required very large quantities of the virus. this approach was unworkable when studying pathogenic viruses. benie et al. [265] demonstrated that solution state std methodology not only reduces the amount of virus required by approximately 2 orders of magnitude, but also allows for the identification and characterization of virus-ligand interactions with atomic resolution [272] . the very large size of viruses makes them particularly attractive for studies by std nmr, as they inherently yield large line widths allowing for easy irradiation of the virus without affecting the ligand protons. furthermore, because of the larger correlation time of a virus in comparison to an average-sized protein, spin diffusion, and thus saturation transfer, is very efficient. the large line width has additional benefits not just for std-based nmr methods but also for transfer noesy spectra, as protons from the virus capsid are invisible in the nmr spectra (for an example of a transfer noesy spectrum, see [265] ). moreover, competitive std titration experiments can be used to determine the k d value of a ligand [271] . analysis of the std spectra using the group epitope mapping method [271] allows for the determination of the binding epitope. std nmr methods can considerably speed up the determination of the binding epitope for potential antiviral lead compounds. simple std nmr experiments provide substantial information on the binding of ligands to native viruses and require very small amounts of the virus with measurement times in the range of tens of minutes. this allows for a high throughput of ligand samples without significant consumption of viral material because it remains unaffected by the experiments and is easily separated from the low molecular weight ligands by ultra-filtration subsequently. in addition to the detection of binding, a complete mapping of the ligand-binding epitope can be achieved [265] . noroviruses (nv) are non-enveloped, single-stranded, positive-sense rna viruses that are the major cause of epidemic outbreaks of gastroenteritis worldwide [273] [274] [275] . the viral coat consists of a single protein, vp1, which assembles into a capsid with overall icosahedral symmetry [276] [277] [278] . attachment of human noroviruses to histo-blood group antigens (hbgas) is thought to be critical for the infection process [279] . the protruding domains of the vp1 proteins, called p-domains, harbor highly conserved binding sites for hbgas. std nmr-based epitope mapping was used [262, 271] to identify structural features of different core types critical for the binding of synthetic a-and b-tetrasaccharides [280] to virus-like particles (vlps) of a highly homologous gii.4 strain (ast6139). std nmr experiments provide a robust and straightforward technique for obtaining ligand binding epitopes at atomic resolution. comparing binding epitopes of related ligands then delivers critical information about structural requirements for ligand recognition. conversely, comparison of binding epitopes of a given ligand binding to wild type, and to mutant proteins reveals the importance of individual amino acids for binding. std nmr experiments with l-fuc and b-trisaccharide in the presence of wild type and mutant vlps yield virtually identical binding epitopes and suggest that these two mutations do not significantly alter hbga recognition. the std nmr approach to characterize binding of hbga ligands to noroviruses has employed vlps as targets and thus taken advantage of the large size of vlps yielding excellent signal-to-noise ratios of the corresponding std nmr spectra, as demonstrated previously [281] . the application of the transferred noe (tr-noe) effect was first demonstrated by bothner-by [282] . the tr-noe is the nuclear overhauser effect between ligand spins, which are in chemical exchange between the bound and unbound form with the protein or receptor. ligands, which are a mixture of target molecules, are small in size (below 500-1000 da). since they are usually low molecular weight molecules, they exhibit much shorter correlation times when compared to the receptor and have slow noe build-ups with no spin diffusion. this is the reason they show small positive noes in the free form. when binding to a protein receptor, the situation changes, where the ligand acquires large correlation times in the bound state with rapid noe build-up. then they show spin diffusion and a strong negative noe, which is termed the transferred noe. signals arising from the protein are usually not observed for large proteins as they are generally kept low in concentration, with ligands in a high excess concentration. in addition, most of the time protein signals are suppressed by their very short t 2 period. it is worthwhile to mention that ligands that are in fast exchange between the bound and the free form (dissociation constants ranging from µm to mm) get enough bound time to transfer the negative noe from the protein complex to the population of the free molecules, yet usually retain the chemical shift of the free molecule along with the relaxation characteristics. in order to observe tr-noes, the following condition have to be fulfilled: where n and ∂ represent the number of molecules and the cross-relaxation rate, respectively. the subscript b and f represent the bound and free form, respectively. therefore, to observe the tr-noes, a high excess concentration of ligands over protein is maintained. on the other hand, if the ligand concentration is kept too high, the excess free ligand in solution will exhibit positive noe, which can result in a significant reduction of the tr-noesy enhancements due to negative noe developed by the very small concentration of bound ligand. hence, the preparation of the sample becomes tricky and an optimum ratio between 10-30 to 1 is maintained while considering the dissociation constant values. the binding of a ligand to a receptor protein can easily be identified by observing the sign and size of the noes. there are some distinct experimental features for the discrimination between tr-noes from the bound state and noes of the ligand in free states like the build-up rate. for tr-noes, this is in the range of 50 to 100 ms, whereas for small ligands it is much longer. there have been various instances of experimental implementations to quickly determine the binding activity of ligand libraries. one example was to find the ligand molecule among a library of 10 similar structure polysaccharides that is bioactive in binding with recombinant e-selectin [283] . this is a protein present in an igg chimera with a molecular weight of about 220 kda. in this case, two 2d noesy spectra were recorded. the noesy spectra for the ligand library was measured at several temperatures and it was found that most of the 10 compounds exhibited the weak positive noes at 310 k, which was then chosen to differentiate between trnoes showing large negative values. the trnoesy spectra of the ligand library in the presence of protein was recorded at different ratios, such as 5:1, 8:1, 12:1, 15:1, and 20:1, at 310 k. in all the ratios, trnoes were observed; however, the ratio of 15:1 represented the best-case scenario. the inpharma method (see figure 10 ) was designed to determine the relative orientation between two competitive ligands in the receptor-binding pocket through the observation of inter-ligand noe between the two ligands. it is a tr-noe in nature as it is mediated by the bound conformation of the competing ligands and in exchange with the receptor protein. the first example was competitive binding and observation of inter-ligand noe between baccatin iii and epothilone a in the presence of tubulin, which acts as a receptor [284] . since the observation is on the ligand site, it provides unique advantages. the detailed conformation of a ligand-protein complex can be addressed by conventional nmr. however, it is time-consuming and demands full solving of the structure and there is also a size limitation. from that aspect, ligand-based methods are more useful. the only limiting fact is that it should fulfill all the conditions of tr-noe explained previously in terms of dissociation constant (k d ), fast exchange regime, and proper ligand to protein ratio. then, information on the ligand structure can be derived from tr-noe build up as a function of mixing time. this can be readily explained using the originally proposed schematics [284] . the noesy spectrum of a mixture of the two ligands a and b in the presence of the common receptor (t) is recorded. under the situation that each of a and b exhibit competitive binding in a fast exchange regime with the receptor t, intermolecular tr-noe peaks between the two ligands a and b can then be observed in the noesy spectrum due to extensive spin diffusion. during the noesy mixing time, the first proton of ligand a (h a ) binds to receptor t, which results in transfers of magnetization from h a to h t . subsequently, the complex at dissociates as they fulfill the dissociation constant range, which creates the opportunity for ligand b to bind to the receptor t at the same binding site. this results in the transfer of the magnetization of h t , which had been originally coming from h a , to h b . as a result, an inter-molecular correlation h a -h b can be seen, and this inter-molecular noe will be a function of mixing time as described above. the detailed analysis of such intermolecular noe peaks helps in assessing the relative orientation of each ligand in the binding pocket. diffusion is the random, translational motion of molecules in solution as a consequence of their thermal energy [285] . this type of motion is often referred to as "brownian motion", a motion that describes molecular movement induced by random collisions between the molecules [286] . in the presence of a concentration gradient, molecules will naturally move from places of higher concentration to places of lower concentration [287] after a period of time, t, as shown in figure 11 . fick's law can be used to model this type of movement [288] . the distribution of the diffusing molecules is accurately represented by a gaussian curve, a normal distribution centered at a single point, which gradually "flattens" as t approaches infinity [213] . the extent to which a molecule diffuses is directly related to its shape, size, and mass [285] . in homogeneous isotropic solutions, the root mean square distance (zrms) traveled by a molecule is given by following equation [289, 290] : where d is the diffusion coefficient of the molecule, and t is the diffusion time. making the assumption that the molecules are solid rigid spheres, the value of d can be calculated according to the famous einstein-stokes equation (equation (2)): where kb is the boltzmann's constant (1.3807 × 10 −23 j/k), t is the absolute temperature, η is the solution viscosity, and rs is the hydrodynamic radius of the molecule [290] . equation (1) and equation (2), however, are not universally applicable; they only apply to molecules that are freely diffusing in isotropic, homogeneous solutions, and importantly that can be accurately described as hard, rigid spheres [285] . different molecular geometries and additional modes of diffusion (i.e. restricted and anisotropic) require more advanced mathematics and theory [291, 292] , but the essential concepts of diffusion remain the same. diffusion is the random, translational motion of molecules in solution as a consequence of their thermal energy [285] . this type of motion is often referred to as "brownian motion", a motion that describes molecular movement induced by random collisions between the molecules [286] . in the presence of a concentration gradient, molecules will naturally move from places of higher concentration to places of lower concentration [287] after a period of time, t, as shown in figure 11 . fick's law can be used to model this type of movement [288] . the distribution of the diffusing molecules is accurately represented by a gaussian curve, a normal distribution centered at a single point, which gradually "flattens" as t approaches infinity [213] . the extent to which a molecule diffuses is directly related to its shape, size, and mass [285] . in homogeneous isotropic solutions, the root mean square distance (z rms ) traveled by a molecule is given by following equation [289, 290] : z rms = (2dt) 1 2 where d is the diffusion coefficient of the molecule, and t is the diffusion time. making the assumption that the molecules are solid rigid spheres, the value of d can be calculated according to the famous einstein-stokes equation (equation (2)): where k b is the boltzmann's constant (1.3807 × 10 −23 j/k), t is the absolute temperature, η is the solution viscosity, and r s is the hydrodynamic radius of the molecule [290] . equation (1) and equation (2), however, are not universally applicable; they only apply to molecules that are freely diffusing in isotropic, homogeneous solutions, and importantly that can be accurately described as hard, rigid spheres [285] . different molecular geometries and additional modes of diffusion (i.e., restricted and anisotropic) require more advanced mathematics and theory [291, 292] , but the essential concepts of diffusion remain the same. molecules 2020, 25, x for peer review 27 of 66 figure 11 . visual representation of how molecules diffuse in solution from a high concentration to a low concentration across an arbitrarily defined point (x = 0) after some period of time (t = ∞) [289] . the red arrow indicates the direction of translational motion as the molecules (green) move from an area of higher concentration (left) to an area of lower concentration (right) [287] . the earliest pulse sequence used to measure diffusion in nmr spectroscopy is the gradient spin echo sequence (se), developed by stejskal et al. [293] . the se pulse sequence is shown in figure 12 . the se pulse sequence uses a gradient (g) of the externally applied magnetic field, (pulsed field gradient), the first after the 90 o pulse, and the other after the 180 o refocusing pulse. the first gradient pulse (g1) labels or gradient-encodes the nmr-active nuclei based on their physical position in the sample tube. if the molecules diffuse during the time period they are not in the correct position to experience the second gradient which re-focuses the spins. this is detected via nmr as a signal intensity decrease. after a diffusion time (∆), the second gradient pulse is applied to decode the spatial labeling of nmr-active nuclei, obtaining a well-defined spectra of diffusing molecules in solution [294] . additional nmr sequences are available for diffusion experiments [295] , and are detailed in more comprehensive reviews dealing with the subject [296, 297] . the signal intensity of the diffusing molecules depends on three factors, as described by equation where i is the observed intensity, i0 the reference intensity (unattenuated signal intensity), d is, of course, the diffusion coefficient referred to earlier, γ is the gyromagnetic ratio of the observed nucleus, g is the strength of the gradient, δ the length of the gradient, and ∆ the diffusion time [294] . from equation (3), it is easy to see that the signal intensity decreases exponentially with time, so it is vital to optimize the values of g, δ, and ∆ for diffusion nmr measurements [294] . the earliest pulse sequence used to measure diffusion in nmr spectroscopy is the gradient spin echo sequence (se), developed by stejskal et al. [293] . the se pulse sequence is shown in figure 12 . the se pulse sequence uses a gradient (g) of the externally applied magnetic field, (pulsed field gradient), the first after the 90 • pulse, and the other after the 180 • refocusing pulse. the first gradient pulse (g 1 ) labels or gradient-encodes the nmr-active nuclei based on their physical position in the sample tube. if the molecules diffuse during the time period they are not in the correct position to experience the second gradient which re-focuses the spins. this is detected via nmr as a signal intensity decrease. after a diffusion time (∆), the second gradient pulse is applied to decode the spatial labeling of nmr-active nuclei, obtaining a well-defined spectra of diffusing molecules in solution [294] . additional nmr sequences are available for diffusion experiments [295] , and are detailed in more comprehensive reviews dealing with the subject [296, 297] . molecules 2020, 25, x for peer review 29 of 66 figure 12 . spin echo (se) sequence, as discovered by stejskal et al. [293] . g1 is the first gradient pulse applied after the first 90° pulse, and g2 is the second gradient pulse applied after the first 180° pulse. δ and ∆ are the gradient length, and diffusion time, respectively. in silico (virtual) screening is now a standard technique in drug design and discovery [310] that has been in use since at least 1991 [311] , though the exact origin of the phrase "in silico" is not clear [312] . the nearly ubiquitous use of virtual screening is due to its efficiency in searching massive chemical databases in order to generate lead molecules [313] that inhibit protein-protein interactions [314] , and its ability to help identity ligand (drug) binding sites on the target of interest [310] to lend insight to the mechanisms of action for lead compounds [315, 316] . virtual screening is often accompanied by in vitro or in vivo techniques for pharmacology drug research [312] , to increase drug throughput, helping to reduce the time and cost of developing novel drug candidates [317] . virtual screening has also been used to identify candidates for anti-viral drugs [318] and anticancer drugs [319] . several chemical databases are available both for public and academic use [320] . virtual screening is properly identified as a high-throughput screening (hts) technique [321] , though using its full capacity as an hts technique is not required for most purposes. virtual screening requires a minimum of two inputs, (1) a three-dimensional model of the ligand (drug), and (2) a three-dimensional model of the receptor (protein) [322] , the latter generated from the atomic studies of proteins via x-ray crystallography or nmr spectroscopy [323] . virtual screening is not a truly "stand-alone" technique and has often been combined with additional biophysical techniques besides nmr spectroscopy and/or x-ray crystallography [324] , such as differential scanning fluorimetry [325] , fluorescence polarization, and surface plasmon resonance [324] . in this section, we briefly introduce how virtual screening has been combined with nmr spectroscopy, and how they are complementary approaches to each other in drug design. the complete details of how [293] . g 1 is the first gradient pulse applied after the first 90 • pulse, and g 2 is the second gradient pulse applied after the first 180 • pulse. δ and ∆ are the gradient length, and diffusion time, respectively. the signal intensity of the diffusing molecules depends on three factors, as described by equation (3) [294] : where i is the observed intensity, i 0 the reference intensity (unattenuated signal intensity), d is, of course, the diffusion coefficient referred to earlier, γ is the gyromagnetic ratio of the observed nucleus, g is the strength of the gradient, δ the length of the gradient, and ∆ the diffusion time [294] . from equation (3), it is easy to see that the signal intensity decreases exponentially with time, so it is vital to optimize the values of g, δ, and ∆ for diffusion nmr measurements [294] . the drug design approach based on diffusion nmr is basically a screening technique used to differentiate the binding ligands (drug) from non-binding components [264] . ligands able to bind should have significantly different diffusion coefficients (d) compared to non-binding ligands [297] , i.e., the diffusion coefficients of binding ligands will be smaller than those of non-binding ligands [264] . thus, diffusion-based nmr is a way of effectively "filtering" and identifying which ligands are binding [264] . diffusion-based nmr spectroscopy has advantages in ligand based screening applied to drug discovery. for example, diffusion ordered spectroscopy (dosy) does not require prior separation/purification of the ligand/target solution [298] . diffusion based nmr allows simultaneous determination of diffusion coefficients in multicomponent systems containing large molecules (i.e., proteins) and possible binding partners (i.e., small drug compounds) [285] , and no special labeling or contrasting agents are required, though their use is not exclusively inhibited (for an example of the use of labeled compounds in diffusion nmr spectroscopy, see [299] ). a problem occurs when there is significant chemical shift overlap between the binding molecule signals and the target. this situation makes it hard to distinguish the nmr signals [300] , and the calculations typically assign an intermediate value to the diffusion rate (i.e., one gets a smear). multidimensional diffusion nmr pulse sequences are available [301] , which may help resolve spectral overlap in 1d experiments [300] . another issue is that molecules in chemical databases may have generally low solubility [302, 303] . low solubility decreases the overall signal intensity and therefore makes accurately measuring diffusion experiments far more difficult [304] . there are many examples demonstrating the successful application of diffusion nmr in examining drugs of pharmaceutical interest [305] , and ligand-target interactions [167] . hajduk et al. [167] exploited the changes in diffusion rates to detect ligands that bind to the fk506 binding protein and the catalytic domain of stromelysin. nishimura et al. [306] utilized dosy, in combination with noesy to determine the orientation of two guest molecules, p-ethoxyiodobenzene and 2-iodo-6-methoxynaphthalene, within a host composed of a tetrakis(4-hydroxyphenyl)-cavitand and a tetra(4-pyridyl)-cavitand. furthermore, matthias et al. [307] used 1 h molecular diffusion and 19 f spin diffusion to probe the drug loading properties of the rf-peg hydrogel for 5-fluorouracil (fu) and 1,3-dimethyl-5-fluorouracil (dmfu), two anticancer drugs. dosy can be combined with saturation transfer difference (std, discussed earlier in this review) to yield new insights about ligand-target interactions. kramer et al. [308] combined std with dosy to analyze a mixture composed of wheat germ agglutinin and two derivatives of n-acetyl glucosamine (ligands). using this new technique they were able to obtain high quality spectra of the components in the mixture. tanoli et al. [309] also combined std and dosy to explore the interactions of smaller molecules with bovine serum albumin. these are just a few examples to show that diffusion nmr spectroscopy has played, and will continue to play, a prominent role in drug design. in silico (virtual) screening is now a standard technique in drug design and discovery [310] that has been in use since at least 1991 [311] , though the exact origin of the phrase "in silico" is not clear [312] . the nearly ubiquitous use of virtual screening is due to its efficiency in searching massive chemical databases in order to generate lead molecules [313] that inhibit protein-protein interactions [314] , and its ability to help identity ligand (drug) binding sites on the target of interest [310] to lend insight to the mechanisms of action for lead compounds [315, 316] . virtual screening is often accompanied by in vitro or in vivo techniques for pharmacology drug research [312] , to increase drug throughput, helping to reduce the time and cost of developing novel drug candidates [317] . virtual screening has also been used to identify candidates for anti-viral drugs [318] and anticancer drugs [319] . several chemical databases are available both for public and academic use [320] . virtual screening is properly identified as a high-throughput screening (hts) technique [321] , though using its full capacity as an hts technique is not required for most purposes. virtual screening requires a minimum of two inputs, (1) a three-dimensional model of the ligand (drug), and (2) a three-dimensional model of the receptor (protein) [322] , the latter generated from the atomic studies of proteins via x-ray crystallography or nmr spectroscopy [323] . virtual screening is not a truly "stand-alone" technique and has often been combined with additional biophysical techniques besides nmr spectroscopy and/or x-ray crystallography [324] , such as differential scanning fluorimetry [325] , fluorescence polarization, and surface plasmon resonance [324] . in this section, we briefly introduce how virtual screening has been combined with nmr spectroscopy, and how they are complementary approaches to each other in drug design. the complete details of how virtual screening works, and how it applies to drug design outside of its combination with nmr is well documented in additional reviews [310, 322, [326] [327] [328] [329] [330] . a prime example of the complementarity between nmr screening and virtual docking is found in the work of chen et al. [331] , in which the authors sought to target the a 2a adenosine receptor (a 2a ar) protein, a drug target for the treatment of parkinson's disease [332] . they used virtual screening and an nmr-based screening method against the same 500 molecules in a fragment library so they could compare the results of both methods. the virtual screen successfully predicted (based on calculated binding affinities) four out of the five orthosteric ligands discovered by nmr that were within the top 5% of the fragment library, showing that the two separate methods can give similar and reliable results. later on, chen et al. discovered that virtual screening picked up three additional fragments that remained undetected by the nmr-based method, and were, in fact, a 2a ar ligands; this shows that though neither method is flawless, they are still perfectly complementary approaches for drug design [322, 331] . in another scientific work that integrated nmr with virtual screening, di lello et al. [333] found small molecular inhibitors of the enzyme ubiquitin specific protease 7 (usp7), a key regulator of the tumor suppressor protein, p53 [334] . a fragment screen by nmr revealed a series of small molecules that bind in the active site of usp7 near the catalytic cysteine (amino acid 223). a ligand-based virtual screen utilizing the fastrocs program identified~30 hit molecules, several of which were further characterized by 1 h-15 n trosy chemical shift perturbation and line broadening to probe the binding site of the active hits. di lello. also tested the active compounds against eol-1 cells to verify the hits as identified by virtual screening and further characterized by nmr, showing that the active compounds do indeed inhibit usp7 activity. through additional study of the active molecules and further optimization of their structures, they eventually discovered a series of ligands that bind in the "palm" region of the catalytic domain of usp7, inhibiting its catalytic activity [333] . this study clearly demonstrates that nmr screening-based techniques can be combined with virtual screening to find viable drugs for targets of interest. additional examples of the successful integration of nmr and virtual screening as applied to protein targets are also found in the literature, further demonstrating the practicality and complementarity of virtual screening and nmr [329, [335] [336] [337] . for example, li et al. [338] used virtual screening filtered by nmr to identify and characterize non-metal chelating metallo-β-lactamase (mbl) inhibitors, and in particular, verona integron-encoded mbl (vim)-2, when previously there were no clinically significant inhibitors of mbl, since mbl enzymes hydrolyse many, if not all, β-lactam antibacterials compounds specifically designed to inhibit their activity [339] . furthermore, shan et al. [340] and bertini et al. [337] both used virtual screening and nmr, in their respective studies. through the combined use of nmr and virtual screening, shan et al. was able to identify, design, and synthesize novel pdz domain inhibitors, which are proteins implicated in tumorigenesis [340] . bertini et al. was able to combine nmr to study the interaction of ligands with metalloproteinases, using known inhibitors of metalloproteinases as a starting point [337] . while hsqc noesy nmr data provided structural and spatial constraints for the proposed 3d models, virtual screening was used to refine the models, and to probe the ligand-protein interaction. in each case (i.e., ligand-protein interaction), bertini et al. was able to obtain a well-defined ligand conformation in the protein binding site, thus offering a viable alternative to other approaches described in the literature [337] . clearly, combining virtual screening with nmr-based methods is advantageous in studying how ligands (drugs) bind and interact with targets (proteins) of interest. paramagnetic nmr (pnmr) can also play a prominent role in drug discovery [341] , as pnmr can provide key structural information in situations where crystal structures cannot due to the weak binding of ligands [341] . pnmr can be used to quantify the binding between ligands and large biomolecules such as proteins, dna, and rna [342] . pnmr depends on the presence of a group (called the paramagnetic center) with an unpaired electron [343] , and since many naturally occurring biomolecules and organic compounds lack a paramagnetic center, one such as caged lanthanide (clanp) [344] , must be introduced artificially [341] . once the paramagnetic center (often a metal ion) is present, paramagnetic effects can be used to measure the distance and the relative orientation (i.e., angle) between molecules [345] . this information is crucial when it comes to determining how ligands and substrates bind. thus, pnmr is quite a useful technique for drug discovery when a paramagnetic center is present. the most relevant consequence of pnmr for drug discovery is paramagnetic relaxation enhancement (pre), although there are a number of studies demonstrating the use of pseudocontact shift (pcs) effect in drug discovery research [341] . paramagnetic relaxation enhancement (pre) is proportional to the inverse sixth power of the distance between the paramagnetic center and the nucleus of interest (i.e., 1 h), although it does not reveal anything about relative orientation [341] . pre can give quantitative information in the range of 10-25 angstroms [346] . several researchers have taken advantage of this outstanding property to study the structural and dynamic properties of complex biomolecular machineries in their native environment [347] . for example, iwahara et al. (2003) demonstrated that a protein's binding polarity to dna can be determined by pre, using edta-derivatized deoxythymidine (dt-edta) with a chelated metal ion (such as cu 2+ or mn 2+ ) as a probe. dt-edta with a chelated metal ion is a convenient choice, as it can be inserted into any position of a synthesized oligonucleotide. with data derived from the pre effect, one can easily determine the polarity of the protein (or drug) binding to dna [348] . several researchers have investigated dna as a drug target [349] , and the study of iwahara et al. clearly demonstrates, and even indicates, that pre can potentially be used to study the interactions between a drug and dna [348] , provided that a paramagnetic center such as dt-edta or a metal ion is present. brasuń et al. [350] also used pre derived distances between a paramagnetic center and a nucleus of interest. they replaced the cys-s-s-cys bridge found in oxytocin and vasopressin with the his-cu 2+ -his motif to investigate if doing so would alter the stability of oxytocin and vasopressin. they determined the distances between the cu 2+ ion and 1h nuclei (possible because of pre), and used these values to generate three-dimensional models of the his-cu 2+ -his motifs in both oxytocin and vasopressin. in doing so, they indicated that such an approach using pre can help in designing new biologically active compounds [350] , and hence in drug discovery research, as many drug discovery studies require a reliable models for the successful generations of hit-lead molecules, especially in the case of in silico docking [351] . this study again proves the usefulness of pre, and therefore, pnmr, in drug discovery research. in two additional studies, huang et al. [352, 353] used pre in their individual studies of protein binding and protein dynamics, respectively. in the huang et al. case [352] , these authors used pre to establish a model of the binding between the g-actin protein, and thymosin β4, an actinbinding protein. using pre determined constraints (distances) and 1 h-15 n hsqc, they were able to establish a well-converging docking structure of the g-actin/thymonsin β4 complex [352] . on the other hand huang et al. [353] did not measure protein binding, but studied the conformational changes and dynamics of select large membrane proteins utilizing 19 f-nmr spectroscopy, and ni 2+ as the paramagnetic center. through a series of extensive experiments, they showed that conformational exchange rates of membrane proteins can be determined from measurements of the metal-enhanced longitudinal relaxation (i.e., pre) of the 19 f nuclei [353] , thus yielding additional information (i.e., protein conformation dynamics) that could be utilized in drug discovery projects targeting proteins (i.e., understanding how the protein changes shape based on its environment can be used to find potential binding sites for drug candidates). all these examples prove that pnmr is powerful approach in drug discovery research, given that pre can aid in generating trustworthy models of interacting molecules, and that it can help researchers understand better how the molecules interact in the first place. since the late 1970s solid state nmr (ssnmr) has demonstrated its usefulness in complex biomolecular systems such as collagen or lipid bilayers [354] . however, over the past years ssnmr has gained attention in the field of drug design and is slowly becoming a commonly used technique as its proving to be a powerful tool for structural analysis of membrane proteins and amyloid fibrils [354] [355] [356] . ssnmr is becoming a more attractive alternative for several different reasons. one of them is the fact that it enables the characterization of a chemical compound in a solid-state form such as in a tablet/pill [356] [357] [358] . moreover, ssnmr is not only restricted to analyzing the chemical structure but it can also provide insight into the physical properties of a compound such as polymorphism (different crystalline structures of the same compound), disorder (crystal defects and amorphous solids in the compound) or the presence of cocrystals (multicomponent crystal made of a compound and one or more small organic molecules) [356, 357] . ssnmr can also be used to quantify the amount of crystalline against the amount of amorphous material in the sample to establish phase purity (the amount of desired phase separated from other, undesirable phase) [356] [357] [358] . ssnmr differs from liquid state nmr by the presence of anisotropic interactions. in liquids nmr these effects are averaged to zero as a consequence of rapid molecular tumbling. in solid state however, the molecules are not tumbling rapidly and the residual effects of anisotropic (orientation depended) interactions such as anisotropic chemical shift, magnetic dipolar coupling, and quadrupolar coupling could be observed in the form of broad peaks, with could be much wider than the chemical shift range of the nucleus [355, 358, 359] . as a results, there has been a constant effort to improve the sensitivity and resolution of solid state nmr spectra, which increased the potential of ssnmr in future applications [360] . one of the methods that works for nuclei with spin value of i = 1/2 is called magic-angle spinning (mas). it increases the resolution by rapidly rotating the sample around a fixed (or so-called magic) angle of 54.736 • [360] . this method can be combined with decoupling, to remove the dipolar couplings between spins. this is done by applying radiofrequency pulses or cross-polarization (cp) transfer of magnetization from abundant and sensitive nuclei such as 1 h to less sensitive such as 13 c [328, 333] . a broader comparison between ssnmr and liquid state nmr is provided in [361] . as mentioned before, ssnmr can provide information about membranes and membrane proteins. for this reason, ssnmr can be used to detect interactions of ligands with receptors embedded to the membrane which enables the mapping of binding site of a receptor by utilizing cp-mas (cross-polarization magic-angle spinning) nmr and site specific mutagenesis [355] . ssnmr can provide the conformation of ligands bound to the receptor which can then be used to optimize future drug in terms of better affinity and efficiency [355] . since ssnmr is also applicable to amyloid research, it can be used for probing polypeptide structures of amyloid and intermolecular contacts between fibrils. the potential is for the design a drug that will inhibit the process of aggregation of proteins and peptides [355] . lastly, since ssnmr gains insight into physical properties of a chemical compound it can be used for control of the process of formulation and processing of a drug to help assess the purity of a compound [358] . an example of ssnmr application related to drug design is the work of callari et al., who monitored the effect of drug loading on the properties of micelles [362] . polymer micelles are widely used as nano-carries for drug delivery, but so far the effects of drug loading on the morphology of a drug carrier had not been thoroughly investigated [362] . they created a model consisting of a fructose hydrophilic block and a pmaa block (micelle), to which a different amount of platinum complex was anchored. the results from this experiment showed that micelles loaded with a higher amount of platinum complex had reduced cellular uptake, release, and cytotoxicity. the micelles with a lower load (ll) of platinum complex were more effective at targeting cancer cells (of cell lines mda-mb-231 (breast cancer) and a549 (lung cancer) than the micelles with a higher load (hl) of the platinum complex. this is evidenced by the lower ic 50 (half maximal inhibitory concentration) values of the ll micelles as compared to the hl micelles. both of those results could be related to the micellar structure and their potential for interaction between the sugar moieties and the cell wall [362] . another example of practical application of ssnmr is the work of lee and colleagues [363] in which they investigated the structure of a designed zinc-binding amyloid fibril that catalyzed ester hydrolysis. metals ions such as zinc where found to affect the process of protein aggregation which resulted in arise of amyloid like structures. therefore, understanding the processes of aggregation and the factors related to them is crucial for creation of new drugs for amyloid related diseases [364] . in the experiment lee et al. used ac-ihvhlqi-conh 2 peptide (referred as hhq) to form fibrils with varying zn 2+ :hhq molar ratios. the results showed that zn 2+ -bound hhq fibrils form parallel-in-register form of packing β-strand in each sheet and his residues are coordinated to zn 2+ via nδ1, while half of the his residues are also coordinated to zn 2+ via nε2. additionally, zn 2+ binds in a 1:1 metal ion/peptide ratio. after further analysis using structural bioinformatics, it was concluded that each zinc ion was coordinated by three histidine nitrogens from two adjacent strands. half of all histidines bridged to zn 2+ ions forming a metal-imidazolate chain [363] . a "hit" is a molecule identified from a screening technique (hts, fbdd, etc) as having a desirable effect (i.e., decreased cellular growth, high affinity score) on a target [365, 366] . however, the question of whether the activity is related to actual binding to the target, or to interference with one of the components of the assay readout mechanism, is uncertain. thus, a validation step is required. hit-validation is therefore the process of confirming, or validating, that the molecule(s) identified previously have on target activity and selectivity [367, 368] . one of the highest-impacts of nmr on drug discovery is the use as a hit-validation tool. though the hit-validation or confirmation of drugs is mostly limited to the solution state [369] , this aspect of nmr truly is a "gold standard" technique in drug discovery. nmr by itself is a powerful tool for drug validation as in the case of sharma et al. (2012) [370] who sought to identify potential drug-like inhibitors against l-aspartate α-decarboxylase (adc) an enzyme responsible for the decarboxylation of l-aspartate in order to generate β-alanine and carbon dioxide [371] , in mycobacterium tuberculosis. they began with known inhibitors of adc, and developed a protocol to measure the enzymatic activity of adc. upon addition of adc to a solution of l-aspartate, l-aspartate gradually disappeared because adc was converted to l-aspartate to β-alanine; therefore the peak intensity of l-aspartate decreased, and the peak intensity of β-alanine increased in the presence of adc (no inhibitor drug present). using this newly developed nmr-based protocol allowed direct measurement of adc enzymatic activity, and sharma et al. were able to confirm the enzymatic inhibiting activity of seven previously discovered inhibitors of adc [370] . this study demonstrated that nmr can be an effective validation tool for known drugs and for new drugs generated by a screening approach. nmr is also able to remove false positives that emerge from biochemical screens [372] . for example, an aptly named technique called a la assay to detect reactive molecules by nuclear magnetic resonance (alarm nmr) is able to eliminate false positives from hts methods [373] , and in the presence of a test compound or mixture, measures dithiothreitol (dtt)-dependent 13 c chemical shift changes of the human la antigen [373] . dahlin et al. provided an updated protocol of alarm nmr to aid researchers in the production of the 13 c-labeled la antigen reporter protein, in testing compounds with the la protein, and in the analysis of obtained nmr spectra. using alarm nmr prioritized hits identified from hts screening [374] . an example of alarm nmr is found in the work of dahlin et al., where they used this technique to test molecules that were assumed to be inhibitors of histone acetyltransferase (hat) inhibitors, and from their studies, actually discovered that 65% (15 out of 23) of the most commonly reported hat inhibitors were actually faulty. they were actually nonselective interference compounds, not necessarily specific to the inhibition of hat [375] . thus, alarm nmr (and nmr in general) served as a useful validation method, especially for unvalidated hits identified from biochemical screens [372] or other screening techniques. the last example highlights the need for cross validation, or the combination of two or more techniques to verify identified chemical hits. of course, nmr is not the sole technique used for drug validation. most often, nmr drug validation is coupled with additional methods [367] such as surface plasmon resonance (spr) [376, 377] x-ray crystallography [377] [378] [379] , isothermal calorimetry (itc) [379] , uv-vis and/or fluorescence spectroscopy [380] . the work of goudreau et al. is an excellent example of combining nmr with another biophysical technique, in this case x-ray crystallography, for drug validation [378] . a series of benzodiazepine inhibitors of human immunodeficiency virus 1 (hiv-1) was identified using an in vitro capsid assembly assay, and further characterized by 19 f-nmr. analysis of the chemical shift perturbation and line broadening effect on the 19 f-nmr spectra of the benzodiazepine inhibitors revealed the specificity and reversibility of the binding inhibitors. the same set of 19 f-nmr spectra were used to identify the n-terminal domain of the capsid as the binding site of the benzodiazepine inhibitors. the specific amino acids involved in the binding of the benzodiazepine inhibitors were identified from the chemical shift perturbation of 1 h, 15 n-trosy nmr spectra. later, use of x-ray co-crystallography confirmed binding locations of the benzodiazepine inhibitors and their binding modes, which was useful for further development and optimization of the benzodiazepine inhibitors [378] . the work of goudreau et al. therefore showed how nmr could be used as a co-validation technique with another biophysical method [378] . nmr can be also coupled with multiple biophysical techniques to validate a molecule's ability to inhibit protein-protein interactions (ppis) [367] . an example of the combination of nmr with spr and x-ray crystallography can be found in the work of fry et al., where the authors sought to understand how the nutlin molecule inhibits mdm2-p53, a protein-protein interaction that has been an important cancer therapy target for several years [381] [382] [383] . fry et al. [377] gradually deconstructed rg7112, the first nutlin molecule to enter clinical trials [384] , into 11 fragments so they could study the inhibitory effect of rg7112 on the mdm2-p53 interaction by spr, nmr, and x-ray crystallography. spr was used to determine the k d values of the rg7112 fragments and confirmed that rg7112 and some of its fragments do bind to mdm2, inhibiting the mdm2-p53 interaction. 1 h, 15 n-hsqc nmr chemical shift perturbation was also used to assess and verify binding identified by spr. of the six fragments of rg7112 confirmed by 1 h, 15 n-hsqc nmr as binding to mdm2, spr showed binding for five of them; thus, the two separate techniques were in good agreement with each other. the fragments of rg7112 that were confirmed to bind by both spr and 1 h, 15 n-hsqc nmr were further studied with x-ray crystallography, which can tell precisely where and how the molecules bind to the protein. using co-crystallization, fry et al. were able to obtain structures for several of the verified binding fragments in complex with mdm2 and were able to visualize the binding of the fragments to the mdm2 protein [377] . nmr is obviously a powerful drug binding validation tool, but it becomes much more powerful when coupled with additional biophysical techniques, as seen in the work of fry et al. [377] . dias et al. [379] took a similar approach as fry et al. [377] in that they took known inhibitors of a protein-protein interaction, and dissected them into individual fragments to assess a protein's drug-ability. the interaction studied was that between the proteins von hippel-lindau (vhl), and the alpha subunit of hypoxia-inducible factor 1 (hif-1α). twelve compounds (known inhibitors and derived fragments) were developed using a crystal structure of hif-1α peptide bound to the stable multiprotein complex pvhl-elongin c:elongin b (vcb). each of these compounds was screened using three separate nmr techniques, saturation transfer difference (std), carr-purcell-meiboom-gill (cpmg) relaxation experiments, and waterlogsy (to assess drug binding and to predict drug binding mode. each compound that was unambiguously detected (i.e., the molecule was identified as successfully binding by at least two of the three nmr methods of std, cpmg, and waterlogsy) was subjected to further analysis by itc and x-ray crystallography. itc was used to determine the dissociation constants of binding molecules, and x-ray crystallography was used to confirm the binding mode predicted by the nmr studies. generally speaking, the designed fragments had similar ligands efficacies compared to the parent molecules but had much higher dissociation constants (k d values), meaning that the fragments bound less tightly than the original parent molecule [379] . with this example, it is possible to see the strength of using nmr as its own hit-validation tool (i.e., three different nmr techniques were used for screening compounds [379] ), and yet, the follow-up of nmr studies with itc and x-ray crystallography was useful in providing a basis for assessing the drug-ability of a protein-protein interaction [385] [386] [387] [388] . thus, it is clear to see that nmr is a prominent method of hit-validation in drug discovery research, especially in combination with other biophysical techniques. substantial progress has been made in the nmr field over the past 5-10 years, and various methods were established to determine the drug-target complexes. most of them utilize either noe or chemical shift perturbations (csp) although in silico models/programs, using nmr-derivate data also exist. one of the methods called difference of inversion recovery rate with and without target irradiation (direction) is used to map pharmacophores and can be an alternative to std experiments. this method uses the difference between longitudinal relaxation rates of ligand protons with-and with-out irradiation of the protons of the target protein. the direction approach, however cannot be used for slowly exchanging (strong binding) ligands. the practical approach of this method was demonstrated on the experiment when analyzed the interactions between p38 mapk (p38 a mitogen-activated protein kinase) and its inhibitor-sb203580 [389, 390] . the results from this experiment showed that protons h1, h4, h5, and h6 of sb203580, are in close neighborhood with the protons of p38 mapk when compared with h2, h3, and methyl protons. it indicates that two aromatic rings (a pyridine ring and fluorophenyl ring) of sb203580 interact tightly with p38 mapk. the results were later confirmed with proton density map of each ligand's proton, based on the crystal structure of sb203580-p38 mapk complex [391] . moreover, the same authors already created a new and improved protein-ligand docking method by combining the direction obtained nmr data with docking software. [392] . a second method that can be used to map pharmacophores is called inter-ligand nuclear overhauser effect (iloe). this 2d nmr experiment detects when two ligands bind simultaneously to adjacent sites on a protein surface although both of the ligands do not have to bind to the same binding pocket (opposite to inpharma, see above) [5, 393] . a negative ligand−ligand noe signal will be created when ligands bind in close proximity to each other whereas ligands that do not bind will show no noes, or at most very weak positive ones [372, 394] . iloe also enables determination of the ligand orientations with respect to one another [393] . as in the case of inpharma, iloe can be utilized even in the absence of a 3d protein structure and used with large proteins. additionally, iloe differs from inpharma in mixing times-for iloe the mixing times are typically in the range of 600-800 ms [345] . application of iloe was first shown on glycolate+nad + in the presence of porcine heart lactatedehydrogenase, and by glucose-6-phosphate+nadph in the presence of l. mesenteroides glucose-6-phosphatedehydrogenase and from that time it has been widely used [393, 395, 396] . a third method called structural information using overhauser effects and selective labeling (sos-nmr), relies of std experiments performed on ligand complexes with different protein samples that have been fully deuterated excluding a specific type of amino acid. in other words, the data obtained by sos-nmr gives insight into the ligand-binding amino acid composition and when taken into consideration the 3d structure of targeted protein can be used to establish the structure of protein-ligand complex. this approach has been demonstrated using two complexes-fkbp complexed to 2-(3 -pyridyl)-benzimidazole and mura complexed to uridine diphosphaten-acetylglucosamine (udp-glcnac). the results showed that for fkbp and mura, only four and three amino acids (fkbp: ile, val, leu, met; mura: trp, phe, his) were needed to be selectively protonated in perdeuterated samples to establish the ligand-binding site. additionally, on average only 6 amino acids were required for accurate identification of ligand-binding surface. according to authors sos-nmr can greatly improve the early stages of the drug discovery process [397] . moreover, combining sos-nmr with other methods can even further increase chances for a positive outcome of an experiment [398] . a completely different approach to this topic was taken by chen et al. [399, 400] . instead of using isotope labeling, chen's group decided to use a tert-butyl group contained within ligand-1 to obtain structural information about the protein-ligand complex [400] . the tert-butyl group formed an intense singlet in 1.0 to 1.5 ppm range thanks to rapid methyl rotation and methyl reorientation within that group. when compared with the protein's 1 h-nmr signal, the tert-butyl signal tended to be much narrower and resulted in easy detection without the need for isotopic enrichment even in protein complexes of high molecular mass such as bacillus stearothermophilus dnab hexamer (320 kda) [399] . additionally, the tert-butyl group produces intense noesy cross peaks that can be observed even in the situations where normally cross-peaks of the proteins are barely detectable. this is partially because the signal corresponded to nine protons within tert-butyl group. those aspects enable measurements of pseudo-contact shifts generated by paramagnetic tags attached to the protein. as a result, it allows positioning of the ligand on the protein. an example of this approach, is dengue virus ns2b-ns3 protease from serotype 2 (referred as denpro) in complexed with ligand containing a tert-butyl group. the result of this experiment showed noes between the tert-butyl group of ligand-1 and residue val155 from denpro [400] . solvent accessibility, ligand binding, and mapping of ligand orientation by nmr spectroscopy (salmon) is another method based on the data obtained via nuclear overhauser effect. this method utilizes waterlogsy [401] to probe for solvent accessibility to the ligand and determine the orientation of the ligand by analyzing signal changes in waterlogsy spectra (positive signal from unbound ligand vs. negative for protein-bound ligands). this method was first used to determine the orientation of prodrug called tretazicar ((5-(aziridin-1-yl)-2,4-dinitrobenzamide) known as cb1954 in nqo2 (quinone oxidoreductase 2) binding site. previous attempts had been made to obtain the orientation of tretazicar bounded to nqo2, however the results obtained from x-ray crystallography were inconclusive as two orientations of tretazicar could be possible. the information obtained via salmon showed that the side chain of asparagine at position 161 formed a hydrogen bond with 2-nitrogroup of tretazicar, and that the aziridine moiety of tretazicar pointed toward the solvent [401] . another variant of waterlogsy method called logsy utilizes the titration slopes as a measure of solvent accessibility. the titration slopes are created by a constant increase of protein concentrations. this method also provides more insight into the process of ligand solvation by checking the influence of protein concentration onto the process. this approach was used on the bromodomain 1 of protein 4 (brd4-bd1) by mapping epitopes of two ligands interacting with brd4-bd1 and predicting ligands position. the results showed that the triazolopyridazine moiety of both ligands was implanted into the binding pocket of the brd4. additionally, the results from logsy titration showed that methyl-group 1 of ligand 1, aromatic proton 8 of ligand 2 and aromatic proton 8 of ligand 1 exhibit strong water noe. this information enabled researchers to utilize a chemical replacement strategy (substitute bound water molecules by suitable functional groups) for aromatic proton 8 in a series of ligands containing the triazolopyridazine ring. those protons were replaced with an amino or aminomethyl groups and as a result, the binding affinity of those ligands increased 100-fold. finally, the results obtained from x-ray crystallography for ligands with such modifications allowed to find the binding mode of the triazolopyridazine ring of ligand 1 (with methyl group pointing internally) and the substituted amino group was found to create hydrogen bond to the side chain of asn140 of brd4-bd1 [402] . the most recent approach called nuclear magnetic resonance molecular replacement (nmr 2 ) utilizes spatial data obtained through solution-state nmr in order to locate the binding pocket of a complex structure. for that, it uses a receptor model, e.g., a x-ray structure of a homolog, to conduct an analysis and at the same time excluding the need for protein resonance assignment. to conduct an experiment using such an approach requires a few steps. first, either the protein or ligand used in the complex must be uniformly 13 c and 15 n labeled. then, an experiment to assign the ligand is needed such as 2d 13 c, 1 h-hmqc or 13 c, 1 h-hmbc. the next step is the evaluation of ligand intra-and ligand-protein intermolecular distances through noe cross peaks obtained from f 1 -15 n, 13 c-filtered 1 h, 1 h-noesy. lastly, choosing a proper input structure is required which can be either x-ray or nmr structures in apo form, with another bound ligand, or a homolog to the protein of interest. then the nmr 2 program analyzes for all possible partial assignments (such as methyl groups of a protein) and calculates the complex structures for all options [403, 404] . this method was already successfully used to resolve complex structures in case of slow and fast exchange ligands [403] [404] [405] [406] . in silico methods combined with nmr derived information can also be used to determine accurate drug-target complexes. 1 3.6.9. samplex another program that can utilize csp called smoothed automatic mapping of protein from listed extremes (samplex) can help to determine the interaction surface of proteins complexes. samplex takes the chemical shifts of the protein of interests in both the free and bound state and corresponding 3d structure of a protein in the free state. the programs returns a confidence value for each residue to be in a perturbed or unperturbed state (0.05 as being in a perturbed state, −0.05 as remaining in their unperturbed state). this approach was tested on five examples, one of which was subtilisin bpn' (serine protease) complexed with its inhibitor-chymotrypsin inhibitor 2. the results showed that residue 2, and residues 56-62 of chymotrypsin inhibitor-2 were perturbed and residue 63 was in an ambiguous state. to compare, the x-ray crystallography data showed residues 50 and 54-61 to be involved in the interaction. for subtilisin bpn' the program predicted residues 33, 97, 99-109, 126-128, 141, 154-156, 167-171 and 218-219 to perturbed and residues 65, 98 and 220 to be in ambiguous state. that information was also confronted with the x-ray crystallography data which shown residues 99-104, 125-128, 154-157, 167, 218-221 to be perturbed [408] . the interactions between targets (proteins) and ligands (small molecules) can be analyzed independently of the biological systems by using 'cell-based' nmr drug design approaches. three basic approaches [409] are as follows: (1) compound-detected in-cell nmr, (2) target-detected in-cell nmr, and (3) reporter-detected in-cell nmr. these methods, with the exception of compound detected in-cell nmr, differ according to the isotopically labeled structure (protein, cell structure, etc.), which enables nmr detection. a cartoon representation of each of these methods is given in figure 13 . as we have attempted to emphasize and demonstrate, nmr has a powerful and unique role in drug design. nmr provides detailed structural information about a molecule along with kinetic information over extended time periods, i.e. not just a snapshot [24, 25] . moreover, nmr is quantitative and highly reproducible, allowing applications in diverse fields such as relaxometry, combinatorial chemistry, fluxomics, and targeted analysis [91] . nmr can be combined with other analytical techniques, such as mass spectrometry "in tandem" analysis of the molecules of interest [436] [437] [438] . 1 h 1d-nmr is used particularly in the analysis of metabolites, while the strength and std nmr is a technique that lies within the compound-detected in-cell nmr method but does not require isotope-labelling of the studied compound. however isotopic labelling of the compound may be used to enhance the quality of the spectra. in the target-detected in-cell nmr only the target of interest is isotopically labeled (i.e., 15 n labeled protein). for instance, target proteins can be isotopically labeled during cell growth in isotopically enriched ( 13 c, 15 n, or both 15 n/ 13 c) media [410] . the cell type and the labeling method may vary across experiments. different cell types, including bacteria [411] , oocytes [412] , yeast cells [413] , mammalian cells [414] , hela cells [415] and even insect cells [416] have been reported in the literature. the fact that in-cell nmr applies to more than one cell type testifies of the versatility and potential application of this technique. in terms of labeling, 15 n is one of the most commonly used approaches [417] when the targets of interest are proteins. recently, 19 f labeling has been reported as a useful probe for protein-ligand interactions [418] . it was shown that 19 f can reveal information about the dynamics of protein-ligand interactions [419] . methyl groups [420] have also been used as probes for proteins and complexes in vivo [420] , proving that labeling specific chemical groups instead of the entire biomolecule (i.e., protein) is feasible. in-cell nmr extends beyond proteins, and has been applied successfully to dna [93, 421] and rna molecules [422, 423] . telomeric repeats have also been studied using target detected in-cell nmr [424] . the reporter-detected in-cell nmr technique isotopically labels neither the ligand nor the target, but rather a receptor that indirectly measures the effects of ligand-target binding [409] . the "reporter" varies according to the experimental context. for instance, dose et al. [425] used acetylation-and deacetylation-based assays to monitor the activity of histone deacetylase and acetyl-transferase. thongwichian et al. [426] used peptide-based reporters to identify active kinases and phosphatases in cellular conditions. lastly, doura et al. [427] designed a 19 f probe that operates in biological conditions in order to study the adherence and dynamics of proteins found in human blood. in many viruses and phages, scaffolding proteins (sps) are required to ensure the correct organization of coat proteins (cps) and other minor capsid proteins into a precursor structure, called a procapsid [428, 429] . although sps are critical for viral assembly and therefore potential therapeutic targets their structural properties (with only a few exceptions [430, 431] ) are poorly understood. the size limitation of nmr can be used advantageously as a filter to identify disordered segments even in very large supramolecular protein complexes. in this way, nmr can provide a unique perspective on the dynamic and disordered elements of macromolecules not accessible by other techniques. the procapsid encapsulation experiments described by whitehead et al. [432] were conceptually analogous to in-cell nmr experiments [433] [434] [435] in which signals from small proteins, or flexible segments of proteins, can be observed when they are incorporated inside living cells, as long as the isotope-labeled proteins of interest do not interact strongly with other large cellular components [433] [434] [435] . the so called "in-virus" nmr strategy applied by whitehead et al. [432] could be more generally used to study the dynamic properties of macromolecules encapsulated into virus particles, including cargo molecules encased in viral capsids for nanotechnology applications. additionally, such studies could assess the level of interaction of cargo molecules with the virus and probe the release properties of cargo nmr [432] . as we have attempted to emphasize and demonstrate, nmr has a powerful and unique role in drug design. nmr provides detailed structural information about a molecule along with kinetic information over extended time periods, i.e., not just a snapshot [24, 25] . moreover, nmr is quantitative and highly reproducible, allowing applications in diverse fields such as relaxometry, combinatorial chemistry, fluxomics, and targeted analysis [91] . nmr can be combined with other analytical techniques, such as mass spectrometry "in tandem" analysis of the molecules of interest [436] [437] [438] . 1 h 1d-nmr is used particularly in the analysis of metabolites, while the strength and intensity of the recorded signals is directly proportional to the concentration of the sample [44, 439, 440] . 1 h 1d-nmr can also be used to follow "real-time" analysis of different molecules [441] . in the 1d 1 h-nmr experiment, there are no polarization transfer techniques required (the 1 h atom is already highly sensitive) and covers a spread of interesting nuclei in the molecule(s) being studied [91] . assuming that the sample can be stored stably for extended periods of time, the non-destructive nature of nmr permits the re-use on the sample for different experiments [50, 442] . aiding in the reproducibility of nmr [91] , sample-recycling offers a significant advantage of nmr [443, 444] . while always important in drug design, sensitivity and resolution of nmr are two major factors that need special consideration. since both factors improve with increasing magnetic field strength, we have seen a spike in the demand for ultra-high-field nmr spectrometers. recently, 28.2 t (i.e., 1.2 ghz for 1 h) magnets have become commercially available, and with recent advances in magnet technology, such as liquid helium recycling and magnetic field shielding [91] , nmr has begun to offer far better resolution and higher sensitivity while reducing the substantial costs of maintaining the instruments compared to past decades. other steps have been taken to enhance the sensitivity of nmr including: the development of cryoprobes increasing the signal to noise ratio 3 to 4 times, and micro-coil probes that not only increased sensitivity but also reduced the amount of sample required for the measurements [445] . from another perspective, one can further optimize the process of obtaining spectra by using different methods of measurements. one of these, called sofast, helps to reduce the delay between scans resulting in lowering acquisition time for 2d experiments such as hmqc utilizing 1 h, 15 n or 1 h, 13 c [117,446,447] . the basic principle of this method is to use selective 1 h pulses that will excite only a small portion of the available nuclei pool, while the unperturbed spins provide a magnetization "heat sink" thus improving the spin-lattice relaxation (t 1 ) rate via dipolar interactions [446] . these methods can be highly efficient when studying drug binding and molecular interactions [117] . another method, called ultrafast 2d nmr, enables obtaining a 2d spectra within a single scan but with the associated cost of reduced sensitivity [117, 448] . the principle of this method is to divide the sample into n number of fractions, and apply the appropriate incremental aspect to each fraction, while recording them all simultaneously within the one scan [448] . this method has been applied to many metabolomic studies [177, 447, 449] as well as in the analysis of natural products [450] . the difficulty is that the effective concentration of the sample is lowered by the fractionation level. the more slices the sample is split into, the greater the reduction of combined signal that is obtained. lastly, a method termed non-uniform sampling (nus) may provide an advantage by reducing the total time for measurement while maintaining the same resolution of spectra [117] . nus effectively skips over parts of the total dataset, collecting only around 20 to 30% of the total. usually sections containing higher concentrations of signal (over noise) are emphasized in the selection scheme, known as non-linear data acquisition. these methods reconstruct the complete data subset by applying various algorithms such as multidimensional decomposition (mdd), which essentially separates the sets of multidimensional data into one dimensional problems that are much easier to solve given the common process of signal overlapping in multidimensional nmr spectra [117] . other algorithms such as compressed sensing (cs), maximum entropy method (max ent) and iterative soft threshold (ist) each have their own advantages but all focus on decreasing the time needed for collection of spectra [117, 451] . the cost is in signal to noise, as no gain is ever absolutely free. the inherent advantages of nmr do not eliminate the disadvantages (table 3) , which are namely being limited for some nuclei, and inherent insensitivity for many types of experiments. nmr can provide high quality resolution and sensitivity for some experiments [91, 452] but the application can be challenging. when the experiments become multidimensional, there is often a tradeoff between the improved higher resolution and/or the resulting sensitivity and/or the amount of time an experiment takes, i.e., high-quality spectra for multidimensional experiments take much longer than their simple 1d counterparts [117] (scheme 2). one must always choose between resolution, sensitivity, and the amount time; as you can only ever have two out of the three. advantages disadvantages ability to identify simple chemical compounds. high quality resolution and sensitivity for many 1d experiments. less time consuming compared to 2d nmr. compared to 2d nmr less details can be obtained for more complex molecules. for nuclei other than 1 h and 19 f, relative sensitivity is fairly low-requires extra labeling to obtain better spectra. ability to identify complex molecules and observe different interactions between the nuclei, e.g., correlations between all spins in one spin system using tocsy experiment. requires long times to obtain a proper spectra (up to days). greatly reduces time to obtain 2d spectra. reduced sensitivity. significantly reduces acquisition time of hmqc. relatively low resolution lowers the time of measurement while keeping the same level of resolution. requires use of reconstruction algorithms since missing data points can lead to artifacts in spectra. multidimensional data are "broken" to one dimensional, which are easier to analyze. ability to resolve overlapping resonances. data must be (approximately) symmetrical (lorentzian shape) to obtain good spectra. good reconstruction of weaker peaks. large computational costs, low performance on noisy data. significant reduction in acquisition time. nominally lorentzian peak shapes may be distorted, and peak intensities may be altered. greatly reduced time to obtain nmr spectra. requires a grid of uniformly sampled data points. often makes stronger binding ligands from weakly binding fragments. less time and resource intensive. can be used only for small fragments of compound of interest. direct observation of target binding to ligand. several types of nmr experiments are possible. inability to distinguish binding modes, difficult to gage the "true" binding site of ligand to protein. only requires a small amount of sample. highly reproducible. allows direct observations of ligand binding. only works for ligands with low binding affinity (fast chemical exchange). inability to distinguish binding modes. in vivo studies are possible, can focus on specific cell parts. special labeling techniques may be required. spectra may be more challenging to interpret. can model protein drug interactions, helps speed up and reduce cost of drug delivery protein models need to be validated through experimental approach. can observe proteins interacting with metal ions, long observation distance (10-25 angstroms) between paramagnetic left and nearby atoms. paramagnetic left required in the system. enables the characterization of a chemical compound in a solid-state form such as a tablet/pill. provides insight into the physical properties of a compound. significant broadening of the spectral lineshapes due to anisotropic spin interactions. noticeable difference in spectra of binding and non-binding ligands. sets the lower limit of time for which experiments can be performed. unfortunately, in the real world, when working with nmr spectroscopy, we are mainly forced to choose between high or low precision data (scheme 2) with fixed available instrument times. scheme 2 can be useful, when choosing nmr technique and/or method/approaches in drug studies. it shows the general representation of different nmr techniques and method/approaches in costtime matrix, bearing in mind that the exact position in the matrix can be influenced by the environmental conditions, pulse sequence and sample preparation (e.g. concentration). regarding, nmr methods/approaches, the exact position depends on the choice of proper nmr technique. for the purposes of scheme 2, the 2d techniques were chosen as described in the practical examples. nevertheless, with relatively short times and at low cost, we can acquire numerous data sets and therefore the low precision can be partially compensated for by statistical analysis. fortunately, significant efforts have been undertaken to reduce the amount of time it takes to record multidimensional spectra, especially for 2d nmr, and still obtain high quality spectra (table 3) . novel pulse sequences have been developed to decouple nuclei in pure-shift nmr [117] . dynamic nuclear polarization (dnp) can induce hyper-polarization in atoms ( 13 c, 15 n) with an inherently low sensitivity [453, 454] . parahydrogen-induced polarization (phip) and signal amplification by reversible exchange (sabre) are other polarization techniques used to increase the sensitivity of inherently insensitive nuclei [455] . unfortunately, in the real world, when working with nmr spectroscopy, we are mainly forced to choose between high or low precision data (scheme 2) with fixed available instrument times. scheme 2 can be useful, when choosing nmr technique and/or method/approaches in drug studies. it shows the general representation of different nmr techniques and method/approaches in cost-time matrix, bearing in mind that the exact position in the matrix can be influenced by the environmental conditions, pulse sequence and sample preparation (e.g., concentration). regarding, nmr methods/approaches, the exact position depends on the choice of proper nmr technique. for the purposes of scheme 2, the 2d techniques were chosen as described in the practical examples. nevertheless, with relatively short times and at low cost, we can acquire numerous data sets and therefore the low precision can be partially compensated for by statistical analysis. fortunately, significant efforts have been undertaken to reduce the amount of time it takes to record multidimensional spectra, especially for 2d nmr, and still obtain high quality spectra (table 3) . novel pulse sequences have been developed to decouple nuclei in pure-shift nmr [117] . dynamic nuclear polarization (dnp) can induce hyper-polarization in atoms ( 13 c, 15 n) with an inherently low sensitivity [453, 454] . parahydrogen-induced polarization (phip) and signal amplification by reversible exchange (sabre) are other polarization techniques used to increase the sensitivity of inherently insensitive nuclei [455] . nmr has become a "gold standard" method in drug design due to its speed, simplicity, and reproducibility. the standardized ppm scale allows one to compare all nmr results and gather them in databases for the common use of researchers. although sample labeling was limiting in the beginning, it has now become a strength of nmr that permits the observation of big molecules and/or biomolecular processes "through the door lock". nmr is the only analytical technique that permits qualitative and quantitative analysis without previous sample purification or separation. high precision nmr data still requires long experiment times and has elevated costs; however, these will no doubt be alleviated in the future. estimating the cost of new drug development: is it really $802 million? health aff. (millwood) the price of innovation: new estimates of drug development costs animal testing and its alternatives-the most important omics is economics what is the question? nmr in drug design evaluation of ligand-based nmr screening methods to characterize small molecule binding to hiv-1 glycoprotein-41 ramped-up nmr: multiplexed nmr-based screening for drug discovery extraction, characterization, and anticoagulant activity of a sulfated polysaccharide from bursatella leachii viscera ultra-low thermal conductivity in na/sb chalcobismuthates: synthesis, crystal structures, optical properties and 23na nmr spectroscopy layered copper thioaluminate k2cu3als4: synthesis, crystal structure, characterization and solid-state 27al and 39k nmr studies identification and characterization of sse15206, a microtubule depolymerizing agent that overcomes multidrug resistance amide versus amine ratio in the discrimination layer of reverse osmosis membrane by solid state 15n nmr and dnp nmr current and future perspectives on the structural identification of small molecules in biological systems nmr experiments for the rapid identification of p=o···h-x type hydrogen bonds in nucleic acids separation and structural elucidation of a novel analogue of vardenafil included as an adulterant in a dietary supplement by liquid chromatography-electrospray ionization mass spectrometry, infrared spectroscopy and nuclear magnetic resonance spectroscopy three-dimensional nmr spectroscopy of fluorinated pharmaceutical solids under ultrafast magic angle spinning essential parameters for structural analysis and dereplication by 1h-nmr spectroscopy uplc-hrms and nmr applied in the evaluation of solid-phase extraction methods as a rational strategy of dereplication of phyllanthus spp. aiming at the discovery of cytotoxic metabolites a light responsive two-component supramolecular hydrogel: a sensitive platform for the fabrication of humidity sensors nuclear magnetic resonance study of nanoscale ionic materials variable-temperature nmr and conformational analysis of oenothein, b nmr at low and ultralow temperatures 1h-nmr study of the effect of temperature through reversible unfolding on the heme pocket molecular structure and magnetic properties of aplysia limacina cyano-metmyoglobin spectroscopic studies of the intermediates in the conversion of 1,4,11,12-tetrahydro-9,10-anthraquinone to 9,10-anthraquinone by reaction with oxygen under basic conditions heterogeneous intraand intermolecular hydroamination catalysts -(phosphonomethoxy)ethyl]adenine (pmea) and of its n 1, n 3, and n 7 deaza derivatives with copper(ii) in aqueous solution online reaction monitoring by single-scan 2d nmr under flow conditions solvent-and anion-dependent li+-o2-coupling strength and implications on the thermodynamics and kinetics of li-o2 batteries nmr approaches in structure-based lead discovery: recent developments and new frontiers for targeting multi-protein complexes screening protein-single stranded rna complexes by nmr spectroscopy for structure determination intramolecularly stapled amphipathic peptides via a boron-sugar interaction structure determination using solution nmr: is it worth the effort? nmr spectroscopy brings invisible protein states into focus fragment-based screening using x-ray crystallography and nmr spectroscopy utilizing nmr and epr spectroscopy to probe the role of copper in prion diseases combining nmr and x-ray crystallography in fragment-based drug discovery: discovery of highly potent and selective bace-1 inhibitors. in fragment-based drug discovery and x-ray crystallography real-time structure-based drug development-tutorial: triad's nmr-based structural determinations are smart chemistry method development and validation: quantitation of telmisartan bulk drug and its tablet formulation by 1h-nmr spectroscopy 31p and 15n solid-state nmr study for the development of a novel membrane protein drug-screening methodology functional analyses of target proteins for drug development by nmr band-selective excitation nmr spectroscopy and quantitative time-domain analysis using complete reduction to amplitude-frequency table (craft) to determine distribution coefficients during drug development aggregation ability of three phylogenetically distant anammox bacterial species host-dependent nitrogen recycling as a mechanism of symbiont control in aiptasia recommended strategies for spectral processing and post-processing of 1d 1h-nmr data of biofluids with a particular focus on urine anti-cancer agents in saudi arabian herbals revealed by automated high-content imaging synthesis and evaluation of modified chalcone based p53 stabilizing agents chapter three-paclitaxel synthesis and characterization of a homogeneous and silica supported homoleptic cationic tungsten(vi) methyl complex: application in olefin metathesis ft-icr mass spectrometry, and nmr spectroscopy study of heavy fuel oil recommendations and standardization of biomarker quantification using nmr-based metabolomics with particular focus on urinary analysis marine bacterial transparent exopolymer particles (tep) and tep precursors: characterization and ro fouling potential active site arginine controls the stereochemistry of hydride transfer in cyclohexanone monooxygenase synthesis, characterization and conformational study of new α,β-unsaturated acylhydrazones based on calix [4] arene backbone poly-γ-p-biphenylmethyl-glutamate as enantiodifferentiating alignment medium for nmr spectroscopy with temperature-tunable properties elucidation and partial nmr assignment of monosulfated maitotoxins from the caribbean elucidation of the structure of the 2-amino-3,5-dibromochalcone epoxides in solution and solid state synthesis, spectroscopy, and theoretical calculations of some 2-thiohydantoin derivatives as possible new fungicides identification of polyunsaturated triacylglycerols and cc location isomers in sacha inchi oil by photochemical reaction mass spectrometry combined with nuclear magnetic resonance spectroscopy coordination geometry determination of stannane compounds with phosphinoyldithioformate ligands using multinuclear nmr, sn mössbauer and dft methods clathrate structure determination by combining crystal structure prediction with computational and experimental 129xe nmr spectroscopy synthesis and biological activity of n-(arylsulfonyl) valine hydrazones and assistance of nmr spectroscopy for definitive 3d structure sández macho, i. use of 1h-nmr std, waterlogsy, and langmuir monolayer techniques for characterization of drug-zein protein complexes nmr spectroscopy techniques for screening and identifying ligand binding to protein receptors sequential 1h-nmr assignment of the complex of aponeocarzinostatin with ethidium bromide and investigation of protein-drug interactions in the chromophore binding site nmr-based metabolomic techniques identify the toxicity of emodin in hepg2 cells 1h-nmr-based metabolomics study of the toxicological effects in rats induced by new insights about doxorubicin-induced toxicity to cardiomyoblast-derived h9c2 cells and dexrazoxane cytoprotective effect: contribution of in vitro 1h-nmr metabonomics nmr-based metabonomic study on the subacute toxicity of aristolochic acid in rats solid state nmr and bioequivalence comparison of the pharmacokinetic parameters of two formulations of clindamycin bace1 is the major β-secretase for generation of aβ peptides by neurons structural basis for the antifolding activity of a molecular chaperone chapter ten-binding site identification and structure determination of protein-ligand complexes by nmr: a semiautomated approach fragment-based drug design nmr in target driven drug discovery: why not? nmr in integrated biophysical drug discovery for ras: past, present, and future nmr in pharmaceutical discovery and development clinical magnetic resonance spectroscopy principles of pulse nmr spectroscopy spin dynamics: basics of nuclear magnetic resonance nmr spectroscopy explained: simplified theory, applications and examples for organic chemistry and structural biology solid-state nmr paramagnetic relaxation enhancement immersion depth studies in phospholipid bilayers protein dynamics from nmr an introduction to nmr-based approaches for measuring protein dynamics using nmr spectroscopy to investigate the role played by copper in prion diseases monitoring dendrimer conformational transition using 19f and 1h2o nmr retention of strong intramolecular hydrogen bonds in high polarity solvents in binaphthalene-benzamide derivatives: extensive nmr studies potential hepatoxicity risk of the shell of herpetospermum caudigerum wall in rats based on 1h-nmr metabonomics metabolomic analysis of anti-hypoxia and anti-anxiety effects of fu fang jin jing oral liquid integrative drug efficacy assessment of danggui and european danggui using nmr-based metabolomics ardá, a. nmr and molecular recognition of n-glycans: remote modifications of the saccharide chain modulate binding features obtaining 3d atomistic structure of saccharides from raman/roa/nmr spectroscopic techniques the strengths and weaknesses of nmr spectroscopy and mass spectrometry with particular focus on metabolomics research monitoring dna-ligand interactions in living human cells using nmr spectroscopy situ monitoring of bacteria under antimicrobial stress using 31p solid-state nmr nmr studies of protein structure and dynamics combined hplc, nmr spectroscopy, and ion-trap mass spectrometry with application to the detection and characterization of xenobiotic and endogenous metabolites in human urine bioequivalence assessment of two formulations of ibuprofen lc-nmr-ms in drug discovery asics: an automatic method for identification and quantification of metabolites in complex 1d 1h-nmr spectra metabolite identification via the madison metabolomics consortium database a gui r package for proficient automatic profiling of 1d 1h-nmr spectra of study datasets open source software for identifying and quantifying metabolites in nmr spectra chapter 3-experimental aspects of nmr spectroscopy practical aspects of n-dimensional data acquisition and processing water suppression that works. excitation sculpting using arbitrary waveforms and pulsed field gradients distortion-free homonuclear spectra of peptides and nucleic acids in water using excitation sculpting water suppression that works. excitation sculpting using arbitrary wave-forms and pulsed-field gradients gradient-tailored excitation for single-quantum nmr spectroscopy of aqueous solutions solvent signal suppression in nmr experiments on ax systems distortionless enhancement of nmr signals by polarization transfer 13c-nmr-based metabolic fingerprinting of citrus-type crude drugs chemoselective 15n tag for sensitive and high-resolution nuclear magnetic resonance profiling of the carboxyl-containing metabolome 15n-cholamine-a smart isotope tag for combining nmrand ms-based metabolite profiling fast reconstruction of non-uniform sampling multidimensional nmr spectroscopy via a deep neural network 15n and 13c-sofast-hmqc editing enhances 3d-noesy sensitivity in highly deuterated, selectively [1h,13c]-labeled proteins chapter 5-new advances in fast methods of 2d nmr experiments heterogeneous microtesla sabre enhancement of 15n nmr signals information from combined 1h and 31p nmr studies of cell extracts: differences in metabolism between drug-sensitive and drug-resistant mcf-7 human breast cancer cells assessment of pharmacological treatment of myocardial infarction by phosphorus-31 nmr with surface coils application of 31p nmr spectroscopy and chemical derivatization for metabolite profiling of lipophilic compounds in human serum development of a bioreactor system for cytotoxic evaluation of pharmacological compounds in living cells using nmr spectroscopy the organic set of nmr spectra. in 50 and more essential nmr experiments: a detailed guide pulse pair technique in high resolution nmr a reprint of the historical 1971 lecture notes on two-dimensional spectroscopy choosing the best pulse sequences, acquisition parameters, postacquisition processing strategies, and probes for natural product structure elucidation by nmr spectroscopy the phase transfer catalysed synthesis of isoflavone-o-glucosides determination of the relative signs of 2j(31p-31p) in complexes of tungsten(0) and molybdenum(0) using two-dimensional [31p-31p]-cosy-45 nuclear magnetic resonance chemical shift correlation two dimentional nmr knowns and unknowns in metabolomics identified by multidimensional nmr and hybrid ms/nmr methods product operators, coherence pathways, and phase cycling. part iii: phase cycling artifacts in two-dimensional nmr chapter 6-correlations through the chemical bond i: homonuclear shift correlation analytical optimization of active bandwidth and quality factor for tocsy experiments in nmr spectroscopy novel selective tocsy method enables nmr spectral elucidation of metabolomic mixtures elimination of zero-quantum interference in two-dimensional nmr spectra 1h-nmr and ms based metabolomics study of the intervention effect of curcumin on hyperlipidemia mice induced by high-fat diet pharmacometabonomics analysis reveals serum formate and acetate potentially associated with varying response to gemcitabine-carboplatin chemotherapy in metastatic breast cancer patients based metabolic profiling of cells in response to treatment with a hexacationic ruthenium metallaprism as potential anticancer drug the use of coupled hsqc spectra to aid in stereochemical assignments of molecules with severe proton spectral overlap chapter 2-nmr spectroscopy methods in metabolic phenotyping. in the handbook of metabolic phenotyping high-resolution nmr techniques in organic chemistry doubly compensated multiplicity-edited hsqc experiments utilizing broadband inversion pulses product operator formalism in nmr acac)(γ-acac)(dms)] treatment revealed by a metabolomic 1h-nmr study a comprehensive discussion of hsqc and hmqc pulse sequences evaluation of band-selective hsqc and hmbc: methodological validation on the cyclosporin cyclic peptide and application for poly(3-hydroxyalkanoate)s stereoregularity determination chapter 4-nmr molecular recognition studies for the elucidation of protein and nucleic acid structure and function metabominer-semi-automated identification of metabolites from 2d nmr spectra of complex biofluids an improved 15n relaxation dispersion experiment for the measurement of millisecond time-scale dynamics in proteins improved hsqc experiments for the observation of exchange broadened signals quantification of metabolites by nmr spectroscopy in the presence of chapter 5-relaxation and dynamic processes basic principles of nmr a complete introduction to modern nmr spectroscopy nmr in drug discovery high-resolution diffusion and relaxation edited one-and two-dimensional 1h-nmr spectroscopy of biological fluids measurement of spin relaxation in complex systems 15-multiple-pulse nmr experiments ultrafast nmr t1 relaxation measurements: probing molecular properties in real time saturation-inversion-recovery: a method for t1 measurement chapter 8-the physical basis of the nuclear magnetic resonance experiment. part ii: pulse and fourier-transform nmr spin-lattice relaxation time in drug discovery and design nmr methods to characterize protein-ligand interactions the interaction of dna with intercalating agents probed by sodium-23 nmr relaxation rates nmr screening techniques in drug discovery and drug design one-dimensional relaxation-and diffusion-edited nmr methods for screening compounds that bind to macromolecules use of relaxation-edited one-dimensional and two dimensional nuclear magnetic resonance spectroscopy to improve detection of small metabolites in blood plasma the quest for simplicity: remarks on the free-approach models fast evaluation of protein dynamics from deficient 15n relaxation data effects of diffusion on free precession in nuclear magnetic resonance experiments modified spin-echo method for measuring nuclear relaxation times measuring t1 and t2 relaxation rates an exact solution for r2, eff in cpmg experiments in the case of two site chemical exchange nmr-based screening in drug discovery extraction of t2 from nmr linewidths in simple spin systems by use of reference deconvolution quantitative metabolic profiling of nmr spectral signatures of branched chain amino acids in blood serum isoniazid-induced hepatotoxicity and neurotoxicity in rats investigated by 1h-nmr based metabolomics approach 1h-nmr-based metabolic profiling of naproxen-induced toxicity in rats 1h-nmr toxicometabolomics following cisplatin-induced nephrotoxicity in male rats the antitumor effect of formosanin c on hepg2 cell as revealed by 1h-nmr based metabolic profiling an nmr-based metabonomic investigation of the subacute effects of melamine in rats metabolomic profiling predicts outcome of rituximab therapy in rheumatoid arthritis response to drug treatment in newly diagnosed epilepsy: a pilot study of 1h-nmr-and ms-based metabonomic analysis metabolic alteration in obese diabetes rats upon treatment with centella asiatica extract novel 1,3,4-thiadiazoles inhibit colorectal cancer via blockade of il-6/cox-2 mediated jak2/stat3 signals as evidenced through data-based mathematical modeling plasma-metabolite-biomarkers for the therapeutic response in depressed patients by the traditional chinese medicine formula xiaoyaosan: a 1h-nmr-based metabolomics approach metabonomic profiles delineate the effect of traditional chinese medicine sini decoction on myocardial infarction in rats 1h-nmr spectral identification of medication in cerebrospinal fluid of pediatric meningitis 1h-nmr-based metabolomics approach to investigating the renal protective effects of genipin in diabetic rats potential metabolomic biomarkers for evaluation of adriamycin efficacy using a urinary 1h-nmr spectroscopy 1h-nmr-based serum metabolomics reveals erythromycin-induced liver toxicity in albino wistar rats nmr-based metabonomics study on the effect of gancao in the attenuation of toxicity in rats induced by fuzi nmr-fragment based virtual screening: a brief overview discovering high-affinity ligands for proteins: sar by nmr when fragments link: a bibliometric perspective on the development of fragment-based drug discovery current perspectives in fragment-based lead discovery (fbld) adaptation of high-throughput screening in drug discovery-toxicological screening tests high-throughput screening: the hits and leads of drug discovery-an overview review of applications of high-throughput sequencing in personalized medicine: barriers and facilitators of future progress in research and clinical application review article: high-throughput affinity-based technologies for small-molecule drug discovery design principles for fragment libraries: maximizing the value of learnings from pharma fragment-based drug discovery (fbdd) programs for use in academia how size matters: diversity for fragment library design high-throughput screening: update on practices and success industrial scale high-throughput screening delivers multiple fast acting macrofilaricides virtual high throughput screening using machine learning methods introduction to fragment-based drug discovery. in fragment-based drug discovery and x-ray crystallography the influence of lead discovery strategies on the properties of drug candidates biophysical screening in fragment-based drug design: a brief overview high-throughput screening and fragment-based design: general considerations for lead discovery and optimization nmr screening and hit validation in fragment based drug discovery structural biology in fragment-based drug design fragment-based drug discovery using nmr spectroscopy chapter nine-practical aspects of nmr-based fragment screening fragment-based drug design nmr-based screening: a powerful tool in fragment-based drug discovery nmr in drug discovery: a practical guide to identification and validation of ligands interacting with biological macromolecules applied biophysical methods in fragment-based drug discovery concepts and core principles of fragment-based drug design application of fragment-based drug discovery to versatile targets a three-stage biophysical screening cascade for fragment-based drug discovery protein crystallography and drug discovery: recollections of knowledge exchange between academia and industry twenty years on: the impact of fragments on drug discovery churcher, i. fragment-based drug discovery-from hit discovery to fda approval: lessons learned and future challenge the first drug approved for braf -mutant cancer venetoclax: evidence to date and clinical potential fragment-based drug design: strategic advances and lessons learned krimm, i. fragment linking strategies for structure-based drug design discovery and development of venetoclax, a selective antagonist of bcl-2 an inhibitor of bcl-2 family proteins induces regression of solid tumours x-ray and nmr structure of human bcl-x l, an inhibitor of programmed cell death ribociclib for the first-line treatment of advanced hormone receptor-positive breast cancer: a review of subgroup analyses from the monaleesa-2 trial the csf1 receptor inhibitor pexidartinib (plx3397) reduces tissue macrophage levels without affecting glucose homeostasis in mice structure-guided blockade of csf1r kinase in tenosynovial giant-cell tumor characterizing and overriding the structural mechanism of the quizartinib-resistant flt3 "gatekeeper" f691l mutation with plx3397 discovery and chemical development of verubecestat, a bace1 inhibitor for the treatment of alzheimer's disease discovery of the 3-imino-1,2,4-thiadiazinane 1,1-dioxide derivative verubecestat (mk-8931)-a β-site amyloid precursor protein cleaving enzyme 1 inhibitor for the treatment of alzheimer's disease fragment-based drug discovery applied to hsp90. discovery of two lead series with high ligand efficiency discovery of (2,4-dihydroxy-5-isopropylphenyl)-[5-(4-methylpiperazin -1-ylmethyl)-1,3-dihydroisoindol-2-yl]methanone (at13387), a novel inhibitor of the molecular chaperone hsp90 by fragment based drug design optimization of pyrrolamide topoisomerase ii inhibitors toward identification of an antibacterial clinical candidate (azd5099) using fragment-based approaches to identification of n-(4-piperidinyl)-4-(2,6-dichlorobenzoylamino)-1h-pyrazole-3-carboxamide (at7519), a novel cyclin dependent kinase inhibitor using fragment-based x-ray crystallography and structure based drug design cyclin-dependent kinase inhibitor at7519 as a potential drug for mycn-dependent neuroblastoma biological characterization of at7519, a small-molecule inhibitor of cyclin-dependent kinases, in human tumor cell lines development of second-generation cdk2 inhibitors for the prevention of cisplatin-induced hearing loss practical fragments: fragments in the clinic: 2016 edition sar by nmr: putting the pieces together encyclopedia nmr-based approaches for the identification and optimization of inhibitors of protein-protein interactions nmr-based screening of proteins containing 13c-labeled methyl groups estimating protein−ligand binding affinity using high-throughput screening by nmr exploring the binding of peptidic west nile virus ns2b-ns3 protease inhibitors by nmr blocking the interactions between calcium-bound s100a12 protein and the v domain of rage using tranilast characterization of protein−ligand interactions by high-resolution solid-state nmr spectroscopy using chemical shift perturbation to characterise ligand binding combining automated peak tracking in sar by nmr with structure-based backbone assignment from 15n-noesy atia-tul-wahab chapter 6-nuclear overhauser effect accuracy in determining interproton distances using nuclear overhauser effect data from a flexible molecule chapter 10-more 1d and 2d nmr experiments: the nuclear overhauser effect-polarization transfer-spin lock experiments-3d nmr use of nmr saturation transfer difference spectroscopy to study ligand binding to membrane proteins waterlogsy as a method for primary nmr screening: practical aspects and range of applicability characterization of ligand binding by saturation transfer difference nmr spectroscopy detecting binding affinity to immobilized receptor proteins in compound libraries by hr-mas std nmr ligand based nmr methods for drug discovery virus-ligand interactions: identification and characterization of ligand binding by nmr spectroscopy method for detecting biologically active compounds from compound libraries evolutionary change of the heme c electronic structure: ferricytochrome c-551 from pseudomonas aeruginosa and horse heart ferricytochrome c nuclear magnetic resonance studies of the binding of trimethoprim to dihydrofolate reductase application of nmr based binding assays to identify key hydroxy groups for intermolecular recognition determining binding sites in protein-nucleic acid complexes by cross-saturation group epitope mapping by saturation transfer difference nmr to identify segments of a ligand in direct contact with a protein receptor synthetic derivatives of pyrrole and pyrrolidine suitable for the therapy of infections caused by rhinoviruses global prevalence of norovirus in cases of gastroenteritis: a systematic review and meta-analysis economic impact of outbreaks of norovirus infection in hospitals norovirus-host interaction: implications for disease control and prevention x-ray crystallographic structure of the norwalk virus capsid structural insights into antigenic diversity and host specificity. proc. natl. acad. sci structural basis for the recognition of blood group trisaccharides by norovirus epitope mapping of histo blood group antigens bound to norovirus vlps using std nmr experiments reveals fine details of molecular recognition synthesis and nmr studies on the abo histo-blood group antigens: synthesis of type iii and iv structures and nmr characterization of type i-vi antigens nmr experiments reveal the molecular basis of receptor recognition by a calicivirus negative nuclear overhuaser effects as probes of macromolecular structure identification of an e-selectin antagonist in a substance mixture by transfer noe the inpharma method: protein-mediated interligand noes for pharmacophore mapping diffusion nmr spectroscopy in supramolecular and combinatorial chemistry: an old parameter-new insights beyond passive: chaotic transport in stirred fluids 3.5 passive transport chapter 7-momentum, heat and mass transfer in boundary layers diffusion nmr spectroscopy chapter 10-diffusion nmr spectroscopy the diffusion equation models for diffusion spin diffusion measurements: spin echoes in the presence of a time-dependent field gradient diffusion by nmr the stejskal-tanner equation generalized for any gradient shape-an overview of most pulse sequences measuring free diffusion diffusion ordered nuclear magnetic resonance spectroscopy: principles and applications measuring ligand-protein binding using nmr diffusion experiments chapter 6-dosy nmr for drug analysis diffusion-weighted nmr spectroscopy allows probing of 13c labeling of glutamate inside distinct metabolic compartments in the brain spatial encoding and spatial selection methods in high-resolution nmr spectroscopy spatially encoded 2d and 3d diffusion-ordered nmr spectroscopy enumeration of 166 billion organic small molecules in the chemical universe database gdb-17 exploring chemical space for drug discovery using the chemical universe database 19f dosy diffusion-nmr spectroscopy of fluoropolymers pulsed-field gradient nuclear magnetic resonance measurements (pfg nmr) for diffusion ordered spectroscopy (dosy) mapping guest-encapsulation properties of a self-assembled capsule by dynamic boronic ester bonds properties of small molecular drug loading and diffusion in a fluorinated peg hydrogel studied by 1h molecular diffusion nmr and 19f spin diffusion nmr a new nmr method to analyze multi-component enzyme/substrate systems the exploration of interaction studies of smaller size, mostly ignored yet intrinsically inestimable molecules towards bsa; an example of std and dosy nmr. open chem structure-based virtual screening for drug discovery: principles, applications and recent advances from data banks to data bases in silico pharmacology for drug discovery: methods for virtual ligand screening and profiling ultra-high-throughput structure-based virtual screening for small-molecule inhibitors of protein-protein interactions in silico activity profiling reveals the mechanism of action of antimalarials discovered in a high-throughput screen in silico target prediction for elucidating the mode of action of herbicides including prospective validation docking, virtual high throughput screening and in silico fragment-based drug design in silico virtual screening approaches for anti-viral drug discovery virtual screening strategies: recent advances in the identification and design of anti-cancer agents a review of ligand-based virtual screening web tools and screening algorithms in large molecular databases in the age of big data virtual high throughput screening (vhts)-a perspective application of nmr and molecular docking in structure-based drug discovery virtual ligand screening against comparative protein structure models biophysical screening for the discovery of small-molecule ligands the use of virtual screening and differential scanning fluorimetry for the rapid identification of fragments active against mek1 the holistic integration of virtual screening in drug discovery retrospect and prospect of virtual screening in drug discovery docking and scoring in virtual screening for drug discovery: methods and applications nmr and in silico screening acceleration of the drug discovery process: a combinatorial approach using nmr spectroscopy and virtual screening complementarity between in silico and biophysical screening approaches in fragment-based lead discovery against the a2a adenosine receptor adenosine a2a receptors in parkinson's disease treatment discovery of small-molecule inhibitors of ubiquitin specific protease 7 (usp7) using integrated nmr and in silico techniques molecular recognition of p53 and mdm2 by usp7/hausp design and characterization of libraries of molecular fragments for use in nmr screening against protein targets antihypertensive drug valsartan in solution and at the at1 receptor: conformational analysis, dynamic nmr spectroscopy, in silico docking, and molecular dynamics simulations combining in silico tools and nmr data to validate protein−ligand structural models: application to matrix metalloproteinases nmr-filtered virtual screening leads to non-metal chelating metallo-β-lactamase inhibitors metallo-β-lactamase inhibitors inspired on snapshots from the catalytic mechanism synthesis of potent dishevelled pdz domain inhibitors guided by virtual screening and nmr studies paramagnetic nmr in drug discovery paramagnetic nmr in drug discovery paramagnetic nmr in solution and the solid state clanp-an artificial paramagnetic centre to study proteins by nmr current nmr techniques for structure-based drug discovery requirements on paramagnetic relaxation enhancement data for membrane protein structure determination by nmr paramagnetic nmr as a new tool in structural biology edta-derivatized deoxythymidine as a tool for rapid determination of protein binding polarity to dna by intermolecular paramagnetic relaxation enhancement dna as a target for drug action the structural effects of the cys-s-s-cys bridge exchange by the his-cu(ii)-his motif studied on natural peptides-a promising tool for natural compounds-based design towards reproducible computational drug discovery utilization of paramagnetic relaxation enhancements for structural analysis of actin-binding proteins in complex with actin monitoring dynamics of large membrane proteins by 19f paramagnetic longitudinal relaxation: domain movement in a glutamate transporter homolog solid-state nmr spectroscopy on complex biomolecules solid-state nmr spectroscopy as a tool for drug design: from membrane-embedded targets to amyloid fibrils new approaches to the characterization of drug candidates by solid-state nmr saikiran solid state nuclear magnetic resonance spectroscopy-a review solid-state nmr spectroscopy in pharmaceutical research and analysis solid-state nuclear magnetic resonance spectroscopy: theory and pharmaceutical applications recent advances in solid-state nuclear magnetic resonance spectroscopy solid-state nmr in drug design and discovery for membrane-embedded targets the effect of drug loading on micelle properties: solid-state nmr as a tool to gain structural insight zinc-binding structure of a catalytic amyloid from solid-state nmr aggregation of biologically important peptides and proteins: inhibition or acceleration depending on protein and metal ion concentrations principles of early drug discovery hit discovery and hit-to-lead approaches chapter twelve-hit-to-lead: hit validation and assessment biophysics: for hts hit validation, chemical lead optimization, and beyond advances in nuclear magnetic resonance for drug discovery validation of drug-like inhibitors against mycobacterium tuberculosis l-aspartate α-decarboxylase using nuclear magnetic resonance expression of bacterial l-aspartate-alpha-decarboxylase in tobacco increases beta-alanine and pantothenate levels and improves thermotolerance methods for identification of false positives in biochemical screens alarm nmr: a rapid and robust experimental method to detect reactive false positives in biochemical screens alarm nmr for hts triage and chemical probe validation assay interference and off-target liabilities of reported histone acetyltransferase inhibitors a combination of 19f nmr and surface plasmon resonance for site-specific hit selection and validation of fragment molecules that bind to the atp-binding site of a kinase deconstruction of a nutlin: dissecting the binding determinants of a potent protein-protein interaction inhibitor monitoring binding of hiv-1 capsid assembly inhibitors using 19f ligand-and 15n protein-based nmr and x-ray crystallography: early hit validation of a benzodiazepine series is nmr fragment screening fine-tuned to assess druggability of protein-protein interactions de novo design of chiral organotin cancer drug candidates: validation of enantiopreferential binding to molecular target dna and 5 -gmp by uv-visible, fluorescence, 1h and 31p nmr inhibiting the p53-mdm2 interaction: an important target for cancer therapy inhibiting mdm2-p53 interaction suppresses tumor growth in patient-derived non-small cell lung cancer xenograft models targeting p53-mdm2-mdmx loop for cancer therapy. in mutant p53 and mdm2 in cancer mdm2 small-molecule antagonist rg7112 activates p53 signaling and regresses human tumors in preclinical cancer models small molecules, big targets: drug discovery faces the protein-protein interaction challenge exploring protein-protein interactions as drug targets for anti-cancer therapy with in silico workflows targeting protein-protein interactions for drug discovery protein-protein interaction modulators: advances, successes and remaining challenges sb 203580 is a specific inhibitor of a map kinase homologue which is stimulated by cellular stresses and interleukin-1 novel homologues of csbp/p38 map kinase: activation, substrate specificity and sensitivity to inhibition by pyridinyl imidazoles an accurate pharmacophore mapping method by nmr spectroscopy protein-ligand docking guided by ligand pharmacophore-mapping experiment by nmr the inter-ligand overhauser effect: a powerful new nmr approach for mapping structural relationships of macromolecular ligands sar by iloes: an nmr-based approach to reverse chemical genetics targeting apoptosis via chemical design: inhibition of bid-induced cell death by small organic molecules epitope mapping and competitive binding of hsa drug site ii ligands by nmr diffusion measurements a saturation transfer nmr-based method for determining the structures of protein−ligand complexes how much nmr data is required to determine a protein-ligand complex structure? o-tert-butyltyrosine, an nmr tag for high-molecular-weight systems and measurements of submicromolar ligand binding affinities sensitive nmr approach for determining the binding mode of tightly binding ligand molecules to protein targets solvent accessibility, ligand binding, and mapping of ligand orientation by nmr spectroscopy direct nmr probing of hydration shells of protein ligand interfaces and its application to drug design protein-ligand structure determination with the nmr molecular replacement tool, nmr2 nmr-based determination of the 3d structure of the ligand-protein interaction site without protein resonance assignment the nmr2 method to determine rapidly the structure of the binding pocket of a protein-ligand complex with high accuracy protein-fragment complex structures derived by nmr molecular replacement using ligand-induced protein chemical shift perturbations to determine protein-ligand structures automatic mapping of perturbed and unperturbed regions of proteins and complexes applications of in-cell nmr in structural biology and drug discovery protein 19f nmr in escherichia coli 3d structure determination of a protein in living cells using paramagnetic nmr spectroscopy structure of proteins in eukaryotic compartments direct structural evidence of protein redox regulation obtained by in-cell nmr cell nmr spectroscopy in protein chemistry and drug discovery high-resolution heteronuclear multidimensional nmr of proteins in living insect cells using a baculovirus protein expression system isotope labeling for solution and solid-state nmr spectroscopy of membrane proteins. in isotope labeling in biomolecular nmr 19f-nmr in target-based drug discovery applications of 19f-nmr in fragment-based drug discovery methyl groups as probes for proteins and complexes in in-cell nmr experiments nmr-based investigations into target dna search processes of proteins isotope labeling strategies for nmr studies of rna the first successful observation of in-cell nmr signals of dna and rna in living human cells g-quadruplex dna and ligand interaction in living cells using nmr spectroscopy nmr profiling of histone deacetylase and acetyl-transferase activities in real time a multiplexed nmr-reporter approach to measure cellular kinase and phosphatase activities in real-time an adhesive 19f mri chemical probe allows signal off-to-on-type molecular sensing in a biological environment scaffolding proteins and their role in viral assembly mechanism of scaffolding-assisted viral assembly structure of the coat protein-binding domain of the scaffolding protein from a double-stranded dna virus11edited by m. summers structural assembly of the tailed bacteriophage φ29 nmr mapping of disordered segments from a viral scaffolding protein enclosed in a 23 mda procapsid hydrogen exchange of monomeric α-synuclein shows unfolded structure persists at physiological temperature and is independent of molecular crowding in escherichia coli investigating macromolecules inside cultured and injected cells by in-cell nmr spectroscopy physicochemical properties of cells and their effects on intrinsically disordered proteins (idps) beyond the paradigm: combining mass spectrometry and nuclear magnetic resonance for metabolomics sample collection and preparation of biofluids and extracts for gas chromatography-mass spectrometry gas chromatography-mass spectrometry of biofluids and extracts application of nmr metabolomics to search for human disease biomarkers optimized metabolite extraction from blood serum for 1h nuclear 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nmr determinants for optimal enhancement in ex situ dnp experiments hyperpolarized nmr spectroscopy: d-dnp, phip, and sabre techniques this article is an open access article distributed under the terms and conditions of the creative commons attribution (cc by) license the authors would like to thank king abdullah university of science and technology (kaust) for financial support. the authors declare no conflict of interest. key: cord-000204-hd12p867 authors: wu, han-chung; chang, de-kuan title: peptide-mediated liposomal drug delivery system targeting tumor blood vessels in anticancer therapy date: 2010-05-05 journal: j oncol doi: 10.1155/2010/723798 sha: doc_id: 204 cord_uid: hd12p867 solid tumors are known to recruit new blood vessels to support their growth. therefore, unique molecules expressed on tumor endothelial cells can function as targets for the antiangiogenic therapy of cancer. current efforts are focusing on developing therapeutic agents capable of specifically targeting cancer cells and tumor-associated microenvironments including tumor blood vessels. these therapies hold the promise of high efficacy and low toxicity. one recognized strategy for improving the therapeutic effectiveness of conventional chemotherapeutics is to encapsulate anticancer drugs into targeting liposomes that bind to the cell surface receptors expressed on tumor-associated endothelial cells. these anti-angiogenic drug delivery systems could be used to target both tumor blood vessels as well as the tumor cells, themselves. this article reviews the mechanisms and advantages of various present and potential methods using peptide-conjugated liposomes to specifically destroy tumor blood vessels in anticancer therapy. one of the primary goals of a successful cancer treatment regimen is to deliver sufficient amounts of drug to tumors while minimizing damage to normal tissues. most chemotherapeutic agents enter normal tissues in the body with indiscriminate cytotoxicity and do not preferentially accumulate at tumor sites. at times the dose reaching the tumor may be as little as 5% to 10% of the doses accumulating in normal organs [1, 2] . one reason for the inability for drugs to accumulate at target sites is that the interstitial fluid pressure (ifp) in solid tumors is higher than in normal tissues, that blocking transcapillary transport of chemotherapeutic drugs or antibodies [3] [4] [5] . in this way, the anticancer effect is decreased and toxic effect to normal cells is increased. fear of severely harming the patients often limits the dose of anticancer drugs that can be given to a patient. these lower than optimal doses elicit incomplete tumor responses which leads to disease relapse and drug resistance. therefore, most cancer drugs fail in clinical studies not because they are ineffective in killing cancer cells but because they cannot be administered in doses high enough to eradicate the tumor without severely harming the patient. several approaches have been developed to improve the ability of anticancer drug to more specifically target tumors and avoid normal organs. one of the most effective strategies is to encapsulate drugs in particles that deliver them preferentially to tumor sites. for example, liposome particles have been found able to deliver radionuclides, genes, and chemotherapeutic agents to tumor sites. [6] [7] [8] [9] [10] . another promising strategy is to encapsulate anticancer drugs in liposomes conjugated with moieties, such as antibodies and peptides, that target particular types of target tumor cells or tumor vasculatures [11] [12] [13] . use of internalizing ligands for targeting liposomes conjugated with such moieties makes it possible to deliver the chemotherapeutic drugs encapsulated within them to the cytosol through the receptor-mediated endocytosis [14] [15] [16] [17] . this article reviews the current research in developing liposomal drug delivery systems that use peptide ligands to target blood vessels in solid tumors. we discuss the identification of peptides that can target tumor blood vessels and the use of targeting and nontargeting 12 ggt gga ggt tcg-3 figure 1 : selection of peptides that target tumor blood vessels using in vivo phage display. peptide or antibody libraries are expressed as fusion proteins with a coat protein (piii) of a bacteriophage, and the fused proteins are displayed on the surface of the virion. a phagedisplayed peptide library was injected through the tail vein of tumor-bearing mice. eight minutes after injection, the mice were perfused through the heart. phage recovered from the tumor was amplified and reinjected in mice for another four rounds. tumor-targeting phages were further identified by in vivo tumor-homing assay, synthetic peptide binding and competition assay, and immunohistochemical staining. the identified peptides can be used as ligands to recognize cell surface markers or tumor antigens to develop targeted therapy. scid mice bearing human cancer xenografts were successfully treated with ligand-conjugated antiangiogenic targeting liposomes. liposomes to encapsulate and deliver chemotherapeutic drugs to tumor sites. virtually every conventional cytotoxic drug has been found to be antiangiogenic in in vitro and in vivo models [18] . one treatment approach known as metronomic therapy uses frequent administrations of low-dose antiangiogenic agents to destroy vessels in tumors while decreasing the toxicity to normal tissues [19] [20] [21] . for example, it has been found in mice that frequent administration of relatively low, noncytotoxic doses of liposome-encapsulated doxorubicin can shrink various solid tumor xenografts [13, 16] . the antiangiogenic agent bevacizumab (avastin), a humanized monoclonal antibody against vascular endothelial growth factor (vegf), has been used with some success to treat advanced colon cancer. one study compared the effect using three chemotherapeutic agents alone to treat advanced colon cancer with using the three agents combined with bevacizumab [22] . they found that the combined use of chemotherapeutic agents and bevacizumab extended overall survival by approximately 4.7 months compared to the use of chemotherapeutic agents alone [22] . other angiogenesis inhibitors, including sunitinib and sorafenib, have also been found to improve clinical outcomes when used to treat various cancer types [23, 24] . the targeting of proliferating endothelial cells in the blood vessels of tumors has several advantages. first, endothelial cells in malignant tumors are genetically stable, nonmalignant, and rarely drug resistant, compared to the cancer cells [19, 21] . however, some recent studies show that tumor-associated endothelial cells can acquire cytogenetic abnormalities while they are in the tumor microenvironment [25, 26] . second, the destruction of endothelial cells using this method amplifies the drugs antitumor effect. it has been reported that the elimination of one endothelial cell can inhibit the growth of as many as a hundred tumor cells [27, 28] . third, antiangiogenic therapy decreases ifp within the tumor allowing better penetration by chemotherapeutic agents [29] [30] [31] [32] . for example, jain found that bevacizumab could decrease ifp by normalizing tumor vasculature and decreasing vascular leakage [29, 33] . fourth, antiangiogenic therapy is known to inhibit the growth of both primary and metastatic solid tumors. finally, intravenously injected angiogenesis inhibitors can directly reach endothelial cells. in addition, we can take advantage of the differences between endothelial cell plasma membrane proteins (i.e., vascular zip codes) to develop drug delivery systems capable of guiding therapeutic or imaging agents to a particular [13, 14, 50] . the reaction was completed and confirmed by quantifying the remaining amino groups using tnbs (trinitrobenzenesulfonate) reagent [51] . peptidyl-peg-dspe was transferred to preformed liposomes after coincubation at a temperature above the transition temperature of the lipid bilayer [52] . there were 500 peptide molecules per liposome [53] . the mean diameter of the targeting liposome is approximately 75 nm [2, 13] . organ or tumor [34, 35] . endothelial cells of blood vessels within solid tumors express certain molecular structures that are absent or minimally detectable in normal blood vessels [13, 36, 37] . these structures can be used as molecular targets for antitumor treatment. the key to delivering drugs specifically to these targets is to identify and use ligands that specifically bind to and that can be internalized by endothelial cells in tumors. combinatorial peptide libraries displayed on microorganisms have become a research tool for identifying cell surface-binding peptides that can become targets for antitumor treatment. of the many molecular display techniques, phage display has been the most popular approach. phage display is a selection technique in which a peptide or protein is fused with a coat protein of bacteriophage and displayed on the surface of the virion. phage-displayed random peptide libraries have helped researchers map b-cell epitopes [38] [39] [40] , discover protein-protein contacts [41, 42] , and identify bioactive peptides bound to receptors [43, 44] or proteins [45, 46] . peptide libraries can be used to find disease-specific antigens [47, 48] and cell[2, 49] and organ-specific peptides [16, 35, 36] . recently, using affinity selection (biopanning) of phagedisplayed peptide libraries, researchers have discovered molecules that are expressed on tumor blood vessels exclusively [16, [34] [35] [36] . the strategy for identifying tumortargeting ligands and developing ligand-mediated targeted therapy is shown in figure 1 . researchers have used in vivo affinity selection of phage libraries to identify peptides that interact with the molecules found on endothelia in tumors [34, 36] . the ngr peptide motif targets angiogenic blood vessels [36] and the tumor-homing property of ngr motif relies on recognition of a cd13 isoform selectively expressed within tumor blood vessels [54] . compared with the nontargeting liposomal doxorubicin (caelyx), ngr peptide-conjugated caelyx significant improvements in survival was seen in clinically relevant animal models of neuroblastoma, ovarian, and lung cancers [17] . another peptide, sp5-52, has been found to recognize blood vessels created in tumors but not normal blood vessels in severe combined immunodeficiency (scid) mice bearing solid tumors. several selected phage clones display pro-ser-pro, a motif crucial to peptide binding to tumor neovasculature [13] . several tumor homing peptides have been found to bind to blood vessels in surgical specimens of human cancer and they have also been found to home to tumor tissues of different human tumor xenografts as confirmed by in vivo homing assays [16] . these studies found a greater correlation between increased tumoral accumulation of the targeting liposomes and antitumor efficacy than the accumulation of free drugs or drugs formulated in the nontargeting liposomes [2, 13, 16 ]. most of the drug delivery systems approved for marketing are liposomal-or lipid-based formulations or therapeutic molecules linked to polyethylene glycol (peg) [6, 10, 55, 56] . one such product is pegylated liposomal doxorubicin, figure 3 : diagram of the molecular mechanism of peptide-conjugated liposomes on cancer therapy. these liposomes prolong circulation time in blood and improve pharmacokinetic and biodistribution of their encapsulated drugs. after intravenous administration, liposomes are large enough to be excluded from normal endothelium. in solid tumors, the angiogenic tumor vasculature becomes leakiness that particulate liposomes can extravasate and localize in the tissue interstitial space making it possible for more drug delivering liposomes to accumulate within the tumor by epr effect. coupling liposomes with peptides targeted to tumor cells or tumor vasculature further enhances the specificity and accumulation of liposomes in the tumor. on arrival in the tumor tissues, the liposomes are bound and internalized by tumor cells or tumor-associated endothelial cells through receptor-mediated endocytosis, fused with the low ph compartments of the endosomes, and subsequently broken down the liposomes and to release encapsulated drugs into the intracellular space of the cells. which is known as doxil in the us and caelyx in europe [57] . it is currently approved for the treatment of aidsrelated kaposi's sarcoma and recurrent ovarian cancer in north america, europe, and other countries, and for metastatic breast cancer in europe. liposome-encapsulated doxorubicin has been found to significantly improve the therapeutic index of doxorubicin both in preclinical [58] [59] [60] and in clinical studies [61] [62] [63] [64] . an important advantage of pegylated liposomal doxorubicin is that the heart muscle uptakes much less of it than free doxorubicin [58, 65] . one study found no cardiotoxicity in 40 patients receiving cumulative doses of 500-1500 mg/m 2 of doxorubicin [62] . free doxorubicin, on the other hand, is limited to a maximum recommended cumulative dose of 450-550 mg/m 2 . colbern et al. found that the activity of pegylated liposomal doxorubicin 1-2 mg/kg was almost equivalent to that of free doxorubicin 9 mg/kg in mouse lewis lung carcinoma [59] . one clinical study reported that most (>98%) of the drug circulating in the blood stream remains in encapsulated in liposomes [61] , suggesting that little of the liposomal drugs will be leaked to the circulation system during its journey to the tumor tissues. the hyperpermeability of tumor vasculature is a key factor for the success of liposome-delivered chemotherapy agents. the "leakiness" of the angiogenic tumor vasculature is estimated to have an average pore size of 100-600 nm [66] . these pores are significantly larger than the gap junction found in normal endothelium, which are typically <6 nm wide [67] . liposomes with diameters of approximately 65-75 nm [13, 14, 50] are small enough to passively infiltrate tumor endothelium but large enough to be excluded from normal endothelium. hence, they selectively extravasate into the tumor interstitial space. in the tissue of solid tumors, vasculature becomes so permeable that particulate liposomes can extravasate and localize in the tissue interstitial space [6, 10] . in addition, tumor tissues frequently lack effective lymphatic drainage [3] , which means that the liposomes can be retained longer. together, these factors increase the journal of oncology 5 accumulation of the drug within the tumor, which has been referred to as the "enhanced permeability and retention (epr) effect" by maeda et al. [68, 69] . epr-mediated passive tumor targeting by liposomes can increase the concentration of drugs in solid tumors by as much as ten times, compared to free drugs [70] . passively targeted liposomal drug delivery systems have some disadvantages. normal organ uptake of liposomes leads to accumulation of the encapsulated drug in mononuclear phagocytic system cells in the liver, spleen, and bone marrow [63] , which may present hazards to these tissues. for example, with increased circulation time of these drugs may come increased toxicity inducing such problems as handfoot syndrome, mucositis, and hematological toxicities such as neutropenia, thrombocytopenia, and leucopenia [71] [72] [73] [74] . therefore, ongoing research aims at enhancing the tumor site-specific action of the liposomes by attaching ligands to surface molecules of tumor cells and tumor vasculature, a process called active or ligand-mediated targeting liposomes [5, 6, 13, 75] . the disadvantage of the passive pegylated liposomes can be overcome by creating ligand-mediated targeting liposomes with more selective anticancer activity. the activity of anticancer drugs can be enhanced by coupling targeting moieties to the surface of liposomes to promote selective binding to tumor-associated antigens and facilitate the delivery of drug-containing liposomes to the intended cellular sites. this drug delivery system has a higher drug-to-carrier ratio than immunoconjugates and multivalent presentation of ligands, which increases their binding avidity [11] . antibodies that bind to tumor-specific antigens have so far yielded little success as a drug delivery system for solid tumors, which make up more than 90% of all cancers in humans. although monoclonal antibodies have shown clinical potential as tumor targeting agents, they are limited by their large molecular size and poor tumor penetration [76] , by the immunogenicity associated with immunoliposomes, and by their toxicity to liver and bone marrow from nonspecific antibody uptake. these limitations can be overcome by using peptide ligands, which are smaller, less immunogenic molecules, and easier to produce and manipulate. furthermore, peptide ligands have moderate affinity to antigens, which is beneficial because extremely high affinity of antibody-binding can impair tumor penetration [77] . compared with antibody ligands, peptide ligands can improve tumor penetration and decrease mps clearance of conjugated liposomes [50, 78] . the increasing use of peptides as targeting ligands has been aided by the use of phage display to identify novel ligands (figure 1 ). researchers have already produced liposomes conjugated with ligands that specifically target tumor cells or tumor vasculature [5, 16, 17] . peptide-conjugated liposomes have three main components: anticancer drug, a liposome carrier, and targeting peptide ( figure 2 ). remote loading methods such as the ammonium sulfate method [13, 79] and the ph gradient method [80] can encapsulate weak bases such as doxorubicin or vinorelbine into the liposomes with more than 95% efficiency. schedule-dependent drugs such as vinca alkaloids, topotecan, and 5-fluorouracil are also potential candidates for liposomal delivery because they can extend the time when cancer cells are exposed to therapeutic levels of the drug. the bioavailability and pharmacodynamics of liposomeencapsulated chemotherapeutic drugs must be considered in developing these delivery systems. to take advantage of the epr effect, liposomes need to have long half-lives so that the drug stays within the carrier as long as possible in blood circulation until it accumulates in diseased tissues [81] . once liposomes are localized to a solid tumor, the drug they contain must be released and become bioavailable at a rate remains therapeutically effective for a period of time. the rate of active drug's release into tumor cells, not the total drug concentration in the tumor tissues, is critical for measuring the actual bioavailability of the liposomal drug [16] . some targeting liposomes have not been found to have greater therapeutic efficacy than passive liposomal drugs, possibly because the lack of internalizing ligands does not give the drug greater access inside tumor cells [82, 83] . drug delivery can be further enhanced if the liposome-attached ligands bind selectively to internalizing antigens which would help increase the concentration of drugs inside tumor or tumor-associated endothelial cells resulting in higher drug concentration inside the cells [13, 15, 84, 85] . this binding to internalizing antigens by ligands can induce receptor-mediated endocytosis of liposomes into endosome compartments with low ph, where the liposomes break down and release the encapsulated drug into the intracellular space ( figure 3 ). these steps lead to higher intracellular drug concentration and greater destruction or inhibition of tumor cells. studies have confirmed greater cytotoxic effects produced by liposomes with peptides that target internalizing antigens through enhanced specificity and improved drug bioavailability [2, 16] . the use of drug-encapsulated liposomes with ligands to target tumor blood vessels allows us to destroy both tumor blood vessels and tumor cells. in mice bearing human cancer xenograft, low dose of peptide-conjugated liposomal doxorubicin has been found to markedly inhibit vascularization and reduce total volume and weight of tumors [13, 16, 17] . the immunofluorescent analysis of the tumors in several studies has revealed an association between significant decreases in microvessel density and increases in the apoptosis of tumor cells and tumor-associated endothelial cells. the severe damage to tumor vasculature caused by peptide-conjugated liposomal doxorubicin throughout the tumors suggested an improvement in chemotherapeutic efficacy over nontargeting liposomes and conventional drugs [13, 16, 17] . this dual action may produce a greater, more durable anticancer effect than is found with the use of simple antiangiogenic therapy. one peptide-conjugated liposome can deliver over ten thousand anticancer drug molecules directly into target tumor cells efficiently and effectively. the targeted and sustained release of the drug molecules can increase the maximum tolerated dose (mtd) of the cytotoxic drugs 6 journal of oncology and dramatically lower dose-limiting toxicities, and in turn prevent treatment delay or discontinuation. the affinity of targeting ligands may allow the liposomes to move past the high ifp barrier within tumors [4, 5, 13, 16] . advances in nanotechnology and molecular biology are moving us closer to developing an ideal "multifunctional smart nanodrug delivery system" using various types of ligands and drugs based on the kinds of diagnosis, imaging, or therapy needed. such smart nanodrug delivery systems will allow accurate, specific, and noninvasive disease treatment, early diagnosis, and monitoring. in the future, combining ligands that specifically bind to cancer cells (including cancer stem cells) and tumor blood vessels with multifunctional liposomal drug delivery systems may help improve the effectiveness of cancer treatment and minimize the side effects traditionally associated with chemotherapy. the development of highly selective anticancer drugs that can discriminate between tumor cells and normal cells is the most important goal of current oncology research. the potential use of ligand-conjugated liposome-encapsulated drugs to target tumor cells and vasculature is very promising. peptides that specifically bind to tumor targets can be coupled to the peg terminus of sterically stabilized liposomes and subsequently precisely deliver chemotherapeutic agents to tumor cells or blood vessels. peptide-mediated liposomes that target vasculature are a new generation of chemotherapy delivery systems with superior pharmacokinetics, controlled biodistribution, efficacy, and safety profiles. 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human ovarian carcinoma in vitro and in vivo nuclear delivery of doxorubicin via folate-targeted liposomes with bypass of multidrug-resistance efflux pump antibody targeting of doxorubicin-loaded liposomes suppresses the growth and metastatic spread of established human lung tumor xenografts in severe combined immunodeficient mice anti-her2 immunoliposomes: enhanced efficacy attributable to targeted delivery acknowledgment h-c. wu is supported by the funding from academia sinica and national science council, taiwan. key: cord-006226-fn7zlutj authors: nan title: abstracts of the 4th annual meeting of the german society of clinical pharmacology and therapy: hannover, 14–17 september 1994 date: 1994 journal: eur j clin pharmacol doi: 10.1007/bf00193489 sha: doc_id: 6226 cord_uid: fn7zlutj nan grapefruit juice may considerably increase the systemic bioavailability of drugs as felodipine and nifedipine. this food-drug interaction has potential practical importance because citrus juices are often consumed at breakfasttime when drugs are often taken. it is likely that a plant flavonoid in grapefruit juice, naringenin, is responsible for this effect (inhibition of cytochrome p-450 enzymes in the liver or in the small intestinal wall). ethinylestradiol (ee2), the estrogen of oral contraceptive steroides, shows a high first-pass-metabolism in vivo. therefore, the purpose of this study is to test the interaction between grapefi-uite juice and ee 2, the area under the serum concentration-time curve (auc0_24h) ofee 2 was determined in a group of young healthy women (n = 13) on day 4 + 1 ofmenstruale cycle. to compare intraindividually, the volunteers were randomly allocated to two test days. the female volunteers took 50 lag ee 2 together with either 200 ml of herb tea or with the same amount of grapefruit juice (content of naringenin 887 mg/1). furthermore, on the day of testing the women drank 4 times 200 ml of the corresponding fluid every three hours up to four times. the auc0.24 h of ee 2 amounts to 1110.5 + 637.7 pg x mi-1 x h after the administration of the drug with grapefruit juice; that means 28 % higher in comparison to 868 0 + 490.0 pg x m1-1 x h after concomitant intake of tea. also, the mean cmax-value increases to 37 %, p _< 0.01 (117.5 + 53.2 pg x m1-1 and 85.5 + 32.9 pg x m1-1, respectively). this result shows that the systemic bioavailability ofee 2 increases after intake of the drug with grapefruit juice. the extent of this effect is lower than the extent of known interindividual variability. procarbazine is a tumourstafic agent widely used m hodgin's disease, non-hodgldn's lymphomas and mmours of brain and lung. procarbazine is an inactive prodrug which is converted by a cytochrome p 450 mediated reaction to its active metabolites, in the first step to azoprocarbazine. the kinetics of both procarbazine and azoprocarbazine is not described in humans up to now. on 10 turnout patients we have investigated the plasma kinetics of both procarbazine and azoprocarbazine after oral adminislxation of 300 mg procarbazine in form of capsules and drink solution, respectively. a hplc method with uv-detection (254 nrn) and detection limits of 50 and 150 ng/ml was developed for procarbazine and azoprocarbazine respectively. after both the capsules and drink solution the parent drug could be detected in plasma only for 1 h. in contrast the tl/2 of terminal elimination of azoprocarbazine was estimated in the range of 0,9 to 6,5 h with a mean of 2,96 h -2 + 1,46 h. the auc of procarbazine was less than 5 % of that of azoprocarbazine. cma x values of azoprocarbazine were determined in the range of 1,3 to 6,l gg/ml. in comparison to the drink solution we determined on the basis of the plasma levels of azoprocarbazine a bioavailability of the therapeutic used procarbazine capsules of 93,1 + 26,3 %. prostaglandin e1 (pge1) is used for the treatment of patients with peripheral arterial disease, and probably effective due to its vasodilator and antiplatelet effects. l-arginine is the precursor of endogenously synthesized nitric oxide (no). in healthy human subjects, larginine also induces peripheral vasodi]ation and inhibits platelet aggregation due to an increased no production. in the present study the influence of a single intravenous dose of l-arginine (30g, 60 min) or pge1 (40p.g, 60 min) on blood pressure, peripheral hemodynamics (femoral artery duplex sonography), and urinary no3-and cgmp excretion rates was assessed in ten patients with peripheral arterial disease (fontaine iii -iv). blood flow in the femoral artery was significantly increased by l-arginine by 68% (p < 0.01), and by pge1 by 25% (p < 0.05). l-arginine more strongly decreased systolic and diastolic blood pressure than pge1. plasma arginine concentration was increased 4-fold by l-arginine, but unaffected by pge1. urinary excretion of no3-increased by 118% after l-arginine (p < 0.05), and by 78% after pge1 (p = n.s.). urinary cgmp excretion increased by 76% after l-arginine and by 43% after pgei (each p = n.s.). we conclude that intravenous l-arginine decreases peripheral arterial resistance, resulting in enhanced blood flow and decreased blood pressure in patients with peripheral arterial disease. these effects were paralleled by increased urinary no3-excretion, indicating that systemic no production was enhanced by the infusion. increased no3-excretion may be a sum effect of no synthase substrate provision (l-arginine) and increased shear stress (pge1 and l-arginine). it is weli established that the endothelial edrf/no-mediated relaxing mechanism is impaired in atherosclerotic and in hypertensive arteries. recently it was suggested that primary pulmonary hypertension might be another disease in which the endothelial edrf/no pathway is disturbed. we tested the hypothesis that intravenous administration of l-arginine (l-arg), the physiological precursor of edrf/no, stimulates the production of no, subsequently increasing plasma cgmp levels and reducing systemic and / or pulmonary vasular resistance, in patients with coronary heart disease (chd; n = 15) and with primary pulmonary hypertension (pph; n = 5). l-arg (30g, 15 min) or placebo (nac1) was infused in chd patients, and l-arg was infused in pph patients undergoing cardiac catheterization. mean aortic (pao) and pulmonary (ppul) arterial pressures were continuously monitored. cardiac output (co; by thermodilution), and total peripheral resistance (tpr) were measured before and during the infusions. plasma cgmp was determined by ria. in chd patients, pao decreased from 87.2 + 4.9 to 81.8 + 5. mm hg during l-arg (p<0.05), whereas ppul was unchanged. tpr decreased from 1008.9 -+ 87.9 to 845.0 +81.7 dyne sec cm -5 during l-arg administration (p<0.01). co significantly increased during l-arg (from 7.3 + 2.8 to 8.1 + 0.9 1/min, p<0.05). placebo did not significantiy influence any of the haemodynamic parameters, cgmp slightly increased by 12.2 + 9.6% during l-arg, but slightly decreased during placebo (-12.3 +9.2 %)(p < 0.05 for l-arg vs. placebo). in pph patients, l-arg induced no significant change in pao, tpr, and co. mean ppul was 63.4 + 8.8 mm hg at the beginning of the study, but was only slightly reduced by l-arg to 55.0 + 12,3 mm hg (p = n.s.). plasma cgmp was not affected by l-arg in these patients. we conclude that l-arg stimulates no production and induces vasorelaxation in chd patients, but not in patients with primary pulmonary hypertension. thus, the molecular defects underlying the impaired no foimation may be different m both diseases. institutes of clinical pharmacology, *cardiology, and **pneumology, medical school, hannover, germany. the influence of submaximal exercise on the urinary excretion of 2,3-dinor-pgflc, (the major urinary prostacyclin metabolite), 2,3dinor-txb2 (the major urinary thromboxane a2 metabolite), and pge2(originating from the kidney), and on platelet aggregation was assessed in 6 untrained and 10 endurance-trained male subjects before and after 7 days of 50 rag/day of aspirin. urinary 2,3-dinor-txb2 excretion was significantly higher in the athletes at rest (p < 0.05). submaximal exercise increased urinary 2,3-dinor-6-keto-pgfl~ excretion without affecting 2,3-dinor-txb2 or pge2 excretion or platelet aggregation. aspirin treatment induced an -80% inhibition of platelet aggregation and 2,3-dinor-txb2 excretion in both groups. however, urinary 2,3-dinor-6-keto-pgfl~ was inhibited by only 24% in the untrained, but by 51% in the trained group (p <0.05). urinary pge2 was unaffected by aspirin in both groups, indicating that cyclooxygenase activity was not impaired by a systemic aspirin effect. after low dose aspirin administration, the same selective stimulatory effect of submaximal exercise on urinary 2,3-dinor-6-keto-pgfl~ excretion was noted in both groups as before. the ratio of 2,3-dinor-6-keto-pgfld2,3-dinor-txb2 was increased by exercise; this effect was potentiated by aspirin (p < 0.05). our results suggest that the stimulatory effect of submaximal exercise on prostacyclin production is not due to an enhanced prostacyclin endoperoxide shift from activated platelets to the endothelium, but rather the result of endothelial prostacyclin synthesis activation from endogenous precursors. 50 mg/day of aspirin potentiates the favorable effect of submaximal exercise on endothelial prostacyclin production by selectively blocking platelet cyclooxygenase activity. institute of clinical pharmacology, medical school, hannover, germany. soluble guanylyl cyclases (gc-s) are heterodimeric hemeproteins consisting of two protein subunits (70 kda, 82 kda). the enzyme is activated by nitric oxide (no) and catalyzes the formation of the signal molecule "cgmp" (cyclic guanosine-3's'-monophosphate) from gtp. numerous physiological effects of cgmp are already very well characterized. however, detailed insights in the no-activation mechanism of this enzyme have been described to date only in a hypothetical model (1). recently, this concept was supported by experimental data using sitedirected mutagenesis to create a no-insensitive soluble guanylyl cyclase mutant (2). it is generally accepted that the prostethic heine-group plays a crucial role in the activation mechanism of this protein. nonetheless, some interesting questions with regard to structure and regulation of soluble guanylyl cyclases still need to be uncovered (e.g. activation with other free radicals, such as carbon monoxide). since this kind of studies is limited so far by isolating large quantities of a biologically active enzyme with conventional purification techniques, the recombinant protein was expressed in the baculovirus / insect cell system. we describe here the construction and characterization of recombinant baculoviruses, harboring the genes that encode both protein subunits of the soluble guanylyl cyclase. insect cells infected with these recombinant baculoviruses produce between 20-30% (as related to total cell protein) of functional soluble guanylyl cyclase. positive infection was monitored as a change in morphology of the cells and by production of the respective recombinant viruses detected by polymerase-chain-reaction (pcr). so far examined, the recombinant enzyme exhibits similar physicochemical characteristics as the "natural" protein. exogenous addition of several heme analogues to the infected cells is able to either stimulate or inhibit the enzymatic activity of gc-s. we are confident to purify milligram amounts of the recombinant protein in the near future. pet studies of myocardial pharmacology have principally concerned the sympathetic nervous system and u'acers have been developed to probe the integrity of both pre-and post-synaptic sites. the sympathetic nervous system plays a crucial role in the control of heart rate and myocardial contractility as well in the conlrol of the coronary circulation. alterations of this system have been implicated in the pathophysiology of a number of .cardiac disorders, in particular, heart failure, ventricular arrhythmogenesis, coronary artery disease, idiopathic dilated and hypertrophic cardiomyopathy. several beta blockers have been labelled with carbon-ll for imaging by pet. the most promising of these is cgp 12177 which is a non-selective beta adrenoceptor anatagonist particularly suited for pet studies due to its high affinity and low lipophilicity, thus enabling the functional receptor pool on the cell surface to be studied. studies in our institution in a group of young healthy subjects have yielded bmax values of 10.4_+1.7 pmol/g myocardium. these data are consistent with literature values of bmax for beta adrenoceptors in human ventricular myocardium determined by a variety of in vitro assays. a recent study in patients with hypertrophic cardiomyopathy has shown that myocardial beta adrenoceptor density is decreased by approximately 25-30% relative to values in normal subjects. the decrease in receptor density occurs in both hypertrophied and nonhypertrophied portions of the left ventricle. these data are consistent with the hypothesis that sympathetic overdrive might be involved in the phenotypic expression of hypertrophic cardiomyopathy. a further decrease of myocardial beta adrenoceptor density (to levels well below 76_5-7.7 pmol/g) has been observed in those patients with hypertrophic cardiomyopathy who procede to ventricular dilatation and heart failure. cyp1a1 hydroxylates polycyclic aromatic hydrocarbons such as benzo(a)pyrene occurring e.g. in cigarette smoke. two hereditary mutations are discovered: ml, a t to c transition 1,194 bp downstream of exon 7; m2, located at position 4,889 in exon 7 representing an a to g transition resulting an isoleucine to valine substitution in the heme-binding region. recently we could demonstrate in caucasians that carriers of the m2-mutation possess an increased risk towards lung cancer (drakoulis et al clin.lnvestig. 72:240,1994) , whereas the ml-mutation shows no such association. the phasg-ii enzyme gstm1 catalyses the conjugation of glutathione to electrophilic compounds such as products of cyp1ai. gstm1 is absent in 50.9% of the caucasian population due to base deletions in exon 4 and 5 of the gene. we found no contrariety in the gstm1 distribution, including frequencies of type a (p.) and type b (v) among lung cancer patients (odds ratio = 1.01, n = 117; cancer res. 53:1004 res. 53: ,1993 . 149 lung cancer patients and 408 reference patients were investigated for mutations of cypia1 and gstm1 by allele-specific pcr and rflp. a statistically significant higher risk for lung cancer among carriers of the m2trait was found (odds ratio = 2.63, p = 0.001). interestingly, amid lung cancer, m2-alleles were less often linked to ml than in controls (odds ratio = 9.50, 95%-confidence limits = 1.50 -99.7, p = 0.0054). however, the frequency of cypia1 mutations did not differ among active and defective gstm1 types. consequently, we could not confirm in the caucasian population the synergistic effects of cypia1 mutations (especially m2) and deficient gstm1 as combined susceptibility factors for lung cancer as described among the japanese (cancer res. 55:2994 ,1993 in healthy subjects the effect of gastrointestinal hormones like somatostatin and glucagon on splanchnic hemodynamics is not well defined due to the invasiveness of the direct measurement of e.g. portal vein (pv) wedged pressure. methods : now, we applied duplex sonography (3.5 m~z) and color coded flow mapping to compare the effects of ocreotide (i00 ~g sc), a long acting somatostatin agonist, and glucagon (i mg iv) on the hemodynamics of the pv, superior mesenteric artery (sma) and common hepatic artery (ha) in 14 healthy volunteers (13 g,i q; 25 ± 2y; x ± sem). basal values of pv flow (12.9 ± 0.8 cm/s), pv flow volume (549 ± 50 ml/min), sma systolic (sf: 195 ± 13 cm/s) and diastolic flow (df: 28 ± 4 cm/s), sma pourcelot index (pi) (0.86 ± 0.01), ha sf (80 ± 8 cm/s) and df (19 ± 1 cm/s) and ha pi (0.75 ± 0.01) well agreed with previously reported results. within 15 min ocreotide resulted in a decrease of sma sf (-32 ± 4%) sma df (-31 ± 4%), ha sf (-18 ± 5%) and ha df (-24 ± 7 %). maximum drop of pv flow (-33 ± 3%) and flow volume (-34 ± 7%) occurred at 30 min. all effects diminished at 60 min. no significant change of vessel diameter and pi was seen. 5 min following its application glucagon caused a highly variable, only short lasting increase of pv flow volume (+51 ± 18%) and sma df (+49 ± 17%). ha fd (+14 ± 4%) showed a tendency to rise (ns). we conclude that in clinical pharmacology duplex sonography is a valuable aid for measuring effects of hormones and drugs on splanchnic hemodynamics. pectanginal pain and signs of silent myocardial ischemia frequently occur in hypertensives, even in the absence of coronary artery disease (cad) and/or left ventricular hypertrophy, probably due to a reduced coronary flow reserve. since the oxygen extraction of the heart is nearly maximal during rest, increases of oxygen demand cannot be balanced by increases of myocardial perfusion: to assess the frequency of ischemic type st-segment depressions in this patients and to determine the influence of heart rate (hr) and blood pressure (bp), simultaneous 24 h hoher-and 24 h ambulatory bp monitoring were performed in 18 hypertensives (age 43 -71 years, 9 f, 9 m) without cad before and after four weeks on therapy with the 13 -blocker betaxolol. 25 episodes of significant st-segment depressions (>0.1 mv,> 1 min) of a total length of 470 min could be demonsu'ated in 9/18 patients (50%) without antihypertensive therapy_ systolic bp significantly increased from 139 + 13.9 mmhg (mean + sd, p < 0.05) 60 min before to a maximum of 191 + 44.5 mmhg during the ischemic episodes, hr and rate-pressure product (rpp) increased from 76 + 6.3 min -t and 100.6 + 20.9 mmhg x rain -t x 102 to 138 _+ 16.8 min-: and 230.4 + 88.9 mmhg x min -1 x 102 (p < 0.05). the extent of st-segment depressions significantly correlated with hr and rpp (p < 0.05). drug therapy with 10 -20 mg/d betaxolol for 4 weeks significantly decreased mean hr, systolic' and diastolic bp (p < 0.05). 6 ischemic episodes of a total length of 38 min were recorded only in 4 of 15 hypertensives (26.7 %; p < 0.05; x2-test). in conclusion, increases of hr and systolic bp seem to be the most important factors which induce myocardial ischemia in hypertensives without cad. as silent ischemia is a independent risk factor for sudden cardiac death and other cardiac events, specific antihypertensive therapy should not only be aimed to normalize blood pressure, but should also address reduction of ischemic episodes as demonstrated here. phosphodiesterase inhibitors exert their positive inotropic effects by inhibiting camp degradation and increasing the intracellular calcium concentration in cardiomyocytes. an identical phosphodiesterase type 1i[ has been demonstrated in platelets and vascular smooth muscle cells. we studied the influence ofpiroximone on platelet function in vitro and ex vivo and the hemodynaimc effects of a bolus application of piroximone in patients with severe heart failure (nyha iii-iv) using a swan -ganz-catheter. in order to study the influence ofpiroximone on platelet function in vitro, platelet rich plasma from healthy volunteers was incubated with piroximone (10-100 ~tmol/l) from 1 minute to 2 hottrs and aggregation was induced by addition of adp. for the ex vivo experiments platelet rich plasma was obtained from patients, who received piroximone in doses of 0.25, 0.5, 1.0 or 2.0 mg/kg bw. blood samples were drawn immediately before and 30, 60, 90, 120 and 240 minutes after bolus application. the adp-induced platelet aggregation was inhibited time-and dosedependently. the ic50 value for piroximoue in vitro amounted to 67 +14 omol/1. in the ex vivo experiments the maximal inhibition of adp-induced aggregation was obtained in prp from patients who had received 2 mg/kg bw piroximune 60 minutes before. the admitdstration ofpiroximone resulted in a marked hemodynamic improvement with a dose-dependent increase in cardiac index and decreases in pulmonary artery pressure and resistance. to treat conditions associated with acute and chronic multiorgan dysfunction. studies indicate patients receive approximately ten drugs, on average during their icu stay, from several drug classes. commonly prescribed drugs include narcotics, sedatives, antibiotics, antiarrhythmics, antihypertensives, drugs for stress ulcer prophylaxis, diuretics, vasopressors, and inotropes. reports suggest surgical icu patients cost the hospital an average of $18,000/patient in un-reimbursed costs under fixed-price reimbursement. furthermore, patients with the greatest drain in revenue received catecholamines, triple antibiotics, or antifungal agents. thrombolytics, antibiotics, plasma expanders, and benzodiazepines account for nearly twothirds of the cost of drugs prescribed in medical and surgical icus. agents with considerable economic impact include biotechnology drugs for sepsis. pharmacoeconomic data in icu patients suggest increased attention should be directed towards several areas, including patients with pneumonia, intraabdominal sepsis, nosocomial bloodstream infections, optimizing sedation and analgesic therapy, preventing persistent paralysis from neuromuscular blockers, preventing stress ulcers, treating hypotension, and providing optimal nutritional support. studies are needed to assess the impact of strategies to improve icu drug prescribing on length of stay and quality of life. if expensive drugs are shown to decrease the length of icu stay, then their added costs can have positive economic benefits to the health care system. the responses to 10 min iv. infusions of the 131-and 132-adrenoceptor agonist isoprenalin (iso) and the 132-(and c~-) adrenoceptor agonist adrenalin (adr) at constant rates of 1 ijg/min were evaluated noninvasively after pretreatment (pre-tr) with placebo (pl), 100 mg of the 131-selective adrenoceptor antagonist talinolol (tal) and 80 mg of the non-selective 13antagonist propranolol (pro) in 12 healthy subjects. the following were analysed: heart rate (hr, bpm), pre-ejection time (pep, ms), ejection time (vet, ms), hr-corrected electromechanical systole (qs2c, ms), impedance-cardiographic estimates of stroke volume (sv, ml), cardiac output (co, i/min) and peripheral resistance (tpr, dyn.s.cm -5) calculated from co and mean blood pressure (sbp and dbp according to auscultatory korotkoff-i and -iv sounds this indicates that 1) about half the rise of hr and co and half the shortening of pep is 131-respectively 1~2-determined, 2) that predominant 132-adrenergic responses, whilst not affecting vet, take optimal benefit from the inodilatory enhancement of pump performance, 3) that an additional 131-adrenergic stimulation is proportionally less efficient, as vet is dramatically shortened, thus blunting the gain in sv so that the rise in co relies substantially on the amplified increase of hr and 4), vet is more sensitive than qs2c in expressing additional 131-adrenoceptor agonism and 5) prime systolic time intervals provide a less speculative and physiologically more meaningful represenation of cardiac pump dynamics than hr-corrected ones. zentrum flit kardiovaskul~re pharmakologie, mathildenstral3e 8, 55116 mainz, brd a20 regression between blunting of ergometric rise of heart rate and l~ladrenoceptor occupancies in healthy man c. de mey, d. palm, k. breithaupt-grsgler, g.g. belz the hr-responses to supine bicycle ergometry (4 min at appr. 200 watt) were investigated at several time points after the administration of propranolol (pro: 40, 80, 160 mg), carvedilol (car: 12.5, 25, 50, 100 mg), talinolol (tal: 25, 50, 100, 400 mg), metoprolol (met: 600 mg) and celipro-iol (cel: 1200 mg) to healthy man. the effects of the agents (= difference of the ergometric response for active drug and placebo) were analysed for both the end values (end) and the increments (inc) from resting values immediately before ergometry up to end. the effects were correlated with the %-~l-adrenoceptor occupancies estimated using a standard emax-model (sigmoidicity=l) from the concentrations of active substrate in plasma determined by i~l-adrenoceptor specific radioreceptor assay. the respective intercepts (i), slopes (s) and correlation coefficients (r) are detailed here below : inhibition of leukotrienes is a promising approach to the treatmer~t of several diseases because excess formation of these lipid mediators has been shown to play an important role in a wide range of pathophysiological conditions. since until recently we were not able to obtain specific drugs suppressing leukotriene biosynthesis or action for clinical practice, we started investigating the effects of putative natural modulators of leukotriene biosynthesis such as fish oil. 10 healthy male volunteers were supplemented for 7 days with fish oil providing 40 mg eicosapentaenoic and docosahexaenoic acid per kg body weight and day. the urinary concentration of leukotriene e4 plus n-acetyl leukotriene e4 served as a measure for the endogenous leukotriene production, treatment resulted in a significant increase in the eicosapentaenoate concentration in red blood cell membranes. fish oil reduced the endogenous leukotriene generation in 8 of the 10 volunteers. the effect was associated with a decrease in urinary prostaglandin metabolites, determined as tetranorprostanedioic acid. in contrast to what was expected from published in vitro and ex vivo experiments, no endogenously generated cysteinyl leukotrienes of the 5 series could be identified. the inhibitory effect of fish oil on the endogenous leukotriene generation was not synergistic to the effect of vitamin e, which also exhibited some suppressive activity. early clinical data on the effects of fish oil on teukotriene production in patients with allergy or rheumatoid arthritis are not yet conclusive. we conclude that fish oil exhibits some inhibitory activity on leukotriene production in vivo. the effectivity of fish oil may be attenuated by concomitant modulation of other mediator systems e.g. up-regulation of tumor necrosis factor production. • the number and affinity of platelet thromboxane (txa2) and prostacyclin (pgi2)-receptors are regulated by several factors. we studied the influence of oral intake of acetylsalieylic acid (asa) on ex-vivo binding studies with human platelet membranes on the binding of the specific thromboxane a 2 antagonist 3h-sq-29548 and the pgi 2 agunist 3h-l]oprost. the number of receptors (bmm) and the binding affinity (kd) were calculated using scatchard's plot analysis. in healthy male volunteers 11o significant difference was seen following intake of 500 mg/d of asa for 14 days (mean -+ sem): the potency of meloxicam (mel), a new anti-inflammatory drug (nsaid), in the rat is higher than that of well-known nsaids, in adjuvant arthrtitis rats, mel is a potent inhibitor of the local and the systemic signs of the disease. mel is also a potent inhibitor of pg-biosynthesis by leukocytes found in pleuritic exudate in rats. conversely, the effect of mel on pg-biosynthesis in isotated enzyme preparations from bull seminal vesicle in vitro, the effect on intragastric and intrarenal pg-biosynthesis and the influence on the txb2-1evel in rat serum is weak. in spite of the high antiinflammatory potency in the rat, mel shows a low gastrointestinal toxicity and nephrotoxicity in rats. -cyclooxygenase-2 (cox-2) has been recently identified as a isoenzyme of cyclooxygenase. nsaids are anti-inflammatory through inhibition of pg-biosynthesis by inducible cox-2 and are ulcerogenic and nephrotoxic through inhibition of the constitutive cox-1. we have investigated the effects of mel and other nsaids on cox-1 of non stimulated and on cox-2 of lps-stimulated guine pig peritoneal macrophages. cells were cultured with and without lps for 6 hrs together with the nsaid. arachidonic acid was then added for further 20 mins, the medium removed and pge 2 measured by ria. bimakalim, emd 52692, is a new investigational k+-channel activator with vasod[lating properties. single pereral doses of 0.2 mg bimakalim, 60 mg diltlazem, either alone or in combination, were investigated in 13 healthy male supine volunteers (20 to 28 years of age) [n a placebo-controlled, periodbalanced, randemised, double-blind, 4way cross-over design. point estimates of the global effects of bimakalim [k] , di]tiazem [d] and their interaction [kxd, =0 in case of mere additivity] incl. 95% confidence intervals (ci) were analysed for systolic and diastolic blood pressure (sbp, dbp; mmhg), heart rate (hr; bpm), pq (ms), systolic time intervals (pep, qs2c, lvetc; ms), cardiac output (co; i.min-1), total peripheral resistance (tpr; dyn.s.cm-5), heather index (hi; q.s-2); 1,5 h after dosing, *statistically significant at a=0.05: -7 to -1 -4 to 3 -8 to 0 -3 to 5 0.5 to 5.9 -3.4 to 1,9 4.9 to 11.8 * -3.9 to 3,1 -8.2 to -1.2 * -5.3tol,6 -5.1 to 2,0 -4.8 to 2.3 -2.9 to 6.6 -3.9 to 5.6 -0.25 to 0.75 -0.66 to 0.35 -161 to 3 -74 to 90 -&07 to 1.14 -0.50 to 0.71 afterload reduction and a drop in dbp occurred with bimakalim associated with a rise in hr and mild increase in cardiac performance, diltiazem (slightly) decreased afterload and bp with little (reflectory) accompanying changes and had a negative dromotropic effect. the combination caused additive effects. center for cardiovascular pharmacology, zekapha gmbh, mathildenstr. 8, 55116 mainz, germany. rheumatoid arthritis (ra) is characterized by an immunological mediated inflammatory reaction in affected joints. infiltration of granulocytes and monocytes is the pathophysiological hallmark within the initial phase of inflammation. these cells are able to synthesize leukotrienes. ltb 4 is a potent chemotactic factor and therefore could be responsible for the influx of granulocytes from the circulation. cysteinyl leukotrienes ltc4, d 4 and e 4 augment vascular permeability and are potent vasoconstrictors. ltb 4 and cysteinyl leukotrienes have been detected in synovial fluid of patients with ra. however, these results are difficult to interprete, because the procedure is invasive and artificial synthesis cannot be excluded. we used a different, noninvasive approach by assessing the excretion of lte 4 into urine. studies with 3hltc4 have demonstrated that lte 4 is unchanged excreted into urine and is the major udnary metabolite of cysteinyl leukotrienes in man. udnary lte 4 was isolated from an aliquot of a 24 hour urine collection by solid phase extraction followed by hplc and quantitated by ria. nine patients were enrolled in the present study. all met the american college of rheumatology criteria for ra. patients were treated with nonsteroidal inflammatory drugs and disease modifying drugs. therapy with prednisolon was started after collection of the initial 24 hour urine sample. disease activity was assessed by crp (mean 59+22 mg/l) and esr (mean 57_+37mm/hour platelet aggregation is mediated by the binding of an adhesive protein, fibrinogen, to a surface receptor, the platelet glycoprotein lib/ilia. gpiib/llla is one of a family of adhesion receptors, integrins, which consist of a ca++-dependent complex of two distinct protein subunits. under resting conditions, gpiib/llla has a low affinity for fibrinogen in solution. however, activation of platelets by most agonists, including thrombin, adp and thromboxane results in a conformational change in the receptor and the expression of a high affinity site for fibrinogen. binding of fibrinogen to platelets is a common end-point for all agonists and therefore is a potential target for the development of antiplatelet drugs. these have included chimeric, partially humanised antibodies (7e3), peptides and peptidomimetics that bind to the receptor and prevent fibrinogen binding. the peptides often include the sequence rgd, a sequence that is present in fibrinogen and is one of the ligand's binding sites. when administered in vivo, antagonists of gpiib/llla markedly suppress platelet aggregation in response to all known agonists, without altering platelet shape change, a marker of platelet activation. they also prolong the bleeding time in a dose and perhaps drug dependent manner, often to more than 30 rain. in experimental models of arterial thrombosis, gpllb/llla antagonists have proved highly effective and are more potent than aspirin. studies in man have focused on coronary angioplasty, unstable angina and coronary thrombolysis and have given promising results. 7e3 given as a bolus and infusion combined with aspirin and heparin reduced the need for urgent revascularisation in patients undergoing high-risk angioplasty, although bleeding was more common. some compounds have shown oral bioavailability raising the possibility that these agents could be administered chronically. antagonists of the platelet gpiib/llla provide a novel and potent approach to antithrombotic therapy. drug databases on computers are commonly textfiles or consist of tables of generic-names or prices for example. until now pharmacokinetic data are not easily available for regular use, because searching parameters in a textfile is time consuming and personal intensive. on the other hand these pharmacokinetic data are the fundamental background of every dosage regimen and individual dosage adjustment. for many drugs elimination is dependent on the patients renal function. renal failure leads to accumulation, possibly up to toxic plasma concentrations. therefore, the decision was to build up a pharmacokinetic database. the aim is to achieve simplicity and effectiveness by using the basic rules. only three parameters are needed to describe the pharmacokinetics: clearance (ci), volume of distribution (vd) and half-life (t~). moreover, with two parameters the third can be calculated ancl'controlled by the equation: cl = vd * 0,693 / t½ according to the dettli-equation and the bayes' theorem estimation of individual pharmacokinetic parameters will be done by a computer program. the advantage is that the impact of therapeutic drug monitoring can be increased. using the population data and the bayesian approach, only one measurement of serum drug concentrations might be enough to achieve an individual dosage regimens (el desoky et al., ther drug monitor 1993, 15: 281) higher therapeutic security for the patient can be achieved. there is also a major pharmacoeconomic aspect: adapting drug dosage reduces costs (susanka et al., am j hosp pharm 1993, 50:909) the basic database for future pharmacokinetic clinical desicions is going to be built up. the pharmacokinetic interactions with grape#uit juice reported for many drugs are attributed to the inhibition of cytochrome p450 enzymes by nanngenin, which is the aglycene of the bitter juice component nadngin. however, only circumstantial evidence exist that naringenin is indeed formed when grapefruit juice is ingested, and the lack of drug interaction when naringin solution is given instead of the juice is still unexplained. we investigated the pharmacokinetics of naringin, naringenin and its conjugated metabolites following ingestion of 20 ml grapefruit juice per kg body weight, containing 621 ijm naringin, in 3 male and 3 female healthy adults. urine was collected 0-2, 2-4, 4-6, 6-8, 8-10, 10-12, 12-16 and 16-24 hours alter juice intake. naringin and naringenin concentrations were measured by reversed phase hplc following extraction using ethyl acetate, with a limit of quantitation of 300 nm. conjugated metabolites in urine were transformed by incubation with glucuronidase (28000 u/ml) / sulfatase (733 u/ml) from abalone entrails for 4 h at ph 3.8 and determined as parent compounds. additionally, naringin and naringenin concentrations were measured in plasma samples from grapefl'uit juice interaction studies conducted previously. neither naringin nor its conjugated products were detected in any of the samples. naringenin was not found in plasma. small amounts of nanngenin appeared in urine alter a median lag time of 2 hours and reached up to 0.365 % of the dose (measured as nanngin). after treatment with glucuronidase / sulfatase, up to 57 % of the dose was recovered in urine: the absence of naringin and its conjugates and the lag time observed for naringenin to appear in urine suggests that cleavage of the sugar moeity may be required before the flavonoid can be absorbed as the aglycone. naringenin itself undergoes rapid phase ii metabolism. whether the conjugated metabolite is a potent cytochrome p450 inhibitor is unknown but not probable. the pronounced variability of naringenin excretion provides a possible explanation for apparently contradictory results in grapefruit and/or naringin interaction studies. grapefruit juice increases the oral bioavailablity of almost any dihydropyridine tested, presumably due to inhibition of first-pass metabolism mediated by the cytochrome p450 isoform cyp3a3/4. the mean extent of increase was up to threefold, observed for felodipine, and more pronounced drug effects were also reported. thus, a such interaction may be of considerable clinical relevance. no data are yet available for nimodipine. we conducted a randomized cross-over interaction study on the effects of concomitant intake of grapefruit juice on the pharmacokinetics of nimodipine and its metabolites m11 (pyridine analogue), m10 (demethylated) and m8 (pyridine analogue, demethylated). 8 healthy young men (4 smokers / 4 nonsmokers) were included into the investigation. nimodipine was given as a single 30 mg tablet (nimotop e) with either 250 ml of water or 250 ml of grapefruit juice (d~hler gmbh, darmstadt, 751 mg/i naringin). concentrations ef nimodipine and its metabolites in plasma withdrawn up to 24 hours p.ostdose were measured by gc-ecd, and model independent pharmacokinetic parameters were estimated. the study was handled as an equivalence problem, and anova based 90 % confidence intervals were calculated for the test (=grapefruit period) to reference (= water period) ratios. the absence of a relevant interaction was assumed if the ci were within the 0.67 to 1.50 range: grapefruit juice was reported to inhibit the metabolism of a variety of drugs, including dihydropyridines, verapamil, terfenadine, cyclosporine, and caffeine. these drugs are metabolized mainly by the cytochrome p450 isoforms cyp1a2 (caffeine and, in part, verapamil) and cyp3a (others). theophylline has a therapeutic range of 5-20 mg/i and is also in part metabolized by cyp1a2. therefore, we conducted a randomized changeover interaction study on the effects of concomitant intake of grapefruit juice on the pharmacokinetics of theophylline. 12 healthy young male nonsmokers were included. theophylline was given as a single dose of 200 mg in solution (euphyllin e 200), diluted by either 200 ml of water or 200 ml of grapefruit juice (d0hler gmbhi darmstadt, 751 mg/i nadngin). subsequently, additional fractionated 0.8 i of either juice or water were administered until 16 hours postdose. theophylline concentrations in plasma withdrawn up to 24 hours postdose were measured by hplc, and pharmacokinetics were estimated using compartment model independent methods. the study was handeled as an equivalence problem, and anova based 90 % confidence intervals were calculated for the test (=grapefruit period) to reference (= water period) ratios (trnax: differences thus, no inhibitory effect of grapefruit juice on theophylline pharmacokinetics was observed. the lower contribution of cyp1a2 to primary theophylline metabolism or differences in naringin and/or naringenin kinetics are possible explanations for the apparent contradiction between the effects of grapefruit juice on caffeine and on theophylline metabolism. the physical stability of erythromycin stearate film tablets was studied according to a 23 factorial design with experimental variables temperature, relative humidity, and storage time. after one half year of storage at 40oc and 20% relative humidity, the fraction of dose released within 30 min in a usp xxl paddle apparatus under standard conditions decreased from 93% for the reference stored at ambient temperature in intact blister packages to 13% for the stress-tested specimens. chemical degradation of the active ingredient did not become apparent before 12 months of storage. under all other storage conditions, no effects of physical aging upon drug release were found. the bioequivalence of reference and stress-tested samples was studied in six healthy volunteers. the extent of relative bioavailability of the test product was markedly reduced (mean: 8.5%, range: 6-12 %), mean absorption times of the test product were significantly prolonged. the results indicate that the product tested can undergo physical alterations upon storage under unfavourable conditions, and lose its therapeutic efficacy. it can be expected that this phenomenon is reduced by suitable packaging, but the magnitude of deterioration may cause concern. on the other hand, incomplete drug release is in this case easily detected by dissolution testing. whether similar correlations exist for other erythromycin formulations remains to be demonstrated. the efficacy of a drug therapy is considerably influenced by patient compliance. within clinical trials the effects of poor compliance on the interpretation of study results frequently leads to underestimating the efficacy of the treatment. in the evaluation of the "lipid research clinics primary coronary prevention trial" and the "helsinki heart study" special attention was focused on compliance with medication. the strong influence of compliance on clinical outcome and the dilutional effect of poor compliance on the efficacy of the respective drugs occured in both these trials. there are indirect (e.g. pill-count, patient interview) and direct methods (e.g. measurement of drugs, metabolites or chemical markers in body fluids) used to assess compliance with drug therapy. the indirect methods mentioned are commonly considered as unreliable. the direct methods can prove dose ingestion a short time before the sample is taken, however, they cannot show the time history of the drug use. an advanced method of measuring compliance is to use electronic devices. the integration of time/date-recording microcirculty into pharmaceutical packaging, so as to compile a time history of package use, provides real-time data as indicative of the time when dosing occurred. this method supports a precise, quantitative definition of "patient compliance" as: the extent to which the actual time history of dosing corresponds to the prescribed drug regimen. by taking real-time compliance data into account the results from clinical trials show not only clearer evaluations of drug efficacy and dese-reponse-relationship but also a better understanding of dose dependant adverse drug reactions. in the present study, we examined the usefulness of eroderm-1 and eroderm-2. seventy five impotent men, 24 to 65 years old, participated in the present trial. the patients were classified into 3 groups, 25 patients each. the first group was treated by cream containing only co-dergocrine mesilate (eroderm-1), the second received a cream containing isosorbide dinitrate, isoxsuprine hcl and co-dergocrine mesilate (eroderm-2), while the third used a cream containing placebo. the cream was applied to penile shaft and gland 1/2-1 hr before sexual stimulation and intercourse. the patients were asked to report their experience via questi'onnaire after one week. the results of treatment are as follows: seven patients (28%) who applied eroderm-1 indicated a full erection and successful intercourse. the use of eroderm-2 restored potency in 14 patients (56%) of the second group. three men (12%) of psychogenic type reported overall satisfaction with placebo cream. treatment of impotence with eroderm cream was most successful in patients with psychogenic disorders which are often coincident with minor vascular or neurological disorders. fair results were reported by patients afflicted by moderate neurological disorders. except for one case of drug allergy following the use of eroderm-2, no side effects were reported. we believe that eroderm cream has obvious advantages and may be a suitable treatment before the use of non-safe method as intracavernous medication. a new type of topically applied drugs (eroderm creams) for impotence is presented. eroderm creams contain vasoactive drugs. these drugs have ability to penetrate the penile cutaneous tissue and facilitate erection. in the present study, we examine the usefulness of eroderm-3 in the treatment of erectile dysfunction. eroderm-3 contains tiemonium methylsulfate, a.f. piperazine and jsosorbide dinitrate. a randomized, double blinded control trial on 36 patients was performed. the etiology of impotence was investigated. all patients received eroderm-3 and placebo cream. the patients randomized into 2 groups of 18. the first group received eroderm-3 on day 1 and placebo cream on day 2, however, group two received placebo on day 1. the patients were advised to apply the cream on the penile shaft 1/2 -1 hr, before sexual stimulation and intercourse. the patients reported their experience via questionnaire. overall 70 percent of patients demonstrated a response with eroderm-3. the other responders reported a partial erection and tumescenous. three men (8%) reported a full crection and satisfied intercourse with either cream. these patients were psychogenic impotence. neither eroderm-3 nor placebo cream produced marked response in 11 patients. four patients were venous leakage which were advised to use tourniquet at the base of penis after 1/2 hr. of cream application. only one of them indicated a good response. the highest activity proved to occur in psychogenic impotence. less rate of success was observed in patients with minor to moderate neurological and/or arterial disorders. no marked side effects were recorded. for these reasons eroderm-3 may be proposed as first line therapy of erectile dysfunction. control of cell proliferation is a basic homeostatic function in multicellular organisms. we studied the effects of some prostaglandins and leukotrienes and of their pharmacological inhibitors on cell proliferation in murine mast cells and mast cell lines, in a human promyelocytic cell line (hl-60 cells) and in burkitt's lymphoma cell lines. in addition, prostaglandin and leukotriene production was investigated in mast cells, representing putative endogenous sources of these lipid mediators. murine mast cells were derived from bone marrow of balb/c mice. proliferation of cells was estimated using a colorimetric assay (mtt-test). production of prostaglandin d2 (pgd2), pgj2, delta-12-pgj2, leukotriene c4 (ltc4) and ltb4 by mast cells was determined by combined use of high performanceliquid chromatography and radioimmunoassay. pgd2 and its metabolites pgj2 and delta-12-pgj2 exhibited significant antiproliferative effects in the micromolar range in mast cells, mast cell lines, hl-60 and burkitt's lymphoma cell lines whereas inhibition of cyclooxygenase by indomethacin was without major effects. ltc4 and ltb4 had a small stimulatory effect on cell proliferation in hl-60 cells. degradation and possibly induction of cell differentiation may have attenuated the actions of leukotrienes. the leukotriene biosynthesis inhibitors aa-861 and mk-886 reduced proliferation of hl-60 and lymphoma cells significantly but had no major effects on mast cell growth. on the other hand, mast cells stimulated with calcium ionophore produced pgd2 and its metabolites, as well as ltb4 and ltc4 in significant amounts. from our data we conclude that prostaglandins and leukotrienes may play an important role in the control of cell proliferation. we compared the pattern of drug expenditures of several hospitals in 1993 (size: 1000 to 1400 beds). a, b are university hospitals in the ,,old"and c,d,e are university hospitals in the ,,new" german countries, f is a community based institution in an ,,old" german country. main data source were lists comprising all drags according to their expenditures in a rank order up to 100%. items were classified into i) pharmaceutical products including immunoglobulines, ii) blood and -derived products (cell concentrates, human albumin, clotting factors) and iii) contrast media (x-ray). with regard to group i) the highest expenditures nccured in hospitals a and b whereas drug costs in c -e were 1/3 less and came to only 20% in hospital f. the main groups of drugs which together account for > 50% of these expenditures are shown in the table. ) products were about 20% up to 40% of group i and highest in hospitals a, b and e, but about 1/3 lower in hospitals c and d. these results suggest meaningful differences in the drug utilization between the old and new countries as well as betv,,een university institutions and community based hospitals. however, although all hospitals provide oncology and traumatology services and all university hospitals offer ntx, differences in other subspecialities e.g bone marrow and liver transplantation and treatment of patients with haemophilia must be considered, too. dr.medsebastian harder, dept c]inicai pharmacology, university hospital frankfurt, theodor stern kai 7, 60590 frankfurt/main frg m. hgnicka, r. spahr, m. feelisch, and r. gerzer organic nitrates like glyceryl trinitrate (gtn) act as prodrugs and release nitric oxide (no), which corresponds to the endogenously produced endothelium-derived relaxing factor. in the vascular tissue, no induces relaxation of smooth muscle cells, whereas in platelets it shows an antiaggregatory effect. both activities are mainly mediated via stimulation of soluble guanylyl cyclase (sgc) by no. in contrast to compounds which release no spontaneously, a membrane-associated biotransformation step is thought to be required for no release from organic nitrates. glutathione-s-transferasea and cytochrome p-450 enzymes have been shown to metabolize organic nitrates in the liver, but little is known as to whether these enzymes are involved in the metabolic conversion of organic nitrates in the vasculature. furthermore, it is still unclear whether or not platelets are capable of metabolizing organic nitrates to no. we isolated the microsomal fraction of bovine aorta in order to characterize the activities towards organic nitrates using the guanylyl cyclase reaction as an indirect and the oxyhemoglobin-technique as a direct measure for no liberation. gtn was metabolized to no by the microsomal fraction under aerobic conditions already in the absence of added cofactors. this activity was not influenced by the cytochrome p-450 inhibitors cimetidine and metyrapone. in contrast, the glutathione s-transferase substrate 1-chloro-2,4-dinitrobenzene and the glutathione s-transferase inhibitors sulfobromophthalein and ethacrynic acid did not affect no release, but potently inhibited sgc activity. blocking of microsomal thiol-groups resulted in a decreased no release from gtn. homogenates of human plateles isolated by thrombapheresis and stabilized by addition of 5 mm n-acetylcysteine did not show no-release from gtn as determined by the stimulation of the platelet sgc even after addition of the possible cosubstrates glutathione and nadph. these data demonstrate (1) that bovine aortic microsomes exhibit an organic nitrate metabolizing and no-releasing activity whose properties are clearly different from classical cytochrome p-450 enzymes and from glutathione s-transferases, and (2) that human platelets itself are not capable of bioactivating organic nitrates and therefore require organic nitrate metabolism in the vessel wall for antiaggregation to occur. bioavailability of acesal ®, acesal ® extra, micristin ® (all 500 mg acetylsalicylic acid -asa), and miniasal ® (30 mg asa), opw oranienbufg, relative to respective listed references was studied in female and male healthy volunteers (age 18-35 y, weight 48-90 kg, height 161-198 cm). asa and salicylic acid (sa) were measured using an hplc method validated from 50 ng/ml to 60 pg/ml. extent of absorption was assessed by auc (bioequivalence range 0.8-1.25), rate by cr~/auc (bioequivalence range 0.7-1.43). geometric means and 90%-confidence limits of the ratios test/reference (multiplicative model) are shown in the acesal ® and micdstin ® were bioequivalent in rate and extent of absorption with the reference formulations. the fast liberating acesal ® extra was bioequivalent with respect to extent only. asa from miniasal ® was absorbed more slowly than from an asa solution (cm= (68%-range): 264-536 ng/ml and 387-726 ng/ml; t~ (min-max): 0.33-2.0 h and 0.17-0.5 h). asa from micdstin ® and the corresponding reference was absorbed more slowly than from acesal ® and acesal ® extra. this was accompanied by decreased aucasa (increase of first pass metabolism) and increased apparent trrz (absorption being rate limiting). all ratios of aucsa/aucasa after administration of 500 mg asa were markedly higher than after 30 mg asa. thus, the formation of salicyludc acid from sa might be capacity limited at doses of 500 mg asa. in the study >>physicians' assessment of internal practice-conditions and regional health-services-conditions in accordance with ambulatory patient-management<< a sampie of 130 primary care physicians -comprising gps and internists -provide data for continuons analyses of arnbulatory health care quality and structure. focussing on the physicians' drug prescription, the impacts of 1993 reform law (gesundheitsstralcturgesctz, gsg) upon primary care providers and their therapeutic decisions were examined in 1993. four different surveys were carded out during the year, dealing with frequent patients' reasons for encounter in gps' offices. after a pretest was carried out, physicians reported on 3728 patient-physician-encounters, basing on mailed questionnaires. for every therapeutic change patients received, the reasons for the change were recorded (e.g, reform law, medical indication) and above the physicians' expectations towards three criteria to measure the quality: 1) physicians' assessment of the patients' satisfaction, 2) adverse drug effects, 3) therapeutic benefit. according to therapeutic changes due to 1993 reform law (drag budgets, blacklist) it can be stated: 1) therapeutic changes due to reform law were carried out with relevant frequency. 2) the reform law was of different concern regarding the different reasons for encounter we investigate& 3) the impacts' strangth of the legal control mechanisms differed among several groups of physicians: those who already have been liable to recourse before 1993 more often carried out therapeutic changes according to fixed drug budget. different multivariate logistic regression-models yield an estimation of the odds-ratio of about 3. 4) therapeutic changes in accordance with the 1993 reform law having been carried out at the beginning of the year more often suffered from negative expectations towards the therapeutic quality then changes during the actual encounter, e.g. >>joint pains5.0 ku/l to 253 ± 14 min in those with a che s 1.0 ku/l, the metabolic clearance rate (mcr) decreased from 226 ±29 ml/min to iii ±180 ml/min. in patients on phenytoin the t½-b was reduced to 90% of the platelet mass) was much stronger affected by the dt-tx 30 treatment: the mean area was reduced by 61+p7% after 25rag, 69+20% after 50mg, 78_+9% after 100mg, 53+25% after 200mg and 71_+8% after 400mg dt-tx 30 versus -16+40% after placebo. in the presence of cells of the vessel wall (smc) the overall thrombus formation was reduced by up to 42+21% after only 25 mg, 36+31% after 50mg, 59+_20% after 100mg, 72_+5% after 200rag and 81-+6% after 400 mg dt-tx 30 versus 2+_12% after placebo. dt-tx 30, a molecule combining potent and specific th romboxane synthetase inhibition with prostaglandin endoperoxide/thromboxane a 2 receptor antagonism, has been examined in healthy male subjects. collagen-induced platelet aggregation in platelet rich plasma prepared from venous blood was measu red photometrically before and up to 24 hours after a single oral dose of 25, 50,100, 200 or 400 mg dt-tx 30 in a placebo-controlled, double-blind study. platelet aggregation was induced in the ex vivo samples by collagen in concentrations between 0.5 and 10 p.g/ml to evaluate platelet aggregation in relation to the strength of the proaggregatory stimulus. the ecs0, i.e. the concentration of collagen required for a half-maximal aggregatory response (defined as the maximal change of the optical density), was determined. in the placebo-treated control group, the mean ecso was 365+55 ng/ml collagen (+ se; n=10) before treatment. it then varied between 362+41 and 417+_83 ng/ml collagen after treatment. the'ratio of the post-to the individual pre-treatment ecso values was 1.08 _+0.10 (n=10) at 0.5 h, 1.05_+0.11 at lh, 1.13_+0.14 at 2 h, 1.14-0.20 at 4 h, 1.07+ 0.07 at 8 h and 1.02+0.06 at 24 h. this indicates that the sensitivity of the platelets to collagen was not affected by the placebo treatment. oral treatment with dt-tx 30, however, strongly inhibited the aggregatory response of the platelets to collagen stimulation. the ecs0-ratio was increased to a maximum of 4. the detection of endogenous opioids suggested the opinion that in case of the presence in the organism of a receptor for an exogenous substance there is probably a similar endogenous substance.the occurrence in the blood of persons, who were not treated with cardiac glycosides, of endogenous digoxin-like or ouabain-like [actors confirms that opinion. in our study we took up the research of other drug-like [actors in the blood serum of healthy people. in two hundered and twenty-five healthy volunteers (llom,ll5f) non-smokers not receiving any treatment before or during the test and aged between ib and49 y(mean age 36y) the occurrence of drug-like [actors in blood serum was studied.the examinations were carried out with the use of the fluorescence-polarization-immunoassay (fpia)-tdabbott. th e presence of the following endogenous drug-like foctors in the blood serum was evaluated: quinidine,phenytoin, earbamazepine,theophylline, cyclosporineand gentamicin. the presence of endogenous phenytoin-like, theophyllinelike and cyclosporine-like [actors has been demonstrated. the drug-like [actors were not found in the case of quinidine ,carbamazepine and gentamicin. the phenytoin-like factor was found in 91,1~, theophylline-like [actor 95,1~ and cyclosporine-like [actor in 96,9~ of examined volunteers.the mean value of the drug-like [actors were as follow : phenytoin 0,18~ 0,05 pg/ml,theophylline 0,16~ o,ll pg/ml and cyclosporine 12,41z 4,24 ng/ml. the supposition may be proponued that organism produces drug-like substances according to its needs. the acetylation and oxidation phenotypes were studied in 448 healthy volunteers (235m, 213[) aged between ib and 46 years (mean 36y) in the wielkopolska region in poland. the acetylation phenotype was studied with the use of sulphadimidine which was given in a dose of 44 mg/kg b.w. per os.sulphadimidine was determined by a spectrophotometric method.the border value of m.r. was 75~ in urine. the oxidation phenotype was studied with the use of sparteine which was given in a dose of 1,5 mg/kg b.w.per de. sparteine was determined by the gas chromatographic method in urine. if m~ was 20 0.05). cpb induced a significant decrease of pche (-37%)(p<0.05) and protein concentration (-24%)(p<0.05) and a less pronounced numedcal reduction the specific pche (-15%)(p>0.05). the reduction of pche and protein concentration was not significantly affected by ending cpb (p>0.05), and the values remained low over the remaining operation time. there was no significant difference in pche, measured at 37°c in vitro, or protein concentration between the normothermic and hypothermic group (p>0.05). furthermore, there was no correlation between serum hepadn-activity and pche reduction. pche in the plasma of healthy volunteers was not significantly affected by either hepadn up to 100 u/ml or apretinin up to 10 000 u/ml (p>0.05). conclusion: (1) the concentration of the antitumor antibiotic mitomycin c (mmc), used in ophtalmic surgery for its antiproliferative effects, was measured in the aqueous humor of 7 glaucoma patients undergoing trabeculectomy. sponges soaked with mmc-solution (100 ul of mmc-solution 0.2 mg/ml: 20 rag) were applied intraoperatively under the scleral flap for 5 rain. 100 to 200 ul of aqueous humor were drawn with a needle 10 min following the end of topical mmc-treatment. samples were assayed for mmc using a reverse-phase hplc-system with ultraviolet detection (c18-column, elution: phosphate-buffer (0.01m, ph:6.5):methanol, v:v = 70:30 , 365 nm). swabs were extracted in phosphatebuffer (0.1m, ph:7.0) before hplc-analysis. external calibration was used for mmc quantitetion. quantitation limit was 10 ng/ml. in all aqueous humor samples mmc-concentration was below 10 ng/ml. mmc in the swabs amounted to 37 % of the mmc amount applied. conclusion: after intraoperetive topical application, mmc concentration in the aqueous humor of patients is very low. the substantial loss of mmc from the swabs used for the topical mmc-treatment suggests (1) rapid systemic absorption of mmc and/or (2) a loss through irngation of the operative field following topical mmc-application. institut fur pharmakologie und * klinik for augenheilkunde, universitcit k61n, gleuelerstrasse 24, 5093 k61n al14 a 85 due to runaway costs of the national health service which are reflected as well in growing expenditures for drugs at the university hospital of jena investigation of indication related drug administration patterns becomes more and more interesting. this holds especially true for intensive care units (itu's) which are determined by similar high costs for technical equipment as for drugs (1) although any economical considerations seem to be questionable due to ethical reasons (2). over a 4 month period indication related drug administrations of 2 surgical itu's of the university hospital jena have been recorded and analyzed by using a pc-notebook. total expenditures for all 465 included patients add up to dm 1.144.773 regarding these drugs and blood products which caused 80% of total costs in 1993. the 10 leading substances ( antithrombin ill, human albumin 20 %, prothrembine complex, ...) represent 67 % of total costs including blood products, antibiotics and ig m endched intravenous immunglobine. therefore the indication of particulary these drugs became mere interesting for further investigations. already during the study actual discussions with the treating medical staff have been made leading to new developed therapy recommendations. providing same high standard of medical treatment a remarkable cost saving of some drugs by more cdtical and purposeful use could already be achieved as a first result. however, the results of the study underline impressivly the benefit of such investigations for improvement of drug treatment. the simple replacement of expensive drugs ( e.g. prothrembine complex ) by higher quantities of cheaper ones of the same indication group ( e.g. fresh frozen plasma (3)) does not necessarily mean less expenditures in all cases but may cause unsiderable side effects. ( ketokonazole is known to decrease pituitary acth secretion in vitro and inhibits adrenal ll-hydroxylase activity. to work out the clinical significance of both effects analysis of episodic secretion of acth, cortisol (f) and ll-deoxycortisol (df) was performed in patients with cushing's syndrome (cs) requiring adrenostatic therapy. methods : ketokonazole was started in ii patients with cs (9 acth-secreting pituitary adenomas [cd], 2 adrenal adenoma [aa] ). in 9 of them (8 cd, 1 aa) blood samples were obtained for 24 hours at i0 min intervals (144 samples/patient) before and again under treatment (mean dose i000 mg/d, >6 weeks). hormone levels were measured by ria and secretion patterns analysed by means of pulsar, cluster and desade. 2 patients were investigated only once because treatment was stopped due to side effects. results : the we conclude that the observed 34 % increase of plasma acth and the 58 % decrease of f/df ratio demonstrate that inhibition of adrenal li6-hydroxylase activity is the primary mode of action of ketoconzole in vivo. even at high doses acth and f secretion patterns could not be normalized. the improvement of pain and swelling conditions by means of drugs is an important method of achieving an enhanced perioperative quality of life in cases of dentoalveolar surgery. in 5 prospective, randomised, double-blind studies the influence of various concentrations of local anaesthetics and accompanying analgesic and antioedematons drugs was investigated in the case of osteotoimes. all of the studies were carded out according to a standardised study procedure. a comparison of the local anaesthetics articaine 4 % mad articaine 2 % (study 1) demonstrated the superior effect of articaiue 4% with respect to onset relief on pain, period of effectiveness and ischaemia. recordings of the cheek swelling in the remaining studies were made both sonographically and with tape measurement, while the documentation of the pain was carried out by means of visual analogue scales on the day of operation and on the first and third post-operative days. tile perioperative, exculsive administration of 2x6 mg dexamethasone (study 2) resulted in a significant reduction in the swelling (58 %) while the exclusive administration of 3x400 mg lbuprofen (study 3) was accompained by a marked decrease in pain (64%) but no significant reduction of swelling in comparison to the placebo group. the combination of 3x400 mg ibuprofen und 32 mg methylprednisolone (study 4) yielded a decrease in pain of 67.7% and a reduction in swelling of 58%. a cdmparison between a mono-drug ibuprofen and a combination drug ass/paracetamol (study 5) resulted in no significant difference in the reduction of swelling and pain and therefore highlighted no advantages for the combined drug. a mono-drug should therefore be given priority as an analgesic. the combinatton of ibuprofen und methylprednisolone offers the greatest reduction in pain and swelling. using the results of the randomised studies, a phased plan for a patietu-orietued, anti-inflammatory therapy to accompany dento-alveolar surgery is presented. in a placebo controlled study 20 patients with congestive heart failure (nyka class ii) were treated orally for seven days with i00 mg ibopamine t.i.d, i0 subjects had a normal renal function (mean inulin clearance (gfr) 91 ± 3,4 ml/min), i0 patients suffered from chronic renal insufficiency (gfr 36 ± 3,9 ml/min; x ± sem). pharmacokinetic parameters of epinine, the maximum plasma concentration, the time to reach maximum plasma concentration and the area under the curve from 0 to 6 hours were unaltered in impaired renal function when measured on the first or on the seventh treatment day. however plasma concentrations in both groups were significantly higher on the first treatment day than after one week of ibopamine administration. in this context antipyrine clearance as a parameter of oxidative liver metabolism which might have been induced by ibopamine revealed no differences between placebo and ibopamine values. in conclusion kinetic and dynamic behaviour of ibopamine was not altered by impaired renal function. human protein c (hpc) is a vitamin k-dependent in the liver produced glycoprotein with anticoagulant properties. when active protein c splits the coagulation factors va and vuia by means of limited proteolysis (kisiel et al 1977) . its concentration in normal plasma is 2-6 lag/m[ i-ipc's biological importance became evident when a congenital protein c deficiency, which results in difficult recurrent thromboembolic diseases was discovered (griffin eta/1981) . the recognition of a congenital hpc deficiency, as wall as the connection between acquired protein c deficiency and the appearance of thromboembolic complications by means of highly accurate and sensitive ascertained methods is therefore of great practical importance for the clinic. murine monoclonal antibodies (moabs) against hpc were formed. antibody producing hybridomas were tested by an ,,indirect elisa" against soluble antigens. the plates were coated with purified hpc up to 50 ng/1001al. the peroxydase-system was used to identify antibodies the antibodies were tested with the remaining vitamin k-dependent proteins for cross-reactivity, as well as with hpc deficiency plasma for disturbances by other plasma proteins. the above described experiment represents a sensitive and specific method for measuring the hpc concentration with moabs. assessment of local drug absorption differences ("absorption window") in the human gastrointestinal tract is relevant for the development of prolonged release preparations and for the prediction of possible absorption changes by modification of gastrointestinal motility. current methods are either invasive and expensive (catheterization of the intestinum, hf-capsule method) or do not deliver the drug to a precisely defined localization. we evaluated the delay of drug release from tablets coated with methacrylic acid copolymer dissolving at different ph values as an alternative method. three coated preparations of caffeine tablets (onset of drug release in in vitro tests at ph 5.5, 6.0 and 7.0) and an uncoated tablet (control) were given to six healthy male volunteers in a randomized order. caffeine was used because of its rapid and complete absorption and good tolerability. blood samples were drawn up to 24 h postdose (coating ph 7.0 up to 30 h postdose), and caffeine concentrations were measured by hplc. auc, time to reach measurable caffeine concentrations (tia~), tr, ax, cmax and mean absorption time (mat) values for coated preparations were compared to the reference tablet (mean + sd of n=6): the relative bioavailibility for the coated preparations did not differ from the reference, suggesting complete release of caffeine. all coatings delayed caffeine absorption onset. the tlag for the ph 5.5 preparation suggests that release started immediately after the tablet had left the stomach. the mean delay of 2.1 h for the ph 6.0 coating was highly reproducible and should reflect small intestine release. the ph 7.0 coating delayed absorption to the highest extent, however the drug was probably released before the colon was reached. there is evidence that nitric oxide (no) plays a role in cardiovascular disease like hypertension, myocardial ischemia and septic cardiomyopath.y. no stimulates the guanylyl cyclase leading to an increase m cgmp content we investigated by immunoblotting the expression of the inducible nitric oxide synthase (inos) in left ventricular myocardium from failing human hearts due to idiopathic dilative cardiomyopathy (idc, n=10), ischemic cardiomyopathy (icm, n=7), beeker muscular dystrophy (n=2) and sepsis (sh, n=3) compared to non-failing human hearts (nf, n=4). cytokine-stimulated mouse macrophages were used as positive controls sds-polyacrylamide gel electrophoresis (7.5 %) was perfomed with homogenates of left ventricular myocardium and mouse macrophages respectively. proteins were detected by enhanced chemiluminescence using a mouse monoclnal antibody raised against inos. furthermore, we measured the cgmp content in these hearts by radioimmunoassy. a band at about 130 kda was observed in two out of three hearts from patients with sepsis and in stimulated mouse macrophage~ no inos-protein expression was detected in either non-failing human hearts (n=4) or failing human hearts due to idc, ihd or bmd. in ventricular tissue from patients with sepsis cgmp content was increased to 230% (72 + 17 fmol/mg ww, n=3) compared to non-failing hearts (100% or 31 + 6.9 fmol/mg ww, n=4). in left ventricular tissue tissue from patients with heart failure due to idc, ihd and bmd cgmp content did not differ from that in non-failing hearts. it is concluded that an enhanced inos protein expression may play a role in endotoxin shock, but is unlikely to be involved in the pathophysiology of end-stage heart failure due to idc, ihd and bmd. (supported by the dfg.) nitric oxide (no) has been shown to be a major messenger molecule regulating blood vessel dilatation, platelet aggregation and serving as central and peripheral neurotransmitter; furthermore no is a crucial mediator of macrophage cytotoxicity. no production can be assessed reliably by determination of its main metabolites nitrite and nitrate in serum, reflecting no synthesis at the time of sampling, or in 24 h urine, reflecting daily no synthesis. farrell et ai. (ann rheum dis 1992; 51:1219) recently reported elevated serum levels of nitrite in patients with rheumatoid arthritis (ra). we report here total body nitrate production and the effect of prednisolone in patients with ra. nitrate excretion in 24 h urines of 10 patients with ra as defined by the 1987 revised criteria of the american rheumatism association was measured by gas chromatography at 2 times: first before start of a antiinflammatory therapy with prednisolone, when the patients had high inflammatory activity as indicated by mean crp serum concentrations of 71 + sd 61 mg/i and elevated esr with a mean of 62 ]:28 after 1 hour. secondly 2-4 weeks after start of prednisolone therapy in a dosage of 0.5 mg/kg body weight, when the patients showed clinical and biochemical improvement (crp 6 + 5 mg/i, p<0.05, esg 32 + 17, p<0.001, two-tailed, paired t-test). for comparison 24 h urines from 18 healthy volunteers were obtained. before start of predniselone therapy the urinary nitrate excretion in patients with ra (mean 223 + sd 126 p.mol/mmol creatinine) was more than twofold higher (p<0.001, twoaailed unpaired t-test) than in healthy volunteers (83 + 63 ~tmol/mmol creatinine). the urinary nitrate excretion decreased significantly (p<0.001, two-tailed, paired t-test) to 162 + 83 i.tmol/mmol creatinine under therapy with prednisolone, when inflammatory activity was reduced considerably. despite the decrease the urinary nitrate excretion was still twc, fold higher (p<0.05, two-tailed, unpaired t-test) in patients with ra than in the control group. our data suggest that the endogenous no production is enhanced in patients with ra. furthermore the results indicate that this elevated no synthesis could be reduced in accordance with suppression of systemic inflammation by prednisolone therapy. but now as ever the physicians are entitled to prescribe drugs which have to prepare in a pharmacy for a particular patient. little information is available on the frequency and patterns of these prescriptions. we had occasion to analyse the prescriptions of drugs which were prepared in 6 pharmacies in north thuringia (east germany) from october to december 1993 at the expense of a large health insurance company (allgemeine ortskrankenkasse). the selected pharmacies are loealised in 6 cities. we found 2172 prescriptions of drugs made up in pharmacies among a total number of 58472 reviewed drug prescriptions. this is 3.7 % of the total. most of these prescriptions were performed by dermatologists (56.6 %), general practitioners (21.9 %), paediatrists (7.9 %) and otolaryngologists (4. 1%). according to this, the most frequently prescribed groups of drugs were dermatics enteric eoated tablets with 100 nag and 300 nag acetylsalicylic acid (asa) have been developed wluch should avoid the known gastrointestinal adverse events by a controlled drug release mainly in the duodenum after having passed the stomach. a 4-way cross-over study in 24 healthy male subjects, aged from 19-39 years, was conducted to investigate the pharmacokinetics, bioavailability, safety, and tolerance of asa and its metabolites salicylic acid and salicylurie acid following enteric coated tablets in comparison with plain tablets. asa and its metabolites were determined by a sensitive, specific, and validated hplc method. pharmacokinetic parameters were determined by non-compartreental analysis. bioequivalence was assessed by 90% confidence intervals. following the admimstration of enteric coated tablets, a delayed absorption can be observed for both the 100mg dose and the 300rag dose. this is likely due to a delayed release of the active substance from the enteric-coated tablets in the small intestine arer gastric passage. considering the mean residence times (mrt), there is a difference of at least 2.8 h following the enteric coated tablets compared to the plain tablets for asa and the two metabolites measured• this difference represents the sum of residence time in the stomach plus the time needed to destroy the coating of the tablet when it left the stomach• in general, the maximum observed concentrations of both enteric coated formulations occurred 3-6 h post dose. the pharmacokinetics of a novel immunoglobulin g (lgg) preparation (bt507, biotest, dreieich, frg) have been determined in 12 healthy, male anti-hbs-negative volunteers. for this preparation only plasma from hiv-, hbv-and hcv-negative donors was used, the quality control for the product was in accordance with the ec-guideline for virus removal and inactivation procedures. each volunteer received a single, intravenous infusion of 100ml bt507 containing 5g igg and anti-hbs > 5,000 iu. anti-hbs was used as a simply measurable and representative marker for the igg. blood samples for determination of anti-hbs (ausab eia, abbott, frg) were drawn before and directly after the infusion, after 1,3,6,12 and 24 hours, on day 3, 5,8,15,22, 29,43,57,71,85 and 99 . additionally, total protein, igg, iga, igm and c3/c4 complement were measured and blood hematology and clinical chemistry parameters determined. the phar~gacokinetic parameters of anti-hbs were calculated using the topfit ~" pc program assuming a 2-compartment model. pharmacoeconomic evaluations (pe) describe the relationship between a certain health care input (costs) for a defined treatment and the clinical outcome of patients measured in common natural units (e.g. blood pressure reduction in mmhg), quality of life (qol) gained, lifes saved or even in money saved due to the improvement in patients functional status. this implies that the efficacy of a treatment has been measured and proven in clinical trials. in addition, in order to transfer data obtained in clinical trials to the clinical setting, an epidemiological database for diseases and eventually drug utiiization may be required. the evaluation of the efficacy depends on the disease to be treated or prevented and the mode of treatment. for acute, e.g. infectious diseases, the endpoint can be defined easily by the cure rate, but for pe the time (length of hospital stay) and other factors (e.g. no. of dally drug administrations) have to be considered. in the case of chronic diseases, e.g. hypertension or hypercholesterolaemia, surrogate endpoints (blood pressure or serum cholesterol reduction) and information on side effects may be acceptable for the approval, but cannot be used for a meaningful pe. the latter should include the endpoints of the disease, i.e. cardiovascular events (requiring hospitalisation and additional treatment) and mortality. furthermore, the qol has to be measured and considered for chronic treatment. several questionaires have been developed to measure the overall qol or the health related qol. especially the latter may be a more useful tool to detect mad quantify the impact of a treatment on qol. combining the clinical endpoint mortality and qol by using qalys (quality-adjusted lifeyears) may be a useful tool to determine the value and costs of a given drug treatment but cannot be applied to all treatments under all circumstances. sorbitol was used as a model substance to investigate the dynamics of the initial distribution process following bolus intravenous injection of drugs. to avoid a priori assumptions on the existence of well-mixed compartments data analysis was based upon the concept of residence time density in a recirculatory system regarding the pulmonary and systemic circulation as subsystems. the inverse gaussian distribution was used as an empirical model for the transit time distribution of sorbitol across the subsystems, distribution kinetics was evaluated by the relative dispersion of transit (circulation) times. the distribution volumes calculated from the mean transit times were compared with the modelindependent estimate of the steady-state volume of distribution. kinetic data and estimates of cardiac output were obtained from 10 patients after percutaneous transluminal coronary angioplasty. each received a single 0.8 g iv bolus dose of sorbitol. arterial blood samples were collected over 2 hours. while the disposition curve could be well fitted by a tri-exponential function the results indicate that distribution kinetics is also influenced by the transit time through the lungs, in contrast to the assumption of a wellmixed plasma pool underlying compartmental modelling. a karit@ "bu£ter" is used traditionally in west afr%can manding colture as a cosmetic to protect the skin against the.sun. gas chromatography was used to analyze the ingredients of karit@ butter from guinea. we found 3% palmitic acid, 42% stearic acid, 42% oleic acid and 8% linoleic acid and 0.1% of other fatty acids with higher chain lengths like arachidonio acid. some of these are essential fatty aclds (vitamine f). furthermore karit@ contains vitamine a and d as well as triterpene alcohols and phytosterines. an original extract was used to prepare a skin cream. this preparation was tested in 25 volunteers (18 women, 7 men; age 20-55 y.). the cream contained at least 50% karit@, glycerol, emulsifiers and no preservative agent except for sorbic acid. 24 of the volunteers very well tolerated the cream and thought it effective. the skin became more tender and elastic. good results were obtained when the volunteers suffered from very dry skin. two of them who were known to be allergic against the most available skin creams had no problems in using our karit8 cream. pure karit@ butter was used for four months to treat an african infant with neurodermitis. after this time the symptoms had markedly improved whereas previous therapy trials with other usual topical medicaments had been unsuccessful. these pre-studies had shown that dermatologic preparations containing karit# may be a good alternative in the treatment of therapyreslstent skin diseases and may in some cases be able to replace eorticoid treatment. ) and a low molecular weight heparin preparation (fragmin ~, 75 iu/kg bodyweight s.c.) on coagulation and platelet activation in vivo by measuring specific coagulation activation peptides [prothrombin fragment 1+2 (f1+2), thrombin antithrombin iii complex (tat), 13-thromboglobulin (~-tg)] in bleeding time blood (activated state) and in venous blood (basal state). in bleeding time blood, r-hirudin and the heparin preparations significantly inhibited the formation of both tat and f1+2. however, the inhibitory effect of r-hirudin on f1+2 generation was short-lived and weaker compared to ufh and lmwh and the tat/f1+2 ratio was significantly lower after r-hirudin than both ufh and lmwh. thus, in vivo when the coagulation system is in an activated state r-hirudin exerts its anticoagulant effects predominantly by inhibiting thrombin (lla), whereas ufh and lmwh are directed against both xa and ila. a different mode of action of ufh and lmwh was not detectable. in venous blood, r-hirudin caused a moderate reduction of tat formation and an increase (at 1 hour) rather than decrease of f1+2 generation. formation of tat and f1+2 was suppressed at various time points following both ufh and lmwh. there was no difference in the tat/f1+2 ratio after r-h[rudin and heparin. thus, a predominant effect of rhirudin on ila (as found in bleeding time blood) was not detectable in venous blood. in bleeding time blood, r-hirudin (but neither ufh nor lmwh) significantly inhibited ~-tg release. in contrast, both ufh and lmwh caused an increase of ~-tg 10 hours after hepadn application. our observation of reduction of platelet function after r-hirudin compared to delayed platelet activation following ufh and lmwh suggests an advantage of r-h[rudin over heparin, especially in those clinical situations (such as arterial thromboembolism) where enhanced platelet activity has been shown to be of particular importance. the human cytochrome p450 isoform cyp1a2 determines the level of a variety of drugs metabolized by the enzyme, including caffeine (ca) and theophylline (th). more than 50 compounds are potential or proven inhibitors of this enzyme. some of them were reported to be substrates or inhibitors to cyp1a2 in vitro, ethers caused pharmacokinetic interactions with drugs metabolised by cyp1a2. we characterized a series of these compounds with.respect to their effect on cyp1a2 in human liver microsomes in relation to-published pharmacokinetic interactions in vivo. cyp1a2 activity in vitro was measured as ca 3-demethylation at the high affinity site in human liver microsomes, using 15 rain incubation at 37 °c with 125 -20001jm caffeine, an nadph generating system, and inhibitor concentrations covering 1.5 orders of magnitude. apparent kr values were estimated using nonlinear regression analysis. for inhibitory effects on cyp1a2 activity in vivo, the absorbed oral dose causing 50 % reduction in ca or th clearance (edso) was estimated from all published interaction studies using the emax model. %)i followed by disinfectants (14.1%)r ointments (54.8 %) and solutions (17.8%) were the most frequent drug forms 6 %) or german (17.4 %). our results show that even now drugs prepared trend analysis of the expenses at the various departments may be a basis for a ratio-hal and economic use of the drug budget. total drug expenses amounted to 30 mill. dm in 1993. s0 milldm (33%) were used in surgical departments with intensive care units (icu) (general surgery, kardiovascular surgery, neurosurgery, gynecology, anaesthesiology) of wtfich 40 % are needed by the icu and 25 % in the operating rooms. surgical departments without scu but similar patient numbers (ophthalmology, ent, orthopedics and urology) get only 10 % of the budget (30 % needed for the operating rooms). the medical departments spent s0 mill.dm of which icu needs only 10 % whereas the oncology (oncu) and antiinfective units uses more than 50 %• similar relation could be seen in the child hospital (2.4 milldm, 8 %) where 25 % were spent for icu and 40 % for oncu. the departments of dermatology and neurology get 10 %, the depart-merits of radiology, nuclear medicine and radiation therapy only 8 % of the budget. antiinfective drugs (antibiotics, antimycotics, virustatics) are most expensive (21% of budget) followed by drugs used for radiological procedures (8%) sncreasing the knowledge about the costs of medical items and the rational and economical use may stop the overproportional increase of the drug budget the mostly used :20) and a 100-fold higher efficiency than the r-form the elimination of the talinolol enantiomers was studied in 12 healthy volunteers (age: 23 -32 years, body weight: 55 -84 kg) given a single oral dose (50 mg) or an intravenous infusion (30 rag) of the racemi c drug. three volunteers were phenotypically poor metabolisers and nine were extensive metabolisers of the debrisoquine-type of hydroxylation. the r-and senantiomers of talinolol were analysed in urine by a hplc method after enantioselective derivatisation. the concentrations of the enantiomers within every sampling period as well as the amounts of s-and r-enantiomer this corresponds to a s/r-ratio of 1,00 + 0,02. the mean total amount (= s-+ r-enantiomer) eliminated was on average 50 % &the administered dose. after oral administration 26 _+ 7 % of the dose were eliminated within 36 h. the amounts of talinolol enantiomers recovered were equally (senantiomer: 6416 _+ 1624 gg the ratios of s-to r-concentrations at every sampling interval and of every volunteer were assessed between 0,82 and 1,11 (mean: 1,00 after infusion and 1,01 after oral administration, respectively) medizinische fakult~t carl gustav cams, teelmische university, t, fiedlerstr nitric oxide (no), synthesized by the inducib]e form of no synthase, has been implicated as an important mediator of-specific and non-specific immune response, little is known about the in vivo synthesis or no in inflammatory joint diseases. therefore we have studied the excretion of the major urinary metabolite of no, nitrate, in rats with adjuvant arthritis, a well established model of polyarthritis in addition we assessed the urinary excretion of cyclic gmp, which is known to serve as second messenger for the vascular effects of no, synthesized by the constitutive form of no synthase, affecting blood vessels, plate]et aggregation and neurotransmission, in 24 h urines of 12 male sprague daw]ey rats at day 20 after induction of adjuvant arthritis we measured nitrate excretion by gas chromatography and cyclic gmp by radioimmunoassay. for contro] we determined the same parameters in 24 h urines of non-arthritic rats of the same strain and age, we found a significant (p <0 001, two-tailed, unpaired t-test), more than 3-fo]d increase of urinary nitrate excretion in arthritic rats (mean 541 ± sd 273 pmo]/mmol creatinine) as compared to non arthritic rats (169 _+ 39 izmot/mmo] creatinine). urinary cyclic gmp excretion was slightly, but not significant]y lower in arthritic rats (510 ± 44 nmol/mmol creatinine) than in controls (747 ± 33 nmo]/mmo] creatinine).there were no major differences in food or water intake which cou]d account for these results. the increased urinary nitrate excretion accompanied by normal cyclic gmp excretion suggests that no production by the inducible form of no synthase is enhanced in rats with adjuvant arthritis institute of c]inica] pharmacology~ hannover medical school, d-30623 hannover, germany and *research center gr@nentha] gmbh, zieg]erstr 6, d-52078 aachen, germany background: pge1 has been shown to be efficacious in the treatment of critical leg ischemia. despite of an almost complete first pass metabolism in the lung the clinical effects of intraarterial and intravenous pge1 do not differ significantly. in addition, it is not fully understood which of the various pharmacological actions of pge1 is the main factor; by most authors, however, it is thought to be the increase of cutaneous and muscular blood flow. by means of [15-0]-h20-pet, we studied muscular blood flow (mbf) of the leg in patients with peripheral arterial disease comparing intraarterial and intravenous pge1. patients and methods: 8 patients (3 f, 5 m; mean age 59 y) with pad were studied, (5 atherosclerosis, 3 thromboangiitis obliterans). at the first day, 5pg pge1 were infused intraarterially within 50 minutes; pet scanning of the lower leg was performed at minutes 0, 25 und 50. at the following day, 40pg pge1 were infused intravenously within 2 hours; pet scanning was performed at minutes 0, 30, 60 and 120. results: in the infused leg the increase of mbf caused by intraarterial pge1 averaged 79+59% at minute 25 and 1004_85% at minute 50; in the not infused leg there was no effect. the increase rate in the infused leg was highly variable but did not correlate with sex, age, disease or clinical outcome. for intravenous pge1 the change of mbf at any time averaged almost 0%. conclusion: unlike intraarterial pge1, intravenous pge1 does not increase the muscular blood flow of the leg. a comparable clinical effect provided, increase of muscular blood flow may not be considered the main way of action of pge1 in critical leg ischemia. eslrogen(er) and progesterone(pr) receptor status as well as lymph node involvement are important factors in predicting prognosis and sensitivity to hormone and chemotherapy in patients with breast cancer. prognostic relevance of ps2-protein, egfr and cathepsin d is currently under debate. especially ps2 and egfr expression appears to provide additional information regarding the responsiveness of the tumour tissue to tamoxifen. the aim of the present study was to investigate the relationships between these parameters and established prognostic factors in breast cancer. in a prospective study ps2 and cathepsin d were assayed immunoradiometricauy in the tumour cytosol of 122 patients, egfr was measured by elisa. relating the level of these factors to the lymph node involvement, menopausal status as well as turnout size, no significant association could be established. jn our findings er and pr are significantly correlated with the expression of ps2 but none is correlated with the cathepsin d status. egfr was shown to be inversely correlated with the content of er. a significant association between cathepsin d and ps2 could be established in patients with early recurrence. at a median follow-up of 15-24 months, recurrence was more common in patients with tumours having negative status for ps2, independent of receptor status. in conclusion, because of the relative independence on the er and pr status and other prognostic factors and the influence on the recurrence behaviour, demonslrated here, and their role in promoting tumour dissemination and changing hormone therapy sensitivity, all three factors represent markers of prognostic relevance.deparlancnts of clinical pharmacology l, nuclear medicine 2 and surgery 3,pharmacoeconomic studies, conducted either separately from or together with clinical trials are increasing in both number and meaning. in a period of limited health care budgets, political and medical decision makers alike run the risk of accepting the results of such studies without critical reflection. careful evaluation of those studies by state-of-the-art methods is one way out of the trap. another could be to refer to ethical considerations. the problem in this context is, that the discussion concerning ethical aspects of pharmacoeconomic research, at least in europe, is just in its beginning. therefore, no widely accepted standards are available. but they are essential to answer four main questions: 1. who should perfom a pharmacoeconomic study? 2. which objectives should be considered? 3. what kind of study should be performed (e. g. cost-effectiveness, cost-utility, cost-benefit analysis)? 4. which consequences will be drawn from the results?based on the case study-orientated "moral cost-benefit model" (r. wilson, sci. tech. human values 9: 11-22, 1984) , a three-step decision and evaluation model is proposed to handle bioethical problems in pharmacoeconomic studies: 1. moral risk analysis 2. moral risk assessment 3. moral risk management. possible practical consequences for decision making in research policy, study design and assessment of results are discussed. hirudin is the most potent known natural inhibitor of thrombin and is presently gaining popularity as an anticoagulant since recombinant forms have become available. the aim of the present study was to compare platelet aggregation, sensitivity to prostaglandin e1 (pge1) and thromboxane a2 (txa2) release in r-hirudinized and heparinized blood. platelet aggregation was measured turbidimetrically using a dual channel aggregometer (labor, germany) in blood samples of healthy volunteers anticoagulated with r-hirndin w015 (behring) and hepatin (20 gg/mi blood each). aggregation was induced by arachidonic acid (aa; 0.5, 1.0 and 2.0 ram) and adp (1.0 lam). pge1 in concentrations 10, 20 and 40 ng/ml was used. plasma txb2 content was measured by gas chromatography/mass spectrometry. this study showed a significantly lower a.a-induced platelet aggregation in r-hirudinized plasma. three minutes after the aggregation induction by 0.5 mm aa the plasma txb2 concentration was 23 0 ng/ml in blood anticoagulated with rhimdin and 108.4 ng/ml in heparin-anticoagulated blood. the extent of the adp-induced aggregation was nearly the same in rhimdinized and heparinized plasma. platelet sensitivity to pge1 was significantly higher in r-hirudinized blood. thus, aa-induced platelet aggregation is significantly lower and sensitivity to pgei higher in r-himdin-anticoagulated blood in comparison with beparin-anticoagulated blood.university of tartu, puusepa str. 8, tartu ee 2400, estonia anaemia has been reported in renal transplant (ntx) recipients treated with azathioprine (aza) and angiotensin converting enzyme-inhibitors (ace-i). an abnormal aza metabolism with increased 6-thioguanine nucleotide (tgn) levels in erythrocytes is a possible cause of severe megaloblastic anaemia (lennard et al, br j clin pharmaco11984). methods: 15 ntx patients receiving aza (1,9_+0,54 mg/kg/d), prednisolone (0,12+0,06 mg/kg/d) and enalapril (ena) (0,16+0,07 mg/kg/d) for more than 6 months were studied prospectively. blood samples were taken before and 3h after administration of aza on 2 visits during ena treatment and 10 weeks after ena had been replaced by other antihypertensives (x). tgn in erythrocytes, 6-mercaptopurin (mp) and 6-thiouric acid (tua) in 3h post dose plasma (p.) und 24h urine (u.) samples were analyzed by hplc using a mercurial cellulose resin for selective absorption of the thiol compounds. pharmacodynamic variables were hemoglobin (hb), erythropoietin (epo) and creatinine clearance (ci ace~,lcholine plays an important role in regulating various functions in the airway's. in human lung less is known about regional differences in cholinergic innervation and about receptor-mediated r%m.flation of acetylcholine release. in the present study the tissue content of endogenous acetylcholine and the release of newly-synthesized [~h]acetylcholine were measured in human lung human tissue was obtained at thoracotomy from patients with lung cancer moreover, in isolated rat tracheae with intact extrinsic vagal innervation possible effects of g__-adrenoceptor agonists on evoked ph]acctylcholine release were studied. endogenous acetylcholine was measured by hplc with ec-detection; evoked ph]acetylcholme release was measured after a preceding incubation of the tissue with [~h]choline. huma n large (main bronchi) and small (subsegmental bronchi) airways contained similar amounts of acetylcholine (300 pmol/100 mg), whereas significantly less acetylcholine was found in lung parenchym (60 pmol/100 mg). release of [3h]acetylcholine ,,,,'as evoked in human bronchi by transmural electrical stimulation (four 20 s trains at 15 hz). oxotremorine, an agonist at muscarine receptors, inhibited evoked [~hiacetylcholine release indicating the existence of neuronal inhibitor 3' receptors on pulmona~ parasympathetic neurones. scopolamine shifted the oxotremorine curve to the right suggesting a competitive interaction (pa 2 value: 88: slope &the schild plot not different from unity) however, a rather sluggish schdd plot was obtained for pirenzepine. scopolamine but not pirenzepine enhanced evoked [3h]acetylcholine release. the present experiments indicate a dense cholinergic innervation in human bronchi; release of aceu, lcholine appears to be controlled by facilitatory and inhibitou' nmscarinc receptors. in isolated, mucosa-intact rat tracheae isoprenaline (100 nm) inhibited [~h]acetylcholine release evoked by preganglionic nerve stimulation isoprenaline was ineffective in mucosa-denuded tracheae or in the presence of indomethacin thus, 13adrenoceptor agonists appear to inhibit acetylcholine release in the airways by the liberation of inhibitoiy prostanoids from the mucosa. the occurrence of the non-enzymatic reactions between glucose and structural proteins is well known (vlassara h et al. (1994) lab invest 70: 138-151) . the reaction between proteins and fructose (i.e. fmctation), however, can also occur. like glucose-protein adducts the fructose analognes are able to form so-called advanced glycation endproducts (age). the inhibition of early and advanced products of fmctation may be ilnportant for the prevention of diabetic late complications (mcpherson jd et al. (1988 ) biochemistry 27: 1901 -1907 . we investigated the in vitro fmctation of human serum albumin (hsa) and its inhibition by selected drugs. hsa was fmctated by incubation with 20 mmol/1 fructose in 0. i mol/l phosphate buffer, ph=7.4.,at 37 ° c for 21 days. the rate of fmctation was measured by the following methods: -a colorimetric method based on deglycatien of glycated, proteins by hydrazine (kobayashi k et ai.(1994) bioi pharm bull 17: 365-369), -affinity chromatography with aminophenyl-boronate-agarose, -fluorescence measurement for the delermination of age we used aminoguanidine, pcnicillamine, captopril and alpha-lipoic acid(20 mmol/1) to study the inhibition of hsa fmctation. after three weeks incubation the formation of early glycation products was inhibited by aminogalanidine (15%) and captopril (3%) whereas penicillamine and alpha-lipoic acid showed minimal inhibition. aminognanidine inhibited the formation of age by 42%, penicillamine by 37%, alpha-lipoic acid by 11% and captopril by 37%. these results may suggest a potential use of the investigated drags in the prevention of the formation of protein-fructose addncts. key: cord-284648-yznlgzir authors: varanko, anastasia; saha, soumen; chilkoti, ashutosh title: recent trends in protein and peptide-based biomaterials for advanced drug delivery date: 2020-08-29 journal: adv drug deliv rev doi: 10.1016/j.addr.2020.08.008 sha: doc_id: 284648 cord_uid: yznlgzir nan they also increase the occurrence of dose-dependent side effects. the lack of target specificity made it impossible to deliver a therapeutic to the organ of interest without impacting other cells, which caused off-target toxicity. in the 1950s, scientists began to focus on developing drug delivery systems (figure 2) . in the next thirty years, they established the principles of drug diffusion, dissolution, and pharmacokinetics [11, 12] . research then shifted toward prolonging drug release and increasing the drug's retention time in circulation [11] . scientists also focused on how to specifically deliver drugs to a disease site by engineering systems for local drug release, passive drug accumulation in the diseased tissue, and active targeting [12] . this research led to the first fda approval of a drug delivery system -liposomal amphotericin b-in 1990 for treatment of fungal infections [13] . since then, controlled delivery has been leveraged to improve the bioavailability and efficacy of numerous therapeutics [14] . biomaterials have been critical to the success of drug delivery systems. many drug formulations employ biomaterials to extend the therapeutic window by both sustaining its release from the formulation and slowing its elimination from the body. beginning in the late 1960s, scientists used synthetic materials, especially polymers, as drug carriers [11, 12] . these systems successfully extended the drug's circulation time by increasing its molecular weight to slow renal excretion. biodegradable systems were also engineered to prolong drug release, thus reducing the frequency of administration [15] . despite these accomplishments, synthetic materials can have high immunogenicity or toxic degradation products [16] . furthermore, there is limited control over the stereochemistry, structure, and molecular weight of synthetic polymers, which impacts the drug's biodistribution and pharmacokinetics [17, 18] . the production of synthetic polymer drug carriers can be difficult and expensive to scale up [19] . figure 6 : conjugation of the cyclic pentapeptide crgdfk and the photodynamic agent chlorin e6 (ce6) to sf was achieved using a simple acid-amine coupling reaction and the resulting conjugate was doped with 5-fluorouracil (5-fu) using genipin peptide as a crosslinker. adapted with permission from [84] . the adaptable mechanical properties and thermal stability of sf make it an ideal candidate material for forming hydrogels and scaffolds. its degradation can be tuned by controlling the self-assembly of sf which can stably encapsulate the therapeutics and release them on demand. kaplan and colleagues have extensively studied the abilities of sf and its hybrids to form hydrogels. they developed a method to synthesize a thixotropic silk nanofiber hydrogel from aqueous solution, which otherwise requires an organic co-solvent [85, 86] . the injectable nanofiber hydrogel stably entraps dox, solidifies in situ, and demonstrates ph-triggered sustained release of dox [86] . kaplan et al. also used an injectable sf-hydrogel system to sustain the delivery of anti-vascular endothelial growth factor (anti-vegf) therapeutics [87] , and small molecule drugs [88] . however, the prolong gelation time (weeks-months) of sf hydrogel acts as a major roadblock for their practical application. to decrease the gelation time gong et al. synthesized another class of thixotropic hydrogels by blending regenerated sf and hydroxyl propyl cellulose (hpc), a natural cellulose ether approved by fda [89] . hpc has lower critical solution temperature (lcst) of about 40 °c above which it precipitates in water. the j o u r n a l p r e -p r o o f hpc-sf blend gelled at 37 °c within 1 h. results from confocal laser scanning microscopy (clsm), raman spectroscopy, and 13 c-nmr spectroscopy suggested that the conformational transition of sf from random coil to β-sheet during phase separation resulted in gel formation through β-sheet crosslinking and immobilization of the molecules of sf and hpc in the dispersed phase. the blended hydrogel encapsulated mice fibroblasts and protected them against high shear force during injection, which suggests that the hydrogel can be used for cell delivery [89] . germershaus et al. developed heuristics to decipher protein interactions with sf using protamine and polylysine as model proteins [90] . the author concluded that the interaction between protein and sf arises primarily from entropy-driven complex coacervation, which depends on the ionic strength of the solution and presence of kosmotropic and chaotropic salts. sf-hydrogels have also been fabricated with various nanoassemblies including sfnps, carbon nanotubes and hybrid nanoparticles of different materials. mao and colleagues encapsulated curcumin-loaded cationic nanoparticles of rrr-α-tocopheryl succinate-grafted-εpolylysine conjugate into a sf-hydrogel, which promoted the penetration of curcumin into the thickening corneum of psoriatic mice and thus inhibited skin inflammation. compared to 49% of curcumin released from the nanoparticle, only 30% was released from the mixed hydrogelnanoparticle system. the author concluded that this slow release of curcumin might be due to adherence of the nanoparticles into the sf hydrogel, making it difficult for the embedded curcumin to diffuse out of the gel. this delayed release profile resulted into significant accumulation of curcumin in the stratum corneum at the 48 h [91] . wu et al. incorporated salinomycin and paclitaxel-loaded sf-nanoparticles into a sf hydrogel to inhibit cancer stem cell and tumor growth. the dual drug-loaded hydrogel had homogeneous drug distribution and exhibited increased tumor inhibition compared to the single drug-loaded hydrogel, as evidenced by fewer cd44+cd133+ tumor cells in vivo. because paclitaxel and salinomycin interacted differently with sf, their release profiles were different, with paclitaxel showing sustained release and salinomycin an initial burst release [92] . gangrade et al. introduced carbon nanotubes into sf hydrogels to construct an on-demand, tumor-targeting system [93] . they synthesized folic acid functionalized, dox-loaded, single-walled carbon nanotubes (swcnt) and incorporated them into an sf hydrogel matrix. only 7% of dox was released from the composite material over a period of five days under physiological conditions. however, intermittent exposure to near-infrared light stimulated on-demand dox release (~15%) due to the photothermal property of swcnt. he et al. developed an injectable silk fibroin nanofiber hydrogel system complexed with upconversion nanoparticles and nano-graphene oxide (sf/ucnp@ngo) for upconversion luminescence imaging and photothermal therapy [94] . the naluf 4 :er 3+ ,yb 3+ upconversion j o u r n a l p r e -p r o o f nanoparticles were complexed with the nano-graphene oxide and then doped into an aqueous sf solution to form a hybrid hydrogel system. sf/ucnp@ngo hydrogels efficiently ablated 4t1 breast cancer cells via the photothermal effect both in vitro and in vivo. recombinant techniques can also be utilized to modulate the properties of silk-based scaffolds and hydrogels. anderson et. al. recombinantly synthesized slp segments conjugated to a human fibronectin segment and cell attachment domain [95] . crystal structure characterization of (gagags)-based slps revealed the hydrophobic domains of silk collapsed to form anti-parallel β-sheets that assembled into crystallite whiskers at the nanometer scale. this self-assembled material is mechanically tough, can undergo processing in the presence of bioactive molecules, and can be processed for into thin films, hydrogels, and three-dimensional scaffolds. schacht et al. fabricated highly porous foams made from recombinant spider silk protein eadf4(c16) and a variant containing an rgd motif using a salt-leaching technique [96] . in contrast to other salt-leached silk scaffolds, the swelling behaviors of these scaffolds as measured by discovery v20 stereomicroscope were low, and the mechanical properties were suitable for soft tissue engineering. the compressive moduli of the foam in a hydrated state was 3.24 ± 1.03 kp at a protein concentration of 8% (w/v). the pore size and porosity of the foams were optimized by altering the salt crystal size, thus rendering them suitable to adhere and culture fibroblasts. as silk fibroin can self-assemble into hydrogels from an aqueous solution, it has been widely used for ocular delivery of various drugs ranging from small molecules to antibodies and other therapeutic proteins. in one such example, silk hydrogel formulations of bevacizumab, a clinically used antibody as angiogenesis inhibitor showed sustained release of the antibody over a three months' period in an intravitreal injection model in dutch-belted rabbits [87] . the bevacizumab concentration in the vitreous humor on day 90 using hydrogel formulation at both standard (1.25 mg /50 µl injection) and high dose (5.0 mg /50 µl injection) was equivalent to the levels achieved with positive control on day 30 (1.25 mg bevacizumab/50 µl injection). [87] . this concentration is estimated to be the therapeutic threshold based on the current dosage of 1 injection/month. these gels also got degraded after 3 months, indicating a repetitive dosing may be possible. additionally, the propensity of sf to bind positively charged molecules through electrostatic interaction can be exploited for topical drug delivery on the eye surface. dong et al. electrostatically coated an ibuprofen-encapsulated liposome of cationic lipids with sf for ocular drug delivery [97] . the sf being a potential mucoadhesive biopolymer aided in retention of the drug on eye surface and facilitated its sustained release. recently a phase ii clinical trial within the protein. additionally, disulfide bonding, electrostatic interactions, and hydrogen bonding provide keratin with mucoadhesive properties, which make it a useful material for delivery of drugs to the gastrointestinal tract [101] . furthermore, keratins have been employed as -smart‖ materials for stimulus responsive drug delivery. the large number of carboxyl groups within their sequence makes them phsensitive so that in response to an increase in ph, release their cargo in a controlled manner as these groups become deprotonated [102] . additionally, their rich cysteine content renders them redox-responsive. tuning the number or level of crosslinking of disulfide bonds within the protein alters the duration of drug release from a keratin-based material. similarly, keratin is responsive to changes in glutathione (gsh) concentration. this is particularly useful for delivery of chemotherapeutics to metastatic cancer cells, which have significantly higher concentrations of gsh than healthy cells. moreover, the high lysine and arginine content in some keratins enables their cleavage by high concentrations of trypsin [103] , which is frequently overexpressed in inflamed tissue [104] . thus, keratin could be a useful material when targeting injured or tumorous tissues. due to its unique material properties, keratin has been used to create nanoparticles that encapsulate and sequester a therapeutic cargo before releasing it in response to biological stimuli. these nanoparticles can stably carry therapeutics via electrostatic interactions, hydrogen bonding, disulfide bond formation, or chemical conjugation. keratins are durable and remain stable in the bloodstream, which increases the half-life of its cargo [100] . positively charged drugs electrostatically adsorb to the surface of negatively charged keratin nanoparticles; this interaction provides long-term, sustained release of the drug from its carrier. zhi et al. first explored this strategy by complexing the model drug chlorhexidine (chx) with keratin nanoparticles generated by ionic gelation [102] . carboxylate groups on the nanoparticle surface stabilized the polyanion complex with chx. this interaction provided a remarkable chx encapsulation efficiency of 91.2% and a loading content of 9.2%. zhi et al. demonstrated that for 140 hours, the drug was released in a ph-dependent manner with greater release observed at neutral and slightly acidic ph, which indicates the utility of this system to deliver chemotherapeutics to the acidic tumor microenvironment [102] . can be loaded with dox via electrostatic interactions [105] . these nanoparticles were designed to exploit keratin's responsiveness to ph and glutathione concentration to release the drug, which is a useful strategy to treat solid tumors, which have a ph of 6.2-6.9 and gsh concentration of 0.5-10 mm, which is approximately 10-fold greater than the gsh concentration of healthy tissue [105] . kdnps were created with a desolvation method that destabilizes keratin with ethanol and causes it to aggregate into nanoparticles that are crosslinked with glutaraldehyde. in an environment with a low ph or high concentrations of glutathione, kdnps experienced a stark increase in zeta potential and underwent a negative-to-positive charge conversion. the positive charge facilitated internalization by cells and electrostatically repelled the drug, thus accelerating its release (figure 7) . error! reference source not found.moreover, the charge conversion destabilized the nanoparticles, causing them to aggregate and accumulate at the tumor due to the enhanced permeation and retention (epr) effect, which further enhanced their anti-cancer potency [105] .the stimulus-responsive properties of kdnps were expanded by li et al., whoe engineered triple stimuli-responsive kdnps via drug-induced ionic gelation. in addition to releasing dox in response to changes in ph and glutathione concentration, these nanoparticles broke down in the presence of high concentrations of trypsin, which digested the peptide bonds within the keratin [106] . similarly, keratin graft poly(ethylene glycol) nanoparticles have also been explored as glutathione-responsive vehicles; dox-hcl entrapped in the disulfide-crosslinked keratin core was released in response to increased intracellular glutathione concentrations [107] . due to its exquisite and versatile loading capacity, keratin has also been harnessed to create bimodal nanoformulations that combine chemotherapeutics and photodynamic therapy. martella et al. functionalized high molecular weight keratin with the photosensitizer chlorin-e6 (ce6) and induced spontaneous nanoparticle formation by mixing the protein with paclitaxel, a chemotherapeutic that aggregates with the hydrophobic residues in keratin [108] . this is an attractive bottom-up nanoparticle fabrication strategy, as it did not require any toxic crosslinkers or downstream purification steps for nanoparticle fabrication. when administered to an osteosarcoma cell line, the nanoparticles localized to the cell lysosome. although ce6 typically experiences a drop in fluorescence in acidic conditions, the keratin protected the photosensitizer and no decrease in fluorescence was observed. further, the nanoparticle formulation j o u r n a l p r e -p r o o f transported the paclitaxel in a three-dimensional tumor model system without reducing the drug's potency [108] . keratin nanoparticles have also been engineered for mucoadhesive drug delivery. kerateine (ktn) and keratose (kos) are two forms of keratin that have been extracted and processed in its reduced and oxidized forms, respectively. cheng et al. demonstrated that, by altering the ktn:kos ratio, the mucoadhesive properties and thus drug release, gastric retention time, and bioavailability of keratin nanoparticles could be tuned [109] . an evaluation of the hydrophobicity, surface charge, and terminal groups of the nanoparticles revealed that the mucoadhesive properties of ktn were dominated by electrostatic interactions, whereas those of kos were primarily due to hydrogen bonding with gastric mucin. moreover, cheng et al. discovered that gastric retention time decreased with an increase in kos, and release of the model drug, amoxicillin, increased with a larger proportion of ktn due to its ph responsiveness [109] . keratin-based films have been widely explored for biomedical applications due to the presence of cell attachment sites, their biocompatibility, and their large surface area. these mechanically and chemically stable materials have been useful for delivering a variety of drugs and peptides. in an early study of keratin films, fuji et al. extracted keratin from human hair in the absence of surfactant, thus creating a water-soluble film comprised primarily of α-keratins [110] . alkaline phosphatase, a model enzyme, was incorporated into the film by mixing it with the keratin prior to gelation. the biochemical properties and bioactivity of alkaline phosphatase were maintained for two weeks after loading [110] . while keratin films have excellent biocompatibility, they lack mechanical strength. thus, many studies combine keratin with other materials or treat the protein with a crosslinking agent to improve its rigidity, stiffness, and stability. in one example, keratin was blended with sf to create a composite film for the delivery of bowman-birk inhibitors (bbi), synthetic peptides designed to inhibit elastase in wound healing applications [111] . sf provided structural stability to the film while keratin governed the degradation and bbi release rates. using fitc -tagged bovine serum albumin (bsa) as a model protein, vasconcelos et al. demonstrated that, although the sf was compact and rigid, increasing the percentage of hydrolytic keratin could increase the rate of fitc-bsa release by film degradation and diffusion [111] . another study used transglutaminase (tgase) to crosslink keratin films to improve the mechanical strength and chemical stability of the material [112] . treatment with tgase resulted in more compact network correlated with the amount of iodoacetamide used, though it was not directly proportional due to the binding affinity of the model drug to the keratin [116] . a disulfide shuffling strategy was used by cao et al. to explore how disulfide bond formation impacts drug release. they cleaved intramolecular disulfide bonds with a reductive agent (e.g., cysteine) to free thiol groups that could then form intermolecular disulfide bonds ( figure 8a ) error! reference source not found. [117] . this tactic increased the mechanical strength of the hydrogel, reduced its gelation time, and required a lower amount of keratin for gelation. the release rates of ciprofloxacin and dox were inversely proportional to the level of cysteine in the hydrogels. hydrogels that entrapped ciprofloxacin also demonstrated zero-order release kinetics in pbs (figure 8b & c) . moreover, when these hydrogels were exposed to increasing concentrations of glutathione, the degradation rate increased in response to the more rapid degradation of disulfide bonds ( figure 8d & e) [117] . these studies indicate that the degradation rate of keratin hydrogels can be altered for specific disease states and drugs. ph-responsive keratin hydrogels have also been designed to reversibly swell in response to their environment to modulate the release of their cargo. in many of these examples, keratin has been combined with itaconic acid, n-isopropyl acrylamide, or methacrylic acid to achieve ph responsiveness [118] [119] [120] . more recently, peralta ramos et al. reported a stimulus-responsive hydrogel that did not depend on chemical grafting to achieve its mechanical properties and phresponsivity [121] . this was credited to a novel synthesis strategy during which disulfide bridges were broken and the α-keratin reorganized. at an acidic ph, the carboxyl groups were protonated and formed hydrogen bonds, which created a higher fraction of β-sheet conformations and kept the gel in a collapsed state. at a basic ph, hydrogen bonds broke to create more sites for water adsorption, thus forcing chain reorganization and allowing the material to swell [121] . villanueva et al. expanded upon this work by incorporating antimicrobial zno nanoplates into the ph-responsive hydrogel [122] . upon administration to a chronic wound, the hydrogel swelled in response to the basic environment and locally released the biocidal agent. as the wound healed and the presence of microbes decreased, the gel collapsed and inhibited the release of zno [122] . this study demonstrates how keratin hydrogels can be used to adjust the delivery of a therapeutic agent in response to alterations in ph. albumin is the most abundant protein in human plasma and has a set of properties that make it a unique molecular carrier for drugs: (i) it is a natural physiological carrier of native ligands and nutrients; (ii) it bypasses systemic clearance and degradation by the body's own innate mechanisms, so that it has an exceptionally long half-life of 19 days in humans, and similarly long half-lives in most animal species [123] [124] [125] [126] ; (iii) it preferentially accumulates at sites of vascular leakiness; (iv) it is highly internalized and metabolized by rapidly growing, nutrient-starved cancer cells; and (v) it is biodegradable and has no known systemic toxicity. because of these properties especially its extraordinarily long plasma circulation, albumin has attracted a lot interest as a carrier for diverse drugs. three naturally derived albumin molecules have been used to address the delivery challenges associated with small molecule drugs. ovalbumin (ova), a highly functional food protein with a molecular weight of 47 kda and isoelectric point (pi) of 4.8, is a monomeric phospho-glycoprotein consisting of 386 amino acid residues [127] . each ova molecule has one internal disulfide bond and four free sulfhydryl groups. ova was originally chosen as a carrier for drug delivery because of its availability, low cost, ability to form gel networks and stabilize emulsions and foams, and ph-and temperature-sensitive properties [128] . bovine serum albumin (bsa), which has a molecular weight of 69 kda and a pi of 4.7 in water (at 25 °c), has also been widely used for drug delivery because of its abundance, low cost, ease of purification, unusual ligand-binding properties, and wide acceptance in the pharmaceutical industry [129] [130] [131] [132] [133] [134] . however, due to possible human immunologic response to ova and bsa in vivo, human serum albumin (hsa) is now exclusively used for drug delivery [50] . hsa, which has a mw of 66.5 kda, is the most abundant serum protein with a concentration of 30-50 g/l in human serum. it is long-circulating with an exceptionally long in vivo half-life of ~19 days [123] [124] [125] 135] . about 10-15 g of albumin is synthesized by liver hepatocytes daily and released into circulation [136] . when albumin extravasates into tissue, it is naturally recycled and returned to the vascular space via the lymphatic system. the same approximate mass of 10-15 g of albumin entering the intravascular space is also catabolized daily. hsa is a carrier of a wide variety of endogenous and exogenous compounds and facilitates the colloidal solubilization and transport of j o u r n a l p r e -p r o o f hydrophobic molecules, such as long chain fatty acids, and variety of other ligands, including bilirubin, hormones, amino acids, metal ions, and drugs [136, 137] . hsa is a soluble, globular, monomeric protein consisting of 585 amino acid residues. it contains 35 cysteinyl residues that form one sulfhydryl group and 17 disulfide bridges [123, 135, 138] . figure 9a shows the crystal structure of albumin and the sites where ligands can bind [139] . three distinct features of albumin make it ideal for use in drug delivery applications: binding, trafficking, and recycling. binding: each class of drugs has a distinct binding affinity to different binding sites of albumin. dicarboxylic acids and sterically demanding anionic heterocyclic molecules (e.g., warfarin) bind to sudlow's site i (figure 9a ), whereas aromatic carboxylic acids with a single negatively charged acid group separated by a hydrophobic center (e.g., diazepam, ibuprofen) bind to sudlow's site ii [140] . hsa has seven long-chain fatty acid binding sites (fa1-7 in figure 9a , asymmetrically distributed throughout its three domains) that promote binding of up to two moles of fatty acid per mole of hsa under normal physiological condition [141] [142] [143] . compounds with p-isothiocyanate (p-scn) or nhs ester (n-hydroxysuccinimide) functional moieties covalently react with albumin's lysine, with lys199 residue being the most reactive [144, 145] . however, due to multiple other (at least ten) surface accessible lysine residues in hsa, reaction with lysine residues leads to poorly defined conjugates with a range of stoichiometries [146, 147] . alternatively, the solvent accessible cysteine34 in hsa can be selectively modified with a prodrug containing a maleimide functionality, as (i) 70% of circulating serum albumin possess one free cysteine; (ii) other major serum proteins lack a solventaccessible free cysteine; and (iii) the 34 th cysteine residue of albumin (pk a ~ 7) has the most reactive thiol group in human plasma [144, 148] . trafficking: albumin naturally transcytoses across the vascular endothelium, which normally creates an impermeable barrier to most plasma proteins. this process is attributed to the 60 kda vascular endothelium receptor sialoglycoprotein (gp60). albumin binds to gp60 and forms a cluster in association with cav-1, the main protein critical to caveolae formation. clustered albumin-gp60 receptors and compounds bound to albumin are then internalized and transported to the basolateral membrane to complete transcytosis [149] . interestingly, modified albumins show preferential binding to gp18 and gp30 [150] . preferential internalization of albumin in cancer cells has also been correlated with albumin binding to sparc (secreted protein acidic and rich in cysteine). for example, immunohistochemical staining detected stromal j o u r n a l p r e -p r o o f sparc in ∼70% of non-small cell lung cancer (nsclc) cases, and increased chemotherapeutic efficacy of albumin-bound paclitaxel was correlated with high stromal sparc reactivity of nsclc cells [151] . recycling: the long half-life of albumin is attributed to the neonatal fc receptor (fcrn), a widely distributed intracellular receptor responsible for salvaging albumin from cellular catabolism [143] . fcrn binds to albumin in the acidic endosome, diverts it from the lysosomal degradation pathway, and the complex is exocytosed. albumin is released from fcrn at extracellular ph and enters circulation through the lymphatics, thus prolonging its half-life. albumin also avoids renal clearance by reabsorption through megalin and cubilin receptormediated endocytosis in the renal proximal tubule. in situ albumin-binding drugs have been designed to covalently react with or noncovalently bind to endogenous albumin, which capitalizes on the long-circulating property of the protein to enhance the pk and hence pd of the drug. indeed, exploitation of endogenous serum albumin has several advantages over the use of exogenous albumin: first, although commercial exogenous albumin can be isolated with high yield and purity, it is often contaminated with pathogens. second, the cost, effort, and time required for manufacturing exogenous albumin is altogether avoided. third, as no external macromolecular carrier is involved, the quality control associated with endogenous albumin is comparable to small molecule drug candidates. irreversible covalent bond formation between endogenous albumin molecules and a therapeutic payload can be utilized to enhance the pharmacokinetics of the latter. kratz et al. pioneered this strategy by synthesizing a prodrug that selectively reacts with the 34 th cysteine residue of circulating serum albumin after systemic administration, which improves the drug's plasma half-life and protects it from premature degradation. the therapeutic cargo (e.g., dox) was anchored with a thiol reactive maleimide group via a ph-sensitive hydrazone bond and a carefully optimized alkyl spacer. upon intravenous injection, the highly reactive maleimide group formed an irreversible thioether bond with the thiol group of the albumin. the ph-sensitive hydrazone bond facilitated the liberation of the covalently attached dox from albumin after en endocytosis by cells. aldoxorubicin, also known as dox-emch (figure 9b & c) is currently j o u r n a l p r e -p r o o f under various phases of clinical trial for the treatment of soft tissue sarcomas (nct01673438 and [152] ) and small cell lung cancer (nct02235688). inspired by dox-emch, many other albumin-binding prodrugs have been developed. these prodrugs often consist of an anticancer drug, a maleimide group as the thiol-binding moiety, and a cleavable linker [144] . native albumin-binding ligands such as fatty acids can be directly conjugated to therapeutics, which results in docking of the drug to endogenous albumin upon systemic administration. a notable example of this class is semaglutide, an fda approved drug that is a glucagon-like peptide-1 (glp-1) analog with an octadecyl fatty diacid conjugated to the epsilon amine of a lysine residue in the peptide via a glutamyl ethylene glycol spacer [153] . the plasma half-life (t 1/2 , seven days in humans) and glp-1 receptor (glp-1r) binding affinity (k d ~ 0.38 nm) of semaglutide make it suitable for once-weekly administration for treatment of type 2 diabetes [153, 154] . this was an important advancement, as its predecessor liraglutide -which contains a hexadecyl monoacid conjugated to the same lysine residue of glp-1 via a γ-glutamic acid spacer-has a t 1/2 of only 0.5 days in humans, and is hence only approved for once-daily treatment of type 2 diabetes, despite having a three-fold higher affinity for glp-1r (k d ~ 0.11 nm) than semaglutide. this dramatic improvement was attributed to both the spacer and ligand chemistry of the glp-1 analog in semaglutide, which influenced in vivo albumin binding [153] . other therapeutic payloads are bound to endogenous hsa by conjugation of the drug to fatty acids through various cleavable linkers [125, 144] . synthetic small molecules can also bind endogenous albumin [144] . most drugs and small molecules that interact with hsa are anionic, although a few cationic drugs have detectable affinity [142] . evans blue (eb), an aromatic dye with four anionic charges, reversibly binds to serum albumin with a micromolar affinity. the affinity of eb for albumin allows 100% of the injected dose to be retained in the blood; thus, it can be used to quantify total plasma volume of a test subject [155] . albumin-bound eb can also be used to assess blood brain barrier (bbb) permeability, as the bbb is impermeable to the complex in healthy, non-pathological conditions [156] . eb derivatives with various affinities to albumin have been used to deliver therapeutic cargo [144, 157] . yamamoto et al. developed an o-toludine eb analogue that chelates gadolinium (iii), as a t 1 -weighted mri contrast agent for imaging of blood vessels [158] . labeling with different pet isotopes (e.g., 68 ga, 64 cu) [159] [160] [161] . chen et al. evaluated labeled neb in mice as a blood pool imaging agent under various pathological conditions, including myocardial infarction (mi) and serum leakage from permeable or abnormal blood vessels. sentinel lymph nodes (slns) were visualized in all 24 pathologically diagnosed breast cancer patients within 4.0−10.0 (5.6 ± 1.4) min [161] . by analyzing 68 ga-neb pet/ct images. to identify molecular features required for albumin binding, the neri group screened a dnaencoded chemical library comprising >600 oligonucleotide-conjugates of potential albumin-binding molecules coded with unique six-base-pair sequences for identification [162] . the hsa-binding tags were chosen through systematic evolution of ligands by exponential enrichment (selex). the selection, amplification, and microarray analysis of the pool suggested that following structural features are important for albumin binding: (i) the presence of a 4-phenylbutanoic acid moiety is essential; (ii) a butanoyl acid moiety increases albumin affinity as propanoyl and pentanoyl acid residue was not enriched in the pool; and (iii) substitution at the para position of the phenyl ring with a hydrophobic functionality increases the affinity towards albumin. albumin-binding domains (abds) are small protein domains that non-covalently associate with serum albumin. abds are structurally robust and stable, as evidenced by their ability to withstand denaturation at extremely low ph (2.4) and high temperatures. and have also been explored for drug delivery. abds are used for drug delivery by either fusion with a therapeutic protein at the gene level if the protein is recombinantly produced or are chemically synthesized to conjugate small molecule drugs for systemic administration. sjöbring and colleagues isolated a 14-kda albumin binding protein fragment from streptococcal protein g. this 46-amino acid native abd (abdn) is a 3-helix bundle and has nanomolar affinity for hsa [163, 164] . using abdn as a template, jonsson et al. identified an engineered version of abdn from a phage library. specifically, they targeted 15 residues in a combinatorial protein engineering strategy to identify an albumin -binding sequence with improved hsa affinity. the high -affinity abd (abdh) has superior thermal stability and binds hsa with femtomolar affinity. chilkoti and colleagues recombinantly fused abdn and abdh to the n-terminus of a hydrophilic, thermally responsive chimeric polypeptide (cp) that contained multiple c-terminal cysteine residues [126] . the recombinant polypeptides formed highly monodisperse micellar nanoparticles upon covalent conjugation of multiple copies of hydrophobic dox molecules to the cysteine residues through the ph-sensitive hydrazone bond (using maleimide-thiol chemistry) ( figure 10a) . the dox-loaded abdn/abdh-decorated polypeptide micelles -termed abd-j o u r n a l p r e -p r o o f journal pre-proof cp-dox-bind both human and mouse serum albumin with high affinity, as seen by native page and isothermal titration calorimetry (figure 10b & d) . hence, upon systemic injection, they instantaneously bind endogenous albumin with high affinity and are coated with an albumin corona. the albumin decorated abd-cp-dox nanoparticles had significantly superior pk in both murine and canine models compared to a negative control, cp-dox nanoparticles that do not present abd domains on the surface of the nanoparticle (figure 10e & f) the long plasma circulation of the abd-cp-dox nanoparticles also resulted in higher accumulation in tumors than the cp-dox nanoparticles, and these nanoparticles also showed better tumor regression, and a wider therapeutic window than the cp-dox nanoparticles. these results clearly show the enhancement in pk and pd conferred by decorating a drug-loaded nanoparticle with endogenous albumin. furthermore, the same group took advantage of the native sortase reaction to directly install dox onto the abd (abd-dox) through a ph-sensitive linker, without forming nanoparticles [59] . abd-dox bound to both human and mouse serum albumin with nanomolar affinity, had a terminal t 1/2 of 29.4 h in mice, and increased tumor accumulation by ~120 fold compared to free dox ( figure 11a ). in multiple mouse xenograft models, abd-dox resulted in greater tumor regression than aldoxorubicin, dox-prodrug under clinical development that was designed to covalently bind endogenous serum albumin. other notable examples of albumin-based delivery systems involve the genetic fusion of abd to various therapeutic proteins including affibodies [165, 166] , human soluble complement receptor type 1 [167] , single chain antibody-drug conjugates [168] , insulin-like growth factor ii [169] , immunotoxins [170] , and respiratory syncytial virus subgroup a (rsv-a) g protein (g2na) [171] . j o u r n a l p r e -p r o o f albumin-bound therapeutics can also be formulated ex vivo with purified albumin molecules prior to administration. in contrast to other physiological proteins, albumin tolerates a wide range of ph (stable in the range of 4-9), temperatures (can be heated at 60 °c for up to 10 h), and organic solvents [50] . these properties have motivated researchers to covalently and non-covalently append various payloads, including radioisotopes (e.g., 18 f, 68 ga, 111 in) and anticancer drugs (e.g., dox, curcumin, methotrexate), to albumin for imaging and delivery purposes [125, 144] . however, modification of exogenous albumin with drugs is often associated with suboptimal drug loading, as denaturation and albumin molecule crosslinking potentially compromise its physiological behavior. smith et al. addressed these challenges by synthesizing an albumin-polymer-drug conjugate with high drug loading efficiency [172] . using a convergent, reversible addition−fragmentation chain transfer (raft) polymerization reaction, they synthesized a polymeric prodrug of panobinostat, an fda-approved anticancer agent, with hpma (n-2-hydroxypropylacrylamide). multiple copies of panobinostat were attached to the polymeric prodrug, which was then conjugated to albumin using nhs chemistry under physiological conditions, thereby minimally affecting the albumin molecule ( figure 11b ). the first albumin-drug conjugate that entered phase i/ii trial was a methotrexate-albumin (mtx-hsa) conjugate synthesized using covalent coupling between carboxylate of the mtx and lysine residues of hsa. seventeen patients not amenable to standard care were treated with up to eight injections given in weekly intervals. tumor responses were seen in three with no sign of toxicity and drug accumulation. the mtd for weekly administration was found to be 4 × 50 mg/m 2 and a injection of 50 mg/m 2 every 2 weeks was recommended for a further study [173] . however, in a subsequent phase ii study no objective responses were seen, although eight patients did not have disease progression (stable disease) for up to 8 months (median 121 days) [174] . a phase ii study showed combination of mtx-hsa with cisplatin as an effective treatment modality against urothelial carcinomas with an acceptable toxicity profile [175] . patients were treated with a loading dose of 110 mg/m 2 of mtx-hsa followed by a weekly dose of 40 mg/m 2 starting on day 8. tumor response was observed in 7 patients. complete response (cr) and partial response (pr) was observed in 1 patient each (overall response rate: 29%) but no follow up clinical investigation was undertaken. paclitaxel, an fda approved paclitaxel formulation for the treatment of multiple cancer types [176, 177] . abraxane was developed by american bioscience using the so-called nab-technology in which paclitaxel and human serum albumin are passed through a jet under high pressure to form nanoparticles with a mean diameter of 130 nm. several albumin nanoparticle of small molecule drugs has been developed using nab technology and are under various phases of clinical trials [178] . nab-rapamycin is currently under phase i clinical trial to treat non-muscle invasive bladder cancer (nct02009332) and under phase ii clinical trial to treat progressive high-grade glioma (nct03463265). nab-docetaxel proved to be effective against hormone refractory prostate cancer (nct00477529) and metastatic breast tumors (nct00531271). nab-5404, a novel albumin formulation of thiocolchicine dimer exhibits dual inhibition of tubulin polymerization and topoisomerase i activities. it showed antiangiogenic and vascular targeting activities and was found to be effective against solid tumors and lymphomas (nct01163071). lin et al. reported a method to simultaneously encapsulate paclitaxel by denaturing albumin with sodium borohydride at high urea concentration, followed by addition of hydrophobic drugs to the denatured protein, and diluting the mixture to spontaneously refold albumin and form nanoparticles [179] . this method avoids chemical crosslinkers and high-pressure emulsification techniques. by adding a cell-penetrating peptide to the dual drug-loaded albumin nanoparticles, they achieved bbb penetration through interaction with sparc, which resulted in greater survivability in a u87 orthotopic glioma model [179] . albumin has also been derivatized into a diblock format in which a hydrophilic albumin block gets exposed at the surface of the hybrid nanoparticle and a synthetic hydrophobic polymer, such as polycaprolactone, forms the core. to achieve this, jiang et al. synthesized two different polymers based on ring-opening polymerization: poly(oligo-(ethylene glycol) methyl ether acrylate)-poly(ε-caprolactone) (poegma-pcl) and maleimide-functionalized polycaprolactone (mi-pcl). mi-pcl was conjugated to the free cysteine on bovine serum albumin (bsa-pcl) [180] . the authors formulated hybrid nanoparticles by co-assembling poegma-pcl, bsa-pcl, and curcumin with increasing albumin content. cellular uptake of the nanoparticles in cancer cell lines increased with albumin content [120] . additionally, albumin nanoparticles can be decorated with targeting ligands, such as mannose [181] , folic acid [182] , antibodies [183, 184] , and aptamers [185] , to provide greater receptor specificity. recombinant albumin is another alternative to animal-derived albumin and is increasingly being used in exogenous formulations. direct genetic fusion to recombinant albumin enables one-step fabrication of therapeutic proteins. for instance, rlx-fp, a genetically encoded fusion protein linking recombinant human albumin with human coagulation factor ix, has a 5-fold longer j o u r n a l p r e -p r o o f plasma half-life than unmodified coagulation factor ix (fix) products. an advanced phase iii clinical trial (prolong-9fp) demonstrated the long-term safety, tolerability, and efficacy of rix-fp for prophylactic and on-demand treatment of bleeding episodes in children [186] . li et al. synthesized an albumin-lidamycin conjugate by recombinant dna technology. lidamycin, a cyclic enediyne antibiotic is ~1000 fold more potent than dox against multiple cultured cancer cell line and it consists of an apoprotein (ldp) and an enediyne chromophore (ae) that can be separated and reassembled in vitro [187] . a dna fragment encoding hsa-ldp was constructed and the fusion protein was purified from pichia pastoris using imac. the hsa-ldp conjugate was then reconstituted with the ae to form the albumin-lidamycin conjugate that had a sub nanomolar ic 50 value in various cancer cell lines, significant tumor retention , and potent in vivo tumor regression efficacy against mouse hepatoma h22 model [188] . other recombinant albumin proteins include genetic fusions with interleukin-2 [189] and interferons [190, 191] . albuferon® aka albinterferon-α-2b was developed as a fusion protein of albumin and interferonα-2b (infα-2b) and is under phase iii for the treatment of hepatitis c infection (nct00724776). several other phase iii trials are under progress aimed at evaluating the efficacy and safety of albinterferon-α-2b [177] . however, high-yield synthesis of pure recombinant albumin and albumin fusions requires a complex procedure and specialized yeast expression system that are not readily available to most researchers. nguyen et al. made significant progress by purifying recombinant hsa from a bacterial expression system using maltose-binding protein and protein disulfide isomerase [192] . but an optimized bacterial expression system to purify recombinant albumin is still needed. collagen is the most abundant protein in mammals, making up nearly one-third of all proteins in the body. a diverse family of structural proteins, collagen is a major component of the extracellular matrix (ecm) and connective tissue. it has a broad spectrum of functions, including cell adhesion, cell migration, tissue scaffolding, and repair [193] . to date, thirty different classes of collagen have been identified and characterized [194] , though not all are relevant for this discussion. the most abundant class of collagen -fibrillar collagen-represents more than 90% of human collagen and includes types i, ii, iii, v, and xi. this class is a major component of skin, hair, ligament, tendon, cartilage, bone, and placenta. other common types of collagens, like iv and viii, construct the network structure of basement membranes [193, 194] . before discussing their molecular architecture and biomedical applications, it is important to define the term -collagens.‖ gelatin, a thermally degraded, collagen-derived product, is also termed j o u r n a l p r e -p r o o f ‗‗collagen'' in the literature despite losing the characteristics of real collagen, and will hence be discussed separately [195] . although the molecular architectures and functions of collagens vary greatly, they all share the same tertiary structure -the collagen triple helix [196] . under the electron microscope, native collagen shows a thread-like structure -fibrilsconsisting of collagen molecules organized in three interlocking polytripeptide chains that form a triple helix , with each chain having the general sequence giy-x-y, where x and y are occupied by proline (pro) and (4r)hydroxyproline with the highest statistical frequency. each collagen polypeptide chain is twisted around a threefold screw axis and exists in a secondary structure analogous to the left-handed polyproline ii-helix. the three polyproline ii-helices are held together by hydrogen bonding, which repeats periodically between the glycine amide in one helix and the carbonyl group of the amino acid residue of the neighboring helix. the three polyproline ii-helices form a right-handed triple helix stabilized by hydrogen bonds [194, 196, 197] . with tunable self-assembly, gel-forming ability, biodegradability, and responsiveness to external stimuli, collagens have been increasingly used for drug delivery and tissue regeneration [195, [198] [199] [200] . current research is focused on developing short, bioinspired model collagens, termed as collagen-mimetic peptide (cmps) or collagen-like peptides (clps) [201, 202] . clps are short, synthetic peptides arranged in the same triple-helical conformation as native collagens. clps have been used: (i) to elucidate the triple helix structure and the molecular forces responsible for this architecture; (ii) to target pathological collagen in vivo through triple helix hybridization; and (iii) as a bioactive domain to construct smart biomaterials through hierarchical self-assembly. each of these applications will be discussed separately as they are relevant for drug delivery. to exploit clps to fabricate biomaterials, it is critical to elucidate the intrinsic parameters affecting the sequence-based thermal stability of the triple helix. in contrast to native collagen, clps exhibit reversible phase transition behavior. their slow folding rate upon denaturation and small size allow researchers to thermodynamically characterize the folding and melting processes of clps by x-ray crystallography, atomic force microscopy (afm), light scattering, and circular dichroism (cd) and nuclear magnetic resonance (nmr) spectroscopy. many researchers have synthesized and studied polypeptides with gly-x-y sequences that fold into a triple-helical structure. persikov et al. investigated the role of guest amino acid residues at the x and y positions on the thermal stability of the triple helix [203] . they documented that the guest j o u r n a l p r e -p r o o f triplets gly-x-hyp and gly-pro-y can be used to quantitate the conformational propensities of all 20 amino acids to form a triple helix at the x and y positions in a (gly-pro-hyp) 8 persikov proposed that the triple-helical structure of clps is the direct result of the propensity of amino acids to adopt a polyproline ii-like conformation, which is driven by the high propensity of ionizable residues in the x position for interchain hydrogen bonding and a low propensity of bulky residues in the y position for effective solvation. building upon this concept, many studies have deciphered the structure-function relationship of the clp phase transition [201, 202, 204] . to improve the stability of the triple-helical structure of clps, c-terminal covalent crosslinking was performed using an interchain cystine knot derived from collagen type iii [205] [206] [207] . such covalent modification also includes the crosslinking of three α-chains at the cterminus using various templates such as cis,cis-1,3,5-trimethylcyclohexane-1,3,5-tricarboxylic acid (kta) and tris(2-aminoethyl)amine-(succinate-oh) 3 (tren) [208, 209] . comparative analysis using cd and nmr spectroscopy revealed that the flexibility of the tren scaffold is superior to that of the kta scaffold for the induction of triple helicity [208] . however, to avoid cumbersome covalent crosslinking, simple noncovalent crosslinking strategies have been developed based on: (i) interchain metal bridging by functionalization of the terminus of clps with a chelating ligand [210, 211] and (ii) hydrophobic interactions using a single saturated hydrocarbon or lipid tail [212] [213] [214] . the thermal stability of the triple helix of lipid-modified clps increased as the monoalkyl chain length increased from c 6 to c 16 [214] . furthermore, introducing amino acids with guest residues that have a cγ substitution with a highly electronegative atom, such as fluorine and chlorine, in place of hydroxyproline also increased triple helix stability [215] [216] [217] [218] . it is important to note that the triple-helical structure restricts the sequence space available for synthetic clps, and until recently, was thought to be intolerant to substitution of glycine in the gly-x-y triplet. multiple recent reports have shown that modification of glycine with a thioamide, nitrogen atom, or azaglycine (azgly) yielded comparable or better stability of clps compared to their non-substituted counterparts. another recent approach incorporated metal-binding sites at the ends of clps to drive thermodynamically stable, nanomicro scale self-assemblies of various shapes [219, 220] . zheng et al. elucidated the role of surface electrostatics and hydrogen bonding on the stability of the triple helix and provided computational tools for de novo design of clps beyond the gly-x-y triplet [221] . taken together, these structure-function studies indicate that nature may not have optimized the stability of the collagen triple helix, and that there is plenty of room for further improvement through precise design of clps beyond tandem arrays of the gly-x-y triplet sequence. although the major impediment in clp research is deciphering the triple helix conformation and supramolecular assembly formation (discussed in the next section), biomedical applications of monomeric clps have gained attention in recent years using denatured collagen. degradation of the ecm is a crucial element governing the progression of tissue remodeling in many life-threatening diseases, including cancer, cardiovascular diseases, and organ fibrosis, as well as prevalent debilitating conditions, such as arthritis and intervertebral disc degeneration. during tissue remodeling, collagen molecules within the collagen fibers and networks are degraded by proteases, such as mmps or cathepsin, and denature at body temperature. in a seminal work, yu and coworkers demonstrated that unfolded, single-stranded clps with a sequence (gpo) n (where n=6-10) have a high propensity for binding denatured collagen through a -strand hybridization process‖, which is similar to the binding of complementary dna strands [222, 223] . due to the high serum stability of such collagen -hybridizing peptides [224] and their affinity for native collagen [222] , they have been used to selectively stain native collagen both in vitro and in vivo by fluorescently labeled clps [225] [226] [227] [228] [229] . fluorescently labeled clps can also target solid tumors through the triple helix hybridization process, as high mmp-9 activity in tumor tissue exposes denatured collagen [230] . because homotrimeric clps have little driving force for collagen hybridization, clps must be thermally dissociated by heating at 80 °c to the monomeric state before binding to a collagen substrate. to avoid the preheating step, the yu group developed a sequence (gfo) 9 by replacing the hydroxyproline with a fluoroproline (f) [231] . this new sequence cannot self-trimerize at body temperature but maintains the ability to hybridize with natural collagen chains. by appending an octa-glutamic acid residue at the nterminus of the (gpo) 9 , the authors attracted vascular endothelial growth factors (vegfs) to the collagen-binding site of the endothelial cells through charge-charge interactions, which resulted in tubulogenesis [232] . triple helix hybridization has also been used to impart collagen-targeting properties to nanoparticles [233, 234] and for sustained release of nucleic acids from collagen films and depots [235, 236] . recently, the hubbell lab recombinantly fused a collagen-binding domain (cbd) to interleukin-12 (figure 12) , a potent cytokine that stimulates the innate and adaptive immune system (cbd-il-12). intravenously administered cbd-il-12 preferably accumulated in the tumor stroma and provided a sustained intratumoral level of interferon-γ, thereby eliciting superior anti-tumor effects and fewer off-target toxicities when compared to naked il-12 [237] . in the past few decades, the wealth of knowledge accumulated about the structure of collagen has driven a surge in research focused on the supramolecular assembly of collagenlike peptides. in the previous section, we described how various molecular interactions can stabilize the formation of a triple helix. in this section, we delve deeper into the molecular determinants of higher-order self-assembly of clp--based biomaterials -beyond the triple helix-and how they can be used in drug delivery. we have organized this section by the specific molecular stimuli that trigger self-assembly. cysteine knot in clp self-assembly: in an early example, raines and coworkers used two cysteine knots to covalently link three clps, one of which protruded out to produce a sticky end during triple helix assembly [238] . the sticky ends forced the trimers to configure themselves in a head-to-tail fashion, which resulted in a long, single collagen triple helix. such collagen-like fibrils were much longer (400 nm) than the native type i collagen (300 nm). in a similar approach, the koide group developed a synthetic clp system in which three clps were preorganized in a staggered configuration that was locked in place by two cysteine knots [239] . cd, ultrafiltration, and laser diffraction analysis indicated that the staggered trimers formed large supramolecular architectures through intermolecular triple helix formation. however, hydrogels made of these collagen fibers did not successfully form due to concentration-dependent aggregation. to address this limitation, yamazaki et al. appended a hydrophilic arginine residue at the cysteine knotted end of the synthetic clps [240] . the disulfide-linked trimers of the gly-x-y triplet repeats formed hydrogels by spontaneous intermolecular triple helix formation upon cooling. the thermal sol-gel transition is reversible, and the design of the peptides can tune the transition temperature. koide's group also incorporated an integrin-binding sequence gfoger into one clp strand of the same knotted trimeric base unit. the supramolecular structure exhibited adhesion to human dermal fibroblasts that was comparable to natural collagens [241] . to further tune the gel properties, ichise et al. appended multiple end-to-end disulfides through crosslinking of chemically synthesized triple-helical clp. rheology showed that gel stiffness is controlled by the number of cysteine residues up to three, at which point it plateaus. with the incorporation of an integrin α 2 β 1 -binding sequence, the peptide polymer showed receptorspecific cell binding in vitro. moreover, cell signaling activity and biodegradability of such a system can be tuned by altering the content of integrin binding ligand in the peptide polymer and by varying the weight percentage of clp [242] . π-π interaction in clp self-assembly: the maryanoff group introduced an aromatic-aromatic recognition motif at either the n-or c-terminus of each peptide chain of the clp triple helix to drive the supramolecular assembly of clps [243, 244] . the aromatic π-π interaction facilitated head-to-tail stacking of clps into a micrometer-sized fibrillar structure, as evidenced by cd, 1 h nmr, dynamic light scattering (dls), tem, afm, and computational energy dynamics. the fibrillar clps induced the aggregation of human blood platelets, an ability lacking in less organized clps, with nearly the same potency as native type i collagen [245] . kar et al. investigated how the presence of aromatic residues on neither end, one end, or both ends of a collagen model peptide affected the kinetics of self-association. clps with aromatic residues at both termini self-assembled and aggregated too quickly to be monitored by turbidimetry at a concentration of 7 mg/ml [246] . similar interactions, such as ch-π interaction between amino acids (proline and hydroxyproline) and aromatic residues (phenylalanine and tyrosine) and cation-π interaction between a positively charged n-terminal arginine and a c-terminal phenylalanine, were also introduced to fabricate collagen-like fibrillar structures in a head-to-tail manner [246, 247] . hydrophobic interaction in clp self-assembly: hydrophobic interactions also contribute to clphybrid self-assembly and collagen-mimicking properties. the field and tirrell research groups independently synthesized clp-hybrids by conjugating collagen peptides with single or double hydrocarbon tails. lipidation of clps increased the triple helix stability, triggered self-assembly of the clp-hybrid in spherical micelles, induced the formation of lipid film, and promoted cell adhesion [248, 249] . to induce even higher-order assembly, the tong research group designed a series of clps consisting of four segments: an n-terminal palmitoyl segment, a β-sheetforming domain, a polylysine spacer, and a bioactive clp domain [250] . a clp with the sequence (gpo) 3 gfoger(gpo) 3 and a c-terminal c 16 hydrocarbon tail self-assembled into micrometer-long fibers with a 16 nm diameter in aqueous solution. self-assembled peptide nanofibers made of triple-helical clp constructs with bioactive gfoger sequences recognized and adhered to several integrin receptors and promoted cell spreading, thereby mimicking native collagen [250] . electrostatic interaction in clp self-assembly: the conticello and chaikof research groups first presented evidence of a self-assembled, fibrous, collagen-like structure with a well-defined dperiodicity using lateral electrostatic interaction through a sticky-ended nucleation strategy, j o u r n a l p r e -p r o o f reminiscent of that commonly used in the assembly of dna [251] . they used a synthetic peptide sequence (prg) 4 (pog) 4 (eog) 4 consisting of three distinct segments: a central tetrameric pog sequence flanked by an arginine-containing positively charged domain at the n-terminus and a glutamic acid-containing negatively charged domain at the c-terminus (figure 13 ). tem suggested that in the absence of thermal annealing, non-banded fibers are formed. in contrast, fiber growth was observed within several hours after thermal annealing. a nucleation-growth mechanism was followed by the self-association of multiple triple helices, which was driven by electrostatic interactions between oppositely charged terminal residues and hydrophobic interactions between central domains from neighboring triple helices. building upon this concept, o'leary et al. proposed a new sequence (pkg) 4 (pog) 4 (dog) 4 by replacing arginine and glutamic acid with lysine and aspartic acid, respectively [252] . they argued that arginine has a higher propensity to hydrogen bond with a carbonyl group of a neighboring strand compared to lysine, which inhibits its ability to form a salt bridge with the carboxylate group of the glutamic acid and thus forms homogenous collagen mimetic nanofibers. the modified peptide sequence formed both homogeneous fibers and hydrogels, and the hydrogel was degraded by collagenase at a rate similar to that for natural collagen. raines's group adapted this approach to generate extended fibers a few microns in length with a highly symmetrical and uniform -tesselated‖ geometry that was dictated by the precise placement of lysine-aspartate salt bridges in the staggered triple helix building blocks. the extended geometry of this construct maximizes the surface area available to support the growth and maturation of cells [253] . notably, the banding periodicity of these peptide fibers (18 nm) is significantly longer than the length of the peptide itself (10 nm) [251] . this elongation suggests that the units driving self-assembly are not the individual triple-helical peptides but oligomers of multiple triple helices that are preorganized such that their assembly into mature fibers leads to periodic packing and charge distribution, as visualized by tem. this contrasts with the native type i collagen fiber, in which staggered assembly of individual collagen molecules is responsible for the periodic banding pattern and suggests that true mimicry of the natural collagen assembly process has yet to be achieved. hydroxyproline (o-propionate hydroxyproline, p e ) that shows ph-sensitive folding [254] . melting and folding experiments using cd indicated that introducing 1-3 units of the unnatural amino acid p e into the backbone had little effect on triple helix stability at acidic and neutral ph, although the rate of folding into the triple helical structures were different. they also observed that a peptide in which all seven hydroxyproline residues were substituted with p e underwent ph-triggered folding with an even lower transition temperature than the parent clps [254] . research group led by chmielewski and hsu also placed metal-binding ligands at various points along the clp backbone for chelation-controlled higher-order assembly. they appended histidine or iminodiacetic acid to the termini of the (pog)n backbone and upon adding divalent metal ions, such as ni 2+ , zn 2+ , and cu 2+ , the clps co-assembled into petal-like microstructures with a periodic banding at the nanometer scale [255] . subsequent work from the chmielewski group demonstrated that a diverse range of distinct structures, including microflorettes, stacked sheet microsaddles, and fiber-like meshes, could be made by varying the length of the (pog)n core of the peptides and the metal ion concentration. [256] . as demonstrated by hsu and coworkers, a similar metal-promoted supramolecular assembly can also be obtained by introducing histidine residues at both termini as well as into a clp backbone lacking hydroxyproline. a variety of higher-order structures were obtained, ranging from the nano-to micro-scale [219] . metal-induced self-assembly is advantageous over lateral electrostatic interaction because diverse supramolecular structures can be obtained under mild physiological conditions. a repertoire of unsatisfied metal-ligand interactions are also available in these selfassembled structures that enable incorporation of functional peptide sequences [257] [258] [259] [260] for biomedical applications, including 3d culture of human endothelial cells, protein purification, and fluorescence tagging. temperature -triggered self-assembly of clps: kiick and co-workers recently reported the temperature -triggered self-assembly of clp-hybrid materials [261] [262] [263] [264] . they appended a synthetic polymer, poly(diethylene glycol methyl ether methacrylate) (pdegmema) or human tropoelastin -derived elastin-like polypeptide (elp, to be discussed in a later section) with clps. both pdegmema and elps are thermally responsive and exhibit lower lcst-phase behavior. above a transition temperature (t t ), they undergo reversible phase transition from a soluble phase to an insoluble coacervate, which drives the self-assembly of the clp-hybrid into vesicular-or platelet -like structures. conversely, triple helix formation of the clp chains drives the formation of a bilayer of the supramolecular assembly (figure 14 ) [265, 266] . it is important to note that the t t of the short elp sequence is drastically reduced in the clp-elp hybrid due to formation of a clp-triple helix that increases the local concentration of the elp. above the j o u r n a l p r e -p r o o f melting temperature of the clps, these nanostructures disassemble into unimers. moreover, the clp-elp vesicle can target type ii collagen, which is overexpressed in various diseases, including cancer, through triple helix hybridization. these vesicles exhibited sustained release of an encapsulated fluorophore over a period of three weeks, and complete release was triggered by destroying the clp -helical structure with heat [267] . gelatin is a well-known, biodegradable, biocompatible, and nonimmunogenic biomaterial obtained either by partial acid or alkaline hydrolysis or by thermal or enzymatic degradation of type 1 collagen [268] . gelatin is composed primarily (85-92%) of proteins, with minerals and water constituting the rest. gelatin is used in a wide range of food, cosmetic, and pharmaceutical applications [268, 269] . the triple helix conformation of gelatin endows it with high thermal stability in solution [270] . the use of gelatin has gained popularity for the following reasons: (i) gelatin is readily available and inexpensive; (ii) gelatin is highly soluble and easy to use; (iii) gelatin's structure is highly similar to that of collagen and contains peptide binding motifs for cell attachment; (iv) gelatin is biocompatible, biodegradable, and does not induce antigenicity or at the sequence level, gelatin molecules contain repeating (gly-x-pro)n triplets, where x represents the amino acid (usually lysine, arginine, methionine, or valine), that is responsible for the triple helical structure of gelatin. gelatin is a polyampholyte that is ~13% positively charged (lysine and arginine), ~12% negatively charged (glutamic and aspartic acid), and ~11% hydrophobic (leucine, isoleucine, methionine and valine) [271] . another important trait shared by collagen and gelatin is the low frequency of aromatic amino acids -tryptophan, tyrosine, and phenylalanine-in their primary sequence. the low frequency of these amino acids is the primary reason for the low antigenicity and toxicity of both gelatin and native collagen [272] . commercially, two different types of natural gelatin -cationic type a & anionic type b-are j o u r n a l p r e -p r o o f available and differ based on the details of the manufacturing process -collagen hydrolysisused to obtain them [273] . gelatin a is obtained from porcine skin following acid pre-treatment, which minimally hydrolyses the amide groups of glutamine and asparagine and results in a macromolecule with a pi ranging from 7 to 9. conversely, gelatin b is extracted from osseincut bovine hide-and is pre-treated at alkaline conditions, which leads to hydrolysis of asparagine and glutamine to aspartate and glutamate, respectively, thus resulting in a lower pi of 4-6. recombinant gelatin, which can serve as a substitute for the natural protein, is also commercially available [274, 275] . however, unlike collagen, gelatin suffers from mechanical instability and has high rate of degradation. it is also highly susceptible to several proteases. gelatin nanoparticles (gnps) prepared without crosslinking were unstable and formed aggregates [271, 273] . for these reasons, crosslinking of gelatin-based materials is required to give it mechanical stability, shape, and enhanced circulation time in vivo [8, 271, 276] . crosslinking of gelatin can improve its thermal and mechanical stability, as well as lower its degradation in vivo. crosslinking, which modifies cleavage sites of gelatin molecules, inhibits enzyme-substrate interactions and hence increases the resistance to degradation [277] . various crosslinking agents, including aldehydes, genipin, carbodiimide/n-hydroxysuccinimide, and enzymes, have been explored to covalently crosslink gelatin [268, 271] . the crosslinking density, defined as bloom number, of the gelatin biomaterials can be altered by the crosslinking reaction conditions and/or increasing the concentration of crosslinker, thus regulating its physicochemical and biomedical properties. in addition, the mechanical properties of gelatin can also be tuned by temperature and ph. at a sufficiently high concentration, gelatin forms a semisolid hydrogel at lower temperatures. as the gelatin solution cools to below 30°c, a random coil to triple helix transition, promoted by stable hydrogen bond formation, occurs [278] . changes in ph affect the melting temperature of gelatin and hence the propensity for gel formation. moreover, changes in ph modify ionic interactions between gelatin monomers and consequently affect hydrogen bondmediated crosslinking [279] . physical crosslinking is also possible and can reversibly modulate gel strength and has the advantage that it does not need enzymes or chemical reagents to effect crosslinking [280] . various methods such as desolvation, coacervation, emulsification, nanoprecipitation, and layer-by-layer coating have also been used to fabricate gelatin-based systems for drug and gene delivery [268, 271] . gelatin nanoparticles (gnps) range from 200 to 400 nm in size [281] . colloidal stability, drug release, drug encapsulation, tissue distribution, and cellular uptake are strongly dictated by the charge and size of gnps. the effects of various parameters, such as temperature, ph, j o u r n a l p r e -p r o o f cosolvents, degree of crosslinking, and type of gelatin, on the physicochemical properties of gnps have been investigated by several groups [282] [283] [284] . a temperature of 40°c was found to be optimal to attain a narrow size distribution of gnps because at q high temperature (50 °c), gelatin forms a random coil, which destroys the self-assembly and the nanoparticle while at room temperature, gelatin forms a highly viscous semi-solid. in contrast, at 40 °c, a controlled uncoiling of the triple-helical structure results in monodisperse gnps. the size and dispersity of gnps is highly dependent on solution ph, and ph 3 and ph 11 were found to be optimal for nanoparticle formation of cationic type a and anionic type b gelatins, respectively. increasing the degree of crosslinking results in greater polydispersity and a reduction in particle size. gnps and their hybrids have been explored to encapsulate both hydrophobic and hydrophilic bioactive molecules including antimalarial drugs [285] , such as chloroquine phosphate; anti-cancer drugs [271, 286] , such as paclitaxel, dox, cisplatin, curcumin, and methotrexate; growth factors [287] , such as osteogenic bone morphogenetic protein-2 (bmp-2), and angiogenic basic fibroblast growth factor (bfgf); anti-inflammatory drugs [288] , such as ibuprofen; photo-responsive dyes [289, 290] ; anti-hiv drugs [291] such as didanosine; and therapeutic nucleic acids [271, 292] . in all cases, an on-demand release profile was achieved by controlling the degree of crosslinking, ph, temperature, and fabrication method and thus the physicochemical properties of the gnps. for example, amjadi et al. designed a ph-responsive nanocarrier by decorating the gnps with (methoxy poly (ethylene glycol)-poly ((2dimethylamino) ethyl methacrylate-co-itaconic acid) (pgnps) (figure 15a ) [286] . the nanoparticles (162 nm diameter) were encapsulated with dox and betanin with high efficiency (loading capacities of 20.5% and 16.25%, respectively), and demonstrated ph-and temperature -responsive drug release, and synergistically inhibited the growth of mcf-7 breast cancer cell lines. in another example, rose bengal -conjugated gelatin nanoparticles (rb-gnps) were developed for antimicrobial photodynamic therapy ( figure 15b ) [290] . rb-gnps generated singlet oxygen that damaged the microbial cell membrane, which demonstrated their potential for treating multi-drug-resistant microbial infections. gelatin microparticles (gmps) have been extensively investigated for many biomedical applications. solorio et al. engineered self-assembled, gelatin microsphere-incorporated human mesenchymal stem cell (hmsc) sheets [293] . the microspheres were loaded with growth factor tgf-β1, distributed within the hmsc sheets, and released chondrogenic growth factor to the j o u r n a l p r e -p r o o f interior of the sheets, thus enabling spatially homogenous differentiation of the hmscs. the differentiation rate could be tailored by adjusting the microsphere crosslinking levels, which controls the release kinetics of the growth factor. this system not only produces hmsc sheets with superior mechanical properties but also decreases the pre-implantation culture time. in addition, the hmscs are continuously exposed to growth factor by microparticles, which prevents loss of the chondrogenic phenotype in vivo. similar controlled release of growth factor and proteins from gmps to stimulate tissue regeneration have been achieved for vascular endothelial growth factor (vegf) [294] , bone morphogenetic protein-2 (bmp-2) [295] , basic fibroblast growth factor (bfgf) [296] , and matrix metalloproteinases (mmps) [297] . in all cases, the release kinetics were dependent on the degree of crosslinking of gmps. it is well known that the use of most hydrophobic drugs is limited by their poor aqueous solubility, short circulation time, low bioavailability, and narrow therapeutic window. gmps have been used to address some of these challenges. for instance, the antibacterial activity of curcumin -a hydrophobic polyphenol derived from turmeric with a wide range of biological properties-is negligible at concentrations up to 100 mg/ml. however, curcumin encapsulated in gmps at 4 mg/ml reduced the microbial population by 2.08, 1.67, 2.70, and 2.18 log counts (cfu/ml) for l. monocytogenes, s. enterica, s. aureus, and e. coli, respectively [298] . gmps encapsulated with noscapine, an anticancer drug that targets human nsclc, demonstrated first order release kinetics and increased the plasma half-life of the drug by ~ 10-fold with an accumulation of ~50% drug in the lungs [299] . kim et al. used a microfluidic approach to fabricate monodisperse gmps with a microshell structure for embolization, a minimally invasive, nonsurgical procedure that deliberately blocks a blood vessel [300] . uniform gelatin emulsion precursors were fabricated using the microfluidic technique and consecutively crosslinked by inbound diffusion of glutaraldehyde from the oil phase to the suspending droplets of gelatin precursor. the authors also performed a model micromechanics study in an artificial blood vessel, which revealed that the microshell structure results intorapid degradation of the gmps within a narrow time period leading to burst release of the drug under chemoembolic conditions. gelatin fibers are used for various biomedical applications such as tissue-engineering and wound-healing, due to their morphological resemblance to the structure of the native ecm. gelatin fibers can be fabricated by several methods, such as melt spinning, wet spinning, gel spinning, electrospinning, centrifugal spinning, and solution/melt blow spinning. multiple processing parameters, including solution properties, humidity, and temperature, can influence the morphology of nanofibers and release rate of the entrapped drug. for instance, nanofibers fabricated by electrospinning of poly (d, l-lactide-co-glycolide) (plga) and gelatin were loaded with fenbufen. the hydrophilicity of the fibers was enhanced by increasing the gelatin content, which in turn increased the release rate of fenbufen. in contrast, the addition of a crosslinker (glutaraldehyde vapor) reduced the drug release rate [41] . vitamins a and e incorporated in gelatin nanofibers via electrospinning promoted the proliferation of fibroblasts, increased the expression of collagen-specific genes, and supported wound healing [301] . another research group demonstrated that genipin-crosslinked gelatin fibers loaded with human vegf sustained viability, promoted endothelial differentiation, attracted human mesenchymal stem cells (hmscs) and stimulated early angiogenesis [302] . chemically modified gelatin has been extensively used as hydrogel because of its tunable mechanical and biochemical properties. gelatin-methacryloyl (gelma), a synthetic, photosensitive crosslinkable derivative of gelatin, is widely used as a precursor to fabricate gelatin hydrogels and is commercially available as a bio-ink for 3d printing. various crosslinking methods, such as ultraviolet stereolithography, gamma irradiation, and two-photon polymerization, have been used to fabricate gelatin-based hydrogel and scaffolds [303] . light-activated crosslinking of methacrylated gelatin in air or in an aqueous solution resulted in an injectable hydrogel that supported hmsc growth and tgf-b3-induced chondrogenesis [304] . mazaki et al. developed furfurylamine-conjugated gelatin (gelatin-fa) that was rapidly crosslinked by visible light with rose bengal [305] . hybrid gelatin hydrogels can also be made from various synthetic polymers, including plga, poly (hydroxyethyl methacrylate), and polyvinyl alcohol, or natural polymers, such as chitosan and alginate. composite hydrogels consisting of gelatin, polyvinyl alcohol, and the anticancer drug cisplatin were synthesized as a controlledrelease drug delivery system. in vivo, inhibition of tumor growth was similar for hydrogels containing a low dose of cisplatin and conventional intraperitoneal administration of high doses of free cisplatin [306] . kinsella and colleague fabricated various alginate-gelatin bio-printable composite hydrogels that resemble the microscopic architecture of native tumor stroma [307] [308] [309] . 3d-printed hydrogels embedded with breast cancer cells, and fibroblasts promoted the self-assembly of breast cancer cells into multicellular tumor spheroids (mcts), which were viable for more than 30 days [307] . gelatin -based tissue bioadhesives, fabricated alone or with other synthetic and natural polymers, have also been used in drug delivery. composite tissue adhesives, developed by carbodiimide -mediated crosslinking of gelatin and alginate, were used to entrap the antiinflammatory drugs bupivacaine and ibuprofen, and the resulting adhesive was used for local pain management [310, 311] . hydrophilicity of the adhesive and its swelling properties control the release of drugs from this matrix. the incorporation of a drug -bupivacaineimproved the bonding strength of the adhesive, whereas incorporation of ibuprofen adversely affected the bonding strength. this is due to the inert nature of bupivacaine and the reinforcing effect of its fibrous crystals. in contrast, ibuprofen reacts with the crosslinking reagent -carbodiimideand decreases the crosslinking density and hence bonding strength of the adhesive networks [311] . to address this issue, n-hydroxysuccinimide can be added during crosslinking of gelatin and alginate to decrease the carbodiimide content without compromising the bonding strength. the resulting patch is less cytotoxic (due to low carbodiimide content) and can be used for controlled release of various antibiotics such as clindamycin, vancomycin, and ofloxacin [310] . like collagen, elastin is a key protein found in the ecm and connective tissues. it is abundant in organs that require elasticity and resilience for their function, including skin, ligaments, lungs, and blood vessels [312] . its inherently disordered structure provides elastin with unique properties that impact its recombinant production and purification, drug-loading capacity, and in vivo behavior. the soluble precursor to elastin, tropoelastin, is composed of alternating hydrophobic and hydrophilic domains that undergo enzymatic crosslinking via their lysine residues in the extracellular space. the resulting elastin fibrils are durable and insoluble. although these characteristics are critical for its function in biological tissue, they were a hindrance during early efforts to manipulate elastin as a biomaterial [313] . consequently, soluble and recombinant forms of elastin were explored. the most widely studied elastin-based materials used for drug delivery are elastin-like polypeptides (elps) [314] . elps are biopolymers with the val-pro-gly-x-gly pentapeptide motif, in which x represents any amino acid besides proline [315] . perhaps the most interesting property of elps is their thermal responsiveness, as they demonstrate lcst phase behavior. in an aqueous solution, they are soluble below a characteristic transition temperature (t t ). above their t t , elps reversibly phase transition and forms an insoluble, polymer-rich phase. this behavior is thermodynamically driven by the j o u r n a l p r e -p r o o f favorable entropy of demixing above the t t (figure 16a & b) [316] . spontaneous mixing occurs when the gibbs free energy change is negative. for an elp to be solubilized, water molecules must be ordered along the polypeptide chain. this interaction results in a negative entropy term. a small temperature term compensates for this hit in entropy, which keeps the gibbs free energy change negative and allows the elp to stay in solution. however, as the temperature term increases, elp-water mixing becomes more energetically unfavorable. the entropy term becomes dominant, causing the elp to aggregate into a -coacervate‖ phase. the temperature at which this phenomenon occurs is dependent on multiple features of the elp and the solution environment [317, 318] the elp's molecular weight and concentration in the aqueous solution are inversely related to its t t , which is also impacted by the guest residue. high concentrations of hydrophobic residues, such as lysine or valine, depress the t t and high concentrations of hydrophilic residues, such as alanine or glycine, increase the t t [319] . elps retain their lcst behavior when recombinantly fused to a drug, targeting moiety, or other molecule, but the t t can be similarly affected by the surface hydrophobicity and charge of its fusion partner [320] . the t t of an elp solution can be easily quantified by optical turbidity measurements of an elp solution at 350 nm (od 350 ) as a function of solution temperature. as the temperature is increased, the elp will transition from an optically transparent solution to an opaque mixture within a narrow, 1-2°c temperature window. the t t can be graphically determined at the inflection point of an od 350 vs temperature plot, which is typically a sigmoidal curve (figure 16c ) [321] . because the t t is concentration dependent, it should be analyzed over a range of application -relevant concentrations. the lcst behavior of elps can also be used in a chromatography-free purification process termed inverse transition cycling (itc). initially developed by meyer and chilkoti, this procedure cycles cell lysate through a series of hot and cold centrifugation steps [322] . after insoluble cell debris is removed from the lysate via centrifugation, the elp-containing supernatant is heated above the t t of the elp. kosmotropic salts, which interact more favorably with the water along the elp chain, may be added to facilitate the phase transition and promote aggregation. the solution is centrifuged to pellet the elp while soluble contaminants remain in the supernatant. the elp pellet is then dissolved in cold buffer and centrifuged below the t t , which causes insoluble contaminants to precipitate while the elp remains in solution. this process is rapid and inexpensive, avoids the use of harsh chemicals, and can be scaled up [322] . elps have hence been used as a purification tag for other proteins [323] . after itc, the elp can be cleaved from the protein of interest using a proteolytic cleavage site or self-cleaving intein that is incorporated between the elp and protein [324, 325] . j o u r n a l p r e -p r o o f though small molecule drugs and peptides demonstrate potency and -in the case of peptides-specificity, their efficacy is frequently hindered by their rapid clearance from circulation or poor solubility (kalepu & nekkanti, 2015) , necessitating frequent dosing [326, 327] . [328] scientists have addressed these limitations by conjugating macromolecular carriers to these therapeutics to improve their circulation time, target-site accumulation, and solubility [327, 329] . soluble elp unimers have been recombinantly fused to therapeutic peptides and chemically conjugated to small molecule drugs for these purposes [330] [331] [332] . elp fusions benefit from the large molecular weight of the elp, which extends the circulation time of the fusion partner, and enhance the solubility of the drug, and improve their biodistribution, and pharmacokinetic profiles. compared to synthetic drug carriers, elps benefit from monodispersity and a lack of toxicity [315] . despite the advantages of employing elps as soluble macromolecular carriers, they lack the stealth properties provided by some hydrophilic polymers, such as poly(ethylene glycol) and zwitterionic polymers [333] . these -stealth‖ polymers create a hydration sphere around the payload and polymers, which improves the pharmacokinetic profile of the conjugate by protecting it from opsonization and premature clearance from circulation [334] . recently, banskota and coworkers modified the canonical elp sequence to impart stealth behavior to biopolymers [335] . they designed zwitterionic polypeptides (zipps), which are composed of repeat units of the val-pro-x1-x2-gly motif, where x1 and x2 are positively and negatively charged amino acids, respectively ( figure 17a) . like elps, zipps can be recombinantly expressed in e. coli, and exhibit the favorable properties of elps including monodispersity, ability to recombinantly be fused to a therapeutic peptide, and sequence-level control of their properties. additionally, zipps can be purified without chromatography by inverse transition cycling, similar to elps. zipps provide greater solubility to their payload than elps as a result of their charged residues [335] . most importantly, zipps had a 3-fold longer half-life and 2-3-fold greater bioavailability compared to an uncharged elp control. consequently, when glp-1 was j o u r n a l p r e -p r o o f fused to either a zipp or a mw-matched uncharged elp control, the zipp achieved 1.5-fold longer blood glucose control, which demonstrates that the stealth behavior of zipps can increase the efficacy of their therapeutic cargo (figure 17b ) [335] . owing to their ease of production and thermal phase behavior, elps are useful materials for design of self-assembling nanostructures and nanoparticles to deliver a variety of therapeutic agents. elp nanoparticle self-assembly is driven by hydrophobic interactions. depending on the design, the hydrophobic component might be either an elp segment or its conjugated hydrophobic cargo. elp amphiphiles, which contain two connected elp blocks with different hydrophobicities and hence t t , form micelles at temperatures between the t t of each block. at phenylalanine and valine were the guest residues. due to the presence of ionizable residues in the sequence, the size and shape of the self-assembled nanoparticles were ph-sensitive. above the cmt, these elp fusions self-assembled into spherical and cylindrical morphologies [336, 337] . conticello et al. later designed triblock elps, which were made of a hydrophilic block between hydrophobic end blocks [338] . the hydrophobic blocks phase transitioned and aggregated to act as -crosslinks‖ in an elastomeric network. j o u r n a l p r e -p r o o f subsequently dreher and coworkers systematically explored the design parameters that controlled elp nanoparticle self-assembly by creating a library of ten diblock elps [339] . they discovered that the temperature at which unimers assemble into micelles depends upon the length of the hydrophobic domain. in contrast, micelle diameter is controlled by the length of the copolymer and the ratio of hydrophobic to hydrophilic blocks. dreher et al. also incorporated a functional ligandthe tumor-homing ngr peptide sequence at the terminus of the hydrophilic segment of a diblock elp. these micelles were readily internalized by cells that recognized the displayed ligand, which demonstrates that the elp diblock design can be engineered for targeted drug delivery [339] . several models have contributed to our understanding of diblock elp self-assembly. elps based on the t t values of each elp domain. they found that although the cmt was dependent on the hydrophobic domain, the bulk transition temperature was dependent on the hydrophilic block [340] . a second, theoretical model developed by hassouneh et al. used polymer physics to study micelle assembly. upon examination of six diblock elps, they found that these copolymers form -weak‖ micelles with dense cores and unstretched coronas, which is unique for diblock polymer micelles [341] . the initial studies on diblock elp micelle targeting were expanded by the development of dynamic affinity modulation, a strategy in which local hyperthermia induces micelle formation to increase the avidity of a low-affinity ligand that is fused to the n-terminal end of the hydrophilic segment of diblock elp for site-specific accumulation and targeting. simnick and coworkers first used this strategy in a proof -of -concept study in which a low-affinity ligand specific to α v β 3 integrin was recombinantly fused to the n-terminus of an elp [342] . cysteine residues were incorporated at the c-terminus for drug conjugation. at temperatures below the cmt of the elp, the fusion protein existed as a soluble unimer and the low-affinity ligand interacted weakly with the α v β 3 integrin. in the presence of local hyperthermia, the elp underwent temperature -triggered self-assembly into spherical micelles, thus increasing the valency and avidity of the ligand such that it could efficiently bind to and be taken up by cells [342] . this strategy was then modulated to achieve more specific cell internalization of cell-penetrating peptides (cpps) [343] . cpps are arginine -rich sequences that promote uptake by electrostatically interacting with the cell membrane of multiple cell types. cpps have been conjugated to nanoparticle surfaces to improve their internalization but lack specificity. macewan and chilkoti addressed this issue by incorporating five arginine residues onto a diblock elp. they found that below the cmt, the number of arginine residues was below the threshold of six necessary to induce cell uptake [344] . local hyperthermia drove the formation of micelles that displayed a high valency of arginine on their surfaces, resulting in 8-fold increase in cell internalization [343] . the design of these nanoparticles and their thermal -switch‖ allow for control over the site of action of elp nanoparticles, which can reduce off-target drug delivery and mitigate systemic toxicity. furthermore, adding these targeting moieties did not disturb micelle formation. hassouneh and coworkers showed that when proteins ~10 kda in size are incorporated at the end of the hydrophilic block, the diblocks still self-assembled [345] . diblock elps have also been designed for applications beyond cancer, including specific targeting to liver cells [346] and lacrimal gland cells [347] . to improve tumor-specific drug delivery of diblock elp micelles, callahan and coworkers engineered a diblock elp that disassembled in the acidic tumor microenvironment [348] . histidine, which has a pka near physiological ph, was incorporated into the hydrophobic block. these micelles assembled at 37°c, but upon exposure to the low ph conditions mimicking the tumor microenvironment (ph ~6), the histidine became ionized. consequently, the t t of the hydrophobic block increased, and it was no longer energetically favorable for elps to selfassemble. the micelles broke down into elp unimers, resulting in better penetration and accumulation of the elp in the tumor compared to ph insensitive elp micelles. this study demonstrated that diblock elps can be engineered to overcome the diffusion barrier many nanocarriers face when delivering drugs to tumors [348] . mackay and coworkers have adapted diblock elps nanoparticles for two-phase rapamycin release by nonspecifically entrapping the drug in the nanoparticle core as well as specifically displaying the drug on the nanoparticle corona [349, 350] . this type of display was achieved by appending fk506 binding protein12 (fkbp12), the cognate protein target of rapamycin, to the hydrophilic block of the elp fusion. the entrapped rapamycin was rapidly released upon administration, while the release of fkbp12-bound rapamycin was prolonged. the two-phase release increased the terminal t1/2 of rapamycin to 57.8 h compared to 2.2 h for nanoparticles without fkbp12-bound rapamycin [350] . the nanoparticle formulation also reduced off-target toxicity compared to the free drug. in the aggressive breast cancer model mda-mb-468, treatment with the nanoparticle resulted in more potent reduction in tumor volume and extended survival time [350] . in a model for the chronic autoimmune disease sjögren's syndrome, the treatment downregulated inflammation in the endocrine gland and reduced lymphocytic infiltration into the lacrimal gland [349] . other elp nanoparticle designs fuse an elp segment with a peptide or protein to drive self-assembly. in an early example of this method, mcdaniel and coworkers incorporated repeats of the sequence (xg y ) z onto the elp c-terminus, where x is a hydrophobic residue [351] . relative to the elp, the (xg y ) z domain is only a few percent by mass in the diblock. despite the low mass fraction of the second segment, it was surprising and notable that these highly asymmetric amphiphiles self-assembled into cylindrical micelles with lengths that could be controlled by altering the identity of x or the value of y-the number of glycine spacers [351] . mackay et al. further explored how small proteins and peptides impact nanoparticle assembly. they discovered that fusing an scfv -a single chain antibody-to a hydrophilic elp block drives the fusion to self-assembly into a worm-like micelle, with the elp forming the corona [352] . despite being entrapped in the core, the scfv remained active due to the low packing density of the corona. these nanoworms outperformed their antibody equivalent in an in vivo xenograft model of lymphoma [352] . another study by mckay and coworkers was driven by the amphipathic nature of l4f, whose four phenylalanine residues orient face-to-face to create vesicles with 8 nm thick lamellae and a 49 nm radius [353] . l4f maintained its anti-inflammatory properties despite being in the vesicle lamellae. this study demonstrates how amphipathic peptides may be used to drive elp vesicle formation, which can be leveraged to encapsulate soluble therapeutics into the aqueous vesicle interior. hydrophobic drug conjugation can also trigger elp self-assembly into nanoparticles, masking the drug inside the core, thus increasing the aqueous solubility of the drug and protecting it from premature release and degradation. this results in improved drug half-life, biodistribution, tumor accumulation, and efficacy while reducing off-target toxicity. an early example of this strategy was developed by chilkoti and coworkers. in their bottom-up nanofabrication method, termed attachment directed assembly of micelles (adam), a hydrophobic (cgg) 8 domain was conjugated to the c terminus of a hydrophobic elp [354] to create a -chimeric polypeptide‖ (cp). the cysteine-rich domain of the cp enabled the attachment of up to eight maleimide -functionalized small molecules (figure 18) . when the hydrophobicity of the small molecule exceeds a threshold (log ≥ ~1.5), it provides the conjugate sufficient amphiphilicity to drive self-assembly [354] . this platform was adapted for drug delivery by chemical conjugation with dox to create cp-dox nanoparticles, which self-assemble at physiological ph at concentrations above 3 µm. dox is rapidly released upon exposure to an acidic ph (5) , which mimics the conditions of late endosomes and lysosomes. a single injection of cp-dox had 4-fold higher maximum tolerated dose and reduced tumor size nearly 13-fold compared to free drug, indicating that this nanoparticle formulation can be harnessed to j o u r n a l p r e -p r o o f enhance potency while reducing off-target effects such as cardiotoxicity. adam has also been leveraged to deliver the hydrophobic chemotherapeutics paclitaxel [355] and niclosamide [356] . while the original adam strategy was successful at enhancing the efficacy and safety of hydrophobic chemotherapeutics, many cancer drugs are hydrophilic and cannot be encapsulated by this strategy. to address this, the chilkoti and coworkers developed a new strategy by the design of an asymmetric triblock polypeptides [357] . atbps consist of three segments-a hydrophilic elp segment that is fused to a hydrophobic elps segment that in turn is fused to a drug attachment (ggc)8 segment. the atbp is deigned to retain its temperature triggered amphiphilicity even upon conjugation of hydrophilic small molecules with a logd ≤ 1.0 that the drug-conjugated atbp self-assembles into rod-shaped micelles above its cmt, which is designed to be below body temperature. they showed that conjugation of hydrophilic drugs, such as gemcitabine, to the cysteine residues of the atbp did not abrogate the formation of micelles, and these drug-loaded atbp micelles had greater efficacy in an aggressive in vivo model of colon cancer compared to free drug [357] . while cysteine-maleimide covalent conjugation can incorporate a structurally diverse set of drugs, molecules, and imaging agents into the nanoparticle's core, this strategy relies on functionalization of a naturally occurring amino acid. these residues can be promiscuously distributed across other peptides that may be appended to the elp such as targeting peptides or proteins, and, consequently, site-specific drug attachment for these constructs is challenging. to address this concern, costa and coworkers inserted p-acetylphenylalanine, an unnatural amino acid, onto an elp micelles that displayed a functional nanobody [358] . the nanobody contains a disulfide bond that is essential for its stability and functionality, so that site specific covalent conjugation of a drug by introduction of cysteine residues in a drug attachment was not possible. the p-acetylphenylalanine residue provided a biorthogonal ketone moiety to sitespecifically conjugate dox via a ph-sensitive bond without affecting the disulfide bond of the nanobody. as a result, this platform enabled site-specific drug conjugation while enabling the display of a functional nanobody on an elp nanoparticle [358] . [354] . fatty acids have also been incorporated by a post-translation modification into elps to drive nanoparticle assembly. luginbuhl and coworkers incorporated a myristoyl group at the nterminus of an elp that presented a peptide substrate for n-myristoyltransferase. the enzyme was co-expressed with the elp from a bicostronic plasmid in e. coli that grown with exogenous myristic acid added to the culture medium [359] . this led to close to 100% myristoylation of the elp in e. coli, and the myristoylated elp (m-elp) formed spherical or rod-like micelles depending on the elp chain length. chemotherapeutic drugs could be physically loaded into the micelles via hydrophobic interactions with the fatty acid, which resulted in a greater encapsulation efficiency than that possible with diblock elps [359] . this strategy thus provides a useful mechanism for entrapping drugs without covalent conjugation, making it possible to deliver drugs that do not contain an active functional group for conjugation, or drugs that lose potency upon conjugation. elps have been similarly combined with silk to form silk-elastin like protein (selp) nanoparticles [71, 360] . nanoparticle self-assembly is driven by both hydrophobic interactions and hydrogen bonding between the silk blocks. the radius of the nanoparticle is controlled by altering the elp guest residue as well as the ratio of silk blocks to elp blocks [361] . xia and coworkers demonstrated that these nanoparticles can be used to deliver hydrophobic small molecule drugs by loading dox into the nanoparticles [362] . dox was entrapped in the core by hydrophobic interactions with the silk blocks. the selp nanoparticles were endocytosed into the cell, thus allowing drug to accumulate in the cytoplasm. the cytotoxicity of the selp-dox nanoparticles was 1.8-fold greater than that of free dox [362] . elps provide a useful platform for sustained drug release due to their lcst behavior. their t t can be precisely tuned by modulating the molecular weight and guest residue of the sequence, making it possible to engineer the elp with a t t below physiological temperature. the elp thus remains soluble at room temperature, enabling injection through narrow-bore syringe, but rapidly coacervates upon exposure to body temperature, forming a subcutaneous depot. because the t t is concentration -dependent and the boundary layer of the coacervate is diluted by interstitial flow, the depot slowly undergoes surface-to-core dissolution. as it dissolves, the therapeutic cargo is released into circulation. this sustained -release platform, coupled with the ability of elps to impede renal filtration, extends the half-life of small molecules and peptides to which the elp is fused. prolonged -release systems are advantageous for diseases that require long-term treatment, such as cancer or chronic illnesses. liu et al. systematically altered elp parameters to adapt the molecule for in situ radiotherapy [363, 364] . they recombinantly fused a hydrophobic elp, comprised of 60 repeats of a val-pro-gly-val-gly pentapeptide, to a tyrosinerich domain that could be radiolabeled with 131 i. an intratumoral injection of the 131 i-elp was retained in the tumor for more than one week. the elp shielded the radionuclide from dehalogenase degradation and increased its tumor retention time [363] . liu and coworkers found that doubling the molecular weight of the elp increased tumor retention time by 14-fold; however, the effect plateaued with the t t once the elp surpassed 120 repeats. similarly, increasing the injection concentration of 131 i-elp 16-fold resulted in 5-fold greater tumor retention [364] . furthermore, 131 i-elps with seven repeats of the hydrophobic, tyrosine-rich peptide domain self-assembled into rod-shaped micelles and formed long-lasting -seeds‖. the seed-like particles exhibited potent anti-tumor efficacy, remarkable intratumoral retention, and minimal toxicity [364] . the coacervate was further stabilized by radiation-induced crosslinking of the tyrosine residues in the hydrogel, which resulted in retention of 52% and 70% of its radioactivity over 60 days in a prostate and pancreatic tumor model, respectively [365] . more recently, wang and coworkers engineered an elp depot for the sustained release of interferon-α, an anti-cancer protein that has been clinically hindered due to its short half-life and dose-dependent toxicity [366] . fusion of the protein to 90 repeats of a val-pro-gly-val-gly pentapeptide resulted in near zero-order release of ifn-α over the course of a month. compared to free ifn-α and ifn-α fused to a soluble elp, the depot-forming ifn-α-elp exhibited greater antitumor efficacy in a melanoma model. the fusion was well tolerated and demonstrated little renal toxicity, key advantages over free ifn-α [366] . the enhanced pharmacokinetics of glp1 are attributed to the increased residence time of depot-forming glp1-elp compared to the soluble control or glp1 alone. adapted with permission from [368] . elp depots have also been extensively engineered for the treatment of diabetes. antidiabetic peptides such as insulin and glucagon-like peptide-1 (glp-1) have short half-lives that necessitate frequent and repeated injections to achieve long-term blood glucose control. there is hence a need for sustained -release systems that prolong the efficacy of these peptides, and which reduce the need for multiple injections and improve patient compliance. glp-1 to and elp that was designed to coacervate at body temperature. the depots were retained in the subcutaneous space and lowered blood glucose levels for up to 5 days [367] . luginbuhl and coworkers expanded upon this work and optimized the elp parameters for depot retention and glp-1 half-life [368] . they discovered that elps with t t values of approximately 30°c and molecular weights greater than 36 kda achieved near zero-order release kinetics for glp-1. the optimized glp1-elp fusion formed a depot in the subcutaneous space upon injection as a solution and provided glycemic control in three different diabetic mouse models for up to 10 days after a single injection (figure 19) . in a cynomolgus monkey model, circulating levels of the elp fusion were detected for 17-21 days post-injection. glp-1 delivery has also been achieved by introducing protease cleavage sites between oligomeric repeats of glp-1 on an elp. once these so-called -protease-operated depots‖ are injected subcutaneously, proteases under the skin free glp-1 from the elp in the depot. this system extended blood glucose control for 5 days [367] . the antidiabetic protein fibroblast growth factor 21 (fgf21) has also been fused to an elp by gilroy et al. to improve its release, half-life, and production [369] . fusion to the elp enhances fgf21 solubility, thus allowing it to be expressed in the bacterial cytosol rather than inclusion bodies and consequently avoiding costly, complex refolding steps during purification. the elp-fgf21 depot was retained in the subcutaneous space for up to 4 days and achieved glycemic control in an ob/ob mouse model for up to 5 days. in a long-term study, treatment with an elp-fgf21 fusion resulted in 40% reduction in mean serum insulin and triglyceride levels when mice received subcutaneous injections every 5 days for up to 60 days [369] . other elp depots have been engineered for the treatment of dry eye disease [370] , infectious illnesses [371] , and inflammation [372] . resilin is another elastomeric protein that has been extensively engineered for biomedical applications. natural resilin is a rubbery protein with remarkable elasticity that is derived from the exoskeletons of insects and arthropods, where it is a critical component of locomotive systems such as jumping and flight [375] . it possesses high resilience and extensibility, low stiffness, and the ability to efficiently store energy [376] . these unique mechanical properties, coupled with its biodegradability, make resilin an attractive protein for regenerative medicine and drug delivery [377] . after ardell and anderson identified tentative resilin gene sequences in drosophila melanogaster [378] , elvin and coworkers engineered the first example of a recombinantly expressed resilin-like polypeptide (rlp) in 2005 [379] . the resulting polypeptide, termed rec1resilin, is composed of the first exon of the d. melanogaster cg15920 gene, which contains seventeen copies of the ggrpsdsygapgggn motif [379] . rec1-resilin possesses the favorable mechanical properties of native resilin with the added benefit of customizability provided by its recombinant synthesis. upon photochemical crosslinking of the tyrosine residues, rec1-resilin demonstrated up to 92% resilience that is comparable to that of many synthetic rubbers [379] . dros16. an16 is composed of sixteen repeats of an eleven amino acid motif found in anopheles gambiae while dros16 is composed of sixteen copies of a fifteen amino acid motif in the first j o u r n a l p r e -p r o o f exon of the cg15920 gene from which rec1-resilin is derived [380] . similar to rec1-resilin, these rlps were highly resilient, elastic, and capable of photo-crosslinking [380] . rlps are intrinsically disordered polypeptides that contain high concentrations of glycine, which provides them with high flexibility and makes secondary structure formation entropically unfavorable. the high proline content of rlps also prevents secondary structure formation, as the bulky residue reduces hydrogen bonding [381] . further, unlike other elastin-mimetic proteins, rlps contain high frequencies of polar and charged residues and are thus hydrophilic. rlps are responsive to a variety of stimuli, including temperature [382, 383] . rlps demonstrate dual phase behavior (dpb), an unusual property characterized by both a lcst and upper critical solution temperature (ucst), the temperature above which the rlp is fully miscible in solution. the dpb of rlps is fully reversible and largely dependent on the molecular composition and architecture of the rlp. their ucst behavior is also strongly impacted by ph [384] . at ph values greater than the pi, the charged residues enhance rlp solubility and the ucst increases. at low ph values, carboxylic acid residues on the rlp become protonated, which reduces the molecule's solubility and drives up the ucst [383, 385] . the tunable dpb of resilin is useful to fabricate modular drug delivery systems, described in the next section. the unique, temperature-driven phase behavior of rlps provides numerous opportunities for designing nanoparticles, whose size, shape, and aggregation number can be tuned to create drug delivery vehicles for a variety of applications. li et al. initially described the factors that impact rlp nanoparticle formation using a novel rlp based on twelve repeats of a fifteen amino acid consensus motif derived from d. melanogaster [385] . they replaced the tyrosine residues with phenylalanine and methionine, which can be leveraged for subsequent chemical modification. to form nanoparticles, the polypeptide was heated to its lcst of 65°c, at which point it irreversibly aggregated [385] . li and coworkers found that the lcst was concentration-and ph-dependent; transition temperature decreased with increasing concentration or decreasing ph (figure 20) . interestingly, the presence of salt improved rlp solubility and increased the transition temperature, which is the opposite of elps (figure 20) . this phenomenon is attributed to the ionizable residues in the rlp. the resulting nanoparticles can be tuned to have diameters ranging from 20 nm below the transition temperature up to nearly 400 nm when heated beyond their transition temperature [385] . this study demonstrates how the temperature-triggered phase behavior of rlps can be exploited to design nanoparticles with precision. block copolypeptides that incorporate rlps have also been used to create nanoparticles. the self-assembly of diblock copolymers containing both ucst and lcst blocks is strongly impacted by temperature. at low temperatures, the ucst block is relatively hydrophobic and aggregates at the core while the lcst block remains soluble. as the temperature increases, the ucst block becomes hydrophilic and relocates to the nanoparticle corona as the lcst block aggregates [386] [387] [388] . this phenomenon motivated weitzhandler et al. to combine rlps with elps to better characterize temperature-triggered phase behavior of ucst-lcst block co-polypeptides with the goal of nanoparticle formation [389] . using an rlp composed of repeat units of the gln-tyr-pro-ser-asp-gly-arg-gly octapeptide and an elp, they identified two principles that affect nanoparticle formationthe rlp:elp mass ratio and elp hydrophilicity. with an increase in the rlp:elp ratio, they observed an increase in the nanoparticle size. in contrast, the hydrophobicity of the elp impacted morphology; a hydrophobic elp resulted in spherical micelles, while a hydrophilic elp promoted the formation of worm-like structures [389] . [385] . dzuricky and coworkers expanded upon this work to observe how nanoparticle morphology impacted cell uptake [55] . a fibronectin type-iii (fn3) -binding domain that binds the α v β 3 integrin was fused to the c-terminus of an rlp-elp diblock copolymer. they found that the fn3 domain did not perturb self-assembly of the rlp-elp diblock copolymer, so that it was displayed on the nanoparticle surface upon self-assembly (figure 21) . the tunable morphology and high avidity of the rlp-elp-fn3 nanoparticles significantly improved the binding affinity to the α v β 3 integrin via multivalency. they found that shape played an important role in promoting multivalency though the avidity effect. while a spherical rlp-elp micelle that presented a fn3 a) j o u r n a l p r e -p r o o f domain showed a respectable 10-fold increase in affinity for the α v β 3 integrin compared to the monovalent rlpelp-fn3 unimer, the worm-like rlp-elp-fn3 nanoparticles showed a remarkable 1,000-fold increase in affinity for the integrin (figure 21 ) [55] . the combination of morphology and high avidity yielded a picomolar k d , a remarkable achievement considering that a therapeutic antibody against the same integrin exhibits a k d of only 20 nm. consequently, the worm-like rlp-elp-fn3 was more readily taken up by cells than the antibody [55] . these studies demonstrate that rlp-elp nanoparticles can be harnessed for robust, specific cellular targeting and uptake of therapeutic agents. because of their exquisite stimulus responsiveness and mechanical properties, rlps have been engineered as hydrogels for many biomedical applications. although many of the hydrogels were designed for use in tissue engineering applications, the principles derived from these studies can are also useful for the design of rlp-based controlled drug delivery systems. charati and coworkers reported an early example of a rlp hydrogel [390] . to test its utility for biomedical applications, they incorporated several biologically active domains into the sequence to control cell adhesion, hydrogel degradation, and biocompatibility. upon purification from e. coli, the protein was crosslinked with [tris(hydroxymethyl) phosphine] propionic acid (thpp), which linked the lysine residues in the rlp sequence. the resulting hydrogel was mechanically stable and capable of supporting hmscs and mouse nih-3t3 fibroblasts [390] . li and coworkers later evaluated the mechanical properties of rlp hydrogels more precisely and showed that the extent of thpp crosslinking impacts factors such as swelling ratio, elastic shear modulus, and resilience [391] . su and coworkers adapted rlps for cell adhesion by combining cell binding domains from fibronectin with a consensus sequence derived from a. gambiae. after it was crosslinked with tris(hydroxylmethyl)phosphine, the novel rlp scaffold exhibited mechanical properties consistent with those of rec1-resilin and a compression modulus comparable to that of cartilage [392] . the material supported mscs at 95% viability for up to 3 days, and the cells exhibited extensive spreading on the material surface [392] . while this hydrogel was primarily engineered j o u r n a l p r e -p r o o f for tissue engineering applications, it provides an example of how peptides can be appended to the rlp sequence for other biomedical applications such as drug delivery. other moieties, such as heparin [390, 391] , vegf-mimicking peptides [393] , and chitin -binding domains [394] , have similarly been appended onto rlps. in a reducing environment (b) , dextran release was not mw-dependent. in a non-reducing, pbs environment (c), dextran release was dependent on mw. adapted from [395] . taking advantage of the recombinant nature of rlps, su et al. engineered their novel rz10-rgd hydrogel to respond to changes in redox [395] . they used 3,3'dithiobis(sulfosuccinimidyl propionate) (dtssp), a redox-responsive crosslinker, to create rlp hydrogels that degrade in a reducing environment ( figure 22a) . various molecular weights of fitc-labeled dextran were loaded into the crosslinked rz10-rgd hydrogel. in reducing conditions, there was no observed difference in the release rates of dextrans with different molecular weights. in non-reducing conditions, release rate decreased with an increase in dextran mw (figure 22b ) [395] . the redox-responsiveness of this novel hydrogel makes it a promising candidate for tumor-specific drug delivery. other -smart‖ rlp hydrogels have been designed to degrade in response to elevated mmp concentrations [396] . when an mmp-sensitive domain was incorporated into a rlp sequence, the hydrogel underwent 90% degradation in the presence of physiological levels of mmps over the course of 48 rlp hydrogels without the mmp-sensitive domain did not degrade [396] . because the concentration of mmp-sensitive domains within the rlp hydrogel may be modulated to control degradation, this design can be adapted for drug delivery to tissues with elevated mmp concentrations, such as tumors or wound sites. resilin has also been combined with other proteins, including elastin, collagen, silk, and peptide amphiphiles (pas), to enhance the properties of rlps. bracalello and coworkers designed a chimeric polypeptide comprised of an rlp, elp, and clp in tandem, which they termed the rec polypeptide [397] . the purified material formed highly aligned fibrils that, over time, self-assembled into large fibers and fiber bundles. the fibers and bundles possessed a young's modulus of 0.1-3 mpa, which demonstrated that the material retained the elastic properties of resilin and elastin [397] . more recently, okesola and coworkers developed a highly tunable, multicomponent hydrogel using a covalent co-assembly strategy to combine an rlp with a peptide amphiphile (pa). this approach enabled control over the hierarchical self-j o u r n a l p r e -p r o o f assembly of the rlp hydrogel and enhanced its mechanical properties. the hydrogels were synthetized using a thiol-ene photoclick reaction and, depending on the pa concentration, assembled into a variety of nanostructures. in the absence of pa, the rlp hydrogels formed nanospheres upon photo-crosslinking, a low concentration of pa resulted in co-assembled beaded strings, and a high concentration of pa created co-assembled nanofibers. the photoclicked hydrogels maintained the remarkable elastic and energy-storing properties of rlp hydrogels, thus demonstrating that the co-assembly strategy can improve the mechanical properties of more brittle proteins such as pas. these results further support that rlp materials can be precisely tuned to achieve desirable properties for a drug release system. silk-elastin-like polypeptides, or selps, are block co-polymers consisting of tandem repeats of silk-like and elastin-like blocks [360] . these hybrid polypeptides combine the mechanical strength and chemical stability of silk with the unique thermal responsivity of elps, resulting in a material that can assemble into a variety of architectures ranging from nanomaterials to hydrogels [350] . like many other biopolymers, these materials are recombinantly produced, offering precise control over their length, the ratio of slp to elp blocks, and the ability to introduce biologically active molecules into the sequence [398] . an interesting characteristic of selps is their ability to undergo an irreversible sol-gel transition under physiological conditions, creating a matrix in situ that is useful for local delivery [360] . selps have been engineered to self-assemble into micellar structures that can be used as nanocarriers for drugs. the core of the micelle is formed by the slp blocks which form intermolecular hydrogen bonds to stabilize the micelle while the relatively hydrophilic elp forms the corona [361] . the hydrodynamic radius of the micelle can be tuned by altering the slp to elp block ratio or by altering the choice of guest residue in the elp block [361] . the self-assembly of selp nanoparticles may also be triggered by encapsulation of a hydrophobic drug. xia et al first explored this concept by mixing dox with selps with a slp to elp block ratio of 1:8, 1:4 or 1:2 [362] . the dox hydrophobically interacted with the silk j o u r n a l p r e -p r o o f domains, driving the formation of nanoparticles with hydrodynamic radii between 50 and 142 nm ( figure 23a) . these nanoparticles are in the appropriate size range to be passively targeted to solid tumors via the epr effect [399] . this approach is attractive as it avoids the need for harsh solvents and provides a respectable 6.5% drug loading efficiency [362] . dox-loaded selp nanoparticles enter hela cells via endocytosis rather than diffusion like free dox (figure 23b ). this allowed for potent accumulation of the drug in the cytoplasm and nearly 2-fold greater cytotoxicity than the free drug [362] . more recently, parker et al developed mucoadhesive selp nanoparticles for transmucosal drug delivery [400] . to identify potential mucoadhesive sequences, they generated a series of selps with a 1:4 slp to elp block ratio with four different guest residues -cys, arg, lys, and glu. these amino acids were chosen due to the potential of charged residues and thiol groups to interact with mucus. ans, a hydrophobic, solvatochromatic dye, was loaded into the nanoparticles via simple mixing to serve as both a model compound and reporter. in an in vitro biosimilar mucus model, the selp with cys guest residues demonstrated the strongest affinity for mucus, followed by selps containing lys, arg, or glu as the guest residue, respectively. interestingly, when incubated with mucus-secreting ht29-mtx cells, the cys-containing selp demonstrated little cell retention, suggesting it may have mucolytic properties. meanwhile, selps with charged guest residues were well retained by the cells, indicating their potential for transmucosal delivery. perhaps the most interesting property of selps is their ability to undergo a sol-gel transition under physiological conditions. these materials can be engineered to be soluble at room temperature, at which point drugs and other therapeutic molecules can be loaded by simple mixing without the use of toxic or denaturing solvents. upon injection, the material coacervates to form a polymeric matrix in situ. this property, along with the biocompatibility and j o u r n a l p r e -p r o o f sequence control of selps, makes them an attractive material for engineering local, controlled drug delivery systems. this approach was first explored by cappello et al in 1998 . in this study, fluorescently labeled macromolecules of varying molecular weights were loaded into selp hydrogels and their release rates were monitored [401] . for all compounds, release from the hydrogels was near first-order; however, there was no correlation between the release kinetics and the molecular weight of the molecule. this was attributed to the large size of the hydrogel pores, which are not small enough to impede diffusion [401] . the release rate decreased with an increase in selp concentration. the hydrogels were biocompatible when implanted in vivo with no sign of immunological activity or inflammation [401] . dinerman et al further evaluated the diffusion behavior of molecules out of selp hydrogels by using cytochrome c, theophylline, and vitamin b12 as model compounds [402] . they observed fickian, diffusion-controlled release behavior wherein diffusion slowed with an increase in molecular weight and polymer volume fraction [402] . due to the simplicity of drug loading and their gelation behavior, selps are also attractive materials for gene delivery. nucleic acids can be incorporated into the selp hydrogel by physical mixing, and upon injection, the selp hydrogel protects its cargo from rapid degradation while controlling the rate and location or release. this concept was first explored by megeed et al in 2002 using an selp containing positively charged residues. the negatively charged dna molecules electrostatically adsorbed onto the selp before injection [403] . they discovered that the release of dna was inversely related to the selp concentration and gelation time and that the ionic strength of the buffer directly correlated with dna release rate; as ionic strength increases, the greater concentration of counter ions disrupt the electrostatic interaction between the selp and dna, facilitating the release of the dna [403] . in a later study, megeed et al discovered that the release rate of plasmids from the selp hydrogel was inversely proportional to plasmid mw. furthermore, plasmid conformation impacted release rate, j o u r n a l p r e -p r o o f with linearized plasmids diffusing from the hydrogel fastest followed by supercoiled and circular plasmids, respectively [404] . the hydrogel maintained the stability and bioactivity of plasmid dna for 28 days and adenoviruses for 22 days. in an in vivo model with athymic nude mice bearing subcutaneous mda-md-435 tumors, mice treated with selps loaded with a plasmid for luciferase exhibited greater gene expression than mice treated with naked dna [404] . these studies aid the groundwork for selp design for dna delivery to treat cancer. hatefi et al loaded selp-47k, an selp comprised of four slp and 7 elp blocks with one elp block containing a lys substitution, with the adenoviruses ad.gfp or ad.cmv.lacz that encode green fluorescent protein (gfp) or β-galactosidase, respectively [405] . in an in vitro study, the selp hydrogel maintained the release of the adenoviruses over a 28 day period with only a 30-40% loss in virus activity ( figure 24a ) [405] . the ad.gfp-loaded selp was intratumorally showed significantly lower gfp expression than tumors receiving the selp formulation ( figure 24b ) [405] . this study demonstrated the potential of selps for adenoviral delivery to solid tumors. the ability of selp-815k to deliver adenoviruses was further tested in a head-to-head comparison with poloxamer 407, a commercially available synthetic copolymer used for gene delivery. both platforms were used to deliver a genetically encoded prodrug with an antiviral vector to a xenogenic model of hnscc. compared to poloxamer 407 and free virus, selp-815 exhibited the highest initial gene expression in tumors followed by prolonged expression for up to three weeks [406] . this high and sustained level of gene expression resulted in the greatest tumor size reduction and survivability across all groups. furthermore, selp-815k showed superior safety than poloxamer 407, as adipocytic necrosis was observed in animals treated with the latter [406] . a subsequent study demonstrated that, compared to free virus, virus-loaded selps also had reduced systemic toxicity [407] . more recent studies have provided new insights into the stability of viral vectors in selp hydrogels. two different selps were loaded with the oncolytic adenovirus ad-δb7-kox and evaluated with afm imaging to visualize the interaction between the adenovirus and selp j o u r n a l p r e -p r o o f nanofibers. afm showed that as adenovirus concentration increased, the density of the selp nanofibers also increased despite their fixed concentration [408] . this is likely attributed to the brownian motion of the adenovirus during assembly, as it acts as a stimulus for selp network formation. although most adenoviruses exhibited a round morphology for the first half-hour of being attached to selp, they began to deform after approximately 1 h. this is likely due to multiple strong interactions forming between adenovirus and different selp fibers [408] . it was also discovered that selp analogues with shorter elastin units exhibited lower temperature responsivity and more rapid elastase degradation [408] . with this fundamental understanding of selp degradation and adenovirus complexation, better gene delivery systems can be engineered from this material. selp hydrogels have also been used for sustained release of polysaccharides. the ghandehari group synthesized positively charged selp hydrogels that could electrostatically interact with an anionic polysaccharide -semisynthetic glycosaminoglycan ether (sage)-that is an anti-inflammatory drug for mucosa restoration. unfortunately when sage is administered, it does not achieve a high enough therapeutic concentration due to its insufficiently long residence time [409, 410] . to solve this problem for treatment of radiationinduced proctitis (rip), the ghandehari group designed an in situ gelling enema ( figure 25a ) [410] . in a murine model of rip, sage was present in the rectal tissue of mice 12 h after receiving a sage-loaded selp enema, while it was undetectable in mice receiving sage with saline ( figure 25b ) [410] . the ghanedhari group further adapted the selp platform for the sustained release of intravesically delivered sage for treatment of interstitial cystitis (ic) model. they found that employing a softer selp with a slower gelation time could provide an analgesic effect for 24 h without exacerbating the discomfort associated with ic, whereas stiffer gels could reduce the capacity of or obstruct the bladder [409] . j o u r n a l p r e -p r o o f more recently, researchers have focused on the design of de novo artificial polypeptides as drug carriers. these genetically engineered polypeptides are conformationally disordered, hydrophilic, and inert. like other protein polymers, they are recombinantly expressed and purified in bacterial systems, providing exquisite control over their length and sequence. they can also be genetically fused to therapeutic peptides or proteins to increase the half-life, stability, and biodistribution of their therapeutic partner. in addition to their stability and nonimmunogenicity, these hydrophilic biopolymers have long plasma circulation, making them an intriguing alternative to pegylation. in the last decade, two polypeptide sequences in particular-xten and pashave gained traction as biopolymeric drug carriers. the first xten molecule was designed and synthesized by schellenberger et al in 2009 [411] . to create a stable, soluble and unstructured stealth polymer, they eliminated hydrophobic amino acids known to contribute to aggregation or secondary structure formation, positively charged molecules that could bind cell membranes, and amide-containing residues that reduce stability. these criteria limited their pool of potential amino acids to sixalanine, glutamate, glycine, proline, serine and tyrosine. schellenberger et al then screened a library of nonrepetitive, randomized sequences to obtain an 864-residue biopolymer with optimal expression levels, yield, solubility, and stability [411] . this original xten molecule was genetically fused to exenatide, an antidiabetic peptide that has an in vivo half-life of 2.4 h. fusion to xten increased the peptide's half-life to 60 h in cynomolgous monkeys, with a predicted half-life of 139 h in a 75 kg human (figure 26 ) [411] . xten similarly enhanced the terminal half-life of gfp, human growth hormone, glucagon and factor vii. since this initial study, different mw variants of xten have been produced [412] and different functional groups for drug conjugationincluding azide, maleimide, and alkyne groups -have been introduced into the polypeptide [413] . xten has been similarly employed to counteract nocturnal hypoglycemia in diabetic patients. geething et al fused the biopolymer to gcg, a peptide hormone that converts glucagon stores into glucose but suffers from a minutes-long half-life and poor stability in liquid formulations [415] . in addition to improving the stability of gcg 60-fold, fusion to xten prolonged the efficacy of gcg in a fasted beagle dog model. gcg-xten provided strong resistance to a glucose challenge 6 h after prophylactic administration without affecting baseline blood glucose level [415] . the effect tapered off at 12 h post-administration, whereas free gcg was ineffective 2 h post-administration. xten also remarkably enhanced the pharmacokinetic profile of teduglutide, a glucagon-like peptide 2 analog used to treat an inflammatory malabsorption disorder in the small intestine with a half-life of ~3 h in humans [416] . the teduglutide-xten fusion achieved a 120 h half-life in cynomolgous monkeys, with a predicted half-life of 240 h in humans, further indicating how xten can be employed for once-monthly administration. the formulation also reduced the occurrence of ulcerations and presence of inflammatory cytokines j o u r n a l p r e -p r o o f in the small intestine [416] . additionally, this study was the first instance where the payload was chemically conjugated to xten; in this case, teduglutide was chemically conjugated via a cterminal cysteine residue. since then, xten has been chemically conjugated to other therapeutics including antivirals [412] and imaging agents such as annexin 5 [417] to improve their circulation time. xtenylation has been used to improve th p to human growth hormone (hgh), which typically suffers from an hours-long half-life and requires daily administration. somavaratan , an xtenylated formulation of hgh, achieved a half-life of 131 hr, a 30-60 fold increase compared to recombinant hgh in a phase i clinical trial (nct01718041) [418] . interestingly, fusion to xten reduced the potency of hgh 12-fold, yet the prolonged tissue exposure xten provided a 3 to 5-fold increase in efficacy compared to recombinant hgh [418] . in a phase ii clinical trial vista study (nct02068521), patients treated with somavaratan demonstrated increasing height velocity with increasing doses of the drug. and dose-dependent adverse events were minimal [419] . unfortunately , somavaratan failed to achieve the primary endpoint of non-inferiority versus genotropin, a recombinant formulation of hgh, in a phase iii velocity clinical trial (nct02339090) for pediatric patients with growth hormone deficiency. a phase ii clinical trial (nct02526420) has also been completed for growth hormone deficiency in adults. these studies demonstrate the promise of xten in improving drug half-life, bioavailability, and efficacy. [420] . more recently, a von-willebrand factor independent fviii-xten fusion, termed bivv001, has demonstrated good safety and efficacy in early stage clinical trials (nct03205163) and is currently recruiting for phase 3 (nct04161495) [421, 422] . xtenylation of fviii increases its plasma half-life three to four-fold relative to recombinant fviii, achieving a half-life of up to 34 h in cynomolgous monkeys [423] . this resulted in four-fold longer hemostatic control, suggesting that this formulation could provide clotting protection for patients for up to one week [423] . xten's large size has also been harnessed to take advantage of the epr effect to passively deliver anticancer therapeutics to tumors. to demonstrate its utility, haeckel et al designed a multicomponent fusion protein to improve the delivery of killin, a cytostatic and cytotoxic protein [424] . despite the promising antitumor effects of killin, its expression in bacterial systems was impossible due to its toxicity. c-terminal fusion to xten deactivated the protein so it could be stably expressed and purified. upon administration, xten would further serve to enhance the circulation time of killin and exploit the epr effect for tumor-specific targeting. a matrix metalloproteinase cleavage site was incorporated between the xten and killin, allowing the killin to be released and activated upon tumor penetration. to improve cell membrane penetration and dna binding, a cell penetrating peptide (cpp) was also added onto j o u r n a l p r e -p r o o f the c-terminus of killin [424] . the fusion protein was preferentially taken up into cancer cells with high mmp-2 or mmp-9 expression. this xten-killin-cpp fusion also arrested growth and induced concentration-dependent apoptosis in killin-sensitive cell lines, with the effect peaking at 48 h after treatment [424] . this study demonstrates the potential of xten as a carrier for anticancer therapeutics. this concept has recently been adapted by amunix to develop xtenylated protease-activated t-cell engagers, or xpat. in this technology, the bispecific t-cell engager blincyto, which engaged cd3 and and cd19, is xtenylated to reduce its immunogenicity. tandem protease recognition sites are incorporated between the xten chain and tandem scfvs of the bispecific t-cell engager to promote its release upon protease exposure. this technology has been adapted to target her2+ (amx-818) and egfr+ cells [425] . in recent pre-clinical studies, these fusions achieved picomolar affinity ec50s against cell lines expressing their target proteins while reducing t-cell toxicity 15,000-fold. they also induced significant proteasedependent tumor regression in xenograft models. her2-and egfr-xpat were also well tolerated by cynomolgous monkeys, with a 1000-fold greater c max for the her 2-xten fusion and a 100-fold greater c max for the egfr-xpat than their non-xtenylated counterparts [425] . a second recombinant polypeptide, termed pas, was engineered by xl-protein gmbh company in 2013 and is conceptually similar to xten [426] . both are intrinsically disordered, hydrophilic polypeptides that are designed to enhance the plasm half-life of fused proteins and peptides [426] . pas are reported to be non-immunogenic, biodegradable, and are produced in bacterial systems [426] . their recombinant synthesis enables precise control over their sequence and length enable gene-level fusion to a therapeutic peptide or protein of interest in order to enhance the pharmacokinetic profile of the fusion partner [427] . whereas xten incorporates negatively charged residues and consists of pro, tyr, glu, gly, ala and ser, pas do not contain charged amino acids and their sequence is limited to pro, j o u r n a l p r e -p r o o f journal pre-proof ala and ser [427] . in the initial study published by xl-protein gmbh company, pas was recombinantly fused to three proteins -a recombinant fab region of a humanized anti-her2 antibody, human interferon a2b, and human growth hormone-to evaluate its utility as a drug delivery carrier. fusion to pas increased the hydrodynamic volume of the cargo up to 26-fold and extended the blood circulation of the fusions [426] . the plasma half-life and auc of pasylated ifn was 32-fold and 100-fold greater than the non-pasylated ifn and the protein's binding affinity for its receptor was not affected by fusion to pas (figure 27a) . similarly, pasylated hgh exhibited a 94-fold greater plasma half-life than control hgh and exhibited a 3fold greater growth promoting effect than native hgh on an equimolar basis ( figure 27b ) [426] . since this initial study, pasylation has been employed to enhance the half-life and pharmacokinetics of numerous therapeutics. like other biopolymers, many applications that harness pasylation require long-lasting therapeutics to reduce dosing frequency and side effects. as such, xl-protein gmbh company has developed several formulations to improve the therapeutic efficacy of several peptides for the treatment of many diseases, including exendin for type ii diabetes, hgh for pediatric growth hormone deficiency, and anti-inflammatory agents for rheumatoid arthritis [428] . many of these fusions are currently in preclinical trials. other groups have also explored pasylation as a strategy to improve the circulation and efficacy of interferons for the treatment of multiple sclerosis. in a study conducted by harari et al, a superagonistic analog of ifnβ, ynsα8, was fused to the c terminus of a 600 amino acid pas polypeptide chain [429] . when administered to a transgenic mouse model harboring humanized ifnar receptors (hybnar model), pas-ynsα8 exhibited a 10-fold increase in half-life compared to ynsα8 alone without impacting the biological activity of the superagonist. despite being administered at an overall 16-fold lower dosage than ifnβ alone, pas-ynsα8 outperformed the control group in an experimental autoimmune encephalomyelitis model, as indicated by a decrease in infiltrating macrophages in the central nervous system and an increase in regulatory t cells [429] . in a separate study by zvonona et al, pas was fused to the j o u r n a l p r e -p r o o f journal pre-proof c-terminus of ifn-β1b and resulted in a 4-fold increase in hydrodynamic radius compared to free ifn-β1b [430] . the fusion protein also notably increased ic50 2-fold compared to free ifn-β1b, an accomplishment considering pegylation of the same interferon decreases its activity. furthermore, this formulation was stable when stored for 22 months at -20°c, indicating how pasylation can contribute to the maintenance of biological stability [430] . similarly, pasylation has contributed to the improved half-life and efficacy of numerous proteins including leptin [431, 432] , erythropoietin [433] , conversin [434] and clotting factor viii [435] . pasylation has also been harnessed to improve the delivery of nanocarriers, most notably for the treatment of cancer. in one study, pas 40 or 75 residues long were recombinantly fused to ferritin, an iron storage protein that self-assembles into a hollow sphere and binds internalizing transferrin receptor i, which is upregulated on many cancer cells [436] . pasylation stabilized the ferritin during purification and drug loading, resulting a greater yield of nanocarriers and 3-fold higher dox loading. the half-life of the pasylated nanocarrier was 5fold greater than that of the control nanocarrier and 55-fold greater than that of free dox [436] . the same research group further developed this platform by incorporating an mmp-cleavable linker between pas and ferritin. this design resulted in a 5-6 fold decrease in affinity between ferritin and its receptor, transferrin receptor i. thus, healthy cells with low expression of transferrin receptor i were not affected by the encapsulated dox [437] . upon exposure to high mmp concentrations in the tumor microenvironment, the pas shield was cleaved from the ferritin, increasing the affinity of the nanocarrier for its target. in mice bearing xenogeneic paca-44 pancreatic tumors, treatment with the pasylated formulation led to 4-fold greater tumor regression than a non-pasylated nanocarriers and 8-fold greater regression than seen with free dox, respectively [437] . these studies indicate how pasylated nanocarriers can be used to improve drug potency while reducing off-target effects. pasylation is also useful for nucleic acid delivery by providing stealth behavior to the delivery system. morys et al conjugated short pas sequences only four repeats long to polyethylenimine, a cationic polymer frequently employed in nucleic acid delivery systems [438] . the pas provided enough hydrophilicity to prevent aggregation and dissociation of the pei/dna polycomplexes. furthermore, pasylation of the pei-dna complex prevented interaction with blood serum proteins, preventing polyplex opsonization and clearance in vivo [438] . although this system needs further optimization for in vivo gene transfer, this study indicates that pasylation is potentially a useful strategy for improving the stability and delivery of nucleic acids. gliadin is a gluten protein extracted from wheat. its monomeric form, which has a mw of 25-100 kda, is up to 70% soluble in alcohol, and its polymeric form, which has a mw of 106 kda, contains a high level of disulfide bonds that renders it largely insoluble [439] . as such, gliadin materials show excellent stability without the need for toxic crosslinking agents. gliadin is rich in neutral residues that provide it with mucoadhesive properties and make it an ideal platform for oral drug delivery [440] . gliadin also contains many lipophilic residues that allow it to protect its cargo for prolonged release and hydrophobic interaction with tissues, including skin. due to its apolarity, gliadin has been most useful as a carrier for hydrophobic or amphiphilic drugs [441] . the solubility, hydrophobicity, and bioadhesive properties of gliadin contribute to its ability to sustain the release of therapeutics in drug delivery applications. polymeric gliadin has been widely explored as a material for nanoparticulate systems targeting the gastrointestinal mucosa. arangoa et al. demonstrated that upon oral administration of the lipophilic molecule carbazole in a gliadin nanoparticle to mice, the gliadin delivery vehicle improved drug adsorption through the stomach mucosa [442] . this phenomenon resulted in a sustained carbazole concentration in circulation and improved bioavailability. further research evaluated gliadin as a nanoparticulate carrier for the anti-cancer drug cyclophosphamide [443] . after loading cyclophosphamide onto the nanoparticles with a remarkable 72% loading efficiency, gulfam et al. demonstrated that the drug was released in a two-step manner. after a brief period of rapid release from the nanoparticles, cyclophosphamide was steadily released over the course of 48 h and induced apoptosis in breast cancer cells, which highlighted the utility of this system utility as a carrier for anti-cancer therapeutics [443] . because gliadin nanoparticles improve drug penetration into the gastric mucosa, it has been extensively engineered to protect and deliver antibiotics to the stomach to treat helicobacter pylori infections [51] . ramteke et al. loaded gliadin nanoparticles with clarithromycin and omeprazole via a desolvation technique [51] . the nanoparticles showed sustained release of the drugs at an acidic ph that mimicked conditions in the stomach and were more effective in eradicating h. pylori in vitro than free drug. in a similar study, umamaheshwari et al. demonstrated that gliadin nanoparticles increased the gastrointestinal residence time of amoxicillin, thus necessitating a lower dose to eradicate h. pylori infection than the free drug in a mongolian gerbil model [444] . these studies indicate that the bioadhesive properties of gliadin can be leveraged to improve gastric absorption and drug availability. another abundant source of plant protein is the soybean, from which soy protein isolate (spi) is extracted. spi contains glycinin and β-conglycinin, which compose nearly 60% and 40% of the protein, respectively [445] . these proteins exist as globular structures in an aqueous environment and aggregate upon the addition of a crosslinking agent or solvent [446] . this can drive the formation of hydrogels, polymer blends, or microspheres. moreover, because spis are enriched in glutamine, aspartic acid, and leucine that offer a variety of secondary bonding interactions, many types of drugs can be incorporated onto the proteins for delivery purposes. [447] . engineered soy nanoparticles to sequester and relase curcumin [448] . they prepared the nanoparticles using a desolvation technique and achieved an encapsulation efficiency of 97%. curcumin release from the nanoparticles followed a biphasic trend. initial burst release was observed as the nanoparticles swelled, followed by sustained release [448] . the pharmacokinetics, gastrointestinal uptake, and encapsulation efficiency of soy nanoparticles have also been improved by combining the protein with other materials such as folic acid [449] , zein [450, 451] , or alginate [452] . spi films have also been engineered to release a variety of drugs to treat bacterial infections and promote wound healing. in one example, peles et al. incorporated the antibiotic gentamicin into the matrix of an spi film prepared by solvent-casting. after an initial period of burst release, gentamicin exhibited prolonged release over the course of four weeks [453] . other studies have explored various crosslinking agents to improve the structural integrity and degradation kinetics of spi films. to circumvent the toxicity associated with chemical crosslinkers, song et al. employed genipin, a natural crosslinking agent, to control the swelling ratio and enhance the strength of the film [454] . films crosslinked with genipin exhibited slowed release rates of bsa, the model protein drug, compared to spi films without genipin. furthermore, the film exhibited ph-sensitivity that could be employed for delivery to the gastrointestinal tract [454] . chen et al. also designed spi films to release drug in the gastrointestinal tract by using formaldehyde as a crosslinking agent [455] . formaldehyde crosslinking increased the tensile strength of the film. methylene blue -a model drug-and rifampicin-and antibiotic -interacted strongly with the spi such that they were not released until bulk erosion occurred, which was accelerated by gastric enzymes [455] . another ph-sensitive spi film was engineered by vaz et al. using glyoxal as a crosslinking agent for spis produced via a melt extrusion technique [456] . because the pi of soy protein isolate is between 4.3-4.8, rapid release of the model drug theophylline was observed at a ph of 5, as there was little interaction between the drug and soy. at physiological ph, however, soy protein isolate was negatively charged and more strongly interacted with the drug than in acidic conditions , thereby slowing its release [456] . spi fibers have also been investigated as a drug delivery scaffold. xu et al. studied the sorption, kinetics and thermodynamics of drug release from spi fibers for three different drugs [457] . as the temperature was increased, the diffusion coefficient of drug sorption onto the fibers increased. for metformin and diclofenac, sorption and release relied on the ionic interactions j o u r n a l p r e -p r o o f between the drug and spi scaffold. conversely, these parameters were governed more strongly by van der waals forces for drugs such as 5-fluorouracil. for all model drugs, burst release was controlled by altering the drug-loading concentration. because release relies on the affinity of the drug for the spi, a lower loading concentration resulted in less burst release [457] . collectively, these studies demonstrate that spi vehicles can be designed and tuned to deliver a variety of therapeutics. zein, the major storage protein in corn, is a low-molecular weight protein in maize endosperm [458] . depending on its molecular weight and extraction process, zein is classified asα-zein, β-zein, γ-zein, or δ-zein. the most abundant form, α-zein, is a 22-to 24-kda protein that forms a triple super-helix [459] . though the structure is not fully elucidated, small-angle xray scattering data suggests that nine or ten homologous, helical repeating units arrange into an anti-parallel helix that is stabilized by hydrogen bonding [460, 461] . all classes of zein are rich in alanine, leucine, proline, and glutamine residues, but α-zein is the most frequently used class in drug delivery applications due to its abundance. though zein contains both hydrophilic and hydrophobic regions, its large fraction of non-polar residues makes it insoluble in water without the addition of alcohol, urea, or anionic or alkaline surfactants [459] . the hydrophobicity of zein also renders it mucoadhesive [462] . zein has been incorporated into -smart‖ hydrogels to control the release of drugs in response to a biological or environmental stimulus. liu et al. generated complex hydrogel beads composed of zein and pectin [463] . the hydrophobic zein suppressed bead swelling in physiological conditions, while pectin protected the zein from protease degradation in the gastrointestinal tract, thus promoting colon-specific drug delivery [463] . zein has also been engineered into an injectable, biodegradable gel that forms in situ. gao [464] . when administered to venous malformations as a sclerosant, the zein-saib hydrogel provided four days of prolonged drug release [464] . zein hydrogels have also been designed for sustained release of chemotherapeutics and reduce their off-target effects. cao et al. demonstrated that an intratumoral injection of an in situ zein hydrogel extended the release of entrapped dox, resulting in increased anti-tumor efficacy [465] . they also showed that dox release could be modulated by adjusting the zein concentration [465] . most zein-based materials for drug delivery have been microspheres or nanoparticles. zein is rich in nonpolar residues, which allows it to stably complex with drugs and entrap them in j o u r n a l p r e -p r o o f the nanoparticle core. the first reported zein microparticle was designed by matsuda et al. to improve the therapeutic index of polysaccharide-kureha (ps-k), a protein polysaccharide that stimulates anti-cancer immune activity [466] . monodisperse microspheres were generated by sonication and produced 1-µm microspheres that could be phagocytosed by macrophages [466] . subsequent studies by this group involved combinations of zein with three other anti-cancer drugs to improve their pharmacokinetics, which demonstrates the versatility of the platform [467] . since then, zein microparticles have been engineered to deliver antibiotics such as ciproflaxin [468] , anti-parasitic drugs such as ivermectin [458] , and corticosteroids such as prednisolone [469] . muthuselvi et al. investigated how the solvent used for microsphere fabrication impacts drug release [470] . using the cardiotonic glycoside gitoxin as a model drug, they fabricated zein microspheres with ethanol, methanol, and isopropanol mixtures. while microspheres made with methanol and isopropanol rapidly released the drug over four days, microspheres prepared with ethanol exhibited biphasic release. following an initial phase of burst release, drug release was sustained for 80 h before tapering off into a slower, final stage of release [470] . their ability to harness the epr effect provides another reason for the use of zein nanoparticles in chemotherapeutics. in one example, lai et al. loaded zein nanoparticles with 5fluorouracil for delivery to the liver [471] . when labeled with rhodamine-b intravenously administered, the zein nanoparticles increased liver-targeting efficiency 31% vs. free rhodamine b and 5-fluorouracil uptake in the liver was ~3-fold higher than that of free drug [471] . dong et al. loaded zein nanoparticles with dox and achieved 90% loading efficiency [472] . dox release was ph-dependent, with more rapid release occurring in acidic conditions. confocal laser scanning microscopy in hela cells showed that the zein nanoparticles were effectively endocytosed into the cytoplasm and that smaller nanoparticles could enter the nucleus [472] . improve the anti-cancer potency of statins using lovastatin as the model drug [473] . lovastatin-loaded zein nanoparticles promoted anti-proliferative activity in hepg2 cells by accumulating in the cytoplasm during the g2/m and pre-g phases of mitosis [473] . further, zein nanoparticles have improved the pharmacokinetics, solubility, and potency of anti-tuberculosis drugs-including rifampicin, pyrazinamide, and isoniazid [474] -and vitamin d3 [475] . caseins are milk proteins that evolved from a family of secreted calcium (phosphate)binding phosphoproteins [476] . accounting for nearly 80% of all bovine milk proteins, caseins j o u r n a l p r e -p r o o f exist in four different forms -αs1, αs2, β-, and κ [477, 478] . though they are all amphiphilic and proline-rich, the four caseins differ in their overall amino acid, phosphorous, and carbohydrate content [479] . caseins are naturally unstructured, which endows them with the flexibility to exhibit intermolecular interactions. consequently, they assemble into micelles 50-500 nm in diameter with negatively charged surfaces [479] . the size distribution of these micelles is readily impacted by environmental factors, including ph, ionic strength, and hydrostatic pressure, due to their amphiphilicity and lack of tertiary structure [480, 481] . although they withstand high temperatures of up to ~71°c, they are quickly destabilized by acidic environments, which makes them a good option for oral delivery [482] . because casein naturally takes on a micellar conformation, it has been readily adapted as a drug nanocarrier. an early example of this idea was demonstrated by semo et al. they encapsulated the fat-soluble vitamin d2 in the core of casein micelles and demonstrated that the casein barrier protected vitamin d2 from uv degradation [483] . soon after this finding was published, casein micelles were used to entrap poorly soluble chemotherapeutics, such as curcumin. in this study, sahu and coworkers used steady state fluorescence spectroscopy to show that curcumin shows hydrophobic interactions with casein. the complexes self-assembled into micelles ~166 nm in diameter, which were efficiently internalized by hela cells [484] . the ph-sensitivity of casein nanoparticles also makes them useful for gastrointestinal delivery. the livney group loaded β-casein nanoparticles with the chemotherapeutic drug mitoxantrone to create stable nanoparticles 100-300 nm in diameter that clustered to trap the drug between micelles as well as within their cores [485] . these micelles rapidly disintegrated in an acidic microenvironment, suggesting their potential for targeting gastric cancer [486] . casein micelles have similarly been adapted to improve the bioavailability and targeting of other drugs, such as dox [487] , folic acid [488] and flutamide [489] . casein films have also been applied to tablets to slow drug release. these films, which are typically prepared with transglutaminase as the crosslinker, exhibit remarkable tensile strength, and are gradually hydrolyzed by chymotrypsin [490] . abu diak and coworkers coated diltiazem-hcl tablets with casein using four different plasticizing agents and ultimately derived a continuous tablet coat with oleic acid as the olasticizer [491] . at ph 1.2, casein-coated tablets slowed the release of diltiazem-hcl compared to uncoated tablets, which released 80% of drug within 2 h. the rate at which the coated tablets released the drug decreased with increasing post-coating heat treatment temperature. similarly, at ph 6.8, only coated tablets that underwent j o u r n a l p r e -p r o o f post-coating heat treatment at 100°c successfully showed sustained drug release, which was likely due to casein crosslinking under these conditions [491] . the favorable hydrophilicity and biocompatibility of casein, coupled with the availability of reactive sites for chemical modification within its sequence, make it an ideal material for forming hydrogels. in an early example, song and coworkers created genipin-crosslinked casein hydrogels to encapsulate bsa [492] . hydrogel swelling and subsequent bsa release was governed by the environmental ph. at ph 1.2, there was minimal hydrogel swelling and the bsa remained entrapped in the gel. when the ph was increased to 7.4, the hydrogel swelled and released greater amounts of bsa, making this hydrogel useful for intestinal delivery. the swelling behavior was similarly influenced by the degree of crosslinking by genipin [492] . in a later study, the same group employed microbial transglutaminase to crosslink casein hydrogels into a fractal network structure compared to uncrosslinked casein hydrogels [493] . vitamin b 12 , was loaded into the hydrogel under mild conditions and was slowly released from the hydrogel at ph 7.4. the rate of release slowed with increased crosslinking [493] . casein-drug composites have also been designed to improve the solubility and dissolution of various drugs. millar and corrigan first demonstrated that freeze-dried compacts made from sodium caseinate and acidic casein enhanced the dissolution rates of chlorothiazide and hydrochlorothiazide 35-fold and 1.5-fold, respectively. the improvement in dissolution was related to the complexation with casein and processing of the drug [494] . millar et al. further characterized the dissolution rate of the compacts over a range of compositions and found that the dissolution rate of acidic casein was half that of sodium caseinate [495] . using ibuprofen as the model drug, they showed that acidic casein compacts significantly slowed drug dissolution compared to sodium caseinate compacts. they attributed the difference to the changing form of casein that took place due to microenvironmental ph differences in the boundary layer. acidic casein was also more viscous and rigid than sodium caseinate, which decreased its solubility and reduced drug diffusivity [495] . a subsequent research group demonstrated that acidic casein and sodium caseinate could be mixed with other materials, such as hydroxypropylmethocellulose matrices, to slow drug dissolution [496] . iron binding proteinsmost notably transferrin and ferritinhave been widely explored as drug delivery vehicles due to the increased need for iron in many diseases, including cancer. in these applications, iron binding proteins serve to both improve the pharmacokinetics and stability of j o u r n a l p r e -p r o o f their cargo, but also to target the drug by taking advantage of the body's natural iron transport mechanisms. transferrin is an abundant glycoprotein that plays a critical role in the systemic transport of iron. as a natural iron-chelating agent, it reversibly binds one or two ferric ions to maintain their solubility and prevent toxic free-radical generation [497] . it also promotes iron endocytosis by binding the transferrin receptor 1, which is upregulated on malignant cells to meet their increased iron needs [498] . transferrin receptor 1 is also expressed on brain endothelial cells, making transferrin an attractive option for delivering therapeutic cargo across the blood brain barrier [499] . it should be noted that, due to its unique targeting capacity, transferrin has been used as a targeting moiety to deliver both small molecule chemotherapeutics and peptides/proteins. transferrin-drug conjugates have been employed to target chemotherapeutics to tumors delivery and reduce the off-target toxicity of the drug. szwed et al coupled dox to transferrin and showed that transferrin could overcome anthracycline resistance by impairing the pglycoprotein activity in several anthracycline-resistant cell lines such as dox resistant k562 cells [500] . in a subsequent study, they demonstrated that a dox-transferrin conjugate successfully induces apoptosis in leukemia cells while avoiding toxicity to non-malignant cells [501] . transferrin was also used to target cytochrome c to lung tumors by conjugating it to transferrin using sulfo-lc spdp as a crosslinker [502] . this strategy resulted in nanocarriers ~10 nm in diameter, allowing them to avoid rapid kidney filtration. upon endocytosis by cells, the redox-sensitive bond in the linker was cleaved, releasing cytochrome c from transferrin and initiating apoptosis [502] . transferrin based nanoparticles have also been engineered to deliver photothermal and photodynamic agents for cancer therapy. wang et al treated transferrin with dtt, leading to exposure of hydrophobic residues that could interact with the near-infrared dye ir780 through hydrophobic interactions [503] . these dye-loaded nanoparticles had a half-life of 20 h and were j o u r n a l p r e -p r o o f readily endocytosed by malignant cells within 2 h. they accumulated in which tumor with a high tumor-to-background ratio and, when pulsed with an 808 nm laser, caused a temperature increase to 49.5°c that caused tumor regression, whereas tumors treated with pbs only showed a temperature increase to 36.3°c, which had no effect on tumor growth [503] . this study demonstrates how transferrin could be used to enhance the pharmacokinetics and delivery of hydrophobic agents. transferrin has similarly been fused to glp-1 to improve the with improved pharmacokinetics of this peptide drug for treatment of type 2 diabetes [504] . this technology, developed by biorexis and later acquired by pfizer, consists of non-glycosylated transferrin genetically fused to glp-1, creating a fusion protein that is expressed in yeast cells. fusion with transferrin did not affect the insulinotrophic properties of glp-1 and yielded a half-life of 1-2 days, compared to a half-life of minutes for native glp-1 [504] . furthermore, the glp-1transferrin fusion promoted greater β-cell proliferation and β-cell area compared to transferrin alone. two days after receiving an intraperitoneal injection of glp-1-transferrin, treated mice demonstrated a significant increase in β-cell proliferation with nearly 10% of total islet cell possessing brdu+ nuclei. meanwhile, β-cells in animals treated with transferrin alone did not show signs of proliferation after two days [504] . as such, glp-1-transferrin may provide a novel strategy for restoring β-cell function in diabetics while maintaining blood glucose control. transferrin has also been exploited to treat autoimmune diseases such as myasthenia gravis (mg). in patients with mg, autoantibodies recognize and block nicotinic acetylcholine receptors (achr). by fusing the α-subunit of achr to transferrin, keefe et al created shg2210, a fusion protein that is recognized and bound by anti-achr autoantibodies and is internalized by cells via the transferrin receptor [505] . results from in vitro binding and internalization studies show that anti-achr autoantibodies bind shg2210 with an ic50 of 0.37 µm, while no binding to transferrin alone was observed [505] . when the shg2210:antibody complex was added to hela cells in culture, the complex was readily internalized via the transferrin receptor, as seen by the j o u r n a l p r e -p r o o f negligible uptake by the cells in the presence of saturating levels of a soluble achr inhibitor. after internalization, the complex was trafficked to the lysosome and was degraded [505] . transferrin delivery platforms were further optimized by chen et al, who evaluated the effect of various linkers on the binding affinity and pharmacokinetics of transferrin fusion proteins. in this work, growth hormone (gh) or granulocyte colony-stimulating factor (g-csf) were genetically linked to transferrin via a dipeptide linker, a helical peptide linker, or a thrombincleavable, disulfide cyclopeptide linker [506] . for both gh-tf and g-csf-tf, the longer -helical or cyclopeptide linkers-linkers resulted in less steric hindrance and thus provided greater binding affinity between gh or g-csf and their receptors as well as transferrin and its receptor. fusion proteins with the highest affinity for their targets also had the greatest plasma half-life [506] . the fusion containing the cyclopeptide linker had the greatest affinity for the transferrin receptor (ic50 of 0.9 nm) and achieved a half-life of 5.7 hr. in contrast, the fusion with the dipeptide linker had an 8-fold lower affinity for the transferrin receptor and exhibited a shorter half-life of 4.2 hr [506] . this study demonstrates how delivery of a protein drug via a transferrin carrier can be modulated by tuning the length and type of linker between the transferrin and its cargo. like transferrin, ferritin has also been exploited to target and carry drugs. ferritin is an iron-storage protein composed of 24 subunits that assemble into a spherical nanocage [507] . while this nanocage naturally houses up to 4500 iron atoms, it can also be engineered to house a variety of therapeutics [508, 509] . its loading capacity depends on several factors, including mw of the drug, the encapsulation strategy, and choice of co-solvent for entrapping drugs. metal salts achieve the highest encapsulation efficiency with nearly 5000 particles of agno 3 fitting in a single cage, whereas small, hydrophobic moleculesincluding many chemotherapeutics, exhibit lower loading efficiency [510, 511] . taking advantage of ferritin's natural ability to traverse the blood brain barrier, fan et al loaded a ferritin nanocage with an infrared dye and administered it to mice bearing u87mb j o u r n a l p r e -p r o o f orthotopic gliomas [512] . accumulation of the ferritin nanocage in the glioma-bearing mice was 10-fold greater than in the control group that received the dye alone, with maximum accumulation 4-6 hr after administration. interestingly, nanocage accumulation was limited to the tumor and no significant accumulation was observed in healthy brain tissue [512] . fan et al then loaded the nanocages with dox. and administered them intravenously. the dox-loaded nanocages nearly doubled survival time compared to treatment with free dox and significantly reduced tumor volume. additionally, mice treated with the dox-loaded nanocages exhibited slowed weight loss, indicating that the formulation reduced toxicity compared to free dox [512] . in a separate study, dox loaded ferritin nanocages increased the half-life of dox 12-fold and the auc by over 100-fold [513] . ferritin nanocages have also been used to deliver the poly adp ribose polymerase inhibitor olaparib to treat multiple forms of breast cancer. a study conducted by mazzucchelli et al demonstrated that the encapsulation of the drug in a ferritin nanocage led to 1000-fold greater uptake of the drug by triple negative breast cancer cells compared to the free drug [514] . the nanocage enhanced the cytotoxicity of the drug in cancer cells and reduced off-target toxicity in healthy cells. these studies demonstrate that ferritin nanocages can be harnessed to improve the delivery of chemotherapeutics in a variety of cancers. in another application, jiang et al synthesized a cobalt nanozyme -a nanomaterial with intrinsic enzyme-like activity -within a ferritin nanocage [515] . synthesis of the nanozyme within the confines of the nanocage provided better control over the size and structure of the nanozyme compared to nanozymes synthesized outside of the nanocage. the hepatocellular carcinoma targeting peptide sp94 was recombinantly fused to ferritin such that it was displayed on the nanocage exterior for optimal targeting [515] . though this design was used for diagnostic purposes, the remarkable targeting specificity it achieved demonstrates how it can be readily adapted as a drug delivery vehicle. ferritin nanocages can also be employed to deliver nucleic acids. li et al successfully encapsulated sirna into the nanocage, protecting it from rapid in vivo degradation [516] . this j o u r n a l p r e -p r o o f system exhibited highly efficient transfection into primary human tumorigenic cell lines, pmbcs, and mesenchymal stem cells. notably, up to 85% gene knockdown was achieved by the nanocage, while lipofectamine -the gold standard-only achieved 40% gene knockdown [516] . at the low sirna concentration of 10 nm used in this study, lipofectamine is relatively inefficient at transfection as it requires a higher sirna concentration for optimal activity, whereas the nanocage is more effective at gene knockdown at this low sirna concentration. because the biophysical properties and encapsulation of sirna are sequence-independent, this approach could be adapted for sirna delivery for numerous applications [516] . the research discussed in this review highlights the versatility and multifunctionality of protein-based materials for drug delivery. these carriers benefit from exceptional biocompatibility and biodegradability and minimal toxicity. most importantly, protein-based materials are highly customizable. their chemical, physical, and biological properties can be tailored for a specific application with sequence-level precision, thus providing the researcher with full control over the formulation's pharmacokinetics, pharmacodynamics, biodistribution, and in vivo interactions. much of this work has been made possible by continuing advances in genetic engineering and synthetic biology, which have made it possible to incorporate new chemistries and structural motifs into the polypeptide sequence to improve drug conjugation, targeting, stimulus responsiveness, and self-assembly. researchers continue to explore new ways to engineer proteins to possess desirable chemical and mechanical properties. one such strategy is to create hybrid materials by combining a protein with other proteins or synthetic components to generate a material with the favorable physicochemical properties of its building blocks. another method focuses on conferring new functionalities onto proteins through chemical processing, post-translational modification, or the incorporation of unnatural amino acids into the protein sequence. this approach expands the range of drugs that can be recombinantly fused to, chemically conjugated to, or physically encapsulated by the material. new protein-based materials also continue to be developed from existing proteins and by de novo design of peptide sequences that can introduce new attributes to protein materials to improve drug delivery. as researchers continue to make progress in adapting existing and developing new protein materials, there is also great opportunity for biological and materials science research that will maximize the clinical success of protein drug carriers. despite the progress made in this field, formulations using protein-based materials rarely reach or survive clinical trials. they are hindered by poor in vivo stability and performance, which results from an insufficient understanding of how to create materials that remain stable and functional in the harsh environments present during storage, administration, and circulation. this is further highlighted by the fact that, even though the half-life of a drug can be significantly increased by its protein carrier, the half-life of the formulation still falls short of that of the native protein. alterations to the chemical and physical structure can change how a material and drug are endocytosed by their target, degraded and cleared from circulation, or recognized by immune cells. as new chemistries and hierarchical structures are explored, this knowledge becomes more critical. through increased understanding of these fundamental principles, we can better design and predict the in vivo behavior of protein-based drug delivery vehicles. as new materials are developed, enhanced biological and materials science research can improve tools used to predict their behavior and improve their design. for example, experimental results will boost theoretical models and molecular simulations, which will in turn enhance de novo design of protein architectures. this will inform our understanding of structurefunction relationships such that new morphologies can be engineered to control the delivery of therapeutics. it is also 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